90b. Self-Knowledge and God-Knowledge II: Knowledge of the Higher Worlds III
28 Dec 1905, Berlin Rudolf Steiner |
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The next stage is reached when a person is able to feel the same way about the mineral kingdom as I said for plants, about inanimate nature. Kant said: two things fill him with a sense of awe, the starry sky above him and the moral law within him. |
90b. Self-Knowledge and God-Knowledge II: Knowledge of the Higher Worlds III
28 Dec 1905, Berlin Rudolf Steiner |
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I would like to briefly sketch again what we started last time, in order to build on it further. You will recall that I tried to explain the various degrees of higher vision to you, and to break them down into the activities that lead us up into the higher realms, into the realms of the higher beings, which we must consider if we really want to go through the entire human history of development through the various planets. I ask you to bear in mind that such a consideration must necessarily remain quite sketchy, that one has to discuss many things that are really quite difficult to express in ordinary everyday terms, because one is dealing with things for which ordinary language is not really created. Ordinary language is there to describe what is real to the senses, what surrounds us. It is therefore quite inadequate for all the things for which we want to evoke an idea today. In schools in Europe where, for centuries – or more precisely, since the fourteenth century – ideas such as we are now allowed to discuss publicly in elementary terms have been developed in the same way, it was certainly not the case – especially in the higher grades – that the words of ordinary language were spoken, but rather in a so-called symbolic language. First, a certain language was acquired. First one acquired a certain way of expressing oneself, which then offered the possibility of characterizing in that peculiar way that is necessary if one wants to penetrate into such supersensible realms. Now let me briefly repeat what I hinted at last time. I told you that at first our ordinary, everyday way of looking at things - and that is also the one that our science has - is the so-called material knowledge. This has its object outside of ourselves. It has its object in the sense world, and it then builds up knowledge with the help of the image, then goes from the image to the concept and from the concept to the I. So in our material knowledge we are dealing with: object, image, concept and I. These four things are to be considered. When we now have to move on to the first stage of higher knowledge, the object must remain away, the external sensual object must fall away. So of what we have within our ordinary knowledge, only image, concept, I remain. The fact that external objects no longer stimulate us, that external objects no longer affect our sensuality, that the sensation is no longer there, is replaced by illumination, which forms images from within for our ordinary images, so that they are not visions, not illusions, but become what mystics of all times have called imaginations. If one wants to form a correct concept of what is meant here by imagination, then one must already be able to see, to see correctly, everything that still demands a connection to an external object. I think I mentioned last time that this often causes great disappointment to students who are to be trained in this kind of knowledge. Man expects that when a higher knowledge is to present itself, which appears to be the case in ordinary life, that it will approach him from the outside. That was also the mistake with spiritualism. I do not want to say anything against spiritualism. The mistake lay only in the method. The mistake is that the spiritualist has the things in front of him like an earthly object that stimulates his senses. That is why it is basically not a good preparation for a higher desire for knowledge if one goes through spiritualism, although I know very well that many of our best Theosophists have gone through spiritualism. But in the times before the Theosophical Society popularized these higher insights in their elementary stages, there were no schools. They did not build on the spiritualist method at all. They set out directly to reeducate people so that they would be able to truly rise into the supersensible world without external inducement. The spiritist tries to bring the supersensible world down to his ordinary capacity for perception. He says to himself: I can recognize that external objects stimulate me; if the higher world is to have reality, then the essence of a higher world must appear to me in the same way as ordinary things. They have to adapt to my capacity for perception. But the occultist says: No, the objects and beings of a higher world do not descend here, not where one sees with the eyes and reaches with the hands, but one must ascend to them, one must develop within oneself the organs necessary to see in the higher world. Therefore, for today's humanity, a much better training than any external event to come to the higher vision is the passage - as strange as it may seem to those who expect something different - the passage through the arts. What man should make use of, if he does not go directly through the school of clairvoyance, in order to come again to a deeper vision, to an imagination, that is the deepening in what art can give him, and that is art in all fields. We must be clear about the role that art has played for a long time in the development of our humanity. Through such things, many things also become clear to us that would otherwise be extremely difficult to understand. Follow the advice for the purpose of getting a vivid idea of what I have to say. Follow me into what are called the Greek mysteries, the Greek mysteries, in the time before Homer wrote his poems. Those times when this Greek spirit and seer performed long primal dramas that the best minds sought. But because they were not able to look back clairvoyantly, did not find any positive science in it, what they achieved appears more like a hunch than real knowledge. But if we go back to these earlier times, into which Nietzsche, for example, wanted to look when he conceptually grasped the Dionysian in contrast to the Apollonian, if we go back to these times, we see how teachers led their students to hidden cultural sites and prepared them to see the primal drama there. What did they see there? They saw the secret of the existence and development of the world. What we endeavor to explain in many words, these pupils experienced in astral vision, in real vision: the descending deity that descended into the material, that has descended into the material before time began. And then the transformation of this original formation of matter into the forms that surround us today — into minerals, plants and animals. It was shown how the invisible, supersensible Deity was once creative in the universe, and how it formed and condensed those fruits from which our creation proceeded, how, as it were, the physical emerged from the spiritual as from cloud formations, and how the initial formations gradually developed into the complicated and ultimately into the microcosmic human being. The entire process of the evolution of the world was presented to the student. This was called “the great world tragedy.” First, the great living divinity that descended into matter, was buried in it, and then resurrected in man. And now it was made clear to the student: this process takes place within yourself, it has taken place within you and continues to take place within you. You were already involved in those formations that took place before time began. In those formations you were in the beginning of becoming, and they changed and changed until your present form was reached. Today you feel how that which lives in you as soul, as spirit, rises up again, how that which has sunk into matter, the divinity, rises again as if from a grave, from which the divinity rises, and that when you then say 'I', the divinity speaks within you. All this was explained in complete vividness. And in this way, things were united that have long since been lost to today's humanity. This was possible by placing these students in a completely different state of consciousness than the one in which people find themselves in everyday life, so that they were surrounded by the living images of the whole process of world-becoming. It is therefore a matter of the students, so to speak, feeling the consciousness shining within them, making the objects of everyday life visible to them. The external objects passed around them, but what they were trying to show them appeared in them in much more vivid colors than the objects of nature would ever be able to present themselves. The fire of the deity stood before their soul. And the fire that metamorphosed so that everything else emerged from it, that was there in a way similar to how the dreamer has a superficial knowledge of the dream. If you translate this dream into something that has regularity and harmony and largely as what surrounds us in the outside world, then you have a weak idea of what was going on in the soul of such a student of the primal drama. It was said of such a student that he had seen the world in the twilight. The world event, this whole world becoming, then sounded into these images. The visible arts are an imprint of such imagination, of such images around us. They relate to this imagination, to this vision, as a silhouette relates to the real object. They are thus related to clairvoyant imagination, while our material vision has no relation to clairvoyant imagination. The artistic imagination is a shadow of the true imagination. This is not to say that I consider artistic imagination to be of lesser value than clairvoyance. Back in the days when people could still awaken their clairvoyant abilities, when they could see into ancient times, there was no art. What was experienced was religion and art and science at the same time. Everything that led people to the higher worlds was offered in it. Later these three separated. Mankind had to go through this state. And since that time, art has been an external shadow image. External art is an internal imaginative vision. It is part of the process of development that humanity has lost this original vision for a while. What was awakened as a result is another state of consciousness. And in a later present, this introduces art in a tangible, visible form. That is why artistic vision is so beneficial for imaginative vision. That is the first stage: illumination. The second stage was the one where the image also disappears, where we are only dealing with concepts and the ego, and where inspiration occurs [in place of the image]. Inspiration is there for the person when the so-called continuity of consciousness occurs. Continuity of consciousness means: the person not only has consciousness during everyday life, but also continues this consciousness into sleep. As you know, one partial brightening of sleep is the dream consciousness. The ordinary person has this dream consciousness only in a chaotic way. In the one who develops to clairvoyance, to illumination, the dream images begin to become regular, lawful. He sees truths in dreams that he would not see without developing this dream life into regularity. In such undeveloped people, there is always the dreamless sleep as a state of consciousness. So there are clairvoyant individuals who have developed to the point where they have filled part of their sleep with regular dreams that reveal new worlds. This is the beginning of this stage of illuminative clairvoyance, of imagination. Then you also see how other people, in whom they do not have this, live in their dreams. Now the person who guides such a person must bring them to the point where they, the student, can bring their dream visions into everyday reality; that is, that they can perceive in everyday life what they perceive in their dream vision. Let's be clear about this. The ordinary dreamer: what do they see? He has experienced something during the day. This appears to him in his dream as a reminiscence. It is an echo of the experiences of the day. Or, he perceives his surroundings in some way. He hears a train rushing by. He wakes up and realizes that he has symbolically perceived the ticking clock next to him as a train. Or the moods in which a person finds himself can also be expressed symbolically in a dream. For example: a person becomes feverish and dreams of a boiling stove. I am telling you facts here that really happened once. I ask you to bear in mind that I am only giving examples of events that really happened. Now let's assume that a person dreams of ugly animals. The chaotic then ceases under the guidance of the secret teacher, and the student perceives things that do not come from everyday life. Things are revealed to him that he does not know from our world. Only when the student is able to transfer this into everyday life, then we make what he experiences the subject of occult wisdom. So how do we regularize what I have characterized as chaotic? We start at the very beginning. You dream, for example, under the guidance of the teacher. The exercises are done as meditations, and they have the effect that you actually see a person suffering in your dreams. The person is in front of you in a certain situation. You are very soon convinced that you were not dreaming, nor that it is not real, but you convince yourself that you were with a friend who is suffering or has suffered. You have not seen anything sensual, but you have experienced the soul, the real soul life. You then experience not only one such individual soul life, but soon soul life in abundance. You have to familiarize yourself with the diversity of stories. You have to learn to grasp them in an orderly fashion. This is a long and patient task, but we have to do it. Then we dream this into our everyday life. You will then be able to see the same thing in everyday life with a fully alert consciousness. You will not see what is sensual, but what is spiritual. You must imagine that you will be surrounded by the soul. When you, as a clairvoyant, are confronted with a person, you will at first see nothing differently than any other person sees. But when you turn your attention to his soul, he becomes spiritually transparent to you. But the right dream state must have preceded this. Then the other will follow, because there are very definite stages. The next stage is where consciousness no longer fades, or at least does not need to fade, where you are therefore aware during dreamless sleep, where you are able to wake up in the morning knowing that you have had experiences, have really lived, throughout the night. This experience of dreamless sleep is not in such images. It cannot be compared with the world of images that are around us in dream-filled sleep. What occurs first in dreamless sleep is a world of sounds and speech, a world of tones and words. Dreamless sleep is first filled with words. You see, in the first stages of this clairvoyant development, you experience this quite sporadically and individually. You simply know in the morning that something has been said to me. You remember what was said to you. You know quite well that something like this could not be said to you in your present life, in ordinary life. It is perhaps a great truth that you could not experience in ordinary life. This calling and hearing was something spiritual. This is spread more and more until finally the whole life of dreamless sleep is a continuous conversation with other entities. However, a prerequisite for not indulging in illusions in this world is that one has already attained a certain higher degree of inner selflessness. Someone who criticizes a lot, who likes to say a lot of derogatory things about the world and its phenomena, may very often be exposed to the most terrible, deceptive ideas at this stage of development. Therefore, the teacher will, above all, impress upon the students again and again. He will tell the student: Try, over and over again, to ask only questions and to let the answers be given to you from this state. This is quite different from what one actually does in ordinary life. In life, one is quickly finished with an answer. Try to look at life from this point of view. Today, everyone says, “I think so,” or “That is my opinion.” That is what people say today. But the occultist who wants to rise to this level should never speak that way. But when he has prepared himself, he should be able to speak differently within. He should ask questions of the world and learn to refrain entirely from giving an answer himself. This is a mood that Goethe, who knew it, describes in simple words. He says: We are not made to answer the problem, but to pose the problem, to pose it quite clearly, and then to await the further development in reverence. Creating this mood is extremely important for the student at this stage of development. Therefore, it is very useful at this level if he has the self-control and selflessness to set himself a very important task and to refrain from forming any opinion. After all, what he can say is usually only what corresponds to his ordinary level of intelligence. He already has this point of view. But he wants to go beyond this, and so he should completely refrain from answering and wait to be given the answer. In this state of dreamless sleep, it will be whispered to him. From this state, an ever deeper and deeper world arises, which is a world of conversation. I would like to draw attention to a passage of this kind, to the profound saying of one of our exquisite minds, Goethe. Those who have read or heard Goethe's fairy tales will remember a passage that goes:
At this point, Goethe points out that he knew everything we have discussed here. This conversation, which is about light, is what he is referring to. Then one brings what one has experienced in this way in a dreamless state into everyday life. Some will be tempted to believe that the clairvoyant no longer sleeps without dreams at all, but sees all the time. That is not necessarily so. It does not depend on how much of the night is filled with such experiences. There can be long periods of dreamless sleep in between. It is true – I think I have already hinted at it: anyone who can experience something in dreamless sleep in this way hears all the objects around him. He hears the glass of water, he hears every little thing that whispers something to him. This is the third stage of knowing, inspiration. In this way, the scriptures that are called inspired were created. Today, theologians and scholars dispute the method of inspiration in the writings of initiates. Imagine what has been written about whether or not the gospel is inspired – by teachers who have no idea that there is such a thing as revelation. Inspired writings are for those who one day will be made to disappear as painlessly as possible. The greatest parts of the three synoptic gospels and the gospel of John were written in a state of clairvoyance. They are inspired. We are not dealing with a miracle, not with a dictation from a god, but with this state. Therefore, only those who know something about how truths come in such states can understand them. The next stage is intuition. It expresses itself clearly to you through feeling: you are now inside things, no longer outside them. You now crawl into every thing. This is the state of intuition. The ordinary person only has the state of intuition with his ego. When a person is developed enough, he is inside every thing. The human being perceives the spirits of twilight at the first level, at the level of imagination. At the level of inspiration, the human being perceives the spirits of fire or of fire nebula. At the level of intuition, he perceives the spirits of personality, the spirits that lie hidden everywhere as the basis of the world-Iche. When he has reached that point, he can truly immerse himself in the depths. But there is also a raising above this state. This consists in the fact that man no longer merely perceives, but that he participates with humanity. This is even something where understanding itself easily ends with those who still go along to the level of intuition. They will no longer go along so easily from there. It is only through comparison that one can get closer to what I am saying now. It is also a passive state in intuition. The person submerges, but in a certain respect remains passive. They only begin to become inwardly active when they rise higher inwardly. They now participate in the world. The state that I am now describing can only be reached if one has already reached the state of intuition. When someone has reached the point where they can completely immerse themselves in the object, where they feel that it is themselves, and where they feel as if they have entered the body of a dog or a tulip, so that they not only hear it but also feel what it is inside themselves, then they can move on to something else. He can first rise to the animal kingdom. When he does this, he initially has the task of selflessly observing the animal world around him, and he has to focus his attention on the different animal species. Then, while he has been in individual animals through intuition, a stage will now arise for him where he steps out of the individual animal again, but remains within the animal being itself. Let us say, for example, he has been observing a dog. Through intuition, he is able to completely immerse himself in the dog, to experience all its sensations, and to empathize with all the pleasure and pain that it feels. Now there is a higher level. Here the person goes beyond things without losing all of this. But the special existence is lost in the process. He rises above the individual being, but in the animal nature he remains in it. He loses interest in the individual being, the special characteristics of this individual being disappear. As he gradually rises above it, but the essence of this being remains present, forms appear in his mind that he has not seen before. He first grasps the ego of the individual being and then takes this ego out of the being like an extract. It takes shape and forms itself, and now he gets what Plato called “ideas”. These are Plato's ideas. You no longer have a single dog, but you have a spiritual, living form before you. This gives you more than the individual being. You have the model for all these beings. You have what is called the soul of the species, and not as an abstract concept, but as a living reality. You are surrounded by the souls of the animal species. You now live with these as you previously lived with the merely sensual animals. Space is not empty around you. But the beings you see there do not look like the beings that walk around us. They are completely new beings, and they do not fit the individual being, the individual dog, but they do fit all of the same species. It is something much more abstract and much more alive than the physical. What you see there are the spirits of form. They belong to a higher spiritual world. One of these form spirits was Jehovah. He was the form spirit that constituted the generic soul of humanity. The generic archetype of humanity was the god Jehovah. It is at this level of the spiritual world that one can reach him, that one can rise to that which in the Jewish mystery teaching is called Jehovah, to the spirit of the human form. Another spirit had to join this spirit of the human form if a new, different one was to develop. This spirit of the human form had only made man such that he was like the soul of the species. Individual life would not have emerged. Individual life emerged when man struggled to recognize good and evil. This is powerfully and impressively depicted in the Fall of Man. Jehovah did not want to go further than the form. Until then, he guided man. In connection with other entities, man then took over his guidance through the Jehovah principle. So you see him sinking with man's arrogance over the animal world into what is called the world of forms. When man has reached the point where he begins to sense this entity, then he can rise to the next level. This consists in the fact that he now learns to recognize in these beings that which he has learned to see and recognize at a lower level, in the natural beings, when he goes beyond the form to the life. The first thing you perceive, and why I have to call it that, is that you first see this generic soul in the form. But you have to rise to a higher level of insight if you want to see this world of forms in motion, in action. You cannot do that by merely immersing yourself in the animal world. This gift will only be granted to you when you immerse yourself in the plant world with devotion and do the same with it as I have described with the animal world. When you immerse yourself in the plant world with intuition, but do not lose the essence of the plant, so that the essence of the plant remains and you know how to merge with the whole nature of the plant, when you succeed in experiencing the suffering and rejoicing of the great natural world through the plant world. When these things are spoken of to a modern man – and the more scientific he is, the more – he laughs at you. But it is nevertheless true that in the plant world, joy and suffering can be perceived by those who can live with the plant world, not as a mere comparison, not as a symbol, but in such a way that they know how to perceive the expression of the inner feeling, just as a person perceives a feeling when a tear comes out of the eye. There is therefore a real level of perception where the dew beading on a plant announces real life to you, a life like that in a tear welling up from an eye. When you are able to see in the sap flowing out of the tree when you cut it, a manifestation of life in nature, just as you cut yourself and know that it then hurts, then you are where you can ascend into the world of activity, into the world of movement. Then you can perceive that the beings, which you previously only saw in form, are alive inside. That's when the beings start to talk. The generic souls say something to you. The next stage is reached when a person is able to feel the same way about the mineral kingdom as I said for plants, about inanimate nature. Kant said: two things fill him with a sense of awe, the starry sky above him and the moral law within him. But that remains abstract as long as the abstract sky fills us with awe, so that it is still enough for us that the inanimate starry sky speaks to us. But the materialistic view already shows us that the dead crystal is not just dead and mute, but that it also speaks to us the secrets of nature. These secrets can be reached by lovingly immersing ourselves in nature. Anyone who has done what I have described, who has suffered and rejoiced with the plant world, will also find it easy to understand the dull language of inanimate nature – although there is also a gulf there. It is relatively easier to understand the language of plants than the language of stones. Even at these higher levels, it remains true that we understand best that which is akin to us. We are akin to human feeling, human pain and human joy. Even though the joy and pain that appear in the plant world are very different from human joy and human pain, they still have something faintly related about them that we do not recognize in the mute world of stone. But the new thing that we recognize in the mute world of stone is precisely what would elevate us so highly [above] what makes us so weak. The mute stone world has no more desires. The world of desire is silent there, it ceases, before we pass from the plant world to the stone world. The plant and animal worlds end here. The plants still have something analogous to desire, which increases in animals and is strongly evident in humans. This is what makes them unchaste, while the stone is chaste. Those who understand stone come to know beings that are chaste and desireless. One comes to know a life without desire or longing in the stone kingdom. When we can feel and perceive something similar in the stone kingdom, as I have described in the plant world, we come to recognize what it means to be a being that is chaste by nature. The chaste, mute world of stone, of which we no longer say that, as with the dewdrop, as with the dripping pitch of the tree, it expresses joy and pain, but must say that it, in discreet, completely restrained silence, faithfully preserves itself within itself and does not, if I may express myself trivially, flaunt what it experiences internally. That is the tremendous thing that we recognize in the interior of the stone world. The stone world reached perfection so many years ago. In truth, the stone world is the greatest. What we see today as rock crystal once went through its time of unchastity when we look back billions of years. The greatest wisdom of nature appears to us when we examine it in the soundless world of the stars, the stones and crystals. The stage of form leads us to the spirit of form. The second stage, which starts from the plant world, leads us to the spirits of movement and activity, and the same stage of observation leads us to the spirits of wisdom. We do not reach them until we bring to life within ourselves the mute, chaste, self-contained entity, the living entity of the stone kingdom. If you would like a brief description of what happens in a person, the following may be said. The person must first let the outer light around him disappear; he must first stand before inanimate nature and disregard everything that his senses tell him. Then there is darkness at first. When he now rises to the contemplation that I have described, then all beings shine from within. An inner light shines through and radiates through all these beings and radiates from them. And this is the light of wisdom. These are the stages of contemplation that lead us up to what I have described as the spirits of wisdom. Now, as you know, at the very beginning of Saturn's development there are the spirits of will. If you want to learn to recognize these, you do not have to turn to animals, plants and minerals in general. Rather, to grasp the spirits of will, you must have something very special. No matter how fantastic you may consider what I am about to say, I hope that will not be the case. If you want to rise even higher - after you have more or less mastered the other levels - you have to approach something - it seems paradoxical - such as an anthill, in which not only animals of the same species are united, but also live in wise connection, and delve into the spirited interaction of these little creatures. The rational scientist does not do that. But the clairvoyant lives with the males and females and workers, all organized in their own way, and they interact in a wonderful way, so that he is inwardly identical with them. This is the method for getting to know the will. Schopenhauer wrote a lot about the will. But he could have written this chapter if, as a clairvoyant, he had stuck his head into an anthill. There you learn to recognize what the will is by its very nature. There you learn to recognize what it means when you yourself pronounce the word 'I will'. This word lives deep within your own nature. Many things in your own nature come together there. But you only perceive the result. The natural scientist gives you a completely different view. What I am describing to you is taken from life. If, on the other hand, you choose a beehive instead of an anthill, you are doing something completely wrong. What lives in the beehive is quite different from what lives in the anthill. We have spoken of the spirits of will, of wisdom, of form, of motion, of personality, of fire, of twilight, then of humans, animals, plants and minerals. These entities are not plucked out of thin air, they are not inventions, they are not speculations that are presented to you in elementary occultism, which passes itself off as theosophy, but they are things that are acquired through experience. I could only make suggestions as to how something like this comes about, what is referred to as elementary theosophy or elementary occultism. In this way, one acquires the higher abilities that grant insight into the higher worlds. This, you see, is something of what must be revived in the future. There is really a lot around us today that can cause concern, and I believe that what can really worry someone who is enthusiastic about real human progress is also the fact that many do not keep their eyes open. Man should be a pioneer in keeping his eyes open. What matters is not that individuals call themselves Theosophists, but that we find the means and ways in the great development of humanity to give a new foundation to what would otherwise really have to collapse. Let me conclude the reflections of the old year with this reference, which I have made before. Much destruction is being wrought around us, much that might indicate to the attentive observer, even if he is not clairvoyant, that we are at the beginning of a great work of destruction in terms of external material things, which has developed over the past century, for material development only goes so far. Supplement from notes of unknown authorship But what is most worrying is that so many of our fellow human beings do not keep their eyes open for what is needed by humanity. The theosophist, however, should be a pioneer in this work of keeping their eyes open. It is not important that individuals sit down and develop, but to work together in the great development of humanity, to find ways and means to give new content to what would otherwise really have to collapse. Much destruction is being wrought around us today. Much that will alert the attentive observer to the fact that we are at the beginning of a work of destruction, of the material culture of the nineteenth century; for this has not been accompanied by a corresponding spiritual development. We are capable of wireless telegraphy; now imagine this ability of man developed just a little further, so that here in Berlin you could take a cab and drive through Friedrichstrasse with a wave generator, in order to destroy the entire Louvre in Paris by means of the corresponding wave excitations. No one would be able to prove the assassin in such a case. All our legal concepts will be completely powerless in a time that can easily be imagined; a time will come when purely material culture will, by and large, lead itself ad absurdum, where it has a destructive and devastating effect. Only by the inner soul culture now moving up, so that people no longer depend on the external, and although the worst is done, but only the right thing happens, only by this can help. The path of development of today's humanity shows the first beginnings already. Only the path of inner, spiritual development can lead out again, and Theosophy is a necessary new beginning of a cultural direction, to which, so to speak, the necessary inner morality can be found to counteract the overwhelming external culture, which can only lead out, because man has the soul, the spirit, in addition to the material. That is why the renewed spiritual movements of today are so necessary, so that the forces that would otherwise wither away can be practised and cultivated again. |
338. How Can We Work for the Impulse of the Threefold Social Order?: First Lecture
12 Feb 1921, Stuttgart Rudolf Steiner |
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One person finds that everything I have just pointed out is already contained in Schopenhauer's doctrine of compassion, another perhaps even in Kant's categorical imperative, and so on. This is a point to which we must look very carefully so that we can find the possibility of taking up the essential. |
338. How Can We Work for the Impulse of the Threefold Social Order?: First Lecture
12 Feb 1921, Stuttgart Rudolf Steiner |
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Today, we will begin by talking about the intentions of the personalities participating in this course and how to develop an attitude towards our tasks. If you want to fulfill the intentions associated with this course, you will go out in the near future to work for the impulse of threefolding in the world. This work is eminently necessary in our time. And we must start from this conviction that it is a necessity. We must be clear about the fact that it is basically high time to work for this impulse of threefolding, which we must consider as the unconditional demand of the civilization of the present. We must, however, from the outset, take a position that excludes any kind of scepticism in our hearts towards the impulse of threefolding, while we are informing ourselves about the conditions of this work during these days. Because you will not be able to work if you are still somehow sceptical about the matter today. In the course of this course, we will be able to see how not only what we say or do has an effect in the world, but how certain imponderables, unspoken things, must accompany our speaking and our actions if we want to have an effect. Furthermore, we must be clear about the fact that all the old forces of civilization, which are in a state of decline, are revolting against this impulse of threefolding, developing antagonisms, and that we have a great deal to struggle with if we want to bring this impulse of threefolding to bear with our strength. And we will have all the more to struggle with the more we have a certain success on the other side. Such success does not make the struggle any less, but sharpens it more and more. And you will have to arm yourselves against the very thing that asserts itself as struggle. Of course, I do not mean to say that we should prepare ourselves for struggle to any great extent; that is not what could advance us. But we must be aware of how strongly this fight will unfold in the near future, especially if we manage to get through it. What I would like to say today will, so to speak, be individual psychological starting points. Of course, the only thing to be discussed here is to characterize the factual basis for your work. I would like to emphasize from the outset that this cannot be a guide to political-social or other oratory, but rather to creating the positive foundations for working in the spirit of the impulse of the threefold social organism. And here you may initially feel that I am putting it in rather general terms, if I start with some very general rules, which, however, will be of extraordinary importance for us if we think them through in a very concrete way. You will only succeed in what you want to achieve if you act from two basic forces in your soul, and since today it is an extraordinarily serious matter that must permeate our cause and inspire our work , then we must first become fully aware, fully conscious, that we will not get ahead without developing these two basic powers of our soul: first, to speak out of a real love for the cause, and second, out of an insightful love for our fellow human beings. Be clear about this: if these two conditions are not present or if they are replaced by others, say by ambition or vanity, then no matter how logical your judgments are, you will be unable to achieve anything. The conditions for working through the word are basically not something that lies in the formation, in the shaping of the word alone. You need only start from the way in which effects are most often achieved by the word in our present day, and you will understand what I have told you. Just imagine: two speakers appear before an audience. One of them is an unknown person with extraordinary insights, with a penetrating power of speech, and with full justification of the matter, and another speaker would appear before the same audience, as things are now, and he has held some public position for a long time, be it as the representative NN, the statesman NN, the well-known industrialist NN or the scholar NN. He will work with far less urgent motives, with a cause that is far less justified. What makes an impact is something that is added to the content of the spoken word. But we cannot base our work on such things as I have just characterized them. But there are also other things that must characterize our speech, and these are precisely the two soul qualities of which I spoke: real love for the cause, which alone can carry inner conviction, and love for humanity. Of course, these two soul forces cannot replace what the content of the spoken word is. The content of the spoken word must, of course, be unimpeachable. But it has no effect if it is not supported by the two soul forces that I have mentioned. Therefore, today, when we are more inclined to dismiss, I would say, the formalities, it must be said that we must bear in mind the extent to which we have these two forces present in our souls. If we come to the conclusion that we do not have them, then it might be better not to participate in the important action that is to be undertaken, because it would be wasted strength, wasted labor. And one would be convinced that the effect of something that arises from other impulses could not be great, while the effect of something that arises from love for the cause that carries the conviction and from love of humanity may initially be directly small, but it will nevertheless be there. My dear friends, the truth chooses all manner of paths, which are unobservable at first, in order to come among people, and it just so happens that where the two imponderables, love for the cause and love for humanity, are present, there must also be an effect, even if it does not initially come to light. We can be sure of that. But other things must be added. There must be full insight into what we are speaking about today when we present such a matter as the impulse of threefolding to the public. We must not have any illusions about the state of mind of the people to whom we are speaking, about the conditions that are given by the fact that we have to speak to the people of the present. Among these people of the present age there are by no means a few who are quite capable of absorbing what we have to say to them. But it is particularly true of the majority of the leading personalities of the present age that the forces of those people who would be capable of absorbing the impulse of threefolding are initially suppressed, and quite brutally at that. Let us dwell as little as possible on generalities and go straight to the details. The most common thing people say when you approach them with something like the impulse of threefolding is something like this: Yes, especially in Central Europe, the need and misery are there first. We have to fight for the dry crust. It is the economic interests that we must take into account first. What use are lofty ideals? What use is what is presented from spiritual backgrounds? You will hear this objection in all keys. And one cannot deny that it arises from the oppressed souls of the present. At first glance, it has a certain justification. But if we let the most important questions of the present, which could become the foundations for our work, pass before our souls, we will see that this view, that today it can only be about solving economic questions, is based on a complete illusion. For it assumes another question, or rather the answer to another question, as if it were self-evident; but it is not self-evident. The starting point, namely, is the assumption - and we shall be discussing this matter in great detail shortly - that it is not the fault of human beings, not this or that human being, but of human beings in general, that the civilized world has ended up in its present situation. When we consider the world economy spread across the whole earth – and it must be considered today – then we have to say to ourselves: nature gives us no less today than at any other time, if we can properly wrest its results from it and if we can distribute these results in the right way among people – as a whole of humanity, of course. That people today are in a greater state of emergency than they were before is not caused by physical factors, but is caused precisely by the spirit of people. If people are in need today, it is because of wrong spirituality, wrong thinking. Therefore, there can be no other way out of this emergency than to replace wrong thinking with right thinking. It is not nature, nor some