68b. The Circular Flow of Man's Life within the World Of Sense, Soul And Spirit: Clairvoyance: the Subconscious and the Superconscious
08 Mar 1909, Berlin |
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68b. The Circular Flow of Man's Life within the World Of Sense, Soul And Spirit: Clairvoyance: the Subconscious and the Superconscious
08 Mar 1909, Berlin |
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From a soul struggling for knowledge of the world, Goethe spoke the sentence:
And much of what has taken place in the field of science since his time would have prompted him to say:... you cannot force that from her with microscopes and telescopes. — The saying does not arise from a lack of knowledge, but from an attitude that does not want to accept only the material. From his youth to his old age, he held fast to what he says in Faust:
And so he has here, as also expressed in the sentence mentioned earlier, not that man could not penetrate the mystery of existence, but to draw attention to the fact that the human spirit itself, in its development, can do what instruments cannot, that the human spirit is able to ascend from level to level. What the human spirit can do can only be answered from an understanding of the secrets of our consciousness. Consciousness as it is experienced by people today relates to the other consciousnesses that exist and relate to today's normal consciousness in such a way that they, so to speak, plunge the human being into dark depths, and on the other hand lead him up to the summit of knowledge. Let us ask ourselves today: Is there only the “normal” consciousness or are there other consciousnesses and thus the possibility of penetrating into the causes of our existence? Today, we will deal with the relationship between consciousnesses from a particular point of view. What the word “clairvoyance” encompasses is something that is unpopular and contested in our present time. People who only recognize normal consciousness will consider everything that has to be said as folly and fantasy. It is based on nothing more than a lack of knowledge of the nature of human consciousness; it must be said that the common inner ignorance of facts speaks in this way. And it should not go unmentioned that one would wish that what is called 'clairvoyance' in the spiritual sense be known to those who speak of it and who know very little about it and crave it. They imagine something quite wrong under clairvoyance. Therefore, it must be spoken of that clairvoyance, which lies below our normal consciousness and also brings out the human being below normal consciousness. And in comparison, it must be spoken of what clairvoyance is in the spiritual-scientific sense and how it leads beyond normal consciousness. It can only be understood by placing oneself before the soul, which has often been said about the nature of man, about the visible and invisible man. Spiritual science does not have it as easy as recognizing man as an external science that is tied to sensual matter. It regards only the outer physical part, and then speaks of the physical human body. Within this physical human body, the consciousness of which we will speak in a moment sees the invisible, the supersensible human bodies. Isn't it the case that the ordinary mind could form enough reasons for the existence of these bodies if it would only say the following to itself: I wake up every morning; during the night my normal consciousness is immersed in darkness and gloom. In the morning, entities from the most diverse realms of nature penetrate into the field of vision of consciousness; everything that was there yesterday penetrates back into consciousness. Now everyone should continue by saying to themselves: If it were not too absurd, what fills the field of consciousness would have to disappear in the evening and arise again in the morning. They should say to themselves: Its existence would have to have disappeared during the night. Spiritual science tells us that the human being still has an astral body, which is the carrier of lust and joy, of urges and desires, etc. For clairvoyant consciousness, the astral body descends when we fall asleep. Why do we have no impressions during the night? Because it is in the spiritual world and because we have no organs for it. Imagine what would happen in the physical body. The eyes disappear; the ears stop hearing; you would have no sound, no color around you. Likewise, you could imagine that the other senses gradually fade away. This is what the astral body is like at night because it has not formed any organs in the course of human development; in the morning it uses the organs of the physical body. Thus we recognize in it one of the invisible links. Between the astral body and the physical body lies a second link: the etheric body. During the time between birth and death, this is a fighter against the decay of the physical body. And then, when the human physical body is a corpse, it only follows the physical and chemical forces, because the etheric body moves out at death with the astral body. Sleep is separation from the astral body; physical body and etheric body remain in bed at night. Then we distinguish a fourth element: the “I”, with which the human being can come to self-awareness. Thus, we see the human being as a composite of the physical body and three invisible elements: the etheric body, the astral body and the I. Only when we consider the human being in its entirety can we form an idea of the stages of consciousness. There is only one thing we must be clear about: how do we look at the limbs? Once the physical body was of a spiritual nature; it has disintegrated, like ice separates from water. And the ether body is, as it were, a little denser spirit, and the astral body is still a little denser, and the I-bearing body is still a little denser spirit. Therefore, we also call the “I” that which is a “divine spark” or “drop”. It is only through the fact that man has gradually developed that he has become an “I-bearer” and awakened to his self-awareness. If we go back, we find the first formation of the physical body. Then, as it were, as the physical body became denser, the etheric body was set apart. Even later, the astral body was added, and even later the I. Only through this did he - the human being - receive his normal consciousness, through which we perceive external objects. This consciousness was not always there; it is a product of development. We could go back into the past and we would find that the human being was a being consisting of a physical body, an etheric body and an astral body. In this very distant past, man did not have today's consciousness; he had a completely different one, a consciousness that is one step lower. We can call this consciousness, in relation to today's, an “image consciousness”. The only way we can study this consciousness is to restore consciousness to a higher degree. In those days, people could not perceive objects in outer space. Imagine that there is some object lying nearby that has a certain taste. Today, a person has to become aware of it through the taste, through the tongue; he perceives from the outside what the object is. The image consciousness cannot perceive such an external object; an image arises, and this image is a symbol of what taste the external object has. Or one approaches an object that would shine for today's consciousness; the image consciousness does not see that; but through a mysterious bond between the soul and the body, an image arises again. And so we may say that such a consciousness has images that surge up and down, images that are closely related to our present-day ideas, except that they are symbols; our present-day ideas are only photographic images. What the astral body experiences is an awareness of images. Indeed, if today's human being could erase his “self-awareness”, he would disappear into the sea of astral images. He would experience the surging images in the astral body. We can characterize our present-day consciousness by means of a comparison. Imagine a creature that lives in the sea for a certain period of time, so that it only stays at certain depths. It knows the animals and plants that are embedded in the sea, but it never looks at the sky. This is roughly how we have to imagine human consciousness. Man emerges from a sea of astral images, and self-awareness is ignited by the outside world. This could never have developed if he had remained in the sea of the astral; but only by having objects in the external world does self-consciousness ignite. Thus we have pointed to a certain level of consciousness that lies below our present, ordinary sense of self, from which humanity has developed. If we go further, we would find a person who did not yet have the astral body. And so we could say that image consciousness has developed out of an “ether image consciousness”. If we were to descend further, we would perceive a consciousness that differs essentially from what the modern human being knows as consciousness. But you can get an idea from what has been said today: the ether consciousness is contained in what remains in bed during the night. And our astral consciousness has submerged in the sea of the astral. Now we do not have to imagine extreme contrasts here, but differences in degree. We do not have to think that the consciousness during sleep is the opposite of our own today; imagine that you also know something similar in our daytime consciousness. When you walk down the street, it may happen that you say to yourself: Didn't I see something just now? — You did not pay attention to it. There you have a lower consciousness. There is only a duller consciousness in what remains in bed. The plant has the consciousness of sleep continually - they are sleeping beings. And we can descend even further, we can enter the physical body and come to the mineral consciousness. This is the consciousness in which the whole mineral world lives. So we have listed four levels: mineral, plant, animal and human consciousness. Three levels of consciousness therefore lie below our everyday, normal consciousness. These three levels were completed by man in prehistoric times. Today, people are occasionally able to revive the last remnants of ancient levels of consciousness within themselves. There are also such heirlooms in the physical world, such as the auricles, which are an atavistic remnant; likewise, certain states of consciousness, which are usually called clairvoyant states, are heirlooms from ancient developmental states. However, they are not the true ones in the sense of spiritual science; they are only old heirlooms that sometimes live into our present-day consciousness. People have two very different types of such inherited traits, which express themselves in very different ways. One is what encompasses the dream world. What a person experiences in a dream are not perceptions that are made in the same way as those experienced by daytime consciousness. They are images of external events. You only need to imagine characteristic dreams. Let us take one as an example: a young man dreams that the vault of heaven has opened up in front of him and a number of shining beings have emerged. He wakes up and sees that the morning sun has shone on the wall through the window. The dream has symbolically expressed this shining of the morning sun in such a way that it allowed the experience to arise in the soul as an image. Here you have an image experience. That is why the dream is an heirloom from the time when man had inner soul experiences that were linked in their form to external objects. For example, if you see a symbol with an ugly color in your astral consciousness, you know that there is a harmful object nearby. The not yet awakened object consciousness does not see the object, but only an image, so that one could arrange one's actions accordingly. The dream images are only a remnant, but since they have different degrees of approximation, the “dream can sometimes light up that it really corresponds to a real fact that appears symbolically. Let us take the case of a person who dreams of the colony of Kiau-tschau, how he sits in a meeting and is constantly confronted with the name Kiau-tschau. He wakes up and sees that a cat has crept into his room and is meowing. In fact, the dream is such an arbitrarily drawn conception. If you study the dream in this way, you will see that it is lines of life that have been preserved, but that it mixes lines with the greatest arbitrariness, mixing in certain interests of the day. Such a mixing of interests is, for example, when an important philosopher dreams the following. In his soul lived the poem:
And he dreams:
You see how the dream from the source of the inner imagination deals arbitrarily with what it has experienced – the structure of Goethe's poem, for example. If we were to follow this, we would have an immersion in an earlier state of consciousness. All our ideas can be symbolized in this way. Imagine you are lying in bed, you press your feet against the lower edge of the bed and release them again. The dream symbolizes: the feet become free and a flight arises. What causes the dream? The fact that what happens does not happen completely when a person sinks into dreamless sleep. It is now possible that the astral body has already left the physical body and not yet the etheric body; this is particularly the case when waking up and falling asleep. Then the astral experiences are reflected and the dream experiences arise. The dream stands on its own; it is really a last remnant of old, overcome states of consciousness. It is different with other states of “abnormal consciousness”, which can develop in certain respects in humans. Because they submerge in the astral, so that they give up their full self-awareness in certain respects, completely different states of the subconscious arise than in a normal dream. What must be tuned down is what man calls his 'I', his healthy thinking, to distinguish it precisely from what is in the environment. Every time the actual 'I' of the human being is tuned down, when the human being does not feel: Here I stand —, then it is as if the human being were diving below the surface of the astral sea. Then what can be called the subconscious comes to him. There are three forms of the subconscious: what is called presentiment, what is called vision and then second sight. These are three different forms of the subconscious. It is natural that when man muffles his ego, he enters into a closer relationship with all the threads that nature connects than he would otherwise. When we raise our usual ego consciousness, then man must be content to see only part of the space; there he is always in such a restricted area, and what effort it costs to pull the connecting threads of nature. In a limited consciousness – that is the work of our 'ego' itself, when we dampen it down, when we dampen down our abilities, when we let our reason fall silent, then we descend into our astral body and this is connected with many intimate threads to what lives in the astral. There the ordinary connections of space and time come to an end. There we dampen down all these concepts. Because of the completely different concepts of space and time, it can happen, as it does in presentiment, that time is overcome. At the slightest immersion, what might be called “dark feeling” arises; this comes from the currents that run beneath the surface, which one senses gently when one descends into the astral world. If you dive deeper, then, just as it was with the astral consciousness, the experiences form into very specific images and the vision occurs. We are then in the world of causes, in the world of the primal reasons. Then those beings emerge that are invisible to the physical eye. We get to know such entities, and the visions are often the physical expression of beings that are behind the sense world. Thus we can actually encounter those entities that are there and can also be human souls. This enters our consciousness when we descend. And the actions of these spiritual beings, what they undertake unbound by space and time, we experience in second sight. When we see things far away in second sight, it is a descent into the depths of consciousness. Today's man cannot dive into the depths of consciousness without taking with him what he has experienced up here. Man has acquired the habit of seeing animals and plants, etcetera, in a very specific way. He takes the way with him and with it he covers, as it were, the beings that come to meet him. They are true beings that appear to him, but they are false images. The fact is that he submerges, that he sees a being that does not appear in its true form, and he covers that with the images he is accustomed to. For example, someone submerges and he thinks he sees the Christ himself. Nevertheless, it is a real being from the spiritual world, but he has endowed it with the image of the Christ himself. And so what he sees is an illusion of a real being. And because people who are not trained clairvoyants cannot know whether they are seeing what they are taking with them or what is the truth, such people can be very sure that they are indulging in the greatest deceptions. Descending is therefore always accompanied by deception after deception. You can dive even deeper, into the sea of ether, and you also take with you the way of seeing things very definitely. You can perceive powers in this way, but they will be blurred. If you saw them clearly, you would see what could be described as an all-encompassing life. For example, you would see our earth as an all-encompassing living being. But in this world man perceives the images to which he has become accustomed, and sees all kinds of things that have indeed been caused by spiritual entities; but the forms that the lower clairvoyant perceives are in deceptive form. These clairvoyants are what are called the dream walker, for example, where the person in the dream performs actions with the physical body in the dullness of the etheric body. Likewise, what is called “magnetic sleep consciousness” is to be sought in this sphere, because usually causes of illness underlie it; suppose you have an organ that is diseased, you do not need to know it, something is abnormal about the person, which steers the person towards becoming conscious in the etheric body, especially when another person strokes them, etc., accelerates this process. All kinds of events in the spiritual world appear to him in all kinds of illusions. So we see that one can descend into different states of consciousness. In occult science, they are called the “subconscious”. All these states of consciousness are not relevant to what is said in esoteric science. Many people are eager to switch off their ordinary daily consciousness and descend. They only want to experience something strange, they want to experience spirits. That human beings are spirits is not proof enough for them; they want to have spirits without physical expression. This is not to say anything against the truth and reality of these spheres; but what would come from such states could never be decisive for spiritual science. Just as there is a subconscious, there is also a superconscious. This can only be achieved through training in the occult sciences. This includes learning to manage one's ordinary consciousness in the most precise way. It is therefore always emphasized that what spiritual science hears from the spheres can only be grasped with ordinary human understanding. It cannot be expressed strongly enough that Theosophy can be grasped with ordinary human understanding. Only those who are trained clairvoyants can see the true shape of the spiritual world. But when it is related after he has seen it, those who absorb these facts, when they are presented in a sensible, comprehensive way, can understand everything and they can say to themselves: If I do this, I can then check whether all this can be applied to life. One must keep common sense as one's own possession. You have to keep telling people who come to you: Approach the physical world first, apply our minds to these facts and try to understand them. But who has an unimpaired mind, unclouded by the suggestion of so-called scientific facts! You have to realize that this is no easy task! Never before has the human mind been so limited as it is today. Everyone is satisfied when they can construct a whole edifice of the world from a few pegged-out concepts, and when someone comes along who wants to build the edifice from the sum of spiritual truths, they say that this is folly, fantasy or something even worse. This must be taken into account. Only unprejudiced thinking can approach the physical world, not judgment clouded by all sorts of suggestions. Today people talk a lot about the “independence of judgment”; they want to be free of authority. They do not accept what they have not examined themselves; but they do not ask themselves whether they are capable of examining everything. What matters is that they want to be independent of any authority and yet are dependent on a great authority: “They say.” This intangible authority has a tyrannical effect on people. Humanity languishes under it, believing itself to be free from all authority. It absorbs everything that is a matter of contemporary judgment; one believes everything that science has established, as if no one cared. He who stands face to face with the facts of the spiritual world must free himself from this. There he has to use his usual healthy judgment to progress to superconsciousness. Many a person comes and says: I used to see all kinds of things, but now everything has disappeared. Those who understand will say: That is good. You should ascend to the superconscious; to do that, the best transition is to go through a sphere of spiritual darkness. You can expose yourself to danger if you don't want to. When [the person] descends into the subconscious and all the confusing impressions of the astral world come, then perhaps in a certain respect he will come to have premonitions, visions, etc.; he may still see so many black poodles that only pretend to be something. That is not the point of seeing this. He who is not yet mature enough not to have respect for these scraps of the spiritual world is also not mature enough to penetrate into the superconscious. To do this, he must undergo catharsis or purification. Man must be cleansed of all subconsciousness if he wants to ascend into the first sphere of the superconscious. There he also experiences a consciousness of images, but in the same way as he lives in everyday life. To do this, it is necessary to strengthen one's consciousness and throw out everything that is subconscious. And that is a lot! You can see this if you remember that in early childhood, a lot of things penetrate you; you have forgotten them in your sense of self, but they are inscribed in your etheric and astral bodies. Certain childhood impressions would come up and disturb a person every time he or she tries to penetrate into a higher consciousness. In a sense, diving into the spheres of the subconscious is a dressing up of the real facts with images from the real world. Try to register the images of such “clairvoyants”, follow them back to a time when there were no railways or telegraphs, wait and you will not be surprised that railways and telegraphs will play major roles in the “spirit realm”. This is only because the seer takes with him what has been imprinted in the etheric body. Therefore, if you want to penetrate unclouded, it is necessary to throw everything out of your subconscious. You can only acquire it by going through it with complete consciousness, which is provided by the spiritual scientific method. There is what the student has to practice, what he has to experience, absorbed in imagination, and that is pictorial representation, which proceeds according to the rule:
Thus you will find that in every training session symbols are given such as the rose cross, the serpent staff of Hermes, etc. They have something tremendously significant when a person has to experience certain facts of the outer world inwardly. One forms a symbol that one does not use in the same way as a photographic image of the outer world. Let me mention here once more, in the form of a dialogue between teacher and student – this dialogue did not take place, but the facts do take place –: Look at a plant; it takes root in the ground and lets stems, leaves and flowers emerge. And now compare the plant with the human being. You call him a higher being. You know that the red blood that makes man a higher being also enables him to develop passions, instincts and desires, but also the soul world, the higher consciousness. The plant has no desires and instincts; it stands there in pure, high chastity. But you see the human being with a higher consciousness; however, he pays for that which is connected with the red blood through passion and desire. And then imagine the high ideal that the human being will become like the plant; he has subdued the desires and purified his red blood. For man the plant is a model; he forms a picture of how, in time, everything degrading will have died out in man, and his blood will be pure, like the sap in the red rose. Think of this as a symbol in the red rose and apply to it Goethe's saying:
And when we feel the burgeoning and sprouting in the soul, like the reddened sap in the red rose, we feel that and let the image work on us in inner meditation! And the image has a certain effect: it pushes out everything that fills the subconscious, and we have taken the first step towards the superconscious. There are countless symbols just as I have described the Rose Cross. The disciple must immerse himself in these and then put them together in the “occult writing”, and in this way he comes, purified and cleansed, to an ether consciousness. Through what we gain from the occult writing, we receive the so-called inspired consciousness in that which is not tied to space and time; but we do not see it clouded by the images of everyday life. And then there is a higher link of the superconscious: intuition. — In all these spheres of the superconscious, man takes his full “self-awareness” with him. If someone says: You are describing a consciousness in vain, that does not reflect a true world, then let someone who understands it tell them: These things are there so that the forces develop in us that free the astral body, the etheric body, from the physical body, and by doing so, we learn to see into the spiritual world while being fully aware of our ego. There is no danger associated with this path, nothing can happen to us on it, it is safe if we follow it with patience and perseverance. If you submerge yourself, if you dampen the I, there is a danger; we fall prey to the passions that reside in the astral, and eventually we can lose our minds, while we become more and more understanding as we ascend in superconsciousness. Hence the insistence that the road to superconsciousness lies through day-consciousness. Those who find it too dull and uncomfortable to go through the study of the physical often pay for it with the loss of their reason, which they have sought through their greed. Thus we see that there are stages that lead up and stages that lead down. The former lead to true clairvoyant states, where the ego is among the actions of spiritual beings [in inspiration] and finally where it is spirit among spirits [in intuition]. Nothing less is achieved than the cleansing of the physical body, the etheric body and the astral body. There are some things you have to accept; for example, when a person frees his etheric body, he may experience a temporary loss of memory because it is attached to his etheric body. If a person partially draws it out so that he can use it, his memory fades. But it will be amply restored to him later, albeit in a different way. And the qualities and abilities of consciousness are lost for a time; even self-awareness takes on a different form. Like a wanderer who feels lonely, the person walks along. As he penetrates further, the common memory disappears and a certain insight into past things arises. Those who undertake the right training must have composure and perseverance. They must enter the path with courage and boldness, but it will be rewarded with the great reward of insight into the spiritual world, where the powers lie to become master of the physical world. A time will come when only those who recognize the spiritual forces behind the physical and can make them fruitful will be considered practical people. This leads us into the spiritual world while fully maintaining self-awareness. Not instruments, telescopes and microscopes, which only explain the veil of nature, only the spirit leads into nature.
If we want nature to come to meet us, we must go to meet it by developing our consciousness into superconsciousness. Then man will live his way into what Goethe described with the words he put into the mouth of the wise man: The spirit world is not closed; your mind is closed, your heart is dead! Arise, student, arise, The earthly breast in the morning dawn! |
68b. The Circular Flow of Man's Life within the World Of Sense, Soul And Spirit: The Wrath of Zeus. The Chained Prometheus
21 Oct 1909, Berlin |
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68b. The Circular Flow of Man's Life within the World Of Sense, Soul And Spirit: The Wrath of Zeus. The Chained Prometheus
21 Oct 1909, Berlin |
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Those who reflect on such questions of human mental life as those on our winter program this year, on character, conscience, on the healthy and sick soul, on life and death, mysticism and so on, those who reflect on such questions will perhaps be able to be reminded again and again of a saying of an old sage from the fifth century BC, Heraclitus, whom is called the “Dark” because of the significantly deep nature of his thinking. He, Heraclitus, spoke the words:
We are reminded of this depth of the soul in many ways when dealing with matters of the soul. But only slowly and gradually, over the course of this winter, can we, so to speak, engage with the deeper questions of the soul life. Today and tomorrow, we will deal with phenomena of human inner life that are perhaps no less interesting precisely because they are closer to the most everyday and because one thinks about them less. It is in such phenomena that the noblest and highest core of human inner life, which we call self-consciousness, is obscured for certain periods of time in a certain relationship, obscured by all kinds of feelings, but mainly by affects. Today we will deal with one of these affects, which plays a significantly profound role in the human soul. We will deal with the force within us that underlies anger and everything related to it. When speaking of the soul qualities and expressions of the human soul, one can ask: How is it that the human soul, which is supposed to lift itself ever higher and higher intellectually and morally through its self-awareness, is repeatedly thrown back by impulses of the kind that anger is? Is a quality of the soul like anger a mere hindrance on the path of human beings upwards to the great ideals of life? And in a practical sense, too, such questions are of the greatest importance in our immediate lives. The educator, anyone who is entrusted with the care of another person, will readily admit and will recognize how important it is to know what role an emotion like anger plays in the soul's life. Once we recognize such a thing, we can treat everything connected with it in a correspondingly tactful and wise manner. However, our present consideration of the soul life will encounter the greatest difficulties in dealing with such a question as the meaning of anger. Only a deeper penetration into the undercurrents of existence, into the winding paths of the spiritual life, allows us to provide some insights into such a question. So today we will first have to allow something to enter our soul that those of our revered listeners who are present at these lecture cycles have heard from a certain quarter, who have been present more often at these lecture cycles. But it will be necessary again and again to allow the unique nature of the human being to enter our soul if we want to understand human expressions and effects of force. From a spiritual point of view, the mission of anger is to be considered today. Here we must consider man, not only as he presents himself to our outer senses, to the intellect that is bound to the instrument of the brain, and which is limited to processing the impressions that direct sense observation provides. For such a spiritual-scientific consideration, that which the senses see and which the human intellect, conscious in this sense, can comprehend, is only a part of the human being. That part of the human being that we can perceive with our senses – external science is only concerned with the physical body insofar as it is a science of nature, and in a certain respect it is right with this limitation – spiritual science calls the physical human being. But beyond that, it distinguishes the higher nature of the human being. What we call the physical body has the same composition of substances and forces as everything we call the mineral kingdom, the seemingly dead nature around us. The same world of forces is in our physical body as it is out there in the world. But there is also a question that the ordinary human mind can ask and to some extent answer, namely, whether these forces and substances that are at work in the human body and that are the same as those in the rest of mineral nature act in the same way as they do in the rest of mineral nature. The answer is no, they do not. When the human physical body – and the physical body of any living being, for that matter – is left to itself, it follows the laws of the mineral world. We see this when the physical body is left to itself at the point of death. We see the way in which the composition of the physical body works when it is left to its own physical and chemical forces. That which, from the beginning of physical life to the end, fights against the physical and chemical forces so that they cannot follow their own path, which they only follow in death, we call the first link of higher human nature – do not be put off by expressions, stick to the concepts – we call the etheric body or the life body. With this, we ascend to the first supersensible link of human nature. Even for someone who merely employs logic and the instrument bound to the physical, such a life body can be reasonably inferred. For someone who stands on the ground of spiritual science, this life body is a fact of the same reality as the world of sounds and colors. And the spiritual researcher can say to those who reply: “This etheric or life body does not exist at all.” It is not perceptible to the ordinary senses, just as color is not perceptible to someone who is blind. But it exists for the person who has developed the corresponding powers in his soul so that he can really perceive this life body as a fact. All these things can be discussed in the course of winter in a different context. Today it must be left at that. — Then we come to the third link of the human being, which is called the astral body. This astral body is the carrier of pleasure and suffering, of joy and pain, of urges, desires and passions. This astral body is what humans have in common with animals, just as they have the etheric or life body in common with plants and the physical body in common with minerals. For reason, this astral body, if it is to make use of logic in an unbiased way, can be something that can be logically deduced. For spiritual research, it is a fact, something that is just as present for the perception of the spiritual researcher as color is for the eye and sound is for the ear. Thus, in the astral body we have a second link in the supersensible human being. And if we ascend further in the composition of human nature, we come to what he no longer has in common with the other realms of nature around him, what we call human self-consciousness or its expression, the ego. This ego is that which, so to speak, every sensible human nature is surprised by when it perceives it for the first time. I would like to quote again the beautiful saying of Jean Paul, when he was still a boy and stood in the courtyard of his parents' house and felt the 'I' for the first time [gap]. From now on, the question of God and immortality was understandable to him. It would be so easy to arrive at the human 'I', at an understanding of it, if one were to say to oneself: There is something expressed in the I that is distinguished from all other concepts or names by the very fact that it is spoken. Anyone can call a table a 'table' and a chair a 'chair'. But when you say the word 'I', it denotes something that only refers to itself, but that has no meaning and cannot be applied to your higher self-awareness when it is spoken by another. Your “I” can never sound sweet to your ear if it is not meant to signify your own soul. This is truly the expression for the “shrouded sanctuary” of the human soul. This is the expression that, as in a short monologue, describes the essence of the human being within, or what can also be described as the divine in human nature. We have thus placed the four aspects of the human being: physical body, etheric body, astral body and I, before your soul. When we look at the person as he stands before us, these four elements are what constitute his interaction, his mutual interpenetration. What is significant is that the human being is not a closed being, that he is not a being who is finished at any given moment, but a being who is in the process of living development, a being who progresses from this or that stage of progress to another stage. What then is the nature of this human development? What is the interplay between these aspects of the human being, which we can call the wonder of human development? They interact in the way that presents itself to our minds when we consider what an astral body might look like in a person at a low level of cultural development, and in a person at a higher level of cultural development, in that he does not live in his wild desires and instincts, that he does not desire and crave everything that comes to him in terms of the senses, but that he has purified his urges and desires through the ideals of moral life. You can place two people side by side: the one whose senses are still covetous, who still desires what his senses present to him; and the other, with fine tact and a sense of duty, who shows that he has undergone a refinement of his soul, has purified and cleansed it. What is this purification based on? It is based on the fact that the human being works from his ego on the other members of his being. The ego has done this, which has become out of instincts, desires and passions. The ego has purified the astral body, transformed instincts, desires and passions, made them into something different from what they were before. In spiritual science, the part of the astral body that the ego has already transformed – insofar as the ego has worked with full consciousness on the transformation of drives and passions, on its moral perfection, on the transformation of the astral body – is called the “spirit self”, or, in an expression of oriental philosophy, the “manas” of the human being. In general, we can say that in present human development, the human ego has only just reached the point of working on the manas or spirit self, consciously working. In the future, the high spiritual ideal for human beings will be to consciously work not only on the astral body, on the purification of passions, instincts and desires, but also on the transformation of the etheric or life body. Today, human beings can only work unconsciously on this etheric body. What he once transformed in his life body is called the spirit of life or Budhi in spiritual science. And now an even higher ideal in the sense of spiritual science arises before the human soul; this is an ideal in which the human soul today, when it has a sense of it, can be overcome by a sense of vertigo at the height and grandeur and sublimity of the future of human development. When man is able to work consciously on the physical body, then he will also rework the physical body from his ego or self-awareness. Today, a person can only do this unconsciously. But you can see it happening in everyday life. You just have to look at life impartially. Imagine a person who feels shame, that is, he feels something in his soul as if he wanted to hide something about himself; a blush of shame rises to his face. What does that mean? A purely inner experience has triggered a physical process, a redistribution of the blood. It is the same when a person turns pale. The blood then moves from the surface to the inner parts. This is a process in the physical body that takes place unconsciously. What a person consciously works on in his physical body is referred to in spiritual science as the Atma or spiritual man. If we describe the course of human development in this way, we can say that the human being consists of a physical body, an etheric body, an astral body and an I. If the I transforms something of the astral body, the spirit self or manas arises. If something of the etheric body is transformed, the life spirit or budhi arises. And if the physical body is transformed, then the spiritual man or Atma arises. But that is not the only thing that comes into consideration. When a person can also look at his ideal, in which he has completed the transformation of the astral body, then he has unconsciously already worked on this astral body from his I. He already has something within him that can be described by saying that the I lives in the astral body. That part of the astral body that is not consciously transformed by the I, but which - as we shall see is correct - is already an instrument of the I, is called the sentient soul by spiritual science. But the etheric or life body has already been transformed to a certain extent by the I, and today it already serves the I as an instrument in a certain way. The I has already sent its power into the etheric or life body. Insofar as this body is merely an etheric body, it is connected with the forces of reproduction and growth. But insofar as the etheric body is transformed by the I, we call it the mind soul or emotional soul of the human being. But the physical body of the human being is also transformed and becomes an instrument of the I. This physical body of the human being, insofar as it is an instrument of the I, serves precisely as a sensory organ; through the wonderful apparatus of the sensory organs, it serves the consciousness of the I. That is why we call that part of the physical body that is capable of being an instrument of the ego the consciousness soul, which thus dwells in the physical body. Thus, in the sense of spiritual science, we first have three bodily members: the physical body, the etheric body and the astral body; then three soul members in which the ego lives to a certain extent: the sentient soul , the soul of feeling, and the soul of mind; and finally, by making use of these three members, the I works them over in a conscious way to become the spiritual self, the spirit of life and the spiritual human being. This is a meaningful scheme. But it is not just a scheme, it is an active force. Only the one in whom it becomes so alive that he sees the forces of the individual human members interacting, comprehends human development. Yes, this human nature is deep, deep, as Heraclitus correctly said. Thus we see the human ego at its work, and within the human body we see the transformation of the inner soul-elements of the human being. If we want to understand this ego, we must ask ourselves, above all, what is the present stage of the human ego, what has it achieved, conquered by working, partly unconsciously, on its astral body? What it has conquered lies in what we can describe with the words: The I makes the human being a being capable of judgment, a being that judges from within, be it judgments of the intellect, feelings or will; this makes the human being a being capable of judgment. This says a great deal when one says that it makes a human being a being capable of judgment, a being that can think, feel and want from reasonable judgments. It is said that one really learns to distinguish between what is the sensation of a physical being and what is the impulse of a human being. When we look at animals, we can find all the qualities of the human soul in animals to a certain extent. We find sympathies and antipathies in animals, even what is analogous to one of the highest feelings of the human soul, an analogy to love. We find analogies to what we call human intellectual activity. It is easy to observe in the animal kingdom how everything works similarly to that in humans; but who could fail to recognize the difference between what is present in humans and what is present as a quality in animals? We can say with certainty, based on the animal's organization and form, what it will be driven to do in this or that case. Necessity is quite different in the case of a human being who ponders the question: Should you do this or should you not do it? He weighs it up before coming to a decision. Only those who do not look closely at the matter can fail to see the enormous difference. In the course of his development, man has acquired the power of judgment through the interplay of his development, which has just been characterized. If we want to place before our soul the highest ideal of this discerning human being in relation to an area, in relation to human coexistence, in relation to the way two people relate to each other, two things arise. If we look at the judgment that confronts people, it is the concept of justice and the concept of love. When the human being places the concept of justice before him, he will be able to say to himself: Justice is something that can be regarded as a higher ideal. This means harmony, balance in life's circumstances. One need only think of good and evil, right and wrong. But what is it that afflicts the human soul when it utters the word “justice,” when it surrenders to the concept of justice? It is something cold that the human soul experiences in its feeling when it surrenders to this concept. It feels justice as a necessity, as something that must be, as something that man must submit to based on his sound judgment. The soul feels differently when it contemplates the concept related to justice, so to speak, the concept of love. Here the soul does not feel coldness, but inner warmth, something of what elevates human nature, because it must say to itself: That is only a truly human ideal when justice is no longer practiced because it is perceived as a necessity, but because one loves what is right, because one loves to do what should be done. Thus, justice and love stand side by side as a cold ideal that is nevertheless recognized as necessary, and as a warm ideal that fills our soul with inner fire. And in them is contained what the human soul sees as the two ideals when it asks itself: In what direction must it develop its power of judgment first? That through her judgment, through her deliberations, through what lives in her, she experiences the coexistence of human beings in such a way that it is in the sense of justice and love. - In this sense, man looks up to justice and love as two lofty ideals of development, and he sees, enclosed in the interplay of his forces, that which leads to justice and love in coexistence. That is how it is. But one cannot understand human development, or development in general, without another feeling, which provides insight into the actual nature of development. Development is something that, if it is to flourish, must include something else. And this other process can perhaps best be described by the word maturing. Maturation over time is something that cannot be separated from the concept of development. And we understand each other best when we apply the concept of maturation to the concept of the human ego itself. Take the life of a single human being, take it in the sense that a serious observer of existence should take it. Is it possible to expect the same of a person in their third year as in their twelfth or sixteenth year? That is impossible. The same cannot possibly be expected of a developing being when the interplay of forces is such that it is developing. There is a time for every stage of development, and it is detrimental to the being's overall development to transgress this law of maturation. It is also detrimental to the individual's human development between birth and death to expect something of the ego at one stage of life that should only be expected at a different stage of life, according to the degree of maturity. But it is also unhealthy to expect a person at a lower stage of development, who has not yet sufficiently purified his passions and instincts, to do things that can only be expected of such an ego in a truly fruitful way after it has gone through the various stages of purification. This is how it is when the human ego sees such significant ideas as justice and love as ideals and says to itself: You must rise up — so that they work like two great guiding stars in the life of man. But the path must be traveled in the right way. If we now consider not the individual life, but the whole of human life over the course of centuries and millennia, how the human ego returns and works on the human being, then we will have a complicated fact before us, which is very compelling to draw attention to the maturing process. If – and this can only be stated today, but will be touched on from various points of view during the winter lectures – if the human being not only lives once between birth and death, but returns again and again, then what spiritual science recognizes as a necessary consequence of development, that the I does not live only once between birth and death, but returns again and again, then it is [conceivable] that spiritual science recognizes as a necessary consequence of development, that the I does not live only once in this life between birth and death, but undergoes successive embodiments. During all these embodiments, the I works in such a way that it has worked in the distant past on the astral body, etheric body and physical body, so that the sentient soul, mind or mind soul and consciousness soul; let us continue to work so that spirit self, spirit of life and spiritual man will arise. The forces of this development permeate each other in interplay and unite in the ideals of justice and love. This work is done by the “I”. Thus, if we take the word experience in the right way, we must understand that at every moment of life – if we speak of different embodiments, in every single embodiment – the soul acts on the other members of the body in the right way, that the “I” works on every work on every single development, that it does not do too much in terms of acquiring justice and love; for the ego should never go further in relation to what is capable of judgment within it, and it cannot go further than its degree of maturity makes possible. But what is the regulator in this relationship? What ensures that the ego does not go beyond the degree of maturity at certain stages? Do we understand what the regulator is, what ensures that the ego can at least do the right thing at each stage? What is said here can only be understood if we turn our attention to something that is becoming clearer and clearer to people through spiritual science: If we turn our attention to what man's knowledge, his insights, his ideas and concepts (to name briefly the means by which we know the world) give him, we see that these are not found in man alone, but are poured out over the whole world. Man tries to understand the world by forming concepts and ideas about the world. Just as you cannot scoop water out of a glass that does not contain water, you cannot scoop wisdom out of a world that is not full of wisdom. Man draws wisdom out through his judgment, through his capacity for knowledge. He comprehends the plant because it is constructed in a way that is full of wisdom. He forms concepts. It is nonsense and foolish to believe that man could form a concept about the plant if the plant itself were not built according to this concept. What man draws out of the world is poured out into