222. The Driving Force of Spiritual Powers in World History: Lecture VI
22 Mar 1923, Dornach Translated by Dorothy S. Osmond, Johanna Collis Rudolf Steiner |
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And the only possibility of doing this is by instilling life as conceived in Anthroposophy into his world of thoughts, by imbuing his thoughts with life and then penetrating into the life inherent in the world of the senses. |
222. The Driving Force of Spiritual Powers in World History: Lecture VI
22 Mar 1923, Dornach Translated by Dorothy S. Osmond, Johanna Collis Rudolf Steiner |
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To begin with today we will remind ourselves of the indications I have given you concerning the real nature of human thinking. In the present age, since the well-known point of time in the 15th century, our thinking has become essentially abstract, devoid of pictures and imagery. People take pride in this kind of thinking which as we know, did not begin to be general until the above-mentioned epoch; previously to that, thinking had been pictorial and was therefore a living thinking in the real sense. Let us remind ourselves of the essential character of thinking as it is today. The living essence of thinking was within us during the period between death and rebirth, before we descended from the spiritual into the physical world. This living essence was then cast off and today, as men of the Fifth postAtlantean epoch, our thinking is the corpse of that living thinking between death and a new birth. It is just because our thinking now is devoid of life that our ordinary-level consciousness as modern men makes it so easy for us to be satisfied with comprehending the lifeless and we have no aptitude for understanding the living nature of the world around us. True, we have thereby acquired our freedom, our self dependence as human beings but we have also shut ourselves off entirely from what is involved in a perpetual process of ‘becoming’. We observe the things around us in which no such process is operating, which are incapable of germination and have a present existence only. It may be objected that man observes the germinating force in plants and animals, but actually he is deceiving himself. He observes this germinating force only in so far as it is the bearer of dead substances; moreover he observes the germinating force itself as something that is dead. The essential characteristic of this kind of perception is indicated by the following: In earlier epochs of evolution men perceived an active germinal force everywhere in their environment, whereas nowadays they have eyes only for what is dead; they hope somehow to grasp the nature of life too, merely by observing what is dead. Hence they do not grasp it at all! Therewith, however, man has entered into a quite remarkable epoch of his evolution. Nowadays, when he observes the sense world, thoughts are no longer given to him in the way that applies to sounds and colours. From what I say in the book Riddles of Philosophy, you know that thoughts were given to the Greeks just as sounds and colours present themselves to us today. We say that a rose is red ; the Greek perceived not only the redness of a rose but also the thought of the rose, that is to say, he perceived something spiritual. And this perception of the purely spiritual has gradually died away with the rise of the abstract, lifeless thinking that is only a corpse of what thinking was in us before our earthly life. But now the question arises: If we want to understand Nature, if we want to form a world-conception for ourselves, how are the sense-world outside us and the dead thinking within us to be related to each other? We must be quite clear that when man confronts the world today, he confronts it with lifeless thinking. But then, is there death also outside in the world? There ought at least to be an inkling today that there is not. In the colours, in the sounds, at the very least, life seems to proclaim its presence everywhere! To one who understands the real nature of the senses the remarkable fact becomes clear that although modern man invariably directs his attention to the sense-world alone, he cannot grasp this sense-world by means of thinking, because dead thoughts are simply not applicable to the living sense-world. Make this quite clear to yourselves.—Man confronts the sense-world today and believes that he should not allow himself to look beyond it. But what does this mean for modern man—not to be willing to look beyond the sense-world? It actually means renouncing all vision and all knowledge. For neither colour, nor sound, nor warmth, can be grasped at all by dead thinking. Man thinks, then, in an element quite other than that in which he actually lives. Hence it is a remarkable fact that although we enter the earthly world at birth, our thinking is the corpse of what it was before our earthly existence. And today man wants to bring the two together ; he wants to apply the residue from his pre-earthly existence to his earthly existence. And it is this fact which since the 15th century has constantly asserted itself in the sphere of thinking and knowledge in the form of doubt of every kind. This is the cause of the great confusion prevailing at the present time; it is this that has allowed scepticism and doubt to creep into every possible mode of thinking; it is this that is responsible for the fact that men today no longer have the remotest concept of what knowledge really is. There is indeed nothing more unsatisfactory than to examine theories of knowledge in their modern form. Most scientists abstain from this and leave it to the philosophers. And in this field one can have remarkable experiences. In Berlin, in the year 1889, I was once visiting the philosopher Eduard von Hartmann, now long since dead. We spoke about questions connected with theories of knowledge. In the course of conversation he said that one should not allow questions connected with theories of knowledge to be printed; they should at most be duplicated by some machine or in some other way, for in the whole of Germany there were at most sixty individuals capable of occupying themselves usefully with such questions. Just think of it—one in every million! Naturally, among a million human beings there is more than one scientist or, at least, more than one highly educated individual. But as regards real insight into questions connected with theories of knowledge, Eduard von Hartmann was probably right; for apart from the handbooks which candidates at the Universities have to skim through for certain examinations, not many readers will be found for works on the theory of knowledge, if written in the modern style and based on the modern way of thinking. And so things jog along in the same old grooves. People study anatomy, physiology, biology, history and the rest, unconcerned as to whether these sciences bring them knowledge of reality; they go on at the same jog-trot. But a time will come when men will have to be clear about the fundamental fact that because their thinking is abstract it is full of light and therefore embraces something in the highest sense super-earthly, whereas in their life on Earth they have around them only what is earthly. The two sets of facts simply do not harmonize. You may ask: did the thought-pictures current in days of old accord more fully with man's nature when his thinking was full of life? The answer is, Yes—and I will indicate the reason to you. The human being of today is engrossed from his birth to his seventh year in developing his physical body; then comes the point where he is able to develop his etheric body as well—this takes place from the seventh to the fourteenth year. Then from the fourteenth to the twenty-first year he develops his astral body; until his twenty-eighth year the sentient soul; until his thirty-fifth year the intellectual or mind-soul; and after that the consciousness-soul. It can then no longer be said that he develops but that he himself is being developed, for the Spirit Self which will evolve only in future ages, already participates to some extent in his development from his forty-second year onwards. And so the process continues. Now the period from the twenty-eighth to the thirty-fifth year in human life is extremely important. Conditions during this period have altered essentially since the 15th century. Until then, influences had continued to come to man from the surrounding cosmic ether. Because this is no longer the case today, it is difficult to imagine how man could have been influenced by the surrounding ether. Nevertheless it was so. Between their twenty-eighth and thirty-fifth years, human beings experienced a kind of inner revival. It was as though something within them was given new life. These experiences were connected with the fact that in his twenty-eighth year a man was raised to the degree of ‘Master’ in his trade; it was not until that age that he experienced a revival—of course not in a crude but in a delicate form. He was given a new impulse. This was because the all-encompassing ether-world worked upon him—the ether-world which, as well as the physical world, is all around us. In the first seven years of life the ether-world worked through the processes operating in the physical body of the human being but it did not work directly upon him until his twenty-eighth year when the period of the development of the sentient soul was over. But then, when he entered into the period of the intellectual or mind-soul at that time, the ether worked upon him with a vivifying effect. This no longer takes place and man would never have achieved independence today as an individual and a personality, had the process continued. This also has to do with the fact that the whole inner disposition of the human soul has changed since those days. You must now accept a concept that may be extremely difficult for modern thinking to grasp but is nevertheless very important. In physical life it is quite clear to us that what is going to take place only in the future, is not yet here. In etheric life, however, this is not so. In etheric life, time is, as it were, a kind of space and what will some day be present already has an effect upon what precedes it, as well as upon what will follow. But this should not be a matter for wonder; it is the same in the physical world too. If we really understand Goethe's theory of Metamorphosis, we shall say to ourselves that the blossom of the plant is already working in the root. And that is indeed so. It is the case too with everything in the ether-world: the future is already working in what has gone before. Thus the fact that man was open to the influences of the ether-world had an effect upon the preceding life back to his birth, chiefly upon his world of thoughts. As a result his world of thoughts was different from the one that is his in the epoch in which we are living today, when the doorway between the twenty-eighth and thirty-fifth years is no longer open, when it is closed. There was a time when men's thoughts were truly alive. They made him unfree but at the same time they gave him a feeling of being connected with his whole environment; he felt himself to be a living member of the world. Today man feels that he exists only in a dead world. This feeling is inevitable because if the living world were working upon him, it would make him unfree. Only because the dead world requires nothing of us, can determine nothing in us, can give rise to nothing in us—only because it is a dead world that is working in upon us are we free men. But an the other side we must also understand clearly that precisely because of what man has within him now in complete freedom, precisely through his thoughts, which are dead, he can acquire no understanding of the life round about him; he can understand the death around him—and only that. Now if there were to be no change in the attitude and mood of man's soul, the discordance in culture and civilization which is becoming more and more apparent, would inevitably increase and the inner assurance and resoluteness of the soul would progressively diminish. This would be even more apparent if men were to pay real attention to the knowledge they glean today from what is said to be irrefutable. But they still do not pay attention. They still content themselves with traditional religious ideas which they no longer understand but which have been propagated. Even in the sciences people content themselves with these ideas. When a man pursues any particular science he generally has no idea, when he begins really to grasp it, that he is still clinging to the old traditions, while the modern ideas which are only dead, abstract thoughts, do not even approach the sphere of the living. In earlier times, because the ether worked in him, man could also come in touch with the living nature of the sense-world. When he still believed in the reality of the spiritual world, he could also grasp the essential nature of the world of the senses. Today, when he believes only in the world of the senses, the strange thing is that his thoughts, although dead, are now spiritual in the very highest degree! Here there is dead spirit. But man is not conscious of the fact that today he Looks into the world with the heritage of what was his before his earthly life. If his thoughts were still living, vivified by the surrounding ether, he could look into the living world of his environment. As, however, nothing comes to him from his environment and he has to rely only on what he has inherited from a spiritual world, he can no longer understand the physical world around him. This is apparently paradoxical but for all that an extraordinarily important fact. It provides the answer to the question: Why are modern men materialists? They are materialists because they are too spiritual! They would be able to understand matter everywhere if they could comprehend the life that is present in all matter. But because they confront the life with their dead thinking, men make this life itself into something that is dead and see lifeless substance everywhere. It is because they are too spiritual, because they have within them only what was theirs before their birth, that they become materialists. A man does not become a materialist through knowledge of substance—in point of fact he has no real knowledge—but he becomes a materialist because he does not live on the Earth in the real sense. And if you ask why hardened materialists, such as Büchner, Vogt and the rest, have become such out-and-out materialists, the answer is: because they were too spiritual, because they had nothing within them that connected them with earthly life, but only what they had experienced before their life on Earth—and this was dead. This remarkable phenomenon in human civilization, this materialism, is in truth a profound mystery. Now in the present epoch, because his thoughts are no longer imbued with life from without, from the ether, man can transcend his dead thoughts only by instilling life into them himself. And the only possibility of doing this is by instilling life as conceived in Anthroposophy into his world of thoughts, by imbuing his thoughts with life and then penetrating into the life inherent in the world of the senses. He must therefore vivify himself inwardly. He must himself impart life to dead thoughts through inner activity of soul, and then he will overcome materialism. He will begin to judge everything around him differently. And from this very platform you have heard a great deal about the many possibilities of such judgments. Let us focus our attention today on a particular subject: the plant-kingdom in our environment. We know that many plants are consumed as foodstuffs by animals and human beings and are worked upon in the processes of nourishment and digestion. In the way generally indicated they can be assimilated into the animal and human organisms. And now we suddenly come across a poisonous plant, let us say henbane or belladonna. What have we there? Suddenly, among the other vegetation, we find something that does not combine with the animal and human organisms as do other plants. Let us be clear in our minds about the basis of plant-life. I have often spoken about this. Let us picture the surface of the Earth and the plants growing out of it. We know that the physical organization of the plant is permeated by its ether body. But as I have often pointed out, the plant would not be able to unfold if the all-pervading astrality did not contact it from above by way of the blossom (lilac). The plant has no astral body within it but the astrality touches it from above. As a rule the plant does not absorb the astrality but only allows itself to be touched by it. The plant does not assimilate the astrality but towards the blossom and the fruit there is interplay with the astrality which does not, as a rule, combine with the ether-body or physical body of the plant. ![]() In a poisonous plant, however, it is different. In a poisonous plant the astrality penetrates into the actual substance of the plant and combines with it. A plant such as belladonna or, let us say, henbane, hyoscyamus, sucks in the astrality either strongly or more moderately and so bears astrality within itself—in an uncoordinated state, of course, for if it were coordinated the plant would have to become an animal. It does not become an animal; the astrality within it is in a compressed state. As a result, interaction takes place between what is present in a plant saturated with astrality and the processes of assimilation in the animal and human organisms. If we eat plants that are not poisonous, we absorb not only those constituents of the plant which the chemist works up in the laboratory, not only the actual substance of the plant but also the etheric life forces ; but we must, as I have said here before, destroy the substance completely during the process of nutrition. In feeding on what is living, man must kill it within himself. That is to say, within his own organism he must expel the etheric from the plant-substance. In the lower man, in the metabolic system, the following remarkable process takes place. When we eat plants, that is to say, vegetable substance—the same also applies to cooked foodstuffs but it is specially marked when we eat raw pears, or raw apples, or raw berries—we force out the etheric and absorb into our own ether-body the dynamic structure which underlies the plant. The plant has a definite form, a definite structure. It is revealed to clairvoyant consciousness that the structure we thus take into ourselves is not always identical with the form we see externally. It is something different. The plant-structure rises up within us and adapts itself to the organism in a remarkable way. And now something very strange occurs. Just suppose—I must speak rather paradoxically here but it is exactly how things are—suppose you have eaten some cabbage. A definite form (blue in diagram) becomes visible in the lower man as a result, and activity is generated there. ![]() To the extent to which this activity is generated in the lower man through the eating of cabbage, the actual negative of the process makes its appearance in the upper man, the head-man. So having sketched the form which appears in the lower part of the organism, I now sketch in the upper man a hollow form (blue, red). ![]() It is actually the case that the eating of the cabbage produces in us a definite form or structure and that the negative of it appears in our head. And into this negative we now receive the impressions of the external world. This is possible because we have the hollow space within us—I am of course speaking approximately—and all nutritive plants have this effect. If we have eaten something that is usually known as a foodstuff, the cohesiveness of its form is only strong enough to persist for twenty-four hours, in the course of which we must continually be dissolving it; one period of waking and sleeping dissolves it and it must again and again be formed anew. This is what happens when we have eaten nutritive plants—plants which have a physical body and an etheric body in their natural growth and do not allow the astrality to do more than play around them. But now let us suppose that we drink the juice of henbane. Henbane is a plant that has sucked astrality into itself and consequently has a much more strongly cohesive form. In the lower man, therefore, there is a much firmer form which cannot easily be dissolved and which actually asserts its independence! Consequently the corresponding negative is more pronounced.Now suppose some human being has a brain with a structure that is not properly maintained. He tends to lapse into clouded, somnolent states because his astral body is not established firmly enough in the physical body of his brain. He drinks the juice of henbane and that produces in him a firm plant-form which in turn gives rise to a strong negative. And so by energizing the etheric body of his lower body and bringing into it a firm form through the taking of henbane, clearly defined thoughts may arise in a person whose brain was, so to speak, too soft, and the clouded state may pass away. Then, if in the rest of his organism he is strong enough—he may often be ordered this medicine for his condition—if he is strong enough to rouse the corresponding life-forces into activity and his brain is again in order, a poison such as this may help him to overcome his tendency to lapse into somnolent states. Belladonna, for example, has a similar effect. Let me indicate in a sketch the effect it produces. By taking belladonna the etheric body is reinforced by strong ‘scaffolding’. Hence when belladonna is taken in a suitable dosage which the patient can stand—after all, one can be cured by a remedy only if one can stand it—then a strong scaffolding is built, as it were, within the etheric body of the lower man. This strong scaffolding produces its negative in the head. And upon this reciprocal action of positive and negative depends the healing process we expect from belladonna. ![]() You must, however, be clear that when dealing with such effects, the factor of spatial distance can be ignored. The man of today, with his lifeless but massive intellect, imagines that if something is going on in his stomach it can get into his brain only if it visibly streams upwards. This, however, is not the case; processes in the lower body generate processes in the head as their counterpart and spatial distance does not come into consideration. If one is able to observe the etheric body, it can be seen distinctly how a form lights up in the etheric body of the lower body (red in diagram), while in the etheric body of the head, now darkened, the form is reproduced in negative. You can perceive for yourselves that Nature everywhere tends to produce such phenomena. You know that a properly formed wasp has a kind of head in front, a kind of hind-quarter, and wings. That is a properly formed wasp. But there are also wasps which look like this (lower form in diagram). They have a sting and drag their hind-quarters after them: the gall-flies. And even in the physical sphere, this appendage between the front part of the body and the hind-quarter is reduced to a minimum; the sting is greatly reduced. ![]() As soon as one enters the spiritual realm, no visible sting is necessary any longer. And when you come across certain beings in the elemental world—you remember that I spoke to you not long ago about the elemental kingdoms—you may see, for example, some being ... then there is nothing ... far away there is a different being. And gradually it dawns on you that the beings belong together; where the one goes the other also goes. So you may find yourself in the remarkable position—in the elemental world it can indeed be so—of discovering that here there is one part of an elemental-etheric organism, and there the other part; then one part may have turned round, but when this happened the other part cannot move directly to a new position but must follow the path taken by the first. ![]() So you see, for those substances which neither the human nor the animal organism can immediately destroy, which produce a stronger and more lasting scaffolding, it is a matter of finding a connection with what, in a quite different part of the human organism, can also work constructively and with healing effects. This gives you a vista of how the world can again become living and be revealed as such to man. Today, having only a heritage from the spiritual world, man has no possibility of approaching the living environment. He will, however, one day understand it again, he will again perceive how physical thinking is related to the whole universe. Then the universe will help him to discover why things are connected in this way or in that, why, let us say, the relation of a non-poisonous plant to the human and animal body is different from that of a poisonous plant. Only in this way is a re-vitalizing of the whole of human existence possible. Now this may cause the modern comfort-lover to say: the men of old were far better off than we are, for the surrounding ether still worked upon them and they had living thoughts; they still understood such matters as the essential difference between poisonous and non-poisonous plants.—You know, of course, that animals still understand this difference, for they have no abstract thoughts to detach them from the world. Hence the animals are able through instinct to distinguish poisonous from non-poisonous plants. Yes, but it must be emphasized over and over again that under such conditions man would never have been able to exercise his freedom. For what keeps us inwardly living—even in our thoughts—robs us of freedom. However paradoxical it may seem, with respect to the thoughts belonging to earlier earthly lives, we must each become an empty nothingness; then we can be free. And we become a nothingness when we receive into ourselves as corpses the living thoughts which were ours in pre-earthly existence, receive them into ourselves, that is to say, in their condition of ‘non-being’. Therefore with our dead thoughts we really go about as blanks in our waking life on Earth as far as our soul-life is concerned. And only out of this state of blankness or nothingness can our freedom become reality. This is quite comprehensible. But we can understand nothing truly if we have nothing living within us. We can understand what is dead, but that will not bring us a single step further in our living relation to the world. And so, while safeguarding our freedom in face of the interruption in understanding that has come about, we must achieve new understanding by beginning now, in earthly existence, to give life to our thoughts by the power of our will. At every moment we can distinguish between living and dead thoughts. When we rise to the level of pure thinking—I have spoken of this in the book, The Philosophy of Freedom—we can be free men. If we fill our thoughts with feeling we shall, it is true, leave freedom aside, but in compensation we shall renew our connection with the environment. We participate in freedom through the consciousness that we are always capable of approaching nearer and nearer to pure thought, and in acts of moral intuition draw from it moral impulses. Thereby we become free men; but we must first regulate our inner life of soul, the inner disposition of our soul, through our own deeds on Earth. Then we can take the results of those deeds with us through the gate of death into the spiritual world. For what has been achieved by individual effort does not go to waste in the universe. I may have demanded difficult thoughts from you today but you will realize on reflection that we come nearer to understanding the world by learning to understand man, and especially the relation of physical man—the apparently physical man for he is really not a physical man alone, being permeated always by the higher members of his organism—to the other aspects of the physically manifested world, as we have learnt to know it from the example of poisonous plants. |
275. Pythic, Prophetic and Spiritual-Scientific Clairvoyanc
04 Jan 1915, Dornach Translated by Martha Keltz Rudolf Steiner |
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And if we find such things anywhere in the world, we do not regard them as anything other than what they are. We believe—if anyone thinks he understands anthroposophy with especial depth, yet reveals certain qualities which not only show themselves in him as they do in the world, but more intensely—that these things are not incomprehensible, but realize that they are comprehensible, yet as matters we must fight. |
275. Pythic, Prophetic and Spiritual-Scientific Clairvoyanc
04 Jan 1915, Dornach Translated by Martha Keltz Rudolf Steiner |