unknown forces that have brought humanity to its present situation, but it is people themselves who have brought these things about. When there is hardship, it is people who have brought about this hardship; when people have nothing to eat, it is people who do not let this food reach them. Therefore, it is important not to start from the wrong premise: some unknown forces have caused the hardship, and one must first remove this hardship before one can start thinking in the right way – but to make it clear: because the hardship is caused by people's wrong thinking, only right thinking can remove this hardship. We must look at this superstition from every conceivable angle. It says that we can provide bread for humanity, and then, when they have enough bread, they will also come to better thinking. This is a terrible superstition. And nothing beneficial will ever be able to penetrate into today's civilization unless people decide to discard it and replace it with the right faith, which consists of a reversal, a re-education of thinking about the things of this world itself. This is also what must gradually enter a sufficiently large number of human minds. But we shall only find the opportunity to speak to these people if we first rid ourselves of any illusions about two things. The first is the fact that at present there is, to a great extent, no sense of the productivity of intellectual life. The silliness with which, not so long ago, the phrase “the road to success is open to the brave” was coined – not the word, but the way the word was coined – was a silliness that should be thoroughly eradicated from people's minds in view of the facts that prevail in today's civilization. For the facts of today's civilization are such that they, by their very nature, always carry a selection, a selection of the unfit, to the top. We live today in a time that particularly favors the unfit. We will also talk about this in detail and will have to seek the forces that lead to this selection of the unfit in particular in our time. Today, I would like to start by saying just one thing. But I do ask that we take into account the following: we must stand firm from the outset here, in that we are aware that we are talking among ourselves and creating the conditions for our work, we must stand firm from the outset here, in that we are aware that we are talking among ourselves and creating the conditions for our work, we must stand firm from the outset here, in that we are aware that we are talking among ourselves and creating the conditions for our work, we must stand firm from the outset here, in that we are aware that we are talking among ourselves and creating the conditions for our work, we must stand firm from the outset here, in that we are aware that we are talking among ourselves and creating the conditions for our work, we must stand firm from the outset here, in that we are aware that we are talking among ourselves and creating the conditions for our work, we must stand firm from the outset here, in that we are aware that we are talking among ourselves and creating the conditions for our work, we must stand firm from the By standing on this ground, we will be able to see what I am about to say now not as an immodesty or the like, but as something that is factually related to the conditions of our work in general. Take the “Key Points of the Social Question”. Consider the way in which it is often understood today, look at the things that are put forward by the opponents, and then try to judge what the opponents are saying from. You will only be able to get to the bottom of these issues through a psychological approach, through psychological observation. The opponents usually talk past the content of these “key points” – I am of course referring to the book. As a rule, there is hardly any reference in what they talk about to what the content of the “key points” actually is. For example, I recently discussed the content of the “key points” in Bern. Afterwards, the economist from the university spoke for three quarters of an hour. In not a single sentence did he succeed in addressing the content of the “key points” themselves. This can be proven. And he certainly did not address the content of the lecture. He was completely unprepared because he did not know the “key points”, did he? So what do people feel when they approach the ideas of the threefold social order? Why do they form things out of the depths of their souls that don't fit at all? Because they feel something very special. They sense, without being aware of it, what is active in them. They sense that if the impulse for threefolding, as set forth in the Key Points, were to take root in the world, it would bring about a selection of the able, and the unworthy would be pushed down from their pedestal. For the impulse that lies in the threefold social organism is one that takes effect in the most real way as soon as it is carried into humanity in some way. But it works unconditionally to exclude the incapable from being effective. This is what people feel in the subconscious. Of course, they cannot say this, so they come to what they do say. If a psychologist makes an effort to understand what people are saying, especially if he makes an effort to analyze the way they work, then he will certainly come to a confirmation of what I have just said. And in the end, all this is based on the fact that in the present day there is actually no sense of spiritual productivity. People have become too accustomed to letting the spiritual be carried by the impersonal or by the personal, which is not itself spiritual: by the state or by state personalities who do not primarily have the living spirit as such in mind. You only have to look at things in detail, you only have to ask yourself: What do the theological faculties want? Today, in the theological faculties, the aim is much less to get behind the secret of the spiritual primal forces of the world than to create useful religious officials in the service of the state or the denominations. In jurisprudence, the aim is not to seek the reasons and essence of the law, but to teach people what is customary in a particular state, what has been established by those who did not want to create the essence of the law either, but who, out of some interest, made this or that into a law. And so one could go through all the things that ultimately become leading in spiritual life, and one would see everywhere that there is hardly any sense in the present for the productive element of the spirit, which must actually carry civilization, for the living influence of the spirit into human souls. People have gradually been educated to a lameness of intellect, to mere thinking without this thinking being imbued with the will. People are absorbed in a merely contemplative thinking. You will see this first hand as an experience when you give your lectures. You will be able to experience it again and again, that the people who listen may even be satisfied by one or the other thing they hear; the words rush to the ear, enter the soul; people have a certain voluptuousness about the thoughts; they feel satisfied in them; they would most like to hear just that which fills them with a certain inner voluptuousness. But inwardly they are always somewhat annoyed when one expects of them that the words should not remain words, but that the whole person should be filled with them and energetically, from the point of view that the words open up, must now intervene in life, if the words are to have any consequence. For centuries people have been accustomed to a certain way of receiving the word. When they listened to the preacher in the pulpit, they sat in the pew, and the sermon should be “beautiful,” should draw them inward with a certain warmth, though it was usually a philistine warmth. They wanted to feel a certain inner voluptuousness, and also have a certain inner yearning of the soul satisfied, so that the satisfaction comes from outside. But then, when you had left the sermon, you didn't want what was offered in the sermon to really penetrate your life. Of course, people said that often enough, but basically it never happened for a long time. You are well aware of how things stand today in this regard with other things that are said. It cannot be said that in most cases young people today enter the university doors with a certain inner passion to go through their hours, that they have an enormous inner warmth and cannot wait to hear what the teacher will say tomorrow based on what he said today. There seem to be more cases where people just sit out their hours because it's their duty to do so – or maybe many don't even sit them – and where they are then glad to have crammed in what is necessary for the exam, which which really does not determine whether one is an able and capable person, but rather whether one has what it takes to become a good theological or legal official, that is, to fit into any state structure in an appropriate way. Under these conditions, we shall see what factors were at work in the last centuries, but especially in the 19th century, the sense of the living work of the spirit in humanity was gradually lost. Think what truly effective religions would have become if they had not proceeded from this sense of the living spirit. All religions that have become religions at all did not start from what our present-day intellectual life starts from, namely, that everything we carry in our minds is basically just an ideology, a sum of abstractions. Rather, the religions started from the premise that the objective spirit present in the world has revealed itself through certain personalities, that it has worked as such, that the spirit is something real, a real power. Most people who are involved in today's spiritual life hardly understand anything about this. Recently, I was extremely interested to learn the following. Based on the idea expressed in the first chapter of my book Kernpunkte, I said that, from the spiritual side, an essential part of the proletarian question is that the modern proletariat regards all spiritual life, customs, law, art, religion, science, and so forth, as an ideology, and that it is this conception of the spiritual life as an ideology that forms the basis for the desolation of souls, which then, by virtue of their instincts, arrive at what in many respects is today the social movement. I have explained this in my “Key Points”. I recently hinted at it in a lecture, and a professorial debater understood the matter so well that he said, roughly: Yes, it was stated that the proletariat lives in a kind of ideology in spiritual terms; but that cannot be stated, because all classes, all estates, all of humanity lives in ideology all the time; it is quite natural that everyone lives in ideology! The good man has absolutely no concept of what is meant here, because he has completely lost the concept of the reality of spiritual life. It was a matter of course for him that what fills our spirit and our soul is an ideology. As a good bourgeois, he could not grasp anything other than that one lives quite justifiably within the ideology; so if the proletariat lives in it, that cannot be the reason for the social impulses of the present! You see, these things are so thoroughly ingrained in those who are “the educated” today that one must speak of it: people have no sense of the productivity of the spiritual life. We must give the people of the present age a concept of this productivity of the spiritual life, of the creative spirit, of the power of the spirit. That is the first thing that is needed. This is the one thing about which we must have no illusions, for otherwise we would not know how to speak to the people of the present age. The second issue is that, basically, the sense of the needs of other human beings has been lost due to the particular form of social life that has emerged in recent centuries. But without this sense of the needs of other human beings, there can be no shaping of economic life at all. Economic life can only be shaped by people who, in their thoughts about economic life, can initially disregard their own needs and who have a feeling for the needs of some other people and thus learn to feel for humanity. What is needed in economic life is insightful understanding of what can be called the consumption of humanity. Economic life consists of production, circulation of commodities, and consumption. But it is not primarily the business of economic life to control production and to ensure that the right amount of energy goes into production. You can see this from the “key points”: capital is first put into circulation by the spiritual member of the social organism. The way in which one produces is a purely spiritual question. The question of consumption is essentially an economic question. Of course, those who are members of economic associations must have the opportunity to control and organize production on the basis of intellectual life; but one only learns about the intensity of production, the nature of production, if one has a sense for the needs of other people and not only for one's own, not even as a group. But what has emerged in more recent times? In those talking shops that we call parliaments – it is, after all, a literal translation, and a very apt one at that – the custom of forming interest groups has become widespread. Federation of Industrialists, Federation of Farmers, and so on. In the Austria that was the basis for the outbreak, there were initially four economic interest groups at the starting point of chatterism. So, just the opposite of what leads to real economic understanding has actually been at work recently. Interest groups, that is, people were there who said from the outset: I decide what I think is right, depending on whether I am interested in the matter. However, in economic life, decisions can only be made if one can abstract from one's own interests and has a sense of the interests of others. I had already expressed this years ago in a series of articles entitled “Theosophy and the Social Question”. There I formulated with a certain certainty what I am saying now. But you see, with such things I always meant something that should not just be talked about, otherwise one could also say it in parliament, in the chatterbox, but with such a thing I always meant something that concerns all of humanity, that should evoke a response. I stopped doing it back then because no one cared about it. Of course, theoretically some people may have taken an interest. But for a long time now, it is no longer enough to be interested only in theory. For the social forces that arose in humanity in earlier centuries have passed away. Today we need words that can also have an immediate social impact. What I mean by this may become clear to you if I say the following. Take the most radical socialists, the communists, the Leninists, the Trotskyists and so on, take them all. Do they start from a fundamental principle of social life? No, they take a framework, something that is already there. Even Lenin and Trotsky do not take something objective as a basis, but the existing state, from which they start. So the Communists do not take some objective thing either, some territory with a coherent economic life and the like, but they take existing frameworks and start from them because they do not dare, however radical they may otherwise be, to create frameworks first. They do not dare to start from the beginning. Look around you in another area: today, even the educated flock to Roman Catholicism in droves. A Young Catholic Party is now being formed, which will probably take on very strong dimensions. Why? Because people today do not dare to search for the beginnings of an intellectual life in their souls, because they do not dare to start from something original. They want to lean on something that already exists. They want to run into what is already there. Because people do not want strong inner activity that draws from the original. They do not dare to do that. But that is precisely what we need. To achieve this, we have to awaken a sense of purpose in people. And that is what we need now. It is high time that European civilization came to an understanding in a sufficiently large number of people. That is what we need: to start from principles of origin, and not to lose ourselves in abstractions. In that essay, “Theosophy and the Social Question,” I said that social life can only become healthy through people who start from the interests of others. In response to this, the abstract thinkers usually say something like, “That's nothing new, it's been said long ago.” If you then ask them where it was said, you learn: by Schopenhauer. He said quite correctly: “It is easy to preach morals; it is difficult to establish morals”; namely, morals must be based on compassion. Yes, you see, there you have the abstraction! In Schopenhauer you find an empty abstraction, which as such is quite correct. Because if you want to be abstract, you can say: to have a sense of the interests of others is to have compassion. But you have transformed the concrete fact that leads you to intervene in life into a shadowy abstraction. And with these shadowy abstractions, something is given with which people are very satisfied. If you come to people with something very concrete, as has just been attempted in the literature of threefold social order, then the opponents come and say: Yes, that is all already there! If you then look into what they mean, they mean some shadowy abstraction. One person finds that everything I have just pointed out is already contained in Schopenhauer's doctrine of compassion, another perhaps even in Kant's categorical imperative, and so on. This is a point to which we must look very carefully so that we can find the possibility of taking up the essential. And so it is necessary that we do not speak out of some prejudice about what is right, but that we constantly let ourselves be dictated to by what we notice around us, that we let ourselves be taught by what people have and, above all, by what they do not have. But for that we need to really familiarize ourselves with what is happening in the present. You see, it is of course right to defend oneself against the attacks that are now coming from all sides against anthroposophy and also against the threefold social order. But defense alone is not enough. We must be fully aware of that. No matter how well we defend ourselves against certain currents in the present day from which the personalities who attack us come, there is not much that can be done with defense. Take, for example, the type of religious Dadaist who recently wrote in the “Tat”, his name is Michel. A real religious Dadaist, that is what actually characterizes him. And no matter how much you defend him, you cannot deal with such a person. You will never be able to deal with him. Because what emanates from anthroposophy, what emanates from the threefold social order, he does not understand even in a subordinate clause. Such a person has the feeling, for example, that he should only write nouns when he writes. Although he is always speaking of “grace” and of what Catholicism has given him, in his feelings and in his way of perceiving things, which of course comes from the standpoint of a religious Dadaism, he is quite materialistic in his outlook. If he senses that in order to think spiritually about the spiritual, one must dissolve the nouns, then he calls it a “lack of style”. From his point of view this is quite understandable. But naturally you will never be finished discussing or defending it. Of course one can point out such impurities, that is all well and good, but one cannot achieve anything through these defensive measures alone. And we must become fully aware of this if we want to be effective: today it cannot be a matter of merely defending ourselves against the attacks. That may be necessary sometimes. But what is at issue is that we get to know the currents of the time, the directions that are there, and characterize them ruthlessly before the world. It is not really about the spirit of Michel or something similar, but about this particular kind of religious Dadaism. It must be characterized before the world. It is not Mr. Michel who is of interest, but this particular kind of religious impotence, which is becoming a current. We must present it in such a way that, as it were, from the mirror in which we show such currents to people, those people who are also there and still have a healthy feeling can see what it is about. Of course, this is much more difficult than mere dialectical defense. But this is especially necessary. We must familiarize ourselves with what is in the undercurrents of our contemporary civilization. Then we will grasp it at the root and place it before the present. In this respect, a great deal is contained in the material that is simply available from the lectures I have given since April 1919. In these lectures, I have always tried to point out the so-called intellectual and economic currents at work in the present day, and to characterize individual personalities as they had to be characterized. But most of these things have been buried. They lie there. They have certainly been read. But further work must be done. The ideas must be taken up and developed. That is what is at stake. Then, gradually – now we no longer have much time to do so, the “gradually” could take a long time – then, gradually, something will emerge in our movement for the threefold social order that is a positive, fruitful critique of contemporary civilization as a whole. And it is on the foundation of a thorough critique of contemporary civilization that we must build up the positive ideas that are to enter into hearts and minds. People must realize how fragmented what is present in the current trends is, and that much of it is only a rehashing of something old. For when they see how it is splitting up, they will be inclined to accept the positive things we have to say, because the leading personalities are actually living in illusions everywhere. Until something catastrophic comes from one corner or another, people will continue to deny any danger. That is the characteristic of the present time. So every day we have to make a new effort to show people how the illusions they are shrouded in must shatter. From this point of view, it is extremely interesting to study how the fear of the leading personalities initially worked when we started our threefolding movement in 1919. At first, for a few weeks, there was still a general atmosphere of fear. In the first few weeks, one could see quite clearly how, among certain industrial and commercial people, the question arose, half grudgingly and half reluctantly, which they naturally understood in their own way: How are we to get along with the Socialists? How are we to do this or that? And they deigned to talk about such things, even if they mostly did so with caricatures of socialization issues. Then a few weeks passed, the socialists did one foolish thing after another, and then the leading personalities of the old days were back on top. This is an interesting movement that could be observed, because it showed how strong the tendency is not to simply move on to inner activity, but to devote oneself to what already exists, to work from what already exists and not to realize at all that one is basically dancing on a volcano. Even now, it is quite true that people are unsuspecting. It is therefore necessary to create understanding in the broadest circles for the fragmentation of our civilization in all areas. In these lectures, we will discuss how one finds this. Today, I wanted to emphasize the formal aspects and show where we should focus our thoughts first. After all, these days you cannot effectively represent a cause through external things alone. For a long time, the education of humanity was entirely theoretical. And today, every person – especially the so-called practitioners, whose practice is basically just routine – has the theorist breathing down their neck. They have some theoretical phrases that they “implement in reality”. This is why so-called reality, so-called practice, is so unreal today. It is indeed completely unreal because people are educated to be theorists. Our entire school system was designed to intellectualize people, to turn them into theorists. And that is what we must come to: that we stop representing anything theoretically, — that every word is an inner deed, It is extremely interesting, for example, to study the debates that have taken place in political economy regarding the idea that only physical labor productively creates goods, but that intellectual labor does not, that intellectual labor is unproductive. In the literature on political economy you will find extensive discussions of this. And two of the most important leading figures in political economy in the 19th century, in particular, started from this principle as from an axiom: Karl Marx and Rodbertus. Both take the view that intellectual work does not create goods, that only physical labor creates goods. This view is to be understood historically. But the way it is put forward is based on the idea that, for example, manual labor exhausts a person when it is performed, and the exhausted strength must then be compensated and replaced by nutrition; but an idea does not exhaust itself when something has been invented, when thousands and thousands of things are imitated according to the template. This is an argument that has been put forward very often. But it is nonsense. If one were to calculate how much energy is needed to find an idea, one would see that the energy expended on ideas, which must be replaced, is by no means less than that expended in physical labor, because what is done in thinking is just as much dependent on the will as what is done with the hand. You can't separate them at all. It is the greatest nonsense to distinguish between mental and manual labor in reality. But things have gradually become a cliché because there has been a tendency, especially in recent decades, to create clichés out of what used to be actual reality. If you have experience in these matters, you can follow this step by step. I remember, for example, hearing a lecture that the socialist leader Paul Singer gave to proletarians. There were some among them who began to speak disparagingly of the “souls of writers”. They should have seen how the old Singer, in all his corpulence, protested and argued that he would not put up with it, that if you do intellectual work, it should not be treated the same as any other kind of work. But that was back in the early 1890s. Since then, one could clearly observe the process of becoming a cliché in the socialist world as well. Such observations are important to find our way into life and to speak out of life. Of course, this cannot be done to a great extent overnight. But one must have a sense for it. And if one has the sense, then certain imponderables come into our speech. And then our speech will be such that it bears fruit. That is what I wanted to say to you at first, as a formal introduction. |
291. Titian's “Assumption of Mary”
09 Jun 1923, Dornach Rudolf Steiner |
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Because if you understand color, then you understand an ingredient of the whole world. You see, Kant once said: Give me matter, and I will create a world out of it. Well, you could have given it to him long ago, the matter, you can be quite sure that he would not have made a world out of it, because no world can be created out of matter. |
291. Titian's “Assumption of Mary”
09 Jun 1923, Dornach Rudolf Steiner |
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Today I would like to add a few words to the lectures I have given here in the last few days. In earlier lectures I often spoke of a genius of language. And you already know from my book 'Theosophy' how, when spiritual essence is spoken of in the anthroposophical context, real spiritual essence is meant, and so also in what is referred to as the genius of language, real spiritual essence for the individual languages is meant, into which man lives and which, as it were, gives him the strength from the spiritual worlds to express his thoughts, which initially exist as a dead inheritance of the spiritual world in him as an earthly being. Therefore, it is particularly appropriate in the anthroposophical context to seek a meaning in what appears as formations in language, a meaning that even comes from the spiritual worlds to a certain extent independently of man. Now, I have already pointed out the peculiar way in which we describe the actual element of the artistic, of beauty, and its opposite. We speak of the beautiful and speak of its opposite in the individual languages, of the ugly. If we were to describe the beautiful in a way that is entirely appropriate to the ugly, then, since the opposite of hate is love, we would have to speak not of the beautiful, but of the lovely. We would then have to say the lovely, that ugly. But we speak of the beautiful and the ugly and, based on the genius of language, make a significant distinction by designating the one and its opposite in this way. The beautiful, if we take it in the German language for the moment – a similar one would have to be found for other languages – is related as a word to that which shines. That which is beautiful shines, that is, carries its inner being to the surface. That is the essence of beauty: it does not hide, but brings its inner being to the surface, to the outer form. So that what is beautiful is that which reveals its inner being in its outer form, that which shines, that which radiates light, so that the light reveals what radiates out into the world, the essence. If we want to speak of the opposite of beauty in this sense, we have to say: that which hides itself, that which does not shine, that which withholds its essence and does not reveal to the outside world in its outer shell what it is. So when we speak of beauty, we are describing something objectively. If we were to speak just as objectively about the opposite of beauty, we would have to describe it with a word that means “that which hides itself, that which appears outwardly as other than it is.” But here we depart from the objective and approach the subjective, and then we describe our relationship to that which hides itself, and we find that we cannot love that which hides itself, we must hate it. That which shows us a different face than it is is the opposite of beauty. But we do not describe it, so to speak, from the same background of our being; we describe it from our emotion as that which is hateful to us because it hides itself, because it does not reveal itself. If we listen carefully to language, then the genius of language can reveal itself to us. And we must ask ourselves: What are we actually striving for when we strive for the beautiful, in the broadest sense, through art? What are we actually striving for? The mere fact that we have to choose a word for the beautiful that comes from us, from the genius of language – for the opposite we do not go out of ourselves, we remain within ourselves, remain with our emotions, with hatred – the mere fact that we have to go out of ourselves shows that in the beautiful there is a relationship to the spiritual that is outside of us. For what seems? That which we see with our senses does not need to shine for us, it is there. That which shines for us, that is, which radiates in the sensual and announces its essence in the sensual, is the spiritual. So, when we speak objectively of the beautiful as beautiful, we grasp the artistically beautiful from the outset as a spiritual that reveals itself through art in the world. It is the task of art to grasp what appears, the radiance, the revelation of that which, as spirit, permeates and lives through the world. And all real art seeks the spiritual. Even when art, as it may, wants to depict the ugly, the repulsive, it does not want to depict the sensual repulsive, but the spiritual that announces its essence in the sensual repulsive. The ugly can become beautiful when the spiritual reveals itself in the ugly. But it must be so, the relationship to the spiritual must always be there if an artistic work is to have a beautiful effect. Now, let us look at a single art form from this point of view, let us say painting. We have considered it in the last few days, in so far as painting reveals the spiritual essence through the color grasped, that is, through the radiance of the color. One may say that in those times when one had a real inner knowledge of color, one also surrendered to the genius of speech in the right way in order to place color in a worldly relationship. If you go back to ancient times, when there was an instinctive clairvoyance for these things, you will find, for example, metals that were felt to reveal their inner essence in their color, but were not named after earthly things. There is a connection between the names of the metals and the planets, because, if I may put it this way, people would have been ashamed to describe what is expressed through color only as an earthly thing. In this sense, color was regarded as a divine-spiritual element that is only conferred on earthly things in the sense in which I explained it here a few days ago. When gold was perceived in the color of gold, then one saw in gold not only an earthly thing, but one saw in the color of gold the sun announcing itself from the cosmos. Thus one saw in advance something going beyond the earth, even when perceiving the color of an earthly thing. Only by going up to the living things, one attributed their own color to the living things, because the living things approach the spirit, so there spiritual is also allowed to shine. And with the animals one felt that they have their own colors, because spiritual-soul in them appears directly. But now you can go back to older times, when people felt artistically not outwardly but inwardly. You see, you don't get any painting at all. It's almost foolish to say, to paint a tree green, to paint a tree – to paint a tree and paint it green, that is not painting; because it is not painting for the very reason that whatever one accomplishes in imitating nature, nature is always more beautiful, more essential. Nature is always more full of life. There is no reason to imitate what is out there in nature. But then, real painters don't do that either. Real painters use the object to, let's say, make the sun shine on it, or to observe some color reflection from the surroundings, to capture the interweaving and interlacing of light and dark over an object. So the object you paint is actually only ever the reason for doing so. Of course you never paint, say, a flower that is standing in front of the window, but you paint the light that shines in through the window and that you see in the same way as you see it through the flower. So you actually paint the colored light of the sun. You capture that. And the flower is only the reason for capturing that light. When you approach the human being, you can do it even more spiritually. Taking a human forehead and painting it like a human forehead – as you believe you see a human forehead – is actually nonsense, it is not painting. But how a human forehead is exposed to the sun's rays as they fall, how a dull light appears in the highlight, how the chiaroscuro plays – all that, in other words, that the subject provides the occasion for, that passes in the moment, and that one must now relate to a spiritual, to capture with color and brush, that is the task of the painter. If you have a sense of painting, when you see an interior, for example, it is not at all about looking at the person kneeling in front of an altar. I once visited an exhibition with someone. We saw a person kneeling in front of an altar. You saw him from behind. The painter had set himself the task of capturing the sunlight streaming in through a window just as it would fall on the man's back. Yes, the man who was with me to look at the picture said: I would prefer to see the man from the front! Yes, that's right, there is only a material, not an artistic interest. He wanted the painter to express what kind of person it is and so on. But you are only entitled to do that if you want to express what can be perceived through color. If I want to depict a person on a hospital bed, in a particular illness, and I study the color of the face in order to capture the appearance of the illness through the senses, then that can be artistic. If I also want to depict, let's say, in totality, to what extent the whole cosmos comes to expression in human incarnate, in human flesh color, that can also be artistic. But if I were to imitate Mr. Lehmann, as he sits there in front of me, firstly I wouldn't succeed, would I, and secondly it's not an artistic task. What is artistic is the way the sun shines on him, how the light is deflected by his bushy eyebrows. So that's what matters, how the whole world affects the being I paint. And the means by which I achieve this is chiaroscuro, is color, is capturing a moment that is actually passing and fixing it in the way I described yesterday. In times not so far removed from our own, people felt these things very keenly, as they could not imagine representing a Mary, a Mother of God, without a transfigured face, that is, without a face overwhelmed by the light and which emerges from the ordinary human condition through the overwhelming of the light. She could not be depicted in any other way than in a red robe and a blue mantle, because only in this way is the Mother of God placed in the right way in earthly life: in the red robe with all the emotions of the earthly, , the soul in the blue cloak, which envelops her with the spiritual, and in the transfigured face, the spiritualized, which is overwhelmed by the light as the revelation of the spirit. But this is not grasped in a truly artistic way as long as one only feels it as I have just expressed it. I have now, so to speak, translated it into the inartistic. One only feels it artistically in the moment when one creates out of the red and out of the blue and out of the light, by experiencing the light in its relationship to the colors and to the darkness as a world unto itself, so that one actually has nothing but the color, and the color says so much that one can get out of the color and the light-dark the Virgin Mary. But then you have to know how to live with color, color has to be something you live with. Color has to be something that has emancipated itself from the heavy material. Because the heavy material actually resists color if you want to use it artistically. That is why it goes against the whole idea of painting to work with palette colors. They always become so that they still show a heaviness when you have applied them to the surface. You can't live with the palette color either. You can only live with liquid color. And in the life that develops between the person and the color when he has the color liquid, and in the peculiar relationship that he has when he now applies the liquid color to the surface, a color life develops, one actually grasps from out of the color, the world is grasped out of the color. Only then does the picturesque emerge, when you grasp the radiance, the revelation, the radiance of the color as a living thing, and only then do you actually create the shape on the surface from the radiating life. A world emerges all by itself. Because if you understand color, then you understand an ingredient of the whole world. You see, Kant once said: Give me matter, and I will create a world out of it. Well, you could have given it to him long ago, the matter, you can be quite sure that he would not have made a world out of it, because no world can be created out of matter. But more can be created out of the undulating tools of colors. A world can be created from them, because every color has its immediate, I would say personal and intimate relationship to some spiritual aspect of the world. And today, with the exception of the primitive beginnings made in Impressionism and so on, and especially in Expressionism, but these are just beginnings, the concept of painting, the activity of painting, has been more or less lost to us in the face of the general materialism of the time. For the most part today, one does not paint, but rather one imitates shapes by means of a kind of drawing and then paints the surface. But these are painted surfaces, they are not painted, they are not born out of color and light and dark. But one must not misunderstand the matter. If someone goes wild and simply tinkers with the colors next to each other, believing that he is achieving what I have called overcoming drawing, then he is not at all achieving what I meant. For by overcoming the drawing I do not mean having no drawing, but to get the drawing out of the color, to give birth to it out of the color. And the color already gives the drawing, one must only know how to live in the color. This living in the colored then leads the real artist to be able to disregard the rest of the world and give birth to his works of art out of the colored. You can go back, for example, to Titian's “Assumption of Mary”. There you have a work of art that, I might say, consists of the transgression of the old principles of art. There is no longer the living experience of color that one still has with Raphael, but especially with Leonardo; but there is still a kind of tradition present that prevents one from growing too strongly out of this life in color. Experience this “Assumption of Mary” by Titian. When you look at it, you can see that the green cries out, the red cries out, the blue cries out. Yes, but then look at the individual colors. If you take the interaction of the individual colors even in Titian, you still have an idea of how he lived in the colors and how he really gets all three worlds out of the colors in this case. Just look at the wonderful gradation of the three worlds. Below are the apostles who experience the event of the Assumption of Mary. Look at how he manages to capture them in color. You can see how they are bound to the earth in the colors, but you don't feel the heaviness of the colors; instead, you only feel the darkness of the colors at the bottom of Titian's painting, and in the darkness you experience the apostles' being tied to the earth. In the way Mary is treated in color, you experience the intermediate realm. She is still connected to the earth. If you have the opportunity, look at the picture and see how the dull darkness from below is incorporated as a color in the coloring of Mary, and how then the light predominates, how the uppermost, the third realm already receives in full light, I would like to say, the head of Mary, shining with full light, lifting up the head, while the feet and legs are still bound down by the color. Observe how the lower realm, the intermediate realm and the heavenly realm, this reception of Mary by God the Father, is truly gradated in the inner experience of color. You can say that in order to understand this picture, one must actually forget everything else and look only at the color, because the three-tiered nature of the world is brought out of the color here, not conceptually, not intellectually, but entirely artistically. And one can say: It is really the case that, in order to grasp the world in a painterly way, it is necessary to grasp this world of radiant shine, of radiant revelation in chiaroscuro and in color, in order to emphasize, on the one hand, what is earthly-material, to emphasize the artistic aspect of this earthly-material aspect, and yet, on the other hand, not to let it rise to the spiritual. For if it were allowed to reach the spiritual plane, it would no longer be appearance, but wisdom. But wisdom is no longer artistic; wisdom lifts it up into the uncreated realm of the divine. One would therefore like to say: In the case of the real artist, who depicts something like Titian in his “Assumption of Mary”, when one looks at this reception of Mary, or rather of Mary's head by God the Father, one has the feeling that one should no longer go further in the treatment of the light. It is a very fine line. The moment you start going further, you fall into intellectualism, which is unartistic. You can no longer add a line, I might say, to what is only hinted at in the light, not in the contour. Because the moment you go too far into the contour, it becomes intellectualized, that