61. Prophecy: Its Nature and Meaning
09 Nov 1911, Berlin Translated by Dorothy S. Osmond Rudolf Steiner |
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Until then he may have been able to devote himself to study but was suddenly obliged to abandon this and become a merchant, perhaps because his father lost his money, or for some other reason. To begin with he gets on quite well but after a few years, great inner difficulties make their appearance. |
In utter forgetfulness of self, with no feeling of his own personality, his soul knew the truth of the axiom he always quoted: “It is God Who utters through my mouth anything I am able to tell you about your concerns. Take it as spoken to you by the Grace of your God I ...” |
So it was among the Hebrew prophets; in communion with their God and free of their personal interests and affairs, they were wholly given up to the great concerns of their people and could perceive what was in store. |
61. Prophecy: Its Nature and Meaning
09 Nov 1911, Berlin Translated by Dorothy S. Osmond Rudolf Steiner |
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Words spoken by Shakespeare's most famous character: “There are more things in heaven and earth than are dreamed of in your philosophy” are, of course, perfectly true; but no less true is the saying composed by Lichtenberg, a great German humourist, as a kind of rejoinder: “In philosophy there is much that will be found neither in heaven nor earth.” Both sayings are illustrations of the attitude adopted nowadays to many things in the domain of Spiritual Science. It seems inevitable that widespread circles, especially in the world of serious science, will repudiate such matters as prophecy even more emphatically than other branches of Spiritual Science. If in these other branches of Spiritual Science—in many of them at least—it is difficult to draw a clear line between genuine research and charlatanism, or maybe something even worse, it will certainly be admitted that wherever super-sensible investigation touches the element of human egoism, there its dangers begin. And in what realm of higher knowledge could this be more apparent than in all that is comprised in the theme of prophecy as it has appeared through the ages! Everything covered by the term ‘prophecy’ is closely connected with a widespread, and understandable, trait in the human mind, namely, desire to penetrate the darkness of the future, to know something of what earthly life in the future holds in store. Interest in prophecy is connected not only with curiosity in the ordinary sense, but with curiosity concerning very intimate regions of the human soul. The search for knowledge concerning the deeper interests of the human soul has met with so many disappointments that earnest, serious science nowadays is unwilling to listen to such matters—and this is really not to be wondered at. Nevertheless it looks as though our times will be obliged at least to take notice of them, and also of the subjects of which we have been speaking in previous lectures and shall speak in the future. As will be known to many of you, the historian Kemmerich has written a book about prophecies, his aim being to compile facts which can be confirmed by history and go on to show that important happenings were pre-cognised or predicted in some way. This historian is driven to make the statement—at the moment we will not question the authenticity of his research—that there are very few important events in history that have not at some time been predicted, conjectured and announced in advance. Such statements are not well received in our time; but ultimately, in the sphere where history can speak with authority, it will not be possible to ignore them because proof will be forthcoming, both in respect of the past and of the present, from outer documents themselves. The domain we are considering today has never been in such disrepute as it is nowadays, nor regarded as so dubious a path of human endeavour. Only a few centuries ago, for instance in the 16th century, very distinguished and influential scholars engaged in prognostication and prophecy. Think of one of the greatest natural scientists of all time and of his connection with a personage whose tendency to be influenced by prophecies is well known: think of Kepler, the great scientist, and his relations with Wallenstein. Schiller's deep interest in this latter personality was due in no small measure to the part played in his life by prophecy. The kind of prophecy in vogue in the days of Kepler—and only a couple of centuries ago leading scientific minds all over Europe were still occupied with it—was based upon the then prevailing view that there is a real connection between the world of the stars, the movements and positions of the stars, and the life of man. All prophesying in those times was really a form of astrology. The mere mention of this word reminds us that in our day too, many people are still convinced that there is some connection between the stars and coming events in the life of individuals, even, too, of races. But prophetic knowledge, the prophetic art as it is called, was never so directly connected with observation of the movements and constellations of the stars as was the case in Kepler's time. In ancient Greece an art of prophecy was practised, as you know, by prophetesses or seeresses. It was an art of predicting the future induced by experiences arising perhaps from asceticism, or other experiences leading to the suppression of full self-consciousness and the presence of mind of ordinary life. The human being was thus given over to other Powers, was in an ecstatic condition and then made utterances which were either direct predictions of the future or were interpreted by the listening priests and soothsayers as referring to the future. We need only think of the Pythia at Delphi who under the influence of vapours rising from a chasm in the earth was transported into a state of consciousness quite different from that of ordinary life; she was controlled by other Powers and in this condition made prophetic utterances. This kind of prophecy has nothing to do with calculations of the movements of stars, constellations and the like. Again, everyone is familiar with the gift of prophecy among the people of the Old Testament, the authenticity of which will certainly be called into question by modern scholarship. Out of the mouths of these prophets there came not only utterances of deep wisdom, which influenced the life of these Old Testament people, but fore-shadowed the future. These predictions, however, were by no means always based upon the heavenly constellations as in the astrology current in the 15th and 16th centuries. Either as the result of inborn gifts, ascetic practices and the like, these prophets unfolded a different kind of consciousness from that of the people around them; they were torn away from the affairs of ordinary life. In such a condition they were entirely detached from the circumstances and thoughts of their personal lives, from their own material environment. Their attention was focused entirely on their people, on the weal and woe of their people. Because they experienced some thing superhuman, something reaching beyond the individual concerns of men, they broke through the boundaries of their personal consciousness and it was as though Jahve Himself spoke out of their mouths, so wise were their utterances concerning the tasks and the destiny of their people. Thinking of all this, it seems evident that the kind of divination practised at the end of the Middle Ages, before the dawn of modern science, was only one specific form and that prophecy as a whole is a much wider sphere, connected in some way with definite states of consciousness to which a man can only attain when he throws off the shackles of his personality. Astrological prophecy, of course, can hardly be said to be an art in which a man rises above his own personality. The astrologer is given the date and hour of birth and from this discovers which constellation was rising on the horizon and the relative positions of other stars and constellations. From this he calculates how the positions of the constellations will change during the course of the man's life and, according to certain traditional observations of the favourable or unfavourable influences of heavenly bodies upon human life, predicts from these calculations what will transpire in the life of an individual or of a people. There seems to be no kind of similarity between this type of astrologer and the ancient Hebrew prophets, the Greek seeresses or others who, having passed out of their ordinary consciousness into a state of ecstasy, foretold the future entirely from knowledge acquired in the realm of the Supersensible. For those who consider themselves enlightened men of culture today, the greatest stumbling-block in these astrological predictions is the difficulty of realising how the courses of the stars and constellations can possibly have any connection with happenings in the life of an individual or a people, or in the procession of events on the Earth. And as the attention of modern scholarship is never focused on such connections, no particular interest is taken in what was accepted as authentic knowledge in times when astrological prophecy and enlightened science often went hand in hand. Kepler, the very distinguished and learned scientist, was not only the discoverer of the Laws named after him; not only was he one of the greatest astronomers of all time, but he devoted himself to astrological prophecy. In his time—also during the periods immediately preceding and following it—numbers of truly enlightened men were votaries of this art. Indeed if we think objectively about life as it was in those days, we realise that from their standpoint it was as natural to them to take this prophetic art, this prophetic knowledge, as seriously as our contemporaries take any genuine branch of science. When some prediction based upon the constellations—and made perhaps, at the birth of an individual—comes true later on, it is of course easy to say that the connection of this constellation with the man's life was only a matter of chance. Certainly it must be admitted in countless cases that astonishment at the fulfilment of astrological prediction is caused simply because it came true and because people have forgotten what did not come true. The contention of a certain Greek atheist is, in a sense, correct. He once came in his ship to a coastal town where, in a sanctuary, tokens had been hung by men who had vowed at sea that if they were saved from shipwreck they would make such offerings. Many, many tokens were hanging there—all of them the offerings of men who had been saved from shipwreck. But the atheist maintained that the truth could only be brought to light if the tokens of everyone who in spite of vows had actually perished in shipwreck, were also displayed. It would then be obvious to which category the greater number of tokens belonged. This implies that a really objective judgment could only be reached if records were kept not only of those astrological predictions which have come true, but also of those which have not. This attitude is perfectly justified but on the other hand there is certainly much that is very astonishing. As in these public lectures I cannot take for granted a fundamental knowledge of all the teachings of Spiritual Science, I must speak in a way which will convey an idea of the significance of the subjects we are studying. Even a confirmed sceptic must surely feel surprise when he hears the following. Keeping to well-known personages, let us take the case of Wallenstein. Wallenstein wished to have his horoscope drawn up by Kepler—a name honoured by every scientist. Kepler sent the horoscope. But the matter had been arranged with caution. Wallenstein did not write to Kepler giving him the year of his birth and saying that he would like him to draw up the horoscope, but an intermediary was chosen. Kepler therefore did not know for whom the horoscope was intended. The only indication given was the date of the birth. There had already been many important happenings in Wallenstein's life and he requested that they too should be recorded, as well as predictions made of those still to come. Kepler completed the horoscope as requested. As is the case with many horoscopes, Wallenstein found very much that tallied with his experiences. He began (it was often so in those days) to have great confidence in Kepler and on many occasions was able to adjust his life according to the prognostications. But it must be said too, that although many things tallied, many did not, so far as the past was concerned and, as subsequently transpired, the same was true of the predictions made about the future. It was so with numbers of horoscopes and in those days people were accustomed to say that there must be some inaccuracy in the alleged hour of birth and that the astrologer might be able to correct it. Wallenstein did the same. He begged Kepler to correct the hour of birth; the correction was only very slight but after it had been made, the prognostications were more accurate. It must be added here that Kepler was a thoroughly honest man and it went very much against the grain to correct the hour of birth. From a letter on the subject written by Kepler at the time it is obvious that he did not favour such procedure on account of the many possible consequences. Nevertheless he undertook to do what Wallenstein asked—it was in the year 1625—and gave further details about Wallenstein's future; above all he said that according to the new reading of the positions of the stars, the constellation that would be present in the year 1634 would be extremely unfavourable for Wallenstein. Kepler added—as well he might, for the date lay so far ahead—that even if this were a cause of alarm, the alarm would have passed away by the time of these unfavourable conditions. He did not therefore consider them dangerous for Wallenstein's plans. The prediction was for March 1634. And now think of it: within a few weeks of the period indicated, the causes occurred which led to the murder of Wallenstein. These things are at least striking! But let us take other examples—not of second-rate astrologers but of really enlightened men. The name of an extraordinarily learned man in this sphere will at once occur to us—Nostradamus. Nostradamus was a doctor of high repute who, among other activities, had rendered wonderful service during an epidemic of the plague; he was a man of profound gifts and the selflessness with which he devoted himself to his profession as a doctor is well known. It is known, too, that when on account of his selflessness he had been much maligned by his colleagues, he retired from his medical work to the isolation of Salon where, in 1566, he died. In Salon he began to observe the stars, but not as Kepler or others like Kepler had observed them. Nostradamus had a special room in his house into which he often withdrew and, as can be gathered from what he himself says, from this room he watched the stars, just as they presented themselves to his gaze. In other words he made no special mathematical calculations but immersed himself in what the soul, the heart, the imagination can discover when gazing with wonder at the starry heavens. Nostradamus spent many an hour of reverent, fervent contemplation in this curious chamber with its open views on all sides to the heavens. And from him there came not only specific predictions, but long series of diverse and remarkably true prophecies of the future. So much so, that Kemmerich, the historian of whom I spoke just now, cannot but be astonished and attach a certain value to the prophetic utterances of Nostradamus. Nostradamus himself made some of his prophecies known to the public and was naturally laughed to scorn in his day, for he could quote no astrological calculations. As he gazed at the stars his predictions seemed to rise up in him in the form of strange pictures and imaginations, for instance of the outcome of the battle at Gravelingen in the year 1558, where the French were defeated with heavy loss. Another prediction, made long beforehand, for the year 1559, was to the effect that King Henry II of France would succumb “in a duel” as Nostradamus put it. People only laughed, including the Queen herself, who said that this clearly showed what reliance could be placed upon prediction—for a King was above engaging in a duel. But what happened? In the year predicted, the King was killed in a tournament. And it would be possible to quote many, many predictions that subsequently came true. Again there is Tycho de Brahe, one of the brilliant minds of the 16th century and of outstanding significance as an astronomer. The modern world knows little of Tycho de Brahe beyond that he is said to have been one who only half accepted the Copernican view of the world. But those who are more closely acquainted with his life know what Tycho de Brahe achieved in the making of celestial charts, how vastly he improved the charts then existing, that he had discovered new stars and was, in short, an astronomer of great eminence in his day. Tycho de Brahe was also deeply convinced that not only are physical conditions on the Earth connected with the whole Universe, but that the spiritual experiences of men are connected with happenings in the great Cosmos. Tycho de Brahe did not simply observe the stars as an astronomer but he related the happenings of human life with happenings in the heavens. And when he came to Rostock at the age of 20, he caused a stir by predicting the death of the Sultan Soliman, which although it did not occur exactly on the day indicated, did nevertheless occur. The indication was not quite exact but this will probably not bring an outcry from historians, for they might well argue that if anyone were intent upon lying he would not tell a half-lie by introducing the difference of a mere day or so into the prediction. Hearing of this, the King of Denmark requested Tycho de Brahe to cast the horoscopes of his three sons. Concerning his son, Christian, the indications were accurate; less so in the case of Ulrich. But about Hans, the third son, Tycho de Brahe made a remarkable prediction, derived from the movements of the stars. He said: The whole constellation and everything to be seen goes to show that he is and will remain frail and is unlikely to live to a great age. As the hour of birth was not quite accurate, Tycho de Brahe gave the indications very cautiously ... he might die in his eighteenth or perhaps in his nineteenth year, for the constellations then would be extremely unfavourable. I will leave it an open question whether it was out of pity for the parents or for other reasons, that Tycho de Brahe wrote of the possibility of this terrible constellation in the eighteenth or nineteenth year being overcome in the life of Duke Hans ... if so, he said, God would have been his protector; but it must be realised that these conditions would be there, that an extremely unfavourable constellation connected with Mars was revealed by the horoscope and that Hans would be entangled in the complications of war; as in this constellation, Venus had ascendancy over Mars, there was just a hope that Hans would pass this period safely, but then, in his eighteenth and nineteenth years, there would be the very unfavourable constellation due to the inimical influence of Saturn; this indicated the risk of a “moist, melancholic” illness caused by the strange environment in which Hans would find himself. And now, what was the history of Duke Hans' life? As a young man he was involved in the political complications of the time, was sent to war, took part in the battle of Ostend and in connection with this, as Tycho de Brahe had predicted, had to endure the ordeal of terrible storms at sea. He came very near death, but as the result of friendly negotiations set on foot for his marriage with the daughter of the Czar he was recalled to Denmark. According to Tycho de Brahe's interpretation, the complications due to the unfavourable influences of Mars had been stemmed by the influences of Venus—the protector of love-relationships: Venus had protected the Duke at this time. But then, in his eighteenth and nineteenth years the inimical influence of Saturn began to take effect. One can picture how the eyes of the Danish Court were upon the young Duke: all the preparations for the marriage were made and the news that it had taken place was hourly awaited. But there came instead the announcement that the marriage was delayed, then news of the Duke's illness, and finally of his death. Such things made a great impression upon people at the time and must surely surprise posterity. Now world-history sometimes has its humorous sides! There was once, in a different domain altogether, a certain Professor who asserted that the brain of the female always weighs less than that of the male. After his death, however, his own brain was weighed and proved to be extremely light. He was the victim of humour in world-history! The horoscope of Pico de Mirandola (a descendant of the famous philosopher) prophesied that Mars would bring him great misfortune. He was an opponent of all such predictions. Tycho de Brahe proved to him that all his arguments against prognostications from the stars were false, and he died in the year that had been indicated as the period of the unfavourable influence of Mars. Numbers of examples could be quoted and we shall probably realise that in a certain sense it is not difficult to make objections. For example, a very distinguished modern astronomer—a man greatly to be respected too, for his humanitarian activities—has argued that Wallenstein's death cannot be said to have been correctly predicted in the horoscope drawn up by Kepler. In a certain respect such arguments must be taken seriously. We cannot altogether ignore Wilhelm Foerster's argument that Wallenstein knew what had been predicted; that in the corresponding year he remembered his horoscope, hesitated, did not take the firm stand he would otherwise have taken and so was himself the cause of the misfortune. Such objections are always possible. But on the other side it must be remembered that although in illustrations produced by science, external data are of value, the modern age accepts these data as an absolutely adequate basis for scientific truths. Many things may be problematical. But we should not shut our eyes to the fact that careful comparison of events that had actually occurred in life with indications obtained from the stars, did indeed lead, in earlier times, to confidence in prognostications of the future. People were certainly alive to mistakes but they did not conceal things that were genuinely astonishing, nor did they accept these things entirely without criticism. In those times too they were quite capable of criticism and in all probability applied it on many occasions. I wanted to quote very striking examples in order to show that in accordance with the standards of modern science too, it is possible to take these matters seriously. And even when we take what there is to be said against them, we shall have to admit that the reasons which in times of the relatively near past made brilliant minds place firm reliance in them, were not bad but sound and well-founded reasons. Even if these reasons are rejected, it must be admitted that the impression they made on brilliant and enlightened minds was such that these men believed—quite apart from details—that there is a connection between events in the lives of individuals and of peoples, and happenings in the Cosmos. These men believed that there is a real connection between the macrocosm, the great world, and the microcosm, the little world. They believed that human life on the Earth is not a chaotic flow of events but that law manifests in these events, that just as celestial events are governed by cyclic law, so too a certain cyclic law, a certain rhythm is manifest in human and earthly conditions. To explain what is here meant, I shall speak of certain facts that can be collated by observation, as truly as the most exacting facts of chemistry or physics today. But the observations must be made in the appropriate spheres. Suppose we observe something that happens in a man's life during his childhood. If we study the longer sweep of human life, remarkable connections will come to light, for example, between the life of earliest childhood and that of very old age; a connection is perceptible between what a man experiences in the evening of his life and what he experienced in early youth. We shall be able to say: If, during youth, we were shaken by emotions due to alarm or fright, we may possibly have been exempt from their effects all through our life, but in old age things may appear of which we know that their causes are to be sought in very early childhood. Again there are connections between the years of adolescence and the period immediately preceding old age. Life runs a circular course. We can go still further, taking as an example the case of someone who, say at the age of 18, was torn right away from the course his life had taken hitherto. Until then he may have been able to devote himself to study but was suddenly obliged to abandon this and become a merchant, perhaps because his father lost his money, or for some other reason. To begin with he gets on quite well but after a few years, great inner difficulties make their appearance. In trying to help such a person to overcome these difficulties, we cannot apply any general, abstract principles. We shall have to say to ourselves: At the age of 18 there was a sudden change in his life and at the age of 24—that is to say, six years later—difficulties cropped up in his life of soul. Six years earlier, in his twelfth year or thereabouts, certain things happened in his soul which actually explain the difficulties appearing in his twenty-fourth year: six years before, six years later—the change of profession lies between. Just as above a pendulum swinging to right and left there is a point of equilibrium, so, in the case quoted, the eighteenth year is a pivotal point. A cause generated before this pivotal point has its effect the same number of years afterwards. So it is in man's life as a whole. Human life takes its course not with irregularity but with regularity and according to law. Although the individual does not necessarily realise it, there is in every human life one centre-point; what lies before—youth and childhood—allows causes to rest in the depths of subsequent happenings, and then what took place a number of years before this centre-point of life reveals itself in its effects an equal number of years afterwards. In the sense that birth is the point polar to death, the happenings of childhood are the causes of happenings during the years that precede death. In this way life becomes comprehensible. In the case, for example, of illness occurring, say, at the age of 54, the only really intelligent approach is to look for a pivotal point at which a man passed through a definite crisis, reckoning back from there to some event related to the fifty-fourth year somewhat in the same sense as death is related to birth, or the other way round. The fact that happenings in human life reveal conformity to law and principle does not gainsay our freedom. Many people are apt to say that this conformity to law in the course taken by events contradicts man's freedom of will. But this is not the case and it can only appear so to superficial thinking. A human being who at the age, say, of 15, lays into the womb of time some cause, the effects of which he experienced in, say, his fifty-fourth year, no more deprives himself of his freedom than does someone who builds a house and then moves into it when it is ultimately ready. Logical thinking will never say that the man deprives himself of his freedom when he moves into the house. Nobody deprives himself of freedom by anticipating that causes will have their effects later on. This principle has nothing directly to do with freedom in life. Just as there are cyclic connections in the life of the individual, so too are there cyclic connections in the life of the peoples, and in life on the Earth in the general sense. The evolution of mankind on the Earth divides itself into successive epochs of culture. Two of the epochs most closely connected with our own, are the period of Assyrian-Egyptian-Chaldean civilisation and that of the later culture of Greece and Rome; then, reckoning from the decline of Greek and Roman culture and its aftermaths, comes our present epoch. According to all the signs of the times this will last for a very long time yet. There, then, we have three consecutive periods of culture. Close observation of the life of the peoples during these three epochs will reveal, during the Greco-Latin period, something like a pivotal point in the evolution of mankind. Hence, too, the curious fascinating of the culture of Greece and Rome. Greek art, Greek and Roman political life, Roman equity, the conception of Roman citizenship ... it all seems to stand like a kind of pivotal point in the stream of the evolutionary process: After it—our own epoch; before it—the Egypto-Chaldean epoch. In a remarkable way, those who observe deeply enough will perceive certain conditions of life during the Egypto-Chaldean period operating again today, in quite a different but nevertheless related form. In those times, therefore, causes were laid into the womb of the ages, which now in their effects come again to the fore. Certain methods of hygiene, certain ablutions customary in ancient Egypt, also certain views of life are now, strangely enough, in the forefront again—naturally in absolutely different forms; in short, the effects of causes laid down in ancient Egypt are becoming perceptible today. In between—like a fulcrum—lies the culture of Greece and Rome. The Egypto-Chaldean epoch was preceded by that of the most ancient Persian culture. According to the law of cyclic evolution, then, it can be foreshadowed that just as in our civilisation there is a cyclic re-emergence of Egypto-Chaldean culture, so ancient Persian culture will re-emerge in the epoch following our own. Law is revealed everywhere in the flow of evolution! Not irregularity, not chaos—but also not the kind of law conjectured by historians: that the causes of everything happening today are to be sought in the immediately preceding period, the causes of happenings in the recent past again in the immediately preceding period, and so forth. This is how historians build up a chain of events—the one directly following the other. Closer observation, however, reveals the existence of cycles, breaks ... what was once present appears again at a very much later time. External observation itself can discern this. But it will be quite apparent to those who study the evolution of humanity in the light of Spiritual Science that there is evidence of spiritual law in the flow of happenings, in the stream of the ‘Becoming’ and that a certain deepening of the life of soul will enable men actually to perceive the threads of these inner connections. And although it is not easy to grasp everything that belongs to this sphere, although it may sometimes tend to charlatanry or humbug and direct its appeal to the lower impulses and instincts, nevertheless the following is true: When a man is able to eliminate personal interests and quicken the hidden forces of spiritual life, so that his knowledge is drawn not merely from his environment or from remembrances of his own life and that of his nearest acquaintances, when he is uninfluenced by material and personal considerations ... then he grows beyond his own personality and becomes conscious of the presence of higher forces with him, which it is only a matter of developing by appropriate exercises. When these deeper forces are brought to the surface, happenings in the life of a human being will also reveal their hidden causes and such a soul will then glimpse the truth that whatever has transpired through the ages throws its effects into the future. The law presented to us by Spiritual Science is that no happenings—and this also applies to the domain of the Spiritual—float meaninglessly along the stream of existence; they all have their effects and we must discover the law underlying the manifestation of these effects in later times. Therewith the insight will come that this law also embraces the return of the individuality into the present earthly life, where the effects of earlier lives are working themselves out. Just as knowledge of the workings of Karma, the Law of Destiny, arises from insight into how causes lie in the womb of time and appear again in transformation, so too this insight was present in all those who have taken prophecy seriously or have actually engaged in it; they have been convinced that laws prevail in the course taken by human life and that the soul can awaken the forces whereby these laws may be fathomed. But the soul needs points of focus. In its facts, the world is an interconnected whole. Just as in his physical life the human being is affected by wind and weather, it is not difficult to assume that there are connections in everything around us, even though the details are obscure. Without actually seeking for laws of Nature, something in the courses of the stars and constellations evokes the thought: The harmonies perceptible there can call forth in us similar harmonies and rhythms according to which human life runs its course. Further observations will then lead on to the details. As may be read in the little book, The Education of the Child in the Light of Spiritual Science, epochs can be distinguished in the life of the individual: from birth to the change of teeth, from then to puberty, then the years up to twenty-one and again from twenty-one to twenty-eight ... 7-year periods clearly different in character and after which new kinds of faculties are present. If we know how to investigate these things we shall find clear evidence of a rhythmic stream in human life, which can as it were be found again in the starry heavens. Strikingly enough, if life is observed from this point of view (but such observation must be calm and balanced, without the wonted fanaticism of opponents) it will be found that round about the twenty-eighth year something in the life of soul indicates, in many cases, a culmination of what has come into being after four periods of seven years each. Four times seven years—twenty-eight years ... although the figure is not absolutely exact, this is the approximate time of one revolution of Saturn. Saturn revolves in a circle consisting of four parts, passes therefore through the whole Zodiacal circle, and its course has an actual correspondence with the course of man's life from birth to the twenty-eighth year. Just as the circle divides into four parts, so too these twenty-eight years divide into four periods of seven years each. There, in the revolution of a star in cosmic space, we see indications of similarity with the course taken by human life. Other movements in the heavens, too, correspond to rhythms in human life. Little attention is given today to the very brilliant researches made by Fliess, a doctor in Berlin; they are still only in the initial stage but if ever they are properly studied, the rhythmic flow of births and deaths in the life of humanity will be clearly perceived. All such research is only at the beginning; but in time to come it will be realised that one need only regard the stars and their movements as a great celestial clock and human life as a rhythm that runs its own course but is in a certain sense determined by the stars. Without looking for actual causes in the stars, it is quite possible to conceive that because of this inner relationship, human life runs its course with a like rhythm. Suppose, for example, we often go outside the door of our house or look out of the window at some particular time in the morning and always see a certain man on the way to his office ... we glance at the clock, knowing that every day he will pass at a definite time. Are the hands of the clock the cause of it? Of course not! ... but because of the invariable rhythm we can assume that the man will pass the house at a definite time. In this sense we can see in the stars a celestial clock according to which the life of man and of peoples runs its course. Such things may well be vantage-points for the observation and study of life, and Spiritual Science is able to indicate these deeper connections. We shall now understand why Tycho de Brahe, Kepler and others, worked on the basis of calculations—Kepler especially, Tycho de Brahe less. For insight into the soul of Tycho de Brahe reveals a certain similarity with that of Nostradamus. Nostradamus, however, does not need to make calculations at all; he sits up in his attic and gives himself up to the impressions made by the stars. He ascribes this gift to certain inherited qualities in his organism, which for this reason is no cause of hindrance to him. But he also needs that inner tranquillity of soul that arises after he has put away all thoughts, emotions, cares, and excitements of everyday life. The soul must face the stars in purity and freedom. And then what Nostradamus prophesies rises up in him in pictures and images; he sees it all before him in pictures. If he spoke in astronomical terms of Saturn or Mars being injurious, he would not, in predicting destiny, have been thinking of the physical Saturn or the physical Mars, but he would have pondered in this way: Such and such a man has a warlike nature, a temperament that loves fighting, but he also has a kind of melancholy making him subject to moods of depression which may even affect him physically. Nostradamus lets this interweave in his contemplation and a picture rises before him of future happenings in the man's life: the tendency to melancholy and the fighting spirit intermingle—“Saturn” and “Mars.” This is only a sense-image. When he speaks of “Saturn” and “Mars,” his meaning is: There is something in this man which presents itself to me as a picture but which can be compared with the opposition or conjunction between Saturn and Mars in the heavens. This was merely a way of expressing it; contemplation of the stars evoked in Nostradamus the seership that enabled him to see more deeply into souls than is otherwise possible. Nostradamus, therefore, was a man who by acting in a certain way was able to waken to life inner powers of soul otherwise slumbering within the human being. In a mood of devotion, of reverence, he completely put away all cares and anxieties, all concerns of the outer world. In utter forgetfulness of self, with no feeling of his own personality, his soul knew the truth of the axiom he always quoted: “It is God Who utters through my mouth anything I am able to tell you about your concerns. Take it as spoken to you by the Grace of your God I ...” Without such reverence there is no genuine seership. But this very attitude ensures that those who have it will not abuse or make illicit use of their gift. Tycho de Brahe represents a stage of transition between Nostradamus and Kepler. When we contemplate the soul of Tycho de Brahe, he seems to be one who is calling up remembrances from an earlier life, rather reminiscent of Greek soothe-saying. He has in him something that is akin to the soul of an ancient Greek seeking everywhere for the manifestations of cosmic harmony. Such is the attunement of his soul—and his astrological insight is really an attitude of soul—it is as if astronomical calculation were merely a prop helping him to call up those powers which enable pictures of happenings in the past or the future to take shape before him. Kepler's mind is more abstract, in the sense that modern thought is abstract—in a still higher degree. Kepler has to rely more or less upon pure calculation in which there is, of course, accuracy, for according to knowledge derived from clairvoyance there is an actual relation between the constellations and the actions of men. As time went on, astrology became more and more a matter of reckoning and calculation only. The gift of seership gave place to purely intellectual thought and it can truly be said that astrological forecasts now are nothing but intellectual deduction. The farther we go back into the past, the more we shall find that the utterances of the ancient prophets concerning the life of their peoples rose up from the very depths of their souls. So it was among the Hebrew prophets; in communion with their God and free of their personal interests and affairs, they were wholly given up to the great concerns of their people and could perceive what was in store. Just as a teacher foresees that certain qualities in a child will express themselves later on, and takes account of them, the Hebrew prophet beheld the soul of his people as one unit; the Past mellowed in his soul and worked in such a way that the consequences were revealed to him as a great vision of the Future. But now, what does prophecy mean in human life, what does it really signify? We shall find the answer by thinking of the following: There are certain great figures to whom we always trace streams of happenings in history. Although today the preference is for everyone to be at one level, because it goes against the grain when a single personality towers over all the others (in their desire that all faculties shall be equal, people are loath to admit that certain men are more forceful than the rest)—in spite of this, great and advanced leaders are at work in the process of historical evolution. Things have come to such a pass nowadays that the mightiest happenings are conceived to be the outcome simply of ideas and not to lead back to any one personality. There is a certain school of theology, which still claims to be Christian, although it contends that there need have been no Christ Jesus as an individual. In reply to the retort that world-history is after all made by men, one of these theologians said: That is as obvious as the fact that a forest is composed of trees; human beings make history in the same sense that trees make a forest ... But think of it—surely the whole forest could have grown up from a few grains of seed? Certainly the forest is composed of trees but the primary step is to find out whether it did not originate from grains of seeds once laid in the soil. So, too, it is a matter of inquiring whether it is not, after all, the case that events in human evolution lead back to this or that individual who inspired the rest. This conception of world-history suggests the thought of “surplus” forces in men who play leading parts in the evolution of humanity. Whether they apply these forces for good or ill is another matter. Such men work upon their environment out of the surplus forces within them. These surplus forces, which need not be drawn upon for the affairs of personal life, may express themselves in deeds or they may find no outlet in deeds; but with others, some kind of hindrance always seems to prevent this. Nostradamus is an interesting example: he was a doctor and in this capacity brought blessing to very many human beings. But the thought that someone is doing good, often goes against the grain! Nostradamus became an object of envy and jealousy and was accused of being a Calvinist. To be a Jew or a Calvinist was looked upon askance and circumstances therefore forced him to withdraw from his work of healing and abandon his profession. But were the forces used in this inspiring work no longer within him when he had retired? Of course they were! Physics believes in the conservation of energy or force. What happened in the case of Nostradamus was that when he threw up his work, the forces in him took a different direction. If his medical activities had continued, these forces would have produced quite other effects in the future. For where can our deeds really be said to end? If, like Nostradamus, we withdraw from some activity, the flow of our deeds is suddenly stemmed—but the forces themselves are still there. The forces in Nostradamus' soul remained and were transformed, so that what might have expressed itself in deeds at some future time, rose up before him in pictures. In his case, deeds were transformed into the gift of seership. The same may be true of human beings endowed with a faculty for prophecy today; and it was true in the case of the ancient Hebrew prophets. As biblical history indicates, these men had a real connection with forces belonging to the past and to the future of their people; their own soul, their personal life, was nothing to them. They were not war-like by nature but had within them surplus forces which from the very beginning took the same form as those of Nostradamus after their transformation. Forces, which in others poured into deeds, revealed themselves to the Hebrew prophets in the form of mighty pictures and visions. The gift of seership is directly connected with the urge to action in men, with the transformation of surplus forces in the soul. Seership is therefore by no means an incomprehensible faculty; it can be reconciled with the kind of thinking pursued in natural science itself. But it is obvious, too, that the gift of seership leads beyond the immediate Present. What is the way, the only way, of reaching out beyond the Present? It is to have ideals. Ideals, however, are usually abstract: man sets them before him and believes that they conform to the realities of the Present. But instead of setting up abstract ideals, a man who desires to work in line with the aims of the super-sensible world tries to discover causes lying in the womb of the ages, asking himself: How do these causes express themselves in the flow of time? He approaches this problem not with his intellect but with his deeper faculty of seership. True knowledge of the Past—when this is acquired by the operations of deeper forces and not by way of the intellect—calls up before the soul pictures of the Future, which more or less conform to fact. And one who rightly exercises the gift of seership today, after having pondered the stream of evolution in olden times, will find a picture rising up before him as a concrete ideal. This picture seems to tell him: Mankind is standing at the threshold of transition; certain forces hitherto concealed in darkness are becoming more and more apparent. And just as today people are familiar with intellect and with imagination, so in a Future by no means distant, a new faculty of soul will be there to meet the urge for knowledge of the super-sensible world. The dawn of this new power of soul can already be perceived. When such glimpses of the Future astonish us, our attitude will not be that of the fanatic, neither will it be that of the pure realist, but we shall know why we do this or that for the sake of spiritual evolution. This, fundamentally, is the purpose of all true prophecy. We realise that this purpose is achieved even when the pictures of the Future outlined by the seer may not be absolutely accurate. Anyone who is able to perceive the hidden forces of the human soul knows better than others that false pictures may arise of what the Future holds in store; he understands, too, why the pictures are capable of many interpretations. To say that although certain indications have been given, they are vague and ambiguous does not mean very much. Such pictures may well be ambiguous. What matters, is that impulses connected with evolution as it moves on towards the Future, shall work upon and awaken slumbering powers in man. These prophesyings may or may not be accurate in every detail: what matters is that powers shall be awakened in the human being! Prophecy, therefore, is to be conceived less as a means of satisfying curiosity by prediction of the Future than as a stimulating realisation that the gift of seership is within man's grasp. Shadow-sides there may well be—but the good sides are there too! The good side will be revealed above all when men do not go blindly through the day nor blindly onwards into a remote future but can set their own goals and direct their impulses in the light of knowledge. Goethe, who has said so many wonderful things about the affairs of the world, was right when he wrote down the words: “If a man knew the Past, he would know what the Future holds; both are linked to the Present as a Whole complete in itself.” (“Wer das Vergangene kennte, der wusste das Kunftige; beides schliesst an heute sich rein, als ein Vollendetes, an.”) This is a beautiful saying from the “Prophecies of Bakis.” And so the raison d'être of prophecy does not lie in the appeasement of curiosity or the thirst for knowledge, but in the impulses it can give to work for the sake of the Future. The unwillingness to be really objective about prophecy today is due to the fact that our age sets too high a value on purely intellectual knowledge—which does not kindle impulses of will. But Spiritual Science will bring the recognition that although there have been many shadow-sides in the realm of ancient and modern prophecy, nevertheless in this striving for consciousness of the Future a seed has formed, not for the appeasement of cravings for knowledge or of curiosity, but as fire for our will. And even those who insist upon judging everything in the human being by cold, intellectual standards, must learn from this vista of the world that the purpose of prophecy is to stimulate the impulses of will. Having considered how attacks against prophecy may be met and having recognised its core and purpose, we have a certain right to say: In this domain lie many of those things with which academic philosophy will have nothing to do ... that is certainly true. But the light of this very knowledge will reveal, in connection with those facts which illustrate the other saying, that data of intellectual knowledge—however correct they may be—are sometimes completely valueless because they are incapable of engendering impulses of will. Just as it is true that there are many things undreamed of by philosophy, so on the other side it is true that a great deal in the realm of scientific research into the things of heaven and earth comes to nothing because it does not quicken the seed of right endeavour. But progress in life must be made in the light of a kind of knowledge which reveals that at the beginning, the middle and the end, everything turns upon human activity, human deeds! |
164. The Value of Thinking for Satisfying our Quest for Knowledge: The Relationship Between Spiritual Science and Natural Science II
27 Sep 1915, Dornach Rudolf Steiner |
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Enchantingly, it smiles and beckons In those moments of mystery The divine to us Alone, we want to grasp it, And also captivate it, even in the garb of transience And call, a second, foolish self Chaining ourselves to our destiny: “Found - found!” Only gods and fairy-tale heroes are refreshed by the nectar of eternal folly, little people are guided by reason, and reason, the ravenous giantess, she feeds and strengthens herself only from shattered ideals! |
She told me that, according to the materialistic-mechanical view, she did not believe in God and thus also not in the opponent of God, Satan. But she had an enormous power of human experience and that is what shaped her in the great two-volume epic “Robespierre”, which is permeated throughout by such moods as you have heard. |
For example, if you are looking for the cause of the son, you have to look for complexes of causes in the father and mother in order to be able to say that these are the causes of the child. But it is also true that although such causes may be present, they have no effect, namely when a woman and a man have no children. |
164. The Value of Thinking for Satisfying our Quest for Knowledge: The Relationship Between Spiritual Science and Natural Science II
27 Sep 1915, Dornach Rudolf Steiner |
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In connection with Mr. von Wrangell's description of the materialistic-mechanical world view, I spoke yesterday of the poet Marie Eugenie delle Grazie as an example of someone who really took the materialistic world view seriously, I would even say at its word. One could indeed ask: How must a person who has elementary, strong feelings for everything human that has been instilled in people through historical development, how must such a person feel when they assume the materialistic-mechanical worldview to be true? That is more or less how Marie Eugenie delle Grazie – it was now 25 to 30 years ago – faced the materialistic-mechanical world view. She called Haecke/ her master and assumed that, to a certain extent, Laplace's head with its world view is right. But she did not express this world view in theory, but also allowed human feeling to speak, on the assumption that it is true. And so her poems are perhaps the most eloquent testimony to the way in which the human heart can relate to the materialistic-mechanical world view in our time, what can be sensed, felt, and perceived under her premise. And so that you may have a vivid example of the effect of the materialistic-mechanical view on a human heart, we will first present some of these poems by Grazia Deledda. [Recitation by Marie Steiner]
I believe that it is precisely in such an example that one can see where the materialistic-mechanical world view must lead. If this world-view had become the only one prevailing and if men had retained the power of feeling, then such a mood as that expressed in these poems must have seized men in the widest circle, and only those who would have continued to live without feeling, only these unfeeling ones could have avoided being seized by such a mood. You don't get to know and understand the way of the world in the right way through those merely theoretical thoughts with which people usually build worldviews, but you only get to know the strength of a worldview when you see it flow into life. And I must say that it was a profound impression when I saw, now already a very long time ago, the mechanistic-materialistic worldview enter the ingenious soul – for she may be called an ingenious soul – of Marie Eugenie delle Grazie. But one must also consider the preconditions that led to a human heart taking on the mechanistic-materialistic worldview. Marie Eugenie delle Grazie is, after all, by her very background, I would say a cosmopolitan phenomenon. She has blood of all possible nationalities in her veins from her ancestors. She got to know the sorrows of life in early childhood, and she also learned in early childhood how to rise to find something that carries this life to a higher power through a higher power; because her educator became a Catholic priest who died a few years ago. The genius of Delle Grazie revealed itself in the fact that she had already written a book of lyric poems, an extensive epic, a tragedy and a volume of novellas by the time she was 16 or 17. However much one might object to these poems from this or that point of view, they do express her genius in a captivating way. I came across these poems back in the 1880s, when they were first published, and at the same time I heard a lot of people talking about Delle Grazie. For example, I heard that the esthete Robert Zimmermann, who wrote an aesthetics and a history of aesthetics and was an important representative of the Herbartian school of philosophy (the Herbartians are now extinct), and who was already an old man at the time, said: Delle Grazie is the only real genius he has met in life. A series of circumstances then led to me becoming personally acquainted with and befriending delle Grazie, and a great deal was said between us about worldviews and other matters. It was a significant lesson to see on the one hand the educator of delle Grazie, the Catholic priest, who, professionally immersed in Catholicism, had come to a worldview that he only expressed with irony and humor when he spoke more intimately, and on the other hand, delle Grazie herself. From the very first time I spoke to her, it was clear that she had a deep understanding of the world and life. As a result of her education by the priest, she had come to know Catholic Christology from all possible perspectives, which one could get to know if one was close to Professor Mäüllner - that is this priest - who, for his part, had also looked deeply into life. All this had taken shape in the delle Grazie in such a way that the world view she had initially been given by this priest – you have to bear in mind that I am talking about a seventeen-year-old girl – that life brings in the way of evil and wickedness, pain and suffering, so that the idea of a work of fiction arose from this, which she explained to me in a long conversation: she wanted to write a “Satanide”. She wanted to show the state of suffering and pain in the world on the one hand, and on the other hand the world view that had been handed down to her. Now the materialistic-mechanical worldview fell into such a soul. This worldview has a strong power of persuasion, it unfolds a huge power of logic, so that it is difficult for people to escape it. I later asked Delle Grazie why she had not written the Satanide. She told me that, according to the materialistic-mechanical view, she did not believe in God and thus also not in the opponent of God, Satan. But she had an enormous power of human experience and that is what shaped her in the great two-volume epic “Robespierre”, which is permeated throughout by such moods as you have heard. I heard her read many of the songs myself while she was still writing it. Two women became sick at one point. They could not listen to the end. This is characteristic of how people delude themselves. They believe in the science of materialism, but if you were to show them the consequences, they would faint. The materialistic worldview truly makes people weak and cowardly. They look at the world with a veil and yet still want to be Christians. And that, in particular, seemed to Marie Eugenie delle Grazie to be the worst thing about existence. She said to herself something like the following: Everything is just swirling atoms, atoms swirling around in confusion. What do these whirling atoms do? After they have clumped together into world bodies, after they have caused plants to grow, they clump together people and human brains and in these brains, through the clumping together of atoms, ideals arise, ideals of beauty, of all kinds of greatness, of all kinds of divinity. What a terrible existence, she said to herself, when atoms whirl and whirl in such a way that they make people believe in an existence of ideals. The whole existence of the world is a deception and a lie. That is what those who are not too cowardly to draw the final consequences of the materialistic-mechanical world view say. Delle Grazie says: If this world of whirling atoms were at least true, then we would have whirling atoms in our minds. But the whirling atoms still deceive us, lie to us, as if there were ideals in the world. Therefore, when one has learned to recognize the consequences that the human mind must draw when it behaves honestly in relation to the materialistic-mechanical world view, then one has again one of the reasons for working on a spiritual world view. To those who always say, “We have everything, we have our ideals, we have what Christianity has brought so far,” it must be replied, Have we not brought about the powerful mechanistic-materialistic worldview through the way we have behaved? Do you want to continue like this? Those who want to prove the unnecessaryness of our movement because this or that is presented from other sides should consider that despite the fact that these other sides have been working for centuries, the mechanistic-materialistic worldview has grown. The important thing is to try to grasp life where it actually occurs. It does not depend on what thoughts we entertain, but on our looking at the facts and allowing ourselves to be taught by them. I have often mentioned that I once gave a lecture in a town on the subject of Christianity from the standpoint of spiritual science. There were two priests there. After the lecture they came to me and said: That is all very well and good what you say there, but the way you present it, only a few understand it; the more correct way is what we present the matter, because that is for all people. — I could say nothing other than: Excuse me, but do all people really go to you? That you believe it is for all people does not decide anything about the matter, but what really is, and so you will not be able to deny that numerous people no longer go to you. And we speak for them because they also have to find the way to the Christ. — That is what one says when one does not choose the easy way, when one does not simply find one's own opinion good, but lets oneself be guided by the facts. Therefore, as you could see yesterday, it is not enough to simply read the sentences of a work like the Wrangell book in succession, but rather to tie in with what can be tied in. I would like to give you an example of how different writings in our branches can be discussed, and how what lives in our spiritual science can clearly emerge by measuring it against what is discussed in such brochures. The next chapter in Wrangell's brochure is called:
Here, Mr. von Wrangell expresses himself on the formation of concepts in a way that is very popular and is very often given. One says to oneself: I see a red flower, a second, a third red flower of a certain shape and arrangement of the petals, and since I find these the same, I form a concept about them. A concept would thus be formed by grouping together the same from different things. For example, the concept of “horse” is formed by grouping a number of animals that have certain similarities in a certain way into a single thought, into a single idea. I can do the same with properties. I see something with a certain color nuance, something else with a similar color nuance, and form the concept of the color “red”. But anyone who wants to get to the bottom of things must ask themselves: is this really the way to form concepts? I can only make suggestions now, otherwise we would never get through the writing, because you can actually always link the whole world to every thing. To illustrate how Mr. von Wrangell presents the formation of concepts, I will choose a geometric example.1 Let us assume that we have seen different things in the world and that we find something limited one time, something else limited the next time, and something else limited the third time, and so on for countless times. We often see these similar limitations and now, according to Mr. von Wrangell's definition, we would form the concept of a “circle”. But do we really form the concept of a circle from such similar limitations? No, we only form the concept of a circle when we do the following: Here is a point that is a certain distance from this point. There is a point that is the same distance from that point, and there is another point that is the same distance and so on. I visit all the points that are the same distance from a certain point. If I connect these points, I get a line, which I call a circle, and I get the concept of the circle if I can say: the circle is a line in which all points are the same distance from the center. And now I have a formula and that leads me to the concept. The inner elaboration, the inner construction actually leads to the concept. Only those who know how to conceptualize in this way, who know how to construct what is present in the world, have the right to speak of concepts. We do not find the concept of a horse by looking at a hundred horses to find out what they have in common, but we find the essence of the horse by reconstructing it, and then we find what has been reconstructed in every horse. This moment of activity, when we form ideas and concepts, is often forgotten. In this chapter too, the moment of inner activity has been forgotten. The next chapter is called:
Thus, in a very neat way, as they say, Mr. Wrangell seeks to gain ideas about the concepts of space and time, of movement, being and happening. Now it would be extremely interesting to study how, in this chapter, everything is, I might say, “slightly pursed” despite everything. It would be quite good for many people - I don't want to say just for you, my dear friends, but for many people - if they would consider that a very astute man, an excellent scientist, forms such ideas and goes to great lengths to form ideas about these simple concepts. At the very least, a great deal of conscientiousness in thinking can be learned from this. And that is important; for there are so many people who, before they think about anything, the cosmos, do not even feel the need to ask themselves: How do I arrive at the simple ideas of being, happening and movement? - As a rule, that is too boring for people. Now, a deeper examination would show that the concepts, as Mr. von Wrangell forms them, are quite easily linked. For example, Mr. von Wrangell says so offhand: “The sense of touch in connection with seeing creates the idea of space.” Just think, my dear friends, if you do not use the writing board to draw a circle, but draw the circle in your imagination, what does the sense of touch have to do with it, what does seeing have to do with it? Can you still say: “The sense of touch in connection with seeing creates the idea of space”? You cannot. Someone might object, however, that before one can draw a circle in one's imagination, one must have gained the perception of space, and that one gains this through the sense of touch in combination with seeing. Yes, but here it is a matter of considering what kind of perception we form at the moment when we touch something through the sense of touch. If we imagine ourselves as endowed only with the sense of touch and touching something, we form the idea that what we touch is outside us. Now take this sentence: “What we touch is outside us.” In the “outside us” lies space, that is, when we touch an object, we must already have space within us in order to carry out the touching. That was what led Kant to assume that space precedes all external experiences, including the experience of touching and seeing, and that time likewise precedes the multiplicity of processes in time; that space and time are the preconditions of sensory perception. In principle, such a chapter on space and time could only be written by someone who has not only thoroughly studied Kant but also is familiar with the entire course of philosophy; otherwise, one will always have carelessly defined terms with regard to space and time. It is exactly the same with the other terms, the terms of “being” and “happening”. It could easily be shown that the concept of being could not exist at all if the definition given by Mr. von Wrangell were correct. For he says: “When things that we perceive through our senses evoke the same sensory impressions within a certain period of time, we gain the idea of ‘being’, of existence. If, on the other hand, the impressions received from the same thing change, we gain the idea of 'happening'. You could just as easily say: If we see that the sensations of the same thing change, we must assume that this change adheres to a being, occurs in a being. We could just as easily claim that it is only through change that being is recognized. And if someone wanted to claim that we can only arrive at the concept of being if the same impressions are evoked within a certain time – just think! – then if we wanted to arrive at the concept of being in this way, it would be quite possible that we would not be able to arrive at the concept of being at all; there would be nothing at all that could be connected to the concept of being. In this chapter, “Concepts of Space and Time,” we can learn how to find concepts that are fragile in all possible places with great acumen and extraordinarily honest scientific rigour. If we want to form concepts that can survive a little in the face of life, then we must have gained them in such a way that we have at least to some extent tested them in terms of their value in life. You see, that is why I said that I had only found the courage to talk to you about the last scenes of “Faust” because for more than thirty years I have repeatedly lived in the last scenes of “Faust” and tried to test the concepts in life. That is the only way to distinguish valid concepts from invalid ones; not logical speculation, not scientific theorizing, but the attempt to live with the concepts, to examine how the concepts prove themselves by introducing them into life and letting life give us the answer, that is the necessary way. But this presupposes that we are always inclined not merely to indulge in logical fantasies, but to integrate ourselves into the living stream of life. This has a number of consequences; above all, that we learn to believe that if someone can present seemingly logical proofs for this or that – I have mentioned this often – they have by no means yet presented anything for the value of the matter. The next chapter is called:
Mr. von Wrangell is taking the standpoint of the so-called principle of causality here. He says: All rational thinking must assume that everything we encounter is based on a cause. In a sense, one can agree with this principle of causality. But if you want to measure its significance for our vital world view, then you have to introduce much, much more subtle concepts than this formal principle of causality. Because, you see, to be able to indicate a cause or a complex of causes for a thing, it takes much more than just following the thread of cause and effect, so to speak. What does the principle of causality actually say? It says: a thing has a cause. The thing that I am drawing here [the drawing has not been handed down] has a cause, this cause has another cause and so on; you can continue like this until beyond the beginning of the world and you can do the same with the effect. Certainly this is a very reasonable principle, but you don't get very far with it. For example, if you are looking for the cause of the son, you have to look for complexes of causes in the father and mother in order to be able to say that these are the causes of the child. But it is also true that although such causes may be present, they have no effect, namely when a woman and a man have no children. Then the causes are present, but they have no effect. With the cause, it just depends on whether it is not just a cause, but that it also causes something. There is a difference between “being the cause” and “causing”. But even the philosophers of our time do not get involved in such subtle differences. But if you take things seriously, you have to deal with such differences. In reality, it is not a matter of causes being there, but of their effecting something. Concepts that exist in this way do not necessarily correspond to reality, but they allow us to indulge our imagination. Goethe's world view is fundamentally different. It does not go to the causes, but to the archetypal phenomena. That is something quite different. For Goethe takes something that exists in the world as an appearance, that is, as a phenomenon - let us say that certain color series appear in the prism - and he traces it back to the archetypal phenomenon, to the interaction of matter and light, or, if we take matter as representing darkness, to darkness and light. In exactly the same way, he deals with the archetypal phenomenon of the plant, the animal and so on. This is a world view that faces facts squarely and does not merely spin out concepts logically, but groups the facts in such a way that they express a truth. Try to read what Goethe wrote in his essay “The Experiment as Mediator between Subject and Object” and also what I was able to publish as a supplement to this essay. Also try to read what I my introductions to Goethe's scientific writings in Kürschner's Deutsche National-Literatur, then you will see that Goethe's view of nature is based on something quite different from that of modern natural scientists. We must take the phenomena and group them not as they exist in nature, but so that they express their secrets to us. To find the archetypal phenomenon in the phenomena is the essential thing. This is what I also wanted to imply yesterday when I said that one must go into the facts. What people like us think of the mechanistic-materialistic world view is of little consequence. But if one can show how, in 1872, one of its representatives stood before the assembled natural scientists in Leipzig and said that the task of natural science was to reduce all natural phenomena to the movements of atoms, then one points to a fact that also points to a primal phenomenon of historical development. The reduction of historical development to primal phenomena is demonstrated by pointing out what Du Bois-Reymond said, because that is a primal phenomenon in the materialistic-mechanical worldview process. If you proceed in this way, you no longer learn to think like in a glass chamber, but to think in such a way that you become an instrument for the facts that express their secrets, and you can then test your thinking to see whether it really conforms to the facts. I will relate the following not to boast but to tell of my own experiences as far as possible. I prefer to speak of things I have experienced rather than of various things I have thought out. If anyone absolutely insists on believing that what I am about to say is said to boast, let him believe it, but it is not so. When I tried to describe Goethe's world view in the 1980s, I said, based on what one finds when one immerses oneself in it: Goethe must have written an essay at some point that expresses the most intimate aspects of his scientific view. And I said, after reconstructing the essay, that this essay must have existed, at least in Goethe's mind. You can find this in my introduction to Goethe's scientific writings. You will also find the reconstructed essay there. I then came to the Goethe Archive and there I found the essay exactly as I had reconstructed it. So you have to go with the facts. Those who seek wisdom let the facts speak. This is, however, the more uncomfortable method, for one must concern oneself with the facts; one need not concern oneself with the thoughts that arise. The next chapter is entitled:
If I were to read you “Truth and Science,” I could show you the correct thought and the correct understanding, and show you how this is another example of superficial thinking. First of all, I would like to know how there could ever be a mathematics if we were to start from our sensations in all our thinking. Then we would never be able to arrive at a mathematics. For what should our sensation be when we ask: What is the magnitude of the sum of the squares of the two legs of a right-angled triangle in relation to the square of the hypotenuse? But Wrangell says: “Since our sensation is that from which we, as the directly given, start in all thinking, we also judge what we address as the external world, first of all, according to what goes on in us.” - You can't do much with this sentence. We want to see further:
I have said before: the child pushes against the table and beats the table because it attributes a will to it. It judges the table as its equal because it has not yet developed the idea of the table in itself. It is exactly the opposite, and the next chapter also suffers from this confusion:
If we wish to speak of the regularities in nature in this way, then we must not forget that we speak of such regularities in quite different ways. I pointed this out in “Truth and Science”. Let us suppose, for example, that I get dressed in the morning, go to the window and see a person walking by outside. The next morning I get dressed again, look out the window again, and the person passes by again. The third morning the same thing happens, and the fourth morning as well. I see a pattern here. The first thing I do is get dressed, then I go to the window; the next thing is that I see the person walking outside. I see a pattern because the events repeat themselves. So I form a judgment, and it should be: Because I am getting dressed and looking out the window, that's why the man is passing by outside. Of course, we don't form such judgments, because it would be crazy. But in other cases it seems as if we do; but in reality we don't even then. But we do form concepts, and from the inner construction of the concepts we find that there is an inner lawfulness in the appearances. And because I cannot construct a causality between my getting dressed, looking out the window and what passes by outside, I do not recognize any causality either. You can find more details about this in “Truth and Science”. There you will find all the prerequisites, including the one presented by David Hume, that we can gain knowledge about the laws of the world from repetition. The next chapter is called:
Goethe objected to such conclusions: Did a Galileo need to see many phenomena like the swinging kitchen lamp in the dome of Pisa to arrive at his law of falling bodies? No, he recognized the law after seeing this phenomenon. That's how he understood it. It is not from the repetition of facts, but from the inwardly experienced construction of facts that we learn something about the essence of things. It was a fundamental error of modern epistemology to assume that we can gain something like the laws of nature by summarizing the facts. This so obviously contradicts the actual gaining of natural laws, and yet it is repeated over and over again. The next chapter:
The chapter is therefore called “Astronomy, the oldest science”. Now one would actually first have to go into what the oldest astronomy was like. Because the main thing to consider is that the oldest astronomy was such that people did not look at the regularity, but at the will of the spiritual beings that cause the movements. However, the author has today's astronomy in mind and labels it as the oldest science. Sometimes it is really necessary to pursue the truth in one's method quite unvarnished, that is, with no varnished method. And when the chapter here on page 13 is called “Astronomy, the oldest science,” I compare it - because I stick to the facts and don't worry about them - with what is on page 3. It says there, “that according to my studies I am an astronomer.” Perhaps it could be that someone who is a mathematician or a physiologist would come to a different conclusion; so one should not forget what is written on page 3. It is of great importance to point out a person's subjective motives much more than one usually does, because these subjective motives usually explain what needs to be explained. But when it comes to subjective motives, people are really quite peculiar. They want to admit as few subjective motives as possible. I have often mentioned a gentleman whom I had met and who said that when he did this or that, it was important for him not to do what he wanted to do according to his personal preference, but to do what corresponded least to his personal preference, but which he had to regard as his mission imposed on him by the spiritual world. It was of no use to make it clear to him that he must also count licking his fingers as part of his spiritual mission when he says to himself: I do everything according to my mission imposed on me by the spiritual world. — But he masked that, because he liked it better when he could present what he liked to do so much as a strict sense of duty. The next chapter:
Do you remember the lecture on speed that I once gave here? [In this volume.]
This is where the learned scientist begins to speak. You only need to look around a little to see what a desire for objectivity permeates scientists, to strive for what is independent of the subjective human being, to strive to apply objective standards. The most objective way to do this is to actually measure. That is why what is gained through measurement is considered real science. That is why Mr. von Wrangell talks about the measurement itself in the next chapter.
This is a very nice little chapter, which vividly demonstrates how, through measurement, something can initially be said about size ratios. The next chapter:
You see, this chapter is so good because it allows us to visualize in simple terms how we take shortcuts in life. We can easily see this if we start with the old clocks, with the water clocks. Suppose a man who used the water clock had said, “It took me three hours to do this work.” What does that mean? What does that mean? You would think that everyone understands this. But you don't consider that you are already relying on certain assumptions. Because the person concerned should actually have said, if he had expressed facts: While I was working, so and so much water flowed out from the beginning to the end of my work. Instead of always saying: from the beginning to the end of my work, so and so much water has flowed out, we compared the outflow of water with the course of the sun and used an abbreviation, the formula: I worked for three hours. We then continue to use this formula. We believe we have something factual in mind, but we have left out a thought, namely, so and so much of the water has flowed out. We have only the second thought as an abbreviation. But by giving ourselves the possibility that such a fact becomes a formula, we distance ourselves from the fact. And now think about the fact that in life we not only bring together work and a formula, but that we actually talk in formulas, really talk in formulas. Just think, for example, what it means to be “diligent”. If we go back to the facts, there is an enormous amount of facts underlying the formula “to be industrious”. We have seen many things happen and compared them with the time in which they can happen, and so we speak of “being industrious”. A whole host of facts is contained in this, and often we speak such formulas without reflecting on the facts. When we come back to the facts, we feel the need to express our thoughts in a lively way and not in nebulous formulas. I once heard a professor give a lecture who began a course on literary history by saying: “When we turn to Lessing, we want to look at his style, first asking ourselves how Lessing used to think about the world, how he worked, how he intended to use it, and so on. And after he had been asking questions like this for an hour, he said: “Gentlemen, I have led you into a forest of question marks!” Now just imagine a “forest of question marks,” imagine you want to go for a walk in this forest of question marks; imagine the feeling! Well, I also heard this man say that some people throw themselves into a “bath of fire.” I always had to think about what people look like when they plunge into a fire bath. You often meet people who are unaware of how far they are from reality. If you immerse yourself in their words, in their word-images, and try to make sense of what their words mean, you find that everything disintegrates and flies apart, because what people say is not possible in reality. So you can learn a great deal from these perceptive chapters on 'Measuring' and on 'The Principle Underlying Clocks', a great deal indeed. I cannot say with certainty when I will be able to continue discussing the following chapters of this booklet. Today I would just like to note that, of course, I only wanted to highlight examples and that, of course, this can be done in a hundred different ways. But if we do this, we will ensure that our spiritual-scientific movement is not encapsulated, but that we really pull the strings throughout the world. Because the worst thing would be if we closed ourselves off, my dear friends. I have pointed out that thinking is of particular importance and significance, and therefore it is important that we also take some of what has been placed before our souls in recent weeks, so that we think about it, understand it in the most one-sided way and implement it in life. For example, when people have spoken of “mystical eccentricity,” then that has happened for a good reason. But if people now think that one should no longer speak of spiritual experiences, that would be the greatest nonsense. If spiritual experiences are true, then they are realities. The important thing is that they are true and that we remain within spiritual boundaries. It is important that we do not fall from one extreme to the other. It is more important that we really try not only to accept spiritual science as such, but also to realize that spiritual science must be placed within the fabric of the world. It would certainly be wrong to believe that one should no longer do spiritual science at all, but only read such brochures in the branches. That would also be an incorrect interpretation. One must reflect on what I meant. But the great evil that I have indicated, that many people write instead of listening, is prevented by the fact that we listen and do not write. Because if only the kind of nonsense that really happens when lectures are transcribed is produced when they are rewritten, and we believe that we definitely need transcribed lectures, then, my dear friends, I have to say, firstly, that we place little value on what has appeared in print, because there is actually plenty of material that has already been printed; and secondly, it is not at all necessary for us to always chase after the very latest. This is a quirk of journalism that people have adopted, and we must not cultivate it here. Thoroughly working through what is there is something essential and meaningful, and we will not spoil our ability to listen carefully by copying down what we hear, but will have a desire to listen carefully. Because scribbling something down rarely results in anything other than spoiling the attention we could develop by listening. Therefore, I believe that those of us who want to work in the branches will find opportunities when they think they have no material, but they do have such material. They no longer have to go to each person who has copied down the lecture to get rewritten lectures, just so that they can always read the latest one aloud. Really, it depends on the seriousness, and the fact that work in this direction has not been very serious has produced many phenomena, albeit indirectly, from which we actually suffer. So, my dear friends, I don't know yet exactly; but when it is possible again, then perhaps on Saturday I will continue the discussion of the excellent, astute brochure by Mr. von Wrangell, which I have chosen because it was written by a scientist and has a positive and not a negative content.
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298. Rudolf Steiner in the Waldorf School: Address and discussion at a parents' evening
09 May 1922, Stuttgart Translated by Catherine E. Creeger Rudolf Steiner |
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At this point I cannot go into how this desire arose, but it came about at a time when people had renounced their allegiance to the old gods and now expected to receive all the blessings of humanity’s evolution and everything needed to advance it from a new god, the god of the State. Central Europe in particular was an area where people were especially intent on seeing the god of the State as a universal remedy, especially in the education of children. In those times, the principle that was applied as a matter of course was that parliaments and large advisory bodies and so on were gatherings in which geniality could flourish, even if the individuals involved in these representative gatherings were not impressive in their degree of enlightenment. |
I appeal to you to consider as a matter of course that since we could not avoid having school in session in the afternoon, the reasons we took into account took precedence. A father asks that the students taking the Abitur be tested by a committee of Waldorf teachers. Dr. |
298. Rudolf Steiner in the Waldorf School: Address and discussion at a parents' evening
09 May 1922, Stuttgart Translated by Catherine E. Creeger Rudolf Steiner |
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Ladies and gentlemen! What I would like to do on this occasion is not actually to give a lecture, but rather to encourage as widespread an understanding as possible between those who are involved in the leadership and work of the Waldorf School and the parent body. The reason for this is that I really believe that this understanding, this working together of the parents with the teachers and others involved in the leadership of the school is something extraordinarily necessary and significant. Allow me to begin by describing an experience I had not long ago, an experience that will illustrate the importance of the issue I have just pointed out. Several weeks ago it was my task to take part in the festival in Stratford-on-Avon in England, a festival organized to celebrate the birthday of Shakespeare.1 This Shakespeare festival was one that took place wholly under the influence of education issues. It was organized by people who are deeply interested in the education of children and adults. It can also be said that during this entire festival the world of Shakespearean art merely provided a background, since the actual issues that were being dealt with were contemporary issues in education. On this occasion one of the small effects, or perhaps even one of the large effects, of the pedagogical course that I held at Christmas at our Goetheanum in Dornach became evident.2 Some of the people involved in this Shakespeare festival had taken part in this course. Now, not far from London there is a boarding school which is not very large yet, but which is headed by a person who was present at the Dornach course and who took from there the impulse to introduce what we can now call Waldorf pedagogy, the Waldorf system of education, into this boarding school and perhaps also to apply it in expanding the school.3 We were invited to see this educational establishment, and in the course of the visit various questions were raised regarding how the school is being run at present and what could be done to transplant the spirit of the system of education that is fostered here in the Waldorf School to their situation. One question in particular came up for discussion. The people in charge said that they were doing well with the children; each year they accept as many children as the small size of the establishment permits. The most difficult thing for them, however, was working together with the parents, and the reason for the difficulty—and this is certainly an international concern—was that nowadays the older generation everywhere has certain very specific views on how education is supposed to proceed. There are many reasons why parents send their children to one boarding school rather than another. But when there actually is a slight deviation from what they are accustomed to, it is very easy for disagreements to arise between the school and the parents. And this is something that really cannot be tolerated in an independent system of education. The boarding school in question was experiencing especially great difficulties in this regard. What I am attempting to do now is neither to criticize nor to make recommendations, but simply to state the facts. In this school, in spite of the fact that it is a residential facility, there are no domestic employees at all. All the work of maintaining the school is done by the children and teachers. Cleaning the hallways, washing the dishes, planting the vegetables, taking care of the chickens so that they provide eggs—the list could go on and on. The children are involved in all kinds of work, and you certainly get the impression that things are run very differently there than in most other boarding schools. The children also have to cook and do everything else, and this goes on from first thing in the morning until late in the evening. It is also evident that the teachers and residential staff put a lot of energy into doing these things with the children. As I said, my intention is neither to criticize nor to advocate what they are doing; I only want to present it to you. Now it can happen that when the children go home on vacation and tell their parents about everything they have to do, the parents realize that they had not imagined it like that, and they cannot understand it. That is why it is so difficult to sustain harmony with the parents in this case. I describe this case only in order to point out how necessary we feel it to be, if we take a system of education seriously, to work together in complete harmony with the children’s parents. Now of course our situation in the Waldorf School is different. We have no residential facility, we simply have a school where we naturally have to keep the principles of child-rearing in mind while providing academic instruction. Nevertheless, you can rest assured that working together with the parent body is a fundamental element in what we in the Waldorf School regard as our task. In running the school, an infinite number of questions constantly arise with regard to the weal and woe of the children, their progress, their physical and mental health—questions that can be solved only in partnership with the parents. This is why it will actually become more and more necessary for these parents’ evenings to evolve—and all the circumstances will have to be taken into account—and to become a more frequent event in the running of our school. Our Waldorf School is meant to be a truly independent school, not only in name but in its very essence, and simply because it is meant to be an independent school of this sort, we are dependent on help from the parent body to an extraordinary extent. It is my conviction that if we have the desire to work together with the parents, this will call forth nothing but the deepest satisfaction on the part of all the parents. The Waldorf School is an independent school. You see, ladies and gentlemen, what it actually means to be an independent school must be stated over and over again, and it cannot be stated strongly enough for the simple reason that in broader circles today it is scarcely possible to realize the extent of our need for independent schools of this sort. The prejudice of thousands of years is working against us, and this is how it works. We do not need to look back very far in humanity’s evolution to find a school system, especially a primary school system, that was independent to a very great extent. But at that time independence caused a lot of illiteracy because few people sought out formal education. Then, in the course of humanity’s evolution in civilized areas, the desire began to grow in people to promote a certain educational basis for our interactions in society. At this point I cannot go into how this desire arose, but it came about at a time when people had renounced their allegiance to the old gods and now expected to receive all the blessings of humanity’s evolution and everything needed to advance it from a new god, the god of the State. Central Europe in particular was an area where people were especially intent on seeing the god of the State as a universal remedy, especially in the education of children. In those times, the principle that was applied as a matter of course was that parliaments and large advisory bodies and so on were gatherings in which geniality could flourish, even if the individuals involved in these representative gatherings were not impressive in their degree of enlightenment. The opinion prevailed that by gathering together, people would become smart and would then be able to determine the right thing to do in all circumstances. However, some individuals with a very good and profound understanding of these matters, such as the poet Rosegger,4 for example, were of a different opinion. Rosegger coined the expression—forgive me for mentioning it—"“One person is a human being; several are people; many are beasts.” Although this puts it a bit radically, it does contradict the opinion that has developed in the last few centuries, namely that all things state-related will enable us to determine what is right with regard to educating children. And so our school system simply continued to develop in the belief that there was no alternative to having everything spelled out for the school system by the political community. Now, an independent school is one that makes it possible for the teachers to introduce into the educational system what they consider essential on the immediate basis of their knowledge of the human being and of the world and of their love for children. A non-independent school is one in which the teacher has to ask, “What is prescribed for the first grade? What is prescribed for the second grade? How must the lesson be organized according to law?” A free school is one in which the teachers’ actions are underlain by a very specific knowledge of how children grow up, of which forces of body and soul are present in them and of which ones must be developed. It is a school in which the teachers can organize what they have to do each day and in each lesson on the basis of this knowledge and of their love for children. People do not have a very strong feeling for how fundamentally different a non-independent school is from an independent school. The real educational abilities of the teachers can develop only in an independent school. That people actually do not have any real feeling for these things at present is the reason why it is so difficult to continue to make progress with an independent school system. We must not succumb to any illusions in this regard. Just a few hours before leaving to come here, I received a letter informing me that after a long time had been spent working to open a school similar to the Waldorf School in another German city, the request for permission had been turned down. This is a clear sign that the further evolution of our times will not favor an independent school system. This is something I want to ask the parents of our dear schoolchildren to take to heart especially: We must lavish care and attention on this Waldorf School we have fought for, this school in which the independent strength of the faculty will really make the children grow up to be allaround capable and healthy human beings. We must be aware that, given the contemporary prejudices we confront, it will not be easy to get something like a second Waldorf School. At the same time, it should be pointed out that this Waldorf School, which has not yet been in existence for three years, is something that is presently being talked about all over the civilized world. You see that it is nonetheless of significance—think about what I said about the school near London—that a group of people have gotten together to bring a Waldorf School into existence there. We can also look at this issue from the much broader perspective of the need to do something to restore the position of the essential German character in the world. You can be sure, however, that the significance of this German essence will be recognized only when its spiritual content, above all else, is given its due in the world. This is what people will ask for if they meet the world in the right way. They will become aware of needing it. For this to happen, we really need to penetrate fully into the depths of this German essence and to become creative on the basis of it. This is evident from something such as the vehement, sometimes tumultuous educational movement that could be experienced at the Shakespeare festival, which showed that there is a need all over the world for new impulses to be made available to the educational system. The impossibility of continuing with the old forms is a concern for all of civilized humanity. The fact of the matter is, the things that are being fostered in the Waldorf School give us something to say about educational issues that are being brought up all over the world. But we also have almost all of the world’s prejudices against us, and we are increasingly faced with the prospect of having our independence taken away, at least with regard to the lower primary school classes. It is extraordinarily difficult to combat these prejudices, and the Waldorf School can do so only by making its children grow up to be what they can beonly as a result of the independent strength of the faculty. For this, however, we need an intimate and harmonious collaboration with the parent body. At an earlier parents’ meeting I was able to attend, I pointed out that simply because we are striving for an independent school system, we are dependent on being met with understanding, profound understanding, on the part of the parents. If we have this understanding, we will be able to work properly, and perhaps we will also be able after all to show the true value of what is intended with the Waldorf School. At that time I emphasized that we must strive to really derive our educational content from an understanding of the being of the child and the child’s bodily nature. Since to observe the child is to observe the human being, it is possible to observe children in this way only if we are striving for an understanding of the human being as a whole, as anthroposophy does. We must say again and again that it is not our intention to introduce anthroposophy into the school. The parents will have no grounds for complaining that we are trying to introduce anthroposophy as a world-view. But although we are avoiding introducing anthroposophy into the school as a world-view, we are striving to apply the pedagogical skill that can come only from anthroposophical training as to how we handle the lessons and treat the children. We have placed the Catholic children at the disposal of the Catholic priest and the Protestant children at the disposal of the Protestant pastor. We have independent religious instruction only for those whose parents are looking for that, and it too is completely voluntary; it is set up only for those children who would otherwise probably not take part in any religious instruction at all. So you see this is not something we stress heavily. Whatever we have to say with respect to our world-view is strictly for adults. But I would like to say that what anthroposophy can make of people, right down to the skill in their fingertips, applies especially to teachers and educators. In dealing with children and with instructional content, what we should strive for is to have the children find their way quite naturally into everything that is presented to them in school, as a matter of course. We should assess carefully in each instance what is right at a particular stage of childhood. You know that we do not introduce learning to read and write in the same way that is often used today. When the children begin to learn to write, we develop the shapes of the letters, which are otherwise something foreign to them, out of something the children turn to with inner contentment as a result of some form of artistic activity, of their artistic sense of form. The reason why our children learn to write and read somewhat later is that if we take the nature of the child into account, reading must come after writing. Those who are accustomed to the old ways of looking at things will object to this, saying that the children here learn to read and write much later than in other schools. But why do children in other schools learn to read and write earlier? Because people do not know what age is good for learning to read and write. We should first ask ourselves whether it is altogether justified to require children to read and write with any degree of fluency by the age of eight. If we expand on these ways of looking at things, more comprehensive views develop, as we can experience in a strange way: Anyone who knows a lot about Goethe knows that if we had approached him with what is demanded academically of twelve-year-olds today, he would not have been able to do it at that age. He would not have been able to do it even at age sixteen, and yet he still grew up to be the Goethe we know of. Austria had an important poet, Robert Hamerling.5 As a young man, he did not set out to become a poet—that was something his genius did for him. He wanted to be a high school teacher, and he took the teacher certification exam. It is written in his certificate that he demonstrated an extremely good knowledge of Latin and Greek, but that he was not capable of handling the German language well and was thus only fit to teach the lowest class. But he went on to become the most important modern poet of Austria. And he wrote in the German language, not in Slovakian. Our educational impulses must take their standard from actual life. The essential thing about our method of education is that we keep the child’s whole life in mind; we know that if we present the child with something at age seven or eight, this must be done in such a way that it will grow with the child, so that it will still stay with the person in question at age thirty or forty, and even for the rest of his or her life. You see, the fact of the matter is that the children who can read and write perfectly at age eight are stunted with regard to certain inner emotional impulses that lead to health. They really are stunted. It is a great good fortune for a child to not yet be able to read and write as well at age eight as is expected today. It is a blessing for that child’s bodily and emotional health. What we need to foster must be derived from the needs of human nature. We must have a subtle understanding of this, and not merely know the right answer. It is easy to stand in front of a class of children and to figure out that this one said something right, but that one said something wrong, and then to correct the wrong thing and make it right. However, there is no real educational activity being practiced in that. There is nothing essential to the human development of a child in having the child do compositions and assignments and then correcting them so the child is convinced that he or she has made mistakes. What is essential is to develop a fine sense for the mistakes the children make. Children make mistakes in hundreds of different ways. Each child makes different mistakes, and if we have a fine sense of how different the children are with regard to the mistakes they make, then we will discover what to do to help them make progress. Isn't it true that our perspectives on life are all different? A doctor does not have the same perspectives on an illness that a patient has. We cannot ask a patient to fall in love with a particular illness, and yet we can say that a doctor is a good doctor if he or she loves the illness. In our case, it is a question of falling in love, in a certain respect, with the interesting mistakes the children make. We get to know human nature through these mistakes. Excuse me for expressing myself radically, but these radical statements are really necessary. For a teacher, keeping track of mistakes is more interesting than keeping track of what the children do right. Teachers learn a lot from the children’s mistakes. But what do we need in addition to all this? We also need a strong and active inner love for human beings, for children. This is indispensable for teachers. At this point innumerable questions arise. We are concerned about a particular child’s health of body and soul. We see this child for a few hours a day; for the rest of the time we must have confidence, complete confidence, in the child’s parents. This is why the teachers and educators of our Waldorf School always appeal to this confidence, and why they are so eager to work in harmony with the parents for the well-being of the children. As a rule, this is not something that is aspired to in a non-independent school to anywhere near the same extent; there people stick to observing the rules. That is why the very idea of independence in education often meets with very little understanding today. In some countries, if you talk about independent schools, people will tell you that while things may be like that in Germany, they do not need to found independent schools because their teachers are already free. Teachers themselves will tell you that. It is astonishing that they respond like that, because we can tell that the people who are answering no longer have any idea that they could feel unfree. They do what they are ordered to do. It does not occur to them that it could happen differently, so they do not even feel that things could be different. Just think of how different your situation is from other people’s with regard to understanding the Waldorf system of education. Other people have to make an effort to understand when we tell them we want to do things in a certain way because we believe it is the only right way. I believe that as parents of Waldorf School children you can see directly, in the beings that are dear to you, what is being done in the Waldorf School and how the relationship of the entire school to the child is conceived. It would be nice if there would come a time when it would be enough for parents simply to be content with what is being accomplished in an independent system of education. Today, however, all of you, who can see results in your own flesh and blood of how this Waldorf School is trying to work, must become strong and active defenders and promoters of the Waldorf system of education. We have many other difficulties in addition to this. You see, if we really could live up to our ideals, we would be able to say that according to our insight, we should do this particular thing when the children are six, seven and eight, and this other thing when they are nine, ten, eleven and twelve, and so on. The results would be the best if we were able to do that, but we cannot; in some respects we must accept a compromise, because we cannot deny these children, these human beings who are growing up, the possibility to take their place in life. So we have decided to educate the children from the time when they first enter primary school up to age nine in a way that is free of outer constraints, but while we are doing what human nature requires, at the same time we will support the children in a way that will enable them to transfer to another school [at the end of that time]. The same applies to age twelve and to age fourteen or fifteen. And if we have the good fortune to be able to continue adding grades, we must also make it possible for the young ladies and gentlemen who complete these grades to enter universities and technical colleges. We must make sure that the children will be able to enter these institutions of higher learning. I think it will be a long time before we are given the possibility of granting graduate or undergraduate degrees. We would accomplish much more if we were able to do that, but for the time being all we can do is to enable first the children and then the young men and women to learn what is required in public life in a way that does not inflict great damage upon them. We find ourselves in very serious difficulties in this regard. You see, if you assess the situation according to human nature, according to what is good for human beings, then you would say that it is simply terrible for young men and women to be in modern college-preparatory and vocational high schools at the age of fourteen, fifteen, sixteen, seventeen. It estranges them from all of life. We must do what is necessary, whatever we can do, to make sure at least that the body also achieves a degree of skill that makes it fit for life. I often mention that you meet grown men nowadays who are incapable of sewing on a button for themselves if one gets torn off. I say this only by way of example. There are other similar things that people also cannot do, and above all they do not understand anything about the world. Individuals need to stand there in the world with their eyes open so that their hands are free to do whatever is needed. You see, this is why at a certain age we need to introduce the elementary aspects of things like spinning and weaving. Now, however, when students graduate from ordinary schools, they are not tested in weaving and spinning or in other arts that are useful in life, and so we must do these things in addition to all kinds of things that are required for the exam. This means that we must arrange our lessons as economically as possible. There is a special art to this in teaching. Perhaps I may be permitted to introduce an example that happened to me personally. It was a long time ago. A family had entrusted their children to me for tutoring, and among them was an eleven-year-old boy who had been given up on as far as education was concerned. He was eleven years old, and for my information they showed me a sketchbook in which he had demonstrated his drawing ability. This sketchbook had a gigantic hole in the middle of the first page. He had done nothing but erase; that was all he could do. He had also once taken the test for entry into the first grade, and could do nothing at all. With regard to his other behavior, he often did not eat at the table but went into the kitchen and ate the potato peels, and there were difficulties in many other respects as well. It was a question of accomplishing as much as possible in the shortest possible time. I often had to work for three hours to get the materials together for what I would present to the boy in fifteen minutes. After two years he had progressed to the point where he could enter the Gymnasium. He was a hydrocephalic, with a huge head that steadily became smaller. I mention this case because it shows what I mean by economy of instruction. Economy of instruction means never spending more time on something with the children than is necessary according to the requirements of physical and mental health. Nowadays it is especially important to practice this economy of instruction because life demands so much. Our Latin and Greek teachers, for example, are in a difficult situation because we have much less time to spend on these things, and yet they still have to be fostered in a way that meets the legitimate demands of cultural life. In all subjects, we must seek the art of never overburdening the children. And I must say that in all these things, we need to be met with understanding on the part of the parents; we need to work together in harmony with the parent body. Really, the genuine successes that are of the greatest significance for life do not lie in accomplishing something amazing on behalf of one or the other gifted student. Genuine successes lie in strength for life. Thus it is always deeply satisfying to me when it happens that someone says that a certain child should be moved from one class to another so that this or that can be accomplished. The teacher fights for each and every child from time to time. These are real successes that take place within the loving interaction between the faculty and the children. Something can come of this, and things on which such great value is placed, such as whether the children are a little ahead or a little behind, fade into the background in comparison. We are already being confronted with the fact—again, I would like to put it radically—that we cannot possibly be praised by those who hold the usual opinions about today’s school system, who are coming from these opinions. There is always something wrong in believing that something would be accomplished if people who think like this were to praise us. If that was how things were, if we were praised by today’s school authorities or by people who believe that these authorities are doing the right thing, then we would not have needed to start the Waldorf School at all. Thus it is a matter of course for us to depend on the parents being in harmony with us and giving their time and attention to a method of education that derives from what is purely human. This is what we need today, and in a social sense, too. Social issues are not resolved in the way we often imagine today. They are resolved by putting the right people into public life, and this will happen only if people are able to grow up really healthy in body and soul. We can do very little to influence what is specific to an individual, what an individual is capable of learning on the basis of his or her particular abilities, because in order to be of service at all in educating a person to become the best he or she can be—if we had to teach a Goethe, for example—we as teachers would have to be at least the equal of the person we are teaching. We can do nothing about what an individual becomes through his or her own nature; there are other factors determining that. What we can do is to remove obstacles so that individuals find the strength within themselves to live up to their potentials. This is what we can do if we become real educators and if we are supported by our contemporaries. First and foremost, we can be supported by the parent body. We have found an understanding body of parents. Certainly, what I have to say tonight is filled with a feeling of gratitude. That so many of you have appeared tonight gives me great satisfaction. I hope we will be able to talk about details in the discussion period to follow; our teachers are prepared to answer any questions you may ask. Before that, however, I would still like to point out certain characteristic traits. Recently the Waldorf faculty and I held a college-level course in Holland.6 The afternoon session in which pedagogical issues were discussed was led by Fraulein von Heydebrandt of the Waldorf School.7 This was one of the most interesting afternoons because we saw that today’s educational questions are of concern all over the world. Of course we know that we have no right to harp on how wonderful it is that we have come so far; we are not trying to emphasize our accomplishments. The way things are today, many people recognize the impulse behind our school. What is still lacking, however, is for them to stand energetically behind us so that this cause can win additional support and become more widespread. Of course we realize that the first concern of parents is to have the best for their children. But with things as they are today, the parents should also help us. Going through with this is difficult for us. We need help in every respect; we need the support of an ever growing circle so that we can overcome the prejudice against our method of education. I say the following with a certain reserve; I certainly want to remain convinced that those who are sitting here have done everything they can financially. I am speaking under this assumption so that none of you will think that I want to step on your toes. Nonetheless, the fact remains that if we want to go forward, we need money. Yes, we need money! Now people are saying, “Where is the idealism in that? What are you anthroposophists doing, telling us you need money and pretending to be idealists?” Ladies and gentlemen! Idealism does not stand on firm ground if it makes grandiose statements but says, “I am an idealist, and since I am an idealist, I despise my wallet. I do not want to get my fingers dirty; I am much too great an idealist for that!” It will scarcely be possible to make ideals into reality if people are such great idealists that they are unwilling to get their fingers dirty when it comes to making financial sacrifices. We must also learn to strike the right note in public in suggesting to people that they give us some support in this matter, which is still a great and terrible cause of concern for us. After all, the Waldorf School is big for a single school; it has enough students. It is almost not possible to maintain an overview any more. This is a concern that has to be taken very seriously. We certainly do not want the school to grow larger in its present circumstances; we are going to give in to the need for physical expansion. But then the number of students will increase, as will the number of teachers. And since teachers cannot live on air, this requires the means to support them. I am assuming, ladies and gentlemen, that each of you has already done whatever you can. It is now a question of spreading the idea further in order to find the idealists out there. There must be a decision on the part of the parent body to help the Waldorf School with regard to its material basis, or I am afraid that in the near future, if we want to continue to take care of things properly, our worries will become so great that they prevent us from sleeping, and I am not sure that the teachers in the school will be the kind you want to have there if they are no longer able to sleep at night! Some people may have the feeling that I have been too radical in my choice of some of the things I have pointed out today, but I hope to have been understood on some of these points. I especially hope that I have not been understood merely on details. I would like to be understood on the farreaching issue of our need to be in cordial harmony with the parent body if we are to function effectively in the Waldorf School. T particularly wanted to point out the need for this because it actually already exists to such a great extent, and we will be best able to find possibilities for progress in this area if the groundwork has already been laid. Out of the details of our aspirations, which can be addressed in the discussion to follow, out of all the details that come up in these parents’ meetings, let us take with us the impulse for cordial harmony among teachers and educators and the parent body. You parents certainly have a profound vested interest in this harmony because you have entrusted the most precious thing you have to the faculty. Out of this awareness, out of our awareness of the faculty’s responsibility toward what is most precious to the parents who are associated with us, out of this collaboration may the spirit which has showed itself in the Waldorf School to such a satisfying degree continue to flourish. The more this unity thrives, the more this spirit will also grow and thrive. And the more this is the case, the more we will also achieve that other thing, that best of all possible human goals: to educate the young people entrusted to the Waldorf School for their life in human society. These people will need to stand up to the storms of life. If they are capable of finding the right ways of working together with other people, then it will be possible to resolve the individual human and social issues. From the discussionA question Is asked about the Abitur: Dr. Steiner: I myself have only this to say: On the whole, the principle I have already presented applies. Through economy of instruction, we must get to the point where what we can achieve for the children at the most important stages in life will enable them to fit into what is demanded today. We cannot set these standards or decide whether or not we think they are right; we must submit to them. We are not being asked the question of whether or not what the Abiturrequires is justified. This will have to be accomplished through economy, and as of now we are not yet in a position to do this, but I fully believe that it will be possible to achieve this goal, even though it does not yet look like it in the case of the people in question. Our principle, however, is to make the children able to take the exam at the appropriate age. But there are also external difficulties to be overcome; the school must be approached without bias. Naturally, I know that it would be possible for someone to flunk boys or girls even though we had brought them to the point of being able to take the exam. I gave you the example of how it would be easy for me to flunk the commissioners themselves. We are striving to have our students be able to take the exam, regardless of what we think of it. We want our teaching to be in line with real life and not with some eccentric idea. As much as possible, we must try to introduce our students to life in the right way. Something along these lines is still possible in Central Europe, while in Russia that is no longer the case. We must be glad for what we have. If we introduce it to the children now, more will be possible in the next generation. I am emphasizing explicitly that we are not crazy characters who say that our children are only allowed to do this thing or that. We will go along with what is asked for in the exams, even if we are not always in agreement with it. Meanwhile, we are still taking everything into account that we deem necessary for the sake of humanity’s salvation. Question: Would it not be possible to have school only in the mornings? Dr. Steiner: There is always more than one viewpoint to consider in questions like this, isn't there? It has been said that instruction should take place between seven o'clock and one o'clock. Now let me point out some of the principles involved. In the question-and-answer sessions during my course of lectures at Christmas, the question of fatigue was raised, and I mentioned that the intent of our educational method was to refrain from fragmenting and dissipating the children’s attention by having an hour of religion followed by an hour of zoology and so on. The point is to teach in such a way that the children’s attentiveness can be concentrated. That is why a particular subject is taught for a longer part of the school day and over several weeks on end. This view is derived from specific knowledge of the nature of the child. It was asked if the children do not get tired. I must draw your attention to the fact that in principle in our way of teaching we do not count on head work at all when dealing with children between seven and twelve years of age. That would be wrong. Instead, we count on the involvement of the rhythmic system and of the emotions connected to the rhythmical system of breathing and circulation. If you think about it, you will realize that people get tired, not through their rhythmic system, but through their head and limb systems. If the heart and lungs were to get tired, they would not be able to be active throughout an entire lifetime. The other systems are the ones that get tired. By counting on the rhythmic system during these years, we do not make the children as tired as they would get otherwise. Thus, when experimental psychology investigates fatigue and states as a result of its experiments that children are so tired after three quarters of an hour that they need a change, this only proves that the teaching was done in the wrong way, tiring the children unjustifiably. Otherwise, the time limit arrived at would be different. The point is to conduct the lesson in such an artistic way that this kind of fatigue does not set in. We can achieve this only slowly and gradually, because new educational practices along these lines can be developed only gradually. You see, ladies and gentlemen, it is possible to prevent the children from tiring to a very great extent by teaching in the right way. This is not the case with the teachers, however, because they have to work with their heads. And if we want to do the pedagogically correct thing and keep the instruction in the hands of one person, I would like to know what the teacher would look like who is supposed to teach from seven o'clock in the morning straight through until one in the afternoon. This is the main thing we have to consider. These teachers would be exhausted by ten o’clock if they had been teaching since seven, and it is not a matter of indifference whether or not we would continue to wear them out. That is not desirable, regardless of how much I might wish that the children from out of town would not have to make a two hour trip for one lesson in school. But that is the exception; it is exaggerated. Secondly, there are some things that must simply be accepted for the sake of achieving anything at all. Of course we cannot arrange the lessons for all the children in the way that would be desirable for the ones who live so far out of town. Of course that cannot happen. In such things, therefore, we have to deal with the actual circumstances. In any case, we have arranged things so that the lessons that address the children in spirit and soul are given in the morning, to the extent that this is feasible. The afternoon is for eurythmy and artistic lessons. Instruction has been integrated into the times of day in a way that corresponds to the children’s age and nature. It would be a mistake to hold school from seven o’clock in the early morning until one in the afternoon, and this mistake would arouse a great deal of discontentment. It would require a complicated and completely different system [of scheduling]. Then, too, I would like to see what would happen if we had the children in the Waldorf School from seven to one and they were left to their own devices for the rest of the day. I would like to see what kind of notes and complaints would come from home because the children were coming back from their afternoons with all kinds of bad behavior. We would have to deal with both sleepiness and bad manners on the part of the children. Add that to the sleepiness of the teachers, and those notes would be full of bad things. There are several points of view to be considered. I appeal to you to consider as a matter of course that since we could not avoid having school in session in the afternoon, the reasons we took into account took precedence. A father asks that the students taking the Abitur be tested by a committee of Waldorf teachers. Dr. Steiner: This is actually not an issue of education, and our work is with educational impulses. The point for us is doing what I mentioned—taking into account what is in accordance with the nature of the human being and making sure that the children are not forcibly excluded from actual life. Given the way things are, there may be certain possibilities for us in the first years. But I ask you to consider that we are exposed to certain risks in assessing whether or not a child will be able to pass the exam. What do you think would happen if we were to guarantee that no boy or girl who graduates from this school would flunk the exam? In some cases, the parents have anticipated that the child would have difficulties with the exam and sent him or her to us for that very reason. As teachers attempting what I have indicated, we will continue to make progress toward the possibility of the children passing the exam. Those who do not wish us well, however, would be able to prove systematically that this is not the case. It is not up to us to make sure that an officially certified commissioner is present at the exam. If the parents want the exam to be administered by Waldorf teachers, then the parents would have to take the initiative to bring this about. It is not something that is inherent in Waldorf education. This is an issue of opportunity that would also have to be resolved as the opportunity presents itself, and perhaps by the parents. It is not that we want to be excluded from issuing valid diplomas, it is only that we will have to look at the matter from the educational point of view. I would like someone to prove to me that it makes sense from an educational point of view to subject the students to a school-leaving exam when you have been together with them for years. I would like someone to prove that it makes sense. We know what we have to say about each of our students when they have reached school-leaving age. If this needs to be officially documented for other reasons, then that can happen, but it is not actually an educational issue. Those who have experience in this field know that we can tell what a student is fit for better without exams than with them. We have no reason to work toward the goal of being allowed to administer the exams because this does not follow naturally from what underlies our educational methods. A question is asked about discipline and the attitude of respect toward the teachers. Dr. Steiner: If you ask whether respect exists wherever Waldorf pedagogy is notbeing applied... It is extremely important to have devotion or respect or love for the teachers come about in a natural way. Otherwise it is worth nothing. Enforced respect, respect that is laid down in the school’s regulations, so to speak, is of no value in the development of an individual. It is our experience that when children are brought up in a way that allows their own being to set the standards, they are most likely to respect their teachers. This is no grounds for complaint. Of course it cannot be denied that some individual instances do not exactly give evidence of respect. It all depends on how much the respect that grows out of love is worth, and how much more the other kind is worth if it is only demonstrated to the teachers’ face and not so much when they turn their backs. You must not imagine this as a situation in which each child does what he or she wants. It is a case of the children developing ever greater confidence in the faculty. The progress in this particular respect is quite extraordinary. Anyone who is in a position to make the comparison will find that our progress with regard to discipline has been extraordinarily great in the past two years. The fact of the matter is that when we first got the children here, we had to think about how we would maintain discipline and so on. Now we have arrived at quite a different standpoint, actually. We have accomplished the most by having the relationship between teacher and child be a natural one. There is a great difference between how discipline is maintained at present and the situation a year and a half ago. These things cannot be judged from a point of view that is brought in from outside; you must consider the Waldorf School itself. Respect cannot be beaten into someone—by which I do not mean to say that anything else can be. Respect must be won in a different way. In this regard, your apprehensions are understandable, but it is also necessary to break the habit of apprehension and look more closely at the results that are becoming evident in the Waldorf School. If our school is still in existence after another couple of years, we will talk again about whether we have reached the point where our graduates can take the exams. Let us discuss it then. We are convinced that in principle this should be possible. By then we will also be convinced that there was no reason to fear that our method of education would bring about what is so very evident in the schools where compulsion is strongest, where I have seen in both the lowest and highest grades that things are in a bad way when it comes to respect. I do not think that we can take it as gospel that respect only thrives where there is compulsion in education, and that meanwhile our children are thumbing their noses behind their teachers” backs. If you deal with a child in the right way with a friendly warning, that is better than a box on the ear.
