234. Anthroposophy, An Introduction: Meditation and Inspiration
01 Feb 1924, Dornach Translated by Vera Compton-Burnett Rudolf Steiner |
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It is just from a clear insight into these things that Anthroposophy comes forward, saying: True; man's thinking, in the form it has so far actually taken, is powerless in the face of Reality. |
234. Anthroposophy, An Introduction: Meditation and Inspiration
01 Feb 1924, Dornach Translated by Vera Compton-Burnett Rudolf Steiner |
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I shall now continue, in a certain direction, the more elementary considerations recently begun. In the first lecture of this series I drew your attention to the heart's real, inner need of finding, or at least seeking, the paths of the soul to the spiritual world. I spoke of this need meeting man from two directions: from the side of Nature, and from the side of inner experience. Today we will again place these two aspects of human life before us in a quite elementary way. We shall then see that impulses from the subconscious are really active in all man's striving for knowledge in response to the needs of life, in his artistic aims and religious aspirations. You can quite easily study the opposition, to which I here refer, in yourselves at any moment. Take one quite simple fact. You are looking, let us say, at some part of your body—your hand, for example. In so far as the act of cognition itself is concerned you look at your hand exactly as at a crystal, or plant, or any other natural object. But when you look at this part of your body and go through life with this perception, you encounter that seriously disturbing fact which intrudes on all human experience and of which I spoke. You find that what you see will one day be a corpse; external Nature, on receiving it, has not the power to do anything else than destroy it. The moment man has become a corpse within the physical world and has been handed over to the elements in any form, there is no longer any possibility that the human form, which has been impressed on all the substances visible in his body, will be able to maintain itself. All the forces of Nature which you can make the subject of any scientific study are only able to destroy man, never to build him up. Every unprejudiced study that is not guided by theory but controlled by life itself, leads us to say: We look at Nature around us in so far it is intelligible. (We will not speak, for the present, of what external cognition cannot grasp.) As civilised people of today we feel we have advanced very far indeed, for we have discovered so many laws of Nature. This talk of progress is, indeed, perfectly justified. Nevertheless, it is a fact that all these laws of Nature are, by their mode of operation, only able to destroy man, never to build him up. Human insight is unable, at first, to discover anything in the external world except laws of Nature which destroy man. Let us now look at our inner life. We experience what we call our psychical life, i.e. our thinking, which can confront us fairly clearly, our feeling, which is less clearly experienced, and our willing, which is quite hidden from us. For, with ordinary consciousness, no one can claim insight into the way an intention—to pick up an object, let us say—works down into this very complicated organism of muscle and nerve in order to move, at length, arms and legs. What it is that here works down into the organism, between the formation of the thought and the perception of the lifted object, is hidden in complete darkness. But an indefinite impulse takes place in us, saying: I will this. So we ascribe will to ourselves and, on surveying our inner life, speak of thinking, feeling and willing. But there is another side, and this introduces us again—in a certain sense—to what is deeply disturbing. We see that all this soul life of man is submerged whenever he sleeps and arises anew when he wakes. If we want to use a comparison we may well say: The soul life is like a flame which I kindle and extinguish again. But we see more. We see this soul life destroyed when certain organs are destroyed. Moreover, it is dependent on bodily development; being dreamlike in a little child and becoming gradually clearer and clearer, more and more awake. This increase in clarity and awareness goes hand in hand with the development of the body; and when we grow old our soul life becomes weaker again. The life of the soul thus keeps step with the growth and decay of the body. We see it light up and die away. But, however sure we may be that our soul, though dependent in its manifestations on the physical organism, has its own life, its own existence, this is not all we can say about it. It contains an element man must value above all else in life, for his whole manhood—his human dignity—depends on this. I refer to the moral element. We cannot deduce moral laws from Nature however far we may explore it. They have to be experienced entirely within the soul; there, too, we must be able to obey them. The conflict and settlement must therefore take place entirely within the soul. And we must regard it as a kind of ideal for the moral life to be able, as human beings, to obey moral principles which are not forced upon us. Yet man cannot become an ‘abstract being’ only obeying laws. The moral life does not begin until emotions, impulses, instincts, passions, outbursts of temperament, etc., are subordinated to the settlement, reached entirely within the soul, between moral laws grasped in a purely spiritual way and the soul itself. The moment we become truly conscious of our human dignity and feel we cannot be like beings driven by necessity, we rise to a world quite different from the world of Nature. Now the disturbing element that, as long as there has been human evolution at all, has led men to strive beyond the life immediately visible, really springs from these two laws—however many subconscious and unconscious factors may be involved: We see, on the one hand, man's bodily being, but it belongs to Nature that can only destroy it; and, on the other hand, we are inwardly aware of ourselves as soul beings who light up and fade away, yet are bound up with what is most valuable in us—the moral element. It can only be ascribed to a fundamental insincerity of our civilisation that people deceive themselves so terribly, turning a blind eye to this direct opposition between outer perception and inner experience. If we understand ourselves, if we refuse to be confined and constricted by the shackles which our education, with a definite aim in view, imposes upon us, if we free ourselves a little from these constraints we say at once: Man! you bear within you your soul life—your thinking, feeling and willing. All this is connected with the moral world which you must value above all else—perhaps with the religious source of all existence on which this moral world itself depends. But where is this inner life of moral adjustments when you sleep? Of course, one can spin philosophic fantasies or fantastic philosophies about these things. One may then say: Man has a secure basis in his ego (i.e. in his ordinary ego-consciousness). The ego begins to think in St. Augustine, continues through Descartes, and attains a somewhat coquettish expression in Bergsonism today. But every sleep refutes this. For, from the moment we fall asleep to the moment of waking, a certain time elapses; and when, in the waking state, we look back on this interval of time, we do not find the ego qua experience. It was extinguished. And yet it is connected with what is most valuable in our lives—the moral element! Thus we must say: Our body, whose existence we are rudely forced to admit, is certainly not a product of Nature, which has only the power to destroy and disintegrate it. On the other hand, our own soul life eludes us when we sleep, and is dependent on every rising and falling tide of our bodily life. As soon as we free ourselves a little from the constraints imposed on civilised man by his education today, we see at once that every religious or artistic aspiration—in fact, any higher striving—no matter how many subconscious and unconscious elements be involved, depends, throughout all human evolution, on these antitheses. Of course, millions and millions of people do not realise this clearly. But is it necessary that what becomes a riddle of life for a man be clearly recognised as such? If people had to live by what they are clear about they would soon die. It is really the contributions to the general mood from unclear, subconscious depths that compose the main stream of our life. We should not say that he alone feels the riddles of life who can formulate them in an intellectually clear way and lay them before us: first riddle, second riddle, etc. Indeed, such people are the shallowest. Someone may come who has this or that to talk over with us. Perhaps it is some quite ordinary matter. He speaks with a definite aim in view, but is not quite happy about it. He wants something, and yet does not want it; he cannot come to a decision. He is not quite happy about his own thoughts. To what is this due? It comes from the feeling of uncertainty, in the subconscious depths of his being, about the real basis of man's true being and worth. He feels life's riddles because of the polar antithesis I have described. Thus we can find support neither in the corporeal, nor in the spiritual as we experience it. For the spiritual always reveals itself as something that lights up and dies down, and the body is recognised as coming from Nature which can, however, only destroy it. So man stands between two riddles. He looks outwards and perceives his physical body, but this is a perpetual riddle to him. He is aware of his psycho-spiritual life, but this, too, is a perpetual riddle. But the greatest riddle is this: If I really experience a moral impulse and have to set my legs in motion to do something towards its realisation, it means—of course—I must move my body. Let us say the impulse is one of goodwill. At first this is really experienced entirely within the soul, i.e. purely psychically. How, now, does this impulse of goodwill shoot down into the body? How does a moral impulse come to move bones by muscles? Ordinary consciousness cannot comprehend this. One may regard such a discussion as theoretical, and say: We leave that to philosophers; they will think about it. Our civilisation usually leaves this question to its thinkers, and then despises—or, at least, values but little—what they say. Well; this satisfies the head only, not the heart. The human heart feels a nervous unrest and finds no joy in life, no firm foundation, no security. With the form man's thinking has taken since the first third of the fifteenth century magnificent results in the domain of external science have been achieved, but nothing has or can be contributed towards a solution of these two riddles—that of man's physical body and that of his psychical life. It is just from a clear insight into these things that Anthroposophy comes forward, saying: True; man's thinking, in the form it has so far actually taken, is powerless in the face of Reality. However much we think, we cannot in the very least influence an external process of nature by our thinking. Moreover, we cannot, by mere thinking, influence our own ‘will-organism’. To feel deeply the powerlessness of this thinking is to receive the impulse to transcend it. But one cannot transcend it by spinning fantasies. There is no starting point but thought; you cannot begin to think about the world except by thinking. Our thinking, however, is not fitted for this. So we are unavoidably led by life itself to find—from this starting point in thought—a way by which our thinking may penetrate more deeply into existence—into Reality. This way is only to be found in what is described as meditation—for example, in my book: Knowledge of the Higher Worlds and Its Attainment. Today we will only describe this path in bare outline, for we intend to give the skeleton of a whole anthroposophical structure. We will begin again where we began twenty years ago. Meditation, we may say, consists in experiencing thinking in another way than usual. Today one allows oneself to be stimulated from without; one surrenders to external reality. And in seeing, hearing, grasping, etc., one notices that the reception of external impressions is continued—to a certain extent—in thoughts. One's attitude is passive—one surrenders to the world and the thoughts come. We never get further in this way. We must begin to experience thinking. One does this by taking a thought that is easily comprehended, letting it stay in one's consciousness, and concentrating one's whole consciousness upon it. Now it does not matter at all what the thought may signify for the external world. The point is simply that we concentrate our consciousness on this one thought, ignoring every other experience. I say it must be a comprehensible thought—a simple thought, that can be ‘seen’ from all sides [überschaubar]. A very, very learned man once asked me how one meditates. I gave him an exceedingly simple thought. I told him it did not matter whether the thought referred to any external reality. I told him to think: Wisdom is in the light. He was to apply the whole force of his soul again and again to the thought: Wisdom is in the light. Whether this be true or false is not the point. It matters just as little whether an object that I set in motion, again and again, by exerting my arm, be of far-reaching importance or a game; I strengthen the muscles of my arm thereby. So, too, we strengthen our thinking when we exert ourselves, again and again, to per-form the above activity, irrespective of what the thought may signify. If we strenuously endeavour, again and again, to make it present in our consciousness and concentrate our whole soul life upon it, we strengthen our soul life just as we strengthen the muscular force of our arm if we apply it again and again to the same action. But we must choose a thought that is easily surveyed; otherwise we are exposed to all possible tricks of our own organisation. People do not believe how strong is the suggestive power of unconscious echoes of past experiences and the like. The moment we entertain a more complicated thought demonic powers approach from all sides, suggesting this or that to our consciousness. One can only be sure that one is living in one's meditation in the full awareness of normal, conscious life, if one really takes a completely surveyable thought that can contain nothing but what one is actually thinking. If we contrive to meditate in this way, all manner of people may say we are succumbing to auto-suggestion or the like, but they will be talking nonsense. It all turns on our success in holding a ‘transparent’ thought—not one that works in us through sub-conscious impulses in some way or other. By such concentration one strengthens and intensifies his soul life—in so far as this is a life in thought. Of course, it will depend on a man's capacities, as I have often said; in the case of one man it will take a long time, in the case of another it will happen quickly. But, after a certain time, the result will be that he no longer experiences his thinking as in ordinary consciousness. In ordinary consciousness our thoughts stand there powerless; they are ‘just thoughts’. But through such concentration one really comes to experience thoughts as inner being [Sein], just as one experiences the tension of a muscle—the act of reaching out to grasp an object. Thinking becomes a reality in us; we experience, on developing ourselves further and further, a second man within us of whom we knew nothing before. The moment now arrives when you say to yourself: True, I am this human being who, to begin with, can look at himself externally as one looks at the things of nature; I feel inwardly, but very dimly, the tensions of my muscles, but I do not really know how my thoughts shoot down into them. But after strengthening your thinking in the way described, you feel your strengthened thinking flowing, streaming, pulsating within you; you feel the second man. This is, to begin with, an abstract characterisation. The main thing is that the moment you feel this second man within you, supra-terrestrial things begin to concern you in the way only terrestrial things did before. In this moment, when you feel your thought take on inner life—when you feel its flow as you feel the flow of your breath when you pay heed to it—you become aware of something new in your whole being. Formerly you felt for example: I am standing on my legs. The ground is below and supports me. If it were not there, if the earth did not offer me this support, I would sink into bottomless space. I am standing on something. After you have intensified your thinking and come to feel the second man within, your earthly environment begins to interest you less than before. This only holds, however, for the moments in which you give special attention to the second man. One does not become a dreamer if one advances to these stages of knowledge in a sincere and fully conscious way. One can quite easily return, with all one's wonted skill, to the world of ordinary life. One does not become a visionary and say: Oh! I have learnt to know the spiritual world; the earthly is unreal and of less value. From now on I shall only concern myself with the spiritual world. On a true, spiritual path one does not become like that, but learns to value external life more than ever when one returns to it. Apart from this, the moments in which one transcends external life in the way described and fixes attention on the second man one has discovered cannot be maintained for long. To fix one's attention in this way and with inner sincerity demands great effort, and this can only be sustained for a certain time which is usually not very long. Now, in turning our attention to the second man, we find at the same time, that we begin to value the spatial environment of the earth as much as what is on the earth itself. We know that the crust of the earth supports us, and the various kingdoms of Nature provide the substances we must eat if our body is to receive through food the repeated stimulus it needs. We know that we are connected with terrestrial Nature in this way. We must go into the garden to pick cabbages, cook and eat them; and we know that we need what is out there in the garden and that it is connected with our ‘first’ or physical man. In just the same way we learn to know what the rays of the sun, the light of the moon and the twinkling of the stars around the earth are to us. Gradually we attain one possible way of thinking of the spatial environment of the earth in relation to our ‘second man’, as we formerly thought of our first (physical) body in relation to its physical environment. And now we say to ourselves: What you bear within you as muscles, bones, lung, liver, etc., is connected with the cabbage, the pheasant, etc., out there in the world. But the ‘second man’ of whom you have become conscious through strengthening your thinking, is connected with the sun and the moon and all the twinkling stars—with the spatial environment of the earth. We become more familiar with this environment than we usually are with our terrestrial environment—unless we happen to be food-specialists. We really gain a second world which, to begin with, is spatial. We learn to esteem ourselves inhabitants of the world of stars as we formerly considered ourselves inhabitants of the earth. Hitherto we did not realise that we dwell in the world of stars; for a science which does not go as far to strengthen man's thinking cannot make him conscious of his connection, through a second man, with the spatial environment of the earth—a connection similar to that between his physical body and the physical earth. Such a science does not know this. It engages in calculations; but even the calculations of Astrophysics, etc., only reveal things which do not really concern man at all, or—at most—only satisfy his curiosity. After all, what does it mean to a man, or his inner life, to know how the spiral nebular in Canes venatici may be thought of as having originated, or as still evolving? Moreover, it is not even true! Such things do not really concern us. Man's attitude towards the world of stars is like that of some disembodied spirit towards the earth—if such a spirit be thought of as coming from some region or other to visit the earth, requiring neither ground to stand on, nor nourishment, etc. But, in actual fact, from a mere citizen of the earth man becomes a citizen of the universe when he strengthens his thinking in the above way. We now become conscious of something quite definite, which can be described in the following way. We say to ourselves: It is good that there are cabbages, corn, etc., out there; they build up our physical body (if I may use this somewhat incorrect expression in accordance with the general, but very superficial, view). I am able to discover a certain connection between my physical body and what is there outside in the various kingdoms of Nature. But with strengthened thinking I begin to discover a similar connection between the ‘second man’ who lives in me and what surrounds me in supra-terrestrial space. At length one comes to say: If I go out at night and only use my ordinary eyes, I see nothing; by day the sunlight from beyond the earth makes all objects visible. To begin with, I know nothing. If I restrict myself to the earth alone, I know: there is a cabbage, there a quartz crystal. I see both by the light of the sun, but on earth I am only interested in the difference between them. But now I begin to know that I myself, as the second man, am made of that which makes cabbage and crystal visible. It is a most significant leap in consciousness that one takes here—a complete metamorphosis. From this point one says to oneself: If you stand on the earth you see what is physical and connected with your physical man. If you strengthen your thinking the supra-terrestrial spatial world begins to concern you and the second man you have discovered just as the earthly, physical world concerned you before. And, as you ascribe the origin of your physical body to the physical earth, you now ascribe your ‘second existence’ to the cosmic ether through whose activities earthly things become visible. From your own experience you can now speak of having a physical body and an etheric body. You see, merely to systematise and think of man as composed of various members gives no real knowledge. We only attain real insight into these things by regarding the complete metamorphosis of consciousness that results from really discovering such a second man within. I stretch out my physical arm and my physical hand takes hold of an object. I feel, in a sense, the flowing force in this action. Through strengthening my thought I come to feel that it is inwardly mobile and now induces a kind of ‘touching’ within me—a touching that also takes place in an organism; this is the etheric organism; that finer, super-sensible organism which exists no less than the physical organism, though it is connected with the supra-terrestrial, not the terrestrial. The moment now arrives when one is obliged to descend another step, if I may put it so. Through such ‘imaginative’ thinking as I have described we come, at first, to feel this inward touching of the second man within us; we come, too, to see this in connection with the far spaces of the universal ether. By this term you are to understand nothing but what I have just spoken of; do not read into it a meaning from some other quarter. Now, however, we must return again to ordinary consciousness if we are to get further. You see, if we are thinking of man's physical body in the way described, we readily ask how it is really related to its environment. It is doubtless related to our physical, terrestrial environment; but how? If we take a corpse, which is, indeed, a faithful representation of physical man—even of the living physical man—we see, in sharp contours, liver, spleen, kidney, heart, lung, bones, muscles and nerve strands. These can be drawn; they have sharp contours and resemble in this everything that occurs in solid forms. Yet there is a curious thing about this sharply outlined part of the human organism. Strictly speaking, there is nothing more deceptive than our handbooks of anatomy or physiology, for they lead people to think: there is a liver, there a heart, etc. They see all this in sharp contours and imagine this sharpness to be essential. The human organism is looked upon as a conglomeration of solid things. But it is not so at all. Ten per cent., at most, is solid; the other ninety per cent. is fluid or even gaseous. At least ninety per cent. of man, while he lives, is a column of water. Thus we can say: In his physical body man belongs, it is true, to the solid earth—to what the ancient thinkers in particular called the ‘earth’. Then we come to what is fluid in man; and even in external science one will never gain a reasonable idea of man until one learns to distinguish the solid man from the fluid man this inner surging and weaving element which really resembles a small ocean. But what is terrestrial can only really affect man through the solid part of him. For even in external Nature you can see, where the fluid element begins, an inner formative force working with very great uniformity. Take the whole fluid element of our earth—its water; it is a great drop. Wherever water is free to take its own form, it takes that of a drop. The fluid element tends everywhere to be drop-like. What is earthly—or solid, as we say today—occurs in definite, individual forms, which we can recognise. What is fluid, however, tends always to take on spherical form. Why is this? Well, if you study a drop, be it small or as large as the earth itself, you find it is an image of the whole universe. Of course, this is wrong according to the ordinary conceptions of today; nevertheless it appears so, to begin with, and we shall soon see that this appearance is justified. The universe really appears to us as a hollow sphere into which we look. Every drop, whether small or large, appears as a reflection of the universe itself. Whether you take a drop of rain, or the waters of the earth as a whole, the surface gives you a picture of the universe. Thus, as soon as you come to what is fluid, you cannot explain it by earthly forces. If you study closely the enormous efforts that have been made to explain the spherical form of the oceans by terrestrial forces, you will realise how vain such efforts are. The spherical form of the oceans cannot be explained by terrestrial gravitational attraction and the like, but by pressure from without. Here, even in external Nature, we find we must look beyond the terrestrial. And, in doing this, we come to grasp how it is with man himself. As long as you restrict yourself to the solid part of man, you need not look beyond the terrestrial in understanding his form. The moment you come to his fluid part, you require the second man discovered by strengthened thinking. He works in what is fluid. We are now back again at what is terrestrial. We find in man a solid constituent; this we can explain with our ordinary thoughts. But we cannot understand the form of his fluid components unless we think of the second man as active within him—the second man whom we contact within ourselves in our strengthened thinking as the human etheric body. Thus we can say: The physical man works in what is solid, the etheric man in what is fluid. Of course, the etheric man still remains an independent entity, but he works through the fluid medium. We must now proceed further. Imagine we have actually got so far as to experience inwardly this strengthened thinking and, therefore, the etheric—the second—man. This means, that we are developing great inner force. Now, as you know, one can—with a little effort—not only let oneself be stimulated to think, but can even refrain from all thinking. One can stop thinking; and our physical organisation does this for us when we are tired and fall asleep. But it becomes more difficult to extinguish again, of our own accord, the strengthened thinking which results from meditation and which we have acquired by great effort. It is comparatively easy to extinguish an ordinary, powerless thought; to put away—or ‘suggest away’—the strengthened thinking one has developed demands a stronger force, for one cleaves in a more inward way to what one has thus acquired. If we succeed, however, something special occurs. You see, our ordinary thinking is stimulated by our environment, or memories of our environment. When you follow a train of thought the world is still there; when you fall asleep the world is still there. But it is out of this very world of visible things that you have raised yourself in your strengthened thinking. You have contacted the supra-terrestrial spatial environment, and now study your relationship to the stars as you formerly studied the relation between the natural objects around you. You have now brought yourself into relation with all this, but can suppress it again. In suppressing it, however, the external world, too, is no longer there—for you have just directed all your interest to this strengthened consciousness. The outer world is not there; and you come to what one can call ‘empty consciousness’. Ordinary consciousness only knows emptiness in sleep, and then in the form of unconsciousness. What one now attains is just this: one remains fully awake, receiving no outer sense impressions, yet not sleeping—merely ‘waking’. Yet one does not remain merely awake. For now, on exposing one's empty consciousness to the indefinite on all sides, the spiritual world proper enters. One says: the spiritual world approaches me. Whereas previously one only looked out into the supra-terrestrial physical environment—which is really an etheric environment—and saw what is spatial, something new, the actual spiritual world, now approaches through this cosmic space from all sides as from indefinite distances. At first the spiritual approaches you from the outermost part of the cosmos when you traverse the path I have described. ![]() A third thing is now added to the former metamorphosis of consciousness. One now says: I bear with me my physical body (inner circle), my etheric body (blue) which I apprehended in my strengthened thinking, and something more that comes from the undefined—from beyond space. I ask you to notice that I am talking of the world of appearance; we shall see in the course of the next few days how far one is justified in speaking of the etheric as coming from the spatial world, and of what lies beyond us (red) coming from the Undefined. We are no longer conscious of this third component as coming from the spatial world. It streams to us through the cosmic ether and permeates us as a ‘third man’. We have now a right to speak, from our own experience, of a first or physical man, a second or etheric man, and a third or ‘astral man’. (You realise, of course, that you must not be put off by words.) We bear within us an astral or third man, who comes from the spiritual, not merely from the etheric. We can speak of the astral body or astral man. Now we can go further. I will only indicate this in conclusion so that I can elaborate it tomorrow. We now say to ourselves: I breathe in, use my breath for my inner organisation and breathe out. But is it really true that what people think of as a mixture of oxygen and nitrogen enters and leaves us in breathing? Well, according to the views of present day civilisation, what enters and leaves is composed of oxygen and nitrogen and some other things. But one who attains ‘empty consciousness’ and then experiences this onrush—as I might call it—of the spiritual through the ether, experiences in the breath he draws something not formed out of the ether alone, but out of the spiritual beyond it. He gradually learns to know the spiritual that plays into man in respiration. He learns to say to himself: You have a physical body; this works into what is solid—that is its medium. You have your etheric body; this works into what is fluid. But, in being a man—not merely a solid man or fluid man, but a man who bears his ‘air man’ within him—your third or astral man can work into what is airy or gaseous. It is through this material substance on the earth that your astral man operates. Man's fluid organisation with its regular but ever changing life will never be grasped by ordinary thinking. It can only be grasped by strengthened thinking. With ordinary thinking we can only apprehend the definite contours of the physical man. And, since our anatomy and physiology merely take account of the body, they only describe ten per cent of man. But the ‘fluid man’ is in constant movement and never presents a fixed contour. At one moment it is like this, at another, like that—now long, now short. What is in constant movement cannot be grasped with the closed concepts suitable for calculations; you require concepts mobile in themselves—‘pictures’. The etheric man within the fluid man is apprehended in pictures. The third or astral man who works in the ‘airy’ man, is apprehended not merely in pictures but in yet another way. If you advance further and further in meditation—I am here describing the Western process—you notice, after reaching a certain stage in your exercises, that your breath has become something palpably musical. You experience it as inner music; you feel as if inner music were weaving and surging through you. The third man—who is physically the airy man, spiritually the astral man—is experienced as an inner musical element. In this way you take hold of your breathing. The oriental meditator did this directly by concentrating on his breathing, making it irregular in order to experience how it lives and weaves in man. He strove to take hold of this third man directly. Thus we discover the nature of the third man, and are now at the stage when we can say: By deepening and strengthening our insight we learn, at first, to distinguish in man:
This stream enters and takes hold of our inner organisation, expands, works, is transformed and streams out again. That is a wonderful process of becoming. We cannot draw it; we might do so symbolically, at most, but not as it really is. You could no more draw this process than you could draw the tones of a violin. You might do this symbolically; nevertheless you must direct your musical sense to hearing inwardly—i.e. you must attend with your inner, musical ear and not merely listen to the external tones. In this inward way you must hear the weaving of your breath—must hear the human astral body. This is the third man. We apprehend him when we attain to ‘empty consciousness’ and allow this to be filled with ‘inspirations’ from without. Now language is really cleverer than men, for it comes to us from primeval worlds. There is a deep reason why breathing was once called inspiration. In general, the words of our language say much more than we, in our abstract consciousness, feel them to contain. These are the considerations that can lead us to the three members of man—the physical, the etheric and the astral bodies—which find expression in the solid, fluid and airy ‘men’ and have their physical counterparts in the forms of the solid man, in the changing shapes of the fluid man and in that which permeates man as an inner music, experienced through feeling. The nervous system is indeed the most beautiful representation of this inner music. It is built from out of the astral body—from out of this inner music; and for this reason it has, at a definite part, the wonderful configuration of the spinal cord with its attached nerve-strands. All this together is a wonderful, musical structure that is continually working upwards into man's head. A primeval wisdom that was still alive in Ancient Greece, felt the presence of this wonderful instrument in man. For the air assimilated through breathing ascends through the whole spinal cord. The air we breathe in ‘enters’ the cerebro-spinal canal and pulsates upwards towards the brain. This music is actually per-formed, but it remains unconscious; only the upper rebound is in consciousness. This is the lyre of Apollo, the inner musical instrument that the instinctive, primeval wisdom still recognised in man. I have referred to these things before, but it is my present intention to give a resume of what has been developed within our society in the course of twenty-one years. Tomorrow I shall go further and consider the fourth member of man, the ego organisation proper. I shall then show the connection between these various members of man and his life on earth and beyond it—i.e. his so-called eternal life. |
234. Anthroposophy, An Introduction: Love, Intuition and the Human Ego
02 Feb 1924, Dornach Translated by Vera Compton-Burnett Rudolf Steiner |
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234. Anthroposophy, An Introduction: Love, Intuition and the Human Ego
02 Feb 1924, Dornach Translated by Vera Compton-Burnett Rudolf Steiner |
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I have described how man must be regarded as composed of physical, etheric and astral bodies, and how we can acquire a deeper insight into this composition by exercising our cognitive powers—powers of mind, heart and will—in a certain way. This composition that we discern in man is also found in the external world. Only, we must be clear that there is a consider-able difference between what we find in the world outside and what we find in man. When, to begin with, we study the physical world—and we can really only study its solid, ‘earthy’ manifestations—we come to distinguish various substances. I need not go into details. You know, of course, that the anatomist, investigating what remains of the living man after he has passed through the gate of death—the corpse—need not take account of any but earthly substances which he also finds outside man. At least, he believes he need not, and within certain limits his belief is justified. He investigates the elements or the salts, acids and other compounds found outside of man, and he investigates what the human organism contains. He does not find it necessary to enlarge his physical and chemical knowledge. Indeed, the difference only becomes apparent when we study these things on a somewhat bigger scale, and notice what I have emphasised so strongly, namely: that the human organism as a whole cannot be maintained by external Nature, but is subject to destruction. Thus we can say that, in the solid, earthy, physical realm, we do not find, to begin with. very much difference between what is outside and what is inside man. We must recognise a greater difference however, in what is etheric. ![]() I have drawn your attention to the way the etheric really looks down on us from the world beyond the earth. I pointed out that, from out of the etheric, everything, whether it be a large or small drop, is made spherical, and that this tendency to spherical formation, due to the complex of etheric forces, extends to the etheric body of man. We have really to fight continually to overcome this tendency in our etheric body.—Of course, all this takes place in the subconscious. In its present form the human etheric body is closely moulded to the physical body. It has not such sharp boundaries and is mobile in itself; nevertheless we can distinguish a head part, a trunk part and, indistinctly, limb parts where the etheric body becomes diffuse. Thus, when we move an arm the etheric body, which otherwise conforms to the human shape, only protrudes a little beyond the arm, whereas below it is widely extended. But it has from the cosmos the tendency to take on spherical form. The higher being of man—the astral man and the ego—must oppose this tendency and mould the spherical form to the human shape. So we may say: man, as an etheric being, lives in the general etheric world by building up his own form out of the etheric, whereas the formative tendency of the surrounding etheric is to give spherical form to what is fluid. In man what is fluid takes on human form, and this is due to his inner forces opposing the external, cosmic forces. This opposition is still stronger in the astral man. As I indicated yesterday, the astral comes streaming in from the indefinite, so to speak. In the earthly realm outside man it streams in (arrows in green circle) in such a way that it develops the plant form out of the earth; and the plant form clearly shows this response to the astral. The plant has only an etheric body, but it is, indeed, the astral forces which draw the plant out of the earth. Now the human astral body is extraordinarily complicated and one really perceives it in the way I described yesterday, i.e. as an inner musical element, a whirling, weaving life, an inner activity and all one might describe as music inwardly sensed. But everything else that is astral is discovered streaming in centripetally; it is transformed into the human astral form, whereby complicated things appear. Let us say, for example, that something astral is streaming in from this side. The human being moulds it to the most varied forms in order to make it serviceable and incorporate it. One might say, the human being wins his astral body by subduing the centripetal astral forces. Now, when we turn our psycho-spiritually sharpened gaze to the cosmos, we do gain the conception of the etheric as described, but we also receive the impression that it is due to the etheric that we strive away from the earth. While we are held to the earth by gravity, we tend away from the earth because of the etheric. It is really the etheric that is active in this centrifugal tendency. In this connection you need only think of the following: The human brain weighs approximately 1,500 grammes. Now a mass with this weight, pressing on the delicate blood vessels at the base of the brain, would quite compress them. If our brain actually exerted its 1,500 grammes weight in the living man we could not have these blood-vessels. In the living man, however, the brain weighs twenty grammes at most. It is so much lighter because it floats in the cerebral fluid and loses in weight by the weight of fluid displaced. The brain really strives away from man; and in this tendency the etheric is active. Thus we may say that it is just in the brain that we can see most clearly how matters stand. Here is the brain floating in its fluid, whereby its weight is reduced from 1,500 to about twenty grammes. This means that its activity shares, to a remarkably small degree, in our physical, bodily life. Here the etheric finds tremendous scope for acting upwards. The weight acts downwards but is reduced. In the cerebral fluid there is principally developed the sum of etheric forces that lifts us away from the earth. Indeed, if we had to carry our physical body with all its forces of weight, we would have a sack to drag about. Every blood corpuscle, however, swims and is reduced in weight. This loss of weight in a fluid is an old piece of knowledge. You know, of course, that it has been ascribed to Archimedes. He was bathing one day and noticed, on lifting his leg out of the water, how much heavier it was than when in the water, and exclaimed: Eureka! I have found it. He had discovered that every body in a fluid loses in weight the weight of the fluid displaced. Thus, if you think of Archimedes in his bath, here his physical leg and here the same leg formed of water, then the physical leg is lighter in water by the amount that this water-leg weighs. It is lighter by just this amount. Likewise the weight of our brain in the cerebral fluid is reduced by the weight of a mass of cerebral fluid of the size of the physical brain. That is, it is reduced from 1,500 to 20 grammes. In physics this is called ‘upthrust’, and here the etheric acts. The astral, on the other hand, is stimulated—to begin with—by breathing, whereby the airy element enters the human organism and eventually reaches the head in an extremely attenuated state; in this distribution and organisation of the air the astral is active. Thus we can really see in the solid earthy substance the physical; in the fluid, especially in the way it works in man, the etheric; in the airy, the astral. It is the tragedy of materialism that it knows nothing of matter—how matter actually works in the several domains of life. The remarkable thing about materialism is just its ignorance of matter. It knows nothing at all about the way matter works, for one does not learn this until one is able to attend to the spiritual that is active in matter and is represented by the forces. Now, when one progresses through meditation to the ‘imaginative’ knowledge of which I have already spoken, one finds the etheric at work in all the aqueous processes of the earth. In the face of real knowledge it is childish to believe that all that is at work here—in the sea, in the rivers, rising mists, falling drops and cloud formations—contains only what the physicist and chemist know about water. For in all that is out there in the mighty drop of the ‘water-earth’, in what constantly rises in the form of vapour, forms clouds and descends as mist, in all the other aqueous processes—water plays, indeed, an enormous part in shaping the face of the globe—in all this etheric currents are working. Here is weaving the ether revealed to one in ‘pictures’ when one has strengthened one's thinking in the way I have described. Everywhere behind this weaving water the cosmic ‘imagination’ is weaving, and the astral ‘music of the spheres’ plays everywhere into this cosmic imagination, coming—in a sense—from behind. In man, however, all these conditions are found to be quite different from what they are outside him. If one looks, with vision sharpened in the way I have indicated, at what is outside man, one finds the world built up in the following way: To begin with, there is the physical, in direct contact with the earth; the etheric, which fills the whole cosmos; then the astral, which streams in as living beings. indeed, it is no merely general, abstract, astral weaving that we behold, but actual beings entering space, beings of a psycho-spiritual nature just as man, in his body, is also a psycho-spiritual being. This is what one beholds. If we now look back to man, we find in him, too, an etheric body corresponding to the external etheric. But this etheric body is not perceived in such a way that you can say: there is the physical man, and here is his etheric body. Certainly, you can draw it so, but that would only be an arrested section. You never see merely the present etheric body; this section which you can draw is seen to be continuous with what has gone before. You always see the whole etheric body extending back to birth. Past and present form a whole. If you have a twenty-year-old person before you, you cannot see merely his twenty-year-old etheric body; you see all that has happened in his etheric body back to birth and a little beyond. Here time really becomes space. It is just as when you look down an avenue and see the trees drawing closer and closer together on account of perspective; you see the whole avenue in space. Likewise you look at the etheric body as it is at present but see its whole structure, which is a ‘time-structure’. The etheric body is a ‘time-organism’, the physical body a ‘space-organism’. The physical body is, of course, self-contained at any given moment; the etheric body is always there as a totality which comprises our life up to the given moment. This is a unity. Hence you could only draw or paint the etheric body if you could paint moving pictures; but you would have to be quicker than the pictures. The momentary configuration that you draw or paint is only a section and is related to the whole etheric body as the section of a tree-stem to the whole tree. When you draw a diagram of the etheric body, it is only a section, for the whole etheric body is a ‘time-process’. Indeed, on surveying this time-process one is led beyond birth, even beyond conception, to the point where one sees the human being descend from his pre-earthly life to his present life on earth, and, just before he was conceived by his parents, draw together etheric substance from the general cosmic ether to build his etheric body. Thus you cannot speak of the etheric body without surveying man's life in time back to birth and beyond. What one regards as the etheric body at some definite moment is only an abstraction; the concrete reality is the time-process. It is different again with the astral body. This is apprehended in the way I described yesterday. I can only draw it diagramatically, and in the diagram space must become time for you. Let us assume we are observing the astral body of a person on the 2nd February 1924. Let this be the person.1 He does indeed make this impression upon us: Here is the physical body, here his etheric body. We can also observe his astral body and this makes upon us the impression I described in my book Theosophy. It is so. But when one comes to the really ‘inspired’ knowledge which appears before empty consciousness—I described such knowledge yesterday—one attains the following insight. One says to oneself: What I am observing as the astral body of this person is not really present today, i.e. on the 2nd February 1924. If the person is twenty years of age, you must go backwards in time—let us say, to January 1904. You perceive that this astral body is really back there, and extends still further back into the unlimited. It has remained there and has not accompanied him through life. Here we have only a kind of appearance—a beam. It is like looking down an avenue; there, in the distance, are the last trees, very close together. Behind them is a source of light. You can have the radiance of the light here, but the source is behind—it need not move forward that its light may shine here. So, too, the astral body has remained behind, and only throws its beam into life. It has really remained in the spiritual world and has not come with us into the physical. In respect to our astral body we always remain before conception and birth, in the spiritual world. If we are twenty years old in 1924, it is as if we were still living spiritually before the year 1904 and, in respect to our astral body, had only stretched forth a feeler. That, you will say, is a difficult conception. Well, so it is. But you know there was once a Spanish king who was shown how complicated the structure of the universe is. He thought he would have made it simpler. A man may think like this, but, as a matter of fact, the world is not simple, and we must exert ourselves somewhat to grasp what man is. To look intently at the astral body is to look directly into the spiritual world. (Only in the world external to man have you around you what is astral.) When you look at human beings spiritually, you look into the spiritual world in respect to their astral bodies. You perceive directly what a man has undergone in the spiritual world before he descended to earth. But, you will say, my astral body is active within me. Of course it is; that is self-understood. But imagine some being or other were here, and by means of cords mechanically connected, were to produce some effect at a considerable distance away. It is like that with respect to time. Your astral body has remained behind, but its activities extend through the whole of your life. Thus the activity that you notice in your astral body today has its origin in a time long past, when you were in the spiritual world before descending to earth. That time is still active—in other words, it is still there, as far as the spiritual is concerned. Anyone who believes that the past is no longer ‘present’ in the real time-process resembles a man in a railway train to whom one might say: That was a beautiful district through which we have just passed, and who would reply: Yes, a beautiful district. But it has vanished; it is no longer there. Such a man would believe that the district through which he had passed in an express train had disappeared. It is just as stupid to believe that the past is no longer there. As a matter of fact it is always there, working into man. The 3rd of January 1904, is still there in its spiritual constitution, just as what is spatial remains after you have travelled through it. It is there, influencing the present. Thus, if you describe the astral body as I have done in my Theosophy, you must realise, in order to complete your insight, that what is active here is the ‘radiance’ of something far back in time. The human being is really like a comet stretching its tail far back into the past. It is not possible to obtain true insight into man's being unless we acquire these new concepts. People who believe one can enter the spiritual world with the same concepts one has for the physical world should become spiritualists, not anthroposophists. Spiritualists endeavour to conjure the spiritual—only somewhat thinner than ordinary matter—into the ordinary space in which physical men walk about. But it is nothing spiritual—only fine exudations. Even the phantoms described by Schrenck-Notzing are only fine, physical exudations which retain in their shape traces of the etheric. They are mere phantoms, not something really spiritual. If you study the world and man in the way I have described you will realise the presence of the higher worlds in external Nature. In the case of man, a study of the successive worlds will lead you at once to the ‘time-process’ within him. In his case, however, you can go further still and reach a domain which our philistine materialistic age will not recognise as accessible to knowledge. I have referred to perception, by the senses, of the coarse, tangible physical objects around us as the first stage of cognition. The second stage was that of ‘strengthened thinking’ in which we apprehend the living, moving images of the world. The third kind of cognition was ‘inspiration’ in which we perceive the beings that express themselves through these images—hear a kind of music of the spheres that sounds from beyond. In the case of man we are led, not merely out of the material world, but out of the present into his pre-earthly life—into his existence as a psycho-spiritual being before descending to earth. This ‘inspired’ knowledge is attained by emptying our consciousness after strengthened thinking. The further stage in cognition is attained by making the power of love a cognitive force. Only, it must not be the shallow love of which alone, as a rule, our materialistic age speaks. It must he the love by which you can identify yourself with another being—a being with whom, in the physical world, you are not identical. You must really be able to feel what is passing in the other being just as you feel what is passing in yourself; you must be able to go out of yourself and live again in another. In ordinary human life such love does not attain the intensity necessary to make it a cognitive force. One must first have attained ‘empty consciousness’, and have had some experience with it. And then we undergo what many who are striving for higher knowledge do not seek: we suffer what may be called the pain of knowledge. If you have a wound somewhere, it hurts you. Why? Because, owing to the wound, your spiritual being cannot permeate your physical body properly at the place concerned. All pain comes from not being able, from one cause or another, to permeate the physical body. And when something external hurts you, this is also because you are unable to ‘unite’ yourself with it—to accept it. Now, when one has attained the empty consciousness into which there flows an altogether different world from that to which one is accustomed, then, for such moments of inspired cognition, one is without one's whole physical man; this is then one large wound and hurts all over. One must first undergo this experience; one must endure the leaving of the physical body as actual pain and suffering in order to attain inspired knowledge. Of course, an understanding of such knowledge can be acquired without pain, and people should acquire this understanding apart from suffering the pain of initiation. But to acquire an immediate, spiritual perception—not a mere understanding—of what works into man from his life before birth, that is, of what he leaves behind in the spiritual world, one must cross the abyss of universal suffering and pain. We can then experience the above identification with, and coming to life in, another being. Only then do we learn the highest degree of love which consists not in ‘forgetting oneself’ in a theoretical sense, but in being able to ignore oneself completely and enter into what is not oneself. And only when this love goes hand in hand with that higher—inspired—cognition are we really able to enter the spiritual with all the warmth of our nature, with all our inwardness of heart and mind; that is, with our soul forces. We must do this if we are to progress in knowledge. Love must become a cognitive force in this sense. When such love has attained a certain height and intensity, you pass through your pre-earthly life to your last life on earth; you slip over, through all you have undergone between your last death and your present life, into your former life on earth—into what we call previous incarnations. Now, it was, of course, also in a physical body that you then trod the earth. But nothing remains of all that made up that physical body; it has been absorbed into the elements. Your innermost being of that time has become entirely spiritual and lives in you as spirit alone. In truth, our ego, in passing through the gate of death and the spiritual world to a new life on earth, becomes wholly spiritual. It cannot be grasped with the ordinary powers of every-day consciousness; we must intensify the power of love in the way I have described. The man we were in a previous life is just as much outside us as another human being of today. Our ego has the same degree of externality. Of course, we then come to possess it—to experience it as ourself—but we must first learn to love without any trace of egotism. It would be a terrible thing indeed, if we were to become enamoured—in the ordinary sense—of our former incarnation. Love, in the highest sense, must be intensified so that we may be able to experience our former incarnation as something quite other than ourself. Then, when our cognitive power emerges through the empty consciousness, we acquire knowledge through love intensified in the highest degree, and reach the fourth member of man—the ego proper. Man has his physical body through which he lives at each moment in the present physical earth. He has his etheric body through which he lives continually in a time-process extending back to a little before his birth, when he drew together this etheric body out of the general cosmic ether. He has his astral body through which his life extends over the whole period between his last death and his last descent to earth. And he has his ego through which he reaches back into his previous life on earth. Thus, when we speak of the various members of man's being we must speak, in each case, of his extension in time. We bear our former ego-consciousness within us today, but unconsciously. How? If you want to study how you must realise that man, here in the physical world, is not only a solid body, a fluid man and an airy man, but an organism of warmth as well. This is also the way to approach the ego. Everyone knows this, at least in a very partial way. If we measure a person's temperature we get different degrees of fever in different parts of the body. But there are different temperatures throughout man's whole organism. You have one temperature in your head, another in your big toe, another inside your liver, another within your lung. You are not only what you find drawn in definite outlines in an anatomical atlas. You have a fluid organism in constant motion. You have an organism of air which permeates you continually, like a mighty, symphonic organism of music. And, in addition, you have a surging organism of warmth, differentiated with respect to temperature. In this you yourself live. Indeed, you feel that this is so. After all, you are not very conscious of living in your shin-bone, or in any other bone, or in your liver, or in your vascular fluids. But you are very conscious of living in your warmth, though you do not distinguish between your ‘warmth-hand’, ‘warmth-leg’, ‘warmth-liver’, etc. Nevertheless this differentiation is there, and if the temperature differences proper to the human warmth-organism are absent or disturbed, we feel this as illness, as pain. When, with developed consciousness, we attain the picture stage—‘imagination’—we perceive the etheric as weaving pictures. When we perceive the astral, we hear the music of the spheres which sounds towards us or, we might say, from out of ourselves. (For our own astral body leads us back to our pre-earthly life.) And when we advance farther to the form of cognition that attains the highest degree of love—when the power of love becomes a cognitive force—when, to begin with, we see our own existence flowing from a former life on earth into this present life, we feel this former life in the normal differentiation of the ‘warmth-organism’ in which we are living. This is real intuition. We live in this. And when some impulse arises in us to do this or that, it does not only work, as in the astral body, out of the spiritual world, but from still farther back—from our former life on earth. Our former life on earth works into the warmth of our organism, and kindles this or that impulse. Thus we see in the earthly, solid man the physical body, in the fluid man the etheric body, in the airy man the astral body, and in the warmth element the ego proper. (The ego of the present incarnation is never complete; it is always developing.) It is the ego of the former life on earth, working in subconscious depths, that is the ego proper. And when you perceive a man clairvoyantly you are led to say: lie is standing here and I see him, to begin with, with my external senses. But I also see what is etheric and what is astral; then, behind him, the man he was in his previous incarnation. ![]() In fact, the more this consciousness is developed, the more clearly do we see, in a kind of perspective, the head of his last incarnation a little above the head of his present incarnation, and, some-what higher still, the head of his second last incarnation. In civilisations in which there was still a kind of instinctive consciousness of these things, you will find pictures which show, behind the clearly drawn countenance of the present incarnation, a second countenance less clearly painted; behind this a third that is still less clear. There are Egyptian pictures like this. You understand such pictures if you are able to perceive, behind the present man, the man he was in his last and second last incarnations. Not until one can extend man's life in time to include previous incarnations can one really speak of the ego as the fourth member of human nature. All this acts in the ‘man of warmth’. ‘Inspiration’ approaches you from without or from within, you yourself are within the warmth; here is ‘intuition’, true intuition. We experience warmth within us quite differently from anything else. Now, if you look at it in this way, you will get beyond what should be a great riddle to the man of today, if he gives attention to his soul in a really unprejudiced way. I have spoken of this riddle. I said, we feel ourselves morally determined by certain impulses given us in a purely spiritual way. We want to carry them out. But we cannot, to begin with, understand how that to which we feel ourselves morally bound shoots into our muscles. If, however, we know that we bear within us, from our last incarnation, our ego which has become entirely spiritual and now acts upon our warmth-man, we have the required connection. Our moral impulses act indirectly, through the ego of our last incarnation. Here the connection between the moral and the physical is first found. It cannot be found by merely studying the present world of Nature and man as a section of it. You see, if you study the present world of Nature, you may say: Well, there outside is Nature; man takes in its substances and builds up his organism—one does actually picture it in this naive way. Thus man is a portion of Nature, being compounded of certain of its substances. Good! But you suddenly realise that there are moral impulses and you should act in accordance with them! How, I would ask, can a portion of Nature do that? A stone cannot do it, nor can calcium, or chlorine, or oxygen, or nitrogen. But man, who is compounded of these, is supposed to be able to do so! He experiences a moral impulse and is expected to act in accordance with it, although he is compounded of all these substance which cannot do so. But in all that is thus welded together in man there arises—especially indirectly through sleep—something that passes through death, becomes more and more spiritual, and enters a body again. It is, of course, already in the present body, for it comes from the last incarnation. It became spiritual and now works into the present incarnation. What is compounded of earthly substances will work into the warmth-man of the next incarnation. Here the moral element flows from one earth life into another; here we can grasp the transition from physical to spiritual Nature and from spiritual to physical Nature again. We cannot understand this transition with one life alone, if we are honest with ourselves and do not close our eyes to the whole psycho-spiritual problem. What we can regard as the earthly elements—the solid, liquid, gaseous and warmth elements—is permeated everywhere by what can be designated as the etheric, the astral and the ‘ego-like’, i.e. what is of like nature with the ego. In this way we see the connection between man's members and the universe, and gain an idea of the extent to which man is a ‘portion’ of time, not only of space. He is only a portion, or section, of space in regard to his physical, bodily nature. For spiritual perception the past is continually present; the present moment is, at the same time, a real eternity. What I am explaining to you was once the content of instinctive forms of consciousness. If we really understand ancient records we find a consciousness of this fourfold composition of man and his connection with the cosmos. But this knowledge has been lost to man for many centuries; otherwise he could not have developed the intellect he has today. But we have now reached the point in human evolution when we must again advance from the physical to the really spiritual.