is, inartistic. Towards the top, the picture is in fact in danger of being inartistic. Painters after Titian also fell prey to this danger. Look at the angels up to Titian. When we go up to the heavenly region, we come to the angels. Look at how carefully the transition from color is avoided. You can still say that the angels in the pre-Titian period, and in a sense in Titian, are just clouds. If you cannot do that, if you cannot distinguish between being and appearance, even in the uncertainty, when you have already fully arrived at the being, at the being of the spiritual, then it ceases to be artistic. If you go back to the 17th century, it will be different. There, materialism itself is already having an effect on the representation of the spiritual. There you can already see all the angels, I might say, painted with a certain non-artistic, but routine verve in all possible foreshortenings, to which you can no longer say: Couldn't they also be clouds? Yes, here reflection is already at work, here the artistic aspect already comes to an end. And again, look at the apostles below, and you will get the feeling that, in fact, only Mary is artistic in the “Ascension of Mary”. Above, there is a danger that it turns into pure wisdom, into the formless. If one really achieves this, holding the formless and making it formless, then, I would say, on one side, towards one pole, there is the perfection of the artistic, because it is boldly artistic, because one ventures to the abyss where art ends, where one lets the colors blur from the light, where, if one wanted to go further, one could only begin to draw. But drawing is not painting. So there, towards the top, one approaches the realm of wisdom. And one is all the greater an artist the more one can still incorporate the wisdom into the sensual, the more one, if I want to express myself in concrete terms again, the more one can still incorporate the wisdom into the sensual, the more one, if I want to express myself in concrete terms again, the more one can still incorporate the possibility that the angels one paints can still be addressed as concentrated clouds that shimmer in the light in such and such a way and the like. But if we start at the bottom of the picture and go up through the actual beauty, Mary herself, who is really floating up into the realm of wisdom, then Titian is able to depict her beautifully because she has not yet arrived, but is just floating up. It all appears in such a way that one has the feeling that if she swings up a little more, she will have to enter into wisdom. Art has nothing more to say there. But if we go down a little further, we come to the Apostles, and with the Apostles I said to you: the artist seeks to depict the earthly aspect of the Apostles through the use of color. But there he runs into the other danger. If he were to place his Mary even further down, he would not be able to depict her in her inner, self-sustaining beauty. If Mary were down there, for example, one would not understand the purpose. If she were sitting among the apostles, yes, she could not look as she does in the middle between heaven and earth. She could not look at all like that. You see, the apostles are standing below in their brownish coloration, and Mary does not fit in with them. For we cannot really stop at the fact that the apostles below have the heaviness of the earth in them. Something else must happen. This is where the element of drawing begins to intervene strongly. You can see this in Titian's characterized painting, where drawing begins to intervene strongly. Why is that? Yes, you can no longer depict beauty in the brown, which actually goes beyond color, as you can in the case of Mary; something that no longer falls entirely within beauty must be depicted. And it must be beautiful in that something other than what is actually beautiful is revealed. You see, if Mary were sitting down there or standing among these apostles in the same coloring, it would actually be insulting. It would be terribly insulting. I am speaking only of this picture. I am not saying that Mary standing on the earth must be artistically offensive everywhere, but in this picture it would be a slap in the face for anyone looking at it artistically if Mary were standing down there. Why? You see, if she were painted in the same colors as the apostles, one would have to say that Mary was portrayed by the artist as virtuous. That is indeed how he portrays the apostles. We cannot have any other idea than that the apostles are looking up in their virtue. But we cannot say that about Mary. With her, it is so self-evident that we must not express her virtue. It would be just as if we wanted to depict God as virtuous. Where something is self-evident, where it becomes something that is being itself, it must not be depicted merely in outward appearance. Therefore, Mary must float away, must be in a realm where she is exalted above the virtuous, where one cannot say of her, in what appears in the color, that she is virtuous, any more than one could say of God himself that he is virtuous. At most, he can be virtue itself. But that is already an abstract sentence, that is already philosophy. It has nothing to do with art. But in the apostles below, we have to say that the artist succeeds in depicting the virtuous people through the color treatment itself in the apostles. They are virtuous. Let us again try to get close to the matter through the genius of language. Virtue, what does it actually mean to be virtuous? To be virtuous is to be useful; because virtue is related to being useful. To be useful, to be useful, to be good for something, that is to be up to something, to be able to do something, to be able to do something, that is to be virtuous. But of course it ultimately depends on what one means in connection with virtuous, as for example Goethe also presented it, who speaks of a trinity: wisdom, appearance and power, that is, in this sense, virtuousness. Appearance = the beautiful, art. Wisdom = that which becomes knowledge, formless knowledge. Virtue, power = that which is truly useful, that which can do something, whose rule means something. You see, this trinity has been revered since time immemorial. I could understand when a man told me a good many years ago that he was already sick of it when people spoke of the true, the beautiful and the good, because everyone who wants to say a phrase, an idealistic phrase, speaks of the true, the beautiful and the good. — But one can refer back to older times when these things were experienced with all human interest, with all human soul interest. And then, I would like to say, one sees, but in the manner of the beautiful, of the artistic, in the Titian painting above, wisdom, but not just wisdom, but still shining, so that it is still artistic, so that it is painted; in the middle, beauty; and below, virtue, the useful. Now we may ask the useful a little about its inner essence, its meaning. If we follow these things, we come, through the genius of speech, to the depth of the speech soul that creates among human beings. If we approach it only externally, it might occur to us that someone who had once been to church and listened to a sermon, where the preacher explained to his congregation in an outwardly phrase-like way how everything in the world is good and beautiful and purposeful. The adult was waiting at the church door and when the pastor came out, he asked him: “You said that everything in the world is good and beautiful and purposeful according to your idea. Am I also growing well?” The pastor said: “You have grown very well for an adult!” — Well, if you look at things in this external way, you won't get to the depths of them. Our way of looking at things today is in fact so superficial in so many fields. People today fill themselves completely with such external characteristics, namely with such external definitions, and do not even realize how they go around in circles with their ideas. For the virtuous person, it is not about being good at anything at all, but about being good at something spiritual, about placing ourselves in the spiritual world as human beings. The truly virtuous person is the one who is a whole human being because he brings the spiritual within him to realization, not just to manifestation, to realization through the will. But then we enter a region that, although it is human, also enters the religious, but no longer lies in the realm of the artistic, least of all in the realm of the beautiful. Everything in the world is formed in polarity. Therefore, we can say of Titian's painting: at the top he exposes himself to the danger of going beyond the beautiful, where he goes beyond Mary. There he is at the abyss of wisdom. Downwards, he is at the other abyss. For as soon as we depict the virtuous, that which man, as a being of his own essence, is meant to realize out of the spiritual, we in turn come out of the beautiful, out of the artistic. If we try to paint a truly virtuous person, we can only do so by somehow characterizing virtue in outward appearance, for my part by contrasting it with vice. But the artistic portrayal of virtue no longer actually shows any art; in our time it is already a falling out of the artistic. But where is not everywhere in our time a falling out of the artistic, when, I would like to say, simply life circumstances are reproduced in a raw, naturalistic way, without the relationship to the spiritual really being there. Without this relationship to the spiritual, there is no artistry. Therefore, in our time, this striving in Impressionism and Expressionism is to return to the spiritual. Even if it is often done awkwardly, even if it is often only a beginning, it is still more than that which works with the model in a crude naturalistic way, which is inartistic. And if you grasp the concept of the artistically beautiful in this way, then you will also be able to accommodate tragedy, for example, and grasp tragedy in general in its artistic reach into the world. A person who lives according to his thoughts, who leads his life in an intellectualistic way, can never become tragic. And a person who lives a completely virtuous life can never truly become tragic either. A person can become tragic if they have some kind of inclination towards the demonic, that is, towards the spiritual. A personality, a person, only begins to become tragic when the demonic is present in him in some way, for better or for worse. Now we are in the age of the freeing of the human being, where the human being as a demonic human being is actually an anachronism. That is the whole meaning of the fifth post-Atlantean period, that the human being grows out of the demonic to become a free human being. But as the human being becomes a free human being, the possibility of the tragic, so to speak, ceases. If you take the old tragic figures, even most of Shakespeare's tragic figures, you have the inner demonic that leads to the tragic. Wherever man is the manifestation of a demonic-spiritual, wherever the demonic-spiritual radiates through him, reveals itself, wherever man becomes, as it were, the medium of the demonic, there the tragic was possible. In this sense, the tragic will have to cease more or less, because humanity, having been set free, must break away from the demonic. Today it does not yet do so. It is falling ever deeper into the demonic. But this is the great task for our time, the mission of our time, that human beings grow out of the demonic and into freedom. But if we get rid of the inner demons that shape us into tragic personalities, we will be all the less able to get rid of the external demonic. For the moment man enters into a relationship with the external world, something demonic also begins for the modern human being. Our thoughts must become ever freer and freer. And when, as I have shown in my Philosophy of Freedom, thoughts become the impulses for the will, the will also becomes free. These are the polar opposites that can be set free: free thoughts and free will. But in between lies the rest of humanity, which is connected with karma. And just as the demonic once led to tragedy, so too can the experience of karma lead to a deep inner tragedy, especially in modern man. But tragedy will only be able to flourish when people experience karma. As long as we keep our thoughts to ourselves, we can be free. When we clothe our thoughts in words, the words no longer belong to us. What can become of a word that I have spoken! It is taken up by the other person, who surrounds it with different emotions and different feelings. The word lives on. As the word flies through the people of the present, it becomes a force that originated from a person. That is its karma, through which it is connected to the world, which in turn can be discharged back onto it. The word, which leads its own existence because it does not belong to us, because it belongs to the genius of language, can cause tragedy. Today, in particular, we see humanity, I would say, everywhere in the disposition to tragic situations through the overestimation of language, through the overestimation of the word. The peoples are divided according to language, want to be divided according to language. This is the basis for a huge tragedy that will befall the earth before the century is out. This is the tragedy of karma. If we can speak of the tragedy of the past as a tragedy of demonology, we must speak of the tragedy of the future as the tragedy of karma. Art is eternal; its forms change. And if you accept that there is a relationship to the spiritual from the artistic point of view, you will understand that the artistic is something through which one can enter the spiritual world, both in creating and in enjoying. A true artist can create his picture in a lonely desert. It makes no difference to him who looks at the picture, or whether anyone looks at it at all, because he has created in a different community, he has created in the divine spiritual community. Gods have looked over his shoulders. He has created in the company of gods. What does it matter to the true artist whether any human being admires his picture or not? That is why one can be an artist in complete solitude. But on the other hand, one cannot be an artist without really placing one's own creature in the world, which one then also regards in terms of its spirituality, so that it lives in it. The creature that one places in the world must live in the spirituality of the world. If one forgets this spiritual connection, then art also changes, but it changes more or less into non-art. You see, you can only create art if you have the work of art in the context of the world. The old artists were aware of this, who, for example, painted their pictures on the walls of churches, because there these pictures were guides for the believers, for the confessors, there the artists knew that this is in the earthly life, insofar as this earthly life is permeated by the spiritual. It is hard to imagine something worse than creating for exhibitions instead of for such a purpose. Basically, it is the most terrible thing to walk through a painting exhibition or a sculpture exhibition, for example, where all kinds of things are hung or placed next to each other in a chaotic manner, where they don't belong together at all, where it is actually meaningless that one is next to the other. By painting having found the transition from painting for the church, for the house, to painting, I would like to say, already there, it loses its proper meaning. If you paint something within the frame, you can at least imagine looking out through a window and what you see is outside, but it is no longer anything. But now painting for exhibitions! You can't talk about it anymore. Isn't it true that a time that sees anything at all in exhibitions, sees anything possible, has just lost the connection with art. And you can see simply from what intellectual culture has to happen in order to find the way back to the intellectual-artistic. The exhibition, for example, can certainly be overcome. Of course, individual artists feel disgust for the exhibition, but we live in a time when the individual cannot achieve much unless the judgment of the individual is immersed in a worldview that in turn people in their freedom, in full freedom, as worldviews once permeated people in less free times and led to the emergence of real cultures, while today we have no real cultures. However, a spiritual worldview must work on the development of real cultures and thus also on the development of real art, and have the highest interest in doing so. |
343. The Foundation Course: Speech Formation
29 Sep 1921, Dornach Tr. Hanna von Maltitz Rudolf Steiner |
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We are not transported back into the ancient mists of the nebular hypothesis by the Kant-Laplace theory, but we will be led back to the sound and loud prehistoric power. This returning into a prehistoric power is something which was experienced powerfully in the first Christian centuries, and it was also strongly felt that it deals with a verb, because it is an absurdity to say: In the prehistoric times there was a noun. |
343. The Foundation Course: Speech Formation
29 Sep 1921, Dornach Tr. Hanna von Maltitz Rudolf Steiner |
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Emil Bock opened the discussion hour and formulated the following questions:
[ 1 ] Rudolf Steiner: With regards to the first question: You would already have seen, my dear friends, that out of what I said this morning, that in the illustration, the soul contents related to the supersensible and also what leads to the power of formative speech, must be searched for. Regarding the power of speech formation: we actually have no direct understanding of sound anymore today; we basically have no more understanding for words, so our words remain signs. Naturally our starting point needs to be out of the spiritual milieu of our time. Man must be responsible for these intimate things out of what currently is available. Precisely such a question brings us naturally into the area of the purely technical. First of all one has to make the understanding for the sound active again, within oneself. One doesn't easily manage the free use of speech when one isn't able to allow the sound as such, to stir within oneself. I would like to continue in such a way that I first draw your attention to certain examples. [ 2 ] You see, when we say "head" (Kopf) in German, we hardly have anything else in mind than the total perception of what reaches us through the ear, which indicates the head. When we say "foot" (Fuss) it is hardly any different to what we experience in the tonality and sound content in relation to some foot. Now we only need, for instance, to refer to the Romance languages where head is testa, tête, foot is pedum, pied, and we get the feeling at the same time that the term is taken from something completely different. When we say the word Kopf in German, the term has come out of the form, from looking at the form. We are not aware of this any longer, yet it is so. When we say Fuss, it is taken from walking where furrows are drawn in the ground. Thus, it has come into existence out of a certain soul content and coined in a word. When we take a word formation like, let's say, "testament" and all other word formations which refer in Romance language terms to head, testa, then we will feel that the term Kopf in the Romantic languages originate through the substantiation and thus not out of the form, but through the human soul with the help of the head, and particularly activating the mouth organs. Pied didn't originate from walking or drawing furrows but from standing, pressing down while standing. Today we no longer question the motives which have come out of the soul and into speech formation. We can only discover what can be called, in the real sense, a feeling for the language when we follow the route of making language far more representational than it is currently, abstraction at most. When someone uses a Latin expression in terminology, some Latin expressions are even more representational, but some people use them to denote even more. For example, today one can hardly find the connection between "substance" and "subsist" while the concept of "subsist" has basically been lost. Someone who still has the original feeling for substance and subsistence would say of the Father-God, not that He "exists" but that he "subsists." [ 3 ] Researching language in this way and in another way which I want to mention right now, in order to develop a lively feeling for language again, leads then to something I would like to call a linguistic conscience (Sprachgewissen). We need a linguistic conscience. We speak really so directly these days because as human beings we act more as automatons towards language than we do as living beings. Until we are capable of connecting language in a living way to ourselves, like our skin is connected to us, we will not come to the right symbolization. The skin experiences pain when it is pricked. Language even tolerates being maltreated. One must develop a feeling regarding language that it can be maltreated because it is a closed organism, just like our skin. We can gain much in this area, when we have a lively experience in some or other dialect. Consider how often we have performed the Christmas Plays, and in these plays there is a sentence spoken by one or more of the innkeepers. When Joseph and Mary come to Bethlehem in search of lodging, they are refused by three innkeepers. Each one of the three innkeepers says: Ich als a wirt von meiner gstalt, hab in mein haus und ligament gwalt.—Just imagine what this means to a person today. He could hear: "I as a host of my stature ..."—and think that what the host is saying means he is an attractive man, or something like that, or a strong man who has stature within his hostel, in his house. This is certainly not meant. If we want to translate that into High German we'll have to say: "I as a host, who is placed in such a way as to have abundant comfort, I am not dependent on such poor people finding lodgings within, with me." This means: "I as a host in my social position, in my disposition." This shows them it is necessary not only to listen to him—words one often enough hears in speech—but to enter into the spirit of the language. We say Blitz" (lightening) in High German. In Styria a certain form of lightening is called 'heaven's lashers' (Himmlatzer). In the word "Blitz" there is quite another meaning than in the word Himmlatzer. [ 4 ] So we start becoming aware of different things when we approach the sense of speech. You see, such an acquisition of the sense of language sometimes leads to something extraordinarily important. Goethe once uttered a sentence, when already in his late life, to the Chancellor von Müller, a statement which has often been quoted and is often used, to understand the entire way in which Faust, written by Goethe, originated. Goethe said that for him the conception of Faust had for 60 years been clear "from the beginning" (von vornherein); the other parts less extensively. Now commentary upon commentary have been written and this sentence was nearly always recalled, because it is psychologically extraordinarily important, and the commentators have it always understood like this: Goethe had a plan from the beginning for his Faust and in the 60 years of his life—since he was twenty or about eighteen—he used this plan, he had "from the start," to work from. In Weimar I met August Fresenius who bemoaned the fact that it was a great misfortune, if I could use such an expression, which had entered into the entire Goethe research, and at the time I had urged an unusually thoughtful and slow philologist to publish this thing as soon as possible in order that it doesn't continue, otherwise one would have a few dozen more such Goethe commentaries. It is important to note that Goethe used the expression "from the start" in no other way than in a descriptive way, not in the sense of a priori but "from the beginning" in a very descriptive manner so that in the strictest sense one could refer to Goethe not having an overall plan, but that "at the beginning" he only wrote down the first pages (i.e. to begin with) and of the further sections, only single sentences. There can be no argument of an overall plan. It very much depends on how one really experiences words. Many people have, when they hear the word vornherein totally have no conscience that it has a vorn (in front) and a herein (in) and that one sees something spiritual when one pronounces it. This simple dismissal of a word without contemplation is something upon which a tremendous amount depends, if one wants to attain a symbolic manner of speech. Precisely about this direction there would be extraordinarily much to say. [ 5 ] You see, we have the remarkable appearance of the Fritz Mauthner speaking technique where all knowledge and all wisdom is questioned, because all knowledge and wisdom is expressed though speech, and so Fritz Mauthner finds nothing expressed in speech because it does not point to some or other reality. [ 6 ] How harsh my little publication "The spiritual guidance of man and of mankind" has been judged in which I mention that in earlier times, all vowel formation expressed people's inner experiences, and all consonant unfolding comes from outer observed or seen events. All that man perceives is expressed in consonants, while vowels are formed by inner experiences, feelings, emotions and so on. With this is connected the peculiar manner in which the consonants are written differently to the vowels in Hebrew. This is also connected to areas where more primitive people used to dwell, where they have not strongly developed their inner life, so predominantly consonant languages occur, not languages based on vowels. This extends very far, this kind of in-consonant-action of language. Only think what African languages have from consonants to click sounds. [ 7 ] So you see, in this way we gain an understanding for what sounds within language. One would be brought beyond the mere sign, which the word is today. Only with today's feeling for language which Fritz Mauthner believes in, can you believe that all knowledge actually depends on language and that language has no connection to some or other reality. A great deal can be accomplished when one enters into one's mother tongue and try to go back into the vernacular. In the vernacular one finds much, very much if you really behave like a human being, that is, respond to what you feel connected to the language. In the vernacular one has the rich opportunity to feel in speech and experience in sound, but also the tendency towards the descriptive, and you have to push it so far that you really, one could say, get into a kind of state of renunciation in regard to expressions that are supposed to phrase something completely separate from human experiences. Something which thoroughly ruins our sense of language is physics, and in physics, as it is today, it only aspires to study objective processes and refrains from all subjective experience, there it should no longer be spoken at all. According to physics, when one body presses (stoßen) against another, for example in the theory of elasticity, then you are anthropomorphising, because the experience of pressure as soon as you sense sound, means you're only affected by the same kind of pressure as the pressure your own hand makes. Above all, one gets the feeling with the S-sound that nothing other can be described as something like this (a waved line is drawn on the blackboard). The word Stoß" (push/impacts—ß is the symbol for ss—translator) has two s's, at the end and beginning; it gives the entire word its colouring; so when the word Stoß or stoßen (to push/thrust) is pronounced one actually can feel how, when your ether body would move, it would not only move but be shoved forwards and continuously be kept up. [ 8 ] Thus, there are already methods through which one comes to the power of speech formation, which is then no longer far from symbolizing, for the symbolum must be hacked out of the way so that one experiences language as a living organism, because much is to be experienced within language. Someone recently told me that there are certain things in language which only need to be pronounced and one is surprised at how they reveal themselves as self-evident. The Greeks recited in hexameter. Why? Well, hexameter is an experience. A person produces speech, as I've already said, in his breathing. However, breathing is closely connected to other elements of rhythm in the human being; with the pulse, with blood circulation. On average, obviously not precisely, we have 18 breaths and 72 heat beats; 72 equals 4 times 18. Four times 18 heart beats gives a rhythm, a collective inner beat. In a time when man sensed in a more primordial and more elementary way according to what was taking place within him, man experienced, when he could, in uttering the relationship of the heart beat to the breathing, bring the totality of himself into expression. This relationship, not precisely according to time, this relationship can be brought to bear; you only have to add the turning point as the fourth foot (reference plate 3 ... not available In German text) then you have a Greek hexameter half-line, in the ration of 4 to 1 as a pulse beat to breathing rhythm. The hexameter was born out of the human structure, and other measures of verse were all born out of the rhythmic system of the human being. You can already feel, when you treat language artistically, how, in the process of treating human speech in an artistic way, language is alive. This makes it possible to acquire a far more inner relationship to language, yet also far more objectivity. The most varied chauvinistic feelings in relation to language stops, because the configurations of different languages stop, and one acquires an ear for the general sound. There are such things which are found on the way to gaining the power of creative speech. It does finally lead to listening to oneself when one speaks. In a certain way it's actually difficult but it can be supported. For various reasons it seems to me that for those who are affected by it, it is also necessary not to treat the Scripture in the way many people treat it today. You will soon see why I say these things. [ 9 ] In relation to writing, there are two kinds of people. The majority learn to write as if it's a habit of staking out words. People are used to move their hands in a certain way and write like this: in the majority. The writing lesson is very often given in such a way that one just comes to it. The minority actually don't write in the sense of reality, but they draw (a word is written on the blackboard: Kann [meaning can; be able to]). They look at the signs of the letters simultaneously as being written, and as an artistic treatment of writing, it is far more an intimate involvement. I have met people who have been formally trained to write. For instance, once there was a writing method which consisted in people being trained to make circles and curves, to turn them and thus acquire a feeling of connecting them and so form letters out of them. Only in this way, out of these curves, could the letters come about. With a large number of them I have seen that they, before they start writing, make movements in the air with their pen. This is what brings writing into the unconsciousness of the body. However, our language comes out of the totality of the human being and when one spoils oneself by writing you also spoil yourself for the language. Precisely the one who is dependent on handling the language needs to get used to the meditation that writing should not be allowed to just flow out of his hand, but he should look at it, really look at what he is writing, when he writes. [ 10 ] My dear friends, this is something which is extraordinarily important in our current culture, because we are on our way to dehumanizing ourselves. I have already received a large number of letters which have not been written with a pen but with the typewriter. Now you can imagine the difference between a letter written with a typewriter or written with a pen. I'm not campaigning against the typewriter, I consider it as an obvious necessity in civilization, but we do also need the counter pole. By us dehumanizing ourselves in this way, by us changing our relationship towards the outer world in an absolute mechanistic and dead manner, we need in turn to take up strong vital forces again. Today we need far greater vital forces than in the time in which man knew nothing yet about the typewriter. [ 11 ] Therefore, for someone who handles words, he must also acquire an understanding for the continuous observation, while he is writing, that what he is writing pleases him, that he gets the impression that something hasn't just flowed out of a subject but that, by looking simultaneously at it, this thing lives as a totality in him. Mostly, the thing that is needed for the development of some capability is not arrived at in a direct but in an indirect way. I must explain this route because I have been asked how one establishes the power for speech formation. This is the way, as I have mentioned, which comes first of all. As an aside I stress that language originates in the totality of mankind, and the more mankind still senses the language, so much more will there be movement in his speech. It is extraordinary, how for instance in England, where the process of withdrawal of a connection with the surroundings is most advanced, it is regarded as a good custom to speak with their hands in their trouser pockets, held firmly inside so they don't enter the danger of movement. I have seen many English people talk in this way. Since then I've never had my pockets made in front again, but always at the back, for I have developed such disgust from this quite inhuman non-participation in what is being said. It is simply a materialistic criticism that speech only comes from the head; it originates out of the entire human being, above all from the arms, and we are—I say it here in one sentence which is obviously restricted—we are on this basis no ape or animal which needs its hands to climb or hold on to something, but we have them as free because with these free hands and arms we handle speech. In grasping with our arms, creating with our fingers, we express something we need in order to model language. So it has a certain justification to return mankind to its connection with language, bringing the whole person into it, to train Eurythmy properly, which really exists in drawing out of the human organism what is not fulfilled in the human body, but is however fulfilled in the ether body, when we speak. The entire human being is in movement and we are simply transposing though the eurhythmic movements, the etheric body on to the physical body. That is the principle. It is really the eurythmization of something like a necessity which needs to be regularly brought out of the human being, like the spoken language itself. It must stand as a kind of opposite pole against all which rises in the present and alienate people towards the outer world, allowing no relationship to be possible between people and the outer world any more. The eurythmization enables people in any case to return to being present in the language and is on this basis, as I've often suggested, even an art. Well, if you take into account the things I've just proposed, then you arrive at the now commonplace speech technique basically under the scheme of pedantry. The great importance given to teaching through recitation and that kind of thing, only supports the element of a materialistic world view. You see, just as one would in a school for sculpture or a school of painting not really get instructions of the hand movements but corrects them by life forces coming into them, so speech techniques must not be pedantically taught with all kinds of nose-, chest- and stomach resonances. These things may only be developed though living speech. When a person speaks, he might at most be made aware of one or the other element. In this respect extraordinary atrocities are being committed today and the various vocal and language schools can actually be disgusting, because it shows how little lives within the human being. The formation of speech happens when those things are considered which I mentioned. Now if the question needs to be answered even more precisely, I ask you to please call my attention to it. [ 12 ] Now there is a question about new commentary regarding the Bible, in fact, how one can arrive at a new Bible text. [ 13 ] You see, the thing is like this, one will first have to penetrate into an understanding of the Bible. Much needs to precede this. If you take everything which I have said about language, and then consider that the Bible text has originated out of quite another kind of experience of language than we have today, and also as it was experienced centuries before in Luther's time, you can hardly hope to somehow discover an understanding of the Bible through some small outer adjustment. To understand the Bible, a real penetration of Christianity is needed above all, and actually this can only emerge from a Bible text as something similar for us as the Gospels had once appeared for the first Christians. In the time of the first Christians one certainly had the feeling of sound and some of what can be experienced in the words in the beginning of St John's Gospel which was of course experienced quite differently in the first Christian centuries as one would be able to do today. "In the primal beginnings was the Word"—you see, today there doesn't seem to be much more than a sign in this line, I'd say. We come closer to an understanding when we substitute "Word," which is very obscure and abstract, with "Verb" and also really develop our sense of the verb as opposed to the noun. In the ancient beginnings it was a verb and not the noun. I would like to say something about this abstraction. The verb is quite rightly related to time, to activity, and it is absurd to think of including a noun in the area which has been described as in "the primal beginning." It has sense to insert a verb, a word related to activity. What lies within the sentence regarding the primal origins is however not an activity brought about by human gestures or actions, because it is the activity which streams out of the verb, the active word. We are not transported back into the ancient mists of the nebular hypothesis by the Kant-Laplace theory, but we will be led back to the sound and loud prehistoric power. This returning into a prehistoric power is something which was experienced powerfully in the first Christian centuries, and it was also strongly felt that it deals with a verb, because it is an absurdity to say: In the prehistoric times there was a noun.—We call it "Word" which can be any part of speech. Of course, it can't be so in the case of St John's Gospel. [ 14 ] In even further times in the past, things were even more different. They were so that for certain beings, for certain perceptions of beings one had the feeling that they should be treated with holy reserve, one couldn't just put them in your mouth and say them. For this reason, a different way had to be found regarding expression, and this detour I can express by saying something like the following. Think about a group of children living with their parents somewhere in an isolated house. Every couple of weeks the uncle comes, but the children don't say the uncle comes, but the "man" comes. They mean it is the uncle, but they generalise and say it is "the man." The father is not the "man"; they know him too well to call him "man." In this way earlier religious use of language hid some things which they didn't want to express outwardly because one had the inner reaction of profanity, and so it was stated as a generalization, like also in the first line of St John's Gospel, "in the beginning was the Word." However, one doesn't mean the word which actually stands there but one calls it something which has been picked out, a singular "Word." It was after all something extraordinary, this "Word." There are as many words as there are men, but children said, "the man," and so one didn't say what was meant in St John's Gospel, but instead one said, "the Word." The word in this case was Jahveh, so that St John's Gospel would say: "In the primal beginnings was Jahveh," so one doesn't say "God," but "the Word." [ 15 ] Such things must be acquired again by living within Christianity and what Christianity has derived from the ritual practice of the Old Testament. There is no shortcut to understanding the Gospels; a lively participation in the ancient Christian times is necessary for Gospel understanding. Basically, this is what has again become enlivened through Anthroposophy, while such things have in fact only risen out of Anthroposophic research. We then have the following: In the primordial times was he word—in primordial time was Jahveh—and the word was with God—and Jahveh was with God. In the third line: And Jahveh was one of the Elohim.