65. From Central European Intellectual Life: Goethe and the World View of German Idealism
02 Dec 1915, Berlin Rudolf Steiner |
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That increase makes you only a greater person, and always a greater one; but never a god, the infinite, who is incapable of measure." Thus Fichte addresses what he senses as the will of the world by deepening his quest for knowledge, so that it may find what, in the innermost part of the soul, holds that soul together with the sources of existence; that from which the soul must create if it wants to feel that its creation in harmony with the historical and eternal powers that guide all existence itself. |
And the “Faust” interpreter adds - in 1865 -: "Let us add the wish that the words of the master, who looks down on us with a mild light from better stars, may come true for his people, who are seeking their way to clarity in darkness, confusion and struggle, but, God willing, with indestructible strength, and that “in those higher accounts of God and humanity, which the poet of 'Faust' expects from the coming centuries, German action too, no longer as a symbolic shadow, but in beautiful, life-affirming reality, may one day find its place and its glorification alongside German thought and German feeling!" |
He must therefore reflect that he looks up to the way in which it has been handed down by his fathers, his ancestors, to his time; how it has become a force for the present, and how from this force, which is before his eyes, which lives in his soul, from the present hope may spring into the future. |
65. From Central European Intellectual Life: Goethe and the World View of German Idealism
02 Dec 1915, Berlin Rudolf Steiner |
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For many years now, I have been giving the lectures on spiritual science during the winter season from this very place. I have always tried to begin these lectures with a consideration of the connection between the particular view of the spiritual world that is represented within this spiritual science, as it is meant here, and the general spiritual life. And already last winter, I tried — which must be particularly obvious in our present fateful time — to turn my attention to the feelings that are currently living within the German people, to that time of German spiritual development in which, out of the very core of the German being, a connection, a living together with the spiritual world, was sought in a truly idealistic form. In our time, in which the German nation must defend itself against a world of enemies in its existence, in its hopes for existence, it must be particularly obvious to look to the time of which one of the most popular historians of the German nation says: it is the time in which the idealistic spirits of this German nation have shown that even in times of extreme distress, in times of extreme hostility, the German character is able to salvage that greatness which can be saved by cultivating the spiritual life, as it appears to be inherent in the very deepest characteristics of this nation. We need not fall into the error of our opponents, who today believe, in such a strange and peculiar way, that they must particularly characterize the importance of their own nation by belittling the nature of the opponents. We need not fall into the error, for example, of those of whom we now hear that the German Weltanschauung itself must have seduced them into leading the German people into the most savage warfare. We can, without making the mistake of belittling our opponents, turn our attention to what the German people believe, must believe, according to their very nature: that their world-historical task is rooted in the deepest inwardness of their nature. And there is no need, as so many of Germany's enemies do today, to form an opinion about the popular, be it one's own or that of another people, out of direct hatred and antipathy in the present. And so let us take as our starting-point for today's consideration an idea which an outstanding mind, relatively calm, was able to form in a time long before our own fateful time. This idea was formed by Wilhelm von Humboldt, Schiller's great friend, who was able to delve so wonderfully into the essence of the development of humanity, who knew how to depict the needs of man within the development of world history in such a subtle way, In 1830, when Wilhelm von Humboldt looked back on what Schiller's friendship meant to him, but also on what Schiller's significance for the development of the German people was, on what Schiller's entire intellectual development was, he expressed himself in the following way about the German essence: “To view art and all aesthetic activity from its true standpoint is something that no newer nation has achieved to the degree of the Germans, nor have those nations that pride themselves on being poets, who recognize all times as great and outstanding. The deeper and truer direction in the German lies in his greater inwardness, which keeps him closer to the truth of nature, in the tendency to occupy himself with ideas and sensations related to them and in everything that is connected with this. In this respect, it differs from most newer nations and, in a more precise definition of the concept of inwardness, also from the Greeks. It seeks poetry and philosophy; it does not want to separate them, but strives to combine them; and as long as this striving for philosophy, even pure, abstract philosophy, which is often even unrecognized and misinterpreted among us in its indispensable and misunderstood in its indispensable work, lives on in the nation, the impulse will also endure and gain new strength, which powerful minds in the last half of the last century have unmistakably given."Thus someone who has devoted much thought to the feelings that go with knowing this points to what he had to believe lies in the task and the immediate destiny of the German people. And when we look at what has shaped the German character from the spiritual side in the great age when German idealism raised Germanness to the stage of thought; and when we point to the end of the eighteenth and the beginning of the nineteenth century with all what had developed up to the immediate phase of development of our time, then we see something that cannot be grasped by the certainly significant but not very lofty concept, let us say, of the internationality of science and the like, which, insofar as it concerns science, is self-evident. But what emerged so powerfully in Germany's greatest periods in terms of intellectual development was that at that time, through those minds that felt so intimately connected to German nationality, such as Fichte, for example, the question of the whole significance of knowledge, of what man can achieve through the knowledge that he develops as science; the question of the relationship of this knowledge to the secret of the world, to the eternal-working, eternal-spiritual in the world itself. That knowledge has been called into question, that knowledge itself has become a mystery, and that it is precisely through this tendency towards the mysteriousness of knowledge that man has had to make the matter of this knowledge a personal and yet objective and factual human interest, that is the tremendously significant thing is how one can feel connected in every fiber of one's being to what man can achieve through an ideal in his striving, through the pursuit of knowledge; how one can strive for knowledge full of light and yet still raise the question: Can one go beyond this knowledge, or rather must one go beyond this knowledge if one wants to arrive at the deepest thing that connects man to the eternal sources of existence? And the reason why this riddle could present itself to the German soul in its best minds in a particularly intense way lies in the fact that during the period of German idealism, the striving asserted itself to have knowledge not only as something that something that teaches you about the world in terms of concepts, something you can stand coolly opposed to in your desire to dissect the phenomena of the world, but to have knowledge as something that lives in the whole soul and sustains the human being. It was precisely out of this yearning for the vitality of knowledge, out of this intimate feeling of connection with knowledge, that the great riddles of knowledge arose. It seems as if one only wants to have knowledge, only wants to cultivate a science, if this science can really live in such a way that one can also find the way to the sources of existence in the experiencing of knowledge. It is appealing to see how German minds want to live in their knowledge, in their science, in a much higher sense than is usually meant when one speaks of the connection between life and science. Last winter, in a similar context, I tried to characterize Fichte's idiosyncrasy, this noble German spirit who, in one of the most difficult times in the development of the German people, placed his spiritual striving entirely at the service of his people, who, from the depth of his spirit, found the most wonderful words of power to inspire German enthusiasm. The way in which he felt connected with the pursuit of knowledge, and how he strove to rise to German idealism, is part of what Fichte was able to be to his people. A picture that has been preserved for us can illustrate this beautifully. Forberg, who heard Fichte speak when he tried to bring to life, from the depths of his striving for wisdom, what he saw as his connection with the weaving, ruling world spirit, said the following beautiful words about Fichte's way of speaking about spiritual matters: “Fichte's public address... rushes like a thunderstorm that discharges its fire in single strokes. He does not stir... but he elevates the soul...; he wants to make great men. Fichte's eye is punishing, and his walk is defiant. Fichte wants to guide the spirit of the age through his philosophy... His imagination is not florid, but vigorous and powerful. His images are not charming, but bold and grand. He penetrates into the innermost depths of his subject and moves about in the realm of concepts with such ease that it betrays he not only dwells in this invisible realm, but rules over it.And if one wants to characterize Fichte's German nature, one must point out how, by wanting to rule in the realm of concepts, he sought within this realm of concepts something that was more than what is often called concepts and ideas, something that was a revival of those forces of the human soul, which are one with the creative powers of all existence, those creative powers that live outside in nature, that have placed man himself in nature, that guide and direct historical life, that interweave and permeate all existence. But in order to gain such a view in full vitality, Fichte could not stop at the abstractness of the concepts, at concepts that are only views. For this he needed concepts that were directly experienced and imbued with soul by an element of activity that not only illuminates the human soul, but also strengthens it, so that this human soul, by first withdrawing from the external world, feels connected to the very innermost part of reality. And so Johann Gottlieb Fichte directed his contemplation to something living in the human soul, something that is being willed into existence. And what he sensed there, as flowing into his will, he experienced as if the divine spiritual forces that permeate and interweave the world were entering the soul, and the soul itself felt at rest within the divine experience. If one wishes to call this trait in Johann Gottlieb Fichte mystical, then one must remove from this expression everything that brings any kind of nebulousness into the world view; one must then bring this concept together with everything that is the highest energy of knowledge in Fichte's entire striving. Then German idealism appears as if compressed into a focal point, not only when Fichte talks about German nationality, but especially when he speaks of the highest matters to which his thinking and, one might say, his inner experience turns. In his attempt to visualize the ruling will in his own soul and to make it come alive before those to whom he speaks, he speaks about this will as if he were aware that the innermost essence of the whole world lives in this will. He speaks as if he himself felt the exalted will of the world pulsating in the human soul's own will, when this human soul, in its striving for knowledge, goes back to the innermost outflow and activity of the will itself. Fichte speaks wonderful words here: “That exalted will does not go its way alone, separated from the rest of the world of reason. There is a spiritual bond between it and all finite rational beings, and it is this spiritual bond within the world of reason.... I hide my face from you and lay my hand on my mouth, how you are for yourself and appear to yourself, I can never see, as I can never become yourself. After a thousand times a thousand spiritual experiences, I will still understand as little as I do now, in this hut of earth. What I grasp becomes finite through my mere grasping; and this can never be transformed into the infinite, even through infinite increase and elevation. You are different from the finite, not in degree but in kind. That increase makes you only a greater person, and always a greater one; but never a god, the infinite, who is incapable of measure."Thus Fichte addresses what he senses as the will of the world by deepening his quest for knowledge, so that it may find what, in the innermost part of the soul, holds that soul together with the sources of existence; that from which the soul must create if it wants to feel that its creation in harmony with the historical and eternal powers that guide all existence itself. That science, through an idealistic consideration of life, must lead to such a grasp of human inwardness that in this inwardness, at the same time, the innermost of the world's existence in human striving is embraced, that is the basic feature of German idealism. And with this idealism, Fichte's philosophical comrades basically also face the great riddles of existence. | From a certain point of view, I tried last winter to present this very arena of thought within German idealism and the world view of this German idealism. I undertook to show how Fichte tried to grasp the world through the experience of the innermost nature of the human will itself, by wanting to grasp the human soul where the will can delve into it. I wanted to show how Fichte, in his attempt to penetrate to the human ego in its essence, could not be satisfied with grasping this ego in being or in mere thinking, in the sense of Descartes with his “I think , therefore I am”, but how Fichte wanted to grasp the self, the innermost essence of the human soul, in such a way that there lies in it something that can never lose its existence because it can create this existence anew in every moment. Fichte wanted to show the living, ever creative will as the source of the human ego; not by a judgment of the kind: I think, that is something, therefore I am — not by that did Fichte want to find the essence of the ego, but by showing that even if this ego were not in any given moment, or if it could be said of it, on the basis of some evidence, that it were not, then this judgment would be invalid on the grounds that this ego is a creative one, because it can, in every moment, generate its existence anew out of the depths of this ego. In this perpetual re-creation, in this continuity of the creative, in this connection with the creative of the world, Fichte tried to recognize the essence of the ego in the will, to preserve it in the will, to shape the striving for knowledge in a living way. And Schelling, Fichte's philosophical companion, who in many respects went so far beyond him, placed himself before nature in such a way that nature was not for him what it otherwise is in many respects for external science: a sum of phenomena that one dissects; rather, for Schelling, nature was to the human spirit in its nature, except that the human spirit stands in the present, experiences itself, but nature has lived through this spirit, so that it now rests enchanted in it, so that it hides behind its veil and reveals itself through its external appearances. Just as one regards a person in relation to his physiognomy, not only describing this physiognomy formally like a statue, but looking through the physiognomy to what is the living soul life, what looks through the physiognomic features, what spiritualizes and warms the outer form. Through the outer phenomena of nature, through the outer revelations as through the physiognomy of nature, Schelling wanted to go back to what is spiritual in nature, to unite the spirit in the soul with the spirit in nature. And from this arose in him that one-sided but bold way of striving for knowledge, which is expressed in Schelling's saying: “To comprehend nature is to create nature!” That in the human soul there could be something that only needs to be dragged into creative, living existence, and by so doing, not creating the outer phenomena of nature, but creating images that are the same as what lives behind nature, is expressed in the words: “To understand nature is to create nature!” Today, there is truly no need to take this philosophy of German idealism dogmatically; one need not be a follower of it, that is not the point. What is important is to get to know the power and inner soul from which such a direction of spiritual life arises. And so someone could be an opponent of the dogmas of German idealism in the fullest sense of the word, but find something resiliently alive, something that carries the future, in the way the human soul wanted to penetrate into the deepest secrets of existence back then. And in this context, we may refer to Hegel, the third in this series, who was not afraid to ascend into the coldest realms of pure thought. For Hegel believed that when the soul withdraws from all the warmth of external observation, from all direct resting in natural existence, when it is all alone with the concepts that live in the soul in such a way that this soul is no longer present with its arbitrariness in the thinking of the concepts, but the soul abandons itself to the process of how one concept arises from the other, how concepts prevail within her, without her turning in any way to anything other than to these prevailing pure, crystal-clear and transparent concepts, which she lets prevail and weave within her as they themselves want, not as the soul wills, - then, Hegel believed, in this process, in this flowing of concepts, a union of the soul with the ruling world spirit itself, which lives out itself in concepts, which, through the millions of years, by sending its concepts commanding through infinity, allowed the outer world to emerge from the condensation of these concepts and then placed man into it so that man can awaken in his soul these concepts from which the world itself emerged. Is it really one-sided, the way Hegel delves into the world of existence by trying to penetrate to the sources of existence by squeezing out all other reality from the pure world of concepts? Is it one-sided in the sense that the World-Spirit, which flows and weaves through the world as if it were a mere logician, conjure up the world out of pure logic, this striving, which arises directly from the German essence and German nature, also shows how the German spirit, in its striving for knowledge, by its very nature seeks to connect with that which lives in the soul, that which can be directly beheld in the soul in its inwardness and which, by being thus beheld, simultaneously seizes the spirit flowing in the world. The fundamental principle of this striving is the seizing of the world-spirit by the spirit developed in the soul. And even if the right way of relating to world-life and its knowledge can only be solved by the human soul in a reasonably satisfactory way in the farthest, farthest future, the way in which it has been attempted within German idealism , this way of seeking the world spirit is so intimately connected with the German essence and at the same time it is the way in which, in our time, the eternal must be sought in the temporal human soul. One can see how closely interwoven with German striving this kind of knowledge is when, at the dawn of the newer spiritual striving, one looks at how two phenomena confront each other at the end of the sixteenth and the beginning of the seventeenth century; that is, the time when those forces first emerged that gave the newer world view the impulses for European development. It is interesting to see how the German soul relates to this dawn of intellectual life, for example, by juxtaposing two images from the end of the sixteenth and the beginning of the seventeenth century. Regardless of one's own opinion of this remarkable spirit, let us consider him only in the context of the development of modern spiritual striving, if one places Jakob Böhme and compares him with a contemporary striving spirit in Western Europe, with a spirit who is also characteristic of his people, as Jakob Böhme is characteristic of his people, with Montaigne. Montaigne is also a great and important figure, expressing one of the elements that arise at the dawn of the modern intellectual life. He is the great doubter. He is the one who, from within French culture, receives the following impulse: Let us look at the world. It reveals its secrets to us through our senses. We will try to reveal these secrets through our thinking. But who can say, in any way, that the senses do not deceive; that what is revealed to the senses from the depths of the world can somehow have a connection, which can be visualized, with the sources of existence. And who can deny, this great doubter asks, that if one does not rely on the senses, but on judgment, on thinking, if one seeks evidence and each piece of evidence in turn demands evidence, and the new proof in turn demands another proof, that one can then proceed along the chain of proofs and must also proceed, because everything that one believes to have proven appears fleeting when one looks at it more closely. Neither thinking nor sensual observation can provide any certainty. Therefore, a wise man, according to Montaigne, is one who does not seek such certainty at all; who has an inner irony about the phenomena of the world and about the knowledge of the sources of existence; who knows that although one can reflect on and observe all things , but that one thereby acquires only a knowledge that one can just as well admit as reject, without having any hope of attaining anything else through spiritual striving than precisely such a thing to which one can only relate doubtfully and ironically. At the same time, within the German being stands Jakob Böhme, who undertakes the journey into the depths of the human soul by means of mere inner development of soul powers, by mere immersion in what the soul can draw up from its depths. And in the fact that he finds these depths of the human soul in the way he believes he is able to find them, he was clear about it, he was convinced that by descending into the depths of the human soul, he at the same time hears the sources of all existence, natural and spiritual, of all comprehensive existence, flowing into these depths. For Jakob Böhme, descending into the depths of the soul also means reaching out into the divine spiritual life that governs the world. And so Jakob Böhme sought this path; that in this path there can be no question of doubt or of an ironic mood in the Montaignean sense, because Jakob Böhme in his way is clear about the fact that he lives in the spirit, because one cannot doubt that in which one lives, in which one co-creates by immersing oneself in it. And one would like to say: Only a revival of this endeavor of Jakob Böhme's in a higher form lies in what lives on the scene of German idealism through the spirits just mentioned. And these just mentioned spirits basically all turn their gaze to a personality who – however much this has been doubted from a narrow-minded point of view – in her entire being, in her entire nature, emerged from the deepest popular German culture, to Goethe. And Fichte, the philosopher who was only struggling for clarity, who was never satisfied if he could not express what he had to say in concepts with sharp outlines, Fichte, who could be considered a dry, sober man of knowledge — that was not his way, but that is what characterizes his striving characterizes – who could be thought of as far, far removed from Goethe in the nature of his being, – Fichte addressed beautiful words to Goethe in which he wanted to express how he tried to align himself with the highest that he strove to bring forth, with what Goethe was by nature. When Fichte had brought the first, most abstract, one might say coldest, most historical, form of his “Wissenschaftslehre” to print, he presented the book to Goethe and wrote to him: “I regard you and have always regarded you as the representative (of the purest spirituality of feeling) at the present level of humanity. It is to you that philosophy rightly turns. Your feeling is the same touchstone!” Words that each of the others could have addressed to Goethe in the same way, and indeed each of them did address to Goethe in one way or another, as history shows. And when Schiller, in his “Letters on the Aesthetic Education of Man”, which, as I allowed myself to characterize here last winter, have been far too little appreciated, tried to answer the question from the depths of Kantian philosophy: How must the human soul strive in order to truly come to live together with the spirit of the world in freedom in the harmonious interaction of all its powers? And when Schiller turned his gaze to Goethe, he saw in him something like the German spirit in one of its centers, seeking to bring forth before the world, out of the deepest inwardness of his being, the highest that he had come to. Schiller admired the pure, free humanity of the ancient Greeks, that pure, free humanity that, on the one hand, is allowed to turn to external nature, but which does not allow this nature to have such an external hold on it as the more recent spiritual striving, in which man becomes unfree in his striving in the face of the coherence of nature. This Greek nature, which on the other hand became so aware of itself in the depths of its soul that it sensed itself as nature itself, also in its innermost being, this Greek element, which stood before Schiller's soul like a model of all human striving and living, Schiller saw it shine anew in Goethe's nature and life in the face of the newer spirit of the people. And Schiller characterized this at about the same time as Fichte wrote the words just quoted to Goethe, in a letter to Goethe with the following words: "For a long time now, although from a considerable distance, I have been watching the course of your mind and have noted the path you have set out on with ever-renewed admiration. You seek what is necessary for nature, but you seek it by the most difficult route, which any weaker force would do well to avoid. You take all of nature to get light on the individual; in the totality of its manifestations, you seek the explanatory basis for the individual. Step by step, you ascend from the simple organization to the more complicated, in order to finally build the most complicated of all, the human being, genetically from the materials of the entire structure of nature. By recreating him in nature, as it were, you seek to penetrate his hidden technology. A great and truly heroic idea, which shows sufficiently how much your mind holds the rich totality of its conceptions together in a beautiful unity. You could never have hoped that your life would be enough for such a goal, but even just to embark on such a path is worth more than any other ending – and you have chosen, like Achilles in the Iliad, between Phthia and immortality. If you had been born a Greek, or even an Italian, and if from your cradle you had been surrounded by a refined nature and idealizing art, your path would have been infinitely shortened, perhaps made entirely superfluous. You would have absorbed the form of the necessary into the first view of things, and with your first experiences the great style would have developed in you. Now that you have been born a German, now that your Greek spirit has been thrown into this Nordic creation, you had no choice but to either become a Nordic artist yourself or to replace what reality withheld from your imagination by the application of your powers of thought, and thus to give birth to a Greece from within and in a rational way, so to speak.” The creative force that arises from the deepest inwardness, that not only creates the present, but that even gives birth to the past anew out of its own essence: the Goethean spirit. In this letter, Schiller selflessly characterizes it wonderfully, in which he truly laid the foundation for the friendship between these two minds, Goethe and Schiller; Schiller wonderfully characterizes this inwardness of the creation of the Goethean spirit. And truly, Goethe appears in the image of German idealism with all his striving. Therefore, out of the striving of Goethe's personality, a poetic figure could arise that – I do not believe that one has to be prejudiced to say this – is uniquely placed in world literature and in the whole of world creation, the figure of Faust. How does he stand there, this Faust? As the highest representative of human striving, but still – after all, he is a university professor at heart – as a representative of the striving for knowledge, for knowledge! And right at the beginning of Faust, what becomes a riddle, what becomes a big question? Knowledge itself, the striving for knowledge becomes a question! Two elements come to life in this Faustian legend. And one must point out this living out of the two elements if one wants to understand the basic character of Goethe's Faustian creation on the one hand and, on the other hand, its connection with the innermost nature of German spiritual striving. Of course, the term magic and everything connected with it is not exactly popular today. But Goethe was compelled to place his Faust before magic, after knowledge and insight had become a question, a riddle, for Faust. And the fact that today we are able to separate everything that is conventionally associated with the concept of magic from a deeper spiritual striving will be my particular task tomorrow in the lecture where I want to speak about the eternal powers of the human soul. But the way in which Goethe has Faust turn to magic can perhaps be thought of as quite separate from all the wild superstition and nebulous striving associated with the word magic and with magical striving in general. One can overlook secondary matters and look at the main thing, namely, the fundamental human striving as expressed in Faust. Why must Faust, who has really been involved in all human sciences, wanted to gain clarity in all human sciences about that which underlies existence as a source, why must Faust turn to magic, to a completely different way of interacting with nature than is the case with the ordinary pursuit of knowledge? Why? Because Faust has experienced everything that can be experienced in the pursuit of knowledge; because he has experienced everything that can be felt by a person who has a yearning for the depths of the nature of the world; everything that can be felt by a person when he feels alive in himself, which external science can comprehend. This science visualizes the laws of nature in concepts, in ideas. But do I exist with these concepts, or do I only have something in these concepts that weaves itself as a ghost in my own soul and that perhaps, with regard to this image, is clearly, but not with regard to its life, directly connected to the sources of existence? What forces itself into the soul as a question of this kind can be felt in different ways. It can be felt weakly, but it can also be felt strongly, so that the enigma that lives itself into the soul through these feelings becomes like a nightmare from which this human soul wants to free itself. For the soul can say to itself: All this knowledge is only something that one forms on the basis of existence. All this knowledge is something that has been subtracted from existence. But I must still descend into existence with what I experience in myself. What one might say Schelling believed in his presumptuousness, Faust cannot believe: that by living in concepts, one creates in nature. Rather, he wants to descend into nature. He wants to seek out nature where it lives in creation. He wants to unfold an activity that is such that the human soul accomplishes it, but which, in that this activity is within the soul, is both creating nature and creating soul at the same time. Because Faust cannot do this in any other way, he tries to do it by seeking to invigorate within himself the path that ancient magicians have tried. Faust tries to have something in his soul that does not merely depict nature in terms within him, but that appears to him in what lives and creates behind appearances. He seeks to bring the spiritual in the creative power of nature, which flows and weaves through the world, which surges up and down in the tides of life and the storm of action, not only into knowledge, but seeks to connect with it in a living way. He seeks the path to it in such a way that the spiritual creation of nature stands beside him, as the soul of a human being stands embodied here in physical existence, so that one experiences existence, not just knows about it. And in this way Faust stands before nature in the same way as—one need only point to a spirit like Jakob Böhme, in his own way, one need only look at that which underlies German philosophical striving in the idealistic period—Faust, yearning , yearning for knowledge, expecting certain achievements, to which he wants to rise, so in the face of nature, so next to nature, as befits the innermost life and weaving of the German spirit: to create nature in the soul and to let it become living science, living knowledge. That is why Goethe has to bring his Faust together with magic. There is something else that Goethe brings together with his Faust, something that perhaps even more than the magical element that confronts us in the first scenes and then continues in what I would call a directly dramatic way, while it loses itself as a magical element – which seems perhaps even more wonderful than this magical element for this Goethean Faustian poem, which is now also intimately interwoven with the spiritual striving of the German people. Let us try – as I said, without pronouncing dogmatically or in any way on the value – to place ourselves in the position of Jakob Böhme; let us try to bring to life before our soul one of the aspects of Jakob Böhme's striving. A great question confronts Jakob Böhme with regard to the riddle of existence, the question that arises from the contemplation of the world when one says: The world is governed by the World Spirit in its goodness, in its wisdom. He who is able to immerse himself in the spirit of the world senses the surging of the world's wisdom, the surging of the world's benevolence. But evil intrudes, evil in the form of suffering, evil in the form of human deeds. If we do not look at the abstraction of the thought, but at a striving for knowledge that is based on feeling and emotion, a striving for knowledge that takes hold of the whole person, we stand in awe at the way in which Jakob Böhme raises the question of the origin of evil. He cannot avoid saying to himself: the spirit of the world, the divine spirit of the world, must be thought of as connected with the sources of life; but one does not find the origin of evil by immersing oneself in the spirit of the world. And yet evil is there. — With tremendous intensity, the question of the origin of evil arises in the quest for knowledge of Jakob Böhme. He seeks to answer it by asking about evil, as one might ask about the origin of the deeds of light. What Jakob Böhme has developed in depth can only be illustrated here through this comparison, for the sake of brevity. For, just as one can never derive from the light that which appears as the deeds of light, but always needs darkness for this; just as one can never derive darkness, with which light must appear together, from the light itself, but rather one must go to this source of light if one wants to examine the deeds of light in external nature, Jakob Böhme attempts to find the essence, not merely the principle, of evil, not in the Divine either, but in that which takes its place beside the Divine, like the shadow, like the darkness beside the light, which one does not seek in the light, but for which one does not need reasons in the same way as for the light itself. He seeks to find it by undertaking the previously characterized journey into the depths of the soul and at the same time trying to grasp the existence of the world at its sources in the soul. Thus he does not confront evil as something that can be recognized in a concept, but as something that he tries to grasp in its reality. In his attitude towards evil as something that cannot be grasped conceptually but only in reality, Schelling is followed in his very significant treatise “Philosophical Investigations Concerning the Essence of Human Freedom and the Related Objects”, 1809. Schelling consciously follows Jakob Böhme in his search for evil. Goethe, from the depths of the German soul, sensed this riddle of evil in a completely different way. Just think what a challenge it was to create a work of poetry in the way that Goethe did in his Faust. On the one hand, Goethe had to present a purely inward striving, which, after all, could only be expressed, one might think, by depicting a person who presents himself to the world lyrically. Goethe seeks to bring it to dramatic life as Faust stands before the world. He does this, however, by allowing what lives in the soul to shine through in such a way that it is inwardly alive in the soul and becomes external. The dramatic not only places the human being in the world as he stands in it lyrically, but also as he stands in it actively. This enables Goethe, as a dramatist must, to lead man out of subjectivity, out of the mere inwardness of the being into the outer world. But one should try to imagine what a challenge lay in what can be characterized in the following way. Now Faust is to strive, as man does when he lets the riddles of existence take effect on him, to go forward in the world, to become a fighter in the world. And yet such struggles, which arise from the riddles of knowledge, are inner struggles. As a rule, man stands alone in this, and as a rule nothing dramatic is connected with it. Dramas proceed differently, in that one simply lets the interior of the human soul unroll. What enabled Goethe to transform what is basically only an internal matter of the human soul into a vivid dramatic image? Simply by the fact that, just as he brings the human soul out into nature through magic on the one hand, on the other hand he brings this human soul out into the big wide world by trying to show that when one seeks out seeks out evil and wants to experience it in its reality, one cannot understand it merely as an inner principle and seek an inner explanation for it, but one must step out into life as it confronts one full of life. Therefore, Goethe cannot direct his attention to evil in such a way that he finds something in him that is mere philosophy, but he must direct his attention to the essence, to one who fights Faust, to one who is the embodiment of evil, who is as alive as the principle of evil as man is alive here in his physical body. And he must be able to feel and show that the fight against evil is not just an abstract, inward struggle, but that it is a struggle that is waged hourly, momentarily, in which man lives. In everything he does, he essentially encounters evil. Thus this obstacle was overcome. What is otherwise an abstract philosophical principle was brought into direct existence, into essential existence. Walking, changing, acting, fighting were brought about, which one otherwise speaks about. For these reasons, on the one hand, the magical element had to be revived in Faust, in that Faust tries to penetrate the shell of nature. On the other hand, evil had to be contrasted with Faust as something essential, something that is much more than what is usually called an idea or a concept; something that is usually conceived as living only within the soul had to be embodied, placed out into the world. And so in poetry, too, there was a need to resort to that deepening of the conception of evil which we find as such a wonderful fundamental trait of the German spiritual striving, from Jakob Böhme up through all the deeper German spirits who cannot satisfy themselves by seeking evil only in philosophical concepts, but who want to go out into the world. And in going out into the world, they encounter evil just as one encounters another human being in the physical world. In order to spiritually unlock the inner world, the striving had to connect with such a view of evil. That is to say, just as nature is to be sensed through magic to its sources, so spiritual life is to be placed in the context of human life by showing evil itself as a spiritually active being. Thus, as a poet, Goethe elevates man to the realm of the ideal, but of the living ideal. And he was faced with a dilemma in yet another way: he, the great artist, of whom Schiller said that he could give birth to a Greece out of his own inwardness. He was faced with a dilemma in yet another way, one that we may only gradually come to see in its full significance. In Faust, we see the striving human being. Many commentators on Faust have emphasized the fact that Goethe did a great deed in having Faust redeemed, in not allowing Faust to perish, as was the case in earlier representations of Faust, but in having him redeemed, because, in accordance with the newer world view, one must assume that within man lie the forces that can achieve victory over evil. Yes, what this actually means for the overall view of the Faust epic is something that is not usually considered. One says, offhand: Goethe's Faust could only become what it is if Goethe had the idea from the very beginning to take into account the innermost nature of man in such a way that Faust could be redeemed. One imagines a drama, one imagines a work of art that takes place in time and that is supposed to be great, in such a way that one knows from the beginning what must come out in the end. And that is what it should actually be. For man, as one so often says, must bring with him his convictions from the highest riddles of life. Actually, nothing more and nothing less is expressed by this than that “Faust” should, by its very nature, be the most boring piece of writing in the world. After all, every pedant today knows, or at least believes he knows, that if man strives correctly, he should ultimately be redeemed. And now one of the greatest poets is to present a grandiose world poem in order to show this self-evident truth through all possible forms! And yet, Goethe has succeeded in embodying the thought just expressed, not in some abstract way, but in presenting living life before us through a long, long series of images. Why? Simply because he has shown how that which, when inwardly conceived in abstract thoughts, would be a mere truism, a matter of course, is set forth in life in a completely different way; because he attempts to extend life, on the one hand, in the direction of the magical , on the other hand, towards the spiritual side; because the striving for nature is not a striving for knowledge but a magical one; because the striving for evil or the recognition of evil is not just a philosophical matter but a matter of life. How does something become a matter of life that is otherwise only the soul's inner, abstract striving? It becomes a matter of life when the human being, when he stands before nature in the same way that Faust stands before nature in the sense of his striving, wants to go beyond abstract knowledge. He wants to go beyond that which can only live in concepts, which spins itself out as ideas, as concepts. He wants to enter into the sphere of nature, where there is creative life, with which the soul's own creative life connects, in order to go beyond nature's creation through mere abstract conceptual life. But when you take hold of the matter in full life, you enter into that in man from which man in turn emerges by being able to acquire consciousness in his concepts. One need only go back to what, for example, the Greek Stoics strove for in their earnest quest for knowledge. They wanted a wisdom that would smooth the world, that would survey the world, and that would have nothing to do with human passion. Man should become dispassionate, dispassionate, in order to feel his soul absorbed in the calm conceptual grasping of the wisdom that pervades the world. Why did the Stoics want this? Because they felt that one comes out of a certain intoxication of life, out of a half-unconscious immersion in life, by coming to dispassionate understanding. Stoicism consists precisely in the search for a life free of intoxication. Now, in the course of human evolution, the personality that is to be represented in Faust stands before nature in such a way that knowledge becomes a question for it, the very thing by which man tries to save himself from the intoxication of life. He can enter into the intoxication of life by immersing himself with the creative powers of the soul, but he does not absorb the same powers with which he has just risen, but rather he submerges himself seeking to connect the foundations of the soul with the foundations of nature. But from this arises what is now the error of Faust in the first part of the story, the submerging into sensuality, into sensual life, even into the outer trivial life, which he must undergo in his own personality because he is to connect what lives in his own personality, what lives in the depths of his soul, with what lives in the depths of world