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234. Anthroposophy, An Introduction: Respiration, Warmth and the Ego
03 Feb 1924, Dornach Translated by Vera Compton-Burnett Rudolf Steiner |
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If we cannot bring to it this quality of heart, this mood of feeling, we are not taking it in the right way. One might compare theoretical anthroposophy to a photo-graph. If you are very anxious to learn to know someone you have once met, or with whom you have been brought into touch through something or other, you would not want to be offered a photograph. You may find pleasure in the photograph; but it cannot kindle the warmth of your feeling life, for the man's living presence does not confront you. Theoretical Anthroposophy is a photograph of what Anthroposophy intends to be. It intends to be a living presence; it really wants to use words, concepts and ideas in order that something living may shine down from the spiritual world into the physical. Anthroposophy does not only want to impart knowledge; it seeks to awaken life. This it can do; though, of course, to feel life we must bring life to meet it. |
234. Anthroposophy, An Introduction: Respiration, Warmth and the Ego
03 Feb 1924, Dornach Translated by Vera Compton-Burnett Rudolf Steiner |
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When we study human life on earth, we see it proceed in a kind of rhythm expressed in the alternating states of waking and sleeping. It is from this point of view that one must consider what was said in the last lectures about the constitution of man. Let us look, with ordinary consciousness, and in what might be called a purely external way, at the facts before us. In the waking man there is, first, the inner course of his vital processes; but these remain subconscious or unconscious. There is also what we know as sense impressions—that relation to our earthly and cosmic environments which is mediated by the senses. Further, there is the expression of the will—the ability to move as an expression of impulses of will. Now, when we study man with ordinary cognition we find that the inner life-process, which runs its course in the subconsciousness, continues during sleep; sense activity and the thinking based upon it are, however, suppressed. The expression of the will is also suppressed; likewise the active life of feeling that connects willing and thinking, standing between them to a certain extent. Now if we simply study, in an unbiased way and without succumbing to preconceived opinions, what we have just found by ordinary consciousness, we are led to say: The processes described as psychical, and the processes taking place between the psychical and the external world, cease in sleep. At most we can say that the dream life finds expression when man sleeps. But we must certainly not assume that these psychical processes are created anew—out of nothing, as it were—every time we wake. This would doubtless be a quite absurd thought, even for ordinary consciousness. On unbiased consideration we must assume that the vehicle of man's psychical processes is also present in sleep. We must admit, however, that this vehicle does not act on man during sleep, i.e. that which evokes in man's senses a consciousness of the external world, and stimulates this consciousness to think, does not act on man in sleep. Moreover, that which sets the body in motion from out of the will is also absent; likewise, what evokes feeling from the organic processes, is not there. During waking life we are aware that our thoughts act upon our bodily organism. But, with ordinary consciousness, we cannot see how a thought or idea streams down, as it were, into the muscular and bony systems so that the will is involved. Nevertheless, we are aware of this action of our psychic impulses upon our body, and have to recognise that it ceases while we sleep. Thus even external considerations show us that sleep takes something from man. The only question is, what? If, to begin with, we look at what we have designated man's physical body, we see that it is continually active, in sleep as in the waking state. Moreover, all the processes we described as belonging to the etheric organism continue during sleep. In sleep man grows, he carries on the inner activities of digestion and metabolism, he continues to breathe, etc. All these activities cannot belong to the physical body as such, for they cease when it becomes a corpse. It is then taken over by external, earthly Nature and destroyed. But these destructive forces do not overpower man in sleep; therefore there are counter-forces present, opposing the disintegration of his physical body. Thus we may conclude, from mere external considerations, that the etheric organism is also present during sleep. Now we know from the preceding lectures that this etheric organism can become an object of knowledge through ‘imagination’; one can experience it ‘in a picture’, just as one experiences the physical body through sense impressions. And we know too that what may be called the astral organism is experienced through ‘inspiration’. We will now go further—Of course, we could go on drawing conclusions in the above way. But, in the case of the astral body and ego-organisation, we prefer first to study how they actually appear to higher consciousness. Let us recall how we had to describe the activity of the astral body in man. We saw that it works through the medium of what is airy, or gaseous, in the human organism. Thus we must recognise, to begin with, the astral body in all the activities of the airy element in man. Now we know that the first and most essential activity of the astral body within the airy element is breathing; and we know from ordinary experience that we have to distinguish between breathing in and breathing out. Further, we know that it is the act of breathing in that vitalises us. We deprive the outer air of its life-giving power and return, not a vitalising, but a devitalising element. Physically speaking, we take in oxygen and give off carbonic acid. But we are not so much concerned with this aspect at the moment; it is the fact of ordinary experience that interests us here: we breathe in the vitalising and breathe out the devitalising element. The higher knowledge which, as discussed in these last few days, is acquired through ‘imagination’, ‘inspiration’, and ‘intuition’, must now be directed to the life of sleep. We must actually investigate whether there is something that confirms the conclusion to which we were led, namely: that something is lifted out of man when he sleeps. This question can only be answered by putting and answering another. If there is something that is outside man in sleep, how does it behave when outside? Well, suppose a man, by such soul exercises as I have described, has actually acquired ‘inspiration’, i.e. a content for his emptied consciousness. He is now able to receive ‘inspired’ knowledge. At this stage he can induce the state of sleep artificially; this, however, is no mere sleep but a conscious condition in which the spiritual world flows into him. I should now like to describe this in quite a crude way. Suppose such a man is able to feel, as it were, in an element of spiritual music, the spiritual beings of the cosmos speaking ‘into’ him. He will then have certain experiences. But he will also say to himself: These experiences which I now have, reveal something very peculiar; through them what I had to assume as outside of man during sleep no longer remains unknown. What now happens can really be made clear by the following comparison. Suppose you had a certain experience ten years ago. You have forgotten it, but through something or other you are led to remember it. It has been outside your consciousness; but now, after applying sonic aid to memory or the like, you recall it. It is now in your consciousness. You have brought back into your consciousness something that was outside it, though connected with you in some way. It is like that with one who has a more inner consciousness and reaches inspiration. The events of sleep begin to emerge, as memories do in ordinary life. Only, the experiences we recall in memory were once in consciousness; the experiences of sleep, however, were not there before. But they enter consciousness in such a way that we really feel we are remembering something not experienced quite consciously before, at least in this life. They come to us like memories. And, as we formerly learnt to understand and experience through memory, we now begin to understand what happens during sleep. Thus into ‘inspired’ consciousness there simply emerges the experience of what leaves man and remains outside him during sleep, and what was unknown becomes known. We learn to know what it is really doing while he sleeps. If you were to put into words what you experience with your breath during life, you would say: That I am inwardly permeated with life is owing to the element I breathe in. I cannot owe it to the element I breathe out, for that has the forces of death. But when, as we saw just now, you are outside your body during sleep, you become extremely partial to the air you breathe out. When awake you did not notice what can be experienced with this exhaled air; you have only heeded the inhaled air which is the vitalising element while you and your soul are within the physical body. But now you have the same—indeed a more exalted—feeling towards the air you so anxiously avoid when you find it accumulated in a room. You express your dislike of the exhaled air. Now the physical body cannot bear it, even in sleep, but your soul and spirit, outside the body, actually breathe in—to put it physically—the carbonic acid you have exhaled. Of course, it is a spiritual, not a physical process; you receive the impression made by your exhaled air. In this exhaled air you remain connected with your physical body. You belong to your body, for you say to yourself: There is my body and it is breathing out this devitalising air. You say this unconsciously. You feel yourself connected with your body through its returning the air in this condition. Youfeel yourself entirely within the air you have exhaled. And this air you breathe out brings you continually the secrets of your inner life. You perceive these, although this perception is, of course, unconscious for the untrained sleeping consciousness. This exhaled air ‘sparkles forth’ from you and its appearance leads you to say: That is I myself, my inner human being, sparkling out into the universe. And your own spirit, streaming towards you in the exhaled air has a sun-like appearance. You now know that man's astral body, when within the physical, delights in the inhaled air, using it unconsciously to set the organic processes in action and induce in them inner mobility. But you also realise that the astral body is outside the physical when you sleep and receives, in its feelings, the secrets of your own human being from the exhaled air. While you ray forth towards the cosmos, your soul beholds unconsciously the inner process involved. Only in ‘inspiration’ does this become conscious. Further, we receive a striking impression. It is as if what confronts the sleeping man stood out against a dark background. There is darkness behind, and against this darkness the exhaled air appears luminous: one can put this in no other way. We recognise its essential nature, inasmuch as our everyday thoughts now leave us and the active, cosmic thoughts—the objective, creative thoughts of the world—appear before us in what is flowing out of ourselves. There is the dark background, and the sparkling radiating light; in the latter the creative thoughts gradually arise. The darkness is a veil covering our ordinary, every day thoughts—brain thoughts, as we might call them. We receive a very clear impression that what we regard as most important for physical, earthly life, is darkened as soon as we leave the physical body. And we realise, much more strongly than we could have believed in ordinary consciousness, the dependence of these thoughts upon their physical instrument—the brain. The brain retains these, by an adhesive force as it were. Out there we need no longer ‘think’ in the sense of everyday life. We behold thoughts; they surge through what appears to us as ourself in the exhaled air. Thus inspired knowledge perceives how the astral body is in the physical during waking life, initiating, with the help of the inhaled air, the functions it has to perform; how it is outside during sleep and receives the impressions of our own human being. While we are awake the world on which we stand, the world which surrounds us as our earthly environment and the vault of heaven above, form our outer world. When we sleep what is inside our skin, and is otherwise our inner world, becomes our outer world. Only, to begin with, we feel what is here streaming towards us in the exhaled air; it is a felt outer world, that we have at first. And then something further is experienced. The circulation of the blood, which follows closely the process of respiration and remains unconscious during waking life, begins to be very conscious in sleep. It comes before us like a new world, a world, indeed, that we do not merely feel but begin to understand from another point of view than that from which we understand external things with ordinary consciousness. With ‘inspired’ consciousness—though the will as a life process is present in the unconsciousness of every sleeper—we perceive the circulatory process, just as we perceive external processes of Nature during earthly life. We now come to see that all we do through that will of which we are ordinarily unconscious, involves a counter-process within us. With every step you transport your body to another place, but something else occurs as well: a warmth-process takes place within you, setting the airy element in motion. This process is the furthest extension of those general processes of metabolism that, like it, occur inwardly and are connected with the circulation of the blood. With ordinary consciousness you observe externally a man's change of place as an expression of his will; but now you look back upon yourself and only find processes occurring within you, and these make up your world. Truly, what we here behold is not what the theories of present-day science or medicine describe on anatomical grounds. It is a grand spiritual process, a process that conceals innumerable secrets and shows of itself that the real driving power at work within man is not his present ego at all. What man calls his ego in ordinary life is, of course, a mere thought. But it is the ego of man's past lives on earth that is active in him here. In the whole course of these processes, especially of the warmth-processes, you perceive the real ego, working from times long past. Between death and a new birth this ego has undergone an evolution in time; it now works in an entirely spiritual way. You perceive all these metabolic processes, the weakest as well as the most powerful, as the expression of just the highest entity in man. Moreover, you now perceive that the ego has changed its field of action. It was active within, working upon the breath provided by the mere respiratory process; but now you perceive, from without, the further stages of the warmth-processes that the ego has elaborated from the respiratory processes. You behold the real, active ego of man, working from primeval times and organising him. You now begin to know that the ego and astral body have actually left the physical and etheric bodies during sleep. They are outside, and now do and experience from without what they otherwise do and experience from within. In ordinary consciousness the ego and astral organisations are still too weak, too little evolved, to experience this consciously. ‘Inspiration’ really only consists in inwardly organising them so that they are able to perceive what is otherwise imperceptible. Thus we must actually say: Through ‘inspiration’ we come to know the astral body of man, through ‘intuition’, the ego. During sleep, intuition and inspiration are suppressed in the ego and astral body; when they are awakened, man, through them, beholds himself from without. Let us see what this really means. You remember what I have already said. I spoke of man in his present incarnation (sketch, right centre), and of the etheric body which extends back to a little before birth or conception (yellow); of his astral body which takes him back to the whole period between his last death and his present birth (red); and of ‘intuition’ that takes him back to his previous life on earth (yellow). Now, to sleep means nothing else than to lead back your consciousness, which is otherwise in the physical body, and to accompany it yourself. Sleep is really a return in time to what I described as past for ordinary consciousness, though nevertheless there. You see, if one really wants to understand the Spiritual, ![]() one must acquire different concepts from those one is accustomed to apply in ordinary life. One must actually realise that every sleep is a return to the regions traversed before birth—or, indeed, to former incarnations. During sleep one actually experiences, though without grasping it, what belongs to one's pre-earthly state and earlier incarnations.
All this becomes quite different at death. The most striking change is, of course, that man leaves his physical body behind in the earthly realm, where it is received, disintegrated and destroyed by the forces of the physical world. It can no longer give rise to the impressions I described as being made upon the sleeping man through the medium of the exhaled air. For the physical body no longer breathes; with all its functions it is now lost to man. There is something, however, that is not lost—and even ordinary consciousness can see that this is so. Thinking, feeling and willing live in our soul, but over and above these we have something very special, namely: memory. We do not only think about what is at present before, or around, us; our inner life contains fragments of what we have experienced, and these re-arise as thoughts. Now those people, often somewhat peculiar, who are known as psychologists have developed quite curious ideas about memory. These investigators of the human soul say something like this: man uses his senses; he perceives this or that and thinks about it. He has then a thought. He goes away and forgets the whole thing. But after a time he recalls it; the memory of what has been, re-appears. Man can recall what is past and has been out of his mind meanwhile; he can bring it to mind again. On this account, these people think that man forms a thought from his experience, this thought descends somewhere, to rest as it were in some chest or box and to re-appear when remembered. Either it bobs up of its own accord, or has to be fetched. This sort of thing is a very model of confused thinking. For the whole belief that the thought is waiting somewhere whence it can be fetched, does not correspond to the facts at all. Just compare an immediate perception which you have, and to which you link a thought, with the way an image of memory, or a memory-thought, arises. You make no distinction at all. You receive a sense impression from without, and a thought links itself thereto. The thought is there; but what lies behind the sense impression and calls forth the thought, you usually speak of as unknown. The memory-thought that arises from within you is, indeed, no different from the thought that emerges for outer perception. In one case—representing it schematically—you have man's environment (yellow); the thought presents itself from without in connection with this environment (red); in the other it comes from within. The latter is a memory-thought (vertical arrow). The direction from which it comes is different. While we are perceiving—experiencing—anything, something is continually going on beneath the mental presentation, beneath our thinking. It is really as follows: Thought accompanies perception. Our perceptions enter our body, whereas our thought ‘stands out’. Something does enter our body, and this we do not perceive. This goes on while we are thinking about the experience, and an ‘impression’ is made. It is not thought that passes down but something quite different. It is this something that evokes the process which we perceive later and of which we form the memory-thought—just as we form a thought of the outer world. The thought is always in the present moment. Even unprejudiced observation shows that this is so. The thought is not preserved somewhere or other as in a casket, but a process occurs which the act of memory transforms into a thought just as we transform outer perception into a thought. ![]() I must burden you with these considerations, or you will not really come to an understanding of memory. That the thought does not want to go right down, is known to children—and to grown up people, too, in special cases—though only half consciously. So, when we want to memorise something, we have recourse to extraneous aids. Just think how many people find it helps to repeat a thing aloud; others make curious gestures when they want to fix something in their minds. The point is that an entirely different process runs parallel to the mere process of mental presentation. What we remember is really the smallest part of what is here involved. Between waking up and falling asleep we move about the world, receiving impressions from all sides. We only attend to a few, but they all attend to us. It is a rich world that lives in the depths of our being, but only some few fragments are received into our thoughts. This world is like a deep ocean confined within us. The mental presentations of memory surge up like single waves, but the ocean remains within. It has not been given us by the physical world, nor can the physical world take it away. When man sheds his physical body, this whole world is there, bound up with his etheric body. Upon this all his experiences have been impressed, and these man bears within him immediately after death. In a certain sense, they are ‘rolled up’ in him. Now man's first experience, immediately after death, is of everything that has made its impression upon him. Not only the ordinary shreds of memory which arise during earthly consciousness, but his whole earthly life, with all that has ‘impressed’ him stands before him now. But he would have to remain in eternal contemplation of this earthly life of his if something else did not happen to his etheric body, something different from what happens to the physical body through the earth and its forces. The earthly elements take over the physical body and destroy it; the cosmic ether, working (as I told you) from the periphery, streams in and dispels in all directions what has been impressed upon the etheric body. Thus man's next experience is as follows: During earthly life many, many things have made their impression upon me. All this has entered my etheric body. I now survey it, but it becomes more and more indistinct. It is as if I were looking at a tree that had made a strong impression upon me during my life. At first I see it life-size, as when it made its impression upon me from physical space. But it now grows, becomes larger and more shadowy; it becomes larger and larger, gigantic but more and more shadowy. Now it is like that with a human being whom I have learnt to know in his physical form. Immediately after death I have him before me as he impressed himself upon my etheric body. He now increases in size, becomes more and more shadowy. Everything grows, becomes more and more shadowy until it fills the whole universe, becomes thereby quite shadowy, and completely disappears. This lasts some days. Everything has become gigantic and shadowy, thereby diminishing in intensity. Man sheds his second corpse; or, strictly speaking, the cosmos takes it from him. He is now in his ego and astral body. What had been impressed upon his etheric body is now within the cosmos; it has flowed out into the cosmos. We see the working of the universe behind the veils of our existence. We are placed in the world as human beings. In the course of earthly life the whole world works upon us. We roll it all together in a certain sense. The world gives us much and we hold it together. The moment we die the world takes back what it has given. But it is something new that it receives, for we have experienced it all in a particular way. The world receives our whole experience and impresses it upon its own ether. We now stand in the universe and say to ourselves, as we consider, first of all, this experience with our etheric body: truly, we are not only here for ourselves; the universe has its own intentions in regard to us. It has put us here that its own content may pass through us and be received again in the form into which we can transmute it. As human beings we are not here for our own ends alone; in respect to our etheric body, for example, we are here for the universe. The universe needs us because, through us, it ‘fulfils’ itself—fills itself again and again with its own content. There is an interchange, not of substance but of thoughts between the universe and man. The universe gives its cosmic thoughts to our etheric body and receives them back again in a humanised condition. We are not here for ourselves alone; we are here for the sake of the universe. Now a thought like this should not remain merely theoretical and abstract; indeed it cannot. If it were to remain a mere thought, we would have to be creatures of pasteboard, not men with living feelings. In saying this I do not deny that our civilisation really does tend to make people often as apathetic towards such things as if they really were made of pasteboard. Civilised people today often appear to be such pasteboard figures. A thought like this preserves our human feeling and sympathy with the world, and leads us directly to the point from which we started. We began by saying that man feels himself estranged from the world in a two-fold way: on the one hand, in regard to external Nature which, he must admit, only destroys him as physical body; on the other hand, in regard to his inner life of soul which, again and again, lights up and dies away. This becomes for him a riddle of the universe. But now, as a result of spiritual study, man begins to feel himself no mere stranger in the universe. The universe has something to give him, and takes from him something in turn. Man begins to feel his inner kinship with the world. He now sees in a new light the two thoughts that I have put before you and which are really cosmic thoughts, namely: Thou, O Nature, canst only destroy my physical body. I, myself. have no kinship with thee, in spite of the thinking, feeling and willing of my inner life. Thou lightest up and diest down; and in my inner being I have no kinship with thee. These two thoughts, evoked in us by the riddles of the universe, now appear in a new light, for we begin to feel ourselves akin to the cosmos and an organic part of its whole life. Thus anthroposophical reflection begins by making friends with the world, really learning to know the world that, on external observation, repulsed us at first. Anthroposophical knowledge makes us become more human. If we cannot bring to it this quality of heart, this mood of feeling, we are not taking it in the right way. One might compare theoretical anthroposophy to a photo-graph. If you are very anxious to learn to know someone you have once met, or with whom you have been brought into touch through something or other, you would not want to be offered a photograph. You may find pleasure in the photograph; but it cannot kindle the warmth of your feeling life, for the man's living presence does not confront you. Theoretical Anthroposophy is a photograph of what Anthroposophy intends to be. It intends to be a living presence; it really wants to use words, concepts and ideas in order that something living may shine down from the spiritual world into the physical. Anthroposophy does not only want to impart knowledge; it seeks to awaken life. This it can do; though, of course, to feel life we must bring life to meet it. |
234. Anthroposophy, An Introduction: Dream-life and External Reality
08 Feb 1924, Dornach Translated by Vera Compton-Burnett Rudolf Steiner |
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234. Anthroposophy, An Introduction: Dream-life and External Reality
08 Feb 1924, Dornach Translated by Vera Compton-Burnett Rudolf Steiner |
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In the last lectures I have already drawn your attention to the way the Science of Initiation must speak of the alternating states of sleeping and waking, which are known to us from ordinary consciousness and through which we can really find a path of approach—one path of approach—to the secrets of human life. It is a life that finds expression while we sleep—soul life, dream life, a life that ordinary consciousness, if free from mystical or similar tendencies, does not take seriously at first. This attitude is certainly justified; the sober-minded man does not take his dream-life seriously and, to a certain extent, he is right, for he sees that it shows him all kinds of pictures and reminiscences of his ordinary life. When he compares his dream-life with his ordinary experience, he must, of course, hold fast to the latter and call it reality. But the dream-life comes with its re-combinations of ordinary experiences; and if man asks himself what it really signifies for the totality of his being, he can find no answer in ordinary consciousness. Let us now consider this dream-life as it presents itself to us. We can distinguish two different kinds of dreams. The first conjures pictures of outer experiences before our soul. Years ago, or a few days maybe, we experienced this or that in a definite way; now a dream conjures up a picture more or less similar—usually dissimilar—to the external experience. If we discover the connection between this dream-picture and the external experience, we are at once struck by the transformation the latter has undergone. We do not usually relate the dream-picture to a particular experience in the outer world, for the resemblance does not strike us. Nevertheless, if we look more closely at this type of dream-life that conjures outer experiences in transformed pictures before the soul, we find that something in us takes hold of these experiences; we canmot, however, retain them as we can in the waking state, when we have full use of our bodily organs and experience the images of memory which resemble external life as far as possible. In memory we have pictures of outer life that are more or less true. Of course there are people who dream in their memories, but this is regarded as abnormal. In our memories we have, more or less, true pictures, in our dreams, transformed pictures of outer life. That is one kind of dream. There is, however, another kind, and this is really much more important for a knowledge of the dream-life. It is the kind in which, for example, a man dreams of seeing a row of white pillars, one of which is damaged or dirty; he wakes up with this dream and finds he has toothache. He then sees that the row of pillars ‘symbolises’ the row of teeth; one tooth is aching, and this is represented by the damaged or, perhaps, dirty pillar. Or a man may wake up dreaming of a seething stove and find he has palpitation of the heart. Or he is distressed in his dream by a frog approaching his hand; he takes hold of the frog and fords it soft. He shudders, and wakes up to find he is holding a corner of his blanket, grasped in sleep. These things can go much further. A man may dream of all kinds of snake-like forms and wake up with intestinal pains. So we see that there is a second kind of dream which gives pictorial, symbolic expression to man's inner organs. When we have grasped this, we learn to interpret many dream-figures in just this way. For example, we may dream of entering a vaulted cellar. The ceiling is black and covered with cobwebs; a repulsive sight. We wake up to fund we have a headache. The interior of the skull is expressed in the vaulted cellar; we even notice that the cerebral convolutions are symbolised in the peculiar formations constituting the vault. If Nye pursue our studies further in this direction we find that all our organs can appear in dreams in this pictorial way. Here, indeed, is something that points very clearly, by means of the dream, to the whole inner life of man. There are people who, while actually asleep and dreaming, compose subjects for quite good paintings. If you have studied these things you will know what particular organ is depicted, though in an altered, symbolic form. Such paintings sometimes possess unusual beauty; and when the artist is told what organ he has really symbolised so beautifully, he is quite startled, for he has not the same respect for his organs that he has for his paintings. These two kinds of dream can be easily distinguished by one who is prepared to study the world of dreams in an intimate way. In one kind of dream we have pictures of experiences undergone in the outer world; in the other, pictorial representations of our own internal organs. Now it is comparatively easy to pursue the study of dreams as far as this. Most people whose attention has been called to the existence of these two kinds will recall experiences of their own that justify this classification. But to what does this classification point? Well, if you examine the first kind of dreams, studying the special kind of pictures contained, you find that widely different external experiences can be represented by the same dream; again, one and the same experience can be depicted in different people by different dreams. Take the case of a man who dreams he is approaching a mountain. There is a cave-like opening and into this the sun is still shining. He dreams he goes in. It soon begins to grow dark, then quite dark. He gropes his way forward, encounters an obstacle, and feels there is a little lake before him. He is in great danger, and the dream. takes a dramatic course. Now a dream like this can represent very different external experiences. The picture I have just described may relate to a railway accident in which the dreamer was once involved. What he experienced at that time finds expression now, perhaps years afterwards, in the dream described. The pictures are quite different from what he had experienced. He could have been in a ship-wreck, or a friend may have proved unfaithful, and so