Poetry and the Art of Speech: Preface
Translated by Julia Wedgwood, Andrew Welburn Julia Wedgwood |
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[4] For a fuller explanation, see Steiner's classic description of these three systems in The Case for Anthroposophy, ed. Barfield (London 1970), pp. 69ff. |
Poetry and the Art of Speech: Preface
Translated by Julia Wedgwood, Andrew Welburn Julia Wedgwood |
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282. Speech and Drama: The Forming of Speech is an Art
05 Sep 1924, Dornach Translated by Mary Adams Rudolf Steiner |
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Steiner and myself independently, in the conviction that anthroposophy, ready as one expects it to be to give new impulses today in every sphere of life—in religion, in art, in science—must also be able to furnish new impulses for the art of the drama. |
282. Speech and Drama: The Forming of Speech is an Art
05 Sep 1924, Dornach Translated by Mary Adams Rudolf Steiner |
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My dear Friends, This course has a little history attached to it, and it is perhaps good that I should weave this little history into the introductory words that I propose to give today. For that is all we shall attempt in this first lecture—a general introduction to the whole subject. The proper work of the course will begin tomorrow and will be apportioned in the following way. I shall give the lectures; and then as far as demonstration is concerned, that will be taken by Frau Dr. Steiner. The course will thus be given by us both, working together. The arrangement of the course will be, roughly speaking, as follows. Part I will be devoted to the Forming of Speech, and Part II to the Art of the Theatre—dramatic stagecraft, production and so on. Then, in Part III, we shall consider the art of the drama in relation to what it meets with in the world outside, whether in the way of simple enjoyment or of criticism and the like. We may call this third part: The Stage and the Rest of Mankind. We shall have to discuss together certain demands that our age makes upon the art of the drama, and see how we can enable it to take its right place in the life of man as it is lived today. I said the course had a little history behind it. It began in the following way. A number of persons closely connected with the stage approached Frau Dr. Steiner and myself independently, in the conviction that anthroposophy, ready as one expects it to be to give new impulses today in every sphere of life—in religion, in art, in science—must also be able to furnish new impulses for the art of the drama. And that is most assuredly so. Several courses on speech have already been given here by Frau Dr. Steiner; and at one of them, where I also was contributing, I added some considerations that bore directly on the work of the stage. These had a stimulating effect on many of those who attended the course, some of whom have since been introducing new features into their work on the stage, that can be traced to suggestions or indications given by us. Groups of actors have made their appearance before the public as actors who acknowledge that, for them at least, the Goetheanum is a place where new impulses can be received. And then there is also the fact that the art which has been among us since 1912, the art of eurhythmy, comes very near indeed to the art of the stage. This follows from the very conditions eurhythmy requires for its presentation. Dramatic art will, in fact, in future have to consider eurhythmy as something with which it is intimately connected. This art of eurhythmy, when it was originally given by me, was at first thought of within quite narrow limits. I should perhaps not say ‘thought of’, for it was with eurhythmy as it is with everything within the Anthroposophical Movement that comes about in the right way: one responds to a demand of karma, and gives just so much as opportunity allows. No other way of working is possible in the Anthroposophical Movement. You will not find with us an inclination to plan ‘reforms’ or to put out some great ‘idea’ into the world. No, we take our guidance from karma. And at that time a need had arisen—it was in a quite small circle of people—to provide for some kind of vocation. It all came about in the most natural manner, but in a manner that was in absolute conformity with karma; and to begin with, what I gave went only so far as was necessary to meet this karma. Then one could again see the working of karma in the fact that about two years later Frau Dr. Steiner, whose own domain was of course very closely affected, began to interest herself in the art of eurhythmy All that eurhythmy has since become is really due to her. Obviously therefore this present course as well, the impulse for which goes right back to the years 1913–14, must take its place in the Section for the Arts of Speech and Music, of which Frau Dr. Steiner is the leader.1 For now, as a direct culmination of these events, the idea has arisen of doing something here for the development of the arts of speech and drama. Making a beginning, that is; for what we do would naturally only attain its full significance if the audience were limited to professional actors and those who, having the necessary qualifications, are hoping to become such. We should then probably have been a comparatively small circle; and we should have been able, working through the course in its three Parts (as I have explained is my intention), to carry our study far enough to allow of the participants forming themselves afterwards into a working group. They could then have gone out from Dornach as a touring company and proved the value, wherever they went, of the study we had carried through together here. For the deeper meaning of such things as I intend to put before you in this course will obviously only emerge when they are put into practice on the stage. This therefore would have been the normal outcome of a course of lectures on Speech and Drama. That not all of you assembled here desire a course on this basis is perfectly evident. Nor would it be possible to carry it through with the present audience. Obviously, that is not feasible—although perhaps it would not, after all, be such a terrible disaster for the world if in some of our theatres the present actors could be replaced from here! But I see a few friends sitting in the audience of whom I know very well that they have no such ambition! And so it turns out that there are two reasons why the course could not take on this orientation towards a practical end. For, in the first place, unfortunately neither those on whom it would have devolved to carry out the plan, nor we who were to give the impulse for it, have any money. Money is the very thing we are perpetually feeling the lack of. In itself the plan would have been perfectly possible, but there is no money for it; and unless it were properly financed, it could naturally not be put into effect. The only possibility would be that some of you who feel stimulated to do so should go ahead and undertake something at your own personal risk. Secondly, such a keen interest was aroused in the course that one had to begin to consider who else might perhaps be allowed to attend. At first, we were rather strict; but the circle having been once broken into, all control goes to the winds—and that has most emphatically been our experience on this occasion. Our course, then, will set out to present the art of the stage, with all that pertains to it, and we shall find that the art of the stage has to reach out, as it were, in many directions for whatever can contribute to its right development and orientation. Today, I want to speak in a general introductory way of what I have in mind as the essential content of our work together. The first thing that calls for attention is that if speech is to come in any way into the service of art, it must itself be regarded as an art. This is not sufficiently realised today. In the matter of speech you will often find people adopting an attitude such as they adopt also, for example, to the writing of poetry. It would hardly occur to anyone who had not mastered the preliminaries of piano-playing to come into a company of people and sit down at the piano and play. There is, however, a tendency to imagine that anyone can write poetry, and that anyone can speak or recite. The fact is, the inadequacy and poverty of stage speaking as it is at present will never be rectified, nor will the general dissatisfaction that is felt on the matter among the performers themselves be dispelled, until we are ready to admit that there are necessary preliminaries to the art of speech just as much as there are to any performance in the sphere of music. I was once present at an anthroposophical gathering which was arranged in connection with a course of lectures I had to give. It was a sort of ‘afternoon tea’ occasion, and something of an artistic programme was to be included. I do not want to enter here into a description of the whole affair, but there was one item on the programme of which I would like to tell you. (I myself had no share in the arrangements; these were made by a local committee.) The principal person concerned came up to me and I asked him about the programme. He said he was going to recite himself. I had then to call to my aid a technique that is often necessary in such circumstances, a technique that enables one to be absolutely horror-struck and not show it. It is a faculty that has to be learned, but I think on this occasion I succeeded pretty well, to begin with, in the exercise of this little artifice. I asked him then what he was going to recite. He said he would begin with a poem by the tutor of Frederick William IV, a poem about Kepler. I happened to know it—a beautiful poem, but terribly long, covering many pages. I said: ‘But won't it be rather long?’ He merely replied that he intended following it up with Goethe's Fairy Tale of the Green Snake and the Beautiful Lily; and that if all went well, he would then go on to recite Goethe's poem Die Geheimnisse. I can assure you that with all the skill I could muster it was now far from easy to conceal my dismay. Well, he began. The room was only of moderate size, but there were quite a number of people present. First one went out, then another, then another; and presently a group of people left the room together. Finally, one very kind-hearted lady was left sitting all alone in the middle of the room—his solitary listener! At this point the reciter said: ‘It will perhaps be rather too long.’ So ended the scene. It is, as you see, not only outside the Anthroposophical Society but even within it that such a point of view in regard to speech may be met with. I have taken a grotesque example, but the same sort of thing is constantly occurring in milder form, and it is imperative that we make an end of it, if our performances in this domain are to find approval with those who understand art and are moved by genuine artistic feeling. There must be no doubt left in our minds that the forming of speech has to be an art, down to each single sound that is uttered, just as music has to be an art, down to each single note that is played. Only when this is realised will any measure of satisfaction be possible; and, what is still more important, only then will the way open for style to come again into the arts of speech and drama. For the truth is, people have ceased troubling about style altogether in this domain; and no art is possible without style. But now, if we are to speak together here of these things, the need inevitably arises that I should at the same time draw your attention to the way that speech and drama are related to the occult—the occult that is ever there behind. And that brings us to the question: Whence in man does speech really come? Where does it originate? Speech proceeds, not directly from the I or ego of man, but from the astral organism. The animal has also its astral organism, but does not normally bring it to speech. How is this? The explanation lies in the fact that the members of the human being, and also of the animal, are not there merely on their own; each single member is interpenetrated by all the others, and its character modified accordingly. It is never really quite correct to say: Man consists of physical body, etheric body, astral body and I; for the statement may easily give the impression that these members of the human being are quite distinct from one another, and that we are justified in forming a conception of man which places them side by side. Such a conception is, however, quite untrue. In waking consciousness, the several members interpenetrate. We ought rather to say: Man has not just a physical body as such (the physical body would look quite different if it simply followed its own laws), but a physical body that is modified by an etheric body and again by an astral body, and then again by an I or ego. In each single member, the three other members are present. And so, if we are considering the astral body, we must not forget that every other member of man's nature is also present in it. It is the same with the animal: in the astral body of the animal the physical body is present, and the etheric body too. But man has, in addition, the I, which also modifies the astral body; and it is from this astral body, modified by the I, that the impulse for speech proceeds. It is important to recognise this if we want to carry our study of the art of speech right into the single sounds. For, while in ordinary everyday speech the single sounds are formed in entire unconsciousness, the activity of forming them has to be lifted up into consciousness if speech is to be raised to the level of art. How then did speech begin? Speech did not originate in the speaking we use in ordinary life, any more than writing originated in the writing of today. Compare with the latter the picture-writing of ancient Egypt; that will give you some idea of how writing first came about. And it is just as useless to look for the origin of speech in the ordinary talking of today, which contains all manner of acquired qualities—the conventional, the intellectual, and so on. No, speech has its source in the artistic life. And if we want in our study of speech to find our way through to what is truly artistic, we must at least have begun to perceive that speech originates in the artistic side of man's nature—not in the intellectual, not in man's life of knowledge, as knowledge is understood today. Time was when men were simply incapable of speaking without rhythm, when they felt a need always, whenever they spoke, to speak in rhythm. And if a man were saying something to which he wanted to give point or emphasis, then he would attain this by the way he formed and shaped his language. Take a simple example. Suppose you wanted to say—speaking right out of the primeval impulses of speech—that someone keeps stumbling as he walks It would suffice to say: He stumbles over sticks. For there were certainly sticks of wood lying about in primeval times. There were also plenty of stones, and you could just as well say: He stumbles over stones. You would not, however, say either. You would say: He stumbles über Stock and Stein (over stick and stone). For, whether or no the words exactly describe what the speaker sees, we have in ‘stick and stone’ an inner artistic forming of speech. Or again, in order to make our statement more telling, we do not merely say that a ship is sinking together with the men in it. We add what is perhaps far from welcome on a ship; we add the mice. If we are really forming our speech out of what was the original impulse behind all speaking, we say: The ship is going down mit Mann and Maus (with man and mouse).2 Today, the original impulse for speech is present in mankind only in the very smallest degree. There is ample reason for the fact. Unhappily, speech as an art has no place now in education.3 Our schools, and the schools of other nations too, have lost touch with art altogether; and that is why in our Waldorf School we have to make such a strong stand for the artistic in education.’ The schools of our time have been founded and established on science and learning—that is, on what counts as such in the present day, and it is inartistic. Yes, that is what has happened; this modern kind of science and learning has for a long time been steadily seeping down into the education given in our schools. Gradually, in the course of the last four or five centuries, these have been changing, until now, for anyone who enters one of them with artistic feeling, these schools of ours give the impression of something quite barbaric. But if art is absent in our schools—and don't forget that the children have to speak in class; good speaking is part of the instruction given at school—if the artistic side of education is completely absent, it need not surprise us if art is lacking in grown men and women. There is, in fact, among mankind today a sad dearth of artistic feeling; one can therefore hardly expect to find recognition of the need to form speech artistically. We do not often have it said to us: ‘You didn't say that beautifully’, but very often, ‘You are not speaking correctly’. The pedantic grammarian pulls us up, but it is seldom we are reproved for our speech on artistic grounds. It seems to be generally accepted as a matter of course that speech has no need of art. Now, the astral body is mainly in the unconscious part of man's nature. But the artist in speech must learn to control what in ordinary speaking takes its course there unconsciously. In recent times people have begun to appreciate this. Hence the various methods that have been put forward—not only for singing, but also for recitation, declamation, etc. These methods, however, generally set to work in a very peculiar way. Suppose you wanted to teach someone to plough, and never took any trouble to see what the plough was like, or the field, did not even stop to consider what the ploughing is for, but instead began enquiring: ‘If here is the person's arm, at what angle should he hold it at the elbow? What will be its natural position for ploughing?’ (How constantly one hears this word ‘natural’!) ‘And what movement should he be making with his leg while he holds his arm in this position?’ Suppose, that is, you were to take not the slightest interest in what has to be done to the field by the plough, but were merely to ask: ‘What method must I use to bring the pupil into a certain train of movements?’ It sounds absurd, but modern methods of speech training are of this very kind. No regard whatever is paid to the objective comprehension of what speech is. If you want to teach a man to plough, the first thing will be to make sure that you yourself know how to handle a plough and can plough well and accurately; and then you will have to watch your pupil and see that he does not make mistakes. It is no different with speech. All these modern methods that are constructed in the most dilettante fashion (I mean these methods of breath technique, diaphragm technique, nasal resonance and the rest) omit to take into consideration what is, after all, the heart and core of the matter. They set out to instruct as though speech itself were not there at all! For they take their start, not from speech, but from anatomy. What is important before all else is a thorough knowledge of the organism of speech, of the living structure of speech as such. This organism of speech has been produced, has come forth, out of man himself in the course of his evolution. Consequently, if rightly understood, it will not be found to contradict, in its inherent nature, the organisation of man as a whole. Where it seems to do so, we must look into the speech itself in detail to see where the fault lies; it will not be possible to put the matter right by means of methods that have as little to do with speech as gymnastics has to do with ploughing—unless a plough should ever be included among the gymnastic equipment, which up to now I have never known to be the case. Not that I should consider it stupid or ridiculous to include a plough in the apparatus of a gymnasium; it might perhaps be a very good idea. It has only, so far as I know, never yet been attempted. The first thing to do then is to acquire a thorough knowledge of the speech organism, this speech organism of ours that has, in the course of mankind's evolution, broken loose, as it were, from the astral body, come straight forth from the ego-modified configuration of man's astral body. For that is where speech comes from. We must, however, not omit to take into account that the astral body impinges downwards on the etheric body and upwards on the ego—that is, when man is awake; and in sleep we normally do not speak. Consider first what happens through the fact that the astral body comes up against the etheric body. It meets there processes of which man knows very little in ordinary life. For what are the functions of the ether-body? The ether-body receives the nourishment which is taken in by the mouth, and gradually transforms it to suit the needs of the human organism—or rather, I should say, to meet its need of the force contained in the nourishment. Then again it is the etheric organism that looks after growth, from childhood upwards until man is full grown. And the ether-body has also a share in the activities of the soul; it takes care, for instance, of memory. Man has, however, very little conscious knowledge of the various functions discharged by the ether- body. He knows their results. He knows, for example, when he is hungry; but he can scarcely be said to know how this condition of hunger is brought about. The activity of the ether-body remains largely unconscious. Now it is the production of the vowel element in speech that takes place between astral body and ether body. When the impulse of speech passes over from the astral body, where it originates, to the ether body, we have the vowel. The vowel is thus something which comes into operation -deep within the inner being of man; it is formed more unconsciously than is speech in general. In the vowel sounds we are dealing with intensely intimate aspects of speech; what comes to expression in them is something that belongs to the very essence of man's being. This is then the result when the speech impetus impinges on the ether-body: it gives rise to the vowel element in speech. In the other direction, the astral body impinges on the I, the ego. The I, in the form in which we have it in Earthman, is something everyone knows and recognises. For it is by means of the I that we have our sense perceptions. We owe it also essentially to the I that we are able to think. All conscious activity belongs in the sphere of the I or ego. What goes on in speech, however, since there the astral body is also concerned, cannot be performed entirely consciously, like some fully conscious activity of will. A fragment of consciousness does, nevertheless, definitely enter into the consonantal element in ordinary speech; for the speaking of consonants takes place between astral body and ego. ![]() We have thus traced back to their source the forming of consonants and the forming of vowels. But we can go further. We can ask: What is it in the totality of man's nature that speech brings to revelation? We shall be able to answer this question when we have first dealt with the further question: How was it with the primeval speech of man? What was speech like in its beginnings? The speech of primitive man was verily a wonderful thing. Apart from the fact that man felt instinctively obliged from the first to speak in rhythm and in measure, even to speak in assonance and alliteration—apart from this, in those early times, man felt in speech and thought in speech. Looking first into his life of feeling, we find it was not like ours today. In comparison with it, our feelings tend to remain in the abstract. Primeval man, in the very moment of feeling, were it even a feeling of the most intimate kind, would at once express it in speech. He would not have found it possible, for instance, to have a tender feeling for a little child without being prompted in his soul to bring that feeling to expression in the form of his speech. Merely to say: ‘I love him tenderly’, would have had no meaning for him; what would have had meaning would have been to say perhaps: ‘I love this little child so very ei-ei-ei!’[5] There was always the need to permeate one's whole feeling with artistically formed speech. Neither in those olden times did men have abstract thoughts as we do today. Abstract thoughts without speech were unknown. As soon as man thought something, the thought immediately became in him word and sentence. He spoke it inwardly. It is therefore not surprising that at the beginning of the Gospel of St. John we do not find it said: ‘In the beginning was the Thought’, but : ‘In the beginning was the Word’—the verbum, the Word. today we think within, thinking our abstract thoughts; primeval man spoke within, talked within. Such then was the character of primeval speech. It contained feeling within it, and thought. It was, so to say, the treasure-casket in man for feeling and thought. Thought has now shifted, it has slipped up more into the ego; speech has remained in the astral body; feeling has slid down into the ether body. The poetry of primeval times was one, was single; it expressed in speech what man could feel and think about things The original poetry was one. When, later on, speech threw back feeling inwards, into man's inner nature, that gave rise to the lyric mood of speech. The kind of poetry that has remained most of all like the primeval, the kind of poetry that, more than any other, is inherent in speech itself is the epic. It is, in fact, impossible to speak epic poetry without first reviving something of the original primal feeling in regard to speech. Finally, drama drives speech outwards and stands, in so far as Earth-man is concerned, in relation with the external world. The artist who is taking part in drama, unless of course he is speaking a monologue, confronts another person. And this fact, that he is face to face with another person, enters into his speaking just as surely as what he experiences in himself. The artist who has to speak a lyric is not confronting another person. He faces himself alone. His speech must accordingly be so formed that it may become the pure expression of his inner being. The lyric of today can therefore not be spoken in any other way than by letting even the consonants lean over a little in the direction of vowels. (We shall go into this in more detail later.) To speak lyrical poetry aright, you need to know that every consonant carries in it a vowel nuance. L, for example, carries in it an i (ee), which you can see for yourselves from the fact that in many languages where at some time in their development an I occurs in a certain word, in other forms of that word we find an i.4 As a matter of fact, all consonants have within them something of the quality of a vowel. And for speaking lyrics it is of the first importance that we should learn to perceive the vowel in each single consonant. The epic requires a different feeling. (All that I am saying in this connection has reference to recitation or declamation before an audience.) The speaker must feel: When I come to a vowel, I am coming near to man himself; but directly I come to a consonant, it is things I am catching at, things that are outside. If the artist once has this feeling, then it will be possible for the epic to be truly present in his speaking. Epic has to do, not with man's inner life alone, but with the inner life and an imagined outer object. For the theme of the epic is not there; it is only imagined. If we are relating something, it must belong to the past, or in any case cannot be there in front of us; otherwise, there would be no occasion to relate it. The speaker of epic is thus concerned with the human being and the object or theme that exists only in thought. For the speaker of drama, the ‘object’ of his speaking is present in its full reality, the person he addresses is standing there in front of him. There then you have the distinguishing characteristics of lyric, epic and drama. They need to be well and carefully noted. I have already in past years spoken of them here and there from different points of view, and have sought to evolve a suitable terminology for distinguishing the different ways of speaking them. What I have given on those earlier occasions—I mean it to be experienced, I mean it to be felt. You must have a clear and accurate feeling for what each kind of poetry demands. Thus, you should feel that to speak lyrical poetry means to speak right out of one's inner being. The inner being of man is here revealing itself. When man's soul within him is so powerfully affected that it ‘must out’—and this is how it is with the lyric—then what was, to begin with, mere feeling, passes over into a calling aloud; and we have, from the point of view of speech, declamation. One domain, then, of the art of speech is declamation, and it is especially adapted for lyrical poetry. The lyrical element is present of course in every form of poetry; while we are speaking epic or drama, we can often find ourselves in the situation of having to make the transition here and there to the lyrical. With the speaker of epic, the essential point is that he has before him an object that is not seen but thought, and by means of the magic that lies in his speech he is continually ‘citing’ this object. The artist of the epic is pre-eminently a ‘re-citer’. So here we have recitation. The speaker of the lyric expresses himself, reveals himself; he is a declaimer. The speaker who cites his object, making it present to his audience by the magic of his speech—he is a reciter. And now in this course of lectures we have opportunity to go further and complete our classification. We come then to the speaker who has before him, not his imagined object that he cites, but present before him in bodily form the object to whom he speaks, with whom he is conversing. And so we reach the third form of speech: conversation. ![]() It is through these three kinds of speech-formation that speaking becomes an art. The last is the one that is most misunderstood. Conversation, as we know all too well, has been dragged right away from the realm of art, and today you will find persons looked up to as past masters in conversation who are less at home in art than they are—shall I say—in diplomacy, or perhaps in the ‘afternoon-tea’ attitude to life. The feeling that conversation is a thing capable of highly artistic development has been completely lost. Sometimes of course acting ceases to be conversation and becomes monologue. When this happens, drama reaches over into the other domains, into declamation and recitation. To draw distinctions in this way between different forms of poetry may perhaps seem a little pedantic, but it will help to show that we do really have to create for the teaching of speech something similar to what we have, for example, in the teaching of music. When, for instance, a dialogue is to be put on the stage, it will be necessary to form that dialogue in a way that is right and appropriate to it as ‘conversation’. I would like now to show you how within speech itself, if we see it truly for what it is, the need for artistic forming emerges. We use in our speaking some thirty-two sounds. Suppose you had learned the sounds, but were not yet able to put them together in words. If you were then to take up Goethe's Faust, the whole book would consist for you of just these thirty-two sounds. For it contains nothing more! And yet, in their combination, these thirty-two sounds make Goethe's Faust. A great deal is implied in this statement. We have simply these thirty-two sounds; and through the forming and shaping of them, sound by sound, the whole measureless wealth of speech is called into being. But the forming is already there within the sounds themselves, within this whole system of sounds. Let us take an example. We speak the sound a (ah). What is this sound? A is released from the soul, when the soul is overflowing with wonder. That is how it was to begin with. Wonder, astonishment, liberated from the soul the sound a. Every word that has the sound a has originated in a desire to express wonder; take any word you will, you will never be altogether out, nor need you ever be afraid of being dilettante, if you assume this Take, for instance, the word Band (a band or ribbon). In some way it happened that what the man of an earlier time called Band filled him with wonder, and that is why he brought the a sound into the word. (That the same thing has in another language quite a different name is of no consequence. It means only that the people who spoke that language felt differently related to the object.) Whenever man is particularly astonished, then if he has still some understanding of what it is to be thus filled with wonder (as was the case when language began to be formed), he will bring that wonder or astonishment to expression by means of the sound a. One has only to understand where wonder is in place. You can, for instance, marvel at someone's luxurious Haarwuchs (growth of hair) You can also marvel at the Kahlkopf (bald head) of someone who has lost his Haar. Or again, you can be astounded at the effect of a Haarwasser (hair lotion) which makes the hair grow again. In fact, everything connected with hair can evoke profound admiration and astonishment—so much so that we do not simply write Har, we write the a twice—Haar! Wherever you meet the sound a, look for the starting- point of the word in an experience of wonder, and you will be carried back to the early days of evolution, when man was first shaping and forming his words. And this forming of words was an activity that worked with far greater power than present-day theories would lead us to suppose. But now, what does this mean? It means that when a man is filled with wonder at some object or event, he gives himself up to that object or event, he lets himself go. For how is the sound a made? What does it consist in? A requires the whole organism of speech to be opened wide, beginning from the mouth. Man lets his astral body flow out. When he says a, he is really on the point of falling asleep. Only, he stops himself in time. But how often will the feeling of fatigue find expression at once in the sound a! Whenever we utter a, we are letting our astral body out, or beginning to do so. The act of opening out wide—that is what you have in a. The absolute opposite of a is u (oo). When you say u, then beginning from the mouth you contract the speech organs, wherever possible, before you let the sound go through. The whole speech organism is more closed with u than with any other vowel sound. There then you have the two contrasting opposites: a u. Between a and u lies o. O actually includes within it, in rightly formed speech, the processes of a and the processes of u; o holds together in a kind of harmony the processes of opening out and the processes of closing up.
U signifies that we are in process of waking up, that we are becoming continually more awake than we were. When you say u, it shows that you are feeling moved to wake up in respect of some object that you perceive. When the owl makes himself heard at night, you instinctively exclaim: ‘Uhu!’5 You could not find stronger expression for the desire to wake up. The owl makes you want to wake up and be alive to the fact of its presence. And if someone were to fling a little sand at you—we don't of course have sand on our desks now, we use blotting paper—but suppose you were being pelted with sand, then, if you were to give way to your feelings without restraint, you would say ‘uff’. For it is the same whether something or other wakes you up, or you yourself are wanting to wake up. In either case u comes out. The astral is here uniting itself more closely with the etheric and physical bodies. The a is thus more consonantal and the u more vocalic
In some of the German dialects, one can often not discern whether people are saying a or r, for the r becomes with them vocalic and the a consonantal. In the Styrian dialect, for example, it is impossible to know whether someone is saying ‘Bur’ or ‘Bua’. All the other vowels lie between a and u. Roughly speaking, the o is in the middle, but not quite; it occupies the same position between a and u as in music the fourth does in the octave. Suppose now we want to express what is contained in O. In O we have the confluence of A and U; it is where waking up and falling asleep meet. O is thus the moment either of falling asleep or of awaking. When the Oriental teacher wanted his pupils to be neither asleep nor awake, but to make for that boundary between sleeping and waking where so much can be experienced, he would direct them to speak the syllable OM. In this way he led them to the life that is between waking and sleeping. ![]() For, anyone who keeps repeating continually the syllable OM will experience what it means to be between the condition of being awake and the condition of being asleep. A teaching like this comes from a time when the speech organism was still understood. And now let us see how it was when a teacher in the Mysteries wanted to take his pupils further. He would say to himself: The O arises through the U wanting to go to the A and the A at the same time wanting to go to the U. So, after I have taught the pupil how to stand between sleeping and waking in the OM, if I want now to lead him on a step further, then instead of getting him to speak the 0 straight out, I must let the 0 arise in him through his speaking AOUM. Instead of OM, he is now to say AOUM. In this way the pupil creates the OM, brings it to being. He has reached a higher stage. OM with the O separated into A and U gives the required stillness to the more advanced pupil. Whereas the less advanced pupil has to be taken straight to the boundary condition between sleep and waking, the more advanced has to pass from A (falling asleep) to U (waking up), building the transition for himself. Being then between the two, he has within him the moment of experience that holds both. If we are able to feel how such modes of instruction came about, we can have some idea of what it means to say that in olden times it was by way of art that man came to an instinctive apprehension of the nature of speech. For down into the time of the ancient Greeks, men still had knowledge of how every activity and experience had its place in the world, where it intrinsically belonged. Think of the Greek gymnastics,—those marvellous gymnastics that were really a complete language in themselves! What are they? How did they evolve? To begin with, there was the realisation that the will lives in the limbs. And the very first thing the will does is to bring man into connection with the earth, so that a relationship of force develops between man's limbs and the earth, and you have: Running In running, man is in connection with the earth. If he now goes a little way into himself, and to the dynamics into which running brings him and the mechanics that establishes a balance between him and the earth's gravitation, adds an inner dynamic, then he goes over into: Leaping. For in leaping we have to develop a mechanics in the legs themselves. And now suppose to this mechanics that has been developed in the legs, man adds a mechanics that is brought about, not this time merely by letting the earth be active and establishing a balance with it, but by coming also to a state of balance in the horizontal,—the balance already established being in the vertical. Then you have: Wrestling.
In Running, you have Man and Earth; in Leaping, Man and Earth, but with a variation in the part played by man; in Wrestling, Man and the other object. If now you bring the object still more closely to man, if you give it into his hand, then you have: Throwing the Discus. Observe the progression in dynamics And if then to the dynamics of the heavy body (which is what you have in discus-throwing), you add also the dynamics of direction, you have: Throwing the Spear.
Such then are these five main exercises of Greek gymnastics; and they are perfectly adapted to the conditions of the cosmos. That was the feeling the Greeks had about a gymnastics that revealed the human being in his entirety. But men had the very same feeling in those earlier times about the revelation of the human being in speech. Mankind has changed since then; consequently, the use and handling of speech has inevitably also changed. In the Seventh Scene of my first Mystery Play, where Maria appears with Philia, Astrid and Luna, I have made a first attempt to use language entirely and purely in the way that is right for our time and civilisation. Thought, which is generally lifted out of speech, abstracted from it, is there brought down again into speech. We will accordingly take tomorrow part of this scene for demonstration, and so make a beginning with the practical side of our work. Frau Dr. Steiner will read from the scene; and then, following on today’s introductory remarks, we will proceed with the First Part of the course—the study of the Forming of Speech.
