30. Goethe as the Founder of a New Science of Aesthetics
09 Nov 1888, |
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If this alleged alteration in my views was connected especially with my spiritual scientific (anthroposophical) activity, my answer is, that on reading through this lecture, the ideas developed in it appear to me to be a healthy foundation for Anthroposophy, and the anthroposophical way of thinking, in particular, to be most suitable for the understanding of these ideas. |
30. Goethe as the Founder of a New Science of Aesthetics
09 Nov 1888, |
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[ 3 ] The number of works and treatises that are appearing in our time, with the object of determining Goethe's relation to the most divergent branches of modern Science and modern intellectual life generally, is overwhelming. The mere list of the titles would fill a portly volume. This feature may be ascribed to the fact that we are ever more clearly realising how, in the person of Goethe, a cultural factor confronts us, with which everything that would participate in the intellectual life of the present day must necessarily come to terms. To pass by would mean, in this case, to reject the foundation of our civilisation, to flounder in the depths, with no will to mount to the luminous heights from which all the light of our culture shines forth. It is only on condition that we attach ourselves, at some point or other, to Goethe and his epoch that we can acquire a clear view of the path our civilisation is treading, and realise the goal which humanity, in modern times, must pursue: failure to find this point of contact with the greatest spirit of latter times means simply being led like the blind, or dragged along by our fellowmen. All things appear to us in a different setting, when viewed with vision quickened at this fountain-head of civilisation. [ 4 ] However gratifying may be the efforts of our contemporaries to find some point of contact with Goethe, the way they set about it is admittedly not very felicitous. Only too often is that necessary quality absent—an open mind—permitting us to sink into and fathom the uttermost depths of Goethe's genius, before mounting the pulpit of criticism. The only reason for believing Goethe to have been superseded in many respects is due to the failure to recognise his full significance. We think we have gone far beyond Goethe, whereas, in most cases, the right thing would be for us to apply his comprehensive principles and magnificent way of looking at things to our own now more perfect scientific appliances and scientific facts. Whether the results of his investigations correspond, more or less, with the results of modern Science is, with regard to Goethe, never of so much importance as the way he sets to work. His results bear the stamp of their epoch, that is, they extend only so far as the scientific appliances and experience of his age allowed: his way of thinking, his way of posing the problems is, however, a permanent achievement, and no greater injustice can be committed than to treat it with contempt. But it is a peculiarity of our day that the spiritual productive force of Genius is considered to be almost without significance. How could it be otherwise in a time when any attempt to reach out beyond the limits of physical experience is tabooed. For mere observation in the world of the senses, all that is necessary are healthy organs of sense, and Genius can, for this purpose, be fairly dispensed with. [ 5 ] But true progress in Science, as also in Art, has never been the product of such methods of observation or servile imitation of Nature. What thousands observe and pass by is then observed by one who, as the result of this same observation, discovers a magnificent scientific law. Many before Galileo had seen a lamp swinging in a church, and yet this man of genius had to come and discover from it the laws of the pendulum, which are of so great importance in Physics. ‘Were not the eye of the nature of the sun, how could it behold the sun,’ exclaims Goethe; he means that none can glance into the depths of Nature who lack the necessary disposition and productive force to see more in the realm of fact than the mere outward facts. This is not accepted. The mighty achievements for which we have to thank Goethe's genius should not be confounded with the deficiencies inherent in his investigations, owing to the lower level of scientific experience at that time. How his own scientific results stand in relation to the progress of scientific research has been aptly characterised by Goethe in a picture: he describes them as pawns which he has perhaps moved forward too daringly on the board, but which should allow the plan of the player to be recognised. If we take these words to heart, then the following great task accrues to us in the field of Goethean research: to revert in each case to Goethe's own tendencies. The results which he himself gives us may stand as examples showing how he attempted to solve his great problems with limited means. It must be our aim to solve them in his spirit, but with the greater means at our disposal, and on the strength of our richer experience. In this way a fructification of all the branches of research to which Goethe devoted his attention will be possible, and, what is more, they will all bear the same uniform stamp, and form links within a great uniform conception of the world. Mere philological and critical research, the justification of which it were folly to deny, must await extension and completion along these lines. We must gain possession of the rich store of thoughts and ideas that are in Goethe, and, making this our starting-point, scientifically carry on the work. [ 6 ] It will at this point be incumbent on me to show to what extent the principles just explained may be applied to one of the youngest and most discussed of sciences—the science of Aesthetics. This science, which is devoted to Art and artistic creation, is barely 160 years old. It was with the conscious intention of opening a new field of scientific research that Alexander Gottlieb Baumgarten came forward with it in 1750. To this same epoch belong the efforts of Winckelmann and Lessing to attain a basis for judging the fundamental questions in Art. All former attempts in the direction of this science cannot even be described as a most elementary tendency. Even the great Aristotle, that intellectual giant, whose influence on all branches of science was so decisive, remained quite unproductive in Aesthetics. He completely excluded the plastic arts from his sphere of research, thus showing clearly that he had no conception whatever of Art; and, besides, he knew no principle other than that of the imitation of Nature, which again shows that he never understood the task which the spirit of man sets itself in the creation of the work of art.1 [ 7 ] That the science of the Beautiful only came into existence so late is no accident. It could not exist earlier, simply because the necessary conditions were absent. What are these conditions? The desire for Art is as old as man himself, but the desire to grasp the nature of its task only came into evidence much later. The Greek spirit, so happily constituted as to find satisfaction in the reality that immediately surrounds us, brought forth an epoch of Art which stands for a highest culmination; but it was the work of primitive ingenuousness, and the need was not felt to create in Art a world that should offer satisfaction such as could not come to us from any other source. The Greeks found in reality all that they sought; all that their hearts yearned and their spirits thirsted for, Nature supplied to them in abundance. It was never to go so far with them, that a yearning should be born in their heart for a Something which we seek in vain in the world that surrounds us. The Greek did not grow out of and away from Nature, therefore all his needs could be satisfied through Nature. With his whole being he was inseparably united and interwoven with Nature; Nature creates in him and knows quite well what she may implant in him, so as to be able again to satisfy his needs. Art, then, with this ingenuous people, was only a continuation of what lives and surges within Nature; it grew directly out of Nature; Nature satisfied the same needs as a mother, only in a higher sense. Aristotle knew no higher principle of Art than the imitation of Nature. There was no need to go farther than Nature, because in Nature was to be found the source of all satisfaction. The mere imitation of Nature, which, to us, would appear empty and insignificant, was, in this case, fully sufficient. We have forgotten how to see in mere Nature the highest that our spirit craves for; for this reason mere realism, which offers us reality devoid of that highest, could never satisfy us. This epoch had to come. It was a necessity for mankind, as it develops to an ever higher level of perfection. Man could only remain completely within Nature so long as he was unconscious of this fact. The instant he gained full and clear knowledge of his own self, the instant he became aware of a kingdom within his inner self, which was of at least equal standing with that outer world—in that instant he had to break away from the shackles of Nature. [ 8 ] He could now no longer surrender himself to her, for her to bear absolute sway over him, so that she should give rise to his needs and moreover satisfy them. Now he had to confront her, and this meant, in fact, that he had broken away from her, that he had created a new world within himself, and it is in this world that the source must now be sought from which his yearning and his desires flow. Whether these desires, now produced apart from Mother Nature, can also be satisfied by her is left to chance. At any rate, a deep chasm now separates man from reality, and he must restore the harmony formerly existing in its original perfection. Hence all the conflicts of the ideal with reality, of purpose with attainment—in short, everything that leads the soul of man into a veritable spiritual labyrinth. Nature stands there bereft of soul, devoid of everything our inner self tells us is divine. The next consequence is estrangement from everything which is Nature—a flight from direct reality. This is the exact opposite of the Greek spirit, which found everything in Nature.2 The subsequent conception of the world finds nothing at all in Nature. The Christian Middle Ages must appear to us in this light. Just as little as the Greeks could gain a knowledge of the essence of Art, in their inability to grasp how Art reaches out beyond Nature, creating a higher Nature side by side with actual Nature, so little could mediaeval science attain a science of Art, for Art could only work with means offered by Nature, and the scholars could not grasp how works could be created within the pale of godless reality, which could satisfy the spirit striving to attain the divine. But the helplessness of Science did not injure the development of Art. While the scholars did not know just what to think, the most glorious works of Christian Art came into existence. Philosophy, which in those days had Theology in tow, was as incapable