on. If you compare the dream-picture with the actual experience, studying them in this intimate way, you will find that the content of the pictures is not really of great importance; it is the dramatic sequence that is significant: whether a feeling of expectation was present, whether this is relieved, or leads to a crisis. One might say that the whole complex of feelings is translated into the dream-life. Now, if we start from here and examine dreams of this (first) type, we find that the pictures derive their whole character chiefly from the nature of the man himself, from the individuality of his ego. (Only, we must not study dreams like the psychiatrists who bring everything under one hat.) If we have an understanding of dreams—I say, of dreams, not of dream-interpretation—we can often learn to know a man better from his dreams than from observing his external life. When we study all that a person experiences in such dreams we find that it always points back to the experience of the ego in the outer world. On the other hand, when we study the second kind of dream, we find that what it conjures before the soul in dream pictures is only experienced in a dream. For, when awake, man experiences the form of his organs at most by studying scientific anatomy and physiology. That, however, is not a real experience; it is merely looking at them externally, as one looks at stones and plants. So we may ignore it and say that, in the ordinary consciousness of daily life, man experiences very little, or nothing at all, of his internal organism. The second kind of dream, however, puts this before him in pictures, although in transformed pictures. Now, if we study a man's life, we find that it is governed by his ego—more or less, according to his strength of will and character. But the activity of the ego within human life very strongly resembles the first kind of dream-experience. Just try to examine closely whether a person's dreams are such that in them his experiences are greatly, violently altered. In anyone who has such dreams you will find a man of strong will-nature. On the other hand, a man who dreams his life almost as it actually is, not altering it in his dreams, will be found to be a man of weak will. Thus you see the action of the ego within a man's life expressed in the way he shapes his dreams. Such knowledge shows us that we have to relate dreams of the first kind to the human ego. Now we learnt in the last lectures that the ego and astral body are outside the physical and etheric bodies in sleep. Remembering this, we shall not be surprised to learn that Spiritual Science shows us that the ego then takes hold of the pictures of waking life—those pictures that it otherwise takes hold of in ordinary reality through the physical and etheric bodies. The first kind of dream is an activity of the ego outside the physical and etheric bodies. What, then, is the second kind of dream? Of course it, too, must have something to do with what is outside the physical and etheric bodies during sleep. It cannot be the ego, for this knows nothing of the symbolic organ-forms presented by the dream. One is forced to see that it is the astral body of man that, in sleep, shapes these symbolic pictures of the inner organs, as the ego the pictures of external experience. Thus the two kinds of dreams point to the activity of the ego and astral body between falling asleep and waking up. We can go further. We have seen what a weak and what a strong man does in his dreams; we have seen that the weak man dreams of things almost exactly as he experienced them, while the strong man transforms and re-arranges them, colouring then by his own character. Pursuing this to the end, we can compare our result with a man's behaviour in waking life. We then dis-cover the following intensely interesting fact. Let a man tell you his dreams; notice how one dream-picture is linked to another; study the configuration of his dreams. Then, having formed an idea of the way he dreams, look at the man himself. Stimulated by the idea you have formed of his dream-life, you will be able to form a good picture of the way he acts in life. This leads us to remarkable secrets of human nature. If you study a man as he acts in life and learn to know his individual character, you will find that only a part of his actions proceeds from his own being, from his ego. If all depended on the ego, a man would really do what he dreams; the violent character would be as violent in life as in his dreams, while one who leaves his life almost unchanged in his dreams, would hold aloof from life at all points, let it take its course, let things happen, shaping his life as little as he shapes his dreams. And what a man does over and above this—how does that happen? My dear friends, we can very well say that it is done by God, by the spiritual beings of the world. All that man does, he does not do himself. In fact, he does just as much as he actually dreams; the rest is done through him and to him. Only, in ordinary life we do not train ourselves to observe these things; otherwise we would discover that we only actively participate in the deeds of life as much as we actively participate in our dreams. The world hinders the violent man from being as violent in life as in dreams; in the weak man instincts are working, and once more life itself adds that which happens through him, and of which he would not dream. It is interesting to observe a man in some action of his life and to ask: what comes from him, and what from the world? From him proceeds just as much as he can dream, no more, no less. The world adds something in the case of a weak man, and subtracts something in the case of a violent man. Seen in this light, dreams become extraordinarily interesting and give us deep insight into the being of man. Many of the things I have been saying have, it is true, dawned upon psycho-analysts in a distorted, caricatured form. But they are not able to look into what lives and weaves in human nature, so distort it all. From what I have put before you today in a quite external way, you can see the necessity of acquiring a subtle, delicate knowledge of the soul if one wants to handle such things at all; otherwise one can know nothing of the relations between dreams and external reality as realised by man in his life. Hence I once described psycho-analysis as dilettantism, because it knows nothing of man's outer life. But it also knows nothing of man's inner life. These two dilettantisms do not merely add, they must be multiplied; for ignorance of the inner life mars the outer, and ignorance of the outer life mars the inner. Multiplying d x d we get d-squared: d x d = d2. Psycho-analysis is dilettantism raised to the second power. If we study the alternating states of waking and sleeping in this intimate way, we can perceive and understand so much of the essential nature of man that we are really led to the portal of the Science of Innitiation. Now consider something else that I told you in these lectures: the fact that man can strengthen his soul forces by exercises, by meditations; that he then advances beyond the ordinary more or less empty, abstract thinking to a thinking inherently pictorial, called ‘imagination’. Now it was necessary to explain that man, progressing in ‘imagination’, comes to apprehend his whole life as an etheric impulse entering earthly life through conception and birth—strictly speaking, from before conception and birth. Through dreams he receives reminiscences of what he has experienced externally since descending to earth for his present life. ‘Imagination’ gives us pictures which, in the way they are experienced, can be very like dream-pictures; but they contain, not reminiscences of this earthly life, but of what preceded it. It is quite ridiculous for people who do not know Spiritual Science to say that imaginations may be dreams too. They ought only to consider what it is that we ‘dream of’ in imaginations. We do not dream of what the senses offer; the content represents man's being before he was endowed with senses. Imagination leads man to a new world. Nevertheless there is a strong resemblance between the second kind of dream and imaginative experience when first acquired through soul exercises. We experience pictures, mighty pictures—and this in all clarity, we might say exactness. We experience a universe of pictures, so wonderful, so rich in colour, so majestic that we have nothing else in our consciousness. If we would paint these pictures, we should have to paint a mighty tableau; but we could only capture the appearance of a single moment just as we cannot paint a flash of lightning, but only its momentary appearance, for all this takes its course in time. Still, if we only arrest a single moment we obtain a mighty picture. Let us represent this diagrammatically. Naturally, this will not be very like what we behold; nevertheless, this sketch will illustrate what I mean. Look at this sketch I have drawn. It has an inner configuration and includes the most varied forms. It is inwardly and outwardly immense. If, now, we become stronger and stronger in concentrating, in holding fast the picture, it does not merely come before us for one moment. We must seize it with presence of mind; otherwise it eludes us before we can bring it into the present moment. Altogether, presence of mind is required in spiritual observation. If we are not only able to apply sufficient presence of mind in order to seize and become conscious of it at all, but can retain it, it contracts and, instead of being something all-enibracing, becomes smaller and smaller, moving onward in time. It suddenly shrinks into something; one part becomes the human head, another the human lung, a third the human liver. The physical matter provided by the mother's body only fills out what enters from the spiritual world and becomes man. At length we say: what the liver is we now see spiritually in a mighty picture in the pre-earthly life. The same is true of the lung. And now we may compare it with the content of the second kind of dream. Here, too, an organ may appear to us in a beautiful picture, as I said before, but this is very poor compared to what imagination reveals. ![]() Thus we gain the impression that imagination gives us some-thing created by a great master-hand, the dream something clumsy. But they both point in the same direction and represent, spiritually, man's internal organisation. It is but a step from this to another and very true idea. When, through imagination, we discern the pre-earthly human being as a mighty etheric picture, and see this mighty etheric picture crystallise—as it were—into the physical man, we are led to ask what would happen if the dream-pictures, those relating to the inner organs, began to develop the same activity. We find that a caricature of the inner organs would arise. The human liver, so perfect in its way, is formed from an imaginative picture that points to the pre-earthly life. If the dream-picture were to become a liver, this would not be a human liver, not even a goose-liver, but a caricature of a liver. This gives us, in fact, deep insight into the whole being of man. For there is really some similarity between the dream-picture and the imaginative picture, as we now see quite clearly. And we cannot help asking how this comes about. Well, we can go still further. Take the dream pictures of the first kind, those linked to outer-experiences. To begin with, there is nothing resembling these in imaginative cognition. But imaginative cognition reaches back to a pre-earthly experience of man's, in which he had nothing to do with other physical human beings. Imaginative vision leads to an image of pre-earthly experiences of the spirit. Just think what this implies. When we look into man's inner life we receive the impression that certain symbolic pictures, whether they arise through imagination or in dreams [of the second kind], refer to what is within man, man's internal organisation; on the other hand, the imaginations which refer to outer experiences are connected, neither with man's internal organisation nor with outer life, but with experiences of his pre-earthly state. Beside these imaginations one can only place dream experiences of the first kind, those relating to external experiences of earthly life; but there is no inner connection here between these imaginations and these dreams. Such a connection only exists for dreams of the second kind. Now, what do I intend by all these descriptions? I want to draw your attention to an intimate way of studying human life, a way that propounds real riddles. Man really observes life in a most superficial manner today. If he would study it more exactly, more intimately, he would notice the things I have spoken about in this lecture. In a certain sense, however, he does notice them; only, he does not actually know it. He is not really aware how strongly his dreams influence his life. He regards a dream as a flitting phantom, for he does not know that his ego is active in one kind of dream, his astral body in another. But if we seek to grasp still deeper phenomena of life, the riddles to which I referred become more insistent. Those who have been here some time will have already heard me relate such facts as the following: There is a pathological condition in which a person loses his connection with his life in memory. I have mentioned the case of an acquaintance of mine who one day, without his conscious knowledge, left his home and family, went to the station, bought a ticket and travelled, like a sleep-walker, to another station. Here he changed, bought another ticket and travelled further. He did this for a long time. He commenced his journey at a town in South Germany. It was found later, when the case was investigated, that he had been in Budapest, Lemberg (Poland), etc. At last, as his consciousness began to function again, he found himself in a casual ward in Berlin, where he had finally landed. Some weeks had passed before his arrival at the shelter, and these were quite obliterated from his consciousness. He remembered the last thing he had done at home; the rest was obliterated. It was necessary to trace his journey by external inquiries. You see, his ego was not present in what he was doing. If you study the literature of this subject you will find hundreds and hundreds of cases of such intermittent ego-consciousness. What have we here? If you took trouble to study the dream-world of such a patient you would discover something peculiar. To begin with, you would find that, at least at certain periods of his life, the patient had had the most vivid dreams imaginable, dreams that were especially characterised by his making up his mind to do something, forming certain intentions. Now, if you study the dreams of a normal person you will find intentions playing a very small part, if any. People dream all sorts of wonderful things, but intentions play no part, as a rule. When intentions do play a part in a dream, we usually wake up laughing at ourselves for entertaining them. But if you study the dream-life of such people with intermittent consciousness, you will find that they entertain intentions in their dreams and, on waking, take these very seriously; indeed, they take these so seriously that they feel pangs of conscience if unable to carry them out. Often these intentions are so foolish in the face of the external physical world that it is not possible to carry them out; this hurts such people and makes them quite excited. To take dreams seriously—especially in regard to their intentions (not wishes)—is the counterpart of this condition of obliterated consciousness. One who is able to observe human beings can tell, in certain circumstances, whether a person is liable to suffer in this way. Such people have something which shows they never quite wake up in regard to certain inner and outer experiences. One gradually finds that such a person goes too far with his ego out of his physical and etheric bodies in sleep; every night he goes too far into the spiritual and cannot carry back into the physical and etheric bodies what he has experienced. At last, because he has so often not brought it completely back, it holds him outside—i.e. what he experiences too deeply within the spiritual holds the ego back and he passes into a condition in which the ego is not in the physical body. In such a radical case as this it is especially interesting to observe the dream-life. This differs from the dream-life of our ordinary contemporaries; it is much more interesting, but of course this has its reverse side. Still, objectively considered, illness is more interesting than health; from the subjective side—i.e. for the person concerned, as well as from the point of view of ordinary life, it is another matter. For a knowledge of the human being the dream-life of such a patient is really much more interesting than the dream-life of an ordinary contemporary. In such a case you actually see a kind of connection between the ego and the whole dream-world; one might say, it is almost tangible. And we are led to ask the following questions: What is the relation of the dream pictures that refer to internal organs, to the imaginations that also refer to internal organs? Well, viewed ‘externally’, the pictures of man's inner organisation that are given in imagination, point to what was within man before he had his earthly body, before he was on the earth; the dream-pictures arise when once he is here. The imaginations point to the past, the dream-pictures to the present. But though an ordinary dream-picture that refers to an internal organ would correspond to a caricature of that organ, while the imagination would correspond to the perfect organ, nevertheless the caricature has the inherent possibility of growing into a perfect organ. This leads us to the studies we shall be pursuing tomorrow. They centre in the question: Does the content of such an imagination relate to man's past life, and is the dream the beginning of the imagination of the future? Will a dream-picture of today evolve into the imagination to which we shall be able to look back in a future life on earth? Is the content of the dream perhaps the seed of the content of the imagination? This significant question presents itself to us. What we have gained through a study of dreams is here seen in conjunction with the question of man's repeated lives on earth. You see, moreover, that we must really look more deeply into the life of man than we usually find convenient; otherwise we shall find no point of contact with what the Science of Initiation says about the being of man. By such a lecture as this I wanted especially to awaken in you some idea of the superficial way man is studied in the civilisation of today, and of the need of intimate observation in all directions. Such intimate observation leads at once to Spiritual Science. |
234. Anthroposophy, An Introduction: Dreams, Imaginative Cognition, and the Building of Destiny
09 Feb 1924, Dornach Translated by Vera Compton-Burnett Rudolf Steiner |
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Now in this recapitulation within the General Anthroposophical Society I want to present a systematic statement of what Anthroposophy is, describing these things more inwardly. I want you to feel how man, in his inner being—in his human individuality—actually lives through the state after death. |
234. Anthroposophy, An Introduction: Dreams, Imaginative Cognition, and the Building of Destiny
09 Feb 1924, Dornach Translated by Vera Compton-Burnett Rudolf Steiner |
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Yesterday I tried to show how a more intimate study of man's dream-life can lead us towards the Science of Initiation. To a certain extent, the point of view was that of ordinary consciousness. Today it will be my task to enter more deeply into the same subject-matter from the point of view of ‘imaginative’ cognition—i.e. to present what we were studying yesterday as it appears to one who has learnt to see the world in ‘imaginations’. For the moment we will neglect the difference between the two kinds of dreams discussed yesterday, and consider dreams as such. It will be a sound approach to describe ‘imaginative’ vision in relation to dreams which a man endowed with imagination may have. Let us compare such a dream with the self-perception attained by the imaginative seer when he looks back upon his own being—when he observes imaginatively his own or another's organs—or, perhaps, the whole human being as a complete organism. You see, the appearance of the dream-world to imaginative consciousness is quite different from its appearance to ordinary consciousness. The same is true of the physical and etheric organism. Now the imaginative seer can dream too; and under certain circumstances his dreams will be just as chaotic as those of other people. From his own experience he can quite well judge the world of dreams; for, side by side with the imaginative life that is inwardly co-ordinated, clear and luminous, the dream-world runs its ordinary course, just as it does side by side with waking life. I have often emphasised that one who attains really spiritual perception does not become a dreamer or enthusiast, living only in the higher worlds and not seeing external reality. People who are ever dreaming in higher worlds, or about them, and do not see external reality, are not initiates; they should be considered from a pathological point of view, at least in the psychological sense of the term. The real knowledge of initiation does not estrange one from ordinary, physical life and its various relationships. On the contrary, it makes one a more painstaking, conscientious observer than without the faculty of seership. Indeed we may say: if a man has no sense of ordinary realities, no interest in ordinary realities, no interest in the details of others' lives, if he is so ‘superior’ that he sails through life without troubling about its details, he shows he is not a genuine seer. A man with imaginative cognition—he may, of course, also have ‘inspired’ and ‘intuitive’ cognition, but at present I am only speaking of ‘imagination’—is quite well acquainted with dream-life from his own experience. Nevertheless, his conception of dreams is different. He feels the dream as something with which he is connected, with which he unites himself much more strongly than is possible through ordinary consciousness. He can take dreams more seriously. Indeed, only imagination justifies us taking our dreams seriously, for it enables us to look, as it were, behind dreaming and apprehend its dramatic course—its tensions, resolutions, catastrophes, and crises—rather than its detailed con-tent. The individual content interests us less, even before we acquire imagination; we are more interested in studying whether the dream leads to a crisis, or to inner joy, to something that we find easy or that proves difficult—and the like. It is the course of the dream just that which does not interest ordinary consciousness and which I can only call the dramatic quality of the dream—that begins to interest us most. We see behind the scenes of dream-life and, in doing so, become aware that we have before us something related to man's spiritual being in quite a definite way. We see that, in a spiritual sense, the dream is the human being, as the seed is the plant. And in this ‘seed-like’ man we learn to grasp what is really foreign to his present life—just as the seed taken from the plant in the autumn of a given year is foreign to the plant's life of that year and will only be at home in the plant-growth of the following year. It is just this way of studying the dream that gives imaginative consciousness its strongest impressions; for, in our own dreaming being, we detect more and more that we bear within us something that passes over to our next life on earth, germinating between death and a new birth and growing on into our next earthly life. It is the seed of this next earthly life that we learn to feel in the dream. This is extremely important and is further confirmed by comparing this special experience, which is an intense experience of feeling, with the perception we can have of a physical human being standing before us with his several organs. This perception, too, changes for imaginative consciousness, so that we feel like we do when a fresh, green, blossoming plant we have known begins to fade. When, in imaginative consciousness, we observe the lungs, liver, stomach, and, most of all, the brain as physical organs, we say to ourselves that these, in respect to the physical, are all withering. Now you will say that it cannot be pleasant to confront, in imaginations, a physical man as a withering being. Well, no one who knows the Science of Initiation will tell you it is only there to offer pleasant truths to men. It has to tell the truth, not please. On the other hand, it must be remembered that, while we learn to know the physical man as a withering being, we perceive in him the spiritual man; in a sense, you cannot see the spiritual man shine forth without learning to know the physical as a decaying, withering being. Thus man's appearance does not thereby become uglier but more beautiful—and truer, too. And when one is able to perceive the withering of man's organs, which is such a spiritual process, these organs with their etheric content appear as something that has come over from the past—from the last life on earth—and is now withering. In this way we really come to see that the seed of a future life is being formed within the withering process that proceeds from man's being of a former life on earth. The human head is withering most; and the dream appears to imaginative perception as an emanation of the human head. On the other hand, the metabolic and limb organism appears to imaginative vision to be withering least of all. It appears very similar to the ordinary dream; it is least faded and most closely united, in form and content, with the future of man. The rhythmic organisation contained in the chest is the connecting link between them, holding the balance. It is just to spiritual perception that the human heart appears as a remarkable organ. It, too, is seen to be withering; nevertheless, seen imaginatively, it retains almost its physical form, only beautified and ennobled (I say ‘almost’, not ‘completely’). There would be a certain amount of truth in painting man's spiritual appearance as follows: a countenance comparatively wise looking, perhaps even somewhat aged; hands and feet small and childlike; wings to indicate remoteness from the earth; and the heart indicated in some form or other reminiscent of the physical organ. If we can perceive the human being imaginatively, such a picture which we might attempt to paint will not be symbolic in the bad sense that symbolism has today. It will not be empty and insipid, but will contain elements of physical existence while, at the same time, transcending the physical. One might also say, speaking paradoxically (one must begin to speak in paradoxes to some extent when one speaks of the spiritual world, for the spiritual world does really appear quite different from the physical): When we begin to perceive man with imagination we feel in regard to his head: How intensely I must think, if I am to hold my own against this head! Contemplating the human head with imaginative consciousness one gradually comes to feel quite feeble-minded, for with the acutest thoughts acquired in daily life one cannot easily approach this wonderful physical structure of the human head. It is now transformed into something spiritual and its form is still more wonderful as it withers, showing its form so clearly. For the convolutions of the brain actually seem to contain, in a withered form, deep secrets of the world's structure. When we begin to understand the human head we gaze deeply into these cosmic secrets, yet feel ourselves continually baffled in our attempts. On the other hand, when we try to understand the metabolic and limb system with imaginative consciousness, we say to our-selves: Your keen intellect does not help you here; you ought properly to sleep and dream of man, for man only apprehends this part of his organisation by dreaming of it while awake. So you see, we must proceed to a highly differentiated mode of perception when we begin to study man's physical organisation imaginatively. We must become clever, terribly clever, when we study his head. We must become dreamers when studying his system of limbs and metabolism. And we must really swing to and fro, as it were, between dreaming and waking if we want to grasp, in imaginative vision, the wonderful structure of man's rhythmic system. But all this appears as the relic of his last life on earth. What he experiences in the waking state is the relic of his last life; this plays into his present life, giving him as much as I ascribed to him yesterday when I said of his life of action, for example, that only as much of man's actions as he can dream of is really done by himself; the rest is done by the gods in and through him. The present is active to this extent; all the rest comes from his former earthly lives. We see that this is so when we have a man before us and perceive his withering physical organisation. And if we look at what man knows of himself while he dreams—dreams in his sleep—we have before us what man is preparing for the next life on earth. These things can be easily distinguished. Thus imagination leads directly from a study of the waking and sleeping man to a perception of his development from earthly life to earthly life. Now what is preserved in memory occupies a quite special place in the waking and in the sleeping man. Consider your ordinary memories. What you remember you draw forth from within you in the form of thoughts or mental presentations; you represent to yourself past experiences. These, as you know, lose in memory their vividness, impressiveness, colour, etc. Remembered experiences are pale. But, on the other hand, memory cannot but appear to be very closely connected with man's being; indeed it appears to be his very being. Man is not usually honest enough in his soul to make the necessary confession to himself; but I ask you to look into yourself to find out what you really are in respect to what you call your ego. Is there anything there beside your memories? If you try to get to your ego you will scarcely find anything else but your life's memories. True, you find these permeated by a kind of activity, but this remains very shadowy and dim. It is your memories that, for earthly life, appear as your living ego. Now this world of memories which you need only call to mind in order to realise how entirely shadowy they are—what does it become in imaginative cognition? It ‘expands’ at once; it becomes a mighty tableau through which we survey, in pictures, all that we have experienced in our present life on earth. One might say: If this1 be man, and this the memory within him, imagination at once extends this memory back to his birth. One feels oneself outside of space; here all consists of events. One gazes into a tableau and surveys one's whole life up to the present. Time becomes space. It is like looking down an avenue; one takes in one's whole past in a tableau, or panorama, and can speak of memory expanding. In ordinary consciousness memory is confined, as it were, to a single moment at a time. Indeed, it is really as follows: If, for example, we have reached the age of forty and are recalling, not in ‘imagination’, but in ordinary consciousness, something experienced twenty years ago, it is as if it were far off in space, yet still there. Now—in imaginative cognition—it has remained; it has no more disappeared than the distant trees of an avenue. It is there. This is how we gaze into the tableau and know that the memory we bear with us in ordinary consciousness is a serious illusion. To take it for a reality is like taking a cross-section of a tree trunk for the tree trunk itself. Such a section is really nothing at all; the trunk is above and below the mere picture thus obtained. Now it is really like that when we perceive memories in imaginative cognition. We detect the utter unreality of the individual items; the whole expands almost as far as birth—in certain circumstances even farther. All that is past becomes present; it is there, though at the periphery. Once we have grasped this, once we have attained this perception, we can know—and re-observe at any moment—that man reviews this tableau when he leaves his physical body at death. This lasts some days and is his natural life-element. On passing through the gate of death man gazes, to begin with, at his life in mighty, luminous, impressive pictures. This constitutes his experience for some days. But we must now advance farther in imaginative cognition. As we do so our life is enriched in a certain way and we accordingly understand many things in a different way from before. Consider, for example, our behaviour towards other people. In ordinary life we may, in individual cases, think about the intentions we have had, the actions we have performed—our whole attitude towards others. We think about all this, more or less. according as we are more or less reflective persons. But now all this stands before us. In our idea of our behaviour we only grasp a part of the full reality. Suppose we have done another a service or an injury. We learn to see the results of our good deed, the satisfaction to the other man, perhaps his furtherance in this or that respect—i.e. we see the results which may follow our deed in the physical world. If we have done an evil deed, we come to see we have injured him, we see that he remained unsatisfied or, perhaps, was even physically injured; and so on. All this can be observed in physical life if we do not run away from it, finding it unpleasant to observe the consequences of our deeds. This, however, is only one side. Every action we do to human beings, or indeed to the other kingdoms of Nature, has another side. Let us assume that you do a good deed to another man. Such a deed has its existence and its significance in the spiritual world; it kindles warmth there; it is, in a sense, a source of spiritual rays of warmth. In the spiritual world ‘soul-warmth’ streams from a good deed, ‘soul-coldness’ from an evil deed done to other human beings. It is really as if one engendered warmth or coldness in the spiritual world according to one's behaviour to others. Other human actions act like bright, luminous rays in this or that direction in the spiritual world; others have a darkening effect. In short, one may say that we only really experience one half of what we accomplish in our life on earth. Now, on attaining imaginative consciousness, what ordinary consciousness knows already, really vanishes. Whether a man is being helped or injured is for ordinary consciousness to recognise; but the effect of a deed, be it good or evil, wise or foolish, in the spiritual world—its warming or chilling, lightening or darkening action (there are manifold effects)—all this arises before imaginative consciousness and begins to be there for us. And we say to ourselves: Because you did not know all this when you let your ordinary consciousness function in your actions, it does not follow that it was not there. Do not imagine that what you did not know of in your actions—the sources of luminous and warming rays, etc.