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306. The Child's Changing Consciousness and Waldorf Education: Lecture III
17 Apr 1923, Dornach Translated by Roland Everett Rudolf Steiner |
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Here we see the work of what we have been calling in anthroposophy the I-being of the human individual. For us, this term does not imply anything abstract, it merely serves to pinpoint a specifically human feature. |
306. The Child's Changing Consciousness and Waldorf Education: Lecture III
17 Apr 1923, Dornach Translated by Roland Everett Rudolf Steiner |
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Yesterday I pointed out that there is much more involved in learning to walk, speak, and think—the three most important activities of early childhood—than is apparent outwardly. I also indicated that it is impossible to observe the human being completely without distinguishing between what is internal and what is external. When considering the organization of the whole human being, who is made up of body, soul, and spirit, it is especially necessary to develop a refined faculty of discrimination, and this is particularly true in the field of education. Let us first look at what is very simply called “learning to walk.” I have already mentioned that a part of this activity is connected with how the child establishes equilibrium in the surrounding physical world. The entire, lifelong relationship to static and dynamic forces is involved in this activity. Furthermore, we have seen how this seeking, this striving for balance, this differentiation of arm and hand movements from those of the legs and feet, also forms the basis for the child's faculty of speech. And how, arising out of this faculty, the new faculty of thinking is gradually born. However, in this dynamic system of forces that the child takes hold of in learning how to walk, there lives yet something else that is of a fundamentally different character. I noted this briefly yesterday, but now we must consider it more fully. You must always bear in mind that, pre-eminently during the first stage of childhood, but also up to the change of teeth, the child is one big sense organ. This is what makes children receptive to everything that comes from their surroundings. But it also causes them to recreate inwardly everything that is going on in their environment. One could say—to choose just one particular sense organ—that a young child is all eye. Just as the eye receives stimuli from the external world and, in keeping with its organization, reproduces what is happening there, so human beings during the first period of life inwardly reproduce everything that happens around them. But the child takes in what is thus coming from the environment with a specific, characteristic form of inner experience. For example, when seeing the father or the mother moving a hand or an arm, the child will immediately feel an impulse to make a similar movement. And so, by imitating the movements of others in the immediate environment, the usual irregular and fidgety movements of the baby gradually become more purposeful. In this way the child also learns to walk. But we must not overemphasize the aspect of heredity in the acquisition of this faculty, because this constant reference to heredity is merely a fashion in contemporary natural-scientific circles. Whether a child first puts down the heel or the toes when walking is also is due to imitating the father, mother, or anyone else who is close. Whether a child is more inclined to imitate one parent or the other depends on how close the connection is with the particular person, the affinity “in between the lines” of life, if I may put it this way. An exceedingly fine psychological-physiological process is happening here that cannot be recognized by the blunt tools of today's theories of heredity. To express it more pictorially: Just as the finer particles fall through the meshes of a sieve while the coarser ones are retained, so does the sieve of the modern world-view allow the finer elements of what is actually happening to slip through. In this way only the coarser similarities between child and father, or child and mother, only the “rough and ready” side of life is reckoned with, disregarding life's finer and more subtle points. The teacher and educator, however, need a trained eye for what is specifically human. Now it would be natural to assume that it must surely be deep love that motivates a child to imitate one particular person. But if one looks at how love is revealed in later life, even in a very loving person, one will come to realize that if one maintains that the child chooses by means of love, then what is actually happening has not been fully appreciated. For in reality, the child chooses to imitate out of an even higher motive than that of love. The child is prompted by what one might, in later life, call religious or pious devotion. Although this may sound paradoxical, it is nevertheless true. The child's entire sentient-physical behavior in imitation flows from a physical yearning to become imbued with feelings found in later life only in deeply religious devotion or during participation in a religious ritual. This soul attitude is strongest during the child's earliest years, and it continues, gradually declining, until the change of teeth. The physical body of a newborn baby is totally permeated by an inner need for deeply religious devotion. What we call love in later life is just a weakened form of this pious and devotional reverence. It could be said that until the change of teeth the child is fundamentally an imitative being. But the kind of inner experience that pulses through the child's imitation as its very life blood—and here I must ask you not to misunderstand what I am going to say, for sometimes one has to resort to unfamiliar modes of expression to characterize something that has become alien to our culture—this is religion in a physical, bodily guise. Until the change of teeth, the child lives in a kind of “bodily religion.” We must never underestimate the delicate influences (one could also call them imponderable influences) that, only through a child's powers of perception, emanate from the environment, summoning an urge to imitate. We must in no way underestimate this most fundamental and important aspect of the child's early years. Later on we will see the tremendous significance that this has for both the principles and practical methods of education. When contemporary natural science examines such matters, the methods used appear very crude, to say the least. To illustrate what I mean, I would like to tell you the case of the mathematician horses that, for awhile, caused a sensation in Germany. I have not seen these Dusseldorf horses myself, but I was in a position to carefully observe the horse belonging to Herr von Osten of Berlin, who played such a prominent part in this affair. It was truly amazing to witness how adept his horse was at simple mathematical calculations. The whole thing caused a great sensation and an extensive treatise dealing with this phenomenon was quickly published by a university lecturer, who came to the following conclusion. This horse possesses such an unusually fine sensibility that it can perceive the slightest facial expressions of its master, Herr von Osten, as he stands next to it. These facial expressions are so fine that even a human being could not detect them. And when Herr von Osten gives his horse an arithmetical task, he naturally knows the answer in his head. He communicates this answer to the horse with very subtle facial expressions that the horse can perceive. In this way it can “stamp” the answers on the ground. If, however, one's thinking is even more accurate than that of contemporary mathematical sciences, one might ask this lecturer how he could prove his theory. It would be impossible for him to do so. My own observations, on the other hand, led me to a different conclusion. I noticed that in his grey-brown coat Herr von Osten had large, bulging pockets out of which he took sugar lumps and small sweets that he shoved into the horse's mouth during his demonstrations. This ensured an especially close and intimate relationship, a physically-based affinity between steed and master. And due to this intimate physical relationship, this deep-seated attachment, which was constantly being renewed, a very close soul communication between a man and a horse came about. It was a far more intimate process than the horse's supposedly more intellectual and outward observation of its master's facial expressions. Indeed, a real communication from soul to soul had taken place. If it is possible to observe such a phenomenon even in an animal, then you can comprehend the kind of soul communication that can exist in a little child, especially if permeated by deeply religious devotion. You must realize how everything the child makes its own grows from this religious mood, which is still fully centered within the physical body. Anyone who can observe how the child, with its inner attitude of religious surrender, surrenders to the influences of the surrounding world, and anyone who can discern in all these processes what the child individually pours into the static and dynamic forces, will discover precisely in this physical response the inherent impulses of its later destiny. However strange it may sound, what Goethe's friend Knebel in his old age once said to Goethe is still true:1
If such an event is connected with someone else, the person concerned will think (provided one can extricate oneself from the turmoil of life and perceive the finer nuances of physical existence): This is not an illusion, or something I have dreamed up; but if, at a decisive moment in life, I have found another human being with whom I am more intimately connected than with other people, then I really have been seeking this person, whom I must have already known long before we met for the first time. The most intimate matters in life are closely connected with how the child finds its way into the static and dynamic realm. If one can develop a faculty for observing such things, one will find that an individual's destiny already begins to be revealed in a strangely sense-perceptible form by how a child begins to place the feet on the ground, in how a child begins to bend the knees, or in the way a child begins to use the fingers. All of this is not merely outwardly or materially significant, but it reflects what is most spiritual in the human being. When a child begins to speak, it adapts itself to a wider circle. In learning the mother tongue, this circle embraces all who share the same language. Now the child is no longer restricted to the narrow circle of people who provide a more intimate social background. In living into the mother tongue, the child also adapts to something broader than the static and dynamic forces. One could say that, in learning to speak, the child lives into its folk soul, into the genius of its mother tongue. And since language is thoroughly spiritual, the child still lives in something spiritual, but no longer in a spirituality only connected with the individual human being, something that is a matter of individual destiny, but something that receives the child into the wider circle of life. When the child learns to think—well, with thinking we do not remain in the realm of the individual at all. In New Zealand, for example, people think exactly the same as we do here today. It is the entire Earth realm that we adapt ourselves to when as children we develop thinking from speech. In speaking we still remain within a smaller circle of life. In thinking, we enter the realm of humanity as a whole. This is how the child's life circles are expanded through walking, speaking, and thinking. And through discrimination one will find the fundamental links between the way a child adapts itself to the of static and dynamic forces, and its future destiny during earthly life. Here we see the work of what we have been calling in anthroposophy the I-being of the human individual. For us, this term does not imply anything abstract, it merely serves to pinpoint a specifically human feature. Similarly, through the medium of language, we see something emerge in the human being that is entirely different from the individual I. Therefore we say that in language the human astral body is working. This astral body can also be observed in the animal world, but there it does not work in an outward direction. In the animal it is connected more with the inner being, creating the animal's form. We also create our form, but we take away a small part of this formative element and use it to develop language. In speech the astral body is actively engaged. And in thinking, which has this universal quality and is also specifically different from the other two faculties, something is happening where we could say that the human etheric body is working. Only when we come to human sense perception do we find the entire physical body in collaboration. I do not mind if, for the time being, you treat these statements more or less as definitions. At this point it is not an important issue, for we are not interested in splitting philosophical hairs. We are merely trying to indicate what life itself reveals. And this needs to be based on a knowledge of the human being that can lead us to a true form of education, one that encompasses both theory and practice. When looking at such a progression of development, we find that the human being's highest member, the I, is the first to emerge, followed by the astral body and etheric body. Furthermore, we can see how the soul and spiritual organization, working in the I, astral, and etheric bodies, is working on the physical body until the change of teeth. All three members are working in the physical body. The second dentition announces a great change that affects the child's whole life. We can first observe it in a particular phenomenon. What would you say is the most striking factor of early childhood? It is, as I have described it just now, the child's physical-religious devotion to its environment. This is really the most decisive characteristic. Then the child loses the baby teeth, which is followed by years of developing a certain soulspiritual constitution, particularly in the years between the change of teeth and puberty. You see, what has been working physically during the first period of life will later, after the child has gone through puberty, reappear transformed as thought. The young child cannot in any way yet develop the kind of thinking that leads to an experience of religious devotion. During this time of childhood—first before the change of teeth, but also continuing until puberty—these two things keep each other at a distance, so to speak. The child's thinking, even between the change of teeth and puberty, does not yet take hold of the religious element. One could compare this situation with certain alpine rivers that have their sources high up in the mountains and that, on their way down, suddenly seem to disappear as they flow through underground caves, only to reappear lower down along their further courses. What appears as a natural religious reverence during the years leading to the change of teeth withdraws inward, takes on an entirely transformed soul quality, and seems to disappear altogether. Only later in life, when the human being gains the capacity to consciously experience a religious mood, does it reappear, taking hold of a person's thinking and ideation. If one can observe such transformations, one will find external observation even more meaningful. As I mentioned already in the first lecture, I am not at all against the more external forms of observation, which are fully justified. Yet, at the same time, we must realize that these methods cannot offer a foundation for the art of education. Experimental child psychology, for example, has discovered the curious phenomenon that children whose parents anxiously try to engender a religious attitude, who try to drum religion into their children, such children achieve poor results in their religion lessons at school. In other words, it has been established that the correlation coefficient between the children's accomplishments in religious instruction and the religious attitude of their parents is very low during the years spent in primary education. Yet one look at human nature is enough to discover reasons for this phenomenon. No matter how often such parents may talk about their own religious attitude, no matter what beautiful words they may speak, it has no meaning for the child at all. They simply pass the child by. For anything directed to the child's reason, even if formulated in terms intended to appeal to the child's feelings, will fail to have any impact, at least until the time of the change of teeth. The only way of avoiding such heedlessness is for the adults around the child, through their actions and general behavior, to give the child the possibility to imitate and absorb a genuine religious element right into the finest articulation of the vascular system. This is then worked on inwardly, approximately between the seventh and fourteenth year. Like the alpine river flowing underground, it will surface again at puberty in the form of a capacity for conceptualization. So we should not be surprised if a generous helping of outer piety and religious sentiment aimed at the child's well-being will simply miss the mark. Only the actions performed in the child's vicinity will speak. To express it somewhat paradoxically, the child will ignore words, moral admonitions, and even the parents' attitudes, just as the human eye will ignore something that is colorless. Until the change of teeth, the child is an imitator through and through. Then, with the change of teeth, the great change occurs. What was formerly a physically based surrender to a religious mood ceases to exist. And so we should not be surprised when the child, who has been totally unaware of any innate religious attitude, becomes a different being between the change of teeth and puberty. But what I have pointed out just now can reveal that, only at puberty, the child reaches an intellectual mode of comprehension. Earlier, its thinking cannot yet comprehend intellectual concepts, because the child's thinking, between the change of teeth and puberty, can only unite with what is pictorial. Pictures work on the senses. Altogether, during the first period of life ending with the change of teeth, pictures of all the activities being performed within its environment work on the child. Then, with the onset of the second set of teeth, the child begins to take in the actual content presented in pictorial form. And we must pour this pictorial element into everything that we approach the child with, into everything we bring to the child through language. I have characterized what comes toward the child through the element of statics and dynamics. But through the medium of language a much wider, an immensely varied element, comes within reach of the child. After all, language is only a link in a long chain of soul experiences. Every experience belonging to the realm of language has an artistic nature. Language itself is an artistic element, and we have to consider this artistic element above everything else in the time between the change of teeth and puberty. Don't imagine for a moment that with these words I am advocating a purely esthetic approach to education, or that I want to exchange fundamental elements of learning with all kinds of artificial or esthetically contrived methods, even if these may appear artistically justified. Far from it! I have no intention of replacing the generally uncultured element, so prevalent in our present civilization, with a markedly Bohemian attitude toward life. (For the sake of our Czech friends present, I should like to stress that I do not in any way associate a national or geographical trait with the term Bohemian. I use it only in its generally accepted sense, denoting the happy-golucky attitude of people who shun responsibilities, who disregard accepted rules of conduct, and who do not take life seriously.) The aim is not to replace the pedantic attitude that has crept into our civilization with a disregard of fundamental rules or with a lack of earnestness. Something entirely different is required when one is faced with children between the change of teeth and puberty. Here one has to consider that at this age their thinking is not yet logical, but has a completely pictorial character. True to nature, such children reject a logical approach. They want to live in pictures. Highly intelligent adults make little impression on children aged seven, nine, eleven, or even thirteen. At that age, they feel indifferent toward intellectual accomplishment. On the other hand, adults with an inner freshness (which does not, however, exclude a sense of discretion), people of a friendly and kindly disposition do make a deep impression on children. People whose voices have a ring of tenderness, as if their words were caressing the child, expressing approval and praise, reach the child's soul. This personal impact is what matters, because with the change of teeth the child no longer surrenders solely to surrounding activities. Now a new openness awakens to what people are actually saying, to what adults say with the natural authority they have developed. This reveals the most characteristic element inherent in the child between the change of teeth and puberty. Certainly you would not expect me, who more than thirty years ago wrote the book Intuitive Thinking: A Philosophy of Freedom, to stand here and plead authoritarian principles. Nevertheless, insofar as children between the change of teeth and puberty are concerned, authority is absolutely necessary. It is a natural law in the life of the souls of children. Children at this particular stage in life who have not learned to look up with a natural sense of surrender to the authority of the adults who brought them up, the adults who educated them, cannot grow into a free human beings. Freedom is won only through a voluntary surrender to authority during childhood. Just as during the first period of life children imitate all of the surrounding activities, so also during the second period of life they follow the spoken word. Of course, this has to be understood in a general way. Immensely powerful spiritual substance flows into children through language, which, according to their nature, must remain characteristically pictorial. If one observes how, before the change of teeth, through first learning to speak, children dreamily follow everything that will become fundamental for later life, and how they wake up only after the change of teeth, then one can gain a picture of what meets children through the way we use language in their presence during the second period of life. Therefore we must take special care in how, right at this stage, we work on children through the medium of language. Everything we bring must speak to them, and if this does not happen, they will not understand. If, for example, you factually describe a plant to a young child, it is like expecting the eye to understand the word red. The eye can understand only the color red, not the word. A child cannot understand an ordinary description of a plant. But as soon as you tell the child what the plant is saying and doing, there will be immediate understanding. The child also has to be treated with an understanding of human nature. We will hear more about this later when we discuss the practical aspects of teaching. Here I am more concerned with presenting a basic outline. And so we see how an image-like element pervades and unites what we meet in the child's threefold activity of walking, speaking, and thinking. Likewise, activities occurring around the child, which were at first perceived in a dreamy way, are also transformed, strangely enough, into pictures during this second period between the change of teeth and puberty. The child begins to dream, as it were, about the surrounding activities, whereas during the first period of life these outer activities were followed very soberly and directly, and simply imitated. And the thoughts of the child are not yet abstract, nor yet logical; they are also still pictures. Between the second dentition and puberty, children live in what comes through language, with its artistic and pictorial element. Thus, only what is immersed in imagery will reach the child. This is why the development of a child's memory is particularly strong at this age. And now, once again, I have to say something that will make learned psychologists shudder inwardly and give them metaphorical goose flesh. That is, children receive their memory only with the change of teeth. The cause for such goose flesh is simply that these things are not observed properly. Someone might say, “What appears as memory in a child after the change of teeth surely must have already existed before, even more strongly, because the child then had an inborn memory, and all kinds of things could be remembered even better than later on.” This would be about as correct as saying that a dog, after all, is really a wolf, and that there is no difference between the two. And if one pointed out that a dog has experienced entirely different living conditions and that, although descended from the wolf, it is no longer a wolf, the reply might be, “Well, a dog is only a domesticated version of a wolf, for the wolf's bite is worse than the dog's bite.” This kind of thing would be somewhat analogous to saying that the memory of a child is stronger prior to the change of teeth than afterward. One must be able to observe actual reality. What is this special kind of memory in the young child that later memory is descended from? It is still an inner habit. When taking in the spoken word, a refined inner habit is formed in the child, who absorbs everything through imitation. And out of this earlier, specially developed habit—which still has a more physical quality—a soul habit is formed when the child begins the change of teeth. It is this habit, formed in the soul realm, that is called memory. One must differentiate between habit that has entered the soul life and habit in the physical realm, just as one has to distinguish between dog and wolf—otherwise one cannot comprehend what is actually happening. You can also feel the link between the pictorial element that the child's soul had been living within, as well as the newly emerging ensouled habit, the actual memory, which works mainly through images as well. Everything depends, in all these matters, on keen observation of human nature. It will open one's eyes to the incisive turning point during the change of teeth. One can see this change especially clearly by observing pathological conditions in children. Anyone who has an eye for these things knows that children's diseases look very different from adult diseases. As a rule, even the same outer symptoms in an ill child have a different origin than those in an adult, where they may appear similar, but are not necessarily the same. In children the characteristic forms of illness all stem from the head, from which they affect the remaining organism. They are caused by a kind of overstimulation of the nerve-sense system. This is true even in cases of children who have measles or scarlet fever. If one can observe clearly, it will be found that when walking, speaking, and thinking exert their separate influences, these activities also work from the head downward. At the change of teeth, the head has been the most perfectly molded and shaped inwardly. After this, it spreads inner forces to the remaining organism. This is why children's diseases radiate downward from the head. Because of the way these illnesses manifest, one will come to see that they are a reaction to conditions of irritation or overstimulation, particularly in the nervesense system. Only by realizing this will one find the correct pathology in children's illnesses. If you look at the adult you will see that illnesses radiate mainly from the abdominal-motor system—that is, from the opposite pole of the human being. Between the age when the child is likely to suffer from an overstimulation of the nerve-sense system and in the years following sexual maturity—that is, between the change of teeth and puberty—are the years of compulsory schooling. And amid all of this, a kinship lives between the child's soul life and the pictorial realm, as I have described it to you. Outwardly, this is represented by the rhythmic system with its interweaving of breathing and blood circulation. The way that breathing and blood circulation become inwardly harmonized, the way that the child breathes at school, and the way that the breathing gradually adapts to the blood circulation, all of this generally happens between the ninth and tenth year. At first, until the ninth year, the child's breathing is in the head, until, through an inner struggle within its organism, a kind of harmony between the heartbeat and the breathing is established. This is followed by a time when the blood circulation predominates, and this general change occurs in the physical realm and in the realm of the child's soul. After the change of teeth is complete, all of the forces working through the child are striving toward inwardly mobile imagery, and we will support this picture-forming element if we use a pictorial approach in whatever we bring to the child. And then, between the ninth and tenth years, something truly remarkable begins to occur; the child feels a greater relationship to the musical element. The child wants to be held by music and rhythms much more than before. We may observe how the child, before the ninth and tenth years, responds to music—how the musical element lives in the child as a shaping force, and how, as a matter of course, the musical forces are active in the inner sculpting of the physical body. Indeed, if we notice how the child's affinity to music is easily expressed in eagerly performed dance-like movements—then we are bound to recognize that the child's real ability to grasp music begins to evolve between the ninth and tenth years. It becomes clearly noticeable at this time. Naturally, these things do not fall into strictly separate categories, and if one can comprehend them completely, one will also cultivate a musical approach before the ninth year, but this will be done in the appropriate way. One will tend in the direction suggested just now. Otherwise the child aged nine to ten would get too great a shock if suddenly exposed to the full force of the musical element, if the child were gripped by musical experiences without the appropriate preparation. We can see from this that the child responds to particular outer manifestations and phenomena with definite inner demands, through developing certain inner needs. In recognizing these needs, knowledge does not remain theoretical, but becomes pedagogical instinct. One begins to see how here one particular process is in a state of germination and there another is budding within the child. Observing children becomes instinctive, whereas other methods lead to theories that can be applied only externally and that remain alien to the child. There is no need to give the child sweets to foster intimacy. This has to be accomplished through the proper approach to the child's soul conditions. But the most important element is the inner bond between teacher and pupil during the classroom time. It is the crux of the matter. Now it also needs to be said that any teacher who can see what wants to overflow from within the child with deep inner necessity will become increasingly modest, because such a teacher will realize how difficult it is to reach the child's being with the meager means available. Nevertheless, we shall see that there are good reasons for continuing our efforts as long as we proceed properly, especially since all education is primarily a matter of self-education. We should not be disheartened because the child at each developmental stage reacts specifically to what the external world—that is we, the teachers—wishes to bring, even if this may assume the form of a certain inner opposition. Naturally, since consciousness has not awakened sufficiently at that age, the child is unaware of any inner resistance. In keeping with their own nature, children, having gone through the change of teeth, demand lesson content that has form and coloring that satisfies what is overflowing from their organisms. I will speak more about this later. But one thing that children do not want—certainly not during the change of teeth—something they will reject with strong inner opposition—is to have to draw on a piece of paper, or on the chalkboard, a peculiar sign that looks like this: A, only to be told that this is supposed to sound the same as what would spontaneously come from one's own mouth [Ah!] when seeing something especially wonderful!2 For such a sign has nothing whatever to do with the inner experience of a child. When a child sees a combination of colors, feelings are immediately stimulated. But if one puts something in front of a child that looks like FATHER, expecting an association with what is known and loved as the child's own father, then the inner being of the child can feel only opposition. How have our written symbols come about? Think about the ancient Egyptians with their hieroglyphs that still retained some similarity to what they were intended to convey. Ancient cuneiform writing also still had some resemblance to what the signs signified, although these were more expressive of the will-nature of the ancient people who used them, whereas the Egyptian hieroglyphs expressed more of a feeling approach. The forms of these ancient writings, especially when meant to be read, brought to mind the likeness of what they represented from the external world. But what would children make of such weird and ornate signs on the chalkboard? What could they have to do with their own fathers? And yet the young pupils are expected to learn and work with these apparently meaningless symbols. No wonder that something in the child becomes resentful. When children are losing their baby teeth, they feel least connected with the kind of writing and reading prevalent in our present stage of civilization, because it represents the results of stylization and convention. Children, who have only recently come into the world, are suddenly expected to absorb the final results of all of the transformations that writing and reading have gone through. Even though nothing of the many stages of cultural progress that have evolved throughout the ages has yet touched the children, they are suddenly expected to deal with signs that have lost any connection between our modern age and ancient Egypt. Is it any wonder, then, if children feel out of touch? On the other hand, if you introduce children to the world of number in an appropriate way for their age, you will find that they can enter the new subject very well. They will also be ready to appreciate simple geometric forms. In the first lecture I have already noted how the child's soul prepares to deal with patterns and forms. Numbers can also be introduced now, since with the change of teeth a hardening of the inner system is occurring. Through this hardening, forces are being released and expressed outwardly in how the child works with numbers, drawing, and so on. But reading and writing are activities that are, initially, very alien to children at around the seventh year. Please do not conclude from what I have said that children should not be taught to read and write. Of course they must learn this because, after all, we do not educate the young for our benefit, but for life. The point is, how should this be done without countering human nature? We shall go into this question more thoroughly during the next few days. But, generally speaking, it is good if educators realize how alien many things are to a child's soul, things that we take from contemporary life and teach because we feel it is necessary for the children to know them. This must not lead us into the opposite error of wanting to create an esthetic form of education, however, or declaring that all learning should be child's play. This is one of the worst slogans, because such an attitude would turn children into the kind of people who only play at life. Only dilettantes in the field of education would allow themselves to be taken in by such a phrase. The point is not to select certain tidbits out of play activities that are pleasing to an adult, but to connect with what is actually happening when a child is playing. And here I must ask you a pertinent question. Is play mere fun or is it a serious matter for children? To a healthy child, playing is in no way just a pleasurable pastime, but a completely serious activity. Play flows earnestly from a child's entire organism. If your way of teaching can capture the child's seriousness in play, you will not merely teach in a playful way—in the ordinary sense—but you will nurture the earnestness of a child's play. What matters at all times is the accurate observation of life. Therefore it can be rather regrettable if well-meaning people try to introduce their pet ideas into the one branch of life that demands the closest observation of all—that is, education. Our intellectual culture has landed us in a situation where most adults no longer have any understanding of childhood, because a child's soul is entirely different from that of a thoroughly intellectualized adult. We must begin by finding the key to childhood again. This means that we must permeate ourselves with the knowledge that, during the first period of life until the change of teeth, the entire behavior of a child reveals a physically anchored religious quality; and after this, between the change of teeth and puberty, a child's soul life is attuned to all that has a pictorial quality, and it undergoes many artistic and esthetic changes during this period of life. When a child has reached puberty, the astral body, which has been working through language until this point, now becomes free to work independently. Previously, the forces that work through the medium of language were needed to build up the inner organization of the child's body. But after puberty, these forces (which work also in many other spheres—in everything that gives form, in relation to both plastic and musical forms) become liberated, and are used for the activity of thinking. Only then does the child become an intellectualizing and logically thinking person. It is clear that what flashes, streams, and surges through language in this way, delivers a final jolt to the physical body before becoming liberated. Look at a boy who is at this age and listen to how his voice changes during puberty. This change is just as decisive as the change of teeth in the seventh year. When the larynx begins to speak with a different vocal undertone, it is the astral body's last thrust—that is, the forces flashing and working through speech—in the physical body. A corresponding change also occurs in the female organism, but in a different way, not in the larynx. It is brought about through other organs. Having gone through these changes, the human being has become sexually mature. And now the young person enters that period of life when what previously radiated into the body from the nerve-sense system is no longer the determining factor. Now it is the motor system, the will system—so intimately connected with the metabolic system—that takes the leading role. The metabolism lives in physical movements. Pathology in adults can show us how, at this later age, illnesses radiate mainly from the metabolic system. (Even migraine is a metabolic illness.) We can see how in adults illnesses no longer spread from the head, as they do in children. It does not matter so much where an illness manifests, what matters is to know from where it radiates into the body. But during grade school (from about six to fourteen) the rhythmic system is the most actively engaged. During this time, everything living within the nerve-sense system on the one hand, and within the metabolic-limb system on the other, is balanced by the rhythmic system. This balancing activity of the rhythmic system encompasses what works through our physical movement, where processes of combustion continually occur, and are also balanced by the metabolism. This balancing activity also works in the metabolism's digestion of what will eventually enter the bloodstream and take the form of circulation. This all comes together in the breathing process, which has a rhythmical nature, in order to work back again finally into the nerve-sense process. These are the two polarities in human nature. The nerve-sense system on the one hand, the metabolic-limb system on the other, with the rhythmic system in between. We have to consider this rhythmic system above all when dealing with children between the change of teeth and puberty. It is fully expressed during these years, and it is the healthiest of the human systems; it would have to be subjected to gross external interference to become ill. In this respect, modern methods of observation again take the wrong course. Think of the recent scientific tests that study fatigue in children by means of fatigue coefficients. Let me repeat again at this point, to avoid misunderstandings, that I have no intention of running down modern methods of scientific investigation as such, nor of heaping scorn on its methods. In these experiments various degrees of fatigue are measured, for example, in gym or arithmetic classes, and so on. There is nothing wrong in discovering such factors, but they must not form the basis of one's teaching. One cannot arrange a timetable according to these coefficients because the real task of a teacher is very different. At this stage of childhood, the aim should be to work with the one system in the human being that never tires throughout a person's whole life. The only system prone to fatigue is the metabolic and limb system. This system does tire, and it passes its fatigue to the other systems. But I ask you, is it possible for the rhythmic system to tire? No, it must never tire, because if the heart were not tirelessly beating throughout life, without suffering fatigue, and if breathing were not continuous without becoming exhausted, we simply could not live. The rhythmic system does not tire. If we tire our pupils too much through one or another activity, it shows that, during the age under consideration—between seven and fourteen years—we have not appealed strongly enough to the rhythmic system. This middle system again lives entirely in the pictorial realm and is an outer expression of it. If you fail to present arithmetic or writing lessons imaginatively, you will tire your pupils. But if, out of an inner freshness and at a moment's notice, you can call up powers of imagery in the children, you will not tire them. If they nevertheless begin to droop, the source of their fatigue is in their motor system. For example, the chair that a child sits on might be pressing too hard, or the pen may not fit the hand properly. There is no need to calculate through pedagogical psychology how long a child can engage in arithmetic without undue strain. The important thing is that the teacher knows how to teach the various subjects in harmony with the pupils rhythmic system, and how, through knowledge of the human being, the lesson content can be presented in the appropriate form. This can become possible only when we recognize that the pupil awakens to the intellectual side of life only with the advent of sexual maturity, and that between the change of teeth and puberty the teachers have to guide through personal example as they bring to their pupils what they wish to unfold within them. Consequently, a pedagogy that springs from a true knowledge of the human being has to be largely a matter of the teachers' own inner attitudes—a pedagogy destined to work on the teachers' own moral attitudes. A more drastic expression of this would be: The children in themselves are all right, but the adults are not! What is needed above all has already been put into words at the end of the first lecture. Instead of talking about how we should treat children, we should strive toward a knowledge of how we, as teachers and educators, ought to conduct ourselves. In our work we need forces of the heart. Yet it is not good enough to simply declare that, instead of addressing ourselves to the intellect of our pupils we now must appeal to their hearts, in both principle and method. What we really need—and this I wish to emphasize once more—is that we ourselves have our hearts in our pedagogy.
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317. Curative Education: Lecture III
27 Jun 1924, Dornach Translated by Mary Adams Rudolf Steiner |
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It is commonly believed even among Anthroposophists—not that Anthroposophy, which is very precise in its statements, gives occasion for such a belief, but because it is so easy to cling to old and accustomed habits of thought—it is, I say, commonly believed that when the human being wakes up, his astral body and ego organisation go straight over into his physical body and etheric body, combining with them in very much the same way as hydrogen and oxygen combine in water. |
317. Curative Education: Lecture III
27 Jun 1924, Dornach Translated by Mary Adams Rudolf Steiner |
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We have been speaking of the connection between etheric body, physical body, astral body and ego organisation, and of different ways in which this connection may manifest in the so-called abnormal child. We explained yesterday how the etheric body can be abnormally formed as a result of its not being in right correspondence with the thought-system of the World Ether, and we went on to show how this can lead to irregularities in many different directions. If you can grasp this, then the conviction may also be brought home to you in the course of these lectures that while the mood of soul with which you approach your task as educators is the same for all, you will yet have to find the method of treatment for almost every single child individually. But you must first have some knowledge—and it is important to realise that the whole of modern psychiatry can have no true knowledge of so-called illnesses of the soul. When once we learn to recognise these illnesses for what they really are, then we can go on to consider methods of treatment in detail. It is, therefore, a matter of less importance for you to receive advice of particular measures to be adopted. What is of far greater importance is that you should come to see how in this domain too, sound pathological knowledge, sound diagnosis, lead of themselves into therapy. Now, as you know, many cases of so-called mental disease are of such a nature that, for reasons which you will understand as you follow these lectures, they cannot be healed—or at any rate could be healed only under conditions extremely difficult to provide. And this would still be true if one were able to call in the help of Spiritual Science. For, in order to treat these illnesses, we would need, in the first place, to have our own sanatoria; and even then the healing of adult patients would still be attended with extraordinary difficulty. I am thinking here of illnesses of a particular kind, and especially of those cases that have important bearing on our work with children. On the other hand, you will come to see that help can most decidedly be given in such forms of illness in childhood, by a right educational treatment; and we shall find that in an illness which is one of the most difficult of all to treat in adults, namely epilepsy—if a patient is brought to us in early childhood and we are able to acquire a correct perception of how it stands with the illness, then there is good ground for anticipating very considerable improvement; indeed the illness may in some cases be got rid of altogether. When once we understand how to make the transition from what underlies the illness to what ought to be done, we shall find our way, in any particular case, to the right measures. But it is essential first of all to know what underlies the illness, to know how it has come about. Modern psychiatry cannot help us here, for the reason that the men of our time have no notion that there is such a thing as a real ego organisation or a real astral body. The existence even of the etheric body is still widely denied—although science is in fact pressing forward today from the physical to recognition and knowledge of the organic and etheric. I will not stress names but when some people advance theories like those of Driesch1 they show that they have no knowledge of the ether body because they are afraid of it. But the very thing that is of first importance for us to know, when we set out to understand these illnesses, simply cannot be known, if we know nothing of the astral body and of the ego organisation. For we have to proceed with our investigation in the following way. Take, first, the connection between physical body and etheric body. This connection is maintained throughout life, from conception, from the embryonic state, right until death; for it continues also through all the periods of sleep. On the other hand, the connection of these two with astral body and ego organisation is broken every time we fall asleep. Now it is essential for us to have a correct picture of how it is with ego organisation and astral body in the waking state, when they are within the physical and etheric bodies. An accurate perception of the particular way in which astral body and ego are membered into the physical and etheric bodies is indispensable if we are to be able to think intelligently about those who are suffering from so-called mental disease. It is commonly believed even among Anthroposophists—not that Anthroposophy, which is very precise in its statements, gives occasion for such a belief, but because it is so easy to cling to old and accustomed habits of thought—it is, I say, commonly believed that when the human being wakes up, his astral body and ego organisation go straight over into his physical body and etheric body, combining with them in very much the same way as hydrogen and oxygen combine in water. It is not like that. Seen clairvoyantly, it is like this2 If we have here the physical body, and here the etheric body, then, at the time of awaking, the astral body does certainly come in, the ego organisation also comes in; yes, they come in, and one can perceive how astral body and ego organisation, entering in, proceed to lay hold of the physical and the ether body. But this is not all. For here we meet with a fact of human life that is of great importance. Take first the ego organisation. When, at the moment of awaking, the ego organisation returns, it does not lay hold merely of the etheric body and physical body; within these, it lays hold of the external world, of the forces of the external world. What does this mean? Imagine we have here the force of gravity. It works in this direction. When we are awake, we stand up in the direction of the force of gravity.3 Picture to yourself gravity simply as a force working in this direction—the direction of the forces of weight. Now there are two ways of looking at the matter. Let us be quite clear about these two ways. The first is as follows. The ego, we could say, lays hold of the physical body (for the moment, we will leave the etheric body out of the picture), and the physical body adapts itself to gravity. We place ourselves, do we not, into the forces of gravity when we walk; we have to find our equilibrium, and so on. This is one possible way of looking at what happens: on awaking we lay hold of the physical body with our ego, and the physical body being heavy, being subject to the gravity of the earth, we are now subject with our physical body to the gravity of the earth, we are connected—indirectly, through the physical body—with the physical force of gravity. Seen from this point of view, it is something like what happens when I take up a book: the weight of the book connects me indirectly with the force of gravity. That, then, is one possible picture of the situation. It is however false, it is incorrect. Let us now consider the other. Here we have to see what takes place, in the following way. The ego slips into the physical body, lays hold of the physical body—slips in so far that it makes the physical body light. Through the ego's gliding into it, the physical body loses its weight. And so when I, as an awake human being, stand upright, then for my consciousness—for my ego, for my ego organisation which has also its physical expression in the warmth organism—gravity is overcome. There is no question here of the ego entering into indirect connection with gravity. The ego, the I, enters into direct connection, places itself as ego right into gravity, shutting the physical body completely out of the process. And that is how the matter really stands. When you walk, you place yourself, with your ego organisation, right into the actual gravity of the earth; and you do not do this via the physical body, you yourself enter into direct connection with the earthly. It is the same with the etheric body. The etheric body too is inserted into forces. Take one of these forces. I have often drawn attention to the fact that we human beings, as we go about on the earth, are subject to a strong force of buoyancy. We have a brain which weighs, on the average, 1,500 grammes. If the whole weight of the brain were to press on its base, the delicate blood vessels of the latter would be crushed at once. The brain does not do this, but swims in the cerebral fluid and becomes thereby subject to a force of buoyancy. It loses as much of its weight as the weight of the fluid displaced. The fluid displaced weighs about 20 grammes less than the brain itself; therefore, the brain presses on its base with a weight only of 20 grammes. So we have a heavy brain that is however not borne down with its weight, but has buoyancy. In this buoyancy we live. Our ether body lives in the buoyancy. But when we with our ego organisation slip into our ether body, then our ego is within the buoyancy, not merely indirectly, but directly. We are in the buoyancy with our ego. Our human organisation stands, in fact, in connection with all the forces of the earth, with the whole physical world, and not indirectly, but directly. Let us follow this out in more detail. Our ego organisation is connected, firstly, with gravity—that is, with the element of “earth”. For there is no such thing as what the physicists call matter. In reality there are only forces and the forces—as, for example, gravity (there are other forces too, of course; magnetic and electric forces are all alike in this, that the ego organisation is in direct connection with each one of them and, in the normal human being, is so during the whole of waking life. All that we include under the term “earth” is, really, these forces. Then the ego organisation stands in direct connection also with all that is comprised under the term “water” and is in a state of equilibrium; and it is moreover directly connected also with all that is of the nature of “air”, with all that is gaseous. You know how in physics one has to learn, in addition to ordinary mechanics, a hydro-mechanics and also an aero-mechanics, the reason being that the processes of equilibrium (in water) and the meteorological processes in the air have each their own peculiar character. Finally, the ego organisation is directly connected with a part of the all-pervading “warmth” through which we are continually moving as long as we live in the physical world.
I draw a line through the word “warmth”, because it is with a part of it only that the ego is connected. We wake up, and place ourselves with our ego organisation—place ourselves as spirit—into the world of earthly forces. Our connection with these forces is in reality not a physically mediated, but a magical connection, a magical connection however which can take effect only within a particular space—namely, within the boundaries of our organism. When you have begun to understand that this connection is not a physical, but a magical connection, then you have taken a good step forward. Now let us pass on to the astral body. The astral body is also connected with certain forces that work upon us when we are awake, and here too the connection is direct—not indirect, not merely through the ether body. Among these forces we have again a part of the force of “warmth”. (You must remember, throughout, that the warmth element works in two directions; part of it reacts on the physical body, and part on the etheric body.) Then, the astral body is directly connected also with the forces of “light”. You must know however that what Spiritual Science speaks of as forces of light is not identical with what modern physics understands by the term. We do not want here to enter into a discussion of theories, but let me suggest the following. You look out upon the world around you, and perceive it all lit up. What enables you to do this? Something gives you the capacity to perceive the world illumined in this way, and it is something in the ether. Light is, in fact, an ether force. Modern science speaks of light as of something that is present where we see things illumined. Spiritual Science speaks of light in another way. It calls “light” that which underlies other sense-perceptions too; it speaks, for example, of the light of perceptions of sound. Present-day physics, when it speaks of perceptions of sound, is in reality speaking merely of their external correlate—namely, the vibration of the air. The movements in the air are but the medium of the real sound or tone, which is something etheric; the vibrating that goes on in the etheric brings about the vibration of the air. Light lives also in the perceptions of smell. In short, all perceptions have as their basis a light of a kind that is much more all-pervading than the light that is spoken of in the physics of the present day. I admit, people are liable to grow confused when we speak of light in this way. For, although it was so spoken of in ancient spiritual knowledge and even as late as the 12th and 13th centuries, all understanding of it was then lost and people began to use other names for it, which are still less intelligible! This is what makes all the alchemical books written after the 12th century so very difficult to follow. What is important for you, however, at the moment is to know that this is what we mean by “light”. Now the astral body is connected with this light; that is to say, it has direct relation—not indirect through the etheric body—with all that underlies sense-perception on the earth. This is a most interesting fact. Outside lives the light in the ether, but we have also the etheric within us. The light works upon our ether body. When we wake up, we not only come into connection with the light that is within us; but, turning aside as it were from the light that is within us, we member ourselves into the light that streams through the external world. It is the same with the external “chemical forces” that are at work in the world around us. Into these too we member ourselves, directly. And this is very important, for it means that, while he is awake, man is membered into a kind of cosmic chemistry. Modern science knows the chemistry of the lifeless, but has very little understanding of organic chemical processes; it has no knowledge at all of the chemistry that is a universal world-chemistry. And this cosmic chemistry it is, of which we become part and member when we awake from sleep. Similarly, we become part and member of the all-pervading cosmic life, the “life ether”—again, directly.