—This is actually the origin, the start of the St John Gospel which refers to the multiplicity of the Elohim, and Jahveh as one of them—in fact there were seven—as lifted out of the row of the Elohim. Further to this lies the basis of the relationship between Christ and Jahveh. Take sunlight—moonlight is the same, it is also sunlight but only reflected by the moon—it doesn't come from some ancient being, it is a reflection. In primordial Christianity an understanding existed for the Christ-word, where Christ refers to his own being by saying: "Before Abraham was, I am" and many others. There certainly was an understanding for the following: Just as the sunlight streams out of itself and the moon reflects it back, so the Christ-being who only appeared later, streamed out in the Jahveh being. We have a fulfilment in the Jahveh-being preceding the Christ-being in time. Through this St John's Gospel becomes deepened through feeling from the first line to the line which says: "And the Word became flesh and lived among us." Even today we don't believe a childlike understanding suffices for the words of the Bible, when we research the Bible by translating it out of an ancient language until we penetrate what lies in the words. Of course, one can say, only through long, very long spiritual scientific studies can one approach the Bible text. That finally, is also my conviction. [ 16 ] Basically, the Bible no longer exists; we have a derivative which we have put together more and more from our abstract language. We need a new starting point in order to try and find what really, in an enlivened way, is in the Bible. For this I have suggested an approach which I will speak about tomorrow, in the interpretation of Mathew 13 and Mark 13. You will have to state in any case that even commenting on the Bible makes it necessary to deal with the Bible impartially. If it is stated that something is mentioned which had only taken place in the year 70, therefore the relevant place could not have been mentioned before other than what had happened after this event, this could be said only if it is announced at the beginning of the Bible explanation that the Bible will be explained completely from a materialistic point of view; then it may be done like this. The Bible itself does not follow the idea that it should be explained materialistically. The Bible itself makes it necessary that the foreseeing of coming events is first and foremost ascribed to Christ Jesus himself, and also ascribed to the apostles. Thus, as I've said, this outlook is what I want to enter into tomorrow on the basis of Mathew 13 and Mark 13, by giving a little interpretation as it has been asked for. [ 17 ] Another question asks about the reality behind the apostolic succession and the priest ordination. This question can hardly be answered briefly because it relates deeply to the abyss which exists between today's evangelist-protestant religious understanding and all nuances of Catholic understanding. It is important that in the moment when these things are spoken about, one must try to acquire a real understanding beyond the rational or rationalistic and beyond the intellectualistic. This is acquired even by those who have little right to live in the sense of such an understanding. In the past I have become acquainted with a large number of outstanding theosophical luminaries, Leadbeater also among them, about whom you would have heard, and some other people, who worked in the Theosophical Society. I have recently had the opportunity—otherwise I would not have worried about it again—to experience, that some of these people are Catholic bishops; it struck me as extraordinary that a part of them were Catholic priests. Leadbeater in any case had, after various things became known about him, not exactly the qualification to become a Catholic bishop. Still this interested me about how people become Catholic priests. One thing is observed with utmost severity, which is the succession. In order for me to see which people have the right to be Catholic bishops, I was given a document which revealed that in a certain year a Catholic bishop left the Catholic church, but one who was ordained, and he then ordained others—right up to Mr Leadbeater—and ordination proceeds in an actual continuation, in an absolutely correct progress; they actually have created a "family tree" by it. I don't want to talk about the start of the "family tree" but you must accept that if it would be a natural progression that there once was an ordained bishop in Rome who dropped away, who then however ordained all the others, so all these Theosophical luminaries would refer back to a real descent of their priesthood to that which once existed. Therefore, awareness of this succession is everywhere present and such things are, according to their understanding, taken completely as the reality. [ 18 ] Something like this must be taken as a reality within the Roman Catholic Church. The old Catholic church more or less didn't have the feeling—but within the Roman Catholic church it is certain accepted this way—that the moment the priest crosses the stole he no longer represents a single personality or attitude but he is then only a member of the church and speaks as a representative, as a member of the church. The Roman Catholic Church considered itself certainly as a closed organism, where the individual loses his individuality through ordination; they see it this way increasingly. [ 19 ] Now something else is in contrast to this. You may think about what I've said as you wish, but I can only speak from my point of view, from the viewpoint of my experience. I have seen much within the transubstantiation. Today in the Catholic Church there is quite a strict difference according to which priest would perform the transubstantiation, yet I have always seen how during the transformation, during the transubstantiation, the host takes on an aura. Therefore, I have come to recognise within the objective process, that when it is worthily accomplished, it is certainly fulfilled. I said, you may think about this as you wish, I say it to you as something which can be looked at from one hand, and on the other hand also as a basic conviction of the church being valid while it was still Catholic, when the evangelist church hadn't become a splintering off. We very soon come back to reality when we look at these things and it must even be said within the sacrament of mass being celebrated there is something like a true activity, which is not merely an outer sign but a real act. If you now take all the sacraments of mass together which had been celebrated, you will create an entirety, a whole, and this is something which stands there as a fact. It is something which certainly touches things, where the evangelical mind would say: Yes, there is something magical in the Catholic Mass.—This it does contain. It also contained within it the magical part, one can experience in the evangelist mind as something perhaps heathen. Good, talk to one another about this. In any case this underscores it as being a reality, which one can't without further ado, without approaching the bearer of this reality, celebrate a mass. I say celebrate; it can be demonstrated, one can show everything possible, but one can't celebrate with the claim that through the mass what should happen at the altar will only happen when it is read without any personal imprint, in absolute application. You see, it is ever present there where one works with the mysteries; it is simply so, when one works with the mysteries. Just as no Masonic ceremony may be carried out by a non-Mason in the consciousness of the Freemason, nor may a non-ordained person in true Catholicism work from out of Catholicism and perform with full validity the ceremony in consciousness. [ 20 ] This is where we are being directed and must consult. I want you to take note that in this case the Catholic rules were actually very strict. Please don't take things up in such a way as if I am saying this towards pro-Catholicism; I only want to point out the situation. It isn't important for us to be for, or opposed, to Catholicism, because it's about something quite different. Particular customs were very strictly adhered to in the Catholic Church—not at all what is today in Rome's mood and procedure. If a priest became so unworthy as to be excommunicated, then his skin would be ripped off, scraped off from his fingers where he had held the sacred host in his hands. His skin would be scraped off. Sometimes such things are referred to but legally it is so, and I know such processes quite well, that after the priest's excommunication the skin of the fingers which touched the host, were scraped off. You can certainly set the objective instead of the succession that goes from the apostles through the priesthood to the priest celebrating today. You can set that which goes through consecration and through the sacraments themselves. You can exclude priesthood, but you can only exclude that by taking things objectively, right to a certain degree, objectively, that the priest no longer may have skin on his fingers when he is no longer authorised to celebrate the sacrificial mass. [ 21 ] Isn't it true, if you have Catholic feeling, it is something as definite to you as two plus two making four? It is something definite according to religious feeling. When you don't have that then you as modern people must have a certain piety, which says to you the Catholic church has also just preserved the celebration of mass and if this is carried outside the circle to which it had been entrusted—other circles have not preserved the sacrifice of mass—if it is being performed in other circles it is pure theft. Real theft. These things must also be understood from such concepts. I believe to some it appears very difficult to understand what I am saying but in conclusion it has as such a certain validity which needs to be achieved through understanding. We don't have to worry about it here because you can experience the mass according to what there is to experience. As far as the training of a new ritual is concerned, it would not be disturbed at all by this, that the Catholic mass regards the mass to be something so real that it may certainly not to be removed from the field of Catholicism. [ 22 ] This is firstly something which I wanted to say during our limited time. When I speak about the mass itself, and I will do so, I will still have a few things to add. |
31. Collected Essays on Cultural and Contemporary History 1887–1901: Knight of Comical Form
04 May 1900, Rudolf Steiner |
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I dealt with Nietzsche's view of Greek philosophy, his relationship to modern philosophy, especially Kant's and Schopenhauer's, and the deeper foundations of his own thought. Dr. Seidl interprets the reasons why Mrs. |
31. Collected Essays on Cultural and Contemporary History 1887–1901: Knight of Comical Form
04 May 1900, Rudolf Steiner |
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A reply to Dr. Seidl's “unmasking” Dr. Arthur Seidl has felt compelled to defend Elisabeth Förster-Nietzsche against the allegations I made in an article in "Magazin für Literatur" (No. 6 of the current 69th issue) by "unmasking" me. He uses the following means for this "debunking". He imputes dishonest, even impure motives to my statements. He asserts things off the top of his head about which he knows nothing other than what Mrs. Förster-Nietzsche told him. He accuses me of contradictory statements in my article. He falsifies an account of a fact given by me, either because he is unable to understand what I have written or because he deliberately wants to cast a false light on my actions by distorting them. He invents a new interpretation of the old Heraclitus in order to provide a metaphysical-psychological explanation of the fact that Mrs. Förster-Nietzsche calls red today what was blue yesterday. He talks about the errors he found in Koegel's edition of Nietzsche's works. In between he rants. I will discuss these means of Dr. Arthur Seidl one by one. It is very characteristic of this gentleman's attitude that he accuses me of having written the article about the Nietzsche Archive and about Mrs. Förster-Nietzsche in order to help the "Magazin", which I published "with highly controversial success", by creating a "sensation". If anything within literary philistinism has caused the talk of "controversial success", it is precisely the fact that I run the "Magazin" with the greatest sacrifices, without resorting to journalistic tricks and "sensations", purely from a factual point of view. The philistines would, of course, find it more rational if I made use of all possible gimmicks. I have renounced all successes that could ever have brought me "sensations". Dr. Seidl insinuates, out of a genuinely philistine attitude, that in such an important matter as Nietzsche's I am out for sensationalism. At the end of my article I have clearly stated what my motives were. "I would have remained silent even now if I had not been driven to indignation by Horneffer's brochure and by the protection that Lichtenberger's book has received: In what hands Nietzsche's estate is." There are simply people who cannot believe in objective motives. They transfer their own way of thinking onto others. Nietzsche would say: they lack the most elementary instincts of intellectual purity. I will come back to other motives that Dr. Seidl imputes to me later on. First of all, it is necessary for me to correct the facts that Dr. Seidl has distorted in the most irresponsible manner, insofar as they relate to the role that I am supposed to have played in the break between Mrs. Elisabeth Förster-Nietzsche on the one hand and Dr. Fritz Koegel on the other. In the fall of 1896, Mrs. Förster-Nietzsche moved with the Nietzsche Archive from Naumburg a.d.S. to Weimar. Around the time of her move, a large part of the German press reported that I was working on the Nietzsche edition together with Dr. Koegel. The author of this untrue note has never been discovered. I was highly embarrassed by it, for I knew Dr. Koegel's sensitivities in this direction. He attached great importance to being named in public as the sole editor of those parts of the edition which he really edited alone. Until then, he had edited the entire edition up to and including the tenth volume, with the exception of the parts edited by Dr. von der Hellen, the second volume of "Menschliches, Allzumenschliches" and the essay "Jenseits von Gut und Böse" in the seventh volume. He also assured me that when Dr. von der Hellen left the Nietzsche Archive, he had received a definite promise from Mrs. Förster-Nietzsche that he would be the sole editor of all volumes of the estate (following the eighth volume). I had every reason not to give the impression that I wanted to use my friendly relationship with Mrs. Förster-Nietzsche to smuggle myself into the editorship. And Dr. Koegel had lost his sense of trust, as he had had a large number of differences with Mrs. Förster-Nietzsche over the years, which had repeatedly led him to believe that his position had been shaken. It was necessary on my part to avoid any confusion about my completely unofficial relationship with the Nietzsche Archive. When I visited Mrs. Förster-Nietzsche in Weimar for the first time, at her request, I told her that the rumor that had arisen from the above newspaper article, as if I were to be employed at the Nietzsche Archive, must be firmly countered. Mrs. Förster-Nietzsche agreed and at the same time regretted that the matter could not be true. I had the feeling that Mrs. Förster-Nietzsche would have liked to see my employment at that time, but her definite promise to Dr. Koegel that he would be the sole editor in the future stood in the way. I would like to emphasize, however, that no mention was made of Dr. Koegel's inability to edit the edition alone. I have now sent to a number of German newspapers, with Mrs. Förster-Nietzsche's consent, a correction of the above-mentioned note, which contains the words: "The sole editor of Nietzsche's works is Dr. Fritz Koegel. I have no official relationship with the Nietzsche Archive. Nor is such a relationship envisaged for the future." Dr. Koegel was on a vacation trip at the time. He had left behind in the Nietzsche Archive the printed manuscript of the " Wiederkunft des Gleichen" (Return of the Same) that he had compiled. He had already sent me this compilation in July of the same year. I then spoke to him several times about the thoughts contained in the printed manuscript. I never went through Nietzsche's manuscript. In October 1896, I also spoke repeatedly with Mrs. Förster-Nietzsche about the "Second Coming of the Same" and already then expressed the idea, which still forms my conviction today, that Nietzsche's main idea of the "Eternal Return" of all things arose from reading Dühring. In Dühring's "Kursus der Philosophie" this idea is expressed, only it is fought against there. We looked in Nietzsche's copy of Dühring's book and found the characteristic Nietzschean pencil marks in the margin where the thought is mentioned. At that time I told Mrs. Förster-Nietzsche many other things about the relationship of her brother's philosophy to other philosophical currents. The result was that one day she came out with the plan: I should develop my views and results for her in private lessons. Of course, even then I had the feeling, with which Dr. Seidl was now crawling, that these lectures should first be given by the editor of Nietzsche's writings; and I explained to Mrs. Förster-Nietzsche that I could only agree to give the lectures if Dr. Koegel agreed. I talked it over with Dr. Koegel, and the plan with the private lessons was realized. When Dr. Seidl claims in an outrageously scolding tone that I have no right to call these lectures on the "philosophy of Nietzsche", I reply that I have no name for such an untrue assertion, for which he cannot provide the slightest proof. For it is simply a lie to call these lectures by any other name. I must surely know what I dealt with in the lessons. Dr. Seid] knows nothing about it. I dealt with Nietzsche's view of Greek philosophy, his relationship to modern philosophy, especially Kant's and Schopenhauer's, and the deeper foundations of his own thought. Dr. Seidl interprets the reasons why Mrs. Förster-Nietzsche took lessons from me in a - I really cannot say otherwise - childish way. But if what he says about it is true, then he would have done Mrs. Förster-Nietzsche the worst possible service by revealing these alleged reasons. He is imposing on her a deceitfulness and a frivolous game with people that, despite everything I know about her, I would not expect her to play. When she asked me for the lessons, she should not have wanted to learn something, but to examine me to see whether I was fit to be a Nietzsche editor. There can be no doubt that if I had had the slightest inkling of such a plan, I would have indignantly left Mrs. Förster-Nietzsche, never to return. Dr. Seidl is of the opinion that this woman has caught me with such a plan in ambush under all kinds of pretexts. Anyone who does such a thing is acting frivolously. I leave it to Dr. Seidl to argue with Mrs. Förster-Nietzsche about this interpretation of her conduct. I continue with my account of the facts. Everything went pretty well until Dr. Koegel's engagement, which, if I remember correctly, took place at the end of November 1896. An error of memory on my part could only refer to a few days at most. Dr. Seidl finds himself compelled to accuse me of the "equally malicious and simple-minded insinuation" that I had made a connection between Dr. Koegel's engagement and the "enlightenment". engagement and Mrs. Förster-Nietzsche's "enlightenment" about Koegel's talent "& tout prix". I believe that only a not entirely pure imagination can see a malicious insinuation in my sentence (in the "Magazin" essay). I said nothing more than: "Soon after Dr. Koegel's engagement, Mrs. Förster-Nietzsche used my presence in the Nietzsche Archive during a private lesson to tell me that she had doubts about Dr. Koegel's abilities". Let us hear what a certainly classic witness says in this regard, namely Mrs. Elisabeth Förster-Nietzsche herself. In the unsolicited letter to me of September 1898, also mentioned by Dr. Seidl, she writes: "Dr. Koegel was not only to be the editor, but also the son and heir of the archive. But the latter was only possible if I had a sincere mutual friendship with Dr. Koegel. I also felt this lack and had hoped that we could become better friends through his marriage. But since I was completely mistaken about the bride, the lack of friendship and trust became much more noticeable after the engagement than before." Dr. Arthur Seidl! You dare to call me a "knight of the sad figure" because of my conduct towards Dr. Förster-Nietzsche. Look at you: how you fight! What you call a "malicious" and "simple-minded insinuation" of mine is nothing more than a reproduction of a passage from a letter by the "lonely woman" for whom you so "bravely" stand up, you knight in shining armor. The fact is that almost immediately after the engagement a profound difference arose between Mrs. Förster-Nietzsche and Dr. Fritz Koegel. For me, this difference became more noticeable and more embarrassing with each passing day. As often as I met Dr. Koegel, he talked excitedly about scenes with Mrs. Förster-Nietzsche and remarked that every day he felt more and more that she wanted to be rid of him. When I came to Mrs. Förster-Nietzsche's lessons, she brought up all sorts of things against Dr. Koegel. It is characteristic how her objections to Koegel's suitability as editor changed. At first she acted deeply offended that Dr. Koegel had neglected to put "Archivist of the Nietzsche Archive" on his engagement announcements. Soon afterwards, a new motif appeared on the scene. The family in Jena into which Dr. Koegel married was a pious one; Dr. Koegel would not be able to combine his position in the Nietzsche Archive with such a relationship. It would be bad if the Nietzsche editor had to get married in church and have his children baptized. As a light-hearted intermezzo, something else came in between. Dr. Koegel was reading the proof sheets of the French edition of Zarathustra because the Nietzsche Archive wanted to check this edition for accuracy. Koegel's bride was present at the reading of one of the sheets in the Nietzsche Archive. There was a discussion about the French translation of a sentence, and Dr. Koegel agreed with his bride about the correct French expression of a thought, contrary to Mrs. Förster-Nietzsche's opinion. She then complained to me that she was no longer the master of her archive. Gradually, such objections to Dr. Koegel gave rise to others, all in successive development. Mrs. Förster-Nietzsche began to doubt Koegel's philosophical expertise. The matter was at this stage when, on December 5, Mrs. Förster-Nietzsche attempted to involve me in the matter. The whole behavior of this woman, with all the dodges in which it was so rich, simply gave me the impression that she no longer wanted Koegel and was looking for all kinds of reasons. Dr. Arthur Seidl, in his comic chivalry, has an expression for this: "What at that time was still a certain unprovable instinct in her, subjective feeling and a dark sensation that the matter was not quite right, that something was not in order, was soon to prove... as a serious objective error and as scientific untenability". Strange, most strange: Mrs. Elisabeth Förster Nietzsche's instinct that something is scientifically wrong is expressed by the fact that she acts offended when her editor does not identify himself as "Archivist at the Nietzsche Archive" on his engagement announcements, or in the fear that he will get married in church. If I were to characterize the role I had played in the whole affair up to that point, I could not say otherwise than that I acted as an "honest broker". I tried to present Mrs. Förster-Nietzsche with all the reasons I could find for retaining Dr. Koegel as editor. I tried to calm the sometimes highly agitated Dr. Koegel. Then came December 5. I had a lesson with Mrs. Förster-Nietzsche. She had already indicated to me the day before, by a card she gave me, that she had important things to tell me the next day. This card was, of course, quite superfluous, because I would have appeared at the lesson that Saturday in any case. As soon as I arrived, the conversation turned to Dr. Koegel. He was an artist and an aesthete, but not a philosopher. He could not publish "The Revaluation of All Values" on his own. I have never denied that Mrs. Förster-Nietzsche tried to persuade me at the time that I should become editor alongside Dr. Koegel, that she made all sorts of nebulous remarks about modes of collaboration, and so on. I made no secret to Dr. Koegel of this gossip of hers. Only at that moment did the mutual bitterness between Mrs. Förster-Nietzsche and Dr. Koegel run too high. I foresaw that the mere announcement that Mrs. Förster-Nietzsche was planning to make a change in his position would provoke Dr. Koegel to the extreme. But Mrs. Förster-Nietzsche I had to listen to her out of courtesy. I told her that with Dr. Koegel's present irritability, it was highly inadvisable to let him know anything about her plan. I myself never gave my consent to this plan. Everything I said can be summarized in the conditional sentence: "Madam, my consent is irrelevant; even if I wanted to, such a will would be without consequence". - Mrs. Förster-Nietzsche could not take these words to mean that I would have wanted to, but only as a conditional acceptance of her plan, not to agree, but to reduce it to absurdity. I wanted to make her understand: firstly, that she could not change Dr. Koegel's position now, after she had promised him sole editorship; secondly, that Dr. Koegel would never agree to work with a second editor. That was all that happened on my part. As you can see, I wanted nothing more than to continue playing the "honest broker" role. If Mrs. Förster-Nietzsche now believes that she can dispose of me as she pleases, it is only due to her peculiarity that she believes she can place people wherever she wants like chess pieces. For my part, I had not the slightest reason to take Mrs. Förster-Nietzsche's word for not talking about her plan. It was absolutely her wish. I believe I even expressly remarked that, given my relationship with Dr. Koegel, I had to tell him something like that. Very well: we agreed not to talk about one of Mrs. Förster-Nietzsche's plans, the absurdity of which I had explained to her. Dr. Arthur Seidl has the audacity to present this as follows: "he made the request to the lady mentioned, to whom he must (or should) have felt a warm obligation, to protect his person in the event of any harangue her person from another side and then to deny a de facto consultation with his mouth - to put it nicely: the imposition of a lie". This is where Dr. Seidl commits an objective falsification. At the express wish of Mrs. Förster-Nietzsche, I gave her my word not to speak of her plan to Dr. Koegel, and then naturally asked her to do the same. Because I knew what would come out if she said anything. Where on earth can one speak of the imposition of a "lie"? But Dr. Seidl wants to say something completely different. He wants to create the impression that, after Mrs. Förster-Nietzsche had broken her word, which was not given because of me but because of her, I would have expected her to deny something. I will tell you in a moment how things stand with this supposed denial. But first I must tell Dr. Seidl that he is either incapable of understanding the account I have given (in the "Magazin" article), or that he is deliberately falsifying it. He has to choose between two things, either he has to confess that he does not understand a clearly formulated sentence, or the other, that he deliberately commits a falsification in order to slander me. In the former case, the impression of his comic knighthood increases for me; in the latter, however, I must tell him what Carl Vogt said to the Göttingen Court Councillor in the famous materialism dispute:
Sunday followed Saturday. On this day, Mrs. Förster-Nietzsche had arranged an engagement dinner for Dr. Koegel at the Nietzsche Archive. Various gentlemen from the Weimar Goethe Archive were invited, as well as Gustav Naumann, who together with his uncle ran the publishing house where Nietzsche's works were published, myself and others. Mrs. Förster-Nietzsche gave a speech during the meal in which she praised Koegel's services to the Nietzsche edition in words of appreciation. After the meal, she took Gustav Naumann aside and told him: Dr. Koegel was not a philosopher; he could not do the "revaluation of all values" at all. Dr. Steiner was a philosopher, he had read her philosophy splendidly; he can and will do the revaluation. Mr. Gustav Naumann believed he owed it to his friendship with Dr. Koegel to inform him of this conversation with Mrs. Förster-Nietzsche that very evening. Now Dr. Koegel's excitement, which I had wanted to avoid, had erupted. I met him that same evening. I calmed him down by telling him that I would do everything I could to keep him; I would never agree to become a second editor. I made no mention of my fruitless conversation with Mrs. Förster-Nietzsche on Saturday, because I was bound by my word; and even if that had not been the case, it would not have been necessary, for why waste words on Mrs. Förster-Nietzsche's talk, since it could lead to nothing without my consent. On the following Wednesday I received a letter from Dr. Koegel, who had gone to Jena to visit his future parents-in-law, in which he informed me that on Tuesday Mrs. Förster-Nietzsche had told Koegel's sister (whom she used at that time as an official intermediary between herself and Dr. Koegel, although she could always have spoken to him herself) that I had declared that a collaboration between myself and Dr. Koegel would be excellent, and that I would be happy to agree to it. Both were incorrect, as can be seen from my explanation of the facts. (Dr. Seidl, of course, has the audacity to claim a priori that it is correct. Another philosophical principle: what you cannot prove, you assert a priori). This Wednesday I had to go to Mrs. Förster-Nietzsche's class again. I now confronted her. I explained to her that she had put me in a fatal situation with her incorrect information. Dr. Koegel could not possibly explain the matter in any other way than that I was playing the role of an intriguer who was pretending other things than were going on behind the scenes. I told her in the most definite terms that I would clarify the matter in a preliminary letter to Dr. Koegel, and that I must demand that she herself set the record straight before Dr. Koegel and myself. I said at the time that I found it almost unbelievable that she should appear to be an intriguer, when I had made every effort to see that the facts of the case were absolutely clear. At the same time I remarked, in order to make clear to Mrs. Förster-Nietzsche the full extent of the inconvenience she had caused me: I would rather shoot myself than gain a position through intrigue. Mrs. Förster-Nietzsche then twisted these words in such a way that she later often claimed that I had said I would have to shoot myself if she did not retract her false statements. Dr. Seidl also rehashes the nonsensical duel tale. Never did Dr. Koegel threaten a duel. He did, however, write to Naumann that if what Mrs. Förster had said about an intrigue of mine turned out to be true, he wanted to challenge me. This passage from Dr. Koegel's letter became known to Mrs. Förster-Nietzsche; and she later, with the intention of riding me into enmity with Dr. Koegel, threw this threat, which was only uttered behind my back - to use Dr. Seidi's tasteful comparative language - "like a sausage at a ham". She could not bring this threat of a duel to my ears and eyes often enough, both verbally and in writing. Dr. Seidl had the audacity to say that I had "imploringly asked" Mrs. Förster-Nietzsche to "lie my way out of it". If Dr. Seidl, as such a comical knight, did not faithfully parrot everything he was told: one would truly have to take him for a rogue. Mrs. Förster-Nietzsche now claimed in the conversation just discussed that she had written me a letter the previous day - that is, on Tuesday - in which I would find the explanation for her behavior. I said I wouldn't have cared about such a letter, but I never received one. And strangely enough, on Wednesday afternoon, a few hours after the conversation with Mrs. Förster-Nietzsche, I found a letter from her in which she wrote the following: "So today, for certain reasons, I was compelled to tell Miss Koegel that I had asked you whether, in the event that I asked you to publish the revaluation with Dr. Koegel, you would be inclined to do so and whether you believed that you would both be finished with it in a year; - you would have answered in the affirmative. You also said that Dr. Koegel had already told you of similar intentions on my part. This was all on Saturday. I will let you know quickly so that you are informed." So Mrs. Förster-Nietzsche believed that she could dispose of me in any way she liked; she only had to give the order: I say you have done this and then it is so. "I'll let you know quickly so that you are informed." It was also urgently necessary, this instruction. It's just a pity that I only received the letter after Mrs. Förster-Nietzsche had already wreaked havoc. Otherwise I would have told her beforehand: "If for certain reasons you feel compelled to say false things about me, then for certain reasons I will feel compelled to accuse you of untruth. On December 10, Mrs. Förster-Nietzsche made a definite statement to Dr. Koegel, myself and two witnesses that what she had said to Koegel's sister about me was not true. The next day she was already sorry again that she had made this statement, and she tried to turn the matter around in the following way. She insisted that there had been a conversation between her and me on the Saturday in question. I had to admit that. I explained to her on the Saturday of ır. December: it didn't matter that there had been any conversation at all, but only that the information she had given Koegel's sister was incorrect. For me, the matter was now closed. I can prove that I never demanded of Frau Förster that she should deny anything; rather, from the moment I heard of her incorrect statements through Dr. Koegel, I was quite certain that I also reproached her for this incorrectness. On Sunday, December 2, she wrote me a letter from which it is clear that I never asked her to lie to me, but that I always asserted the incorrectness of her statements to her face. In this letter she writes: "It is a pity that we have never spoken properly about the whole matter. Think that I was indeed firmly convinced that you knew as well as I did that the much disputed conversation had really taken place. Now you think that yesterday it suddenly dawned on me that you are really and truly convinced that you have heard nothing of the things I remember exactly." So Mrs. Förster-Nietzsche built golden bridges for herself by claiming to remember exactly. I allowed her the pleasure. I have no interest in the way she makes things up. But she admits here that I never - as Dr. Seidl now "chivalrously" babbles - "implored" her to lie, but that I told her frankly and freely: it is not true that I gave my consent. Mrs. Förster-Nietzsche goes on to describe the matter quite nicely: "What a boundless pity that I was not convinced sooner, for then the whole thing would have gained a much more cheerful and natural appearance. It was nothing more than one of those cases of absent-mindedness that so often occur, especially among scholars: one person talks about certain things in a vague way, the other listens distractedly, says yes and makes friendly faces, and then forgets the whole thing in the subsequent philosophical lecture." Now Mrs. Förster-Nietzsche may rest assured that I would certainly not have forgotten a promise on my part. But what she said was meaningless and actually irrelevant to me. So. Now I come back to you, Dr. Arthur Seidl. I have proved to you that you were reckless enough to repeat things whose incorrectness is easy to demonstrate. Before I show you the flimsiness of your assertions about my alleged contradictions, I will ask you two more things. I. You write: "And it must not be overlooked that in the whole battle that broke out, the selfish and personal motives were entirely on the side of her (Mrs. Förster-Nietzsche's) opponents, who as Nietzsche's publishers wanted to create pecuniary advantages for themselves." Since you speak of Nietzsche publishers in the plural, you imply that I have ever sought pecuniary advantages in this matter. I was never a Nietzsche publisher; I never wanted to become one, so I never wanted to gain pecuniary advantages. You will not be able to provide proof for your assertions. You are therefore putting slander into the world. 2. you claim: I should have felt a warm obligation towards Mrs. Förster-Nietzsche. I challenge you to tell me the very least that entitles Mrs. Förster-Nietzsche to claim any special thanks from me. But now to your "logical contradictions" in my essay. You, Dr. Arthur Seidl, claim that it follows from my account that Mrs. Förster-Nietzsche must have been convinced in the autumn of 1896 that the volumes ııı and ı2 were erroneous, since she claimed that Dr. Koegel could not publish the "Umwertung". You say: "Well, I think that in such a case one can only feel doubt and anxiety on the basis of existing samples and work already done, which must have been available from Dr. Koegel up to and including volume 12." If there is even a milligram of sense in this reply, then I want to be called "Peter Zapfel". I declare on the basis of the facts that Mrs. Förster-Nietzsche knew nothing of errors in the ıı. and ı2. volumes in the autumn of 1896 and conclude from this that she based her assertion that Dr. Koegel could not publish the "Umwertung" on nothing; and the Dr. Seidl comes and says: Yes, it is precisely from the fact that she declared him incapable of publishing the "Umwrertung" that one can see that she must have recognized the flawed nature of volumes 11 and ı2. Think of this philosopher Seidl as a judge. The defense lawyer of a defendant proves that he could not have committed a murder that demonstrably took place in Berlin at ı2 o'clock because the defendant only arrived in Berlin at ı2 o'clock. The judge, Dr. Seidl, throws himself on his chest and says: "Mr. Defense Attorney, you are not a logician: if the defendant only arrived in Berlin at ı2 o'clock, then the murder can only have happened after one o'clock. Well, after this rehearsal, I won't get any further into Dr. Seidl's logic. It seems too unfruitful. It is the height of nonsense that old Heraclitus has to be used to justify Mrs. Förster-Nietzsche calling red today what was blue yesterday. "Everything flows", says the good Heraclitus; therefore, Mrs. Förster-Nietzsche's statements about one and the same object may also "flow". "Yesterday's blue color can indeed take on a reddish hue in our eyes, depending on today's lighting." Certainly it can, wise Dr. Seidl; but if you claim that the color that only took on a red hue today already had it yesterday, then you have simply lied, despite your ingenious interpretation of Heraclitus. You are no different to old Heraclitus than you are to me: you know quite as much about both: namely nothing.1 I am not arguing with you about the value of Lichtenberger's book, Dr. Seidl. For you are just as happy with the justification of this book from Nietzsche's sentence . with the "light feet" as you are with the derivation of "Today blue, tomorrow red" from Heraclitus' "Everything flows". Certainly, Dr. Seidl, light feet are a great advantage; but in such cases as the one we are dealing with here, they must carry a spirit-filled head. Zarathustra is a dancer, says Nietzsche. Dr. Seidl quickly re-evaluates this Nietzschean value: every dancer is a Zarathustra. What you can learn in Weimar today! You are forgiven, Dr. Seidl, for tearing down my booklet "Nietzsche, a fighter against his time". By the way, you can believe me that I know the weaknesses of this book, written five years ago, better than you do. I would perhaps write some things differently today. But it has one advantage over many: it is an honest book in every line. That is why it has not only found praise among Nietzsche followers, but a fierce opponent of Nietzsche recently found that I am the only one among Nietzsche's followers who "can be taken seriously". Dr. Seidl claims that in "Zarathustra" it is not the idea of the "superman" that is important, but the "eternal return". He puts forward a reason for this that is truly "godly". This idea occurs no less than three times in Zarathustra. Now three times some other thoughts also occur in Zarathustra. According to Mr. Seidl's logic, they could therefore just as well be placed above the "superman" thought, which does not occur three times, but runs like a red thread through the whole. And that "the whole" boils down to the idea of the Second Coming is simply not true. Dr. Seidl also seems to sense the flimsiness of his logic; in order to prove more than he is capable of, he invokes the fact that Richard Strauss turned the "nuptial ring of rings" into the "light-footed" ring dance of an ideal waltz rhythm. This is how I recognize Dr. Arthur Seidl. I have the honor of knowing him from Weimar. It was always like this with him: wherever concepts were lacking, he always found the right music at the right time. A logical snippet from Dr. Seidl, which, however, seems to point to the current school in the Nietzsche Archive, I would like to mention at the end. With all kinds of sources, Dr. Seidl claims that Mrs. Förster-Nietzsche has "so far made the right decision in all decisive points concerning the organization of the complete edition". Now she and the current editors claim that on the most important point so far, with regard to Dr. Koegel's editorship, she has made the wrong decision. As the logic goes: "All Cretans are liars, says a Cretan. Since he himself is a liar, it cannot be true that all Cretans are liars. Mrs. Förster-Nietzsche has always hit on the right thing, so she also hit on the right thing when she claimed that she had hit on the wrong thing with Dr. Fritz Koegel. That is Nietzsche editor logic. Now I would like to say a few words about your brazen assertions at the end of your essay. Dr. Seidl, it is you, not me, who is pulling the wool over the eyes of uninformed people. For I have admitted from the outset the errors which you reproach Koegel's edition with and about which you do not know enough "morality tales" to tell. I have even conceded that an edition with such errors may be withdrawn if the opportunity arises. It is not these errors that matter. I believe them, too, without first checking them again, as you do with Dr. Koegel. The main point of my refutation of Horneffer's brochure consists in proving that the aphorisms compiled by Dr. Koegel in volume ı2 do indeed give an idea of the form of the "Eternal Reappearance Doctrine" that this doctrine took in Nietzsche in August 1881. In order to provide such proof, one need only have the aphorisms printed in volume ı2 in front of one's eyes. The reading errors made by Koegel do not change this. Dr. Seidl avoids a reply to this proof of mine with the completely meaningless suspicion: I judge without having seen the manuscripts. No, I have not seen them; but I do not need to have seen them for what I am claiming. I lack the space here to substantiate my conviction regarding Nietzsche's idea of the "Eternal Second Coming" in greater depth. I will do so elsewhere. The fact is - as can be asserted with a probability almost bordering on certainty - that Nietzsche took up the idea of the "Eternal Second Coming" from Dühring and initially envisaged it as the opposite view to the generally accepted one, which was also held by Dühring. The "draft" that Koegel communicated in the ı2nd volume belongs to the time when Nietzsche had such a plan. However, he soon dropped the idea because he felt that the "draft" of 1881 could not be realized. Later it only appeared sporadically, as in Zarathustra, and at the very end of his work it reappeared, as I now believe, as one of the symptoms of the madness that had previously announced itself. What Dr. Koegel published in the ı2nd volume could therefore only be a flawed work, simply because the insertion of the idea of reincarnation into Nietzsche's system of ideas was a flawed one. And some critics, e.g. Mr. Kretzer (in an article in the "Frankfurter Zeitung"), felt this deficiency. And it was around this time that Mrs. Förster-Nietzsche's earlier "dark feeling" began to become an "objective error" on the part of Dr. Koegel. In the aforementioned unsolicited letter to me, she wrote: "If this shattering thought could not be proven splendidly, irrefutably, scientifically, it was better and more reverent to treat it as a mystery than as a mysterious idea that could have tremendous consequences. The scientific proof would have come! It is clear from all my brother's notes that he wished this idea to be treated in this way: "Don't speak! Dr. Koegel's poor, misguided, falsified publication murdered this tremendous idea! I will never forgive him for that." I believed: here we have the crux of the matter. The core. Nietzsche's work on the "Eternal Return" from 1881 is untenable. Nietzsche abandoned the plan because it was untenable. Dr. Koegel, as editor of the estate, had to give an idea of this untenable work. That is his main crime. What is untenable in Nietzsche is to be explained as a forgery by the editor. Mrs. Förster-Nietzsche claims on $. LXIV of her introduction to Lichtenberger's book that "this strange and meager publication must disappoint every sincere Nietzsche admirer". Well, the sincere Nietzsche admirers cannot be disappointed when they see that the revered man conceives a flawed plan and then puts it aside because he recognizes its inadequacy. Whoever is of the opinion of Mrs. Förster-Nietzsche that these embryonic developments of thought should have been published with the addition of the later ones that perfected them (see introduction to Lichtenberger p. LXIV): precisely he has the tendency: the form of the idea of reincarnation, as Nietzsche had it in 1881, should have been falsified by the addition of later thoughts. I have never disputed the merits of Mrs. Förster-Nietzsche, which she really has. I even remember a certain letter that I wrote to Mrs. Förster-Nietzsche, although not unsolicited at the time, in which I wrote about these real merits, because Mrs. Förster-Nietzsche needed something like that at the time. She wrote me a letter on October 27, 1895, in which she thanked me for my letter: "Your manifesto against the unbelievers and the uninstructed pleases Dr. Koegel and me extraordinarily and we read it with great edification. Thank you very much for it." But there was nothing to entitle Mrs. Förster-Nietzsche to draw me into a matter that was none of my business, into which I did not want to be drawn. And when this involvement then had consequences that Dr. Seidl calls "more brutal than particularly effective", I was again the first to regret that such scenes had been made necessary. But no one else made them necessary than Mrs. Förster-Nietzsche. If only the "lonely woman" in Weimar had not been treated worse by anyone than by me! Right up to the point when she provoked me in an outrageous way, of course. I wonder if she gets along better with knights of comic stature like Dr. Arthur Seidl!