existence. The task of the first part of Faust and also of a large part of the second part is to present in a lively way the error by which man can be tested in his soul. To what extent man, by wanting to grasp the world personally, the world in its power through knowledge, exposes himself to the danger of being submerged in the personal and being drawn into the whirlpool of life, is depicted in “Faust”. And that does not depend on some abstract doctrine, but on the will, on the character of this Faust. It is only through this that the poem becomes a poem. And on the other hand, since the human being strives for a real knowledge of evil and is not satisfied with a principal, conceptual understanding of evil, he must break through the ordinary life of the soul; for there he finds only concepts, ideas and feelings. He must go through this soul life, he must go to the place where man, without seeing the essential reality through the senses, perceives an essential reality through the pure soul experiences, from the spirit. This becomes the task of the one who wants to recognize evil in its reality through direct experience. This becomes the task of Faust in relation to Mephistopheles. But man cannot approach evil at all as he is at first. It is virtually impossible to approach evil as man is at first; for one must know the world, and one can only know it by knowing it in the soul. One must form concepts. One must have in one's soul that which can be experienced in one's soul. After all, as newer philosophers have so rightly and so wrongly asserted, one cannot transcend one's consciousness. But if one remains in consciousness, evil remains only an abstract concept, does not appear in essence. Faust is faced with a great, so to speak, impossible task. But great, as it says in “Faust” itself, is “he who desires the impossible”. Faust is faced with the virtually impossible task of going beyond that which is the sole source of his consciousness, of going out of consciousness. This will be his further path, the path out of the ordinary consciousness of the soul. Tomorrow we will speak about the path of knowledge out of the ordinary consciousness to those realms where the spirit is grasped directly as spirit. This stands before Faust as a task. He cannot find evil in its essential nature in the field to which consciousness is initially directed. Therefore, he must again, and now not in a general, trivial, abstract way, come to find the reconciliation of man with existence, but in the way that he is able to do so as an individual human being. It must be shown how he finds his way out of ordinary consciousness to an understanding of life that now comes from deeper forces of the soul. Thus we see Faust going, I might say, everywhere touching and feeling the existence of the world, feeling it inwardly, to see where he can find the gate through which he can penetrate into the inner being. Thus we see how he soars so high that, having transformed the soul and transformed it more and more, he really descends in experience to those depths towards which Jacob Boehme strove and which are then hinted at to us in the second part of “Faust” that Faust finds something widest, greatest, highest and at the same time deepest, which he had already striven for in his walk to the Mothers, in that his senses fail him, in that he goes blind and in his inner being inner bright light comes to life. Out of the ordinary consciousness, to a different consciousness, to a consciousness that slumbers in the depths of the soul, as the depths of the sources of nature slumber under the shell of nature that one sees with the outer senses, to a deeper consciousness that always accompanies man between birth and death, but that is not present in the ordinary field of consciousness. Faust must be guided in two ways through the strengthening of the spiritual life to the gates that lead from the abstractness of the idea to the livingness of spiritual existence itself: As a magician, Faust knocks at the gate of existence, which leads from mere observation of nature to co-creation with nature; in his dealings, in the living, dramatic dealings with Mephistopheles and with all that is structured by them, Faust knocks at the other gate, at that other gate that leads from the ordinary consciousness of the soul to a superconscious, supersensible consciousness, which opens up a spiritual world, from which evil also really originates, behind the ordinary existence of the soul, just as external natural revelation is only the expression of that which lives and moves entirely in nature. Through the connection with what, one can say, is peculiar to the German national spirit, Goethe created a piece of writing that could only become a piece of writing in the most difficult sense. For the most non-sensuous, the most distant from the senses, the purely inward, was to be shaped dramatically. But this inwardness can only become dramatic if it is expanded in two directions. And Goethe sensed the necessity of this expansion in two directions. In doing so, he created the possibility of placing this unique poetry, which in a sense no one else in another nation would have conceived in the same way, into the world evolution. If one has these thoughts, one can perhaps still raise the question: Yes, but did Goethe not actually create a work of art that requires a great deal of preparation to understand? It almost seems that way. For the commentaries that scholars, both German and non-German, have written about Goethe's “Faust” fill several libraries, not just one. But if one were to believe that a great deal of preparation is needed to understand the Faust epic, then the thought must arise: what did Goethe actually make this Faust epic out of? Was it the result of a philosophical quest? Was it speculation about the magical foundations of nature? Or was it speculation about the sources and origins of evil? No, truly not! He saw the puppet show, a pure folk performance, the folk play of Faust, which was presented to the simplest minds. He transformed what lives and breathes in it according to his own mind. The Faust legend, therefore, presents us with a work of art and a work of the spirit in the best sense of the words. If we look only at the most general aspect of its origin, it shows how this summit of German intellectual life has its source in the most direct folklore, that is, in the most elementary of the folk spirit, and how German idealistic intellectual striving is connected with the essence of the German folk spirit. It can also be proved historically from the origin of the highest poetry of mankind from the simplest folk drama. This is a significant world-historical drama, that a spirit that can delve so deeply into the folklore in its inner work, like Goethe, is able to create something supreme out of the most primitive folklore, something supreme that, as we have been able to show, is also connected to the most significant philosophical pursuit, to the philosophical idealistic pursuit in Germany's great intellectual period. In Faust — as I said, these things must not be taken dogmatically — we see the striving Fichte. How? Fichte does not seek to grasp being and the ego by bringing thought to consciousness, as Descartes and Cartesius did. Instead, Fichte seeks to grasp being and the ego by connecting with the world-creating powers that play into the inner soul, so that the ego creates itself in every moment. We see this, only translated into the dramatic will, into the directly living, flashing up again in Faust. Faust is not satisfied with the self that human striving for knowledge was able to convey to him, but he wants to experience his own self directly in the spiritual world. The whole progress of the dramatic action in 'Faust' consists in the fact that the ego, in its dealings with the world, creates itself anew, always elevating itself. Fichte lives in Goethe's Faust; Schelling also lives in Goethe's Faust, in that Faust, on the one hand, seeks to unite the truth of magic with his soul, but also seeks true striving in the depths of the soul seeks the true striving in the depths of the soul; in that which cannot be found in the ordinary life of the soul, in thinking, feeling and willing, he seeks it in his dealings with the representative of evil, as a direct spirit. Faust truly seeks out nature where it lives in creation. Schelling had, I might say, presumptuously explained it when he said: To understand nature is to create nature! Fichte stands on healthier ground when he says: To understand nature is to live with one's own creation in the creation of nature. But one can see how the power for a deeper striving for knowledge, for the sources of existence, also lives in Fichte. Hegel strove for the sober thought, and one cannot be more sober than Hegel. The world spirit with which the soul in Hegelian philosophy seeks to unite itself becomes a mere logical spirit. To think of the divine spirit of the world as a logical soul that only builds the world logically! It must not be taken dogmatically, but it must be taken as an expression of the striving that remains mystical even in the most extreme logic, that seeks a union of the deepest part of the soul with the summit of the whole existence of the world itself in nature and history. Hegel must also be taken in this way, that one cannot find one's own self in what the senses provide us, but only in what the human soul can achieve within itself when it comes out of the sensual world. This is also what Hegel's philosophy strives for. And Faust, after his eyesight has gone, is illuminated by a brighter light within. What Hegel seeks on the right path, only to fail to perceive as the right goal, is what Faust seeks: to let one's own self merge with the world-self, to unite with it, and thus to experience the world-self in one's own self. As Wilhelm von Humboldt said, can we not say that this German striving has not only tried in a beautiful way to establish harmony between philosophy – if one wants to call the pursuit of a worldview such – and poetry, and art in general, but that the German spirit has also brought this striving to external expression in a very unique way in Faust? Is not the very essence of Germanness characterized in this harmonious blending of the creations of the imagination with the quest of the sense of truth? Is it not otherwise in the world, where one finds that the imagination creates in freedom, but in unreality? The sense of truth creates according to the necessities of existence, but it does not come to a real life through this, only to an objectification, to a representation of experience. To bring fantasy out of its unreality and to animate that which it is able to create in such a way that the created lives together with the living spirit, so that harmony, harmonious harmony between poetry and philosophy can also exist in a work of art for once – that is what Goethe attempts, out of the whole originality and the truly not at all philosophical nature of his being. And when he has achieved this harmonizing of poetry and philosophy, of imagination and philosophy, by connecting with the most popular sources of the German spirit, then we may say: just as this Goethean work (we might also show it in other of his works, but it is most clearly and explicitly shown in his “Faust” — shows itself in connection with what the idealistic German world view has sought; there it is, as it now stands before us, seemingly the spiritual heritage of a few who prepare themselves especially for it. One can also see that, basically, supporters and opponents have tried to come to terms with the paths taken in the Goethe, Schiller, Schelling and Hegel era in the further course of German intellectual life up to our time. Infinite efforts have been made to understand the paths taken at that time along which one can find the sources of existence. But anyone who delves deeper into the ideas of those who lived in the arena of German idealism may come to the conclusion that what was developed there need not remain the property of only a few, of only a few individuals. Of course, if today we want to delve into the world view as presented by Fichte, Schelling and Hegel themselves, if we get involved in their books, it is understandable that we will soon close the books again if we do not want to make a special study of them. For it is understandable to say: All this is quite incomprehensible. Nor is there any criticism to be made of those who claim that it is incomprehensible and indigestible. But there is a possibility, and this possibility is actually offered by human development, that what appears to be an indigestible good for a few can become quite popular, can really find its way into the whole spiritual cultural life of humanity. In order to grasp the cosmic striving of man in the way it was grasped in German idealism, it was necessary that some people should devote themselves entirely to the particular formulation of concepts and ideas, that they should attempt this in a solitude of spiritual life that stands alone as such. But it does not have to stay that way. It is possible to popularize that which lives in Fichte's thoughts, which are so abstract, so abstruse, and, as many might say from their point of view, so convoluted – I know that for many people I am saying something paradoxical, but time will teach that it is correct – if you live into the spirit and the way of thinking, to present it in such a way that it can be directly conveyed to the boy or girl in earliest youth; that it can be understood in the way one understands something that lies completely in the nature of human life if one wants to grasp this human life. And so with all the other spiritual heroes! It can be done just as it can with the Grimm fairy tales. It takes no more spiritual activity of the soul to recognize, feel and sense Goethe, Fichte, Schelling and Hegel in the depths of their creations than it does to grasp a fairy tale in the right imaginative way, as it is in the Grimm fairy tales. But the path will first have to lead people to live with something that belongs to the highest that humanity has gone through in terms of knowledge and poetry. And that is the significance of this idealistic striving of the German spirit. If one can show how one can grasp the essence of the soul in a simple way by appealing to the creative powers that lie within everyone, if one can show how these powers can be accessed in the right way, then one can bring this to people in a simple, elementary and direct way, whereas Fichte, to find it for the first time, needed a particularly high level of intellect. The same applies to everything else. But is what I am saying really so incredible? I do not think that anyone who remembers how he learned to understand the Pythagorean theorem at school will find it so incredible. But that does not mean that he is inclined to consider himself a Pythagoras, although the spiritual level and power of Pythagoras was necessary to first discover the Pythagorean theorem. An intense stream of spiritual world experience will flow from what the best German minds have sought in lonely, abstruse thoughts within German idealism, down to the most ordinary aspirations and lives of human beings. And there is much, infinitely much, in this ordinary striving of man, if he is able to relate to the ever-creative and to feel that the human ego is creatively creative in the infinite. It is only by merging with the creative forces of nature that the human soul will be able to experience and feel the great beauties of nature as it reveals itself. And in a similar way, this applies to the other elements of this German intellectual life. One must feel this, then the right feeling comes over one for the connection of the German striving with the entire world striving. And to revive this feeling in our days, it seems certainly appropriate to our destiny-bearing time. And it already belongs to that in which the German soul finds its strength. In conclusion, an example of this. Even before the unity of the German people, the new German state, came about out of the context of the world, out of history, an unknown spirit writes beautiful words in his contemplation of Goethe's “Faust”. It was in 1865. I only quote these words of an otherwise quite unknown interpreter of Faust because they express what countless others have felt in exactly the same way. Since the emergence of the elevation in German idealism, which we have spoken of again today, countless of the best German minds have felt the connection between the paths that the idea takes in idealism into the spirit of nature and into the deeper foundations of the soul-spiritual itself. They felt that there is a connection between what the German spirit at its height has created for thought, what it has given to humanity as the sum of thoughts and artistic creations, and a connection between all this and what can also live in the German deed, in what the German people have to do when they have to carry out their world struggles on a different stage than that of thought. The connection between German intellectual life and German action was most deeply felt by those who knew how to place German thought and German idealistic work highest in their way of thinking. And from the contemplation of the past of German idealism, with its ascent to the heights where thought introduces to the life of the spirit—from the contemplation of this sphere of German idealism, there has always emerged the most beautiful hope that the German people will find the impulse for action from the same source when they need it. What could be shown by many can be exemplified by one – and deliberately by one who is little known, Kreyssig, an explainer of Faust. Kreyssig, in 1865, wrote a paper about Goethe's “Faust” in which he tried to clarify, in his own way, what Goethe actually wanted with his “Faust.” He concludes with the words: “And so we would then also know the overall impression that the contemplation of this giant monument of our great educational epoch, which after all remained unfinished and fragmentary, leaves behind, here we cannot summarize it better than in the simple memory of a passage from the famous legacy of the then 75-year-old poet to the younger world, which was preparing to take on new paths.” Kreyssig cites Goethe's own thoughts, where he envisages the way in which Goethe sought a path into the spiritual world into old age. Kreyssig states how the power that leads into this spiritual world seems to him to be connected with the power that German action is to create in distant, distant times, which Goethe, as an old man, could only guess at:
And the “Faust” interpreter adds - in 1865 -: "Let us add the wish that the words of the master, who looks down on us with a mild light from better stars, may come true for his people, who are seeking their way to clarity in darkness, confusion and struggle, but, God willing, with indestructible strength, and that “in those higher accounts of God and humanity, which the poet of 'Faust' expects from the coming centuries, German action too, no longer as a symbolic shadow, but in beautiful, life-affirming reality, may one day find its place and its glorification alongside German thought and German feeling!" Thus thought a German personality in 1865 of the German idea in connection with the hoped-for German deed. How the disembodied souls of such personalities may look upon the field in which the German deed is called upon for its realization today! But precisely in connection with the faith, love and hope of such personalities, and especially of those personalities who, either through creation or understanding, have stood within the world view of German idealism, it may be said: the German need not, if he wants to recognize the impulses that are to inspire him, disparage any opponent. He has only to reflect on what he must believe, according to the innermost part of his being, to be his world-task. He must therefore reflect that he looks up to the way in which it has been handed down by his fathers, his ancestors, to his time; how it has become a force for the present, and how from this force, which is before his eyes, which lives in his soul, from the present hope may spring into the future. Indeed, in the context of the present with German idealism, one can say from the innermost feeling: By looking to the past of thought or to what he has striven for outside of thought, the German feels feel his world task; he may feel it in this fateful time, he may feel it out of his love for his past and out of his faith in the power of the present, which becomes his when he has the right love for what the past has brought him. And from this love and from this faith, from this dual relationship between past and present, will spring in the right way that which, transcending blood and pain, allows us to glimpse a blessed present: German hope for the future. Thus, by delving into the idealism of the German essence, we can create a triad of love for the German past, faith in the German present, and hope for the German future. |
61. Death and Immortality
26 Oct 1911, Berlin Rudolf Steiner |
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Then we get to know how our innermost being really forms the body while it combines with that what comes from father and mother and from the other ancestors as hereditary factors. There we see the human being entering in the physical life, we see him entering clumsily at first. |
In this sense, we can say if we see the age approaching: thank God, that life can go downward, that death can be! Since if it did not exist, we could not take up what flows towards us from the world in such a way that it forms us. |
61. Death and Immortality
26 Oct 1911, Berlin Rudolf Steiner |
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If I speak about death and immortality today, it may seem, as if at first such a consideration is caused in the personal needs of the human soul, which have little do with knowledge, with science. If you survey the series of spiritual-scientific talks that I have held, you yet realise that I applied a scientific standard to the considered objects already, even if a spiritual-scientific standard. Hence, the today's consideration does also not start from that what we find within our emotional life, within our longings and wishes towards a life that exceeds the life of the physical body. It will rather concern this: how has human knowledge to position itself to the questions of death and immortality completely in the sense, as this knowledge positions itself to other objects of our knowledge? Since if we abstain from the longing for a life which exceeds the bodily if we abstain from that what is to be understood possibly in the sense of concepts like fear of death and the like, we have the question of the nature of our whole human individuality in it as something that remains for the human knowledge regarding death and immortality. But it may seem today, as if in case of all considerations of spiritual life these important questions of death and immortality are disregarded. Since if one takes one of the official psychologies, you find, indeed, the phenomena of the soul life discussed in detail. However, as far as they face us in the everyday life, for example, the question of the development of concepts, the question of memory, of perception, of attention and the like, but you will look in vain for a discussion about the real being of our soul life. Yes, you can find the prejudice just in most scientific circles this soul life that someone must be a dilettante who wants to put these questions as scientific ones. But this scientific thinking has now to turn to roads different from the usual ones if it wants to consider issues like death and immortality. There that psychology is no longer enough which one calls “psychology without soul,” a psychology with which only the phenomena of the soul life should be considered, without looking at the real being of that what rests in our own individuality and whose expression the phenomena of the soul experiences are. Now spiritual science or anthroposophy is an unusual point of view regarding these as well as other questions. Indeed, the questions of death and immortality have emerged like from dark depths of spirit already since more than one century from the Western cultural life. One has interpreted it always as a dream of single persons if it appeared with a great spirit, as for example with Lessing. One regarded it as a meaningless dream if it appeared with such men whose names are called less within the cultural life of the last decades. Concerning the questions of death and immortality spiritual science is also not in any opposition to natural sciences. Only the opinion is often spread, as if natural sciences must reject what spiritual science has to say for its part. Thus, we can experience that whenever something new appears, as it happened, for example, in the last decade with the problems of life, one points to the fact that the assumption of a real spiritual life that exceeds the only bodily, material life must be overcome gradually and completely. Spiritual science is not forced at all to deny something that appears, for example, in such discussions like in that by Jacques Loeb (1859–1924, German-American biologist) at the First Monists' Congress (Hamburg, 1911) about the problem of life. However, spiritual science has to hear repeatedly, as well as at that time, that it is over now with a spiritual-scientific consideration. For one can hope that one will succeed, finally, in the laboratory in producing life under outer material conditions. Compared to all such matters I would like to remind you of one thing. There were times when one did not doubt really that one could once create life in the laboratory. People who have thought something to themselves with the representation of the Homunculus in the second part of Goethe's Faust and have remembered that this representation of Homunculus was really a kind of dream of the physical research of the Middle Ages and earlier times. That means that the creation not only of subordinated living beings, but also of the highest, the human being in the laboratory was a dream of the naturalists once. People who cherished this dream intended by no means that then the spirit had to be abolished from any consideration of humanity and the world. No spiritual consideration of life contradicts the hope of producing life from the composition of outer substances. No, only the direction of the habitual ways of thinking matters. The habitual ways of thinking that develop with someone who immerses himself more and more in spiritual science show a view of a certain factor exceeding the material in the development of the human being and humanity. The purely materialistic view of the human life says: there we see a human being entering the earthly existence, and we observe how the material processes happen this and that way, and we see the human being gradually growing up from a clumsy being to a human being who familiarises himself with life, can accomplish tasks of life. Moreover, we see descending processes after ascending ones as it were which lead gradually to the dissolution of the physical body or to death. This materialistic consideration of life turns its attention solely to what one can reach with the senses and with methods of thinking and researching which are based on sensory views. There one is probably forced to exceed that what is given with the moment of birth or conception, because one cannot explain everything that appears in the human being if one pays attention only to those factors that prevail between birth or conception and death. Then one speaks of hereditary factors. However, as far as one remains within the purely material approach, one believes that all factors, all elements that should explain the human life consist only of that what one can observe between birth and death, or what comes into the human life by the inherited qualities of the parents or other ancestors. However, as soon as people investigate this heredity, they realise that it is rather superstitious to lead back everything that the human being can realise in his life possibly to hereditary factors. Just in the last decade a brilliant historian, Ottokar Lorenz (1832–1904), tried once to examine families whose descent relations were known to what extent the qualities of the parents, grandparents and so on can be recognised in the lives of the descendants. However, he could get on this way of the purely experiential observation to nothing but to say, if one looks up in the line of ancestors, one finds that among the twenty to thirty ancestors whom everybody can count upwards human beings are who were either genii or idiots, wise men or fools, musicians or other artists, so that one can find all qualities, which are found with any human being, and that one does not come far in the reality if one clings to the prejudices of scientific theories if one wants to explain these or those hereditary factors, this or that expression of the human character, this or that quality. Spiritual science adds a spiritual core to that what one can find in the line of heredity as conditions of the human life, which we cannot find in that which we search with the parents, grandparents and so on, but which we have to search within a supersensible spiritual world. So that in the course of the incarnation process something combines with the physical factors that is not physical that is of spiritual kind. This spiritual that one cannot see with physical eyes is that being that we carry in us as the result of our former lives on earth as one says. As it is true that we lead back our physical origin to our ancestors, we have to lead back a spiritual origin to a spiritual lineage, that means, to ourselves. Spiritual science is just forced to speak not only of one life on earth of the human being, but of repeated lives on earth. Indeed, one has to go far back for reasons that may become obvious in the course of these talks if we want to search our being in our previous life. So we say in the spiritual-scientific sense: we bring our essence with us from a former life, we have experienced this former life, and we have gone through death and then through a life between death and our appearance in this life. Spiritual science is also forced to imagine this essence going through death and a supersensible life between death and a new life on earth. This essence is not a product of the material existence, but collects and forms the matter as it were, so that we receive this physical corporeality. Hence, we speak in spiritual science of repeated lives on earth. This idea of the repeated lives on earth faces us necessarily from the Western thinking first with Lessing (Gotthold Ephraim L., 1729–1781) in the work which he left as his testament, in the Education of the Human Race. There he says about this teaching: “even if it is the oldest one what the human beings have confessed to, must it not appear again at the summit of the human development?” In his Education of the Human Race Lessing also answers to some questions that can be objected the repeated lives on earth. Indeed, if such things appear with an excellent person, then people who judge this excellent spirit normally say: he performed great achievements, but later he became addicted to this strange dream of the repeated lives on earth, and one has to grant the great Lessing that he could also commit this strange mistake.—Thus, every little spirit feels called to condemn the great spirits with their “terrible mistakes.” Nevertheless, this idea did not let single persons of the nineteenth century rest, and even before the recent Darwinist natural sciences approached, the idea of the repeated lives on earth appears as a necessity of the human thinking again. Thus, it faces us in a book by Drossbach (Maximilian D., 1810–1884) about human rebirth, a somewhat confused book from our standpoint, but an attempt that allows itself just compared with scientific thinking to represent this idea. Soon afterwards, a little community was to be found which put a prize on the best writing about the immortality of the soul, and the prize winning writing by Widemann (Gustav W., 1812–1876) which was published in 1851 dealt with the problem of immortality from the standpoint of reincarnation. Thus, I could still state many a thing how the thinking has gradually induced many persons to consider this idea of reincarnation. Then the scientific view of the human being came that was based on Darwin. At first, it considered the human being materialistically, and it will consider it still this way for a long. But if you take my book Theosophy or other books which are written in the spirit of spiritual science and natural sciences at the same time, you will realise that the scientific thinking—thought through to the end—imposes the necessity to the human being to think of the idea of incarnation. Nevertheless, it is not only this. I would like to show not only a logical consequence, but also that, indeed, the human being must come to the idea of reincarnation on basis of the same principle which prevails in natural sciences, namely of the principle of experience. However, another question arises there, is anybody able to collect experiences of that what should come in from supersensible worlds what should produce the human body and leave this body at death again? One can realise cursorily still without spiritual-scientific foundations that something mental works on the outer body of the human being; but one does not like such considerations particularly today. If the human beings looked more exactly at the physiognomy of the human being in its different sculptural forms if one also looked at the facial play, at the gestures, which are individual with every human being, at the creative spirit, one would soon get a sensation how the spirit is internally working on the body. Observe a human being who has been working on the big questions of life for about ten years, namely in such a way, as one does it in the outer science or philosophy where one reflects on these matters without having to say a lot. On the other side, observe a human being who has dealt with these issues so that they have become inner problems to him, so that they have taken him in states of the highest bliss, but also to the highest pains and the deepest tragedy. Consider a human being who deals with the questions of knowledge, and look at him, after he has led such a soul life for ten years, and you will realise how this work expresses itself in his physiognomy, how, indeed, the humanely mental works into the forms of the body. May one pursue now by certain methods such working on the outer physical body further to that point where not only certain forms of our face are changed in such a way that into them the character of the soul life is pressed, but where the indefinite form which the human being has at first becomes his completely elaborated figure? It is necessary that the human being leads his soul life beyond the point where it is in the everyday life today. He has to learn to seize the supersensible in himself, that which is accessible to no outer observation. Then every human being can find both points by mere reflection, so to speak, where our life directly finds the supersensible. These two points are the transitions from the wake state to sleep and again from sleep to the wake state. Since nobody should think so illogically that the human soul life stops with falling asleep and comes again into being with awakening. Our soul life must be in any state of existence in sleep, it must be somewhere to put it another way. The big question emerges which maybe the child puts that is justified for someone who gets involved with the questions of knowledge, namely the question: where does the soul go when the human being falls asleep? We see also other processes stopping, we see, for example, a burning candle going out. May one also ask there, where to does the fire go? Then we say, the fire is a process that stops if the candle goes out, and which begins again if it is kindled again.—May we compare the bodily process of the human being to the candle and say: the soul life is a process that goes out if the human being falls asleep in the evening, and is kindled in the morning when he awakes again? It seems perhaps to be in such a way, as if one could use this comparison. However, this comparison becomes impossible if, indeed, one could prove that not for the usual perception or sensation, but for a sensation to be attained by careful soul preparation that can face us which leaves our body with falling asleep and visits us with awakening again. If this is in such a way that while falling asleep not only a process takes place like a going out flame, but if we can pursue what leaves the body in the evening while falling asleep and visits it in the morning again if we can prove this process in its reality, then a supersensible inside the human being exists. Then one asks us this supersensible: how does it work within the body? Even the famous naturalist Du Bois-Reymond (Emil Du B.-R., 1818–1896) pronounced the thought that one can understand the sleeping human being from the standpoint of natural sciences, but not the waking one in whom impulses, instincts, passions and so on surge up and down. You can read that what I have outlined today only briefly, more in detail in my writing How Does One Attain Knowledge of the Higher Worlds I have described the methods there which we want to touch now briefly by which the human being gets around to getting to know the reality of that what leaves the body in sleep, and what with the awakening goes into him again. At first, we want to ask attentive soul viewers who have got a certain ability to listen to these important moments like falling asleep and awakening. There we hear them saying what spiritual science can confirm absolutely that at first that changes what exists with sharp contours in the surroundings into something nebulous, into blurred forms. Then the falling asleep feels, as if his whole inner being is extended and does no longer depend on the forms of his skin; this is connected with a certain feeling of bliss. Then a strange moment occurs in which the human being can feel everything like in a brief vision that he has accomplished as satisfying moral things; this faces him vividly, and he knows that these are contents of his soul, he feels being in them. Then a jerk happens as it were, and the human being still feels: oh, this moment could last forever!—Some people just have this sensation who pay attention to the moment of falling asleep. The consciousness has disappeared. The human being goes over to an inner essentiality at such a moment where the outer body plays no role, because the daily strain tires him. One feels as if the reality of the mental is scurrying. All methods of spiritual science which we can call experimental ones spiritual-scientifically consist in nothing but that the human being receives the inner power to keep that which is disappearing so that he can experience the moment of falling asleep completely consciously. The consciousness is kept. Since why does the consciousness dwindle while falling asleep? Because the human being cannot unfold that inner strength and willpower in the usual life to experience something else when the outer senses leave him. Let us ask ourselves, how much we experience in the usual life within the soul what is not stimulated by the outer impressions? There is a little left with most human beings surely. No wonder that the inner strength does not exist which can penetrate the soul-life and that is left by any outer experience at the moment, when it steps out while falling asleep. Any spiritual development is based on the penetration of our soul with the strength that the soul needs to receive the consciousness unless it receives it from the body. Meditation, concentration, and contemplation are experimental means to advance farther with the soul life than one can come in the usual life. I would like to bring in one example only. Assuming that a human being can put a thought of benevolence or of something else in the centre of his experience and can exclude all the other thoughts, also those which one can get with the senses, to hold on this one thought only. Since the thoughts fly to the human being at such a moment as the bees fly to the flowers if one stands within the usual life. However, if one can have the strength to exercise concentration of thinking repeatedly, to practice meditative immersion, as soon as one can become free of the mere outer impressions, and delves repeatedly into pictorial thoughts which express something allegorically, then such a thought can startle the human soul-life, so that it becomes a stronger force than the human being normally has. Then such a human being falls asleep consciously, that means he experiences consciously that he grows with his soul life into a spiritual world. This is no dream, also no self-deception or self-suggestion, but something that is accessible, indeed, to every human being, but is to be reached only with care and energy. The human being can free himself completely from his physical corporeality. As he frees himself, otherwise, in sleep unconsciously from it, and as every human being is in sleep beyond the physical body, he will consciously live by such exercises in that what exists usually unconsciously beyond the human being. Briefly, the human being can experience a relief of his soul from the physical corporeality with soul exercises. Indeed, one can always hold against such a representation that is based on inner experience: this is based on deceit! Nevertheless, whether it is based on deceit or on reality, this can be decided only by experience. Hence, I have to say repeatedly: what the human being believes to experience this way can absolutely be self-suggestion, for how far does the human being go self-deception! He can go so far that if he thinks, for example, only of a soda he already has its taste on the tongue. Something may well give the impression, as if it were perception of a spiritual world, but still it can be self-deceit. Hence, someone who does such exercises and makes his soul the experimenter must take all means to eliminate illusions. Nevertheless, in the end only the experience decides. Certainly, somebody can suggest the taste of a soft drink to himself, but it is another question whether he can quench his thirst with it. There is the possibility to experience as reality what is in sleep beyond the physical body. How does one experience it? So that the human being makes his soul more and more independent and gets to know a quite new supersensible world. Indeed, he starts getting to know a world of spiritual light. Then something particular turns out there. The human being who otherwise does not consider his thoughts and mental pictures as realities takes them along when he leaves his body with his soul really. He loosens his conceptual life from all materiality, and this conceptual life experiences a transformation when the human being becomes free of his physical body. What I say now appears to materialistic minded people like daydreaming, even so it is reality. Our mere thoughts change into a world which we can compare—but only compare, it is different—with a propagating light with which we find the underlying cause of the things. So you get to the world in which you detach the thinking that is bound, otherwise, to the tool of the brain and submerge with your thinking in a newly appearing world. This expresses itself in the way that you feel more and more enlarged. You get to know a world of which the outer physical-sensory world is only a revelation. Spiritual beings, not atoms, form the basis of the outer sensory world, and we can penetrate as human beings into this spiritual world. So we are accepted by such a spiritual world as it were if we carry out this self-experiment in our soul. We only attain a complete knowledge of the relation of this spiritual world to us human beings if we can also spiritually experience the moment of awakening. This is possible when the human being contemplates a lot about his inner life in meditation and concentration. For example, he can review that pictorially every morning or evening what he has experienced during the day or the day before to consider it contemplating or he contemplates his moral impulses and takes stock of himself. Then the human being gets around to experiencing the reverse moment consciously by such exercises where we submerge in our bodies that we experience, otherwise, unconsciously while awakening. Then he experiences something that I can characterise only in the following way. You all may know that a healthy quiet sleep depends on our emotions. If the human being has thought ever so much, has exerted itself ever so much in his thinking, he falls easily asleep. But if anger, shame, remorse, and in particular a troubled conscience gnaw at him, he tosses and turns sleepless in bed. Not our thinking which we can carry over to the big spiritual world but our emotions can drive away the sleep. Our emotions are associated with our soul life in the narrower sense. We share our thoughts with the world. The way in which our emotions just affect us is something intimately connected with what we ourselves are. Somebody who has learnt now in such a way to free his soul consciously from his body, also gets clear from immediate observation how he carries his emotions into the world into which he enters if he has become free of body. As blissful it makes us on one side to submerge in a world of spiritual light, free of the body, as much we feel chained in this world to our emotions gnawing at us. With it then we go into the spiritual world and have to carry it again into our body. However, by the mentioned exercises we find our emotional world again while submerging in our bodies. It faces us as something strange. We get to know ourselves submerging in our emotional world, and thereby we get to know, while we pursue it now consciously, what works in truth killing on our organism. I note here that I speak about death in a later talk that has a quite different meaning considering it with plants or animals than with the human being. Spiritual science does not take the easy way out to find these phenomena identical in the three realms if we pursue that consciously what has become the possession of our soul that it settles in our physical body and can work destroying in it. Then we get to know how our innermost being really forms the body while it combines with that what comes from father and mother and from the other ancestors as hereditary factors. There we see the human being entering in the physical life, we see him entering clumsily at first. He cannot yet speak; then we see the forms becoming more and more certain and see him becoming an active human being gradually. Considering the whole development of the human being spiritual-scientifically, we realise how an inner essence develops and this forms the human being working on the body from the spiritual from birth or conception on. We find the same essence that works creatively on the body if we can pursue how it leaves the body and penetrates into a spiritual world. There we find two things: an element that enables us to pour out our own being like in a spiritual world of light; but we also find something in this essence that we must bring into this spiritual world, namely our emotional world, that is everything that we have got to know in life. In these two things we have on one side what is creative in the human being what leaves the body as our spiritual essence, goes through death and appears again in a new body after an interim and on the other side we have our emotions which we get to know by the spiritual-scientific view as a real being as that what destroys our body and leads to death. Therefore, we realise how our spiritual essence enters in existence, builds up the body gradually, and we see this essence working the strongest in the first months where we do not yet have an inner soul life where we do not yet think. There we see the human being entering existence sleeping as it were. If we try to remember, we can come back to a certain point, not farther. We have slept into existence as it were. Only from the third, fourth years on the human being can feel as an ego. The reason is that the spiritual essence of the human being is busy forming the body at first. Then he comes to a point where the body has to grow only, and from then on the human being can use what flowed once in his body for his soul life which works within the physical body constantly in such a way that we take up the necessity of death at that time, where we start saying “I” to ourselves, up to which we can remember later where we begin an inner life. What do we receive with this necessity of death? We receive the possibility to take up the outer world, to enrich our inside being perpetually, so that we become richer in life every day. In that part of our being that we carry in sleep into the spiritual world that forms our soul being everything is contained that we get as joys and sorrows, as pleasure and pain. While we live and develop a consciousness, we have the possibility for our inner essence to enrich it perpetually. We take this enrichment along if we go through death, but we can have it only because we had to destroy our bodies throughout life. Our body is built as it has developed from the preceding life. However, we absorb something new perpetually that enriches our soul life. Nevertheless, this new can no longer penetrate completely into our physical body, but only up to a certain degree. That expresses itself by the fact that we feel the fatigue of yesterday removed; but it cannot completely penetrate into our body. What penetrates into our body cannot develop completely in the bodily. We take the former example once again. A human being works on questions of knowledge for ten years. Thus, his physiognomy has changed after ten years if this activity has been a matter of his heart. However, his body limits this change. The desire to develop internally further may still exist; but, the later absorbed can no longer work into the body. Hence, we see, because the body puts a border, the richer inner life beginning when the soul has poured forth into the body. First, we see the physiognomy of such a human being changing—of a thinker, poet or artist; then only we see the rich spiritual life developing. Not before our outside world limits us, we develop so surely, but we can no longer carry into our physical bodies what we develop in ourselves because our body is built up according to that what we have got in a former life on earth. Therefore, we have to carry through death what we still get internally. This helps us to build up the next body, so that we have built only in a body of the next life what must destroy our present body. A view presents itself there that fits into the scientific thinking, a view of what death and immortality means what the repeated lives on earth mean. There we realise if we change our physiognomy how the human being has built that into his body what he has got in former lives on earth. We see the results of our former lives in the developing body, and we see in that what we get now what stands in the way of our bodily, so to speak, as a spiritual, the developing elements of our future life. Spiritual science regards the earthly life as something that is between something former and something following. The later considerations will show how our perspective increases to the times of our existence which the human being spends free of body in the supersensible worlds. In order that such matters would not remain pipe dreams, it is necessary that we look at the methods that enable the soul to perceive even if it lacks the physical brain. Only because the human being enables the soul to perceive that in the supersensible what must remain, otherwise, a mere assertion it becomes a proven reality. Today we stand strictly speaking only at the beginning of a science that deals with such matters. Just many people consider themselves as the best experts of the matters, as the most enlightened ones and regard these matters as fantasies. I would not be surprised if anybody said, this is daydreaming that completely contradicts any scientific truth!