All that we have been describing—necessarily only in outline—has to be achieved, has to be brought to fulfilment, while the human being is gradually building up, first his second body, and then his third. He has to dive down into himself, and through very penetration of his own being, immerse himself at the same time in the earthly-cosmic forces, the earthly-cosmic active forces. Entering into himself, he must in so doing be able to lay hold of the world. In one domain, and in one only, modern science has still a clear perception of how things really are. In its study of the organisation of the eye, physics proceeds in a way that one could only wish might be followed in many domains. The eye is regarded, as you know, in physics as a contrivance, a mechanism, an instrument that works in accordance with the laws of physics. In order to come to a clear comprehension of the eye, the physicist makes drawings of it, in which he demonstrates the refraction of light through a lens, the formation of the objective picture, and so forth—the very same kind of drawings as he would make for a mechanical instrument. What the physicist is unable to do is to pass on then to the way in which the element of soul enters into this mechanical instrument. The whole thing is exceedingly interesting. The physicists have before them this complete picture of the eye. But there they come to a standstill. What they would like to do is to find their way to the element of soul through the brain. Just look at all their queer somersaults in thought, all those interesting, but in fact nonsensical theories of psycho-physical parallelism or interaction! The truth is that the ego organisation and the astral body come straight into the physical eye itself, the eye that we can draw and describe; there, within the eye, the ego and astral body take immediate hold of the physical. Nevertheless, just in the case of the eye, the scientists do, as you see, come very near understanding the true state of affairs. They can, in fact, hardly help doing so, owing to the peculiar seclusion of the eye; for the eye lies almost outside the body, it is built in from without during embryonic development. And so, in the case of the eye, a certain measure of understanding is attained. But the fact is, what is thus seen to be true of the eye holds good for the whole human organism. The whole human organism has to be understood in the light of an inner physics, a spiritual physics, a physics that allows for the subtle, more fleeting light-forces to be added to the earthly forces. We must learn to recognise the presence within the human organisation of something which comes in reality from the environment, something of which the soul-and-spirit of man lays hold, directly, notwithstanding that it is purely physical, having been constructed in accordance with the laws of physics. But now, how will it be when abnormal conditions are present? It can quite well happen that in the case of some organ (it cannot be the whole organism) the human being has no possibility of making direct connection, by means of this organ, with the external world. The organ stands in the way, as it were, making it impossible for the human being to find contact with the external world via that organ. What will be the result? Let us take, for example, the lung. The lung may be so placed in the human organism that when the human being wakes up, he is not able to make contact with the external world. Imagine he is asleep. While he is asleep something happens in his lung which has the effect that if he were now to wake up, he would come down into the lung but would not be able to get out again, to get through to the external world. His ego and astral body would be under necessity to press into the lung, to squeeze themselves into it; but they would not be able to come forth again. What the human being should be able to do, as you know, is to come down with his astral body and then come forth again into the world in all directions. The lung should be merely the way through. But in this case, the lung does not provide any free passage; it holds fast the ego and astral body—that is to say, it will do so if the human being wakes up. The unfortunate thing is that when such a condition is present, he always does wake up. For, owing to the special way that the chemical processes are at work in such a case, and infiltration of some substance in fine distribution enters into the lung; the lung organisation which is already in some way misplaced, gets filled with a fine substance that has special affinity for it. The lung is then irregular; consequently the human being wakes up. But how? He wakes up, without gaining consciousness. In order to gain consciousness he would have to come forth from the lung; for he can acquire consciousness only when he has succeeded in penetrating right through. If he has merely come in, he wakes up; if he succeeds in pressing his way through, he gains consciousness. In the case we are considering, he stops short, he remains in the organ; and sleep which is healthy unconsciousness, passes over into pathological unconsciousness. The human being wakes up, but remains unconscious. You see, we have come in this way to an exact description, drawn from within, of the condition of the epileptic. Epilepsy is just the condition I have been describing—and especially so in the years of childhood. The epileptic is able to dive down with his ego organisation and astral body into the physical body and ether body—that, he can do; but he does not come forth into the physical world, he is held fast within. Let us consider then how it will be if the astral body enters into the lung, and is held fast there, cannot get out again. The astral body will remain pressed against the surface of the lung; astral body and ego organisation will be, so to speak, damned up, congested beneath the surface of the organ. This condition then manifests outwardly as a fit. That is what fits really are. Every time a fit occurs, an inner congestion is taking place at the surface of one or other organ. These congestions are to be found, above all, in the brain. But we know how the parts of the brain are related to the other parts of the body; a congestion in the brain may be due entirely to the fact that congestion is present in the liver, or in the lung, in which case the cerebral congestion is only a projection, a feebler copy of the congestion in the bodily organ. Whenever a fit occurs, this congestion of ego organisation and astral body within an organ can be observed. And so we have at last found our way to the true cause of epileptic fits. Everything else that can be said about them amounts to no more than a description of the external phenomena. You see now how impossible it is to come to a true knowledge of epilepsy unless we are able to go beyond physical body and etheric body and take into account also ego and astral body. Nothing of any real value can be said about fits if we do not know that at the surface of some organ, astral body and ego organisation are being terribly squeezed and crushed. They cannot get out, they try to make their way out, they push and are held back. And now you will naturally ask: What am I to do when symptoms of epilepsy show themselves in a child—lapses of consciousness, associated with fits, or other phenomena of which we have still to speak? What can one do in an individual case? You must investigate the case out of your own instinctive insight, you must put it to the test. Find out, to begin with, whether the disturbances in consciousness are nearly related to the phenomena of ordinary giddiness. In many epileptics this is decidedly the case. Phenomena of giddiness show themselves; one notices in the child a disposition or tendency to giddiness. If we should find that the gaps in consciousness are only brief, but that there are on the other hand very marked symptoms of giddiness, we would be able to know with certainty where the trouble lies. For in such a case, the ego organisation and the astral body would be failing to enter into direct relation with the forces of balance. You must, therefore, proceed first of all to investigate whether this is so in the child with whom you are dealing—namely, that the ego organisation and astral body do not make right connection with the forces of balance. If you find this to be the case, let the child do gymnastics or Eurythmy, but giving him always at the same time objects to hold, such as dumb-bells or the like. Especially during the period between change of teeth and puberty are such exercises for balance important. If you give the child two dumb-bells of exactly the same weight—you must have them weighed on a chemical balance—and let him do exercises with them, making Eurythmy movements, or other gymnastic movements, this will be one thing achieved. Then you can go on to something else. Let the child hold in his left hand a dumb-bell that is lighter than the one in his right hand, and again let him do exercises; then let him take in his right hand a dumb-bell that is lighter than the one in his left, and once more do exercises. Then tie some object—it need not be particularly heavy—to one of his legs, and let him walk about with it, so that he becomes conscious of the force that is pulling at his leg. When he walks in the ordinary way, he is not conscious of the force of gravity. It is, however, important for him to place himself, with his ego organisation, right into the force of gravity. When you attach something to his leg, he at once becomes conscious of gravity. You can then hang the weight on to the other leg. And now, to produce an activity that comes nearer to the mental or spiritual, let him feel movements that he makes with his arms; let him think himself into a stretching movement made with the left arm, and then again into a stretching movement with the right arm; finally, with both arms at once. Another way of helping him to become conscious of gravity is to get him to lift one leg while keeping the other still. To sum up, in cases where you perceive, from the attacks of giddiness, that the child does not enter properly into the earthly forces, you get him to make movements in which he is obliged to learn control of his external balance. Similarly, you will find methods of treatment that will help epileptic and epileptoid children to adapt themselves to the other forces. So you see, there is certainly something you can do. Good results can often be achieved also in the case of epileptics in whom you perceive that their circulatory system is disturbed, and that the whole way in which the fluids are circulating is really the cause of the phenomena. If you notice that in connection with the attacks of epilepsy (which take the form of fits and perhaps also of giddiness), feelings of sickness or nausea are present, then you will know that you have to do with an incapacity to combine properly with the element of water. In such a case it will be good to bring the watery element as much as possible to the notice of the child, before he receives it into his organism. Try to prepare the child's food in such a way that he tastes it quite specially. Something could also be achieved by letting the child learn to swim. Learning to swim is very good for epileptics; only, we must understand what is involved and be intelligent and sensible in the use of such a treatment. When cloudings of consciousness occur unaccompanied by any marked feeling of nausea, carefully regulated breathing exercises are not bad, in order to restore connection with the air. And to establish a right connection with warmth, we should accustom epileptic children—really all children, but particularly epileptics—to feel the warmth. It is, as a matter of fact, quite wrong to allow any child to go about half naked, with nothing on his legs, and is often the cause in later life—only, people do not know it—of irritation of the appendix and even appendicitis; for epileptic children it is a downright poison. Epileptic children should be clothed in such a way as to induce a tendency to sweating; sweating should be always mildly present in them in nascent state. They should, in fact, be a little too warmly clad. This is real therapy. All the talk we hear nowadays about “hardening”—to what does it lead in the end? People who have been thoroughly hardened as children, when they grow old, cannot even walk across a sunbeaten market square without tottering. A person has not been made hardy if he cannot walk safely over a sunbeaten pavement. Watch some old man taking off his hat while he is walking across an open square on a hot summer afternoon! You are afraid his knees will give way any minute. Such, as a rule, are the consequences of this modern hardening. So far we have been considering mainly the things that in early childhood lead the ego organisation into the elements into which it needs to be led. Here however begins the sphere where the doctor must come in, and co-operate with the teacher. For we shall not get to the heart of the trouble, when epileptic phenomena are present, without employing remedies, nor should we shrink from doing so. As soon as the epileptic phenomena show signs that the astral body is involved—that is to say, that the higher elements, the ether elements, are holding up the astral body from penetrating to the external world—then naturally it is upon these higher elements in the human being that we must work. And it will be a question of finding the way to do this. But first of all we have of course to be able to recognise whether the astral body is involved or not. How can we know whether the astral body is involved? Anyone who has observed many epileptic children, or many children with a tendency to epilepsy, will have noticed two conditions which differ very considerably from one another. There is, first, the condition where the child does not defy moral judgements; he adapts himself to the moral and ethical standards that one would desire to impart to every child. When we have to do with epileptic or epileptoid children who readily adapt themselves in this way to the moral order, then the indications that have already been given will perhaps suffice. But if we have to do with children who are not accessible to moral influence, who, for example, readily become violent during their attacks—for epileptic attacks may disguise themselves as outbursts of violence of which the child has afterwards no memory—if, in short, there seem to be moral defects, then it is important to intervene in early childhood with actual remedies. In these cases, we shall quite definitely try to fight the epilepsy with the remedies that are in general use for the purpose, or with remedies prescribed by us under certain conditions, remedies like sulphur or belladonna—thus entering here upon a systematic therapy. As to this more medical part of the treatment, we shall be speaking of it later. Today I want only to show you how the things we can perceive externally in the child may be a sign to us that we need to pass from the more educational treatment to the more medical. There will, in fact, be some epileptic children who are thoroughly well adapted to fit into the external world, and with whom we shall have on this account actually to avoid the use of external methods and exercises, and work primarily by means of internal therapy. This brings us at the same time to the point where epileptic phenomena pass over quite naturally into other phenomena. You remember what I said yesterday, that thoughts cannot themselves really ever be false; and today I have been speaking more fully of the way in which the human being members the thoughts into his organism. For, a phenomenon like that of the astral body becoming congested in the lung is due to the fact that the thought of the lung has not been properly membered into the organism. All such phenomena are accordingly due to defects of thought! They are the result of our being unable, as we descend into our organism, to gain the control of it that we require to gain in order that we may be able to build it up a second time. But now, we bring with us also our will nature, that is distributed over the several organs; we bring it with us from our former earthly life. And whereas the thoughts cannot of themselves be false, but are always true and correct—that they appear distorted in us is due entirely to our own organism; and this, as we have seen, can go so far that organs framed by such thoughts are liable to be distorted in their structure—whereas the thoughts cannot be false, of the will we have on the contrary to say that when it comes from pre-earthly into earthly existence, it hardly can be right and true. It arrives in complete uncertainty and has to build itself up within the thought system. Of the thought system we can say with truth that never in all the world is it wrong; on the other hand, it is scarcely possible for the will system to be in any way right unless we ourselves take it in hand. We invariably bring into the world a faulty will system, consequently we never under any circumstances descend to earth to become physical human beings, bringing with us morality. We have to acquire morality, little by little. The morality we had in our last incarnation we used up between death and new birth, when we were engaged in that wisdom filled building activity; we spent it all before we came to birth. Ethics and morality have to be acquired anew in each single earthly life. This has a very significant result, namely, that inasmuch as we come from pre-earthly existence without morality, we have to develop intelligence in our will. We enter with our will into our organs, and in our will we must develop intelligence for what is brought to us in the way of ethics and morality. We must develop a “sense” for it. It is quite wonderful, how moral and ethical impulses pour into the child when he is learning to speak! For imitation reaches into the most intimate things of life, and it is exceedingly important that we be conscious of this; we must never forget it. If teachers and parents in the environment of the child are immoral, if their talk is immoral, then not what they do outwardly, but the immoral quality and import of what they say and are, will be imitated in the deep inner organisation of the child. Here too, you see, it is once more a question of the human being's entering into connection with the external world, but this time via the whole organism, not by way of the single organs. And if there is again congestion, it will arise from the fact that, whereas in the previous case we failed to come forth in every direction with our thoughts, this time we fail to come forth with our will. And the failure to press through with the will finds expression in moral defects. You see now what are the inner causes of moral defects. These occur, namely, when what enters in from pre-earthly existence and should find its way through to an ethical and moral relation to the world around us, gets stopped up or congested in the whole human organism. For we should be able to receive into us the ethical and moral principles of the world around us; but this we cannot do if there is this congestion, if we come to a standstill with our spirit and soul, remaining within the physical organisation, unable to push our way through. We are here right in the sphere of the moral and ethical in human life; and we must be clear what that means. When you meet with the characteristic phenomena of epilepsy, then you will have to make your diagnosis from the symptoms I have indicated—attacks of giddiness, obliteration of consciousness, etc.—that is, you will make your diagnosis from transitory phenomena of this kind. If, however, you want to be able to recognise moral defects, you will have to think, not of passing temporary symptoms, but of permanent symptoms. The really serious disturbances—what can cause these to arise? Everything is conditioned, of course, by karma. We have accordingly to speak of two aspects of a human being. There is his physical and mental constitution that shows itself to us when we meet him; and then we have to discern within this the working of his karma. Suppose the embryo lies in such a way in the organism of the mother that there is pressure at a certain point, and the brain, when it is formed, is narrow in comparison with the rest of the organisation. What can we observe as a result of this? If those influences from the brain which are of particular importance between the ages of seven and fourteen proceed from a brain that is too narrow, they become disturbed and congested, and a reflection of the pressure and congestion makes its appearance in the functioning of the spleen. And then in consequence of this kind of congestion the child will develop no feeling of any kind of moral principle or standard. Just as colours are simply not there for the man who is colour-blind, so the moral and ethical impulses contained in our words, when we speak in admonishment or reproof, are simply not there for such a child. He has been rendered morally blind. And we have then the task of dispelling this moral blindness. We shall find, if we proceed carefully in our investigation, that external deformations can never fail to be for us most significant symptoms. Although there will always be a great deal to be said against the charlatan phrenology that is commonly practiced, a genuine phrenology really should be studied by anyone who wants to form his conclusions correctly about moral defects. For it is indeed most interesting to see how moral defects which are connected with karma are forces of such strength that they manifest themselves quite unmistakably in deformations of the physical organism. And whenever we find in a child this evidence of what may be described as karmically conditioned immorality, there is a special call for us to come in with our curative education. If we bring with us to our work the qualities of which we were speaking yesterday—inner courage, readiness to face decisions—then we shall be able to imbue the warnings and admonitions that we have to give with the requisite inner strength. For we need inner strength and power, in order to give our admonitions in the right way. That healing is possible is clear from the following example which I have often quoted. A German poet, who had already made his name, went once to a professional phrenologist. The latter was expecting to make all kinds of interesting discoveries, but all of a sudden, when he touched a certain place on the poet's head, he turned deathly pale and could not trust himself to speak. And as; a rule he would become quite talkative if he found anything of interest. The poet began to laugh and said: “I know what it is, you have found the tendency to thieving; and I did have it quite strongly.” The phrenologist had in fact discovered that the man could have become a kleptomaniac. He had however transformed his kleptomania into the art of writing poetry. Matters of this kind have to be approached in the manner I explained yesterday. We must not be so ready as we usually are, to jump to conclusions. For it is, you see, like this. Man develops his human qualities mainly in two directions—towards the pole of thought and ideation and the forming of mental pictures, and towards the pole of will. Now as for the mental process, the thought process—that is ill if it is not a thief, and a persistent thief too! The brain-mental-organisation, the whole life of ideas, has to be a downright thief and apply no moral considerations whatever in connection with what it must and should receive. It must have the intention and habit of acquiring everything for itself. And it will even be found that there is a tendency to epilepsy or to some other illness, if the mental organisation does not snatch and grab at things in all directions. But this aptitude for thieving must not, for heaven's sake, slip down into the will organisation! The will has to be modest and restrained. It has to be sensitive, and have a feeling for “mine and thine”—a feeling which develops only gradually in contact with life in the outside world. The animals, who live more in the life of mental pictures than man does, would starve if they did not possess the habit of acquisitiveness, the impulse to get everything for themselves. These things need to be understood. But in man the propensity must not be allowed to find its way down into the will-organisation, it must remain in the finer, mental-picture-forming activity. If the astral infiltration of our brain (if I may so express it), which is, as we said, entirely justified in seeking to acquire everything for itself—if this astral infiltration makes its way down into the metabolism-and-limbs organisation or into the rhythmic system, then the urge to seize hold of everything for itself begins to manifest in the will. The urge may at first show itself in a comparatively harmless manner. You may notice a child beginning to take whatever he can lay hands on, gradually piling up for himself a little store or collection. Naturally one tries to check such a habit whenever it begins to show itself, and so it does not assume large proportions. We must accustom ourselves however to detect the tendency. As a rule of course the child does not achieve his end, because someone starts thrashing him. But we must be on the watch for this predisposition, we must take careful note of any inclination on the part of a child to collect things, to save up things for himself. And we must be sensitive for the point at which the tendency begins to be pathological; for if it goes beyond a certain limit, it becomes pathological. People who follow the ordinary, conventional standards, have no judgement as to how far collecting may legitimately go—unless some particular occasion brings it home to them. One can be an exceptionally proper and correct person in every way, and collect postage-stamps; the collecting mania is here relatively harmless. If however a child begins, in imitation, to do the same kind of thing, you may take it as a sign that he has pushed down this quality of acquisitiveness into the sphere of the will. And then it is important that you should take particular care to see whether you have here to do with moral defects that are due to the working of karma. You should be able to discover for yourselves whether this is so, in the light of the connections I indicated yesterday. You will then have to approach the child with this understanding in your soul, and to proceed to educate him morally and ethically, doing it as effectively as you can, and with the utmost inner vitality—never in a dull or heavy manner! Working thus with inner vitality, you will make up stories in which the kind of thing the child does is carried to an absurdity. You will tell him a story about stealing, and you will go on doing this again and again. In this way you will actually intervene in the child's karma, you will be working right into his karma. If we are really awake and “on the spot”, following with intense interest, in each individual case, to see just how the child does the things, then we shall be doing curative educational work of a kind that can remain in the sphere of the moral and ethical. Every kleptomaniac is exceedingly interesting. Qualities which are in their right place in the sphere of ideas have, you see, sunk down, in such a child, they have gone right into his toes, into his finger-tips. Naturally we must know this if we want to educate him. Under some circumstances it will even be good to introduce into the stories gestures that come natural to the kleptomaniac himself. We must transplant ourselves wholly into the particular case we are dealing with, and then invent legends or tales in which the things that are done by the child are shown to end in absurdity. Think over all that I have been saying. Later on, we shall show you some kleptomaniacs. Think it over well, and you will see how, when such an understanding is present, the diagnosis itself can lead us straight on to the therapy.
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332b. Current Social and Economic Issues: Speech at a Meeting of Stuttgart Industrialists
08 Jan 1921, Stuttgart Rudolf Steiner |
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And just as we do not want to found a school of world-view in Waldorf schools, but only to apply in the art of education and teaching what we have gained from anthroposophy, just as we do not want to inculcate any world-view in the child, but to let the human being become blissful as he wants. |
332b. Current Social and Economic Issues: Speech at a Meeting of Stuttgart Industrialists
08 Jan 1921, Stuttgart Rudolf Steiner |
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Dear Sirs and Madams, It is not entirely consistent with the opinions I myself must have of the progress of the movement that Councillor of Commerce Molt has just so enthusiastically expounded to you, if I myself appear before you today to discuss economic issues, or at least economic directions, , but I would have preferred it if the idea of the threefold social order, which did come from me and which I recommended to the world, had been presented to you by a man who was professionally involved in economic life. For it may be said that in such a matter, what is just can only make the right impression when it is advocated by someone who, by his external profession, is fully immersed in some branch of external economic life. But it is the wish of our friends that I myself should speak first of all about our ideas for the recovery of economic life, and what we have taken as a basis for the founding of the “Kommende Tag”, a purely economic society. That on the one hand, On the other hand, it is difficult today to speak of the recovery of economic life from a broader perspective in a very short time. One can keep these broad perspectives in mind in all one's actions, even in the founding of something seemingly far removed from economic life, such as the Waldorf School, or in the founding of the “Kommen Tag”, as in the case of the establishment of “Das Kommende Tag”. But it is difficult, especially in view of the present world situation, to speak briefly about what one has in mind. Therefore, I ask you to consider what I am about to say, first of all, only as a broad outline, as a suggestion, and then perhaps to receive the suggestion to look up some of the details in my booklet “The Crux of the social question”, or in other writings, for example ‘In the Execution of the Threefold Order’, in which I have set out in detail the principles underlying the whole idea of threefold order for the most diverse areas of life. And I must also, since I may well assume that not all of the esteemed listeners who were kind enough to appear here today are already quite familiar with the idea of threefolding, at least in the introduction with a few - just to characterize it, not to prove it - what the impulse of the threefold social order actually wants, and only then to show what I would like to tell you today. From the most diverse backgrounds, a few of which I will also mention later, the only remedy for our social ills that I feel is this threefold social order, founded in Stuttgart, is precisely this threefold order for every social organism, be it the German Reich or any other social organism, small or large, can be carried out for each individual, and in fact in such a way - as Mr. Molt has already partially indicated - that what was previously abstractly summarized in the unitary state, so that the individual points of view continually mix: the interests of intellectual life, the interests of economic life, the interests of purely political life, especially socio-political interests, [that] what was thus combined in the unitary state, without being truly organically structured in itself, is to be separated into three members. What I am describing to you is by no means utopian, but something that has been taken from the practice of life. And perhaps today it will be possible to show that when we speak of this threefold order, we are not appealing to some distant point in time and to a particular improvement of humanity in some direction, but that we are speaking of something that can be tackled in principle every day in some area, so that these areas then grow together and a recovery of the entire social organism is the result. The point is that the affairs of spiritual life, to which the education system belongs, must be administered separately from the affairs of legal life together with political life, and then, as a third area, all matters of purely economic life. The affairs of intellectual life, especially the affairs of education and teaching, cannot be decided by parliamentary means if anything fruitful for the real development of humanity is to come of it. They cannot be governed or administered by majorities in any way. Instead, it is a matter of placing spiritual matters, above all education and teaching, on the basis of pure self-government; that from the lowest elementary school to up to the university, in all fields, those people who are the teachers, and indeed those who, in the time when administrative matters are at issue, are actively teaching, are also the administrators of the entire teaching system. Today we have it arranged in such a way that the person who is involved in any kind of administrative work in the education system used to teach at one time, so that he has actually grown out of the living connection with active teaching and education. Therefore, in the future, the teacher must be relieved. Of course, this cannot be done in its entirety today; our Waldorf school teachers are far too burdened for us to be able to implement everything we consider necessary, but we are working against a situation in which teachers, in terms of teaching and education, only have to spend so much time that they still have enough left over to help manage the school as a whole. In this way the whole field of teaching and education is placed under the control of the teachers and educators themselves. It would take us too far afield today to want to prove this in detail, and I would like to characterize and inspire more today than prove; but it will be shown that in such an administration, through the mutual recognition of abilities, the individual will can be applied, and that from person to person, from body to body, in a deliberation that is not at all reminiscent of parliamentarization, what is to be done for the administration is done. And anyone who really wants to achieve something in the administration of intellectual life must be part of that intellectual life itself. I will explain what I actually mean in another area. We intend to found an institute here in Stuttgart or nearby that is dedicated to the field of medicine; a field that, as everyone should know today, needs physicians with a certain background, namely in the field of spiritual science. We will be able to produce a whole range of remedies that are hardly on the world's mind today, but which will be a blessing to the world. But we do not intend to run this production of remedies in such a way that they are merely produced by a number of doctors; this would run the risk that these doctors would become bureaucratic, that they would increasingly outgrow the living understanding of human health and illness, that they would become more and more bureaucrats and technicians. Therefore, such an institute must be connected to a clinic, no matter how small. So that those who become technicians are continually in contact with healing itself, with the art of healing. In this way, that which must ultimately permeate their entire way of acting is kept alive in them, the way they have to participate in the overall hygienic-therapeutic process. This is the basis of a lively approach to teaching and education, which is not sitting there in a parliament with a majority of people who have no idea about the art of pedagogy and didactics, but who judge from other interests and that they make decisions about pedagogical and didactic questions, which in turn are carried out by civil servants who either never worked in the teaching and education system or who left it and are no longer connected to it in a living way. A spiritual life that is left to its own devices means one in which those working in it are also the administrators of that spiritual life. Now I want to touch on the other wing of this threefold social organism in principle, that is the economic wing. Here it must be clear that economic life is such that it is impossible for someone who is not knowledgeable and skilled in some branch of economic life to judge anything about it. These things can easily be proved from facts. I would like to mention just one, which I have also mentioned several times in my 'Key Points of the Social Question': the empire that so clearly showed how impossible its continued existence was within the European chaos is Austria. I spent half of my life in Austria, namely thirty years; I know the Austrian circumstances as they developed in the 1870s and 1880s, when anyone who studied them a little and could see through, could see from the outset how it would gradually come about; how it had to come about not only for national reasons - that is what one says so easily - but mainly for a different reason. When, in the 1860s, parliamentarianism was established in Austria under the pressure of modern times, how was the Reichsrat composed in Austria? From four curiae: the curia of the large landowners; the curia of the representatives of the chambers of commerce and chambers of trade; the curia of the cities, markets and industrial towns; and the curia of the rural communities. So these curiae consisted of representatives of economic entities, and what they wanted as representatives of the economic entities became intertwined with the purely state and political circumstances in the Austrian Reichsrat. The legal relationships were decided there, laws were given there, but not according to the purely political, purely legal aspects; rather, laws were given there according to the majority. There was often no internal connection between what was to be given as laws and the interests out of which these laws were voted on. In other words, anyone who was able to observe the circumstances had to say to themselves: this is a complete impossibility. Especially where the people were thrown together in such a way that there were 13 official languages in this Austria, it became apparent how, in collision with all the other circumstances, an impossible economic representation was at work in the Reichsrat. It became clear that, above all, it would have been necessary not to parliamentarize economic matters, but to have only those matters represented in parliament that every adult, simply because he is human, can have a say in; on the other hand, to remove all parliamentarization from economic life. In economic life, only those who have expertise in some field and are professionally competent may be considered. The competent and professional economists would have to join forces with others who are competent in other fields, and through these ever-widening associations, an associative life would arise. So that, to put it in layman's terms, it actually works like this: someone who is involved in a branch of production, or who represents a field in which consumers have come together for something, they join forces, associatively; not in such a way that there is an authority above it that organizes, but that all organization arises from mutual negotiations. When implemented, such an associative principle can achieve that each association puts into the negotiations what it understands that the others do not understand. And from the mutual behavior, not from overriding, but from mutual respect for what is expertise in the other, from this principle, which can only emerge from association, the network of the economy can arise, which now really manages the economy economically. Thus, on the one hand, we have a free spiritual life, and on the other, an economic life that is not dependent on individual personalities. Please excuse me if I express something that might offend, but which arises when one has studied economic life, state-political life and spiritual life impartially over decades, and when one asks oneself: Who is actually able to assess the economic situation when different economic sectors come into play, or even large state economies, or, as it was in more recent times, the world economy? In the spiritual life, individuality is what counts, because in the spiritual life it is a matter of the abilities that are born with the human being penetrating into social life from within the individuality, that come out of the human being in the course of human life. If the institution were not set up in such a way that those forces that lie within each individual individuality can come from within each individual individuality, then one would simply be depriving social life of forces. But in the free spiritual life, it is possible for each individual to develop his own inner powers as an educator or teacher. In economic life, it is an empirical fact that no one has such abilities that encompass anything outside of one or at most a very few economic sectors. For economic life is based on what one has acquired over the years through dealing with economic affairs. It is impossible for anyone in economic life to make a proper judgment as an individual. This may cause offence, but it is an empirical rule that can be proven. I would just like to point out one thing to you: When you read parliamentary debates from the mid- to late 19th century, you get the impression that the decision to incorporate all economic issues into parliament was made around the midpoint or second half of the 19th century, but especially around the midpoint, how much was discussed in parliament about the benefits of the gold standard. What I want to say now is not intended as an objection to these parliamentary speeches, which were delivered at the time by both economic theorists and practitioners. They are really very clever people. I know that a lot of astute things were said in favor of the introduction of the gold standard at the time. And among these astute things, which people said not out of insight but out of personal acumen, was also one that recurred again and again: that under the influence of the gold standard, free trade in particular would flourish. This judgment is repeatedly encountered, and there were good reasons for defending it. They were astute people, but they proved to be poor prophets. The reality of economic life was that people everywhere were crying out for tariff barriers. The protective tariff policy was introduced. So the opposite of what these astute people said about economic developments based on their individual beliefs occurred. And one could cite countless examples that would show that in economic life, the individual human being has a correct, thorough judgment only for those things in which he has personally participated. Therefore, it is necessary that in this economic life it is not the individual who judges, but the associations that form from the individual branches. So that in fact economic action, acting together under the influence of negotiation, happens out of knowledge of the subject, not out of parliamentarization, not out of the decision of majorities. On the other hand, it is justified to decide by majority vote, in a completely democratic way, in all those areas that affect legal life; these affect what can be judged because it concerns what is universally human in every person who has come of age. We do not want to talk about the age limit here. So, what is placed in the judgment of every mature human being belongs to the state, which stands between the independent economic life based on associations and the free spiritual life. It is a prejudice to believe that economic life and legal or state life are so intertwined that the two cannot be separated. Those who judge in this way judge according to what has emerged in recent times, where such an amalgamation has already occurred in the socio-political and economic spheres of state life with economic life, for example, so that there are people today who can no longer grasp the idea that the pure economic life, which deals with the production of commodities, the circulation of commodities, the consumption of commodities, with the tendency, on the basis of this negotiation, to arrive at a corresponding price from the negotiations of the associations - because in the sphere of economic life, what it is all about is, after all, in the end, to arrive at a price that ensures people a dignified existence. People can no longer imagine that these negotiations can be separated from one another, including in terms of administration and the constitutional system, and separated from the treatment of purely human issues such as the question of working hours. In the sense of the threefold social order, working hours would not be dealt with within the economic body, but within the body of the state. There it is like this – and I cannot say it any other way, I have acquired this judgment through decades of study – there it is like this, what must arise is that at the moment when, for example, we have overcome, through the principle of association, the hybrid nature of the so-called trade unions, which basically belong to economic life but which, by their constitution, by their very nature, are nothing more than reflections of a politicizing, of a political life; if we had overcome this principle of the trade unions, where basically people come together who are not involved in real economic life at all, but who make demands that do not belong in the economic sphere. In economic life, one should get to know what plays a role between the production, circulation, and consumption of commodities. If people who also work as manual laborers are involved in the association, then today one can only say – I am firmly convinced of this and I was a teacher at a workers' training school for many years, I got to know the most radical workers and their state of mind there; one cannot judge the social question if one has only only from the outside, but one can only judge about what the true labor question is when one has looked at the people - then we would not have the agitation in the socio-political field today, which at the moment threatens to destroy our economic life; we would not have the completely abstract demand for the eight-hour day. If the workers' associations were involved in economic life itself, they would assert their judgment in legal life, where they simply have to decide on the length of working hours; they would know that it would affect their own bodies if the corresponding working hours were enforced. Only when one separates this question from the purely economic life, only when one has a possibility to judge on what is purely human, without any connection to economic interests, which belongs in the political, in the state, only then is one in the position to judge objectively on these things. One can have a heart for the workers' issue in the truest sense of the word, but this heart then also tells one that it is necessary above all that social life should flow in such a way that the worker does not undermine the ground under his feet. To do this, however, it is necessary to look at our entire economic, legal, political and intellectual life with a healthier sense than is often the case today. You see, one would have to talk a lot about it if one wanted to get to the bottom of the reasons for the economic plight, for example, of the German Reich. And it is really difficult to talk about threefolding today because it can only be carried out in a surrogate. After all, it is political life that is ruining economic life on a large scale today. The war ruined our economic life, but it is fair to say that peace has ruined our economic life even more, and in a much more hopeless way. So it is very difficult to talk about these things today, but I would like to point out that we will not be able to solve economic issues in the appropriate way today either if we do not set about solving the big social issues as such, insofar as this is relatively possible. You may think about the threefold social order, initially as a kind of postulate, if you like; but one thing is clear, especially within the German Reich, when you consider the fact that this in fact emerged in the second half of the 19th century, that it is already there in certain areas, but that it is only there in a destructive sense, not in a constructive sense. And here you will allow me to dwell very briefly on things that appear to be far removed from economic life, but which, for those who see through things, are intimately connected with it. You all know that the longing for the German Reich has existed for a long time. It is one of the most beautiful blossoms in German life. How did this longing for the German Reich appear, for example, in 1848 and even later? It appeared as a purely intellectual impulse. Those people who spoke of this establishment of German unity lapsed into a kind of romanticism – whether you like it or not, it is a fact – when they spoke of what they were striving for, of German unity. They wanted to found a Reich in which the spiritual substance of the German people would come to the fore. Then a Reich was founded from completely different points of view. No criticism is being expressed here; enough of that was expressed in the 1970s; one may admit the historical necessity that the German Reich had to be founded in this way, not out of this idealism, which can also be a false one , but it was not wrong for numerous personalities; this founding of the German Reich could have truly served as a framework for that which, out of the best spiritual striving of the Germans, wanted this German unity. The foundation of 1871 could have provided a framework for spiritual matters. They were there. And, ladies and gentlemen, however much they may be in hiding today, they are still there today, perhaps most strongly there, even if not on the surface of life. But what then emerged within this framework? Here, too, I do not want to criticize, but to fully acknowledge: a flourishing economy has indeed emerged; an increasingly flourishing German Reich in the economic sense has emerged. Do not take what I am about to say in a dismissive sense. The dreams of those striving for German unity were in the background as a free, spiritual empire, not publicly active or organized, but carried in the heart. It was there, this link of the spiritual organism, only it could not assert itself in the face of the external organization. It did not have its own organization. More and more, a purely economic organization asserted itself. What arose from completely different spiritual and political foundations was used as the framework for a large, powerful, admirable economic organization. Unfortunately, however, this organization contradicted the demands of the world economy, which arose more and more in the second half of the 19th century. It was simply – whether one regrets this or judges it differently – it was simply not possible for the framework of the German Reich, which had developed out of very different conditions, out of spiritual and political conditions, to become an economic area that was opposed to the trends of the world economy. This has become the deepest cause of the war, at least in the West; this is the basis of our tragic fate in Germany. Now we have two links in the tripartite social organism. We have the secretly ruling spiritual realm; but the school and education system was organized according to the aspects that were at the top. It was, so to speak, seized by the tentacles of the unitary state, which, however, asserted purely economic aspects. On the other hand, we have economic life. And in between, yes, in between, we have a fragment, a part of the third area; the purely state, the purely economic area. This does not descend from above; because here one thinks of setting up politics itself in such a way that it can increasingly develop more and more over the economy; politics, which grows from below, which is there in the demands of social democracy. There, the demands are set up quite ruthlessly in relation to economic life, about which the Social Democracy merely theorizes. There, the demands are set up without regard to intellectual life, to the conditions of economic life. There, purely political points of view are asserted. You see, these three members of the social organism are growing up, you just don't see it; you don't see that you also have to organize what is growing up; that you really have to come to treating these three members in such a way that they are really taken up; that we have a separate organization for spiritual life, a separate organization for legal life, where those who are not really part of the other two organizations no longer make their demands alone, but together with those who are part of them, have to work with the others as full, whole personalities. Then we have economic life, which has just been conducted continuously from points of view that did not take into account the general demands of the world economy. We have, to a great extent, developed the economy under the entrepreneurial spirit of technical science in this new German Reich. But we have not developed this economy from an overview of the economic conditions of the world economy. And this world economy plays into the sphere of every single household. It is not something that hovers over our heads, but something we experience at every breakfast. More and more, it is something we experience, and it became more and more necessary to place oneself in this economic life out of knowledge, out of insight, which in turn could only arise out of social life. This was neglected. Then the war took away what had been achieved in a fragment of the world economy. Now, however, we are faced with the fact that politics has narrowed us down to such an extent that it is extremely difficult to achieve much through the threefold social order from this torso, which is an economic torso even in the middle of Europe. But if we look at the threefold social organism, we have to say: Of course it will not be able to turn what is an economic torso into paradise, but it will be able to get the most out of it that is humanly possible. On the other hand, it is actually beginning to be recognized everywhere that it is necessary, on the one hand, to distinguish economic life from the social organism and to really place it on its own. However, there is little insight among those who, for some abstract reason, speak of a planned economy and believe that economic life can be organized from some central office. In economic life, we should stop talking about organizing altogether. We should know that in economic life the hard-working person can only achieve something if they can also stand within the economic circle that they can see, and can establish a relationship with the other economic circles in such a way that they stand within the associative so that the right thing can happen through the interaction in the associations; so that an opinion can develop that the individual cannot have, but that only those can have together who are part of the associations. If we look at things this way, we have to say: What we can achieve is perhaps very imperfect, but we will still achieve the humanly possible even in this torso of Central Europe, if we not only tackle those issues that are purely socio-political matters in confusion with economic conditions, but if we really look things in the eye and try to carry out the necessary separation of politics and economics, as far as it is possible in the present circumstances. But what is emerging, especially the revolution, has