—was not there because you did not see or experience it. Do not imagine that. You have experienced it all in your sub-consciousness; you have been through it all. Just as the spiritual eyes of your higher consciousness see it now, so, while you were helping or harming another by your kind or evil deed, your sub-consciousness experienced its parallel significance for the spiritual world. Further: when we have progressed and attained a sufficient intensification of imaginative consciousness we do not only gaze at the panorama of our experiences, but become perforce aware that we are not complete human beings until we have lived through this other aspect of our earthly actions, which had remained subconscious before. We begin to feel quite maimed in the face of this life-panorama that extends back to birth, or beyond it. It is as if something had been torn from us. We say to ourselves continually: You ought to have experienced that aspect too; you are really maimed, as if an eye or a leg had been removed. You have not really had one half of your experiences. This must arise in the course of imaginative consciousness; we must feel ourselves maimed in this way in respect to our experiences. Above all, we must feel that ordinary life is hiding something from us. This feeling is especially intense in our present materialistic age. For men simply do not believe today that human actions have any value or significance beyond that for immediate life which takes its course in the physical world. It is regarded, more or less, as folly to declare that something else takes place in the spiritual world. Nevertheless, it is there. This feeling of being maimed comes before ‘inspired’ consciousness and one says to one's self: I must make it possible for myself to experience all I have failed to experience; yet this is almost impossible, except in a few details and to a very limited extent. It is this tragic mood that weighs upon one who sees more deeply into life. There is so much in life that we cannot fulfil on earth. In a sense, we must incur a debt to the future, admitting that life sets tasks which we cannot absolve in this present earthly life. We must owe them to the universe, saying: I shall only be able to experience that when I have passed through death. The Science of Initiation brings us this great, though often tragical enrichment of life; we feel this unavoidable indebtedness to life and recognise the necessity of owing the gods what we can only experience after death. Only then can we enter into an experience such as we owe to the universe. This consciousness that our inner life must, in part, run its course by incurring debts to the future after death, leads to an immense deepening of human life. Spiritual science is not only there that we may learn this or that theoretically. He who studies it as one studies other things, would be better employed with a cookery book. Then, at least, he would be impelled to study in a more than theoretical manner, for life, chiefly the life of the stomach and all connected therewith, takes care that we take a cookery book more seriously than a mere theory. It is necessary for spiritual science, on approaching man, to deepen his life in respect to feeling. Our life is immensely deepened when we become aware of our growing indebtedness to the gods and say: One half of our life on earth cannot really be lived, for it is hidden under the surface of existence. If, through initiation, we learn to know what is otherwise hidden from ordinary consciousness, we can see a little into the debts we have incurred. We then say: With ordinary consciousness we see we are incurring debts, but cannot read the ‘promissory note’ we ought to write. With initiation-consciousness we can, indeed, read the note, but cannot meet it in ordinary life. We must wait till death comes. And, when we have attained this consciousness, when we have so deepened our human conscience that this indebtedness is quite alive in us, we are ready to follow human life farther, beyond the retrospective tableau of which I have spoken and in which we reach back to birth. We now see that, after a few days, we must begin to experience what we have left un-experienced; and this holds for every single deed we have done to other human beings in the world. The last deeds done before death are the first to come before us, and so backwards through life. We first become aware of what our last evil or good deeds signify for the world. Our experience of them while on earth is now eliminated; what we now experience is their significance for the world. And then we go farther back, experiencing our life again, but backwards. We know that while doing this we are still connected with the earth, for it is only the other side of our deeds that we experience now. We feel as if our life from now onwards were being borne in the womb of the universe. What we now experience is a kind of embryonic stage for our further life between death and a new birth; only, it is not borne by a mother but by the world, by all that we did not experience in physical life. We live through our physical life again, backwards and in its cosmic significance. We experience it now with a very divided consciousness. Living here in the physical world and observing the creatures around him, man feels himself pretty well as the lord of creation; and even though he calls the lion the king of beasts, he still feels himself, as a human being, superior. Man feels the creatures of the other kingdoms as inferior; he can judge them, but does not ascribe to them the power to judge him. He is above the other kingdoms of Nature. He has a very different feeling, however, when after death the undergoes the experience I have just described. He no longer feels himself confronting the inferior kingdoms of Nature, but kingdoms of the spiritual world that are superior to him. He feels himself as the lowest kingdom, the others standing above him. Thus, in undergoing all he has previously left unexperienced, man feels all around him beings far higher than himself. They unfold their sympathies and antipathies towards all he now lives through as a consequence of his earthly life. In this experience immediately after death we are within a kind of ‘spiritual rain’. We live through the spiritual counterpart of our deeds, and the lofty beings who stand above us rain down their sympathies and antipathies. We are flooded by these, and feel in our spiritual being that what is illuminated by the sympathies of these lofty beings of the higher hierarchies will be accepted by the universe as a good element for the future; whereas all that encounters their antipathies will be rejected, for we feel it would be an evil element in the universe if we did not keep it to ourselves. The antipathies of these lofty beings rain down on an evil deed done to another human being, and we feel that the result would be something exceedingly bad for the universe if we released it, if we did not retain it in ourselves. So we gather up all that encounters the antipathies of these lofty beings. In this way we lay the foundation of our destiny, of all that works on into our next earthly life in order that it may find compensation through other deeds. One can describe the passage of the human being through the soul-region after death from what I might call its more external aspect. I did this in my book Theosophy, where I followed more the accustomed lines of thought of our age. Now in this recapitulation within the General Anthroposophical Society I want to present a systematic statement of what Anthroposophy is, describing these things more inwardly. I want you to feel how man, in his inner being—in his human individuality—actually lives through the state after death. Now when we understand these things in this way, we can again turn our attention to the world of dreams, and see it in a new light. Perceiving man's experience, after death, of the spiritual aspects of his earthly life, his deeds and thoughts, we can again turn to the dreaming man, to all he experiences when asleep. We now see that he has already lived through the above when asleep; but it remained quite unconscious. The difference between the experience in sleep and the experience after death becomes clear. Consider man's life on earth. There are waking states interrupted again and again by sleep. Now a man who is not a ‘sleepy-head’ will spend about a third of his life asleep. During this third he does, in fact, live through the spiritual counterpart of his deeds; only he knows nothing of it, his dreams merely casting up ripples to the surface. Much of the spiritual counterpart is perceived in dreams, but only in the form of weak surface-ripples. Nevertheless in deep sleep we do experience unconsciously the whole spiritual aspect of our daily life. So we might put it this way: In our conscious daily life we experience what others think and feel, how they are helped or hindered by us; in sleep we experience unconsciously what the gods think about the deeds and thoughts of our waking life, though we know nothing of this. It is for this reason that one who sees into the secrets of life seems to himself so burdened with debt, so maimed—as I have described. All this has remained in the subconscious. Now after death it is really lived through consciously. For this reason man lives through the part of life he has slept through, i.e. about one-third, in time, of his earthly life. Thus, when he has passed through death, he lives through his nights again, backwards; only, what he lived through unconsciously, night by night, now becomes conscious. We could even say—though it might almost seem as if we wanted to make fun of these exceedingly earliest matters: If one sleeps away the greater part of one's life, this retrospective experience after death will last longer; if one sleeps little, it will be shorter. On an average it will last a third of one's life, for one spends that in sleep. So if a man lives till the age of sixty, such experience after death will last twenty years. During this time he passes through a kind of embryonic stage for the spiritual world. Only after that will he be really free of the earth; then the earth no longer envelopes him, and he is born into the spiritual world. He escapes from the wrappings of earthly existence which he had borne around him until then, though in a spiritual sense, and feels this as his birth into the spiritual world.
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234. Anthroposophy, An Introduction: Phases of Memory and the Real Self
10 Feb 1924, Dornach Translated by Vera Compton-Burnett Rudolf Steiner |
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234. Anthroposophy, An Introduction: Phases of Memory and the Real Self
10 Feb 1924, Dornach Translated by Vera Compton-Burnett Rudolf Steiner |
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You have seen from the preceding lectures that a study of man's faculty of memory can give us valuable insight into the whole of human life and its cosmic connections. So today we will study this faculty of memory as such, in the various phases of its manifestation in human life, beginning with its manifestation in the ordinary consciousness that man has between birth and death. What man experiences in concrete, everyday life, in thinking, feeling and willing, in unfolding his physical forces, too—all this he transforms into memories which he recalls from time to time. But if you compare the shadowy character of these memory-pictures, whether spontaneous or deliberately sought, with the robust experiences to which they refer, you will say that they exist as mere thoughts or mental presentations; you are led to call memories just ‘pictures’. Nevertheless, it is these pictures that we retain in our ego from our experiences in the outer world; in a sense, we bear them with us as the treasure won from experience. If a part of these memories should be lost—as in certain pathological cases of which I have already spoken—our ego itself suffers injury. We feel that our immermost being, our ego, has been damaged if it must forfeit this or that from its treasury of memories, for it is this treasury that makes our life a complete whole. One could also point to the very serious conditions that sometimes result in cases of apoplectic stroke when certain portions of the patient's past life are obliterated from his memory. Moreover, when we survey from a given moment our life since our last birth, we must feel our memories as a connected whole if we are to regard ourselves rightly as human souls. These few features indicate the role of the faculty of memory in physical, earthly life. But its role is far greater still. What would the external world with all its impressions constantly renewed, with all it gives us, however vividly—what would it be to us if we could not link new impressions to the memories of past ones! Last, but not least, we may say that, after all, all learning consists in linking new impressions to the content borne in memory. A great part of educational method depends on finding the most rational way of linking the new things we have to teach the children to what we can draw from their store of memories. In short, whenever we have to bring the external world to the soul, to evoke the soul's own life that it may feel and experience inwardly its own existence, we appeal to memory in the last resort. So we must say that, on earth, memory constitutes the most important and most comprehensive part of man's inner life. Let us now study memory from yet another point of view. It is quite easy to see that the sums of memories we bear within us is really a fragment. We have forgotten so much in the course of life; but there are moments, frequently abnormal, when what has been long forgotten comes before us again. These are especially such moments in which a man comes near to death and many things emerge that have long been far from his conscious memory. Old people, when dying, suddenly remember things that had long disappeared from their conscious memory. Moreover, if we study dreams really intimately—and they, too, link on to memory—we find things arising which have quite certainly been experienced, but they passed us by unnoticed. Nevertheless, they are in our soul life, and arise in sleep when the hindrances of the physical and etheric organism are not acting and the astral body and ego are alone. We do not usually notice these things and so fail to observe that conscious memory is but a fragment of all we receive; in the course of life we take in much in the same form, only, it is received into the subconscious directly, where it is inwardly elaborated. Now, as long as we are living on earth, we continue to regard the memories that arise from the depths of our soul in the form of thoughts as the essential part of memory. Thoughts of past experience come and go. We search for them. We regard that as the essence of memory. However, when we go through the gate of death our life on earth is followed by a few days in which pictures of the life just ended come before us in a gigantic perspective. These pictures are suddenly there: the events of years long past and of the last few days are there simultaneously. As the spatial exists side by side and only possesses spatial perspective, so the temporal events of our earthly life are now seen side by side and possess ‘time-perspective’. This tableau appears suddenly, but, during the short time it is there, it becomes more and more shadowy, weaker and weaker. Whereas in earthly life we look into ourselves and feel that we have our memory-pictures ‘rolled up’ within us, these pictures now become greater and greater. We feel as if they were being received by the universe. What is at first comprised within the memory tableau as in a narrow space, becomes greater and greater, more and more shadowy, until we find it has expanded to a universe, becoming so faint that we can scarcely decipher what we first saw plainly. We can still divine it; then it vanishes in the far spaces and is no longer there. That is the second form taken by memory—in a sense, its second metamorphosis—in the first few days after death. It is the phase which we can describe as the flight of our memories out into the cosmos. And all that, like memory, we have bound so closely to our life between birth and death, expands and becomes more and more shadowy, to be finally lost in the wide spaces of the cosmos. It is really as if we saw what we have actually been calling our ego during earthly life, disappear into the wide spaces of the cosmos. This experience lasts a few days and, when these have passed, we feel that we ourselves are being expanded too. Between birth and death we feel ourselves within our memories; and now we actually feel ourselves within these rapidly retreating memories and being received into the wide spaces of the universe. After we have suffered this super-sensible stupor, or faintness, which takes from us the sum-total of our memories and our inner consciousness of earthly life, we live in the third phase of memory. This third phase of memory teaches us that what we had called ourself during earthly life—in virtue of our memories—has spread itself through the wide spaces of the universe, thereby proving its insubstantiality for us. If we were only what can be preserved in our memories between birth and death, we would be nothing at all a few days after death. But we now enter a totally different element. We have realised that we cannot retain our memories, for the world takes them from us after death. But there is something objective behind all the memories we have harboured during earthly life. The spiritual counterpart, of which I spoke yesterday, is engraved into the world; and it is this counterpart of our memories that we now enter. Between birth and death we have experienced this or that with this or that person or plant or mountain spring, with all we have approached during life. There is no single experience whose spiritual counterpart is not engraved into the spiritual world in which we are ever present, even while on earth. Every hand-shake we have exchanged has its spiritual counterpart; it is there, inscribed into the spiritual world. Only while we are surveying our life in the first days after death do we have these pictures of our life before us. These conceal, to a certain extent, what we have inscribed into the world through our deeds, thoughts and feelings. The moment we pass through the gate of death to this other ‘life’, we are at once filled with the content of our life-tableau, i.e. with pictures which extend, in perspective, back to birth and even beyond. But all this vanishes into the wide cosmic spaces and we now see the spiritual counter-images of all the deeds we have done since birth. All the spiritual counter-images we have experienced (unconsciously, in sleep) become visible, and in such a way that we are immediately impelled to retrace our steps and go through all these experiences once more. In ordinary life, when we go from Dornach to Basle we know we can go from Basle to Dornach, for we have in the physical world an appropriate conception of space. But in ordinary consciousness we do not know, when we go from birth to death, that we can also go from death to birth. As in the physical world one can go from Dornach to Basle and return from Basle to Dornach, so we go from birth to death during earthly life, and, after death, can return from death to birth. This is what we do in the spiritual world when we experience backwards the spiritual counter-images of all we have undergone during earthly life. Suppose you have had an experience with something in the external realm of Nature—let us say, with a tree. You have observed the tree or, as a woodman, cut it down. Now all this has its spiritual counterpart; above all, whether you have merely observed the tree, or cut it down, or done something else to it, has its significance for the whole universe. What you can experience with the physical tree you experience in physical, earthly life; now, as you go backwards from death to birth, it is the spiritual counterpart of this experience that you live through. If, however, our experience was with another human being—if, for example, we have caused him pain—there is already a spiritual counterpart in the physical world; only, it is not our experience: it is the pain experienced by the other man. Perhaps the fact that we were the cause of his pain gave us a certain feeling of satisfaction; we may have been moved by a feeling of revenge or the like. Now, on going backwards through our life, we do not undergo our experience, but his. We experience what he experienced through our deed. That, too, is a part of the spiritual counterpart and is inscribed into the spiritual world. In short, man lives through his experiences once more, but in a spiritual way, going backwards from death to birth. As I said yesterday, it is a part of this experience to feel that beings whom, for the present, we may call ‘superhuman’, are participating in it. Pressing onwards through these spiritual counterparts of our experiences, we feel as if these spiritual beings were showering down their sympathies and antipathies upon our deeds and thoughts, as we experience them backwards. Thereby we feel what each deed done by us on earth, each thought, feeling, or impulse of will, is worth for purely spiritual existence. In bitter pain we experience the harmfulness of some deed we have done. In burning thirst we experience the passions we have harboured in our soul; and this continues until we have sufficiently realised the worthlessness, for the spiritual world, of harbouring passions and have outgrown these states which depend on our physical, earthly personality. At this point of our studies we can see where the boundary between the psychical and the physical really is. You see, we can easily regard things like thirst or hunger as physical. But I ask you to imagine that the same physical changes that are in your organism when you are thirsty were in a body not ensouled. The same changes could be there, but the soulless body would not suffer thirst. As a chemist you might investigate the changes in your body when you are thirsty. But if, by some means, you could produce these same changes, in the same substances and in the same complex of forces, in a body without a soul, it would not suffer thirst. Thirst is not something in the body; it lives in the soul—in the astral—through changes in the physical body. It is the same with hunger. And if someone, in his soul, takes great pleasure in something that can only be satisfied by physical measures in physical life, it is as if he were experiencing thirst in physical life; the psychical part of him feels thirst, burning thirst, for those things which he was accustomed to satisfy by physical means. For one cannot carry out physical functions when the physical body has been laid aside. Man must first accustom himself to live in his psycho-spiritual being without his physical body; and a great part of the backward journey I have described is concerned with this. At first he experiences continually burning thirst for what can only be gratified through a physical body. Just as the child must accustom himself to use his organs—must learn to speak, for example—so man between death and a new birth must accustom himself to do without his physical body as the foundation of his psychical experiences. He must grow into the spiritual world. There are descriptions of this experience which, as I said yesterday, lasts one-third of the time of physical life, which depict it as a veritable hell. For example, if you read descriptions like those given in the literature of the Theosophical Society where, following oriental custom, this life is called Kamaloka, they will certainly make your flesh creep. Well, these experiences are not like that. They can appear so if you compare them directly with earthly life, for they are something to which we are so utterly unaccustomed. We must suddenly adapt ourselves to the spiritual counter-images and counter-values of our earthly experience. What we felt on earth as pleasure, is there privation, bitter privation, and, strictly speaking, only our unsatisfying, painful or sorrowful experiences on earth are satisfying there. In many respects that is somewhat horrible when compared with earthly life; but we simply cannot compare it with earthly life directly, for it is not experienced here but in the life after death where we do not judge with earthly conceptions. So when, for example, you experience after death the pain of another man through having caused him pain on earth, you say to yourself at once: ‘If I did not feel this pain, I would remain an imperfect human soul, for the pain I have caused in the universe would continually take something from me. I only become a whole human being by experiencing this compensation.’ It may cost us a struggle to see that pain experienced after death in return for pain caused to another, is really a blessing. It will depend on the inner constitution of our soul whether we find this difficult or not; but there is a certain state of soul in which this painful compensation for many things done on earth is even experienced as bliss. It is the state of soul that results from acquiring on earth some knowledge of the super-sensible life. We feel that, through this painful compensation, we are perfecting our human being, while, without it, we should fall short of full human stature. If you have caused another pain, you are of less value than before; so, if you judge reasonably, you will say: In face of the universe I am a worse human soul after causing pain to another than before. You will feel it a blessing that you are able, after death, to compensate for this pain by experiencing it yourself. That, my dear friends, is the third phase of memory. At first what we have within us as memory is condensed to pictures, which last some days after death; then it is scattered through the universe, your whole inner life in the form of thoughts returning thereto. But while we lose the memories locked up within us during earthly life—while these seek the cosmic spaces—the world, from out of all we have spiritually engraved upon it, gives us back to ourselves in objective form. There is scarcely a stronger proof of man's intimate connection with the world than this; that after death, in regard to our inner life, we have first to lose ourselves, in order to be given back to ourselves from out of the universe. And we experience this, even in the face of painful events, as something that belongs to our human being as a whole. We do, indeed, feel that the world takes to itself the inner life we possessed here, and gives back to us again what we have engraved upon it. It is just the part we did not notice, the part we passed by but inscribed upon spiritual existence with clear strokes, that gives us our own self again. Then, as we retrace our life backwards through birth and beyond, we reach out into the wide spaces of spiritual existence. It is only now, after having undergone all this, that we enter the spiritual world and are really able to live there. Our faculty of memory now undergoes its fourth metamorphosis. We feel that everywhere behind the ordinary memory of earthly life something has been living in us, though we were not aware of it. It has engraved itself into the world and now we, ourselves, become it. We have received our earthly life in its spiritual significance; we now become this significance. After travelling back through birth to the spiritual world we find ourselves confronting it in a very peculiar way. In a sense, we ourselves in our spiritual counterpart—in our true spiritual worth—now confront the world. We have passed through the above experiences, have experienced the pain caused to another, have experienced the spiritual value corresponding to an experience with a tree, let us say; we have experienced all this, but it was not self-experience. We might compare this with the embryonic stage of human life; for then—and even throughout the first years of life—all we experience does not yet reach the level of self-consciousness, which only awakens gradually. Thus, when we enter the spiritual world, all we have experienced backwards gradually becomes ourself, our spiritual self-consciousness. We are now what we have experienced; we are our own spiritual worth corresponding thereto. With this existence, that really represents the other side of our earthly existence, we enter the world that contains nothing of the ordinary kingdoms of external Nature—mineral, plant and animal kingdoms—for these belong to the earth. But in that world there immediately come before us, first, the souls of those who have died before us and to whom we stood in some kind of relationship, and then the individualities of higher spiritual beings. We live as spirit among human and non-human spirits, and this environment of spiritual individualities is now our world. The relationship of these spiritual individualities, human or non-human, to ourselves now constitutes our experience. As on earth we have our experience with the beings of the external kingdoms of Nature, so now, with spiritual beings of different ranks. And it is especially important that we have felt their sympathies and antipathies like spiritual rain—to use yesterday's metaphor—permeating these experiences during the retrospective part of the life between death and birth that I have described to you schematically. We now stand face to face with these beings of whom we previously perceived only their sympathies and antipathies while we were living through the spiritual counterpart of our earthly life: we live among these beings now that we have reached the spiritual world. We gradually feel as if inwardly permeated with force, with impulses proceeding from the spiritual beings around us. All that we have previously experienced now becomes more and more real to us, in a spiritual way. We gradually feel as if standing in the light or shadow of these beings in whom we are beginning to live. Before, through living through the spiritual worth corresponding to some earthly experience, we felt this or that about it, found it valuable or harmful to the cosmos. We now feel: There is something I have done on earth, in thought or deed; it has its corresponding spiritual worth, and this is engraved into the spiritual cosmos. The beings whom I now encounter can either do something with it, or not; it either lies in the direction of their evolution or of the evolution for which they are striving, or it does not. We feel ourselves placed before the beings of the spiritual world and realise that we have acted in accordance with their intentions or against them, have either added to, or subtracted from, what they willed for the evolution of the world. Above all, it is no mere ideal judgment of ourselves that we feel, but a real evaluation; and this evaluation is itself the reality of our existence when we enter the spiritual world after death. When you have done something wrong as a man in the physical world, you condemn it yourself if you have sufficient conscience and reason; or it is condemned by the law, or by the judge, or by other men who despise you for it. But you do not grow thin on this account—at least, not very thin, unless you are quite specially constituted. On entering the world of spiritual beings, however, we do not merely meet the ideal judgment that we are of little worth in respect of any fault or disgraceful deed we have committed; we feel the gaze of these beings resting upon us as if it would annihilate our very being. In respect of all we have done that is valuable, the gaze of these beings falls upon us as if we first attained thereby our full reality as psycho-spiritual beings. Our reality depends upon our value. Should we have hindered the evolution that was intended in the spiritual world, it is as if darkness were robbing us of our very existence. If we have done something in accordance with the evolution of the spiritual world, and its effects continue, it is as if light were calling us to fresh spiritual life. We experience all I have described and enter the realm of spiritual beings. This enhances our consciousness in the spiritual world and keeps us awake. Through all the demands made upon us there, we realise that we have won something in the universe in regard to our own reality. Suppose we have done something that hinders the evolution of the world and can only arouse the antipathy of the spiritual beings whose realm we now enter. The after-effect takes its course as I have described and we feel our consciousness darken; stupefaction ensues, sometimes complete extinction of consciousness. We must now wake up again. On doing so, we feel in regard to our spiritual existence as if someone were cutting into our flesh in the physical world; only, this experience in the spiritual is much more real—though it is real enough in the physical world. In short, what we are in the spiritual world proves to be the result of what we ourselves have initiated. You see from this that man has sufficient inducement to return again to earthly life. Why to return? Well, through what he has engraved into the spiritual world man has himself experienced all he has done for good or ill in earthly life; and it is only by returning to earth that he can actually compensate for what, after all, he has only learnt to know through earthly experience. In fact, when he reads his value for the world in the countenances of these spiritual beings—to put it metaphorically—he is sufficiently impelled to return, when able, to the physical world, in order to live his life in a different way from before. Many incapacities for this he will still retain, and only after many lives on earth will full compensation really be possible. If we look into ourselves during earthly life, we find, at first, memories. It is of these that, to begin with, we build our soul-life when we shut out the external world; and it is upon these alone that the creative imagination of the artist draws. That is the first form of memory. Behind it are the mighty ‘pictures’ which become perceptible immediately after we have passed through the gate of death. These are taken from us: they expand to the wide spaces of the universe. When we survey our memory-pictures we can say that there lives behind them something that at once proceeds towards the cosmic spaces when our body is taken from us. Through our body we hold together what is really seeking to become ‘ideal’ in the universe. But while we go through life and retain memories of our experiences, we leave behind in the world something still further behind our memories. We leave it behind us in the course of time and must experience it again as we retrace our steps. This lies behind our memory as a third ‘structure’. First, we have the tapestry of memory; behind it, the mighty cosmic pictures we have ‘rolled up’ within us; behind this, again, lives what we have written into the world. Not until we have lived through this are we really ourselves, standing naked in spirit before the spiritual universe which clothes us in its garments when we enter it. We must, indeed, look at our memories if we want to get gradually beyond the transient life of man. Our earthly memories are transient and become dispersed through the universe. But our Self lives behind them: the Self that is given us again from out of the spiritual world that we may find our way from time to eternity. |