—Nobody will find it more comprehensible than I do if anybody says this. But while the human beings become engrossed more and more in spiritual science, they realise that we can prepare our souls by meditation so that it can know about itself, can develop inner forces by which it can still know, can still perceive if it leaves the body and can no longer perceive with the organs of the body. This has to be found experimentally—one may say, it is to be found spiritual-experimentally—that the soul is something that one can experience if it can no longer use the bodily organs. It goes through births and deaths and works in such a way that it builds up the body that goes through death and collects new forces to build the body during the earthly existence. With the questions of the nature of the human being, you attain answers to the questions of death and immortality at the same time. Goethe said once in an essay that nature invented death to have much life. Spiritual-scientific research proves such a notion to be true saying, in any life, the human being enriches his soul life; he must die because his respective body is built as an effect of his former lives on earth. While killing his body, he creates the possibility to work into in a new body what now he cannot work into his body and into the world. Such a worldview influences our lives deeply. If it penetrates our whole being if it remains not only a theory, we feel such a truth only as a truth of life. Since we say to ourselves when we have crossed the middle of our lives when our hairs begin becoming grey and our faces get wrinkles: life is going downhill!—Why is it going downhill? Because that what the soul has got cannot be brought into the body. However, what we have gained internally, and what must destroy our present bodies is worked into a new body. Someone can argue easily: you spiritual researchers state that the human being becomes weak in old age, so you say that just with the body the mind dwindles away!—As this objection is a given, it is a given that one only admits that such a man does not think about that: from what is our present brain built?—It is built from our former lives! We must destroy our bodies and our brains with our thoughts. But the thoughts, which kill the bodies, are those, which use the brain. It is obvious that something must stop that is bound to a tool like the brain. However, our spiritual being does not stop with it. That is why it occurs that we do no longer find the tools in ourselves to realise what we have appropriated in the present life if the human being moves in downward direction. Then this yet works in a soul life which is not bound to the brain, and which cannot be expressed by cerebral thoughts. This prepares itself to act creatively in the next life. One says it not only in Goethe's sense that nature invented death to have much life—but we have also to say, death is there to work out that in new forms what we acquire internally in life. In this sense, we can say if we see the age approaching: thank God, that life can go downward, that death can be! Since if it did not exist, we could not take up what flows towards us from the world in such a way that it forms us. We need death, so that we can make that what we experience the contents of our own being. Hence, we regard death as that by which just life can advance. Hence, there is no better adviser than spiritual science; it is not only a comforter towards the fear of death, but it gives us strength, while we are walking towards death and see the outside dying. Since we know that then the inside grows. Spiritual science will raise the whole life to a higher level at which life seems meaningful and reasonable. From the following talks will arise that life does not proceed endlessly forward and backward, but that also reincarnation has a beginning and an end. Now I would only like to point to it. From that which spiritual science has to say about death and immortality arises that we have the effects of our present life in a following life. The complete human existence disintegrates into the existence between birth and death and into that between death and a new birth. There we see what Goethe felt in terms of the simple life extended to the whole life while we look back not only at the little yesterday, but also at the big yesterday where we made our present life. We look there at the joys or pains of life and feel: joy strengthens us for the future; we must experience grief for overcoming obstacles to strengthen ourselves also for the future. There we see a big contrast expanding in the future life and think of the Goethe's verses:
Happiness and optimism flow to us from the internally conceived spiritual science showing us: indeed, the spirit forms the material and survives while the material life is destroyed to reveal itself always anew, and which applies the newly acquired. I would like to summarise this for the purposes of the today's evening with the words:
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54. The Situation of the World
12 Oct 1905, Berlin Tr. Unknown Rudolf Steiner |
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The document concludes by saying that a Conference with God's aid would be a good omen for the new century. To be sure, this is not exactly a new resolution, for we can go back many centuries, and in the l6th/17th century we come across a ruler, Henry IVth of France, who then advanced the idea of holding such a universal Peace Conference. |
In the case of an animal it suffices to describe its species. Father, grandfather, grandson and son—these distinctions do not count in the case of a lion; we do not need to describe each one in particular. |
54. The Situation of the World
12 Oct 1905, Berlin Tr. Unknown Rudolf Steiner |
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Spiritual investigation cannot meddle with the immediate events of the day. But at the same time, one should not believe that spiritual science floats in the clouds above every reality and that it has nothing to do with practical life. To-day we shall not speak of the events that are stirring the world just now, events of the kind: described in the daily newspapers, nor do we belong to those who prefer to be blind and deaf to the occurrences that move the human heart. The spiritual-scientific investigator must always thread his way between two rocks; he never loses himself in the ruling opinions and views of the day, and on the other hand he never becomes involved in empty abstractions and authoritative concepts. On many occasions I had the opportunity to tell you that spiritual science should make us practical; far more practical than is generally believed to be the case by the men of daily practical life. It should make us practical, by leading us to the deeper forces which lie at the foundation of life and throwing light upon everything from these deeper forces, and by guiding our actions so that they are in harmony with the great laws of the universe. We are able to achieve something in the world and we can influence its course of events only if we act in accordance with the great laws of the universe. After these introductory words, let me begin by pointing out a few facts for the sole purpose of calling up in your mind the importance of present-day problems, I might say the actuality of these problems. One, fact which everyone may perhaps remember is that on the 24th of August 1898 the Czar's authorised representative sent a circular to all the accredited foreign representatives at St. Petersburg, containing among other things the following words: The maintenance of peace and thee diminution of armaments that weigh upon the nation constitute an ideal of modern civilisation, an ideal upon which the governments of all nations should turn their attention. My sovereign completely dedicated his strength to this task. Hoping that this, may be in keeping with the desire of most of the other lowers, the Imperial Government holds that it is now the best moment to ensure peace upon the basis of international discussion and to put an end to the present uninterrupted arming. This document also contains the following: Since the financial means required for armaments are constantly rising, capital and labour are deviated from their true paths and are devoured unproductively. The armaments consequently correspond less and less to the purpose allotted to them by the respective governments. The document concludes by saying that a Conference with God's aid would be a good omen for the new century. To be sure, this is not exactly a new resolution, for we can go back many centuries, and in the l6th/17th century we come across a ruler, Henry IVth of France, who then advanced the idea of holding such a universal Peace Conference. Seven of the sixteen nations of that time had already given their consent, when Henry IVth was murdered. No one continued his work. If necessary, it would be possible to trace intentions and plans having this aim and flowing from such quarters, much further back still. This is one sequence of facts. The other one is: the Conference of The Hague. You all know the name of that praiseworthy person who pursues her ideals with such rare devotion and with such a good knowledge of the facts: Bertha von Suttner. One year after the Conference at The Hague she collected the acts into a book in which she recorded speeches which were sometimes very beautiful. She also wrote an introduction to this book. Please bear in mind that one year passed by since Bertha von Suttner envisaged this book about the Peace Conference. At this point there is an interruption in the text.) War has now broken out, in diametrical opposition to these ideas, war due to refusal of intermediation—the cruel Transvaal war. If we now look around in the world, we find that very noble-hearted men are lighting for the ideal of Peace and the love for universal peace lives in the hearts of high- minded idealists—nevertheless so much blood has never before been shed on earth as during this short time. This is an earnest very earnest matter for everyone who is also interested in the great problems of the soul. On the one hand we have the devoted apostles of Peace and their untiring activity, we have the excellent books of Bertha von Suttner who knew how to set forth the terrors of war with such rare skill—but do not let us forget the other side. Do not let us forget that many clever men who belong to the other side assure us again and again that war is necessary for human progress, that it steels the forces. The strength increases by having to face opposition. The scientific investigator who attracted so many thinkers to his side, often said that he desired war, that only a fierce war could advance the forces in Nature.1 Perhaps he did not express himself so radically, nevertheless many people harbour these thoughts. Even within our spiritual-scientific Movement some people voiced the view that it would be a weakness, nay a sin against the spirit of national strength, if any objection were raised against the war which had led to national honour, national power. In any case, the opinions in this sphere are still strongly opposed. But the Conference at The Hague brought with it one thing. It brought to our notice the views of many people who are at the head of public life. Many representatives of Governments at that time agreed that the Conference at The Hague should take place. One might think that a cause which had gained the support of such high quarters, would be highly successful. - In order to. view things in the way in which they have to be viewed from the aspect of a spiritual conception of the world and of life, we must penetrate more deeply into the whole subject. When we study the problem of peace as an ideal problem and see how it developed in the course of time, but at the same time observe the facts of battle and strife, we must say that perhaps the way in which this ideal of peace has been pursued, calls for a closer investigation and claims our attention. You see, even the hearts of many soldiers are filled with pain and abhorrence for the consequences and effects of war. Such things, may indeed induce us to ask: Do wars arise through anything which can be eliminated from the world by principles and opinions? These who look more deeply into the souls of men know that two quite distinct and separate directions produce that which leads to war. One direction is what we designate as power of judgment and understanding, what we name idealism; the other direction is human passion, the human inclinations, man's sympathies and antipathies. Many things would be different in the world if it were possible, without further ado, to control desires and passions in accordance with the principles of the heart and of the understanding. For this is not possible, the very opposite has so far always been the case in human life. The understanding, the heart itself, provide in idealism the mask for what is pursued by passion and desire. And if you study the history of human development, you may again and again ask, whenever you come across certain principles, whenever you see idealism flashing up: What are the passions and desires which lurk in the background? You see, if you bear this in mind, it is quite possible that with the best principles one cannot as yet achieve anothing; perhaps something else will be required, because the human, passions, instincts and desires are not sufficiently developed to follow the idealism of individual men. The problem has, as you see, a deeper root and we must grasp it more deeply. If we wish to judge the whole matter rightly, we must cast a glance into the human soul and its fundamental forces. We do not always survey the course of development to a sufficient extent, generally we only survey a short space of time,—so that an encompassing conception of the world must open our eyes, giving us on the one hand a deep insight and on the other a survey of larger epochs of time, in order that we may form a judgment of the forces which are to lead us into the future. Let us consider the human soul, where we can study it deeply and thoroughly. Let us consider from another aspect something which we mentioned eight days ago.2 We have, a natural-scientific theory, the so-called Darwinism. There is one idea which plays an important part in this natural-scientific conception. It is the idea designated as the “STRUGGLE FOR EXISTENCE,” the “BATTLE OF LIFE.” Our whole natural science, our whole conception of life stood under the sign of this struggle for existence. The scientists declared: In the world the beings that can best assert themselves in the battle of life, that can gain the greatest advantage over their fellow-creatures, are those who survive, whereas the others perish! Consequently, we need not be surprised that we are surrounded by beings, who adapted themselves best of all, for they developed throughout millions of years. The fittest survived and the unfit perished. The struggle for existence has become the watchword of scientific research. From where did this struggle come? It has not been taken from Nature. Darwin himself, though he sees it in a greater style than his followers, took it from a conception of Malthus,3 spreading over the history of human development, a conception according to which the earth produces food in a progression rising in a far more reduced measure than the increase of the population. Those who versed in these questions will know that one says: The increase in food is in accordance with arithmetic progression, whereas the increase in the population is in accordance with geometrical progression. This produces a struggle for existence, a war of all against all. Setting out from this idea, Darwin placed the struggle for existence also at the beginning of the life of mature. This conception is not only in keeping with a mere idea, but with the modern ways of living. This battle of life has become reality reaching as far as the conditions of individual existence, as expressed in the form of general economic competition. This battle of life was observed at close quarters, it was looked upon as something natural in the kingdom of man, and then it was taken over by natural science. Ernst Haeckel set out from these ideas, and in warlike activities, in war itself, he even saw a lever of civilisation, Battle strengthens, the weak must go under,—civilisation demands that the weak should perish. National economy then applied this struggle to the human sphere. We thus have great theories in national economy, in the conceptions of social life, theories which look upon the struggle for existence as something quite justified which cannot be severed from the development of humanity. With these principles, not with prejudices, one went back to the remotest times, and one tried to study the life of the wild barbaric peoples; one believed that it was possible to listen to the development of human culture and thought to discover in it the wildest principle of war. Huxley said: If we survey the animals in Nature, their struggle for existence resembles a fight of gladiators—and this is a law of Nature. And if we turn our attention from the higher animals to the lower species in keeping with the course of world-development, we find that the facts prove everywhere that we live in the midst of a general struggle for existence, You see, this idea could be expressed, it could be accepted as a general law of the universe. Those who realise that no words can be uttered which are not deeply rooted in the human soul, must say to themselves that the feelings, the soul-constitution even of our best people are still based upon the idea that war, battle, in the human race as well as in Nature, constitutes a law, something from which we cannot escape. Now you can say: These scientists were perhaps very humane, perhaps in their deepest idealism they longed for peace, for harmony. But their profession, their science convinced them that this was not so, and perhaps they wrote down their theories with a bleeding heart. This might stand as an objection, if something quite different had not arisen. We can say that the above-mentioned theory was universally accepted by all those who believed that they were sound thinkers, scientifically and economically, in the sixties and seventies of the 19th-century. generally accepted was- the view that war and strife were, a law of Nature, from which one could not escape. The old conception of Rousseau4 had been disposed of completely—so people thought—for Rousseau held that only man's wickedness had brought battle and strife into the general peace of Nature, opposition and disharmony into its harmony. At the end of me l9th century the Rousseau atmosphere was still prevalent, according to which a glance into the life of Nature which is still uninfluenced by man's super-culture, reveals everywhere harmony and peace. It is man, with his arbitrariness and culture, who brought strife and battle into the world. This was still Rousseau's idea and during, the last third of the 19th century the scientists assured us: it would be fine if this were true, but this is not the case: the facts show us a different state of things. Nevertheless, let us ask ourselves earnestly: Has human feeling expressed a verdict, or the facts themselves? ... It would be difficult to raise any objection if the facts themselves spoke in this way. But a strange man appeared in the year 1880, who gave a lecture in St. Petersburg in Russia, during the Congress of Scientists of 1880. This lecture is of profoundest significance for all who are really interested in this problem. This man is the zoologist Kessler.5 He died soon after. His lecture dealt with the principle of mutual help in Nature. All those who earnestly deal with such questions, will find in the research and scientific maturity contained in this lecture a completely new impulse. Nor the first time in our modern epoch facts were collected from the whole of Nature proving that all the former theories on the struggle for existence are not in keeping with reality. You see, this lecture expounds and proves by facts that the animal species, the groups of animals, do not develop through the battle of life, in reality, a struggle for existence only exists exceptionally between two different species, but not within the same species, for the individuals belonging to it on the contrary help each other. Those species are the fittest, where the individuals belonging to it are most inclined to this mutual help. Long existence is guaranteed not by a struggle for existence, but by mutual help. This opened out a new aspect, by a strange coincidence and chain of circumstances in modern scientific research, this subject was continued by a man who adopted the most extraordinary standpoint, by Prince Kropotkin: He was able to prove in the case of animals and certain tribes, by bringing forward innumerable sound facts, the great significance of this principle of mutual help, both in Nature and in human life. I would advise everyone to read his took.6 It brings a number of ideas and concepts which are a good school for an ascent to a spiritual outlook. But these facts can be grasped in the right way only if they are considered in the light of a so-called esoteric conception, if we gain insight into these facts upon the foundation of spiritual science. I might adduce many facts which speak very clearly, but you can read them in the above-mentioned book. The principle of mutual help in Nature declares that those in whom this principle is developed in the highest measure are those who advance furthest. Consequently, the facts speak clearly and will speak more and more clearly for us. When we speak of a single animal-species in the theosophical conception, we speak of it in the same way in which we speak of man's single individuality. An animal species is upon a lower sphere the same as the single human individuality upon a higher sphere. I already explained before that there is one fact which, we must clearly envisage in order to grasp the difference which exists between man and the whole animal kingdom. This contrasting difference may be expressed in the words: Man has a biography, but the animal has no biography. In the case of an animal it suffices to describe its species. Father, grandfather, grandson and son—these distinctions do not count in the case of a lion; we do not need to describe each one in particular. Certainly I knew that many objections can be raised: I know that those who love a dog or a monkey think that they can write a biography of the dog or of the monkey. But a biography should not contain what another person knows of the being that is the subject of a biography, but what that being himself knew. Self-consciousness is essential for a biography, and in this meaning, only the HUMAN BEING has a biography. This would correspond to a description of a whole animal-species. That each group of animals has a group-soul, is the external expression for the fact that each individual human being bears a soul within him. I was able to explain to you here that a hidden world is immediately connected with our physical world; it is the astral world which does not consist of the objects and beings that can be perceived through the senses, but which are woven of the same substance of which our passions and desires are woven. If you examine the human being you can see that he led down his soul as far as the physical world, the physical plane. But the animal has no individual soul upon the physical plane,—you find instead the animal's individual soul upon the so-called astral plane, in the astral world that lies concealed behind our physical world. The groups of animals have individual souls in the astral world. You see, here you have the difference between man and the animal kingdom. If we now ask ourselves: What is really waging battle, when we observe the struggle for existence in the animal kingdom? We must reply: In truth, the astral battle of the soul's passions and instincts stands behind this struggle of the different species in the animal kingdom, the battle of soul-passions and instincts which is rooted in the double souls, or in sex. But if we were to speak of a struggle for existence WITHIN the same species in the animal kingdom, this would be the same as if the human soul were to wage war upon itself in its different parts. This is a very important truth: We cannot accept the rule that a struggle exists within the same animal species, but a struggle for existence can only take place between different species; for the soul of one whole species is the same for all the animals belonging to it ... and because of this it must control the single members. In the animal species we can observe mutual help and assistance, which is simply the expression for the uniform activity of the species or of the group-soul. And if you consider all the examples mentioned in the above-named interesting book, you will obtain a beautiful insight into the way in which these group-souls work. We find, for example, that when a specimen of a certain species of crab has accidentally fallen on its back, so that it cannot turn around alone, a number of animals in its neighbourhood come along and help it to get on its legs again. This mutual support comes from the soul-organ which the animals have in common. Follow the way in which beetles help each other when they have to protect a brood, or tackle a dead mouse, etc., how they unite and carry out their work together, there you can observe the activity of the group-soul. It is possible to observe this right up to the highest animal-species. Indeed, those who have some understanding for this mutual support and assistance among animals, also obtain insight into the activity of the group-souls and an idea of how they work—and just there they can develop a spiritual vision. The eye acquires sun-like qualities. In the case of man, we have an individualized group-soul. Such a group-soul dwells in each single human being. We must therefore apply to the human beings what must be applied to the different animal species, so that in the case of man it is possible that one human being fights, against another human being; an individual strife is possible. But let us now consider the purpose of strife, whether battle exists in the development of the world for the sake of battle. For what has become of the struggle of existence among the species? The species that supported each other most of all survived, and those who fought against each other perished. This is a law of Nature. Consequently, we must say that in external Nature development progresses through the fact that peace replaces the struggle. Where Nature reached a definite point, where it arrives at the great turning point, we really find harmony; the peace which is the final outcome of the whole struggle, can really be found there. Consider, for instance, that the plants, as species, are also engaged in a struggle for existence. But consider at the same time how wonderfully the vegetable kingdom and the animal kingdom support each other in their common process of development: for the animal breathes in oxygen and breathes out nitrogen, whereas the plant breathes in nitrogen and breathes out oxygen. Thus peace is possible in the universe. What Nature thus produces through its forces, is destined to be produced by man consciously, out of his individual nature. Man progressed gradually and what we designate as the self-consciousness of our individual soul unfolded little by little. We must look upon the present situation of the world as the result of a course of development, and then follow its tendency towards the future. Go back into the past; there you will find group-souls at the beginning of human development. These group-souls were active within small tribes and families, so that we also come across group-souls in the human beings. The further back you look into the development of the world, the more compact you will find the structure of human life, the people will appear to you harmoniously united. One spirit seemed to pervade the old village communities; which afterwards became the primitive State. You can study that when Alexander the Great led his armies into battle, it was a different thing from leading modern armies into war, with their far more developed individualized will-forces. This must be seen in a true light. The progressive course of civilisation consists in the fact that the human beings became more and more individualized, more and more independent and self-conscious. The human race developed out of groups and small communities. Even as there are group-souls that guide and control the single animal-species, so the different nations were guided by the great group-souls. By his progressive education, the human being more and more emancipates himself from the guidance of the group-soul and becomes more and more independent. Whereas formerly he confronted his fellow-men with more or less hostility, his independence brought him to the point of standing in the midst of a battle of life which now takes hold of the whole of humanity. This is the present situation of the world, and this is the. destiny particularly of our epoch or race, that is to say, of the immediate present. Spiritual science distinguishes in the present development of the world five great races, the so-called sub-races. The first sub-race developed in ancient times, in distant India. This sub-race was to begin with filled by a culture of priests. It is this culture of priests which gave our present race its first impulses. It had come over from the Atlantean culture; this developed in a region which is now the bottom of the Atlantic Ocean. The leading note was given by this race and it was followed by the others; now we live within the fifth sub-race. This subdivision is not taken from anthropology or from some racial theory, but will be explained more in detail in my 6th lecture (of the 9th of November 1905: FUNDAMENTAL IDEAS OF THEOSOPHY). The fifth race is the one which made us progress furthest of all in our individual existence, in our individual consciousness. Christianity was in fact a preparation for the attainment of this individual consciousness; man had to attain to this individual consciousness. If you go back to the time before Christ, to ancient Egypt where the gigantic pyramids were built, you will find there an army of slaves who carried out tasks so difficult and fatiguing that it is hardly possible to conceive this to-day. But for the greater part of the time these workmen built the immense pyramids as a matter of course and they were filled by an immense peacefulness. They submitted to their work because at that time the teaching of reincarnation and of karma was a natural thing. No books tell you about this, but if you penetrate into spiritual science this will be quite clear to you. Each slave who toiled until his hands were sore and who lived in pain and misery, knew: This is one of many lives, and what I am suffering now must be borne as the consequence of what I prepared for myself in my former lives! If this is not the case, I shall experience the effect of this life in my next; and the one who now orders me about, once stood upon the same stage on which I am standing now, or he will do so one day. With such a mentality, however, it would have been impossible to develop a self-conscious earthly life, and the High Powers that lead human destiny as a whole, knew what they were doing, when for a time—which lasted many thousands of years—they blotted out the consciousness of Karma and of Reincarnation. This disappearance was brought about by the great course of development of Christianity, up to the present time; it eliminated the power to look up to another world which brought a harmonising influence, and drew attention instead to the immense importance of this life upon the earth. Though this might have gone too far in its radical application, it was never the less necessary, for the world's course of development does not follow logic, but quite different laws. From earthly life people deduced an eternity of punishment, and although this is nonsense, the tendency of human development led to this. Humanity thus learned to grow conscious of this one earthly existence and the earth, the physical plane, thus assumed an immense importance for the human being. This had to come, the earth had to acquire this great significance. Everything that takes place to-day in the form of a material conquest of the earthly globe, could only grow out of a mentality based upon an education cut out for this earth and emitting the idea of Reincarnation and Karma. We now see the result of such an education: man came down completely to the physical plane during his earthly life; for the individual soul could only unfold upon the physical plane, where it is isolated, enclosed within the body and where it can only look out into the world through the senses, as an isolated individual existence. This brought human competition into the human race, in an ever-growing measure, and the effects of such an isolated existence. We must not be surprised that to-day the human race is not by a long way ripe enough to eliminate once more what was thus drawn in. We saw that the present species of animals reached their state of perfection by mutual help and that the struggle for existence only exists between the species, passing from species to species. But if the human individuality is upon a higher stage the same as the group-soul of the animals, then the human soul will only be able to attain self-consciousness by passing through the same struggles through which the animal-species passed in Nature. This struggle will last until the human being will have developed complete independence. But he is called upon to reach this consciously; consciously he must attain what exists outside upon the. physical plane. Along the stages of consciousness pertaining to his own sphere, he will be guided towards mutual help and support, because the human race is one species. The absence of struggle which exists in the animal kingdom must be attained for the whole human race in the form of an all-embracing, complete peace. It is not struggle, but mutual help and support that led the single animal-species, to their present state of development. The group-soul that lives in the animal-species as an individual soul is at peace within itself and a uniform soul. Only man's individual soul has a special structure within its isolated physical existence. You see, the great acquisition which spiritual development can bring to our soul is to recognise truly the one soul that, fills the whole human race, the unity with humanity as a whole. We do not receive this as an unconscious gift, but we must conquer it for ourselves consciously. It is the task of the spiritual- scientific world-conception to develop really and truly this uniform soul that lives within the whole human race. This is expressed in our first fundamental principle, to establish a brotherly league throughout the world, independently of race, sex, colour, etc. This implies the recognition of the SOUL that lives in the whole of humanity. The purification enabling us to discover the same soul also in our fellow-men must go as far as our passions. In physical life we are separated, but in the life of the soul we are one with the Ego of the human race. This can only be grasped in real life; true life alone can lead us to this. Consequently, only the development of spiritual life can permeate us with the breath of this one Soul. Not the people of the present, but those of the future who will more and more unfold the consciousness of this One Soul, shall lay the foundation of a new human race that will devote itself entirely to mutual help. Our first principle therefore means something quite different than is generally supposed. We do not fight; but we also do not oppose war or any other thing, because opposition and battle do not lead to a higher development. Each animal-species developed into a special race by coming out of the struggle for existence. Let us leave fighting to the bellicose who are not yet mature enough to go in search of the common Soul of the Human Race in spiritual life. A real Society of Peace is one that strives after a knowledge of the Spirit, and the spiritual-scientific current is the true Peace Movement, it is the Peace Movement in the only form in which it can exist in practical life, because it envisages what lives within the human being and what will unfold in the future. Spiritual life always developed as a stream that came from the East. The East is the region where spiritual life was fostered. And here in the West we have the region where the external. materialistic civilisation was unfolded. That is why we see in the East the land where people dream and sleep. But who knows what is going on in the souls of those whom we call dreamers or sleepers, when they rise up to worlds which are quite unknown to the peoples of the West? We must now come out of our materialistic civilisation, and yet bear in mind everything that surrounds us in the physical world. We must ascend to the spiritual with everything which we conquered upon the physical plane. It is more than symbolically significant that in England Darwinism should have found a new representative in Huxley who deemed it necessary to state out of his western conception: Nature shows us that the human apes fought against each other and the strongest remained on the field ... whereas from the East came the watchword: Support, mutual help, this is the guarantee for the future! Here in Central Europe we have a special task: It would be of no use to use to be one-sidedly Oriental, or one-sidedly English. We must unite the morning dawn of the East with the. physical science of the West so that they become a great harmony. Then we shall be able to grasp how the idea of the future may be connected with the idea of the struggle for existence. It is more than a coincidence that in one of the fundamental books of Theosophy those who penetrate more deeply into spiritual life will find light upon the path, for the second chapter significantly closes with a sentence which coincides with this idea. “Light upon the Path” does not contain it as a phrase, for spiritual development will lead us to a point where we shall recognise that the beautiful words at the end of the 2nd chapter in “Light upon the Path” harmonize with the One Soul that enters the individual human soul, flashing up and coming to life within it. Those who immerse themselves in this beautiful little book—which does not only fill the soul with a content that makes us feel inwardly devout and good and that gradually gives man real clairvoyance by the power of its words—will discover in the single individual this harmony, when they experience what is written in every chapter. The final words, “Peace be with you,” will then descend into the soul. In the end this will be experienced by the whole of humanity, for the most significant words will then be: “Peace be with you.” This opens out to us the true perspective. Then we must not only speak of peace, not only envisage it abstractly as an ideal, make treaties or long for the verdicts of a court of arbitration, but we must cultivate spiritual life, the Spiritual. We then awaken within us the strength which will be poured out over the whole human race as the source of mutual help and support. We do not oppose, we do something else: we foster love, and we know that by fostering love, every opposition must disappear. We do not set up struggle against struggle. We set up love against struggle by developing and fostering love. This is something positive. By pouring out love we work upon ourselves and we establish a society based upon love. This is our ideal. If this livingly penetrates into our souls, we shall realize an old saying in a new way, and this will be in accordance with Christianity. And a new Christianity, or rather the Christianity of the past, will arise again for a new humanity. Buddha gave his people a motto which envisages this. But Christianity contains even more beautiful words on the unfolding: of love, words which should be grasped in the right way: Not by strife we overcome strife, not by hatred we overcome hatred, but strife and hatred can in reality be overcome by love alone.