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9. Theosophy (1971): Body, Soul and Spirit
Translated by Henry B. Monges, Gilbert Church Rudolf Steiner |
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The forces that shape an oak tree must be sought for indirectly in the germ-cells of the mother and father plants. The form of the oak is preserved through propagation from forefather to descendent. Thus, there are inner determining conditions innate in living things, and it was a crude view of nature that held lower animals, even fishes, to have evolved out of mud. The form of the living passes itself on by means of heredity. How a living being develops depends on what father and mother it has sprung from—in other words, on the species to which it belongs. The materials it is composed of are continually changing but the species remains constant during life and is transmitted to the descendants. |
Even someone who says, like Lessing, that he contents himself with the eternal striving for truth because the full pure truth can only exist for a god, does not deny the eternity of truth but establishes it by such an utterance. Only what has an eternal significance in itself can call forth an eternal striving for it. |
9. Theosophy (1971): Body, Soul and Spirit
Translated by Henry B. Monges, Gilbert Church Rudolf Steiner |
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[ 1 ] Man can only come to a true understanding of himself when he grasps clearly the significance of thinking within his being. The brain is the bodily instrument of thinking. A properly constructed eye serves us for seeing colors, and the suitably constructed brain serves us for thinking. The whole body of man is so formed that it receives its crown in the physical organ of the spirit, the brain. The construction of the human brain can only be understood by considering it in relation to its task—that of being the bodily basis for the thinking spirit. This is borne out by a comparative survey of the animal world. Among the amphibians the brain is small in comparison with the spinal cord; in mammals it is proportionately larger; in man it is largest in comparison with the rest of the body. [ 2 ] There are many prejudices prevalent regarding such statements about thinking as are presented here. Many people are inclined to under-value thinking and to place higher value on the warm life of feeling or emotion. Some even say it is not by sober thinking but by warmth of feeling and the immediate power of the emotions that we raise ourselves to higher knowledge. People who talk in this way are afraid they will blunt the feelings by clear thinking. This certainly does result from ordinary thinking that refers only to matters of utility. In the case of thoughts that lead to higher regions of existence, what happens is just the opposite. There is no feeling and no enthusiasm to be compared with the sentiments of warmth, beauty and exaltation that are enkindled through the pure, crystal-clear thoughts that refer to the higher worlds. The highest feelings are, as a matter of fact, not those that come of themselves, but those that are achieved by energetic and persevering thinking. [ 3 ] The human body is so constructed that it is adapted to thinking. The same materials and forces that are present in the mineral kingdom are so combined in the human body that thought can manifest itself by means of this combination. This mineral structure built up in accordance with its function will be called in the following pages the physical body of man. [ 4 ] Organized with reference to the brain as its central point, this mineral structure comes into existence by propagation and reaches its fully developed form through growth. Man shares propagation and growth in common with plants and animals. Through propagation and growth what is living differentiates itself from the lifeless mineral. Life gives rise to life by means of the germ. Descendant follows forefather from one living generation to another. The forces through which a mineral originates are directed upon the substances of which it is composed. A quartz crystal is formed through the forces inherent in the silicon and oxygen that are combined in the crystal. The forces that shape an oak tree must be sought for indirectly in the germ-cells of the mother and father plants. The form of the oak is preserved through propagation from forefather to descendent. Thus, there are inner determining conditions innate in living things, and it was a crude view of nature that held lower animals, even fishes, to have evolved out of mud. The form of the living passes itself on by means of heredity. How a living being develops depends on what father and mother it has sprung from—in other words, on the species to which it belongs. The materials it is composed of are continually changing but the species remains constant during life and is transmitted to the descendants. Therefore, it is the species that determines the combination of the materials. This force that determines species will here be called life-force. Mineral forces express themselves in crystals, and the formative life-force expresses itself in the species or forms of plant and animal life. [ 5 ] The mineral forces are perceived by man by means of his bodily senses, and he can only perceive things for which he has such senses. Without the eye there is no perception of light; without the ear no perception of sound. The lowest organisms have only one of the senses belonging to man—a kind of sense of touch (See Addendum 2). These organisms have no awareness of the world perceptible to man with the exception of those mineral forces that they perceive by the sense of touch. In proportion to the development of the other senses in the higher animals does their surrounding world, which man also perceives, become richer and more varied. It depends, therefore, on the organs of a being whether what exists in the outer world exists also for the being itself as something perceptible. What is present in the air as a certain motion becomes in man the sensation of hearing. Man, however, does not perceive the manifestations of the life-force through the ordinary senses. He sees the colors of the plants; he smells their perfume. The life-force, however, remains hidden from this form of observation. Even so, those with ordinary senses have just as little right to deny that there is a life-force as the man born blind has to deny that colors exist. Colors are there for the person born blind as soon as he has undergone an operation. In the same way, the various species of plants and animals created by the life-force—not merely the individual plants and animals—are present for man as objects of perception as soon as the necessary organ unfolds within him. An entirely new world opens out to him through the unfolding of this organ. He now perceives not merely the colors, the odors and other characteristics of living beings, but the life itself of these beings. In each plant and animal he perceives, besides the physical form, the life-filled spirit-form. In order to have a name for this spirit-form, let it be called the ether body or life body.2 (Compare this also with what is said under Addendum 1) To the investigator of spiritual life this ether body is for him not merely a product of the materials and forces of the physical body, but a real independent entity that first calls forth into life these physical materials and forces. We speak in accordance with spiritual science when we say that a purely physical body derives its form—a crystal, for example—through the action of the physical formative forces innate in the lifeless. A living body does not receive its form through the action of these forces because in the moment life has departed from it and it is given over to the physical forces only, it falls to pieces. The ether body is an organism that preserves the physical body from dissolution every moment during life. In order to see this body, to perceive it in another being, the awakened spiritual eye is required. Without this ability its existence as a fact can still be accepted on logical grounds, but it can be seen with the spiritual eye just as color can be seen with the physical eye. We should not take offense at the expression “ether body.” “Ether” here designates something different from the hypothetical ether of the physicist. We should regard it simply as a name for what is described here. The structure of the physical body of the human being is a kind of reflection of its purpose, and this is also the case with the human etheric body. It can be understood only when it is considered in relation to the thinking spirit. The human etheric body differs from that of plants and animals through being organized to serve the purposes of the thinking spirit. Man belongs to the mineral world through his physical body, and he belongs through this etheric body to the life-world. After death the physical body dissolves into the mineral world, the ether body into the life-world. By the word “body” is meant whatever gives a being shape or form. The term body must not be confused with a bodily form perceptible to the physical senses. Used in the sense implied in this book, the term body can also be applied to such forms as soul and spirit may assume. [ 6 ] The life-body is still something external to man. With the first stirrings of sensation the inner self responds to the stimuli of the outer world. You may search forever in what is called the outer world but you will be unable to find sensation in it. Rays of light stream into the eye, penetrating it until they reach the retina. There they cause chemical processes in the so-called visual-purple. The effect of these stimuli is passed on through the optic nerve to the brain. There further physical processes arise. Could these be observed, we would simply see more physical processes just as elsewhere in the physical world. If I am able also to observe the ether body, I shall see how the physical brain process is at the same time a life-process. The sensation of blue color that the recipient of the rays of light experiences, however, I can find nowhere in this manner. It arises only within the soul of the recipient. If, therefore, the being of this recipient consisted only of the physical and ether bodies, sensation could not exist. The activity by which sensation becomes a fact differs essentially from the operations of the formative life-force. By that activity an inner experience is called forth from these operations. Without this activity there would be a mere life-process such as we observe in plants. Imagine a man receiving impressions from all sides. Think of him as the source of the activity mentioned above, flowing out in all directions from which he is receiving these impressions. In all directions sensations arise in response to the stimuli. This fountain of activity is to be called the sentient soul. This sentient soul is just as real as the physical body. If a man stands before me and I disregard his sentient soul by thinking of him as merely a physical body, it is exactly as if, instead of a painting, I were to call up in memory merely the canvas. A statement similar to the one previously made in reference to the ether body must be made here about perceiving the sentient soul. The bodily organs are blind to it. The organ by which life can be perceived as life is also blind to it. The ether body is seen by means of this organ, and so through a still higher organ the inner world of sensation can become a special kind of supersensible perception. Then a man not only senses the impressions of the physical and life world, but he beholds the sensations themselves. The sensation world of another being is spread out before a man with such an organ like an external reality. One must distinguish between experiencing one's own sensation world, and looking at the sensation world of another person. Every man, of course, can see into his own sensation world. Only the seer with the opened spiritual eye can see the sensation world of another. Unless a man is a seer, he knows the world of sensation only as an inner one, only as the peculiar hidden experiences of his own soul. With the opened spiritual eye there shines out before the outward-turned spiritual gaze what otherwise lives only in the inner nature of another being. [ 7 ] In order to prevent misunderstanding, it may be expressly stated here that the seer does not experience in himself what the other being experiences as the content of his world of sensation. The other being experiences the sensations in question from the point of view of his own inner nature. The seer, however, becomes aware of a manifestation or expression of the sentient world. [ 8 ] The sentient soul's activity depends entirely on the ether body. The sentient soul draws from the ether body what it in turn causes to gleam forth as sensation. Since the ether body is the life within the physical body, the sentient soul is also directly dependent on the physical body. Only with correctly functioning and well-constructed eyes are correct color sensations possible. It is in this way that the nature of the body affects the sentient soul, and it is thus determined and limited in its activity by the body. It lives within the limitations fixed for it by the nature of the body. The body accordingly is built up of mineral substances, is vitalized by the ether body, and itself limits the sentient soul. A man, therefore, who has the organ mentioned above for seeing the sentient soul sees it limited by the body, but its limits do not coincide with those of the physical body. This soul extends somewhat beyond the physical body and proves itself to be greater than the physical body. The force through which its limits are set, however, proceeds from the physical body. Thus, between the physical body and the ether body on the one hand, and the sentient soul on the other, another distinct member of the human constitution inserts itself. This is the soul body or sentient body. It may also be said that one part of the ether body is finer than the rest and this finer part forms a unity with the sentient soul, whereas the coarser part forms a kind of unity with the physical body. The sentient soul, nevertheless, extends, as has been said, beyond the soul body. [ 9 ] What is here called sensation is only a part of the soul nature. (The expression sentient soul is chosen for the sake of simplicity.) Connected with sensations are the feelings of desire and aversion, impulses, instincts, passions. All these bear the same character of individual life as do the sensations, and are, like them, dependent on the bodily nature. [ 10 ] The sentient soul enters into mutual action and reaction with the body, and also with thinking, with the spirit. In the first place, thinking serves the sentient soul. Man forms thoughts about his sensations and thus enlightens himself regarding the outside world. The child that has burnt itself thinks it over and reaches the thought, “Fire burns.” Man does not follow his impulses, instincts, and passions blindly but his reflection upon them brings about the opportunity for him to gratify them. What one calls material civilization is motivated entirely in this direction. It consists in the services that thinking renders to the sentient soul. Immeasurable quantities of thought-power are directed to this end. It is thought-power that has built ships, railways, telegraphs and telephones, and by far the greatest proportion of these conveniences serves only to satisfy the needs of sentient souls. Thought-force permeates the sentient soul similarly to the way the formative life-force permeates the physical body. The formative life-force connects the physical body with forefathers and descendants and thus brings it under a system of laws with which the purely mineral body is in no way concerned. In the same way thought-force brings the soul under a system of laws to which it does not belong as mere sentient soul. Through the sentient soul man is related to the animals. In animals also we observe the presence of sensations, impulses, instincts and passions. The animal, however, obeys these immediately and they do not become interwoven with independent thoughts thereby transcending the immediate experiences (See Addendum 4). This is also the case to a certain extent with undeveloped human beings. The mere sentient soul, therefore, differs from the evolved higher member of the soul that brings thinking into its service. This soul that is served by thought will be termed the intellectual soul. It could also be called the mind soul. [ 11 ] The intellectual soul permeates the sentient soul. The one who possesses the organ for seeing the soul sees the intellectual soul as a separate entity in contrast to the mere sentient soul. [ 12 ] By thinking, the human being is led above and beyond his own personal life. He acquires something that extends beyond his soul. He comes to take for granted his conviction that the laws of thought are in conformity with the laws of the universe, and he feels at home in the universe because this conformity exists. This conformity is one of the weighty facts through which he learns to know his own nature. He searches in his soul for truth and through this truth it is not only the soul that speaks but also the things of the world. What is recognized as truth by means of thought has an independent significance that refers to the things of the world, and not merely to one's own soul. In my delight at the starry heavens I live in my own inner being. The thoughts I form for myself about the paths of heavenly bodies have the same significance for the thinking of every other person as they have for mine. It would be absurd to speak of my delight were I not in existence. It is not in the same way absurd, however, to speak of my thoughts, even without reference to myself, because the truth that I think today was true also yesterday and will be true tomorrow, although I concern myself with it only today. If a fragment of knowledge gives me joy, the joy has significance just as long as it lives in me, whereas the truth of the knowledge has its significance quite independently of this joy. By grasping the truth, the soul connects itself with something that carries its value in itself. This value does not vanish with the feeling in the soul any more than it arose with it. What is really truth neither arises nor passes away. It has a significance that cannot be destroyed. This is not contradicted by the fact that certain human truths have a value that is transitory inasmuch as they are recognized after a certain period as partial or complete errors. Man must say to himself that truth after all exists in itself, although his conceptions are only transient forms of manifestation of the eternal truths. Even someone who says, like Lessing, that he contents himself with the eternal striving for truth because the full pure truth can only exist for a god, does not deny the eternity of truth but establishes it by such an utterance. Only what has an eternal significance in itself can call forth an eternal striving for it. Were truth not in itself independent, if it acquired its value and significance through the feelings of the human soul, it could not be the one unique goal for all mankind. By the very fact of our striving for truth, we concede its independent being. [ 13 ] As it is with the true, so is it with the truly good. Moral goodness is independent of inclinations and passions inasmuch as it does not allow itself to be commanded by them but commands them. Likes and dislikes, desire and loathing belong to the personal soul of a man. Duty stands higher than likes and dislikes. Duty may stand so high in the eyes of a man that he will sacrifice his life for its sake. A man stands the higher the more he has ennobled his inclinations, his likes and dislikes, so that without compulsion or subjection they themselves obey what is recognized as duty. The morally good has, like truth, its eternal value in itself and does not receive it from the sentient soul. [ 14 ] By causing the self-existent true and good to come to life in his inner being, man raises himself above the mere sentient soul. An imperishable light is kindled in it. In so far as the soul lives in this light, it is a participant in the eternal and unites its existence with it. What the soul carries within itself of the true and the good is immortal in it. Let us call what shines forth in the soul as eternal, the consciousness soul. We can speak of consciousness even in connection with the lower soul stirrings. The most ordinary everyday sensation is a matter of consciousness. To this extent animals also have consciousness. The kernel of human consciousness, that is, the soul within the soul, is what is here meant by consciousness soul. The consciousness soul is thus distinguished as a member of the soul distinct from the intellectual soul, which is still entangled in the sensations, impulses and passions. Everyone knows how a man at first counts as true what he prefers in his feelings and desires. Only that truth is permanent, however, that has freed itself from all flavor of such sympathy and antipathy of feeling. The truth is true even if all personal feelings revolt against it. That part of the soul in which this truth lives will be called consciousness soul. [ 15 ] Thus three members must be distinguished in the soul as in the body, namely, sentient soul, intellectual soul and consciousness soul. As the body works from below upwards with a limiting effect on the soul, so the spiritual works from above downwards into it, expanding it. The more the soul fills itself with the true and the good, the wider and the more comprehensive becomes the eternal in it. To him who is able to see the soul, the splendor radiating forth from a man in whom the eternal is expanding is just as much a reality as the light that streams out from a flame is real to the physical eye. For the seer, the corporeal man counts as only part of the whole man. The physical body as the coarsest structure lies within others that mutually interpenetrate it and each other. The ether body fills the physical body as a life-form. The soul body (astral shape) can be perceived extending beyond this on all sides. Beyond this, again, extends the sentient soul, and then the intellectual soul, which grows the larger the more of the true and the good it receives into itself. This true and good causes the expansion of the intellectual soul. On the other hand, a man living only and entirely according to his inclinations, likes and dislikes, would have an intellectual soul whose limits coincide with those of his sentient soul. These organizations, in the midst of which the physical body appears as if in a cloud, may be called the human aura. The perception of this aura, when seen as this book endeavors to present it, indicates an enrichment of man's soul nature. [ 16 ] In the course of his development as a child, there comes a moment in the life of a man when for the first time he feels himself to be an independent being distinct from all the rest of the world. For sensitive natures, it is a significant experience. The poet, Jean Paul, says in his autobiography, “I shall never forget the event that took place within me, hitherto narrated to no one and of which I can give place and time, when I stood present at the birth of my self-consciousness. As a small child I stood one morning at the door of the house looking towards the wood-pile on my left, when suddenly the inner vision, I am an I, came upon me like a flash of lightning from heaven and has remained shining ever since. In that moment my ego had seen itself for the first time and forever. Any deception of memory is hardly to be conceived as possible here, for no narrations by outsiders could have introduced additions to an occurrence that took place in the holy of holies of a human being, and of which the novelty alone gave permanence to such everyday surroundings.” It is known that little children say of themselves, “Charles is good.” “Mary wants to have this.” One feels it is to be right that they speak of themselves as if of others because they have not yet become conscious of their independent existence, and the consciousness of the self is not yet born in them (See Addendum 5). Through self-consciousness man describes himself as an independent being separate from all others, as “I.” In his “I” he brings together all that he experiences as a being with body and soul. Body and soul are the carriers of the ego or “I,” and in them it acts. Just as the physical body has its center in the brain, so has the soul its center in the ego. Man is aroused to sensations by impacts from without; feelings manifest themselves as effects of the outer world; the will relates itself to the outside world, realizing itself in external actions. The “I” as the particular and essential being of man remains quite invisible. With excellent judgment, therefore, does Jean Paul call a man's recognition of his ego an “occurrence taking place only in the veiled holy of holies of a human being,” for with his “I” man is quite alone. This “I” is the very man himself. That justifies him in regarding his ego as his true being. He may, therefore, describe his body and his soul as the sheaths or veils within which he lives, and he may describe them as bodily conditions through which he acts. In the course of his evolution he learns to regard these tools ever more as instruments of service to his ego. The little word “I” is a name which differs from all others. Anyone who reflects in an appropriate manner on the nature of this name will find that in so doing an avenue opens itself to the understanding of the human being in the deeper sense. Any other name can be applied to its corresponding object by all men in the same way. Anybody can call a table, table, or a chair, chair. This is not so with the name “I.” No one can use it in referring to another person. Each one can call only himself “I.” Never can the name “I” reach my ears from outside when it refers to me. Only from within, only through itself, can the soul refer to itself as “I.” When man therefore says “I” to himself, something begins to speak in him that has to do with none of the worlds from which the sheaths so far mentioned are taken. The “I” becomes increasingly the ruler of body and soul. This also expresses itself in the aura. The more the “I” is lord over body and soul, the more definitely organized, the more varied and the more richly colored is the aura. The effect of the “I” on the aura can be seen by the seer. The “I” itself is invisible even to him. This remains truly within the “veiled holy of holies of a human being.” The “I” absorbs into itself the rays of the light that flame forth in him as eternal light. As he gathers together the experiences of body and soul in the “I,” so too he causes the thoughts of truth and goodness to stream into the “I.” The phenomena of the senses reveal themselves to the “I” from the one side, the spirit reveals itself from the other. Body and soul yield themselves up to the “I” in order to serve it, but the “I” yields itself up to the spirit in order that the spirit may fill it to overflowing. The “I” lives in body and soul, but the spirit lives in the “I”. What there is of spirit in it is eternal, for the “I” receives its nature and significance from that with which it is bound up. In so far as it lives in the physical body, it is subject to the laws of the mineral world; through its ether body to the laws of propagation and growth; by virtue of the sentient and intellectual souls, to the laws of the soul world; in so far as it receives the spiritual into itself it is subject to the laws of the spirit. What the laws of mineral and of life construct, come into being and vanishes. The spirit has nothing to do with becoming and perishing. [ 17 ] The “I” lives in the soul. Although the highest manifestation of the “I” belongs to the consciousness soul, one must, nevertheless, say that this “I” raying out from it fills the whole soul, and through it exerts its action upon the body. In the “I” the spirit is alive. The spirit sends its rays into the “I” and lives in it as in a sheath or veil, just as the “I” lives in its sheaths, the body and soul. The spirit develops the “I” from within, outwards; the mineral world develops it from without, inwards. The spirit forming and living as “I” will be called spirit self because it manifests as the “I,” or ego, or self of man. The difference between the spirit self and the consciousness soul can be made clear in the following way. The consciousness soul is in touch with the self-existent truth that is independent of all antipathy and sympathy. The spirit self bears within it the same truth, but taken up into and enclosed by the “I,” individualized by it, and absorbed into the independent being of the individual. It is through the eternal truth becoming thus individualized and bound up into one being with the “I” that the “I” itself attains to the eternal. [ 18 ] The spirit self is a revelation of the spiritual world within the “I,” just as from the other side sensations are a revelation of the physical world within the “I.” In what is red, green, light, dark, hard, soft, warm, cold one recognizes the revelations of the corporeal world. In what is true and good are to be found the revelations of the spiritual world. In the same sense in which the revelation of the corporeal world is called sensation, let the revelation of the spiritual be called intuition.5 Even the most simple thought contains intuition because one cannot touch thought with the hands or see it with the eyes. Its revelation must be received from the spirit through the “I.” If an undeveloped and a developed man look at a plant, there lives in the ego of the one something quite different from what exists in the ego of the other. Yet the sensation of both are called forth by the same object. The difference lies in this, that the one can form far more perfect thoughts about the object than the other. If objects revealed themselves through sensation only, there could be no progress in spiritual development. Even the savage is affected by nature, but the laws of nature reveal themselves only to the thoughts fructified by intuition of the more highly developed man. The stimuli from the outer world are felt also by the child as incentives to the will, but the commandments of the morally good disclose themselves to him in the course of his development in proportion as he learns to live in the spirit and understand its revelations. [ 19 ] There could be no color sensations without physical eyes, and there could be no intuitions without the higher thinking of the spirit self. As little as sensation creates the plant in which color appears does intuition create the spiritual realities about which it is merely giving knowledge. [ 20 ] The ego of a man that comes to life in the soul draws into itself messages from above, from the spirit world, through intuitions, and through sensations it draws in messages from the physical world. In so doing it makes the spirit world into the individualized life of its own soul, even as it does the physical world by means of the senses. The soul, or rather the “I” flaming forth in it, opens its portals on two sides—towards the corporeal and towards the spiritual. [ 21 ] Now the physical world can only give information about itself to the ego by building out of physical materials and forces a body in which the conscious soul can live and possess within its organs for perceiving the corporeal world outside itself. The spiritual world, on the other hand, with its spiritual substances, and spiritual forces, builds a spirit body in which the `I” can live and, through intuitions, perceive the spiritual. (It is evident that the expressions spirit substance, spirit body, contain contradictions according to the literal meaning of the words. They are only used to direct attention to what, in the spiritual region, corresponds to the physical substance, the physical body of man See Addendum 6). [ 22 ] Within the physical world each human body is built up as a separate being, and within the spirit world the spirit body is also built up separately. For man there is an inner and an outer in the spirit world just as in the physical world there is an inner and an outer. Man takes in the materials of the physical world around him and assimilates them in his physical body, and he also takes up the spiritual from the spiritual environment and makes it into his own. The spiritual is the eternal nourishment of man. Man is born of the physical world, and he is also born of the spirit through the eternal laws of the true and the good. He is separated as an independent being from the spirit world outside him, and he is separated in the same manner from the whole physical world. This independent spiritual being will be called the spirit man. [ 23 ] If we investigate the human physical body, it is found to contain the same materials and forces as are to be found outside in the rest of the physical world. It is the same with the spirit man. In it pulsate the elements of the external spirit world. In it the forces of the rest of the spirit world are active. Within the physical skin a being is enclosed and limited that is alive and feels. It is the same in the spirit world. The spiritual skin that separates the spirit man from the unitary spirit world makes him an independent being within it, living a life within himself and perceiving intuitively the spiritual content of the world. Let us call this “spiritual skin” (auric sheath) the spirit sheath. Only it must be kept clearly in mind that the spiritual skin expands continually with advancing human evolution so that the spiritual individuality of man (his auric sheath) is capable of enlargement to an unlimited extent. [ 24 ] The spirit man lives within this spirit sheath. It is built up by the spiritual life force in the same way as the physical body is by the physical life force. In a similar way to that in which one speaks of an ether body, one must speak of an ether spirit in reference to the spirit man. Let his ether spirit be called life spirit. The spiritual nature of man is thus composed of three parts, spirit man, life spirit and spirit self. [ 25 ] For one who is a seer in the spiritual regions, this spiritual nature of man is, as the higher, truly spiritual part of the aura, a perceptible reality. He sees the spirit man as life spirit within the spirit sheath, and he sees how this life spirit grows continually larger by taking in spiritual nourishment from the spiritual external world. Further, he sees how the spirit sheath continually increases, widens out through what is brought into it, and how the spirit man becomes ever larger and larger. In so far as this becoming larger is seen spatially, it is of course only a picture of the reality. This fact notwithstanding, the human soul is directed towards the corresponding spiritual reality in conceiving this picture because the difference between the spiritual and the physical nature of man is that the physical nature has a limited size while the spiritual nature can grow to an unlimited extent. Whatever of spiritual nourishment is absorbed has an eternal value. The human aura is accordingly composed of two interpenetrating parts. Color and form are given to the one by the physical existence of a man, and to the other by his spiritual existence. The ego marks the separation between them in such wise that the physical element after its own manner surrenders itself and builds up a body that allows a soul to live within it. The “I” surrenders itself and allows the spirit to develop in it, which now for its part permeates the soul and gives the soul its goal in the spirit world. Through the body the soul is enclosed in the physical. Through the spirit man there grow wings for movement in the spiritual world. [ 26 ] In order to comprehend the whole man one must think of him as put together out of the components mentioned above. The body builds itself up out of the world of physical matter in such a way that this structure is adapted to the requirements of the thinking ego. It is permeated with life force and becomes thereby the etheric or life body. As such it opens itself through the sense organs towards the outer world and becomes the soul body. The sentient soul permeates this and becomes a unity with it. The sentient soul does not merely receive the impacts of the outer world as sensations. It has its own inner life, fertilized through thinking on the one hand and through sensations on the other. The sentient soul thus becomes the intellectual soul. It is able to do this by opening itself to the intuitions from above as it does to sensations from below. Thus it becomes the consciousness soul. This is possible because the spirit world builds into it the organ of intuition, just as the physical body builds for it the sense organs. The senses transmit sensations by means of the soul body, and the spirit transmits to it intuitions through the organ of intuition. The spiritual human being is thereby linked into a unity with the consciousness soul, just as the physical body is linked with the sentient soul in the soul body. Consciousness soul and spirit self form a unity. In this unity the spirit man lives as life spirit in the same way that the ether body forms the bodily life basis for the soul body. Thus, as the physical body is enclosed in the physical skin, so is the spirit man in the spirit sheath. The members of the whole man are therefore as follows:
Soul body (C) and sentient soul (D) are a unity in the earthly human being. In the same way consciousness soul (F) and spirit self (G) are a unity. Thus there come to be seven members in earthly man.
