303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Aesthetic Education
05 Jan 1922, Dornach Tr. Roland Everett Rudolf Steiner |
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This is what we need to keep in mind. Question: How can a student of anthroposophy avoid losing the capacity for love and memory when crossing the boundary of sense-perceptible knowing? |
Not that I dislike answering questions, but I have to admit that I do not like answering questions such as, What is the attitude of anthroposophy toward this or that contemporary movement? There is no need for this, because I consider it my task to represent to the world only what can be gained from anthroposophic research. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Aesthetic Education
05 Jan 1922, Dornach Tr. Roland Everett Rudolf Steiner |
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Rudolf Steiner: Several questions have been handed in and I will try to answer as many as possible in the short time available. First Question: This question has to do with the relationship between sensory and motor nerves and is, primarily, a matter of interpretation. When considered only from a physical point of view, one’s conclusion will not differ from the usual interpretation, which deals with the central organ. Let me take a simple case of nerve conduction. Sensation would be transmitted from the periphery to the central organ, from which the motor impulse would pass to the appropriate organ. As I said, as long as we consider only the physical, we might be perfectly satisfied with this explanation. And I do not believe that any other interpretation would be acceptable, unless we are willing to consider the result of suprasensory observations, that is, all-inclusive, real observation. As I mentioned in my discussions of this matter over the past few days, the difference between the sensory and motor nerves, anatomically and physiologically, is not very significant. I never said that there is no difference at all, but that the difference was not very noticeable. Anatomical differences do not contradict my interpretation. Let me say this again: we are dealing here with only one type of nerves. What people call the “sensory” nerves and “motor” nerves are really the same, and so it really doesn’t matter whether we use sensory or motor for our terms. Such distinctions are irrelevant, since these nerves are (metaphorically) the physical tools of undifferentiated soul experiences. A will process lives in every thought process, and, vice versa, there is an element of thought, or a residue of sensory perception, in every will process, although such processes remain mostly unconscious. Now, every will impulse, whether direct or the result of a thought, always begins in the upper members of the human constitution, in the interplay between the I-being and the astral body. If we now follow a will impulse and all its processes, we are not led to the nerves at all, since every will impulse intervenes directly in the human metabolism. The difference between an interpretation based on anthroposophic research and that of conventional science lies in science’s claim that a will impulse is transmitted to the nerves before the relevant organs are stimulated to move. In reality, this is not the case. A soul impulse initiates metabolic processes directly in the organism. For example, let’s look at a sensation as revealed by a physical sense, say in the human eye. Here, the whole process would have to be drawn in greater detail. First a process would occur in the eye, then it would be transmitted to the optic nerve, which is classified as a sensory nerve by ordinary science. The optic nerve is the physical mediator for seeing. If we really want to get to the truth of the matter, I will have to correct what I just said. It was with some hesitation that I said that the nerves are the physical instruments of human soul experiences, because such a comparison does not accurately convey the real meaning of physical organs and organic systems in a human being. Think of it like this: imagine soft ground and a path, and that a cart is being driven over this soft earth. It would leave tracks, from which I could tell exactly where the wheels had been. Now imagine that someone comes along and explains these tracks by saying, “Here, in these places, the earth must have developed various forces that it.” Such an interpretation would be a complete illusion, since it was not the earth that was active; rather, something was done to the earth. The cartwheels were driven over it, and the tracks had nothing to do with an activity of the earth itself. Something similar happens in the brain’s nervous system. Soul and spiritual processes are active there. As with the cart, what is left behind are the tracks, or imprints. These we can find. But the perception in the brain and everything retained anatomically and physiologically have nothing to do with the brain as such. This was impressed, or molded, by the activities of soul and spirit. Thus, it is not surprising that what we find in the brain corresponds to events in the sphere of soul and spirit. In fact, however, this is completely unrelated to the brain itself. So the metaphor of physical tools is not accurate. Rather, we should see the whole process as similar to the way I might see myself walking. Walking is in no way initiated by the ground I walk on; the earth is not my tool. But without it, I could not walk. That’s how it is. My thinking as such—that is, the life of my soul and spirit—has nothing to do with my brain. But the brain is the ground on which this soul substance is retained. Through this process of retention, we become conscious of our soul life. So you see, the truth is quite different from what people usually imagine. There has to be this resistance wherever there is a sensation. In the same way that a process occurs (say in the eye) that can be perceived with the help of a so-called sensory nerve, in the will impulses (in one’s leg, for example), a process occurs, and it is this process that is perceived with the help of the nerve. The so-called sensory nerves are organs of perception that spread out into the senses. The so-called motor nerves spread inward and convey perceptions of will force activities, making us aware of what the will is doing as it works directly through the metabolism. Both sensory and motor nerves transmit sensations; sensory nerves spread outward and motor nerves work inward. There is no significant difference between these two kinds of nerves. The function of the first is to make us aware, in the form of thought processes, of processes in the sensory organs, while the other “motor” nerves communicate processes within the physical body, also in form of thought processes. If we perform the well-known and common experiment of cutting into the spinal fluid in a case of tabes dorsalis, or if one interprets this disorder realistically, without the usual bias of materialistic physiology, this illness can be explained with particular clarity. In the case of tabes dorsalis, the appropriate nerve (I will call it a sensory nerve) would, under normal circumstances, make a movement sense-perceptible, but it is not functioning, and consequently the movement cannot be performed, because movement can take place only when such a process is perceived consciously. It works like this: imagine a piece of chalk with which I want to do something. Unless I can perceive it with my senses, I cannot do what I want. Similarly, in a case of tabes dorsalis, the mediating nerve cannot function, because it has been injured and thus there is no transmission of sensation. The patient loses the possibility of using it. Likewise, I would be unable to use a piece of chalk if it were lying somewhere in a dark room where I could not find it. Tabes dorsalis is the result of a patient’s inability to find the appropriate organs with the help of the sensory nerves that enter the spinal fluid. This is a rather rough description, and it could certainly be explained in greater detail. Any time we look at nerves in the right way, severing them proves this interpretation. This particular interpretation is the result of anthroposophic research. In other words, it is based on direct observation. What matters is that we can use outer phenomena to substantiate our interpretation. To give another example, a so-called motor nerve may be cut or damaged. If we join it to a sensory nerve and allow it to heal, it will function again. In other words, it is possible to join the appropriate ends of a “sensory” nerve to a “motor” nerve, and, after healing, the result will be a uniform functioning. If these two kinds of nerves were radically different, such a process would be impossible. There is yet another possibility. Let us take it in its simplest form. Here a “sensory” nerve goes to the spinal cord, and a “motor” nerve leaves the spinal cord, itself a sensory nerve (see drawing). This would be a case of uniform conduction. In fact, all this represents a uniform conduction. And if we take, for example, a simple reflex movement, a uniform process takes place. Imagine a simple reflex motion; a fly settles on my eyelid, and I flick it away through a reflex motion. The whole process is uniform. What happens is merely an interpretation. We could compare it to an electric switch, with one wire leading into it and another leading away from it. The process is really uniform, but it is interrupted here, similar to an electric current that, when interrupted, flashes across as an electric spark. When the switch is closed, there is no spark. When it is open, there is a spark that indicates a break in the circuit. Such uniform conductions are also present in the brain and act as links, similar to an electric spark when an electric current is interrupted. If I see a spark, I know there is a break in the nerve’s current. It’s as though the nerve fluid were jumping across like an electric spark, to use a coarse expression. And this makes it possible for the soul to experience this process consciously. If it were a uniform nerve current passing through without a break in the circuit, it would simply pass through the body, and the soul would be unable to experience anything. This is all I can say about this for the moment. Such theories are generally accepted everywhere in the world, and when I am asked where one might be able to find more details, I may even mention Huxley’s book on physiology as a standard work on this subject. There is one more point I wish to make. This whole question is really very subtle, and the usual interpretations certainly appear convincing. To prove them correct, the so-called sensory parts of a nerve are cut, and then the motor parts of a nerve are cut, with the goal of demonstrating that the sensations we interpret as movement are no longer possible. If you take what I have said as a whole, however, especially with regard to the interrupt switch, you will be able to understand all the various experiments that involve cutting nerves. Question: How can educators best respond to requests, coming from children between five and a half and seven, for various activities? Rudolf Steiner: At this age, a feeling for authority has begun to make itself felt, as I tried to indicate in the lectures here. Yet a longing for imitation predominates, and this gives us a clue about what to do with these children. The movable picture books that I mentioned are particularly suitable, because they stimulate their awakening powers of fantasy. If they ask to do something—and as soon as we have the opportunity of opening a kindergarten in Stuttgart, we shall try to put this into practice—if the children want to be engaged in some activity, we will paint or model with them in the simplest way, first by doing it ourselves while they watch. If children have already lost their first teeth, we do not paint for them first, but encourage them to paint their own pictures. Teachers will appeal to the children’s powers of imitation only when they want to lead them into writing through drawing or painting. But in general, in a kindergarten for children between five and a half and seven, we would first do the various activities in front of them, and then let the children repeat them in their own way. Thus we gradually lead them from the principle of imitation to that of authority. Naturally, this can be done in various ways. It is quite possible to get children to work on their own. For instance, one could first do something with them, such as modeling or drawing, which they are then asked to repeat on their own. One has to invent various possibilities of letting them supplement and complete what the teacher has started. One can show them that such a piece of work is complete only when a child has made five or ten more such parts, which together must form a whole. In this way, we combine the principle of imitation with that of authority. It will become a truly stimulating task for us to develop such ideas in practice once we have a kindergarten in the Waldorf school. Of course, it would be perfectly all right for you to develop these ideas yourself, since it would take too much of our time to go into greater detail now. Question: Will it be possible to have this course of lectures published in English? Rudolf Steiner: Of course, these things always take time, but I would like to have the shorthand version of this course written out in long hand as soon as it can possibly be done. And when this is accomplished, we can do what is necessary to have it published in English as well. Question: Should children be taught to play musical instruments, and if so, which ones? Rudolf Steiner: In our Waldorf school, I have advocated the principle that, apart from being introduced to music in a general way (at least those who show some special gifts), children should also learn to play musical instruments technically. Instruments should not be chosen ahead of time but in consultation with the music teacher. A truly good music teacher will soon discover whether a child entering school shows specific gifts, which may reveal a tendency toward one instrument or another. Here one should definitely approach each child individually. Naturally, in the Waldorf school, these things are still in the beginning stage, but despite this, we have managed to gather very acceptable small orchestras and quartets. Question: Do you think that composing in the Greek modes, as discovered by Miss Schlesinger, means a real advance for the future of music? Would it be advisable to have instruments, such as the piano, tuned in such modes? Would it be a good thing for us to get accustomed to these modes? Rudolf Steiner: For several reasons, it is my opinion that music will progress if what I call “intensive melody” gradually plays a more significant role. Intensive melody means getting used to the sound of even one note as a kind of melody. One becomes accustomed to a greater tone complexity of each sound. This will eventually happen. When this stage is reached, it leads to a certain modification of our scales, simply because the intervals become “filled” in a way that is different from what we are used to. They are filled more concretely, and this in itself leads to a greater appreciation of certain elements in what I like to call “archetypal music” (elements also inherent in Miss Schlesinger’s discoveries), and here important and meaningful features can be recognized. I believe that these will open a way to enriching our experience of music by overcoming limitations imposed by our more or less fortuitous scales and all that came with them. So I agree that by fostering this particular discovery we can advance the possibilities of progress in music. Question: Is it also possible to give eurythmy to physically handicapped children, or perhaps curative eurythmy to fit each child? Rudolf Steiner: Yes, absolutely. We simply have to find ways to use eurythmy in each situation. First we look at the existing forms of eurythmy in general, then we consider whether a handicapped child can perform those movements. If not, we may have to modify them, which we can do anyway. One good method is to use artistic eurythmy as it exists for such children, and this especially helps the young children—even the very small ones. Ordinary eurythmy may lead to very surprising results in the healing processes of these children. Curative eurythmy was worked out systematically—initially by me during a supplementary course here in Dornach in 1921, right after the last course to medical doctors. It was meant to assist various healing processes. Curative eurythmy is also appropriate for children suffering from physical handicaps. For less severe cases, existing forms of curative eurythmy will be enough. In more severe cases, these forms may have to be intensified or modified. However, any such modifications must be made with great caution. Artistic eurythmy will not harm anyone; it is always beneficial. Harmful consequences arise only through excessive or exaggerated eurythmy practice, as would happen with any type of movement. Naturally, excessive eurythmy practice leads to all sorts of exhaustion and general asthenia, in the same way that we would harm ourselves by excessive efforts in mountain climbing or, for example, by working our arms too much. Eurythmy itself is not to blame, however, only its wrong application. Any wholesome activity may lead to illness when taken too far. With ordinary eurythmy, one cannot imagine that it would harm anyone. But with curative eurythmy, we must heed a general rule I gave during the curative eurythmy course. Curative eurythmy exercises should be planned only with the guidance and supervision of a doctor, by the doctor and curative eurythmist together, and only after a proper medical diagnosis. If curative exercises must be intensified, it is absolutely essential to proceed on a strict medical basis, and only a specialist in pathology can decide the necessary measures to be taken. It would be irresponsible to let just anyone meddle with curative eurythmy, just as it would be irresponsible to allow unqualified people to dispense dangerous drugs or poisons. If injury were to result from such bungling methods, it would not be the fault of curative eurythmy. Question: In yesterday’s lecture we heard about the abnormal consequences of shifting what was right for one period of life into later periods and the subsequent emergence of exaggerated phlegmatic and sanguine temperaments. First, how does a pronounced choleric temperament come about? Second, how can we tell when a young child is inclined too much toward melancholic or any other temperament? And third, is it possible to counteract such imbalances before the change of teeth? Rudolf Steiner: The choleric temperament arises primarily because a person’s I-being works with particular force during one of the nodal points of life, around the second year and again during the ninth and tenth years. There are other nodal points later in life, but we are interested in the first two here. It is not that one’s I-being begins to exist only in the twenty-first year, or is freed at a certain age. It is always present in every human being from the moment of birth—or, more specifically, from the third week after conception. The I can become too intense and work with particular strength during these times. So, what is the meaning and nature of such nodal points? Between the ninth and tenth years, the I works with great intensity, manifesting as children learn to differentiate between self and the environment. To maintain normal conditions, a stable equilibrium is needed, especially at this stage. It’s possible for this state of equilibrium to shift outwardly, and this becomes one of many causes of a sanguine temperament. When I spoke about the temperaments yesterday, I made a special point in saying that various contributing factors work together, and that I would single out those that are more important from a certain point of view. It is also possible for the center of gravity to shift inward. This can happen even while children are learning to speak or when they first begin to pull themselves up and learn to stand upright. At such moments, there is always an opportunity for the I to work too forcefully. We have to pay attention to this and try not to make mistakes at this point in life—for example, by forcing a child to stand upright and unsupported too soon. Children should do this only after they have developed the faculty needed to imitate the adult’s vertical position. You can appreciate the importance of this if you notice the real meaning of the human upright position. In general, animals are constituted so that the spine is more or less parallel to the earth’s surface. There are exceptions, of course, but they may be explained just on the basis of their difference. Human beings, on the other hand, are constituted so that, in a normal position, the spine extends along the earth’s radius. This is the radical difference between human beings and animals. And in this radical difference we find a response to strict Darwinian materialists (not Darwinians, but Darwinian materialists), who deny the existence of a defining difference between the human skeleton and that of the higher animals, saying that both have the same number of bones and so on. Of course, this is correct. But the skeleton of an animal has a horizontal spine, and a human spine is vertical. This vertical position of the human spine reveals a relationship to the entire cosmos, and this relationship means that human beings bear an I-being. When we talk about animals, we speak of only three members—the physical body, the ether body (or body of formative forces), and the astral body. I-being incarnates only when a being is organized vertically. I once spoke of this in a lecture, and afterward someone came to me and said, “But what about when a human being sleeps? The spine is certainly horizontal then.” People often fail to grasp the point of what I say. The point is not simply that the human spine is constituted only for a vertical position while standing. We must also look at the entire makeup of the human being—the mutual relationships and positions of the bones that result in walking with a vertical spinal column, whereas, in animals, the spine remains horizontal. The point is this: the vertical position of the human spine distinguishes human beings as bearers of I-being. Now observe how the physiognomic character of a person is expressed with particular force through the vertical. You may have noticed (if the correct means of observation were used) that there are people who show certain anomalies in physical growth. For instance, according to their organic nature, they were meant to grow to a certain height, but because another organic system worked in the opposite direction, the human form became compressed. It is absolutely possible that, because of certain antecedents, the physical structure of a person meant to be larger was compressed by an organic system working in the opposite direction. This was the case with Fichte, for example. I could cite numerous others—Napoleon, to mention only one. In keeping with certain parts of his organic systems, Fichte’s stature could have become taller, yet he was stunted in his physical growth. This meant that his I had to put up with existing in his compressed body, and a choleric temperament is a direct expression of the I. A choleric temperament can certainly be caused by such abnormal growth. Returning to our question—How can we tell when a young child is inclined too much toward melancholic or another temperament?—I think that hardly anyone who spends much time with children needs special suggestions, since the symptoms practically force themselves on us. Even with very naive and unskilled observation, we can discriminate between choleric and melancholic children, just as we can clearly distinguish between a child who “just sits” and seems morose and miserable and one who wildly romps around. In the classroom, it is very easy to spot a child who, after having paid attention for a moment to something on the blackboard, suddenly turns to a neighbor for stimulation before looking out the window again. This is what a sanguine child is like. These things can easily be observed, even on a very naive level. Imagine a child who easily flies into a fit of temper. If, at the right age, an adult simulates such tantrums, it may cause the child to tire of that behavior. We can be quite successful this way. Now, if one asks whether we can work to balance these traits before the change of teeth, we must say yes, using essentially the same methods we would apply at a later age, which have already been described. But at such an early age, these methods need to be clothed in terms of imitation. Before the change of teeth, however, it is not really necessary to counteract these temperamental inclinations, because most of the time it works better to just let these things die off naturally. Of course, this can be uncomfortable for the adult, but this is something that requires us to think in a different way. I would like to clarify this by comparison. You probably know something of lay healers, who may not have a thorough knowledge of the human organism but can nevertheless assess abnormalities and symptoms of illnesses to a certain degree. It may happen that such a healer recognizes an anomaly in the movements of a patient’s heart. When asked what should be done, a possible answer is, “Leave the heart alone, because if we brought it back to normal activity, the patient would be unable to bear it. The patient needs this heart irregularity.” Similarly, it is often necessary to know how long we should leave a certain condition alone, and in the case of choleric children, how much time we must give them to get over their tantrums simply through exhaustion. This is what we need to keep in mind. Question: How can a student of anthroposophy avoid losing the capacity for love and memory when crossing the boundary of sense-perceptible knowing? Rudolf Steiner: This question seems to be based on an assumption that, during one’s ordinary state of consciousness, love and the memory are both needed for life. In ordinary life, one could not exist without the faculty of remembering. Without this spring of memory, leading back to a certain point in early childhood, the continuity of one’s ego could not exist. Plenty of cases are known in which this continuity has been destroyed, and definite gaps appear in the memory. This is a pathological condition. Likewise, ordinary life cannot develop without love. But now it needs to be said that, when a state of higher consciousness is reached, the substance of this higher consciousness is different from that of ordinary life. This question seems to imply that, in going beyond the limits of ordinary knowledge, love and memory do not manifest past the boundaries of knowledge. This is quite correct. At the same time, however, it has always been emphasized that the right kind of training consists of retaining qualities that we have already developed in ordinary consciousness; they stay alive along with these new qualities. It is even necessary (as you can find in my book How to Know Higher Worlds) to enhance and strengthen qualities developed in ordinary life when entering a state of higher consciousness. This means that nothing is taken away regarding the inner faculties we developed in ordinary consciousness, but that something more is required for higher consciousness, something not attained previously. To clarify this, I would like to use a somewhat trivial comparison, even if it does not completely fit the situation. As you know, if I want to move by walking on the ground, I must keep my sense of balance. Other things are also needed to walk properly, without swaying or falling. Well, when learning to walk on a tightrope, one loses none of the faculties that serve for walking on the ground. In learning to walk on a tightrope, one meets completely different conditions, and yet it would be irrelevant to ask whether tightrope walking prevents one from being able to walk properly on an ordinary surface. Similarly, the attainment of a different consciousness does not make one lose the faculties of ordinary consciousness—and I do not mean to imply at all that the attainment of higher consciousness is a kind of spiritual tightrope walking. Yet it’s true that the faculties and qualities gained in ordinary consciousness are fully preserved when rising to a state of enhanced consciousness. And now, because it is getting late, I would like to deal with the remaining questions as quickly as possible, so I can end our meeting by telling you a little story. Question: What should our attitude be toward the ever-increasing use of documentary films in schools, and how can we best explain to those who defend them that their harmful effects are not balanced by their potential educational value? Rudolf Steiner: I have tried to get behind the mysteries of film, and whether or not my findings make people angry is irrelevant, since I am just giving you the facts. I have to admit that the films have an extremely harmful effect on what I have been calling the ether, or life, body. And this especially true in terms of the human sensory system. It is a fact that, by watching film productions, the entire human soul-spiritual constitution becomes mechanized. Films are external means for turning people into materialists. I tested these effects, especially during the war years when film propaganda was made for all sorts of things. One could see how audiences avidly absorbed whatever was shown. I was not especially interested in watching films, but I did want to observe their effects on audiences. One could see how the film is simply an intrinsic part of the plan to materialize humankind, even by means of weaving materialism into the perceptual habits of those who are watching. Naturally, this could be taken much further, but because of the late hour there is only time for these brief suggestions. Question: How should we treat a child who, according to the parents, sings in tune at the age of three, and who, by the age of seven, sings very much out of tune? Rudolf Steiner: First we would have to look at whether some event has caused the child’s musical ear to become masked for the time being. But if it is true that the child actually did sing well at three, we should be able to help the child to sing in tune again with the appropriate pedagogical treatment. This could be done by studying the child’s previous habits, when there was the ability to sing well. One must discover how the child was occupied—the sort of activities the child enjoyed and so on. Then, obviously, with the necessary changes according to age, place the child again into the whole setting of those early years, and approach the child with singing again. Try very methodically to again evoke the entire situation of the child’s early life. It is possible that some other faculty may have become submerged, one that might be recovered more easily. Question: What is attitude of spiritual science toward the Montessori system of education and what would the consequences of this system be? Rudolf Steiner: I really do not like to answer questions about contemporary methods, which are generally backed by a certain amount of fanaticism. Not that I dislike answering questions, but I have to admit that I do not like answering questions such as, What is the attitude of anthroposophy toward this or that contemporary movement? There is no need for this, because I consider it my task to represent to the world only what can be gained from anthroposophic research. I do not think it is my task to illuminate other matters from an anthroposophic point of view. Therefore, all I wish to say is that when aims and aspirations tend toward a certain artificiality—such as bringing to very young children something that is not part of their natural surroundings but has been artificially contrived and turned into a system—such goals cannot really benefit the healthy development of children. Many of these new methods are invented today, but none of them are based on a real and thorough knowledge of the human being. Of course we can find a great deal of what is right in such a system, but in each instance it is necessary to reduce also the positive aspects to what accords with a real knowledge of the human being. And now, ladies and gentlemen, with the time left after the translation of this last part, I would like to drop a hint. I do not want to be so discourteous as to say, in short, that every hour must come to an end. But since I see that so many of our honored guests here feel as I do, I will be polite enough to meet their wishes and tell a little story—a very short story. There once lived a Hungarian couple who always had guests in the evening (in Hungary, people were very hospitable before everything went upside down). And when the clock struck ten, the husband used to say to his wife, “Woman, we must be polite to our guests. We must retire now because surely our guests will want to go home.” |
314. Anthroposophical Approach to Medicine: Lecture II
27 Oct 1922, Stuttgart Tr. Charles Davy Rudolf Steiner |
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It may, to begin with, be a stumbling-block to hear it said in Anthroposophy that man, as he stands before us in the physical world, consists of a physical organisation, an etheric organisation, an astral organisation and an Ego-organisation. |
Just as there is an inner law in the solid substances, expressing itself, among other things, in the relationship between the kidneys and the heart, so we must postulate the existence of a law within the airy or gaseous organism—a law that is not confined to the physical, solid organs. Anthroposophy describes this complex of law, which underlies the gaseous organism, as astral law, as the astral organisation. |
314. Anthroposophical Approach to Medicine: Lecture II
27 Oct 1922, Stuttgart Tr. Charles Davy Rudolf Steiner |
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If I were asked to map out a course of medical study to cover a certain period of time, I should begin—after the necessary scientific knowledge had been acquired—by distinguishing the various functions in the organism of man. I should feel bound to advise a study, both in the anatomical and physiological sense, of the transformation of the foodstuffs from the stage where they are worked upon by the ptyalin and pepsin to the point where they are taken up into the blood. Then, after considering the whole alimentary canal concerned with digestion in the narrower sense, I should pass on to the system of heart and lungs and all that is connected with it. This would be followed by a study of the kidneys and, later on, their relation to the system of nerves and senses—a relation not properly recognised by orthodox science to-day. Then I should lead on to the system of liver, gall and spleen, and this cycle of study would gradually open up a vista of the human organism, leading to the knowledge which it is the task of Spiritual Science to develop. Then, with the illumination which would have been shed upon the results of empirical research, one would be able to pass on to therapy. In the few days at our disposal, it is of course possible for me to give only a few hints about this wide and all-embracing domain. A great deal, therefore, of what I have to say will be based upon an unusual conception of empirical facts, but I think it will be quite comprehensible to anyone who possesses the requisite physiological and therapeutic knowledge. I shall have to use somewhat unfamiliar terms, but there will really be nothing that cannot in some way be brought into harmony with the data of modern empirical knowledge—if these data are studied in all their connections. Everything I say will be aphoristic, merely hinting at ultimate conclusions. Our starting point, however, must be the objective and empirical investigations of modern times, and the intermediate stages will have to be mastered by the work of our doctors. This intermediate path is exceedingly long but it is absolutely essential, for the reason that, as things are to-day, nothing of what I shall bring before you will be whole-heartedly accepted if these intermediate steps are not taken—at all events in regard to certain outstanding phenomena. I do not believe that this will prove to be as difficult as it appears at present, if people will only condescend to bring the preliminary work that has already been done into line with the general conceptions I am trying to indicate here. This preliminary work is excellent in many respects, but its goal still lies ahead. In the last lecture I tried to show you how a widening out of ordinary knowledge can give us insight into the being of man. And now, bearing in mind what I have just said, let me add the following. It may, to begin with, be a stumbling-block to hear it said in Anthroposophy that man, as he stands before us in the physical world, consists of a physical organisation, an etheric organisation, an astral organisation and an Ego-organisation. These expressions need not be an obstacle. They are used merely because some kind of terminology is necessary. By virtue of this Ego-organisation, the point where his inner experiences are focused and unified, man is able to unfold that inner cohesion of soul-life which is not present in the animal. The Ego is really the focus whence the whole organic activity of man proceeds, in waking consciousness at all events. A further expression of the Ego is the fact that during earthly life the relation of man to sexual development is not the same as that of the animal. Essentially—though of course exceptions are always possible—the constitution of the animal is such that sexual maturity represents a certain point of culmination. After this, deterioration sets in. This organic deterioration may not begin in a very radical sense after the first occurrence of sexual activity, but to a certain extent it is there. On the other hand, the physical development of the human being receives a certain stimulus at puberty. So that even in the outer empirical sense—if we take all the factors into account—there is already a difference here between the human being and the animal. You may say that it is really an abstraction to speak of physical, etheric, astral and Ego organisations. The objection has in fact often been made, especially from the side of philosophy, that this is an abstract classification, that we take the functions of the organism, distinguish between them, and—since distinctions do not necessarily point back to any objective causes—people think that it is all an abstraction. Now that is not so. In the course of these lectures we shall see what really lies behind this classification and division, but I assure you they are not merely the outcome of a desire to divide things into categories. When we speak of the physical organisation of man, this includes everything in the organism that can be dealt with by the same methods that we adopt when we are making experiments and investigations in the laboratory. All this is included when we think or speak of the physical organisation of man. In regard to the etheric organisation that is woven into the physical, however, our mode of thought can no longer confine itself to the ideas and laws obtaining when we are making experiments and observations in the laboratory. Whatever we may think of the etheric organisation of man as revealed by super-sensible knowledge, and without having to enter into mechanistic or vitalistic theory in any way, it is apparent to direct perception (and this is a question which would be the subject of lengthy study in my suggested curriculum) that the etheric organisation as a whole is involved—functionally—in everything of a fluid, watery nature in the human organism. The purely physical mode of thought, therefore, must confine itself to what is solid in the organism, to the solid structures and aggregations of matter. We understand the organism of man aright only when we conceive of its fluids as being permeated through and through with life, as living fluids—not merely as the fluids of outer Nature. This is the sense in which we say that man has an etheric body. It is not necessary to enter into hypotheses about the nature of life, but merely to understand what is implied by saying that the cell is permeated with life. Whatever views we may hold—mechanistic, idealistic, animistic or the like—when we say, as the crass empiricist also says, that the cell has life, this direct perception to which I am referring shows that the fluid nature of man is likewise permeated with life. But this is the same as saying: Man has an etheric body. We must think of everything solid as being embedded in the fluid nature. And here already we have a contrast, in that we apply the ideas and laws obtaining in the inorganic world to the solid parts of man's being, whereas we think not only of the cells—the smallest organisms present in man—as living, but of the fluid nature in its totality as permeated with life. Further, when we come to the airy nature of man, it appears that the gases in his being are in a state of perpetual permutation. In the course of these lectures we shall have to show that this is neither an inorganic permutation nor merely a process of permutation negotiated by the solid organs, but that an individual complex of law controls the inner permutation of the gases in man. Just as there is an inner law in the solid substances, expressing itself, among other things, in the relationship between the kidneys and the heart, so we must postulate the existence of a law within the airy or gaseous organism—a law that is not confined to the physical, solid organs. Anthroposophy describes this complex of law, which underlies the gaseous organism, as astral law, as the astral organisation. These astral laws would not be there in man if his airy organisation had not permeated the solid and the fluid organisations. The astral organisation does not penetrate directly into the solids and the fluids. It does, however, directly penetrate the airy organisation. This airy organisation penetrates the solids and the fluids, but only because the presence of an organised astral nature gives it definite, though fluctuating, inner form. A study of the aggregate conditions thus brings us to the following conclusions: In the case of the solid substances in man we need assume nothing more than a physical organisation; in the case of the living fluidity which permeates the solid, physical organisation, we must assume the existence of something that is not exhausted in the forces of physical law, and here we come to the etheric organism—a system that is self-contained and complete in itself. In the same sense I give the name of astral organisation to that which does not directly penetrate into the solids and fluids but first of all into the airy organisation. I prefer to call this the astral organism because it again is a self-contained system. And now we come to the Ego-organisation, which penetrates directly only into the differentiations of warmth in the human organism. We can therefore speak of a warmth organism, a warmth ‘being.’ The Ego-organisation penetrates directly into this warmth being. The Ego-organisation is a super-sensible principle and brings about the various differentiations of the warmth. In these differentiations of warmth the Ego-organisation has its immediate life. It also has an indirect life in so far as the warmth works upon the airy fluid and solid organisations. In this way we gradually gain insight into the human organism. Now all that I have been describing expresses itself in physical man as he lives on the earth. The most intangible organisation of all—the Ego-warmth-organisation—works down indirectly upon the gaseous, fluid and solid organisations; and the same is true of the others. So that the way in which this whole configuration penetrates the constitution of man, as known to empirical observation, will find expression in any solid system of organs, verifiable by anatomy. Hence, taking the various organ-systems, we find that only the physical —I mean the physically solid system—is directly related to its corresponding (physical) system of laws; the fluid is less directly related, the gaseous still less directly, and the element of warmth least directly of all, although even here there is still a certain relation. Now all these things—and I can indicate them here only in the form of ultimate conclusions—can be confirmed by an extended empiricism merely from the phenomena themselves. As I say, on account of the short time at our disposal I can only give you certain ultimate conclusions. In the anatomy and physiology of the human organism we can observe, to begin with, the course taken by the foodstuff. It reaches the intestines and the other intricate organs in that region, and is absorbed into the lymph and blood. We can follow the process of digestion or nourishment in the widest sense, up to that point. If we limit ourselves to this, we can get on quite well with the mode of observation (and it is not entirely mechanistic) that is adopted by natural science to-day. An entirely mechanistic mode of observation will not lead to the final goal in this domain, because the complex of laws observed externally in the laboratory, and characterised by natural science as inorganic law, is here functioning in the digestive tract: that is to say, already within the living organism. From the outset, the whole process is involved in life, even at the stage of the ptyalin-process. If we merely pay heed to the fact that the complex of outer, inorganic law is involved in the life of the digestive tract, we can get on well quite, so far as this limited sphere is concerned, by confining ourselves merely to what can be observed within the physical organisation of man. But then we must realise that something of the digestive activity still remains, that the process of nourishment is still not quite complete when the intestinal tract has been passed, and that the subsequent processes must be studied from a different point of view. So far as the limited sphere is concerned, we can get on quite well if, to begin with, we study all the transformations of substance by means of analogies, just as we study things in the outer world. But then we find something that modern science cannot readily acknowledge but which is none the less a truth, following indeed from science itself. It will be the task of our doctors to investigate these matters scientifically and then to show from the empirical facts themselves that as a result of the action of the ptyalin and pepsin on the food-stuff, the latter is divested of every trace of its former condition in the outer world. We take in foodstuff—you may demur at the expression ‘foodstuff’ but I think we understand each other—we take in foodstuff from the mineral, plant and animal kingdoms. It belongs originally to these three realms. The substance most nearly akin to the human realm is, of course, the mother's milk; the babe receives the milk immediately it has left the womb. The process enacted within the human organism during the process of nourishment is this: When the foodstuff is received into the realm of the various glandular secretions, every trace of its origin is eliminated. It is really true to say that the human organisation itself conduces to the purely scientific, inorganic mode of observation. In effect, the product of the assimilation of foodstuffs in man comes nearest of all to the outer physical processes in the moment when it is passing as chyle from the intestines into the lymph and blood-streams. The human being finally obliterates the external properties which the foodstuff, until this moment, still possessed. He wants to have it as like as possible to the inorganic state. He needs it thus, and this again distinguishes him from the animal kingdom. The anatomy and physiology of the animal kingdom reveal that the animal does not eliminate the nature of the substances introduced to its body to the same extent, although we cannot say quite the same of the products of excretion. The substances that pass into the body of the animal retain a greater resemblance to their constitution in the outer world than is the case with man. They retain more of the vegetable and animal nature and proceed on into the blood-stream still in their external form and with their own inner laws. The human organisation has advanced so far that when the chyle passes through the intestinal wall, it has become practically inorganic. The purely physical nature comes to expression in the region where the chyle passes from the intestines into the sphere of the activity of heart and lungs. It is really only at this point that our way of looking at things becomes heretical as regards orthodox science. The system connected with the heart and the lungs—the vascular system—is the means whereby the foodstuffs (which have now entered the inorganic realm) are led over into the realm of life. The human organisation could not exist if it did not provide its own life. In a wider sense, what happens here resembles the process occurring when the inorganic particles of albumen, let us say, are transformed into organic, living albumen, when dead albumen becomes living albumen. Here again we need not enter into the question of the inner being of man, but only into what is continually being said in physiology. On account of the shortness of time we cannot speak of the scientific theories as to how the plant produces living albumen, but in the human being it is the system of heart and lungs, with all that belongs to it, which is responsible for the transformation of the albumen into living substance after the chyle has become almost inorganic. We can therefore say: The system of heart and lungs is there in order that the physical system may be drawn up into the etheric organisation. The system of heart and lungs brings about a vitalising process whereby inorganic substance is raised to the organic stage, is drawn into the sphere of life. (In the animal it is not quite the same, the process being less definite.) Now it would be absolutely impossible for this process to take place in the physical world if certain conditions were not fulfilled in the human organism. The raising and transformation of the chyle into an etheric organisation could not take place within the sphere of earthly law unless other factors were present. The process is possible in the physical world only because the whole etheric system pours down, as it were, into the physical, is membered into the physical. This comes to pass as a result of the absorption of oxygen in the breath. And so man is a being who can walk physically upon the Earth because his etheric nature is made physical by the absorption of oxygen. The etheric organisation is projected into the physical world as a physical system; in effect, that which otherwise could only be super-sensible expresses itself as a physical system, as the system of heart and lungs. And so we begin to realise that just as carbon is the basis of the organisms of animal, plant and man (only in the latter case in a less solid form) and ‘fixes’ the physical organisation as such, so is oxygen related to the etheric organisation when this expresses itself in the physical domain. Here we have the two substances of which living albumen is essentially composed. But this mode of observation can be applied equally well to the albuminous cell, the cell itself. Only we widen out the kind of observation that is usually applied to the cell by substituting a macroscopic perception for the microscopic perception of the cell in the human being. We observe the processes which constitute the connection between the digestive tract and the system of heart and lungs. We observe them in an inner sense, seeing the relation between them, perceiving how an etheric organisation comes into play and is ‘fixed’ into the physical as the result of the absorption of oxygen. But you see, if this were all, we should have a being in the physical world possessed merely of a digestive system and a system of heart and lungs. Such a being would not be possessed of an inner life of soul; the element of soul could have its life in only the super-sensible; and it is still our task to show how that which makes man a sentient being inserts itself into his solid and fluid constitution, permeating the solids and fluids and making him a sentient being, a being of soul. The etheric organisation in the physical world, remember, is bound up with the oxygen. Now the organisation of soul cannot come into action unless there is a point d'appui, as it were, for the airy being, with a possibility of access to the physical organisation. Here we have something that lies very far indeed from modern habits of thought. I have told you that oxygen passes into the etheric organisation through the system of heart and lungs; the astral nature makes its way into the organisation of man through another system of organs. This astral nature, too, needs a physical system of organs. I am referring here to something that does not take its start from the physical organs but from the airy nature (not only the fluid nature) that is connected with these particular organs—that is to say from the airy organisation that is bound up with the solid substance. The astral-organic forces radiate out from this gaseous organisation into the human organism. Indeed, the corresponding physical organ itself is first formed by this very radiation, on its backward course. To begin with, the gaseous organisation radiates out, makes man into an organism permeated with soul, permeates all his organs with soul and then streams back again by an indirect path, so that a physical organ comes into being and plays its part in the physical organisation. This is the kidney system, which is regarded in the main as an organ of excretion. The excretory functions, however, are secondary. I will return to this later on, for I have yet to speak of the relation between the excretions and the higher function of the kidneys. As physical organs the kidneys are excretory organs (they too, of course, have entered the sphere of vitality), but besides this, in their underlying airy nature, they radiate the astral forces which now permeate the airy nature and from thence work directly into the fluids and the solids. The kidney system, therefore, is that which from an organic basis imbues man with sentient faculties, with qualities of soul and the like—in short with an astral organism. Empirical science has a great deal to say about the functions of the kidneys, but if you will apply a certain instinctive inner perception to these functions, you will be able to discover the relations between inner sentient experience and the functions of the kidneys—remembering always that the excretions are only secondary indications of that from which they have been excreted. In so far as the functions of the kidneys underlie the sentient faculties, this is expressed even in the nature of the excretions. If you want to extend scientific knowledge in this field, I recommend you to make investigations with a man of the more sensitive type and try to find out the essential change that takes place in the renal excretions when he is thinking in a cold or in a hot room. Even purely empirical tests like this, suitably varied in the usual scientific way, will show you what happens. If you make absolutely systematic investigations, you will discover what difference there is in the renal excretions when a man is thinking either in a cold or a warm room. You can also make the experiment by asking someone to think concentratedly and putting a warm cloth round his head. (The conditions for the experiment must of course be carefully prepared.) Then examine the renal excretions, and examine them again when he is thinking about the same thing and cold compresses have been put on his feet. The reason why there is so little concern with such inquiries to-day is because people are averse from entering into these matters. In embryological research into cell-fission, science does not study the allantois and the amnion. True, the discarded organs have been investigated, but to understand the whole process of embryonic development the accessory organs must be studied much more exactly even than the processes which arise from the division of the germ-cell. Our task here, therefore, is to establish starting-points for true investigation. This is of the greatest significance, for only so shall we find the way, as we must do, towards seeing man, not as a visible but as an invisible “giant” cell. To-day, science does not speak of the cell as it speaks of the human being, because microscopy does not lead so far. The curious thing is that if one studies the realm of the microscopic with the methods I am here describing, wonderful things come to light—as for instance the results achieved by the Hertwig school. The cell can be investigated up to a certain point in the microscope, but then there is no possibility of, further research into the more complicated life-processes. Ordinary empiricism comes to a standstill here, but with Spiritual Science we can follow the facts further. We now look at man in his totality, and the tiny point represented by the cell grows out, as it were, into the whole being of man. From this we can proceed to learn how the purely physical organisation is connected with the structure of carbon, just as the transition to the etheric organisation is connected with the structure of oxygen. If, next, we make exact investigations into the kidney system, we find a similar connection with nitrogen. Thus we have carbon, oxygen, nitrogen; and in order to trace the part played by nitrogen in the astral permeation of the organism, you need only follow, through a series of accurate experiments, the metamorphoses of uric acid and urea. Careful study of the secondary excretions of uric acid and urea will give definite evidence that the astral permeation of man proceeds from the kidney system. This will also be shown by other things connected with the activity of the kidneys, even to the point where pathological conditions are present—when, let us say, we find blood corpuscles in the urine. In short, the kidney system radiates the astral organisation into the human organism. Here we must not think of the physical organisation, but of the airy organisation that is bound up with it. If nitrogen were not present, the whole process would remain in the domain of the super-sensible, just as man would be merely an etheric being if oxygen were not to play its part. The outcome of the nitrogen process is that man can live on earth as an earthly being. Nitrogen is the third element that comes into play. There is thus a continual need to widen the methods adopted in anatomy and physiology by applying the principles of Spiritual Science. It is not in any sense a matter of fantasy. We ask you to study the kidney system, to make your investigations as accurately as you possibly can, to examine the urea and the excretions of uric acid under different astral conditions, and step by step you will find confirmation of what I have said. Only in this way will the mysteries of the human organism reveal themselves to you. All that enters into man through the absorption of foodstuff is carried into the astral organism by the kidney system. There still remains the Ego-organisation. The products of digestion are received into the Ego-organisation primarily as a result of the working of liver and gall. The warmth and the warmth-organisation in the system of liver and gall radiate out in such a way that man is permeated with the Ego-organisation, and this is bound up with the differentiations of warmth in the organism as a whole. Now it is quite possible to make absolutely exact investigations into this. Take certain lower animals where there is no trace at all of an Ego-organisation in the psychological sense, and you will find no developed liver, and still less any bile. These develop in the phylogeny of the animal kingdom only when the animal begins to show traces of an Ego-organisation. The development of liver and gall runs absolutely parallel with the degree to which the Ego-organisation unfolds in a living being. Here, too, you have an indication for a series of physiological investigations in connection with the human being, only of course they must cover the different periods of his life. You will gradually discover the relation of the Ego-organisation to the functions of the liver. In certain diseases of children you will find, for instance, that a number of psychical phenomena, tending not towards the life of feeling but towards the Ego-activities, are connected with the secretion of gall. This might form the basis for an exceedingly fruitful series of investigations. The Ego-organisation is connected with hydrogen, just as the physical organisation is connected with carbon, the etheric organisation with oxygen and the astral organisation with nitrogen. It is, moreover, possible to relate all the differentiations of warmth—I can only hint at this—to the specific function carried out in the human organism by hydrogen in combination with other substances. And so, as we ascend from the material to the super-sensible and make the super-sensible a concrete experience by recognising its physical expressions, we come to the point of being able to conceive the whole being of man as a highly complicated cell, a cell that is permeated with soul and Spirit. It is really only a matter of taking the trouble to examine and develop the marvelous results achieved by natural science and not simply leaving them where they are. My understanding and practical experience of life convince me that if you will set yourselves to an exhaustive study of the results of the most orthodox empirical science, if you will relate the most obvious with the most remote, and really study the connections between them, you will constantly be led to what I am telling you here. I am also convinced that the so-called ‘occultists’ whom you may consult—especially ‘occultists’ of the modern type—will not help you in the least. What will be of far more help is a genuine examination of the empirical data offered by orthodox science. Science itself leads you to recognise truths which can be actually perceived only in the super-sensible world, but which indicate, nevertheless, that the empirical data must be followed up in this or that direction. You can certainly discover the methods on your own account; they will be imposed by the facts before you. There is no need to complain that such guiding principles create prejudice or that they influence by suggestion. The conclusions arise out of the things themselves, but the facts and conditions prove to be highly complicated, and if further progress is to be made, all that has been learned in this way about the human being must now be investigated in connection with the outer world. I want you now to follow me in a brief line of thought. I give it merely by way of example, but it will show you the path that must be followed. Take the annual plant which grows out of the earth in spring and passes through its yearly cycle. And now relate the phenomena which you observe in the annual plant with other things—above all with the custom of peasants who, when they want to keep their potatoes through the winter, dig pits of a certain depth and put the potatoes into them so that they may keep for the following year. If the potatoes were kept in an ordinary open cellar, they would not be fit to eat. Investigations have proved that the forces originating from the interplay between the sunshine and the earth are contained within the earth during the subsequent winter months. The dynamic forces of warmth and the forces of the light are at work under the surface of the earth during the winter, so that in winter the after-effects of summer are contained within the earth. The summer itself is around us, above the surface of the Earth. In winter, the after-effects of summer work under the earth's surface. And the consequence is that the plant, growing out of the earth in its yearly cycle, is impelled to grow, first and foremost, by the forces that have been poured into the earth by the sun of the previous year. The plant derives its dynamic force from the soil. This dynamic force that is drawn out of the soil can be traced up into the ovary and on into the developing seed. So you see, we arrive at a botany which really corresponds to the whole physiological process, only if we do not confine ourselves to a study of the dynamic forces of warmth and light during the year when the plant grows. We must take our start from the root, and so from the dynamic forces of light and warmth of at least the year before. These forces can be traced right up into the ovary, so that in the ovary we have something that really is brought into being by the forces of the previous year. Now examine the leaves of a plant, and, still more, the petals. You will find that in the leaves there is a compromise between the dynamic forces of the previous year and those of the present year. The leaves contain the elements that are thrust out from the earth and those which work in from the environment. It is in the petals that the forces of the present year are represented in their purest form. The colouring and so forth of the petals represents nothing that is old—it all comes from the present year. You cannot follow the processes in an annual plant if you take only the immediate conditions into consideration. Examine the structural formations which follow one another in two consecutive years—all that the sun imparts to the earth, however, has a much longer life. Make a series of experiments into the way in which the plants continue to be relished by creatures such as the grub of the cockchafer, and you will realise that what you first thought to be an element belonging to the present year must be related to the sun-forces of the previous year.—You know what a prolonged larval stage the cockchafer passes through, devouring the plant with relish all the time. These matters must be the subject of exact research; only the guiding principles can be given from the spiritual world. Research will show that the nature of the substances in the petals and leaves, for instance, is essentially different from that of the substances in the root or even the seed. There is a great difference between a decoct ion prepared from the petals or leaves of plants and an extract of substances found in roots or seeds. The effect of a decoction prepared from petals or leaves upon the digestive system is quite different from that of an extract prepared from roots or seeds. In this way you relate the organisation of man to the surrounding world, and all that you discover can be verified in a purely material sense. You will find, for instance, that disturbances in the process of the transition of the chyle into the etheric organisation, which is brought about by the system of heart and lungs, will be influenced by a preparation decocted from the petals of plants. An extract of roots or seeds influences the wider activity that works on into the vascular system and even into the nervous system. Along these lines we shall discover the rational connection between what is going on within the human organism and the substances from which our store of remedies may be derived. In the next lecture I shall have to continue this subject, showing that there is an inner connection between the different structures of the plants and the systems of nerves and senses and digestion in man. |
300b. Faculty Meetings with Rudolf Steiner I: Twenth-Sixth Meeting
17 Jun 1921, Stuttgart Tr. Ruth Pusch, Gertrude Teutsch Rudolf Steiner |
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In making the individual human being understandable, you can take a great deal from Anthroposophy without getting the reputation of teaching Anthroposophy. That is the objective truth. Teach about the physical human being and its organs and functions in relation to the soul and spirit. |
300b. Faculty Meetings with Rudolf Steiner I: Twenth-Sixth Meeting
17 Jun 1921, Stuttgart Tr. Ruth Pusch, Gertrude Teutsch Rudolf Steiner |
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Dr. Steiner: We need to look more closely at the ninth grade. After I more thoroughly considered yesterday’s discussion, I do not think we can take care of that class if we burden one teacher like Dr. Schubert, which is what would undoubtedly happen. I think we need to hire another teacher for the 1b class, and, in my opinion, Dr. Plinke would do well as a Waldorf teacher. She was here just today. I asked about her a few days ago, but could not obtain any real information about her stay here. I think she should take over the 1b class, and then Dr. Schubert’s work could be done differently. Concerning the curriculum of the tenth grade, we need to take into consideration German language and literature. That would be a continuation of what was done in the ninth grade. A teacher: I had them read Jean Paul. Dr. Steiner: You had them read and complete Jean Paul. A teacher: They completed the chapter about humor. Dr. Steiner: What is now important is that you begin a comprehensive presentation of meter and poetics. Upon the basis of what they have learned from Jean Paul, the children will be able to learn a great deal here. In any event, we must avoid normal pedantic school methods. We must teach living poetry in a living way and treat it in a reasonable manner. The class could then study The Song of the Niebelungs and Gudrun. Where possible, you should study it in Middle High German. As time allows, go through it in Middle High German, but also speak about the entire context of the poem, its artistic and folk meaning and, aside from the passages that you read, go through it so that the children learn the entire content. Of course, with The Song of the Niebelungs, you could do some Middle High German grammar and compare it with that of modern High German. That would be sufficient for the tenth grade, but begin with meter. A teacher: Could you perhaps recommend a German book about meter? Dr. Steiner: They are all equally good and equally bad. Take a look at Göschen’s anthology, one of the worst methods, but you will find the concepts there. There isn’t a good book on meter and poetics—Bartsch, Lachmann, and so forth. Simrock attempted to maintain that in his Germanized version of The Song of the Niebelungs. I gave the basics in a lecture in Dornach and showed how meter is connected to the interactions of the pulse and breathing look at the caesura when you study hexameter. You can see it as a harmony of the pulse, and, breathing. Today, we can’t go into metric theory. It would still be good if we could arrange things in the eighth, ninth, and tenth grades so that the class teachers would relieve one another. A teacher: We did that. Dr. Steiner: So, when one begins at 8 o’clock in the tenth grade, the others would begin in the ninth and the eighth. It would not be good to change weekly. You need a longer period for each block. Our principle is to begin a block of learning and remain with it as long as possible. See if you can do that. We will also need to see that Dr. Schwebsch joins you as a fourth teacher when he comes. For the remaining classes, the plan will remain as it was. 1. Bartsch and Lachmann were more concerned with the scientific study of The Song of the Niebelungs. Simrock’s translation was published in 1827. Now Schubert can take over the whole subject of history, since he no longer has the 1b class. Now we have history in the tenth grade. In order to teach economically, it will be important to be well-prepared. In the eighthand ninth-grade classes, do the same as before. In the tenth grade, we should return to the earliest period of history. Beginning with the earliest period, take history through the fall of free Greece, that is, beginning with the earliest Indian Period, go through the Persian, the Egypto-Chaldeaic and Greek until the end of Greek freedom, that is, until the battle of Charonea in 338 B.C. For tenth-grade geography, describe the Earth as a morphological and physical whole. In geology, you will need to describe the Earth so that the form of the mountains is presented as a kind of cross, that is, the two rings of mountains in the east-west and north-south directions that cross one another. In morphology, discuss the forms of the continents, the creation of mountains, everything that enters into the physical realm, and then the rivers. Take up geological questions, physical characteristics, isotherms, the Earth as a magnet, the north and south magnetic poles. You need to do this in morphology. Continue on with the ocean currents, the air currents, the trade winds, and the inside of the Earth. In short, everything encompassed by the Earth as a whole. How far have you come in mathematics? A teacher: In algebra, exponents and roots, geometric drawing, and the computation of areas. We also did simple equations, equations with multiple unknowns, quadratic equations, and the figuring of the circumference and area of a circle. Dr. Steiner: You could also teach them the concept of __. When you teach that, it is not important that you teach them about the theories of decimal numbers. They can learn the number __ to just one decimal place. A teacher: We studied the number __ by looking at the perimeters of inner and outer regular polygons. Dr. Steiner: What lines do the children know? A teacher: Last year we studied the ellipse, hyperbola, and parabola from a geometrical perspective. Dr. Steiner: Then, the children will need to learn the basics of plane trigonometry. I think that would be enough for now. How far did you come in descriptive geometry? A teacher: The children learned about interpenetrating planes and surfaces. The children could certainly solve problems involving one triangle penetrated by another. They can also find the point of intersection of a line with a plane. Dr. Steiner: Perhaps that is not necessary. You should actually begin with orthogonal projections, that is, from a point. You should go through the presentation of a plane as a plane, and not as a triangle. You should then go on to the theory of planes and intersection of two planes and then, perhaps, to the basics of projective geometry. It is important to teach children about the concepts of duality, but you need to teach them only the most basic things. A teacher: In trigonometry, wouldn’t it be necessary to go into logarithms? Dr. Steiner: What? They don’t understand logarithms yet? You must do that in mathematics, it belongs there. They would know only the basic concepts of sine, cosine, and tangent, you need to say only a few sentences about that. They should learn only a couple of the relationships, for instance, sin 2a + cos 2a = 1, but they should understand that visually. A teacher: Should the goal be to teach logarithms in the ninth grade? Dr. Steiner: They should know enough about logarithms to be able to perform simple logarithmic computations. Then we have physics. A teacher: I was supposed to teach them to understand the locomotive and telephone. Dr. Steiner: Yes, that was the goal, so that the children would have a preliminary overview of all of physics. The teacher then describes what was done. Dr. Steiner: With a grain of salt, it appears you did go through most of physics. That was when we should have gone through all that. It is sufficient if the children have an idea of it. A teacher: I covered mechanics the least. Dr. Steiner: Now is just the right time for that. You need to begin with mechanical forms [perhaps formulas]. It is best if you treat it mathematically. You need to go only far enough for the children to have a basic understanding of simple machines. Then we have chemistry. A teacher: The main thing we attempted to do was to present the differences between acids and bases. Dr. Steiner: That is, of course, good. Do the children have a clear idea about the importance of salts, bases, and acids? Such things need to be done first. It is really terrible to speak about organic chemistry. We need to get away from that and expand our concepts. We could accomplish a great deal if we simply did what belongs to this year and did it by observing in detail basic and acidic substances as well as salts. We should, therefore, look at alkalines and acids, and then subsequently at the physiological processes so that the children understand them. We could begin with opposite reactions which we can see in the contrasting behavior of bee’s blood and digestive juices, since they are acidic and alkaline. In this way, we would touch upon physiological processes. You only need to work through the concepts of bitter and sour, base and acid with them. That is, take up the blood of the bee and its stomach acid because they react in opposite ways. Stomach acid is sour and the blood is bitter. Bees have these opposites of blood and stomach acid in their digestive organs. The same is true of human beings, but it is not so easy to demonstrate. It can be easily done, however, with bees in a laboratory. How far have you come in natural history? Remember, we now have fourteen- and fifteen-year-olds. A teacher: I have not done much there. Dr. Steiner: Well, we will need to assign classes differently and have a fourth teacher. A teacher: I will have at most a third of the year available to do all of this. Dr. Steiner: You can do it in a third of a year. You could save some time if, in the future, we had two and a half hours in the morning for these three classes and compress the material somewhat. Then we could include a fourth teacher. We need to begin these three classes a little earlier and end them a little later. A teacher: But then we will have difficulties for the other subjects because they change classrooms at the 10 o’clock recess. Dr. Steiner: In the future we will not need as many hours of language instruction in all the grades as we have had. We do not need as much English and French in the tenth grade, that is absolutely unnecessary. We use too much time for modern languages. If we do languages so much in the lower classes as we have, we will not need to do so much in the upper grades. We can limit foreign languages somewhat in the upper grades. It is important to consider minerals in natural history. In the tenth grade, we should also discuss the human being. We should also do mineralogy. A teacher: What should we do about anthropology in the tenth grade? Dr. Steiner: You will need to make the human being understandable, in a certain sense. Of course, you have to create a context in which you can make the human being as an individual understandable, so that you can later go on to ethnology. In making the individual human being understandable, you can take a great deal from Anthroposophy without getting the reputation of teaching Anthroposophy. That is the objective truth. Teach about the physical human being and its organs and functions in relation to the soul and spirit. We also need to create a transition from shop into what is truly artistic. You have already done that with modeling, but now you can alternate that with painting. Paint with those children who are adept. We can look at the tenth-grade children as though they were in a college preparatory school, and thus we can move them into the various arts. I think we need some sort of class on aesthetics, and that is something that Dr. Schwebsch could do since he created an aesthetic connection between sculpture, painting, and music. He has done a great deal with music. In connection with musical aesthetics, you need to form a kind of sub-faculty: shop classes that move into the artistic and then into the musical, so that the aesthetic, but not musicology, is of concern. I think we should give the children as early as possible an idea of when a chair is beautiful or when a table is beautiful. You should do that in such a way as to stop all this nonsense about a chair needing to be pleasing to the eye. You should be able to feel the beauty of a chair when you sit upon it. You need to feel it. It is just the same as I said yesterday in the handwork class that the children need to be able to feel one way or another about what they have done, for instance, in cross-stitching. I think that in general, these things will all merge: handwork and shop with a feeling for art and music. Of course, this all must be done properly. That has all been done in the most horrible manner in the college preparatory schools. Herman Grimm always complained that when people came to him, and he showed them pictures, they couldn’t tell whether a person was standing toward the front or back in the picture. People did not have the slightest idea about how to view them. The high-school students could not tell whether someone was standing toward the front or toward the back. We will see how things move in regard to instrumental music in the tenth grade. A teacher: We need to begin it earlier. Dr. Steiner: For the tenth grade, in any event. A teacher: In the tenth-grade class, all of the children are doing instrumental music and I want to put them together and form a small orchestra. Most of the children belong. Dr. Steiner: For those who are not participating, you would need to be certain that they willingly participate. A teacher: We would certainly need two periods for the tenth grade, otherwise we could hardly do anything in choir. Dr. Steiner: In the tenth grade, we could teach some harmony and counterpoint, so the children would want to perform. But, don’t force the issue. Wait until they come to it themselves. In eurythmy, we need to work toward an ensemble. There are already some young men and women who can do complete ensemble forms. In music, it is important that when we begin working on something, we bring it to a certain degree of conclusion. It is better to complete three or four things in the course of the year than to simply begin all manner of things. You will soon get past the hurdle of boredom. We must also teach children the simplest concepts of drafting. We could do that in the periods we otherwise use for languages. We need only one period per week for drafting and for surveying, also only one hour per week. We could do drafting for a half year and then surveying. In drafting, you should begin with screws, something that is not normally done. We should do that because we should begin with the character of what is material, with the poetic in drafting, and only later go onto