as the great idealist of the Greeks, the ‘divine Plato,’ had been, of conceding to Art a place within the progress of civilisation. Plato declared the plastic and dramatic arts to be harmful. He could so little conceive of an independent mission of Art, that he only mercifully spares music, because music promotes courage in war. [ 9 ] At a time when Spirit and Nature were so closely joined, a science of Art could not come into existence, nor was this possible at a time when they faced each other in unreconciled opposition. For the genesis of Aesthetics a time was necessary when man, in freedom and independence from the shackles of Nature, perceived the spirit in its undimmed purity, but a time, also, when a reunion with Nature is again possible. That the standpoint of the Greeks should be superseded, is not without good reason. For in the sum total of accidents constituting the world in which we feel ourselves placed, we can never find the divine, the necessary; we see nothing around us but facts that might equally well be different; we see nothing but individuals, and our spirit strives for the expression of the species, for the archetype; we see nothing but the finite, the perishable, and our spirit strives for the infinite, the imperishable, the eternal. And so if man's spirit, once estranged from Nature, is to return to Nature, it must be to something different from that sum total of accidents. It is for this return that Goethe stands; a return to Nature, but with the rich abundance of a developed spirit, with the level of culture of modern times.3 [ 10 ] The fundamental separation of Spirit and Nature does not correspond with Goethe's views. He sees in the world one great whole—a uniformly progressive chain of beings, within which man is a link, even though the highest. ‘Nature! we are surrounded and embraced by her, unable to withdraw from her and unable to advance more deeply into her. She lifts us unasked and unwarned, into the gyrations of her dance, and whirls with us away, until we are exhausted and fall from her arms.’ (Cp. Goethe's Scientific Works edited by Rudolf Steiner, vol. 2, p. 5.) And in the book on Winckelmann: ‘When man's healthy nature works as a whole, when the harmonious pleasure affords him a pure instinctive joy—then the Universe, if it could feel its own self, would cry out in exultation, as having reached its goal, and admire the pinnacle of its own growth and being.’ Here we have Goethe's characteristic way of reaching out far beyond the immediate in Nature, though without in the least losing sight of what constitutes the inner being of Nature. He is a stranger to a quality he finds in many especially gifted men, ‘of feeling a kind of shyness before real life, of drawing back into oneself, of creating one's own inner world, and in this way of giving the most excellent accomplishments an inward direction.’ Goethe does not fly from reality in order to create an abstract thought-world, having nothing in common with reality; he plunges deep into reality, in its eternal mutation, its genesis and movement, to find its laws that are immutable: he confronts the individual to behold the archetype. Thus were born in his spirit the plant-type and the animal-type, which are nothing but the Ideas of the plant and the animal. These are no empty general ideas that are part of a dry theory; they are the essential foundation of organisms—substantial and concrete, animated and distinguishable. Distinguishable, to be sure, not for the outer senses, but only for that higher contemplative capacity that Goethe discusses in his essay on ‘Contemplative Discernment.’ In the Goethean sense, ideas are just as objective as the colours and the forms of things, but they are only perceivable for those whose perceptive faculty is regulated for this purpose; just as colours and forms are only there for those who see, and not for the blind. If we approach the objective world with a non-receptive spirit, it does not disclose itself to us. Without the instinctive capacity for apprehending ideas, the latter remain an ever-sealed book. Here none saw as deeply as Schiller into the structure of Goethe's genius. [ 11 ] On 23rd August, 1794, he enlightens Goethe, in the following words, on the fundamental qualities of his nature: ‘You gather together the whole of Nature in order to gain light on the single detail; where the forms of the phenomena merge into the universal, there you seek the explanation and the reason for the individual. From the simple organisation you mount, step by step, to the more complicated, in order finally to build up the most complicated of all—Man—genetically, and from the materials of Nature's whole edifice. While thus creating him afresh after Nature's pattern, you seek to penetrate the secret of his construction.’ This re-creation provides a key for the understanding of Goethe's conception of the world. If we wish really to rise to the primal types of things, to the immutable in the general mutation, we must revert to the genesis, we must witness Nature create; we must not consider what has reached completion, for this no longer corresponds wholly to the Idea which comes to expression in it.4 This is the meaning of Goethe's words in his essay on ‘Contemplative Discernment:’ ‘If, in the sphere of morality, through belief in God, virtue and immortality, we seek to raise ourselves to a higher region and draw near to the first Being, the same should be the case in the sphere of the intellect—that, through the contemplation of an ever-creating Nature, we should make ourselves worthy of spiritual participation in her production. So did I press on untiringly to that original primal type.’ Thus Goethe's archetypes are no empty forms; they are the productive forces behind the phenomena. [ 12 ] This is the ‘Higher Nature’ in Nature over which Goethe wished to gain control. We gather from this that the reality spread out before our senses in no case represents something on the level of which a man who has attained a higher standard of culture can remain stationary. Only when man transcends this reality—breaks the shell and makes for the kernel—is that revealed to him, which the world holds together in its innermost recess. Nevermore can we find satisfaction in the isolated event in nature, but only in the law of nature; nevermore in the single and the particular, but only in the general and the universal. With Goethe this fact comes into evidence in the most perfect imaginable form. With him also the fact is established that, to the modern intellect, reality, as the single and the particular, can afford no satisfaction, because not in it but beyond it do we find that in which we recognise the highest, which we can revere as divine, which, in Science, we express as Idea. While mere observation cannot reconcile the opposing extremes, if it has reality but has not yet the Idea, so also is Science unable to effect this reconciliation, if it has the Idea, but no longer the reality. Between both, man needs a new kingdom; a kingdom in which the Idea is represented by the individual and not only by the whole; a kingdom in which the particular appears gifted with the character of the universal and the necessary. Such a world, however, is not present within sense reality; such a world must first be created by man, and this world is the world of Art—a necessary third kingdom by the side of the kingdoms of the senses and of reason. [ 13 ] The comprehension of Art as this third kingdom is the task which the Science of Aesthetics must regard as its own. The divinity which the objects in Nature have lost must be implanted in them by man himself, and therein lies a noble task which accrues to the artist. He has, so to speak, to bring the kingdom of God on to this earth. This religious mission of Art, as it may well be called, is expressed by Goethe (in the book on Winckelmann) in the following glorious words: [ 14 ] ‘In that Man is placed on Nature's pinnacle, he regards himself as another whole Nature, whose task is to bring forth inwardly yet another pinnacle. For this purpose, he heightens his powers, imbuing himself with all perfections and virtues, calling on choice, order, harmony, and meaning, and finally rising to the production of the work of art, which takes a pre-eminent place by the side of his other actions and works. Once it is brought forth, once it stands before the world in its ideal reality, it produces a permanent effect—it produces the highest effect—for as it develops itself spiritually out of a unison of forces, it gathers into itself all that is glorious and worthy of devotion and love, and thus, breathing life into the human form, uplifts man above himself, completes the circle of his life and activity, deifies him for the present, in which the past and the future are included. Such were the feelings of those who beheld the Olympian Jupiter, as we can gather from the descriptions, narratives, and testimonies of the Ancients. The god had become man, in order to uplift man to a god. They beheld the highest dignity and were filled with enthusiasm for the highest beauty.’ [ 15 ] In these words, the significance of Art for the progress of civilisation was recognised. And it is characteristic of the mighty German Ethos, that it was the first to whom the recognition of this fact occurred; it is characteristic that all German philosophers, for the last hundred years, have struggled to find the most suitable scientific form for the peculiar way in which, in the work of art, spirit and object, idea and reality, melt into each other. The task of Aesthetics is none other than to comprehend the nature of this interpenetration, and to study it in detail, in the single forms in which it asserts itself, in the various branches of Art. The merit of having given a stimulus to this problem in the way indicated, and thereby to have set the ball rolling in connection with the chief, central questions of Aesthetics, must be ascribed to Kant's Critique of Judgment which appeared in 1790, and at once created a favourable impression on Goethe. In spite, however, of particularly serious work devoted to this subject, we are bound to admit to-day that an all-round satisfactory solution to these aesthetical problems is not forthcoming. The grand master of Aesthetics, that keen thinker and critic, Friedrich Theodor Vischer, held firmly to the end of his life, to his expressed conviction that the science of Aesthetics was still in its infancy. This amounts to an admission that all efforts in this field, including his own five volumes on Aesthetics, were in a more or less false direction. This is indeed the case, and if I may here express my own conviction, it can only be traced back to the circumstance that the fruitful seeds planted by Goethe were passed over unnoticed, and that he was not regarded as being scientifically competent. Had he, on the contrary, been so regarded, those ideas would merely have received a final development, with which Schiller was inspired in the contemplation of Goethe's genius, and which he set down in his letters on Aesthetical education. These letters, too, are held by writers intent on systems, to be insufficiently scientific, and yet they can be counted among the most