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145. The Effect of Occult Development: Lecture VII
26 Mar 1913, The Hague Tr. Harry Collison Rudolf Steiner |
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Just as a well-known commandment says: Thou shalt not take the Name of God in vain ... so might the following be a commandment to a true and noble humanity: you ought not to utter so often in vain the requirement of the universal human love which is to become the fundamental feature of your souls, for if silence is in many cases a much better means of developing a quality than speech, it is particularly the case in this matter; quietly cultivating it in the heart, and not talking about it, is a far, far better means of developing universal brotherly love than continually speaking about it. |
Thus the Manichaean Bishop, Faustinus, confronts the Church Father, Augustine; Augustine, who is facing the age of the consciousness-soul, meets with a human being who preserves his connection with the spiritual world as it can be preserved in an occult movement, and who thereby also preserves the fundamental quality of the astral body, at which Augustine shudders and, from his standpoint, justly. |
145. The Effect of Occult Development: Lecture VII
26 Mar 1913, The Hague Tr. Harry Collison Rudolf Steiner |
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In the last lecture I referred to two legends, that of Paradise and that of the Holy Grail. I tried to show that these two legends represent occult imaginations which may really be experienced at a certain moment. When the pupil is independent of his physical body and etheric body—as he is unconsciously during deep sleep, and with clairvoyance consciously perceives his physical body, he experiences the legend of Paradise; when his perceptions are aroused by his etheric body, the legend of the Grail presents itself. We must now point out that such legends were given as stories or as religious legends, and so popularised in a definite period. The original source of these legends, which meet us in the form of romance or of religious writings in the external history of the development of mankind, is in the Mysteries, where their contents were established only by means of clairvoyant observations. In the composition of such legends it is especially necessary that the very greatest care should be taken that both subject matter and tone should suit the period and the people to which the legends are given. In the previous lectures of this course we have explained how through his theosophical occult development the student undergoes certain changes in his physical and etheric body. We shall have now to consider the astral body and the self more closely, and then return briefly to the physical and etheric body. We have seen that when, in order to progress further through receiving the possessions of spiritual wisdom and truth, the student undertakes this self-development, he produces by this means changes in the various part;, of his spiritual and physical organisation. Now, from the information that has been given from the akashic records of various periods of evolution, we know that in the course of the ordinary historical evolution of man these various parts of human nature also undergo a change, naturally, as it were; we know that in the ancient Indian age, the first age of civilisation after the great Atlantean catastrophe, the processes of the human etheric body were conspicuous; we know that afterwards, during the ancient Persian age of civilisation, the change in the human astral body came into prominence, and during the Egyptian-Chaldean age changes took place in the human sentient-soul, and during the Graeco-Latin age there were changes in the human intellectual- or mind-soul. In our times the changes in the human consciousness-soul are more conspicuous. Now, when a legend is given in some particular age—let us say, in the age in which the intellectual-soul undergoes a special change, when the facts in this soul are of special importance—it is important that it should be given in such a way that special attention should be paid to that particular age, and that in the Mysteries from which the legend proceeds it should be agreed that the legend must be so presented that the changes which are going on in the human intellectual- or mind-soul during that age should be protected against any harmful influences incidental to the legend, and specially adapted to its favourable influences. Thus there can be no question of following his own inner impulse alone, when a person belonging to a Mystery school has the duty laid upon him of imparting such a legend to the world, for he must follow the dictates of the age in which he lives. If we turn our observations in this direction, we shall better understand the changes that take place, more particularly in the human astral body, when a person undergoes an esoteric development. In the case of an esotericist, or one who seriously undertakes a theosophical development, who makes Theosophy part of his life, his astral body lives a separate life; in the case of an ordinary human being it is not so free, not so independent. The astral body of a student going through development becomes detached and independent to some extent. It does not pass unconsciously into a sort of sleep, but becomes independent, and detached, going through in a different way what a human being usually does in sleep. It thereby enters the condition suited to it. In an ordinary man who lives in the exoteric world, this astral body is connected with the other bodies, and each exercises its special influence upon it. The individually pronounced quality of this human principle does not then come into notice. But when this astral body is torn out its special peculiarities assert themselves. And what are the peculiarities of the astral body? Now, my dear friends, I have often referred to this quality—perhaps, to the disgust of many who are sitting here. The quality peculiar to the human astral body on earth is egotism. When the astral body, apart from the influences which come from the other principles of human nature, asserts, its own peculiar quality, this is seen to be egotism, or the effort to live exclusively in itself and for itself. This belongs to the astral body. It would be wrong, it would be an imperfection in the astral body as such, if it could not permeate itself with the force of egotism, if it could not say to itself, ‘Fundamentally I will attain everything through myself alone, I will do all that I do for myself, I will devote every care to myself alone.’ That is the correct feeling for the astral body. If we bear this in mind we shall understand that esoteric training may produce certain dangers in this direction. Through esoteric development, for instance, because this esoteric development must necessarily make the astral body somewhat free, those persons who take up a kind of Theosophy that is not very serious, without paying attention to all that true Theosophy wishes to give, will in the course of it specially call forth this quality of the astral body, which is egotism. It can be observed in many theosophical and occult societies that while selflessness, universal human love, is preached as a moral principle and repeated again and again, yet through the natural separation of the astral body egotism flourishes. Moreover, to an observer of souls it seems quite justifiable, and yet at the same time suspicious, when universal human love is made into a much-talked of axiom—observe that I do not say it becomes a principle, but that it is always being spoken of; for under certain conditions of the soul-life a person prefers most frequently to speak of what he least possesses, of what he notices that he most lacks, and we can often observe that fundamental truths are most emphasised by those who are most in want of them. Universal human love ought without this to become something in the development of humanity which completely rules the soul, something which lives in the soul as self-evident, and concerning which the feeling arises: ‘I ought not to mention it so often in vain, I ought not to have it so often on my lips in a superfluous manner.’ Just as a well-known commandment says: Thou shalt not take the Name of God in vain ... so might the following be a commandment to a true and noble humanity: you ought not to utter so often in vain the requirement of the universal human love which is to become the fundamental feature of your souls, for if silence is in many cases a much better means of developing a quality than speech, it is particularly the case in this matter; quietly cultivating it in the heart, and not talking about it, is a far, far better means of developing universal brotherly love than continually speaking about it. Now the advocacy of this exoteric principle has primarily nothing to do with what has been described as the fundamental quality of the astral body: egotism; the endeavour to exist in itself, of itself and through itself. The question now is: How, then, is it possible to see this in a right light, this quality—let us calmly use the expression—of the astral body which seems so horrible to us, viz., that it wishes to be an absolute egotist? Let us set to work, beginning from the simple facts of life. There are cases even in ordinary life in which egotism expands, and where we must, to a certain degree, look upon this expansion of egotism as a necessary adaptation in life. For example, consider the characteristic of much mother-love, and try to understand how in this case egotism extends from the mother to the child. We may say that the further we penetrate among less developed peoples, and observe what we might call the lion-like way in which the mothers stand up for their children, the more we notice that the mother considers any attack upon her child as an attack upon herself. Her self is extended to the child; and it is a fact that the mother would not feel an attack upon a part of herself more than upon her child. For what she feels in herself she carries over to her child and we cannot find anything better for the regulation of the world than that egotism should be extended in this way from one being to others, and that one being should reckon itself as forming part of another, as it were, and on this account should extend its egotism over this other. Thus we see that egotism ceases to have a dark side when a being expands itself, when the being transfers its feeling and thinking into another, and considers it as belonging to itself. Through extending her egotism to her child, a mother also claims it as her possession: she counts it as part of herself; she does just as the astral body does, saying: All that is connected with me lives through me, to me, with me, etc. We may see something similar even in more trivial cases than mother-love. Let us suppose that a man has a house, a farm, and land which he cultivates; let us suppose this man loves his house, his farm, his land and his work-people as his own body; he looks upon the matter in such a way that they are to him an extension of his own body, and loves his house, farm, land and people—as a woman may, under certain circumstances, love her gown, as forming part of her own body. In this case the being of the man expands in a certain sense to what is around him. Now, if his care expands in this way to his possessions and his servants, so that he watches over them and resists any attack upon them as he would an attack on his own body, we must then say that the fact of this environment being permeated with his egotism is extremely beneficial. Under certain circumstances, what is called love may, however, be very self-seeking. Observation of life will show how often what is called love is self-seeking. But an egotism extended beyond the person may also be very selfless, that is, it may protect, cherish and take care of what belongs to it. By such examples as these, my dear friends, we ought to learn that life cannot be parcelled out according to ideas. We talk of egotism and altruism, and we can make very beautiful systems with such ideas as egotism and altruism. But facts tear such systems to pieces; for when egotism so extends its interests to what is around it that it considers this as part of itself, and thus cherishes and takes care of it, it then becomes selflessness; and when altruism becomes such that it only wishes to make the whole world happy according to its own ideas, when it wishes to impress its thoughts and feelings on the whole world with all its might, and wishes to adopt the axiom, ‘If you will not be my brother, I will break your head,’ then even altruism may become very self-seeking. The reality which lives in forces and in facts cannot be enclosed in ideas, and a great part of that which runs counter to human progress lies in the fact that in immature heads and immature minds there arises again and again the belief that the reality can in some way be bottled up in ideas. The astral body may be described as an egotist. The consequence of this is that the development which liberates the astral body must reckon with the fact that the interests of man must expand, become wider and wider. Indeed, if our astral body is to liberate itself from the other principles of human nature in the right manner, its interest must include the whole of the earth and earth-humanity. In fact, the interests of humanity upon the earth must become our interests; our interests must cease to be connected in any way with what is merely personal; all that concerns mankind, not only in our own times, but all that has concerned mankind at any time in the whole of its earthly development, must arouse our deepest interests; we much reach the point of considering as an extension of what belongs to us, not only what belongs to our family by blood, not only what is connected with us such as house and farm and land, but we must make everything connected with the development of the earth our own affair. When in our astral body we are interested in all the affairs of the earth, when all the affairs of the earth become our own, we may give way to the sense of selfhood in our astral body. This, however, is necessary, that the interests of mankind on earth should be our interests. Consider from this point of view the two legends I spoke of in the last lecture. When they were given to humanity at a certain stage, they were given from the point of view that the human being should be raised from any individual interest to the universal interests of the earth. The legend of Paradise leads the pupil directly to the starting point of our earthly evolution, when man had not yet entered upon his first incarnation, or when he is just beginning it, where Lucifer approaches him, when he still stands at the beginning of his whole development and can actually take all human interests into his own breast. The very deepest problem of education and training is contained in the story of Paradise, that story which uplifts one to the standpoint of all humanity, and imprints in every human breast an interest which can also speak in each. When the pictures of the legend of Paradise, as we have tried to comprehend them, press into the human soul, they act in such a way that the astral body is penetrated through and through by them; and under the influence of this human being whose horizon is expanded over the whole earth, the astral body may also make its own interest all that now enters its sphere. It has now arrived at being able to consider the interests of the earth as its own. Try, my dear friends, to consider seriously and earnestly what a universal, educative force is contained in such a legend, and what a spiritual impulse lies there. It is the same with the legend of the Grail. While the Paradise legend is given to the humanity of the earth, inasmuch as it directs this humanity to the origin, the starting-point of its earthly development, while the Paradise legend, as given, uplifts us to the horizon of the whole development of humanity, the legend of the Grail is given that it may sink into the innermost depths of the astral body, into its most vital interests, just because, if only left to itself, this astral body becomes an egotist which only considers the interests that are its very own. As regards the interests of the astral body, we can really only err in two directions. One is the direction towards Amfortas, and the other, before Amfortas is fully redeemed, leads towards Perceval. Between these two lies the true development of man, in so far as his astral body is concerned. This astral body strives to develop the forces of egotism within itself. But if it brings personal interests into this egotism it becomes corroded, and while it ought to extend over the whole earth, it will shrivel up into the individual personality. This may not be. For if it occurs, then through the activity of the personality, which expresses its ego in the blood, the whole human personality is wounded—one errs on the Amfortas side. The fundamental error of Amfortas consists in his carrying into the sphere in which the astral body ought to have gained the right to be an egotist, that which still remains in him as personal desires and wishes. The moment we take personal interests into the sphere where the astral body ought to separate itself from personal interest it is harmful, we become like the wounded Amfortas. But the other error can also lead to harm, and only fails to do so when the being who suffers this harm is filled with the innocence of Perceval. Perceval repeatedly sees the Holy Grail pass. To a certain extent he commits a wrong. Each time the Holy Grail is carried past it is on his lips to ask for whom this food is really intended; but he does not ask; and at length the meal is over without his having asked. And so, after this meal he has to withdraw, without having the opportunity of making good what he had omitted to do. It is really just as though a man, not yet fully mature, were to become clairvoyant for a moment during the night, when he would be separated as if by an abyss from what is contained in the castle of his body, and were then to glance for a moment into it; and as if then without having obtained the appropriate knowledge, that is, without having asked the question, everything were again to be closed to him; for then, even though he wakened, he would not be able to enter this castle again. What did Perceval really neglect to do? We have heard what the Holy Grail contains. It contains that by which the physical instrument of man on earth must be nourished: the extract, the pure mineral extract, which is obtained from all foods and which unites in the purest part of the human brain with the purest sense-impressions, impressions which come into us through our senses. Now, to whom is this food to be handed? It is really to be handed—as appears to us when from the exoteric poetic story we enter into the esoteric presentation of it in the Mysteries—it is really to be handed to the human being who has obtained the understanding of what makes man mature enough gradually to raise Himself consciously to that which this Holy Grail is. Through what do we gain the faculty to raise ourselves consciously to that which is the Holy Grail? In the story it is very clearly indicated for whom the Holy Grail is really intended. And when we go into the Mystery presentation of the legend of the Grail we find in addition something very special. In the original legend of the Grail the ruler of the castle is a Fisher King, a king ruling over fisher folk. There was Another Who also walked among fisher folk, but He did not wish to be the king of these fishermen, rather something else; He scorned to rule over them as a king, but He brought them something more than did the king who ruled over them—this One was Christ Jesus. Thus we are shown that the error of the Fisher King, who in the original legend is Amfortas, was a turning aside. He is not altogether worthy to receive health really through the Grail; because he wishes to rule his fisher folk by means of power. He does not allow the spirit alone to rule among this fisher folk. At first Perceval is not sufficiently awake inwardly to ask in a self-conscious way: What is the purpose of the Grail? What does it demand? In the case of the Fisher King it required him to kill out his personal interest and cause it to expand to the interest in all humanity shown by Christ Jesus. In the case of Perceval it was necessary that he should raise his interest above the mere innocent vision to the inner understanding of what in every man is the same, what comes to the whole of humanity, the gift of the Holy Grail. Thus in a wonderful way between Perceval and Amfortas, the original Fisher King, floats the ideal of the Mystery of Golgotha, and at an important part of the legend it is delicately indicated that on the one hand the Fisher King has taken too much personality into the sphere of the astral body, and on the other stands Perceval, who has carried thither too little general interest in the world, who is still too [unsophisticated, who does not feel sufficient interest in the world. It is the immense educative value of the Grail legend that it could so work into the souls of the students of the Holy Grail that they had before them something like a balance: in the one scale that which was in Amfortas, and in the other that which was in Perceval; and they then knew that the balance was to be established. If the astral body follows its own innate interests, it will uplift itself to that horizon of universal humanity which is gained when the statement becomes a truth: ‘Where two are gathered together in My name, there am I in the midst of them, no matter where in the development of the earth these two may be found.’ (Matthew 18, 20.) At this point, my dear friends, I beg you not to take a part for the whole, but to take this lecture and the next together; for they may cause misunderstanding. But it is absolutely necessary that the human astral body should in its development be uplifted to the horizon of humanity in a very special way, so that the interest, common to all humanity, becomes its own, so that it feels wronged, hurt, sad within itself, when humanity is harmed in any way. To this end it is necessary that when, through his esoteric development, the student gradually succeeds in making his astral body free and independent from the other principles of his human nature, he should then arm and protect himself against any influences of other astral bodies; for when the astral body is free it is no longer protected by the physical body and etheric body, which are a strong castle, as it were, for the astral. It is free, it becomes permeable, and the forces in other astral bodies can very easily work into it. Astral bodies stronger than itself can influence it, should it be unarmed with its own forces. It would be fatal if someone were to attain the free management of his astral body, and yet were as innocent as regards its conditions as Perceval was at the beginning. That will not do; for then all sorts of influences proceeding from other astral bodies would be able to have a corresponding effect on his. Now, what we have just mentioned also applies to a certain extent to the external exoteric world. Humanity upon the earth lives under certain religious systems. These religious systems have their cults and rituals. These rituals surround a member of a cult with imaginations obtained from the higher worlds by the help of the astral body. The moment such a religious community admits a man to its membership he is in the midst of imaginations which, while he is influenced by the ritual, liberate his astral body. In any religious ritual the astral body becomes, to a certain extent, free, at any rate for brief moments. The more powerful the ritual, the more does it suppress the influence of the etheric body and the physical body; the more it works by means of methods that liberate the astral body, the more is the astral body, during the ceremony, enticed out of the etheric body and physical body. For this reason also—though it might seem as if I am speaking in ridicule, which I am not—for this reason there is no place so dangerous to sleep in as a church, because in sleep the astral body separates from the etheric body and physical body, and because what goes on in the ritual insinuates itself into the astral body; for it is brought down from the higher worlds by the help of astral bodies. Thus to go to sleep in church, which in some places is strongly attractive to people, is something that really should be avoided. This applies more to churches which have a ritual; it does not apply so much to those religious communities which, through the ideas of modern times, have relinquished a certain ritual or limit themselves to a minimum of ritual. We are not now speaking of these things from any preference or otherwise for one creed or another, but purely according to the standard of objective facts. When, therefore, a person has emancipated his astral body from the other principles of his human nature, the impulses and forces obtained by the help of astral bodies may easily influence him. In this respect it is also possible that a person who has arrived at the free use of his astral body, if he is stronger than another whose astral body is to some extent emancipated, may obtain a very great influence over the latter. It is then absolutely like a transference of the forces of the astral body of the stronger personality to that of the weaker. And if we then clairvoyantly observe the weaker personality, he is really seen to bear within his astral body the pictures and imaginations of the stronger astral personality. You see how necessary it is that ethics should be in the ascendant where occultism is to be cultivated; for naturally egotism cannot be cultivated without really striving to emancipate the astral body from the other principles of human nature; but the most destructive thing in the field of occultism is for the stronger personalities to strive in any way for power to further their personal interests and personal intentions. Only those personalities who absolutely renounce all personal influence are really entitled to work in the domain of occultism, and the greatest ideal of the occultist who is to attain anything legitimate is not to wish to attain anything whatever by means of his own personality, but to put aside as far as possible all consideration of personal sympathy or antipathy. Therefore, whoever possesses sympathy or antipathy for one thing or another, and yet wishes to work as an occultist, must carefully relegate these sympathies and antipathies to his own private sphere, and only allow them to prevail there; in any case he may not cultivate and cherish any of these personal sympathies and antipathies in the domain in which an occult movement is to flourish. And, paradoxical as it may sound, we may say: To the occult teacher his own teaching is a matter of no concern; in fact, the matter of least concern of all to him is the teaching which he can really only give by means of his own talents and temperament. Teaching will only have a meaning when as such it contains nothing in any way really personal, but simply what can be of help to souls. Therefore, no occult teacher will at any time give any of his knowledge to his own age if he is aware that this part of his knowledge is useless to it, and could only be useful to a different age. All this comes into consideration when we are speaking of the peculiar nature of the astral body under the influence of occult development. During the preparation for our age and its progressive development a further complication arises. For what is our own age? It is the age of the development of the consciousness-soul. Nothing is so closely connected with the egotism which accentuates the narrow, personal interests as the consciousness-soul. Hence, in no other age is there such a temptation to confuse the most personal interests with those that belong to mankind in general. This age has gradually to gather the interests of humanity into the human ego, as it were; into that very part of the human ego which is the consciousness-soul. Towards the dawn of our age we see human interests being concentrated into the ego, the acme of the sense of selfhood. In this respect it is extremely instructive seriously to consider whether, for example, what Saint Augustine wrote in his ‘Confessions’ would ever have been possible in ancient Greece. It would have been absolutely out of the question. The whole nature of the Greek was such that his inner being was in a certain harmony with his outer nature, so that external interests were at the same time inner interests, and inner interests extended into outer ones. Consider the whole Greek culture. It was of such a nature that everywhere a certain harmony between the human inner being and the outer must be taken for granted. We can only understand Greek art and tragedy, Greek historians and philosophers, when we know that among the Greeks that which pertained to the soul was poured into the outer culture, and as a matter of course showed its union with the inner. Let us compare this with the Confessions of Saint Augustine. Everything lives for himself; he searches, digs and investigates into his own being. If we look for the entirely personal, individual note in the writings of Saint Augustine we can find it in them all. Although Augustine lived long before our age, yet he prepared for it; his was the spirit in whose records we find the first dawn, long before the rising of the sun, the first dawn of the age apportioned to the consciousness-soul. This can be perceived in every line written by him, and every line of his can be distinguished by a delicate perception from all that was possible in ancient Greece. Now, when we know that Augustine was advancing to meet the age when the sense of selfhood—the occupation of man with his own inner being even within the physical body—is as a sort of character of this age, we can understand that one who, like Augustine, has more extended interests as well, and observes the whole of the development of mankind, will truly shudder when a human being comes to him who gives him the idea that, on attaining a certain height, the astral body must naturally develop a sort of selfishness. Purely, nobly and grandly Augustine attacks self-centredness. We might say that he attacks it selflessly. But he came into the age when humanity had separated itself from the general interests of the outer world. Recollect that in the third post-Atlantean age every Egyptian directed his gaze to the stars, where he read human destiny, how the soul was connected with interests common to humanity. Naturally this could only be attained when the human being was still capable, in the ancient elementary clairvoyance, of keeping his astral body separate from the physical body; therefore, Augustine could not but shudder when in contact with a person who reminded him, as it were, that with higher development comes selfishness. He can comprehend this, he feels it, his instinct tells him that he is living towards the age of egoism. When, therefore, a person confronts him who represents the higher development beyond that in the physical body, he feels: we are moving in the direction of egotism. At the same time he cannot comprehend that this person is bringing with him an interest common to the whole of humanity. Try to obtain a perception of how Augustine, according to his own confession, confronts the Manichaean Bishop, Faustinus—for it is he whom I have described. When he met with Faustinus, Augustine had the experience of a man facing the age of egoism in a noble way, wishing to protect it against egotism by the inner power alone, and who must turn away from such a man as the Manichaean Bishop, Faustinus. He turned away from him because, to him, Faustinus represented something in which he ought not to take part; for he conceals something within him which could not be understood at all in exoteric life in such an age. Thus the Manichaean Bishop, Faustinus, confronts the Church Father, Augustine; Augustine, who is facing the age of the consciousness-soul, meets with a human being who preserves his connection with the spiritual world as it can be preserved in an occult movement, and who thereby also preserves the fundamental quality of the astral body, at which Augustine shudders and, from his standpoint, justly. Let us pass on a few centuries. We then meet at the University of Paris with a man who is but little known in literature; for what he has written gives no idea of his personality; what he has written seems pedantic. But personally he must have worked in a magnificent way; personally he seems to have worked principally in such a way that he brought into his circle something like a renewal of the Greek conception of the world. He was the personification of the Renaissance. He died in 1518, working until the time of his death at the Paris University. This personality was related to the Greek world—though much more on the exoteric side—in the same way as the Manichaean Bishop Faustinus was related to the Manichees, who above all else had received, among many other things in their traditions, all the great and good aspects of the third post-Atlantean, the Egyptian-Chaldean age. Thus there was this Manichaean Bishop Faustinus, who came in touch with Augustine, and who, through what he was, had preserved the occult foundations of the third post-Atlantean age. In 1518 there died in Paris a man who had carried over, though exoterically, certain aspects of the foundation of the fourth post-Atlantean age. This caused him to impress those who worked around him in traditional Christianity as weird, sinister. The monks looked upon him as their deadly enemy; yet he made a great impression upon Erasmus of Rotterdam when the latter was in Paris. But it seemed to Erasmus as if his external environment were ill-suited to the individuality which really lived within this remarkable soul; and when Erasmus had departed and gone to England, he wrote to this man, who in the meantime had become his friend, that he wished his friend could free himself from his gouty physical body and fly through the air to England, for there he would find in the external environment a much better soil for what he felt in his soul. The fact that the personality who worked at that time could give rise to Greek feeling and sensation in such an evident manner, we see with special clearness if we bear in mind the relationship between the refined and sensitive Erasmus and this personality. Thus, just at the very beginning of the age of selfhood, one might say, lived this personality who died in Paris in 1518. He lived as an enemy of those who wished to adapt the life of human souls to the age of selfhood, and who shuddered, as it were, at a soul who could work in such a way because he wished to conjure up another age, when man was, so to say, closer to the selfhood of the astral body—the Greek age. This personality who was called Faustus Andrelinus affected Erasmus very sympathetically. In the sixteenth century, in central Europe, we meet with another personality, who is represented as being a sort of travelling minstrel, regarding whom we are told that he deviated from the traditional theology. This personality no longer wished to call himself a theologian, calling himself a man of the world and a doctor; he placed his Bible on the shelf for a time, and engaged in the study of nature. Now the study of nature, in the age when the transition took place from all that was ancient to all that is modern, was also such that it brought to man the astral selfhood, just as did Manichaeism and the ancient thought of Greece. Thus what stood at that time on the border between ancient alchemy and modern chemistry, between ancient astrology and modern astronomy, etc., brought the astral selfhood home to man. This peculiar flickering and shimmering of natural science between the ancient and modern standpoints brought home to man—when he laid his Bible for a time on the shelf—such an astral activity that it necessitated coming to an understanding with egotism. No wonder that those shuddered at it, who with their traditions wished to adjust themselves to the age of selfhood in which the consciousness-soul had already fully dawned; and there arose in Central Europe the legend of the third Faust, John Faust, also called George Faust, an actual historical personality. And the sixteenth century welded together all the horror of the egotism of the astral body by combining the three Fausts, the Faust of Augustine, that of Erasmus, and the Faust of Central Europe, into one—into that figure depicted in popular books in Central Europe, which also became the Faust of Marlowe. Out of a complete reversal of this character Goethe created his Faust, clearly showing us that it is possible not to shudder at the bearer of that which brings home to us the essence of the astral, but to understand him better, so that to us he may be evidence of a development which will call forth from us the words, ‘We can redeem him.’ Whole ages have occupied themselves with the question of the egoistic nature of the astral body, and in legendary stories and, indeed, even in history echoes the horror of man at its nature, and the human longing to solve the problem of this astral body in the right manner, in a manner corresponding to the wise guidance of the world, and to the esoteric development of the individual human soul. |
204. Materialism and the Task of Anthroposophy: Lecture IX
24 Apr 1921, Dornach Tr. Maria St. Goar Rudolf Steiner |
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There is, above all, the doctrine of the Trinity, which, in other terminology of later times, points to the Father, the Son, and the Spirit. An ancient and profound primordial wisdom was frozen into this doctrine, something great and mighty that human perception once possessed instinctively. |
Soma drink (Sanscrit): The fermented juice of the soma plant, a leafless vine (sarcostemma acidum), mixed with milk or barley, whose intoxicating and enthusing power was worshipped as the God, “Soma.” Concerning the occult significance of “Soma” see also H. P. Blavatsky, The Secret Doctrine, vol. |
204. Materialism and the Task of Anthroposophy: Lecture IX
24 Apr 1921, Dornach Tr. Maria St. Goar Rudolf Steiner |
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In the course of the last week we reflected on a number of considerations suited to throw light on the spiritual condition of the present and the immediate future. Recently, we have referred in particular to the decisive turning point of humanity's development in Europe in the fourth century. Earlier, at least in the south of Europe, people understood the Mystery of Golgotha to some extent on the basis of Oriental wisdom. They still grasped with a certain comprehension something that is viewed today with such antipathy by some circles, namely, the Gnosis. The Gnosis was indeed the final remnant of Oriental primeval wisdom, that primeval wisdom which, though proceeding from instinctive forces of human cognition, did penetrate deeply into the nature of the world's configuration. With the aid of the conceptions and feelings acquired through Gnostic knowledge, people were able to have insight into what had taken place in the Mystery of Golgotha. But the Christian stream that increasingly flowed into the Roman political system and took on its form was actively involved in destroying this Gnostic world outlook. Except for a few quite insignificant remainders from which little can be gained, this Christian stream eradicated everything that once existed as Gnosis. And, as we have seen, nothing was left behind of ancient Oriental wisdom in the consciousness of mankind in Europe except for the simple narrations, clothed in material events, about what took place in Palestine at the time of the Mystery of Golgotha. To begin with, these narrations were clothed in the form that originated in ancient paganism, as you can see in the Heliand. They were adopted by European civilization. But there was less and less of a feeling that these stories should be penetrated with a certain cognitive force. People increasingly lost the feeling that a profound world riddle and secret should be sought for in the Mystery of Golgotha. For concerning the one who had been united with Jesus as Christ dogmas determined by council decisions had been established. The demand had been raised that people believe in these established dogmas; thus, gradually all living knowledge that had still existed up until the time of the fourth Christian century passed over into the solidly structured system of doctrines of the Roman State Church. Then, if we have an overview of this whole system of the Occidental Christian church stream, we see that the nature of the Mystery of Golgotha was enveloped in certain firm, rigid, and more and more incomprehensible doctrines, and that any living spiritual knowledge was in fact eradicated. We are faced with a strange factor in European evolution. One might say that the fertile, living Oriental wisdom flowed into the doctrines adopted by the Roman Church and became rigid. In dogma, it continued on through the ensuing centuries. This dogma existed. One must remember that there were some people who to some extent knew what to make of these dogmas, but it had become impossible for the general consciousness of humanity to receive anything but a dead form. Certainly, we encounter a number of splendid minds. We need only to recall some of those who came from the Irish centers of knowledge; we need only recall Scotus Erigena who lived at the court of Charles the Bald.1 In individuals like him, we have people who received the doctrines and still sensed the spirit in them, or discovered it more or less. Then we have scholasticism, often mentioned here in a certain connection, which attempted in a more abstract form to penetrate the doctrines with its thinking. We face the fact that an extensive system of religious content was present in rigidified doctrines and was handed down from generation to generation; it survived as a system of dogmas. On the one hand, there were the theological dogmas, on the other, the narrations concerning the events of Palestine clothed in materialistic pictures. Now, if we wish to comprehend our modern age, we must not forget what these Roman-Catholic dogmas couched in Roman political concepts are fundamentally all about. Among them are doctrines of great significance, splendid doctrines. There is, above all, the doctrine of the Trinity, which, in other terminology of later times, points to the Father, the Son, and the Spirit. An ancient and profound primordial wisdom was frozen into this doctrine, something great and mighty that human perception once possessed instinctively. Yet, only the brilliant, inspired insight of a few could fathom what is contained in such a doctrine. Running through the various council resolutions, there was what finally rigidified into the dogma of the two persons of Christ and Jesus in one man. There were dogmas concerning the birth, the nature of Christ Jesus, the death, the Resurrection, and the Ascension. Finally, there were dogmas establishing the various festivals; and all this was basically the skeleton, the silhouette of a wondrous, ancient wisdom. Now this shadowy image, this skeleton, continued on through the centuries. One particular reason why it was able to go on was that it assumed a certain form of ancient cults. The content of what was thus expressed in dogmas, in the most sublime dogmas, such as the dogma of the transubstantiation of the bread and wine into the body and blood of Christ, could spread because it was clothed in the form of an ancient, sacred cult, namely, the Sacrifice of the Mass. The ancient cult was just altered a bit but as such continued on. The various metamorphoses of the Christian festivals lived on through the whole ecclesiastical year. Those aspects lived on that you know as the sacraments. They were intended to lift the human being out of the ordinary material life through the agency of the Church, so to speak, into a higher, spiritual sphere. Because of all this and because of its link with the impulse of Christianity, this content lived on throughout the centuries of historical development in Europe. Side by side with this, as I have said, existed the humble narration of the events in Palestine, but garbed in materialistic formulas. Because of its significant content and because people basically had nothing else with which to establish a relationship to the super-sensible worlds, all these doctrines together were something that affected minds striving for such higher knowledge. Due to the ritual and the simple narration of the Gospel, however, these doctrines could also unfold that form of activity that gained influence over the broad masses of Europe's population. In addition to this, another separate and different cult system spread, one that counted less on Christianity as such but frequently accepted it. It was basically not organically connected with Christianity but proceeded more from older cults. This other system culminated in the dogma of present day Freemasonry, which, indeed, had and still has only a superficial relationship to Christianity. As you know, the element that clothed itself in the form of Roman-Catholic dogmatism and the element that in Masonic tradition is linked to other cults and symbolism fight each other tooth and nail to this day. This development can be traced more or less if only we focus our soul on the historical facts with some sense. But what presents itself can be fully comprehended only when we look to that turning point of European evolution in the fourth Christian century that, in a sense, sank all the ancient spiritual wisdom and its aftereffects into a sort of abyss. Due to that, people in Europe knew little of Oriental primeval wisdom throughout the ensuing centuries. As I pointed out yesterday, the inner faculties that enabled human beings in ancient times to experience weight, number, and measure in their own being had gradually disappeared. Measure, numbers, and weight then turned into abstractions. With these abstractions, people then established in the fifth post-Atlantean epoch what has today become our natural scientific world view, something that could not include human beings in its sphere and stopped short of them, unable in any way to comprehend them. By means of the abstractions of weight, number, and measure, it did, however, grasp the external natural phenomena with a certain excellence and arrived at a kind of culmination point in the nineteenth century. People today do not yet have enough distance from these matters; they do not yet realize that a quite special point in time was actually reached in European development in the middle of the nineteenth century. Intellectual striving, pure rational effort, attained to its fullest and greatest unfolding at that time. It was the trend that resulted from those same sources from which the modern natural scientific views have been flowing since the first third of the fifteenth century. Yet, at the same time, this was the trend that ultimately could no longer make anything of the cult that had spread; indeed, this trend basically had been unable for a long time to do anything with the ritual and dogmatic formulas established by the Church councils. Merely a few vestiges had survived, a few remnants; for example, the vestige of the Council of 869,2 where it had been resolved that the human being consists not of body, soul, and spirit, but merely of body and soul, with the latter possessing a few spiritual qualities. This vestige remained and lived on in the modern philosophical views that believed themselves to be objective but actually only reiterated what had originated in this Catholic dogmatism. The modern mood of European civilization, which tended increasingly to a purely intellectual, rational view of the universe, formed out of all these directions. Having been prepared for centuries, this mood reached its culmination in the middle of the nineteenth century. How can we understand this culmination if we observe the human being from a soul-spiritual standpoint? We have to focus on human nature, as it was in ancient times and as it has gradually changed. We have done this already from a number of different viewpoints and shall do so again today from yet a certain other standpoint. Let us place the human being schematically before us. Take, first of all, man's physical body (red). As I said, I am making a schematic drawing. This is man's etheric body (blue); that is the human astral body (yellow); here we have man's ego. Let us first consider the human being as he was in ancient times, those ancient times when instinctive clairvoyance still existed, which then faded, withered, and gradually disappeared. The ego is basically a product of the earth and we need to give it less consideration. But we must be clear about the fact that the whole world actually dwells in man's physical, etheric, and astral bodies. We can say, in this physical body lives the element that represents the whole world. The corporeality is born out of it and continues to reconstruct itself through the intake of nourishment. In the etheric body, the whole world lives as well; in the most diverse ways, influences enter constantly into it and send their effects into the human being in a superphysical manner, effects that express themselves in the forces of growth, for example in the circulation of the blood, in the breath, and so on. They are by no means identical with the forces that are present in the intake of food and in digestion. In addition, there are all the influences living in our astral body that receive impressions from the world through the senses, and so forth. It is like this to this day and was like this in the days when the human being still lived with his ancient instinctive clairvoyance, but in that age, he was more intimately connected with his physical body, his etheric, and astral bodies than he is today. When he woke up in the morning, he submerged with his ego and astral body into his physical and etheric bodies. A close connection developed between his ego and astral body and his etheric body and physical corporeality. And he not only dwelled in his physical body, he also lived in the forces that worked within the latter. Let me give you a vivid description of this. Imagine that a person possessing ancient clairvoyance ate a plum. It seems almost grotesque to a human being of today when something like this is described, but it is profoundly true. Assume that such an ancient clairvoyant ate a plum; this plum contains etheric forces. If a person eats a plum today, he is not aware of what goes on within this plum. The ancient clairvoyant ate a plum; it was then in his stomach, was digested, and he experienced how the etheric forces in the plum passed over into his body. He cosmically participated in this experience. When he inwardly made comparisons between the various things he ingested into his stomach, he saw that all the relationships in the outside world continued inside the human being, and he perceived them inwardly. From waking in the morning to going to sleep at night, such a person was filled with the vivid inner perception of the life lived outside by the plums, by the apples, and by much else that he ate. Inwardly, through the breathing process, he was aware of the essential, spiritual being of the air. Through the warmth that coursed through his circulation process, he was familiar with the warmth forces of the cosmos in his surroundings. He did not stop short at merely sensing the light in his eyes. He felt how the light rays streamed in through the nerves of his eyes; how, in his own etheric body, they encountered the physical limbs and dwelled within them. Such a person experienced himself quite concretely within the cosmic element. While it was a dim consciousness, it was present. During the day, it was muted by what a person perceived outwardly even in those days. But even in the early times of Greek civilization, it was true that human beings still retained an aftereffect of what is possessed today only by creatures other than man. I have already mentioned several times that it is most interesting to look with spiritual sight upon a meadow where cows are lying down and digesting. This whole activity of digestion is a cosmic experience for the cows. It is even more so the case with snakes; they lie down and digest and do indeed experience cosmic events. Out of their organism, something blossoms and sprouts that is “world” to their perception. Something arises out of their inner being that is much more beautiful than anything we are ever able to see with our eyes from outside. Something like this was present as an underlying mood in human beings who still possessed ancient, instinctive clairvoyance. While it was muted throughout most of the day by external perceptions, when these people fell asleep, they carried with them what they had thus experienced and received into their astral body and ego. Then, when their ego was alone with its astral body, these experiences arose powerfully in the form of true dreams. Then, in the form of true dreams, these people experienced after the fact what they had only dimly experienced during the day. You see, I am referring you to the inner soul-bodily manner of experiencing on the part of human beings of ancient times; because they were able to experience in this way, they had cosmic experiences. It was in this that they found their cosmic, super-sensible perception. Then, when people in the Orient drank the Soma drink,3 they knew the nature of the Spirit of the Heights. This Soma drink permeated, surged, and wove through their inner being, enlivening their blood. When these people subsequently fell asleep and the ego and astral body, which had been active in the blood, took along the forms that had come into being through the digestion of the Soma drink, then their being widened out in the widths of space and, in their nocturnal experience, they felt the spiritual beings of the cosmos. Such an experience was still present in those among whom the ancient Zarathustra found willing listeners in the ancient Persian epoch. If one is unaware of these things, one does not understand what finally came down to us from the Oriental scriptures that have survived. This living cosmic perception gradually became extinguished. Already in the historical Egyptian age, little of it can be found, only its aftereffects are still present. And except for final vestiges that have always been retained among primitive human beings, it then disappeared in the fourth Christian century. From then on, the intellect, the rational element, increasingly struggled to come to the fore in the human being, the element that is completely tied to the mere physical body in its isolation from the world. If you have a pictorial imagination and enter into your body, you cannot help but experience something cosmic. If you have retained something of the inner quality of numbers and enter into your body with it, you cannot help but experience the number element of the cosmos. The same is true for the ratios of weight. However, if you enter into the human organism with the power of the ego, which is active as a purely rational, intellectual element, then you immerse yourself only in the isolated human body, in what the human body is by virtue of its own nature, without its relationship to the cosmos. You enter into the earthly human body in its total isolation. Thus, if I would try to sketch this from the point of view of the intellect, I would have to do it like this: The etheric body, the astral body, and the ego (see above, blue, yellow, and shape in the middle) are present there too. But the ego no longer experiences anything of the cosmic element here within the human being. It only has a dim experience of its own existence, of its own immersion in the isolated human organism. Therefore, when this purely intellectual ego goes into its surroundings in sleep, it takes nothing along. The fact that it takes along nothing is the reason that at most reminiscences, dream images of an unrealistic kind, can arise in the human being, and that this ego can in no way be permeated by anything from the cosmos. Basically, from the moment of falling asleep until awakening, the human being experiences nothing of significance, because his whole manner of experiencing is calculated for the isolated human organism, which in turn affects the ego with those forces that have nothing to do with the cosmos. This is why the ego is dulled from the moment of falling asleep until waking up. Indeed, it must be so, for though instinctively clairvoyant ancient human beings possessed cosmic vision and dwelled in instinctive Imaginations, Inspirations, and Intuitions, they possessed no independent rational thinking. If this independent rational thinking, this actual intellectual thinking, is to develop, it has to make use of the instrument of the isolated human body. It has to be dull during sleep and therefore brings nothing along when it awakens. The ancient human being, on the other hand, having carried his experiences in the body out into the cosmos, brought with him what he had experienced in the encounter of the cosmic aftereffects with the actual spiritual-cosmic occurrences out there. Again, he brought back aftereffects of what he had experienced there and thus enjoyed a lively relationship with the cosmos. What is attained by the human being through intellectual thinking is acquired in the period from waking up until falling asleep and dims down after sleep begins. Human beings now have to depend on the time when they are awake. We come across the strange phenomenon that in ancient times the human being was bound more to his body than he is today, but that he experienced in this body the spiritual aspect of the cosmos. Modern man has lost this experience in the body. The human being today is more spiritual but he has the most rarefied spirit; he lives in the intellect and can dwell in the spirit only from the time he awakens until he falls asleep. When he enters the spiritual world with his completely rarefied intellectual spirit, his consciousness is dimmed. Why have we developed materialism? And why did ancient humanity not have materialism? The ancients did not have it because they dwelled within the matter of the body; modern men have materialism because they dwell only in the spirit, because they are completely free of a cosmic connection to their body. Materialism actually comes about because the human being became spiritual, but spiritual in a rarefied manner. People were most spiritual during the mid-nineteenth century. But they lied to themselves in an ahrimanic way inasmuch as they did not recognize that it was the rarefied spirit in which they dwelled. Into the most spiritual element possible for the human being, he only absorbed the concept of materiality. The human being had turned into a completely spiritual vessel, but into this vessel he only let flow the thoughts of material existence. It is the secret of materialism that human beings turned to matter because of their spirituality. This is modern man's negation of his own spirituality. The culmination point of this spiritual condition was in the middle of the nineteenth century, but human beings did not grasp this condition of spirituality. As I said, this developed slowly through the centuries. The ancient instinctive spirituality had slowly died down in the fourth Christian century; beginning in the first third of the fifteenth century, the new spirituality dawned; the time between is in a sense an episode of purely human experience. Now, however, after this point in time in the first third of the fifteenth century and after that century as a whole this dependence of man on his isolated physical body made itself felt. Now he no longer developed any relationship to what was frozen into dogmatic council doctrines and what, although rigidified, still possessed a grandiose content. Now, too, human beings basically could no longer find any relationship to the humble narrations of Palestine. For a while yet, they forced themselves to connect some meaning with them. However, meaning can be connected with them only when they are penetrated by knowledge. In particular, modern human beings no longer could connect any meaning with the cults, the ritual itself. The Sacrifice of the Mass, a religious act of the greatest cosmic significance, turned into an external, symbolic act because it was no longer understood. The sacrament of the Transubstantiation, which had survived through the Middle Ages and which has profound cosmic significance, became part of purely intellectual disputes. Certainly it goes without saying that when people began to question with their isolated intellect how the Christ could be contained in the sacraments of the altar, they could not comprehend it, for these matters are not suited for comprehension by the intellect. But now human beings began to try to understand them by means of the intellect. This then led to the emergence of debates of great importance in world history known as the “Eucharist-Dispute,”4 and linked to names like Hus5 and others. The most progressive individuals in Europe, those most advanced in the rational comprehension of the world, then arrived at the various forms of Protestantism. It is the intellect's reaction against something that had emerged from a much broader, much more intense power of cognition than is the intellect itself. The powers that had developed in the modern soul as intellectual faculties and what dwelled in the rigid dogmas yet containing something great and mighty, these two confronted each other as two alien views! Protestant confessions of the greatest variety arose as compromises between the intellect and the ancient traditions. The sixteenth, seventeenth, eighteenth and nineteenth centuries passed, and in the middle of the nineteenth century the human being reached the culmination of his intellectual development. He became a spiritual being through and through. With this spirituality, he could comprehend what exists in the outer, sensory world, but he did not comprehend himself as spirit. People hardly had an inkling any longer of the meaning of a sentence such as the one by Leibnitz that states, “Nothing dwells in the intellect that did not dwell earlier in the senses, except for the intellect itself.”6 Modern people completely omitted the phrase at the end and acknowledged only the sentence, “Nothing dwells in the intellect that did not dwell earlier in the senses,” whereas Leibnitz clearly discerned that the intellect is something totally spiritual at work in the human being quite independently of all aspects of the physical corporeality. As I have said, the intellect was active but did not recognize itself. Thus, it has been our experience that human beings are now in the transition to another phase of development in their life, and, so to speak, they carry nothing out with them into the night. For what is intellectually acquired is attained through the body and has no relationship to what is outside the body. People now have to work their way anew into the spiritual world. The possibility distinctly exists for them to look into this spiritual world. What people earlier had attained from their physical and etheric bodies as well as from their astral body in regard to an instinctive view of the cosmos can be attained again today. We can come to Imaginations and by means of them we can describe the world evolution from Saturn, Sun, Moon, to earth, and so on. We can behold what dwells in the nature of numbers, namely, the being of numbers. Through Inspirations, we can receive insight into how the world is shaped out of cosmic spirituality according to the laws of numbers. It is entirely possible that we can have insight into the world in this way through Imagination, Inspiration, and Intuition. Most people will say: If we have not ourselves become clairvoyant, we can at most study these matters. Good and well, but one can study them, and it has been said again and again that the ordinary intellect can grasp them. Today, I shall add the reason why the ordinary intellect is able to grasp these matters. Assume that you are reading something like An Outline of Occult Science. Imagine that you try to place yourself into these descriptions with your ordinary intellect. You take it in with the intellect, which is only linked to the isolated human body. But you do take something in that you could not receive through this intellect, since throughout the past few centuries this intellect did not comprehend itself. Now you take something in that is incomprehensible on the basis of those concepts that the intellect derives from the external sense world. It does become comprehensible, however, when the intellect on its own makes the effort to understand it, initially neither agreeing nor disagreeing but only comprehending. After all, the emphasis is on understanding these things. Initially, you need simply understand them. If you do, then you create something with the insight the ego has gained that extends into the night. Then, during the night, you no longer remain dull as is the case with the merely intellectual attitude towards the world; then, from the time of falling asleep until waking up, you dwell in a different content in the delicately filtered spirituality. Then, you awaken and find that the possibility has been added—small though it is each time—of inwardly acquiring what you have struggled to understand intellectually. With each passing night, every time we sleep, something of an inner relationship is added, we acquire an inward connection. Each time, upon falling asleep, we bear the aftereffect of our daytime comprehension with us into the world beyond corporeality. In this way, we acquire a relationship to the spiritual world, a relationship acquired completely out of reality. This, however, is the case only if the human being does not ruin this relationship by means of something with which he so frequently ruins it today. I have mentioned these means for ruining spirituality quite often. As you know, many people are intent on acquiring a certain state of sleepiness prior to going to sleep; they consume as many glasses of beer as it takes to have the necessary degree of sleepiness. This is a quite common practice, especially among “intelligent” people. In that case, the faculties I just mentioned certainly cannot develop. Spirituality can be researched, however, and this spirituality can indeed be experienced as well in the manner just described. The human being has grown away from spirituality. He is capable of growing into it again. Today, we are only at the beginning of this process of growing into spirituality. In the past few centuries, from the fifteenth century into the nineteenth century when the intellect had reached its highest level, a certain spirituality has developed, in particular among the most progressive people in Europe, albeit a spirituality that has as yet no content. For it is only when we turn to Imagination that this spirituality receives its first content. This spirituality, which is filtered to the extreme, must first receive its content. At this point in time, this content is being rejected by the majority of the people. The world wishes to remain with the filtered spirituality; it wishes to produce a content derived from the outer material world. People do not wish to struggle with their intellect to comprehend the results of insight into the spiritual world offered. The confessions that follow the Gospel are, after all, compromises between the intellect and ancient traditions; they have lost the connecting link. Ritual means nothing to them. This is why the latter has gradually disappeared within these confessions. People arrived at abstract concepts instead of a living comprehension of, for example, the Transubstantiation. At most, the simple stories can be told, but no meaning other than the one that is compatible with a materialistic theology can be connected with them, namely, that one is dealing with occurrences that can be linked to the humble man from Nazareth, and so forth. All this can no longer lead to a content; it is something that loses all connection with spirituality. Thus, the situation in the world today is such that there is, first of all a faith that has rejected the intellect and did not strike any compromise. Due to this, in vast segments of the population a relationship has been retained, albeit an instinctive one, to the doctrines and dogmas, the content of which is no longer accessible to human beings but did flow out into these dogmas. This segment of the populace also has retained its living relationship to the cult, to the ceremonial ritual; it has retained its link to the sacraments. As depleted as all this is, the ancient spirituality—the spirituality to which there is still a connection through dogmas—did once dwell in what has become a skeleton, a shadow. Among the more recent Protestant confessions, where a compromise is being tried out, such a connection is no longer alive. And then we have those who call themselves quite enlightened and dwell only in the intellect, which is spiritual but does not wish to grasp the spirit. These are the three streams we confront. In regard to the future, we cannot count on the fruitfulness of those streams that only tried to make an external compromise; we cannot count on mere intellectuality that cannot arrive at any content and therefore can only lose itself since it does not want to understand itself. We can only count on the direction in which these streams are gradually heading, and they are more and more clearly heading there, namely, we can count on what has been poured into ancient doctrines and is represented in the surviving Roman-Catholic Church. We can count on the attitude that takes the new intellectuality seriously and deepens it Imaginatively, Inspiratively, and Intuitively, thus arriving at a new spirituality. The modern world is becoming divided and estranged in these two contrasting directions. On the one hand stand people with their intellect. They are inwardly lazy and do not wish to utilize this intellect, but they need a content. So they refer to the dead dogmas. Particularly among intelligent people, who are, however, mentally indolent, who are in a certain respect intellectual and Dadaistic, a neo-Catholic movement is making itself felt that is trying to take hold of the old traditions that have rigidified in dogmas and that is trying to receive a content from outside, through historical phenomena but that rigidifies in historical forms. Based on the intellect, this trend tries desperately to make some sense of the ancient content; thus we have intellectual battles that, by means of the old content, try to prepare their rigidified doctrines in a new way for the use of human beings. To cite an example, on many pages in the newest edition of the magazine Tat,7 we can observe an intellectual, cramped tendency towards rigidified doctrines. After all, the publisher, Diederichs, does everything; he puts everything into categories and on paper. Thus, he has now dedicated a whole edition of Tat to the neo-Catholic movement. It allows us to discern how cramped people's thoughts are today, how people are developing inwardly cramped thinking so that they can avoid having to rouse themselves and can remain mentally lazy in order to grasp with the intellect whatever moves forward most indolently. People experiment with all this in order to be able to reject this life-filled striving out of modern intellectuality towards spirituality, a striving that can and must be grasped. More and more, things will come to a head in such a way that a powerful movement with a fascinating, suggestive, hypnotic effect on all those wishing to remain lazy within the intellect permeates the world. A Catholic wave is even pervading the world of intelligent people who wish, however, to remain lazy within their intelligence. The drowsy souls just do not realize it. But it must remain unfruitful to strive for what Oswald Spengler described so vividly in his Decline of the West.8 One can turn the Occident Catholic, but one will thereby slay its civilization. This Occident has to concern itself with waking up, with becoming inwardly active. Its intelligence must not remain lazy, for this intelligence can rouse itself; it can fill itself inwardly with an understanding for the new view of the spirit. This battle is in preparation; in fact, it is here—and it is the main point. In the future, everything else concerning world views will become crushed between these two streams. We must turn our attention to this, for what is coming to expression conceals itself in any number of formulas and forms. Nobody is living fully in the present who believes that he can make progress with something that people were perhaps still dreaming about at the beginning of this century. He alone lives fully in the present who develops an eye for what dwells in the two streams described above. We have to be aware of this. For everything I have discussed a week ago when I said that nowadays a great number of people love evil and, purely due to their tendency towards evil, indulge in slander in the way I described—all this is what must come before our souls. We must bear in mind that inner untruthfulness, which expresses itself in the facts—as I told you—that people, who are supposed to be strengthened in their Catholic faith, are sent to the Catholic church in Stuttgart to attend a lecture by General von Gleich, and that this Catholic general concludes with a hymn by Luther! There, the two tendencies come together that care nothing about the confessions but only try to stream together in the proliferation of lies. These things must be noticed today. If this is not done, then one is asleep and does not participate in what alone can make the human being today truly human.