[ 27 ] In the soul the “I” flashes forth, receives the impulse from the spirit, and thereby becomes the bearer of the spiritual human being. Thus man participates in the three worlds, the physical, the soul and the spiritual. He is rooted in the physical world through his physical body, ether body and soul body, and through the spirit self, life spirit and spirit man he comes to flower in the spiritual world. The stalk, however, that takes root in the one and flowers in the other is the soul itself. [ 28 ] This arrangement of the members of man can be expressed in a simplified way, but one entirely consistent with the above. Although the human “I” flashes forth in the consciousness soul, it nevertheless penetrates the whole soul being. The parts of this soul being are not at all as distinctly separate as are the members of the bodily nature. They interpenetrate each other in a higher sense. If then one regards the intellectual soul and the consciousness soul as the two sheaths of the “I” that belong together, with the “I” itself as their kernel, then one can divide man into physical body, life body, astral body and “I.” The expression astral body designates what is formed by considering the soul body and sentient soul as a unity. This expression is found in the older literature, and may be applied here in a somewhat broad sense to what lies beyond the sensibly perceptible in the constitution of man. Although the sentient soul is in certain respects energized by the “I,” it is still so intimately connected with the soul body that a single expression is justified when united. When now the “I” saturates itself with the spirit self, this spirit self makes its appearance in such a way that the astral body is transmuted from within the soul. In the astral body the impulses, desires and passions of man are primarily active in so far as they are felt by him. Sense perceptions also are active therein. Sense perceptions arise through the soul body as a member in man that comes to him from the external world. Impulses, desires and passions arise in the sentient soul in so far as it is energized from within, before this inner part has yielded itself to the spirit self. This expresses itself in the illumination of the impulses, desires and passions by what the “I” has received from the spirit. The “I” has then, through its participation in the spiritual world, become ruler in the world of impulses and desires. To the extent to which it has become this, the spirit self manifests in the astral body, and the astral body is transmuted thereby. The astral body itself then appears as a two-fold body—partly untransmuted and partly transmuted. We can, therefore, designate the spirit self manifesting itself in man as the transmuted astral body. A similar process takes place in the human individual when he receives the life spirit into his “I.” The life body then becomes transmuted, penetrated with life spirit. The life spirit manifests itself in such a way that the life body becomes quite different from what it was. For this reason it can also be said that the life spirit is the transmuted life body. If the “I” receives the spirit man, it thereby receives the necessary force to penetrate the physical body. Naturally, that part of the physical body thus transmuted is not perceptible to the physical senses, because it is just this spiritualized part of the physical body that has become the spirit man. It is then present to the physical senses as physical, and insofar as this physical is spiritualized, it has to be beheld by spiritual perceptive faculties, because to the external senses the physical, even when penetrated by the spiritual, appears to be merely sensible. (See Addendum 3) Taking all this as basis, the following arrangement may also be given of the members of man:
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9. Theosophy (1965): Body, Soul and Spirit
Translated by Mabel Cotterell, Alan P. Shepherd Rudolf Steiner |
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The forces which shape an oak tree must be sought for in an indirect way in the germ in the mother and father plants. The form of the oak is preserved through propagation from forefather to descendant. There are inner determining conditions innate in all that is living. |
The form of the living passes itself on by means of heredity. How a living being develops depends on what father or mother it has sprung from, or in other words, on the species to which it belongs. The materials of which it is composed are continually changing; the species remains constant during life, and is transmitted to the descendants. |
Even he who says, like Lessing, that he contents himself with the eternal striving towards truth because the full, pure truth can, after all, only exist for a God, does not deny the eternity of truth but establishes it by such an utterance. For only that which has an eternal significance in itself can call forth an eternal striving after it. |
9. Theosophy (1965): Body, Soul and Spirit
Translated by Mabel Cotterell, Alan P. Shepherd Rudolf Steiner |
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[ 1 ] Man can only come to a true understanding of himself when he grasps clearly the significance of thinking within his being. The brain is the bodily instrument for thinking. Just as man can only see colours with a properly constructed eye, so the suitably constructed brain serves him for thought. The whole body of man is so formed that it receives its crown in the organ of the spirit, the brain. The construction of the human brain can be understood only by considering it in relation to its task, which consists in being the bodily basis for the thinking spirit. This is borne out by a comparative survey of the animal world. Among the amphibians we find the brain small in comparison with the spinal cord; in mammals it is proportionately larger; in man it is largest in comparison with the rest of the body. [ 2 ] Many prejudices are prevalent regarding such statements about thinking as are brought forward here. Many persons are inclined to undervalue thinking, and to place higher the “warm life of feeling” or “emotion.” Some, indeed, say it is not by “sober thinking,” but by warmth of feeling, by the immediate power of “the emotions,” that one raises oneself to higher knowledge. People who talk thus fear to blunt the feelings by clear thinking. This certainly does result from the ordinary thinking that is concerned only with matters of utility; but in the case of thoughts that lead to higher regions of existence, the opposite happens. There is no feeling and no enthusiasm to be compared with the sentiments of warmth, beauty and exaltation enkindled through the pure, crystal-clear thoughts which relate to higher worlds. For the highest feelings are as a matter of fact not those which come “of themselves,” but those which are achieved by energetic and persevering work in the realm of thought. [ 3 ] The human body is so built as to be adapted to thinking. The same materials and forces which are present in the mineral kingdom are so combined in the human body that by means of this combination thought can manifest itself. This mineral construction, built up in accordance with its task, will be called in the following pages the physical body of man. [ 4 ] This mineral structure which is organised with reference to the brain as its central point, comes into existence through propagation and reaches its fully developed form through growth. Propagation and growth man shares in common with plants and animals. Through propagation and growth what is living differentiates itself from the lifeless mineral. Life gives rise to life by means of the germ. Descendant follows forefather from one living generation to another. The forces through which a mineral originates are directed upon the substances of which it is composed. A quartz crystal is formed through the forces inherent in the silicon and oxygen which are combined in the crystal. The forces which shape an oak tree must be sought for in an indirect way in the germ in the mother and father plants. The form of the oak is preserved through propagation from forefather to descendant. There are inner determining conditions innate in all that is living. It was a crude view of Nature which held that lower animals, even fishes, could evolve out of mud. The form of the living passes itself on by means of heredity. How a living being develops depends on what father or mother it has sprung from, or in other words, on the species to which it belongs. The materials of which it is composed are continually changing; the species remains constant during life, and is transmitted to the descendants. Therefore the species is that which determines the combination of the materials. This force which determines species will be here called Life-force. Just as the mineral forces express themselves in the crystals, so the formative life-force expresses itself in the species or forms of plant and animal life. [ 5 ] The mineral forces are perceived by man by means of his bodily senses; and he can only perceive that for which he has such senses. Without the eye there is no perception of light, without the ear no perception of sound. The lowest organisms have only one of the senses belonging to man: a kind of sense of touch. Nothing can be perceived by such organisms, in the way a human being perceives, except those mineral forces which make themselves known through the sense of touch. In proportion as the other senses are developed in the higher animals does their surrounding world, which man also perceives, become richer and more varied. It depends, therefore, on the organs of a being whether that which exists in the outer world exists also for the being itself, as perception, as sensation. What is present in the air as a certain motion becomes in man the sensation of hearing. Man does not perceive the manifestations of the life-force through the ordinary senses. He sees the colours of the plants; he smells their perfume; the life-force remains hidden from this form of observation. But the ordinary senses have just as little right to deny that there is a life-force as has the man born blind to deny that colours exist. Colours are there for the person born blind as soon as he has been operated upon; in the same way, the objects, the various species of plants and animals created by the life-force (not merely the individual plants and animals) are present to man as objects of perception as soon as the necessary organ unfolds within him. An entirely new world opens out to man through the unfolding of this organ. He now perceives, not merely the colours, the odours, etc., of the living beings, but the life itself of these beings. In each plant, in each animal, he perceives, besides the physical form, the life-filled spirit-form. In order to have a name for this spirit-form let it be called the ether-body, or life-body.1 To the investigator of spiritual life, this matter presents itself in the following manner. The ether-body is for him not merely a product of the materials and forces of the physical body, but a real independent entity which first calls forth these physical materials and forces into life. It is in accordance with spiritual science to say: a purely physical body, a crystal for example, has its form through the action of the physical formative forces innate in that which is lifeless. A living body has its form not through the action of these forces, because the moment life has departed from it and it is given over to the physical forces only, it falls to pieces. The ether-body is an organism which preserves the physical body every moment during life from dissolution. In order to see this body, to perceive it in another being, one requires the awakened “spiritual eye.” Without this, its existence can be accepted as a fact on logical grounds; but one can see it with the spiritual eye as one sees colour with the physical eye. Offence should not be taken at the expression “ether-body.” “Ether” here designates something different from the hypothetical ether of the physicist. It should be regarded simply as a name for what is described here. And just as the physical body of man in its construction is a kind of reflection of its purpose, so is this also the case with man's etheric body. Moreover, it can be understood only when considered in relation to the thinking spirit. The etheric body of man differs from that of plants and animals, through being organised to serve the purposes of the thinking spirit. Just as man belongs to the mineral world through his physical body, he belongs through his etheric body to the life-world. After death the physical body dissolves into the mineral world, the ether-body into the life-world. By the word “body” is denoted that which gives any kind of being “shape” or “form.” The term “body” must not be confused with a bodily form perceptible to the physical senses. Used in the sense implied in this book the term “body” can also be applied to such forms as soul and spirit may assume. [ 6 ] In the life-body we still have something external to man. With the first stirrings of sensation the inner self responds to the stimuli of the outer world. You may trace ever so far what one is justified in calling the outer world, but you will not be able to find sensation. Rays of light stream into the eye, penetrating it till they reach the retina. There they call forth chemical processes (in the so-called visual-purple); the effect of these stimuli is passed on through the optic nerve to the brain where further physical processes arise. Could one observe these, one would simply see physical processes, just as elsewhere in the physical world. If I were able to observe the ether-body, I should see how the physical brain-process is at the same time a life-process. But the sensation of blue colour, which the recipient of the rays of light has, I can find nowhere in this manner. It arises only within the soul of the recipient. If, therefore, the being of this recipient consisted only of the physical body and the ether-body, sensation could not exist. The activity by which sensation becomes a fact differs essentially from the operations of the formative life-force. It is an activity by which an inner experience is called forth from these operations. Without this activity there would be a mere life-process, such as is to be observed in plants. If one pictures a man receiving impressions from all sides, one must think of him at the same time as the source of the above-mentioned soul-activity which flows out from him to all the directions from which he is receiving the impressions. In all directions soul-sensations arise in response to the physical impacts. This fountain of activity shall be called the sentient soul. This sentient soul is just as real as the physical body. If a man stands before me, and I disregard his sentient soul by thinking of him as merely a physical body, it is exactly as if I were to call up in my mind, instead of a painting—merely the canvas. A similar statement has to be made in regard to perceiving the sentient soul, as was previously made in reference to the ether-body. The bodily organs are “blind” to it. And blind to it also is the organ by which life can be perceived as life. But just as the ether-body is seen by means of this organ, so through a still higher organ can the inner world of sensation become a special kind of supersensible perception. A man would then not only sense the impressions of the physical and life-world, but would behold the sensations themselves. Before a man with such an organ, the sensation world of another being is spread out like an external reality. One must distinguish between experiencing one's own world of sensation, and looking at that of another person. Every man of course can look into his own world of sensation; only the seer with the opened “spiritual eye” can see another person's world of sensation. Unless a man be a seer, he knows the world of sensation only as an “inner” one, only as the peculiar hidden experiences of his own soul; with the opened “spiritual eye” there shines out before the outward-turned spiritual gaze what otherwise lives only in the inner being of another person. [ 7 ] In order to prevent misunderstanding, it may be expressly stated here that the seer does not simply experience in himself what the other being has within him as content of his world of sensation. That being experiences the sensations in question from the point of view of his own inner being; the seer becomes aware of a manifestation of the world of sensation. [ 8 ] The sentient soul depends, as regards its activity, on the ether-body. For it draws from it that which it will cause to gleam forth as sensation. And since the ether-body is the life within the physical body, therefore the sentient soul is also indirectly dependent on the latter. Only with properly functioning and well-constructed eyes are correct colour sensations possible. It is in this way that the nature of the body affects the sentient soul. The latter is thus determined and limited in its activity by the body. It lives within the limitations fixed for it by the nature of the body. The body accordingly is built up of mineral substances, is vitalised by the ether-body, and limits even the sentient soul. A man, therefore, who has the above-mentioned organ for “seeing” the sentient soul, knows it to be conditioned by the body. But the boundary of the sentient soul does not coincide with that of the physical body. It extends somewhat beyond the physical body. From this one sees that it proves itself to be greater than the physical body. Nevertheless the force through which its limits are set proceeds from the physical body. Thus between the physical body and the ether-body, on the one hand, and the sentient soul on the other, there inserts itself another distinct member of the human being. This is the soul-body or sentient body. One can express this in another way. One part of the ether-body is finer than the rest, and this finer part of the ether-body forms a unity with the sentient soul, whereas the coarser part forms a kind of unity with the physical body. Nevertheless, the sentient soul extends, as has been said, beyond the soul-body. [ 9 ] What is here called sensation is only a part of the soul-being. (The expression sentient soul is chosen for the sake of simplicity.) Connected with sensations are the feelings of desire and aversion, impulses, instincts, passions. All these bear the same character of individual life as do the sensations, and are, like them, dependent on the bodily nature. [ 10 ] Just as the sentient soul enters into mutual action and reaction with the body, so does it also in thinking, with the spirit. In the first place thinking serves the sentient soul. Man forms thoughts about his sensations. He thus enlightens himself regarding the outside world. The child that has burnt itself thinks it over, and reaches the thought “fire burns.” Nor does man follow blindly his impulses, instincts, passions; his thinking about them brings about the opportunity through which he can gratify them. What is called material civilisation moves entirely in this direction. It consists in the services which thinking renders to the sentient soul. An immeasurable amount of thought-power is directed to this end. It is thought-power that has built ships, railways, telegraphs, telephones; and by far the greatest proportion of all this serves only to satisfy the needs of sentient souls. Thought-force permeates the sentient soul in a similar way to that in which the formative-life-force permeates the physical body. The formative-life-force connects the physical body with forefathers and descendants, and thus brings it under a system of laws with which the purely mineral body is in no way concerned. In the same way thought-force brings the soul under a system of laws to which it does not belong as mere sentient soul. Through the sentient soul man is related to the animal. In animals, also, we observe the presence of sensations, impulses, instincts and passions. But the animal obeys these immediately. They do not, in its case, become interwoven with independent thoughts, transcending the immediate experiences.2 This is also the case to a certain extent with undeveloped human beings. The mere sentient soul is therefore different from the evolved higher member of the soul which brings thinking into its service. This soul that is served by thought will be termed the intellectual soul. One could also call it the mind-soul. [ 11 ] The intellectual soul permeates the sentient soul. He who has the organ for “seeing” the soul sees, therefore, the intellectual soul as a separate entity, in relation to the mere sentient soul. [ 12 ] By thinking, man is led above and beyond his own personal life. He acquires something that extends beyond his soul. He comes to take for granted his conviction that the laws of thought are in conformity with the laws of the world. And he feels at home in the world because this conformity exists. This conformity is one of the weighty facts through which man learns to know his own nature. Man searches in his soul for truth; and through this truth it is not only the soul that speaks, but the things of the world. That which is recognised as truth by means of thought has an independent significance, which refers to the things of the world, and not merely to one's own soul. In my delight at the starry heavens I live in my own inner being; the thoughts which I form for myself about the paths of heavenly bodies have the same significance for the thinking of every other person as they have for mine. It would be absurd to speak of my delight were I not in existence; but it is not in the same way absurd to speak of my thoughts, even without reference to myself. For the truth which I think to-day was true also yesterday; will be true to-morrow, although I concern myself with it only to-day. If a piece of knowledge gives me joy, the joy has significance just so long as it lives in me; the truth of the knowledge has its significance quite independently of this joy. By grasping the truth the soul connects itself with something that carries its value in itself. And this value does not vanish with the feeling in the soul any more than it arose with it. What is really truth neither arises nor passes away: it has a significance which cannot be destroyed. This is not contradicted by the fact that certain human “truths” have a value which is transitory, inasmuch as they are recognised after a certain period as partial or complete errors. A man must say to himself that truth exists in itself, and that his conceptions are only transient forms of eternal truths. Even he who says, like Lessing, that he contents himself with the eternal striving towards truth because the full, pure truth can, after all, only exist for a God, does not deny the eternity of truth but establishes it by such an utterance. For only that which has an eternal significance in itself can call forth an eternal striving after it. Were truth not in itself independent, if it acquired its value and significance through the feelings of the human soul, then it could not be the one unique goal for all mankind. One concedes its independent being by the very fact that one sets oneself to strive after it. [ 13 ] And as it is with the true, so it is with the truly good. Moral goodness is independent of inclinations and passions, inasmuch as it does not allow itself to be commanded by, but commands them. Likes and dislikes, desire and loathing belong to the personal soul of man; duty stands higher than likes and dislikes. Duty may stand so high in the eyes of a man that he will sacrifice his life for its sake. And a man stands the higher the more he has ennobled his inclinations, his likes and dislikes, so that without compulsion or subjection they themselves obey what is recognised as duty. Moral goodness has, like truth, its eternal value in itself, and does not receive it from the sentient soul. [ 14 ] By causing the self-existent true and good to come to life in his inner being, man raises himself above the mere sentient soul. The eternal spirit shines into it. A light is kindled in it which is imperishable. In so far as the soul lives in this light, it is a participant of the eternal. It unites therewith its own existence. What the soul carries within itself of the true and the good is immortal in it. Let us call that which shines forth in the soul as eternal the consciousness-soul.3 We can speak of consciousness even in connection with the lower soul-stirrings. The most ordinary everyday sensation is a matter of consciousness. To this extent animals also have consciousness. By consciousness-soul is meant the kernel of human consciousness, the soul within the soul. The consciousness-soul is thus distinguished as a distinct member of the soul from the intellectual soul. This latter is still entangled in the sensations, the impulses, the passions, etc. Everyone knows how at first he counts as true that which he prefers in his feelings, and so on. Only that truth, however, is permanent which has freed itself from all flavour of such sympathy and antipathy of feeling. The truth is true, even if all personal feelings revolt against it. The part of the soul in which this truth lives will be called consciousness-soul. [ 15 ] Thus three members have to be distinguished in the soul as in the body: sentient soul, intellectual soul, consciousness-soul. And just as the body works from below upwards with a limiting effect on the soul, so the spiritual works from above downwards into it, expanding it. For the more the soul fills itself with the true and the good, the wider and the more comprehensive becomes the eternal in it. To him who is able to “see” the soul, the radiance which proceeds from a human being because his eternal element is expanding, is just as much a reality as the light which streams out from a flame is real to the physical eye. For the “seer” the corporeal man counts as only part of the whole man. The physical body, as the coarsest structure, lies within others, which mutually interpenetrate both it and each other. The ether-body fills the physical body as a life-form; extending beyond this on all sides is to be perceived the soul-body (astral form). And beyond this, again, extends the sentient soul, then the intellectual soul which grows the larger the more it receives into itself of the true and the good. For this true and good cause the expansion of the intellectual soul. A man living only and entirely according to his inclinations, his likes and dislikes, would have an intellectual soul whose limits coincide with those of his sentient soul. These formations, in the midst of which the physical body appears as if in a cloud, may be called the human aura. The aura is that in regard to which the “being of man” becomes enriched, when it is seen as this book endeavours to present it. [ 16 ] In the course of his development as a child, there comes the moment in the life of a man in which, for the first time, he feels himself to be an independent being distinct from the whole of the rest of the world. For finely strung natures it is a significant experience. The poet Jean Paul says in his autobiography: “I shall never forget the event which took place within me, hitherto narrated to no one, and of which I can give place and time, when I stood present at the birth of my self-consciousness. As a very small child I stood at the door of the house one morning, looking towards the wood pile on my left, when suddenly the inner vision, ‘I am an I’ came upon me like a flash of lightning from heaven and has remained shining ever since. In that moment my ego had seen itself for the first time and for ever. Any deception of memory is hardly to be conceived as possible here, for no narrations by outsiders could have introduced additions to an occurrence which took place in the holy of holies of a human being, and of which the novelty alone gave permanence to such everyday surroundings.” It is well known that little children say of themselves, “Charles is good,” “Mary wants to have this.” One feels it to be right that they speak of themselves as if of others, because they have not yet become conscious of their independent existence, because the consciousness of the self is not yet born in them. Through self-consciousness, man describes himself as an independent being, separate from all others, as “I.” In “I” man includes all that he experiences as a being with body and soul. Body and soul are the carriers of the ego or “I;” in them it acts. Just as the physical body has its centre in the brain, so has the soul its centre in the ego. Man is aroused to sensations by impacts from without; feelings manifest themselves as effects of the outer world; the will relates itself to the outside world in that it realises itself in external actions. The “I” as the essential being of man remains quite invisible. Excellently, therefore, does Jean Paul call a man's recognition of his ego an occurrence taking place only in his veiled holy of holies; for with his “I” man is quite alone. And this “I” is the man himself. That justifies him in regarding his ego as his true being. He may, therefore, describe his body and his soul as the “sheaths” or “veils” within which he lives; and he may describe them as bodily conditions through which he acts. In the course of his evolution he learns to regard these instruments ever more and more as servants of his ego. The little word “I” is a name which differs from all other names. Anyone who reflects in an appropriate manner on the nature of this name, will find that in so doing an avenue to the understanding of the human being in the deeper sense is revealed. Every other name can be applied to its corresponding object by all men in the same way. Everybody can call a table “table” or a chair “chair.” This is not so with the name “I.” No one can use it in referring to another person; each one can call only himself “I.” Never can the name “I” reach my ears from outside when it refers to me. Only from within, only through itself, can the human being refer to himself as “I.” When the human being therefore says “I” to himself, something begins to speak in him that has nothing to do with any one of the worlds from which the sheaths so far mentioned are taken. The “I” becomes ever more and more ruler of body and soul. This also expresses itself in the aura. The more the “I” is lord over body and soul, the more definitely organised, the more varied and the more richly coloured is the aura. The effect of the “I” on the aura can be seen by the “seeing” person. The “I” itself is invisible even to him; this remains truly within the veiled “holy of holies.” But the “I” absorbs into itself the rays of the light which flashes up in a man as eternal light. As he gathers together the experiences of body and soul in the “I,” so too he causes the thoughts of truth and goodness to stream into the “I.” The phenomena of the senses reveal themselves to the “I” from the one side, the spirit reveals itself from the other. Body and soul yield themselves up to the “I” in order to serve it; but the “I” yields itself up to the spirit in order that the spirit may fill it to overflowing. The “I” lives in body and soul; but the spirit lives in the “I.” And what there is of spirit in the “I” is eternal. For the “I” receives its nature and significance from that with which it is bound up. In so far as it experiences itself in the physical body, it is subject to the laws of the mineral world; through its ether-body to the laws of propagation and growth; by virtue of the sentient and intellectual souls to the laws of the soul-world in so far as it receives the spiritual into itself it is subject to the laws of the spirit. That which the laws of mineral and of life construct, comes into being and vanishes; but the spirit has nothing to do with becoming and perishing. [ 17 ] The “I” lives in the soul. Although the highest manifestation of the “I” belongs to the consciousness-soul, one must nevertheless say that this “I,” raying out from it, fills the whole of the soul, and through the soul exerts its action upon the body. And in the “I” the spirit is alive. The spirit sends its rays into the “I” and lives in it as in a “sheath” or veil, just as the “I” lives in its sheaths, the body and soul. The spirit develops the “I” from within, outwards; the mineral world develops it from without, inwards. The spirit forming an “I” and living as “I” will be called Spirit-self, because it manifests as the “I,” or ego, or “self” of man. The difference between the “Spirit-self” and the “consciousness-soul” can be made clear in the following way. The consciousness-soul is in touch with the self-existent truth which is independent of all antipathy and sympathy; the Spirit-self bears within it the same truth, but taken up into and enclosed by the “I,” individualised by the latter and absorbed into the independent being of the man. It is through the eternal truth becoming thus individualised and bound up into one being with the “I,” that the “I” itself attains to eternity. [ 18 ] The Spirit-self is a revelation of the spiritual world within the “I,” just as from the other side sensations are a revelation of the physical world within the “I.” In what is red, green, light, dark, hard, soft, warm, cold, one recognises the revelations of the corporeal world; in what is true and good, the revelations of the spiritual world. In the same sense in which the revelation of the corporeal world is called sensation, let the revelation of the spiritual be called intuition.4 Even the most simple thought contains intuitions, for one cannot touch it with the hands or see it with the eyes; its revelation must be received from the spirit through the “I.” If an undeveloped and a developed man look at a plant, there lives in the “I” of the one something quite different from that which is in the “I” of the other. And yet the sensations of both are called forth by the same object. The difference lies in this, that the one can form far more perfect thoughts about the object than can the other. If objects revealed themselves through sensation alone, there could be no progress in spiritual development. Even the savage is affected by Nature; but the laws of Nature reveal themselves only to the thoughts, fructified by intuition, of the more highly developed man. The stimuli from the outer world are felt even by the child as incentives to the will; but the commandments of the morally good disclose themselves to him only in the course of his development, in proportion as he learns to live in the spirit and understand its revelations. [ 19 ] Just as there could be no colour sensations without physical eyes, so there could be no intuitions without the higher thinking of the Spirit-self. And as little as sensation creates the plant on which the colour appears, does intuition create the spiritual realities about which it is merely giving information. [ 20 ] The “I” of a man, which comes to life in the soul, draws into itself messages from above, from the spirit-world, through intuitions, just as through sensations it draws in messages from the physical world. And in so doing it fashions the spirit-world into the individualised life of its own soul, even as it does the physical world by means of the senses. The soul, or rather the “I” lighting up in it, opens its portals on two sides; towards the corporeal and towards the spiritual. [ 21 ] Now just as the physical world can only give information about itself to the ego by building out of physical materials and forces a body in which the conscious soul can live and possess organs to perceive the corporeal world outside itself, so does the spirit-world build, with its spirit-substances and spirit-forces, a spirit-body in which the “I” can live and, through intuitions, perceive the spiritual. (It is evident that the expressions spirit-substance, spirit-body contain a contradiction, according to the literal meaning of the words. They are used only in order to direct attention to what, in the spiritual, corresponds to the physical body of man.) [ 22 ] Just as within the physical world each human body is built up as a separate physical being, so is the spirit-body within the spirit-world. In the spirit-world there is an “inner” and an “outer” for man just as there is in the physical world. As man takes in the materials of the physical world around him and assimilates them in his physical body, so does he take up the spiritual from the spiritual environment and make it into his own. The spiritual is the eternal nourishment of man. And as man is born out of the physical world, so is he born out of the spirit through the eternal laws of the true and the good. He is separated from the spirit-world outside him, as he is separated from the whole physical world, as an independent being. This independent spiritual being will be called the Spirit-man. [ 23 ] If we investigate the human physical body, we find the same materials and forces in it as are to be found outside it in the rest of the physical world. It is the same with the Spirit-man. In it pulsate the elements of the external spirit-world; in it the forces of the rest of the spirit-world are active. As within the physical skin a being is enclosed and limited which is alive and feels, so also is it in the spirit-world. The spiritual skin, which separates the Spirit-man from the homogeneous spirit-world, makes him an independent being within it, living a life within himself and perceiving intuitively the spiritual content of the world—let us call this “spiritual skin” (auric sheath) the spirit-sheath. Only it must be kept clearly in mind that the spiritual skin expands continually with advancing human evolution, so that the spiritual individuality of man (his auric sheath) is capable of enlargement to an unlimited extent. [ 24 ] The Spirit-man lives within this spirit-sheath. It is built up by the spiritual life-force. In a similar way to that in which one speaks of an ether-body, one must therefore speak of an ether-spirit in reference to the Spirit-man. Let this ether-spirit be called Life-spirit. The spiritual being of man therefore is composed of three parts, Spirit-man, Life-spirit, and Spirit-self. [ 25 ] For one who is a “seer” in the spiritual regions, this spiritual being of man is a perceptible reality as the higher, truly spiritual part of the aura. He “sees” the Spirit-man as Life-spirit within the spirit-sheath; and he “sees” how this “Life-spirit” grows continually larger, by taking in spiritual nourishment from the spiritual external world. Further, he sees how the spirit-sheath continually increases, widens out through what is brought into it, and how the Spirit-man becomes ever larger and larger. In so far as this “becoming larger” is “seen” spatially, it is of course, only a picture of the reality. In spite of this, man's soul is directed towards the corresponding spiritual reality in conceiving this picture. For the difference between the spiritual and the physical being of man is that the latter has a limited size while the former can grow to an unlimited extent. Whatever of spiritual nourishment is absorbed has an eternal value. The human aura is accordingly composed of two interpenetrating parts. Colour and form are given to the one by the physical existence of man, and to the other by his spiritual existence. The ego marks the separation between them in such wise that the physical, after its own manner, yields itself and builds up a body that allows a soul to live within it; and the “I” yields itself and allows to develop in it the spirit, which now for its part permeates the soul and gives it the goal in the spirit-world. Through the body the soul is enclosed in the physical; through the Spirit-man there grow wings for its movement in the spiritual world. [ 26 ] In order to comprehend the whole man, one must think of him as put together out of the components above mentioned. The body builds itself up out of the world of physical matter in such wise that its construction is adapted to the requirements of the thinking ego. It is penetrated with life-force, and thereby becomes the etheric or life-body. As such it opens itself through the sense-organs towards the outer world and becomes the soul-body. This the sentient soul permeates and becomes a unity with it. The sentient soul does not merely receive the impacts of the outer world as sensations; it has its own inner life which it fertilises through thinking, on the one hand, as it does through sensations on the other. It thus becomes the intellectual soul. It is able to do this by opening itself to intuitions from above, as it does to sensations from below. Thus it becomes the consciousness-soul. This is possible for it because the spirit-world builds into it the organ of intuition, just as the physical body builds for it the sense-organs. As the senses transmit to the human organism sensations by means of the soul-body, so does the spirit transmit to it intuitions through the organ of intuition. The Spirit-self is thereby linked into a unity with the consciousness-soul, just as the physical body is with the sentient soul in the soul-body. Consciousness-soul and Spirit-self form a unity. In this unity the Spirit-man lives as Life-spirit, just as the etheric body forms the bodily basis for the soul-body. And as the physical body is enclosed in the physical skin, so is the Spirit-man in the spirit-sheath. The members of the whole man are therefore as follows:
[ 1 ] Soul-body (C) and sentient soul (D) are a unity in the earthly man; in the same way are consciousness-soul (F) and Spirit-self (G) a unity. Thus there come to be seven parts in the earthly man.5
[ 27 ] In the soul the “I” flashes forth, receives the impetus from the spirit and thereby becomes the bearer of the Spirit-man. Thus man participates in the “three worlds,” the physical, the soul, and the spiritual. He is rooted in the physical world through his physical body, ether-body, and soul-body and blossoms through the Spirit-self, Life-spirit, and Spirit-man up into the spiritual world. The stalk, however, which takes root in the one and blossoms in the other, is the soul itself. [ 28 ] This arrangement of the members of man can be expressed in a simplified way, but one entirely consistent with the above. Although the human “I” lights up in the consciousness-soul it nevertheless penetrates the whole soul-being. The parts of this soul-being are not at all as distinctly separate as are the limbs of the body: they interpenetrate each other in a higher sense. If then one regards the intellectual soul and the consciousness-soul as the two sheaths of the “I” that belong together, with the “I” itself as their kernel, then one can divide man into physical body, life-body, astral body, and “I.” The expression astral body designates here what is formed by soul-body and sentient soul together. This expression is found in the older literature, and may be applied here in a somewhat broad sense to that in the constitution of man which lies beyond the sensibly perceptible. Although the sentient soul is in certain respects energised by the “I” it is still so intimately connected with the soul-body that, in thinking of both as united, a single expression is justified. When, now, the “I” saturates itself with the Spirit-self, then this Spirit-self makes its appearance in such wise that the astral body is worked over from within the soul. In the astral body there are primarily active the impulses, desires, and passions of man, in so far as they are felt by him; sense-perceptions are also active in it. Sense-perceptions arise through the soul-body as a member in man which comes to him from the external world. Impulses, desires, and passions, etc., arise in the sentient soul, in so far as it is energised from within, before this “inner” has yielded itself to the Spirit-self. If the “I” saturates itself with the Spirit-self, then the soul energises the astral body with this Spirit-self. This expresses itself in the illumination of the impulses, desires, and passions by what the “I” has received from the spirit. The “I” has then, through its participation in the spiritual world, become ruler in the world of impulses, desires, etc. To the extent to which it has become this the Spirit-self manifests in the astral body. And the astral body is thereby transmuted. The astral body itself then appears as a two-fold body—in part untransmuted and in part transmuted. Therefore the Spirit-self, as manifested in man, can be designated as the transmuted astral body. A similar process takes place in a man when he receives the Life-spirit into his “I.” The life-body then becomes transmuted. It becomes penetrated with the Life-spirit. This manifests itself in such wise that the life-body becomes quite other than it was. For this reason one can also say that Life-spirit is the transmuted life-body. And if the “I” receives the Spirit-man, it thereby receives the necessary force with which to permeate the physical body. Naturally, that part of the physical body, thus transmuted, is not perceptible to the physical senses. For it is just that part of the physical body which has been spiritualised that has become the Spirit-man. The physical body is then present to the physical senses as physical, but in so far as this physical is spiritualised, it must be perceived by spiritual faculties of perception. To the external senses the physical, even when permeated by the spiritual, appears to be merely sensible. Taking all this as basis, the following arrangement of the members of man may also be given:
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255b. Anthroposophy and its Opponents: Spiritual Dimensions of Generic Behavior
23 May 1922, Stuttgart Rudolf Steiner |
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For he particularly emphasizes this meaning when he says: It is not the Son but only the Father that belongs in this Gospel; that which is called the Son is only the teaching of the Father. —That the essence of the Gospel is the message of the Son, that is the Christian element. |
It is remarkable how people today immediately say: Yes, we want to profess belief in the unified God and the unified spirit, but leave us alone with the many spiritual beings. The one who knows the truth in this field cannot leave them alone for the reason that there are really quite a lot of them, as I showed you with the example of earthly elemental beings, of which there are so many that one is surprised to come across any at all. |
255b. Anthroposophy and its Opponents: Spiritual Dimensions of Generic Behavior
23 May 1922, Stuttgart Rudolf Steiner |
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My dear friends! Before I begin my talk today, it will be necessary for me to say a few introductory words. We are experiencing a certain crisis in our Anthroposophical movement, which is becoming apparent in the ever-increasing opposition, especially in the character that this opposition is taking on. It is indeed something extremely unpleasant to talk about this antagonism, so I will not do so – or at least only in a very limited sense – but it is necessary, especially at the present time, that we become aware of the directions in which the individual endeavors within our anthroposophical movement have developed in the course of recent years. I need only evoke the memory of those members of our movement who have been with us for a long time, those members who have participated above all in the older phase of our anthroposophical movement, which had a more esoteric character, which worked, I would say, more out of the spiritual substance itself. I would like to begin by evoking memories of the special way in which anthroposophy was disseminated to the public in those days. Its esoteric character has become particularly evident in recent times through the publication of the Munich cycle in 'Drei', which was intended to provide a forum for discussion of the contrast between the oriental and occidental spiritual views. The aim was to show how the Christ impulse has shaped the development of the occidental spiritual view in the world. And anyone who delves into what was discussed in that cycle – which is now publicly available – will be able to envision the particular way in which efforts were made at the time to bring Anthroposophy first to smaller circles and then to ever larger circles, but how the whole thing nevertheless bore a kind of unified character, which was dominated by a certain esoteric core. The fact that in recent years the anthroposophical movement in general has taken on a somewhat different character did not depend, my dear friends, on those who have to lead this anthroposophical movement in an active sense. I would like to say: what has become necessary in recent years was not something we sought; it has come to us as a demand from the outside world. Through the dissemination of anthroposophical literature – which has gradually become quite extensive – a wide variety of circles, which initially did not go along with the gradual esoteric development, have become acquainted with the anthroposophical worldview and then judged this anthroposophical worldview from the points of view that were accessible to them. In particular, I would like to draw attention to the way in which scientific and scientific-theological circles gradually began to occupy themselves more and more with the anthroposophical worldview. As a result, anthroposophy, which can certainly take on a scientific character if it wants to, was in a sense dragged into this scientific character from the outside, and it was only natural that a number of younger co-workers with a good scientific training should now take it upon themselves to impress this scientific character on the anthroposophical movement. As a result, the public work of the anthroposophical movement, as it has emerged in recent times at congresses, university courses and so on, has taken on a completely different character than it had before. And perhaps, if that sounds a bit radical, I can describe this different character by saying — this is neither a criticism nor a praise, but simply something I want to state: When I look at some older members of the anthroposophical movement, I see that they say: We have found our way into the esoteric anthroposophical movement through the cognitive and religious needs of our hearts, insofar as it has lived out its spiritual substance; we have absorbed the character of this esotericism, even if it is, of course, in the way as it had to be lived in the public lectures of the earlier days of our anthroposophical movement, but now we hear a scientific keynote where anthroposophy is represented, which in a certain way also gradually and logically builds up the anthroposophical from the most elementary, as one is accustomed to in external science. And so many such members would like to say: This is something that does not really interest us; in part we take it for granted, in part it only slows us down; we come much more quickly on the inner path of spiritual understanding to the insights that anthroposophy can give than if they are built up piece by piece through all sorts of thoughts and logical constructs that we don't need at all, that actually seem extremely superfluous to us and do not interest us. Why, my dear friends, should we not simply say these things as they exist in the feelings of many of our members? Today, I would say, we have these two currents — these two currents in the main. The fact that we have these two currents would actually be enough to satisfy everything that Anthroposophy must want from its own soul and everything that is demanded from outside, if it were not for another thing; and we must bring this other thing to our attention with a certain inner strength and a certain seriousness. It is entirely possible, starting from the elementary discussions – for all discussions are elementary, and should be permeated by the forms of today's science – it is entirely possible, starting from these elementary discussions to establish anthroposophy scientifically on the basis of mathematics, physics, chemistry, biology, history, sociology and so on, in order to gradually ascend to that which is inwardly esoteric. However, to do this we would need a much larger circle of active collaborators, and above all, I would say, a work that would be dedicated solely to this. For the older members will not be able to complain that the esoteric tone of the older anthroposophical movement does not emerge at least where branch meetings are held, where what was previously practised in branch meetings with a certain esoteric character is continued. If what has been introduced into smaller circles as a certain continuation of esoteric life cannot now be continued in the appropriate way, it is not because this could not happen out of the inner forces of the anthroposophical movement, but only because the members involved have not taken it seriously enough and have treated it in such a way, especially in relation to the outside world, that they themselves have made its continuation impossible for the time being or have jeopardized it. I do not want to talk about that. But the fact that the old esoteric character has been preserved in the branch meetings can be seen from each of the branch meetings that have been held here in this place. On the other hand, the completely esoteric, which is based on science, has emerged more in our public lectures. Today, there is an abyss between the two tendencies in our movement; there is no mediation, no bridge over this abyss. And we cannot build the bridge because we simply do not have the co-workers, and because those who are co-workers lack the time to build this bridge between what the world demands of us today – a scientific basis for anthroposophy – and what must be worked out from the esoteric. This is, of course, something that should actually be added in principle, that should be sought, but for which we still lack the time and manpower today. However, it cannot be denied that it is precisely because of this abyss that our anthroposophical movement as a whole is suffering to a certain extent, both externally and internally. For one thing, we shall always have a certain section of our members who love one aspect of it but are extremely critical of the other. Those who believe that they have the scientific character of anthroposophy in the fullest sense of the word within them often disdain that which, after all, also arises from justified reasons. And the opposite is also the case, understandably, but no less damaging to the movement as a whole. Those who can more quickly arrive at the final results find the slow path, which is already given by the demands of our time, the slow, scientific path, boring and uncomfortable and unnecessary. But quite apart from that: the fact that there is an abyss between the two currents, over which there is still no bridge today, so that I myself, for example, am obliged to maintain the scientific character as far as possible in public lectures, then to delve into the esoteric in branch lectures, means that our whole movement has something that hinders it, that does not allow it to advance in the appropriate way. For there is something unhealthy, my dear friends, when, for example, let us say, a university course or a conference is held here or there, and then people come from outside; there are - and this There is no denying that people come who initially have no idea of what is to be given to the world through anthroposophy, what is to be given to science and also to practical life through anthroposophy. They now hear there what we are presenting today at such congresses and on such college courses, and most of them will reject it. But of course there are also those – and they are the ones who really matter, even if they are still so few in number – there are also those who already feel the seriousness and scientific character of anthroposophy, who can say to themselves: this is something that needs to be examined further. The reason for this is that they are addressed in the very forms in which all kinds of worldviews are discussed in the world today. If such a person were to come into a branch meeting in which something particularly intimate and esoteric was being discussed, and they would hear something that is completely out of context and for which they lack the prerequisites, it is quite possible that they would say: “They present this to us in public, but in their actual more intimate meetings, it is clear that they are completely insane.” You see, my dear friends, that is something that is entirely within the realm of possibility – it does not depend at all on the degree to which it is already becoming reality today. It has become a reality to a high degree because we have always had members among us who lack all sense of tact in their dealings with other people, and who throw all kinds of things at them about anthroposophy that the others then do not understand. As I said, all kinds of things happen. But it does not even depend so much on the extent to which these things become reality as on the nature of the movement itself, on what is possible within it, for its prosperity, its health and its illness depend on this. It is, of course, all too easy to fall prey to all manner of prejudices when it comes to spreading anthroposophical knowledge, because people believe that this person or that could easily be convinced of this or that. Yes, you see, I would like to tell you an example of this that I have often spoken of. When the anthroposophical movement was still working within the theosophical movement, albeit quite independently, the chairman of a branch of the Theosophical Society once came to me. He was a very important scholar, a well-known scholar in his field; it was quite early on in the anthroposophical movement within the theosophical movement. Because I was dealing with a specialist in his field, I initially tried to touch on his subject here and there, to present to him something that could lead from his field to anthroposophy. I presented to him something about plant growth, about the plant's place in the universe, and then gradually moved on to more anthroposophically substantial things. He was not at all interested in that. And the right thing to do was to draw back at the right moment and say to oneself, when this man works as a teacher at his university, he wants to lecture