4. The Philosophy of Freedom (1916): Human Individuality
Translated by R. F. Alfred Hoernlé |
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My concept of a lion is not constructed out of my percepts of a lion; but my idea of a lion is formed under the guidance of the percept. I can teach some one to form the concept of a lion without his ever having seen a lion, but I can never give him a living idea of it without the help of his own perception. |
4. The Philosophy of Freedom (1916): Human Individuality
Translated by R. F. Alfred Hoernlé |
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Philosophers have found the chief difficulty in the explanation of ideas in the fact that we are not identical with the external objects, and yet our ideas must have a form corresponding to their objects. But on closer inspection it turns out that this difficulty does not really exist. We certainly are not identical with the external things, but we belong together with them to one and the same world. The stream of the universal cosmic process passes through that segment of the world which, to my perception, is myself as subject. So far as my perception goes, I am, in the first instance, confined within the limits bounded by my skin. But all that is contained within the skin belongs to the cosmos as a whole. Hence, for a relation to subsist between my organism and an object external to me, it is by no means necessary that something of the object should slip into me, or make an impression on my mind, like a signet ring on wax. The question, How do I gain knowledge of that tree ten feet away from me, is utterly misleading. It springs from the view that the boundaries of my body are absolute barriers, through which information about external things filters into me. The forces which are active within my body are the same as those which exist outside. I am, therefore, really identical with the objects; not, however, I in so far as I am subject of perception, but I in so far as I am a part within the universal cosmic process. The percept of the tree belongs to the same whole as my Self. The universal cosmic process produces alike, here the percept of the tree, and there the percept of my Self. Were I a world-creator instead of a world-knower, subject and object (percept and self) would originate in one act. For they condition one another reciprocally. As world-knower I can discover the common element in both, so far as they are complementary aspects of the world, only through thought which by means of concepts relates the one to the other. The most difficult to drive from the field are the so-called physiological proofs of the subjectivity of our percepts. When I exert pressure on the skin of my body, I experience it as a pressure sensation. This same pressure can be sensed as light by the eye, as sound by the ear. I experience an electrical shock by the eye as light, by the ear as sound, by the nerves of the skin as touch, and by the nose as a smell of phosphorus. What follows from these facts? Only this: I experience an electrical shock, or, as the case may be, a pressure followed by a light, or a sound, or, it may be, a certain smell, etc. If there were no eye present, then no light quality would accompany the perception of the mechanical vibrations in my environment; without the presence of the ear, no sound, etc. But what right have we to say that in the absence of sense-organs the whole process would not exist at all? All those who, from the fact that an electrical process causes a sensation of light in the eye, conclude that what we sense as light is only a mechanical process of motion, forget that they are only arguing from one percept to another, and not at all to something altogether transcending percepts. Just as we can say that the eye perceives a mechanical process of motion in its surroundings as light, so we can affirm that every change in an object, determined by natural law, is perceived by us as a process of motion. If I draw twelve pictures of a horse on the circumference of a rotating disc, reproducing exactly the positions which the horse's body successively assumes in movement, I can, by rotating the disc, produce the illusion of movement. I need only look through an opening in such a way that, at regular intervals I perceive the successive positions of the horse. I perceive, not separate pictures of twelve horses, but one picture of a single galloping horse. The above-mentioned physiological facts cannot, therefore, throw any light on the relation of percept to idea. Hence, we must seek a relation some other way. The moment a percept appears in my field of consciousness, thought, too, becomes active in me. A member of my thought-system, a definite intuition, a concept, connects itself with the percept. When, next, the percept disappears from my field of vision, what remains? The intuition with the reference to the particular percept which it acquired in the moment of perception. The degree of vividness with which I can subsequently recall this reference depends on the manner in which my mental and bodily organism is working. An idea is nothing but an intuition related to a particular percept; it is a concept which was once connected with a certain percept, and which retains this reference to the percept. My concept of a lion is not constructed out of my percepts of a lion; but my idea of a lion is formed under the guidance of the percept. I can teach some one to form the concept of a lion without his ever having seen a lion, but I can never give him a living idea of it without the help of his own perception. An idea is therefore nothing but an individualized concept. And now we can see how real objects can be represented to us by ideas. The full reality of a thing is present to us in the moment of observation through the combination of concept and percept. The concept acquires by means of the percept an individualized form, a relation to this particular percept. In this individualized form which carries with it, as an essential feature, the reference to the percept, it continues to exist in us and constitutes the idea of the thing in question. If we come across a second thing with which the same concept connects itself, we recognize the second as being of the same kind as the first; if we come across the same thing twice we find in our conceptual system, not merely a corresponding concept, but the individualized concept with its characteristic relation to this same object, and thus we recognize the object again. The idea, then, stands between the percept and the concept. It is the determinate concept which points to the percept. The sum of my ideas may be called my experience. The man who has the greater number of individualized concepts will be the man of richer experience. A man who lacks all power of intuition is not capable of acquiring experience. The objects simply disappear again from the field of his consciousness, because he lacks the concepts which he ought to bring into relation with them. On the other hand, a man whose faculty of thought is well developed, but whose perception functions badly owing to his clumsy sense-organs, will be no better able to gain experience. He can, it is true, by one means and another acquire concepts; but the living reference to particular objects is lacking to his intuitions. The unthinking traveller and the student absorbed in abstract conceptual systems are alike incapable of acquiring a rich experience. Reality presents itself to us as the union of percept and concept; and the subjective representation of this reality presents itself to us as idea. If our personality expressed itself only in cognition, the totality of all that is objective would be contained in percept, concept, and idea. However, we are not satisfied merely to refer percepts, by means of thinking, to concepts, but we relate them also to our private subjectivity, our individual Ego. The expression of this relation to us as individuals is feeling, which manifests itself as pleasure and pain. Thinking and feeling correspond to the twofold nature of our being to which reference has already been made. By means of thought we take an active part in the universal cosmic process. By means of feeling we withdraw ourselves into the narrow precincts of our own being. Thought links us to the world; feeling leads us back into ourselves and thus makes us individuals. Were we merely thinking and perceiving beings our whole life would flow along in monotonous indifference. Could we only know ourselves as Selves, we should be totally indifferent to ourselves. It is only because with self-knowledge we experience self-feeling, and with the perception of objects pleasure and pain, that we live as individuals whose existence is not exhausted by the conceptual relations in which they stand to the rest of the world, but who have a special value in themselves. One might be tempted to regard the life of feeling as something more richly saturated with reality than the apprehension of the world by thought. But the reply to this is that the life of feeling, after all, has this richer meaning only for my individual self. For the universe as a whole my feelings can be of value only if, as percepts of myself, they enter into connection with a concept, and in this roundabout way become links in the cosmos. Our life is a continual oscillation between our share in the universal world-process and our own individual existence. The farther we ascend into the universal nature of thought where the individual, at last, interests us only as an example, an instance, of the concept, the more the character of something individual, of the quite determinate, unique personality, becomes lost in us. The farther we descend into the depths of our own private life and allow the vibrations of our feelings to accompany all our experiences of the outer world, the more we cut ourselves off from the universal life. True individuality belongs to him whose feelings reach up to the farthest possible extent into the region of the ideal. There are men in whom even the most general ideas still bear that peculiar personal tinge which shows unmistakably their connection with their author. There are others whose concepts come before us as devoid of any trace of individual colouring as if they had not been produced by a being of flesh and blood at all. Even ideas give to our conceptual life an individual stamp. Each one of us has his special standpoint from which he looks out on the world. His concepts link themselves to his percepts. He has his own special way of forming general concepts. This special character results for each of us from his special standpoint in the world, from the way in which the range of his percepts is dependent on the place in the whole where he exists. The conditions of individuality, here indicated, we call the milieu. This special character of our experience must be distinguished from another which depends on our peculiar organization. Each of us, as we know, is organized as a unique, fully determined individual. Each of us combines special feelings, and these in the most varying degrees of intensity, with his percepts. This is just the individual element in the personality of each of us. It is what remains over when we have allowed fully for all the determining factors in our milieu. A life of feeling, wholly devoid of thought, would gradually lose all connection with the world. But man is meant to be a whole, and knowledge of objects will go hand-in-hand for him with the development and education of the feeling-side of his nature. Feeling is the means whereby, in the first instance, concepts gain concrete life. |
4. The Philosophy of Freedom (1916): Are There Any Limits to Knowledge?
Translated by R. F. Alfred Hoernlé |
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From this similarity of world-views he infers further the likeness to one another of individual minds, meaning by “individual mind” the “I-in-itself” underlying each subject. We have here an inference from a number of effects to the character of the underlying causes. |
4. The Philosophy of Freedom (1916): Are There Any Limits to Knowledge?
Translated by R. F. Alfred Hoernlé |
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We have established that the elements for the explanation of reality are to be taken from the two spheres of perception and thought. It is due, as we have seen, to our organization that the full totality of reality, including our own selves as subjects, appears at first as a duality. Knowledge transcends this duality by fusing the two elements of reality, the percept and the concept, into the complete thing. Let us call the manner in which the world presents itself to us, before by means of knowledge it has taken on its true nature, “the world of appearance,” in distinction from the unified whole composed of percept and concept. We can then say, the world is given to us as a duality (Dualism), and knowledge transforms it into a unity (Monism). A philosophy which starts from this basal principle may be called a Monistic philosophy, or Monism. Opposed to this is the theory of two worlds, or Dualism. The latter does not, by any means, assume merely that there are two sides of a single reality, which are kept apart by our organization, but that there are two worlds totally distinct from one another. It then tries to find in one of these two worlds the principle of explanation for the other. Dualism rests on a false conception of what we call knowledge. It divides the whole of reality into two spheres, each of which has its own laws, and it leaves these two worlds standing outside one another. It is from a Dualism such as this that there arises the distinction between the object of perception and the thing-in-itself, which Kant introduced into philosophy, and which, to the present day, we have not succeeded in expelling. According to our interpretation, it is due to the nature of our organization that a particular object can be given to us only as a percept. Thought transcends this particularity by assigning to each percept its proper place in the world as a whole. As long as we determine the separate parts of the cosmos as percepts, we are simply following, in this sorting out, a law of our subjective constitution. If, however, we regard all percepts, taken together, merely as one part, and contrast with this a second part, viz., the things-in-themselves, then our philosophy is building castles-in-the-air. We are then engaged in mere playing with concepts. We construct an artificial opposition, but we can find no content for the second of these opposites, seeing that no content for a particular thing can be found except in perception. >Every kind of reality which is assumed to exist outside the sphere of perception and conception must be relegated to the limbo of unverified hypotheses. To this category belongs the “thing-in-itself.” It is, of course, quite natural that a Dualistic thinker should be unable to find the connection between the world-principle which he hypothetically assumes and the facts that are given in experience. For the hypothetical world-principle itself a content can be found only by borrowing it from experience and shutting one's eyes to the fact of the borrowing. Otherwise it remains an empty and meaningless concept, a mere form without content. In this case the Dualistic thinker generally asserts that the content of this concept is inaccessible to our knowledge. We can know only that such a content exists, but not what it is. In either case it is impossible to transcend Dualism. Even though one were to import a few abstract elements from the world of experience into the content of the thing-in-itself, it would still remain impossible to reduce the rich concrete life of experience to these few elements, which are, after all, themselves taken from experience. Du Bois-Reymond lays it down that the imperceptible atoms of matter produce sensation and feeling by means of their position and motion, and then infers from this premise that we can never find a satisfactory explanation of how matter and motion produce sensation and feeling, for “it is absolutely and for ever unintelligible that it should be other than indifferent to a number of atoms of carbon, hydrogen, and nitrogen, etc., how they lie and move, how they lay or moved, or how they will lie and will move. It is in no way intelligible how consciousness might come into existence through their interaction.” This conclusion is characteristic of the whole tendency of this school of thought. Position and motion are abstracted from the rich world of percepts. They are then transferred to the fictitious world of atoms. And then we are astonished that we fail to evolve concrete life out of this principle of our own making, which we have borrowed from the world of percepts. That the Dualist, working as he does with a completely empty concept of the thing-in-itself, can reach no explanation of the world, follows even from the definition of his principle which has been given above. In any case, the Dualist finds it necessary to set impassable barriers to our faculty of knowledge. A follower of the Monistic theory of the world knows that all he needs to explain any given phenomenon in the world is to be found within this world itself. What prevents him from finding it can be only chance limitations in space and time, or defects of his organization, i.e., not of human organization in general, but only of his own. It follows from the concept of knowledge, as defined by us, that there can be no talk of any limits of knowledge. Knowledge is not a concern of the universe in general, but one which men must settle for themselves. External things demand no explanation. They exist and act on one another according to laws which thought can discover. They exist in indivisible unity with these laws. But we, in our self-hood, confront them, grasping at first only what we have called percepts. However, within ourselves we find the power to discover also the other part of reality. Only when the Self has combined for itself the two elements of reality which are indivisibly bound up with one another in the world, is our thirst for knowledge stilled. The Self is then again in contact with reality. The presuppositions for the development of knowledge thus exist through and for the Self. It is the Self which sets itself the problems of knowledge. It takes them from thought, an element which in itself is absolutely clear and transparent. If we set ourselves questions which we cannot answer, it must be because the content of the questions is not in all respects clear and distinct. It is not the world which sets questions to us, but we who set them to ourselves. I can imagine that it would be quite impossible for me to answer a question which I happened to find written down somewhere, without knowing the universe of discourse from which the content of the question is taken. In knowledge we are concerned with questions which arise for us through the fact that a world of percepts, conditioned by time, space, and our subjective organization, stands over against a world of concepts expressing the totality of the universe. Our task consists in the assimilation to one another of these two spheres, with both of which we are familiar. There is no room here for talking about limits of knowledge. It may be that, at a particular moment, this or that remains unexplained because, through chance obstacles, we are prevented from perceiving the things involved. What is not found today, however, may easily be found tomorrow. The limits due to these causes are only contingent, and must be overcome by the progress of perception and thought. Dualism makes the mistake of transferring the opposition of subject and object, which has meaning only within the perceptual world, to pure conceptual entities outside this world. Now the distinct and separate things in the perceptual world remain separated only so long as the perceiver refrains from thinking. For thought cancels all separation and reveals it as due to purely subjective conditions. The Dualist, therefore, transfers to entities transcending the perceptual world abstract determinations which, even in the perceptual world, have no absolute, but only relative, validity. He thus divides the two factors concerned in the process of knowledge, viz., percept and concept, into four: (1) the object in itself; (2) the percept which the subject has of the object; (3) the subject; (4) the concept which relates the percept to the object in itself. The relation between subject and object is “real”; the subject is really (dynamically) influenced by the object. This real process does not appear in consciousness. But it evokes in the subject a response to the stimulation from the object. The result of this response is the percept. This, at length, appears in consciousness. The object has an objective (independent of the subject) reality, the percept a subjective reality. This subjective reality is referred by the subject to the object. This reference is an ideal one. Dualism thus divides the process of knowledge into two parts. The one part, viz., the production of the perceptual object by the thing-in-itself, he conceives of as taking place outside consciousness, whereas the other, the combination of percept with concept and the latter's reference to the thing-in-itself, takes place, according to him, in consciousness. With such presuppositions, it is clear why the Dualist regards his concepts merely as subjective representations of what is really external to his consciousness. The objectively real process in the subject by means of which the percept is produced, and still more the objective relations between things-in-themselves, remain for the Dualist inaccessible to direct knowledge. According to him, man can get only conceptual representations of the objectively real. The bond of unity which connects things-in-themselves with one another, and also objectively with the individual minds (as things-in-themselves) of each of us, exists beyond our consciousness in a Divine Being of whom, once more, we have merely a conceptual representation. The Dualist believes that the whole world would be dissolved into a mere abstract scheme of concepts, did he not posit the existence of real connections beside the conceptual ones. In other words, the ideal principles which thinking discovers are too airy for the Dualist, and he seeks, in addition, real principles with which to support them. Let us examine these real principles a little more closely. The naïve man (Naïve Realist) regards the objects of sense-experience as realities. The fact that his hands can grasp, and his eyes see, these objects is for him sufficient guarantee of their reality. “Nothing exists that cannot be perceived” is, in fact, the first axiom of the naïve man; and it is held to be equally valid in its converse: “Everything which is perceived exists.” The best proof for this assertion is the naïve man's belief in immortality and in ghosts. He thinks of the soul as a fine kind of matter perceptible by the senses which, in special circumstances, may actually become visible to the ordinary man (belief in ghosts). In contrast with this, his real, world, the Naïve Realist regards everything else, especially the world of ideas, as unreal, or “merely ideal.” What we add to objects by thinking is merely thoughts about the objects. Thought adds nothing real to the percept. But it is not only with reference to the existence of things that the naïve man regards perception as the sole guarantee of reality, but also with reference to the existence of processes. A thing, according to him, can act on another only when a force actually present to perception issues from the one and acts upon the other. The ancient Greek philosophers, who were Naïve Realists in the best sense of the word, held a theory of vision according to which the eye sends out feelers which touch the objects. The older physicists thought that very fine kinds of substances emanate from the objects and penetrate through the sense-organs into the soul. The actual perception of these substances is impossible only because of the coarseness of our sense-organs relatively to the fineness of these substances. In principle the reason for attributing reality to these substances was the same as that for attributing it to the objects of the sensible world, viz., their kind of existence, which was conceived to be analogous to that of perceptual reality. The self-contained being of ideas is not thought of by the naïve mind as