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181. Anthroposophical Life Gifts: Lecture II
01 Apr 1918, Berlin Tr. Unknown Rudolf Steiner |
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And he pictured further that this man who had hovered around the Earth for a time, and had looked at it from the outside, now reincarnated on the Earth. He would have a Father and Mother, a Fatherland and everything usual on the Earth, and would have to forget everything he had experienced from another point of view. |
Try to think with someone who has passed over, of the crystal form of the heavenly Jerusalem building itself up into golden splendor in the bluish-violet aura of the Earth, and that will bring you near to him; for that is something which belongs to the realm of the Imaginations into which she entered at death: “Out of God we are born, and in Christ we die.” There are means by which we can shut ourselves off from the spiritual reality and there are means by which we can draw near to it. |
181. Anthroposophical Life Gifts: Lecture II
01 Apr 1918, Berlin Tr. Unknown Rudolf Steiner |
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When I tried in the last lecture to explain the influence exercised on man by the part of the Earth on which he as physical man develops, I had chiefly in mind to point out very distinctly that the whole Earth is an organism, an ensouled organism, permeated by spirit. For, as an organism has its separate, distinct differentiated members, each of which has a special task,—the arms have not the task of the legs, nor the heart that of the brain, and so on, if we consider the Earth as one whole, as an ensouled organism permeated by spirit, each part of the Earth has its own special task. The special task of the separate human organic members is perceptible in the form of these separate members. The arms are formed differently from the legs, the heart from the brain. This difference is not so marked as regards the Earth with respect to the physical. To an external materialistic geographer, who observes the separate continents or any other parts of the Earth arranged according to this or that point of view, it does not occur straight away that these different parts of the Earth have different sorts of activity; that only occurs to one who can, to a certain extent, grasp the nature of the psychic and spiritual element of the Earth. To understand this, really signifies rising concretely to the perception that the Earth is an ensouled, spiritual organism, and that man, living on Earth as physical man, is a member of this organism. All kinds of questions arise if one takes this into account, and he looks at the life of man as if it only ran its course once between birth and death, will not come to any very reasonable conclusions about them. For man, as physical man, can indeed only become a member of a particular part of the Earth. He would therefore be condemned to be quite specialized and differentiated by this particular part of the Earth, and would in a sense not be able to be in any way a complete whole, but only a part of the Earth's organism. On the other hand an important discovery results from this insight into the ensouled spiritualized part of the Earth; the discovery that the real deeper being of man, to which he says “I,” can in the real sense, only be connected indirectly with this differentiation of man over the Earth, that's the psycho-spiritual kernel of man's being in a sense only dwells in what is in us specialized through the peculiarity of the Earth. Thus man can obtain, from this very circumstance, the knowledge that his spiritual-psychic kernel cannot subsist in what immediately confronts us in man; that with which, in a sense, man confronts us, can only be the “dwelling place,” the dwelling place of man determined by virtue of the special circumstances of the Earth. I do not mention this because it might appear to those already acquainted with spiritual science as a very weighty truth; of course it cannot be that. But it is to show that a real searching into and pondering over the relationships of the Earth can lead man to build himself up in spiritual science, by this means, in a purely logical manner. For the belief that Spiritual Science can only be comprehensible to one who sees into the spiritual world, must be swept away as one of the most fatal prejudices. This is a prejudice which has over and over again to be taken into account. I might say, for the satisfaction of all the comfort-loving ones who, because they like to believe that they could never acquire clairvoyant cognition, would like to represent Spiritual Science chiefly as a kind of provisional arrangement, or as something which does not concern mankind at all, that in truth, comprehensive, penetrating thought can really understand the spiritually scientific. Only the thought must be really accurate and comprehensive! It must be prepared to relate the phenomena of life to what Spiritual Science confirms. He who brings what is within his grasp in the way of knowledge of the characteristic traits of the different nations of the Earth, and of the different inhabitants of the Earth, to bear upon what Spiritual Science says, will soon acknowledge that what was here explained in the last lecture is verified. We must really relate what life offers to this knowledge; we must be ready to test, free from prejudice, the teachings of Spiritual Science by the experience of life; then a reasonable penetration of the matter will lead to the acknowledgment of Spiritual Science. It is very important to emphasize this at the present day. For we may say that traditions, containing many of the truths of Spiritual Science, are far more numerous than is usually believed. There is a certain opinion, however, which was fully justified up to the approach of the recent historical age—but which has also been propagated in our own times by many who possess Spiritual Scientific knowledge—the opinion that one should not communicate publicly certain deeper knowledge about life. I have often explained the reasons which people who know something of these things have, for thus withholding these communications, and I have also pointed out why these reasons no longer hold good at the present day. In a certain respect however these facts present a difficulty. For not only have we the opposition to Spiritual Science of by far the greatest part of mankind to contend with, but we also have to contend with the opinion of those who do know something;—the opinion that one who gives publicity to things which come from the fountain of Spiritual Science as one gives publicity to other truths, is wrong. Those who believe that the veil of secrecy over certain things must not be raised, will be healed of this error when they recognize the importance of what has been said, certainly in a somewhat scientific form, but clearly enough, it seems to me, in the foreword and introduction to my book “Riddles of Man.” It is necessary to comprehend that the conception of truth and righteousness which most men still have today, will indeed have to be overcome. Most men have the idea: One thing is right—and another is wrong. But I must emphasize the fact over and over again, and have also done so more particularly in the preface to “Riddles of Man,” the man's separate view of things from one particular side is like a photograph of an object from one side only. If one photographs a tree, first from the one side and then another, the second picture is still a picture of the same tree, only it looks different. Now today, when men have become so very abstract, when they have become so accustomed to the theoretical, in spite of believing themselves to be men of reality, one view of a thing is reckoned as all-comprehensive, as comprising the whole reality. People believe that it is possible to express reality in thoughts—or in something else. They are particularly arrogant in this belief of being able to express the reality by means of thought. I mean the “arrogant” somewhat in the following sense. People say, “We today have the Copernican world-conception ... but with regard to the men who lived before Copernicus (this is not expressed so abruptly, but still they think it) they were all children (indeed we might say ‘duffers’), for they did not yet have the Copernican world-conception. That alone is correct, all the other world-conceptions are false.” This is an attitude which must be overcome. Even the Copernican world-conception is just one view, it is one definite way of making pictures, thoughts and ideas of things. Certainly there are men to-day, who oppose Spiritual Science as soon as they observe that it gives one a view, a real and regular view of a thing, by placing something else in opposition to it. No one will contest this who knows that there are different points of view about a thing. Today, however, many people wish for something else, something quite special, which may be compared somewhat to the person in the room saying: “When we have lighted up the room from one point and look at it from there, this gives only the view in perspective; it is not the reality; let us turn out the light and make the room quite dark and touch everything separately, then all who have thus touched the things will have the same opinion.” We all know that when we look at the room in the light, one who stands there has this view, and another who stands somewhere else has that view and so on. So today certain ideal of natural science would be to turn out the light and only ‘touch’ everything. Spiritual Science must certainly “turn the light” on to that. Thus the different points of view implies something surveyed from different places. Now more especially by us should the effort be made to go about trying to form opinions from different points of view. This has already been striven after for many years. Many might object that the one contradicts the other, but that is precisely the essential thing, that in the above-mentioned sense one view should contradict another; for thereby we get an all-round view of a thing, which is what we want. But this is not at all easy, or people would prefer to have a little book, as slender as possible, in which a whole world-philosophy is tabulated. Or, if they wish to have world-philosophies discussed, they would like to have the same thing reeled off, over and over again. Of course this cannot be. Our printed cycles are increasing, are becoming more and more numerous, so that things may be illuminated from different sides, that we may obtain concepts and views from various sides, which only then give a complete picture of reality. We must certainly offend people in a certain respect (and what has just been said will make this comprehensible to you) if we have to repudiate more and more the accepted prejudices, by the truths of Spiritual Science. But chiefly when we thus ‘sin’ against the demand of certain occultists not to communicate important things publicly, we must speak about things which shock people, perhaps even anger and excite them; for these things, like many others, give offense for instance to all those who say that things can only be ‘correct’ or ‘incorrect.’ Rather must we acquire the view that in the successive stages of the evolution of mankind there can never be a condition in which one can really say: “Now we have the absolute truth in regard to any particular matter for thought,” or: “We now know, what is absolute untruth.” There cannot be absolute truth or absolute truth. Searching great conceptions of life do not originate in order at last to give men what is ‘correct,’ so that they may now look arrogantly upon their forefathers as upon children; they spring up from very different reasons. Let us call to mind something we all know. In the 15th century of our era, mankind entered the fifth cultural epoch of the Post-Atlantean development, which we call that of the “development of the human Consciousness or Spiritual Soul.” What especially appeared in the fifth cultural epoch began with the 15th century A.D. Till then it was the Intellectual or Rational Soul which, in the course of the cultural development of mankind was specially developed. In order then that the Spiritual Soul might arise, certain thoughts, certain kinds of concepts, took on a quite distinct character. Not because the Copernican world-philosophy is the absolutely correct one—I have affirmed often enough that it had to appear; and that in a certain respect it is the right one for us in accordance with the times. I shall declare again and again—not because it is the absolutely correct one did it appear, but because it serves the evolution of man, in that he can best attain the development of the Spiritual Soul if he allows the Copernican world-philosophy to enter his flesh and blood, if he reaches the point of being able to calculate certain constellations of stars through the Copernican world-philosophy, as has been done in more recent times. What is then really good in the Copernican world-philosophy? Not that at last it has told us the truth in contradistinction to the ‘untruth’ of former centuries, but that it erected a spiritual wall between Earth and Heaven, between the physical world and the spiritual world. Of course this appears frightfully paradoxical, something which excites opposition as a matter of course among those who have the above-mentioned prejudices. But it is true that man has begun to conceive the circumference, a cosmic circumference of the Earth in the Copernican manner, in that by transferring the Copernican conceptions into the circumference of the Earth, he has constructed this spiritual wall which he cannot get through. He is cut off from the spiritual thereby, and can remain with his concepts limited to the environs of the Earth, and there he develops the Spiritual Soul. Thus, in order that man should limit himself as ‘egotistically’ as possible to what is earthly, the Copernican world-philosophy, which erects its virtual wall around the Earth, fell to his lot. The more completely the Copernican world-philosophy is developed, the more certain is it that, through external perception, man is cut off from the spiritual world; but it also becomes the more necessary that he should again through inner perception, and by animating his inner life, find the connection with the spiritual. Remarkable things, very remarkable things run parallel. When such things are uttered, it is rather difficult to follow them, but if in the whole wide world there are none but the anthroposophists to understand them, they must take all the more trouble to do so. There exists today a something like a “Theory of Knowledge;” that particular philosophical science which is based on Kant is called “Theory of Knowledge.” Yet this theory of knowledge is really—one might say—a nail in the coffin of human knowledge. Take a main thought about the ordinary theory of knowledge which as a rule runs in the minds of people today. It is said: Over there is an object: but what is out there is really only the vibration of ether, it has nothing to do with color or sound but is the movement of the smallest particles in space. The air moves out there, soundless; these concussions of the air approach our ear,—Schopenhauer spoke somewhat disrespectfully of the theory of knowledge, he said that these concussions ‘drum’ on the ear—and afterwards become what we call ‘sound.’ All is silent without, there are merely ‘concussions’ in the air. Then there are waves of ether outside. They strike upon the eye. But the matter does not end there; the waves strike upon the eye and the image is produced on the retina. Man knows nothing of this image, however, until it is investigated by science. The processes continue further with the optic nerve. These can only be of a material nature however; they go as far as the membrane covering the brain and there a quite mysterious process takes place. Then the soul comes in to make a concept of what is outside, of what is ‘dark and silent,’ a shining and colored concept, a warm and cold concept and so on; it creates the objects there within itself, and ‘dreams’ the whole world. It is very remarkable that that is the road along which the Theory of Knowledge would penetrate from the external material world to the human spirit. But what is really the substance of this Theory of Knowledge? It is strange: if one remains at the things which have sound and color (the Theory of Knowledge calls what uneducated people believe ‘simple realism’), then at least one has a resounding and a colored world. But now, through the Theory of Knowledge, one brings this world for example before one's eyes. One has the image on the retina; within one has only the continuation of the image in the workings on the optic nerve; in the cerebrum there is nothing of the outer world, but the inner being charms forth the whole world again from the ‘vibrations.’ This makes one feel it is Baron Münchhausen again drawing himself up by his own tuft of hair! First, everything is eliminated and one has nothing left but brain-vibrations; and afterwards the soul recreates the outer world which has first been put away; then like Münchhausen, one lays hold of oneself by one's own tuft of hair and draws oneself up. But this is ‘basic philosophical knowledge,’ anyone who has not this, does not stand at the height of present-day knowledge. If we try to follow up the whole diversified world as far as man himself, what have we finally? The processes in the membrane covering the cerebrum are not nearly as complicated as those in the optic nerve; they are the simplest of all. If we investigate how the world is in man we come to something extremely simple. We look for the spirit, but yet only come to a spirit which ‘dreams’ the world. There we must make a leap for so far no one has succeeded in distilling the spirit. In the quest of the spirit we come first to the brain vibrations, and we must then make something, which is nothing. This is the method science has followed in order to get to the spirit from the external sense-world. On the earth we have many different conditions of life, and of life-influences, before the manifold variety of which we stand in respect and awe. Then we observe the difference in human beings in the different parts of the world—no matter whether the individual human characters are sympathetic or unsympathetic to us—if we consider the differentiations in mankind, we find that it is really as diversified as the sense-world outside is in its relation to man. In that bygone period in which the so-called childish ‘duffers’ lived, men try to understand the multiplicity of the Earth by rising to Heaven, by rising from the sensible to the spiritual. This they no longer do today. As we ascend farther and farther away from the diversified Earth, we have the same feeling as if we were coming from the external sense-world to the human Spirit through the eye and the brain; we come to what Copernicanism represents to us as the great Spiritual Cosmos. Just as the physiological theory of knowledge adopted the method of erecting a barrier in the vibrations of the brain in order to avoid coming to the human soul by way of the outer world, so in the same way does Copernicanism board up the world spiritually in the direction of the spiritual world. If we wish to realize the value of a world-conception we must know the point of view from which it is conceived. The point of view of Copernicanism does not pretend to place the true in the place of the false, once and for all; but it ‘boards up the world with planks’ so that man shall cultivate his consciousness soul within this ‘earthly tenement.’ This is the secret of the matter. We must look at these things in cold blood and with energy. We must first be able to shatter in our own selves that on which the easy-going people, who accept the world-philosophies of today, believe themselves to stand so firmly. As long as we are not able to shatter this in ourselves, as long as we are not able to see that really through Copernicanism the world is ‘boarded up with planks’—so long shall we not reach the point of acquiring a relationship to Spiritual Science, for which many things are necessary. Just imagine for a moment what the Cosmos consists of, apart from the Earth. According to the Copernican world-conception, it is a calculation! It can never be that to Spiritual Science but something that presents itself to spiritual cognition. Why have we a geology which believes that the Earth has only evolved from the purely mineral world? Because the Copernican world-conception has to produce the present-day materialistic geology. For it has nothing in itself which could prove that the Earth, from the point of view of the Cosmos or spiritual world, might be conceived as an ensouled, spiritualized being. A universe as conceived by Copernicus could only be a dead Earth! An animated ensouled and spiritualized Earth must be conceived as coming from a different Cosmos, really from quite another Cosmos from that of Copernicus. But of course one can only mention a few features of the Earth's being, as it appears when viewed from the Cosmos Is it a quite unreal conception to imagine the Earth's being as coming from the Cosmos? It is no unreal conception, it is a very ‘real’ one. A conception which, for example, once existed in the imagination of Herman Grimm, but he excused himself immediately after having written it. In an essay written in 1858 he says: “One might imagine—(but he immediately adds: I am not presenting an article of faith, this is only a fancy picture)—that when the soul of man is freed from the body it moves around the Earth freely in the Cosmos and that in this free movement it would observe the Earth from the outside; what happens on the Earth would then appear to man in quite another light.” That was the fancy of Hermann Grimm.‘Man would become acquainted with all occurrences from a different point of view. For instance he would look into the human heart “as into a glass beehive.’ The thoughts arising in the human heart would spring up as from a glass bee-hive!” That is a fine picture. And he pictured further that this man who had hovered around the Earth for a time, and had looked at it from the outside, now reincarnated on the Earth. He would have a Father and Mother, a Fatherland and everything usual on the Earth, and would have to forget everything he had experienced from another point of view. And if he were perhaps an historian in the sense of today (Hermann Grimm is here describing from a subjective point of view) he could not then do otherwise then forget what went before, for one cannot write history with the other concepts. This is a fancy which comes very close to the truth. For it is absolutely true that the human soul between death and rebirth is, as it were, floating around the Earth, and—as I have often depicted—conditioned by karmic relations, it looks down upon the Earth. The soul that has altogether the feeling that this Earth is an ensouled and spiritualized organism—and the prejudice that considers it as something without soul, something purely geological, ceases. And then the Earth becomes very greatly differentiated; to man's perception between death and rebirth it becomes so differentiated that in fact the East looks different from the American West. It is not possible to speak about the Earth to the dead, as one would to geologists; for the dead do not understand the geological conceptions. But they know that looking down from cosmic space at the East—from Asia across into Russia—the Earth appears as if covered with a bluey sheen; blue or bluish-mauve. Thus does that side of the Earth appear, seen from cosmic space. When we come towards the Western Hemisphere, to the American side, it then appears as more or less a fiery red. There we have a polarity of the Earth, as seen from the Cosmos. Of course the Copernican world-conception cannot of itself give this; but it is another perception, from a different point of view. It will be comprehensible to anyone who has this point of view, that this Earth, this ensouled Earth-organism, appears different in its Eeastern half from its Western half, when viewed from outside. In its Eastern half it has a blue covering, in its Western it has something like a flashing-forth from within outwards; hence the fiery red seen externally. Here you have one example by which man between death and rebirth can direct himself by what he then learns. He learns to know the configuration of the Earth, it's a different appearance when seen from the Cosmos and the spiritual world; he learns to realize that on one side it is bluish-violet, on the other fiery red. And in accordance always with the spiritual needs which he will develop from his karma, this knowledge decides for him where he will reincarnate. Of course one must imagine things as being much more complicated than this; but from such conditions does man between death and rebirth, develop the forces which occasion him to reincarnate in a child body having a certain inheritance. I have only mentioned two modifications of color, but there are of course other modifications besides those of color, many others. For the present I will only mention that in the center between the East and the West, for example, in our regions, the Earth is more of a green shade when seen from outside. So that this gives us a three-foldness which can throw a deal of light on the way in which man can determine, by what he beholds between death and rebirth, whether he is to appear in the East or West or elsewhere on the Earth. If we bear this in mind we shall gradually gain the idea that in the relations between the man incarnated here in the physical body and the discarnate man, certain things come into play which, for the most part, are not taken into consideration at all. If we go into a foreign land and wish to understand the people, we must learn their language. If we wish to understand the dead you must gradually acquire the language of the dead. But this is at the same time the language of Spiritual Science, for it is spoken by all the so-called living and all of the so-called dead. It is this which passes to and fro between us and the beyond. It is particularly important to acquire pictures such as these of the universe, and not mere abstract concepts. We get a picture of the Earth if we imagine a sphere hovering in space, on the one side glowing bluish-mauve, on the other burning a flashing reddish-yellow, and between these a green zone. Pictorial representations gradually carry man over into the spiritual world. That is the point. One is of course obliged to set up pictorial representations when speaking seriously of the spiritual world, and it is further necessary not merely to think of such pictorial representations as a sort of fiction, but to make something out of them. Let us once again recall the bluish-violet glimmering Orient and the reddish-yellow flashing Occident. Here various differentiations come in. When a dead person in our present era observe certain places, then from the place which here on Earth is known as Palestine, as Jerusalem, something with a golden form, a golden crystal form, is to be seen in the middle of the bluish-mauve color and this becomes animated. That is the Jerusalem as seen from the spirit! This it is which also in the Apocalypse (speaking of imaginative conceptions) figures as the heavenly Jerusalem. These are not ‘thought-out’ things, they are things which can be observed, seen spiritually. The Mystery of Golgotha appeared like what physical observation precedes when the astronomer directs his telescope to space and beholds something which fills him with wonder like, for example the flashing-up of new stars. Seen spiritually, from the Universe, the Event of Golgotha was the flashing-up of a star of gold in the blue aura of the Eastern half of the Earth. Here you have the Imagination for what I developed at the close of my lecture the day before yesterday. It is really a question of acquiring, by means of such Imaginations, ideas of the Universe which bring the human soul into union with the Spirit of the Universe. Try to think with someone who has passed over, of the crystal form of the heavenly Jerusalem building itself up into golden splendor in the bluish-violet aura of the Earth, and that will bring you near to him; for that is something which belongs to the realm of the Imaginations into which she entered at death: “Out of God we are born, and in Christ we die.” There are means by which we can shut ourselves off from the spiritual reality and there are means by which we can draw near to it. We can shut ourselves off from spiritual reality by trying to ‘calculate’ it. Certainly mathematics do belong to the realm of the spirit, pure spirit; but in their application to physical reality they are the means of cutting us off from the spiritual. In so far as you calculate, just so far do you cut yourself off from the spirit. Kant once said: “There is just the same amount of science in the world as there is mathematics.” But one might also say, from the other point of view, which is equally justifiable, that there is darkness in the world to the same degree as man has succeeded in judging the world by means of calculation. We approached the spiritual life when we press on from external perception, and particularly from abstract concepts, towards Imaginations, to pictorial ideas. Copernicus has led man to calculate the universe; the opposite perception must lead men once more again to picture the universe, to imagine a universe with which the human soul can identify itself, so that the Earth appears as an organism shining into the universe, blue-violet, with the heavenly Jerusalem radiating golden light on the one side, and the yellowish-red flashing on the other side. Whence comes the blue-violet on the one side of the Earth-aura? When one sees this side of the Earth-sphere, the physical part of the Earth disappears from external view, the aura of light becomes transparent, and the dark part of the Earth disappears. This creates the blue which penetrates through. You can explain the phenomenon from Goethe's theory of color. But because in the Western Hemisphere the inner part of the Earth flashes up—flashes up anyway which verifies what I described the day before yesterday: namely, that in America man is determined by the subterranean element, by what is under the Earth—for that reason the inner part of the Earth rays out and flashes like a red-yellow shimmer, like a reddish-yellow sparkling fire radiating into the Cosmos. This is only meant to be a picture sketched in quite fine outlines, but it should show you that it is indeed possible to speak, not merely in ordinary abstract thoughts, but in very, very concrete concepts about the world in which we live between death and rebirth. Finally, all this is adapted to prepare our souls to obtain a connection with the spiritual world, with the higher Hierarchies; with that world in which man lives between death and rebirth. But I intend to speak specially about this tomorrow; today I should only like to mention just one other thing. The present era of human evolution, the fifth Post-Atlantean epoch, which exists for the development of the Spiritual or Consciousness Soul, contains manifold secrets. One of these is especially well guarded by those who believe that such truths should not yet be communicated to the humanity of to-day. This again is somewhat difficult. But since in the whole wide world there is no one else inclined to receive such things, you must really condescend to recognize them. In the course of this culture epoch, which began in the 15th century of our era, a remarkable longing began to make itself felt in men, along which lives chiefly in the subconsciousness, but must ever more and more be brought up into consciousness. This longing proceeds from a very definite cause. I have often said that man is a twofold being. He is a being composed of many more than two parts; but particularly he is a twofold being, and consists as such as head and the rest of the body. The head is in particular that to which we should apply the Darwinian theory, the head is that which can be traced back to animal forms. During the Old Moon period man had animal forms, not those of the present animal kingdom, but a more spiritual, etherical animal form. This has hardened into the human head, and now, when animals on the Earth are developing as they are, man is not developing under the same conditions as were suitable for the head, for that he has inherited; but, according to the requirements of the rest of his body. This however does not descend from the animals. The head descends from the animals, but only from the etheric animals. We therefore carry an animal nature in our head, but it is an etheric animality. That entered men's unconscious nature in the fifth post-Atlantean epoch. They noticed more and more that there is something of the animal in man, but they could no longer think of it as anything spiritual. They got it into their heads that man must have ‘animal’ feelings, and this culminated in the Darwinian theory of the descent of man from the animal. This was not only expressed in the Darwinian doctrine of descent. The animal has a different perception from man; it stands in a more intimate connection with things than does man. Man is the superior being of the Earth just because he has cut himself off from the things so as to be obliged to build a bridge again from himself to them. The animal experiences the outer world much more inwardly than does man; if it were philosophically inclined it would not speak of ‘boundaries of knowledge,’ because there are no boundaries to knowledge for the animal such as those of which man speaks; these only exist because of the higher organization of man. The animal feels in a sense the whole universe within it through its group-soul; it has no boundaries of knowledge, knows nothing of them. Man began to feel more and more that he carries an animal within him. He did not wish to conceive this relation spiritually, supersensibly, etherically; he thought man was related to the animals physically. He then wanted to have a knowledge subconsciously, such as the animal has. He was however obliged to prove that he could not have that. The animal lives with the ‘thing in itself.’ The ‘thing in itself’ is unknown to man, when he says: “I should really like to be an animal, I should like to be as well off as the animal, but I cannot be as well off.” To affirm a ‘thing in itself’ which limits our knowledge, proceeds from the longing of man to feel himself animal, while he yet knows that he cannot have such a knowledge as the animal. This is the secret of Kantism. What can be said of the boundaries of knowledge is intimately connected with the impulse of modern humanity towards the consciousness of the animal. The Ancients knew that the animal has no boundaries of knowledge; for that reason they considered it good fortune to understand, for example, the language of the animals. You all know the fable connected with this. That is one thing which the Ancients knew: that the animal has no boundaries of knowledge, in the sense in which man has them in modern times. But they knew something else as well: they knew that the beings belonging to the Hierarchy of the Angels are free beings, beings with freedom of will. And they knew that man is on the way to become an Angel. When the Earth shall have completed the Jupiter-stage man will have reached the stage of the Angel. He is now on the way to freedom. Freedom is developing within him. But what is left for the epoch which is gradually appearing with the evolution of the Spiritual Soul, if mankind turns away from his evolution to the stage of the Angels? There remains only the thought: freedom is an illusion! Man, in respect to his activity, is subject to the necessities of nature. To the degree in which boundaries of knowledge are erected does man turn away from his development to freedom. This is intimately connected with what has appeared—only in a coarser way—in the declaration of the descent of man from the animals; whereas in reality man has a very complicated descent, as I have often explained. Today I have burdened you with some of the more difficult concepts. But they were necessary, and tomorrow we shall be able to speak principally on the connection between the present earthly life in the physical body and the life between death and rebirth, from a certain point of view. The concepts will then not be so difficult; but what you were so good as to listen to today in respect to more difficult concepts will help you tomorrow in regard to others. |
243. True and False Paths in Spiritual Investigation: The Three Worlds and their Reflected Images
12 Aug 1924, Torquay Tr. A. H. Parker Rudolf Steiner |
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The childlike condition of consciousness with its fresh and vigorous dream life that invited positive action, was held to be the condition when children still lived in a paradisal state, when their utterances proceeded from the Gods. People listened to them because they had brought a wealth of information from the spiritual world. |
And of those who rose ever higher in the Mysteries it was said that in their fiftieth year they transcended the purely solar element and entered into the spiritual world; from Sun-heroes they became Fathers who were in communion with the spiritual home of mankind. Thus, from a historical perspective, I wished to indicate to you how mankind came to share these various states of consciousness. |
243. True and False Paths in Spiritual Investigation: The Three Worlds and their Reflected Images
12 Aug 1924, Torquay Tr. A. H. Parker Rudolf Steiner |
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If we wish to develop an understanding of spiritual investigation we must first of all have a clear idea about the different states of consciousness which it is possible for the human soul to experience. In his normal life on Earth today man enjoys a well-defined state of consciousness which is characterized by the fact that he experiences a clear distinction between waking and sleeping, which, though not coincident in time, correspond approximately with the imaginary passage of the Sun round the Earth, that is to say, with the duration of a single revolution of the Earth on its axis. At the present time, however, this correspondence has been interrupted to some extent. If we look back into the not very distant past with its ordered system of life we find that men worked approximately from sunrise to sunset and slept from sunset to sunrise. This ordered existence has partly broken down today. In fact, I have known men who have reversed their habits of life; they slept by day and were awake by night. I have often enquired into the reason for this. The people concerned who, for the most part, were poets and authors told me that it couldn't be helped; that sort of thing was inseparable from literary composition. Yet when I came across them at night I never found them writing poetry! Now I wish to emphasize that for the consciousness of today it is most important that we are awake during the daytime or for a corresponding period and that we sleep for a period equivalent to the hours of darkness. Many things are bound up with this form of consciousness, amongst them that we attach special value to sense-perceptions; they become for us the prime reality. Yet when we turn from sense-perceptions to thoughts we regard them as a pale reflection without the reality of sense-perceptions. Nowadays we regard a chair as a reality. You can set it down on the floor; you can hear the noise it makes. You know that you can sit on it. But the thought of the chair is not regarded as real. If you bash a thought on the head, believing it to be located there, you hear nothing. Nor do you believe—and rightly so, given the present constitution of man—that you could sit down on the thought of a chair. You would be far from pleased if only thoughts of chairs were provided in this hall! And many other things are connected with this experience of consciousness, a consciousness that is related to the orbital period of the Sun. Circumstances were different for those whose life-pattern was ordered and directed by the Mysteries, by the Chaldean Mysteries, for example, of which I spoke yesterday. Those people lived at a level of consciousness quite different from that of today. Let me illustrate this difference by a somewhat trivial example. According to our calendar we reckon 365 days to the year; this is not quite accurate however. If we continued to reckon 365 days to the year over the centuries we would eventually get out of step with the Sun. We should lag behind the positions of the Sun. We therefore intercalate a day every four years. Thus, over relatively long periods of time we return approximately to congruency. How did the Chaldeans deal with this problem in the very early days? For long periods they used a reckoning similar to ours, but they arrived at it in a different way. Because they reckoned 360 days to the year they were obliged to intercalate a whole month every six years, whereas we reckon a leap year, with an additional day, every four years. So they had six years of twelve months each, followed by a year of 13 months. Modern scholars have recorded and confirmed these facts. But they are unaware that this chronological difference is bound up with profound changes in human consciousness. These Chaldeans who intercalated a month every six years instead of an extra day every four years, had a completely different outlook on the world from ourselves. They did not experience the difference between day and night in the same way. As I mentioned yesterday, their daytime experience was not as clear and vivid as ours. If someone with our present-day consciousness comes into this hall and looks around, he will, of course, see the people in the audience here in sharply defined outlines, some closer together, others further apart and so on. This was not so amongst those who received their inspiration from the Chaldean Mysteries. In those days they saw a person sitting, for example, not as we see him now, for that was rare at that time, but surrounded by an auric cloud which was part of him. And whilst we, in our mundane way, see each individual in sharply defined outlines sitting on his chair and the whole so clear-cut that we can easily count the number present, the old Chaldeans would have seen each block of chairs to the right and left of the gangway surrounded by a kind of auric cloud, drifting like patches of mist—here a cloud, there a cloud and then darker areas and these darker areas would have indicated the human beings. This kind of visual experience would still have been known in the earliest Chaldean times, though not in later periods. By day the old Chaldeans would have seen only the dark areas of this nebulous image. At night they would have seen something very similar, even in a condition of sleep, for their sleep was not as deep as ours. It was more dreamlike. Today, if someone were asleep and you were all sitting here, he would not see anything of you at all. In olden times this deep sleep was unknown; men would have seen the visionary form of the auric cloud to the right and left with the individuals as points of light within it. Thus the difference in the perception of conditions by day and by night was not so marked in those times as it is today. For this reason they were unaware of the difference between the sunlight during the daytime and its absence at night. They saw the Sun by day as a luminous sphere surrounded by a magnificent aura. They pictured to themselves the following:—below was the Earth; everywhere above the Earth, water, and higher still the snows considered to be the source of the Euphrates. Over all this, they thought, was the air and in the heights was the Sun, travelling from East to West and surrounded by a most beautiful aura. Then they imagined the existence of something like a funnel, as we should call it today; in the evening the Sun descended into this funnel and emerged again in the morning. But they actually saw the Sun in this funnel. The evening Sun was seen approximately as follows: a luminous, greenish-blue centre, surrounded by a reddish-yellow halo. This was the image they had of the Sun—in the morning the Sun emerged from the funnel, luminous in the centre and surrounded by a halo. It travelled across the vault of heaven, slipped into the funnel on the Western horizon, took on a deeper hue, displayed a halo projecting beyond the funnel and then was lost to view. People spoke of a funnel or hollow space because to them the Sun was dark or black. They described things exactly as they saw them. And again a deep impression was made upon them in those early times when they looked back to the first six or seven years of their childhood and perceived how, during those years, they were still unmistakably clothed in that divine element in which they had lived before incarnation, how, between the seventh and fourteenth year they began to emerge from the spiritual egg until the process was finally completed in their twentieth year. It was only at this age that they really felt themselves to be Earth beings. And then they realized the more keenly the difference between day and night. They observed in themselves periodic changes in development every six or seven years. This was in accordance with the lunar phases. The Moon phases of twenty-eight days corresponded with the pattern of their own life experience of periods of six or seven years. And they felt that a Moon phase of one month was equivalent, in the life of man, to a period of twenty-eight years (4 X 7 years). This they expressed in the calendar by inserting an intercalary month every seventh year. In brief, their calculations were based on the Moon, not the Sun. Furthermore, they did not see external nature as we do today, sharply defined and devoid of spirit. The nature they observed both by day and by night was permeated by a spiritual aura. Today we have a clear, daylight consciousness; we see nothing by night. This is shown by the importance we attribute to the Sun which causes the alternation of day and night. In the Mystery-wisdom of the ancient Chaldeans the emphasis was placed not on the Sun, but on the Moon, because its phases were a faithful reflection of their own growth to maturity. They felt themselves to be differently constituted at each stage—as children, as youth and as adults—but we no longer experience this today. On looking back there seemed to be very little difference between the first and second seven years. Nowadays children are so very clever that we cannot hit it off with them at all! Special methods of education will have to be devised in order to cope with them. They are as clever as grown-ups and everyone seems equally clever, whatever his age. It was not so with the ancient Chaldeans. At that time children were still linked with the spiritual world; when they grew up they had not forgotten this relationship and realized that only later had they become earthly beings, after having emerged from the auric egg. So their calculations were based not on the Sun but on the Moon, on the quarterly phases reckoned in periods of seven which they observed in the heavens. Therefore every seven years they inscribed an intercalary month, a period calculated according to the lunar phases. This outward sign in the history of civilisations, the fact that we intercalate an additional day every 4 years, whilst the Chaldeans intercalated an additional month every 7 years, indicates that in reality, though their day consciousness was not sharply divided from their night consciousness, they experienced none the less wide differences in their states of consciousness during the successive life-periods. Today, when we wake in the morning and rub the sleep out of our eyes, we say: “I have slept.” The ancient Chaldeans felt that they awoke in their twenty-first or twenty-second year; then they began to see the world clearly and said: “I have been asleep up to this moment.” They believed that they preserved a waking consciousness up to their fiftieth year and that in old age they did not revert to their