in the same way as the others lecture; when he is in his botanical cabinet, he wants to instruct his students in the usual way and, with regard to how he presents himself to the world as a botanist, he wants to be left in peace: this has nothing to do with Anthroposophy. On the other hand, he immediately warmed to it when one began to speak directly of the astral body, to speak directly of the etheric body. He could have his erudition on one side of his bookkeeping, and on the other that which was given to him anthroposophically-theosophically. But it did not occur to him to want to establish any connection between the one or the other, so that it was self-evident that what was given was to be left out of the effort. Of course, this is something that has not always been taken into account in recent times. People want to bring anthroposophy into the specialized knowledge of those people who do not want it at all, who want to get it out with all their might. Of course, there is no harm in making public what the various sciences have to say about anthroposophy, or in bringing it to those who can understand it with common sense. But time and again, we encounter the prejudice that when we discuss botany, we should invite botanists; when we discuss zoology, we should invite zoologists; and when we discuss aesthetics, we should invite aesthetes. What prevails there is a certain unworldliness. It is this unworldliness that has done us so much harm, especially in recent years, and it is this unworldliness that we should overcome. One should not think that we can spread anthroposophy indirectly through specialized learning. We should be clear about the fact that specialized learning must be forced from the outside to accept the anthroposophical – it will not do so of its own accord. This is not about slackening in our zeal and saying: so things have to be done differently. It is about seeing things in a healthy way, as they are in the world. Exactly the same things that I have said now in relation to the scientific in anthroposophy, the same applies in relation to the social and the sociological, only that there is an even stronger tendency towards unworldliness, and we have thus ended up in the unfortunate situation that is expressed today in an opposition that is not at all interested in anthroposophy. This opposition wants something quite different, and it is regarded in a completely false way in our own midst and is therefore of course underestimated, so that the belief always finds adherents that is directed against what I have actually been saying for a long time: that one should not believe that this opposition is not spreading. It will spread, it will take on ever larger forms, and it is now on the way to actually wanting to gradually make every public activity for anthroposophy within Germany impossible. We must not be under any illusion that this endeavor already exists in a very forceful way today: to prevent all public activity for anthroposophy within Germany. It is my duty to say this, especially here, because of what has been undertaken here in recent years, and because it is impossible here to harbor illusions. And you see, my dear friends, this gives us a picture of how we must become more and more aware of the conditions of anthroposophical life, how we must not get caught up in our favorite ideas, how we must always familiarize ourselves with the demands of the time, and how we must, above all, take the most serious approach to what is to penetrate the world through the anthroposophical movement. It has gradually become our custom to start things at many points, to do this and that and to completely forget that each individual thing only makes sense if the whole anthroposophical movement is healthy and if the necessary things are really done from each individual thing to the whole of the anthroposophical movement. And that is what is missing. Above all, there is little response to what I myself have said in the various branches, again and again and for years, especially since the movement has become more externalized. What has been said has simply not been taken seriously enough. Above all, we must adhere to the basic facts that are peculiar to the contemporary anthroposophical movement. We must hold fast to these fundamental facts. We must realize that from the middle of the 15th century until well into the 20th century – or more precisely until the end of the 19th century – human development was primarily one that, firstly, engaged the mind, the intellect, for the progress of humanity, but secondly brought it to a certain level. The intellect has been wonderfully developed in the past centuries. But just as each individual age, childhood, adolescence, maturity, old age, corresponds to a particular kind of development of soul and body that does not carry over into the next stage of life, so it is with the development of humanity in general. The age that has passed is that of the intellect, of the mind. And this development of the intellect, it should not - this is in the laws of human development - go into the further progress of this development. It is so that we are now standing before the beginning of a spiritual development of mankind. That what the intellect can achieve, it has achieved for the time being; it can only be carried into the further development of mankind as it has been trained in past centuries, as an heirloom. On the other hand, human development depends on taking into account the wave of spiritual life that is flowing from the spiritual heights into the physical-sensual world in which man lives, and to replace pure intellectual development with a spiritual kind of development. It may well be that the human race, which has so far been civilized, says to itself: We hold fast to the old mind; we hold fast to experiment and observation and to what the mind can make of them ; we reject what individuals claim: that precisely in our time a mighty wave of spiritual life is penetrating from spiritual heights into earthly life; we want to know nothing about it, we want to continue to serve the intellect. — They cannot do this, because the intellect has passed its peak, it can only be propagated; but this propagation also means that it is going into decline. Indeed, the intellect is declining; we can already see the beginning of this decline today, and can even prove it outwardly. What is the use of closing our eyes to such things? We only have to look impartially at a single phenomenon that can shed light on the matter. Look, for example, at how young people who devoted themselves to study some forty years ago, even together with their teachers, still had something of the individual in their intellectual activity. You could approach people forty years ago – they were good intellectuals, they sought to penetrate from the intellect into the sensory and spiritual world, as well as one can penetrate with the intellect. When you met them – sometimes they were quite young people – what they said was interesting in the first five minutes; individual things came out of a human personality; you said to yourself, now I am curious to hear what he will say next, and you listened with a certain satisfaction. Today, if you approach such people, young people for all I care, and you listen to them for the first five minutes – or maybe not even that long – so you listen to them at first, it turns out that their minds are already running down, like something coming out of a machine; you are not curious about what they will say next, because you can know it in advance: the machine continues to clatter on. It is as if people have become entirely mechanical; individuality has been completely lost, even in the realm of the intellect. You can't even tell the individual people apart anymore, because everyone says the same thing, especially in certain groups. This phenomenon allows us to study the decline of the intellect in an extraordinarily clear way – quite externally, without going into the spiritual side of it. In short, the intellect has just passed its peak; it can be inherited, but it will be subject to decline, and humanity needs the reception of that spiritual life which flows from the spiritual heights into physical life on earth. This can be rejected. But if it is rejected, precisely for those people who reject it, the possibility of human progress, human culture, human civilization, ceases, and the further development of humanity must seek other peoples, other regions. That is what must be emphasized here with all sharpness, what should also be seen or heard with all sharpness. For, my dear friends, we not only live in an age of change in earthly conditions, but this change in earthly conditions is only an expression of the change taking place in the spiritual realm, which first reveals itself in the world of the senses, but which underlies this world of the senses as a spiritual realm. Within the world that we can survey with our senses, we have the solid-earthly, the liquid-watery, the airy-gassy; we have that which lives in the warmth of the ether, and we then have the ether region. The way humanity has become, it speaks of earth, water, air and so on in a very external sense, as the senses see it, and it is not taken into account that all these effects are based on facts that take place in the solid, earthy: spiritual elemental beings and their activity. Nowhere do we have to do merely with gold, silver, granite and so on, with what is earthly; everywhere we have to do with underlying spiritual entities. The solid earth is inhabited by spiritual elemental beings. These spiritual elemental beings have been sensed in the old instinctive clairvoyance; they have been called gnomes. One need not, for the sake of poetic license, continue this designation for my sake, for the clever humanity of the present day laughs when it is said that gnomes exist, but they do exist, just as electricity, magnetism and so on do. There are also beings in the solid, earthly world that are not visible to the external senses, but they have a mind that is essentially wiser, smarter, more cunning than the human mind. One might say that in their entire being, these elemental spirits that underlie the earthly world are active minds, active cunning, active cunning, but also active logic. No matter how clever a person is in the intellectual field, he can never become as clever as these elemental spirits of the earth, not even a quarter as strong. We must realize that the intellect, as it is in us, can only ever reach a certain degree. And these elemental spirits are effective, they are there, they are truly there in the whole of the world just as much as people are. People have brought their minds to a certain level in the age of the last few centuries. I would say that this was a time of dryness and drought for the elemental spirits that I have just described and characterized. They saw themselves, as it were, restrained in their rule by the interaction of what human beings developed as intellect. They also held back, but since the human intellect has been in decline, since that time, this intellect of the elemental spirits has been emerging in a very noticeable way into the reality of human life as well. And if people are such functioning automatons as they are today, it is because they are actually under the influence of the clever elemental spirits of the mind, which would never actually work in the very uppermost part of the mind. But in those people whom we do not want to listen to because they always say the same thing, the activity of the intellect has slipped down a little from the brain, and in these lower parts the characterized elemental spirits immediately assert themselves. They assert themselves so strongly that unsuspecting minds have opened up in recent times, imagining something like the following. They say: 'We don't know anything about this mind, which reveals this or that about the world to us; it is nothing special; there must be much, much more in the subconscious. Much comes up from the subconscious. You can no longer talk to people at all, because what you talk to them about does not reveal what is working in them as their mind. You have to analyze them, and then what has slipped down as the mind can be brought up through the analysis. In truth, all this analyzing is nothing more than a demonstration of how powerfully the cunning, the sly elemental spirits work in all sorts of hidden corners of human beings. Many minds are unsuspecting in the face of these phenomena because they themselves are suggestively influenced by the mind that has gradually become automatic, as it works in science. This is the difficulty of communication that has a real understanding of the facts in this area, in contrast to what is still powerful in many ways today, but powerful in such a way that it is simultaneously crumbling the whole of civilization. Just as the spirits of cunning and intellect work within the solid, earthly realm, so within the watery element those spiritual entities work that are related in their whole being to human feeling, but can live this feeling in a much more intense way. We humans place ourselves before things, we place ourselves before the blooming, fragrant rose, we are in a sense delighted, enchanted by the blooming, fragrant rose. But the beings of whom I am now speaking do not place themselves before things, but they weave and live through things, they themselves then live through in the fragrance of the rose the feeling of well-being through and through, which we only have in its external effects; they live through the liquid, they live through the warming and cooling; they live in that within which emanates on its surface what we humans have in feeling. But the more people are given over to the decay of the mind, the more everything that belongs to the human emotional life in the human organism will be exposed to these spiritual beings, which have their element in the liquid; and again, the human being will be permeated in his subconscious regions by these spiritual beings. The breathing of humanity will be influenced more and more, deep into the organization, by those entities that are more akin to the human will and that live more in the aerial element of our earthly existence. These entities are characterized above all by the fact that they exist as a multitude, as a diversity, so that one can say: their number is incalculable. Just when you approach the host of those elemental spirits that live in the solid, earthy, when you, let us say, come to a lump of the earthly – what use is it then not to express these things as they are? It must be possible to express these things as they are, even if the world then and presents it as twisted and paradoxical – when you touch such a lump, which is full of such clever, cunning creatures, they come out from all sides. You have a very small lump in your hand, but the number of creatures inside is immeasurable; it increases before the spiritual vision, everything wells up. You can start counting what you thought was a unit: 1, 2, 3, 4 - you count, you are used to counting what you otherwise have in your external life, but now you realize: If you are supposed to count these entities, their number is such that when you count: one, two, three, while you are going from one to two, it has multiplied so much that it is no longer correct. The three is already there before you have finished counting to two. Even our mental operations are not sufficient to penetrate, in terms of numbers, into the realms we are dealing with here. Now, you see, that is the one world that is there. Today we can do wonderful chemistry and also make what is done in chemistry anthroposophical through all kinds of intellectual skills – initially quite justified – because oxygen, hydrogen, chromium, bromine, iodine, fluorine, phosphorus, carbon and so on, they are there; potassium, calcium are there, they have certain relationships to each other, certain effects on each other. We can do all that, and that is very nice. But all that we do is based on spiritual effects, on spiritual beings and their deeds. And we have to penetrate from what we consider externally, or even externally anthroposophically, to what is there as a spiritual basis. We have to penetrate to the spiritual elemental beings, we must not reject that. We must therefore be aware that if we merely continue the culture of past centuries in a rational way, even in the branches of science, we will not make any progress. We must be aware that we will only make progress if we take into account the wave of spiritual life that wants to enter our physical world everywhere and that we must meet halfway if we as humanity do not want to decline with our culture. As soon as we ascend into the ether, we encounter the warmth ether, the light ether, the so-called chemical ether and the life ether. When we see through these ether forms with the spiritual eye, with the eye that finds the elemental beings of which I have just spoken, then we also find the elemental beings of the ether spheres. We find the beings of light, we find the beings of number, we find the beings that make life flow through the cosmos, that carry it. We find all of this. These entities have a completely different character than the entities in the lower elemental realms. I will characterize the qualities of the upper beings and the lower beings and will do so today only with number. I said that the essential feature of the lower elemental spirits is that their number is immeasurable, that we cannot keep up with the counting. The essence of the upper beings is that they all flow into one another; the beings of light still relatively little – they have a certain individuality – but the further we come to the life ether, the more we find in the beings have the endeavor to form a unity; and we begin to be no longer able to distinguish the one being from the other being, because the one being lives in the other, wants to connect with it to form a unity. A corresponding realization, which was particularly directed towards the ether, towards the spiritual aspect of the ether, therefore came to the monotheistic concept of the spirit, which reached its peak in the Old Testament Jewish monotheism. Yahweh is essentially the summary of what the various ether elemental spirits want to make of themselves by flowing together into a unity. Today's human being is not free to merely look at what lives in outer physical culture and civilization; it is incumbent upon him to see the happenings of the universe in an intensive, more comprehensive sense. And there you can see how - if man does not grasp the spiritual that wants to flow into physical culture and physical civilization - you can see how these entities will achieve their specific goals if man does not decide to pay attention to the seething host of intellectual, sentient and volitional beings, that is, the earth, water and air beings, to the influx of all the beings that are connected with the etheric effects. Then these beings, uninfluenced by human knowledge, will go their own ways. And we can already see today, if we have an ability to observe such things, how the elemental spirits of the lower realms, of the earthly realm, of the watery and airy realms, have more or less decided to make something different out of the earth than what is suitable for human beings. These elemental spirits have decided to gradually turn human beings more or less into automatons, to turn the earth into something essentially different from what is suitable for human beings as an earthly existence. The form of the earth that I had to describe when I had to depict world evolution in the sense in which, I might say, it lay in the intentions of the beings who lived at the starting point of world evolution, these elemental beings do not want to have this form, for all these elemental beings of the lower realms would like to develop as the host of Ahriman. And as the human intellect declines and man does not develop that which he has developed as his intellect, enlightened by spirituality, so the human intellect, during its decline, is converted by the elemental spirits — who, if I may say, at their congresses know something much more intelligent than we do at our congresses, the human intellectual achievement is converted by the elemental spirits into the Ahrimanic intellectual achievement of the earth. And those elemental spirits that live in the etheric being join the luciferic beings and also want to work on this other-becoming of the earthly. I would like to say: the lower elemental spirits would harden and permeate and interweave the earthly in a different way than it should happen in favor of man; the higher elemental spirits would give that which is permeated by the lower spirits a character that would allow it to have an effect on the cosmos. But man would merely develop further in what is being worked on, I would say as a kind of vermin of this planet, which is to come into being in this way. The only way to escape this is if humanity decides to pay attention to the fact that a spiritual wave wants to enter our earthly development, that this spiritual wave wants to guide us to feel and see the Christ impulse in the form in which it must be felt and seen in the present. This Christ impulse is, after all, most fiercely opposed by today's theology, and it is characteristic, my dear friends, that a theologian at the University of Basel, a colleague of Nietzsche, Overbeck, as a theologian in the 1870s, was led to reflect on whether today's theology — since as a professor he also had a say in the matter — is at all Christian. And in a very ingenious book, which made a very deep, if not exactly pleasant, impression on Nietzsche, Overbeck proved: There may still be much that is Christian in people's minds today, but there is certainly nothing Christian left in theology; it has certainly become unchristian. - This is how one would summarize what Overbeck presented. People are not even aware of this. They are not aware, for instance, that in a work like Harnack's Essence of Christianity, wherever Christ or Jesus appears, the name can be crossed out and simply replaced with Yahweh or Jehovah, and the meaning does not change at all. For he particularly emphasizes this meaning when he says: It is not the Son but only the Father that belongs in this Gospel; that which is called the Son is only the teaching of the Father. —That the essence of the Gospel is the message of the Son, that is the Christian element. But Harnack no longer has that; he is no longer a Christian. There we can already see the effect of what happens under the influence of the higher, ethereal elemental beings, who only strive for unity, but not for the unity interwoven with the Christ impulse. We must absorb this Christ impulse within us, and we can only absorb it fruitfully if we turn to the insights that can come through the spiritual wave that wants to come in, wants to come in through many gates into our present physical earth. Those whose senses are open to it can perceive everywhere how the spiritual wants to come in and how the spiritual is only now, in our time, imparting to us the true form of the Christ, the Christ impulse and the mystery of Golgotha. All this, however, has its strongest enmity in those who, even as theologians and philosophers - albeit speaking in terms of concepts and ideas - have become materialists, crass materialists. It is of no use today to speak in the same formulaic words about the mystery of the world as one speaks about chemical, magnetic, electrical phenomena. Our culture and civilization can only advance if we penetrate from the outside inwards to the inside, if we really have the will to look at the spiritual world in the same way as at the physical. It is remarkable how people today immediately say: Yes, we want to profess belief in the unified God and the unified spirit, but leave us alone with the many spiritual beings. The one who knows the truth in this field cannot leave them alone for the reason that there are really quite a lot of them, as I showed you with the example of earthly elemental beings, of which there are so many that one is surprised to come across any at all. In its lower realm, in the one sphere, the spiritual, where today it tends towards the Ahrimanic, is present in an immeasurable number - there it is dominated by number; in the realm where it strives towards the ethereal, towards the higher, it is dominated by the striving for unity, for union. But today there is a tendency within these realms for the many to connect with the one and for the one to connect with the many. However, this connection can only take place in the sense of the right development of humanity if humanity is willing to include these spiritual realms in the field of its knowledge and insight in the same way as that which can be seen with the senses. And now, my dear friends, I have endeavored today to present to you, I would say, a very esoteric chapter, an esoteric chapter, but one that is at the same time connected with the most important phenomena of our time, of our present time. Today we cannot merely describe in historical terms what is happening externally; today we must also point out the facts that are taking place in the next realm – in the next realm, where the lower and higher elemental beings are preparing to take possession of the earth, to snatch it from people, through the decline of the human intellect and people's resistance to spirituality. They want to snatch it from those people to whom the Christ Impulse has been given, which went out from the Mystery of Golgotha, in order to develop the Earth with it in the sense in which it is to develop further according to the intention of those spiritual beings of the higher hierarchies who stood at the beginning of this development and who have given the Earth the direction of its development from the very beginning. Humanity must find its way into this direction, into this line. Now, my dear friends, yet another must one day come before our soul. Every time spirituality has appeared in humanity and wanted to assert itself, the enmity of the opponents of this spirituality has also appeared. And indeed, there has always been a struggle within human development around spirituality. We see today among us how a wild fight is now beginning against that which wants to spread as an anthroposophical world view, a fight from sides that fight with means that can only be overcome if the mask is torn from their face at the right time. Not to criticize, but to draw attention to what is necessary, I would like to mention a few things. You see how much is going on today in the fight against anthroposophy by certain people, who are fighting in an outrageous, brutal, inhuman way, because they are fighting and fantasizing with lies and untruthfulness, people who actually know nothing about what they are fighting against. There has always been a struggle, my dear friends. You see, it was many years ago that I was suspected, for example, by a certain group, of being a Jesuit emissary, that everything I do gets its impulses from the Jesuits. This accusation came from certain quarters – it was many years ago. Later came the other accusation: that what I was doing came from the Freemasons and that the Jesuits would have to oppose it with all their might. And I could mention many other sides from which the fight was waged, and the feathers with which the fight was waged – I mean the pens, because birds were not, at least not very beautiful ones – were not always dipped in the purest ink. But now a fight is beginning against which the other fight, which I have just characterized, was a really noble one. Such a fight is beginning now. And about this fight, one should have no illusions, especially not that one could somehow do something with refutations and the like. Of course, one cannot say in all details that this or that should be done, but one would like to evoke an interest in things, a compassion for things. You see, with a personality whose name has been mentioned a lot here in Stuttgart, there is still a lot of brutal opposition. I am not saying that everything comes from there, but a lot of it is connected with it. Now, another brochure has been produced here recently against this personality on the occasion of a lecture she gave. I must always ask why such things are presented to us in private? Why are they not made known to a wider public? Why are these things, which we are dealing with, not discussed in our magazines? As I said, I do not say this in a reproachful way, but only to make a note of it. If things continue to be modern, if things continue to be done in such a way that on our side what should be done is not done, while - it is not believed, I have been saying it for years - on the other side, work is being done, and will continue to be done, in the most intensive way, with all means, in all ways - if, on our side, only when or there is a fuss, it goes without saying that individuals are doing their very best, and that is commendable, but the other side is not doing anything commendable, even those who are directly involved are twiddling their thumbs in the face of the subversive activities or at most writing philosophical treatises against them, which is of no use at all. These things must be considered by each individual. Perhaps they will be considered when, on the other hand, it is seen how truly our physical culture is endangered by world conditions today, but how behind this physical culture there is a world that must be characterized spiritually, as I have done today, and to which we must turn when we want to talk about the fate of humanity at all. For it is not true that the fate of humanity can only be characterized by what can be perceived externally. The fate of humanity is intimately connected with those spiritual beings and their deeds that stand behind the outer nature kingdoms as the elemental kingdoms, which we must also recognize if we want to recognize how the world is run. This does not only mean that we pursue theories, but that we absorb with all our being the reality of the activity of the elemental and higher spirits, of which true spiritual science proclaims to us, just as we absorb through the external food that which maintains the processes of our physical body. Only when we know ourselves in a world of spirit as well as in the world of matter will we find the possibility of gaining the right position that we must take if Anthroposophy is to fulfill its task. If this is not taken very seriously, then perhaps it will soon be seen in this now expanded house that the great hopes that many have placed in the anthroposophical movement cannot be fulfilled. But it can be considered! We could look up — in a living, not just theoretical, inwardly moved and enthusiastic, not just comfortable way — from what is happening on the physical plane to what is taking place in the spiritual world. This is what I wanted to develop here today before your souls. I would just like to add: It must also be taken into account, of course, that what is now happening in the form of a noisy agitation against anthroposophy is only the outward product of the untruthful agitation that has been going on for years by the personalities behind it, who are often regarded as very spiritual. Some of the things that occur in scientific circles are, through their inherent untruthfulness and lack of will to really penetrate into the matter, have contributed their fair share to the fact that those who are driven into the fight blindfolded today, act in a somewhat unruly manner and agitate against Anthroposophy. I would like to say that those who are often regarded as “masters” have contributed their fair share to what the henchmen are doing, because the scientific fight against anthroposophy has not been fought with clean weapons either. |
300b. Faculty Meetings with Rudolf Steiner II: Thirty-Eighth Meeting
15 Oct 1922, Stuttgart Translated by Ruth Pusch, Gertrude Teutsch Rudolf Steiner |
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A teacher asks about a student from out of town who cannot come to school when the weather is bad. Dr. Steiner: We could give the father a binding answer. We could tell him that if the child lived in Stuttgart, we could, to the extent possible, take over the responsibility. However, when the boy has to make a longer trip, we can hardly be responsible for sending him out into bad weather when that might make him ill. We should tell the father that we understand the boy’s situation. However, we can make no decision other than to say that if the boy does not move into Stuttgart, he should leave the school. |
Steiner had looked at W.A. in the seventh grade. Dr. Steiner: God! He certainly is disturbed by everything. He has gotten better, and if you ask him sometimes to say good things, he is also happy to do that. |
300b. Faculty Meetings with Rudolf Steiner II: Thirty-Eighth Meeting
15 Oct 1922, Stuttgart Translated by Ruth Pusch, Gertrude Teutsch Rudolf Steiner |
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Dr. Steiner: Is everyone here? We have gathered today because we have a number of things to discuss, and also because Mr. S. believes there are some things he needs to say about the events of the last meeting. I am not certain whether we should do that first. A teacher: What should we do about the parents of the children who were expelled? We think their progress reports should not include any remarks about the expulsion. Dr. Steiner: People all over Stuttgart are talking about the school and those rumors will then conclude that the faculty did not have the courage to admit what it had done. If something like what occurred here came up in another school, it would not be such an affair as we have here. There has been some talk about whether one thing or another corresponds to what is normal in other schools, but this situation could, under certain circumstances, bring the entire Waldorf School into discredit if it is improperly used. You speak as though you did not know Mr. von Gleich exists. If someone were expelled in some other school, no one would care. What I fear is that if we do come to agreement, but handle it the way we are now, we will soon have a repetition. I did not say he must be removed, but that it is possible that we may have to expel him. The goal of all of the suspensions was to enable us to discuss the matter. When you came to me in Dornach with that pile of unbelievable interrogations, there was nothing more to do. There was nothing more we could do. I said that you should look into the matter, but I did not mean that you should formally interrogate the boys and girls. I wanted the suspensions because I had lost trust. A teacher: My recollection is that you said the other students must be suspended. Dr. Steiner: I used the conditional tense: “If G.S. really gave the injections, then it might well be necessary to expel him.” You looked into the matter only afterward. A teacher: The situation with the injections was completely clear. Dr. Steiner: It is clear that the boys played around. No one knows what he injected. There were some stupid pranks. The reason for the suspension was to be able to look into the matter when I got here. The problem is that the case of G.S. in connection with the others has created these difficulties. The problem that will create difficulties for the school is that the others had to be removed. The difficulty lies in the situation as a whole. A teacher asks Dr. Steiner to say something about the lack of contact with the students. Dr. Steiner: The contact between the faculty and the students in the upper grades has been lost. That is not something new. It was quite clear when the students in the upper grades requested a meeting with me. That fact alone speaks quite clearly about a loss of contact with the students. That is the foundation of the whole problem. As soon as such contact is genuinely present, things like this will no longer occur. How do you think I could make a decision about such a matter over the phone, when I could not actually look at the situation? At the point when Mr. S. brought me the minutes of the interrogations containing things that should never have been discussed, a genuine conflict between the faculty and the students existed. There was nothing for me to decide, since I could not go so far as to make the students into teachers. The problem was a polarity, teachers or students. That became grotesquely apparent. Things slid so far that the students themselves spoke about the teachers speaking to them differently as teachers and as human beings. There was an open conflict between the faculty and the students, and there was, therefore, no other possibility than to make a decision. All that was left was to find the right words. What I said on the telephone was that you should look into the matter and determine the cause. Instead, you interrogated the students. It is only possible to understand “looking into the matter” as trying to determine what the problem is through observation. My understanding was that the faculty would try to find out what was behind the situation, but holding interrogations was simply impossible. I also do not believe that you held these interrogations before our first telephone conversation. A teacher: There were no interrogations before the second telephone conversation. Dr. Steiner: What I said could have only meant that if the suspicion were correct that G.S. had injected a student with morphine or opium, we would have to expel him. A teacher: When a boy injects someone, it seems to me that that is such bad behavior that there is nothing else to be done other than throw him out. Another teacher: Could we take that back? Dr. Steiner: That would harm the movement most. You need to remember the following. I had to speak about the Waldorf School recently. I had to present the Waldorf School to the public as a model school, and in fact, it is broadly seen as such. Those people in Stuttgart who are interested in the Waldorf School need only to ask around, and they hear exactly the opposite. These are the things I am always referring to that arise from our position and make it possible to undermine the anthroposophical movement. The question is whether we want to create something that would help undermine the movement. The anthroposophical movement will not be undermined if we expel some students. It would, however, be undermined if people say things that we cannot counter. I am powerless against things that take place in discussions in which I do not participate. It is impossible for me to speak with the expelled students. There is nothing I can say when things have gone so far that the students have left. Through such events, I cannot speak at all about the school. This occurs just at the time when everyone is talking about the school. I deeply regret that despite the fact that I have been here, I could not see everything. I did see most things, but not everything. I have to say that some aspects of the teaching in the Waldorf School are really very good and are still maintained in our old exemplary form. I really prefer, as long as it is not otherwise necessary, to say exemplary. However, there are certain points that show that the Waldorf School principles are no longer being carried out. We really need to discuss everything here in our meetings. It is an impossible situation when I come into a class, and the teacher has a book in hand and reads an arithmetic problem out of it, where the question is to compute the sum of the ages of three people and then another question is asked so that the children need to determine the sum of the ages of seven people. We are part of a movement that says that we should do only what is true to reality, and then we ask the children to compute the total ages of a group of people. What result do you expect? There is no reality in that. If such sloppiness happens in the school, then what I presented to you in our seminar course was simply for nothing. As far as I am concerned, if that were simply one case, I would have said nothing. And if there were simply some points that were not so carefully considered, I would not be leaving with such a heavy heart. I have always tried to stress that the Waldorf School can put you above normal, everyday superficiality, but now the Waldorf School has fallen into the typical Stuttgart system. That is, for me, the most bitter thing that can occur, especially when I have to present the Waldorf School as a model. Somehow, that you have lost contact with one another must lie in the atmosphere here. I must admit I’m really very concerned. When we founded the Waldorf School, we had to make a kind of declaration that after the students had completed three grades, they would be able to move to another school without difficulty. When I look at what we have achieved in three years—well, we just are not keeping up. It is really impossible for us to keep up. The school inspector’s report was somewhat depressing for me. From what you told me earlier, I had thought he was ill-willed. But, the report is full of goodwill. I must admit that I found everything he wrote necessary. For example, you are not paying enough attention, so the students are always copying from one another. The things contained in the report are true, and that is so bitter. You gave me the impression he had done everything with ill intent. However, it is actually written in such a way that you can see he did not at all want to harm the school. Of course, he speaks that way when we are totally ruining the children. And of course, the result will be that things that are so good in principle become so bad when they are improperly used. We must use what is good. What we need is a certain kind of enthusiasm, a kind of inner activity, but all this has slowly disappeared. Only the lower grades have some real activity, and that is a terrible spectacle. The dead way of teaching, the indifference with which the instruction is given, the complete lack of spontaneity, must all disappear. Some things are still extraordinarily good, as I said before, but in other places there is a total loss of what should be. We need some life in the classes, real life, and then things will fall into place. You need to be able to go along with things and agree with them if you are to present them publicly, that is no longer possible for me. In many cases, people act as though they did not need to prepare before going into class. I do not want to imply that is done elsewhere. I say it because no one wants to understand what I have been saying for years, namely, that through the habits of Stuttgart, the anthroposophical movement has been ruined. We were not able to bring forth what we need to care for, the true content of the movement. The Waldorf faculty has completely ignored the need to seek out contact. Now, the Society does not try to contact the teachers, and if you ask why, you are told that they do not want us. That is certainly the greatest criticism and a very bitter pill! Each individual needs to feel that they belong to the Society, but that feeling is no longer present. I always need to call attention to the fact that we have the movement. As long as people did not start things and then lose interest in them after a time, things went well for the movement. However, here in Stuttgart things have been founded where people have lost interest in them, and the Stuttgart system arose in that way. Every clique goes its own way, and now the Waldorf School is also taking on the same characteristic, so that it loses consciousness of its true foundation. That is why I say it is obvious that this event will have no good end. If it were possible to guarantee that we would again try to work from the Waldorf School principle—if only such a guarantee were present! But, there is no such guarantee. There are always a lot of people who want to visit the Waldorf School. I am always sitting on pins and needles when someone comes and wants to visit. It is possible to discover a great deal when you think about things away from school. I certainly understand how difficult it is to create such classes, but on the other hand, I certainly miss the fire that should be in them. There is no fire, only indifference. There is a kind of being comfortable there. I cannot say that what was intended has in any way actually occurred. A teacher: ... I want to leave... Dr. Steiner: I do not want to create resentments. That is not the point. If I thought that nothing else could be done, I would have spoken differently. I am speaking from an assumption that the faculty consists of capable people. I am convinced that the problem lies in the habits of Stuttgart, and that people act with closed ears and closed eyes. They are asleep. I have not accused any teachers, but a sloppiness is moving in. There is no more diligence present. But diligence can be changed, it is simply no longer present. A teacher: I would like to ask you to tell us what we have missed. Dr. Steiner: This way of forcing something that has absolutely nothing to do with a mechanism into a mechanized scheme is simply child’s play in contrast to the inner process of it. This way of ignorantly putting all kinds of things together and calling it a picture when it is really not a picture is simply a method of occupying the students for a few hours. I believe it is absolutely impossible to discover an external mechanical scheme for the interaction of things connected with language. What would the children get from it when you draw a figure and then write “noun” and so forth in one corner? That is all an external mechanism that simply makes nonsense of instruction. I hope that no animosities arise from what I am saying. Actually, our pedagogical discussions have been better than that. This fantasizing is most definitely not real. I was very happy with physical education. We should absolutely support that by finding another gymnastics teacher. The boys have become quite lazy. I wanted to draw your attention to the fact that there are also other impulses. Mr. N. has greatly misunderstood me. I did not claim that anyone was incapable of doing things the way that I would like. The problem is that we need to be colleagues in the movement. A teacher: I have asked myself if my teaching has become worse. Dr. Steiner: The problem you have is that you have not always followed the directive to bring what you know anthroposophically into a form you can present to little children. You have lectured the children about anthroposophy when you told them about your subject. You did not transform anthroposophy into a child’s level. That worked in the beginning because you taught with such enormous energy. It must have been closer to your heart two years ago than what you are now teaching, so that you awoke the children through your enthusiasm and fire, whereas now you are no longer really there. You have become lazy and weak, and, thus, you tire the children. Before, your personality was active. You could teach the children because your personality was active. It is possible you slipped into this monotone. The children are not coming along because they have lost their attentiveness. You no longer work with them with the necessary enthusiasm, and now they have fallen asleep. You are not any dumber than you were then, but you could do things better. It is your task to do things better, and not say that you need to be thrown out. I am saying that you are not using your full capacities. I am speaking about your not wanting to, not your not being able to. (Speaking to a second teacher) You need only round yourself out in some areas and get away from your lecturing tone. (Speaking to a third teacher) I have already said enough to you. A teacher asks about more time for French and English since two hours are not sufficient in the eleventh grade. Dr. Steiner: We can do such things only when we have developed them enough that we can allow the children to simply decide in which direction they want to be educated. We cannot increase the number of school hours. The number of school hours has reached a maximum, for both teachers and children. The children are no longer able to concentrate because of the number of hours in the classroom. We need to allow the children to decide. We need to limit Latin and Greek to those students who want to take the final examinations, and those students will also have to limit their other subjects. We already had to limit modern languages for them and allow more teaching time in Greek and Latin. A teacher: The children come to me for Latin and Greek immediately after shop, eurythmy, and singing. I cannot properly teach them when they are so distracted. Dr. Steiner: That may be true. Allowing the children to participate in everything cannot continue. A teacher: We need to differentiate between those going into the humanities and those going on in business. Could we cut the third hour of main lesson short? Dr. Steiner: Main lesson? That would be difficult. We can certainly not say that any part of the main lesson is superfluous. A teacher: I wanted to make a similar request for modern languages in the tenth grade. Dr. Steiner: It is certainly difficult to discuss moving forward in languages if we do not provide what the children need to have in other areas. In previous years, we did not do enough in those areas. A teacher: If they have shop, I cannot teach Latin. Dr. Steiner: That is a question of the class schedule and that needs to be decided by the faculty. You wrote down the class schedule for me. I will go through it to see if there is something we can do based purely upon the schedule. On the other hand, I was startled by how little the children can do. There is no active capacity for doing in the children, not even in the objective subjects. The children know so little about history. In general, the children know too little and can do too little. The problem is that an indifference has crept in, so that the things that are necessary are not done. There is no question of that in the 8b class. You need to be there for only five minutes and you can see that the children can do their arithmetic. This all depends upon the teachers’ being interested in the material. It is readily apparent how well the children in the 8b class can do arithmetic. What they can do, you do not see through examples of how they solve problems. That does not say very much. What you can see is that they were very capable in arithmetic methods. Individual cases prove that, but arithmetic is going poorly nearly everywhere. (To a class teacher) The children know quite a lot, but you should not leave it to the children to decide when they want to say something, as those who are lazy will not speak up. You need to be careful that no one gets by without answering. Those who did speak knew quite a lot, and the history class went very well. A teacher asks whether it would be possible to hold evening meetings where the teachers could meet together with students who were free. Dr. Steiner: That would certainly be good. However, it is important how the teachers behave there. Such meetings must not lead to what occurred previously when the students voted for a student president. A teacher: I thought more of lectures, music, and such things. Not a discussion. Dr. Steiner: That might well be good, but it could also lead to a misunderstanding of the relationships. A teacher wants to have one additional hour for each of the ancient languages. Dr. Steiner: We cannot increase the amount of school time. A number of teachers speak about the class schedule and increasing the amount of school time. Dr. Steiner: An increase in the amount of school time cannot be achieved in an absolute sense. We can only increase the number of hours in one subject by decreasing them in another. A teacher: The tenth grade has students who have forty-four hours of school per week. Dr. Steiner: That is why many cannot do anything. I will look at the class schedule. A teacher asks what to do for those who want a more musical education. Dr. Steiner: If we begin allowing differences, we will have to have three different areas, the humanities, business, and art. We must look into whether that is possible without a significant increase in the size of the faculty. A teacher: The students want to be involved in everything. Dr. Steiner: That is perhaps a question for the faculty, and you should discuss it. Now, to the things that are not as they should be and that have grown to cause me considerable concern. I am concerned, particularly for the upper grades, that the instruction is tending toward sensationalism. That occurs to the detriment of the liveliness in teaching. They want to have a different sensation every hour. The teaching in the upper grades has developed into a craving for sensations, and that is something that has, in fact, been cultivated. There is too little emphasis upon being able to do, and too much upon simply absorbing. That is sensational for many. When the students have so little inner activity, and they learn to feel responsibility so little, they assume that they can do whatever they want. That is often the attitude. You have copied too much from the university atmosphere. The boys think this is a university, and there is not enough of a genuine school atmosphere. A teacher: If the students would participate energetically, I could give two hours of languages without becoming tired. Dr. Steiner: Keeping the class active makes you more tired than when it sleeps. A teacher asks about finding a new teacher for modern languages. Dr. Steiner: We have been talking about a teacher for modern languages for quite some time. We could ask Tittmann, but I do not dare do that because we need to economize in every area. Try to imagine where we would get the money if we had no money for the Waldorf School. I would like to see the size of the faculty doubled, but that is not possible. All this is something that is not directly connected with the difficulties. Most of them lie in attitude and will. For example, we must certainly stop using those cheap and sloppy student editions in our classes. We can discuss the question of the teaching plan when I return. I would ask that you continue in the present way until the end of October. I hope that by the end of October we can move on to radical changes, but I fear they cannot be made. A teacher asks about an explanation of the situation with the expelled students that is to appear in Anthroposophy and in the daily newspapers. Not only inaccurate, but also completely fabricated things had been reported publicly as facts. Dr. Steiner: This explanation would refute what has already been published. The story is really going all around Stuttgart. It is a waste of time to explain things to bureaucrats, but the public should not remain unclear about it. We need to say that people could think what they want about the reasons, but we should energetically counter everything and declare them to be false. We should not forget that our concern here is not simply connected with the school, but is also a matter for the anthroposophical movement. Here I do not mean the Society, since it is asleep. But, we need to give some explanation. That would be the first thing to do. We can certainly not get by without that. When we expel some students, we also need to justify that publicly, otherwise it would just be one more nail in the coffin of the movement. We need to do it without making a big fuss, and we cannot act as though we were defending ourselves. That is why I was so surprised when you sent me the record of the interrogations while I was in Dornach. I found it mortifying to go into a “court procedure” with some students because of some dumb pranks. A teacher: Would it be possible to write the text now? Dr. Steiner: Well, you can make proposals. I don’t think it would be so easy to write by simply making proposals now. It needs to be written by someone with all due consideration. A teacher asks about progress reports for these students. Dr. Steiner: Progress reports? Giving in to someone like Mrs. X. (a mother who had written a letter to the faculty) is just nonsense. I cannot participate in the discussion because people would then complain that this is the first time they had heard about the situation. The faculty has made the most crass errors. You should have let the parents know earlier. As far as I am concerned, the reports could be phrased so that what the children are like is apparent only from the comments about their deportment, but that would only make things worse. Everyone knows they have been expelled, but then they receive a good report. Most teachers do not know that expulsions occur only rarely. The best would be if Dr. X. would write these progress reports. Perhaps I could also look at them. Mr. Y. is too closely involved. I don’t think it would be a good idea for those most closely involved to do it. Form a committee of three, and then present me with your plans. Concerning the parent meeting, you could do that, but without me. They might say things I could not counter, if I hear something I cannot defend. The things I say here, I could not say to the parents. We need to clear the air, and the teachers must take control of the school again. You do not need to talk about the things not going well. I think a meeting with the parents would be a good idea, but you, the faculty, would have to really be there. The things I took exception to earlier are directly connected with this matter. The school needs a new direction. You need to eliminate much of the fooling around. We need to be more serious. How are things with the student Z. who left? A teacher gives a report. Dr. Steiner: We need to be firm that he left the second, not the third, grade. Then we must try to show why it only seems that students are not so far along at the end of the second grade. The examples of his work we sent along show that Z. did not progress very far, that he only could write “hors” instead of “horse.” There are many such examples, but they are not particularly significant. Take another example. “He could only add by using his fingers.” That is not so bad. It is clear he could not add the number seven to another number. The two places that could be dangerous for us lie in the following. The one is that people could claim he could do less than is possible with a calculator. To that, we can say that our goal is to develop the concept of numbers differently. We do not