once again been covered by an incredibly dense fog, a political fog, and the prophets with their planned economy have emerged in droves. A most unfortunate consequence of what lives in politics is also the famous paragraph 165 of the German constitution of the Republic. Read this paragraph about the composition of district economic councils with a Reich Economic Council and then with what the Reich is to be internally, and try to form a clear and distinct idea of how something unified is actually to come about there. It is the most dismal amalgamation of economic and political points of view in this very paragraph 165 of the German republican constitution of the Weimar National Assembly. You can see that there are people today who are looking in the right direction, but they are groping in the dark. They realize that something must be done to help the economy. Take the Reich Economic Council, which is truly an assembly of exceptionally knowledgeable people; but you cannot organize across a wider area from a central office, because the possibilities for business are different in each individual territory. The point is that those who have grown into these operating possibilities are included in them, and not those who are directed from above; who manage themselves through associations, while others are included in other operating possibilities. Those who judge from a political point of view will always get it wrong, because they believe that they can organize the whole of economic life through some kind of plan. But in the Reich Economic Council there are people who are familiar with the needs of economic life. They have stated that it is a matter of organizing the whole Reich according to mere economic or transport policy conditions. That is a significant word, only the demand would be that one now leaves it to the individuals working in the individual businesses to form groups that arise by themselves. It can be shown that an association formed from various economic sectors and branches of consumption acquires a certain size simply from the soil conditions or other operating possibilities, from the operating possibilities and consumption conditions. Associations that are too small would be too expensive, and those that are too large would be too unwieldy. This is what needs to be pointed out. On the one hand, what the threefold social order is striving for is already being demanded today if we are guided by sound judgment. But other organizations will then arise out of the circumstances. It is really striking that out of today's circumstances the Reich Economic Council has been formed, which has to say that it has no initial authority, that the Reich must be divided into such bodies that work out of their operating possibilities. But in between there are always those who hold fast to the old. Thus we have to note that in a meeting of the representatives of the chambers of commerce, it was demanded that economic independence should be introduced uniformly, but that the economic entities should coincide with the old administrative districts, which were created from completely different points of view. In this way neighboring cities would be torn apart, which would naturally have to coincide. This is what repeatedly interferes with the recovery of our judgment, that people cling rigidly to the old. In another area, too, individuals have already worked their way to a fairly sound judgment regarding corporate bodies that have emerged from the old, even economic necessities, but which no longer have any justification. Anyone who is concerned about such things could be aware of the sad economic situation of the municipalities and cities. Anyone who has studied the matter will tell you this. They are at the end of their economic resources. And those who look into these conditions already have a judgment today that other carriers must take the place of the old economic municipalities, that they must be relieved of what they can no longer provide because they have inherited their practices from old conditions. What kind of bodies are we talking about that are supposed to take this on? Bodies that are formed from the perspectives of economic life itself and that form associations with one another. That is what it is about. And so we can see it as a characteristic feature of our public life today that those who are seriously concerned with these matters are already longing for something to happen that draws attention to the fact that things cannot continue under the old conditions. I would like to say that between the lines one can read it without the people who write the lines knowing it. The sensible manager already has the urge for associative life, for the formation of new economic entities where only economic expertise and specialized knowledge count, the intergrowth of the individual manager with his economy. The grouping into associations is already on the way, but people have so much respect for the old that they cannot get away from it; they keep trying to form corporate bodies out of economic life that associate themselves, that are natural associations themselves, but they would like to combine, would like somehow to nestle in the old framework that which they want to build anew. But that is what holds us back. It is only our lack of courage in the face of new judgments. It is only that we do not want to come to terms with our thoughts. That is what brings this immense inner need to the outer need, that we cannot achieve what is humanly possible within the framework that is still left to us. Of course, even with a certain prospect of success, success in a material sense, the right thing develops out of industrial circles themselves, only one does not go to the last step. For example, it is a very good thing that the electricity industry wants to divide the entire administration of electrical power into eight districts. But if one looks again at how this body is to be linked to the old state framework, one sees that People do not want to break away from the old judgments. They cannot understand that legal relationships and economic relationships only interact properly when they are no longer combined, but when they are properly interlinked. Some people say: the law is, after all, linked to the economy. Of course it is. In reality, they will continue to be intertwined. But there is no reason why the two should not be kept separate, if the economic circumstances are taken care of by purely economic entities, and the legal circumstances by legal and state entities. Then the people who represent their legal interests in the state and their economic interests in the economic body will not divide in half. They enter life as fully human individuals; they will all represent economic, spiritual, and state-legal life. It is only through the human being that what is only separated by the administration is joined together; but there it must be separated, otherwise we will not progress. This is what actually distinguishes the impulse of the threefold social organism from other contemporary efforts. I have often been told: Yes, your threefold social order wants an independent economic life, that is also wanted elsewhere. And a free spiritual life is also striven for. It is pointed out that there is something here and something there that recalls the threefold social order. Since our Anthroposophical Society is international, I have already spoken about it with all kinds of people from all over the world. Some have said to me: The threefold social order is nothing new. In the areas where people are interested, we are already trying to do all of this in all three areas. I could only say: The less new the threefold social order is, the better I like it. I am not seeking to bring something new into the world with the threefold social order, but rather that which is new for the development of humanity at this time. What is new, however, is that the efforts in the individual fields are coming to light and that we can only make progress if we come together in the one great impulse, which is the threefold social order. I am well aware of the objections that can be raised from the most diverse sides. I have also discussed the objections that can be raised from the standpoint of international interests in my paper “The Crucial Points of the Social Question”. I know very well how little scope there is for the development of threefolding and for an associative economic life in our German Empire, which has been so curtailed by the peace agreement. But if we do what is possible and, as I believe, necessary for life, then I have confidence that the example will prove effective. The victors will take a good social thing from us if we can bring it about, just as they would take any other invention from us, even if we are defeated. The only difficulty today, which I often regret in our circles, is that we have too few people working on this. You see, the book “The Key Points of the Social Question” has been translated into European cultural languages and published everywhere; in English, Italian, French and Norwegian-Swedish. The English translation was published in May 1920. Basically, although people were always warned that an Englishman would not want to have a proper judgment of what comes from a German today, objective discussions of this book appeared in abundance in England in a short time. And if we had had the opportunity to give lectures in England from city to city in July, if we had been able to capitalize on the mood that was created by the book, then something would have come of it. Then, I am convinced, a German idea would have made a great impression there, even under today's terribly unfavorable conditions. We were unable to hold lectures in England; we are far too few in number. The few people around Steiner, the few men in the “Coming Day” are struggling, one can say; for them, night is hardly there at all during long periods. We basically only have a few people, and we need many, many people to make it work. I could only give you the guidelines, they were only meant to be suggestions; but for us they are what, if they can be represented by a sufficiently large number of people, must lead to the recovery of present life. We also started with the “Coming Day”, this “stock corporation for the promotion of economic and spiritual values”. It is to be a purely economic enterprise. Of course, I would like to point out that such a small individual society cannot achieve what the threefold order wants within the other economic life, of course. Because just think, the most important thing is to get rid of special-interest groups such as the trade unions. We cannot do that overnight, especially not with a small group of people, and especially not if something like what happened to me here in Stuttgart, when we started working for the threefold social order, I would like to say the say it in a way that is somewhat anonymous; I got into conversation with someone from the circles of the bourgeoisie who has a certain following after we had succeeded in generating a great deal of understanding for the idea of threefolding, especially among the working class. This gentleman said to me: Yes, I can see that there is something fruitful in these things; you could make progress with them if you gained followers. But you are too few to win followers, with the few people around you; we cannot base the matter on so few eyes. Therefore, we prefer - although we know that with cannons and rifles we can only go on for another 10 to 15 years - to leave it as it is. We did not allow ourselves to be discouraged from founding this “Coming Day”, even though we can only realize a very small part of our ideas in it. This small part is that in this “Coming Day” and the “Futurum” that goes with it in Dornach near Basel, societies have been created that eliminate the harmful effects, at least initially in a small area, that can be seen when studying the interaction between banking and industry today. Unfortunately, I cannot go into this in detail now; it would be taking us too far afield. I would just like to say the positive thing. The “Kommende Tag” and the “Futurum” are to be such societies in which banking is administered in such a way that it is not purely banking, but that the administrators of banking in the individual industrial enterprises, which are associatively united in the “coming day”, are at the same time active in productive industrial work, the entire organization of work, and also take care of the financial administration themselves. What has been separated only in the 19th century, to the detriment of humanity, is to be joined together: banking with productive work, with industrial, commercial work and so on. And we want to show that all of social life can really flourish. I mentioned earlier that we want to establish a therapeutic institute under certain conditions. We have also founded a publishing house. The Waldorf School is also connected to the Kommenden Tag financially to a certain extent, even if it is still a loose connection today. We want to show that if you can manage things in the right way, you can establish spiritual institutions alongside them, if you just have enough financial acumen to calculate with long time frames. Because spiritual institutions also pay off, they just have to be allowed long time frames, and you just have to have an open mind about what humanity needs. We are convinced that the remedies, in the way we want to produce them, do not include any unproductive enterprises, although no other thought is embodied in them than to help humanity. But precisely when one works in the noblest moral sense in such fields, one also works in the best economic sense. For it turns out that by taking what you gain in the short term and investing it in enterprises that are subject to long-term conditions, you are at the same time establishing an economy that also encompasses the free spiritual life, which also belongs in the economy. This is an example of how we do not want to juxtapose things, but rather structure them so that things interact in the right way. And just as we do not want to found a school of world-view in Waldorf schools, but only to apply in the art of education and teaching what we have gained from anthroposophy, just as we do not want to inculcate any world-view in the child, but to let the human being become blissful as he wants. People are always criticizing what they see as dogmas in our work. We do not have dogmas; we have a method of inquiry that we claim is the right method not only for world views but also for practical matters. In Waldorf schools, the way we treat children is essential. We have Catholic children taught religion by Catholic teachers and Protestant children by Protestant teachers, but we want a methodology based on a real, thorough knowledge of human nature. And so it does not occur to us to inject any kind of world view into economic enterprises. We would regard that as foolishness. Rather, the aim is to ensure that the “day to come” is based on the associative principle of economic life to the extent possible today; that it realizes this associative principle, which is alive, at least in the one point that the banking activities and measures associate with the industrial and commercial measures; that it forms an organic whole. Perhaps we will live to see that, if the matter is sufficiently understood, this economic center will expand more and more and an economic association will emerge from it, which can then serve as an example to others. This depends on the understanding, also on the - how should I put it - generous understanding that our contemporaries show us. I know that I could not evoke this through these allusions, but the literature is indeed extensive; two books are available from me, and the weekly magazine “Die Dreigliederung”, which we publish, appears every week, in which we discuss the questions at hand in detail, and in which the intentions of “The Day to Come” have been discussed in detail; in which also highlights are thrown on the conditions of the present, on the way in which the present must be treated, so that the impulse of threefolding as a practical impulse can enter into real life and so on. There is also criticism of what in our economic life cannot possibly lead to anything other than decline, at least not to sunrise. And there is still other literature. And the Federation for the Threefolding of the Social Organism is there, trying to propagate these ideas, precisely because it believes that salvation can only be achieved in this way. Dear attendees, please forgive me if I have only been able to give a few hints and if I have to refer you to what else we do for the idea in the way we have just characterized. But I hope that these suggestions may indicate, first, that here at least an attempt is being made, out of the great trends that are now standing before us demanding a construction out of decline, and out of practical ideas, out of ideas that social life and the real people of the present, that out of all this an attempt is made to do something that leads to a healthy economic life through a free intellectual life and through a legal or political life that satisfies people in its field. We cannot make progress today with small means, which we can only deduce from what has already been missed in economic life, but we can only make progress if we decide to understand the downfall of economic life from a broad perspective and to use this to gain momentum for a real awakening, for a recovery of this economic life. |
333. Freedom of Thought and Social Forces: Spirit-knowledge as the Basis for Action
30 Dec 1919, Stuttgart Rudolf Steiner |
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What knowledge does spiritual science oriented towards anthroposophy strive for in its desire to develop a comprehensive Goetheanism? It strives for a knowledge of the spirit that can be the foundation for a strong life of will and deed. |
333. Freedom of Thought and Social Forces: Spirit-knowledge as the Basis for Action
30 Dec 1919, Stuttgart Rudolf Steiner |
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Two years ago, as the catastrophic events of recent times were approaching their decision, the circumstances revealed that the friends of our School of Spiritual Science in Dornach wanted to change the name of this School of Spiritual Science. The intention was to express how, out of an awareness of German intellectual life, they wanted to courageously oppose everything that might arise against this intellectual life in the present or in the future. In those days — and you will feel the significance of this naming — that building, which is also intended to reflect in its artistic design what lives in anthroposophically oriented spiritual science, was called the School of Spiritual Science at the Goetheanum. And so this Goetheanum stands on one of the most north-westerly hills in Switzerland as a symbol of a truly international spirit, but of a spirit that wants to have that significant element in itself that can be linked to the name Goethe. And so it will be allowed, in spiritual scientific considerations, as they are practiced here, to occasionally recall Goethe's. Today I will apparently take something far-fetched as a starting point, but this apparent far-fetchedness may be suitable to point out a characteristic of the spiritual science meant here. It may be known how Goethe, after taking up his duties in Weimar, devoted himself intensively to scientific observations out of certain contexts of his life there. And when, after having conducted the most diverse experiments and studies on plants and animals in Weimar and in the neighboring town of Jena, he had traveled to Italy in the mid-1880s and had occupied himself with all the natural sciences as he wandered from region to region, he once wrote about the ideas that he now had to form about the connection between plants and the earth. He wrote to his friends in Weimar that he had now fully grasped the idea of the primal plant, the plant that he was convinced was a concept that could only be grasped in the mind, that was something that all individual plant forms were based on, but that was only a spiritually grasped unified form. And he wrote a remarkable sentence to his friends in Weimar at the time: With this image in the soul, one must be able to recognize the plant world in such a way that, if one modifies this image - Goethe called it a sensual-supersensory image - in the appropriate way, by giving it a concrete form, one must inwardly create something in the spirit that has the possibility of becoming external reality. With this primal plant in one's soul, one must have grasped plant life so deeply that one could invent a fantasy plant that would have just as much justification for being an external reality as the plants that grow outside in the meadows and in the forests and on the mountains. What did Goethe mean and how did he feel when he uttered such a thing at the moment when he believed himself to be at the pinnacle of his insight in a certain field of knowledge? Do we not see from this saying, especially when we consider everything that lived in Goethe's nature, that Goethe strove for a knowledge of nature that, as he puts it, is spiritual, that is, a knowledge in which not only the senses, not only the intelligence, are involved, but a knowledge in which the whole of the human being's spiritual nature is involved? But don't we also see how Goethe strives for such knowledge, which can delve into the essence of things, which knows itself so intimately with things that, by creating the idea of things within itself, it can be clear to itself that in this creative power, which lives and is productive in the soul, the same lives and moves as in the growth force of the plant outside? Goethe was clear about this: when the plant grows out there, when it develops leaf by leaf, node by node, blossom by blossom, growth force lives in it. But Goethe wanted to connect with this growth force that lives out there; he wanted to let it live in his own soul. Something should live in what he created as cognitive ideas about things, something that is the same as what lies out there in the things. Such knowledge strives for an incredible intimacy of shared experience with external things. Today, we still underestimate the impact that Goethe's ascent to such ideas had on the quest for knowledge in humanity; for, basically, we live in a completely different era of knowledge. However, the anthroposophically oriented spiritual science referred to here wants to be Goetheanism, that is, not Goethe science in the way that this or that Goethe collection does with what Goethe said or wrote, but in the sense that that it seizes what lived in Goethe in an initial, elementary way, but which has an inner vitality to bear fruit again and again, which today is something quite different than it could be in 1832, when Goethe died. A spirit lived in Goethe that continued to develop, even after Goethe was dead to this earth. Today we can speak of a Goetheanism of 1919. It does not need to reheat what Goethe himself said word for word, but it must work in his spirit. And one can best work in his spirit if one takes what he tried to do for his time almost a century and a half ago in a small area, that of plants and a little of animals, and only in terms of outer forms, and makes it the impulse for a comprehensive world view, and above all, includes the human being in this comprehensive world view. But in doing so, one professes a Goetheanism that must have a transforming effect on everything that today wants to grow from the most respected parts of our quest for knowledge, from the natural sciences, into a world view. Perhaps I may, with some reference to what I have already said in previous lectures, once more characterize the spiritual development of civilized humanity over the last four centuries. What have we seen as the main force in human development and in the quest for knowledge? We have seen the rise of intellectual and rational life, and even if we have experienced great triumphs in the field of natural science, we must still say: Although natural science describes external facts to us in abundance , the way in which we, as human beings, approach the external world, namely how we form ideas in our souls about external nature and about life, is steeped in intellectualism through and through. If one takes the intellectualistic moment in human nature as one's guiding principle, one arrives at something very spiritual. Our abstract ideas and concepts are, of course, very spiritual within. As they have asserted themselves over the last four centuries, they are spiritual in themselves, but they are not capable of becoming anything other than mirror images of external sensual facts. That is the characteristic feature of our intellectual and spiritual life: we have gradually developed abstract, very fine ideas and concepts that have filtered into the spiritual, but they are ideas and concepts that only dare to approach the external sensual reality, that do not have the strength within themselves to grasp anything in life other than the external sensual reality. Those who today strain their soul in this intellectualistic direction often believe that they are pursuing the paths of their research and thinking quite unconditionally and impartially. But this thinking and research, which moves along such intellectualistic paths, is by no means independent of historical development. And it is interesting to see how many people who call themselves philosophers or scientists today believe that they can somehow justify their research in this or that way on the basis of human nature or the essence of the world, whereas the way they research is only the result of thousands of years of human education. If we go back first – and today I can only give a general characterization – through the centuries after Christ to ancient Greece, we find in the last centuries of pre-Christian Greece the first echoes of that intellectualistic thinking to which we have completely surrendered in the Western civilized world since the 15th century. In ancient Greece, we find the emergence of what was long called dialectics. This dialectics is the inner mobilization of a thought element that increasingly tends towards abstraction. But anyone who looks at Greek life impartially will see that this life of the intellect, which in Plato is still very spiritualized and in Aristotle is already purely logical, goes back to a fully substantial soul-filled life. And if one goes back to the earliest times of Greek thought and cultural development, as Nietzsche did – grandiosely, even if somewhat pathologically – then one finds that in what Nietzsche called the tragic age of the Greeks, the intellectual life does not yet include the abstract dialectical, logical element, nor is there a turning to the merely external world. Instead, this spiritual life still contains something that can only arise from the innermost nature of man itself, which, as if from within itself, bears the essence of the world in the most diverse forms. And if we trace the origin of what arose in Greece further back, what was later filtered down to mere logic, then in the Orient we find what I recently pointed out, what could be called a mysterious knowledge of the mysteries that is accessible to today's humanity — but only to today's humanity. It is a kind of knowledge that is gained in a way that modern humanity can no longer even imagine in its normal life. In those schools of the ancient Orient, which were simultaneously schools and art institutions and religious sites, the individual did not merely have something to learn or to explore intellectually. Rather, before he was even introduced to the secrets of existence, he had to undergo a transformation of his entire being. In these mysteries of the Orient, it was taken for granted that man, in the way he lives his outer life, could not penetrate to the secrets of existence. Therefore, one had to lead man, through strict discipline of his entire being, to that state in which he became a different being, and to this other being one then imparted what was called the content of knowledge. Once upon a time, in the East, knowledge was built up out of a rich, historically no longer existing, but intellectually verifiable, soul-spiritually concretely shaped life. This knowledge then spread to Greece, where it was filtered into dialectics , to logic, to mere intelligence, and which then was filtered further and further until it became the mere intellectualism in which we have been immersed in modern civilization since the middle of the 15th century. Without directing the eye of the soul unreservedly to such things as I have characterized them, one cannot look into the various cultural currents and balances of culture in today's existence, one cannot come to fruitful views on what is necessary for humanity today. Today it is a matter of looking unreservedly at what has become, and from that recognizing in which spiritual worlds we actually stand in it. If we follow the way in which a spiritual life from the Orient that was more or less foreign to us was transplanted to Greece and filtered into our intellectualism, then we come to the question: How did this spiritual life actually develop? This spiritual life could not have developed in any other way than by being bound in a certain way to something natural in the human being. If we examine what has actually been working and weaving in human nature so that this spiritual life could develop through the transformation of the human being described, we must say that the fact of heredity, the fact of blood inheritance, plays a major role in this. And we can only study how the development of knowledge has taken place in humanity if we extract it from the knowledge of the fact of blood development. Therefore, the knowledge in the times to which I have referred, in order to explain the origin of our present knowledge, is bound to individual peoples, to individual races, to blood connections, to hereditary conditions. Knowledge arises differentiated according to the individual peoples. What had to be taken into account when the pupil was brought in from the outer life into the mystery school of which I have spoken, and what had to be taken into account in his education, was: What blood, what temperament in the blood, what gift based on the blood lived in him? And this natural element was developed until everything that could arise from it emerged in the knowledge of the person concerned. Anyone who really knows the developmental history of humanity, who does not cling to — I may use this word again — the fable conveniale-like, what is called history today, but to the real developmental history of humanity, will find that this bondage of the human soul and spiritual life to blood ties and blood facts radically ceases around the middle of the 15th century for the Western civilized world. Something begins to set the tone that can never be bound to blood in the development of man. It is very interesting to see how everything that has been artistically developed since the 15th century in modern humanity emerges from the sources of the human soul, which have nothing to do with the natural and elemental aspects of even the greatest intellectual achievements of earlier times. This may be misunderstood in many circles. But anyone who really wants to understand what lives in Aeschylus, what lives in an ancient Greek philosopher like Heraclitus or Anaxagoras, anyone who wants to comprehend what lived in those ancient civilizations must realize that something lives in them that is bound to the blood of certain races. The Greeks were still aware that all their spiritual being was bound to what their blood produced as a spiritual blossom. This can be seen by studying Greek works of art with any sense, for example, the typical sculpted figures. If you try to understand the nature of these figures, you will find that three types live in the realm of Greek sculpture: first the satyr type, then the Mercury type, which appears particularly in all Mercury heads, but then the type that we find in Zeus, in Hera, in Athena, in Apollo. If we carefully compare the shape of the nose, the shape of the ears, everything about these three types, it will be obvious how the Greeks wanted to represent in the satyr type and in the Mercury type the subordinate humanity within which, as the blood-related superior humanity, that Aryanism had spread, which the Greeks gave their image to in the head of Zeus. One would like to say: It expresses the consciousness of how the Greek felt his spirituality bound to the blood-related, elementary in the development of mankind. This gradually petered out and ceased to have any significance for humanity by the middle of the 15th century. Since that time, the intellectual element, the element of imagination, has been alive in what is produced in the normal life of the spirit, so that everything that arises in the soul, the artist of the soul, has nothing more to do with what surges in the blood, what the blood produces. Today even trivial philosophers have to admit that what lives in intellectualized ideas is not bound to the body, least of all to the blood, and in any case has nothing to do with what played such a great role in the old spirituality: with heredity, with the fact of blood relationship within heredity. Since the middle of the 15th century, something has emerged in human development that is, so to speak, a very thin spiritual, just merely intellectual, but it educates this modern humanity to independence from everything merely natural, which, however, also removes this humanity from everything that was previously felt to be human. And a strange, I might say tragic, thing occurred in this development of modern humanity. It had to rise to an experience that is independent of the natural, elemental, but it could no longer understand itself with what it received in the soul. In that ancient spirituality, in that spiritual knowledge which was still based on blood, one had, together with the inner knowledge, a knowledge of human nature and essence itself; now one had risen to an abstract spirituality, which can experience great triumphs in natural science, but which cannot possibly go into the essence of man himself, which remains far removed from the essence of man. But that had another consequence. If we look back at this development, which I have characterized as being bound to the natural, elementary, and turn our gaze not to the nature of knowledge, but to what happens in history in terms of good or evil, sympathetic or antipathetic deeds, we find that these deeds are connected to natural cognition, to the natural experience of the spirit, and are the expression of the natural experience of the spirit: Man experiences himself through his blood, rises through his blood to spirituality, experiences what his blood gives him in powerful images, in imaginations that are representations of the spiritual experienced, and what he experiences in his soul passes over into his whole being. And the outflow of what pulses from his perceptions, from his sensed perceptions, sensed ideas, becomes his deeds. And today? We have arrived at a point of culmination. We have three to four centuries of intellectual life behind us. We look around us in the modern civilized world and find everywhere an intensive development of intellectual research, the most diverse ideas, but all these ideas are so abstract and so far removed from life that they cannot be transformed into impulses for action. When we see the general spiritual slumber in which people find themselves today, from which they are always and forever unwilling to admit how much we are on a slippery slope and how much we need to draw to draw from our soul life the strength to find the impulses that can lead to action. This reminds one of a saying that was used in earlier centuries to call to the Germans, who were already found to be sleepy at the time: “Sleep, Michel, sleep, in the garden a sheep is walking, in the garden a little Pfäflelin is walking, it will take you to heaven. Sleep, Michel, sleep!” Yes, that is the attitude of many today: listening to some abstract religious teaching that has no connection with the immediate external reality and life in this reality. We have lost the connection between the external knowledge of nature, which we grasp only intellectually, and what lives in our soul and what was included in the old, blood-based knowledge of nature, the view of the essence of man. I know how reluctant people are today to listen to such characterizations, which they regard as something outlandish, as fantasies that seek to exaggerate things. Nevertheless, it must be said: unless we listen to what comes from this quarter, we will not arrive at fruitful ideas about a reorganization or a new structure, which seems so necessary today if we observe things impartially. The spiritual and the soul — well, our school philosophers still talk about something soul-like in relation to the external world; but that clear grasp of the human being as body, soul and spirit is no longer part of our Western way of looking at things. There we can perceive a very remarkable fact. As I have already explained in other lectures, we can only come to terms with the essence of the human being if we are able to divide the human being into body, soul and spirit. For the body is what provides the tool for the spiritual powers between birth and death, the spirit is what makes use of this tool, and the soul is what is neither body nor spirit, but what connects the two. Without understanding this trinity, one cannot penetrate the essence of man. But even outstanding philosophers speak of it: man consists of body and soul. They believe they are pursuing unprejudiced science. Yes, unprejudiced science! They only do not know: In intellectual life we are dependent on the entire oriental development. Thus, in our looking at body and soul, we are dependent on the 8th General Council of Constantinople in 869, where the dogma was established that as a Christian one should not believe in body, soul and spirit, but only in body and soul, and one should believe that the soul has some spiritual properties. This has since become a dogma of the Catholic Church, it has become a commandment for those who have searched externally. And today people believe that they are pursuing an unbiased search that they are spinning out of themselves, while they are only following the old education that was inaugurated by the general council at Constantinople in 869, where the spirit was abolished. All this has contributed to our spiritual life becoming so abstract, so intellectualistic, that there is no longer anything in it - but humanity is subject to a development, and there can no longer be anything in it - that lived in the old spiritual life and gave impulses to the will. And a time would have to come in which man would appear completely paralyzed in relation to his deeds if we retained only materialism within our Western intellectual life. From the course of Western intellectual development, it must be felt that a new fertilization of this intellectual development is necessary; that we must regain what we have lost as old blood from another side. It was right for humanity to undergo an intellectual development independent of blood for three to four centuries. In this way it educated itself to freedom, to a certain emancipation from the merely natural. But what we have developed in terms of intellectualism must in turn be impregnated, it must in turn be filled in our being with a kind of knowledge that can flow into human action, that can soul and spiritualize the human being at will. Such spiritual knowledge, a modern spiritual knowledge that wants nothing to do with a revival of the old oriental spiritual knowledge, is what anthroposophically oriented spiritual science strives for. And in this sense, it now seeks to achieve that intimacy with everything that lives in the universe, not only for plant and animal forms, but especially for humans, whereby one can say: the forces that live outside enter into our being, they awaken in our being itself, and by recognizing them, the growth forces of nature and the spiritual world live in us, above all our own human growth forces. So when we impregnate our intellectual life with spiritual experiences, we stand in modern civilization in such a way that not only something blood-related, but also something seen in the free spiritual lives in us, which in turn can have an inspiring and invigorating effect on our life of action. It is true that the human life of will and deed would have to weaken if it did not receive the impact of what can be seen in the spirit. It is fair to say today, for example: Yes, but the insights of this anthroposophically oriented spiritual science are gained in the inner, contemplative life! Of course they are won in the inwardly contemplative life, just as, after all, chemical knowledge is also won, closed off from the application of chemical achievements in the practical world, in secluded laboratories and study rooms. What we need to do is to gain knowledge that can shed light on the human being, that can form the content of a true spiritual knowledge today, in which, again, but in a very different way than in the ancient mysteries, the human being transforms himself and comes to gain a spiritual view, as he has a sensory view here in the sensory world through his sensory organs and an intellectual view through his mind. This intellectual modesty, of which I spoke in the penultimate lecture here, must be developed so that one says to oneself: just as a five-year-old child must first be educated to learn to read, so too must a person who is involved in external life first transform himself in order to approach the real secrets of the natural and spiritual world. And it is only through renunciation, through voluntarily borne suffering, that real knowledge of the human being can be gained. You can see this from the fact that it is necessary for the truly cognizant person, the person penetrating into the spiritual world, no longer to look at the world as if with different eyes, to hear as if with different ears, to think as if with different thoughts, but to look at the world in an independent spiritual organism. But between birth and death one is not adapted to this world, into which one enters; one enters into a world, to which one stands as a stranger. This non-adaptation, this being placed into a world, to which one, insofar as one makes use of one's body, does not belong, is something that must be characterized by a spiritual-soul pain, which of course can only be recognized through experience. Through such and similar things, which certainly lie far removed from the outer storms and floods of life, one must penetrate into the spiritual world. But what is gained through the spiritual science meant here is slandered when one says: This is a mysticism that is unworldly; when one says: This is something that is alien to life or hostile to life. No, what is gained in spiritual research, albeit apart from life, is something that, when presented to humanity, is knowledge, a realization that can be grasped by common sense, but then impels the human being in such a way that it can become the bearer of his life of will and action. What knowledge does spiritual science oriented towards anthroposophy strive for in its desire to develop a comprehensive Goetheanism? It strives for a knowledge of the spirit that can be the foundation for a strong life of will and deed. Our world can only be helped if that which can be seen out of the spirit enters into our life of will and deed. Intellectual knowledge and its application, knowledge of nature, is something contemplative, it is something that can at most be transferred into technology, into the extra-human. But what is seen out of the spirit will become an impulse to steer social life, this social life that is becoming so difficult, in truly salutary ways. One could reflect a little and consider whether such characteristically spiritual scientific demands should not be taken into account after all, when one sees the immense suffering caused to humanity by the fact that so much is going wrong in social life today, that Leninism and Trotskyism and the like are introduced into social life. These are nothing but the intellectual poison which, during the four centuries, was admittedly needed for the liberation of humanity, but could only be used as long as the old social form was not yet affected by it. The moment it is affected, the poisonous effect of mere intellectualism in social life must show itself. It will begin to show itself in terrible manifestations, and it will show itself more and more. It is a terrible illusion when people believe that they are not just at the beginning in this area, but at a point where one can watch calmly. No, we are at the beginning, and healing can only come if it comes from the spirit. Spiritual knowledge must become the foundation. Instead of letting off all kinds of sometimes well-meant declamations, for example about the way in which this spiritual science has nothing to do with religion, it would be better to look the phenomena of life in the eye without bias. So I was told that here in Stuttgart a lecture was given on anthroposophically oriented spiritual science in which it was said: All kinds of things may be brought to light by clairvoyant powers, of which spiritual science speaks; but this has nothing to do with the simple childlikeness that is said to be effective in religion, in the religious understanding of Christianity as well. This is how one can declaim, how one can believe one is allowed to speak when one is abandoned of all spirits of historical observation, of all spirits that explain the development of humanity. If one is not abandoned by them, then the spirit of human development proclaims loudly and clearly that this abstract talk of an abstract unifying of something in man, which one cannot define either, with an undefinable word, or Christ, that this enthusiasm for a childlike element has led us into the social misery in which we find ourselves. At first the spiritual and intellectual element was monopolized by the confessions. This gave rise to a natural science in which there is no spirit, which presents the image of nature in a spiritless way. And by admitting that all kinds of spiritual realities can be revealed to humanity through spiritual science, it is now demanded that it should be confessed that in this spiritual reality nothing is alive of what man should seek as his divine. Yes, the materialism of natural science has successfully managed to de-spiritualize nature. This religiosity will increasingly lead to the de-divinization of the spirit. And then we will have a de-spiritualized nature, a de-divinized spirit and a religion without content. This religion without content will not inspire any deeds. Spiritual knowledge must bring about deeds, otherwise our moral impulses for our Western intellectual life are in the air. Our moral impulses strive from within us in a completely different way than intellectual knowledge. Anyone who is able to look at themselves impartially knows that the intellectually conceived, for example, scientific knowledge in the life of the soul is something quite different from those impulses that arise within us as moral drives, as moral intuitions, and demand that we introduce them into life. But this modern intellectualism, through its intellectualism, has no bridge between its knowledge of nature and its moral life. What has become of the moral worldview? If we disregard a religious worldview that has now become more or less meaningless, if we look at those honest people who build a worldview out of science, which is certainly highly one-sided but still honest , we have to say: they imagine that some kind of connection between vortex phenomena arose from a Kant-Laplacean cosmic fog, and that little by little what we now call our world with natural beings and human beings arose from it. But moral ideals and moral intuitions arise in the human being. If we believe only in the natural context, then these moral ideals, these moral intuitions, are merely what emerges, what is valid only as long as people say so. Many old instincts from that human development are still alive, which actually came to an end in the 15th century. If these instincts were not to live on, if they were to be eradicated and nothing else were to enter into human spiritual life, then one would have to limit oneself to the external documentation of what we call moral ideals. And instead of feeling inwardly bound to our moral ideals, instead of feeling bound to the spiritual life that rises above all physical life, instead of this, at most, one might find it honorable to be thought a moral person by other people, one might find it opportune not to violate what is established by law in the state. In short, if our intellectuality remains, that glowing of a spiritualized soul should also disappear from the human moral life. For reality can only be given to our moral life when spirit-perception again impregnates and permeates all that we have acquired for ourselves through three to four centuries. By no means should this be criticized in a reactionary way, but only the necessities should be emphasized. But what does this spiritual insight show us, what is the moral of our spiritual insight? This spiritual insight recognizes external nature, it sees in it, in an initial sense, what reasonable geologists - I want to speak comparatively - assume for the geological formation of the earth. Such geologists say: a large part of our geological development is already in a state of decline. In many regions of the earth, we are walking over dead matter when we walk across the ground. But such dead matter is much more universally present than merely in the geological; it also permeates our cultural life, and in more recent times we have acquired a natural science that is directed only towards the dead, the inanimate, because we are gradually surrounded by the dying in our culture. We get to know what is dying out, what comes from ancient times of development and what is reaching its last phase in the development of the earth. But then we can compare what is reaching its last phase there with what blossoms in us as our moral ideals and intuitions. What are these moral ideals and intuitions? These moral ideals and intuitions, when they arise in us, reveal themselves to what is here called anthroposophically oriented spiritual science in such a way that one sees in them something that could be compared to the germ for the next plant contained in a plant blossom, while what dies off in the blossom is the inheritance from the previous plant. We see our moral life sprouting up within us. By experiencing the natural, we experience what has developed from ancient times to the earth; by feeling the moral ideals flourish, we experience what, when the earth is once thrown off like a slag corpse, will go out with the human souls into a cosmic, immortal life, just as the individual human being, when he discards his corpse, enters into spiritual-soul existence. Thus we see the germs of future earth metamorphoses sprouting within us as we unfold our moral life. If you are able to take such an idea, which may certainly still seem fantastic to today's humanity, in its full seriousness and in its entire depth, then think what will become of a concept such as moral responsibility! You say to yourself: What are you, human? You are a result of the past and of the whole development of the earth. As such you are going downhill. Your moral sense is awakening within you; it is the germ of the future, which now seems unreal, so much so that we consider it to be merely abstract. But it is the first beginning of a future rich reality. And one should still say to oneself: If you do not practise this morality, if you do not connect with it, then you sin not only against your fellow man, but also against the spiritual worlds. For they have placed in you the seed through your morality to grow into the future of the world. If you are immoral, you exclude yourself from the future of humanity. In addition to the strength that comes from the knowledge of the spirit for the will and the life of deeds, such seriousness, I would even say cosmic, universally oriented human responsibility, can still be added to the life of morals. We can feel: In ancient Greece, the horizon of the educated was limited. One was a citizen of the country. Then came the newer times. America was discovered, and the globular shape of the earth was rediscovered through direct travel around the earth, through experience. Man became a citizen of the world. Once again, we have progressed. Mankind has passed through the stage of being a citizen of the country and of the earth. Today, it is called upon to become a citizen of the world in the truest sense of the word, that is, to feel itself as a citizen of those worlds that are outside our earth, but which belong to it as part of a whole, and to be a citizen of those future worlds to which I have alluded. In this way, an ethical view can be rooted in spiritual knowledge in a new way. Only when such strength permeates our moral life will we be able to transform the moral doctrine into a socially effective view of life. Approaches such as those outlined here have been attempted in something like the threefold social organism and in something like my book The Core Issues of the Social Question. Many people consider these to be abstractions, utopias, and yet they are the most real, because they are based on that new understanding of reality that cannot be achieved by any natural science, since it is too much affected by intellectualistic life. This intellectual life has gradually led man to turn in on himself. Today we can see remarkable examples of how man, no longer comprehending the human being from his external knowledge of nature, has become egotistical. At the same time as intellectualism has entered into all outer and inner human life during the last three or four centuries, this intellectualism, this egoism has also seized religious life. Today, unfortunately, human education over the centuries has prepared the way for speaking about the immortality of the human soul only from a certain egoistic point of view. People today recoil from the thought that — as it is not a matter of course, but as it would be possible — the cessation of their spiritual and soul-life could occur if the corpse were returned to the earth. This contradicts what is left of the natural as a clear last thing; it contradicts a clear egoistic urge. One indulges in this egoistic impulse when one speaks, as one does under the compulsion of dogmas, only of the continuation of the human soul-life after death, which, of course, is fully substantiated by spiritual science; but one does not speak of the fact that our spiritual soul was in a spiritual world before our birth or conception. Before we descend into physical corporeality and take on the covering given to us by the inheritance of father and mother, we undergo a development in a spiritual-soul world just as we do here on earth. And just as our life after death is a continuation of our life here on earth, a development of the experiences we have had here, so the life we undergo between birth and death is a continuation of the life we had before birth. This, for example, imposes great duties on the educator when he is fully aware of the responsibility that weighs on his soul, in that he has to develop that which has descended from eternal spiritual heights into a human body and, through the outer form and shell, expresses itself more and more from year to year. This is the other thing that can be added to the knowledge that accommodates egoism, which only takes into account the fact of the immortality of the human soul in the face of death, which is of course an established fact. This is the other side that spiritual science in particular must emphasize for the modern human being: life before birth or before conception and the continuation of that same life here. It is easy to become world-weary when one speaks only of the afterlife. Anyone who seriously considers the prenatal period will feel obliged - since the order of the world is such that the human being has to descend into physical existence - to make this an active one. For only in this way can we shape what we are seeking to shape if we know that we descend into physical existence through birth. While the mere prospect of what comes after death leads to the deadening of the soul and spirit in physical existence, the consciousness that we have descended into this physical-sensual existence as spirits must lead to the strengthening of our will, to the working through of our whole life. Human hopes for the future can only arise with certainty from spiritual insight if we are rooted in spirit with our insight, if we permeate and impregnate our intellectual nature with what spiritual science gives us. Then, in turn, the impulse of deed and the impulse of will can enter into our lives. And our life will need these spiritual impulses, for this life is a descending one. Former generations could still rely on their instincts. We can see that in the ancient Greeks, those who matured for public life only needed to develop their blood instincts. This will no longer be possible; education would have to disappear if we were to rely only on what the earth could still bring us from human instincts. Present-day Eastern European socialism relies on these instincts; it relies on a zero. One reality will be relied upon if the hope is raised that socialism should be built on a spiritual-scientific basis. However, such views as have been put forward here are not yet taken seriously in their full import, at least not by a large number of people. Some people do take them seriously, but only from a very particular point of view. For example, in our journal 'Dreigliederung des sozialen Organismus' (Threefolding of the Social Organism), when I was still working in Dornach, I read how something that comes from a certain quarter is taken very seriously; and I read that a remarkable lecture was given there, I believe even accompanied by music which was based on something that appears like a program from a certain quarter, for example, in the “Stimmen der Zeit” [Voices of the Times] by the Jesuit Father Zimmermann, in almost every issue, and which produces just such reactions as the one that is said to have occurred here. It was said, and by a member of the cathedral chapter at that, that one could indeed inform oneself about what Steiner says from the writings of his opponents, because the writings that he himself writes and those of his followers are not allowed to be read by Catholics because the Pope has forbidden them. In fact, the Sacred Congregation of the Roman Church of July 18, 1919, issued a general edict prohibiting the reading of theosophical and anthroposophical writings, at least according to the interpretation of this general edict by Father Zimmermann, a Jesuit priest. And yet one cannot believe that this Jesuit Father Zimmermann always lies. He lied: he claimed that I had been a former priest, that I had escaped from a monastery. I was never in a monastery. Then he said: 'The claim that Steiner was a runaway priest can no longer be maintained today'. A strange way to make up for telling a lie! Now I do not believe that what has found this strange expression is also a lie. It goes that one can educate oneself from the writings of my opponents because the anthroposophical writings were banned by the Holy Congregation of July 18, 1919. Yes, on this side one senses that something in anthroposophically oriented spiritual science, which has very real powers, wants to be placed in the present. This anthroposophically oriented spiritual science – let me say this in conclusion, I would like to say, as an objective and at the same time personal comment – this anthroposophically oriented spiritual science will continue to represent what it has to represent as the basis of knowledge for the life of action, as the basis of knowledge for the moral and social life, as the basis of knowledge for the most beautiful human hopes, against all resistance, as well as it can. As far as I am concerned, it can be gagged; but as soon as it can stir even a little, it will again assert what it believes it can recognize as the truth necessary for humanity. And just as, at the moment when the prospect of victory began to turn against us, a testimony to international spiritual life was created in the Goetheanum for the whole international world, without shying away from the fact that what is now developed Goetheanism comes from the roots of German spiritual life, then this anthroposophically oriented spiritual science will also fight for the recognition that everything else that wants to stand in the way as an obstacle, for the knowledge that has become part of their conviction, as a world content. Thirty-five years ago, in one of my first essays, I wrote the words as a call to arms to the German people, to characterize how the German essence must necessarily return to the best spiritual sources of its strength. an appeal to the German people: “Despite all the progress we have made in the most diverse fields of culture, we cannot escape the fact that the signature of our age leaves much, very much, to be desired. Most of our progress has been only in breadth and not in depth. But only progress in depth is decisive for the content of an age. It may be that the abundance of facts that have come upon us from all sides makes it understandable that we have momentarily lost sight of the broader view in favor of the deeper one. We only wish that the severed thread of progressive development would soon be re-established and that the new facts would be grasped from the spiritual height that has been attained. In the feeling that if the spiritual low of that time did not meet with a counterpoise in a real spiritual upliftment, something catastrophic must happen, in this feeling, with a heart-wrenching pain, I wrote these words down and had them printed 35 years ago. I believe that today, from the same point of view as I have stated, I may refer to these words in a factual and personal way. For the course of events in these three and a half decades is proof that it is justified to let the call for spirituality resound again. May it, since it was not heard at the time, be heard today and in the near future by the Germans, so that they can build from within, out of a grasped spirituality, what has been so terribly way in recent years, indeed, what has only just begun to be destroyed, and what will certainly continue on the paths of destruction if one does not take spirituality with them for the new building. That is what one would like to appeal to today: the will to spirituality in the German people in particular. And one may appeal to this will to spirituality; for it is certain: if the German people develop this will to spirituality, then they must find it. As I said recently, there seems to be no talent for materialism – the events of the last few decades prove this; but there is talent for spirituality, as proven by the spirit of our development over the centuries. Therefore, one may appeal to the will for spirituality: the German people, if they only develop the will, will find spirituality, they have the talent for it. But because it has this gift, it also has a great responsibility before the call for spirituality. May the awareness of this responsibility awaken, awaken in such a way that the German people may once more intervene energetically in the development of humanity on a spiritual basis and from spiritual impulses, may continue what it has done for the benefit of humanity through its greatest spirits for many centuries. |