former condition but developed a fuller, clearer vision. For this reason the old men were looked upon as the sages, who, with the consciousness acquired since the age of twenty, now entered the realm of sleep, but remained highly clairvoyant. Thus the old Chaldeans knew three states of consciousness. We experience two, with the addition of a third which we characterize as a dream condition: waking, sleeping, dreaming. A Chaldean did not experience these three conditions from day to day; he experienced a diminished condition of consciousness up to his twentieth year, then a consciously waking condition up to his fiftieth year. And then a condition where it was said of him: he is taking his earthly consciousness into the spiritual world. He has arrived at the stage when he knows much more, is wiser than other people. Those advanced in years were looked up to as sages; today they are considered to be in their dotage. This tremendous difference strikes at the very roots of human existence. We must be quite clear about this difference for it is enormously important for the being of man. We do not survey the world simply through a single state of consciousness. We learn to know the world only when we understand the form of consciousness which, for example, was common to the children of ancient Chaldea. It resembled our own dream state, though it was more active, capable of stimulating the individual to action. Today it would be considered to be a pathological condition. This condition of waking consciousness that we find so prosaic today and take for granted was unknown in those times. I use the term prosaic advisedly, for to concentrate on the physical aspects of man and depict them in this guise is prosaic. This would not be readily admitted, of course, but it is so. In ancient Chaldea man was perceived both as a physical entity and as endowed with an aura, as I have described. And the sages saw beyond the physical into the souls of men. This was a third state of consciousness which is extinguished today. It may be compared to a state of dreamless sleep. If we look at the situation historically, we find that we encounter states of consciousness very different from our own, and the further back we go, the wider are the divergences. By comparison, our normal states of consciousness today are nothing much to boast of. We set no store on what a person may experience in dreamless sleep because, as a rule, he has little to relate. There are few, very few, today who can tell us anything of their experiences in dreamless sleep. Dream life, it is said, is fantasy, mere coinage of the brain; the only desirable, the only reliable state is the condition of waking consciousness. The ancient Chaldeans did not share this attitude. The childlike condition of consciousness with its fresh and vigorous dream life that invited positive action, was held to be the condition when children still lived in a paradisal state, when their utterances proceeded from the Gods. People listened to them because they had brought a wealth of information from the spiritual world. In the course of time they reached the state of consciousness when they were Earth beings, but in their auras they were still beings of soul, spiritual beings. This was the condition of consciousness enjoyed by the seers or sages. When people listened to them they were convinced that they were receiving communications from the spiritual world. And of those who rose ever higher in the Mysteries it was said that in their fiftieth year they transcended the purely solar element and entered into the spiritual world; from Sun-heroes they became Fathers who were in communion with the spiritual home of mankind. Thus, from a historical perspective, I wished to indicate to you how mankind came to share these various states of consciousness. In exploring the states of consciousness let us set aside for a moment the dreamless sleep of present-day man and examine the ordinary waking state with which you are familiar when you say: I am fully conscious, I see objects around me, hear other people speak to me, converse with them and so on. And then let us take the second condition, known to all of you when you imagine yourself to be asleep, when dreams arise which are often so terrifying or so marvellously liberating that you are constrained to say if you are in a normally healthy state: these things are not part of ordinary, everyday life; they are a kaleidoscopic effect created by the play of natural fantasy, and force their way into man's consciousness in the most varied ways. The prosaic type will pay little attention to dreams; the superstitious will interpret them in an external way, the poetically endowed who is neither matter of fact nor superstitious, is still aware of this kaleidoscopic life of dreams. For out of the depths of uncorrupted human nature emerges something which does not have the significance attributed to it by superstitious people but which indicates, none the less, that, in sleep, experiences rise up from the instinctual life like mists or clouds—just as mountains rise up and after long ages disappear again. Only the difference is that all this takes place rapidly in dream life, whilst in the Cosmos dream pictures are slowly built up and slowly disappear. Dreams have another peculiarity. We may dream of snakes all around us, of snakes entwined round our bodies. Cocaine addicts, for example, will have this dream-experience of snakes in an exaggerated form. The victims of this vice feel snakes crawling out of every part of their body even when they are awake. When we observe our own life we realize that such dreams indicate some internal disturbance. Dreams about snakes point to some digestive disorder. The peristaltic movements of the intestines are symbolized in the dream as the writhing of snakes. Again, a man may dream he is going for a walk and comes to a place where a white post stands—a white post or stone pillar which is damaged at the top. In his dream he feels uneasy about this damaged top. He wakes up to find he has toothache! Unconsciously he feels the urge to finger one of his teeth. (I am referring to the present-day man; the man of ancient times was above such things). The typical man of today decides to go to the dentist and have the decayed tooth filled. What is the explanation of this? This whole experience associated with a painful tooth, indicating some organic disturbance, is symbolized in a picture. The tooth becomes a ‘white post’ that shows signs of damage or decay. In the dream picture we become aware of something that is actually situated within our organism. Or again, we have a vivid dream that we are in a room where we feel suffocated; we feel restless and uneasy. Then suddenly—we had not noticed it before—we catch sight of a stove in the corner which is very hot. The room was overheated. We now know in the dream why we could not breathe—the room was too hot. We wake up with palpitations and a racing pulse. The irregular pulse was symbolized externally in the dream. There is some malfunctioning of the organism; we become aware of it, but not immediately, as we would have done in the daytime. We become aware of it through a symbolic picture. Or we may dream that there is bright sunshine outside. The sunlight disturbs us and we become uneasy, though normally we would welcome the sunshine. We wake up and find a neighbour's house on fire. An external event is not depicted as such, but is clothed in symbolic form. Thus we see that a natural creative imagination is at work in dreams; external events are reflected in dreams. But we need not insist upon this. The dream can, so to speak, come to life and take on its own inner meaning and essential reality. We may dream of something that cannot be related to anything in the external world. When that point is reached in gradual stages, we say that a totally different world is portrayed in our dreams; we encounter quite other beings, demoniacal or beautiful and elf-like. It is not only the phenomenal world that appears in dream pictures, but a wholly different world invades us. Human beings can dream of the super-sensible world in the form of images perceptible by the senses. Thus the consciousness of man today has a dream life alongside his ordinary waking life. Indeed, a disposition to dreaming makes us poets. People who are unable to dream will always be inferior poets. For in order to be a poet or artist, one must be able to translate the natural stuff of dreams into the imaginative fantasy of waking life. Anyone, for example, whose dreams draw their symbolism from external objects, as in the dream where sunshine pouring into a room symbolized a neighbour's house on fire, will feel next day an urge to compose. He is a potential musician. He who experiences the palpitation of the heart as an overheated stove will feel impelled next day to turn to modelling or architectural design. He is the potential architect, sculptor or painter. There is a connection between these things; in ordinary consciousness they are associated in the way I have described. But we can go further. As I have described in my books Knowledge of the Higher Worlds and Occult Science—an Outline, this ordinary consciousness can be developed by undertaking certain spiritual exercises—we will speak of them later—so that by concentrating on certain precise concepts and linguistic relationships, our whole inner life of thinking, feeling and willing is given added life and vigour. Through these exercises thoughts become virtually tangible realities and feelings living entities. Then begins the first stage of modern Initiation—we carry over our dreams into waking life. But at this point misunderstandings may easily arise. We set little store on the dreams of anyone who quite naturally indulges in daydreams. But he who, in spite of his day-dreaming, retains full awareness and yet can go on dreaming because he has made his feeling and thinking more lively and vigorous than others, such an individual has taken the first steps towards becoming an Initiate. When he has reached this stage, the following takes place. Because he is a sensible person, as sober and sensible as others in his waking life, he sees his fellow men, on the one hand, as they appear to normal consciousness, the shape of their nose, the colour of their eyes, their tidy or untidy hair and so on. On the other hand, he begins to dream of something else around them, something true, namely, he dreams their aura, the inner meaning of their relationships; he begins to see with the eye of the spirit. In full waking consciousness he begins to have dreams that are meaningful and in accordance with reality. His dreaming does not cease when he wakes up in the morning, continues through the day and is transformed in sleep. But it is fraught with meaning. He sees the true character of men's souls and the spiritual source of their actions. He lives in an activity that is otherwise associated with mere reminiscences or ordinary dreams. But these dreams are a spiritual reality. A second state of consciousness is now added to the first. Waking dreams become a form of perception higher than the normal perception of everyday life. In full waking consciousness a higher reality has been added to the reality of everyday life. In ordinary dreaming something of reality is lost; it gives us only fragments of reality, born of fantasy. But in waking dreams, as I have described them, in which everything stands revealed—the individual human form, animals and plants, in which the deeds of men are seen to be full of meaning, thereby revealing their spiritual content—all this adds something to everyday reality and enriches it. To the perception of ordinary consciousness is added a second consciousness. One begins to see the world in a different light and this is shown most strikingly when we look at the animal kingdom which now appears so utterly different that we wonder what we really saw before. Hitherto we had seen only a part of the animal kingdom, only its external aspect. Now a whole new world is added. In each animal species, in lions, tigers and all the various genera lies something that is akin to man. This is difficult to illustrate by comparison with a human being. Please try and follow me. Let us suppose that you add to your body by tying a string to each finger of both hands and that to the end of each string at a fixed distance you attach a ball painted with various coloured patterns. You have now ten strings. Now manipulate the strings with your fingers so that the balls are agitated in all directions. Now do the same with your toes. Now practise leaping in the air and working your toes so skilfully that a wonderful pattern is created. Thus each finger will have become longer with a coloured ball at its tip, and every toe the same. Imagine that you can see all this as part of your human form and the whole under the control of the soul. Each ball is a separate entity, but the moment you survey it all, you have the impression that it forms a composite whole. All these balls and strings are not a part of yourself like your fingers and toes. It all forms a single whole and you are in command. If you begin to manipulate the balls and strings in the way I have indicated, then you will see the lion-soul above and the individual lions attached to it like the balls, the whole forming a unity. Previously, if you had looked at the twenty balls lying there they would have represented a world unto themselves. Now add the human being as an activating agent and you create a new situation. The same applies to your mode of perception. You see the individual lions moving about independently; they are the balls lying around as separate units. Then you see the lion-soul endowed with self-consciousness which, in the spiritual world, resembles a human being, and the individual lions seemingly suspended like the moving balls. These individual lions are manifestations of the self-conscious lion-soul. Thus you perceive the higher forms of every creature in the animal kingdom. Animals have something akin to man in their make-up, a soul quality which belongs to a different sphere from that of the human soul. As you go through life you emphatically bear your psychic life with its self-consciousness wherever you go. You are at liberty to impose your ego on all and sundry. This the individual lion cannot do. But another realm exists, bordering on this realm of conflicting egos. In the spiritual world the lion-souls do precisely the same. To them the individual lions are so many balls dancing at the end of a string. Consequently, when we see the true nature of the animal kingdom with our newly acquired consciousness we get something of a shock. We enter a new world and we say to ourselves: we too belong to this other world, but we drag it down to Earth. The animal leaves something of itself behind, its group-soul or species-soul; on Earth we see only the quadruped. We drag down to Earth what the animal leaves behind in the spiritual world and acquire in consequence a different bodily form. That which lives within us belongs also to this higher world, but as human beings we drag it down to Earth. Thus we become acquainted with another world that we are first made aware of through the medium of animals. But we need an additional form of consciousness; we must bring our dream-consciousness into our waking life and then we can gain insight into the inner constitution of the animal kingdom. This second world may be termed the soul-world, the soul-plane or astral plane, as distinct from the physical world. We become aware of this astral world through a different form of consciousness. We must familiarize ourselves with other states of consciousness so that we gain insight into other worlds which are not the world of our everyday existence. It is possible to strengthen and vitalize the soul-life still further. We can not only practise concentration and meditation, as described in the books I have mentioned, we can also strive to expel again this reinforced soul-content. After the most strenuous endeavours to fortify the soul-life after strengthening the thinking and feeling, we reach the point when we are able to modify it again and finally to nullify it. We are then restored to the state called the state of “emptied consciousness.” Now, normally, a state of emptied consciousness induces sleep. This can be demonstrated experimentally. First remove all visual impressions so that the subject is in darkness. Then remove all auditory impressions so that he is enveloped in silence. Then try to eliminate all other sense-impressions, and he will gradually fall asleep. This cannot happen if we have first strengthened our thinking and feeling. It will then be possible to empty our consciousness by an act of will and still remain awake. Then the phenomenal world will no longer be present. Our ordinary thoughts and memories are forgotten—we are in a condition of emptied consciousness and a real spiritual world at once invades us. Just as our ordinary consciousness is filled with the colours, sounds and warmth of the sense-world, so a spiritual world fills this emptied consciousness. Only when we have consciously emptied our consciousness are we surrounded by a spiritual world. Once again we owe to something in external nature a particularly vivid apprehension of the new consciousness and its relationship to a spiritual world. Just as we become aware of the next higher level of consciousness through our different perception of the animal kingdom, so we are now able to recognize this new level of consciousness in the plant kingdom which is entirely differently constituted. How does the plant kingdom appear to normal consciousness? We see the verdant meadows pied with flowers growing out of the mineral Earth. We rejoice in the blue and gold, the red and white of the blossoms and in the living green. We delight in the beauty of the plant world spread out before us like a carpet. We are filled with joy and the heart leaps up as we behold the Earth clothed in this brilliant, multi-coloured garment of flowers and plants. Then we lift our eyes to the dazzling Sun and the blue vault of heaven and see the familiar clear or cloudy daytime sky. We are not aware of any connection between the Earth and the heavens, between looking down upon the flower-decked fields and up at the sky. Let us assume we have felt intense joy at the sight of this carpet of flowers spread out before us in the daytime and that we wait through a summer's day until the fall of night. We now lift our eyes to the canopy of heaven and see the stars, arrayed in their manifold shining constellations, spread out across the sky. And now a new joyous exultation from on high invests our soul. By day then, we can look down upon the growing plant-cover of the Earth as something that fills our heart with inward joy and exultation. We can then look up at night and see the canopy of heaven that appeared so blue by day now studded with shining sparkling stars. We rejoice inwardly at the celestial beauty that is revealed to our soul. This is the response of our ordinary consciousness. If we have perfected the consciousness that is emptied of content and yet remains awake and that is permeated with the spiritual, we can then say to ourselves when by day we survey the plant-cover and by night look up at the glittering stars: Yes, in the daytime the rich hues of the flower-decked Earth delighted and enchanted me. But what did I really see?—Then we look up at the starry hosts of heaven. To the emptied, waking consciousness, the consciousness emptied of all earthly content, the stars do more than merely shine and sparkle, they assume the most varied forms, for there, in the higher spheres, is a wondrous world of quintessential being—everywhere movement and flux, grand, mighty, sublime. Before this spectacle we bow our heads in grateful reverence and reverent gratitude, acknowledging its sublimity. We have reached the mid-stage of Initiation. We know that the real origin of the plants lies in the higher spheres. That which, hitherto, we had taken to be nothing more than the sparkle and glitter of the separate stars, that is the true being of the plants. It seems as if now for the first time we have seen the real plant-beings; as if we were seeing only the dewdrops of the violet bathed in morning dew and not the violet as such. In looking at the single star we see the single sparkling dewdrop; in truth, however, a mighty world in flux and movement lies behind. We now know what the plant-world really is; it is not to be found on Earth, but out in the Cosmos, grand, mighty and sublime. And all that we saw by day in the multi-coloured carpet of flowers is the reflected image of the higher spheres. And we now know that the Cosmos, with its flux and movement of real forms and beings is reflected on the surface of the Earth. When we look into a mirror, we see ourselves reflected and we know that the reflection is only of our outer form, not of our soul. The heavens are not reflected on Earth so definitely, but in such a way that they are mirrored in the yellow, green, blue, red and white of the plant colours. They are a reflected image, the faint, shadowy reflection of the heavens. We have now come to know a new world. In the higher spheres are found the “plant-men,” beings endowed with self-consciousness. And so, to the phenomenal world and astral world, we can add a third, the real spiritual world. The stars are the dewdrops of this cosmic world and the plants are its reflected image. Their appearance is not their reality; in their manifestation here on Earth they are not even an entity, but, in relation to the endlessly manifold richness of that world of transcendence from whence shine forth the separate stars like dewdrops, simply a reflected Image. And now we discover that, as human beings, we bear within us that which is the real being of the plants in the higher spheres. We bring down into this mirrored life what the plants leave behind in the world of spirit, for the plant-beings live in that world and send down to Earth their reflected images and the Earth fills them with earthly substance. We men bring our soul-nature, which also belongs to that higher world, into this world of images. We are not mere images, but we are also spiritual beings of soul here on Earth. On Earth we participate in three worlds. We live in the physical world, where the self-consciousness of animals is not to be found; at the same time we inhabit the astral world where their self-consciousness exists and this astral world we bring down into the physical world. We also inhabit a third world, the spiritual world where dwell the true plant-beings; but the plant-beings send only their reflected images down to Earth, whereas we bring down the realities of our soul-life. And now we can say: a being who possesses body, soul and spirit here on Earth is a human being. A being with body and soul here on Earth, but whose spirit dwells in a second world bordering on the physical world and which for that reason has less reality, is an animal. A being with only a body in the physical world, the soul in the second world and the spirit in the third world, so that the body is only a reflected image of the spirit and is filled out with terrestrial matter, is a plant. We now have an understanding of the three worlds in nature and we know that man bears these three worlds within himself. We feel to some extent the plants reaching up to the stars. As we look at the plants we say to ourselves: here is a being which manifests only its reflected image on Earth, an image detached from its true reality. The more we direct our gaze to the stars at night, the more do we see its true being in the higher worlds. When we look from Earth to Heaven and perceive the Cosmos to be one with the Earth, then we see the world of nature as a totality. Then we look back at ourselves as human beings and say: we have insulated within our earthly being that element which, in the plants, reaches up to the heavens. We bear within ourselves the physical, astral and spiritual worlds. To develop clear, objective perception, to follow nature through the different realms so that we come to know the spiritual world, to gain insight into man, so that we divine his spiritual essence—this is to undertake the first steps in spiritual investigation. |
235. Karmic Relationships I: Lecture XII
23 Mar 1924, Dornach Tr. George Adams, Mabel Cotterell, Charles Davy, Dorothy S. Osmond Rudolf Steiner |
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He himself brought this characteristic of his spiritual nature to expression when he uttered the famous saying, which has been quoted again and again (quoted, however, with very little understanding, by people who have no particular desire to strive after anything at all): “If God held in his right hand the whole full Truth, and in his left the everlasting striving after Truth, I would fall down before Him and say, ‘Father, give me what thou hast in thy left hand’.” |
235. Karmic Relationships I: Lecture XII
23 Mar 1924, Dornach Tr. George Adams, Mabel Cotterell, Charles Davy, Dorothy S. Osmond Rudolf Steiner |
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Yesterday I gave you pictures of two or three personalities. In order to allow for the possibility of proof and confirmation, at least as far as external details are concerned, it is necessary to choose fairly well-known personalities and in describing them to you I have pointed in each case to characteristic qualities which can afford clues for the spiritual scientific investigator and help him to follow up the karmic relationships. This time I have chosen subjects which will also enable me to deal with a problem that has been put to me by members of our Society. Simply stated, it is as follows. Constantly, on every suitable occasion, reference is made—and of course correctly—to the fact that in very early times there were Initiates possessed of a lofty wisdom and at a high stage of development, and the question arises: If human beings pass through repeated earth-lives, where are these highly-initiated personalities? Where are they today? Are they to be found among the human beings who have been led to reincarnation at the present time? I have accordingly chosen examples which will enable me to deal with this very problem. I gave you, as far as was necessary, a picture of the hero of the freedom of Italy, Garibaldi; and if you take what I said yesterday and add to it all that is well-known to you about this personality—a whole wealth of information is available about him—I think you will still find a very great deal in Garibaldi that is puzzling and that opens up significant questions. Take two events of his life which amused you yesterday.—He became acquainted through a telescope with the girl who was to be his life-companion for many years, and he learnt of his own death-sentence when reading his name for the first time in print. There is still another very striking event in his life. The life-companion whom he found in the way I have described, and who stood at his side with such heroism, was the sharer of his life for many years. He certainly managed to see something very good through his telescope! Later, she died, leaving him alone, and he married a second time, this time not through a telescope—not even a Garibaldi is likely to do such a thing more than once!—this time he married, shall I say, in a perfectly conventional bourgeois manner. But for Garibaldi the marriage lasted no longer than one day. So you see, there is this other very striking fact in Garibaldi's relations with the ordinary bourgeois conditions of this world. And now we come to something else of importance. The things I am describing to you come, as it were, with a sudden jerk to one accustomed to occult researches of this kind; they are clues that enable his vision to penetrate right into an earlier life or into a number of earlier lives. And in Garibaldi's life there is still another circumstance which raises a formidable problem. Garibaldi, you know, was a Republican in his very bones; he was a Republican through and through. I made that abundantly clear in yesterday's lecture. And yet in all his plans for the liberation of Italy he never set out to make Italy into a Republic, but rather into an Empire under Victor Emanuel. That is an astonishing fact. When one looks at Garibaldi's whole life and character and then considers this fact, it really does astonish one. There we have on the one hand Victor Emmanuel, who could of course reign as king only over a liberated Italy. And we have on the other hand Mazzini—also deeply united in friendship with Garibaldi—who, as you know, stood for a long time at the head of what was intended to be an Italian Republic, for he was willing to come forward only as the founder of an Italian Republic. The karmic relationships of Garibaldi will never be solved unless we take note here of a special set of circumstances. In the course of a few years—Garibaldi, you know, was born at Nice in 1807—there were born within an area of a comparatively few square miles, four men who had a significant connection with one another in the wider course of European circumstances. In Nice, at the beginning of the 19th century, Garibaldi was born; in Genoa, not far away, Mazzini; in Turin, again not far, away, Cavour; and from the House of Savoy, once more at no great distance, Victor Emanuel. These four men are all quite near to one another in respect of the times and places of their births. And it is these four men together who, if not agreeing in thought, if not even acting always in mutual agreement, nevertheless established the country which became modern Italy. You can see how the very way in which these four personalities are brought together in history suggests that they have, not only for themselves, but for the world, a common destiny. The most significant among them is, without doubt, Garibaldi himself. Taking into consideration all human conditions and relationships, we cannot but agree that he is by far the most significant figure of the four. Garibaldi's mentality, however, expresses itself in an elemental way. Mazzini's mentality is that of a learned philosopher; Cavour's that of a learned lawyer. And as for Victor Emmanuel's mentality ... well, there is no doubt about it, the most important among them all is Garibaldi. He possesses a quality of mind and spirit that expresses itself with elemental force, so that one cannot remain indifferent towards it. One cannot remain indifferent, for one simply doesn't know whence these traits come ... as long as they are looked at from the standpoint of the personal psychology of a single earth-life. Now I come back to the question: Where are the earlier Initiates? For certainly it will be said that they are not to be found. But, my dear friends—I shall have to say something paradoxical here!—if it were possible for a number of human beings to be born today at the age of seventeen or eighteen, so that when they descended from the spiritual world they would in some way or other find and enter seventeen- or eighteen-year-old bodies, or if at least human beings could in some way be spared from going to school (as schools are constituted today), then you would find that those who were once Initiates would be able to appear in the human being of the present day. But just as little as it is possible, under the conditions obtaining on earth today, for an Initiate, when he needs bread, to nourish himself from a piece of ice, just as little is it possible for the wisdom of an older time to manifest directly, in the form that you would expect, in a body that has received education—in the present-day accepted sense of the word—up to his seventeenth or eighteenth year. Nowhere in the world is this possible; at all events, nowhere in the civilised world. We have here to take account of things that lie altogether beyond the outlook of the educated men of modern times. When, as is the custom today, a child is obliged as early as the sixth or seventh year to learn to read and write, it is torture for the soul that wants to develop and unfold in accordance with its own nature. I can only repeat what I have already told you in my autobiography, that I owe the removal of many hindrances to the circumstance that when I was twelve years old I was still unable to write properly. For the capacity of being able to write, in the way that is demanded today, kills certain qualities in the human being. It is necessary to say such a thing, paradoxical though it may sound, for it is the truth. There is no help for it—it is a fact. Hence it is that a highly evolved individual can be recognised in his reincarnation only if one looks at manifestations of human nature which are not directly apparent in a man, if he has gone through a modern education, but reveal themselves, so to speak, behind him. We have in Garibaldi a most striking example of this. What did civilised men, including Cavour, or at all events the followers of Cavour, think of Garibaldi? They regarded him as a madcap with whom it was useless to discuss anything in a sensible manner. That is a point of which we must take note; for there was much in his arguments and in his whole way of speaking that was bound to appear illogical, to say the least, to people enamoured of modern civilisation. Very often the things he says simply do not hold together. But when we are able to see behind a personality, and can look at that which in an earlier earth-life was able to enter into the body, but in this earth-life, because modern civilisation makes the bodies unfit, was not able to enter into the body—then we can begin to have an idea of what such a personality really is. Otherwise we are right off the track, for what is of most importance in such a personality lies right behind the things he can reveal externally. A good conventional man of the world, who simply expresses himself in the way he has learned to do, and in whom we see merely a reflection of the teaching and education he has received at school and elsewhere—such a man you can “photograph” in his moral and spiritual nature. He is there. A man, however, who comes over from other times bearing a soul filled with great and far-reaching wisdom, so that the soul cannot express itself in the body, can never be estimated with the means afforded by modern civilisation by what he does in the body. Above all, Garibaldi cannot be judged in that way. In his case it is rather like having to do—I am speaking metaphorically—with spiritualistic pictures, where a phantom becomes visible behind. With a personality like Garibaldi, you see him first as he is according to conventional standards, and behind you see something spiritual, a spirit-portrait, as it were, of that which in this incarnation cannot enter fully into the body. When we take all this into consideration, and particularly if we meditate upon the special facts I have mentioned, then our vision is indeed led back from Garibaldi to a true Initiate who to all appearance lives out his Garibaldi-life in a quite different way, because he is unable to come down into his body. If you consider the peculiar characteristics of Garibaldi's life to which I drew your attention, you will not find this so astonishing after all. A man must surely be somewhat of a stranger to earthly conventions if he finds his way into family relations through a telescope! Such a happening is certainly not usual, and it was not the only one in Garibaldi's life. In the characteristic style of his life there is something that points right away from ordinary alignment with bourgeois conventions. Thus, in the case of Garibaldi, we are led back to an Initiate-life, and it was a life in those Mysteries which I described to you some months ago as proceeding from Ireland. Garibaldi, however, is to be found in an offshoot of those Mysteries at no great distance from here, in Alsace. There we find him, as an Initiate of a certain degree. And it is moreover fairly certain that between this incarnation in the 9th century, A.D., and his last incarnation in the 19th century, there was no further incarnation, but a long sojourn in the spiritual world. There you have the secret of this personality. He received all that I have described to you as the wisdom of Hibernia, and he received it at a very high stage of Initiation. He was within the places of the Mysteries in Ireland, and was actually the leader of the colony that came over later into Europe. It goes without saying that just as an object reflected in a mirror becomes different in its reflected form, so all the wisdom of that time and place, embracing as it did the physical world and the spiritual world above it—all the wisdom in which an Initiate of those times participated, as I described it to you a few months ago—had to express itself during the 19th century in accordance with the civilisation of that period. You must accustom yourselves, when you find a philosopher in bygone times, or when you find a poet or an artist, not to look for the same individuality in the present epoch as a philosopher, poet or artist. The individuality passes from earth-life to earth-life, but the way in which he is able to live out his life depends upon what is possible in a particular epoch. Let me here insert an instance that will make this plain. We will take another very well-known personality, Ernst Haeckel. Ernst Haeckel is famous as an enthusiastic adherent of a certain materialistic Monism—enthusiastic, one may say, to the point of fanaticism. He is well enough known to you; I need not give you any description of Haeckel. Now when we are led back from this personality to a former incarnation, we come to Pope Gregory VII, the monk Hildebrand, who afterwards became Pope Gregory VII. I have chosen this instance so that you may see how differently the same individuality may express himself externally, in accordance with the cultural “climate” of the period. One would certainly not expect to look for the reincarnation of Pope Gregory VII in the 19th century representative of materialistic Monism. The things that a man brings to manifestation on the physical plane, with the means afforded by external civilisation, are far less important to the spiritual world than one is inclined to suppose. Behind the personalities of the monk Hildebrand and Haeckel lies something wherein they are alike and this is of much greater account than the differences between them. One of them fights to the utmost to enhance the power of Roman Catholicism, and the other fights to the utmost against Roman Catholicism, but for the spiritual world it makes little difference. These things, fundamentally speaking, are important for the physical world only; they are quite different from the underlying elements in human nature which count in the spiritual world. And so we need not be astonished, my dear friends, if we have to see in Garibaldi an Initiate from an earlier age, an Initiate, as I said, of the 9th century. In the 19th century this comes to expression in the only way possible during that century. You will agree that for the whole way in which a man takes his place in the world, his temperament, his qualities of character are of importance. But if everything that made up Garibaldi's soul in an earlier incarnation had emerged in the 19th century, together with his temperament, he would most certainly have been regarded as a lunatic by the men of the 19th century. He would have been considered quite mad. As much of him as could emerge—that, externally, was Garibaldi. And now, once we have been led in a certain direction, explanations light up for other karmic connections. The other three men of whom I have spoken, who were brought together again with Garibaldi in one region and approximately in the same decade, had been his pupils in that distant time—mark well, his pupils, assembled from distant parts of the earth, one from far away in the North, another from far away in the East and the third from far away in the West, called from all corners of the earth to be his pupils. Now in the Irish Mysteries a definite obligation went with a certain degree of Initiation. It consisted in this, that the Initiate was bound to help on his pupils in all future earth-lives; he must not desert them. When, therefore, owing to their special karmic connections they make their appearance again on earth at the same time as their teacher, this means that he must experience the course of destiny with them; their karma has to be brought into reckoning with his own. If Garibaldi had not, at an earlier time, been associated as teacher with the individuality who came in Victor Emmanuel, then he would have been in very deed a Republican and would have founded the Republic of Italy. But behind all abstract principles are actual human lives passing from one earth-existence to another. Behind lies the duty of the Initiate of old towards his pupils. Hence the contradiction, for in accordance with the conceptions and ideas facing Garibaldi in the 19th century, he became quite naturally a Republican. What else should he have been? I have known a number of Republicans who were faithful servants of royalty. Inwardly they were Republicans, for the simple reason that in a certain period of the 19th century—it is long past now, at the time when I was a boy—everyone who counted himself an intelligent person was a Republican. People said: Of course we are Republicans, only we must not show it in the outer world. Inwardly, however, they were Republicans. So, of course, was Garibaldi, except that he did not show it in the outer world. He did not carry his republicanism into effect and those who were inspired by him could not understand this. Why was it? Because, as I have explained to you, he could not desert Victor Emmanuel, who was karmically united with him. He was obliged to help him on; and this was the only way he could do it. Similarly the others, Cavour and Mazzini, were karmically united with Garibaldi, and he was able to do for them only as much as their capacities allowed. Whatever could proceed from all four of them, that alone Garibaldi was able to bring to fulfilment. He could not go his own way independently. From this deeply significant fact, my dear friends, you can see that many things in life can be explained only from out of an occult background. Have you not often experienced how at some moment of his life a person does something that is quite incomprehensible to you? You would not have expected it of him; you cannot possibly explain it from his character. You feel that if he were to follow his personal character, he would do something different. And you may be right. But there is another man living near him, with whom he is karmically united, as in Garibaldi's case. Why does he act as he does? It is really only against an occult background. that life becomes explicable. And so, in the case of Garibaldi, for example, we can truly say that we are led back to the Hibernian Mysteries—it sounds like a paradox but it is a fact. If we turn our gaze to the spiritual, we find that what meets us in external life on earth is, in many of its aspects, Maya. Many people with whom you are constantly together in ordinary life—if you could tell them what you are able to learn about them by looking through to the individuality behind—would be exceedingly astonished, they would be utterly bewildered. For what a man expresses outwardly—and this is particularly so in the present age, for the reasons I have given—is the merest fraction of what he really is, in terms of his former earth-lives. Many secrets are hidden in the things of which I am now speaking. And now let us take the second personality of whom I gave you yesterday a brief characterisation—Lessing, who at the end of his life came forward with his pronouncement on repeated earth-lives. In his case we are led very far back, right back into Greek antiquity, when the ancient Mysteries of Greece were in their prime. Lessing was an Initiate in these Mysteries. And with him, too, we find that in the 18th century he was unable, so to speak, to come right down into his body. In the 13th century, as a repetition of his life in ancient Greece, we find an incarnation when he was a member of the Dominican Order, a distinguished Schoolman with subtle and penetrating concepts; and then, in the 18th century, he became the journalist par excellence of Middle Europe. Take that drama of tolerance, Nathan the Wise, or such a book as The Dramatic Art of Hamburg—read for yourselves certain chapters of that book and then read The Education of the Human Race. These writings are comprehensible only on the assumption that all three incarnations of this personality have worked upon them: the Greek Initiate of olden times (read Lessing's treatise, How the men of old pictured death); the Schoolman, versed in medieval Aristotelianism; and lastly he who, with all this resting in his soul, found his way into the civilisation of the 18th century. Then, if you will keep in mind what I have just told you, a certain fact will become clear, a most striking and surprising fact. It is remarkable how Lessing's life gives one the impression of a continual search. He himself brought this characteristic of his spiritual nature to expression when he uttered the famous saying, which has been quoted again and again (quoted, however, with very little understanding, by people who have no particular desire to strive after anything at all): “If God held in his right hand the whole full Truth, and in his left the everlasting striving after Truth, I would fall down before Him and say, ‘Father, give me what thou hast in thy left hand’.” A Lessing could say that. But when a mere pedant says it after him, it is of course intolerable. Lessing's whole life was indeed a search, an intense search. This comes to expression again and again in his works, and if we were honest with ourselves we should have to admit that many of Lessing's utterances are clumsy on this account, precisely those that are the most full of genius. People do not dare to admit that they stumble over them, because in history and literature Lessing is accounted a great man. In truth, however, his sayings often trip one up, so to speak; or, rather, they give one a feeling of being stabbed. You must, of course, become acquainted with Lessing himself to understand this. If you take up the book by Erich Schmidt, the two volumes on Lessing, then even when Erich Schmidt quotes him word for word you will not feel as though his utterances impaled you. Not at all! They may be the utterances of Lessing as far as the sound of the words goes, but what is written in the book before and after them takes away their edge. It was not until the end of his earthly life that this seeker came to write The Education of the Human Race, which closes with the idea of repeated earth-lives. What is the explanation? My dear friends, the way to understand this fact is through another fact I once mentioned. In the quarterly periodical [Das Reich. The articles are contained in the volume of the Complete Edition of Rudolf Steiner's works entitled, Philosophie und Anthroposophie. (Bibliographical No. 35.)] now discontinued, edited by our friend Bernus, I wrote an article on The Chymical Wedding of Christian Rosenkreutz and I drew attention to the fact that it was written down by a boy of seventeen or eighteen. The boy himself understood not a word of it. We have external proof of that. He wrote down this Chymical Wedding from beginning to end. The last page is not extant, but he wrote down the whole of the Chymical Wedding, without understanding a word of it. If he had understood it, he would have been bound to retain the understanding in later years. The boy, however, became a pastor, a good, honest pastor of the Württemberg-Swabian type, who wrote exhortations and theological treatises which are distinctly below the average, and very far indeed from having anything to do with the content of the Chymical Wedding of Christian Rosenkreutz. Life itself proves to us that it was not the Swabian pastor-to-be who wrote this Chymical Wedding out of his own soul. It is an inspired writing throughout. So we may not always have to do with a man's own personality; there may be times when a spirit expresses itself through him. But there is a difference between the good Swabian pastor Valentin Andreae, who wrote those conventional theological treatises, and Lessing. Had Lessing been Valentin Andreae, merely transported into the 18th century, he might perhaps have written in his youth a beautiful treatise on the Education of the Human Race, bringing in the idea of repeated earth-lives. But he was not Valentin Andreae; he was Lessing, Lessing who had no visions, who even—so it is said—had no dreams. He banished the inspirer—unconsciously of course. If the inspirer had wanted to take possession of him in his youth, Lessing would have said: Go away, I have nothing to do with you. He followed the path that was normal for an educated man in the 18th century. And so it was only in extreme old age that he was mature enough to understand what had been in him throughout his life. It was with him as it would have been with Valentin Andreae if the latter had also banished the inspirer, had written no trivial, edifying sermons and theological treatises, but had waited until he reached a grey old age and had then written the Chymical Marriage of Christian Rosenkreutz consciously. Such are the links that unite successive earth-lives. And the day must come when this will be clearly understood. If we take a single earth-life, whether it be that of Goethe, or Lessing or Herbert Spencer or Shakespeare or Darwin, and look at what emerges from that life alone, it is just as though we were to pluck off a flower from a plant and imagine that it can exist by itself. A single life on earth is not comprehensible by itself; the explanation for it must be sought on the basis of repeated earth-lives. And now we shall find it most interesting to study the two personalities of whom I spoke yesterday, Lord Byron and my geometry teacher. (You will pardon me if I become personal here.) They had in common only the construction of the foot, but this is a feature that specially repays attention. If one follows it up in an occult sense, it leads one to a peculiar condition of the head in an earlier earth-life. I have shown you a similar connection in the case of Eduard von Hartmann.