think that is possible with such young children. We will have to go into this business with calculators. The other thing that is dangerous for us is his poor dictation. There, we can simply say that dictation is not really a part of the second grade in our school. The situation is quite tempting for someone with a modern pedagogical understanding. That is how we can most easily be attacked. We will have to defend ourselves against that. We need to energetically and decisively defend ourselves. We need to stop the possibility of being criticized on these two points. We need to ward off this matter with a bitter humor. The report that was sent along makes things more difficult. He got a good report from us. This letter was written with good intent. For example, “I could not develop his knowledge further within the context of my class.” On the other hand, though, it is incomprehensible to a schoolmaster that he could write “horse” as “hors.” A teacher: We have also received students who could not write. Dr. Steiner: We should use such facts. If you can prove that, then you should include it. He wrote two-and-a-half typed pages, and then scribbled in some more. We should write just as much. We need to write back to him sarcastically. We need to develop some enthusiasm. We can certainly go that far. You need only look at Goethe’s letters, and you will also find errors of the same caliber. The faculty seems like a lifeless lump to me. You give no sign of having the strength to throw these things back into people’s faces. We need to use such things. The faculty is simply a lifeless lump. You are all sitting on the curule chairs of the Waldorf School, but we must be alive. We need to use the resources we have. We need to write just as much, not like Mr. X. writes, but with a tone that is well-intended and not attacking. A teacher: Do I always write such bad letters? Dr. Steiner: Perhaps it is only this one case that I saw. A teacher asks about a student from out of town who cannot come to school when the weather is bad. Dr. Steiner: We could give the father a binding answer. We could tell him that if the child lived in Stuttgart, we could, to the extent possible, take over the responsibility. However, when the boy has to make a longer trip, we can hardly be responsible for sending him out into bad weather when that might make him ill. We should tell the father that we understand the boy’s situation. However, we can make no decision other than to say that if the boy does not move into Stuttgart, he should leave the school. We need to take on that responsibility. A teacher: Some students in the upper grades are taking jobs. Dr. Steiner: That is no concern of ours if they are good students. A teacher mentions a letter about a visit of some English teachers. Dr. Steiner: We will have to accept their visit. However, I hope that by then there is a different atmosphere in the school. They can visit the various classes. A teacher asks about how to treat colors in art class. Dr. Steiner: Couldn’t you do what I said to the boys and girls yesterday? What I said today was concerned more with modern history. What I have said specifically about how to treat colors could be the subject of a number of lessons. Perhaps Miss Waller could send it to you from Dornach. I think you could go directly into the practical use of color with this class, so they become aware of what they have done in the lower grades. They should become aware of that. Of course, you must then go into the many things that must be further developed, the things you have begun, so that you also have them draw. I do not mean simply curves. You could also do the same with colors. For example, you could do it just as you did with curves to contrast a rounded and well-delineated blue spot and a curved yellow stroke. You should not do that too early. In the lower grades, the colors should live completely in seeing. From there, you can go on to comparative anatomy; you could contrast the extremities in front and back. You could contrast the capacity of certain animals for perceiving and feeling with the wagging of a dog’s tail. That is actually the same problem. In that way, you can really get into life, you get into reality. Such things need to be brought into all areas of instruction. For many children, it is as though their heads were filled with pitch—they cannot think. They need to do such things through an inner activity, so that they genuinely participate. You can learn a great deal from the gymnastics class. Yesterday, the boys were really very clumsy. I mean, they had a natural clumsiness and gymnastics is quite difficult for them. We need a second gymnastics teacher. The most you can teach is fourteen hours of gymnastics. If we had eighteen, we would need a second teacher. Particularly for boys, gymnastics, if it is not done pedantically, as it usually is, but, in fact, becomes a developmental force for the physical body, is really very good with eurythmy. The gymnastics teacher: I begin with the sixth grade. Dr. Steiner: Of course, we need to begin earlier. I would find it not at all bad if Mr. Wolffhügel would see to it that our classrooms are not so plain, but that they had some artistic content also. Our school gives the impression we have no understanding of art. A teacher: B.B. is in my seventh grade class. Could you give me some advice? Dr. Steiner: He is in a class too high for what he knows. He is lazy? I think it is just his nature, that he is Swedish, and you will have to accept that he cannot quickly comprehend things. They grasp things slowly, but if you return to such things often, it will be all right. They love to have things repeated. That is perhaps what it is that you are observing with him. A teacher: He is a clever swindler and a facile liar. Dr. Steiner: He does not understand. A swindler? That cannot be true. He does the things we have often discussed, but they only indicate that you need to work with him so that he develops some feeling for authority. If he respects someone, as he does Mr. L., then things are all right. What is important is that you repeatedly discuss things with him. He is not at all impertinent. It is important that you put yourself in a position of respect. A teacher tells about an event. Dr. Steiner: That was an event connected with a curious concept of law. In a formal sense, it was not right, and he thought the man should be punished. He was preoccupied with that thought for a long time. Sometimes you need to find out about such things from the children and then speak about them and calm them. If such things continue to eat into them, then things will become worse, and that is the case with all of these boys. It is bad when children think the teacher does not see what is right. We cannot be indifferent in that regard. We need to take care that the children do not believe that we judge them unjustly. If they believe that, we should not be surprised if they are impertinent. A teacher asks about languages in the seventh and eighth grades. A third of the class are beginners and two-thirds are better. The teacher asks if it would be possible to separate the beginners from the more advanced students. Dr. Steiner: It is miserable that we do not group the children who are at the same stage. Is it so impossible to group them that way? You would need to put the fifth graders in a lower group. It has gradually developed that we are teaching language by grade, and that is a terrible waste of our energy. Couldn’t we teach according to groups and not according to grade? A teacher: There is a time conflict. Dr. Steiner: I am always sad that I cannot participate more in such things. I cannot believe it would not be possible. I still think it would be possible to group the students according to their capabilities, and at the same time work within the class schedule. That must certainly be possible if you have the goodwill to do it. A teacher: It is possible with the seventh and eighth Grades. Dr. Steiner: I think we could keep the same number of classroom hours. I cannot imagine that we cannot have specific periods for language during the week. Then we could do that. A teacher: The problem is the religious instruction. Dr. Steiner: Perhaps we could do it if we fixed the languages classes to specific hours during the week. A teacher asks whether Dr. Steiner had looked at W.A. in the seventh grade. Dr. Steiner: God! He certainly is disturbed by everything. He has gotten better, and if you ask him sometimes to say good things, he is also happy to do that. He likes some things. It would be a good idea if you gave him more serious things to write in his book. Curative eurythmy would not be much help. He needs to practice very serious things. A teacher: Have you anything more to say about my class? Dr. Steiner: In general, your class needs to be more involved with the material. They are not really in it. They are, what, about thirteen- year-old boys and girls. I think, of course, that enlivening arithmetic would do much to awaken them. They are not particularly awake. I do not think that they have a good understanding of what powers and exponents are. Do you do anything explain why they are called powers? A teacher: I began with growth. Dr. Steiner: I think you should include something like stories in the arithmetic instruction so that the process becomes clear from within. There are many ways you can do that, but you must always connect them with the material. The methods you have used with the children, where they use their fingers, are nothing more than an external contrivance with no inner connection. It tends toward being only play. If the children do not really concentrate, I do not believe the boys and girls will be able to solve the same equations a year from now that the present eighth-grade class can. It is a question whether they will be able to do that. They are not awake. They are still at the stage of thinking like a calf. In the other seventh-grade class, if we take the children’s abilities into account, they are actually more capable and more awake. Your class is not very awake. On the whole, you have a rather homogeneous class, whereas H.’s class has some who are quite capable and some who are quite dumb. Your class is more homogeneous. It is a very difficult group. You have some gifted children in your 8b class. The 8b class is made up of just about only geniuses. I think in your seventh-grade class there are quite a number who are basically dumb, and I think that you need to pull them out of their lethargy. They are covered with mildew. I am quite sorry I have not had time enough everywhere. Many things would have been easier had we not had these tremendous moral difficulties that have taken so much time. If the masters of pedagogy sitting on top of the mountain really had a more positive attitude toward the pedagogical course, I could have been more effective here. As it was, everything was very difficult. You do not need to get angry if I say that the faculty is like a heavy, dense mass sitting lazily upon their curule chairs, and because of that, we are all being ground up. We have yet to experience the worst opposition. A teacher: Everything builds up because you are here so seldom. Dr. Steiner: Then we have to find some way of making the year 975 days long. Recently I’ve been on the road all the time. Since November of 1921, I am almost always traveling. I cannot be here more. Things would go better if Stuttgart cliques don’t gain too strong a hold. The anthroposophical movement should never have expanded beyond what it was in 1914. That is not the right thing to think. The medical group says exactly the same thing. Mr. K., from Hamburg, thinks I need to go to Hamburg. However, I can discuss that question only when I have seen that they have done everything else. The pedagogical course I held contains everything. It only needs to be put into practice. I would never say such terrible things to the medical group if I had seen things progressing there. But they have simply left things aside. It is as though I had never held the seminar here. A teacher mentions the difficulties that have arisen due to bad living conditions. Dr. Steiner: Certainly, that has some effect, but there is an objection I could raise if I really wanted to complain. That has nothing to do with the fact that the school is as it is. That has nothing to do with that. It is not my intent to point my finger, I only want to say how things are. It is very difficult. I have said much that sticks in your throat, but it all came from a recognition that things must be different. The fact that, for instance, there really is no contact among you certainly has nothing to do with the problem of your housing. That everyone goes their own way is connected directly with how the school itself is. If anthroposophical life in Stuttgart were more harmonious, that would benefit the school, but recently things have become worse. In a moral sense, everyone is walling themselves off, and we will soon be at a point where we do not know one another. That is something that has become worse over time. What each individual does must affect others and become a strength in the Society. What we need is a joyful recognition and valuation of what is done by each individual, but the goodwill for that is missing. We are missing a joyful and receptive recognition of the achievements of individuals. We are simply ignoring those achievements. You should speak about what is worthy of recognition. The Stuttgart attitude, however, is non-recognition, and that curtails achievement. If I work and nothing happens, I become stymied. Negative judgments are justified only in connection with positive ones, but you have no interest in positive achievements. People become stymied when not one living soul is interested in the work they have done. To a large extent, the contact between student and teacher has been lost and something else has developed. When there is such disinterest, I have no guarantee that such things as have happened could not be repeated again in the future. A teacher asks about a permanent class teacher for one of the upper grades. Dr. Steiner: Things were no different before. There was a time when the students just hung on Dr. X. That occurred until a certain time and then stopped. A teacher: Things have become so fragmented due to the many illnesses. Dr. Steiner: The catastrophe occurred just at that time when not so many people were away. In general, our students are not bad students. I do not want to overemphasize it, but it seems to me that there is a certain kind of indifference here. Indifference was not so prominent when the teachers had more to do. Since the teachers have had some relief, a kind of indifference has arisen. There must be some reason factions arise. People are talking about causality, that is, cause and effect. In the world around us, the effects arise from their causes, but here in Stuttgart, the effects arise from no cause at all. There are no causes here, and if you want a cause, there is none. If you try to pin someone down to a cause, that person would give a personal explanation, but you cannot find the cause. The effects are devastating. We have seen what they are. Due to the Stuttgart attitude, we have here an absolute contradiction of the law of causality. The reasons actually exist, but they are continually disputed so that no one becomes aware of them. We always have effects, but the causes are explained away. If you multiply zero by five, you still have nothing, and I would certainly like to know what value nothing has. Comments concerning the Pedagogical Youth Conference held October 3 through 15 in Stuttgart. Dr. Steiner: Had I come here and heard that all these young people are barging in and then not going away, I think I would have seen that was a situation that would have called for some words to slow it down. But, on a particular occasion when I asked why Y. was not here, I was told that people did not think there was any reason he should be here. I do not intend to make the slightest accusation in that regard, and even if we discussed it further, there would be no reasons for it. The really sad thing about this Stuttgart attitude is that there are effects that have no causes. You will not readily admit that you do not properly consider the matter if you say they have no trust. On the contrary, we must ask why we have not achieved what is right so that they would have had a more reasonable trust than presently exists? Many things have been neglected. The question for us is how can we win people’s trust. You have simply done nothing to allow a positive cooperation to occur. People have no reason to be distrusting. Things have not gone so far that the question could have been discussed even at a feeling level. The question did not even arise. The young people do not even notice you were there, they did not notice the spirits on top of the mountain. Had someone told me that Y. was difficult to get along with, I would have had a reason, but they said that they had not even thought about it. The result is not that young people have no trust, but that they are given no opportunity to develop it. The great masters on the mountain are simply not there. People did not know you were there. They did not know that there was a Union for Independent Cultural Life. A teacher: X. is among those who did not want to know that such a union exists. Dr. Steiner: That is an effect. People would have found a way, but no one did anything to help them. It is not good to fall into this Stuttgart attitude. I would like to see that you take the lack of cause more seriously in the future. This is a serious thing, as otherwise it will really be too late to get the situation under control. |
186. The Challenge of the Times: East and West from a Spiritual Point of View
29 Nov 1918, Dornach Translated by Olin D. Wannamaker Rudolf Steiner |
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The capacity to think in the manner characteristic of the Old Testament is inherited with the blood in the succession of human beings. What we inherit as capacities from our fathers through the simple fact that we are born as human beings, that we ere embryonic human beings before our birth—what we inherit as the power of thinking, what lives in our blood, is Old Testament thinking. |
The kind of thinking we possess because of our embryonic development leads to the recognition of the Godhead only as the Father. The kind of thinking that is acquired in this world through the personal life after the embryonic stage leads to the recognition of the Godhead also as the Son. |
Thus, not only does Jehovah continue his influence even into the nineteenth century, but so also do gods of a lower character instead of the Elohim. I have always told you that Christianity is really still in its beginning but even after it had become widely disseminated humanity did not yet understand it for the reason that men did not immediately accept the influence of the Elohim. |
186. The Challenge of the Times: East and West from a Spiritual Point of View
29 Nov 1918, Dornach Translated by Olin D. Wannamaker Rudolf Steiner |
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In my last lecture dealing with present events, I called your attention to the necessities of a social order resulting from the impulses of the modern age. I must expressly emphasize the fact that I do not by any means wish to develop a program. You all know how little importance I attach to such things. They are mere abstractions. What I have discussed with you is not an abstraction, but a reality. I have expressed the matter in the following way to various persons with whom, in the course of the last few years, I have spoken of these impelling social forces as something inevitable. I have said that what we are seeking to set forth, which is something utterly different from an abstract program, will by its own connection with the impelling forces of history come to realization in the world within the next twenty or thirty years. “You have the choice”—I could express myself at that time in this way because people still had the choice, as they do not any longer possess it—“You have the choice between adopting a rational attitude and accepting such things, or realizing later that these things will come about in the most chaotic way through cataclysms and revolutions.” There is no other alternative in these things in the course of world history, and the demand simply faces us today to understand such things as proceed from the impulses actually at work in the world. As I have repeatedly declared, this is not a time when each person can say that believes this or that will happen or ought to happen, but it is a time when the only person who can speak effectively in regard to the necessities of the age is one who is able to perceive what bears within itself the impelling force for its realization in the course of the times. Now, it is most important to understand that it was impossible for me to give you anything more than a sketch of what I am compelled to view as a necessity embodying the impulse to realization. In order to establish a connection with what has already been said, I shall repeat briefly today what I then spoke about, that is, that the confusion in the social structure that has gradually led to these catastrophic events of recent years over the whole world must be set aside, and it is imperative to replace it by that threefold organization of the social structure of which I spoke to you at our last meeting. You have seen that the outcome of this threefold organization will be to distribute into separate spheres what has hitherto constituted, in a confused fashion, the basis of the seemingly unitary organization of the state. It will be distributed among three spheres, the first of which I designated as the political, or security, order; the second, as the sphere of the social organization, the economic organization; the third, as the sphere of free spiritual production. These three spheres will be integrated independently of each other, each in its own way. Indeed, this will become manifest within the net few decades even to those persons who are unwilling today to understand it. We shall escape the great perils toward which the world is still continuing to move only if we endeavor to understand these things, but we shall not understand them unless we really study them thoroughly. In order that what follows may not be misunderstood, I should like once more to emphasize that it is not our business either to create the social question or to discuss it in any merely theoretical way. In the light of our recent reflections, you will already have seen that the social question actually exists, that it must be accepted as a factor, as an actuality, and that it can be grasped and understood only in the same way in which an occurrence of nature must be understood. You will already have seen that everything I set forth here last Sunday as constituting the necessary impulses leading to the future is of such a nature as to supersede, in a just and legitimate way, the elements left over from ancient times in our social structure, elements that permeate it destructively through and through. Especially if you reflect more deeply on the practical results of what I said to you last Sunday, will you see that these practical results of the social organization of which I spoke are of such a character as to supersede in a suitable way what those who call themselves socialists but who live in illusions rather than in realities, wish to overcome in an impractical way. What must be superseded—as will become clear to you upon deeper reflection over what was said last Sunday—is the membering of the social structure according to classes. What must be achieved in harmony with the period of consciousness in which we live, the fifth post-Atlantean epoch, is that the human being as such shall take the place of the ancient distinctions according to classes. For this reason it would be disastrous if what I developed before you here last Sunday should be confused with something that is perpetuated in our contemporary social organization out of past ages. Something extends into our social organization from the Greek period that must be superseded according to the principles holding sway in the course of world events. The differentiation of humanity according to the ancient Greek classification into husbandmen, soldiers, and teachers must be superseded by the very thing I brought to your attention last Sunday. It is the differentiation according to classes that brings chaos into our contemporary social structure. This differentiation will be superseded by the fact that human beings will not be divided in any way according to classes under the organization of society of which I spoke to you last Sunday. In the very nature of things, these classes will completely disappear. It is in this direction that historic necessity moves. Man, as a living being and not as an abstraction, shall bring about the connections among the three spheres of society. We are by no means dealing with a differentiation according to classes, as husbandmen, soldiers and teachers, when we say that we must move forward toward political justice, economic organization, and free spiritual production. What this signifies is that relationships shall be integrated in this way, and that it will be impossible for human beings to belong to a single class when the relationships are really integrated in this way. The human being exists within the social structure and he himself forms the connecting link among the different elements integrated in these relationships. There will not be a separate economic class, a separate class of producers, but a structure of economic relationships. In the same way, there will not be a special class of ”teachers” but the relationships will be such that spiritual production will be free in its own nature. Likewise, there will not be a separate class of soldiers, but the effort will be made gradually to achieve for the first sphere of the social order in a liberal democratic manner that for which a confused struggle now proceeds on behalf of all three spheres. The very essence of the matter is the truth that the passage from ancient times to modern times makes it imperative that the human being shall take his place in the world. There is no possibility of our reaching an understanding of the demands of our age otherwise than by acquiring the capacity to understand human beings. This can be achieved, of course, only on the basis of those perceptions that a science of the spirit As I recently declared, what I have developed before you must be viewed against the broad background of world history. I have set before you certain things from the content of this historic tableau. In order that we may now continue further in describing such conditions as I began to explain to you last Sunday, I wish to lay a foundation today derived somewhat more from occult sources in order to make it clear to you that the manner of dealing with these things cannot be one in which each person thinks out something for himself in utter disregard of the facts of the case, but that the way to deal with these things is to view them in accordance with the actual movement of events. Here my point of departure must be the statement that the first necessity in developing the social structure is to base it upon social understanding. Indeed, this is the very thing that has been lacking for decades. The realm we here touch upon is one in which the greatest number of blunders have been made. A great majority of persons in positions of leadership have been utterly lacking in social understanding. It is not surprising, therefore, that such revolutionary movements as we now have in Central Europe seem to people like something springing out of the earth, something for which they have had no preparation. They do not appear as something unexpected to people who have a social understanding but I fear that people will continue still to be permeated by the mood that filled them before the year 1914. Just as the World War, obviously hanging over the heads of everyone at that time, came as a surprise, people will still behave in even more vital matters in just the same way. They will still continue to sleep while the social movement, which is spreading over the whole world, breaks in upon them. Because of the phlegmatic habits of thought now characterizing humanity, it may be just as impossible to prevent this as it was to prevent mankind from permitting the present catastrophe to overwhelm it unprepared. What really matters most of all is to learn the truth that human beings must not conduct themselves in one way or another in the various parts of the world according to abstract notions, but that, the moment their conduct may have social consequences, they must choose their course according to how they are impelled to act by the impulses existent in the sequence of cosmic events into which man himself is integrated. An elementary fact is utterly ignored by people even today. I say this on the basis of experience, for I have been compelled in recent years to the discuss these matters with men belonging to varied professions and classes, and I know the response one meets when these things are discussed. I refer to the fact that people of the East and the West—and everyone will take part in the future shaping of things—are quite unlike one another in their impulses, and are different in what they will for themselves. Indeed, if we pay attention only to the social environment nearest to us, we shall reach no clear judgment as to what is proceeding as a matter of necessity in the world. We reach a clear judgment only when—and I must once more employ this expression—we form our judgment about things according to the impulses existing in the universal course of events. The people of the West, of Western European states and their appendage America, will have their say. The people of Eastern Europe, with its Asiatic hinterland, will have their say during the next two or three decades, but their manner of speaking will vary greatly among themselves, for human beings in various parts of the world necessarily have different conceptions regarding what man feels and must inevitably feel as a necessity of his human dignity and his nature as man. We cannot discuss these things unless we see clearly that events must necessarily occur in the future that people would like best of all to avoid. I told you last Sunday that it is simply impossible for effectual, fruitful social ideas to be discovered in future by any other path than the one that leads in the search for truths beyond the threshold of ordinary physical consciousness. Within the limits of ordinary physical consciousness there are no effectual social ideas. For this reason, as I explained last Sunday, these social ideas, which are truly effectual, must come to people. But this statement implies at the same time that it will not do to shrink back in future from acquainting oneself, so far as this is possible for each person, with the real nature of the threshold of the spiritual world. Within the limits of everyday life and science, humanity may continue for a long time on its beaten path without becoming acquainted with the threshold of the spiritual world. In these fields we can get along as well as is absolutely necessary. But, as regards social life, it is not possible to get along without giving attention to what is here called the threshold of the spiritual world. There exists within people of the present age—still unconscious, of course, but thrusting ever more upward into consciousness—the impulse to bring about such a social structure as will permit every person to be, as his nature demands, a human being. By no means clearly, and yet in an instinctive way, people in all regions of the earth feel the meaning of human dignity, of an existence worthy of the human being. The abstract social democrat of the present time believes that it is a simple matter to express in an international way the meaning of human dignity, human rights, etc. This cannot be done. If these things are to be expressed, it is imperative that we bear in mind the truth that the real conception of the human being belongs inherently beyond the threshold of the spiritual world, since man really belongs to the world of spirit and soul. In other words, a true and comprehensive conception of what the human being is can come to us only from beyond the threshold of the spiritual world. In reality, the conception does come from this source. Even if the American, Briton, Frenchman, German, Chinese, Japanese or Russian speaks to you of the human being, expressing quite unsatisfactory conceptions and ideas, there yet dwells in his subconsciousness something far more comprehensive, but something that must be clearly grasped. This more comprehensive thing dwelling there struggles to rise into consciousness. In other words, we may say that historic evolution has progressed to the point where an image of the human being lives in the hearts of men. Without giving attention to this image of the human being, it is impossible to develop any social understanding. This image is alive but it lives only in the subconsciousness. The moment that it struggles upward into consciousness and really enters there, it can be grasped only by means of the capacities belonging to the form of consciousness that is in its nature super-sensible—at least, by means of these capacities in the conceptual field, as they have been taken up by sound common sense. An image of the human being lives in those persons who are engaged at present in the social struggle that may remain unconscious and only instinctive so long as the impulse is lacking to see the matter clearly. If, however, there is a desire to arrive at clarity, it can be done only by irradiating the matter with the light that comes from the other side of the threshold. Then it becomes obvious to the objective spiritual observer that the image of the human being lurking instinctively in human souls varies greatly in people belonging to the West and those belonging to the East. This will become an enormously important question in the future. It plays a role in all actual conditions. It plays a role in the Russian chaos, in the revolution in Middle Europe, in the confusion that is in its early stages in the West, even all the way to America. In other words, what is in process of development must be viewed in the light of super-sensible consciousness if it is to be understood. It must be grasped by means of the capacities that are derived from super-sensible consciousness. There is no approach from the side of sensory consciousness that will enable us to understand what dwells instinctively as an image of man both in the peoples of the West and of the East. In order to achieve this understanding, however, it is necessary that you acquaint yourselves with two things. First, with the peculiar manner in which something that actually obsesses the subconsciousness of a person rises up into real super-sensible consciousness. A person learns in two different ways through the Guardian of the Threshold how something that is stirring chaotically in his instincts and does not belong to the person, for only what a person consciously grasps belongs to him, appears before him. Things that instinctively obsess a person appear in one case before the Guardian of the Threshold in such a way that they seem like external perceptions. It is an hallucination, an external perception, actually appearing before the person and presenting itself like something externally perceived. That is the specter character. When something that has lived instinctively and chaotically in an individual comes to be known clearly in the presence of the Guardian of the Threshold, where all instincts cease and everything begins to be known consciously and to take its place in the free spiritual life, such an instinctive living element may appear as a specter. The person is then rid of it as an instinct. There is no need for fear because of the fact that such a thing appears as a specter. This is the sole way in which the person can get rid of it. He sees it in external objectivity and what has been chaotically stirring within him is really before him in the form of a specter. This is one of the forms. The other form in which such an instinctive thing may appear is that of a nightmare. This is not an external perception but an oppressive feeling or the aftereffects in the form of a vision of something that oppresses one. It is an imaginative experience but it may at the same time be felt as a nightmare. What exists instinctively in the person must come to manifestation either as a nightmare or as a specter if it is to be brought up into consciousness. Just as every instinct living in a person must gradually rise to a higher level either as a specter or as a nightmare, if the person is to become fully human, so must what lives unconsciously and instinctively as the feeling of human dignity, as the image of man in the West and the East appear to him in one form or the other and be understood by him but understood primarily through sound common sense. Thus, it may happen that the practicing spiritual scientist will be able to show that some things appear as nightmares, others as specters. What a spiritual scientist experiences on the basis of his observations will be expressed by him in words applicable to historical or other conceptions in order to render it possible for what he has experienced to be grasped by the sound common sense of those who do not yet possess the occult capacities necessary for seeing these things. The fact that a person does not actually behold these things is not in the least a valid excuse for not accepting them, since everything perceived is presented in such concepts as can be grasped by sound common sense. Confidence in the person who does see these things should not go beyond believing that he can give suggestions. It is not necessary to believe him because, if a person employs his own powers diligently without preconception, everything that is declared to be true can always be grasped with sound common sense. Now, the situation is such that those instincts living in the West, as constituting the image of the human being and striving toward a social structure, appear before the Guardian of the Threshold as specters. The image of the human being living in the people of Eastern Europe with its Asiatic hinterland, manifests itself as a nightmare. The occult fact is simply that, if you ask an American, and this is most marked in the case of America, to describe what he feels to be the image of true human dignity, and you work over this image in an occult way and carry it all the way to the Guardian of the Threshold, and then observe what you experience in his presence in connection with this image, it appears before you as a specter. If you prevail upon an Asiatic or an informed Russian to describe what they conceive as the image of man, it will work upon you, if it is carried all the way to the Guardian of the Threshold, as a nightmare. What I am saying to you here is only a description of an occult experience that has its basis in historical impulses and events because what takes form instinctively in the hearts and souls of men grows also out of historical substrata. The peoples of the West—Britons, Frenchmen, Italians, Spaniards, Americans—because of certain historical stimuli in the course of their development from ancient times up to their present state, have permitted to take root in their hearts, not in full clear consciousness but in an instinctive way, such an image of the human being as can be described when we study historical stimuli adequately. These images of Eastern and Western man must be replaced by what can actually be discovered by means of spiritual scientific research. This alone can become the basis for a true social order, not one that will be dominated by either specters or nightmares. If we investigate in the right way the question as to why the Western image of the human being is a specter, we shall discover, after taking into account all the historical substrata, that the specter of the ancient Roman Empire lies at the bottom of the instincts that have led to the image of the human being in the Western parts of the world. They are the instincts that have now led, for example, to the so-called Wilson program for the West, upon which so much praise is being lavished. Everything that has gradually developed in the course of history that possesses a thoroughly outmoded character, that is, a luciferic-ahrimanic character, and is not suitable for the immediate present but is a specter from earlier ages, constitutes the specter of Romanism. Of course, there is much in Western culture that does not belong at all to Romanism. In English-speaking regions you naturally find much that has no such connection. Even in the truly Latin countries there is much that has no connection with Romanism. That, however, is not the important matter. The important fact is the image of the human being insofar as he is supposed to enter into the social structure. In all these regions this is wholly determined instinctively by what has taken form within Roman culture. It continues to be altogether the product of the Latin way of thinking, belonging to the fourth post-Atlantean culture. This is nothing that really possesses life but is something that haunts the present like a ghost of the dead. It is this specter that appears to the objective occult observer when he undertakes to form an image of what is intended to be made dominant over the world under the influence of the West. It serves no useful purpose to make assertions regarding these things without the necessary knowledge. That is no longer in keeping with the status of humanity in the present epoch. What must be taken into account is the necessity of acquiring a clear view of these things. The specter of Romanism is haunting the West. When I recently called your attention to the future destiny of various peoples of the West, especially the French, this is closely related to the fact that they have clung most firmly of all to the Roman specter. Their whole instinctive temperament and fundamental character would not permit them to get rid of this Roman specter. This, then, is one aspect of the matter, that pertaining to the West. The other aspect is that a certain image of the human being, to the extent that he should take his place in the social structure, dominates also in the East. This image is of such character that there tends to come about even now through the very necessity of things something I have always spoken of. The sixth cultural epoch is in its preparatory stages in Eastern Europe. If we view the matter, however, from the standpoint of the present age, what is still alive in Eastern Europe, including its Asiatic hinterland, is not yet the image of the human being that will in future be developed in a natural way even though it is the duty of humanity even today to develop it through knowledge. On the contrary, it is an image that appears as a nightmare when we take it and approach the Guardian of the Threshold in order there to observe it. This image, in turn, appears as a nightmare because the instincts that are nourished in the East and become effective in the determination of this image are nourished by, a force that is not yet perfect. This force will not reach its highest level of development until the future, until the sixth post-Atlantean cultural epoch. This force actually requires an impulse to support it. Before the consciousness awakes—and consciousness must, indeed, first awaken in the East—this force requires an instinctive basis. It is this instinctive basis, still living in the peoples of the East when they form their image of man, that works as a nightmare. Just as all the impulses left over from Romanism have their influence as ancient lingering impulses in the formation of man's image in the West, so does this instinctive foundation work as a nightmare but one that is to give a support, the effect of which ought to be precisely that of bringing the people of the East to the point of freeing themselves from the nightmare. It has this effect in a strange manner, working just as a nightmare does when it has been overcome after we have awakened and have seen clearly what actually has happened. This force that must work there in the East is not something from the past, but rather something that is working in our own epoch for the first time. It is made up of the forces proceeding from the British Empire. Just as the image of the human being in the West has been made into a specter through the stimuli of Romanism, so is the image of the human being so stamped upon the soul in the East that what will continue for a long time into the future as the undertakings of the British Empire becomes a nightmare. These two things produce the result that what was conscious in the Roman Empire continues to live unconsciously in a ghostly way in the West. The British-American impulse toward world empire that is in process of preparation and is active in the present epoch, manifests itself as a nightmare, as the counter force of a nightmare in order that the peoples of the East may awaken to a conscious and adequate image of man. It is not pleasant to state these things at the present time, to listen to them is equally unpleasant. The simple truth is, however, that we have arrived at an epoch in the evolution of world history when nothing can be achieved unless people take cognizance of the things in the world on the basis of their knowledge, their full consciousness, and really acquaint themselves objectively with what exists in the world. No progress can be made in any other way. What has been happening in our time is of such a nature as to compel men in a certain sense to reverse the direction of these events. Things must not continue longer in such a way that, just as men have permitted themselves for a What is necessary is neither the one nor the other of these things. What is necessary is that we shall come to see that only what proceeds from the free decision of the free human soul can be beneficial, that is, what the human being decides for himself through the use of his powers of reflection, through the use of his heart and most of all his insight. That is what really matters. Otherwise, we shall observe repeatedly that things will be viewed in one way or another under the force of circumstances. A person who considered Ludendorff a great field marshall six weeks ago and who calls him a criminal today, for instance, if he has no reason for either of these judgments and cannot form them through the free decision of a free heart, is of just as little use in the evolution of humanity in the one case as in the other. It is not sufficient that a statement is abstractly true, though generally one statement is as false as the other, but that we shall develop the capacity for forming real judgments. In this matter spiritual science may constitute a really excellent guidance I am constantly being made aware that statements I make here or elsewhere in the field of spiritual science are considered difficult to understand. This is due simply to the fact that people do not really have the will to apply their sound common sense in full measure to these things. They are considered difficult to understand because people do not find it sufficiently comfortable to lay hold of them. In the course of these reflections I have made various statements in regard to this so-called war catastrophe of recent years and its origin. I hope that what has happened in the last few weeks will be seen to be a complete confirmation of what I have said for many years to you and to others in regard to these matters. Nothing has come about that fails to harmonize with what has here been asserted. Indeed, you can see the map I drew on the blackboard here years ago coming to reality during these very days. What is said here, however, must not be taken in the sense of a Sunday afternoon sermon, but in the sense intended; that is, as something asserted on the basis of the actual impelling forces that either have been realized or are driving toward realization. For this reason I shall not hesitate to call your attention repeatedly to certain matters of method, even if this involves repetition. These questions of method are most important of all in the field of spiritual-scientific knowledge, which is so necessary for our age. What this science of the spirit makes of our souls is far more important than the acquisition of a merely abstract acquaintance with one truth or another. We can observe repeatedly that the sort of soul structure that comes about through spiritual science is serviceable precisely in the comprehension of the immediate events of the times. How often have I emphasized in the course of these years the fact that it is really terrible for people to repeat continually, as they have done, the easy questions, “Who is to blame for the world catastrophe of this war? Is it the Central Powers or the Entente? Or is it heaven knows who?” These questions as to who is to blame simply cannot be answered in any fundamental sense. What is really important is the correct and definite statement of the question. Only thus can we arrive at a sufficient, fundamental, actual insight, but it is utterly useless in the case of many persons of the present time to appeal to this insight. For example, much of what is now being reported from Paris reminds me of other things bearing upon this unhappy situation, things that happened earlier in Berlin or elsewhere. It is not a matter of any consequence to form one's judgment in accordance with what is permitted or not permitted—especially a judgment about questions of fact—but what matters is that this judgment should be formed on the basis of a free consideration, formed by the free mind itself. That is what really matters. If you will recall various things I have said here in recent weeks, you will see that the events meanwhile have confirmed many of my statements. For instance, I explained to you that it is utterly wrong to discuss these things in such a way, so satisfying to many persons, as to discover on the side of the Central Powers what is called “guilt” in connection with the World War. But I have said to you that the governments of the Central Powers have contributed to the World War in an essential way through their idiotic methods. What I explained to you even in the most recent lectures has during this week been completely confirmed by the disclosures made by the government of Bavaria. They, that is, the publication of the letters exchanged between the government of Bavaria and the Bavarian Envoy in Berlin, Count Lerchenfeld-Koefering, are in complete agreement with my explanations. Through such events the picture I have given you for years, which I had to give in such a way that I was continually tracing things back to the right form of questions regarding them, will become clearer. It is a certain service—and even such things as these may now be openly mentioned—that has been undertaken by this Kurt Eisner in the publication of these things, a service by one who has come in a strange way out of prison to the post of premier. At a time when so much is said in regard to persons who have made themselves unworthy of their official positions, it is certainly permissible to speak also about such a person as the present Premier of Bavaria, though we )feed not lavish praise upon him for this reason. Naturally, in accordance with the karma of each person and the manner in which he is stationed in the world by his karma, he will be able to pass one judgment or another in one place or another in the world, or ought to pass such a judgment. If we desire to achieve a social understanding, as I have said in various connections, the most important thing of all is that we shall acquire an understanding of the human being, interest in human beings, a differentiated interest in persons, that we should desire to know human beings. It is this that must constitute the task, the most important task of the future. But we must acquire a certain instinct, if you will permit me to use this expression, for forming judgments on the basis of symptoms. It is for this reason that I delivered the lecture on history as symptomatology. Such a person as this Premier of Bavaria, Kurt Eisner, is vividly present before our minds, for instance, when we consider the following facts. I say this to you now not for the purpose of bringing to your attention something actual, but to illustrate a bit of psychology, a bit of the science of the human Before there had been any declaration of war, either from the left or from the right, in the last days of July 1914, Kurt Eisner said in Munich, “If a world war really comes about, not only will the nations tear each other to pieces, but every throne in Central Europe will fall. This will be the inevitable consequence!” He remained true to his convictions. Throughout these years he continued to assemble a little group of men in Munich, always pursued by the police, and to speak to them. When a strike occurred at a particularly serious moment in the developments of recent years in Germany, he was sentenced to prison, and he has now ascended from prison to the premiership of Bavaria. He is a human being molded in a single piece. I do not mean to praise him because conditions are now such that even such a person may make blunder after blunder. But I wish to describe an example of what must really be considered. What is needed is that we shall rightly estimate as symptoms the occurrences confronting us in the world, that from the symptoms we shall reach conclusions regarding what lies behind them—if we do not possess the capacity of seeing through the symptoms the spirit at work behind them. We must at least strive to reach through the symptoms a vision of the spiritual that lies behind them. Especially in the future will it be necessary that mutual understanding shall come about between human beings. The social question is not to be solved by cliches, programs or Leninisms, but by an understanding between man and man—such an understanding, however, as can be acquired only when we are able to recognize the human being as an external manifestation of the eternal. If you consider what have said, that in the West the human being produces the effect of a specter in the presence of the Guardian of the Threshold and in the East that of a nightmare you will receive in a certain way the necessary stimulus for obtaining a true view of the conditions of the present time. In the West an image of the human being that is on a descending path and appears, therefore, as a specter; in the East an image that is ascending, but that must not be accepted in its present form since it is still merely an imagination of an oppressive nightmare and will appear in its true form only after this nightmare has been overcome. The conditions are such, therefore, that we must gain a deeper insight if we wish to participate at all in discussions of the social problem. The matters into which we must acquire a deeper insight are such as pertain to the character of our thinking, and the manner in which this thinking streams forth from the whole human being, differentiated in the case of individual personalities over the whole earth. The reason why this ghost of Romanism could acquire so profound an influence is that the thinking characteristic of the Old Testament world view has not yet been surmounted in the essential nature of human thought. Christianity is really only at its beginning. Christianity has not yet progressed sufficiently to have really permeated human hearts and minds. What was necessary to prevent this has been brought about by the Roman Church, which in its theology is completely under the influence of the specter of ancient Romanism. As I have often indicated, the Roman Church has contributed more toward hindering the introduction of the image of Christ into human hearts and minds than it has helped because the conceptions that have been applied within the Roman Church for the purpose of comprehending the Christ are all taken from the social and political structure of the ancient Roman Empire. Even though human beings do not know this, it works within their instincts. Now, the conceptions that were dominant in the Old Testament, that must be designated primarily as conceptions of Old Testament Judaism, and that took their worldly form in Romanism, which is in the worldly sphere the same thing as Judaism was in the spiritual sphere even though it is in opposition to Judaism, have come over into our own epoch by way of Romanism; they haunt our age in spectral forms. This Old Testament thinking, unpermeated by the Christ must be found in its true origin within the human being. We must ask ourselves the question, “Upon what forces does such thinking as that of the Old Testament depend?” This thinking depends upon what can be inherited with the blood from generation to generation. The capacity to think in the manner characteristic of the Old Testament is inherited with the blood in the succession of human beings. What we inherit as capacities from our fathers through the simple fact that we are born as human beings, that we ere embryonic human beings before our birth—what we inherit as the power of thinking, what lives in our blood, is Old Testament thinking. Our thinking is made up of two members, two parts. One part of our thinking consists in what we possess by reason of our development up to our birth, what we inherit from our forefathers or from our maternal ancestors. We are able to think in the Old Testament way because we have been embryos. This was the essential characteristic also of the ancient Jewish people that, in the world in which we live between birth and death, they did not wish to learn anything in addition to what the human being brings with him as a capacity because of the fact that he was an embryo up to the time of his birth. The only way that you can conceive of Old Testament thinking with real understanding is to say to yourself, “This is the kind of thinking that we possess by reason of the fact that we have been embryos.” The kind of thinking that is added to this is what we have to acquire for ourselves in the course of our development beyond the embryonic period. For the purposes of certain external