important works ever produced in the field of Aesthetics. Schiller sets out from Kant, who determined the nature of the Beautiful in more than one respect. Kant first examines the reason of the pleasure we feel in the beautiful works of art. He finds this feeling of pleasure quite different from any other. Comparing it to the pleasure we feel when concerned with an object to which we owe an element of utility to ourselves, it is quite different. This pleasure is closely bound up with the desire for the existence of the object. Pleasure in the useful disappears when the useful is no longer there. Not so with the pleasure in the Beautiful. This pleasure has nothing to do with the possession, with the existence of the object, for it is not attached to the object but to the idea of the object. Whereas with the expedient and the useful, the need is felt to translate the idea into reality: we are content, in the case of the Beautiful, with the mere image. For this reason, Kant calls the feeling of delight in the Beautiful a feeling that is uninfluenced by any actual interest—a disinterested delight. It would, however, be quite erroneous to hold that conformity to purpose is thereby excluded from the Beautiful; this applies only to an exterior purpose. Hence is derived the second explanation of the Beautiful: It is something formed in itself in conformity to purpose, without, however, serving an exterior purpose. When we perceive an object in Nature, or a product of human skill, our intellect comes and inquires for its use and purpose, and is not satisfied until its question as to the ‘wherefore’ is answered. With the Beautiful, the ‘wherefore’ lies in the object itself, and the intellect does not need to reach out beyond it. At this point Schiller sets in, weaving the idea of Freedom into the sequence of thought in a way that does the greatest honour to human nature. To begin with, Schiller sets in opposition two human instincts which ceaselessly assert themselves. The first is the so-called material impulse, or the need to keep our senses open to the inpouring outer world. A rich gift presses in upon us, but without our being able to exert any determining influence on its nature. Here everything takes place with unconditional necessity. What we apprehend is determined from outside; here we are unfree, in subjection; we must simply obey the commands of physical (natural) necessity. The second is the formative impulse; that is none other than Reason, which brings law and order into the chaotic confusion of sense perceptions (external impressions). Through its work, system is introduced into experience. Here too, Schiller finds, we are not free; for in this work Reason is subjected to the unchanging laws of logic. We submit, in the first case, to necessity as imposed by Nature, and, in the second case, as imposed by Reason. Freedom seeks a haven of refuge from both. Schiller, emphasising the analogy between Art and the play of a child, assigns to Freedom the domain of Art. What is essentially the nature of play? Things possessed of reality are taken, and their general bearing altered at will. In this transformation of reality no law of logical necessity decides the issue—as, for instance, in the construction of a machine, where we must strictly conform to the laws of Reason; here everything is in the service of subjective necessity. The player connects things in a way that gives him pleasure; he imposes on himself no constraint. He pays no heed to physical, natural necessity, for he overcomes this constraint by putting to quite arbitrary use whatever passes into his hands. From Reason, too, and its necessity, he feels independent, for the order he introduces into things is his own invention. Thus the player impresses on reality the stamp of his own subjectivity and endows the latter with objective value. The separation of the activity of the two instincts comes to an end; they become united and thereby gain freedom: in the object is spirit, and the spirit is objective. Schiller, the poet of Freedom, sees in Art a free instinctive play, on a higher level, and exclaims with enthusiasm: ‘Man is fully Man only where he plays, and he only plays where he is Man in the fullest sense of the word.’ Schiller calls the basic instinct in Art, the play-instinct or impulse to play. It produces in the artist works, which, while existing for our senses, satisfy our reason; while the reason of which they partake, is simultaneously present for our senses in objective existence. And man's nature, at this stage, shows such activity, that his physical nature acts spiritually, while his spiritual nature acts physically. Physical nature is raised to the spirit, while the spirit sinks into physical nature. The former is thereby ennobled, and the latter is brought down from its clear height into the visible world. The works which thus come to existence are, to be sure, not fully true to Nature, because, in reality, spirit and object are never fully coincident; therefore when we compare the works of Art with the works of Nature, the former appear to us as mere semblance (appearance). But they must be semblance, because they would otherwise not be true works of Art. With his conception of semblance, in this connection, Schiller occupies a unique position among the writers on Aesthetics: he is unsurpassed and unrivalled. This is where the work should have continued. The one-sided solution to the problem of the Beautiful should have been extended with the help of Goethe's reflections on Art. Instead of this, Schelling appeared on the scene with a completely false theory, and inaugurated an error from which the science of Aesthetics in Germany never recovered. As all modern philosophers, Schelling finds that the highest task human effort can set itself, lies in the perception of the eternal, primal types of things. The spirit sweeps beyond the world of physical reality and rises to the heights where the divine is enthroned. There all truth and all beauty is revealed to him. Only the eternal is true and also beautiful. Thus, according to Schelling, no man can behold actual beauty who does not raise himself to the highest truth, for they are one and the same. All sensuous beauty is merely a weak reflection of that endless beauty which we can never perceive with our senses. We see where this leads to: the work of Art is not beautiful for its own sake and through its own self, but because it reproduces the Idea of Beauty. It follows, then, from this theory, that the purport of Art and Science is the same, since they both adopt as a basis eternal truth, which is also beauty. For Schelling, Art is only Science that has become objective. The important question now is: On what does our feeling of pleasure in the work of Art rest? In this case it rests merely on the expression of the Idea. The sensuous image is only a means of expression, the form in which a super-sensible purport expresses itself. In this respect, all the writers on Aesthetics follow the direction of Schelling's idealism. I cannot agree with the latest writer on this subject, E. von Hartmann, when he says that Hegel essentially improved on Schelling on this point. I say on this point, for in many other respects he towered above him. Hegel says actually: ‘The beautiful is the sensuous appearance of the idea.’ This amounts to an admission that, for him, the essential in Art was the expressed idea. This stands out still more clearly in the following words: ‘The hard crust of Nature and of the ordinary world make it more difficult for the spirit to penetrate to the idea, than is the case with works of Art.’ This is surely a clear statement that the goal of Art is the same as the goal of Science, namely, to penetrate to the Idea: Art seeks only to illustrate what Science expresses directly in forms of thought. Vischer calls beauty the appearance of the Idea, and likewise identifies the purport of Art with truth. In spite of all objections, beauty can never be separated from truth, if its essence is found in the expression of the Idea. But then it is not clear what independent mission Art is to have by the side of Science. What Art offers us, we can attain by way of thought, in a purer, clearer form, with no physical veil to shroud it. If this standpoint in Aesthetics be adopted, there is no escape, except through sophistry, from the compromising conclusion that allegory in the plastic arts, and didactic poetry in the poetic art, are the highest artistic forms. The independent significance of Art cannot be grasped, and Aesthetics, from this standpoint, have proved unproductive. It would be a mistake, however, to go too far, and, in consequence, abandon every attempt to attain a science of Aesthetics that is free from contradiction. They go too far in this direction, who would have Aesthetics assimilated by the history of the fine arts. If unsupported by authentic principles, this science merely becomes a storehouse for collections of notes on artists and their works, to which more or less clever remarks are appended; these, however, originating from arbitrary and subjective reasoning, are without value. On the other hand, a kind of physiology of taste has been set up in opposition to Aesthetics. The simplest and most elementary cases in which pleasure is felt are examined; then, mounting from these to more and more complicated cases, ‘Aesthetics from below’ are set up against ‘Aesthetics from above.’ This is the plan adopted by Fechner in his Introduction to Aesthetics. It is incomprehensible that such a work should have found adherents in a country which produced a Kant. Aesthetics should start from the examination of the feeling of pleasure; as though every feeling of pleasure were aesthetical, and as though the nature of the various feelings of pleasure could be distinguished by any other means than through the object itself which caused them. We only know that pleasure is an aesthetic feeling when we recognise the object to be beautiful, for, physiologically, there is nothing to distinguish aesthetic pleasure from any other. It is always a question of ascertaining the object. By virtue of what does an object become beautiful? This is the basic question in all Aesthetics. [ 13 ] We come much nearer to solving this question if we follow Goethe's lead. Merck describes Goethe's creative activity in the following words: ‘You create quite differently from the rest; they seek to embody the so-called imaginative—this produces only rubbish; you, however, seek to endow reality with a poetic form.’ These words convey about the same meaning as Goethe's own words in the second part of Faust: ‘Consider what thou will'st; still more consider how thou will'st.’ It is clearly stated what Art stands for. Not for the embodiment of the super-sensible, but for the transformation of the physical and the actual. Reality is not to be lowered to a means of expression: no, it is to be maintained in its full independence; only it must receive a new form, a form in which it satisfies us. If we remove any single being from its surroundings and observe it in this isolated condition, much in connection with it will appear incomprehensible. We cannot make it harmonise with the idea, the conception we necessarily apply to it. Its formation within reality is, in fact, not only the consequence of its own conformity to law; surrounding reality had a direct determining influence as well. Had it been able to develop itself independently, and free from external influence, only then would it have become a living presentment of its own Idea. The artist must grasp and develop this Idea on which the object is based, but whose free expansion within reality has been hampered. He must find within reality the point, starting from which, an object can be developed in its most perfect form. Nature falls short of her intention in every single instance; by the side of one plant she creates a second, a third, and so on; in no single plant is the whole Idea represented in concrete life; in one plant one side, in another plant another side is given, as circumstances permit. The artist must revert to Nature's tendency, as this appears to him. This is what Goethe means when he declares of his own creative activity: ‘I seek in everything a point from which much may be developed.’ In the artist's work the whole exterior must express the whole interior; in Nature's product the exterior falls short of the interior, and man's inquiring spirit must first ascertain it. Thus the laws in accordance with which the artist goes to work are none other than the eternal laws of Nature, pure, uninfluenced and unhampered. Artistic creation rests not on what is, but on what might be; not on the actual, but on the possible. The artist creates according to the same principles as Nature, but applies these principles to the individual, whereas, to use Goethe's own words, Nature pays no heed to the individual, ‘She ever builds and ever destroys,’ because her aim is perfection, not in the unit but in the totality. The content of any work of Art is any physical reality—this is what the artist wills; in giving it its form, he directs his efforts so as to excel Nature in her own tendency, and to achieve to a still higher degree than she is capable of, the results possible within her laws and means. [ 18 ] The object which the artist sets before us is more perfect than it is in its natural state, but it contains none other than its own inherent perfection. Where the object excels its own self—though on the basis of what is already concealed within it—there beauty is found. Beauty is therefore nothing unnatural: Goethe can say with good reason, ‘Beauty is a manifestation of secret laws, which, failing beauty, would have ever remained concealed;’ or, in another passage: ‘He to whom Nature reveals her manifest secret, yearns for Art, Nature's worthiest interpreter.’ If it may be said that beauty is unreal, since it represents something which can never be found within Nature in such perfection, so, too, can it be said in the same sense, that beauty is truer than Nature, since it represents what Nature intends to be but cannot be. On this question of reality in Art, Goethe says—and we may extend his words to apply to the whole of Art: ‘The poet's province is representation. This reaches its highest level when it competes with reality, that is, when the descriptions are so lifelike, through the spirit, that they may stand as present for all men.’ Goethe finds that ‘nothing in Nature is beautiful which is not also naturally true, in its underlying motive’ (Conversations with Eckermann, iii. 79). And the other side of appearance or semblance, when the being excels its own self, we find expressed as Goethe's view in the proverbs in prose, No. 978: ‘The law of vegetable growth appears in its highest manifestation in the blossom, and the rose is but the pinnacle of this manifestation. The fruit can never be beautiful, for there the vegetable law reverts to its own self—back to the mere law.’ Here we surely have it plainly stated: Where the Idea develops and unfolds, there beauty sets in—where we perceive the law directly in the outward phenomenon; where, on the other hand, as in the fruit, the outward phenomenon appears formless and gross, because there is no sign in it of the fundamental law underlying vegetable growth—there beauty in the natural product ceases. For this reason the same proverb goes on to say: ‘The law, as it engages itself in the phenomenon with the greatest freedom and according to its own inherent conditions, produces the objective-beautiful, which, to be sure, must find a worthy subject by which to be perceived.’ This view of Goethe's we find most definitely stated in a passage in the Conversations with Eckermann (ii. 106). ‘The artist, to be sure, must faithfully and devotedly follow Nature's pattern in the detail ... only in the higher regions of artistic activity, where actually a picture becomes a picture—there he has free play and may even proceed to fiction.’ Goethe gives as the highest goal of Art: ‘Through semblance to give the illusion of a higher reality. It were, however, a false effort to retain the semblance so long within reality, that finally a common reality were left.’ [ 19 ] Let us now ask ourselves what is the reason of pleasure felt in works of Art. We must realise that pleasure and satisfaction in the object of beauty are in no way inferior to the purely intellectual pleasure which we feel in the purely spiritual. It always points to a distinct decadence in Art when its province is sought in mere amusement and in the satisfaction of lower inclinations. The reason for pleasure in works of Art is none other than the reason for the joyful exultation which we feel in view of the world of Ideas generally, uplifting man out of himself. What is it, then, that gives us such satisfaction in the world of Ideas? Nought else than the heavenly inner tranquillity and perfection which it harbours. No contradiction, no dissonance stirs in the thought-world which rises within our inner self, for it is itself an infinite. Inherent in this picture is everything which makes it perfect. This native perfection of the world of Ideas—this is the reason of our exultation when we stand before it. If beauty is to exalt us in the like manner, then it must be fashioned after the pattern of the Idea. This is quite a different thing from what the German writers on Aesthetics of the idealist school would have. This is not the Idea in the form of a phenomenon; it is just the contrary; it is a phenomenon in the form of the Idea. The content of Beauty, the material basis on which it rests, is thus always an actual positive reality, and the form in which it is presented is the form of the Idea. We see exactly the contrary is true to what German Aesthetics say; the latter simply turned things upside down. Beauty is not the divine in a cloak of physical reality; no, it is physical reality in a cloak that is divine. The artist does not bring the divine on to the earth by letting it flow into the world; he raises the world into the sphere of the divine. Beauty is semblance, because it conjures before our senses a reality which, as such, appears as an ideal world. Consider what thou will'st, still more consider how thou will'st—for on the latter everything turns. What is given remains physical, but the manner of its appearance is ideal. Where the ideal form appears in the physical to best advantage, there Art is seen to reach its highest dignity. Goethe says here: ‘The dignity of Art appears perhaps most eminently in music, because in music there is no material factor to be discounted. Music is all form and figure, exalting and ennobling everything it expresses.’ A science of Aesthetics starting from this definition: ‘Beauty is a physical reality appearing as though it were Idea’—such a science does not exist: it must be created. It can be called straight away the ‘Aesthetics of Goethe's world-conception.’ And this is the science of Aesthetics of the future. E. von Hartmann, one of the latest writers on this subject and the author of an excellent ‘Philosophy of Beauty,’ also cherishes the old error, that the content of Beauty is the Idea. He says quite rightly that the basic conception from which the science of the beautiful should proceed, is the conception of aesthetic semblance. Yes, but how can the manifestation of the world of Ideas, as such, ever be regarded as semblance. The Idea is surely the highest truth: when the Idea appears, it does so out of truth, and not as semblance. It is a real semblance, however, when the natural (physical) and the individual, arrayed in the imperishable raiment of eternity, appear with the character of the Idea; for reality falls short of this. [ 20 ] Taken in this sense, the artist appears as the continuator of the cosmic Spirit. The former pursues creation where the latter relinquishes it. The closest tie of kinship seems to unite the artist with the cosmic Spirit, and Art appears as the continuation of Nature's process. Thus the artist raises himself above the life of common reality, and he raises us with him when we devote ourselves to his work. He does not create for the finite world, he expands beyond it. This conception we find expressed by Goethe in his poem, ‘The Artist's Apotheosis,’ where he makes the Muse call to the Poet in the following words:
[ 21 ] In this poem, Goethe's thoughts on what I may call the cosmic mission of the artist are most aptly expressed. [ 22 ] Who, like Goethe, ever grasped in Art such deep significance? Who ever endowed Art with such dignity? It speaks sufficiently for the whole depth of his conceptions, when he says: ‘The great works of art are brought into existence by men, as are the great works of Nature, in accordance with true and natural laws; all arbitrary phantasy falls to the ground; there is Necessity, there is God.’ A science of Aesthetics in his spirit were certainly no bad thing. And this might apply also to other departments of modern science. [ 23 ] When, at the death of the poet's last heir, Walter von Goethe, 15th April, 1885, the treasures of the Goethe House became accessible to the nation, many, no doubt, shrugged their shoulders at the zeal of the scholars as they seized on the smallest posthumous remnant and handled it as a precious relic—the value of which, in connection with research should by no means be despised. But Goethe's genius is unfathomable; it cannot be taken in at a glance; we can only draw near to it gradually from different sides. And for this purpose we must welcome everything; what appears a worthless detail, gains significance when we consider it in connection with the poet's comprehensive view of the world. Only when we traverse the whole gamut of expressive activity in which this universal spirit gave vent to his life—only then does the essential in him, his own tendency, from which everything with him originated, and which represents a culmination of humanity, appear before our soul. Only when this tendency becomes the common property of all who strive spiritually; when the belief becomes general that we have not only to understand Goethe's conception of the world, but that we must live in it and it must live in us—only then will Goethe have fulfilled his mission. This conception of the world must be a sign for all members of the German people and far beyond it, in which they can meet and know each other in a life of common endeavour.