the world and underlies things. In the human soul, what is poured out in the rest of the world or in nature outside appears in a different form as wisdom. If you want to visualize this, all you need to do is think about the following. It took a long time in the development of mankind for man to reach a certain stage of historical development, let us say, to produce paper. Try to imagine the sum of thoughts and work that were necessary to produce paper so that it could enter human development. One could say, if one wanted to speak grotesquely, that within the wasp world this paper was not invented thousands of years ago, but much longer before, because the wasp nest is built from the same material that we have as paper. We have real paper there. What man produces in his materials is worked out into the outer nature. As such stages, you can realize how what man has acquired as wisdom is poured out into the world. The world is permeated by wisdom and built up of judgments. Wisdom is a rediscovery of judgments that are spread like a net over all existence in nature. Wisdom-filled furnishings are not only to be found in what human consciousness works out, what human beings shape in their souls; wisdom-filled furnishings can be found everywhere. They were already there when the human ego could not yet consciously work. And it was this wisdom-filled work that made it possible for the human ego to work on the physical body, the etheric and astral bodies, even before it was able to work consciously. But this wisdom must also be out there in life today. The human ego is not yet so far advanced that it can find the right thing all by itself, that which would correspond to a much higher power of judgment. What I want to say becomes clear when you consider the following. Imagine a person standing before a child that he wants to educate. The child does something that it should not do. It becomes necessary for an action to take place; it can be punishment or something else. Such a thing is possible. One possibility is that the educator says that the pupil is doing something incorrectly. The educator dislikes this, and it is possible that he may become angry and that this anger may develop to a certain degree, in an impulse to a certain action. That is one possibility. The other possibility, however, is that the educator, although he has seen the injustice and felt displeasure, remains calm, feels composure and, based on mere judgment and a certain maturity of soul, does what is necessary as a punishment or otherwise in the case in question. Outwardly, the same can happen. The difference lies in the soul being filled with anger one time and with composure the other. When we consider this difference, we will ask ourselves: Why is there anger in the one case and composure in the other? Would the person who looks at what the child is doing with anger be able to do the right thing in the case in question because of the maturity of his or her self? If you look at life, you will say to yourself that as a rule he will not be able to do the right thing. It takes a certain degree of maturity of the ego to do the right thing despite not feeling any emotion and remaining cold and calm, but still loving the matter at hand and loving what should be. A certain degree of maturity is required for this. And every person stands at a certain point in relation to this maturity. The human ego cannot always have the degree of composure that enables it to do the right thing despite not feeling any emotion. To do so, the human ego must develop to a certain level. What would the educator do if he were calm and did not feel anger? Then the educator would stand by with his composure, do nothing, and leave the matter be. The wise order of the world ensures that the I is guided towards what is right, at least to some extent, by forces other than those to which it has not yet matured. Before the I is mature enough to act from serenity, it acts out of affect, out of anger. Here we see that in the course of development, the human ego does work on the human astral body, so that in the course of development the astral body develops in such a way that composure blossoms; but as long as the ego is not yet able to attain this maturity, it does not want to work on this composure, then the human being should be driven by something within him to do something. One such mechanism, and a very important one at that, which allows the ego to mature within the astral body and yet still drives it to enter into a certain relationship with its fellow human beings before it is mature, is anger. Just as, for example, the outer nature in its plant kingdom, in its animal kingdom, is wisely arranged, so is everything that we can call the astral nature of human beings wisely arranged. It is arranged in such a way that people enter into a relationship with each other before they can build themselves up completely on the basis of their ideals of justice and love, using their power of judgment. The forerunner of serenity is anger. In development, it must be the case that what leads up to higher levels of development can also lead to error. If man did not now enter into error, he could not work his way to the truth. So even if anger gets out of hand, if we consider it in its full significance, we can see how it works. Take a young person in his youth, who is not yet able to develop certain ideals; but he sees this or that injustice in his environment; he comes to what one can call a noble anger. And what one can call noble anger at what he cannot approve of, that works in him to help the soul mature into working out in itself what the great ideals of life can become. Like a mother substance, the self, left to its own devices, is made mature through qualities such as anger. That the self is made mature can also be seen from other facts. Because the young man never sees his ideals realized in his environment in the case of things that he cannot yet have any concept of, he repeatedly feels the same noble anger at what displeases him. When people look into life, they can perceive that all the noble surges of anger in youth later come out as love and gentleness. He who views life in its entirety sees the transformation of youthful anger into the love and gentleness of old age. Thus we see how love and justice, which stand before the human soul as lofty ideals, but which the ego must mature — for it takes an enormous effort to develop the system of human justice and the truth, the real of love, which is not burdened by clouded feelings, we see how justice and love, these high ideals, have set up wrath as a champion in the human social order. It is wrath's [mission] to prepare love. This is understandable when you consider that what is supposed to become judgment in reality threatens to degenerate into extremism. If we consider the various embodiments, we can say that what a person brings with them in the way of justice and love goes back to a time when they were not yet able to recognize what the right balance should be, when they had no idea of the true feeling of love, but when what arises is anger. Like the dawn of the sun, so shines the nobility of anger, the noble anger that precedes love. In wisdom, the powers that rule the world have placed the nobility of anger in the astral body before a full consciousness of love can be developed, before love can become full justice in the soul. In times when things were examined more closely than today, it was possible to determine what was in the soul members just by their names. If we go back to the great Greek philosopher Plato, we will find that Plato calls that which we call the consciousness soul, the reasonable soul. But what we call the intellectual or mind soul must be endowed with the ideals of justice and love, and Plato calls this the wrathful soul. What we call the sentient soul, Plato calls the desires soul. If we turn to Aristotle, we find that he uses similar terms in a similar way; we can also see that they correspond exactly to the expressions of spiritual research. Why does Plato call the soul that precedes the consciousness soul, the wrathful soul? He calls it that because not only wrath but also all wisdom-filled institutions are written into this soul, because he found the wisdom that was poured out into the world also poured out in the human astral body, precisely as a wrathful soul. In the case of those who have looked more deeply into the nature of the soul, we find that the essence is already indicated in the name. The person who, from the point of view of spiritual science, looks at what passes through the ages as legends and myths of the peoples, as a transmission of the peoples, makes a remarkable discovery in his soul. What might be called the “science of the green table” can answer when you ask where this or that myth comes from: “That is folk poetry.” Only someone who is unfamiliar with folk poetry can speak of folk poetry in this way. But anyone who delves deeper and shines a light into this or that saga or myth will make the remarkable discovery that it contains great wisdom. Before humanity was educated by logical judgment, by pondering and counting, as is right today, before this ability to judge led to the contemplation of truth, another, clairvoyant recognition led to it, to contemplate the truth. So the myths and legends are something quite different than they initially appear. They become an expression of profound truths. A saga that leads us into the depths of the truth that interests us today was processed by the Greek tragedian Aeschylus in his “Prometheus Bound”. When we delve into the life of this poet, who lived two thousand years before us, we are seized by the world view that permeates his poetry, the world view that is poured out in the Greek myths, the world view of the Greek people. I could fill the entire lectures over the winter if I wanted to tell you what there is to say about “Prometheus”. This poem ties in with the myths that the name Prometheus encompasses. You are all familiar with the Prometheus myth. Let us briefly recall it. When the Greeks looked back in time, they saw ancient generations of gods at work within our earthly nature, within our earthly and cosmic evolution. Today it is not intended to explain what is meant by this. Imagine that they are personifications of natural forces, or whatever and however you want; that is not the point today. The Greeks saw two ancient dynasties of gods: Uranus and Gaea; these ancient dynasties of heavenly gods, who brought about the first processes on our Earth, were replaced by the dynasty of Titans; the dynasty of Titans to which Cronus and Saturn belonged. Kronos was the son of Uranos. We are told that the Titans, with Kronos at their head, seized power and overthrew the old Uranos. We can assume from the outset – and this is pointed out, and it is true – that according to Greek belief, certain forms of life existed in ancient times that were subject to different rulers then than in later epochs of development. Anyone who is aware that the forms of events change over time will admire the ingenious view of Greek myth, which expresses the beginning of [earthly] development, that interplay of simple primal forces of the world, through the marriage between Uranus and Gäa, and then expresses a later epoch by saying that the Titans appear. The whole face of the earth changes, so that other forms of life, of happening and becoming are there. Thus, in the Titans, we have a second generation of gods, forces that work within the development of the earth. Why is the generation of Titans replaced by the generation whose leader is Zeus? He is, so to speak, a member of the youngest of the generations of gods. He therefore overthrew Kronos and his followers into an unknown world, a hidden world to which the Titans belong, and in which Zeus is the one who exercises world domination. In Zeus's fight against the Titans, Prometheus, a descendant of the Titans, sided with Zeus. It was he who helped Zeus to achieve his goal. But Prometheus experiences a bitter disappointment, so to speak. He helped Zeus to achieve world domination. Within what the Greeks imagined as a succession of these three corporations of the gods: Uranus, Titans and Zeus's generation, human beings developed into various abilities, they developed into certain stages. When Zeus had taken over the rule, human beings had developed to the point where they could absorb the impressions of their surroundings into their consciousness. If we understand this Greek myth in the right way, if we really engage with it in a spiritual-scientific way, then we find that the Greek genius, where it expresses itself mythically, takes the concept of development into account in a wonderful way. People who can see what is a few steps in front of their noses believe that as long as man and his consciousness have moved up from the animal to the human form in the sense of today's natural science, they have always been as they are today. So human consciousness is also in a state of development. It has only gradually taken on the forms it has today. If we go back on the basis of research that is no longer accessible to external natural science, but [rather] to spiritual science, we would come to ancient stages of human consciousness where judgment and deliberation were not yet present. Instead, however, there was an image consciousness, an image consciousness that works differently, that works in such a way that when a person encounters an impression, an image arises within him. He knew directly through the images, through the impressions that the image made on his feelings, he knew in an old, dim consciousness that is preserved like an old relic, like a traditional heirloom in a dream. An old, dim, clairvoyant consciousness was there in those days. It was only into this consciousness that man first acquired the ability to conceptualize. Everything was in development; above all, human consciousness. This is expressed in the fact that Zeus has taken power. Consciousness increasingly makes way for what is to develop into judgment and deliberation. The sure insight that was conveyed by images was lost. Man only began with the first facts of calculating and counting and considering. People were clumsy. They became dull in relation to their old consciousness. They could no longer grasp their environment. They lived in an almost inhuman way. But out of this dullness there developed more and more that which, as we have indicated, was present in the first beginnings and which worked in man in such a way that it gradually brought him to judge, brought him to posit out of his ego into the world something that was not there before. Call it power, call it essence. The Greek genius expresses it by saying: Prometheus works in human nature that sense which makes it possible for human nature to process the individual things of life into art productions by means of tools. Prometheus is the great benefactor of mankind who, in the name of love, has given humanity what it will continue to develop ever further. Zeus, that is the disappointment that Prometheus experiences, would only have developed in man what is independent of judgment, independent of calculation and deliberation, what has not led to the arts. Zeus had left man without fire. Travelers will tell you that higher animals, for example monkeys, were spectators and saw travelers warming themselves by the fire. If the travelers leave the fire while it is still burning, they will also warm themselves; but what they do not do is to bring wood and make a fire themselves. This is closely related to the making of fire, to the foresight to bring about something that will serve one later. The foresight is interpreted in Prometheus, who is the forward thinker. The becoming is interpreted by the Greek genius in the form of Prometheus. In Zeus, we see that which is not active in the human ego, that which does not make the human being capable of judgment, but which only works in the human astral body. The Greeks focus on human nature, and they say to themselves: the threefold nature of man — whether they say it to themselves in this form or not is irrelevant — is made up of drives, desires and instincts. These must play against each other. What permeates the astral nature with wisdom was seen by the Greeks in Zeus. What penetrates the human I, what leads the I to a higher level, was seen in Prometheus. Thus Zeus and Prometheus faced each other, like the I reflecting judgment and intellect and the astral body. Thus they fight against each other in the I, which purifies the astral body. When the Greek allows us to see the whole astral nature, he says to himself: When we look at the human being with his astral body and his I — he stands in the world, suffering pain and joy, doing good and evil; pain and joy, good and evil, are in need of balance. It causes displeasure in the human soul when good is unrewarded and without success, and evil goes unpunished or is successful in the wrong way. It is justice that brings about balance in suffering and joy, in good and evil. But when we survey the world, says the Greek Genius, then we see that in the world, within human nature and the human astral body, justice is very limited. Man is powerless; that is how the Greek genius felt with regard to justice. Now he looks out into nature, sees and says: Development is what comes before our soul in the sunrise and sunset, in the rise and fall of the plant world; what comes before us is everything that does not comes up to the human astral body; that something is at work in it that is connected with human nature, that is connected with the whole world as something that is a far deeper justice than man in his powerlessness can realize. — He then looked up and said to himself: There must be hidden forces and powers after all, that are behind what we can see, and that have a balancing effect. These powers are the ones that are powerful in the face of the human impotent being; they are the powers of justice, so that they prevail everywhere, that they can count on these powers that work with might and power to bring about balance and that do not succumb to human powerlessness. They are hidden, and there they must be. The Greek genius saw them and called them the Titans for the reason that they do not have human powerlessness; and Themis, the goddess of justice, belongs to the special female Titans. Thus, before the eyes of the Greek genius, there is an all-pervasive justice in the realm of the Titans. But then it must transform itself into love. The warm feeling of love must absorb it. That is why it is not Themis who is worshiped as the figure who also penetrates into man, who leads him to the ideal of justice, to love, but the son of Themis, Prometheus. He is the one who takes hold of human beings in their very essence. While Zeus belongs to the realm that pours wisdom and balance into human knowledge on earth, insofar as the astral comes into consideration, Prometheus pours into the human I that which should bring this I ever further forward. However, we can recognize a force in the individual human being that prevents the I from going too far in its development, a force that stands in its way. Just as anger precedes the still immature composure, the Greek genius saw the interplay of Prometheus' deed with Zeus' anger in the great cosmic context. Zeus is the one who has to watch over the human development of the self so that it does not advance too quickly. Therefore, he must create balances. Prometheus provides people with what is common to ordinary people: understanding, reason, feeling, that is, what comes from the ability to judge. But this means that something else has emerged in human development. In the human being who has advanced from the earlier to this stage, his consciousness has narrowed. When man still had his old consciousness, the clairvoyant one, man saw through his image consciousness into his spiritual, at least into his soul world. This is connected with a conscious appearance of image forms, so that man can see into a soul world that is hidden from the mind and sense consciousness. Thus a world withdrew from human consciousness. The gaze was tied down on earth, while at the same time advancing to a higher level. What man had implanted as his ideals of justice and love had to pay the price of being banished to the outer sensual world, to earth. This was the counteraction of the astral. As man developed his ego further, the astral worked like a counterblow. Whereas man could formerly see into the world of the soul, this counterblow obscured the view into the world of the soul, and the view remained limited to the outer physical world. He was chained to the world of the earth. What was in Prometheus chained him to the earth. And so Prometheus was chained to the earth in human nature through what works as a counterbalance in the astral nature in the realm of Zeus, through the wrath of Zeus, forged to the earth. He had developed a higher ability. But it was darkened by the wrath of Zeus. There are all possible degrees between the brightness of consciousness that a person has during the day and the darkness during sleep. What occurs in affect is, to a certain degree, its darkness. And the cosmic degree of darkness was that human consciousness was chained to the physical world. The consciousness that should have looked into the spiritual world was paralyzed. This paralysis was the chaining of Prometheus to the rock. The forward-looking in Greek human nature is precisely depicted in the myth in the Prometheus myth. And the Greek tragedian presents this in such a powerful way in the “Prometheus Bound”. If you let the nerve of this wonderful drama take effect on you, then you will see what confronts you in it; what you encounter is something of which one can say: it stands in the world like an old heirloom from earlier times. Certainly, man has developed in a certain way, but all development does not proceed in a straight line. There are always heirlooms from old developments; they do not fit into later times; they seem out of place. Imagine a being with the old image consciousness in our time – it is an impossible being; it cannot possibly find its way in today's world. It is not for nothing that the human soul's powers change. They change so that they are adapted to human conditions on earth. The image consciousness is adapted to the earlier earth conditions. The mind consciousness corresponds to the present time. The artist presents this to us in the form of Io. She represents a being that has emerged from the level of consciousness of the ancients. What will become of this [image consciousness when it occurs in our time]? Madness! What is the image of the earlier time supposed to say? It may be that one also has the ability to say it, but these abilities are not good. They produce error and deception for the soul. The Greek genius represents such an awareness, which has remained like an old heirloom, so that error and deception and illusion arise, by seeing the hundred-eyed Argus. Images confront her. But these are deceptions, illusions, that is illusion. Even if this consciousness, when it has seized the human soul abilities, when this consciousness would also fall into madness, one must not believe that it will not have a meaning. That which the developed consciousness has grasped has only grasped one part of the human being, the brain, and has made it its organ. But the Io is still working on people today. This is human future development, that all the forces that can be there will appear in later times in new forms, like the Io with its consciousness in ancient times. So she is a madwoman. But how she will be when that in human nature which the subconscious works on connects with what is higher human nature, then human judgment will be conscious; the Prometheus in human nature will be redeemed. The Greek sets this whole thing in the past, and in a way it also refers to past events. Just as he was able to extract the meaning of each individual move of the drama from this train of Prometheus bound with Io, he could also extract it from the drama. I could only hint at where the drama's nerve lies. I could show how the playwright's mind was filled with what is in human nature and how it interacts. That is why Aeschylus was able to show how anger arises from the astral body when the ego is bound in the cosmos, so that it can mature and develop the abilities that are appropriate to it, as it were, projected out of the cosmos into inner human nature. Through this powerful drama, we will see how anger has the mission of being a harbinger of love. In a certain respect, this is also what connects us with the noble word truth, which is related to human nature in a different way to anger. We will see how Goethe has incorporated into his “Pandora” what he himself felt in his deepest soul about these riddles of life. But because humanity today is so far removed from spiritual science, from that which lives in the soul of a poet, the poems like “Pandora” were not understood. This was already the case in Goethe's time. That is why Goethe felt lonely at the height of his life. In this loneliness, he also felt many dangers – as people still say today: In his youth, Goethe still wrote understandably, but in his old age he came down and wrote [unintelligible]. – In contrast to this, Goethe once broke out in words that you will find spoken in his works: “There they praise my Faust and what else is in my works... and there the old rag-tag believes it is no longer.” That is how he felt about the misunderstood spiritual world. Especially when you are looking at the human soul and want to understand it practically, then you have to start from spiritual science. You have to be able to observe the interplay of forces and the meaning of the individual forces, as spiritual science presents them to us. Then we can look into the deep abysses of the soul in such a way that we can apply it practically. Only then do we understand as different fruits that which speaks to us spiritually from this point of view [through] Aeschylus in his drama [of] Zeus towards Prometheus, whom we will only understand when we understand what the mission of anger is in the astral body for the development of the I into the ability to love. The veil that we must lift if we want to penetrate to our satisfaction and to the right practical life is lifted so that we can say: Certainly, when we look at the soul in a spiritual scientific way, we feel how deep the fundamental tone is, and we also feel that we are on the way to penetrating into this ground. Spiritual science will first advise us to strive for the right thing little by little in order to penetrate the ideals and insights of the soul life that are to be attained; it will show us how to make the words of the ancient sage from the fifth and sixth century, whom we can remember when we explore the depths of the soul to find the boundaries of the soul, understandable in a new way, starting from these ideals. It will be difficult if we also travel a distance, because the soul's ground is infinitely deep. |
68b. The Circular Flow of Man's Life within the World Of Sense, Soul And Spirit: The Human Character
29 Oct 1909, Berlin |
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68b. The Circular Flow of Man's Life within the World Of Sense, Soul And Spirit: The Human Character
29 Oct 1909, Berlin |
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The last lectures in this series were devoted to a consideration of the human soul. And it will have become clear to those members of the audience who have followed the last three lectures what inner justification there is for not regarding the human soul as an indeterminate being, with its qualities swimming around in confusion, but for actually pursuing it in the most careful way in its individual subdivisions. For those who are here today for the first time, it is enough to point out that, in the sense of spiritual science, this human soul is distinguished into what we call the sentient soul, which is, so to speak, the lowest of the members of the human soul, which is still close to what we call the bodily members of the human being. Then, in this soul, a distinction is to be made between the mind or emotional soul, which already stands out as an independent entity, making itself independent of the sentient soul and the bodily life, and finally, the consciousness soul can still be seen. We have pointed out that what is generally regarded today in every science as development, in a higher sense as self-development of the human being, comes to us within this soul life. Man is in development and stands at the lowest level so that what we call the sentient soul comes into its own. With further development, the mind or feeling soul comes into its own. Then, to a certain extent, a person can find themselves and examine themselves with the light of thought, understanding and knowledge. We then speak of the consciousness soul. We have not just talked about these soul elements, but emphasized the qualities that take on very special forms when this self-development of the person is taken seriously. In particular, we pointed out one of the qualities, anger, and showed how self-development lies in overcoming such an affect. Man's sense of truth [as educator of the mind or intellectual soul] was further found, and how then a special impulse for the development of the consciousness soul is what we described yesterday as devotion in the right sense of the word. As we were asking ourselves about that in the human inner being, which actually guides and leads the development, we came across that which we had to say could essentially reveal itself in two ways: We have come across the I that pulsates and interweaves through the whole soul. It is what works on the soul. It must reveal itself in two ways: on the one hand, strongly and powerfully and meaningfully, richer in thoughts, feelings and will impulses, which itself must expand more and more; in this way we have shown how selfhood grows more and more. Furthermore, that on the other hand this ego, by expressing selfhood in a special way, can degenerate into selfishness and egoism. ... Thus, in a certain respect, the ego became the center of the soul's life. Today it is our task to eavesdrop even further on the work of this ego on the soul. We have seen what it does for the individual members when we look at each of them purely in itself. But it is also called upon to bring about order and harmony in the life of the soul... to work the individual members of the soul, sentient, intellectual and consciousness soul, in the appropriate way, to fertilize one through the other, to let the sentient soul play into the intellectual soul and this again into the consciousness soul, and so on. If the human ego was unable to relate these individual soul elements to each other, to establish order, harmony, etc., then the individual soul elements fall apart. The ego must prove itself strongly through all the individual soul elements and allow each individual to play into the others in an appropriate way. You can imagine that, by allowing the individual soul links to interact, the I plays in the same way as a musician plays an instrument – even if we can only see three strings of it at first. But the I plays very special harmonies and melodies on the three strings of the soul life: depending on whether it strikes one or the other string more, strikes it at the same time as the other, and so on, a very special music of the soul arises in the person. This is how the human soul life expresses itself, as this I plays on the three strings of the soul life. What is this expression of the I playing on the three strings of the soul? —Nothing else emerges from it but the human character. Only someone who does not question how this I plays and works in the harmonious interaction of the various soul elements can understand what is meant by the [phenomenon of human character], which is so often enigmatic and yet confronts us at every turn in life. Yes, when the individual abilities of the human soul, the individual activities, fall apart, when the ego does not exercise joint control, then the human being appears to us as if he is striving in different directions. This is the most trivial thing in the life of the character, so that his soul activities work in one direction on the one hand and in another on the other. In life, the patriot and the private man can thus diverge. In such cases, we are not talking about a unified character, and by this we mean that the ego does not distribute its effect evenly among the various parts [of the soul]. This occasional inability to create harmony between the various activities of the human soul has always been a kind of material for artists to use in poetry or other artistic forms of expression. Consider Shakespeare's Hamlet; there is a spiritual activity that the ego cannot reconcile with action. Goethe has already expressed this dichotomy of the soul life in Hamlet by saying: A great task is placed on a soul that is not up to it. All possible situations in works of art arise from such discord in the ego's play on the soul's instrument. All comic and dramatic situations can be traced back to this. But we must take a closer look at the human soul if we want to fully substantiate what I have said in general. The human ego works its way up from the sentient soul to the consciousness soul and can only grasp itself in this way. In this way, it can present itself vividly in each of these elements. It can express itself in the drives and desires of the sentient soul; it can express itself in a purified way in the mind soul; and it can, further pervaded by knowledge about the world, about human thoughts about things, in the consciousness soul – each time we will find that we are confronted with a very special form of what we call character.Thus we see how the I can live fully in the consciousness soul. When it emphasizes this life in the consciousness soul, it is activated in the innermost link of the human soul life, which can hide its impulses from the outside world within itself. When it emphasizes its work in the consciousness soul, what arises is what we call the hidden, closed character. We cannot get at him because the consciousness soul withdraws from the outside world. We can therefore be separated from a person as if by a partition. His I is locked up in the consciousness soul. The I can continue to be active and live in what we call the mind or feeling soul. This is how the malleable character is formed, which is somewhere between the other two. In this way, the I provides what could be called the balance of the soul forces. People who exercise their I within the mind soul are those who are willing to be stimulated by the outside world, but also willing to process these impressions in the service of their own self, to educate themselves more and more through the impressions of the outside world, through what is heard, seen and known of it. If you want to educate, you have to know how the I works in the mind or soul. If such an inclination is present in a person, you have to make sure that you do the right thing in one direction or another. Such people are the most malleable, easily influenced by what is around them, and they use it for their own development. But when the I lives it up in the sentient soul, it tends to turn outward what is in the sentient soul, its drives and so on. As soon as the I begins to be active in the sentient soul, the will arises to work outward. We have before us people who have a preference for an active character, who are always available to do this or that. When taken to an extreme, they become the busy people. Thus we see how the human being expresses himself when the I strikes one or other chord. We can also say that the human being's I initially acts in such a way that it itself rests as if hidden in the sentient soul, namely in young people or at a low level of culture. There the I is closed in the sentient soul, it does not yet have the possibility to ascend into the mind soul and show its activities, as it expresses itself unconsciously in the sentient soul. In this case, we speak of a character that is at a low level and expresses base urges and desires. This is different from the character where the I has already ascended into the consciousness soul, but which nevertheless then expresses itself in the sentient soul. Then the I carries what it has learned within the consciousness soul into the sentient soul; then it follows its instincts, desires, but with what it has learned through the consciousness soul. And because he follows them, such a person appears in life in such a way that we say: Oh, he only follows his instincts and desires, but in such a way that he pursues them in a clever, sophisticated way. At the same time, his character is imbued with low-mindedness [and clever reflection. It gives the] character a higher meaning when, with attitude, the person rises as high as with knowledge. We must grasp this wonderful phenomenon of human character as a kind of inner soul music, a play of the I on the various strings of the human soul life. Now it plays not only in general with the soul members, but in all that is present in these individual soul parts of the human being. For example, we see one such soul quality as an affect of the sentient soul: anger. When the ego is little developed, has not ascended into the higher regions of the soul life, it gives itself over to anger; then we find an outburst of anger that shows us how an ego unconscious of itself storms out into the world. It is not in control of itself because it has remained undeveloped in a certain respect, ... not in control of itself when it is overcome by anger. [Imagine a] teacher in front of a student [: [the] student [has] noticed something wrong with a fellow student and, in anger, hits the fellow student with a book. The teacher may be a person who has developed the mind soul and the consciousness soul, but in this moment, anger can overwhelm him so much that a young lad can get so angry. Then the teacher hits the boy a few lefts and rights. When the surge of anger comes, only a very controlled person can suppress it. The stopping of the I in the sentient soul manifests itself as if in a rage. This is the extreme of anger, when the I almost sinks in anger and the soul becomes similar to a state of powerlessness. Then anger arises. The ego cannot conquer anger. If it conquers, then, by being conquered, anger becomes an educator in the right way, indirectly through the ego itself, if the ego does not let itself be overcome by the emotion but exercises self-control. In the sentient soul, the I has to accomplish its own education, which we call education in self-control. On the one hand, there is rage that breaks out blindly, and on the other, there is self-control, which is achieved through noble self-education. Let us now take the I that is in the soul of reason or feeling. The mission of the sense of truth is revealed in it. It consists in the fact that the human being has something in the truth that he may cultivate – because when he devotes himself to the truth, he cultivates something – that he may cultivate in his own inner being. He can only assimilate truth within himself, in order to unfold the supreme power of the I in inwardness. At the same time, however, it unites us with the whole of humanity and with the world. In the cultivation of truth we see something by which the I can develop into selfhood and self-strength, and thereby at the same time into selflessness. But one or other of these strings can be struck in the wrong way. It can happen that the I makes a mistake in a certain way, or where it should have a strong effect, it has a weak effect. If it makes a mistake within the soul of the intellect, then what arises is a demonstration of how even the noblest in human life can be distorted, can become a caricature, when the I loses itself in what it has recognized as truth. When the I is immersed in the truth, the following can occur: Because man is not capable of mastering a comprehensive field of truth on all sides, and can only master part of the truth, when the ego loses itself in it, it can forget itself and blindly rage in its limited circle of truth. Then it becomes a fanatic, and what is called the fanatical character in life comes to meet us. The opposite is true when the I not only devotes itself to the truth with the right strength, but also looks into itself in the right way and becomes aware that a person can also err. If the I does not lose itself in the truth, but always looks at itself in the intellect and in the mind, then the fanatic cannot arise. By increasingly practicing this self-examination according to the qualities of the intellect and the soul, the I attains what in characterology is called healthy self-esteem or healthy self-confidence, combined with proper self-criticism, [which] allows one to maintain balance with regard to recognized truth(s) and the possibility of error on the other hand. Then... to that which contributes most to the soul's upward development into the consciousness soul, to devotion. Here too, the I can strike the right or the wrong chord. It can lose itself in devotion, give itself up in surrender to the Other and the Unknown. Then we are dealing with the self-losing ego, with the false holiness of man, which amounts to a kind of self-sacrifice. But when the I resonates with this quality of the consciousness soul in the right way, when it works strongly into devotion with its self, then we come to what can be called justified self-respect and self-knowledge. Thus we see how the I expresses itself in the most diverse ways. It is the unifier of the individual members of the human soul. And it is the characterological activity of the I on the individual soul members, as just described, that prevents the human being from falling apart. But if the I does not maintain control over the individual soul-members, then the human being appears to us as fragmented, the I sinks down and can no longer be seen: lack of character, surrender to the demons of one's own soul, torn back and forth by instincts and feelings; thoughts that bring one to despair, surrender on the other hand, etc. [I have] already pointed out in an example from art the loss of control over the individual parts, where the ego has sunk into self-loss. This work of art is the famous Laocoon: a priest with his two sons standing there and entwined by snakes. Many people have endeavored to understand this work of art. ... All this is expressed in a wonderful way, one must... in the right way understand. /Larger gaps; probably a description of “Laocoon”.] Even those who have devoted themselves to it with devotion have said many erroneous things in their understanding of this work of art. Winckelmann, who became Lessing's and Goethe's teacher in the study of art, looked at Laocoon in such a way that he said that it was particularly beautiful that here the highest ennoblement of pain takes place. He sees the soul in its sublimity in Laocoon, who in the moment before death musters his full soul power; and in the face, namely in the eyes, one can see how the inner soul powers look up to a supreme being. The father shows in the eyes expressing mercy that compassion for his sons triumphs over pain. This description fails when confronted with the overall view of the work of art. It can already be seen in a cast. If you want to judge the eye in this way, it fails because the eye is directed upwards and Laocoon does not see any of his sons. [The compassion for the sons is] not visible, because Winckelmann has invented it. But this group is illuminated by the light of understanding when one sees what is there and is clear about it: this Laocoon with the drawn-in abdomen, with the protruding chest, with the upward-looking, surrounding eyes, the hair standing on end – when we see all this, it is clear to us that here the effect of the human being is no longer overcome by the sense of self, but we are confronted with the moment when this sense of self has disappeared. The ego has just emerged, and at this moment it no longer follows the effect of the ego, which would hold the strong reins with regard to the expressions of the soul life. Individual limbs go their own ways. Nature... [the pain] draws in the abdomen, the upper body is protruding, other limbs go their own ways; everything is torn apart. Through the loss of soul that has just occurred, it shows what man is when the ego is truly suppressed and the individual strong limbs go their own ways in a final flurry. When we have such a work of art before us, it is a negative symbol [for] what the I must be that brings about this interplay of the individual soul members. By looking at human character in this way, we can gain much for our understanding of life, but also many things that the educator needs if he wants to develop human character step by step. We will understand life if we ask ourselves: What is the peculiarity of human character itself? If we look at animal character, we can say: the animal comes into the world with a ready-made character, which remains throughout the animal's lifetime. What is at the beginning is also at the end: a distinctly pronounced generic or species character. If you characterize a hyena, you have characterized them all. Why is that? It is because the animal, in a sense, has no history and does not incorporate the element of time into its life. The experiences of youth cannot be learned and carried into the later elements of development. What we call time is incorporated into the human being's soul life. The I gradually develops out of the hidden germ, the peculiarities of the sentient soul and the mind soul, up into the consciousness soul. Thus, the child approaches us in a different way in terms of character than a young animal. From the earliest times, the latter practices the activities that are incumbent on it by virtue of its nature. In a sense, the human being enters the world without character. The individual forms, even those based on his nature, even what he acquires by being worked on by others, all that arises in later life, must be acquired over time. Initially, a person can be determined in terms of their character. We can work into them, but we cannot use a word that describes a child in terms of character; the child does not yet have character. By showing itself differently from other children in its individual activities, it does not have character, but it does have individuality. The self has not yet taken self-development into its own hands. It is still pressed down under the sentient soul, still contained in the most hidden part. As long as it has not yet developed into activity, into an inner play on the strings of the soul instrument, it is only an individuality, not a character. Only then does the character begin to emerge when the I begins to become aware of itself, at first dimly. Then, in the course of life, this self-education by the I occurs more and more. But one educates a person in the right way only when one pays attention to whether it is the I that is inclined to rummage around in the sentient soul or one that wants to express the qualities of the mind soul or consciousness soul in particular. Here one has to be careful not to limit one's view and to ensure that the various activities of the I are stimulated in the right way. If one sees that a child is inclined to lose itself in the individual activities, that it tends towards selflessness in the bad sense, then it is good to start teaching this child the concepts of human dignity and human significance as early as possible. You will educate badly if you encourage your selfishness here, appeal to the child's own selfishness. You will educate well if you teach him general concepts of what a human being is and means in the world. When the sense of life is strongly developed in the soul of the mind, it can indeed bubble over and be lost on unworthy things. In this case, when it wants to lose itself on unworthy things, then one must ensure that such a growing person forms the right concepts of the world, of things and of beings, in order to assess them correctly in relation to each other. We have to ensure that he learns to appreciate things correctly. Thus, as educators, we have to do the work of transferring the work of the ego to the neglected side. We have to do a balancing and harmonizing job with regard to character, but first we have to gain an understanding for the peculiar way in which the ego plays with the different parts of the soul. Thus we see how justified it was to form the word character, that is to say, “imprinting”. The whole life of the soul receives a certain imprinting and shaping through this I. How the human being then affects life itself is best shown when we understand how the I is active in the individual members of the soul and how these interact. Now there is something else to be borne in mind in particular. I have said that the I educates the soul up to the level of the consciousness soul. Is this education complete with this? It is not yet finished. Only then does what is important in terms of character development in human life occur. Only then is the consciousness soul accessible to what can reach into the human soul from a higher world. What can reach into the consciousness soul first of all? What is most important in terms of character are moral concepts and ideas, which we do not find in our lives outside. There we find drives and instincts in which a self works that is blind. We cannot gain our [rational insights] and ideals and moral judgments from life. We must first carry these into life. The human soul must receive these as an inspiration from another world and try to bring them into life; but not just like that. In the human soul, the moral imperative [lights up], the great ideals through which we can advance life, what life does not yet have and man must first bring into it. Then the I grasps this light from another world in the moral concepts and ideals. They first flow into the consciousness soul; the I grasps them. Previously, development took place from bottom to top; now, when the I has gained these moral judgments and ideals, it carries them back down into the mind soul, transforming the moral thought into moral feeling. The moral feeling in the soul of feeling is what was in the consciousness soul [moral concept]. When such a moral concept is brought down into the soul of feeling, we glow with a moral deed. Then we have sympathy for what is going on around us. More and more, moral judgments and thoughts push their way down and become feelings. We become inflamed with enthusiasm for what is done out of high moral ideals. Through the “I” bringing moral judgments and ideals down from the consciousness soul, we are moved to glow with enthusiasm for what is good and to feel sympathy for what is noble and great. But the I must also carry these ideals down into the sentient soul. There the moral ideals also work on our drives, instincts and passions, transforming them into something completely different. Gradually, the moral ideal pours into this drive life, the drive now works as a force, and the moral ideal gains the power to be realized. The drive has abandoned its instinctive nature and what is in it as a force becomes the bearer of moral judgment and ideal. Thus, in life, we become people of action who not only live out drives and passions, but also carry the light of moral ideals, so that there is no contradiction in them between what they carry the passions in and what shines there as moral judgments and ideals. Thus the self carries down into the lower regions of the soul what it has gained above. In this way, it warms the soul with what it has gained in the consciousness soul. By developing itself up into the consciousness soul, the I becomes a human being in terms of character. By carrying it down again into the lower members, the human being becomes a moral character. This carrying up and down of what has been gained... this is how we understand what character is, what moral character is. This [the work of the ego on the soul members] gives the human being his character to such an extent that it expresses itself [in the body]. Just as the soul expresses itself in the outer body, so this work of the ego on the soul members expresses itself in the outer body. We can follow this down to the last detail and are amazed at how the I appears in the outer physical body of the human being. There we see how the I works in the consciousness soul. When this work