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7. Mysticism at the Dawn of the Modern Age: Cardinal Nicolas of Cusa
Tr. Karl E. Zimmer Rudolf Steiner |
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(I am well aware that people who rely on the gospel that “our entire world of experience” is made up of sensations of unknown origin will look down haughtily upon this exposition, in somewhat the same way as Dr. Erich Adikes in his work, Kant contra Haeckel says condescendingly: “For the time being, people like Haeckel and thousands of his kind philosophize merrily on, without worrying about any theory of cognition or about critical introspection.” |
7. Mysticism at the Dawn of the Modern Age: Cardinal Nicolas of Cusa
Tr. Karl E. Zimmer Rudolf Steiner |
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[ 1 ] A gloriously shining star in the firmament of medieval spiritual life is Nicolas Chrypffs of Cusa (near Treves, 1401–1464) He stands upon the heights of the learning of his time. In mathematics he has produced outstanding work. In natural science he may be described as the precursor of Copernicus, for he held the point of view that the earth is a moving heavenly body like others. He had already broken with the view on which the great astronomer, Tycho Brahe, still relied a hundred years later when he flung the following sentence against the teaching of Copernicus: “The earth is a coarse and heavy mass, unsuited for movement; how can Copernicus make a star of it and lead it around in the atmosphere?” Nicolas of Cusa, who not only encompassed the knowledge of his time but developed it further, also to a high degree had the capacity of awakening this knowledge to an inner life, so that it not only elucidates the external world but also procures for man that spiritual life for which he must long from the most profound depths of his soul. If one compares Nicolas with such spirits as Eckhart or Tauler, one reaches an important conclusion. Nicolas is the scientific thinker who wants to raise himself to a higher view as the result of his research into the things of the world; Eckhart and Tauler are the believing confessors who seek the higher life through the contents of their faith. Nicolas finally reaches the same inner life as Meister Eckhart, but the content of the inner life of the former is a rich learning. The full meaning of the difference becomes clear when one considers that for one who interests himself in the various sciences there is a real danger of misjudging the scope of the way of knowing which elucidates the different fields of learning. Such a person can easily be misled into the belief that there is only one way of knowing. He will then either under—or over—estimate this knowing, which leads to the goal in things pertaining to the different sciences. In the one case he will approach objects of the highest spiritual life in the same way as a problem in physics, and deal with them in terms of concepts that he uses to deal with the force of gravity and with electricity. According to whether he considers himself to be more or less enlightened, to him the world becomes a blindly acting mechanism, an organism, the functional construction of a personal God, or perhaps a structure directed and penetrated by a more or less clearly imagined “world soul.” In the other case he notices that the particular knowledge of which he has experience is useful only for the things of the sensory world; then he becomes a skeptic who says to himself: we cannot know anything about the things which lie beyond the world of the senses. Our knowledge has a boundary. As far as the needs of the higher life are concerned, we can only throw ourselves into the arms of a faith untouched by knowledge. For a learned theologian like Nicolas of Cusa, who was at the same time a natural scientist, the second danger was especially real. In his education he was after all a product of Scholasticism, the dominant philosophy in the scholarly life of the Church of the Middle Ages, which had been brought to its highest flower by Thomas Aquinas (1225–1274), the “Prince of Scholastics.” This philosophy must be used as a background if one wants to depict the personality of Nicolas of Cusa. [ 2 ] Scholasticism is in the highest degree a product of human ingenuity. In it the logical faculty celebrated its greatest triumphs. One who aims to elaborate concepts in their sharpest and clearest contours should serve an apprenticeship with the Scholastics. It is they who provide the highest schooling for the technique of thinking. They have an incomparable agility in moving in the field of pure thought. It is easy to underestimate what they were capable of accomplishing in this field. For in most areas of learning the latter is accessible to man only with difficulty. Most people attain it clearly only in the realms of counting, of arithmetic, and in thinking about the properties of geometric forms. We can count by adding a unit to a number in our thoughts, without calling sensory images to our help. We also calculate without such images, in the pure element of thought alone. As for geometric forms, we know that they do not completely coincide with any sensory image. In the reality of the senses there exists no (conceptual) circle. And yet our thinking occupies itself with the latter. For objects and processes which are more complicated than numerical and spatial structures, it is more difficult to find conceptual counter-parts. This has led to the claim made in some quarters that there is only as much real knowledge in the various fields of investigation as there is that in them which can be measured and counted. This is as decidedly wrong as is anything one-sided; but it seduces many, as often only something one-sided can. Here the truth is that most people are not capable of grasping purely conceptual when it is no longer a matter of something measurable or countable. But one who cannot do this in connection with higher realms of life and knowledge resembles in this respect a child who has not yet learned to count in any other way than by adding one pea to another. The thinker who said that there is as much true knowledge in any field of learning as there is mathematics in it, did not grasp the full truth of the matter. One must require that everything which cannot be measured and counted, is to be treated in the same conceptual fashion as numerical and spatial structures. And this requirement was respected by the Scholastics in the highest degree. Everywhere they sought the conceptual content of things, just as the mathematician seeks it in the area of the measurable and countable. [ 3 ] In spite of this accomplished logical skill the Scholastics attained only a one-sided and subordinate concept of cognition. According to this concept, in the process of cognition man produces in himself an image of what he is to grasp. It is quite obvious that with such a concept of cognition, one must place all reality outside of cognition. For in the process of cognition one cannot then grasp a thing itself, but only an image of this thing. Man also cannot grasp himself in his self-knowledge; what he grasps of himself is only an image of his self. It is quite in the spirit of Scholasticism that someone who is closely acquainted with it says (K. Werner in his Franz Suarez und die Scholastik der letzten Jahrhunderte, Francisco Suarez and the Scholasticism of the Last Centuries, p. 122): “In time man has no perception of his self, the hidden foundation of his spiritual nature and life; ... he will never be able to look at himself; for either, forever estranged from God, he will find in himself only a bottomless dark abyss and endless emptiness, or he will, blessed in God, and turning his gaze inward, find only God, Whose sun of grace shines within him, and Whose image reflects itself in the spiritual traits of his nature.” One who thinks about all cognition in this way has only a concept of that cognition which is applicable to external things. What is sensory in a thing always remains external to us. Therefore into our cognition we can only receive images of what is sensory in the world. When we perceive a color or a stone we cannot ourselves become color or stone in order to know the nature of the color or of the stone. And neither can the color or the stone transform itself into a part of our own natura! But it must be asked, Is the concept of such a cognition, focused as it is upon the external in things, an exhaustive one?—It is true that for Scholasticism all human cognition coincides in its essentials with this cognition. Another writer who knows Scholasticism extremely well, (Otto Willmann, in his Geschichte des Idealismus, History of Idealism, V. 2, 2nd ed., p. 396) characterizes the concept of cognition of this philosophy in the following way: “Our spirit, associated with the body as it is in earthly life, is primarily directed toward the surrounding world of matter, but focused upon the spiritual in it; that is, the essences, natures, and forms of things, the elements of existence which are akin to it and provide it with the rungs by which it ascends to the supra-sensory; the field of our cognition is thus the realm of experience, but we should learn to understand what it offers, penetrate to its sense and idea, and thereby open to ourselves the world of ideas.” The Scholastic could not attain a different concept of cognition. He was prevented from doing so by the dogmatic teaching of his theology. If he had fixed his spiritual eye upon what he considered to be a mere image, he would have seen that the spiritual content of things reveals itself in this supposed image; he would then have found that God does not merely reflect Himself within him, but that He lives in him, is present in him in His essence. In looking within himself he would not have beheld a dark abyss, an endless emptiness, nor merely an image of God; rather would he have felt that a life pulses in him which is the divine life itself, and that his own life is the life of God. This the Scholastic could not admit. In his opinion God could not enter into him and speak out of him; He could only exist in him as an image. In reality, the Divinity had to be presupposed outside the self. Thus it had to reveal itself through supernatural communications from the outside, and could not do so within, through the spiritual life. But what is intended by this is exactly what is least achieved. It is the highest possible concept of the Divinity which is to be attained. In reality, the Divinity is degraded to a thing among other things, but these other things reveal themselves to man in a natural manner, through experience, while the Divinity is to reveal Itself to him supernaturally. However, a difference between the cognition of the Divine and of the creation is made in saying that, as concerns the creation, the external thing is given in the experience, that one has knowledge of it. As concerns the Divine, the object is not given in the experience; one can only attain it through faith. Thus for the Scholastic the highest things are not objects of knowledge, but only of faith. It is true that, according to the Scholastic view, the relationship of knowledge to faith is not to be imagined in such a way that in a certain field only knowledge reigns, in another only faith. For “cognition of the existing is possible for us, because it originates in a creative cognition; things are for the spirit because they are from the spirit; they tell us something because they have a meaning which a higher intelligence has put into them.” (O. Willmann, Geschichte des Idealismus, History of Idealism, V. 2, p. 383.) Since God has created the world according to His ideas, if we grasp the ideas of the world, we can also grasp the traces of the Divine in the world through scientific reflection. But what God is in His essence we can only grasp through the revelation which He has given us in a supernatural manner, and in which we must believe. What we must think concerning the highest things is not decided by any human knowledge, but by faith; and “to faith belongs everything that is contained in the Scriptures of the New and Old Covenant, and in the divine traditions.” (Joseph Kleutgen, Die Theologie der Vorzeit, The Theology of Antiquity, V. 1, p. 39.)—We cannot make it our task here to describe in detail and to explain the relationship of the content of faith to that of knowledge. In reality, the content of all faith originates in an inner experience man has had at some time. It is then preserved, according to its external import, without the consciousness of how it was acquired. It is said of it that it came into the world through supernatural revelation. The content of the Christian faith was simply accepted by the Scholastics as tradition. Science and inner experience were not allowed to claim any rights over it. Scholasticism could no more permit itself to create a concept of God than science can create a tree; it had to accept the revealed concept as given, just as natural science accepts the tree as given. The Scholastic could never admit that the spiritual itself shines and lives within man. He therefore drew a limit to the jurisdiction of science where the field of external experience ends. Human cognition could not be permitted to produce a concept of the higher entities out of itself. It was to accept revealed one. That in doing this it actually only accepted one which had been produced at an earlier stage of human spiritual life, and declared it to be a revealed one, this the Scholastics could not admit.—In the course of the development of Scholasticism therefore, all those ideas had disappeared from it which still indicated the manner in which man has produced the concepts of the Divine in a natural way. In the first centuries of the development of Christianity, at the time of the Fathers of the Church, we see how the content of the teachings of theology came into being little by little through the inclusion of inner experiences. This content is still treated entirely as an inner experience by Johannes Scotus Erigena, who stood at the height of Christian theological learning in the ninth century. Among the Scholastics of the succeeding centuries this quality of an inner experience is completely lost; the old content is reinterpreted as the content of an external, supernatural revelation.—One can therefore interpret the activity of the mystical theologians Eckhart, Tauler, Suso and their companions by saying: They were inspired by the content of the teachings of the Church, which is contained in theology, but had been reinterpreted, to bring forth a similar content out of themselves anew as an inner experience. [ 4 ] Nicolas of Cusa enters upon the task of ascending by oneself to inner experiences from the knowledge one acquires in the different sciences. There can be no doubt that the excellent logical technique the Scholastics had developed and for which Nicolas had been educated, furnishes an excellent means for attaining inner experiences, although the Scholastics themselves were kept from this road by their positive faith. But one will only understand Nicolas completely when one considers that his vocation as priest, which raised him to the dignity of Cardinal, prevented him from making a complete break with the faith of the Church, which found its contemporary expression in Scholastic theology. We find him so far advanced along a certain path that every further step would of necessity have led him out of the Church. Therefore we understand the Cardinal best if we complete that step which he did not take, and then in retrospect illuminate what had been his intention. [ 5 ] The most important concept of the spiritual life of Nicolas is that of “learned ignorance.” By this he understands a cognition which represents a higher level, as opposed to ordinary knowledge. Knowledge in the subordinate sense is the grasping of an object by the spirit. The most important characteristic of knowledge is that it gives information about something outside the spirit, that is, that it looks at something which it itself is not. In knowledge, the spirit thus is occupied with things thought of as being outside of it. But what the spirit forms in itself concerning things is the essence of things. Things arc spirit. At first man sees the spirit only through the sensory covering. What remains outside the spirit is only this sensory covering; the essence of things enters into the spirit. When the spirit then looks upon this essence, which is substance of its substance, it can no longer speak of knowledge, for it does not look upon a thing which is outside of it; it looks upon a thing which is a part of itself; it looks upon itself. It no longer knows; it only looks upon itself. It is not concerned with a “knowing,” but with a “not-knowing.” It no longer grasps something through the spirit; it “beholds, without grasping,” its own life. This highest level of cognition, in relation to the lower levels, is a “not-knowing.”—It will be seen that the essence of things can only be communicated through this level of cognition. With his “learned not-knowing” Nicolas of Cusa thus speaks of nothing but the knowledge reborn as inner experience. He himself tells how he came to have this inner experience. “I made many attempts to unite my thoughts about God and the world, about Christ and the Church in one fundamental idea, but of them all none satisfied me until finally, during the return from Greece by sea, the gaze of my spirit lifted itself, as if through an inspiration from on high, to the view in which God appeared to me as the highest unity of all contrasts.” To a greater or lesser extent the influences which derive from a study of his predecessors are involved in this inspiration. In his way of thinking one recognizes a peculiar renewal of the ideas we encounter in the writing of a certain Dionysius. Scotus Erigena, mentioned above, had translated this work into Latin. He calls the author “the great and divine revealer.” These writings were first mentioned in the first half of the sixth century. They were ascribed to that Dionysius the Aeropagite mentioned in the Acts of the Apostles, who was converted to Christianity by Paul. Here we shall not go into the problem as to when these writings were really composed. Their contents had a strong effect on Nicolas, as they already had on Johannes Scotus Erigena, and as they must also have been stimulating in many respects for the way of thinking of Eckhart and his companions. The “learned not-knowing” is prefigured in a certain way in these writings. Here we shall record only the main feature of the way of thinking of these writings. Man first comes to know the things of the sensory world. He reflects on their existence and activity. The primordial foundation of all things must lie higher than the things themselves. Man therefore cannot expect to grasp this primordial foundation with the same concepts and ideas as he grasps the things themselves. If therefore he attributes to the primordial foundation (God) qualities which he knows from lower things, these qualities can only be auxiliary ideas of the weak spirit, which draws the primordial foundation down to itself in order to be able to imagine it. In reality, therefore, no quality which lower things have can be said to belong to God. It cannot even be said that God is. For “being” too is a concept which man has formed in connection with lower things. But God is exalted above “being” and “not-being.” Thus the God to Whom we ascribe qualities is not the true one. We arrive at the true God if we imagine a “Supergod” above a God with such qualities. Of this “Supergod” we can know nothing in the ordinary sense. In order to reach Him, “knowing” must flow into “not-knowing.”—One can see that such a view is based on the consciousness that out of what his sciences have furnished him man himself—in a purely natural way—can develop a higher cognition, which is no longer mere knowledge. The Scholastic view declared knowledge to be incapable of such a development, and at the point where knowledge is supposed to end, it had faith, based on an external revelation, come to the aid of knowledge.—Nicolas of Cusa thus was on the way toward once again developing that out of knowledge which the Scholastics had declared to be unattainable for cognition. [ 6 ] From the point of view of Nicolas of Cusa therefore, one cannot say that there is only one kind of cognition. Cognition, on the contrary, is clearly divided into what mediates a knowledge of external things, and what is itself the object of which one acquires knowledge. The former kind of cognition rules in the sciences which we acquire concerning the things and processes of the sensory world; the latter kind is in us when we ourselves live in what has been acquired. The second kind of cognition develops from the first. Yet it is the same world to which both kinds of cognition refer, and it is the same man who shares in both. The question must arise, How does it come about that one and the same man develops two kinds of cognition of one and the same world?—The direction in which the answer to this question is to be sought was already indicated in our discussion of Tauler (cf. above). Here this answer can be formulated even more definitely with regard to Nicolas of Cusa. First of all, man lives as a separate (individual) being among other separate beings. To the influences which the other beings exercise upon one another, in him is added the faculty of (lower) cognition. Through his senses he receives impressions of the other beings, and he works upon these impressions with his spiritual faculties. He directs his spiritual gaze away from external things and looks at himself, at his own activity. Thus self-knowledge arises in him. As long as he remains upon this level of self-knowledge he does not yet look upon himself in the true sense of the word. He can still believe that there is some hidden entity active within him, and that what appears to him as his activity are only the manifestations and actions of this entity. But the point can come at which it becomes clear to man through an incontrovertible inner experience that in what he perceives and experiences within himself he possesses, not the manifestation, the action, of a hidden force or entity, but this entity itself in its primordial form. He can then say to himself: All other things I encounter in a way ready-made, and I, who stand outside them, add to them what the spirit has to say with regard to them. But in what I myself thus creatively add to things in myself, in that I myself live, that is what I am, that is my own essence. But what is it that speaks in the depths of my spirit? It is knowledge that speaks, the knowledge I have acquired about the things of the world. But in this knowledge it is not some action, some manifestation which speaks; something speaks which keeps nothing back of what it has in itself. In this knowledge speaks the world in all its immediacy. But I have acquired this knowledge from things and from myself, as from a thing among things. Out of my own essence it is I myself and the things who speak. In reality I no longer merely express my nature; I express the nature of things. My “I” is the form, the organ through which things declare themselves with regard to themselves. I have gained the experience that I experience my own essence within myself, and for me this experience becomes enlarged into another, that in me and through me the universal essence expresses itself, or, in other words, knows itself. Now I can no longer feel myself to be a thing among things; I can only feel myself to be a form in which the universal essence has its life.—It is therefore only natural that one and the same man should have two kinds of cognition. With regard to the sensory facts he is a thing among things, and, insofar as this is the case, he acquires a knowledge of these things; but at any moment he can have the higher experience that he is the form in which the universal essence looks upon itself. Then he himself is transformed from a thing among things into a form of the universal essence—and with him the knowledge of things is changed into an utterance of the nature of things. This transformation however can in fact be accomplished only by man himself. What is mediated in the higher cognition is not yet present as long as this higher cognition itself is not present. It is only in creating this higher cognition that man develops his nature, and only through the higher cognition of man does the nature of things come into actual existence. If therefore it is required that man should not add anything to the things of the senses through his higher cognition, but should express only what already lies in them in the outside world, then this simply means renouncing all higher cognition.—From the fact that, as regards his sensory life, man is a thing among things, and that he only attains higher cognition when as a sensory being he himself accomplishes his transformation into a higher being, from this it follows that he can never replace the one cognition by the other. Rather, his spiritual life consists of a perpetual moving to and fro between the two poles of cognition, between knowing and seeing. If he shuts himself off from seeing, he foregoes the nature of things; if he were to shut himself off from sensory knowing, he would deprive himself of the things whose nature he wants to understand.—The same things reveal themselves to the lower understanding and to the higher seeing, only they do this at one time with regard to their external appearance, at the other time with regard to their inner essence.—Thus it is not due to things themselves that at a certain stage they appear only as external objects; rather it is due to the fact that man must first transform himself to the point where he can reach the stage at which things cease to be external. [ 7 ] It is only with these considerations in mind that certain views natural science elaborated in the nineteenth century appear in their proper light. The adherents of these views say to themselves: We hear, see, and touch the things of the material world through the senses. The eye, for instance, communicates to us a phenomenon of light, a color. We say that a body emits red light when, by the mediation of our eye, we have the sensation “red.” But the eye gives us this sensation in other cases too. If it is struck or pressed, if an electric current passes through the head, the eye has a sensation of light. Hence in those instances also in which we have the sensation that a body emits light of a certain color, something may be occurring in that body which does not have any resemblance to color. No matter what is occurring in outside space, as long as this process is suitable for making an impression upon the eye, a sensation of color arises in me. What we perceive arises in us because we have organs that are constituted in a certain way. What goes on in outside space remains outside of us; we know only the effects which external processes bring forth in us. Hermann Helmholtz (1821–1894) has given expression to this idea in a clearly defined way. “Our perceptions are effects produced in our organs by external causes, and the way such an effect manifests itself is of course substantially dependent on the kind of apparatus acted upon. Insofar as the quality of our perception gives us information about the characteristics of the external influence by which it is caused, it can be considered as a sign of the latter, but not as a likeness of it. For of an image one requires some kind of similarity to the object represented: of a statue, similarity of form; of a drawing, similarity of the perspective projection in the field of view; of a painting, in addition to this, similarity of colors. But a sign need not have any kind of resemblance to that of which it is a sign. The relationship between the two is limited to this, that the same object, exercising its influence under the same circumstances, calls forth the same sign, and that therefore unlike signs always correspond to unlike influences ... If in ripening berries of a certain variety develop both a red pigment and sugar, then red color and sweet taste will always be found together in our perception of berries of this kind.” (cf. Helmholtz: Die Tatsachen der Wahrnehmung, The Facts of Perception, p. 12 f.) I have characterized this way of thinking in detail in my Philosophie der Freiheit, Philosophy of Spiritual Activity, and in my Rätsel der Philosophie, Riddles of Philosophy, 1918.—Let us now follow step by step the train of thought which is adopted in this view. A process is assumed in outside space. It produces an effect upon my sensory organ; my nervous system transmits to my brain the impression produced. Another process is effected there. I now perceive “red.” Now it is said: The perception of “red” is thus not outside; it is in me. All our perceptions are only signs of external processes, the real character of which we know nothing. We live and act among our perceptions, and know nothing about their origin. In line with this way of thinking one can also say: If we had no eye there would be no color; nothing would then transform the external process, which is unknown to us, into the perception “red.” For many this train of thought is something seductive. Nevertheless it rests upon a complete misinterpretation of the facts under consideration. (If many contemporary natural scientists and philosophers were not deluded to a truly monstrous degree by this train of thought, one would not have to talk about it so much. But this delusion has in fact vitiated contemporary thinking in many respects.) Since man is a thing among things, it is of course necessary that things should make an impression upon him if he is to find out anything about them. A process outside of man must give rise to a process in man if the phenomenon “red” is to appear in the field of vision. One must only ask, What is outside, what inside? Outside is a process which takes place in space and time. But inside doubtless is a similar process. Such a process exists in the eye and communicates itself to the brain when I perceive “red.” I cannot directly perceive the process which is “inside,” any more than I can immediately perceive the wave motion “outside,” which physicists consider corresponds to the color “red.” But it is only in this sense that I can speak of an “outside” and an “inside.” Only on the level of sensory perception does the contrast between “outside” and “inside” have any validity. This perception leads me to assume a spatial-temporal process “outside,” although I cannot perceive it directly. And, further, the same perception leads me to assume such a process within me, although I cannot perceive it directly either. But, after all, I also assume spatial-temporal processes in ordinary life which I cannot directly perceive. For example, I hear a piano being played in the next room. Therefore I assume that a human being with spatial dimensions sits at the piano and plays. And my way of representing things to myself is no different when I speak of processes within me and outside of me. I assume that these processes have characteristics analogous to those of the processes which fall within the domain of my senses, only that, for certain reasons, they are not accessible to my direct observation. If I were to deny to these processes all those qualities my senses show me in the realm of the spatial and the temporal, I would in truth be imagining something like the famous knife without a handle of which the blade is missing. Thus I can only say that “outside” occur spatial-temporal processes, and that they cause spatial-temporal processes “inside.” Both are necessary if “red” is to appear in my field of vision. Insofar as it is not spatial-temporal I shall look for this red in vain, no matter whether I look for it “outside” or “inside.” The natural scientists and philosophers who cannot find it “outside” should not attempt to look for it “inside” either. It is not “inside” in the same sense in which it is not “outside.” To declare that the entire content of what the world of the senses presents to us is an inner world of perceptions, and to look for something “external” corresponding to it, is an impossible idea. Therefore we cannot say that “red,” “sweet,” “hot,” etc. are signs which as such, are only caused to arise in us and to which something quite different on the “outside” corresponds. For what is really caused in us as the effect of an external process is something quite different from what appears in the field of our perceptions. If one wants to call what is in us signs, then one can say: These signs appear within our organism in order to communicate perceptions to us which, as such, in their immediacy are neither inside nor outside us, but rather belong to that common world of which my “external world” and my “interior world” are only parts. It is true that in order to be able to grasp this common world I must raise myself to that higher level of cognition for which an “inside” and an “outside” no longer exist. (I am well aware that people who rely on the gospel that “our entire world of experience” is made up of sensations of unknown origin will look down haughtily upon this exposition, in somewhat the same way as Dr. Erich Adikes in his work, Kant contra Haeckel says condescendingly: “For the time being, people like Haeckel and thousands of his kind philosophize merrily on, without worrying about any theory of cognition or about critical introspection.” Such gentlemen of course have no suspicion of how paltry their theories of cognition are. They suspect a lack of critical introspection only in others. We shall not begrudge them their “wisdom.”) [ 8 ] It is just on the point under consideration here that Nicolas of Cusa has excellent ideas. His keeping the lower and the higher cognition clearly separated from each other permits him on the one hand to gain a full insight into the fact that as a sensory being man can have within himself only processes which must, as effects, be unlike the corresponding external processes; on the other hand, it preserves him from confusing the inner processes with the facts which appear in our field of perception and which, in their immediacy, are neither outside nor inside, but are elevated above this contrast.—Nicolas was “prevented by his priestly cloth” from following without reservations the path which this insight indicated to him. We see him making a good beginning with the advance from “knowing” to “not-knowing.” But at the same time we must observe that in the field of “not-knowing” he has nothing to show except the theological teachings which are offered to us by the Scholastics also. It is true that he knows how to develop this theological content in an ingenious manner: on providence, Christ, the creation of the world, man's redemption, the moral life, he presents teachings which are altogether in line with dogmatic Christianity. It would have been in keeping with his spiritual direction to say: I have confidence that human nature, having immersed itself in the sciences of things on all sides, is able from within itself to transform this “knowing” into a “not-knowing,” hence that the highest cognition brings satisfaction. Then he would not have accepted, as he has, the traditional ideas of soul, immortality, redemption, God, creation, the Trinity, etc., but would have upheld those which he himself had found.—But Nicolas, personally was so penetrated with the concepts of Christianity that he could well believe he was awakening his own proper “not-knowing” within himself, while he was only putting forth the traditional views in which he had been educated—However it must be considered that he was standing before a fateful abyss in human spiritual life. He was a scientific man. And science at first removes man from the innocent concord in which he exists with the world as long as the conduct of his life is a purely naïve one. In such a conduct of life man dimly feels his connection with the totality of the universe. He is a being like others, integrated into the chain of natural effects. With knowledge he separates himself from this whole. He creates a spiritual world within himself. With it he confronts nature in solitude. He has become richer, but this wealth is a burden which he bears with difficulty. For at first it weighs upon him alone. He must find the way back to nature through his own resources. He must understand that now he himself must integrate his wealth into the chain of universal effects, as nature herself had integrated his poverty before. It is here that all the evil demons lie in wait for man. His strength can easily fail. Instead of accomplishing the integration himself, when this occurs, he will take refuge in a revelation from the outside, which again delivers him from his solitude, and leads the knowledge he feels to be a burden back into the primordial origin of existence, the Divinity. He will think, as did Nicolas of Cusa, that he is walking his own road, while in reality he will only find the one his spiritual development has shown him. Now there are three roads—in the main—upon which one can walk when one arrives where Nicolas had arrived: one is positive faith, which comes to us from outside; the second is despair: one stands alone with one's burden and feels all existence tottering with oneself; the third road is the development of man's own deepest faculties. Confidence in the world must be one leader along this third road. Courage to follow this confidence, no matter where it leads, must be the other.3
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339. The Art of Lecturing: Lecture II
12 Oct 1921, Dornach Tr. Fred Paddock, Maria St. Goar, Peter Stebbing, Beverly Smith Rudolf Steiner |
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So, let us set it up, because it's a serviceable, useful concept for life. Whether the earth began according to the Kant-Laplace theory and will end according to the mechanical warmth theory, from the standpoint of truth, no human being knows anything about this—I am now just simply reporting—, but it is useful for our thinking to represent the beginning and end of the earth in this way. |
339. The Art of Lecturing: Lecture II
12 Oct 1921, Dornach Tr. Fred Paddock, Maria St. Goar, Peter Stebbing, Beverly Smith Rudolf Steiner |
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When we set out today to speak about Anthroposophy and the Threefold Movement with its various consequences—which indeed arise out of Anthroposophy, and must really be thought of as arising out of it,—then we must first of all hold before our souls that it is difficult to make oneself understood. And, without this feeling—that it is difficult to make oneself understood—we shall hardly be able to succeed as lecturers for anthroposophical Spiritual Science and all that is connected with it, in a way satisfying to ourselves. For if there is to be speaking about Anthroposophy which is appropriate, then this speaking must be entirely different from what one is accustomed to in accordance with the traditions of speaking. One has often fallen into the habit of speaking also about anthroposophical matters in the way one has become used to speaking in the age of materialism; but one is more apt thereby to obstruct the understanding for Anthroposophy, rather than to open up an approach to it. We shall first of all have to make quite clear to ourselves what the content of the matter is that comes towards us in Anthroposophy and its consequences. And in these lectures I shall deal as I said yesterday, with the practice of lecturing, but only for anthroposophical and related matters, so that what I have to say applies only to these. We must now make clear to ourselves that primarily it is the feeling for the central issue of the threefold order that must at first be stirred in our present humanity. It must after all be assumed that an audience of today does not begin to know what to do with the concept of the threefold order. Our speaking must slowly lead to the imparting first of a feeling for this threefold order in the audience. During the time in which materialism has held sway, one has become accustomed to give expression to the things of the outer world through description. In this one had a kind of guidance in the outer world itself. Moreover, objects in the outer world are, I would say, too fixed for one to believe that, in the end, it makes much difference how one speaks about the things of the outer world; one need only give people some guidance on the way for perceiving this outer world. Then, in the end it comes to this: if, let us say, one delivers somewhere a popular lecture with experiments, and thereby demonstrates to people how this or that substance reacts in a retort, then they see how the substance reacts in the retort. And whether one then lectures this way or that way—a bit better, a bit less well, a hit more relevantly, a hit less relevantly—in the end makes no difference. And gradually it has tended to come to the point that such lectures and such talks are attended in order to see the experimenting, and what is spoken is just taken along as a kind of more or less agreeable or disagreeable side noise. One must express these things somewhat radically, just in order to show the exact direction in which civilization is moving in regard to these things. When it is a matter of what to stimulate in people for doing, for willing, one is of the opinion that one must just “set up ideals”. People would have to accustom themselves to “apprehend ideals”, and thus one gradually glides more and more over into the utopian, when it is a matter of such things as the threefold order of the social organism. So it has also happened in many an instance that many people who lecture about the threefold idea today absolutely call forth the opinion, through the manner in which they speak, that it is some utopia or other that should be striven for. And, since one is always of the opinion that what should be striven for in most cases cannot be expected to come in less than fifty or a hundred years—or many extend the time even further—so one also allows oneself, quite unconsciously, to approach speaking about things as if they would first ripen in fifty or a hundred years. One glides away from the reality very soon, and then talks about it thus: How will a small shop be set up in the threefold social organism? What will be the relation of the single person to the sewing machine in the threefold social organism?—and so on. Such questions are really put in abundance to any endeavor such as the threefolding of the social organism. As regards such an endeavor, which with all of its roots comes out of reality, one should not at all speak in this utopian fashion. For one should always evoke at least this feeling: the threefold order of the social organism is nothing which can be "made" in the sense that state constitutions can be made in a parliament—of the kind for example, that the Weimar National Assembly was. These are made! But one cannot speak in the same sense of making the threefold social organism. Just as little can one speak of "organizing" in order to produce the threefold order. That which is an organism, this one does not organize; this grows. It is just in the nature of an organism that one does not have to organize it, that it organizes itself. That which can be organized is no organism. We must approach things from the start with these feelings, otherwise we shall not have the possibility of finding the appropriate expression. The threefold order is something which indeed simply follows from the natural living together of people. One can falsify this natural living together of people—as has been the case, for example, in recent history—by extending the characteristic features of one member, the states-rights member, to both others. Then these two other members will simply become corrupted because they cannot prosper, just as someone cannot get on well in an unsuitable garment, that is too heavy, or the like. It is in the natural relation of people that the threefold order of the social organism lives, that the independent spiritual life lives, that the rights or states life, regulated by the people's majority, lives, that the economic life, shaped solely out of itself, also lives. One can put strait jackets on the spiritual life, on the economic life, although one does not need them; but then its own life asserts itself continually nevertheless, and what we then experience outwardly is just this self-assertion. It is hence necessary to show that the threefolding of the social organism is implicit in the very nature of both the human being and the social life. We see that the spiritual life in Europe was entirely independent and free until the 13th or 14th centuries, when, what was the free, independent spiritual life was first pushed into the universities. In this time you find the founding of the universities, and the universities then in turn slip by and by into the life of state. So that one can say: From about the 13th to the 16th or 17th century, the universities slip into the states-life, and with the universities, also the remaining educational institutions, without people really noticing it. These other institutions simply followed. This we have on the one hand. On the other hand, until about the same period, we have free economic rule that found its true, middle-European expression in the free economic village communities. As the free spiritual life slipped into the universities, which are localized at first, and which later find shelter in the state, so does that which is the economic organization first receive a certain administration in the “rights” sense, when the cities emerge more and more. Then the cities, in the first place, organize this economic life, while earlier, when the village communities were setting the pace, it had grown freely. And then we see how increasingly, that which was centralized in the cities seeks protection in the larger territories of the states. Thus we see how the tendency of modern times ends in letting the spiritual life on the one hand, the economic life on the other, seek the protection of states which increasingly take on the character of domains constituted according to Roman law. This was actually the development in modern times. We have reached that point in historical development where things can go no further like this, where a sense and a feeling for free spiritual life must once again be developed. When in a strait jacket, the spirit simply does not advance; because it only apparently advances, but in truth still remains behind—can never celebrate real births, but at most renaissances. It is just the same with the economic life. Today we simply stand in the age in which we must absolutely reverse the movement which has developed in the civilized world of Europe with its American annex, the age in which the opposite direction must set in. For what has gone on developing for a time must reach a point at which something new must set in. Otherwise one runs into the danger of doing as one would when, with a growing plant, one were to say it should not be allowed to come to fruition, it should grow further, it should keep blooming on and on.