23. Basic Issues of the Social Question: Finding Real Solutions to the Social Problems of the Times
Translated by Frank Thomas Smith Rudolf Steiner |
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Extracts from this book have been published by the Rudolf Steiner Press, London, 1970, under the title The Case for Anthroposophy, selected, translated, arranged and with an introduction by Owen Barfield.*. |
23. Basic Issues of the Social Question: Finding Real Solutions to the Social Problems of the Times
Translated by Frank Thomas Smith Rudolf Steiner |
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[ 1 ] The characteristic element which has given the social question its particular form in modern times may be described as follows: The economy, along with technology and modern capitalism, has, as a matter of course, brought a certain inner order to modern society. While the attention of humanity has focused on what technology and capitalism have brought, it has been diverted from other branches, other areas of the social organism. It is equally necessary to attain efficacy through human consciousness in these areas if the social organism is to become healthy. [ 2 ] In order to clearly characterize certain driving forces by means of a comprehensive, universal observation of the social organism, I would like to start with a comparison. It should be borne in mind, however, that nothing more than a comparison is intended. Human understanding can be assisted by such a comparison to form mental pictures about the social organism's restoration to health. To consider the most complicated of all natural organisms, the human organism, from the point of view presented here, it is necessary to direct one's attention to the fact that the total essence of this human organism exhibits three complementary systems, each of which functions with a certain autonomy. These three complementary systems can be characterized as follows. The system consisting of the nerve and sense faculties functions as one area in the natural human organism. It could also be designated, after the most important member of the organism in which the nerve and sense faculties are to a certain extent centralized, the head organism. [ 3 ] A clear understanding of the human organization will result in recognizing as the second member, what [ I ] would like to call the rhythmic system. It consists of respiration, blood circulation and everything which expresses itself in the rhythmic processes of the human organism. [ 4 ] The third system is to be recognized in everything which, in the form of organs and functions, is connected with metabolism as such. [ 5 ] These three systems contain everything which, when properly co-ordinated, maintains the entire functioning of the human organism in a healthy manner.2 [ 6 ] In my book “Von Seelenrätseln”* I have attempted to characterize, at least in outline, this triformation of the human natural organism. It is clear to me that biology, physiology, natural science as a whole will, in the very near future, tend toward a consideration of the human organism which perceives how these three members—the head-system, the circulatory system or breast-system and the metabolic system maintain the total processes in the human organism, how they function with a certain autonomy, how no absolute centralization of the human organism exists and how each of these systems has its own particular relation to the outer world. The head-system through the senses, the circulatory or rhythmic system through respiration and the metabolic system through the organs of nourishment and movement. [ 7 ] Natural scientific methods are not yet sufficiently advanced for scientific circles to be able to grant recognition, sufficient for an advance in knowledge, to what I have indicated here—which is an attempt to utilize knowledge based on spiritual science for natural scientific purposes. This means, however, that our habit of thought, the whole way in which we conceive of the world, is not yet completely in accordance with how, for example, the inner essence of nature's functions manifests itself in the human organism. One could very well say: Yes, but natural science can wait, its ideals will develop gradually and it will come to a point where viewpoints such as yours will be recognized. It is not possible, however, to wait where these things are concerned. In every human mind—for every human mind takes part in the functioning of the social organism—and not only in the minds of a few specialists, must be present at least an instinctive knowledge of what this social organism needs. Healthy thinking and feeling, healthy will and aspirations with regard to the formation of the social organism, can only develop when it is clear, albeit more or less instinctively, that in order for the social organism to be healthy it must, like the natural organism, have a threefold organization. [ 8 ] Ever since Schäffle wrote his book about the structure of the social organism, attempts have been made to encounter analogies between the organization of a natural being—the human being, for example—and human society as such. The cell of the social organism has been sought, the cell structure, tissues and so forth! A short while ago a book by Meray appeared, Weltmutation (World Mutation), in which certain scientific facts and laws were simply transferred to a supposed human society-organism. What is meant here has absolutely nothing to do with all these things, with all these analogy games. To assume that in these considerations such an analogy game between the natural and the social organism is being played is to reveal a failure to enter into the spirit of what is here meant. No attempt is being made to transplant some scientific fact to the social organism; quite the contrary, it is intended that human thinking and feeling learn to sense the vital potentialities in contemplating the natural organism and then to be capable of applying this sensibility to the social organism. When what has supposedly been learned about the natural organism is simply transferred to the social organism, this only indicates an unwillingness to acquire the capacity to contemplate and investigate the social organism just as independently as is necessary for an understanding of the natural organism. If, in order to perceive its laws, one considers the social organism as an independent entity in the same manner as a scientific investigator considers the natural organism, in that instant the seriousness of the contemplation excludes playing with analogies. [ 9 ] It may also be imagined that what is presented here is based on the belief that the social organism should be ‘constructed’ as an imitation of some bleak scientific theory. Nothing could be farther from the truth. It is my intention to point out something quite different. The present historical human crisis requires that certain sensibilities arise in every individual, that these sensibilities be stimulated by education, i.e., the school system, as is the learning of arithmetical functions. What has hitherto resulted from the old forms of the social organism, without being consciously absorbed by the inner life of the mind, will cease to have effect in the future. A characteristic of the evolutionary impulses which are attempting to manifest themselves in human life at the present time is that such sensibilities are necessary, just as schooling has long been a necessity. From now on mankind should acquire a healthy sense of how the social organism should function in order for it to be viable. A feeling must be acquired that it is unhealthy and anti-social to want to participate in this organism without such sensibilities. [ 10 ] It is often said that ‘socialization’ is needed for these times. This socialization will not be a curative process for the social organism, but a quack remedy, perhaps even a destructive process, as long as at least an instinctive knowledge of the necessity for the triformation of the social organism has not been absorbed by human hearts, by human souls. If this social organism is to function in a healthy way it must methodically cultivate three constituent members. [ 11 ] One of these members is the economy. It will be considered first because it has so evidently been able to dominate human society through modern technology and capitalism. This economic life must constitute an autonomous member within the social organism, as relatively autonomous as is the nervous-sensory system in the human organism. The economy is concerned with all aspects of the production, circulation and consumption of commodities. [ 12 ] The second member of the social organism is that of civil rights, of political life as such. What can be designated as the state, in the sense of the old rights-state, pertains to this member. Whereas the economy is concerned with all aspects of man's natural needs and the production, circulation and consumption of commodities, this second member of the social organism can only concern itself with all aspects of the relations between human beings which derive from purely human sources. It is essential for knowledge about the members of the social organism to be able to differentiate between the legal rights system, which can only concern itself with relations between human beings that derive from human sources, and the economic system, which can only be concerned with the production, circulation and consumption of commodities. It is necessary to sense this difference in life in order that, as a consequence of this sensibility, the economy be separate from the rights member, as in the human natural organism the activity of the lungs in processing the outside air is separate from the processes of the nervous-sensory system. [ 13 ] The third member, standing autonomous alongside the other two, is to be apprehended in the social organism as that which pertains to spiritual life. To be more precise, because the designations ‘spiritual culture’ or ‘everything which pertains to spiritual life’, are perhaps not sufficiently precise, one could say: everything which is based on the natural aptitudes of each human individual; what must enter into the social organism based on the natural aptitudes, spiritual as well as physical, of each individual. The first system, the economic, is concerned with what must be present in order for man to determine his relation to the outer world. The second system is concerned with what must be present in the social organism in respect to human inter-relationships. The third system is concerned with everything which must blossom forth from each human individuality and be integrated into the social organism. [ 14 ] Just as it is true that modern technology and capitalism have moulded our society in recent times, it is also imperative that the wounds necessarily inflicted on human society by them be thoroughly healed by correctly relating man and the human community to the three members of the social organism. The economy has, of itself, taken on quite definite forms in recent times. Through one-sided efficiency it has exerted an especially powerful influence on human life. Until now the other two members of society have not been in a position to properly integrate themselves in the social organism with the same certitude and according to their own laws. It is therefore necessary that each individual, in the place where he happens to be, undertakes to work for social formation based on the sensibilities described above. It is inherent in these attempts at solving the social questions that in the present and in the immediate future each individual has his social task. [ 15 ] The first member of the social organism, the economy, depends primarily on nature, just as the individual, in respect to what he can make of himself through education and experience, depends on the aptitudes of his spiritual and physical organisms. This natural base simply impresses itself on the economy, and thereby on the entire social organism. It is there and cannot be affected essentially by any social organization, by any socialization. It must constitute the foundation of the social organism, as the human being's aptitudes in various areas, his natural physical and spiritual abilities, must constitute the foundation of his education. Every attempt at socialization, at giving human society an economic structure, must take the natural base into account. This elementary, primitive element which binds the human being to a certain piece of nature constitutes the foundation for the circulation of goods, all human labour and every form of cultural-spiritual life. It is necessary to take the relationship of the social organism to its natural base into consideration, just as it is necessary to take the relationship of the individual to his aptitudes into consideration where the learning process is concerned. This can be made clear by citing extreme cases. In certain regions of the earth, where the banana is an easily accessible food, what is taken into consideration is the labour which must be expended in order to transfer the bananas from their place of origin to a certain destination and convert them into items of consumption. If the human labour which must be expended in order to make the bananas consumer items for society is compared with the labour which must be expended in Central Europe to do the same with wheat, it will be seen that the labour necessary for the bananas is at least three hundred times less than for the wheat. [ 16 ] Of course that is an extreme case. Nevertheless, such differences in the required amount of labour in relation to the natural base are also present in the branches of production which are represented in any European society,- not as radically as with the bananas and wheat, but the differences do exist. It is thereby substantiated that the amount of labour power which men must bring to the economic process is conditioned by the natural base of their economy. In Germany, for example, in regions of average fertility, the wheat yield is approximately seven to eight times the amount sown; in Chile the yield is twelvefold, in northern Mexico seventeenfold, and in Peru twentyfold.* [ 17 ] The entire homogeneous entity consisting of processes which begin with man's relation to nature and continue through his activities in transforming the products of nature into consumable goods, all these processes, and only these, comprise the economic member of a healthy social organism. This member is comparable to the head system of the human organism which conditions individual aptitudes and, just as this head-system is dependent on the lung-heart system, the economic system is dependent on human labour. But the head cannot independently regulate breathing; nor should the human labour system be regulated by the same forces which activate the economy. [ 18 ] The human being is engaged in economic activity in his own interests. These are based on his spiritual needs and on the needs of his soul. How these interests can be most suitably approached within a social organism so that the individual can best satisfy his interests through the social organism and also be economically active to the best advantage, is a question which must be resolved in practice within the various economic facilities. This can only happen if the interests are able to freely assert themselves, and if the will and possibility arise to do what is necessary to satisfy them. The origin of the interests lies beyond the circle which circumscribes economic affairs. They develop together with the development of the human soul and body. The task of economic life is to establish facilities in order to satisfy them. These facilities should be exclusively concerned with the production and interchange of commodities, that is, of goods which acquire value through human need. The commodity has value through the person who consumes it. Due to the fact that the commodity acquires its value through the consumer, its position in the social organism is completely different from the other things which the human being, as a member of this organism, values. The economy, within the circumference of which the production, inter-change and consumption of commodities belong, should be considered without preconceptions. The essential difference between the person-to-person relationship in which one produces commodities for the other, and the rights relationship as such will be evident. Careful consideration will lead to the conviction and the practical requirement that in the social organism legal rights must be completely separated from the economic sector. The activities which are to be carried out in the facilities which serve the production and interchange of commodities are not conducive to the best possible influence on the area of human rights. In the economy one individual turns to another individual because one serves the interests of the other, but the relation of one person to another is fundamentally different in the area of human rights. [ 19 ] It might seem that the required distinction would be sufficiently realized if the legal element, which must also exist in the relations between the persons engaged in the economy, be provided for in it. Such a belief has no foundation in reality. The individual can only correctly experience the legal relation which must exist between himself and others when he does not experience this relation in the economic area, but in an area which is completely separate from it. Therefore, an area must develop in the social organism alongside the economy and independent of it, in which the rights element is cultivated and administered. The rights element is, moreover, that of the political domain, of the state. If men carry over their economic interests into the legislation and administration of the rights-state, then the resulting rights will only be the expression of these economic interests. When the rights-state manages the economy it loses the ability to regulate human rights. Its acts and facilities must serve the human need for commodities; they are therefore diverted from the impulses which correspond to human rights. [ 20 ] The healthy social organism requires an autonomous political state as the second member alongside the economic sector. In the autonomous economic sector, through the forces of economic life, people will develop facilities which will best serve the production and interchange of commodities. In the political state facilities will develop which will orient the mutual relations between persons and groups in a way which corresponds to human rights-awareness. [ 21 ] This viewpoint, which advocates the complete separation of rights-state and economy, is one which corresponds to the realities of life. The same cannot be said for the viewpoint which would merge the economic and rights functions. Those who are active in the economic sector do, of course, possess a rights-awareness; but their participation in legislative and administrative processes will derive exclusively from this rights-awareness only if their judgement in this area occurs within the framework of a rights-state which does not occupy itself with economic matters. Such a rights-state has its own legislative and administrative bodies, both structured according to the principles which derive from the modern rights awareness. It will be structured according to the impulses in human consciousness nowadays referred to as democratic. The economic area will form its legislative and administrative bodies in accordance with economic impulses. The necessary contact between the responsible persons of the legal and economic bodies will ensue in a manner similar to that at present practised by the governments of sovereign states. Through this formation the developments in one body will be able to have the necessary effect on developments in the other. As things are now this effect is hindered by one area trying to develop in itself what should flow toward it from the other. [ 22 ] The economy is subject, on the one hand, to the conditions of the natural base (climate, regional geography, mineral wealth and so forth) and, on the other hand, it is dependent upon the legal conditions which the state imposes between the persons or groups engaged in economic activity. The boundaries of what economic activity can and should encompass are therefore laid out. Just as nature imposes prerequisites from the outside on the economic process which those engaged in economic activity take for granted as something upon which they must build this economy, so should everything which underlies the legal relationship between persons be regulated, in a healthy social organism, by a rights-state which, like the natural base, is autonomous in its relation to the economy. [ 23 ] In the social organism that has evolved through the history of mankind and which, by means of the machine age and the modern capitalistic economic form, has given the social movement its characteristic stamp, economic activity encompasses more than is good for a healthy social organism. In today's economic system, in which only commodities should circulate, human labour-power and rights circulate as well. In the economic process of today, which is based on the division of labour, not only are commodities exchanged for commodities, but commodities are exchanged for both labour and for rights. (I call commodity everything which has been prepared by human activity for consumption and brought to a certain locality for this purpose. Although this description may be objectionable or seem insufficient to some economists, it can nevertheless be useful for an understanding of just what should belong to economic activity.t3 ) When someone acquires a piece of land through purchase, the process must be considered an exchange of the land for commodities, represented by the purchase money. The land itself, however, does not act as a commodity in economic life. Its position is based on the right of a person to use it. This right is essentially different from the relationship in which the producer of a commodity finds himself. This relationship, by its very nature, does not overlap with the completely different type of person-to-person relationship which results from the fact that someone has the exclusive use of a piece of land. The owner puts those persons who earn their living on the land as his employees, or those who must live on it, in a position of dependence on him. The exchange of real commodities which are produced or consumed does not cause a dependence which has the same effect as this personal kind of relationship. [ 24 ] Looking at this fact of life impartially, one sees clearly that it must find expression in the institutions of the entire social organism. As long as commodities are exchanged for other commodities in the economic sphere, the value of these commodities is determined independently of the legal relations between persons or groups. As soon as commodities are exchanged for rights, however, the legal relations themselves are affected. It is not a question of the exchange itself. This is a necessary, vital element of the contemporary social organism based on its division of labour; the problem is that through the exchange of rights for commodities the rights become commodities when they originate within the economic sphere. This can only be avoided by the existence of facilities in the social organism which, on the one hand, have the exclusive function of activating the circulation of commodities in the most expedient manner, and, on the other hand, facilities which regulate the rights, inherent in the commodity exchange process, of those individuals who produce, trade and consume. These rights are essentially no different from other rights of a personal nature which exist independently of the commodity exchange process. If I injure or benefit my fellow-man through the sale of a commodity, this belongs in the same social category as an injury or benefit through an act or omission not directly related to commodity exchange. [ 25 ] The individual's way of life is influenced by rights institutions acting together with economic interests. In a healthy social organism these influences must come from two different directions. In the economic organization formal training, together with experience, is to provide management with the necessary insights. Through law and administration in the rights organization the necessary rights-awareness, in respect to the relations of individuals, or groups of individuals, to each other will be realized. The economic organization will allow persons with similar professional or consumer interests, or with similar needs of other kinds, to unite in cooperative associations which, through reciprocal activities, will underlie the entire economy. This organization will structure itself on an associative foundation and on the interrelations between associations. The associations will engage in purely economic activities. The legal basis for their work is provided by the rights organization. When such economic associations are able to make their economic interests felt in the representative and administrative bodies of the economic organization, they will not feel the need to pressure the legislative or administrative leadership of the rights-state (for example, farmers' and industrialists' lobbies, economically orientated social democrats) in order to attain there what is not attainable within the economic sector. If the rights state is not active in any economic field, then it will only establish facilities which derive from the rights awareness of the persons involved. Even if the same individuals who are active in the economic area also participate in the representation of the rights-state, which would of course be the case, no economic influence can be exerted on the rights sector, due to the formation of separate economic and legal systems. Such influence undermines the health of the social organism, as it can also be undermined when the state organization itself manages branches of the economic sector and when representatives of economic interests determine laws in accordance with those interests. [ 26 ] Austria offered a typical example of the fusion of the economic and rights sectors with the constitution it adopted in the eighteen-sixties. The representatives of the imperial assembly of this territorial union were elected from the ranks of the four economic branches: The land owners, the chamber of commerce, the cities, markets and industrial areas, and the rural communities. It is clear from this composition of the representative assembly that they thought a rights system would ensue by allowing economic interests to exert themselves. Certainly the divergent forces of its many nationalities contributed a great deal to Austria's disintegration. It is equally certain, however, that a rights organization functioning alongside the economy would have enabled the development of a form of society in which the co-existence of the various nationalities would have been possible. [ 27 ] Nowadays people interested in public life usually direct their attention to matters of secondary importance. They do this because their thinking habits induce them to consider the social organism as a uniform entity. A suitable elective process for such an entity is not to be found. Regardless of the elective process employed, economic interests and the impulses emanating from the rights sector will conflict with each other in the representative bodies. This conflict must result in extreme social agitation. Priority must be given today to the all-important objective of working toward a drastic separation of the economy from the rights-organization. As this separation becomes a reality, the separating organizations will, each according to their own principles, find the best means of choosing their legislators and administrators. This question of how to choose such representatives, although as such of fundamental significance, is secondary compared to the other pressing decisions which must be made today. Where old conditions still exist, these new forms could be developed from them. Where the old has already disintegrated, or is in the process of doing so, individuals or groups of individuals should take the initiative in attempting to reorganize society in the indicated direction. To expect an overnight transformation is seen even by reasonable socialists as unrealistic. They expect the healing process which they desire to be gradual and relevant. However, that the historical human evolutionary forces of today make a rational desire for a new social structure necessary is perfectly obvious to every objective person who observes current events. [ 28 ] He who considers ‘practical’ only what he has become accustomed to within the limits of his own horizons, will consider what is presented here as ‘impractical’. If he is not able to change his attitude however, and has influence in some area, his actions will not contribute to the healing, but to the continued degeneration of the social organism, just as the deeds of people of like mind have contributed to present conditions. [ 29 ] The endeavours which have already begun to be realized by those in authority to turn certain economic functions (post office, railroads, etc.) over to the state must be reversed; the state must be relieved of all economic functions. Thinkers who like to believe that they are on the road to a healthy social organism carry these efforts at nationalization to their logically extreme conclusions. They desire the socialization of all economic means, insofar as they are means of production. Healthy development, however, requires that the economy be autonomous and the political state be able, through the process of law, to affect economic organizations in such a way that the individual does not feel that his integration in the social organism is in conflict with his rights-awareness. [ 30 ] It is possible to see how the ideas presented here are based on the realities of the human situation by directing one's attention to the physical labour which the human being performs for the social organism. Within the capitalistic economic form, this labour has been incorporated into the social organism in such a way that it is bought like a commodity from the worker by his employer. An exchange takes place between money (representing commodities) and labour. But such an exchange cannot, in reality, take place. It only appears to do so.t4 In reality, the employer receives commodities from the worker, which can only come into existence by the worker devoting his labour-power to their creation. The worker receives one part of the equivalent value of these commodities and the employer the other. The production of commodities results from the cooperation of the employer and the employed. Only the product of their joint action passes into economic circulation. A legal relationship between worker and entrepreneur is necessary for the production of the commodity. Capitalism, however, is capable of converting this relationship into one which is determined by the economic supremacy of the employer over the worker. In the healthy social organism it will be apparent that labour cannot be paid for. It cannot attain an economic value through equivalence with a commodity. These, produced by labour, acquire value through equivalence with other commodities. The kind and amount of work as well as the way in which the individual performs it for the maintenance of the social organism, must be determined by his own abilities as well as the requisites for a decent human existence. This is only possible if the determination is carried out by the political state independently of economic management. [ 31 ] Through this determination the commodity will acquire a value basis which is comparable to that which exists in the conditions imposed by nature. As the value of a commodity increases in relation to another commodity due to the acquisition of the raw materials necessary for its production becoming more difficult, so must its value also be dependent upon the kind and amount of labour which may be expended for its production in accordance with rights legislation.t5 [ 32 ] In this way the economy becomes subject to two essential conditions: that of the natural base, which humanity must take as it is given, and that of the rights base, which should be created through a rights-awareness with roots in a political state independent of economic interests. [ 33 ] It is evident that by managing the social organism in this way, economic prosperity will increase and decrease according to the amount of labour rights-awareness decides to expend. In a healthy social organism it is necessary that economic prosperity be dependent in this way, for only such dependence can prevent man from being so consumed by economic life that he can no longer consider his existence worthy of human dignity. And, in truth, all the turmoil in the social organism results from the feeling that existence is unworthy of human dignity. [ 34 ] A comparison with the means employed to improve the natural base can be used to find possible means of avoiding steep declines in prosperity as an effect of the rights sector's measures. A low yield soil can be made more productive through the use of technical means; similarly, if prosperity declines excessively the type and amount of labour can be modified. This modification should not emanate directly from economic circles, but from the insight which can develop in a rights organisation which is independent of economic life. [ 35 ] Everything which occurs in the social organization due to economic activity and rights-awareness is influenced by what emanates from a third source: the individual abilities of each human being. This includes the greatest spiritual accomplishments as well as superior or inferior physical aptitudes. What derives from this source must be introduced into the healthy social organism in quite a different manner than the exchange of commodities or what emanates from the state. This introduction can only be effected in a sound manner if it is left to man's free receptivity and the impulses which come from individual abilities. The human efforts and achievements which result from such abilities are, to a great extent, deprived of the true essence of their being if they are influenced by economic interests or the state organization. This essence can only exist in the forces which human effort and achievement must develop of and by themselves. Free receptivity, the only suitable means, is paralysed when the social integration of these efforts and achievements is directly conditioned by economic life or organized by the state. There is only one possible healthy form of development for spiritual life: what it produces shall be the result of its own impulses and a relationship of mutual understanding shall exist between itself and the recipients of its achievements. (The development of the individual abilities present in society is connected to the development of spiritual life by countless fine threads.) [ 36 ] The conditions described here for the healthy development of spiritual-cultural life are not recognized today because powers of observation have been clouded by the fusion of a large part of this life with the political state. This fusion has come about in the course of the past centuries and we have grown accustomed to it. There is talk, of course, of ‘scientific and educational freedom’. It is taken for granted however, that the political state should administer the ‘free science’ and the ‘free education’. It is not understood that in this way the state makes spiritual life dependent on state requirements. People think that the state can provide the educational facilities and that the teachers who occupy them can develop culture and spiritual life ‘freely’ in them. This opinion ignores how closely related the content of spiritual life is to the innermost essence of the human being in which it is developing, and how this development can only be free when it is introduced into the social organism through the impulses which originate in spiritual life itself, and through no others. Through fusion with the state, not only the administration of science and the part of spiritual life connected with it has been determined, but the content as well. Of course what mathematics or physics produce cannot be directly influenced by the state. But the history of the cultural sciences shows that they have become reflections of their representatives' relations to the state and of state requirements. Due to this phenomenon, the contemporary scientifically oriented concepts which dominate spiritual life affect the proletarian as ideology. He has noticed how certain aspects of human thought are determined by state requirements which correspond to the interests of the ruling classes. The thinking proletarian saw therein a reflection of material interests as well as a battle of conflicting interests. This created the feeling that all spiritual life is ideology, a reflection of economic organization. [ 37 ] This desolating view of human spiritual life ceases when the feeling can arise that in the spiritual sphere a self-containing reality, transcending the material, is at work. It is impossible for such a feeling to arise when spiritual life is not freely self-developing and administering within the social organism. Only those persons who are active in the development and administration of spiritual life have the strength to secure its appropriate place in the social organism. Art, science, philosophical world-views, and all that goes with them, need just such an independent position in human society, for in spiritual life everything is interrelated. The freedom of one cannot flourish without the freedom of the other. Although the content of mathematics and physics cannot be directly influenced by state requirements, what develops from them, what people think of their value, what effects their cultivation can have on the rest of spiritual life, and much more, is conditioned by these requirements when the state administers branches of spiritual life. It is very different if a teacher of the lowest school grades follows the impulses of the state or if he receives these impulses from a spiritual life which is self-contained. The Social Democrats have merely inherited the habits of thought and the customs of the ruling classes in this respect. Their ideal is to include spiritual life in social institutions which are built upon economic principles. If they succeed in reaching their goal, they will only have continued along the path of spiritual depreciation. They were correct, although one-sided, in their demand that religion be a private affair. In a healthy social organism all spiritual life must be, in respect to the state and the economy, a ‘private affair’. But the social democrats' motive in wanting to transfer religion to the private sector is not a desire to create a position within the social organism where a spiritual institution would develop in a more desirable, worthier manner than it can under state influence. They are of the opinion that the social organism should only cultivate with its own means its own necessities of life. And religious values do not belong to this category. A branch of spiritual life cannot flourish when it is unilaterally removed from the public sector in this way, if the other spiritual branches remain fettered. Modern humanity's religious life will only develop its soul-sustaining strength together with all the other liberated branches of spiritual life. [ 38 ] Not only the creation but also the reception by humanity of this spiritual life must be freely determined in accordance with the soul's necessities. Teachers, artists and such whose only direct connection with a legislature or an administration is with those which have their origin in spiritual life itself, will be able, through their actions, to inspire the development of a receptivity for their efforts and achievements amongst individuals who are protected by a self-reliant, independent political state from being forced to exist only for work, and which guarantees their right to a leisure that can awaken in them an appreciation of spiritual values. Those persons who imagine themselves to be ‘practical’ may object that people would pass their leisure time drinking and that illiteracy would result if the state occupied itself with the right to leisure and if school attendance were left to free human common sense. Let these ‘pessimists’ wait and see what will happen when the world is no longer under their influence all too often determined by a certain feeling which, whispering in their ear, softly reminds them of how they use their leisure time, what they needed to acquire a little ‘learning’. They cannot imagine the power of enthusiasm which a really self-contained spiritual life can have in the social organism, because the fettered one they know cannot exert such an enthusiastic influence over them. [ 39 ] Both the political state and the economy will receive the spiritual performance they require from a self-administered spiritual organism. Furthermore, practical economic training will reach full effectiveness through free cooperation with this organism. People who have received the appropriate training will be able to vitalize their economic experience through the strength which will come to them from liberated spiritual values. Those with economic experience will also work for the spiritual organization, where their abilities are most needed. [ 40 ] In the political area, the necessary insights will be formed through the activation of spiritual values. The worker will acquire, through the influence of such spiritual values, a feeling of satisfaction in respect to the function his labour performs in the social organism. He will realize that without management organizing labour in a meaningful way the social organism could not support him. He will sense the need for cooperation between his work and the organizing abilities which derive from the development of individual human abilities. Within the framework of the political state he will acquire the rights which insure him his share of the commodities he produces; and he will freely grant an appropriate share of the proceeds for the formation of the spiritual values which flow toward him. In the field of spiritual-cultural life, it will become possible for those engaged in creative activities to live from the proceeds of their efforts. What someone practices in the field of spiritual life is his own affair. What he is able to contribute to the social organism however, will be recompensed by those who have need of his spiritual contribution. Whoever is not able to support himself within the spiritual organization from such compensation will have to transfer his activities to the political or economic sphere of activity. [ 41 ] The technical ideas that derive from spiritual life flow into the economic sector. They derive from spiritual life even when they come directly from members of the state or economic sectors. All organizational ideas and forces which fecundate the economic and state sectors originate in spiritual life. Compensation for this input to both social sectors will come either through the free appreciation of the beneficiaries, or through laws determined by the political state. Tax laws will provide this political state with what it needs to maintain itself. These will be devised through a harmonization of ‘rights awareness’ and economic requirements. [ 42 ] In a healthy social organism the autonomous spiritual sector must function alongside the political and economic sectors. The evolutionary forces in modern mankind point toward a triformation of this organism. As long as society was essentially governed by instinctive forces, the urge for this formation did not arise. What actually derived from three sources functioned somewhat torpidly together in society. Modern times demand the individual's conscious participation in this organism. This consciousness can only give the individual's behaviour and whole life a healthy form if it is oriented from three sides. Modern man, in the unconscious depths of his soul, strives toward this orientation; and what manifests itself in the social movement is only the dim reflection of this striving. [ 43 ] Toward the end of the eighteenth century, under different circumstances than those under which we at present live, a call for a new formation of the human social organism arose from the depths of human nature. The motto of this reorganization consisted of three words: fraternity, equality, liberty. Anyone with an objective mind, who considers the realities of human social development with healthy sensibilities, cannot help but be sympathetic to the meaning behind these words. However, during the course of the nineteenth century, some very clever thinkers took pains to point out the impossibility of realizing these ideals of fraternity, equality and liberty in a uniform social organism. They felt certain that these three impulses would be contradictory if practised in society. It was clearly demonstrated, for example, that individual freedom would not be possible if the equality principle were practised. One is obliged to agree with those who observed these contradictions; nevertheless, one must at the same time feel sympathy for each of these ideals. [ 44 ] These contradictions exist because the true social meaning of these three ideals only becomes evident through an understanding of the necessary triformation of the social organism. The three members are not to be united and centralized in some abstract, theoretical parliamentary body. Each of the three members is to be centralized within itself, and then, through their mutual cooperation, the unity of the overall social organism can come about. In real life, the apparent contradictions act as a unifying element. An apprehension of the living social organism can be attained when one is able to observe the true formation of this organism with respect to fraternity, equality and liberty. It will then be evident that human cooperation in economic life must be based on the fraternity which is inherent in associations. In the second member, the civil rights system, which is concerned with purely human, person-to-person relations, it is necessary to strive for the realization of the idea of equality. And in the relatively independent spiritual sector of the social organism it is necessary to strive for the realization of the idea of freedom. Seen in this light, the real worth of these three ideals becomes clear. They cannot be realized in a chaotic society, but only in a healthy, threefold social organism. No abstract, centralized social structure is able to realize the ideals of liberty, equality and fraternity in such disarrangement; but each of the three sectors of the social organism can draw strength from one of these impulses and cooperate in a positive manner with the other sectors. [ 45 ] Those individuals who demanded and worked for the realization of the three ideas—liberty, equality and fraternity—as well as those who later followed in their footsteps, were able to dimly discern in which direction modern humanity's forces of evolution are pointing. But they have not been able to overcome their belief in the uniform state, so their ideas contain a contradictory element. Nevertheless, they remained faithful to the contradictory, for in the subconscious depths of their souls the impulse toward the triformation of the social organism, in which the triplicity of their ideas can attain to a higher unity, continued to exert itself. The clearly discernible social facts of contemporary life demand that the forces of evolution, which in modern mankind strive toward this triformation, be turned into conscious will.
