182. What Does the Angel Do in Our Astral Body?
09 Oct 1918, Zürich Tr. Unknown Rudolf Steiner |
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For in thus uniting our souls with the anthroposophical conception of spirit we have become, in a certain sense, guardians who watch over definite and significant processes in human evolution. Apart from Anthroposophy, whether men are followers of one system or of another they are as a rule convinced that thoughts and ideas, besides what they are in their own minds, are not also something else in their connection with the outer world. |
182. What Does the Angel Do in Our Astral Body?
09 Oct 1918, Zürich Tr. Unknown Rudolf Steiner |
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Anthroposophical comprehension of spirit is not intended to be a merely theoretical world-philosophy, but rather to be the full content and energizing power of life. And it fulfills its mission only if we so strengthen our anthroposophical apprehension of the world that it becomes fully alive within us. For in thus uniting our souls with the anthroposophical conception of spirit we have become, in a certain sense, guardians who watch over definite and significant processes in human evolution. Apart from Anthroposophy, whether men are followers of one system or of another they are as a rule convinced that thoughts and ideas, besides what they are in their own minds, are not also something else in their connection with the outer world. They expect thoughts and ideas, as ideals, to become operative in the world only in proportion as titan, by his deeds in the realm of the senses, succeeds in establishing their value. The whole anthroposophical attitude presupposes our clear understanding that our thoughts and ideas must find still other means of realization besides the results of our deeds in the outer sense-world. In the very recognition of this vital necessity lies the demand that the anthroposophist bear his part in watching over the signs of the times. Much is happening in earthly evolution; and upon malt, and particularly upon man in our own time, lies the obligation to gain a genuine under-standing of what occurs in the evolution of the world in which he has been placed. With regard to a single individual everyone knows that his development must be taken into account, and not the mere outer facts that are about him. Just consider, roughly speaking, the present external facts surrounding human beings who are five years, ten years, twenty, thirty, fifty, or seventy years of age. Vet no one who is reasonable will demand the same attitude towards these things from the five-year-olds, the ten-year-olds, the twenty-year-olds as from men of fifty or seventy. What a man’s reaction to his environment should be can be determined only by taking into consideration his personal development. This is universally admitted in regard to individuals. But as the individual man is subject to a definite development, having a different kind of powers in childhood, middle life, and old age, just so has general humanity different powers at different periods of its evolution. One is, as it were, sleeping in the midst of the world evolution if one fails to note that humanity, in its essence, is different in the twentieth from what it was in the fifteenth century, or even at the time of the Mystery of Golgotha and earlier. Ignoring of this fact—the idea that one may speak of a mail or of general humanity abstractly, without consideration of their continuous evolving—belongs to the greatest errors, defi-ciencies, and aberrations of our time. Now it may be asked: How is man to arrive at a more exact insight into these things? You know that we have often discussed one important point in regard to this evolution. The Greco-Latin period, from the 8th century B. C. to about the 15th century of our own era, we have to count as the so-called culture period of the Intellectual or Mind Soul; and the time since the 15th century as the culture period of the Consciousness Soul. This is an essential factor in the evolution of humanity precisely as regards our own time. Thus we know that the principal force in human development from the 15th century until the third millennium is the Consciousness Soul. But in Spiritual Science, in real Spiritual Science one may never stop at generalities and abstract statements; one must seek at all times to grasp concrete facts. Abstractions are useful only when one is curious in a very ordinary sense. If it is intended to make Spiritual Science into life’s content, into a life-force, you must be more serious than curious, and you must not stop at such abstractions as I have just described. That we are living in the period of the Consciousness-Soul, that the development of the Consciousness-Soul is counted upon, is quite correct and extraordinarily important too, but we must not stop at that. If we wish to attain to a definite view of these things we must first of all consider somewhat more exactly the essential constitution of man. As men we are divided, in the sense of Spiritual Science and counting from above downward, into the ego or 1, the astral body, the etheric body (which I have latterly called also the body of formative forces,) and the physical body. Among these different members of our human nature we live, for the time being, psychically and spiritually, only in the ego or I. The ego is given to us through our earthly evolution and the Spirits of Form who direct it. Everything, really, that enters our consciousness enters it through our ego. If the ego does not so unfold that it can maintain its connection—even though by means of the bodies—with the outer world, then we have as little consciousness as during sleep. The ego connects us with our environment. The astral body was given to us during the Moon-evolution that preceded the present Earth-evolution: our etheric body during the still earlier Sun-evolution; the physical body, in its inception, during the Saturn-evolution. But when you go through the description of these bodies in Occult Science you will see in what a complicated way the adjustment of these four members was brought about in order to make man what lie is today. Do we not learn from the facts described in Occult Science that in the formation of the three sheaths of the human being spirits from all possible hierarchies took part? Do we not see that what enfolds its as physical body. etheric body, astral body is of a very very complicated nature? But not only did these hierarchies work together in bringing our vehicles into existence—they are still working within them. And no one understands man who believes him to be only a conjunction of flesh, blood, bones. etc., which natural science, physiology, biology, and anatomy describe. Approaching the truth of this human sheath-being, seeing him in his reality, we perceive that beings from the higher hierarchies are working together wisely, as predetermined, in all that takes place unconsciously in his bodies. You may gather from the rather sketchy outlines which I have given in my Occult Science that this co-operation of individual spirits from the higher hierarchies in fashioning man must be very intricate in its details. But, nevertheless, if you wish to understand man you must come at these things ever more concretely, more in detail. Now in this field of research it is extremely difficult even to focus the attention upon a concrete question; they are tremendously complicated, these concrete questions. Just suppose someone were to ask: What is the hierarchy of the Seraphim or of the Dynamis doing in the etheric body of man in the year 1918 of the present cycle of human evolution? For one can as easily ask this question as to ask, for instance, whether it is raining at the moment in Lugano. Of course, one can answer neither of these questions by mere thinking or by mere theories, but only by ascertaining the facts. Just as one must find out by a letter or telegram whether or not it is raining in Lugano, so we must inform ourselves through a real penetration of the facts regarding the present task, let us say, of the Spirits of Wisdom or the Thrones in the human etheric body. Such a question is of extraordinary complexity, and we can only persevere in our gradual approach to the spheres where such questions properly arise. And in this field of inquiry care is taken that man’s wings shall not grow up into the sky, and he become arrogant and proud, in his striving for real knowledge! The nearest vistas, so to speak, which concern us most directly, are those upon which we can form a definite opinion. But these we ought to see clearly if we do not wish to remain asleep in regard to our own place in human evolution. So I shall speak to you of a question which is not as vague and indefinite as the question: What are the Dynamis or the Thrones doing in our etheric body?—although this also is very concrete. Instead I shall put before you a question which really concerns men of the present day. This is: What are the angels (those active beings closest to man) doing in this present age within the astral body? When we look into our inner being we see that the astral body lies nearest to our ego, so it is to be hoped that the reply to this question may vitally concern us. The angels are the hierarchy directly above the human hierarchy itself. So we are asking a moderate question, and later we shall see how we can answer the inquiry: What is being done by the angels in the human astral body, right now in the present age of mankind, which is passing through the 20th century, the period which began in the 15th century and will last into the beginning of the 3rd millennium? Now what can be said as to the means of answering such a question? One can only say that spiritual research, if earnestly pursued, is not a trifling with concepts or words, but really works into the sphere where the spiritual world becomes perceptible. And anything so close to us may certainly be observed, but this question may be answered profitably only in the age of the consciousness-soul itself. You might easily think that if this question could have come up in earlier ages and an answer been demanded, that this answer would now be at hand. But neither in the age of atavistic clairvoyance, nor in the Greco-Latin period could this question be answered, for the reason that the soul-pictures obtained by atavistic clairvoyance obscured the observation of the angelic activity in our astral body. There was nothing to be seen, just because of these atavistic pictures; and in the Greco-Latin period, thinking was not yet as forceful as it now is ... thinking has been strengthened, particularly through the era of natural science. So the age of the consciousness-soul is the one in which such questions may be consciously and effectively considered. The productive quality of our Spiritual Science must be shown in that we do not put people off with theories, but are able to offer knowledge that is definitely applicable to life. What are the angels doing in our astral body? We can convince ourselves of what they are doing only by rising to a certain degree of clairvoyant observation, so that we see what takes place in our astral body. We must attain at least to a certain degree of imaginative cognition if the formulated question is to be answered. Then it becomes evident that these beings from the hierarchy of the angels—each angelic individual having its responsibility towards one 1w-man being, but also all working together—form pictures in the human astral body. They produce pictures tinder the guidance of the Spirits of Form Unless we rise to imaginative cognition we do not realize that images are induced continuously in our astral body. They arise, these pictures, and then fade away. Were they not so created there would he in the future no development for man that would express the intention of the Spirits of Form. What the Spirits of Form propose to accomplish with us during and beyond the Earth evolution they must first model, as it were in images, and later their objective reality will appear in a transformed humanity. Today the Spirits of Form are already creating these images in the astral body through the angels. The angels form pictures in the astral body upon a plane which man may reach by raising his thinking to clairvoyance. And if we can follow up these pictures, then we see that they are constructed according to definite impulses and principles, and in such a way that in the manner of their inception lie certain forces for the future development of mankind. If we watch the angels at their work (however strange this may sound, we can only express it in that way), if we watch, we shall notice that the angels have in their work a very definite intention in regard to future social conditions on earth. They aim to implant in the astral bodies such images as will bring about in the future certain determined social conditions in the united life of humanity. Men may resist the admission that angels are releasing within them ideals for the future, but it is nevertheless true. And there is a fundamental principle in this picture-forming by the angels: the fundamental rule that in the future no one is to find peace in the enjoyment of good fortune while others beside him are unhappy. There reigns an impulse of the most perfect fraternity—of brotherhood rightly understood—of the most absolute unification of the human race with relation to social conditions in physical life. That is one standpoint, according to which the im-ages are formed by the angels in the human astral body. But there is a second impulse with reference to which the angels form these images. They have certain objectives, not only in relation to the outer, social life, but also in relation to the soul itself, and to the soul-life of men. Through pictures imprinted upon the astral body they aim to so affect the soul-life that in the future every man shall see in his neighbor a hidden divinity. Mark well, my dear friends: the angels intend through their work to bring about changes. These will be such that we shall no longer consider man, either in theory or practice, as a highly developed animal—according to his physical qualities alone. Instead we shall approach everyone with the fully developed realization that in every man something appears that takes its rise in fundamental divine sources, revealing itself through flesh and blood. To conceive of man as a manifestation, a revelation from the spiritual world, as earnestly as possible, as strongly as possible, as intelligently as possible—all this is being put into their pictures by the angels. When this comes true it will have quite definite results. All the free religious instinct that will unfold in humanity will be founded upon the fact that in every man the image of God will he acknowledged in immediate life practice rather than in mere theory. Then there will be no religious coercion; none will be needed, for then every meeting between men will be as a matter of course a religious act, a sacrament, and no one will need any particular church organization upon the physical plane to support his religious life. The church, if it rightly understands itself, can have but one object: to render itself unnecessary upon the physical plane in that all life is being made into an expression of the supersensible. To pour out upon mankind complete freedom of the religious life underlies the impulses of the angels’ work. There is also a third intention: to give to humanity the possibility of attaining to the spirit through thought, through thinking to leap across the chasm, and arrive at direct spiritual experience. Spiritual Science for the spirit, religious freedom for the soul, fraternity for the body—that resounds like cosmic music through the work of the angels in human astral bodies. Man needs only to lift his consciousness to a different level to feel himself removed to this wonderful workshop of angelic activity. Now the fact is that we are living in the age of the consciousness-soul, and in this age the angels work within the astral body as I have just described. Man is to come gradually to conscious comprehension of these things. This belongs to human development. 1-low then, does one come to say anything like that which I have just told you? Where, so to say, is this activity to be found? Well, it is still found today in the sleeping man. It is found in the conditions of normal sleep, and it is also found in waking sleep conditions. I have often explained how men, though supposedly awake, sleep their life away in the midst of most important matters. And I can give you the not very cheering assurance that anyone who goes through life consciously finds today many many sleepers. What is happening in the world they permit to happen, without interesting themselves in it, or troubling themselves about it, or taking any part in it. Great world-events often pass by men, as that which takes place in the city passes by sleepers—although the people are apparently awake. Then, however, if such men, though waking, are wholly unaware of something important, we can see in their astral bodies—quite independently of what they do or do not wish to know—how this important work of the angels goes on, of which I have spoken. Such things often proceed in a manner which must seem to humanity very puzzling, very paradoxical. Many a man is regarded as quite unworthy to enter upon this or that connection with the spiritual world. But in truth such an one is in this incarnation just a fearful sleepyhead, who dozes through everything that goes on around him. Yet in his astral body one of the company of angels is working for the future of mankind. The astral body is nevertheless made use of, and all this may be observed within it. But the point is that such a thing as this must force its way into the human consciousness. The consciousness-soul must be lifted to recognition of that which may be found only in this way. Having accepted these assumptions, you will understand when I now call to your attention that this epoch of the consciousness-soul presses forward to a definite event, and that since it is with the consciousness-soul that we have to do, it will depend upon men how this event takes place in human evolution. You see, it may come a hundred years earlier or later, but it really would have to enter the sphere of human development. And this happening may be thus described: men must come, purely through their consciousness-soul, through their own conscious thinking, to actual sight of the way in which the angels prepare the future of mankind. What spiritual science teaches on this subject must become the practical worldly wisdom of humanity, so practical that men may be firmly convinced, and of their own knowledge, that the angels intend what I have indicated. Now the human race is so far advanced in its approach to freedom that it depends upon man himself to face this event in full consciousness, or to sleep it away. What would it mean to meet it in full consciousness? This means the following: It is possible today to study spiritual science; it is there; and it is only necessary to study it. It will be an aid if, in addition, various meditations are used, and such practical directions as are given in Knowledge of she Higher Worlds and its Attainment. But all that is really necessary is to study spiritual science, and consciously and rightly understand it. Without the development of clairvoyance any man may study it understandingly who does not himself set up the obstacle of prejudice. And if men study it ever more and more, assimilating its concepts and ideas, then their consciousness will so awaken that, instead of dozing through important events, they will become aware of them. These events may be more exactly characterized, for just to know what the angel is doing is only a preparation. The main thing is to realize the threefold truth which mankind is to receive through the angelic activity, and which will make its entrance earlier or later, according to man’s receptivity, or at worst—not at all. First: It will be shown how man, by means of his most immediate interest can comprehend the deeper side of human nature. Yes, my dear friends, a moment will come, which men should not lose by sleeping, when they will receive from the spiritual world through their angels a stimulating impulse, which will lead them to feel a much deeper interest in every man than we are inclined to feel today. This heightened interest in our fellow man is not to develop subjectively in man’s usual indolent fashion, but suddenly, as with a leap, through the spiritual infusion of a certain secret—what the other man really is. I mean by this something concrete, not a theoretical abstraction: men will learn something that will arouse their continuous interest in each other. This is the first point in this threefold truth, and it will profoundly affect our social life. The second point in it will be that the Christ-impulse requires, besides all else, complete religious freedom, and that no Christianity is genuine which does not make this freedom possible. This will be shown to each man spiritually, irrefutably by his angel. And the third is the indisputable insight into the spiritual nature of the world. This event, as already stated, is to take place in such a way that the consciousness-soul may acquire a definite relation to it. This is imminent in human evolution, for to this end the angel is working through its images in the astral body. But I now point out to you that this approaching event is dependent upon the human will. Men may leave many things undone, and many are failing today in much that should lead to a conscious experience of this great moment. There exist, however, as you know, other beings in universal evolution that have an interest in turning man from his course: the Ahrimanic and Luciferic beings. The divine evolution of mankind includes the development I have described. If man were left to his own nature he would arrive in time at the perception of what the angel is unfolding in his astral body, but the Luciferic influence tends to force man away from this insight into the work of the angels. The Luciferic beings do this by curbing his will. They try to darken man’s understanding of the exercise of his own free will while making him into a good, even a spiritual being—indeed from the point of view which I am considering. Lucifer desires for man goodness, spirituality—but wishes to make it automatic, without free will. Man is to be raised to clairvoyance, in accordance with good principles, but automatically: he is to act as a spiritual reflection, an image of the divine, but without free will and the possibility of evil. This is connected with definite evolutionary secrets. The Luciferic beings, as you know, have stood still at different stages of development, and they introduce elements foreign to normal evolution. They are interested in taking such a hold upon man that he may not attain to free will because they have never won this for themselves. Free will can be gained only upon earth, and they want to have nothing to do with the earth. They wish only Saturn, Sun. and Moon development—and to stop at that. These Luciferic beings hate in a sense the free will of man. They act in a highly spiritual way, but automatically—this is most significant—arid they want to lift man to their own spiritual height. They want to make him automatic—spiritual, but automatic. From this arises the danger that if man should become an automatic spiritual being before his consciousness-soul functions fully he might miss in the drowsiness of insensibility the revelation that is to come. But the Ahrimanic Icings also work against this revelation. They do not strive to render man especially spiritual, but rather to kill in him the consciousness of his own spirituality. They try to induce in hint the belief that he is really only a completely developed animal. Ahriman is in reality the great teacher of materialistic Darwinism. He is also the teacher of all that technical and practical activity which admits the value of nothing beyond the external life of the senses, which desires an extensive technology only in order that man may satisfy, with greater finesse, hunger, thirst, and other animal needs. Working upon the consciousness-soul by all sorts of subtle scientific methods; the Ahrimanic beings strive to obscure, to kill in man the realization that he is an image of Deity. In earlier ages it would have been useless for the Ahrimanic spirits to try in this way through theories to becloud the truth. Why? In the Greco-Latin period, and even more truly in earlier times, when man still possessed atavistic clairvoyance, the manner of his thinking was unim-portant, for he still had the pictures through which he looked into the spiritual world. Whatever Ahriman might have suggested about his relation to the animals would have had no effect upon his conduct. Thinking became powerful—powerful in its weakness, one might say—only in our own fifth post-Atlantean period. Only since the 15th century has thinking been competent to lead the consciousness-soul into spiritual realms—or, on the other hand, to hinder it from entering the spiritual world. Only now are we living in an age when a theory, a science, by a conscious method may rob man of his divinity, or his experiences of divinity. This is possible only in the period of the consciousness-soul. Therefore the Ahrimanic spirits are striving to spread a teaching that will obscure the divine origin of man. From the description of these influences, adverse to man’s normal divine evolution, it may be gathered how he must order his life, so that he may not permit to pass unobserved the revelation that is to come. For otherwise a great danger will arise. And against this man must be on the alert. or else instead of this momentous event, which is intended to affect powerfully the future form of Earth-evolution, something may take place which would seriously impair it. You see, certain spiritual beings, attain their own development through maps, concomitantly with man’s unfolding. The angels who produce their images in the human astral body do not 4o this as a game, but in order that thereby something may be achieved. Vet, since results must be sought within humanity, the whole thing would be rendered futile if man, having acquired the consciousness-soul, should deliberately disregard it. The whole thing would become play! The angels would be only playing a game in the development of man’s astral body! Only by coming to realization within humanity does it become, not a game but a matter of serious import. From this you may learn that the work of the angels must remain earnest under all circumstances. Consider what might be behind the scenes of existence if men could reduce the angelic activity to play, simply through their drowsy insensibility. And what if that should nevertheless happen! What if humanity should persist in remaining stolidly unaware of the important spiritual revelation of the future! If, for example, men permit to pass unnoticed the middle part—that relating to religious freedom—and so miss the repe-tition of the Mystery of Golgotha upon the etheric plane, of which I have often spoken, the reappearance of the etheric Christ, and other important things; if men should lose all this, then what should be accomplished through pictures in the astral body would have to be brought about by the angels in another way. If man, by failing to become alert, should prevent what ought to be done in his astral body, then an effort would be made to reach the same results through sleeping human bodies. That which man would remain densely unaware of in his waking condition would be carried out-by the angels with the help of the physical and etheric bodies during sleep. There, forces would be sought in order to produce effects unattainable when the waking soul is within these bodies, but which may be induced while man, who ought to have been awake to these things, is outside his physical and etheric bodies, with his I and astral body. That is the great danger for the period of the consciousness-soul. That is what might occur if men should not turn to the spiritual life before the beginning of the third millennium! We are separated from it, as you know, by only a brief time, since the third millennium begins with the year 2000. It might come to pass that what the angels are to gain as the result of their labor they would have to seek in the sleeping bodies of men instead of in waking humanity. They might be forced to withdraw all their work from the astral body and submerge it in the etheric body in order to bring it to realization. But man would have no part in this. It would have to be accomplished during his absence from the etheric body, for if he were present in his waking state he would prevent it. Now I have given you a general idea of the matter. But what would be the result if the angels should be obliged to carry out such work through man’s physical and etheric bodies during sleep without his conscious cooperation? Its effect upon human evolution would be undoubtedly threefold. First of all there would be engendered in man’s sleeping bodies, in the absence of his Ego and astral body, something not aroused through his free choice, but which he would find present when he awoke in the morning. It would always be present, and it would be instinct instead of conscious freedom, and therefore detrimental. And certain instinctive knowledge, which is to enter human nature, regarding the mysteries of birth, conception, and the entire sexual life, truly threatens to become harmful tinder the dangerous conditions which I have described: that is, the danger that certain angels would themselves then undergo a change, of which I cannot now speak further, since this change belongs to the deeper mysteries of the science of initiation, of which nothing may be given out at present. It may be said, however, that the effect upon human evolution would be such that certain instincts relating to sexual life would arise, not wholesomely in clear waking consciousness, but in a pernicious, destructive way. These instincts would not be mere personal errors, but would pass over into social life, bringing about conditions—through the effects of this sexual life upon the blood—which would prevent men from developing any sort of brotherhood on earth, but instead would cause them to oppose it. This would all be a matter of instinct. Thus there is coming a decisive point where one may turn to the right, remaining watchful and alert; or to the left—and sleep! But in this latter case instincts will appear that will be horrible! What will the natural scientists says if such instincts appear? They will say that they are a normal development, an inevitable stage in human evolution. Man cannot be warned of such dangers by natural science for. from the scientific standpoint, it is equally explicable whether men become angels or devils. In regard to either, science says the same thing: the later is derived from the earlier—the great wisdom of the causal explanation! Natural science will he quite unaware of the event of which I have spoken: for if human beings become half-devils through their sexual instincts, science will look upon it as a necessity of nature. In short, the matter cannot he explained scientifically, although whatever may happen, science will regard it as susceptible of explanation. Such things are to be comprehended only through spiritual insight, by supersensible cognition. Such would be the first result of the changes evoked within the angelic activity. The second would bring to mankind an instinctive knowledge of certain remedies—but a destructive knowledge! In a materialistic sense everything connected with medicine would make an enormous advance. Men would have instinctive insight into the curative power of certain substances and combinations, and by this knowledge would do fearful harm. But the harm would be called useful. That which is unhealthy would be called healthy, for it would be discovered that certain processes would have enjoyable results. Certain methods leading in unwholesome directions would simply be found agreeable. The knowledge of the healing power of various processes would be increased, but would take a harmful direction, for through certain instincts it would also be discovered what kind of diseases could be brought forth by different substances and agencies. And a man could decide, according to his selfishness and egotism, whether to bring about illness or to refrain from doing so. The third result would be mail’s acquaintance with definite powers by which, with the slightest stimulus—through the harmonizing of certain vibrations—great mechanical forces could be unleashed in the world. A sort of mental guidance of mechanism, of everything of a mechanical nature, would be developed in this way, and the whole technique be led into a vicious channel, which would, however, inordinately please and serve man’s egoism. That, my dear friends, is a concrete statement of possible developments, and a conception of life and being which can be rightly appreciated only by those who realize that an unspiritual conception of life cannot clarify the situation. If a pernicious medicine were produced, if a terrible aberration of the sex instincts should develop, or an evil motive power in world-mechanics through the application of spiritual powers to natural forces, all unspiritual world-philosophy would not see through it, nor realize its deviation from the true path … just as little as a sleeper, so long as he sleeps, could see the approach of a thief who is coming to rob him. He sees what has happened only when he awakes in the morning—and what a terrible awakening would await mankind! Yet without this awakening man would continue to pride himself upon the broadening of his medical knowledge, and find such satisfaction in certain sex aberrations that lie would praise these errors as superhuman, as freedom from prejudice, as open-mindedness! Ugliness would be beautiful, and beauty ugly in some connections, and it would not be noticed because all this would be looked upon as a natural development. But it would be a wandering from the path which, within humanity itself, is prescribed for man’s essential nature. I believe, my dear friends, if any feeling has been gained of the way in which spiritual science presses into our whole attitude of mind and soul, that one may also be possessed of the earnestness necessary for the reception of such truths as have been presented today. We may derive from them—as from all aspects of spiritual science—the recognition of a certain responsibility, a life-obligation. Whatever our circumstances, whatever we may have to do in the world, the important point is to be able to preserve this thought: that our actions must be saturated and irradiated by our anthroposophical consciousness. Then we shall contribute something towards the true progress of mankind. A man is entirely mistaken if he ever believes that true spiritual science, seriously and rightly understood, could ever divert him from the practical, intensive work of life. True spiritual science brings awakening—awakening to the kind of things that I have pointed out today. My dear friends, if we may use the comparison that seeing into the spiritual world is a further awakening, just as ordinary awakening is an awakening from sleep, we can then, in order to understand the comparison, ask this other question: Can the waking state be harmful to our sleep? Certainly, if it is not what it should be! If a man’s waking life is wholesome he will have healthy sleep, but if his waking hours are stupid, lazy, comfort-loving, without exertion, then his sleep will be unhealthy. And it is just the same with the waking life to which we are attuning ourselves through spiritual science. If through spiritual science we establish in ourselves a proper relation to the spiritual world, this will guide the interests of the ordinary sense-world in right directions, in the same way that a healthy waking life regulates our sleep. Anyone who considers the life of our own times must indeed be asleep if he remain unaware of several things. How men have boasted, especially in recent years. of their efficiency! They have brought it about that those who most despise the realm of ideas, the mental, and spiritual, now occupy all the responsible positions. And one could go on declaiming about efficiency in this life so long as mankind has not been actually dragged into the abyss. Just now a few are beginning—in most cases only instinctively—to croak that a new time must conic, that all sorts of new ideals must arise! But it is only croaking. And should these things appear as instincts only, without conscious adaptation to the life of spiritual science, they would lead to the degeneracy of that which ought to be experienced in the waking state, rather than to any advantageous evolutionary transition. He who appeals to people in familiar phrases may still meet with sonic success, but men will have to endure other words, unaccustomed expressions, in order that out of chaos a social cosmos may again emerge. If in any age the men who should wake fail to do so, and do not recognize what ought to be done, then nothing authentic happens, but the ghost of the preceding epoch wanders around. In many religious organizations ghosts of the past move about, and our legal systems are still haunted by the ghost of ancient Rome. In the age of the consciousness-soul spiritual science is to free men from this bondage, and lead them to actual observation of a spiritual fact: What does the angel do in our astral body? To theorize about the angels, etc., is at best but a beginning. Progress requires us to speak factually, both in regard to our own period, and in an-swering the question which most immediately concerns us. It does concern us because the images that the angel is evoking in our astral body are to determine our future conditions, which must he brought to actuality through the consciousness-soul. If we had no consciousness-soul we should not need to trouble ourselves, for other spirits, other hierarchies, would enter and work out what the angel is weaving; but since we are to develop the consciousness-soul no other spirits will step in to bring the angel’s work to realization. Of course in the Egyptian age different angels performed this work of weaving. But soon other spirits entered, and to man this was darkened by his atavistic-clairvoyant consciousness. Thus men wove—these men, because of what they saw clairvoyantly—a (lark veil over the angels’ pictures. But now man himself is to unveil them. Therefore, he must not miss by sleeping that which will be brought into his conscious life during the period which is to close even before the third millennium. Let us extract from anthroposophically oriented spiritual science not merely all sorts of doctrines, but also resolutions; and these will give us strength to be wakeful. We can accustom ourselves to being wakeful human beings. We can he mindful of many things. We can begin at once with watchfulness, discovering that not a (lay passes in which some miracle does not take place in our lives. We may also reverse this statement. We may say: If on any given day we call find nothing wonderful in our experience, we have simply overlooked it. Try at night to look over your life. You will find in it some circumstance great or small, of which you may say to yourself: It entered my life most strangely, and was accomplished quite unusually. You will succeed in this if you think comprehensively enough, if you fix your soul’s eye upon the association of events. In ordinary life this is not done because people seldom ask themselves: What, for instance, was prevented by this or that? We seldom trouble ourselves to consider the things which have been prevented and which, had they occurred, would have entirely altered our lives. Back of these things, which were removed in one way or another, there exists a great deal that may well educate us in wakefulness. How many things might have happened to me today? If I ask myself this question every evening, and then think over single circumstances that might have brought about this or that result, there will attach to such questions reflections that will lead to watchfulness and self-discipline. This is something which, once begun, will take us further and further, until at last we do not try to find out only what was meant by the fact that we, for example, wanted to go out some morning at half-past ten, and that just at the very last moment some man or other came who detained us… We are annoyed by the delay, but we do not ask what might have happened if we had really gone at the time planned. What was altered thereby? I have already spoken to you more explicitly of these practices. From observation of the negative in our lives (which, however, bears eloquent witness to the wisdom guiding us), up to observation of the angel weaving and working in our astral body, there is a direct path, a very direct path, and one which we may safely follow. |
214. Oswald Spengler, Prophet of World Chaos: Oswald Spengler I
06 Aug 1922, Dornach Tr. Norman MacBeth, Frances E. Dawson Rudolf Steiner |
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Some time ago—directly after the appearance of Oswald Spengler's book, and under the impression of the effect it was having—I gave a lecture at the College of Technical Sciences in Stuttgart on Anthroposophy and, the Technical Sciences, in order to show that precisely by submersion in technical science the human being develops that configuration of his soul-life which makes him free. |
214. Oswald Spengler, Prophet of World Chaos: Oswald Spengler I
06 Aug 1922, Dornach Tr. Norman MacBeth, Frances E. Dawson Rudolf Steiner |
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When some time ago the first volume of Spengler's Decline of the West appeared, there could be discerned in this literary production something like the will to tackle more intensively the elemental phenomena of decay and decline in our time. Here is a man who felt in much that is now active in the whole western world an impulse toward decline that must necessarily lead to a condition of utter chaos in western civilization, including America; and it could be seen that the man who had developed such a feeling—a very well-informed person, indeed, with mastery of many scientific ideas—was making the effort to present a sort of analysis of these phenomena. It is clear, of course, that Spengler recognized this decline; and it is evident also that he had a feeling for everything of a declining nature exactly because all his thinking was itself involved in this decline; and because he felt this decadence in his very soul, I might say, he anticipated nothing but decadence as the outcome of all mass civilization. That is comprehensible. He believed that the West will become the prey of a kind of Caesarism, a sort of development of individual power, which will replace the differentiated, highly-organized cultures and civilizations with simple brute-force. It is evident that Spengler, for one, had not the slightest perception of the fact that salvation for this western culture and civilization can come out of the will of mankind, if this will, in opposition to all that is moving headlong toward destruction, is directed toward the realization of something that can yet be brought forth out of the soul of man as a new force, if the human being of today wills it so. Of such a new force—naturally a spiritual force, based on spiritual activity—Oswald Spengler had not the slightest understanding. Thus we can see that a very well-informed, brilliant man, with a certain penetrating insight, and able to coin such telling phrases, can actually arrive at nothing beyond a certain hope for the unfolding of a brute-power, which is remote from everything spiritual, from all inner human striving, and which depends entirely upon the development of external brutish force. However, when the first volume appeared, it was possible to have at least a certain respect for the penetrating spirituality (I must use the expression again)—an abstract, intellectualistic spirituality—as opposed to the obtuseness of thinking which by no means is equal to the driving forces of history, but which so often gives the keynote to the literature of today. Oswald Spengler's second volume has now appeared, and this indeed points out much more forcefully all that lives in a man of the present which can become his world-conception and philosophy, while he himself rejects, with a sort of brutality, everything genuinely spiritual. This second volume is likewise brilliant; yet in spite of his clever observations, Spengler shows nothing more than the dreadful sterility of an excessively abstract and intellectualistic mode of thought. The matter is extraordinarily noteworthy because it shows what a peculiar configuration of spirit can be attained by an undeniably notable personality of today. In this second volume of Spengler's Decline of the West, it is primarily the beginning and the end that are of exceptional interest. But it is a melancholy interest which this beginning and end arouse; they really characterize the whole state of this man's soul. You need to read only a sentence or two at the beginning in order to estimate at once the soul-situation of Oswald Spengler, and likewise of many other people of the present time. What is to be said of it has not merely a German-literary significance, but an altogether international one. Spengler begins with the following sentence: [The Decline of the West, by Oswald Spengler; Volume II: Perspectives of World History. Translated by Atkinson (Knopf). The above citation, however, and all others used herein are translated from the original of Spengler, Der Untergang des Abendlandes, by the translator of this lecture. Ed.] “Observe the flowers in the evening, when in the setting sun they close one after the other; something sinister oppresses you then, a feeling of puzzling anxiety in the presence of this blind, dreamlike existence bound to the earth. The mute forest, the silent meadows, yonder bush, and these tendrils, do not stir. It is the wind that plays with them. Only the little gnat is free. It still dances in the evening light; it moves whither it will,” and so on. Notice the starting-point from the flowers, from the plants. Now when I have wished to point to what gives its significance to the thinking of the present, I have again and again found it necessary to begin with the kind of comprehension applied today to lifeless, inorganic, mineral nature. Perhaps some of you will remember that in order to characterize the striving of present-day thinking for clarity of view, I have often used the example of the impact of two resilient balls, where from the given condition of one ball you can deduce the condition of the other by pure calculation. Of course, anyone of the Spenglerian soul-caliber can say that ordinary thinking does not discover how resilience works in these balls, nor what the relations are in a deeper sense. Anyone who thinks thus does not understand upon what clarity of thought depends at the present time. For such an objection would have neither greater validity nor less than would an assertion by someone that it is impossible for me to understand a sentence written down on paper without first having investigated the composition of the ink with which it is written. The important thing is always to discover the point at issue. In surveying inorganic nature, the matter of concern is not what may eventually be discovered behind it as force-impulse, just as the composition of the ink is not the important thing for the understanding of a sentence written with it; but the matter of importance is whether clear thinking is employed. This definite kind of thinking is what humanity has achieved since the time of Galileo and Copernicus. It shows first that man can grasp by means of it only lifeless, inorganic nature; but that, on the other hand, only by yielding himself to it, as to the simplest and most primitive kind of pure thinking, can he develop freedom of the human soul, or any kind of freedom for man. Only one who understands the character of clear, objective thinking, as it holds sway in lifeless nature, can later rise to the other processes of thinking and of seeing—to that which permeates thought with vision, with inspiration, with imagination, with intuition. Therefore, the first task confronting one who wishes to speak today with any authority on the ultimate configuration of our cultural life is to observe what it is that the power of present-day thinking rests upon. And those who have become aware of this power in the thinking of our time know that this thinking is active in the machine, that it has brought us modern technical sciences, in which by means of this thinking we construct external, lifeless, inorganic sequences, all of whose pseudo-intelligence is intended to contribute to the outer activities of man. Only one who understands this begins to realize that the moment we start to deal with plant-life, this kind of thinking, grasped at first in its abstractness, leads to utter nonsense. Anyone who uses this kind of crystal-clear thinking—appropriate in its abstractness to the mineral world alone—not as a mere starting point for the development of human freedom, but instead employs it in thinking about the plant-world, will have before him in the plant-world something nebulous, obscure, mystical, which he cannot comprehend. For as soon as we look up to the plant-world we must understand that here—at least to the degree intended by Goethe with his primordial-plant (Urpflanze), and with the principle by means of which he traced the metamorphosis of this