real in the same sense. An object conceived “merely in idea” is regarded as a chimera until sense-perception can furnish proof of its reality. In short, the naïve man demands, in addition to the ideal evidence of his thinking, the real evidence of his senses. In this need of the naïve man lies the ground for the origin of the belief in revelation. The God whom we apprehend by thought remains always merely our idea of God. The naïve consciousness demands that God should manifest Himself in ways accessible to the senses. God must appear in the flesh, and must attest his Godhead to our senses by the changing of water into wine. Even knowledge itself is conceived by the naïve mind as a process analogous to sense-perception. Things, it is thought, make an impression on the mind, or send out copies of themselves which enter through our senses, etc. What the naïve man can perceive with his senses he regards as real, and what he cannot perceive (God, soul, knowledge, etc.) he regards as analogous to what he can perceive. On the basis of Naïve Realism, science can consist only in an exact description of the content of perception. Concepts are only means to this end. They exist to provide ideal counterparts of percepts. With the things themselves they have nothing to do. For the Naïve Realist only the individual tulips, which we can see, are real. The universal idea of tulip is to him an abstraction, the unreal thought-picture which the mind constructs for itself out of the characteristics common to all tulips. Naïve Realism, with its fundamental principle of the reality of all percepts, contradicts experience, which teaches us that the content of percepts is of a transitory nature. The tulip I see is real today; in a year it will have vanished into nothingness. What persists is the species “tulip.” This species is, however, for the Naïve Realist merely an idea, not a reality. Thus this theory of the world finds itself in the paradoxical position of seeing its realities arise and perish, while that which, by contrast with its realities, it regards as unreal endures. Hence Naïve Realism is compelled to acknowledge the existence of something ideal by the side of percepts. It must include within itself entities which cannot be perceived by the senses. In admitting them it escapes contradicting itself by conceiving their existence as analogous to that of objects of sense. Such hypothetical realities are the invisible forces by means of which the objects of sense-perception act on one another. Another such reality is heredity, the effects of which survive the individual, and which is the reason why from the individual a new being develops which is similar to it, and by means of which the species is maintained. The soul, the life-principle permeating the organic body, is another such reality which the naïve mind is always found conceiving in analogy to realities of sense-perception. And, lastly, the Divine Being, as conceived by the naïve mind, is such a hypothetical entity. The Deity is thought of as acting in a manner exactly corresponding to that which we can perceive in man himself, i.e., the Deity is conceived anthropomorphically. Modern Physics traces sensations back to the movements of the smallest particles of bodies and of an infinitely fine substance called ether. What we experience, e.g., as warmth is a movement of the parts of a body which causes the warmth in the space occupied by that body. Here again something imperceptible is conceived on the analogy of what is perceptible. Thus, in terms of perception, the analogon to the concept “body” is, say, the interior of a room, shut in on all sides, in which elastic balls are moving in all directions, impinging one on another, bouncing on and off the walls, etc. Without such assumptions the world of the Naïve Realist would collapse into a disconnected chaos of percepts, without mutual relations, and having no unity within itself. It is clear, however, that Naïve Realism can make these assumptions only by contradicting itself. If it would remain true to its fundamental principle, that only what is perceived is real, then it ought not to assume a reality where it perceives nothing. The imperceptible forces of which perceptible things are the bearers are, in fact, illegitimate hypotheses from the standpoint of Naïve Realism. But because Naïve Realism knows no other realities, it invests its hypothetical forces with perceptual content. It thus transfers a form of existence (the existence of percepts) to a sphere where the only means of making any assertion concerning such existence, viz., sense-perception, is lacking. This self-contradictory theory leads to Metaphysical Realism. The latter constructs, beside the perceptible reality, an imperceptible one which it conceives on the analogy of the former. Metaphysical Realism is, therefore, of necessity Dualistic. Wherever the Metaphysical Realist observes a relation between perceptible things (mutual approach through movement, the entrance of an object into consciousness, etc.), there he posits a reality. However, the relation of which he becomes aware cannot be perceived but only expressed by means of thought. The ideal relation is thereupon arbitrarily assimilated to something perceptible. Thus, according to this theory the world is composed of the objects of perception which are in ceaseless flux, arising and disappearing, and of imperceptible forces by which the perceptible objects are produced, and which are permanent. Metaphysical Realism is a self-contradictory mixture of Naïve Realism and Idealism. Its forces are imperceptible entities endowed with the qualities proper to percepts. The Metaphysical Realist has made up his mind to acknowledge, in addition to the sphere for the existence of which he has an instrument of knowledge in sense-perception, the existence of another sphere for which this instrument fails, and which can be known only by means of thought. But he cannot make up his mind at the same time to acknowledge that the mode of existence which thought reveals, viz., the concept (or idea), has equal rights with percepts. If we are to avoid the contradiction of imperceptible percepts, we must admit that, for us, the relations which thought traces between percepts can have no other mode of existence than that of concepts. If one rejects the untenable part of Metaphysical Realism, there remains the concept of the world as the aggregate of percepts and their conceptual (ideal) relations. Metaphysical Realism, then, merges itself in a view of the world according to which the principle of perceptibility holds for percepts, and that of conceivability for the relations between the percepts. This view of the world has no room, in addition to the perceptual and conceptual worlds, for a third sphere in which both principles, the so-called “real” principle and the “ideal” principle, are simultaneously valid. When the Metaphysical Realist asserts that, besides the ideal relation between the perceived object and the perceiving subject, there must be a real relation between the percept as “thing-in-itself” and the subject as “thing-in-itself” (the so-called individual mind), he is basing his assertion on the false assumption of a real process, imperceptible but analogous to processes in the world of percepts. Further, when the Metaphysical Realist asserts that we stand in a conscious ideal relation to our world of percepts, but that to the real world we can have only a dynamic (force) relation, he repeats the mistake we have already criticized. We can talk of a dynamic relation only within the world of percepts (in the sphere of the sense of touch), but not outside that world. Let us call the view which we have just characterized, and into which Metaphysical Realism merges when it discards its contradictory elements, Monism, because it combines one-sided Realism and Idealism into a higher unity. For Naïve Realism the real world is an aggregate of percepts; for Metaphysical Realism, reality belongs not only to percepts but also to imperceptible forces; Monism replaces forces by ideal relations which are supplied by thought. These relations are the laws of nature. A law of nature is nothing but the conceptual expression for the connection of certain percepts. Monism is never called upon to ask whether there are any principles of explanation for reality other than percepts and concepts. The Monist knows that in the whole realm of the real there is no occasion for this question. In the perceptual world, as immediately apprehended, he sees one-half of reality; in the union of this world with the world of concepts he finds full reality. The Metaphysical Realist might object that, relatively to our organization, our knowledge may be complete in itself, that no part may be lacking, but that we do not know how the world appears to a mind organized differently from our own. To this the Monist will reply: Maybe there are intelligences other than human; and maybe also that their percepts are different from ours, if they have perception at all. But this is irrelevant to me for the following reasons. Through my perceptions, i.e., through this specifically human mode of perception, I, as subject, am confronted with the object. The nexus of things is thereby broken. The subject reconstructs the nexus by means of thought. In doing so it re-inserts itself into the context of the world as a whole. As it is only through the Self, as subject, that the whole appears rent in two between percept and concept, the reunion of those two factors will give us complete knowledge. For beings with a different perceptual world (e.g., if they had twice our number of sense-organs) the nexus would appear broken in another place, and the reconstruction would accordingly have to take a form specifically adapted to such beings. The question concerning the limits of knowledge troubles only Naïve and Metaphysical Realism, both of which see in the contents of mind only ideal representations of the real world. For to these theories whatever falls outside the subject is something absolute, a self-contained whole, and the subject's mental content is a copy which is wholly external to this absolute. The completeness of knowledge depends on the greater or lesser degree of resemblance between the representation and the absolute object. A being with fewer senses than man will perceive less of the world, one with more senses will perceive more. The former's knowledge will, therefore, be less complete than the latter's. For Monism the matter is different. The point where the unity of the world appears to be rent asunder into subject and object depends on the organization of the percipient. The object is not absolute but merely relative to the nature of the subject. The bridging of the gap, therefore, can take place only in the quite specific way which is characteristic of the human subject. As soon as the Self, which in perception is set over against the world, is again re-inserted into the world-nexus by constructive thought all further questioning ceases, having been but a result of the separation. A differently constituted being would have a differently constituted knowledge. Our own knowledge suffices to answer the questions which result from our own mental constitution. Metaphysical Realism must ask, What is it that gives us our percepts? What is it that stimulates the subject? Monism holds that percepts are determined by the subject. But in thought the subject has, at the same time, the instrument for transcending this determination of which it is itself the author. The Metaphysical Realist is faced by a further difficulty when he seeks to explain the similarity of the world-views of different human individuals. He has to ask himself, How is it that my theory of the world, built up out of subjectively determined percepts and out of concepts, turns out to be the same as that which another individual is also building up out of these same two subjective factors? How, in any case, is it possible for me to argue from my own subjective view of the world to that of another human being? The Metaphysical Realist thinks he can infer the similarity of the subjective world-views of different human beings from their ability to get on with one another in practical life. From this similarity of world-views he infers further the likeness to one another of individual minds, meaning by “individual mind” the “I-in-itself” underlying each subject. We have here an inference from a number of effects to the character of the underlying causes. We believe that after we have observed a sufficiently large number of instances, we know the connection sufficiently to know how the inferred causes will act in other instances. Such an inference is called an inductive inference. We shall be obliged to modify its results, if further observation yields some unexpected fact, because the character of our conclusion is, after all, determined only by the particular details of our actual observations. The Metaphysical Realist asserts that this knowledge of causes, though restricted by these conditions, is quite sufficient for practical life. Inductive inference is the fundamental method of modern Metaphysical Realism. At one time it was thought that out of concepts we could evolve something that would no longer be a concept. It was thought that the metaphysical reals, which Metaphysical Realism after all requires, could be known by means of concepts. This method of philosophizing is now out of date. Instead it is thought that from a sufficiently large number of perceptual facts we can infer the character of the thing-in-itself which lies behind these facts. Formerly it was from concepts, now it is from percepts that the Realist seeks to evolve the metaphysically real. Because concepts are before the mind in transparent clearness, it was thought that we might deduce from them the metaphysically real with absolute certainty. Percepts are not given with the same transparent clearness. Each fresh one is a little different from others of the same kind which preceded it. In principle, therefore, anything inferred from past experience is somewhat modified by each subsequent experience. The character of the metaphysically real thus obtained can therefore be only relatively true, for it is open to correction by further instances. The character of Von Hartmann's Metaphysics depends on this methodological principle. The motto on the title-page of his first important book is, “Speculative results gained by the inductive method of Science.” The form which the Metaphysical Realist at the present day gives to his things-in-themselves is obtained by inductive inferences. Consideration of the process of knowledge has convinced him of the existence of an objectively-real world-nexus, over and above the subjective world which we know by means of percepts and concepts. The nature of this reality he thinks he can determine by inductive inferences from his percepts. |
4. The Philosophy of Freedom (1916): The Idea of Freedom
Translated by R. F. Alfred Hoernlé |
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The more often such immediate reactions to a percept occur, the more the agent will prove himself able to act purely under the guidance of tact; that is, tact becomes his characterological disposition. The second level of human life is feeling. |
Such a concept contains, at first, no reference to any definite percepts. When an act of will comes about under the influence of a concept which refers to a percept, i.e., under the influence of an idea, then it is the percept which determines our action indirectly by way of the concept. |
An act the grounds for which lie in the ideal part of my individual nature is free. Every other act, whether done under the compulsion of nature or under the obligation imposed by a moral norm, is unfree. That man alone is free who in every moment of his life is able to obey only himself. |
4. The Philosophy of Freedom (1916): The Idea of Freedom
Translated by R. F. Alfred Hoernlé |
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The concept “tree” is conditioned for our knowledge by the percept “tree.” There is only one determinate concept which I can select from the general system of concepts and apply to a given percept. The connection of concept and percept is mediately and objectively determined by thought in conformity with the percept. The connection between a percept and its concept is recognized after the act of perception, but the relevance of the one to the other is determined by the character of each. In willing the situation is different. The percept is here the content of my existence as an individual, whereas the concept is the universal element in me. What is brought into ideal relation to the external world by means of the concept, is an immediate experience of my own, a percept of my Self. More precisely, it is a percept of my Self as active, as producing effects on the external world. In apprehending my own acts of will, I connect a concept with a corresponding percept, viz., with the particular volition. In other words, by an act of thought I link up my individual faculty (my will) with the universal world-process. The content of a concept corresponding to an external percept appearing within the field of my experience, is given through intuition. Intuition is the source for the content of my whole conceptual system. The percept shows me only which concept I have to apply, in any given instance, out of the aggregate of my intuitions. The content of a concept is, indeed, conditioned by the percept, but it is not produced by it. On the contrary, it is intuitively given and connected with the percept by an act of thought. The same is true of the conceptual content of an act of will which is just as little capable of being deduced from this act. It is got by intuition. If now the conceptual intuition (ideal content) of my act of will occurs before the corresponding percept, then the content of what I do is determined by my ideas. The reason why I select from the number of possible intuitions just this special one, cannot be sought in an object of perception, but is to be found rather in the purely ideal interdependence of the members of my system of concepts. In other words, the determining factors for my will are to be found, not in the perceptual, but only in the conceptual world. My will is determined by my idea. The conceptual system which corresponds to the external world is conditioned by this external world. We must determine from the percept itself what concept corresponds to it; and how, in turn, this concept will fit in with the rest of my system of ideas, depends on its intuitive content. The percept thus conditions directly its concept and, thereby, indirectly also its place in the conceptual system of my world. But the ideal content of an act of will, which is drawn from the conceptual system and which precedes the act of will, is determined only by the conceptual system itself. An act of will which depends on nothing but this ideal content must itself be regarded as ideal, that is, as determined by an idea. This does not imply, of course, that all acts of will are determined only by ideas. All factors which determine the human individual have an influence on his will. In a particular act of will we must distinguish two factors: the motive, and the spring of action. The motive is the conceptual factor, the spring of action is the perceptual factor in will. The conceptual factor, or motive, is the momentary determining cause of an act of will, the spring of action is the permanent determining factor in the individual. The motive of an act of will can be only a pure concept, or else a concept with a definite relation to perception, i.e., an idea. Universal and individual concepts (ideas) become motives of will by influencing the human individual and determining him to action in a particular direction. One and the same concept, however, or one and the same idea, influences different individuals differently. They determine different men to different actions. An act of will is, therefore, not merely the outcome of a concept or an idea, but also of the individual make-up of human beings. This individual make-up we will call, following Edward van Hartmann, the “characterological disposition.” The manner in which concept and idea act on the characterological disposition of a man gives to his life a definite moral or ethical stamp. The characterological disposition consists of the more or less permanent content of the individual's life, that is, of his habitual ideas and feelings. Whether an idea which enters my mind at this moment stimulates me to an act of will or not, depends on its relation to my other ideal contents, and also to my peculiar modes of feeling. My ideal content, in turn, is conditioned by the sum total of those concepts which have, in the course of my individual life, come in contact with percepts, that is, have become ideas. This, again, depends on my greater or lesser capacity for intuition, and on the range of my perception, that is, on the subjective and objective factors of my experiences, on the structure of my mind and on my environment. My affective life more especially determines my characterological disposition. Whether I shall make a certain idea or concept the motive for action will depend on whether it gives me pleasure or pain. These are the factors which we have to consider in an act of will. The immediately present idea or concept, which becomes the motive, determines the end or the purpose of my will; my characterological disposition determines me to direct my activity towards this end. The idea of taking a walk in the next half-hour determines the end of my action. But this idea is raised to the level of a motive only if it meets with a suitable characterological disposition, that is, if during my past life I have formed the ideas of the wholesomeness of walking and the value of health; and further, if the idea of walking is accompanied by a feeling of pleasure. We must, therefore, distinguish (1) the possible subjective dispositions which are likely to turn given ideas and concepts into motives, and (2) the possible ideas and concepts which are capable of so influencing my characterological disposition that an act of will results. The former are for morality the springs of action, the latter its ends. The springs of action in the moral life can be discovered by analyzing the elements of which individual life is composed. The first level of individual life is that of perception, more particularly sense-perception. This is the stage of our individual lives in which a percept translates itself into will immediately, without the intervention of either a feeling or a concept. The spring of action here involved may be called simply instinct. Our lower, purely animal, needs (hunger, sexual intercourse, etc.) find their satisfaction in this way. The main characteristic of instinctive life is the immediacy with which the percept starts off the act of will. This kind of determination of the will, which belongs originally only to the life of the lower senses, may however become extended also to the percepts of the higher senses. We may react to the percept of a certain event in the external world without reflecting on what we do, and without any special feeling connecting itself with the percept. We have examples of this especially in our ordinary conventional intercourse with men. The spring of this kind of action is called tact or moral good taste. The more often such immediate reactions to a percept occur, the more the agent will prove himself able to act purely under the guidance of tact; that is, tact becomes his characterological disposition. The second level of human life is feeling. Definite feelings accompany the percepts of the external world. These feelings may become springs of action. When I see a hungry man, my pity for him may become the spring of my action. Such feelings, for example, are modesty, pride, sense of honour, humility, remorse, pity, revenge, gratitude, piety, loyalty, love, and duty. [A complete catalogue of the principles of morality (from the point of view of Metaphysical Realism) may be found in Edouard von Hartmann's Phanomenologie des sittlichen Bewusstseins. ] The third and last level of life is to have thoughts and ideas. An idea or a concept may become the motive of an action through mere reflection. Ideas become motives because, in the course of my life, I regularly connect certain aims of my will with percepts which recur again and again in a more or less