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To the impulses necessary for the transformation of the present age belongs an ever wider and more comprehensive understanding of the processes of the human soul in those regions which open to Imaginative, Inspired and Intuitive observation. For what first makes our world into a whole, raising us above Maya and leading us into true reality, lies within those spheres which open to this observation. It must be emphasized again and again that what we are striving towards as a new spiritual knowledge cannot consist in any warming-up of the results of an earlier clairvoyance. It is true that many people aspire to such a warming-up of an earlier clairvoyance, but the time for this clairvoyance is past, and only atavistic echoes of it can appear in certain individuals. However, the stages of human existence that we must surmount do not disclose themselves through a revival of old clairvoyance, and thus we will endeavor to consider once again that which must lie at the basis of the new clairvoyance. We have often spoken of the principle of this, and today we shall try to do this again, but from another side. Let us start once more from something we all know, from the fact that, during daytime waking consciousness, man lives with his ego and astral body in his physical and etheric body. During the last few days I have emphasized that this waking state of man, from waking until falling asleep, is not a fully-awake condition, because there is still something asleep in man. What we experience as our will is really only partially awake. Our thoughts are awake from waking until falling asleep, but the will is something which we exercise quite dreamily. On this account much of the pondering on the freedom of the will, and on freedom in general, is in vain, because people have not noticed that what they know of the will in waking daily life is really only a dream or a tale of will impulses. When they will, and represent something to themselves concerning it, they are of course awake. But how the will arises and passes over into action, of this man can only dream in daily waking life. If you lift a piece of chalk and then think about this action, then you have of course an idea of it in your mind. But without clairvoyance, how the ego and astral body flow into the hand—how the will spreads out there—you can know nothing more of this in ordinary day consciousness than you know of a dream while you are dreaming. Man only dreams of real willing during ordinary waking life, and in most things we do not even dream, we sleep. You can clearly conceive of how you put a morsel of food on a fork; you can also conceive to a certain extent of how you bite this morsel; but how you swallow the morsel, this you do not even dream. For the most part you are quite unconscious of it, just as you are unconscious of your thoughts when you are asleep. A great part of the activity of will while man is awake is similarly performed in a half-sleeping condition. For instance, if we were not asleep as regards our powers of desire and the feeling impulses connected with them, we would develop an extraordinary activity. We would follow the actions we perform right into the body; everything we fulfilled as will impulse we would follow inwardly—into our blood, and into all the blood vessels. This means that if you could follow the lifting of a piece of chalk with reference to the will impulse, you would be able to follow what takes place in your hand, right into all the blood vessels. You would see from within the activity of the blood and the feelings attached to it, for example, the gravity of the particles of chalk, and things of that nature, and would thereby become aware that you were following your nerve-paths and the etheric fluidity found therein. You would inwardly experience yourself, along with the activity of blood and nerves. This would be an inner enjoyment of your own blood and nerve activity. But during our life on earth this inner enjoyment of our own blood and nerve activity must be withheld from us, otherwise we would go through life in such a way that in everything we did we would experience this inner self enjoyment. But man, as he has become, may not have this enjoyment, and the secret of why he may not we again find expressed in a part of the Bible towards which we should always feel the greatest reverence. After those things had taken place which are expressed in the Paradise-Myth, man was permitted to eat of the Tree of Knowledge but not of the Tree of Life. Eating of the Tree of Life would mean this inner gratification, and this must not happen to man. I cannot develop this motif further here today because it would us lead too far, but through your own meditation on the motif here touched upon you will be able to make further discoveries for yourselves. However, starting from this point, there is something else you can keep in mind which can be of essential importance for you: we are unable to eat of the Tree of Life, i.e., enjoy within our inner being our own blood and nerve activity—we cannot do this—yet something happens, especially when observing the world through our senses and our intellect, which is closely connected with such an inner enjoyment. In the perception of any object in the outer world, and in pondering over any object in the outer world, we follow the senses, that is, when we follow the eyes, nose, ears and taste nerves, we follow the path of the blood vessels. And when we think, we follow the path of the nerves. But we cannot perceive what else might have been perceived along the path of the blood and the nerves. What we might have perceived in the blood is reflected through the senses; it is as it were thrown back, and from this, sense impressions arise. And that which is conducted along the path of the nerves is also reflected and brought to where the nerve paths reach their end, and is then reflected as our thoughts. Just suppose for once that a man appeared who was in a position not merely to follow along the path of his blood under the influence of the outer world, and then to receive reflection of what his blood does; not merely to follow his nerves, and receive reflected back what his nerves do, but to experience inwardly what is denied us in regard to the blood and sense nerves, to experience inwardly what leads to the eye, to experience inwardly the blood as it tends towards the nerves and the eyes. This he would enjoy inwardly, at least in regard to those parts of the blood and nerves. It was in this way that those forms arose that belong to the old clairvoyance. For what is reflected back for us are but images, finely filtrated images, as it were, of what is contained in the blood and nerves. Cosmic mysteries are contained in our blood and nerves, but such cosmic mysteries as are already exhausted, because we have developed beyond them. We only learn to know ourselves when we learn to know the Imaginations which are revealed to us when we experience ourselves within the blood extending to the senses; and we only learn to know those Inspirations destined to up-build us when we live within the nerves extending to our senses. A whole inner world is thus built up. This inner world can consist of a sum of Imaginations, whereas in perceiving the outer physical world in a way fitted to our earth evolution we perceive reflections and reflected images of what takes place in blood and nerves. We are unable, when deeply sunk in the inner enjoyment of ourselves, to get beyond the senses, but only reach the point where the blood streams enter the senses. Man then experiences the Imaginative world so that he seems as it were to swim in the blood as a fish in water. But this Imaginative world is in truth no outer world, but a world which lives in our blood. When a man lives in the nerves which extend to the senses, he experiences an Inspired world, a world of sphere-tones, and a world of inward pictures. This is also cosmic, but it is nothing new, it is merely something which has completed its task in that it has streamed into our nerve and blood system. The clairvoyance which thus arises, and which does not lead man beyond himself, but leads him rather deeper into himself, is a self-enjoyment, truly a real self-enjoyment. This is why in a certain sense it produces a higher bliss in people when they become clairvoyant in this way, that is, when they experience a new world. This way of becoming clairvoyant is on the whole a falling back to an earlier stage of evolution. For what I have just described, the life within ones own sense organs and blood, did not exist at that time in the form it does now, although the nervous system was already foreshadowed. This kind of perception was the normal kind of perception on the Old Moon, and in what existed at that time in the tendencies toward the formation of nerves, a man was inwardly aware of himself. Blood was not yet developed within him, it was more something which came to him from outside like a warm breath, as the sun's rays come to us. Therefore what now on earth is a conscious perception of the inner blood system was on the Moon the normal perception of the outer world. If therefore the nerve is here the boundary between the human inner and outer world, then what is now nerve was already foreshadowed on the Moon. While following the nerves a man was able to perceive what revealed itself to him as an inner, Imaginative world, which was a part of himself. He perceived how he himself is included in the cosmos. He also was aware Imaginatively of what came to him as a breath from outside… not from within. This perception has now fallen from him, what was outside him on the old Moon has become inward, as the circulation of the blood in earthly evolution. The old perception is therefore a going-back to the Old Moon evolution. It is well to know of such things, because again and again things arise that are of this kind of clairvoyance. What appears clairvoyantly in this way has no need of being developed by those difficult paths of meditation and concentration described in How to Attain Knowledge of the Higher Worlds. This clairvoyance, which arises through learning to live inwardly in ones nerves and blood—to feel satisfaction in oneself—is in general but a finer development of the organic life, a refinement of what a man experiences when he eats and drinks. When all is said such clairvoyance is not the task set before man today, but is rather something that arises as a hothouse plant through our bringing to a more refined existence that self-enjoyment afforded us by eating, drinking and similar things. Just as an inner after-effect arises in an epicure when he has drunk Rhinewine or Mosel, which of course rises only to an Imagination of taste but does not work formatively, so in many people a refined inner enjoyment arises, and this is their clairvoyance. A great deal of clairvoyance is nothing else but a refined, rarified, hothouse-like after-enjoyment of life. Attention must frequently be drawn to these things in our day. For I may tell you that the last time the secrets concerning these things were still known, when people still spoke of them in literature, was really the first half of the 19th century. Then came the second half of the 19th century, with its so highly-rated discoveries—highly-rated from their point of view—when all understanding for these things and for the finer connections of existence was lost. It may be added parenthetically that people have not yet lost the enjoyment experienced under the influence of the coarser, let us say more selfish enjoyment; they can still live with the after-pleasure of eating and drinking, in fact these have even been developed to a certain high degree in this materialistic age. But in such things, man lives in a cyclic, rhythmic movement. And the materialistic age, because it has extinguished what was formerly a general feeling—the passing of self-enjoyment into the senses, nerves, and blood-circulation—can therefore give itself up ever more thoroughly to the impressions of eating and drinking. We can easily observe the complete “volt face” and transformation which has taken place in this connection within a relatively short time. We have but to look at a hotel menu card from the 70's, and compare it with one of today, and we see what strides life has made in refined enjoyment, in the self-gratification of our own bodies. But such things also progress in cycles, for everything can only be reached to a certain degree, and just as a pendulum can only rise to a certain point and must then return, so mere physical enjoyment must recede when it has reached a certain point. It will then come to pass that when the keenest epicures, those who have the greatest longing for enjoyment, stand before the most daintily prepared repast, they will not yearn for it, but will say: “Ah! I cannot. All that is finished for me.” This also will come in time, for it is a necessity of evolution. Everything passes in cycles. The other side of life is that which man experiences during sleep. His life of thought is asleep, and naturally, entirely different connections make their appearance. I have already said that in the first half of the 19th century people still had insight into these things. The clairvoyance which arises through following ones own blood and nerve paths was still called, in accord with certain memories, the Pythic clairvoyance, because it was in fact related to what lay at the root of the pythic clairvoyance of antiquity. Other connections are present during the life of sleep. Man with his ego and astral body is then outside the physical and etheric body. Ideas from ordinary life are then suppressed and weakened, but man lives continually from falling asleep till waking in a state of longing for his physical body. Sleeping consists essentially in this, that man, from the moment he begins to sleep, develops longings for his physical body. These longings increase until a climax is reached when he is forced back more and more towards his physical body. The longing for ones physical body becomes ever greater and greater in the state of sleep. And because longing fills the ego and astral body like a cloud, the life of thought is dimmed. Perceptions become dim because desire for the physical body pervades the ego and astral body like a cloud. Just as we cannot see the trees in a wood if mist spreads over everything, neither can we ask variance of our inward life of perception if the mist of our desire spreads over it. But it may happen that this life of desire becomes so strong during sleep that man not merely develops this desire when outside his physical and etheric body, but he becomes greedy to such an extent that he partially seizes on this inner part of his physical and etheric body so that he reaches with his desire to the furthest limits of his blood and nerve paths, he sinks through as it were from outside into the extremities of the senses of circulation, and into the ultimate ends of the nerve paths. In ancient times, when the Gods still helped man with such experiences, they were entirely regular and good. The ancient Hebrew Prophets, for example, who did such great things for their people, performed what they did and received their prophetic gifts because they applied such infinite love to the blood and nerve structure of their people, and even in the sleeping state they did not entirely absent themselves from what lived physically in this people. These ancient Hebrew prophets were seized by such longing, filled with such love, that they remained united even in sleep with the blood of the people to whom they belonged. It was because of this that they received their prophetic gifts. This is the physiological origin of these gifts, and most beautiful and splendid results came from what has just been told you. The prophets of different peoples were of such significance to these peoples just because, while outside the physical body, they still lived with this physical body in the way described. As explained, a certain consciousness of this still existed up to the first half of the 19th century in the life of mankind. As the first clairvoyance described here was called Pythic clairvoyance, so the clairvoyance of which I have just spoken, in which a man dives down into the blood and nerve paths of the physical body with what otherwise lives outside the physical and etheric body during sleep, was called Prophetic clairvoyance. If you pursue the literature of the first half of the 19th Century—even if it cannot be described with the exactitude and precision of modern spiritual science—you still find descriptions of pythic and prophetic clairvoyance. The distinction between them is not recognized today, because people can no longer understand what they read of pythic and prophetic clairvoyance. Neither kind of clairvoyance is that which is really capable of advancing mankind at the present time. These are the kinds of clairvoyance that were valid for ancient times. The modern clairvoyance, which must develop more and more towards the future, can come neither by enjoying what penetrates our body from within during waking conditions, nor by diving down into this body from outside in a state of sleep, but from love—not for ourselves, but for that portion of mankind to which our body belongs. The earlier forms are stages of development which have been outgrown. Modern clairvoyance must develop as a third kind of clairvoyance that does not involve desire for laying hold of the physical body from without, nor as enjoyment of the physical body from within. That which lives within and is capable of penetrating our body, enjoying it inwardly, and that which can seize the body from without, must be detached from the body if modern clairvoyance is to arise. Neither must enter into any further connection with the body other than in the [normal] incarnation between birth and death, so that blood and nerves can be enjoyed neither from within nor from without; but each must remain connected with the body in pure renunciation of such self-enjoyment and such self-love. A connection with the body must nevertheless remain, for otherwise, death would take place. Man must remain united with the body which belongs to him during his physical incarnation on earth, remain united with it through those members which in a sense stand far, or at least relatively far, from the activity of blood and nerve. A release from blood and nerve activity must be attained. When man no longer finds inward enjoyment along the paths which lead to his senses, or penetrates his own being from outside as far as to the senses, but when he can enter into such union with himself both from within and from without so as to really lay hold in a living way of that which in physical existence is the symbol of death, and can unite himself with that which gives the expectancy of physical death, the condition we are considering is then reached. For considered physiologically, we really die because we are capable of developing a bony system—a skeleton. When we are capable of comprehending our bones, which through a wonderful intuition people recognize as the symbol of death—the bony skeleton—and which is so far removed from the blood and nervous systems, we then attain to something which is higher than pythic and prophetic clairvoyance, we come to what we can call the Clairvoyance of Spiritual Science. In this spiritual scientific clairvoyance, we no longer grasp only a part of human nature, we grasp the whole man. And fundamentally, it is all one whether we grasp it from within or from without, because this kind of clairvoyance can no longer be an “enjoyment,” it is no longer a refined pleasure, but a going forth into the divinely spiritual forces of the All. It is a becoming-one with the cosmos, an experience no longer of man and of what is secreted in man, but an experience that is a living within the deeds of the Beings of the higher Hierarchies, a real raising of oneself above self-enjoyment and self-love. Just as our thoughts are members of our souls, so man must become, as it were, a thought, a member of the higher Hierarchies. To allow oneself to be thought, pictured, perceived by the higher hierarchies, this is the principle of the clairvoyance of spiritual science. It is being taken up, not taking up. I hope that what I am now saying may very definitely become the subject of your further meditations, for precisely those things that I have explained today are capable of stimulating very much in all of you, and this can serve toward an ever deeper and more comprehensive penetration to the real impulses of our spiritual scientific stream. How much earnestness is necessary for this penetration into our spiritual scientific stream has been spoken of often in these past days. Something might be realized of what is—I do not say willed, but what must be willed—within this spiritual stream, if as many as possible would resolve to ponder in a living way this threefold form of knowledge of higher worlds, so that clearer and ever clearer ideas might arise concerning what we all desire at bottom, and which is so easily confused with what is far easier and more comfortable to acquire. We have in fact worked from cycle to cycle of lectures for no other purpose than to bring together, ever more and more, ideas and concepts. It is necessary to study these ideas and concepts, and in this way we prepare in ourselves those impulses of soul which lead to real spiritual scientific clairvoyance. Often because one has sipped a little here or there of what is imparted within our spiritual scientific stream, and thereby given some part of our human nature to pythic or prophetic clairvoyance—because of this one may perhaps become proud and haughty. When this is the case opinions arise as are often heard when one or another says: I need not study every detail, I do not require what is said in this cycle. What I hear I already know, and so on. The principle of living in a few Imaginations which might be called blood and nerve Imaginations, still exists in many. Many think they possess something quite special if they have a few blood and nerve Imaginations. But this is not what leads us to selfless labor for human evolution; such a tarrying in blood and nerve imaginations leads only to a heightening of self-enjoyment, to a refined egoism. In this event, it may be that a more refined egoism is cultivated through the pursuit of spiritual science than exists even in the outside world. Naturally, in referring to such things, one never speaks of these matters to those who are present, and never of the members of the anthroposophical society who are present. Yet it may be mentioned that societies exist in which people are to be found who, according to the principles of these societies, bring themselves to co-operate, not with true selflessness, but to undertake preferably that which kindles the blood or nerve Imaginations. They then think they can be excused from anything else. They attain to such an atavistic clairvoyance—or perhaps they do not attain to it, but merely to the feelings which are held to be an accompaniment of the phenomenon of such Imaginative clairvoyance. These feelings are not a conquest of egoism, but only a higher blossoming of it. One finds within such societies—the anthroposophical society being excepted from politeness—that although their duty is to develop love and esteem, harmony and compassion, at the profoundest depths of their souls one finds disharmony, quarrelsomeness, mutual calumniation, etc, growing more and more from member to member. I venture to express myself thus, because, as I have said, I always exclude the members of the anthroposophical. society. We then see how, that where an especially strong light should arise, deep shadows are also cast. It is not so much as if I wished to place blame on such things, or believed they could be rooted out at once, between today and tomorrow. That is impossible because they arise naturally. However, each one can at least work on himself. And it is not good if the consciousness is not at least directed to such matters. One can thoroughly understand that just because a certain stress must be worked out within such societies, the shadow-sides also make themselves felt, and that what flourishes outside in life often flourishes all the more vigorously within such societies. Nevertheless a certain bitter feeling is evoked when this appears in societies that should naturally (otherwise the society would have no meaning) develop a certain brotherliness and unity, and when, with this closer contact, certain qualities that exist but fleetingly outside are developed with all the greater intensity. Since the Anthroposophical Society—being present—is excepted, it is all the more possible for us to think over these things objectively, as non-participators, so that we can learn to know them more intimately. And if we find such things anywhere in the world, we do not regard them as anything other than what they are. We believe—if anyone thinks he understands anthroposophy with especial depth, yet reveals certain qualities which not only show themselves in him as they do in the world, but more intensely—that these things are not incomprehensible, but realize that they are comprehensible, yet as matters we must fight. We can frequently only fight them when we have really understood them. This is also something which shows us how life is connected with the spiritual scientific view, and can only reach its goal when it is understood as acceptance of life, as an art of life; when it is carried into all life. How beautiful it would be if each single relationship of life, let us now say of the Anthroposophical Society, showed itself to be in such mutual harmony as is attempted in the forms of our building, where the separate forms pass over into each other, and all are in harmony one with another; if it could be in life as it is in the building, if the whole life of our society could be as we would have it through the beautiful co-operation of those who are active on the building; so that this labor which is already something harmonious and noble, might be a copy of that which finds expression in the building itself. Thus the inner meaning of the life-principle of our building, and the inner meaning of the co-operation of the souls should ... no, would rather not say that. Thus the inner meaning of the co-operation in the forms of our building should find a path outwards into each separate relationship of the life of our Society—should in its inward construction stand before us as an ideal. I should like to assure you that I did not make a slip when I omitted a sentence just now. I left it out with full intention, and many a time that also is said which one did not say. Summing up, what I have put before you during the last few days is a theme varying in the most diverse manner, and what I would fain lay on your hearts especially is this: that you not only place the thoughts and ideas of spiritual science, the results of spiritual investigation, before your intellect, before your reason, but that you receive that which lives in spiritual science into your hearts. For the salvation of the future progress of mankind really depends upon this. I say this without presumption, and anyone who attempts to study but a little the impulses of our evolution and the signs of our time can recognize this for himself. With this the series of lectures, what I have permitted myself to give you at this turning point of the year is concluded. |
283. The Inner Nature of Music and the Experience of Tone: Lecture V
30 Sep 1920, Dornach Translated by Maria St. Goar Rudolf Steiner |
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One naturally gets into the habit of speaking in general concepts even in anthroposophy. One thus says that man consists of physical body, etheric body, astral body, and “I.” One has to put it like that to begin with in order to describe the human being in stages, but actually the matter is more complicated than one thinks. |
283. The Inner Nature of Music and the Experience of Tone: Lecture V
30 Sep 1920, Dornach Translated by Maria St. Goar Rudolf Steiner |
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What we can discuss in these two days will naturally be fragmentary, and I shall address myself chiefly to the needs of teachers. My subject will neither deal with the aesthetics of music nor is it intended for those who wish their enjoyment of art impaired by being told something that is supposed to add to a comprehension of this enjoyment. I would have to speak differently concerning both the aesthetics of music—as conceived from today's standpoint—and the mere enjoyment of it. Now I wish to create a general foundation, and tomorrow I shall go into a few things that can be of significance in preparing such a general foundation in musical instruction. We can go into more detail another time. It must be pointed out that all the concepts used in other areas of life fail the moment one is obliged to speak about the musical element. It is hardly possible to discuss the musical element in the concepts to which one is accustomed in ordinary life. The reason is simply that the musical element really does not exist in the physical world. It must first be created in the given physical world. This caused people like Goethe to consider the musical element as a kind of ideal of all forms of art. Hence, Goethe said that music is entirely form and substance and requires no other content save that within its own element. This is also why, in the age when intellectualism valiantly struggled for an understanding of music, the strange distinction was made between the content of music and the subject of an art form. Hanslick in particular made this distinction in his book, The Beautiful in Music, which emerged out of the above struggle.1 Naturally, Hanslick ascribes a content to music, though in a one-sided manner, but he denies music a subject. Indeed, music does not have a subject that exists in the outer physical world such as is the case with painting. Even in our age, in which intellectualism wishes to tackle everything, there is a feeling that intellectualism cannot reach the musical element, because it can deal only with something for which there are outer subjects. This explains the strange fact that nowhere in the well-meant instruction of music appreciation does tone physiology (acoustics) have anything to say about the musical element. It is widely admitted that there is a tone physiology only for sounds; there is none for tones. With the means customary today one cannot grasp the element of music. If one does begin to speak about the musical element, it is thus necessary to avoid the ordinary concepts that otherwise we use to grasp our world. Perhaps the best way to approach what we wish to arrive at in these lectures would be to take present history as our starting point. If we compare our age with former times, we find our age characterized in a specific way in relation to the musical element. One can say that our age occupies a position between two musical feelings [Empfindungen]; one such feeling it already has, the other not yet. The feeling that our age has attained, at least to a considerable degree, is the feeling for the interval of the third. In history we can easily trace how the transition from the feeling for the fifth to the third came about in the world of musical feeling. The feeling for the third is something new. The other feeling that will come about but as yet does not exist in our age is the feeling for the octave. A true feeling for the octave actually has not yet developed in humanity. You will experience the difference that exists in comparison to feelings for tone up to the seventh. While the seventh is still felt in relation to the prime, an entirely different experience arises as soon as the octave appears. One cannot actually distinguish it any longer from the prime; it merges with the prime. In any case, the difference that exists for a fifth or a third is absent for an octave. Of course, we do have a feeling for the octave, but this is not yet the feeling that will be developed in time; in the future the feeling for the octave will be something completely different and will one day be able to deepen the musical experience tremendously. Every time the octave appears in a musical composition, man will have a feeling that I can only describe with the words, “I have found my ‘I’ anew; I am uplifted in my humanity by the feeling for the octave.” The particular words I use here are not important; what is important is the feeling that is evoked. These things can be understood, understood with feeling, only if one becomes clear that the musical experience at first does not have the relationship to the ear that is normally assumed. The musical experience involves the whole human being, and the ear's function in musical experience is completely different from what is normally assumed. Nothing is more incorrect than the simple statement, “I hear the tone or I hear a melody with my ear.” That is completely wrong ” a tone, a melody, or a harmony actually is experienced with the whole human being. This experience reaches our consciousness through the ear in quite a strange way. As you know, the tones we ordinarily take into consideration have as their medium the air. Even if an instrument other than a wind instrument is used, the element in which tone lives is still in the air. What we experience in tone, however, no longer has anything to do with the air. The ear is the organ that first separates the air element from tone before our experience of tone. In experiencing tone as such, we thus actually feel a resonance, a reflection. The ear really hurls the airborne tone back into the inner being of man in such a way that it separates out the air element; then, in that we hear it, the tone lives in the ether element. It is the ear's task—if I may express it in this way—actually to overcome the tone's resounding in the air and to hurl the pure etheric experience of tone back into our inner being. The ear is a reflecting apparatus for the sensation of tone. Now we must understand the entire tone experience in man more deeply. I must repeat that all concepts come into confusion in encountering the tone experience. We say so lightly that man is a threefold being: nerve-sense man, rhythmic man, and metabolic-limb man. For all other conditions, this is as true as can be. For the tone experience, however, for the musical experience, it is not quite correct. Musical experience does not actually exist in the same sense as sense experience does for the other senses. The sense experience in relation to musical experience is essentially much more introspective than other experiences, because for musical experience the ear is only a reflecting organ; the ear does not actually bring man into connection with the outer world in the same way as does the eye, for example. The eye brings man into connection with all visible forms of the outer world, even artistic forms. The eye is important to a painter, not merely to someone who looks at nature. The ear is important to the musician only in so far as it is in the position of experiencing, without having a relationship to the outer world such as the eye has, for instance. For the musical element, the ear is of importance merely as a reflecting apparatus. We must actually say that regarding the musical experience, we must view the human being first of all as nerve man, because the ear is not important as a direct sense organ but instead as transmitter to man's inner being. The ear is not a link to the outer world—the perception of instrumental music is a quite complicated process about which we shall speak later—and is of no immediate importance as a sense organ but only as a reflecting organ. Contributing further, what is important in the musical experience is that which is related to man's limb system, through which the element of music can pass into that of dance. Man's metabolic system, however, is not as important here as it is otherwise. In speaking of the musical experience, therefore, we discover a shifting of man's three-fold organization and find that we must say: nerve man, rhythmic man, limb man (not metabolic-limb man). Some perceptions are ruled out as accompanying factors. They are there because man is a sense being, and his ear also has significance as a sense organ, but not the significance we must ascribe to it in other conditions of the world. The metabolism is also an accompanying factor and does not exist in the same way as elsewhere. Metabolic phenomena appear, but they have no significance. Everything that lives in the limbs as potential for movement, however, has tremendous significance for the musical experience, since dance movements are linked with the musical experience. A great portion of the musical experience consists of one's having to restrain oneself from making movements along with the music. This points out to us that the musical experience is really an experience of the whole human being. Why is it that man today has an experience of the third? Why is he only on the way to acquiring an experience of the octave? The reason is that in human evolution all musical experience first leads back to the ancient Atlantean time—unless we wish to go back further, which serves no purpose here. The experience of the seventh was the essential musical experience of the ancient Atlantean age. If