—Then it would grow thus: bring forth a flower; then no seed, but again a flower, again a flower, and so on. Therefore it is absolutely necessary to familiarize oneself inwardly with these things, and to develop a feeling for the historical turning point at which we stand today. But, just as in an organism every detail is necessarily formed as it is, so is everything in the world in which we live and which we help to shape, to be formed as it must be in its place in the sense of the whole. You cannot imagine, if you think realistically, that your ear lobe could be formed the very least bit differently from what it is, in conformity with your whole organism. Were your ear lobe only the least bit differently formed, then you would also have to have quite a different nose, different fingertips, and so forth. And just as the ear lobe is formed in the sense of the whole human being, so must also the lecture in which something flows be given—in the sense of the whole subject—that lecturing which is truly taking on new forms. Such a lecture cannot be delivered in the manner which one could perhaps learn from the sermon-lecture. For the sermon-lecture as we still have it today, rests on the tradition which really goes back to the old Orient,—on a special attitude which the whole human being in the old Orient had toward speech. This characteristic was continued, so that it lived in a certain free way in Greece, lived in Rome, and shows its last spark most clearly in the particular relationship which the Frenchman has to his language. Not that I want to imply that every Frenchman preaches when he speaks; but a similar relationship, such as had to develop out of the oriental relationship to language still continues to live on in a definite way in the French handling of speech, only entirely in a declining movement. This element which we can observe here in regard to language came to expression when one still learned speaking from the professors, as one could later, but now in the declining phase—professors who really continued to live on as mummies of ancient times and bore the title, “professor of elocution”. In former times, at almost every university, in every school, also in seminaries and so on there was such a professor of elocution, of rhetoric. The renowned Curtius1 of Berlin actually still bore the title “professor of elocution” officially. But the whole affair became too dull for him, and he did not lecture on elocution, but only demonstrated himself as a professor of elocution through being sent out by the faculty council on ceremonial occasions, since that was always the task of the professor of elocution. Nevertheless, in this Curtius made it his business to discharge his duties at such ceremonial occasions by paying as little regard as possible to the ancient rules of eloquence. For the rest, it was too dull for him to be a professor of elocution in times in which professors of elocution did not fit in any more, and he lectured on art history, on the history of Greek art. But in the university catalog he was listed as “professor of elocution”. This refers us back to an element that was present everywhere in speech in olden times. Now, when we consider what is quite especially characteristic in the training of speech for the middle European languages, for German, for example, then indeed everything denoted in the original sense by the word “elocution” has not the least meaning. For something flowed into these languages that is entirely different from that which was peculiar to speaking in the times when elocution had to be taken seriously. In the Greek and Latin languages there is elocution. In the German language elocution is something quite impossible, when one looks inwardly at the essential. Today, however, we are living definitely in a time of transition. That which was the speech element of the German language cannot continue to be used. Every attempt must be made to come out of this speech element and to come into a different speech element. This also is the task, in a certain sense, to be solved by him who would speak productively about Anthroposophy or the threefold idea. For only when a fairly large number of people are able to speak in this way, will Anthroposophy and the threefold idea be rightly understood in public, even in single lectures. Meanwhile, there are not a few who develop only a pseudo-understanding and pseudo-avowal for these. If we look back on the special element in regard to speaking which was present in the times out of which the handling of elocution was preserved, we must say: then it was as if language grew out of the human being in quite a naive way, as his fingers grow, as his second teeth grow. From the imitation process speaking resulted, and language with its whole organization. And only after one had language did one come to the use of thinking. And now it transpired that the human being when speaking to others about any problem had to see that the inner experience, the thought experience, to a certain extent clicked [einschnappte] into the language. The sentence structure was there. It was in a certain way elastic and flexible. And, more inward than the language was the thought element. One experienced the thought element as something more inward than the language, and let it click into the language, so that it fitted into it just as one fits the idea of a statue or the like into marble. It was entirely an artistic treatment of the language. Even the way in which one was meant to speak in prose had something similar to the way in which one was to express oneself in poetry. Rhetoric and elocution had rules which were not at all unlike the rules of poetic expression. (So as not to be misunderstood, I should like to insert here that the development of language does not exclude poetry. What I now say, I say for older arts of expression, and I beg you not to interpret it as if I wanted to assert that there can be no more poetry at all today. We need but treat the language differently in poetry. But that does not belong here; I wanted to insert this only in parenthesis, that I might not be misunderstood.) And when we now ask: How was one then supposed to speak in the time in which the thought and feeling content clicked into the language? One was supposed to speak beautifully! That was the first task: to speak beautifully. Hence, one can really only learn to speak beautifully today when one immerses oneself in the old way of speaking. There was beautiful speaking. And speaking beautifully is definitely a gift which comes to man from the Orient. It might be said: There was speaking beautifully to the point that one really regarded singing, the singing of language, as the ideal of speaking. Preaching is only a form of beautiful speaking stripped of much of the beautiful speaking. For, wholely beautiful speaking is cultic speaking. When cultic speaking pours itself into a sermon, then much is lost. But still, the sermon is a daughter of the beautiful speaking found in the cult. The second form which has come into evidence, especially in German and in similar languages, is that in which it is no longer possible to distinguish properly between the word and the grasping of the thought conveyed—the word and the thought experience; the word has become abstract, so that it exempts itself, like a kind of thought. It is the element where the understanding for language itself is stripped off. It can no longer have something click into it, because one feels at the very outset that what is to be clicked in and the word vehicle into which something is to click are one. For who today is clear, for example in German, when he writes down “Begriff” [concept], that this is the noun form of begreifen [to grasp; to comprehend] be-greifen (greifen with a prefix) is thus das Greifen an etwas ausfuehren [the carrying out of the grasping of something]—that “Begriff” is thus nothing other than the noun form for objective perceiving? The concept “Begriff” was formed at a time when there was still a living perception of the ether body, which grasps things. Therefore one could then truly form the concept of Begriff, because grasping with the physical body is merely an image of grasping with the ether body. But, in order to hear Begreifen in the word Begriff it is necessary to feel speech as an organism of one's own. In the element of speaking which I am now giving an account of, language and concept always swim through one another. There is not at all that sharp separation which was once present in the Orient, where the language was an organism, was more external, and that which declared itself lived inwardly. What lived inwardly had to click into the linguistic form in speaking; that is, click in so that what lives inwardly is the content, and that into which it clicked was the outer form. And this clicking-in had to happen in the sense of the beautiful, so that one was thus a true speech artist when one wanted to speak. This is no longer the case when, for example, one has no feeling any more for differentiating between Gehen [to go] and Laufen [to run] in relation to language as such. Gehen: two e's—one walks thither without straining oneself thereby; e is always the feeling expression for the slight participation one has in one's own activity. If there is an au in the word, this participation is enhanced. From running (Laufen) comes panting (Schnaufen) which has the same vowel sound in it. With this one's insides come into tumult. There must be a sound there that intimates this modification of the inner being. But all this is indeed no longer there today; language has become abstract. It is like our onward-flowing thoughts themselves—for the whole middle region, and especially also for the western region of civilization. It is possible to behold a picture, an imagination in every single word; and one can live in this picture as in something relatively objective. He who faced language in earlier times considered it as something objective into which the subjective was poured. He would as little not have regarded it so, as he would have lost sight of the fact that his coat is something objective, and is not grown together with his body as another skin. As against this, the second stage of language takes the whole organism of language as another son' skin, whereas formerly language was much more loosely there, I should like to say, like a garment. I am speaking now of the stage of language in which speaking beautifully is no longer taken into first consideration, but rather speaking correctly. In this it is not a question of rhetoric and elocution, but of logic. With this stage, which has come up slowly since Aristotle's time, grammar itself became logical to the point that the logical forms were simply developed out of the grammatical forms—one abstracted the logical from the grammatical. Here all has swum together: thought and word. The sentence is that out of which one evolves the judgment. But the judgment is in truth so laid into the sentence that one no longer experiences it as inherently independent. Correct speaking, this has become the criterion. Further, we see a new element in speaking arising, only used everywhere at the wrong point—carried over to a quite wrong domain. Beautiful speaking humanity owes to the Orient. Correct speaking lies in the middle region of civilization. And we must look to the West when seeking the third element. But in the West it arises first of all quite corrupted. How does it arise? Well, in the first place, language has become abstract. That which is the word organism is already almost thought-organism. And this has gradually increased so much in the West, that there it would perhaps even be regarded as facetious to discuss such things. But, in a completely wrong domain, the advance already exists. You see, in America, just in the last third of the 19th century, a philosophical trend called “pragmatism” has appeared. In England it has been called “humanism.” James2 is its representative in America, Schiller3 in England. Then there are personalities who have already gone about extending these things somewhat. The merit of extending this concept of humanism in a very beautiful sense is due to Professor MacKenzie4 who was recently here. To what do these endeavors lead?—I mean now, American pragmatism and English humanism. They arise from a complete skepticism about cognition: Truth is something that really doesn't exist! When we make two assertions, we actually make them fundamentally in order to have guide-points in life. To speak about an “atom”—one cannot raise any particular ground of truth for it; but it is useful to take the atom theory as a basis in chemistry; thus we set up the atom concept! It is serviceable, it is useful. There is no truth other than that which lives in useful, life-serviceable concepts. “God,” if he exists or not, this is not the question. Truth, that is something or other which is of no concern to us. But it is hard to live pleasantly if one does not set up the concept of God; it is really good to live, if one lives as if there were a God. So, let us set it up, because it's a serviceable, useful concept for life. Whether the earth began according to the Kant-Laplace theory and will end according to the mechanical warmth theory, from the standpoint of truth, no human being knows anything about this—I am now just simply reporting—, but it is useful for our thinking to represent the beginning and end of the earth in this way. This is the pragmatic teaching of James, and also in essence,the humanistic teaching of Schiller. Finally, it is also not known at all whether the human being now, proceeding from the standpoint of truth, really has a soul. That could be discussed to the end of the world, whether there is a soul or not, but it is useful to assume a soul if one wants to comprehend all that the human being carries out in life. Of course, everything that appears today in our civilization in one place spreads to other places. For such things which arose instinctively in the West, the German had to find something more conceptual, that permits of being more easily seen through conceptually; and from this the “As If” philosophy originated: whether there is an atom or not is not the question; we consider the phenomena in such a way “as if” there was an atom. Whether the good can realize itself or not, cannot be decided; we consider life in such a way “as if” the good could realize itself. One could indeed quarrel to the end of the world about whether or not there is a God: but we consider life in such a way that we act “as if” there were a God. There you have the “As If” philosophy. One pays little attention to these things because one imagines: there in America James sits with his pupils, there in England Schiller sits with his pupils; there is Vaihinger, who wrote the “As If” philosophy: there are a few owls who live in a kind of cloud-castle, and of what concern is it to other people! Whoever has the ear for it, however, already hears the “As If” philosophy sounding everywhere today. Almost all human beings talk in the sense of the “As If” philosophy. The philosophers are only quite funny fellows. They always blab out what other people do unconsciously. If one is sufficiently unprejudiced for it, then one only seldom hears a human being today who still uses his words differently, in connection with his heart and with his whole soul, with his whole human being, who speaks differently than as though the matter were as he expresses it. One only does not usually have the ear to hear within the sound and the tone-color of the speaking that this “As If” lives in it,—that fundamentally people over the whole of civilization are seized by this “As If.” Whereas things usually come to be corrupted at the end, here something shows itself to be corrupted at the beginning, something that in a higher sense must be developed for handling of speech in Anthroposophy, in the threefold order and so on. These things are so earnest, so important, that we really should speak specially about them. For it will be a question of elevating the triviality, “We need concepts because they are useful for life,” this triviality of a materialistic, utilitarian theory, of raising it up to the ethical, and perhaps through the ethical to the religious. For, if we want to work in the sense of Anthroposophy and the threefold order, we have before us the task of learning good speaking, in addition to the beautiful speaking and the correct speaking which we can acquire from history. We must maintain an ear for good speaking. Until now, I have seen little sign that it has been noticed, when, in the course of my lectures I have called attention to this good speaking—I have done it very frequently. In referring to this good speaking I have always said that it is not only a question today that what is said be correct in the logical-abstract sense, but it is a matter of saying something in a certain connection or omitting it, not saying it in this connection. It is a question of developing a feeling that something should not only be correct, but that it is justified within its connection—that it can be either good in a certain connection or bad in a certain connection. Beyond rhetoric, beyond logic, we must learn a true ethics of speaking. We must know how we may allow ourselves things in a certain connection that would not be at all permitted in another connection. Here I may now use an example close to hand, that could perhaps have already struck some of you who were present lately at the lectures: I spoke in a certain connection of the fact that, in reality, Goethe was not born at all. I said that Goethe for a long time endeavored to express himself through painting, through drawing, but that nothing came about from it. It then flowed over into his poetic works, and then again in the poetic works, as for example Iphigenia, or especially in Naturliche Tochter [“Daughters of Nature”], we have indeed poetic works not at all in the sentimental sense. People called these poems of Goethe's “marble smooth and marble cold,” because they are almost sculptural, because they are three-dimensional. Goethe had genuine capacities which really did not become human at all; he was actually not born.—You see, in that connection in which I spoke lately, one could quite certainly say it. But imagine, if someone were to represent it as a thesis in itself in the absolute sense! It would be not only illogical, it would he of course quite crazy. To speak out of an awareness of a life connection is something different from finding the adequate or correct use of a word association for the thought and feeling involved. To let a pronouncement or the like arise at a particular place out of a living relationship, that is what leads over from beauty, from correctness, to the ethos of language—at which one feels, when a sentence is uttered, whether one may or may not say it in the whole context. But now, there is again an inward growing together, not with language, but with speaking. This is what I should like to call good speaking or had speaking; the third form. Aside from beautiful or ugly speaking, aside from correct or incorrect speaking, comes good or bad speaking, in the sense in which I have just presented it. Today the view is still widespread that there can be sentences which one forms and which can then be spoken on any occasion, because they have absolute validity. In reality, for our life in the present, there are no longer such sentences. Every sentence that is possible in a certain connection, is today impossible in another connection. That means, we have entered upon an epoch of humanity's development in which we need to direct our view to this many-sidedness of living situations. The Oriental who with his whole thinking lived within a small territory, also the Greek still, who with his spiritual life, with his rights life, with his economic life, lived on a small territory, poured something into his language that appears as a linguistic work of art must appear. How is it though in a work of art? It is such that a single finite object really appears infinite in a certain realm. In this way beauty was even defined, though one-sidedly, by Haeckel, Darwin and others: It is the appearance of the idea in a self-contained picture.—The first thing which I had to oppose in my Vienna lecture on “Goethe as the Father of a New Aesthetics,” was that the beautiful is “the appearance of the idea in outer form.” I showed then that one must mean just the reverse: that the beautiful arises when one gives to form the appearance of the infinite. And so it is with language, which in a certain way also acts as a limited territory—as a territory which encloses the possible meaning within boundaries. If that which is actually infinite in the inner soul- and spirit-life is to click into this language, it must there come to expression in beautiful form. In correct speaking the language must he adequate; the sentence must fit the judgment, the concept, the word. The Romans were compelled to this, especially as their territory became ever larger and larger; their language transformed itself from the beautiful into the logical. Hence the custom has been retained, of conveying logic to people precisely in the Latin language. (You have indeed learned logic quite well by it.) But we are now once again beyond this stage. Now, it is necessary that we learn to experience language with ethos—that, to a certain extent we gain a kind of morality of speaking in our lecturing, while we know that we have in a certain context to allow ourselves something or to deny ourselves something. There, things do not click-in, in the way I described earlier, but here we make use of the word to characterize. All defining ceases; here we use the word to characterize. The word is so handled that one really feels each word as something insufficient, every sentence as something insufficient, and has the urge to characterize that which one wishes to place before humanity from the most varied aspects—to go around the matter to a certain extent, and to characterize it from the most varied aspects. You see, for free spiritual life—that is to say spiritual life that exists out of its own laws—there is as yet not very much understanding in present-day humanity. For, mostly what is understood by free spiritual life is a structure in which people live, where each one crows his own cock-a-doodle-doo from his own dung heap—excuse the somewhat remarkable picture—and in which the most incredible consonances come about from the crowing. In reality, in free spiritual life, harmony comes about through and through, because the spirit, not the single egoists, lives—because the spirit can really lead its own life over and above the single egoists. There is, for example,—one must already say these things today—a Waldorf School spirit definitely there for our Waldorf School in Stuttgart that is independent of the body of teachers,—into which the body of teachers grows, and in which it becomes ever more and more clear that possibly the one can be more capable or less capable, but the spirit has a life of its own. It is an abstraction, which people today still represent to themselves, when they speak of “free spirit.” This is no reality at all. The free spirit is something that really lives among people—one must only let it come into existence; and what works among people—one must only let it come into existence. What I have said to you today I have also said only so that what we are meant to gain here may proceed from fundamental feelings, from the feeling for the earnestness of the matter. I cannot, of course, suppose that every one will now go right out and, as those in olden times spoke beautifully, in the middle period correctly, now all will speak well! But you may not for this reason object: of what help, then, are all our lectures, if we are not at once able to speak in the sense of good speaking?—It is rather a matter of our really getting the feeling of the earnestness of the situation, which we are thus to live into, so that we know: what is wanted here is something in itself so organically whole, that a necessity of form must gradually express itself even in speech, just as a necessity of form expresses itself in the ear-lobe, such as cannot be otherwise depending on how the whole human being is. Thus I shall try to bring still closer together what is for us the content of Anthroposophy and the threefold order with the way in which it should be presented to people. And, from the consideration of principles I shall come more and more into the concrete, and to that which should underlie the practice of lecturing. I have often emphasized that this must be Anthroposophy's manner of presenting things. I have often emphasized that one should not indeed believe that one is able to find the adequate word, the adequate sentence; one can only conduct oneself as does a photographer who, in order to show a tree, takes at least four views. Thus a conception that lives itself out in an abstract trivial philosophy such as pragmatism or humanism, must be raised up into the realm of the ethical. And then it must first of all live in the ethos of language. We must learn good speaking. That means that we must experience as regards speaking something of all that we otherwise experience in relation to ethics, moral philosophy. After all, the matter has become quite clear in modern times. In the speaking of theosophists we have an archaism simply conditioned through the language—archaic, namely as regards the materialistic coloration of the last centuries: “physical body”—well, it is thick; “ether body”—it is thinner, more nebulous; “astral body”—once again thinner, but still only thinner; “I”—still thinner. Now, new members of the human being keep on coming up: they become even thinner. At last one no longer knows at all how one can reach this thinness, but in any case, it only becomes ever thinner and thinner. One does not escape the materialism. This is indeed also the hallmark of this theosophical literature. And it is always the hallmark that appears, when these things are to be spoken about, from theoretical speaking, to that which I once experienced within the Theosophical Society in Paris, (I believe it was in 1906). A lady there who was a real rock-solid theosophist, wanted to express how well she liked particular lectures which had been given in the hall in which we were; and she said: “There are such good vibrations here!” And one perceived from her that this was really thought of as something which one might sniff. Thus, the scents of the lectures which were left behind and which one could sniff out somehow, these were really meant. We must learn to tear language away from adequacy. For it can be adequate only for the material. If we wish to use it for the spiritual, in the sense of the present epoch of development of humanity, then we must free it. Freedom must then come into the handling of language. If one does not take these things abstractly, but livingly, then the first thing into which the philosophy of freedom [spiritual activity] must come is in speaking, in the handling of language. For this is necessary; otherwise the transition will not be found, for example, to the characterization of the free spiritual life. You see, for free spiritual life—that is to say spiritual life that exists out of its own laws—there is as yet not very much understanding in present-day humanity. For, mostly what is understood by free spiritual life is a structure in which people live, where each one crows his own cock-a-doodle-doo from his own dung heap—excuse the somewhat remarkable picture—and in which the most incredible consonances come about from the crowing. In reality, in free spiritual life, harmony comes about through and through, because the spirit, not the single egoists, lives—because the spirit can really lead its own life over and above the single egoists. There is, for example,—one must already say these things today—a Waldorf School spirit definitely there for our Waldorf School in Stuttgart that is independent of the body of teachers,—into which the body of teachers grows, and in which it becomes more and more clear that possibly the one can be more capable or less capable, but the spirit has a life of its own. It is an abstraction, which people today still represent to themselves, when they speak of “free spirit.” This is no reality at all. The free spirit is something that really lives among people—one must only let it come into existence. What I have said to you today I have also said only so that what we are meant to gain here may proceed from fundamental feelings, from the feeling for the earnestness of the matter. I cannot, of course, suppose that every one will now go right out and, as those in olden times spoke beautifully, in the middle period correctly, now all will speak well! But you may not for this reason object: of what help, then, are all our lectures, if we are not at once able to speak in the sense of good speaking?—It is rather a matter of our really getting the feeling of the earnestness of the situation, which we are thus to live into so that we know: what is wanted here is something in itself so organically whole, that a necessity of form must gradually express itself even in speech, just as a necessity of form expresses itself in the earlobe, such as cannot be otherwise depending on how the whole human being is. Thus I shall try to bring still closer together what is for us the content of Anthroposophy and the threefold order with the way in which it should be presented to people. And, from the consideration of principles I shall come more and more into the concrete, and to that which should underlie the practice of lecturing.
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339. On The Art of Lecturing: Lecture II
12 Oct 1921, Dornach Tr. Maria St. Goar, Peter Stebbing, Beverly Smith, Fred Paddock Rudolf Steiner |
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So, let us set it up, because it's a serviceable, useful concept for life. Whether the earth began according to the Kant-Laplace theory and will end according to the mechanical warmth theory, from the standpoint of truth, no human being knows anything about this—I am now just simply reporting—, but it is useful for our thinking to represent the beginning and end of the earth in this way. |
339. On The Art of Lecturing: Lecture II
12 Oct 1921, Dornach Tr. Maria St. Goar, Peter Stebbing, Beverly Smith, Fred Paddock Rudolf Steiner |
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When we set out today to speak about Anthroposophy and the Threefold Movement with its various consequences—which indeed arise out of Anthroposophy, and must really be thought of as arising out of it,—then we must first of all hold before our souls that it is difficult to make oneself understood. And, without this feeling—that it is difficult to make oneself understood—we shall hardly be able to succeed as lecturers for anthroposophical Spiritual Science and all that is connected with it, in a way satisfying to ourselves. For if there is to be speaking about Anthroposophy which is appropriate, then this speaking must be entirely different from what one is accustomed to in accordance with the traditions of speaking. One has often fallen into the habit of speaking also about anthroposophical matters in the way one has become used to speaking in the age of materialism; but one is more apt thereby to obstruct the understanding for Anthroposophy, rather than to open up an approach to it. We shall first of all have to make quite clear to ourselves what the content of the matter is that comes towards us in Anthroposophy and its consequences. And in these lectures I shall deal as I said yesterday, with the practice of lecturing, but only for anthroposophical and related matters, so that what I have to say applies only to these. We must now make clear to ourselves that primarily it is the feeling for the central issue of the threefold order that must at first be stirred in our present humanity. It must after all be assumed that an audience of today does not begin to know what to do with the concept of the threefold order. Our speaking must slowly lead to the imparting first of a feeling for this threefold order in the audience. During the time in which materialism has held sway, one has become accustomed to give expression to the things of the outer world through description. In this one had a kind of guidance in the outer world itself. Moreover, objects in the outer world are, I would say, too fixed for one to believe that, in the end, it makes much difference how one speaks about the things of the outer world; one need only give people some guidance on the way for perceiving this outer world. Then, in the end it comes to this: if, let us say, one delivers somewhere a popular lecture with experiments, and thereby demonstrates to people how this or that substance reacts in a retort, then they see how the substance reacts in the retort. And whether one then lectures this way or that way—a bit better, a bit less well, a hit more relevantly, a hit less relevantly—in the end makes no difference. And gradually it has tended to come to the point that such lectures and such talks are attended in order to see the experimenting, and what is spoken is just taken along as a kind of more or less agreeable or disagreeable side noise. One must express these things somewhat radically, just in order to show the exact direction in which civilization is moving in regard to these things. When it is a matter of what to stimulate in people for doing, for willing, one is of the opinion that one must just “set up ideals”. People would have to accustom themselves to “apprehend ideals”, and thus one gradually glides more and more over into the utopian, when it is a matter of such things as the threefold order of the social organism. So it has also happened in many an instance that many people who lecture about the threefold idea today absolutely call forth the opinion, through the manner in which they speak, that it is some utopia or other that should be striven for. And, since one is always of the opinion that what should be striven for in most cases cannot be expected to come in less than fifty or a hundred years—or many extend the time even further—so one also allows oneself, quite unconsciously, to approach speaking about things as if they would first ripen in fifty or a hundred years. One glides away from the reality very soon, and then talks about it thus: How will a small shop be set up in the threefold social organism? What will be the relation of the single person to the sewing machine in the threefold social organism?—and so on. Such questions are really put in abundance to any endeavor such as the threefolding of the social organism. As regards such an endeavor, which with all of its roots comes out of reality, one should not at all speak in this utopian fashion. For one should always evoke at least this feeling: the threefold order of the social organism is nothing which can be "made" in the sense that state constitutions can be made in a parliament—of the kind for example, that the Weimar National Assembly was. These are made! But one cannot speak in the same sense of making the threefold social organism. Just as little can one speak of "organizing" in order to produce the threefold order. That which is an organism, this one does not organize; this grows. It is just in the nature of an organism that one does not have to organize it, that it organizes itself. That which can be organized is no organism. We must approach things from the start with these feelings, otherwise we shall not have the possibility of finding the appropriate expression. The threefold order is something which indeed simply follows from the natural living together of people. One can falsify this natural living together of people—as has been the case, for example, in recent history—by extending the characteristic features of one member, the states-rights member, to both others. Then these two other members will simply become corrupted because they cannot prosper, just as someone cannot get on well in an unsuitable garment, that is too heavy, or the like. It is in the natural relation of people that the threefold order of the social organism lives, that the independent spiritual life lives, that the rights or states life, regulated by the people's majority, lives, that the economic life, shaped solely out of itself, also lives. One can put strait jackets on the spiritual life, on the economic life, although one does not need them; but then its own life asserts itself continually nevertheless, and what we then experience outwardly is just this self-assertion. It is hence necessary to show that the threefolding of the social organism is implicit in the very nature of both the human being and the social life. We see that the spiritual life in Europe was entirely independent and free until the 13th or 14th centuries, when, what was the free, independent spiritual life was first pushed into the universities. In this time you find the founding of the universities, and the universities then in turn slip by and by into the life of state. So that one can say: From about the 13th to the 16th or 17th century, the universities slip into the states-life, and with the universities, also the remaining educational institutions, without people really noticing it. These other institutions simply followed. This we have on the one hand. On the other hand, until about the same period, we have free economic rule that found its true, middle-European expression in the free economic village communities. As the free spiritual life slipped into the universities, which are localized at first, and which later find shelter in the state, so does that which is the economic organization first receive a certain administration in the “rights” sense, when the cities emerge more and more. Then the cities, in the first place, organize this economic life, while earlier, when the village communities were setting the pace, it had grown freely. And then we see how increasingly, that which was centralized in the cities seeks protection in the larger territories of the states. Thus we see how the tendency of modern times ends in letting the spiritual life on the one hand, the economic life on the other, seek the protection of states which increasingly take on the character of domains constituted according to Roman law. This was actually the development in modern times. We have reached that point in historical development where things can go no further like this, where a sense and a feeling for free spiritual life must once again be developed. When in a strait jacket, the spirit simply does not advance; because it only apparently advances, but in truth still remains behind—can never celebrate real births, but at most renaissances. It is just the same with the economic life. Today we simply stand in the age in which we must absolutely reverse the movement which has developed in the civilized world of Europe with its American annex, the age in which the opposite direction must set in. For what has gone on developing for a time must reach a point at which something new must set in. Otherwise one runs into the danger of doing as one would when, with a growing plant, one were to say it should not be allowed to come to fruition, it should grow further, it should keep blooming on and on.—Then it would grow thus: bring forth a flower; then no seed, but again a flower, again a flower, and so on. Therefore it is absolutely necessary to familiarize oneself inwardly with these things, and to develop a feeling for the historical turning point at which we stand today. But, just as in an organism every detail is necessarily formed as it is, so is everything in the world in which we live and which we help to shape, to be formed as it must be in its place in the sense of the whole. You cannot imagine, if you think realistically, that your ear lobe could be formed the very least bit differently from what it is, in conformity with your whole organism. Were your ear lobe only the least bit differently formed, then you would also have to have quite a different nose, different fingertips, and so forth. And just as the ear lobe is formed in the sense of the whole human being, so must also the lecture in which something flows be given—in the sense of the whole subject—that lecturing which is truly taking on new forms. Such a lecture cannot be delivered in the manner which one could perhaps learn from the sermon-lecture. For the sermon-lecture as we still have it today, rests on the tradition which really goes back to the old Orient,—on a special attitude which the whole human being in the old Orient had toward speech. This characteristic was continued, so that it lived in a certain free way in Greece, lived in Rome, and shows its last spark most clearly in the particular relationship which the Frenchman has to his language. Not that I want to imply that every Frenchman preaches when he speaks; but a similar relationship, such as had to develop out of the oriental relationship to language still continues to live on in a definite way in the French handling of speech, only entirely in a declining movement. This element which we can observe here in regard to language came to expression when one still learned speaking from the professors, as one could later, but now in the declining phase—professors who really continued to live on as mummies of ancient times and bore the title, “professor of elocution”. In former times, at almost every university, in every school, also in seminaries and so on there was such a professor of elocution, of rhetoric. The renowned Curtius [Note 1] of Berlin actually still bore the title “professor of elocution” officially. But the whole affair became too dull for him, and he did not lecture on elocution, but only demonstrated himself as a professor of elocution through being sent out by the faculty council on ceremonial occasions, since that was always the task of the professor of elocution. Nevertheless, in this Curtius made it his business to discharge his duties at such ceremonial occasions by paying as little regard as possible to the ancient rules of eloquence. For the rest, it was too dull for him to be a professor of elocution in times in which professors of elocution did not fit in any more, and he lectured on art history, on the history of Greek art. But in the university catalog he was listed as “professor of elocution”. This refers us back to an element that was present everywhere in speech in olden times. Now, when we consider what is quite especially characteristic in the training of speech for the middle European languages, for German, for example, then indeed everything denoted in the original sense by the word “elocution” has not the least meaning. For something flowed into these languages that is entirely different from that which was peculiar to speaking in the times when elocution had to be taken seriously. In the Greek and Latin languages there is elocution. In the German language elocution is something quite impossible, when one looks inwardly at the essential. Today, however, we are living definitely in a time of transition. That which was the speech element of the German language cannot continue to be used. Every attempt must be made to come out of this speech element and to come into a different speech element. This also is the task, in a certain sense, to be solved by him who would speak productively about Anthroposophy or the threefold idea. For only when a fairly large number of people are able to speak in this way, will Anthroposophy and the threefold idea be rightly understood in public, even in single lectures. Meanwhile, there are not a few who develop only a pseudo-understanding and pseudo-avowal for these. If we look back on the special element in regard to speaking which was present in the times out of which the handling of elocution was preserved, we must say: then it was as if language grew out of the human being in quite a naive way, as his fingers grow, as his second teeth grow. From the imitation process speaking resulted, and language with its whole organization. And only after one had language did one come to the use of thinking. And now it transpired that the human being when speaking to others about any problem had to see that the inner experience, the thought experience, to a certain extent clicked [einschnappte] into the language. The sentence structure was there. It was in a certain way elastic and flexible. And, more inward than the language was the thought element. One experienced the thought element as something more inward than the language, and let it click into the language, so that it fitted into it just as one fits the idea of a statue or the like into marble. It was entirely an artistic treatment of the language. Even the way in which one was meant to speak in prose had something similar to the way in which one was to express oneself in poetry. Rhetoric and elocution had rules which were not at all unlike the rules of poetic expression. (So as not to be misunderstood, I should like to insert here that the development of language does not exclude poetry. What I now say, I say for older arts of expression, and I beg you not to interpret it as if I wanted to assert that there can be no more poetry at all today. We need but treat the language differently in poetry. But that does not belong here; I wanted to insert this only in parenthesis, that I might not be misunderstood.) And when we now ask: How was one then supposed to speak in the time in which the thought and feeling content clicked into the language? One was supposed to speak beautifully! That was the first task: to speak beautifully. Hence, one can really only learn to speak beautifully today when one immerses oneself in the old way of speaking. There was beautiful speaking. And speaking beautifully is definitely a gift which comes to man from the Orient. It might be said: There was speaking beautifully to the point that one really regarded singing, the singing of language, as the ideal of speaking. Preaching is only a form of beautiful speaking stripped of much of the beautiful speaking. For, wholly beautiful speaking is cultic speaking. When cultic speaking pours itself into a sermon, then much is lost. But still, the sermon is a daughter of the beautiful speaking found in the cult. The second form which has come into evidence, especially in German and in similar languages, is that in which it is no longer possible to distinguish properly between the word and the grasping of the thought conveyed—the word and the thought experience; the word has become abstract, so that it exempts itself, like a kind of thought. It is the element where the understanding for language itself is stripped off. It can no longer have something click into it, because one feels at the very outset that what is to be clicked in and the word vehicle into which something is to click are one. For who today is clear, for example in German, when he writes down “Begriff” [concept], that this is the noun form of begreifen [to grasp; to comprehend] be-greifen (greifen with a prefix) is thus das Greifen an etwas ausfuehren [the carrying out of the grasping of something]—that “Begriff” is thus nothing other than the noun form for objective perceiving? The concept “Begriff” was formed at a time when there was still a living perception of the ether body, which grasps things. Therefore one could then truly form the concept of Begriff, because grasping with the physical body is merely an image of grasping with the ether body. But, in order to hear Begreifen in the word Begriff it is necessary to feel speech as an organism of one's own. In the element of speaking which I am now giving an account of, language and concept always swim through one another. There is not at all that sharp separation which was once present in the Orient, where the language was an organism, was more external, and that which declared itself lived inwardly. What lived inwardly had to click into the linguistic form in speaking; that is, click in so that what lives inwardly is the content, and that into which it clicked was the outer form. And this clicking-in had to happen in the sense of the beautiful, so that one was thus a true speech artist when one wanted to speak. This is no longer the case when, for example, one has no feeling any more for differentiating between Gehen [to go] and Laufen [to run] in relation to language as such. Gehen: two e's—one walks thither without straining oneself thereby; e is always the feeling expression for the slight participation one has in one's own activity. If there is an au in the word, this participation is enhanced. From running (Laufen) comes panting (Schnaufen) which has the same vowel sound in it. With this one's insides come into tumult. There must be a sound there that intimates this modification of the inner being. But all this is indeed no longer there today; language has become abstract. It is like our onward-flowing thoughts themselves—for the whole middle region, and especially also for the western region of civilization. It is possible to behold a picture, an imagination in every single word; and one can live in this picture as in something relatively objective. He who faced language in earlier times considered it as something objective into which the subjective was poured. He would as little not have regarded it so, as he would have lost sight of the fact that his coat is something objective, and is not grown together with his body as another skin. As against this, the second stage of language takes the whole organism of language as another son' skin, whereas formerly language was much more loosely there, I should like to say, like a garment. I am speaking now of the stage of language in which speaking beautifully is no longer taken into first consideration, but rather speaking correctly. In this it is not a question of rhetoric and elocution, but of logic. With this stage, which has come up slowly since Aristotle's time, grammar itself became logical to the point that the logical forms were simply developed out of the grammatical forms—one abstracted the logical from the grammatical. Here all has swum together: thought and word. The sentence is that out of which one evolves the judgment. But the judgment is in truth so laid into the sentence that one no longer experiences it as inherently independent. Correct speaking, this has become the criterion. Further, we see a new element in speaking arising, only used everywhere at the wrong point—carried over to a quite wrong domain. Beautiful speaking humanity owes to the Orient. Correct speaking lies in the middle region of civilization. And we must look to the West when seeking the third element. But in the West it arises first of all quite corrupted. How does it arise? Well, in the first place, language has become abstract. That which is the word organism is already almost thought-organism. And this has gradually increased so much in the West, that there it would perhaps even be regarded as facetious to discuss such things. But, in a completely wrong domain, the advance already exists. ***