primordial-plant through all plant-forms—here at least in this Goethean sense, everyone who approaches the plant-world with a recognition of the real force of the thought holding sway in the inorganic world must perceive that the plant-world remains obscure and mystical in the worst sense of our time, unless it is approached with imagination—at least in the sense in which Goethe established his botanical views. When anyone like Oswald Spengler rejects imaginative cognition and yet starts describing the plant-world in this way, he reaches nothing that will give clarity and force, but only a kind of confused thinking, a mysticism in the very worst sense of the word, namely materialistic mysticism. And if this has to be said about the beginning of the book, the end of it is in turn characterized by the beginning. The end of this book deals with the machine, with that which has given the very signature to modern civilization—the machine, which on the one hand is foreign to man's nature, yet is on the other precisely the means by which he has developed his clear thinking. Some time ago—directly after the appearance of Oswald Spengler's book, and under the impression of the effect it was having—I gave a lecture at the College of Technical Sciences in Stuttgart on Anthroposophy and, the Technical Sciences, in order to show that precisely by submersion in technical science the human being develops that configuration of his soul-life which makes him free. I showed that, because in the mechanical world he experiences the obliteration of all spirituality, he receives in this same mechanical world the impulse to bring forth spirituality out of his own being through inner effort. Anyone, therefore, who comprehends the significance of the machine for our whole present civilization can only say to himself: This machine, with its impertinent pseudo-intelligence, with its dreadful, brutal, demonic spiritlessness, compels the human being, when he rightly understands himself, to bring forth from within those germs of spirituality that are in him. By means of the contrast the machine compels the human being to develop spiritual life. But as a matter of fact, what I wished to bring out in that lecture was understood by no one, as I was able to learn from the after-effects. Oswald Spengler places at the conclusion of his work some observations about the machine. Well, what you read there about the machine finally leads to a sort of glorification of the fear of it. We feel that what is said is positively the apex of modern superstition regarding the machine, which people feel as something demonic, as certain superstitious people sense the presence of demons. Spengler describes the inventor of the machine, tells how it has gradually gained ground, and little by little has laid hold of civilization. He describes the people in whose age the machine appeared. “But for all of them there also existed the really Faustian danger that the devil might have a hand in the game, in order to lead them in spirit to that mountain where he promised them all earthly power. That is what is meant by the dream of those strange Dominicans, like Peter Peregrinus, about the perpetual motion device, through which God would have been robbed of His omnipotence. They succumbed to this ambition again and again; they extorted his secret from the Divinity in order to be God themselves.” So Oswald Spengler understands the matter thus: that because man can now control machines, he can through this very act of controlling, imagine himself to be a God, can learn to be a God, because, according to his opinion, the God of the cosmic machine controls the machine. How could a man help feeling exalted to godhood when he controls a microcosm! “They hearkened to the laws of the cosmic time-beat in order to do them violence, and then they created the idea of the machine as a little cosmos which yields obedience only to the will of man. But in doing so they overstepped that subtle boundary where, according to the adoring piety of others, sin began; and that was their undoing, from Bacon to Giordano Bruno. True faith has always held that the machine is of the devil.” Now he evidently intends at this point to be merely ironic; but that he intends to be not only ironic becomes apparent when in his brilliant way he uses words which sound somewhat antiquated. The following passage shows this: “Then follows, however, contemporaneously with Rationalism, the invention of the steam-engine, which overturns everything and transforms the economic picture from the ground up. Till then nature had given service; now it is harnessed in the yoke as a slave, and its work measured, as in derision, in terms of horse-power. We passed over from the muscular strength of the negro, employed in organized enterprise, to the organic forces of the earth's crust, where the life-force of thousands of years lies stored as coal, and we now direct our attention to inorganic nature, whose waterpower has already been harnessed in support of the coal. Along with the millions and billions of horse-power the population increases as no other civilization would have considered possible. This growth is a product of the machine, which demands service and control, in return for which it increases the power of each individual a hundredfold. Human life becomes precious for the sake of the machine. Work becomes the great word in ethical thinking. During the eighteenth century it lost its derogatory significance in all languages. The machine works and compels man to work with it. All civilization has come into a degree of activity under which the earth quivers. “What has been developed in the course of scarcely a century is a spectacle of such magnitude that to human beings of a future culture, with different souls and different emotions, it must seem that at that time nature reeled. In previous ages, politics has passed over cities and peoples; human economy has interfered greatly with the destinies of the animal and plant world—but that merely touches life and is effaced again. This technical science, however, will leave behind it the mark of its age when everything else shall have been submerged and forgotten. This Faustian passion has altered the picture of the earth's surface. “And these machines are ever more dehumanized in their formation; they become ever more ascetic, more mystical and esoteric. They wrap the earth about with an endless web of delicate forces, currents, and tensions. Their bodies become ever more immaterial, even more silent. These wheels, cylinders and levers no longer speak. All the crucial parts have withdrawn to the inside. Man senses the machine as something devilish, and rightly so. For a believer it indicates the deposition of God. It hands over sacred causality to man, and becomes silent, irresistible, with a sort of prophetic omniscience set in motion by him. “Never has the microcosm felt more superior toward the macrocosm. Here are little living beings who, through their spiritual force, have made the unliving dependent upon them. There seems to be nothing to equal this triumph, achieved by only one culture, and, perhaps, for only a few centuries. But precisely because of it the Faustian man has become the slave of his own creation.” We see here the thinker's complete helplessness with regard to the machine. It never dawns on him that there is nothing in the machine that could possibly be mystical for anyone who conceives the very nature of the unliving as lacking any mystical element. And thus we see Oswald Spengler beginning with a hazy recital about plants, because he really has no conception at all of the nature and character of present-day cognition—which is closely related to the evolution of the mechanical life—because to him thinking remains only an abstraction, and on this account he is also unable to perceive the function of thinking in anything mechanical. In reality, thinking here becomes an entirely unsubstantial image, so that the human being in the mechanical age may become all the more real, may call forth his soul, his spirit, out of himself by resisting the mechanical. That is the significance of the machine-age for the human being, as well as for world-evolution. When anyone intending to begin with metaphysical clarity starts out instead with a hazy recital about plants, he does so because in this mood he is in opposition to the machine. That is to say, Oswald Spengler has grasped the function of modern thinking only in its abstractness, and he sets to work on something that remains dark to him, namely, the plant-world. Now taking the mineral, the plant, the animal, and the human kingdoms, the last-named may be characterized for the present time by saying that since the middle of the fifteenth century we have advanced to the thinking that makes the mineral kingdom transparent to us. So that when we look at the human being of our time, as he is inwardly, as observer of the outer world, we must say that as human being he has at this precise time developed the conception of the mineral kingdom. But then we must characterize the significance of this mineral-thinking in the way I have just now characterized it. But when someone who knows nothing of the real nature of the mineral kingdom takes his start from the plant kingdom, he gets no farther than the animal kingdom. For the animal bears in itself the plant-nature in the same form we today bear the mineral nature. It is characteristic of Oswald Spengler, first, that he begins with the plant, and in his concepts in no way gets beyond the animal (he deals with man only in so far as man is an animal) ; and second, that thinking really seems to him to be extraordinarily comprehensible, whereas, in reality, as I have just explained, it has been understood in its true significance only since the fourteenth century. He thus lets his thinking slide down just as far as possible into the animal world. We see him discovering, for example, that he has sense-perception, just as has the animal, and that this sense-perception, even in the animal, becomes a sort of judgment. In this way he tries to represent thinking merely as something like an intensification of the perceptive life of the animal. Actually no one has proved in such a radical way as this same Oswald Spengler that the man of today with his abstract thinking reaches only the extra-human world, and no longer comprehends the human. And the essential characteristic of the human being, namely, that he can think, Oswald Spengler regards only as a sort of adjunct, which is inexplicable and really superfluous. For, according to Spengler, this thinking is really something highly superfluous in man. “Understanding emancipated from feeling is called thinking. Thinking has forever brought disunion into the human waking state. It has always regarded the intellect and the perceptive faculty as the high and the low soul-forces. It has created the fatal contrast between the light-world of the eye, which is designated as a world of semblance and sense-delusion, and a literally-imagined world, in which concepts with slight but ever-present accent of light pursue their existence.” Now in setting forth these things Spengler develops an extraordinarily curious idea; namely, that in reality the whole spiritual civilization of man depends upon the eye, that it is really only distilled from the light-world, and concepts are only somewhat refined, somewhat distilled, visions in the light, which are transmitted through the eye. Oswald Spengler simply has no idea that thinking, when it is pure thought, not only receives the light-world of the eye, but unites this light-world with the whole man. It is an entirely different matter whether we think of an entity which is connected with the perception of the eye, or speak of conceptions or mental pictures. Spengler has something to say also about conceptions, or mental pictures (Vorstellen); but at this very point he tries to prove that thinking is only a sort of brain-dream and rarified light-world in man. Now I should like to know whether with any kind of thinking that is not abstract, but is sound common sense, the word “stellen” (to put or place), when it is experienced correctly, can ever be associated with anything belonging to the light-world. A man “places” himself with his legs; the whole man is included. When we say “vorstellen” (to place before, to represent), we dynamically unite the light-entity with what we experience within as something dynamic, as a force-effect, as something that plunges down into reality. With realistic thinking, we absolutely dive down into reality. Consider the most important thoughts. Aside from mathematical ones, thoughts always lead to the realization that in them we have not merely a light-air-organism, but also something which man has as soul-experience when he causes a thought to be illuminated at the same time that he places both feet on the earth. Therefore, all that Oswald Spengler has developed here about this light-world transformed into thinking is really nothing but exceedingly clever talk. It is absolutely necessary that this should be stated: the introduction to this second volume is brilliant twaddle, which then rises to such assertions as the following: “This impoverishment of the sense-faculties involves at the same time an immeasurable deepening. The human waking existence is no longer mere tension between the body and the surrounding world. It is now life in a closed, surrounding light-world. The body moves in observable space. The experience of depth is a mighty penetration into visible distances from a light-center. This is the point which we call ‘I’, ‘I’ is a light-concept.” Anyone who asserts that “I” is a light-concept has no idea, for example, how intimately connected is the experience of the I with the experience of gravity in the human organism; he has no notion at all of the experience of the mechanical that can arise in the human organism. But when it does arise consciously, then the leap is made from abstract thinking to the realistic, concrete thinking that leads to reality. It might be said that Oswald Spengler is a perfect example of the fact that abstract thinking has become airy, and also light, and has carried the whole human being away from reality, so that he reels about somewhere in the light and has no suspicion that there is also gravity; for example—that there is also something that can be experienced, not merely looked at. The onlooker standpoint of John Stuart Mill, for instance, is here carried to the extreme. Therefore, the book is exceedingly characteristic of our time. One sentence on page 13 [Der Untergang des Abendlandes, Vol. II.] appears terribly clever, but it is really only light and airy: “One fashions conception upon conception and finally achieves a thought-architecture in great style, whose edifices stand there in an inner light, as it were, in complete distinctness.” So Oswald Spengler starts out with mere phraseology. He finds the plant-world “sleeping”; that represents first of all the world around us, which is thoroughly asleep. He finds that the world “wakes up” in the animal kingdom, and that the animal develops in itself a kind of microcosm. He gets no farther than the animal, but develops only the relation between the plant-world and the animal-world, and finds the former in the sleeping state and the latter in the waking state.
But everything that happens in the world really comes about under the influence of what is sleeping. The animal—therefore, for Oswald Spengler, man also—has sleep in himself. That is true. But all that has significance for the world proceeds from sleep, for sleep contains movement. The waking state contains only tensions—tensions which beget all sorts of discrepancies within, but still only tensions which are, as it were, just one more external item in the universe. Actually, an independent reality is one which arises from sleep. And in this broth float all sorts of more or less superfluous, or savory and unsavory blobs of grease—which is the animal element; but there could be broth without these blobs of grease, except that these bring something into reality. In sleep the Where and the How are not to be found, but only the When and the Why. So that we find the following in the human being, who contains the plantlike as well—of the role played by the mineral element in the human being Oswald Spengler has no notion—so that in man we find the following: in as far as he is plantlike, he lives in time; he takes his stand in the “When” and the “Why,” the earlier being the Why of the later. That is the causal factor. And by living on thus through history man really expresses the plantlike in history. The animal-element—and therefore the human as well—which inquires as to the “Where” and the “How,” these (the animal and human elements) are just the blobs of grease that are added to it. (This is quite interesting as far as the inner tensions are concerned, but these really have nothing to do with what takes place in the world.) So we can say: Through cosmic relationships the “When” and the “Why” are implanted in the world for succeeding ages. And in this on-flowing broth the grease-blobs float with their “Where” and “How.” And when a man—just one such drop of grease—floats in this broth, the “Where” and the “How” really concern only him and his inner tensions, his waking existence. What he does as a historical being proceeds from sleep. Long ago it was said as a sort of religious imagination: The Lord giveth to his beloved in sleep. To the Spenglerian man it is nature that gives in sleep. Such is the thinking of one of the most prominent personalities of the present time, who, however—in order to avoid coming to terms with himself—plunges into the plant kingdom, thence to emerge no farther than the animal kingdom, into which the human also is stirred. Now one would suppose that this concoction with its cleverness would avoid the worst blunders that thinking has made in the past; that is, that it would somehow be consistent. If the plant-existence is to be poured out over the history of humanity, then let the concoction be confined to the plant kingdom. It would be difficult, however, to enter upon a historical discussion concerning the man of the plant kingdom. Yet Oswald Spengler does discuss historically, even very cleverly, the plantlike activity of humanity during sleep. But in order that he may have something to say about this sleep of humanity, he makes use of the worst possible kind of thinking, namely, that of anthropomorphism, artificially distorting everything, imagining human qualities into everything. Hence, he speaks—as early as on page 9—of the plant, which has no waking-existence, because he wants to learn from it how he is to write history, and also give a description of the activity of man that arises from sleep. But let us read the first sentences on page 9: “A plant leads an existence with no waking state”—Good. He means: “In sleep all beings become plants,” that is, man as well as animal—All right.—“the tension with the surrounding world is released, the measure of life moves on.” And now comes a great sentence: “A plant knows only the relation to When and Why.” Now the plant begins not only to dream, but to “know” in its blessed sleep. Thus one faces the conjecture that this sleep, destined to spread perpetually as history in human evolution, might now begin to wake up. For then Oswald Spengler could just as well write a history as to attribute to the plants a knowledge of When and Why. Indeed this sleep-nature of the plant has even some highly interesting qualities: “The thrusting of the first green spears out of the winter-earth, the swelling of the buds, the whole force of blossoming, of fragrance, of glowing, of ripening—this is all desire for the fulfilment of a destiny and a constantly yearning query as to the Why.” Of course history can very easily be described as plantlike, if the writer first prepares himself to that end through anthropomorphisms. And because all this is so, Oswald Spengler says further: “The Where can have no meaning for the plantlike existence. That is the question with which the awakening human being daily recalls his world. For only the pulse-beat of existence persists through all the generations. The waking existence begins anew with each microcosm. That is the distinction between procreation and birth. The one is guarantee for permanence, the other is a beginning. And therefore, a plant is procreated but not born. It exists, but no awakening, no first day, spreads a sense-world around it ...” If anyone wishes to follow Spenglerian thoughts, he must really, like a tumbler, first stand on his head and then turn over, in order mentally to reverse what is thought of in the human sense as right side up. But you see by concocting such metaphysics, such a philosophy, Spengler arrives at the following: This sleeping state in man, that which is plantlike in him, this makes history. What is this in man? The blood—the blood which flows through the generations. Well, in this way Spengler prepares a method for himself, so that he can say: The most important events developed in human history occur through the blood. To do this he must of course cut some more thought-capers: “The waking existence is synonymous with ‘ascertaining’ (Feststellen), no matter whether the point in question is the sense of touch in one of the infusoria or human thinking of the highest order.” Certainly when anyone thinks in such an abstract way, he simply fails to discover the difference between the sense of touch in one of the infusoria and human thinking of the highest order. He comes then to all sorts of extraordinarily strange assertions, such as: that this thinking is really a mere adjunct to the whole human life, that deeds originate in the blood, and that out of the blood history is made. And if there are still a few people who ponder about this, they do so with purely abstract thinking that has nothing whatever to do with actuality. “That we not only live, but know about life, is the result of that observation of our corporeal being in the light. But the animal knows only life, not death.” And so he explains that the thing of importance must come forth out of obscurity, darkness, out of the plantlike, out of the blood; and he claims that those people who have achieved anything in history have done so not at all as the result of an idea, of thinking—but that thoughts, even those of thinkers, are merely a by-product. About what thinking accomplishes, Oswald Spengler has no words disparaging enough. And then he contrasts with thinkers all those who really act, because they let thinking be thinking; that is, let it be the business of others. “Some people are born as men of destiny and others as men of causality. The man who is really alive, the peasant and warrior, the statesman, general, man of the world, merchant, everyone who wishes to become rich, to command, to rule, to fight, to take risks, the organizer, the contractor, the adventurer, the fencer, the gambler, is a world apart from the ‘spiritual’ man” (Spengler puts ‘spiritual’ in quotation marks), “from the saint, the priest, the scholar, idealist, ideologist, regardless of whether he is destined thereto by the power of his thinking or through lack of blood. Existence and being awake, measure and tension, instincts and concepts, the organs of circulation and those of touch—there will seldom be a man of eminence in whom the one side does not unquestionably surpass the other in significance. “... the active person is a complete human being. In the contemplative person a single organ would like to act without the body or against it. For only the active man, the man of destiny” (that is, one whom thoughts do not concern)—“for only the active man, the man of destiny, lives, in the last analysis, in the real world, the world of political, military, and economic crises, in which concepts and theories count for nothing. Here a good blow is worth more than a good conclusion, and there is sense in the contempt with which the soldiers and statesmen of all times have looked down on the scribbler and the book-worm, who has the idea that world-history exists for the sake of the spirit, of science, or even of art.” That is a plain statement; in fact, plain enough for anyone to recognize who said it: that it is definitely written by none other than a “scribbler and book-worm,” who merely puts on airs at the expense of others. Only a “scribbler and bookworm” could write: “Some people are born as men of destiny and some as men of causality. The man who is really alive, the peasant and warrior, the statesman, general, man of the world, merchant, everyone who wishes to become rich, to command, to rule, to fight, to take risks, the organizer, the contractor, the adventurer, the fencer, the gambler, is a world apart from the ‘spiritual’ man, from the saint, the priest, the scholar, idealist, ideologist” ... As if there had never been confessionals and father confessors! Indeed, there are still other beings from whom all those classes of men glean their thoughts. In the society of all such people as have been mentioned—statesmen, generals, men of the world, merchants, fencers, gamblers, and so on—there have even been found soothsayers and fortune-tellers. So that actually the “world” that is supposed to separate the statesman, politician, etc., from the “spiritual” man is in reality not such an enormous distance. Anyone who can observe life will find that this sort of thing is written with utter disregard of all life-observation. And Oswald Spengler, who is a brilliant man and an eminent personality, makes a thorough job of it. After saying that in the realm of real events a blow is worth more than a logical conclusion, he continues thus: “Here a good blow is worth more than a good conclusion, and there is sense in the contempt with which the soldiers and statesmen of all times have looked down on the scribbler and the book-worm, who has the idea that world-history exists for the sake of the spirit, of science, or even of art. Let us speak unequivocally: Understanding liberated from feeling is only one side of life, and not the decisive side. In the history of western thought, the name of Napoleon may be omitted, but in actual history Archimedes, with all his scientific discoveries, has perhaps been less influential than that soldier who slew him at the storming of Syracuse.” Now if a brick had fallen on the head of Archimedes, then, according to this theory, this brick would be more important, in the sense of real logical history, than all that originated with Archimedes. And mind you, this was not written by an ordinary journalist, but by one of the most clever people of the present time. That is exactly the significant point, that one of the cleverest men of the present writes in this way. And now exactly what is effective? Thinking? That just floats on top. What is effective is the blood. Anyone who speaks about the blood from the spiritual viewpoint, that is, speaks scientifically, will ask first of all how the blood originates, how the blood is related to man's nourishment. In the bowels blood does not yet exist; it is first created inside the human being himself. The flow of the blood down through the generations—well, if any kind of poor mystical idea can be formed, this is it. Nothing that nebulous mystics have ever said more or less distinctly about the inner soul-life was such poor mysticism as this Spenglerian mysticism of the blood. It refers to something that precludes all possibility, not only of thinking about it—of course that would make no difference to Oswald Spengler, because no one really needs to think, it is just one of the luxuries of life—but one should cease to speak about anything so difficult to approach as the blood, if one pretends to be an intelligent person, or even an intelligent higher animal. From this point of view, it is perfectly possible, then, to inaugurate a consideration of history with the following sentence: “All great historical events are sustained by such beings of a cosmic nature, as dwell in peoples, parties, armies, classes; while the history of the spirit runs its course in loose associations and circles, schools, educational classes, tendencies—in ‘isms.’ And here it is again a matter of destiny whether such a group finds a leader at the decisive moment of its greatest efficiency, or is blindly driven forward, whether the chance leaders are men of high caliber or totally insignificant personalities raised to the summit by the surge of events, like Pompey or Robespierre. It is the mark of the statesman that he comprehends with complete clarity the strength and permanence, direction and purpose of all these soul-masses which form and dissolve in the stream of time; nevertheless, here also it is a question of chance as to whether he will be able to rule them, or is dragged along by them.” In this way a consideration of history is inaugurated which lets the blood be the conqueror of everything that enters historical evolution through the spirit! Now: “One power may be overthrown only by another power, not by a principle, and against money, there is no other” (but blood, he means). “Money is vanquished and deposed only by blood. Life is the first and last, the illimitable cosmic flux in microcosmic form. It is the fact in the world as history. Before the irresistible rhythm of successive generations, everything that the waking life has built up in its worlds of spirit finally disappears. The fact of importance in history is life, always only life, the race, the triumph of the will to power, and not the victory of truths, discoveries, or money. World-history is world-judgment. It has always decided in favor of life that was more vigorous, fuller, more sure of itself, in favor, that is, of the right to live, whether it was just or not in the waking life; and it has always sacrificed truth and righteousness to power, to race, and has condemned to death men and whole peoples to whom truth was more precious than deeds, and justice more essential than power. Thus another drama of lofty culture, this whole wonderful world of divinities, arts, thoughts, battles, cities, closes with the primeval facts of the eternal blood, which is one and the same with the eternally circling, cosmic, undulating flood. The clear, form-filled waking existence plunges again into the silent service of life, as demonstrated by the Chinese epoch and by the Roman Empire. Time conquers space, and time it is whose inexorable passage imbeds on this planet the fleeting incident—culture, in the incident—man, a form in which the incident—life, flows along for a time, while behind it in the light-world of our eyes appear the flowing horizons of earth-history and star-history. “For us, however, whom destiny has placed in this culture at this moment of its evolution when money celebrates its last victories, and its successor, Caesarism, stealthily and irresistibly approaches, the direction is given within narrow limits which willing and compulsion must follow, if life is to be worth living.” Thus does Oswald Spengler point to the coming Caesarism, to that which is to come before the complete collapse of the cultures of the West, and into which the present culture will be transformed. I have put this before you today because truly the man who is awake—he matters little to Oswald Spengler—the man who is awake, even though he be an Anthroposophist, should take some account of what is happening. And so I wished from this point of view to draw your attention to a particular problem of the time. But it would be a poor conclusion if I were to say only this to you concerning this problem of our time. Therefore, before we must have a longer interval for my trip to Oxford, I will give another lecture next week Wednesday. |
117. Deeper Secrets of Human Development in the Light of the Gospels: The Gospel of Matthew and the Christ-Problem
19 Nov 1909, Zürich Rudolf Steiner |
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And there is a quality that we must acquire, that man acquires more and more, learns more and more, precisely through the wisdom of anthroposophy. There is no single word in any language that properly describes this quality, but spiritual science will still find the word for this new feeling of the heart. |
117. Deeper Secrets of Human Development in the Light of the Gospels: The Gospel of Matthew and the Christ-Problem
19 Nov 1909, Zürich Rudolf Steiner |
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In recent years it has been possible to speak in Swiss places about a highly significant topic in spiritual science, a topic that is fundamentally the highest for spiritual science: the Christ-problem. And if many people of the present time, who are quite outside the spiritual science movement, believe that this is basically the simplest topic that can be discussed, then from their point of view these people of the present time are right. What is greatest for the development of the earth and of humanity, the power of Christ, the Christ impulse, has certainly worked in such a way that the simplest, most naive mind can somehow understand it. But on the other hand, this impulse has worked in such a way that no earthly wisdom is sufficient to truly understand what happened in Palestine at the beginning of our era, what happened for humanity and, in fact, for the whole world. Now, in recent years, the Christ problem has been discussed, and perhaps I may point out in a few words that the German Section has just completed its first seven-year cycle. It was founded seven years ago; at that time there were few branches, hardly ten. Now the number has grown to over forty. The number seven is so often mentioned when we speak of anthroposophical wisdom and world view, and a certain lawfulness is also expressed in it, so that this development is taking place in seven successive cycles of time. We need only recall what we have already touched on here, the development of our earth; it is passing through seven planetary states. The law of seven also applies on a smaller scale, to every single fact of world evolution as well as to a movement such as the development of spiritual science. Those who look more deeply into our movement can see that in a certain respect this seven-year cycle has unfolded quite regularly, and that we are at a decisive point where what was laid seven years ago is repeated at a higher level and at the same time returns to itself in a cycle; but this could only happen because we really worked in a spiritual sense, that we did not work arbitrarily and randomly, but according to the law. Then you remember that we distinguish seven aspects to the human being: first the physical body, then the etheric body, the astral body and the I; then, when the I reworks the astral body, the spirit self or manas arises; when it reworks the etheric body, the life spirit or buddhi arises; when it finally reworks the physical body, the highest link, the spirit man or atma, arises, so that we first distinguish four links and then three more, which arise as a transformation from the first three. If you now want to implement something in the world so that a spiritual law is embodied in it, then this great law must be followed everywhere. If you, as a young branch, so to speak, want to enter into spiritual life in the appropriate way, it is good to see how the organization of the whole work has progressed. For the young branch will recognize that it is necessary to catch up on this process of development on its part, to follow it. We have followed this process exactly in the German movement: in the first four years we gathered together everything necessary to gain a concept of the world from which spiritual science begins. First of all, we presented the sevenfold nature of the human being, the doctrine of karma and reincarnation, the great cosmic laws, the evolution of Saturn, Sun and Moon, and the laws of the individual course of life, so that this is available in our literature and in various branch works. This was done in the first four years. In the last three years, we have basically gained nothing new in any systematic way, but have instead planted the higher wisdoms in what has been achieved in the first four years, and have then ascended to the comprehension of the highest individuality that has walked our earth, the individuality of Christ Jesus - which we would not have been able to do if it had to be done with nothing but unknown ideas. We could only speak about Christ after we had spoken about the nature of man in general. We could only comprehend how this Christ event occurred if we understood human nature and its entire sequence of stages. Those who heard the lectures on the Gospel of Luke in Basel, and also the others who heard something here and there, know that very complicated processes took place. But how could it have been understood that, for example, something significant happened to one of the Jesus-boys in the twelfth year of his life if we had not known what actually takes place between the ages of twelve and fifteen? We prepared systematically and then, in deep reverence for the greatest truths of our earthly cycle, we tried to grasp what is associated with the name of Christ Jesus. It was like ascending to ever greater heights. Thus it came about that one could contemplate the Christ Jesus in connection with the Gospel of John and the Gospel of Luke. Even then in Basel it was emphasized that no one should believe that, having heard all the truths in connection with these two Gospels, he then knew what the nature and essence of that high spiritual entity is. He has learned this only from one side. One should not believe that it is unnecessary, or only like a renewal, to hear the truth from another side as well. The gospels are images of this great event, each evangelist presenting from a certain point of view what happened in Palestine. Now, the day before yesterday in Bern, I demonstrated what is now happening in various branches. For very specific reasons, I tried to sketch out a reference to Christ in connection with the Gospel of Matthew. There are very specific reasons for this. Spiritual science should be a way of looking at life, not a theory or a doctrine; it should transform our innermost soul life. We are to learn to look at the world in a new way. And there is a quality that we must acquire, that man acquires more and more, learns more and more, precisely through the wisdom of anthroposophy. There is no single word in any language that properly describes this quality, but spiritual science will still find the word for this new feeling of the heart. And until then we can only use the word that is there for this quality: humble modesty is what is to take ever deeper root in our soul, especially with regard to those documents that, as gospels, bring us tidings of that most significant event in the evolution of the earth. For there we learn that basically we can only approach very slowly the truths and wisdoms that are necessary to fathom the Christ-problem. We learn to develop a completely different feeling in us than that which today's people have, who are so quickly finished with their judgment of the event. We learn to be careful in presenting the truth, and we know that when we have considered it from any one side, we only perceive one side, never the whole at once. This is connected with the fact – and only gradually will we gain an understanding of it – why there are four Gospels at all. Today, the fact of the matter is that even theology is intellectual, materialistic, and that the intellect, when applied merely to the four documents, will compare them externally. And that is when contradictions are perceived. First of all, the Gospel of John was examined. What it presents to the intellect, they say, is so contrary to the other three Gospels that the best way to understand this Gospel is to say that the writer did not want to describe real events, but wanted to present a kind of hymn, a kind of confession, a rendering of his feelings. In the Gospel of John, one sees a great, comprehensive poem, and thus it is dismissed as having no documentary value. But only the external, materialistic mind does this. Then the other three Gospels are considered. Certain contradictions are also found there; but these are explained by the fact that the Gospels were written at different times. In short, people today are well on the way to picking these documents about the great event apart, so that they no longer mean anything to humanity. But spiritual science is called upon to show why we have four different documents about the event in Palestine and to reconquer these documents for spiritual science. Why are there four documents? People have not always thought as they do today. There were times when the Gospels were not in the hands of everyone, but only of very few people, precisely those who were in charge of spiritual life in the first centuries of Christianity. Why do people today not ask themselves: Were these people not complete fools that they did not see that the Gospels contradict each other? Or were they so benighted that they did not see these contradictions? The best of their age accepted these documents in such a way that they looked up humbly and were glad that we have four gospels, of which today's people say they cannot be documents because they contradict each other! Now, without dwelling on this any longer, we want to draw attention to how the Gospels were received in the first centuries of Christianity, and how they must be received. They were received in those times in such a way that one can compare it to this: If we take a photograph of the bouquet of flowers standing here from four sides, we get four photographs. If we look at them individually, they differ from each other, but if you look at a photograph like this, you can get an idea of the bouquet. Now someone comes along and takes a photograph from a different side. You compare the two pictures and find: Yes, these are two completely different pictures ; they cannot represent the same thing. And yet, one will then have a more complete picture of it; and only when one has taken pictures of the bouquet from four sides and compares all four pictures with each other, will one obtain a complete picture of the real bouquet. — So one has to take the four Gospels as characterizing the same fact from four different sides. Why is the same fact now characterized from four different sides? Because it was known that each of the writers of these Gospels was imbued with a great, modest humility, a humility that told him: This is the greatest event of earthly evolution; you dare not fully describe it, but you may only describe the side that you, according to your knowledge, are able to describe. In humble modesty, the writer of the Gospel of Luke refrained from describing any other side than the one that was close to him because of his special spiritual education, which told him that Christ Jesus was the one individuality in whom the greatest development of love lived, a love to the point of sacrifice. How does this love reveal itself? The writer of the Gospel of Luke describes it, saying to himself: I am unable to describe the whole event; therefore I will limit myself to describing only this aspect, this love. We can only understand this limitation of the Gospel writers to a particular area if we gain a little insight into the initiation process of the ancient mystery service. Only from this point of view can we understand the attitude of the Evangelists. They know that initiation is the leading of human beings to the higher, supersensible worlds, the living into the higher, supersensible worlds, the awakening of the soul powers, the awakening of those powers and abilities that otherwise remain hidden and slumber in the soul. Such initiations have always existed. In pre-Christian times, the ancient mysteries of the Egyptians and Chaldeans existed, in which people who were ready were led up into the higher worlds. Only there the work was done in a very special way, in a way that can no longer be fully carried out today. Today, as you know, human beings have three soul powers: thinking, feeling and willing. In everyday life, the human being applies these three soul forces in such a way that they are all three active, so to speak, in his dealings with the outside world. An example will make clear how these three soul powers are active. You are walking across a meadow. You see a flower. You form an idea about it: you think. You like the flower: you feel that the flower is beautiful; feeling has joined with thinking. And then you desire to pick the flower: you thus activate the will. Thus thinking, feeling and willing were active in your soul. And now survey the whole life of man: insofar as it is soul life, it is a confusion of thinking, feeling and willing. And man gets through life by these three forces interacting. The soul lives in thinking, feeling and willing. When a person is led up into the higher worlds, this is an expression of these three powers as they are in ordinary life. One can develop thinking higher, so that it becomes vision. And in this way one can also raise feeling and willing into the spiritual world. This is what initiation consists of. Those who have looked around a bit in “How to Know Higher Worlds” will have read about what happens when a person develops thinking, feeling and willing up into the spiritual worlds. What is called “splitting of the personality” occurs. The three forces are usually organically connected: a person thinks, feels and wills in one personality. But in the process of evolution upward into the higher worlds, these three powers are torn apart. While they are otherwise powers, they now become independent entities when man evolves upward into the higher worlds. Three independent entities arise: a thinking, a feeling and a willing entity. This is what is meant by the danger that man's soul life could be torn apart. If a person does not proceed in the right way when treading the path of higher knowledge, it may happen that he raises his thinking to the higher regions. Then he may indeed see into the higher worlds, but he stops there; he can kill the will, or it can take quite different paths. Today it happens that the I rises above itself, that the I can become a ruler, that it can reign as king over the three soul powers, namely over thinking, feeling and willing. In ancient times this was not the case. In the pre-Christian mystery schools, the principle of division of labor prevailed. For example, a person was accepted into the initiation sites and it was said: This person is particularly suited to develop the power of thinking. - Then his thinking was developed, raised to a higher level; he was made a sage who sees through the spiritual connections that lie behind all sensual events. That was one category of initiates from the ancient mystery sites: the sages. Other people were trained in the mystery schools in such a way that the forces of feeling slumbering in them were developed higher, while thinking and willing were left at their original level. Feeling was thus elevated. When a person's feeling is particularly developed, he acquires special qualities. There is an essential difference between a person whose feeling had been developed in an ancient mystery center and a person of today. The influence of such a developed person, the soul-psychic influence, was much stronger than it is today. This development of the powers of feeling meant that the soul of such a person could exert a powerful influence on the souls of those around him. Thus those who had particularly developed the sphere of feeling became the healers of their fellow human beings. By developing their feeling through the sacrificial service, they were called upon to have a healing effect on other people. The third level of initiates were those in whom the will had been developed. These were the magicians. Thus there were three types of initiates: the magicians, the healers and the wise. These were people who received their training in the mystery schools of antiquity. Today it would no longer be possible to develop one of these qualities in a one-sided way because today it is no longer possible to achieve such a high degree of harmony between individuals as was possible in the mystery schools of antiquity. Those who were wise in the ancient mystery schools, so to speak, renounced it. That is how it is. Those who were healers carried out the instructions of the wise with the greatest obedience, renounced higher wisdom, and used their powers of feeling as directed by the wise. Besides these, there was still a fourth category of people in the mystery temples. These were necessary. There were cases in these temples where it was not possible for the three categories of initiates to have the right effect in the outside world. Some things could not be done by the initiate of one of these three categories, but only by the presence of a fourth category of people. This consisted in admitting certain individuals who were suitable for it into the mystery centres and saying to themselves: those high degrees of initiation that can be developed in the wise men, healers and magicians cannot be developed in the people of this fourth category. But one could go so far with them that one could raise each individual ability of the other three categories to a certain degree. No ability was as strongly developed as in the one-sidedly developed initiates who were sages, healers or magicians; but in return, a certain harmony of all three qualities was present in this fourth. Such an initiate represents in himself the harmony of the other three initiates. And now it is necessary for certain tasks to abandon all sense of one's own individuality and to rely entirely on the word of someone who is in a certain respect inferior