dynamic subjects. You will certainly have enough to do in a half year without that, so teach all about the screw in drafting. You will, of course, have to guide the children so that they can draw screw forms. Work on drills and screws and worm gears. In surveying, it will be enough if you bring the children so far along that they can determine the horizon and then simple landscapes, vineyards, orchards, and meadows, so they have an idea of how they are drawn. Concerning spinning, you should begin with the tools, like the spinning wheel or hand loom and so forth, and first teach primitive spinning and weaving. They won’t be able to do much more than learn the simplest things and ideas. They do not need to come much further than to understand how a thread is created and how a piece of cloth is woven. You should be happy if they acquire some skill in the years. They should have some understanding of the fibers, also. And, in addition, you should teach them the historical development. To give it some spice, they should also learn about more complicated forms, since the simpler forms are no longer used. In health class, teach simple bandaging, roughly what is needed in first aid. Let the boys do it also, tenderly and decently, and things will move along. It is not important whether they think they can do it, it is sufficient if they simply acquire an idea about it. For this, you will need one period a week for half a year. You should see to it that the girls watch the tomboys and the boys, the more effeminate girls. The boys should not do it, they should simply become accustomed to it. They could talk a little bit among themselves about which girls do it best. While the boys are drawing screws, the girls should talk about that in a more theoretical way. One problem with drafting is that it takes so much time to do so little. You do all kinds of things, use a great deal of time, but not much gets done. You could make the period quite exciting since the boys won’t do very much otherwise. There is certainly a lot we could do in this period of life to make things more exciting. I have noticed that they are a little bit sleepy, the boys and girls. Tenth-grade French: Do literature and culture. I would do it by beginning with the more modern and going backward to older things, that is, in reverse. What can the children do in French? A teacher: Simple conversation. Dr. Steiner: They could read Le Cid. The children should begin to have some concept of classical French poetry. Do Molière later. I would prefer that you do not rush from one thing to another. If you like Le Cid, then do all of it. We can add other things during the year. A teacher: What should I do in English? I have covered all of the background information about the text. Dr. Steiner: Continue with that. Then see if the children can freely write a paragraph. There are some students in the language class who think they can do it better than the teacher. That is easy to see. Foreign language teachers are seldom accepted if they are not foreigners and speak with an accent. You need to pay a little attention here. This is a difficult problem, but we will need to stick with the principle that things will come with time. When we do not teach efficiently, we burden the students. We should avoid wasting time for that reason. We should not do everything as though we had an endless amount of time. It is apparent that we too often assume we have an endless amount of time. A teacher asks if he should do Dickens. Dr. Steiner: Our plans are good enough. Now we have only Latin and Greek. What can the children do there? A teacher: Ovid, without always translating. Dr. Steiner: Continue that. They need to be able to understand at least simple things in Greek. We should give as much Latin and Greek as we can. It is not so important that we use the encapsulated methods used at the college preparatory schools. That is nonsense. We should give somewhat more emphasis to Latin and Greek and somewhat less to modern languages. In the lower grades, we need to come so far that later we do not need to use so much time. Our job is to make it clear to as many students as possible that it is something beautiful. I cannot understand why more boys do not want to learn it. Use more time in the upper grades for Latin and Greek. A teacher makes a remark. Dr. Steiner: Such problems come up. If we add stenography to our curriculum, we need to start now. A teacher: Most of them already do it. Dr. Steiner: That doesn’t concern us. We need to ask ourselves if we should use these two periods a week to teach stenography in the tenth grade and, then, which system. Gabelsberger? The boundary for that is here. Gabelsberger predominates here and in Bavaria also. I think the Gabelsberger method would do the least damage. If only stenography had never been created! But now that it exists, people cannot live without it, just like the telephone. Well, Gabelsberger it is. Two periods of stenography. We can no longer address the girls in the tenth grade with the informal “you.” It’s bad enough when a teacher is not old enough. Evening lectures: One or two hours for those who have completed the eighth or ninth grades and have left the school. The children will learn the practical things they need to know outside. It would be good for the health of the children, though, if they were taught about aesthetics and art and literary history. In the independent religious instruction, we have not yet taught the children the Psalms. The ten-year-olds could understand the Psalms. Discuss everything in the Psalms. Give a kind of inner contemplation of the Psalms so you can crown it by singing them. A teacher: What should I do now? I am getting past fairy tales. Dr. Steiner: Use the symbolism that comes from the material, for instance, the meaning of the festivals. There is so much information in the lectures about Christmas, Easter, and Whitsun. You could discuss most of what those lectures contain. If you present it properly, it would be quite good for children, particularly at that age. Try to stay connected with the times of the festivals. You could begin a little earlier and end a little later, though. Spend four weeks on Christmas. A teacher: Could we use Michelangelo’s statues when we do the prophets? Dr. Steiner: Yes, that is possible. A teacher: Should we work from the sculptural perspective? Dr. Steiner: It would be good to know how far you have come, and how you would continue. Transition to consideration of the Psalms. Then take up the Laocoön group, so that the tragic and lofty are expressed. It is the moment of death. A teacher: Can I continue teaching religion in the same way in the third and fourth grades? Dr. Steiner: You should not believe you can leave out Christ. A teacher: I have done Old Testament history. Dr. Steiner: Do not limit yourself to Old Testament history. A teacher: How should I begin with the first grade? Dr. Steiner: In the past, we have always tried to begin with natural phenomena. That was even the theme of the lower grades. Then, we slowly went on to stories and to tales we made up. From that, we went on to the Gospels and created scenes from the Gospel of St. John. We began with a kind of natural religion. It is important that we create a religious feeling in the children in a natural way by connecting all things together. Comments are made about a religion teacher’s teaching methods. He was unable to keep the children under control, so they just walked around in class. Dr. Steiner: That cannot occur again. That is a tremendous setback. Things certainly cannot be the way they were in Haubinda. Some of the students were lying about on the floor and stretching their legs up into the air, others were lying on the window sill, and still others on the tables. None of them sat in their chairs properly. A short story by Keller was read aloud, but there was no hint of a religious mood. That was in 1903. A teacher: We have done Jean Paul in the ninth grade. We were also to do Herman Grimm. What should we read in the eighth grade? Dr. Steiner: Also Herman Grimm. A teacher: I am beginning with Jean Paul. You suggested doing the chapter on humor. Dr. Steiner: You have to do the whole thing, including the historical context and literary history. A teacher: What should I read in seventh-grade French class? I chose poetry. Dr. Steiner: Read stories, La Fontaine. A teacher asks about anthropology in the fourth grade. Dr. Steiner: You should do what is appropriate there. In the fourth grade, you will have to remain more with external things. That is possible in nearly every class. The skeleton is, of course, the most abstract thing. I would not consider it for itself, but include it with the entirety of the human being. I would not handle the skeleton by itself, even in the tenth grade. I would begin more with the picture of the whole human being. The way Dr. von Heydebrand did it was good. You should try to make a plausible group of ideas about the human being. A handwork teacher: Should we try to teach the new children knitting, or could we simply integrate them into the regular classwork? Dr. Steiner: It would be best to have them learn to knit first, and then have them do the same thing as the rest of the class. A teacher: Is it best to study commerce and finances in connection with mathematics? Dr. Steiner: Yes, do it with mathematics, and also in other areas. A question is asked about business writing. Dr. Steiner: I recently asked that The Coming Day do something and received the reply yesterday. I told them I could not accept it as it was. I have to be able to understand what happened. Usually you can’t tell what happened. In the first case, the address was incorrect, and secondly, instead of what I wanted to know, namely, if something had been moved to a different location, other things were included. The third thing it included was something that did not interest me at all, namely, the charges they had incurred. I could not find out what I wanted to know, namely, whether the task was done, from what was written in the reply. A different address was given. That comes from a superficiality because people do not believe things need to be exact. You only need to say what happened. You should try to understand the course of a business relationship, and then write from that perspective. That can best be done in a critical way. You should try to probe, to get behind all this gibberish, and see if you can’t bring some style into it. Concerning business writing: If you need an expert opinion about something, then that opinion is a business report. Information of various sorts, sales reports and so forth, those are all business reports. It is not so terribly bad if you do something wrong. Someone who can do something will find their way better than someone who can do nothing. Those who do things are the ones who most often cannot do them. Using simple expressions is better than normal “business style.” Some of the things I have experienced myself, I could not repeat here, they were so terrible. It is really not so bad if you simply summarize the situation and repeat it. Everyone can understand that. This is not connected with business alone. You need only read some legal opinion or legal judgment. I once read that a railway is a straight or curving means of movement on a plane or a number of planes with greater or lesser degree of elevation from a particular goal, and so forth. It was sixteen lines. When you create your lessons, always consider how you can draw them out of the nature of the children. Be careful when a school inspector comes that he does not leave with his questions unanswered. He may ask questions in such a way that the children cannot answer them. We should work so that the children can handle even the most surprising questions. We certainly want to hold good to what our official plan is, namely, that the children know what they might be asked at the end of the 3rd and sixth grades without preparing them for that specifically. We certainly do not want to work like those teachers do who drill the children about specific questions. The school inspector comes and asks a child if he believes in God. “I believe in God.” The inspector then asks if he believes in Jesus Christ. “No. The one who believes in Jesus Christ sits behind me.” That must not happen here. We should also be careful that the class teachers do not enter the classroom too late. That is one of the main reasons why the children get into such an uproar, namely, that they are left to themselves because the teacher is not there. A comment. Dr. Steiner: (Speaking to a teacher whose class is to be divided) You should try to make the division yourself. It’s best, since you know the children, that you try to do what is best according to your feeling. Otherwise, you could simply take the children who have been here the longest, and the new teacher would take the new children. A comment concerning the student library. Dr. Steiner: Do Grillparzer, Hamerling, and Aspasia as late as possible. Do König von Sion as soon as you have done history. You can let them read Ahasver and Lessing at fifteen. Recently, you could have had them read the Zerbrochenen Krug (The broken pitcher). You don’t need to emphasize the Prussian dramas. You could have them read Shakespeare in English. Your goal in such things should be to have them read such things as Shakespeare in the language in which they were written. When the children are so old that they normally do not learn a new language, they should read things in translation, things that are as important as Shakespeare is for English. You should not have the children read Racine and Corneille in German except when they can’t read it in French. Include Fercher von Steinwand and also the twenty-four volume history by Johannes Müller. They should become accustomed to that style. You can also include other things for the children. Fairy tales and mysteries about good and evil are good for children, but you cannot give them the whole book. We need to consider the faculty. We need a new teacher, and Dr. Plinke might be good. It would be good—you will excuse me—if we alternate, man, woman; man, woman, as otherwise this school will become too feminine. A teacher is suggested. Dr. Steiner: He is only “half grown” and will still grow. Isn’t it true that we have men and women equally? A teacher: There are more men. Dr. Steiner: I am certainly in favor of equality, but not in a forced way. That is also dangerous. We should have Miss Michels come as a gardener. We could telegraph her. A comment about the opening ceremony on the coming Saturday is made. Dr. Steiner: I could speak first, and then all the teachers. I think we should take all the class teachers beginning with the higher grades downward, one after another, and then representatives of the different subjects. We could begin with the top, that is, with the 10th grade. The subject teachers should also speak. We could present the 10th, 9th, and 8th-grade teachers, then the eurythmy, music, foreign language, handwork and shop teachers. We should invite somebody from the ministry, though I don’t think he will come. But, that is another question. Others will also be here. Someone asks what they should say. Dr. Steiner: You will find that your goals and intentions for your class at the beginning of the school year fill you with inspiration. Perhaps I should say more about what you should leave out. Everyone is thinking about their goals and intentions. I don’t think it would be proper for me to tell you what to say. It is too bad we cannot do something original in eurythmy, that would certainly be a nice thing to do. The ceremony should be very dignified. It is a problem that we have to hold it in the hall in the botanical gardens. It is a problem that we cannot have the ceremony here. We could not even fit all the children in here, let alone the other people. They could only stand. The faculty should do something at the beginning of school. We will divide the children into the 1st through sixth grades, and seventh through tenth. We’ll have to do that next year. |
273. The Problem of Faust: The Vision of Reality in the Greek Myths
18 Jan 1919, Dornach Tr. George Adams Rudolf Steiner |
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The whole mood and tenor, the whole artistic structure of the Classical Walpurgis-Night shows how clearly Goethe saw that the problem of human nature con only be solved by a knowledge based on investigation pursued, outside the body, by man's soul and spirit.What he wishes to ray forth from his Faust is his conviction that information concerning man can be given only by those who admit the validity of knowledge acquired outside the instrument of the physical body. Hence, true Spiritual Science, true Anthroposophy, alone can lead to the knowledge of man, of Homo; while all the other knowledge dealing with the physical world, can only lead to the idea of Homunculus. |
Faust was to represent for him a man who at last arrives at a real knowledge and comprehension of mankind. Now, in Goethe's time Anthroposophy was not yet, and could not have been, in existence. Hence Goethe tried to associate himself with his contemporary culture, in which thee were still echoes of atavistic spiritual vision. |
273. The Problem of Faust: The Vision of Reality in the Greek Myths
18 Jan 1919, Dornach Tr. George Adams Rudolf Steiner |
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Yesterday I spoke to you of the scene from Part II of Goethe's Faust that had just been performed, and I should like to run over again the main thoughts then under consideration. For in this scene we are dealing with one of the most significant of Goethe's creation, with a scene he added to his Faust after having wrestled with the problem of Faust for about sixty years. Moreover, we have to do here with a scene through which we can look deep into Goethe's soul, in so far as it was dominated by the urge for knowledge—dominated above all by the great seriousness of this urge. While grasping all the knowledge in this poem of Faust we must never forget, however, that everything revealed in it with such lofty wisdom in no way prejudices—as is frequently the case with lesser poets who attempt anything of the same kind—in no way prejudices the purely artistic force of its construction. I have drawn your attention before to what Goethe stressed to Eckermann, namely, that there is much concealed in his Faust, many riddles of man to be recognised by Initiates, but that he had taken trouble to put it all into a form that, regarded merely from the theatrical standpoint, can with its pictorial quality impress even the simplest natured minds. Now let us bring again before our souls just the main points of what was said yesterday about all that is thus concealed, and afterwards go on to what we could not then touch upon. I mean, the conclusion of the scene. I said yesterday that this scene shows clearly how Goethe was following up the problem of man's self-knowledge, man's comprehension of himself. For Goethe, knowledge was never something merely abstract and theoretical; to grasp the truth was for him a scientific urge. Also, for him—as it will increasingly be for future human evolution—what he sought in his soul as knowledge was something that has to be an impulse to experience life in all its fullness, to experience all that life can bring to man in the way of fortune and misfortune, of joy and sorrow, of blows of fate and opportunities of development. But, in addition to this, the urge for knowledge must be related to all the claims life makes on a man, as regards his behaviour towards society as a whole, as regards what he does and creates. Faust is not meant to be represented merely as a man striving after the highest knowledge, but as one bound up in his innermost being with all that life demands and brings. To this end, Goethe seeks knowledge for his Faust, that is, knowledge of man, comprehension of the self, comprehension of the forces at present latent in mankind. But Goethe sees clearly that ordinary knowledge, dependent on the senses and conditioned by the understanding, cannot lead to this self-knowledge. For this reason he introduces into the Classical Walpurgis-Night Homunculus, the product that was supposed to be, for mediaeval research, the copy of a human being that, within external nature, the physical understanding was able to put together out of natural forces and natural laws. All this comes into the idea of Homunculus. Yesterday I went more deeply into what Goethe meant to convey in his Homunculus, apart from any superstition connected with him; but now let us consider his more obvious meaning. In his Homunculus-idea he wished to represent what a man, here in the physical world, can recognise in himself. Whoever makes use only of the knowledge offered him by science, or by the study of physical life, can never gain knowledge and comprehension of man in accordance with Goethe's conception. He will never know Homo, the human being; he will be able to picture in his soul only Homunculus, an elemental spirit who has come to a standstill on the path to becoming man. Goethe wrestles with this as with a problem of knowledge: How can the idea of Homo grow out of the idea of Homunculus? The whole mood and tenor, the whole artistic structure of the Classical Walpurgis-Night shows how clearly Goethe saw that the problem of human nature con only be solved by a knowledge based on investigation pursued, outside the body, by man's soul and spirit.What he wishes to ray forth from his Faust is his conviction that information concerning man can be given only by those who admit the validity of knowledge acquired outside the instrument of the physical body. Hence, true Spiritual Science, true Anthroposophy, alone can lead to the knowledge of man, of Homo; while all the other knowledge dealing with the physical world, can only lead to the idea of Homunculus. As far as possible, during the whole of his life, Goethe was ceaselessly occupied in striving towards this supersensible knowledge. He sought it on various paths, and those paths that opened out to him he endeavoured to portray artistically in his Faust. Faust was to represent for him a man who at last arrives at a real knowledge and comprehension of mankind. Now, in Goethe's time Anthroposophy was not yet, and could not have been, in existence. Hence Goethe tried to associate himself with his contemporary culture, in which thee were still echoes of atavistic spiritual vision. And after showing all that is in the Romantic Walpurgis-Night of the first part of Faust to be inadequate for knowledge of man, his great desire was then to take refute in the Imaginations of the Grecian myths. We have so often spoken of Goethe that we can easily see what lay beneath this idea of his.—Goethe felt and experienced that man is not to be grasped through the concepts of physical understanding. But he had no wish, as yet, to supersede these by his own Imaginations; therefore he sought to give a new form to those of ancient Greece. Thus, if we wish to give a more exact description of the scene just presented, we may say: Goethe wanted to show how a man, Faust, has been approached (from outside, but that is of no importance) by the idea of Homunculus, the only idea to be obtained in this respect in the physical world. He wanted to show how such a man, by his state of consciousness undergoing a change through his leaving the body, will then behave differently. He will behave like a man who, asleep at night outside his body, becomes able to perceive what is around him, all that surrounds him of a soul and spirit nature. Then, if he goes to sleep consciously, as it were, retaining his consciousness in sleep, if, sleeping on, he can take with him into his sleep-knowledge the idea of Homunculus acquired in his physical life, he can so transform it that it seizes hold of human reality. This is what Goethe wished to represent; and to help in the task, he took the pictures of the Grecian myths. He shows often in this scent how far in his feeling he was removed at least form the superstition of the pedant, who sees nothing more in such myths than poetic fiction and creations of fantasy. And I have often told you that, as a result of this superstition, it is claimed that legends, traditions, myths, persisting among simple peoples, are conceptions of nature transformed by fantasy. These superstitious pedants have really no idea how small a part fantasy plays in the creations of simple minds, not how prevalent among them is a certain atavistic power of beholding reality in dreams. Now in the myths developed by the Greek spirit, there is not merely poetry, there is a true vision of reality. And the element Goethe first presented was the one in which all ancient peoples have seen the impulse in the soul that brings about its separation from the body. Connection with the outside world was much closer for the men of old than for the present-day abstract rationalistic man. In olden days when men climbed a mountain, for instance, they did not merely experience a physical, barely perceptible difference in the breathing, a densification of the atmosphere, or a change to the eye in perspective; for them it was a passing from one condition of the soul to another. For a man of those days the ascent of a mountain was a far more living experience than for modern man who has become so abstract. They felt with special vividness, what some sea-farers still experience today in a primitive, less delicate way, that, to a certain degree, soul and spirit actually free themselves from their instrument, the body. The more sensitive sea-faring folk still have this experience. But the men of old felt as a matter of course: “When I sail out on the open sea, and am no longer connected with the solid earth and its definite forms, then my soul frees itself from the body, and I see more of the supersensible than when I am surrounded by earth's rigid outlines.”—This is why, when Homunculus is to be changed into Homo, Goethe introduces a gay festival of the sea, and it is Thales, the man of natural philosophy, who conducts Homunculus thither. And we see the Sirens. I spoke of this yesterday so today I shall not dwell upon the dramatic an pictorial way in which everything here is put into external form. I will, however, point out that the deeper mystery that Goethe would also have us see, the mystery of the Sirens' song, lies in these demonic beings belonging on the one side to the sea, but being able to become living, as demonic beings of the sea, only when the moon shines upon it. The moonlit sea lures forth the Sirens who, in their turn, lure forth man's soul from within him. The state of consciousness in which the supersensible world can be perceived in Imaginations, in pictures, is therefore brought about by the Sirens. Above all they practise their wiles on the Nereids and Tritons, who are on their way to Samothrace, to the sacred Mysteries of the Kabiri. Precisely why does Goethe introduce the Kabiri? This is because his Homunculus is to become Homo, to become man, and because the Initiates of the holy Mysteries of the Kabiri in Samothrace were above all destined to learn the secret of man's becoming. It was this secret that was represented in the Kabiri. Here in the physical world is accomplished physical becoming, but this has its counterpart in the sphere of spirit and soul, a counterpart only to be seen outside the body in Imaginations. Unless the abstract idea of Homunculus is brought into connection with what can be seen here, Homunculus can never become Homo. Thus Goethe believes in all that the Greek felt when thinking of his Kabiri in Samothrace; he believed something was to be found there over and above the abstract idea of Homunculus, through which it might grow to the idea of Homo. Let us without prejudice speak of what this really involves. In what man can experience of himself through ordinary knowledge, that amounts only to what he is as Homunculus, Goethe saw something to be compared with the unfertilised human germ-cell. Considering the unfertilised germ-cell in the human mother, we recognise it as something from which no physical human being can arise. It must first be fertilised; only then can there be a physical human being. And when we think with physical understanding alone, in these thoughts the inner being of man can never be lit up, for this is only what can be produced one-sidedly, and may be compared with what can be produced by the woman one-sidedly. All it is possible to grasp with out physical understanding, must be fertilised by knowledge gained outside the physical body. Half the riddle on man is hidden from the mere physical power of understanding. The atavistic clairvoyance adapted to ancient times wished to point, in the Mystery of the Kabiri, to what, in the spiritual connection of nature, is the other half of man's becoming which in its turn points to the immortal in man. That is why Goethe thought that possible through the impulse of the Kabiri the developing of Homunculus into Homo might be represented. But Goethe, as one who sought knowledge, was not only to a high degree a serious seeker, but, at the same time, something which, my dear friends, is very much rarer in the sphere of knowledge than one might think—a deeply honest soul. He wished to test how far he would get by breathing new life into such a mystery as that of the Kabiri. Those who seek knowledge with less honesty make a few antiquarian studies, perhaps adding a few fantasies founded upon these, and then consider they know something of what is expressed in the Kabiri Mystery. Yes, my dear friends, the honest seeker after knowledge never knows as much as the seeker who is less honest, for he always considers himself more stupid than those who light-heartedly piece together information from here and there, which, easily acquired, is then said to be absolutely complete. Goethe was not one of those who took knowledge thus light-heartedly. He knew that, even if he had striven for it from the year 1749 to the year 1829, in which he wrote this scene just witnessed (a scene written in the most difficult circumstances about two years before his death) even if he has grown old in this striving and has never relaxed, nevertheless, for the honest searcher after knowledge there is always a remaining sting. Perhaps in some direction one ought to have done better.—This is what worked so intensively out of Goethe's very nature—this absolute honesty. This made him recognise, where the riddle of the Kabiri is concerned: As a modern man who can no longer call upon clairvoyance, I cannot know what the Greeks thought about the Kabiri—I cannot know this for certain!—But perhaps that is not of most importance, for Goethe had the feeling that there was a kind of knowledge of the Kabiri Mystery within him, which, however, he could not wholly grasp. It was like a dream that not only immediately fades, but of which one knows that, although it passes away so quickly, it contains something most profound; it hovers so lightly that the understanding, the intellect, does not suffice, the soul-forces do not suffice to give it clear and definite outline. It is precisely in this intimate inner development that there lies the significance of this scene. We do not understand it at all if we wish to explain every detail. For Goethe has called up pictures for the very purpose of showing—“Here I am close to my goal yet cannot reach it.” Thus, he introduces the Kabiri to show how, perhaps not he but someone who fully grasps the Kabiri Mystery, may find the bridge for Homunculus, with the help of that Mystery, to come to Homo. He himself cannot yet succeed in this, and has therefore chosen other paths in the imaginative world. That is why he makes the philosopher Thales conduct Homunculus into the presence of Nereus. Now Goethe thought very highly of Thales, though not to the point of giving him credit for being able to show Homunculus how to become Homo. This Nereus has a great gift of human understanding and knows how to transform the divine into the demonic, thus foreseeing the future, so that it may be supposed he knows something about changing Homunculus into Homo. But here again Goethe wishes to show that this is not the path. For on this path we come to a one-sided development, raising the human critical understanding to a demonic height that not only runs to dull criticism but to actual prophetic criticism holding in mind the good side of human criticism. Nereus, however, a kind of priest among the demons, is not in a position, either, to approach the Homunculus-problem. He does not even want to do so. Goethe has the feeling that, should human understanding be developed to the demonic, should the critical faculty of investigation possessed by man be—shall we say—demonised, he would then lose all interest in this most profound human problem of raising Homunculus to man. Thus nothing is to be gained from Nereus. But he does at least draw attention to the imminent approach of his daughters, the Dorides, sisters of the Nereids, and among them, the most outstanding of them all, Galatea. Yesterday I tried to indicate what is represented in this picture of Galatea. You see, my dear friends, the modern man of research sees everything telescoped into a single moment of life. In the Greek world-conception—by no means confined to what is generally known as classical Philology—what live in the human being was still closely connected with all that lives in the whole of external nature. All that contributes to the becoming of man exists in another form, weaving and pulsing through every process of nature. But we have to be able to discover it. Our present capacity for knowledge is not sensitive enough to penetrate into the regions through which we participate in external nature, in the experiences of the great universe. These experiences are, indeed, concealed in man, in his development from the human germ-cell, from conception, fertilisation, to birth and his appearing as a human being. The same processes that then take place, in concealment within the human being, are going on continuously all around us. It was precisely this which, in the Kabiri Mystery was disclosed to the candidate for initiation—how in nature conception and birth are living. We see the moon rise and set, we see the sun rise and set, feel the warmth the sun sheds around, receive the light it radiates; we see the clouds moving, look upon their changing forms. Within all this weaving and pulsing through the world lies the impulse of becoming. But modern man no longer perceives this; he will perceive it, however, if he develops himself further through Spiritual Science. And formerly he perceived it with an atavistic sense of cognition, with the atavistic perception and conception of olden times. Here we must have recourse to that finer capacity for perception still existing in days of yore. It might be said that what happens when, instead of direct sunlight, moonlight is on the sea, moonlight is reflected on the waves, is experienced half consciously as dreamy presentiment, as the foreshadowing of a dream. Man today looks at the way moonlight is reflected on the waves; and all the physicist can say is that moonlight is polarised light. That is an abstraction that says very little; and the physicist experiences nothing of what is actually happening. We experience it today if someone burns us with red-hot tongs; our capacity for sensitive feeling takes us that far. But in the Greek world-conception it was recognised that something of soul and spirit lives in the rays of the sun, something similar, yet distinct, is living in the rays of the moon, and that something actually happens when the moonlight—that borrowed sunlight—is wedded to the waves of the sea. It knew what was surging there when the pulse of the moonlight throbbed in tune with the waves of the sea. When the moon was thus wedded to the waves, the Greeks perceived in this light-enchanted weaving the impulse surging, pulsing, through the external world which, from conception the birth, pulses and surges in man. Outside in nature the Greek perceived in another form what is present in man when, in the physical sense, the mystery of human becoming is being accomplished. Goethe, by putting into new and artistic form what intimately and delicately the Greeks might have felt, shows clearly how it echoed in his own feeling. He expresses all this by making Thales point to the retinue of the moon approaching on little clouds, accompanying Galatea's shell-chariot. This shell-chariot is the generating force in external nature pulsing through the sea. Goethe associates it with Luna, the Moon-force, the Moon-impulse. Thus, once again he evokes a significant Imagination from the Greek world-conception, in order to draw nearer the process by which, in man's conception, the abstract Homunculus-idea can become that of the Homo. Only when we can with feeling experience the intimate details weaving and surging in Goethe's wonderful pictures, do we really enter into what in this scene was living in Goethe's soul. We shall never go deep into all this scene contains if we try to grasp it with our bald, abstract concepts, and without arousing in ourselves an intimate sympathy with what Goethe was able to experience. Thus, if I may express myself in dull, theoretical fashion, we shall come nearer the solution of the Homunculus-Homo problem if this idea, seen from outside the physical body, is planted into the generative impulse weaving, throbbing, through nature. Even before he brought Homunculus into contact with this generative impulse, Goethe had called in Proteus, the demonic being whose inner bent of soul Goethe regarded as most closely allied to his theory of metamorphosis. He has endeavored in this theory of metamorphosis, to follow up the changes in the living form, from the lowest order of beings up to man, hoping in this way to come nearer the riddle of man's becoming, the riddle of Homunculus-Homo. We know that Goethe had far to go before being able to arrive at the solution. He thought to recognise that the foliage leaf changes into the petal of the flower that, in its turn, becomes the stamen and pistil of the flower. He also believed that the bones of the spinal column are transformed into the skull bones. There he stopped, for he could not press on to the crown of this metamorphosis-idea, that appears for us when we know that a metamorphosis takes place in the forces which, from one incarnation, from one earth-life to another, permeate the human body. What today is my head has its form through the metamorphosis of the rest of the body of the previous incarnation; and what is my present body will be, with the exception of the head, transformed till, in the next incarnation, it becomes my next head. This is the crown of Metamorphosis. But Goethe could only give us the elementary stages of the idea of metamorphosis which flows on into Spiritual Science. He came nearer its further stages when trying to grasp and put into poetic form the problem of Homunculus-Homo. And he set forth with honest doubt all that could be reached through Proteus as the representative of the metamorphosis-idea. Proteus appears in his various forms that exist, however, side by side. Everything that can lead to the birth, the supersensible birth, of the Homunculus-idea is here brought in by Goethe. Now he again comes to a standstill. Then fresh light flashes in. In contrast to all that is demonic, the elemental beings of a spiritual nature, Nereids, Tritons, Dorides, Nereus, Proteus, and so forth, in contrast to all these, there appear the Telchines. These, the oldest artists, as it were, of the earthly world during the fourth post-Atlantean epoch, remind us that Goethe was trying to approach the riddle of man, not only by the path of physical science, but also by another path of the senses—the path of art. As man, Goethe was neither one-sidedly a scientist, nor one-sidedly an artist; in him scientist and artist were consciously combined. Hence, as he stood before works of art in Italy, he said that he saw something there suggesting that the Greeks, in creating their works of art, worked in accordance with the laws nature applied, the same laws that he himself was tracking down. And if you let Goethe's book on Winckelmann work upon you, you will see how Goethe sought to come nearer knowledge of the riddle of man by way of art, how he sought to follow the course of natural phenomena to the point where, as he so beautifully expresses it in this book, nature becomes conscious of herself in man. What can be done here by the artistic conception of nature—seen from the other side, from the standpoint of supersensible knowledge—is made evident to us with the appearance of the Telchines, those ancient artists who first depicted Gods in human form. Goethe intimates that, whereas he generally leads the human consciousness away from the physical to the superphysical, here he is making one look back from the superphysical to the physical; the Telchines are in the superphysical, but what they mean, what they stand for, passes over into the physical. They are portrayed as being in contrast with all the other figures—those dedicated wholly to Luna, to the Moon, and referred to by the Sirens as follows:
Thus they actually belong to the Sun. On the island of Rhodes they erected statue after statue to Apollo. The attempt has been made to solve the Homunculus-Homo problem by looking across to the supersensible world; but that too has been unsuccessful. And Proteus himself energetically denies that anything is to be gained from the Telchines for the transformation of Homunculus into Homo. And what happens next? There now appear the Psylli and the Marsi, kinds of snake-demons, who bring with them the previously described shell-chariots of Galatea. The Psylli and Marsi are demonic snakes, who draw into the spiritual the souls of human beings; at the same time they are servants in the world man inters on leaving his physical body. In that world there is no separation between the purely animal and the purely human, the animal from passes over, merges, into the human. Now after being shown by means of the sailor boys, and the Dorides who represent that world, how difficult it is to put before man the relation of the spiritual world to the world of the senses, we then see the shattering of Homunculus against the shell-chariot of Galatea. There is deep meaning in the Dorides thus ushering in the sailor lads in this scene. The Dorides are demonic beings of the sea, the sailors, human beings. Goethe is wishing to show how man is abel to approach spiritual beings from the other side of existence, and how destiny (we are distinctly told the sailor lads have been saved by the Dorides) brings man into connection with the Gods. But here in physical life this relation is immediately broken down; there is no continuous connection when the superphysical and physical wish to unite—the Gods will not suffer it. Then at the end of this scene we ar confronted by this wonderful picture. After everything ha been tried through majestic Imaginations to turn Homunculus into Homo, there follows, as the highest, nearest, most significant approach to the solution of the riddle of man, the actual plunging of Homunculus into the generative force of nature in so far as it shows itself through the moonlit, moon-enchanted ocean waves. Into these waves Homunculus now plunges. And what do we see at the end of the scene? A flashing-up, a flaming forth, a manifestation of all the elements—earth, water, fire, air, all these elements overpower what is here taking place. And it almost seems to us that sunk with our cognition into sleep, we ourselves learn to know the Imaginations which, in the other side of existence, can alone interpret the riddle of humanity—it seems then, that through the rolling on of the generative forces we are called back into the life we must live out in the body. I told you yesterday that the force underlying impregnation, conception, pregnancy, embryonic life and birth, is only a more extended, more intensive form of the same force as that which lures us back from our nightly sleep, or from the sleep of cognition, to physical waking existence. These forces are identical. Every morning when we wake, the force that wakes us is, though different in intensity, the same as that by which a human being is conceived, carried as embryo, and born. One only of these is seen here on earth, and that merely in its external, not in its deeply mysterious, inner aspect. The other passes over us unperceived. The holy mystery of waking is unperceived in its passing. We sink down into a spiritual world, we are submerged in a spiritual world; we wake up, take possession of our body, and are in the physical world of the senses. There are, nevertheless, even among those who are not clairvoyant, some men who when they are asleep know quite well what is actually living above, and through their sleep dreamily experience the spiritual world in its reality. Then they wake through the same force as the one living in Galatea's shell-chariot—the generative force of nature with which Homo-Homunculus unites himself on his way to becoming man. Some men know this even when not clairvoyant. There is, however, in clairvoyance, a knowledge that is perfectly clear concerning this waking. It may be understood in imagination only as a diving out of the spiritual world, down into the physical world of the senses, the world that lives in the elements of fire, water, earth, air. And on returning to this reality, all we think to have gained above in the other world, towards making a Homo of Homunculus, is dashed to pieces. Faust is to plunge into the reality of ancient Greece; he is to meet Helen in person. And when you turn the page from the mighty finale of this scene where it runs:
When you turn the page, you come to the third act:
Faust is to enter Greek reality, he is to be wakened out of spiritual perception, highest spiritual perception, of the Homunculus-Homo problem, wakened into the Greek world. He is to wake there consciously, as Goethe wished to do; the moment of waking has to be brought about so as to show that what has been perceived in the spiritual world, in the supersensible, concerning the riddle of man, is shattered when the descent is made again into the external, physical reality of the body. That is an external process in nature, when the moon disappears and dawn breaks. But man today experiences this relation at best as something allegorical, symbolic or poetic. The reality underlying it is little recognised. We meet it here in something that is at the same time an embodiment of the problem of knowledge and also of true poetry. Goethe has indeed succeeded in leading Faust into the supersensible world in a noble way, and in making him wake to life in Greek reality. We might remind ourselves here that it was during the eighties of the eighteenth century that Goethe took flight to Italy—for it was indeed a flight. Having studied nature in the north, he then wished to discover, for the benefit of his conception of the riddle of the world, what he believed that art of the south alone could give him. He gained much for we know what Goethe had become by the nineties of the eighteenth century. By then he had grown older, and that means younger in soul, for as a man outwardly ages, in his soul he grows young—youngest of all when he comes to dying. The life of the soul runs backward.—And so we come to about the year 1829. We may trace and experience what Goethe may then have felt: If, when I had the opportunity of really penetrating the art of the south, of making the spirit of Greece alive before my soul, if at that time I had only been able to take the plunge into the spiritual world that I now merely divine, how much richer, more intensive, all my experience would have been.—The characteristic mood of this second part of Goethe's Faust depends on our recognising in it an artistic representation of what has been experienced in life by a soul grown young again, a soul who in thus growing young has been enriched to a very high degree. That is why no philistine will be able to make much of this second part of Faust. And I can perfectly understand it when Schwaben-Vischer, the so-called V-Vischer, in many ways so spiritually minded, and who has said so much that is good about Goethe's Faust, has found that this kind of thing is tedious—the cobbled together patchwork of an old man. But philistinism, my dear friends, however learned and intelligent, can never penetrate into all the poetry, the lofty poetry, of the second part of Faust. No one can enter into this who does not allow his poetic sense to be warmed through, fired, by what spiritual vision gives. Tomorrow, after the performance, we will say more about this scene, in connection with Goethe shown there concerning his own impulses. |
109. The Principle of Spiritual Economy: The God of the Alpha and the God of the Omega
25 May 1909, Berlin Tr. Peter Mollenhauer Rudolf Steiner |
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By leading us—at least in thinking—into the spiritual world, anthroposophy has certain beneficial qualities in common with sleep. The cares and worries that issue from the things of the sense world are obliterated in sleep. |
Knowing all this, the Masters assigned the mission of proclaiming anthroposophy in the present age to those who have already attained a high level of understanding. It is essential that Spiritual Science begin now to become a spiritual impulse of our time. |
109. The Principle of Spiritual Economy: The God of the Alpha and the God of the Omega
25 May 1909, Berlin Tr. Peter Mollenhauer Rudolf Steiner |
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Berlin, May 25, 1909 It is often emphasized, and with good reason, that Spiritual Science should not simply be a theory about the world, life, and the human being, but that it should become the most profound content of the human soul: that which gives life its meaning. If one approaches Spiritual Science with the right attitude, it can indeed become the very substance of life within a human being. However, let me stress emphatically that it can take on this function only gradually, little by little, because Spiritual Science is much like everything that grows and develops: first it must have a seed that keeps growing, and then by virtue of this growth it becomes ever more effective. It is also a fact that nobody could hope to extract from Spiritual Science the right way of life just by an intellectual understanding of its truths. Judging Spiritual Science by its outward features, one may come to the conclusion that it is a view of the world, albeit one that is more comprehensive and sublime than others. But no, it is still something else, for what other theory would be able to advance those comprehensive ideas about Saturn, Sun, and Moon? What other theories of the world today would dare to make very concise statements about this? None, because they end up with abstract concepts when they attempt to raise themselves above the objects we perceive with our physical eyes and ears. Such theories and conceptions of the world can offer only vague concepts about the divine that weaves and works behind material reality. As far as other less ambitious truths are concerned, such as the doctrines of reincarnation and of karma, Spiritual Science is also far ahead of anything traditional science has to offer when it talks about the evolution of the human being. To be sure, science too could adopt these doctrines for if one really wants to draw the proper conclusions from the materialistic-scientific facts, reincarnation and karma would long have been popular ideas. However, because modern scientists have not dared to come to these conclusions, the discussion about the subject has simply been put to rest. Evolution from the perspective of natural history and of history is discussed, but nobody wants to hear anything of the true evolution of the human individuality, which continues from one life to another and carries the human soul into the future. Those who observe life properly will be compelled by its very consequences to embrace the doctrine of the four members of the human constitution, which is also revealed by clairvoyant investigation. But because thinking in the modern age lacks all courage, this doctrine is proclaimed only by Spiritual Science, which as a body of knowledge is in many ways ahead of other conceptions of the world and of the philosophies presented to human beings at the present time. However, when all has been said and done, all that is not the real fruit of Spiritual Science. Its fruit does not consist in the fact that one accepts its teaching as satisfying and far- reaching. We cannot have the fruit without the seed. What we develop today as the fruit of the anthroposophical world view can make our hearts happy and warm our capacity to love. Yet nobody can enjoy this fruit of our spiritual scientific world view without the seed, that is without spiritual scientific knowledge itself. People may say: Of what use are these ideas about reincarnation and karma, or about the members of the human constitution and the evolution of the world? What is really important is the development of human love and of moral character. To this I would answer: Certainly, that is important, but true human love that is fruitful for the world is possible only on the basis of knowledge—Spiritual Scientific knowledge. As a branch of knowledge, Spiritual Science has an advantage over other world conceptions in many areas. When it is experienced by us in a truly intimate manner, when we do not tire to awaken in our souls time and again those great comprehensive thoughts and carry them with us, then we will see that this body of teaching can in a very definite sense become the content and substance of one's life. Spiritual scientific teaching is a body of ideas that leads us into super-sensible worlds, and in spiritual scientific thinking we must therefore soar to higher worlds. Every hour spent in spiritual scientific study means that the soul reaches out beyond the concerns of everyday life. The moment we devotedly give ourselves to the teaching, we are transported into another world. Our ego is then united with the spiritual world out of which it was born. Thus, when we think in a spiritual scientific way, we are with our ego in our spiritual home, at the fountainhead from which it came. If we understand this in the right sense, then we can truly compare spiritual scientific thinking with that state of consciousness that we recognize from the spiritual point of view as sleep. When human beings fall asleep at night and sleep themselves into a spiritual world, then they have transported the ego into the world whence it was born and from which it emerges every morning so that it can pass into the world of the senses within the human body. In times to come, the soul will live consciously within this spiritual world; however, at the present such is normally not the case. And why not? It is because in the course of the ages consciousness of the spiritual world has become weaker and weaker in the ego. In the Atlantean epoch the ego during sleep saw itself surrounded by divine-spiritual beings, but after the Atlantean catastrophe the ego was pushed out into the world of the senses and increasingly lost its capacity to gaze into the world that it inhabits during sleep. The idea that the ego is blotted out at night and resurrected in the morning is absurd. It is in the spiritual world but is not conscious of it. Spiritual scientific thinking gives us the strength to tie ourselves consciously, little by little, to these spiritual realities. By leading us—at least in thinking—into the spiritual world, anthroposophy has certain beneficial qualities in common with sleep. The cares and worries that issue from the things of the sense world are obliterated in sleep. If human beings are able to sleep and their thinking is blotted out, they forget all worries. That is the most beneficent effect of sleep, an effect resulting from the fact that the ego lets the forces of the spiritual world stream into it during sleep. These spiritual streams contain strengthening forces, the effect of which is to help us forget our worries and cares during sleep and also to repair the damage that such worries and cares have inflicted upon our organism. The injuries caused by the sense world are healed by spiritual powers—hence the refreshment, the regeneration that every healthy sleep bestows upon us. In a higher sense, these then are the qualities that spiritual scientific thinking has in common with sleep. Spiritual thoughts are powerful if we accept them as living forces. When we elevate ourselves to the thoughts that are connected with the past and the future of the earth and allow these momentous events to work on us, then our keyed-up soul will be drawn to these events, far away from the worries of the day. Thoughts of how the ideal of our own sovereign will grows for us out of karma—this plan of destiny—give us courage and strength so that we say to ourselves: “However insurmountable some of the problems of our lives may be today, our strength will grow from one incarnation to the next. The sovereign will within us is becoming stronger every day, and all the obstacles will help us to strengthen it even more. In the process of overcoming these obstacles, our will is going to develop ever more, and our energy is going to increase. The trivialities of life, all the inferior things in our existence, will melt away as the hoar does in the sun—melted by the very sun that rises in the wisdom that permeates our spiritual thinking. Our world of feeling is made to glow throughout and becomes warm and transillumined; our whole existence will be broadened, and we will feel happy in it.” When such moments of inner activity are repeated and we allow them to work on us, a strengthening of our whole existence into all directions will emanate from this process. Not from one day to the next, to be sure, but constant repetition of such thoughts will bring about the gradual disappearance of our depressions, lamentations about our fate, and an excessively melancholy temperament. Spirit knowledge will be medicine for our soul, and when that happens, the horizon of our existence widens and implants in us that way of thinking that is the fruit of all spirit knowledge. This resulting way of thinking and feeling, this attitude of mind and heart, must be considered the ideal state to which spiritual scientific endeavors can lead. All discord, all disharmonies of life will disappear opposite the harmonious thoughts and feelings that bring about an energetic will. Thus, spiritual investigation proves to be not just knowledge and doctrine, but also a force of life and a substance of our soul. Seen in this light, Spiritual Science is capable of working in life in such a way that it frees human beings from cares and worries. And that is how it has to work in our time, for it owes its existence not to arbitrariness, but to the knowledge that it is needed. The individualities who in their knowledge were far ahead of normal human beings, the Masters of Wisdom and of the Harmony of Feelings, knew that Spiritual Science had to flow into our culture if it was not to wither. Spiritual Science is a new sap of life, and humanity needs such new sap from time to time. Spiritual Science is the stream necessary for our time. Those who have a feeling for these great truths should hurry to us and absorb the truths so that they can be salt and ferment for the spiritual life of all humanity The striving individual must see this as a sort of duty. It is not difficult to understand why the highest authorities have issued a call for Spiritual Science in our time precisely so that those with open hearts and unprejudiced minds may be assembled. We have been viewing with our souls post-Atlantean humanity and have traced its cultural epochs from the ancient Indian down to our own fifth post-Atlantean epoch. We have seen that during this time human beings lost their consciousness of the spiritual world bit by bit. In the first epoch, the ancient Indian, human beings still had a profound yearning for the spiritual world. The world of the senses was considered maya, illusion. Then came the ages that issued a call to human beings to do external, physical labor. Human beings had to learn to love the world of the senses because only then were they able to cultivate it. At this time, human beings no longer said that the external world was nothing but maya. On the contrary, human beings now had to immerse themselves into the world and work on it with their faculties and wisdom. That, however, resulted in human beings' gradually losing the consciousness of the spiritual world so that Zarathustra, the initiator of the Persian culture, felt compelled to tell his disciples: “All living beings are called into existence by the force that streams from the sun as physical force. But this physical force is not the only thing. In the sun lives Ahura Mazdao—the spiritual Sun Being.” It was necessary to demonstrate to people how the material world is but the physical expression of the spiritual world. Thus it was first in the ancient Persian epoch that there arose the sentiment that would express itself as follows: “Certainly, what the sun shines upon is maya, but I must seek the spirit behind this maya. The spiritual world is always around me, but I cannot experience it with physical eyes and ears. I can experience it only with super-sensible consciousness. Once this consciousness has been awakened, then in the physical existence also can I recognize the Great Spirit of the Sun with all its subordinate beings who also belong to the Sun. But an age is approaching when my soul will no longer have this knowledge.” It was difficult to transmit this knowledge fully to human beings. They must gradually be made more mature through renewed incarnations in order to recognize the divine-spiritual element behind all physical phenomena and to understand that all of nature is permeated by it. In the ancient Persian culture, human beings were still capable of recognizing the divine element in this life, but they were unable to take this consciousness into the time period between death and rebirth. For the peculiar thing in this epoch was that consciousness between death and rebirth became increasingly darker. By contrast, let us look at the soul of an individual in ancient India. When it passed through death into the other world, it lived there among spiritual beings in a comparatively light-filled world. In the Persian culture, such was less the case; the world between death and rebirth had become darker. Obstacles between various souls accumulated, and the soul felt lonely; in a manner of speaking, it could not extend its hand to another soul. But that is the difficult and dark side of life in the spiritual world: the soul may not share its path with others. In the Egyptian epoch, a substantial part of the soul's capacity to link up with other souls had already been lost to such an extent that the soul longed for the preservation of the physical body, which was to be preserved in the mummy. The reason for this was that the soul sensed it had very little strength that could be taken into the life between death and rebirth. Human beings at this time wanted to preserve the physical body so that the soul might be able to look down on it as on something that belonged to it, thus compensating for the power it no longer had in the spiritual world. Cultural phenomena such as mummification are deeply connected with the evolution of the human soul. An Egyptian had the notion that in death he would be united with Osiris. He said these words to himself: “Long ago, in ancient ages, the soul was able to gaze into the beyond. It has now lost this visionary power, but it can make up for the loss if in this life it develops qualities by which it will become more and more like Osiris himself. The soul will then itself become Osiris-like and will be united with Osiris after death.” And so, by clinging to Osiris, the soul tried to create a surrogate for everything that could no longer be preserved from ancient times. However, what Osiris was unable to give to the human soul is told in an Egyptian legend, whereby Osiris was once living with human beings on earth, until his evil brother Seth shut him up in a wooden box similar to a casket. This means that Osiris did live on earth with human beings when they were still more spiritual. But then he had to remain in the spiritual world because he was too sublime to fit into the physical human form. Similarly, if the soul wanted to create a substitute for the lost spiritual power of vision between death and rebirth, it had to become a being that is too sublime, too good for the human form. By becoming similar to Osiris, the soul would be able to overcome its loneliness in the beyond, but it could not take into a new incarnation what it had received in the spiritual world through the characteristics it had in common with Osiris. This is so because, after all, Osiris was not suited for this physical incarnation. The grave danger threatening humankind in those times was that incarnations were steadily deteriorating because there could be no new influx of spiritual forces. Only what had remained from ancient ages could be further developed, and all that reached its ultimate maturity in Graeco-Roman times. This was made manifest in the magnificent art of the Greeks—the mature fruit from earlier blossoms. Greek art was the finest fruit of the heritage bequeathed to humanity beginning with primeval times. But hand in hand with this accomplishment came the feeling of deep darkness in the life between death and new birth, and a noble Greek individual was right when he said: “Better to be a beggar in the upper world than a king in the realm of the shadows.”44 Yes indeed, human beings in Greece and the Roman states possessed so much to delight and satisfy their senses, but they could take nothing with them into the life between death and new birth. Then came the event of Golgotha—the event that is of significance not only for the external physical world, but also for all the worlds through which a human being must pass. The moment when the blood flowed from the wounds of the Redeemer, when the corpse was hanging on the cross, the Christ appeared in the underworld and kindled the light that once again gave sight to the souls below. And the soul was able to realize from that moment on that once again strength could also be derived from the world below and benefit the physical world. No longer does the soul endeavor to unite itself with Osiris in order to have a surrogate for the loss of vision. From now on, it could say to itself: “In the underworld, too, I can find the light of Christ—that which has immersed itself into the earth, for the Christ has become the spirit of the earth. And now I imbibe a new force from a spiritual fountainhead, a force that I can take back to earth when I return for a new incarnation.” What was necessary so that this force could flow into the soul in the right way? A complete reversal in the way human beings looked at the physical world was necessary. First, let us ask what the people in ancient India experienced when we reconstruct what one of them might have said: “This world is maya, the great illusion. Whenever I perceive this world and relate myself to it, I have fallen victim to the illusion. Only by withdrawing from it and by elevating myself to primeval spiritual things beyond the world of the senses can I be in the world of the gods. Only by withdrawing from the outer world can I traverse through my inner being that has remained with me as an ancient legacy of these spiritual worlds and thus return to my ancient home. I must return to this primeval holy realm from which I once started out to the world of the senses, and I can return only by giving free rein to my spiritual powers, thereby diverting my attention from the lure of the outer world.” In the days of the ancient Indian culture it was possible for human beings to take this step back into the far-distant past. Inside of them, they had retained much of the force that could help an individual, if properly applied, to find the way back to the old gods. Thus did the human being in ancient India find his Devas, the beings from whom everything had come into existence. Now came the epoch of ancient Persia, when the human soul had lost much of the power that was like a legacy from ancient times. If in this epoch the soul had said: “I will turn back because I do not wish to remain in this world,” it would not have found the ancient gods because the power to make that possible was no longer adequate. This fact is related to the evolution of humanity. Had the soul attempted to divert its gaze away from the outer world and consider it as nothing but maya, this would have led to its seeing not the higher gods, but rather the subordinate Devas who were evil spiritual beings that did not belong to the ranks of higher gods. Because this danger existed, the soul had to be shown how this world of the senses could be seen as the outward expression of the spiritual by starting from the world of the senses and not turning away from it. In looking up to the sun, the soul learned to see in it not only its external physical sun force, but also the Sun God Ahura Mazdao, and thereby it learned to know something of the divine-spiritual reality. The soul of the ancient Persian had become too weak to activate the spiritual forces that could lead it back to the ancient gods. Hence, it had to be educated to pierce through the veil of materiality covering the spiritual. In the outer world the evil Asuras lay hidden, but human beings were not yet capable of seeing the beneficent spiritual beings beyond the world that was regarded as maya. That is why all names for spiritual beings came to be reversed during the time between the Indian and the Persian epochs. Devas were the good beings in ancient India, but in the Persian culture, they became the evil gods. The true reason for this reversal is evident from the continuing development of the human soul; in relation to the external world it had become increasingly stronger, in relationship to the inner world, increasingly weaker. Preparation for what was to come was now made by those beings who guide and direct human evolution. After Zarathustra had learned to look up to the sun and see in its aura the Sun God, he knew that this Sun God was no one else but the Christ-Spirit, who at that time could reveal Himself only from outside the world. The human being in his soul here on earth could not yet perceive the Christ-Being. The being that was formerly seen in the sun and had been given the name Ahura Mazdao had to descend to earth because only then could the human being learn from within to recognize a Deva, a divinely spiritual principle, within his own soul. In the age of ancient Persia, life in the human body was not yet capable of receiving the Christ-Spirit, let alone be permeated by it. All that had to happen slowly and gradually. We must acquaint ourselves with the thought that the gods can reveal themselves only to those who prepare themselves as recipients of a revelation. Deva, the god who can be perceived through our inner forces, could appear only to that part of humanity that had prepared itself for his coming. Everything in human evolution comes to pass slowly and gradually, and evolution does not proceed everywhere in the same manner. After the Atlantean flood, the tribes had migrated to the East. Since they settled in various regions, their development also differed. What enabled the ancient Indian to have a vivid feeling for the spiritual world? This happened because the evolution of the ego in this part of the world had taken a very special course. In the people of ancient India the ego had remained deeply entrenched in the spiritual world so that it was disinclined to make much contact with the physical world. It was the peculiar characteristic of an individual in ancient India that he or she would cling to the spirituality of preceding ages while at the same time confining relations with the physical world to a minimum. Since the individual in ancient India did not want to connect his or her ego with the physical world, the achievements of external civilization have not blossomed in India or in many other regions of the East where people by and large seem to have lacked inventive genius. By contrast, the inventiveness of the people in the West prompted them to take hold of the external world since they considered it their task to cultivate and improve it. Ancient Persia formed, as it were, the boundary between East and West. The people who paid little attention to the material existence in this world tended to settle and remain in the East. That is why the teaching of a Buddha was still necessary for the people of the East six hundred years before Christ. Buddha had to be placed into world evolution at this juncture because it was his mission to keep alive in the souls the longing for the spiritual worlds of the past, and that is why he had to preach against the thirst for entering the physical world. However, he was preaching at a time when the soul still had the inclination, but no longer the capacity, to elevate itself into the spiritual worlds. Buddha preached to human beings the sublime truths about suffering, and he brought to them the insights that could lift the soul above this world of suffering. Such teaching would have been unsuitable for the Western world. It needed a doctrine that was in tune with the people's inclination to embrace the physical world and that could be summarized by the following explanation: “You must work in the outer world in such a way that the forces of this world are placed in the service of humanity; but after death, you can also take the fruits of your life into the spiritual world.” The peculiar essence of Christianity is usually not properly understood. In the Roman world it did not appeal much to those who were able to enjoy the treasures and riches of this world, but those who were condemned to toil in the physical world liked Christianity. They knew that in spite of all their work in the physical world, they were developing something in this life that they could take with them after death. Such was the feeling of exaltation inspiring the souls of those who accepted Christianity. Human beings could say to themselves: “By setting up Christ as my ideal, I develop something in this world that cannot be annihilated even by death.” This consciousness could develop only because Christ had actually been on earth not as a Deva, but as a being who had incarnated in a human body and who could be a model and an ideal for every human being. For this to happen, the impulse and the proper forces had to be created, and this preparatory work had been done by Zarathustra. He had experienced so much that he was prepared to take this mission. In ancient Persia, Zarathustra had been able to behold the Sun God in the aura of the sun, but he had had to prepare himself for that task in earlier incarnations. During the era that was still inspired by the teachings of the Holy Rishis, Zarathustra had already gone through some sublime experiences in incarnations. He had been initiated into the teachings of the Holy Rishis, having absorbed them stage by stage in seven subsequent incarnations. Then he was born into a body that was blind and deaf, which afforded him as little contact with the outer world as was possible. Zarathustra had to be born as a human being who was practically nonsusceptible to outer sense impressions, and then out of his innermost being the memory of the teachings of the Holy Rishis from a previous incarnation welled up in him. And at that moment the Great Sun God was able to kindle in him something that went ever further than the wisdom received from the Holy Rishis. That experience awakened in him again in his next incarnation, and it was then that Ahura Mazdao revealed himself to Zarathustra from without. You can see, therefore, that Zarathustra had experienced a great deal before he could become the teacher and inspirer of the people of ancient Persia. We also know that Moses and Hermes were his disciples and that he gave his astral body to Hermes and his etheric body to Moses. Moses was the first to proclaim the teaching that emanated from the Akasha Chronicle, the teaching of the “I am the I am.” (Ejeh asher ejeh). And thus Zarathustra prepared himself slowly for an even greater and more prodigious sacrifice. When Zarathustra's astral body reappeared in Hermes and his etheric body in Moses, his ego—whose development had steadily progressed—was able to form a new astral body and a new etheric body for the new incarnation, commensurate with the full powers of the ego. And six hundred years before Christ, Zarathustra was born again in the land of Chaldaea and became the teacher of Pythagoras under the name Zarathos, or Nazarathos. Within the Chaldaean culture he then prepared the new impulse that was to come into the world. This is reflected in that passage of the New Testament that speaks of the Three Wise Men from the East who came to greet the Christ as the new Star of Wisdom. Zarathustra had taught that the Christ would come, and those who were left as disciples of this significant Zarathustra doctrine knew at what point in time the great Impulse of Golgotha would arrive. There is always a certain connection between great individualities of the world, such as Buddha, Zarathustra, and Pythagoras, because what is at work in the world is a force—a fact. Great spirits work together, and they are born into a certain age for a purpose. Likewise, the great impulses in human evolution weave themselves into each other. Zarathustra had pointed to the One who was to make it possible, through the Event of Golgotha, for human beings to find the world of the Devas through the force of their own inner being; moreover, they would be increasingly able to do so as they developed forward into the future. And in the same epoch, the Buddha was teaching: Yes, there is a spiritual world, compared to which the whole world of the senses is maya. Turn your steps back into the world in which you were before the thirst for an earthly existence awakened, and then you will find Nirvana—rest within the divine! Such is the difference between the teachings of Buddha and Zarathustra. Buddha taught that the human being can reach the divine by going back; Zarathustra, in his incarnation as Zarastra, taught that the time is approaching when the light will incarnate within the earth itself, which will enable the progressive soul to come closer to the divine. Buddha said, the soul would find God by going back; Zarathustra said it would find Him by going forward. Regardless of whether you regress or progress, whether you seek God in the Alpha or in the Omega, you will be able to find Him. What is important is that you find Him with your own heightened human power. Those forces necessary to find the God of the Alpha are the primal forces of a human being. However, the forces necessary to find the God of the Omega must be acquired here on earth by striving human beings themselves. It makes a difference whether one goes back to Alpha or forward to Omega. He who is content with finding God and just wants to get into the spiritual world has the choice of going forward or backward. However, the individual who is concerned that humanity leave the earth in a heightened state must point the way to Omega—as did Zarathustra. Zarathustra prepared the way for that part of humanity that was to become involved with the very forces of the earth. Yet Zarathustra also fully understood the Buddha, for their quest was ultimately the same. What was Zarathustra's task? He had to make it possible for the Christ-Impulse to descend to the earth. Zarathustra was reborn as Jesus of Nazareth, and because of what had transpired in the previous incarnation, his individuality was able to unite itself with many a force that had been preserved as a result of spiritual economy. The world is profound and truth is complicated! There was also interwoven in Jesus of Nazareth the being of the Buddha. It had advanced on different paths because many powers work in the one who is supposed to have an influence on humankind. The ego of Jesus left the physical, etheric, and astral bodies at baptism in the Jordan River, and the Sun God—the Christ-Spirit—entered and lived three years in the bodies of Jesus of Nazareth. And this is how Zarathustra had prepared humanity to be the recipient of the Christ-Impulse. An important moment in the evolution of the earth had arrived with these events. It had now become possible for human beings to find God in their innermost being; in addition, they were now able to take something with them from the life between death and new birth into the new incarnation. And now, in our own age, there are already present souls who feel strongly enough that they have been in a world illumined by the Light of Christ. The fact that this is dimly divined in many a soul means that human beings today are capable of receiving and understanding the teachings of Spiritual Science. And because such people exist today, the Masters of Wisdom and of the Harmony of Feelings have expressed the hope that such people will also feel the truths of Spiritual Science and will make them the very substance of their lives. Knowing all this, the Masters assigned the mission of proclaiming anthroposophy in the present age to those who have already attained a high level of understanding. It is essential that Spiritual Science begin now to become a spiritual impulse of our time. Christ Himself has prepared human souls for Spiritual Science, and it is guaranteed to stay in this world for the simple reason that the Light of Christ, once kindled, can never be extinguished. Once we inspire ourselves with the feeling that the stream of anthroposophical spirituality is a necessity, then we are immersed in it in the right way, and it will always stand before us as an unshakable ideal. Yes, the human personality had to develop to such an extent that light could descend and say in a human body: “I am the Light of the world!” The Light of the World first came down into the soul of Zarathustra and spoke to it. Zarathustra's soul understood the meaning of this universal light and sacrificed itself so that these significant words would go out to all humanity—from a human body: “I am the Light of the World.”