you could go back into the Atlantean age, you would find that the music of that time, which had little similarity to today's music, was arranged according to continuing sevenths; even the fifth was unknown. This musical experience, which was based on an experience of the seventh through the full range of octaves, always consisted of man feeling completely transported [entrückt]. He felt free of his earthbound existence and transported into another world in this experience of the seventh. At that time he could just as well have said, “I experience music,” as “I feel myself in the spiritual world.” This was the predominant experience of the seventh. Up into the post-Atlantean age, this continued to play a great role, until it began to have an unpleasant effect. As the human being wished to incarnate more deeply into this physical body and take possession of it, the experience of the seventh became faintly painful. Man began to find the experience of the fifth more pleasant, and for a long time a scale composed according to our standards would have consisted of d, e, g, a, b, and again d, and e. There was no f and no c. For the early post-Atlantean epochs, the feeling for f and c is missing; instead, the fifths throughout the tonal range of different octaves were experienced. In the course of time, the fifths began to be the pleasurable experience. All musical forms, however, in which the third and what we call c today are excluded, were permeated with a measure of this transporting quality. Such music made a person feel as if he were carried into a different element. In the music of the fifths [Quintenmusik], a human being felt lifted out of himself. The transition to the experience of the third actually can be traced back into the fourth post-Atlantean epoch, in which experiences of the fifth still predominated. (To this day, experiences of the fifth are contained in native Chinese music.) This transition to the experience of the third signifies at the same time that man feels music in relation to his own physical organization. For the first time, man feels that he is an earthly being when he plays music. Formerly, when he experienced fifths, he would have been inclined to say, “The angel in my being is beginning to play music. The muse in me speaks.” “I sing” was not the appropriate expression. It became possible to say this only when the experience of the third emerged, making the whole musical feeling an inward experience; the human being then felt that he himself was singing. In the age when the fifths predominated, it was impossible to color music in a subjective direction. Subjectivity only came into play in that the subjective felt transported, lifted into objectivity. Not until man could experience the third did the subjective element feel that it rested within itself. Man began to relate the feeling for his destiny and ordinary life to the musical element. Something now began to have meaning that would have had none in the ages of the experience of the fifth, namely major and minor keys. One could not even have spoken then of a major key. Major and minor keys, this strange bond between music and human subjectivity, the actual inner life of feeling—in so far as this life of feeling is bound to the earthly corporeality—come into being only in the course of the fourth post-Atlantean epoch and are related to the experience of the third. The difference between major and minor keys appears; the subjective soul element relates itself to the musical element. Man can color the musical element in various ways. He is in himself, then outside himself; his soul swings back and forth between self-awareness and self-surrender. Only now is the musical element drawn into the human being in a corresponding way. One thus can say that the experience of the third begins during the fourth post-Atlantean epoch and with it the ability to express major and minor moods in music. Basically, we ourselves are still involved in this process. Only an understanding of the whole human being—one that must reach beyond ordinary concepts—can illustrate how we are involved in this process. One naturally gets into the habit of speaking in general concepts even in anthroposophy. One thus says that man consists of physical body, etheric body, astral body, and “I.” One has to put it like that to begin with in order to describe the human being in stages, but actually the matter is more complicated than one thinks. When we look at the embryonic development of earthly man, we find that, preceding this descent from the spiritual world to the physical world, the human “I” descends spiritually to the astral and etheric. In penetrating the astral and etheric, the “I” is then able to take hold of the physical embryo, giving rise to the forces of growth and so on. Though physical forces take hold of the human embryo, they in turn have been affected by the descent of the “I” through the astral and etheric into the physical. In the fully developed human being living in the physical world, the “I” works spiritually, through the eye, for example, directly upon the physical, at first bypassing the astral and etheric. Later, from within the human organism, the “I” connects itself again with the astral and etheric. We bring into ourselves the etheric and astral only from within out. We thus can say that the “I” lives in us in a twofold way. First, inasmuch as we have become human beings on earth, the “I” lives in us by having descended into the physical world in the first place. The “I” then builds up from the physical with the inclusion of the astral and etheric. Secondly, when we are adults, the “I” dwells in us by virtue of gaining influence over us through the senses or by taking hold of our astral nature. There it gains influence over our breath to the exclusion of the actual “I” sphere of the head, where the physical body becomes the organ of the “I.” Only in the movements of our limbs—if we move our limbs today—do we still have in us the same activity of nature or the world that we had within us as embryos. Everything else is added. The same activity that worked in you when you were an embryo is active today when you walk or dance. All other activities, especially the activity of the head, came about later as the downward streams of development were eliminated. Now the musical experience actually penetrates the whole human being. The cause for this is the spiritual element that descended the farthest and took hold of the as yet formless earthly being in, I would like to say, an other-than-human manner. It then laid the foundation for embryonic development and today expresses itself in our movements and gestures. This element that dwells thus in man is at the same time the basis of the lower tones of an octave, namely c, c-sharp, d and d-sharp. Now, disorder comes in—as you can see on the piano—because the matter reaches the etheric. Everything in man's limb system—in other words, his most physical component—is engaged with the lowest tones of each and every octave. Beginning with e, the vibrating of the etheric body plays an essential role. This continues to f, f-sharp, and g. Beyond this point, the vibrations of the astral body enter in. Now we reach a climactic stage. Beginning with c and c-sharp, when we reach the seventh we come to a region where we actually must stand still. The experience comes to a half, and we need a completely new element. By the beginning form the first tone of the octave, we have begun from the inner “I,” the physical, living, inner “I”—if I may express it in this way—and we have ascended through the etheric and astral bodies to the seventh. We must now pass over to the directly experienced “I,” in that we arrive at the next higher octave. We must say, as it were: man actually lives in us in all seven tones, but we do not know it. He pushes against us in c and c-sharp. Pushing upward from there, in f and f-sharp, he shakes up our etheric and astral bodies. The etheric body vibrates and pushes up to the astral body—the origin of the vibration being below in the etheric body—and we arrive at the astral experience in the tones up to the seventh. We do not know it fully, however, we know it only through feeling. Finally, the feeling for the octave brings us to find our own self on a higher level. The third guides us to our inner being; the octave leads us to have, to feel, our own self once more. You must take all these concepts that I use only as substitutes and in each case resort to feelings. Then you will be able to see how the musical experience really strives to lead man back to what he lost in primeval times. In primeval times, when the experience of the seventh existed—and therefore, in fact, the experience of the entire scale—man felt that he was a unified being standing on earth; at that time when he heard the seventh, he also experienced himself outside his body. He therefore felt himself in the world. Music was for him the possibility of feeling himself in the world. The human being could receive religious instruction by being taught the music of that time. He could readily understand that through music man is not only an earthly being but also a transported being. In the course of time, this experience increasingly intensified. The experience of the fifth arose, and during this time man still felt united with what lived in his breath. He said to himself—though he did not say it, he felt it; in order to express it, we must word it like that—“I breath in, I breath out. During a nightmare I am especially aware of the experience of breath due to the change in my breathing. The musical element, however, does not live in me at all; it lives in inhalation and exhalation.” Man felt always as if he were leaving and returning to himself in the musical experience. The fifth comprised both inhalation and exhalation; the seventh comprised only exhalation. The third enabled man to experience the continuation of the breathing process within. Based on all this, you find a specific explanation for the advancement from the pure singing-with-accompaniment that existed in ancient times of human evolution to independent singing. Originally, singing was always produced along with some outer tone, an outer tone structure. [Tongebilde]. Emancipated singing actually came about later; emancipated instrumental music is connected with that. One can now say that in the musical experience man experienced himself as being at one with the world. He experienced himself neither within nor outside himself. He would have been incapable of hearing an instrument alone; in the very earliest time he could not have heard one isolated tone. It would have appeared to him like a lone ghost wandering around. He could only experience a tone composed of outer, objective elements and inner, subjective ones. Hence, the musical experience was divided into these two, the objective and the subjective. This whole experience naturally penetrates today into everything musical. On the one hand, music occupies a special position in the world, because, as yet, man cannot find the link to the world in the musical experience. This link to the world will be discovered one day when the experience of the octave comes into being in the manner previously outlined. Then, the musical experience will become for man proof of the existence of god, because he will experience the “I” twice: once as physical, inner “I,” the second time as spiritual, outer “I.” When octaves are employed in the same manner as seventh, fifths, and thirds—today's use of octaves does not approach this yet—it will become a new form of proving the existence of God. That is what the experience of the octave will be. People will say to themselves, “When I first experience my ‘I’ as it is on earth, in the prime, and then experience it a second time the way it is in spirit, then this is inner proof of God's existence.” This is a different kind of proof, however, from that of the ancient Atlantean, which he gained through his experience with the seventh. Then, all music was evidence of God's existence, but it was in no way proof of man's existence. The great spirit took hold of the human being and filled him inwardly the moment he participated in music. The great progress made by humanity in the musical element is that the human being is not just possessed by God but takes hold of his own self as well, that man feels the musical scale as himself, but himself as existing in both worlds. You can imagine the tremendous profundity of which the musical element will be capable in the future. Not only will it offer man what he can experience in our ordinary musical compositions today, which have come a long way indeed, but man will be able to experience how, while listening to a musical composition, he becomes a totally different person. He will feel changed, and yet again he will feel returned to himself. The further cultivation of the musical element consists of this feeling of a widely diverse human potential. We thus can say that f has already joined the five old tones, d, e, g, a, and b, to the greatest possible extent, but not yet the actual c. This must still be explored in its entire significance for human feeling. All this is extraordinarily important when one is faced with the task of guiding the evolution of the human being regarding the musical element. You see, up to about the age of nine, the child does not yet possess a proper grasp of major and minor moods, though one can approach the child with them. When entering school, the child can experience major and minor moods in preparation for what is to come later, but the child has neither one nor the other. Though it is not readily admitted, the child essentially dwells in moods of fifths. Naturally, one can resort in school to examples already containing thirds, but if one really wishes to reach the child, musical appreciation must be based on the appreciation of the fifths; this is what is important. One does the child a great kindness if one confronts it with major and minor musical moods as well as an appreciation for the whole third-complex sometime after the age of nine, when the child asks important questions of us. One of the most significant questions concerns the urge for living together with the major and minor third. This is something that appears between ages nine and ten and that should be specifically cultivated. As far as is possible within present-day limits of music, it is also necessary to try to promote appreciation of the octave at around age twelve. What must be offered the child in the way of music thus will be adapted once again to the various ages. It is tremendously important to be clear that music fundamentally lives only inwardly in man, namely, in the etheric body; regarding the lowest tones of the scale, the physical body is naturally taken along too. The physical body, however, must push upward into the etheric body, which in turn pushes upon the astral body. The “I,” finally, can barely be touched. While we always dwell within our brains with our crude and clumsy concepts regarding the rest of the world, we leave the musical element the instant we develop concepts about it. This is because the unfolding of concepts takes place on a level above that of the musical realm. We must leave music behind when we think, because tone begins to develop shades within itself—prosaic science would say that it exhibits a particular number of vibrations—and is no longer experienced as tone. When tone begins to develop shades within itself, the concept arises that becomes objectified in sound [im laut]. In the sound of speech, the concept really cancels out the tone, in so far as tone is sound, though not in so far as tone harmonizes with the sound, of course. Then, the actual musical experience reaches down only to the etheric body, and there it struggles. Certainly, the physical pushes upward into the lower tones. If, however, we were to go all the way down into the physical, the metabolism would be included in the musical experience, which would then cease to be a pure musical experience. In fact, this is attained in the contra-tones so as to make the musical experience somewhat more piquant, as it were. Music is driven slightly out of its own element in the contra-tones.2 ![]() The actual musical experience that takes its course completely within—neither in the “I” nor in the physical body but in etheric and astral man—the inward-etheric body, i.e. down to the tones of the great octave.3 The contra-tones below only serve the purpose of allowing the outer world to beat, as it were, upon the musical element. The contra-tones appear when man strikes outward with the musical element and the outer world rejects it. This is where the musical element leaves the soul element and enters that of matter. When we descend to the contra-tones, our soul reaches down into the element of matter, and we experience how matter strives to become musically ensouled. This is what the position of contra-tones in music basically signifies. All this leads us to say that only a truly irrational understanding—an understanding of the human being beyond the rational—will permit us to grasp the musical element in a feeling way and to acquaint the human being with it. We shall continue in more detail tomorrow.
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The Ideas Behind the Building of the Goetheanum: The Artistic Impulses Underlying the Building Idea
09 Oct 1920, Dornach Rudolf Steiner |
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This is something that had to be fought for against certain tendencies that very easily run in the opposite direction, especially in such a movement as anthroposophy. It is very easy for all kinds of mystifying elements to enter into such a movement. These elements push towards the abstract through a false mystification, and which actually – because the artistic element must express itself in the shaping and forming of the external – bypass this artistic element and strive towards the symbolic, towards the allegorical. |
The Ideas Behind the Building of the Goetheanum: The Artistic Impulses Underlying the Building Idea
09 Oct 1920, Dornach Rudolf Steiner |
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In today's lecture, my task will be to contribute something to the understanding of what lies in the artistic impulses that carry the building idea of Dornach, in order to then develop this building idea in more detail in the next of these lectures. It will be necessary for me to say something about these artistic impulses, so to speak, because strong misunderstandings have spread about them. The point is, and this is clear from what I said here eight days ago about the development of the Dornach building from our entire anthroposophical movement, that the Dornach building should in no way create something that could be called the carrying of abstract spirituality into what is actually artistic. The Dornach building should be created entirely by artistic forces. And this building should mark the beginning of a development towards this goal, so that what works in spiritual science as a spiritual being can also flow out, stream out into artistic forms, into artistic designs and so on. This is something that had to be fought for against certain tendencies that very easily run in the opposite direction, especially in such a movement as anthroposophy. It is very easy for all kinds of mystifying elements to enter into such a movement. These elements push towards the abstract through a false mystification, and which actually – because the artistic element must express itself in the shaping and forming of the external – bypass this artistic element and strive towards the symbolic, towards the allegorical. They want to keep the spirit in its abstract form, so to speak, and see in the outwardly shaped and formed only a symbolic illustration of the spiritual. This leads to a killing, a paralysis of everything truly artistic. In this direction, due to the penetration of false mysticism from the theosophical into the anthroposophical movement, one has had to experience all sorts of things. For example, a play like “Hamlet”, which is an artistic creation, was interpreted allegorically and mystically, so that one figure was understood as the spiritual self, the other as the astral body, and so on. There is endless allegorizing among those who would like to profess such a spiritual movement, and I once had to experience the following, for example: When I tried to discuss the well-known painting 'Melancholy' by Dürer in such a way that I traced everything that lives in this painting back to the chiaroscuro and showed how Dürer wanted to penetrate the secrets of the chiaroscuro, of the chiaroscuro, to contrast the light with the dark, the darkness with the light, in the most varied of ways, a voice was heard from the audience saying, “Yes, but can't we understand this picture on an even deeper level?” The deep interpretation was obviously sought in the fact that one wanted to extract from the artistically captured chiaroscuro an abstract-allegorical interpretation of what is depicted in the picture, which Dürer has already forbidden by placing the polyhedron in the picture to suggest how important it was to him to express the chiaroscuro variety that becomes visible when you compare differently directed surfaces, differently positioned surfaces of a polyhedron or the different surface layers of a sphere with any spreading light. That it is infinitely deeper to look into this working and weaving of light and darkness and to spread one's own spirit over this weaving of light and darkness, that for the one who feels artistically, it can be infinitely deeper than the abstract-intellectual allegorical interpretation of such images, such an interrupter had no understanding. And so what is present in this building had to be seen as an initial, weak attempt, in many respects fought for in the face of those aspirations that strive towards allegory and symbolism. These can be seen sufficiently when one enters some particularly solemnly decorated rooms where Anthroposophical spiritual science is practised and sees that attempts are being made to begin with colours and all kinds of paintings and drawings, but that these attempts ultimately leads to nothing other than offending every artistic feeling by painting a hideous rose cross, when what matters is only the allegory of showing some symbolism in seven roses painted in a certain way on a cross. I must mention this so that, if anthroposophically oriented spiritual science is also to show its artistic fertility to the world, it is known that what is attempted artistically must not be confused with all the abominations that easily arise from symbolizing and allegorizing, especially on such mystical ground as I have indicated. It is absolutely essential that the true spiritual scientist should realize through direct insight what the essence of the ideal consists in, so that he can find the transition from the ideal to what must be expressed in prose words, even though these prose words are only an inadequate means of revelation for the rich revelation of the spiritual world itself, and that this necessary prose presentation, which must also take on certain forms if it is to do justice to the spiritual world, is sharply contrasted with the actual artistic presentation, including that of the supersensible vision, which has nothing of symbolizing or allegorizing in it. That is why I had to point out in the lecture I gave to you on declamation and recitation that it is nonsense to fantasize and allegorize all sorts of things into my mystery dramas that are actually anthroposophical theory. The point of the dramas is to be understood artistically; and I myself, if I may make this personal comment, suffer the most unspeakable pain when someone presents me with abstract concepts that are supposed to “explain” these mystery dramas. These mystery dramas have been seen and experienced down to the last word, down to the tone of voice, as they stand, and the one who introduces allegorization does not understand them. He cannot really bring out the measure of super-sensibility that lies in them, for he only imprints the intellectual concepts into what should actually be experienced in the artistic sense. And so it is with everything else that is to arise artistically from those impulses from which spiritual science itself arises. I would like to say it clearly, although it may sound a little pedantic: no art can of course arise from spiritual science itself, as it is communicated in words; only allegory and symbolization can arise from it. But from those spiritual impulses that stand behind spiritual science, that drive spiritual science itself out of themselves like a branch, from those, as another branch from the same origin, artistic creation also arises. Therefore, those who understand spiritual science in the abstract and then want to translate it into art will never be able to create anything other than straw-like allegories or lifeless symbols. It has been said many times that symbols and allegories can be found in this building. If you look at the building properly, you won't be able to find a single symbol or allegory in it. Everything is meant to be – although some things have been left in initial attempts – in such a way that it has flowed into the form, the design, the color. And because misunderstandings can easily arise in this regard, I would like to discuss a few artistic matters with you today, so that, as I said, I can get to the actual building idea next time and characterize it in very specific terms. I would like to assume that, when we once had to perform that scene from the second part of Goethe's “Faust” in the carpentry workshop, in which the Kabirs appear, I tried to create the three Kabirs plastically from the supersensible vision that arises when one tries to penetrate the mysteries of Samothrace. So I tried to visualize these Kabirs in order to be able to bring them on stage. Now these three Kabirs were there in three dimensions. Then a personage who was very close to our movement wanted to give some other people an idea of these Kabirs, who could not see them here, or who wanted to have a souvenir of the way in which the Kabirs were vividly reconstructed here, and the question arose as to whether these Kabir sculptures should be photographed. For someone who has a feeling for sculpture, however, every photograph of a sculpture is a killing of the actual sculptural work of art. And so I decided to simply reproduce these Kabir statues in a drawing, in chiaroscuro, that is, using a different technique. So from the outset they were conceived two-dimensionally on the surface, and so it was possible to photograph them and disseminate them through photography. So you see: if you really stand on the soil of those life forces that pulsate in spiritual science, then above all you acquire a truly artistic feeling for the artistic means you use, and you acquire emotionally, not intellectually, what lives in existence. Let me mention the following example, which leads us more into the intimacies of the artistic empathy of the world process, which we then try to shape. Let us assume that one wanted to create a kind of sculptural representation of humanity, as I attempted in my sculptural group, which includes a figure similar to Christ (Figs. 94-98). If you want to create a sculpture of this representative of humanity, you would be led to feel quite differently about what is present in the formation of the head than about what is present in the rest of the human being's form, which lives outside the head. ![]() ![]() ![]() ![]() ![]() In sculpting, you feel what appears as a huge difference in the human being. In sculpting, where one is dealing with the shaping of surfaces, one feels that a formative impulse must be at work in the head, which, as it were, pushes inwards, draws away from the outside, but which shapes from within; and one feels that in the rest of the human being, one encounters that which is shaped in precisely the opposite sense. It is not so important to say that one thing happens from within and the other from without – that would lead to an abstract, intellectual description again – but rather it is important to have the opposite feelings when developing any form out of the depths of the world process develops some form that can only be shaped from the inside out, or when one takes out a form that can only be shaped from the outside in, in which one can see, as it were, how the external world forces concentrate and shape from the outside in. If one continues in this feeling and sensing, then one comes to understand how, through having different feelings for the head than for the rest of the organism, one experiences something as a sculptor that is neither gravity nor vertically acting buoyancy nor even spreading force. Pure spreading force is what we feel in the light. Gravity alone is what we feel in our own weight and experience in particular in the aging of the human being, if one can take a look at this aging in true introspection. Of these two forces, gravity and buoyancy, one senses a kind of interaction in such a way that, I would say, the buoyancy forces, those forces that tear the plastic away from the earthly, can be felt more in the head, and the forces that work upwards from the earth's gravity and, as it were, drive the body upwards, these are felt more in the shaping, in the plastic formation of the rest of the body. But, my dear attendees, when one has really felt this, and – especially when one has metamorphosed this feeling into artistic creation – when one really lives not in an abstract idea, but in this feeling and endeavors to bring into the material that which one feels there, then one feels a strong difference... [gap in the shorthand]. For example, in sculpture there is something to be sensed, such as the balance of two forces, of which the sculptor himself need know nothing. Even someone who knows about such forces as spreading force, gravity and buoyancy force, completely forgets it in sculpting; it is none of his business there, he lives purely in feeling the spreading of the forces of the surface, in feeling how the surface expands in space, or in shaping the surface itself. If you have not appropriated anything abstractly conceptual – that is, if you can completely shed the cloak of the ideal when you immerse yourself in artistic creation – then, in a sense, you become a different person emotionally when you immerse yourself in artistic creation; then you also acquire a feeling for the diversity of artistic means of expression. And when one moves from working with sculpture to working with painting, one comes to say to oneself: All that one has to say about sculpture in terms of the way in which forces acting vertically and in the direction of propagation interact, of heavy elements and light elements, all that one has to have put aside when dealing with color and its nuances in painting. Because there it is about creating not out of the line, not out of the form, but out of the color, so that one completely stops feeling differently towards the head than towards the rest of the organism, as the sculptor does. In painting, one feels that difference disappear that arose for the sculptor between the head and what is not the head in a human being. This completely balances out and becomes something completely different, an inner intensity that cannot be represented by a contrast of lines, but can only be represented by penetrating into the intensity of the color nuances, so that it is not possible to go into detail, for example, on what still stands out very strongly in sculpture. And if you want to overcome it, you can only do so if you push the sculpture to a certain degree of consciousness, as I did with my central group for this building. But if you move on to painting, it is a matter of thoroughly rejecting any thinking in lines and moving on to the feeling that creates purely from color. And however strange it may seem to someone who speaks of a spiritualization of art in a falsely abstract sense, it must still be said: for someone who thinks in terms of painting, the most important thing is that there is a certain color nuance at a certain point on a certain surface and that, when one moves from this color nuance to another point on the surface, other color nuances are there. It is about creating from color. In this creative process, however, the artist is supported by what I would call the experience of color, the experience of blue, the experience of yellow, the experience of red. What the artist has, in experiencing yellow and red as if they were attacking him, and experiencing blue as if he had to chase after it with his soul, as if he had to expand himself, is what transforms into creativity within him and what then gives him the opportunity to transform the sensation into what is to become a work of art. If, for example, one is faced with the task of painting any surface, then it is a matter of nuancing between so-called light, warm colors and dark, cold colors. If one has the color experience, one can create out of this