to oneself. So there were cases in the ancient mystery schools where neither the wise nor the healers nor the magicians made the decisions, but they simply placed their powers at the service of those who were not as advanced as they were. Nevertheless, they placed their powers at the service of this fourth initiate. It always turned out that world evolution progressed better when the higher one obeyed the lower one in such cases. This was the case in the Oriental mystery centers, where those of higher station applied their powers as the fourth one directed, whom they obeyed blindly. In the mystery centers of Europe there were colleges of twelve who were initiated, and at the head of them was a thirteenth who was not initiated; they obeyed him. Whatever should happen, he should indicate. He relied on his instinctive will and the others, who were higher than he, carried out what he indicated. You can only understand this if you look back to those times when there was still great trust in a being in the world that was not bound to human thinking and willing. Today man considers himself to be the cleverest being in the world. But it was not always so. There were times when man said to himself: Yes, it is actually true that I can develop to a high level. I have the ability to do so, but I must not assume that just now I am already the creature in the world that has progressed furthest in its development. We can see from a simple example that this is a truth. Let us remember that it was only in the course of historical development that people gradually invented paper, namely, that activity by which certain substances are formed into paper. The wasp has been able to do this for a long time! Now man would have to say to himself: I had to acquire my knowledge only at a relatively late time. The wasp could not have learned its art from man; divine art rules in its ability. In what the wasp does, it is interwoven with divine wisdom. Similar feelings inspired such initiates, who came together in groups of twelve in pre-Christian times. They said to themselves: “We have certainly developed great powers within us, but with all our powers and abilities we achieve only that which is prescribed at a lower level in less developed individualities by higher divine beings.” They look to a thirteenth, who, in comparison to them, had remained at a childlike, naive level. They said: He does not have human wisdom within him as we do, but he is still imbued with divine wisdom. The oriental wise men, healers and magicians also said: We follow the one who is not as far along as we are, but who is at a stage where he still has divine wisdom within him. This renunciation spread like a magic breath over the ancient mysteries that had known this. And now you will remember Goethe's poem “The Mysteries”, where a thirteenth member is introduced into the circle of important men, Brother Mark. Here we have an apparition that is deeply rooted in human nature, even if it is far removed from today's man, consisting in the fact that an initiate of the fourth category, who does not reach such a high level through the development of his own powers as the others do, is nevertheless so respected that he leads the other twelve. We therefore have four types of initiates: healers, sages, magicians and the fourth type, which was called “human being” in a special sense. Four such initiates set out to describe the greatest event in the evolution of the earth: a sage, a healer, a magician and a human being in the sense of the initiates of the fourth category. One described it from the standpoint of the ordinary man, one is the magician who had a special understanding of the willpower of the Christ and enshrined it in his Gospel, and one is the healer who wrote the Gospel of Luke. That is why you find the tradition in which Luke is seen as a physician, and that also corresponds to the facts that Luke stands by his fellow human beings in sacrificial love. Then there is a wise man who has written what constitutes the wisdom of the nature of Christ. These are the four initiates who, renouncing to describe the whole, said to themselves: We can only describe what is close to our soul. Indeed, the humble modesty of these four people, who refrained from giving the whole picture of Christ, but only what they could see, could perceive according to their particular individuality, appears as something lofty and powerful compared to the consciousness of today's man, who does not doubt that he can grasp even the highest things with his intellect in every respect. Having already examined two sides of this momentous event in Basel in the lectures on the Gospels of Luke and John, today I would like to say a few words about the Gospel of Matthew. We could just as easily link to the Gospel of Mark. But there are certain reasons why I have chosen to describe this great event from a spiritual point of view after taking over, and why I have now chosen the Gospel of Matthew after the Gospels of Luke and John. The reason for this is that one should develop a feeling for how to approach the understanding of this world event in humble modesty. We learn great truths in the Gospel of Luke and in the Gospel of John. But what we encounter in the Gospel of Mark is so harrowing in part that if one has not yet heard the various things that tie in with the Gospel of Matthew, one would, so to speak, believe that there are profound contradictions between the Gospel of Mark and the other Gospels. One would not be able to cope with the Gospel of Mark, because it is in this gospel that the greatest, the most harrowing truths of the world are communicated; not the highest, these are contained in the Gospel of John. Therefore, today I will speak about the Gospel of Matthew. In our study of the Gospel of Luke, we saw that the most diverse spiritual currents in the world merged to form a common stream at the time of the Christ event. It has been shown how, on the one hand, the teaching of compassion and love from the Buddha flows into Christianity; and on the other hand, it has been shown how the teaching of Zarathustra has flowed into Christianity. But all pre-Christian spiritual currents have also flowed into this significant event. And the Gospel of Matthew shows particularly how the ancient Hebrew spiritual current, the spiritual current of ancient Judaism, has flowed into it, so that in order to understand the Gospel of Matthew, one must speak of the actual mission of the ancient Jewish people. As you know, spiritual research draws not only from the Gospels, but also from the spiritual world, from the imperishable Akasha Chronicle. If all the Gospels had been lost due to some cataclysm on earth, what spiritual research has to say about the events in Palestine could still be said from the pure sources available to spiritual research. When we have this from the pure sources available to spiritual research, we compare it with the great records, the Gospels, and then that wonderful agreement appears, which instills in us a great reverence for the Gospels, to which we look, and from which it becomes clear to us what high source they must come from. For the writers of the Gospels tell us what we can only understand if we are schooled in the way spiritual science gives us to look. What is the mission of the Hebrew people? To understand this, we must look back a little on the course of human development. You know that human abilities have developed. Only materialistic science, which sees no further than the tip of its nose, believes that these human abilities have developed by themselves. At the most, it still believes that humanity has developed from animality, but it is not able to go back to real soul abilities. Spiritual science, however, knows that the soul abilities thousands of years ago were different from today. Thus, in ancient times, people had what is called a dull, dim clairvoyance. It was only in later times that today's consciousness gradually emerged from this clairvoyance; and this development began at a very specific point in time, when this kind of imagination began to affect humanity. If we look back to ancient Indian culture, we find a kind of clairvoyance there. Today's man must look at the things around him if he wants to get to know them. The ancient Indian did not get to know things in the way he looks at them now. There was no science like the one taught to children today. A wise man in ancient India received his knowledge through inner inspiration when he turned his inner self completely away from the outer world, when he rested in himself or in his higher being. He called this his union with Brahma. He thus received the knowledge through inner inspiration. It was knowledge based entirely on clairvoyant inspiration. External knowledge, on the other hand, was maya for him. But this clairvoyance increasingly receded. Even in the ancient Persian culture there was a strong admixture of external observation, even if inner knowledge still prevailed. Similarly, in the third cultural epoch, inner inspiration was still present, even though people had already progressed in grasping external things. In ancient Chaldea, there was what is called astrology today; it was a kind of star science. Today, in the outer sciences, no one knows anything about the essence of astrology. Today, no matter how closely you examine the stone records, you know nothing about the actual essence of astrology. No one today can evoke the feeling that astrology evoked for the ancient Chaldeans. It was not knowledge born of observation of the starry heavens. The Chaldean did not study the physical planet Mars by turning his gaze up to it, but what was known of it by inwardly allowing the clairvoyantly inspired knowledge to shine forth. This is not an external process of combining, and there is no full awareness of what this knowledge reveals about the outer space of the heavens. In the ancient places of initiation, only the first concepts of knowledge of the world of the stars arose. In what is communicated there about the evolution of the Earth and the connections between the Earth and Mars, and so on, we still have knowledge born out of the inner being. Similarly, Egyptian geometry was knowledge born out of the inner being and applied only to the measurement of the outer field. It was only through the development of other powers that the ancient Chaldeans were able to arrive at external knowledge. This mission of bringing humanity to an external, combining knowledge was assigned by the spiritual leaders of world evolution to the Hebrew people. All the knowledge of the Indians, the Persians, the Chaldeans, the Egyptians, however significant it was, did not require a physical brain. This knowledge was stored in the etheric body, which is not bound to the physical brain and functions freely. When man works freely in the etheric body, the picture arises that constitutes the knowledge of those ancient peoples; just as even today all clairvoyant knowledge arises when man is able to lift the etheric body out of the physical body, not to use his physical brain. Mankind should acquire the ability to perceive through its brain. For this purpose, the personality had to be chosen that had the most suitable brain, that was least predisposed to clairvoyant inspiration, but that could use the brain. Here we have another point where reading the Akasha Chronicle confirms the facts of the Bible. What is written in the Bible is correct to the letter. Indeed, a personality had been chosen who, by virtue of her physical organization, had the most suitable brain to establish what made spiritual work possible through the brain. This personality was Abraham. He was chosen to fulfill that mission which was to enable people to perceive the outside world through their physical brain. It was a personality that was least likely to have any kind of inspiration, but who logically explored the external phenomena in terms of measure, number and weight. An older tradition regards Abraham as the inventor of mathematics, and it has more right than today's outer world-sense. Now it is important that this mission be properly introduced into the world. Let us consider how a mission was transmitted in the past. How was it propagated in humanity? It was transmitted from teacher to pupil. He who had an inspiration transmitted it to his successor. But that which was transmitted to the ancient Hebrew people was bound to a physical tool that could not simply be passed on to descendants if they did not have the appropriate brain. Therefore, it had to be bound to physical inheritance, had to be inherited through generations. It was not a group of disciples that followed Abraham, but a people to whom this brain could be inherited through generations. Therefore, Abraham became the progenitor of his people. It is wonderful to see from the Bible how the leading spiritual powers entrusted this mission to Abraham. What was to be given to humanity through the mission of Abraham? What had been known earlier through inspiration was to be rediscovered; it was now to be achieved again through mere combination on a different level. Through this, what had been found through combination had to be modeled according to the law. Therefore, Yahweh said: This mission should be an image of the highest lawfulness that we know. He said: Your descendants shall be organized as the number of stars in the sky. It is a complete misunderstanding to translate this passage from the Bible as if Yahweh had said that Abraham's descendants should be as numerous as the stars in the sky, but that they should reproduce in a lawful manner, so that the lawfulness is expressed as the lawfulness of the firmament. Abraham had a son Isaac and a grandson Jacob. We see how the twelve tribes of the Jewish people descended from him. These twelve tribes are a reproduction of the lawfulness of the twelve signs of the zodiac. A new organization of the people was to be ordered in Abraham like the stars in the sky. So we see how spiritual science extracts the real meaning from the documents of the Bible, and there we get a correct idea of this deepest document of humanity. What is old clairvoyance should be renounced. No longer should existence take place in such a way that one keeps one's gaze averted from the outer world, but man's gaze should penetrate and search the outer world. But this mission was a gift that was to come to mankind from outside. Abraham had the mission to pass on the ability of the brain to his descendants. It was to be a gift, and so we see that Abraham receives all the Jewish people as a gift. What could a spiritual power have given to Zarathustra? A teaching, something one-sidedly spiritual; but to Abraham there had to be a gift of his people, a real gift based on the reproduction of the physical brain. How were these people given to him? By his willingness to sacrifice his son. If he had done that, there would have been no Jewish people. By receiving his son back, he received the entire Jewish people as a gift from outside. In the moment when Abraham receives back Isaac, whom he was supposed to sacrifice, he receives the entire Jewish people, his descendants, back as a gift. This is a gift from Yahweh to Abraham. And so the last of the gifts of clairvoyance was also given. The individual gifts of clairvoyance are divided into twelve, and they are represented by the twelve constellations, for they are gifts of heaven. The last of these gifts of clairvoyance was sacrificed by Abraham in order to receive the people of Israel. The ram that Abraham sacrificed in place of his son is the image of the last of the gifts of clairvoyance. Thus the Jewish people received the mission to develop the ability to combine, to get to know world phenomena through their own abilities, which are contained in the brain, to a certain unity, which is presented as Jahve. And this mission is so exacting that everything inherited from the earlier form of perception is eliminated from the Jewish people, namely, the old form of clairvoyance. Joseph still had dreams of the old clairvoyant kind. He still used the old form of clairvoyance; but he was cast out of the community because the Jewish people had the mission to eliminate this old ability of clairvoyance from its development. And so Joseph is sent away. But this makes him the mediator between the Jewish people and that which they must accept in order to fulfill their cultural mission. Abraham's sons had renounced the inspiration that comes from within; so they had to receive from without what would otherwise have come to them as inspiration, as a message from within. When they are led to Egypt, they receive it through Moses, they who are now the missionaries of external physical thinking. What the other peoples have received through inspiration, they now receive from outside as law. It is indeed the case that what we call the Ten Commandments is the same as what other people have received through inner inspiration. From Egypt, through Moses, the Jews received from outside as commandments what should actually have been heavenly inspirations. After receiving the inspirations from Egypt, this people settled in Palestine. This nation was destined to give birth to the one bearer of the Christ out of its own ranks. These qualities, handed down from generation to generation, were to produce the physical body of Jesus; therefore all the abilities that were present in Abraham in the first instance must add up. The entire Jewish nation had to mature and develop to such an extent that what was present in Abraham as an inclination was brought to its highest peak in one descendant. To understand this, we must draw a comparison with the development of an individual human being. During the first seven years, it is mainly the physical body that develops. From the seventh to the fourteenth or fifteenth year, i.e. in the second cycle of life, it is the etheric body that develops, then the astral body; only then does the I emerge. What is present first as a predisposition only comes out when these three bodies have developed. This also applies to an entire nation. The Abraham predisposition first had to be incorporated into the physical, etheric and astral bodies before it could be taken up by the ego. We have to divide the development of the Jewish people into three epochs. What takes seven years in the development of an individual human being is spread over seven generations in the development of a nation. Or, as you know, in inherited traits a son does not resemble his father so much as his grandfather. Therefore, two times seven, or fourteen generations, are actually necessary to allow a people to mature, which unfolds in an individual human being between birth and the change of teeth. Fourteen generations developed the qualities that were present in Abraham in his physical body; fourteen more generations in the etheric body and fourteen more in the astral body. Only then was it possible to allow such a human being to mature as was needed by the Christ-being. This is described by Matthew in the first chapter of his Gospel, where he says that from Abraham to David fourteen generations passed, from David to the Babylonian captivity fourteen more generations, and from there to Jesus fourteen further generations, thus three times fourteen or six times seven generations had to pass. The writer of the Gospel of Matthew based his book on this profound wisdom. That which was Abraham's specific mission was also to flow into the body of Christ Jesus; but this could only happen through the succession of generations in a lawful manner. Then this child Jesus, who derived from Abraham through forty-two generations, was able to complete the mission of the patriarch. Matthew describes to us the wonderful lawfulness with which this happened. When a cycle of development is complete, a brief repetition of the earlier facts at a higher level must take place, and indeed we find this repetition wonderfully described in the Gospel of Matthew. Abraham comes from Ur in Chaldea, migrates to Canaan, then goes to Egypt and back to Canaan again. That is his journey. The reborn Zarathustra was incarnated six centuries before our era as a great teacher of the Chaldean mystery schools under the name Zarathos. That was his last incarnation before he was reborn in Jesus. Now he walks the same path that Abraham came by. He starts from roughly the same place that Abraham began his journey. And in the spiritual world he also follows the route that Abraham took, all the way to Bethlehem. So the path that Abraham covered physically is taken spiritually by Zarathustra. And the successors of those who were his students six hundred years ago follow him again in the star that shows them the way to Bethlehem. They retrace the steps of Zarathustra as he takes incarnation. Then he arrives there and is reborn in Canaan. In the Old Testament, we see Joseph being led to Egypt as a result of a dream; now we see another Joseph being led to Egypt physically as a result of a dream. And so the boy is physically led back to where the Jewish people await the Redeemer. The ancient Jewish people also received food from Joseph during the famine in Egypt. If you draw on a map the same route taken by the Magi, and further compare the route that Joseph, the son of Jacob, was led to Egypt with that traveled by the Solomonic Christ Child, you will find that the corresponding routes are almost exactly the same. There are some slight deviations, but these are due to different circumstances. The writer of the Gospel of Matthew describes the route so precisely. It is precisely from such facts, which we can know even if all the written Gospels were to be lost, that we get the great reverence for the Gospels. Mankind could come to ever higher truths and achieve ever greater wisdom, of which perhaps very little is suspected even today; and when, after millions of years, we know much, much more about the mighty event, we can also draw this wisdom from the Gospels. This, again, is a piece that can lead us further to an understanding of the Christ event. Just as the teaching of Buddha and of Zarathustra, so also the nature of the Hebrew people has been incorporated into the nature of Christ Jesus. All that had appeared on earth before was reborn in a higher form through Christianity. All that was previously on earth in the way of spiritual culture came to earth through the great leader of earthly development, 'Christ, who sent to earth those to whom he had first given the mission of preparing on earth what he had to do. He was still in the heights of heaven and sent the messengers down. And they, the great founders of religions, had to prepare people for his coming. The last of these messengers was the Buddha, who brought the teaching of compassion and love. But there were other Bodhisattvas before, and after Christ there will be other Bodhisattvas who will have to expand what came to earth through Christ Jesus. It will be good if people listen to the Bodhisattvas who come afterwards, because they are his servants. Every time a Bodhisattva appears in the future, for example after three thousand years, people will understand the Christ, who outshines everything, a little better. Christ is the one who is the deepest essence, and the others are there so that Christ may be better understood. Therefore, we say that Christ has sent the bodhisattvas before to prepare humanity for him; and he sends them after so that the greatest act of earth evolution can be better and better understood. We are only at the beginning of our comprehension of this Entity, and the more Sages and Bodhisattvas come to earth, the better we shall understand the Christ. Through all this wisdom that is pouring down upon the earth, we shall be able to recognize the Christ more fully. So we stand on earth as seeking human beings. We have begun to struggle to understand the Christ. We have applied what we have recognized about him and will apply everything the bodhisattvas teach in the future to better understand the Master of all bodhisattvas, the center of our system. In this way, humanity will become ever wiser and will come to know the Christ ever better. However, it will only understand him fully when the last of the Bodhisattvas has done his duty and brought the teaching that is necessary to enable us to grasp the deepest essence of earthly existence, the Christ Jesus. |
158. The Kalevala: Third Lecture
15 Nov 1914, Dornach Rudolf Steiner |
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When they are in the spiritual world with their ego and astral body, they come into contact with the truths that are to be true anthroposophy in humanity. What future physical knowledge is to become comes to her consciousness. One could say that Emerson receives something like this in his sleep. |
158. The Kalevala: Third Lecture
15 Nov 1914, Dornach Rudolf Steiner |
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Yesterday we spoke at least in a few words about the extent to which the Earth itself is a source of inspiration for people living on it. Of course, only hints can be given in a field that is as all-encompassing as this. It is important and significant, especially in our time, to become aware that such connections exist as those we have been talking about, because man within the evolution of the earth is at the point, especially in our present time, of emancipating himself, as it were, from this earthly influence, and, on the other hand, to allow himself to be permeated by those influences that do not come from the world of the earth but from the spiritual world surrounding the earth. This endeavour to get into human abilities, into human thinking and feeling, that which is not merely earthly, underlies our spiritual-scientific endeavour. All tendencies of modern education are really moving towards this spiritual-scientific endeavour, and it may well be said that there are two things that must increasingly come to the consciousness of the modern human being. The first is that man, in relation to his own soul essence, belongs to a world that does not reveal itself to the external senses, but that lies behind the external sense world. Man belongs to such a world with his innermost soul being, which can be reached neither through sense observation nor through inferences and logic based on sense observation. It will be the task of our time to gain clarity on this point, that all knowledge conveyed by the external senses and their philosophy, which is based only on external sensory knowledge, cannot approach what the human soul actually is. The second truth is one that you are familiar with from your spiritual scientific life, but you also know that it is still very far from the general consciousness of the present day. It is the important truth of repeated earthly lives, of the fact that the human soul is not exhausted in the body in which it lives between birth and death, in all that is connected with this body, but that it goes from life to life. Because these two truths, that the soul belongs to a world that lies behind the sensory world and that it goes from life to life, are among the most important for our time, which must be understood first, I have added a chapter to the second volume of my Rätsel of Philosophy», I have added a chapter in which these two truths in particular are pointed out in an intensive way from the course of human development, because it is an urgent requirement of our time that more and more people learn to understand precisely these two truths. Since this book, “The Riddles of Philosophy”, is not specifically aimed at anthroposophists, but at all people who can read and understand what they read, an attempt had to be made to point out these two truths as briefly but as sharply as possible. It may be said that it lies in the deeper consciousness of people in modern times to direct their thoughts towards these truths. For the time being, I will just say to direct their thoughts. We can see such tendencies to direct thoughts towards these truths everywhere. I have sometimes tried to cite people from the new spiritual history who tend towards such truths. Today I would like to give another example. Emerson is undoubtedly one of the greatest minds of the 19th century, who wrote so meaningfully and forcefully, if not in pedantic philosophical language, then in a forceful language. Whether he is talking about nature or the human race, Emerson points out that the outer structure of the world, which man surveys with his senses and comprehends with his mind, is only the shell, the phantasmagoria, and that one can only arrive at the truth by trying to penetrate behind the phantasmagoria. But minds like Emerson's go even further. And I would like to give an example of this. Among his very significant books, Emerson also wrote one called “The Representatives of the Human Race”. In this book, he treated Plato as a representative of all philosophical human endeavor; Swedenborg as a representative of mystical human endeavor; Montaigne, a significant mind of the 16th century , as representative of skepticism; Shakespeare as representative of the poetic faculty; Goethe as representative of the literary faculty; and Napoleon as the man of action, as representative of the man of action. This book has certainly achieved something significant. It highlights the types of humanity in relation to the soul. It would make for an interesting reflection if one were to shed light on how Plato's representative of philosophical endeavor and Montaigne's representative of skeptical endeavor are actually met. This book marks one of the greatest achievements of human spiritual endeavor. Now, Emerson curiously devotes, I would say, a particularly loving portrayal to Montaigne, although this loving portrayal is only encountered when one thoroughly engages with this chapter on Montaigne. This is also very significant for Emerson's commitment to the spiritual-scientific world view. Anyone who seriously engages with this world view becomes aware of how truly every thing has two sides, how when one tries to express a truth, one can only say something one-sided and the second side must lurk in the background, as it were. The skeptic who has a vivid sense of the fact that one is, as it were, already doing an injustice when formulating a truth strictly, is touched in the deepest sense by the spiritual-soul fluid that is always present in the human soul and that prevents one, as soon as one is only touched by the spiritual world, from stating a sharply contoured truth with too much aplomb, without pointing out that in a certain sense the opposite of it also has a justification. This sense of having been touched by a feeling that comes from spirituality is what makes Montaigne an important figure. But that is not what I wanted to point out. I wanted to point out how Emerson tells how he came to Montaigne. He says: Even as a boy, I found a volume of Montaigne in my father's library, but I did not understand him. — When he had then graduated from college, he looked at the book again, and then he got the strange urge to get to know, sentence by sentence, what Montaigne had written. And he did that, following this urge. Now we see in the chapter about Montaigne, which Emerson wrote, that he was looking for an expression for why he was suddenly obsessed by Montaigne and suddenly began to absorb him completely. He finds no better expression for it than to say: It was as if I had written these books by Montaigne in a past life. From this you can see how a man of the most eminently modern mind, who approaches what is demanded by the present, is forced, when he wants to express himself about the most intimate things in his soul, to form an expression that tends entirely towards the spiritual-scientific truth of reincarnation. He cannot find a better expression and must therefore resort to the idea of repeated lives on earth. Something like this is extremely characteristic and tremendously significant, and this now leads us to tie in with the idea that was expounded yesterday. If we look at the most distinguished minds of our time – and one of the most distinguished is Emerson – then, on the one hand, if they are as great as Emerson, they have inherited the knowledge of the earth, in that they are part of the evolutionary process of the earth. They know what is absorbed by a person today. They know that when you are placed at a certain point on earth, you speak a certain language and so on, that it is customary in the place where you are sent to hand these things down to the child, to the young person, and thus to bring that which is called education to the people. This knowledge, which is handed down to a people in this way, is knowledge of a wide scope. It is fair to say that this is knowledge of a broad scope, and one can see how Emerson actually proceeds. We know that when he had a lecture to give, it seemed as if what he said sprang forth from his mind as he was saying it. Everything seemed improvised. If he was visited on a day when he was supposed to give a lecture, the visitors could see that all kinds of notes were lying around the room, from which he had gathered what he had to say, so to speak, about the outward appearance of his material. But behind what he passed on to humanity lay intimacies, and this is precisely an intimacy, which I have expressed, that the idea of repeated earthly lives shimmers quite chastely in one place. One can see how even the best of our time, by feeling and feeling through such truths in their souls and also expressing them, remain chaste within themselves, do not yet want to carry these truths into the realm from which external knowledge arises. If we now approach the matter from a spiritual scientific point of view, we have to illuminate it differently, because our time is the time whose mission it is to bring to clarity and to real knowledge what has so far been held back in the soul and only occasionally hinted at, clarity, to bring it to real knowledge, to shape it into forms of knowledge, so that our time really has the task of making many things that have emerged from the souls of the best up to this time of ours into full clarity, into a truth that is self-evident for people. And here we can describe exactly how it was when Emerson, in his rich lectures, would soon say a sentence expressing a realization about the industrial life of his surroundings and then a few lines later bring something that deals with ancient India, and then again something that deals with Shakespeare. So he gathers together, so to speak, the knowledge of the earth and then often a remark slips out of him that comes from the intimacy of his soul. Where does what lies in such a remark come from? This can only be answered by considering all sides of human nature. Man recognizes only the least, only a part of his life, which takes place from waking to falling asleep, during his time on earth. The other part of life is spent asleep, and this part of human life is very, very diverse. It is true that for many, many people this life in sleep proceeds in such a way that they come into contact with elemental world entities that are connected with lower expressions of human nature than the daytime expressions. One would like to say that people engage in all sorts of nonsense from the moment they fall asleep until they wake up, in the realm of elementary life, of nightlife, things that they have outgrown when they are in the outer life. Who would not know that he often has to be ashamed of his dreams. This is a general experience that anyone can have. Man, then, during sleep, does all kinds of foolish things, in a company that is not a good one, but one that appeals to his passions, his instincts, and is much worse than the one in which he is educated during his waking life. Only if we understand this can we better understand many historical events. To prevent people today from making too much of a mess of things in the physical world, they need to be endowed with the gift of not attaching too much importance to their dreams. He therefore forgets his dreams very easily, forgets the Allotriia from the dreams, and that is good for him, because he should be prepared to enter the spiritual world in waking consciousness, while the prehistoric times were there to let people enter this spiritual world during sleep until they woke up. Strictly speaking, a stronger awareness of this world is not as far behind us as is usually believed. I will give you an example of this too. There is a picture by Albrecht Dürer that has posed many riddles for many people, especially scholars. The etching is about a satyr-like, faun-like figure that is holding a female being, as it were. From the background, another female figure appears, approaching the couple as if to punish them. And a Hercules-like male figure stands nearby, holding a club in his hand, which he uses to hold back the punishing female figure from the group of the woman with the satyr, preventing her from approaching. It is, one might say, quite remarkable, extremely remarkable, how the scholars have struggled to understand this picture. It is usually called 'Hercules'. But what it expresses is not found in the usual Hercules saga. So one wonders: how did Albrecht Dürer come up with this scene? And some very curious ideas have been put forward. One can see, for example, how helpless Herman Grimm is in the face of this picture. He does not know what to make of it. He comes up with the strangest ideas. And why is that? Why can't people make sense of it? Because he and the scholars do not know — as Albrecht Dürer still did — that people can still enter a spiritual world when they are asleep. Today, this awareness has been lost. But Dürer still knew, for example, that there are men who, during sleep, engage in all sorts of antics with the elemental world, men who are quite civilized during the ordinary time, but during sleep they fall back into the world of drives and do all sorts of useless things, all sorts of antics. In the painting by Albrecht Dürer, we see the satyr and Hercules with the club. Good old Hercules, who is standing there, would like to be this satyr himself. But he lives in the physical world, in a moral world on the physical plane, and his wife does not allow him to do so. She comes along and wants to drive him away. But he likes it and holds her back. We see here an inner process of the soul and know that Albrecht Dürer still knew something of these things. Thus much in the art of not so distant centuries can be explained, because at that time there was still an awareness of the connection of man with the spiritual-elemental world immediately adjacent to the physical. But if we turn to such noble minds as Emerson's, we have to say that they do not engage in frivolities during their sleep, but in noble things. When they are in the spiritual world with their ego and astral body, they come into contact with the truths that are to be true anthroposophy in humanity. What future physical knowledge is to become comes to her consciousness. One could say that Emerson receives something like this in his sleep. That is why it fits so chastely and intimately into what he has to say about the physical life with his physical senses and mind, surveying the wide expanse of earthly life. Now it would not be in keeping with the evolution of humanity if people were simply to grasp, as I said, in their life of sleep, what lies behind the appearance of sense and behind the phantasmagoria of the senses. For that is again the meaning of evolution, that the life of sleep loses more and more of its significance in knowledge. One must be a great spirit like Emerson if one wants to conquer something out of the life of sleep, like the idea of repeated lives on earth. But what is spiritual must come into humanity, must find its way into humanity. Just as these truths are related to the innermost human soul life, as they reveal themselves there, as it were, in a kind of dawn, especially in spirits like Emerson, so on the other hand there must be an earthly disposition to understand such truths in the light of waking consciousness. There must be an earthly predisposition to perceive oneself in such a way that one finds it natural to recognize these truths. You understand that this is not yet natural in the present, because we are still such a small group as spiritual scientists, and all those who stand outside of spiritual scientific striving see us as fools or something similar. It is not part of modern education to recognize these truths directly. Man's natural temperament argues against it. As a rule, the logical arguments people put forward against spiritual science are extremely inferior, because people do not resist on logical grounds; they resist because, by their very nature, they are not predisposed to accept such truths today, through all that they are through the forces of the earth. But there must come a time when man's nature will be so constituted that he can immediately grasp these truths, just as he can grasp mathematical truths today. Man must be organized naturally so that he can grasp these truths. For this it is necessary that he is physically so constituted for the time that elapses between birth and death that his brain is so developed that he can see these truths. In the sense of yesterday's discussion, such a relationship must be established between the spirits that work in the earth and people, that people are constituted in such a way that they can absorb these truths, and this happens in such a way that an area of land, as I showed and sketched yesterday, leans from east to west towards the three gulfs I spoke of yesterday. This area of land is only a phantasmagoria on the outside. This area of land is in reality composed of the spirits of the earth. In reality, the spirits of this area of land work on people and physically shape them in such a way that they understand the truths of the spiritual and mental constitution of man and repeated lives on earth. What I would say is more for the Western spirits, which have to conquer from sleep, will have to become a more self-evident truth in waking life for those who lean towards the East in the evolution of humanity. The earth prepares its bodies, one would like to say, for what they need for evolution. This earth is absolutely that which I discussed yesterday: a far-reaching organism that is ensouled and that, from time to time, sends out the earth spirits from its soul life, which organize the bodies in such a way that they can intervene in evolution in an appropriate way. You see, these things are extraordinarily deep and significant, and one must really get involved with such things if one wants to understand what it is all about. However, if you compare the earth as an ensouled and spiritualized organism with what man is as an ensouled and spiritualized organism, there is a great difference. Man is related to the actual spirits of the earth through the exterior of his physical body, in which he actually does not usually live in it, but in which he is stuck in it. Through the etheric body, he is related to the spirits of water; through the astral body, he is related to the spirits of air, and through his connection with the ego, he is related to the spirits of fire. When a person leaves their physical and etheric bodies during sleep, they live with their ego and astral body only in relation to the warmth that pervades the earth and the air that flows and breathes through the earth. They are torn away from everything that configures earth and water in the physical body. Man is truly torn out of everything that, I would like to say, the physical and etheric bodies do as earthly beings when they sleep. Of course, air and warmth also belong to the earth, but only to the earth, not to the parts of the earth. Now, for man as a spiritualized being, warmth is, so to speak, that in which he dwells as in his own element. In the higher animals, there is already a preparation for this. They have their own warmth, not just the warmth of their surroundings. They live in their soul, in their own warmth. Man has particularly developed this, that he lives in his own warmth, that he has his own temperature. This is something that separates him from the great variety of the outside world. Heat is, as it were, something that every human being carries within himself and carries with him. There he is in his actual self, there he is at home in the warmth. In the air, he lives in it to a lesser extent. I would like to say that the differentiation of the earth already exerts a certain influence on him. Whether he lives in mountain air, sea air or country air, that makes a certain difference. In this way, the human being comes into relation to what affects him from the outside. This is the case with the human being as a soul-inspired and spiritualized organism. The opposite is the case with the earth as a souled and spiritualized organism. What warmth is for human beings, that is for the earth just the earth, the solid earthly, and warmth is for it the 'outmost' that has a relationship to the souled earth like to us the earth. The earth is earth through and through, as we are warmth through and through. The earth is outwardly differentiated in relation to warmth. Depending on whether it extends its limbs into the icy regions or into the sultry region of the tropics, it opens its soul outwardly to warmth, just as we, in relation to our physical body, incline toward the region in which we happen to live. In the case of the earth, it is exactly the opposite of the human being, and this is the basis for the interaction between the earth as a spiritual and animate organism and the human being as a spiritual and animate organism. Through this interaction, that which comes about in the physical human body arises so that this physical human body, in the succession of nations and peoples, enters into the evolution of the whole earthly existence in the right way. We have an intensive relationship between the earthly and the human precisely in those peoples who, as a mass of people, moved from east to west. And one could express this intensive relationship as if one were to see a mighty being in the earth itself, and this mighty being would decide to intervene in evolution in an appropriate way, let us say from the 20th century onwards. Then it must say to itself: I must direct certain spiritual entities up to my surface, I must let them be active in such a way that they prepare physical bodies so that the physical bodies can receive through the brain the truths that are beneficial to humanity in this time of evolution. What I have just expressed is like a thought that the earth has. This thought can only be grasped if it is grasped with the right devotion and reverence, if it is not taken like the thoughts of external science, but if it is regarded as something sacred, as something that cannot be uttered without reverence, because one is reminded of man's connection with the spiritual world, because one is directly immersed in the communication between the human and the divine, where such things are expressed. Therefore, attention should be paid everywhere to ensure that the necessary atmosphere of feeling and sentiment is present when such things are expressed. This is extremely important in such matters. One might say: in a certain sense, such things must not be expressed in any other way than that they are based on the feeling, the mood of prayer. A looking up to the spiritual worlds must pulsate through what we think through so thoroughly as we approach such thoughts. And that this can happen in a natural way, through the external environment alone, is why our body is constructed, and why everything that is to appear in it is made. Thus we see in what I have just described a kind of example of how the earth, as earth, works spiritually through what is contained in its solid element, how it creates and forms that which lives on it in evolution. If, on the other hand, we go more to the west, we have different conditions. Yesterday I explained to you a situation where the west interacts with the east, where the liquid element leans over like a mighty being towards the east and expresses the three-part soul nature, leaning over into the three great gulfs, which the spiritually inclined peoples of ancient Finland still felt as Wäinämöinen, Ilmarinen and Lemminkäinen, and which today are so prosaically referred to as the Gulfs of Finland, Bothnia and Riga. In the ancient Finnish people, that which comes from the liquid element and that which comes from the solid element worked together. In the Finnish people, the element that more constitutes the ethereal human being and refines the physical human being, the liquid element, and the element of the earth, that which comes from the earth, that which constitutes the physical human being, united. The question may be raised as to the significance of a people like the great Finnish nation, which has fulfilled such an eminent mission in the course of the Earth's mission and yet still remains for later times. All this has its significance in the whole progress of evolution, that such a people remain, that they do not disappear from the Earth when they have fulfilled their mission. Just as a person retains in living memory the thoughts that he has conceived at a certain age for a later age, so must earlier peoples also remain as a conscience, as a living memory in relation to what happens in later times: as a conscience. And now one could say: The conscience of the European East will be that which the Finnish people have preserved. There must come a time when an understanding of the tasks of evolution will take hold of the heart, when the ideas of Kalewala will flourish from the very heart of the Finnish people, when this wonderful Kalewala epic will be imbued with modern spiritual ideas and when