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23. Basic Issues of the Social Question: Finding Real Solutions to the Social Problems of the Times
Translated by Frank Thomas Smith |
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Extracts from this book have been published by the Rudolf Steiner Press, London, 1970, under the title The Case for Anthroposophy, selected, translated, arranged and with an introduction by Owen Barfield.*. |
23. Basic Issues of the Social Question: Finding Real Solutions to the Social Problems of the Times
Translated by Frank Thomas Smith |
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[ 1 ] The characteristic element which has given the social question its particular form in modern times may be described as follows: The economy, along with technology and modern capitalism, has, as a matter of course, brought a certain inner order to modern society. While the attention of humanity has focused on what technology and capitalism have brought, it has been diverted from other branches, other areas of the social organism. It is equally necessary to attain efficacy through human consciousness in these areas if the social organism is to become healthy. [ 2 ] In order to clearly characterize certain driving forces by means of a comprehensive, universal observation of the social organism, I would like to start with a comparison. It should be borne in mind, however, that nothing more than a comparison is intended. Human understanding can be assisted by such a comparison to form mental pictures about the social organism's restoration to health. To consider the most complicated of all natural organisms, the human organism, from the point of view presented here, it is necessary to direct one's attention to the fact that the total essence of this human organism exhibits three complementary systems, each of which functions with a certain autonomy. These three complementary systems can be characterized as follows. The system consisting of the nerve and sense faculties functions as one area in the natural human organism. It could also be designated, after the most important member of the organism in which the nerve and sense faculties are to a certain extent centralized, the head organism. [ 3 ] A clear understanding of the human organization will result in recognizing as the second member, what [ I ] would like to call the rhythmic system. It consists of respiration, blood circulation and everything which expresses itself in the rhythmic processes of the human organism. [ 4 ] The third system is to be recognized in everything which, in the form of organs and functions, is connected with metabolism as such. [ 5 ] These three systems contain everything which, when properly co-ordinated, maintains the entire functioning of the human organism in a healthy manner.2 [ 6 ] In my book “Von Seelenrätseln”* I have attempted to characterize, at least in outline, this triformation of the human natural organism. It is clear to me that biology, physiology, natural science as a whole will, in the very near future, tend toward a consideration of the human organism which perceives how these three members—the head-system, the circulatory system or breast-system and the metabolic system maintain the total processes in the human organism, how they function with a certain autonomy, how no absolute centralization of the human organism exists and how each of these systems has its own particular relation to the outer world. The head-system through the senses, the circulatory or rhythmic system through respiration and the metabolic system through the organs of nourishment and movement. [ 7 ] Natural scientific methods are not yet sufficiently advanced for scientific circles to be able to grant recognition, sufficient for an advance in knowledge, to what I have indicated here—which is an attempt to utilize knowledge based on spiritual science for natural scientific purposes. This means, however, that our habit of thought, the whole way in which we conceive of the world, is not yet completely in accordance with how, for example, the inner essence of nature's functions manifests itself in the human organism. One could very well say: Yes, but natural science can wait, its ideals will develop gradually and it will come to a point where viewpoints such as yours will be recognized. It is not possible, however, to wait where these things are concerned. In every human mind—for every human mind takes part in the functioning of the social organism—and not only in the minds of a few specialists, must be present at least an instinctive knowledge of what this social organism needs. Healthy thinking and feeling, healthy will and aspirations with regard to the formation of the social organism, can only develop when it is clear, albeit more or less instinctively, that in order for the social organism to be healthy it must, like the natural organism, have a threefold organization. [ 8 ] Ever since Schäffle wrote his book about the structure of the social organism, attempts have been made to encounter analogies between the organization of a natural being—the human being, for example—and human society as such. The cell of the social organism has been sought, the cell structure, tissues and so forth! A short while ago a book by Meray appeared, Weltmutation (World Mutation), in which certain scientific facts and laws were simply transferred to a supposed human society-organism. What is meant here has absolutely nothing to do with all these things, with all these analogy games. To assume that in these considerations such an analogy game between the natural and the social organism is being played is to reveal a failure to enter into the spirit of what is here meant. No attempt is being made to transplant some scientific fact to the social organism; quite the contrary, it is intended that human thinking and feeling learn to sense the vital potentialities in contemplating the natural organism and then to be capable of applying this sensibility to the social organism. When what has supposedly been learned about the natural organism is simply transferred to the social organism, this only indicates an unwillingness to acquire the capacity to contemplate and investigate the social organism just as independently as is necessary for an understanding of the natural organism. If, in order to perceive its laws, one considers the social organism as an independent entity in the same manner as a scientific investigator considers the natural organism, in that instant the seriousness of the contemplation excludes playing with analogies. [ 9 ] It may also be imagined that what is presented here is based on the belief that the social organism should be ‘constructed’ as an imitation of some bleak scientific theory. Nothing could be farther from the truth. It is my intention to point out something quite different. The present historical human crisis requires that certain sensibilities arise in every individual, that these sensibilities be stimulated by education, i.e., the school system, as is the learning of arithmetical functions. What has hitherto resulted from the old forms of the social organism, without being consciously absorbed by the inner life of the mind, will cease to have effect in the future. A characteristic of the evolutionary impulses which are attempting to manifest themselves in human life at the present time is that such sensibilities are necessary, just as schooling has long been a necessity. From now on mankind should acquire a healthy sense of how the social organism should function in order for it to be viable. A feeling must be acquired that it is unhealthy and anti-social to want to participate in this organism without such sensibilities. [ 10 ] It is often said that ‘socialization’ is needed for these times. This socialization will not be a curative process for the social organism, but a quack remedy, perhaps even a destructive process, as long as at least an instinctive knowledge of the necessity for the triformation of the social organism has not been absorbed by human hearts, by human souls. If this social organism is to function in a healthy way it must methodically cultivate three constituent members. [ 11 ] One of these members is the economy. It will be considered first because it has so evidently been able to dominate human society through modern technology and capitalism. This economic life must constitute an autonomous member within the social organism, as relatively autonomous as is the nervous-sensory system in the human organism. The economy is concerned with all aspects of the production, circulation and consumption of commodities. [ 12 ] The second member of the social organism is that of civil rights, of political life as such. What can be designated as the state, in the sense of the old rights-state, pertains to this member. Whereas the economy is concerned with all aspects of man's natural needs and the production, circulation and consumption of commodities, this second member of the social organism can only concern itself with all aspects of the relations between human beings which derive from purely human sources. It is essential for knowledge about the members of the social organism to be able to differentiate between the legal rights system, which can only concern itself with relations between human beings that derive from human sources, and the economic system, which can only be concerned with the production, circulation and consumption of commodities. It is necessary to sense this difference in life in order that, as a consequence of this sensibility, the economy be separate from the rights member, as in the human natural organism the activity of the lungs in processing the outside air is separate from the processes of the nervous-sensory system. [ 13 ] The third member, standing autonomous alongside the other two, is to be apprehended in the social organism as that which pertains to spiritual life. To be more precise, because the designations ‘spiritual culture’ or ‘everything which pertains to spiritual life’, are perhaps not sufficiently precise, one could say: everything which is based on the natural aptitudes of each human individual; what must enter into the social organism based on the natural aptitudes, spiritual as well as physical, of each individual. The first system, the economic, is concerned with what must be present in order for man to determine his relation to the outer world. The second system is concerned with what must be present in the social organism in respect to human inter-relationships. The third system is concerned with everything which must blossom forth from each human individuality and be integrated into the social organism. [ 14 ] Just as it is true that modern technology and capitalism have moulded our society in recent times, it is also imperative that the wounds necessarily inflicted on human society by them be thoroughly healed by correctly relating man and the human community to the three members of the social organism. The economy has, of itself, taken on quite definite forms in recent times. Through one-sided efficiency it has exerted an especially powerful influence on human life. Until now the other two members of society have not been in a position to properly integrate themselves in the social organism with the same certitude and according to their own laws. It is therefore necessary that each individual, in the place where he happens to be, undertakes to work for social formation based on the sensibilities described above. It is inherent in these attempts at solving the social questions that in the present and in the immediate future each individual has his social task. [ 15 ] The first member of the social organism, the economy, depends primarily on nature, just as the individual, in respect to what he can make of himself through education and experience, depends on the aptitudes of his spiritual and physical organisms. This natural base simply impresses itself on the economy, and thereby on the entire social organism. It is there and cannot be affected essentially by any social organization, by any socialization. It must constitute the foundation of the social organism, as the human being's aptitudes in various areas, his natural physical and spiritual abilities, must constitute the foundation of his education. Every attempt at socialization, at giving human society an economic structure, must take the natural base into account. This elementary, primitive element which binds the human being to a certain piece of nature constitutes the foundation for the circulation of goods, all human labour and every form of cultural-spiritual life. It is necessary to take the relationship of the social organism to its natural base into consideration, just as it is necessary to take the relationship of the individual to his aptitudes into consideration where the learning process is concerned. This can be made clear by citing extreme cases. In certain regions of the earth, where the banana is an easily accessible food, what is taken into consideration is the labour which must be expended in order to transfer the bananas from their place of origin to a certain destination and convert them into items of consumption. If the human labour which must be expended in order to make the bananas consumer items for society is compared with the labour which must be expended in Central Europe to do the same with wheat, it will be seen that the labour necessary for the bananas is at least three hundred times less than for the wheat. [ 16 ] Of course that is an extreme case. Nevertheless, such differences in the required amount of labour in relation to the natural base are also present in the branches of production which are represented in any European society,- not as radically as with the bananas and wheat, but the differences do exist. It is thereby substantiated that the amount of labour power which men must bring to the economic process is conditioned by the natural base of their economy. In Germany, for example, in regions of average fertility, the wheat yield is approximately seven to eight times the amount sown; in Chile the yield is twelvefold, in northern Mexico seventeenfold, and in Peru twentyfold.