color experience, just as the musician creates out of the sound experience. Then it is a matter of the form arising out of the color itself, so that one does not draw and then smear color into the spaces created by the drawing spaces that arise through drawing, smearing the color in, but rather it is a matter of starting from the color experience and allowing the line experience, the form, to arise from the color experience. That is why I said at one point in the first of my mystery dramas - that is, I had a character say it, to whom I put it in the mouth - that the form must be “the color's work”. Fundamentally, we must be aware that all drawing and all thinking in drawing is actually a lie compared to painting. For example, when I see the blue sky, with the sea-green of the surface of the sea below, I have the blue of the sky above, the green of the sea below, and the line of the horizon simply arises from seeing, from the experience of color. And I am actually lying when I draw a horizon line that is not actually there (Fig. 114). This must now be thoroughly examined, otherwise one will not be able to enter into that world, which can be experienced through all the means of artistic expression, through the colors and their nuances, as well as through the concepts and ideas, if these concepts and ideas are really rooted in the spiritual and are not abstracted from ordinary human consciousness. ![]() You see, here it is not so much a matter of expressing spiritual science in all kinds of forms, but rather of gaining impulses for artistic observation, which are just as necessary in the course of human development as spiritual science itself. But they are required as something special. It is the case that on the one hand there is the spiritual-scientific stream and on the other hand there is the artistic stream, which in a certain way must now also take on new forms. Therefore, I say to everyone who stands before this group, which is to become the central group here: One can feel something in the central figure like the Christ-figure, but it must be felt, it must not be thought that the name Christ is there. It will certainly not be written on the outside, but it does not even have to be thought, rather, the intuitive experience must take place within us, which draws our attention to how we must look at the matter, so that we develop reverence, develop high regard, develop the intuitive perception of the depths of the human being. So there should be nothing but feeling, nothing but experiencing in feeling, the same feelings that we experience, for example, when we immerse ourselves spiritually in the figure of Christ. But everything we experience spiritually when we immerse ourselves in the figure of Christ through spiritual science must not be carried over into what is formed plastically or pictorially. What is formed plastically or pictorially must be born out of form, out of line, out of surface. And this life in form, in line, in surface, in color, in word itself, is what later develops such forms, such painting, as it is to appear here in this building before you. What I have said now has little to do with the building itself, but only with the artistic attitude and artistic feeling that underlies the entire building idea of Dornach. It should always be borne in mind that it is at the beginning of the development of that architectural style, that artistic language of form, which can be expected to flourish in a special way in the future. Because I would not rebuild this building in the same way a second time. Not because I consider the artistic attitude on which it is based to be misguided – that is not the case – but because everything that is alive is also constantly evolving, so that a second time all those mistakes would be avoided and everything that could be said in terms of impulses for perfection could be taken into account. But I see all this myself and take it much more seriously than those who often call themselves critics of the building. I know the mistakes very well today and know what could be avoided if the building were to be rebuilt, and what could be brought into it if it were to be rebuilt. And it is necessary that all the details of the building idea from Dornach be taken up in this way. ![]() To take one detail, I would like to mention the small dome (Fig. 57). Later, at the end of this hour, we will raise the curtain and you can then take a look at the small dome. Above all, I would like this small dome to be understood in such a way that nothing abstract is fantasized into it. For in this small dome, in which I myself am essentially involved – this is of course not to say anything special about the also in turn initial and in many respects perhaps amateurish in the painting of this small dome – an attempt has been made to paint really out of color, out of the color experience. In fact, this color experience should be understood in such a way that one sees, above all, the color nuance at a particular point. It could not be a matter of, for example, at a certain point where, let us say, the blue was to be emphasized, where the blue was experienced according to its position near the opening, further away from the center, contrasting with the color effects in the center, of thinking of a fist (Fig. 70) and paint it there because one feels a kinship of the nature of the fist with the blue color, but it could only be a matter of developing the color experience of the blue at this point and then letting the form, the shape, the essence arise out of the color. It had to become what it is there out of necessity. ![]() From this you can see that it is not important to the person who originally gave rise to the idea of forming a figure out of the color experience of blue at this point, which then leads the feeling back to the sixteenth century, reminiscent of the Faust figure, but rather that it is important to him to give birth to form and essence out of the living color. And if, in the end, interpretations are attributed to the works, then one must be aware that these are interpretations from the outside, that they may help one or another subjectivity to experience this or that; but I myself prefer it if you completely forget, when facing this small dome, that there is something Faustian, something Apollonian ( Fig. 76) or of any doppelgänger (Fig. 84) and the like, and that you first surrender to the pure color experience from which the whole is born, and that you are initially just as indifferent to whether there is a Faust crouching there or some other figure, just as the person who wanted to create from the color was indifferent to whether this figure emerged. It just came out because the world lives in color. ![]() ![]() But one must not take the starting point from the linear or symbolic boundaries of the being; rather, one must take the starting point from painting from the color experience, from moving in color, so that the color and especially the color harmonization and disharmonization come to life as such. One will then see that one narrows one's view of the world if one tries to translate the intellectually abstract world view — even one that arises as spiritual science — simply symbolically, allegorically into color or into form. Rather, one will see that when one immerses oneself in color, the whole richness of the life of color overflows one and that in this immersion in the world of color one has, that one still discovers a new world. While with every allegory you only bring the world you already have into the colorful world, if you start from the colored experience itself, you discover a new world that is as creative in itself as the world you have in mind when you summarize the external natural fact in abstractions or in natural laws. In this description – because everything artistic, when it is discussed, must be described – I had to show you how an attempt has been made here in this building, not to secretly incorporate anything into the plastic forms, into the color nuances, but to experience the secrets of these worlds ourselves, which give us the means to express them artistically. And when one experiences the secrets of these worlds, then one gradually frees oneself from all straw-like allegorizing and straw-like symbolizing. In painting, for example, one learns to overcome the line, even in the representation of the copperplate engraving or the woodcut, and to allow form to arise purely out of the contrast between light and dark. It is out of such experiences, not out of abstract thought, that the building idea of Dornach has come into being, out of what can be experienced in colour, in form, in surface, what can be felt as that which strives upwards, freeing itself from burdens, as that which works downwards, bearing burdens, bringing them to life within itself. All this is here in architecture, sculpture, painting, even in the window panes - the nature of which I will also discuss next time - felt, experienced, not thought; because all abstract thinking is the death of art. The life of art is born only out of form, out of color, out of the burdened, out of the carrying, out of the rounded, out of the angular – I now mean “rounded” and “angular” as a verb. And when one can live in the round, in the angular, in the burden, in the carrying, in the arching, in the covering and opening, in the plastically rounding, in the surface giving, in the expressing the interior in the exterior through the special surface treatment, when one can experience what arises like beings in the waves from the surface of the sea, when one experiences from the living colors, then the forms are formed in such a way that they are a creation of the color. Then there is truly no allegorization, no symbolization; then, alongside that world of abstraction or the merely non-sensuous spiritual, a completely new world arises, a world that Goethe called the sensuous-suprasensible world. This world is not, however, killed by the merely intellectual, and it is brought to life when one knows how to set the spirit within oneself in motion, not by going so far in the contemplation of the external that the sensual contemplation leads to the linking of thoughts, but in such a way that one sees the supersensible directly in the external, in the sensual. When the inner life, which in Expressionism always seeks to give rise to thought, is restrained to such an extent that it does not reach thought, but remains in the mere experience of the formative, of that which permeates the surface with the intensity of color and when the world is experienced in this way, as it can only be experienced in the element of sensation, not in the element of thought, then this experience can truly provide the stimulus for a new art. |
312. Spiritual Science and Medicine: Lecture XVI
05 Apr 1920, Dornach Translator Unknown Rudolf Steiner |
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But when we are at last in a position to put the whole educational process at the service of the knowledge that spiritual science offers—on the lines of my booklet Education of the Child in the Light of Anthroposophy, Dementia Præcox will be on the way to disappear. For such educational methods will avert the danger of premature and precocious employment of organs essential to the adult. |
312. Spiritual Science and Medicine: Lecture XVI
05 Apr 1920, Dornach Translator Unknown Rudolf Steiner |
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You will now see the gradual emergence of the subjects on which you were good enough to put questions, in the course of these lectures. But there must be a certain foundation for rational answers to these inquiries. Now, it is my intention to start from the point to which we advanced yesterday, namely from the significance of splenetic functions in the human organism. These functions must be regarded as actually the main factors in regulating the subconscious life of the soul; so it is a misunderstanding of the whole nature of man, to regard the spleen as an organ of minor importance. This error may often occur, however, because of the case with which the spleen's functions can be taken over by its etheric equivalent, and this for the very reason that it is a highly spiritualised organ; and also because other organs may be called in to help do its work. Nevertheless the activity of the spleen becomes more remarkable, if raised out of the subconscious sphere into some degree of awareness. This brings us to the consideration of a remedial method which has aroused much interest of recent years. It is significant that we arrive at its consideration by way of the spleen. You may convince yourselves by experiment that mild massage in the region of the spleen regulates and benefits the instinctive activities in mankind. In a certain way, the patient thus treated obtains better instincts for suitable food and sounder and more beneficial organic habits;. Note that this method of local massage has strict and close limitations. In the moment that the massage becomes too vigorous it becomes apt to undermine completely the life of instinct. So that we must be most careful to observe the zero point. The gentle massage must not go too far. Gentle massage of the regions round the spleen, brings something into those regions which is not there as a rule. In a sense, the consciousness of the person massaged is projected as it were into those regions. And very much depends on this displacement of consciousness, this letting it stream in, although it is often difficult to define these delicate workings of our organism in the crude terms of our speech. However strange the statement may appear, there is a powerful interaction between the unconscious activities of reason of which the splenetic functions rather than the spleen itself are the mediators, and the actual conscious functions of the human organism. What precisely are these conscious functions of the human organism? All those processes in the organism whose nature involves that their physical occurrences are accompanied by the higher processes of consciousness, especially by the conceptual processes, are toxic activities in the organism. This must not be overlooked. The organism poisons itself continually precisely through its conceptual activity; and counteracts these toxic conditions continually through the operation of the unconscious will. The centre for these conditions of the unconscious will is the spleen. If we stimulate the spleen and imbue it with a certain awareness, by means of massage, we take action against the powerful toxic effects caused by our higher consciousness. And this massage may be applied not only externally but from within as well. You may dispute the term massage in this connection, but you will understand what I mean. Let us take an individual case, in which we perceive an excessive inner organic activity caused by toxic conditions. The abnormal state of splenetic consciousness can be beneficially affected by the following advice, “Do not confine your intake of food to the chief meals of the day, but rather eat as little as you can at those meals, and take other nourishment in between meals; spread out your consumption of food, so that you eat little at a time but frequently, at short intervals.” The abnormal consciousness of the spleen can be influenced in this way. For to eat little and often is essentially an internal massage of the spleen, which considerably alters the activity of that organ. Of course, there is a “but”; all that concerns the organic processes under discussion has its “buts.” In our age of haste and hurry in which almost everyone is caught up in some exhausting external activity, the spleen and its functions are extraordinarily liable to impairment through this ceaseless round of work. Mankind does not follow the example of certain animals who keep themselves sound and “fit,” by lying down to rest after food, so that their digestive processes are not disturbed by external activity. These animals are really taking care of their spleen. Man does not take care of his spleen if occupied in some hurried activity at the expense of nervous energy. And therefore the splenetic function in the whole of modern civilised peoples gradually becomes thoroughly abnormal; so that especial significance attaches to its relief and recovery through the sort of remedies I have just indicated. Such delicate processes as massage of the spleen, whether external or internal, draw attention to the relationship between those organs of mankind which transmit the unconscious experience. They illuminate the whole significance of massage. Massage has a certain definite significance and under some circumstances a powerful remedial effect, but above all it influences and regulates rhythm in man. The regulation of human rhythmic processes is the main office of massage. And to massage successfully, one must know the human organism well. You will find the way if you consider the following. Think for a moment of the immense difference between arms and legs in the human frame, as distinct from the animal. The arms of man, which are liberated from the oppression of weight and can move freely, have their astral body far less closely bound to the physical, than in the case of the feet. To the feet the astral body is closely bound. In fact we may say that in the case of the arms, the astral body acts from and inwards through the skin, enveloping arms and hands and working centripetally. In the legs and feet, the will works through the astral body very strongly in a centrifugal direction radiating powerfully outwards, from within. Therefore, if massage is applied to the legs and feet in man, the process is essentially different from that of massage applied to the hands and arms. If the arms are treated by massage, the astral element is drawn from outside inwards, and the arms become very much more instruments of the will than they would otherwise be. Through this there is a regulative effect on internal metabolism, especially on that part of the metabolic process taking place between intestine and blood vessels. In short, massage of the upper limbs acts to a great extent on the formation of the blood. If, on the other hand, the feet and legs are massaged the physical element is transmuted rather into something of a conceptual nature and a regulative action follows on the metabolism that is concerned with processes of evacuation and excretion. The extreme complexity of the human organism is most clearly revealed in these indirect and secondary effects of massage whether starting from the arms and mainly affecting the upbuilding internal processes of metabolism, or starting from the legs and feet and affecting the disintegrating processes of metabolism. If you investigate rationally, you will indeed find that every bodily region and part has a certain connection with other regions and parts; and that the efficacy of massage depends on an adequate insight into these interrelationships. Massage of the lower body will always be of benefit even to the function of breathing; a circumstance of special interest. And in fact the farther we go from above downwards, we find that the organs above the centre benefit progressively. For example, massage directly below the cardiac region influences respiration; if we go farther down, the organs of the throat are influenced. It is a reversed process; the farther we descend from the centre, in massage of the trunk, the greater the effect on the upper organs, and strangely enough, massage treatment of the arms is much helped by massage of the upmost region of the trunk. These facts illustrate the interlocking of the individual regions and limbs of the human body. This interaction of upper and lower organs, which may be quite distant but are nevertheless akin to another, is especially evident in such ailments as, e.g., migraine. Migraine or sick headache is nothing but a transference to the head of the digestive activities in the rest of the organism. All conditions of special organic stress, such as the monthly period in women, are apt to influence migraine. When a digestive activity wholly foreign to the head thus takes place, the head nerves are loaded with a burden from which they should be, and normally are, free. If the normal digestive activity, i.e., only the absorption of substance, goes on in the head, then the local nerves are permitted to become sensory and perceptive. They are deprived of this character if there is a disorderly digestive activity in the head, as just indicated. They become, therefore, inwardly sensitive, and their receptivity for processes to which the internal organism should be quite indifferent is the basis of the pain typical of migraine and of its characteristic symptoms. It is easy to understand what the sensations must be, if someone is suddenly compelled to be aware of the interior of his own head, instead of the external environment. And true comprehension of the condition will mean that the best remedy can only be sought in “sleeping it off.” For all other “remedies,” which are applied and which one is sometimes obliged to apply, are actually harmful. Let us suppose you use the popular allopathic preparations; what is achieved is merely the culling and blunting of the sensitiveness of the over-stimulated nervous apparatus, that is to say, you lower its activity. Take an instance: suppose an attack of migraine occurs just before the sufferer has to appear in public, on the stage; he prefers to inflict some injury on himself rather than to break what should really not be blunted or dulled, can be especially well observed. In such cases it becomes obvious how extremely delicate our human organism is, and how we often through the pressure exercised by social life, are compelled to offend against the needs of our organism. That is an obvious and important factor which must not be forgotten and one is sometimes compelled to accept a harm, simply arising through the social conditions of the patient, and merely to cure its sequelæ. The delicacy and sensitiveness of our bodily organisation become evident also by objective and systematic study of light and color treatment for disease. This use of light and color should be more considered in the future than it has been in the past. One must learn to distinguish here, between color which appeals exclusively to the upper sphere of the human being and light proper which has a more objective tendency and appeals to the whole human being. If we simply take the person into a room lit in a certain way, or even expose a portion of the body to the objective influence of color or light—we act directly on the human organs. We then have indeed an influence wholly external. But if the “exposure” is made in such a way as to affect consciousness through the sensation of color—as when instead of irradiation with colored light, the person is brought into a room draped and furnished throughout in a certain colour—the effect penetrates all the organs adjacent to those of consciousness. This “subjective color therapy” always works upon the ego; while in “objective color therapy,” the influence is primarily on the physical system, and through the physical vehicle on the ego, indirectly. Do not raise the objection that it is useless to bring a blind person into the environment of a room furnished in one color, because the patient can receive no visual impression and the result must be nil. Such is not the case. In such conditions the sensory effects which work under the sensory surface, so to speak, are very powerful. There is a difference to a blind person, according to whether a room is entirely red, or entirely blue. The difference is considerable. Take a blind person into a room with blue walls: the effect is to draw or deflect all functional activity from the head to the rest of the organism. If the same person is taken into a completely red room, the effect is reversed; the organic functions are deflected towards the head. From this it is evident that the main effect lies in the rhythm of changing the colour in the environment. The changes of color are the main factor rather than the colors themselves. The isolated influence of a blue room or red is less significant than the contrast in reactions, when the individual who has been in a red environment is brought into a blue, or after being surrounded with blue, into a red. This is significant. Suppose we see a patient, and diagnose the need of improving his upper organic sphere by stimulation of the functions of the head; we should take the patient into a blue room and afterwards into a red. If we wish to act indirectly, through the rest of the organism upon the head function, we should take the person out of a red environment into a blue. In my opinion much importance should be attached to these methods in a not distant future. Color therapy, not only light treatment, will soon play a great part. The interplay of conscious and unconscious elements is important in itself, and should be given scope. Through this interplay, we shall also be able to form a sound judgment of the special effects of medicinal substances as administered in baths: there is a great difference according to whether the external application of any substance to the human organism produces the sensations of warmth or cold. If anything, whether compress or bath, acts in a cooling way upon me then the effect is to be ascribed mainly to the substance employed; if a cure follows, it will be due to the substantial remedy employed. But if the application produces a sensation of warmth, e.g., a warm compress, its effects are not due to the substance used, for that is almost a matter of indifference, but to the action of warmth itself; and the action of warmth is identical from whatever quarter it may operate. In applying cold compresses, care should be taken to mix the particular liquid employed, whether water or not with this or that substance. These substances can be made efficasious, if they are soluble at low temperatures, when used in cold water. On the other hand—with the exception of ethereal [etheric] substances which are powerfully aromatic and exercise their specific effects even at high temperatures—there will be little specific substantial effect in the case of materials which are easily soluble when in solid form. They do not easily operate even in warm compresses and hot baths. Substances which are phosphoric or sulphuric, as, e.g., sulphur itself, used as accessories to warm baths, exercise their peculiar healing properties most fully. Such interactions as those I have just cited, must be minutely observed. And in this connection it will be of great service to you to establish a sort of “Primary Phenomena.” This method of establishing a kind of primary phenomena was much in use during the ages when the practice of medicine had its source in the Mysteries. Knowledge was not then expressed theoretically but in primary phenomena, as for instance: “If thou takest into thyself honey or wine, thou dost thereby strengthen from within the forces of the cosmos working into thee from outside.” This might be expressed in other terms: “by doing so thou strengthenest the actual forces of the ego”:—the meaning would be the same. This way of putting things makes them very easy to survey. “But if thou dost rub thy body thoroughly with an oily stuff thou dost weaken thereby the harmful action of the forces of earth”: that is to say, of the forces opposed to the action of the ego, within the organism. And these ancients, these physicians of old, have also said: “If thou findest the right measure between the strengthening by sweetness from within, and the weakening by oil from without, then thou shalt live long.” We might say: “Let the action of oil avert from your organism the harmful influence of earth; and if you are able to do so and not constitutionally too feeble, let the forces of your ego be strengthened with wine or honey; then you strengthen the forces that lead you to a green old age.” Such are the prescriptions and statements in axiomatic form. The aim was to guide mankind aright through facts, not doctrines. And we must return to this method. For among the multitudinous and various materials of the external world we can find our way far better in the light of primary phenomena than by abstract laws of nature, which always let the student down when he has to approach some concrete case. Now some of these primary phenomena are most easily enunciated, and I should like to give you some examples; here is one: “Put your feet in water and you will stimulate forces in the lower abdomen, which will promote the formation of blood.” This is one which is full of suggestion. “If you wash your head you stimulate forces in the lower abdomen, which regulate evacuation.” Such rules are illuminating for they embrace law, reality. The human being is there, when I express something of this sort; for the things are of course meaningless unless one is thinking of the human being, and it is essential to keep man in mind in the case of all these things. These matters are more connected with the spatial and regional interactions of forces in the human organism. There is, however, also an interaction in time which is unmistakably conspicuous in cases where a man has received such mistaken treatment during childhood or early youth, that throughout the whole of life, what should have been developed in childhood and youth, remains lacking, and only that is evolved which should be evolved in the adult. To put it in another way. It is the nature of man that he develops certain forces in early youth which then become formative for the organism. But not everything formed in the youthful organism finds its right use and place in life during the years of youth. We form and build up our bodies in youth, in order to obtain and conserve some things which can only be active and evident in later life. Thus, in childhood certain organs;—as I would call them—are built up, which are not meant for use during childhood; but in later life they can no longer be acquired. They are therefore held in reserve, so to speak, for use in adult age. Let us assume that no heed is paid to the fact that until the teeth are cut a child should be educated by imitation, and that after dentition, education and teaching should attach great importance to authority. If both imitation and authority are thus ignored, the organs which appertain to the adult may be used prematurely. Of course the materialistic attitude of today may deprecate the use of imitation or authority as principles of education. But their significance is great, because of their effects, and they reverberate throughout the organism. It must, however, be understood that the child must live with his whole soul within the act of imitation. Here is an example. Suppose you educate the child in liking and eating some wholesome food, by accustoming it to copy the adult's enjoyment of that food: in this manner you will combine the principle of imitation by action, with the cultivation of an appetite for suitable food. The imitative act is continued into the organism. The same suggestions holds good with respect to authority in education. If those organs (they are naturally subtle organisations) which should normally remain latent till the later age are called into activity during childhood, then the dreadful Dementia Præcox may result. That is the true origin of Dementia Præcox. And a sound objective education is a splendid remedial method. We are at present making efforts in this direction at the Waldorf School, but cannot as yet extend them to an earlier stage of growth before the sixth or seventh year. But when we are at last in a position to put the whole educational process at the service of the knowledge that spiritual science offers—on the lines of my booklet Education of the Child in the Light of Anthroposophy, Dementia Præcox will be on the way to disappear. For such educational methods will avert the danger of premature and precocious employment of organs essential to the adult. So much for the general principles of sound education. There is also the opposite phenomenon. It consists in this: we also tend to accumulate and conserve what should only be unfolded as an activity of the organs in youth. Throughout life there are, to be sure, calls on the organs which are destined to function mainly in childhood and youth; but this continued activity must become less vigorous, or harm may ensue. Here is the domain in which owing to different causes such theories as that of psychoanalysis have been able to confuse the whole of human thinking. Indeed it is true that the most harm in life is not done by the greatest mistakes, for such great errors can soon be refuted, but by conceptions containing a grain of truth, for this grain of truth is accepted, exaggerated and abused. What are the facts which support the rise of conceptions of psycho-analytic lines? Because of the current habits of life today (which are in many respects opposed to nature, and in no way give man the necessary adaptation to the external environment)—much that makes a deep impression on the human mind in childhood, is not worked up. Thus there remain in the life