the whole of Europe will be made aware of its depth. The European peoples revered the Homeric epics. The Kalevala flowed from even deeper sources of the soul life. This cannot be recognized today. But this will be understood when the teachings of spiritual science are applied in the appropriate way to explain spiritual phenomena in the evolution of the earth. An epic like Kalevala cannot be preserved without being preserved in living existence, without the souls that dwell in the body, which are related to the creative powers of Kalevala. It remains as a living conscience. In this way it can continue to work, not through the words but through that which has lived in it itself, continues to live, that there is a center from which it can radiate. What matters is that this is there, like the thoughts we have had earlier are there in later life. In the West, there is more of what forms and shapes the etheric body. These are difficult truths, and you will have to get used to them, because I do not have the opportunity, which one will hopefully have one day in the evolution of the earth, to deal with the things that I have to deal with in an hour over the course of a whole year. You will have to be open to supplementing many things with your thoughts, to meditatively reflect on what has been said. Then it will become fully familiar to you. In particular, do not try to approach things with these or those hasty nuances of feeling. In the West, there is more of an effect on the etheric body, which had to be formed in the same way, but at an earlier time, than it has to be done on the physical body in the East. You see, it is very easy to misunderstand such things, because the differences are fine, very subtle. If, for example, we see in the West that it depends on the peoples that the etheric body has been formed more by the spirits of water, it is self-evident – because the physical body is an imprint of this – that the physical body has also been formed as an imprint of the etheric body, out of the forces of water. But the important thing is that in the East the forces of the physical body have a more direct effect. So we have to focus on what is important. External physical science cannot make this subtle distinction. It sees that the Eastern physical body is configured in one way and the Western physical body in another. It does not see any more than that. Only spiritual science can go into such differences in more detail. Furthermore, language is so clumsy and very unsuitable for expressing such differences. When you say something completely different, you often have the impression that you are actually saying the same thing. Yesterday, for example, I had to say that for Asian peoples it is important that the forces that build up the physical body lie in their own etheric body. Today I have to say that it is important for the peoples of the West that the etheric body is formed from the forces of water. If you take all of this together, you will understand that in the old days it was the case that the etheric body had to be formed in the Eastern peoples of Europe, but today, now, is the time when the physical body has to be formed , while in the western peoples it is the case that their etheric body is formed after their physical body has already received its character more from the outside, that their etheric body is directly exposed to the genii of the sea, the genii of the water. In the case of Western peoples, what they are comes about through the impulses entering their etheric body. Where the impulses enter the etheric body more, what matters less is the spatial and more the temporal. How the impulses work in the succession of time is what matters more. If we look towards the east, we see how thoughts well up out of the earth, as it were, to prepare human beings for future evolution. If we look towards the west, we see thoughts welling up out of the fluid, the forces that form the etheric bodies in the succession of time. And there we see how, in the ancient times in the West, the etheric body of man was formed far into Central Europe in such a way that this etheric body lives out its immediate life in the body, alive, outwardly. What does that mean? It means, my dear friends, that in ancient times in western Europe there lived people who brought their way of life to light from the etheric body in the same way that people now bring it to light from the physical body — where the etheric body has already worked with these old impulses. There were people who still had a living relationship with the spiritual world, especially with the elemental world. That belongs to ancient times. Those times are, so to speak, already over, when the genii of the liquid element spoke to the etheric body of man in the West in the most lively way. But when this etheric body is spoken to, it is different from our time, when it is mainly spoken to the physical body of man. The physical body of the human being is spoken to in such a way that an impression is made on his senses, that he acquires knowledge and adopts certain habits of life that are connected with the impressions of the senses. These ancient Westerners were still more connected with the elemental world in their habits, in what lived within them. Among the Celts, there were people who knew about the elemental world just as we know about the physical world today; people to whom the elemental world was not closed, who could speak of nature genii, of water genii, of earth genii, just as we speak of trees, plants, mountains, clouds, who had direct contact with these nature genii. And the peculiarity of life in Europe is based on the fact that this was precisely the case in ancient times, because in those days, just as one acts today through the senses on the physical body, one acted on the etheric body of the human being. Then, of course, work was still being done on the etheric body of the human being, but this etheric body was formed and developed in such a way that the relationship of the genii of fluidity to it took place more in the subconscious, and the conscious relationship with the nature spirits receded more. How did this come about? For France, for example, it came about through the wave of Romanic evolution sweeping over the wave of Celtic evolution, permeating the Celtic element with the Romanic element. In the confluence of the Celtic and the Romance, we have two impulses. An old impulse, which directly mediates the connection between the elementary world and the etheric body, and in the new impulse, in the influence of the Romance, we have that which also enters the etheric body, but that it is like an historical, a historic wave, so that what I said in earlier lectures could occur, that a revival of the ancient Greek element could take place in the French element. If we want to understand this western type of human being correctly, we must assess these various impulses, which also flow into the etheric body, in the right way. And now, so to speak, we have spoken of characteristic phenomena with regard to the influences on the physical body and with regard to the influences on the etheric body. The situation is different when we consider the middle region. There things are somewhat different. There we are dealing with something, I might say, much more unexpressed, with something that can be less clearly characterized. There we are dealing with the fact that both spirits of the earth and spirits of the liquid element have a direct effect on the physical body. You see, it is a transition. Here, in the West, the spirits of the liquid element act directly on the etheric body. The spirits of the liquid element subside in Central Europe, and they are joined by certain spirits of the earthly element. They act directly on the physical body; less strongly on the etheric body. The spirits of the earthly element refine the physical body as you go further east. Therefore, in some way connected with Central Europe, we have everything that, over a long period of time, has provided Europe with such physical bodies that are accessible to the liquid and solid elements. And so we see how what flows into human evolution must become more complicated. We see how, out of this store, this reservoir, the people of the Franks, as I have described them, through the agency of the fluid and the solid, are preparing to reintroduce themselves into the Celtic-Romanic folk element; and only then does that which has confronted us as the active element in human evolution arise. The Franks who remained behind thus retain the peculiarity of preferring to receive in the physical body that which emanates from the liquid and earthly spirits – the Saxons are related to them in this respect. The Franks who moved to the West united their nature with that which comes from the direct influence of the genius of the sea, which becomes even more significant when we consider that it incorporates the historical element of the Romance language. In this way the impulses interlock and so we can understand how, above all, if we want to characterize Western Europe, we cannot come to an understanding unless we take into account everything that intervenes in the etheric body. If we want to characterize Central Europe, we have to say that it depends more on the physical body, it depends more on what is configured in the physical body. Now we see how such impulses, like the ones expressed, concentrate in certain centers, as it were, how they characteristically emerge in certain centers. Two such centers, which are truly characteristic of each other, are found in Central Europe on the one hand and in the British Isles on the other. In Central Europe, where it is most strongly expressed, we have what I have called the solid element, and where what comes from the spirits of the liquid and the spirits of the solid flows into the physical body, where it is mixed, and in the British Isles, where - in some ways more strongly than in France, for example - what comes from the spirits of the liquid element has a preferential effect on the etheric bodies. This has led to people living in these two areas who basically carry the same impulses within them; only some carry them in their physical body and are suited to everything connected with the work of these genii in the physical ; the others, in the British Isles, have them in their etheric bodies and are thus called upon to bring about everything that is connected with the impulses of the etheric body. If I may say it grotesquely, I could say that if you put a German and an Englishman together, you notice the difference when you look at their physical bodies. You only notice the similarity when you put the German's physical body together with the Englishman's etheric body. Only then does it become apparent that the same impulses are alive there. You see what emerges, caricatured, in the external view, which remains with the external phantasmagoria, I would say. Do not misunderstand the word. It only appears in its true form when one considers what becomes the basis of life, what the truth is. But because in the world the entities must work together, because it cannot be otherwise, because the world is a whole, it must be so that on the one hand certain impulses work through the physical body, on the other hand through the etheric body. I would say that is the way it should be. This is how the corresponding real interaction arises. And so you see, what appears in the spiritual world is that a very special relationship has come about between the German world and the British world. I have explained this very special relationship for the East and West in a previous lesson, in which I showed you how a certain struggle takes place in the spiritual world for the East and West, caused by the diversity of the souls that come from an eastern and the souls that come from a western body. The effect of the conditions just described is something else. I ask you not to take what I have to say today as if it can be understood or speculated upon rationally. One must observe in the spiritual world, otherwise one will not be able to arrive at the right conclusion. A harmony is gradually emerging between what is happening in Central Europe and the British Isles, a harmony, a true spiritual alliance that has gradually grown so strong that it can be said that spiritually speaking, no earthly souls love each other more than the earthly souls of Central Europe and the earthly souls of the British Isles. There the strongest love, spiritually conceived, exists, and that expresses itself outwardly in what we now see before us. Such are the complications of the situation. One would truly not express such things if they were based only on a lightly founded knowledge, if one had not gained them through the most painful experiences. Do not think that you can generalize by thinking that every alliance in the physical world is a war in the spiritual world, and a war in the physical world is an alliance in the spiritual world. Things are as I have described them to you. And that this is expressed as a struggle is the expression in today's materialistic culture for the difficulty of really living out the matter in the spiritual. Our time is reluctant to recognize what is present in the spiritual world, not only in words but also in deeds. It tries to present the opposite of what is present in the spiritual world, because the materialistic age is also reluctant to recognize the spiritual in deeds. And so the tendency of the spiritual world – namely, after the harmony of the physically achieved in Central Europe and the ethereally achieved in the British Isles – is drowned out in Maja by what is happening today in the form of struggle and mutual hatred. You see, it is worthwhile for those who are not spiritual scientists to consider us fools, because the insights that emerge from the spiritual world are very much at odds with what can be observed in the physical world. But we can be assured that the further development of humanity depends on the fact that spiritual truths will really penetrate, that people really learn to see beyond the world of the senses. For this to happen, events are necessary, of which I have spoken more or less clearly in these days. We can be glad that Karma has brought us together here in a neutral area, where it is possible to speak so frankly about these things, for it is not easy to speak about them, especially today. But it is good for the humanities to find their way into these things, because they may regard what happens in the outer world precisely as an incentive to look behind the veil. Much would remain quite incomprehensible if one could not see behind this veil. Things only get their full meaning when one sees behind this veil. |
158. Poetry and the Art of Speech: Preface
Tr. Julia Wedgwood, Andrew Welburn Julia Wedgwood |
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[4] For a fuller explanation, see Steiner's classic description of these three systems in The Case for Anthroposophy, ed. Barfield (London 1970), pp. 69ff. |
158. Poetry and the Art of Speech: Preface
Tr. Julia Wedgwood, Andrew Welburn Julia Wedgwood |
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282. Speech and Drama: The Forming of Speech is an Art
05 Sep 1924, Dornach Tr. Mary Adams Rudolf Steiner |
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Steiner and myself independently, in the conviction that anthroposophy, ready as one expects it to be to give new impulses today in every sphere of life—in religion, in art, in science—must also be able to furnish new impulses for the art of the drama. |
282. Speech and Drama: The Forming of Speech is an Art
05 Sep 1924, Dornach Tr. Mary Adams Rudolf Steiner |
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My dear Friends, This course has a little history attached to it, and it is perhaps good that I should weave this little history into the introductory words that I propose to give today. For that is all we shall attempt in this first lecture—a general introduction to the whole subject. The proper work of the course will begin tomorrow and will be apportioned in the following way. I shall give the lectures; and then as far as demonstration is concerned, that will be taken by Frau Dr. Steiner. The course will thus be given by us both, working together. The arrangement of the course will be, roughly speaking, as follows. Part I will be devoted to the Forming of Speech, and Part II to the Art of the Theatre—dramatic stagecraft, production and so on. Then, in Part III, we shall consider the art of the drama in relation to what it meets with in the world outside, whether in the way of simple enjoyment or of criticism and the like. We may call this third part: The Stage and the Rest of Mankind. We shall have to discuss together certain demands that our age makes upon the art of the drama, and see how we can enable it to take its right place in the life of man as it is lived today. I said the course had a little history behind it. It began in the following way. A number of persons closely connected with the stage approached Frau Dr. Steiner and myself independently, in the conviction that anthroposophy, ready as one expects it to be to give new impulses today in every sphere of life—in religion, in art, in science—must also be able to furnish new impulses for the art of the drama. And that is most assuredly so. Several courses on speech have already been given here by Frau Dr. Steiner; and at one of them, where I also was contributing, I added some considerations that bore directly on the work of the stage. These had a stimulating effect on many of those who attended the course, some of whom have since been introducing new features into their work on the stage, that can be traced to suggestions or indications given by us. Groups of actors have made their appearance before the public as actors who acknowledge that, for them at least, the Goetheanum is a place where new impulses can be received. And then there is also the fact that the art which has been among us since 1912, the art of eurhythmy, comes very near indeed to the art of the stage. This follows from the very conditions eurhythmy requires for its presentation. Dramatic art will, in fact, in future have to consider eurhythmy as something with which it is intimately connected. This art of eurhythmy, when it was originally given by me, was at first thought of within quite narrow limits. I should perhaps not say ‘thought of’, for it was with eurhythmy as it is with everything within the Anthroposophical Movement that comes about in the right way: one responds to a demand of karma, and gives just so much as opportunity allows. No other way of working is possible in the Anthroposophical Movement. You will not find with us an inclination to plan ‘reforms’ or to put out some great ‘idea’ into the world. No, we take our guidance from karma. And at that time a need had arisen—it was in a quite small circle of people—to provide for some kind of vocation. It all came about in the most natural manner, but in a manner that was in absolute conformity with karma; and to begin with, what I gave went only so far as was necessary to meet this karma. Then one could again see the working of karma in the fact that about two years later Frau Dr. Steiner, whose own domain was of course very closely affected, began to interest herself in the art of eurhythmy All that eurhythmy has since become is really due to her. Obviously therefore this present course as well, the impulse for which goes right back to the years 1913–14, must take its place in the Section for the Arts of Speech and Music, of which Frau Dr. Steiner is the leader.1 For now, as a direct culmination of these events, the idea has arisen of doing something here for the development of the arts of speech and drama. Making a beginning, that is; for what we do would naturally only attain its full significance if the audience were limited to professional actors and those who, having the necessary qualifications, are hoping to become such. We should then probably have been a comparatively small circle; and we should have been able, working through the course in its three Parts (as I have explained is my intention), to carry our study far enough to allow of the participants forming themselves afterwards into a working group. They could then have gone out from Dornach as a touring company and proved the value, wherever they went, of the study we had carried through together here. For the deeper meaning of such things as I intend to put before you in this course will obviously only emerge when they are put into practice on the stage. This therefore would have been the normal outcome of a course of lectures on Speech and Drama. That not all of you assembled here desire a course on this basis is perfectly evident. Nor would it be possible to carry it through with the present audience. Obviously, that is not feasible—although perhaps it would not, after all, be such a terrible disaster for the world if in some of our theatres the present actors could be replaced from here! But I see a few friends sitting in the audience of whom I know very well that they have no such ambition! And so it turns out that there are two reasons why the course could not take on this orientation towards a practical end. For, in the first place, unfortunately neither those on whom it would have devolved to carry out the plan, nor we who were to give the impulse for it, have any money. Money is the very thing we are perpetually feeling the lack of. In itself the plan would have been perfectly possible, but there is no money for it; and unless it were properly financed, it could naturally not be put into effect. The only possibility would be that some of you who feel stimulated to do so should go ahead and undertake something at your own personal risk. Secondly, such a keen interest was aroused in the course that one had to begin to consider who else might perhaps be allowed to attend. At first, we were rather strict; but the circle having been once broken into, all control goes to the winds—and that has most emphatically been our experience on this occasion. Our course, then, will set out to present the art of the stage, with all that pertains to it, and we shall find that the art of the stage has to reach out, as it were, in many directions for whatever can contribute to its right development and orientation. Today, I want to speak in a general introductory way of what I have in mind as the essential content of our work together. The first thing that calls for attention is that if speech is to come in any way into the service of art, it must itself be regarded as an art. This is not sufficiently realised today. In the matter of speech you will often find people adopting an attitude such as they adopt also, for example, to the writing of poetry. It would hardly occur to anyone who had not mastered the preliminaries of piano-playing to come into a company of people and sit down at the piano and play. There is, however, a tendency to imagine that anyone can write poetry, and that anyone can speak or recite. The fact is, the inadequacy and poverty of stage speaking as it is at present will never be rectified, nor will the general dissatisfaction that is felt on the matter among the performers themselves be dispelled, until we are ready to admit that there are necessary preliminaries to the art of speech just as much as there are to any performance in the sphere of music. I was once present at an anthroposophical gathering which was arranged in connection with a course of lectures I had to give. It was a sort of ‘afternoon tea’ occasion, and something of an artistic programme was to be included. I do not want to enter here into a description of the whole affair, but there was one item on the programme of which I would like to tell you. (I myself had no share in the arrangements; these were made by a local committee.) The principal person concerned came up to me and I asked him about the programme. He said he was going to recite himself. I had then to call to my aid a technique that is often necessary in such circumstances, a technique that enables one to be absolutely horror-struck and not show it. It is a faculty that has to be learned, but I think on this occasion I succeeded pretty well, to begin with, in the exercise of this little artifice. I asked him then what he was going to recite. He said he would begin with a poem by the tutor of Frederick William IV, a poem about Kepler. I happened to know it—a beautiful poem, but terribly long, covering many pages. I said: ‘But won't it be rather long?’ He merely replied that he intended following it up with Goethe's Fairy Tale of the Green Snake and the Beautiful Lily; and that if all went well, he would then go on to recite Goethe's poem Die Geheimnisse. I can assure you that with all the skill I could muster it was now far from easy to conceal my dismay. Well, he began. The room was only of moderate size, but there were quite a number of people present. First one went out, then another, then another; and presently a group of people left the room together. Finally, one very kind-hearted lady was left sitting all alone in the middle of the room—his solitary listener! At this point the reciter said: ‘It will perhaps be rather too long.’ So ended the scene. It is, as you see, not only outside the Anthroposophical Society but even within it that such a point of view in regard to speech may be met with. I have taken a grotesque example, but the same sort of thing is constantly occurring in milder form, and it is imperative that we make an end of it, if our performances in this domain are to find approval with those who understand art and are moved by genuine artistic feeling. There must be no doubt left in our minds that the forming of speech has to be an art, down to each single sound that is uttered, just as music has to be an art, down to each single note that is played. Only when this is realised will any measure of satisfaction be possible; and, what is still more important, only then will the way open for style to come again into the arts of speech and drama. For the truth is, people have ceased troubling about style altogether in this domain; and no art is possible without style. But now, if we are to speak together here of these things, the need inevitably arises that I should at the same time draw your attention to the way that speech and drama are related to the occult—the occult that is ever there behind. And that brings us to the question: Whence in man does speech really come? Where does it originate? Speech proceeds, not directly from the I or ego of man, but from the astral organism. The animal has also its astral organism, but does not normally bring it to speech. How is this? The explanation lies in the fact that the members of the human being, and also of the animal, are not there merely on their own; each single member is interpenetrated by all the others, and its character modified accordingly. It is never really quite correct to say: Man consists of physical body, etheric body, astral body and I; for the statement may easily give the impression that these members of the human being are quite distinct from one another, and that we are justified in forming a conception of man which places them side by side. Such a conception is, however, quite untrue. In waking consciousness, the several members interpenetrate. We ought rather to say: Man has not just a physical body as such (the physical body would look quite different if it simply followed its own laws), but a physical body that is modified by an etheric body and again by an astral body, and then again by an I or ego. In each single member, the three other members are present. And so, if we are considering the astral body, we must not forget that every other member of man's nature is also present in it. It is the same with the animal: in the astral body of the animal the physical body is present, and the etheric body too. But man has, in addition, the I, which also modifies the astral body; and it is from this astral body, modified by the I, that the impulse for speech proceeds. It is important to recognise this if we want to carry our study of the art of speech right into the single sounds. For, while in ordinary everyday speech the single sounds are formed in entire unconsciousness, the activity of forming them has to be lifted up into consciousness if speech is to be raised to the level of art. How then did speech begin? Speech did not originate in the speaking we use in ordinary life, any more than writing originated in the writing of today. Compare with the latter the picture-writing of ancient Egypt; that will give you some idea of how writing first came about. And it is just as useless to look for the origin of speech in the ordinary talking of today, which contains all manner of acquired qualities—the conventional, the intellectual, and so on. No, speech has its source in the artistic life. And if we want in our study of speech to find our way through to what is truly artistic, we must at least have begun to perceive that speech originates in the artistic side of man's nature—not in the intellectual, not in man's life of knowledge, as knowledge is understood today. Time was when men were simply incapable of speaking without rhythm, when they felt a need always, whenever they spoke, to speak in rhythm. And if a man were saying something to which he wanted to give point or emphasis, then he would attain this by the way he formed and shaped his language. Take a simple example. Suppose you wanted to say—speaking right out of the primeval impulses of speech—that someone keeps stumbling as he walks It would suffice to say: He stumbles over sticks. For there were certainly sticks of wood lying about in primeval times. There were also plenty of stones, and you could just as well say: He stumbles over stones. You would not, however, say either. You would say: He stumbles über Stock and Stein (over stick and stone). For, whether or no the words exactly describe what the speaker sees, we have in ‘stick and stone’ an inner artistic forming of speech. Or again, in order to make our statement more telling, we do not merely say that a ship is sinking together with the men in it. We add what is perhaps far from welcome on a ship; we add the mice. If we are really forming our speech out of what was the original impulse behind all speaking, we say: The ship is going down mit Mann and Maus (with man and mouse).2 Today, the original impulse for speech is present in mankind only in the very smallest degree. There is ample reason for the fact. Unhappily, speech as an art has no place now in education.3 Our schools, and the schools of other nations too, have lost touch with art altogether; and that is why in our Waldorf School we have to make such a strong stand for the artistic in education.’ The schools of our time have been founded and established on science and learning—that is, on what counts as such in the present day, and it is inartistic. Yes, that is what has happened; this modern kind of science and learning has for a long time been steadily seeping down into the education given in our schools. Gradually, in the course of the last four or five centuries, these have been changing, until now, for anyone who enters one of them with artistic feeling, these schools of ours give the impression of something quite barbaric. But if art is absent in our schools—and don't forget that the children have to speak in class; good speaking is part of the instruction given at school—if the artistic side of education is completely absent, it need not surprise us if art is lacking in grown men and women. There is, in fact, among mankind today a sad dearth of artistic feeling; one can therefore hardly expect to find recognition of the need to form speech artistically. We do not often have it said to us: ‘You didn't say that beautifully’, but very often, ‘You are not speaking correctly’. The pedantic grammarian pulls us up, but it is seldom we are reproved for our speech on artistic grounds. It seems to be generally accepted as a matter of course that speech has no need of art. Now, the astral body is mainly in the unconscious part of man's nature. But the artist in speech must learn to control what in ordinary speaking takes its course there unconsciously. In recent times people have begun to appreciate this. Hence the various methods that have been put forward—not only for singing, but also for recitation, declamation, etc. These methods, however, generally set to work in a very peculiar way. Suppose you wanted to teach someone to plough, and never took any trouble to see what the plough was like, or the field, did not even stop to consider what the ploughing is for, but instead began enquiring: ‘If here is the person's arm, at what angle should he hold it at the elbow? What will be its natural position for ploughing?’ (How constantly one hears this word ‘natural’!) ‘And what movement should he be making with his leg while he holds his arm in this position?’ Suppose, that is, you were to take not the slightest interest in what has to be done to the field by the plough, but were merely to ask: ‘What method must I use to bring the pupil into a certain train of movements?’ It sounds absurd, but modern methods of speech training are of this very kind. No regard whatever is paid to the objective comprehension of what speech is. If you want to teach a man to plough, the first thing will be to make sure that you yourself know how to handle a plough and can plough well and accurately; and then you will have to watch your pupil and see that he does not make mistakes. It is no different with speech. All these modern methods that are constructed in the most dilettante fashion (I mean these methods of breath technique, diaphragm technique, nasal resonance and the rest) omit to take into consideration what is, after all, the heart and core of the matter. They set out to instruct as though speech itself were not there at all! For they take their start, not from speech, but from anatomy. What is important before all else is a thorough knowledge of the organism of speech, of the living structure of speech as such. This organism of speech has been produced, has come forth, out of man himself in the course of his evolution. Consequently, if rightly understood, it will not be found to contradict, in its inherent nature, the organisation of man as a whole. Where it seems to do so, we must look into the speech itself in detail to see where the fault lies; it will not be possible to put the matter right by means of methods that have as little to do with speech as gymnastics has to do with ploughing—unless a plough should ever be included among the gymnastic equipment, which up to now I have never known to be the case. Not that I should consider it stupid or ridiculous to include a plough in the apparatus of a gymnasium; it might perhaps be a very good idea. It has only, so far as I know, never yet been attempted. The first thing to do then is to acquire a thorough knowledge of the speech organism, this speech organism of ours that has, in the course of mankind's evolution, broken loose, as it were, from the astral body, come straight forth from the ego-modified configuration of man's astral body. For that is where speech comes from. We must, however, not omit to take into account that the astral body impinges downwards on the etheric body and upwards on the ego—that is, when man is awake; and in sleep we normally do not speak. Consider first what happens through the fact that the astral body comes up against the etheric body. It meets there processes of which man knows very little in ordinary life. For what are the functions of the ether-body? The ether-body receives the nourishment which is taken in by the mouth, and gradually transforms it to suit the needs of the human organism—or rather, I should say, to meet its need of the force contained in the nourishment. Then again it is the etheric organism that looks after growth, from childhood upwards until man is full grown. And the ether-body has also a share in the activities of the soul; it takes care, for instance, of memory. Man has, however, very little conscious knowledge of the various functions discharged by the ether- body. He knows their results. He knows, for example, when he is hungry; but he can scarcely be said to know how this condition of hunger is brought about. The activity of the ether-body remains largely unconscious. Now it is the production of the vowel element in speech that takes place between astral body and ether body. When the impulse of speech passes over from the astral body, where it originates, to the ether body, we have the vowel. The vowel is thus something which comes into operation -deep within the inner being of man; it is formed more unconsciously than is speech in general. In the vowel sounds we are dealing with intensely intimate aspects of speech; what comes to expression in them is something that belongs to the very essence of man's being. This is then the result when the speech impetus impinges on the ether-body: it gives rise to the vowel element in speech. In the other direction, the astral body impinges on the I, the ego. The I, in the form in which we have it in Earthman, is something everyone knows and recognises. For it is by means of the I that we have our sense perceptions. We owe it also essentially to the I that we are able to think. All conscious activity belongs in the sphere of the I or ego. What goes on in speech, however, since there the astral body is also concerned, cannot be performed entirely consciously, like some fully conscious activity of will. A fragment of consciousness does, nevertheless, definitely enter into the consonantal element in ordinary speech; for the speaking of consonants takes place between astral body and ego. We have thus traced back to their source the forming of consonants and the forming of vowels. But we can go further. We can ask: What is it in the totality of man's nature that speech brings to revelation? We shall be able to answer this question when we have first dealt with the further question: How was it with the primeval speech of man? What was speech like in its beginnings? The speech of primitive man was verily a wonderful thing. Apart from the fact that man felt instinctively obliged from the first to speak in rhythm and in measure, even to speak in assonance and alliteration—apart from this, in those early times, man felt in speech and thought in speech. Looking first into his life of feeling, we find it was not like ours today. In comparison with it, our feelings tend to remain in the abstract. Primeval man, in the very moment of feeling, were it even a feeling of the most intimate kind, would at once express it in speech. He would not have found it possible, for instance, to have a tender feeling for a little child without being prompted in his soul to bring that feeling to expression in the form of his speech. Merely to say: ‘I love him tenderly’, would have had no meaning for him; what would have had meaning would have been to say perhaps: ‘I love this little child so very ei-ei-ei!’[5] There was always the need to permeate one's whole feeling with artistically formed speech. Neither in those olden times did men have abstract thoughts as we do today. Abstract thoughts without speech were unknown. As soon as man thought something, the thought immediately became in him word and sentence. He spoke it inwardly. It is therefore not surprising that at the beginning of the Gospel of St. John we do not find it said: ‘In the beginning was the Thought’, but : ‘In the beginning was the Word’—the verbum, the Word. today we think within, thinking our abstract thoughts; primeval man spoke within, talked within. Such then was the character of primeval speech. It contained feeling within it, and thought. It was, so to say, the treasure-casket in man for feeling and thought. Thought has now shifted, it has slipped up more into the ego; speech has remained in the astral body; feeling has slid down into the ether body. The poetry of primeval times was one, was single; it expressed in speech what man could feel and think about things The original poetry was one. When, later on, speech threw back feeling inwards, into man's inner nature, that gave rise to the lyric mood of speech. The kind of poetry that has remained most of all like the primeval, the kind of poetry that, more than any other, is inherent in speech itself is the epic. It is, in fact, impossible to speak epic poetry without first reviving something of the original primal feeling in regard to speech. Finally, drama drives speech outwards and stands, in so far as Earth-man is concerned, in relation with the external world. The artist who is taking part in drama, unless of course he is speaking a monologue, confronts another person. And this fact, that he is face to face with another person, enters into his speaking just as surely as what he experiences in himself. The artist who has to speak a lyric is not confronting another person. He faces himself alone. His speech must accordingly be so formed that it may become the pure expression of his inner being. The lyric of today can therefore not be spoken in any other way than by letting even the consonants lean over a little in the direction of vowels. (We shall go into this in more detail later.) To speak lyrical poetry aright, you need to know that every consonant carries in it a vowel nuance. L, for example, carries in it an i (ee), which you can see for yourselves from the fact that in many languages where at some time in their development an I occurs in a certain word, in other forms of that word we find an i.4 As a matter of fact, all consonants have within them something of the quality of a vowel. And for speaking lyrics it is of the first importance that we should learn to perceive the vowel in each single consonant. The epic requires a different feeling. (All that I am saying in this connection has reference to recitation or declamation before an audience.) The speaker must feel: When I come to a vowel, I am coming near to man himself; but directly I come to a consonant, it is things I am catching at, things that are outside. If the artist once has this feeling, then it will be possible for the epic to be truly present in his speaking. Epic has to do, not with man's inner life alone, but with the inner life and an imagined outer object. For the theme of the epic is not there; it is only imagined. If we are relating something, it must belong to the past, or in any case cannot be there in front of us; otherwise, there would be no occasion to relate it. The speaker of epic is thus concerned with the human being and the object or theme that exists only in thought. For the speaker of drama, the ‘object’ of his speaking is present in its full reality, the person he addresses is standing there in front of him. There then you have the distinguishing characteristics of lyric, epic and drama. They need to be well and carefully noted. I have already in past years spoken of them here and there from different points of view, and have sought to evolve a suitable terminology for distinguishing the different ways of speaking them. What I have given on those earlier occasions—I mean it to be experienced, I mean it to be felt. You must have a clear and accurate feeling for what each kind of poetry demands. Thus, you should feel that to speak lyrical poetry means to speak right out of one's inner being. The inner being of man is here revealing itself. When man's soul within him is so powerfully affected that it ‘must out’—and this is how it is with the lyric—then what was, to begin with, mere feeling, passes over into a calling aloud; and we have, from the point of view of speech, declamation. One domain, then, of the art of speech is declamation, and it is especially adapted for lyrical poetry. The lyrical element is present of course in every form of poetry; while we are speaking epic or drama, we can often find ourselves in the situation of having to make the transition here and there to the lyrical. With the speaker of epic, the essential point is that he has before him an object that is not seen but thought, and by means of the magic that lies in his speech he is continually ‘citing’ this object. The artist of the epic is pre-eminently a ‘re-citer’. So here we have recitation. The speaker of the lyric expresses himself, reveals himself; he is a declaimer. The speaker who cites his object, making it present to his audience by the magic of his speech—he is a reciter. And now in this course of lectures we have opportunity to go further and complete our classification. We come then to the speaker who has before him, not his imagined object that he cites, but present before him in bodily form the object to whom he speaks, with whom he is conversing. And so we reach the third form of speech: conversation. It is through these three kinds of speech-formation that speaking becomes an art. The last is the one that is most misunderstood. Conversation, as we know all too well, has been dragged right away from the realm of art, and today you will find persons looked up to as past masters in conversation who are less at home in art than they are—shall I say—in diplomacy, or perhaps in the ‘afternoon-tea’ attitude to life. The feeling that conversation is a thing capable of highly artistic development has been completely lost. Sometimes of course acting ceases to be conversation and becomes monologue. When this happens, drama reaches over into the other domains, into declamation and recitation. To draw distinctions in this way between different forms of poetry may perhaps seem a little pedantic, but it will help to show that we do really have to create for the teaching of speech something similar to what we have, for example, in the teaching of music. When, for instance, a dialogue is to be put on the stage, it will be necessary to form that dialogue in a way that is right and appropriate to it as ‘conversation’. I would like now to show you how within speech itself, if we see it truly for what it is, the need for artistic forming emerges. We use in our speaking some thirty-two sounds. Suppose you had learned the sounds, but were not yet able to put them together in words. If you were then to take up Goethe's Faust, the whole book would consist for you of just these thirty-two sounds. For it contains nothing more! And yet, in their combination, these thirty-two sounds make Goethe's Faust. A great deal is implied in this statement. We have simply these thirty-two sounds; and through the forming and shaping of them, sound by sound, the whole measureless wealth of speech is called into being. But the forming is already there within the sounds themselves, within this whole system of sounds. Let us take an example. We speak the sound a (ah). What is this sound? A is released from the soul, when the soul is overflowing with wonder. That is how it was to begin with. Wonder, astonishment, liberated from the soul the sound a. Every word that has the sound a has originated in a desire to express wonder; take any word you will, you will never be altogether out, nor need you ever be afraid of being dilettante, if you assume this Take, for instance, the word Band (a band or ribbon). In some way it happened that what the man of an earlier time called Band filled him with wonder, and that is why he brought the a sound into the word. (That the same thing has in another language quite a different name is of no consequence. It means only that the people who spoke that language felt differently related to the object.) Whenever man is particularly astonished, then if he has still some understanding of what it is to be thus filled with wonder (as was the case when language began to be formed), he will bring that wonder or astonishment to expression by means of the sound a. One has only to understand where wonder is in place. You can, for instance, marvel at someone's luxurious Haarwuchs (growth of hair) You can also marvel at the Kahlkopf (bald head) of someone who has lost his Haar. Or again, you can be astounded at the effect of a Haarwasser (hair lotion) which makes the hair grow again. In fact, everything connected with hair can evoke profound admiration and astonishment—so much so that we do not simply write Har, we write the a twice—Haar! Wherever you meet the sound a, look for the starting- point of the word in an experience of wonder, and you will be carried back to the early days of evolution, when man was first shaping and forming his words. And this forming of words was an activity that worked with far greater power than present-day theories would lead us to suppose. But now, what does this mean? It means that when a man is filled with wonder at some object or event, he gives himself up to that object or event, he lets himself go. For how is the sound a made? What does it consist in? A requires the whole organism of speech to be opened wide, beginning from the mouth. Man lets his astral body flow out. When he says a, he is really on the point of falling asleep. Only, he stops himself in time. But how often will the feeling of fatigue find expression at once in the sound a! Whenever we utter a, we are letting our astral body out, or beginning to do so. The act of opening out wide—that is what you have in a. The absolute opposite of a is u (oo). When you say u, then beginning from the mouth you contract the speech organs, wherever possible, before you let the sound go through. The whole speech organism is more closed with u than with any other vowel sound. There then you have the two contrasting opposites: a u. Between a and u lies o. O actually includes within it, in rightly formed speech, the processes of a and the processes of u; o holds together in a kind of harmony the processes of opening out and the processes of closing up.