* [ 17 ] The entire homogeneous entity consisting of processes which begin with man's relation to nature and continue through his activities in transforming the products of nature into consumable goods, all these processes, and only these, comprise the economic member of a healthy social organism. This member is comparable to the head system of the human organism which conditions individual aptitudes and, just as this head-system is dependent on the lung-heart system, the economic system is dependent on human labour. But the head cannot independently regulate breathing; nor should the human labour system be regulated by the same forces which activate the economy. [ 18 ] The human being is engaged in economic activity in his own interests. These are based on his spiritual needs and on the needs of his soul. How these interests can be most suitably approached within a social organism so that the individual can best satisfy his interests through the social organism and also be economically active to the best advantage, is a question which must be resolved in practice within the various economic facilities. This can only happen if the interests are able to freely assert themselves, and if the will and possibility arise to do what is necessary to satisfy them. The origin of the interests lies beyond the circle which circumscribes economic affairs. They develop together with the development of the human soul and body. The task of economic life is to establish facilities in order to satisfy them. These facilities should be exclusively concerned with the production and interchange of commodities, that is, of goods which acquire value through human need. The commodity has value through the person who consumes it. Due to the fact that the commodity acquires its value through the consumer, its position in the social organism is completely different from the other things which the human being, as a member of this organism, values. The economy, within the circumference of which the production, inter-change and consumption of commodities belong, should be considered without preconceptions. The essential difference between the person-to-person relationship in which one produces commodities for the other, and the rights relationship as such will be evident. Careful consideration will lead to the conviction and the practical requirement that in the social organism legal rights must be completely separated from the economic sector. The activities which are to be carried out in the facilities which serve the production and interchange of commodities are not conducive to the best possible influence on the area of human rights. In the economy one individual turns to another individual because one serves the interests of the other, but the relation of one person to another is fundamentally different in the area of human rights. [ 19 ] It might seem that the required distinction would be sufficiently realized if the legal element, which must also exist in the relations between the persons engaged in the economy, be provided for in it. Such a belief has no foundation in reality. The individual can only correctly experience the legal relation which must exist between himself and others when he does not experience this relation in the economic area, but in an area which is completely separate from it. Therefore, an area must develop in the social organism alongside the economy and independent of it, in which the rights element is cultivated and administered. The rights element is, moreover, that of the political domain, of the state. If men carry over their economic interests into the legislation and administration of the rights-state, then the resulting rights will only be the expression of these economic interests. When the rights-state manages the economy it loses the ability to regulate human rights. Its acts and facilities must serve the human need for commodities; they are therefore diverted from the impulses which correspond to human rights. [ 20 ] The healthy social organism requires an autonomous political state as the second member alongside the economic sector. In the autonomous economic sector, through the forces of economic life, people will develop facilities which will best serve the production and interchange of commodities. In the political state facilities will develop which will orient the mutual relations between persons and groups in a way which corresponds to human rights-awareness. [ 21 ] This viewpoint, which advocates the complete separation of rights-state and economy, is one which corresponds to the realities of life. The same cannot be said for the viewpoint which would merge the economic and rights functions. Those who are active in the economic sector do, of course, possess a rights-awareness; but their participation in legislative and administrative processes will derive exclusively from this rights-awareness only if their judgement in this area occurs within the framework of a rights-state which does not occupy itself with economic matters. Such a rights-state has its own legislative and administrative bodies, both structured according to the principles which derive from the modern rights awareness. It will be structured according to the impulses in human consciousness nowadays referred to as democratic. The economic area will form its legislative and administrative bodies in accordance with economic impulses. The necessary contact between the responsible persons of the legal and economic bodies will ensue in a manner similar to that at present practised by the governments of sovereign states. Through this formation the developments in one body will be able to have the necessary effect on developments in the other. As things are now this effect is hindered by one area trying to develop in itself what should flow toward it from the other. [ 22 ] The economy is subject, on the one hand, to the conditions of the natural base (climate, regional geography, mineral wealth and so forth) and, on the other hand, it is dependent upon the legal conditions which the state imposes between the persons or groups engaged in economic activity. The boundaries of what economic activity can and should encompass are therefore laid out. Just as nature imposes prerequisites from the outside on the economic process which those engaged in economic activity take for granted as something upon which they must build this economy, so should everything which underlies the legal relationship between persons be regulated, in a healthy social organism, by a rights-state which, like the natural base, is autonomous in its relation to the economy. [ 23 ] In the social organism that has evolved through the history of mankind and which, by means of the machine age and the modern capitalistic economic form, has given the social movement its characteristic stamp, economic activity encompasses more than is good for a healthy social organism. In today's economic system, in which only commodities should circulate, human labour-power and rights circulate as well. In the economic process of today, which is based on the division of labour, not only are commodities exchanged for commodities, but commodities are exchanged for both labour and for rights. (I call commodity everything which has been prepared by human activity for consumption and brought to a certain locality for this purpose. Although this description may be objectionable or seem insufficient to some economists, it can nevertheless be useful for an understanding of just what should belong to economic activity.t3 ) When someone acquires a piece of land through purchase, the process must be considered an exchange of the land for commodities, represented by the purchase money. The land itself, however, does not act as a commodity in economic life. Its position is based on the right of a person to use it. This right is essentially different from the relationship in which the producer of a commodity finds himself. This relationship, by its very nature, does not overlap with the completely different type of person-to-person relationship which results from the fact that someone has the exclusive use of a piece of land. The owner puts those persons who earn their living on the land as his employees, or those who must live on it, in a position of dependence on him. The exchange of real commodities which are produced or consumed does not cause a dependence which has the same effect as this personal kind of relationship. [ 24 ] Looking at this fact of life impartially, one sees clearly that it must find expression in the institutions of the entire social organism. As long as commodities are exchanged for other commodities in the economic sphere, the value of these commodities is determined independently of the legal relations between persons or groups. As soon as commodities are exchanged for rights, however, the legal relations themselves are affected. It is not a question of the exchange itself. This is a necessary, vital element of the contemporary social organism based on its division of labour; the problem is that through the exchange of rights for commodities the rights become commodities when they originate within the economic sphere. This can only be avoided by the existence of facilities in the social organism which, on the one hand, have the exclusive function of activating the circulation of commodities in the most expedient manner, and, on the other hand, facilities which regulate the rights, inherent in the commodity exchange process, of those individuals who produce, trade and consume. These rights are essentially no different from other rights of a personal nature which exist independently of the commodity exchange process. If I injure or benefit my fellow-man through the sale of a commodity, this belongs in the same social category as an injury or benefit through an act or omission not directly related to commodity exchange. [ 25 ] The individual's way of life is influenced by rights institutions acting together with economic interests. In a healthy social organism these influences must come from two different directions. In the economic organization formal training, together with experience, is to provide management with the necessary insights. Through law and administration in the rights organization the necessary rights-awareness, in respect to the relations of individuals, or groups of individuals, to each other will be realized. The economic organization will allow persons with similar professional or consumer interests, or with similar needs of other kinds, to unite in cooperative associations which, through reciprocal activities, will underlie the entire economy. This organization will structure itself on an associative foundation and on the interrelations between associations. The associations will engage in purely economic activities. The legal basis for their work is provided by the rights organization. When such economic associations are able to make their economic interests felt in the representative and administrative bodies of the economic organization, they will not feel the need to pressure the legislative or administrative leadership of the rights-state (for example, farmers' and industrialists' lobbies, economically orientated social democrats) in order to attain there what is not attainable within the economic sector. If the rights state is not active in any economic field, then it will only establish facilities which derive from the rights awareness of the persons involved. Even if the same individuals who are active in the economic area also participate in the representation of the rights-state, which would of course be the case, no economic influence can be exerted on the rights sector, due to the formation of separate economic and legal systems. Such influence undermines the health of the social organism, as it can also be undermined when the state organization itself manages branches of the economic sector and when representatives of economic interests determine laws in accordance with those interests. [ 26 ] Austria offered a typical example of the fusion of the economic and rights sectors with the constitution it adopted in the eighteen-sixties. The representatives of the imperial assembly of this territorial union were elected from the ranks of the four economic branches: The land owners, the chamber of commerce, the cities, markets and industrial areas, and the rural communities. It is clear from this composition of the representative assembly that they thought a rights system would ensue by allowing economic interests to exert themselves. Certainly the divergent forces of its many nationalities contributed a great deal to Austria's disintegration. It is equally certain, however, that a rights organization functioning alongside the economy would have enabled the development of a form of society in which the co-existence of the various nationalities would have been possible. [ 27 ] Nowadays people interested in public life usually direct their attention to matters of secondary importance. They do this because their thinking habits induce them to consider the social organism as a uniform entity. A suitable elective process for such an entity is not to be found. Regardless of the elective process employed, economic interests and the impulses emanating from the rights sector will conflict with each other in the representative bodies. This conflict must result in extreme social agitation. Priority must be given today to the all-important objective of working toward a drastic separation of the economy from the rights-organization. As this separation becomes a reality, the separating organizations will, each according to their own principles, find the best means of choosing their legislators and administrators. This question of how to choose such representatives, although as such of fundamental significance, is secondary compared to the other pressing