modified form. Hence it is, that with men who are not wholly without experience, the occurrence of certain percepts is always accompanied also by the consciousness of ideas of actions, which they have themselves carried out in similar cases or which they have seen others carry out. These ideas float before their minds as determining models in all subsequent decisions; they become parts of their characterological disposition. We may give the name of practical experience to the spring of action just described. Practical experience merges gradually into purely tactful behaviour. That happens, when definite typical pictures of actions have become so closely connected in our minds with ideas of certain situations in life, that, in any given instance, we omit all deliberation based on experience, and pass immediately from the percept to the action. The highest level of individual life is that of conceptual thought without reference to any definite perceptual content. We determine the content of a concept through pure intuition on the basis of an ideal system. Such a concept contains, at first, no reference to any definite percepts. When an act of will comes about under the influence of a concept which refers to a percept, i.e., under the influence of an idea, then it is the percept which determines our action indirectly by way of the concept. But when we act under the influence of pure intuitions, the spring of our action is pure thought. As it is the custom in philosophy to call pure thought “reason,” we may perhaps be justified in giving the name of practical reason to the spring of action characteristic of this level of life. The clearest account of this spring of action has been given by Kreyenbuhl (Philosophische Monatshefte, vol. xviii, No. 3). In my opinion his article on this subject is one of the most important contributions to present-day philosophy, more especially to Ethics. Kreyenbuhl calls the spring of action, of which we are treating, the practical a priori, i.e., a spring of action issuing immediately from my intuition. It is clear that such a spring of action can no longer be counted in the strictest sense as part of the characterological disposition. For what is here effective in me as a spring of action is no longer something purely individual, but the ideal, and hence universal, content of my intuition. As soon as I regard the content as the valid basis and starting-point of an action, I pass over into willing, irrespective of whether the concept was already in my mind beforehand, or whether it only occurs to me immediately before the action, that is, irrespective of whether it was present in the form of a disposition in me or not. A real act of will results only when a present impulse to action, in the form of a concept or idea, acts on the characterological disposition. Such an impulse thereupon becomes the motive of the will. The motives of moral conduct are ideas and concepts. There are Moralists who see in feeling also a motive of morality; they assert, e.g., that the end of moral conduct is to secure the greatest possible quantity of pleasure for the agent. Pleasure itself, however, can never be a motive; at best only the idea of pleasure can act as motive. The idea of a future pleasure, but not the feeling itself, can act on my characterological disposition. For the feeling does not yet exist in the moment of action; on the contrary, it has first to be produced by the action. The idea of one's own or another's well-being is, however, rightly regarded as a motive of the will. The principle of producing the greatest quantity of pleasure for oneself through one's action, that is, to attain individual happiness, is called Egoism. The attainment of this individual happiness is sought either by thinking ruthlessly only of one's own good, and striving to attain it even at the cost of the happiness of other individuals (Pure Egoism), or by promoting the good of others, either because one anticipates indirectly a favourable influence on one's own happiness through the happiness of others, or because one fears to endanger one's own interest by injuring others (Morality of Prudence). The special content of the egoistical principle of morality will depend on the ideas which we form of what constitutes our own, or others' good. A man will determine the content of his egoistical striving in accordance with what he regards as one of life's good things (luxury, hope of happiness, deliverance from different evils, etc.). Further, the purely conceptual content of an action is to be regarded as yet another kind of motive. This content has no reference, like the idea of one's own pleasure, solely to the particular action, but to the deduction of an action from a system of moral principles. These moral principles, in the form of abstract concepts, may guide the individual's moral life without his worrying himself about the origin of his concepts. In that case, we feel merely the moral necessity of submitting to a moral concept, which, in the form of law, controls our actions. The justification of this necessity we leave to those who demand from us moral subjection, that is, to those whose moral authority over us we acknowledge (the head of the family, the state, social custom, the authority of the church, divine revelation). We meet with a special kind of these moral principles when the law is not proclaimed to us by an external authority, but comes from our own selves (moral autonomy). In this case we believe that we hear the voice, to which we have to submit ourselves, in our own souls. The name for this voice is conscience. It is a great moral advance when a man no longer takes as the motive of his action the commands of an external or internal authority, but tries to understand the reason why a given maxim of action ought to be effective as a motive in him. This is the advance from morality based on authority to action from moral insight. At this level of morality, a man will try to discover the demands of the moral life, and will let his action be determined by this knowledge. Such demands are (1) the greatest possible happiness of humanity as a whole purely for its own sake, (2) the progress of civilization, or the moral development of mankind towards ever greater perfection, (3) the realization of individual moral ends conceived by an act of pure intuition. The greatest possible happiness of humanity as a whole will naturally be differently conceived by different people. The above mentioned maxim does not imply any definite idea of this happiness, but rather means that every one who acknowledges this principle strives to do all that, in his opinion, most promotes the good of the whole of humanity. The progress of civilization is seen to be a special application of the moral principle just mentioned, at any rate for those to whom the goods which civilization produces bring feelings of pleasure. However, they will have to pay the price of progress in the destruction and annihilation of many things which also contribute to the happiness of humanity. It is, however, also possible that some men look upon the progress of civilization as a moral necessity, quite apart from the feelings of pleasure which it brings. If so, the progress of civilization will be a new moral principle for them, different from the previous one. Both the principle of the public good, and that of the progress of civilization, alike depend on the way in which we apply the content of our moral ideas to particular experiences (percepts). The highest principle of morality which we can conceive, however, is that which contains to start with, no such reference to particular experiences, but which springs from the source of pure intuition and does not seek until later any connection with percepts, i.e., with life. The determination of what ought to be willed issues here from a point of view very different from that of the previous two principles. Whoever accepts the principle of the public good will in all his actions ask first what his ideals contribute to this public good. The upholder of the progress of civilization as the principle of morality will act similarly. There is, however, a still higher mode of conduct which, in a given case, does not start from any single limited moral ideal, but which sees a certain value in all moral principles, always asking whether this or that is more important in a particular case. It may happen that a man considers in certain circumstances the promotion of the public good, in others that of the progress of civilization, and in yet others the furthering of his own private good, to be the right course, and makes that the motive of his action. But when all other grounds of determination take second place, then we rely, in the first place, on conceptual intuition itself. All other motives now drop out of sight, and the ideal content of an action alone becomes its motive. Among the levels of characterological disposition, we have singled out as the highest that which manifests itself as pure thought, or practical reason. Among the motives, we have just singled out conceptual intuition as the highest. On nearer consideration, we now perceive that at this level of morality the spring of action and the motive coincide, i.e., that neither a predetermined characterological disposition, nor an external moral principle accepted on authority, influence our conduct. The action, therefore, is neither a merely stereotyped one which follows the rules of a moral code, nor is it automatically performed in response to an external impulse. Rather it is determined solely through its ideal content. For such an action to be possible, we must first be capable of moral intuitions. Whoever lacks the capacity to think out for himself the moral principles that apply in each particular case, will never rise to the level of genuine individual willing. Kant's principle of morality: Act so that the principle of your action may be valid for all men—is the exact opposite of ours. His principle would mean death to all individual action. The norm for me can never be what all men would do, but rather what it is right for me to do in each special case. A superficial criticism might urge against these arguments: How can an action be individually adapted to the special case and the special situation, and yet at the same time be ideally determined by pure intuition? This objection rests on a confusion of the moral motive with the perceptual content of an action. The latter, indeed, may be a motive, and is actually a motive when we act for the progress of culture, or from pure egoism, etc., but in action based on pure moral intuition it never is a motive. Of course, my Self takes notice of these perceptual contents, but it does not allow itself to be determined by them. The content is used only to construct a theoretical concept, but the corresponding moral concept is not derived from the object. The theoretical concept of a given situation which faces me, is a moral concept also, only if I adopt the standpoint of a particular moral principle. If I base all my conduct on the principle of the progress of civilization, then my way through life is tied down to a fixed route. From every occurrence which comes to my notice and attracts my interest, there springs a moral duty, viz., to do my tiny share towards using this occurrence in the service of the progress of civilization. In addition to the concept which reveals to me the connections of events or objects according to the laws of nature, there is also a moral label attached to them which contains for me, as a moral agent, ethical directions as to how I have to conduct myself. At a higher level these moral labels disappear, and my action is determined in each particular instance by my idea; and more particularly by the idea which is suggested to me by the concrete instance. Men vary greatly in their capacity for intuition. In some, ideas bubble up like a spring, others acquire them with much labour. The situations in which men live, and which are the scenes of their actions, are no less widely different. The conduct of a man will depend, therefore, on the manner in which his faculty of intuition reacts to a given situation. The aggregate of the ideas which are effective in us, the concrete content of our intuitions, constitute that which is individual in each of us, notwithstanding the universal character of our ideas. In so far as this intuitive content has reference to action, it constitutes the moral substance of the individual. To let this substance express itself in his life is the moral principle of the man who regards all other moral principles as subordinate. We may call this point of view Ethical Individualism. The determining factor of an action, in any concrete instance, is the discovery of the corresponding purely individual intuition. At this level of morality, there can be no question of general moral concepts (norms, laws). General norms always presuppose concrete facts from which they can be deduced. But facts have first to be created by human action. When we look for the regulating principles (the conceptual principles guiding the actions of individuals, peoples, epochs), we obtain a system of Ethics which is not a science of moral norms, but rather a science of morality as a natural fact. Only the laws discovered in this way are related to human action as the laws of nature are related to particular phenomena. These laws, however, are very far from being identical with the principles on which we base our actions. When I, or another, subsequently review my action we may discover what moral principles came into play in it. But so long as I am acting, I am influenced not by these moral principles but by my love for the object, which I want to realize through my action. I ask no man and no moral code, whether I shall perform this action or not. On the contrary, I carry it out as soon as I have formed the idea of it. This alone makes it my action. If a man acts because he accepts certain moral norms, his action is the outcome of the principles which compose his moral code. He merely carries out orders. He is a superior kind of automaton. Inject some stimulus to action into his mind, and at once the clock-work of his moral principles will begin to work and run its prescribed course, so as to issue in an action which is Christian, or humane, or unselfish, or calculated to promote the progress of culture. It is only when I follow solely my love for the object, that it is I, myself, who act. At this level of morality, I acknowledge no lord over me, neither an external authority, nor the so-called voice of my conscience. I acknowledge no external principle of my action, because I have found in myself the ground for my action, viz., my love of the action. I do not ask whether my action is good or bad; I perform it, because I am in love with it. Neither do I ask myself how another man would act in my position. On the contrary, I act as I, this unique individuality, will to act. No general usage, no common custom, no general maxim current among men, no moral norm guides me, but my love for the action. I feel no compulsion, neither the compulsion of nature which dominates me through my instincts, nor the compulsion of the moral commandments. My will is simply to realize what in me lies. Those who hold to general moral norms will reply to these arguments that, if every one has the right to live himself out and to do what he pleases, there can be no distinction between a good and a bad action, every fraudulent impulse in me has the same right to issue in action as the intention to serve the general good. It is not the mere fact of my having conceived the idea of an action which ought to determine me as a moral agent, but the further examination of whether it is a good or an evil action. Only if it is good ought I to carry it out. In reply I would say that I am not talking of children or of men who follow their animal or social instincts. I am talking of men who are capable of raising themselves to the level of the ideal content of the world. It is only in an age in which immature men regard the blind instincts as part of a man's individuality, that the act of a criminal can be described as living out one's individuality in the same sense in which the embodiment in action of a pure intuition can be so described. The animal instinct which drives a man to a criminal act does not belong to what is individual in him, but rather to that which is most general in him, to that which is equally present in all individuals. The individual element in me is not my organism with its instincts and feelings, but rather the unified world of ideas which reveals itself through this organism. My instincts, cravings, passions, justify no further assertion about me than that I belong to the general species man. The fact that something ideal expresses itself in its own unique way through these instincts, passions, and feelings, constitutes my individuality. My instincts and cravings make me the sort of man of whom there are twelve to the dozen. The unique character of the idea, by means of which I distinguish myself within the dozen as “I,” makes of me an individual. Only a being other than myself could distinguish me from others by the difference in my animal nature. By thought, i.e., by the active grasping of the ideal element working itself out through my organism, I distinguish myself from others. Hence it is impossible to say of the action of a criminal that it issues from the idea within him. Indeed, the characteristic feature of criminal actions is precisely that they spring from the non-ideal elements in man. An act the grounds for which lie in the ideal part of my individual nature is free. Every other act, whether done under the compulsion of nature or under the obligation imposed by a moral norm, is unfree. That man alone is free who in every moment of his life is able to obey only himself. A moral act is my act only when it can be called free in this sense. Action on the basis of freedom does not exclude, but include, the moral laws. It only shows that it stands on a higher level than actions which are dictated by these laws. Why should my act serve the general good less well when I do it from pure love of it, than when I perform it because it is a duty to serve the general good? The concept of duty excludes freedom, because it will not acknowledge the right of individuality, but demands the subjection of individuality to a general norm. Freedom of action is conceivable only from the standpoint of Ethical Individualism. But how about the possibility of social life for men, if each aims only at asserting his own individuality? This question expresses yet another objection on the part of Moralism. The Moralist believes that a social community is possible only if all men are held together by a common moral order. This shows that the Moralist does not understand the community of the world of ideas. He does not realize that the world of ideas which inspires me is no other than that which inspires my fellow-men. I differ from my neighbour, not at all because we are living in two entirely different mental worlds, but because from our common world of ideas we receive different intuitions. He desires to live out his intuitions, I mine. If we both draw our intuitions really from the world of ideas, and do not obey mere external impulses (physical or moral), then we can not but meet one another in striving for the same aims, in having the same intentions. A moral misunderstanding, a clash of aims, is impossible between men who are free. Only the morally unfree who blindly follow their natural instincts or the commands of duty, turn their backs on their neighbours, if these do not obey the same instincts and the same laws as themselves. Live and let live is the fundamental principle of the free man. He knows no “ought.” How he shall will in any given case will be determined for him by his faculty of ideas. If sociability were not deeply rooted in human nature, no external laws would be able to inoculate us with it. It is only because human individuals are akin in spirit that they can live out their lives side by side. The free man lives out his life in the full confidence that all other free men belong to one spiritual world with himself, and that their intentions will coincide with his. The free man does not demand agreement from his fellow-men, but he expects it none the less, believing that it is inherent in human nature. There are many who will say that the concept of the free man which I have here developed, is a chimera nowhere to be found realized, and that we have got to deal with actual human beings, from whom we can expect morality only if they obey some moral law, i.e., if they regard their moral task as a duty and do not simply follow their inclinations and loves. I do not deny this. Only a blind man could do that. But, if so, away with all this hypocrisy of morality! Let us say simply that human nature must be compelled to act as long as it is not free. Whether the compulsion of man's unfree nature is effected by physical force or through moral laws, whether man is unfree because he indulges his unmeasured sexual desire, or because he is bound tight in the bonds of conventional morality, is quite immaterial. Only let us not assert that such a man can rightly call his actions his own, seeing that he is driven to them by an external force. But in the midst of all this network of compulsion, there arise free spirits who in all the welter of customs, legal codes, religious observances, etc., learn to be true to themselves. They are free in so far as they obey only themselves; unfree in so far as they submit to control. Which of us can say that he is really free in all his actions? Yet in each of us there dwells something deeper in which the free man finds expression. Our life is made up of free and unfree actions. We cannot, however, form a final and adequate concept of human nature without coming upon the free spirit as its purest expression. After all, we are men in the fullest sense only in so far as we are free. This is an ideal, many will say. Doubtless; but it is an ideal which is a real element in us working up to the surface of our nature. It is no ideal born of mere imagination or dream, but one which has life, and which manifests itself clearly even in the least developed form of its existence. If men were nothing but natural objects, the search for ideals, that is, for ideas which as yet are not actual but the realization of which we demand, would be an impossibility. In dealing with external objects the idea is determined by the percept. We have done our share when we have recognized the connection between idea and percept. But with a human being the case is different. The content of his existence is not determined without him. His concept (free spirit) is not a priori united objectively with the perceptual content “man,” so that knowledge need only register the fact subsequently. Man must by his own act unite his concept with the percept “man.” Concept and percept coincide with one another in this instance, only in so far as the individual himself makes them coincide. This he can do only if he has found the concept of the free spirit, that is, if he has found the concept of his own Self. In the objective world a boundary-line is drawn by our organization between percept and concept. Knowledge breaks down this barrier. In our subjective nature this barrier is no less present. The individual overcomes it in the course of his development, by embodying his concept of himself in his outward existence. Hence man's moral life and his intellectual life lead him both alike to his twofold nature, perception (immediate experience) and thought. The intellectual life overcomes his twofold nature by means of knowledge, the moral life succeeds through the actual realization of the free spirit. Every being has its inborn concept (the laws of its being and action), but in external objects this concept is indissolubly bound up with the percept, and separated from it only in the organization of human minds. In human beings concept and percept are, at first, actually separated, to be just as actually reunited by them. Some one might object that to our percept of a man there corresponds at every moment of his life a definite concept, just as with external objects. I can construct for myself the concept of an average man, and I may also have given to me a percept to fit this pattern. Suppose now I add to this the concept of a free spirit, then I have two concepts for