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104. The Apocalypse of St. John: Lecture I
18 Jun 1908, Nuremberg Tr. Mabel Cotterell Rudolf Steiner |
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The world and all it contains will at length become to one who applies Anthroposophy to life more and more a physical expression of divine spiritual realities; and when he observes the visible world around him it will be to him as if he penetrated from the mere features of a person's face to his heart and soul. |
I shall postpone to the last lectures what is to be said about the historical part of the Apocalypse until we have understood what is contained in the Apocalypse. To those who have studied Anthroposophy but little, there can be no doubt that even the introductory words of the Apocalypse show us what it is intended to be. |
104. The Apocalypse of St. John: Lecture I
18 Jun 1908, Nuremberg Tr. Mabel Cotterell Rudolf Steiner |
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During the next few days we are to occupy ourselves with a very profound theosophical subject. Before beginning our studies let me express my great satisfaction that we are able to place before friends from so many parts of Germany, and indeed of Europe, this deep and important subject. Especially do I express it to our friends in Nuremberg, who for their part are certainly not less happy than the speaker to cultivate for a short period of time anthroposophical life in this city in common with our foreign friends. There has always been in this city a very earnest search for the knowledge of great spiritual truths, and a deep understanding of anthroposophical life, of the true anthroposophical attitude towards life, has always been manifest. This kind of life which is only understood when our anthroposophical doctrines are not merely a theoretical interest, but something which spiritualizes, kindles and uplifts our inmost life, links us in closer bonds with our fellow-men and with the whole world. It means much to man to feel that everything he sees in the outer world in his objective sense-existence can be recognized as the external physiognomy of an invisible super-sensible existence lying at its foundation. The world and all it contains will at length become to one who applies Anthroposophy to life more and more a physical expression of divine spiritual realities; and when he observes the visible world around him it will be to him as if he penetrated from the mere features of a person's face to his heart and soul. All that he sees externally, the mountains and rocks, the vegetation of the earth, the animals and human beings, human activities—everything in the world surrounding him—will be to hint the physiognomical expression, or the countenance, as it were, of a divine existence lying behind it. From this mode of observation new life rises up within him and permeates him; and a different, a noble enthusiasm fires all that he wishes to undertake. Let me give you a small symptomatic example from my experience on one of my latest lecture tours, showing how significant world history is when looked upon as the expression of the divine spiritual, and how it can speak to us in a new language. A few weeks ago in Scandinavia I noticed that in the entire life of Northern Europe there is still an echo of that ancient period of the Norse world when all spiritual life was permeated by the consciousness of the beings who were to be found as the gods of northern Mythology. One might say that in those countries one may hear the echoes everywhere of what the Initiates of the Druidic and Trotten Mysteries imparted to their pupils and which constituted the old Norse spiritual life. One becomes aware of the magic breath of that spirit life pervading the North; one sees something like the expression of beautiful karmic connections. One feels oneself placed—as it was my privilege in Upsala—in the midst of all this, when one contemplates the first German translation of the Bible, the Silver Codex of Ulfilas ... It came to Upsala through karmic complications of a peculiar kind. It had previously been in Prague. In the Swedish war it was taken as booty and brought to Upsala, and there it now lies; a token of something which can be penetrated by one who is able to look a little more deeply into the nature of the ancient Mysteries. The Mysteries within the ancient European civilizations in which pupils were taught how to penetrate into the spiritual world were all pervaded and permeated by a remarkable characteristic, which could be observed more deeply by those who received initiation in those ancient tines. Their hearts were filled with a feeling of tragedy when it was made clear to them that although they were indeed able to glimpse the secrets of existence, nevertheless, something would appear in the time to come which would give the most complete solution of the riddle. They were shown again and again that a higher light was to ray into that knowledge which could be given in the ancient Mysteries. One might say that in all these Mysteries it was prophetically indicated what was to come about in the future, namely, the appearance of Christ Jesus. The undertone, the attitude of expectation, this mood of prophecy lay in the nature of the Northern Mysteries. The statement I am now about to make must not be pressed too far or too sharply outlined in thought. It is only intended to express symptomatically the deeper truth which lies behind in the legend of Siegfried, which has remained like a last page out of the traditions of the old German Mysteries, there is something like an echo of that mood. When we are shown that Siegfried is really the representative of the ancient nordic initiation, that on the place where he is vulnerable there lies a leaf, that this place is on his back, then one who is able to feel such a thing symptomatically feels: That is the spot on the human being where something different will rest, when such injury as the initiates of the ancient Northern Mysteries experienced can no longer touch him. This spot the Cross shall cover, there the Cross of Christ Jesus shall rest. It did not yet rest there in the case of the initiates of the ancient Northern Mysteries. In the old Mysteries of the German peoples, this is indicated in the legend of Siegfried. Thus even here is symptomatically indicated how the ancient initiations of the Druids and Trotten should be thought of as harmonizing with the Christian Mysteries. The placing of the first German translation of the Bible in the northern world reminds one of this like a physiognomic gesture. And the fact that it is like a karmic chain may also appear symbolically to you by the circumstance that eleven leaves were once stolen from this Silver Codex and that the one who possessed them later on felt such qualms of conscience that he would not keep these eleven leaves and so returned them. As already said, these things ought not to be pressed too far, but they may be taken as a pictorial representation of those karmic developments which come to physiognomical expression in the placing of the first German translation of the Bible in the northern world. And just as in the case of this historical event, so will everything which meets us in life, great or small, also be deepened and irradiated with a new light through the anthroposophical outlook, which sees everything physically perceptible as the physiognomical expression of super-sensible spirit. May we, during this course of lectures, be filled with the conviction that this is the case, and may the spirit and feelings which are to fill our hearts and minds during this series of twelve lectures proceed from this conviction. In this frame of mind let us approach these lectures which will deal with the most profound document of Christianity, the Apocalypse of John. The deepest truths of Christianity can be considered in connection with this document, for it contains nothing less than a great part of the Mysteries of Christianity, the profoundest part of what may be described as esoteric Christianity. It is therefore not to be wondered at that of all Christian documents this one has been most misunderstood. Almost from the beginning of the spiritual movement of Christianity it has been misunderstood by all who were not really Christian initiates. And it has always been misunderstood at various times according to the prevailing thought and disposition of those times. It has been misunderstood by the ages which, one might say, have thought in a spiritually materialistic way; by the ages which have forced great religious movements into one-sided fanatical party affairs; and it has been misunderstood in modern times by those who, its the grossest and most sense-bound materialism, believed themselves able to solve the riddle of the universe. The high spiritual truths announced in the early days of Christianity, and witnessed by those who were able to understand them, are disclosed as far as is possible in writing in the Apocalypse of John, the so-called canonical Apocalypse. But even in the first ages of Christianity exotericists were little inclined to understand the deep spiritual truths contained in esoteric Christianity. Thus in the very first ages of Christianity the idea came into exotericism that things which in the world's evolution first take place in the spiritual, and are recognizable by those who can see into the spiritual worlds—that such purely spiritual proceedings were to take place externally in material life. And so it came about that while the writer of the Apocalypse expressed in his work the results of his Christian initiation, others only understood it exoterically; and their opinion was that what the great seer saw—and of which the Initiate knows that spiritually in it takes place over thousands of years—must happen in the very far future in external life and be visible to the senses. They imagined that the writer indicated something like a speedy return of Christ Jesus, a descent from the physical clouds. As this did not happen, they simply lengthened the period and said, “With the advent of Christ Jesus a new period has begun for the earth as regards the old religious teachings, but”—this again was understood materialistically—“after a thousand years the earliest events represented in the Apocalypse will take place in the physical world.” Thus it came about that when the year A.D. 1000 actually drew near, many people waited for the coming of some power hostile to Christianity, for an Antichrist who should appear in the sense world. As this again did not occur, the period was further extended, but at the same time the whole prediction of the Apocalypse was elevated to a kind of symbolism—whereas the crass exotericists represented this prediction more literally. With the advent of a materialistic world-conception these things were enveloped in a certain symbolism; external events were invested with a symbolic significance. Thus in the twelfth century Joachim of Floris, who died at the beginning of the thirteenth century, gave a notable exploration of this mysterious record of Christianity. It was his opinion that Christianity contained a deep spiritual power, that this power would have to expand more and more, but that historical Christianity had always given this esoteric Christianity an external interpretation. Thus many people came to this point of view, which was that the Romish Church with the Pope at its head, this externalization of the spirituality of Christianity, was something hostile and anti-Christian. And this was particularly fostered in the following centuries through certain Orders attaching higher value to the fervent spiritual aspect of Christianity. Thus Joachim of Floris found followers among the Franciscans, and these looked upon the Pope as being the symbol of Antichrist. Then in the age of Protestantism this conception passed over to those who looked upon the Romish Church as an apostate of Christianity and Protestantism as its salvation. They considered the Pope as Symbol of Antichrist, and the Pope retaliated by calling Luther the Antichrist. Thus the Apocalypse was understood in such a way that each party drew it into the service of its own view, its own opinion. Each regarded the other party always as Antichrist and their own party as having the true Christianity. This continued into modern times when modern materialists developed, with which, for grossness, the materialism I have described as belonging to the early centuries of Christianity cannot be compared. For at that time spiritual faith and a certain spiritual comprehension still existed. Men could not understand, only because they had no initiates among them. A certain spiritual sense was there; for although it was crudely imagined that a Being would descend in a cloud, there still belonged to it a spiritual faith. A spiritual life such as this was no longer possible with the crass materialism of the nineteenth century. The thoughts of a genuine materialist of the nineteenth century regarding the Apocalypse may be described somewhat as follows: “No man can see into the future, for I myself cannot. No one can see anything more than I can see. To say that there are initiates is an old superstition. Such persons do not exist. What I know is the standard. I can scarcely see what will happen in the next ten years, therefore no man can say anything about what is to happen in thousands of years. Consequently he who wrote the Apocalypse, if he is to be taken as an honest man, must have been describing something which he had already seen—for I only know what has already taken place and what I can discover from documents. Therefore the writer of the Apocalypse could see nothing more either. What, therefore, according to this, can he relate? Only what has happened to him. Consequently it is obvious that the events of the Apocalypse, the conflicts between the good, wise and beautiful world and the ugly, foolish and evil world, this dramatic contrast is only intended to represent what the author had himself experienced, what had already taken place.” The modern materialist speaks in this way, it is his opinion that the writer of the Apocalypse describes things as he himself does. What, then, was the most dreadful thing to a Christian of the first century? It was the beast which made war against the spiritual power of Christianity, against the true Christianity. Unfortunately only a few people perceived that there was something behind this, but they did not know how to interpret it correctly. In certain esoteric schools there was a kind of writing in numbers. Certain words which it was not wished to impart in ordinary writing were expressed by figures. And, like much else, some of the deep secrets of the Apocalypse were hidden in numbers, particularly that dramatic event in the number 666. It was known that numbers were to be dealt with in a particular way, especially when such a distinct indication is given as in the words, “Here is wisdom.” “The number of the beast is 666.” When such an indication was given it was known that the figures must be replaced by certain letters, in order to ascertain what was intended. Now those who had heard something, and yet really knew nothing, came to the conclusion in their materialistic conception that when letters were substituted for the number 666, the word “Nero” or “Caesar Nero” resulted. And nowadays in a large part of the literature dealing with the deciphering of the Apocalypse you may read: Formerly people were so foolish that they imagined all sorts of things in connection with this passage, but the problem is now solved. We now know that nothing else is intended than the Emperor Nero. Therefore the Apocalypse must have been written after Nero's death, and the writer wished to say by all this that the Antichrist had appeared in Nero, and that what is contained in this dramatic element is an enhancement upon what had preceded it. We need now only investigate what happened immediately before and we shall discover what the writer of the Apocalypse really wished to describe. It is reported that earthquakes took place in Asia Minor when the struggle between Nero and Christianity was raging. Therefore it was to these earthquakes that the writer was referring in the opening of the seals and the sounding of the trumpets. He also mentions plagues of locusts. Quite correct! We know from history that at the time of the persecution of the Christians by Nero there were plagues of locusts. He was, therefore, speaking of these. Thus the nineteenth century has come to materialize the profoundest document of Christianity so far as to see nothing in it but the description of what may be found by a mere materialistic observation of the world. I have only mentioned this in order to point out how fundamentally this deepest and most important document of esoteric Christianity has been misunderstood. I shall postpone to the last lectures what is to be said about the historical part of the Apocalypse until we have understood what is contained in the Apocalypse. To those who have studied Anthroposophy but little, there can be no doubt that even the introductory words of the Apocalypse show us what it is intended to be. We need only remember that it says that he from whom the contents of the Apocalypse proceeded was placed in an island solitude, which had always been surrounded by a kind of sacred atmosphere, in one of the ancient places of the Mysteries. And when we are told that the author was in the spirit, and that in the spirit he perceives what he gives us, it may indicate to us that the contents of the Apocalypse originate from the higher state of consciousness, to which a person may attain through the evolution of the inner creative capacity of the soul, through initiation. In the Secret Revelation of the so-called John is contained that which cannot be seen and heard in the sense world, and cannot be perceived with external senses; and it is given in the way in which it can be imparted to the world through Christianity. In the Apocalypse of John we have therefore the description of an initiation, a Christian initiation. For the present we need only briefly recall what initiation is. We shall, indeed, go more and more deeply into the question as to what takes place in initiation, and how initiation is related to the contents of the Apocalypse, but to begin with we will only draw something like a rough sketch and paint in the details later. Initiation is the development of the powers and capacities slumbering in every soul. If we wish to have an idea of the manner in which it really takes place we must clearly bear in mind what the consciousness of the present normal man is; we shall then also recognize in what way the consciousness of the initiate differs from that of the ordinary man of the present day. What is, then, the consciousness of the normal human being? It is a changing one; two entirely different states of consciousness alternate, that of the day, and that during sleep at night. The waking day-consciousness consists in our perceiving sense objects around us and connecting them by means of concepts which can only be formed with the aid of a sense organ, namely, the brain. Then, each night, the astral body and the Ego withdraw from the lower principles of the human being, the physical and etheric bodies, and therewith the sense objects around man sink into the darkness; and not only this, for until re-awakening unconsciousness prevails. Darkness spreads around man. For the human astral body to-day under normal conditions is so organized that it is unable of itself to perceive what surrounds it. It must have organs. These organs are the physical senses. Therefore in the morning it must plunge into the physical body and make use of the sense organs. Why does the astral body see nothing when during sleep at night it is in the spirit-world? For the same reason that a physical body without eyes or ears could experience neither physical colours nor physical sounds. The astral body has no organs with which to perceive in the astral world. In primeval times the physical body was in the same position. It too did not yet possess what later was plastically worked into it as ears and eyes. The external elements and forces moulded the physical body, formed the eyes and ears, and thus the world was revealed to man, a world which previously was hidden from him. Let us imagine that the astral body, which is now in the position in which the physical body was formerly, could be so treated that organs could be built into it in the same way that the sunlight plastically moulded the physical eyes, and the world of sound the physical ears in the soft substance of the physical human body. Let us imagine that we could mould organs in the plastic mass of the astral body; then the astral body would be in the same condition as the present physical body. It is a question of moulding the organs of perception for the super-sensible world into this astral body, as a sculptor moulds his clay. This is the first thing. If a man wishes to become a seer, his astral body must be treated as a piece of clay by the sculptor; organs must be worked into it. This was, in fact, always done in the schools of initiation and the Mysteries. The organs were plastically formed in the astral body. In what does the activity consist by means of which it is possible for the astral body to have organs plastically moulded into it? It might be thought that a person must first have the body in front of him before he can work the organs into it. He might say: “If I could take out the astral body and have it in front of me, I could then mould the organs into it.” That would not be the right way, and above all, it is not the way for modern initiation. Certainly an initiate who is able to live in the spiritual worlds could mould the organs like a sculptor, when during the night the astral body is outside. But that would entail doing something with a person of which he is not conscious; it would mean interfering in his sphere of freedom, with the exclusion of his consciousness. We shall see why this has not been allowed to happen for a long time past, and particularly not at the present time. For this reason, even in esoteric schools such as the Pythagorean or old Egyptian, everything had to be avoided whereby the initiates would have to work from outside upon the astral body which was taken out of the physical and etheric bodies of the neophyte. This had to be avoided from the very outset. The first step towards initiation had to be undertaken with man in the ordinary physical world, in the same world where man perceives with the physical senses. But how can this be done? For it is exactly through physical perception coming into earthly evolution that a veil has been drawn over the spiritual world formerly perceived by man, although but dimly. How can one work from the physical world upon the astral body? Here it is necessary that we should consider what happens with regard to our ordinary everyday sense perceptions. What happens in these cases? What happens while man is perceiving all day long? Think of your daily life, follow it step by step! At every step the impressions of the outer world press in upon you, you perceive them; you see, hear, smell, etc. When you are doing your work impressions storm upon you all day long and you work upon these impressions with your intellect. The poet who is not an inspired poet permeates them with his fantasy. All this is true! But all this cannot, to begin with, lead man to the consciousness of the super-sensible spiritual which lies behind the sensible and material. Why does it not come to his consciousness? Because all this activity which man exercises with respect to the surrounding world does not correspond with the essential nature of the human astral body as it exists to-day. When in the primeval past the astral body proper to man saw the pictures of the astral perception rise up—those pictures of joy and sorrow, of sympathy and antipathy—inner spiritual impulses were present, causing something to rise in man which formed organs. These were killed when man had to allow all the influences from outside to stream in upon him, and at the present time it is impossible for anything to remain in the astral body from all the impressions received during the day which could mould it plastically. The process of perception is as follows: All day long we are subjected to the impressions of the external world. These work through the physical senses upon the etheric and astral bodies, until the ego becomes conscious of them. The result of what affects the physical body is expressed in the astral body. When the eyes receive impressions of light, these influence the etheric and astral bodies and the ego becomes conscious of them. So, too, with the impressions made upon the ears and other senses. Thus the whole of one's daily life affects the astral body through-out the day. The astral body is continually active under the influence of the outer world. Then in the evening it withdraws from the physical body. It now has no power in itself to become conscious of the impressions in its present environment. The ancient forces of the distant past were killed with the first perception of the present sense world. During the night it has no power because the entire life of the day is incapable of leaving anything in the astral body which could work formatively upon it. All the things you see around you produce effects as far as into the astral body, but that which then takes place is unable to create forms capable of becoming astral organs. It must be the first step of initiation to allow a person to do something during the life of the day, to allow something to play into his soul, which continues during the night when the astral body is withdrawn from the physical and etheric bodies. Imagine that—pictorially expressed—something were given to a person while he is fully conscious, which he has to do, which he has to allow to happen, and which is so chosen, so constructed that it does not cease working when the day is over. Imagine this activity as a sound, which continues when the astral body is withdrawn; this resounding would then constitute the force which worked plastically on the astral body, as at one time external forces have worked upon the physical body. This was always the first step of initiation—to give a person something to do during the life of the day, which has an after-effect in the life of the night. What is called meditation, concentration, and other practices which a person undertakes during his daily life, are nothing but exercises of the soul, the effects of which do not die away when the astral body withdraws, but reverberate, and then in the night become constructive forces in the astral body. This is called the purification of the astral body, the purification from all that is unnatural to it. This was the first step, which was also called catharsis, purification. It did not yet constitute activity in super-sensible worlds; it consisted in exercises of the soul which the pupil performed during the day as a training of the soul. It consisted in adopting certain forms of life, certain feelings, a certain way of treating life, so that it could reverberate; and this worked upon the astral body until it had been transformed, until organs had developed in it. When the pupil had progressed so far that these organs had developed in the astral body, the next thing was that everything which had been formed there should be imprinted in the etheric body. Just as the characters on a seal are imprinted in sealing-wax, so must everything which has been formed in the astral body be imprinted in the etheric body. This imprinting is the next stage of initiation; it was called illumination. For it brought with it an important stage in initiation. A spiritual world then appeared around the pupil, just as formerly the sense world was around him. This stage is also characterized by the fact that the events of the outer spiritual world do not express themselves as physical objects do, but in pictures. At this stage of illumination the spiritual world first expresses itself in pictures. The pupil sees pictures. Think of the ancient initiate I referred to yesterday who saw the group-soul of a people. When he had progressed to this stage, he at first saw this group-soul in pictures. Imagine an initiate such as Ezekiel, who, when his illumination began, became aware of spiritual beings as folk-souls, group-souls; he felt himself in their midst; he saw group-souls in the form of four symbolical beasts. To begin with, the spiritual world appeared to the pupil in significant pictures—that was the first stage. Then followed a further penetration into the etheric body. What at first was present as the impression of a seal, continued as a further penetration into the etheric body. Then there began to be added to the pictures what was known as the music of the spheres. The higher spiritual world is perceived as sound. The higher initiate having, through illumination, perceived the spiritual world in pictures, begins spiritually to listen to those sounds which are perceptible to the spiritual ear. Then he comes to the later transformation of the etheric body, and afterwards in a still higher sphere something else approaches him. If, for example, there is a screen here and behind it a man is speaking whom you cannot see, yet you may hear sounds. It is somewhat similar with the spiritual world. At first it appears in pictures, then sounds are heard, and then the last veil falls away, so to speak—as if we were to take away the screen behind which the man is standing and speaking. We see the man himself; we see the spiritual world itself, the beings of the spiritual world. First we perceive the pictures, then the sounds, then the beings, and lastly the life of these beings. It is indeed only possible to give a hint of what exists as pictures in the so-called Imaginative world by making use, as symbols, of pictures from the sense world. One can only give an idea of the harmony of the spheres by comparing it with ordinary music. Now what may be compared with the impressions of the beings at the third stage? It is comparable alone with that which to-day constitutes the inmost being of man, his acting in accordance with the divine will. If the pupil works according to the will of the spiritual beings who are helping the world onwards, the being within him will then become similar to these beings and he will perceive in this sphere. He perceives that the element within him which opposes the evolution of the world, which retards its progress, is something which must be thrown off in this world, something which must fall away like a last covering. Thus the pupil first perceives a world of pictures as a symbolic expression of the spiritual world, then a world of sphere-harmony as a symbolic expression of a higher spiritual sphere, then a world of spiritual beings of whom he can to-day only form an idea by comparing them with the depths of his own being, with that which works within him in accordance with the good powers or even in accordance with the evil spiritual forces. The neophyte passes through these stages, and they are faithfully portrayed in the Apocalypse of John. The start is made from the physical world. That which is first to be said by means of the physical world is said in the seven letters. What we wish to do in outer civilization, what we wish to say to those working in the physical world, we say in letters. For the word expressed in the letter can produce its effect in the sense world. The first stage provides symbols which must be brought into relation with what they express in the spiritual world. After the seven letters comes the world of the seven seals, the world of pictures of the first stage of initiation. Then comes the world of the sphere-harmonies, the world as it is perceived by those who can hear spiritually. It is represented in the seven trumpets. The next world, where the initiate perceives beings, is represented by those who appear at this stage and who strip off the shells of the forces opposed to the good. The opposite of the divine love is the divine wrath. The true form of the divine love which carries the world forward is perceived in this third sphere by those who for the physical world have stripped off the seven shells or husks of wrath. Thus the neophyte is led step by step upward into the spheres of initiation. In the seven letters of the Apocalypse of John we have that which belongs to the seven categories of the physical world, in the seven seals that which belongs to the astral imaginative world, in the seven trumpets that which belongs to the higher world of Devachan, and in the seven husks of wrath that which must be cast aside if the pupil wishes to rise into what is spiritually the highest to be attained in our world, because this spiritually highest is still connected with our world. To-day we wished to give merely a sketch of the outer structure of the Apocalypse of John, which serves to show that this is a book of initiation. In our next lecture we shall begin to fill in this brief sketch. |
104. The Apocalypse of St. John: Lecture IV
21 Jun 1908, Nuremberg Tr. Mabel Cotterell Rudolf Steiner |
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How is this expressed? Let us realize what according to Anthroposophy becomes of the external sense world. How have we described the seven stars? We went back to Saturn and showed how the physical human body originated, how it was constructed out of warmth. |
Thus we see spiritual powers in sun and moon. And the knowledge we acquire through Anthroposophy also appears rightly symbolized in a future age; to our spiritual. vision the sun and moon appear as the forces which have constructed man. |
104. The Apocalypse of St. John: Lecture IV
21 Jun 1908, Nuremberg Tr. Mabel Cotterell Rudolf Steiner |
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In the last lecture we showed how the Apocalypse of John prophetically points to the cycle of human evolution lying between the great upheaval upon our earth which the legends of various peoples describe as a flood, and geology the glacial period on the one hand, and that event which we designate as the War of All against All on the other. In the epoch between these two events lies everything prophetically referred to in the Apocalypse—that book which reveals to us the beings of past ages in order to show what is to fire our will and our impulses for the future. We have also seen how we ourselves, in the spiritual movement to which we belong, should consider the words of the so-called fifth letter as a summons to action, to work. We have seen that we ought to follow that Being with the seven Spirits of God and the seven stars. Then we saw how, through this spiritual movement, the next age is prepared which is represented by the community of Philadelphia, the age when—among all those who have under-stood the word of the summons—there is to be that brotherly love over the whole earth which is described in the Gospel of John. Afterwards another age, the seventh, will follow, which the writer of the Apocalypse describes by saying that on the one hand there is placed all that is bad in the community representing the seventh age, that is lukewarm, neither hot nor cold, that could not warm to the spiritual life and hence must fall away, and on the other hand those who have understood the word of invitation, those who will form his following who says, “I am the Amen,” that is: I am he who unites in himself the goal of the human being, who contains the Christ principle in himself. Now let us keep for a later occasion all that could be added in further explanation of the several letters and in justification of the several names of the cities. To-day we shall pass on in our studies to that which presents itself to the pupil when he advances to the next stage of initiation. We were confronted by the seven sub-ages of the present cycle of humanity, and we have said that this entire cycle with its seven sub-ages is itself a small cycle contained in a longer period also containing seven epochs. Our epoch, which embraces seven ages, was preceded by the Atlantean epoch, during which were prepared the races whose echoes still exist. When the seventh age of our present epoch is at an end,it will be followed by another epoch again consisting of seven parts. The present epoch is preparing indirectly for the following one, so that we may say, our age of civilization will gradually pass over into one of brotherly love, when a comparatively small part of humanity will have understood the spiritual life and will have prepared the spirit and attitude of brotherly love. That civilization will then again divide off a smaller portion of human beings who will survive the event which will have such a destructive effect upon our epoch, namely, the War of All against All. In this universal destructive element there will be everywhere individuals who lift themselves above the rest of warring humanity, individuals who have understood the spiritual life and who will form the foundation for a new and different world in the sixth epoch. Something similar also took place during the transition from the fourth epoch to ours. When one who with spiritual vision can review the course of time has passed back through the ages we have considered, the Graeco-Roman, the Babylonian-Egyptian, the ancient Persian and the ancient Indian and beyond the time of the great flood, he comes into the Atlantean epoch. We need not now consider it in detail but we must at least under-stand how this Atlantean civilization passed over into our own. There, too, the greater part of the Atlantean population was not sufficiently mature to develop farther, it was incapable of coming over into our epoch. A smaller part, living in a region near to our present Ireland, developed to the highest flower of the civilization of Atlantis and then journeyed towards the East. We must clearly understand that this was only the principal stream. There were always peoples who emigrated from the West to the East, and all the later peoples of Europe, of northern and central Europe, proceeded from the stream which then went from the West to the East. Now that most advanced part of the Atlantean population was under the guidance of a great leader of humanity and eventually settled down as a very small tribe of chosen individuals in Central Asia. From this point the colonists migrated to the various regions of civilization mentioned, to ancient India, to Persia, Egypt, Greece, etc. You might now be inclined to say: Is it not an extremely bitter thought that whole bodies of peoples remain immature and do not develop their capacities; that only a small group becomes capable of providing the germ for the next civilization? This thought will no longer disquiet you if you distinguish between race-development and individual soul-development, for no soul is condemned to remain in one particular race. The race may fall behind; the community of people may remain backward, but the souls progress beyond the several races. If we wish to form a true conception of this we must say that all the souls now living in bodies in civilized countries were formerly incarnated in Atlantean bodies. A few developed there in the requisite manner, and did not remain in Atlantean bodies. As they had developed further they could become the souls of the bodies which had also progressed further. Only the souls which as souls had remained backward had to take bodies which as bodies had remained at a lower stage. If all the souls had progressed, the backward races would either have decreased very much in population, or the bodies would be occupied by newly incoming souls at a low stage of development. For there are always souls which can inhabit backward bodies. No soul is bound to a backward body if it does not bind itself to it. The relation between soul-development and race-development is preserved to us in a wonderful myth. Let us imagine race following race, civilization following civilization. The soul going through its earth mission in the right way is incarnated in a certain race; it strives upward in this race, and acquires the capacities of this race in order next time to be incarnated in a higher one. Only the souls which sink in the race and do not work out of the physical materiality, are held back in the race by their own weight, as one might say. They appear a second time in the same race and eventually a third time bodies in similarly formed races. Such souls hold back the bodies of the race. This has been wonderfully described in a legend. We know, indeed, that man progresses further in the fulfilment of the mission of the earth by following the great Leaders of humanity who point out the goals to be attained; if he rejects them, if he does not follow them, he must remain behind with his race, for he cannot then get beyond it. Let us think of a personality who has the good fortune to meet a great Leader of humanity, let us suppose such a personality confronting Christ Jesus himself, for example; he sees how all his deeds are evidence for leading humanity forward, but he will have nothing to do with this progress, he rejects the Leader of humanity. Such a personality, such a soul would be condemned to remain in the race. If we follow this thought to its conclusion such a soul would have to appear again and again in the same race, and we have the legend of Ahasuerus who had to appear in the same race again and again because he rejected Christ Jesus. Great truths concerning the evolution of humanity are placed before us in such a legend as this. We must distinguish between soul-development and race-development. No soul is undeservedly obliged to remain in an old body, no soul will undeservedly remain in a body belonging to our age. Those who hear the voice which calls them to progress will survive the great period of destruction—the War of All against All—and appear in new bodies which will be quite different from those of the present day. For it is very short-sighted if one thinks of the Atlantean bodies of men as being like the present bodies. In the course of thousands of years the external physiognomy changes and after the great War of All against All man will have quite a different form. To-day he is so formed that in a certain sense he can conceal the good and evil in his nature. The human physiognomy already betrays a good deal, it is true, and one who understands this will be able to read much from the features. But it is still possible to-day for a scoundrel to smile most graciously with the must innocent man and or taken for an honest man; the reverse is also possible; the good impulses in the soul may remain unrecognized. It is possible for all that exists in the soul as cleverness and stupidity, as beauty and ugliness, to hide itself behind the general physiognomy possessed by this or that race. This will no longer be the case in the epoch following the great War of All against All. Upon the forehead and in the whole physiognomy it will be written whether the person is good or evil. He will show in his face what is contained in his inmost soul. What a man has developed within himself, whether he has exercised good or evil impulses, will be written on his forehead. After the great War of All against All there will be two kinds of human beings. Those who had previously tried to follow the call to the spiritual life, who cultivated the spiritualizing and ennobling of their inner spiritual life, will show this inward life on their faces and express it in their gestures and the movements of their hands. And those who have turned away from the spiritual life, represented by the community of Laodicea, who were lukewarm, neither warm nor cold, will pass into the following epoch as those who retard human evolution, who preserve the backward forces of evolution which have been left behind. They will show the evil passions, impulses and instincts hostile to the spiritual in an ugly, unintelligent, evil-looking countenance. In their gestures and hand-movements, in every-thing they do, they will present an outer image of the ugliness in their soul. Just as humanity has separated