4. The Philosophy of Spiritual Activity (1986): The Value of Life
Translated by William Lindemann |
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[ 33 ] This amount of enjoyment would have the greatest conceivable value when no need, aiming at the kind of enjoyment now under consideration, remained unsatisfied, and when along with the enjoyment a certain amount of pain did not have to be taken into the bargain at the same time. |
The object which otherwise would be satisfying to us storms in upon us without our wanting it, and we suffer under it. This is one proof of the fact that pleasure is of value to us only so long as we can measure it against our desire. |
Whoever wants to calculate whether the sum total of pleasure or that of pain outweighs the other ignores the fact that he is undertaking a calculation of something that is nowhere experienced. Feeling does not calculate, and for the real evaluation of life, it is a matter of real experience, and not of the result of a calculation someone has dreamed up. |
4. The Philosophy of Spiritual Activity (1986): The Value of Life
Translated by William Lindemann |
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[ 1 ] A counterpart to the question of the purpose and determinants of life (see page 172ff.) is the question as to its value. We meet two opposing views regarding this, and, in between, every imaginable attempt to reconcile them. One view says the world is the best imaginable, and that our living and acting in it are a gift of inestimable value. Everything presents itself as a harmonious and purposeful working together and is worthy of wonder. Even what seems to be evil and bad can be recognized from a higher standpoint as good; we can value the latter all the more when it stands out in relief against the former. Furthermore, evil has no true reality; we only experience a lesser degree of the good as evil. Evil is the absence of good; it is nothing that has significance in its own right. [ 2 ] The other view is the one which maintains that life is full of agony and misery, that pain everywhere outweighs pleasure, and suffering everywhere joy. Existence is a burden, and nonexistence would under all circumstances be preferable to existence. [ 3 ] We have to consider Shaftesbury and Leibniz as the main proponents of the first view, of optimism, and Schopenhauer and Eduard von Hartmann as those of the second view, of pessimism. [ 4 ] Leibniz believes that the world is the best that could possibly be. A better one can not possibly be. A better one is impossible. For god is good and wise. A good God wants to create the best of worlds, a wise God knows the best; He can distinguish the best world from all other possible worse ones. Only an evil or unwise God could create a world worse than the best possible. [ 5 ] Whoever takes this view as his starting point will easily be able to prescribe the direction our human actions must take in order that they contribute what they can to the best of worlds. The human being has only to discover what God's ways are for him and then act accordingly. When he knows what God's intentions are for the world and for the human race, then he will also do the right thing. And he will feel happy in adding also his good to the general good. From the optimistic standpoint life is therefore worth living. It must stimulate us to coactive involved participation. [ 6 ] Schopenhauer pictures the matter differently. He does not think of the ground of existence as an all-wise and all-good being, but rather as blind urge or will. Eternal striving, ceaseless craving for a satisfaction which can never in fact be attained, is the basic thrust of all willing. For when we have attained one of the goals we have striven for, there arises a fresh need and so on. Any satisfaction can only last for an infinitely small time. All the rest of the content of our life is unsatisfied urge, that is, discontent, suffering. If our blind urges are finally dulled, then we lack any content; an endless boredom fills our existence. Therefore the relatively best thing to do is to stifle the wishes and needs within us, to extinguish our willing. Schopenhauer‘s pessimism leads to inaction; his moral goal is universal laziness. [ 7 ] Hartmann seeks in a considerably different way to establish pessimism and to make use of it in ethics. Hartmann seeks, in keeping with a favorite tendency of our day, to found his world view upon experience. By observing life he wants to determine whether pleasure or pain1 outweighs the other in the world. He lets pass in review before reason what seems good and satisfying to people, in order to show that all this supposed gratification proves, upon closer inspection, to be illusion. It is illusion when we believe ourselves to have sources of happiness and satisfaction in health, youth, freedom, adequate livelihood, love (sexual enjoyment), compassion, friendship and family life, self-respect, honor, fame, power, religious edification, scientific and artistic pursuits, expectation of life in the beyond, and participation in cultural progress. When looked at soberly, every enjoyment brings far more evil and misery than pleasure into the world. The unpleasantness of hangover is always greater than the pleasant feeling of intoxication. Pain predominates in the world by far. No man, even the relatively happiest one, if asked, would want to go through this miserable life a second time. But now, since Hartmann does not deny the presence of the ideal (of wisdom) in the world, grants it in fact equal standing with blind urge (will, he can credit his primal Being with the creation of the world only if he traces the pain of God Himself, for the life of the world as a whole is identical with the life of God. An all-wise Being can only see His goal, however, to be in the release from suffering, and since all existence is suffering, in the release which is far better, is the purpose of the creation of the world. The world process is a continuous battle against God's pain, finally leading to the eradication of all existence. The moral life of men becomes therefore participation in the eradication of existence. God has created the world so that through it He can free Himself from His infinite pain. This world is “to be regarded in a certain way as an itching eruption upon the absolute Being,” through which His unconscious healing power frees Him from an internal illness, “or even as a painful poultice which the All-One-Being applies to Himself in order first to divert an inner pain outward and then to cast it off.” Human beings are parts of the world. Within them God suffers. He has created them in order to split up this infinite pain. The pain which each one of us suffers is only a drop in the infinite ocean of God's pain (Hartmann, Phenomenology of Moral Consciousness). [ 8 ] Man has to permeate himself with the knowledge that the pursuit of individual gratification (egoism) is folly, and he has to let himself be guided solely by the task of dedicating himself with selfless devotion to the world process of God's deliverance. The pessimism of Hartmann, in contrast to that of Schopenhauer, leads us to devoted activity on behalf of a lofty task. [ 9 ] But is all this based on experience? [ 10 ] Striving for gratification is a reaching out of one's life activity beyond the present content of life. A being is hungry; i.e. it strives to fill itself, when its organic functions demand new life content in the form of nourishment in order to continue. The striving for honor consists in the fact that a person considers what he himself does or refrains from doing, worthwhile only when recognition from outside follows his actions. The striving for knowledge arises when something is lacking for a person in the world he sees, hears, etc., for as long as he has not comprehended it. The success of his striving creates pleasure in the striving individual; its failure creates pain. It is important to note in this that pleasure or pain depend only upon the success or failure of my striving. The striving itself can in no way be accounted as pain. If it turns out, therefore, that in the moment one's striving is realized, another one presents itself right away, I still cannot say that pleasure has given birth to pain for me just because enjoyment always creates desire that it be repeated or desire for new pleasure. Only when this desire hits up against the impossibility of its being satisfied, can I speak of pain. Even in the case where an enjoyment I have experienced creates in me the demand for a greater or more refined experience of pleasure, I can speak of pain being created by the first pleasure only at the moment when the means fail for experiencing the greater or more refined pleasure. Only in the case where pain occurs as a naturally lawful realm of pleasure, as for example when the woman's sexual enjoyment results in the sufferings of childbirth and in the cares of rearing children, can I find in enjoyment the creator of pain. If striving in itself called forth pain, then any removing of striving would have to be accompanied by pleasure. The opposite is, however, the case. A lack of striving in the content of our life creates boredom, and this brings pain with it. But since striving in the nature of things, can last for a long time before success is granted it and is content meanwhile with its hope for this success, so it must be recognized that pain has absolutely nothing to do with striving as such, but rather depends on its non-fulfillment alone. Schopenhauer is therefore in any case wrong when he considers desire and striving (will) in themselves to be the source of pain. [ 11 ] In fact, just the opposite is correct. Striving (desire) in itself creates joy. Who does not know the enjoyment which the hope brings of reaching a distant but strongly desired goal? This joy is the companion of work whose fruits will only be forthcoming to us in the future. This pleasure is entirely independent of our reaching the goal. When the goal is reached, then to the pleasure of striving, the pleasure of its fulfillment is added as something new. But if someone wanted to say that to the pain of not reaching one's goal there is added also the pain of disappointed hope which in the end makes the pain of unfulfillment still greater, one would answer him that the opposite can also be the case; the looking back on the enjoyment of the time of unfulfilled desire will just as often work to ease the pain of unfulfillment. The person who in the face of his dashed hopes calls out, “I have done all I can!” is living proof of this assertion. The happiness of feeling that one has striven to do the best one could is overlooked by those who maintain about each unrealized desire that not only is the joy of fulfillment unforthcoming, but also that the enjoyment of desiring is itself destroyed. [ 12 ] Fulfillment of desire calls forth pleasure and its unfulfillment, pain. One may not infer from this that pleasure is the satisfying of desire and pain the non-satisfying of desire. Both pleasure and pain can occur in a being, even without their being the result of desire. Illness is pain unpreceded by desire. Someone who wanted to maintain that illness is unsatisfied desire for health would be making the mistake of considering as appositive desire the wish, quite natural but not brought to consciousness, not to become ill. If someone receives an inheritance from a wealthy relative of whose existence he had not had the slightest inkling, this fact still fills him with pleasure without any desire preceding it. [ 13 ] Whoever therefore wants to investigate whether there is a predominance on the side of pleasure or on the side of pain must take into account the pleasure in desiring, the pleasure in the fulfillment of desire and the pleasure that comes to us unsought. Onto the debit side of the ledger will have to be entered the pain of boredom, the pain of unfulfilled striving, and finally the pain that comes our way without any desire on our part. To the last category belongs also the pain caused by work forced upon us, not of our choosing. [ 14 ] The question arises now as to the right means of determining from the debit and the credit side, what our balance is. Eduard von Hartmann is of the opinion that it is our reason which does this, in its ability to weigh things up. He says indeed (Philosophy of the Unconscious):2 “Pain and pleasure exist only insofar as they are experienced.” It follows from this that there is no other yardstick for pleasure than the subjective one of feeling. I must experience whether the sum total of my feelings of pain, when put beside my feelings of pleasure, show a predominance in me of joy or pain. In spite of this Hartmann asserts, “Although ... the life-value of each being can only be assessed according to its own subjective yardstick ..., this in no way says that each being, out of all the feelings in his life, can find the correct algebraic balance, or, in other words, that his overall judgment of his own life with respect to his subjective experiences is a correct one.” But this still makes rational judgment of our feeling into the evaluator.3 [ 15 ] Whoever adheres more or less exactly to the way such thinkers as Eduard von Hartmann picture things, can believe that, in order to come to a correct evaluation of life, he must clear out of the way those factors which falsify our judgment as to the balance between pleasure and pain. He can seek to achieve this in two ways. Firstly, by showing that our desire (drive, will) acts disruptively upon our sober judging of a feeling's value. Whereas, for example, we would have to say that sexual pleasure is a source of evil, still the fact that the sex drive is powerful in us misleads us into conjuring up before us a pleasure which is absolutely there to that degree. We want to enjoy; therefore we do not admit to ourselves that we suffer under our pleasures. Secondly, by subjecting his feelings to critical judgment and by seeking to show that the objects to which his feelings attach themselves prove before rational knowledge to be illusions, and that they are destroyed the moment our ever-growing intelligence sees through the illusions. [ 16 ] He can think the matter through for himself in the following way. If an ambitious person wants to make clear to himself whether, up to the moment of making this calculation, pleasure or pain had had the greater part in his life, then he must free himself in this evaluation from two sources of error. Since he is ambitious, this basic feature of his character will show him his joys from the recognition of his accomplishments through a magnifying glass but will show him his hurt at being slighted, through a glass which makes things look smaller. Back when he experienced the slights, he felt the hurt, precisely because he is ambitious; to memory it appears in a milder light, whereas the joys of recognition, for which he is so receptive, imprint themselves all the more deeply. Now for the ambitious person it is truly a blessing that this is so. Delusion lessens his feeling of pain in the moment of self-observation. Nevertheless his assessment is still an incorrect one. The sufferings, over which a veil is now drawn for him, had really to be gone through in all their intensity, and he therefore enters them, in fact, incorrectly into the account book of his life. In order to come to the correct estimate, the ambitious person would have to free himself, during the time of his self-assessment, from his ambition He would have to look, without any kind of glass in front of his spiritual eye, upon his life until now. Otherwise he is like a merchant who, in making up his books, enters onto the credit side his own business zeal as well. [ 17 ] He can, however, go still further. He can say that the ambitious person will also have to make clear to himself that the recognition he pursues is a worthless thing. He will himself come to the insight, or be brought to it by other people, that to an intelligent person the recognition of men means nothing, since in fact, “in all such matters, other than questions of sheer existence, or that are not already definitively settled by science,” one can always swear by it “that the majority is wrong and the minority right.” It is into the hands of such judgment that a person puts his life's happiness when he makes ambition his guiding star.” (Philosophy of the Unconscious) If the ambitious person does say all this to himself, then he must label as illusion what his ambition has pictured to him as reality, and consequently also the feelings which are connected with the particular illusions of his ambition. For this reason it could then be said that in the ledger of what has value in life, there have still to be deleted the feelings of pleasure connected with illusions; what then is left represents the sum total, free of illusion, of the pleasure one has had in life, and this, compared with the amount of pain in life, is so small that life is joyless, and non-existence preferable to existence. [ 18 ] But while it is immediately intelligible that the error, cause by the interference of ambition's drive, in figuring out one's pleasure-balance, brings about an incorrect result, what was said about one's knowledge of the illusory nature of the objects of one's pleasure must still be challenged. To exclude from one's pleasure-balance in life all feelings of pleasure connected with actual or supposed illusions would in fact render this balance incorrect. For, the ambitious person genuinely did enjoy his recognition by the masses, quite irrespective of whether he himself, or someone else, afterwards knows this recognition to be an illusion. The happy feeling he enjoyed is not thereby decreased at all. The exclusion of all such “illusory” feelings from our life-balance definitely does not correct our judgment about our feelings, but rather eliminates from our life feelings which were actually present. [ 19 ] And why should these feelings be excluded? For the person who has them they are in fact pleasurable; for the person who has overcome them, there arises through the experience of overcoming (not through the self-complacent experience of what a great person I am, but rather through the objective source of pleasure that lies in overcoming) a pleasure, spiritualized, to be sure, but not thereby less significant. If feelings are deleted from our pleasure-balance because they adhere to objects which turn out to be illusions, then the value of life is made dependent not upon the amount of pleasure, but rather upon the quality of pleasure, and this in turn upon the value of the things which cause the pleasure. But if I want first of all to determine the value of life according to the amount of pleasure or pain which it brings me, then I must not presuppose something else through which I first determine the value or non-value of the pleasure. If I say that I want to compare the amount of pleasure to the amount of pain and to see which is greater, then I must also take into account all pleasure and pain in their actual magnitude, quite irrespective of whether they are based on illusion or not. Whoever attributes a lesser value for life to a pleasure based on illusion than to one which can justify itself to reason, makes the value of life in fact dependent upon still other factors than upon pleasure. [ 20 ] Whoever attaches less value to a pleasure because it is connected with a frivolous object is like a merchant who enters the considerable income from his toy factory into his accounts at a quarter of its actual amount because his factory produced playthings for children. [ 21 ] When it is merely a matter of weighing an amount of pleasure against an amount of pain, then the illusory nature of the objects of certain feelings of pleasure should therefore be left entirely out of the picture. [ 22 ] The way Hartmann has suggested for looking intelligently at the amounts of pleasure and pain caused by life has therefore led us far enough now to know how we have to set up our calculations, what we have to enter on the one side of our ledger and what on the other. But how is the calculation now to be made? And is our reason qualified to determine the balance? [ 23 ] A merchant has made an error in his calculations if his calculated profit does not agree with what the business actually has take in or still will take in. A philosopher also will definitely have made an error in his assessment, if he cannot show that the surplus of pleasure, or of pain, as the case may be, which he has somehow reasoned out, does actually exist in our feeling. [ 24 ] I do not for the moment want to monitor the calculations of the pessimists who base themselves upon a rational consideration of the world; but a person who has to decide whether he should go on with the business of life or not will first demand to be shown where the calculated surplus of pain is to be found. [ 25 ] Here we have touched the point where reason is not in a position to determine by itself alone any surplus of pleasure or pain, but rather where reason must show this surplus to be a perception in life. Not in the concept alone, but rather in the interweaving, by means of thinking, of concept and perception (and feeling is a perception) is reality accessible to man (see page 77ff.) The merchant also will in fact give up his business only when the losses which his bookkeeper has recorded are confirmed by the facts. If that is not the case, he asks his bookkeeper to make the calculations over again. And that is exactly the same way a person standing in life will do it. When the philosopher tries to show him that pain is far greater than pleasure, but he does not experience it that way, then he will say to the philosopher: You, in your delvings, have made a mistake; think the matter through once more. But if at a certain point in a business such losses are actually present to the extent that there is not enough on the credit side to satisfy the creditors, then bankruptcy occurs if the merchant has failed to maintain clarity about his affairs through keeping accounts. In just the same way it would have to lead to a bankruptcy in the business of life, if the amount of pain became so great for a person at a given moment, that no hope (credit) of future pleasure could get him over the pain. [ 26 ] Now the number of suicides, however, is a relatively small one compared to the number of people who courageously go on living. Very few people close down the business of life because of existing pain. What can we conclude from this? Either that it is not correct to say that the amount of pain is greater than that of pleasure, or that we do not at all make our continued existence dependent upon the amount of pleasure or pain we experience. [ 27 ] The pessimism of Eduard von Hartmann comes in a very peculiar manner to the point of declaring life worthless, because pain predominates in it, but of maintaining nevertheless the necessity of undergoing it. This necessity lies in the fact that the purpose of the world described above (p. 195ff.) can only be attained through the ceaseless devoted work of men. As long as men are still pursuing their own egoistic desires, however, they are unsuited for such selfless work. Only when they have convinced themselves through experience and reason that the pleasures in life striven for by egoism cannot be attained, will they devote themselves to their actual task. In this way the pessimistic persuasion is supposed to be the source of selflessness. An education based on pessimism is supposed to eradicate egoism through demonstrating its hopelessness. [ 28 ] According to this view therefore the striving for pleasure is originally founded in human nature. Only out of insight into the impossibility of fulfillment does this striving withdraw and make way for higher human tasks. [ 29 ] It cannot be said of the moral world view which hopes through the recognition of pessimism for a devotion to unegoistical goals in life, that it overcomes egoism in the true sense of the word. It supposes that moral ideals will only then be strong enough to master the will, when man has recognized that selfish striving for pleasure cannot lead to satisfaction. The person whose self-seeking craves the grapes of pleasure declares them to be sour because he cannot reach them: he leaves them and devotes himself to a selfless transformation of his life. Moral ideals, in the opinion of the pessimists, are not strong enough to overcome egoism; but rather they set up their rulership upon the ground cleared for them beforehand by knowledge of the hopelessness of self-seeking. [ 30 ] If men, out of their natural predisposition, strive after pleasure, but cannot possibly attain it, then annihilation of existence and deliverance through non-existence would be the only rational goal. And if one is of the view that God is the actual bearer of pain of the world, then human beings would have to make it their task to bring about the deliverance of God. The attainment of this goal is not helped by the suicide of the individual person, but rather harmed by it. Rationally, God can only have created human beings so that through their actions they could bring about His deliverance. Otherwise the creation would be purposeless. And such a world view does think in terms of purposes outside man. Each person must carry out his particular part in the general work of deliverance. If he evades his task through suicide, then the work intended for him must be done by someone else. The latter must bear the torment of existence instead of him. And since God is in every being as the actual bearer of his pain, the suicide has not lessened at all the amount of God's pain, rather, he has imposed the new difficulty upon God of creating a replacement for him. [ 31 ] All this presupposes that pleasure is the yardstick for the value of life. Life manifests itself in a sum of drives (needs). If the value of life depended upon whether it brings more pleasure or pain, then a drive must be designated as worthless which causes its bearer a surplus of the latter. Let us look now at drive and pleasure to see whether the first can be measured by the second. In order not to arouse the suspicion that we believe life to begin only in the sphere of the “aristocracy of the mind,” let us begin with a “purely animal” need, hunger. [ 32 ] Hunger arises when our organs can no longer continue their proper function unless new