of the soul, factors not adequately embodied by the organism; for all that operates in the soul's life, however slightly, has its continuance, or should have it, in some effect on the organism. Our children, however, receive many impressions so contrary to normal conditions that they remain confined to the soul, they cannot forthwith transmute themselves into organic impressions. Thus they remain, as it were, in the soul where they are and as they do not share in the whole development of man, they remain as isolated impulses of the soul. Had they kept pace with man's whole organic development, had they not remained isolated impulses, they would not take possession, at a later stage, of the organs which are destined only to function at maturity and which have no longer the task of turning to account the impressions of youth. Something wrong is thus brought about in the whole human being. He is obliged to let the soul's isolated impulses work upon organs which are no longer fitted for it. There then result the manifestations which may certainly be diagnosed by means of a psychoanalytic method, wisely employed. Careful interrogatories will bring to light certain things in the life of the soul which are simply not worked up, and which have a devastating effect on organs already too old for such working up. But the main thing for consideration is that by this route it is never possible to effect a cure, but only to diagnose a condition. If we keep to the purely diagnostic use of psycho-analysis, we are employing a method which has its justification when used with due discretion. Note well, with due and honourable discretion, so that there may be no such occurrences as I can testify have happened in some cases and for which there is corroborative written evidence. Such occurrences, for example as the employment of servants and attendants, as spies to furnish intimate particulars which are then used as bases for catechising the patients in question. That kind of thing happens sufficiently often to constitute a grave danger and gross abuse. But apart from this—for after all, in these matters so much depends on the ethical standard of the persons concerned—we can admit that from the standpoint of diagnosis, there is some truth in psycho-analysis. But it is impossible to achieve therapeutic results on the lines laid down by psycho-analysts. And that is again linked up with a characteristic of the present age. It is the tragedy of materialism, that it leads directly away from the knowledge of matter; that it hinders the comprehension of the properties of matter. Materialism is in fact not so detrimental to the proper recognition of the spiritual as it is to the recognition of the spiritual in matter. The repudiation of the conception that spiritual activity is everywhere at work in matter, represses so much that must not be repressed if we are to form a sound conception of our human life. If I am a “materialist” I cannot possibly ascribe to matter all the characteristics we have discussed in these studies. For it is ruled out as merely preposterous to ascribe all those qualities to substances which they in fact possess. That means one is estranged from the knowledge of the material sphere. One no longer talks of phosphoric manifestations, saline manifestations, and so forth, because “all that sort of thing” is dismissed out of hand, as nonsense. This loss of the knowledge of spiritual factors in material substances deprives us of the systematic study of formative processes, and above all, it means the loss of the perception that every organ of man has actually a twofold task, one related to an orientation to consciousness, the other, its opposite, to an orientation to the purely organic process. The recognition of this fact has been particularly obscured in a matter with which we must now briefly deal: in the study of teeth. From the materialistic point of view the teeth are more or less regarded as mere chewing implements. But they are more than that. Their double nature is easily apparent, for if they are tested chemically, they appear to be part of our bone system; but ontogenetically, they emerge from the skin system. The teeth have a double nature and office, but the second of the two is deeply hidden. Compare, for a moment, a set of human teeth with that of an animal. You will find most conspicuous in the latter what I pointed out in the first of our lessons here, the heavy down-draw weight, the massiveness characteristic of the whole skeleton, which I pointed out in the case of the ape. In man, on the other hand, the teeth themselves show in a certain way the effect of the vertical line. This is because our teeth are not only implements for chewing, they are also very essential implements of suction; they have a mechanical external action, and also an extremely fine, spiritualised inward sucking action. We must inquire: what is it that the teeth draw into the body by means of this suction? So long as they are able to do so, they suck in fluorine. Our teeth suck in fluorine. They are instruments of suction for that substance. Man needs fluorine in his organism in very minute amounts, and if deprived of its effects—here I must say something which will perhaps shock you—he becomes too clever. He acquires a degree of cleverness which almost destroys him. The fluorine dosage restores the necessary amount of stupidity, the mental dullness, which we need if we are to be human beings. We require constant dosage with fluorine in very small amounts as a protection against excessive cleverness. The premature decay of the teeth, which is caused by fluorine action, points to excessive demands on the process of fluorine suction. This indicates that man is stimulated to self-defence against dullness through some agency, with which we shall deal presently, although time forbids detailed treatment. Man as it were disintegrates his teeth so that the fluorine action should not go beyond a certain point and make him dull. The interactions of cause and effect are very subtle here. The teeth become defective in order that the individual may not become too stupid! Such is the intimate connection between what is of benefit to man on the one hand, and what tends to cause harm on the other. Under certain circumstances we have need of the action of fluorine, in order not to become too clever. But we can injure ourselves by excess in this respect, and then our organic activity destroys and decays the teeth. I beg you to consider these suggestions thoroughly; for they are connected with things of the greatest significance in the human organism. |
314. Physiology and Therapeutics: Lecture III
09 Oct 1920, Dornach Translated by Alice Wuslin, Gerald Karnow Rudolf Steiner |
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Excerpts of this are published in English under the title, The Case for Anthroposophy. Rudolf Steiner Press, London, 1970. |
314. Physiology and Therapeutics: Lecture III
09 Oct 1920, Dornach Translated by Alice Wuslin, Gerald Karnow Rudolf Steiner |
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In the short time available to us for this therapeutic portion of our meeting, it will naturally only be possible to speak in a general way about specific therapeutic measures. On the other hand, it is always questionable whether one should speak in detail about specifics, especially in medicine, if one is not speaking to a purely professional audience, as was the case when I gave a series of lectures in the spring (see Note 1). For the future development of humanity, it will indeed be necessary that the widest circles are familiar with the guiding principles of healing in order that a trusting relationship, well-grounded in facts, may develop between physician and patient. Though it will be necessary for such an understanding of the guidelines for medicine and social hygiene to be sought in the widest circles, it will nevertheless remain undesirable for an excessively dilettantish and lay judgment to intervene in medical matters; due to the state of medicine in modern times, this happens far too frequently today. It must be firmly stressed that I have absolutely no intention of encouraging any kind of quackery. Within our anthroposophically oriented spiritual science we must instead strive to bring spiritual scientific knowledge into a true medical art based on a methodical study of medical science. We therefore will not align ourselves with those who, out of an unlimited ignorance concerning what they are actually speaking about, attack nearly everything they call academic medicine and the like. We should certainly not align ourselves with these people. Something else must also be considered in discussing matters like those that will be raised today. Though in a certain sense this has been the case for a long time, something has permeated medicine particularly in modern times; this aspect has asserted itself in our time with all the vehemence with which matters tend to assert themselves in our chaotic social order: this is the formation of partisan groups even within the medical field. And these parties struggling among themselves are no better than political parties. In general it is quite clear that this cannot support the development of medicine. The battle between the allopaths and the homoeopaths, between the so-called academic physicians and those using natural remedies and so on, has generated a great deal of confusion in the understanding of medicine that is required in the wider circles of humanity. I needed to make these introductory remarks today so that what I have to say will not be placed on false ground. I have already directed your attention to how, on the one hand, the soul-spiritual stands within the human process of organization; this then proliferates, as it were, in the physical processes of illness so that the soul-spiritual cannot work separately from the physical organ, as it should, thus wreaking havoc in it. When this happens we are faced with all those illnesses that tend toward new formations in the organism . By contrast, we are also concerned with illnesses in which the soul-spiritual develops in such a way that it does not take sufficient hold of the physical organism, whereupon certain parts of the physical organism are abandoned, not to processes taken hold of by the human organization but to subordinate processes of natural existence. In this way organs “physicalize”—if I may use such a word—to an excessive degree rather than permeating themselves soul-spiritually. The soul-spiritual then flows out without being encompassed in the right way by the ego-consciousness, and as a result all the forms of illness arise that we designate inaccurately as mental illnesses (see Note 2). This view must be modified, however, the moment one proceeds from a sound physiology to a sound pathology and therapy; it must he modified by being developed still more precisely. It must incorporate the view of the nature of the human being that has been presented here repeatedly, though in very different connections from those we require today: this is the view of the threefold nature of the human organism. On the one hand we have to do with a threefold nature of the soul being: in forming mental images, in feeling, and in will impulses. This threefold nature of the soul being, however, corresponds very precisely with a threefolding of the physical-bodily being: a kind of head system or nerve-sense system, a rhythmic system, and a metabolic-limb system. I must stress particularly that this constitution of the human organism must not be understood merely intellectually but through inner perception. A person would be unable to comprehend how matters actually stood if he remained with an external picture, if he understood the head system as something that simply ends at the neck, the circulatory or rhythmic system as being encompassed by the trunk, while the digestive system encompasses the limb system, the sexual system. What is important here is that while the nerve-sense system is located primarily in the head, it nevertheless extends over the entire remaining organism as such. We may thus say that when we speak here with an anthroposophical purpose about the nerve-sense system, it is the system of functions in the human organism (for we are concerned here not with spatial limitations but functional limitations) that is located essentially in the head; nevertheless the head activity extends over the entire human being so that in a certain sense the whole human being is head. The same is true for the other systems. It was thus mere foolishness when a superficial professor of medicine, who did not intend really to study these matters but only wished to discredit them to the world, spoke about the “belly-system” in order to ridicule what is actually referred to by the metabolic system. He has merely shown his total lack of understanding for how the threefold constitution of the human being is functional, and not defined by spatial limitations. When an individual really understands this constitution of the human being—about which many lectures could be given to describe it in full detail—he reaches the point of being able to perceive clearly the distinctions between the head system, and therefore the nerve-sense system, on the one hand, the metabolic-limb system on the other hand, and the mediating system, the rhythmic system, whose essential role is to bring about the balance between the two other systems. If we thus wish to encompass the entire nature of the human being, we must consider the following. The actual conceptual and perceptual activity of the human being has as its basis—one cannot even say as its tool, but as its physical basis—everything that takes place physically in the nerve-sense system. It is not the case, as is suggested by modern psychology and physiology, that those processes connected primarily with the feeling and willing systems also take place in the nerve-sense system. Such an opinion does not hold up before a more precise study of the issue. You will find such a precise study, at least suggested in its outlines, in my book, Riddles of the Soul (see Note 3). Much detailed work must still be done in this regard, however. Then what spiritual science has to say with certainty from its side will be elaborated from the other side, from the physical-empirical side. It will become clear that man's feeling is not connected in a primary way with the nerve-sense system but with the rhythmic system, that just as the nerve-sense system corresponds to mentally active perception, so the rhythmic system corresponds to feeling. Only through the interaction of the rhythmic system with the nerve-sense system, by the roundabout route of the rhythm in the cerebral fluid, pulsating against the nerve-sense system, is the nerve-sense system engaged as the carrier of the conceptual life. Then, if we raise our feelings to mental images, the dull, dreamlike life of feelings is perceived and pictured by us in an inner way. Just as the life of feeling is directly connected with the rhythmic system and is indirectly mediated by it, so the life of will is connected directly with the metabolic system. This connection in turn acts in a secondary way, since metabolism takes place also in the brain, of course, so that the metabolic system in its functions presses against the nerve-sense system. In this way we are able to bring forth the mental images of our will impulses, which otherwise would unfold in a dull sleep-life within our organism. Thus you can see that in the human organism we have three different systems that carry the soul life in different ways. These systems do not simply differ from one another; they actually oppose each other (as I said, I can only sketch these matters today) so that on one side we have the nerve-sense system and on the other side all that constitutes the functions of the metabolic system, the metabolic-limb system (see drawing). Regarding the connection of the metabolism with the limbs, you can arrive at appropriate images if you simply consider the influence of the moving limbs on the metabolism. This influence is much greater than is ordinarily assumed in outer consciousness. ![]() These two systems, however, the nerve-sense system and the metabolic-limb system, are in opposition, are polar opposites in a certain way. This polar opposition must be studied carefully in order to arrive at a sound pathology and therapy, particularly a pathology that could lead organically over into therapy; it must be studied carefully in all its countless individual details. If one enters into the detailed effects, it becomes evident that what I suggested yesterday is truly the case. Within everything connected with the head system or nerve-sense system, we have breakdown processes, so that while our conceptual activity takes place in the waking state, when we perceive and form mental images, this activity is not bound up with growth and upbuilding processes but with breakdown processes, processes of elimination. This can be grasped if one looks in a sound way at what empirical-physiological science has already presented concerning this. There is already empirical evidence or to express it better, empirical corroboration—for what spiritual science provides through its perception. You need only pursue what certain inspired physiologists are able to present about the physical processes in the nervous system, which unfold as parallel phenomena to perceiving and forming mental images. You will see then that this assertion is certainly well supported, the assertion that when we think, when we think and perceive wakefully, we have to do with processes of elimination and breakdown, not with upbuilding processes. By contrast, where the will processes are mediated for the human being in the metabolic-limb system we are concerned with upbuilding processes. All individual functions in the human being definitely interact with one another, however. If we look at the matter correctly, we must say that the upbuilding processes from below work up into the breakdown processes, and that the breakdown processes from above work down into the upbuilding processes. Then if you pursue this logically you have the rhythmic processes as a balancing system, as functions introducing the balance between the upbuilding processes and the breakdown processes, rhythmic processes that press breakdown into build-up and build-up into breakdown. ![]() If we do not study the matter purely outwardly, we see that in the so-called blood circulation of the heart, in the aeration of the human body, we have everywhere special processes, as it were, that are somehow interrupted. I cannot go further now into this interruption, which has its purpose, but everywhere we have a specialization of this rhythmic curve that I have sketched here (see drawing). The course of breathing is a special aspect of this curve, the process that you draw if you follow the course of the blood from the heart upward toward the head or respectively toward the lungs and down to the rest of the body. Thus you have a specialization of these processes. In short, if you enliven what is suggested here, you penetrate into the functional tissue of the human organism, not in the dead way that is customary but in a living way. To do so you must enliven your own mental images. A mobile image of the human organism can thus be pictured. The human organism cannot be encompassed with static, abstract mental images, as modern physiology and pathology would like to encompass it today; it must instead be grasped with mental images in movement, with mental images that can really penetrate into the working of something that has inner movement, that is in no way merely a mechanical interaction of organs situated at rest in relation to one another. We thus can see that within the human organism there is basically a continuous interaction between the breakdown processes, the deadening processes, and the upbuilding processes, the growth or proliferative processes. The human organization cannot be grasped without this activity. What is actually present there, however? Let's look at the matter more precisely. If the breakdown process of the nerve-sense organization works into the metabolic-limb system through rhythm, something is present there that works against the metabolic-limb system, something that is a poison for this metabolic-limb system. The reverse is also the case, that what is present in the upbuilding system, working into the head system in rhythm, is a poison for the head system. And since, as I have indicated, the systems are spread out over the entire organism, a poisoning and unpoisoning are continuously taking place everywhere in the human organism, and this is brought into balance by the rhythmic processes. We are therefore unable to regard such a natural process as taking its course one-sidedly, in the way that one normally pictures things, so that healthy processes are simply designated as normal. Rather we look into two processes working against one another, where one is a process that is thoroughly illness-engendering for the other. We simply cannot live in the physical organism at all without continuously exposing our metabolic-limb system to the causes of illness from the head system and exposing the head system to the causes of illness from the metabolic system. A scale that is not balanced properly is thrown out of balance by entirely natural laws so that the beam does not rest on the horizontal; similarly life, because it is in constant movement within itself, does not simply exist in a state of balanced rest but rather exists in a state of balance that can deviate in both directions toward irregularities. Healing, then, means simply that if the head system, for example, is working in a way too strongly poisonous on the metabolic system, its poisoning effect is relieved, its poisonous effect is taken away. If, on the other hand, the metabolic-limb system is working in a way too strongly poisonous on the head system, which means working over abundantly: then its poisonous effect must also be removed. It is possible to arrive at a comprehensive view of this realm, however, only if one now extends what can be observed in the human being to the observation of all nature, if one is able to grasp all nature in a spiritual scientific sense. If you look at the plant-forming process, for example, you can see clearly and macroscopically the upward striving of plant-forming processes, a striving away from the center of the earth. You may make a stimulating study of this metamorphosing formative striving of the plants, at least in a rudimentary way, on the basis of the guidelines offered in Goethe's Metamorphosis of the Plants. In Goethe's Metamorphosis of the Plants there is a sketchy rendering of the first composition, the first elements that are to be studied about the nature of the plant in this direction, but the direction of such a study must be developed further. The initial guidelines must be pursued, for then we may obtain a living view of everything involved in plant growth: when rooting in the soil the plant's upward-striving develops in a negative direction in the root; the plant begins to grow, then grows upward, overcoming the force of attraction of the earth prevailing in the root; then it wrestles through other forces in order to come ultimately to blossom, fruit, and seed formation. A great deal takes place upon this path. On this path, for example, an opposing force once again intervenes. The opposing force that intervenes can be well observed if you study, simply to take an example, the common birch, betula alba. Pursue very precisely the process that takes place from the root formation through the trunk formation, particularly the bark formation. Consider how, on the basis of everything that works together in the trunk and bark formation, there develops what later comes into manifestation in the leaf formation. This can be studied particularly well in a spiritual scientific way if the still-brownish young birch leaves are studied in the spring. If this is studied vividly, one also receives a view of forces self-metamorphosing, forces that are active there within the plant. One receives a view of how, on the one hand, there is a formative force active in the process of plant formation that works from below upward. On the other hand it is also possible to behold the force that retards, which in the root still, works strongly as the force of gravity but which, as the plant wrestles itself free from the earthly substance out into the air, is able to work together in another way with the upward-striving force. We then reach an interesting stage, a stage very helpful in understanding how in plant formation during this upward-striving process certain salts, potassium salts, are deposited in the birch bark; this is simply the result of the interaction of the forces working downward with the forces working upward, tending toward protein-formation, you could say, toward what I would like to designate as the albuminizing force formation. In this way it is possible to penetrate into the plant-forming process. I can only indicate this here. By looking at how the potassium salts are deposited in the birch bark, how something wrestles itself free from this force drawing downward (a process somewhat comparable to what happens when a salt precipitates out of a solution), coming to the process that takes place when the solution rids itself of the salt, we come to see, to grasp in a living way, the process of protein formation, the process I would designate as the albuminizing process. We thus have a path to study what outwardly surrounds the human being, to study it vividly. Then when we look back at the human being, we can see how, fundamentally speaking, the human being has the same form of forces in him—if we consider the breakdown process working from above downward—that work from below upward in the plant. We can see that in what is active in the forces working downward from the head system toward the metabolic-limb system there is something like an inverted plant element active within us. We can see that in fact those forces that we see sent upward in plant growth work in a downward direction in the human being. If the human being inappropriately holds back this process of plant formation active within him, so that he doesn't permeate the bodily life in the right way with what is active in the head—the astral, the ego-being—and if this then penetrates the bodily nature, this penetration expressing itself within the body, then something is held up there, something that should proceed into the human organism. We thus have to do with a pathological phenomenon like that which confronts us, for example, in cases of rheumatism or gouty conditions. If we study what is brought about in the human organism when this breakdown process is dammed up in a certain way, we discover its effects in the process of rheumatism, in the process of gout-formation, and so on. Let us now shift our gaze again from within the organism to a process of plant formation like the one we have in the betula alba. From this we can arrive at the following. We look on the one hand into what takes place in salt formation and on the other hand into protein formation. We find, if we understand this process of protein formation in the right way, that the opposite process is within it and is held up there. We find held up in the organism that process which should take place in a way similar to the correct process of albuminizing in the leaves of the birch. We are thus able to come to the relationship between those processes that take place in the birch leaves, for example, and the processes within the organism if we process what is in the birch leaves into remedies. We can then give these remedies to the human being, by means of which we can bring about a healing, because the remedy correctly opposes this damming-up process that occurs in rheumatism and gout. In this way we look both at what is taking place outside in nature and at what takes place within the organism, and then we arrive at an idea of how we should guide the healing forces. On the other hand we can see instances when the breakdown processes proceed in such a way that the organism cannot restrain them so that they pour themselves downward, and the rhythmic system does not press them back in the right way; they thus reach the periphery of the body pressing outward, as it were, toward the skin. Then we get inflammatory conditions on the outer portion of the human being, we get skin eruptions and the like. If we now look hack again to our plant, to the betula alba, we find the opposing process in the disposition of the potassium salts in the birch bark: we thus become able to see how we can fight against the process of skin eruption, which is an excessive function of exudation within the human being, by preparing a remedy from the birch bark. We are therefore able to study how plant processes, how mineral processes, are active, and we grasp the connections between what is outside in nature and what is active within the human being. In other words, medical empiricism, therapeutic empiricism, ascends to what Goethe calls in his sense—not now in the intellectual sense but in his sense the rational stage of science. We arrive at a science as therapy, which is able really to penetrate into the connections. These things are not so simple, for one must study things in detail, at least in accordance with certain types, at first in accordance with secret types of the human personality and in accordance with secrets of natural existence. It should not be assumed that if the process has been studied in an example such as the betula alba, an overview has already been reached of what needs to be considered. In each different plant-forming process—for example in the horse chestnut or whatever—these formative processes will manifest themselves in an essentially different way. What has been indicated here should not in any way lead to a generalized twaddle but to a very serious and extensive study. Now I wish to direct my words particularly to the students here. If this study is undertaken in a rational way, it need not drive you into a panic regarding the extent of study necessary, for if everything now present as examination-ballast falls away—to speak in Paracelsus' terms—and is replaced by something active, leading in this way to a rational view of a therapeutic pathology and a pathological therapy, students will have to study not more but less. And because this study will permeate you with life, it will bring forth a much greater enthusiasm than what leads you to the human being today, yielding only the ability to see organs. Such organs are by no means at rest and can be understood only if they are grasped in their living function and in their interaction with other organs, can be understood only if this organization is studied and if one strives to enter completely into the functional element. We need an outer natural science that is also striving to reach the functional element. It is absolutely necessary to study in parallel the inner process in the human being, that peculiar process taking place as poisoning and poisoning effects that have fallen out of balance, and those processes that take place in the natural order. And because the outer relates itself in a polar way to the inner, the outer processes must be used in a certain way polarically. By this means we can be guided into pathology, or, said better, into a therapeutic pathology and a pathological therapy. I have only been able to suggest here what is necessary to direct the steps needed to heal medical study, and was only able to suggest how spiritual science wishes to work into this medical study. This evening I will give you a few more examples, to show you how intuitively looking together at the outer workings of nature and the workings of the inner organism can lead to therapy and to knowledge of pathology. At that time I would like to go into particular substances. During the brief time available to me here, I have only been able to indicate the principle, as it were, concerning the example of betula alba, and this evening I will give some further indications, but in every instance I will try to hold myself to indicating only what can add to a general understanding of the human being. Proceeding from this, the physician must move into further specialization. He must enter into the specifics. To deal with specifics always requires an individual evaluation, and here it is only necessary, out of the laymen's understanding of medical directions, of medical principles, for an understanding to grow of what the physician has to undertake within the outer world. If you consider rightly the course that an anthroposophically oriented spiritual science wishes to pursue in medicine—and I will speak more about this tonight—you will really be able to say that this anthroposophically oriented spiritual science does not wish to encourage quackery and dilettantism; rather it wishes above all to work toward a healing of science, toward a true, serious science that will itself engender social effects.