Anthroposophy, An Introduction: Editor's Preface
Own Barfield |
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Though he proceeded ab initio, assuming no previous knowledge on the part of his hearers, this course is not an elementary exposition of Anthroposophy. We are gradually led deeply in, and the path is steep towards the end. There are many very different approaches to the general corpus of revelations or teachings which constitutes Spiritual Science. |
Its whole basis is classification and definition and, taken by itself, it undoubtedly gives (quite apart from the dubious associations which the word ‘theosophy’ has for English ears) a false impression of the nature of Anthroposophy. It is as indispensable to the student as a good grammar is indispensable to a man engaged in mastering a new language, and it contains as much—and as little—as a grammar does of all that the language can do and say. |
But anyone reading hurriedly through the book Theosophy—or even through Theosophy and the Occult Science—and inclined to judge the value of Anthroposophy from that single adventure may well do so. That is why the present book seems to me to be an important one—not only for ‘advanced’ students of Anthroposophy, to whom it is perhaps primarily addressed, but also to the comparative beginner. |
Anthroposophy, An Introduction: Editor's Preface
Own Barfield |
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This book is the transcript of a shorthand report of nine lectures given by Rudolf Steiner in the early part of 1924, about a year before he died. Although his audience consisted very largely of people who had been studying for many years the spiritual science which is Steiner's legacy to the world (and which he also called Anthroposophie), he himself described the course as an ‘Introduction’. The German title of the book is Anthroposophie: eine Einführung in die Anthroposophische Weltanschauung. ‘We will begin again,’ he observed in Lecture IV, ‘where we began twenty years ago;’ and he may well have had in mind that the Movement itself had, in some sense, begun again only a month or two before with the solemn Foundation of the General Anthroposophical Society under himself as President at Christmas 1923. Though he proceeded ab initio, assuming no previous knowledge on the part of his hearers, this course is not an elementary exposition of Anthroposophy. We are gradually led deeply in, and the path is steep towards the end. There are many very different approaches to the general corpus of revelations or teachings which constitutes Spiritual Science. As with Nature herself, it is often only as the student penetrates deeper and nearer to the centre that any connection between these different approaches become apparent. A reader of Christianity as Mystical Fact, for example, which dates from 1902 and of Steiner's lectures on the Gospels might well be surprised to find that it is possible to read Theosophy (1904) without ever discovering that the incarnation of Christ and the death on Golgotha are, according to him, the very core of the evolution of the universe and man. The truth is that the mastery of Anthroposophy involves, for our too stereotyped thinking, something like the learning of a new language. It would be possible to learn to read Greek and only afterwards to discover that the New Testament was written in that tongue. From this point of view the present book is in the same category as Theosophy, yet even within this category the two approaches are made from such diverse directions that one might almost suppose the books to be the work of different men. Nevertheless it is best to look on the following lectures—as Steiner himself makes it clear that he does—as a supplement or complement to what is to be found in Theosophy. The book Theosophy is the most systematic of all the writings that Steiner has bequeathed to us. Its whole basis is classification and definition and, taken by itself, it undoubtedly gives (quite apart from the dubious associations which the word ‘theosophy’ has for English ears) a false impression of the nature of Anthroposophy. It is as indispensable to the student as a good grammar is indispensable to a man engaged in mastering a new language, and it contains as much—and as little—as a grammar does of all that the language can do and say. Its method is that of description from outside. And this approach, essential as it is as one among others, is perhaps the one most likely to lead to misunderstanding and misrepresentation. Such terms as ‘soul world’, ‘spiritland’, ‘elemental beings’, ‘aura’, are liable to be taken literally in spite of the author's express warnings to the contrary. The descriptions are taken as reproductions of the reality that underlies them instead of as similes—attempts, that is, at making clear a purely spiritual reality in words which have received their stamp of significance from their relation to the physical world. No one who studies the teachings of Rudolf Steiner seriously remains in any real danger of succumbing to this sort of literalness. But anyone reading hurriedly through the book Theosophy—or even through Theosophy and the Occult Science—and inclined to judge the value of Anthroposophy from that single adventure may well do so. That is why the present book seems to me to be an important one—not only for ‘advanced’ students of Anthroposophy, to whom it is perhaps primarily addressed, but also to the comparative beginner. It is condensed and difficult for most readers, and above all for those who have never dipped into the broad unbroken stream of books and lectures which flowed from Rudolf Steiner during the twenty years that elapsed between the publication of Theosophy and the delivery of this Course. But even if the content is far from fully understood, it cannot fail to give the reader some idea, let us say, of the sort of thing that is really signified by the spatial and other physical metaphors in which the systematic exposition of Theosophy is couched. For here the approach is from within. It is no longer simply the objective facts and events, but the way in which the soul tentatively begins to experience these, which the lecturer makes such earnest efforts to convey. We have exchanged a guide book for a book of travel. The one who has been there recreates his experience for the benefit of those who have not, trying with every device at his disposal to reveal what it actually felt like. Of course the difficulty is still there; it can still only be done by metaphor and suggestion; but the difficulty is much less likely to be burked by the reader's surreptitiously substituting in his own imagination a physical or sense-experience for a purely super-sensible one. Compare, for instance the description of the astral body given in Theosophy with the characterisation of it in No. V of these lectures:
‘Thus,’ he adds a few pages later, ‘if you describe the astral body as I have done in my Theosophy you must realise, in order to complete your insight (my italics)’:
In the same way one could compare the description of the etheric body in the earlier book with its treatment here in Lecture IV. The etheric body is not a vehicle of any such ‘life-force’, as is understood by the creative evolutionists. It is totally incompatible with the assumptions of positivist science. If it can be described as a ‘formative forces’ body, it can equally well be described, from another approach, as a thought-body. This is the approach which is required for all the teachings which Steiner developed later concerning the descent of the Cosmic Intelligence and its progressive embodiment in the personal intelligence of man. And it is this approach which is chosen in the book which follows. He begins by describing the practical steps needed to develop the ‘strengthened thinking’ which is the first stage of higher knowledge. And he continues:
Equally important is the exposition in this lecture of the way in which astral and etheric find outward expression in the physical constitution of man, the etheric in his fluid organisation, which can only be understood with the help of the concept of the etheric body, and the astral in that ‘third man’—who is physically the ‘airy man’ and who can be experienced as ‘an inner musical element in the breathing’. The nervous system is shown to be the representation of this inner music. The matter in this book is extremely condensed and one feels one is maiming it by arbitrary selections such as I am making for the purpose of this Introduction. I have, for instance, said nothing of the extensive and detailed discourse on dreams contained in Lecture VII, and VIII, which some readers may even find the most enlightening thing in the book. One final selection may however perhaps be made. In these lectures Steiner approaches the life after death by speaking of ‘four phases of memory’. The theme is first heard in Lecture VI, where, after speaking of the nature of memory he emphasises that it is not the concern of the remembering individual alone, but is there for the sake of the universe—‘in order that its content may pass through us and be received again in the forms into which we can transmute it’.
It receives them back when we die. The moment we die, the world takes back what it has given. ‘But it is something new that it receives, for we have experienced it all in a particular way.’ Then, in the ninth and last lecture, the last three phases of memory lead into—indeed become—in a miracle of condensation—all that is presented so differently in Theosophy under such titles as ‘The Soul in the Soul-World after Death’. Is this an esoteric or an exoteric work? Certainly it will be more readily appreciated by readers who have worked through other approaches to be found in the books and lecture-cycles and perhaps especially in the Leading Thoughts. Yet it is the whole aim and character of Spiritual Science, as Rudolf Steiner developed it, to endeavour to be esoteric in an exoteric way. For that was what he believed the crisis of the twentieth century demands. And I doubt if he ever struggled harder to combine the two qualities than in these nine lectures given at the end of his life. Thus, although he was addressing members of the Anthroposophical Society, I believe that he had his gaze fixed on Western man in general, and I hope that an increasing number of those who are as yet unacquainted with any of his teaching may find in this book (and it can only be done by intensive application) a convincing proof of the immense fund of wisdom, insight and knowledge from which these teachings spring. OWEN BARFIELD London, |
324. Anthroposophy and Science: Lecture I
16 Mar 1921, Stuttgart Translated by Walter Stuber, Mark Gardner Rudolf Steiner |
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The spiritual science that underlies this course in anthroposophy, must fight for its validity in the truest sense of the word. This can seem strange to one who has become familiar with the motivating forces of this anthroposophically-oriented spiritual science, for it stands solidly on a common ground with scientific and other cultural demands of our time. |
324. Anthroposophy and Science: Lecture I
16 Mar 1921, Stuttgart Translated by Walter Stuber, Mark Gardner Rudolf Steiner |
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The spiritual science that underlies this course in anthroposophy, must fight for its validity in the truest sense of the word. This can seem strange to one who has become familiar with the motivating forces of this anthroposophically-oriented spiritual science, for it stands solidly on a common ground with scientific and other cultural demands of our time. It deals with all that is necessary and basic for spiritual life in these times. One can see, however, that spiritual science must fight, if one takes into consideration the many prejudices that exist at present. Spiritual science is in some ways a natural adversary of certain reactionary forces that remain and can be observed in the souls of human beings of our time. In these lectures it will be my task to present to you in a direct and scientific manner the significance of what we understand here as spiritual science. I will gradually proceed from relatively elementary things to a real knowledge of man from the point of view of this anthroposophically-oriented spiritual science. I will take pains to introduce some chapters and some special questions by speaking of the methodology, and by the choice of special examples indicate their significance. Today in this first lecture I would like to point out how present-day scientific thinking has increasingly come to rely on the experiment for its main support. In this regard present-day scientific thinking stands in a certain polarity to older kinds of knowledge acquisition, especially to those which start from simply observing nature and the world as it presents itself. One can start by observing the established facts of nature and the world, or—as we often do today—by first creating the conditions of an event and then, with the knowledge of these conditions, observing a fact and being led by this to certain scientific results. Along with this methodology, one can see the tendency of this newer scientific thinking to observe the entire field of natural science through mathematics, and with these mathematical thoughts, arrive at mathematical results. You all know the saying by Kant: In every individual science there is only so much real knowledge as there is mathematics. It is thought that in observation, as well as in experimentation, mathematics must be introduced. Through this, one feels oneself in a secure element, one feels in a position to have an overview of a series of facts with the use of mathematical formulas. This is a totally different relationship to knowledge than when such facts are simply described in their natural state. This feeling of certainty which one has in treating knowledge mathematically, has been characteristic of scientific thinking for a long time. One cannot say we have today a really clear idea of the reasons why one feels so certain and safe with the mathematical handling of the natural world. A clear knowledge of the feeling of certainty accompanying the use of mathematics will lead us to acknowledge the necessity that a spiritual science must come about with an equivalent degree of certainty. This spiritual science does not have to beg for acceptance from natural science or any other special field. This spiritual science will conform in every discipline to the scientific conscientiousness of modern times; it will, in addition, oppose all that is brought forward by modern science that is suspect, and it will answer questions that often go unanswered. Spiritual science will be on a very sure mathematical foundation. I only have to ask a very simple question for you to see that this feeling of certainty derived from the mathematical treatment of certain subjects leads quickly to uncertainty. What would we do with a science like history if in every science there were only so much real knowledge as there is mathematics? How shall we understand and get the facts straight in matters of the human soul if we have to struggle to understand what modern psychology, by the use of mathematics, has developed in order also to secure certainty of understanding? One must come to recognize that in this field it is not possible to introduce mathematics into actual knowledge. One of the first questions that must occupy us is this: What is the significance of this mathematical certainty in the context of human cognition? It is in approaching an answer to this question that we will be led to the justification for spiritual-scientific investigation. I have also said that the newer science prefers the experiment, where one knows the conditions of a process exactly, to outer observation where the determining conditions are more hidden; even in the case of psychology and also the field of education, attempts are made to go over from mere observation to experiment. In saying this, I must emphasize that spiritual science has nothing against the correct use of experimentation in psychology and education. The point I wish to call attention to is this: What draws the scientists in these fields to obtain knowledge by the use of experiment? In these areas we can actually find reasons for the inclination toward the use of experimentation. Let us therefore explore the transition to experimentation in the fields of psychology and education. We can see how until recently investigators in psychology and education have carefully observed the details of the daily life of man, be it fully mature men and women or the transitional developmental life. We might ask: What is fundamentally necessary for an observation of the soul life of the grownup or the developing child? It is to acquire a certain inner relationship to what one observes. Try to put yourselves into the observational methods of olden times, in the fields of psychology and education. You will find that the inner relationship that once existed between human beings has diminished in recent times. We are not so intimately connected in an objective way with the soul life of another human being as was the case in the past. We are no longer aware when our own soul vibrates in sympathetic reverberation with what lives in the soul of another. We are more removed from the objective soul life of the other; formerly it could be directly observed. We are becoming more and more estranged from any really intimate contact with the soul of the other, where in a directly intuitive way one takes part with one's own inner nature in the inner nature of the other soul. Now an effort is made to approach the human soul from the outside through the use of instruments. There is an effort to explore the human soul through the use of apparatus in an external way. This effort is in the character of our time and must be acknowledged as being partially justified. If one has become estranged from a direct perception of the inner activity, then one must accept the outer expression of the inner activity, and at the same time be content with the outer use of experimentation. It is especially true that when we are estranged from the spirit and soul elements of our fellow man, and yet our experiments are the material expression of this soul-spiritual element, these experiments must be explained in a spiritual sense. They should be wrought throughout with the results of spiritual research. I do not want to speak against experiments as such, but there is a need (I will speak today only in an introductory way) to illuminate the results of these experiments spiritually from within. To explain this properly, I will give you the following example. Investigations have established that the rate of growth differs between boys and girls. In the development of a boy, it has been shown that in certain phases he grows more slowly, while in the same time period the girl grows faster. One can take notice of these facts even if one only looks at the outer expression of the soul life. But to explain such facts one must know how the soul motivates the growing process, how the soul of the boy is inwardly different, and how the force of the soul expresses itself in different phases of life. Then one will be able to see how the difference of growth rates between boys and girls permits a comprehension of what goes on in the soul of a boy and what goes on in the soul of a girl. It is just here that one can know that a human being who develops very rapidly during the period of 14 to 17 years, develops different forces than those of a human being who grows rapidly in a somewhat earlier period of life. Especially in our age, in which there is real proficiency in the handling of facts in an outer experimental way, especially now if we are not to be drawn into superficiality, into externalities, what is investigated experimentally must be permeated with the results of spiritual research. This consciousness is opposed to the more mathematical type of consciousness that gives the researcher such a feeling of extraordinary sureness. If one wishes to examine the different ways of research, one might ask oneself the question: How does one actually know things mathematically when one applies mathematics to the facts of the outer sense-accessible world? And what distinguishes this mathematical approach from other modes of dealing with the facts given to us? Let us start with the fact that the outer objects and events of the world are given to man through his senses. From childhood on, the outer factual world presents itself to us as a kind of chaos. But as time passes we strengthen ourselves inwardly with all kinds of mental images and concepts. (I have set this forth in detail in my booklet Truth and Science.) Through the process of making mental pictures of the outwardly perceived world, we take what may lie far apart in observation and we bring the mental pictures of these observations close together within us. Through this activity we thus create, in our mental life, a certain order in what otherwise is chaotic in the purely sense-perceptible. We must, however, look very exactly at how we treat the perceptual facts of the world when we do not use our mathematical knowledge. We might ask what happens when we simply observe the outer world and make mental pictures about the connections between the observable facts—for instance, when we use the familiar law of cause and effect. We must acquire some thoughts about what we are doing when we simply observe the facts of the outer world. What do we really do when we bring order into the sense-perceptible chaos? It appears to me that in relation to this question David Hume has spoken quite correctly; however, his fault lies in that he has taken to apply to the universal field of human cognition what is meant only for this particular field, namely, the “observation of outer nature free of mathematics.” Most errors and one-sidednesses are based an the application of very correct thinking in one field to the totality of human cognition. This makes it so difficult to take the assertions considered to be universally true. Arguments can be raised for the universal truth being applicable to specific areas, and arguments can also be raised for the opposite point of view. David Hume says: We observe the outer world and we arrange it in a lawful way through our own mental pictures. However, what we then have in our soul as law is not directly representative of something in the objective world. We cannot say that the outer world is always going to follow the course predicted by such a law. We can only say, according to David Hume, that until today we have been able to see the sun rise every morning. That is a statement that fits the facts. We can put these facts into the form of a general law. But in doing so we have no guarantee that we have anything other than a series of events that have happened in the past, of which we made a comprehensive mental picture. What is it really in us that brings about these lawful connections between the sense-perceptible occurrences? What kind of significance do these lawful connections have for the field which we are considering? Is David Hume correct when he says: It lies in the habit of our souls to gather together in a lawful manner the facts as they present themselves to us and, because we respond to this soul habit, we create for ourselves various natural laws? These natural laws are nothing else than what has been gathered together from individual facts through habit of our souls. Thus one can say: Above all, man develops a practical life by bringing order and harmony into the otherwise chaotic stream of everyday facts; and the more one advances in this knowledge, in this special kind of knowledge, the more one inclines to this characteristic soul habit. This being the situation, one is not inclined to preserve individual phenomena as such; one wants to respond to the soul habit of bringing into uniformity what faces one as sense-perceptible, empirical manifoldness. If one is honest, one has to admit that all the knowledge obtained in this way stands as a closed door to the outer world in that it does not allow the essence of this outer world to enter our cognition. In this kind of cognition we must say: Out there are the material facts; we arrange them habitually into our system of mental pictures, and thus have a comprehensive view of them. We know when a series of facts have happened, that this series will happen a second time in a similar way when the same facts appear again before us. But as long as we remain in this field of knowledge, we cannot see through the outer appearances; we also, of course, do not claim to do so. When we want to present rash metaphysical hypotheses concerning matter, that it consists of this or that, we are attempting to change the state of affairs in which we do not deal with the material itself. We say to ourselves: We cannot see through matter to find out what it really is in its inner being, so what we are inclined to do is to arrange sequences of mental pictures and put these in the form of laws. By doing so, we remain outside what appears as outer reality; we only create pictures of the external material happenings. Basically, we need this kind of knowledge to maintain our normal human consciousness, and to this end, we concern ourselves with these pictures. Try to think for a moment what it would mean for human consciousness if we were not able to give ourselves up to the kind of knowledge consisting only of pictures of the external world—if every time we wished to know something of the outer world, this world had to flow into us, as it does when we eat or drink, if it had to become part of our soul's apprehension before we could know anything. Just imagine how incompatible such a uniting of the material existence and our inner life would be with what our soul-constitution must be in acquiring knowledge of the outer world! We are in the position where we must tell ourselves: In our activity of knowing, nothing flows into our soul life from the outer world; we form pictures of what we experience in the outer world and these pictures really have nothing to do with the outer world. Permit me to make an analogy out of the field of art to explain what I have been saying. Suppose I am painting something. The outer world is completely unconcerned about anything I might paint on a canvas. Take, for example, a couple of trees we see out there of which, let's say, I have painted a likeness on a canvas: the trees are completely indifferent as to how I have painted them, or if I do paint them. My picture is added to what is out there as something foreign, something that has nothing directly to do with that outer reality. In the field of theoretical and psychological knowledge it is basically the same as I have just described with the example of painting. If we were not separated from the world as just described, and were to take the content of the world into our soul in a way similar to when we eat or drink, our soul would grow together with, be one with, the world around us, and we would be unable to distinguish ourselves from our surroundings. We will take up the subject of human freedom at a later time and show that it can only be understood if the way of knowing the material world is as I have characterized it. This, however, is not so when I know something mathematically. Let's start by imagining how you know something of a mathematical nature, whether it is in the field of arithmetic, algebra, higher mathematics, or in the field of analytical or synthetic geometry. There we are not confronted by an outer world, we live directly and immediately in the objects of our mathematical knowledge. We form mathematical objects inwardly with all their interconnections and relationships, and when at times we sketch these forms, it is only for our own ease and comfort. What we refer to as mathematical is never some part of the outer world which we perceive with the senses, it is always something inwardly constructed. It is something that only lives in the part of our soul life that is not concerned with the senses as such. We build up, we inwardly construct, the mathematical content of our soul. There is a radical difference between the field of knowledge concerned with the empirical outer world presenting itself to the senses and that of the mathematical. In the external given world the objects of our knowledge remain strictly outside of us. In mathematical knowledge we stand with our whole soul within the objects of our knowledge, and what is observed as substance is the result of an experience in our soul of what we ourselves constructed. Here we have a significant problem which forms, as it were, the first stage to what will be the next higher stage of considerations: How does one arrive at the anthroposophical spiritual science when starting from the familiar science of the present day? I don't believe anyone will be able to answer this question in a truly scientific way who cannot first answer the question: How is our knowledge of a purely observational kind raised to the kind of knowledge of nature that is permeated with mathematics?