the same object. Such an objection is one-sided. As object of perception I am subject to perpetual change. As a child I was one thing, another as a youth, yet another as a man. Moreover, at every moment I am different, as percept, from what I was the moment before. These changes may take place in such a way that either it is always only the same (average) man who exhibits himself in them, or that they represent the expression of a free spirit. Such are the changes which my actions, as objects of perception, undergo. In the perceptual object “man” there is given the possibility of transformation, just as in the plant-seed there lies the possibility of growth into a fully developed plant. The plant transforms itself in growth, because of the objective law of nature which is inherent in it. The human being remains in his undeveloped state, unless he takes hold of the material for transformation within him and develops himself through his own energy. Nature makes of man merely a natural being; Society makes of him a being who acts in obedience to law; only he himself can make a free man of himself. At a definite stage in his development Nature releases man from her fetters; Society carries his development a step further; he alone can give himself the final polish. The theory of free morality, then, does not assert that the free spirit is the only form in which man can exist. It looks upon the freedom of the spirit only as the last stage in man's evolution. This is not to deny that conduct in obedience to norms has its legitimate place as a stage in development. The point is that we cannot acknowledge it to be the absolute standpoint in morality. For the free spirit transcends norms, in the sense that he is insensible to them as commands, but regulates his conduct in accordance with his impulses (intuitions). When Kant apostrophizes duty: “Duty! Thou sublime and mighty name, that dost embrace nothing charming or insinuating, but requirest submission,” thou that “holdest forth a law ... before which all inclinations are dumb, even though they secretly counter-work it,” [Translation by Abbott, Kant's Theory of Ethics, p. 180; Critique of Pure Practical Reason, chap. iii.] then the free spirit replies: “Freedom! thou kindly and humane name, which dost embrace within thyself all that is morally most charming, all that insinuates itself most into my humanity, and which makest me the servant of nobody, which holdest forth no law, but waitest what my inclination itself will proclaim as law, because it resists every law that is forced upon it.” This is the contrast of morality according to law and according to freedom. The Philistine who looks upon the state as embodied morality is sure to look upon the free spirit as a danger to the state. But that is only because his view is narrowly focused on a limited period of time. If he were able to look beyond, he would soon find that it is but on rare occasions that the free spirit needs to go beyond the laws of his state, and that it never needs to confront them with any real contradiction. For the laws of the state, one and all, have had their origin in the intuitions of free spirits, just like all other objective laws of morality. There is no traditional law enforced by the authority of a family, which was not, once upon a time, intuitively conceived and laid down by an ancestor. Similarly the conventional laws of morality are first of all established by particular men, and the laws of the state are always born in the brain of a statesman. These free spirits have set up laws over the rest of mankind, and only he is unfree who forgets this origin and makes them either divine commands, or objective moral duties, or the authoritative voice of his own conscience. He, on the other hand, who does not forget the origin of laws, but looks for it in man, will respect them as belonging to the same world of ideas which is the source also of his own moral intuitions. If he thinks his intuitions better than the existing laws, he will try to put them into the place of the latter. If he thinks the laws justified, he will act in accordance with them as if they were his own intuitions. Man does not exist in order to found a moral order of the world. Anyone who maintains that he does, stands in his theory of man still at that same point, at which natural science stood when it believed that a bull has horns in order that it may butt. Scientists, happily, have cast the concept of objective purposes in nature into the limbo of dead theories. For Ethics, it is more difficult to achieve the same emancipation. But just as horns do not exist for the sake of butting, but butting because of horns, so man does not exist for the sake of morality, but morality exists through man. The free man acts because he has a moral idea, he does not act in order to be moral. Human individuals are the presupposition of a moral world order. The human individual is the fountain of all morality and the centre of all life. State and society exist only because they have necessarily grown out of the life of individuals. That state and society, in turn, should react upon the lives of individuals, is no more difficult to comprehend, than that the butting which is the result of the existence of horns, reacts in turn upon the further development of the horns, which would become atrophied by prolonged disuse. Similarly the individual must degenerate, if he leads an isolated existence beyond the pale of human society. That is just the reason why the social order arises, viz., that it may react favourably upon the individual. |
4. The Philosophy of Freedom (1916): Monism and the Philosophy of Freedom
Translated by R. F. Alfred Hoernlé |
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Monism is not a denial of morality; it is the clear realization that a being acting under physical or moral compulsion cannot be truly moral. It regards the stages of automatic action (in accordance with natural impulses and instincts) and of obedient action (in accordance with moral norms) as a necessary propaedeutic for morality, but it understands that it is possible for the free spirit to transcend both these transitory stages. |
4. The Philosophy of Freedom (1916): Monism and the Philosophy of Freedom
Translated by R. F. Alfred Hoernlé |
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The naïve man who acknowledges nothing as real except what he can see with his eyes and grasp with his hands, demands for his moral life, too, grounds of action which are perceptible to his senses. He wants some one who will impart to him these grounds of action in a manner that his senses can apprehend. He is ready to allow these grounds of action to be dictated to him as commands by anyone whom he considers wiser or more powerful than himself, or whom he acknowledges, for whatever reason, to be a power superior to himself. This accounts for the moral principles enumerated above, viz., the principles which rest on the authority of family, state, society, church, and God. The most narrow-minded man still submits to the authority of some single fellow-man. He who is a little more progressive allows his moral conduct to be dictated by a majority (state, society). In every case he relies on some power which is present to his senses. When, at last, the conviction dawns on some one that his authorities are, at bottom, human beings just as weak as himself, then he seeks refuge with a higher power, with a Divine Being whom, in turn, he endows with qualities perceptible to the senses. He conceives this Being as communicating to him the ideal content of his moral life by way of his senses—believing, for example, that God appears in the flaming bush, or that He moves about among men in manifest human shape, and that their ears can hear His voice telling them what they are to do and what not to do. The highest stage of development which Naïve Realism attains in the sphere of morality is that at which the moral law (the moral idea) is conceived as having no connection with any external being, but, hypothetically, as being an absolute power in one's own consciousness. What man first listened to as the voice of God, to that he now listens as an independent power in his own mind which he calls conscience. This conception, however, takes us already beyond the level of the naïve consciousness into the sphere where moral laws are treated as independent norms. They are there no longer made dependent on a human mind, but are turned into self-existent metaphysical entities. They are analogous to the visible-invisible forces of Metaphysical Realism. Hence also they appear always as a corollary of Metaphysical Realism. Metaphysical Realism, as we have seen, refers the world of percepts which is given to us, and the world of concepts which we think, to an external thing-in-itself. In this, its duplicate world, it must look also for the origin of morality. There are different possible views of its origin. If the thing-in-itself is unthinking and acts according to purely mechanical laws, as modern Materialism conceives that it does, then it must also produce out of itself, by purely mechanical necessity, the human individual and all that belongs to him. On that view the consciousness of freedom can be nothing more than an illusion. For whilst I consider myself the author of my action, it is the matter of which I am composed and the movements which are going on in it that determine me. I imagine myself free, but actually all my actions are nothing but the effects of the metabolism which is the basis of my physical and mental organization. It is only because we do not know the motives which compel us that we have the feeling of freedom. “We must emphasize that the feeling of freedom depends on the absence of external compelling motives.” “Our actions are as much subject to necessity as our thoughts” (Ziehen, Leitfaden den Physiologischen Psychologie, pp. 207, ff.). Another possibility is that some one will find in a spiritual being the Absolute lying behind all phenomena. If so, he will look for the spring of action in some kind of spiritual power. He will regard the moral principles which his reason contains as the manifestation of this spiritual being, which pursues in men its own special purposes. Moral laws appear to the Dualist, who holds this view, as dictated by the Absolute, and man's only task is discovering, by means of his reason, the decisions of the Absolute and carrying them out. For the Dualist the moral order of the world is the visible symbol of the higher order that lies behind it. Our human morality is a revelation of the divine world-order. It is not man who matters in this moral order but reality in itself, that is, God. Man ought to do what God wills. Edouard van Hartmann, who identifies reality, as such, with God, and who treats God's existence as a life of suffering, believes that the Divine Being has created the world in order to gain, by means of the world, release from his infinite suffering. Hence this philosopher regards the moral evolution of humanity as a process, the function of which is the redemption of God. “Only through the building up of a moral world-order on the part of rational, self-conscious individuals is it possible for the world-process to approximate to its goal.” “Real existence is the incarnation of God. The world-process is the passion of God who has become flesh, and at the same time the way of redemption for Him who was crucified in the flesh; and morality is our co-operation in the shortening of this process of suffering and redemption” (Hartmann, Phanomenologie des sittlichen Bewusstseins, § 871). On this view, man does not act because he wills, but he must act because it is God's will to be redeemed. Whereas the Materialistic Dualist turns man into an automaton, the action of which is nothing but the effect of causality according to purely mechanical laws, the Spiritualistic Dualist (i.e., he who treats the Absolute, the thing-in-itself, as spiritual) makes man the slave of the will of the Absolute. Neither Materialism nor Spiritualism nor generally any form of Metaphysical Realism has any room for freedom. Naïve and Metaphysical Realism, if they are to be consistent, have to deny freedom for one and the same reason, viz., because for them man does nothing but carry out, or execute, principles necessarily imposed upon him. Naïve Realism destroys freedom by subjecting man to authority, whether it be that of a perceptible being, or that of a being conceived on the analogy of perceptible beings, or, lastly, that of the abstract voice of conscience. The Metaphysician is unable to acknowledge freedom because, for him, man is determined, mechanically or morally, by a “thing-in-itself.” Monism will have to admit the partial justification of Naïve Realism, with which it agrees in admitting the part played by the world of percepts. He who is incapable of, producing moral ideas through intuition must receive them from others. In so far as a man receives his moral principles from without he is actually unfree. But Monism ascribes to the idea the same importance as to the percept. The idea can manifest itself only in human individuals. In so far as man obeys the impulses coming from this side he is free. But Monism denies all justification to Metaphysics, and consequently also to the impulses of action which are derived from so-called “things-in-themselves.” According to the Monistic view, man's action is unfree when he obeys some perceptible external compulsion, it is free when he obeys none but himself. There is no room in Monism for any kind of unconscious compulsion hidden behind percept and concept. If anybody maintains of the action of a fellow-man that it has not been freely done, he is bound to produce within the visible world the thing or the person or the institution which has caused the agent to act. And if he supports his contention by an appeal to causes of action lying outside the real world of our percepts and thoughts, then Monism must decline to take account of such an assertion. According to the Monistic theory, then, man's action is partly free, partly unfree. He is conscious of himself as unfree in the world of percepts, and he realizes in himself the spirit which is free. The moral laws which the Metaphysician is bound to regard as issuing from a higher power have, according to the upholder of Monism, been conceived by men themselves. To him the moral order is neither a mere image of a purely mechanical order of nature nor of the divine government of the world, but through and through the free creation of men. It is not man's business to realize God's will in the world, but his own. He carries out his own decisions and intentions, not those of another being. Monism does not find behind human agents a ruler of the world, determining them to act according to his will. Men pursue only their own human ends. Moreover, each individual pursues his own private ends. For the world of ideas realizes itself, not in a community, but only in individual men. What appears as the common goal of a community is nothing but the result of the separate volitions of its individual members, and most commonly of a few outstanding men whom the rest follow as their leaders. Each one of us has it in him to be a free spirit, just as every rosebud is potentially a rose. Monism, then, is in the sphere of genuinely moral action the true philosophy of freedom. Being also a philosophy of reality, it rejects the metaphysical (unreal) restriction of the free spirit as emphatically as it acknowledges the physical and historical (naïvely real) restrictions of the naïve man. Inasmuch as it does not look upon man as a finished product, exhibiting in every moment of his life his full nature, it considers idle the dispute whether man, as such, is free or not. It looks upon man as a developing being, and asks whether, in the course of this development, he can reach the stage of the free spirit. Monism knows that Nature does not send forth man ready-made as a free spirit, but that she leads him up to a certain stage, from which he continues to develop still as an unfree being, until he reaches the point where he finds his own self. Monism is not a denial of morality; it is the clear realization that a being acting under physical or moral compulsion cannot be truly moral. It regards the stages of automatic action (in accordance with natural impulses and instincts) and of obedient action (in accordance with moral norms) as a necessary propaedeutic for morality, but it understands that it is possible for the free spirit to transcend both these transitory stages. Monism emancipates man in general from all the self-imposed fetters of the maxims of naïve morality, and from all the externally imposed maxims of speculative Metaphysicians. The former Monism can as little eliminate from the world as it can eliminate percepts. The latter it rejects, because it looks for all principles of explanation of the phenomena of the world within that world and not outside it. Just as Monism refuses even to entertain the thought of cognitive principles other than those applicable to men (p. 81), so it rejects also the concept of moral maxims other than those originated by men. Human morality, like human knowledge, is conditioned by human nature, and just as beings of a higher order would probably mean by knowledge something very different from what we mean by it, so we may assume that other beings would have a very different morality. Possibly, even, the standpoint of morality would not apply to their actions at all. In short, to talk about such matters is from the point of view of Monism absurd. For Monists, morality is a specifically human quality, and freedom the human way of being moral. |
4. The Philosophy of Freedom (1916): Moral Imagination (Darwinism and Morality
Translated by R. F. Alfred Hoernlé |
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In order to be able to transform a definite object of perception, or a sum of such objects, in accordance with a moral idea, it is necessary to understand the object's law (its mode of action which one intends to transform, or to which one wants to give a new direction). |
From this it follows for Ethics that, whilst we can understand the connection of later moral concepts with earlier ones, it is not possible to deduce a single new moral idea from earlier ones. |
3 Ethical Individualism, then, has nothing to fear from a Natural Science which understands itself. Observation yields freedom as the characteristic quality of the perfect form of human action. |
4. The Philosophy of Freedom (1916): Moral Imagination (Darwinism and Morality
Translated by R. F. Alfred Hoernlé |
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A free spirit acts according to his impulses, i.e., intuitions, which his thought has selected out of the whole world of his ideas. For an unfree spirit, the reason why he singles out a particular intuition from his world of ideas, in order to make it the basis of an action, lies in the perceptual world which is given to him, i.e., in his past experiences. He recalls, before making a decision, what some one else has done, or recommended as proper, in an analogous case, or what God has commanded to be done in such a case, etc., and he acts on these recollections. A free spirit dispenses with these preliminaries. His decision is absolutely original. He cares as little what others have done in such a case as what commands they have laid down. He has purely ideal (logical) reasons which determine him to select a particular concept out of the sum of his concepts, and to realize it in action. But his action will belong to perceptible reality. Consequently, what he achieves will coincide with a definite content of perception. His concept will have to be realized in a concrete particular event. As a concept it will not contain this event as particular. It will refer to the event only in its generic character, just as, in general, a concept is related to a percept, e.g., the concept lion to a particular lion. The link between concept and percept is the idea (cp. pp. 68 ff.). To the unfree spirit this intermediate link is given from the outset. Motives exist in his consciousness from the first in the form of ideas. Whenever he intends to do anything he acts as he has seen others act, or he obeys the instructions he receives in each separate case. Hence authority is most effective in the form of examples, i.e., in the form of traditional patterns of particular actions handed down for the guidance of the unfree spirit. A Christian models his conduct less on the teaching than on the pattern of the Saviour. Rules have less value for telling men positively what to do than for telling them what to leave undone. Laws take on the form of universal concepts only when they forbid actions, not when they prescribe actions. Laws concerning what we ought to do must be given to the unfree spirit in wholly concrete form. Clean the street in front of your door! Pay your taxes to such and such an amount to the tax-collector! etc. Conceptual form belongs to laws which inhibit actions. Thou shalt not steal! Thou shalt not commit adultery! But these laws, too, influence the unfree spirit only by means of a concrete idea, e.g., the idea of the punishments attached by human authority, or of the pangs of conscience, or of eternal damnation, etc. Even when the motive to an action exists in universal conceptual form (e.g., Thou shalt do good to thy fellow-men! Thou shalt live so that thou promotest best thy welfare!), there still remains to be found, in the particular case, the concrete idea of the action (the relation of the concept to a content of perception). For a free spirit who is not guided by any model nor by fear of punishment, etc., this translation of the concept into an idea is always necessary. Concrete ideas are formed by us on the basis of our concepts by means of the imagination. Hence what the free spirit needs in order to realize his concepts, in order to assert himself in the world, is moral imagination. This is the source of the free spirit's action. Only those men, therefore, who are endowed with moral imagination are, properly speaking, morally productive. Those who merely preach morality, i.e., those who merely excogitate moral rules without being able to condense them into concrete ideas, are morally unproductive. They are like those critics who can explain very competently how a work of art ought to be made, but who are themselves incapable of the smallest artistic productions. Moral imagination, in order to realize its ideas, must enter into a determinate sphere of percepts. Human action does not create percepts, but transforms already existing percepts and gives them a new character. In order to be able to transform a definite object of perception, or a sum of such objects, in accordance with a moral idea, it is necessary to understand the object's law (its mode of action which one intends to transform, or to which one wants to give a new direction). Further, it is necessary to discover the procedure by which it is possible to change the given law into the new one. This part of effective moral activity depends on knowledge of the particular world of phenomena with which one has got to deal. We shall, therefore, find it in some branch of scientific knowledge. Moral action, then, presupposes, in addition to the faculty of moral concepts1 and of moral imagination, the ability to alter the world of percepts without violating the natural laws by which they are connected. This ability is moral technique. It may be learnt in the same sense in which science in general may be learnt. For, in general, men are better able to find concepts for the world as it is, than productively to originate out of their imaginations future, and as yet non-existing, actions. Hence, it is very well possible for men without moral imagination to receive moral ideas from others, and to embody these skilfully in the actual world. Vice versa, it may happen that men with moral imagination lack technical skill, and are dependent on the service of other men for the realization of their ideas. In so far as we require for moral action knowledge of the objects upon which we are about to act, our action depends upon such knowledge. What we need to know here are the laws of nature. These belong to the Natural Sciences, not to Ethics. Moral imagination and the faculty of moral concepts can become objects of theory only after they have first been employed by the individual. But, thus regarded, they no longer regulate