expresses itself outwardly, it is in that which, in the outer world, belongs to the highest human activity. What elevates human beings above animals is the free mobility of their limbs and the subordination of their limbs to the sensations and concepts of their soul life. One movement that expresses the inner soul life [in particular] is facial expression [and gesture]. We see how the activity of the soul in particular acquires an external expression in mimic [and gestural] expression. The one who is able to interpret the facial expressions and gestures of a person in the right way sees how the whole play of the I on the various soul members is revealed in the outer gestures. If, for example, the I in the consciousness soul is active, but has dragged up what it actually is in the sentient soul and allows it to play up into the consciousness soul, then it expresses itself as if one could say: The person lives in his feelings, brings this to consciousness and expresses it. Outwardly, this is expressed by the person tapping himself on the abdomen with great comfort, for example after a meal. Suppose that what stirs particularly in the feeling soul and through which the I is stimulated by the feeling soul is particularly developed and expressed outwardly in the gesture: Man then reaches to his heart. Thus he rises up by his own body, by rising with his I and by playing in ever higher limbs. If the 'I' expresses itself in such a way that it only expresses the consciousness soul and is not touched by the other parts, only the consciousness soul, where thoughts and knowledge dominate, where human discernment is expressed – when a person reflects sharply on something and reflects in such a way that he wants to analyze something – then he puts his finger to his nose to, as it were, divide his face into two parts. What is worked in the consciousness soul is expressed. The character is reflected in the outward gesture by scratching behind the ear, or by grasping the head when something does not occur to one. In the whole play of facial expressions, both the ascent in the soul life and the ascent in the soul life are expressed. When a person makes a judgment and wants to negate something, this can be expressed in the consciousness soul of this person by quietly judging. A negation expressed without emotion is then a movement of the head simply to the left and right. But if he negates with the will, he throws his head back. It is particularly interesting to study the outward gestures of different nations. Here one could recognize the play of the I if one were to ask: How does one nation or another express negation? — and so on. Here we see how character is expressed and shaped in the play of facial expressions. When the I allows the other soul members to play into the mind soul, this is expressed in the human physiognomy. What we read in a person's face is the expression of the work of the I on the mind or soul of mind, where the I allows the other soul members to work. Now, we have said that the human being, where the ego plays particularly in the soul of the mind, gets a malleable character; therefore, this malleability will also show externally. This malleability, which belongs to the time, to history, we can read from the physiognomy: a face furrowed with grief. The history of a person is imprinted here, the writing of what the person has experienced in his destiny. In the animal physiognomy, one can wonderfully observe the animal species or generic character. What a [single] person has suffered, what has become of him, can be seen by observing the human physiognomy. His story is written there. In a deeper sense, the various dispositions of the character are also expressed in a special way in the facial expression. But one must not be pedantic about this, because everything can also be balanced out by other effects. Thus, in the human being, we can distinguish the mental part in the face, the lower part around the mouth and chin, then the nasal part and the frontal part or forehead. Depending on whether the ego [has an effect] on the rational soul, the sentient soul or the consciousness soul, this is expressed in a variety of ways. A person who acts out his or her individuality only through the sentient soul is often characterized by a pointed chin. Everything that happens in life is most pronounced in the middle part. When the ego particularly appeals to the emotional soul, allows the consciousness soul to play from above and the sentience soul from below, when there is a balance in the mind soul, then this is expressed in the physiognomic form in such a way that the middle part of the face has a special expression. Those who are able to observe life will find such harmony in the soul life of the Greeks. That is why the famous Greek nose is regarded as the model for the human body in all of sculpture. In the Greek way of life, the entire human countenance is reduced to the human nose. The character that the I has shaped in the soul is impressed on the human body. When the consciousness soul in particular is pressed down into the mind soul, the forehead takes on a special shape. One must not exaggerate these things, but must be clear that the I works individually in each person. If pedantry intervenes here, such things are distorted. It must repel when approached by pedantic schoolcrafting. Here it is not abstract judgment that distinguishes, but scientific tact. This does not always proceed in the right way, and many a foolish thing comes about when these things are exaggerated. When the I in the rational soul is active, then the I leaves its mark on the physiognomy, not only in the physical body, but also in the handwriting. The character and style of the handwriting are to a certain extent a reflection of the work of the I in the rational soul. Here, of course, the [urge to] interpret is quite dangerous. If a healthy comprehensiveness is not applied in the assessment, the result is either dilettantism or humbug in the interpretation of handwriting. This does not reject the idea that character can really flow into handwriting, but rather justifies it from a higher point of view. Thus, one can also understand that because the soul of the mind is the malleable character, the changes in the handwriting can be observed over the course of several years and one can get an idea of the changes in one's character; [this makes more sense] than if one has made this from a single piece of writing. Without knowing the age, nothing proper can come out here either. If one is knowledgeable in these matters, one can even draw conclusions about earlier experiences from certain characteristics of the handwriting rather than being able to read the characteristic itself from the handwriting. But only with the right tact can the right thing come out. What happens when the ego works primarily on the sentient soul, but as a strong ego that works inwardly on the human soul? Of particular importance is the case that shows us this ego at the stage where it is enlightened by moral judgments and ideals. But when the I has now carried moral ideals and judgments down into the sentient soul and the drives and passions have been purified and give strength to the moral ideals, how is this expressed in the external physical body? When the I has worked in this way, it cannot be expressed externally at first. What is brought down from the heights of the consciousness soul must remain permeated by the consciousness soul and should express itself in the physical tool of the consciousness soul, the human brain. However, due to the firm cranial box, the skullcap does not offer the possibility of expressing this. The individual bones, which have hardened, can no longer be reshaped appropriately. This is where we see that we are predisposed to certain dispositions with the most diverse formations of the skullcap. He has formed the skullcap with the most diverse elevations and depressions. As long as the skullcap is firm in life, what character has formed cannot play in it. Here we are at the point where we receive a reasonable explanation [of] an appearance, if we refer to what is to be discussed later in its context, if we refer to the re-embodiment of the human soul. What the soul cannot do in a particular life comes to light when the soul is reborn. What the soul has taken in of moral judgments and ideals in the sentient soul is imprinted in the soft organism. This appears in the plastic formation of the human skull. If we look at this human skull, a kind of craniology, we can look back at the person's previous incarnation. What we get is very unlike what has been practiced as phrenology throughout many ages. Here, all kinds of predispositions have been discovered. An overview of this shows us how powerless human knowledge is when it does not go into depth. What we see on the skullcap cannot be broken down into individual forms, but is the result of the work of the ego on the sentient soul in a previous life. This is entirely individual and cannot be explained by any classification. What a person has acquired in a lifetime, that he has not remained closed in himself, but has allowed the moral ideals within him to take effect, will reappear in a later incarnation. Thus what the spirit and soul are becomes embodied in the outer physicality, and the body becomes a reflection of the spirit, becoming a character in itself. Phrenology, when it does not want to deal with things in this way, can become folly. But if we look at things this way, we see what Goethe calls the creative nature, in contrast to the created. Thus we grasp the spirit of the cosmos that permeates everything and is expressed in external phenomena. Here we see how character is formed and how the I shapes the soul in character. Only when the I withdraws into the consciousness soul does a closed character arise that shuts itself off from the world. But when it takes hold of the other soul members, something arises that is developed into the formation of the body. It was a deep insight of the poet when he spoke the word: When man develops his abilities and talents, the I works within him; but when he develops his character, it works on the world and the outer life:
When the poet approaches these phenomena, it can become deeply apparent to him that something has flowed through him in all his ways... Thus, he who observes life can see how life is formed from within. It is nature that stands firm in its foundations. But it is that which contains the spirit within itself and allows it to be born out of itself. But the spirit allows nature to emerge from itself again, in mimic play, [in] physiognomy, [in] the shaping of the skullcap. It imprints on matter, through the I, that which the I plays on that wonderful musical instrument in the hidden depths of the soul. This can occur to someone who stands before such a miracle of such molding. Such a thought once flashed through a man's mind when, after many years, a friend's tomb was opened and the skull was removed. Contemplating this skull, the thought occurred to him how the form expresses what the soul has lived. Goethe wrote, as he looked at Schiller's skull:
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165. The Golden Legend and a German Christmas Play
19 Dec 1915, Berlin Translated by Harry Collison |
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165. The Golden Legend and a German Christmas Play
19 Dec 1915, Berlin Translated by Harry Collison |
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Let us on this day in particular, turn our hearts with special devotion to those who are without on the scene of action, and who have to devote their lives and souls to the great task of the age; and let us say:
And for those who have already passed through the portal of death in consequence of the severe duties demanded of them in these times, we will repeat the same words in a slightly altered form:
And may that Spirit Whom we seek in our spiritual strivings, the Spirit who went through the Mystery of Golgotha for the sake of the freedom and progress of humanity, the Spirit Whom we must specially bear in mind to-day, may He be with you in your severe tasks. Let us call to mind the decree ringing forth from the depths of the Mystery of the Earth's evolution. ‘Revelation of the Divine in the heights of existence and peace to men on earth who are permeated by good will.’ And as Christmas Eve approaches, we must (this year in particular) ask ourselves: ‘What are the feelings that unite us with this saying and its deep cosmic meaning?’ That deep cosmic meaning in which countless men feel the word ‘peace’ resounding, at a time when peace keeps away from a very large part of our earth. How should we think of these Christmas words at such a time? There is one thought, which, in connection with this verdict, sounding through the world, must concern us far more deeply at this present epoch than at any other time—one thought. Nations are facing each other in enmity. Much blood has saturated our earth. We see and feel countless dead around us at this time. The atmosphere of sensation and feeling around us is interwoven with infinite sorrow. Hate and aversion are heard murmuring through the spiritual realm and might easily testify how very far removed men still are in our day from that love which He wishes to announce Whose birth is celebrated on Christmas Eve. One thought, however, arises: we think how opponents can face each other, enemy face enemy, how men can mutually bring death to one another and how they can all pass through the same Gate of Death with the thought of Christ Jesus, the Divine Light-Bringer. We recall how, in the whole earth, over which war, suffering and discord are spread abroad, these men can still be one at heart, however greatly they may otherwise be disunited, who in the depths of their hearts are united in their connection with Him Who entered the world on the day we commemorate at Christmas. We see how through all enmity, aversion and hatred, one and the same feeling may everywhere penetrate the human soul at this time: out of the blood and hatred may spring the thought of an inner union with One, with Him Who has united the hearts through something higher than anything which can ever separate mankind on earth. Thus the thought of Christ Jesus is a thought of immeasurable depth of feeling, a thought of infinite greatness uniting mankind, however disunited it may be as regards all that is going on in the world. If we grasp the thought in this way, we shall want to comprehend it still more deeply at the present time. We shall feel how much there is that can become strong and powerful within human evolution if connected with this thought—this thought which must develop in order that many things may be acquired by human hearts and souls in a different way from the present tragic method of learning them.
That He may teach us all over the earth really to experience in the truest sense of the words the utterance of the Christmas Eve saying, which transcends all that separates men from one another. This it is which he who really feels himself united with Christ Jesus solemnly vows anew at Christmas time. There is a tradition in the history of Christianity which repeatedly appears in later times and for centuries became a custom in certain Christian regions. In olden times representations of the Christian Mysteries were organised chiefly by the Christian Churches for believers in many different regions. And in the remotest times these representations began by reading, occasionally even by enacting, the story of Creation as it occurs at the beginning of the Bible. There was first shown just at Christmas time, how the Cosmic Word sounded forth from the depths of the Cosmos and how out of the Cosmic Word Creation gradually arose: how Lucifer appeared to man, and how men thereby began their earth-existence in a manner different from what was originally destined for them before the approach of Lucifer. The entire story of the temptation of Adam and Eve was brought forward, and it was then shown how man was, as it were, embodied in the Old Testament history. Then as time went on there was added that which was presented in more or less detail in the performances which evolved during the fifteenth to the eighteenth centuries in the countries of Central Europe (of which we have just seen one small example). Very little now remains of the grand thought which united the beginning of the Old Testament at this Christmas Eve festival with the secret history of the Mystery of Golgotha. Only this one thing remains, that in our calendar, before the actual Christmas Day comes the day of Adam and Eve. This has its origin in the same thought. But in olden times, for those who through deeper thinking, through deeper feeling, or through a deeper knowledge, were to grasp the Mystery of Christmas and the Mystery of Golgotha, with the help of their teachers, there was exhibited also again and again a great comprehensive thought: the thought of the Origin of the Cross. The God Who is introduced to man in the Old Testament gives to man, as represented by Adam and Eve, this commandment: ‘Ye may eat of all the fruits of the garden, but not of the tree—not of the fruits which grow on the Tree of the Knowledge of Good and Evil.’ Because they did eat of this they were driven from the original scene of action of their being. But the tree—as was shown in many different ways—came by some means into the line of generations, into the original family from which proceeded the bodily covering of Christ Jesus. And it so came about that (as was shown at certain times) when Adam, the man of sin, was buried, there grew out of his grave the tree which had been removed from Paradise. Thus the following thoughts are aroused: Adam rests in his grave: the man who was led astray by Lucifer and passed through sin, rests in his grave. He has united himself with the Earth-body. But from his grave sprouts the tree which can now grow out of the earth, with which Adam's body is united. The wood of this tree descends to the generations to which Abraham and David belong. And from the wood of this tree, which stood in Paradise and which grew forth from Adam's grave, was made the Cross upon which Christ Jesus hung. That is the thought which again and again was made clear by their teachers to those who had to understand the Mystery of Golgotha and its secrets from a deeper point of view. A deep meaning lies in the fact that in olden times profound thoughts were expressed in such pictures. And even at the present day this is still the case, as we shall presently see. We have made ourselves acquainted with the thought of the Mystery of Golgotha which reveals to us that the Being Who passed through the body of Jesus has poured out over the Earth and into the Earth's aura what He was able to bring to the Earth. That which the Christ brought to the Earth is since united with the whole body of the Earth. The Earth has become quite different since the Mystery of Golgotha. In the Earth-aura there lives what the Christ brought out of the heavenly heights to the Earth. If we unite this spiritually with that old picture of the tree, it shows us the whole connection from another point of view. The Luciferic principle drew into man as he began his earthly career. Man as he now is belongs to the Earth, through his union with the Luciferic principle. He forms part of the Earth. And when we lay his body in the earth, this body is not merely that which anatomy sees, but is at the same time the outer mould of what man is in his inner being within his earthly nature. Spiritual Science makes it quite clear to us that what goes through the gates of death into the spiritual worlds is not the only part of man's being, but that man through his whole activity, through his deeds, is united with the Earth. He is really united with the Earth as are those events which the geologists, mineralogists and zoologists, connect with the Earth. We might say that that which binds man to the Earth is at first concealed from the human individuality on going through the gates of death. But we surrender our external form in some manner to the Earth. It enters the Earth-body. It carries in itself the imprint of what the Earth has become through Lucifer's entering the Earth evolution. That which man accomplishes on the Earth bears the Luciferic principle in it. Man brings this Luciferic principle into the Earth-aura. There springs forth and blossoms from man's deeds and activities not only that which was originally intended for man but that which has mingled with the Luciferic principle. This is in the Earth-aura. And when we now see on the grave of the man Adam led away by Lucifer, that tree of the Knowledge of Good and Evil, which through the Luciferic temptation has become different from what it originally was, we then see everything that man has become through forsaking his original state, when he submitted to the Luciferic temptation and brought something into the Earth's evolution not previously determined. We see the tree grow out of what the physical body is for the Earth, that which has been stamped in its Earth form, and causes man to appear in a lower sphere on the Earth than the one originally destined for him, which would have been his if he had not succumbed to Lucifer. There grows out of the whole Earth existence of man something which has entered human evolution through the Luciferic temptation. While we seek knowledge, we seek it in another way than that originally destined for us. That however allows us to recognise that what grows out of our earthly deeds is different from what it would have been according to the original Divine decree. We form an earth existence other than the one laid down by the original Divine Will. We mingle something else with it; something else, concerning which we must form quite definite conceptions if we want to understand it. We must form such ideas as these, if we wish to understand correctly. We must say to ourselves as follows: I am placed in the Earth evolution. What I give to the Earth evolution through my deeds bears fruit. It bears the fruit of knowledge which comes to me through my participation in the knowledge of good and evil on the Earth. This knowledge lives on in the evolution of the Earth and is present therein. When, however, I behold this knowledge it becomes in me something different from what it would have been originally, it becomes something which I must alter if the Earth's goal and task are to be reached. I see something grow out of my Earth deeds which must become different. The tree grows up, the tree which becomes the Cross of earth existence. It becomes something to which man must acquire a new relation, for the old relation does no more than allow the tree to grow. The tree of the Cross, that Cross that grows out of the Luciferically tainted Earth evolution, springs up out of Adam's grave, out of the man-nature which Adam acquired after the fall. The tree of knowledge must become the stem of the Cross because man must unite himself anew with the correctly recognised tree of knowledge as it now is in order to reach the Earth's goal and task. Let us now ask—and here we touch a significant Mystery of Spiritual Science: How does the case stand with those principles which we have learnt to recognise as the principles of human nature? Now we all know that the highest member of human nature is the Ego. We learn to utter ‘I’ at a definite time of our childhood. We enter into relation with the Ego from the time to which in later years memory carries us back. This we know through various lectures and books upon Spiritual Science. Up to that time the Ego worked formatively upon us, up to the moment when we have a conscious relation to our Ego. The Ego is present in our childhood, it works within us, but at first only builds up our physical body. It first creates the super-sensible forces in the spiritual world. After passing through conception and birth, it still works for a time—lasting for some years—on our body, until that becomes an instrument capable of consciously grasping the Ego. A deep mystery is connected with this entry of the Ego into the human bodily nature. We ask a man we meet how old he is, and he gives as his age the years which have passed since his birth. As has been said, we here touch a certain mystery of Spiritual Science that will become ever clearer and clearer in the course of the near future, but to which I shall now merely refer. What a man gives as his age at a definite time of his life, refers only to his physical body. All he tells us is that his physical body has been so many years evolving since his birth. The Ego takes no part in this evolution of the physical body but remains stationary. It is a Mystery difficult to grasp, that the Ego, from the time to which our memory carries us back, really remains stationary: it does not change with the body, but stands still. We have it always before us, because it reflects back to us our experiences. The Ego does not share our Earth journey. Only when we pass through the gates of death we have to travel back again to our birth along the path we call Kamaloka in order to meet our Ego again and take it on our further journey. Thus the Ego remains behind. The body goes forward through the years. This is difficult to understand because we cannot grasp the fact that something remains stationary in time, while time itself progresses. But this is actually the case. The Ego remains stationary, because it does not unite with what comes to man from the Earth-existence, but remains connected with those forces which we call our own in the spiritual world. There the Ego remains; it remains practically in the form in which it was bestowed on us by the Spirits of Form. The Ego is retained in the spiritual world. It must remain there, otherwise we could never, as man, fulfil our original task on Earth and attain the goal of our Earth-evolution. That which man here on Earth has undergone through his Adam-nature, of which he left an imprint in the grave when he died in Adam, that belongs to the physical body, etheric and astral body and comes from these. The Ego waits; it waits with all that belongs to it the whole time man remains on Earth, ever looking forward to the further evolution of man, beholding how man recapitulates when he has passed through the gates of death, and retraces his path. This implies that as regards our Ego we remain in a certain respect behind in the spiritual world. Man will have to become conscious of this, and humanity can only become conscious of it because at a certain time the Christ descended from those worlds to which mankind belongs, out of the spiritual worlds Christ descended, and in the body of Jesus prepared, in the twofold manner we already know, that which had to serve Him as a body on Earth. When we understand ourselves aright, we continually look back through our whole Earth life to our childhood. There, in our childhood, precisely the spiritual part of us has remained behind. And humanity should be educated to look back on that to which the spirit from the heights can say: ‘Suffer the little children to come to Me!’ Not the man who is bound to the Earth, but the little child. Humanity should be educated to this, for the Feast of Christmas has been given to it, that Feast which has been added to the Mystery of Golgotha, which need otherwise only have been bestowed on humanity as regards the three last years of the Christ life, when the Christ was in the body of Jesus of Nazareth. It shows how Christ prepared for Himself this human body in childhood. This is what should underlie our feelings at Christmas: the knowledge of how man, through what remains behind in heavenly heights during his years of growth, has really always been united with what is now coming. In the figure of the Child man should be reminded of the Human-Divine, which he left behind in descending to Earth, but which has now again come to him. Man should be reminded by the Child of that which has again brought his child-nature to him. This was no easy task, but in the very way in which this Festival of the Cosmic Child, this Christmas Festival, was developed in Central Europe, we see the wonderful, active, sustaining force within it. What we have seen to-day is only one of many Nativity Plays. There have remained from olden times a number of so-called Paradise Plays which were produced at Christmas and in which the story of Creation is enacted. In connection with the representation of to-day, which is merely a pastoral play, there has also remained behind the Play of the Three Kings offering their gifts. A great deal of this was recorded in numerous plays which for the most part have now disappeared. About the middle of the eighteenth century the time begins in which they disappear in country districts. But it is wonderful to trace their existence. In West Hungary, about 1850, Karl Julius Schröer, made a collection of Christmas Plays such as these in the neighbourhood of Pressburg. Other people made similar collections in other places. But what Schröer then discovered of the customs connected with the performance of these plays may sink deeply into our hearts. These plays were there in manuscript in certain families of the villages and were regarded as something especially sacred. With the approach of October preparations were always begun to perform this play at Christmas before the people of the place. The well- behaved youths and maidens were sought out and during this time of preparation they ceased to drink wine or alcohol. They might no longer romp and wrestle on Sundays. They had really to lead what is called a holy life. And thus a feeling prevailed that a certain moral tone of the soul was necessary in those who devoted themselves at Christmas to the performance of such plays, for they could not be performed in the quite worldly atmosphere. They were performed with all the simplicity of the villagers, but profound seriousness prevailed in the entire performance. In all the plays collected by Schröer and earlier by Weinhold and others in many different regions, there is everywhere this deep earnestness with which the Christmas Mystery was approached. But this was not always so. We need only go back two centuries further to find something else which strikes us in the highest degree as peculiar. The very manner in which these Christmas plays became part of the life of the central European villages in which they arose and gradually evolved, shows us how powerfully the Christmas thought worked there. It was not immediately taken up in the manner just described; the people did not always approach it with holy awe, with deep earnestness, with a living feeling of the significance of the occurrence. In many regions it was begun by erecting a manger before the side altar of some church. This was in the fourteenth or fifteenth century; but it goes back to still earlier times. A manger was erected, a stall with an ox and an ass, the Child and two figures representing Joseph and Mary. Thus at first it was attempted with simple art; later an attempt was made to bring more life into it, but on the spiritual side. That is, priests took part; one priest represented Joseph and another Mary. In earlier times they spoke their parts in the Latin tongue, for in the old churches great stress was laid on this—it was considered very important that the spectators should understand as little as possible of the matter and should only behold the external acting. But this could no longer continue to please, for there were among the spectators those who wanted to understand something of what was being enacted before them. Gradually it became customary to recite certain parts in the dialect used in the district. Finally the wish arose in people to participate, to take part in the experiences themselves. But the thing was still quite strange to them. We must remember that in the twelfth and thirteenth centuries there was not as yet the knowledge of the Holy Mysteries, of the Mystery of Christmas, for instance, which we to-day regard as a matter of course. We must remember that although the people year in and year out attended Mass, and at Christmas the Midnight Mass, they did not possess the Bible, which was only there for the priests to read; they were only acquainted with a few extracts from the Holy Scripture. And it was at first really to acquaint them with what had once occurred that these things were dramatised in this fashion for them by the priests. The people first learnt to know of them in this way. Something must now be said which I must ask you not to misunderstand, but it may be brought forward because it expresses purely historical truth. It was not that the participation in the Christmas plays proceeded from some mysterious influence or anything of that nature; what attracted the people was rather the desire to take part in what was presented before them and to draw nearer to it. At last they were permitted to share in it. Things had to be made more comprehensible to the laity. And this clearer understanding progressed step by step. At first the people understood absolutely nothing about the child lying in the manger. They had never seen such a thing as a child in a manger. Ear her when they were not allowed to understand anything, they accepted it: but now they wanted to share in it, it had to be made comprehensible to them. And so a cradle was brought and as the people passed, each one took part by rocking the child for a moment. Thus similar details were developed in which they took part. Indeed there were even districts in which all was quite serious at first, but when the child was brought, they made a tremendous uproar, everyone screaming and showing by dancing and shouting the pleasure they felt in the birth of the child. It was then received in a mood that felt a passion for movement and a desire to experience the story. But in this story lay something so great and mighty that, out of this quite profane feeling there gradually evolved that holy awe of which I have already spoken. The subject itself impressed its holiness on a performance which could not at first have been called in the least holy. Precisely in the Middle Ages the holy story of Christmas had first to conquer mankind. And it conquered the people to such an extent that in the performance of their plays, they desired to prepare their lives with this moral intensity. What was it that thus overcame the feelings, the soul of man? It was the sight of the Child, of that which remains holy in man whilst his other three bodies unite with the Earth evolution. Even though in some districts at different times the story of Bethlehem took on grotesque forms, yet it lay in human nature to evolve this holy regard for the child-nature, which is connected with what entered into the development of Christianity from the very beginning. And that is the consciousness of the necessity of a reunion of what remains stationary in man when he commences his Earth evolution, with what has connected itself with Earth-man, so that man gives over to the Earth the wood from which the cross must be made with which man has to form the new union. In the more remote times of Christian development in Central Europe, nothing but the conception of Easter was popularised, and only in the manner described was the conception of Christmas gradually developed. For what appears in ‘Heliand,’ for instance, was composed by various individuals, but never became popular. The observance of Christmas grew into a popular custom as described, and it shows in a manner really startling how man acquired the thought of the union with the child-nature, that pure and noble childlike character that appeared in a new form in the Jesus-Child. When we so grasp the power of this thought that it lives in the soul as the only conception in our existence capable of uniting all men, then we have the true Christian conception. This Christ-Thought becomes mighty in us, it becomes something which must grow strong within us if the further Earth evolution is to proceed aright. Let us remember here how far removed man is in his present Earth-existence from what is really contained in the depths of the Christ-Thought. A book by Ernst Haeckel has recently appeared called Thoughts about Life, Death, Immortality and Religion, in Connection with the World-War. Now a book by Ernst Haeckel certainly springs from a deep love of truth, certainly the deepest truth is sought for in it. The following may give some idea of what the book is intended to convey. It sets out to indicate what now transpires on the Earth, how the nations are at war with each other, living in hate, how countless deaths take place every day. All these thoughts which obtrude so painfully on mankind are mentioned by Haeckel, but naturally with the underlying thought of considering the world from his own point of view. We have said that Haeckel may, even by Spiritual Science, be considered a profound investigator. His point of view may indeed lead to other results, but leads to what can be observed in the newer phases of Haeckel's evolution. Now Haeckel forms thoughts on the world-war. He too remarks how much blood is flowing, how greatly we are encompassed by death. And he asks: ‘Can the thoughts of religion endure by the side of this? Can one anyhow believe (he asks) that some wise Providence—a kindly God—rules the world, when one sees so many dying every day through mere chance (so he says)? They do not perish from any cause attributable to a wise cosmic ordering, but through the accident of meeting a possible shell. Have these thoughts of the wisdom of Providence any meaning in the face of this? Must not just such events as these prove that man is nothing more than what external materialistic history of evolution declares and that all earth existence is fundamentally directed not by a wise Providence but by chance? In the face of this, can there be any other thought than that of resignation (continues Haeckel), of saying: ‘We give up our bodies and pass out into the thought of the cosmic all?’ But if one questions further, (though Haeckel does not put the question), if this ‘all’ is nothing but the play of endless atoms, has the life of man any meaning in earth-existence? As said above, Haeckel does not pursue the question, but in his Christmas book he gives the answer: ‘These very events which touch us so painfully show us that we have no right to believe that a good Providence or wise cosmic ruling or anything of the kind moves and lives in the whole world. So we must be resigned—we must put up with things as they are!’ And this is a Christmas book! A book nobly and honourably planned. But this book is based on the remarkable prejudice that it is useless to seek for a meaning to the earth. That it is denied to humanity to seek in a spiritual way for a meaning! If we only observe the external course of events we do not see this meaning. Then it is as Haeckel says. And at that it has to remain, that is, that this life has no meaning! That is his opinion. A purpose may not be sought. But perhaps someone else may say: The events now taking place show us, for the very reason that, if we look at them externally and point only to the fact that numberless bullets are ending the lives of men to-day, they appear without purpose—those very events show us that we must seek more deeply to find the purpose. We must not simply seek a purpose in that which happens on the Earth alone, when these human souls forsake the body, but we must investigate the life that now begins for them when they pass through the gate of death. In short, another man may say: ‘Just because no meaning can be found in the external, it must be sought elsewhere, in the super-sensible.’ Is that anything else than to take the same thought into another—quite different—domain? Haeckel's science may lead those who think as he does to-day to deny all meaning to Earth-existence. It may seem to prove, from what happens so painfully to-day, that the Earth-life as such has no meaning. But if we grasp it in our way—as we have often done before—then this very same science becomes a starting point for showing what deep and mighty purpose can be discovered by us in the world phenomena. For this, however, there must be the spiritual active in the world; we must be able to unite ourselves with the spiritual. For man in the sphere of erudition does not yet understand how to let that power work on him which has so wonderfully conquered the hearts and souls that on beholding the Christmas Mystery, out of a profane comprehension, there has arisen a holy understanding. Because the learned cannot yet grasp this and cannot yet unite the Christ-Impulse with what they see in the external world, it is impossible for them to find a real true meaning in the Earth. And so we must say: The Science of which man is so proud to-day—and rightly so—with all its immense progress is not in itself in a position to lead man to any satisfactory philosophy. It can just as easily lead to a lack of sense and meaning as to a meaning for the Earth, just as in any other domain. Let us consider science in the later centuries, especially in the nineteenth and up to the present day—evolving so proudly all its wonderful laws, and let us look at what surrounds us to-day. It has all been produced by science. We no longer burn, as Goethe did, a night-light. We burn something else and illumine our rooms in a very different fashion. All that possesses our souls to-day, as the result of our science has arisen through the immense progress of which man is so proud, so justly proud. But how does this science work? It works beneficially when man evolves what is good. But to-day, just through its very perfection, it produces invincible instruments of murder. Its progress serves the cause of destruction as well as that of construction. Just as on the one side that science of which Haeckel is a follower may lead either to sense and meaning or to nonsense and lack of meaning, so, in spite of its greatness, it may serve both destruction and construction. And if it depended on science alone what was produced, then, from the same sources from which it constructs, science would bring forth ever more and more fearful instruments of destruction. Science itself has no direct impulse to bring humanity forward! If this could be realised, science would then, and then only, be valued in the right way. We should then know that in the evolution of man there must be something more than man can reach by means of science. What is this science of ours? In reality none other than the tree growing out of Adam's grave; and the time is drawing near when man will recognise this. The time will come when man will know that this tree must become the wood which is the Cross of humanity and which can only become a blessing when on it is crucified and properly united with it, that which lies on the further side of death, yet fives already here in man. That it is to which we look up in the Holy Christmas Eve, if we feel this Mystery of the sacred Festival aright—and that is what can be represented in childlike fashion, and yet is the cloak of the greatest Mysteries. Is it not really wonderful that in this simple way it could be brought home to people that something had appeared which, though it cannot extend beyond childhood, yet governs a man during his whole Earth- life? It is related to that to which man, as a super-sensible being, belongs. Is it not wonderful that this, which is in the highest degree invisible and super-sensible, could approach so near to those simple human souls through simple pictures such as these? Indeed those who are learned will also have to follow the same path as those simple souls. There was even a time when the Child was not represented in the cradle nor in the manger, but when the sleeping child was placed upon the Cross! The Child sleeping on the Cross! A wonderful, profound picture, which expresses the whole thought I wished to lay before your souls to-day. Cannot this thought in reality be very simply stated? Indeed it can! Let us just seek the origin of those impulses which to-day oppose each other so terribly in the world. Whence do they originate? Whence originates all that to-day is in such bitter conflict, all that makes life so difficult for humanity? It all originates in what we become in the world after the time of our earliest recollection. Let us go back beyond that time, let us go right back to the point when we are called the little children who may enter the kingdom of heaven. We do not find it then, there was then nothing in the human soul of what to-day is strife and hatred. In this simple way the thought can be expressed and to-day we must visualise spiritually that there is in the human soul an original condition rising above all human strife and disharmony. We have often spoken of the old Mysteries, which were intended to awaken in the nature of man that which allowed him to perceive the super-sensible; and we have said that the Mystery of Golgotha represents on the stage of history clearly for all mankind, the story of the super-sensible Mystery. Now that which unites us with the true Christ-Thought is within us, it is really in us—to enable us to have moments in our life (this is to be taken literally not symbolically) moments when, in spite of everything we may be in the external world, we can yet make that which we have received as children alive within us, moments in which we behold man in his development between birth and death, and can feel the child-nature in ourselves. In my public lecture on Johann Gottlieb Fichte, I might have added a few words more—perhaps they might not have been thoroughly understood then, they would, however, have explained many things which dwelt in this particularly devout person. I might have said why he became such a very special person; it was because, in spite of his age, he retained more than most people of the child-nature. There is more of the child-nature in such men than in others. Men like these, men who retain more of their child-nature, keep their youth and do not grow old as do others. This is really the secret of many great men, that they can in a sense remain children—speaking relatively, of course, for they have had to lead the life of men. The Christmas Mystery appeals to the child-nature within us. It points us to the vision of the Divine Child that is destined to take up the Christ—and to which we look up as to something over which the Christ, Who went through Golgotha for the salvation of the Earth, already hovers. Let us be conscious of this when we give over the imprint of our higher man, our physical body, to the Earth. This is not a mere physical event, for something spiritual takes place. But this spiritual event only takes place aright because the Christ-Being, by going through the Mystery of Golgotha, has flowed into the aura of the Earth. We do not behold the entire Earth in its completeness unless we visualise also the Christ, Who, since the Mystery of Golgotha, is united with it. We may pass Him by, as we pass by anything super-sensible if we are merely equipped in a materialistic sense; but we cannot pass Him by if the Earth is really to have for us a true and actual purpose. Everything rests upon our being able to awaken in ourselves that which opens our gaze to the spiritual world. Let us make this Christmas Festival what it should be to us, a Festival which not merely serves the past—but also the future; that future which is gradually to bring forth the birth of the spiritual life for the whole of humanity. We must unite ourselves with the prophetic feeling, with the prophetic premonition, that such a birth of the spiritual life in man must be accomplished, that a mighty Christmas must work to influence the future of humanity, a bringing to birth of that which in the thoughts of man gives a meaning to the Earth, that meaning which became the objective of the Earth when the Christ-Being united Himself with the Earth-aura, through the Mystery of Golgotha. Let us meditate at Christmas on the thought how from the depths of darkness light must enter human evolution. The old light of the spiritual life which was gradually dying out before Golgotha had to pass away and has now to arise anew, it must since Golgotha be born again through the consciousness in the human soul that this soul of man is connected with what the Christ had become to the Earth through the Mystery of Golgotha. When more and more men arise who can thus grasp Christmas in the sense of Spiritual Science, it will become a force in the hearts and souls of men which has a meaning for all times, whether in such times as men give themselves over to feelings of happiness, or when they must feel sorrow and pain such as we feel to-day, when we think of the great misery of our time. Concerning the vision of the spiritual which gives meaning to the Earth, it has been expressed in beautiful words which I will put before you to-day: (Here follows a rough translation):—
And in another small poem:—
It is true men do not always know how to understand those who lead them to a vision of the spiritual which gives a meaning to the Earth. The materialists are not alone in this. Others, who believe themselves to be no materialists because they continually repeat, ‘God, God,’ or ‘Lord, Lord,’ too often do not know what to make of these guides to the spiritual. For what could one make of a man who says:
Who sees Divine Life in everything? He might be reproached with holding the world away from him, with denying its existence. Such a man might be accused of denying the existence of the world. His contemporaries accused him of denying God, of being an atheist, and drove him away from the High School on that account. For the words I have just quoted were written by Johann Gottlieb Fichte. He is a case in point. When there lives on in a human soul all through his earthly life that which dwells as an impulse from the Mystery of Golgotha and the notes of which may be heard in the Christmas Mystery, a way is then opened in which we can find that consciousness in which our own ego flows in union with the Earth-Ego. For the Earth-Ego is the Christ. In this way something is developed in man which must become greater and greater if the Earth is to achieve that evolution for which it was destined from the beginning of all things. And so from the spirit of our Spiritual Science we have to-day tried to transform the Christmas thought into an impulse; and while looking up to it from that which is now going on around us, we shall try not to behold a want of purpose in the Earth-evolution, but rather in the midst of sorrow and pain, even in strife and hatred, to see something which finally helps man a step forward. More important than the search for the causes of what happens to-day is this: that we should turn our gaze to the possible effects, to those effects which we must conceive as bringing healing to mankind. That nation or people will do the right thing which is able to fashion something healing for mankind in the future, from what springs up out of the blood- saturated Earth. But this healing can only come about when man finds his way to the spiritual worlds: when he does not forget that not only a transitory but an eternal Christmas exists, an everlasting bringing to birth of the Divine Spiritual in the physical Earth-man. Especially to-day let us retain the holiness of this thought in our souls, and keep it there, even beyond the Christmas season, during the time which can be for us in its external course, a symbol of the evolution of light. Darkness, the most intense Earth-darkness prevails at this time of the year. But we know that when the Earth lives m the deepest outer darkness, the Earth-soul experiences its light, its greatest time of growth begins. The spiritual time of awakening coincides with Christmas and with this spiritual awakening should be united the thought of the spiritual awakening of the earth-evolution through Christ Jesus. For this reason the Christmas Festival was placed just at this particular time. In this cosmic and at the same time earthly and moral sense let us fill our souls with the thoughts of Christmas and then, strengthened and invigorated with this moral thought, let us, as far as we can, turn our gaze on everything around us, desiring what is right for the progress of events and especially as regards the present occurrences. And as we begin at once to make active within us the strength we have been able to acquire from this Christmas Festival, let us conclude once more by turning to the Guardian Spirit of those who have to take a difficult part in the great events of the times.