—how is this knowledge related to mathematical knowledge as such? Now a further question arises which the scientist can answer himself, out of his own experience with scientific work. I have already mentioned what Kant called our attention to, that in every science there is only so much knowledge as there is mathematics contained in it. And, I repeat, this is a one-sidedness, because it is only applicable to a certain field. Kant's error lies in the fact that he takes a specialized truth and tries to make it into a universal law. We have a tendency not to want to leave the facts alone as they are presented to us, but rather to color them with what we have created as mathematical formula, so that we may measure and compare them. What really lives in us when we strive in this direction, when we don't want to remain standing still, habitually combining the outer facts with general rules, when we permeate the given facts with what we have formulated in full consciousness mathematically as objects in our soul life? It is clear that anyone who has experience in the field of objective observation will admit that the whole of nature surrounding his own being is felt, in regard to its materiality, as something foreign. Please notice that, in a sense, we can submerge ourselves into what we feel as a foreign material element, with the help of what we have ourselves inwardly constructed as mathematical formulas. What we describe in a mathematical way actually seems as if what happens in nature has occurred according to the mathematical formula that we have constructed. What is at the basis of this perception? It is the fact that we desire above all else to become one with what we perceive at first as foreign surroundings. We group what is presented to us externally in order to be able to reconstruct it in the same way that we construct something in the purely mathematical realm. We strive to experience what presents itself to us externally in an inwardly exact manner. This internalization of the outer world with the wish to experience exactness is what motivates a mathematical explanation of nature. This is especially characteristic of our present-day scientific efforts in the direction of technology. Today's science has an intense longing to penetrate outer occurrences with mathematical concepts. This means that we bring something we have created in our own soul out into what presents itself to us in raw perception. We do this so that we may understand what is perceived, but in doing so we can have the impression that the outer occurrence actually proceeds in the way we portray it mathematically. When we have gone so far that we have achieved this ideal, as we have in the field of optics and light theory, where every phenomenon is represented in terms of a formula, what really have we done? What really is the content of our soul when instead of plain external appearances a sum of mathematical formulas seem to present themselves? What does our soul receive from this? We look at this edifice, the world portrayed as mathematical relationships, and then we turn our gaze to the actual outer world and we find something strange. We find that all that we look at, all that we consider outer material world, appears inwardly dark until it is brightened by the introduction of mathematical concepts. But at the same time we cannot deny the fact that the picture we have created of the outer world no longer contains reality, no longer the reality which presented itself to us originally. Take, for example, optical appearances, the whole field as it presents itself to our eyes; contrast this with what we have, to a certain extent, correctly constructed as mathematical geometric optics, full of rules. If one uses just a little objectivity, it is clear that in what is constructed as a mathematical picture there is nothing left of the abundance of color. Everything that our senses first offered us, namely, actual outer reality, has been pressed out of the picture. The picture of the outer world is in sharp contrast to what is really out there; it lacks reality, it lacks the tremendous abundance that actually exists in the world. In the coming lectures I will be speaking of a comparison, that to begin with I would like you to consider as an analogy. When we permeate empirical facts with mathematics, our activity consists of two stages: First we must look at the empirical facts, let's say the facts of the eye. The second is the arrangement of these percepts into mathematical formulas. In a certain way, as a result of this we have essentially an experience of mathematical formulating. We no longer view the empirical world of phenomena. This process can be compared to our inhaling life-sustaining oxygen; we saturate our whole organism with it. The oxygen then combines with carbon and we exhale carbon dioxide, which is no longer the life-sustaining air. But the combined process was necessary for our inner life. We had to inhale the life-strengthening oxygen and combine it with something in us. What is produced in this way is something killing; we can contrast it with what was inhaled, which was life-sustaining. For the time being, this should only be considered as a picture of the way in which we pursue the knowledge of nature. We take something into ourselves that is presented to the senses and try to unite it intimately with something we produce only in ourselves, with mathematical construction. We feel that something is created by this union. Nature is not contained in what we have created; the living quality is not there, just as the life force is no longer in the air we exhale. We can say that our perception of the outer world is like an inhaling by the soul of what then is changed into the opposite. If one looks closely at this process of striving for mathematical knowledge of nature, it is proof of the fact that mathematical knowledge is something completely different from the merely perceptual knowledge of nature. This mere perceptual knowledge of nature contrasts with the habitual state of our soul, which consists of a feeling of competence derived from the use of inwardly formed mathematical knowledge. This state of soul wishes to have something that will explain the outer world in accordance with our own being, to unite something inner with something outer. When one realizes how the longing for mathematical explanations of nature are based on this soul habit of longing to take inner possession of the outer world, then it will also be clear that what one attains by this is completely different from the content of sense experience. One goes more deeply into human inner life with mathematical knowledge. One believes that one gets correspondingly closer to the outer world through an inner representation of the nature of the outer world. One has an inner experience of what has been changed into mathematical formulas; at the same time, one has basically lost the fullness of the outer world. One must, however, be conscious of the fact that what the outer world has given has been connected with something constructed purely inwardly. One must really experience what goes on in one's soul when one makes mathematical formulas; one must experience this correctly. One must see that a mathematical formula actually is constructed within us. One must realize that this inner human construction has been achieved apart from the outer world, and yet in a sense it has brought one closer to the outer world. Even so, this inner mathematical construction cannot be regarded as inner reality as compared to what we find in the outer world. If this were not true, we would have the feeling that this mathematical construction contained true reality instead of a bland version of the outer world which it does actually present to us. Think what the situation would be if in our spiritual contemplation of a mathematical construction we had the whole content of the eyes' original experience in all its color intensity. If this were the case, we would experience in the formula itself the lighting up, the intensity of colors, when considering the wave theory, or “interference phenomena,” in mathematical form. This we certainly do not see. The fact that we do not see this proves that with our mathematical formulas we penetrate only to some degree into the outer world. We do come closer to it, but at the same time we no longer have the full reality of it. We have shown a progression from an ordinary sense-based knowledge to a knowledge of inner mathematical construction. The question then arises: Can this progression be continued further in human soul life? First, we have an outer world before us; then we confront it in such a way that the laws which we create, based on observation, are entirely different from it in form. We go through this and we can do so because we become inwardly separated from the outer world. We are inwardly completely separated from the outer world while experiencing these mathematical formulas. We do gain a certain penetration through these mathematical formulas, but it is obvious that they are not filled with reality or we would see the whole outer reality recreated in the formulas. When we take a closer look we see that not only are they not real in themselves but in fact they have the effect of destroying reality. The question now arises: would it be possible to strengthen our capacity to make these inner mathematical constructions by which we then penetrate the sense-perceptible world? Is it possible that what is first experienced mathematically as pale abstractions can be made stronger? In other words, could the force which we have to use to attain a mathematical knowledge of nature be used more effectively?—with the result not just a mathematical abstraction, but something inwardly, spiritually concrete? In that case, we would not just see a re-created version of the outer world or an abstract mathematical picture, but we would have something formed in an entirely different manner. We would have gained something with the full character of reality, but obtained similarly to the way we obtain mathematical pictures. We would then have before us spiritually a reality that shines out toward us in the same way that the outer sense-perceptible world streams toward us. But we would have this from pictures filled with reality, not from mathematically abstract pictures. We would have lifted ourselves, through strengthening our mathematical capacity, to a higher level, and in doing so we would reveal more of our own inner reality. This we can see as a third step in our attainment of knowledge. The first step would be the familiar grasping of the real outer world. The second step would be the mathematical penetration of the outer world, after we have first learned inwardly to construct the purely mathematical aspect. The third would be the entirely inner experience, like the mathematical experience but with the character of spiritual reality. So we have before us: The ordinary outer empirical knowledge of nature, then mathematical knowledge, and finally, spiritual knowledge. We have, as the last step, through an inwardly creative activity, spiritual worlds before us . As preparation for viewing these worlds as real, we start by creating mathematical, pictorially-abstract elements. We use this mathematics in relation to the outer world, but if we are honest we must say: What we construct mathematically is still not a reality in itself; it does not bring reality up out of the depths of our souls, rather it is a picture of reality. In spiritual science we gain the ability to bring out of the depths of our souls what is not just a picture of the outer existence, but reality itself, true reality. The three levels of human knowledge are: Knowledge of physical nature, mathematical knowledge, and spiritual knowledge. This is not just taking spiritual science out of thin air with the purpose of constructing a spiritual science method; rather, it arises naturally. Starting from merely empirical research we come to a mathematical approach, and the continuation of this leads us to study an anthroposophically-oriented spiritual science. This, my dear friends, is what I wanted to say today as an introduction to this course of lectures. I wanted to show you that this anthroposophical spiritual science knows where its place is in the whole system of sciences. It is not born out of some kind of subjective caprice, some kind of dilettantism; it is born out of an exact theory of knowledge. It is born out of the knowledge that must be used even to understand the correct use of mathematics. It was not for nothing that Plato demanded of his pupils that they must first of all have a good grounding in the knowledge of geometry and mathematics. Plato did not require an arithmetical or geometric knowledge of some particular kind, but rather a sound understanding of what really happens in a man when he does mathematics or geometry. This is based an a seemingly paradoxical but deeply meaningful saying of Plato: “God geometrizes.” He did not mean by this that God just created with mathematics, or with five- or six-sided figures; rather, He creates with the force of which we can only make pictures to ourselves, in our mathematical abstract thinking. Therefore I believe that he who understands the place of mathematics in the whole field of the sciences, will also understand the correct place of spiritual science. Spiritual science will battle for its right to exist, no matter what adversaries it may have, for it builds on an exact foundation thoroughly in accord with historical necessity. Therefore I can say: We welcome any and all opponents who will seriously enter into what spiritual science has to say; we welcome any serious dialogue. Spiritual science has no fear of opposition because it is well supplied with all the scientific weapons of ordinary science and it knows how to use them. It would only not like to be continuously interrupted by those who don't understand it, due to their dilettantism and uninformed opinions. Spiritual science as we mean it here is actually a necessity for the other special sciences. The borders of these other special sciences must be crossed over with the help of spiritual science. We must inwardly resolve at least to confront those who, without reason, oppose this spiritual science, and sometimes even be a bit rude with them. There is a fundamental need for humanity to adopt this spiritual science as quickly as possible, and in all seriousness. This can really happen if only we bring good will to the understanding of it. |
324. Anthroposophy and Science: Lecture II
17 Mar 1921, Stuttgart Translated by Walter Stuber, Mark Gardner Rudolf Steiner |
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There is a professor of anatomy who takes this view, who has asserted that anthroposophy separates the human organism spatially into head system, chest system, and abdominal system. |
1. See The Case for Anthroposophy, Anthroposophic Press. |
324. Anthroposophy and Science: Lecture II
17 Mar 1921, Stuttgart Translated by Walter Stuber, Mark Gardner Rudolf Steiner |
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I pointed out yesterday in my introductory lecture that we can observe a transition from the ordinary knowledge of the world around us to mathematical knowledge, and that this is the beginning of a path of knowledge. This path when continued will lead to an understanding of the spiritual scientific method, as we mean it here, and ultimately to acceptance of it. It will be my special effort in these lectures to characterize the spiritual scientific method in such a way as to completely justify it. To accomplish this task will take the remaining seven lectures. Today, once again, I would like to consider in greater depth the first stage. I would like to place before you today something which as normal scientific thinking appears here and there in fragments. As these fragments are not always found in the same place and are not seen as a whole, we have the situation that it is not possible to rise in a methodical way from a science that is free of mathematics to one that includes it. We will also have difficultly following in an entirely methodical way the transition from a mathematical penetration of the objective world to a spiritual-scientific penetration into reality. I shall also, as I have already mentioned, try to reach this last phase in a methodical way. We will start today by observing the human being as he experiences himself when he looks at the outer world. You will know from my lectures, also my book Riddles of the Soul,1 that one cannot reach a comprehensive observation of man without splitting the entire human organization into three distinctly different members. Naturally we have eventually to deal with the complete human being. This complete man is however a most complicated organism and its members have a certain independence. Finally we will see how what is contained independently in these members combines into a whole. First we have to look at what I have named in Riddles of the Soul as the nerve-sense man: The member of the human organism that has its primary expression in the head, although from there it extends over the entire organism. Despite this extension we can clearly differentiate this member from the rest of the organism. This physical member is the mediator of our conceptual life. As human beings we make mental pictures and we are able to take the life of these mental pictures to ourselves through our sense organs. From the senses it flows toward our inner organism. The way we are connected with our life of feeling is similar to the way our mental pictures are related to our nervous system. The present-day psychological approach to these things is quite inexact. Our feeling life is not directly connected to our nerve-sense system, only indirectly. It is directly connected to what we call the rhythmic system in the human organism, consisting mainly of breathing, pulse, and blood circulation. The mistaken idea that the life of feeling, as part of the soul life, is directly connected to our nervous system originates from the fact that what we experience as feeling is always accompanied by mental pictures. The physical expression of this is that the rhythmic system is connected throughout the organism with the nerve-sense system. The fact that our life of feeling is always accompanied by a mental picture of some kind is related organically to the fact that the rhythmic system works back onto the nervous system. This can give the appearance that the life of feeling is directly connected to the nerve-sense system. I have pointed out in Riddles of the Soul that if one studies what occurs in us when we listen to music, one can see the relationship correctly between feeling and the forming of mental pictures. Besides these two systems, the nerve-sense system which provides the mental image, and the rhythmic System which mediates the life of feeling, we have the metabolic system. Every function of the human organism is contained in these three systems. The metabolic system is the expression of the will, and the real connection between willing and the human organism will become clear only if you study how a metabolic transformative action comes about in us when there is an act of will or even an impulse of will. Every metabolic activity is consciously or unconsciously the physical basis of some act of will or impulse of will. Our capacity for movement is also connected with our will activity and therefore is connected with some kind of metabolic activity. One must be clear about the fact that when we complete a movement in space, this is a primitive activity of the will. To use a saying of Goethe, the “ur-phenomenal” activity of the will can be seen as expressed by the physical transformations that occur in the organism. And, as in the case of feeling, the will activities are indirectly connected with the nerve-sense system through our following our will activities with mental pictures. So we can say, to start with, that our soul life and also our physical life can be divided in three ways organically as well as into three soul aspects. Let us try today to look at man from a certain point of view so that we may see how these three members of our physical organism and our soul organization relate to one another. We must also go into some detail to achieve our task of showing that spiritual science is a continuation of the familiar scientific way of considering things. First of all, let us consider what I have named the nerve-sense organism. This nerve-sense organism is contained mainly in the head, as I have already mentioned, but from there it extends over the rest of the organism, in a certain way impregnating it. This is not obvious if one looks at just the outer form of a human being, but it does in fact extend inwardly through the whole organism. Take the sense of warmth as an example, which extends over the entire organism. This can be seen as a part of our nerve-sense organization that for the most part is concentrated in the head, in the life of the senses, and yet is extended over the whole organism, making the whole human being into a kind of head in regard to this particular sense of warmth. For most people it is distasteful nowadays to try to understand this kind of problem. Because we have become so used to an outer way of considering things, the three members of the human organism are considered spatially, as separate from one another. There is a professor of anatomy who takes this view, who has asserted that anthroposophy separates the human organism spatially into head system, chest system, and abdominal system. This is clearly erroneous. It is of course not what we have said; we wish to approach these things precisely, not in dilettante fashion. One must know these things correctly, especially if one also wants to understand how three elements flow into one another and compose the threefold social organism. To begin with it is empirically evident that it is the head organization that has most to do with cognition, at least mathematical cognition, as it approaches man in the outer world. In relation to this head organizatiion we can now empirically establish that what we can call “dimensionality” confronts us initially as a kind of intimation. You will see best what I mean if we consider the three modes of human activity. The first of these I would like to call the total act of seeing, observation of the world with our own two eyes. Secondly, I would mention man's arms and hands. Even though they are attached to man's trunk and are therefore in a certain way connected with the metabolic system, they also have an inner relationship to the rhythmic system. Through their attachment near the rhythmic system, they are influenced by the life and functioning of this system. The fact that they are located beside the rhythmic system, which is more hidden, allows them to reveal the nature of what would normally be hidden. Please listen carefully; I repeat: The arms and hands, because of their specific location on the human body and through their life functions, can be seen as belonging to the rhythmic system. The most obvious demonstration of this connection is the way they are used freely in gestures to express feelings. When they are used in this way, they are lifted to a higher function than serving merely the body. In the case of animals, the corresponding members, the legs, are used only to serve the body, but in human beings the arms are freed for a higher function. Through the fact that they are used for gestures in connection with speech, they have the higher function of making the invisible aspects of speech visible. ![]() The third mode is the activity of walking, an activity primarily of the limb system. Let us consider the activities of seeing, arm movement, and walking from a scientific point of view. In general, what you see with both eyes presents itself to you in two dimensions and these dimensions are independent of any mental activity. I can represent these two dimensions by these perpendicular coordinates. I will draw these as dotted lines for the purpose of later references I wish to make. With these dotted lines representing two dimensions, I want to express the fact that our mental activity of comprehension is not really involved when we look only at these two dimensions. The third dimension is in sharp contrast to this. The third dimension of depth does not stand ready-made before our soul independent of any mental activity. It confronts us as something we undergo as an inner operation of the mind when we supplement what we normally see as the surface of things with the depth dimension and thus obtain a three-dimensional body. Roughly speaking, what we actually do in this case is not brought to consciousness. But when we enter into the activity more precisely, we see that one experiences the depth dimension in a different way from width and height dimensions. We can become aware, for instance, how we are able to guess how distant something is from us. In ordinary observation something is added to the mere observation of the eyes when we progress from a surface-picture consciousness to a full-bodied three-dimensional consciousness. So long as we remain within our consciousness, we cannot say how height perception and width perception are achieved. We simply have to accept the height and width dimensions; for the activity of seeing they are simply given. This is not true of the depth dimension. For this reason I will draw it in perspective; I will draw a solid line to represent the difference. In this third dimension of depth, we are able to have the act of perceiving enter our consciousness in a slightly conscious way. Thus we recognize when we examine the act of seeing, that the height and width dimensions are given to us purely in thought; that is, if we penetrate the act of seeing with our thoughts. The depth dimension, however, is based an an activation of consciousness, a kind of half-conscious mental operation. Therefore, what you may already have heard as the physiological and anatomical interpretation of the total act of seeing must be accepted only in reference to the physical components of the act of seeing, to that aspect which does not involve an operation of the mind; only the perception of surface can be attributed to the act of seeing. In contrast, when considering the depth dimension, it is not sufficient to merely consider the activity of the corpora quadrigemina, the organ in the human body upon which the visualizing activity of the eyes depends, the bodily aspect of seeing—here the cerebrum must serve a mediating function, the cerebrum being that part of the brain to which are attributed the anatomical-physiological aspects of the volitional operation of the intellect. Thus we can grasp this depth dimension when we examine it carefully, using both analytical and synthetic means. The matter of depth perception belongs into the realm of what I would like to call “conscious activation through the human head.” When we turn our attention from the act of seeing to that activity which may be seen externally through the movement of the arms and hands, we immerse ourselves in an element that is very difficult to grasp consciously. Even so, we can follow what takes place in our life of feeling when we gesture with our arms and hands, which are free for this kind of activity, and we can become aware of the way this action is related to depth perception with our two eyes. What is it really that depth perception mediates to us? It is the exact position of the left and the right eye. It is the convergence of the left axis and right axis of sight. The mental judgment of the distance of some object from us depends upon the distance at which the lines of sight cross each other. Very little of this convergence activity of the eyes lying at the basis of the judgment of depth is outwardly perceptible. When we turn to the activity of our arms and hands, we find we are able to distinguish more exactly, with little effort of consciousness, what is happening inwardly when we move our arms in the horizontal plane, in the dimension of right-left, in the width dimension. If we look carefully, our judgment in relation to the width dimension is connected with the feeling we have when we consciously move our arms in a horizontal gesture expressing how wide something is. We have a feeling experience of what we call symmetry. This experience takes place particularly in the width dimension, through the feeling that is mediated to us through our left and right arm movements. Through the corresponding movements of our left and right arms we can actually feel our own symmetry. Our grasping in feeling of the width dimension is translated for us chiefly through the medium of symmetry into mental pictures, and we then also evaluate symmetry in our mental life. But we must not overlook the fact that this judging of the symmetry of the width dimension is something secondary: If we only looked at the symmetry without having the accompanying feelings that correspond to the symmetrical aspects of left and right, our experience would be pale, dry and wanting in its full reality. You can understand all that symmetry shows us if you can feel the symmetry. But you can really only feel the symmetry through the delicate process of becoming conscious of the fact that the movements of the left and right arms belong together, and in the same way the movements of the hands belong together. What we experience in feeling thus supports everything we can experience in relation to the width dimension. ![]() But also what we have called the depth dimension in relation to the act of seeing enters our consciousness through something to be found in the activity of our arms. The way the axes of our vision intersect is similar to the way our arms can intersect. When our arms intersect, we have a certain equivalent to the act of seeing. When we cross our arms, first close to us and then farther away, if we follow the points of intersection we can get a sense of depth dimension by trying to experience what is going on in our arms. In these moments we don't experience the width dimension as fully as we do—with no effort on our part—in the act of seeing. But if I would represent symbolically what is expressed in relation to the dimensions by the arms and hands, I would have to sketch the width dimension and the depth dimension as full lines and the height dimension as a dotted line. That is all that I can experience through my arms. The height dimension remains unconscious to us when we make gestures, because we connect our gestures consciously with a surface which is made up of depth and width dimensions. When does the third dimension show itself in a distinct, conscious way? Actually, it only appears to our consciousness in the act of walking. When we move from one place to another, then the line which is this third, vertical dimension changes continually, and although our consciousness of this third dimension while we walk is almost imperceptible, we must not overlook it. In fact, the half-conscious intellectual awareness we can experience is related to this height dimension. Therefore, when we examine the act of seeing, which obviously belongs to the head organization, we realize that in the act of seeing there is given ready-made a two-dimensional activity, and in addition we must establish an activity that creates the third dimension—depth. In the action which we have described as representative of the rhythmic system, namely, the free movement of the arms and hands, we can have an inner experience of two spatial dimensions. The third spatial dimension—height—is given to our consciousness in the same way that width and breadth are given for the head organization in the act of seeing. Only in the metabolic-limb system (the connection between these two is only recognized when we study the metabolic activity in the act of walking) is everything open to our consciousness that gives us the full measure of three dimensions. If you consider the following, you will have something extraordinarily important. The only content of our fully alert consciousness is the life of mental pictures. In contrast to this, our life of feeling does not come into our consciousness with the same clarity. As we shall see later, our feelings by themselves have no greater intensity in our consciousness than our dreams. Dreams are rendered from the clear content of daily life, from the fully alert life of mental pictures; in this way they become distinct mental pictures in our consciousness. In the same way, our feelings in daily life are continually accompanied by the mental pictures representing them during our waking hours. In this way our feelings, which otherwise only possess the intensity of dream life, are brought to the distinct, fully conscious life of mental pictures. The will-movements remain completely in the subconscious. How do we know anything of the will? Basically, in our everyday consciousness we know nothing of the real nature of the will. This is made clear in the psychology of Theodor Ziehen, for instance, who in his Physiological Psychology speaks only of the life of mental pictures or the representational life of the mind. He says: As psychologists we can only follow the life of mental images, but we find certain mental images to be tinged with feeling. The fact that the life of feeling, as I explained to you just now, is bound up with the rhythmic system and only shines up into the life of mental pictures, this is unknown to Theodor Ziehen. In his view, feelings are only an aspect of the life of mental pictures. This psychologist simply has no insight into the actual organization of the human being, which I have now to describe to you. Because feelings are bound up with the rhythmic system, they remain in the half-conscious realm of dreaming. And the will activity remains completely unconscious. That's the reason why the average psychologist does not write about it. Just read Theodor Ziehen's strange explanations concerning the activity of the will, and you will see that its real nature is completely missed by such psychologists. When we observe the result of an act of will, this is only something we are able to look at externally. We do not know what has happened inwardly when a will impulse moves our arm. We only see the arm move; that is, we observe the outer happening afterward. Thus we accompany the manifestations of our will with mental images; they are mediated organically through the metabolic system and the limb system related to it. So it is only in part of the human organism, in the metabolic system—which is the bodily aspect of the soul's will activity—that we experience the reality of all three dimensions of space. In our ordinary process of knowing the reality of the three dimensions cannot be grasped. It cannot be grasped, as we will see, until we are able to look with the same clarity into our will activity as we normally do into our mental activity. It cannot come about in our ordinary way of knowing but only with spiritual-scientific knowledge. It is through the activation of the entire man, of the entire limb-and-metabolic system, that our subconscious experience of the three dimensions comes about. What happens is that what is contained in the metabolic-limb system is lifted into the rhythmic system. There it is experienced in its two-dimensional aspect, not in its total reality. When experienced in two dimensions, the height dimension has already become abstract. Only in the subconscious do we normally experience the height dimension. You can see how reality becomes an abstraction in the human organization through the human activity itself. In the working of the human organization, the height or vertical dimension already becomes an abstraction, appearing as a mere line, a mere thought in the region of the rhythmic system. Following this up into the nerve-sense system, what occurs? Both height and width become abstraction. We can no longer experience them; they can only be thought by the intellect as we approach the subject afterward. So in the head, the region of our ordinary knowledge, we only have the possibility of expressing the two dimensions abstractly. It is only the depth dimension for which we still have a faint consciousness in the head. So you can see, it is only due to a delicate perception of the depth dimension that we are able to know anything at all in our normal consciousness of the spatial dimensions. Please now consider: With our present constitution, what if depth perception should become equally abstract? Then we would be left with just three abstract lines—and it would never even occur to us to search for the realities represented by those abstract lines. In this way I have pointed you toward reality. In Kantianism this reality appears in an unreal form. Kantianism speaks of the three dimensions being contained a priori in the human organization, and of the human organization transposing its subjective experience out into space. How is it that Kant came to this one-sided view? He arrived at this because he did not know that what is brought into consciousness in the delicate experience of the depth dimension, and otherwise abstractly, is experienced in its reality in our subconscious. As it is pushed up into consciousness, it is made into an abstraction, with only a small remainder in the case of depth dimension. We experience the reality of the three dimensions through our individual human organization. The reality is present in actuality in the realm of the will, and physiologically in the metabolic-limb system. Initially in this system we are unconscious of reality in our ordinary mind, but we become conscious of it, at first in the thought abstractions of mathematical-geometrical space. With this subject of the three dimensions I wished to give an example of the ways and means by which spiritual science can penetrate human activity. We don't have to remain on the abstract level—where, for example, Kant regards space and time as a priori—but we can progress to a discovery of the concrete aspects of the reality of the human being. I wanted to use this particular example of the actual meaning of space because it will be useful in the future in leading us to an exact understanding of the mathematical facts from all sides. We will speak further of this tomorrow.