needs man acquires a variety of experiences, but he does not carry this process all the way the transformation of his thinking. Thus, even today Old Testament thinking continues to exert its influence far more than is generally supposed. People do not permeate the experiences through which they pass here with the thinking that is actually the consequences of these experiences. This is done only in the most limited measure and for the most part instinctively. At least the experiences through which people pass are not pursued by them to the stage of the birth of a special kind of thinking. This is done only by the true occultist whose development has been in accordance with the present age. In his case the life lived is so ordered that he awakes again, just as a child awakes after it is born. One who conducts his life in accordance with my book Knowledge of the Higher Worlds and Its Attainment, goes through this process a second time. He relates himself to his normal nature as the ordinary man relates himself to the embryo. In ordinary life people conduct themselves in such a way that, although they are compelled to go through experiences, they apply only the kind of thinking to them that they have acquired by reason of the fact that they have been embryos. It is thus that people go about having heir experiences but are not willing to proceed further. They apply to these experiences as a thinking content, especially as the character of their thinking, the form of their thinking, what the embryonic life has given them. In other words, they apply what is inherited in the blood from generation to generation. One fact is of fundamental importance. The Mystery of Golgotha can never be grasped in its special nature by means of the kind of thinking that we possess because of our embryonic development. For that reason I have explained to you also in the lectures given during my present stay here that the Mystery of Golgotha is something that cannot be comprehended by means of ordinary physical thinking. This is something that will always be denied by honest individuals so long as they remain at the state of physical thinking. The Mystery of Golgotha and everything permeated by the Christ, must be grasped, not by means of what is derived from the moon but by what is derived from the sun; that is, from the standpoint that one attains after birth during the present life. This is the great distinction between what is permeated by the Christ and what is not so permeated. Whatever is not permeated by the Christ is mastered by a kind of thinking inherited in the blood stream. A comprehension of the world that is permeated by the Christ spirit is mastered by the kind of thinking that must be acquired by the individual human being as a personality in this world, through the experiences of life, by spiritualizing these experiences in the manner explained in Knowledge of the Higher Worlds and Its Attainment. This is the essential fact. The kind of thinking we possess because of our embryonic development leads to the recognition of the Godhead only as the Father. The kind of thinking that is acquired in this world through the personal life after the embryonic stage leads to the recognition of the Godhead also as the Son. Now, the influence of this tendency to make use only of the kind of thinking that belonged to Jehovah persisted even into the nineteenth century. But this thinking is suited to grasp only that element in the human being that belongs within the order of nature. This condition came about through the fact that the Jehovah divinity, who, as you know, was one of the Seven Elohim, gained the mastery of human consciousness and suppressed the other Elohim at an early period. The other Elohim were in this way thrust into the sphere of so-called illusion and were supposed to be fantastic beings. But this came about because the Jehovah divinity temporarily supplanted these spirits and permeated human consciousness with what alone can be developed as a power from the pre-embryonic time. This continued into the nineteenth century. Human nature came under the influence of lower elemental spiritual entities who were working against the endeavors of the Elohim, through the fact that the Jehovah divinity dethroned the other Elohim in a certain sense. They, however, made themselves effective only through the personality of Christ, and they will continue to make them-elves effective one after another in the most varied ways. Thus, the evolution of consciousness was such because the Jehovah divinity had placed himself as sole ruler and had dethroned the others. Through the fact that the others had been dethroned, human nature came under the influence of beings lower than the Elohim. Thus, not only does Jehovah continue his influence even into the nineteenth century, but so also do gods of a lower character instead of the Elohim. I have always told you that Christianity is really still in its beginning but even after it had become widely disseminated humanity did not yet understand it for the reason that men did not immediately accept the influence of the Elohim. They continued to be attached to the Jehovah thinking, to the kind of thinking awakened by the embryonic force, and also because they remained under the influence of the opponents of the Elohim. During the nineteenth century—indeed, precisely during the fifth decade of that century, which I have often designated as an important turning point—the situation became such that Jehovah himself was gradually overpowered in his influence upon human consciousness through the dominance of those lower spirits he had evoked. The result was that, since only the element in the human being that is bound to the natural order of things, to the blood, can be comprehended by means of the forces of Jehovah, man's earlier seeking for the one God in nature was transmuted, because of the influence of the opposing elements, into mere atheistic natural science; that is, to mere atheistic scientific thinking and to merely utilitarian thinking in the field of practical life. This must be grasped firmly as regards the fifth decade, the period mentioned. The fact that Jehovah could not free himself from the spirits he had evoked led to the transition of Old Testament thinking into the atheistic science of the modern age. This in the field of social thinking has become marx ism or something similar. Thus, a thinking under the influence of natural science holds sway in the field of the social life. This is connected with much that is happening in the immediate present. Old Testament thinking in human beings today is transformed into naturalism. Against this kind of thinking neither what comes from the West as the image of man, nor what comes from the East, can provide an adequate defense because this thinking prevents man from acquiring actual and true insight. It is perfectly obvious at present that people are opposed to the acquisition of insight. This sometimes takes on a pathological form. The so-called war history of the last two years, as I have recently said, will be a psychiatric account, socially psychiatric. The course of events, as these have occurred, is such that, when put together in the proper order, they provide for those who are familiar with them the best symptomatology for the social psychiatry of recent years and of the years to follow. Only it is necessary, of course, to deal with psychiatry also with more delicate hands and in a manner somewhat different from that of materialistic medicine. Otherwise we shall never bring to light in the right way the psychiatry to be studied, for example, in the person of Ludendorff. But it is precisely a considerable portion of the most recent history of our times that must be viewed in this light. You will be able to recall that, from the beginning of the catastrophe, I have repeatedly and emphatically declared on the occasion of one or another irresponsible assertion that this particular war catastrophe will render it impossible to write history on the basis of mere documents and the results of archival research. The manner in which this catastrophe became possible will be understood only by one who comes to realize clearly that the most decisive occurrence that took place at the end of July and the beginning of August, 1914 occurred because of a dimmed condition in human consciousness. Men over the whole earth were in a state of dimmed consciousness, and occurrences were brought about through the influence of ahrimanic powers in these dimmed consciousnesses. In other words, things will have to be unveiled through a knowledge of spiritual-scientific facts. This is something that must simply be perceived. The time is past when events can be rightly explained on the basis of mere documents, in the manner in which Rancke wrote history, or someone else in some other field—Buckle, or others. This is important. Mere sympathies and antipathies determine nothing when the right guidance for one's judgment is needed. Judgments, however, have been formed in recent years, and are still being formed primarily according to sympathies and antipathies. Certainly, correct judgments are formed even under the influence of sympathy and antipathy, but these do not signify much as regards a person's grasp by means of his judgment of the factual world. The manner in which one sort of opinion or another becomes epidemic can be subjected to special studies if we trace the development of opinions among people during recent years. What have millions of persons believed in Central Europe, and what will they believe? What is believed in the rest of the world? This continued in Central Europe as long as possible; outside of Central Europe it will continue even longer. But what is really needed is that the habit shall be formed at last of learning from the events themselves. Events shall be observed for the purpose of forming judgments on the basis of these events. It is to be desired that the weight of events shall have some determining, decisive influence upon people, and especially the way in which events have taken their course in the present period. This way is quite new; earlier events came about differently. Today, things diametrically opposed to one another come together. I called your attention last time to the fact that the transplantation of bolshevism into Russia was an impulse derived essentially from Ludendorff. These things, which it was naturally not necessary to mention outside the region of the Central Powers, have been stated there often enough. People would not listen. I repeatedly had the following experience. It is highly significant and I once referred to it here, but I desire that it shall not be forgotten, for I shall gradually narrate all these things so that the world shall learn what has really been happening. The writing I have prepared consisted of two parts. The second part contained what I have sketched for you as the social relationships but arranged in a form suited for that time. The first part contained what I considered it necessary that I should discuss and disseminate in the manner indicated. I have met persons who have read what I wrote and who answered me by saying, “Yes, indeed, but to carry out the first point you make would lead inevitably to the abdication of the German Kaiser.” Of course, I could only reply, “If it leads to that, it will simply be necessary that it should lead to that.” World history has confirmed this. This abdication had to come. It should not have come, however, in the way in which it actually occurred, but ought to have come from a free inner decision. Most assuredly this would have resulted from my very first point. Naturally, the first point did not read, “The German Kaiser must abdicate,” but it made a definite demand. If this had been carried out, the abdication would have occurred long ago under entirely different circumstances from those that actually took place. I could never bring people to understand that what had there been written down was an utterance derived from reality. Regarding that one point also no further progress was made. As I was stating the matter to a minister of foreign affairs, I said to him also, “Well, you have the choice either to be reasonable and employ reason in bringing things to pass, or to experience revolutions, which must occur in the course of the next decades, and will begin soon.” Just as truly as this was necessary, which directs attention to a somewhat greater perspective, so was it true that the German Kaiser had to be induced to abdicate, and that a proposal was made looking in this direction. But, when this statement was made, which was based upon a more limited perspective than the other, it was simply something regarding which it was not permissible even to speak, and of which not even a serious discussion was allowed. Thus it did not require these last events to render obvious the unsound mind of Ludendorff, but this could have been known long before. I was able long ago to point this out. But, as you know, in regard to spiritual science the situation is such that people shrink in terror from it, because they are afraid of it. Fear in heart and mind is something that plays a great and tremendous role in the minds of people at the present time. It appears under the most varied masks. Indeed, anxiety of soul, unwillingness to come into contact with a thing, whatever it may be, is what plays a special role at the present time. It is with this objective in mind that we must view events and we then recognize them as symptoms for things that lie much deeper. Just consider an event of the last few days. That things would turn out as they have turned out now could have been known long ago by any thoughtful observer of conditions in Germany and of the German army. Only it was Ludendorff who came to realize for the first time on August 8th, 1918, that he could not win the victory. He was the “practical person.” Bear in mind all that I have said to you from time to time about “practical persons,” about the impracticality of practical persons! He was a practical person, who proved to be wrong under all circumstances, who came to realize at the very last, on August 8th, that he could not win the victory with the army available to him. Men of insight had known this since September 16, 1914; it was impossible to win the victory with this army. Now, what did Ludendorff do? He summoned Ballin to him in order that Ballin should go at last to the Kaiser and should tell him what the situation was, since Ballin was on terms of close friendship with him. You will ask whether there was no imperial chancellor at that time. Yes, there was an imperial chancellor, but has name was Hertling. Was there no minister of foreign affairs? There was one, but he was Herr von Hintze, who had come out of ,the most stupefying atmosphere of the court. There was also a Reichstag, and other things likewise—of such appendices of the life of the nation it is scarcely worthwhile in our time to speak. So Ludendorff summoned Ballin to him and proposed to him that he explain the situation to the Supreme War Lord. Ballin set out for the Kaiser's residence—of course, always at a distance from the actual events, except when Ludendorff himself found it opportune to announce that this or that action had been undertaken in the presence of His Majesty, the Supreme War Lord. Anyone who understood the situation knew what significance to attach to the word “presence.” So Ballin, who had long been a well-known and clever man, set out toward Wilhelmshohe, in order to enlighten the Kaiser. This would naturally have been possible only if he had been able to speak to the Kaiser alone, which he could have done at any time if the Kaiser had not once struck him on his cheek with a lady's fan, or something of the kind, when Ballin at an earlier time, at the beginning of the war, had wished to explain something to him. But he consented to go, in spite of the affectionate slap given him with the lady's fan. He consented to go because of the critical situation, in order to explain the situation to his old friend. But the latter summoned Herr von Berg to be present, and he knew how to change the subject of a conversation—as the Kaiser obviously wished, for he did not wish to hear the truth. So the conversation never touched upon what should have been discussed. I relate this only as a matter of psychology. You have here a person who Stands in the midst of the most critical events and who is afraid of the truth, brought to him by another person, and will not permit it to reach him. Here you see the situation in a clear light. The same phenomenon is common at the present time. So Ballin was not able to convince the Supreme War Lord because he simply could not present the matter to him. Ludendorff summoned Herr von Hintze, and reached an agreement with him that an armistice should be asked of the Entente. This was immediately after August 8, 1918. Herr von Hintze promised to appeal to Wilson. But nothing happened until toward October 1918, in spite of the fact that it was clear that the very thing was a matter of necessity that actually occurred under the most unfortunate ministry of Prince Max von Baden many weeks later. Prince Max von Baden wished to go to Berlin and do something entirely different, but Ludendorff explained that an armistice must be proposed within twenty-four hours to avoid the greatest disaster. Prince Max von Baden did this against his earlier decision. After five days, Ludendorff declared that he had really blundered, and that it would not have been necessary! This is an example of the way in which practical persons, highly respected practical persons—to whom, however, there is not the least ground for showing respect—intervene in world events but from what points of view and with what forces of thought! This is also an opportunity for studying how opinions become epidemic. The opinion that Hindenburg and Ludendorff are “great men” has spread everywhere with epidemic violence, whereas they were in so sense really great men, not even from the standpoint of their limited profession. These catastrophic occurrences are especially characteristic in showing how false judgments are formed. Witticisms alone have often hit the mark. If you go to Berlin now—most of you have probably not been in Berlin in recent years—you will see in the vicinity of the Victory Column, near that great cuspidor (indeed, the Reichstag building really looks like a huge cuspidor), in that vicinity you will see a remarkable structure. There stands “Hindenburg,” a great, gigantic, most horrible statue of wood. Every “patriot” has driven a nail into this statue so that it has gradually had nails hammered into it everywhere. Only the wit of Berlin has correctly evaluated this. The saying is that, when he was finally entirely nailed up (Ganz vernagelt=absolutely stupid) he would be placed in the Ministry of Foreign Affairs. All these things ought to be considered especially from the viewpoint of which I have often spoken—from the standpoint of the symptomatology of history as well as the symptomatology of events that have any relationship to human beings. The external world gives only symptoms, and we arrive at the truth only when we learn to recognize these symptoms in their nature as such. |
70a. The Human Soul, Fate and Death: The Rejuvenating Powers of the German National Soul in the Light of Spiritual Science
18 Jun 1915, Cologne Rudolf Steiner |
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We see, for example, in the work of Meister Eckhart, this profound German mystic, how he constantly speaks of the fact that the divine must merge with the soul itself, that the soul can feel how God lives in it. Yes, that everything the soul experiences as thinking, feeling and willing can be experienced as if God Himself were thinking, feeling and willing in it. To let God rule completely within oneself becomes the ideal of German mysticism, the ideal of Meister Eckhart and others. |
Here Angelus Silesius says: I die and do not live either, God Himself dies in me. But when God Himself dies in me, it means that the event of death is experienced by the God who lives in me; then death can only be an appearance, because God cannot die in me! |
70a. The Human Soul, Fate and Death: The Rejuvenating Powers of the German National Soul in the Light of Spiritual Science
18 Jun 1915, Cologne Rudolf Steiner |
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Dearly beloved! For many years now I have been privileged to give one or more lectures here every year on the subject of what I dare call the spiritual-scientific world view. The friends of our spiritual-scientific world view were of the opinion that even in our fateful times such a lecture should be given here in this city again. You will understand, dear ladies and gentlemen, that from the point of view of the spiritual-scientific world view, a consideration of our time must direct our feelings and emotions to what moves us in our immediate present as its most fateful content. We see various nations of the earth fighting with each other. Above all, we see Central Europe, as if locked in a great, mighty fortress, struggling for the most sacred goods. Every human soul must then, even if it wants to turn its thoughts to the most important, perhaps the highest riddle questions of existence, take with it the feelings that come from the events, which undoubtedly carry something tremendously significant in their womb , demand confidence, strength, hope from us, and above all demand of us that we survey the facts with open eyes, that we also allow the forces to come before our soul with open eyes, which come into play in the present. Now it is truly not my intention to add yet another reflection to the already overwhelming literature and the abundant lectures on our current events. Tonight's discussion will cover a number of other topics that have often been discussed in our present time. It has already been said, and not without good reason, that one should not allow one's clear and certain view of the conflicting interests at stake in the present to become clouded, to become obscured by all kinds of mysticism, all kinds of metaphysical, that one must be clear about the fact that the present struggle owes its existence to political causes, social causes and the interests of the peoples, and that one should certainly not speak of the fact that the spiritual life can somehow be called fruitful among the causes of the present events. Now, of course, the spiritual scientist in particular has every reason, my dear audience, to be careful not to fall into all sorts of speculation about how the world spirits themselves came into conflict with each other or the like. But one thing must always be emphasized: Even in those ancient times, at the beginning of the Middle Ages, when our ancestors, our Germanic ancestors, the inhabitants of Central Europe, were confronted with the old Roman Empire, which was coming to an end, even then people could say: It is only a question of the spheres of interest , on the one hand the Germanic peoples of Central Europe, on the other the peoples of Southern Europe, and one should not let one's clear view be clouded by all kinds of considerations of intellectual currents or the like when considering the immediate issue. Of course, for the immediate present, for the view that only looks at the immediate present, it is so, it is fully justified. Nevertheless, the following may perhaps be considered. One will be able to say: Yes, certainly, just as English and German interests, political interests, are correctly viewed as being opposed to each other and have led to war, so in those days Central European and Southern European interests were opposed to each other; but if one considers the whole history that followed those events, one will still have to say: Yes, Europe was shaped back then as it had to be shaped so that the entire cultural development with all its content that has since taken hold could take place. And everything that happened intellectually afterwards was already in the womb of events back then. The way in which Christianity took root in Europe depended on the validity that the Germanic peoples were able to establish for themselves at the time. All subsequent culture, in which we are only beginning to immerse ourselves, was shaped by what happened at that time. It is incumbent upon people of the present day not to live their lives only instinctively in the same way as people of that time, for example. Times have moved forward, and now it is a matter of allowing what is happening before one's soul, even from a certain higher point of view – I do not want to say that it underlies the events, I would like to emphasize that – but what is expressed in the tremendous struggle that has never been seen before in human development, to be seen with open eyes, that is, with full consciousness, I want to emphasize that. This is one thing. The other thing, however, my dear audience, is this: that anyone who considers the spiritual events of the present and the past, insofar as the present has developed out of this past, will see that not only at the present time, but basically for a long time already, a struggle, a wrestling of the peoples of the earth, of the people of the earth for spiritual goods is taking place, a wrestling that has often been neglected in its special nature, and perhaps especially in the last few decades. But what is happening today, what has to be fought for today in blood and death, must remind us to take a look at what is going on in souls and how in what souls strive for and want, there is also a field of battle on our earth. It is not my responsibility to get involved in political matters. But I may touch on the fact that in the future all the declamations and sophistries that are practiced today about the causes of the war, about what one or the other did to bring about the war, that this will crystallize, especially when deeper and deeper into the future, which may not be so very far away, the situation will be understood, that it is a matter of a defense that the peoples of Central Europe, in particular the German people, have to lead against powerful nations that do not want to let it happen. It is also clear to the objective observer and will become ever clearer that the German people have to fight a defensive battle. I call attention to this for the reason that the word defensive struggle must also be applied to the spiritual goods that are to be given from the depths of the German national soul to the world, but which must be defended against attacks that no longer present themselves as attacks but which are nevertheless attacks in a spiritual sense, so to speak, on the stage of world events. To illustrate what I actually mean, let me give an example that seems rather remote, but is only an example. For more than a century, our German intellectual culture has included a certain area of intellectual property, the tremendous value of which is unfortunately still not fully recognized. For a long time now, when speaking of a thorough-going Weltanschhauung in harmony with the present time, reference has been made to the idea of evolution. It is said that humanity has advanced to the point of realizing that individual forms of life do not stand side by side, but that individual forms develop side by side. With tremendous magnitude – to use this expression – in a spiritually appropriate way, Goethe, at the end of the eighteenth century, out of the depths of German thinking, of German intellectual research, placed this developmental idea into world development, into world culture. And it may be said that the way in which Goethe has placed the idea of development in the spiritual world culture is one of the greatest things that has emerged in the development of humanity, at least in the spiritual realm, even if one compares it with everything that Goethe achieved as a poet. Now it must be said that not everything that Goethe gave to humanity has directly flowed into the great stream of spiritual progress. Basically, few have yet recognized the full value of Goethe's spiritual achievement. On the other hand, the idea of evolution has entered world culture through Darwinism, I would say in a purely external, more materialistic-utilitarian form, from a non-German ethnic group. Of course, one cannot say that there is something like struggle and war when looking at things so externally and superficially. But if you look at them internally, it is clear that something greater has simply been pushed back by the intellectual and external power of a less significant, English-influenced Darwinian idea. That is one thing. But countless examples of this could be cited. Countless things could be cited – we need not concern ourselves here with the deeper reasons – that within German culture impulses have been given that are being oppressed as such, even waged against, that are to be replaced by those who have surrounded them. The intellectual encirclement began long ago. And it will be, one may say a world luck - if the word is not misunderstood - it will be a world luck, if that which we are now experiencing in such a hard way makes us aware that we also need spiritual weapons. The future will teach that we need spiritual weapons to protect the deeper against the less deep. For those who look a little deeper, what is happening today out of blood and death is only a beginning; a beginning of a struggle that will also take place on the spiritual scene. Now many things can help to find the way in the confusion that has arisen in relation to spiritual currents - the word is of course itself challenged today, but it may still be used because it best describes the present situation. And today's reflection is intended to point the way. Spiritual science is by no means something - as it is meant here - that is already recognized in wider circles today. Rather, spiritual science is something that is even regarded as folly, as fantasy or reverie in wider circles. But the spiritual scientist does not allow himself to be deterred by this. When Copernicus put forward the new natural scientific world view in relation to their first thoughts, when Copernicus and Galileo appeared, what they had to say to humanity was also seen as fantasy in the eyes of those who wanted to hold on to what corresponded to their habitual thinking. He who observes the way in which truth advances through the world knows that spiritual science today is in exactly the same position as natural science was several centuries ago. And he finds it understandable, indeed self-evident, that it is still regarded by the vast majority of people today as fantasy, as reverie or worse. Now, in earlier lectures, I have had a variety of things to present here from the field of spiritual science, how the view should be directed to something else. Today I can only present, not prove, but only hint at, some basic ideas that may interest us today, the spiritual-scientific views. Sometimes we speak of the soul of the nation. However, the soul of the nation is a concept that can, it is to be hoped, be placed in a new light by spiritual science. What is the soul of the nation in our more or less materialistically thinking times? Well, if one wants to raise oneself to the concept of the national soul at all, one says: one looks at the qualities that always emerge in a national community, that is, what a group of people, who are called a nation, have in common, and one then comes to an abstract concept and does not think of anything further, of anything real, when one speaks of the national soul. The spiritual scientist, however, speaks of the soul of a nation as something very real, as something one can call personal reality, as something personally real. The spiritual scientist speaks from his spiritual scientific research that just as we are surrounded in the physical world by the realm of minerals, plants, animals and human beings, we are surrounded by higher realms of the soul and spirit, by beings of a supersensible world. He does not speak of these beings of a supersensible world as if they were abstract concepts, but he speaks of these entities as if they were real realities. Just as someone in ancient times who had no idea about the nature of the atmosphere could believe that there was nothing around where we live, while the modern person knows, of course, that he is surrounded by air, so the person who is familiar with spiritual science knows that, in relation to our soul and spirit, we are surrounded by spiritual beings everywhere. But not in the sense of pantheism, but in the sense of a spiritual world that is populated by spiritual beings everywhere. And we also count the folk soul among such spiritual beings, we count the individual folk souls of the various peoples. We speak of real and individual beings when we speak of the folk souls of the individual peoples. I can only hint at this briefly today because time is limited. But what the national soul has as an entity can only be understood by considering the relationship of this national soul to the individual soul within such a nation. And here we immediately come to an area where all of today's psychology is quite inadequate in the face of spiritual research. With this consideration, especially with regard to the contemplation of the soul, one stands at the beginning of a completely new way of looking at things with spiritual science. The person who speaks of the soul in the usual way of soul science today speaks of the soul as if it were a simple thing in which will, feeling and thinking and so on surge up and down. For the spiritual researcher, this is just as if one were to speak of color in general or of light in general. Anyone who has heard a little about physics knows that we can get behind the nature of light by observing the rainbow band of the entire spectrum, by observing how light manifests itself in connection with the phenomena of the world, let us say in a sevenfold or, for the sake of simplicity, in a threefold way. On the one hand, light manifests itself in the spectrum in such a way that we have, so to speak, reddish yellow on the outside, green in the middle, and blue-violet on the other side. And it is precisely through this that we come to understand the way in which light works. This enables us to look at light in terms of the way it works and to know that light really does live in the seven colors of the spectrum. Just as the physicist today takes this for granted, so too will the science of the soul one day take for granted, but also as a scientific necessity, a threefold mode of action of the soul. And there we call that in the field of spiritual science, which, as it were, expresses itself in the soul as reddish-yellow expresses itself in light; we call that in spiritual science, in relation to the soul, the sentient soul. And we call that which, as it were, constitutes the center of the soul, as green is the center of the band of colors, the mind or feeling soul. And we call that which, as it were, appears on the other side as the manifestation of the soul, as blue-violet appears in the band of colors, the consciousness soul. And spiritual science must stand on the standpoint that one recognizes the soul from this structure just as one recognizes the mode of action of light from the color band. And just as light expresses itself everywhere, in every link, in every nuance of the color band, so the threefold effect of the soul expresses itself through what we call our self, our actual I. Truly, there will come a time when there is a science of the soul, as scientific as today's physics is, when the spectrum of the soul will be characterized as the sentient soul, as the mind or feeling soul, as the consciousness soul. And if we now look at the individual peoples of Europe, we find: What characterizes them – but now in a real way, not in the abstract way that it is characterized by the previous ethnology – what characterizes these peoples is how the folk soul, the real, real folk soul, relates to the individual soul, the soul of the individual human being who belongs to the community of peoples. And here we find, first of all, that the whole nature of the Italian people can be understood in a luminous way through this – I cannot go into this in detail now, but if it were described in full, one would see how what was previously ethnology would would step forward in a radiant way. The Italian people are characterized by the fact that the folk soul, insofar as it belongs to their nationality, intervenes in the individual soul of the Italian people, insofar as it belongs to their nationality, in such a way that this intervention occurs primarily in the sentient soul. Everything that has emerged as Italian culture is, comparatively speaking, the expression of a dialogue between the Italian folk soul and the sentient soul of the individual members of the Italian people. And all the one-sidedness, but also all the greatness of the Italian development, is based on the fact that the link of the soul life, the nuance of the soul life, which we call the sentient soul, is inspired and impelled in a one-sided way by the forces of the Italian folk soul. Now one might think that I am only talking about abstract concepts with all these things. This is absolutely not the case. For spiritual science further shows us that these three members of the life of the soul, which have been enumerated, are really connected with the whole being, the comprehensive being of the human soul. And from the research in spiritual science, we can say that what we call the sentient soul initially forms the expression of all passions, all impulsive aspects of human nature; that it is the expression of the sensations that well up from the center of the human soul. But at the same time, it is also the part of the human soul that, as elementary as it is, as much as it is initially at a childlike stage, so it is connected with that which passes through births and deaths of the human soul, which belongs to the eternal part of the human soul, which passes through the gate of death and enters the spiritual world after death. Much more than the other aspects of the soul's life is that which unfolds in the sentient soul, that which belongs to the eternal in the soul. But it also belongs to the eternal that the sentient soul contains only that which is linked to the eternal in the temporal, so that the human being directly lives this eternal as elementary life. If I could expand on this further, which would take many hours, it would point out to us how, precisely through this dialogue and these interactions between the Italian folk soul and the individual soul as a sentient soul, great Italian painting came into being, Dante's poetry came into being, who, let us say, gave a picture of the eternal in his “Divine Comedy”. All these bearers of Italian culture have given these things in such a way that one must say: What they have given is the result of the interaction of the national soul with the sentient soul of the individual, through everything that is accessible to the sentient soul of the individual soul. These things will be characterized in more detail when we turn to other nations and compare their characteristics with those of the Italian people. But now something very peculiar happens. Apart from the general facts that I have just mentioned, we must also bear in mind that each age, each historical epoch, is assigned, as it were, the effect on a particular part of the human soul as a special mission in the course of time. It cannot be said that the wisdom that rules in the development of the world is always the same in all ages, so that the sentient soul, the soul of understanding or mind, the consciousness soul can work in the same way. That which comes from the human soul must meet the demands of world culture. And now, a deeper consideration of the spiritual development of newer peoples and especially of Europe shows that the activity of the sentient soul was essentially concluded by the middle or end of the sixteenth century, and that therefore the greatness of a people that is based on the sentient soul must be concluded by the sixteenth century. This in turn explains why everything that has been formed within Italian culture since that time, up to the present day, gives the impression of being outdated, and this can be said quite objectively. When we refresh our soul – and this is deeply satisfying for everyone – by drawing on the essence of southern Europe, as so many artists, as Goethe and others have done, it is due to the greatness of the Italian national spirit, which in the sixteenth century; the other is all after-effects, and it could easily be shown how it is prepared in the depths of the historical impulses, that what has since been asserted as Italian greatness must sound so hollow and empty. These things can now only be hinted at, as I said. Some things, because they have to be briefly mentioned, have to be stated somewhat radically; but if you follow the lines of thought that are presented here, you will see how much more easily they can penetrate into the understanding that we must seek in the present, the understanding of the interrelationships between the peoples of Europe. If we now consider the French national soul, we have to look for the essential peculiarities in the fact that there is an interaction between the very real national soul and the intellectual or emotional soul. And everything that French culture has ever achieved can be explained by this peculiar interaction between the national soul and the intellectual or emotional soul of the individuals who belong to the French nation. This also explains why the French are particularly predisposed to combining and assembling facts, and to applying even the most profound concepts only in a way that is convenient for this world. This explains why even in the poetry of the French people, even when it rises to the classical heights, there is still an effort to construct as systematically as possible, for example in drama, to proceed as far as possible according to certain rules; this is the peculiarity of the intellectual soul. This intellectual or emotional soul brings to manifestation in the soul that which, so to speak, half points to the eternal of the soul, but which, on the other hand, points to the completely transitory temporal, which the soul experiences only in the physical world, in connection with the physical between birth and death. Recently, some psychological societies have once again been pondering why the French mind in particular is so materialistic, why, let us say, even the greatest philosopher of the French people, Descartes – or Cartesius – constructed a philosophy entirely according to the model of mathematics. This is for no other reason than that the whole culture of the French mind comes from the interaction between the soul of the people and the soul of the mind or soul. How often are we Germans quite peculiar when we try to establish harmony between meaning and form in poetry, when we try above all to allow the content to flow into the form in such a way that the content creates its form, how are we when we now look at the same thing in the artistic products of the intellectual or emotional soul of the French, where it is especially important to build rhythm and rhyme in a systematic way. The French have a completely different feeling for rhythm and rhyme than we Germans do. We Germans are quite capable – and Goethe showed this throughout many of his dramas – of creating rhyming rhythms without rhyme. The French, who want to be justifiably French poets, find this quite impossible. Everything that makes up the peculiar character of French poetry, that which makes up the peculiarity of French characters, comes from the interaction of the French national soul with the intellectual or emotional soul of the individual. If we now turn to the English people, we find that the individual Briton who seeks his connection with the national soul in his nationality is subject above all to an interaction between this national soul and the consciousness soul. Now this consciousness soul is that which, in relation to the outer man, in relation to everything that man is in his dealings with the world of the senses, is the most highly developed part of the soul. But at the same time it is the only thing that is limited to the world we pass through between birth and death. We can, so to speak, look up to the loftiest expressions of the British spirit, we will find everywhere that its expressions come from the interaction of the British national soul with the consciousness soul of the individual British, which, so to speak, is directed into the physical world with its best powers. This peculiarity of the British character will become even more apparent to us if we now immediately mention the peculiarity of the interaction between the German national soul and the soul of the individual German. There we see – and we shall understand this later through individual expressions of the German nature – there we see that just as light manifests itself in all color nuances, just as reddish yellow, green, blue violet are all expressions of light, so the soul as a whole is the expression of the self, of the I. And that which constitutes the substance of the German people is rooted entirely in the ego, in the self. And the interaction between what we call the German national soul and the individual German, insofar as he stands within his nationality, is the interaction between the national soul and the ego. Hence the peculiarity of the German soul, that it is not one-sidedly attuned to the revelations of the sentient soul, the intellectual soul or the mind soul or the consciousness soul, but that it expresses itself sometimes in this way and sometimes in that; that it strives for universality, for the all-embracing, and that at the same time it strives for inner depth, always wanting to experience more deeply all the different nuances of the soul life in a living way. It can be said that just as the I, the self, is the deepest part of the human being, and the sentient soul, the mind or emotional soul, and the consciousness soul are its expressions, so it is with the German, insofar as he belongs to his people , that in relation to the most intimate part of his mind, in relation to the depths of his soul, when he rises to the best that can flow from the German nature, he holds a dialogue with his deepest soul with the spirit of his people. Thus he also has a feeling, sometimes only an instinct, but on the heights of humanity also a clear consciousness of this confrontation with the spiritual powers of the world. If we now look back again at the peculiarities of the British people, it becomes clear to us – and I would like to give an example that has greatness, because no one will accuse me of citing Shakespeare to denigrate him, and I would of course consider myself to be a madman, like anyone else, would consider myself a fool if I were to doubt Shakespeare's greatness in the slightest; of course I count Shakespeare among the best poets in the world – but it is one thing to recognize the foundations of the world's effectiveness and another to form value judgments. Let us consider one of Shakespeare's most characteristic works, the work in which Shakespeare's thoughts and feelings can come to us so fully from his soul, let us consider his “Hamlet”. Let us see how real riddles of the world and of humanity are brought to our soul in Hamlet. “To be or not to be, that is the question.” The ghost of Hamlet's father appears; one might say that the dead intrude into the world of the living. But do we recognize Shakespeare's greatness on the one hand precisely in the fact that he is able to present his characters in such a wonderfully sharply outlined way, in a typical and completely individual characterization, showing us precisely that the part of his soul that is called the consciousness soul is directed towards the external-historical. What is solid in the world about the human being on two legs and reveals itself through the human being is characterized by Shakespeare from the consciousness soul with a wonderfully sharp contour. That is the remarkable thing, that he has become one of the greatest, that he was able to characterize a world from the consciousness soul as it stands before us. That is the characteristic. But let us look at him just at the point where he wants to touch the boundary that leads beyond the sensual world into the supersensible. He wants to touch it. He wants to cross over this boundary. Hamlet's soul shows what happens to a person who wants to cross over this boundary. The question is raised: to be or not to be? He looks towards the other world, but how far does Hamlet get? He only gets to the threshold, he looks into that land from which no traveler has yet returned. In this we have the entire workings of the consciousness soul in that the poet is great at characterizing what is in the physical world; but uncertainty immediately befalls the soul when it wants to go beyond the physical world. Shakespeare in particular shows us how he also emerged from the interaction of the folk soul with the consciousness soul. If we now compare this with an episode in the greatest world poem, which is also the greatest German poem and the greatest German intellectual achievement, we conjure up the scene in the second part of Goethe's “Faust” where the question of “to be or not to be” also arises before the human soul, and the spiritual world and the sensual-material world stand before the human soul full of significance. Mephisto is there, he has the key to the spiritual world, but he is the representative of the materialistic view, he is the representative of those beings who only see the material, the transitory, out of the spirit. He has the key, just as science has the key to the higher secrets, but, if it is only filled with materialism, it cannot enter into these secrets. Goethe even depicts Mephisto as having to place himself in relation to the higher mysteries. And Mephisto addresses to Faust a question that touches so closely on the Hamlet question: “You will enter the indefinite, you will come to nothingness.” There is a reference to that which is to assert itself in Faust as spirit. And Faust replies to Mephisto: “In your nothingness I hope to find the All.” You see, this is the answer that comes from the depths of the I, the I that knows it is connected to the world spirit, the I that is directly strengthened by the fact that it is the German I that experiences the interaction between the national soul and what lives as the self in the soul. Doubt alone enters into the one-sidedness of the consciousness soul, the Hamlet doubt, precisely that which is truly experienced as the deepest. Then certainty enters and says: Because I experience the divine that flows and is through the world in my own inner being, I know that I must find the All in your [Nothingness]. That is the significant thing, that precisely this nature of the German essence has been expressed in the greatest German intellectual achievement. And what I have discussed in this one scene from Faust, it goes, like the spirit of Faust, through the whole of Faust. That is the significant thing, that at this point this influence of the folk soul into the depths of the soul is expressed through all the nuances of the soul. But that is also what is so difficult for other Europeans to understand. It is this that appears to the other Europeans as an enigma. And enigmas that cannot be solved are best banished from the soul by such means as are now being used in the sophisticated and defamatory declamations that are being directed from all sides out of hatred towards the German national character, because it cannot be understood. But from this interaction of the national soul with the individual soul of the human being, insofar as this human being is rooted in his nationality, follows what I would like to call the ever-rejuvenating power of the German spirit, of the German national soul. For by cultivating his innermost being, by being able to hold a dialogue with the national soul, the German always draws closer to this national soul. And when any cultural period has expired, when a cultural period has become decrepit and dies, then a new interaction of the German national soul with the national spirit occurs, a rejuvenation of the whole being. But through this direct contact with the national soul, the German essence not only rejuvenates that which lives within the German spirit itself, but also that which, as spiritual culture in the world, must also flow into the German essence. Let us see how Christianity flowed into the old, worn-out cultures at the end of ancient times. Oh, one can observe how this Christianity adopted old forms, ancient forms of religions in the Greek and Roman folk. How that which was Greek philosophy was superimposed like a religious element, superimposed over that which was carried into human development as a living impulse as the deed of the living Christ. And then we see how Christianity enters into the self-refreshing and rejuvenating spirit of the German being. This can be observed in individual phenomena. For example, let us see how the “Heliand” was written in the ninth century, a German way of presenting the events in Palestine that are grouped around Christ Jesus. If we allow this remarkable ninth-century poem to take effect on us, it shows us above all the peculiarity that here, out of the German spirit, the events surrounding Christ Jesus are described, who has taken Christ Jesus completely into his own mind, who sees a longing, an ideal in it, to live in his own soul life in such a way that the forces of Christ permeate this own soul life. Everything that is German soul should be permeated with Christianity. This is the source of the feeling that arises when reading the Heliand and letting it take effect in one: All this is related to us, the eternal of Christ is described to us in such a way that it does not appear as renewing, as rejuvenating an old culture, but rather that it appears as if the power of Christ itself is absorbed in its youthfully fresh achievement and is directly present, rejuvenating itself. And then we see how, for example, such profound poetry, which of course did not originate on German soil in its first form, like Parzifal – and I could name others – how such poetry has been seized by the German essence, how it has been deepened, how the adventurous nature that was formerly associated with Parzifal appears to us in the works of Wolfram von Eschenbach and later in those of other writers, and how we see Parzifal as a representative of the striving human soul in general. We see in it something that lives in such a way that its striving is intimately connected with the forces in the human soul that strive for the highest, for the path to the spiritual. And we see, for example, how medieval religious spiritual life is grasped so profoundly by the power of what I have just explained. We see, for example, in the work of Meister Eckhart, this profound German mystic, how he constantly speaks of the fact that the divine must merge with the soul itself, that the soul can feel how God lives in it. Yes, that everything the soul experiences as thinking, feeling and willing can be experienced as if God Himself were thinking, feeling and willing in it. To let God rule completely within oneself becomes the ideal of German mysticism, the ideal of Meister Eckhart and others. And if we follow the course of this spiritual current, we find numerous expressions by him that show us the same way of thinking. One of his expressions, I would just like to present it to you now for the reason that it can show this way of thinking so extraordinarily characteristically. It is a saying by Angelus Silesius:
Here we have direct proof of the intimate union of the individual human soul with the all-embracing spirit of the world. And do we not see in this an expression of an infinitely profound idea of immortality, an idea of immortality that can confront us, so to speak, in gigantic grandeur? Here Angelus Silesius says: I die and do not live either, God Himself dies in me. But when God Himself dies in me, it means that the event of death is experienced by the God who lives in me; then death can only be an appearance, because God cannot die in me! One sees that this profound German mystic grasps even the thought of death in connection with the divine, living permeation of the world, and he comes to the certainty of immortality from the experience of the divine world within himself. This stems from the fact that the German cannot remain with an old realization, but, as is so magnificently expressed in Faust, always strives for the sources of life. And even if he has studied everything, like Faust himself, he strives beyond everything, he strives for direct contact with the spirit of the world. For that is the peculiar nature, that is the essence, that the self seeks interaction with the national soul in German intellectual life. Therefore, out of this nature of its essence, the true German mind also feels in harmony with the eternal forces of the world that lie beyond death. That is why we find such profound words in the works of Jakob Böhme and later in those of Fichte, in different ways in both, but both striving in the same direction. They said: He who grasps the essence of death from the depths of the human soul actually grasps that which is already immortal within mortal human nature. That which we carry with us through death is the self, which we have within us even while we live here on earth between birth and death. Therefore, Jakob Böhme, and later Fichte in the manner of Jakob Böhme, regards it as the highest goal to become aware of that which passes through the gate of death, that which lives in man as the eternal, to become aware of it already in earthly life, so that that which can be recognized as the fully developed eternal can be carried through the gate of death, out of the mortal body. And here Jacob Böhme expresses in a wonderful way the saying that is so characteristic of the peculiarity of the German national character as described. He says:
These are profound words! For it should be said: Those who are unable to unite during their life on earth in the body with the immortal, cannot in a proper way achieve the consciousness of their unity with the spirit freed from the body after death.