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318. Pastoral Medicine: Lecture IV
11 Sep 1924, Dornach Translated by Gladys Hahn Rudolf Steiner |
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Dear friends, Today I would like to insert into our studies a chapter of anthroposophy that we need for our examination of healthy responsibility and pathological irresponsibility as the physician and the priest must know them. |
318. Pastoral Medicine: Lecture IV
11 Sep 1924, Dornach Translated by Gladys Hahn Rudolf Steiner |
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Dear friends, Today I would like to insert into our studies a chapter of anthroposophy that we need for our examination of healthy responsibility and pathological irresponsibility as the physician and the priest must know them. First of all it is important that we look into the question: What is really inherited by a human being? What is not inherited and must come to the human being in some other way? In evaluating healthy and sick individuals, a great deal depends upon whether one can differentiate between these two ingredients. Human beings come out of the spiritual, super-sensible worlds into the sense world: that means, they combine what is given them by heredity with what they bring from earlier earth lives and from life between death and the new birth. Then we see how they develop as a children, from day to day, from week to week. But if one does not perceive that they are four-membered beings, with physical body, etheric body, astral body, and ego organization, one is not in a position to understand their development, for one does not see what part each member is playing in this development. They have different origins; they come from different worlds. First, human beings have their physical organism. The most striking phenomenon in the physical organism is that in the first period of life they have what we call “first teeth,” which last until the time we call “change of teeth.” The teeth are only the most obvious thing that is changed at this time. For the fact is that human beings only keep the physical substance they received at birth until the change of teeth. They are constantly stripping that physical material from their form. The process is, of course, more complicated than is implied in the brief statement that in the course of every seven or eight years a person pushes off all physical substance and replaces it. The truth is near to that, but one need only look at the change of teeth itself to realize that this picture must be modified somewhat. For if this abstract assertion were correct, we would have new teeth every seven years. We get new teeth only once. The teeth are changed once and do not undergo any other renewal. They belong in this category in the most extreme sense. As a matter of fact, the course of human life is such that the older one becomes, the more one retains of old physical substance. A replacement of by far the greatest part of the substance does indeed take place in seven- to eight-year periods; but we must distinguish what remains behind. At the seventh year it is only the adult teeth that remain. After each subsequent period there remain also certain parts of the substance that are not replaced, although the greater part is indeed replaced in the course of seven or eight years. Thus a basic statement can be made for the first seven years. Human beings strip away all the physical substance they had when they were born, keeping none of it, keeping only the forces that have lived and worked in it during those years. These forces have so appropriated the fresh new substance that was constantly being aquired that at seven the physical body has been completely renewed, even to the teeth. And from that statement the understanding must follow that the principle of heredity as our current natural science conceives of it really holds good only for the first seven years of life. Only for those first seven years is it true that a person's characteristics come from parents and grandparents. The physical body of those first seven years provides, in a certain sense, a kind of model from which the artist working in the human being (who consists now in these years of etheric body, astral body, and ego) fashions a new physical body. We see how what we bring down from spiritual worlds—our individuality, our own being—and what we receive from heredity work together in artistic reciprocal activity. If a human being is an inwardly strong individual and brings an intensely strong inner astrality and ego nature, which in turn makes the etheric body strong, then we will see a young person shooting up who from inner strength keeps very little to the model, only copies it for the general form. Naturally, the universal human model must be preserved, and therefore an affinity is already there for the inherited human form; features of it definitely remain beyond the change of teeth. Still, to thoughtful observation it will be apparent that in the case of inwardly strong individuals important changes come after the change of teeth because such individuals follow only slightly the model they inherited. If we investigate such an individual as St. Teresa, we find that these particularly strong individualities resemble their parents very closely in the first seven years, but then in the ninth and tenth years they develop in surprising ways. Then the real individual is emerging. In the strongest sense of the word, heredity only holds good for the first life period. What seems to appear later as heredity is not really heredity but must be recognized as a copy of the inherited model. The copy may be more or less exact; even so, it is not heredity; it is a copy of the inherited characteristics. The ordinary natural scientist considers this to be simply the principle of heredity carried further. But someone who really studies the nature of humanity will perceive that there is a complete qualitative difference between the resemblance to parents before the change of teeth and the resemblance after the change of teeth. Before, the forces of heredity are active. After, the forces that copy the model are active. To be exact, one can no more say that a human being has inherited what is carried between change of teeth and puberty than one can say of an artist copying the Sistine Madonna in the Dresden Gallery that the painting has caught the qualities of the Madonna through heredity! You can see the particular kind of work the etheric body has to do. For in the years up to the change of teeth, the astral body and ego organization participate very little. The etheric body forms a new physical human body in accordance with the model. Why? Because, like the child during the first seven years, it is not yet able to receive other than a very special kind of impression from the outer world. Here we come upon an important secret of human evolution, a secret that answers the question: What does a child really perceive? The answer lies far away from present-day ideas. We live, shall we say, between death and a new birth (or conception) in the spiritual world. In the spiritual world we are surrounded by realities very different from those found here in the physical world. We come out of that world into the physical world and continue our life in a physical body that we receive. Now in this physical world the same forces work further, although they are hidden from human sense perception. If you look at a tree, the same spiritual forces are working in it as those you encounter between death and new birth, only they are covered over, veiled, by the physical material of the tree. Everywhere in the physical world in which we live between birth and death, spiritual forces are active behind the sense-perceptible physical entities. We can think of the activities of the spiritual world continuing into this world in which we live between birth and death. Now in the first seven years of life the child's whole being cannot unite with anything except this spiritual reality in all the colors, all the forms, all warmth, all cold. The child is fully aware when entering this physical world of the continuing spiritual activity. This awareness gradually diminishes up to the change of teeth. A sense impression is quite different to a child than to an adult. This fact is never recognized. To a child the sense impression is something entirely spiritual. For this reason if a child's father has a fit of anger, the child is not conscious of the angry gestures but of the moral state behind the gestures. It is this that passes into the child's body. During this time, therefore, the child is working with the forces that build a physical body in accordance with the child's own model—the body that will now be the child's own—and during this time is turned entirely toward spiritual foundations and works out of spiritual forces. What does that mean? What is really working when spiritual forces are working? Obviously colors, forms, warmth, cold, roughness, smoothness work upon the sense perceptions. But behind all that, what is the fundamental force that is working? In reality, whatever has to do with an ego nature. Only invisible spiritual beings make an impression on the child, beings who have something to do with an ego nature, above all, beings of the spiritual hierarchies higher than human beings, but also the animal group-souls, and the group-souls of the elemental beings. In reality, all this is working upon the child. And out of these spiritual forces, out of these mighty spiritual dynamics the child forms a second body from the original model. It grows and is finally present as a complete second body when the change of teeth takes place. This is the body that the human being has built for itself since birth, the first body that is it's very own, a physical body built out of the spiritual world. Thus we have in this first life period very special laws working within all that activates the child, in all the awkwardness and uncertainty that are in the soul and with which it moves. They come from the fact that constant adjustment is having to be made to the physical world, since the child is still dreamily and half-consciously immersed in the other surrounding world: the spiritual world. Someday when medicine reaches a proper spiritual outlook, this interplay between the spiritual and physical worlds during the first seven years of life will be seen as the true cause of the so-called “children's diseases.” Then we will have the explanation for a problem that today is solved in the medical books by empty words and formal elucidations that do not lead to any reality. The etheric body has a great deal to do in these first seven years of life. It works quietly and steadily to develop the faculties that it will possess in the second seven-year period: independent faculties of memory leading toward the intellect. Whoever has an eye for it can see the greatest transformation in the child's soul-life when the first life period goes over into the second. The etheric body is now relieved of the work it had to accomplish—in the full sense of the word—to build the second body. It is relieved, freed. How it is freed, one can only realize if one perceives that at fourteen years not only the teeth remain but still more that had to be renewed, like the teeth, in the first life period. This now remains in the physical-material substance. What remains frees the etheric body—itself becomes free in the etheric body. Quantitatively it is a small thing, but qualitatively it is something of tremendous importance. It is what now becomes tremendously active as soul attributes, soul characteristics. What the human being saves by not having to create a third set of teeth (and much else that is taken care of by evolution in the same way as the teeth) enables something of the etheric body to be “left over.” What flowed during the first seven years into the physical development and is now “left over” from the physical development works now purely in the realm of soul, its nature depending upon the individual. With the faculties upon which you call as a teacher in school, the faculties you train, the child accomplished the great change from milk teeth to second teeth, and much else. With the forces that are saved by not having to form a third set of teeth, the child begins to develop soul faculties. This takes place in the depths of human nature. During the first seven years these soul forces had been entirely embedded in the physical development. We have to comprehend physical development as a soul-spiritual activity just as much as a physical activity. We see a spiritual entity active in the body in the first seven years of the human being, in the fullest sense of the word. How does this relate to general human evolution? Those forces with which the human soul works in the first seven years of life are in the cosmos; they are sun forces. It is not only physical-etheric rays that stream down from the sun: in those physical-etheric sun rays, forces are streaming down from the sun that are identical with the forces by which our etheric body renews our physical body in the first seven years of life. It is the Sun Being (Sonnenentität) that works there. Look at the child—how the child works at a second physical body, copying from the model! The child is absorbing pure forces from the sunshine. One must understand that—how humanity stands within the cosmos! And when the child has certain etheric forces released at the change of teeth, they then work back upon the astral organization and ego organization. Then in the second life period human beings have access to what could not reach them at all in the first period. They now have access to the moon forces. The etheric forces in the first seven years of life are sun forces. At the change of teeth we have access to the moon forces; these are identical with the forces of our astral body. Thus at the change of teeth human beings move from the sun sphere—in which, however, we also still remain, for it remains active in us—into the moon sphere. And now between change of teeth and puberty we work on ourselves with the moon forces. With the moon forces we now build our second own body (the third earthly body), in which not so much is replaced as in the first life period, but even so a great deal. Again forces remain behind, but they are now of an astral nature, and they are now transforming the soul. They were freed from their work on the body when we reached puberty. We have now reached a period in which we manifest certain forces that are now free in the soul, forces that had to work in the physical body between the ages of seven and fourteen. So we work entirely in the first life period with what comes to us from the sun. And with the school child between change of teeth and puberty, it is sun forces that have now become free for soul activity. That is the great powerful fact we find in human evolution, that if one is educating a child's soul between change of teeth and puberty, one has to do purely with sun forces. The child-soul is so intimately related to what lives in the sunshine! One's heart can rejoice in such knowledge. The knowledge really sheds light on the relation between humanity and cosmos. Moon forces are active in this second life period in the bodily development; they are not yet freed for the soul-life. They become free at puberty, and then they join the work on the soul. The change that takes place in the soul-life at puberty is caused by the fact that moon forces are now impressing themselves into the soul-life. So what a young person does in all kinds of behavior after the onset of puberty is a working together of sun and moon forces. Thus we see into the depths of human evolution. We will stay clear of speaking of heredity in the crude sense in which natural science speaks of it. We will look in the opposite direction, to see what lives in the human activity of the child. It is the sun that lives in all the human activity of the child, and in the child's human thinking. It is the sun that streams to us from the stone—for a stone has no light of its own, it can only reflect the sun's light to us. The natural researcher grants you that fact—but that is the very smallest, the most abstract detail! The child also reflects the sun forces back to us, between the seventh and fourteenth years. Just as we can designate the light reflected from the stone as sunlight streamed back to us, so we can designate what the child does in the second life period as “sun.” Sun is not merely there where it seems to be concentrated. This physical notion, that the sun is only there is like the notion of someone who looks at the soup in a soup bowl and sees a blob of fat floating on the top of it and thinks that the blob of fat is the soup. Yes, our physical ideas are often very childish, and if one uncovers them and shows them for what they are, then people laugh. One could wish there were the same reaction to much that is happening today in the name of science, because it is pretty laughable. When someone takes the blob of fat to be the soup itself, that's the same as when that gold ball up there above us is regarded as the entire sun. In reality the sun fills the whole world. Now let us look into the connection between the moon forces and the forces of reproduction. The forces of reproduction now gradually form the child's own second body that is built up between the seventh and fourteenth years and is finished when puberty begins. The human being takes in the reproductive forces during this time; this is plainly moon activity. These forces relate entirely to moon activity. They are the result of moon activity. And now we reach the life period in which we must form our own third body (the fourth when counted from an external view), the time from puberty to the beginning of the twenties. The division of time in the later years is no longer so exact as the time between change of teeth and puberty. Now there is always more physical substance remaining behind; it stays fixed in the human being, it becomes permanent structure. Gradually a great deal of permanent structure accumulates. The older a person becomes, the less material is stripped away from the bones and replaced. Also in the rest of the organism certain parts need a longer time to separate off. And one can see a simple fact in connection with the teeth: that once one has got one's second set of teeth, whether one still has them later depends upon how long they last—just as with a knife, one only has it as long as it lasts. The knife can't renew itself. Teeth can't renew themselves either, really. Obviously everything is in flow: there is renewal in the first place, but then it goes over into the state of nonrenewal. The teeth maintain their life process at a much slower tempo than the rest of the organism, so far as intensity is concerned. But therefore in reverse, the tempo is faster so far as quality is concerned, for they actually become bad before the other parts of the organism—for the reason that the other parts can always renew themselves. If the teeth were subject to the same laws as many other parts of the human organism, there wouldn't have to be any dentists. On the other hand, if the other parts of the organism were subject to the same laws as the teeth, we would all die young in this modern civilization of ours. But now to go on. We are active in our organism in the first seven years of life with the forces of the sun, in the second seven years with the forces of the moon. In this second period the sun forces remain and the moon forces combine with them. In the third seven-year period, from puberty into the twenties, much more delicate forces are taken in, coming from the other planets. These other planetary forces appear in the human growth process, and because they work much less strongly than the sun or moon, their influence is outwardly much less visible. They had been working in the body between the fourteenth and the twenty-first years. Now at twenty-one, although it is hardly noticeable, they begin to work in the area of soul and spirit. Whoever has insight can see this remarkable change. Up to that moment only sun and moon have spoken out of human deeds. Now planetary forces modify that sun and moon activity. Actually people's coarse methods of observation afford very little capacity for grasping this change. But it is there. Knowledge of these connections is necessary for someone concerned with the human being in health and in illness. For what do we really know of a human being, shall we say in the eleventh or twelfth year, if we don't know that the moon forces are working there? After that period, even though there are continually fewer parts to be renewed, the person must still renew them. Up to the twenty-first or twenty-second year, the sun, moon, and planets are working in succession into human growth. Then from the twenty-first to the twenty-eighth year the constellations of the fixed stars work. To be sure, this escapes ordinary observation. Only mystery wisdom tells of the entire zodiac playing into the human being between the beginning and the end of the twenties. Then the world becomes severe. It no longer wants to work into a person; it becomes harsh. Of this strange new relation of the human being to the world in the twenty-eighth, twenty-ninth year—that the world hardens toward us—of this, today's science hardly knows anything. Aristotle taught it to Alexander when he told him that we push against the crystal heaven and find it hard. Thus “the crystal heaven,” beyond the sphere of the fixed stars, acquires meaning for human comprehension. And one begins to realize that when we come to the end of our twenties, we find no more forces in the cosmos for our own renewal. Why do we not die, then, at twenty-eight years? Well, the surrounding world does in fact let us die at twenty-eight. It is true. Whoever sees humanity's relation to the world, whoever looks consciously out into the world, must say, “O world, in reality you sustain me only until my twenty-eighth year!” Only when one realizes this does one finally begin to understand the real nature of the human being. For now what happens when the world withdraws its formative forces—forces that previously we had always been free to use to build ourself up? At this remarkable moment, when in the twenty-eighth year we begin to show clearly that the earlier forces of growth are now completely gone, some people begin to die off. Some hold on a little longer to the forces of growth that are flowing away. But even Goethe had grown smaller when he measured himself carefully. This was when he began to work again on the second part of Faust. Earlier he had already begun to fade. From the moment when the world deserts us, we have to manage our renewal ourselves, out of forces we have received up to that moment. Certainly when the parts of our organism that can be renewed are becoming fewer and fewer, we cannot work to give ourselves a new body in the same glorious measure that children use up to the change of teeth, when they are forming their first very own body from the model. But we have collected many, many forces from sun and moon and stars which we are carrying within us and which we need when at twenty-eight we have to begin to renew our physical-material body ourselves. This is the moment in earth-life when we find that we are now given complete responsibility for our human form. This moment of our life when we are put entirely on our own is the point of time toward which we have been striving, and from which we must go on. (Plate III, middle) We strive from childhood when we are receiving many cosmic forces, strive more and more toward a point lying at the end of our twenties, when we no longer build our growth out of cosmic forces. Whatever we do after that moment, we do from forces out of our own body. In the middle is the point at which we stop working with cosmic forces and begin to develop forces out of our own body. ![]() We often find a premature activity happening in some child from forces out of the child's own body. We become aware of it from certain pathological symptoms the child shows from the bones, for instance, becoming brittle, and particularly from becoming fat. But the connection between these things is not easily seen. In every moment of life a person is either striving toward this twenty-eighth-year point or away from it. You must realize that it is a kind of zero point, a kind of hypomochlion, a zero moment in time when we stand between ourselves and the world. Always in our inner dynamics we are striving toward it or from it. Whatever is happening in us is a striving toward a zero or away from a zero, something we do toward or away from nothingness. We are striving toward the point where the world is no longer active and we are not yet active. Between the two conditions is a kind of zero. There is something in us that is oriented toward nothingness. It is this that makes us free beings; that is why we can hold responsibility. It is rooted in the human constitution that we are responsible free beings, because at the moment of transfer from the world to ourselves we go through a point of zero. Just as the beam of a pair of scales goes through a point of zero from right to left, from left to right, and that point does not follow the laws to which the rest of the scales is subject. You can think when you have a pair of scales, (Plate III, right) here the mechanical laws you have learned are in force; this gives the scales an exact form—either this above and that below or the opposite. That is the law of scales, the law of leverage. You can carry the scales around; their relation remains the same everywhere, subject always to those mechanical laws wherever you take them—except at this point. This point is free. You can carry the point around as if it were not connected to a pair of scales: the scales remain unchanged. And so it is, when you take hold of yourself in your soul experiences at that point toward which first you strive, from which afterward you strive away: first the world is active, afterward you yourself, and here nothing is active. With the tendency toward and the tendency from, here where a hypomochlion sits, here can live freely that human capacity which is determined neither by nature nor by the world. Here is the point of origin of human freedom. Here is where responsibility is born. If, therefore, one wants to be able to judge the degree of responsibility in, for instance, a person thirty-five years old—and I mean professionally, not merely a layman's opinion, or that of a dilettante—then one must ask oneself, has too much, perhaps, worked over from this person's abnormal development up to the point at the end of the twenties? Is the point moved more toward youth or more toward age? A person is properly responsible if the point is normal, if judging the whole individual from external life one can decide that the point is normal. If it lies too far back toward youth—that is, if the world ceased too soon to give its forces to some person—one may perhaps find that the person suffers easily, even though to a small degree, from compulsive ideas. The soul is becoming rigid and cannot be held fully accountable for its deeds. If the point comes late, the question will be whether that person is hindered by his or her inner nature from developing complete freedom of soul and is too rigid physically, and for that reason cannot be held fully responsible. The physician and the priest are the ones who are competent to form this judgment, in the finest sense of the word. They will know that they can judge pretty accurately from people's appearance what their development has been, whether they are in balance, whether their life-hypomochlion is at the right spot, that is, at the right point of time, or is too early or too late. We will discuss physical appearance later, for even an intensive study of physiognomy belongs to pastoral medicine. These are things that in the old mystery wisdom were regarded as very important for judgments of human life. They are things that have been forgotten and that must be brought again into our knowledge of the human being if that knowledge is to have any beneficial influence, if it is to be active in the right sense in medical and pastoral activity. More about this tomorrow. |
326. The Origins of Natural Science: Lecture VII
02 Jan 1923, Dornach Translated by Maria St. Goar, Norman MacBeth Rudolf Steiner |
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It was because we lost the power to experience inwardly something that is spoken of in Anthroposophy today and that in former times was perceived by a sort of instinctive clairvoyance. Scientific perception has lost the ability to see into man and grasp how he is composed of different elements. |
326. The Origins of Natural Science: Lecture VII
02 Jan 1923, Dornach Translated by Maria St. Goar, Norman MacBeth Rudolf Steiner |
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Continuing with yesterday's considerations concerning the inability of the scientific world conception to grasp the nature of man, we can say that in all domains of science something is missing that is also absent in the mathematical-mechanistic sphere. This sphere has been divorced from man, as if man were absent from the mathematical experience. This line of thought results in a tendency to also separate other processes in the world from man. This in its turn produces an inability to create a real bridge between man and world. I shall discuss another consequence of this inability later on. Let us focus first of all on the basic reason why science has developed in this way. It was because we lost the power to experience inwardly something that is spoken of in Anthroposophy today and that in former times was perceived by a sort of instinctive clairvoyance. Scientific perception has lost the ability to see into man and grasp how he is composed of different elements. Let us recall the anthroposophical idea that man is composed of four members—the physical body, the etheric body, the astral body and the I-organization. I need not go into detail about this formation, since you can find it all in my book Theosophy.59 When we observe the physical body and consider the possibility of inward experiencing one's physical body—we should begin by asking: What do we experience in regard to it? We experience what I have frequently spoken about recently; namely, the right-left, up-down, and front-back directions. We experience motion, the change of place of one's own body. To some extent at least, we also experience weight in various degrees. But weight is experienced in a highly modified form. When these things were still experienced within our various members, we reflected on them a good deal; but in the scientific age, no one gives them any thought. Facts that are of monumental importance for a world comprehension are completely ignored. Take the following fact. Assume that you have to carry a person who weighs as much as you do. Imagine that you carry this person a certain distance. You will consciously experience his weight. Of course, as you walk this distance, you are carrying yourself as well. But you do not experience this in the same way. You carry your own weight through space, but you do not experience this. Awareness of one's own weight is something quite different. In old age, we are apt to say that we feel the weight of our limbs. To some extent this is connected with weight, because old age entails a certain disintegration of the organism. This in turn tears the individual members out of the inward experience and makes them independent—atomizes them, as it were—and in atomization they fall a prey to gravity. But we do not actually feel this at any given moment of our life, so this statement that we feel the weight of our limbs is really only a figure of speech. A more exact science might show that it is not purely figurative, but be that as it may, the experience of our weight does not impinge strongly on our consciousness. This shows that we have an inherent need to obliterate certain effects that are unquestionably working within us. We obliterate them by means of opposite effects (“opposite” in the sense brought out by the analogy between man and the course of the year in my recent morning lectures.60 Nevertheless, whether we are dealing with processes that can be experienced relatively clearly, such as the three dimensions or motion, or with less obvious ones such as those connected with weight, they are all processes that can be experienced in the physical body. What was thus experienced in former times has since been completely divorced from man. This is most evident in the case of mathematics. The reason it is less obvious in other experiences of the physical body is that the corresponding processes in the body, such as weight or gravity, are completely extinguished for today's form of consciousness. These processes, however, were not always completely obliterated. Under the influence of the mood prevailing under the scientific world conception, people today no longer have any idea of how different man's inner awareness was in the past. True, he did not consciously carry his weight through space in former times. Instead, he had the feeling that along with this weight, there was a counterweight. When he learned something, as was the case with the neophytes in the mysteries, he learned to perceive how, while he always carried his own weight in and with himself, the counter-effect is constantly active in light. It can really be said that man felt that he had to thank the spiritual element indwelling the light for counteracting, within him, the soul-spirit element activity in gravity. In short, we can show in many ways that in older times there was no feeling that anything was completely divorced from man. Within himself, man experienced the processes and events as they occurred in nature. When he observed the fall of a stone, for example, in external nature (an event physically separated from him) he experienced the essence of movement. He experienced this by comparing it with what such a movement would be like in himself. When he saw a falling stone, he experienced something like this: “If I wanted to move in the same way, I would have to acquire a certain speed, and in a falling stone the speed differs from what I observe, for instance, in a slowly crawling creature.” He experienced the speed of the falling stone by applying his experience of movement to the observation of the falling stone. The processes of the external world that we study in physics today were in fact also viewed objectively by the man of former times, but he gained his knowledge with the aid of his own experiences in order to rediscover in the external world the processes going on within himself. Until the beginning of the Fifteenth Century, all the conceptions of physics were pervaded by something of which one can say that it brought even the physical activities of objects close to the inner life of man. Man experienced them in unison with nature. But with the onset of the Fifteenth Century begins the divorce of the observation of such processes from man. Along with it came the severance of mathematics, a way of thinking which from then on was combined with all science. The inner experience in the physical body was totally lost. What can be termed the inner physics of man was lost. External physics was divorced from man, along with mathematics. The progress thereby achieved consisted in the objectifying of the physical. What is physical can be looked at in two ways. Staying with the example of the falling stone, it can be traced with external vision. To see what happened to the older world view at the dawn of the Fifteenth Century, let us look at a man in whom the transition can be observed particularly well; namely, Galileo.61 Galileo is in a sense the discoverer of the laws governing falling objects. Galileo's main aim was to determine the distance traveled in the first second by a falling body. The older world view placed the visual observation of the falling stone side by side with the inward experience of the speed needed to run at an equal pace. The inner experience was placed alongside that of the falling stone. Galileo also observed the falling stone, but he did not compare it with the inward experience. Instead, he measured the distance traveled by the stone in the first second of its fall. Since the stone falls with increasing speed, Galileo also measured the following segments of its path. He did not align this with any inward experience, but with an externally measured process that had nothing to do with man, a process that was completely divorced from man. Thus, in perception and knowledge, the physical was so completely removed from man that he was not aware that he had the physical inside him as well. At that time, around the beginning of the Seventeenth Century, a number of thinkers who wanted to be progressive began to revolt against Aristotle,62 who throughout the Middle Ages had been considered the preeminent authority on science. If Aristotle's explanations of the falling stone (misunderstood in most cases today) are looked at soberly, we notice that when something is beheld in the world outside, he always points out how it would be if man himself were to undergo the same process. For him, it is not a matter of determining a given speed by measuring it, but to think of speed in such a way that it can be related to some human experience. Naturally, if you say you must achieve a particular speed, you feel that something alive, something filled with vigor, will be needed for you to do this. You feel a certain inner impetus, and the last thing you would assume is that something is pulling you in the direction you were heading. You would think that you were pushing, not that you were being pulled. This is why the force of attraction, gravity, begins to mean something only in the Seventeenth Century. Man's idea about nature began to change radically; not just the law of falling bodies, but all the ideas of physics. Another example is the law of inertia, it is generally called. The very name reveals its origin within man. (There is a play on words here. The German term for inertia, Trägheit, really means laziness.) Inertia is something that can be inwardly felt but what has become of the law of inertia in physics under the influence of “Galileoism?” the physicist says: A body, or rather a point, on which no external influence is exercises, which is left to itself, moves through space with uniform velocity. This means that throughout all time-spans it travels the same distance in each second. If no external influence interferes, and the body has achieved a given speed per second, it travels the same distance in each succeeding second. ![]() It is inert. Lacking an external influence, it continues on and on without change. All the physicist does is measure the distance per second, and a body is called inert if the velocity remains constant. There was a time when one felt differently about this and asked: How is a moving body, traveling a constant distance per second, experienced? It could be experienced by remaining on one and the same condition without ever changing one's behavior. At most, this could only be an ideal for man. He can attain this ideal of inertia only to a very small degree. But if you look at what is called inertia in ordinary life, you see that it is pretty much like doing the same thing every second of your life. From the Fifteenth Century on, the whole orientation of the human mind was led to such a point that we can fairly say that man forgot his own inward experience. This happens first with the inner experience of the physical organism—man forgets it. What Galileo thought out and applied to matters close to man, such as the law of inertia, was not applied in a wide context. And it was indeed merely thought out, even if Galileo was dealing with things that can be observed in nature. We know how, by placing the sun in the center instead of the earth, and by letting the planets move in circles around the sun, and by calculating the position of a given planetary body in the heavens, Copernicus produced a new cosmic system in a physical sense. This was the picture that Copernicus drew of our planetary, our solar system. And it was a picture that certainly can be drawn. Yet, this picture did not make a radical turn toward the mathematical attitude that completely divorces the external world from man. Anyone reading Copernicus's text gets the impression that Copernicus still felt the following. In the complicated lines, by means of which the earlier astronomy tried to grasp the solar system, it not only summed up the optical locations of the planets; it also had a feeling for what would be experienced if one stood amid these movements of the planets. In former ages people had a very clear idea of the epicycles the planets were thought to describe. In all this there was still a certain amount of human feeling. Just as you can understand the position of, let us say, an arm when you are painting a picture of a person because you can feel what it is like to be in such a position, so there was something alive in tracing the movement described by a planet around its fixed star. Indeed, even in Kepler's63 case—perhaps especially in his case—there is still something of a human element in his calculating the orbits described by the planets. Now Newton applies Galileo's abstracted principle to the heavenly bodies, adopting something like the Copernican view and conceiving things somewhat as follows: A central body, let us say a sun, attracts a planet in such a way that this force of attraction decreases in proportion to the square of the distance. It becomes smaller and smaller in proportion to the square, but increases in proportion to the mass of the bodies. If the attracting body has a greater mass, the force of attraction is porportionately greater. ![]() If the distance is greater, the force of attraction decreases, but always in such a way that if the distance is twice as great, the attraction is four times less; if it is three times as great, nine times less, and so forth. Pure measuring is instilled into the picture, which, again, is conceived as completely abstracted from man. This was not yet so with Copernicus and Kepler but with Newton, a so-called “objective” something is excogitated and there is no longer any experience, it is all mere excogitation. Lines are drawn in the direction in which one looks and forces are, as it were, imagined into them, since what one sees is not force; the force has to be dreamed up. Naturally, one says “thought up” as long as one believes in the whole business; but when one no longer has faith in it, one says, “dreamed up.” Thus we can say that through Newton the whole abstracted physical mode of conception becomes generalized so far that is applied to the whole universe. In short, the aim is to completely forget all experience within man's physical body; to objectify what was formerly pictured as closely related to the experience of the physical body; to view it in outer space independent of the physical corporeality, although this space had first been torn out of the body experience; and to find ways to speak of space without even thinking about the human being. Through separation from the physical body, through separation of nature's phenomena from man's experience in the physical body, modern physics arises. It comes into existence along with this separation of certain processes of nature from self-experience within the physical human body (yellow in sketch). Self experience is forgotten (red in Fig. 1) ![]() By permeating all external phenomena with abstract mathematics, this kind of physics could not longer understand man. What had been separated from man could not be reconnected. In short, there emerges a total inability to bring science back to man. In physical respects you do not notice this quite so much; but you do notice it if you ask: What about man's self-experience in the etheric body, in this subtle organism? Man experiences quite a bit in it. But this was separated from man even earlier and more radically. This abstraction, however, was not as successful as in physics. Let us go back to a scientist of the first Christian centuries, the physician Galen.64 Looking at what lived in external nature and following the traditions of his time, Galen distinguished four elements—earth, water, air and fire (we would say warmth.) We see these if we look at nature. But, looking inward and focusing on the self-experience of the etheric body,65 one asks: How do I experience these elements, the solid, the watery, the airy and the fiery in myself? Then, in those times the answer was: I experience them with my etheric body. One experienced it as inwardly felt movements of the fluids; the earth as “black gall,” the watery as “phlegm,” the airy as “pneuma” (what is taken in through the breathing process,) and warmth as “blood.” In the fluids, in what circulates in the human organism, the same thing was experienced as what was observed externally. Just as the movement of the falling stone was accompanied by an experience in the physical body, so the elements were experienced in inward processes. The metabolic process, where (so it was thought) gall, phlegm, and blood work into each other, was felt as the inner experience of one's own body, but a form of inward experience to which corresponded the external processes occurring between air, water, fire and earth.