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54. Esoteric Development: Inner Development
07 Dec 1905, Berlin Translated by Gertrude Teutsch, Olin D. Wannamaker, Diane Tatum, Alice Wuslin Rudolf Steiner |
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Neither should today's lecture be mistaken for a lecture concerning the general fundamentals of the anthroposophic movement. Occultism is not the same as anthroposophy. The Anthroposophical Society is not alone in cultivating occultism, nor is this its only task. |
54. Esoteric Development: Inner Development
07 Dec 1905, Berlin Translated by Gertrude Teutsch, Olin D. Wannamaker, Diane Tatum, Alice Wuslin Rudolf Steiner |
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Translated by Gertrude Teutsch The concepts concerning the super-sensible world and its relationship with the world of the senses have been discussed here in a long series of lectures. It is only natural that, again and again, the question should arise, “What is the origin of knowledge concerning the super-sensible world?” With this question or, in other words, with the question of the inner development of man, we wish to occupy ourselves today. The phrase “inner development of man” here refers to the ascent of the human being to capacities which must be acquired if he wishes to make super-sensible insights his own. Now do not misunderstand the intent of this lecture. This lecture will by no means postulate rules or laws concerning general human morality, nor will it challenge the general religion of the age. I must stress this because when occultism is discussed the misunderstanding often arises that some sort of general demands or fundamental moral laws, valid without variation, are being established. This is not the case. This point requires particular clarification in our age of standardization, when differences between human beings are not at all acknowledged. Neither should today's lecture be mistaken for a lecture concerning the general fundamentals of the anthroposophic movement. Occultism is not the same as anthroposophy. The Anthroposophical Society is not alone in cultivating occultism, nor is this its only task. It could even be possible for a person to join the Anthroposophical Society and to avoid occultism altogether. Among the inquiries which are pursued within the Anthroposophical Society, in addition to the field of general ethics, is also this field of occultism, which includes those laws of existence which are hidden from the usual sense observation in everyday human experience. By no means, however, are these laws unrelated to everyday experience. “Occult” means “hidden,” or “mysterious.” But it must be stressed over and over that occultism is a matter in which certain preconditions are truly necessary. Just as higher mathematics would be incomprehensible to the simple peasant who had never before encountered it, so is occultism incomprehensible to many people today. Occultism ceases to be “occult,” however, when one has mastered it. In this way, I have strictly defined the boundaries of today's lecture. Therefore, no one can object—this must be stressed in the light of the most manifold endeavors and of the experience of millennia—that the demands of occultism cannot be fulfilled, and that they contradict the general culture. No one is expected to fulfill these demands. But if someone requests that he be given convictions provided by occultism and yet refuses to occupy himself with it, he is like a schoolboy who wishes to create electricity in a glass rod, yet refuses to rub it. Without friction, it will not become charged. This is similar to the objection raised against the practice of occultism. No one is exhorted to become an occultist; one must come to occultism of one's own volition. Whoever says that we do not need occultism will not need to occupy himself with it. At this time, occultism does not appeal to mankind in general. In fact, it is extremely difficult in the present culture to submit to those rules of conduct which will open the spiritual world. Two prerequisites are totally lacking in our culture. One is isolation, what spiritual science calls “higher human solitude.” The other is overcoming the egotism which, though largely unconscious, has become a dominant characteristic of our time. The absence of these two prerequisites renders the path of inner development simply unattainable. Isolation, or spiritual solitude, is very difficult to achieve because life conditions tend to distract and disperse, in brief to demand sense-involvement in the external. There has been no previous culture in which people have lived with such an involvement in the external. I beg you not to take what I am saying as criticism, but simply as an objective characterization. Of course, he who speaks as I do knows that this situation cannot be different, and that it forms the basis for the greatest advantages and greatest achievements of our time. But this is the reason that our time is so devoid of super-sensible insight and that our culture is so devoid of super-sensible influence. In other cultures—and they do exist—the human being is in a position to cultivate the inner life more and to withdraw from the influences of external life. Such cultures offer a soil where inner life in the higher sense can thrive. In the Oriental culture there exists what is called Yoga. Those who live according to the rules of this teaching are called yogis. A yogi is one who strives for higher spiritual knowledge, but only after he has sought for himself a master of the super-sensible. No one is able to proceed without the guidance of a master, or guru. When the yogi has found such a guru, he must spend a considerable part of the day, regularly, not irregularly, living totally within his soul. All the forces that the yogi needs to develop are already within his soul. They exist there as truly as electricity exists in the glass rod before it is brought forth through friction. In order to call forth the forces of the soul, methods of spiritual science must be used which are the results of observations made over millennia. This is very difficult in our time, which demands a certain splintering of each individual struggling for existence. One cannot arrive at a total inward composure; one cannot even arrive at the concept of such composure. People are not sufficiently aware of the deep solitude the yogi must seek. One must repeat the same matter rhythmically with immense regularity, if only for a brief time each day, in total separation from all usual concerns. It is indispensable that all life usually surrounding the yogi cease to exist and that his senses become unreceptive to all impressions of the world around him. He must be able to make himself deaf and dumb to his surroundings during the time which he prescribes for himself. He must be able to concentrate to such a degree—and he must acquire practice in this concentration—that a cannon could be fired next to him without disturbing his attention to his inner life. He must also become free of all memory impressions, particularly those of everyday life. Just think how exceedingly difficult it is to bring about these conditions in our culture, how even the concept of such isolation is lacking. This spiritual solitude must be reached in such a way that the harmony, the total equilibrium with the surrounding world, is never lost. But this harmony can be lost exceedingly easily during such deep immersion in one's inner life. Whoever goes more and more deeply inward must at the same time be able to establish harmony with the external world all the more clearly. No hint of estrangement, of distancing from external practical life, may arise in him lest he stray from the right course. To a degree, then, it might be impossible to distinguish his higher life from insanity. It truly is a kind of insanity when the inner life loses its proper relationship to the outer. Just imagine, for example, that you were knowledgeable concerning our conditions on earth and that you had all the experience and wisdom which may be gathered here. You fall asleep in the evening, and in the morning you do not wake up on Earth but on Mars. The conditions on Mars are totally different from those on Earth; the knowledge that you have gathered on Earth is of no use to you whatsoever. There is no longer harmony between life within you and external life. You probably would find yourself in a Martian insane asylum within an hour. A similar situation might easily arise if the development of the internal life severs one's connection with the external world. One must take strict care that this does not happen. These are great difficulties in our culture. Egotism in relation to inward soul properties is the first obstacle. Present humanity usually takes no account of this. This egotism is closely connected with the spiritual development of man. An important prerequisite for spiritual development is not to seek it out of egotism. Whoever is motivated by egotism cannot get very far. But egotism in our time reaches deep into the innermost soul. Again and again the objection is heard, “What use are all the teachings of occultism, if I cannot experience them myself?” Whoever starts from this presumption and cannot change has little chance of arriving at higher development. One aspect of higher development is a most intimate awareness of human community, so that it is immaterial whether it is I or someone else having the experience. Hence I must meet one who has a higher development than I with unlimited love and trust. First, I must acquire this consciousness, the consciousness of infinite trust toward my fellow man when he says that he has experienced one thing or the other. Such trust is a precondition for working together. Wherever occult capacities are strongly brought into play, there exists unlimited trust; there exists the awareness that a human being is a personality in which a higher individuality lives. The first basis, therefore, is trust and faith, because we do not seek the higher self only in ourselves but also in our fellow men. Everyone living around one exists in undivided unity in the inner kernel of one's being. On the basis of my lower self I am separated from other humans. But as far as my higher self is concerned—and that alone can ascend to the spiritual world—I am no longer separated from my fellow men; I am united with my fellow men; the one speaking to me out of higher truths is actually my own self. I must get away completely from the notion of difference between him and me. I must overcome totally the feeling that he has an advantage over me. Try to live your way into this feeling until it penetrates the most intimate fiber of your soul and causes every vestige of egotism to disappear. Do this so that the one further along the path than you truly stands before you like your own self; then you have attained one of the prerequisites for awakening higher spiritual life. In situations where one receives guidance for the occult life, sometimes quite erroneously and confusedly, one may often hear that the higher self lives in the human being, that he need only allow his inner man to speak and the highest truth will thereby become manifest. Nothing is more correct and, at the same time, less productive than this assertion. Just try to let your inner self speak, and you will see that, as a rule, no matter how much you fancy that your higher self is making an appearance, it is the lower self that speaks. The higher self is not found within us for the time being. We must seek it outside of ourselves. We can learn a good deal from the person who is further along than we are, since there the higher self is visible. One's higher self can gain nothing from one's own egotistic “I.” There where he now stands who is further along than I am, there will I stand sometime in the future. I am truly constituted to carry within myself the seed for what he already is. But the paths to Olympus must first be illuminated before one can follow them. A feeling which may seem unbelievable is the fundamental condition for all occult development. It is mentioned in the various religions, and every practical occultist with experience will confirm it. The Christian religion describes it with the well-known sentence, , which an occultist must understand completely, “Except ye become as little children, ye shall not enter the kingdom of heaven.” This sentence can be understood only by he who has learned to revere in the highest sense. Suppose that in your earliest youth you had heard about a venerable person, an individual of whom you held the highest opinion, and now you are offered the opportunity to meet this person. A sense of awe prevails in you when the moment approaches that you will see this person for the first time. There, standing at the gateway of this personality, you might feel hesitant to touch the door handle and open it. When you look up in this way to such a venerable personality, then you have begun to grasp the feeling that Christianity intends by the statement that one should become like little children in order to enter the kingdom of heaven. Whether or not the subject of this veneration is truly worthy of it is not really important. What matters is the capacity to look up to something with a veneration that comes from the innermost heart. This feeling of veneration is the elevating force, raising us to higher spheres of super-sensible life. Everyone seeking the higher life must write into his soul with golden letters this law of the occult world. Development must start from this basic soul-mood; without this feeling, nothing can be achieved. Next, a person seeking inner development must understand clearly that he is doing something of immense importance to the human being. What he seeks is no more nor less than a new birth, and that needs to be taken in a literal sense. The higher soul of man is to be born. Just as man in his first birth was born out of the deep inner foundations of existence, and as he emerged into the light of the sun, so does he who seeks inner development step forth from the physical light of the sun into a higher spiritual light. Something is being born in him which rests as deeply in most human beings as the unborn child rests in the mother. Without being aware of the full significance of this fact, one cannot understand what occult development means. The higher soul, resting deep within human nature and interwoven with it, is brought forth. As man stands before us in everyday life, his higher and lower natures are intermingled, and that is fortunate for everyday life. Many persons among us would exhibit evil, negative qualities except that there lives along with the lower nature a higher one which exerts a balancing influence. This intermingling can be compared with mixing a yellow with a blue liquid in a glass. The result is a green liquid in which blue and yellow can no longer be distinguished. So also is the lower nature in man mingled with the higher, and the two cannot be distinguished. Just as you might extract the blue liquid from the green by a chemical process, so that only the yellow remains and the unified green is separated into a complete duality, so the lower and higher natures separate in occult development. One draws the lower nature out of the body like a sword from the scabbard, which then remains alone. The lower nature comes forth appearing almost gruesome. When it was still mingled with the higher nature, nothing was noticeable. But once separated, all evil, negative properties come into view. People who previously appeared benevolent often become argumentative and jealous. This characteristic had existed earlier in the lower nature, but was guided by the higher. You can observe this in many who have been guided along an abnormal path. A person may readily become a liar when he is introduced into the spiritual world, because the capacity to distinguish between the true and the false is lost especially easily. Therefore, strictest training of the personal character is a necessary parallel to occult training. What history tells us about the saints and their temptations is not legend but literal truth. He who wants to develop towards the higher world on any path is readily prone to such temptations unless he can subdue everything that meets him with a powerful strength of character and the highest morality. Not only do lust and passions grow—that is not even the case so much—but opportunities also increase. This seems miraculous. As through a miracle, the person ascending into the higher worlds finds previously hidden opportunities for evil lurking around him. In every aspect of life a demon lies in wait for him, ready to lead him astray. He now sees what he has not seen before. As through a spell, the division within his own being charms forth such opportunities from the hidden areas of life. Therefore, a very determined shaping of the character is an indispensable foundation for the so-called white magic, the school of occult development which leads man into the higher worlds in a good, true, and genuine way. Every practical occultist will tell you that no one should dare to step through the narrow portal, as the entrance to occult development is called, without practicing these properties again and again. They build the necessary foundation for occult life. First man must develop the ability to distinguish in every situation throughout his life what is unimportant from what is important, that is, what is perishable from the imperishable. This requirement is easy to indicate but difficult to carry out. As Goethe says, it is easy, but what is easy is hard. Look, for instance, at a plant or an object. You will learn to understand that everything has an important and an unimportant side, and that man usually takes interest in the unimportant, in the relationship of the matter to himself, or in some other subordinate aspect. He who wishes to become an occultist must gradually develop the habit of seeing and seeking in each thing its essence. For instance, when he sees a clock he must have an interest in its laws. He must be able to take it apart into its smallest detail and to develop a feeling for the laws of the clock. A mineralogist will arrive at considerable knowledge about a quartz-crystal simply by looking at it. The occultist, however, must be able to take the stone in his hand and to feel in a living way something akin to the following monologue: “In a certain sense you, the crystal, are beneath humanity, but in a certain sense you are far above humanity. You are beneath humanity because you cannot make for yourself a picture of man by means of concepts, and because you do not feel. You cannot explain or think, you do not live, but you have an advantage over mankind. You are pure within yourself, have no desire, no wishes, no lust. Every human, every living being has wishes, desires, lusts. You do not have them. You are complete and without wishes, satisfied with what has come to you, an example for man, with which he will have to unite his other qualities.” If the occultist can feel this in all its depth, then he has grasped what the stone can tell him. In this way man can draw out of everything something full of meaning. When this has become a habit for him, when he separates the important from the unimportant, he has acquired another feeling essential to the occultist. Then he must connect his own life with that which is important. In this people err particularly easily in our time. They believe that their place in life is not proper for them. How often people are inclined to say, “My lot has put me in the wrong place. I am,” let us say, “a postal clerk. If I were put in a different place, I could give people high ideas, great teaching,” and so on. The mistake which these people make is that they do not enter into the significant aspect of their occupation. If you see in me something of importance because I can talk to the people here, then you do not see the importance of your own life and work. If the mail-carriers did not carry the mail, the whole postal traffic would stop, and much work already achieved by others would be in vain. Hence everyone in his place is of exceeding importance for the whole, and none is higher than the other. Christ has attempted to demonstrate this most beautifully in the thirteenth chapter of the Gospel of John, with the words, “The servant is not greater than his lord; neither he that is sent greater than he that sent him.” These words were spoken after the Master had washed the feet of the Apostles. He wanted to say, “What would I be without my Apostles? They must be there so that I can be there in the world, and I must pay them tribute by lowering myself before them and washing their feet.” This is one of the most significant allusions to the feeling that the occultist must have for what is important. What is important in the inward sense must not be confused with the externally important. This must be strictly observed. In addition, we must develop a series of qualities.1 To begin with, we must become masters over our thoughts, and particularly our train of thought. This is called control of thoughts. Just think how thoughts whirl about in the soul of man, how they flit about like will-o'-the wisps. Here one impression arises, there another, and each one changes one's thoughts. It is not true that we govern our thoughts; rather our thoughts govern us totally. We must advance to the ability of steeping ourselves in one specific thought at a certain time of the day and not allow any other thought to enter and disturb our soul. In this way we ourselves hold the reins of thought life for a time. The second quality is to find a similar relationship to our actions, that is, to exercise control over our actions. Here it is necessary to undertake actions, at least occasionally, which are not initiated by anything external. That which is initiated by our station in life, our profession, or our situation does not lead us more deeply into higher life. Higher life depends on personal matters, such as resolving to do something springing totally from one's own initiative even if it is an absolutely insignificant matter. All other actions contribute nothing to the higher life. The third quality to be striven for is even-temperedness. People fluctuate back and forth between joy and sorrow. One moment they are beside themselves with joy, the next they are unbearably sad. Thus, people allow themselves to be rocked on the waves of life, on joy or sorrow. But they must reach equanimity and steadiness. Neither the greatest sorrow nor the greatest joy must unsettle their composure. They must become steadfast and even-tempered. Fourth is the understanding for every being. Nothing expresses more beautifully what it means to understand every being than the legend which is handed down to us, not by the Gospel, but by a Persian story. Jesus was walking across a field with his disciples, and on the way they found a decaying dog. The animal looked horrible. Jesus stopped and cast an admiring look upon it, saying, “What beautiful teeth the animal has!” Jesus found within the ugly the one beautiful aspect. Strive at all times to approach what is wonderful in every object of outer reality, and you will see that everything contains an aspect that can be affirmed. Do as Christ did when he admired the beautiful teeth on the dead dog. This course will lead you to the great ability to tolerate, and to an understanding of every thing and of every being. The fifth quality is complete openness towards everything new that meets us. Most people judge new things which meet them by the old which they already know. If anyone comes to tell them something new, they immediately respond with an opposing opinion. But we must not confront a new communication immediately with our own opinion. We must rather be on the alert for possibilities of learning something new. And learn we can, even from a small child. Even if one were the wisest person, one must be willing to hold back one's own judgment, and to listen to others. We must develop this ability to listen, for it will enable us to meet matters with the greatest possible openness. In occultism, this is called faith. It is the power not to weaken through opposition the impression made by the new. The sixth quality is that which everyone receives once he has developed the first five. It is inner harmony. The person who has the other qualities also has inner harmony. In addition, it is necessary for a person seeking occult development to develop his feeling for freedom to the highest degree. That feeling for freedom enables him to seek within himself the center of his own being, to stand on his own two feet, so that he will not have to ask everyone what he should do and so that he can stand upright and act freely. This also is a quality which one needs to acquire. If man has developed these qualities within himself, then he stands above all the dangers arising from the division within his nature. Then the properties of his lower nature can no longer affect him; he can no longer stray from the path. Therefore, these qualities must be formed with the greatest precision. Then comes the occult life, whose expression depends on a steady rhythm being carried into life. The phrase “carrying rhythm into life” expresses the unfolding of this faculty. If you observe nature, you will find in it a certain rhythm. You will, of course, expect that the violet blooms every year at the same time in spring, that the crops in the field and the grapes on the vine will ripen at the same time each year. This rhythmical sequence of phenomena exists everywhere in nature. Everywhere there is rhythm, everywhere repetition in regular sequence. As you ascend from the plant to beings with higher development, you see the rhythmic sequence decreasing. Yet even in the higher stages of animal development one sees how all functions are ordered rhythmically. At a certain time of the year, animals acquire certain functions and capabilities. The higher a being evolves, the more life is given over into the hands of the being itself, and the more these rhythms cease. You must know that the human body is only one member of man's being. There is also the etheric body, then the astral body, and, finally, the higher members which form the basis for the others. The physical body is highly subject to the same rhythm that governs outer nature. Just as plant and animal life, in its external form, takes its course rhythmically, so does the life of the physical body. The heart beats rhythmically, the lungs breathe rhythmically, and so forth. All this proceeds so rhythmically because it is set in order by higher powers, by the wisdom of the world, by that which the scriptures call the Holy Spirit. The higher bodies, particularly the astral body, have been, I would like to say, abandoned by these higher spiritual forces, and have lost their rhythm. Can you deny that your activity relating to wishes, desires, and passions is irregular, that it can in no way compare with the regularity ruling the physical body? He who learns to know the rhythm inherent in physical nature increasingly finds in it an example for spirituality. If you consider the heart, this wonderful organ with the regular beat and innate wisdom, and you compare it with the desires and passions of the astral body which unleash all sorts of actions against the heart, you will recognize how its regular course is influenced detrimentally by passion. However, the functions of the astral body must become as rhythmical as those of the physical body. I want to mention something here which will seem grotesque to most people. This is the matter of fasting. Awareness of the significance of fasting has been totally lost. Fasting is enormously significant, however, for creating rhythm in our astral body. What does it mean to fast? It means to restrain the desire to eat and to block the astral body in relation to this desire. He who fasts blocks the astral body and develops no desire to eat. This is like blocking a force in a machine. The astral body becomes inactive then, and the whole rhythm of the physical body with its innate wisdom works upward into the astral body to rhythmicize it. Like the imprint of a seal, the harmony of the physical body impresses itself upon the astral body. It would transfer much more permanently if the astral body were not continuously being made irregular by desires, passions, and wishes, including spiritual desires and wishes. It is more necessary for the man of today to carry rhythm into all spheres of higher life than it was in earlier times. Just as rhythm is implanted in the physical body by God, so man must make his astral body rhythmical. Man must order his day for himself. He must arrange it for his astral body as the spirit of nature arranges it for the lower realms. In the morning, at a definite time, one must undertake one spiritual action; a different one must be undertaken at another time, again to be adhered to regularly, and yet another one in the evening. These spiritual exercises must not be chosen arbitrarily, but must be suitable for the development of the higher life. This is one method for taking life in hand and for keeping it in hand. So set a time for yourself in the morning when you concentrate. You must adhere to this hour. You must establish a kind of calm so that the occult master in you may awaken. You must meditate about a great thought content that has nothing to do with the external world, and let this thought content come to life completely. A short time is enough, perhaps a quarter of an hour. Even five minutes are sufficient if more time is not available. But it is worthless to do these exercises irregularly. Do them regularly so that the activity of the astral body becomes as regular as a clock. Only then do they have value. The astral body will appear completely different if you do these exercises regularly. Sit down in the morning and do these exercises, and the forces I described will develop. But, as I said, it must be done regularly, for the astral body expects that the same process will take place at the same time each day, and it falls into disorder if this does not happen. At least the intent towards order must exist. If you rhythmicize your life in this manner, you will see success in not too long a time; that is, the spiritual life hidden from man for the time being will become manifest to a certain degree. As a rule, human life alternates among four states. The first state is the perception of the external world. You look around with your senses and perceive the external world. The second is what we may call imagination or the life of mental images which is related to, or even part of, dream life. There man does not have his roots in his surroundings, but is separated from them. There he has no realities within himself, but at the most reminiscences. The third state is dreamless sleep, in which man has no consciousness of his ego at all. In the fourth state he lives in memory. This is different from perception. It is already something remote, spiritual. If man had no memory, he could uphold no spiritual development. The inner life begins to develop by means of inner contemplation and meditation. Thus, the human being sooner or later perceives that he no longer dreams in a chaotic manner; he begins to dream in the most significant way, and remarkable things reveal themselves in his dreams, which he gradually begins to recognize as manifestations of spiritual beings. Naturally the trivial objection might easily be raised that this is nothing but a dream and therefore of no consequence. However, should someone discover the dirigible in his dream and then proceed to build it, the dream would simply have shown the truth. Thus an idea can be grasped in an other-than-usual manner. Its truthfulness must then be judged by the fact that it can be realized. We must become convinced of its inner truth from outside. The next step in spiritual life is to comprehend truth by means of our own qualities and of guiding our dreams consciously. When we begin to guide our dreams in a regular manner, then we are at the stage where truth becomes transparent for us. The first stage is called “material cognition.” For this, the object must lie before us. The next stage is “imaginative cognition.” It is developed through meditation, that is through shaping life rhythmically. Achieving this is laborious. But once it is achieved, the time arrives when there is no longer a difference between perception in the usual life and perception in the super-sensible. When we are among the things of our usual life, that is, in the sense world, and we change our spiritual state, then we experience continuously the spiritual, the super-sensible world, but only if we have sufficiently trained ourselves. This happens as soon as we are able to be deaf and dumb to the sense world, to remember nothing of the everyday world, and still to retain a spiritual life within us. Then our dream-life begins to take on a conscious form. If we are able to pour some of this into our everyday life, then the next capacity arises, rendering the soul-qualities of the beings around us perceptible. Then we see not only the external aspect of things, but also the inner, hidden essential kernel of things, of plants, of animals, and of man. I know that most people will say that these are actually different things. True, these are always different things from those a person sees who does not have such senses. The third stage is that in which a consciousness, which is as a rule completely empty, begins to be enlivened by continuity of consciousness. The continuity appears on its own. The person is then no longer unconscious during sleep. During the time in which he used to sleep, he now experiences the spiritual world. Of what does sleep usually consist? The physical body lies in bed, and the astral body lives in the super-sensible world. In this super-sensible world, you are taking a walk. As a rule, a person with the type of disposition which is typical today cannot withdraw very far from his body. If one applies the rules of spiritual science, organs can be developed in the astral body as it wanders during sleep—just as the physical body has organs—which allow one to become conscious during sleep. The physical body would be blind and deaf if it had no eyes or ears, and the astral body walking at night is blind and deaf for the same reason, because it does not yet have eyes and ears. But these organs are developed through meditation which provides the means for training these organs. This meditation must then be guided in a regular way. It is being led so that the human body is the mother and the spirit of man is the father. The physical human body, as we see it before us, is a mystery in every one of its parts and, in fact, each member is related in a definite but mysterious way to a part of the astral body. These are matters which the occultist knows. For instance, the point in the physical body lying between the eyebrows belongs to a certain organ in the astral organism. When the occultist indicates how one must direct thoughts, feelings, and sensations to this point between the eyebrows through connecting something formed in the physical body with the corresponding part of the astral body, the result will be a certain sensation in the astral body. But this must be practiced regularly, and one must know how to do it. Then the astral body begins to form its members. From a lump, it grows to be an organism in which organs are formed. I have described the astral sense organs in the periodical, Lucifer Gnosis. They are also called Lotus flowers. By means of special word sequences, these Lotus flowers are cultivated. Once this has occurred, the human being is able to perceive the spiritual world. This is the same world he enters when passing through the portal of death, a final contradiction to Hamlet's “The undiscover'd country from whose bourn no traveler returns.” So it is possible to go, or rather to slip, from the sense world into the super-sensible world and to live there as well as here. That does not mean life in never-never land, but life in a realm that clarifies and explains life in our realm. Just as the usual person who has not studied electricity would not understand all the wonderful workings in a factory powered by electricity, so the average person does not understand the occurrences in the spiritual world. The visitor at the factory will lack understanding as long as he remains ignorant of the laws of electricity. So also will man lack understanding in the realm of the spirit as long as he does not know the laws of the spiritual. There is nothing in our world that is not dependent on the spiritual world at every moment. Everything surrounding us is the external expression of the spiritual world. There is no materiality. Everything material is condensed spirit. For the person looking into the spiritual world, the whole material, sense-perceptible world, the world in general, becomes spiritualized. As ice melts into water through the effect of the sun, so everything sense-perceptible melts into something spiritual within the soul which looks into the spiritual world. Thus, the fundament of the world gradually manifests before the spiritual eye and the spiritual ear. The life that man learns to know in this manner is actually the spiritual life he carries within himself all along. But he knows nothing of it because he does not know himself before developing organs for the higher world. Imagine possessing the characteristics you have at this time, yet being without sense-organs. You would know nothing of the world around you, would have no understanding of the physical body, and yet you would belong to the physical world. So the soul of man belongs to the spiritual world, but does not know it because it does not hear or see. Just as our body is drawn out of the forces and materials of the physical world, so is our soul drawn out of the forces and materials of the spiritual world. We do not recognize ourselves within ourselves, but only within our surroundings. As we cannot perceive a heart or a brain—even by means of X-ray—without seeing it in other people through our sense organs (it is only the eyes that can see the heart), so we truly cannot see or hear our own soul without perceiving it with spiritual organs in the surrounding world. You can recognize yourself only by means of your surroundings. In truth there exists no inner knowledge, no self-examination; there is only one knowledge, one revelation of the life around us through the organs of the physical as well as the spiritual. We are a part of the worlds around us, of the physical, the soul, and the spiritual worlds. We learn from the physical if we have physical organs, from the spiritual world and from all souls if we have spiritual and soul organs. There is no knowledge but knowledge of the world. It is vain and empty idleness for man to “brood” within himself, believing that it is possible to progress simply by looking into himself. Man will find the God in himself if he awakens the divine organs within himself and finds his higher divine self in his surroundings, just as he finds his lower self solely by means of using his eyes and ears. We perceive ourselves clearly as physical beings by means of intercourse with the sense world, and we perceive ourselves clearly in relation to the spiritual world by developing spiritual senses. Development of the inner man means opening oneself to the divine life around us. Now you will understand that it is essential that he who ascends to the higher world undergoes, to begin with, an immense strengthening of his character. Man can experience on his own the characteristics of the sense world because his senses are already opened. This is possible because a benevolent divine spirit, who has seen and heard in the physical world, stood by man in the most ancient times, before man could see and hear, and opened man's eyes and ears. It is from just such beings that man must learn at this time to see spiritually, from beings already able to do what he still has to learn. We must have a guru who can tell us how we should develop our organs, who will tell us what he has done in order to develop these organs. He who wishes to guide must have acquired one fundamental quality. This is unconditional truthfulness. This same quality is also a main requirement for the student. No one may train to become an occultist unless this fundamental quality of unconditional truthfulness has been previously cultivated. When facing sense experience, one can test what is being said. When I tell you something about the spiritual world, however, you must have trust because you are not far enough to be able to confirm the information. He who wishes to be a guru must have become so truthful that it is impossible for him to take lightly such statements concerning the spiritual world or the spiritual life. The sense world corrects errors immediately by its own nature, but in the spiritual world we must have these guidelines within ourselves. We must be strictly trained, so that we are not forced to use the outer world for controls, but only our inner self. We are only able to gain this control by acquiring already in this world the strictest truthfulness. Therefore, when the Anthroposophical Society began to present some of the basic teachings of occultism to the world, it had to adopt the principle: there is no law higher than truth. Very few people understand this principle. Most are satisfied if they can say they have the conviction that something is true, and then if it is wrong, they will simply say that they were mistaken. The occultist cannot rely on his subjective honesty. There he is on the wrong track. He must always be in consonance with the facts of the external world, and any experience that contradicts these facts must be seen as an error or a mistake. The question of who is at fault for the error ceases to be important to the occultist. He must be in absolute harmony with the facts in life. He must begin to feel responsible in the strictest sense for every one of his assertions. Thus he trains himself in the unconditional certainty that he must have for himself and for others if he wishes to be a spiritual guide. So you see that I needed to indicate to you today a series of qualities and methods. We will have to speak about these again in order to add the higher concepts. It may seem to you that these things are too intimate to discuss with others, that each soul has to come to grips with them on its own terms, and that they are possibly unsuitable for reaching the great destination which should be reached, namely the entrance into the spiritual world. This entrance will definitely be achieved by those who tread the path I have characterized. When? One of the most outstanding participants in the theosophical movement, Subba Row, who died some time ago, has spoken fittingly about this. Replying to the question of how long it would take, he said, “Seven years, perhaps also seven times seven years, perhaps even seven incarnations, perhaps only seven hours.” It all depends on what the human being brings with himself into life. We may meet a person who seems to be very stupid, but who has brought with himself a concealed higher life that needs only to be brought out. Most human beings these days are much further than it seems, and more people would know about this if the materialism of our conditions and of our time would not drive them back into the inner life of the soul. A large percentage of today's human beings was previously much further advanced. Whether that which is within them will come forth depends on many factors. But it is possible to give some help. Suppose you have before you a person who was highly developed in his earlier incarnation, but now has an undeveloped brain. An undeveloped brain may at times conceal great spiritual faculties. But if he can be taught the usual everyday abilities, it may happen that the inner spirituality also comes forth. Another important factor is the environment in which a person lives. The human being is a mirror-image of his surroundings in a most significant way. Suppose that a person is a highly developed personality, but lives in surroundings that awaken and develop certain prejudices with such a strong effect that the higher talents cannot come forth. Unless such a person finds someone who can draw out these abilities, they will remain hidden. I have been able to give only a few indications to you about this matter. After Christmas, however, we will speak again about further and deeper things. I especially wanted to awaken in you this one understanding, that the higher life is not schooled in a tumultuous way, but rather quite intimately, in the deepest soul, and that the great day when the soul awakens and enters into the higher life actually arrives like the thief in the night. The development towards the higher life leads man into a new world, and when he has entered this new world, then he sees the other side of existence, so to speak; then what has previously been hidden for him reveals itself. Maybe not everyone can do this; maybe only a few can do it, one might say to oneself. But that must not keep one from at least starting on the way that is open to everyone, namely to hear about the higher worlds. The human being is called to live in community, and he who secludes himself cannot arrive at a spiritual life. But it is a seclusion in a stronger sense if he says, “I do not believe this, this does not relate to me; this may be valid for the after-life.” For the occultist this has no validity. It is an important principle for the occultist to consider other human beings as true manifestations of his own higher self, because he knows then that he must find the others in himself. There is a delicate distinction between these two sentences: “To find the others in oneself,” and “To find oneself in the others.” In the higher sense it means, “This is you.” And in the highest sense it means to recognize oneself in the world and to understand that saying of the poet which I cited some weeks ago in a different connection: “One was successful. He lifted the veil of the goddess at Sais. But what did he see? Miracle of miracles! He saw himself.” To find oneself—not in egotistical inwardness, but selflessly in the world without—that is true recognition of the self.