substance is given them. What the hungry person seeks first of all is to eat enough. As soon as enough food has been taken in for hunger to cease, then everything has been achieved which the drive to be fed seeks. The enjoyment connected with eating enough consists first of all in removing the pain which hunger causes. To this drive merely to be fed, there comes another need. A person does not merely want, through taking in nourishment, to restore the normal functioning of his organs, or, as the case may be, to still the pain of hunger: he seeks to effect this to the accompaniment of pleasant taste sensations. When he is hungry and a meal promising rich enjoyment is a half hour away, he can even avoid spoiling his pleasure in the better food by not eating something inferior which could satisfy him sooner. He needs his hunger in order to have the full enjoyment of his meal. Through this, hunger becomes for him a cause of pleasure at the same time. If now all the hunger present in the world could be stilled, this would result in the total amount of enjoyment which we owe to the existence of our need for food. Still to be added to this is the particular enjoyment aimed at by gourmets through a cultivation of the palate beyond the ordinary. [ 33 ] This amount of enjoyment would have the greatest conceivable value when no need, aiming at the kind of enjoyment now under consideration, remained unsatisfied, and when along with the enjoyment a certain amount of pain did not have to be taken into the bargain at the same time. [ 34 ] Modern science holds the view that nature produces more life than it can sustain, which means that it also brings forth more hunger than it is in a position to satisfy. The excess life that is produced must perish painfully in the struggle for existence. Admittedly: the needs of living things at every moment of the world process are greater than the means existing to meet and satisfy them, and this does detract from life's enjoyment. The individual enjoyment actually present in life, however, is not made the least bit smaller. Wherever the satisfying of a desire occurs, the corresponding amount of enjoyment is then present, even though there are still a great number of unsatisfied drives as well within the desiring being itself or in others. But what is diminished thereby is the value of the enjoyment of life. If only a part of the needs of a living thing are satisfied, then this being has a corresponding enjoyment. This enjoyment has a lesser value the smaller it is in proportion to the total demands of life in the areas of desires in question. One can think of this value as represented by a fraction, whose numerator is the enjoyment actually present and whose denominator is the sum total of need. The fraction has the value 1 when numerator and denominator are the same, that means, when all needs are also satisfied. It will be greater than 1 when in a living creature more pleasure is present than its desires demand; and it is less than 1 when the amount of enjoyment lags behind the sum of its desires. The fraction can never reach zero, however, as long as the numerator has even the smallest value. If a person, before his death, were to close his accounts, and were to imagine the amount of enjoyment accruing to one particular drive (to hunger, for example) dispersed over his whole life with all the demands of this drive, the pleasure he experienced would perhaps have only little value; but it can never become totally valueless. If the amount of enjoyment of a living creature remains the same while its needs increase, then the value of its pleasure in life diminishes. The same is true for the sum total of all life in nature. The greater the number of living creatures is in relation to the number of those that can fully satisfy their drives, the smaller is the average pleasure-value of life. The bills of exchange that are drawn for us in our drives with respect to our enjoyment of life decrease in value if one cannot expect them to be honored at their full value. If for three days I have enough to eat but then must go hungry the next three days, the enjoyment of the days on which I ate does not become less thereby. But I must then picture it to myself as apportioned over six days, whereby its value for my drive to eat is reduced by half. The situation is the same for the amount of pleasure in relation to the degree of my need. If I have enough appetite for two pieces of bread and can only have one, then the enjoyment I derive from the one has only half the value that it would have if I were fully satisfied after eating. This is the way that the value of a pleasure is determined in life. Pleasure is measured against the needs of life. Our desires are the yardstick; pleasure is what is measured. Value is attached to the pleasure of eating enough only through the fact that hunger is present; and the value attached is of a particular degree through the relationship in which it stands to the degree of hunger present. [ 35 ] The unfulfilled demands of our life cast their shadows even upon desires which have been satisfied, and detract from the value of hours filled with enjoyment. But one can also speak of the present value of a feeling of pleasure. This value is all the smaller, the less our pleasure is in relation to the duration and intensity of our desire. [ 36 ] An amount of pleasure has full value for us which in duration and degree matches our desire exactly. A smaller amount of pleasure, compared to our desire, reduces the pleasure-value; a greater amount creates an unasked for excess, which is experienced as pleasure only as long as we are able, while enjoying it, to intensify our desire. If we are not in a position to keep step, in the intensifying of our demands, with the increasing pleasure, then the pleasure turns into pain. The object which otherwise would be satisfying to us storms in upon us without our wanting it, and we suffer under it. This is one proof of the fact that pleasure is of value to us only so long as we can measure it against our desire. An excess of pleasurable feeling veers over into pain. We can observe this particularly with people whose demands for one kind of pleasure or another are very small. For people whose drive to eat is dulled, eating can easily become repugnant. It follows from this also, that desire is what measures the value of pleasure. [ 37 ] Now the pessimist could say that the unsatisfied drive to eat brings not only the pain of lost enjoyment, but also positive suffering, agony, and misery into the world. He can cite here the unspeakable misery of those suffering want, and the amount of pain which springs for such people indirectly through the lack of food. And if he wants to apply his assertion also to nature outside man, he can point to the agonies of the animals that starve from lack of food at certain times of the year. Of these evils the pessimist maintains that they far outweigh the amount of enjoyment which our drive to eat brings into the world. [ 38 ] There is indeed no doubt that one can compare pleasure and pain with each other and can determine the excess of one over the other, as this is done in profit and loss. But if the pessimist believes that an excess occurs on the side of pain, and believes he can infer from this that life has no value, then he is already in error, insofar as he is making a calculation which is not carried out in real life. [ 39 ] Our desire directs itself in a given case toward a particular object. The pleasure-value of its satisfaction, as we have seen, will be the greater, the greater the amount of pleasure is in relation to the intensity of our desire.4 But it also depends upon the intensity of our desire, how great the amount of pain is which we are willing to take into the bargain in order to attain the pleasure. We compare the amount of pain, not with that of pleasure, but rather with the intensity of our desire. Someone who takes great joy in eating will, because of his enjoyment during better times, more easily get himself through a period of hunger, than will someone else who lacks this joy in satisfying his drive to eat. The woman who want to have a child does not compare the pleasure which possessing the child affords her with the amount of pain resulting from pregnancy, childbirth, child care, and so on, but rather with her desire for having the child. [ 40 ] We never strive after an abstract pleasure of a particular intensity, but rather after concrete satisfaction in a very definite way. When we are striving for a pleasure which must be afforded by one particular object or by one particular sensation, then we cannot be satisfied by being given a different object or a different sensation that affords us a pleasure of the same intensity. With someone whose aim is to satisfy his hunger, one cannot replace the pleasure of doing so with one equally as great but caused by a walk. Only if our desire strove quite generally for a particular quantity of pleasure would it then have to grow silent at once if this pleasure were not attainable without a quantity of pain surpassing it in intensity. But since satisfaction is striven for in a particular way, pleasure still accompanies fulfillment even when pain greater than it has to be taken into the bargain along with it. Through the fact that the drives of living creatures move in a definite direction and go straight toward a concrete goal, the possibility ceases of bringing into our calculations, as a factor of equal validity, the amount of pain that has set itself in the way to this goal. When the pain is overcome—however great it might be—and the desire is still strong enough to be present to any degree at all, then the pleasure of satisfaction can still be savored in its full intensity. Desire, therefore, does not bring pain directly into relation with the pleasure attained, but rather of whether the desire for the goal striven for or the resistance of the pain opposing it is greater. If this resistance is greater than the desire, then the latter gives way to the inevitable, slackens and strives no further. Through the fact that satisfaction is demanded in a definite way, the pleasure connected to it gains a significance which makes it possible, after the satisfaction has occurred, to take the necessary quantity of pain into account only insofar as it has decreased the measure of our desire. If I am passionately fond of views, then I never calculate how much pleasure the view from a mountain peak brings me compared directly with the pain of the laborious ascent and descent. I do, however, consider whether my desire for the view, after overcoming the difficulties, will still be lively enough. Only indirectly through the intensity of the desire can pleasure and pain, when compared, give a result. It is absolutely not a question, therefore, of whether pleasure or pain is present to a greater extent, but whether the wanting of the pleasure is strong enough to overcome the pain. [ 41 ] A proof of the correctness of this view is the fact that the value of a pleasure is rated more highly when it has to be purchased at the price of great pain, than when it falls into our lap, as it were, like a gift from heaven. When pain and suffering have toned down our desire and then the goal is still reached after all, the pleasure in relation to the quantity of desire still remaining, is all the greater. But this relation represents as I have shown, the value of the pleasure (see page 208ff.). A further proof is given through the fact that living creatures (including man) unfold their drives as long as they are able to bear the pain and suffering which oppose them. And the struggle for existence is only the result of this fact. Existing life strives to unfold itself and only that part gives up the struggle whose desires are stifled through the force of the difficulties rising up against them. Every living thing keeps seeking food until lack of food destroys its life. And even man turns his hand against himself only when he believes (rightly or wrongly) that he cannot attain the goals in life which seem to him worth striving for. But as long as he still believes in the possibility of attaining what in his view is worth striving for, he will struggle on against all suffering and pain. Philosophy would first have to impose upon the human being the view that willing makes sense only when pleasure is greater than pain; by nature he wants to attain the objects of his desire if he can bear whatever pain becomes necessary in doing so, be it ever so great. Such a philosophy would be in error, however, because it makes human willing dependent upon a condition (excess of pleasure over pain) which is to begin with foreign to man. The primal yardstick of willing is desire, and desire presses forward as long as it can. One can compare the calculation which life, not an intellectual philosophy, makes, when it is a question of pleasure and pain in satisfying a desire, with the following. If, when buying a certain quantity of apples, I am forced to take twice as many bad ones as good ones—because the seller wants to clear out his stock—then I will not think twice about taking the bad apples as well if I can value the smaller amount of good ones highly enough that along with the selling price I also still want to take upon myself the expense of disposing of the bad wares. This example illustrates the relation between the amounts of pleasure and pain caused by a drive. I determine the value of the good apples, not by subtracting their number from that of the bad ones, but by whether the former still retain some value despite the presence of the latter. [ 42 ] Just as, in my enjoyment of the good apples, I leave the bad ones out of account, so I give myself over to the satisfaction of a desire after I have shaken off the unavoidable pain. [ 43 ] Even if pessimism were right in its assertion that more pain than pleasure is present in the world, this would have no influence upon our willing, for in spite of this, living creatures strive for whatever pleasure is left. Empirical proof that pain outweighs joy, if it could be provided, would indeed be able to show the futility of that philosophical direction which sees the value of life in an excess of pleasure (eudaemonism), but it could not show willing in general to be irrational, for willing does not pursue an excess of pleasure but rather the amount of pleasure still left over after the pain is discounted. This still appears as a goal worth striving for. [ 44 ] One has tried to refute pessimism by maintaining that it is impossible to calculate an excess of pleasure or pain in the world. The possibility of any kind of calculation depends upon the fact that the things to be calculated can be compared with each other in magnitude. Now every pain and every pleasure has a definite magnitude (intensity and duration). Pleasurable sensations of different kinds can also be compared with each other, at least approximately, according to magnitude. We know whether a good cigar or a good joke gives us more pleasure. Against the comparability of different kinds of pleasure and pain, according to magnitude, there can thus be no objections raised. And the researcher who makes it his task to determine an excess of pleasure or pain in the world takes his start from the suppositions which are altogether justified. One can maintain that the results of pessimism are in error, but one cannot doubt either the possibility of a scientific estimation of the amounts of pleasure and pain, nor that a pleasure balance can thereby be determined. It is, however, incorrect if someone maintains that the results of this calculation have any consequences for human willing. The instances where we make the value of our actions really dependent upon whether pleasure or pain shows itself to exceed the other, are those in which the objects to which we direct our actions are indifferent to us. If it is a matter, after work, of my enjoying myself with a game or in light conversation, and I am completely indifferent as to what I do for this purpose, then I ask myself what will give me the greater pleasure. And I definitely refrain from an activity if the scale dips toward the side of pain. With a child for whom we want to buy a toy, we think, in making our choice, about what will give him the most pleasure. In all other instances we do not go exclusively by the balance of pleasure. [ 45 ] When therefore the pessimistic philosophers of ethics are in of the view that by showing pain to be present in greater quantity than pleasure they prepare the ground for selfless devotion to the task of civilization, they do not bear in mind that human willing does not by its nature let itself be influenced by such knowledge. The striving of men directs itself toward the measure of satisfaction possible after all difficulties are overcome. The hope of this satisfaction is the basis of human activity. The work of every single person and all the work of civilization springs from this hope. Pessimistic ethics believes it must represent the pursuit of happiness to man as an impossible one, so that he will dedicate himself to his real moral tasks. But these moral tasks are nothing other than his concrete natural and spiritual drives; and the satisfaction of these is striven for in spite of the pain that falls to him thereby. The pursuit of happiness which pessimism wants to eradicate is therefore not present at all. But the tasks which the man has to fulfill, he fulfills, because, by virtue of his nature, when he has really known their nature, he wants to fulfill them. Pessimistic ethics maintains that man will be able to devote himself to what he recognizes to be his life's task only when he has given up his striving for pleasure. No ethics, however, can ever conceive life tasks other than the realization of those satisfactions demanded by human desires and the fulfillment of his moral ideals. No ethics can take away from him the pleasure he has in this fulfillment of what he desires. When the pessimist says: do not strive for pleasure, for you can never attain it; strive for what you recognize as your task; then the reply to this is: That is human nature, and it is the invention of a philosophy going off on false paths when it is asserted that man strives merely for happiness. He strives for the satisfaction of what his being desires, and he has his eye upon the concrete objects of this striving, not upon some abstract “happiness”; this fulfillment is a pleasure for him. When pessimistic ethics demands a striving not for pleasure, but rather for the attainment of what one recognizes as one's life's task, it hits upon the very thing that man by nature wants. The human being does not need to first be turned topsy-turvy by philosophy, he does not need first to cast off his nature in order to be moral. Morality lies in striving for a goal that one recognizes as justified; it lies in man's being to pursue this goal, as long as the pain connected with it does not lame the desire for it. And this is the nature of all real willing. Ethics is not based upon the eradication of all striving for pleasure so that anemic, abstract ideas can establish their rule there where no strong longing for enjoyment of life opposes them; but rather, it is based upon strong willing, carried by ideal intuition, that reaches its goal even though the path to it is a thorny one. [ 46 ] Ethical ideals spring from the moral imagination of man. Their realization depends upon their being desired by a person strongly enough to overcome pain and suffering. They are his intuitions, the mainsprings that his spirit winds; he wills them, because their realization is his highest pleasure. It is not necessary for him first to let himself be forbidden by ethics to strive after pleasure in order then to let himself be told what ought to be the goal of his striving. He will strive after ethical ideals if his moral imagination is active enough to inspire him with intuitions that grant his willing the strength to make its way against the resistances lying in his organization, to which pain necessarily also belongs. [ 47 ] Whoever strives after ideals of noble greatness does so because they are the content of his being, and realizing them will be an enjoyment for him compared to which the pleasure that pettiness draws from satisfying commonplace drives is trifling. Idealists revel, spiritually, in translating their ideals into reality. [ 48 ] Whoever wants to eradicate the pleasure of satisfying human desires must first make the human being into a slave who does not act because he wants to, but only because he ought. For, the attainment of what he wants gives pleasure. What one calls the good is not that which the human being ought, but rather that which he wants, when he unfolds his full true human nature. Whoever does not acknowledge this must first drive out of man what he wants, and then let be prescribed for him from outside what he has to give as content to his willing. [ 49 ] Man attaches value to the fulfillment of a desire, because the desire springs from his being. What is attained has value because it is wanted. If one denies any value to the goal of human willing as such, then one must take the goals that do have value from something that a person does not want. [ 50 ] The ethics which builds upon pessimism springs from a disregard of moral imagination. Only one who does not consider the individual human spirit capable of giving to itself the content of its striving can seek the sum total of all willing in the longing for pleasure. The unimaginative person creates no moral ideas. They must be given to him. Physical nature provides for his striving after satisfaction of his lower desires. But to the unfolding of the whole human being there belong also the desires originating out of the spirit. Only when one is of the opinion that man simply does not have these, can one maintain that he must receive them from outside. Then one is also justified in saying that he is obligated to do something which he does not want. Every ethics which demands of the human being that he suppress his wanting in order to fulfill tasks which he does not want, does not reckon with the whole human being, but rather with one who lacks the ability to desire spiritually. For the harmoniously developed human being the so-called ideas of the good are not outside, but rather inside, the circle of his being. Moral action does not lie in the extermination of a one-sided self-will, but rather in the full development of human nature. Whoever regards moral ideas as attainable only if the human being extinguishes his self-will does not know that these ideals are just as much wanted by the human being as is the satisfaction of his so-called animalistic drives. [ 51 ] There is no denying that the views thus characterized can easily be misunderstood. Immature people without moral imagination like to regard the instincts of their half-developed nature as the full content of humanity, and they reject all moral ideas not created by them so that they can “express themselves” undisturbed. It is obvious that what is right for a whole human being is not valid for a partially developed human nature. Someone who must still first be brought by education to the point that the moral nature breaks through the shell of his lower passions: of him one cannot expect what does, however, hold good for the mature human being. But the intention here is not to delineate what needs to be instilled into the undeveloped man, but rather what lies in the nature of a fully mature human being. For the intention is to show the possibility of being free; inner freedom, however, does not appear in actions performed out of sensory or soul constraints, but rather in such actions as are carried by spiritual intuitions. [ 52 ] This fully mature human being gives himself his own worth. It is not pleasure he seeks, handed to him by nature or by his creator as a gift of grace; nor is it some abstract duty that he fulfills, recognized by him as such after he has stripped away all striving for pleasure. He acts as he wants, that is, in accordance with his moral intuitions; and he experiences the attainment of what he wants as his true enjoyment in life. He determines the value of life by the relation of what he has attained to what he has striven to achieve. An ethics that puts in the place of what one wants, what one merely ought, and is the place of inclination mere duty demands to what he fulfills. Such an ethics measures man by a yardstick applied from outside his being.—The view developed in this book refers man back to himself. It recognizes as the true value of life only that which the individual person regards as such in accordance with his own willing. It knows just as little about any value of life not recognized by the individual as it does about any purpose of life not springing from the individual himself. It sees in the real individual looked upon and through from all sides, his own master and his own evaluator. Addendum to the Revised Edition of 1918 [ 53 ] One can misconstrue what is presented in this chapter if one gets one's teeth too firmly into the seeming objection that man's willing as such is in fact, irrational, that one must show him this irrationality; then he will recognize that the goal of moral striving must lie in final liberation from willing. This kind of a seeming objection was offered me, in any case, by a competent person, who said to me that it is in fact the task of philosophy to make up for what the thoughtlessness of the animals and of most people has neglected to do; namely to draw up a real balance sheet of life. Still, whoever makes this objection does not in fact see the main point: If inner freedom is to realize itself, then within human nature willing must be carried by intuitive thinking; but at the same time, it is a fact that willing can also be determined by something other than intuition, yet only in the free realizing, flowing form man's being, of intuition do there arise what is moral and the value of what is moral. Ethical individualism is able to present morality in its full worthiness, for it does not view that as truly moral which brings about, in an outer way, a congruence of human willing with some norm, but rather that which arises out of man when he unfolds moral willing as one part of his total being, in such a way that to do what is immoral seems to him as mutilation and deformation of his being.