Here, however, we did not succeed in completely forgetting all inner life and still satisfying external observation. In the case of a falling body, one could measure something; for example, the distance traveled in the first second. One arrived at a “law of inertia” by thinking of moving points that do not alter their condition of movement but maintain their speed. By attempting to eject from the inward experience something that the ancients strongly felt to be a specific inner experience; namely, the four elements, one was able to forget the inner content but one could not find in the external world any measuring system. Therefore the attempt to objectify what related to these matters, as was done in physics, remained basically unsuccessful to this day. Chemistry could have become a science that would rank alongside physics, if it had been possible to take as much of the etheric body into the external world as was accomplished in the physical body. In chemistry, however, unlike physics, we speak to this day of something rather undefined and vague, when referring to its laws.66 What was done with physics in regard to the physical body was in fact the aim of chemistry in regard to the etheric body. Chemistry states that if substances combine chemically, and in doing so can completely alter their properties, something is naturally happening. ![]() But if one wants to go beyond this conception, which is certainly the simplest and most convenient, one really does not know much about this process. Water consists of hydrogen and oxygen; the two must be conceived as mixed together in the water somehow but no inwardly experiencable concept can be formed of this. It is commonly explained in a very external way: hydrogen consists of atoms (or molecules if you will) and so does oxygen. These intermingle, collide, and cling to one another, and so forth. This means that, although the inner experience was forgotten, one did not find oneself in the same position as in physics, where one could measure (and increasingly physics became a matter of measuring, counting and weighing.) Instead, one could only hypothesize the inner process. In a certain respect, it has remained this way in chemistry to this day, because what is pictured as the inner nature of chemical processes is basically only something read into them by thought. ![]() Chemistry will attain the level of physics only when with full insight into these matters, we can again relate chemistry with man, though not, of course, with the direct experience possessed by the old instinctive clairvoyance. We will only succeed in this when we gain enough insight into physics to be able to consolidate our isolated fragments of knowledge into a world conception and bring our thoughts concerning the individual phenomena into connection with man. What happens on one side, when we forget all inner experience and concentrate on measuring externals (thus remaining stuck in the so-called “objective”) takes its revenge on the other side. It is easy enough to say that inertia is expressed by the movement of a point that travels the same distance in each succeeding second. But there is no such point. This uniform movement occurs nowhere in the domain of human observation. A moving object is always part of some relationship, and its velocity is hampered here or there. In short, what could be described as inert mass,67 or could be reduced to the law of inertia, does not exist. If we speak of movement and cannot return to the living inner accompanying experience of it, if we cannot relate the velocity of a falling body to the way we ourselves would experience this movement, then we must indeed say that we are entirely outside the movement and must orient ourselves by the external world. If I observe a moving body (see Fig. 7) and if these are its successive positions, I must somehow perceive that this body moves. If behind it there is a stationary wall, I follow the direction of movements and tell myself that the body moves on in that direction. But what is necessary in addition is that from my own position (dark circle) I guide this observation, in other words, become aware of an inward experience. If I completely leave out the human being and orient myself only out there, then, regardless of whether the object moves or remains stationary, while the wall moves, the result will be the same. I shall no longer be able to distinguish whether the body moves in one or the wall behind it in the opposite direction. I can basically make all the calculations under either one or the other assumption. ![]() I lose the ability to understand a movement inwardly if I do not partake of it with my own experience. This applies, if I may say so, to many other aspects of physics. Having excluded the participating experience, I am prevented from building any kind of bridge to the objective process. If I myself am running, I certainly cannot claim that it is a matter of indifference whether I run or the ground beneath me moves in the opposite direction. But if I am watching another person moving over a given area, it makes no difference for merely external observation whether he is running or the ground beneath him is moving in the opposite direction. Our present age has actually reached the point, where we experience, if I may put it this way, the world spirit's revenge for our making everything physical abstract. Newton was still quite certain that he could assume absolute movements, but now we can see numerous scientists trying to establish the fact that movement, the knowledge of movement, has been lost along with the inner experience of it. Such is the essence of the Theory of Relativity,68 which is trying to pull the ground from under Newtonism. This theory of relativity is a natural historical result. It cannot help but exist today. We will not progress beyond it if we remain with those ideas that have been completely separated from the human element. If we want to understand rest or motion, we must partake in the experience. If we do not do this, then even rest and motion are only relative to one another.
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321. The Warmth Course: Lecture VII
07 Mar 1920, Stuttgart Translated by George Adams, Alice Wuslin, Gerald Karnow Rudolf Steiner |
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We cannot proceed as rapidly as we should in getting people to consider anthroposophy unless we are able to take them out of the rut in which modern thinking runs. Just as the physicists can point to factories to show plainly, very plainly, that what he says is true, so we must show people by experiments that what we say about things is correct. |
321. The Warmth Course: Lecture VII
07 Mar 1920, Stuttgart Translated by George Adams, Alice Wuslin, Gerald Karnow Rudolf Steiner |
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My dear friends, You will recall how yesterday we had here a block of ice which we would have expected to fall apart in two pieces when we cut it with a wire from which a weight was hanging. Although you only saw the beginning of the experiment, you were able to convince yourselves that such was not the case, because as soon as the pressure of the wire liquefied the ice below, it immediately froze together again above the wire. That is to say a liquefaction took place only in consequence of the pressure. Therefore, since we preserved the ice as ice, the heat entity acted in such a way that the block closed itself up at once. I am using the expression advisedly. Now this surprised you considerably at first, did it not? But it surprised you only because you are not accustomed to the matter of fact observation necessary if you are really to follow physical phenomena In another case you are making the same experiment all the time and do not wonder at it at all. For when you take up your pencil and pass it through the air, you are continually cutting the air and it is immediately closing up behind. You are then doing nothing else than what we did yesterday with the block of ice, but you are doing it in another sphere, in another realm. We can learn quite a little from this observation, for we see that when we simply pass the pencil through the air (the conditions under which we do this will not be taken up) that the properties of the air itself bring about the closing up of the material behind the pencil. In the case of the ice we cannot avoid the thought that the heat entity enters into the process in such a way that it contributes the same thing as is contributed by the nature of the air itself when the pencil passes through. You have here only a further extension of what I said to you yesterday. When you picture the air to yourselves and imagine it cut and closing up at once, the matter composing the air is responsible for all that you can perceive. When you are dealing with a solid body, such as ice, then the heat is active in the same manner as the material air itself is in the other case. That is, you met here with a real picture of what goes on in heat. And again you have established that when we observe the gaseous or vapor condition—air is vaporous, gaseous in reality—we have represented in a material way in the phenomena of gases a picture of what takes place in the heat entity. And if we observe heat phenomena in a solid body we have fundamentally nothing other than the solid existing alongside of something taking place in the realm of the heat being. We see, as it were, before our eyes, the phenomena within the realm of heat which we see also playing through gas. From this we can conclude or rather simply state, since it is only the obvious that we are presenting, we can state the following: If we wish to approach the being of heat in its reality we must seek as well as we can to force our way into the realm of the gaseous, into the gaseous bodies. And in what goes on in gases we will see simply pictures of the phenomena within the heat realm. Thus nature conjures up before our eyes, as it were, pictures of processes in the heat being by a manifestation of certain phenomena in gases. Notice now, we are being led very far from the modern method of observation as practiced in natural science generally, not merely physics. Let us ask ourselves where the modern method really leads us ultimately. I have here a work by Eduard von Hartmann, in which he treats a special field from his point of view, namely the field of modern physics. Here is a man who has built up for himself entirely out of the spirit of the times a broad horizon, and who we may say, is therefore in a position to say something as a philosopher about physics. Now it is interesting to see how such a man, speaking entirely in the modern spirit, deals with physics. He begins the very first chapter as follows: “Physics is the study of transformations and movements of energy and of its separation into factors and their resummation.” Having said this, he must naturally add a further statement. He says further: “Physics is the study of the movements and transformations of energy (force) and of its resolution into factors and its summations. The validity of this definition is not dependent on how we consider energy. It does not rest on our considering it as something final, ultimate, nor on our looking upon it as really a product of some more widely embracing factors. Nor is it dependent on whether we hold this or that view of the constitution of matter. It only states all observations and perceptions of energy to rest on the fact that it can change place and form and be analyzed within these categories.” (View of the World According to Modern Physics by Edw. V. Hartmann, Leipzig, 1902, Hermann Haake, page 3) Now what does it mean when one speaks in such a fashion? It means that an attempt is made so to define what is before one physically that there is no necessity to enter into its real nature. A certain concept of energy is formed and it is said: all that meets us from without, physically, is only a transformation of this energy concept. That is to say, everything essential is thrown out of one's concepts, and one is thought to be quite secure, because it is not realized that this is precisely the most insecure sort of a definition. But this sort of thing has found its way to a most unfortunate extent into our physical concepts. So completely has it entered in, my friends, that it is today almost impossible for us to make experiments that will reveal reality to us. All our laboratories, which we depend upon to do physical research, are completely given over to working out the theoretical views of modern physics. We cannot easily use what we have in the way of tools to reveal the essential physical nature of things. The cure for this situation is that first a certain number of people should become acquainted with the effect on methods of entering into the real physical nature of things. This group then will have to find the experimental method, the appropriate laboratory set-up to make possible a gradual entrance into reality. We need, in fact today, not merely to overhaul our view of the world in its conceptual aspect, but we need research institutes working to our manner of thinking. We cannot proceed as rapidly as we should in getting people to consider anthroposophy unless we are able to take them out of the rut in which modern thinking runs. Just as the physicists can point to factories to show plainly, very plainly, that what he says is true, so we must show people by experiments that what we say about things is correct. Naturally however, we must penetrate to real physical thinking before we can do this. And to think in real physical terms it is necessary that we bring ourselves into the state of mind indicated in these lectures, especially yesterday's lecture. Is it not true that the modern physicist observes what happens, and when he observes it, he at once bends every effort to strike out from the perceived phenomena all that he cannot reduce to calculation. Let us now make this experiment in order to place before our minds today something that we will build on in the course of subsequent lectures. We set up this paddle which can be turned in a liquid and arrange it so that the paddle rotated by means of this apparatus will transmit mechanical world. As a result of the fact that this mechanical work is transmitted to the water in which the paddle is immersed, we will have a marked rise in temperature. There is thus brought before us in the most elementary experimental way what is called the transformation of mechanical energy into warmth or thermal energy. We have now a temperature of 16° and after a short time we will note the temperature again. (Later the rise in temperature was determined.) Let us now return for a moment to what has already been said. We have tried to grasp the destiny, so to speak, of physical corporeality, by carrying the corporeality through the melting and boiling points. That is, by making solid bodies fluid and fluid bodies gaseous. I will now speak of these things in the simplest terms possible. We have seen that the fundamental property of solid bodies is the possession of form. The solids do not show form-building forces as these latter act in liquids before evaporation has had time to take place. Solids have a form of themselves. Liquids must be enclosed in a vessel, and in order to form a liquid surface, as they do everywhere, they require the forces of the entire earth. We have indeed, brought this before our souls. This requires us to make the following statement: When we consider the liquids of the whole earth in their totality, we are obliged to consider them as related to the body of the earth in its totality. Only the solids emancipate themselves from this relation to the earth, they take on an individuality, assume their own form. If now we bring to bear the method by which ordinary physics represents things on what is called gravity, on what causes the formation of the liquid surface, then we must do it in the following way. We must, if we are to stick to the observable, in some way introduce into individualized solid bodies the thing that is essential in this horizontal liquid surface. In some way or other, we must conceive of that which is active in the liquid surface, and which is thought of under the heading of gravity as within solids which, therefore, in a certain way individualize gravity. Thus we see that solids take gravity up within themselves. On the other hand we see that at the moment of evaporation the formation of liquid surface ceases. Gas does not form a surface. If we wish to give form to a gas, to limit the space occupied by it, we must do so by placing it in a vessel closed on all sides. In passing from the liquid to the gas we find that the surface formation ceases. We see dissipated this last remainder of the earth-induced tendency to surface formation as shown by the liquid. And we see also that all gases are grouped together in a unity, as illustrated by the fact that they all have the same co-efficient of expansion; gases as a whole represent material emancipated from the earth. Now place these thoughts vividly before yourselves: you find yourselves on the earth as a carbonaceous organism, you are among the phenomena produced by the solids of the earth. The phenomena produced by the solids are ruled by gravity which, as stated, manifests itself everywhere. As earth men you have solids around you that have in some way taken up gravity for their form-building. But consider the phenomena manifested by the solids in the case I spoke of yesterday where you added in thought a liquid surface to the system—in this phenomenon you have a kind of continuum, something you can think of as a sort of invisible fluid spread out everywhere. Thus solids of the earth, in so far as they are free to move, manifest as a whole what may be considered as a fluid state. They constitute something similar to what is manifested in a material fluid. We can therefore say: since we are placed on the earth we are aware of this, calling it gravity. Working on the liquid it forms a surface. Imagine now, that we were as human beings able to live on a fluid cosmic body, being so organized that we could exist on such a body. We would then live in the surface of this liquid, and we would have the same relation to the gaseous, striving outward in all directions that we now have to the fluid. This means nothing more or less than that we should be unaware of gravity. To speak of gravity would cease to have a meaning. Gravity rules only solid planetary bodies and is only known to those beings who live on such bodies. Beings who could live on a fluid planet would know nothing of gravity. It would not be possible to speak of such a thing. And beings who lived on a gaseous planetary body would regard as normal something which would be the opposite of gravity, a striving in all directions away from the center. If I may express myself somewhat paradoxically I might say: Beings dwelling on a gaseous planet instead of seeing bodies falling toward the planet would see them always flying off. We must think in really physical terms and not merely in mathematical terms, which stand outside of reality if we are to find the path here. Then we can state the matter thus: Gravity begins when we find ourselves on a solid planet. In passing from the solid to the gaseous planet, we go through a kind of null-point, and come to an opposite condition to that on the solid planet, to a manifestation of forces in space which may be considered negative in respect to gravity. You see therefore that as we pass through the material states, we actually come to a null-point in spatiality, to a sphere where the spatiality is zero. For this reason we have to consider gravity as something quite relative. But when we conduct heat to a gas (the experiment has been shown to you) this heat which always raises the diffusing tendency in the gas shows you again the picture I am trying to bring before you. Does not that which is active in the gas really lie on the far side of this null-point on this side of which gravity is active? Is it not possible for us to think the matter through further, still remaining in close contact with the actual phenomena when we say that going from a solid to a gaseous planet we pass through a null-point? Below we have gravity; above, this gravity changing into its opposite, in a negative gravity. Indeed we find this, we do not have to imagine it. The being of heat does just what a negative gravity would do. Certainly, we have not completely attained our goal but we have reached a point where we can comprehend the being of heat in a relative fashion to such an extent that the matter may be stated so: The being of heat manifests exactly like the negation of gravity, like negative gravity. Therefore, when one deals with physical formulae involving gravity and sets a negative sign in front of the symbol representing gravity, it is necessary to think of the magnitude in question not as a gravity quantity nor as a line of action of gravity, but as a heat quantity, a line of action of heat. Do you not see that in this way we can suffuse mathematics with vitality? The formulae as they are given may be looked upon as representing a gravitational system, a mechanical system. If we set negative signs in front of “g” then we are obliged to consider as heat what formerly represented gravity. And we realize from this that we must grasp these things concretely if we are to arrive at real results. We see that in passing from the solid to the fluid we go through a condition in which form is dissolved. The form loses itself. When I dissolve a crystal or melt it, it loses the form that it previously had. It goes over into that form which is imposed upon it by virtue of the fact that it comes under the general influence of the earth. The earth gives it a liquid surface and I must put this liquid into a vessel if I am to preserve it. Now let us consider another general phenomenon which we will approach more concretely later. If a liquid is divided into sufficiently small particles there comes about the formation of drops, which take on the spherical shape. Fluids have the possibility, when they are finely enough subdivided, of emancipating themselves from the general gravitational field and of manifesting in this special case that which otherwise comes to light in solids as crystalline shape. Only, in the case of fluids, the peculiarity is that they all take on the form of the sphere. If now, I consider this spherical form, I may regard it as the synthesis of all polyhedral shapes, of all crystal forms. When I pass from the fluid to the gas, I have the diffusion, the dissolution of the spherical form, but in this case, outwardly directed. And now we come to a rather difficult idea. Imagine to yourselves that you are observing some simple form, say a tetrahedron, and you wished to turn it inside out as you might do a glove. You will then realize that in going through this process of turning inside out it is necessary to pass through the sphere. Moreover, all the form relations become negative and a negative body appears. As the tetrahedron is put through this transformation, you must imagine to yourselves that the entire space outside the tetrahedron is filled, within it is gaseous. With this outside space filled you must imagine in a tetrahedral hole. There it is empty. You must then make the quantities related to the tetrahedron negative. Then you have formed the negative, the opened-up tetrahedron, in place of the one filled with matter. But the intermediate condition between the positive and the negative tetrahedron is the sphere. The polyhydric body goes over into its negative only by passing through the spherical as a null-point. Now let us follow this completely in the case of actual bodies. You have the solid body with definite form. It goes through the fluid form, that is the sphere, and becomes a gas. If we wish to look rightly on the gas we must look upon it as a form, but as a negative form. We reach a type of form here which we can comprehend only by passing through the zero point into the negative. That is to say, when we go over to the gaseous, the picture of the phenomena of heat, we do not enter into the region of the formless. We enter only into a region more difficult to comprehend than the one in which we live ordinarily where form is positive and not negative. But we see just here that any body in which the fluid state is in question is in an intermediate position. It is in the state between the formed and that which we call the “formless,” or that of negative form. Do we have any example where we can actually follow this? Aside from what is in our immediate environment, an example which we observe but do not really enter into vitality? We can do it when we consider the phenomenon of the melting of a solid or the evaporation of a liquid. But can we in any way enter vitally into this? Yes, we can and as a matter of fact we do so continually. We experience this process by virtue of our status as earth men, and because the earth, or at least the part of it on which we live, is a solid upon which are other solids involving many phenomena which we observe. In addition there is embedded in the earthly and belonging to it, the fluid state. The gaseous also belongs to it. Now there comes about a great distinction between what I will call Wärmenacht and Wärmetag. (I use these terms in order to lead us nearer to an understanding of the problem.) What is Wärmenach? Wärmenacht and Wärmetag are simply what happens to our earth under the influence of the heat being of the cosmos. And what does happen? Let us take up these phenomena of the earth so that we can grasp what can be easily understood by our thinking. Under the influence of the Wärmenach, that is during the time when the earth is not exposed to the sun, while the earth is left to herself and is emancipated from the influence of the cosmic sun being, she strives for form as the droplet takes on form when it can withdraw itself from the general force of gravitation. We have therefore, when we consider the general striving of the earth for form, the characteristic of the Wärmenach as compared to ordinary night. It is quite justifiable for me to say in this connection that the earth strives toward the drop form. Many other tendencies are operative during the Wärmenach, such as a tendency toward crystallization. And what we experience every night is a continuous emergence of forces tending toward crystallization. During the day under the influence of the being of the sun, a continual dissolving of this tendency toward crystallization is present, a continual will to overcome form. And we may speak of the “dawn” and “twilight” of this heat condition. By dawn we mean that after the earth has sought to crystallize during the Wärmenach, this crystallization process dissolves again and the earth goes through the sphere state in her atmosphere and seeks to scatter herself again. Following the Wärmetag comes a twilight condition where the earth again starts seeking to form a sphere and crystallize during the night. We have thus to think of the earth as caught up in a cosmic process consisting in a drawing together in the Wärmenach when the motion of the earth turns it away from the sun, a tendency to become a crystal. At the proper time this is checked when the earth is led through the dawn condition, through the sphere. Then the earth seeks to dissipate her forces through the cosmos until the twilight condition reestablishes the opposite forces. In the case of the earth we do not have to do with something fixed in the cosmos, but with something that vibrates between two conditions, Wärmetag and Wärmenach. You see it is with such things as this that our research institute should deal. To our ordinary thermometer, hygrometers, etc., we should add other instruments through which we could show that certain processes of the earth, especially of the fluid and gaseous portions, take place at night otherwise than during the day. You can see further that we have here a rational leading to a physical view by which we can finally demonstrate with appropriate instruments the delicate differences in all the processes in liquids and gases during the day and during the night. In the future we must be able to make a given experiment during the day and at a corresponding hour of the night and have measuring instruments that will show us the difference in the way the process goes by day and by night. For by day those forces tending toward crystallization in the earth do not play through the process, but by night, they do. Forces arise that come from the cosmos in the night. And these cosmic forces that seek to crystallize the earth necessarily have their effect on the process. Here is opened a way of experimentation which will show the relation of the earth to the cosmos. You can realize that the research institute that must in the future be established according to our anthroposophically oriented views of the world will have weighty problems. They must reckon with the things which today are taken into account only rarely. Naturally we do take them into account today, with light phenomena at least in certain cases when we have to darken the room artificially, etc. But in other phenomena that take place within a certain null sphere, we do not. Then, when we have made these facts obvious and have demonstrated them, we will replace by them all kinds of theoretical forces in atoms and molecules. The whole matter as it is understood now rests on the belief that we can investigate everything during the day. In this new sort of investigation, we will, for instance, first find in crystallization differences depending on whether we carry out the same experiment during the day or during the night. This is the sort of thing our attention must be turned to especially. And on such a path will we first come to true physics. For today, physical facts really stand in a chaotic relation to each other. We speak for instance of mechanical energy, of acoustical energy. But it is not to be understood that when we think about these things in the correct way mechanical energy can only operate where there are solids. The fluid realm lies between the purely mechanical and the acoustical energies. Indeed, when we leave the region in which we observe most readily the acoustical energy, the gaseous region, then we come to the region of the next state of aggregation, as it is called, to heat. This lies above the gaseous, just as the fluid lies above the solid. We may tabulate these things as follows:
We find the mechanical as a characteristic of the solid state. In the gaseous we find acoustical energy as the characteristic. Just as we have left out the fluid here, so we must leave out the heat realm and above we find something that I will at this time indicate by X. Thus we have to look beyond the heat region for something. Between this X and our acoustic phenomena playing themselves out in the air would lie the being of heat, just as the fluid condition lies between the gaseous and the solid states. We are trying, you see, to grasp the nature of heat in all the ways we can, to approach it by all possible paths. And when you say to yourselves: the fluid condition lies between the gaseous and X, you must in a similar way seek to pass from the heat condition to the X condition. You must find something which lies on the far side of the heat region just as for instance the tone world as it is expressed in the air lies on this side of the heat region. By this means you see how to attempt to build such real concepts of the physical as will lead you out of the mere abstract. Geometry really comprehends space forms but can never comprehend the mechanical except as motion. The concepts we are forming attempt really to include the physical. They immerse themselves in the nature of the physical and toward such concepts must we strive. Therefore I would think these are properly the sort of thing that should belong to what lies at the foundation of the “Free Waldorf School.” The attempt should be made to extend the experimental in the manner indicated here today. What is very much neglected in our physical processes, time and the passage of time, will thus be drawn into physical experiments. |
301. The Renewal of Education: Further Perspectives and Answers to Questions
11 May 1920, Basel Translated by Ruth Pusch, Gertrude Teutsch Rudolf Steiner |
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That spiritual science can be fruitful for education is the basis of everything I have said. Anthroposophy could help teaching and education to gain a more living character, and the general directions I have described here can be put into practice in many ways. |
301. The Renewal of Education: Further Perspectives and Answers to Questions
11 May 1920, Basel Translated by Ruth Pusch, Gertrude Teutsch Rudolf Steiner |
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I would be very sorry if anything I have said here were to be taken dogmatically or to become one-sided in some way. That spiritual science can be fruitful for education is the basis of everything I have said. Anthroposophy could help teaching and education to gain a more living character, and the general directions I have described here can be put into practice in many ways. It would be good if there were an exchange of opinions among the listeners as well as others who are interested in some way in the further development of education as it is conceived here. It is important to arrive at what is necessary in our time through a living comprehension of human development as a whole and of present developments in education. We are not concerned with developing a new formal basis for education, but rather with extending the circle of people who have an interest in the perspective presented with regard to human development. What is the state of the development of humanity today? What must we teach children if we are to take into account the perspective of the present state of humanity today and of the near future? If we do not recognize what has recently occurred as a clear indication of the need of a renewal in education, we do not understand our present time. Of course there are an uncountable number of details to mention. Consider for a moment how appropriate it would be to include my characterization of arithmetic—to place analytical methods alongside synthetic methods, and to work with the sum and products and not simply from adding and factoring—along with what is normally done. You can see how appropriate it would be to treat fractions and everything connected with them from this perspective. When we move from working with whole numbers to working with fractions, we move in a quite natural way into the analytical. Moving from whole numbers to fractions means just that: analyzing. It is therefore appropriate to bring in another element when working with fractions than we use when working with whole numbers. We certainly cannot object to the fact that in the nineteenth century computing machines were introduced into schools. Nevertheless computing machines should not lead to an overly materialistic valuation of illustrative materials. While we should be clear about the value of examples, what is important is that human capacities be developed through teaching. The primary task of the period from the change of teeth until maturity is to develop memory. We should avoid underestimating the value of examples as a basis for forming memory as well as the value of memory when viewing examples. We should begin in a simple way—and here for those who are capable of teaching in a living way, the ten fingers on our hands are sufficient—by presenting the number ten in all kinds of ways that show the various arithmetic operations. In doing so, however, we should present arithmetic in a way that is appropriate to life, to the life of the soul in a human being. There are certainly detailed discussions in philosophy, whole sections of philosophy, concerning what a number or fraction really is. This shows that as children, we may learn about numbers or fractions, but in later life, even if we were philosophers, we could say that we now need to research what a number signifies in reality, or what a fraction is in reality. It is not necessary to go into all kinds of minute details if we want to make this process clear to children. Instead we need to bring many other things to children that then become part of their memory and which only can be studied in more detail later, when they are mature enough. I have already spoken about such things from another perspective. Working with fractions is another question. Since fractions are in a certain sense analytical, we need to take the need for analysis into account, as I mentioned in some of the previous lectures. For that reason, we would do well to make working with fractions as visual as possible. We could perhaps divide a large cube into smaller cubes, for example, taking a large cube and dividing it into sixteen smaller cubes. From that, we can go on to the concept of a quarter by dividing the large cube first into quarters, then each quarter again into a further quarter. In this way you can show the children all kinds of relationships between a sixteenth or an eighth and so forth. If, later, you give each of the portions a different color, you can then place the various fractions of the larger cube together again in different way, which then gives a very pretty picture. I do not want to make the transition from normal fractions to decimal fractions in some irrational way, in a way that does not correspond to reality. From the very beginning, the children should gain a feeling that the use of decimal fractions is based upon human convention or convenience. They should also gain a feeling that the way we write decimal fractions is nothing more than a continuation of the way in which we write normal numbers: we first count to ten and then, when we go on to twenty, which is twice ten, the first series of ten is included in that so that by going to twenty, we have simply added a new series of ten, and so forth. If we work toward the left using the same principle that we used when working with decimal numbers to the right, the children will realize that all this is relative and that it would form a unity if I set the decimal point two places to the right. From the very beginning, we should teach children about these conventions, which are hidden in the way we divide things. In this way many other kinds of conventions then fit into the social fabric. Many erroneous beliefs in authority would disappear if we show the children that everything that is based simply upon tradition is nothing more than social convention. Most important, however, is that through a spiritual-scientific permeation of education, we attempt to work with children during the period from the change of teeth until puberty by taking into account everything that I have said here about that period of life and how different capacities appear in different periods. In addition, we need to give children an idea of the practicalities of life. Each topic in our teaching should be used to guide the children to a view of practical life. If we understand children properly, we will begin to teach them about physics and chemistry at around the age of twelve as well as teaching them about minerals in the way I have discussed here. At about the same time, or perhaps one year earlier, we might attempt to present arithmetic similarly to the way we would teach about minerals, physics, or chemistry, namely, by always taking the practical into account. In arithmetic, the children should gain an idea about how monetary exchange rates work—what a discount rate is, how financial accounts are held. They should learn about writing letters describing business and financial practices or relationships with another business. Instruction from the ages of twelve until about fourteen or fifteen needs to be arranged that by the time children are fifteen years old and leave grammar school to go on to a higher school or into life, they have a real and practical idea about the most important areas of life. Some may object by saying, where are we to find the time for all this? How are we to find time to give children a real idea of how paper or soap or cigars or such things are manufactured? If we are well-organized, we can take typical examples, such as typical industries or typical methods of transportation. We can enable children to go out into the world with an understanding of all the major areas in the environment that confront them. We can certainly see how children from the city have not the slightest idea of the difference between rye and wheat. We can also see how children who do not live near a soap factory do not have the slightest idea of how soap is made. But even children who live near a soap factory still have no idea how soap is manufactured because they have been taught nothing about what is in their neighborhood. Consider how many people today step onto or leave a streetcar without having even the dimmest idea of how a streetcar is made or how it moves and so forth. Generally speaking, today we use the products of our culture without having the slightest idea of what these products actually are.1 For this reason we have become anxious. If we are continuously surrounded by things we do not understand, we become confused, and that confusion has an effect upon our subconscious. Of course it is not possible for people to understand everything in modern life in all details. But everything that is not directly connected with our own jobs or professions should not remain a mystery. If a person is not a bookkeeper, generally accounting is a mystery. Or if a person is not a teacher, how school is held is a mystery. All those things that fragment our modern society need to be overcome. We need to understand one another again. We should not allow children’s capacities to understand practical life to lie fallow. During the period beginning at the age of twelve, when the capacities for human reason develop, it is possible to teach children about the most important aspects of practical life. I do not know what the subjects for essays are here in Switzerland (though I have read the school curriculum), but in the former monarchical countries, instead of writing essays about frivolous subjects such as the monarch’s birthday, essays should be written that somehow involve business life, sales practices, or industrial questions. This is certainly not an area that should be based upon idealism or some intellectual perspective. A spiritual perspective does not need to continuously emphasize ideals and how they should be taught. Instead a spiritual attitude can be held by having the students work out of a spiritual impulse, that is, by allowing that which desires to arise out of the spirit from year to year to rise to the surface. In that way the overall perspective is connected with the individual details. I have been asked whether it is possible to explain the late eruption of the wisdom teeth from a spiritual-scientific perspective. Is the growth of wisdom teeth connected with the freeing of certain cognitive forces in the same way as the regular change of teeth? The change of teeth indicates that certain forces, which previously permeated the entire organism and gave it strength, have now become free and have become, as I have explained to you earlier, the forces of independent thinking. We certainly cannot strictly encapsulate everything that occurs in the organism, as that would certainly be contrary to the way things develop. The things that are primary during one period of human development continue to exist, but to a much lesser extent. We grow wisdom teeth much later because at a later time in the life of our organism there is something that continues to work that was particularly active up to the age of seven. Some small amount must still remain. If everything were suddenly completed, then people would experience a very strong jolt every time they would want to begin thinking of something. When we begin to think about something, we voluntarily activate those forces that were involuntarily active in the organism before the age of seven. Those things must exist as a bridge between the separated realms of the spirit soul. What was organic at that time must continue to exist to a certain extent. For imaginative thinking we need to become independent, but at the same time we still need to be connected to our organism. That is what is expressed by the late eruption of the wisdom teeth. Some of the strength that is freed for imaginative thinking still remains in organic development. We could discover all kinds of things in human development that are similar to the situation with wisdom teeth. Another interesting question was posed: to what extent is it possible for teachers working out of a spiritual-scientific pedagogy to help children recognize their capacities and find their right place in social life? From the perspective of spiritual science, such questions are of little importance, since they are based upon rationalistic and materialistic thinking. In fact we have to protect children from situations where they might pose such abstract questions as, how can I find my proper place in life based upon my own capacities? Children need to slowly come to such decisions through all the stages associated with feeling. If some day the abstract question of how can we utilize our capacities in the service of humanity should arise in our soul, that is actually an illness of the soul. We need to grow slowly into our relationship to the development of humanity and to other human beings. We will do that if we have been brought up in the way I described here. In that case, we would never fall into the unwholesome situation of asking, how can I be of social service with my specific capacities? We would have a healthy, practical understanding by the time we leave grammar school, so we would recognize that life itself will present us with our position in it. The fact that such questions arise and are seriously discussed shows how much we have fallen into an intellectual and materialistic way of thinking in our time. For that reason, I would like to mention how concrete general rules can always be developed into practical action if we have the will to do so. I would therefore like to answer in detail a question given to me about what we should do about those who are weak in spelling where the weakness arises in words where what is written is not clearly indicated, for example, whether an h or an e is in the word to form a longer sound. As I already mentioned, training in clear listening is the basis of proper spelling. Training in proper hearing will support proper spelling. Clear hearing, if trained properly, will also train precise seeing. The different capacities support one another. If one capacity is developed in the proper way, the others will also have to develop properly. If we accustom ourselves to exact listening, we will tend to retain the appearance of the word as such, that is, its inner appearance. Exact listening supports exact seeing. For words that appear to have an arbitrary spelling, such as those that have silent letters that make the preceding vowel long, we can support the child’s proper spelling by having the child repeat the syllables of the word clearly and with varying emphasis. I would ask you not to take what I have just said in a dogmatic way. Instead you should take it so that it can be used in many various ways. For example, someone may view the position of the Greeks in the general course of Western culture differently than I did in my discussion of teaching history a few days ago. Someone could have a very different perspective but could nonetheless present it with the same methods I used. For me, it is not important to say something dogmatic about the Greeks. I wanted to show how a particular perspective about one topic or another could be taught through a symptomatological understanding of history. I believe that it is particularly necessary for teachers today to be aware of how much we need to allow the spirit and the influences of the spiritual upon the totality of human activity to flow into teaching. We need to look without prejudice at what children bring with them if we are to raise them as they need to be raised so that the next generation will move past the social ills that have such a terrible effect upon us at present. If you objectively observe human life, you will see that by developing the intellect in children, something that is so terribly characteristic of human nature arises: the desire for comfort, even laziness. What is necessary in order to develop intellect is—and you may laugh at this paradox—the development of will. Children will have a healthy intellect if we develop a healthy will in them through the methods I previously discussed; that is, through an introduction to art at the earliest possible time in elementary school, since art strengthens the will. We develop the will and thus in a quite particular way take care of the intellect. The reverse is also true. If we widen the view of the child by presenting broad and noble pictures, as it is possible to do in teaching history and religion, we will also have an effect upon the will. Strangely, the proper development of intellect activates the will, and the proper development of will activates the intellect. Because of the terrible materialism of the last few centuries, an enormous dark cloud has spread over such things. Today we hardly notice how in the depths of human nature there is a certain kind of inner laziness in the soul that acts against the development of thinking. We should study egotism because it has such a subtle yet strong effect on the development of feeling today. That is something we always need to be aware of. People can develop a strong will in the proper way only if we continue to enlarge their perspective and direct them toward those things that act spiritually in the world, those things coming from the stars that have a spiritual effect upon world history and upon the depths of the human heart. It is only when people’s worldview includes the spiritual that they can properly activate their wills. We need to move beyond certain things. In the attitudes that we have toward teaching, there is still much too much Robinson Crusoe. Robinson Crusoe and everything connected with him is characteristic of all the narrow-mindedness, all the pedantry of life. Robinson Crusoe was created for the hard-hearted middle class worldview of the eighteenth century and was then imitated everywhere else afterward. The English Robinson was barely there and then came the Czech, Polish, German, even a Croatian Robinson? There are Robinsons in every European language. Robinson Crusoe is a person who is not actually a person, because in a certain way he is a person who was mechanically placed in a situation of need and left alone so that out of his own inner activity and out of his external circumstances only those things necessary for healthy human development could develop piece by piece. We could go through page by page of the Robinson Crusoe story and show the narrow-mindedness that is expressed through his character. We could show the weakness of a rationalistic religious worldview, which says that God is a unity and that human beings are good only when they are not spoiled through one thing or another. This unimaginative view completely puts aside the fact that human beings need a living spirit, one that permeates their souls, one that can be found everywhere in history and which has an effect right up to the stars. This Robinson Crusoe view lives even where the book is not read as the general attitude. This narrow-minded attitude must be removed from humanity, as it has subtly formed life as it is today,so that we find everywhere only a sense for what is mediocre, and people today can no longer rise above a certain level. It is Robinson Crusoe who has brought about this feeling for only the average, for nothing that is special or spectacular. By pointing to Robinson Crusoe and his imitators and by making people aware of the intellectual adventures of the European- American civilization that overvalues the Robinson Crusoe ideal, I realize I am going against the feelings of many people. We need to leave people with that feeling a little bit, the feeling that they have moved into a little bit of the realm in which they grew up. People grew up with a Robinson Crusoe attitude and now need to think about it a little, in order to rid themselves of that part of this attitude that has permeated modern humanity. In one sense Robinson Crusoe was a kind of protest against something that has developed more and more in Christianity. Although this is not the original Christian impulse, Christianity has developed in such a way that it assumes human nature is spoiled. Rationalism and the eighteenth-century Enlightenment out of which Robinson was conceived and written assume that human nature is still good and that all that is needed is for its evil enemies to be removed so that that goodness can come forth. Both of these positions are terribly one-sided. It is certainly understandable that a prejudice toward the basic goodness of human nature arose to oppose the prejudice of the basic evil of human nature. Basically, it is nothing more than the last remains of narrow-mindedness, but a very severe form of narrow-mindedness in which Jean- Jacques Rousseau3 lives. It is essentially the opinion that if we allow people to grow as some child of nature, they will do everything just as Robinson Crusoe did in the best and most conscientious way (even though they may be under the influence of some French Baptist minister). That is about what people think. From the present point of cultural development, we cannot progress if we allow ourselves to fall into either of these one-sided perspectives. This one-sidedness needs to be resolved through a normal synthesis. Human beings are certainly naturally good; human nature is good. Children as they enter the world as imitative beings certainly show that they unconsciously believe in the goodness of the world that has accepted them. Nevertheless, although it is true that human beings in their nature are good, it is just as true that human beings are a product of living. Fresh meat is good, but after eight days it is no longer good. It is bad because it then stinks, and something must be done to improve it if we are still to enjoy eating it after a week. Human beings are in their nature basically good. However, if they remain as they are when they entered the physical world from their pre-earthly existence, they become bad if the strength is not awakened in them to improve themselves. There you have both: human beings are in their original nature good, but strengths must be awakened in them in order to retain the good. They are not bad in their origins, but can be spoiled if we do not awaken the forces in them that can enable them to retain their original strengths. It is just as erroneous to say that the good would shine through if we allowed people to be as they like as it is erroneous to say that people are basically not good. What is correct to say is that human beings by their nature are good, but the forces must be reawakened in them that enable what is good within to develop. If it is not supported with guidance toward the good, human nature will spoil. We should always carry this attitude within us in regard to human development. It will be transferred to children when we tell a fairy tale or describe a ladybug or a star in such a way that it is possible to perceive, either in the details or in the general context, that we are convinced that human beings have something which is good. However, this goodness must be continuously cared for; the goodness of the world depends upon our care for human beings. It is the responsibility of human beings to participate in the formative development of the world. In this regard we have moved away from the wisdom of our ancestors. This kind of wisdom genuinely exists in humanity. It is curious how even in ancient Greece, not to mention Egypt, it was common practice for all instruction, all activities of the priests or other religious people with the general population, to be connected with healing. In ancient times, providing knowledge was closely connected with healing. I could even say that in essence a physician was just another kind of priest and a priest another kind of physician. (Even today we find a deep-seated feeling among people that being a doctor is somehow connected with making better. “Dr. Mammon” is, of course, simply a product of the present.) All things connected with learning or understanding and providing it to others, such as being a teacher or a physician, were one in the original instincts of humanity, and the concept of healing was connected with all of them. Why is that? It was based upon a particular perspective, a perspective that we today in our materialistic times unfortunately no longer have, but one toward which we must turn again. It is the perspective that to the extent that natural forces play a role in the historical development of humanity, there is an element of demise, an element that leads toward decadence, and human beings are called upon out of their own strength to transform that decline continuously into ascent. Culture continually threatens to become ill. Through teaching and activity, humans continually need to heal what tends to become ill in culture. History contains forces of decline, and we cannot expect these forces of decline to support humanity. The fact that Marxism today lives from the idea that everything is based upon economic forces and that which is spiritual is only a superstructure is fundamentally based upon the materialism of the past centuries. What would occur if these purely economic forces were left to themselves, if people did not continuously attempt to improve? Those forces would only make social life ill. Trotskyism and Leninism only mean to make the entire cultural development of Europe ill. If Marxism is realized, if Marxism permeates schools, then the East will become an artificial illness of European culture. It assumes that culture can develop only out of those things lying outside of human beings. But culture can only develop when human beings continuously heal what exists outside of humanity and which tends to decline. We must revive the idea that a teacher, when he or she enters the school, acts as a kind of physician for the development of the human spirit and provides the medicine for cultural development to developing children. It is neither vanity nor arrogance when a teacher feels herself to be a physician for culture. If this is felt in the proper way, it gives us a feeling, particularly if we are teachers, to look toward those things that have always been of greatest interest to humanity. The teacher’s view cannot be broad enough. The teacher’s importance cannot be high enough. If we are aware of what education should achieve for humanity, the high-mindedness of the educator’s view will always bring with it the necessary sense of responsibility and humility. During these lectures, you will have seen that I have attempted to make true for a spiritual-scientific foundation of education something Herbart said: he could not imagine instruction that was not at the same time upbringing, nor could he think of any upbringing without instruction. It is important to permeate ourselves with enough spirit that is sufficiently alive that we bring all the material available to us about the progressing development of humanity into school, so that in our hands it becomes an upbringing for the children. Humanity as a whole has given us a very high task. We need to recognize what humanity has achieved and transform it so that it is appropriate for even the youngest child. We can do this if we comprehend the spirit with such liveliness as it is presented in spiritual science, and as it should be perceived here when we speak of a fructification of education through spiritual science. I do not want to bring these lectures to a conclusion with some kind of summary. Rather I prefer to let them resound with something that I say without sentimentality, but which arises out of what I have attempted to present to you. Education can only be properly practiced if it is understood as healing and when educators are aware that they are also healers. If these lectures have provided some insight toward deepening an awareness of education so that we can all again feel how we are healers; and how we must become physicians of the spirit if we are to teach and educate in the highest sense, then these lectures will have at least achieved a hint of their goal. I hope only for what the chairman of this conference has already spoken of, namely, for a working through of the material of these lectures. I am, of course, always ready to do what you wish so that what I have presented in an incomplete form in these fourteen lectures, and which I wish so much to enter into the awareness of humanity, can be realized so that it continues to pervade our consciousness. |