You see, in America, just in the last third of the 19th century, a philosophical trend called “pragmatism” has appeared. In England it has been called “humanism.” James [Note 2] is its representative in America, Schiller [Note 3] in England. Then there are personalities who have already gone about extending these things somewhat. The merit of extending this concept of humanism in a very beautiful sense is due to Professor MacKenzie [Note 4] who was recently here. To what do these endeavors lead?—I mean now, American pragmatism and English humanism. They arise from a complete skepticism about cognition: Truth is something that really doesn't exist! When we make two assertions, we actually make them fundamentally in order to have guide-points in life. To speak about an “atom”—one cannot raise any particular ground of truth for it; but it is useful to take the atom theory as a basis in chemistry; thus we set up the atom concept! It is serviceable, it is useful. There is no truth other than that which lives in useful, life-serviceable concepts. “God,” if he exists or not, this is not the question. Truth, that is something or other which is of no concern to us. But it is hard to live pleasantly if one does not set up the concept of God; it is really good to live, if one lives as if there were a God. So, let us set it up, because it's a serviceable, useful concept for life. Whether the earth began according to the Kant-Laplace theory and will end according to the mechanical warmth theory, from the standpoint of truth, no human being knows anything about this—I am now just simply reporting—, but it is useful for our thinking to represent the beginning and end of the earth in this way. This is the pragmatic teaching of James, and also in essence,the humanistic teaching of Schiller. Finally, it is also not known at all whether the human being now, proceeding from the standpoint of truth, really has a soul. That could be discussed to the end of the world, whether there is a soul or not, but it is useful to assume a soul if one wants to comprehend all that the human being carries out in life. Of course, everything that appears today in our civilization in one place spreads to other places. For such things which arose instinctively in the West, the German had to find something more conceptual, that permits of being more easily seen through conceptually; and from this the “As If” philosophy originated: whether there is an atom or not is not the question; we consider the phenomena in such a way “as if” there was an atom. Whether the good can realize itself or not, cannot be decided; we consider life in such a way “as if” the good could realize itself. One could indeed quarrel to the end of the world about whether or not there is a God: but we consider life in such a way that we act “as if” there were a God. There you have the “As If” philosophy. One pays little attention to these things because one imagines: there in America James sits with his pupils, there in England Schiller sits with his pupils; there is Vaihinger, who wrote the “As If” philosophy: there are a few owls who live in a kind of cloud-castle, and of what concern is it to other people! Whoever has the ear for it, however, already hears the “As If” philosophy sounding everywhere today. Almost all human beings talk in the sense of the “As If” philosophy. The philosophers are only quite funny fellows. They always blab out what other people do unconsciously. If one is sufficiently unprejudiced for it, then one only seldom hears a human being today who still uses his words differently, in connection with his heart and with his whole soul, with his whole human being, who speaks differently than as though the matter were as he expresses it. One only does not usually have the ear to hear within the sound and the tone-color of the speaking that this “As If” lives in it,—that fundamentally people over the whole of civilization are seized by this “As If.” Whereas things usually come to be corrupted at the end, here something shows itself to be corrupted at the beginning, something that in a higher sense must be developed for handling of speech in Anthroposophy, in the threefold order and so on. These things are so earnest, so important, that we really should speak specially about them. For it will be a question of elevating the triviality, “We need concepts because they are useful for life,” this triviality of a materialistic, utilitarian theory, of raising it up to the ethical, and perhaps through the ethical to the religious. For, if we want to work in the sense of Anthroposophy and the threefold order, we have before us the task of learning good speaking, in addition to the beautiful speaking and the correct speaking which we can acquire from history. We must maintain an ear for good speaking. Until now, I have seen little sign that it has been noticed, when, in the course of my lectures I have called attention to this good speaking—I have done it very frequently. In referring to this good speaking I have always said that it is not only a question today that what is said be correct in the logical-abstract sense, but it is a matter of saying something in a certain connection or omitting it, not saying it in this connection. It is a question of developing a feeling that something should not only be correct, but that it is justified within its connection—that it can be either good in a certain connection or bad in a certain connection. Beyond rhetoric, beyond logic, we must learn a true ethics of speaking. We must know how we may allow ourselves things in a certain connection that would not be at all permitted in another connection. Here I may now use an example close to hand, that could perhaps have already struck some of you who were present lately at the lectures: I spoke in a certain connection of the fact that, in reality, Goethe was not born at all. I said that Goethe for a long time endeavored to express himself through painting, through drawing, but that nothing came about from it. It then flowed over into his poetic works, and then again in the poetic works, as for example Iphigenia, or especially in Naturliche Tochter [“Daughters of Nature”], we have indeed poetic works not at all in the sentimental sense. People called these poems of Goethe's “marble smooth and marble cold,” because they are almost sculptural, because they are three-dimensional. Goethe had genuine capacities which really did not become human at all; he was actually not born.—You see, in that connection in which I spoke lately, one could quite certainly say it. But imagine, if someone were to represent it as a thesis in itself in the absolute sense! It would be not only illogical, it would be of course quite crazy. To speak out of an awareness of a life connection is something different from finding the adequate or correct use of a word association for the thought and feeling involved. To let a pronouncement or the like arise at a particular place out of a living relationship, that is what leads over from beauty, from correctness, to the ethos of language—at which one feels, when a sentence is uttered, whether one may or may not say it in the whole context. But now, there is again an inward growing together, not with language, but with speaking. This is what I should like to call good speaking or had speaking; the third form. Aside from beautiful or ugly speaking, aside from correct or incorrect speaking, comes good or bad speaking, in the sense in which I have just presented it. Today the view is still widespread that there can be sentences which one forms and which can then be spoken on any occasion, because they have absolute validity. In reality, for our life in the present, there are no longer such sentences. Every sentence that is possible in a certain connection, is today impossible in another connection. That means, we have entered upon an epoch of humanity's development in which we need to direct our view to this many-sidedness of living situations. The Oriental who with his whole thinking lived within a small territory, also the Greek still, who with his spiritual life, with his rights life, with his economic life, lived on a small territory, poured something into his language that appears as a linguistic work of art must appear. How is it though in a work of art? It is such that a single finite object really appears infinite in a certain realm. In this way beauty was even defined, though one-sidedly, by Haeckel, Darwin and others: It is the appearance of the idea in a self-contained picture.—The first thing which I had to oppose in my Vienna lecture on “Goethe as the Father of a New Aesthetics,” was that the beautiful is “the appearance of the idea in outer form.” I showed then that one must mean just the reverse: that the beautiful arises when one gives to form the appearance of the infinite. And so it is with language, which in a certain way also acts as a limited territory—as a territory which encloses the possible meaning within boundaries. If that which is actually infinite in the inner soul- and spirit-life is to click into this language, it must there come to expression in beautiful form. In correct speaking the language must be adequate; the sentence must fit the judgment, the concept, the word. The Romans were compelled to this, especially as their territory became ever larger and larger; their language transformed itself from the beautiful into the logical. Hence the custom has been retained, of conveying logic to people precisely in the Latin language. (You have indeed learned logic quite well by it.) But we are now once again beyond this stage. Now, it is necessary that we learn to experience language with ethos—that, to a certain extent we gain a kind of morality of speaking in our lecturing, while we know that we have in a certain context to allow ourselves something or to deny ourselves something. There, things do not click-in, in the way I described earlier, but here we make use of the word to characterize. All defining ceases; here we use the word to characterize. The word is so handled that one really feels each word as something insufficient, every sentence as something insufficient, and has the urge to characterize that which one wishes to place before humanity from the most varied aspects—to go around the matter to a certain extent, and to characterize it from the most varied aspects. You see, for free spiritual life—that is to say spiritual life that exists out of its own laws—there is as yet not very much understanding in present-day humanity. For, mostly what is understood by free spiritual life is a structure in which people live, where each one crows his own cock-a-doodle-doo from his own dung heap—excuse the somewhat remarkable picture—and in which the most incredible consonances come about from the crowing. In reality, in free spiritual life, harmony comes about through and through, because the spirit, not the single egoists, lives—because the spirit can really lead its own life over and above the single egoists. There is, for example,—one must already say these things today—a Waldorf School spirit definitely there for our Waldorf School in Stuttgart that is independent of the body of teachers,—into which the body of teachers grows, and in which it becomes ever more and more clear that possibly the one can be more capable or less capable, but the spirit has a life of its own. It is an abstraction, which people today still represent to themselves, when they speak of “free spirit.” This is no reality at all. The free spirit is something that really lives among people—one must only let it come into existence; and what works among people—one must only let it come into existence. What I have said to you today I have also said only so that what we are meant to gain here may proceed from fundamental feelings, from the feeling for the earnestness of the matter. I cannot, of course, suppose that every one will now go right out and, as those in olden times spoke beautifully, in the middle period correctly, now all will speak well! But you may not for this reason object: of what help, then, are all our lectures, if we are not at once able to speak in the sense of good speaking?—It is rather a matter of our really getting the feeling of the earnestness of the situation, which we are thus to live into, so that we know: what is wanted here is something in itself so organically whole, that a necessity of form must gradually express itself even in speech, just as a necessity of form expresses itself in the ear-lobe, such as cannot be otherwise depending on how the whole human being is. Thus I shall try to bring still closer together what is for us the content of Anthroposophy and the threefold order with the way in which it should be presented to people. And, from the consideration of principles I shall come more and more into the concrete, and to that which should underlie the practice of lecturing. I have often emphasized that this must be Anthroposophy's manner of presenting things. I have often emphasized that one should not indeed believe that one is able to find the adequate word, the adequate sentence; one can only conduct oneself as does a photographer who, in order to show a tree, takes at least four views. Thus a conception that lives itself out in an abstract trivial philosophy such as pragmatism or humanism, must be raised up into the realm of the ethical. And then it must first of all live in the ethos of language. We must learn good speaking. That means that we must experience as regards speaking something of all that we otherwise experience in relation to ethics, moral philosophy. After all, the matter has become quite clear in modern times. In the speaking of theosophists we have an archaism simply conditioned through the language—archaic, namely as regards the materialistic coloration of the last centuries: “physical body”—well, it is thick; “ether body”—it is thinner, more nebulous; “astral body”—once again thinner, but still only thinner; “I”—still thinner. Now, new members of the human being keep on coming up: they become even thinner. At last one no longer knows at all how one can reach this thinness, but in any case, it only becomes ever thinner and thinner. One does not escape the materialism. This is indeed also the hallmark of this theosophical literature. And it is always the hallmark that appears, when these things are to be spoken about, from theoretical speaking, to that which I once experienced within the Theosophical Society in Paris, (I believe it was in 1906). A lady there who was a real rock-solid theosophist, wanted to express how well she liked particular lectures which had been given in the hall in which we were; and she said: “There are such good vibrations here!” And one perceived from her that this was really thought of as something which one might sniff. Thus, the scents of the lectures which were left behind and which one could sniff out somehow, these were really meant. We must learn to tear language away from adequacy. For it can be adequate only for the material. If we wish to use it for the spiritual, in the sense of the present epoch of development of humanity, then we must free it. Freedom must then come into the handling of language. If one does not take these things abstractly, but livingly, then the first thing into which the philosophy of freedom [spiritual activity] must come is in speaking, in the handling of language. For this is necessary; otherwise the transition will not be found, for example, to the characterization of the free spiritual life.
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53. Esoteric Development: The Great Initiates
16 Mar 1905, Berlin Tr. Gertrude Teutsch, Olin D. Wannamaker, Diane Tatum, Alice Wuslin Rudolf Steiner |
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On becoming acquainted with modern philosophical research we constantly hear of such limits to knowledge, especially among those schools of philosophy which owe their origin to Kant. The understanding of anthroposophists and of those who practice mysticism is distinguished from all such doctrines through never setting limits to man's capacity for knowledge, but rather looking upon it as capable of being both widened and uplifted. |
53. Esoteric Development: The Great Initiates
16 Mar 1905, Berlin Tr. Gertrude Teutsch, Olin D. Wannamaker, Diane Tatum, Alice Wuslin Rudolf Steiner |
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Translator Unknown, revised It may well be said that the anthroposophical conception of the world is distinguished from any other we may meet because it can satisfy to such a great extent the desire for knowledge. In the present time we so often hear that it is impossible to gain knowledge of certain things—that our capacity for knowledge has limits and cannot rise above a certain height. On becoming acquainted with modern philosophical research we constantly hear of such limits to knowledge, especially among those schools of philosophy which owe their origin to Kant. The understanding of anthroposophists and of those who practice mysticism is distinguished from all such doctrines through never setting limits to man's capacity for knowledge, but rather looking upon it as capable of being both widened and uplifted. Is it not, to a certain extent, the greatest arrogance for anyone to regard his own capacity for knowledge, from the point at which it stands, as something decisive, and then to say that with our capacities we cannot go beyond definite limits of knowledge? The anthroposophist says: “I stand today at a certain point in human knowledge, from which I am able to know certain things and not others. But it is possible to cultivate the human capacity for knowledge, to heighten it.” What is called a school of initiation has as its essential aim to raise to a higher stage this human capacity for knowledge. So it is quite correct if one from a lower stage of knowledge says that there are limits to his knowledge and that certain things cannot be known. One can, however, raise oneself above this stage of knowledge and press on to a higher stage, so that it becomes possible to know what at a lower stage was impossible. This is the essence of initiation, and this deepening or heightening of knowledge is the task of the initiation schools. This means raising man to a stage of knowledge to which nature has not brought him, but which he must acquire for himself through long years of patient exercise. In all ages there have been these initiation schools. Among all peoples, those having a higher kind of knowledge have arisen from these initiation schools. And the essential nature of such schools—and of the great Initiates themselves, who have soared above the lower stages of the human capacity for knowledge and, through their inspirations, have been acquainted with the highest knowledge accessible to us in this world—finds expression in Initiates giving to the various peoples on earth their various religions and world-conceptions. Today we wish with a few strokes to illuminate the essential being of these great Initiates. As in every science, in every spiritual process one must first learn the method through which one penetrates to knowledge. This is also the case in the initiation schools. And here too it is a matter of our being led through certain methods to the higher stages of knowledge, about which we have spoken precisely. I shall now briefly refer to the stages that here concern us. Certain stages of knowledge can only be attained in the intimate schools of initiation where there are teachers who have themselves in their own experience gone through each school, have devoted themselves to every exercise, and have really pondered every single step, every single stage. And one must entrust oneself only to such teachers in the initiation schools. In these schools there is, it is true, no hint of authority, nothing that smacks of dogmatism; the governing principle is entirely that of counsel, the imparting of advice. Whoever has gone through a certain stage of learning, and has himself acquired experiences of the higher, super-sensible life, knows the inner way that leads to this higher knowledge. And it is only one such as this who is qualified to say what one must do. What is necessary is simply that there be trust between pupil and teacher in this sphere. Whoever lacks this trust can learn nothing; but whoever has it will very soon perceive that nothing is recommended by any occult, mystic, or mystery teacher other than what the teacher has himself gone through. What concerns us here is that, of the whole being of man as he stands before us today, it is essentially only the outward visible part already within human nature that is today complete. This must be made clear to anyone aspiring to become a student of the mysteries—that man as he stands before us today is by no means a completed being, but is in the process of developing so that in the future he will reach many higher stages. That which today has attained to an image of God, that which has arrived at the highest stage in man, is the human physical body, that which we can see with our eyes and perceive in any way with our senses. That is not, however, the only thing that man has. He has still higher members of his nature. To begin with, he further possesses a member that we call his etheric body. This etheric body can be seen by anyone who has cultivated his soul organs. Through this etheric body man is not simply a creation in which work chemical and physical forces, but a living creation, a creation that lives and is endowed with capacities for growth, life, and propagation. One can see this etheric body, which represents a kind of archetype of man, if, with the methods of the art of clairvoyance—which will be characterized still further—one suggests away the ordinary physical body. You know how, by the ordinary methods of hypnotism and suggestion, the point can be reached when, if you say to anyone that there is no lamp here, he actually sees no lamp. So you can also, if you develop in yourself sufficiently strong willpower—a willpower that shuts out, entirely shuts out, all observation of the physical body—so you can, in spite of seeing into space, completely suggest away physical space. Then you see space not empty but filled by a kind of archetype. This archetype has practically the same form as the physical body. It is, however, not of the same nature through and through, but is fully organized. It is not only interlaced with fine veins and streams but it also has organs. This creation, this etheric body, produces man's essential life. Its color can only be compared with the color of the young peach blossom. It is no color that is contained in the sun spectrum; but it is something between a violet and a reddish tinge. This is then the second body. The third body is the aura, which I have often described—that cloud-like formation of which I spoke last time when describing man's origin, in which man is as if in an egg-shaped cloud. In this is expressed all that lives in man as lust, passion, and feeling. Joyful self-sacrificing feelings express themselves in this aura in luminous streams of color. Feelings of hate, physical feelings, express themselves in dark color tones. Sharp, logical thoughts express themselves in sharply outlined forms. Illogical, confused thoughts come to expression in figures with blurred outline. Thus, we have in this aura an image of what is living in man's soul as feeling, passion, and impulse. As man has now been described, so he was set down on the earth—from the hand of nature, so to speak—at the point of time that lies approximately at the beginning of the Atlantean race. Last time I described what is to be understood by “the Atlantean race.” At the moment when the fertilization by the eternal spirit had already taken place, man confronts us with the three members—body, soul, and spirit. Today this threefold nature of man has taken a somewhat different form, as since that time, since nature has released him, since he has become a being with self-consciousness, man has worked on his own being. This work on himself means the refining of his aura; it also means sending light into the aura out of this self-consciousness. A man who stands at a very low stage of development and has never worked on himself—let us say a savage—has the aura which nature has provided him. But all those within our civilization, our cultural world, have auras on which they themselves have helped to work, for in so far as man is a self-conscious being he works upon himself and this work comes into expression first through changing his aura. All that man has learned through nature, all that he has absorbed since he was able to speak and think self-consciously, is a recent acquisition in his aura brought about by his own activity. If you put yourself back into the Lemurian age, in which man had already had warm blood flowing in his veins for some time, and in which, in the middle of this Lemurian age, his fertilization with the spirit had taken place, man then was not yet a being capable of clear thinking. All this occurred at the beginning of evolution when the spirit had just taken possession of the corporeality. At that time the aura was still completely a consequence of forces of nature. One could then perceive—as one still can with men at a very low stage of development—how at a certain place in the interior of the head (that is to say, a place that we have to seek in the interior of the head) there exists a smaller aura of a bluish color. This smaller aura is the outer auric expression of the self-consciousness. And the more a man has developed this self-consciousness through his thought and through his work, the more this smaller aura spreads itself over the other, so that often in a short time both become totally different. A man who lives in outer culture, a refined man of culture, works on his aura in the particular way that this culture impels him. Our ordinary knowledge, which they offer in our schools, our experiences that life brings us, are absorbed by us and they are perpetually transforming our aura. But this transformation must be continuous if a man wishes to enter into practical mysticism. Then he must make a special effort to work upon himself. For then he must not incorporate into his aura only what culture offers him, but must exercise an influence upon it in a definite, orderly manner. And this happens through so-called meditation. This meditation, this inner immersion, is the first stage which a student of initiation must undergo. Now in what does this meditation take an interest? Just try to bring to mind and reflect upon the thoughts that you shelter from morning to night, and upon how these thoughts are influenced by the time and the place in which you live. See whether you can hinder your thoughts, and ask yourself whether you would have them if you did not happen by chance to be living in Berlin at the beginning of the twentieth century. At the end of the eighteenth and beginning of the nineteenth centuries, men did not think in the same way as men do today. If you consider how the world has changed in the course of the last century, and what kind of changes time has brought about, you will see that what passes through your soul from morning to night is dependent upon time and space. It is different when we give ourselves up to thoughts that have an eternal worth. Actually it is only certain abstract, scientific thoughts to which men have given themselves up, the highest thoughts of mathematics and geometry, that have an eternal worth. Twice two is four holds good at all times and in all places. It is the same with the geometrical truths that we accept. But leaving aside a certain fundamental stock of such truths, we may say that the average man has very few thoughts that are not dependent on time and space. What is thus dependent unites us with the world, and only exerts a trifling influence upon that essence which is in itself enduring. Meditation means nothing other than surrendering oneself to thoughts which have eternal worth, in order to raise oneself up in a conscious way to what lies above both space and time. Such thoughts are contained in the great religious writings: the Vedanta, the Bhagavad Gita, the Gospel of John from the thirteenth chapter to the end, and the “Imitation of Christ,” by Thomas a Kempis. He who sinks himself with patience and perseverance so that he lives in such writings; he who deepens himself anew every day—perhaps working for weeks on one single sentence, thinking it through, feeling it through—will gain unlimited benefit. Just as each day one learns more nearly to know and love a child with all its individual characteristics, so one can daily draw into one's soul an eternal truth of the kind that flows from the great Initiates, or from inspired men. This has the effect of filling us with new life. Very significant also are the sayings in the “Light on the Path” that have been written down by Mabel Collins, under the instruction of higher powers. Actually in the first four sentences there is something that, when applied with patience in the appropriate way, is capable of so seizing upon man's aura that this aura is completely shot through with new light. One can see this light in the human aura shining and glistening. Bluish shades arise in the place of the reddish or of the reddishbrown shimmering shades of color, and, in the place of yellow, clear reddish ones arise, and so on. The whole coloring of the aura transforms itself under the influence of such eternal thoughts. The student cannot yet perceive this in the beginning, but he gradually begins to notice the deep influence that emanates from the greatly transformed aura. If a man, in addition to these meditations, consciously and in a most scrupulous way practices certain virtues, certain achievements of the soul, then, within this aura, his sense-organs of the soul develop. We must have these if we want to see into the soul-world, just as we must have physical sense-organs to be able to see into the material world. As the outer senses were planted into the body by nature, so must man, in a regular way, implant the higher sense-organs of the soul into his aura. Meditation leads man to become ripe from within outwards, forming, developing, and interweaving the available capacities of the soul's senses. But if we wish to cultivate these sense organs we must turn our attention to quite definite accomplishments of the soul. You see, man has a series of such organs in his organization. We call these sense organs the so-called Lotus flowers because the astral image, which man begins to evolve in his aura when he is developing himself in the way described, takes on a form that may be compared with that of a Lotus flower. It goes without saying that this is only a comparison, just as one can speak of the wings of the lung, which also bear only a resemblance to wings. The two-petalled Lotus flower is found in the middle of the head above the root of the nose, between the eyes. Near the larynx is the sixteen-petalled Lotus flower, while in the region of the heart there is the twelve-petalled one, and in the region of the pit of the stomach the one with ten petals. Still farther down are found the six-petalled and four-petalled Lotus flowers. Today I want to talk only about the Lotus flowers that have sixteen petals and twelve petals. In Buddha's teachings you are given an account of the so-called eightfold path. Now ask yourselves once why Buddha offered precisely this eightfold path as particularly important in the attainment of the higher stages of man's development. This eightfold path is: right resolve, right thinking, right speech, right action, right living, right striving, right memory, right self-immersion, or meditation. A great Initiate such as Buddha does not speak out of a vaguely felt ideal, but out of knowledge of human nature. He knows what influence the practice of such exercises of the soul will have on the future development of the body. If we look at the sixteen-petalled Lotus flower in the average man of today we actually see very little. If I can so express it, it is in the process of flaring up again. In the far-distant past this Lotus flower was once present; it has gone backward in its development. Today it is appearing again, partly through man's cultural activity. In the future, however, this sixteen-petalled Lotus flower will come again to full development. It will glisten vividly with its sixteen spokes or petals, each petal appearing in a different shade of color; and finally, it will move from left to right. What everyone in the future will possess and experience is today being cultivated by those who seek in a conscious way their development in the school of initiation, in order to become leaders of mankind. Now eight of these sixteen petals have already been formed in the far-distant past; today eight have still to be developed, if the mystery pupil wishes to have the use of these sense-organs. These will be developed if man treads the eightfold path in a conscious way, observantly and clearly, if he consciously practices these eight soul activities given by Buddha, and if he arranges his whole life of soul so that he takes himself in hand, practicing these eight virtues as vigorously as he can only do when sustained by his meditation work, thus bringing the sixteen-petalled Lotus flower not only into bloom but also into movement, into actual perception. I will now speak of the twelve-petalled Lotus flower in the region of the heart. Six petals of this flower were already developed in the far-distant past, and six must be developed by all men in the future, by present-day Initiates and their pupils. In all anthroposophical handbooks you can find reference to certain virtues in the forefront of those that should be acquired by anyone aspiring to the stage of Chela, or pupil. These six virtues which you find mentioned in every anthroposophical handbook concerned with man's development are: control of thought, control of action, tolerance, steadfastness, impartiality, and equilibrium, or what Angelus Silesius calls composure. These six virtues, which one must practice consciously and attentively in conjunction with meditation, bring to unfolding the six further petals of the twelve-petalled Lotus flower. And these are not gathered blindly in the anthroposophical textbooks, nor are they stamped by haphazard or individual inner feeling, but they are spoken out of the great Initiates' deepest knowledge. Initiates know that whoever really wishes to evolve to the higher super-sensible stages of development must bring about the unfolding of the twelve-petalled Lotus flower. And to this end he must today develop, through these six virtues, the six petals that were undeveloped in the past. Thus you see how the great Initiates essentially gave their directions for life out of their own deeper knowledge of the human being. I could extend these remarks to still other organs of knowledge and observation, but I only wish to give you a brief sketch of the process of initiation, and for that these indications should suffice. When the pupil has progressed so far that he begins to form the astral sense-organs, when he has progressed so far that he is capable of perceiving not only the physical impressions in his surroundings but also what belongs to the soul—in other words, to see what is in the aura of man himself as well as what is in the aura of animals and plants—he then begins a completely new stage of instruction. No one can see in his environment that which has to do with his soul before his Lotus flowers revolve, just as one without eyes can see no color and no light. But when the barrier is pierced, when the pupil has gone beyond the preliminary stages of knowledge so that he has insight into the soul-world, then true “pupil-ship” first begins for him. This leads through four stages of knowledge. Now what happens in this moment, when man has passed beyond the first steps and has become a Chela? We have seen how all that we have just described related to the astral body. This is organized throughout by the human body. Whoever has undergone such a development has a totally different aura. When man out of his self-consciousness has illuminated his astral body, when he himself has become the luminous organization of his astral body, then we say that this pupil has illuminated his astral body with Manas. Manas is nothing other than an astral body dominated by self-consciousness. Manas and astral body are one and the same, but at different stages of development. One must understand this if, in the practice of mysticism, one wishes to apply in a practical way what is given in anthroposophical handbooks as the seven principles. Everyone acquainted with the mystic path of development, everyone who knows something about initiation, will say that these have a theoretical value for study but for the practicing mystic they have value only if the relation existing between the lower and the higher principles is known. No practicing mystic recognizes more than four members: the physical body, in which work chemical and physical laws, the etheric body, the astral body, and finally the self- or Ego-consciousness, called at the present stage of development Kama-Manas, the self-conscious thinking principle. Manas is nothing other than that which has been worked into the body by the self-consciousness. The etheric body in its present form is deprived of any influence of the self-consciousness. We can indirectly influence our growth and nourishment, but not in the same way as we cause our wishes, our thoughts and ideas to proceed from self-consciousness. We cannot ourselves influence our nourishment, digestion, and growth. In men, these are without connection to the self-consciousness. The etheric body has to be brought under the influence of the astral body, the so-called aura. The self-consciousness of the astral body has to penetrate the etheric body—to be able to work out of itself upon the etheric body—as man, in the way already shown, works upon his astral body, his aura. Then, when man through meditation, through inner immersion, and through practicing activities of the soul, which I have described, has come so far that the astral body has organized itself, then the work extends to the etheric body, and the etheric body receives the inner word. Then man not only hears what lives in the world around him, but there resounds in him his etheric body, the inner meaning of things. I have often said here before that the essentially spiritual in things is a resounding. I have drawn your attention to how the practicing mystic, when speaking in a correct sense, talks of a sound in the spiritual world in the same way as of a light in the astral world, or world of desire. Not for nothing does Goethe say, when guiding his Faust to heaven: “Die Sonne tönt nach alten Weise im Bruderspharen Wettgesang ...” (“The sun resounds in ancient fashion, contending with his brother spheres”). Nor are the words of Ariel empty when Faust is being escorted by the spirits into the spiritual world: “Tönend wird für Geistesohren schon der neue Tag geboren” (“Hear the new day being born, Spirit ears can hear its ringing”). This inner sounding which, of course, is not at all a sound perceptible to the outer physical ear, this inner word through which things can express their own nature, is an experience that man has when he becomes able to influence his etheric body from his astral body. Then he has become a Chela, a real student of the great Initiates. Then he can be led further upon this path. A man who has thus ascended this step is called a homeless man, because fundamentally he has found the connection with a new world, because it rings to him out of the spiritual world, and because he thereby no longer has his home, so to speak, in this physical world. One must not misunderstand this. The Chela who has reached this stage is just as good a citizen and family man, just as good a friend, as he was before he had reached the stage of Chela. He need not be torn away from anything. What he has experienced is an evolution of the soul, thus acquiring a new home in a world lying behind this physical one. What then has happened? The spiritual world sounds within man, and through this sounding of the spiritual world man overcomes an illusion, the illusion which takes in all men before they begin this stage of development. This is the illusion of the personal self. Man believes himself to be a personality separate from the rest of the world. Mere reflection could teach him that even physically he himself is not an independent being. Bear in mind that if the temperature in this room were 200 degrees higher than it now is, none of us would be able to survive as we now survive. As soon as the outer situation changes, the conditions for our physical existence are no longer there. We are simply a continuation of the external world, and are as separate beings absolutely inconceivable. This is still more the case in the world of the soul and of the spirit. Thus we see that man conceived of as a self is only an illusion—that he is a member of the universal divine spirituality. Here man overcomes the personal self. Here arises what in the mystic chorus of Faust Goethe has expressed in the words: “Alles Vergängliche ist nur ein Gleichnis.” (“All that is transitory is but a likeness.”) What we see is only a picture of an eternal being. We ourselves are only a picture of an eternal being. When we have surrendered our separate being—for we live a separate life through our etheric body—then we have overcome our outer, separate life, we have become part of universal life. There arises in man something which we have called Buddhi. Buddhi is now practically reached as a stage in the development of the etheric body, that etheric body which no longer occasions a separate existence but enters into universal life. The man who has attained this has arrived at the second state of Chela-ship. Then all doubts and reservations fall away from his soul; he can no longer be superstitious any more than he can be a doubter. Then he has no more need to secure the truth in order to compare his ideas with the outer environment; then he lives in tone, in the word of things; then what it is sounds and resounds out of its being. And there is no more superstition, no more doubt. This is called the surrendering of the keys of knowledge to the Chela. When he has reached this stage, within it there sounds a word from the spiritual world. Then his own words no longer proclaim an echo of what is in this world, but his words are an echo of what stems from another world, which works into this world, but which cannot be perceived with our outer senses. These words are messengers of the Godhead. When this stage is passed beyond, a new one comes. This is entered by man gaining influence over what is done directly by his physical body. Before this, his influence only extended to his etheric body, but now it extends to his physical body. His actions must set the physical body in motion. What man does is incorporated into what we call his karma. Man, however, does not work on this consciously; he does not know how each of his deeds causes a consequence. It is only now that he begins in a conscious way so to fulfill his actions in the physical world that he consciously works on his karma. Thus, through his physical actions, he wins influence over his karma. And now there is not only a sounding from the objects in his environment, but he has come far enough to be able to utter the name of all things. Man lives in our present stage of culture in such a way that he is only able to utter one single name. That is the name he gives himself: “I.” That is the only name man can really give to himself. (Whoever immerses himself in deeper knowledge can arrive at depths of which psychology does not dream.) It is the only instance in which you yourself can give the name in question. No one else can say “I” to you, only you yourself. To everyone else you must say “you,” and they in return must say the same. There is something in everyone to which only they themselves can apply the name “I.” On this account the Jewish mystery teachings speak also of an inexpressible name of God. That is something which is immediately a proclamation of God in man. It was forbidden to utter this name unworthily, sacrilegiously; hence the sacred awe, the significance and reality when the Jewish mystery teachers uttered this name. “I” is the one word that says something to you that can never approach you from the outer world. So now, as the average man alone names his “I,” so the Chela in the third stage gives to all things in the world names which he has received out of intuition. That means he has passed into the world “I.” He speaks out of the world “I” itself. He may call everything by its most profound name, whereas the man today standing at the average stage can only say “I” to himself. When the Chela has arrived at this stage, he is called a Swan. The Chela who has been able to raise himself to the point of naming all things is called Swan because he is the messenger of all things. What lies beyond these three stages cannot be expressed in ordinary language. It demands knowledge of a special script only taught in mystery schools. The next stage is the stage of what is veiled. And beyond this lie the stages which belong to the great Initiates, those Initiates who at all times have given the great impulses to our culture. They were Chelas to begin with. To begin with they acquired the keys of knowledge. Next they were led further to the regions where were disclosed to them the universal and the names of things. Then they raised themselves to the stage of the universal, where they could have the deep experiences through which they were qualified to found the great religions of the world. But it was not only the great religions that came forth from the great Initiates; it was every mighty impulse, all that is important in the world. Let us take just two