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4. The Philosophy of Spiritual Activity (1986): Individuality and Genus
Translated by William Lindemann |
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[ 5 ] It is impossible to understand a person entirely, if one bases one's judgment upon a generic concept. One persists the most in judging according to the genus where it is a matter of gender. |
And just as little should the concrete goals which the individual wants to set for his willing be determined out of general human characteristics. Whoever wants to understand the single individuality must enter into his particular being, and not stop short at typical characteristics. |
People who immediately mix their own concepts into every judgment about another person can never arrive at an understanding of an individuality. Just as the free individuality makes himself free of the characteristics of genus, so must our knowing activity free itself from the way generic qualities are understood. |
4. The Philosophy of Spiritual Activity (1986): Individuality and Genus
Translated by William Lindemann |
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[ 1 ] Against the view that the human being has it in him to be a complete, self-contained, free individuality, there seems to stand the fact that he appears as a part within a natural whole (race, ancestral line, folk, family, male or female gender), and that he is active within a whole (state, church, and so on). He bears the general characteristics of the community to which he belongs, and gives a content to his actions which is determined by the place he holds within the larger group. [ 2 ] Given this, is individuality still possible at all? Can one still regard the human being himself as whole in himself, seeing that he grows out of one whole and integrates himself into another? [ 3 ] A part of a whole, in its characteristics and functions, is determined by the whole. An ethnic group is a whole, and everyone belonging to it bears the characteristic traits that are determined by the nature of the group. How the single person is constituted and how he acts is determined by the character of the group. Through this the physiognomy and behavior of the individual person takes on something of a generic quality. If we ask for the reason why this or that about a person is this or that way, then we are directed away form the individual person and toward his genus. The genus explains to us why something about him appears in the form in which we observe it. [ 4 ] The human being frees himself, however, from these generic qualities. For man's generic qualities, when rightly experienced by him, are not something which restrict his freedom, and should also not be made to do so by artificial means. The human being develops traits and functions for himself whose determining factors can only be sought within man himself. His generic qualities serve him thereby only as a medium through which to express his particular being. He uses the characteristic traits given by nature as a basis and gives to what is generic a form in accordance with his own being. Now we would seek in vain the reason for an action of this being within the laws of the genus. We have to do with an individual who can be explained only through himself. If a person has won his way through to this detachment from the generic, and if, even then, we still want to explain everything about him by the characteristics of the genus, then we have no organ for what is individual. [ 5 ] It is impossible to understand a person entirely, if one bases one's judgment upon a generic concept. One persists the most in judging according to the genus where it is a matter of gender. A man sees in a woman, a woman in a man, almost always too much of the general characteristics of the opposite sex and too little of what is individual. In practical life this does less harm to men than to women. The social position of women is such an unworthy one mostly because in many respects what her position ought to be is not determined by the individual qualities of a particular woman but rather by the general picture one forms of the natural task and the needs of women. The activities of a man direct themselves in life according to his individual abilities and inclinations; those of a woman are supposed to be determined exclusively through the fact that she is after all a woman. A woman is supposed to be a slave to what is generic, to womanhood in general. As long as it is debated by men whether a woman is fitted “by natural disposition” for this or that profession, the so-called woman's question cannot get out of its most elementary stage. What a woman can want according to her nature must be left up to the woman to judge. If it is true that women are fitted only to the tasks which are presently theirs, then they will hardly be able out of themselves to attain to any others. But they must be allowed to determine for themselves what is in accordance with their nature. The response is someone who fears an upheaval of our social structure if women are to be regarded, not as generic entities, but rather as individuals, is that a social structure in which one half of mankind leads an existence unworthy of a human being is in fact very much in need of improvement.1 [ 6 ] Whoever judges people according to generic characteristics gets only as far, in fact, as the boundary line beyond which people start to become beings whose activity is based upon free self-determination. What lies below this boundary can, of course, be the object of scientific study. The characteristic traits of races, ancestral lines, peoples, and sexes are the content of particular sciences. Only people who wanted to live solely as examples of genus could make themselves coincide with the general image which arises out of the observations of such sciences. All these sciences, however, cannot penetrate through to the particular content of the individual. Where the realm of freedom (of thinking and doing) begins, the determining of the individual by generic laws ends. The conceptual content which man, through his thinking, must bring into connection with perception in order to take hold of full reality (see page 77ff.), this no one can establish once and for all and leave behind for mankind in a finished form. Each individual must gain his concepts through his own intuition. How the individual person is to think cannot be deduced from any generic concepts. It it purely and simply the individual who decides this. And just as little should the concrete goals which the individual wants to set for his willing be determined out of general human characteristics. Whoever wants to understand the single individuality must enter into his particular being, and not stop short at typical characteristics. In this sense every single human being is a riddle. And every science that concerns itself with abstract thoughts and generic concepts is only a preparation for that knowledge which is afforded us when a human individuality communicates to us his way of viewing the world, and for that other knowledge which we gain from the content of his willing. Wherever we have the feeling that here we have to do with that in a person which is free of any typical way of thinking and free of any generic willing, there we must cease from taking recourse to any concept out of our spirit, if we want to understand his being. The activity of knowing consists in the joining of concept and perception through thinking. With all other objects the observer must gain his concepts through his intuition; with understanding a free individuality it is only a matter of purely (without mixing in our own conceptual content) taking over into our spirit his concepts, by which he, after all, determines himself. People who immediately mix their own concepts into every judgment about another person can never arrive at an understanding of an individuality. Just as the free individuality makes himself free of the characteristics of genus, so must our knowing activity free itself from the way generic qualities are understood. [ 7 ] Only to the extent that a person has made himself free of generic qualities in the way indicated does he come into consideration as a free spirit within a human community. No man is entirely genus; none is all individuality. But every person gradually frees a greater or lesser sphere of his being, both from the generic qualities of animal life and from the commandments, ruling him, of human authorities. [ 8 ] In that part of his being in which he cannot attain such inner freedom, however, man is incorporated into the organism of nature and of the spirit. He lives in this respect as he sees other live, or as they command. Only that part of his actions which springs from his intuitions has an ethical value in the true sense. And whatever he has about him in the way of moral instincts, inherited from social instincts, becomes something ethical through his taking it up into his intuitions. All moral activity of mankind springs from individual ethical intuitions and from their being taken up into human communities. One can also say that the moral life of mankind is the sum total of the creations of the moral imagination of free human individuals. These are the findings of monism.
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4. The Philosophy of Spiritual Activity (1986): The Consequences of Monism
Translated by William Lindemann |
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All going out of and beyond the world is only a seeming one, and principles transferred outside the world do not explain the world better than the principles lying within it. But thinking which understands itself also does not at all demand any such transcendence, since a thought content can only seek inside the world, not outside of it, for the perceptible content along with which it forms something real. |
This presents intuitive thinking as experienced inner spiritual activity1 of man. To understand, to experience, this being of thinking, however, is equivalent to knowledge of the freedom of intuitive thinking. |
For in this book the attempt is made to show that the experience of thinking, rightly understood, is already the experiencing of spirit. Therefore it seems to the author that a person will not stop short before entering the world of spiritual perception who can in full earnestness take the point of view of the author of this Philosophy of Spiritual Activity. |
4. The Philosophy of Spiritual Activity (1986): The Consequences of Monism
Translated by William Lindemann |
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[ 1 ] The explanation of the world as a unity, or what is meant here by monism, takes from human experience the principles it needs to explain the world. It likewise seeks the sources of man's actions within the world of observation, namely within the human nature accessible to our self-knowledge, and more particularly within moral imagination. Monism refuses to seek outside of this world, through abstract inferences, the ultimate foundations of the world which is present to perception and thinking. For monism, the unity which experienceable thinking observation brings to the varied multiplicity of perceptions is at the same time the unity which our human need for knowledge demands; and this need seeks entry into the physical and spiritual realms of the world through this unity. Whoever seeks, behind the unity sought in this way, yet another one only shows that he does not recognize the harmony which exists between what is found through thinking and what is demanded by our drive for knowledge. The single human individual is not really separated off from the world. He is a part of the world, and there exists in reality a connection—between this part and the totality of the cosmos—which is broken only for our perception. We see this part at first as a self-existent being, because we do not see the belts by which the fundamental powers of the cosmos turn the wheel of our life. Whoever remains at this standpoint regards a part of the whole as a being that really exists independently, regards it as the monad which receives information about the rest of the world in some way or other from outside. What is meant here by monism shows that this independence can be believed in only as long as what is perceived is not woven by thinking into the web of the conceptual world. If this is done, then this partial existence turns out to be a mere illusion of perception. Man can find his self-contained total existence in the universe only through the intuitive experience of thinking. Thinking destroys the illusion of perception and members our individual existence into the life of the cosmos. The unity of the conceptual world, which contains our objective perceptions, also takes up the content of our subjective personality into itself. Thinking gives us reality in its true form, as a self-contained unity, whereas the multiplicity of our perceptions is only an illusion due to our organization (see page 76ff.) The knowledge of what is real in contrast to what is illusion about perception has constituted in all ages the goal of thinking. Science has made great efforts to know perceptions as reality by discovering the lawful relationships among them. Where one was of the view, however, that the relationship ascertained by human thinking has only a subjective significance, one sought the true ground of unity in some object lying beyond our world of experience (an inferred God, will, absolute spirit, etc.)—And based on this belief, one strove to gain, in addition to knowledge about the relationships recognizable within our experience, yet a second knowledge which goes beyond our experience, and which reveals the relationship of experience to entities that are no longer experienceable (a metaphysics attained not through experience, but rather through deduction). The reason we can grasp world relationships through orderly thinking was seen from this standpoint to lie in the fact that a primal being had built the world according to logical laws, and the reason we act was seen to lie in the willing of the primal being. But one did not recognize that thinking encompasses both what is subjective and what is objective, and that in the union of perception and concept total reality is conveyed. Only so long as we look at the lawfulness permeating and determining our perceptions, in the abstract form of the concept, do we in fact have to do with something purely subjective. But the content of the concept, which with the help of thinking is gained in addition to the perception, is not subjective. This content is not taken from the subject, but rather from reality. It is that part of reality which perceiving cannot attain. It is experience, but not experience conveyed through perception. Whoever cannot picture to himself that the concept is something real, thinks only of the abstract form in which he holds the concept in his mind. But in such a separated state the concept is present only through our organization, in the same way that the perception is. Even the tree that one perceives has, isolated off by itself, no existence. It is only a part within the great mechanism of nature, and only possible in real connection with it. An abstract concept is by itself no more real than a perception by itself. The perception is the part of reality that is given objectively; the concept is the part given subjectively (through intuition, see page 84ff.) Our spiritual organization tears reality apart into these two factors. The one factor appears to perception, the other to intuition. Only the union of both, the perception incorporating itself lawfully into the universe, is full reality. If we look at mere perception by itself, we then have no reality, but rather a disconnected chaos; if we look at the lawfulness of our perceptions by itself, we then have to do merely with abstract concepts. The abstract concept does not contain reality; but the thinking observation does indeed do so, which considers neither concept nor perception one-sidedly by itself, but rather the union of both. [ 2 ] That we live within reality (that the roots of our real existence extend down into reality), this even the most orthodox subjective idealist will not deny. He will only dispute the claim that we also reach ideally, with our knowing activity, into that which we really live through. With respect to this, monism shows that thinking is neither subjective nor objective, but rather a principle encompassing both sides of reality. When we observe and think, we carry out a process which itself belongs in the course of real happening. Through thinking, within the very realm of experience itself, we overcome the one-sidedness of mere perceiving. We cannot figure out the nature of what is real through abstract conceptual hypotheses (through purely conceptual thinking), but inasmuch as we find in addition to perceptions their ideas, we live within what is real. Monism does not seek, in addition to experience, anything unexperienceable (in the beyond), but rather sees in concept and perception what is real. It spins out of mere abstract concepts no metaphysics, because it sees in the concept by itself only the one side of reality and does not have to seek outside his world some unexperienceable higher reality. He refrains from seeking the absolutely real anywhere other than in experience, because he recognizes the content of experience itself as real. And he is satisfied with this reality, because he knows that thinking has the power to guarantee it. What dualism first seeks behind the world of observation, monism finds within this world itself. Monism shows that in our knowing activity we grasp reality in its true form, not in a subjective picture that, as it were, inserts itself between man and reality. For monism the conceptual content of the world is the same for all human individuals (see page 78ff.). page 78ff.). According to monistic principles one human individual regards another as a being of his own kind because it is the same world content which expresses itself in him. In the oneness of the world of concepts there are not, so to speak, as many concepts “lion” as there are individual people who think “lion,” but rather only one concept. And the concept which A adds to his perception of the lion is the same as that of B, only grasped by a different perceiving subject (see pages 79–80). Thinking leads all perceiving subjects to the common ideal oneness of all manifoldness. The oneness of the world of ideas expresses itself in them as in a multiplicity of individuals. As long as a person grasps himself merely through self-perception, he regards himself as this particular person; as soon as he looks toward the world of ideas lighting up in him and encompassing all particulars, he sees the absolutely real light up livingly within him. Dualism designates the divine primal being as that which permeates all men and lives in them all. Monism finds this universal divine life within reality itself. The ideal content of another person is also my own, and I see it as a different one only so long as I perceive; but no longer, however, as soon as I think. Every person encompasses with his thinking only a part of the total world of ideas, and to this extent individuals do also differ in the actual content of their thinking. But these contents exist in one self-contained whole which comprises the contents of thinking of all men. In his thinking, therefore, man grasps the universal primal being that permeates all men. Filled with the content of thought, his life within reality is at the same time life in God. The merely inferred unexperienceable “beyond” rests on the misunderstanding of those who believe that the “here” does not have the basis of its existence within itself. They do not recognize that through thinking they do find what they require as explanation for perception. Therefore no speculation has ever yet brought to light any content that has not been borrowed from the reality given us. The god assumed by abstract deduction is only the human being transferred into the beyond; the Will of Schopenhauer is only the human power of will made into an absolute; Hartmann's unconscious, primordial being, composed of idea and will, is a composition of two abstractions taken from experience. Exactly the same is to be said of all other principles, not based on experienceable thinking, of some “beyond.” [ 3 ] The human spirit, in truth, never passes out of or beyond the reality in which we live, and it is also not necessary for it to do so, since everything it needs to explain the world lies within this world. If philosophers finally declare themselves satisfied with their derivation of the world out of principles which they borrow from experience and transfer into some hypothetical “beyond,” the a similar satisfaction must also be possible when the same content is left in the “here” where, for experienceable thinking, it belongs. All going out of and beyond the world is only a seeming one, and principles transferred outside the world do not explain the world better than the principles lying within it. But thinking which understands itself also does not at all demand any such transcendence, since a thought content can only seek inside the world, not outside of it, for the perceptible content along with which it forms something real. Even the objects of imagination are only contents which first have validity when they become mental pictures which refer to some content of perception. Through this content of perception they incorporate themselves into reality. We can only think up the concepts of reality; in order to find reality itself, perceiving is also still necessary. A primal being of the world, for which a content is thought up, is, for a thinking which understands itself, an impossible assumption. Monism does not deny what is ideal; it in fact does not regard a content of perception which lacks its ideal counterpart as full reality; but it finds nothing in the whole domain of thinking which could make it necessary to step out of thinking's realm of experience by denying the objective spiritual reality of thinking. Monism sees, in a science which restricts itself to describing perceptions without pressing forward to their ideal complements, a half of something. But it regards in the same way, as half of something, all abstract concepts which do not find their complement in perception and do not fit in anywhere into the web of concepts that encompasses the observable world. Monism knows therefore no ideas which point toward something objective lying beyond our experience, and which supposedly form the content of a merely hypothetical metaphysics. Everything which mankind has brought forth in the form of such ideas is for monism an abstraction from experience whose creators overlook its source. [ 4 ] Just as little, by monistic principles, can the goals of our actions be taken from some “beyond” outside man. Insofar as they are thought, they must stem from human intuition. Man does not make the purposes of some objective primal being (in the beyond) into his individual purposes, but rather pursues purposes of his own, given him by his moral imagination. The human being looses from the one world of ideas the idea which is to be realized through some action, and lays it as the basis for his willing. In his actions, therefore, it is not the commandments instilled from the “beyond” into the “here” which express themselves, but rather human intuitions belonging to the world of the “here.” Monism knows no world director who sets the goals and direction of our actions from outside of ourselves. Man finds no kind of primal ground of existence in the beyond whose decrees he could discover in order to experience from it the goals toward which he has to steer in his actions. He is thrown back upon himself. He himself must give a content to his actions. When he seeks outside of the world in which he lives for determining factors of his willing, he then searches in vain. He must seek them—when he goes beyond the satisfying of his natural drives, for which mother nature has provided—within his own moral imagination, unless his desire for comfort prefers to let itself be determined by the moral imagination of others; that means he must give up all action or else act according to determining factors which he gives himself out of the world of his ideas, or which others give him out of that same world. Whenever he goes beyond living in his sensual drives and beyond carrying out the orders of other people, he is determined by nothing other than himself. He must act out of an impulse which he has given himself and which is determined by nothing else. Ideally this impulse is, to be sure, determined within the one world of ideas; but factually it can only be drawn out of that world by man and transferred into reality. Only within man himself can monism find the basis for the actual transferring of an idea into reality by man. In order for an idea to become an action, man first must want and will before it can happen. This kind of willing has its basis therefore only within man himself. Man is then the one ultimately determining his action. He is free. First Addendum to the Revised Edition of 1918 [ 5 ] In the second part of this book the attempt was made to establish the fact that inner freedom is to be found in the reality of human action. For this it was necessary to isolate from the total domain of human actions those parts with respect to which, out of unprejudiced self-observation, one can speak of inner freedom. It is those actions which present themselves as realizations of ideal intuitions. No unprejudiced consideration will regard other actions as free. But, out of unprejudiced self-observation, man will indeed have to regard himself as able and inclined to advance upon the road to ethical intuitions and to their realization. This unprejudiced observation of the ethical being of man cannot by itself, however, establish any final judgment about inner freedom. For were intuitive thinking itself to spring from some other being, were its being not one resting upon itself, then the consciousness, flowing from what is ethical, of inner freedom would prove to be an illusory thing. But the second part of this book finds its natural support in the first. This presents intuitive thinking as experienced inner spiritual activity1 of man. To understand, to experience, this being of thinking, however, is equivalent to knowledge of the freedom of intuitive thinking. And if one knows that this thinking is free, then one also sees the perimeter of the willing to which freedom must be ascribed. The acting human being will be regarded as free by anyone who, on the basis of inner experience, can ascribe to the intuitive thought experience its self-sustained being. Whoever is not able to do so will definitely not be able to find any indisputable way to the acceptance of inner freedom. The experience presented here finds within consciousness the intuitive thinking which does not have reality only within consciousness. And it finds therefore that freedom is the characteristic feature of actions flowing from the intuitions of consciousness. Second Addendum to the Revised Edition of 1918 [ 6 ] What is presented in this book is built upon purely spiritual, experienceable, intuitive thinking, through which every perception is placed knowingly into reality. The book intends to present nothing more than can be surveyed out of the experience of intuitive thinking. But the intention was also to show what thought configurations this experienced thinking requires. And it requires that thinking not be denied as a self-sustaining experience within the cognitive process. It requires that one not deny thinking its ability, together with perception, to experience reality, and that one therefore not seek reality only within a world which lies outside this experience, which is only inferable, and in the face of which human thought activity is only something subjective. [ 7 ] Thus in thinking the element is characterized through which the human being enters spiritually into reality. (And no one really should confuse this world view, built upon experienced thinking, with any mere rationalism). But on the other hand it is fully evident from the whole spirit of what is presented here, that the perceptual element can be considered a reality for human knowledge only when it is grasped in thinking. The characterizing of something as reality cannot lie outside of thinking. It should therefore not be imagined, for example, that the senses' kind of perception establishes the only reality. The human being must simply await what will arise as perception along his life's path. The only question could be whether, from the point of view that results purely out of intuitively experienced thinking, it can justifiably be expected that man would be able to perceive, besides what is sense-perceptible, also what is spiritual. This can be expected. For although on the one hand intuitively experienced thinking is an active process taking place within the human spirit, on the other hand it is at the same time a spiritual perception grasped without any physical organ. It is a perception in which the perceiver himself is active, and it is an activity of the self which is also perceived. In intuitively experienced thinking man is transferred into a spiritual world also as perceiver. Within this world, whatever comes to meet him as perception in the same way that the spiritual world of his own thinking does, this the human being recognizes to be the world of spiritual perception.* This world of perception would have the same relation to thinking which the world of physical perception does on the side of the senses. The world of spiritual perception, as soon as man experiences it, cannot be anything foreign to him, because in intuitive thinking he already has an experience that bears a purely spiritual character. A number of books published by me after this one speak about such a world of spiritual perception. This Philosophy of Spiritual Activity lays the philosophical groundwork for these later books. For in this book the attempt is made to show that the experience of thinking, rightly understood, is already the experiencing of spirit. Therefore it seems to the author that a person will not stop short before entering the world of spiritual perception who can in full earnestness take the point of view of the author of this Philosophy of Spiritual Activity. What is presented in the author's later books cannot, it is true, be logically drawn—by deductive reasoning—out of the content of this book. From a living grasp of what is meant in this book by intuitive thinking, however, there will quite naturally result the further living entry into the world of spiritual perception.