U signifies that we are in process of waking up, that we are becoming continually more awake than we were. When you say u, it shows that you are feeling moved to wake up in respect of some object that you perceive. When the owl makes himself heard at night, you instinctively exclaim: ‘Uhu!’5 You could not find stronger expression for the desire to wake up. The owl makes you want to wake up and be alive to the fact of its presence. And if someone were to fling a little sand at you—we don't of course have sand on our desks now, we use blotting paper—but suppose you were being pelted with sand, then, if you were to give way to your feelings without restraint, you would say ‘uff’. For it is the same whether something or other wakes you up, or you yourself are wanting to wake up. In either case u comes out. The astral is here uniting itself more closely with the etheric and physical bodies. The a is thus more consonantal and the u more vocalic
In some of the German dialects, one can often not discern whether people are saying a or r, for the r becomes with them vocalic and the a consonantal. In the Styrian dialect, for example, it is impossible to know whether someone is saying ‘Bur’ or ‘Bua’. All the other vowels lie between a and u. Roughly speaking, the o is in the middle, but not quite; it occupies the same position between a and u as in music the fourth does in the octave. Suppose now we want to express what is contained in O. In O we have the confluence of A and U; it is where waking up and falling asleep meet. O is thus the moment either of falling asleep or of awaking. When the Oriental teacher wanted his pupils to be neither asleep nor awake, but to make for that boundary between sleeping and waking where so much can be experienced, he would direct them to speak the syllable OM. In this way he led them to the life that is between waking and sleeping. For, anyone who keeps repeating continually the syllable OM will experience what it means to be between the condition of being awake and the condition of being asleep. A teaching like this comes from a time when the speech organism was still understood. And now let us see how it was when a teacher in the Mysteries wanted to take his pupils further. He would say to himself: The O arises through the U wanting to go to the A and the A at the same time wanting to go to the U. So, after I have taught the pupil how to stand between sleeping and waking in the OM, if I want now to lead him on a step further, then instead of getting him to speak the 0 straight out, I must let the 0 arise in him through his speaking AOUM. Instead of OM, he is now to say AOUM. In this way the pupil creates the OM, brings it to being. He has reached a higher stage. OM with the O separated into A and U gives the required stillness to the more advanced pupil. Whereas the less advanced pupil has to be taken straight to the boundary condition between sleep and waking, the more advanced has to pass from A (falling asleep) to U (waking up), building the transition for himself. Being then between the two, he has within him the moment of experience that holds both. If we are able to feel how such modes of instruction came about, we can have some idea of what it means to say that in olden times it was by way of art that man came to an instinctive apprehension of the nature of speech. For down into the time of the ancient Greeks, men still had knowledge of how every activity and experience had its place in the world, where it intrinsically belonged. Think of the Greek gymnastics,—those marvellous gymnastics that were really a complete language in themselves! What are they? How did they evolve? To begin with, there was the realisation that the will lives in the limbs. And the very first thing the will does is to bring man into connection with the earth, so that a relationship of force develops between man's limbs and the earth, and you have: Running In running, man is in connection with the earth. If he now goes a little way into himself, and to the dynamics into which running brings him and the mechanics that establishes a balance between him and the earth's gravitation, adds an inner dynamic, then he goes over into: Leaping. For in leaping we have to develop a mechanics in the legs themselves. And now suppose to this mechanics that has been developed in the legs, man adds a mechanics that is brought about, not this time merely by letting the earth be active and establishing a balance with it, but by coming also to a state of balance in the horizontal,—the balance already established being in the vertical. Then you have: Wrestling.
In Running, you have Man and Earth; in Leaping, Man and Earth, but with a variation in the part played by man; in Wrestling, Man and the other object. If now you bring the object still more closely to man, if you give it into his hand, then you have: Throwing the Discus. Observe the progression in dynamics And if then to the dynamics of the heavy body (which is what you have in discus-throwing), you add also the dynamics of direction, you have: Throwing the Spear.
Such then are these five main exercises of Greek gymnastics; and they are perfectly adapted to the conditions of the cosmos. That was the feeling the Greeks had about a gymnastics that revealed the human being in his entirety. But men had the very same feeling in those earlier times about the revelation of the human being in speech. Mankind has changed since then; consequently, the use and handling of speech has inevitably also changed. In the Seventh Scene of my first Mystery Play, where Maria appears with Philia, Astrid and Luna, I have made a first attempt to use language entirely and purely in the way that is right for our time and civilisation. Thought, which is generally lifted out of speech, abstracted from it, is there brought down again into speech. We will accordingly take tomorrow part of this scene for demonstration, and so make a beginning with the practical side of our work. Frau Dr. Steiner will read from the scene; and then, following on today’s introductory remarks, we will proceed with the First Part of the course—the study of the Forming of Speech.
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68d. The Social Question and Theosophy
26 Oct 1905, Berlin Tr. John Root Sr. Rudolf Steiner |
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No. 134, and in the Hamburg lecture of the same name of 2 March 1908 in Die Welträtsel und die Anthroposophie (Anthroposophy and the Riddle of the World), Bn/GA Bibl. No. 54.3. Saint Simon (Claude Henri de Rouvroy), 1760-1825: social reformer. |
68d. The Social Question and Theosophy
26 Oct 1905, Berlin Tr. John Root Sr. Rudolf Steiner |
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The social question, which is to occupy us today, did not, as will immediately become clear for everyone, arise out of a mere idea or out of the undoubted need of a few people, but is a question that confronts us with facts as strongly and clearly today as ever. One who looks around just a little in the surrounding world will know what a distinct language these facts speak. It could well be that someone who does not want to hear this language of the facts will find out in the not too distant future that he has closed his ears too long to what was necessarily going on. With regard to the social question, the human being of the present is standing within the battle that is at times still playing itself out under the surface of our social order. One who wants to say, more or less precisely, how the social battle has increased in extent and violence doesn't need to go any further into externals, he needs only to draw attention to the violent workers' movement on the occasion of the work stoppage at Crimmitschau, to the miners' strike on the occasion of the lockout of the electrical workers, and, in sum, to what is going on in Eastern Europe.1 In all this we will have to discern the social question being lived out. The reproach has often been addressed to Theosophy that it has a number of dreamers among its followers, that it seeks to work only in those areas to which one retreats from the great common questions of the time, where one wants to linger in leisurely contemplation of the human soul, and so they say: Theosophists are a few people who have nothing particular to do, who in an egoistical way want to retreat into the self and cultivate it in the manner of Theosophy. One easily makes the reproach to Theosophy that it wants to stand apart from the great battle of the day, from what touches humanity in the present time. The Theosophist should be setting this right again and again. He should ever and again point out that wherever there is something to investigate and think regarding warranted human affairs in the present, there the Theosophists must be, that he must have a clear heart and clear thinking, that he must not lose himself in some cloudy utopia, but rather must stand within the everyday, helping and caring. And this other reproach can also easily be made: that Theosophy is touted as a universal cure for all the evils and injuries of the present. That also is otherwise. To be sure, it is claimed that Theosophy, the Theosophical movement, has something to do with all that must prepare itself in the present for a salutary future, but not like a mastering, not as a universal cure do we extol Theosophy; rather we only want to show that with it something so comprehensive is given that without it today we cannot progress in the mosl essential things that we should be concerned about, and that all speculation and reforming must remain half- baked unless the human being approaches the matter with the Theosophical view. The doctrines of thinkers about grand encompassing cosmic connections, about the universal law of world destiny and world events occupy us, in the inner circles of our Theosophical movement, not merely so we can gaze at the starry vastness at leisure, but rather because we know that these laws we are studying and which are active in the great world-all are also active in the human heart, in the soul, and in fact give this soul the capacity really to see into the life of the immediate present. We are sort of like an engineer who absorbs himself for years in his technical studies, but not in order to engage in contemplations of the mysteries of the calculus and marvel at them; rather we seek the laws which we then apply to human life, as the engineer builds bridges and applies the laws to reality. There is also something here that is universal and widespread and opens up a further horizon. Who would dare to present thinking as a universal remedy, even though this thinking is necessary for what can happen in the cosmos? Theosophy is no dead matter, no dead theory. No, it is something life-awakening. It is not a matter of the concepts, the ideas, that we take on. What is told here does not have the intention of dealing with the ideas as such, nor the intention of developing interesting notions about hidden facts, but rather, what is here passed before the human soul has a very special quality. Non-Theosophists may believe it or not, but one who has occupied himself with it knows that what I am about to say is correct in practice. One that has applied himself to how, in Theosophy, the world and life are considered will notice his life of the senses and of soul becoming something different from what they were before. He learns to think in another way and will observe human circumstances in a more unbiased way than previously. We have a distant future in mind when we speak of awakening higher powers through inner development. But for the near future we also keep an eye on the life that we can bring about through Theosophical development: that is, the possibility of coming to a comprehensive, clear, and unbiased assessment of the human situations immediately surrounding us. Our culture, with all the scientific character which it has developed up to now, has come up with theories that are impotent regarding life. The Theosophical world-view will not produce such impotent theories. It will teach mankind thinking, awaken thinking forces in mankind that are not powerless regarding reality, but will empower us to take hold of human evolution itself, to take hold of the immediate conduct of life. Let me bring in a little symptom that will further clarify what I mean to say. Recently a clear example in the political field was provided by a Prussian government councilor who went on leave to find work in America, to take part in and get to know conditions there.2 A state councilman is normally called upon to be active in human evolution. Taken in a higher sense, it is his duty and obligation to let something live in his heart that corresponds to real conditions and not merely to theories. And if he has nothing that chimes with the conditions, then his theory is impotent. This man, who for years previously had been called upon to deal with the human element, got to know the human element himself. Of course what I am saying entails not the least reproach against the individual man. This deed is to the highest degree honorable and bold, and admirable. But what he has written is a symptom of what is urgent. It shows the discrepancy in his orientation toward the world and toward workers. Here are just a few words from his book As a Worker in America [4th edition, Berlin 1905, p.31] { Bracketed statements [ ] are insertions by the German editor.}: “How often, earlier on, when I saw a healthy man begging, did I ask, with moral indignation, why doesn't the lout go to work? Now I knew why. In theory things look different from practice; even the most unappetizing aspects of the national economy are easy enough to handle at your desk.” There is no greater mark of poverty than when someone who is called upon to participate says that the theory which he had doesn't agree with the conditions. Here's the point at which one can take hold of the matter, just as logic enables people to think at all, and just as no one can become a mathematician without manipulating logic, just so no one can develop the power of practical thinking without Theosophy. Look at the national economy that is overwhelming our developmental [free] market. If you set about looking into things with healthy, comprehensive thinking, Theosophical thinking, you will find that things that are supposed to be guideposts, emanating perhaps from university professors or party leaders, are gray theory suitable for being dealt with at the desk, but are useless when one is facing reality. Such things reveal themselves, for instance, at congresses. One just has to look more closely. Congresses in general bear this character. If those who busy themselves would care to descend into practical life, they would soon find that they are capable of nothing. Merely gazing at life doesn't do it. Nor can someone who judges from the standpoint of today's customary culture pass judgment on the women's question or the social question, nor can someone judge who merely looks at things, for nothing is done by that either. Now if you were to ask this gentleman who wrote these words, What can lead to an improvement?, then you would find that he has only learned how it looks; but how things should be done, that is a different question altogether. It is also not a question that can be answered in an hour or a day. It can't be answered at all by theoretical debate. No Theosophist worthy of the name will say to you: I have this program for the social question, for the women's question, for the vivisection question, or about the care of animals and so forth, rather he will say: Put people who are Theosophists into the institutions dealing with all these questions, set such people in professorial chairs of national economy; then they will have the ability to develop the thinking which will lead to making the single branches of their activity into guideposts in the realm of public life. As long as this is not the case, people in this realm will be charlatans and will have to witness the world collapsing around them, and how this idle circumlocution in congresses shows itself in its uselessness. I say this not out of fanaticism, rather from what in every Theosophist is a real Theosophical attitude, real Theosophical thinking. Theosophical thinking develops clarity about the various realms of life, a clear, objective view of the forces and powers working in the world. To look at the matter rightly, that is what Theosophical life enables you to do. Therefore Theosophy is not a panacea in the ordinary sense, rather it is the foundation of contemporary life. After these introductory words let us give a few indications about what has given our social question, as it arises from the facts, its special stamp. Whoever wants to see what will happen must know the laws of becoming, may not have gray theories, must know the laws of the becoming of humanity. We cannot find these laws through some sort of abstract science. Theosophy does not proceed abstractly. It proceeds from clear contemplative thinking. And so let me indicate with at least a few words how the life of today has shaped itself, how this life today has come to be. One who looks more closely at life will realize that some self-knowledge also belongs in these realms in order to see clearly. First I will picture the outer facts, then I will say a few things concerning what it is actually all about. Every one of us knows what the human being needs in order to live. We all have an idea of what food and clothing we need. A few figures will tell us how much the majority has of all these. All we need to do in this regard is to examine the tax structure. It has been told over and over, but we can bring it to mind again and again. In Prussia, someone who has an income of less than 900 marks pays no taxes. One can very easily check how many people in Prussia have an income of less than 800 or 900 marks. That's 21 million people. Ninety five percent of the total population have less than 3,000 marks income. Take England. Only those who have an income over 150 pounds are taxed. [...] You see, we have most ample figures that speak of how many people have what one must have as absolute necessity. Look at statistics. They speak a distinct language. But what has that to do with our self-knowledge? A lot. For it is a matter of gaining the right standpoint for ourselves regarding these facts. And in this connection people let themselves miss out a great deal on what is right. What are people around us doing? What is the cause of their receiving this low income? It is what we give them for what they do for us. We are now making no distinction between workers and non-workers, between proletariat and non- proletariat. For if one makes this distinction, then the matter is already entirely false. And that is the mistake of all our national economic considerations, that one does not proceed from self-knowledge, but rather from theory. [The following sentences of the transcript reveal a few discrepancies, so that the original wording cannot be reconstructed. By the gist of it, Rudolf Steiner most likely described how every person lives from the products that another has produced. Even for someone out of work, whose means of livelihood are insufficient, products are produced. Even the seamstress working for starvation wages wears clothes that have been produced in turn for a starvation wage. Compare the paragraphs written in the same year in the essay “Spiritual Science and the Social Question,” in Lucifer Gnosis.] And if in our emotions and perceptions we are able to feel a certain pain over the fact that the clothes we have on have been produced for a starvation wage, then we are looking deep into the heart of the question. When in all this you think over what you wear in the way of clothing, what you put in your mouth for nourishment, where it comes from, only then will you grasp the social question in all its depth. Not through speculation, but rather through a living contemplation does one get an insight into what it is all about. It isn't right when they say that today's misery, even if we could portray it in its direst colors, is greater than it was in former centuries. That is not the case. We would decisively be committing a falsification of objective reality. Just try to study conditions objectively in the city of Cologne today and 120 years ago, and you will see that much has gotten better. And even so we have the social question. We have it because human beings have gone through yet another evolution, and this is because in large measure they have come to thinking, to self-consciousness, and because their needs have greatly changed. And there, if we study the question thus, we are indeed of necessity directed toward the broad contexts that arise for us in world history if we are not, like the modern researcher, too shortsighted. In order to judge these things it is necessary to get to know the great laws of life. What has brought it about that social affairs have taken this shape? It is the manner and method which the human spirit has taken on. Look back to the time of the French Revolution. At that time they demanded something else. It was a question tending more toward the juridical that brought out the ideal of Liberty - Equality - Fraternity. The French revolutionary heroes in Western Europe called for Liberty. Those now battling in Eastern Europe call for bread. It is simply two sides of the same coin, two different demands of human beings who have learned to put such questions because their souls have undergone a transformation. This transformation of the soul we have to study more closely. We must study and understand why the souls of the great masses of human beings today—and this will spread over the centuries—have come to these demands. At this point the Theosophical world conception comes in with practical application, underpinning our comprehension. Only someone who understands the case is qualified to judge it. The only one who is able to look into the soul is one who, in the great world framework, sees what is going on in this soul. And only one who understands something of the laws of the soul is able to effect something in souls and lead into the future. A small side remark: The sciences of today, biology, Darwinism, Haeckelianism, [The worldview of Ernst Haeckel (1834-1919), German naturalist and philosopher.] have brought us great ideas. So also the idea that each living entity, in the first stages of its existence, even in its germinal state, recapitulates the forms of life that have previously been gone through out in nature. This brief recapitulation of the various stages occurs also in that being which includes them all, climbing higher on the ladder of evolution than all others: the human being. Assume that a spirit had consciousness at a time before there were any human beings, then he would have had to know not only what had already happened, but he would also—by contrast—have had to form a picture of future evolution. He would have had to form a picture for the future out of the animal condition of that time. Only the human being, who in his germinal configuration recapitulates the preceding conditions, can show us what to do. It is the doing that must pass beyond all knowing. No knowing occupies itself with anything but what was. But if we want to work into the future, we have to do things that haven't been there yet. The great laws that are to be realized in the future show us this. In a certain way everything that is to come about in the future has already been there in the past, namely through intuition. A spirit who had intervened at that time would have had to have had intuition in order to be able to find out about the hidden laws of existence that apply to the past and the future. That is why Theosophy cultivates intuition. That is what reaches out beyond the mere physical experience of the world. Theosophy looks for the laws that are to be cognized by intuition and which lead us into the future of the human race. [For a characterization of intuition as used by Steiner, see, for example, his essays from 1905, The Stages of Higher Knowledge.] One of these great world laws that can be a guide for us is the law of reincarnation. First, it renders understandable for us how, in higher spiritual realms, what obtains as law is nothing else but what Darwin and Haeckel have intimated. It renders comprehensible why this or that was felt as a need in any given age. One who steeps himself in this knows the last time in which there was life thirsting for universal freedom, when human beings took up impulses for which they should be calling today. The ones who today call for liberty and equality—I say this with the same objective certainty with which the natural scientist has spoken about the physical—all those souls who today cry for liberty and equality have learned it at another stage of their existence, in an earlier incarnation. The greatest needs of the human being of today were embodied in the early time of Christianity, in the first Christian centuries. All human beings have taken up this press for equality, before which the human being of today stands in spiritual life. Christianity brought the message of equality before God. In times prior to that, there had been no such equality. I do not say what I have just said in a derogatory way, I say it with the same sober objectivity with which I would speak of any scientific problem. If one considers the actual soul and everything which creates outward inequalities, the same soul that once took to itself as an impulse “they are equal before God and before mankind”—when one considers the actual soul—finds that everything that determines outward inequality has no meaning for contemporary life. When the grave closes over us we will all be and become equal. What the soul has taken up lives on in the soul and emerges in a different form. If we consider cultural progress from the perspective of the macrocosm we come to tremendous implications regarding education. I have already drawn attention to what this pedagogy on earth was like in pre-Christian times. Let us look back into Egyptian times. A large number of people there were occupied with work, the difficulty of which a man of today can no longer estimate. They labored willingly. And why? Because they knew that this life is one among many. Each one said to himself: The one who is in charge of my work is like the person I will be sometime. This life must be compensated in different incarnations, for it directs itself out of this knowledge. Linked with this is the law of karma. What I have experienced in one life is either deserved or will be compensated for in later times. If it had merely gone on like that, however, then the human being would have overlooked the kingdom of the earth. This one life would not have been important to him. In that regard Christianity took measures for education in order to have this life between birth and death be of importance to him. It is merely illusory when Christianity deviates from that, for it has pointed strongly to the beyond; it has even made eternal punishment and eternal bliss a function of one life. Whoever believes that the one life is of primary importance learns to take this life seriously. It pivots around the truths that are suitable for the human being, and it is suitable for the human being to be raised in the idea of this one earth life. Such were the two tasks: education for the importance of earthly life between birth and death, and, on the other hand, that outside this earthly life everyone is equal before God. This earthly life has been bearable only by being so considered that all are equal before God. Whoever looks at it that way will observe, in the development of mankind since the rise of Christianity, a descent into the physical world. More and more the human being feels committed to physical existence. Through this he transferred the importance of the rule of the equality before God more and more to equality in material existence itself. That picture should not be misunderstood. The soul that 1800 years ago was accustomed to claiming equality for the beyond now brings the impulse for equality with it, but in connection with what is important today: “equality before Mammon.” Please do not see a criticism or anything pejorative in this, rather the objective confirmation of a cosmic law of the developing soul. One must study the course of time this way. Then one will understand that only one thing will again bring about in this soul a change in direction, an ascent, namely if we get the soul who is calling for equality back into the beyond. Toward the beyond we looked up, from the here-and-now we looked out. Today, due to this impulse, the soul is turned back upon itself. Today it seeks the same thing in the here-and-now. If it is to find an ascent again, it must find the spirit in the present, the inwardness, in the soul element itself. That is what the Theosophical world movement is striving for: to prepare the soul for the third stage, [The German “drei Stadien” translates to “three stages.” We suggest this represents a stenographic error and take the liberty of correcting it for the sake of clarity.] because it is filled with God, filled with divine wisdom, and will thereby again know how to place itself in the world, so that it will again find the harmony between itself and the surrounding world. Such thoughts have value in giving direction. We can't bring this about from one day to the next. But we also cannot consider only our individual deeds. Every deed must stand under some influence. Then it becomes practical, then it is something, then it is no gray theory, rather immediate life, because we are looking into the workings of the soul. Our national economists and our social theorists today so often say: the human being is only the product of outer circumstances. The human being has come to this because he has lived in these or those outer conditions. Thus speaks, for example, in earnest, social democracy, saying that the human being becomes what the environment makes of him, that because he has become a proletarian worker, due to the entire development of industry, he has also become one in his soul, the way he has evolved through just these conditions. The human being is a product of circumstances. We can often hear that. Let us study the conditions themselves, let us consider what is round about us, what we are most dependent on. Are we dependent merely on nature? No! We notice what we are dependent on only when we stand starving in front of the bakery and have nothing in our pockets to buy anything with. All these conditions are made and put into effect in turn by human beings. The spirit that is evolving through history has brought these conditions about. People have thought up, out of concern for their own welfare, sometimes only shortly before, what obtains today; they simply insert it. Thus the one who thinks people are dependent on circumstances is reasoning in a circle, because the circumstances were brought about by people. If we picture this to ourselves we must say: it isn't a matter of the circumstances, rather we have to look at how the circumstances have come to be. It is idle to insist on saying: the human being is dependent on his circumstances. In fifty years the human being will also be dependent on the conditions that surround him. You can concede to every social democrat [Social Democracy is “a political theory advocating the use of democratic means to achieve a gradual transition from capitalism to socialism.” American Heritage Dictionary, 1992. Social Democrat (with capitals) refers to a member of the Social Democratic Party (SDP) in Germany, which was founded in the late 19th century.] that the human being is dependent on circumstances, but on those that we cause today, that emanate from our disposition, from our soul. We create the social conditions! And what will live then will be the crystallized perceptions and feelings that we put out into the world today. This shows us what it is all about: that one must learn the laws under which the world is evolving. It cannot be a matter of science, rather it can only be an intuition of what we must contribute as law. This comes directly out of a perception that seems most fantastic to most people, but which is much clearer and more objective than much of the fantastic fantasy of our scientists. One that can tell what lives in the soul and then crystallizes outwardly, can also, out of the wisdom, out of the divine in the soul, tell what an individual can spread out into the world and what is proper for humanity. If in the future you want to have such circumstances around you, if you want to have it set up that way, as an institution which will satisfy people, about which people will be able to say: “That's it—we want to live under these conditions,” then you must first pour humanity into these conditions, so that humanity will stream out of them again. The deepest humanity, the deepest soul-inwardness must first stream out of our own hearts into the world. Then the world will be an image of the soul, and in this soul there will be an image of the world. This will be able to satisfy people again. Therefore the human being cannot expect anything from all those quackeries in the social area that are perpetrated by looking at outer circumstances. These outer circumstances are made by human beings; they are nothing else but human souls which have streamed outwards. The first things that have to be worked over, what we have to take up first as the social question, are the souls of today, which produce the environment of tomorrow. You can see how better conditions stream into the environment if only you would study it. Again and again I have had to hear from social politicians: Make the conditions better and human beings will become better. Just let these people study what individual sects, developing themselves cut off from world evolution pursue as soul culture, just let them study what the latter contribute to the shaping of outer conditions. If human beings realize that the improvement of conditions depends on themselves, if they acquire Theosophical knowledge, and if they cognize the first fundamental principle to establish the kernel of a universal brotherhood [Refers to the first fundamental principle of the Theosophical Society: “To form a nucleus of the universal brotherhood of humanity without distinction of race, creed, sex, caste or color.”] and develop it in themselves as a social feeling for the surrounding world, then the actual social is possible, and one is prepared for what will happen in the near future. Our entire national economy today lives under false premises. Therefore our theories are mostly false because they proceed from assumptions entirely different from those that arise out of the human being and from humanity. One starts with production, or one believes one can achieve something with the development of compensation. All thinking moves in this direction. To be sure, an improvement will not occur immediately with a change in thinking. But it will occur when the direction is changed. Moreover, our proletariat has no inkling about what is here in question. What it demands is more pay and shorter hours. Take a look at the worker in any particular sector, say the electric sector, which has been unionized in order, through this collective, to get better pay and working conditions. What does he want with these better working conditions? He wants a different relation regarding compensation to take place between him and his employer. That's all he wants. The conditions of production don't change. All that happens is that the worker gets higher wages [...]. That's all that happens. If s just a shift in capital. But that doesn't really change anything much at all, because if one gets more pay today, food will be more expensive tomorrow. It is not at all possible to bring about any kind of improvement for the future in this way. This ongoing endeavor is based on false thinking. There it's a matter of production and consumption. Here a great comprehensive worldwide law about work applies. One has to know this. Certain people who are used to thinking in today's national-economic terms will say perhaps that I am placing a foggy brain in front of them. One who has worked his way through to Theosophy has, as a rule, gone through today's thinking. Theosophy should be active in us as a life impulse. But as every thought will draw into us and stimulate every action in us, just so this also should stimulate us. We needn't think that we can realize it right away. Also, the government councilor who doesn't live in gray theories can look at life entirely differently. He doesn't need to travel to America in order to get the idea that someone who doesn't have any work has to be a lazy lout. In the course of time work has greatly changed its form. Take a look at ancient Greece. What was work in those days? The worker stood in an entirely different relation to his master. At that time work was slavery. The worker could be compelled by force to work. What he received from his master was his living. But his master took the proceeds of the work; it had nothing whatever to do with the particular relation of the worker to his master. He had to work; moreover, he was maintained under precarious conditions; he was not compensated for the things he did. There we have labor under duress, without pay. [A] commodity is the result of something other than directly compensated work. Thus its value also has nothing to do with what is to be paid in wages. Look at today's situation. Today we have jobs for which the worker is partly compensated—partly. What they bring in flows as profit into the pockets of the entrepreneur. Thus work is partly compensated. What, thereby, has the worker himself become? He invests his labor power into this work. In Greece, when one was confronting a unit of work, it was a product of slavery. Today's commodity involves something entirely different. Today the luxury that I receive is crystallized labor for which the worker is compensated. If we ponder this we will find that a half freedom has taken over from the old slavery. A contractual relation has taken its place. In that way labor has become a commodity in the figure of the laborer. So we have labor that is half compelled and half voluntary. And the course of evolution is in the direction of completely voluntary work. This path no one will change or reject. Just as the Greek laborer did his work under the compulsion of his master and a present laborer works under the compulsion of wages, just so in the future only freedom will obtain. Labor and compensation will in future be completely separated. That will constitute the health of social conditions in the future. You can see it already today. Work will be a voluntary performance out of the recognition of necessity, out of the realization that it must be done. People perform it because they look at the person and see that he needs work done for him. What was labor in antiquity? It was tribute, it was performed because it had to be performed. And what is the labor of the present time? It is based on self-interest, on the compulsion that egoism exerts on us. Because we want to exist, we want labor to be paid for. We work for our own sake, for the sake of our pay. In the future we will work for our fellow human beings, because they need what we can provide. That's what we will work for. We will clothe our fellow men, we will give them what they need—in completely free activity. From this, compensation must be completely separated. Labor in the past was tribute, in the future it will be sacrifice. It has nothing to do with self-interest, nothing to do with compensation. If I base my labor on consumer demand, with regard to what humanity needs, I stand in a free relation to labor, and my work is a sacrifice for humanity. Then I will work with all my powers, because I love humanity and want to place my capacities at its disposal. That has to be possible, and is possible only when one's living is separated from one's labor. And that is going to happen in the future. No one will be the owner of the products of labor. People must be educated for voluntary work, one for all and all for one. Everyone has to act accordingly. If you were to found a small community today in which everyone throws all one's income into a common bank account and everyone works at whatever he can do, then one's living is not dependent on what work one can do, but rather this living is effected out of the common consumption. This brings about a greater freedom than the coordination of pay with production does. If that happens, we will gain a direction which corresponds with needs. Already today this can flow into every law, every decree. Of course, not absolutely, but approximately. Already today one can organize factories in the right way. But that demands healthy, clear, sober thinking in the sense of Theosophy. If such things penetrate into human souls, then something will be able to live again in these human souls. And the way the one determines the other, just so this life of the human soul will also determine that the outer arrangements will be a mirror picture of it, so that our labor will be a sacrificial offering—and no longer self-interest—so that what controls the relations with the outer world is not compensation, but rather what is in us. What we have in our power to do, we offer to humanity. If we can't do much, then we can't offer much; if we have a lot, then we offer a lot. We must know that every activity is a cause of endless effects and that we may allow nothing that is in our soul to go unused. We will be making every offering out of our soul if we completely renounce any pay that can accrue to us from external conditions. Not for our own sake, not for the sake of our welfare, but rather for the sake of necessity. We want to firm up the soul through the law of its own inner being, so that it learns to place its powers at the disposal of the whole from points of view other than the law of wages and self-interest. There have been thinkers who in some connection have already thought thus. In the first half of the 19th century there have been thinkers who have brought this feature of a grand soul-based contemplation of cosmic law. Is this feature not a sanctification of labor? Isn't it so that we can lay it on the altar of humanity? Thus labor becomes anything but a burden. It becomes something into which we place what is most sacred for us, our compassion for humanity, and then we can say: Labor is sacred because it is a sacrifice for mankind. Now there have been people who in the first half of the nineteenth century spoke of “sacred industry.” Saint Simon was one of those who had an inkling of the great ideas of the future.3 Whoever studies his writings will, if one deepens them in the theosophical sense, gain endlessly much for our time. Saint Simon spoke in a rudimentary way, but of a type of living together, as in an association. He has projected associations into which the single individuals deposited tribute, and thus existence became independent. He had great ideas about the development of humanity, and discovered several things. He said: The human races correspond to a planned development, and souls make their appearance one after the other and work their way upwards. That's the way to regard the development of humanity, for then one comes to the correct view. He also speaks of a planetary spirit that changes itself into other planets on which humanity will live. In short, here is a national economist whose works you can read and who lived in the first half of the nineteenth century. You read his work like a Theosophical book. Today the palingenesis [continued rebirth, metempsychosis] of soul existence can be proved. Whoever acknowledges Haeckel will also have to acknowledge reincarnation if one carries Haeckel's ideas further. Fourier4 also thought in this way. You can find in him a primitive Theosophy. Thus for one who looks at things the way they are, Theosophy's first major principle for our social life—to establish the kernel of a universal brotherhood—is the only thing that can propagate healthy conditions in the environment. This view of the Theosophists is not impractical, rather it is more practical than the view of all those social theorists (you'll have to admit this if you apply these theories to life), and only someone like that will say, with good old Kolb: Studying theories of national economy is no burden. Only if Theosophy comes to be heard in debates on the social question can a healthy way of looking at it, a healthy thinking come into it. So it is necessary for someone who wants to see and hear in this area to come to terms with Theosophy. For the Theosophists two things are clear, not out of fanaticism, but rather out of a knowledge that comes from looking at life: it is possible to stick with gray theory and relegate the matter to people who will later have to admit that at the desk it looks different from what it turns out to be in life out there. Then one will have to wait a long time, and what must come will come anyway. In the end, living theory will have to intervene in life—one can hear it already today—already today one can argue about what Theosophy has to say about the social question. Then one can't hear just one lecture, rather one has to deal with Theosophy in its entirety. From it one will derive the gift, the ability, in a healthy way to view life from top to bottom in its most secret and intimate forces, then healing and blessing can soon come into our social order. Let us achieve in ourselves, as much as we can, what should happen. The reshaping of labor, working not for pay, is a sacrifice. Then we will have done our duty, then we will have regarded life in a healthy way. Or else we will keep looking at the world with gray theories, alien to life. Then it could turn out that future humanity could say: Questions were raised. When these questions were there to be raised, when recovery in a good way was possible, that was just when they did not want to study them. Goethe once said: “Revolutions are entirely impossible if the rulers do their duty.” He knew who was to blame for revolution.5 Let us try to consider what the history of the future can say about our present. You have seen what time has wrought, until the earth was drenched with blood, and how the time has raised the most burning questions in an even more frightful way.