decisions which must be made today. Where old conditions still exist, these new forms could be developed from them. Where the old has already disintegrated, or is in the process of doing so, individuals or groups of individuals should take the initiative in attempting to reorganize society in the indicated direction. To expect an overnight transformation is seen even by reasonable socialists as unrealistic. They expect the healing process which they desire to be gradual and relevant. However, that the historical human evolutionary forces of today make a rational desire for a new social structure necessary is perfectly obvious to every objective person who observes current events. [ 28 ] He who considers ‘practical’ only what he has become accustomed to within the limits of his own horizons, will consider what is presented here as ‘impractical’. If he is not able to change his attitude however, and has influence in some area, his actions will not contribute to the healing, but to the continued degeneration of the social organism, just as the deeds of people of like mind have contributed to present conditions. [ 29 ] The endeavours which have already begun to be realized by those in authority to turn certain economic functions (post office, railroads, etc.) over to the state must be reversed; the state must be relieved of all economic functions. Thinkers who like to believe that they are on the road to a healthy social organism carry these efforts at nationalization to their logically extreme conclusions. They desire the socialization of all economic means, insofar as they are means of production. Healthy development, however, requires that the economy be autonomous and the political state be able, through the process of law, to affect economic organizations in such a way that the individual does not feel that his integration in the social organism is in conflict with his rights-awareness. [ 30 ] It is possible to see how the ideas presented here are based on the realities of the human situation by directing one's attention to the physical labour which the human being performs for the social organism. Within the capitalistic economic form, this labour has been incorporated into the social organism in such a way that it is bought like a commodity from the worker by his employer. An exchange takes place between money (representing commodities) and labour. But such an exchange cannot, in reality, take place. It only appears to do so.t4 In reality, the employer receives commodities from the worker, which can only come into existence by the worker devoting his labour-power to their creation. The worker receives one part of the equivalent value of these commodities and the employer the other. The production of commodities results from the cooperation of the employer and the employed. Only the product of their joint action passes into economic circulation. A legal relationship between worker and entrepreneur is necessary for the production of the commodity. Capitalism, however, is capable of converting this relationship into one which is determined by the economic supremacy of the employer over the worker. In the healthy social organism it will be apparent that labour cannot be paid for. It cannot attain an economic value through equivalence with a commodity. These, produced by labour, acquire value through equivalence with other commodities. The kind and amount of work as well as the way in which the individual performs it for the maintenance of the social organism, must be determined by his own abilities as well as the requisites for a decent human existence. This is only possible if the determination is carried out by the political state independently of economic management. [ 31 ] Through this determination the commodity will acquire a value basis which is comparable to that which exists in the conditions imposed by nature. As the value of a commodity increases in relation to another commodity due to the acquisition of the raw materials necessary for its production becoming more difficult, so must its value also be dependent upon the kind and amount of labour which may be expended for its production in accordance with rights legislation.t5 [ 32 ] In this way the economy becomes subject to two essential conditions: that of the natural base, which humanity must take as it is given, and that of the rights base, which should be created through a rights-awareness with roots in a political state independent of economic interests. [ 33 ] It is evident that by managing the social organism in this way, economic prosperity will increase and decrease according to the amount of labour rights-awareness decides to expend. In a healthy social organism it is necessary that economic prosperity be dependent in this way, for only such dependence can prevent man from being so consumed by economic life that he can no longer consider his existence worthy of human dignity. And, in truth, all the turmoil in the social organism results from the feeling that existence is unworthy of human dignity. [ 34 ] A comparison with the means employed to improve the natural base can be used to find possible means of avoiding steep declines in prosperity as an effect of the rights sector's measures. A low yield soil can be made more productive through the use of technical means; similarly, if prosperity declines excessively the type and amount of labour can be modified. This modification should not emanate directly from economic circles, but from the insight which can develop in a rights organisation which is independent of economic life. [ 35 ] Everything which occurs in the social organization due to economic activity and rights-awareness is influenced by what emanates from a third source: the individual abilities of each human being. This includes the greatest spiritual accomplishments as well as superior or inferior physical aptitudes. What derives from this source must be introduced into the healthy social organism in quite a different manner than the exchange of commodities or what emanates from the state. This introduction can only be effected in a sound manner if it is left to man's free receptivity and the impulses which come from individual abilities. The human efforts and achievements which result from such abilities are, to a great extent, deprived of the true essence of their being if they are influenced by economic interests or the state organization. This essence can only exist in the forces which human effort and achievement must develop of and by themselves. Free receptivity, the only suitable means, is paralysed when the social integration of these efforts and achievements is directly conditioned by economic life or organized by the state. There is only one possible healthy form of development for spiritual life: what it produces shall be the result of its own impulses and a relationship of mutual understanding shall exist between itself and the recipients of its achievements. (The development of the individual abilities present in society is connected to the development of spiritual life by countless fine threads.) [ 36 ] The conditions described here for the healthy development of spiritual-cultural life are not recognized today because powers of observation have been clouded by the fusion of a large part of this life with the political state. This fusion has come about in the course of the past centuries and we have grown accustomed to it. There is talk, of course, of ‘scientific and educational freedom’. It is taken for granted however, that the political state should administer the ‘free science’ and the ‘free education’. It is not understood that in this way the state makes spiritual life dependent on state requirements. People think that the state can provide the educational facilities and that the teachers who occupy them can develop culture and spiritual life ‘freely’ in them. This opinion ignores how closely related the content of spiritual life is to the innermost essence of the human being in which it is developing, and how this development can only be free when it is introduced into the social organism through the impulses which originate in spiritual life itself, and through no others. Through fusion with the state, not only the administration of science and the part of spiritual life connected with it has been determined, but the content as well. Of course what mathematics or physics produce cannot be directly influenced by the state. But the history of the cultural sciences shows that they have become reflections of their representatives' relations to the state and of state requirements. Due to this phenomenon, the contemporary scientifically oriented concepts which dominate spiritual life affect the proletarian as ideology. He has noticed how certain aspects of human thought are determined by state requirements which correspond to the interests of the ruling classes. The thinking proletarian saw therein a reflection of material interests as well as a battle of conflicting interests. This created the feeling that all spiritual life is ideology, a reflection of economic organization. [ 37 ] This desolating view of human spiritual life ceases when the feeling can arise that in the spiritual sphere a self-containing reality, transcending the material, is at work. It is impossible for such a feeling to arise when spiritual life is not freely self-developing and administering within the social organism. Only those persons who are active in the development and administration of spiritual life have the strength to secure its appropriate place in the social organism. Art, science, philosophical world-views, and all that goes with them, need just such an independent position in human society, for in spiritual life everything is interrelated. The freedom of one cannot flourish without the freedom of the other. Although the content of mathematics and physics cannot be directly influenced by state requirements, what develops from them, what people think of their value, what effects their cultivation can have on the rest of spiritual life, and much more, is conditioned by these requirements when the state administers branches of spiritual life. It is very different if a teacher of the lowest school grades follows the impulses of the state or if he receives these impulses from a spiritual life which is self-contained. The Social Democrats have merely inherited the habits of thought and the customs of the ruling classes in this respect. Their ideal is to include spiritual life in social institutions which are built upon economic principles. If they succeed in reaching their goal, they will only have continued along the path of spiritual depreciation. They were correct, although one-sided, in their demand that religion be a private affair. In a healthy social organism all spiritual life must be, in respect to the state and the economy, a ‘private affair’. But the social democrats' motive in wanting to transfer religion to the private sector is not a desire to create a position within the social organism where a spiritual institution would develop in a more desirable, worthier manner than it can under state influence. They are of the opinion that the social organism should only cultivate with its own means its own necessities of life. And religious values do not belong to this category. A branch of spiritual life cannot flourish when it is unilaterally removed from the public sector in this way, if the other spiritual branches remain fettered. Modern humanity's religious life will only develop its soul-sustaining strength together with all the other liberated branches of spiritual life. [ 38 ] Not only the creation but also the reception by humanity of this spiritual life must be freely determined in accordance with the soul's necessities. Teachers, artists and such whose only direct connection with a legislature or an administration is with those which have their origin in spiritual life itself, will be able, through their actions, to inspire the development of a receptivity for their efforts and achievements amongst individuals who are protected by a self-reliant, independent political state from being forced to exist only for work, and which guarantees their right to a leisure that can awaken in them an appreciation of spiritual values. Those persons who imagine themselves to be ‘practical’ may object that people would pass their leisure time drinking and that illiteracy would result if the state occupied itself with the right to leisure and if school attendance were left to free human common sense. Let these ‘pessimists’ wait and see what will happen when the world is no longer under their influence all too often determined by a certain feeling which, whispering in their ear, softly reminds them of how they use their leisure time, what they needed to acquire a little ‘learning’. They cannot imagine the power of enthusiasm which a really self-contained spiritual life can have in the social organism, because the fettered one they know cannot exert such an enthusiastic influence over them. [ 39 ] Both the political state and the economy will receive the spiritual performance they require from a self-administered spiritual organism. Furthermore, practical economic training will reach full effectiveness through free cooperation with this organism. People who have received the appropriate training will be able to vitalize their economic experience through the strength which will come to them from liberated spiritual values. Those with economic experience will also work for the spiritual organization, where their abilities are most needed. [ 40 ] In the political area, the necessary insights will be formed through the activation of spiritual values. The worker will acquire, through the influence of such spiritual values, a feeling of satisfaction in respect to the function his labour performs in the social organism. He will realize that without management organizing labour in a meaningful way the social organism could not support him. He will sense the need for cooperation between his work and the