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4. The Philosophy of Spiritual Activity (1986): Preface to the Revised Edition, 1918
Translated by William Lindemann |
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It is to be shown in this book that the soul-experiences which the human being has to undergo through the second question depend upon which point of view he is able to take with regard to the first. |
[ 2 ] The view under discussion here with respect to both these questions presents itself as one which, once gained, can itself become a part of active soul life. |
What is striven for in this book is to justify a knowledge of the spiritual realm before entry into spiritual experience. And this justification is undertaken in such a way that one needs nowhere at all in these expositions to cast a sidelong glance at the experiences put forward by me later, in order to find what is said here acceptable, if one can or wants to enter into the nature of these expositions themselves. |
4. The Philosophy of Spiritual Activity (1986): Preface to the Revised Edition, 1918
Translated by William Lindemann |
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[ 1 ] Everything to be discussed in this book is oriented toward two root questions of human soul life. One question is whether a possibility exists of viewing the being of man in such a way that this view proves to be a support for everything else which, through experience and science, approaches him but which he feels cannot support itself and can be driven by doubt and critical judgment into the realm of uncertainty. The other question is this: Is man, as a being who wants and wills, justified in considering himself to be free, or is this inner freedom a mere illusion that arises in him because he does not see the threads of necessity upon which his willing depends just as much as any happening in nature? No artificial spinning out of thoughts calls forth this question. It comes before the soul quite naturally in a particular disposition of the soul. And one can feel that the soul would lack something of what it should be if it never once saw itself placed, with a greatest possible earnestness in questioning, before the two possibilities: freedom or necessity of the will. It is to be shown in this book that the soul-experiences which the human being has to undergo through the second question depend upon which point of view he is able to take with regard to the first. The attempt is made to show that there is a view of the being of man which can support his other knowledge; and furthermore, to indicate with this view a full justification is won for the idea of the freedom of the will, if only the soul region is first found in which free willing can unfold itself. [ 2 ] The view under discussion here with respect to both these questions presents itself as one which, once gained, can itself become a part of active soul life. A theoretical answer is not given which, once acquired, merely carries with it a conviction preserved by memory. For the way of picturing things which underlies this book, such an answer would be only a seeming one. No such fixed and final answer is given, but rather a region of experience of the soul is indicated, in which, through the inner activity of the soul itself, the question is answered anew in a living way at any moment that the human being needs it. For someone who has once found the region of the soul in which these questions evolve, the real view of this region gives just what he needs for both these riddles of life; then, with what he has achieved, he can travel on into the distances and depths of this enigmatical life as his need and destiny move him.—With this, a knowledge seems to be indicated which, through its own life and through the relatedness of its own life to the whole human soul life, proves its justification and worth. [ 3 ] This is how I thought about the content of this book as I wrote it down twenty-five years ago. Today also I must write such sentences when I want to characterize the thoughts toward which this book aims. I limited myself as I wrote at that time, not to say more than what is connected in the closest sense to the two root questions characterized above. If someone should be surprised about the fact that he does not yet find in this book any allusion to the region of the world of spiritual experience that is described by me in later books, I would ask him to bear in mind that at the time I did not want, in fact, to give a description of the results of spiritual research, but wanted rather first to build the foundation upon which such results can rest. The Philosophy of Spiritual Activity contains no such specialized results; but what it does contain is indispensable, in my opinion, to anyone who is striving for certainty in such knowledge. What is said in the book can also be acceptable to those who, for one or another reason, which is valid for them, want to have nothing to do with the results of my spiritual-scientific research. But what is attempted here can also be of importance for a person who can regard these spiritual-scientific results as something to which he is drawn. It is this: to show how an unbiased consideration, extending solely to these two questions which lay the foundation for all knowing activity, leads to the view that the human being lives in the midst of a true spiritual world. What is striven for in this book is to justify a knowledge of the spiritual realm before entry into spiritual experience. And this justification is undertaken in such a way that one needs nowhere at all in these expositions to cast a sidelong glance at the experiences put forward by me later, in order to find what is said here acceptable, if one can or wants to enter into the nature of these expositions themselves. [ 4 ] So this book seems to me on the one hand then to occupy a position completely separate from my actual spiritual-scientific writings, and yet on the other hand to be most closely bound up with them also. All this has moved me now, after twenty-five years, to republish the content of the book in a virtually unchanged form. I have only made some additions to a number of chapters. The experiences I have had with people's misconceptions about what I had written made such detailed amplifications seem necessary to me. I have made only changes where what I wanted to say a quarter of a century ago seems to me today to be awkwardly expressed. (Only someone with ill will could possibly be moved by these changes to say that I have changed my basic conviction.) [ 5 ] The book has been out of print for many years already. Although it seems to me, as is apparent from what has just been said, that what I expressed twenty-five years ago about the two questions should still be expressed in the same way today, I hesitated for a long to time to prepare this new edition. I asked myself again and again whether, in this or that passage, I did not have to come to terms with the numerous philosophical views that have come to light since the appearance of the first edition. The demands of my purely spiritual-scientific research lately have prevented me from doing this in the way I would want. But now, after the most thorough possible survey of current philosophical work, I have convinced myself that, as tempting as such a task would be in itself, it is not something to be taken up on the context of what is meant to be said through my book. What seemed to me necessary to be said about more recent philosophical directions from the point of view taken in The Philosophy of Spiritual Activity, may be found in the second volume of my Riddles of Philosophy. |
4. The Philosophy of Freedom (1916): The Goal of Knowledge
Translated by R. F. Alfred Hoernlé |
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But the individuality which seeks to experience everything in the depths of its own being, is repelled by what it cannot understand. Only that knowledge will satisfy us which springs from the inner life of the personality, and submits itself to no external norm. |
None of us would wish to give a scientific work a title like Fichte's A Pellucid Account for the General Public concerning the Real Nature of the Newest Philosophy. An Attempt to Compel the Readers to Understand. Nowadays there is no attempt to compel anyone to understand. We claim no agreement with anyone whom a distinct individual need does not drive to a certain view. |
We seek rather to develop his faculties in such a way that his understanding may depend no longer on our compulsion, but on his will. [ 7 ] I am under no illusion concerning the characteristics of the present age. |
4. The Philosophy of Freedom (1916): The Goal of Knowledge
Translated by R. F. Alfred Hoernlé |
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I believe I am indicating correctly one of the fundamental characteristics of our age when I say that, at the present day, all human interests tend to centre in the cult of human individuality. An energetic effort is being made to shake off every kind of authority. Nothing is accepted as valid, unless it springs from the roots of individuality. Everything which hinders the individual in the full development of his powers is thrust aside. The saying “Each one of us must choose his hero in whose footsteps he toils up to Olympus” no longer holds for us. We allow no ideals to be forced upon us. We are convinced that in each of us, if only we probe deep enough into the very heart of our being, there dwells something noble, something worthy of development. We no longer believe that there is a norm of human life to which we must all strive to conform. We regard the perfection of the whole as depending on the unique perfection of each single individual. We do not want to do what anyone else can do equally well. No, our contribution to the development of the world, however trifling, must be something which, by reason of the uniqueness of our nature, we alone can offer. Never have artists been less concerned about rules and norms in art than today. Each of them asserts his right to express, in the creations of his art, what is unique in him. There are dramatists who write in dialect rather than conform to the standard diction which grammar demands. No better expression for these phenomena can be found than this, that they result from the individual's striving towards freedom, developed to its highest pitch. We do not want to be dependent in any respect, and where dependence must be, we tolerate it only on condition that it coincides with a vital interest of our individuality. [ 2 ] Truth, too, will be sought in an age such as ours only in the depths of human nature. Of the following two well-known paths described by Schiller, it is the second which will today be found most useful:
A truth which comes to us from without bears ever the stamp of uncertainty. Conviction attaches only to what appears as truth to each of us in our own hearts. [ 3 ] Truth alone can give us confidence in developing our powers. He who is tortured by doubts finds his powers lamed. In a world of riddle of which baffles him, he can find no aim for his activity. [ 4 ] We no longer want to believe; we want to know. Belief demands the acceptance of truths which we do not wholly comprehend. But the individuality which seeks to experience everything in the depths of its own being, is repelled by what it cannot understand. Only that knowledge will satisfy us which springs from the inner life of the personality, and submits itself to no external norm.
[ 5 ] Again, we do not want any knowledge that has encased itself once and for all in hide bound formulas, and which is preserved in Encyclopædias valid for all time. Each of us claims the right to start from the facts that lie nearest to hand, from his own immediate experiences, and thence to ascend to a knowledge of the whole universe. We strive after certainty in knowledge, but each in his own way. [ 6 ] Our scientific doctrines, too, are no longer to be formulated as if we were unconditionally compelled to accept them. None of us would wish to give a scientific work a title like Fichte's A Pellucid Account for the General Public concerning the Real Nature of the Newest Philosophy. An Attempt to Compel the Readers to Understand. Nowadays there is no attempt to compel anyone to understand. We claim no agreement with anyone whom a distinct individual need does not drive to a certain view. We do not seek nowadays to cram facts of knowledge even into the immature human being, the child. We seek rather to develop his faculties in such a way that his understanding may depend no longer on our compulsion, but on his will. [ 7 ] I am under no illusion concerning the characteristics of the present age. I know how many flaunt a manner of life which lacks all individuality and follows only the prevailing fashion. But I know also that many of my contemporaries strive to order their lives in the direction of the principles I have indicated. To them I would dedicate this book. It does not pretend to offer the “only possible” way to Truth, it only describes the path chosen by one whose heart is set upon Truth. [ 8 ] The reader will be led at first into somewhat abstract regions, where thought must draw sharp outlines if it is to reach secure conclusions. But he will also be led out of these arid concepts into concrete life. I am fully convinced that one cannot do without soaring into the ethereal realm of abstraction, if one's experience is to penetrate life in all directions. He who is limited to the pleasures of the senses misses the sweetest enjoyments of life. The Oriental sages make their disciples live for years a life of resignation and asceticism before they impart to them their own wisdom. The Western world no longer demands pious exercises and ascetic practices as a preparation for science, but it does require a sincere willingness to withdraw oneself awhile from the immediate impressions of life, and to betake oneself into the realm of pure thought. [ 9 ] The spheres of life are many and for each there develop a special science. But life itself is one, and the more the sciences strive to penetrate deeply into their separate spheres, the more they withdraw themselves from the vision of the world as a living whole. There must be one supreme science which seeks in the separate sciences the elements for leading men back once more to the fullness of life. The scientific specialist seeks in his studies to gain a knowledge of the world and its workings. This book has a philosophical aim: science itself is to be infused with the life of an organic whole. The special sciences are stages on the way to this all-inclusive science. A similar relationship is found in the arts. The composer in his work employs the rules of the theory of composition. This latter is an accumulation of principles, knowledge of which is a necessary presupposition for composing. In the act of composing, the rules of theory become the servants of life, of reality. In exactly the same sense philosophy is an art. All genuine philosophers have been artists in concepts. Human ideas have been the medium of their art, and scientific method their artistic technique. Abstract thinking thus gains concrete individual life. Ideas turn into life forces. We have no longer merely a knowledge about things, but we have now made knowledge a real, self-determining organism. Our consciousness, alive and active, has risen beyond a mere passive reception of truths. [ 10 ] How philosophy, as an art, is related to freedom; what freedom is; and whether we do, or can, participate in it—these are the principle problems of my book. All other scientific discussions are put in only because they ultimately throw light on these questions which are, in my opinion, the most intimate that concern mankind. These pages offer a “Philosophy of Freedom”. [ 11 ] All science would be nothing but the satisfaction of idle curiosity did it not strive to enhance the existential value of human personality. The true value of the sciences is seen only when we have shown the importance of their results for humanity. The final aim of the individuality can never be the cultivation of any single faculty, but only the development of all capacities which slumber within us. Knowledge has value only in so far as it contributes to the all-round unfolding of the whole nature of man. [ 12 ] This book, therefore, does not conceive the relation between science and life in such a way that man must bow down before the world of ideas and devote his powers to its service. On the contrary, it shows that he takes possession of the world of ideas in order to use them for his human aims, which transcend those of mere science. [ 13 ] Man must confront ideas as master; lest he become their slave. |
4. The Philosophy of Freedom (1916): Conscious Human Action
Translated by R. F. Alfred Hoernlé |
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And yet the opponents of freedom never ask themselves whether a motive of action which I recognize and understand, is to be regarded as compulsory for me in the same sense as the organic process which causes the child to cry for milk. |
Love, pity, and patriotism are motives of action which cannot be analysed away into cold concepts of the understanding. It is said that here the heart, the soul, hold sway. This is no doubt true. But the heart and the soul create no motives. |
4. The Philosophy of Freedom (1916): Conscious Human Action
Translated by R. F. Alfred Hoernlé |
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[ 1 ] Is man free in action and thought, or is he bound by an iron necessity? There are few questions on which so much ingenuity has been expended. The idea of freedom has found enthusiastic supporters and stubborn opponents in plenty. There are those who, in their moral fervour, label anyone a man of limited intelligence who can deny so patent a fact as freedom. Opposed to them are others who regard it as the acme of unscientific thinking for anyone to believe that the uniformity of natural law is broken in the sphere of human action and thought. One and the same thing is thus proclaimed, now as the most precious possession of humanity, now as its most fatal illusion. Infinite subtlety has been employed to explain how human freedom can be consistent with determinism in nature of which man, after all, is a part. Others have been at no less pains to explain how such a delusion as this could have arisen. That we are dealing here with one of the most important questions for life, religion, conduct, science, must be clear to every one whose most prominent trait of character is not the reverse of thoroughness. It is one of the sad signs of the superficiality of present-day thought, that a book which attempts to develop a new faith out of the results of recent scientific research (David Friedrich Strauss: Der alte und neue Glaube), has nothing more to say on this question than these words: “With the question of the freedom of the human will we are not concerned. The alleged freedom of indifferent choice has been recognized as an empty illusion by every philosophy worthy of the name. The determination of the moral value of human conduct and character remains untouched by this problem.” It is not because I consider that the book in which it occurs has any special importance that I quote this passage, but because it seems to me to express the only view to which the thought of the majority of our contemporaries is able to rise in this matter. Every one who has gone beyond the kindergarten-stage of science appears to know nowadays that freedom cannot consist in choosing, at one's pleasure, one or other of two possible courses of action. There is always, so we are told, a perfectly definite reason why, out of several possible actions, we carry out just one and no other. [ 2 ] This seems quite obvious. Nevertheless, down to the present days the main attacks of the opponents of freedom are directed only against freedom of choice. Even Herbert Spencer, in fact, whose doctrines are gaining ground daily, says “That every one is at liberty to desire or not to desire, which is the real proposition involved in the dogma of free will, is negatived as much by the analysis of consciousness, as by the contents of the preceding chapters” (The Principles of Psychology, Part IV, chap. ix, par. 219). Others, too, start from the same point of view in combating the concept of free will. The germs of all the relevant arguments are to be found as early as Spinoza. All that he brought forward in clear and simple language against the idea of freedom has since been repeated times without number, but as a rule enveloped in the most sophisticated arguments, so that it is difficult to recognize the straightforward train of thought which is alone in question. Spinoza writes in a letter of October or November 1674, “I call a thing free which exists and acts from the pure necessity of its nature, and I call that unfree, of which the being and action are precisely and fixedly determined by something else. Thus, e.g., God, though necessary, is free because he exists only through the necessity of his own nature. Similarly, God knows himself and all else as free, because it follows solely from the necessity of his nature that he knows all. You see, therefore, that for me freedom consists not in free decision, but in free necessity. [ 3 ] But let us come down to created things which are all determined by external causes to exist and to act in a fixed and definite manner. To perceive this more clearly, let us imagine a perfectly simple case. A stone, for example, receives from an external cause acting upon it a certain quantity of motion, by reason of which it necessarily continues to move, after the impact of the external cause has ceased. The continued motion of the stone is due to compulsion, not to the necessity of its own nature, because it requires to be defined by the impact of an external cause. What is true here for the stone is true also for every other particular thing, however complicated and many-sided it may be, namely, that everything is necessarily determined by external causes to exist and to act in a fixed and definite manner. [ 4 ] Now, pray, assume that this stone during its motion thinks and knows that it is striving to the best of its power to continue in motion. This stone which is conscious only of its striving and is by no means indifferent, will believe that it is absolutely free, and that it continues in motion for no other reason than its own will to continue. Now this is that human freedom which everybody claims to possess and which consists in nothing but this, that men are conscious of their desires, but ignorant of the causes by which they are determined. Thus the child believes that he desires milk of his own free will, the angry boy regards his desire for vengeance as free, and the coward his desire for flight. Again, the drunken man believes that he says of his own free will what, sober again, he would fain have left unsaid, and as this prejudice is innate all men, it is difficult to free oneself from it. For, although experience teaches us often enough that man least of all can temper his desires, and that, moved by conflicting passions, he perceives the better and pursues the worse, yet he considers himself free because there are some things which he desires less strongly, and some desires which he can easily inhibit through the recollection of something else which it is often possible to recall.” [ 5 ] It is easy to detect the fundamental error of this view, because it is so clearly and definitely expressed. The same necessity by which a stone makes a definite movement as the result of an impact, is said to compel a man to carry out an action when impelled thereto by any cause. It is only because man is conscious of his action, that he thinks himself to be its originator. In doing so, he overlooks the fact that he is driven by a cause which he must obey unconditionally. The error in this train of thought is easily brought to light. Spinoza, and all who think like him, overlook the fact that man not only is conscious of his action, but also may become conscious of the cause which guides him. Anyone can see that a child is not free when he desires milk, nor the drunken man when he says things which he later regrets. Neither knows anything of the causes, working deep within their organisms, which exercise irresistible control over them. But is it justifiable to lump together actions of this kind with those in which a man is conscious not only of his actions but also of their causes? Are the actions of men really all of one kind? Should the act of a soldier on the field of battle, of the scientific researcher in his laboratory, of the statesman in the most complicated diplomatic negotiations, be placed on the same level with that of the child when he desires milk? It is, no doubt, true that it is best to seek the solution of a problem where the conditions are simplest. But lack of ability to see distinctions has before now caused endless confusion. There is after all a profound difference between knowing the motive of my action and not knowing it. At first sight this seems a self-evident truth. And yet the opponents of freedom never ask themselves whether a motive of action which I recognize and understand, is to be regarded as compulsory for me in the same sense as the organic process which causes the child to cry for milk. [ 6 ] Edouard van Hartmann, in his Phanomenologie des Sittlichen Bewusstseins (p. 451) asserts that the human will depends on two chief factors, the motives and the character. If one regards men as all alike, or at any rate the differences between them as negligible, then their will appears as determined from without, viz., by the circumstances with which they come in contact. But if one bears in mind that men adopt an idea as the motive of their conduct, only if their character is such that this idea arouses a desire in them, then men appear as determined from within and not from without. Now, because an idea, given to us from without, must first in accordance with our characters be adopted as a motive, men believe that they are free, i.e., independent of external influences. The truth, however, according to Edouard von Hartmann, is that “even though we must first adopt an idea as a motive, we do so not arbitrarily, but according to the disposition of our characters, that is, we are anything but free.” Here again the difference between motives, which I allow to influence me only after I have consciously made them my own, and those which I follow, without any clear knowledge of them, is absolutely ignored. [ 7 ] This leads us straight to the standpoint from which the subject will be treated here. Have we any right to consider the question of the freedom of the will by itself at all? And if not, with what other question must it necessarily be connected? [ 8 ] If there is a difference between conscious and unconscious motives of action, then the action in which the former issue should be judged differently from the action which springs from blind impulse. Hence our first question will concern this difference, and on the result of this inquiry will depend what attitude we ought to take up towards the question of freedom proper. [ 9 ] What does it mean to have knowledge of the motives of one's actions? Too little attention has been paid to this question, because, unfortunately, man who is an indivisible whole has always been torn asunder by us. The agent has been divorced from the knower, whilst he who matters more than everything else, viz., the man who acts because he knows, has been utterly overlooked. [ 10 ] It is said that man is free when he is controlled only by his reason, and not by his animal passions. Or, again, that to be free means to be able to determine one's life and action by purposes and deliberate decisions. [ 11 ] Nothing is gained by assertions of this sort. For the question is just whether reason, purposes, and decisions exercise the same kind of compulsion over a man as his animal passions. If, without my doing, a rational decision occurs in me with the same necessity with which hunger and thirst happen to me, then I must needs obey it, and my freedom is an illusion. [ 12 ] Another form of expression runs: to be free means, not that we can will what we will, but that we can do what we will. This thought has been expressed with great clearness by the poet-philosopher Robert Hamerling in his Atomistik des Willens. “Man can, it is true, do what he wills, but he cannot will what he wills, because his will is determined by motives! He cannot will what he wills? Let us consider these phrases more closely. Have they any intelligible meaning? Does freedom of the will, then, mean being able to will without ground, without motive? What does willing mean if not to have grounds for doing, or striving to do, this rather than that? To will anything without ground or motive would mean to will something without willing it. The concept of motive is indissolubly bound up with that of will. Without the determining motive the will is an empty faculty; it is the motive which makes it active and real. It is, therefore, quite true that the human will is not ‘free,' inasmuch as its direction is always determined by the strongest motive. But, on the other hand, it must be admitted that it