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72. Spiritual Scientific Results of the Idea of Freedom and the Social-Moral Life
30 Nov 1917, Bern Rudolf Steiner |
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Somebody who hears something about anthroposophy forms an opinion very often from this or that which he hears about the matter, that he has to deal with a sect or something similar. |
72. Spiritual Scientific Results of the Idea of Freedom and the Social-Moral Life
30 Nov 1917, Bern Rudolf Steiner |
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Somebody who hears something about anthroposophy forms an opinion very often from this or that which he hears about the matter, that he has to deal with a sect or something similar. In particular since the building has been tackled in Dornach, one has considered this building and spiritual science stereotypically as a sectarian movement. It is hard to cope with such prejudices. I would almost like to say, the more one combats them, with the bigger fierceness they appear and the more they find belief. Today I would only like to note that the bases of spiritual science do not have anything to do with a sectarian trend or purpose. This spiritual science has not developed from any religious impulse, but it takes the point of view that that which it intends is a necessary attempt of our time, just considering the great achievements of scientific thinking. If one proves the scientific thinking proves more precisely, it seems to be incapable to tackle the riddles of humanity concerning the area of the spirit. A historical necessity is that beside these natural sciences with the same seriousness spiritual-scientific research places itself in the recent time. Well, I only wanted to point to the fact that someone who pursues the origin of the spiritual-scientific attempts detects that it has originated in straight development from demands that the really understood natural sciences themselves put. However, going more into such requirement, as we have discussed it the day before yesterday here, it becomes apparent that this scientific direction must be insufficient by that with which it has become great just for the questions of the moral-social life I want to treat today. One often hears from this or that side: that what natural sciences have performed must be also made fruitful for the consideration of the moral ideas. I would like to take my starting point from something that one hears very often. Today the judgement of the human beings is challenged by the tragic, catastrophic events that concern the whole humanity in manifold way. The one needs, because of his position and occupation, to form an opinion about this or that what the sad events bring; the other will do it out of the sympathy with the destiny of the whole humanity. Just from these drastic events, it became necessary to some people to form an opinion about the social life of humanity. There one hears very often: what can one think about this and that? How has one to judge these or those things under the influence of the today's sad events? Then one hears as answer: history teaches this and that. History is, in the end, nothing but the enumeration of that what the human beings believe to know about the course of events of the social life up to now. History is understandably that for many people from which they want to form their opinion. Someone who experiences the events of our time with heart and head has to say to himself that these events do not have that effect on many people that they have to learn something quite new that they need in many respects not to stop at the opinions which they had four, five years ago. Someone who stands wholeheartedly in these events has to retrain. This is maybe just one of the saddest symptoms that most people have not yet realised that they must retrain, although these sad events take place for so long time that they believe that they can just still judge certain things as well as four or five years ago. Just the signs of the times could teach much in this respect. I would like to bring in an example of our time and another of the past. Those who deal with contemporary history know that so-called experts believed to be able to forecast when this war broke out that it could last no longer than for four to six months on account of the general economic and social conditions. In which way the events themselves have disproved such an apparently appropriate judgement! However, one is not yet inclined to say to himself, such appropriate judgements have been disproved, and one has to retrain. In such things, one has to retrain.—One must not simply stop at the prejudice that history teaches this and that. History has taught that the war could last no longer than for four to six months; but reality has taught how little history is applicable to reality! Another example is: in 1789, Schiller (1759-1805) as professor of history held his inaugural speech What Is and to What Purpose Does One Study Universal History?. In this speech, he said the following: the European community of states seems to have changed into a big family; the housemates may be hostile to each other, but they do no longer tear each other to pieces as I hope.—Somebody pronounced that sentence who attempted to penetrate with ingenuity into that what history teaches. He said this, briefly before the French Revolution broke out with everything that it had as result. Well, if one even envisages longer periods which followed—how does Schiller's quotation look? Something has to follow from that what today the signs of the times teach. This is that one learns something really from them. What forms the basis of the sentence that history teaches this?—Above all, one has to be clear in his mind that one cannot judge life after outer symptoms. Spiritual science just wants this: penetrating away from the surface into the deeper undergrounds of life. The scientific way of thinking has originated from the habitual ways of thinking of the last centuries. This is the expression of these impulses of thought. Not only the scientific thinking, but any thinking of humanity was involved in these habitual ways of thinking, so that these habitual ways of thinking work beneficially not only in natural sciences, but that they have also to work in other areas of life. One may say, one has taken great pains to bring also that what has made natural sciences great, as line of thought into other areas of the human life. Today the sociological moral impulses should mainly occupy us. Nevertheless, the impulses have worked different there. That who can pursue the contemporary history in deeper sense knows how intimately the effects of those impulses are associated with the catastrophic events in which we live today. Excellent thinkers have attempted to transfer the scientific way of thinking to the sociological field. I would like to mention one example of many. The great English philosopher Herbert Spencer (1820-1901) tried to apply biological concepts to the social living together. The concept of development has been applied to everything. Rightly, it has been applied also to the life of human beings. Herbert Spencer said, one realises development in the life of the animals, of the human being; the single living being originates from the zygote and then forms the so-called ectoderm, mesoderm, and endoderm. The different organs develop from these three cell layers. Spencer now tries to apply this way of grasping a scientific process to the historical-social life, too. He transfers all those organic systems that belong to the ectoderm to the work of those human beings who belong to the military class; the human beings of the working class develop from the social endoderm, and those human beings who merchandise develop from the mesoderm. Then it is only logical if the great philosopher Spencer says, because from the ectoderm the nervous system and the brain develop, the best develops from the social ectoderm.—Of course, I will not defer to this hawkish view of the philosopher Spencer; if he says, the ruling circles of any state would have to arise necessarily from the military class because, otherwise, the state would have no nervous system, no head system. This only as an example of directly transferring the scientific way of thinking to the social-historical life. Someone who has a feeling for such things will realise that all these attempts show only that one cannot at all approach that which is effective in the social life with such scientific mental pictures. Why is that? I have now to take my starting point from something that is far away and then to lead our considerations to the moral-social field. Spiritual science has just to fetch many a thing that is far away. I would like to point out at first that people are little inclined to involve the whole life in their knowledge. What is involved in their knowledge is the wake day life. From the spiritual-scientific viewpoint one has to stress that the whole life consists of that which the human being experiences in the wake day life, and of that which positions itself in this life during sleep and dream, in which chaotic pictures surge up and down. One has formed the strangest views concerning the scientific images of sleeping and dreaming. It would be very interesting once to go into that, too. Nevertheless, I must be brief concerning these things that I would like to adduce briefly. Above all one has rather strange mental pictures of sleep. I have to bring this to your attention. Today one is also convinced as a scientist that sleep originates from tiredness that the human being is just tired and then sleep has to come. Everybody can convince himself of the opposite if he observes a pensioner who anyhow visits a concert or a talk and falls asleep after few minutes that he does not at all fall asleep because of tiredness, but because there quite different reasons must exist. Someone who more exactly investigates these things notices that tiredness originates more likely by sleep than sleep by tiredness. Sleeping and waking are a rhythm of life; they must alternate because one is as necessary as the other is. I would not like to characterise this life rhythm further; but it is important that spiritual science has really to pursue this other side, the sleep with the dreams, and on the other side to note that sleep and dream extend more in the human life than one normally assumes. Spiritual science does not at all want to take over old superstitious prejudices, for example, that dreams have any prophetic meaning for something future. However, in such old superstition a reasonable core is contained sometimes. However, one has to understand it not in such a way as one normally considers it. Recently I have pointed out in a cycle of talks how spiritual science has to envisage the problem of sleep, of dream. Against that, one has argued from psychoanalytic side that spiritual science speaks of a certain higher knowledge that one can probably compare concerning its strength with the dream images present in the consciousness that, however, psychoanalysis does the proper thing in this respect. Since it uses the dreams for investigating the human nature only in such a way that it regards the dreams, the so-called subconsciousness, only as symbolic; while , for example, I as a representative of spiritual science regard that what appears, otherwise, in the subconsciousness as real. This is a big misunderstanding. Since it will occur to no spiritual scientist to regard the immediate contents of the dream even as symbolic. Spiritual science considers the contents of the dream not as reality, but it even shows that the contents of the dream do not have any real meaning. Against it, it says, what lives in the dream what is active in the dream, is associated with the everlasting essence of the human being. If the human being works in the dream—if one may call it work—, a surplus of his usual consciousness works in the dream, that surplus which proves to be coherent with the everlasting essence of the human being that enters into the spiritual life after death. What lives in the dream is also that which works into our future. However, the images that the human being experiences in dream have nothing to do with that reality forming the basis of dreams. Hence, the spiritual researcher never considers the dream in such a way that he disregards the following: if anybody dreams anything, a spiritual fact forms the basis of the dream, but the dream images may be quite different. A human being can experience the same as another in dream; but he can tell the dream quite different because his dream images have quite different meaning. What is important of the dream to the spiritual researcher? Not the dream images as those—whether one grasps them in their reality or in their symbolism—but the inner drama of the dream: how an image follows the other whether an image replaces the next, so that there is something relaxing or something frightening and the like. This inner subconscious drama makes known itself to the usual consciousness only while the subconscious experience dresses in the memories of the everyday life. That dresses in images what works there in his subconsciousness as the soul drama. The same experience can appear in hundreds of different images. Hence, someone who gets to know a dream as a spiritual researcher knows that he does not see any contents, but the way in which the images surge up and down. In that are the essentials. I mention this because I have to say in the context with it that—if with soul exercises the human being can behold his everlasting essence—he recognises what is real in sleep and dream. These things are processes of consciousness, and they have to be also recognised within the consciousness. The spiritual researcher who explores the consciousness in such a way, as I have given it the day before yesterday, understands that that which is so often misjudged in the recent time which no scientific way of thinking can understand is just confirmed by such psycho-physiologists like Ziehen (Theodor Z., 1862-1950) and others: the fact that the human being can have the ego-experience only because he is fixed in the life rhythm of waking and sleeping. If one learns to recognise the soul, one also learns to recognise that the human being knows of his ego only because he is not always awake between birth and death. Imagine hypothetically the wake life extended to the whole human life between birth and death, that one could never sleep: then one would never have that abutment by which the ego becomes aware of itself in time. Because one can exchange the day consciousness with a consciousness between falling asleep and awakening that distinguishes nothing because it is vague, one has his ego-consciousness. The human being would not learn to say to himself “I” if he were not fixed in the rhythm of sleeping and waking. It is strange how little one is inclined to go into such things. The great aesthetician Friedrich Theodor Vischer (1807-1887) got involved with a consideration of dreams. He criticised the interesting book about dream imagination by Johannes Volkelt (1848-1930) and wrote a treatise about it. There one was inclined swiftly to call him a spiritist, although he did not get involved with such things in the wrongly mystic sense. Well, what does one not do if one wants to harm a human being? However, Vischer knew that people might say long, what expresses itself in the dreams is fantastic stuff.—Indeed, it is a fantastic stuff, but in it lives the everlasting essence of the human being. If the human being is not ready to develop mental pictures of such strength with his beholding consciousness as the dream has it only, then he cannot at all behold into the everlasting of the human soul. If anyone wants to do that, he must be able to raise that what works in the dream involuntarily into the free consciousness. Nevertheless, Vischer brought something to our attention in very interesting way that casts intense light on the human life. He showed carefully that someone who cannot understand the dream properly does also not properly understand the human affects, passions and feelings generally. Why is that? Since Vischer completely found the proper thing! Just as the soul is active in the dream, save that it lives it up in images which are memories of life, the soul is during the wake day life active in the feelings, affects, and passions. We dream in them. Somebody who can really pursue the soul life knows: the same degree of intensity and the same quality of the soul life that expresses itself in the dream expresses itself during the wake day life in all human feelings. Spiritual research shows just because it really observes the soul with its methods that the human being has his wake day life only for the outer sensory observation and imagining. Only concerning the sense perception and imagining, we are awake, while the dream penetrates into the wake day life, so that the emotional impulses are dreamt. We keep on dreaming while we are awake and, above all, we keep on sleeping while we are awake. We dream in our feelings while being awake. We are not more aware of that which lives in our will in our wake day consciousness than the vague sleeping consciousness is. Just, therefore, philosophers have always argued whether the will can be free or not because they cannot look into the soul activities with the usual consciousness, even if they are ever so enlightened philosophers, if the soul expresses itself in the will just as little as they look into that what the soul experiences during the deep dreamless sleep. Since the will life is not only dreamt away, it is overslept in the usual consciousness. We do not know more about any action that we commit than what reaches from the sense perception to imagining. You can convince yourselves of the fact that scientifically thoroughly thinking psycho-physiologists have already come on this thing. Study the very significant book about psychology by Theodor Ziehen: the fact that one has to stop at the mental picture with the will impulse, and that one cannot advance farther. Then only the ready action appears which enters into the imagining again. What is between the ready action and the mental picture is dived in darkness like that which the human being has experienced between falling asleep and awakening if no dream is there. Thus, we dream and keep on sleeping during our wake day life. The emotional impulses arise from our dream life that penetrates the waking state, our will impulses arise from our sleeping life that penetrates the wake state. That which expresses itself in the social life, in history arises from our dream life and sleeping life. However, if one investigates these things, one needs cognitive faculties which activate the soul quite different from the usual consciousness is able to do, and which enables someone to behold the soul life as such with the soul. I would also like to insert something today that the consciousness has to do with itself to get to the view of these things. Since the misunderstanding emerges repeatedly that the spiritual researcher does not prove his things. He proves them by the fact that he shows what the soul accomplishes to get to the view of these things. However, one cannot get to the view of the things if one applies the usual consciousness only. Nevertheless, I would like to emphasise one thing that can be essential just for this consideration: the way of imagining which is fully justified for the scientific thoughts must become different if the human being wants to envisage what I have said now and will still say. One cannot grasp that with such a formed thinking as one applies it rightly in the usual day life. There one does not reach down, for example, to the areas in which the impulses of the social, moral, juridical, ethical life are. One needs concepts there that are much more intensely related to reality than the scientific concepts are. These distinguish themselves just by the fact that they do not at all depend on immersing in the object, in the objectivity. With these concepts, one cannot penetrate into spiritual science. For that, it is necessary that the concepts grow together with life that they immerse in life, so that they have such experience in themselves as it proceeds in the things inside. One can attain this only while one detaches himself from the way in which one is normally related with his mental pictures to the things. However, rightly this usual consciousness has extended over the whole view of nature because only thereby the great progress of natural sciences can be reached. If the human being enters into the spiritual-scientific consideration, his mental pictures become something else. If one looks at a tree from four sides, takes a photo from four sides, these four sides are completely different from each other and, nevertheless, you will always have the same tree. From one photograph, you cannot see how the tree is real. In the usual life, the human being is pleased if he has one concept as a copy of any process or any being if he can pronounce a physical law purely. In spiritual science, one has to apply concepts like these photographs from four sides. One can never get a mental picture of a being or a fact of the real spiritual world if one forms one concept only. You have to form your concepts in such a way that they envisage the thing from different sides if possible, although this word is meant only symbolically. In the outer life, the human beings are pantheists, monadists, or monists or some other “ists." One believes to investigate something of reality with such a mental picture so surely. The spiritual researcher knows that that is not possible. If it concerns the spiritual area, it is not possible that you do research pantheistically, that you look at the tree only from one side. You have to form your concepts internally versatile. However, thereby you attain the possibility to immerse really in the full life. Thereby you become realistic in your concepts as I have shown in my book The Riddle of Man. You have to become more and more realistic in your concepts. The spiritual researcher aims at this. I would like to clarify this with an example. The naturalist is completely right if he remains with his concepts in the sphere of the usual consciousness. He will just reach something significant in his field if he takes these concepts in such a way as the usual consciousness takes them. Since there they are appropriate to grasp the sense-perceptible facts. However, if then the naturalist wants to extend these concepts beyond the sense-perceptible facts, and then he must be aware that he does no longer remain in reality. In this context, the following example is interesting. The physicist Dewar (James D., 1842-1923) has described from that what the researcher can observe today as processes, how the final state of the earth will be after millions of years. One can develop views even as a good physicist how in the course of short periods certain relations change and then he makes a projection how after millions of years the thing looks. There the professor describes in a very interesting way that then a time may come where, for example, the milk will be solid.—I do not know how the milk will originate; this is another thing!—He describes that one coats the walls of a room with the milk protein; the milk will be such solid. Indeed, then it will be colder many hundred degrees than now. All these things are thought with great scientific astuteness, and nothing at all is to be argued against such hypotheses on scientific basis. The spiritual researcher conceives another idea straight away because he thinks vividly, really and not in the abstract. One can take the example of a human being of fourteen years as he has changed up to the eighteenth year, and then assemble these small changes after the method of Dewar and calculate how this human organism has to be after 300 years. It is completely the same method. However, the human being does no longer live after 300 years as a physical human being. Dewar's approach is quite right, makes use of all scientific-physical chicanes. One must not consider it as wrong, but it is not realistic, does not penetrate into the real. One could also start from the changes that the human organism experiences and then ask himself, how was this 300 years ago? One will get out something very nice—but the human being did not live 300 years ago. Nevertheless, that who forms theories forms his examples after this pattern. The fundamental idea of the Kant-Laplace theory of the primeval nebula is a wrongful thought for the spiritual researcher because the earth did not exist in the time for which the Kant-Laplace theory was established; the solar system did not exist. I have brought in this only as an example that mental pictures may be quite right, may be derived from correct bases that, nevertheless, they are not be realistic. The spiritual researcher reaches this just with his exercises to get to realistic mental pictures with which he grasps that what one can only grasp if one immerses in reality. By such immersing one learns to recognise how the ego would be in the usual consciousness if the human being could not sleep. Just the ego-consciousness would not exist at all if the human being did not live in the temporal rhythm of sleeping and waking. One also learns to recognise by immediate view that the emotional qualities are dreamt, actually, as the will qualities are slept, actually. However, I would now still like to touch the other side of the human consciousness briefly. What happens, if with the mentioned inner processes the human being really raises that into his consciousness what remains, otherwise, always in his subconscious what is dreamt away what is overslept If he becomes aware of that, then the human being gets to know really, for example, that what he oversleeps otherwise in his will impulses. Nevertheless, as one learns to recognise that the ego-consciousness is dependent on the sleeping life, one learns to recognise, in another way, by raising the will life into the consciousness that one would have another consciousness if one did not oversleep the will life, it is that consciousness which really the spiritual researcher develops in a way. That which wills in us and in certain respect also that which corresponds to our feeling which lives in the emotional impulses, this would work if the human being faced it like his imagining life, on him like a second person whom he has in himself. The human being would walk around with a second human being. One may say: the developmental plan full of wisdom has arranged that the uniform consciousness is enabled which the human being needs for his life between birth and death because the will life is pushed down into sleep, and the human being is not split into two because he has to face the other constantly who wills, actually, in him. On the other side, this other human being is connected with the everlasting essence of the human being. Hence if the spiritual researcher is really successful in bringing up the will life and the emotional life into consciousness if he strengthens his inner activity so that he cannot only enliven the sensory life and the imagining life, but also the feeling life and willing life, the world is complemented with the other side, with the spiritual side;. Then the human being experiences as a reality that we are separated from those souls that have lost their bodies by death only by our sensory life and by our imagining life. When we consciously enter into our feeling life and willing life, we enter into the same region where the dead live. Spiritual science builds a bridge between the living souls and the dead souls in quite exact way. However, the soul life must be transformed by a quite exact approach. If in this area into which the human being enters real percepts should be done—dreams appear involuntarily—if the human being wants to bring something into his consciousness that really comes from the area of the dead, then he must face the objects in the spiritual world with arbitrary but higher mental pictures than those of the wake day consciousness are as one faces, otherwise, the objects of the sense-perceptible world. In the usual dream one cannot distinguish that what induces us to imagine and ourselves. This distinction exists if the spiritual researcher approaches the realm of the dead. Hence, dreams that arise involuntarily have always to be taken with a grain of salt, even if they apparently bring messages from any supersensible world. The spiritual researcher can only acknowledge that as his real observation, which he causes with full arbitrariness. Hence, if the researcher wants to contact any soul that is maybe dead long since, he can thereby contact it while he causes that with his will what he experiences with the concerning soul, but not in such involuntary way, as it happens by the dream. You see, spiritual research induces us to acknowledge that another world projects in our world that has a deep meaning for our world because our emotional and our will life belong to this world. For the world at which natural sciences looks the abstract images of the usual consciousness are sufficient. For the world of the social-moral life one needs realistic mental pictures. Mental pictures, like the Kant-Laplace theory, like those of the final state of the earth can lead to error. They may be reasonable mental pictures if one remains in the area of theoretical discussions. When one adopts abstract but not realistic scientific mental pictures in the social life, in the political structure, one works destroying, one causes disasters within this reality. Now it becomes apparent—if one wants to look at that which impels the historical life further—that one cannot look at it with scientific imagination; since the human being with wake mental pictures does not stimulate the whole history, but it is dreamt. One has to envisage this important matter even if it sounds paradoxical. The social life does not originate from such an impulse as we grasp it with natural sciences, but it is dreamt. The human being dreams the social life. It was always interesting when Herman Grimm repeatedly said in a conversation with me, if one applies the usual concepts, the scientific concepts to history, so that they should be suitable, one does not make any progress. If one wants to grasp it, if one wants to look into the impulses that work in it, then one can do this only with imagination. Herman Grimm was not yet a spiritual researcher, he rejected these things; but he meant, one could grasp this historical life only with imagination. However, with imagination one cannot grasp it, too. Nevertheless, Grimm was at least a person who knew that one could not enter the historical life with the usual concepts. Nevertheless, just spiritual science can do it, while it adds the Imaginative consciousness, the Inspired consciousness, and the Intuitive consciousness, the beholding consciousness to the usual consciousness. Spiritual science generates awareness of that what is dreamt away, otherwise, what is overslept. In former centuries and millennia, people had a certain instinctive consciousness of spiritual facts—I have mentioned this already the day before yesterday. However, this instinctive consciousness had to get lost. It got lost and will get lost more and more, the more the brilliant achievements of natural sciences prove themselves in their area. From the other side that must come again what the instinctive consciousness has lost. Hence, one may say, during the human instinct life the moral-social ideas, the ethical ideas, the juridical ideas were able to flow into the historical and social life which are dreamt; and thus humanity can still wear that out what has originated from the instinctive consciousness. However, the age has entered in which humanity must attain the consciousness in which humanity has to attain full freedom. There the old instinctive consciousness will no longer be sufficient. We live in that epoch in which one has to bring up those forces spiritual-scientifically which are effective in the social structuring of the society, in the ethical structuring of the society, in the political life. One can never grasp what lives in the social life with the concepts that are taken generally only from the usual consciousness. Herman Grimm was completely right—but he knew half of the matter only—if he said, why is the English historian Gibbon so significant describing the first Christian centuries especially if he describes that what perished? Why does one find in his historical representation nothing of the significant growth and becoming which the Christian impulses caused in the human development? Because Gibbon just takes the usual concepts, too. However, they can even grasp that what perishes, they can grasp the corpse only. That which becomes which grows is dreamt away and overslept. Only spiritual science can recognise this. Because the political impulses must become conscious because they can no longer be only instinctive, they must be understood spiritual-scientifically in future. One has just to recognise that from the signs of the times in an area which is deeply associated with the human soul; even from outer things, one can recognise such things. We take an example very widespread today. While I speak of this example, one may not believe that spiritual science wants to be one-sided, wants to side with any direction, but it takes seriously that one lights up a matter only unilaterally with any concept and hence that one does something wrong if one wants to apply this concept directly to reality. I take, for example, the materialist, the historical-sociological view most evident to some people that Karl Marx and others have given about the social and historical life of humanity. If one pursues this social-democratic approach, one pursues with Marx how he really wants to show with a certain astuteness that everything that happens in history becomes manifest by certain class conflicts that material impulses determine the structure of the historical life. One can understand what Karl Marx says in this field only if one knows that he describes realities unilaterally. However, which realities does he describe? He describes the realities which were past at that time when he wrote his books! Indeed, from the sixteenth century on the European life begins in such a way that beside that what one tells as history class conflicts are there, material impulses are there. What appeared until the age where Karl Marx attempted to apply concepts of the usual consciousness to it, humanity had already ceased dreaming. What was reality at that time when humanity has dreamt is grasped with usual concepts. Now it becomes apparent: if the realistic method of spiritual science is not applied, one finds nothing applicable to live on from that what one wants to grasp with the usual consciousness. Karl Marx's portrayal is right for a certain one-sidedness of life, for the last centuries. It is no longer applicable, after humanity has dreamt away, has overslept what he describes. It is actual in such a way: if one wants to attain realistic concepts, one cannot deduce them from outer experience, as natural sciences have to do. Someone who has to intervene in any position of life in the social structure must have realistic concepts. However, you cannot deduce them from life. One can deduce that only from life what the usual consciousness can grasp. One has to live in the social life if one wants to be concerned with living concepts. One has to know the laws that prevail, otherwise, only in the subconscious, and must be able to implement them in life. All those concepts that can be effective in future in the social structure arise from the Imaginative knowledge. That is why the social attempts have remained so hopeless; they have evoked so many real mistakes because one believed to be able to understand the social concepts like the scientific ones. From Imagination, from immersing in that which is experienced, otherwise, only like in the dream those impulses can be only fetched which someone needs who has to pronounce social ideas. Any time is a transition period. Of course, that is a trivial truth, it matters what does transition. In our time, the instinctive consciousness transitions into that consciousness in which freedom prevails. The old impulses of the instinctive consciousness—the Roman Law still belongs to it—have to be superseded by that which arises from Imagination for the social life, from Inspiration for the ethical-moral life, from Intuition for the legal life. That is not so comfortable as if one constructs legal concepts and knows because one is a clever person how the whole world should be designed. One knows this! As a spiritual researcher, one cannot do this; everywhere one has to penetrate into reality. Today one knows very little how this happens. One does not know, that, for example, the western peoples of Europe—as peoples, not as single persons!—have certain soul characteristics, the peoples of Central Europe, of East Europe, of Asia have certain other soul characteristics that these soul characteristics are associated with that what these peoples are. Today in this catastrophic time, we see a sad event that one cannot understand with the outer consciousness. It takes place in the world in which humanity can only find its way if it looks for realistic concepts. Realistic concepts are not those, which are formed after the pattern of natural sciences or after the pattern of the wake day consciousness if it concerns the social, the moral, and the legal life. Here in Switzerland somebody made a beginning concerning legal concepts, he tried to get out the concepts of the usual contractual relationships from the concrete reality. For the first time Roman Boos (1888-1952) attempted this in his excellent book The Whole Employment Contract According to Swiss Law. This has to progress if we want to search the realistic concepts. There is a simple means—there would be a simple means—which would be very helpful if it were tried in its radical form to show somewhere how the concepts of the usual consciousness cannot intervene in the moral-social life. One had only to attempt to assemble a parliament whose members are just great in the area of philosophical reflection with the concepts of the usual consciousness. Such a parliament would be most suitable to delete the community in shortest time because it would see the impulses of decline only. Those belong to the creative life who can realise what only dreams, otherwise, in the outer life and in history what has dwindled down in sleep. Hence, utopias are also so hopeless. Utopias are real in such a way, as if one wanted to apply a thoroughly thought out chess match, without considering the partner. Designing utopias means to grasp that what should live with abstract intellectual forms. Hence, a utopia must always delete a community. Since what can build up reality, works only in living Imaginations and is related to, but not the same—I asks this expressly to note—as artistic creating. One becomes aware of manifold if one just looks at this social, this moral life from the viewpoint of spiritual science. Above all, if that what develops as social-moral ideas, as juridical ideas this way penetrates life, it can always culminate in the human freedom. You can never understand this human freedom scientifically because natural sciences do not consider the human being as a free being. However, spiritual science shows the everlasting essence of the human being about whom I have said that he is like another human being in the human being. Natural sciences show only the one, not the other human being; however, the other is the free human being and lives in the human being. However, the social-moral life, the political life, the ethical life get out the free human being. Modern approach drives out freedom, actually, everywhere already in theory. At the end let me state the following. There have always been in the recent time such considerations of the social-moral and the state and political life that compare the state, for example, to an organism. By an excellent researcher (Rudolf Kjellén, 1864-1922, Swedish historian and politician), a sensational book has appeared, The State as Form of Life (1917). It is just an example of that what one has to overcome. Some people have attempted to compare the state with an organism. One can compare everything. Nevertheless, it matters that the comparison is a realistic one. Well, because of the shortness of time I cannot explain the matter in detail. However, if one really compares the social-moral life to the organic life, then the comparison applies only in this respect that one must compare the single state, the single community to a cell. If one wants to compare an aggregation of cells, as it is the organism, one can only compare the whole life earth to the organism. However, one can compare if one compares properly the single state to the cell and the entire earthly life on earth possibly to an organism built up from single cells. Then that is not at all included in this organism what develops as soul, as mind in it. However, it matters very much that spirit is added to the whole life on earth. Only such a social structure of the earth is properly thought out which considers the entire human being and not only his outer nature. As little one can enclose soul and spirit in the organism, as little one can enclose that, even if one extends the organic consideration to the whole earth, in the mere state life in which human freedom is rooted. Since human freedom overtowers the organisation. This can produce evidence that even the reflection that brings the usual abstract consciousness in the consideration of the state life must exclude the freedom concept. Spiritual science, which envisages that life which is free of anything bodily that one cannot compare with an organism, will only be able to implement the concept of the free human soul in life. I have made a start already in 1894 with my Philosophy of Freedom, while I tried to show how the human being really develops a free soul life that breaks away from the causal concept that thereby the human being can realise his freedom. As long as one does not realise that natural sciences completely rightly denies freedom in their area because they only deal with that where no freedom exists, one also does not realise that one cannot grasp that with natural sciences to which freedom refers. However, spiritual science reaches this, which shows that the human being has his spiritual beside his body that is an expression of his soul and his mind that one can be only grasp with the beholding consciousness. It is still rather paradoxical today if one says that sleeping and dreaming impulses exist in history, in the social life, in the moral life, in the juridical life, in the freedom life and one can only find it with spiritual science. Nevertheless, I have to mention repeatedly that that which spiritual science has to bring as a paradox for our time one can just compare with the paradoxical view of Copernicus when people still believed that the earth is stationary, the sun, and the stars move round it. He replaced this view with the opposite. Finally, in 1822 the Catholic Church already permitted to accept the Copernican view! Well, how long it will last, until the scholars and the so-called sophisticated people will permit or will no longer be ashamed to accept that spiritual science explains life, extends it with realistic concepts, one has to wait for that. However, the signs of the times speak so intensely that one wished it could soon happen. Nevertheless, outstanding spirits have always beheld the truth, even if only in single flashes of inspiration. Spiritual science is nothing new. It summarises that only systematically and with realistic looking what the flashes of inspiration of the most excellent personalities have always lighted up. Yesterday I have mentioned Goethe. He also dealt with history. He felt, although he did not yet know spiritual science at that time: in that what pulsates in the historical life is not included what can be brought into the usual concepts. He felt: what lives in history contains impulses that are different from the abstract mental pictures of the usual spiritual life. That is why Goethe said: “The best what we have from history is the enthusiasm which it excites”, a feeling which it excites if one can immerse in the historical becoming and one brings out something that does not speak only to the imagination and sensory percipience, but speaks to that which is dreamt in the emotional impulses which is even overslept in the will impulses. Then one has that which lives in history and not the corpse of history. With reference to the social-moral life, with reference to freedom and the juridical life, one would like to say, humanity has to realise that it has to get to such a conception of the reality of these things in which the whole human being engages, also that what sleeps, otherwise, in the wake consciousness because the area of the social and moral life remains generally unaware as a rule. Thus, it will concern that just that is stimulated which is similar to enthusiasm that works like art. Thus, one will probably have to pronounce the words at the end of this consideration which summarise in a way what I could inspire with this short consideration, the summary of that about which one has to speak—as I believe—inevitably under the influence of the signs of times. It matters that the human being finds the whole human being in order to work in the social-moral life in an appropriate manner in order to play a part in the creation of the social-moral structure and the political life. It matters that the human being gets not only to abstract ideas, not only to physiological views, but also gets to enthusiastic forces, to realistic forces. This sad time of hardship waits for that! Spiritual science wants only to give the answer from that viewpoint that wants to form the right basis of this enthusiasm, and spiritual science is convinced that if humanity finds the way again to its everlasting, to its immortal, to that part of the human life from which the impulse of freedom arises, then humanity will also find the right ways to come out of the chaos not only by make-believe. |