examples that show the kind of influence that has been exercised on the world by the great Initiates who have gone through the schooling. Let us go back to everyday life at the time when the pupils of the initiation schools were guided under the leadership of Hermes. This guidance was in the end an ordinary, so-called esoteric, scientific instruction. I can sketch for you in only a few strokes what such instruction contained. It was shown how the Cosmic Spirit descended into the physical world, incarnated himself here, and how he began afresh a material existence, how he then reached the highest stage of man and celebrated his resurrection. Paracelsus in particular has expressed this very beautifully in the following words: “The individual beings we meet in the outer world are the single letters, and the word that is formed from them is MAN.” Outwardly we have all contributed human virtues or failings to this creation. Man, however, is the fusion of all this. It was taught as esoteric instruction in the Egyptian mystery schools, in all detail and with great richness of spirit, how there lives in man, as microcosm, the fusion of the rest of the macrocosm. After this instruction came the Hermetic instruction. What I have said one can grasp with the senses and the understanding. But what is offered in the Hermetic instruction can only be grasped if one has attained the first stage of Chelaship. Then one can learn that special script which is neither arbitrary nor a matter of chance, but which gives us the great laws of the spiritual world. This script is not, like ours, an external picture arbitrarily fixed in single letters and parts; it is born out of the spiritual law of nature itself, because the man who becomes versed in this script is in possession of this natural law. All his conception of soul and astral space itself thus becomes regulated by law. What he conceives is conceived in the sense of the great signs of this script. He is capable of this when he has renounced his self. He unites himself with primal everlasting law. Now he has his Hermetic instruction behind him. Henceforward he himself can be admitted to the first stage of a still deeper initiation. Now, as the next stage, he should experience something in the astral world, the essential soul world, that has a significance reaching beyond the cosmic cycles. After he has acquired the capacity for the astral senses to be fully effective, so that they work right down into the etheric body, then for three days he is ushered into a deep mystery of the astral world. In that astral world he then experiences what last time I described to you as the primal origin of the Earth and man. He has before him and he experiences this descent of the spirit, this separation of Sun, Moon, and Earth, and the coming forth of man—this whole series of phenomena. And at the same time they form themselves into a picture before him. And then he emerges. After he has this great experience in the mystery school behind him, he goes among the people and relates what he has experienced in the soul and astral world. And what he relates runs approximately like this: “There was once a divine couple who were united with the earth, Osiris and Isis. This divine pair were regents of everything that happens on earth. But Osiris was pursued by Typhon and cut into pieces, and Isis had to search for the corpse. She did not bring it home, but graves of Osiris were distributed among the various parts of the earth. So he was brought completely down into the earth and buried there. But a ray from the spiritual world fell upon Isis, fertilizing her through immaculate conception with the new Horns.” This picture is nothing other than a mighty representation of what we have come to know as the exit of Sun and Moon, as the separation of Sun and Moon and as the dawning of mankind. Isis is the image of the Moon; Horns stands for earthly mankind, the earth itself. Before man was endowed with warm blood, before he was clothed with his physical body, he felt in mighty pictures what proceeded in the soul world. In the beginning of the Lemurian, of the Atlantean and the Arian evolutions, man was always prepared by the great Initiates to receive the mighty truths contained in such pictures. For this reason, the truths were not simply represented but were given in the pictures of Osiris and Isis. All the great religions we meet in antiquity are from what the great Initiates experienced in astral space. And the great Initiates emerged from these experiences and spoke to each particular people in the way they could understand, that is to say in pictures of what the Initiates themselves had experienced in the mystery schools. This was so in ancient times. Only through being in such a school of initiation could one rise to higher astral experience. All this was changed with the coming of Christianity. It cut into evolution with great significance. And since the appearance of Christ it has been possible for man to be initiated as an initiate of nature, just as one speaks of a poet of nature. There have been Christian mystics who by grace have received initiation. The first who was called to carry Christianity into all the world under the influence of the words: “Blessed are those who have not seen and yet have believed,” was Paul. The appearance on the road to Damascus was an initiation outside the mysteries. I cannot go into further detail here. It was the great Initiates who gave the impulse to all great movements and founding's of culture. From medieval times there comes a beautiful myth that may be said to show us this in a time when one did not yet demand materialistic foundations. The myth arose in Bavaria and has, therefore, assumed the garb of Catholicism. What then happened we will make clear as follows. There arose at that time in Europe the so-called civic culture—modern citizenship. The onward development of man, the progress of each soul to a higher stage, was understood by the mystic as the advancing of the soul, of the womanly element in man. The mystic sees in the soul something womanly that was fertilized by the lower sense impressions of nature and by the eternal truths. In every historical process the mystic sees such a process of fertilization. For those who see more deeply into man's path of development, for those who see the spiritual forces behind physical appearances, the great and deep impulses for the progress of mankind are given by the great Initiates. Thus the man with a medieval world outlook ascribed to the great Initiates the raising up of the soul to higher stages during the new period of culture that was brought about by means of cities. This city-development was attained by souls making a sudden move forward in history. And it was an Initiate who brought about this move. All mighty impulses were ascribed to the great lodge of Initiates surrounding the Holy Grail. From there came the great Initiates who are not visible to ordinary men. And the Initiate who at that time provided the civic culture with its impulse was called, in the Middle Ages, Lohengrin. It is he who was the missionary of the Holy Grail, of the great lodge; and Elsa of Brabant stands for the soul of the city, the womanly element that was to be fructified through the great Initiate. The mediator is the swan. Lohengrin was brought by the swan into this physical world. The Initiate must not be asked his name. He belongs to a higher world. The Chela, the Swan, has been the mediator of this influence. I have merely been able to indicate how this great event has again been symbolized for the people in a myth. It is in this way that the great Initiates have worked and have put into their teachings what they have to make known. And in this way worked all those who have founded man's early culture—Hermes in Egypt, Krishna in India, Zarathustra in Persia, Moses among the Jewish people. Orpheus continued the work—then Pythagoras, and finally the Initiate of all Initiates, Jesus, who bore within Him the Christ. Here only the greatest of Initiates are mentioned. We have tried in these descriptions to characterize their connection with the world. What has been described here will still remain remote to many people's thoughts. But those who have become aware of something of the higher worlds in their own souls have always raised their eyes not only to the spiritual world but also to the leaders of mankind. It was only from this standpoint that they have been able to speak in as inspired a way as Goethe. But you find among others, too, something of the divine spark leading towards the point to which spiritual science should again bring us. You find it in the case of a German, a young, intelligent German poet and thinker, whose life has all the appearance of a blessed memory of some former existence as a great Initiate. Those who read Novalis will notice something of the breath that guides us into the higher world. There is something in him that also contains the magic word, though not expressed as explicitly as usual. Thus he has written the beautiful words about the relation of our planet to mankind that convey as much to the lowly and undeveloped as they do to the Initiate: “Mankind is the sense of our earth-planet, mankind is the nerve that binds the earth-planet with the higher worlds; mankind is the eye through which this earth-planet lifts its gaze to the heavenly Kingdoms of the Cosmos.” |
83. The Tension Between East and West: East and West in History
03 Jun 1922, Vienna Tr. B. A. Rowley Rudolf Steiner |
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When we first begin to read Soloviev, it is true, we notice that he uses the philosophical language he found in Kant or Comte; he has complete command of the modes of expression of these philosophers of Western and Central Europe. |
83. The Tension Between East and West: East and West in History
03 Jun 1922, Vienna Tr. B. A. Rowley Rudolf Steiner |
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Goethe who gave simple expression to so much that men find great and moving, once wrote: “Each man should consider with what part of himself he can and will influence his time!” When we allow such a saying—with all that we know may have passed through Goethe's mind as he said it—to affect us, we are initiated into the whole relationship of man to history. For most people, of course, the search for their own particular standpoint, from which they can deploy their powers in the development of humanity in accordance with the spirit of the age in which they live, is more or less unconscious. Yet even a superficial examination of human development shows that men have increasingly been compelled to organize their lives in a conscious manner. Instinctive living was a feature of earlier civilizations. The transition to increasing consciousness is itself a factor in history. Nowadays, indeed, we can see that the increasing complications of life require man to participate in the development of humanity with a certain degree of consciousness, however humble his position. It is unfortunate that as yet we really have very few points d'appui in the study of mankind's historical development to help us in our efforts to reach this point of view. As a scientific discipline, this study is of fairly recent origin, after all. Its novelty is apparent, one might say, in the historical writing that has been published. Historians have produced magnificent things. In developing from the unscientific chronicle-writing that still prevailed even in the eighteenth century, however, history, falling as it did within the age of natural science, attempted increasingly to take on the forms appropriate to that science. Thus the historical attitude gradually became identified with the concept post hoc, ergo propter hoc. Although this way of looking at human history as cause and effect does indeed carry us a long way, yet to the unprejudiced observer there remain countless facts in history which are not consistent with a simple causal interpretation. And at this point we are struck by an image that can symbolize history: the image of a flowing river. We cannot simply derive its features at a given point from what lies a little farther upstream, but must realize that in its depths there operate all kinds of forces that may come to the surface at any point, and may throw up waves which are not determined by those that went before. So, too, human history seems to point to unspoken depths, to resemble a surface on which countless forces impinge from below. And human observation can scarcely presume to gain a complete picture of the particular features of a given epoch. For this reason, the study of history will doubtless have to come more and more to be what I would call symptomatological. In the human organism itself, which is such a richly differentiated whole, a great deal has to be discovered about its health and ill-health by observing the symptoms through which the organism expresses itself. In the same way, we must gradually accustom ourselves to study historical symptomatology. We must learn to interpret surface features precisely, and, by including more and more symptoms in our interpretation, contrive to allow the vital essence of historical development to work on us. In this way, by a spiritual comprehension of the forces of human history—which in all kinds of indirect ways also affect our own soul—we can find our own place in the development of mankind. A view of the world and of life such as I have put before you is particularly fitted to reveal how, even in one's most intimate inner experiences, what is historically symptomatic is manifest. What I have described to you, the awakening of cognitive capacities that are not present in ordinary consciousness, being dormant deep down in the soul—this awakening of capacities appropriate to modern man leads us to see that we must develop these cognitive powers differently nowadays from the way they were developed in earlier times. Not only this: when we do develop these powers, the spiritual vision that results is something quite different to the man of today from what it was, for example, to the men of the ancient East, which we touched on the day before yesterday in describing yoga exercises. Looking at these ancient Oriental attitudes, as they were developed by men who sought to elicit, from within, powers of cognition reaching into the super-sensible sphere, we conclude: everything we know about it indicates that such knowledge, in gaining a place within the soul, took on a permanent and enduring character there. What men think in ordinary life, what they absorb from the experiences of earthly existence, and what then takes root as memories—these have permanence in the soul; and we are simply unhealthy in spirit if we have any considerable gaps in our capacity to remember what we have experienced in the world from a given point in childhood onwards. To this state of mental permanence were admitted all the insights into the spiritual world gained by ancient Oriental methods. They deposited memories, as the ordinary experiences of the day deposit memories. The characteristic of the early Oriental seer was precisely that he found himself increasingly absorbed into a lasting communion with the spiritual world, as he made his way into it. Once inside the divine and spiritual world, he knew himself to be secure. He knew that it also represented something enduring for his soul. The opposite, we may say, is true of anyone today who, by virtue of the powers to which mankind has advanced since those early days, rises to a certain spiritual vision. He develops his views on the spiritual sphere to the point of experiencing them; but they cannot possibly become memories for him in the way that the thoughts we experience daily in the outside world become memories. It is certainly a great disappointment to many who struggle to gain a certain spiritual vision by modern methods to find that, although they do gain glimpses of this spiritual world, these are transitory, like the sight of a real object in the outside world, which we no longer perceive when we go away from it. In this mental activity, there is no incorporation into memory in the ordinary sense, but a momentary contact with the spiritual world. If we later wish to regain this contact, we cannot simply call up the experience from our recollection. What we can do, however, is to recollect something that was an ordinary experience in the physical world: how by developing our powers we achieved our experience of the spiritual world. We can then retrace our steps and repeat the experience, exactly as we return to a sensory perception. This is one of the most important factors that authenticate this modern vision: that what we see does not combine with our physical being; for if thoughts are to gain some permanence as memories, they must always be combined with our physical being, held fast by our organism. Perhaps I may interpolate a personal observation here by way of explanation. Anyone who has some contact with the spiritual world, and wishes to communicate what he has experienced, is unable to make this communication from memory in the usual sense. He always has to make a certain effort to attain again to direct spiritual observation. For this reason, even if someone who speaks out of the spiritual world gives a lecture thirty times, no lecture will be an exact repetition of the one before: each must be drawn direct from experience. Here is something which, in my view, can remove certain anxieties that might arise in troubled minds about this modern spiritual vision. Many people today, with some justification, see the grandeur of the most significant riddles of existence in the very fact that they can never be completely solved. Such people are frightened of a philistinism of spiritual vision which might confront them with the assertion that the riddles of existence could be finally “solved” by a philosophy. Well, the view of life we are discussing here cannot speak of such a “solution,” for the reason that has just been given: what is always being forgotten must constantly be re-acquired. But therein lies its vitality! We are brought back again to life as it is revealed externally in nature, as opposed to what we experience inwardly on seeing our thoughts become memories. Perhaps what I want to say will sound banal to many people; but it is not meant to be banal. No one can say: I ate yesterday and so I am full, I do not need to eat today or tomorrow or the day after; similarly, no one can say of modern spiritual vision: It is complete, it has now become part of memory, and we know where we are with it once and for all. Indeed, it is not just that we must always struggle afresh to perceive what seeks to manifest itself to man; but that, if we dwell continuously over a long period on the same concepts from the spiritual world, seeking them out repeatedly, it will even happen that doubts and uncertainties appear; it is characteristic of true spiritual vision that we should have to conquer these doubts and uncertainties again and again in the vital life of the soul. We are thus never condemned to the calm of completion when we strive towards spiritual vision in the modern sense. There is another point, too. This modern spiritual vision demands above all what may be called “presence of mind.” The spiritual visionary of ancient Oriental times could take his time. What he achieved was a permanent possession. If man as he is today wishes to look at the spiritual world, he must be spiritually quick-witted, if I may so put it; he must realize that the revelations of the spiritual world appear, only to vanish again at the next moment. They must therefore be caught by “presence of mind” at the moment of their occurrence. And many people prepare themselves carefully for spiritual vision, but fail to attain it through omitting to train this “presence of mind.” Only by doing so can we avoid a situation in which we only become sufficiently attentive when the thing itself is past. I have now described to you many of the features that the modern seeker after the spiritual world encounters. In the course of my lectures, other features will become apparent. Today, I should like to point to just one more of them, since it will lead directly to a certain historical view of humanity. When we try as modern men in this sense to find our way with certainty into the spiritual world, without becoming eccentrics, it is best for us to start from concepts and ways of thinking we have obtained from a fundamental study of nature and by immersion in a fundamental natural science. No concepts are quite so suitable for the meditative life I have described as those gained from modern science—not just for us to absorb their content, but rather to meditate upon it. As modern men, we have really learnt to think through science. We must always remember that we have learnt through science the thinking that is suited to our present epoch. Yet what we gain in thinking techniques from modern science is only a preparation for a true spiritual vision. No logical argument or philosophical speculation will enable us to use ordinary thinking, trained on the objects of the outside world and on experiment and observation, as anything more than a preparation. We must then wait until the spiritual world approaches us in the way I have been describing. For each step we take in the observation of the spiritual world we must first become ripe. We cannot of our own volition do anything except make of ourselves an organ to which the spiritual world is willing to reveal itself. Objective revelation is something we must wait for. And anyone who has experience in such things knows that he has to wait years or decades for certain kinds of knowledge. Again, it is precisely this that guarantees the objectivity of what is real in the spiritual world—that is, of knowledge. This again was not so for those in ancient times in the Orient who sought through their exercises the way into the super-sensible world. The nature of their thinking from the beginning was such that they needed only to extend it to find the way into the spiritual world which I described two days ago. Even in ordinary life, therefore, their thinking needed only to be extended to lead to a certain clairvoyance. But because it developed from the ordinary life of the times, this was a rather dream-like vision, whereas the vision towards which we as modern men strive operates with complete self-possession, like that which is active in the solution of mathematical problems. It is just when we turn our attention to the intimate experiences of spiritual research that we see in this change the expression of great transformations in human nature as a whole in the course of historical times. I mean times that are “historical” in the sense that they are approachable not only by anyone who can examine the history both of men and of the cosmos through spiritual vision, but also by anyone who examines the external documents quite straightforwardly. In these external documents, too, we can look at early periods in the spiritual life of humanity and perceive how they differ from the position within this spiritual world which we and our time must aspire to. By virtue of the fact that our thinking cannot just be extended automatically to bring us to spiritual vision, but can only make us ready to see the spiritual world when it appears to us, it is suited to operate within the field of experiment and observation, within the field that natural science has made its own. Yet just because we perceive what inner rigour and strength our thinking has achieved, we shall be all the more likely to apply it to our training, and thus be able to await the revelation of the spiritual world in the true sense of the word. Even here, it is apparent that our thinking today is rather different from that of earlier times. I shall have opportunities later on for historical digressions. Much that refers to the outside world can then be deduced from what I have to say today. Today, I shall speak rather about the inner powers of man's development. This is a subject that brings us in the end to thinking and to the transformation of this thinking in the course of man's development. But in the last analysis all external history is dependent on thinking, and what he achieves in history man produces from his thoughts, together with his feelings and impulses of will; and therefore, if we want to find the deepest historical impulses, we must turn to human thinking. But the thinking employed today for natural science on the one hand, and for achieving human freedom on the other, differs quite considerably from that which we find in earlier ages of mankind. There will, of course, be many people who will say: thinking is thinking, whether it occurs in John Stuart Mill or in Soloviev, in Plato, Aristotle and Heraclitus or in the thinkers of the ancient East. Anyone with an intuitive insight into the way thoughts have functioned within humanity, however, will conclude: our thinking today is fundamentally something very different from that of earlier epochs. This raises an important problem in human development. Let us examine our present-day way of thinking. (I shall have an opportunity later to give evidence from natural science for what I am now expounding historically.) What we call thinking actually developed from the handling of language. Anyone with a sense of what is operative in a people's language—of the logic, familiar to us from childhood, operative in the language—and with enough psychological awareness to observe this in life, will find that our thinking today actually derives from what language makes of our soul's potentialities. I would say: from language we gradually separate thoughts and the laws thoughts obey: our thinking today is given us by speech. Yet this thinking that is given us by speech is also the thinking that has come of age in human civilization since the days of Copernicus, Galileo and Giordano Bruno, in periods when humanity has been devoting its attention principally to the observation of nature in the modern sense. The thinking that is applied to observation and experiment inevitably becomes a part of us; we refine what we absorb with language as part of our common heritage until it becomes a thought-structure by which we then apprehend the outside world. But we need only go back a relatively short distance in human history to encounter something quite different. Let us go back, for example, to the civilization of Greece. Anyone who can enter the world of Greek art, Greek literature, Greek philosophy—can catch, in fact, the mood of Greece—will discover quite empirically that the Greeks still experienced thoughts closely interwoven with words. Thought and word were one. By the concept logos, they meant something different from what we mean when we speak of a thought or a thought sequence. They spoke of thought as if the element of speech was its natural physical aspect. Just as in the physical world we cannot conceive our soul as spatially separated from our physical organism, so too in Greek consciousness thought was not separated from word. The two were felt as a unity, and thought flowed along on the waves of words. But this produces an attitude to the outside world quite different from ours, where thought has already separated from word. And thus, when we go back into Hellenic civilization, fundamentally we have to adopt a quite different temper of soul if we are to penetrate into the real experiences of the Greek soul. By the same token, all the science, for example, that was produced in Greece no longer seems like science by modern standards. The scientist of today will say: the Greeks really had no natural science; they had a natural philosophy. And he will be right. But he will have perceived only a quarter, so to speak, of the problem. Something much more profound is involved. What this is we can explore only by regaining spiritual vision. If we make use of the way of thinking which is particularly apt for scientific research, and to which we now train ourselves by inheritance and education, and develop what we call scientific concepts, then in the nature of our consciousness we separate these concepts strictly from what we call artistic experience and what we call religious experience. It is a fundamental characteristic of our age that modern man demands a science which involves no element of artistic creation or outlook, and nothing that claims to be the object of religious consciousness and religious devotion to the temporal or the divine. This, we conclude, is a characteristic of our present civilization. And we find this characteristic increasingly well developed the further West we go in our examination of the foundations of human civilization. This is the characteristic: that modern man keeps science, art and religious life separate in his soul. He even endeavours to form a special concept of science, to prevent art from invading science, to exclude the imagination from everything that is “scientific,” except for that part concerned with inventions; and then to put forward another kind of certainty—that of faith—to play its part in religious life. If you try, in the manner I have described, to rise to a spiritual perception, then, starting of course from the trained scientific thought of the present, you arrive at what I have characterized as vital, plastic thinking. With this plastic thinking, too, you feel equipped to comprehend, in what I will call a qualitatively mathematical way, what cannot be comprehended with ordinary mathematics and geometry: living things. With vital thinking you feel yourself equipped to apprehend living things. When we look at the purely chemical compounds in the inorganic world, we find that all their materials and forces are in a state of more or less unstable equilibrium. The equilibrium becomes increasingly unstable and the interaction increasingly complicated, the further we ascend towards living things. And as the equilibrium becomes more unstable, so the living structure increasingly evades quantitative understanding: only vital thought can connect up with a living structure in the way that mathematical thought does with a lifeless one. We thus arrive (and as I have previously indicated, I am saying something now that will be shocking to many people) at an epistemological position where ordinary logical abstract thinking is continually being converted into a kind of artistic thinking or artistic outlook, yet one as exact as ever mathematics or mechanics can be. I know how, impelled by the modern spirit of science, people shrink from transposing anything exact into the artistic sphere, which represents a kind of qualitative mathesis. But what is the good of epistemology insisting that we can only arrive at objective knowledge by moving from one logical deduction to the next, and by excluding from knowledge all these artistic features—if nature and reality do in fact operate artistically at a certain level, so that they only yield to an artistic mode of comprehension? In particular, we cannot examine what it is that shapes the human organism from within, as I described the day before yesterday—that operates in us as a first approximation to a super-sensible man—unless we allow logical thinking to flow over into a kind of artistic creation, and unless from a qualitative mathematics we can recreate the creative human form. All we need is to retain the scientific spirit and absorb the artistic spirit. In short, we must create from the science of today an artistic outlook, whilst maintaining the whole spirit of science. In so doing, however, we approach the reconciliation of science and art that Goethe sensed when he said: “The beautiful is a manifestation of secret laws of nature—laws which, but for its appearance, would have remained eternally hidden from us.” Goethe was well aware that, if we seek to comprehend nature or the world as a whole solely with the kinds of thought that prove to be healthy and correct for the inorganic world, then the totality of the world simply will not yield to our enquiry. And we shall not find the bridge from inorganic to organic science until we transpose abstract cognition into inwardly vitalized cognition, which is at the same time an inward freedom of action. In thus turning, within the mental endeavour of today, to a comprehension of living things, we also come closer to what was present in the Greek mind, not in the controlled and conscious way at which we aim, but rather instinctively. And no one can really understand what was being expressed even in Plato, still less in the pre-Socratic philosophers, unless he is aware of the presence there of a co-operation between the artistic and the philosophical and scientific elements in man. Only at the end of the Hellenic age—in philosophy, for instance, with Aristotle—does thought become separated from language and later develop via scholasticism into scientific thought. Only at the end of the Hellenic age is thought sifted out. Earlier on, thought is an artistic element in Greece. And, fundamentally, Greek philosophy can only be understood if it is also apprehended with an artistic understanding. But this now leads us to see Greece in general as the civilization where science and art are still linked together. This is apparent both in its art and in its science. Naturally, I cannot go into every aspect of this in detail. But if you will look at Greek sculpture with sound common sense and a sound, spiritually informed eye, you will find that the Greek sculptor did not work from a model as is done today: his plastic creation sprang from an inner experience. In forming the muscle, the bent arm, the hand, he made what he felt within him. He felt an inner, living, second man—what I will call an ethereal man; he experienced himself through his soul and in this way felt his outward envelope. His inner experience went over into the sculpture. Art was a revelation of this vision. And the vision, which was carried over into the thought living in the language, became a science that retained an artistic character by being one with what the spirit of the Greek language made manifest to a Greek. We thus enter, with Greece, a world accessible to us otherwise only if we advance from our own science, divorced from art, to a kind of knowledge that flows over into the artistic sphere. I would say: what we now evolve consciously was once instinctively experienced. Indeed, we can actually see how, in the course of history, this association of art and science gradually passes into the present complete separation of the two. As humanity developed through Roman times into the Middle Ages, the higher levels of education and training had a quite different basis from that which later prevailed. Later, in the scientific age, the main concern was to communicate to men the results of observation and experiment. In our education, we live almost entirely by absorbing these results. Looking back at the period when some influence of Greek civilization was still at work, we can see that even scientific training touched man closely then and was aimed rather at developing abilities in him. We see how in the Middle Ages the student had to work through the seven liberal arts, as they were called: grammar, rhetoric, dialectic, arithmetic, geometry, astronomy and music. What mattered was abilities. What you were to become as a scientist you achieved through the seven liberal arts—and yet these were already well on the way to becoming knowledge and science, as later happened. If you study the now much-despised scholasticism of the Middle Ages, which stands at the meeting-place of earlier times and our own, you will see what a wonderful training it provided in the art of thinking. One could wish that people today would only assimilate something of the best type of medieval scholasticism, which fostered in men a technique and art of thinking. This is particularly necessary if, as indeed we must, we are to arrive at clear-cut concepts. By starting from the attitude of today, however, with its strict separation of science, art and religion, and tracing human development back through the Middle Ages, we approach the civilization of Greece. And the further we go back in this, the more clearly we see the fusion of science and art. Yet even in Greek civilization there is something separate from science and art: religious life. It affects men quite differently from scientific or artistic experience. The vital element in art and science exists objectively in space and time: the content of religious consciousness is beyond space and time. It belongs to eternity; admittedly, it is brought to birth by space and time, but we cannot approach it by remaining within space and time. We can see even from the external documents what spiritual science today needs to discover about these things. And I should like to draw attention to a work which has just appeared in Austria and which is extraordinarily helpful in this connection. It is Otto Willmann's History of Idealism, a book that stands head and shoulders above many other currently concerned with similar problems. (One can judge such things dispassionately, even if they spring from views opposed to one's own, provided that they lead to something beneficial to spiritual life.) In Greece we find on the one hand this unity of art and science, and on the other hand the religious life to which the Greek devotes himself. In popular religion, it is true, this is represented plastically, but in the religious mysteries it is gained by initiation in a deeper sense. But everywhere we can see that religion plays no part in the soul-powers evolved in science and art. Instead, in order to partake of the religious life, the soul must first take on that temper of piety, that universal love, in which it can comprehend revelations of the divine and spiritual realm with which man can unite in religious devotion. Let us now look across at the Orient! The further back we go, the more we find that its spiritual life is something different again. Here, once more, we can be guided by what we have gained through our modern spiritual training: we ascend from experience of the vital concept to that inner pain and suffering which we have to overcome in order that our whole self may become a sense-organ or spiritual organ; and we cease to experience the world in the physical body alone, by existing in the world independently of our physical body. In so doing, we exist in the world in such a way that we learn to experience a reality outside space and time. We thus experience the reality of the spiritual sphere and its influence on the temporal in the way I have described. But if by overcoming pain and suffering within ourselves we do gain spiritual vision, we shall have brought into knowledge something of this other element—the element which, whilst remaining intact as real knowledge, real spiritual cognition, is continually leading knowledge into religious experience. And while continuing to experience what has survived from ancient times as a religious element in venerable traditional concepts, we also experience a similar spiritual element of more recent origin, if we work our way up to a cognition that can exist in the sphere of religious devotion. Only then do we understand how deep in man lie the springs of the unity of religion, art and science in the ancient East. They were once united: what man knew and admitted to his corpus of ideas was another aspect of what he set up to shine before him in artistic beauty; and what he thus knew and comprehended, and made to radiate beauty, was also something spiritual to which he made his devotions and which he treated as subject to a higher order. Here we see religion, art and science united. This, however, takes us back into an age where not only did thought live on the waves of words, but where also it was man's experience that thought inhabited regions deeper even than words, and was connected with the innermost texture of human nature. For this reason, the Indian yogi elicited thoughts from breathing, which goes deeper than words. Only gradually did thought raise itself into words and then, in modern civilization, beyond words. Originally, however, thought was connected with more intimate and deeper human experience, and that was when the unity of religious, artistic and scientific life could unfold in complete harmony. Today, there remains in the Orient an echo of what I have described to you as a harmonious unity of religion, art and philosophy, as it appears for instance in the vedas. But it is an echo which requires to be understood—and which we cannot easily understand simply from the standpoint of that isolation of religion, art and science which exists in Western civilization. We do truly understand it, however, if by a new spiritual science we rise to an outlook that can again produce a harmony of religion, art and science. In the Orient, meanwhile, we still have the remnants of that early unity before us. If you look, you will see that just where the East touches and influences Europe, the echo still persists. A past historical epoch remains present at a certain spot on the earth. We can perceive this presence in a great philosopher of Eastern Europe, in Soloviev. This philosopher of the second half of the nineteenth century has a quite special effect on us. When we look at the philosophers of the West, John Stuart Mill or Herbert Spencer or others, we find that their standpoint has grown out of the scientific thinking I have described today. In Soloviev, however, something survives which presents religion, art and science as a unity. When we first begin to read Soloviev, it is true, we notice that he uses the philosophical language he found in Kant or Comte; he has complete command of the modes of expression of these philosophers of Western and Central Europe. But when we become at home in his mind and in what he expresses by the use of these modes, our awareness of him changes. He arouses a sense of the past; he seems like someone who has come to life again from the discussions that preceded the Council of Nicaea. We perceive, in fact, the tone that prevails in the discussions of the early Christian fathers; and in those early centuries of Christianity there certainly did survive an echo of the unity of religion and science. This unity, in which volition and thought also flow together, informs Soloviev's East European philosophy of life. And if we look at the culture and civilization around us today, we do indeed find in the more Westerly parts just that separation of religion, art and science; what really belongs to our moment of history, the real basis of our activities and our picture of the world, is the discipline that is strictly built up on scientific thinking, whereas in art forms and religious matters we take over older traditional material. We can see today how few new styles are produced in art, and how everywhere old ones live on. The vital element in our time is what is vital in scientific thinking. We must wait for a time that will have lively imaginal thinking as I have described it—a thinking that will again lead to what is vital and will be capable of artistic creativity in new styles, without becoming insipidly allegorical and inartistic. Scientific thought, we find, is thus the motive impulse of the immediate present, especially the further West we move; while in the East we find an echo of an earlier unity of religion, art and science. This religious strain forms part of the temperament of East Europeans, with which they look at the world. They are able to understand the West only indirectly, via a spiritual development like that contained in our spiritual science movement; they have no direct understanding of the West, precisely because people in the West attempt to distinguish sharply religion and art from scientific thought. We who live between the two must allow the world of the senses to obtrude on us and must entertain the thought appropriate to it; but we cannot help also looking inward and experiencing our inner self, and for the inner self we need religious experience. But I would say: more deeply buried in human nature than the religious experience we need within us and the scientific experience we need for observing the outside world, is the link between the two, artistic experience. Artistic experience is thus something which today is not a first demand on life. We have seen that Western civilization is concerned with scientific thoughts, and Eastern civilization with religious ones. We have seen that we are part of an artistic tradition, but that we cannot feel entirely at home in it, indeed that the artistic tradition itself is in many ways a revival. And yet one must say: the yearning for a balance of this kind is certainly present in the central region between East and West. We see it, for example, when we look at Goethe. For what was Goethe's great longing when, with what I would call his predominantly artistic talents, he was faced by the riddles of nature? His artistic sense transformed itself naturally into his scientific outlook. One could say: in Goethe, the representative Central European, we find art and science all of a piece; all of a piece, too, is Goethe's life when we follow its development and know how to locate it properly within the history of recent times. Goethe made himself at home in the collaboration of art and science. There thus arose in him a longing that can only be understood historically: the urge towards Italy, to a more southerly civilization. After looking at the works of art he found in the South, he wrote to his friends in Weimar something that followed on from the philosophy and science he had come to know there in Weimar. In Spinoza he had found divine power represented philosophically. That did not satisfy him. He wanted an extended and spiritualized approach to the world and to spirituality. And in the sight of the Southern works of art he wrote to his friends: “Here is necessity, here is God!” “I have an idea that the Greeks operated according to the laws by which nature herself operates; I am on their track.” Here Goethe is trying to merge science and art. If in conclusion I introduce a personal note, I do so only to show you how a single pointer can reveal the way in which the Middle region can take up a position between East and West. I encountered this pointer some forty years ago here in Vienna. In my youth I made the acquaintance of Karl Julius Schröer—he was then lecturing on the history of German literature from Goethe onwards. In his introductory lecture he made a number of important points; and he then said something entirely characteristic of the longing that instinctively inspired the best minds in Central Europe. Schröer's words, too, were instinctive. Yet in fact he expressed a longing to combine art and science, to combine Western scientific thought and Eastern religious thought in artistic vision; and he summed up what he wanted to say in the, to me, significant words: “The Germans have an aesthetic conscience.” Of course, this does not describe an actual state of affairs. It expresses a longing, the longing to look at art and science together. And the feeling when we do look at them together has been finely expressed by another Central European, one whom I have just characterized: when we can look at science and art together, we can then raise ourselves to religious experience, if only the science and art contain true spirituality in Goethe's sense. This is what he meant by saying:
Anyone with an aesthetic conscience attains to scientific and religious conscientiousness too. From this we can see where we stand today. I do not like using the word “transition”—all periods are transitional—but today, in a time of transition, what matters is the kind of transition. In our time we have experienced and developed to its supreme triumph the separation of religion, art and science. What must now be sought, and what alone can provide an understanding between East and West, is the harmonization, the inner unity of religion, art and science. And this inner unity is what the philosophy of life of which I have been speaking seeks to attain. |