life, but have already regulated it. They must now be treated as efficient causes, like all other causes (they are purposes only for the subject). The study of them is, as it were, the Natural Science of moral ideas. Ethics as a Normative Science, over and above this science, is impossible. Some would maintain the normative character of moral laws at least in the sense that Ethics is to be taken as a kind of dietetic which, from the conditions of the organism's life, deduces general rules, on the basis of which it hopes to give detailed directions to the body (Paulsen, System der Ethik). This comparison is mistaken, because our moral life cannot be compared with the life of the organism. The behaviour of the organism occurs without any volition on our part. Its laws are fixed data in our world; hence we can discover them and apply them when discovered. Moral laws, on the other hand, do not exist until we create them. We cannot apply them until we have created them. The error is due to the fact that moral laws are not at every moment new creations, but are handed down by tradition. Those which we take over from our ancestors appear to be given like the natural laws of the organism. But it does not follow that a later generation has the right to apply them in the same way as dietetic rules. For they apply to individuals, and not, like natural laws, to specimens of a genus. Considered as an organism, I am such a generic specimen, and I shall live in accordance with nature if I apply the laws of my genus to my particular case. As a moral agent I am an individual and have my own private laws.2 The view here upheld appears to contradict that fundamental doctrine of modern Natural Science which is known as the Theory of Evolution. But it only appears to do so. By evolution we mean the real development of the later out of the earlier in accordance with natural law. In the organic world, evolution means that the later (more perfect) organic forms are real descendants of the earlier imperfect forms, and have grown out of them in accordance with natural laws. The upholders of the theory of organic evolution believe that there was once a time on our earth, when we could have observed with our own eyes the gradual evolution of reptiles out of Proto-Amniotes, supposing that we could have been present as men, and had been endowed with a sufficiently long span of life. Similarly, Evolutionists suppose that man could have watched the development of the solar system out of the primordial nebula of the Kant-Laplace hypothesis, if he could have occupied a suitable spot in the world-ether during that infinitely long period. But no Evolutionist will dream of maintaining that he could from his concept of the primordial Amnion deduce that of the reptile with all its qualities, even if he had never seen a reptile. Just as little would it be possible to derive the solar system from the concept of the Kant-Laplace nebula, if this concept of an original nebula had been formed only from the percept of the nebula. In other words, if the Evolutionist is to think consistently, he is bound to maintain that out of earlier phases of evolution later ones really develop; that once the concept of the imperfect and that of the perfect have been given, we can understand the connection. But in no case will he admit that the concept formed from the earlier phases is, in itself, sufficient for deducing from it the later phases. From this it follows for Ethics that, whilst we can understand the connection of later moral concepts with earlier ones, it is not possible to deduce a single new moral idea from earlier ones. The individual, as a moral being, produces his own content. This content, thus produced, is for Ethics a datum, as much as reptiles are a datum for Natural Science. Reptiles have evolved out of the Proto-Amniotes, but the scientist cannot manufacture the concept of reptiles out of the concept of the Proto-Amniotes. Later moral ideas evolve out of the earlier ones, but Ethics cannot manufacture out of the moral principles of an earlier age those of a later one. The confusion is due to the fact that, as scientists, we start with the facts before us, and then make a theory about them, whereas in moral action we first produce the facts ourselves, and then theorize about them. In the evolution of the moral world-order we accomplish what, at a lower level, Nature accomplishes: we alter some part of the perceptual world. Hence the ethical norm cannot straightway be made an object of knowledge, like a law of nature, for it must first be created. Only when that has been done can the norm become an object of knowledge. But is it not possible to make the old a measure for the new? Is not every man compelled to measure the deliverances of his moral imagination by the standard of traditional moral principles? If he would be truly productive in morality, such measuring is as much an absurdity as it would be an absurdity if one were to measure a new species in nature by an old one and say that reptiles, because they do not agree with the Proto-Amniotes, are an illegitimate (degenerate) species. Ethical Individualism, then, so far from being in opposition to the theory of evolution, is a direct consequence of it. Haeckel's genealogical tree from protozoa up to man as an organic being, ought to be capable of being worked out without a breach of natural law, and without a gap in its uniform evolution, up to the individual as a being with a determinate moral nature. But, whilst it is quite true that the moral ideas of the individual have perceptibly grown out of those of his ancestors, it is also true that the individual is morally barren, unless he has moral ideas of his own. The same Ethical Individualism which I have developed on the basis of the preceding principles, might be equally well developed on the basis of the theory of evolution. The final result would be the same; only the path by which it was reached would be different. That absolutely new moral ideas should be developed by the moral imagination is for the theory of evolution no more inexplicable than the development of one animal species out of another, provided only that this theory, as a Monistic world-view, rejects, in morality as in science, every transcendent (metaphysical) influence. In doing so, it follows the same principle by which it is guided in seeking the causes of new organic forms in forms already existing, but not in the interference of an extra-mundane God, who produces every new species in accordance with a new creative idea through supernatural interference. Just as Monism has no use for supernatural creative ideas in explaining living organisms, so it is equally impossible for it to derive the moral world-order from causes which do not lie within the world. It cannot admit any continuous supernatural influence upon moral life (divine government of the world from the outside), nor an influence through a particular act of revelation at a particular moment in history (giving of the ten commandments), or through God's appearance on the earth (divinity of Christ). Moral processes are, for Monism, natural products like everything else that exists, and their causes must be looked for in nature, i.e., in man, because man is the bearer of morality. Ethical Individualism, then, is the crown of the edifice that Darwin and Haeckel have erected for Natural Science. It is the theory of evolution applied to the moral life. Anyone who restricts the concept of the natural from the outset to an artificially limited and narrowed sphere, is easily tempted not to allow any room within it for free individual action. The consistent Evolutionist does not easily fall a prey to such a narrow-minded view. He cannot let the process of evolution terminate with the ape, and acknowledge for man a supernatural origin. Again, he cannot stop short at the organic reactions of man and regard only these as natural. He has to treat also the life of moral self-determination as the continuation of organic life. The Evolutionist, then, in accordance with his fundamental principles, can maintain only that moral action evolves out of the less perfect forms of natural processes. He must leave the characterization of action, i.e., its determination as free action, to the immediate observation of each agent. All that he maintains is only that men have developed out of monkeys. What the nature of men actually is must be determined by observation of men themselves. The results of this observation cannot possibly contradict the history of evolution. Only the assertion that the results are such as to exclude their being due to a natural world-order would contradict recent developments in the Natural Sciences.3 Ethical Individualism, then, has nothing to fear from a Natural Science which understands itself. Observation yields freedom as the characteristic quality of the perfect form of human action. The establishment of a conceptual connection between this fact of observation and other kinds of processes results in the theory of the natural origin of free actions. What, then, from the standpoint of nature are we to say of the distinction, already mentioned above (p. 13), between the two statements, “To be free means to be able to do what you will,” and “To be able, as you please, to strive or not to strive is the real meaning of the dogma of free will”? Hamerling bases his theory of free will precisely on this distinction, by declaring the first statement to be correct but the second to be an absurd tautology. He says, “I can do what I will, but to say I can will what I will is an empty tautology.” Whether I am able to do, i.e., to make real, what I will, i.e., what I have set before myself as my idea of action, that depends on external circumstances and on my technical skill (cp. p. 118). To be free means to be able to determine by moral imagination out of oneself, those ideas (motives) which lie at the basis of action. Freedom is impossible if anything other than I myself (whether a mechanical process or God) determines my moral ideas. In other words, I am free only when I myself produce these ideas, but not when I am merely able to realize the ideas which another being has implanted in me. A free being is one who can will what he regards as right. Whoever does anything other than what he wills must be impelled to it by motives which do not lie in himself. Such a man is unfree in his action. Accordingly, to be able to will, as you please, what you consider right or wrong means to be free or unfree as you please. This is, of course, just as absurd as to identify freedom with the faculty of doing what one is compelled to will. But this is just what Hamerling maintains when he says, “It is perfectly true that the will is always determined by motives, but it is absurd to say that on this ground it is unfree; for a greater freedom can neither be desired nor conceived than the freedom to realize oneself in proportion to one's own power and strength of will.” On the contrary, it is well possible to desire a greater freedom and that a true freedom, viz., the freedom to determine for oneself the motives of one's volitions. Under certain conditions a man may be induced to abandon the execution of his will; but to allow others to prescribe to him what he shall do—in other words, to will what another and not what he himself regards as right—to this a man will submit only when he does not feel free. External powers may prevent me from doing what I will, but that is only to condemn me to do nothing. Not until they enslave my spirit, drive my motives out of my head, and put their own motives in the place of mine, do they really aim at making me unfree. That is the reason why the church attacks not only the mere doing, but especially the impure thoughts, i.e., motives of my action. And for the church all those motives are impure which she has not herself authorized. A church does not produce genuine slaves until her priests turn themselves into advisers of consciences, i.e., until the faithful depend upon the church, i.e., upon the confessional, for the motives of their actions.
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4. The Philosophy of Freedom (1916): The Value of Life (Optimism and Pessimism)
Translated by R. F. Alfred Hoernlé |
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The striving for knowledge arises when a man is not content with the world which he sees, hears, etc., so long as he has not understood it. The fulfilment of the striving causes pleasure in the individual who strives, failure causes pain. |
On the debit side we shall have to enter the displeasure of boredom, the displeasure of unfulfilled striving, and, lastly, the displeasure which comes to us without any striving on our part. Under this last heading we shall have to put also the displeasure caused by work that has been forced upon us, not chosen by ourselves. |
4. The Philosophy of Freedom (1916): The Value of Life (Optimism and Pessimism)
Translated by R. F. Alfred Hoernlé |
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A counterpart of the question concerning the purpose and function of life (cp. p. 111) is the question concerning its value. We meet here with two mutually opposed views, and between them with all conceivable attempts at compromise. One view says that this world is the best conceivable which could exist at all, and that to live and act in it is a good of inestimable value. Everything that exists displays harmonious and purposive co-operation and is worthy of admiration. Even what is apparently bad and evil may, from a higher point of view, be seen to be a good, for it represents an agreeable contrast with the good. We are the more able to appreciate the good when it is clearly contrasted with evil. Moreover, evil is not genuinely real; it is only that we perceive as evil a lesser degree of good. Evil is the absence of good, it has no positive import of its own. The other view maintains that life is full of misery and agony. Everywhere pain outweighs pleasure, sorrow outweighs joy. Existence is a burden, and non-existence would, from every point of view, be preferable to existence. The chief representatives of the former view, i.e., Optimism, are Shaftesbury and Leibnitz; the chief representatives of the second, i.e., Pessimism, are Schopenhauer and Edouard von Hartmann. Leibnitz says the world is the best of all possible worlds. A better one is impossible. For God is good and wise. A good God wills to create the best possible world, a wise God knows which is the best possible. He is able to distinguish the best from all other and worse possibilities. Only an evil or an unwise God would be able to create a world worse than the best possible. Whoever starts from this point of view will find it easy to lay down the direction which human action must follow, in order to make its contribution to the greatest good of the universe. All that man need do will be to find out the counsels of God and to act in accordance with them. If he knows what God's purposes are concerning the world and the human race he will be able, for his part, to do what is right. And he will be happy in the feeling that he is adding his share to all the other good in the world. From this optimistic standpoint, then, life is worth living. It is such as to stimulate us to cooperate with, and enter into, it. Quite different is the picture Schopenhauer paints. He thinks of ultimate reality not as an all-wise and all-beneficent being, but as blind striving or will. Eternal striving, ceaseless craving for satisfaction which yet is ever beyond reach, these are the fundamental characteristics of all will. For as soon as we have attained what we want a fresh need springs up, and so on. Satisfaction, when it occurs, endures always only for an infinitesimal time. The whole rest of our lives is unsatisfied craving, i.e., discontent and suffering. When at last blind craving is dulled, every definite content is gone from our lives. Existence is filled with nothing but an endless ennui. Hence the best we can do is to throttle all desires and needs within us and exterminate the will. Schopenhauer's Pessimism leads to complete inactivity; its moral aim is universal idleness. By a very different argument Von Hartmann attempts to establish Pessimism and to make use of it for Ethics. He attempts, in keeping with the fashion of our age, to base his world-view on experience. By observation of life he hopes to discover whether there is more pain or more pleasure in the world. He passes in review before the tribunal of reason whatever men consider to be happiness and a good, in order to show that all apparent satisfaction turns out, on closer inspection, to be nothing but illusion. It is illusion when we believe that in health, youth, freedom, sufficient income, love (sexual satisfaction), pity, friendship and family life, honour, reputation, glory, power, religious edification, pursuit of science and of art, hope of a life after death, participation in the advancement of civilization, that in all these we have sources of happiness and satisfaction. Soberly considered, every enjoyment brings much more evil and misery than pleasure into the world. The disagreeableness of “the morning after” is always greater than the agreeableness of intoxication. Pain far outweighs pleasure in the world. No man, even though relatively the happiest, would, if asked, wish to live through this miserable life a second time. Now since Hartmann does not deny the presence of an ideal factor (wisdom) in the world, but, on the contrary, grants to it equal rights with blind striving (will), he can attribute the creation of the world to his Absolute Being only on condition that He makes the pain in the world subserve a world-purpose that is wise. But the pain of created beings is nothing but God's pain itself, for the life of Nature as a whole is identical with the life of God. An All-wise Being can aim only at release from pain, and since all existence is pain, at release from existence. Hence the purpose of the creation of the world is to transform existence into the non-existence which is so much better. The world-process is nothing but a continuous battle against God's pain, a battle which ends with the annihilation of all existence. The moral life for men, therefore, will consist in taking part in the annihilation of existence. The reason why God has created the world is that through the world he may free himself from his infinite pain. The world must be regarded, “as it were, as an itching eruption on the Absolute,” by means of which the unconscious healing power of the Absolute rids itself of an inward disease; or it may be regarded “as a painful drawing-plaster which the All-one applies to itself in order first to divert the inner pain outwards, and then to get rid of it altogether.” Human beings are members of the world. In their sufferings God suffers. He has created them in order to split up in them his infinite pain. The pain which each one of us suffers is but a drop in the infinite ocean of God's pain (Hartmann, Phanomenologie des Sittlichen Bewusstseins, pp. 866 ff.). It is man's duty to permeate his whole being with the recognition that the pursuit of individual satisfaction (Egoism) is a folly, and that he ought to be guided solely by the task of assisting in the redemption of God by unselfish service of the world-process. Thus, in contrast with the Pessimism of Schopenhauer, that of Von Hartmann leads us to devoted activity in a sublime cause. But what of the claim that this view is based on experience? To strive after satisfaction means that our activity reaches out beyond the actual content of our lives. A creature is hungry, i.e., it desires satiety, when its organic functions demand for their continuation the supply of fresh life-materials in the form of nourishment. The pursuit of honour consists in that a man does not regard what he personally does or leaves undone as valuable unless it is endorsed by the approval of others from without. The striving for knowledge arises when a man is not content with the world which he sees, hears, etc., so long as he has not understood it. The fulfilment of the striving causes pleasure in the individual who strives, failure causes pain. It is important here to observe that pleasure and pain are attached only to the fulfilment or non-fulfilment of my striving. The striving itself is by no means to be regarded as a pain. Hence, if we find that, in the very moment in which a striving is fulfilled, at once a new striving arises, this is no ground for saying that pleasure has given birth to pain, because enjoyment in every case gives rise to a desire for its repetition, or for a fresh pleasure. I can speak of pain only when desire runs up against the impossibility of fulfilment. Even when an enjoyment that I have had causes in me the desire for the experience of a greater, more subtle, and more exotic pleasure, I have no right to speak of this desire as a pain caused by the previous pleasure until the means fail me to gain the greater and more subtle pleasure. I have no right to regard pleasure as the cause of pain unless pain follows on pleasure as its consequence by natural law, e.g., when a woman's sexual pleasure is followed by the suffering of child-birth and the cares of nursing. If striving caused pain, then the removal of striving ought to be accompanied by pleasure. But the very reverse is true. To have no striving in one's life causes boredom, and boredom is always accompanied by displeasure. Now, since it may be a long time before a striving meets with fulfilment, and since, in the interval, it is content with the hope of fulfilment, we must acknowledge that there is no connection in principle between pain and striving, but that pain depends solely on the non-fulfilment of the striving. Schopenhauer, then, is wrong in any case in regarding desire or striving (will) as being in principle the source of pain. In truth the very reverse of this is correct. Striving (desire) is in itself pleasurable. Who does not know the pleasure which is caused by the hope of a remote but intensely desired enjoyment? This pleasure is the companion of all labour, the results of which will be enjoyed by us only in the future. It is a pleasure which is wholly independent of the attainment of the end. For when the aim has been attained, the pleasure of satisfaction is added as a fresh thrill to the pleasure of striving. If anyone were to argue that the pain caused by the non-attainment of an aim is increased by the pain of disappointed hope, and that thus, in the end, the pain of non-fulfilment will still always outweigh the utmost possible pleasure of fulfilment, we shall have to reply that the reverse may be the case, and that the recollection of past pleasure at a time of unsatisfied desire will as often mitigate the displeasure of non-satisfaction. Whoever at the moment when his hopes suffer shipwreck exclaims, “I have done my part,” proves thereby my assertion. The blessed feeling of having willed the best within one's powers is ignored by all who make every unsatisfied desire an occasion for asserting that, not only has the pleasure of fulfilment been lost, but that the enjoyment of the striving itself has been destroyed. The satisfaction of a desire causes pleasure and its non-satisfaction causes pain. But we have no right to infer from this fact that pleasure is nothing but the satisfaction of a desire, and pain nothing but its non-satisfaction. Both pleasure and pain may be experienced without being the consequence of desire. All illness is pain not preceded by any desire. If anyone were to maintain that illness is unsatisfied desire for health he would commit the error of regarding the inevitable and unconscious wish not to fall ill as a positive desire. When some one receives a legacy from a rich relative of whose existence he had not the faintest idea, he experiences a pleasure without having felt any preceding desire. Hence, if we set out to inquire whether the balance is on the side of pleasure or of pain, we must allow in our calculation for the pleasure of striving, the pleasure of the satisfaction of striving, and the pleasure which comes to us without any striving whatever. On the debit side we shall have to enter the displeasure of boredom, the displeasure of unfulfilled striving, and, lastly, the displeasure which comes to us without any striving on our part. Under this last heading we shall have to put also the displeasure caused by work that has been forced upon us, not chosen by ourselves.