These words are spoken with such depth of feeling, and they are spoken by someone who wants to unfold her best powers by allowing the spirit and soul of her nation to weave into her own depths what it wants to give her. In this respect, the Russian national spirit is incomprehensible, quite incomprehensible, precisely in terms of what is most deeply characteristic of the German national soul. This Russian national spirit, whose characteristic peculiarity, however strange it may seem to some, may appear strange to some, but since I can only characterize many things very briefly, sometimes radical words must be used -, this Russian national spirit, whose peculiarity in relation to Western European and, above all, Central European intellectual culture is arrogance, pride. When people often speak of the modesty of the Russian national spirit, this is based, in relation to what we see as characteristic, on a complete misunderstanding of the innermost impulses of this Russian national spirit. If one can see in the Italian people how there is an interaction between the national soul and the soul of the individual; if one can see in the French people how there is an interaction between the national soul and the soul of the mind or emotions; in the British people how there is an interaction between the national soul and the consciousness soul of the individual; and in the German being, a direct experience of the national soul in the self of the individual, then one must say: the Russian being, to this day he lives in such a way, despite all the forces he carries within himself, that the Russian national soul has not yet found its way into the individual soul. That is why someone who is completely immersed in Russian national identity, whether as a philosopher or as an artist, does not experience the kind of intimate coexistence that the German seeks through the characteristics just described within his being. The Russian person does not know this flowing in of the forces of the national soul into one's own soul, into the individual soul. The Russian person sees something in the national soul that hovers over the individual souls like a mist. A Russian person, even a profound philosopher like Soloviev, who is the greatest philosophical mind of the Russian people, does not speak as a German would, for example, saying: I have my trust in the deepest core of my soul, which is within me, and it can connect with the divine that flows and weaves through the world. And so he is certain of true spiritual progress for humanity because he feels the power within him through which God reigns in him, which finds expression in the great creations of the German spirit. That conversation, which every German, the simplest, most original German instinctively feels, is basically quite unknown even to a philosophical Russian person. And so we see, especially in the case of the most outstanding spirit of the Russian people, of the Russian world-view striving, in Soloviev, who died in 1900, we see in this great philosopher: when we go through his works, then one has to – forgive the expression – get out of one's Western European skin in order to live one's way into what one encounters there. It has greatness – that should not be denied, greatness should be acknowledged wherever it is to be found in the world – but it has greatness in such a way that when Solowjow, for example, speaks of what should happen through Russian culture should come, it will come as if from the heights of the mist, as a kind of nourishment, as something that should be sprinkled down by grace at a certain time into the deeds of the Russian people. He is waiting for a miracle. When God Himself works from the heights of the beyond into people, then people will move forward. The Russian sees the folk spirit above the individual souls; he does not see it working in the three characterized soul powers, let alone really being able to grasp that intimate experience of the spirit in the individual soul itself, which is precisely the characteristic of the Central European folk striving. Therefore, we also find in the great philosopher the peculiarity that the folk soul does not grasp with its powers either the sentient soul, the intellectual soul, the emotional soul, or the consciousness soul. We find in Solovyov the peculiarity that these individual soul powers are at work in him. We see how they string together one idea and one sensation after another according to rules that we in Central Europe would never be able to perceive as logic or inner necessity. We see, as it were, the spirit of the people, revered by the Russian people, hovering in airy heights. And we see: there the souls can be active with their chaotically whirling soul forces. That this can be made clear precisely in the case of one of the greatest minds of the Russian world is remarkable. And again and again we must remind ourselves of the momentous words spoken by Lessing in his Testament. Oh, this Testament of Lessing's, which is called 'The Education of the Human Race'! He explains how the whole development of humanity is a great unity. And he expounds an idea which, through spiritual science, will be elevated to the rank of a scientific truth: the idea of the repeated earthly lives of human beings. There are very clever people today who say: Well, Lessing created great things, but then he grew old. One need not attach so much importance to the fact that he came up with the idea that the soul always carries over again into a later epoch that which can be made fruitful in a later epoch by an earlier one. But Lessing truly did not grow old and decrepit, nor did he become weak-minded, as very clever people say, even if they do not say it in relation to this 'Education of the Human Race'. Rather, it was precisely at this point that Lessing grasped in the deepest sense what the human soul experiences when it can experience the rule of the world spirit within itself as the most characteristic of its deepest experiences. From this consciousness Lessing spoke the weighty word as in a testament: “I feel as a human soul through its own content, through its own essence; I too have surged from time to time, from eternity to eternity.” Through what I am, I am immortal. And now he concludes: “Is not all of eternity mine?” There is a conception of the spirit, a cultural conception, which is the direct consequence of this ever-rejuvenating power of the German national soul. Let us compare this with the belief of the great Russian philosopher, Solowjow, that what man can achieve can only be achieved by a miracle giving the Russian people their mission themselves. If we compare these two beliefs, we have every reason to understand why what is Russian in nature cannot understand what is Western European, what is Central European, and especially what is German in nature. And therein lies the entire arrogance, the entire arrogance of the Russian intellectuals, these Russian intellectuals who have been talking for a long time about how what the West has achieved in terms of culture is actually rotten, ripe for destruction, and that it must be replaced by something that could emerge from the forces of the Russian character into world culture. This was not given much consideration in times that were not as war-torn as our present fateful times, but it has always been the basic tenor of Russian intellectual life that Western culture is rotten. We have seen the most diverse minds, Khomyakov, Katkov, Aksakov and so on, appear in Russian intellectual life in the nineteenth century. They all repeatedly say: Western European intellectualism must perish. One of these minds even went so far as to say: In this Western European culture, everything has been led by the impulses of art to that human-selfish, to that egoistic individualism, which leads people apart and founds everything that is to be established on violence, on servitude and hatred. According to important Russian minds of the nineteenth century, these are the characteristics of Western European culture: “violence, servitude and hatred”. While, according to the same minds, Russian culture is said to be based on “freedom, concord and love”. Now, Solowjow was an important mind, an important spirit. And precisely because he was so great, the feeling that he had to develop from his intimate connection with the Russian essence was that he says: the national soul still hovers above us. We have not yet connected with it in our individual souls. God must perform a miracle, must radiate down to us that which is to be our mission. But he was convinced that it is up to the Russian people to redeem the world, because Western European culture has reached its death throes, because it has become decrepit. So he, Soloviev, says further: We do not want to destroy this Western European culture, but we want to heal it. What has just been said about Russian culture should not be seen as a special impulse within the spirituality of the Russian people. For precisely in Russia, what is to be mentioned can be counted among the symptoms that arise from the instincts of nationality. Therefore, in Solowjow, as in his Slavophile predecessors (although he fought against them), we see a connection between what they, out of their arrogance, characterize as the mission of the Russian people; we see how they deduce the whole course of future politics from it. We see them, out of these impulses, demanding that Russia expand ever further and further against the West, that Constantinople become a Russian city, that the Sea of Marmara become a Russian lake, and so on. Everything that we are experiencing today, everything that underlies the attack that the Russian essence is also politically waging against the Central European, the German essence, everything is completely permeated, in terms of feelings and emotions, especially in the best Russians, by what has just been characterized, by the haughty conviction that Russia alone can save European culture, indeed world culture. It is precisely the contrast between the German and the Russian nature that makes it possible to understand what the driving forces of our present world culture are and what struggles the German nature will be drawn into in the future, which will most certainly come. Dear attendees, one can refer back to Goethe's “Faust” when one wants to show what is mentioned here as the rejuvenating forces of the German national soul, what has been characterized as such. Don't we see Faust standing there – Goethe wrote this scene in the 1770s , the words have become almost trivial, having been heard so often and probably already declaimed by everyone themselves – we see Faust standing there, wanting to escape from everything he has absorbed from the forces of the past, because he wants to connect directly in his soul with living knowledge, we hear his words:
Goethe wrote this from his own consciousness, from what he himself felt in the seventies of the eighteenth century. Then came what can truly be called a 'rejuvenation of the German spirit' through German idealism. Goethe himself, like Faust, strove to absorb the sources of life with his thinking, feeling and willing into his soul. Then the great German idealistic philosophy, which had been pushed back precisely by the invasion of the French and also the Russian worldviews, came to Central Europe itself. Then came what must be seen as an achievement: the fact that these struggles again made it possible for the greatness of this German philosophical idealism to be discussed in wider circles. And so they came, Fichte, Schelling, Hegel, who tried to present law and medicine to the German people in a rejuvenated way. And they were not only philosophers, for Schelling wrote a yearbook for medicine; Fichte wrote a treatise on the state. And they all wanted to be theologians. The German intellectual powers that emerged from the depths of the German soul after Goethe wrote these Faust words were tremendous.
But let us now assume that Goethe did not write these words of Faust in 1772, but only in 1840, after a new philosophy, a new jurisprudence, a new theology had passed through the German soul. Do you think that Goethe, if he had written the beginning of Faust in 1840, only after emerging from the Faust mood, would have written the words as follows:
Even in the 1790s, despite all this greatness that had passed through German culture, Goethe would certainly have said:
And again, just as before, Faust would have longed for the sources of life and sought his refuge in the living spirit that was to appear to him. The German does not crave knowledge that has grown old; he always craves that knowledge that has flowed from the depths of the soul and emerged into the visible world. He craves the rejuvenating power of the German spirit itself, as it lives in the interrelationship between the German national soul and the German soul of the individual. That is what one must feel, ladies and gentlemen, if one wants to visualize the fundamental character of the German spirit. And one may say: it has actually been felt, felt even by those who now dare to say the most defamatory, hateful and poisonous things about the peculiarity of the German spirit in the most diverse languages. Let us look, for example, to the West. It is very strange: if we go to the far West, we find an excellent spirit of the nineteenth century, Ralph Waldo Emerson. Emerson, as is natural for an English-writing writer, names the English as the first people in the world. Yet in numerous passages of his writings, he shows us that he values the Germans more than the English. And today, we can reflect on some of what this English-writing writer said, because it would be unpleasant for us to give a characteristic of our own nature in our own words. Emerson, who had a sense of the rejuvenating power of the German national soul, said the following about Goethe:
— spoken in English in the nineteenth century, mind you —
Now, I would like to say: What more could you want? In English, you hear that Goethe is the representative of Germanness, that he expresses something that he has in common with the whole nation: “that everything in his work is based solely on inner truth.”
Dear attendees, the entire nature of this presentation shows what I have tried to characterize for you today from the perspective of spiritual science. Emerson senses something of this intimate connection between the self of the individual German and that which passes through the world as the Spirit of Truth, as an ideal that indeed hovers over German development. Emerson also sensed this, as he says in the following words:
From many of the hateful words we hear today, my dear audience, if you are sensitive to such tones, you can discern what Emerson calls “the fearsome independence that springs from the truth”. That independence that is so unbearable to those who cannot muster sympathy for such things. One truly does not need to be chauvinistic to express these things. They arise not only objectively for the observer who stands in the midst of the spiritual essence, they also arise for those who can rise above the peculiarities of their nation. But one also has such feelings in other places, and in order to illustrate to some extent what I have discussed from spiritual scientific research, I would also like to add the following: Perhaps you know that one of those who spoke the most brutal, hateful, venomous words against the German 'barbarians' was the Belgian-French poet Maeterlinck, Maeterlinck, who himself found so much recognition within the German character. I would like to draw attention to a peculiar compatriot of Maeterlinck. And I would like to tell you a little about this compatriot in a very brief way. So, he is a fellow countryman of Maeterlinck, and a Franco-Belgian poet. When he talks about the influence that an archetypally German spirit, an archetypally German soul, has had on him, when he talks about the influence that Novalis has had on him, this Franco-Belgian poet says some very strange and significant things. It was some time ago, but it is still characteristic to hear a Belgian who writes in French talk about what the soul of Novalis has become for him. This Belgian says: “Isn't Novalis, out of his German uniqueness, a spirit who created something that cannot even be expressed, that is not limited to the earthly at all!” And so this Belgian writer comes up with something special to describe the purely spiritual influence and the deep impression that Novalis makes on him. He thinks of saying: When you read Schiller or Shakespeare, you find everything that is poetically depicted in Schiller and Shakespeare, but it is only of interest to what is experienced by people on earth. But if one wants to characterize what the soul of Novalis wrote, one would have to assume that spirits from the spiritual heights, spirits from other planets would be interested in it. What Schiller and Shakespeare said is only of interest to people on earth; what Novalis wrote must also interest angels, it must also interest beings that have never heard of the earth. So significant, so deeply connected is what Novalis wrote with the spiritual forces of the German national soul. He characterizes the nature of the influence that the original German, Novalis, has had on him very peculiarly, and he says:
This French-writing Belgian feels impressed by Novalis. He feels the magic breath of the German spirit as it flows from Novalis to him. If one were to believe what Maeterlinck, his fellow countryman, said about German “barbarism” after the outbreak of the war, one would not believe that this Belgian would have said: Oh, these useless screamers, who only resort to phrases, they should remain silent when it comes to matters of the mind!
Yes well, my dear attendees, the French-writing Belgian whom I have quoted here has already spoken, but I have somewhat mystified you. It is the same person who said what I read about Novalis; it is Maeterlinck himself. He only spoke in this way in the healthy days of his soul. One can only believe when reading that it was said by a completely different personality. This is what has become of those who once felt something of the magic breath of the German soul. Maeterlinck himself wrote about Novalis in this way. From this we can see what will be necessary to defend the German soul against the misjudgment of its essence, with the weapons that we ourselves must take from it as its members. And this defense will truly become more and more necessary. What good does it do that the German soul, having also become part of external culture, has already been understood! That which separates it from those who have become its enemies will speak ever louder if it is not defended by the German essence itself. And what we hear today, one will have to be convinced, as [what we have heard] is in some respects only a beginning, especially with regard to the deeper currents of human life. I would like to give another example. Shortly before the outbreak of this war, an Englishwoman wrote a book about Germany. Yes, you see, an Englishwoman who differs from many of her compatriots in that she really got to know the German character. Because she was in Germany for eight years. She got to know universities, clinics, hospitals, educational institutions, all kinds of places. But she also got to know the German character, which, as an emanation of the German soul, must after all be present in every soul, even if it masks and hides itself in ordinary life. The book was written shortly before the war. As I said, not in Berlin, not in Cologne or Leipzig, but in England and in English, the following was said about Germany:
It would be good if those who are now reflecting on the cause of the war were also listened to, if those who say what the mood within Germany should be towards those who lurked in the period leading up to this war were also listened to. And if we ask, my dear attendees: How do you understand German culture when you would like to destroy this German culture with more or less pride or from other points of view? A few more characteristics on this point at the end. There is, for example, a true Russian intellectual of the present day. If one picks up his latest book, one can get the impression, from the last words he says about Goethe, that he counts Goethe among the greatest in the development of humanity. We know how Goethe is connected with what must be called the rejuvenating forces of the German national soul. We know that his Faust, if not in an artistic sense, then at least in terms of the power of its characterization of humanity, rises above all other works of world literature. We know how nonsensical it would be to characterize Goethe without first seeing the great spirit of modern times that reigns in Goethe and from which his Faust could emerge. Mereschkowski, the Russian intellectual who certainly knows Faust and German culture as well as he can know it, judges Goethe from what I have just called the characteristic arrogance of the Russian intellectual. He judges the same Goethe about whom Emerson speaks as I read earlier, daring to say the following words:
With certain people, it does not matter that such words may be correct, if one is a pedant, but it does matter whether the person who finds it appropriate to speak such words about Goethe understands the greatness of Goethe at all. Sometimes it does not matter what one says, but whether one is at all capable of saying something specific about a particular object or a particular person. I said: One must seek the Russian national spirit as if floating above the Russian individual soul. But this means that this individual Russian soul, let us say, can easily live as if “down there” without being touched by its national spirit, without also having that confidence and security that arises from the way of dealing with the national spirit, as we were able to characterize it with the German national soul. Therefore, permeated by poetic values, but nevertheless like a worldview, what Mereschkowski calls the “barfoot worldview” as a newest kind of Russian worldview could arise. Now, we know how this barefoot worldview basically arises from the mood that must come when one feels so completely grounded and cannot find the connection with the folk soul, to see within the spirit, so to speak, to that which man is outside of the spiritual. Materialism has not yet taken this completely seriously, but it is characteristic that this Russian individual spirit has taken it seriously in his world view. And so he denies everything spiritual and comes to what an important Russian poet addresses as a characteristic of man. I would truly not mention this if it only occurred here and there. But it is something that the spirit of the East comes to, which characterizes the impulses that live there.
And Maxim Gorky says that these words are spoken entirely from his soul, because this is how he perceives what a person can find as his value when he looks at himself for what he actually is. One must put such things together with the many things that have come from the East, the arrogance and the arrogance of Russian intellectualism in the course of the last few years, the outgrowth of which is the mood that speaks today of blood and death. Among the Russian intellectuals I mentioned earlier, we must also mention Yushakov, who has written books that have not found a large audience but which nevertheless show what has been in the minds of many intellectuals in Russia. Yushakov has the following ideas about the course of world culture. I would like to briefly present these ideas to you. He says: This West, everything that this West of Europe has achieved in culture, is over. If you look over to the East, you find that there is actually still something in it of rejuvenation, of germs from which something can develop. But the West cannot develop this. This West has always shown [...] a gap in the text]. [In contrast, at the end of the nineteenth century, Yushakov writes about the Russian-English question in Asia: As far as Russia's mission in Asia is concerned, what the English are doing there is rotten through and through. What Russia is doing there is infinitely more spiritual. The English – Yushakov says – have behaved towards Asia as if they believed that the Asian peoples existed only to “clothe themselves in English fabrics, fight each other with English weapons, work with English tools, eat from English vessels and play with English baubles”. Russia alone, Yushakov believes, is capable of feeling an affinity with this Asia, which is now lying prostrate, groaning under the rape of Europe, because it cannot yet grasp the inner human being, which has been made sick and aged by the ego, like the European West. It is an interesting book, published in 1885, about the relations between England and Russia. It highlights the superiority and arrogance of Russian over Englishness. In 1885, Yushakov has the following idea: This West, it is over for him. If you look to the East, there is still something that can be developed, the West, especially England, have caused the darkening of India, Persia. What have the English done in Asia? They have arrogated to themselves everything that was once established in Asia by the power of Ahriman. They have crept in where Ormuzd was at work. They have sat down everywhere where there was light to enjoy the fruits of that light. But what have the Russians done? The Russians have gone everywhere where Asia has been impoverished, where Asia was threatened and impoverished, where people had come down, where people were oppressed and oppressed, where people were plunged into poverty and darkness. Russia has taken care of these people. That is why Russia has its mission in Asia. Therefore, the world struggle between Russia and England must break out in Asia. Russia must be reinstated in the rights of Ormuzd against Ahriman, after it has behaved in this way, while the English have only interfered in what has been established in Asia in terms of fertility, greatness and beauty, and have exploited it. This is how this Russian speaks about England. And he says: England exploits millions of Hindus. Its greatness and power depend on the people there. I do not wish anything similar for my fatherland. I can only rejoice that it is sufficiently far removed from this sad state of affairs. Could one not actually wish that the Russians of today, who admire the English, would take a little time to study this book by Yushakov, which was only published in 1885 and deals with relations between Russia and England? It could be interesting at all sometimes if people would get to know something of the driving forces that have worked and will continue to work on the forces that have led to what is now around us, that reaches our souls. I believe, my dear audience, that what I have said, based on the spiritual-scientific foundations of the nature of the German being, can be substantiated, even if it is illustrated by this or that. And I could cite similar evidence to support what I have said for a long, long time. One could cite such things for so long that no one in the room would be listening. All of this, however, would illuminate the one truth that is so important now, when we first have to forge the weapons to defend what is also being attacked spiritually and what will be increasingly surrounded, all of this would lead us to the one great truth with which one must come to terms, the truth that the German, by virtue of his immediate national character, could see the direct relationship, the experienced relationship of the individual soul with the national spirit. And when we see how this German idealism always worked in the whole mood of the German people and its great representatives, especially in the time that we can call the great epoch of the German spirit, how there are seeds, and when we see what is all that is contained in these germs, then we may say to ourselves: We can also trust in the inner strength of the German character, just as we trust in the germs that must unfold into blossoms and fruits in nature; we may have confidence in the German spiritual life. And we know that in many respects it still contains the germs, and that it contains the power of perpetual rejuvenation, that this power is its own. And we know from this what those who, at great sacrifice in the east and in the west, have to defend that which is enclosed as in a large fortress in Central Europe. But there is also a way to direct the soul's eye to the inner forces of the spiritual world. Then one does not look at this German people as it may be looked at today by the enemies of the German spirit, but rather in such a way that one says to oneself: the German spirit has not yet been fully realized. It has powers within it that are only germinal powers, that must first fully develop in the future. Therefore, from such considerations, however imperfectly they may be presented, as they could only be presented in a lecture in such a short time, nevertheless that which can be summarized in certain feelings emerges, feelings that give the German soul confidence and courage and hope, precisely from the depths of this being. On the one hand, we are completely convinced today that we have no need to give courage and confidence to those who have to suffer and bleed for the great events of the time based on certain, genuine knowledge and insight – the whole course of events within the realm of the German being, the Central European being, shows that this is not necessary. European being, shows how the Germans went to war, how they knew how to wage this war. No, not to talk about it, but to talk about what reigns and works in the innermost being of the German soul, so that it gives us [and those in the field] certainty about the future and fills us with hope. It is to point this out that today's reflections were made. And that is why I would like to summarize, because the feelings are the most important thing, the feelings that underlie the individual words of this evening. I would like to summarize some of the feelings that, as I believe, can arise for German feeling and sentiment precisely from the contemplation of the German essence and its connection with the German national spirit:
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197. Polarities in the Evolution of Mankind: Lecture I
05 Mar 1920, Stuttgart Translator Unknown Rudolf Steiner |
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The religious ideas of the West have a great deal of human jurisprudence in them. We let the gods mete out punishments of the kind we know earthly courts of law impose. If we truly wish to get beyond the merely human we must firmly decide not to think in entirely human terms. |
We might ask why they do not submit to the will of the gods who guide normal progress. They simply do not. We have to accept that as a fact. The original intention was that they should only influence dreams within the human sphere and everything related to dreaming. |
They came up to me afterwards and said: ‘No objection can be raised to what you have been saying’—this by the way was many years ago now—‘but we have to say that whilst it is true that we say the same thing we do say it in such a way the everybody can understand it’. My reply was: ‘Reverend fathers, surely it is like this: You or I may have some kind of inner feeling that we are speaking for everybody, but that is not the point, for that is a subjective feeling. |
197. Polarities in the Evolution of Mankind: Lecture I
05 Mar 1920, Stuttgart Translator Unknown Rudolf Steiner |
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The challenges presented by our age really have to be faced by every individual human being today. I have made it quite clear on a number of occasions that to understand the way individuals need to face those challenges we must be aware of how human evolution progresses all over the globe. The whole course of human evolution can only be clearly understood if we gain more profound insight into the powers that intervene in the course of earth evolution as a whole and also in human lives. I have used a number of different approaches to show that as human beings we are part of an ongoing evolution that may be said to be taking its normal course. Spiritual science enables us to follow its progress over extended periods of time. I have also pointed out that there are certain powers that have different goals for mankind than the powers who desire to guide humankind in the normal course of evolution, a course during which the earth repeatedly comes to physical manifestation. Some of those powers we would call luciferic, others ahrimanic. I have spoken of this a number of times. It is necessary to take a very serious view of these things today, but our hearts and minds cannot really achieve this serious mood unless we pay proper attention to the way these luciferic and ahrimanic powers intervene directly in human lives. As you know, a new era in human evolution started during the 15th century, very different from anything that went before. Thinking of this you will want to be aware of the many ways in which life is different in the present age, which had its beginning in the 15th century, if we compare it to the preceding age. We may say that one particular feature of the present age is that intellectual thinking has developed since the middle of the 15th century. Humankind has to undergo a major process of education in the course of Earth evolution. Part of it is this training of the intellect. Human beings had to find out, as it were, how human life can be lived when the emphasis is on intellectual thinking. They could never have been raised to be truly free individuals if the intellectual principle had not become part of them. We have no clear idea today of the extent to which people differed from us before the middle of the 15th century, particularly in this respect. We tend to take the things we are given for granted, without giving them much thought. We are now generally dealing with the peoples of civilized countries who are inclined to think with the intellect, and we have come to believe that people have always been thinking like this. That is not the case, however, Before the middle of the 15th century people were thinking in a different way. They simply did not think in the abstract terms in which we think today. Their thinking was very much more vivid and concrete, immediately bound up with the objects of the world around them. They were much more bound up with the feelings and will impulses that can be experienced in the human soul. We are living very much in our thoughts, though we are not sufficiently aware of this. We are not even aware of the source from which this way of thinking, the intellectual approach which we take so much for granted, has evolved. We shall have to go a long way back in human evolution to get a real understanding of the origins of this way of thinking, this intellectualism. Another question we must ask ourselves is whether anything still remains of the human activity out of which our thinking has evolved. You know that older evolutionary forces persist into later ages and continue to be present side by side with those that are normal to the age in question. This also applies to our thinking. Reminders, echoes of thinking, of an activity similar to our thinking are experienced in our dreams, when a whole world of images emerges from our night time sleep. Experience teaches us to distinguish between the world of thoughts we evolve between waking up and going to sleep and the world of dream images which we experience in an entirely passive way. If we go back to earlier times in human evolution we find that the further back we go the more does the life of the soul during waking hours come to resemble the mental activity we know in our dreams today. Present-day thinking is the fruit of later stages of evolution. During earlier stages along this path the human soul developed activities more akin to dreaming. If we follow this dreamlike activity of the human soul a long way back we find ourselves going beyond Earth evolution as we know it. We come to a time when the earth had taken a physical form in the cosmos that preceded the present one. We have got used to calling it the Old Moon evolution. Human beings were part of this as well, but in an entirely different form. During that Moon evolution, i.e. the time when the earth materialized in a form that preceded the present one, the human being, the true ancestor of modern man, was still completely etheric. His soul became active in a way that was definitely dreamlike, consisting of dream images. The peculiar thing about this was that it related to the outer world in a way that is quite different from the soul activity we know as thinking. I would say that when our soul is active in thought we find ourselves rather isolated within the world. The world is outside us, it has its own processes. We reflect on those processes in our minds, but just when we think we are reflecting most profoundly on those external processes we actually feel ourselves entirely outside them. Indeed we often feel that we are best able to think about those external processes if we keep ourselves well isolated from them, withdrawing into ourselves. The human ancestor who was dreamy in his thinking, if I may put it like this, did not have that feeling. Developing in his way in his dreams what we develop in our way when we are thinking, he knew himself to be intimately bound up in everything he experienced with what went on in the world. We see the clouds, we think about them, but we do not feel that the powers alive in the clouds are also alive in our thinking. Our human ancestor did have the feeling that the powers alive in a cloud were also alive in his thinking. This ancestor said—and I must translate what he said into our language, for his language was a silent one compared to ours: The powers that are alive and active in the cloud out there produce images in my mind. He saw himself no more isolated from the great universe in which the cloud revealed its essential nature than my little finger is able to think itself isolated from the rest of me. If I were to cut it off it would wither; it would no longer be my finger. The human ancestor felt that he could not exist apart from the universe that belonged to him. My little finger might well say: The blood which pulses through the whole of the body also pulses within me; the whole of my organic life is governed by the same laws as the organic life of the rest of the body. The human ancestor said: I am part of the universe; the power that pulses within me as I evolve images is the same as the power that is alive and active in the forming of clouds. That is how the human ancestor felt himself to be closely related, intimately bound up, with the whole world. We need to feel isolated from everything that goes on outside us in our thinking, as though the umbilical cord has been cut and we are separate from the essential origins and causes of the existing world. In ordinary life we are not aware of the pulses beating throughout the universe. Our thinking has grown abstract. Our thinking tells us nothing, as it were, of what is alive and active within it. This provides the actual potential for the freedom of human beings, a freedom where we do not feel that something is thinking in us but that we ourselves do the thinking. The human ancestor was unable to form ideas independently of the universe as a whole. The human ancestor felt himself to be bound up with the existing world; he knew that this existing world contained more than just abstract forces of nature. He knew that power was also wielded by entities that differed from human beings, entities that did not have a physical body such as the human body, though human beings might feel that they had citizenry of the universe in common with them. The ancestor was not aware of ‘forces of nature’; he felt himself to be in communion with nature spirits. Today we may say that everything that happens in nature follows the laws of nature, and we are part of that nature. For the human ancestor who lived in a far distant past it was natural to say that everything that happened in nature outside himself happened out of will impulses of the spirits of nature. We say the earth attracts the bodies that are on it due to gravity, and according to the law of gravity the gravitational pull decreases at a rate that is proportional to the square of the distance between the two objects. We call this a special case of a law of nature. When we speak of nature we base ourselves on such abstract notions. The human ancestor knew that an essential spiritual element was present in the phenomenon we have made into an abstract gravitational force. Certain spiritual powers who may be said to be involved in human evolution thus developed a relationship to human beings. This would normally cease the moment Earth evolution proper began for the human being. At that point human beings would be released from the tutelage of those spiritual powers, powers they had felt to be flowing and floating into them during the Old Moon stage. So we must ask ourselves what it was that made human beings grow independent of the guidance of spirits with whom they had felt at one, however dimly. It happened when the mineral kingdom became part of human nature. In those far distant times of which I have just spoken, human beings did not yet have the mineral kingdom within them. Their organization would not have been perceptible to our present-day sense organs, for it did not yet include mineral elements. To grasp this without getting caught up in preconceived notions we need to consider what it truly means when an organism includes the mineral kingdom. People tend to be superficial in their thinking about such things. We look at a mineral, a stone, and quite rightly consider it to be the way it presents itself to our observation. Then, however, we look at a plant in exactly the same way we look at a stone. In reality it is not the actual plant we see. A plant is really something entirely beyond sensory perception. Consider a system of forces that in a sense has the qualities of an image. Its relationship to the mineral kingdom is that this otherwise invisible organization soaks up the mineral kingdom and the forces that are active between individual component elements in the kingdom. I have a plant before me. It is an invisible system of forces that absorbs mineral principles from the mineral kingdom. The result is that the mineral aspect occupies the space also occupied by the invisible system of forces. I see this mineral aspect, though it is merely something the plant, which is not perceptible to the senses, has absorbed. That is how it is even with a plant. When we talk about plants today we are really talking only of the minerals contained within them and not about the plants themselves. It is important that we clearly understand this in the case of a plant, for it also applies to animals and humans, only more so. During the Old Moon stage, then, human beings did not have this mineral inclusion. Human beings living on the present earth have been made in such a way that they need the mineral kingdom, having absorbed the mineral kingdom and its forces into them, as it were. What significance does this have for human nature? In the first place human beings acquired a mineral body for thinking in images the way they did at the earlier stage. As evolution progressed the mineral human body provided the basis for intellectual thinking. This happened at a relatively late state, from the middle of the 15th century onwards, having been a long time in preparation. Modern intellectual thinking is based on the fact that human beings have received a mineral body into them. As human beings we need a mineral body first and foremost to be able to think. The older form of thinking in images had been based on what we call the third elemental kingdom. The mineral kingdom had the function to transform this pre-earthly form of thinking into our earthly way of forming ideas on the basis of thought. Within the great scheme of things the spirits with whom human beings had to feel themselves connected, in forming those ideas that were images in the distant past, were then relieved of their function. We will have to picture those spirits rather differently from the way we are accustomed to picture non-human entities. People, even people of good will who may admit that there is more to life than is apparent to the senses, tend to stick too close to the human form. This anthropomorphism takes over whenever people try and create an image in their minds of anything that is above the human sphere. It is easy to accuse Feuerbach and Buechner1 of being anthropomorphists. We have seen more than enough of this kind of thing. We have seen the legal way of thinking evolve in the Western world, with earthly misdeeds and crimes judged by earthly judges who impose penalties, and so on. The rewards and punishment meted out for sins, i.e. for something belonging to a sphere beyond this earth and seen more as imperfections in the Christian faith, have gradually come to look more like the proceedings in an earthly court of law. The religious ideas of the West have a great deal of human jurisprudence in them. We let the gods mete out punishments of the kind we know earthly courts of law impose. If we truly wish to get beyond the merely human we must firmly decide not to think in entirely human terms. We must think beyond anything anthropomorphic, and that indeed is what really matters in human life. That is the approach we must use if we want to see clearly that the spirits who influenced the thinking in images which human beings had at the time of the Old Moon lost that function in the normal progress of human evolution but are not prepared to accept this with good grace. We might ask why they do not submit to the will of the gods who guide normal progress. They simply do not. We have to accept that as a fact. The original intention was that they should only influence dreams within the human sphere and everything related to dreaming. In the context of today's lecture we refer to them as luciferic spirits. Their proper sphere would be everything that has to do with dreaming and anything related to this. They are not satisfied with this, however. They haunt the human way of thinking that has evolved out of their own sphere, human thinking now bound to the mineral sphere. When we allow anything that normally rules our dreams, the life of the imagination, to enter into our thinking we fall prey in our thinking to luciferic nature, to the influence of spirits that should only have influenced the old form of thinking in images that belonged to the human ancestors. They have retained their power and instead of limiting themselves to our dreaming, our life of the imagination, our creative artistic work, they are constantly trying to influence our thoughts and make them dependent on impulses similar to those that existed in pre-earthly times. Our thinking is still greatly influenced by elements coming from this source, by the luciferic principle. It is justifiable to ask in all seriousness what powers are these that have such an influence on our thinking. These influences arise from the sphere where we human beings are still rightfully dreaming and rightfully asleep above all else. They come from the sphere of our feelings and emotions. We experience our feelings the way we normally experience dreams and we experience our will the way we experience sleep. There we are still rightly cocooned in a world which becomes a luciferic world as soon as it evolves in our thinking. We therefore will not manage our evolution as human beings properly unless we make the effort to evolve other thoughts as well, thoughts increasingly independent of mere feelings and emotions, of anything arising in us out of dreamlike inner experience even when we are fully awake. Theoretical principles will not help us achieve this, only life itself can do so. We find, however, that the mental habits humankind has acquired put up great resistance to the cultivation of mind and soul that is needed. We must be on the lookout for this resistance. We find that in the present time in particular people are not prepared to listen to anything that does not arise from their own inner prejudices, their feeling of how things should go, their personal preferences. They are not in the habit of listening to anything which in a way has been decided independently of human beings, requiring merely their consent. I should like to give you a brief example which I used on one occasion to explain to someone that there is an important difference with regard to what human beings are thinking. Many years ago I gave a lecture in a town in southern Germany—today it is no longer in southern Germany—on the wisdom taught in the Christian faith.2 —As you know, it is always necessary to limit the subject matter presented in a particular lecture and one can only speak within that context. When people hear just a single lecture, such a single lecture will impress one person in one way and another in a different way, particularly if one has been objective and dispassionate in presenting the subject. It certainly would not be possible for anyone to get an idea concerning the total philosophy that lies behind a single lecture if they just listened to that one lecture. If the wisdom taught within the Christian faith is the subject for example, it will of course be impossible to conclude from the contents of the lecture what the speaker thinks about the connection between light and electricity, say. It is therefore possible for something to happen the way it did on that occasion. I spoke about the wisdom taught within the Christian faith and two Roman Catholic priests were in the audience. They came up to me afterwards and said: ‘No objection can be raised to what you have been saying’—this by the way was many years ago now—‘but we have to say that whilst it is true that we say the same thing we do say it in such a way the everybody can understand it’. My reply was: ‘Reverend fathers, surely it is like this: You or I may have some kind of inner feeling that we are speaking for everybody, but that is not the point, for that is a subjective feeling. After all it is perfectly natural—if we go entirely by our feeling I, too, must believe that I am speaking for everybody, just as you think you do; that is self-evident; otherwise we would do it differently. But we are now living in an age when our belief that something is justifiable does not count. We need to let the facts speak for themselves. We must learn to look to the facts. Subjectively you believe you are speaking for everybody. But now let me ask you about the facts. Does everybody still come to your church? That would show that you are speaking for everybody. You see, I speak to those who do not come to your church to hear you speak. My words are for those who also have the right to hear of the wisdom taught in Christianity.’ That is how we must take our orientation from what the facts have to tell. It is necessary for us to tear ourselves away from our subjective feelings. If we do not do so the luciferic element will enter into our thinking. We would not have gone through the truly dreadful campaign of untruthfulness that has gone around the world in the last five years, the final consequence of something that has long been in preparation, if people had learned to pay rightful attention to what the facts have to tell and not to their emotions, with nationalists the worst in stirring up such emotions. On the one hand there is the absolute necessity today to do something about our thinking and to comply even if something goes against the grain. On the other hand people dislike having to be so true to reality that one looks to the facts for guidance. We shall not be able to attain to the higher worlds and the knowledge to be gained there if we do no train ourselves in rigid adherence to the facts of the external world. Once you have got at least to some extent into the habit of liking to hear the facts you will often suffer tortures when people of the present age want to tell you something. Very often the kind of thing you hear people say is: ‘Oh, someone said something and that was frightful, quite terrible!’ Terrible in what way? You say is was terrible but that only tells me how you felt about it. I really want to hear exactly what it was. ‘Well, it really was terrible what was said there…’ And these people simply do not understand. All the time they want to describe their subjective feelings concerning the matter, whilst you want to hear an objective report of what they actually saw. It is especially when people tell you something someone else has told them, that it is quite impossible to tell if they are simply passing on what they have heard or if they have actually looked into the matter they are talking about. This is an area where one has to remind people again and again that truthfulness concerning the knowledge to be found in supersensible spheres can only be achieved if we train ourselves as far as possible to adhere closely to the facts in the sense-perceptible world. That is the only way in which human beings can overcome the luciferic elements that stream into their thoughts—by learning to base ourselves on the facts. On the one hand mankind is open to luciferic influences, on the other to ahrimanic influences. It had to be said that thinking here on earth evolved from earlier stages of human soul life when human beings absorbed a mineral body, as it were. This mineral body is indeed the organ for the earthly way of thinking. It does however bring it predominantly into the sphere of the powers we call ahrimanic. We can of course become aware of the need to base ourselves on the facts, on a real world that will get us out of the habit of being swayed by our subjective emotions. We must not, however, fall prey to the kind of thinking that is nothing but an inner activity arising from the mineral body. Here we come upon a truth that many people find highly unpalatable. You know how some are idealists or spiritualists and others are materialists. There is plenty of discussion in the world as to which is the right approach, spiritualism or materialism. All these debates are of no value whatsoever for certain regions of the human organization. Human beings can develop in two ways. We can use the mineral body we have absorbed into ourselves as the instrument for our thinking, and indeed we have to use it, otherwise we would merely be dreaming. But we can also rise beyond this instrument in our thoughts; we can develop a spiritual point of view, spiritual vision. If we do this we will of course have been thinking with the aid of our material organization, but we will have used this to reach a further stage of human development, ascending to the world of the spirit as a result. On the other hand we can stop at the point where as earth beings we let our mineral body do the thinking. It is perfectly able to do so. That in fact is the danger, and materialism cannot be said to be wrong in its views, particularly where thinking is concerned. This mineral body is no mere photographic print. It is able to think for itself, though its thinking is subject to the limits of life on earth. We need to raise the experience our mineral body is able to give us into the spheres that lie beyond sensory perception. It is therefore possible to say that it may indeed be true that human thoughts are merely something exuded by the human mineral organization. That may indeed be right, but human beings must first do it right. Human beings have the freedom to develop on earth in such a way that they are merely the product of matter. Animals cannot do this; they do not get to the point where mineral inclusion leads to the development of thinking activity. Animals cannot choose to prove the truth of the materialistic point of view. Human beings are at liberty to prove the truth of the materialistic point of view; all it needs is the will to do so out of a materialistic attitude to life. Human freedom is such that people are indeed free to make materialism come true for the human kingdom, that is, they can take a course that will lead to human beings on earth concerning themselves only with material things. Fundamentally speaking, therefore, it is a matter of choice if we become materialists. If we are strong enough to bring to realization what people are told is a materialistic attitude then this attitude will be made to come true by human beings. This influence on human beings comes from ahrimanic powers. They want to keep everything connected with Earth evolution at the point which has been reached for human beings by that very Earth evolution—that is the point of having a mineral organization. They want to make human beings perfect, but only as far as their mineral organization is concerned. The luciferic powers want to keep human beings, who now have acquired a mineral organization, at the earlier stage that was right for them before they acquired a mineral organization. So we have two powers pulling at the traces, luciferic and ahrimanic powers. The luciferic spirits want to get human beings to a point where they finally cast off their mineralized bodies and go through an evolution that has no relevance in earth life and has merely been an episode in earth life. The luciferic spirits aim for the gradual elimination of everything relating to the earth from the whole evolution of mankind. The ahrimanic spirits aim to take firm hold of this earthly, mineral aspect of human beings, isolate it from progressive evolution and let it stand on its own. That is how luciferic and ahrimanic spirits are pulling in different directions. It is absolutely vital that having presented the large outline we now come to apply this to ordinary everyday life. We do not consider a U-shaped bar of iron to be a horse-shoe when it is in fact a magnet. In the same way we really should not consider human life to be entirely the way it may appear on the outside. If you shoe a horse with magnets you fail to realize that a magnet has more to it than a horse-shoe. Yet it happens quite often nowadays that people speak of human life exactly like someone who shoes his horse with magnets rather than with horse-shoes. People have no hesitation in speaking of positive and negative electricity in the inorganic sphere, or of positive and negative magnetism, yet they hesitate to speak of luciferic and ahrimanic elements in human life. These are just as effective in human life as positive and negative magnetism are in the inorganic sphere. It is just that the idea of positive and negative magnetism is more easily understood. It does not take as much effort to grasp it as it does to grasp the idea that there are luciferic and ahrimanic elements. That is also the reason why we shall only learn to deal with the empty talk one hears today, empty talk that turns into lies, by knowing that it is luciferic by nature. Similarly we shall only learn to deal with everything that shows itself here and there as the materialistic point of view by knowing that it is ahrimanic by nature. In future mere external characterization will not get us anywhere when we want to understand human life; all we would be doing is talk around the subject and commit the most stupid of errors when we try and apply such ideas to real life. One thing we would not be doing is to see human life in such a way that social impulses can be gained from our knowledge of human institutions. This has a very much to do with the utter seriousness required when looking at everything connected with evolutionary trends where humankind is concerned. We cannot gain understanding of the life we are now living unless we raise our vision from earthly concerns to spheres beyond this earth. There is a particular point to this. Looking back into earlier stages of human evolution—though not as far back as those I have spoken of earlier—people generally base themselves on such historical documents as are available. There are historians—well-known names—who say that the history of humankind is made up of everything to be found in the written records. If you start from such a definition of history, like the historian Leopold von Ranke, you will obviously arrive at a particular kind of history. The art of writing is itself part of history, however, it has evolved from something else, and in real terms one cannot do anything with this kind of definition. We need only go back as far as Chaldean-Babylonian times, to ancient Egyptian times, and we shall find that at that period of human evolution human beings still related to the cosmos in a very different way. People today have no real idea of what it meant to connect one's life to the course of the stars, the planets, and their position relative to the fixed stars of the zodiac. These things have become an empty abstraction nowadays. Do you think a modern astrologer delving into ancient astrological writings to compile his horoscopes—if at least he does search through the old writings, and does not produce new ones; the new ones are terrible!—has even the slightest idea of the living connection which the ancient Egyptians and Chaldeans felt to exist between human beings and the movements and positions of the stars viewed from the earth? Everything is different today. It has to be said that an important part of human evolution since those times has been the narrowing down of human awareness to the physical world. What did those Egyptians know of the earth? It was the ground under their feet. They knew more about the heavens. They moved in the vertical in gaining their experience. The ancient Greeks did not yet go into the horizontal either; they, too, gained their experience by going vertically. The vertical came to be reduced as the horizontal started to spread. The maximum limitation human beings experienced in their knowledge of the heavens came with the great increase in knowledge of the earth that came when men sailed around the globe and found that having sailed away to the west they would return from the east. It was necessary for human understanding in the vertical direction to become obscured. Human beings had to be isolated from the universe so that they could find within themselves the only power that can lead to human freedom. Moral impulses will arise out of this human freedom in their turn. Human beings therefore no longer relate to the spheres beyond the earth in the vertical fashion the ancient Greeks and Chaldeans did. We have had the training that only a horizontal surface can give and must now ascend again in moral, ethical terms. We must learn how human life is influenced by powers that do not show themselves in the course taken by the world that exists outside us. Those are the luciferic and ahrimanic powers. People tend to put their minds to other things, however, and sometimes I also have to tell you something relating to our spiritual movement that takes its orientation in anthroposophy. This has accepted the task of working out of the full seriousness the time demands and listening to the language spoken from the cosmos beyond this earth, as it were, a language which tells us that we must once again come to see the way the human being is connected with the whole cosmos. Again and again, however, things make themselves heard in this work—please forgive the abrupt change of subject—which even today draw attention to some very peculiar points of view taken by people who oppose our aims of furthering the progress of mankind. Let me read you a passage from a letter that is really typical. As I said, please forgive the abrupt change of subject but we are obliged to inform you of all kinds of things that are going on at the present time with the purpose of undermining and destroying this movement which endeavours to take up the challenge of the present age. There is someone in Norway3 who had made it his task to destroy our movement. To assure himself that he has a right to do so, this man is writing to leading figures—that is how one does these things nowadays. He wrote to a publication called Politisch-anthropologische Monatsschrift [Political Anthropological Monthly]. This journal sent him the following information: ‘Dr Steiner is a Jew of the purest water. He is connected with the Zionists, indeed associated with them, and works for the Entente.’ The editor added that they—i.e. people of this kind—'have had their eye on him for some time.’ I just wanted to tell you this in conclusion, as yet another case among the many one gets today, with a new one coming up almost daily. That is the attitude anthropologists are now taking to the efforts being made in the anthroposophical field.
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