And for those who have already passed through the gates of death while fulfilling the severe tasks given to man as a result of the great demands of our present time, let us repeat those words again in a slightly altered form:
And may the Spirit Who passed through the Mystery of Golgotha, that Spirit Who, for the progress and salvation of the Earth, has made Himself known in the Mystery of Christmas, which men will gradually learn to understand better and better, may He be with you in the severe tasks that he before you. |
165. A Christmas Thought and the Secret of the Ego
19 Dec 1915, Berlin Translated by Gerald Karnow, Alice Wuslin |
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165. A Christmas Thought and the Secret of the Ego
19 Dec 1915, Berlin Translated by Gerald Karnow, Alice Wuslin |
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Especially this year as Christmas approaches, we must think of the kind of feelings that unite us with these words and their deep and universal meaning—that deep meaning for the world experienced by countless people in such a way that the word peace resounds through it, the word peace in a time when peace is utterly absent in the widest circles of humanity. How do we think of these Christmas words in this time? Nevertheless, it is a thought that, perhaps in connection with these words resounding through the world, touches us ever more deeply in the present than in other times. One thought! Nations confront one another full of animosity. Blood, so much blood saturates our earth. We have witnessed and must feel countless deaths around us in this time. Infinite suffering weaves around our inner atmosphere of feeling. Hate and antipathy race through spiritual space and can easily show how far human beings in our time still are from that love spoken about by the One whose birth is celebrated at Christmas. One thought, however, is especially predominant. We think how enemy stands against enemy, opponent against opponent, how human beings can bring death to each other and how they then can go through the same portal of death with the thought of the divine leader of light, the Christ Jesus. We think of how, all over the earth, where there is war and pain and discord, those who are otherwise in such discord can be united. Within their deepest hearts they carry their connection with Him who entered the world on the day we celebrate at Christmas. We think how through all animosity, through all antipathy, through all hate, a feeling can impress itself into all human souls everywhere in these times, can impress itself in the midst of blood and hate: the thought of the innermost link with the One, with Him who thereby united hearts through something higher than what is able to separate human beings on earth. And so it is nevertheless a thought of infinite greatness, a thought of infinite depth of feeling, this thought of the Christ Jesus who harmonizes human beings no matter what their discord might be, no matter what goes on in the world. If we take hold of the thought in this way, we will want to grasp it even more intensely, especially in our time. Then we will have an intimation of how strongly this thought is connected with what must become great and strong and powerful within human evolution. If this were to happen, much that must still be fought for in such a bloody way at this time could be achieved in another way by human hearts, by human soul. That He makes us strong, that He strengthens us, that He teaches us all over the earth really to feel in the truest sense of the word the Christmas verse, transcending everything that separates us: those who truly feel themselves connected with the Christ Jesus must promise this to themselves on Christmas night again and again. There is a tradition within the history of Christianity that arose repeatedly in later times and was a custom in certain Christian regions over many centuries. Already in far distant times in various regions, mostly emerging from Christian churches, there were presentations for believers of the mystery of Christmas night. Especially in these most ancient times, the presentation of the mystery of Christmas night began with a reading, yes, at times even with a presentation of the story of Creation, the story of Creation as it is presented at the beginning of the Bible. Especially around the time of Christmas it was described how, out of the depths of the cosmos, the universal Word resounded, how out of the universal Word creation arose gradually, bit by bit. It was described how Lucifer approached the human being and how human beings thereby began earthly existence in a different way from what would have been the case had Lucifer not approached, in a way different from what was originally destined. The entire story of the temptation of Adam, and Eve was presented, and then it was shown how the human being was integrated, as if were, into ancient, pre-testamental history. Only as time went on do we find what was presented in more or less detail in the various plays that developed in the fifteenth, sixteenth, seventeenth, and eighteenth centuries in Central Europe, of which we have seen a small example just now. At the Christmas festival, an infinitely great thought originally drew together the beginning of the Old Testament with the mysterious story of the Mystery of Golgotha. Very little indeed has remained of what it was from this thought that drew together the two sacred stories. Only a little of this insight has remained, one contemporary example being our calendar, in which the day before Christmas Eve is called the day of Adam and Eve. This has its origin in the same thought. In more ancient times, however, there were those with deeper thoughts, with deeper feelings, a deeper knowledge received from their teachers who taught them how they were to grasp the mystery of Christmas and the mystery of Golgotha. For them a great, encompassing symbolic thought was always being presented: the thought of the origin of the Cross. The God who is presented to us in the Old Testament gives one commandment to the human being, represented by Adam and Eve: “You may eat from all the fruits of the garden; only the fruits that grow on the Tree of the Knowledge of Good and Evil must you avoid, because they who have eaten of that fruit would be cast out of the original scene of their existence.” The tree, however—which was now represented in the most varied ways—came by some means into the sequence of generations that were the original generations from which the bodily sheath of the Christ Jesus proceeded. This came about in the following way (as it was presented in certain periods of time): when Adam, the sinful man was buried, this tree again grew out of his grave and was thus removed from Paradise. In this story we see the thought suggested that Adam rests in the grave, the human being who went through sin, the human being who was misguided by Lucifer; he rests in the grave and he unites himself with the body of the earth; but out of his grave the tree grows, the tree that can now grow out of the earth with which Adam's body has been united. The wood of this tree passes over to the generations to which Abraham also belongs, to which David belongs. And out of the wood of this tree, which actually stood in Paradise, which then grew again out of Adam's grave, out of the wood of this tree, the Cross was made on which Christ Jesus was crucified. This is the thought that was made clear again and again by the teachers of those who were to understand the secrets of the Mystery of Golgotha out of deeper foundations. There is a deep meaning in the fact that in ancient times deep thoughts came to expression in such pictures, and this meaning holds good for the present as well. It will become clear to us that it still holds true for today. We have also acquainted ourselves with the thought of the Mystery of Golgotha that says to us; the Being who has lived on earth through the body of Jesus poured out over the earth what He could bring to the earth, He poured it into the aura of the earth. What the Christ brought into the earth has since then become united with the entire corporeality of the earth. The earth has become something different since the Mystery of Golgotha. What Christ brought out of heavenly heights down to the earth is living in the earth aura. If we consider this spiritually in connection with the ancient picture of the tree, this picture shows us the entire relationship from a higher point of view. The Luciferic principle entered the human being when the human being made his beginning on earth. The human being, as he is now in his union with the Luciferic principle, belongs to the earth, indeed he forms a part of the earth. And when we lay his body into the earth, this body is not rust as anatomy sees it; this body is at the same time the outer mold of what the human being is in his inner being within the earthly realm. It can then also be clear out of spiritual science that it is not just what goes through the portal of death into the spiritual world that belongs to the being of man; rather it becomes clear that the human being through all his activity, through all his deeds, is united with the earth. He is really united with it in the same way as those happenings that the geologist, the mineralogist, the zoologist, etc., find connected with the earth. It is only when the human being goes through the portal of death that one could say that there is a termination for the human individuality of that which unites him to the earth. Our outer form, however, which we surrender in some way to the earth, enters the body of the earth. It carries in itself the stamp of what the earth has become through the fact that Lucifer entered into earthly evolution. What the human being achieves on the earth carries the Luciferic principle; the human being brings this Luciferic principle into the aura of the earth. It is not only what was originally the intention of the human being that arises, that blossoms out of human deeds, out of the activities of human beings; out of human deeds there arises something that has the Luciferic element mixed in with it. This then is in the aura of the earth. And when we now look upon the tree growing out of the grave of the human being Adam, who was led astray by Lucifer, if we look at the tree that has become something different through the Luciferic temptation—this tree that was originally the Tree of the Knowledge of Good and Evil—we see everything that the human being brought about by the fact that he left his original state of existence, that he became something different through, the Luciferic temptation and that something was thereby brought into earthly evolution that had not previously been intended. We see the tree grow out of what forms the physical body for the earth, which was stamped in its earthly form by that which permits the human being to appear on the earth in a lower sphere than he would have if he had not gone through the Luciferic temptation. Something grows out of man's entire earthly existence that has come into humanity's evolution through the Luciferic misguidance, through the temptation. When we seek knowledge, we seek it in a different way than was originally predestined. This makes it appear that something different grows out of our earthly deeds from what would have been the case in accordance with the gods' original intention. We form an earthly existence that is not as the gods originally intended for us; we mix something else into it, and we must form very definite pictures of this if we wish to understand it. Definite mental images are required if we wish to understand, to understand properly. We must say to ourselves: I am placed into earthly evolution. What I give to earthly evolution through my deeds bears fruit; it bears the fruit of knowledge that has become muse by the fact that I have gained the knowledge of good and evil on the earth. This knowledge lives in the evolution of the earth, this knowledge is there. As I look at this knowledge, however, it becomes something different for me, something that is different from what it originally should have been. It becomes something that I must change if the goal and task of the earth are to be achieved, I see growing out of my earthly deeds something that must become different. The tree grows forth, the tree that becomes the Cross of earthly existence, the tree that becomes something to which the human being must gain a new relationship. For the old relationship allows this tree to grow. The tree of the Cross, of that Cross which grows out of the Luciferically colored evolution of the earth, grows out of Adam's grave, out of the humanity that Adam has become since the temptation. The Tree of Knowledge must become the trunk of the Cross, because the human being must unite himself anew with the properly understood Tree of Knowledge as it is now in order to achieve the goal and task of the earth. Let us ask ourselves—and here we touch on a significant mystery of spiritual science—what is really the situation with the members we have come to know as the members of human nature? We know to begin with that the highest member of human nature is the “I.” We learn to express our “I” at a definite moment in childhood. We gain a relationship to this “I” at the point to which we have memories in later life. We know from the most varied spiritual scientific considerations that until this point in time the “I” itself was active in forming and structuring us. This remains the case until the point at which we begin to have a relationship, a conscious relationship, to our “I.” In the child, this “I” is there also, but it works within, its first task is to form our body. To begin with it creates the super-sensible forces in the spiritual world. When we have gone through conception and birth it still works creatively on our body for a period of time that lasts a few years, until we have our body as a tool so that we can consciously comprehend our self as an “I.” A deep mystery is connected with this entry of the “I” into the human bodily nature. When we meet a person we ask him, “How old are you?” He gives his age as the years that have passed since his birth. As has been said, we touch here on a certain mystery of spiritual science that will become more and more clear as time passes. Today, however, I will only touch on it, will only share it with you. What a person gives as his age at a definite time of his life is connected with his physical body. He says nothing other than that his physical body has been developing for so-and-so long since his birth. The “I” does not go along with this development of the physical body. The “I” stays there, This is a difficult mystery to grasp, that the “I” stays at the point of time to which we can recollect, the point at which we remember ourselves. It does not change with the body, it stays there. For just this reason we always have it in front of us so that, as we look, it can mirror our experiences for us. The “I” does not take part in our earthly journey. Only when we have gone through the portal of death must we take the path that we call Kamaloca backward again to our birth in order to re encounter our “I” and then to take it along on our further journey. The “I” remains behind. The body pushes itself forward in years while the “I” remains behind, the “I” stays there. This is difficult to comprehend because one cannot imagine that something remains standing in time while time keeps moving. Nevertheless this is so, the “I” stays there, and it remains there because the “I” does not actually unite itself with what approaches the human being from earthly existence. It remains united with those forces we call ours in the spiritual world. The “I” remains there, the “I” fundamentally remains in the form in which it has been conferred on us, as we know, by the Spirits of Form. This “I” is retained in the spiritual world. It must be held in the spiritual world, for otherwise we would never be able to achieve again the earth's original goal and aim as human beings during our earthly evolution. What the human being underwent here on earth because of his Adam nature, you could say, of which he takes an impress into the grave when he dies as Adam—this clings to the physical body, etheric body, and astral body, this comes from these. The “I” waits, waits with everything that is in it, waits the entire time undergone by the human being on the earth. It looks only toward the further development of the human being as he repeats it for himself when he has gone through the portal of death and follows this path in reverse. This means that we remain with our “I” back in the spiritual world (this is meant in a specific sense). Humanity ought to become conscious of this fact. And humanity is only able to become conscious of this fact because at a certain time the Christ descended out of those worlds to which the human being belongs, out of the spiritual worlds. In the body of Jesus He prepared for Himself, in the way we know, in a twofold way, what was to serve Him as body on the earth. If we understand ourselves correctly, we always look back through our entire earthly life, back to our childhood. Our spiritual element has remained back in our childhood. We always look toward this if we wish to understand things correctly. And humanity ought to be instructed to look toward what the spirit out of the heights can say: “Let the little children come to me.” Not adults, who are connected with the earth, but rather the little children. In having been given the festival of Christmas in addition to the Mystery of Golgotha, humanity ought to be instructed in this. Otherwise the Mystery of Golgotha would only need to have been conferred on humanity in relation to the last three years of Christ's life, when Christ was in the body of Jesus of Nazareth. The Christmas festival shows how Christ prepared the human body for himself during childhood. This is what should lie at the basis of the Christmas experience: to know how the human being has actually always remained connected with what is approaching now through what remained behind during growth, remaining in the heavenly heights. In the form of the child, the human being should be reminded of the human-divine element from which he has distanced himself on descending to the earth but that now has returned to him. The human being ought to be reminded of this childlike element in him. He ought to be reminded of Him who brought back the childlike element to him again. Though it was not easy, one can see the force that works so wonderfully to carry this precisely in the way in which the festival of the World Child, the Christmas festival, was developed in areas of Central Europe. What we have seen today was only a small example of the Christmas plays, of which there are many. It comes from olden times and is one of the kind of Christmas plays that I have already pointed to. Only a few of these so-called Paradise Plays have remained, which were performed at Christmas and in which the story of Creation was presented. It has remained connected to the Shepherds' Play and with the play of the Three Kings, who bring their gifts. Much of this used to live in numerous Christmas plays, but to a large extent they have now disappeared. These plays disappeared even in rural areas in approximately the middle of the eighteenth century, but it is wonderful to see how some remained alive. A man about whom I have spoken, Karl Julius Schröer, collected such Christmas plays in the area of western Hungary in the 1850's. He searched for them in the area around Pressburg, and then further beyond Pressburg into Hungary. Others collected such Christmas plays in different areas, but what Karl Julius Schröer was able to find at that time of the performance of these Christmas plays and the customs connected with them can enter our hearts deeply. These Christmas plays, handwritten, remained in the hands of certain families in the villages and were treasured as something especially sacred. When October came around, people began thinking about having to perform these plays during the Christmas season for the people of the village. Then the best behaved boys and girls were selected, and they began to prepare themselves: they were not permitted to drink wine or any alcoholic beverages, nor were they permitted—which could well happen in such places, as we know—to be rowdy and rambunctious on Sundays, and they were not permitted any other transgressions. They really had to “lead a holy life,” as is said. Thus people were aware that a certain moral mood of the soul had to be assumed by those who were to devote themselves to the performance of such plays during the Christmas season. Such plays were not to be performed out of ordinary worldliness. They were performed with all the naïveté with which the peasants could perform something like that. And yet the whole performance was permeated with deepest seriousness, with infinite seriousness. The plays gathered by Karl Julius Schröer and others in the most varied areas have in common this deep seriousness, the seriousness with which one approached the Christmas mystery. But this was not always the case. We only need to go back just a few centuries to find something different, to encounter something most curious. In looking at how these Christmas plays arose and gradually developed in areas of Central Europe, we are able to see especially clearly how overwhelmingly the Christmas thought was active. But this thought was not immediately taken up in the way I have just described it, approached with a certain kind of sacred modesty, with great seriousness and awareness of the significance of the event that lived in the feeling. No indeed! In many areas it began by simply placing a manger in some kind of side altar in this or that church. (This was still the case in the fourteenth and fifteenth centuries, but it goes back to still earlier times.) A manger was placed there, and therefore a stall, in which were placed an ox and an ass, as well as the Child and two dolls representing Joseph and Mary. At first they used a very naive sculptural technique, but then it was desired to bring more life to the figures. This came first from the side of the clergy. Thus priests dressed themselves up, one as Joseph, the other as Mary, and they then represented these figures. They played these roles instead of using the dolls. In the earliest times they even presented the scene in Latin, because in the old churches, if the performance was to present a deep meaning it was considered important that those who saw or listened understand as little as possible, that they only see the outer mimicry. After some time this was no longer tolerated. The people also wanted to understand what was performed in front of them. Gradually there was a transition to presenting portions of it in the local language spoken in those regions. And finally the people awoke to a feeling of wanting to participate, to experience it themselves. Yet it remained foreign to them, quite foreign. We need only consider that in the twelfth and thirteenth centuries, for example, familiarity with these holy mysteries of Christmas night, for example, did not exist. Today we take these things for granted, but at that time it was not there. You have to keep in mind that year in and year out people heard the mass, also hearing it at Christmas (held at midnight during the holy night), but that they did not hear the Bible—the Bible was only there for the priest to read. Thus they knew only single fragments of the sacred story. The initial attempts by the priests to present these things dramatically were really in order to acquaint the people with what had once taken place. In this way the people learned to know what was written in the Bible. I must say something now that I beg you not to misunderstand. It can be mentioned because it corresponds to purely historical truth. Some kind of mystery mood or something similar did not immediately emanate from these presentations once people wanted to participate in the Christmas plays. This is not how it was. Rather the longing to take part in what was presented to them, to be more active participants, was what brought people closer to the situation. And finally they had to be permitted to participate to some extent; things had to be made more comprehensible to the people. By making it more comprehensible, things moved forward step by step. For example, people did not understand initially that in the manger lay the Child. They had never seen that, they had never seen a child in a manger. Certainly earlier, when they were not permitted to understand anything, they just accepted it, but new that they wanted to participate it needed to be made completely comprehensible to them. At that time only a rocking cradle was placed in front of them, and people began to take part by walking by the cradle, each person rocking the Child in it for a little while. Gradually similar moments of participation developed. There were even regions where first a person approached the manger very seriously and then, on finding the Child there, incredible noise erupted and everyone screamed and pointed and danced, indicating the pleasure they now experienced because the Child had been born. This was taken up entirely in a mood emanating from the longing to participate themselves, the longing to experience a story. In the story, however, there was such grandness, something so powerful, that out of this completely profane mood—for it was initially a profane mood—there developed gradually, bit by bit, the holy mood about which I have just been speaking. The situation itself poured its holiness out over a reception that initially could not have been called holy. Especially in the Middle Ages, the holy story of Christmas first had to conquer the people. And the story conquered them to such an extent that while they were performing their plays they wanted to prepare themselves morally m such an intensive way. What was it that conquered human feelings, the human soul? It was the tow of the Child, the view of what has remained holy in the human being while the three remaining bodies unite themselves with earthly development. Although in certain regions and during certain periods the story of Bethlehem took on grotesque forms, it was inherent in human nature to develop this holy view toward the nature of the Child, which is connected with what entered into Christian evolution from the very beginning: the consciousness of how what remains behind in the human being when he begins his earthly development must enter into a new bond with that which united itself with earthly man. He gives over to the earth the wood out of which the Cross must be made, through which he establishes a new bond. In older times of Christian development in Central Europe, only the Easter thought was present among the people. Only in the way in which I have described it has the Christmas thought gradually been added. What we find written in the Heliand, or similar works, was recorded by individual poets, but it did not become popular. The popular aspects of Christmas arose in the way I have just described, which shows in a truly grand way how the thought of the bond with the childlike, with the pure, truly childlike element that appeared in a new form in the Jesus Child, has conquered the human being. If we bring the power of this thought together with the fact that this thought can live in souls so as to unite all people (and to begin with it is the only thought in our earthly existence that can do so), we come to the true Christ thought. The Christ thought therefore becomes great and must gradually become stronger in us if the further evolution of the earth is to take place in the right way. Just consider how far removed the human being in present earthly existence still is from what is concealed in the depths of the Christ thought. A book has just recently been published—perhaps you have read it—written by Ernst Haeckel, World War Thoughts About Life, Death, and Infinity and Religion. A book by Ernst Haeckel is certainly one that proceeds from the most serious search for truth. This book by Ernst Haeckel points to what is now taking place on the earth, how people are at war with one another, how they hate one another, how countless deaths result every day. Haeckel mentions all these thoughts that obtrude upon people so painfully. Certainly he always mentions these thoughts with the background of looking at the world as he sees it from his standpoint. We know about his standpoint, having often spoken about it and about how we can recognize in Haeckel one of the greatest scientists. This standpoint leads also to other things, but it leads to something that can be observed in the newer phases of Haeckel's development. Haeckel offers some thoughts about the World War. He also remarks on how much blood is flowing now, how many deaths surround us, and he asks himself, “Can the thoughts of religion survive next to these events?” As Haeckel asks it, “Can one believe that there is in any way a wisdom-filled providence, a beneficent God who rules the world, when every day one sees that by mere chance,” so he says, “so many people's lives are ended, that they die by no cause that can be proven to be related in any way to some kind of wise world rulership? Instead, by chance” he says, “this one or that one is struck by a bullet, suffering either death or injury. In the face of all these events, do thoughts of wisdom, thoughts of divine providence, have any meaning? Must not just such events as these prove that the human being must stay in one place, that he is nothing but what the outer, materialistically conceived history of evolution shows us, and that fundamentally everything in earthly existence is ruled not by divine providence but by chance? Is it possible in the face of all these events to have another religious thought” says Haeckel, “to do something other than resign oneself, saying that a person simply surrenders his body and dissipates into the cosmos?” One can ask further, however—Haeckel no longer asks this question—“If this cosmos is nothing but the play of atoms, does human life really provide a meaning for earthly existence?” As I said, Haeckel does not ask this question anymore, but he does give an answer in his Christmas book: “Precisely events such as those that touch us so painfully now, just such events show that there is no justification for believing in any kind of beneficent providence or wise guidance of the world or anything like it; it is impossible now to maintain that anything like this weaves through and guides the world. Therefore resignation, seeing one's own way, is all there is.” Haeckel's book is also a Christmas book! It is a Christmas book meant very sincerely and honestly. But this book is based on a significant prejudice. It rests on the prejudice that, it is not permissible to seek in a spiritual way for the earth's meaning, that humanity is prohibited from looking for a meaning of the earth in a spiritual way. If it is only the outer course of events that is considered, one does not see this meaning. This is what happens to Haeckel. Then the situation must remain with the recognition that this life has no meaning. This is what Haeckel means. Looking for meaning is not permitted! But is it not so that another might come and say something further: that if we look only at these contemporary events externally, pointing out that countless bullets are destroying human lives, if we look only at these events and no meaning results, then precisely because of this we must seek for this meaning in a deeper way. It is precisely events such as these that show us we cannot amply look for and believe in meaning by looking just at what is going on now on the earth—by seeing only that these human souls vanish like their bodily natures. Instead we must look at what they are now beginning as they pass through the portal of death. In short, another person could come and say that precisely because no meaning can be found in the outer events, the meaning must be looked for outside the outer, the meaning must be looked for in the super-sensible. Is this any different from looking at the same matter in a completely different realm? For one who thinks the way Haeckel thinks today, Haeckel's science can become a refusal to recognize any meaning in earthly existence. It can happen that a person wants to prove out of the events that are taking place so painfully today that earthly life as such has no meaning. But, if one takes hold of the problem in our way—we have done this frequently—precisely this same science takes as its starting point the deep and great meaning that can be unraveled by us in world phenomena. For this to happen, however, something spiritual must be active in the world; we must be able to unite ourselves with the spiritual, It is impossible for people to find a meaning for the earth, a real meaning, because our educated people do not yet understand that it is necessary to permit the power to work upon them that once so wonderfully conquered hearts, souls: the power that arose on looking at the Christmas mystery, from which a profane comprehension evolved into a sacred comprehension. Scholars are unable to grasp this yet; they cannot yet unite the Christ impulse with what they see in the outer world, and thus it is impossible for them to find a meaning for the earth. Thus one must say that science, for all its great progress of which people are so proud today—and justifiably so - is not in a position out of itself to lead to a view that satisfies the human being. As it goes its way, it can lead in the same way either to meaninglessness or to the meaning of the earth, just as in any other domain. Consider this outer science so proudly developed in the last few centuries, especially from the nineteenth century until today, with all its wonderful laws. Consider everything that surrounds us today. It has been brought forth by this science. We no longer burn light at night in the same way that Goethe burned his. We burn light in a completely different way, and we illuminate our rooms in a completely different way. Consider everything that lives in our souls today out of our science; it has arisen through the great progress of science, of which humanity is justifiably proud. What is the effect of this same science? It is a blessing if man develops it as such. But today, especially since it is such a complete science, it produces indomitable instruments of death. Its progress serves destruction just as well as construction. Just as the science acknowledged by Haeckel can lead to either meaning or meaninglessness, so the science that can achieve such great things can serve either construction or destruction. Arid if the main thing is this science, science will bring forth evermore horrible and frightful works of destruction out of the same source that leads to constructive ends. Science does not directly have an impulse to bring humanity forward. If only this were seen once, this science would be evaluated in the right way! Only then would it be known that something else must be an integral part of humanity's evolution than what the human being can achieve through this science. For what is this science, after all? In reality it is nothing but the tree that grows out of the grave of Adam. And the time is fast approaching when people will recognize that this science is the tree growing out of Adam's grave. And the time will come when people will recognize that this tree must become the wood that is the Cross of humanity. This wood can lead to a blessing only if that which unites in the right way with what lies beyond death, but lives already here in the human being, is crucified on the Cross: that which we behold on the holy Christmas night if we experience it in the right way, in its true mystery, that which can fee presented in a childlike way but that bears the highest mysteries. Isn't it actually wonderful that in the simplest way it can be said to the people: something entered which is active through human life on earth, something that actually may not go beyond childhood. It is related to what the human being belongs to as a super-sensible being. Isn't it wonderful that this super-sensible-invisible element, in the most eminent sense, can come so near to human souls in such a simple picture? Simple human souls! Yes, those who are educated must also undertake the path taken by those simple human souls. There was a time when the Child was not presented in the manger. The Child in the manger was not presented, but instead the Child sleeping on the Cross was presented. The Child sleeping on the Cross! A wonderfully profound picture, bringing the entire thought to expression that I have wanted to let arise before your souls today. And is it not basically very simple to express this thought? Yes, it is. Indeed, let us look once for the origin of those impulses that oppose each other in the world today in such a horrible way. Where do these impulses originate? Where does everything originate that makes the life of humanity so difficult today? Where is the origin of all this? It lies in everything we become in the world only after that point of time at which we can recollect ourselves. If we go back beyond this point of time, if we go back to the point in time at which we are called the “little children who are able to enter the kingdom of heaven”—this is not where it originates. At that point nothing of what today is in battle and dispute resides in human souls. The thought can be expressed this simply, but spiritually we must consider the fact that there is something so original in the human soul that it goes beyond all human strife, beyond all human disharmony. We have often spoken of the ancient mysteries that wanted to awaken in human nature that which permits the human being to look up into the super-sensible. And we have spoken of the fact that the Mystery of Golgotha, perceptible for all human beings on the stage of history, has presented the super-sensible mystery. There is something that fundamentally unites us with the true Christ thought. We have this by virtue of the fact that we are able to have moments in our life (I am now speaking directly, not in a pictorial way) in which, despite everything we are in the outer world, we can bring alive in us what we received as a child. We can do this by going backward, feeling ourselves back at the child's standpoint? we can do this by looking toward the human being as he develops between birth and death, so that we are able to sense within us what we received as a child. In the public lecture about Johann Gottlieb Fichte which I gave last Thursday, I could have added something, but at the time it would not have been understood. I could have said something that would have clarified a great deal that lives in this devout man in such a peculiar way. I would have spoken about why he actually developed the very particular way he did, and I would have had to say that this was because, more than other people, he retained the childlike quality in himself despite growing old. He retained more of the childlike quality in himself than other people do. Such people actually grow less old. It is really true that what existed in childhood remains more in such people than in others. This is generally the secret of many great human beings, that right into their oldest age they are able to remain children in a certain way; even when they die, they die as children, though this must be expressed only partially, since one must be connected with life. The Christmas mystery thus speaks to what lives in us as a childlike quality, it speaks with a view to the divine Child who was selected to take up the Christ, it speaks with a view to the one who was already overshadowed by the Christ, who went through the Mystery of Golgotha in reality to heal the earth. Let us become conscious of the fact that when we surrender the imprint of our higher self, when we surrender our physical body to the earth, it is not a merely physical process. Something spiritual is also taking place. But this spiritual aspect takes place in the right way only by virtue of the fact that the Christ being has streamed into the earth aura, the Christ being who went through the Mystery of Golgotha. We cannot see the earth in its completeness if we do not see that since the Mystery of Golgotha the Christ has been united with the earth. We can bypass the Christ, just as we can bypass everything super-sensible, if we feel ourselves constituted only of earthly matter and only able to relate to it. But if the earth is to have a real and true meaning for us, we can not bypass Christ. For this reason everything depends on our being able to awaken in ourselves something that will open the view into the spiritual world. Let us make our Christmas festival into something that it must be especially for us. Let us make it into a festival that serves not only the past but the future, the future that little by little is to bring to birth the spiritual life for all humanity. We want to unite ourselves with the prophetic feeling, the prophetic intimation, that such a birth of the spiritual life must be brought to humanity, that presiding over humanity's future a great holy night must be active, coming to birth out of what gives meaning to the earth from human thoughts. The earth received this meaning objectively through the fact that the Christ being united Himself with the earth aura through the Mystery of Golgotha. In the holy night let us think of how, out of the depths of darkness, light must enter human evolution, the light of spiritual life. The old light of spiritual life that was there before the Mystery of Golgotha had to pass away, gradually it had to be extinguished. The light must arise again, must be reborn after the Mystery of Golgotha through the consciousness in the human soul, that this human soul is connected with what Christ became for the earth through the Mystery of Golgotha, If there are more and more people who come to know how to conceive of Christmas in such a spiritual scientific sense, this Christmas night will develop a force in human hearts and human souls that will have its meaning in all times. It will have meaning in times in which people surrender themselves to feelings of joy but also in times in which people have to surrender themselves to the feelings of pain that must penetrate us today when we think of the great misery of our tune. Since looking up to the spiritual gives meaning to the earth, I would like to share with you today the words of one who expressed this so beautifully:
And in a second small poem:
Certainly people do not always know what they ought to do with those who point to perceiving the spiritual that gives meaning to the earth. It is not only materialists who do not know what to do. Others who believe they are not materialists because they are always saying, “God! God! God!” or “Lord! Lord! Lord!” often do not know what to make of these individuals who guide us to the spiritual. For what can one do with a person who says. “There is nothing but God! Everything is God! Everywhere, everywhere is God!” He was seeking for God in everything, the one who said:
An individual who wants to see divine life everywhere could be accused of not allowing the world to exist, of denying the existence of the world. Though one could call him a world-denier, his contemporaries called him a denier of God, and they therefore chased him away from the colleges and universities. The words I have read to you are those of Johann Gottlieb Fichte. If the Mystery of Golgotha continues to live on in the human soul through earthly existence—amid what is connected with this Mystery of Golgotha in the Christmas mystery—it can serve as an impulse resounding in the soul. Fichte is a perfect example of how, when this is the case, a path is opened on which we can find the consciousness in which our own “I” flows together with the earth “I”—for this earth “I” is the Christ. Through this, we develop something in the human being that must become greater and greater if the earth is to move toward the development for which it was destined from the beginning. Therefore we especially wish, out of the spirit of our spiritual knowledge renewed in the sense it has been today, to let the Christmas thought become an impulse in us. By looking up to this Christmas thought, we wish to attempt to see from what surrounds us not the meaninglessness of earthly evolution; rather, in the suffering and pain, in the strife and hate, we hope to see something that ultimately helps humanity forward, something that really brings humanity a bit forward. It is not so important to look for causes, which anyway are so easily concealed in partisan strife. It is much more important for what happens today to focus on the possible effects, those effects that we must picture to ourselves as healing, as bringing healing for humanity. The nations and people who are in a position to shape something that can be healing for humanity of the future out of what is able to sprout from the blood-drenched soil will be led to the right approach. What can be healing for humanity, however, can develop only if people find the way into the spiritual worlds, if people do not forget that there was not only one Christmas but that there must be an everlasting Christmas, an everlasting coming-to-birth of the divine- spiritual in the physical, earthly human being. Especially today we wish to enclose the sacredness of this thought in our souls, we wish to hold it for the time surrounding Christmas, which can he a symbol for the evolution of light also in its outer course. In these days, at this time of year, darkness, earth darkness, will be here to the greatest degree possible on earth. When the earth lives in this deepest outer darkness, however, we know that the earth soul experiences her light, beginning to awaken to the highest degree. The time of Christmas, then, is connected with the time of spiritual awakening. And with this time of spiritual awakening, the memory of the spiritual awakening for earthly evolution through the Christ Jesus shall be united. We therefore have the institution of the Christmas festival especially at this time. Let us unite the Christmas thought with our soul in. this cosmic, and at the same time earthly, moral sense. Then, reinforced and strengthened with this Christmas thought as best as we can, let us look upon everything surrounding us to want what is right for the progress of events, also wanting what is appropriate in the development of deeds of the present time. [IMAGE REMOVED FROM PREVIEW] |
166. Necessity and Freedom: Lecture I
25 Jan 1916, Berlin Translated by Pauline Wehrle |
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166. Necessity and Freedom: Lecture I
25 Jan 1916, Berlin Translated by Pauline Wehrle |
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Now that we can be together again, it will be my task in the coming days to speak about important but rather difficult aspects of human and world existence, and we shall certainly not be able to reach any conclusion about these in this lecture; we can only make a beginning. As we proceed we will see how tremendously important these very questions are if we are to connect ourselves inwardly with the soul-stirring events of our times. If I had to summarize in a few words what I am going to speak about, I would say “necessity in world events and in human actions” and “human freedom in these two domains.” There is hardly anyone who is not more or less intensely concerned with these problems, and perhaps there are hardly any events on the physical plane that urge us as strongly to deal with these questions as the ones that are at present overshadowing the peoples of Europe and reverberating in their souls. If we look at world events and our own actions, feeling, willing, and thinking within these events, considering them for the moment in conjunction with what we call divine cosmic guidance, wisdom-filled cosmic guidance, we see that this divine guidance is at work everywhere. And if we look at something that has happened and that perhaps we ourselves have been involved in, we can ask afterwards “Was the reason for this event we were involved in so much a part of wise cosmic guidance that we can say it was inevitable for it to happen as it did, and we ourselves could not have acted differently in it?” Or, looking more toward the future, we could also say “At some time in the future one or another thing will happen in which we believe we may be playing a part. Ought we not assume of the wise world guidance we presupposed that what happens in the future will also come about inevitably or, as we often say, is predetermined?” Can our freedom exist under such conditions? Can we resolve to use the ideas and skills we have acquired to intervene in some way? Can we do anything to alter things through the way we intervene if we do not want them to happen in the way they would be bound to happen without our intervention? If we look back on the past, we tend to have the impression that everything was inevitable and could not have happened differently. If we look more toward the future, we have the impression that it must be possible for us to intervene in the course of events with our own will as much as we can. In short, we will always be in a conflict between supposing an absolute and all-pervading necessity on the one hand and necessarily assuming that we are free on the other. For without this latter assumption we cannot maintain our world view and would have to accept the fact that we are like cogs in the huge machine of existence, governed by the forces ruling the machine to the point where even the duties of the cogs are predetermined. As you know, the conflict between choosing one thing or the other runs to some extent through all our intellectual endeavors. There have always been philosophers called determinists who supposed that all the events we are involved in through our actions and our willing are strictly predetermined, and there have also always been indeterminists who supposed that, on the contrary, human beings can intervene in the course of evolution through their will and their ideas. You know too that the most extreme form of determinism is fatalism, which clings so firmly to the belief that the world is pervaded by spiritual necessity as to presuppose that not one single thing could possibly happen differently from the way it was predetermined, that human beings cannot do other than submit passively to a fate that fills the whole world just because everything is predetermined. Perhaps some of you also know that Kant set up an antinomian chart on one side of which he wrote a particular statement and always set its opposite on the other side.1 For example, on one side stood the assertion “In terms of space the world is infinite,” and on the other side “In terms of space the world is finite.” He then went on to show that with the concepts at our disposal we can prove one of these just as well as the other. We can prove with the same logical exactitude that “the world is infinite with regard to both space and time” or that “the world is finite, boarded-up, in terms of space and that it had a beginning in time.” The questions we have introduced also belong among the ones Kant put on his antinomian chart. He drew people's attention to the fact that one can just as well prove positively, in as proper and logical a way as possible, that everything that happens in the world, including human action, is subject to rigid necessity, as one can prove that human beings are free and influence in one way or another the course of events when they bring their will to bear on it. Kant considered these questions to be outside the realm of human knowledge, to be questions that lie beyond the limits of human knowledge, because we can prove the one just as easily and conclusively as the other. Our studies of the last few years will actually have more or less given you the groundwork to get to the bottom of this strange mystery. For it certainly is a mysterious question whether human beings are bound by necessity or are free. It is a puzzling matter. Yet it is even more puzzling that both these alternatives can be conclusively proved. You will find no basis at all for overcoming doubt in this sphere if you look outside of what we call spiritual science. Only the background spiritual science can give will enable you to discover something about what is at the bottom of this mysterious question. This time we will deal with our subject in very slow stages. I would just like to ask in anticipation, “How is such a thing possible that human beings can prove something and also prove its opposite?” When we approach a matter of this kind, we are certainly made aware of certain limits in normal human comprehension, in ordinary human logic. We meet with this limitation of human logic in regard to other things too. It always appears when human beings want to approach infinity with their concepts. I can show you this by means of a very simple example. As soon as human beings want to approach infinity with their intellects, something occurs that can be called confusion in their concepts. I will demonstrate this in a very simple way. You must just be a little patient and follow a train of thought to which you are probably not accustomed. Suppose I write these figures on the blackboard one after the other, 1, 2, 3, 4, 5, and so on. I could write an infinite number of them: 1, 2, 3, 4, 5, 6, etc., couldn't I? I can also write a second column of figures; on the right of each number I can put double the number, like this:
Again I can write an infinite number of them. Now you will agree with me that each number in the right-hand column is in the left-hand column too. I can underline 2, 4, 6, 8, and so on. Look at the left column for a moment; an infinite series of numbers is possible. This infinite series contains all the numbers included in the right column. 2, 4, 6, and so on are all there. I can continue underlining them. If you look at the figures that are underlined, you will see that they are exactly half of all the numbers together because every other one is underlined. But when I write them on the right-hand side, I can write 2, 4, 6, 8, and so on into infinity. I have an infinite number both on the left and on the right, and you cannot say that there are fewer on the right than on the left. There is no doubt that I am bound to have just as many numbers on the right as on the left. And yet, as every other number would have to be crossed out on the left to make the left column the same as the right, the infinite number on the left is only half the infinite number on the right. Obviously I have just as many numbers on the right as on the left, namely an infinite number, for each number on the right has one corresponding to it on the left—yet the amount of numbers on the right cannot but be half that of the numbers on the left. There is no question about it, as soon as we deal with infinity, our thinking becomes confused. The problem arising here also cannot be solved, for it is just as true that on the right there are half as many numbers as on the left as it is true that there are exactly as many numbers on the right as on the left. Here you have the problem in its simplest form. This brings us to the realization that our concepts cannot actually be used where infinity is concerned, where we go beyond the sense world—and infinity does go beyond the sense world. And do not imagine this to apply only to unlimited infinity, for you cannot use your concepts where limited infinity is concerned either, as the same confusion arises there. Suppose you draw a triangle, a square, a pentagon, a hexagon and so on. When you reach a construction with a hundred sides, you will have come very close to a circle. You will no longer be able to distinguish the small lines very clearly, especially if you look at them from a distance. Therefore you can say that a circle is a polygon with an infinite number of sides. If you have a small circle there are an infinite number of sides in it; if you have a circle twice the size, you still have an infinite number of sides—and yet exactly twice as many! So you do not need to go as far as unlimited infinity, for if you take a small circle with an infinite number of sides and a circle twice the size with an infinite number of sides, then even in the realm of visible, limited infinity you can encounter something that throws your concepts into utter confusion. What I have just said is extremely important. For people completely fail to notice that there is only a certain field where our concepts apply, namely the field of the physical plane, and that there is a particular reason why this has to be so. You know, at a place where people are attacking us rather severely—which is now happening in many places from a great many people—a pastor gave a speech opposing our spiritual science, and thinking it might be especially effective, he concluded with a quotation from Matthias Claudius.2 This quotation says roughly that human beings are really poor sinners who cannot know much and ought to rest content with what they do know and not chase after what they cannot know. The pastor picked this verse out of a poem by Matthias Claudius because he thought he could charge us with wanting to transcend the sense world—after all, had not Matthias Claudius already said that human beings are nothing but sinners who are unable to get beyond this world of the senses? “By chance,” as people say, a friend of ours looked up this poem by Matthias Claudius and also read the verse preceding it. This preceding verse says that a person can go out into the open and, although the moon is always a round orb, if it does not happen to be full moon, he sees only part of the moon even though the other part is there. In the same way there are many things in the world people could become aware of if only they looked at them at the right moment. Thus Matthias Claudius wanted to draw attention to the fact that people should not confine themselves to immediate sense appearance and that anyone who allows himself to be deceived by this is a poor sinner. In fact, what the good pastor quoted from Matthias Claudius reflected on himself. The sense world—if we happen not to be just like that pastor—at times makes us aware that wherever we look we should also look in the opposite direction and adjust our first view accordingly. However, the world of the senses cannot supply this immediate adjustment with regard to what transcends the sense world. We cannot just quote the other verse. That is why human beings philosophize away and, of course, are convinced of the truth of their speculations, for they can be logically proved. But their opposite can also be logically proved. So let us tackle the question today, “Why is it that when we transcend the sense world our thinking gets so confused?” And we will now look at the question in a way which will bring us closer to an answer. How does it happen that two contradictory statements can both be proved right? We will find this has to do with the fact that human life is in a kind of central position, a point of balance between two polar opposite forces, the ahrimanic and the luciferic. You can of course cogitate on freedom and necessity and imagine you have compelling evidence that the world contains only necessity. But the compelling force of this argument comes from Ahriman. When we prove things in one direction, it is Ahriman who leads us astray, and if we prove their opposite, we are misled by Lucifer. For we are always exposed to these two powers, and if we do not take into account that we are placed in between them, we shall never get to the bottom of the conflicts in human nature, such as the one we have been considering. It was actually in the course of the nineteenth century that people lost the feeling that throughout the world order there are, besides a state of equilibrium, pendulum swings to the right and the left, a swing toward Ahriman and a swing toward Lucifer. This feeling has been totally lost. After all, if you speak nowadays of Ahriman and Lucifer, you are considered not quite sane, aren't you? It was not as bad as this until the middle of the nineteenth century, for a very clever philosopher, Thrandorff, wrote a very nice article here in Berlin in the middle of the nineteenth century in an attempt to refute the argument of a certain clergyman.3 This clergyman let it be known—and it should be alright to say this in our circles—that there is no devil and that it is really a dreadful superstition to speak of one. We speak of Ahriman rather than of the devil. The philosopher Thrandorff spoke out against the clergyman in a very interesting article, “The Devil: No Dogmatic Bogy.” As late as the middle of the 1850s he tried as it were to prove the existence of Ahriman on a strictly philosophical basis. In the course of the public lectures I am to give here in the near future I hope I can speak about this extinct part of human spiritual life, about an aspect of theosophy that completely disappeared in the middle of the nineteenth century. Right up to that time people had still spoken about these things, even if they called them by other names. The feeling for these things has now been lost, but basically it was there in a delicate form right into the fourteenth and fifteenth centuries, until it had to recede into the background for a while in the natural course of things. We know of course, as I have often emphasized, that spiritual science does not in the slightest way deny the great value and significance of progress in the natural sciences. But this progress in science would not have been possible unless the feeling for this opposition between Ahriman and Lucifer, which can be discovered only on a spiritual level, had been lost. It now has to emerge again above the threshold of human consciousness. I would like to give you an example of how things stood in regard to Ahriman and Lucifer in the days when people had only a feeling left that there are two different powers at work. Here is an example to illustrate this. In the old town hall in Prague there is a remarkable clock that was made in the fifteenth century. This clock is really a marvel. At first sight it looks like a sort of sundial, but it is so intricately constructed that it shows the course of the hours in a twofold way: the old Bohemian and the modern way. In the old Bohemian way the hours went from 1 or rather from 0 to 24, and the other way only to 12. At sunset the pointer or gnomon—and there was a shadow there—always pointed to 1. The clock was so arranged that the pointer literally always indicated 1 at sunset. That is to say, despite the varying times of sunset the hand always showed 1. In addition to this, the clock also showed when sun or moon eclipses occurred. It also showed the course of the various planets through the constellations, giving the planetary orbits. It really was a wonderful construction and even showed the movable festivals, that is to say, it indicated on what day Easter fell in a particular year. It was also a calendar, giving the course of the year from January to December, including the fact that Easter is movable. A special pointer showed on what day Easter fell, despite it being movable, and it also showed Whitsun. This clock, then, was constructed in the fifteenth century in an extraordinarily impressive way. And the story of how it was constructed has been investigated. But apart from this story—and the documents are there for you to read, with lots of descriptions—there is a legend that also aims at giving an account of the marvelous quality of this clock: first regarding its wonderful construction, and then regarding the fact that the man who was gifted enough to make such a clock always wound it up as long as he lived. After his death nobody could wind it, and they searched everywhere for people who could put it in order and get it going. As a rule they only found people who damaged it. Then someone would be found who said he could sort it out and did so, yet time and again the clock went wrong. These facts grew into a kind of folk tale, which runs as follows: Once upon a time through a special gift from heaven a simple man acquired the ability to make this clock. He alone knew how to look after it. The legend attaches great significance to the fact that he was only a simple man who acquired this ability through special grace; that is to say, he was inspired by the spiritual world. But it came about that the governor wanted to keep this clock specially for Prague and prevent any other town from having one like it. So he had the inspired clockmaker blinded by having his eyes plucked out. Thus the man withdrew from the scene. But just before his death he begged once more to be permitted a moment in which to set the clock to rights again, and according to the legend he used this moment to make a quick manipulation and put the clock into such disorder that nobody could ever put it right again. At first sight this seems a very unpretentious story. But in the way the story is constructed there is a sure feeling for the existence of Ahriman and Lucifer and the balance between them. Think how sensitively this story has been formed. The same sensitive construction can be found in countless such folk tales; it grows out of this same sure feeling for Lucifer and Ahriman. The story begins with the position of equilibrium, doesn't it? Through an act of grace from the spiritual world the man acquires the ability to construct an extraordinary clock. There is no trace of egotism in it, though anybody can give way to egotism. It was a gift of grace, and he really did not build the clock out of egotism. Nor was there any intellectuality in it, for it is expressly stated that he was a simple man. This whole description of the skill being an act of grace with no trace of egotism, and of his being a simple man who was free of intellectuality, was in fact given in order to indicate that there was no trace of Ahriman and Lucifer in this man's soul, but that he was entirely under the influence of divine powers that were good and progressive. Lucifer lived in the governor. It was out of egotism that he wanted to keep the clock exclusively for his own town, and this was why he blinded the clockmaker. Lucifer is placed on the one side. But as soon as Lucifer is there, he always allies himself with his brother Ahriman. And because the man has been blinded, this other power acquires the capacity to attack from outside through skillful manipulation. That is the work of Ahriman. Thus the power for good is placed between Lucifer and Ahriman. You can find a sensitive construction like this in many of the folk tales, even the simplest of them. But it was possible for this feeling of the intervention of Ahriman and Lucifer in life to get lost at a time when a sense had to gain ground that positive and negative electricity, positive and negative magnetism, and so on, are the basic forces of the material world. This feeling for perceiving the world spiritually had to withdraw in order for scientific investigation to flourish. We shall now look at how Ahriman and Lucifer intervene in what human beings call knowledge, in what people call their relation to the world in general, in a way that leads to the very confusion we were speaking about. This confusion is especially evident in the questions we have introduced. Let us take a simple hypothetical example. I could just as well have taken this from great world events as from everyday occurrences. Let us suppose that three or four people are preparing to go out for a drive. They plan to travel, let us say, through a mountain pass. This pass has overhanging rocks. The people are ready for the drive and intend setting out at an arranged time. But the chauffeur has just ordered another mug of beer which is served a bit too late. He therefore delays the departure by five minutes. Then he sets out with the party. They drive through the ravine. Just as they come to the overhanging rock it breaks loose, falls on top of the vehicle, and crushes the whole party. They all perish, or perhaps it was only the passengers who were killed and the chauffeur was spared. Here we have a case in point. You could ask whether it was the chauffeur's fault, or whether the whole thing was governed by absolute necessity. Was it absolutely inevitable that these people should meet with this disaster at that precise moment? And was the chauffeur's tardiness just part of this necessity? Or could we imagine that if only the chauffeur had been punctual, he would have driven them through the mountain pass a long time before the rock fell, and they would never have been hit by it? Here in the midst of everyday life you have this question of freedom and necessity which is intimately connected with “guilty” or “innocent.” Obviously, if everything is subject to absolute necessity, we cannot say that the chauffeur was guilty at all from a higher point of view, as it was entirely inevitable that these people met their death. We meet this problem in life all the time. It is, as we have said, one of the most difficult of questions, the kind of question in which Ahriman and Lucifer interfere most easily when we try to find a solution. Ahriman is the one who appears first when this question is being tackled, as we shall see. We will have to approach this question from a different angle if we want to get at an answer. You see, if we set about solving a question like this by starting with the thought “I can easily follow the course of events: the boulder fell—that happened,” and then ask “Is this actually based on necessity or freedom? Could things have happened differently?” we are only looking at the external events. We are looking at the events as they happen on the physical plane. Now people follow this approach out of the same impulse that leads them, if they have a materialistic outlook, to stop short at the physical body when contemplating the human being. Anyone who knows nothing about spiritual science will stop short at the physical body nowadays, won't he? He will say “The human being you see and feel is what exists.” He does not go beyond the physical body to the etheric body. And if he is a thoroughly pig-headed materialist, he will jeer and scoff when he hears people saying there is a finer, etheric body underlying the dense physical body. Yet you know how well-founded the view is that among the members of the human being the etheric body is the one most closely associated with the physical body, and in the course of time we have become accustomed to knowing that we must not just speak of the human physical body but also of the human etheric body, and so on. Some of you, however, may not yet have asked yourselves “What kind of world is that other world outside the human being, the world in which the ordinary world events occur?” We have of course spoken of a number of things in this connection. We have said that to begin with when we perceive the external events of the physical plane with our senses, we have no idea that wherever we look there are elemental beings; it is exactly the same when we first look at the human being. Human beings have an etheric body, which we have often also called an elemental body. Outside in nature, in external physical happenings in general, we have a succession of physical events and also the world of elemental existence. This runs absolutely parallel: the human being with a physical and an etheric body, and physical processes with events of the elemental world flowing into them. It would be just as one-sided to say that external processes are merely physical as to say that a human being has a physical body only, when we ought to be saying that he also has an etheric body. What we perceive with our physical senses and physical intellect is one thing. But there is something behind it that is analogous to the human etheric body. Behind every external physical occurrence there is a higher, more subtle one. There are people who have a certain awareness of such things. This awareness can come to them in two different ways. You may have noticed something like the following either in yourself or in other people. A person has had some experience. But afterwards he comes to you and says—or it may be something you experienced and you may say, “Actually I had the feeling that while this experience was taking place externally, something quite different was happening to me as well, in a higher part of my being.” This is to say, deeper natures may feel that events not taking place on the physical plane at all can yet have an important effect on the course of their life. First, such people know something has happened to them. Others go even further and see things of this kind symbolically in a dream. Someone dreams he experiences this or that. He dreams, for instance, that he is killed by a boulder. He wakes up and is able to say, “That was a symbolic dream; something has taken place in my soul life.” It can often be proved true in life that something took place in the soul that was of far greater significance than what happened to the person on the physical plane. He may have progressed a stage higher in knowledge, purified part of his will nature, or made his feelings more sensitive or something of that kind. In lectures given here recently I drew attention to the fact that what a person knows with his I is actually only a part of all that happens to him, and that the astral body knows a very great deal more, though not consciously. You will remember my telling you this. The astral body certainly knows of a great deal that happens to us in the supersensible realm and not in the realm of the senses. Now we have arrived from another direction at the fact that something is continually happening to us in the supersensible realm. Just as in the case of my moving my hand, the physical movement is only part of the whole process and behind it there is an etheric process, a process of my etheric body, so every physical process outside me is permeated by a subtle elementary process that runs parallel with it and takes place in the supersensible realm. Not only beings are permeated by a supersensible element, but so is the whole of existence. Remember something I have repeatedly referred to and which even seems somewhat paradoxical. I have pointed out that in the spiritual realm we often have the opposite of what exists on the physical plane, not always, but often. Thus if something is true here for the physical plane, the truth with regard to the spiritual aspect can look quite different. Not always, as I say. But I have counted many cases over the years where one would have to say that on the spiritual level there is exactly the opposite result from what one would expect to happen on the physical plane. With regard to supersensible occurrences running parallel with those of the sense world, this is occasionally, in fact very often, the case. So let us examine it. If we see a party of people setting off by coach and taking a drive, and a piece of rock falls and crushes them, that is the physical occurrence. Parallel with this physical event, that is to say, within it in the same way as our etheric body is within us, there is a supersensible occurrence. And we have to recognize that this may be the exact opposite of what is happening here on the physical plane. In fact it is very frequently the exact opposite. This can also create great confusion if we do not watch out. For instance, the following may happen. If someone has acquired atavistic clairvoyance and has a kind of second sight, he or she may have the following experience: Supposing a party of people is setting out on a journey, but at the last moment one of the party decides to stay behind, the person who has second sight, let us say. Instead of going with the others, that person stays behind and after a while has a vision. In this vision any event can appear to that person. He or she could of course just as well see the party being hit by boulders as see, for instance—and this can be a matter of disposition—that some especially good fortune happens to them. He or she could very well see the party having a very joyful experience, and might subsequently hear that the party had perished in the way I described. This could happen if the clairvoyant were not to see what was happening on the physical plane—which he might very well have seen—but had seen what was happening as a parallel event on the astral plane: for the moment these people left the physical plane they may well have been called to something special in the spiritual world, something that filled them with an abundance of new life in the spiritual world. In short, the clairvoyant person may have seen an event of the supersensible worlds going on in exactly the opposite direction, and this absolutely contradictory event could be true. It might really be the case that here on the physical plane a misfortune exists that corresponds in the supersensible world to some great good fortune for those same souls. Now someone who thinks he is smarter than the wise guidance of the world (and there are such people) might say, “If I ruled the world, I would not do it in such a way that I call souls to happiness in the spiritual world and at the same time shower them with misfortune here on the physical plane. I would do it better than that!” Well, all one can say to people like that is, “Surely one can understand that here on the physical plane people can easily be misled by Ahriman. But cosmic wisdom always knows better.” It could be a matter of the following: The task awaiting the souls in the spiritual world requires their having this experience here on the physical plane, so that they can look back, so to speak, to this physical event of their earthly lives and gain a certain strength they need. That is to say, for the souls who experience them these two occurrences, the physical and the spiritual one, may necessarily belong together. We could quote hypothetical examples of all kinds, showing that when something takes place here on the physical plane there exists, as it were, an etheric body of this event, an elemental, supersensible event belonging to it. We must not merely generalize like pantheists do and stop short at the general statement that there is a spiritual world underlying the physical, but we must give concrete examples. We must be aware that behind every physical occurrence there is a spiritual occurrence, a real spiritual occurrence, and both together form a whole. If we follow the course of events on the physical plane, we can say that we get to the point where we link together the events of the physical plane by means of thoughts. And as we watch things happen on the physical plane we actually reach the point of finding a “cause” for each “effect.” That is how things are. People everywhere look for the cause belonging to each effect. Whenever anything has happened, people always have to find the cause of it. But this means finding the inevitability. If you look with sufficient pedantry at the simple example I chose, you could say, “Well now, this party had gathered and had fixed their departure for a definite time. But if I follow up why the chauffeur was tardy, I will go in several directions. First of all, I may look at the chauffeur himself and consider how he was brought up and how he became tardy. Then I will look at the various circumstances leading to his getting his mug of beer too late. All I will be able to find in this way is merely a chain of causes. I will be able to show how one event fits in with the others in such a way that the affair could not possibly have happened otherwise. I will gradually come to the point where I completely eliminate the chauffeur's free will, for if we have a cause for every effect, this includes everything the chauffeur does as well.” The chauffeur only wanted another mug of beer, didn't he, because he had probably not been thrashed sufficiently when he was young. If he had been thrashed more often—and it is not his fault that he was not—things would not have turned out as they did. Looking at it this way we can base the whole thing on a chain of cause and effect. This has to do with the fact that it is only on the physical plane that we can use concepts. For just consider: if you want to understand something, one thought must be able to follow from another, that is to say, you depend on being able to develop one thought out of another. It lies in the nature of concepts that one follows from the other. That must be so. Yet, what can be clearly and necessarily linked together through concepts on the physical plane immediately changes as soon as we enter the neighboring supersensible world. There we have to do not with cause and effect but with beings. This is where beings are active. At every moment one or another being is working on or withdrawing from a task. There it is not at all a matter of what can be grasped by concepts in the usual sense. If you tried using concepts for what is happening in the spiritual world, the following could happen. You might think, “Well, here I am. Certainly I am far enough advanced to perceive that something spiritual is happening. At one moment a gnome approaches, then a sylph, and soon afterwards another being. Now all the beings are together. I will do my best to fathom what the effects will have to be.” On the physical plane this is sometimes easy to do, of course. If we hit a billiard ball in a certain direction, we know which way the other one will go, because we can calculate it. Yet on the spiritual plane it may happen that when you have seen a being and now know “Ah, that is a gnome, he is setting out to do something and will do such and such; he is joining forces with another being, thus the following is bound to happen,” you think you have figured it all out. But the next moment another being appears and changes the whole thing, or a being you were counting on drops out and disappears and no longer participates. There, everything is based on beings. You cannot link everything together with your concepts in the same way as you can on the physical plane. That is quite impossible. There, you cannot explain one thing following from the other on the basis of concepts. Things work together in an entirely different manner in the spiritual world, in the series or stream of spiritual happenings running parallel with physical happenings. We must become familiar with the fact that underlying our world there is a world we must not only assume to be spiritual in comparison to ours, but we must also assume its events to be connected with each other in a totally different way than those in our world. For we can do nothing at all in the spiritual world, in the actual reality of this spiritual world, with the way we are used to explaining things in the world of our concepts. Thus we see that two worlds interpenetrate; one of them can be grasped with concepts and the other cannot, but can only be perceived. I am pointing to something that goes very deep, but people are not aware how deep it goes. Just consider for a moment that if someone were to believe he could prove everything, and that only what has been proved is true, the following could happen. That person could say, “As a matter of fact, everything has to be proved, and what has not been proved is unacceptable. Therefore everything that happens in the course of the history of the world must be capable of being proved. So I only need to think hard and I am bound to be able to prove, for instance, whether the Mystery of Golgotha took place or not.” Indeed, people are so very inclined nowadays to say that if the Mystery of Golgotha cannot be proved, the whole thing is nonsense and there never was such an event. And what do people think of proofs? They think that one starts with one definite concept and proceeds from this to the next one, and if it is possible to do this right through, the matter is proved. But no world other than the physical functions according to this kind of proof. This reasoning does not apply to any other world. For if we were able to prove that the Mystery of Golgotha had to take place of necessity, and this could be concluded from our concepts, it would not have been a free deed at all! Christ would then have been compelled to come down to the earth from the cosmos simply because human concepts prove and therefore dictate it. However, the Mystery of Golgotha has to be a free deed, that is to say, it has to be just the kind of deed that cannot be proved. It is important that people come to realize this. It is the same thing, after all, when people want to prove either that God created the world or that he did not. There, too, they proceed from one thought to another. But “creating the world,” at any rate will have been a free deed of a divine being! From this it follows that we cannot prove the Creation as following of necessity from our series of concepts; rather, we have to perceive it to arrive at it. So we are saying something of tremendous importance when we state that the very next world to ours—which, as a supersensible world, permeates ours—is not organized in a way we can penetrate by means of our concepts and their conclusiveness, but that there a kind of vision comes into its own in which events are arranged in a totally different way. Today I would just like to add a few words about the following. When I was here at Christmas, I drew your attention to the fact that in our time especially, such contradictory things are emerging, that they are quite confusing for human thinking. Just imagine, a book has just been published by the great scientist Ernst Haeckel called Thoughts about Eternity,4 I have already mentioned it earlier. These Thoughts about Eternity contain exactly the opposite of what many other people have concluded as a result of living through recent world events. Just think, there are many people today (we shall come to speak of this fact in its particular connection with our present studies, but today I just wanted to give an introduction) who have experienced a deepening of their religious feelings just because world events are having such a terribly overwhelming effect on their souls; for they say, “Unless there is a supersensible world underlying our physical world, how can we explain what is happening in our time?” Many people have rediscovered their feeling for religion. I do not need to describe their train of thought; it is obvious and can be discerned in so many people. Haeckel arrives at a different train of thought. He explains in his recently published book that people believe in immortality of the soul. However, he says, current events prove clearly enough that any such belief is ridiculous, for we witness thousands of people perishing every day for no reason at all. With these events in mind, how can any sensible person imagine that there can be any talk about the immortality of the soul? How is it possible for a higher world order to stand behind things of this sort? These shocking events seem to Haeckel to prove his dogma that one cannot speak of immortality of the soul. Here we have antinomy again: A large proportion of humanity is experiencing a deepening of religious feeling, while the very same events are making Haeckel tremendously superficial where religion is concerned. All this is connected with the fact that nowadays people are unable to understand the relationship between the world accessible to their senses and their brain-bound intellect and the supersensible world underlying it. No sooner do they approach these things than their thinking gets confused. Yet despite all the disillusionment it brings, our time will certainly in one way also bring about a deepening of people's souls, a turning away from materialism. It will be necessary that knowledge of the way supersensible events complement happenings in the world of the senses arise from a pure activity of the soul devoting itself to an impartial exploration of the world. It is necessary that there should be at least a small number of people who are able to realize that all the pain and suffering being experienced at present on the physical plane are, from the point of view of the whole of human evolution, only one side and that there is also another side, a supersensible side. We have drawn your attention to this supersensible aspect from various points of view, and we will speak of still further ones. But when peace returns to Europe's blood-stained soil, we will again and again experience the need for a group of people capable of hearing and sensing spiritually what the spiritual worlds will then be saying to humanity in times of peace. And we must never tire of impressing the following lines upon our hearts and souls, for it will be proved over and over again how deeply true they are:
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166. Necessity and Freedom: Lecture II
27 Jan 1916, Berlin Translated by Pauline Wehrle |
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166. Necessity and Freedom: Lecture II
27 Jan 1916, Berlin Translated by Pauline Wehrle |
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The day before yesterday I endeavored to show you the universal mystery of necessity and freedom in its two equally significant aspects: world processes and human action. I began by drawing your attention to the full significance and difficulty of this mystery that is both cosmic and human, and today we will continue along the same lines. I used a hypothetical example demonstrating this difficulty in regard to world events. I said, “Suppose a party of people had set out to drive through a ravine where there is an overhanging rock, and had arranged to go at a definite time. The chauffeur, however, is negligent and delays the departure by five minutes. Because of this, the party arrives at the spot beneath the rock at the very moment when the rock falls down.” According to external judgment, and I say “external” deliberately, one would have to say that all those people were buried beneath the rock because of the chauffeur's negligence, that is, because of a circumstance that was apparently someone's fault. Last time I wanted mainly to emphasize that we should not approach a problem of this sort too hastily with our ordinary thinking and believe we can solve it that way. I showed that in the first place we use our thinking only for the physical plane, therefore it has become accustomed to dealing with those requirements only, and gets confused if we go a bit beyond these. I would like today to go on to show the serious nature of the whole problem. For we shall not be able to approach any kind of solution in the lecture intended for Sunday, unless we also examine all the implications for human knowledge itself, unless we fully examine why we get lost in blind alleys of thinking precisely in life's most difficult problems, why we are, so to speak, lost in the woods and imagining we are making progress when we are really just going round in circles. We do not notice we are going round in circles until we realize we are back at our starting point again. The strange thing is that where our thinking is concerned, we do not notice that we return again and again to the same point. We will have more to say about this. I have indicated that this important problem has to do with what we call the ahrimanic and luciferic forces in world events and in what approaches the human being in his actions and his whole thinking, feeling, and willing. I mentioned that as late as the fifteenth century people had a feeling that just as positive and negative electricity play a part in natural processes, and no physicist would hesitate to speak about them, so Ahriman and Lucifer could also be seen in events of the world, even if people did not use these names. I showed this by the apparently remote example of the clock in the old town hall of Prague that is so ingeniously constructed that in addition to being a clock it is also a sort of calendar showing the course of the planets and eclipses of the sun and moon. In fact, it is a great work of art created by a very talented man. I told you that there are documents showing that it was a professor of a Prague university who made this work of art, though this point is of no further interest to us, for those are only the processes that took place on the physical plane. I explained that a simple folk tale grew out of the feeling that in an affair of this sort ahrimanic and luciferic forces play their part. The story tells us that this clock in the Prague town hall was made beautifully by a simple man who received the power to create it entirely through a kind of divine inspiration. The story then goes on to say that the governor wanted to keep this clock all for himself and would not allow anything like it to be made in any other town. So he had the clockmaker blinded and forced him to retire. Not until he felt death approaching was the clockmaker allowed to touch the clock again. And then, with skillful manipulation, he gave the clock such a jolt that it could actually never be put right again. In this folk tale we feel that on the one hand there was a sensing of the luciferic principle in the governor who wanted to have sole possession of the clock that could only be constructed by a gift of grace from the good, progressive powers, and that as soon as Lucifer appeared, he was joined by Ahriman, for the clock-maker's ruining of the clock was an ahrimanic deed. The moment Lucifer is summoned—and the opposite is also the case—he is countered by Ahriman. It is not only in the composition of this story that we see people's feeling for Ahriman and Lucifer, we also see it in another aspect, namely in the form of the clock itself. We see that the clockmaker, too, wanted to include ahrimanic and luciferic forces in the very construction of the clock, for besides all that I have already told you of its artistic perfection, this clock included something else as well. Apart from the clock face, the planetary dial, and all the other things it had, there were figures on both sides of the clock, Death on one side and two figures on the other. One of these figures was a man holding a money-bag containing money he could jingle, and the other figure represented a man holding a mirror in which he could see himself all the time. These two figures are exceptionally good examples of the person who gives himself up to external values: the rich miser, the ahrimanic person—and the luciferic person who wants perpetually to have his vanity aroused, the man looking at himself in the mirror. The clockmaker himself confronts ahrimanic and luciferic qualities and on the other side there is Death, the balancer (we shall say more about this later), put there as a reminder that through the constant alternation of life between death and birth and between birth and death human beings rise above the sphere in which Ahriman and Lucifer are active. Thus in the clock itself we see a wonderful presentation of the feeling still existing at that time for the ahrimanic and luciferic element. We must bring a feeling for this element to life again in a certain way if we want to solve the difficult question we have introduced. Basically the world always confronts us as a duality. Look at nature. Mere nature always bears the stamp of rigid necessity. In fact, we know that it is the scientists' ideal to be able to calculate future occurrences mathematically on the basis of past ones. Ideally, scientists would like to deal with all natural phenomena in the same way as with future sun and moon eclipses, which can be predicted through calculations based on the constellations in the heavens. In relation to natural phenomena people feel they are confronting absolute rigid necessity. Ever since the fifteenth century people have grown accustomed to accepting rigid necessity as the model for their world outlook. This has gradually led to historical phenomena also being perceived as imbued with a similar rigid necessity. Yet where historical phenomena are concerned we should also consider another aspect. Let us take an example quite apart from our own life situation, for instance, Goethe as a historical phenomenon.1 In certain respects we also are inclined to regard the appearance of Goethe and all he produced as being based on a sort of rigid necessity. But someone might bring the argument “Goethe was born on August 28, 1749. If this boy had not been born into this family, what would have happened? Would we have had Goethe's works?” It might be pointed out that Goethe himself refers to the fact that his father and mother brought him up in a special way, each contributing something toward what he later became. Would his works have been created if he had been brought up differently? Again, let us look at Goethe's meeting with Karl August, Duke of Weimar.2 If the duke had not called Goethe to him and given him the kind of life we know he had from the 1770s onward, would entirely different works have resulted? Or might not Goethe even have been quite an ordinary cabinet secretary if he had been brought up differently at home, and the poetic urge had not already been so alive in him? What would German literature and art after Goethe's time have been like if all these things had been different? All these questions can be asked, and they show the very profound significance of this question. But we have not yet fully arrived at an answer which would be other than superficial. We can go deeper still and ask different questions. Let us return to the artist who made the old Prague town hall clock. He put on it the figures of the rich miser with the money-bag, the vain man and, opposite them, Death. Now it is possible to say that the man accomplished something by putting the figures there. But if we express it like that, we are naming a cause of countless possible effects. For just imagine how many people have stood in front of that rich miser, the vain man looking at his reflection, and Death. And how many people have also seen an even smarter thing the clockmaker arranged. Namely, every time the clock was about to strike, Death began to move first, accompanying the striking of the hour with a ringing apparatus, then the other figure moved. Death nodded to the miser and the latter nodded back. All these things were there to be seen, and they were important guides for life. They made a deep impression on the beholder. We see this from the fact that the folk tale goes on to relate something unusual. Whenever the clock was about to strike, the skeleton, Death, opened its mouth and people saw inside it a sparrow that longed for nothing more than to break free. But just as it was about to do so, the mouth closed, and it was shut in again for an hour. People told an ingenious legend about this opening and shutting of the mouth, showing what a significant thing “time” is—what we so abstractly call “time” and “the marching on of time.” They wanted to give an indication that there are deep secrets hidden here. Let us imagine that a person might have stood in front of the clock. I want to mention this folk tale as an indication of the thoughts a person might have about it, or rather the imaginations a person might see, for that sparrow was not mere invention. Some of the people who looked at the clock saw the sparrow as an imagination. I just wanted to mention that. Let us look at it rationally for a moment. A person in a state of moral uncertainty might observe the clock and see Death nodding both to the rich man, who has become dependent on his riches, and to the vain man. And the impression this has on him could divert him from the possibility of being misled in his own state of moral wavering. We can also imagine something else. Taking this aspect into consideration we could say that the man who constructed this work of art through divine inspiration has done a great deal of good. For a lot of people may have looked at this work of art and improved morally in certain respects. It might be said what a favorable karma this man must have had, being able to have a good effect on so many people's souls! And one might begin to wonder just how many people's souls he had helped by means of this imagination. One might begin to think of the artist's karma. One might say that the making of that clock and placing Death and Ahriman and Lucifer upon it was the most wonderful starting point for a favorable karma. One might indulge in such an outlook and say that there are people who trigger off a whole series of good deeds by means of one single deed. So this series of good deeds must be put down in their karma. And one could begin to wonder how each of one's own deeds should be carried out so that a similar series of good deeds can arise. Here you see the beginning of a train of thought that can go astray. An attempt to think out how to set about doing deeds that produce a series of good deeds would be nonsense when it comes to making it a principle of life, wouldn't it? Someone might suggest that a stream of good deeds does spring from what that man did. But someone else could argue “No, I have followed up the matter of this clock and am convinced that there has not been much in the way of such results.” That person might be a pessimist and say that times are too evil for such good effects. People do not believe it when they see things like that. He has seen something quite different happening in many cases. He has seen people looking at the clock who had a democratic frame of mind and a smoldering hatred of the rich. And when a person like that saw the clock, he noticed that it was only the rich man to whom Death nodded and who nodded back. “I will put that into practice” he said, looked for the first miser he could find and murdered him. Similar deeds of hatred were done by other people. The clock-maker brought all these about through his work of art. That is what will have to be put down in his karma. And again, taking a shortsighted view, someone could say “Perhaps after all one should not make a perfect work of art, one that has great inner value, because it might have the worst possible effects; it might have countless bad effects on one's karma.” This draws our attention to an immense temptation for the whole range of human soul capacities and knowledge. For one only needs to look at oneself a little to see that people have the greatest inclination to ask about everything, “What was the result of it?” and to estimate the value of what has been done in accordance with the results. But in the same way as we started to speculate when we tried to think out whether the double numbers in the right column were as many as those in the left column or half as many, which was the example I gave you last time—just as we became mentally confused then, we are bound to become confused in our thinking now if we want to judge our actions by asking, “What result will they have, what effect will they have on my karma?” Here again the folk tale is wiser, even more scientific, in the sense of spiritual science. For it is a very trivial thing to say, of course, but the folk tale does say that the clockmaker was a simple man. He had no intentions beside the thought that inspired him; he made the clock according to that, and did not speculate on what the results of his deed might be in any direction. True, it cannot be denied—and this is what is so tempting—that you really may get somewhere if you think along these lines and ask what the results of a deed will be. It is tempting for the very reason that there are such things as actions where you have to ask what the consequences will be. And it would obviously be one-sided to draw the conclusion from what I have said that we should always behave like that clockmaker and not consider the consequences of our actions. For you have to have the consequences in mind if you thrash a boy for having been lazy. There are obviously cases like this where we have to have the consequences in mind. However, here lies the very point we must take to heart and examine closely, namely, that we relate to the world in two ways. On the one hand, we receive impressions from the physical plane, and on the other hand we receive impressions from the spiritual world, as indicated in the legend, when it tells us that the artist was a simple man inspired by a gift of grace from above. When we are given these impressions by the spiritual world, when our souls are stimulated to do a particular thing, those are the moments in life when we have a second kind of certainty, a second kind of truth—not in an objective but a subjective sense—when we are guided by truth, we have a second kind of certainty, which is direct, and which we cannot but accept as such. This is the root of the matter. On the one hand we are in the physical world, and in this world it looks as though every event follows naturally from the preceding one. But we are also within the spiritual world. In the last lecture I tried to show that just as we have an etheric body within our physical body, there is also a supersensible element active in the whole stream of events of the physical world. We are also placed within this supersensible activity, and from this proceed those impulses that are absolutely unique and that we have to follow quite regardless of the results, especially those in the physical world. Because human beings are in the world, they acquire a kind of certainty when they examine external things. This is how people observe nature. Observing natural phenomena is the only way to come to any certainty about cause and effect. On the other hand, however, we can receive direct certainty if we want it, by really opening our souls to its influences. Then we have to stop and give our full attention to a phenomenon, and know to evaluate it on the basis of its intrinsic value. This, of course, is difficult. Yet we are constantly being given a chance, a crucial one, by the very phenomena themselves, particularly historical ones, to appreciate events and processes according to their intrinsic value. This is always necessary. But if we go more closely into questions that would lead us very far if we understood them rightly, we find a sphere where confusion in thinking is very marked. As a rule this confusion cannot be controlled by the individual. Let us take the phenomenon of Goethe's Faust.3 It is an artistic creation, isn't it? There will be very few people in this hall, particularly as we have made a number of studies of Faust, who will not hold the opinion that Goethe's Faust is a great work of art, one that is tantamount to an inspiration of grace. Through Goethe's Faust, German cultural life in a sense conquered the cultural life of other nations too. Even in Goethe's lifetime Faust had a strong influence on many people. They regarded it as an absolutely unique work of art. However, a certain German was particularly annoyed that Madame de Stael expressed such an extraordinarily favorable opinion of it.4 I would just like to read you this man's opinion, so that you see that about such things that have to be judged individually there can be different opinions from those you may consider at this moment to be the only opinions one can possibly have of Goethe's Faust. This critical opinion was written down in 1822 by a certain Franz von Spaun.5 Here is his criticism of Goethe's Faust, which begins right away with the “Prologue in Heaven:” [Right from the Prologue] we see that Herr von Goethe is a very bad versifier and that the Prologue itself is a true sample of how one ought not to write verse. Past ages show nothing that can compare with this Prologue for presumptuous paltriness. ... But I must be brief, for I have undertaken a long and, alas, wearisome piece of work. I have to point out to the reader that this notorious Faust enjoys an usurped and unmerited renown that it owes only to the pernicious esprit de corps of an Associato obscurorum vitorum. ... It is not because I wish to rival this renown that I am compelled to vent the sarcasm of harsh criticism upon Goethe's Faust. I do not travel by his path to Parnassus, and should have been glad if he had enriched our German language with a masterpiece. ... Among the multitudes who applaud, my voice may be extinguished, yet it is enough for me to have done my best; and if I succeed in converting even one reader and recalling him from the worship of this atrocity, I shall not grudge my thankless labor. ... The wretched Faust speaks an incomprehensible gibberish, in the most atrocious rhyme of any fifth grade student. My teacher would have thrashed me soundly if I had made inferior verses such as the following:
Concerning the baseness of the diction, the paltriness of the verse, I will henceforth be silent; what the reader has seen is sufficient proof that the author, as far as the construction of his verse is concerned, cannot stand comparison with the mediocre poets of the old school. ... Mephistopheles himself realized even before the contract was signed that Faust was possessed by a devil. We, however, think he belongs in a lunatic asylum rather than in Hell, with all his accessories—hands and feet, head and posterior. Of sublime galimatias, of nonsense in high-faluting words, many poets have given us samples, but Goethe's nonsense or galimatias might be called a popular galimatias, a genre nouveau, for it is presented in the commonest, most atrocious language. The more I think about this long litany of nonsense, the more probable it seems to me that there must have been a wager to the effect that if a celebrated man permitted himself to patch together the dullest, most boring nonsense, a legion of literary simpletons and deluded readers would find deep wisdom and great beauty in this insipid nonsense and know how to expound upon it. Famous men have this in common with Prince Piribinker and the immortal Dalai Lama that their rubbish is served up as sweetmeats and revered as relics. If this was Herr von Goethe's intention, he has won the wager.... There may well be some intentions behind Faust, yet a good poet does not hurl them at his readers; he should know the art of presenting and illuminating them properly. A richer theme for poetry than this is not easy to find, and people will be cross with him for bungling it so miserably. . .. This diarrhea of undigested ideas is not caused by an excessive flow of healthy fluids but by a relaxation of the floodgates of the mind, and is an indication of a weak constitution. There are people from whom bad verse flows like water, but this incontinentia urinae poeticae, this diabetes mellitus of lame verses never afflicts a good poet. ... If Goethe's genius has freed itself from all fetters, the flood of his ideas cannot break through the dams of art, for they have already been broken through. Yet although we do not disapprove of an author's breaking away from the conventional rules of composition, he must still hold sacred the laws of sound human reason, of grammar and rhythm. Even in dramas where magic plays a part, he is only allowed the machinery of hypothesis, and he must remain faithful to this. He must make a good plot with a knot to be unraveled and the magic must lead to grand results. In the case of Faust the outcome is to seduce the victims to dastardly crimes, and his seducer does not need magic; everything he does any matchmaking scoundrel could have done just as well without witchcraft. He is as stingy as a miser, not using the hidden treasures at his command. In short, a miserable wretch who might learn something from Lessing's Marinelli. Therefore, in the name of sound human reason I quash the opinion of Madame de Stael in favor of the aforesaid Faust and condemn it, not to Hell, which might be cooled off by this frigid production that even has a wintry effect on the devil, but to be thrown into the sewer of Parnassus. And by rights. As you see, this judgment was actually passed upon Faust at one time, and the context in which the man passed it does not at all prove him to be entirely dishonest, but someone who believed what he wrote. Now imagine what would have happened if this man, who said that his own fifth grade teacher would have kept him from writing such rubbish as Faust, had himself become a school teacher and passed on this nonsense to a great number of boys. These boys might in their turn have become teachers and remembered something of this verdict on Faust. Just think of all the speculations you can make regarding all the karmic damage this person might have done by means of his judgment. However, I am less concerned about that than about the fact that it is difficult to form a true, permanent judgment concerning events possessing their own intrinsic value. I have emphasized in some of my lectures that many a great personality of the nineteenth century will no longer be considered great in centuries to come, whereas people who have been quite forgotten will by that time be regarded as very significant indeed. Time puts such things right. I only wanted to point out how extremely difficult it is to form a judgment about an event needing to be looked at on its own merit. We must now ask why that causes us such difficulty. We shall begin our reflections by seeing the critic as a different person from the one who is being judged. Nowadays we would say that the people who even in those days considered Goethe's Faust to be a great work of art and in a certain way judged it objectively eliminated themselves, so to speak. The man who wrote what I have just been reading to you did not eliminate himself. How do we arrive at judgments that are not objective? People judge without objectivity so often that it never occurs to them to ask why they do this. They do it because of the forces of sympathy and antipathy. Without sympathy and antipathy our judgments would never be other than objective. Sympathy and antipathy are necessary in order to obscure the objectivity of judgment. Does this mean they are bad, however, and that we ought immediately to do away with them? We need only reflect a little to find that this is not so. For no sooner do we engross ourselves in Goethe's Faust than we like it and develop more and more feelings of sympathy towards it. We must have the possibility to develop sympathy. And after all, if we were unable to develop antipathy we would not arrive at an absolutely correct judgment of the man whose opinion we have just heard. For I imagine some antipathetic feelings against the man may have arisen in you, and they could well be justified. But there again we see that it depends on not accepting these things as absolute but considering them in their whole context. It is not merely that human beings are brought to feelings of sympathy and antipathy by outer things but that we carry sympathy and antipathy into life. We bring our sympathy and antipathy to meet the things themselves, so that they do not work upon us but upon our sympathy and antipathy. What does this mean? I approach an object or a process accompanied by my sympathy and antipathy. Naturally the man I was speaking about did not exactly bring along his antipathy to Faust but he brought the kind of feelings that made him see Faust as antipathetic. He judged absolutely according to his instincts. What does this signify? It means that sympathy and antipathy, to start with, are only words for real spiritual facts. And the real spiritual facts are the deeds of Lucifer and Ahriman. In a certain way Lucifer is in every expression of sympathy and Ahriman in every expression of antipathy. By letting ourselves be carried through the world by sympathy and antipathy, we are letting ourselves be carried through the world by Lucifer and Ahriman. Only we must not fall into the mistake I have often described and say yet again “We must flee from both Lucifer and Ahriman! We want to become good. So we must avoid Lucifer and Ahriman, avoid them at all costs! We must drive them away, right away!” For then we should also have to leave the world. For just as there can be both positive and negative electricity and not only the balance between them, so we encounter Lucifer and Ahriman wherever we go. It all depends on how we relate to them. These two forces must be there. The important thing is that we always bring them into balance in life. For instance, without Lucifer art would not exist. What matters is that we create art that is not purely luciferic. Thus it is a matter of becoming aware that when we confront the world with sympathy and antipathy, Lucifer and Ahriman are at work in us. That is to say, we must be able to allow Lucifer and Ahriman really to be active in us. But while we are conscious that they are at work in us, we must nevertheless acquire the capacity to confront things objectively. This we can do only if we consider not merely how we judge external things and events in the world outside us, but also consider how we judge ourselves in the world. And this “judging ourselves in the world” leads us a step further into the question and the whole complex of questions we started with. We can form a judgment of ourselves in the world only if we apply to ourselves a uniform method of consideration. We must now consider this problem. We look out upon nature. On the one hand, we see rigid necessity; one thing arising from another. We look at our own deeds and believe that they are subject only to freedom and are connected solely with guilt and atonement and so on. Both views are one-sided. In what follows it will be shown that each view is one-sided because neither correctly estimates the position of Lucifer and Ahriman. If we look at ourselves as human beings existing here on the physical plane, we cannot look into our own souls and see only what is taking place in the immediate present. If each one of us were to ask ourselves what is taking place within us right now, it would certainly be a piece of insight into ourselves. Yet this insight would be far from giving us everything we required even for superficial self-knowledge. Without hurting anyone's feelings, of course, let us consider all of us here: I who am speaking and you who are listening. I would not be able to speak as I do if it were not for everything that has previously happened in my present life and in other incarnations. Looking only at what I am saying to you now would produce a very one-sided kind of self-knowledge. But without hurting anyone's feelings it must be obvious that each one of you listens differently, and understands and feels what I say slightly differently. That goes without saying. In fact your understanding is in accordance with your life up to now and your previous incarnations. If each one of you did not grasp differently what is being said, you would not really be human beings. But that leads much further. It leads to the recognition of a duality in ourselves. Just think for a moment that when you pass judgment, you do it in a certain way. Let us take a random example. If you see one thing or another, a play directed by Max Reinhardt, for example, you say, “It is charming!” while someone else says “That is the ruin of all art!”6 I am certainly not criticizing either opinion just now. It is possible for one person to say this and another that. On what does it depend that one person has a different opinion from another? That depends again on what is already in them, upon the assumptions with which they approach matters. But if you think about these assumptions, you will be able to say “At one time these assumptions did not exist.” What you saw when you were eighteen, for instance, or learned at the age of thirteen, enters into your present judgments. It has become part of your whole thinking, resides in you, and contributes to your judgment. Everyone can of course perceive this in himself if he wishes to do so. It contributes to your judgment. Ask yourself whether you can change what is now in you, or whether you can tear it out of yourself. Think about it for a moment! If we could tear it out, we would be taking away the whole of our life up to now; we would be obliterating ourselves. We can no more get rid of our previous resolutions and decisions than we can give ourselves another nose if we do not like what we see in the mirror. It is obvious that you cannot obliterate your past. Yet if you wish to rise early in the morning, you see, a resolution is always necessary. This resolution, however, is really dependent upon the prior conditions of your present incarnation. It depends on other things as well. If we say it depends on this or that, does that detract from the fact that I have to resolve to get up? This decision to get up may be so faint that we do not notice it at all, but at least a faint resolve to get up has to be there, that is to say, getting up must be a free deed. I knew a man who belonged for a time to our Society and who is a good illustration of this, for he actually never wanted to get up. He suffered terribly because of it, and often deplored it. He said, “I simply cannot get up! Unless something occurs in the way of an external necessity to make me rise from my bed, I would stay there forever.” He confessed this openly, for he found it a terrible temptation in life not to want to get up. From this you can easily see that it really is a free deed. And although certain prior conditions have been laid down in us which suggest one or another motive, it does not prevent our doing a free deed in the particular instance. In a certain way it is like this: Some people drag themselves out of bed with the help of strong determination, while others enjoy getting up. We could easily say that this shows us that the existing prior conditions signify that the one was brought up well and the other badly. We can see a certain necessity there, yet it is always a free decision. Thus we see in one and the same fact, in the fact of getting up, free will and necessity interwoven, thoroughly interwoven. One and the same thing contains both freedom and necessity. And I beg you to note well that, rightly considered, we cannot dispute whether a person is free or unfree in a certain matter, but we can only say that first of all freedom and necessity are intermingled in every human deed. How does this happen? We shall not progress with our spiritual science unless we realize that we have to consider things both from the human and the cosmic standpoint. Why is this so? It is because what works in us as necessity—I will now say something relatively simple yet of tremendous significance—what we regard as necessity belongs to the past. What works in us as necessity must always be from the past. We must have experienced something, and this experience must have been stored up in our souls. It is then within our soul and continues to work there as necessity. You can now say that everybody bears his past within him, and this means bearing a necessity within him. What belongs to the present does not yet work as necessity, otherwise there would be no free deed in the immediate present. But the past works into the present and combines with freedom. Because the past works on, freedom and necessity are intimately connected in one and the same deed. Thus if we really look into ourselves, we will see that necessity exists not only outside us in nature but also within ourselves. When we look at this latter kind of necessity, we have to look at our past. This is an extremely important point of view for a spiritual scientist. He learns to understand the connection between past and necessity. Then he begins to examine nature, and finds necessity there. And in examining natural phenomena he realizes that all the necessities the natural scientist finds in nature are the result of past events. What is nature as a whole, the whole realm of nature with its necessity? We cannot answer that unless we look for the answer on the basis of spiritual science. We are now living in earth existence, a condition which was preceded by the moon, sun and Saturn conditions. In the Saturn condition, as you see in Occult Science, the planet did not look like the earth does now but entirely differently.7 If you examine Saturn, you will see that then everything was still of a thought like nature. Stones did not yet fall to the ground. Dense physical matter did not exist as yet. Everything came from the activity of warmth. This state is similar to what goes on within the human being itself. Everything is soul activity, thoughts that divine spirits have left behind. And they have remained in existence. All of present nature that you understand with its necessity was once in a state of freedom, a free deed of the gods. Only because it is past, because what developed on Saturn, sun, and moon has come to us in the same way as our childhood thoughts continue to work in us, the thoughts of the gods during Saturn, sun, and moon continue their existence on earth. And because they are past thoughts, they appear to us as necessity. If you now put your hand on a solid object, what does that mean? It means that what is in the solid object was once being thought in the long distant past, and has remained in the same way as your childhood thoughts have remained in you. If you look at your past, regarding past activities as something living, you see nature in the process of becoming within you. Just as what you now think and say is not a necessity but is free, so earth's present state was once free in earlier stages of existence. Freedom continually evolves, and what is left behind becomes necessity. If we were to see what is taking place in nature now, it would not occur to us to see it as a necessity. What we see of nature is only what has been left behind. What is happening now in nature is spiritual, and we do not see that. This gives human self-knowledge a very special cosmic significance. We think a thought. It is now within us. Certainly we might also not think it. But if we think it, it remains in our soul, where it becomes an activity of the past. It now works on as a necessity, a delicate, insubstantial necessity, and not dense matter like outer nature because we are human beings, not gods. We can perceive only the inner nature that remains in us as memory and is operative in what are necessities for us. But our current thoughts will become external nature in the coming Jupiter and Venus conditions. They will then be the external environment. And what we now see as nature was once the thoughts of the gods. Nowadays we speak of angels, archangels, archai, and so on. They were thinking in the past, just as we are thinking today. And what they thought has remained as their memory, and it is this memory we now perceive. We can only perceive within us what we remember during earth existence. But inwardly it has become nature. What the gods thought during earlier planetary conditions has been externalized and we see it as external nature. It is true, profoundly true, that as long as we are earthly human beings we think. We send our thoughts down into our soul life. There they become the beginning of a natural world. But they remain in us. Yet when the Jupiter existence comes, they will come forth. And what we are thinking today, in fact all that we experience, will then be the external world. The external world we will then look down upon from a higher level will be what is now our inner world. What is experienced at one time in freedom changes into necessity. These are very, very important aspects, and only when we see the world in this way will we be able to understand the real course of historical events and the significance of today's events. For these lead us directly to the point where we always pursue the path from subjectivity to objectivity. Strictly speaking, we can be subjective only in the present. As soon as the present is over, and we have pushed the subjective elements down into our soul life, they acquire independent existence, though at first only within us. As we continue living with other thoughts, the earlier thoughts live on, only in us, of course. For the time being we still house them. But this covering will some day fall away. In the spiritual realm matters are very different. So you must look at events, such as the hypothetical one I gave you, from this different point of view. Looked at from outside, a boulder fell and buried a party of people. But that was only the external expression of something that happened in the spiritual world, this latter event being the other half of the experience and existing just as objectively as the first one. This is what I wanted to present to you today, showing how freedom and necessity play into one another in world evolution and in the evolution in which we are involved as living beings; how we are interwoven with the world, and how we ourselves are daily, hourly, becoming what nature shows us externally. Our past, while within us, is already a piece of nature. We progress beyond this piece of nature by evolving further, just as the gods progressed in their evolution beyond their nature stage and became the higher hierarchies. This is only one of the ways, of which there are many, that ought to show us again and again that nothing taking place on the physical plane can be judged solely according to its physical aspect, but should be judged based on the knowledge that it has a hidden spiritual content in addition to the physical one. As sure as our physical body has an etheric body in it, everything perceived by the senses has a supersensible part underlying it. Therefore, we must conclude that we are really regarding the world in a very incomplete way if we examine it solely according to what it presents to our eyes and according to what takes place externally, for while something quite different is taking place externally, inwardly something can be happening spiritually that belongs to the outer event and is of immensely greater significance than what is presented to our senses. What the souls of the people who were buried under the boulder experienced in the spiritual world may be infinitely more important than what happened physically. The occurrence has something to do with the future of those souls, as we shall see. Let us interrupt these thoughts at this point today and continue them next Sunday. My aim today was to bring your thoughts and ideas into the direction that will show you that we can only acquire correct concepts of freedom and necessity, guilt and atonement, and so on, if we add the spiritual aspect to the physical one.
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166. Necessity and Freedom: Lecture III
30 Jan 1916, Berlin Translated by Pauline Wehrle |
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166. Necessity and Freedom: Lecture III
30 Jan 1916, Berlin Translated by Pauline Wehrle |
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To continue last week's study I shall begin with a kind of hypothetical case. Where the deepest riddles of human existence are concerned the best way to avoid abstraction and to get close to reality is to give examples. My example will of course apply to every possible level of life. So let us begin with a hypothetical example. Let us imagine we are in a school, a school of three classes, with three teachers and a headmaster. These three teachers differ tremendously in character and temperament. It is the beginning of a new school year. The headmaster discusses the coming year with his teachers. First of all it is the turn of the first teacher. The headmaster asks him what preparations he intends to make and what he thinks is the best way to proceed in the coming year. The teacher replies, “Well, during the holidays I noted down carefully all the areas where the pupils did not meet my expectations, areas that I had obviously not prepared well. And I have drawn up a new plan for next year containing all the things which I am sure were successful and got across to the children. All the work I will give them next year consists of the things that came off best last year and have proved successful.” A further question from the headmaster produced a complete schedule the teacher had made of the subject matter. He could also stipulate what work he would give the pupils to do in school and what would be set as homework in the course of the year. All his themes, both for schoolwork and homework, had been chosen from careful scanning of the previous year. The headmaster was very satisfied and said “You are doubtless a conscientious teacher, and I reckon you will achieve excellent results with your class.” The second teacher also said, “I have gone through the whole curriculum I covered with my pupils last year and noted everything I did wrong. I have arranged the new schedule avoiding all the mistakes I made before.” And he, too, was able to show the headmaster a curriculum containing all the subjects he was going to give the pupils for schoolwork and homework in the course of the year, basing it on the experience of his last year's mistakes. The headmaster said, “The teacher I have just spoken to noted all the instances where he had achieved excellence, and tried to plan his curriculum accordingly, whereas you have endeavored to avoid mistakes. It can be done either way. I am assured that you will achieve excellent results with your class. I see with a certain satisfaction that I have teachers in my school who review their past achievements and let the wisdom of self-knowledge guide their future steps.” You see, a teacher who knows his priorities is bound to make a good impression on a headmaster. Then it was the third teacher's turn. He said, “During the holidays I, too, have thought a lot about what happened in my class last year. I have tried to study the character of my pupils and have done a kind of review of what has taken place in the various individuals.” “Well,” said the headmaster, “you will also have seen the mistakes you made and the things you did well, and will have been able to draw up a schedule for the coming year.” “No,” replied the teacher. “I have certainly made mistakes; and some things I have done well. But I have only studied the pupils' characters and what has taken place there. I have not thought especially about whether I made any particular mistakes, or whether this or that was particularly good. I did not do that. I accepted that things had to happen the way they did. So I have just observed what I believe had to happen out of a certain necessity. The pupils had their various dispositions, and these I observed carefully. I too have a definite disposition, and the interaction of our different natures produced its own results. I cannot say more than that.” “Well,” said the headmaster, “you seem to be a very self-satisfied person. Have you at least drawn up a schedule, and worked out the subjects you will give your pupils as schoolwork and homework during the year?” “No,” he answered, “I have not done that.” “Well, what do you intend to do with your class?” To this the teacher replied, “I will see what kinds of pupils I will have this year. And I believe I will be able to size this up better than last year, as each year I have always studied the previous year's characters during the holidays. But I cannot possibly know yet what they will be like next year. Only time will tell.” “Well, are you not intending to plan subjects for schoolwork and homework?” “Yes, but not until I have seen what my pupils' capacities are like. I will try to set the work accordingly.” “Well, really,” said the headmaster, “we would be thoroughly at sea in that case. We can hardly allow such things to happen.” But there was nothing to be done. The headmaster had to agree to it, and the school year got under way. The headmaster inspected the school frequently. He saw the first two teachers doing exceedingly well, but with the third he always found that things were not on a good footing. There was no certainty, he said, one never really knew what would happen the following month. And it went on like this throughout the year. Then came the time for the report cards. From those of the first two teachers the headmaster was satisfied that they had been very successful. Of course, some of the pupils in their classes failed too, and others passed, but it all happened as expected. According to the report cards, the third teacher's results were no worse. Yet other people had come to the conclusion over the year that he was very lenient. While the other teachers were strict, he was so lenient that he frequently made allowances, and the headmaster was convinced that the third teacher's class had come out the worst. Then the next year came. The holidays were over, and at the start of the school year the first two teachers spoke as before, and the third, too. Things happened similarly, with the school inspector also coming occasionally, and, of course, he noticed what the headmaster had as it were prepared him to see, namely that the first two teachers were very good, and the third only second-rate. It could not be otherwise. I hardly need mention that after a few years the two good teachers were nominated for decorations, and the headmaster received an even higher one. That is a matter of secondary importance, isn't it? Some time later the following thing happened. The headmaster left the school and another came at the beginning of the year. He also discussed with his three teachers what their plans were, and so on, and each of the teachers answered in a similar way as before. Then the headmaster said, “There is certainly quite a difference between your methods. And I believe the first two gentlemen ought to take a little guidance from the third teacher.” “What!” said the first two gentlemen. “The previous headmaster always said that he ought to take guidance from us!” “I do not think so,” said the new head. “It seems to me that the first two should adapt to the third.” But they could not very well emulate him, for they could not see how anyone could possibly foresee what would happen in the coming year if he groped about as blindly as that teacher did. They just could not imagine it. In the meantime the former headmaster, because of his insight into proper school administration, had himself become a school inspector, and was most astonished at the views his successor was expressing about the school he knew so well. How could such a thing happen? And he said, “The third teacher never told me anything except ‘I must first see what the pupils are like, then I can form my schedule from week to week.’ But that way you cannot look ahead at all! It is quite impossible to manage if you cannot anticipate a single thing.” To which the present headmaster replied, “Yes, but look, I have actually asked my teachers about their different ways of looking ahead. The first two gentlemen always say 'I know for certain that on February 25 next year I will present such and such items of school-work. I can say in detail what will be happening, and I know for certain that I will be talking about such and such a subject at Easter.' The third teacher says 'I do not know for certain what I will be doing at Easter, nor do I know what schoolwork I will set in February. I will set the work according to the kind of pupils I have.' And by that he meant that he can in a certain way foresee that all will be well. And,” said the new headmaster, “I actually agree with him entirely. You cannot know until afterwards whether your resolves have been entirely successful. It depends on the attitude you have to the previous year; if you study the character of last year's pupils, you acquire greater capacities to understand the character of the new pupils. I appreciate that more can be achieved this way.” “Yes, but you still cannot know anything in advance! Everything is in the realm of uncertainty. How can you predetermine anything for the whole school year?” asked the former headmaster. “You cannot anticipate anything. But you must be able to look ahead a little bit, if you want to make proper plans.” “You can foresee that things will go well,” said the new headmaster, “if you join forces as it were with the spirit at work in the pupils, and have a certain faith in it. If you, so to speak, pledge yourself to this and depend upon it, then even if you cannot anticipate the school work you will be presenting in February, you will know that it will be the right work.” “Yes, but you cannot foresee anything with certainty, and everything remains vague,” said the school inspector, to which the new headmaster replied, “You know, I once studied the sort of thing people call spiritual science. And I still remember from this that beings on a much higher level than human beings are actually supposed to have acted in this way in much more important affairs. For at the beginning of the Bible it says 'And God made light.' And only after he made the light does it say 'And he saw that it was good.'“ To this the inspector had nothing suitable to say. Things continued in the same way for a time. There are few headmasters like the second one I chose as a hypothetical example, aren't there? I could call him hypothetical to the second degree, for even with it being a hypothesis it is hypothetical to assume a headmaster like that. Therefore he was dismissed very soon, and another one more like the inspector was appointed. And things ran their course until one day it went so far that the completely “undecorated” teacher was driven away from the school in disgrace and another of the same style as the first two was appointed in his place. The outcome could not possibly have been any different at the time, for in all the yearbooks and personnel files it was recorded what great progress had been achieved by the first two teachers, while of the third one it was recorded that he sent out only poor students from the school for the simple reason that he made allowances; otherwise all his pupils would have failed. There was absolutely nothing that could be done about a person like this third teacher. Many years passed. By chance a very unusual event followed. The headmaster who had been dismissed tried to go more deeply into how matters had turned out with the two teachers who had always practiced strict self-observation, for example, with the one who noted the subjects that yielded fewer successes and selected the more successful ones. The former headmaster also wanted to know what the second and the third teachers had achieved. He even followed up what their pupils had achieved under other teachers, and he discovered that with different teachers the third teacher's pupils made much less progress than those of the first two. But the former headmaster did not stop there. He went even further into the matter and traced the subsequent life of the former pupils of these teachers. He then discovered that those taught by the first two teachers, with a few exceptions naturally, had all become respectable citizens, yet they had achieved nothing outstanding. Among the pupils taught by the third teacher, however, were people of considerable importance, who accomplished things of far greater significance than the pupils of the others. He was able to prove these things in this particular case. But it made no special impression on people, for they said, “We cannot always wait to follow up the pupils' whole subsequent lives! That is impossible, isn't it? And that is not the point, anyway.” Now why am I telling you all this? There is an important difference between the first two teachers and the third. Throughout the holidays, the first two teachers kept focusing their attention on the way they had done their work the previous year. The third teacher did not do this, for he had the feeling that it had to happen as it did. When the headmaster, the first one, kept telling him again and again, “But you won't have any idea how to avoid mistakes next year, or how to do the right thing, if you don't study what you did well last year,” he did not answer immediately, for he did not feel like explaining this to him. But afterwards he thought to himself, “Well, even if I did know what mistakes happened in the course of the work my pupils and I did together, I will after all have different pupils this year, and our working together is not affected by the mistakes made last year. I have to work with new pupils.” In short, the first two teachers were wholly entrenched in a dead element, while the third teacher entered into what was alive. You could also say that the first two teachers always dealt with the past, the third teacher with the immediate present. He did not brood over the past, but said, “Of necessity it had to happen as it did according to the conditions that prevailed.” The point is that if things are judged in a superficial way according to external judgments, one can indeed go astray where actual facts are concerned. Because if you were to do things the way the first teachers did them you would be judging the present according to what is dead and gone and what ought to be allowed to remain so. The third teacher took what was still alive from the past, arriving at it by simply studying character, and made himself more perfect by doing so; in fact, he did it with this in view. For he told himself, “If I can make myself more efficient in this way, the greater capacities I thus acquire will help me achieve what I have to do in the future.” The first two teachers were somewhat superstitious about the past and told themselves, “Past mistakes must be avoided in the future and evident good qualities must be used.” But they did this in a dead way. They had no intention of enhancing their abilities but only of making their decisions according to outer observation. They did not have the wish to be effective as a result of working in a living way on themselves; they thought the only means to gain anything for the future was observation and its results. In accordance with spiritual science we have to say that the first teacher, who investigated so carefully the good qualities he had established in the past and wanted to incorporate them in his future work, acted in an ahrimanic way. It was an ahrimanic approach. He clung to the past, and out of personal egotism looked with complacent satisfaction at everything he had done well and prided himself on it. The second teacher's character was governed more by luciferic forces. He brooded over his mistakes and told himself, “I must avoid these mistakes.” He did not say, “The things that happened were necessary, and had to happen like that,” but said, “I have made mistakes.” There is always something egotistic about it when we would like to have been better than we actually were, and tell ourselves we made mistakes that ought to have been avoided and that we must now avoid. We are clinging to the past, like Lucifer does, who, on a spiritual level, brings past happenings into the present. That is thinking in a luciferic way. The third teacher was, I would say, filled with the forces of divine beings who are progressing in a normal way, whose correct divine principle is expressed right at the beginning of the Bible, where we are told that the Elohim first of all create and then they see that their creation was good. They do not look upon it egotistically as though they were superior beings for having made a good creation, but they admit that it is good in order to continue creating. They incorporate it into their evolution. They live and work in the element of life. What is important is that we realize that we ourselves are living beings and a part of a living world. If we realize this, we will not criticize the gods, the Elohim, for instance. For anyone wishing to set his own wisdom above that of the gods might say, “If gods are supposed to be gods, could they not see that the light would be good? Those gods do not even sound like prophets to me. If I were a god, I would of course only create light if I knew beforehand what light was like, and did not have to wait till later to see that it was good.” But that is human wisdom being placed above divine wisdom. In a certain way the third teacher also saw what would come about, but he saw it in a living way in that he surrendered himself to the spirit of becoming, the spirit of development. When he said, “By incorporating what I have gained through the study of last year's characters and not focusing on the mistakes I made of necessity, simply because I was as I was, nor applying criticism to what I encountered as my own past, I have enhanced my capacities and acquired in addition a better understanding for my new pupils.” And he realized that the first two teachers were considering their pupils merely in the light of what they had done the previous year, which they could not even estimate properly. So he could say, “I am quite certain I will give my pupils the right schoolwork in four weeks time, and I have every confidence in my prediction.” The others were better prophets. They could actually say “I will present the schoolwork I have written down; I will give them that for sure.” But that was a foreseeing of facts, not a foreseeing of the course of the forces of movement. We must hold very firmly to this distinction. Prediction as such is not impossible. But predicting in detail what will happen when these details are interwoven with a living element that is to work out of itself is possible only when we consider the phenomena that Lucifer and Ahriman carry over from the present into the future. We are gradually getting closer to the big problem occupying us in these lectures on freedom and necessity. However, as this particular problem affects so profoundly the whole matter of world processes and human action, we must not fail to look at all the difficulties. For instance, we must realize clearly that when we look back at events that have happened and in which we have been involved, we look at them as necessity. The moment we know all the circumstances, we consider the events as necessity. There is no doubt about the fact that we look upon what has happened as a necessity. But at the same time we have to ask, “Can we really, as so often happens, always find the causes of events in what immediately preceded them?” In a certain way natural science has to look at what has just happened to see what will happen next. If I carry out an experiment, I have to realize that the cause of what takes place later obviously lies in what took place previously. But that does not mean at all that this principle applies to every process in the world. For we might very easily deceive ourselves about the connection between cause and effect if we were to look for it along the lines of what comes first and what comes later. I would like to explain this with a comparison. When we penetrate external reality with our senses, we can say, “Because this thing is like this, then the other must be like that.” But if we apply this to every process, we very often arrive at the error I want to illustrate. For the sake of simplicity let us take a man driving himself in a cart, an example I have often taken. We see a horse with a cart behind it and a man sitting in it holding the reins. We look at it and quite naturally say that the horse is pulling and the man is being pulled. The man is being taken wherever the horse takes him. That is quite obvious. Therefore the horse is the cause of the man's being pulled along. The pulling being done by the horse is the cause, and the fact of the man being pulled is the effect. Fair enough! But you all know very well that that is not so; that the man sitting up there driving himself is leading the horse where he wants him to go. Although the horse is pulling him, it is taking him where he wants to go. Such mistakes happen often when we judge purely externally, on the basis of happenings on the physical plane. Let us look once more at the hypothetical examples I gave you a few days ago, in which a party of people set out for a drive, got into the coach, but the driver was delayed, and they were five minutes behind time. Therefore they arrive beneath an overhanging boulder at the moment it falls, and it crushes them all. Now if we trace the cause on the physical plane, we can naturally say, “This happened first and then that and then the other.” And we will arrive at something. But in this case we could easily make the same mistake we make if we say the horse pulls the driver wherever it wants and overlook the fact that the driver is leading the horse. Perhaps we make this mistake because the controlling force in this case is possibly to be found in the spiritual world. If we merely trace events on the physical plane we really judge in the sense of saying the man is going where the horse takes him. However, if we penetrate to the hidden forces at work in the occurrence, we see that events were directed toward that point and that the driver's belated arrival was actually part of the whole complex of circumstances. It was all necessary, but not necessary in the way one might believe if one merely traces events on the physical plane. Again, if you believe you can find the cause by assuming it to be what has happened immediately beforehand, the following might happen. Seen externally it looks like this. Two people meet. We now proceed in the proper scientific manner. The two have met, so we enquire where they were during the hour before they met, where they were an hour before that, and how they set out to meet one another. We can now trace over a certain length of time how one thing has always led to another, and how the two were brought together. Someone else who does not concern himself with this sort of thing hears by chance that the two people had arranged five days beforehand that they would meet, and he says, “They have met because they planned to do so.” Here you have an opportunity to see that the cause for something is not necessarily connected with the immediately preceding event. In fact if we break off looking for the chain of causes before we come to the right link in the chain, we shall never find it, for after all we can only follow the chain of causes up to a certain point. In nature, too, we can only follow it up to a certain point, particularly in the case of phenomena involving human beings. And if we do this, and go from one event to the other, tracing what was before that and before that again, and imagine we will find the cause this way, we are obviously laying ourselves open to error, to deception. You have to grasp this with what you have acquired from spiritual science. Suppose a person carries out some action on the physical plane. We see him doing it. If we want to limit our observations to the physical plane, we will look into his behavior prior to the action. If we go further, we will look into how he was brought up. We might also follow the modern fashion of looking at his heredity, and so on. However, let us assume that into this action on the physical plane something has entered that is only to be found in the life of that person between his previous death and rebirth. This means that we must break off the chain of causes at his birth and pass over to something that resembles the prior arrangement made by the two people in my example. For what I have just described may have been predetermined hundreds of years before in the life between the last death and the birth into the present life. What was experienced then enters into our present actions and resolves. Thus it is inevitable that unless we include the sphere of the spirit, we cannot find the causes of human actions at all, certainly not here on the physical plane, and that a search for causes similar to the way people look for causes of events in outer nature may go very wrong. Yet if we look more closely at the way human action is interwoven with world processes, we will arrive at a satisfactory way of looking at things, even of looking at what we call freedom, although we have to admit that necessity exists also. But what we call the search for causes is perhaps for the time being limited most of all by the fact that on the physical plane one cannot penetrate to the place where causes originate. Now we come to something else that has to be considered. The two concepts freedom and necessity are extremely difficult to grasp and even more difficult to reconcile. It is not for nothing that philosophy for the most part fails when it comes to the problem of freedom and necessity. This is largely due to the fact that human beings have not looked fairly and squarely at the difficulties these problems entail. That is why I am trying so hard to focus in these lectures on all the possible difficulties. When we look at human activities, the first thing we see everywhere is the thread of necessity. For it would be biased to say that every human action is a product of freedom. Let me give you another hypothetical example. Imagine someone growing up. Through the way he is growing up, it can be shown that all the circumstances have gone in the direction of making him a postman, a country postman, who has to go out into the country every morning with the mail and deliver letters. He does the same round every day. I expect you will all agree that a certain necessity can be found in this whole process. If we look at all that happened to this lad in his childhood and take into account everything that had its effect on his life, we will certainly see that all these things combined to make him a mailman. So that as soon as there was a vacant position he was pushed into it of necessity, at which point freedom certainly ceased to exist, for of course he cannot alter the addresses of the letters he gets. There is now an external necessity that dictates the doors at which he has to call. So we certainly see a great deal of necessity in what he has to do. But now let us imagine another person, younger perhaps. I will assume him to be younger so that I can describe what I want to describe without your objecting too strongly to the way he behaves. Well then, another, younger person, not out of idleness but just because he is still so young, makes up his mind to go with the mailman every morning and accompany him on his round. He gets up in good time every morning, joins the postman and takes part in all the details of the round for a considerable while. Now it is obvious that we cannot talk of necessity in the case of the second fellow in the same sense as we can of the first. For everything the first fellow does must happen, whereas nothing the second fellow does has to be done. He could have stayed at home any day, and exactly the same things would have happened from an objective standpoint. This is obvious, isn't it? So we could say that the first man does everything out of necessity and the second everything out of freedom. We can very well say this, and yet in one sense they are both doing the same thing. We might even imagine the following. A morning comes when the second fellow does not want to get up. He could quite well have stayed in bed, but he gets up all the same because he is now used to doing so. He does with a certain necessity what he is doing out of freedom. We see freedom and necessity virtually overlapping. If we study the way our second self lives in us—the one I told you about in the public lecture,1 our actual soul nature, which will pass through the gate of death—it could, after all, be compared with someone accompanying the outer human being in the physical world. An ordinary materialistic monist would think this was a dreadful thing to say. But we know that a materialistic monist takes the view that people are terrible dualists if they believe water consists of hydrogen and oxygen. For them everything must be undifferentiated. They think it is nonsense to say that the monon “water” consists of hydrogen and oxygen. But we must not let monism deceive us. The crux of the matter is that what we are in life really consists of two parts that come together from two different directions, and these two parts can indeed be compared with the oxygen and hydrogen in water. For our external physical nature comes through the line of heredity, bringing not only physical characteristics with it but also social status. It is not just our particular form with its nose, color of hair, and so on that we get from our father and mother, but our social position is also predestined through our ancestors' positions in life. Thus not only the appearance of our physical body, the strength of our muscles and so on, but our position in society and everything pertaining to the physical plane comes through the line of heredity from one generation to the other. Our individual being originating in the spiritual world comes from a different direction, and at first it has nothing to do with all the forces in the stream of heredity through the generations, but brings with it causes that may have been laid down in us centuries before, and unites them on a spiritual level with the causes residing in the stream of heredity. Two beings come together. And in fact we can only judge the matter rightly if we regard this second being coming from the spiritual world and uniting with the physical being as a kind of companion to the first one. That is why I chose the example of the companion who joins us in everything. Our soul being in a certain sense joins us in the external events in a similar way. The other person accompanying the postman did it all voluntarily. This cannot be denied. We could certainly look for causes, but compared with the necessity that binds the first postman the causes for the second man's actions lie in the realm of freedom. He did it all voluntarily. But look closely and you will see that one thing follows with necessity from this freedom. You will not deny that if the second person had accompanied the first person long enough, he would doubtlessly have become a good mailman. He would have easily been able to do what the man he accompanied did. He would even have been able to do it better, because he would avoid certain mistakes. But if the first fellow had not made these mistakes, the second man would not have become aware of them. We cannot possibly imagine that it would be of any use if the second fellow were to think about the first one's mistakes. If we think in a living way, we will consider this to be an utterly futile occupation. By specifically not thinking about the mistakes but joining in the work in a living way and just observing the proceedings as a whole, he will acquire them through life and will as a matter of course not make these mistakes. This is just how it is with the being that accompanies us within. If this being can rise to the perception that what we have done is necessary, that we have accompanied it and will furthermore take our soul nature into the future in so far as it has learnt something, then we are looking at things the right way. But it must have learnt those things in a really living way. Even within this one incarnation, we can really confirm this. We can compare three people. The first person plunges straight into action. At a certain point in his life, he feels the urge to acquire self-knowledge. So he looks at the things he has always done well. He revels in what he has done well, and thus he decides to go on doing what he has always done well. In a certain sense, he is bound to do well, isn't he? A second person is inclined to be more of a hypochondriac, and he looks more at his failings. If he can get over his hypochondria and his failings at all, he will get to the point of avoiding them. But he will not attain what a third could attain who says to himself, “What has happened was necessary, but at the same time, it is a basis for learning, learning through observation, not useless criticism.” He will set to work in a living way, not perpetuating what has already happened and simply carrying the past into the future, but will strengthen and steel the companion part of himself and carry it livingly into the future. He will not merely repeat what he did well and avoid what he did badly, but by taking both the good and the bad into himself and simply letting it rest there, he will be strengthening and steeling it. This is the very best way of fortifying the soul: to leave alone what has happened and carry it over livingly into the future. Otherwise we keep going back in a luciferic-ahrimanic way over past happenings. We can progress in our development only if we handle necessity properly. Why? Is there a right way of handling things in this area? In conclusion, I want to give you something like an illustration of this too, about which I want you to think a little between now and next Tuesday. Then, taking this illustration as our starting point, we shall be able to get a little further with our problem. Suppose you want to see an external object. You can see it, though you cannot possibly do so if you place a mirror between the object and yourself. In that case you see your own eyes. If you want to see the object, you must renounce seeing your own eyes, and if you want to see your own eyes, you must renounce the sight of the object. Now, by a remarkable interworking of beings in the world, it is true with regard to human action and human knowledge that all our knowledge comes to us in a certain sense by way of a mirror. Knowing always means that we actually know in a certain sense by way of reflection. So if we wish to look at our past actions, we actually always look at them by putting what is in fact a mirror between the actions and ourselves. But when we want to act, if we want to have a direct connection between ourselves and our action, between ourselves and the world, we must not put up the mirror. We must look away from what mirrors ourselves. This is how it is with regard to our past actions. The moment we look at them, we place a mirror in front of them, and then we can certainly have knowledge of them. We can leave the mirror there and know them in every terrible detail. There will certainly be cases where this will be a very good thing. But if we are not capable of taking the mirror away again, then none of our knowledge will be any good to us. The moment we take the mirror away we no longer see ourselves and our past actions, but it is only then that they can enter into us and become one with us. This is how we should proceed with self-observation. We must realize that as long as we look back, this review can only be the inducement for us to take what we have seen into us livingly. But we must not keep on looking at it, otherwise the mirror will always be there. Self-observation is very similar to looking at ourselves in a mirror. We can make progress in life only if we take what we learn through self-observation into our will as well. Please take this illustration to heart, the illustration of seeing one's own eyes only if one renounces seeing something else, and of the fact that if one wants to see something else, one must renounce seeing one's own eyes. Take this illustration to heart. Then, taking this illustration as a basis, let us talk next Tuesday about right and wrong self-observation, and get nearer and nearer to the solution of our problems. In this most difficult of human problems, the problem of freedom and necessity and the interrelationship of human action and world events, it is certainly necessary that we face all the difficulties. And those who believe they can solve this problem before they have dealt with all the difficulties in fact are mistaken.