It is because Von Hartmann holds this view that he thinks it necessary, in order to arrive at a correct valuation of life, to clear out of the way those factors which falsify our judgment about the balance of pleasure and of pain. He tries to do this in two ways: first, by showing that our desire (instinct, will) operates as a disturbing factor in the sober estimation of feeling-values; e.g., whereas we ought to judge that sexual enjoyment is a source of evil, we are beguiled by the fact that the sexual instinct is very strong in us, into pretending to experience a pleasure which does not occur in the alleged intensity at all. We are bent on indulging ourselves, hence we do not acknowledge to ourselves that the indulgence makes us suffer. Secondly, Von Hartmann subjects feelings to a criticism designed to show, that the objects to which our feelings attach themselves reveal themselves as illusions when examined by reason, and that our feelings are destroyed from the moment that our constantly growing insight sees through the illusions. Von Hartmann, then, conceives the matter as follows. Suppose an ambitious man wants to determine clearly whether, up to the moment of his inquiry, there has been a surplus of pleasure or of pain in his life. He has to eliminate two sources of error that may affect his judgment. Being ambitious, this fundamental feature of his character will make him see all the pleasures of the public recognition of his achievements larger than they are, and all the insults suffered through rebuffs smaller than they are. At the time when he suffered the rebuffs he felt the insults just because he is ambitious, but in recollection they appear to him in a milder light, whereas the pleasures of recognition to which he is so much more susceptible leave a far deeper impression. Undeniably, it is a real benefit to an ambitious man that it should be so, for the deception diminishes his pain in the moment of self-analysis. But, none the less, it falsifies his judgments. The sufferings which he now reviews as through a veil were actually experienced by him in all their intensity. Hence he enters them at a wrong valuation on the debit side of his account. In order to arrive at a correct estimate an ambitious man would have to lay aside his ambition for the time of his inquiry. He would have to review his past life without any distorting glasses before his mind's eye, else he will resemble a merchant who, in making up his books, enters among the items on the credit side his own zeal in business. But Von Hartmann goes even further. He says the ambitious man must make clear to himself that the public recognition which he craves is not worth having. By himself, or with the guidance of others, he must attain the insight that rational beings cannot attach any value to recognition by others, seeing that “in all matters which are not vital questions of development, or which have not been definitely settled by science,” it is always as certain as anything can be “that the majority is wrong and the minority right.” “Whoever makes ambition the lode-star of his life puts the happiness of his life at the mercy of so fallible a judgment” (Philosophie des Unbewussten, vol. ii, p. 332). If the ambitious man acknowledges all this to himself, he is bound to regard all the achievements of his ambition as illusions, including even the feelings which attach themselves to the satisfaction of his ambitious desires. This is the reason why Von Hartmann says that we must also strike out of the balance-sheet of our life-values whatever is seen to be illusory in our feelings of pleasure. What remains after that represents the sum-total of pleasure in life, and this sum is so small compared with the sum-total of pain that life is no enjoyment and non-existence preferable to existence. But whilst it is immediately evident that the interference of the instinct of ambition produces self-deception in striking the balance of pleasures and thus leads to a false result, we must none the less challenge what Von Hartmann says concerning the illusory character of the objects to which pleasure is attached. For the elimination, from the credit-side of life, of all pleasurable feelings which accompany actual or supposed illusions would positively falsify the balance of pleasure and of pain. An ambitious man has genuinely enjoyed the acclamations of the multitude, irrespective of whether subsequently he himself, or some other person, recognizes that this acclamation is an illusion. The pleasure, once enjoyed, is not one whit diminished by such recognition. Consequently the elimination of all these “illusory” feelings from life's balance, so far from making our judgment about our feelings more correct, actually cancels out of life feelings which were genuinely there, And why are these feelings to be eliminated? Because they are connected with objects which turn out to have been illusions. But this means that the value of life is made dependent, not on the quantity of pleasure, but on the quality of pleasure, and this quality is made dependent on the value of the objects which cause the pleasure. But if I am to determine the value of life only by the quantity of pleasure or pain which it brings, I have no right to presuppose something else by which first to determine the positive or negative value of pleasure. If I say I want to compare quantity of pleasure and quantity of pain, in order to see which is greater, I am bound to bring into my account all pleasures and pains in their actual intensities, regardless of whether they are based on illusions or not. If I credit a pleasure which rests on an illusion with a lesser value for life than one which can justify itself before the tribunal of reason, I make the value of life dependent on factors other than mere quantity of pleasure. Whoever, like Edouard von Hartmann, puts down pleasure as less valuable when it is attached to a worthless object, is like a merchant who enters the considerable profits of a toy-factory at only one-quarter of their real value on the ground that the factory produces nothing but playthings for children. If the point is simply to weigh quantity of pleasure against quantity of pain, we ought to leave the illusory character of the objects of some pleasures entirely out of account. The method, then, which Van Hartmann recommends, viz., rational criticism of the quantities of pleasure and pain produced by life, has taught us so far how we are to get the data for our calculation, i.e., what we are to put down on the one side of our account and what on the other. But how are we to make the actual calculation? Is reason able also to strike the balance? A merchant makes a miscalculation when the gain calculated by him does not balance with the profits which he has demonstrably enjoyed from his business or is still expecting to enjoy. Similarly, the philosopher will undoubtedly have made a mistake in his estimate, if he cannot demonstrate in actual feeling the surplus of pleasure or, as the case may be, of pain which his manipulation of the account may have yielded. For the present I shall not criticize the calculations of those Pessimists who support their estimate of the value of the world by an appeal to reason. But if we are to decide whether to carry on the business of life or not, we shall demand first to be shown where the alleged balance of pain is to be found. Here we touch the point where reason is not in a position by itself to determine the surplus of pleasure or of pain, but where it must exhibit this surplus in life as something actually felt. For man reaches reality not through concepts by themselves, but through the interpenetration of concepts and percepts (and feelings are percepts) which thinking brings about (cp. p. 56). A merchant will give up his business only when the loss of goods, as calculated by his accountant, is actually confirmed by the facts. If the facts do not bear out the calculation, he asks his accountant to check the account once more. That is exactly what a man will do in the business of life. If a philosopher wants to prove to him that the pain is far greater than the pleasure, but that he does not feel it so, then he will reply: “You have made a mistake in your theorizings; repeat your analysis once more.” But if there comes a time in a business when the losses are really so great that the firm's credit no longer suffices to satisfy the creditors, bankruptcy results, even though the merchant may avoid keeping himself informed by careful accounts about the state of his affairs. Similarly, supposing the quantity of pain in a man's life became at any time so great that no hope (credit) of future pleasure could help him to get over the pain, the bankruptcy of life's business would inevitably follow. Now the number of those who commit suicide is relatively small compared with the number of those who live bravely on. Only very few men give up the business of life because of the pain involved. What follows? Either that it is untrue to say that the quantity of pain is greater than the quantity of pleasure, or that we do not make the continuation of life dependent on the quantity of felt pleasure or pain. In a very curious way, Edouard von Hartmann's Pessimism, having concluded that life is valueless because it contains a surplus of pain, yet affirms the necessity of going on with life. This necessity lies in the fact that the world-purpose mentioned above (p. 127) can be achieved only by the ceaseless, devoted labour of human beings. But so long as men still pursue their egoistical appetites they are unfit for this devoted labour. It is not until experience and reason have convinced them that the pleasures which Egoism pursues are incapable of attainment that they give themselves up to their proper task. In this way the pessimistic conviction is offered as the fountain of unselfishness. An education based on Pessimism is to exterminate Egoism by convincing it of the hopelessness of achieving its aims. According to this view, then, the striving for pleasure is fundamentally inherent in human nature. It is only through the insight into the impossibility of satisfaction that this striving abdicates in favour of the higher tasks of humanity. It is, however, impossible to say of this ethical theory, which expects from the establishment of Pessimism a devotion to unselfish ends in life, that it really overcomes Egoism in the proper sense of the word. The moral ideas are said not to be strong enough to dominate the will until man has learnt that the selfish striving after pleasure cannot lead to any satisfaction. Man, whose selfishness desires the grapes of pleasure, finds them sour because he cannot attain them, and so he turns his back on them and devotes himself to an unselfish life. Moral ideals, then, according to the opinion of Pessimists, are too weak to overcome Egoism, but they establish their kingdom on the territory which previous recognition of the hopelessness of Egoism has cleared for them. If men by nature strive after pleasure but are unable to attain it, it follows that annihilation of existence and salvation through non-existence are the only rational ends. And if we accept the view that the real bearer of the pain of the world is God, it follows that the task of men consists in helping to bring about the salvation of God. To commit suicide does not advance, but hinders, the realization of this aim. God must rationally be conceived as having created men for the sole purpose of bringing about his salvation through their action, else would creation be purposeless. Every one of us has to perform his own definite task in the general work of salvation. If he withdraws from the task by suicide, another has to do the work which was intended for him. Somebody else must bear in his stead the agony of existence. And since in every being it is, at bottom, God who is the ultimate bearer of all pain, it follows that to commit suicide does not in the least diminish the quantity of God's pain, but rather imposes upon God the additional difficulty of providing a substitute. This whole theory presupposes that pleasure is the standard of value for life. Now life manifests itself through a number of instincts (needs). If the value of life depended on its producing more pleasure than pain, an instinct would have to be called valueless which brought to its owner a balance of pain. Let us, if you please, inspect instinct and pleasure, in order to see whether the former can be measured by the latter. And lest we give rise to the suspicion that life does not begin for us below the sphere of the “aristocrats of the intellects” we shall begin our examination with a “purely animal” need, viz., hunger. Hunger arises when our organs are unable to continue functioning without a fresh supply of food. What a hungry man desires, in the first instance, is to have his hunger stilled. As soon as the supply of nourishment has reached the point where hunger ceases, everything has been attained that the food-instinct craves. The pleasure which is connected with satiety consists, to begin with, in the removal of the pain which is caused by hunger. But to the mere food-instinct there is added a further need. For man does not merely desire to restore, by the consumption of food, the disturbance in the functioning of his organs, or to get rid of the pain of hunger, but he seeks to effect this to the accompaniment of pleasurable sensations of taste. When he feels hungry, and is within half an hour of a meal to which he looks forward with pleasure, he avoids spoiling his enjoyment of the better food by taking inferior food which might satisfy his hunger sooner. He needs hunger in order to get the full enjoyment out of his meal. Thus hunger becomes for him at the same time a cause of pleasure. Supposing all the hunger in the world could be satisfied, we should get the total quantity of pleasure which we owe to the existence of the desire for nourishment. But we should still have to add the additional pleasure which gourmets gain by cultivating the sensibility of their taste-nerves beyond the common measure. The greatest conceivable value of this quantity of pleasure would be reached, if no need remained unsatisfied which was in any way connected with this kind of pleasure, and if with the smooth of pleasure we had not at the same time to take a certain amount of the rough of pain. Modern Science holds the view that Nature produces more life than it can maintain, i.e., that Nature also produces more hunger than it is able to satisfy. The surplus of life thus produced is condemned to a painful death in the struggle for existence. Granted that the needs of life are, at every moment of the world-process, greater than the available means of satisfaction, and that the enjoyment of life is correspondingly diminished, yet such enjoyment as actually occurs is not one whit reduced thereby. Wherever a desire is satisfied, there the corresponding quantity of pleasure exists, even though in the creature itself which desires, or in its fellow-creatures, there are a large number of unsatisfied instincts. What is diminished is not the quantity but the “value” of the enjoyment of life. If only a part of the needs of a living creature find satisfaction, it experiences still a corresponding pleasure. This pleasure is inferior in value in proportion as it is inadequate to the total demand of life within a given group of desires. We might represent this value as a fraction, the numerator of which is the actually experienced pleasure, whilst the denominator is the sum-total of needs. This fraction has the value 1 when the numerator and the denominator are equal, i.e., when all needs are also satisfied. The fraction becomes greater than 1 when a creature experiences more pleasure than its desires demand. It becomes smaller than 1 when the quantity of pleasure falls short of the sum total of desires. But the fraction can never have the value 0 so long as the numerator has any value at all, however small. If a man were to make up the account before his death and to distribute in imagination over the whole of life the quantity belonging to a particular instinct (e.g., hunger), as well as the demands of this instinct, then the total pleasure which he has experienced might have only a very small value, but this value would never become altogether nil. If the quantity of pleasure remains constant, then with every increase in the needs of the creature the value of the pleasure diminishes. The same is true for the totality of life in nature. The greater the number of creatures in proportion to those which are able fully to satisfy their instincts, the smaller is the average pleasure-value of life. The cheques on life's pleasure which are drawn in our favour in the form of our instincts, become increasingly less valuable in proportion as we cannot expect to cash them at their full face value. Suppose I get enough to eat on three days and am then compelled to go hungry for another three days, the actual pleasure on the three days of eating is not thereby diminished. But I have now to think of it as distributed over six days, and this reduces its “value” for my food-instinct by half. The same applies to the quantity of pleasure as measured by the degree of my need. Suppose I have hunger enough for two sandwiches and can only get one, the pleasure which this one gives me has only half the value it would have had if the eating of it had stilled my hunger. This is the way in which we determine the value of a pleasure in life. We determine it by the needs of life. Our desires supply the measure; pleasure is what is measured. The pleasure of stilling hunger has value only because hunger exists, and it has determinate value through the proportion which it bears to the intensity of the hunger. Unfulfilled demands of our life throw their shadow even upon fulfilled desires, and thus detract from the value of pleasurable hours. But we may speak also of the present value of a feeling of pleasure. This value is the smaller, the more insignificant the pleasure is in proportion to the duration and intensity of our desire. A quantity of pleasure has its full value for us when its duration and degree exactly coincide with our desire. A quantity of pleasure which is smaller than our desire diminishes the value of the pleasure. A quantity which is greater produces a surplus which has not been demanded and which is felt as pleasure only so long as, whilst enjoying the pleasure, we can correspondingly increase the intensity of our desire. If we are not able to keep pace in the increase of our desire with the increase in pleasure, then pleasure turns into displeasure. The object which would otherwise satisfy us, when it assails us unbidden makes us suffer. This proves that pleasure has value for us only so long as we have desires by which to measure it. An excess of pleasurable feeling turns into pain. This may be observed especially in those men whose desire for a given kind of pleasure is very small. In people whose desire for food is dulled, eating easily produces nausea. This again shows that desire is the measure of value for pleasure. Now Pessimism might reply that an unsatisfied desire for food produces not only the pain of a lost enjoyment, but also positive ills, agony, and misery in the world. It appeals for confirmation to the untold misery of all who are harassed by anxieties about food, and to the vast amount of pain which for these unfortunates results indirectly from their lack of food. And if it wants to extend its assertion also to non-human nature, it can point to the agonies of animals which, in certain seasons, die from lack of food. Concerning all these evils the Pessimist maintains that they far outweigh the quantity of pleasure which the food-instinct brings into the world. There is no doubt that it is possible to compare pleasure and pain one with another, and determine the surplus of the one or the other as we determine commercial gain or loss. But if Pessimists think that a surplus on the side of pain is a ground for inferring that life is valueless, they fall into the mistake of making a calculation which in actual life is never made. Our desire, in any given case, is directed to a particular object. The value of the pleasure of satisfaction, as we have seen, will be the greater in proportion as the quantity of the pleasure is greater relatively to the intensity of our desire. [We disregard here the case where excessive increase of pleasure turns pleasure into pain.] It depends, further, on this intensity how large a quantity of pain we are willing to bear in order to gain the pleasure. We compare the quantity of pain, not with the quantity of pleasure, but with the intensity of our desire. He who finds great pleasure in eating will, by reason of his pleasure in better times, be more easily able to bear a period of hunger than one who does not derive pleasure from the satisfaction of the instinct for food. A woman who wants a child compares the pleasures resulting from the possession of a child, not with the quantities of pain due to pregnancy, birth, nursing, etc., but with her desire for the possession of the child. We never aim at a certain quantity of pleasure in the abstract, but at concrete satisfaction of a perfectly determinate kind. When we are aiming at a definite object or a definite sensation, it will not satisfy us to be offered some other object or some other sensation, even though they give the same amount of pleasure. If we desire satisfaction of hunger, we cannot substitute for the pleasure which this satisfaction would bring a pleasure equally great but produced by a walk. Only if our desire were, quite generally, for a certain quantity of pleasure, would it have to die away at once if this pleasure were unattainable except at the price of an even greater quantity of pain. But because we desire a determinate kind of satisfaction, we experience the pleasure of realization even when, along with it, we have to bear an even greater pain. The instincts of living beings tend in a determinate direction and aim at concrete objects, and it is just for this reason that it is impossible, in our calculations, to set down as an equivalent factor the quantities of pain which we have to bear in the pursuit of our object. Provided the desire is sufficiently intense to be still to some degree in existence even after having overcome the pain—however great that pain, taken in the abstract, may be—the pleasure of satisfaction may still be enjoyed to its full extent. The desire, therefore, does not measure the pain directly against the pleasure which we attain, but indirectly by measuring the pain (proportionately) against its own intensity. The question is not whether the pleasure to be gained is greater than the pain, but whether the desire for the object at which we aim is greater than the inhibitory effect of the pain which we have to face. If the inhibition is greater than the desire, the latter yields to the inevitable, slackens, and ceases to strive. But inasmuch as we strive after a determinate land of satisfaction, the pleasure we gain thereby acquires an importance which makes it possible, once satisfaction has been attained, to allow in our calculation for the inevitable pain only in so far as it has diminished the intensity of our desire. If I am passionately fond of beautiful views, I never calculate the amount of pleasure which the view from the mountain-top gives me as compared directly with the pain of the toilsome ascent and descent; but I reflect whether, after having overcome all difficulties, my desire for the view will still be sufficiently intense. Thus pleasure and pain can be made commensurate only mediately through the intensity of the desire. Hence the question is not at all whether there is a surplus of pleasure or of pain, but whether the desire for pleasure is sufficiently intense to overcome the pain. A proof for the accuracy of this view is to be found in the fact, that we put a higher value on pleasure when it has to be purchased at the price of great pain than when it simply falls into our lap like a gift from heaven. When sufferings and agonies have toned down our desire and yet after all our aim is attained, then the pleasure is all the greater in proportion to the intensity of the desire that has survived. Now it is just this proportion which, as I have shown (p. 137), represents the value of the pleasure. A further proof is to be found in the fact that all living creatures (including men) develop their instincts as long as they are able to bear the inhibiting pains and agonies. The struggle for existence is but a consequence of this fact. All living creatures strive to expand, and only those abandon the struggle whose desires are throttled by the overwhelming magnitude of the difficulties with which they meet. Every living creature seeks food until sheer lack of food destroys its life. Man, too, does not turn his hand against himself until rightly or wrongly, he believes that he cannot attain those aims in life which alone seem to him worth striving for. So long as he still believes in the possibility of attaining what he thinks worth striving for he will battle against all pains and miseries. Philosophy would have to convince man that striving is rational only when pleasure outweighs pain, for it is his nature to strive for the attainment of the objects which he desires, so long as he can bear the inevitable incidental pain, however great that may be. Such a philosophy, however, would be mistaken, because it would make the human will dependent on a factor (the surplus of pleasure over pain) which, at first, is wholly foreign to man's point of new. The original measure of his will is his desire, and desire asserts itself as long as it can. If I am compelled, in purchasing a