into races and communities, in the future it will divide into two great streams, the good and the evil. And what is in their souls will be outwardly manifest, they will no longer be able to hide it. If we look back and see how humanity has hitherto developed on the earth, we shall find that this development of the future just described is quite in harmony with it. Let us look back to the origin of our earth after Saturn, Sun and Moon and a long interval had passed. The earth then emerged anew out of the cosmic darkness. At that time, in the first part of the earth development, there were no other creatures upon the earth besides man. He is the first-born. He was entirely spiritual, for embodiment consists in a densification. Let us imagine a body of water suspended in space which, through a certain process, partially crystallizes into ice, first a small part and then the same process continually repeated. And now let us imagine that the small pieces of ice which have crystallized fall from the body of water, so that they are now separated from the whole mass. Now, because each small piece of ice can only grow larger so long as it is in the whole body of water, when it has separated from this it remains at the same stage. Let us imagine a portion of the body of water separated in the form of very small pieces of ice; let us imagine that the freezing of the water continues and at the next stage more water assumes the form of small lumps of ice; these again fall out, and so on, till finally a very large part is crystallized out of the mass of water and takes the shape of ice. This last has taken the most out of the mother-substance of the water; it has been able to wait the longest before separating. It is the same in evolution. The lowest animals were unable to wait, they left their spiritual mother-substance too early and hence have remained behind at an earlier stage of evolution. Thus the gradually ascending grades of lower beings represent backward stages in evolution. Man waited until the last; he was the last to leave his spiritual divine-mother-substance and descend as dense substance in fleshly form. The animals descended earlier and therefore remained at that stage. We shall see the reason for this later. At present we are interested in the fact that they descended and have remained at earlier stages of evolution. What, therefore, is an animal form? It is one which, had it remained united with the spirit from which it proceeded, would have developed up to our present humanity. But the animal forms have remained at a standstill; they have left the spiritual germ; they have separated themselves and are now degenerating. They represent a branch of the great tree of humanity. In ancient times man had the various animal natures within him, as it were, but then separated them off one after another as side branches. All the animals in their different forms represent nothing else than human passions which condensed too early. That which man still possesses spiritually in his astral body, the several animal forms represent physically. He kept this in the astral body until the latest period of earth existence, and hence he could progress the furthest. Man still has something within him which must separate itself from the universal evolution as a descending branch, as the other animal forms have done. That which man has within him as tendency to good and evil, to cleverness and stupidity, to beauty and ugliness, represents the possibility of an upward progress or a remaining behind. Just as the animal form has developed out of progressing humanity, so will the race of evil with the horrible faces develop out of it as it progresses towards spirituality and reaches the later goal of humanity. In the future there will not only be the animal forms which are the incarnated images of human passions, but there will also be a race in which will live what man now hides within him as a portion of evil, which to-day he can still conceal but which later will be manifest. Let us make clear the chief thing that will appear by an illustration that may perhaps seem strange to you. We must understand that this separation of the animal forms was actually necessary to man. Each animal form which separated in bygone times from the general stream signifies that man had then progressed a step further. Imagine that all the qualities distributed throughout the animal kingdom were in man. He has purified himself from them. Through this he was able to develop higher. If we take a muddy liquid and allow the gross matter in it to settle to the bottom, the finer part remains at the top. In the same way the grosser parts which man would have been unable to use for his present condition of development have been deposited in the animal forms. Through man having cast out of his line of development these animal forms—his elder brothers, as it were—he has reached his present height. Humanity has risen by throwing out the lower forms in order to purify itself and it will rise still higher by separating another kingdom of nature, the kingdom of the evil race. Thus mankind rises upward. Man owes every quality he now possesses to the circumstance that he has rejected a particular animal form. One who with spiritual vision looks upon the various animals knows exactly what we owe to them. We look upon the lion form and say, “If the lion did not exist in the outer world, man would not have had this or that quality; for through his having rejected it he has acquired this or the other quality.” This is the case too with all the other forms in the animal kingdom. Now the whole of our fifth epoch of human evolution (including the various stages of civilization from the ancient Indian to our own), really exists in order to develop intelligence and reason and all that belongs to them. Nothing of this existed in the Atlantean epoch. Memory was present and also other qualities, but to develop the intelligence and what pertains to it—the turning of the attention to the outer world—is the task of the fifth epoch. If we direct our spiritual vision to the surrounding world and inquire, “To what do we owe the fact that we have become intelligent; what animal form have we put forth from ourselves in order to become intelligent?” curious and grotesque as it may appear, it is nevertheless true to say that if there were not around us the animals which belong to the horse nature, man would never have been able to acquire intelligence. In former times men were aware of this. All the intimate relations existing between certain races of men and the horse originate from a feeling which may be compared with the mysterious feeling of love between the two sexes, from a certain feeling of what one owes to this animal. Hence when the new civilization arose in the ancient Indian age, it was a horse that played a mysterious role in religious ceremonial, in the worship of the gods. And all customs connected with the horse may be traced back to this fact. If you observe the customs of ancient peoples who were still clairvoyant such as, for instance, the old Germans, and notice how they placed horse-skulls in front of their houses, this leads you back to the fact that these people were aware that man has grown beyond the unintelligent condition by separating out this form. There was a profound consciousness that the acquisition of cleverness is connected with it. You need only remember the Odyssey and the wooden horse of Troy. Such legends contain deep wisdom, much deeper than our science contains. Not without reason is such a type as the horse employed in legend. Man has grown out of a form which once contained within it that which is now embodied in the horse; and in the form of the centaur, art still represented man as connected with this animal in order to remind him of the stage of development out of which he had grown, from which he had struggled free in order to become the present human being. What thus took place in bygone times in order to lead to present humanity will be repeated at a higher stage in the future. It is not the case, however, that this would in the future have to run its course in the physical world. Those who become clairvoyant at the boundary between the astral and the devachanic planes can see how man continually purifies and develops that which he owes to the separation from the horse nature. He will accomplish the spiritualizing of the intelligence. After the great War of All against All he will elevate to wisdom, to spirituality, that which to-day is merely reason, merely cleverness. This will be experienced by those who then will have reached the goal. The fruits of that which was able to develop in humanity in consequence of the separation of the horse nature will be manifested. Now let us imagine one who clairvoyantly looks into the future of mankind. What will he see, what will it show him? Everything which man has prepared throughout the seven ages of civilization (for his soul was incarnated in the past civilizations and will again be incarnated in the future ones) will be there in a following age, and survive the great War of All against All into the more spiritual epoch. In each age he took what could be taken up. Think how your soul lived in the ancient Indian civilization! You then received the wonderful teachings of the Holy Rishis; although you have forgotten them you will re-member them again later. Then you progressed further from one incarnation to another. You have been able to learn what the Persian, the Egyptian and the Graeco-Roman civilizations made possible. All this is within your soul to-day, but it is not yet outwardly manifest in your countenance. You will live further into the age of Philadelphia and into the age which will be led by the “Amen.” And a community of people will develop more and more who will manifest in their countenances what has been prepared in the various ages of our epoch. What is already working in your soul, that which you received in the Indian age, will appear in your physiognomy in the first sub-age of the epoch following upon the great War of All against All. And that which a man acquired in the ancient Persian age will change his countenance at the second stage. And so on, stage after stage. The spiritual teaching, which you who now sit here receive and unite with your souls, will bear its visible fruit in the epoch after the great war. You are now uniting with your soul that which the seven Spirits of God and the seven stars give. You carry it home. No one will read it in your faces to-day, nor even after centuries; but it will come after that great war. In the sixth epoch there will come a fifth age and then you will bear the image of it in your face; on your forehead will be written what you have now worked out, what are now your thoughts and feelings. So step by step, after the great war, will issue and reveal itself all that is now hidden in the soul. Let us imagine the beginning of the great war; the soul which has heard the call which from age to age the Christian principle has uttered, will live on after all that is indicated in the “letters.” What these ages can give has been given throughout seven ages. Let us imagine how the soul waits, how it waits on. It is sealed seven times. Each age of culture lays one seal upon it. Within you is sealed what the Indians wrote in the soul; within you is also imprinted what the Persians, the Egyptians, Greeks and Romans have written in the soul, and what our own age of civilization inscribes in it. The seals will be unloosed, that is, the things written there will be outwardly revealed after the great War of All against All. And the principle, the power, which brings it about that the true fruit of our ages of civilization shall be made manifest in the countenance, is to be found in Christ Jesus. Seven seals of a book must be opened. What is this book? Where is it? We will explain what a book is according to the Bible. The word “book” occurs in the Bible only seldom. This must not be overlooked. If you search in the Old Testament you will find the word in Genesis (Gen. v. I): “This is the book of the generations of man; When God created man, in the likeness of God made he him; and he created him male-female, and blessed him, and called his name Adam.” You may then open where you will, you will only find the word “book” again in the first Gospel (Matt. i. 1). “This is the book of the generation of Christ Jesus, the son of David, the son of Abraham. Abraham begat Isaac, and Isaac begat Jacob,” etc. Again generations are enumerated. That which flows through a long series is enumerated. And again the expression “book” appears here in the Apocalypse of John. It appears where it is said that the Lamb alone is worthy to open the book with the seven seals. The expression “book” has always the same significance, it is never used otherwise. We only need to understand the records literally. A book in our present sense is not intended. The Domesday book or register of landed property had the old signification of the word “book.” The word “book” is used where something is entered consecutively, where one thing depends upon another, where a possession is registered so that it may be handed down from generation to generation. In such a record we are dealing with something whereby a foundation is made for that which is handed on by heredity. In the Old Testament the word “book” signifies a document in which are recorded the generations transmitted through the blood. It is there used in no other sense than that the generations are recorded. It is used afterwards in the first Gospel in the same way for the recording of the lineage. Hence what follows consecutively in time is written in a “book.” By a book nothing else is ever intended than the recording of what follows in time, that is to say, approximately in the sense of a chronicle, a history. The book of life which is now laid down in humanity, in which from age to age is written in the “I” of man that which each age supplies, this book which is written in the soul of man and which will be unsealed after the great War of All against All, this book is also meant here in the Apocalypse. In this book there will be the entries made by the various ages of civilization. Just as through the generations the entries were made in the genealogical tables of the old books, so it is here, only that in this case that which man spiritually acquires is written down. And as he acquires through intellectuality what it is possible to acquire in our age, the gradual progress of this development will be represented imaginatively by the symbol which corresponds with this quality. By having passed through the Indian age in a frame of mind in which he turned away from the physical world and directed his gaze towards the spiritual, man will, in the first age after the War of All against All, gain the victory over the things of sense. He will be the victor by acquiring what was written in his soul in the first age. Further, that which appeared in the second age, the conquest of matter by the ancient Persians, will appear in the second age after the War of All against All; the sword here signifies the instrument for the over-coming of the external world. That which man acquired in the Babylonian-.Egyptian age, when he learned how to measure everything correctly is seen in the third age after the great war, as that which is represented by the scales. And the fourth age shows us what is the most important thing, that which man acquired in the fourth age of our epoch through Christ Jesus and his appearance on earth; the spiritual life, the immortality of the “I.” All that is not fit for immortality, that which has to die, falls away; this must appear for the fourth age. Thus everything that has been prepared throughout the ages of this present epoch comes out consecutively in the next, and it is indicated by the symbol which corresponds with the intelligence. If we read about the opening of the first four seals in the sixth chapter of the Apocalypse of John, we shall see that what is revealed expresses stage after stage in a mighty symbolism, what will in the future be revealed. “And I saw, and behold a white horse”—this indicates that the spiritualized intelligence comes forth. “And he that sat on him had a bow; and a crown was given unto him; and he went forth to conquer, and he conquered. And when he had opened the second seal, I heard the second beast say, ‘Come and see.’ And there went out another horse that was red. And to him that sat thereon was given power to take peace from the earth, and that they should kill one another.” (That that might be destroyed which is not worthy to take part in the ascent of humanity.) “And to him was given a great sword. And when he had opened the third seal, I heard the third beast say, ‘Come and see.’ And I beheld, and lo, a black horse; and he that sat on him had a pair of balances in his hand. And I heard a voice in the midst of the four beasts say, ‘A measure of wheat for a penny, and three measures of barley for a penny.‘” “Measure” and “penny” to indicate what humanity learned in the third age; the fruits are carried over and unsealed. And in the fourth age Christ Jesus came to conquer death, and the manifestation of this achievement is seen. “And when he had opened the fourth seal, I heard the voice of the fourth beast say, ‘Come and see.’ And I looked and behold a pale horse; and his name that sat on him was Death, and Hell followed with him.” “Behold a pale horse”—this all falls away, falls into the race of evil; but that which heard the call, which overcame death, partakes in the spiritual life. Those who have understood the “I Am” and his call are those who have overcome death. They have spiritualized the intelligence. And now what they have become can no longer be symbolized by the horse. A new symbol must appear for those who have understood to follow the call of him who has the seven Spirits of God and the seven stars. They now appear under the symbol of those who are clothed in white garments, who have put on the robes of the immortal, eternal, spiritual life. We are then further told how all that appears which goes upward to good and that which goes downward to evil. This is clearly expressed. “And when he had opened the fifth seal, I saw under the altar the souls of them that were slain because of the word of God and because of the testimony which they held; and they cried with a loud voice, saying, How long, O Lord, holy and true, dost thou judge and not avenge our blood on them that dwell on the earth? And white robes were given unto every one of them; and it was said unto then, that they should rest yet a little season, until there came to them their fellow-servants and their brethren, who should be killed as they were”—will be killed as to the external form and live again in the spiritual. How is this expressed? Let us realize what according to Anthroposophy becomes of the external sense world. How have we described the seven stars? We went back to Saturn and showed how the physical human body originated, how it was constructed out of warmth. We then saw how the Sun appeared; we drew a mental picture of it. The sun is for us not merely a physical sun; it is the bringer of life which in the future of humanity will appear as the highest form of spiritual life. The moon is to us the element which retards the rapid march of life and slows man down to the necessary pace. Thus we see spiritual powers in sun and moon. And the knowledge we acquire through Anthroposophy also appears rightly symbolized in a future age; to our spiritual. vision the sun and moon appear as the forces which have constructed man. Symbolically the external physical sun and the external moon disappear, they become like a human being, but in an elementary form! “And I beheld when he had opened the sixth seal, and lo, there was a great earthquake; and the sun became black as sackcloth of hair, and the moon became as blood.” All this is the symbolical fulfilment of what we are seeking in spiritual life. Thus we see that what is being prepared in this epoch is prophesied in significant pictures for the next epoch. We now carry invisibly within us the transformation which we take in hand with the sun and moon when the physical changes into the spiritual elements. When spiritual vision is directed toward the future, the physical disappears and the symbol of the spiritualizing of humanity appears before us. To-day we have pointed out in somewhat bold features what the seven seals and their unveiling in the Apocalypse should say to us. We must go still deeper into the subject, and then much of what might seem improbable to us to-day will become quite clear. We have, however, already seen how the mighty pictures described by the seer regarding the present and future development of humanity are arranged in a necessary order; how this goes on into the future and thereby gives us stronger impulses to live into the future and to do our share in the spiritualizing of human life. |
115. Wisdom of Man, of the Soul, and of the Spirit: Imagination — Inspiration — Intuition
15 Dec 1911, Berlin Tr. Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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Since error is spiritual, we cannot overcome it through mere perception from the sense world. In the lectures on Anthroposophy I pointed out that the senses as such do not err. Goethe once emphasized that. It is not the senses that err but what goes on in the soul; therefore, error can only be corrected within the soul, and primarily through visualization. |
Steiner could employ the non-German word Imagination in the sense familiar to students of anthroposophy, without much danger of confusion, because it is practically never used in German to mean ‘imagination’ in the common sense (that is Phantasie). |
115. Wisdom of Man, of the Soul, and of the Spirit: Imagination — Inspiration — Intuition
15 Dec 1911, Berlin Tr. Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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Yesterday we found that in a certain way there is, after all, something like proof of the existence of the spirit that will satisfy our personal consciousness, provided the latter is rightly understood. We maintained that error and the possibility of correcting it are evidence of the existence of the spirit, in so far as our personal consciousness is concerned, and in order to understand this we cited an attribute of the spirit that appears self-evident. That is, its supersensibility, as we call it, for we based our statement on the fact that the root of error must be sought in the super-sensible realm. I said that it would naturally be impossible to present all the arguments necessary to prove such a matter in full detail, but that it might be extremely interesting to show how the possibility of error appears only in that realm to which man raises himself by casting off the coercion of the outer physical world through all that he can learn through perception alone.1 One fact suffices to indicate the method by which it could be shown that at bottom it is only through his own nature and being that man is exposed to the temptation to fall into error through a connection with the outer world. It has been repeatedly pointed out that modern science really gathers from all sides certain proofs of the conclusions arrived at by spiritual science, but the proponents of external science fail to interpret them with sufficient open-mindedness. We will cite one of these facts, established by the naturalist, Huber, through the observation of caterpillars spinning a cocoon. There is a caterpillar that builds its web in successive phases or stages, so that one can describe the process as spinning in the first stage, second stage, and so forth, up to seven. Now, Huber took a caterpillar working on the third stage and set it on another web of which six stages were finished, and a strange thing happened. At first the caterpillar felt shocked, as one might interpret its behavior, but then it continued to spin, not the seventh stage, but the fourth, fifth, etc. It obeyed a sure inner life, following only its own dictates. When Huber took one of the caterpillars away from its own cocoon and put it in another that had also arrived at the third stage, it continued the work in the regular way. It was not reacting to an outer impression at all. It did not say to itself, “Now I must spin the fourth stage.” It was following an inner urge, and this it did even when the outer impression emanated from another stage. This is an extremely important fact, because it shows that in animal beings outer impressions can in no way effect what in man we call right or wrong—the category “subject to error.” The human being can be confused by something external, because the nature of his organization is such as to cause him to obey not only his inner life of impulses, but the impulses entering from without as well. In this sense only man confronts an outer world. Fundamentally, this accounts for all possible illusions in respect to the concept of the spirit; at least, there is a connection. Now, in order to find the right transition from science to our anthroposophical doctrine of the spirit, let us call to mind again what a keen teacher of the present, Brentano, brought forward to characterize the soul and its capacity as such, and to facilitate the right transition to the spirit realm I will indicate by diagrams on the blackboard what is in question. Brentano classifies our psychic faculties as visualizations, reasoning and what we can call emotions—the phenomena of love and hate. Well, if we imagine the whole extent of our soul life as organized in this way, we should have to observe that visualizations and emotions, if closely studied, bear a different relation to the soul and to whatever else may enter our enquiry than do judgments. That is exactly what the soul-teachers, the psychologists, pride themselves on. They divide visualizations from reasoning because in reasoning they see something more than a mere combination of visualizations. Our psychologist by no means sees in this the essence of reasoning, where something is to be settled; nor can all this ever have any foundation as such, because, as he argues, when we combine visualizations it might also be a case of establishing the possibility of combining visualizations. If, for example, we were to combine the visualizations “tree” and “golden”—not “tree” and “green”—we would be forced to admit axiomatically that no tree is golden. Now, what is really the premise of the judgment in this context? It is that we should be able, so to speak, to form a valid proposition out of every such judgment. From the compound visualization, “a tree is green,” I can form the valid proposition, “a green tree is.” Not until then have I passed judgment. Only when I try to form the proposition do I know whether the combination of visualizations permits of establishing anything. “A golden tree is”—that won't do. So when one asks whether a judgment can proceed from a combination of visualizations, this would involve the second question: Can a valid proposition be formed in the case? Now let me ask you this. If you were to traverse the entire extent of the soul life, searching everywhere in the soul, could you anywhere discover the possibility of simply forming a valid proposition out of a combination of visualizations? What can impel you to form the proposition, “a green tree is,” out of the compound visualization, “the tree is green?” What is it that induces you to do this? Only something that is primarily not within your soul, because in the whole realm of the soul you can find nothing of the sort. When you want to make the transition from the compound conception to the proposition, to the thesis that settles something, you must emerge from the soul life and seek something which, as your inner feeling tells you, is not of the nature of the soul but with which the soul makes contact. That means that there is no way of accomplishing the transition except through perception. When a combination of conceptions is joined by what we can call perception, then and only then is it possible to speak of forming a judgment within the present meaning. This shows further that in the first instance we know nothing more of all that we visualize than simply that it lives in the soul, and that something more is needed if we are to pass from conception to reasoning. That emotions exist only in the soul everybody will doubtless believe even more readily than that this is the case with visualizations, for if they had their being anywhere but within the soul they could not bear so individual a character as they do in different people. We need waste no time explaining that emotions live primarily in the soul. We must enquire next if it is in any way possible to maintain that visualizations and emotions live only in the soul. Although we know that without the aid of outer perception we cannot directly arrive at a verdict, because visualizations and emotions are inner processes of the soul, we must still ask whether anything justifies our speaking of visualizations and emotions as though they existed only within the soul. Well, in respect to visualizations we could first point out that when living in them we by no means feel as though we mastered them completely in our soul, as though they were not coercive or the like. We learned yesterday that error is of a spiritual, super-sensible nature and can enter the realm of our visualizations, but that the latter in turn can overcome error; otherwise, it would never be possible to get beyond error. Bearing this in mind we must recognize the fact that we have in our soul a kind of battlefield of a conflict between error and—well, something else. All error is of a spiritual nature, and we must have something adequate to oppose it, otherwise we could never rise above it. There is, indeed, a means of overcoming error, as everyone knows. Since error is spiritual, we cannot overcome it through mere perception from the sense world. In the lectures on Anthroposophy I pointed out that the senses as such do not err. Goethe once emphasized that. It is not the senses that err but what goes on in the soul; therefore, error can only be corrected within the soul, and primarily through visualization. It is by means of visualizations, then, that we get past error. We found yesterday that in a certain way error is a sort of abortive species of something else, of something we could designate as precisely the element in us that raises us to higher regions of the soul life. The chief characteristic of error is its non-agreement with the world of perception, and we came to realize that on the path to the higher world we must devote ourselves in meditation, concentration, and so forth, to conceptions that also fail to agree with our perception. The rose cross itself, for example, is a conception that shares with error its lack of agreement with outer perception. We said, however, that when error is employed on the path of spiritual life it would have a destructive effect in us, and experience shows this to be the case. How, then, can we achieve conceptions that, though at variance with the outer world of perception, nevertheless awaken higher soul forces in a healthy, normal way? How can we proceed from what is merely false to allegorical conceptions such as we have described? We can do this by not letting ourselves be guided by the outer sense world, the world of perception, in compounding such visualizations, nor, on the other hand, by forces that lead us into error. We must avoid both of these and appeal to forces in the soul, which, however, we must first awaken. The day before yesterday we characterized them as inner stirrings growing only out of the soil of morality and beauty. We must break, as it were, with impulses and passions such as are imprinted in us by a world that after all must be termed external; we must work within ourselves in order to be able to call up, quite experimentally, forces in our soul that at the outset we lack entirely. By doing this we learn to form allegorical conceptions that in a sense have a certain objective validity, though one not applicable to the outer world of perception. We start by forming the conception of man as he presents himself to us in the present time, a being of whom, in a certain sense, he himself can by no means approve, with whom he cannot be satisfied, and of whom he must say that such as he is now, he must be conquered. Then, by the side of this conception we place the other: that he feels he must strive to realize his own higher nature, a nature that would give him complete mastery over all that in his present form he disapproves of. That this second conception cannot be classed as perception is shown by the fact that it does not refer to the present or the past, but to man's future. Then, from such stirrings, we combine conceptions that ordinarily, under the guidance of the world of perceptions, would not coincide. We bring together the black cross, symbol of what must be caused to die, and the red roses, symbol of the life that must arise from it. In inner meditation we visualize the rose cross, a visualization that can only be called unreal, yet did not come into being like an external error but was born of the noblest impulses of our soul. We have, then, brought forth out of the noblest impulses of our soul a visualization corresponding to no outer perception and if we apply this visualization—that is, if we give ourselves up to it in conscientious inner devotion and let it work upon us—we find that our soul expands in a healthy way and attains to heights not reached before. Thus, experience shows the soul to be capable of development. By means of a visualization that is outwardly an error we have performed something that manifests itself as intrinsically right. The next question is whether or not we can endow all that crowds into us through outer perception with power over such a visualization that has nothing in common with this outer perception. Can we lend it the power to exercise any force that will make of the visualization something different in our soul from what it makes of error? We must remember that the quality in us that has converted this allegorical visualization into something different from anything that could arise out of error is the opposite of what functions forcefully in error. We said that in error we felt the Luciferic forces; now we can say that in the transformation of an allegorical visualization in the soul, in the wholesome guiding of the allegorical visualization to a higher aspect of the soul, the lofty stirrings we feel are the opposite of Luciferic. They are of the nature of the divine-spiritual. The deeper you penetrate into this interrelationship, the more directly you will feel the inner influence of the super-sensible through this experience of transforming an allegorical visualization. Then, when we see that the super-sensible effects something in us, achieves something, operates in us, then what had previously been mere visualization in the soul, abiding within the soul element, becomes something quite different, something that we must now term a conclusion such as the soul, as primarily constituted, cannot bring about through outer perception. Nor can a visualization perform in the soul what has been described. Just as visualization, when coming in contact with the ordinary outer world, leads to reasoning, so the inner life of a visualization, not lacking direction but amenable to guidance as set forth, leads out beyond the visualization itself and transforms it. It becomes something that may not be a verdict but is at least a visualization fraught with significance and pointing out beyond the soul. This is what in the true sense of the term we call imagination. Summing up: When visualization comes in contact with the outer world through perception, it points to reasoning, but through the inner process we have described it points to what we call inner imagination in the true sense. Just as perception is not mere visualization, so imagination is not visualization either. By means of perception, the life of visualization comes in contact with a primarily unfamiliar outer world. By means of the process described, visualization adapts itself to what we may call the imaginative world. Just as there is a real transition from the mere conceptual complex, “a tree is green,” to the verdict, “a green tree is,” so there is an analogous transition from the mere life of conceptions to what is comprised in imagination, in a conception filled with other than the yield of a spatial outer world. There we have the process that in our imaginative life enriches our conceptions. There is, however, something that intervenes between imagination and visualizations. Imagination has a way of announcing itself quite realistically the moment it appears. When our soul really attains to imagination, it senses in its life of visualizations something akin to what it feels in its life of perceptions. In the latter the soul feels—well, its direct contact with the outer world, with corporeality; in imagination it feels an indirect contact with a world that at first also appears to it as an outer world, but this is the outer world of the spirit. When this spirit begins to live in the visualizations—those that really attain to imagination—it is just as coercive as outer corporeality. Just as little as we can imagine a tree as golden when we are in contact with the outer world—just as the outer world forces us to visualize in a certain way—so we feel the compulsion emanating from the spirit when visualization rises to imagination. In that case, however, we are at the same time aware that this life of visualizations expresses itself independently of all the ways and means by which visualizations are ordinarily given a content. In ordinary life this takes place by reason of our having perceptions through our eyes, ears, etc., and of our nourishing the life of visualizations with these perceptions, so that it is filled from the content of our perceptions. In imagination we suffer our visualizations to be filled by the spirit. Nothing must intervene that might become the content of our soul by way of the bodily organs, nothing that enters us through our eyes or ears. We are directly conscious of being free of all that pertains to outer corporeality. We are as directly free of all that as we are—to use a material comparison—of the processes of the outer body during sleep. For this reason, as far as the total organism is concerned all conditions are the same during imagination as during sleep, except that imaginative consciousness takes the place of the unconsciousness of sleep. What is otherwise wholly empty, what has separated from the body, is filled with what we may call imaginative conceptions. So the only difference between a man in sleep and one in imagination is that the parts that in sleep are outside the physical body are devoid of all conceptions in ordinary sleep, whereas in imagination they are filled with imaginative conceptions. Now, an intermediate condition can appear. It would be induced if a man in sleep were filled with imaginative conceptions but lacked the power to call them to consciousness. Such a condition is possible, as you can gather from ordinary life. I will merely remind you that in ordinary life you perceive any number of things of which you are not aware. Walking along the street, you perceive a whole world of things that you do not take into your consciousness. This is shown when you dream of curious things, for there are dreams that are indeed strange in this respect. You dream, for example, that a man is standing by a lady and the lady says this or that. Well, the dream remains in your consciousness, you remember it, but after you've thought about it you have to admit that the situation actually occurred, only you would have known nothing of it if you hadn't dreamed of the experience. The whole event passed your consciousness by, and not until you dreamed it did the picture enter your consciousness. That happens often. Thus, perceptions that have occurred can leave consciousness untouched, and imaginations that indeed live in the soul can also leave consciousness untouched so that they do not appear directly. In that case they appear to consciousness in a manner similar to that of the perceptions we have just described. They appear to us in semi-consciousness, in dreaming. Imaginations of that sort can shine into our waking day-consciousness and there fluctuate and pass. An imagination of that sort does enter the everyday human consciousness, but there it experiences changes. It expresses itself in what is called ‘imagination,’ ‘imagination’ based on world truths, the real basis of all artistic creation, in fact, of all productive work of man. Because this is so, Goethe, who knew well how art comes into being, often maintained that ‘imagination’ is by no means something that arbitrarily manipulates cosmic laws, but that it is subject to the laws of truth. Now, these laws of truth act absolutely out of the world of imagination, but here they integrate the ordinary world of perceptions in a free manner, so that true ‘imagination’ is something between ordinary conception and imagination. ‘Imagination,’ rightly understood, not conceived of simply as something that isn't true, bears direct witness to the progress of conceptions toward the point where they can flow over into the super-sensible region of the imaginative world. This is one of the points at which we are able to perceive the direct streaming in of what we can call the spiritual world into our ordinary world. Now let us examine the other aspect, the emotions. It has already been said that the psychologist under discussion keeps within the soul, that he therefore follows up all that concerns impulses of will only as far as these remain within the soul, and that he stops short at the emotions. Everything that men do is motivated by a desire, a passion, an urge, that is, that element within the region of the soul that must be called emotion. Of course, nothing happens through emotions alone, and as long as we remain within the soul nothing need happen. No matter how violently we intensify any emotion, we cannot thereby make something happen that is independent of the soul because nothing that remains in the soul is a true expression of will. If the soul never emerged out of itself, but merely kept wanting to experience desires and emotions—anything from the deepest reverence to disgust—nothing would happen that is independent of the soul. When we recognize will in its true form as a fact, the region of emotions points out beyond the soul as well. The manner in which this sphere of emotions points out beyond the soul is singular. What does it suggest first of all? Well, if we take the simplest expression of will—if we raise a hand, walk about, strike the table with some instrument or do anything else that involves the will—we see that something takes place in the realm of reality that we can call a passing over of our emotions by way of an inner impulse to the hand movement, to something that is certainly no longer in our soul. Yet in a certain way it is within us because all that happens as a result of a genuine will impulse when we set our body in motion, and as a continuation of this, something external as well, lies by no means outside the circle comprising the being of man. Here, through emotions, we are led on the other side into an externality, but into a quite different kind of externality, into our own corporeality, which is our own externality. We descend from our psychic to our bodily self, to our own corporeality, but for the moment we do not know how we accomplish this in external life. Imagine the effort it would cost if, instead of moving your hand, you had to construct an apparatus, possibly worked from the outside by springs or the like, that would produce the same effect as you do in picking up this chalk! Imagine that you would have to be able to think out all that and realize it by means of a machine. You can't think that out and there is no such machine; yet that apparatus exists. Something occurs in the world that is certainly not in our consciousness, for if it were we could easily build the apparatus. Something takes place, then, that really pertains to us, but of which we have no immediate knowledge. We must ask what would have to take place to make us aware of a movement of the hand, or of any motion of the body obeying the will? Another reality as well, the one that is outside us, would have to be able to enter our consciousness instead of halting before it. We would need to have before us a process such as takes place in our own body without penetrating consciousness—a process equally external, yet connected with consciousness in such a way that we would be aware of it. We should have to have something that we experienced in the soul, yet it would have to be something like an outer experience in this soul. So something just as ingenious as the picking up of the chalk would have to take place in our consciousness—just as ingenious and just as firmly based on abiding external laws. Some external event would have to enter our consciousness, acting in accord with prevailing laws, that would have the following effect. We would not think, as we would in the case of actions of the will, “I will pick up this chalk,” and consider that as representing one side of our soul life, strictly divided off from something we don't recognize as an external perception but, rather, these two processes would have to coincide, be one and the same. All the details of the hand motions would have to occur within consciousness. Now, that is the process that takes place in the case of intuition. We can put it this way. When we can grasp with our own consciousness something that comes to full expression within this consciousness—not merely as knowledge but as an event, a world event—we are dealing with intuition, or more precisely, with intuition in the higher sense, such as is meant in my book, Knowledge of the Higher Worlds and Its Attainment. Within intuition, then, we are dealing with the governing will. While that shrewd psychologist, Brentano, finds only emotions within the soul, not will, because the will does not exist for ordinary consciousness, it remains for the consciousness that transcends ordinary consciousness to find something that is a higher event. It is the point at which the world enters and plays a part in consciousness. That is, intuition. Here again we have a sort of transition, only it is a little less readily noticeable than the one leading from imagination to ‘imagination’. This transition sets in when we acquire such power of self-observation as to enable us not merely to will something and follow this by the deed, with thoughts and deeds standing dynamically side by side, so to speak, but to start expanding our emotions themselves over the quality of our deeds. In many cases this is even useful, yet it can happen in life that in performing an action we are gratified or disgusted by it. I don't believe an unprejudiced observer of life can deny the possibility of so expanding the emotions as to include likes and dislikes for one's own actions, but this co-experiencing of them in the emotions can be intensified. When this has been intensified to the point of its full potentiality in life, this transition reveals what we can call the human conscience. All stirrings of conscience occur at the transition from the emotions to intuition. If we seek the location of conscience, we find it at this transition. The soul is really open laterally on the side of imagination and on that of intuition, but it is closed on the side where we encounter the impact, as it were, of outer corporeality through perception. It achieves a certain fulfillment in the realm of imagination, and another when it enters the realm of intuition—in the latter case through an event. Now, since imagination and intuition must live in one soul, how can a sort of mediation, a connection of the two, come about in this single soul? In imagination we have primarily a fulfilled image of the spiritual world, in intuition, an event that impinges out of the spiritual world. An event we encounter in the ordinary physical world is something that leaves us no peace, so to speak. We try to understand it, then we seek the essence underlying it. It is the same in the case of an event in the spiritual world that is to penetrate our consciousness. Let us consider this more closely. How does imagination first of all penetrate consciousness? Well, we found it first on the side of the emotions, but there, though it enters consciousness, enters the soul, it does so primarily on the side of the emotions, not on the side of visualization. It is the same in the case of intuition. Intuition can enter the soul life without providing the possibility of being visualized. Imagination, too, can occur without our being aware of it, in which case we have ‘imagination’ directly affecting the world of visualizations. Intuition, however, is to be found on the side of the emotions. You see, in the whole spiritual life of man intuition is linked with the emotions. I will give you an example, a well-known dream. A couple had a son who suddenly became ill and in spite of all that could be done he died within a day. The parents were profoundly affected. The son continually occupied their thoughts, that is, their memory; they thought of him a great deal. One morning they found that during the night both had had the same dream, which they recounted to each other. (You can find this dream cited by a certain materialistic interpreter of dreams who turns the most grotesque somersaults in attempting to explain it.) They dreamt that the son demanded to be exhumed, as he had been buried alive. The parents made all possible efforts to comply with this demand, but as they lived in a country in which exhumation was not permitted after so long a lapse of time, it could not be done. How can we arrive at a sort of explanation of the phenomenon presented in this dream? Well, one premise is obvious. The parents' continuous recollection of the son, who was present in the spiritual world as a spiritual being, created a bridge to him. Let us suppose you admit that a bridge to the deceased was built through memory. You cannot possibly assume that, when all the intervening veils have been pierced, enabling the deceased to influence the two people, and when both have the same dream in which he tells them, “I am buried alive; go and see!”