—There is no getting over it. One can do no other than simply relate such things, as vision reveals them to one. No external, logical proofs, no proofs in the ordinary sense, can be given for these things.—When we follow the lives of these two men, it appears to us as though the lives they led in the 19th century had been shifted out of place. For we find, first of all, a contradiction of something mentioned here a few weeks ago—that in the course of certain cycles of time, those who were once contemporaries will incarnate again as contemporaries. Everything, of course, has its exceptions. In the spiritual world there are rules, but there are no rigid schemes. Everything is individual. Thus in the case of these two personalities one is led back to a period when their lives ran together. I would never have found Byron in this earlier life if I had not found this geometry teacher of mine at his side. Byron was a genius. My geometry teacher was not even a genius in his own way. He was not a genius at all, but he was an excellent geometrician, quite the best I have ever come across, because he was a genuine geometrician and nothing else. In the case of a painter or a musician, you know that you are dealing with a one-sided man. For as a matter of fact, people are significant only when they are one-sided. As a rule, however, a geometrician in our time is not one-sided. A geometrician knows the whole of mathematics; when he constructs something in geometry, he always knows how to state the equations for it. He knows the mathematical, calculating side of it all. But this geometry teacher, though an excellent geometrician, was properly speaking no mathematician at all. He understood, for example, nothing whatever of analytical geometry. He knew nothing of the geometry that has to do with calculating and equations; in that respect he sometimes did the most childish things. On one occasion it was really very humorous. The man was so entirely a constructive geometrician and nothing else that he arrived by means of constructive geometry at the fact that the circle is the locus of the constant quotient. He found it out by construction, and since no one had found it before by construction, he regarded himself as its discoverer. We boys, who were as yet unsophisticated and had a good store of high spirits left in us, knew that in our book of analytical geometry it is shown how one sets up such and such an equation and the circle comes. We took the occasion to change the name of the circle and to start calling it by the name of our geometry teacher. The “N.N. line” we called it (I won't give his real name). This man had in fact the one-sidedness of the constructive geometrician to the point of genius. That was what was so significant about him; his character and talents were so clearly defined. People of the present day are not like that at all; you cannot get hold of them; they are like slippery eels! My teacher was anything but a slippery eel; he was a man with sharp corners, and that even in his external appearance. He had a face shaped like this—quite square, a most interesting head, absolutely four-angled, nowhere round. Really, you could study in the face of the man the right-angled nature of his peculiar constructive talent. It was most interesting. Now, in vision, this personality is found directly by the side of Byron, and one is led back to early times in Eastern Europe, one or two hundred years before the Crusades. I once told you how, when the Roman Emperor Constantine founded Constantinople, he had the Palladium—which had been taken originally to Rome from Troy—removed from Rome to Constantinople. The transference was carried out with tremendous pomp and ceremony. For the Palladium was regarded as a particularly sacred object, which bestowed power upon whoever had it. It was firmly believed in Rome that as long as the Palladium lay beneath a pillar in the city, the power of Rome resided in it, and that this power had been brought across to Rome from the once mighty city of Troy, devastated by the Greeks. And so Constantine, whose destiny it was to transplant the power of Rome to Constantinople, caused the Palladium to be taken across to Constantinople with great pomp and ceremony, though to begin with, quite secretly. He caused it to be buried, a wall built about it, and set up an ancient pillar that came from Egypt, over the spot where the Palladium lay. On the top of the pillar he placed an ancient statue of Apollo, so arranged as to look like himself. Then he had nails brought from the Cross of Christ. And out of these he made a sort of halo for the statue, which was, as I have said, an ancient statue of Apollo and at the same time was supposed to represent himself. And so there the Palladium lay, in Constantinople. Now there is a legend which has later assumed strange forms, but is in reality very, very ancient. Later, in connection with the Testament of Peter the Great, it was revived and transformed, but it goes back to very ancient times. The legend tells how at some time in the future the Palladium would leave Constantinople and come further up towards the North-East. Hence the idea in the Russia of a later time that the Palladium must be brought from the city of Constantinople into Russia, in order that all that is connected with the Palladium, and had been corrupted under the rule of the Turks, might have its place in the rule of Eastern Europe. Now these two personalities in olden times—it was one or two hundred years before the Crusades but I have not been able to fix the exact year—resolved to go out from what is now Russia to Constantinople in order, by some means or other, to capture the Palladium and bring it into the East of Europe. They did not succeed. Such a project could never have succeeded, for the Palladium was well guarded. There was no possibility of getting hold of it, and those who knew how it was guarded were not to be won over. But an overwhelming pain took possession of these two men. And the pain that entered into them like a piercing ray, paralysing them both in the head, manifested in Lord Byron in his being somewhat like Achilles who was vulnerable in the heel, for Byron had a defect in his foot. On the other hand he was a genius in his head, which was a compensation for the paralysis he had suffered in that earlier earth-life. The other man also, on account of the paralysed head, had a defective foot, a clubfoot. But let me tell you (for it is not generally realised) that man does not get geometry or mathematics out of his head. If you did not step the angle with your feet, your head would not have the perception of it. You would have no geometry at all if you did not walk and grasp hold of things. Geometry pushes its way up through the head and comes forth in ideas. And in anyone who has a foot such as my geometry teacher had, there resides a strong capacity to be alive to the geometrical constitution of his limbs and his motor organism and to re-create it in his head. If one penetrated more deeply into this geometry teacher of mine, into his whole spiritual configuration, one gained a significant impression of him as a human being. There was something really delightful about his way of doing things! Fundamentally speaking, he did everything from the point of view of a constructive geometrician and it was as if the rest of the world were simply not there. He was a singularly free human being, but one had only to observe him closely enough to feel as though some inner spell had once held sway over him and had brought him to the one-sided condition I have described. But now in Lord Byron—I have mentioned the other man only because I should not have been able to get at the truth about Lord Byron if he had not put me on the track—in Lord Byron you can truly see karma working itself out. Once, long ago, he goes across from the East to fetch the Palladium. When he is born in the West, he goes eastward to help the cause of freedom, the spiritual Palladium of the 19th century. And he is drawn to the very same region of the earth to which he had gone long ago, from the other side. It is really staggering to see how the same individuality comes to the same locality in one life from one direction, in another life from another direction; first, attracted by something that is still deeply veiled in myth, and later by what had become the great ideal of the “age of enlightenment.” There is something in all this that stirs one very deeply. The things that come to light out of karmic connections are indeed startling. They always are. And in this realm we shall come to know of many other striking, paradoxical things. Today I wanted to give you a grasp of the remarkable way in which the connections between earlier and later earth-lives can play into human existence. |
236. Karmic Relationships II: The Study of History and the Observation of Man
23 Apr 1924, Dornach Tr. George Adams, Mabel Cotterell, Charles Davy, Dorothy S. Osmond Rudolf Steiner |
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As I said, he had already acquired an academic style of writing from his uncle Jacob Grimm and his father Wilhelm Grimm, and he then abandons it. He is impelled by destiny to adopt a completely different style. |
What is said concerning successive earthly lives of this or that individual may at first seem paradoxical, but if you look more closely, if you look into the progress made by the human beings of whom we have spoken in this connection, you will see that what is said is founded on reality; you will see that we are able to look into the weaving life of gods and men when with the eye of spirit we try in this way to apprehend the spiritual forces. This, my dear friends, is what I would lay upon your hearts and souls. |
236. Karmic Relationships II: The Study of History and the Observation of Man
23 Apr 1924, Dornach Tr. George Adams, Mabel Cotterell, Charles Davy, Dorothy S. Osmond Rudolf Steiner |
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I should like during these few days to say something rather especially for the friends who have come here to attend the Easter Course,1 and who have not heard much of what has connections. Those who were present at the lectures before Easter may find some repetitions but the circumstances make this inevitable. I have been laying particular emphasis on the fact that study of the historical development of the life of mankind must lead on to study of the human being himself. All our endeavours aim in the direction of placing man at the centre of our study of the world. Two ends are attained thereby. Firstly, it is only in this way that the world can be studied as it truly is. For all that man sees spread around him in nature is only a part—gives as it were one picture of the world only: and to limit study of the world to this realm of nature is like studying a plant without looking beyond root, green leaf and stem, and ignoring flower and fruit. This kind of study can never reveal the whole plant. Imagine a creature that is always born at a particular time of the year, lives out its life during a period when the plant grows as far as the green leaves and no further, dies before the plant is in blossom and appears again only when roots and green leaves are there.—Such a creature would never have knowledge of the whole plant; it would regard the plant as something that has roots and leaves only. The materialistic mind of to-day has got itself into a similar position as regards its approach to the world. It considers only the broad foundations of life, not what blossoms forth from the totality of earthly evolution and earthly existence—namely, man himself. The real way of approach must be to study nature in her full extent, but in such a way as all the time to realise that she must needs create man out of herself. We shall then see man as the microcosm he truly is, as the concentration of all that is to be found outspread in the far spaces of the cosmos. As soon, however, as we study history from this point of view, we are no longer able to regard the human being as a resultant of the forces of history, as a single, self-contained being. We must take account of the fact that he passes through different earthly lives: one such life occurs at an earlier time and another at a later. This very fact places man at the centre of our studies, but now in his whole being, as an individuality. This is the one end that is attained when we look in this way at nature and at history. The other is this.—The very fact of placing man at the centre of study, makes for humility. Lack of humility is due to nothing else than lack of knowledge. A penetrating, comprehensive knowledge of man in his connection with the events of the world and of history will certainly not lead to excessive self-esteem; far rather it will lead the human being to look at himself objectively. It is precisely when a man does not know himself that there rise up in him those feelings which have their source in the unknown regions of his being. Instinctive, emotional impulses make themselves felt. And it is these instinctive, emotional impulses, rooted as they are in the subconscious, that make for arrogance and pride. On the other hand, when consciousness penetrates farther and farther into those regions where man comes to know himself and to recognise how in the sequence of historical events he belongs to the whole wide universe—then, simply by virtue of an inner law, humility will unfold in him. The recognition of his place in universal existence invariably calls forth humility, never arrogance. All genuine study pursued in Anthroposophy has its ethical side, carries with it an ethical impulse. Unlike modern materialism, Anthroposophy will not lead to a conception of life in which ethics and morality are a mere adjunct; ethics and morality emerge, as if inwardly impelled, from all genuine anthroposophical study. I want now to show you by concrete examples, how the fruits of earlier epochs of history are carried over into later epochs through human beings themselves. A certain very striking example now to be given, is associated with Switzerland. Our gaze falls upon a man who lived about a hundred years before the founding of Christianity.—I am relating to you what can be discovered through spiritual scientific investigation.—At this period in history we find a personality who is a kind of slave overseer in southern Europe. We must not associate with a slave overseer of those times the feelings that the word immediately calls up in us now. Slavery was the general custom in days of antiquity, and at the time of which I am speaking it was essentially mild in form; the overseers were usually educated men. Indeed the teachers of important personages might well be slaves, who were often versed in the literary and scientific culture of the time. So you see, we must acquire sounder ideas about slavery—needless to say, without defending it in the least degree—when we are considering this aspect of the life of antiquity. We find, then, a personality whose calling it is to be in charge of a number of slaves and to apportion their tasks. He is an extraordinarily lovable man, gentle and kind-hearted and when he is able to have his own way he does everything to make life easier for the slaves. In authority over him, however, is a rough, somewhat brutal personality. This man is, as we should say nowadays, his superior officer. And this superior officer is responsible for many things that arouse resentment and animosity in the slaves. When the personality of whom I am speaking—the slave overseer—passes through the gate of death, he is surrounded in the time between death and a new birth by all the souls who were thus united with him on earth, the souls of the slaves who had been in his charge. But as an individuality he is very strongly connected with the one who was his superior officer. The fact that he, as the slave overseer, was obliged to obey this superior officer—for in accordance with the prevailing customs of the time he always did obey him, though often very unwillingly—this fact established a strong karmic tie between them. But a deep karmic tie was also established by the relationship that had existed in the physical world between the overseer and the slaves, for in many respects he had been their teacher as well. We must thus picture a further life unfolding between death and rebirth among all these individualities of whom I have spoken. Afterwards, somewhere about the 9th century A.D., the individuality of the slave overseer is born again, in Central Europe, but now as a woman, and moreover, because of the prevailing karmic connection, as the wife of the former superior officer who reincarnated as a man. The two of them live together in a marital relationship that makes karmic compensation for the tie that had been established away back in the first century before the founding of Christianity, when they had lived as subordinate and superior officers respectively. The superior officer is now, in the 9th century A.D., in a commune in Central Europe where the inhabitants live on very intimate terms with one another; he holds some kind of official position in the commune, but he is everyone's servant and comes in for plenty of knocks and abuse. Investigating the whole matter further, we find that the members of this rather extensive commune are the slaves who once had their tasks allotted to them in the way I told you. The superior officer has now become as it were the servant of them all, and has to experience the karmic fulfilment of many things which, through the instrumentality of the overseer, his brutality inflicted upon these people. The wife of this man (she is the reincarnated overseer), suffers with a kind of silent resignation under all the impressions made by the ever-discontented superior officer in his new incarnation, and one can follow in detail how karmic destiny is here being fulfilled. But we see, too, that this karma is by no means completely adjusted. A part only is adjusted, namely the karmic relationship between the slave overseer and his superior officer. This has been lived out and is essentially finished in the medieval incarnation in the 9th century; for the wife has paid off what her soul had experienced owing to the brutality of the man who had once been the superior officer and is now her husband. This woman, the reincarnation of the former slave overseer, is born again, and what happens now is that the greater number of the souls who had once been slaves and had then come together again in the large commune—souls in whose destiny this individuality had twice played a part—came again as the children whose education this same individuality in his new incarnation has deeply at heart. For in this incarnation he comes as Pestalozzi. And we see how Pestalozzi's infinite humanitarianism, his enthusiasm for education in the 18th century, is the karmic fulfilment in relation to human beings with whom he had already twice been connected—the karmic fulfilment of the experiences and the sufferings of earlier incarnations. What comes to view in single personalities can be clear and objectively intelligible to us only when we are able to see the present earthly life against the background of earlier earthly lives. Traits that go back not merely to the previous incarnation, but often to the one before that, and even earlier, sometimes show themselves in a man. We see how what has been planted, as it were, in the single incarnations, works its way through with a certain inner, spiritual necessity, inasmuch as the human being lives not only through earthly lives but also through lives between death and a new birth. In this connection, the study of a life of which I spoke to those of you who were in Dornach before Easter, is particularly striking and interesting—the life of Conrad Ferdinand Meyer. Conrad Ferdinand Meyer presents a very special enigma to those who study the inner aspect of his life and at the same time greatly admire him as a poet. There is such wonderful harmony of form and style in his poems that we cannot help saying: what lives in Conrad Ferdinand Meyer always hovers a little above the earthly—in respect of the style and also in respect of the whole way of thinking and feeling. And if we steep ourselves in his writings we shall perceive how he is immersed in an element of spirit-and-soul that is always on the point of breaking away from the physical body. Study the nobler poems, also the prose-poems, of Conrad Ferdinand Meyer and you will say to yourselves: There is evidence of a perpetual urge to get right away from connection with the physical body. As you know, in his incarnation as Conrad Ferdinand Meyer, it was his lot to fall into pathological states, when the soul-and-spirit separated from the physical body to a high degree, so much so that insanity ensued, or at any rate conditions resembling insanity. And the strange thing is that his most beautiful works were produced during periods when the soul-and-spirit had loosened from the physical body. Now when we try to investigate the karmic connections running through the life of Conrad Ferdinand Meyer, we are driven into a kind of confusion. We cannot immediately find our bearings. We are led, first, to the 6th century A.D., and then again we are thrown back into the 19th, into the Conrad Ferdinand Meyer incarnation. The very circumstances we are observing, mislead us. I want you to realise the extraordinary difficulty of a genuine search for knowledge in this domain. If you are satisfied with phantasy, then it is naturally easy, for you can make things fit in as you like. For one who is not satisfied with phantasy but carries his investigation to the point where he can rely upon the faculties of his own soul not to play him false—for him it is no easy matter, especially when he is investigating these things in connection with an individuality as complex as that of Conrad Ferdinand Meyer. In investigating karmic connections through a number of earthly lives it is no great help to look at the particularly outstanding characteristics. What strikes you most forcibly in a man, what you see at once when you meet him or learn of him in history—these characteristics are, for the most part, the outcome of his earthly environment. A man as he confronts us is a product of his earthly environment to a far greater extent than is generally believed. He takes in through education what is present in his earthly environment. It is the more intangible, more intimate traits of a man which taken quite concretely, lead back through the life between death and a new birth into former earthly lives. In these investigations it may be more important to observe a man's gestures or some habitual mannerism than to consider what he has achieved perhaps as a figure of renown. The mannerisms of a person, or the way he will invariably answer you—not so much what he answers but how he answers—whether, for example, his first tendency is always to be negative and only when he has no other alternative, to agree, or whether again in quite a good-humoured way he is rather boastful ... these are the kind of traits that are important and if we pay special attention to them they become the centre of our observations and disclose a great deal. One observes, for instance, how a man stretches out his hand to take hold of things; one makes an objective picture of it and then works upon it in the manner of an artist; and at length one finds that it is no longer the mere gesture that one is contemplating, but around the gesture the figure of another human being takes shape. The following may happen.—There are men who have a habit, let us say, of making a certain movement of the arms. I have known men who simply could not begin to do anything without first folding their arms. If one visualises such a gesture quite objectively, but with inner, artistic feeling, so that it stands before one as a plastic, pliable form, then one's attention is directed away from the man who is actually making the gesture. But the gesture does not remain as it is; it grows into another figure which is an indication, at least, of something in the previous incarnation or in the one before that. It may well be that the gesture is now used in connection with something that was not present at all in the previous incarnation—let us say it is a gesture used in picking up a book, or some similar action. Nevertheless, it is for gestures and habits of this kind that we must have an eye if we are to keep on the right track. Now in the case of an individuality like Conrad Ferdinand Meyer, the point of significance is that while he is creating his poems there is always a tendency to a loosening of the soul-and-spirit from the physical body. There we have a starting-point but at the same time a point where we may easily go astray. We are led, as I told you, to the 6th century A.D. We have the feeling: that is where he belongs. And moreover we find a personality who lived in Italy, who experienced a very varied destiny in that incarnation in Italy, who indeed lived a kind of double existence. On the one side he was devoted with the greatest enthusiasm to an art that has almost disappeared in this later age, but was then in its prime; it is only in the remaining examples of mosaics that we are still able to glimpse this highly developed art. And the individuality to whom we are first impelled, lived in this milieu of art in Italy at the end of the 5th and the beginning of the 6th century A.D.—That is what presents itself, to begin with. But now this whole picture is obscured, and again we are thrown back to Conrad Ferdinand Meyer. The darkness that obscures vision of the man of the 6th century now overshadows the picture of Conrad Ferdinand Meyer in the 19th; and we are compelled to look very closely into what Conrad Ferdinand Meyer does in the 19th century. Our attention is then drawn to the fact that his tale Der Heilige (The Saint), deals with Thomas à Becket, the Chancellor of Henry II of England. We feel that here is something of peculiar importance. And we also have the feeling that the impression received from the earlier incarnation has driven us up against this particular deed of Conrad Ferdinand Meyer. But now again we are driven back into the 6th century, and can find there no explanation of this. And so we are thrown to and fro between the two incarnations, the problematic one in the 6th century and the Conrad Ferdinand Meyer incarnation—until it dawns upon us that the story of Thomas à Becket as told in history, came up in Conrad Ferdinand Meyer's mind owing to a certain similarity with an experience he had himself undergone in the 6th century, when he went to England from Italy as a member of a Catholic mission sent by Pope Gregory. There we have the second aspect of Conrad Ferdinand Meyer in his previous incarnation. On the one side he was an enthusiastic devotee of the art that subsequently took the form of mosaic.—Hence his talent for form, in all its aspects. On the other side, however, he was an impassioned advocate of Catholicism, and for this reason accompanied the mission. The members of this mission founded Canterbury, where the bishopric was then established. The individuality who afterwards lived in the 19th century as Conrad Ferdinand Meyer was murdered by an Anglo-Saxon courtier, in circumstances that are extraordinarily interesting. There was something of legal subtlety and craftiness, albeit still in the rough, about the events connected at that time with the murder. You know very well, my dear friends, how even in ordinary life the sound of something remains with you. You may once have heard a name without paying any particular attention to it ... but later on a whole association of ideas is called up in your mind when this name is mentioned. In a similar way, through the peculiar circumstances of this man's connection with what later became the archbishopric of Canterbury—the town of Canterbury, as I said, was founded by the mission of which he was a member—these experiences lived on, lived on, actually, in the sound of the name Canterbury. In the Conrad Ferdinand Meyer incarnation the sound of this name—Canterbury—came to life again, and by association of ideas his attention was called to Thomas à Becket, (the Lord Chancellor of Canterbury under Henry Plantagenet) who was treacherously murdered. At first, Thomas à Becket was a favourite of Henry II, but was afterwards murdered, virtually through the instigation of the King, because he would not agree to certain measures. These two destinies, alike in some respects and unlike in others, brought it about that Conrad Ferdinand Meyer transposed, as it were, into quite different figures taken from history, what he had himself experienced in an earlier incarnation in the 6th century—experienced in his own body, far from what was at that time his native land. Just think how interesting this is! Once we have grasped it, we are no longer driven hither and thither between the two incarnations. And then, because again in the 19th century, Conrad Ferdinand Meyer has a kind of double nature, we see how his soul-and-spirit easily separates from the physical. Because he has this double nature, the place of his own, actual experiences is taken by another experience in some respects similar to it ... just as pictures often change in the play of human imagination. In a man's ordinary imagination during an earthly life, the picture changes in such a way that imagination weaves in freedom; in the course of many earthly lives it may be that some historical event which is connected with the person in question as a picture only, takes the place of the actual event. Now this individuality whose experience in an earlier life worked on through two lives between death and rebirth and then came to expression in the story Thomas à Becket, the Saint,—this individuality had had another intermediate earthly life as a woman at the time of the Thirty Years' War. We have only to envisage the chaos prevailing all over Central Europe during the Thirty Years' War and it will not be difficult to understand the feelings and emotions of an impressionable, sensitive woman living in the midst of the chaos as the wife of a pedantic, narrow-minded man. Wearying of life in the country that was afterwards Germany, he emigrated to Graubünden in Switzerland, where he left the care of house and home to his wife, while he spent his time sullenly loafing about. His wife, however, had opportunity to observe many, many things. The wider historical perspective, no less than the curious local conditions at Graubünden, worked upon her; the experiences she underwent, experiences that were always coloured by her life with the bourgeois, commonplace husband, again sank down into the foundations of the individuality, and lived on through the life between death and a new birth. And the experiences of the wife at the time of the Thirty Years' War are imaginatively transformed in Conrad Ferdinand Meyer's tale, Jürg Jenatsch. Thus in the soul of Conrad Ferdinand Meyer we have something that has gathered together out of the details of former incarnations. As a man of letters, Conrad Ferdinand Meyer seems to be an individuality complete in itself, for he is an artist with very definite and fixed characteristics. But in point of fact it is this that actually causes confusion, because one's attention is immediately directed away from these very definite characteristics to the elusive, double nature of the man. Those who have eyes only for Conrad Ferdinand Meyer the poet, the famous author of all these works, will never come to know anything of his earlier lives. We have to look through the poet to the man; and then, in the background of the picture, there appear the figures of the earlier incarnations. Paradoxical as it will seem to the modern mind, the only way in which human life can be understood in its deeper aspect is to centre our study of the course of world-events around observation of man himself in history. And man cannot be taken as belonging to one age of time only, as living in one earthly life only. In considering man, we must realise how the individuality passes from one earthly life to another, and how in the interval between death and a new birth he works upon and transforms that which has taken its course more in the subconscious realm of earthly life but for all that is connected with the actual shaping of the destiny. For the shaping of destiny takes place, not in the clear consciousness of the intellect, but in what weaves in the subconscious. Let me now give you another example of how things work over in history through human individualities themselves. In the first century A.D., about a hundred years after the founding of Christianity, we have an exceedingly significant Roman writer in the person of Tacitus. In all his work, and very particularly in his ‘Germania’, Tacitus proves himself a master of a concise, clear-cut style; he arrays the facts of history and geographical details in wonderfully rounded sentences with a genuinely epigrammatic ring. We may also remember how he, a man of wide culture, who knew everything considered worth knowing at that time—a hundred years after the founding of Christianity—makes no more than a passing allusion to Christ, mentioning Him as someone whom the Jews crucified but saying that this was of no great importance. Yet in point of fact, Tacitus is one of the greatest Romans. Tacitus had a friend, the personality known in history as Pliny the Younger, himself the author of a number of letters and an ardent admirer of Tacitus. To begin with, let us consider Pliny the Younger. He passes through the gate of death, through the life between death and a new birth, and is born again in the 11th century as a Countess of Tuscany in Italy, who is married to a Prince of Central Europe. The Prince has been robbed of his lands by Henry the Black of the Frankish-Salic dynasty and wants to secure for himself an estate in Italy. This Countess Beatrix owns the Castle of Canossa where, later on, Henry IV, the successor of Henry III the Black, was forced to make his famous penance to Pope Gregory. Now this Countess Beatrix is an extraordinarily alert and active personality, taking keen interest in all the conditions and circumstances of the time. Indeed she cannot help being interested, for Henry III who had driven her husband, Gottfried, out of Alsace into Italy before his marriage to her, continued his persecution. Henry is a man of ruthless energy, who overthrows the Princes and Chieftains in his neighbourhood one after the other, does whatever he has a mind to do, and is not content when he has persecuted someone once, but does it a second time, when the victim has established himself somewhere else.—As I said, he was a man of ruthless vigour, a ‘great’ man in the medieval style of greatness. And when Gottfried had established himself in Tuscany, Henry was not content with having driven him out but proceeded to take the Countess back with him to Germany. All these happenings gave the Countess an opportunity of forming a penetrating view of conditions in Italy, as well as of those in Germany. In her we have a person who is strongly representative of the time in which she lives, a woman of keen observation, vitality and energy, combined with largeness of heart and breadth of vision. When, later on, Henry IV was forced to go on his journey of penance to Canossa, Beatrix's daughter Mathilde had become the owner of the Castle. Mathilde was on excellent terms with her mother whose qualities she had inherited, and was, in fact, the more gifted of the two. They were splendid women who because of all that had happened under Henry III and Henry IV, took a profound interest in the history of the times. Investigation of these personalities leads to this remarkable result: the Countess Beatrix is the reincarnated Pliny the Younger, and her daughter Mathilde is the reincarnated Tacitus. Thus Tacitus, a writer of history in olden times, is now an observer of history on a wide scale—(when a woman has greatness in her she is often wonderfully gifted as an observer)—and not only an observer but a direct participant in historical events. For Mathilde is actually the owner of Canossa, the scene of issues that were immensely decisive in the Middle Ages. We find the former Tacitus now as an observer of history. A deep intimacy develops between these two—mother and daughter—and their former work in the field of authorship enables them to grasp historical events with great perspicacity; subconsciously and instinctively they become closely linked with the world-process, as it takes its course in nature as well as in history. And now, still later on, the following takes place.—Pliny the Younger, who in the Middle Ages was the Countess Beatrix, is born again in the 19th century, in a milieu of romanticism. He absorbs this romanticism—one cannot exactly say with enthusiasm, but with aesthetic pleasure. He has on the one hand this love for the romantic, and on the other—due to his family connections—a rather academic style; he finds his way into an academic style of writing. It is not, however, in line with his character. He is always wanting to get out of it, always wanting to discard this style. This personality (the reincarnated Pliny the Younger and the Countess Beatrix) happens on one occasion brought about by destiny, to be visiting a friend, and takes up a book lying on the table, an English book. He is fascinated by its style and at once feels: The style I have had up till now and that I owe to my family relationships, does not really belong to me. This is my style, this is the style I need. It is wonderful; I must acquire it at all costs. As a writer he becomes an imitator of this style—I mean, of course, an artistic imitator in the best sense, not a pedantic one—an imitator of this style in the artistic, aesthetic sense of the word. And do you know, the book he opened at that moment, reading it right through as quickly as he possibly could and then afterwards reading everything he could find of the author's writings—this book was Emerson's Representative Men. And the person in question adopted its style, immediately translated two essays from it, conceived a deep veneration for the author, and was never content until he was able to meet him in real life. This man, who really only now found himself, who for the first time found the style that belonged to him in his admiration for the other—this reincarnation of Pliny the Younger and of the Countess Beatrix, is none other than Herman Grimm. And in Emerson we have to do with the reincarnated Tacitus, the reincarnated Countess Mathilde. When we observe Herman Grimm's admiration for Emerson, when we remember the way in which Herman Grimm encounters Emerson, we can find again the relationship of Pliny the Younger to Tacitus. In every sentence that Herman Grimm writes after this time, we can see the old relationship between Pliny the Younger and Tacitus emerging. And we see the admiration that Pliny the Younger had for Tacitus, nay more, the complete accord and understanding between them, coming out again in the admiration with which Herman Grimm looks up to Emerson. And now for the first time we shall grasp wherein the essential greatness of Emerson's style consists, we shall perceive that what Tacitus displayed in his own way, Emerson again displays in his own special way. How does Emerson work? Those who visited Emerson discovered his way of working. There he was in a room; around him were several chairs, several tables. Books lay open everywhere and Emerson walked about among them. He would often read a sentence, imbibe it thoroughly and from it form his own magnificent, free-moving, epigrammatic sentences. That was how he worked. There you have an exact picture of Tacitus in life! Tacitus travels, takes hold of life everywhere; Emerson observes life in books. It all lives again! And then there is this unconquerable desire in Herman Grimm to meet Emerson. Destiny leads him to Representative Men and he sees at once: this is how I must write, this is my true style. As I said, he had already acquired an academic style of writing from his uncle Jacob Grimm and his father Wilhelm Grimm, and he then abandons it. He is impelled by destiny to adopt a completely different style. In Herman Grimm's writings we see how wide were his historical interests. He has an inner relationship of soul with Germany, combined with a deep interest in Italy. All this comes out in his writings. These are things that go to show how the affairs of destiny work themselves out. And how is one led to perceive such things? One must first have an impression and then everything crystallizes around it. Thus we had first to envisage the picture of Herman Grimm opening Emerson's Representative Men. Now Herman Grimm used to read in a peculiar manner. He read a passage and then immediately drew back from what he had read: it was a gesture as though he were swallowing what he had read, sentence by sentence. And it was this inner gesture of swallowing sentence by sentence that made it possible to trace Herman Grimm to his earlier incarnation. In the case of Emerson it was the walking to and fro in front of the open books, as well as the rather stiff, half-Roman carriage of the man, as Herman Grimm saw him when they first met in Italy—it was these impressions that led one back from Emerson to Tacitus. Plasticity of vision is needed to follow up things of this kind. My dear friends, I have given you here another example which should indicate how our study of history needs to be deepened. This deepening must really be evident among us as one of the fruits of the new impulse that should take effect in the Anthroposophical Society through the Christmas Foundation Meeting. We must in future go bravely and boldly forward to the study of far-reaching spiritual connections; we must have courage to reach a vantage-point for observation of these great spiritual connections. For this we shall need, above all, deep earnestness. Our life in Anthroposophy must be filled with earnestness. And this earnestness will grow in the Anthroposophical Society if those who really want to do something in the Society give more and more thought to the contents of the News Sheet that is sent out every week into all circles of Anthroposophists as a supplement to the weekly periodical, Das Goetheanum. A picture is given there of how one may shape the life in the Groups in the sense and meaning of the Christmas Meeting, of what should be done in the members' meetings, how the teaching should be given and studied. The News Sheet is also intended to give a picture of what is happening among us. Its title is: ‘What is going on in the Anthroposophical Society’, and its aim is to bring into the whole Society a unity of thought, to spread a common atmosphere of thought over the thousands of Anthroposophists everywhere. When we live in such an atmosphere, when we understand what it means for all our thinking to be stimulated and directed by the ‘Leading Thoughts’, and when we understand how the Goetheanum will thus be placed in the centre as a concrete reality through the initiative of the esoteric Vorstand—I have emphasised again and again that we now have to do with a Vorstand which conceives its task to be the inauguration of an esoteric impulse—when we understand this truly, then that which has now to flow through the Anthroposophical Movement will be carried forward in the right way. For Anthroposophical Movement and Anthroposophical Society must become one. The Anthroposophical Society must make the whole cause of Anthroposophy its own. And it is true to say that if once this ‘thinking in common’ is an active reality, then it can also become the bearer of comprehensive, far-reaching spiritual knowledge. A power will come to life in the Anthroposophical Society that really ought to be in it, for the recent developments of civilisation need to be given a tremendous turn if they are not to lead to a complete decline. What is said concerning successive earthly lives of this or that individual may at first seem paradoxical, but if you look more closely, if you look into the progress made by the human beings of whom we have spoken in this connection, you will see that what is said is founded on reality; you will see that we are able to look into the weaving life of gods and men when with the eye of spirit we try in this way to apprehend the spiritual forces. This, my dear friends, is what I would lay upon your hearts and souls. If you take with you this feeling, then this Easter Meeting will be like a revitalising of the Christmas Meeting; for if the Christmas Meeting is to work as it should, then all that has developed out of it must be the means of revitalising it, of bringing it to new life just as if it were present with us. May many things grow out of the Christmas Meeting, in constant renewal! May many things grow out of it through the activity of courageous souls, souls who are fearless representatives of Anthroposophy. If our meetings result in strengthening courage in the souls of Anthroposophists, then there will grow what is needed in the Society as the body for the Anthroposophical soul: a courageous presentation to the world of the revelations of the Spirit vouchsafed in the age of Light that has now dawned after the end of Kali-Yuga; for these revelations are necessary for the further evolution of man. If we live in the consciousness of this we shall be inspired to work courageously. May this courage be strengthened by every meeting we hold. It can be so if we are able to take in all earnestness things that seem paradoxical and foolish to those who set the tone of thought in our day. But after all, it has often happened that the dominant tone of thought in one period was soon afterwards replaced by the very thing that was formerly suppressed. May a recognition of the true nature of history, and of how it is bound up with the onward flow of the lives of men, give courage for anthroposophical activity—the courage that is essential for the further progress of human civilisation.