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166. Necessity and Freedom: Lecture IV
01 Feb 1916, Berlin Translated by Pauline Wehrle |
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166. Necessity and Freedom: Lecture IV
01 Feb 1916, Berlin Translated by Pauline Wehrle |
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We are far too accustomed to dealing with big problems like necessity and freedom in the simplest possible concepts and trying, as it were, in the twinkling of an eye to cover as many aspects as we can. We usually do not consider that problems of this kind require that we realize how complicated many of the interrelationships are in the world, and that what takes place in one area must be looked at in an entirely different light, if we want to understand it, than something quite similar in another area of the world. I would like first of all to remind you of something I mentioned here a short time ago in a different connection. When we see such significant world events as those of the present, we are very much inclined to look hastily for the most obvious causes and to expect to find the consequences in what will happen immediately afterward. With this kind of observation we do the facts a thorough injustice. When I mentioned this before, I drew your attention to the fact that at the beginning of the Middle Ages the Roman world and what is now Central Europe were in opposition to one another. From a historical point of view we can say lightly, “Well, we try to discover the particular political motives of ancient Rome that made those Romans feel compelled to carry out their campaigns against the countries to their north, against what is now Central Europe. And we can look for the consequences in subsequent developments.” Yet if we look at things this way we do not by any means exhaust all the points that should be considered. For just imagine, if something different had happened in the way the tribes moved across Europe from east to west, or something had happened differently in the clash between the might of Rome and the Teutonic tribes, the whole subsequent development of Central Europe right up to modern times would have had a different appearance. All the various events we have seen taking place in the course of the centuries up to our time would have been different if, at that time, the world of the ancient Roman people, who owing to their particular quality and their position in world history could not fully take up Christianity, had not fused with the world of historically young peoples who had taken up Christianity with youthful energy. Out of the way this encounter came about between a culturally overly mature people, such as the Romans were, and a historically young people, such as the Teutonic people were in those days, all the later events have developed right up to Goethe's Faust and all that nineteenth century culture has produced. Could things have happened the way they did if that encounter had not occurred? Here, we are looking at a stream permeated with a strict inner necessity moving through world events and spreading out over immense regions. How could anyone at that time possibly have even wanted to arrange his actions in keeping with what has happened on the physical plane through the centuries from then until now? What is taking place today is in turn the starting point of universal configurations that will of course be connected with current happenings; yet, as far as events on the physical plane are concerned, these configurations will on the face of it look very dissimilar to what takes place compressed into a short time span. I only want to mention this so that you become aware that there are deep reasons behind what I already mentioned in connection with these studies, namely, that we do not get far by brooding and speculating about how things are connected in the world. Imagine a Roman or a Teuton of the third or fourth century speculating on the possible consequences of the battles taking place in that time, and how far he would have got. Not very far! It is essential that we become aware that the deciding factors concerning things that have to happen and our recognition that they really ought to happen are not our speculations about their possible results or immediate consequences but other things. It is essential that we become aware that into the stream of events taking place on the physical plane there actually enter forces we sense as coming from the spiritual world, impulses about the particular effects of which we don't need to speculate in regard to what ought to happen on the physical plane. We must be in no doubt that looking at human action and world history shows clearly how necessary it is that we should extend our view beyond what lies on the physical plane. And after having prepared the way for these essentials, let us return to considering the human being as such. In the last lecture I showed how impossible it is to acquire a right relationship to our past actions if we merely continue mulling them over. On the contrary, we must realize that what is past, including our own actions, belongs to the realm of necessity, and we must become familiar with the thought that what happened had to happen. That is to say, we acquire a right relationship to our actions if we can look objectively at our past achievements, looking at a successful or unsuccessful deed of ours with equal objectivity. Now you are bound to have serious objections to what I have just said, for such objections do exist. Consider for a moment what I have just said, that when we have done something, it is over; that we establish a proper attitude to it by facing it objectively and not wishing we had acted differently. The serious objection is this: What about the whole domain that should play a great part in human life, the domain of repentance for a deed we have done? Obviously people are quite right in saying that repentance is necessary and has to take place. If we could manage to remove from the human soul the feeling of regret, we would be removing a moral impulse of the highest order. But are we not actually doing away with it when we simply look at all that has happened completely objectively? Here indeed is a new difficulty, one that can be the starting point for endless misunderstandings. We will have to go to the heart of the question of freedom if we want to clear away this difficulty. You know, the great Spinoza said that when we look at the world, we can really only speak of necessity.1 Freedom is fundamentally a kind of illusion. For if a ball is hit by another one, it has to go the way the second one goes. “If it had consciousness it would believe”—Philosophy of Spiritual Activity—“that it was going its way by choice. And it is the same with the human being,” says Spinoza.1 “Even though he is in the clutches of necessity, just because he is conscious of what he does, he thinks he is free.” But Spinoza is utterly and totally wrong. The matter is quite different. If we really flew off somewhere like the ball that follows only the necessity of propulsion, we would lose consciousness regarding everything to do with our flying and our acting out of necessity. We would be bound to be unconscious of it. Consciousness would be eliminated. And that is what happens. Just think of the speed with which you are moving through space according to the science of astronomy! You most certainly do not do that consciously. There, consciousness is cut out. You would not be capable of being conscious, for you would not be able to hurtle through space as the science of astronomy shows you do. Consciousness of everything a person does out of necessity has to be eliminated, and in such an obvious case as flying through space we can readily see that processes subject to necessity eliminate our consciousness. However, we are not always so obviously conscious of things, but more or less unconscious of them. In real life it is very difficult to distinguish one from the other. Where one thing borders on another we cannot understand them as easily as in our case above. On the contrary, we could say, “In all matters where we are absolutely conscious, our actions cannot be other than free. If a ball that I struck really had consciousness, it would only fly in a certain direction if it received into its consciousness the impulse I gave it and directed its own course accordingly. The ball would first of all have to become unconscious in order merely to follow the momentum.” If you think this over, you will make a distinction that we unfortunately do not make in ordinary life with regard to actions. The fact that we do not make this distinction has not only a theoretical significance but also a very practical one. We do not in fact distinguish between situations where we have been unsuccessful and cases that are immoral and bad. This distinction is an extraordinarily important one. It is absolutely true that we arrive at a correct estimate of an action that has not succeeded and has not turned out as we intended only if we can look at it objectively as though it had been absolutely necessary. For as soon as it is over it is in the realm of absolute necessity. If something does not work out and we feel uncomfortable later on because it has not worked out, it is absolutely true that our uneasiness arises from egotism. One would have liked to have been a better person, a more capable person. That is egotism expressing itself. And unless this egotism is completely rooted out, we cannot see the further development of our soul in as significant a light as we should. But not every deed we have done is an unsuccessful one; there can also be a bad deed, a morally bad deed. Let us look at morally bad deeds, for instance, the following one, to choose a really striking example. Suppose someone has nothing to eat, or would like something for some other reason than hunger, and he steals. Stealing is a bad deed, isn't it? Does what we have said keep a person who has stolen something from feeling remorse for his deed? No, it does not! And why not? For the very simple reason that he did not seriously want to steal, but only wanted to possess what he stole. He could readily have cut out the stealing if you had given him what he wanted, or if he had been able to acquire it in some other way than by stealing. This is a striking case, but in a certain way it applies to all forms of bad deeds. The bad deed as such is never really intended, and language has a subtle feeling for this. When an evil deed has been done, we say, “conscience stirs.” Why does conscience stir? Because the bad deed only now becomes a matter of knowledge. It comes up into consciousness. When the deed happened, the awareness was taken up by the motive on account of which the bad deed was done. A bad deed is not willed. And repenting means that the perpetrator becomes aware that he allowed his consciousness to be dulled at the time the bad deed was done. Whenever anyone does a bad deed, it is always a matter of his consciousness of the deed being dulled, and of his having to acquire an awareness of cases like the one in which his consciousness was dimmed. The whole point of punishment is to awaken forces in the soul that will enable consciousness to extend to the kind of situations that previously produced an elimination of consciousness. Among the dissertations done at universities by philosophers who are also occupied with legal problems there is usually one on “the right to administer punishment.” Now a great many theories have been drawn up concerning reasons for giving punishment. The one and only possible reason can be found only when we realize that punishment is given for the sake of exerting the soul forces so that consciousness will extend into spheres it did not previously reach. This is also the task of repentance. Its purpose is precisely to let us observe the deed in such a way that the force of the repentance raises the action into consciousness. Then the consciousness will see the whole picture and will not be dulled the next time. You see what is involved. We must learn to discriminate properly between a fully conscious deed and one where the consciousness is dimmed. On the other hand, if you have an action that does not fit the category of good or bad but was only unfortunate, an action in which something we had intended to do was not successful, there the point is that we ourselves can obscure our view of it if we judge it by bringing in the thought, the feeling, that it would perhaps have turned out differently if we had done this or that better, or if we ourselves had been different. Here, it is a matter of bearing in mind that if the eye is to see an object, it cannot see itself. It must hold up a mirror, for the moment the eye holds up a mirror to see itself, it cannot see the object. The moment a person broods about how differently he should have acted, the deed cannot act upon him with the kind of power that will further his soul development. For as soon as you set egotism between yourself and your deed, as implied in the fact that you would really like to have done the deed differently, you are doing exactly the same as when you hold a mirror in front of your eye so that it cannot see the object. We can also put it another way. You know there are so-called astigmatic eyes, eyes in which the cornea are curved in different degrees in the perpendicular and the horizontal direction. Eyes like that have a peculiar kind of inaccurate vision. Such persons see specters merely because the cornea has an irregular curve. They see specters because they are actually perceiving their own eyes and not what is outside. If one perceives one's own eye because it is incorrectly constructed and has not become an eye that can completely eliminate itself and allow the object to affect it, one cannot perceive the object. If we fill our mind with the thought “You should have been different, and if you had only done this or that differently, it would all have turned out well,” it is just as though we had astigmatism and did not see the actual fact but distorted it. Yet a person must see the real facts allotted him, only then will they really be effective. Their effect on a person who is not filled with feeling about facts but allows the facts themselves to work upon him will be the same as the effect an outside object has on healthy eyes. The facts then continue their work in the soul. One can say that anyone who has not yet acquired an objective view of past facts in which he was involved cannot see them in their objectivity and therefore cannot obtain from them what he ought to have for his soul. It is exactly as though our eyes were to remain at their stage of development in the sixth or seventh month of embryonic growth, while we ourselves were born at the proper time. We would see the whole world wrongly. If the eyes were not to continue developing during the sixth, seventh, eighth, and ninth month, but were to stop short, they would not eliminate themselves in the process of seeing. We would see something entirely different from what we actually see when we develop normally. Thus what we have done acquires its right value only when we have come to the point of being able to let it enter the stream of necessity, and when we can regard it as necessity. But as has been said, we must realize that we then have to make the distinction between what is successful and unsuccessful and what is called “good” or “bad” in a moral sense. Broadly speaking, you will find all this analyzed, though more philosophically, in my Philosophy of Spiritual Activity for there it is emphasized that human beings become free when they achieve the possibility of drawing impulses from the spiritual world. In one passage it is even expressly stated that impulses of free will come from the spiritual world. However, that does not exclude the utmost freedom in relation to certain events in which we very distinctly follow necessity. For we must distinguish between purely external physical necessity and spiritual necessity, although the two are basically pretty much the same. But they differ in regard to the position they occupy in world existence. It is like this: Let us look again at a figure such as Goethe, who has appeared in world history and of whom one can say that we can follow up the education of a person such as he, and can see how he became what he was; we can then follow up the impulse that led him to achieve his Faust and his other poetical works. We can, as it were, regard all that Goethe achieved as if it were the result of his education. And then of course we see him as a genius. We certainly can. By doing this we remain focused on Goethe. But we can do it another way. We can follow the spiritual development in the eighteenth century. We can pick out some details, for instance, that before Goethe had thought of writing a Faust, Lessing had projected one, so there was already one in existence.3 Thus we can say that the conception of Faust arose out of the spiritual problems and impulses of the time. We could say that if we examine Lessing's projected Faust and a number of other similar Faust versions, they all led to the famous Faust. By leaving Goethe out, we still come to Faust as though by necessity. Faust arose out of what preceded it. So we can arrive at Faust by following Goethe's development. One can look at Goethe from a more developmental point of view, or one can entirely leave him out and look in detail at how a type of poetry originated in Europe, such as the Song of the Nibelungs,4 and how it became compressed into the poem Parsifal:5 Parsifal, the striving human being, belonging to a certain period of evolution. One can look at how another line of development then came about, due to which the Parsifal concept was quite forgotten, and how that remarkable idea took hold of people that found its expression in the popular romance of Faust. This brought the appearance of a Faust about, what one might call a Parsifal of a later age. Goethe can be left out entirely. Obviously we must not be pedantic; fifty years more or less do not matter. Time is elastic and can be stretched forward or backward, so that that does not interfere. It is only with things that go on in an ahrimanic way that time plays an important part. Things that come from the gods can always be moved forward or backward in time. But speaking generally we can say that even if the Frankfurt councilor Kaspar Goethe and his wife Aja had not had their son Wolfgang, or if he had died immediately after birth, for as you know he was ill at birth and nearly died, someone else would certainly have produced something similar to Faust. Similarly if Goethe had lived in the fourteenth century, he would certainly not have written Faust. These are unreal thoughts of course, but sometimes one has to consider them in order to realize the truth. Thus we can now ask the question, “Did Goethe produce his Faust or any of his life's work out of freedom, or was it a question of absolute necessity?” The greatest freedom of all is to obey historical necessity! For if anyone imagines that his freedom could ever be endangered by what exists in the world as necessity, he ought also to say, “I want to create a poem, but I am a person who wants to work in total freedom! I want to disregard all the other poets who were unfree; I want to write a free poem. But I could not be free if I were to use the words of our language, for they came about through primeval necessity. That would not do! I will be an absolute champion of freedom. I will make up my own language!” And he sets about doing so. What he would actually achieve, of course, would be that everybody rejects him and his poem written in a nonexistent language, that with his freedom he would be bound to arouse everyone's resistance, which would express itself at first of course merely in incomprehension. From this you will see that there can be no talk of freedom, as it enters into the stream of events, being in any way encroached upon by the necessity present in the ongoing stream of world events. We might also imagine a painter who wanted to be completely free saying, “I want to paint for sure, but I do not want to paint on a canvas or any other surface; I will paint freely. Do I first of all experiment on a given material? Not me! For then I would perpetually be compelled to comply with its surface.” The material has a very definite conformity to law, yet complying with it does not mean one is not free. Particularly where major events in world history are concerned, it is obvious that when consciousness plays a part in our actions, what we can call necessity can join directly with freedom. As I have already said, in the fourteenth century Goethe would not have been able to create Faust, for it would have been absolutely impossible for Faust to have come about at that time. He would not have been able to write it. Why not? Because there is something we have to call an empty space in world events with regard to certain evolutionary impulses. Just as we cannot put more water into a cask if it is already full, or we can only put a certain quantity into it if it is already partly full, we cannot put anything we please into an already “full” age. In the fourteenth century there was no space for anything like the kind of thing that came down from the spiritual world through a human being into the physical world in the form of Faust; no space, only a state of fullness. Events run their course in cycles, and when a cycle has been completed, an empty space appears for new impulses which can then enter the life of the world. A cycle has to be complete in regard to content, and then an empty space must occur again, before new impulses can come in. In the cultural period in which Goethe lived, an empty space had occurred for the impulses that came from the spiritual world to the physical world through him. Evolution really does proceed in waves: emptiness—a state of fullness to the point of completion—an ebbing—emptiness again. Then something new can come. In the time between death and a new birth a human being plans his next incarnation according to this rhythm. He arranges it so that he encounters the particular level of emptiness or fullness in the physical world that is right for his impulses. Someone bringing with him from earlier incarnations impulses of the highest order that require a space must come at a time when there is an empty space. Whoever has the kind of impulses that need to meet with receptivity must incarnate at a time when there is a space to be filled. In many areas of course one thing will work in opposition to another. That is quite obvious. We see then that in a certain respect we choose—if we may use the word—on the strength of our inner qualities the period in which we come into the world. And on this depends the inner necessity governing our activities. If you bear this in mind, you will no longer see any contradiction in the consecutive events and realize that Parsifal and so on, and Faust, take their turns, and then comes Goethe who creates a work that can just as well be understood in the succession of periods. You will find no contradiction any longer, because Goethe looked down from above and prepared in his inner being what could become tangible in his work. That is to say, when he was on the physical plane, he brought forth from his inner being what he had absorbed in those particular preceding centuries in which the stream of events had taken place. Between the two statements “Goethe's work had to be produced at a definite time,” and “Goethe produced it out of freedom” there is just as little contradiction as there would be if I were to have a board and six balls in a row, then produce a small cup and say, “I will put the first ball into the cup, then the second and third and so on, and I pour them out over here.” And if now someone were to say, “But those balls lying over there are the same balls we had to start with,” someone else could reply, “No, they are the balls that came out of the cup.” Both statements can be true. What took place in the course of time and ultimately led to Faust is what Goethe had absorbed in his inner being and what Goethe then expressed just because it had accumulated within him through looking down from the spiritual world. For we always take part in the whole evolution of the world. If we look at things this way, we can say “The moment we look into the past we have to regard past events themselves as a necessity. And if we look at ourselves and produce the past again as deeds of the present, so long as we do this consciously, we are still free in what we bring into the present of what was prepared in the past out of necessity.” Thus that person is most free of all who knows in full consciousness “what I am doing is nothing but spiritual necessity.” These things cannot be understood by pedantic logic but only by fully grasping reality in a living way. There is still another approach that can help us understand this completely. We can ask ourselves the following. If we look at animals, we know they have a dimmed consciousness. I have often described that. Human beings have a level of consciousness in which freedom can come to expression. But what kind of consciousness do angels have, the beings immediately above human beings? What is the consciousness of the angels like? It is actually very difficult to have an immediate perception of the consciousness of angels. When we as human beings want to do something, we consider what form our action is going to take. And if it does not work out on the physical plane as we imagined it should, we have failed. If someone sews two pieces of cloth together, and when he has finished it they come apart, the endeavor has not been a success. This can happen with a sewing machine. If things do not turn out as we had envisioned they would on the physical plane, we say the deed has miscarried. That is to say, people aim their will at something they picture happening on the physical plane. This is how our human willing proceeds. But not in the case of angels. Their intention is everything. An angel's intention can be carried out in many different ways and the effect can still be exactly the same. This is quite true, though it is of course contrary to ordinary logic. In the artistic sphere only, and then only from the human point of view, can we acquire any feeling for this kind of consciousness. For you will always find that if the artist can take things in a human way—he may not always be in a position to do so, but if he can—he may possibly appreciate what turns out contrary to his expectations, even to the point of failure, and regard it to be of greater value than those things he did exactly as they should have been done. We then come a little closer to what is so extraordinarily difficult to grasp: that with the angels' consciousness, their will, everything depends on the intentions, and that these intentions may be realized in the most varied ways on the physical plane, even in polar opposite ways. That is to say, when an angel decides to do something, he chooses something quite definite, but not in the way that he says, “It has to look like this.” That is not in the least implied. He will not know what it looks like until it has happened. We have seen, and I have drawn your attention to the fact, that this is even the case with the Elohim. The Elohim created light and saw that it was good. This means that what comes first for human beings, the mental image of what is on the physical plane, does not come first at all in the consciousness of spiritual beings above human beings. With them the intention comes first, and how it is to be carried out is quite another matter. Now in this respect humans are of course midway between animals and angels. Therefore, they tend on the one hand to descend to the unconsciousness of animals. Whenever a criminal deed occurs, it is essentially due to the animality in human beings. On the other hand, however, we also have a tendency to ascend to the consciousness of the Angeloi. We have within us the possibility of developing a higher consciousness, a consciousness beyond the ordinary one, in which intentions take on a different aspect than is normally the case. Thus we can say, that if as human beings we get involved in some of life's important problems, we cannot then make plans in the ordinary way. Suppose that as a teacher—a proper teacher this time—you have a particular child to educate. Now an average person has his educational principles. He knows when to give punishment and when not to; perhaps that he should never give any punishment at all. He knows how to do that. But if you look at the matter from the point of view of a higher consciousness, you will not always judge in this way, but will leave everything in life's hands. You will wait for the results of observation. Your one intention will be to bring out all the latent talents. But these potential talents can be drawn out in various ways. This is the important thing. If we take all these things into consideration, we will realize that in order to understand how necessity and freedom affect the human being we must observe both the external physical part and the inner part, first of all the etheric. I have already drawn your attention to the fact that our etheric body takes quite a different course from the physical body. Our physical body, as I once told you, is young to begin with. It then develops and grows older until it becomes senile. The etheric body does the opposite. Whereas we say we grow older when speaking of the physical body, we ought really to say we grow younger as regards the etheric body. If we want to use the words “old” and “young” for the etheric body, it is actually old when we are born, for it is all wrinkled up and small enough to fit us. When we reach a normal old age, and die, our etheric body has become so rejuvenated that we can hand it over to the whole world, where it can work again as a youthful force. While the physical grows older, the etheric body grows younger. It gets younger and younger. If we die at an unusual time, die young, significant things can happen with the etheric body, such as those I have told you about. But it is not only with regard to aging that we see a difference between the physical and etheric bodies, but also with regard to necessity and freedom. When the human being is most enmeshed in necessity in what he does with the physical body or in general as a being on the physical plane, he is then freest in his etheric body, and the latter is then left entirely to itself. Whenever the etheric body is enmeshed in necessity, everything a person does on the physical plane is left to his own freedom. Thus, where the physical body is subject to necessity, the etheric body has a corresponding degree of freedom, and where the etheric body is subject to necessity, the physical body has a certain amount of freedom. Let us look at what this means. You cannot say we are completely free to get up and go to bed whenever we want to. People get up in the morning and go to bed in the evening. There is no question of freedom there. This is part of the iron necessities of life. And even if you vary the time of getting up and going to bed, freedom is obviously out of the question. You also eat every day. There is no question of freedom there. You cannot resolve to do away with this necessity and try to be free by not eating, because you feel the taking in of food to be a compulsion. With regard to all these things a human being is tied to necessity. And why is he tied to necessity? Because the companion—as I called him last time—the inner self accompanying us through life on the physical plane and through all the compulsions connected with the physical plane, lives all the while in freedom. But if we are to involve our inner being, our etheric body, in necessity, how are we to do it? By consciously submitting to what we recognize to be a necessity. For instance, by telling ourselves that the time has come when everyone who realizes he is ready for spiritual science ought to take it up. Nobody is forced to do this by an external necessity, of course. But we can see it as an inner necessity, because it is necessary in the present cycle of humanity. Thus out of our own free will we yield to necessity. There is no external pressure on the physical plane. We must follow compulsion out of inner freedom, as it were. The etheric body itself makes the resolve, which permeates it with necessity; it creates the necessity itself, thus acquiring the possibility of developing in freedom with regard to what happens on the physical plane. That is to say, we become acquainted with spiritual necessity, thereby making ourselves more and more free with regard to life on the physical plane. You will now say, “Through the very fact that we find our way into a spiritual necessity we ought to become more and more free in life on the physical plane.” That is indeed so. By uniting ourselves with the spirit that streams through the world and letting it pass through us, we really do receive elements that set us free from the fetters of the physical world. We cannot of course free ourselves from what is allotted us by our previous incarnation, by our karma. But if we do not thus free ourselves through our knowledge of spiritual necessity from conditions of necessity on the physical plane, we remain bound to these after death, and have to carry them with us. We have to carry the necessities of the physical plane with us through the life between death and a new birth, and cannot free ourselves from them. But each moment in which we connect ourselves in our etheric body with the necessities of the spiritual plane, we become freer and freer of the necessities of the physical plane. It is indeed so that if we can follow out of a free resolve a purely spiritual impulse, we become freer and freer from all that would otherwise fetter us to physical life, fetter us far beyond death. On the other hand, with regard to everything we are enmeshed in during physical life, and which is unalterable, the etheric body as such becomes freer and freer. Thus we see how freedom and necessity interact on the physical plane and also in connection with the etheric body. The etheric body receives its freedom through the necessity of the physical plane, and has to recognize its own necessity. The physical body receives its freedom when the etheric body thus recognizes its necessity, and its necessity arises through its self-chosen karmic involvement in the events on the physical plane. In this way we see the physical part of human beings, free in bondage, and the spiritual-soul part, bound in freedom, interacting organically. Freedom and necessity always interweave. It is quite impossible for us to be subject to pure necessity when we are fully conscious. Through the fact that we permeate a thing with consciousness, that is to say, accept it in full consciousness, freedom governs our soul. This is how we lift ourselves out of necessity in our soul and make ourselves free concerning matters we are conscious of. However, if we acknowledge with our minds that something is necessary, for instance, that the present time is the time for taking part in spiritual science, if we freely comply with a necessity, so to speak, does this give us a degree of unconsciousness? In a certain sense it does. We do become unconscious to the extent that we undertake to develop our consciousness to the point where we reach the gate through which streams and radiates what is to come from the spiritual world. We then receive this, and bend to the powerful forces coming to meet us from the spirit world. This is why in connection with working our way into spiritual necessity we speak of working our way up to the beings who bend down toward us. Therefore we shall always stress that with our consciousness we soar toward the beings who permeate and pulse through us from the spiritual world and when we say, “We must of necessity accommodate ourselves to the impulses coming from the spiritual world,” we expect that at the same time the impulses of higher spiritual beings will descend into these our impulses. Thus a relative, deep unconsciousness arises, where we become aware of what is at work in us spiritually in the same way as we would be aware of an unconscious action where we are quite sure that the spirit is in us and the right thing to do is to obey, where we are privileged to obey. We have now come back to our starting point. If we tried with our ordinary consciousness to mull over the many consequences that can arise from such significant events as those of the present, for instance—and I compared them earlier to the Roman-Teutonic wars—we would get nowhere. However, the moment we can tell ourselves we do not want to find the right solution through mulling them over but through giving way to the spiritual impulse and letting it stream in, we do not need to brood. For then we know that if only we let these spiritual impulses take hold of us, they lead us to the right solution, to spiritual currents that even go beyond the centuries, beyond millennia. This is what is important. Then we see that we no longer need to think that things must go like this today and like that tomorrow for such and such to happen, for we will realize that we are now living in the particular epoch of humanity in which the further evolution of earthly existence can progress in the right way only if spiritual impulses coming from the spiritual world are directly taken up. That is how it is. And the things that happen externally on the physical plane must of necessity unite with these impulses in the right way. Then the right things will happen. Then we shall know, without mulling over what will happen tomorrow and the day after tomorrow, that what will really come about will be that the souls now passing through the gate of death will continue to work on, both in their etheric bodies and as souls, to the extent that the thoughts of those human beings who will in the future populate the blood-stained battlefields of the earth join with them, so that something will arise that will live for centuries. But we must have a direct awareness of this in the spirit of these words we have often heard:
The important thing to realize is that from a certain point in the present our souls must become conscious of the spirit, souls that have the will to direct their consciousness toward the spirit. Then, from what is happening today, the right things will come for the future. To make this thought our own, steadfast confidence is needed, such as those beings have whom we count as members of the hierarchy of the angels. For angels act out of that kind of confidence. They know that if they have the right intentions, the right things will come of them; not because they envision that future events should take a definite form, but because they have the right intentions. These right intentions, however, can only be grasped spiritually. And only through thinking in the way of spiritual science can we find the way to grasp something spiritually, as we have endeavored to do.