is absurd to speak, in contrast with this ‘unfreedom,' of a conceivable ‘freedom' of the will, which would consist in being able to will what one does not will” (Atomistik des Willens, p. 213 ff.). [ 13 ] Here again only motives in general are mentioned, without taking into account the difference between unconscious and conscious motives. If a motive affects me, and I am compelled to act on it because it proves to be the “strongest” of its kind, then the idea of freedom ceases to have any meaning. How should it matter to me whether I can do a thing or not, if I am forced by the motive to do it? The primary question is, not whether I can do a thing or not when impelled by a motive, but whether the only motives are such as impel me with absolute necessity. If I must will something, then I may well be absolutely indifferent as to whether I can also do it. And if, through my character, or through circumstances prevailing in my environment, a motive is forced on me which to my thinking is unreasonable, then I should even have to be glad if I could not do what I will. [ 14 ] The question is, not whether I can carry out a decision once made, but how I come to make the decision. [ 15 ] What distinguishes man from all other organic beings is his rational thought. Activity is common to him with other organisms. Nothing is gained by seeking analogies in the animal world to clear up the concept of freedom as applied to the actions of human beings. Modern science loves these analogies. When scientists have succeeded in finding among animals something similar to human behaviour, they believe they have touched on the most important question of the science of man. To what misunderstandings this view leads is seen, for example, in the book Die Illusion der Willensfreiheit, by P. Ree, 1885, where, on page 5, the following remark on freedom appears. “It is easy to explain why the movement of a stone seems to us necessary, while the volition of a donkey does not. The causes which set the stone in motion are external and visible, while the causes which determine the donkey's volition are internal and invisible. Between us and the place of their activity, there is the skull cap of the ass ... The causal nexus is not visible, and is therefore thought to be non-existent. The volition, it is explained, is, indeed, the cause of the donkey's turning round, but is itself unconditioned; it is an absolute beginning.” Here again human actions in which there is a consciousness of the motives are simply ignored, for Ree declares, “that between us and the sphere of their activity there is the skull cap of the ass.” As these words show, it has not so much as dawned on Ree that there are actions, not indeed of the ass, but of human beings, in which the motive, become conscious, lies between us and the action. Ree demonstrates his blindness once again a few pages further on, when he says, “we do not perceive the causes by which our will is determined, hence we think it is not causally determined at all.” [ 16 ] But enough of examples which prove that many argue against freedom without knowing in the least what freedom is. [ 17 ] That an action of which the agent does not know why he performs it, cannot be free goes without saying. But what of the freedom of an action about the motives of which we reflect? This leads us to the question of the origin and meaning of thought. When we know what thought in general means, it will be easier to see clearly the role which thought plays in human action. As Hegel rightly says, “It is thought which turns the soul, common to us and animals, into spirit.” Hence it is thought which we may expect to give to human action its characteristic stamp. [ 18 ] I do not mean to imply that all our actions spring only from the sober deliberations of our reason. I am very far from calling only those actions “human” in the highest sense, which proceed from abstract judgments. But as soon as our conduct rises above the sphere of the satisfaction of purely animal desires, our motives are always shaped by thoughts. Love, pity, and patriotism are motives of action which cannot be analysed away into cold concepts of the understanding. It is said that here the heart, the soul, hold sway. This is no doubt true. But the heart and the soul create no motives. They presuppose them. Pity enters my heart when the thought of a person who arouses pity has appeared in my consciousness. The way to the heart is through the head. Love is no exception. Whenever it is not merely the expression of bare sexual instinct, it depends on the thoughts we form of the loved one. And the more we idealize the loved one in our thoughts, the more blessed is our love. Here, too, thought is the father of feeling. It is said that love makes us blind to the failings of the loved one. But the opposite view can be taken, namely that it is precisely for the good points that love opens the eyes. Many pass by these good points without notice. One, however, perceives them, and just because he does, love awakens in his soul. What else has he done except perceive what hundreds have failed to see? Love is not theirs, because they lack the perception. [ 19 ] From whatever point we regard the subject, it becomes more and more clear that the question of the nature of human action presupposes that of the origin of thought. I shall therefore, turn next to this question. |
4. The Philosophy of Freedom (1916): Why the Desire for Knowledge is Fundamental
Translated by R. F. Alfred Hoernlé |
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The Dualist sees in Mind (Self) and Matter (World) two essentially different entities, and cannot therefore understand how they can interact with one another. How should Mind be aware of what goes on in Matter, seeing that the essential nature of Matter is quite alien to Mind? |
4. The Philosophy of Freedom (1916): Why the Desire for Knowledge is Fundamental
Translated by R. F. Alfred Hoernlé |
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[ 1 ] In these words Goethe expresses a trait which is deeply ingrained in human nature. Man is not a self-contained unity. He demands ever more than the world, of itself, offers him. Nature has endowed us with needs, but left their satisfaction to our own activity. However abundant the gifts which we have received, still more abundant are our desires. We seem born to dissatisfaction. And our desire for knowledge is but a special instance of this unsatisfied striving. Suppose we look twice at a tree. The first time we see its branches at rest, the second time in motion. We are not satisfied with this observation. Why, we ask, does the tree appear to us now at rest, then in motion? Every glance at nature evokes in us a multitude of questions. Every phenomenon we meet presents a new problem to be solved. Every experience is to us a riddle. We observe that from the egg there emerges a creature like the mother animal, and we ask for the reason of the likeness. We observe a living being grow and develop to a determinate degree of perfection, and we seek the conditions of this experience. Nowhere are we satisfied with the facts which nature spreads out before our senses. Everywhere we seek what we call the explanation of these facts. [ 2 ] The something more which we seek in things, over and above what is immediately given to us in them, splits our whole being into two parts. We become conscious of our opposition to the world. We oppose ourselves to the world as independent beings. The universe has for us two opposite poles: Self and World. [ 3 ] We erect this barrier between ourselves and the world as soon as consciousness is first kindled in us. But we never cease to feel that, in spite of all, we belong to the world, that there is a connecting link between it and us, and that we are beings within, and not without, the universe. [ 4 ] This feeling makes us strive to bridge over this opposition, and ultimately the whole spiritual striving of mankind is nothing but the bridging of this opposition. The history of our spiritual life is a continuous seeking after union between ourselves and the world. Religion, Art, and Science follow, one and all, this goal. The religious man seeks in the revelation, which God grants him, the solution of the world problem, which his Self, dissatisfied with the world of mere phenomena, sets him as a task. The artist seeks to embody in his material the ideas which are his Self, that he may thus reconcile the spirit which lives within him and the outer world. He too, feels dissatisfied with the world of mere appearances, and seeks to mould into it that something more which his Self supplies and which transcends appearances. The thinker searches for the laws of phenomena. He strives to master by thought what he experiences by observation. Only when we have transformed the world-content into our thought-content do we recapture the connection which we had ourselves broken off. We shall see later that this goal can be reached only if we penetrate much more deeply than is often done into the nature of the scientist's problem. The whole situation, as I have here stated it, meets us, on the stage of history, in the conflict between the one-world theory, or Monism, and the two-world theory or Dualism. Dualism pays attention only to the separation between the Self and the World, which the consciousness of man has brought about. All its efforts consist in a vain struggle to reconcile these opposites, which it calls now Mind and Matter, now Subject and Object, now Thought and Appearance. The Dualist feels that there must be a bridge between the two worlds, but is not able to find it. Monism pays attention only to the unity and tries either to deny or to slur over the opposites, present though they are. Neither of these two points of view call satisfy us, for they do not do justice to the facts. The Dualist sees in Mind (Self) and Matter (World) two essentially different entities, and cannot therefore understand how they can interact with one another. How should Mind be aware of what goes on in Matter, seeing that the essential nature of Matter is quite alien to Mind? Or how in these circumstances should Mind act upon Matter, so as to translate its intentions into actions? The most absurd hypotheses have been propounded to answer these questions. However, up to the present the Monists are not in a much better position. They have tried three different ways of meeting the difficulty. Either they deny Mind and become Materialists; or they deny Matter in order to seek their salvation as Spiritualists; or they assert that, even in the simplest entities in the world, Mind and Matter are indissolubly bound together, so that there is no need to marvel at the appearance in man of these two modes of existence, seeing that they are never found apart. [ 5 ] Materialism can never offer a satisfactory explanation of the world. For every attempt at an explanation must begin with the formation of thoughts about the phenomena of the world. Materialism, thus, begins with the thought of Matter or material processes. But, in doing so, it is ipso facto confronted by two different sets of facts, viz., the material world and the thoughts about it. The Materialist seeks to make these latter intelligible by regarding them as purely material processes. He believes that thinking takes place in the brain, much in the same way that digestion takes place in the animal organs. Just as he ascribes mechanical, chemical, and organic processes to Nature, so he credits her in certain circumstances with the capacity to think. He overlooks that, in doing so, he is merely shifting the problem from one place to another. Instead of to himself he ascribes the power of thought to Matter. And thus he is back again at his starting-point. How does Matter come to think of its own nature? Why is it not simply satisfied with itself and content to accept its own existence? The Materialist has turned his attention away from the definite subject, his own self, and occupies himself with an indefinite shadowy somewhat. And here the old problem meets him again. The materialistic theory cannot solve the problem, it can only shift it to another place. [ 6 ] What of the Spiritualistic theory? The Spiritualist denies Matter (the World) and regards it merely as a product of Mind (the Self). He supposes the whole phenomenal word to be nothing more than a fabric woven by Mind out of itself. This conception of the world finds itself in difficulties as soon as it attempts to deduce from Mind any single concrete phenomenon. It cannot do so either in knowledge or in action. If one would really know the external world, one must turn one's eye outwards and draw on the fund of experience. Without experience Mind can have no content. Similarly, when it comes to acting, we have to translate our purposes into realities with the help of material things and forces. We are, therefore, dependent on the outer world. The most extreme Spiritualist or, if you prefer it, Idealist, is Johann Gottlieb Fichte. He attempts to deduce the whole edifice of the world from the “Ego.” What he has actually accomplished is a magnificent thought-picture of the world, without any empirical content. As little as it is possible for the Materialist to argue the Mind away, just as little is it possible for the Idealist to do without the outer world of Matter. [ 7 missing ][ 8 ] A curious variant of Idealism is to be found in the theory which F. A. Lange has put forward in his widely read History of Materialism. He holds that the Materialists are quite right in declaring all phenomena, including our thought, to be the product of purely material processes, but, in turn, Matter and its processes are for him themselves the product of our thinking. “The senses give us only the effects of things, not true copies, much less the things themselves. But among these mere effects we must include the senses themselves together with the brain and the molecular vibrations which we assume to go on there.” That is, our thinking is produced by the material processes, and these by our thinking. Lange's philosophy is thus nothing more than the philosophical analogon of the story of honest Baron Munchhausen, who holds himself up in the air by his own pigtail. [ 9 ] The third form of Monism is that which finds even in the simplest real (the atom) the union of both Matter and Mind. But nothing is gained by this either, except that the question, the origin of which is really in our consciousness, is shifted to another place. How comes it that the simple real manifests itself in a twofold manner, if it is an indivisible unity? [ 10 ] Against all these theories we must urge the fact that we meet with the basal and fundamental opposition first in our own consciousness. It is we ourselves who break away from the bosom of Nature and contrast ourselves as Self with the World. Goethe has given classic expression to this in his essay Nature. “Living in the midst of her (Nature) we are strangers to her. Ceaselessly she speaks to us, yet betrays none of her secrets.” But Goethe knows the reverse side too: “Mankind is all in her, and she in all mankind.” [ 11 ] However true it may be that we have estranged ourselves from Nature, it is none the less true that we feel we are in her and belong to her. It can be only her own life which pulses also in us. [ 12 ] We must find the way back to her again. A simple reflection may point this way out to us. We have, it is true, torn ourselves away from Nature, but we must none the less have carried away something of her in our own selves. This quality of Nature in us we must seek out, and then we shall discover our connection with her once more. Dualism neglects to do this. It considers the human mind as a spiritual entity utterly alien to Nature and attempts somehow to hitch it on to Nature. No wonder that it cannot find the coupling link. We can find Nature outside of us only if we have first learnt to know her within us. The Natural within us must be our guide to her. This marks out our path of inquiry. We shall attempt no speculations concerning the interaction of Mind and Matter. We shall rather probe into the depths of our own being, to find there those elements which we saved in our flight from Nature. [ 13 ] The examination of our own being must bring the solution of the problem. We must reach a point where we can say, “This is no longer merely ‘I,' this is something which is more than ‘I.'” [ 14 ] I am well aware that many who have read thus far will not consider my discussion in keeping with “the present state of science.” To such criticism I can reply only that I have so far not been concerned with any scientific results, but simply with the description of what every one of us experiences in his own consciousness. That a few phrases have slipped in about attempts to reconcile Mind and the World has been due solely to the desire to elucidate the actual facts. I have therefore made no attempt to give to the expressions “Self,” “Mind,” “World,” “Nature,” the precise meaning which they usually bear in Psychology and Philosophy. The ordinary consciousness ignores the sharp distinctions of the sciences, and so far my purpose has been solely to record the facts of everyday experience. To object that the above discussions have been unscientific would be like quarrelling with the reciter of a poem for failing to accompany every line at once with aesthetic criticism. I am concerned, not with the way in which science, so far, has interpreted consciousness, but with the way in which we experience it every moment of our lives. |
4. The Philosophy of Freedom (1916): Thought as the Instrument of Knowledge
Translated by R. F. Alfred Hoernlé |
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The philosopher, however, is not concerned with the creation of the world, but with the understanding of it. Hence he is in search of the starting-point, not for creation, but with the understanding of the world. It seems to me very strange that philosophers are reproached for troubling themselves, above all, about the correctness of their principles, instead of turning straight to the objects which they seek to understand. The world-creator had above all to know how to find a vehicle for thought, the philosopher must seek a firm basis for the understanding of what is given. |
For subject and object are both concepts constructed by thought. There is no denying that thought must be understood before anything else can be understood. Whoever denies this, fails to realise that man is not the first link in the chain of creation but the last. |
4. The Philosophy of Freedom (1916): Thought as the Instrument of Knowledge
Translated by R. F. Alfred Hoernlé |
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[ 1 ] When I observe how a billiard ball, when struck, communicates its motion to another, I remain entirely without influence on the process before me. The direction and velocity of the motion of the second ball is determined by the direction and velocity of the first. As long as I remain a mere spectator, I can say nothing about the motion of the second ball until after it has happened. It is quite different when I begin to reflect on the content of my observations. The purpose of my reflection is to construct concepts of the process. I connect the concept of an elastic ball with certain other concepts of mechanics, and consider the special circumstances which obtain in the instance in question. I try, in other words, to add to the process which takes place without any interference, a second process which takes place in the conceptual sphere. This latter process is dependent on me. This is shown by the fact that I can rest content with the observation, and renounce all search for concepts if I have no need of them. If, therefore, this need is present, then I am not content until I have established a definite connection among the concepts, ball, elasticity, motion, impact, velocity, etc., so that they apply to the observed process in a definite way. As surely as the occurrence of the observed process is independent of me, so surely is the occurrence of the conceptual process dependent on me. [ 2 ] We shall have to consider later whether this activity of mine really proceeds from my own independent being, or whether those modern physiologists are right who say that we cannot think as we will, but that we must think exactly as the thoughts and thought-connections determine, which happen to be in our minds at any given moment. (Cp. Ziehen, Leitfaden der Physiologischen Psychologie, Jena, 1893, p. 171.) For the present we wish merely to establish the fact that we constantly feel obliged to seek for concepts and connections of concepts, which stand in definite relation to the objects and processes which are given independently of us. Whether this activity is really ours, or whether we are determined to it by an unalterable necessity, is a question which we need not decide at present. What is unquestionable is that the activity appears, in the first instance, to be ours. We know for certain that concepts are not given together with the objects to which they correspond. My being the agent in the conceptual process may be an illusion; but there is no doubt that to immediate observation I appear to be active. Our present question is: what do we gain by supplementing a process with a conceptual counterpart? [ 3 ] There is a far-reaching difference between the ways in which, for me, the parts of a process are related to one another before, and after, the discovery of the corresponding concepts. Mere observation can trace the parts of a given process as they occur, but their connection remains obscure without the help of concepts. I observe the first billiard ball move towards the second in a certain direction and with a certain velocity. What will happen after the impact I cannot tell in advance. I can once more only watch it happen with my eyes. Suppose some one obstructs my view of the field where the process is happening, at the moment when the impact occurs, then, as mere spectator, I remain ignorant of what goes on. The situation is very different, if prior to the obstructing of my view I have discovered the concepts corresponding to the nexus of events. In that case I can say what occurs, even when I am no longer able to observe. There is nothing in a merely observed process or object to show its relation to other processes or objects. This relation becomes manifest only when observation is combined with thought. [ 4 ] Observation and thought are the two points of departure for all the spiritual striving of man, in so far as he is conscious of such striving. The workings of common sense, as well as the most complicated scientific researches, rest on these two fundamental pillars of our minds. Philosophers have started from various ultimate antitheses, Idea and Reality, Subject and Object, Appearance and Thing-in-itself, Ego and Non-Ego, Idea and Will, Matter and Mind, Matter and Force, the Conscious and the Unconscious. It is, however, easy to show that all these antitheses are subsequent to that between observation and thought, this being for man the most important. [ 5 ] Whatever principle we choose to lay down, we must prove that somewhere we have observed it, or we must enunciate it in the form of a clear concept which can be rethought by any other thinker. Every philosopher who sets out to discuss his fundamental principles, must express them in conceptual form and thus use thought. He therefore indirectly admits that his activity presupposes thought. We leave open here the question whether thought or something else is the chief factor in the development of the world. But it is at any rate clear that the philosopher can gain no knowledge of this development without thought. In the occurrence of phenomena thought may play a secondary part, but it is quite certain that it plays a chief part in the construction of a theory about them. [ 6 ] As regards observation, our need of it is due to our organization. Our thought about a horse and the object “horse” are two things which for us have separate existences. The object is accessible to us only by means of observation. As little as we can construct a concept of a horse by mere staring at the animal, just as little are we able by mere thought to produce the corresponding object. [ 7 ] In time observation actually precedes thought. For we become familiar with thought itself in the first instance by observation. It was essentially a description of an observation when, at the beginning of this chapter, we gave an account of how thought is kindled by an objective process and transcends the merely given. Whatever enters the circle of our experiences becomes an object of apprehension to us first through observation. All contents of sensations, all perceptions, intuitions, feelings, acts of will, dreams and fancies, images, concepts, ideas, all illusions and hallucinations, are given to us through observation. [ 8 ] But thought as an object of observation differs essentially from all other objects. The observation of a table, or a tree, occurs in me as soon as those objects appear within the horizon of my field of consciousness. Yet I do not, at the same time, observe my thought about these things. I observe the table, but I carry on a process of thought about the table without, at the same moment, observing this thought-process. I must first take up a standpoint outside of my own activity, if I want to observe my thought about the table, as well as the table. Whereas the observation of things and processes, and the thinking about them, are everyday occurrences making up the continuous current of my life, the observation of the thought-process itself is an exceptional attitude to adopt. This fact must be taken into account, when we come to determine the relations of thought as an object of observation to all other objects. We must be quite clear about the fact that, in observing the thought-processes, we are applying to them a method, which is our normal attitude in the study of all other objects in the world, but which in the ordinary course of that study is usually not applied to thought itself. [ 9 ] Some one might object that what I have said about thinking applies equally to feeling and to all other mental activities. Thus it is said that when, e.g., I have a feeling of pleasure, the feeling is kindled by the object, but it is this object I observe, not the feeling of pleasure. This objection however is based on an error. Pleasure does not stand at all in the same relation to its object as the concept constructed by thought. I am conscious, in the most positive way, that the concept of a thing is formed through my activity; whereas a feeling of pleasure is produced in me by an object in a way similar to that in which, e.g., a change is caused in an object by a stone which falls on it. For observation, a pleasure is given in exactly the same way as the event which causes it. The same is not true of concepts. I can ask why an event arouses in me a feeling of pleasure. But I certainly cannot ask why an occurrence causes in me a certain number of concepts. The question would be simply meaningless. In thinking about an occurrence, I am not concerned with it as an effect on me. I learn nothing about myself from knowing the concepts which correspond to the observed change caused to a pane of glass by a stone thrown against it. But I do learn something about myself when I know the feeling which a certain occurrence arouses in me. When I say of an object which I perceive “this is a rose,” I say absolutely nothing about myself; but when I say of the same thing that “it causes a feeling of pleasure in me,” I characterize not only the rose, but also myself in my relation to the rose. [ 10 ] There can, therefore, be no question of putting thought and feeling on a level as objects of observation. And the same could easily be shown of other activities of the human mind. Unlike thought, they must be classed with any other observed objects or events. The peculiar nature of thought lies just in this, that it is an activity which is directed solely on the observed object and not on the thinking subject. This is apparent even from the way in which we express our thoughts about an object, as distinct from our feelings or acts of will. When I see an object and recognize it as a table, I do not as a rule say “I am thinking of a table,” but “this is a table.” On the other hand, I do say “I am pleased with the table.” In the former case, I am not at all interested in stating that I have entered into a relation with the table; whereas, in the second case, it is just this relation which matters. In saying “I am thinking of a table,” I adopt the exceptional point of view characterized above, in which something is made the object of observation which is always present in our mental activity, without being itself normally an observed object. [ 11 ] The peculiar nature of thought consists just in this, that the thinker forgets his thinking while actually engaged in it. It is not thinking which occupies his attention, but rather the object of thought which he observes. [ 12 ] The first point, then, to notice about thought is that it is the unobserved element in our ordinary mental life. [ 13 ] The reason why we do not notice the thinking which goes on in our ordinary mental life is no other than this, that it is