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28. The Story of My Life: Chapter III
Tr. Harry Collison Rudolf Steiner |
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[ 1 ] My father had been promised by the management of the Southern Railway that he would be assigned to a small station near Vienna as soon as I should have finished at the Realschule and should need to attend the Technische Hochschule. |
Above the entrance to his home were the words: “With the blessing of God, all things are good.” One was entertained just as by other village people. I always had to drink coffee there, not from a cup, but from a porridge bowl11 which held nearly a litre; with this I had to eat a piece of bread of enormous dimensions. |
28. The Story of My Life: Chapter III
Tr. Harry Collison Rudolf Steiner |
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[ 1 ] My father had been promised by the management of the Southern Railway that he would be assigned to a small station near Vienna as soon as I should have finished at the Realschule and should need to attend the Technische Hochschule. In this way it would be possible for me to go to Vienna and return every day. So it happened that my family came to Inzersdorf am Wiener Berge. The station was at a distance from the town, very lonely, and in unlovely natural surroundings. [ 2 ] My first visit to Vienna after we had moved to Inzersdorf was for the purpose of buying a greater number of philosophical books. What my heart was now especially devoted to was the first sketch of Fichte's Wissenschaftslehre.1 I had got so far with my reading of Kant that I could form a notion, even though immature, of the advance which Fichte wished to make beyond Kant. But this did not greatly interest me. What interested me then was to express the living weaving of the human mind in a sharply outlined mental picture. My strivings after conceptions in natural science had finally brought me to see in the activity of the human ego the sole starting-point for true knowledge. When the ego is active and itself perceives this activity, man has something spiritual in immediate presence in his consciousness – thus I said to myself. It seemed to me that what was thus perceived ought now to be expressed in clear, vivid concepts. In order to find a way to do this, I devoted myself to Fichte's Theory of Science. And yet I had my own opinions. So I took the volume and rewrote it, page by page. This made a lengthy manuscript. I had previously striven to find conceptions for the phenomena of nature from which one might derive a conception of the ego. Now I wished to do the opposite: from the ego to penetrate into the nature's process of becoming. Spirit and nature were present before my soul in their absolute contrast. There was for me a world of spiritual beings. That the ego, which itself is spirit, lives in a world of spirits was for me a matter of direct perception. But nature would not pass over into this spirit-world of my experience. [ 3 ] From my study of the Theory of Science I conceived a special interest in Fichte's treatises Über die Bestimmung des Gelehrten2 and über das Wesen des Gelehrten.3 In these writings I found a sort of ideal toward which I myself would strive. Along with these I read also the Reden an die Deutsche Nation.4 This took hold of me much less at that time than Fichte's other works. [ 4 ] But I wished now to come also to a better understanding of Kant than I had yet been able to attain. In the Critique of Pure Reason this understanding refused to be revealed to me. So I attacked the problem with the Prolegomena zu einer jeden Künftigen Metaphysik.5 Through this book I thought I recognized that a thorough penetration into all the questions which Kant had raised among thinkers was necessary for me. I now worked more consciously to the end that I might mould into the forms of thought the immediate vision of the spiritual world which I possessed. And while I was occupied with this inner work I sought to get my bearings with reference to the roads which had been taken by the thinkers of Kant's time and the succeeding epoch. I studied the dry, bald Transcendentalen Synthetismus6 of Traugott Krug just as eagerly as I entered into the tragedy of knowledge by which Fichte was possessed when he wrote his Bestimmung des Menschen.7 The history of philosophy by Thilo of the school of Herbart broadened my view of the evolution of philosophical thought from the period of Kant onward. I fought my way through to Schelling, to Hegel. The opposition between the thought of Herbart and of Fichte passed before my mind in all its intensity. [ 5 ] The summer months of 1879, from the end of my Realschule period until my entrance into the Technische Hochschule, I spent entirely in such philosophical studies. In the autumn I was to decide my choice of studies with reference to my future career. I decided to prepare to teach in a Realschule. The study of mathematics and descriptive geometry would have suited my inclination. But I should have to give up the latter; for the study of this subject required a great many practice hours during the day in geometrical drawings, but in order to earn some money I had to have leisure to devote to tutoring. This was possible while attending lectures whose subject-matter, when it was necessary to be absent from lectures, could afterwards be taken up in readings, but not possible when one had to spend hours assigned for drawing regularly in the school. [ 6 ] So I had myself enrolled for mathematics, natural history, and chemistry. [ 7 ] Of special import for me, however, were the lectures which Karl Julius Schröer gave at that time in the Hochschule on German literature. He lectured during my first year on “Literature since Goethe” and “Schiller's Life and Work.” From the very first lecture he impressed me. He developed a survey of the life of the spirit in Germany in the second half of the eighteenth century and placed in dramatic contrast with this Goethe's first appearance and its effect upon this spiritual life. The warmth of his manner of treating the subject, the inspiring way in which he entered into the selections read from the poets, introduced us through an inner process into the nature of poetry. [ 8 ] In connection with these lectures he had the habit of requiring “practice in oral and written lectures.” The students had then to deliver orally or read what they themselves had prepared. Schröer would give informal suggestions during these student performances as to style, manner of delivery, and the like. My first discussion dealt with Lessing's Laokoon. Then I undertook a longer paper. I worked up the theme: “To what extent is man in his actions a free being?” In connection with this paper I drew much upon Herbart's philosophy. Schröer did not like this at all. He had not shared in the enthusiasm for Herbart which then prevailed in Austria both in philosophical circles and also in pedagogy. He was devoted completely to Goethe's type of mind. So everything which was derived from Herbart seemed to him pedantic and prosaic, although he recognized the discipline of thought to be had from this philosopher. [ 9 ] I was now able to attend also certain lectures at the university. I took great satisfaction in the Herbartian, Robert Zimmermann. He lectured on “Practical Philosophy.” I attended that part of his lectures in which he developed the ground principles of ethics. I alternated, generally attending his lecture one day and the next that of Franz Brentano, who at the same period lectured on the same field. I could not keep this up very long, for I missed too much of the courses in the Hochschule. [ 10 ] I was deeply impressed by learning philosophy in this way, not merely out of books, but from the lips of the philosophers themselves. [ 11 ] Robert Zimmermann was a notable personality. He had an extraordinarily high forehead and a long philosopher's beard. With him everything was measured, reduced to style. When he entered through the door and mounted to his seat, his steps seemed to be studied, and all the more so because one felt: “With this man it is obviously natural to be like that.” In posture and movement he was as if he had formed himself thus through long discipline according to the aesthetic principles of Herbart. And yet one could entirely sympathize with all this. He then slowly sat down on the chair, cast a long glance through his spectacles over the auditorium, then slowly and precisely took off his glasses, looked once more for a long time without spectacles over the circle of auditors, and finally began to lecture, without manuscript but in carefully formed, artistically spoken sentences. There was something classic in his speech. Yet, owing to the long periods, one easily lost the thread of his discourse. He expounded Herbart's philosophy in a somewhat modified form. The close logic of his teaching impressed me. But it did not impress the other hearers. During the first three or four periods the great hall in which he lectured was full. “Practical Philosophy” was required for the law students in the first year. They needed the signature of the professor on their cards. From the fifth or sixth lecture on, most of them stayed away; while one listened to the classical philosopher, one was in a very small group of auditors on the farthest benches. [ 12 ] To me these lectures afforded a powerful stimulus, and the difference between the views of Schröer and Zimmermann interested me deeply. The little time I did not spend in attendance at lectures or in tutoring I utilized either in the Hofbibliothek8 or the library of the Hochschule. Then for the first time I read Goethe's Faust. In truth, until my nineteenth year, when I was inspired by Schröer, I had never been drawn to this work. Then, however, it won a strong claim upon my interest. Schröer had already begun his lectures on the first part. It happened that after only a few of the lectures I became better acquainted with Schröer. He then often took me to his home, told me this or that in amplification of his lectures, gladly answered my questions, and sent me away with a book from his library, which he lent me to read. In addition he said many things about the second part of Faust, an annotated edition of which he was already preparing. This part also I read at that time. [ 13 ] In the library I spent my time on Herbart's metaphysics through Zimmermann's Aesthetic als Formwissenschaft9 which was written from Herbart's point of view. Together with this I made a thorough study of Haeckel's Generelle Morphologie.10 I may say that everything which I felt to be entering into me through the lectures of Schröer and Zimmermann, as well as the reading I have mentioned, became a matter of the deepest mental experience. Riddles of knowledge and of world conception shaped themselves within me from these things. [ 14 ] Schröer was a spirit who cared nothing for system. He thought and spoke out of a certain intuition. Besides, he gave the greatest possible care to the manner in which he clothed his views in language. For this reason he almost never lectured without manuscript. He needed to write things down undisturbed in order himself to give the requisite attention to the bodying forth of this thought in appropriate words. Then he read a lecture in such a way as to bring into prominence its true inner meaning. Yet once he spoke extemporaneously about Anastasius Grün and Lenau. He had forgotten his manuscript. In the next period, however, he treated the whole topic again, reading from his manuscript. He was not satisfied with the form he had been able to give to the matter extemporé. [ 15 ] From Schröer I learned to understand many concrete examples of beauty. Through Zimmermann there came to me a developed theory of beauty. The two did not agree well. Schröer, the intuitive personality with a certain scorn for the systematic, stood before my mind side by side with Zimmermann, the rigidly systematic theorist of beauty. [ 16 ] Franz Brentano, whose lectures also on “Practical Philosophy” I attended, particularly interested me through his personality. He was a keen thinker and at the same time given to reverie. In his manner of lecturing there was something ceremonious. I listened to what he said, but I had also to observe every glance, every movement of his head, every gesture of his expressive hands. He was the perfect logician. Each thought must be absolutely complete and linked up with many other thoughts. The forms of these thought-series were determined by the most scrupulous attention to the requirements of logic. But I had the feeling that these thoughts did not come forth from the loom of his own mind; never did they penetrate into reality. And such also was the whole attitude of Brentano. He held the manuscript loosely in his hand as if at any moment it might slip from his fingers; with his glance he merely skimmed along the lines. And this was the action suited to a merely superficial touch upon reality, not for a firm grasp of it. I could understand his philosophy better from his “philosopher's hands” than from his words. [ 17 ] The stimulus which came from Brentano worked strongly upon me. I soon began to study his writings, and in the course of the following years read most of what he had published. [ 18 ] I felt in duty bound at that time to seek through philosophy for the truth. I had to study mathematics and natural science. I was convinced that I should find no relationship between these and myself unless I could place under them a solid foundation of philosophy. But I perceived a spiritual world, none the less, as a reality. In clear vision the spiritual individuality of every one revealed itself to me. This found in the physical body and in action in the physical world merely its manifestation. It united itself with that which came down as a physical germ from the parents. Dead men I followed farther on their way in the spiritual world. After the death of a schoolmate I wrote about this phase of my spiritual life to one of my former teachers, who had been a close friend of mine during my Realschule days. He wrote back to me with unusual affection; but he did not deign to say one word about what I had written regarding the dead schoolmate. [ 19 ] And this is what happened to me always at that time in this manner of my perception of the spiritual world. No one would pay any attention to it. From all directions persons would come with all sorts of spiritistic stuff. With this I in turn would have nothing to do. It was distasteful to me to approach the spiritual in such a way. [ 20 ] It then chanced that I became acquainted with a simple man of the plain people. Every week he went to Vienna by the same train that I took. He gathered medicinal plants in the country and sold them to apothecaries in Vienna. We became friends. With him it was possible to talk about the spiritual world as with one who had his own experience therein. He was a personality of inner piety. He was quite without schooling. He had read very many mystical books, but what he said was not at all influenced by this reading. It was the outflowing of a spiritual life which was marked by its own quite elementary creative wisdom. It was easy to perceive that he read these books only because he wished to find in others what he knew for himself. He revealed himself as if he, as a personality, were only the mouthpiece for a spiritual content which desired to utter itself out of hidden fountains. When one was with him one could get a glimpse deep into the secrets of nature. He carried on his back his bundle of medicinal plants; but in his heart he bore results which he had won from the spirituality of nature in the gathering of these herbs. I have seen many a man smile who now and then chanced to make a third party while I walked through the streets of Vienna with this “initiate.” No wonder; for his manner of expression was not to be understood at once. One had first in a certain sense to learn his spiritual dialect. To me also it was at first unintelligible. But from our first acquaintance I was in the deepest sympathy with him. And so I gradually came to feel as if I were in company with a soul of the most ancient times who – quite unaffected by the civilization, science, and general conceptions of the present age – brought to me an instinctive knowledge of earlier eras. [ 21 ] According to the usual conception of “learning,” one might say that it would be impossible to “learn” anything from this man. But, if one possessed in oneself a perception of the spiritual world, one might obtain glimpses very deep into this world through another who had a firm footing there. [ 22 ] Moreover, anything of the nature of mere dreams was utterly foreign to this personality. When one entered his home, one was in the midst of the most sober and simplest family of country folk. Above the entrance to his home were the words: “With the blessing of God, all things are good.” One was entertained just as by other village people. I always had to drink coffee there, not from a cup, but from a porridge bowl11 which held nearly a litre; with this I had to eat a piece of bread of enormous dimensions. Nor did the villagers by any means look upon the man as a dreamer. There was no occasion for jesting at his behaviour in his village. Besides, he possessed a sound, wholesome humour, and knew how to chat, whenever he met with young or old of the village folk, in such fashion that the people liked to hear him talk. There was no one who smiled like those persons that watched him and me going together through the streets of Vienna, and these persons simply perceived in him some thing quite foreign to themselves. This man always continued to be, even after life had taken me again far away from him, very close to me in soul. He appears in my mystery plays in the person of Felix Balde. [ 23 ] It was no light matter for my mental life at that time that the philosophy which I learned from others could not in its thought be carried all the way to the perception of the spiritual world. Because of the difficulty that I experienced in this respect, I began to fashion a form of “theory of knowledge” within myself. The life of thought in men came gradually to seem to me the reflection radiated into physical man from that which I experienced in the spiritual world. Thought experience was to me the thing itself with a reality into which – as something actually experienced through and through – doubt could find no entrance. The world of the senses did not seem to me so completely a matter of experience. It is there; but one does not lay hold upon it as upon thought. In it or behind it there might be an unknown reality concealed. Yet man himself is set in the midst of this world. Therefore, the question arises: Is this world, then, a reality complete in itself? When man from within weaves into this world of the senses the thoughts which bring light into this world, does he then bring into this world something foreign to it? This does not accord at all with the experience that man has when the world of the senses stands before him and he breaks into it by means of his thought. Thought then appears to be that by means of which the world of the senses expresses its own nature. The further development of this reflection was at that time a weighty part of my inner life. [ 24 ] But I wished to be prudent. To follow a course of thought too hastily to the extent of building up a philosophical view of one's own appeared to me a risky thing. This drove me to a thorough-going study of Hegel. The manner in which this philosopher set forth the reality of thought was distressing to me. That he made his way through only to a thought world, even though a living thought-world, and not to the perception of a world of concrete spirit – this repelled me. The assurance with which one philosophizes when one advances from thought to thought drew me on. I saw that many persons felt there was a difference between experience and thought. To me thought itself was experience, but of such a nature that one lived in it, not such that it entered from without into men. And so for a long time Hegel was very helpful to me. [ 25 ] As to my required studies, which in the midst of these philosophical interests had naturally to be cramped for time, it was fortunate for me that I had already occupied myself a great deal with differential and integral calculus and with analytical geometry. Because of this I could remain away from many lectures in mathematics without losing my connection. Mathematics was very important for me as the foundation under all my strivings after knowledge. In mathematics there is afforded a system of percepts and concepts which have been reached independently of any external sense impressions. And yet, said I to myself constantly at that time, one carries over these perceptions and concepts into sense-reality and discovers its laws. Through mathematics one learns to understand the world, and yet in order to do this one must first evoke mathematics out of the human mind. [ 26 ] A decisive experience came to me just at that time from the side of mathematics. The conception of space gave me the greatest inner difficulty. As the illimitable, all-encompassing vacuity – the form in which it lay at the basis of the dominant theories of natural science – it could not be conceived in any definite manner. Through the more recent (synthetic) geometry, which I learned by means of lectures and in private study, there came into my mind the perception that a line which should be prolonged endlessly toward the right hand would return again from the left to its starting-point. The infinitely distant point on the right is the same as the point infinitely distant on the left. [ 27 ] It came over me that by means of such conceptions of the newer geometry one might form a conception of space, which otherwise remained fixed in vacuity. The straight line returning upon itself like a circle seemed to be a revelation. I left the lecture at which this had first passed before my mind as if a great load had fallen from me. A feeling of liberation came over me. Again, as in my early boyhood, something satisfying had come to me out of geometry. [ 28 ] Behind the riddle of space stood at that period of my life the riddle of time. Might a conception be possible here also which would contain within itself in idea a return out of the past by way of an advance into the infinitely distant future? My happiness over the space conception caused a profound unrest over that of time. But there was then visible no way out. All efforts of thought led only to the realization that I must beware especially of applying the clear conception of space to the problem of time. All clarification which the striving for understanding could bring was frustrated by the riddle of time. [ 29 ] The stimulus which I had received from Zimmermann toward the study of aesthetics led me to read the writings of the famous specialist in aesthetics of that time, Friedrich Theodor Vischer. I found in a passage of his work a reference to the fact that more recent scientific thought rendered necessary a change in the conception of time. There was always a sense of joy aroused in me when I found in others the recognition of any cognitional need which I had conceived. In this case it was like a confirmation in my struggle toward a satisfying concept of time. [ 30 ] The lectures for which I was enrolled in the Technische Hochschule I always had to finish with a corresponding examination. For a scholarship had been granted me, and I could draw my allowance only when I showed each year the results of my studies. [ 31 ] But my need for understanding, especially in the sphere of natural science, was but little aided by these required studies. It was possible then, however, in the technical institutes of Vienna both to attend lectures as a visitor and also to carry on practical courses. I found everywhere those who met me half-way when I sought thus to foster my scientific life, even so far as to the study of medicine. [ 32 ] I may state positively that I never allowed my insight into the spiritual world to become a disturbing factor when I was engaged in the endeavour to understand science as it was then developed. I applied myself to what was taught, and only in the background of my thought did I have the hope that some day the blending of natural science with the knowledge of the spirit would be granted me. Only from two sides was I disturbed in this hope. [ 33 ] The sciences of organic nature were then – wherever I could lay hold of them – steeped in Darwinian ideas. To me Darwinism appeared in its leading ideas as scientifically impossible. I had little by little reached the stage of forming for myself a conception of the inner man. This was of a spiritual sort. And this inner man I thought of as a member of the spiritual world. He was conceived as dipping down out of the spiritual world into nature, uniting with the organism of nature in order thereby to perceive and to act in the world of the senses. [ 34 ] The fact that I felt a certain respect for the course of thought characterizing the evolutionary theory of organisms did not render it possible for me to sacrifice anything from the conception. The derivation of higher out of lower organisms seemed to me a fruitful idea, but the identification of this idea with that which I knew as the spiritual world appeared to me immeasurably difficult. [ 35 ] The studies in physics were penetrated throughout by the mechanical theory of heat and the wave theory of the phenomena of light and colour. [ 36] The study of the mechanical theory of heat had taken on for me the charm of a personal colouring because in this field of physics I attended lectures by a personality for whom I felt quite extraordinary respect. This was Edmund Reitlinger, the author of that beautiful book, Freie Blicke.12 [ 37 ] This man was of the most captivating lovableness. When I became his student, he was already very seriously ill with tuberculosis. For two years I attended his lectures on the theory of heat, physics for chemists, and the history of physics. I worked under him in the physics laboratory in many fields, especially in that of spectrum-analysis. [ 38 ] Of special importance for me were Reitlinger's lectures on the history of physics. He spoke in such a way that one felt that, on account of his illness, every word was a burden to him. And yet his lectures were in the best possible sense inspiring. He was a man of a strongly inductive method of research. For all methods in physics he liked to cite the book of Whewel on inductive science. Newton marked for him the climax of research in physics. The history of physics he set forth in two parts: the first from the earliest times to Newton; the second from Newton to recent times. He was an universal thinker. From the historical consideration of problems in physics he always passed over to the perspective of the general history of culture. Indeed, quite general philosophic ideas would appear in his discussions of physics. In this way he treated the problems of optimism and pessimism, and spoke most impressively about the legitimacy of setting up scientific hypotheses. His exposition of Kepler, his characterization of Julius Robert Mayers, were masterpieces of scientific discussion. [ 39 ] I was then stimulated to read almost all the writings of Julius Robert Mayers, and I was able to experience the truly great pleasure of talking face to face with Reitlinger about the content of these. [ 40 ] I was filled with a deep sorrow when, only a few weeks after I had passed my final examination on the mechanical theory of heat under Reitlinger, my beloved teacher succumbed to his grievous illness. Just a short while before his death he had given me as his legacy a testimonial of personal qualifications which would enable me to secure pupils for private tutoring. This had most fortunate results. No small part of what came to me in the following years as means of livelihood I owed to Reitlinger after his death. [ 41 ] Through the mechanical theory of heat and the wave theory of light and of electric phenomena, I was impelled to a study of theories of cognition. At that time the external physical world was conceived as motion-events in matter. The sensations appeared to be only subjective experiences, as the effects of pure motion-events upon the senses of men. Out there in space occurred the motion-events in matter; if these events affected the human heat-sense, man experienced the sensation of heat. There are outside of man wave-events in the ether; if these affect the optic nerve, light and colour sensations are generated within man. [ 42 ] These conceptions met me everywhere. They caused me unspeakable difficulties in my thinking. They banished all spirit from the objective external world. Before my mind there stood the idea that even if the observations of natural phenomena led to such opinions, one who possessed a perception of the spiritual world could not arrive at these opinions. I saw how seductive these assumptions were for the manner of thought of that time, educated in the natural sciences, and yet I could not then resolve to oppose a manner of thought of my own against that which then prevailed. But just this caused me bitter mental struggles. Again and again must the criticism I could easily frame against this manner of thinking be suppressed within me to await the time in which more comprehensive sources and ways of knowledge should give me a greater assurance. [ 43 ] I was deeply stirred by the reading of Schiller's letters concerning the aesthetic education of man. His statement that human consciousness oscillates, as it were, back and forth between different states, afforded me a connection with the notion that I had formed of the inner working and weaving of the human soul. Schiller distinguished two states of consciousness in which man evolves his relationship to the world. When he surrenders himself to that which affects him through the senses, he lives under the compulsion of nature. The sensations and impulses determine his life. If he subjects himself to the logical laws and principles of reason then he is living under a rational compulsion. But he can evolve an intermediate state of consciousness. He can develop the “aesthetic mood,” which is not given over either on the one side to the compulsion of nature, or on the other to the necessities of the reason. In this aesthetic mood the soul lives through the senses; but into the sense-perception and into the action set on foot by sense-stimuli the soul brings over something spiritual. One perceives through the senses, but as if the spiritual had streamed over into the senses. In action one surrenders oneself to the gratification of the present desire; but one has so ennobled this desire that to him the good is pleasing and the evil displeasing. Reason has then entered into union with the sensible. The good becomes an instinct; instinct can safely direct itself, for it has taken on the character of the spiritual. Schiller sees in this state of consciousness that condition of the soul in which man can experience and produce works of beauty. In the evolution of this state he sees the coming to life in men of the true human being. [ 44 ] These thoughts of Schiller's were to me very attractive. They implied that man must first have his consciousness in a certain condition before he can attain to a relationship to the phenomena of the world corresponding to man's own being. Something was here given to me which brought to greater clarity the questions which presented themselves before me out of my observation of nature and my spiritual experience. Schiller spoke of the state of consciousness which must be present in order that one may experience the beauty of the world. Might one not also think of a state of consciousness which would mediate to us the truth in the beings of things? If this is granted, then one must not, after the fashion of Kant, observe the present state of human consciousness and investigate whether this can enter into the true beings of things. But one must first seek to discover the state of consciousness through which man places himself in such a relationship to the world that things and facts reveal their being to him. [ 45 ] And I believed that I knew that such a state of consciousness is reached up to a certain degree when man not only has thoughts which conceive external things and events, but such thoughts that he himself experiences them as thoughts. This living in thoughts revealed itself to me as quite different from that in which man ordinarily exists and also carries on ordinary scientific research. If one penetrates deeper and deeper into thought-life, one finds that spiritual reality comes to meet this thought life. One then takes the path of the soul into the spirit. But on this inner way of the soul one arrives at a spiritual reality which one also finds again within nature. One gains a deeper knowledge of nature when one then faces nature after having in living thoughts beheld the reality of the spirit. [ 46 ] It became clearer and clearer to me how, through going forward beyond the customary abstract thoughts to these spiritual perceptions – which, however, the calmness and luminousness of the thought serve to confirm – man lives himself into a reality from which customary consciousness bars him out. This customary state has on one side the living quality of the sense-perception; on the other the abstractness of thought-conceiving. The spiritual vision perceives spirit as the senses perceive nature; but it does not stand apart in thought from the spiritual perception as the customary state of consciousness stands in its thoughts apart from the sense-perceptions. Spiritual vision thinks while it experiences spirit, and experiences while it sets to thinking the awakened spirituality of man. [ 47 ] A spiritual perception formed itself before my mind which did not rest upon dark mystical feeling. It proceeded much more in a spiritual activity which in its thoroughness might be compared with mathematical thinking. I was approaching the state of soul in which I felt that I might consider that the perception of the spiritual world which I bore within me was confirmed before the forum of natural scientific thought. [ 48 ] When these experiences passed through my mind I was in my twenty-second year.
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