137. Man in the Light of Occultism, Theosophy and Philosophy: Lecture VII
09 Jun 1912, Oslo Tr. Unknown Rudolf Steiner |
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It was at first intended to erect a Building for Anthroposophy in Munich. The project had, however, to be abandoned in 1914. (Note by Translator.) |
137. Man in the Light of Occultism, Theosophy and Philosophy: Lecture VII
09 Jun 1912, Oslo Tr. Unknown Rudolf Steiner |
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My dear Friends, Yesterday we touched upon one part or aspect of the Mysterium Magnum, and some of you will perhaps have felt a certain difficulty in approaching it from the standpoint that we were obliged to take in order to make the matter clear in detail. But the world is complicated,—let us admit that, once for all! And if we really have the desire to rise to the knowledge of higher truths, there is nothing for it but we must be ready to put up with some difficulties on the way. Let us once more gather up for our consideration what we have to understand by the Mysterium Magnum. We saw on the one hand how it reveals man in his three members—or rather, reveals him as composed of three men each having seven members—so that we can distinguish an upper man, a middle man and a lower man. As we go through the world and have our experiences, these three men seem to be closely and intimately united; everyday consciousness does not distinguish one from another. That was one aspect of the Mystery. The other consists in this,—that the moment man lifts himself out of his ordinary Earth consciousness and attains a consciousness of a higher kind, he is at once faced with the event that I have described in my book Knowledge of the Higher Worlds and its Attainment, where I said how man must then expect his consciousness to be torn into three, his whole being to be rent asunder, so that he is divided into a thinking man, a feeling man and a willing man. Split up, as it were, into these three soul beings,—that is how man feels when he sets out on the path to a higher consciousness. We have thus on the one hand the three times seven-membered man, and on the other hand, as soon as we take a step beyond ordinary consciousness, we have at once a division of this consciousness into three, which means that every aspirant after occultism who becomes clairvoyant must, as you will know from the book; already quoted, strive with all his might to hold together the three members of his consciousness, that he may not fall to pieces in his inner life of soul. It were indeed a tragic destiny for his inner being if that were to happen. Whilst in ordinary life we are continually tempted to bring together the whole nature of man—which is threefold—into a unity and see it as a single and whole human form, for our inner life of soul on the other hand, the moment we step beyond ordinary consciousness, we are immediately made aware that we are in reality a threefold being, and are in imminent danger of being torn into three in our inner life of soul. We shall best understand how matters really are in this connection if we take our start once again in quite an elementary way from certain facts of everyday life which manifest themselves in full clarity to the occult pupil, but are not at all generally observed. For it is indeed so that already in ordinary life the three soul powers of man—or rather, the several qualities of consciousness that correspond to them and that we are quite accustomed to distinguish one from another—do themselves direct our attention to what we learned to understand yesterday as the three-membered human being. Look at man as he stands before you in everyday life! What has to take place in him for everyday consciousness to come about? For everyday consciousness to be there—the consciousness that you carry round with you as thinking Earth man—impressions from without must work upon your senses. The senses, in so far as they give us information of Earth life, are principally situated in the head, and the content of consciousness is in the main derived from these senses. Of the three men whom we learned to recognise yesterday in the human being, it is especially the head man, the upper man, that receives the daytime impressions,—the impressions of ordinary consciousness. They make themselves felt inasmuch as man is able to bring to meet them the instrument of his brain, indeed of his whole head. A little reflection will quickly show you that man as Earth man cannot possibly be a head man alone. We saw yesterday that for occult consideration man falls into three parts, quite distinct from one another; and for man to stand before us as Earth man, the head must obviously be maintained in life by substances and forces which are continually being sent up into it from the second (middle) man. By means of the circulation of the blood, nourishment must flow for the sustenance of the brain. Then the brain is able to meet the external sense impressions in such a way that by means of the instrument of the brain thoughts and ideas arise in man as a result of these sense impressions. Man experiences in ordinary consciousness what arises in this way through the instrumentality of the brain. You know also that this ordinary consciousness ceases when man is asleep; the external sense impressions are not there any more, they have no longer any influence upon him. When man is asleep and the external sense impressions no longer work upon the brain that is sustained by the middle man, naturally the influences that work from the middle man upon the upper man, from the second man upon the first—influences, that is, upon the brain—still go on. For in this middle man breathing is maintained, even during sleep, and the other activities of the middle man continue. Blood is carried up into the brain when man is asleep as well as when he is awake,—though with a difference; for the way in which the instrument of everyday consciousness is sustained by the middle man is not quite the same in waking and in sleep. The difference finds expression in the fact that during sleep the number of breaths we take is considerably less in proportion than when we are awake, and the quantity of carbonic acid gas in our breath is reduced by about one fourth; the manner and method of nourishment also changes during sleep. When, under certain circumstances, the process of nourishment does continue to work in the same way during sleep, it can have very bad results. This is well known from the fact that after an excellent meal one does not generally sleep well; the brain is disturbed in its rest if a heavy meal is taken immediately before going to sleep. There is, therefore, a difference between the conditions of sleep and waking even in the way the middle man works up into the upper man. Can we see, in ordinary Earth man, any result of this difference? The fact that man shuts himself off from the external world, and that only inside his body—wholly within what we have described as the form or figure of man—an influence is exerted by the forces of the middle man in the direction of the upper man, has the result that ordinary daytime consciousness is extinguished; so that, although during sleep man still has his brain, he does not perceive the influences that are at work from the middle man upon this brain. The influences go on just the same, but they are only present to what we generally term dream consciousness. This dream consciousness is very complicated. You will, however, have no difficulty in recognising that a particular class of dreams is wholly connected with what takes place in the middle man, and owes its origin to the fact that the brain is able not only to perceive the external world when the sense impressions work upon it, but able also in some way to perceive influences proceeding from the middle man, beholding them in the form of dream pictures that make use of all kinds of symbols. If something is wrong with the heart, it can easily happen that one dreams of it in the symbol of a burning hot fire. If all is not in order in the intestines it may happen that one dreams of snakes. The character and condition of man's inside will often determine the dream, which can then be an indication of what is going on there. Whoever will take the trouble to observe this remarkable connection and study it with the help of external science, will come to the conclusion that irregularities in the middle man are perceived symbolically in dream pictures. There are also, as you will know, people who have much more far-reaching experiences with dreams of this kind, people who are able to perceive in definite symbolic pictures the oncoming of certain illnesses. A clear connection can frequently be traced in such cases between dream pictures of a symbolic character recurring with absolute regularity and a disease of the lungs or heart or stomach which makes its appearance later. As it is possible very often to establish, by means of accurate examination on awaking, that when one has dreamed of a burning stove one's heart is beating more quickly than usual, similarly it is possible for diseases of the lung or disorders of the stomach—in fact, for all manner of illnesses that have not yet shown themselves outwardly—to announce their approach symbolically in dream pictures. The human brain, or rather the human soul, is not sensitive only to external impressions that are communicated through the senses but also to the bodily inside,—with this difference, that in the latter case it does not receive correct and true ideas but builds up for itself imaginary and symbolical ideas of what is going forward in the middle man. The explanation that has been given enables us to recognise the fact that in dreaming man perceives himself. We can truly say: In my dreams I behold myself. We are not, however, aware of this during the dream. We perceive our heart, but we do not know that it is our heart we perceive. We perceive instead a burning hot fire,—that is to say, an object outside ourselves. Something that is inside us is projected outwards and stands there, outside, for our perception. In dream consciousness, therefore, man has to do with the interior of his own body; this means that in dream consciousness he is divided, he is rent asunder. As you know, in the ordinary run of everyday life, we concern ourselves as a rule only with waking and sleeping. Now, it is not only conditions of the middle man that are perceived in dreams, but also conditions of the upper man, the head man. There are, to begin with, the dreams that owe their origin to some disorder in the head itself. Through what is perceived as a disorder in the head, the brain—or I, should rather say the soul—perceives itself by means of the instrument of the brain. The upper man perceives himself. Such dreams are always extraordinarily characteristic. You have a dream and wake up with a pain in your head; the dream is in this case a symbolical and fanciful reflection of the headache. As a rule such dreams will take the form that they lead you out into vast distances, or you find yourself in a great vault or cave. Especially characteristic of these headache dreams is the experience of an immense vault above one. Something is creeping or crawling in the roof of the cave, or perhaps spiders' webs or some dirt or dust is clinging to it. Or you may dream you are in a great arched palace! In such cases you perceive yourself as upper man,—but again you transpose what you perceive into the world outside you. You go out of yourself and place outside you what is in you, in your head. So here once more we have a kind of division of the human being; he is, as it were, split asunder, he loses himself, extinguishes himself. The conditions I have been describing are dream conditions, and they show us quite clearly that in dream consciousness man falls asunder; his ego consciousness, his unity of consciousness, does not remain intact, and his dream is in reality always a reflection, a symbolical reflection of what is going on inside his bodily nature. For the disciple of occultism it is by no means merely a question of passing from ordinary waking consciousness to dream consciousness—there would be nothing unusual in that, No, he must make the transition to a totally different condition of consciousness. By practising the exercises outlined in earlier lectures of this course—through suppression, that is, of the intellect, the will and the memory—he has to get free of himself and attain to a completely new consciousness. Although, as I have said, this new consciousness is not a dream consciousness, yet if one has no knowledge of clairvoyant consciousness, dream consciousness can help one to come to a fairly good understanding of it. For we can approach it in the following manner. Suppose we ask ourselves: What is it within him that man perceives in dream? then we must answer: Whatever is painful or out of order. A moment's reflection will show us that ordinary normal conditions are not perceived by dream consciousness, If a man is perfectly healthy in his upper and middle man, if everything is in order there, then he sleeps a normal healthy sleep; one cannot in ordinary circumstances—observe, I say advisedly, in ordinary circumstances—expect that his peaceful sleep will be forcibly interrupted with dreams. Now the path that has to be taken by clairvoyant consciousness is one that leads through stages and conditions that are similar to those of dream consciousness. Only, these stages are attained instead by occult training, and it is actually the case that in clairvoyance man does not merely come to a knowledge of the ordinary external painful conditions of his inside, but succeeds in perceiving also its normal conditions, which usually disappear from our consciousness in peaceful sleep. The pupil in clairvoyance comes to a knowledge of these conditions. In other words, he learns to know his brain, his head man, by learning to perceive it inwardly. Similarly, he comes to know his middle man. In the same way as in certain dreams man perceives when asleep his head and middle man, so has the pupil in clairvoyance to attain in the course of his training to a knowledge of his middle and upper man. Let us now give our special attention to this middle man. If you consider a little, you will have to acknowledge that you find nothing in the middle man that can be immediately and specifically referred to the external world. In the head we have the eyes and the other sense organs that are in direct connection with the external world. Through the sense of touch the middle man has of course the possibility of coming into connection with the external world, for the sense of touch is, as we know, extended over the whole skin. The perception of the external world by the middle man is nevertheless slight and insignificant in comparison with the knowledge of the external world that we acquire through the head man. Even the perception the middle man receives of warmth affects in the main only his own inner experience, his inner sense of well-being. The middle man seems therefore to be a self-enclosed entity, with inner processes that are of very great importance for himself but have little bearing on his relationship to the outside world. If, however, we go on to enquire whether this inner man has not perhaps some connection with the outside world that is not so obvious to ordinary consciousness, we shall discover that this inner, middle man has, after all, a connection of no little importance with the outside world. Everything depends on the fact that the middle man is adapted to Earth conditions. He has to breathe the air of the Earth, he needs for his nourishment the substances that are produced on the Earth. From this point of view the middle man and the Earth belong together. Were the substances that are necessary to maintain his life not present in his Earthly surroundings, then this middle man could not be as he is. So you see, we are obliged to look upon the middle man as part and parcel of what Earth existence gives to us, we must reckon him as belonging definitely to our existence here on Earth. Nor is this all. For it is not a question only of what the Earth can give to man. The Earth could be there for a long time, and yet no middle man come into being! If the Sun did not come to the help of the Earth and cause to flourish and ripen upon it what the middle man needs, then the middle man could not exist. This middle man takes the substances he requires for nourishment, and these substances—apart from the air which is of course essential for his sustenance in life, all these substances that nourish him are dependent on the working of the Sun upon the Earth. Whatever man receives into himself as nourishment is produced by the Sun in man's Earthly environment. This means, in effect, that when we study the middle man we have to take account not only of a direct influence of the Earth upon man but also of an indirect influence of the Sun. Were it not for the physical sunlight that illumines the Earth, the middle man would not exist. All that is to be found in the middle man has come into him through the influence of the light of the Sun upon the Earth. This remarkable fact—that the middle man is a product of the light of the Sun—comes to expression in the following way. When the pupil in occultism becomes clairvoyant, when he develops, that is, a clairvoyant consciousness, then, whereas in dreams pictures arise which are the expression of some disorder in man's inner organs, in the case of clairvoyant consciousness the pictures the pupil receives express what the Sun is doing in the middle man, they show the regular normal activity of the Sun in the middle man. When the pupil becomes clairvoyant and a perception arises in him of his own inner being in its healthy normal state, then he has before him the flowing light; all around him he sees the flowing light. As the dreamer is surrounded by pictures of disorders in his inner man, so is the aspirant after occultism surrounded by phenomena of flowing light. He has, to begin with, this perception of the activity of the Sun in his own inner being. Compare for a moment ordinary external consciousness with this special consciousness that arises in the clairvoyant. When man, as upper man, directs his gaze to some object of Earth, he looks at it—it is, as you know, generally speaking, the sense of sight that predominates in perception—by means of the sunlight that is thrown back from the external Earth. External, everyday consciousness perceives what the external sunlight does to the things of the Earth; But now it is what the sunlight does to him, what it does in making possible his own middle man, how it penetrates the middle man with its activity,—this it is that reveals itself to man as flowing light when he becomes a pupil of occultism. He beholds the Sun in himself, in the very same way that he sees the Sun outside him from the time when the day begins for as long as it lasts And as he sees objects around him through the fact that sunlight is thrown back from them, so now he sees, when he has reached a certain stage of clairvoyance, something that is of the nature of Sun reflected back from his own inner being. It is the form of the middle man that shows itself thus illuminated. That is, then, one experience. If you were to go back into olden times and study what was done and experienced in the ancient Mystery Schools, you would find that the aspirant after occultism learned to perceive the Sun in its reflection in his own middle man,—learned, that is, to perceive the workings of the Sun that continue even when man is asleep, and that escape him during waking consciousness because his attention is entirely claimed by the external consciousness. Man as a Sun being,—that was what the pupil came to perceive at a particular stage of initiation in the Mysteries. He learned to recognise the Sun being in himself, in his very own being, he learned how the Sun works not only outwardly in the objects, in the reflected light, but works also within the bodily form of man. But now the pupil, who is beginning to be clairvoyant, has to learn something else. He has to discover something that is comparable with the dreams of the brain, those dreams that reflect back disordered conditions of the brain, where, as I told you, in typical cases man always perceives symbols, imagining, for example, that he is in a cave or a palace, having over him a great vaulted roof into which he is gazing. When the pupil in occultism is led on to perceive not only the conditions of his middle man but also the conditions of his upper man (in so far as the latter has form and figure), the conditions of the interior of the head man, then he never has the same experience as he has in his perception of the middle man. Instead he has now before him—I am simply relating the facts—what appears like a perfectly well-ordered and regular extension of the dream that is connected with excitement or irritation of the brain. Only, it is experienced in full consciousness. What man perceives when he has closed all his sense organs and has no external perception, when he directs all his attention in clairvoyant consciousness upon himself inwardly—upon the upper man, the brain man—is in very fact the starry heavens. He beholds the great vault of heaven with the stars. It was a great moment in the life of the pupil, especially in the more ancient Mysteries—we shall hear later to what extent it underwent change in the later Mysteries—it was a great moment when the pupil perceived his own inner being, in so far as this inner being comes to expression in the human form. When he saw the upper man, it was as though he saw the heavens with all the shining stars; he looked out into the wide world—in spite of the fact that he had no physical senses open. The picture of the starry heavens stood before him. And then came the greatest moment of all when this pupil of occultism observed not what is, so to speak, on the upper surface of his head, but when he looked down from the upper man, from the head, to the middle man, when he perceived, without opening any of his senses, the lower surface of his brain and from it saw the middle man irradiated with light. Himself in total darkness (for his senses were closed, and to outward appearance he was like a man who is asleep), he perceived, looking downwards inwardly, the Sun in the night, in the midst of the dark surface of the heavens. This is what was called in the ancient Mysteries “Seeing the Sun at Midnight,”—seeing, that is, the flowing sunlight within the stars, whose influence in relation to the Sun seems so small. These experiences were important milestones in the life of every aspirant after occultism. Having come so far, the pupil was then able to apprehend a truth of great significance, He could say: “In the same way as I perceive through the medium of myself, by beholding my middle man, the flowing sunlight, the true and real working of the Sun, so now can I perceive through the medium of the upper man the heavenly spaces with their stars. That I can see the stars, that all is not wrapped in darkness, is due to the fact that the brain is adapted to the stars, as the middle man is adapted to the Sun.” Thus did the pupil come to the knowledge that even as the middle man is sustained by the Sun, even as its whole being depends on the Sun and belongs to the Sun, so does the upper man, the brain man, belong to the whole world and its stars. When the pupil had had this experience, then he could go to those who possessed only a day consciousness but who, nevertheless, felt an impulse—springing from a deep inner need, from a longing of their soul—to find relationship with a consciousness that should reach out beyond Earth man. In other words, the pupil in occultism could go to men who were religiously inclined, who were able in some way to feel their connection with the great world, and say to them: “Man as he stands on Earth, is not merely a being belonging to this Earth, he is a being that belongs in part, namely in breast and trunk, to the Sun,—and belongs also, as head man, to the whole of cosmic space.” This was what the pupil could tell the religious man, imparting it to him as information; and in the religious man it turned into prayer, into worship. The disciples of occultism came in this way among men as founders of religion, and according as was the relation of the people to whom they came to the one or other part of man's nature, so they were able to speak more of the one or the other. To people who were more particularly disposed to experience a certain happiness in the sense of well-being in the inner man—people, that is, who were inclined to make their whole mood in life depend on the bodily well-being of the middle man—to such the pupils in occultism could come as founders of religion and say: “Your sense of well-being depends on the Sun.” These people then became, through the influence of the pupils in occultism, followers of a Sun religion. You may be quite sure that all over the Earth, wherever lived people of the kind I have described, for whom it mattered above all that they should have their attention drawn to the source of their sense of well-being, there a Sun worship arose. To think that men just happened to become Sun worshippers without any deeper reason for it is a mere flight of imagination on the part of all obstinately materialistic science. When the scholar:, of our time speak of how this or that section of mankind came to be Sun worshippers, they are really only demonstrating their own powers of imagination and fantasy. The materialists of today are quite mistaken when they accuse theosophists of an inclination to be fantastic, implying that they themselves are the true realists. Taken as a whole, materialism is certainly not lacking in a tendency to be fantastic, as we can see in this case when it sets out to explain how certain peoples became Sun worshippers. For it builds up an imaginary picture and comes to the conclusion that through the working of certain external conditions or circumstances the people, moved by some unaccountable impulse, hit upon the idea of worshipping the Sun; whereas the truth of the matter is that the initiates, the aspirants after occultism, knew in the case of certain peoples:—We have here a people who manifest especially the virtue of courage, a people in whom one can see a striking development of the middle man; we must teach this people how in the super-sensible one can behold the fact that this middle-man is a product of the working of the Sun. And the initiates in occultism then led such people, in whom the middle man was of greatest importance, away from the mere sense of well-being, the mere living within themselves, to prayer and worship, teaching them to look up in religious devotion to the Being who was the source of this middle man. Thus did they guide these people to a worship of the Sun. This one example can serve to show the tendency there is in materialism to build up fantastic theories. Other striking examples could be brought forward. We have, for instance, had perforce to read—for they have been thrust under our very eyes—all manner of descriptions of our Munich Building.1 Through an indiscretion it came about that the project found its way into the newspapers, and the materialistic man of today has formed his own idea of what the Building is and what its purpose. A profusion of fantastic information has been spread abroad, quite enough to demonstrate that fantasy is a quality of present-day thinking. When it is a matter of speaking or writing about things of which he knows absolutely nothing, the man of today does not hesitate to have recourse to the wildest fancies in order to construct an explanation. This is so in ordinary everyday life, and it is so too in the realm of science. The majority of the explanations put forward by the scholars of today are sheer fantasy; and the attempt to describe or account for Sun worship is certainly no exception. Other peoples on the Earth had less inclination to develop the middle man and were more disposed to think, to have ideas,—that is, to develop the upper man; and to them another kind of appeal had to be made. The occultists who went forth into the world as founders of religion turned the attention of these peoples to seek the source of the instrument whereby they were able to produce thoughts, to live in thoughts and in ideas. The occultists said to them: “If you want to have knowledge of the source of your life of thought, then—since you are not able to gaze into the super-sensible worlds of the heavens (of course the initiates did not say this, I am adding it)—you will have an external reflection of this source if you remain awake during the night and look up in prayer to the star-strewn heavens.” A genuine Star worship—a worship, one can also say, of the Night, for the truth was often clothed in such a way that instead of speaking of the starry heavens the night was substituted—such a Star or Night Worship prevailed among peoples who were more given to thought. Peoples of ancient times who were fond of thinking and pondering and delving deep into things,—for them religions were founded that pointed them to the source of the instrument of their thinking, the source, that is, of their upper man. And many of the names borne by the most ancient Gods of certain peoples have to be rendered in modern languages by the word “Night.” The Night was the object of worship, the Night in all the mystery of her appearance as the Mother of the Stars, who brings them forth that they may shine in the heavens. For the initiates in occultism knew that the instrument of the brain is really and truly a product of the Star-strewn Night. Similarly, we will often find that the people who were Sun worshippers were not only guided to look to the Sun; but as man was led from the Stars to the Mother Night and many old-time words for the ancient Gods are to be interpreted as meaning Night, so in the case of the Sun man's attention was drawn to the fact that the Sun gave rise to the Day, that the Sun made Day. In consequence, many words used for Sun worship among peoples who specifically worshipped the Sun as the highest divine Power, are to be translated with the word “Day.” Speaking generally, we can say that where peoples felt themselves strong and courageous and ready for war, we find them to be in the main Sun worshippers or Day worshippers, because their initiates directed them to the Sun, to the Day, for their object of worship. The more thoughtful and enquiring peoples on the other hand are Night or Star worshippers, because they have been guided that way by their initiates. We come, finally, to still another kind of people. For there are peoples who do not experience in so characteristic a manner the sharp division between Day consciousness and Night consciousness. When we go back into olden times, we find many peoples who had preserved middle or in-between conditions of consciousness, who did not merely alternate in their life between Day and Night, between consciousness and unconsciousness, but who had an old clairvoyant consciousness which came about through the merging of Day with Night consciousness into a kind of semi-consciousness. We find therefore this third condition of consciousness. These people also divined through their condition of consciousness a connection between man and something outside the Earth. How was it they came to have such a feeling? To answer this question we must realise that they were possessed of a peculiar faculty or quality in the very form of their bodily nature. They were, as we have said, endowed,—as in olden times almost all men were endowed, the world over—with an ancient clairvoyance, and they had the peculiar faculty of being able to perceive in certain conditions of consciousness their “symmetry” man,—not, however, as symmetry man, but they could perceive this middle man in its working upon the upper man. If you want to form a picture of what took place in such a person, then you must imagine a picture of the middle man in the brain. In ordinary normal life on Earth, the sense impressions from without work upon the brain and the brain throws back pictures; it places, that is, its own being in the way and holds up the pictures that come from outside. Our idea of the world comes about in this way as a reflected picture thrown back by the brain. For that is what all ideas of the outside world really are,—pictures thrown back, reflected by the brain. When you look at the world, then the outer impressions pass through the eye up to a certain place in the brain and are there caught. That an idea can come into being is due to the fact that the impressions are caught up at a certain point, not allowed to pass through—not, at all events, in their entirety—but reflected back. And when a man becomes clairvoyant, it is no longer external objects alone that make impressions on the brain, impressions are made from the middle man, which can then be reflected back by the brain. What I have just now described—the impressions made by the middle man upon the brain and the reflection by the latter of these impressions—is still very far from the process I described as taking place in the true aspirant after occultism. The latter has direct and immediate perception of his middle man, he does not merely perceive it through the brain. He looks into himself and sees there what belongs to the Sun, sees too in his brain what belongs to the Stars. The clairvoyant state, on the other hand, of which we are now speaking, where the processes inside man, the Sun nature in the middle man, are reflected by the brain—even as the outer impressions that come through the senses are reflected by the brain,—is characteristic of the old clairvoyance of men in ancient time. For them, perception took place by way of the middle man. They did not, to begin with, perceive external things at all. They perceived only the Sun-like that was present in themselves and they perceived it in reflection, for it was held up by the brain and they perceived it as an idea of the Sun nature within them. There have been peoples of this character, who in certain naturally clairvoyant states caught hold, as it were, with their brain of the Sun nature within them and made of the perception an idea. How did it then appear to them? It was projected outwards, but was not perceived like the ideas to which we are accustomed, and which have their source in the world outside; it appeared like inner Sunlight,—yet as coming from without. And when investigation was made into the source of the appearance, when the aspirants after occultism set out to learn how it was that they found themselves in such conditions, then they were made clearly aware of the Sun nature that is in the middle man. Man has this Sun-like element in him, because he is himself a Sun being. That which manifests in the instrument of the brain is connected with the fact that man is a Star being, that he is in very truth formed and shaped from out of the whole of Cosmic space. What he now perceives, however, has relation to the fact that the Earth has revolving around it the Moon, and that the Moon in her revolution round the Earth has a powerful influence on the being of man. In those olden times man was so constituted that the Moon had a particularly strong influence on his brain. The consequence was that the ancient clairvoyance was very dependent on the phases of the Moon, and showed itself for the most part in connections that found expression in the phases of the Moon. For a space of fourteen days clairvoyance increased, and then for fourteen days it decreased again. Its influence was thus greatest in the middle of such a Moon period. There were times when men knew: We are Sun beings. They knew it because they could perceive the Sun through the inner idea formed in the brain. But this came about through the influence of the Moon. The old clairvoyance often worked in the way I indicated. Man gave himself up throughout the whole twenty-eight days to the waxing and waning of the Moon. There were days when the influence of the Moon was particularly strong and when in consequence clairvoyance was present in everyone; inner clairvoyant consciousness made itself felt in all men. When initiates in occultism came to people of this kind with the mission of determining for them the character of their religion, then for the same reason that other peoples were made Sun (or Day) worshippers and Star (or Night) worshippers, the initiates made this third kind of people Moon worshippers. Hence the worship of the Moon, that is to be found among many ancient peoples. Moses learned to know this Moon worship in its original form from the Egyptian initiates, and was himself one of the greatest of those who made Moon worship into the religion of a people. For Moses made it the religion of the ancient Hebrew people. The Jahve worship of the ancient Hebrew people is a highly spiritualised Moon worship. And it enabled the Hebrew people to retain into later times the consciousness that man is connected with what is outside and beyond the Earth, that his being is not confined to the Earth. Now it was so with the Moon worshippers of very olden times, as it was also with the Sun and Star worshippers, that there was very little knowledge among the people themselves of how Stars, Sun and Moon appeared to the clairvoyant—spiritualised, that is, and not at all as objects that are seen with external organs. The people of olden times would not have understood if they had been told: “Pray to what is the source and origin of your middle man, but do not imagine it like the picture of the Sun that can be perceived with the senses; think of it as something super-sensible that is behind the Sun.” Just as little would the Star worshippers have understood if they had been told that the organ of their thinking had its origin in the far Cosmic spaces, but that they were not to imagine that this meant, in the picture of the starry heavens as it can be perceived with the outer eye, they were to think rather of the invisible that is behind the starry heavens, the multitude of spiritual Beings that are in the Stars. This was known to the initiates, but it could not be said to the Sun and Star worshippers. Similarly it would have been of no use at all to say to the Moon peoples: “Imagine to yourselves an invisible Being who has as it were his outer body in the Moon.” It was, however, possible to say something else, and this is what Moses did say to the Hebrew people. It could not have been said to the more ancient Moon worshippers but only to the ancient Hebrew people. For Moses did not direct his people to the visible Moon, but to the Being in whom lay the origin of the ancient clairvoyance of all peoples. This clairvoyance had been given to man,—as a kind of compensation, when he was placed into the condition of having to alternate with his consciousness between day and night; and it brought him a knowledge of the world, that resembled what comes to expression in the reflected rays of the Sun. The reflection of the Sun could only be something external for man, could only give him an Earth consciousness—a day consciousness, and a night consciousness that at most was aware only of the external visible world of stars—and so a clairvoyance was given to the man of ancient times as a compensation; it was given him through the possibility of alternation in this day and night consciousness,—an old clairvoyance that is derived from the spiritual Being of the Moon and has also relation, locally, with the Moon. When in the course of evolution the time came for this clairvoyant consciousness gradually to grow dim and fade away, a more spiritual substitute was created for the ancient Hebrew folk in the invisible Moon Being Jahve or Jehovah of whom Moses taught, and who, he said, must never be confused with anything that can be seen outwardly nor with any picture that is made of Him for outward vision. Therefore did Moses categorically forbid the Hebrew people to regard any picture in the outside world as a picture of Jahve; he forbade them any picture or image whatsoever that might represent something which is not a product of the outside world, forbade them also to make any picture taken from the outside world, of the invisible, super-sensible God. The Jahve religion is thus seen to stand in a remarkable relation to a Moon religion that was given by the old clairvoyance in the very earliest days of mankind. For the sake of those to whom it is of interest, we may here mention that it was H. P. Blavatsky who, on absolutely authentic grounds, pointed out that the Jahve religion was in a certain respect a kind of revival of the old Moon religion. H. P. Blavatsky, however, did not come so far in her research as we are able to do today, consequently the connection that has here been set forth was not fully clear to her. The knowledge that the Jahve religion is a Moon religion rather suggested to H. P. Blavatsky that this old Jahve religion was a little less worthy on that account. This is, however, not the case at all. When one knows that the Jahve religion of the ancient Hebrew people has its origin in the old clairvoyance and preserves, so to speak, the memory of the old clairvoyance, then one is able to perceive and appreciate the sacredness and depth of this Jahve religion. Our study has brought us to an understanding of certain important experiences of the aspirants after occultism, who in a higher consciousness are able to learn by real experience that man belongs in his being to the entire world, perceiving how the middle man is in reality a Sun man, and the upper man a Star man. And we have also seen what occultism is able to recognise in the external religions, namely, that they were in great measure given to mankind as very ancient religions and even as ancient theosophies. For when the man of olden times developed a need for worship and prayer, in that moment something of the old clairvoyance began to stir within him, so that he had no need merely to believe what the old initiates told him but was able to comprehend it even though he could not actually see it. The ancient religions are thus to a great extent theosophies. And the theosophical teachings that were given by the occultists were determined according to the section of the earth which that particular people was destined to inhabit. As you will have seen, we have for the moment had to leave out the lower man,—the third seven-membered man. We shall return to it, and we shall find in what a remarkable manner the “Great Mystery” was brought before the pupil, and how the pupil undergoes still further development by means of the initiation which alone can lead to an understanding of the true nature of man.