our own activity. Whatever I do not myself produce appears in my field of consciousness as an object; I contrast it with myself as something the existence of which is independent of me. It forces itself upon me. I must accept it as the presupposition of my thinking. As long as I think about the object, I am absorbed in it, my attention is turned on it. To be thus absorbed in the object is just to contemplate it by thought. I attend not to my activity, but to its object. In other words whilst I am thinking, I pay no heed to my thinking which is of my own making, but only to the object of my thinking which is not of my making. [ 14 ] I am, moreover, in exactly the same position when I adopt the exceptional point of view and think of my own thought-processes. I can never observe my present thought, I can only make my past experiences of thought-processes subsequently the objects of fresh thoughts. If I wanted to watch my present thought, I should have to split myself into two persons, one to think, the other to observe this thinking. But this is impossible. I can only accomplish it in two separate acts. The observed thought-processes are never those in which I am actually engaged but others. Whether, for this purpose, I make observations on my own former thoughts, or follow the thought-processes of another person, or finally, as in the example of the motions of the billiard balls, assume an imaginary thought-process, is immaterial. [ 15 ] There are two things which are incompatible with one another: productive activity and the theoretical contemplation of that activity. This is recognized even in the First Book of Moses. It represents God as creating the world in the first six days, and only after its completion is any contemplation of the world possible: “And God saw everything that he had made and, behold, it was very good.” The same applies to our thinking. It must be there first, if we would observe it. [ 16 ] The reason why it is impossible to observe the thought-process in its actual occurrence at any given moment, is the same as that which makes it possible for us to know it more immediately and more intimately than any other process in the world. Just because it is our own creation do we know the characteristic features of its course, the manner in which the process, in detail, takes place. What in the other spheres of observation we can discover only indirectly, viz., the relevant objective nexus and the relations of the individual objects, that is known to us immediately in the case of thought. I do not know off-hand why, for perception, thunder follows lightning, but I know immediately, from the content of the two concepts, why my thought connects the concept of thunder with that of lightning. It does not matter for my argument whether my concepts of thunder and lightning are correct. The connection between the concepts I have is clear to me, and that through the very concepts themselves. [ 17 ] This transparent clearness in the observation of our thought-processes is quite independent of our knowledge of the physiological basis of thought. I am speaking here of thought in the sense in which it is the object of our observation of our own mental activity. For this purpose it is quite irrelevant how one material process in my brain causes or influences another, whilst I am carrying on a process of thought. What I observe, in studying a thought-process, is not which process in my brain connects the concept of thunder with that of lightning, but what is my reason for bringing these two concepts into a definite relation. Introspection shows that, in linking thought with thought, I am guided by their content not by the material processes in the brain. This remark would be quite superfluous in a less materialistic age than ours. Today, however, when there are people who believe that, when we know what matter is, we shall know also how it thinks, it is necessary to affirm the possibility of speaking of thought without trespassing on the domain of brain physiology. Many people today find it difficult to grasp the concept of thought in its purity. Anyone who challenges the account of thought which I have given here, by quoting Cabanis' statement that “the brain secretes thoughts as the liver does gall or the spittle-glands spittle, etc.” simply does not know of what I am talking. He attempts to discover thought by the same method of mere observation which we apply to the other objects that make up the world. But he cannot find it in this way, because, as I have shown, it eludes just this ordinary observation. Whoever cannot transcend Materialism lacks the ability to throw himself into the exceptional attitude I have described, in which he becomes conscious of what in all other mental activity remains unconscious. It is as useless to discuss thought with one who is not willing to adopt this attitude, as it would be to discuss colour with a blind man. Let him not imagine, however, that we regard physiological processes as thought. He fails to explain thought, because he is not even aware that it is there. [ 18 ] For every one, however, who has the ability to observe thought, and with good will every normal man has this ability, this observation is the most important he can make. For he observes something which he himself produces. He is not confronted by what is to begin with a strange object, but by his own activity. He knows how that which he observes has come to be. He perceives clearly its connections and relations. He gains a firm point from which he can, with well-founded hopes, seek an explanation of the other phenomena of the world. [ 19 ] The feeling that he had found such a firm foundation, induced the father of modern philosophy, Descartes, to base the whole of human knowledge on the principle “I think, therefore I am.” All other things, all other processes, are independent of me. Whether they be truth, or illusion, or dream, I know not. There is only one thing of which I am absolutely certain, for I myself am the author of its indubitable existence; and that is my thought. Whatever other origin it may have in addition, whether it come from God or from elsewhere, of one thing I am sure, that it exists in the sense that I myself produce it. Descartes had, to begin with, no justification for reading any other meaning into his principle. All he had a right to assert was that, in apprehending myself as thinking, I apprehend myself, within the world-system, in that activity which is most uniquely characteristic of me. What the added words “therefore I am” are intended to mean has been much debated. They can have a meaning on one condition only. The simplest assertion I can make of a thing is, that it is, that it exists. What kind of existence, in detail, it has, can in no case be determined on the spot, as soon as the thing enters within the horizon of my experience. Each object must be studied in its relations to others, before we can determine the sense in which we can speak of its existence. An experienced process may be a complex of percepts, or it may be a dream, an hallucination, etc. In short, I cannot say in what sense it exists. I can never read off the kind of existence from the process itself, for I can discover it only when I consider the process in its relation to other things. But this, again, yields me no knowledge beyond just its relation to other things. My inquiry touches firm ground only when I find an object, the reason of the existence of which I can gather from itself. Such an object I am myself in so far as I think, for I qualify my existence by the determinate and self-contained content of my thought-activity. From here I can go on to ask whether other things exist in the same or in some other sense. [ 20 ] When thought is made an object of observation, something which usually escapes our attention is added to the other observed contents of the world. But the usual manner of observation, such as is employed also for other objects, is in no way altered. We add to the number of objects of observation, but not to the number of methods. When we are observing other things, there enters among the world-processes—among which I now include observation—one process which is overlooked. There is present something different from every other kind of process, something which is not taken into account. But when I make an object of my own thinking, there is no such neglected element present. For what lurks now in the background is just thought itself over again. The object of observation is qualitatively identical with the activity directed upon it. This is another characteristic feature of thought-processes. When we make them objects of observation, we are not compelled to do so with the help of something qualitatively different, but can remain within the realm of thought. [ 21 ] When I weave a tissue of thoughts round an independently given object, I transcend my observation, and the question then arises, what right have I to do this? Why do I not passively let the object impress itself on me? How is it possible for my thought to be relevantly related to the object? These are questions which every one must put to himself who reflects on his own thought-processes. But all these questions lapse when we think about thought itself. We then add nothing to our thought that is foreign to it, and therefore have no need to justify any such addition. [ 22] Schelling says: “To know Nature means to create Nature.” If we take these words of the daring philosopher of Nature literally, we shall have to renounce for ever all hope of gaining knowledge of Nature. For Nature after all exists, and if we have to create it over again, we must know the principles according to which it has originated in the first instance. We should have to borrow from Nature as it exists the conditions of existence for the Nature which we are about to create. But this borrowing, which would have to precede the creating, would be a knowing of Nature, and that even if after the borrowing no creation at all were attempted. The only kind of Nature which it would be possible to create without previous knowledge, would be a Nature different from the existing one. [ 23 ] What is impossible with Nature, viz., creation prior to knowledge, that we accomplish in the act of thought. Were we to refrain from thinking until we had first gained knowledge of it, we should never think at all. We must resolutely think straight ahead, and then afterwards by introspective analysis gain knowledge of our own processes. Thus we ourselves create the thought-processes which we then make objects of observation. The existence of all other objects is provided for us without any activity on our part. [ 24 ] My contention that we must think before we can make thought an object of knowledge, might easily be countered by the apparently equally valid contention that we cannot wait with digesting until we have first observed the process of digestion. This objection would be similar to that brought by Pascal against Descartes, when he asserted we might also say “I walk, therefore I am.” Certainly I must digest resolutely and not wait until I have studied the physiological process of digestion. But I could only compare this with the analysis of thought if, after digestion, I set myself, not to analyse it by thought, but to eat and digest it. It is not without reason that, while digestion cannot become the object of digestion, thought can very well become the object of thought. [ 25 ] This then is indisputable, that in thinking we have got hold of one bit of the world-process which requires our presence if anything is to happen. And that is the very point that matters. The very reason why things seem so puzzling is just that I play no part in their production. They are simply given to me, whereas I know how thought is produced. Hence there can be no more fundamental starting-point than thought from which to regard all world-processes. [ 26 ] I should like still to mention a widely current error which prevails with regard to thought. It is often said that thought, in its real nature, is never experienced. The thought-processes which connect our perceptions with one another, and weave about them a network of concepts, are not at all the same as those which our analysis afterwards extracts from the objects of perception, in order to make them the object of study. What we have unconsciously woven into things is, so we are told, something widely different from what subsequent analysis recovers out of them. [ 27 ] Those who hold this view do not see that it is impossible to escape from thought. I cannot get outside thought when I want to observe it. We should never forget that the distinction between thought which goes on unconsciously and thought which is consciously analysed, is a purely external one and irrelevant to our discussion. I do not in any way alter a thing by making it an object of thought. I can well imagine that a being with quite different sense-organs, and with a differently constructed intelligence, would have a very different idea of a horse from mine, but I cannot think that my own thought becomes different because I make it an object of knowledge. I myself observe my own processes. We are not talking here of how my thought-processes appear to an intelligence different from mine, but how they appear to me. In any case, the idea which another mind forms of my thought cannot be truer than the one which I form myself. Only if the thought-processes were not my own, but the activity of a being quite different from me, could I maintain that, notwithstanding my forming a definite idea of these thought-processes, their real nature was beyond my comprehension. [ 28 ] So far, there is not the slightest reason why I should regard my thought from any other point of view than my own. I contemplate the rest of the world by means of thought. How should I make of my thought an exception? [ 29 ] I think I have given sufficient reasons for making thought the starting-point for my theory of the world. When Archimedes had discovered the lever, he thought he could lift the whole cosmos out of its hinges, if only he could find a point of support for his instrument. He needed a point which was self-supporting. In thought we have a principle which is self-subsisting. Let us try, therefore, to understand the world starting with thought as our basis. Thought can be grasped by thought. The question is whether by thought we can also grasp something other than thought. [ 30 ] I have so far spoken of thought without taking any account of its vehicle, the human consciousness. Most present-day philosophers would object that, before there can be thought, there must be consciousness. Hence we ought to start, not from thought, but from consciousness. There is no thought, they say without consciousness. In reply I would urge that, in order to clear up the relation between thought and consciousness, I must think about it. Hence I presuppose thought. One might, it is true, retort that, though a philosopher who wishes to understand thought, naturally makes use of thought, and so far presupposes it, in the ordinary course of life thought arises within consciousness and therefore presupposes that. Were this answer given to the world-creator, when he was about to create thought, it would, without doubt, be to the point. Thought cannot, of course, come into being before consciousness. The philosopher, however, is not concerned with the creation of the world, but with the understanding of it. Hence he is in search of the starting-point, not for creation, but with the understanding of the world. It seems to me very strange that philosophers are reproached for troubling themselves, above all, about the correctness of their principles, instead of turning straight to the objects which they seek to understand. The world-creator had above all to know how to find a vehicle for thought, the philosopher must seek a firm basis for the understanding of what is given. What does it help us to start with consciousness and make it an object of thought, if we have not first inquired how far it is possible at all to gain any knowledge of things by thought? [ 31 ] We must first consider thought quite impartially without relation to a thinking subject or to an object of thought. For subject and object are both concepts constructed by thought. There is no denying that thought must be understood before anything else can be understood. Whoever denies this, fails to realise that man is not the first link in the chain of creation but the last. Hence, in order to explain the world by means of concepts, we cannot start from the elements of existence which came first in time, but we must begin with those which are nearest and most intimately connected with us. We cannot, with a leap, transport ourselves to the beginning of the world, in order to begin our analysis there, but we must start from the present and see whether we cannot advance from the later to the earlier. As long as Geology fabled fantastic revolutions to account for the present state of the earth, it groped in darkness. It was only when it began to study the processes at present at work on the earth, and from these to argue back to the past, that it gained a firm foundation. As long as Philosophy assumes all sorts of principles, such as atom, motion, matter, will, the unconscious, it will hang in the air. The philosopher can reach his goal only if he adopts that which is last in time as first in his theory. This absolutely last in the world-process is thought. [ 32 ] There are people who say it is impossible to ascertain with certainty whether thought is right or wrong, and that, so far, our starting-point is a doubtful one. It would be just as intelligent to raise doubts as to whether a tree is in itself right or wrong. Thought is a fact, and it is meaningless to speak of the truth or falsity of a fact. I can, at most, be in doubt as to whether thought is rightly employed, just as I can doubt whether a certain tree supplies wood adapted to the making of this or that useful object. It is just the purpose of this book to show how far the application of thought to the world is right or wrong. I can understand anyone doubting whether, by means of thought, we can gain any knowledge of the world, but it is unintelligible to me how anyone can doubt that thought in itself is right. |
4. The Philosophy of Freedom (1916): The World as Precept
Translated by R. F. Alfred Hoernlé |
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But these concepts, cause and effect, can never be gained through mere perception, however many instances we bring under review. Perception evokes thought, and it is this which shows me how to link separate experiences together. |
This dependence of our percepts on our points of observation is the easiest kind of dependence to understand. The matter becomes more difficult when we realize further that our perceptual world is dependent on our bodily and mental organization. |
The fact that I perceive a change in myself, that my Self undergoes a modification, has been thrust into the foreground, whilst the object which causes these modifications is altogether ignored. |
4. The Philosophy of Freedom (1916): The World as Precept
Translated by R. F. Alfred Hoernlé |
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The products of thinking are concepts and ideas. What a concept is cannot be expressed in words. Words can do no more than draw our attention to the fact that we have concepts. When some one perceives a tree, the perception acts as a stimulus for thought. Thus an ideal element is added to the perceived object, and the perceiver regards the object and its ideal complement as belonging together. When the object disappears from the field of his perception, the ideal counterpart alone remains. This latter is the concept of the object. The wider the range of our experience, the larger becomes the number of our concepts. Moreover, concepts are not by any means found in isolation one from the other. They combine to form an ordered and systematic whole. The concept “organism,” e.g., combines with those of “development according to law,” “growth,” and others. Other concepts based on particular objects fuse completely with one another. All concepts formed from particular lions fuse in the universal concept “lion.” In this way, all the separate concepts combine to form a closed, conceptual system within which each has its special place. Ideas do not differ qualitatively from concepts. They are but fuller, more saturated, more comprehensive concepts. I attach special importance to the necessity of bearing in mind here, that I make thought my starting-point, and not concepts and ideas which are first gained by means of thought. These latter presuppose thought. My remarks regarding the self-dependent, self-sufficient character of thought cannot, therefore, be simply transferred to concepts. (I make special mention of this, because it is here that I differ from Hegel, who regards the concept as something primary and ultimate.) Concepts cannot be derived from perception. This is apparent from the fact that, as man grows up, he slowly and gradually builds up the concepts corresponding to the objects which surround him. Concepts are added to perception. A philosopher, widely read at the present day (Herbert Spencer), describes the mental process which we perform upon perception as follows: “If, when walking through the fields some day in September, you hear a rustle a few yards in advance, and on observing the ditch-side where it occurs, see the herbage agitated, you will probably turn towards the spot to learn by what this sound and motion are produced. As you approach there flutters into the ditch a partridge; on seeing which your curiosity is satisfied—you have what you call an explanation of the appearances. The explanation, mark, amounts to this—that whereas throughout life you have had countless experiences of disturbance among small stationary bodies, accompanying the movement of other bodies among them, and have generalized the relation between such disturbances and such movements, you consider this particular disturbance explained on finding it to present an instance of the like relation” (First Principles, Part I, par. 23). A closer analysis leads to a very different description from that here given. When I hear a noise my first demand is for the concept which fits this percept. Without this concept the noise is to me a mere noise. Whoever does not reflect further, hears just the noise and is satisfied with that. But my thought makes it clear to me that the noise is to be regarded as an effect. Thus it is only when I combine the concept of effect with the percept of a noise that I am led to go beyond the particular percept and seek for its cause. The concept of “effect” calls up that of “cause,” and my next step is to look for the agent, which I find, say, in a partridge. But these concepts, cause and effect, can never be gained through mere perception, however many instances we bring under review. Perception evokes thought, and it is this which shows me how to link separate experiences together. If one demands of a “strictly objective science” that it should take its data from perception alone, one must demand also that it abandon all thought. For thought, by its very nature, transcends the objects of perception. It is time now to pass from thought to the thinker. For it is through the thinker that thought and perception are combined. The human mind is the stage on which concept and percept meet and are linked to one another. In saying this, we already characterize this (human) consciousness. It mediates between thought and perception. In perception the object appears as given, in thought the mind seems to itself to be active. It regards the thing as object and itself as the thinking subject. When thought is directed upon the perceptual world we have consciousness of objects; when it is directed upon itself we have self-consciousness. Human consciousness must, of necessity, be at the same time self-consciousness, because it is a consciousness which thinks. For when thought contemplates its own activity it makes an object for study of its own essential nature, it makes an object of itself as subject. It is important to note here that it is only by means of thought that I am able to determine myself as subject and contrast myself with objects. Therefore thoughts must never be regarded as a merely subjective activity. Thinking transcends the distinction of subject and object. It produces these two concepts just as it produces all others. When, therefore, I, as thinking subject, refer a concept to an object, we must not regard this reference as something purely subjective. It is not the subject, but thought, which makes the reference. The subject does not think because it is a subject, rather it conceives itself to be a subject because it can think. The activity of consciousness, in so far as it thinks, is thus not merely subjective. Rather it is neither subjective nor objective; it transcends both these concepts. I ought never to say that I, as an individual subject, think, but rather that I, as subject, exist myself by the grace of thought. Thought thus takes me out of myself and relates me to objects. At the same time it separates me from them, inasmuch as I, as subject, am set over against the objects. It is just this which constitutes the double nature of man. His thought embraces himself and the rest of the world. But by this same act of thought he determines himself also as an individual, in contrast with the objective world. We must next ask ourselves how the other element, which we have so far simply called the perceptual object and which comes, in consciousness, into contact with thought, enters into thought at all? In order to answer this question we must eliminate from the field of consciousness everything which has been imported by thought. For, at any moment, the content of consciousness is always shot through with concepts in the most various ways. Let us assume that a being with fully developed human intelligence originated out of nothing and confronted the world. All that it there perceived before its thought began to act would be the pure content of perception. The world so far would appear to this being as a mere chaotic aggregate of sense-data, colours, sounds, sensations of pressure, of warmth, of taste, of smell, and, lastly, feelings of pleasure and pain. This mass constitutes the world of pure unthinking perception. Over against it stands thought, ready to begin its activity as soon as it can find a point of attack. Experience shows that the opportunity is not long in coming. Thought is able to draw threads from one sense-datum to another. It brings definite concepts to bear on these data and thus establishes a relation between them. We have seen above how a noise which we hear is connected with another content by our identifying the first as the effect of the second. If now we recollect that the activity of thought is on no account to be considered as merely subjective, then we shall not be tempted to believe that the relations thus established by thought have merely subjective validity. Our next task is to discover by means of thought what relation the above-mentioned immediate sense-data have to the conscious subject. The ambiguity of current speech makes it advisable for me to come to an agreement with my readers concerning the meaning of a word which I shall have to employ in what follows. I shall apply the name “percepts” to the immediate sense-data enumerated above, in so far as the subject consciously apprehends them. It is, then, not the process of perception, but the object of this process which I call the “percept.” I reject the term “sensation,” because this has a definite meaning in Physiology which is narrower than that of my term “percept.” I can speak of feeling as a percept, but not as a sensation in the physiological sense of the term. Before I can have cognisance of my feeling it must become a percept for me. The manner in which, through observation, we gain knowledge of our thought-processes is such that when we first begin to notice thought, it too may be called a percept. The unreflective man regards his percepts, such as they appear to his immediate apprehension, as things having a wholly independent existence. When he sees a tree he believes that it stands in the form which he sees, with the colours of all its parts, etc., there on the spot towards which his gaze is directed. When the same man sees the sun in the morning appear as a disc on the horizon, and follows the course of this disc, he believes that the phenomenon exists and occurs (by itself) exactly as he perceives it. To this belief he clings until he meets with further percepts which contradict his former ones. The child who has as yet had no experience of distance grasps at the moon, and does not correct its first impression as to the real distance until a second percept contradicts the first. Every extension of the circle of my percepts compels me to correct my picture of the world. We see this in everyday life, as well as in the mental development of mankind. The picture which the ancients made for themselves of the relation of the earth to the sun and other heavenly bodies, had to be replaced by another when Copernicus found that it contradicted percepts which in those