—you cannot assume that he really said that. Instead, there simply came about a contact in the night between parents and son. He did tell them something, or endeavored to instill something into their souls, but since the parents had no way of bringing to consciousness what it was that the son had instilled into their souls, their accustomed conceptions stood in the way of the real events. What the son manifestly wanted was something quite different because such visualizations could only have been gathered from the visualization substance of their accustomed life. The other part I will explain to you by means of another dream, the dream a peasant woman had. This peasant woman dreamt she was going to town, to church. She dreamt vividly of the long walk on the road and through the fields, of arriving in the town, entering the church, and listening to the sermon, which moved her deeply, but it was, above all, the end of the sermon that went to her heart. The pastor spoke there with special warmth, and with the concluding words he spread out his arms. Suddenly his voice was transformed. It began to resemble the crowing of a rooster. Finally it sounded actually like a cock crowing, and the outspread arms seemed to her like wings. At the same moment the woman woke up, and out in the barnyard the rooster crowed. This crowing of the rooster had produced the whole dream, but you will admit that it might have produced other dreams just as well. Suppose, for instance, that a thief had been awakened by it. He might have been wondering how to break a lock, and some other astute rascal had been giving him directions that then turned into the cock-crow. That might have been the conception. You see, it need have no connection with what really entered the soul. The peasant woman was floating, so to speak, in a world of devotion and, when this was shattered, she still had the feeling of being elsewhere, but her entire consciousness was filled by the cock-crow. What manifested itself could therefore only express itself in symbols. When anyone gets practice in passing from such dreams to reality, he finds that before he can arrive at spiritual reality he must penetrate some form of emotion—a sorrow or joy, a tension of this or that feeling. He must form wholly new conceptions if he would arrive at what the spiritual world comprises, and as a rule spiritual events are much closer to the emotions than to conceptions. The conceptual life of dreams is not conclusive in reporting what has happened there. There we have the spiritual event impinging. We are present in the spiritual world throughout our sleeping life, but our visualization is unable to characterize what we visualize. A similar condition prevails between intuition and the emotions. That is why mystics arrive at a vague, hazy soul experience of the higher worlds before attaining to any concretely outlined conceptions of them, and many mystics remain satisfied with that. Those whose souls truly meditate in the higher worlds, however, all describe in the same way the conditions of blissful devotion, their frame of mind in directly experiencing the spiritual world. If we then endeavored to proceed through intuition, which sways the soul, we would not get very far; instead, we must proceed more from the other side, must try to develop imagination, to focus our attention on the imaginative world, in order not merely to wallow in emotions but to arrive at concrete images. If we do that, a sort of contact enters our life between intuition, which is not yet understood but rather felt, and imagination, which still floats in unreality and consists only of images. This contact finally enables us to ascend to the plane we can describe by saying that we have arrived among the beings who bring about spiritual events. Approaching these beings is what we call inspiration, and in a sense we have here the reverse of the processes confronting us in the outer corporeal world. In confronting the outer corporeal world we have, so to speak, the thoughts we frame about objects. The objects are given, and we think about them. Here it is the event, the “object,” that appears in intuition primarily as emotion, so that imagination as such would remain in suspension. Not until the two unite, until intuition streams into imagination and visualizations are set free by imagination so that we feel imagination as coming to us from beings, not until then does the essence of the beings stream into us as an event, and what the imaginations have provided flows into intuition. We perceive in the event a content comparable to that of visualizations. These thoughts, for the perception of which imagination has prepared us, we then perceive by means of the event provided by intuition. I have described to you today how man ascends to the spiritual world on the other side of his soul life, as it were. I have anticipated a little in the matter of what only spiritual science itself can give, but I had to do this in order that tomorrow we might be able to understand each other more readily in the principal subject—a description of the spiritual world itself.
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210. Old and New Methods of Initiation: Lecture XI
26 Feb 1922, Dornach Tr. Johanna Collis Rudolf Steiner |
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Now it is becoming obvious—though it is not expressed in the way Anthroposophy has to express it—that in all sorts of places at this point in human evolution there is a more vital sense for the need to gain greater clarity of soul about this change. |
If we want to pursue the matter with regard to the East we need to call on the assistance of Anthroposophy. For what takes place in the souls of Goethe and Schiller, which are, after all, here on the earth—what, in them, blows through earthly souls is, in the East, still in the spiritual world and finds no expression whatsoever down on the earth. |
210. Old and New Methods of Initiation: Lecture XI
26 Feb 1922, Dornach Tr. Johanna Collis Rudolf Steiner |
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The turning-point, between the fourth and fifth post-Atlantean periods,1 which falls in the fifteenth century, is very much more significant for human evolution than is recognized by external history, even today. There is no awareness of the tremendous change which took place at that time in the condition of human souls. We can say that profound traces of what took place at that time for mankind as a whole became deeply embedded in the consciousness of the best spirits. These traces remained for a long time and are indeed still there today. That something so important can take place without at first being much noticed externally is shown by another example—that of Christianity itself. During the course of almost two thousand years, Christianity has wrought tremendous transformation on the civilized world. Yet, a century after the Mystery of Golgotha, it meant little, even to the greatest spirits of the leading culture of the time—that of Rome. It was still seen as a minor event of little significance that had taken place out there in Asia, on the periphery of the Empire. Similarly, what took place in the civilized world around the first third of the fifteenth century has been little noted in external, recorded history. Yet it has left deep traces in human striving and endeavour. We spoke about some aspects recently. For instance, we saw that Calderón's2 drama about the magician Cyprianus shows how this spiritual change was experienced in Spain. Now it is becoming obvious—though it is not expressed in the way Anthroposophy has to express it—that in all sorts of places at this point in human evolution there is a more vital sense for the need to gain greater clarity of soul about this change. I have also pointed out that Goethe's Faust is one of the endeavours, one of the human struggles, to gain clarity about it. More light can perhaps be thrown on this Faust of Goethe when it is seen in a wider cultural context. But first let us look at Faust himself as an isolated individual. First of all in his youthful endeavours, stimulated of course by the cultural situation in Europe at that time, Goethe came to depict in dramatic form the striving of human beings in the newly dawning age of the intellect. From the way in which he came across the medieval Faust figure in a popular play or something similar, he came to see him as a representative of all those seeking personalities who lived at that time. Faust belongs to the sixteenth, not the fifteenth century,3 but of course the spiritual change did not take place in the space of only a year or even a century. It came about gradually over centuries. So the Faust figure came towards Goethe like a personality living in the midst of this seeking and striving that had come from earlier times and would go on into later centuries. We can see that the special nature of this seeking and striving, as it changed from the fourth to the fifth post-Atlantean period, is perfectly clear to Goethe. First he presents Faust as the scholar who is familiar with all four academic faculties. All four faculties have worked on his soul, so that he has taken into his soul the impulses which derive from intellectualism, from intellectualistic science. At the same time he senses how unsatisfying it is for human beings to remain stuck in one-sided intellectualism. As you know, Faust turns away from this intellectualism and, in his own way, towards the practice of magic. Let us be clear about what is meant in this case. What he has gone through by way of ‘Philosophy and Jurisprudence, Medicine and even, alas, Theology,’4 is what anyone can go through by studying the intellectualized sciences. It leaves a feeling of dissatisfaction. It leaves behind this feeling of dissatisfaction because anything abstract—and abstraction is the language of these sciences—makes demands only on a part of the human being, the head part, while all the rest is left out of account. Compare this with what it was like in earlier times. The fact that things were different in earlier times is habitually overlooked. In those earlier times the people who wanted to push forward to a knowledge of life and the world did not turn to intellectual concepts. All their efforts were concentrated on seeing spiritual realities, spiritual beings, behind the sense-perceptible objects of their environment. This is what people find so difficult to understand. In the tenth, eleventh, twelfth centuries those who strove for knowledge did not only seek intellectual concepts, they sought spiritual beings and realities, in accordance with what can be perceived behind sense-perceptible phenomena and not in accordance with what can be merely thought about sense-perceptible phenomena. This is what constitutes that great spiritual change. What people sought in earlier times was banished to the realm of superstition, and the inclination to seek for real spiritual beings was lost. Instead, intellectual concepts came to be the only acceptable thing, the only really scientific knowledge. But no matter how logically people told themselves that the only concepts and ideas free of any superstition are those which the intellect forms on the basis of sense-perceptible reality, nevertheless these concepts and ideas failed, in the long run, to satisfy the human being as a whole, and especially the human heart and soul. In this way Goethe's Faust finds himself to be so dissatisfied with the intellectual knowledge he possesses that he turns back to what he remembers of the realm of magic. This was a true and genuine mood of soul in Goethe. He, too, had explored the sciences at the University of Leipzig. Turning away from the intellectualism he met in Leipzig, he started to explore what in Faust he later called ‘magic’, for instance, together with Susanne von Klettenberg and also by studying the relevant books. Not until he met Herder5 in Strasbourg did he discover a real deepening of vision. In him he found a spirit who was equally averse to intellectualism. Herder was certainly not an intellectual; hence his anti-Kant attitude. He led Goethe beyond what—in a genuinely Faustian mood—he had been endeavouring to discover in connection with ancient magic. Thus Goethe looked at this Faust of the sixteenth century, or rather at that scholar of the fifteenth century who was growing beyond magic, even though he was still half-immersed in it. Goethe wanted to depict his own deepest inner search, a search which was in him because the traces of the spiritual change from the fourth to the fifth post-Atlantean period were still working in him. It is one of the most interesting phenomena of recent cultural evolution that Goethe, who wanted to give expression to his own youthful striving, should turn to that professor from the fifteenth and sixteenth century. In the figure of this professor he depicted his own inner soul life and experience. Du Bois-Reymond,6 of course, totally misunderstood both what lived in Goethe and what lived in the great change that took place in the fifteenth and sixteenth centuries, when he said: Goethe made a big mistake in depicting Faust as he did; he should have done it quite differently. It is right that Faust should be dissatisfied with what tradition had to offer him; but if Goethe had depicted him properly he would have shown, after the early scenes, how he first made an honest woman of Gretchen by marrying her, and then became a well-known professor who went on to invent the electro-static machine and the air pump. This is what Du Bois-Reymond thought should have become of Faust. Well, Goethe did not let this happen to Faust, and I am not sure whether it would have been any more interesting if he had done what Du Bois-Reymond thought he should have done. But as it is, Goethe's Faust is one of the most interesting phenomena of recent cultural history because Goethe felt the urge to let this professor from the fifteenth and sixteenth centuries stand as the representative of what still vibrated in his own being as an echo of that spiritual change which came about during the transition from the fourth to the fifth post-Atlantean period. The sixteenth century Faust—that is the legendary Faust, not the one who ought to have become the inventor of the electro-static machine and the air pump—takes up magic and perishes, goes to the devil. We know that this sixteenth century Faust could not be seen by either Lessing or Goethe as the Faust of the eighteenth century. Now it was necessary to endeavour to show that once again there was a striving for the spirit and that man ought to find his way to salvation, if I may use this expression. Here, to begin with, is Faust, the professor in the fifteenth and sixteenth centuries. Goethe has depicted him strikingly well, for this is just what such personalities were like at the universities of that time. Of course, the Faust of legend would not have been suitable, for he would have been more like a roaming vagabond gipsy. Goethe is describing not the legendary Faust but the figure of a professor. Of course, at the profoundest soul level he is an individual, a unique personality. But Goethe does also depict him as a type, as a typical professor of philosophy, or perhaps of medicine, of the fourteenth or fifteenth century. On the one hand he stands in the midst of the culture of his day, occupying himself with the intellectual sciences, but on the other he is not unfamiliar with occult things, which in Goethe's own day were considered nothing more than superstition. Let us now look at Goethe's Faust in a wider world context. We do make the acquaintance of his famulus and Goethe shows us the relationship between the two. We also meet a student—though judging by his later development he does not seem to have been much influenced by his professor. But apart from this, Goethe does not show us much of the real influence exercised by Faust, in his deeper soul aspects, as he might have taught as a professor in, say, Wittenberg. However, there does exist a pupil of Faust who can lead us more profoundly into this wider world context. There is a pupil of Faust who occupies a place in the cultural history of mankind which is almost equal to that of Professor Faust himself—I am speaking only of Faust as Goethe portrayed him. And this pupil is none other than Hamlet. Hamlet can indeed be seen as a genuine pupil of Faust. It is not a question of the historical aspect of Faust as depicted by Goethe. The whole action of the drama shows that although the cultural attitudes are those of the eighteenth century, nevertheless Goethe's endeavour was to place Faust in an earlier age. But from a certain point of view it is definitely possible to say: Hamlet, who has studied at Wittenberg and has brought home with him a certain mood of spirit—Hamlet as depicted by Shakespeare,7 can be seen in the context of world spiritual history as a pupil of Faust. It may even be true to say that Hamlet is a far more genuine pupil of Faust than are the students depicted in Goethe's drama. Consider the whole character of Hamlet and combine this with the fact that he studied in Wittenberg where he could easily have heard a professor such as Faust. Consider the manner in which he is given his task. His father's ghost appears to him. He is in contact with the real spiritual world. He is really within it. But he has studied in Wittenberg where he was such a good student that he has come to regard the human brain as a book. You remember the scene when Hamlet speaks of the ‘book and volume’ of his brain.8 He has studied human sciences so thoroughly that he speaks of writing what he wants to remember on the table of his memory, almost as though he had known the phrase which Goethe would use later when composing his Faust drama: ‘For what one has, in black and white, one carries home and then goes through it.’9 Hamlet is on the one hand an excellent student of the intellectualism taught him at Wittenberg, but on the other hand he is immersed in a spiritual reality. Both impulses work in his soul. The whole of the Hamlet drama stands under the influence of these two impulses. Hamlet—both the drama and the character—stands under the influence of these impulses because, when it comes down to it, the writer of Hamlet does not really know how to combine the spiritual world with the intellectual mood of soul. Poetic works which contain characteristics that are so deeply rooted in life provide rich opportunities for discussion. That is why so many books are written about such works, books which do not really make much sense because there is no need for them to make sense. The commentators are constantly concerned with what they consider to be a most important question: Is the ghost in Hamlet merely a picture, or does it have objective significance? What can be concluded from the fact that only Hamlet, and not the others characters present on the stage, can see the ghost? Think of all the learned and interesting things that have been written about this! But of course none of it is connected with what concerned the poet who wrote Hamlet. He belonged to the sixteenth and seventeenth centuries. And writing out of the life of that time he could do no other than approach these things in a way which cannot be fixed in abstract concepts. That is why I say that it is not necessary to make any sense of all the various commentaries. We are talking about a time of transition. Earlier, it was quite clear that spiritual beings were as real as tables and chairs, or as a dog or a cat. Although Calderon lived even later than Shakespeare, he still held to this older view. It would not have occurred to him even to hint that the spiritual beings in his works might be merely subjective in character. Because his whole soul was still open to spiritual insight, he portrayed anything spiritual as something just as concrete as dogs and cats. Shakespeare, whose mood of soul belonged fully to the time of transition, did not feel the need to handle the matter in any other way than that which stated: It might be like this or it might be like that. There is no longer a clear distinction between whether the spiritual beings are subjective or objective. This is a question which is just as irrelevant for a higher world view as it would be to ask in real life—not in astronomy, of course—where to draw the line between day and night. The question as to whether one is subjective and the other objective becomes irrelevant as soon as we recognize the objectivity of the inner world of man and the subjectivity of the external world. In Hamlet and also, say, in Macbeth, Shakespeare maintains a living suspension between the two. So we see that Shakespeare's dramas are drawn from the transition between the fourth and fifth post-Atlantean periods. The expression of this is clearest in Hamlet. It may not be historical but it is none the less true to suggest that perhaps Hamlet was at Wittenberg just at the time when Faust was lecturing not so much about the occult as about the intellectual sciences—from what we said earlier you now know what I mean. Perhaps he was at Wittenberg before Faust admitted to himself that, ‘straight or crosswise, wrong or right’, he had been leading his scholars by the nose these ten years long. Perhaps Hamlet had been at Wittenberg during those very ten years, among those whom Faust had been leading by the nose. We can be sure that during those ten years Faust was not sure of where he stood. So having taken all this in from a soul that was itself uncertain, Hamlet returns and is faced on the one hand with what remains from an earlier age and what he himself can still perceive, and on the other with a human attitude which simply drives the spirits away. Just as ghosts flee before the light, so does the perception of spiritual beings flee before intellectualism. Spiritual vision cannot tolerate intellectualism because the outcome of it is a mood of soul in which the human being is inwardly torn right away from any connection with the spirit. The pallor of thoughts makes him ill in his inner being, and the consequence of this is the soul mood characteristic of the time from the eleventh to the fifteenth centuries and on into even later times. Goethe, who was sensitive to all these things, also had a mood of soul that reached back into this period. We ought to be clear about this. Take Greek drama. It is unthinkable without the spiritual beings who stand behind it. It is they who determine human destinies. Human beings are woven into the fabric of destiny by the spiritual forces. This fabric brings into ordinary life what human beings would otherwise only experience if they were able consciously to go into the state of sleep. The will impulses which human beings sleep through in their daytime consciousness are brought into ordinary life. Greek destiny is an insight into what man otherwise sleeps through. When the ancient Greek brings his will to bear, when he acts, he is aware that this is not only the working of his daytime consciousness with its insipid thoughts. Because his whole being is at work, he knows that what pulses through him when he sleeps is also at work. And out of this awareness he gains a certain definite attitude to the question of death, the question of immortality. Now we come to the period I have been describing, in which human beings no longer had any awareness that something spiritual played in—also in their will—while they slept. We come to the period in which human beings thought their sleep was their own, though at the same time they knew from tradition that they have some connection with the spiritual world. Abstract concepts such as ‘Philosophy, Jurisprudence, Medicine, and even, alas! Theology’ begin to take on a shadowy outline of what they will become in modern times. They begin to appear, but at the same time the earlier vision still plays in. This brings about a twilight consciousness. People really did live in this twilight consciousness. Such figures as Faust are, indeed, born out of a twilight consciousness, out of a glance into the spiritual world which resembles a looking over one's shoulder in a dream. Think of the mood behind such words as ‘sleep’, or ‘dream’, in Hamlet. We can well say that when Hamlet speaks his monologues he is simply speaking about what he senses to be the riddle of his age; he is speaking not theoretically but out of what he actually senses. So, spanning the centuries and yet connected in spirit, we see that Shakespeare depicts the student and Goethe the professor. Goethe depicted the professor simply because a few more centuries had passed and it was therefore necessary in his time to go further back to the source of what it was all about. Something lived in the consciousness of human beings, something that made the outstanding spirits say: I must bring to expression this state of transition that exists in human evolution. It is extremely interesting to expand on this world situation still further, because out of it there arise a multitude of all-embracing questions and riddles about life and the world. It is interesting to note, for instance, that amongst the works of Shakespeare Hamlet is the one which depicts in its purest form a personality belonging to the whole twilight condition of the transition—especially in the monologues. The way Hamlet was understood in the seventeenth and eighteenth centuries could have led to the question: Where was the stimulus for what exists in Hamlet's soul? The answer points to Wittenberg, the Faust source. Similar questions arise in connection with Macbeth. But in King Lear we move into the human realm. The question of the spiritual world is not so much concerned with the earth as with the human being—it enters into the human being and becomes a subjective state of mind which leads to madness. Then Shakespeare's other dramas could also be considered. We could say: What the poet learnt by taking these human characters and leading them to the spiritual realm lives on in the historical dramas about the kings. He does not follow this specific theme in the historical dramas, but the indeterminate forces work on. Taking Shakespeare's dramas all together, one gains the impression that they all culminate in the age of Queen Elizabeth. Shakespeare wanted to depict something that leads from the subconscious, bubbling forces of his people to the intellectual clarity that has especially shone forth from that corner of the civilized world since the age of Elizabeth. From this point of view the whole world of Shakespeare's dramas appears—not perhaps quite like a play with a satisfactory ending, but at least like a drama which does lead to a fairly satisfying conclusion. That is, it leads to a world which then continues to evolve. After the transition had been going on for some time, the dramas lead toShakespeare's immediate present, which is a world with which it is possible to come to terms. This is the remarkable thing: The world of Shakespeare's dramas culminates in the age in which Shakespeare lived; this is an age with which it is possible to come to terms, because from then on history takes a satisfactory course and runs on into intellectualism. Intellectualism came from the part of the earth out of which Shakespeare wrote; and he depicted this by ending up at this point. The questions with which I am concerned find their answers when we follow the lines which lead from the pupil Hamlet to the professor Faust, and then ask how it was with Goethe at the time when, out of his inner struggles, he came to the figure of Faust. You see, he also wrote Götz von Berlichingen. In Götz von Berlichingen, again taken from folk myth, there is a similar confrontation. On the one side you have the old forces of the pre-intellectual age, the old German empire, which cannot be compared with what became the later German empire. You have the knights and the peasants belonging to the pre-intellectual age when the pallor of thoughts did not make human beings ill; when indeed very little was guided from the head, but when the hands were used to such an extent that even an iron hand was needed. Goethe refers back to something that once lived in more recent civilization but which, by its very nature, had its roots in the fourth post-Atlantean period. Over against all this you have in the figure of Weislingen the new element which is developing, the age of intellectualism, which is intimately linked to the way the German princes and their principalities evolved, a development which led eventually to the later situation in Central Europe right up to the present catastrophe. We see that in Götz von Berlichingen Goethe is attacking this system of princes and looking back to times which preceded the age of intellectualism. He takes the side of the old and rebels against what has taken its place, especially in Central Europe. It is as though Goethe were saying in Götz von Berlichingen that intellectualism has seized hold of Central Europe too. But here it appears as something that is out of place. It would not have occurred to Goethe to negate Shakespeare. We know how positive was Goethe's attitude to Shakespeare. It would not have occurred to him to find fault with Shakespeare, because his work led to a satisfying culmination which could be allowed to stand. On the contrary, he found this extraordinarily satisfying. But the way in which intellectualism developed in his own environment made Goethe depict its existence as something unjustified, whereas he spiritually embraced the political element of what was expressed in the French Revolution. In Götz von Berlichingen Goethe is the spiritual revolutionary who denies the spirit in the same way as the French Revolution denies the political element. Goethe turns back in a certain way to something that has once been, though he certainly cannot wish that it should return in its old form. He wants it to develop in a different direction. It is most interesting to observe this mood in Goethe, this mood of revolt against what has come to replace the world of Götz. So it is extremely interesting to find that Shakespeare has been so deeply grasped by Lessing and by Goethe and that they really followed on from Shakespeare in seeking what they wanted to find through their mood of spiritual revolt. Yet where intellectualism has become particularly deeply entrenched, for instance in Voltaire,10 it mounts a most virulent attack on Shakespeare. We know that Voltaire called Shakespeare a wild drunkard. All these things have to be taken into account. Now add something else to the great question which is so important for an understanding of the spiritual revolution which took place in the transition from the fourth to the fifth post-Atlantean period. Add to all this the extraordinary part which Schiller played in this spiritual revolution which in Goethe is expressed in a Goethean way in Götz von Berlichingen. In the circle closest of all to Schiller he first met what he had to revolt against. It came out of the most one-sided, unhealthy intellectualism. There was of course as yet no Waldorf school11 to do battle against one-sided intellectualism. So Schiller could not be sent to the Waldorf school in Wurttemberg but had to go to the Karlsschule instead. All the protest which Schiller built up during his youth grew out of his protest against the education he received at the Karlsschule. This kind of education—Schiller wrote his drama Die Räuber (The Robbers) against it—is now universally accepted, and no positive, really productive opposition to it has ever been mounted until the recent foundation of the Waldorf school. So what is the position of Schiller—who later stood beside Goethe in all this? He writes Die Räuber (The Robbers). It is perfectly obvious to those who can judge such things that in Spiegelberg and the other characters he has portrayed his fellow pupils. Franz Moor himself could not so easily be derived from his schoolmates, but in Franz Moor he has shown in an ahrimanic form12 everything that his genius can grasp of what lives in his time. If you know how to look at these things, you can see how Schiller does not depict spiritual beings externally, in the way they appear in Hamlet or Macbeth, but that he allows the ahrimanic principle to work in Franz Moor. And opposite this is the luciferic principle in Karl Moor. In Franz Moor we see a representative of all that Schiller is rebelling against. It is the same world against which Goethe is rebelling in Götz von Berlichingen, only Schiller sets about it in a different way. We see this too in the later drama Kabale and Liebe (Love and Intrigue). So you see that here in Central Europe these spirits, Goethe and Schiller, do not depict something in the way Shakespeare does. They do not allow events to lead to something with which one can come to terms. They depict something which is there but which in their opinion ought to have developed quite differently. What they really want does not exist, and what is there on the physical plane is something which they oppose in a spiritual revolution. So we have a strange interplay between what exists on the physical plane and what lives in these spirits. In a rather bold way I could draw it like this: In Shakespeare the events he depicts carry on in keeping with the way things are on earth (blue). What he takes in from earlier times, in which the spirit still worked, goes over (red) into a present time which then becomes a factual world evolution. Then we see in Goethe and Schiller that they had inklings of an earlier time (red) when the spiritual world was still powerful, in the fourth post-Atlantean period, and that they bring this only as far as their spiritual intentions, whereas they see what is taking place on earth (blue) as being in conflict with it. One thing plays into the other in the human struggle for the spirit. This is why here in Central Europe the question became a purely human one. In the time of Goethe and Schiller a tremendous revolution occurred in the concept of man as a being who stands within a social context. I shall be able to expand on this in the coming lectures. Let us now look towards the eastern part of Europe. But we cannot look in that direction in the same way. Those who only describe external facts and have no understanding for what lives in the souls of Goethe and Schiller—and also of course many others—may describe these facts very well, but they will fail to include what plays in from a spiritual world—which is certainly also there, although it may be present only in the heads of human beings. In France the battle takes place on the physical earth, in a political revolution. In Germany the battle does not come down as far as the physical plane. It comes down as far as human souls and trembles and vibrates there. But we cannot continue this consideration in the same way with regard to the East, for things are different there. If we want to pursue the matter with regard to the East we need to call on the assistance of Anthroposophy. For what takes place in the souls of Goethe and Schiller, which are, after all, here on the earth—what, in them, blows through earthly souls is, in the East, still in the spiritual world and finds no expression whatsoever down on the earth. If you want to describe what took place between Goethe's and Schiller's spirits in the physical world—if you want to describe this with regard to the East, then you will have to employ a different view, such as that used in the days of Attila when battles were fought by spirits in the air above the heads of human beings. What you find being carried out in Europe by Goethe and Schiller—Schiller by writing Die Räuber (The Robbers) and Goethe by writing Götz von Berlichingen—you will find in the East to be taking place as a spiritual fact in the spiritual world above the physical plane. If you want to seek deeds which parallel the writing of Die Räuber (The Robbers) and the writing of Götz, you will have to seek them among the spiritual beings of the super-sensible world. There is no point in searching for them on the physical plane. In a diagram depicting what happens in the East you would have to draw the element in question like a cloud floating above the physical plane, while down below, untouched by it, would be what shows externally on the physical plane. Now we know that, because we have Hamlet, we can tell how a western human being who had been a pupil of Faust would have behaved, and could have behaved. But there can be no such thing as a Russian Hamlet. Or can there? We could see a Russian Hamlet with our spiritual eyes if we were to imagine the following: Faust lectures at Wittenberg—I mean not the historical Faust but Goethe's Faust who is actually more true than historical fact. Faust lectures at Wittenberg—and Hamlet listens, writing everything down, just as he does even what the ghost says to him about the villains who live in Denmark. He writes everything down in the book and volume of his brain—Shakespeare created a true pupil of Faust out of what he found in the work of Saxo Grammaticus,13 which depicts things quite differently. Now imagine that an angel being also listened to Faust as he lectured—Hamlet sat on the university bench, Faust stood on the platform, and at the back of the lecture hall an angel listened. And this angel then flew to the East and there brought about what could have taken place as a parallel to the deeds of Hamlet in the West. I do not believe that it is possible to reach a truly penetrating comprehension of these things by solely taking account of external facts. One cannot ignore the very profound impression made, by these external facts, particularly on the greatest personalities of the time, when what is taking place is something as incisive as the spiritual revolution which took place between the fourth and fifth post-Atlantean periods.