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57. Tolstoy and Carnegie in the Light of Spiritual Science
28 Jan 1909, Berlin Rudolf Steiner |
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Then again the arrangement of both persons with spiritual science or anthroposophy. Indeed, with Tolstoy nobody probably doubts that one can illumine the depths of his soul with the light of spiritual science. |
57. Tolstoy and Carnegie in the Light of Spiritual Science
28 Jan 1909, Berlin Rudolf Steiner |
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The basis of our consideration today may seem a weird arrangement to somebody: on one side Tolstoy, on the other side Carnegie, two personalities about whom probably some say, more different, more opposite persons one can hardly find. On one side, the solver of riddles of the highest social and spiritual problems searching from the depths of spiritual life—Tolstoy; and on the other side the steel tycoon, the rich man, the man about whom one knows literally hardly more than that he thought about how the accumulated wealth is to be used best of all—Carnegie. Then again the arrangement of both persons with spiritual science or anthroposophy. Indeed, with Tolstoy nobody probably doubts that one can illumine the depths of his soul with the light of spiritual science. However, with Carnegie some probably say, what has this man to do generally with spiritual science, this man of the only practical, business work?—Spiritual science would be the grey theory, the unrealistic and life-hostile worldview as one regards it is so often, if it does not care a little about the issues of practical life, as one believes sometimes. Therefore, it could appear weird that just such a man of practical life is adduced to illustrate certain issues. If one has understood that this spiritual science is something that can flow into all single fields, yes, into the most mundane fields of practical life, then one does not consider it as something surprising that also this personality is adduced to illustrate something that should be just illustrated within spiritual science. Secondly—to speak in the sense of Emerson—we have two representative personalities of our time before ourselves. The one like the other expresses the whole striving on the one side, the work on the other side typically, as they prevail in our time. Just the opposite of the whole development of personality and soul is so characteristic with these both men on one side for the variety of life and work in our time, on the other side, nevertheless, again for the basic nerve, the real goals of our present. We have, on one side, Tolstoy who has grown out of a distinguished class, of wealth and abundance, of a life sphere in which everything is included that external life can offer as comfort and convenience. He is a human being whom his soul development has brought almost to proclaim the worthlessness of all he got with birth, not only to himself, but also to the whole humankind like a Gospel. We have the American steel tycoon on the other side, a personality that has grown out of hardship and misery, grown out of a life sphere where nothing at all exists of that which external life can offer as convenience and comfort. A person who had to earn dollar by dollar and who ascended to the biggest wealth, who got around in the course of his soul development to regarding this accumulation of wealth as something absolutely normal for the present and to thinking only about it how this accumulated wealth is to be used to the welfare and happiness of humankind. What Tolstoy never desired when he had reached the summit of his soul development he had it abundantly in the beginning of his life. The external goods of life that Carnegie had abundantly acquired last were refused to him in the beginning of his life. This is the expression of their natures, even if in exterior way, however, the characteristic of both personalities to a certain extent at the same time. What can take action with a person in our time, what one can reflect of these external processes in and around the personality shows us with both what prevails in our present in the undergrounds of the social and mental existence generally. We see Tolstoy, as said, born out of a sphere of life in which everything existed that one can call comfort, wealth, and refinement of life. Of course, we can deal only quite cursorily with his life, because today it concerns of characterising our time in these representative personalities and of recognising their needs in a certain way. In 1828, Leo Tolstoy is born in a family of Russian counts about which he himself says that the family immigrated originally from Germany. Then we see Tolstoy losing certain higher goods of life. Hardly he is one and a half years old, he loses the mother, the father in the ninth year. Then he grows up under the care of a relative who is, so to speak, the embodied love, and from her spiritual condition, the marvellous soul condition had to flow in his soul like by itself. However, on the other side, another relative who wants to build up him out of the viewpoints of her circles, out of the conditions of time as they formed in certain circles influences him. She is a person who is completely merged in the outward world activity which later became very odious to Tolstoy and against which he fought so hard. We see this personality striving from the outset to make Tolstoy a person “comme il faut,” a person who could treat his farmers in such a way, as it was necessary in those days, who should receive title, rank, dignity, and medals and should play a suitable role in the society. Then we see Tolstoy coming to the university; he is a bad student as he absolutely thinks that everything that the professors say at the University of Kazan is nothing worth knowing. Only oriental languages can occupy him. In all other matters, he was not interested. Against it the comparison of a certain chapter of the code of Catherine the Great (1729–1796) with The Spirit of the Laws (1748) by Montesquieu (Charles de Secondat, Baron de M., 1689–1755) attracted him. Then he tries repeatedly to manage his estate, and we see him almost getting around to diving head first into the life of luxury of a man of his circles, diving head first into all possible vices and vanities of life. We see him becoming a gambler, gambling big sums away. However, he has hours within this life over and over again when his own activities disgust him, actually. We see him meeting peers as well as men of letters and leading a life, which he calls a worthless, even perishable one at moments of reflection. However, we also see—and this is important to him who looks with pleasure at the development of the soul where this development manifests in especially typical signs—particular peculiarities appearing with him in the development of his soul which can disclose us already in the earliest youth what is, actually, in this soul. Thus, it is of immense significance, what a deep impression a certain event makes on Tolstoy at the age of eleven years. A friendly boy once told him that one has made an important discovery, a new invention. One has found—and a teacher has spoken in particular of the fact—that there is no God that this God is only an empty invention of many human beings, an empty picture of thought. Everything that one can know about the impression that this boy's experience made on Tolstoy shows already how he absorbed it that in him a soul struggled striving for the highest summits of human existence. However, this soul was weird in other ways as well. Those people who like to state outer appearances and do not pay attention to that in the soul, which emerges from the centre as the actual individual through all outer obstacles, they ignore and do not pay attention to anything in such youth experiences that has different effects on the one soul and on the other one. In particular, one has to pay attention if a soul shows a disposition in the earliest youth that one could pronounce with the nice sentence of Goethe in the second part of his Faust: “I love the man who wants what cannot be.” This sentence says a lot. A soul, which desires, so to speak, something that is obvious foolishness to the philistine view, such a soul, if it appears in its first youth as such, shows the width of the scope of view just by such peculiarities. Thus, one must not ignore it, if Tolstoy tells such things in one of his first writings, in which he gives reflections of his own development. We are not allowed to ignore when he says there things, which were absolutely valid for him, for example, when he shaved off his eyebrows and defaced his not very extensive beauty in such a way for a while. This is something that one can regard as a big outlandishness. However, if one thinks about it, it becomes an indication. Another example is that the boy imagines that the human being can fly if he presses the arms against the knees rather stiffly. If he did this, he would be able to fly, he thinks. He goes up once in the second floor and jumps out of the window, retaining the heels. He is saved like by a miracle and carries off nothing but a little concussion, which compensates one another by an 18-hour sleep again. He proved for his surroundings with it to be a strange boy. However, someone who wants to observe the soul and knows what it means to go out in his soul in the earliest youth from the track, which is predetermined on the left and on the right, does not disregard features in the life of a young person. Thus, this soul seems to be great and to have many talents from the start. Hence, we can understand that he was fulfilled with a certain disgust of himself when he was tired of the debaucheries of life, which were due to his social rank, in particular after a gamble affair. When he goes then to the Caucasus, we can understand that there his soul becomes fond of the simple Cossacks, of those people whom he gets to know and recognises that they have, actually, quite different souls than all those people whom he had got to know up to now basically. All the principles of his peers appeared to him so unnatural. Everything that he had believed up to now seemed to him so strange, so separated from the original source of existence. However, the human beings, whom he got to know now, were people whose souls had grown together with the sources of nature like the tree by the roots with the sources of nature, like the flower with the liquid of the ground. It impressed him enormously that they were grown together with nature, that they had not become foreign to the sources of existence, that they were beyond good and evil in their circles. In 1854, when he became a soldier, full of zest for action, to take part in the Crimean War, we see him with the most intensive devotion studying the whole soul life of the simple soldier. However, we see now a more specified feeling taking place in Tolstoy's soul, we see him being deeply moved by the naturalness of the simple human being on the one side, on the other side, also by the misery, poverty, the tortures, and depression of the simple human being. We see how he is fulfilled with love and desire to help, and that the highest ideals of human happiness, human welfare, and progress flash as shades in his mind, how he realises completely on the other side that the natural human beings cannot understand his ideals. This causes a conflict in his soul, something that does not allow him to penetrate to the basic core of his being. Thus, he is thrown back repeatedly from that life he leads and in which he is thrown just with the Danube army from one extreme to the other. A superior says, he is a golden human being whom one can never forget again. He works like a soul that pours out goodness only and, on the other hand, has the ability to amuse the others in the most difficult situations. Everything is different if he is there. If he is not there, everybody hangs his head. If he has plunged into life, he comes back with a terrible remorse, with awful regret to the camp. Between such moods, this great soul was thrown back and forth. From these moods and experiences those views and pictorial descriptions of his literary career come, which caused, for example, the most accepting review even from Turgenev (Ivan T., 1818–1883, Russian author), and which have found recognition everywhere. However, we see at the same time how in a certain way beside the real centre, the centre of his soul, always he looks at the big strength, at the basic spring of life, how he struggles for the concepts of truth and human progress. However, he cannot help saying at a being together with Turgenev: you all do not have, actually, what one calls conviction. You talk, actually, only to hide your conviction. One can say, life made his soul feel low, bringing it into heavy, bitter conflicts. Indeed, something most serious should yet come. At the end of the fifties, one of his brothers fell ill and died. Tolstoy had often seen death in war, had often looked at dying human beings, but he had not yet realised the problem of life to such extent as at the sight of the beloved dying brother. Tolstoy was not so fulfilled at that time with philosophical or religious contents that these contents could have supported him. He was in such a basic mood that expressed itself towards death possibly in such a way that he said, I am incapable to give life a goal. I see life decreasing, I see it running in my peers worthlessly; they do things which are not worth to be done. If one strings up an event to the other and forms ever so long rows, nothing valuable results.—At that time, he could also not see any contents and life goal in the fact that the lower social classes were in distress and misery. He said to himself at that time, such a life whose sense one searches in vain is finished by the futility of death and if the life of everybody and any animal ends in the futility of death, who is generally able to speak about the meaning of life? Sometimes, Tolstoy had already set himself the goal to strive for perfection of his soul, to search contents for the soul. He had not advanced so far that any contents of life could be roused in the soul even from the spirit. Therefore, the sight of death had put the riddle of life in such horrible figure before his spiritual eye. We see him travelling in Europe just in the same time. We see him visiting the most interesting cities of Europe—in France, Italy, Germany. We see him getting to know some valuable persons. He gets to know Schopenhauer (Arthur Sch., 1788–1860, German philosopher) personally shortly before his death, he gets to know Liszt (1811–1882, Austrian-Hungarian composer) and still some others, some luminaries of science and art. He gets to know something of the social life, gets to know the court life at Weimar. Everything was accessible to him; however, he looks at everything with eyes from which the attitude looks that has just been characterised. From all that he had gained only one: as well as it is at home, in the circles, which he has grown out of, it is also in Western Europe. Now a goal faces him in particular. He wanted to found a kind of model school, and he founded it in his hometown where every pupil should learn after his talents where it should not be a stencil. We cannot get involved with the description of the pedagogic principles, which one used there. However, this must be stressed that he had an ideal of education in mind, which should meet the individuality of the child. We see a kind of interregnum taking place, where in certain way the stormy soul experiences a kind of standstill, that soul in which the problems and the questions followed in rapid succession, into which the sensations and emotions have flowed in contradicting way. A calmer life prevails in it. This time begins with the marriage in the sixties. It was the time from which the great novels come in which he gave the comprising tremendous pictures of the social life of the present and the previous time: War and Peace (1869) and Anna Karenina (1873–1877). So much has flowed in from that which he had learnt onto these works. Thus, he lived until the seventies of the last century. Then comes a time of his life where he faces a crucial decision where all qualms, doubts, and problems come to life again which prevailed once like from dark spiritual depths. A comparison, a picture that he forms is rather typical of what his soul experienced. One needs to visualise this picture only and to know that it means quite another matter to a soul like Tolstoy's soul, as for another soul that is much more superficial. You need to visualise this picture only, and you can deeply look into the mind of Tolstoy. He compares his own life to an Eastern fable, which he tells possibly in such a way: There is a man, pursued by a beast. He flees, finds a dried out well and plunges into it to escape from the beast. He holds fast onto the branches, which have grown out on the sides of the well wall. In this way, he thinks he is protected against the pursuing monster. However, in the depth, he sees a dragon, and he has the feeling, he must be devoured by it if he gets tired only a little or if the branch breaks, onto which he holds fast. There he also sees on the leaves of the shrub some drops of honey from which he could feed himself. Nevertheless, at the same time he also sees mice gnawing away at the roots of the shrub onto which he holds fast. Two things to which Tolstoy adhered were family love and art. For the rest, he considered life in such a way that all tantalising worries of life pursue him. He escapes one and is welcomed by the other monster. Then one sees mice gnawing away the few things that one still.—One must take the picture deeply enough to see what goes forward in such a soul, what is shown there and what Tolstoy experienced in all thinking, feeling and willing in the most extensive way. The branches still pleased him. However, he also found various things, which had to gnaw away at the delight in them. If the whole life is in such a way, that one cannot find sense in it, that one looks for the meaning of life in vain, what does it mean to have a family, to build up descendants to whom one transfers the same futility? This was also something he had in mind. And art? If life is worthless, what about art, the mirror of life? Can art be valuable if it only is able to reflect that in which one looks for sense in vain? That just stood before his soul and burnt in him after an interregnum again. Where he looked around with all those who tried to fathom the meaning of life in great philosophies and in the most various worldviews, he nowhere found anything that could satisfy his searching. Recently it was in such a way that he turned his look to those people who were originally connected with the springs of life according to his opinion. These human beings had preserved a natural sense, a natural piety. He said to himself, the scholar who lives like me, who overestimates his reason finds nothing in all researching that could interpret the meaning of life to him. If I look at the usual human being who unites there in sects: he knows, why he lives, he knows the meaning of life. How does he know this, and how does he know the meaning of life? Because he experiences the sensation in himself, there is a will, the everlasting divine will as I call it. What lives in me devotes itself to the divine will. What I do from morning to evening is a part of the divine will. If I move the hands, I move them in the will of the divine. Without being brought by reason to abstractions, the hands move.—That faced him so peculiarly, that grasped him so intensely: if the human is deeply grasped in the soul. He said to himself, there are human beings who can answer the question of the meaning of life to themselves that they can use. It is even magnificent how he contrasts these simple human beings with those who he got to know in his surroundings. Everything is thought out of the monumental of the paradigms. He says, I got to know people who did not understand to give life any meaning. They lived by force of habit, although they could gain no meaning of life, but I got to know those who committed suicide, because they could not find any meaning of life.—Tolstoy himself was before it. Thus, he studied that category of human beings about whom he had to say to himself, it could not be talk of a meaning of life and of a life with a meaning. However, the human being, who is still connected with the sources of nature, whose soul is connected with the divine forces as the plant with the forces of life, can answer to the question: why do I live?—Therefore, Tolstoy came so far to search for a community with those simple human beings in the religious life. He became religious in certain way, although the outer forms made a repellent impression on him. He went to the Communion again. Now it was something in him that one can explain in such a way: he strove with all fibers of his soul to find and to feel a goal. Nevertheless, again his thinking and feeling impeded him everywhere in certain way. He was able to pray together with these human beings, who were believers in the naive sense and answered to the question of the meaning of life to themselves. He could pray—and this is tremendously typical—up to the point of a uniform way of feeling. However, he was not able to go further when they prayed: we confess ourselves to the Father, to the Son and to the Holy Spirit.—This made no sense to him. It is generally typical that he was able to come up to a certain point, looking for a religious life, which was based on brotherly feelings. This life in devoutness should produce a unity of feelings, unity of thoughts. However, he could not rise to the positive contents, the knowledge of the spirit, to the spiritual view, which gives reality. The traditional dogmatics meant nothing to him. He could not connect any sense with the words, which are given in the Trinity. Thus, he came, while all these things flocked together, to the mature period of his life, to the period in which he tried to delve completely into that which he could call true, real Christianity. He strove in such a way, as if he had wanted to comprise, to penetrate the liveliness of Christ's soul with his own soul. With this spirit of Christ's soul, he wanted to penetrate himself. A worldview should arise from it, and from this something like a transformation of all present life should result which he subjected to harsh criticism. Because he believes now to feel in his soul, what Christ had thought and felt, he feels strong enough to issue a challenge to all ways of life, to all ways of feeling and thinking of the present. He criticised harshly that out of which he has grown and which he could see in the farther environment of his time. He feels strong enough to put up the demand, on the other side, to let the spirit of Christ prevail and to get out a renewal of all human life out of the spirit of Christ. With it, we have characterised, so to speak, his maturing soul and have seen this soul having grown out of that which many of our contemporaries call the summits of life. We have seen this soul getting around to harshly criticise the summits of life, and to putting as its next goal the renewal of the spirit of Christ which it finds strange to everything that lives presently, in the renewal of Christ's life which it nowhere finds in reality. Therefore, in certain sense, Tolstoy says no to the present and affirms what he calls the spirit of Christ, which he could not find in the present but only in the first times of Christianity. He had to go back to the historical sources, which came up to him. There we have a representative of our present who has grown out of the present, saying no to this present. Now we have a look at the other man, who affirms most intensely, what Tolstoy denies most intensely, who reaches the same formula but applies it quite differently. There we see Carnegie, the Scotsman, growing out of that dividing line of modern times which we can characterise by the fact that trade, large-scale industry and the like sweep away the small trade from the social order. We really see Carnegie growing out of that dividing line of modern life, which a newer poet so nicely characterised with the words (poem by Heinrich von Reder, 1824–1909, Bavarian officer, poet, and painter):
One needs to wake only such a mood, and one illuminates brightly that dividing line in the cultural development of modern times, which has become so important to life. Carnegie's father was a weaver who had a good living at first. He worked for a factory. This went well up to the time when the large-scale industry flooded everything. Now we see the last day approaching, when Carnegie's father can still deliver the produced to the trader. Then poverty and misery enter in the weaver's family. The father does no longer see any possibility to make a living in Scotland. He decides to emigrate to America, so that both sons do not live in misery and die. The father finds work in a cotton factory, and the boy is employed as a bobbin boy in his twelfth year. He has to perform hard work. However, there is after one week of hard, heavy work a happy day for the 12-year-old boy. He gets his first wage: 1 dollar and 20 cents. Never again—so says Carnegie—he has taken up any income with such delighted soul as this dollar and twenty cents. Nothing made more joy to him later, although many millions went through his fingers. We see the representative of practical pursuit in our present that grows out of distress and misery that is natured in such a way to immerse himself in the present, as it is, and to become the self-made man in it. He struggles. He gains his dollar every week. Then somebody employs him in another factory with a better wage. Here he has to work even more, he must stand in the basement and has to heat and maintain a small steam engine with big heat. He feels that as a responsible post. The fear to turn the tap of the engine wrongly what could lead to an accident for the whole factory is dreadful to him. He often catches himself sitting in his bed at night and dreaming of the tap the whole night which he turned taking care of turning it in the right direction. Then we see him employed as a telegraph messenger in Pittsburgh after some time. There he is already highly happy with the small wage of the telegraph messenger. He has to work at a place where also books are which he had hardly seen before. Sometimes he also has newspapers to read. He has now only one worry: telegraph messengers are not to be needed in the city if they are not able to know all addresses of the companies by heart, which receive telegrams. He really manages to know the names and addresses of the Pittsburgh companies. He also already develops a certain independence. His consciousness is paired exceptionally with cleverness. He goes now a little earlier to the telegraph office, and there he learns to telegraph by own practicing. Thus, he can aim at the ideal that any telegraph messenger is allowed to have in a young, ambitious community: to become a telegraph operator once. He even succeeds in a special trick. When one morning the telegraph operator was not there, a death message comes in. He takes up the telegram and carries it to the newspaper to which it was determined. There are connections where one regards such an action, even if it succeeds, not as favourable. However, Carnegie thereby climbed up to the telegraph operator. Now something else presented itself to him. A man who dealt with railways recognises the talents of the young man and one day he makes the following proposal to him. He said to him, he should take over railway stocks of 500 dollars that had just become available. He can win a lot if he pursues these matters. Carnegie tells now—it is delightful how he tells this—how he raised 500 dollars really by the care and love of his mother, and how he bought his stocks. When he got the first revenue, the first payment of more than five dollars, he went with his fellows out to the wood. They looked at the payment and thought and learnt to recognise that there is something else than to be paid for work, something that makes money from money. That aroused big viewpoints in Carnegie's life. With it, he grew into the characteristic of our time. Thus, we see him immediately understanding when another proposal is made. It is typical how he grasps with complete presence of mind what appears before his soul for the first time. An inventive head shows him the model of the first sleeping car. Straight away, he recognises that there is something tremendously fertile in it, so that he takes part in it. He emphasises now again by what this consciousness, actually, grew. He did not have enough money to take part in suitable way in the enterprise of the first sleeping car society of the world. However, his ingenious head caused that he got money already from a bank: he issued his first bill of exchange. This is nothing particular, he says, but this is something particular that he finds a banker who accepts this bill of exchange. This was the case. Now he needed to develop this only to become completely the man of the present. Hence, we have not to be surprised that he became a steel tycoon when he got the idea to replace the many wooden bridges with iron and steel bridges, that he became the man who set the tone in the steel industry and acquired the countless riches. Thus, we really see the type of the human being in him who grows into the present, the present, which unfolds the most exterior life. He grows into the most outward of appearance. However, he grows into it by his own strength, by his abilities. He becomes the extensively rich person out of distress and misery, while he himself really acquired everything from the first dollar on. He is a pensive person who associates this whole impulse of his life with the progress and life of whole humanity. Thus, we see another strange Gospel growing out of his way of thinking, a Gospel that follows Christ. However, Carnegie immediately says at the beginning of his Gospel, it is a Gospel of wealth (essay Wealth or Gospel of Wealth, 1889). That is why his book shows how wealth is applied best of all to the welfare and to the progress of humanity. He opposes Tolstoy immediately about whom he says: he is a person who takes Christ in such a way as it is not suitable at all to our time, who regards him as a strange being of old past. One must understand Christ in such a way that one transfers Him to the present life.—Carnegie is a person who affirms the whole life of the present completely. He says: if we look back at the times when the human being were more alike than today, they were still less divided into those who had to assign a job and those who have to take a job, and if we compare the times, we see how primitive the single cultures were in those days. The king was not able in that old time to satisfy his needs in such a way as today the poorest person can satisfy them now. What happened had to happen. That is why it is right that one distributes the goods in such a way. Carnegie establishes a strange doctrine of the distribution or application of wealth. Above all, we find with him that ideas of the purely personal efficiency, of the nature of the efficiency of the human being originate in his soul who has worked his way in life up to that which he becomes in the end. At first Carnegie sees outward goods only, then also that the human being must be efficient, externally efficient. Someone has to apply his efficiency not only to acquire wealth but also to manage it in the service of humanity. Carnegie intensely draws the attention to the fact that quite new principles would have to enter, so to speak, in the social construction of humanity if welfare and progress should originate from the new progress and the distribution of goods. He says, we have institutions of former time that make it possible that by inheritance from the father to the son and the grandchildren goods, rank, title and dignities go over. In the life of the old time, this was possible.—He regards it as right that one can substitute with routine what the personal efficiency does not give: rank, title, dignities. Nevertheless, he is convinced by that life he has experienced that it requires personal, individual efficiency. He points to the fact that one had ascertained that five of seven insolvent houses became insolvent, because they demised to the sons. Rank, title, and dignities devolved from the fathers upon the sons, however, never business acumen. In those parts of modern life, where commercial principles prevail, they should not be transmitted simply from the testator to the descendants. It is much more important that someone builds up a personally efficient man, than to bequeath his wealth to his children. That is why Carnegie concludes in the absurd sentence: someone has to make sure that he applies the accumulated wealth to such institutions and foundations by which the human beings are promoted to the largest extent.—The sentence with which he formulates this, which can appear grotesque, which originates, however, from Carnegie's whole way of thinking is this: “Who dies rich dies dishonourably.” One could say in certain sense, this sentence of the steel tycoon sounds even more revolutionary than many a sentence of Tolstoy. ”He who dies rich dies dishonourably” means: someone dies dishonourably who does not apply the accumulated goods to endowments by which the human beings can learn something, can get the possibility to do further studies. If he makes many human beings efficient with his wealth during his life and does not hand it down to descendants, who can use it their way lacking any talent and only to their personal well-being, he dies not dishonourably. Thus, we see with Carnegie a very strange principle appearing. We see that he affirms the present social life and activity, that he gains, however, a new principle from it: the fact that the human being has to advocate not only the use of wealth, but also its management, as a manager of the goods in the service of humanity. This man does not at all believe that anything can devolve from the parents upon their descendants. Even if he knows the outward life only, he realises, nevertheless, that inside of the human being the forces have to originate which make the human being efficient to do his work in life. We see these two representatives of our present: that who harshly criticizes what has developed bit by bit and who wants to lead the soul to higher fields out of the spirit. On the other side, we see a man who takes the material life as it comes, and who is pointed to the fact that within the human being the spring of work and of the health of life is to be found. Nevertheless, one may find something just in this teaching of Carnegie that allows me to remark the following. If anybody does not look thoughtlessly and pointlessly at this soul life, but looks at the forces pouring out of the souls bit by bit, does look at the individual, and is clear in his mind absolutely that it is not handed down,—what has one then to look at? One has to look at the real origin, at that which comes from other sources. One finds if one comes to the sources of the present talents and abilities that these are caused in former lives. By the principle of reincarnation and of spiritual causing, karma, one finds the possibility to process such a principle meditatively that it has forced the practical life upon a practical person. Nobody can hope that from a mere externalisation of life anything could come that the soul satisfies, can bring the civilisation to the highest summits. Never can one hope that on those roads anything else would come than a distribution of wealth salutary in the external sense. The soul would become deserted, it would overexert its forces, but it would find nothing in itself if it could not penetrate to the sources of the spirit, which are beyond the external material life. While the soul is rejected by a material approach to life, it must find the spring, which can flow only from a spiritual approach to life. With such a life praxis, as Carnegie has it, that deepening and spiritualisation coming from spiritual science have to combine, so that the souls do not become deserted. On the one side, Carnegie demands that from the single soul, which makes it fit for the external life, on the other side, Tolstoy wants to give the single soul what it can find from the deep well of the spiritual being. As well as Carnegie grasps the being of the present with sure look from the material life, we find Tolstoy on the other side with sure look grasping the characteristic of the soul. Up to a certain limiting point, we see Tolstoy coming who affects us, indeed, strangely if we compare everything that lives in Tolstoy's worldview to that which faces us in particular in the West-European civilisation. One can examine work by work of Tolstoy and one sees one fact emerging above all. The matters, which one has gathered here in the West with an immense expenditure of philosophical reflection, academic pondering, and moving conclusions from pillars to post, appear to Tolstoy in such a way that they occur in five to six lines like flashes of thought and become conviction to that who can understand such a thing. Tolstoy shows, for example, how we have to find something in the human soul that is of divine nature that can visualise the divine in the world if it lights up in us. Tolstoy says there, around me, the academic naturalists live; they investigate what is real outdoors in the material, in the so-called objective existence. They search the divine primal ground of existence. Then such people try to compose the human being from all principles, substances, atoms et cetera that they search spread out outdoors in the space. Then in the end, they try to understand what the human being is, while they believe to have to combine all external science to find the primal ground of life. Such human beings, he says, appear to me like human beings who have trees and plants of the living nature round themselves. They say, this does not interest me. But there is a wood far away, I hardly see it; I want to investigate and describe this wood, then I also understand the trees and the plants which are around me, and I am able to describe them.—People appear to me that way who investigate the being of the animals with their instruments to get to know the nature of the human being. They have it in themselves; they only need to see what is in close proximity. However, they do not do this. They search the faraway trees, and they try to understand what they cannot see, the atoms. However, they do not see the human being. This way of thinking is so monumental that it is more valuable than dozens of insights and theories that are written out of old cultures. This is typical for the whole thinking of Tolstoy. To such things, he came, and in such things, one must look. To the West European this is extremely unsatisfactory; only by a devious route via Kant he gets around to it. With the assurance of his soul, Tolstoy is driven to pronounce what is not proved, but is true, what is recognised by immediate view and of which one knows if it is pronounced that it is true. His work On Life (1887) shows this monumental original springing of the deepest truth like from the spring of life, which he searched. His last writings just show this and what is in such a way that it can shine like an aurora to a rising future. Therefore, we have to say, the less we are inclined to take Tolstoy dogmatically, the more we are inclined to take up the gold nuggets of a primitive paradigmatic thinking, the more he becomes fertile. Of course, those who accept a personality only in such a way that they swear on their dogmas, who cannot allow to be fertilised by it, they do not have a lot from him. Something does not agree with them. However, someone who can allow to be fertilised by a great personality may receive a lot from Tolstoy. We see truth working in him, paradigmatically, and that this truth flows with strong forces onto his personal life. How does it flow in there? It is rather interesting to see that different views live in his family and tolerate each other. How was he able, however, to introduce his principles in the everyday life? By working, and not only with principles. Thereby he becomes a true pioneer of something that only must sprout in future. On the other side, Tolstoy is also a child of his time, even though he is a pioneer of the future. Perhaps, one can nowhere feel more impressively how he puts himself in the present than in that strange picture of the year 1848, when he was twenty years old. One looks only at the face of the 20-year-old, which expresses energy and willpower, also reticence at the same time. However, the spirited twinkle in the eyes reveals something that faces the riddles of life quizzically. He is volcanic inside but not able to cause the volcano to erupt. Indeed, we see mysterious depths of the soul expressing themselves in his physiognomy, and we get the expression of the fact that something tremendous lives in him but that he cannot yet express it completely in this hereditary organism. It is also that way with the variety of the forces which live in Tolstoy, and which could not be expressed so really. It is in such a way, as if they are expressed as caricatures, distorted in certain respect. One has also to recognise the character in him that is sometimes distorted grotesquely. Hence, it is quite wonderful if he is able to point to that which one calls something transient with the human beings normally: look at the human body. How often its substances have been exchanged! Nothing material is there that was there in the ten-year-old boy. Compare the usual consciousness to the image life of the fifty years old man: it has become completely different, until the soul structure. We cannot call it permanent, but everywhere we find the centre in it, which we may imagine possibly in the following way. The objects of the outside world are there. There is this, there is that, there a third one. Two human beings face the objects. The eyes see the same things, but they are to the one this way, to the other that way. The one says, I like this; the other says: I do not like this.—If in the outside world everything is the same, and if the one soul says, I like it, and the other says, I do not like it, if the way of life is different, a centre is there that is different from all appearance that remains constant, in spite of all change of consciousness and body. Something is there that was there before birth and is there after birth, my particular ego. This my particular ego has not begun with birth. It is not the point that anybody positions himself with the west-European habits to such a remark, but it matters that one has the sensation: one can do such a remark. Therein the greatness of the soul appears. It becomes apparent that the soul lives and how it lives. Immortality is guaranteed therein. Tolstoy just approaches the border of that which we get to know as the innermost being of the soul by spiritual-scientific deepening. He is wedged by the world against which he himself fights so much and cannot penetrate to true cognition of that which is there before birth, and of that which comes after death. He does not come to the teaching of reincarnation and karma. Just as little, he gets to the inner impulse of the soul like Carnegie who almost demands it. Therefore, we see whether now a human being is in contradiction to everything that lives and works in the present or whether someone complies with all life forms of the present: he is led to the gates of the anthroposophic approach to life. Tolstoy would be able to find the way to Carnegie, Carnegie never to Tolstoy. With this talk, I wanted to show that a worldview and an approach to life could be given which introduces into the immediate life praxis, which can transfer the newfound to the known, to the performed. Moreover, we see if we familiarise ourselves deeper and deeper with spiritual science that it brings that to the human beings of the one and the other view which, in the end, Tolstoy has found his way and Carnegie has found his way: a satisfying life. However, it does not depend on it that the immediate viewfinder finds the satisfactory life, and that those who search with him can find it. What Tolstoy and Carnegie have found for themselves as adequate, this can be found for all human beings only impersonally and spiritually if true spiritual knowledge of that is found which goes from life to life, which carries the guaranty of eternity in itself. |
58. Buddha and Christ
02 Dec 1909, Berlin Translator Unknown Rudolf Steiner |
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But since it is the case that a certain trend of thought which exists within this sphere of Spiritual Science, is being more and more identified with Buddhism, namely, the conception of repeated lives on earth for the whole of humanity, and also the conception concerning that which passes onward from life to life as spiritual cause and effect,—one may as well say at once that it is really astonishing that this idea of Reincarnation should be designated as ‘Buddhism.’ The function of Anthroposophy, or of Spiritual Science is not to acknowledge allegiance to any particular name, but only to what is capable of investigation as a Truth, unconnected in our day with any names whatsoever. |
58. Buddha and Christ
02 Dec 1909, Berlin Translator Unknown Rudolf Steiner |