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306. The Child's Changing Consciousness and Waldorf Education: Lecture III
17 Apr 1923, Dornach Tr. Roland Everett Rudolf Steiner |
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Here we see the work of what we have been calling in anthroposophy the I-being of the human individual. For us, this term does not imply anything abstract, it merely serves to pinpoint a specifically human feature. |
306. The Child's Changing Consciousness and Waldorf Education: Lecture III
17 Apr 1923, Dornach Tr. Roland Everett Rudolf Steiner |
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Yesterday I pointed out that there is much more involved in learning to walk, speak, and think—the three most important activities of early childhood—than is apparent outwardly. I also indicated that it is impossible to observe the human being completely without distinguishing between what is internal and what is external. When considering the organization of the whole human being, who is made up of body, soul, and spirit, it is especially necessary to develop a refined faculty of discrimination, and this is particularly true in the field of education. Let us first look at what is very simply called “learning to walk.” I have already mentioned that a part of this activity is connected with how the child establishes equilibrium in the surrounding physical world. The entire, lifelong relationship to static and dynamic forces is involved in this activity. Furthermore, we have seen how this seeking, this striving for balance, this differentiation of arm and hand movements from those of the legs and feet, also forms the basis for the child's faculty of speech. And how, arising out of this faculty, the new faculty of thinking is gradually born. However, in this dynamic system of forces that the child takes hold of in learning how to walk, there lives yet something else that is of a fundamentally different character. I noted this briefly yesterday, but now we must consider it more fully. You must always bear in mind that, pre-eminently during the first stage of childhood, but also up to the change of teeth, the child is one big sense organ. This is what makes children receptive to everything that comes from their surroundings. But it also causes them to recreate inwardly everything that is going on in their environment. One could say—to choose just one particular sense organ—that a young child is all eye. Just as the eye receives stimuli from the external world and, in keeping with its organization, reproduces what is happening there, so human beings during the first period of life inwardly reproduce everything that happens around them. But the child takes in what is thus coming from the environment with a specific, characteristic form of inner experience. For example, when seeing the father or the mother moving a hand or an arm, the child will immediately feel an impulse to make a similar movement. And so, by imitating the movements of others in the immediate environment, the usual irregular and fidgety movements of the baby gradually become more purposeful. In this way the child also learns to walk. But we must not overemphasize the aspect of heredity in the acquisition of this faculty, because this constant reference to heredity is merely a fashion in contemporary natural-scientific circles. Whether a child first puts down the heel or the toes when walking is also is due to imitating the father, mother, or anyone else who is close. Whether a child is more inclined to imitate one parent or the other depends on how close the connection is with the particular person, the affinity “in between the lines” of life, if I may put it this way. An exceedingly fine psychological-physiological process is happening here that cannot be recognized by the blunt tools of today's theories of heredity. To express it more pictorially: Just as the finer particles fall through the meshes of a sieve while the coarser ones are retained, so does the sieve of the modern world-view allow the finer elements of what is actually happening to slip through. In this way only the coarser similarities between child and father, or child and mother, only the “rough and ready” side of life is reckoned with, disregarding life's finer and more subtle points. The teacher and educator, however, need a trained eye for what is specifically human. Now it would be natural to assume that it must surely be deep love that motivates a child to imitate one particular person. But if one looks at how love is revealed in later life, even in a very loving person, one will come to realize that if one maintains that the child chooses by means of love, then what is actually happening has not been fully appreciated. For in reality, the child chooses to imitate out of an even higher motive than that of love. The child is prompted by what one might, in later life, call religious or pious devotion. Although this may sound paradoxical, it is nevertheless true. The child's entire sentient-physical behavior in imitation flows from a physical yearning to become imbued with feelings found in later life only in deeply religious devotion or during participation in a religious ritual. This soul attitude is strongest during the child's earliest years, and it continues, gradually declining, until the change of teeth. The physical body of a newborn baby is totally permeated by an inner need for deeply religious devotion. What we call love in later life is just a weakened form of this pious and devotional reverence. It could be said that until the change of teeth the child is fundamentally an imitative being. But the kind of inner experience that pulses through the child's imitation as its very life blood—and here I must ask you not to misunderstand what I am going to say, for sometimes one has to resort to unfamiliar modes of expression to characterize something that has become alien to our culture—this is religion in a physical, bodily guise. Until the change of teeth, the child lives in a kind of “bodily religion.” We must never underestimate the delicate influences (one could also call them imponderable influences) that, only through a child's powers of perception, emanate from the environment, summoning an urge to imitate. We must in no way underestimate this most fundamental and important aspect of the child's early years. Later on we will see the tremendous significance that this has for both the principles and practical methods of education. When contemporary natural science examines such matters, the methods used appear very crude, to say the least. To illustrate what I mean, I would like to tell you the case of the mathematician horses that, for awhile, caused a sensation in Germany. I have not seen these Dusseldorf horses myself, but I was in a position to carefully observe the horse belonging to Herr von Osten of Berlin, who played such a prominent part in this affair. It was truly amazing to witness how adept his horse was at simple mathematical calculations. The whole thing caused a great sensation and an extensive treatise dealing with this phenomenon was quickly published by a university lecturer, who came to the following conclusion. This horse possesses such an unusually fine sensibility that it can perceive the slightest facial expressions of its master, Herr von Osten, as he stands next to it. These facial expressions are so fine that even a human being could not detect them. And when Herr von Osten gives his horse an arithmetical task, he naturally knows the answer in his head. He communicates this answer to the horse with very subtle facial expressions that the horse can perceive. In this way it can “stamp” the answers on the ground. If, however, one's thinking is even more accurate than that of contemporary mathematical sciences, one might ask this lecturer how he could prove his theory. It would be impossible for him to do so. My own observations, on the other hand, led me to a different conclusion. I noticed that in his grey-brown coat Herr von Osten had large, bulging pockets out of which he took sugar lumps and small sweets that he shoved into the horse's mouth during his demonstrations. This ensured an especially close and intimate relationship, a physically-based affinity between steed and master. And due to this intimate physical relationship, this deep-seated attachment, which was constantly being renewed, a very close soul communication between a man and a horse came about. It was a far more intimate process than the horse's supposedly more intellectual and outward observation of its master's facial expressions. Indeed, a real communication from soul to soul had taken place. If it is possible to observe such a phenomenon even in an animal, then you can comprehend the kind of soul communication that can exist in a little child, especially if permeated by deeply religious devotion. You must realize how everything the child makes its own grows from this religious mood, which is still fully centered within the physical body. Anyone who can observe how the child, with its inner attitude of religious surrender, surrenders to the influences of the surrounding world, and anyone who can discern in all these processes what the child individually pours into the static and dynamic forces, will discover precisely in this physical response the inherent impulses of its later destiny. However strange it may sound, what Goethe's friend Knebel in his old age once said to Goethe is still true:1
If such an event is connected with someone else, the person concerned will think (provided one can extricate oneself from the turmoil of life and perceive the finer nuances of physical existence): This is not an illusion, or something I have dreamed up; but if, at a decisive moment in life, I have found another human being with whom I am more intimately connected than with other people, then I really have been seeking this person, whom I must have already known long before we met for the first time. The most intimate matters in life are closely connected with how the child finds its way into the static and dynamic realm. If one can develop a faculty for observing such things, one will find that an individual's destiny already begins to be revealed in a strangely sense-perceptible form by how a child begins to place the feet on the ground, in how a child begins to bend the knees, or in the way a child begins to use the fingers. All of this is not merely outwardly or materially significant, but it reflects what is most spiritual in the human being. When a child begins to speak, it adapts itself to a wider circle. In learning the mother tongue, this circle embraces all who share the same language. Now the child is no longer restricted to the narrow circle of people who provide a more intimate social background. In living into the mother tongue, the child also adapts to something broader than the static and dynamic forces. One could say that, in learning to speak, the child lives into its folk soul, into the genius of its mother tongue. And since language is thoroughly spiritual, the child still lives in something spiritual, but no longer in a spirituality only connected with the individual human being, something that is a matter of individual destiny, but something that receives the child into the wider circle of life. When the child learns to think—well, with thinking we do not remain in the realm of the individual at all. In New Zealand, for example, people think exactly the same as we do here today. It is the entire Earth realm that we adapt ourselves to when as children we develop thinking from speech. In speaking we still remain within a smaller circle of life. In thinking, we enter the realm of humanity as a whole. This is how the child's life circles are expanded through walking, speaking, and thinking. And through discrimination one will find the fundamental links between the way a child adapts itself to the of static and dynamic forces, and its future destiny during earthly life. Here we see the work of what we have been calling in anthroposophy the I-being of the human individual. For us, this term does not imply anything abstract, it merely serves to pinpoint a specifically human feature. Similarly, through the medium of language, we see something emerge in the human being that is entirely different from the individual I. Therefore we say that in language the human astral body is working. This astral body can also be observed in the animal world, but there it does not work in an outward direction. In the animal it is connected more with the inner being, creating the animal's form. We also create our form, but we take away a small part of this formative element and use it to develop language. In speech the astral body is actively engaged. And in thinking, which has this universal quality and is also specifically different from the other two faculties, something is happening where we could say that the human etheric body is working. Only when we come to human sense perception do we find the entire physical body in collaboration. I do not mind if, for the time being, you treat these statements more or less as definitions. At this point it is not an important issue, for we are not interested in splitting philosophical hairs. We are merely trying to indicate what life itself reveals. And this needs to be based on a knowledge of the human being that can lead us to a true form of education, one that encompasses both theory and practice. When looking at such a progression of development, we find that the human being's highest member, the I, is the first to emerge, followed by the astral body and etheric body. Furthermore, we can see how the soul and spiritual organization, working in the I, astral, and etheric bodies, is working on the physical body until the change of teeth. All three members are working in the physical body. The second dentition announces a great change that affects the child's whole life. We can first observe it in a particular phenomenon. What would you say is the most striking factor of early childhood? It is, as I have described it just now, the child's physical-religious devotion to its environment. This is really the most decisive characteristic. Then the child loses the baby teeth, which is followed by years of developing a certain soulspiritual constitution, particularly in the years between the change of teeth and puberty. You see, what has been working physically during the first period of life will later, after the child has gone through puberty, reappear transformed as thought. The young child cannot in any way yet develop the kind of thinking that leads to an experience of religious devotion. During this time of childhood—first before the change of teeth, but also continuing until puberty—these two things keep each other at a distance, so to speak. The child's thinking, even between the change of teeth and puberty, does not yet take hold of the religious element. One could compare this situation with certain alpine rivers that have their sources high up in the mountains and that, on their way down, suddenly seem to disappear as they flow through underground caves, only to reappear lower down along their further courses. What appears as a natural religious reverence during the years leading to the change of teeth withdraws inward, takes on an entirely transformed soul quality, and seems to disappear altogether. Only later in life, when the human being gains the capacity to consciously experience a religious mood, does it reappear, taking hold of a person's thinking and ideation. If one can observe such transformations, one will find external observation even more meaningful. As I mentioned already in the first lecture, I am not at all against the more external forms of observation, which are fully justified. Yet, at the same time, we must realize that these methods cannot offer a foundation for the art of education. Experimental child psychology, for example, has discovered the curious phenomenon that children whose parents anxiously try to engender a religious attitude, who try to drum religion into their children, such children achieve poor results in their religion lessons at school. In other words, it has been established that the correlation coefficient between the children's accomplishments in religious instruction and the religious attitude of their parents is very low during the years spent in primary education. Yet one look at human nature is enough to discover reasons for this phenomenon. No matter how often such parents may talk about their own religious attitude, no matter what beautiful words they may speak, it has no meaning for the child at all. They simply pass the child by. For anything directed to the child's reason, even if formulated in terms intended to appeal to the child's feelings, will fail to have any impact, at least until the time of the change of teeth. The only way of avoiding such heedlessness is for the adults around the child, through their actions and general behavior, to give the child the possibility to imitate and absorb a genuine religious element right into the finest articulation of the vascular system. This is then worked on inwardly, approximately between the seventh and fourteenth year. Like the alpine river flowing underground, it will surface again at puberty in the form of a capacity for conceptualization. So we should not be surprised if a generous helping of outer piety and religious sentiment aimed at the child's well-being will simply miss the mark. Only the actions performed in the child's vicinity will speak. To express it somewhat paradoxically, the child will ignore words, moral admonitions, and even the parents' attitudes, just as the human eye will ignore something that is colorless. Until the change of teeth, the child is an imitator through and through. Then, with the change of teeth, the great change occurs. What was formerly a physically based surrender to a religious mood ceases to exist. And so we should not be surprised when the child, who has been totally unaware of any innate religious attitude, becomes a different being between the change of teeth and puberty. But what I have pointed out just now can reveal that, only at puberty, the child reaches an intellectual mode of comprehension. Earlier, its thinking cannot yet comprehend intellectual concepts, because the child's thinking, between the change of teeth and puberty, can only unite with what is pictorial. Pictures work on the senses. Altogether, during the first period of life ending with the change of teeth, pictures of all the activities being performed within its environment work on the child. Then, with the onset of the second set of teeth, the child begins to take in the actual content presented in pictorial form. And we must pour this pictorial element into everything that we approach the child with, into everything we bring to the child through language. I have characterized what comes toward the child through the element of statics and dynamics. But through the medium of language a much wider, an immensely varied element, comes within reach of the child. After all, language is only a link in a long chain of soul experiences. Every experience belonging to the realm of language has an artistic nature. Language itself is an artistic element, and we have to consider this artistic element above everything else in the time between the change of teeth and puberty. Don't imagine for a moment that with these words I am advocating a purely esthetic approach to education, or that I want to exchange fundamental elements of learning with all kinds of artificial or esthetically contrived methods, even if these may appear artistically justified. Far from it! I have no intention of replacing the generally uncultured element, so prevalent in our present civilization, with a markedly Bohemian attitude toward life. (For the sake of our Czech friends present, I should like to stress that I do not in any way associate a national or geographical trait with the term Bohemian. I use it only in its generally accepted sense, denoting the happy-golucky attitude of people who shun responsibilities, who disregard accepted rules of conduct, and who do not take life seriously.) The aim is not to replace the pedantic attitude that has crept into our civilization with a disregard of fundamental rules or with a lack of earnestness. Something entirely different is required when one is faced with children between the change of teeth and puberty. Here one has to consider that at this age their thinking is not yet logical, but has a completely pictorial character. True to nature, such children reject a logical approach. They want to live in pictures. Highly intelligent adults make little impression on children aged seven, nine, eleven, or even thirteen. At that age, they feel indifferent toward intellectual accomplishment. On the other hand, adults with an inner freshness (which does not, however, exclude a sense of discretion), people of a friendly and kindly disposition do make a deep impression on children. People whose voices have a ring of tenderness, as if their words were caressing the child, expressing approval and praise, reach the child's soul. This personal impact is what matters, because with the change of teeth the child no longer surrenders solely to surrounding activities. Now a new openness awakens to what people are actually saying, to what adults say with the natural authority they have developed. This reveals the most characteristic element inherent in the child between the change of teeth and puberty. Certainly you would not expect me, who more than thirty years ago wrote the book Intuitive Thinking: A Philosophy of Freedom, to stand here and plead authoritarian principles. Nevertheless, insofar as children between the change of teeth and puberty are concerned, authority is absolutely necessary. It is a natural law in the life of the souls of children. Children at this particular stage in life who have not learned to look up with a natural sense of surrender to the authority of the adults who brought them up, the adults who educated them, cannot grow into a free human beings. Freedom is won only through a voluntary surrender to authority during childhood. Just as during the first period of life children imitate all of the surrounding activities, so also during the second period of life they follow the spoken word. Of course, this has to be understood in a general way. Immensely powerful spiritual substance flows into children through language, which, according to their nature, must remain characteristically pictorial. If one observes how, before the change of teeth, through first learning to speak, children dreamily follow everything that will become fundamental for later life, and how they wake up only after the change of teeth, then one can gain a picture of what meets children through the way we use language in their presence during the second period of life. Therefore we must take special care in how, right at this stage, we work on children through the medium of language. Everything we bring must speak to them, and if this does not happen, they will not understand. If, for example, you factually describe a plant to a young child, it is like expecting the eye to understand the word red. The eye can understand only the color red, not the word. A child cannot understand an ordinary description of a plant. But as soon as you tell the child what the plant is saying and doing, there will be immediate understanding. The child also has to be treated with an understanding of human nature. We will hear more about this later when we discuss the practical aspects of teaching. Here I am more concerned with presenting a basic outline. And so we see how an image-like element pervades and unites what we meet in the child's threefold activity of walking, speaking, and thinking. Likewise, activities occurring around the child, which were at first perceived in a dreamy way, are also transformed, strangely enough, into pictures during this second period between the change of teeth and puberty. The child begins to dream, as it were, about the surrounding activities, whereas during the first period of life these outer activities were followed very soberly and directly, and simply imitated. And the thoughts of the child are not yet abstract, nor yet logical; they are also still pictures. Between the second dentition and puberty, children live in what comes through language, with its artistic and pictorial element. Thus, only what is immersed in imagery will reach the child. This is why the development of a child's memory is particularly strong at this age. And now, once again, I have to say something that will make learned psychologists shudder inwardly and give them metaphorical goose flesh. That is, children receive their memory only with the change of teeth. The cause for such goose flesh is simply that these things are not observed properly. Someone might say, “What appears as memory in a child after the change of teeth surely must have already existed before, even more strongly, because the child then had an inborn memory, and all kinds of things could be remembered even better than later on.” This would be about as correct as saying that a dog, after all, is really a wolf, and that there is no difference between the two. And if one pointed out that a dog has experienced entirely different living conditions and that, although descended from the wolf, it is no longer a wolf, the reply might be, “Well, a dog is only a domesticated version of a wolf, for the wolf's bite is worse than the dog's bite.” This kind of thing would be somewhat analogous to saying that the memory of a child is stronger prior to the change of teeth than afterward. One must be able to observe actual reality. What is this special kind of memory in the young child that later memory is descended from? It is still an inner habit. When taking in the spoken word, a refined inner habit is formed in the child, who absorbs everything through imitation. And out of this earlier, specially developed habit—which still has a more physical quality—a soul habit is formed when the child begins the change of teeth. It is this habit, formed in the soul realm, that is called memory. One must differentiate between habit that has entered the soul life and habit in the physical realm, just as one has to distinguish between dog and wolf—otherwise one cannot comprehend what is actually happening. You can also feel the link between the pictorial element that the child's soul had been living within, as well as the newly emerging ensouled habit, the actual memory, which works mainly through images as well. Everything depends, in all these matters, on keen observation of human nature. It will open one's eyes to the incisive turning point during the change of teeth. One can see this change especially clearly by observing pathological conditions in children. Anyone who has an eye for these things knows that children's diseases look very different from adult diseases. As a rule, even the same outer symptoms in an ill child have a different origin than those in an adult, where they may appear similar, but are not necessarily the same. In children the characteristic forms of illness all stem from the head, from which they affect the remaining organism. They are caused by a kind of overstimulation of the nerve-sense system. This is true even in cases of children who have measles or scarlet fever. If one can observe clearly, it will be found that when walking, speaking, and thinking exert their separate influences, these activities also work from the head downward. At the change of teeth, the head has been the most perfectly molded and shaped inwardly. After this, it spreads inner forces to the remaining organism. This is why children's diseases radiate downward from the head. Because of the way these illnesses manifest, one will come to see that they are a reaction to conditions of irritation or overstimulation, particularly in the nervesense system. Only by realizing this will one find the correct pathology in children's illnesses. If you look at the adult you will see that illnesses radiate mainly from the abdominal-motor system—that is, from the opposite pole of the human being. Between the age when the child is likely to suffer from an overstimulation of the nerve-sense system and in the years following sexual maturity—that is, between the change of teeth and puberty—are the years of compulsory schooling. And amid all of this, a kinship lives between the child's soul life and the pictorial realm, as I have described it to you. Outwardly, this is represented by the rhythmic system with its interweaving of breathing and blood circulation. The way that breathing and blood circulation become inwardly harmonized, the way that the child breathes at school, and the way that the breathing gradually adapts to the blood circulation, all of this generally happens between the ninth and tenth year. At first, until the ninth year, the child's breathing is in the head, until, through an inner struggle within its organism, a kind of harmony between the heartbeat and the breathing is established. This is followed by a time when the blood circulation predominates, and this general change occurs in the physical realm and in the realm of the child's soul. After the change of teeth is complete, all of the forces working through the child are striving toward inwardly mobile imagery, and we will support this picture-forming element if we use a pictorial approach in whatever we bring to the child. And then, between the ninth and tenth years, something truly remarkable begins to occur; the child feels a greater relationship to the musical element. The child wants to be held by music and rhythms much more than before. We may observe how the child, before the ninth and tenth years, responds to music—how the musical element lives in the child as a shaping force, and how, as a matter of course, the musical forces are active in the inner sculpting of the physical body. Indeed, if we notice how the child's affinity to music is easily expressed in eagerly performed dance-like movements—then we are bound to recognize that the child's real ability to grasp music begins to evolve between the ninth and tenth years. It becomes clearly noticeable at this time. Naturally, these things do not fall into strictly separate categories, and if one can comprehend them completely, one will also cultivate a musical approach before the ninth year, but this will be done in the appropriate way. One will tend in the direction suggested just now. Otherwise the child aged nine to ten would get too great a shock if suddenly exposed to the full force of the musical element, if the child were gripped by musical experiences without the appropriate preparation. We can see from this that the child responds to particular outer manifestations and phenomena with definite inner demands, through developing certain inner needs. In recognizing these needs, knowledge does not remain theoretical, but becomes pedagogical instinct. One begins to see how here one particular process is in a state of germination and there another is budding within the child. Observing children becomes instinctive, whereas other methods lead to theories that can be applied only externally and that remain alien to the child. There is no need to give the child sweets to foster intimacy. This has to be accomplished through the proper approach to the child's soul conditions. But the most important element is the inner bond between teacher and pupil during the classroom time. It is the crux of the matter. Now it also needs to be said that any teacher who can see what wants to overflow from within the child with deep inner necessity will become increasingly modest, because such a teacher will realize how difficult it is to reach the child's being with the meager means available. Nevertheless, we shall see that there are good reasons for continuing our efforts as long as we proceed properly, especially since all education is primarily a matter of self-education. We should not be disheartened because the child at each developmental stage reacts specifically to what the external world—that is we, the teachers—wishes to bring, even if this may assume the form of a certain inner opposition. Naturally, since consciousness has not awakened sufficiently at that age, the child is unaware of any inner resistance. In keeping with their own nature, children, having gone through the change of teeth, demand lesson content that has form and coloring that satisfies what is overflowing from their organisms. I will speak more about this later. But one thing that children do not want—certainly not during the change of teeth—something they will reject with strong inner opposition—is to have to draw on a piece of paper, or on the chalkboard, a peculiar sign that looks like this: A, only to be told that this is supposed to sound the same as what would spontaneously come from one's own mouth [Ah!] when seeing something especially wonderful!2 For such a sign has nothing whatever to do with the inner experience of a child. When a child sees a combination of colors, feelings are immediately stimulated. But if one puts something in front of a child that looks like FATHER, expecting an association with what is known and loved as the child's own father, then the inner being of the child can feel only opposition. How have our written symbols come about? Think about the ancient Egyptians with their hieroglyphs that still retained some similarity to what they were intended to convey. Ancient cuneiform writing also still had some resemblance to what the signs signified, although these were more expressive of the will-nature of the ancient people who used them, whereas the Egyptian hieroglyphs expressed more of a feeling approach. The forms of these ancient writings, especially when meant to be read, brought to mind the likeness of what they represented from the external world. But what would children make of such weird and ornate signs on the chalkboard? What could they have to do with their own fathers? And yet the young pupils are expected to learn and work with these apparently meaningless symbols. No wonder that something in the child becomes resentful. When children are losing their baby teeth, they feel least connected with the kind of writing and reading prevalent in our present stage of civilization, because it represents the results of stylization and convention. Children, who have only recently come into the world, are suddenly expected to absorb the final results of all of the transformations that writing and reading have gone through. Even though nothing of the many stages of cultural progress that have evolved throughout the ages has yet touched the children, they are suddenly expected to deal with signs that have lost any connection between our modern age and ancient Egypt. Is it any wonder, then, if children feel out of touch? On the other hand, if you introduce children to the world of number in an appropriate way for their age, you will find that they can enter the new subject very well. They will also be ready to appreciate simple geometric forms. In the first lecture I have already noted how the child's soul prepares to deal with patterns and forms. Numbers can also be introduced now, since with the change of teeth a hardening of the inner system is occurring. Through this hardening, forces are being released and expressed outwardly in how the child works with numbers, drawing, and so on. But reading and writing are activities that are, initially, very alien to children at around the seventh year. Please do not conclude from what I have said that children should not be taught to read and write. Of course they must learn this because, after all, we do not educate the young for our benefit, but for life. The point is, how should this be done without countering human nature? We shall go into this question more thoroughly during the next few days. But, generally speaking, it is good if educators realize how alien many things are to a child's soul, things that we take from contemporary life and teach because we feel it is necessary for the children to know them. This must not lead us into the opposite error of wanting to create an esthetic form of education, however, or declaring that all learning should be child's play. This is one of the worst slogans, because such an attitude would turn children into the kind of people who only play at life. Only dilettantes in the field of education would allow themselves to be taken in by such a phrase. The point is not to select certain tidbits out of play activities that are pleasing to an adult, but to connect with what is actually happening when a child is playing. And here I must ask you a pertinent question. Is play mere fun or is it a serious matter for children? To a healthy child, playing is in no way just a pleasurable pastime, but a completely serious activity. Play flows earnestly from a child's entire organism. If your way of teaching can capture the child's seriousness in play, you will not merely teach in a playful way—in the ordinary sense—but you will nurture the earnestness of a child's play. What matters at all times is the accurate observation of life. Therefore it can be rather regrettable if well-meaning people try to introduce their pet ideas into the one branch of life that demands the closest observation of all—that is, education. Our intellectual culture has landed us in a situation where most adults no longer have any understanding of childhood, because a child's soul is entirely different from that of a thoroughly intellectualized adult. We must begin by finding the key to childhood again. This means that we must permeate ourselves with the knowledge that, during the first period of life until the change of teeth, the entire behavior of a child reveals a physically anchored religious quality; and after this, between the change of teeth and puberty, a child's soul life is attuned to all that has a pictorial quality, and it undergoes many artistic and esthetic changes during this period of life. When a child has reached puberty, the astral body, which has been working through language until this point, now becomes free to work independently. Previously, the forces that work through the medium of language were needed to build up the inner organization of the child's body. But after puberty, these forces (which work also in many other spheres—in everything that gives form, in relation to both plastic and musical forms) become liberated, and are used for the activity of thinking. Only then does the child become an intellectualizing and logically thinking person. It is clear that what flashes, streams, and surges through language in this way, delivers a final jolt to the physical body before becoming liberated. Look at a boy who is at this age and listen to how his voice changes during puberty. This change is just as decisive as the change of teeth in the seventh year. When the larynx begins to speak with a different vocal undertone, it is the astral body's last thrust—that is, the forces flashing and working through speech—in the physical body. A corresponding change also occurs in the female organism, but in a different way, not in the larynx. It is brought about through other organs. Having gone through these changes, the human being has become sexually mature. And now the young person enters that period of life when what previously radiated into the body from the nerve-sense system is no longer the determining factor. Now it is the motor system, the will system—so intimately connected with the metabolic system—that takes the leading role. The metabolism lives in physical movements. Pathology in adults can show us how, at this later age, illnesses radiate mainly from the metabolic system. (Even migraine is a metabolic illness.) We can see how in adults illnesses no longer spread from the head, as they do in children. It does not matter so much where an illness manifests, what matters is to know from where it radiates into the body. But during grade school (from about six to fourteen) the rhythmic system is the most actively engaged. During this time, everything living within the nerve-sense system on the one hand, and within the metabolic-limb system on the other, is balanced by the rhythmic system. This balancing activity of the rhythmic system encompasses what works through our physical movement, where processes of combustion continually occur, and are also balanced by the metabolism. This balancing activity also works in the metabolism's digestion of what will eventually enter the bloodstream and take the form of circulation. This all comes together in the breathing process, which has a rhythmical nature, in order to work back again finally into the nerve-sense process. These are the two polarities in human nature. The nerve-sense system on the one hand, the metabolic-limb system on the other, with the rhythmic system in between. We have to consider this rhythmic system above all when dealing with children between the change of teeth and puberty. It is fully expressed during these years, and it is the healthiest of the human systems; it would have to be subjected to gross external interference to become ill. In this respect, modern methods of observation again take the wrong course. Think of the recent scientific tests that study fatigue in children by means of fatigue coefficients. Let me repeat again at this point, to avoid misunderstandings, that I have no intention of running down modern methods of scientific investigation as such, nor of heaping scorn on its methods. In these experiments various degrees of fatigue are measured, for example, in gym or arithmetic classes, and so on. There is nothing wrong in discovering such factors, but they must not form the basis of one's teaching. One cannot arrange a timetable according to these coefficients because the real task of a teacher is very different. At this stage of childhood, the aim should be to work with the one system in the human being that never tires throughout a person's whole life. The only system prone to fatigue is the metabolic and limb system. This system does tire, and it passes its fatigue to the other systems. But I ask you, is it possible for the rhythmic system to tire? No, it must never tire, because if the heart were not tirelessly beating throughout life, without suffering fatigue, and if breathing were not continuous without becoming exhausted, we simply could not live. The rhythmic system does not tire. If we tire our pupils too much through one or another activity, it shows that, during the age under consideration—between seven and fourteen years—we have not appealed strongly enough to the rhythmic system. This middle system again lives entirely in the pictorial realm and is an outer expression of it. If you fail to present arithmetic or writing lessons imaginatively, you will tire your pupils. But if, out of an inner freshness and at a moment's notice, you can call up powers of imagery in the children, you will not tire them. If they nevertheless begin to droop, the source of their fatigue is in their motor system. For example, the chair that a child sits on might be pressing too hard, or the pen may not fit the hand properly. There is no need to calculate through pedagogical psychology how long a child can engage in arithmetic without undue strain. The important thing is that the teacher knows how to teach the various subjects in harmony with the pupils rhythmic system, and how, through knowledge of the human being, the lesson content can be presented in the appropriate form. This can become possible only when we recognize that the pupil awakens to the intellectual side of life only with the advent of sexual maturity, and that between the change of teeth and puberty the teachers have to guide through personal example as they bring to their pupils what they wish to unfold within them. Consequently, a pedagogy that springs from a true knowledge of the human being has to be largely a matter of the teachers' own inner attitudes—a pedagogy destined to work on the teachers' own moral attitudes. A more drastic expression of this would be: The children in themselves are all right, but the adults are not! What is needed above all has already been put into words at the end of the first lecture. Instead of talking about how we should treat children, we should strive toward a knowledge of how we, as teachers and educators, ought to conduct ourselves. In our work we need forces of the heart. Yet it is not good enough to simply declare that, instead of addressing ourselves to the intellect of our pupils we now must appeal to their hearts, in both principle and method. What we really need—and this I wish to emphasize once more—is that we ourselves have our hearts in our pedagogy.
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