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211. Exoteric And Esoteric Christianity
02 Apr 1922, Dornach Tr. Unknown Rudolf Steiner |
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An antagonism to Ahriman exists today only in the teachings like those that stream through Anthroposophy. If Anthroposophy can again make clear to men the independence of the spirit-soul being which is not dependent on the bodily being, Ahriman will have to give up his hopes for the time. |
211. Exoteric And Esoteric Christianity
02 Apr 1922, Dornach Tr. Unknown Rudolf Steiner |
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The evolution of mankind is recorded in documents that have been preserved as religious records, or as other documents relating to world-conceptions. But it must be emphasized over and over again that, in addition to these records that have influenced mankind throughout history (and there is, indeed, a deep justification for this exterior influence), there are other records, which we may term esoteric records. When people spoke in a deeper sense of a knowledge of man and of man's conception of the world, they always made a distinction between an exoteric teaching, that gives a more exterior knowledge of things, and an esoteric teaching; only those who had trained their hearts and minds accordingly, were able to penetrate into this teaching. In Christianity, too, especially as far as its central point, the Mystery of Golgotha, is concerned, we must make a distinction between exoteric conceptions and esoteric knowledge. An exoteric contemplation of Christianity, accessible to all the world, is contained in the Gospels. Side by side with this exoteric contemplation, there has always been an esoteric Christianity for those who were willing—as I have said before—to prepare their hearts and minds in an adequate way for the reception of an esoteric Christianity. All that could be gathered of the intercourse of the Christ who had passed through death and had risen from the dead, with those of his disciples who were able to understand him, was of the greatest importance in this esoteric Christianity. You know already that the Gospels contain very little about the intercourse of the risen Christ with his disciples. But what the Gospels tell us concerning this intercourse of the risen Christ with his disciples, can indeed give us an inkling and a foreboding of something very special, that entered the evolution of the earth through the Christ who rose from the dead. But we cannot go beyond such forebodings, without an esoteric knowledge. These inklings of a truth acquire weight and significance if we add to them Paul's utterances. Paul's words acquire a particular meaning, for he assures us that he was able to believe in Christ only from the moment in which the Christ appeared to him through the event at Damascus. This gave him the sure knowledge that Christ had passed through death and that, after his death, he was connected with the evolution of the earth as the living Christ. The event at Damascus gave Paul a knowledge of the living Christ and we should bear in mind what this impiles, when it is said by a man like Paul. Why could Paul not be convinced of the true existence of the Christ-being before the event at Damascus? We must bear in mind what it implied for Paul, initiated to some extent in the Hebrew teachings—that the Being who lived on earth as Christ-Jesus, had been condemned to a shameful death on the cross in accordance with human laws and justice. Paul could not grasp that the old prophecies referred to a Being who had been condemned lawfully to the shameful death through crucifixion. Until the event at Damascus, Paul saw in the shameful crucifixion of Jesus of Nazareth the proof that He could not be the Messiah. Only the experience at Damascus convinced Paul; the vision at Damascus convinced him of the truth of the Mystery of Golgotha. In spite of the fact that Jesus of Nazareth—or better, the Being who was incarnated in Jesus of Nazareth—had undergone the shameful death on the cross, something very deep and great is implied in this confession of Paul's conviction. The traditions that still existed in the first centuries after Christ, no longer exist. They may exist, at the most, in the form of outer historical records kept by some secret society that does not understand them. We must find again, through an anthroposophical spiritual science, that which surpasses the scanty communications concerning the Christ, after the Mystery of Golgotha. This is what we must find again: What did the risen Christ tell to the disciples that were around him, and that are not mentioned in the Gospels? For, what the Gospels say of the apostles who met Christ-Jesus on the way to Emmaeus, and other things recorded of the apostles, are steeped in tradition and refer to simple souls who were unable to advance to an esoteric knowledge. For this reason we must go beyond this and ask: What did the Christ say after his resurrection to the disciples who were really initiated? If we want to understand this, we must begin by taking into consideration the frame of mind in which men of past ages took up the real Mystery of Golgotha and how the Mystery of Golgotha changed their disposition. When we speak of the great truths of the past connected with man's earthly evolution, a modern man finds it very difficult to understand that the first men who lived on the earth did not possess a knowledge of the kind termed “knowledge” by us. The first men who lived on the earth were able to receive the wisdom of gods through atavistic, clairvoyant capacities. This means nothing less than this: Divine beings who descended to the earth from higher worlds could impart their teachings to human beings—in a spiritual way, of course—and these, in their turn, taught other souls. In the ancient past of human evolution on earth, it was a well-known fact that men were taught by the divine beings themselves, who descended to the earth from spiritual worlds. This condition, transcending the earthly one, could be attained especially by those men who had passed through the initiation in the Mysteries, where for the most part, they were outside their bodies with their souls and were able to reveive the communications of the gods in a spiritual way, because they were not dependent on the outer form of speech, or spoken words. They did not receive these communications in a state of mind resembling today's dreaming state, but in a living intercourse with divine beings which took place spiritually, and where they received what these beings considered to be their own particular wisdom. This wisdom at first consisted of communications (if I may call them thus) of the gods concerning the abode of human souls in the divine world before descending into an earthly body. During that state of consciousness which I have just described, the gods taught human beings what the souls experienced before their descent into an earthly body through conception. Then men felt as if they were being reminded of something, and they found that the communications of the gods reminded them of their experiences in the world of the spirit and soul, before birth, i.e. before conception. An echo can still be found in Plato that this was indeed so in ancient times. Today we can look back on a divine spiritual wisdom received here on earth by men who were in the frame of mind just described, a wisdom received—we may indeed say it in the real sense of the word—from the gods themselves. This wisdom was of a special kind: namely, of such a kind, that people—strange as it may seem today—knew nothing of death. It may seem strange to you today, yet it is so: the oldest inhabitants of the earth knew nothing of death, just as the child knows nothing of death. The people who were instructed in the way indicated by me and passed on this instruction to others who still possessed an atavistic clairvoyance, became conscious at once of the fact that their soul-being had come down from divine-spiritual worlds into a body, and that it would leave this body. They considered this an advance in the life of the spirit and of the soul. Birth and death appeared to them as a metamorphosis, as something which is the beginning and end of something. Were we to draw this schematically we might say that people saw the human soul in its progressive evolution and considered life on earth as an interlude. But they did not see in the points “a” and “b” a beginning and an end, they only saw the uninterrupted stream of the life of spirit and soul. They did see, of course, that the people around them died. You will not think that I am comparing these ancient men with animals; for, although their outer aspect resembled that of animals, these oldest of men had a higher soul-spiritual nature. I have already explained this before. But just as an animal knows nothing of death when it sees another animal which is dead, so did these ancient men know nothing of death, for they received only the idea of an uninterrupted stream in the life of soul and spirit. Death was something pertaining to Maya, the great illusion, and it made no great impression on men, for they knew life, only. Although they saw death, they knew nothing of death. For, their spirit-soul life was not ensnared by death. They saw human life only from within. When they looked at birth, human life extended beyond birth, into the spiritual. When they looked at death, the life of spirit and soul again extended beyond death, into the spiritual; birth and death had no meaning for life. Life alone was known—not death. Men gradually came out of this frame of spirit. On tracing the evolution of mankind from the oldest times to the Mystery of Golgotha, one may say: more and more, human beings learnt to know death. They learnt to know death more and more as something that made an impression on them. Their souls became entangled in death, and out of man's feelings arose the question: what happens to the soul when man goes through death? You see, in far distant ages people never contemplated death as an end. Their problem was at the most one dealing with the special nature of metamorphosis involved. They asked whether the breath leaves man and continues streaming, and whether the soul enters thereby into eternity; or else, they had some other conception of the way in which the life of spirit and soul continues. They thought about the nature of this continuation, but they did not think of death as an end. Only with the approach of the Mystery of Golgotha people really felt that death has a meaning and that life on earth is something that ends.This, of course, did not assume the form of a problem formulated in a philosophical or scientific way, but it entered the soul as a feeling. Men on earth had to come to this feeling, for it was necessary for the evolution of mankind that the understanding, or the intellect, should enter life on earth. But the intellect depends on the fact that we are able to die. I have often mentioned this. Man had therefore to become entangled in death. He had to become acquainted with death. The old ages in which man knew nothing of death were all non-intellectualistic. Men received their ideas through inspirations from the spiritual world and did not think about them. There was no intellect. But the intellect had to come. If we express it in a soul-spiritual way, the understanding could come only because man is able to die and carries within him all the time the forces of death. In a physical way, we might say that death can enter because man deposits salts, i.e. solid mineral substances, dead substances, not only in the body, but also in his brain. The brain has the constant tendency to deposit salt—I might say, toward an incomplete ossification. So that the brain contains a constant tendency toward death. This inoculation of death had to enter in mankind. And I might say, that the result of this necessary development—that death began to have a real influence in man's life—was the outward acquaintance with death. If men had remained the same as in the past, where they did not really know death, they would never have been able to develop an intellect, for the intellect is only possible in a world where death holds sway. This is how matters stand, seen from a human aspect. But they can also be contemplated from the aspect of the higher hierarchies, and then they will appear as follows: The higher hierarchies contain in their being the forces that have formed Saturn, the Sun, the Moon and finally the Earth. If the higher hierarchies had expressed their teachings amongst themselves, as it were, up to the Mystery of Golgotha, they would have said: We can form the Earth out of Saturn, Sun and Moon. But if the Earth were to contain only what we have placed into Saturn, Sun and Moon it would never have been able to develop beings who know something about death, and can therefore develop the intellect within them. We, the higher hierarchies, are able to let an Earth proceed out of the Moon, on which there are men who know nothing of death, and on which they cannot develop the intellect. It is not possible for us, higher hierarchies, to form the Earth in such a way that it is able to supply the forces which lead man towards the intellect. We must rely, for this, on an entirely different being, on a being who comes from another direction than our own—The Ahrimanic Being. Ahriman is a being who does not belong to our hierarchy. Ahriman comes into the stream of evolution from another direction. If we tolerate Ahriman in the evolution of the Earth, if we allow him a share in it, he brings us death, and with it, the intellect, and we can take up in the human being death and intellect. Ahriman knows death, because he is at one with the Earth and has trodden paths which have brought him into connection with the evolution of the Earth. He is an initiate, a sage of death, and for this reason he is the ruler of the intellect. The gods had to reckon with Ahriman—if I may express it in this way. They had to say: the evolution cannot proceed without Ahriman. It is only a question of admitting Ahriman into the evolution. But if Ahriman is admitted and becomes the lord of death and, consequently, of the intellect too, we forfeit the Earth, and Ahriman, whose sole interest lies in permeating the Earth with intellect, will claim the Earth for himself. The gods faced the great problem of losing to a certain extent their rule over the Earth in favour of Ahriman. There was only one possibility—that the gods themselves should learn to know something which they could not learn in their godly abodes which were not permeated by Ahriman—namely, that the gods should learn to know death itself, on the Earth, through one of their emissaries—the Christ. A god had to die on earth, and he had to die in such a way that this was not grounded in the wisdom of the gods, but in the human error which would hold sway if Ahriman alone were to rule. A god had to pass through death and he had to overcome death. Thus the Mystery of Golgotha meant this for the gods: a greater wealth of knowledge through the wisdom of death. If a god had not passed through death, the whole Earth would have become entirely intellectual, without ever reaching the evolution which the gods had planned for it from the very beginning. In past ages, people had no knowledge of death. But they learnt to know death. They had to face the feeling that through death, i.e. through the intellect, we enter a stream of evolution which is quite different from the one from which we come. Now the Christ taught his initiates that he came from a world where death was unknown; he learnt to know death, here on earth, and conquered death. If one understands this connection between the earthly world and the divine world, it will be possible to lead the intellect back gain into spirituality. We might express approximately in this way the content of the esoteric teachings given by the Christ to his initiated disciples: it was the teaching of death, as seen from the scene of the divine world. If one wishes to penetrate into the real depths of this esoteric teaching, one must realize that he who understands the entire evolution of mankind knows that the gods have overcome Ahriman by using his forces for the benefit of the Earth, but his power has been broken because the gods themselves learnt to know death in the being of Christ. Indeed, the gods have placed Ahriman into the evolution of the earth, but, in making use of him, they have forced him to come down into the evolution of the earth without completing his own rulership. He who learns to know Ahriman since the Mystery of Golgotha and he who knew him before, knows that Ahriman has waited for the world-historic moment in which he will not only invade the unconscious and subconscious in man, as in the case since the days of Atlantis (you know this through myOccult Science), but will invade also man's consciousness. If we apply human expressions to the willing of gods, we might say that Ahriman has waited with longing for the moment in which to invade human consciousness with his power. His purpose was thwarted because he knew nothing of the divine plan whereby a being—the Christ—was to be sent to the Earth, a being who underwent death. Thus the intervention of Ahriman was possible, but the sharp edge was taken off his rule. Since then, Ahriman uses every opportunity to encourage men in the exclusive use of the intellect. Ahriman has not lost all hope today that he will succeed in inducing men to use only their intellect. What would this imply? If Ahriman would succeed in convincing men against all other convictions that man can live only in his body and that, as a spirit-soul being, he cannot be separated from his body, the idea of death would seize the souls so strongly that Ahriman would be able to realize his plans quite easily. Ahriman hopes for this always. One might say, for instance, that special joy fills the heart of Ahriman—if one can speak of a heart in Ahriman's case, but this is a comparison, for I must always use human expressions in cases where other expressions should really be found—that special joy lives in Ahriman's soul since the period stretching from the forties of the 19th century until about the end of the 19th century; in the predominant sway of materialism Ahriman could cherish new hopes for his rule over the earth. In this time even theology becomes materialistic. I have mentioned already that theology has become unchristian and that the theologian from Basle, Overbeck, wrote a book in which he tried to prove that modern theology is no longer Christian. This gave new hopes to Ahriman. An antagonism to Ahriman exists today only in the teachings like those that stream through Anthroposophy. If Anthroposophy can again make clear to men the independence of the spirit-soul being which is not dependent on the bodily being, Ahriman will have to give up his hopes for the time. The battle of the Christ against Ahriman is again possible. And we can have a foreboding of this in the Temptation described in the Gospel. But a full understanding can be gained only by penetrating into what I have often set forth, namely, that Lucifer plays a greater part in the older evolution of mankind, and that Ahriman began to have an influence on human consciousness since the Mystery of Golgotha. He had an influence also before that time, but not on the consciousness of man. If we look at the human mind and soul we must say that the most important point in mankind's evolution lies where man learns to know that the Christ-impulse contains a living force which enables him to overcome death in himself, when he unites himself with it. Seen from the spiritual world this implies that Ahriman was drawn into the evolution of the earth by the hierarchies belonging to Saturn, Sun, Moon, Earth, etc. But his claims of rulership were hedged in because they were placed at the service of the evolution of the earth. Ahriman has, as it were, been forced to enter the evolution of the earth. Without him, the gods could not have placed intellectualism into mankind and if they had not succeeded in taking off the sharp edge to Ahriman's rule through the Christ event, Ahriman would have rendered the whole earth intellectual from within and material from without. The Mystery of Golgotha is not only an inner mystical event; we must look upon it entirely as an outer event which cannot, however, be set forth according to an outer materialistic, historical investigation. It must be set forth in such a way as to show the entrance of Ahriman into the evolution of the earth, and, at the same time, the overcoming of Ahrimanism, to a certain extent. Thus we have a battle of the gods which was enacted through the Mystery of Golgotha. That a battle of the gods took place on that occasion, is contained also in the esoteric teachings imparted by the Christ to his initiated disciples, after his resurrection. If we are to designate that which existed in the form of an esoteric Christianity, we might say that in past ages of the evolution of the earth people knew of the existence of these worlds through the manifestations that I have characterized a short while ago. But these divine worlds could not tell them anything concerning death, for death did not exist in the worlds of the gods, and it did not exist for man, because he gained knowledge only of the steady uninterrupted progress of the spirit and soul through the spheres of the gods. Man came nearer and nearer to the understanding of death. By yielding himself up to the Christ, he could gain for himself a sure power which enabled him to overcome death. This is man's inner evolution. But the esoteric element which Christ gave to his initiated disciples consisted therein, that He told them: What took place on Golgotha, is the reflection of superterrestial events and of the relationship between the worlds of the gods connected with Saturn, Sun, Moon and the present Earth, and Ahriman. The cross of Golgotha cannot be looked upon as something earthly, but as something having a meaning for the entire universe—this was the content of esoteric Christianity. Perhaps we can awaken a particular feeling in connection with esoteric Christianity: Imagine two esoteric disciples of the Christ, who progress more and more in the acquisition of an esoteric Christianity, and imagine them speaking together while they are still battling with their doubts: One of them would say more or less the following words to the other one: The Christ who is teaching us, has descended from worlds which are known from the past. Gods were known in past ages, but they were gods who could not speak of death. If we had remained with these gods, we would never have learnt anything concerning the nature of death. The gods themselves had first to send down to the earth a divine being, in order to learn something concerning death though one of their own ranks. After His resurrection, Christ teaches us what the gods had to fulfill in order to guide the evolution of the earth to a right end. If we keep to him, we will learn something that men could not learn until then. We learn what the gods did behind the scenes of the worlds's existence in order to further the evolution of the earth in the right way. We learn how they brought in the forces of Ahriman, without allowing them to be of harm to man, but to be of use to him. What the initiated disciples received as the esoteric teaching of the risen Christ was something deeply moving. A disciple, such as the one described above, could only have continued by saying: Today we would know nothing at all concerning the gods, for we would be in the meshes of death had Christ not died and risen, and had He not taught us, after His resurrection, the experiences of the gods concerning death. As human beings, we must immerse ourselves into a period of time in which we can no longer know anything of the gods. The gods found a new way of speaking to us. This way went through the Mystery of Golgotha. The essential knowledge conveyed to the disciples through the Mystery of Golgotha, was that men could again approach the divine worlds which they had left. In the first period of the Christian evolution, the disciples were permeated by this stirring teaching. Many a one, whom history barely mentions, bore within him the knowledge which he could have gained only because in the early times he had enjoyed the teaching of the risen Christ himself, or else because he was connected in some way with the teachers who had been taught by the Christ. Later on, all these things were exteriorized. They were exteriorized to such an extent that the first heralds of Christianity attached great value to the fact of being able to say that they were the disciples of one who had been taught by a disciple of the apostles. It was a continuous development, for he who imparted the teaching, had known one who had seen an apostle, i.e. one who had known the Lord himself, after his resurrection. In the past, some value was still attached to this living development, but the form in which it reached a later mankind was already exteriorized. It had assumed the aspect of an outer historical description. But, essentially, it goes back to what I have just set forth. The incorporation of the intellect, which began already, and particularly, during the fourth and fifth centuries after the Mystery of Golgotha, and underwent a special change in the fifteenth century—the beginning of the fifth post-atlantean epoch—this development of the intellect brought about the loss of the ancient wisdom which enabled man to grasp something of the spiritual truths, whereas the new wisdom was not there. To a certain extent, men forgot for a whole age everything that had an esoteric significance in Christianity. As stated, some records dealing with this esoteric knowledge remained in the keeping of secret societies, the members of which no longer understood the content of these records—in our age, certainly not. These records really refer to the teachings that were imparted by the risen Christ to some of his initiated disciples. Suppose that the ancient Hebrew teaching had not received new life through Christianity—then, Paul's conviction before the event at Damascus would have been justified. For, Paul more or less accepted the view that there is an old traditional teaching, which existed originally as a divine-spiritual revelation given to men in a distant past, in the spiritual form which I have described. Then, this was preserved in written records. Amongst the Hebrews, there were scribes who knew what was contained in the records from out of the ancient wisdom of the gods. The sentence that condemned Christ-Jesus to death came from such scribes. While he was still Saul, Paul looked up to this original divine wisdom of the past and thought that this ancient wisdom was the source of the knowledge which came streaming down even to the scribes of his time. The fact that prominent men took up the calling of a scribe, could, however, bring this divine wisdom only as far as the pronouncing of righteous sentences. Impossible—quite impossible—for an innocent man to be condemned to death through crucifixion! Especially if things took the course they did take during the trial of Christ Jesus. This was the course of Paul's thoughts. Only the Roman Governor, Pontius Pilate, was already entangled instinctively in quite another world-conception and could utter the pregnant sentence: What is Truth? Paul, as Saul, could not possibly imagine that what had taken place according to a righteous judgement, might not be truth. What a conviction had to be gained by Paul? The conviction that there can be error in the truth which used to come streaming down to men from the gods, for men have changed it into error—into an error so strong, that the most innocent of all had to pass through death. The original divine wisdom streams down as far as the wisdom of the scribes, who were the Hebrew contemporaries of the Mystery of Golgotha. This wisdom can only contain truth—thought Saul. But he had to think otherwise. When Paul was still Saul, he used to say: If he, who died on the cross, is indeed the Christ and the Messiah, this current of wisdom must contain error in its truth, and error brought Christ to the cross. That is, man must have turned the old divine wisdom into error. Naturally, only the actual fact that this is so, indeed, could convince Saul. Only Christ himself could convince him, by appearing to him in the event at Damascus. What did this mean for Saul? It meant that a divine wisdom no longer existed, for the Ahrimanic element had entered into it. Thus Paul reached the point of seeing that mankind's evolution had been seized by an enemy and that this enemy is the source of error on earth. In bringing the intellect, he brings also the possibility of error, and, in its greatest aspect, this error is responsible for the death on the cross of the most innocent of all. First, this conviction must be gained—that He who has no stain upon him, died on the cross. This enabled men to see how Ahriman crept into the evolution of humanity and how a super-sensible, superterrestial event existed in the evolution of the Ego, through the enactment of the Mystery of Golgotha. An esoteric fact can never be merely mystical. It is always an enormous mistake to explain mere mysticism as esotericism. The esoteric knowledge is always a knowledge of facts which take place, as such, in the spiritual world, and remain hidden behind the veil of the physical world. For, behind this veil, the adjustment between the divine world and Ahriman takes place, as enacted in the death on the cross of Christ-Jesus. Paul felt that error, leading to the death on the cross, can only enter a world wherein man is seized by the Ahrimanic powers. And when he had understood this, he learnt the truth of esoteric Christianity. Paul was undoubtedly one of those who belonged, in this sense, to the initiates. But initiation gradually died out, through the growing influence of intellectualism. Today we must return to a knowledge of esoteric Christianity: we must know again that Christianity does not only contain what is exoteric, but goes beyond the forebodings that can be awakened through the Gospels. Today very little is said concerning an esoteric Christianity, but humanity must return to this knowledge, which is not based on outer documents. We must learn to fathom what the Christ himself taught to his initiated disciples after his resurrection, and we must take for granted that he could impart such teachings only after having passed through an experience, here on earth, which he could not have had in the divine world—for until the Mystery of Golgotha death did not exist in the divine worlds. No being of the divine worlds had passed through death—Christ is the first-born who passed through death from the world of the hierarchies, connected with the evolution of the Earth that went through Saturn, Sun and Moon. The secret of Golgotha is the inclusion of death into life. Before Golgotha, the knowledge of life did not include death. Now death became known as an essential part of life, as an experience which strengthens life. Humanity went through a weaker form of life when nothing was known of death; humanity must live more forcefully if it wants to pass through death and yet remain alive. Death, in this connection, is also the intellect. Men possessed a comparatively weaker sense of life when they had no need of the intellect. The older people who obtained their knowledge of the divine worlds in the form of images and inner manifestations, did not die inwardly. They always remained alive. They could laugh at death because they remained alive inwardly. The Greeks still relate how happy the ancients were because, when death approached them, they became so dazed within, that they hardly noticed it. This was the last remnant of a world-conception that knew nothing of death. Modern man experiences the intellect. Intellect renders us cold and dead within. It paralyses us. When our intellect is active, we do not really live. We must feel that when we are thinking, we are not really alive, that our life is poured into the empty pictures of our understanding. A strong life is needed in order to experience the living activity contained in the lifeless images formed by our intellect, a creative, living activity inspite of all. A strong life is needed to reach the sphere where moral impulses flow out of the force of pure thinking, and where we learn to understand the freedom in man, through the impulses of pure thinking. This is what I tried to set forth in my Philosophy of Freedom, which is really an ethical conception, and tries to show how dead thoughts can be awakened into life in the form of moral impulses, and thus be led to resurrection. An inner Christianity is undoubtedly contained in this Philosophy of Freedom. With these explanations I wished to place before your souls, from a particular aspect, something concerning an esoteric Christianity. This age, which is so full of disputes concerning the nature of Christianity in an exoteric, historical sense, needs an esoteric Christianity—it is necessary to point out the esoteric teachings of Christianity. I hope that they will not be taken lightly, but with the needed earnestness and responsibility. When speaking of such things, one feels how difficult it is to clothe these experiences in the words of modern speech, which has already become abstract. For this reason, I have tried to attune your souls by describing the inner processes of man in the form of images, in order to form a thread leading from the single human being to that which constitutes, in an esoteric sense, the historical evolution of humanity, which is contained, as something essential, in the Mystery of Golgotha. |