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The Spiritual Science Movement has often, since its inception, been confused with various other tendencies in existence at the present time. It has been accused, in particular, of desiring to implant one or another of the Oriental spiritual influences—for example the Buddhistic—into western culture. For this reason, the subject of to-day's lecture should have a special interest for spiritual research, for it will present certain observations concerning the respective significance of Buddhism and Christianity from the standpoint of Spiritual Science. Anyone who has made himself in some degree acquainted with the nature of Buddhism, will be aware how its Founder, Gautama Buddha, evaded all questions concerning the evolution of the world, and the foundations of human existence. He would not speak of these. He would speak only of the means by which mankind could enter into a form of existence that was satisfying in itself. Therefore, one cannot, to begin with, regard Spiritual Science, which never avoids these questions concerning the source and origin of existence and the great facts of evolution, as being similar to Buddhism. But since it is the case that a certain trend of thought which exists within this sphere of Spiritual Science, is being more and more identified with Buddhism, namely, the conception of repeated lives on earth for the whole of humanity, and also the conception concerning that which passes onward from life to life as spiritual cause and effect,—one may as well say at once that it is really astonishing that this idea of Reincarnation should be designated as ‘Buddhism.’ The function of Anthroposophy, or of Spiritual Science is not to acknowledge allegiance to any particular name, but only to what is capable of investigation as a Truth, unconnected in our day with any names whatsoever. The fact that the teaching of Reincarnation, or repeated lives on earth, is also to be found in the teaching of Gautama Buddha, although in an entirely different form, is analogous, where present day Spiritual Science is concerned, to the fact that elementary geometry is also to be found in Euclid; and just as little as it is justifiable to accuse every teacher of geometry of perpetrating ‘Euclidism,’ so is it equally unjustifiable to accuse Spiritual Science, when it makes the teaching of Reincarnation its own, of being ‘Buddhism’ just because similar concepts were also taught by Buddha. Nevertheless, it is necessary to point out that Spiritual Science is the instrument which we must use in order to penetrate into and to test the source of every religion, whether it be the religion which is at the foundation of the whole of our European culture—Christianity, or whether it be Buddhism. If we would now, in the sense of Spiritual Science, enter thoughtfully and deeply into the spirit of Buddhism, so as to be able to compare it with the spirit of Christianity, we shall do better if we do not at once turn to the great doctrines—which can so easily be interpreted in different ways—but rather try to construct a picture of the immense significance and far-reaching results of Buddhism from various symptomatic facts which concern its whole disposition and presentment. This can best be done if we consider first of all a Buddhist scripture which is held in high esteem; and that is the questions which were put by King Milinda to the sage Nagasena. Here we are given a conversation which draws out the very spirit of the whole trend of Buddhistic thinking. The powerful, spiritually-minded King Milinda desires to question Nagasena, the sage. The King, who has never been at a loss in the presence of any sage because he always knew how to evade anything that was said in opposition to his own ideas, comes to Nagasena to speak with him about the meaning of the ‘Eternal,’—the meaning of the immortal part of human nature which passes onwards from incarnation to incarnation. Nagasena asks the King:—‘How dids't thou come hither? on foot, or in a carriage?’ ‘In a carriage.’ ‘Well,’ said Nagasena, ‘let us now consider what a carriage, is. Are the shafts the carriage? No. Is the seat you sat upon the carriage? No. Are the wheels the carriage? No. Is the yoke the carriage? No. And thus,’ said Nagasena, ‘one can enumerate all the parts of the carriage, but all the parts are not the carriage. And yet, all that is there enumerated is the carriage, only the carriage consists of all the parts put together; it is no more than a name for that of which all the parts make one whole. If we consider it apart from its separate constituents, it is nothing but a name!’ The sense—and the object—of what Nagasena said is this: that one must turn one's gaze away from everything that the eye can behold in the physical world. Nagasena wished to point out that actually nothing exists in the physical world which in itself constitutes what is collectively designated by a name, in order that he may thus reveal the worthlessness and meaninglessness of all the physical-material constituents of things. And, so as to make his use of this example clear, Nagasena says: ‘It is thus also with all that constitutes Man, and which passes onward from one earth-life to another. Are the hands, and the legs, and the head that which goes from life to life? No! What thou doest to-day, what thou doest tomorrow, is it these things which go from life to life? No! What is it then, which collectively is Man? It is Name and Form. But then, it is even so with the name and form of a wagon. If we gather the different parts together, we have only a Name. There is nothing there in particular except the parts!’ So that we may observe this still better, there is yet another analogy which the sage Nagasena showed to King Milinda. The King said:—‘Thou sayest, O wise Nagasena, that of that which stands before me as Man, Name and Form pass from life to life. Is it then the Name and Form of the self-same Being that appears again in a new embodiment upon the earth?’ And Nagasena replied: ‘See now,—the mango-tree bears a fruit. A thief comes and steals the fruit. The owner of the mango-tree says: “Thou hast robbed me of my fruit,” but the thief answers: “It is not thy fruit. Thy fruit was that which thou didst plant in the ground! it has transformed itself. That which was growing upon the mango-tree simply bears the same name—it is not thy fruit!”’ And then Nagasena continued: ‘It is true that it bears the same name and form; but it is not the same fruit. Still, one can punish the thief in spite of that! And so,’ said the sage, ‘it is even thus with what reappears in a later life on earth in relation to what was there in earlier lives. It is like the fruit of the mango-tree which was planted in the earth. But only because the owner had first planted the fruit in the earth was it possible for a fruit to grow upon a tree. Therefore we must say that the fruit belongs to him who buried the first fruit in the earth. Thus it is with man; his deeds and his destiny are the fruit and the effects of his earlier lives. But what appears is new, as the fruit of the mango-tree is new.’ So Nagasena showed how what is once there in any one earth-life strives to reappear transformed, as effects, in later lives. It is easier to gain a sensitiveness towards the whole spirit of Buddhistic teaching by such examples as this, than by a study of the main principles, for the latter can be interpreted in various ways. If we let the spirit of these analogies work upon us, we see clearly enough that the Buddhist desires to wean his adherents from the idea of what may be regarded as the separate individuality, the definite personality, and to point out above all things, that that which reappears in a new embodiment, is—it is true—the result of this personality, but that one has no right to speak of an uninterrupted ‘I,’ in the true sense of the word, as extending from one incarnation to another. Now if we turn from Buddhism to Christianity, we can—though such a comparison has never been selected before—use this instance of Nagasena in the Christian sense, and represent it somewhat as follows. Suppose we imagine that King Milinda and the Sage are reborn, and that the conversation takes place now. Were it fully dominated by the spirit of Christianity it would necessarily have to proceed as follows. Nagasena would say:—‘Behold the hand! Is this hand a man? No, the hand is not the man. For if there were only a hand, there would be no man. But if you cut the hand off a man's body, it dries up, and in three weeks' time there would be no hand left. Whence then is a hand a hand? By reason of a man! Is the head a man? No! Is the heart anything by itself? No! Because if we remove the heart from a man in a very short time it ceases to be a heart, and the man ceases to be a man. Therefore the heart is a heart by reason of the man; the man is a man by reason of his heart. And moreover, man is only man upon the earth because he possesses the heart as an instrument. So the living organism has parts, which in themselves are nothing, but are only something by reason of their co-existence within us. And when we consider what the separate parts are not, we find we have to fall back upon something which is invisible behind them, which rules them, holds them together and uses them as its instruments. And even when we behold all the separate parts together, still we have not found the Man himself, if we only look for him as the sum of the separate parts.’ And then Nagasena could look back upon the old analogy of the carriage, and could now say, speaking of course, out of the spirit of Christianity:—‘True it is that the shafts are not the carriage, for with the shafts alone thou coulds't not be conveyed. True it is that the wheels are not the carriage, for the wheels could not carry thee. True it is that the yoke is not the carriage, for the yoke could not carry thee. True it is that the seat is not the carriage, for that also could not carry thee! Though it is true that the carriage is only a name for the assembled parts, yet thou art not conveyed by the parts, but thou art conveyed by something that is not the parts, for by their means thou canst not travel.’ But by the ‘Name’ something particular is denoted. And thus we are led to something which is non-existent in any of the parts! Hence arises the striving of the Buddhistic spirit away, so to speak, from what is perceived, in order to surmount it and to deny the possibility that anything particular attaches to what is seen. The spirit which imbues the Christian way of thinking—and this it is that concerns us—perceives the separate parts of a carriage, or of any other object, in such a way that the tendency is to turn from the parts to a recognition of the whole. And because of this difference between the Buddhistic and the Christian conception of things, remarkable consequences arise out of each of them. Out of the Buddhistic, and this is the conclusion we are naturally led to from the foregoing indications, the following arises:— A man stands before us. He is constructed out of several parts. This man busies himself in the world, and performs various actions. And while he appears thus before us, his Buddhistic attitude of thought causes him to feel the worthlessness and unreality of everything around him. But he is led to free himself from his attachment to nothingness, so that he may rise to a higher existence in reality; to turn away from all that his eyes behold, and from everything that he can gain. by means of all possible human knowledge. Away from this world of the sense-perceptions! For everything that it offers, when it is conceived only as Name and Form, reveals itself in all its emptiness! There is no truth in anything belonging to the physical world! Now whither does the Christian conception lead us? It does not regard the separate parts as separate, but regards them in such a way that one indivisible unity and reality is perceived ruling among them. It regards the hand in such a way that it is seen to be a hand only because a man, using it as a hand, makes it a hand. Therefore here is something (a man) which as it stands before us, immediately and inevitably suggests that which stands behind it. Hence, something quite different from the Buddhistic arises from this way of thinking, so that we can say as follows:—‘Here stands a man. That which he is by reason of his different parts, and by means of his acts, can only be, because behind it all there stands, as Man, a Spiritual Being, who not only brings the parts into movement, but performs all the separate acts. That which is revealed in the separate parts, and lives itself out in them, has poured itself into all that is visible of the man; it is that which, within what is seen, will reap the fruits of actions and be able to draw out of the world of the senses something that we may call an ‘event’ and carry it onward into a later incarnation upon earth. There—behind the external appearance—stands the Doer—a Doer who does not spurn the outer world, but so handles it that its fruits are taken up and carried into a future life.’ When we, as knowers of Spiritual Science, consider Reincarnation from the Buddhistic standpoint, we must express it thus:—that that of which man is the unified expression in his earth-life, has no value, for his deeds alone have their effects in the following incarnation; while in the light of Christianity, that which makes man a unity in his earthly life is the fullness of his Ego. That has value; and that it is which carries the fruits of one incarnation onward into the next. Thus we can see that a certain quite definite configuration of thought, which is far more important than theories and principles, cleaves these two great world-conceptions most powerfully asunder. If we were less prone in these days to depend so much upon theories, we should find that we could far more easily arrive at an understanding of the main characteristics of various spiritual tendencies by turning our attention especially to their symptoms, to their methods of presentation. And that holds good both for the Buddhistic and the Christian conceptions. In the conversation described we have the very core of the Buddhistic conception as expressed by the great Founder of Buddhism himself. The theme of the present lecture is certainly not intended to develop a line of opposition against the Founder of the Buddhistic world-conception, but rather to portray his world-conception quite objectively and in, accordance with its true characteristics. The Buddha-legend describes clearly enough, even though in pictorial fashion, what the Founder of Buddhism intended. We are told that Gautama Buddha was born the son of King Suddhodana, and that he was brought up in a royal palace where he was surrounded by everything that could possibly serve to ennoble human life. During his early years he was not allowed to know anything at all of human sorrow and pain, but he lived in the midst of happiness, and joy, and distractions of all kinds. Then we are told how one day, when he was twenty-nine years of age, he left the palace, and for the first time in his life was confronted by sorrow and pain and all the dark shadows of existence. It is described how he met an old, old man whose life was ebbing away, and above all how he saw a corpse. And it dawned upon him that life must after all be utterly different from all that he had experienced in the palace, where he had known nothing but joy, where disease and death had never come near him, and where he had learned to believe that life could never ebb away nor cease. And now he discovered that life embraced both pain and sorrow. Heavily indeed, did this discovery weigh upon the great soul of Buddha! Life contained pain, sorrow and death. He had seen it for himself in the sick man, the aged man, and the corpse. ‘What is the value of life?’ he cried to himself, ‘if it bears sickness, old age, and death within it!’ And out of that cry there arose at last the monumental teaching of Buddha on the Sorrow of Life, which he gathered together in these words: ‘Birth is sorrow! Old age is sorrow! Sickness is sorrow! Death is sorrow! All existence is filled with sorrow!’ And as he later elaborated this theme still further:—‘That we cannot always be united with those we love, that is sorrow. That we must be joined to that which we love not, is sorrow. That we cannot obtain, in every circumstance of life, what we desire, is sorrow.’ Sorrow is everywhere, no matter whither we turn our gaze. And if Buddha's use of the word ‘sorrow’ has not quite the meaning that is imparted to it to-day, still it is intended to express that man is everywhere, and at all times, a prey to everything that comes against him, that assaults him from without, and that he is unable to unfold any active forces to meet it. ‘Life is sorrow,’ said Buddha, ‘therefore we must seek the causes of sorrow.’ There then arose before his soul the picture of what he called ‘the thirst for existence.’ Since we look out upon the world and see that sorrow is everywhere, we are compelled to say: Man is bound to have sorrow if he enters into this world of sorrow; but what is the cause of his suffering? The cause is this: that he desires, that he thirsts to be incarnated in this world. The passionate longing to forsake the Spiritual World and enter into a physical body, and in it to become aware of the outer material world—that is the cause of this sorrow-filled human existence. Hence there is only one way to escape from sorrow, and that is by conquering the thirst for life. And this thirst for existence can actually be overcome when, according to the teaching of Buddha, men can learn to unfold within themselves the so-called ‘Eight-fold Path,’ which, so it is generally said, consists of right judgment, right discrimination, right speech, right deed, right living, right aspiration, right thinking, right contemplation. Thus through the right attitude towards life, according to the great Buddha, there arises by degrees within men's souls something which destroys the passionate longing for existence, something which brings them so far that at last they are no longer compelled to descend into physical incarnation, but are liberated from an existence which is overwhelmed by sorrow. These things, according to Buddha, constitute the Four Noble Truths: viz., the knowledge of sorrow; the knowledge of the causes of sorrow; the knowledge of the necessity for liberation from sorrow; and, lastly, the knowledge of the means of liberation from sorrow. These are the Four Holy Truths which Buddha, after his enlightenment under the Bodhi-tree, gave out in the great sermon at Benares, about the fifth or sixth century before Christ. Liberation from the pain of existence! That is what stands in the forefront of Buddhism, and it is that which makes it possible to describe the religion of Buddha as a ‘religion of redemption’ in the highest sense of the words; a religion of redemption from suffering; and since all existence is bound up with suffering, a redemption above all, from the continuance of rebirth. That is entirely in accordance with the type of the presentation of Buddhism which is embodied in the Nagasena conversations. For in the moment that human thinking, which embraces the outer world of the senses, beholds its worthlessness, when that which is a mere gathering together of parts possesses for the thinker only Name and Form; when nothing passes from incarnation to incarnation save the results of existence, then it must be said that ‘true’ existence is only attained when man is able to overcome and transcend everything that is to be found in the external world of the senses. Now it is not correct—and this can be perceived even by the simplest method of observation—to say that Christianity is a ‘religion of redemption’ in the same sense as Buddhism. If we place Christianity in its correct relation to Buddhism, we can speak of it as a ‘religion of re-birth.’ For Christianity proceeds from the knowledge that everything which in its totality represents man in a single life, is fruitful, and these fruits have importance and value for the innermost being of man, and are carried over by him into a new life and brought, in that life, to a higher state of perfection than in the previous one. Everything that we experience and absorb in a single life always appears again and grows ever more and more perfect until it is revealed at last in its true spiritual form. What is apparently worthless in our existence, when it is taken hold of by the spiritual, has its resurrection in a degree more perfect than before ; is spiritually embodied. Nothing in existence is worthless, because it rises again if the spirit has entered into it rightly. The thought-content of Christianity is a religion of re-birth, a religion of the resurrection of the Best that we have experienced; a religion wherein no single thing that is round about us is a ‘nothingness,’ but wherein all things are building stones for the completion of a great edifice that is to arise through the gathering together of everything spiritual from out of the world of the senses. Buddhism is a religion of liberation from existence; while Christianity is the opposite, a religion of Rebirth upon a more spiritual level. This is revealed in the least as well as in the greatest of the forms of its presentation, no less than in its fundamental principles. And if we look for the actual reasons of this difference between the two religions, we can say that they arise out of the entirely opposite nature of the character of oriental and western culture. There is a very radical difference between the method of presenting things that spring from the culture that gave birth to Buddhism, and the method that springs from that culture into which Christianity poured itself. It is possible to describe this difference quite simply. It lies in the fact that all true oriental culture, which has not been fertilised by the West, is non-historical; whereas western culture is historical. That is the ultimate root of the difference between the Christian and the Buddhistic conceptions. The Christian conception recognises that not only are there repeated lives on earth, but that history rules in them; that is to say, that what to begin with, can be experienced at a higher and more perfect stage, can continue to become more and more perfect throughout the course of the succeeding incarnations. Where Buddhism sees the liberation from earth-existence in the ascent to Nirvana, Christianity sees, as the goal of its evolution, that everything engendered, everything achieved, in each single earth-life, ascends to ever higher and higher degrees of perfection until, spiritualised and transfigured, it consummates its resurrection at the end of the world. Buddhism is non-historical, precisely in accordance with the character of its cultural origin. It is non-historical for the simple reason that it merely places the external world in opposition to mankind, who acts within it. The Buddhist says:—‘We look back at past incarnations, or forward to future ones, but we stand opposed to the outer world!’ He does not ask: ‘Is it possible that man, in earlier days, was differently placed as regards the world? or may be perhaps differently placed in the future?’ Christianity does ask that question. But the Buddhist arrives at the conception that the relationship of man to the world in which he is incarnated is an unchanging one; that driven as he is by the thirst for existence into a physical embodiment, he enters a world of sorrow no matter whether he had been compelled to an embodiment in the past, or whether he is so compelled in the present. Always it is sorrow that the world brings to him. Thus the incarnations succeed each other, and there is no idea of evolution being brought under its true aspect as an historical conception. Thus the conception is clear that fundamentally the Buddhist finds his Nirvana, his state of bliss, solely in the relinquishing of repeated lives on earth; and thus also he sees that the source of misery itself is the external world. He says: ‘It is inevitable that if thou abandonest thyself to the physical world, suffering must be thy lot; for suffering comes from thence.’ That is not Christian. The Christian conception is through and through an historical, sequential one. It does not concern itself with the non-historical relationship of opposition to the physical world. But it says:—‘As man passes from incarnation to incarnation he is indeed placed in opposition to a physical world. But if this world brings him sorrow, if it offers him what does not satisfy him, what does not fill him with an inwardly harmonious life, that does not arise from the fact that earthly existence as a whole is such that suffering is inevitable, but it comes because man himself has brought with him a false relation to the external world, and does not place himself rightly within it.’ Christianity, and the Old Testament also, point to a definite occurrence whereby Man evolved something within himself that causes him, through his inner life, to make the world his source of sorrow. Hence it is not the external world in which we are ‘made flesh,’ not that which enters through our eyes, and echoes in our ears which brings us sorrow; it is that which the human race once unfolded within itself which placed it in a wrong relation to this external world. And this was an inheritance which passed from age to age, so that mankind to-day still suffers pain. Thus Christianity points out that this state of things arose when humanity itself was at the beginning of its earthly existence. We can enlarge upon these two aspects of the foundations of both religions. Buddhism for ever emphasises that the ‘world is Maya, is Illusion!’ Christianity asserts: ‘It is true that, to begin with, what man beholds of the world is illusion; but that arises from man himself, who has so formed his organs of perception that his vision cannot penetrate to the Spiritual World. The outer world is not the illusion, but the human outlook is the source of the illusion.’ Buddhism says: ‘Gaze upon all the events that surround you! They are illusion. Behold what flashes in the lightning, it is illusion I What roars as thunder—it is Maya, it is the Great Deception!’ ‘Not so,’ would the Christian spirit reply: ‘But until now the human race has not found it possible to open—(in Goethe's words)—the “spiritual eyes and ears,” for these would reveal the outer world in its true form!’ No; it is not that we are surrounded by Maya, but that man is so imperfect a being that he cannot perceive the true form of the world. And so Christianity seeks, in pre-historic ages, the event that made the human heart become incapable of creating the true conception of the physical world. Therefore, through many incarnations of development, we have—in the Christian sense—to re-attain the state of spiritual sight and hearing before the true form of the outer world can be perceived. Repeated incarnations are, therefore, not meaningless, but they are the way towards the perception, in the light of the Spirit, of that from which the Buddhist would escape: i.e. the way to the finding of the spiritual within the physical. To overcome this world, which appears to us now as a physical one, to overcome it with something which man does not yet possess, but which he can attain as a spiritual reality; to overcome human Error which sees the world as Maya—that is the inner impulse of Christianity. And so the Teacher of Christianity is not One Who says: ‘The world is the well-spring of sorrow! Escape from it to another that is utterly different—attain Nirvana!’ But Christianity sets before us as the mighty Impulse for the forward evolution of the earth, the Christ, Who pointed, in the strongest possible way, to the inner being of man, where from he could unfold the power to use every incarnation that he has upon earth in such a way that he can carry the fruits of it forward to his future incarnations through his own strength. Not to bring the course of his incarnations to a close and enter Nirvana, but to use all he can of them, to work further upon their results, so that he can spiritually experience Resurrection. There we have the great distinction which makes Buddhism on the one hand a non-historical, and Christianity on the other hand, an historical conception. The Christian idea seeks in the ‘fall’ the origin and source of man's pain and sorrow; and in a ‘resurrection’ the healing of them. ‘You will not be freed from pain and sorrow by departing from earth-existence; but you will be set free when you correct the Error which gives you a false relation to the world. The source of sorrow is in yourselves! If you perceive aright, you will know that the outer world indeed and in truth melts away like mist in the sun, but all the deeds that you have done in the world, all your experiences, it will bring to a resurrection in the Spirit!’ This is Christianity as a ‘religion of Re-birth,’ a religion of Resurrection. And only thus can it be placed beside Buddhism. That is to say, only in the sense of spiritual-scientific thought can these two be compared, and their deepest impulses understood. What has been indicated here can be verified in the minutest particulars. For instance, one can find in Buddhism something like the Sermon on the Mount. He that hears the Law—i.e. what Buddhism communicates as the Law—is blessed. He that can live with all creatures and does no evil towards them, is blessed. We can regard the Buddhistic beatitudes side by side with the Sermon on the Mount as it is given in the Matthew Gospel; but we must understand them aright. Let us compare them for a moment with what we find in St. Matthew. First we hear the mighty words: ‘Blessed are the poor in Spirit,1 for theirs is the Kingdom of Heaven.’ Here it is not only said ‘blessed are those who hear the Law,’ but another sentence is added: It is said, ‘Blessed are they who are poor in the Spirit, so that they must beg for the Spirit,—for theirs is the Kingdom of Heaven.’ What does that mean? Now one can only correctly understand such a sentence when one brings the whole of the historically conceived teaching of Christianity before the mind's eye, and then one recognises that all human soul-capacities have passed through a ‘history,’—that they have all evolved. Spiritual Science clearly and truly understands the word ‘evolution’ in the sense that what is present to-day, was not always present. It tells us that what we possess to-day as our reason, our scientific thought, was not in existence in primeval times; but instead, there was present in humanity what might be called a dark, dim clairvoyance. Men did not come to their knowledge of external things in the way they do to-day, but something arose within them like an archetypal wisdom, far surpassing what we ourselves can achieve. Whoever knows history, knows that such a primeval wisdom existed. Though men did not know how to construct machines and railways, and rule the surrounding world by means of the forces of Nature, yet they had a knowledge of the divine-spiritual foundations of the world infinitely transcending our own. But it would be quite wrong to suppose that their knowledge was gained by thinking. On the contrary, it rose up in their souls as though bestowed upon them, as revelation, as dim inspirations rising within them without their co-operation, but so that they were there as real images of the Spiritual World, a really present archetypal wisdom. Human progress, however, consisted in the fact that from incarnation to incarnation this shadowy clairvoyance, this wisdom, had to grow less and less, for it was necessary that it should be lost in order that man might learn at last to grasp the things of the world by his reason. In the future, man will be able to see clairvoyantly into the Spiritual World, and at the same time will possess the forms of his present knowledge. To-day we are in an intermediate state. The old clairvoyance is lost, and what we now possess has been developed through long ages. How has mankind arrived at a knowledge of the world through his reason, and from out of his own innermost self-consciousness? And when, more especially did self-consciousness appear? It was at the time (though as a rule the evolution of humanity is not observed with such exactitude as this) in which Christ-Jesus came to the earth. At that time, humanity stood at a turning-point in evolution when the old clairvoyance had gone, and which was the starting-point of that which has brought about our greatest achievements. The entrance of Christ into the world-evolution was the turning point from the Old age to the New, from the old to the new world-conception! And there is, moreover, a technical expression for that stage of achievement which it was then possible for mankind to experience, when men had begun to know the outer world through their own self-consciousness; an expression which is used by John the Baptist when he proclaims that ‘The Kingdom of Heaven is at hand!’ That means: ‘The knowledge of the world in ideas and concepts is at hand.’ In other words: ‘Man is no longer directed to the old clairvoyance, but he must, from out of his own being, learn to know and investigate the world.’ The tremendous impulse for that which man had to gain by means of his own Ego, and not through the Grace of Bestowal, that was given by Christ-Jesus. Thus, there are great depths of meaning hidden even in the first words of the Sermon on the Mount, which might well be expressed as follows. Humanity stands to-day at that stage when it is a ‘beggar for the Spirit.’ Previously, men possessed clairvoyant vision and could behold the Spiritual World. That is now lost. But a time is coming, through the power of the Ego, through the inner revelation of the Word, when men will find a substitute for the old clairvoyance. Therefore—‘blessed’ are not only those who in ancient times attained to the Spirit through dim inspirations, but also those are ‘blessed’ who have no clairvoyance, because to lose it is the course of their evolution. Oh!—they are not unblest, they who are beggars for the Spirit, because they are ‘poor in the Spirit’! Blessed are they, for theirs is that which is revealed to them by their own Ego, is that which they can attain through their own Self-consciousness! And further: ‘Blessed are they that mourn’; for even though the outer world causes suffering by reason of man's wrong attitude towards it, yet the time has now come when man, if he takes hold of his Self-consciousness, and unfolds the forces inherent in his Ego, will know the remedy for his pain. He will find within himself the possibility of comfort. The time has come when external means of comfort have lost their individual significance, because the ‘ I ’ is now to find the healing balm within. Blessed are they who can now no longer find in the external world what was once to be found there. And in this sense also, the fourth beatitude is to be understood: ‘Blessed are they that hunger and thirst after righteousness, for they shall be filled.’ The source of that righteousness which shall counterbalance the unrighteousness of the world, is now to be found in the Ego itself. Thus Christ appears as the Guide to the human Self. The Guide who points directly to the Divine in Man, and therewith gives the indication—‘Take that which lives in Christ into your own inner self; then shall ye find the force necessary for carrying the fruits of earthly existence from incarnation to incarnation.’ To this also belongs an event which at first appears as a wholly painful one in the Christian doctrine, namely, the death of Christ-Jesus, the Mystery of Golgotha. This death has not the usual significance of other deaths. On the contrary, Christ reveals the truth that this death is to be the starting point for an immortal and unconquerable Life. It is not merely an event which releases Christ-Jesus from life, but it is an event passed through because it leads to an ascending process, and an eternal and infinite ‘living’ flows from it. This is something (and it was so accepted by those who lived in the first centuries after Christ) that will become more and more recognised when the understanding of the Christ Impulse will have grown greater than it is to-day. When that time comes, men will understand that, six hundred years before the Christian era, one of the greatest of human beings, leaving his palace and finding a corpse-finding Death—could conceive of it thus: ‘Death is sorrow!’ ‘Liberation from death is Redemption,’ and that he could have nothing to do with what lay under the dominion of Death. Six hundred years pass, and we come to the time of Christ. And when yet another six hundred years have passed, a symbol is raised up for that which only the humanity of the future will understand. What is this symbol? It is not a Buddha; it is not any ‘Chosen One.’ No—simple men passing by saw the symbol of the Cross, and upon the Cross, a dead body; and they did not say, ‘Death is sorrow!’ They did not turn away from it, but they saw in this dead body what became for them a bulwark of the eternal in life; they saw what conquers all Death, and points to the transcendence of earthly things. The noble Buddha saw a corpse—and he turned from the material world with the judgment that all death is sorrow; while those men of simple nature who beheld the Cross and its dead burden did not turn away, but gazed upon it because they found in it a witness of the everlasting life that streams from the earthly death! And so six hundred years before the Christian era, Buddha stands before the corpse; and six hundred years after the death of Christ, the simple man of the world beholds that symbol which expressed what had happened with the founding of Christianity. Never in the whole history of human evolution has such a transformation taken place as this! And the more objectively these things are grasped, the more clearly will the great significance of Buddhism emerge. We have shown how mankind once possessed a primeval wisdom, and how in the course of many incarnations, this wisdom gradually declined. The appearance of Buddha marked the close of the old development; it was a mighty world-historical indication that the ancient archetypal wisdom was lost. In the historical sense this explains the ‘turning away’ from life. Whereas Christ marks the commencement of a new development which sees this life as the source of the eternal. Hitherto, there has been no explanation of these immensely important facts of human evolution. Therefore, and because these things are not yet understood, it sometimes happens that in our time there can be such beautiful and noble natures (as for instance, Theodor Schulze, who died at Potsdam in 1889) who, because they cannot find in any external concepts what truly fills their rich inner life, try to find satisfaction in Buddhism. And Buddhism reveals to them how, in a certain sense, the human being when he raises himself by developing his own inner forces above the world of the senses, can transcend his own nature. That, however, is only possible because the greatest impulse, the very essence of Christianity, is still so little understood. Spiritual Science must some day become the means by which the core of the whole presentation of the Christ-Impulse can be more and more deeply penetrated. It is just the evolution-idea which Spiritual Science approaches so honestly that will lead humanity to an exact and intimate grasp of Christianity, so that Spiritual Science may rest in the hope that the rightly comprehended Christian teaching will be unfolded more and more as against that form of it which is incorrectly apprehended, and moreover, without any transplanting of Buddhism into our modern times. It would, in fact, be a very shortsighted policy that would seek to establish Buddhism in Europe! For anyone who knows the conditions of the spiritual life of Europe, knows that even those tendencies which are apparently ranged against Christianity, have borrowed from it its whole arsenal of weapons. A Darwin, a Haeckel, would never have been possible—strange though this may sound—if it had not been for the educational systems of Christendom which alone made it possible for them to think the thoughts they did; if those particular forms of thought had not already been there which they, nourished in the Christian world, could then use, so to say, as weapons of offence against their own Mother. For what they and others, have to say, is often apparently directed against Christianity—that is, in the manner of its utterance. But the thoughts could never have been there without the Christian education. For this reason, a grafting of any oriental system upon our own culture would be of no avail; for it would oppose every condition of the spiritual life of the West. It is only necessary to think clearly about the fundamental teachings of the two religions. If the spiritual life is sufficiently closely observed it will certainly be seen that because of the unclearness that exists about these things, there are souls who, feeling sympathy with Buddhism, and who stand even on the highest of philosophical watch-towers, would like to teach the ‘renunciation of existence.’ Such an one was Schopenhauer. The whole tenour of his life might be described as ‘Buddhistic.’ Thus when he says, for instance, ‘The image of the highest type of mankind stands before us in one whom we call a “saint” ... one who has overcome everything in life that the outer world can give; one who stands there merely as a physical body, who conceals nothing of the Ideal of the World-environment within him; who desires naught, who merely waits until the body itself is destroyed, so that every trace may be wiped out of all that connected him with this physical world; so that, renouncing what is of the earth, he annihilates earth-existence; so that at last, nothing remains that in life leads from desire to pain, from fear to terror, from enjoyment to grief.’ That is an interpolation of Buddhism into our western world. Such a thing happens because of our misapprehensions; because we do not understand clearly enough what the deepest impulses of Christianity are, and what its content and its form denote. What have we achieved through Christianity? If we regard the impulse alone, we have achieved just that which shows what intensity of cleavage can exist between Schopenhauer and one of the most significant personalities of our time. While Schopenhauer sees his ideal in some one who has overcome all enjoyment and pain that proceeds from the outer life, who merely exists waiting until the last threads that bind his physical body together are severed—we find the very opposite in Goethe's picture of the struggling Faust, who strides from desire to enjoyment, and from enjoyment to desire, who at length purges himself so that all his passions are transformed, and that which was to him the highest and holiest that can irradiate human life, became itself a passion. Such was Faust—who did not say ‘I wait until the last traces of my earth-existence are obliterated,’ but who proclaims the stupendous words: ‘The relics of my earthly sojourn are indestructible throughout the Æons of Time.’ That was how Goethe expressed in his “Faust” the meaning and spirit of what, in his old age, he once described to his secretary Eckermann: ‘At least you will admit, that the conclusion of “Faust,” where the redeemed soul ascends, was very hard to portray; so that in dealing with a subject so far above the earthly, and so transcending conception, I might easily have succumbed to mere vagueness, if I had not confined my poetical intentions within the sharp outlines of Christian and ecclesiastical figure and imagery, and so given them a healthy form and solidity.’ And so Faust is made to ascend a rung of the ladder of existence which has its origin in Christian symbolism—the step from the mortal to the immortal, from death to life. In Schopenhauer we see unmistakable interpolations of the Buddhistic element into western thought-culture: ‘I wait till I have attained such perfection that with the death of my body the last traces of my earth-existence are obliterated!’ And he believed, also, that this world-conception would enable him to interpret the pictorial creations of Raphael and Correggio. Goethe, on the other hand, portrayed the upward-striving Individuality, that knew the sum-total of earthly achievements was permanent, was interwoven with Eternity: ‘The relics of my earthly sojourn are indestructible throughout the Æons of Time!’ That, indeed, is the true, the realistic, Christian impulse; for it leads to a re-awakening of earthly deeds as spiritual accomplishment. It is the re-awakening of the Best that can be achieved on earth. It is the Religion of Resurrection! It is in very truth a ‘realistic’ world-conception, which brings down out of spiritual heights, the loftiest content for existence into the world of the senses. Thus we can say that something like the light of a dawn shines out in Goethe—a self-comprehending Christianity of the Future, which, while acknowledging all the greatness and significance of Buddhism, yet negates its renunciation of earthly embodiments, and points upwards to a great acknowledgment of every single incarnation in the whole great sequence. And so Goethe, in the sense of the true Christian of modern times, looks out over a past world from whose womb all have been born, and upon a present world wherein, if its true results are grasped, we achieve something which time cannot annihilate. Thus, in linking mankind in true theosophical fashion with the Universe, he cannot do otherwise than forge the links on the other side which bind it to the true content of Christianity. He says therefore—
By expressing in this way man's connection with the outer world, he is inevitably pointing to this: that as man is born out of the constellations of existence, he becomes, in the world, what is not only indestructible but what must ultimately consummate his resurrection in a form that is spiritual. And so he had to add these words to the rest—
And we can also add.—There is neither any Power nor any Time that can annihilate what is achieved in Time itself and which ripens as Fruit for Eternity.
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