certain quantity of apples, to take twice as many rotten ones as sound ones—because the seller wishes to clear out his stock—I shall not hesitate a moment to take the bad apples as well, if I put so high a value on the smaller quantity of good apples that I am prepared, in addition to the purchase price, to bear also the expense for the transportation of the rotten goods. This example illustrates the relation between the quantities of pleasure and of pain which are caused by a given instinct. I determine the value of the good apples, not by subtracting the sum of the good from that of the bad ones, but by the fact that, in spite of the presence of the bad ones, I still attach a value to the good ones. Just as I leave out of account the bad apples in the enjoyment of the good ones, so I surrender myself to the satisfaction of a desire after having shaken off the inevitable pains. Supposing even Pessimism were in the right with its assertion that the world contains more pain than pleasure, it would nevertheless have no influence upon the will, for living beings would still strive after such pleasure as remains. The empirical proof that pain overbalances pleasure is indeed effective for showing up the futility of that school of philosophy which looks for the value of life in a surplus of pleasure (Eudæmonism), but not for exhibiting the will, as such, as irrational. For the will is not set upon a surplus of pleasure, but on whatever quantity of pleasure remains after subtracting the pain. This remaining pleasure still appears always as an object worth pursuing. An attempt has been made to refute Pessimism by asserting that it is impossible to determine by calculation the surplus of pleasure or of pain in the world. The possibility of every calculation depends on our being able to compare the things to be calculated in respect of their quantity. Every pain and every pleasure has a definite quantity (intensity and duration). Further, we can compare pleasurable feelings of different kinds one with another, at least approximately, with regard to their intensity. We know whether we derive more pleasure from a good cigar or from a good joke. No objection can be raised against the comparability of different pleasures and pains in respect of their intensity. The thinker who sets himself the task of determining the surplus of pleasure or pain in the world, starts from presuppositions which are undeniably legitimate. It is possible to maintain that the Pessimistic results are false, but it is not possible to doubt that quantities of pleasure and pain can be scientifically estimated, and that the surplus of the one or the other can thereby be determined. It is incorrect, however, to assert that from this calculation any conclusions can be drawn for the human will. The cases in which we really make the value of our activity dependent on whether pleasure or pain shows a surplus, are those in which the objects towards which our activity is directed are indifferent to us. If it is a question whether, after the day's work, I am to amuse myself by a game or by light conversation, and if I am totally indifferent what I do so long as it amuses me, then I simply ask myself, What gives me the greatest surplus of pleasure? And I abandon the activity altogether if the scales incline towards the side of displeasure. If we are buying a toy for a child we consider, in selecting, what will give him the greatest pleasure, but in all other cases we are not determined exclusively by considerations of the balance of pleasure. Hence, if Pessimistic thinkers believe that they are preparing the ground for an unselfish devotion to the work of civilization, by demonstrating that there is a greater quantity of pain than of pleasure in life, they forget altogether that the human will is so constituted that it cannot be influenced by this knowledge. The whole striving of men is directed towards the greatest possible satisfaction that is attainable after overcoming all difficulties. The hope of this satisfaction is the basis of all human activity. The work of every single individual and the whole achievement of civilization have their roots in this hope. The Pessimistic theory of Ethics thinks it necessary to represent the pursuit of pleasure as impossible, in order that man may devote himself to his proper moral tasks. But these moral tasks are nothing but the concrete natural and spiritual instincts; and he strives to satisfy these notwithstanding all incidental pain. The pursuit of pleasure, then, which the Pessimist sets himself to eradicate is nowhere to be found. But the tasks which man has to fulfil are fulfilled by him because from his very nature he wills to fulfil them. The Pessimistic system of Ethics maintains that a man cannot devote himself to what he recognizes as his task in life until he has first given up the desire for pleasure. But no system of Ethics can ever invent other tasks than the realization of those satisfactions which human desires demand, and the fulfilment of man's moral ideas. No Ethical theory can deprive him of the pleasure which he experiences in the realization of what he desires. When the Pessimist says, “Do not strive after pleasure, for pleasure is unattainable; strive instead after what you recognize to be your task,” we must reply that it is human nature to strive to do one's tasks, and that philosophy has gone astray in inventing the principle that man strives for nothing but pleasure. He aims at the satisfaction of what his nature demands, and the attainment of this satisfaction is to him a pleasure. Pessimistic Ethics, in demanding that we should strive, not after pleasure, but after the realization of what we recognize as our task, lays its finger on the very thing which man wills in virtue of his own nature. There is no need for man to be turned inside out by philosophy, there is no need for him to discard his nature, in order to be moral. Morality means striving for an end so long as the pain connected with this striving does not inhibit the desire for the end altogether; and this is the essence of all genuine will. Ethics is not founded on the eradication of all desire for pleasure, in order that, in its place, bloodless moral ideas may set up their rule where no strong desire for pleasure stands in their way, but it is based on the strong will which attains its end even when the path to it is full of thorns. Moral ideals have their root in the moral imagination of man. Their realization depends on the desire for them being sufficiently intense to overcome pains and agonies. They are man's own intuitions. In them his spirit braces itself to action. They are what he wills, because their realization is his highest pleasure. He needs no Ethical theory first to forbid him to strive for pleasure and then to prescribe to him what he shall strive for. He will, of himself, strive for moral ideals provided his moral imagination is sufficiently active to inspire him with the intuitions, which give strength to his will to overcome all resistance. If a man strives towards sublimely great ideals, it is because they are the content of his will, and because their realization will bring him an enjoyment compared with which the pleasure which inferior spirits draw from the satisfaction of their commonplace needs is a mere nothing. Idealists delight in translating their ideals into reality. Anyone who wants to eradicate the pleasure which the fulfilment of human desires brings, will have first to degrade man to the position of a slave who does not act because he wills, but because he must. For the attainment of the object of will gives pleasure. What we call the good is not what a man must do, but what he wills to do when he unfolds the fullness of his nature. Anyone who does not acknowledge this must deprive man of all the objects of his will, and then prescribe to him from without what he is to make the content of his will. Man values the satisfaction of a desire because the desire springs from his own nature. What he attains is valuable because it is the object of his will. If we deny any value to the ends which men do will, then we shall have to look for the ends that are valuable among objects which men do not will. A system of Ethics, then, which is built up on Pessimism has its root in the contempt of man's moral imagination. Only he who does not consider the individual human mind capable of determining for itself the content of its striving can look for the sum and substance of will in the craving for pleasure. A man without imagination does not create moral ideas; they must be imparted to him. Physical nature sees to it that he seeks the satisfaction of his lower desires; but for the development of the whole man the desires which have their origin in the spirit are fully as necessary. Only those who believe that man has no such spiritual desires at all can maintain that they must be imparted to him from without. On that view it will also be correct to say that it is man's duty to do what he does not will to do. Every Ethical system which demands of man that he should suppress his will in order to fulfil tasks which he does not will, works, not with the whole man, but with a stunted being who lacks the faculty of spiritual desires. For a man who has been harmoniously developed, the so-called ideas of the Good lie, not without, but within the range of his will. Moral action consists, not in the extirpation of one's individual will, but in the fullest development of human nature. To regard moral ideals as attainable only on condition that man destroys his individual will, is to ignore the fact that these ideals are as much rooted in man's will as the satisfaction of the so-called animal instincts. It cannot be denied that the views here outlined may easily be misunderstood. Immature youths without any moral imagination like to look upon the instincts of their half developed natures as the full substance of humanity, and reject all moral ideas which they have not themselves originated, in order that they may “live themselves out” without restriction. But it goes without saying that a theory which holds for a fully developed man does not hold for half-developed boys. Anyone who still requires to be brought by education to the point where his moral nature breaks through the shell of his lower passions, cannot expect to be measured by the same standard as a mature man. But it was not my intention to set down what a half-fledged youth requires to be taught, but the essential nature of a mature man. Every mature man is the maker of his own value. He does not aim at pleasure, which comes to him as a gift of grace on the part of nature or of the Creator; nor does he live for the sake of what he recognizes as duty, after he has put away from him the desire for pleasure. He acts as he wills, that is, in accordance with his moral intuitions; and he finds in the attainment of what he wills the true enjoyment of life. He determines the value of his life by measuring his attainments against his aims. An Ethical system which puts “ought” in the place of “will,” duty in the place of inclination, is consistent in determining the value of man by the ratio between the demands of duty and his actual achievements. It applies to man a measure that is external to his own nature. The view which I have here developed points man back to himself. It recognizes as the true value of life nothing except what each individual regards as such by the measure of his own will. A value of life which the individual does not recognize is as little acknowledged by my views as a purpose of life which does not spring from the value thus recognized. My view looks upon the individual as his own master and the assessor of his own value. |
4. The Philosophy of Freedom (1916): The Individuality and the Genus
Translated by R. F. Alfred Hoernlé |
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So, again, it is just as impossible to determine, on the basis of the universal characteristics of human nature, what concrete ends the individual will set before himself. Anyone who wants to understand the single individual must penetrate to the innermost core of his being, and not stop short at those qualities which he shares with others. |
But if the problem is to understand a free individuality, we need only to take over into our own minds those concepts by which the individual determines himself in their pure form (without admixture). Those who always mix their own ideas into their judgment on another person can never attain to the understanding of an individuality. Just as the free individual emancipates himself from the characteristics of the genus, so our knowledge of the individual must emancipate itself from the methods by which we understand what is generic. |
4. The Philosophy of Freedom (1916): The Individuality and the Genus
Translated by R. F. Alfred Hoernlé |
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The view that man is a wholly self-contained, free individuality stands in apparent conflict with the facts, that he appears as a member of a natural whole (race, tribe, nation, family, male or female sex), and that he acts within a whole (state, church, etc.). He exhibits the general characteristics of the community to which he belongs, and gives to his actions a content which is defined by the place which he occupies within a social whole. This being so, is any individuality left at all? Can we regard man as a whole in himself, in view of the fact that he grows out of a whole and fits as a member into a whole? The character and function of a member of a whole are defined by the whole. A tribe is a whole, and all members of the tribe exhibit the peculiar characteristics which are conditioned by the nature of the tribe. The character and activity of the individual member are determined by the character of the tribe. Hence the physiognomy and the conduct of the individual have something generic about them. When we ask why this or that is so or so, we are referred from the individual to the genus. The genus explains why something in the individual appears in the forms observed by us. But man emancipates himself from these generic characteristics. He develops qualities and activities the reason for which we can seek only in himself. The generic factors serve him only as a means to develop his own individual nature. He uses the peculiarities with which nature has endowed him as material, and gives them a form which expresses his own individuality. We seek in vain for the reason of such an expression of a man's individuality in the laws of the genus. We are dealing here with an individual who can be explained only through himself. If a man has reached the point of emancipation from what is generic in him, and we still attempt to explain all his qualities by reference to the character of the genus, then we lack the organ for apprehending what is individual. It is impossible to understand a human being completely if one makes the concept of the genus the basis of one's judgment. The tendency to judge according to the genus is most persistent where differences of sex are involved. Man sees in woman, woman in man, almost always too much of the generic characteristics of the other's sex, and too little of what is individual in the other. In practical life this does less harm to men than to women. The social position of women is, in most instances, so low because it is not determined by the individual characteristics of each woman herself, but by the general ideas which are current concerning the natural function and needs of woman. A man's activity in life is determined by his individual capacity and inclination, whereas a woman's activity is supposed to be determined solely by the fact that she is just a woman. Woman is to be the slave of the generic, of the general idea of womanhood. So long as men debate whether woman, from her “natural disposition,” is fitted for this, that, or the other profession, the so-called Woman's Question will never advance beyond the most elementary stage. What it lies in woman's nature to strive for had better be left to woman herself to decide. If it is true that women are fitted only for that profession which is theirs at present, then they will hardly have it in them to attain any other. But they must be allowed to decide for themselves what is conformable to their nature. To all who fear an upheaval of our social structure, should women be treated as individuals and not as specimens of their sex, we need only reply that a social structure in which the status of one-half of humanity is unworthy of a human being stands itself in great need of improvement. Anyone who judges human beings according to their generic character stops short at the very point beyond which they begin to be individuals whose activity rests on free self-determination. Whatever lies short of this point may naturally become matter for scientific study. Thus the characteristics of race, tribe, nation, and sex are the subject-matter of special sciences. Only men who are simply specimens of the genus could possibly fit the generic picture which the methods of these sciences produce. But all these sciences are unable to get as far as the unique character of the single individual. Where the sphere of freedom (thinking and acting) begins, there the possibility of determining the individual according to the laws of his genus ceases. The conceptual content which man, by an act of thought, has to connect with percepts, in order to possess himself fully of reality (cp. pp. 57 ff.), cannot be fixed by anyone once and for all, and handed down to humanity ready-made. The individual must gain his concepts through his own intuition. It is impossible to deduce from any concept of the genus how the individual ought to think; that depends singly and solely on the individual himself. So, again, it is just as impossible to determine, on the basis of the universal characteristics of human nature, what concrete ends the individual will set before himself. Anyone who wants to understand the single individual must penetrate to the innermost core of his being, and not stop short at those qualities which he shares with others. In this sense every single human being is a problem. And every science which deals only with abstract thoughts and generic concepts is but a preparation for the kind of knowledge which we gain when a human individual communicates to us his way of viewing the world, and for that other kind of knowledge which each of us gains from the content of his own will. Wherever we feel that here we are dealing with a man who has emancipated his thinking from all that is generic, and his will from the grooves typical of his kind, there we must cease to call in any concepts of our own making if we would understand his nature. Knowledge consists in the combination by thought of a concept and a percept. With all other objects the observer has to gain his concepts through his intuition. But if the problem is to understand a free individuality, we need only to take over into our own minds those concepts by which the individual determines himself in their pure form (without admixture). Those who always mix their own ideas into their judgment on another person can never attain to the understanding of an individuality. Just as the free individual emancipates himself from the characteristics of the genus, so our knowledge of the individual must emancipate itself from the methods by which we understand what is generic. A man counts as a free spirit in a human community only to the degree in which he has emancipated himself, in the way we have indicated, from all that is generic. No man is all genus, none is all individuality; but every man gradually emancipates a greater or lesser sphere of his being, both from the generic characteristics of animal life and from the laws of human authorities which rule him despotically. In respect of that part of his nature for which man is not able to win this freedom for himself, he forms a member within the organism of nature and of spirit. He lives, in this respect, by the imitation of others, or in obedience to their command. But ethical value belongs only to that part of his conduct which springs from his intuitions. This is his contribution to the already existing total of moral ideas. In such ethical intuitions all moral activity of men has its root. To put this differently: the moral life of humanity is the sum-total of the products of the moral imagination of free human individuals. This is Monism's confession of faith. Monism looks upon the history of the moral life, not as the education of the human race by a transcendent God, but as the gradual living out in practice of all concepts and ideas which spring from the moral imagination. |
4. The Philosophy of Freedom (1916): The Consequences of Monism
Translated by R. F. Alfred Hoernlé |
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It is experience, but not the kind of experience which comes from perception. Those who cannot understand that the concept is something real, have in mind only the abstract form, in which we fix and isolate the concept. |
The thought of a Beyond owes its origin to the misconception of those who believe that this world cannot have the ground of its existence in itself. They do not understand that, by thinking, they discover just what they demand for the explanation of the perceptual world. |
An Absolute Being for which we invent a content, is a hypothesis which no thought can entertain that understands itself. Monism does not deny ideal factors; indeed it refuses to recognize as fully real a perceptual content which has no ideal counterpart, but it finds nothing within the whole range of thought that is not immanent within this world of ours. |
4. The Philosophy of Freedom (1916): The Consequences of Monism
Translated by R. F. Alfred Hoernlé |
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An explanation of nature on a single principle, or, in other words, Monism, derives from human experience all the material which it requires for the explanation of the world. In the same way, it looks for the springs of action also within the world of observation, i.e., in that human part of nature which is accessible to our self-observation, and more particularly in the moral imagination. Monism declines to seek outside that world the ultimate grounds of the world which we perceive and think. For Monism, the unity which reflective observation adds to the manifold multiplicity of percepts, is identical with the unity which the human desire for knowledge demands, and through which this desire is fully satisfied. Whoever looks for another unity behind this one, only shows that he fails to perceive the coincidence of the results of thinking with the demands of the instinct for knowledge. A particular human individual is not something cut off from the universe. He is a part of the universe, and his connection with the cosmic whole is broken, not in reality, but only for our perception. At first we apprehend the human part of the universe as a self-existing thing, because we are unable to perceive the cords and ropes by which the fundamental forces of the cosmos keep turning the wheel of our life. All who remain at this perceptual standpoint see the part of the whole as if it were a truly independent, self-existing thing, a monad which gains all its knowledge of the rest of the world in some mysterious manner from without. But Monism has shown that we can believe in this independence only so long as thought does not gather our percepts into the network of the conceptual world. As soon as this happens, all partial existence in the universe, all isolated being, reveals itself as a mere appearance due to perception. Existence as a self-contained totality can be predicated only of the universe as a whole. Thought destroys the appearances due to perception and assigns to our individual existence a place in the life of the cosmos. The unity of the conceptual world which contains all objective percepts, has room also within itself for the content of our subjective personality. Thought gives us the true structure of reality as a self-contained unity, whereas the multiplicity of percepts is but an appearance conditioned by our organisation (cp. pp. 42 ff.). The recognition of the true unity of reality, as against the appearance of multiplicity, is at all times the goal of human thought. Science strives to apprehend our apparently disconnected percepts as a unity by tracing their interrelations according to natural law. But, owing to the prejudice that an inter-relation discovered by human thought has only a subjective validity, thinkers have sought the true ground of unity in some object transcending the world of our experience (God, will, absolute spirit, etc.). Further, basing themselves on this prejudice, men have tried to gain, in addition to their knowledge of inter-relations within experience, a second kind of knowledge transcending experience, which should reveal the connection between empirical inter-relations and those realities which lie beyond the limits of experience (Metaphysics). The reason why, by logical thinking, we understand the nexus of the world, was thought to be that an original creator has built up the world according to logical laws, and, similarly, the ground of our actions was thought to lie in the will of this original being. It was overlooked that thinking embraces in one grasp the subjective and the objective, and that it communicates to us the whole of reality in the union which it effects between percept and concept. Only so long as we contemplate the laws which pervade and determine all percepts, in the abstract form of concepts, do we indeed deal only with something purely subjective. But this subjectivity does not belong to the content