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166. Necessity and Freedom: Lecture V
08 Feb 1916, Berlin Translated by Pauline Wehrle |
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166. Necessity and Freedom: Lecture V
08 Feb 1916, Berlin Translated by Pauline Wehrle |
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I have a few things to add to the four lectures on freedom and necessity which more or less form a connected whole. Let us take another look at one of our basic truths of spiritual science, the structure of the human being that we have become so well acquainted with. We consider man as a synthesis of four members: the physical body, the etheric body, the astral body and the I. If we confine ourselves to what is in the physical world, to the part of the human being that is given, we can state that in our ordinary waking condition we have in the first place the physical body. We know our physical body for the very reason that we can obviously observe it externally with our senses, and everyone else in the physical world can observe it in the same way and has to agree with us that the physical body exists. Therefore, in the physical world this physical body can be perceived from outside. A simple reflection can convince you that you cannot observe what we usually call the etheric body. It escapes ordinary physical observation. The astral body also escapes ordinary physical observation, and the I even more so, for the essence of the I, as we have often said, can be so little observed externally that human beings cannot even name it from outside. If someone were to call out the word “I” to you, you would never come to the conclusion that he could mean your I. He can only mean his own I. The I as such is never named from outside. Yet it is obvious that we know something about it. We name it from within. Thus we can say after all that while the etheric and the astral body are inaccessible on the physical plane, as things stand now, the I is not inaccessible. We refer to it by saying “I.” Nevertheless, it remains a fact that the I cannot be seen in the same way as the physical body or any other physical object. It cannot be perceived at all by the senses. What does the fact that we know something about the I and that we come to the point of naming it actually tell us about the I? Philosophers often say, “Human beings have direct certainty of the I. They know firsthand that the I exists.” In fact, there are philosophers who imagine they know merely from philosophy that the I is a primary being, that it cannot be dispersed or die. Yet anyone with sound thinking will immediately respond to this philosophical opinion by saying, “However much you prove to us that the I cannot be dissolved and therefore cannot fade away, it is quite enough that after death, probably for eternity, the I is to be in the same condition it is in between falling asleep and waking up.” Then of course we would no longer be able to speak of an I. Philosophers are mistaken if they imagine there is any reality in the I they speak of. If we speak of something that really exists, we are speaking of something entirely different. Between falling asleep and awakening the I is not there, and a person cannot say “I” to himself. If he dreams about his I, it sometimes even strikes him as though he is encountering a picture of himself, that is to say, he looks at himself. He does not call himself “I” as he does in ordinary daily life. When we wake up, it is in regard to our true I as though we were to strike against the resistance of our physical body. We know, don't we, that the process of waking up consists of our I coming into our physical body. (Our astral body also does so, but for the moment we are interested in the I.) The experience of coming in feels like hitting our hand against a solid object, and the counterthrust, so to speak, that this experience engenders is what brings about our consciousness of our I. And throughout our waking day we are not really in possession of our I, for what we have is a mental image of our I reflected back from our physical body. Thus what we normally know of the I from philosophy is a reflection, a mirror image of the I. Do we have nothing more than this ego reflection? Well, this reflection obviously ceases when we go to sleep. The I is no longer reflected. Thus on falling asleep our I would really disappear. Yet in the morning when we wake up, it enters our physical body again. So it must have continued to exist. What can this I be, then? How much of it do we possess so long as we are active solely on the physical plane? If we investigate further, we have, to begin with, nothing of this I within the physical world except will, acts of will. All we can do is will. The fact that we are able to will makes us aware of being an I. Sleep happens to be a dimming of our will; for reasons we have often discussed we cannot exert our will during sleep. The will is then dimmed. We do not will during sleep. Thus what is expressed in the word I is a true act of will, and the mental picture we have of the I is a reflection that arises when our will impinges on our body. This impact is just like looking into the mirror and seeing our physical body. Thus we see our own I as an expression of will through its effect on the body. This gives us our mental image of the I. Therefore, on the physical plane the I lives as an act of will. [IMAGE REMOVED FROM PREVIEW] So we already have a duality on the physical plane: our physical body and our I. We know of our physical body because we can picture it with our observation outside in space; and we know of our I through the fact that we can will. Everything else underlying the physical body cannot at first be discovered through physical observation. We can see how the physical body has developed and what it is composed of. Yet the description we have to give of this composition in the course of our passage through the Saturn, sun, moon, and earth evolutions remains a mystery if we consider the physical body only. Everything underlying the physical body is a mystery to physical observation in the physical world. How the will enters our physical body, or enters into what we are, is a further mystery. For you can become conscious of your will, can't you. Therefore, Schopenhauer1 regarded the will as the only reality, because he had an inkling that in the will we actually become conscious of ourselves. But of how this will enters into us we know nothing at all on the physical plane. On the basis of the physical world, we know only that in our I we can take hold of our will. I pick up this watch, but how this act of will passes through the etheric body into the physical body and actually turns into a picking up of the watch remains a mystery even for the physical body. The will descends straight from the I into the physical body. Nothing else remains in the I but the inner feeling, the inner experience of the will. The way I have described this here has actually been applicable to the greater part of humanity only for the past few centuries, and this fact is usually overlooked. As for us, we have studied the matter so much that it ought to have become second nature with us. If we look back to the middle of medieval times, it is pure fancy to imagine that people lived then in exactly the same way as they do today. Humanity evolves, and the way human beings relate to the world changes in the different epochs. If we go back beyond the fifteenth and fourteenth centuries, we find many more people than we do now who not only knew of the physical body but who really knew that something lived in the physical body that we nowadays call the etheric body, people who actually perceived something of the aura of the physical body. By the Middle Ages of course these were only the last remnants of an ancient perception. Even in the tenth century, though, people did not look into a person's eyes like we do today when we simply see the physical eyes. When they looked at other people's eyes, they still saw something of the aura, the etheric. They had a way of seeing uprightness or falsehood in the eyes, not through any kind of external judgment but through direct perception of the aura around the eyes. It was also like this with other things. In addition to perceiving the aura of human beings, people then saw it to a far greater extent than now in animals and also in plants. You all know the description in my book Knowledge of the Higher Worlds that if we observe one seed, we see it shining differently from other grains of seed.2 Nowadays this perception can only be achieved through training, but in earlier centuries it was still quite an ordinary, everyday phenomenon. People did not first have to investigate, possibly with a microscope, what plant a seed came from—even that can in many cases no longer be done today—for they were able to determine such things from the light aura surrounding the seed. And in the case of minerals too, you will find descriptions in old writings classifying them in a certain way according to their value in the world. When the ancients looked at gold, what they described was not invention, for to them gold really appeared in a different way from silver, for instance. When they connected gold with sunlight and silver with moonlight, this was really founded on observation. When they said, “Gold is pure sunlight that has been condensed, silver is moonlight,” and so on, they expressed what they saw in the same way as they still saw elemental life in the outside world, the elemental aura that modern people have lost sight of because modern mankind has to evolve to freedom, which can only be acquired by a complete restriction of observation to what is physically objective. Just as human beings have lost the ability to see these auras, they have also lost another ability. Today, we must acquire a feeling for how very different it was when the ancients spoke of the will. They had much more of a feeling of how the will, which nowadays lives only in the I, entered the organic realm, the astral body as we would say today. They still felt the I continuing on into the astral body. This can be explained in a quite specific field. The fact that painters believe they can no longer manage without a model is due to their having totally lost the faculty of experiencing in any way at all how the I continues on into the organism, into the astral body. Why is it often precisely the old portraits that people admire today? Because they were not painted as they now are, where the artist merely has a sitter to copy, and is duty bound to copy everything that is there. In the past people knew that if a person forms the muscles round his eyes in a particular way, then what lives in his I enters in a very definite way into his astral body and produces this form of the muscles. If we were to go back as far as ancient Greece, we would be quite wrong to imagine that the ancient Greeks used a model for the wonderful forms they created. They had no models. If a particular curve of the arm was required, the sculptor, knowing how the will brought the I into the astral body, created the curve out of this experience. As this feeling for what was going on in the astral body faded away the necessity arose to adhere as strictly to a model as is customary today. The essential difference is that in fairly recent times human beings have come to the point where they see the outer world devoid of all its aura and see themselves inwardly with no awareness of the fact that the will ripples into the astral body and throughout the whole organism. Things have only been like this for a short while. After a much longer time has elapsed, a new age will arrive for humanity. Then even more will have been taken away from both the outer aspect of the physical plane and from man's inner awareness. We know that at present we are only a few centuries into the fifth post-Atlantean epoch that began in the fourteenth century, for we count the fourth post-Atlantean epoch from approximately the founding of Rome till the fifteenth century, and the fifth post-Atlantean epoch from the fifteenth century till as long again; so we are now only in the first third of it. But mankind is steering toward an entirely different kind of perception. We are moving toward a time when the outer world will be far more bleak and empty. Nowadays when a person looks at nature, he believes it to be green and the vault of heaven to be blue. He sees nature in such a way that he believes the colors to be the outcome of a natural process. In the sixth post-Atlantean epoch he will no longer be able to believe in the colors of nature. At present the physicists only talk about there being nothing outside us but vibrations, and that it is these that, for example, bring about red in us. What the physicists dream of today will come true. At present they only dream of it, but it will then be true. People will no longer be able to distinguish properly between a red face and a pale one. They will know that all those things are caused by their own organism. They will consider it a superstition that there are colors outside that tint objects. The outer world will be grey in grey and human beings will be conscious of the fact that they themselves put the colors into the world. Just as people today say, “Oh, you crazy anthroposophers, you talk about there being an etheric body, but it is not true, you only dream it into people!” People who then see only the outer reality will say to the others who still see colors in their full freshness, “Oh, you dreamers! Do you really believe there are colors outside in nature? You do not know that you are only dreaming inside yourself that nature has these colors.” Outer nature will become more and more a matter of mathematics and geometry. Just as today we can do no more than speak of the etheric body, and people in the world outside do not believe that it exists, people in the future will not believe that the capacity to see colors in the outer world has any objective significance; they will ascribe it purely to subjectivity. Humanity will have a similar experience in regard to the relationship of the will in their J to the outer world. They will reach the point where they will have only the very slightest awareness of the impulses that come to expression in their will. They will have scarcely any awareness of the unique personal experience of willing anything out of the I. What is willed out of the I will only have a very faint effect on a person. If all that mankind receives by nature continues along the lines described, then in order to do anything at all people will need either long practice or outer compulsion. People will not get up of their own accord, but will have to learn it until it becomes a habit. The mere resolve to get up will not make the slightest impression. This would be an abnormal condition at present, but natural evolution as such is tending in this direction. People will have less belief in moral ideals. Outer dictates will be necessary to activate the will. This would be the natural course of events, and those who know that what comes later is prepared beforehand know that the sixth epoch is being prepared in the fifth. After all, you can see with half an eye that a large part of humanity is tending in this direction. People are aiming more and more at having everything drummed into them, at being spoon-fed, and consider it the right procedure to be told what to do. As I said, we are now roughly in the first third of the fifth post-Atlantean epoch, i.e., in an age in which—although the physicists already have the ideal of the sixth age—there is still the belief that colors really do exist outside, and that it is a human attribute to have a red or a pale face. Nowadays we still believe this. We can of course allow ourselves to be persuaded by the physicists or physiologists that we imagine colors, but we do not really believe it. We believe that the nature we live in on the physical plane has its own colors. We are in the first third of the fifth post-Atlantean epoch, which will obviously have three thirds. During these three thirds post-Atlantean humanity has to pass through various experiences, the first one being that people have to become fully conscious of what I have just described. People must realize fully that in their considerations of the physical body they have completely lost sight of what is behind the physical, totally lost sight of it in all respects. In the second third of the fifth post-Atlantean epoch—if spiritual science has been successful—there will be more and more people who will know with certainty that something more, something of an etheric-spiritual nature, is bound up with what we see around us. People will begin to be conscious of the fact that what existed in earlier times for clairvoyance, and is now no longer a part of our relation to the world, must be rediscovered in a different way. We will not be able to rediscover the aura that used to be seen, but if people accept and practice exercises, such as those given in Knowledge of the Higher Worlds, they will realize that they can rediscover along a different path that an auric element surrounds and interpenetrates the human being and everything else in the world. People will acquire a consciousness of this once again. People will also become aware that they are able to grasp moral impulses once again. However, they will have to take hold of them with a stronger resolve than they do today, for there is a natural tendency in the will to gradually lose its impelling power. The will must be taken hold of more firmly. This kind of will can be developed if people are determined to exercise the strong thinking necessary for the understanding of the truths of spiritual science. People who do understand these truths will be pouring more strength into their will, and they will therefore acquire, instead of a will that is deteriorating to the point of paralysis, a powerful will, able to act freely out of the I. As humanity progresses, merely natural development will be counteracted by the efforts people make: on the one hand, efforts to do the exercises of spiritual science in order to become aware once more of the aura, and on the other hand, efforts to strengthen themselves by means of the impulses coming from spiritual science for the invigorating and activating of the will. It is actually as follows. What has to be developed by spiritual science in the second third of the fifth post-Atlantean epoch does not yet exist at all. What is the position of human beings today when they observe the external world? And how do scientists stand in this regard? It is very instructive to look at the position of present-day science, especially present-day scientists—of course only in so far as this science presents the natural relation of human beings to their environment. When they look at outer, physical nature, whether it is the mineral, plant, animal, or human kingdom, neither modern scientists nor ordinary human beings have the power really to enter into what they observe. Physicists carry out experiments and then describe them. But they do not venture to fathom the mysteries of what they are describing. They do not feel able to search more deeply into the processes the experiments reveal. They remain on the surface. In relation to the outer world they are in exactly the same situation as you are when you are on a different plane when dreaming. You dream because your etheric body radiates the experiences of the astral body back to you. Anyone observing nature or making an experiment nowadays also observes what it radiates back to him, what it presents to him. He only dreams of nature. The moment he were to approach nature as spiritual science does, he would wake up. But he does not want to. In this first third of the fifth post-Atlantean epoch people only dream of nature. Human beings must wake up! Occasionally someone does wake up out of his dream, and says, “What is out there is no mere dream; there is something living within it.” Schopenhauer's philosophy was an awakening of this kind, but he did not know what to do with it. It gave offense to those who philosophized cleverly in the modern way such as the eminent philosopher Bolzano of Bohemia did in the first half of the nineteenth century.3 If you see his copy of Schopenhauer, you will find that he wrote in the margin, “Sheer madness!” Of course, it struck him as sheer madness, because the following statement was really made out of a kind of delirium, “There is something resembling will in outer nature.” And when modern science remains true to itself and, as it were, draws its own conclusions, what will it arrive at? Dreaming about the physical body! It has no inkling that there is something besides the physical body, otherwise it would have to speak of an etheric body, an astral body, and an I. It does not want to grasp reality, however, but only what presents itself. The modern physicist or physiologist feels like a somnambulist. He is dreaming and if someone shouts at him, which happens if someone talks to him about spiritual science, he falls down just like a somnambulist who is shouted at. And the impression he has is, “I am now in a void!” He cannot change immediately and has to go on dreaming. Just when he thinks he is most awake in relation to external nature he is dreaming most of all. What will be the outcome? The modern physicist or physiologist will gradually lose all possibility of finding anything in the outer world except for his mental images of it. He will even gradually lose the capacity to form any idea of anything beyond his own mental images of the outer world. What is left for him if he relinquishes the human body to the scientist? The human body is there in front of him and he observes it in great detail, but he leaves it to the scientist or the medical profession to tell him what changes take place if one or another part does not function normally. He dissects this physical body very carefully. But he stops at that and has no notion that there is anything beyond it. In this physical body there is no trace of an I or of will. What would this scientist actually have to do? He would have to deny the 1 and the will altogether and say, “There is no will, no trace of it exists in the human being, for we cannot find it.” Down in the organism is where the will is hidden, imperceptibly. As we have said, it is only taken hold of, felt, and experienced in the I. Thus, the will would have to be shown in order to prove the existence of the I. That is to say, if a scientist who is only dreaming now were to be absolutely honest, we would hear him say to his audience, “When we speak of the human being, we ought really to speak of will. To us scientists that is an impossibility. The will is nothing. It is an absolutely unfounded hypothesis. It does not exist.” That is what he ought to say if he were to be quite consistent. He would dream of external processes and deny the will. I have not merely invented what I have just told you. It is an inevitable conclusion of the modern scientific view. If a scientist were to follow his way of thinking to its logical conclusion, he would arrive at what I have just told you. It is not mere invention on my part. I have brought along as an example the Introduction to Physiological Psychology in Fifteen Lectures written by the celebrated Professor Dr. Ziehen of Jena.4 He endeavors here to describe what is manifest in the human being as a creature of body and soul. In the course of these lectures, he speaks about all the aspects of the sensations of smell, taste, hearing, sight, and so on. I will not bother you with all that, but will just discuss a few passages in the fifteenth lecture about the will. There you will find statements such as the following:
Ziehen goes on to show that there is no sense in speaking of such a will, that physiologists do not find anything in any way corresponding to this word “will.” He also shows in the particular way he interprets the effects of forces that one might call depravity of will, that there too, it is not a matter of will but of something quite different, so that we cannot speak of will at all. You see how consistent this is. If people get no further than dreaming of the external physical world, they cannot arrive at the will. They cannot find it at all. All they can do if they create a world view, is to deny the will as such and say, “So there cannot be a will.” The so-called monists of our time do this often enough. They deny the will. They say the will as such does not exist at all. It is only a mythological creation. Ziehen expresses himself a little more cautiously of course, but he still arrives at some strange results though he will no doubt take care not to take them to the ultimate conclusion. I would like to read you a few more statements from his last lecture, from which you will see that although he drew the conclusions, he nevertheless still plays around with the nonexistence of the will. For he says, “What about the concept of responsibility?” He cannot find the will, but in answer to the question about the concept of responsibility he says,
This is perfectly natural. If external nature is only dreamt about, then we see some people doing one good deed after another and others who keep on attacking people for no reason at all. Just as one flower is beautiful and another ugly according to natural law, one person may be what is called a good person. But on no account should the goodness or hatefulness be explained as meaning more than a flower's beauty or ugliness. So the logical conclusion is,
Ziehen continues to express himself cautiously, and does not yet create a world view. For if one does form a view of life from this, there is no longer any possibility of holding a person responsible for his actions if one takes the stand of the author of this book, this lecture. This is what comes of people dreaming about the outer world. They would wake up the moment they accept what spiritual science says about the outer world. But just think, these people have a science that makes them actually admit that they know nothing at all about what points the way from the external body to the human I. Yet what is bound to be living in the I? First of all the laws of aesthetics, second the laws of logic. All these must live in the I. Everything that leads to the will must live in the I. There is nothing in this science that can in any way live as a real impulse in the will. There is nothing of that sort in this science. Therefore something else is necessary. If this science were the only one the world had today, you can imagine people saying, “There are ugly flowers and there are beautiful flowers and nature necessarily makes them so. There are people who murder others, and there are people who do good to others, and they also are like that by nature.” Obviously, everything appealing to the will would have to be discarded. So why is it not discarded? You see, if we no longer take the I into account, and if we do not accept it as part of what we can know through observation of our world, we must find it in some other way. If we do not want to continue to uphold “social or religious laws,” as Ziehen does, we must somehow get people to accept them in another way. That is to say, if we dream with regard to the outer world and with regard to what we see, then what we will has to be stimulated in some other way. And this way can only be the opposite of dreaming, namely, ecstasy. What lives in the will must enter into it in such a way that the person under no circumstances stops to think about it or realize fully that it is an impulse of will. That is to say, what has to be aimed for in an age like this is that a person does not attempt to have a clear view of the will impulses he accepts, but they should work in him—and this is a fitting image—like wine does when a person is drunk. An impulse that is not brought to full consciousness works in the same way as intoxicating drink does when it robs a person of the full possession of his wits. That is to say, we live in an age when one has to renounce a really close examination of will impulses. Religious denominations would like to provide impulses, but these must not be examined at any price. On no account ought the motivating ideas be submitted to objective scrutiny. It should all enter into the human being by means of ecstasy. We can actually prove this all over again in the present time. Just try with an open mind to really listen to the way religious impulses are spoken of nowadays. People feel most comfortable if they are told nothing about why they should accept one or the other impulse, but are spoken to in such a way that they become enthusiastic, fired up, they are given ideas they cannot fully grasp and that surround them with mystery. And the most highly acclaimed speakers are the ones who fill people's souls with fire, fire, and yet more fire, and who pay least attention to whether everybody has conscious hold of himself. The dreamers come along and say, “We examine the Gospels. Even if we go so far as to admit to the existence of Jesus of Nazareth, we find no evidence at all that there was in fact a supersensible being dwelling in him.” We need only remember how many dreamers there are who simply deny the existence of Christ because it cannot be proved on the external physical plane. On the other hand, there are theologians who cannot prove it either, and who therefore speak about the Christ in as vague a way as possible, appealing as much as possible to the feelings, drives, and instincts. An example of this kind of thing took place in a strange way in public very recently. On the one hand, there were the dreamers—it began with Eduard von Hartmann in the realm of philosophy, and Drews made a lot of propaganda out of it—and these dreamers went so far as to deny the whole message of the testaments by showing that the Mystery of Golgotha is not a historical occurrence.5 Certainly, it cannot be proved on the plane of external history but has to be approached on the spiritual plane. Now these dreamers had opponents. Read all the literature on this issue and you will see no sign of any thought, no sign of anything scientific; the whole thing consisted of words one can only describe as drunken and intoxicating words. No sign of thorough study! The opponents are appealing the whole time to what will excite unmotivated instincts. This is how things stand in our life of soul. On the one hand, there is dreaming, which is supposed to provide a world view grounded in natural science, and on the other hand, there is intoxication, which people are supposed to acquire from the religious confessions. Dreaming and intoxication are the principal factors controlling mankind today. And just as the only way to stop people from dreaming is to wake them up, the only way to overcome intoxication is to look at our inner impulses in total clarity. This means giving people spiritual science that, far from making the soul drunk, awakens the soul to spiritual impulses. But people are not yet ready to go along with this. I have said before that if we offer the challenge of spiritual science to a hardened monist of the Haeckelian school, one who desires only to prove his monism on the basis of natural science, he falls on his face with a thud, metaphorically speaking, he falls down with a loud thud as a matter of course. That is the obvious thing to happen, for he immediately feels he is in a void and his consciousness is completely bowled over. If you take an ordinary person, someone who wants to base his whole world view on natural science, they mean nothing to him; he cannot understand a thing. If he is honest, he will say, “Here we go again, it makes my head spin.” Which means he plops down with a thud. Concerning intoxication, if someone allows himself to sober up properly, it is a straightforward matter of embarking on a truly ennobled inner religious life. The fact that he can familiarize himself with the impulses coming from spiritual science will enable his belief to deepen into concrete concepts. But if you approach someone who does not want to awaken his soul to the ideals of spiritual science, yet you bring them to him and want him to accept them, that is to say, if you bring spiritual science to someone who is completely under the sway of modern theology, he will sober up, in a strange way, like people who have been drunk and have not quite recovered from the organic aftereffects. He gets a hangover. You can really notice it. If you observe theologians nowadays—and we can do this especially well in the Dornach area where the theologians take more notice of it—if you observe them in cases where spiritual science is familiar to them but still undigested, and if you listen to them, you will find that all they say is basically a kind of hangover, caused by the fact that they ought to acquire ideas and knowledge about spiritual matters, yet still prefer to be drunk with ecstasy over them and to introduce them into people's mental organization in an entirely unmotivated way. They shrink from becoming sober because they cannot bear the thought that it will not bring them enlightenment but a throbbing headache. These things must absolutely be seen in their historical necessity. If it can come about that spiritual science brings people at least the rudiments of an understanding of how to regain in a new way the sight of what has been lost, how to motivate the will once again, then humanity will acquire in freedom what nature can no longer give us. You see then that a certain necessity underlies our program. The kind of lecture I gave last Friday and have often given, drawing your attention to the development of thinking on the one hand and the development of will on the other, showed how thinking proceeds until we discover the will in it and come out of ourselves through thinking. It also showed how we find the other spectator on the other side, and demonstrates that through the very fact that we bring thinking to the point where we can emerge out of ourselves, we will have a chance not to fall flat on our faces when we are shouted at and awakened. We fall down only because we cannot understand * outer processes and have nothing to hold on to when we are awakened from our dreams. What one has to hold on to, so as not to get into the kind of inwardly inorganic, disordered state we call a hangover, is what one can acquire through developing one's thinking. This comes about when the inner spectator I spoke of can emerge unhindered from our inner being. Thus what should be imparted to humanity above all is intimately connected with the real inner laws of human progress. Yet if you think about what has been said here today and often before, and bear in mind its implications, you will avoid certain obvious mistakes. Some mistakes, of course, will be extremely difficult to avoid, and I will point out just one of these today. Again and again individuals among us say, “There are, for instance, the followers of this or that confession,” assuming in this case that we live among a more or less Catholic population “who have their Catholic priest.” Our friends very often believe that if they explain to this priest that we do represent Christianity, speak about the Mystery of Golgotha in the right way, and do not deny the existence of Christ, we will be able to gain the priest's friendship. This way of thinking is completely wrong. You will never win these people over by showing them that we do not deny what they are duty bound to preach. We simply cannot do that. Actually you would get on better with these people if you were in a position to say that you are people who do not believe in Christ. Then they would say, “You see, there are people who do not believe in Christ. They do not belong to us. We shall stick to our community who are content to learn from us about Christ through ecstasy.” They do not say that, but that is how they act. Yet when other people besides them affirm the existence of Christ and even maintain they have positive knowledge of Christ, and we become the sort of people who follow our own way, and who want to present Christ in a different way from them: they then become far worse enemies than they would be if our friends were to deny the existence of Christ. For they consider it their privilege to present Christianity, and our mistake is precisely to present it in another way. Therefore you only make certain theologians furious with spiritual science if you tell them, “We speak of the Christ.” You would make them far less angry if you were able to say—which of course you are not—“We deny the existence of Christ.” What infuriates them is that we refer to Christ in a different context. Out of the best intentions in the world our friends will very easily say, “What do you want? We are on a completely Christian footing.” That is the worst thing you can possibly say to them, for that is just what goes so much against the grain with them. This touches again on an area where we encounter freedom and necessity in a very special way. The main thing I keep trying to bring home to people is that we should not take these ideas lightly. Freedom and necessity are among the most important human concepts, and you have to realize time and again that we have to gather a great number of ideas to arrive at a more or less correct understanding of the concepts of freedom and necessity. Where would it lead if present-day humanity were to follow nothing but natural necessity? People would obviously dream more and more, until they had nothing left but a dreary grey in grey, and they would become less and less able to use their will, until they: reached actual paralysis of the will. That is necessity. Out of the freedom of spiritual science people must obviously work to counteract this; for the time is now dawning when we will have to acquire our essential freedom out of an inner necessity which we ourselves acknowledge. Of course we might all say, “We are not going to concern ourselves with what is supposed to happen.” In that case things would come about as described. Yet that things can be different is a necessity, a necessity, however, that can only be taken hold of through understanding. We might call it a free necessity, a genuine and absolute necessity. Here again the concepts freedom and necessity come very close together. It might sometimes have seemed as though I was only playing with the words “dreaming and intoxication.” That was most certainly not the case. You can find individual examples, and I could tell you many, many more, of the way people speak, as though in a kind of dream, about outer reality. For instance, a particular objection is often raised against what I say in anthroposophical lectures. A pet remark is, “But how can you prove that?” meaning that people require to have what is presented to them proved by comparing it with outer reality. They assume that an idea is valid only if one can point to its physical counterpart, and that this external counterpart is the proof. This is such an extremely obvious idea, that people think they are great logicians if they say, “You see, it all depends on being able to prove that a concept links up with its counterpart in outer reality.” You can easily point out that this is no great logic but proper dream logic. When people say things like this, I usually give the answer that even where the external sense world is concerned you cannot prove reality, for if someone had never in his life seen a whale, you could never prove the existence of whales through logic alone, could you? Pointing to the reality is something quite different from proving a thing. So much for dream-logic. I can put it even more plainly. Suppose I paint a portrait of a living person, and someone gives as his objective opinion “This portrait is very like the person,” and goes on to explain that this is so because when he compares the portrait with the person, they both look the same. The likeness is due to the fact that the portrait agrees with reality. Does the correspondence to external reality cause the likeness? Why does he say the picture is like the model? Because it corresponds to external reality. The external reality is what is true. Now imagine that the model dies, and we look at his portrait thirty years later. Is it no longer like him, thirty years later, because it does not agree with external reality any more? The person is no longer there. We can assume that he was cremated a long time ago. Does the likeness depend on the external reality being there? Clear thinking knows it does not. In the case of dream-thinking one can say that in order to prove anything one has to be able to point to external reality. But this is only true for dream-thinking, dream-logic. For surely, just because a person passes from existence to nonexistence, a portrait of him does not change from being like him to being unlike him! You see, many things can be made into a necessity if people want to adapt their logic accordingly, especially when we find in every article about logic nowadays “The truth of a concept consists in, or can be proved by, the fact that one can point to the external reality in the physical world.” But this definition of truth is nonsense, and this becomes evident in cases like the comparison with the portrait. If you consult so-called scientific books today—not the kind that deal with pure science—all they do is give descriptions, and if we stick to descriptions, what does it matter if we remain in mere dreams? If some people want to describe nothing more than the dream of outer life and do not pretend to build a world view, let them. However, a world view based on this is a dream view. And we can see that. Wherever this step is taken, you usually find dream-philosophy. It is quite ridiculous how unable people are to think, that is to say, to think in such a way that their thinking is based on the element on which it ought to be based. I have copied out a statement Professor Ziehen makes on page 208 of these lectures, in which he wants particularly to point out that we cannot find the will that underlies an action. He puts it like this, “Thinking consists of a series of mental images, and the psychic part”—that is, the soul content—“of an action is also a series of mental images with the particular characteristic that the last link in the chain is a mental image of movement.” There is the clock. The will is eliminated, isn't it? I see the clock. That is now a mental image. The will does not exist and I see the clock. This clock has an effect on me in some way by setting my cerebral cortex into some sort of motion, and then passes from the cerebral cortex into a kind of motor zone, as physiology tells us. One thing passes on to the next. This is the thought image of movement. I have first of all an image of the clock, and the image of the movement succeeds the activity of the imagining the movement, not by way of will but by way of the image of movement. “I have only a series of mental images,” says Ziehen. Thinking consists of a series of mental images, and the psychic part of an action is also a series of mental images. The will is unquestionably eliminated. It is not there. First of all I observe the clock and then the movement of my hand. That is all. You can track down the logic this contains by translating this statement into another one. You can just as well say, “Thinking consists of a series of mental images. So far so good. And when we look at a machine, the psychic process is just another mental image, with the particular characteristic that the last link in the chain is a mental image of a moving machine.” One is exactly the same as the other. You have merely eliminated the machine's driving power. You have merely added the mental image of the moving machine to what you were thinking before. This is what this dream-logic consists of. Where the outer world is concerned, a person who applies dream-logic does of course admit the existence of impulses of some sort, but not in the case of the inner world, because he wants to eliminate the will. Ziehen's whole book is full of dream-logic of this kind, eliminating the will. At the same time of course the I is also being eliminated, which is interesting. According to him, the I is also nothing more than a series of mental images. He actually explicitly says so. The following interesting thing can happen. Forgive me if I let you into some of the intimate secrets involved in the preparation of a lecture like today's. I had to give today's lecture, didn't I? I wanted to bring you not just an overall picture of what I had to say but also some details. So I had to get this book out and look at it again, which I did. I could of course not read you the whole book but had to limit myself to a selection of passages. I certainly wanted to show you that today's world view based on dream-science cannot include the will, the will is really not there. I have shown you what the author has to say about it in this book of his. I wanted to draw your special attention to what the author says about the will, that is to say, what he says against it. So I look up “will” at the back of the book; aha, page 205 and following, and turn there to see what he says about it. I did tell you today too, though, that in the first instance the will is only perceptible in the physical world in the I. So when we speak of the true I, we actually have to speak of the I that wills. Therefore I also had to show you how the person who has nothing but a dream view based on science speaks of the I. To show you that he simply denies the will, I read you the passage from “Mental image of movement” to “the will is eliminated.” I also wanted to read you something briefly on what he says about the I. So I turned to the index again—but I does not occur at all! That is entirely consistent, of course. So we have as a matter of course a book on physiological psychology or psychiatry that does not mention the I! There is no reference to it in the index and, if you go through it, you will see that only the mental image of the I occurs, just a mental image of course. The author lets mental images pass, for they are only another word for mechanical processes of the brain. But the I as such does not figure at all; it is eliminated. You see it has already become an ideal, this eliminating of the I. But if humanity follows nature, then by the sixth post-Atlantean epoch the I will be eliminated altogether in earnest, for if the impulses of will proceeding from the center of one's being are lacking, people will hardly speak of an I. During the fifth epoch human beings have had the task to advance to talking up an I. But they could lose this I again if they do not really search for it through inner effort. Those who know anything at all about this aspect of the world could tell you things about the number of people one already meets who say they sense a weakness of their I. How many people are there today who do not know what to do with themselves, because they do not know how to fill their souls with spiritual content? Here we are facing a chapter of unspeakable misery of soul that is more widespread in our time than one usually imagines. For the number of people unable to cope with life because they cannot find impulses within themselves to support their I in the world of appearances is constantly growing. This in turn is connected with something I have often spoken about here, namely, that up to now it was essential that people should work towards acquiring a conception of their I. And we live in the time when this is finally being properly acquired. You know that in Latin, which was the language of the fourth epoch, the word ego was only used as an exception. People then did not speak of the I, it was still contained in the verb. The more world evolution, and language too, approached the fifth post-Atlantean epoch, the more the I became separated. The Christ impulse is to help us find this I in the right way. The fact that in Central Europe in particular this I is uniting itself in its purest form with the Christ impulse is expressed in the language itself, in that through the inner necessity of evolution the word for I (German: Ich) is built up out of the initials of Christ: I-C-H, Jesus Christ. This may well seem a dream to those who want to stay nowadays in the realm of dream-science. Those who wake themselves from this dream view of life will appreciate the great and significant truth of this fact. The I expresses the connection the human being has to Christ. But people have to cherish it by filling it with the content of spiritual science. However, they will be able to do this only if with the help of science they make freedom a necessity. Really, how could people have said in earlier times that it used to be the normal thing for people to remember previous incarnations? Yet for our coming earth lives it will be normal. Just as in the fifth post-Atlantean epoch human beings have to take hold of their I and bring it to life, so it will be the normal thing in the future for people to have a stronger and stronger memory of their previous lives. We could just as well say, “Spiritual science is the right preparation for remembering earlier lives in the right way.” But those who run away from spiritual science will not be able to bring this memory of past lives up into consciousness. Their inner being will feel something lacking. That is to say, people will fall into two categories. One group will know that when they examine their innermost soul, it will lead them back into earlier lives. The others will feel an inner urge that comes to expression as a longing. Something does not want to emerge. Throughout their whole incarnation something will not want to come up, but will remain unknown like a thought one searches and cannot find. This will be due to insufficient preparation for remembering previous earth lives. When we speak of these things, we are speaking of something real, absolutely real. You have to have properly taken hold of the I through spiritual science if you are to remember it in later earth lives. Is there anything you can remember without making a mental picture of it? Need we wonder that people cannot yet remember the 1 when they did not have a mental picture of it in earlier epochs? Everything is understandable with true logic. But the dream-logic of the so-called monism of our time is obviously always going to oppose what has to come into being through the true logic of spiritual science.
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