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324. Anthroposophy and Science: Lecture III
18 Mar 1921, Stuttgart Translated by Walter Stuber, Mark Gardner Rudolf Steiner |
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324. Anthroposophy and Science: Lecture III
18 Mar 1921, Stuttgart Translated by Walter Stuber, Mark Gardner Rudolf Steiner |
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In yesterday's lecture I tried to consider what the origin is, in the human being, of the mental images of the three dimensions. For the moment I would like to leave this subject alone. When trying to illuminate physical facts with spiritual-scientific reflections, it is best to view things from many sides and I wish to do this in these lectures. Today I want to add something to yesterday's view, in order to bring these separate considerations together. We will then raise the whole to the level of a spiritual-scientific point of view. The objection is often heard that spiritual-scientific considerations interest only those who can relate to such ideas. In a certain way one may admit this, but only in a very narrow sense can one have such a feeling. The important question is whether or not it is possible for the results of spiritual-scientific investigation to be understood without special capacities of higher vision. It is precisely this question that I would like to answer in the affirmative. The results of spiritual-scientific investigation are indeed intelligible to a sound human understanding. The only essential element is an openness to what spiritual science has to say, justifying itself from various points of view. One of the attempted refutations of spiritual science, which cannot really stand, is this: that the natural world around us, just as given to us in outer experience, can be explained completely out of itself and there is no possibility of rising from this self-explanatory condition to some more satisfactory explanation. From a certain point of view I would be the first to emphasize that the outer sense world is explicable in itself. On one occasion I tried to make this clear, using an admittedly trivial comparison. I said: when someone examines the mechanism of a clock, he has no need for explanation originating from the world outside the clock if his desire is only to understand the mechanism itself. The clock is from a certain point of view explicable in itself. But of course this does not prevent us from wishing for complete clarity from some other point of view, such as knowledge about the clockmaker and other such things. Naturally these other aspects are outside the mechanism of the clock. Some things cannot be learnt so quickly as is sometimes thought—and for this reason: if one wishes to judge the real inner nature of spiritual-scientific investigation, it is necessary to venture into specifics. One must be willing to observe the way this science actually obtains results originating in the super-sensible realm and applies them in the field of ordinary sensory observation. I would like to speak to you today an this very subject. It must first become clear that real investigation in the field of spiritual science leads to a different kind of knowledge—I might also say a different condition of soul in relation to reality—than is normally present in everyday life, or in ordinary scientific life. The first level of this super-sensible knowledge I have named the imaginative level. Later I will describe the way in which this imaginative level of knowledge is reached through certain work performed in the soul. Today I would like to develop an understanding of what this imaginative level of cognition actually is. For this we must return to an earlier explanation of the nature of mathematical thinking. I attempted to characterize the difference in consciousness between an absorption in something which the external sense world presents to us, which we then penetrate with our intellectual activity (and of course with feeling and will impulses also), and on the other hand the absorption in mathematical thought. We can see that what takes place in the soul in the observation of the sense world is—if expressed purely externally—a kind of interaction, an immediate interaction between the human being and some form or other of the outer world. Please take what I am saying quite literally. It is not my intention to put forward some hypothesis—to speak of some reality hidden behind the phenomena. For the moment I wish only to indicate what is there as content of our completely ordinary consciousness when we confront the world on this level of knowing. There would be absolutely no meaning to this ordinary type of knowledge if we did not assume an immediate relationship to some sort of external world. In contrast to this, in mathematical thought, in the activity of pure mathematical thinking, things are different. The difference is there when we dwell in geometrical, arithmetical, or algebraic regions without any concern for external, concrete sense content. What we bring to inner clarity in this domain, whether it is in some elementary area such as the Pythagorean theorem or in some advanced theory of functions, is something that lives entirely within the creative activity of the soul. What is experienced is the continuity of the activity and the visualization of one's own activity. This “high” mathematical thinking—if I may call it that—which takes place entirely within the soul, is then found in today's mathematically-oriented science being applied to the outer world. What had been a process of inner work experienced purely inwardly, is then applied to our outer sense world. This should indicate that our mathematics can be characterized as purely pictorial. One can say: what we experience mathematically has as such no content, it has none of the content that we observe in our natural surroundings. In this regard, mathematical thinking is devoid of content, it is mere image. Yesterday, when we spoke of the spatial dimensions, I showed how what mathematical thinking only makes images of, is actually real and full of content; but mathematical thinking itself is merely imagery. If this were not so, we could not apply it as we do today to natural science. If this thinking were not just something pictorial, some reality would have to merge into the act of cognition. And the fact that something real does not merge with the act of cognition becomes conscious experience for us if we really enact this act of cognition. As we recognize the pictorial character of mathematical thought, we can realize that we experience these mathematical pictures vividly as a content of consciousness. In fact, we are able to experience this content so vividly just because we see that certain things are hidden there which we must assume to exist from the evidence of our senses, in contrast to what we experience as the mathematical thinking itself. In mathematical thinking we are right inside what actually takes place; we can say that we are entirely bound up with what takes place. This, along with the pictorial character of mathematical activity, permits us to have a clear consciousness of what we are actually experiencing. That is why we really know that when we work in mathematics we are in a realm where certainties of knowledge hold sway. Someone may have noticed the difference in the experience one has studying external sense realities or if one is active in the field of pure mathematics. Most important is the fact that in the process of mathematical thinking, one is assured of continually following everything one does with full, clear consciousness. I believe I am not exaggerating when I say that clarity of consciousness can be measured against mathematical thought, its highest standard. In fact, when we engage in mathematical thinking, there is no possibility to doubt that each single manipulation we perform is accompanied by our inner conscious activity—for each is inwardly visible. We have ourselves in complete control, so to speak, when we think mathematically. And, dear friends, the condition of consciousness present in mathematical thinking is in fact what a person strives for who strives toward what I call imaginative knowledge. When we think mathematically, what is really the content of our soul? It is the numerical world, the spatial world, and so on. I will speak of this later. Thus we have in our soul the content of a particular field with a certain pictorial representation. To work in a similar condition of soul but toward another pictorial content, is what constitutes the development of imaginative cognition. And this brings me to the following. When we apply mathematics to outer nature (at first we can hardly do otherwise if we are accustomed to this approach), we apply it to only one part of nature, which we call the mineral world. In the mineral world we are presented with something that in a certain way is fully suited to a pure mathematical approach. But the moment we rise from the merely mineral to the plant or other kingdoms of nature, then the mathematical approach to which we are accustomed is of no use to us. A person who strives to rise to the imaginative level of knowledge desires to gain something more in his soul life than geometrical constructs or numerical relationships. He would like to gain forms that will live in his soul in exactly the same way as these mathematical forms, but which go beyond the mathematical in their content. He would like to gain forms that he can apply in the same way to the plant kingdom as he applies purely mathematical forms to the mineral kingdom. I will speak later concerning exact methods which lead in the direction of imaginative forms. Our first concern must be that everything that leads to an imaginative level of knowledge shall take place in a condition of soul that is absolutely equivalent to mathematical cognition. Actually, the best preparation for the development of imaginative cognition is to have dealt as much as possible with mathematics—not so much in order to reach particular mathematical insights as to be able to experience clearly what the human soul does when it moves in the realm of mathematical structures. This activity of the human soul, this fully conscious activity, is now to be applied to another area. It is to be applied in such a way that out of our inner constructs—if I may use the expression in a wider sense—we form further constructs which enable us to penetrate plant life in the same way that we penetrate mineral nature, chemical-physical nature with mathematical constructs. I must raise all this into particularly sharp relief because of the way the word “clairvoyance” is normally used, and the way this incorrect usage is applied to the supersensory vision exercised in spiritual science. Frequently, what can quite correctly be designated as clairvoyance is confused with phenomena that can arise in the human constitution when conscious functions are suppressed so that they fall below the level of everyday consciousness—as in hypnosis, under the influence of suggestive mental images, and so forth. This suppression of consciousness, this entering into a subconscious realm, has absolutely nothing to do with what is meant here by the attainment of imagination. For in the case of imagination we have an enhancement of consciousness, we go in exactly the opposite direction from what is often called clairvoyance when the term is used in a trivial sense. As it is commonly used, the word is not given its correct meaning (“clear vision,” or “seeing in the light”), but rather “a reduced vision” or “dim vision.” At the risk of being misunderstood, it would not be incorrect to describe the upward striving toward imaginative knowledge as a striving toward clairvoyance. From the few words I have said on this subject, the difference should be clear to you between “dim vision” and a truly “clear vision.” Everything we encounter in a state of soul more or less inclined toward mediumship, shows us a reduction of consciousness. It may entail an artificial lowering of the consciousness, or it may be that the human being was somewhat feeble-minded in the first place, making his consciousness easily suppressible. In no case is it ever what you could compare to an inner state as luminous and clear as a mathematically-attuned state should be. What is widely called clairvoyance today—no doubt you have experienced this—has extremely little to do with a striving toward a mathematical clarity of soul. Quite the contrary, what is usually found is the desire to plunge as deeply as possible into the darkness of confusion. Imaginative vision is the opposite of this, as I will now describe to you. To begin with, imaginative vision is something that can only be present in the soul after being developed. After all, a five-year-old child is not yet a mathematician; the mathematical pictorial capacity must first be developed. It is also not strange that a development of soul from a pre-mathematical capacity to a mathematical capacity can be continued further in a certain way. That is, what has already been brought to a certain clarity of inner experience in mathematical thought can be developed further. Now, however, we must ask ourselves if someone is correct who says, "Yes, but the relationship must be established to ordinary sense-perceptible observation." In one way he is quite correct, and it is important to pursue this relationship in a detailed way. For this purpose let us consider once again what I called yesterday the nerve-sense system of the human being. The nerve-sense system is concentrated primarily in the head, as I said yesterday, but it extends throughout the human organism. This head organization can also be looked at in the following way. As our starting point let us take something that has proved difficult for modern science for a long time. I have dealt with this in my book Riddles of Philosophy, in the chapter entitled, "The World as Illusion." For the modern way of thinking, it is difficult to establish a proper relationship between the content of sensation itself and what is actually experienced by the human being in his pictorial representation of this content or in his feeling. Indeed, this difficulty has led some to say: What takes place in the world outside us cannot become the content of our consciousness. In fact, they say, the content of our consciousness is the reaction of the soul to the impressions of the outer world; the actual impressions are beyond the perceptible. The domain of the perceptible only consists of what is a reaction of the soul to the sense-world. For quite a while people imagined the situation in a rather crude way, saying—and many still say so even today: Outside in the world are vibrations from some kind of medium, extremely rapid vibrations, and these vibrations somehow make an impression on us. Our soul then reacts to this impression and we conjure up the whole world of color out of our soul, the whole world that can be called the visual realm. What to our consciousness seems spread out all around us—the entire world of color—is in fact only the reaction of the soul to what exists out there, completely in the realm of the unknowable, as some sort of vibrations of a medium that fills space. I offer this only as an example of how such things are pictured, and I would now like to describe what at first is intended as an alternative way of looking at the matter. Let us return to what I spoke of yesterday as the total act of seeing. This may serve as a basis for regarding the same process in the other senses. Let us consider external sense perception: what does it represent for the human being? To make this clear let us think of the realm of the eye. If we consider the eye in a descriptive way, even though it must really be regarded as a living member of a living organism, we can note processes in it that can be followed in the same way as processes in the extemal mineral world. Even though the eye is something living, we can construct a model to show how light falls into it. Through the way the eye is formed, the effect is similar to when we let light pass through a small hole in a wall and then fall on a screen, producing a picture. In short, it is possible to apply to the eye the interpretation that we feel justified in applying to the external, mechanical, mineral world. This can be carried further into the human organism. In spite of differences in the various senses, the eye can be regarded as offering an example for a series of phenomena also occurring in the other senses. You see, what takes place with our model does in fact take place in the eye and thus in our whole organism. And the question is: can we learn what really takes place in our organism? If one insists on a purely external approach, one will say something like this: Well, some sort of unknown outer world exerts an impression on the eye. In the eye something or other happens; this in turn exerts an impression on the optic nerve, and so on up to the central nerve organs. Then, inexplicably, a reaction to all this comes about in the soul. Out of our soul we conjure up the whole world of color as a reaction to this impression. There is no doubt that such an approach leads to an abyss. Indeed, it is already openly admitted by many scientists today that with such a method of investigation, in which we simply look externally—first, at what stands before the eye, then at the process in the eye, then at processes in the nerves and further back, even in the brain—we will never get beyond material processes. The point will never be found where some reaction of a soul nature to the external stimulus occurs. With this approach we never examine our actual experience of the outer world. For the spiritual investigator who develops in himself what I call imaginative cognition, the whole problem is transformed. He reaches a point where, when he looks at the eye, he is no longer obliged to see merely an aspect of the physical-mineral world: he can apprehend something else in the eye through his faculty of imagination. In a mathematical way of thinking we permeate the outer physical-mineral world with geometrical and arithmetical pictures, and feel that what we have imagined comes to meet the outer processes. For one who has developed imaginative cognition, it is not only what he develops mathematically that he experiences coinciding with the process in the eye, but also the imaginative images developed in accordance with imaginative cognition coincide with it. In other words, with these imaginative pictures of the eye one has additional content, so that one knows that with the faculty of imagination a reality is grasped, just as in contemplating external nature a reality is grasped when working with mathematical thought. So now let us understand this properly: in spiritual research, initially the same methods are applied in investigating the eye as are usually applied with the help of mathematics to the external investigation of nature. However, until we have developed imaginative cognition we do not really recognize—especially in regard to the eye—that we are in possession of a reality which is lacking when we confront only the external world. For someone who has advanced to imaginative cognition, outer physical matter is not altered from what it is for ordinary consciousness. Let us keep this firmly in mind. You may have developed imaginative cognition to the highest degree, but if you have developed it correctly and if you maintain the right condition of soul during an imagination, you will not be able to claim, when looking at a physical or chemical or purely mechanical process, that you see more than anyone else who is in full possession of his senses and normal understanding. If someone claims that he sees something different in the inorganic realm from one who has not developed higher vision, then he is on a deviant path of spiritual cognition. He may see all kinds of specters, but the spiritual entities of the world will not reveal their true form to him. On the other hand, the moment one undertakes in imagination to observe the human eye, one has exactly the same experience as one has in mathematical thought when applied to external nature. In other words, when we observe the living human eye with developed imagination, we find ourselves for the first time confronting a complete reality, for now we are not only able to extend our mathematical thought to the eye but we can also extend what we have apprehended in the imaginative realm, What follows from this? I can construct a model of the process that happens in the eye exactly similar to the process that happens in the outer world. I know that it is quite possible to reproduce this process in a darkroom or something similar in the mineral, mechanical world. But I also know that this whole domain which I can reproduce physically contains something else, which, if I want to proceed in the same manner as with mathematics in the inorganic realm, I can penetrate only with imaginative cognition. What does that mean? There is something in the eye that is not present in inorganic nature, and that is only recognized as a reality when one becomes one with it in the same way that one becomes one with inorganic nature through a mathematical approach. When one achieves this, one has reached the human etheric body. Through imaginative activity one has grasped the etheric nature of the human being, in the same way that one grasps the external inorganic world through a mathematical approach. Thus it is possible to indicate quite exactly what one does in order to discover the etheric within a sense organ through imagination. It is not true that the idea of an etheric body is arrived at in any kind of fantastic way. One arrives at this idea by first developing imagination and then—at first for oneself—demonstrating with a suitable object that the content of imaginative cognition can unite with its object in the same way that mathematical thought unites with its object. What light does this throw on the human constitution? Something living in us, the human etheric body, is brought into view in such a way that it joins with what is observed as outer inorganic nature. And what we can assert for the eye holds true, if slightly altered, for the other senses as well. Thus we can say: when we consider one of our senses, what we have is primarily a kind of empty space in our organism (if I may express myself crudely). In the case of the eye, the “organism” is those parts of the brain and of the face that connect with the eye. The outer world has sent “gulfs” into the organism. As the ocean creates gulfs in the Land, so the outer world makes gulfs in our organism and in these gulfs simply continues its inorganic processes. We can reconstruct the inorganic processes that take place there. It is not only outside the eye that we find the inorganic and deal with it mathematically, but we can follow these processes right into the eye. Thus with the eye we can use the same approach as we do to the inorganic realm. What we apprehend through imagination, however, reaches the boundary of the eye and goes beyond it. (I will not speak of this today.) Thus outer nature, which streams in as into a gulf, comes together with a member of the human organism, which does not consist of flesh and blood but nonetheless belongs to the organism and can be known through imaginative cognition. In the eye and the other senses our etheric organization penetrates what streams into these gulfs from the outer world. There is actually an encounter between something of a higher, super-sensible nature—allow me to use this expression; I will explain it in due course—between what can be called our etheric organization and what comes into us from the outer world. We become one with the process in our eye, which we can reconstruct purely geometrically. In the realm of our senses we actually experience the inorganic within us. This is the significant finding to which imaginative cognition brings us. It leads to the solution of a problem that is central for modern physiology and for what is called epistemology. It is central to such investigations because it discloses the fact that we possess an etheric organism, known only through imaginative cognition, that this organism unites with what is thrust into us by the outer world and completely penetrates it. We are now able to see the problem in a new light. Imagine that the human being could direct his etheric body through a photographic apparatus: he would regard what takes place in the photographic apparatus as connected with his own being. Similarly he regards what happens in the eye as connected with his own being. The problems dealt with in anthroposophical spiritual science are truly not fanciful ones. They are precisely the problems over which one can inwardly bleed to death—if I may express it in such a way—when one has no choice but to accept what modern science is in a position to offer in this field. Whoever has gone through all that one can inwardly go through when in striving for the truth one acknowledges the illusionary development of the outer world; whoever has suffered the uncertainty that immediately arises when one wants to comprehend—solely from one's physical understanding—what takes place in the process of sense perception: only such a person will know how strong the forces are that draw one to strive toward a higher development of our faculties of knowledge. I have spoken today of the first stage of imaginative cognition and described its similarity to, and some of its differences from, mathematical thinking. What we experience at this level influences our view of the boundaries of knowledge that are accepted by today's science. If we really approach existence and the world conscientiously as they pose their riddles for us; if we have recognized how helpless ordinary logic and ordinary mathematics are in the face of what is taking place in us at every moment when we are seeing, hearing, and so forth; if we see how helpless we are in our usual approach to knowledge in the face of what normally confronts us in our waking consciousness, then truly a deep longing can arise to widen and deepen our knowledge. A scientist in our modern culture would certainly not claim to be a researcher in some field other than his own; he accepts what a trained investigator in another field has to say to him. The same attitude might well prevail for a while—in a limited sense—toward the spiritual researcher. But it must be repeated again and again: above all, the world does have a right to require the spiritual scientist to tell how he arrives at his results. And this can be shown in every detail. When I look back at the way I have tried to do this for more than twenty years—to report to the world in purely anthroposophical language—I think I am justified in saying the following: If I have still not succeeded in finding a response in the world to this anthroposophical spiritual science; if again and again it has been necessary to speak for those less capable of going into detail because they are not scientifically trained; and if it has not been possible to any great extent to speak for the scientifically trained: then this, as experience has shown, is really due to the scientific schooling. Until now, the scientific community has shown small desire to hear what the spiritual investigator has to say about his methods. Let us hope that this will change in the future. For without a doubt, it is necessary that we progress through the use of deeper forces than those which have shown so clearly that they are of no value. In the last analysis it is those very forces that have led us into a cultural decline. We will speak further about this tomorrow. |