of the concept which, by means of thought, is added to the percept. This content is taken, not from the subject but from reality. It is that part of reality which is inaccessible to perception. It is experience, but not the kind of experience which comes from perception. Those who cannot understand that the concept is something real, have in mind only the abstract form, in which we fix and isolate the concept. But in this isolation, the concept is as much dependent solely on our organization as is the percept. The tree which I perceive, taken in isolation by itself, has no existence; it exists only as a member in the immense mechanism of nature, and is possible only in real connection with nature. An abstract concept, taken by itself, has as little reality as a percept taken by itself. The percept is that part of reality which is given objectively, the concept that part which is given subjectively (by intuition; cp. p. 62). Our mental organization breaks up reality into these two factors. The one factor is apprehended by perception, the other by intuition. Only the union of the two, which consists of the percept fitted according to law into its place in the universe, is reality in its full character. If we take mere percepts by themselves, we have no reality but only a disconnected chaos. If we take the laws which determine percepts by themselves, we have nothing but abstract concepts. Reality is not to be found in the abstract concept. It is revealed to the contemplative act of thought which regards neither the concept by itself, nor the percept by itself, but the union of both. Even the most orthodox Idealist will not deny that we live in the real world (that, as real beings, we are rooted in it); but he will deny that our knowledge, by means of its ideas, is able to grasp reality as we live it. As against this view, Monism shows that thought is neither subjective nor objective, but a principle which holds together both these sides of reality. The contemplative act of thought is a cognitive process which belongs itself to the sequence of real events. By thought we overcome, within the limits of experience itself, the one-sidedness of mere perception. We are not able by means of abstract conceptual hypotheses (purely conceptual speculation) to puzzle out the nature of the real, but in so far as we find for our percepts the right concepts we live in the real. Monism does not seek to supplement experience by something unknowable (transcending experience), but finds reality in concept and percept. It does not manufacture a metaphysical system out of pure concepts, because it looks upon concepts as only one side of reality, viz., the side which remains hidden from perception, but is meaningless except in union with percepts. But Monism gives man the conviction that he lives in the world of reality, and has no need to seek beyond the world for a higher reality. It refuses to look for Absolute Reality anywhere but in experience, because it recognizes reality in the very content of experience. Monism is satisfied with this reality, because it knows that our thought points to no other. What Dualism seeks beyond the world of experience, that Monism finds in this world itself. Monism shows that our knowledge grasps reality in its true nature, not in a purely subjective image. It holds the conceptual content of the world to be identical for all human individuals (cp. pp. 58 ff.). According to Monistic principles, every human individual regards every other as akin to himself, because it is the same world-content which expresses itself in all. In the single conceptual world there are not as many concepts of “lion” as there are individuals who form the thought of “lion,” but only one. And the concept which A adds to the percept of “lion” is identical with B's concept except so far as, in each case, it is apprehended by a different perceiving subject (cp. p. 58). Thought leads all perceiving subjects back to the ideal unity in all multiplicity, which is common to them all. There is but one ideal world, but it realizes itself in human subjects as in a multiplicity of individuals. So long as man apprehends himself merely by self-observation, he looks upon himself as this particular being, but so soon as he becomes conscious of the ideal world which shines forth within him, and which embraces all particulars within itself, he perceives that the Absolute Reality lives within him. Dualism fixes upon the Divine Being as that which permeates all men and lives in them all. Monism finds this universal Divine Life in Reality itself. The ideal content of another subject is also my content, and I regard it as a different content only so long as I perceive, but no longer when I think. Every man embraces in his thought only a part of the total world of ideas, and so far, individuals are distinguished one from another also by the actual contents of their thought. But all these contents belong to a self-contained whole, which comprises within itself the thought-contents of all men. Hence every man, in so far as he thinks, lays hold of the universal Reality which pervades all men. To fill one's life with such thought-content is to live in Reality, and at the same time to live in God. The world is God. The thought of a Beyond owes its origin to the misconception of those who believe that this world cannot have the ground of its existence in itself. They do not understand that, by thinking, they discover just what they demand for the explanation of the perceptual world. This is the reason why no speculation has ever produced any content which has not been borrowed from reality as it is given to us. A personal God is nothing but a human being transplanted into the Beyond. Schopenhauer's Will is the human will made absolute. Hartmann's Unconscious, made up of idea and will, is but a compound of two abstractions drawn from experience. Exactly the same is true of all other transcendent principles. The truth is that the human mind never transcends the reality in which we live. Indeed, it has no need to transcend it, seeing that this world contains everything that is required for its own explanation. If philosophers declare themselves finally content when they have deduced the world from principles which they borrow from experience and then transplant into the Beyond, the same satisfaction ought to be possible, if these same principles are allowed to remain in this world, to which they belong anyhow. All attempts to transcend the world are purely illusory, and the principles transplanted into the Beyond do not explain the world any better than the principles which are immanent in it. When thought understands itself, it does not demand any such transcendence at all, for there is no thought-content which does not find within the world a perceptual content, in union with which it can form a real object. The objects of imagination, too, are contents which have no validity, until they have been transformed into ideas that refer to a perceptual content. Through this perceptual content they have their place in reality. A concept the content of which is supposed to lie beyond the world which is given to us, is an abstraction to which no reality corresponds. Thought can discover only the concepts of reality; in order to find reality itself, we need also perception. An Absolute Being for which we invent a content, is a hypothesis which no thought can entertain that understands itself. Monism does not deny ideal factors; indeed it refuses to recognize as fully real a perceptual content which has no ideal counterpart, but it finds nothing within the whole range of thought that is not immanent within this world of ours. A science which restricts itself to a description of percepts, without advancing to their ideal complements, is, for Monism, but a fragment. But Monism regards as equally fragmentary all abstract concepts which do not find their complement in percepts, and which fit nowhere into the conceptual net that embraces the whole perceptual world. Hence it knows no ideas referring to objects lying beyond our experience and supposed to form the content of Metaphysics. Whatever mankind has produced in the way of such ideas Monism regards as abstractions from experience, whose origin in experience has been overlooked by their authors. Just as little, according to Monistic principles, are the ends of our actions capable of being derived from the Beyond. So far as we can think them, they must have their origin in human intuition. Man does not adopt the purposes of an objective (transcendent) being as his own individual purposes, but he pursues the ends which his own moral imagination sets before him. The idea which realizes itself in an action is selected by the agent from the single ideal world and made the basis of his will. Consequently his action is not a realization of commands which have been thrust into this world from the Beyond, but of human intuitions which belong to this world. For Monism there is no ruler of the world standing outside of us and determining the aim and direction of our actions. There is for man no transcendent ground of existence, the counsels of which he might discover, in order thence to learn the ends to which he ought to direct his action. Man must rest wholly upon himself. He must himself give a content to his action. It is in vain that he seeks outside the world in which he lives for motives of his will. If he is to go at all beyond the satisfaction of the natural instincts for which Mother Nature has provided, he must look for motives in his own moral imagination, unless he finds it more convenient to let them be determined for him by the moral imagination of others. In other words, he must either cease acting altogether, or else act from motives which he selects for himself from the world of his ideas, or which others select for him from that same world. If he develops at all beyond a life absorbed in sensuous instincts and in the execution of the commands of others, then there is nothing that can determine him except himself. He has to act from a motive which he gives to himself and which nothing else can determine for him except himself. It is true that this motive is ideally determined in the single world of ideas; but in actual fact it must be selected by the agent from that world and translated into reality. Monism can find the ground for the actual realization of an idea through human action only in the human being himself. That an idea should pass into action must be willed by man before it can happen. Such a will consequently has its ground only in man himself. Man, on this view, is the ultimate determinant of his action. He is free. |
The Philosophy of Freedom (1916): Editor's Note
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I am glad to seize this opportunity of acknowledging my indebtedness to these two, without whom this publication could not have been undertaken. Harry Collison March 1916. |
The Philosophy of Freedom (1916): Editor's Note
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The following pages are a translation of Dr. Steiner's Philosophie der Freiheit which was published in Germany some twenty years ago. The edition was soon exhausted, and has never been reprinted; copies are much sought after but very difficult to obtain. The popularity of Dr. Steiner's later works upon ethics, mysticism and kindred subjects has caused people to forget his earlier work upon philosophy in spite of the fact that he makes frequent references to this book, and it contains the germs of which many of his present views are the logical outcome. For the above reasons, and with the author's sanction, I have decided to publish a translation. I have had the good fortune to have been able to secure as joint translators Mrs. Hoernlé, who, after graduating in the University of the Cape of Good Hope, continued her studies in the Universities of Cambridge, Leipzig, Paris, and Bonn, and her husband, Mr. R. F. Alfred Hoernlé, M.A., B.Sc. (Oxon), Assistant Professor of Philosophy at Harvard University, U.S.A., formerly Jenkyns Exhibitioner, Balliol College, Oxford, their thorough knowledge of philosophy and their complete command of the German and English languages enabling them to overcome the difficulty of finding adequate English equivalents for the terms of German Philosophy. I am glad to seize this opportunity of acknowledging my indebtedness to these two, without whom this publication could not have been undertaken. Harry Collison |
4. The Philosophy of Freedom (1964): Appendix
Translated by Michael Wilson |
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[ 2 ] The problem to which I refer is this: there are thinkers who believe that a special difficulty arises when one tries to understand how another person's soul life can affect one's own. They say: my conscious world is enclosed within me; in the same way, any other conscious world is enclosed within itself. |
But what it reveals through this extinguishing compels me as a thinking being to extinguish my own thinking as long as I am under its influence, and to put its thinking in the place of mine. I then grasp its thinking in my thinking as an experience like my own. |
Here, of course, it is assumed that it is legitimate to embrace such different things as the one table as a thing-in-itself and the three tables as perceptual objects in the three consciousnesses under the common designation of “a table”. If this seems too great a liberty to anyone, he will have to answer “one and three” instead of “four”. |
4. The Philosophy of Freedom (1964): Appendix
Translated by Michael Wilson |
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[ 1 ] Objections which were made from the philosophical side immediately upon the publication of this book induce me to add the following brief discussion to this new edition. I can well understand that there are readers who are interested in the rest of the book, but who will look upon what follows as a remote and unnecessary tissue of abstract concepts. They can leave this short statement unread. But in philosophy problems arise which have their origin more in certain prejudices on the thinkers' part than in the natural course of human thinking itself. Otherwise it seems to me that this book deals with a task that concerns everyone who is trying to get clear about the nature of man and his relationship to the world. What follows is rather a problem which certain philosophers insist should be discussed as part of the subject matter of such a book, because, by their whole way of thinking, they have created certain difficulties which do not otherwise occur. If one were to pass by such problems altogether, certain people would be quick to accuse one of dilettantism and the like. And the impression would arise that the author of the views set down in this book has not come to terms with those points of view he has not discussed in the book itself. [ 2 ] The problem to which I refer is this: there are thinkers who believe that a special difficulty arises when one tries to understand how another person's soul life can affect one's own. They say: my conscious world is enclosed within me; in the same way, any other conscious world is enclosed within itself. I cannot see into the world of consciousness of another person. How, then, do I know that he and I are both in the same world? The theory which believes it possible to infer from the conscious world an unconscious world which can never enter consciousness, tries to solve this difficulty in the following way. It says: the world I have in my consciousness is the representative in me of a real world to which I have no conscious access. In this real world lie the unknown causes of my conscious world. In it also lies my own real being, of which I have only a representative in my consciousness. In it also, however, lies the being of my fellow man. Now whatever is experienced in the consciousness of my fellow man corresponds to a reality in his being which is independent of his consciousness. This reality acts, in the realm which cannot become conscious, upon my own real being which is said to be unconscious; and in this way something is created in my consciousness representing what is present in a consciousness that is quite independent of my own conscious experience. It is clear that to the world accessible to my consciousness an inaccessible one is here being added hypothetically, since one believes that otherwise one is forced to the conclusion that the whole external world, which I think is there in front of me, is nothing but the world of my consciousness, and to the further—solipsistic—absurdity that other people, too, exist only within my consciousness. [ 3 ] This problem, which has been created by several recent tendencies in epistemology, can be clarified if one tries to survey the matter from the point of view of the spiritually oriented observation adopted in this book. What is it, in the first instance, that I have before me when I confront another person? The most immediate thing is the bodily appearance of the other person as given to me in sense perception; then, perhaps, the auditory perception of what he is saying, and so on. I do not merely stare at all this, but it sets my thinking activity in motion. Through the thinking with which I confront the other person, the percept of him becomes, as it were, transparent to the mind. I am bound to admit that when I grasp the percept with my thinking, it is not at all the same thing as appeared to the outer senses. In what is a direct appearance to the senses, something else is indirectly revealed. The mere sense appearance extinguishes itself at the same time as it confronts me. But what it reveals through this extinguishing compels me as a thinking being to extinguish my own thinking as long as I am under its influence, and to put its thinking in the place of mine. I then grasp its thinking in my thinking as an experience like my own. I have really perceived another person's thinking. The immediate percept, extinguishing itself as sense appearance, is grasped by my thinking, and this is a process lying wholly within my consciousness and consisting in this, that the other person's thinking takes the place of mine. Through the self-extinction of the sense appearance, the separation between the two spheres of consciousness is actually overcome. This expresses itself in my consciousness through the fact that while experiencing the content of another person's consciousness I experience my own consciousness as little as I experience it in dreamless sleep. Just as in dreamless sleep my waking consciousness is eliminated, so in my perceiving of the content of another person's consciousness the content of my own is eliminated. The illusion that it is not so only comes about because in perceiving the other person, firstly, the extinction of the content of one's own consciousness gives place not to unconsciousness, as it does in sleep, but to the content of the other person's consciousness, and secondly, the alternations between extinguishing and lighting up again of my own self-consciousness follow too rapidly to be generally noticed. This whole problem is to be solved, not through artificial conceptual structures with inferences from the conscious to things that can never become conscious, but rather through genuine experience of what results from combining thinking with the percept. This applies to a great many problems which appear in philosophical literature. Thinkers should seek the path to open-minded, spiritually oriented observation; instead of which they insert an artificial conceptual structure between themselves and the reality. [ 4 ] In a treatise by Eduard von Hartmann entitled The Ultimate Problems of Epistemology and Metaphysics,1 my Philosophy of Freedom has been classed with the philosophical tendency which would base itself upon an “epistemological monism”. Eduard von Hartmann rejects such a position as untenable. This is explained as follows. According to the way of thinking expressed in his treatise, there are only three possible positions in the theory of knowledge. Firstly, one remains at the naïve point of view, which regards perceived phenomena as real things existing outside human consciousness. This implies a lack of critical knowledge. One fails to realize that with the content of one's consciousness one remains, after all, only within one's own consciousness. One fails to perceive that one is dealing, not with a “table-in-itself”, but only with an object in one's own consciousness. Whoever remains at this point of view, or for whatever reason returns to it, is a naïve realist. But this whole position is untenable for it fails to recognize that consciousness has no other objects than its own contents. Secondly, one appreciates this situation and admits it fully to oneself. One would then be a transcendental idealist. But then one would have to deny that anything of a “thing-in-itself” could ever appear in human consciousness. In this way, however, provided one is consistent enough, one will not avoid absolute illusionism. For the world which confronts one now transforms itself into a mere sum of objects of consciousness, and, moreover, only of objects of one's own consciousness. One is then compelled—absurdly enough—to regard other people too as being present solely in the content of one's own consciousness. The only possible standpoint is the third, transcendental realism. This assumes that there are “things-in-themselves”, but that the consciousness can have no kind of dealings with them in immediate experience. Beyond the sphere of human consciousness, and in a way that does not enter it, they cause the objects of our consciousness to arise in it. One can arrive at these “things-in-themselves” only by inference from the content of consciousness, which is all that is actually experienced but is nevertheless merely pictured in the mind. Eduard von Hartmann maintains in the article mentioned above that “epistemological monism”—for such he takes my point of view to be—must in reality accept one of these three positions; and it fails to do so only because it does not draw the logical conclusions from its postulates. The article goes on to say:
The answers of the Philosophy of Freedom would have to be: (1) Whoever grasps only the perceptual contents of things and takes these for reality, is a naïve realist, and he does not realize that, strictly, he ought to regard these perceptual contents as existing only as long as he is looking at the things, so that he ought to think of the things before him as intermittent. As soon, however, as it becomes clear to him that reality is present only in the percepts that are permeated by thought, he will see that the perceptual contents which appear as intermittent reveal themselves as continuous as soon as they are permeated with the results of thinking. Hence we must count as continuous the perceptual content that has been grasped through the experience of thinking, of which only that part that is merely perceived could be regarded as intermittent, if—which is not the case—it were real. (2) When three people are sitting at a table, how many distinct tables are there? There is only one table present; but as long as the three people went no further than their perceptual images, they would have to say, “These perceptual images are not a reality at all.” As soon as they pass on to the table as grasped by their thinking, the one reality of the table reveals itself to them; then, with their three contents of consciousness, they are united in this reality. (3) When two people are alone together in a room, how many distinct persons are there? There are most certainly not six—not even in the sense of the transcendental realists—but only two. All one can say is that, at the first moment, each person has nothing but the unreal perceptual image of himself and of the other person. There are four of these images, and through their presence in the thinking activity of the two people, reality is grasped. In this activity of thinking each person transcends his own sphere of consciousness; in it the consciousness of the other person as well as of himself comes to life. In these moments of coming to life the two people are as little enclosed within their own consciousnesses as they are in sleep. But at other moments the awareness of the absorption in the other person appears again, so that the consciousness of each person, in the experience of thinking, apprehends both himself and the other. I know that a transcendental realist describes this as a relapse into naïve realism. But then, I have already pointed out in this book that naïve realism retains its justification for the thinking that is experienced. The transcendental realist will have nothing whatever to do with the true state of affairs regarding the process of knowledge; he cuts himself off from the facts by a tissue of thoughts and entangles himself in it. Moreover, the monism which appears in The Philosophy of Freedom ought not to be labeled “epistemological”, but, if an epithet is wanted, then a “monism of thought”. All this has been misunderstood by Eduard von Hartmann. He has ignored all that is specific in the argumentation of The Philosophy of Freedom, and has stated that I have attempted to combine Hegel's universalistic panlogism with Hume's individualistic phenomenalism,2 whereas in fact The Philosophy of Freedom has nothing whatever to do with the two positions it is allegedly trying to combine. (This, too, is the reason why I could not feel inclined, for example, to go into the “epistemological monism” of Johannes Rehmke. The point of view of The Philosophy of Freedom is simply quite different from what Eduard von Hartmann and others call epistemological monism.)
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