early days were unknown. A man who had been born blind said, when operated on by Dr. Franz, that the idea of the size of objects which he had formed before his operation by his sense of touch was a very different one. He had to correct his tactual percepts by his visual percepts. How is it that we are compelled to make these continual corrections in our observations? A single reflection supplies the answer to this question. When I stand at one end of an avenue, the trees at the other end, away from me, seem smaller and nearer together than those where I stand. But the scene which I perceive changes when I change the place from which I am looking. The exact form in which it presents itself to me is, therefore, dependent on a condition which inheres, not in the object, but in me, the percipient. It is all the same to the avenue where I stand. But the picture of it which I receive depends essentially on my standpoint. In the same way it makes no difference to the sun and the planetary system that human beings happen to perceive them from the earth; but the picture of the heavens which human beings have is determined by the fact that they inhabit the earth. This dependence of our percepts on our points of observation is the easiest kind of dependence to understand. The matter becomes more difficult when we realize further that our perceptual world is dependent on our bodily and mental organization. The physicist teaches us that within the space in which we hear a sound there are vibrations of the air, and that there are vibrations also in the particles of the body which we regard as the cause of the sound. These vibrations are perceived as sounds only if we have normally constructed ears. Without them the whole world would be for us for ever silent. Again, the physiologist teaches us that there are men who perceive nothing of the wonderful display of colours which surrounds us. In their world there are only degrees of light and dark. Others are blind only to one colour, e.g., red. Their world lacks this colour tone, and hence it is actually a different one from that of the average man. I should like to call the dependence of my perceptual world on my point of observation “mathematical,” and its dependence on my organization “qualitative.” The former determines proportions of size and mutual distances of my percepts, the latter their quality. The fact that I see a red surface as red—this qualitative determination—depends on the structure of my eye. My percepts, then, are in the first instance subjective. The recognition of the subjective character of our percepts may easily lead us to doubt whether there is any objective basis for them at all. When we know that a percept, e.g., that of a red colour or of a certain tone, is not possible without a specific structure of our organism, we may easily be led to believe that it has no being at all apart from our subjective organization, that it has no kind of existence apart from the act of perceiving of which it is the object. The classical representative of this theory is George Berkeley, who held that from the moment we realize the importance of a subject for perception, we are no longer able to believe in the existence of a world apart from a conscious mind. “Some truths there are so near and obvious to the mind that man need only open his eyes to see them. Such I take this important one to be, viz., that all the choir of heaven and the furniture of the earth—in a word, all those bodies which compose the mighty frame of the world—have not any subsistence without a mind; that their being is to be perceived or known; that consequently, so long as they are not actually perceived by me, or do not exist in my mind or that of any other created spirit, they must either have no existence at all or else subsist in the mind of some Eternal Spirit” (Berkeley, Of the Principles of Human Knowledge, Part I, Section 6). On this view, when we take away the act of perceiving, nothing remains of the percept. There is no colour when none is seen, no sound when none is heard. Extension, form, and motion exist as little as colour and sound apart from the act of perception. We never perceive bare extension or shape. These are always joined with colour, or some other quality, which is undoubtedly dependent on the subject. If these latter disappear when we cease to perceive, the former, being connected with them, must disappear likewise. If it is urged that, even though figure, colour, sound, etc., have no existence except in the act of perception, yet there must be things which exist apart from perception and which are similar to the percepts in our minds, then the view we have mentioned would answer, that a colour can be similar only to a colour, a figure to a figure. Our percepts can be similar only to our percepts and to nothing else. Even what we call a thing is nothing but a collection of percepts which are connected in a definite way. If I strip a table of its shape, extension, colour, etc.—in short, of all that is merely my percepts—then nothing remains over. If we follow this view to its logical conclusion, we are led to the assertion that the objects of my perceptions exist only through me, and that only in as far as, and as long as, I perceive them. They disappear with my perceiving and have no meaning apart from it. Apart from my percepts I know of no objects and cannot know of any. No objection can be made to this assertion as long as we take into account merely the general fact that the percept is determined in part by the organization of the subject. The matter would be far otherwise if we were in a position to say what part exactly is played by our perceiving in the occurrence of a percept. We should know then what happens to a percept whilst it is being perceived, and we should also be able to determine what character it must possess before it comes to be perceived. This leads us to turn our attention from the object of a perception to the subject of it. I am aware not only of other things but also of myself. The content of my perception of myself consists, in the first instance, in that I am something stable in contrast with the ever coming and going flux of percepts. The awareness of myself accompanies in my consciousness the awareness of all other percepts. When I am absorbed in the perception of a given object I am, for the time being, aware only of this object. Next I become aware also of myself. I am then conscious, not only of the object, but also of my Self as opposed to and observing the object. I do not merely see a tree, I know also that it is I who see it. I know, moreover, that some process takes place in me when I observe a tree. When the tree disappears from my field of vision, an after-effect of this process remains, viz., an image of the tree. This image has become associated with my Self during my perception. My Self has become enriched; to its content a new element has been added. This element I call my idea of the tree. I should never have occasion to talk of ideas, were I not aware of my own Self. Percepts would come and go; I should let them slip by. It is only because I am aware of my Self, and observe that with each perception the content of the Self is changed, that I am compelled to connect the perception of the object with the changes in the content of my Self, and to speak of having an idea. That I have ideas is in the same sense matter of observation to me as that other objects have colour, sound, etc. I am now also able to distinguish these other objects, which stand over against me, by the name of the outer world, whereas the contents of my perception of my Self form my inner world. The failure to recognize the true relation between idea and object has led to the greatest misunderstandings in modern philosophy. The fact that I perceive a change in myself, that my Self undergoes a modification, has been thrust into the foreground, whilst the object which causes these modifications is altogether ignored. In consequence it has been said that we perceive not objects, but only our ideas. l know, so it is said, nothing of the table in itself, which is the object of my perception, but only of the changes which occur within me when I perceive a table. This theory should not be confused with the Berkeleyan theory mentioned above. Berkeley maintains the subjective nature of my perceptual contents, but he does not say that I can know only my own ideas. He limits my knowledge to my ideas because, on his view, there are no objects other than ideas. What I perceive as a table no longer exists, according to Berkeley, when I cease to look at it. This is why Berkeley holds that our percepts are created directly by the omnipotence of God. I see a table because God causes this percept in me. For Berkeley, therefore, nothing is real except God and human spirits. What we call the “world” exists only in spirits. What the naïve man calls the outer world, or material nature, is for Berkeley non-existent. This theory is confronted by the now predominant Kantian view which limits our knowledge of the world to our ideas, not because of any conviction that nothing beyond these ideas exists, but because it holds that we are so organized that we can have knowledge only of the changes within our own selves, not of the things-in-themselves, which are the causes of these changes. This view concludes from the fact that I know only my own ideas, not that there is no reality independent of them, but only that the subject cannot have direct knowledge of such reality. The mind can merely “through the medium of its subjective thoughts imagine it, conceive it, know it, or perhaps also fail to know it” (O. Liebmann, Zur Analysis der Wirklichkeit, p. 28). Kantians believe that their principles are absolutely certain, indeed immediately evident, without any proof. “The most fundamental principle which the philosopher must begin by grasping clearly, consists in the recognition that our knowledge, in the first instance, does not extend beyond our ideas. Our ideas are all that we immediately have and experience, and just because we have immediate experience of them the most radical doubt cannot rob us of this knowledge. On the other hand, the knowledge which transcends my ideas—taking ideas here in the widest possible sense, so as to include all psychical processes—is not proof against doubt. Hence, at the very beginning of all philosophy we must explicitly set down all knowledge which transcends ideas as open to doubt.” These are the opening sentences of Volkelt's book on Kant's Theory of Knowledge. What is here put forward as an immediate and self-evident truth is, in reality, the conclusion of a piece of argument which runs as follows. Naïve common sense believes that things, just as we perceive them, exist also outside our minds. Physics, Physiology, and Psychology, however, teach us that our percepts are dependent on our organization, and that therefore we cannot know anything about external objects except what our organization transmits to us. The objects which we perceive are thus modifications of our organization, not things-in-themselves. This line of thought has, in fact, been characterized by Ed. von Hartmann as the one which leads necessarily to the conviction that we can have direct knowledge only of our own ideas (cp. his Grundproblem der Erkenntnistheorie, pp. I 6–40). Because outside our organisms we find vibrations of particles and of air, which are perceived by us as sounds, it is concluded that what we call sound is nothing more than a subjective reaction of our organisms to these motions in the external world. Similarly, colour and heat are inferred to be merely modifications of our organisms. And, further, these two kinds of percepts are held to be the effects of motions in an infinitely fine material, ether, which fills all interstellar space. When the vibrations of this ether stimulate the nerves in the skin of my body, I perceive heat; when they stimulate the optical nerve I perceive light and colour. Light, colour, and heat, then, are the reactions of my sensory nerves to external stimuli. Similarly, the sense of touch reveals to me, not the objects of the outer world, but only states of my own body. The physicist holds that bodies are composed of infinitely small particles called molecules, and that these molecules are not in direct contact with one another, but have definite intervals between them. Between them, therefore, is empty space. Across this space they act on one another by attraction and repulsion. If I put my hand on a body, the molecules of my hand by no means touch those of the body directly, but there remains a certain distance between body and hand, and what I experience as the body's resistance is nothing but the effect of the force of repulsion which its molecules exert on my hand. I am absolutely external to the body and experience only its effects on my organism. The theory of the so-called Specific Nervous Energy, which has been advanced by J. Müller, supplements these speculations. It asserts that each sense has the peculiarity that it reacts to all external stimuli in only one definite way. If the optic nerve is stimulated, light sensations result, irrespective of whether the stimulation is due to what we call light, or to mechanical pressure, or an electrical current. On the other hand, the same external stimulus applied to different senses gives rise to different sensations. The conclusion from these facts seems to be, that our sense-organs can give us knowledge only of what occurs in themselves, but not of the external world. They determine our percepts, each according to its own nature. Physiology shows, further, that there can be no direct knowledge even of the effects which objects produce on our sense-organs. Through his study of the processes which occur in our own bodies, the physiologist finds that, even in the sense-organs, the effects of the eternal process are modified in the most diverse ways. We can see this most clearly in the case of eye and ear. Both are very complicated organs which modify the external stimulus considerably, before they conduct it to the corresponding nerve. From the peripheral end of the nerve the modified stimulus is then conducted to the brain. Here the central organs must in turn be stimulated. The conclusion is, therefore, drawn that the external process undergoes a series of transformations before it reaches consciousness. The brain processes are connected by so many intermediate links with the external stimuli, that any similarity between them is out of the question. What the brain ultimately transmits to the soul is neither external processes, nor processes in the sense-organs, but only such as occur in the brain. But even these are not apprehended immediately by the soul. What we finally have in consciousness are not brain processes at all, but sensations. My sensation of red has absolutely no similarity with the process which occurs in the brain when I sense red. The sensation, again, occurs as an effect in the mind, and the brain process is only its cause. This is why Hartmann (Grundproblem der Erkenntnistheorie, p. 37) says, “What the subject experiences is therefore only modifications of his own psychical states and nothing else.” However, when I have sensations, they are very far as yet from being grouped in those complexes which I perceive as “things.” Only single sensations can be transmitted to me by the brain. The sensations of hardness and softness are transmitted to me by the organ of touch, those of colour and light by the organ of sight. Yet all these are found united in one object. This unification must, therefore, be brought about by the soul itself; that is, the soul constructs things out of the separate sensations which the brain conveys to it. My brain conveys to me singly, and by widely different paths, the visual, tactual, and auditory sensations which the soul then combines into the idea of a trumpet. Thus, what is really the result of a process (i.e., the idea of a trumpet), is for my consciousness the primary datum. In this result nothing can any longer be found of what exists outside of me and originally stimulated my sense-organs. The external object is lost entirely on the way to the brain and through the brain to the soul. It would be hard to find in the history of human speculation another edifice of thought which has been built up with greater ingenuity, and which yet, on closer analysis, collapses into nothing. Let us look a little closer at the way it has been constructed. The theory starts with what is given in naïve consciousness, i.e., with things as perceived. It proceeds to show that none of the qualities which we find in these things would exist for us, had we no sense-organs. No eye—no colour. Therefore, the colour is not, as yet, present in the stimulus which affects the eye. It arises first through the interaction of the eye and the object. The latter is, therefore, colourless. But neither is the colour in the eye, for in the eye there is only a chemical, or physical, process which is first conducted by the optic nerve to the brain, and there initiates another process. Even this is not yet the colour. That is only produced in the soul by means of the brain process. Even then it does not yet appear in consciousness, but is first referred by the soul to a body in the external world. There I finally perceive it, as a quality of this body. We have travelled in a complete circle. We are conscious of a coloured object. That is the starting-point. Here thought begins its construction. If I had no eye the object would be, for me, colourless. I cannot, therefore, attribute the colour to the object. I must look for it elsewhere. I look for it, first, in the eye—in vain; in the nerve—in vain; in the brain—in vain once more; in the soul—here I find it indeed, but not attached to the object. I recover the coloured body only on returning to my starting-point. The circle is completed. The theory leads me to identify what the naïve man regards as existing outside of him, as really a product of my mind. As long as one stops here everything seems to fit beautifully. But we must go over the argument once more from the beginning. Hitherto I have used, as my starting-point, the object, i.e., the external percept of which up to now, from my naïve standpoint, I had a totally wrong conception. I thought that the percept, just as I perceive it, had objective existence. But now I observe that it disappears with my act of perception, that it is only a modification of my mental state. Have I, then, any right at all to start from it in my arguments? Can I say of it that it acts on my soul? I must henceforth treat the table of which formerly I believed that it acted on me, and produced an idea of itself in me, as itself an idea. But from this it follows logically that my sense-organs, and the processes in them are also merely subjective. I have no right to talk of a real eye but only of my idea of an eye. Exactly the same is true of the nerve paths, and the brain processes, and even of the process in the soul itself, through which things are supposed to be constructed out of the chaos of diverse sensations. If assuming the truth of the first circle of argumentation, I run through the steps of my cognitive activity once more, the latter reveals itself as a tissue of ideas which, as such, cannot act on one another. I cannot say my idea of the object acts on my idea of the eye, and that from this interaction results my idea of colour. But it is necessary that I should say this. For as soon as I see clearly that my sense-organs and their activity, my nerve- and soul-processes, can also be known to me only through perception, the argument which I have outlined reveals itself in its full absurdity. It is quite true that I can have no percept without the corresponding sense-organ. But just as little can I be aware of a sense-organ without perception. From the percept of a table I can pass to the eye which sees it, or the nerves in the skin which touches it, but what takes place in these I can, in turn, learn only from perception. And then I soon perceive that there is no trace of similarity between the process which takes place in the eye and the colour which I see. I cannot get rid of colour sensations by pointing to the process which takes place in the eye whilst I perceive a colour. No more can I re-discover the colour in the nerve- or brain-processes. I only add a new percept, localized within the organism, to the first percept which the naïve man localizes outside of his organism. I only pass from one percept to another. Moreover, there is a break in the whole argument. I can follow the processes in my organism up to those in my brain, even though my assumptions become more and more hypothetical as I approach the central processes of the brain. The method of external observation ceases with the process in my brain, more particularly with the process which I should observe, if I could treat the brain with the instruments and methods of Physics and Chemistry. The method of internal observation, or introspection, begins with the sensations, and includes the construction of things out of the material of sense-data. At the point of transition from brain process to sensation, there is a break in the sequence of observation. The theory which I have here described, and which calls itself Critical Idealism, in contrast to the standpoint of naïve common sense which it calls Naïve Realism, makes the mistake of characterizing one group of percepts as ideas, whilst taking another group in the very same sense as the Naïve Realism which it apparently refutes. It establishes the ideal character of percepts by accepting naïvely, as objectively valid facts, the percepts connected with one's own body, and, in addition, it fails to see that it confuses two spheres of observation, between which it can find no connecting link. Critical Idealism can refute Naïve Realism only by itself assuming, in naïve-realistic fashion, that one's own organism has objective existence. As soon as the Idealist realizes that the percepts connected with his own organism stand on exactly the same footing as those which Naïve Realism assumes to have objective existence, he can no longer use the former as a safe foundation for his theory. He would, to be consistent, have to regard his own organism also as a mere complex of ideas. But this removes the possibility of regarding the content of the perceptual world as a product of the mind's organization. One would have to assume that the idea “colour” was only a modification of the idea “eye.” So-called Critical Idealism can be established only by borrowing the assumptions of Naïve Realism. The apparent refutation of the latter is achieved only by uncritically accepting its own assumptions as valid in another sphere. This much, then, is certain: Analyses within the world of percepts cannot establish Critical Idealism, and, consequently, cannot strip percepts of their objective character. Still less is it legitimate to represent the principle that “the perceptual world is my idea” as self-evident and needing no proof. Schopenhauer begins his chief work, The World as Will and Idea, with the words: “The world is my idea—This is a truth which holds good for everything that lives and knows, though man alone can bring it into reflective and abstract consciousness. If he really does this, he has attained to philosophical wisdom. It then becomes clear and certain to him that what he knows is not a sun and an earth, but only an eye that sees a sun, a hand that feels an earth; that the world which surrounds him is there only in idea, i.e., only in relation to something else, the consciousness which is himself. If any truth can be asserted a priori, it is this: for it is the expression of the most general form of all possible and thinkable experience, a form which is more general than time, or space, or causality, for they all presuppose it ...” (The World as Will and Idea, Book I, par. 1). This whole theory is wrecked by the fact already mentioned above, that the eyes and the hand are just as much percepts as the sun and the earth. Using Schopenhauer's vocabulary in his own sense, one might maintain against him that my eye which sees the sun, and my hand which feels the earth, are my ideas just like the sun and the earth themselves. That, put in this way, the whole theory cancels itself, is clear without further argument. For only my real eye and my real hand, but not my ideas “eye” and “hand,” could own the ideas “sun” and “earth” as modifications. Critical Idealism is totally unable to gain an insight unto the relation of percept to idea. It cannot make the separation, mentioned on p. 76, between what happens to the percept in the process of perception and what must be inherent in it prior to perception. We must therefore attempt this problem in another way. |
4. The Philosophy of Freedom (1916): Our Knowledge of the World
Translated by R. F. Alfred Hoernlé |
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I know a parabola to be a line which is produced by a point moving according to a certain well-defined law. If I analyze the conditions under which the stone thrown by me moves, I find that the line of its flight is identical with the line I know as a parabola. |
Our eye can seize only single colours one after another out of a manifold colour-complex, our understanding only single concepts out of a connected conceptual system. This isolation is a subjective act, which is due to the fact that we are not identical with the world-process, but are only things among other things. |
By thought we fuse again into one whole all that perception has separated. An object presents riddles to our understanding so long as it exists in isolation. But this is an abstraction of our own making and can be unmade again in the world of concepts. |
4. The Philosophy of Freedom (1916): Our Knowledge of the World
Translated by R. F. Alfred Hoernlé |
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From the foregoing considerations it follows that it is impossible to prove, by analysis of the content of our perceptions, that our percepts are ideas. This is supposed to be proved by showing that, if the process of perceiving takes place, in the way in which we conceive it in accordance with the naïve-realistic assumptions concerning the psychological and physiological constitution of human individuals, then we have to do, not with things themselves, but merely with our ideas of things. Now, if Naïve Realism, when consistently thought out, leads to results which directly contradict its presuppositions, then these presuppositions must be discarded as unsuitable for the foundation of a theory of the world. In any case, it is inadmissible to reject the presuppositions and yet accept the consequences, as the Critical Idealist does who bases his assertion that the world is my idea on the line of argument indicated above. (Edouard von Hartmann gives in his work Das Grundproblem der Erkenntnistheorie a full account of this line of argument.) The truth of Critical Idealism is one thing, the persuasiveness of its proofs another. How it stands with the former, will appear later in the course of our argument, but the persuasiveness of its proofs is nil. If one builds a house, and the ground floor collapses whilst the first floor is being built, then the first floor collapses too. Naïve Realism and Critical Idealism are related to one another like the ground floor to the first floor in this simile. For one who holds that the whole perceived world is only an ideal world, and, moreover, the effect of things unknown to him acting on his soul, the real problem of knowledge is naturally concerned, not with the ideas present only in the soul, but with the things which lie outside his consciousness and which are independent of him. He asks: How much can we learn about them indirectly, seeing that we cannot observe them directly? From this point of view, he is concerned, not with the connection of his conscious percepts with one another, but with their causes which transcend his consciousness and exist independently of him, whereas the percepts, on his view, disappear as soon as he turns his sense-organs away from the things themselves. Our consciousness, on this view, works like a mirror from which the pictures of definite things disappear the very moment its reflecting surface is not turned towards them. If, now, we do not see the things themselves, but only their reflections, we must obtain knowledge of the nature of the former indirectly by drawing conclusions from the character of the latter. The whole of modern science adopts this point of view, when it uses percepts only as a means of obtaining information about the motions of matter which lie behind them, and which alone really “are.” If the philosopher, as Critical Idealist, admits real existence at all, then his sole aim is to gain knowledge of this real existence indirectly by means of his ideas. His interest ignores the subjective world of ideas, and pursues instead the causes of these ideas. The Critical Idealist can, however, go even further and say, I am confined to the world of my own ideas and cannot escape from it. If I conceive a thing beyond my ideas, this concept, once more, is nothing but my idea. An Idealist of this type will either deny the thing-in-itself entirely or, at any rate, assert that it has no significance for human minds, i.e., that it is as good as nonexistent since we can know nothing of it. To this kind of Critical Idealist the whole world seems a chaotic dream, in the face of which all striving for knowledge is simply meaningless. For him there can be only two sorts of men: (1) victims of the illusion that the dreams they have woven themselves are real things, and (2) wise men who see through the nothingness of this dream world, and who gradually lose all desire to trouble themselves further about it. From this point of view, even one's own personality may become a mere dream phantom. Just as during sleep there appears among my dream-images an image of myself, so in waking consciousness the idea of my own Self is added to the idea of the outer world. I have then given to me in consciousness, not my real Self, but only my idea of my Self. Whoever denies that things exist or, at least, that we can know anything of them, must also deny the existence, respectively the knowledge, of one's own personality. This is how the Critical Idealist comes to maintain that “All reality transforms itself into a wonderful dream, without a life which is the object of the dream, and without a mind which has the dream; into a dream which is nothing but a dream of itself.” (Cp. Fichte, Die Bestimmung des Menschen.) Whether he who believes that he recognizes immediate experience to be a dream, postulates nothing behind this dream, or whether he relates his ideas to actual things, is immaterial. In both cases life itself must lose all scientific interest for him. However, whereas for those who believe that the whole of accessible reality is exhausted in dreams, all science is an absurdity, for those who feel compelled to argue from ideas to things, science consists in studying these things-in-themselves. The first of these theories of the world may be called Absolute Illusionism, the second is called Transcendental Realism [Knowledge is transcendental, when it is aware that nothing can be asserted directly about the thing-in-itself, but makes indirect inferences from the subjective which is known, to the unknown which lies beyond the subjective Transcendental. The thing-in-itself is, according to this view, beyond the sphere of the world of immediate experience; in other words, it is transcendent. Our world can however he transcendentally related to the transcendent. Hartmann's theory is called Realism because it proceeds from the subjective, the mental, to the transcendent, the real.] by its most rigorously logical exponent, Edouard von Hartmann. These two points of view have this in common with Naïve Realism, that they seek to gain a footing in the world by means of an analysis of percepts. Within this sphere, however, they are unable to find any stable point. One of the most important questions for an adherent of Transcendental Realism would have to be, how the Ego constructs the world of ideas out of itself. A world of ideas which was given to us, and which disappeared as soon as we shut our senses to the external world, might provoke an earnest desire for knowledge, in so far as it was a means for investigating indirectly the world of the self-existing Self. If the things of our experience were “ideas,” then our everyday life would be like a dream, and the discovery of the true facts like waking. Even our dream-images interest us as long as we dream, and consequently do not detect their dream character. But as soon as we wake, we no longer look for the connections of our dream-images among themselves, but rather for the physical, physiological, and psychological processes which underlie them. In the same way, a philosopher who holds the world to be his idea, cannot be interested in the reciprocal relations of the details within the world. If he admits the existence of a real Ego at all, then his question will be, not how one of his ideas is associated with another, but what takes place in the Soul which is independent of these ideas, while a certain train of ideas passes through his consciousness. If I dream that I am drinking wine which makes my throat burn, and then wake up with a fit of coughing (cp. Weygandt, Entstehung den Traüme, 1893) I cease, the moment I wake, to be interested in the dream-experience for its own sake. My attention is now concerned only with the physiological and psychological processes by means of which the irritation which causes me to cough, comes to be symbolically expressed in the dream. Similarly, once the philosopher is convinced that the given world consists of nothing but ideas, his interest is bound to switch from them at once to the soul which is the reality lying behind them. The matter is more serious however for the Illusionist who denies the existence of an Ego behind the “ideas,” or at least holds this Ego to be unknowable. We might very easily be led to such a view by the reflection that, in contrast to dreaming, there is the waking state in which we have the opportunity to detect our dreams, and to realize the real relations of things, but that there is no state of the self which is related similarly to our waking conscious life. Every adherent of this view fails entirely to see that there is, in fact, something which is to mere perception what our waking experience is to our dreams. This something is thought. The naïve man cannot be charged with failure to perceive this. He accepts life as it is, and regards things as real just as they present themselves to him in experience. The first step, however, which we take beyond this standpoint can be only this, that we ask how thought is related to perception. It makes no difference whether or no the percept, as given to me, has a continuous existence before and after I perceive it. If I want to assert anything whatever about it, I can do so only with the help of thought. When I assert that the world is my idea, I have enunciated the result of an act of thought, and if my thought is not applicable to the world, then my result is false. Between a percept and every kind of judgment about it there intervenes thought. The reason why, in our discussion about things, we generally overlook the part played by thought, has already been given above (p. 46). It lies in the fact that our attention is concentrated only on the object about which we think, but not at the same time on the thinking itself. The naïve mind, therefore, treats thought as something which has nothing to do with things, but stands altogether aloof from them and makes its theories about them. The theory which the thinker constructs concerning the phenomena of the world is regarded, not as part of the real things, but as existing only in men's heads. The world is complete in itself even without this theory. It is all ready-made and finished with all its substances and forces, and of this ready-made world man makes himself a picture. Whoever thinks thus need only be asked one question. What right have you to declare the world to be complete without thought? Does not the world cause thoughts in the minds of men with the same necessity as it causes the blossoms on plants? Plant a seed in the earth. It puts forth roots and stem, it unfolds into leaves and blossoms. Set the plant before yourselves. It connects itself, in your minds, with a definite concept. Why should this concept belong any less to the whole plant than leaf and blossom? You say the leaves and blossoms exist quite apart from an experiencing subject. The concept appears only when a human being makes an object of the plant. Quite so. But leaves and blossoms also appear on the plant only if there is soil in which the seed can be planted, and light and air in which the blossoms and leaves can unfold. Just so the concept of a plant arises when a thinking being comes into contact with the plant. It is quite arbitrary to regard the sum of what we experience of a thing through bare perception, as a totality, a whole, while that which thought reveals in it is regarded as a mere accretion which has nothing to do with the thing itself. If I am given a rosebud today, the percept that offers itself to me is complete only for the moment. If I put the bud into water, I shall tomorrow get a very different picture of my object. If I watch the rosebud without interruption, I shall see today's state gradually change into tomorrow's through an infinite number of intermediate stages. The picture which presents itself to me at any one moment is only a chance section out of the continuous process of growth in which the object is engaged. If I do not put the bud into water, a whole series of states, the possibility of which lay in the bud, will not be realized. Similarly, I may be prevented tomorrow from watching the blossom further, and thus carry away an incomplete picture of it. It would be a quite unscientific and arbitrary judgment which declared of any haphazard appearance of a thing, this is the thing. To regard the sum of perceptual appearances as the thing is no more legitimate. It might be quite possible for a mind to receive the concept at the same time as, and together with, the percept. To such a mind it would never occur that the concept did not belong to the thing. It would have to ascribe to the concept an existence indivisibly bound up with the thing. Let me make myself clearer by another example. If I throw a stone horizontally through the air, I perceive it in different places at different times. I connect these places so as to form a line. Mathematics teaches me to distinguish various kinds of lines, one of which is the parabola. I know a parabola to be a line which is produced by a point moving according to a certain well-defined law. If I analyze the conditions under which the stone thrown by me moves, I find that the line of its flight is identical with the line I know as a parabola. That the stone moves exactly in a parabola is a result of the given conditions and follows necessarily from them. The form of the parabola belongs to the whole phenomenon as much as any other feature of it. The hypothetical mind described above which has no need of the roundabout way of thought, would find itself presented, not only with a sequence of visual percepts at different points, but, as part and parcel of these phenomena, also with the parabolic form of the line of flight, which we can add to the phenomenon only by an act of thought. It is not due to the real objects that they appear to us at first without their conceptual sides, but to our mental organization. Our whole organization functions in such a way that in the apprehension of every real thing the relevant elements come to us from two sources, viz., from perception and from thought. The nature of things is indifferent to the way I am organized for apprehending them. The breach between perception and thought exists only from the moment that I confront objects as spectator. But which elements do, and which do not, belong to the objects, cannot depend on the manner in which I obtain my knowledge of them. Man is a being with many limitations. First of all, he is a thing among other things. His existence is in space and time. Hence but a limited portion of the total universe can ever be given to him. This limited portion, however, is linked up with other parts on every side both in time and in space. If our existence were so linked with things that every process in the object world were also a process in us, there would be no difference between us and things. Neither would there be any individual objects for us. All processes and events would then pass continuously one into the other. The cosmos would be a unity and a whole complete in itself. The stream of events would nowhere be interrupted. But owing to our limitations we perceive as an individual object what, in truth, is not an individual object at all. Nowhere, e.g., is the particular quality “red” to be found by itself in abstraction. It is surrounded on all sides by other qualities to which it belongs, and without which it could not subsist. For us, however, it is necessary to isolate certain sections of the world and to consider them by themselves. Our eye can seize only single colours one after another out of a manifold colour-complex, our understanding only single concepts out of a connected conceptual system. This isolation is a subjective act, which is due to the fact that we are not identical with the world-process, but are only things among other things. It is of the greatest importance for us to determine the relation of ourselves, as things, to all other things. The determining of this relation must be distinguished from merely becoming conscious of ourselves. For this self-awareness we depend on perception just as we do for our awareness of any other thing. The perception of myself reveals to me a number of qualities which I combine into an apprehension of my personality as a whole, just as I combine the qualities, yellow, metallic, hard, etc., in the unity “gold.” This kind of self-consciousness does not take me beyond the sphere of what belongs to me. Hence it must be distinguished from the determination of myself by thought. Just as I determine by thought the place of any single percept of the external world in the whole cosmic system, so I fit by an act of thought what I perceive in myself into the order of the world-process. My self-observation restricts me within definite limits, but my thought has nothing to do with these limits. In this sense I am a two-sided being. I am contained within the sphere which I apprehend as that of my personality, but I am also the possessor of an activity which, from a higher standpoint, determines my finite existence. Thought is not individual like sensation and feeling; it is universal. It receives an individual stamp in each separate human being only because it comes to be related to his individual feelings and sensations. By means of these particular colourings of the universal thought, individual men are distinguished from one another. There is only one single concept of “triangle.” It is quite immaterial for the content of this concept whether it is in A's consciousness or in B's. It will however be grasped by each of the two minds in its own individual way. This thought conflicts with a common prejudice which is very hard to overcome. The victims of this prejudice are unable to see that the concept of a triangle which my mind grasps is the same as the concept which my neighbour's mind grasps. The naïve man believes himself to be the creator of his concepts. Hence he believes that each person has his private concepts. One of the first things which philosophic thought requires of us is to overcome this prejudice. The one single concept of “triangle” does not split up into many concepts because it is thought by many minds. For the thought of the many is itself a unity. In thought we have the element which welds each man's special individuality into one whole with the cosmos. In so far as we sense and feel (perceive), we are isolated individuals; in so far as we think, we are the All-One Being which pervades everything. This is the deeper meaning of our two-sided nature. We are conscious of an absolute principle revealing itself in us, a principle which is universal. But we experience it, not as it issues from the centre of the world, but rather at a point on the periphery. Were the former the case, we should know, as soon as ever we became conscious, the solution of the whole world problem. But since we stand at a point on the periphery, and find that our own being is confined within definite limits, we must explore the region which lies beyond our own being with the help of thought, which is the universal cosmic principle manifesting itself in our minds. The fact that thought, in us, reaches out beyond our separate existence and relates itself to the universal world-order, gives rise to the desire for knowledge in us. Beings without thought do not experience this desire. When they come in contact with other things no questions arise for them. These other things remain external to such beings. But in thinking beings the concept confronts the external thing. It is that part of the thing which we receive not from without, but from within. To assimilate, to unite, the two elements, the inner and the outer, that is the function of knowledge. The percept, thus, is not something finished and self-contained, but one side only of the total reality. The other side is the concept. The act of cognition is the synthesis of percept The preceding discussion shows clearly that it is futile to seek for any other common element in the separate things of the world, than the ideal content which thinking supplies. All attempts to discover any other principle of unity in the world than this internally coherent ideal content, which we gain for ourselves by the conceptual analysis of our percepts, are bound to fail. Neither a personal God, nor force, nor matter, nor the blind will (of Schopenhauer and Hartmann), can be accepted by us as the universal principle of unity in the world. These principles all belong only to a limited sphere of our experience. Personality we experience only in ourselves, force and matter only in external things. The will, again, can be regarded only as the expression of the activity of our finite personalities. Schopenhauer wants to avoid making “abstract” thought the principle of unity in the world, and seeks instead something which presents itself to him immediately as real. This philosopher holds that we can never solve the riddle of the world so long as we regard it as an “external” world. “In fact, the meaning for which we seek of that world which is present to us only as our idea, or the transition from the world as mere idea of the knowing subject to whatever it may be besides this, would never be found if the investigator himself were nothing more than the pure knowing subject (a winged cherub without a body). But he himself is rooted in that world; he finds himself in it as an individual, that is to say, his knowledge, which is the necessary supporter of the whole world as idea, is yet always given through the medium of a body, whose affections are, as we have shown, the starting-point for the understanding in the perception of that world. His body is, for the pure knowing subject, an idea like every other idea, an object among objects. Its movements and actions are so far known to him in precisely the same way as the changes of all other perceived objects, and would be just as strange and incomprehensible to him if their meaning were not explained for him in an entirely different way. ... The body is given in two entirely different ways to the subject of knowledge, who becomes an individual only through his identity with it. It is given as an idea in intelligent perception, as an object among objects and subject to the laws of objects. And it is also given in quite a different way as that which is immediately known to every one, and is signified by the word will. Every true act of his will is also at once and without exception a movement of his body. The act of will and the movement of the body are not two different things objectively known, which the bond of causality unites; they do not stand in the relation of cause and effect; they are one and the same, but they are given in entirely different ways—immediately, and again in perception for the understanding.” (The World as Will and Idea, Book 2, & 18.) Schopenhauer considers himself entitled by these arguments to hold that the will becomes objectified in the human body. He believes that in the activities of the body he has an immediate experience of reality, of the thing-in-itself in the concrete. Against these arguments we must urge that the activities of our body become known to us only through self-observation, and that, as such, they are in no way superior to other percepts. If we want to know their real nature, we can do so only by means of thought, i.e., by fitting them into the ideal system of our concepts and ideas. One of the most deeply rooted prejudices of the naïve mind is the opinion that thinking is abstract and empty of any concrete content. At best, we are told it supplies but an “ideal” counterpart of the unity of the world, but never that unity itself. Whoever holds this view has never made clear to himself what a percept apart from concepts really is. Let us see what this world of bare percepts is. A mere juxtaposition in space, a mere succession in time, a chaos of disconnected particulars—that is what it is. None of these things which come and go on the stage of perception has any connection with any other. The world is a multiplicity of objects without distinctions of value. None plays any greater part in the nexus of the world than any other. In order to realize that this or that fact has a greater importance than another we must go to thought. As long as we do not think, the rudimentary organ of an animal which has no significance in its life, appears equal in value to its more important limbs. The particular facts reveal their meaning, in themselves and in their relations with other parts of the world, only when thought spins its threads from thing to thing. This activity of thinking has always a content. For it is only through a perfectly definite concrete content that I can know why the snail belongs to a lower type of organization than the lion. The mere appearance, the percept, gives me no content which could inform me as to the degree of perfection of the organization. Thought contributes this content to the percept from the world of concepts and ideas. In contrast with the content of perception which is given to us from without, the content of thought appears within our minds. The form in which thought first appears in consciousness we will call “Intuition.” Intuition is to thoughts what observation is to percepts. Intuition and observation are the sources of our knowledge. An external object which we observe remains unintelligible to us, until the corresponding intuition arises within us which adds to the reality those sides of it which are lacking in the percept. To anyone who is incapable of supplying the relevant intuitions, the full nature of the real remains a sealed book. Just as the colour-blind person sees only differences of brightness without any colour qualities, so the mind which lacks intuition sees only disconnected fragments of percepts. To explain a thing, to make it intelligible means nothing else than to place it in the context from which it has been torn by the peculiar organisation of our minds, described above. Nothing can possibly exist cut off from the universe. Hence all isolation of objects has only subjective validity for minds organized like ours. For us the universe is split up into above and below, before and after, cause and effect, object and idea, matter and force, object and subject, etc. The objects which, in observation, appear to us as separate, become combined, bit by bit, through the coherent, unified system of our intuitions. By thought we fuse again into one whole all that perception has separated. An object presents riddles to our understanding so long as it exists in isolation. But this is an abstraction of our own making and can be unmade again in the world of concepts. Except through thought and perception nothing is given to us directly. The question now arises as to the interpretation of percepts on our theory. We have learnt that the proof which Critical Idealism offers for the subjective nature of percepts collapses. But the exhibition of the falsity of the proof is not, by itself, sufficient to show that the doctrine itself is an error. Critical Idealism does not base its proof on the absolute nature of thought, but relies on the argument that Naïve Realism, when followed to its logical conclusion, contradicts itself. How does the matter appear when we recognize the absoluteness of thought? Let us assume that a certain percept, e.g., red, appears in consciousness. To continued observation, the percept shows itself to be connected with other percepts, e.g., a certain figure, temperature, and touch-qualities. This complex of percepts I call an object in the world of sense. I can now ask myself: Over and above the percepts just mentioned, what else is there in the section of space in which they are? I shall then find mechanical, chemical, and other processes in that section of space. I next go further and study the processes which take place between the object and my sense-organs. I shall find oscillations in an elastic medium, the character of which has not the least in common with the percepts from which I started. I get the same result if I trace further the connection between sense organs and brain. In each of these inquiries I gather new percepts, but the connecting thread which binds all these spatially and temporally separated percepts into one whole, is thought. The air vibrations which carry sound are given to me as percepts just like the sound. Thought alone links all these percepts one to the other and exhibits them in their reciprocal relations. We have no right to say that over and above our immediate percepts there is anything except the ideal nexus of percepts (which thought has to reveal). The relation of the object perceived to the perceiving subject, which relation transcends the bare percept, is therefore merely ideal, i.e., capable of being expressed only through concepts. Only if it were possible to perceive how the object of perception affects the perceiving subject, or alternatively, only if I could watch the construction of the perceptual complex through the subject, could we speak as modern Physiology, and the Critical Idealism which is based on it, speak. Their theory confuses an ideal relation (that of the object to the subject) with a process of which we could speak only if it were possible to perceive it. The proposition, “No colour without a colour-sensing eye” cannot be taken to mean that the eye produces the colour, but only that an ideal relation, recognizable by thought, subsists between the percept “colour” and the percept “eye.” To empirical science belongs the task of ascertaining how the properties of the eye and those of the colours are related to one another; by means of what structures the organ of sight makes possible the perception of colours, etc. I can trace how one percept succeeds another and how one is related to others in space, and I can formulate these relations in conceptual terms, but I can never perceive how a percept originates out of the non-perceptible. All attempts to seek any relations between percepts other than conceptual relations must of necessity fail. What then is a percept? This question, asked in this general way, is absurd. A percept appears always as a perfectly determinate, concrete content. This content is immediately given and is completely contained in the given. The only question one can ask concerning the given content is, what it is apart from perception, that is, what it is for thought. The question concerning the “what” of a percept can, therefore, only refer to the conceptual intuition which corresponds to the percept. From this point of view, the problem of the subjectivity of percepts, in the sense in which the Critical Idealists debate it, cannot be raised at all. Only that which is experienced as belonging to the subject can be termed “subjective.” To form a link between subject and object is impossible for any real process, in the naïve sense of the word “real,” in which it means a process which can be perceived. That is possible only for thought. For us, then, “objective” means that which, for perception, presents itself as external to the perceiving subject. As subject of perception I remain perceptible to myself after the table which now stands before me has disappeared from my field of observation. The perception of the table has produced a modification in me which persists like myself. I preserve an image of the table which now forms part of my Self. Modern Psychology terms this image a “memory-idea.” Now this is the only thing which has any right to be called the idea of the table. For it is the perceptible modification of my own mental state through the presence of the table in my visual field. Moreover, It does not mean a modification in some “Ego-in-itself” behind the perceiving subject, but the modification of the perceiving subject itself. The idea is, therefore, a subjective percept, in contrast with the objective percept which occurs when the object is present in the perceptual field. The false identification of the subjective with this objective percept leads to the misunderstanding of Idealism: The world is my idea. Our next task must be to define the concept of “idea” more nearly. What we have said about it so far does not give us the concept, but only shows us where in the perceptual field ideas are to be found. The exact concept of “idea” will also make it possible for us to obtain a satisfactory understanding of the relation of idea and object. This will then lead us over the border-line, where the relation of subject to object is brought down from the purely conceptual field of knowledge into concrete individual life. Once we know how we are to conceive the world, it will be an easy task to adapt ourselves to it. Only when we know to what object we are to devote our activity can we put our whole energy into our actions. |