organizing abilities which derive from the development of individual human abilities. Within the framework of the political state he will acquire the rights which insure him his share of the commodities he produces; and he will freely grant an appropriate share of the proceeds for the formation of the spiritual values which flow toward him. In the field of spiritual-cultural life, it will become possible for those engaged in creative activities to live from the proceeds of their efforts. What someone practices in the field of spiritual life is his own affair. What he is able to contribute to the social organism however, will be recompensed by those who have need of his spiritual contribution. Whoever is not able to support himself within the spiritual organization from such compensation will have to transfer his activities to the political or economic sphere of activity. [ 41 ] The technical ideas that derive from spiritual life flow into the economic sector. They derive from spiritual life even when they come directly from members of the state or economic sectors. All organizational ideas and forces which fecundate the economic and state sectors originate in spiritual life. Compensation for this input to both social sectors will come either through the free appreciation of the beneficiaries, or through laws determined by the political state. Tax laws will provide this political state with what it needs to maintain itself. These will be devised through a harmonization of ‘rights awareness’ and economic requirements. [ 42 ] In a healthy social organism the autonomous spiritual sector must function alongside the political and economic sectors. The evolutionary forces in modern mankind point toward a triformation of this organism. As long as society was essentially governed by instinctive forces, the urge for this formation did not arise. What actually derived from three sources functioned somewhat torpidly together in society. Modern times demand the individual's conscious participation in this organism. This consciousness can only give the individual's behaviour and whole life a healthy form if it is oriented from three sides. Modern man, in the unconscious depths of his soul, strives toward this orientation; and what manifests itself in the social movement is only the dim reflection of this striving. [ 43 ] Toward the end of the eighteenth century, under different circumstances than those under which we at present live, a call for a new formation of the human social organism arose from the depths of human nature. The motto of this reorganization consisted of three words: fraternity, equality, liberty. Anyone with an objective mind, who considers the realities of human social development with healthy sensibilities, cannot help but be sympathetic to the meaning behind these words. However, during the course of the nineteenth century, some very clever thinkers took pains to point out the impossibility of realizing these ideals of fraternity, equality and liberty in a uniform social organism. They felt certain that these three impulses would be contradictory if practised in society. It was clearly demonstrated, for example, that individual freedom would not be possible if the equality principle were practised. One is obliged to agree with those who observed these contradictions; nevertheless, one must at the same time feel sympathy for each of these ideals. [ 44 ] These contradictions exist because the true social meaning of these three ideals only becomes evident through an understanding of the necessary triformation of the social organism. The three members are not to be united and centralized in some abstract, theoretical parliamentary body. Each of the three members is to be centralized within itself, and then, through their mutual cooperation, the unity of the overall social organism can come about. In real life, the apparent contradictions act as a unifying element. An apprehension of the living social organism can be attained when one is able to observe the true formation of this organism with respect to fraternity, equality and liberty. It will then be evident that human cooperation in economic life must be based on the fraternity which is inherent in associations. In the second member, the civil rights system, which is concerned with purely human, person-to-person relations, it is necessary to strive for the realization of the idea of equality. And in the relatively independent spiritual sector of the social organism it is necessary to strive for the realization of the idea of freedom. Seen in this light, the real worth of these three ideals becomes clear. They cannot be realized in a chaotic society, but only in a healthy, threefold social organism. No abstract, centralized social structure is able to realize the ideals of liberty, equality and fraternity in such disarrangement; but each of the three sectors of the social organism can draw strength from one of these impulses and cooperate in a positive manner with the other sectors. [ 45 ] Those individuals who demanded and worked for the realization of the three ideas—liberty, equality and fraternity—as well as those who later followed in their footsteps, were able to dimly discern in which direction modern humanity's forces of evolution are pointing. But they have not been able to overcome their belief in the uniform state, so their ideas contain a contradictory element. Nevertheless, they remained faithful to the contradictory, for in the subconscious depths of their souls the impulse toward the triformation of the social organism, in which the triplicity of their ideas can attain to a higher unity, continued to exert itself. The clearly discernible social facts of contemporary life demand that the forces of evolution, which in modern mankind strive toward this triformation, be turned into conscious will.
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57. Tolstoy and Carnegie in the Light of Spiritual Science
28 Jan 1909, Berlin |
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Then again the arrangement of both persons with spiritual science or anthroposophy. Indeed, with Tolstoy nobody probably doubts that one can illumine the depths of his soul with the light of spiritual science. |
57. Tolstoy and Carnegie in the Light of Spiritual Science
28 Jan 1909, Berlin |
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The basis of our consideration today may seem a weird arrangement to somebody: on one side Tolstoy, on the other side Carnegie, two personalities about whom probably some say, more different, more opposite persons one can hardly find. On one side, the solver of riddles of the highest social and spiritual problems searching from the depths of spiritual life—Tolstoy; and on the other side the steel tycoon, the rich man, the man about whom one knows literally hardly more than that he thought about how the accumulated wealth is to be used best of all—Carnegie. Then again the arrangement of both persons with spiritual science or anthroposophy. Indeed, with Tolstoy nobody probably doubts that one can illumine the depths of his soul with the light of spiritual science. However, with Carnegie some probably say, what has this man to do generally with spiritual science, this man of the only practical, business work?—Spiritual science would be the grey theory, the unrealistic and life-hostile worldview as one regards it is so often, if it does not care a little about the issues of practical life, as one believes sometimes. Therefore, it could appear weird that just such a man of practical life is adduced to illustrate certain issues. If one has understood that this spiritual science is something that can flow into all single fields, yes, into the most mundane fields of practical life, then one does not consider it as something surprising that also this personality is adduced to illustrate something that should be just illustrated within spiritual science. Secondly—to speak in the sense of Emerson—we have two representative personalities of our time before ourselves. The one like the other expresses the whole striving on the one side, the work on the other side typically, as they prevail in our time. Just the opposite of the whole development of personality and soul is so characteristic with these both men on one side for the variety of life and work in our time, on the other side, nevertheless, again for the basic nerve, the real goals of our present. We have, on one side, Tolstoy who has grown out of a distinguished class, of wealth and abundance, of a life sphere in which everything is included that external life can offer as comfort and convenience. He is a human being whom his soul development has brought almost to proclaim the worthlessness of all he got with birth, not only to himself, but also to the whole humankind like a Gospel. We have the American steel tycoon on the other side, a personality that has grown out of hardship and misery, grown out of a life sphere where nothing at all exists of that which external life can offer as convenience and comfort. A person who had to earn dollar by dollar and who ascended to the biggest wealth, who got around in the course of his soul development to regarding this accumulation of wealth as something absolutely normal for the present and to thinking only about it how this accumulated wealth is to be used to the welfare and happiness of humankind. What Tolstoy never desired when he had reached the summit of his soul development he had it abundantly in the beginning of his life. The external goods of life that Carnegie had abundantly acquired last were refused to him in the beginning of his life. This is the expression of their natures, even if in exterior way, however, the characteristic of both personalities to a certain extent at the same time. What can take action with a person in our time, what one can reflect of these external processes in and around the personality shows us with both what prevails in our present in the undergrounds of the social and mental existence generally. We see Tolstoy, as said, born out of a sphere of life in which everything existed that one can call comfort, wealth, and refinement of life. Of course, we can deal only quite cursorily with his life, because today it concerns of characterising our time in these representative personalities and of recognising their needs in a certain way. In 1828, Leo Tolstoy is born in a family of Russian counts about which he himself says that the family immigrated originally from Germany. Then we see Tolstoy losing certain higher goods of life. Hardly he is one and a half years old, he loses the mother, the father in the ninth year. Then he grows up under the care of a relative who is, so to speak, the embodied love, and from her spiritual condition, the marvellous soul condition had to flow in his soul like by itself. However, on the other side, another relative who wants to build up him out of the viewpoints of her circles, out of the conditions of time as they formed in certain circles influences him. She is a person who is completely merged in the outward world activity which later became very odious to Tolstoy and against which he fought so hard. We see this personality striving from the outset to make Tolstoy a person “comme il faut,” a person who could treat his farmers in such a way, as it was necessary in those days, who should receive title, rank, dignity, and medals and should play a suitable role in the society. Then we see Tolstoy coming to the university; he is a bad student as he absolutely thinks that everything that the professors say at the University of Kazan is nothing worth knowing. Only oriental languages can occupy him. In all other matters, he was not interested. Against it the comparison of a certain chapter of the code of Catherine the Great (1729–1796) with The Spirit of the Laws (1748) by Montesquieu (Charles de Secondat, Baron de M., 1689–1755) attracted him. Then he tries repeatedly to manage his estate, and we see him almost getting around to diving head first into the life of luxury of a man of his circles, diving head first into all possible vices and vanities of life. We see him becoming a gambler, gambling big sums away. However, he has hours within this life over and over again when his own activities disgust him, actually. We see him meeting peers as well as men of letters and leading a life, which he calls a worthless, even perishable one at moments of reflection. However, we also see—and this is important to him who looks with pleasure at the development of the soul where this development manifests in especially typical signs—particular peculiarities appearing with him in the development of his soul which can disclose us already in the earliest youth what is, actually, in this soul. Thus, it is of immense significance, what a deep impression a certain event makes on Tolstoy at the age of eleven years. A friendly boy once told him that one has made an important discovery, a new invention. One has found—and a teacher has spoken in particular of the fact—that there is no God that this God is only an empty invention of many human beings, an empty picture of thought. Everything that one can know about the impression that this boy's experience made on Tolstoy shows already how he absorbed it that in him a soul struggled striving for the highest summits of human existence. However, this soul was weird in other ways as well. Those people who like to state outer appearances and do not pay attention to that in the soul, which emerges from the centre as the actual individual through all outer obstacles, they ignore and do not pay attention to anything in such youth experiences that has different effects on the one soul and on the other one. In particular, one has to pay attention if a soul shows a disposition in the earliest youth that one could pronounce with the nice sentence of Goethe in the second part of his Faust: “I love the man who wants what cannot be.” This sentence says a lot. A soul, which desires, so to speak, something that is obvious foolishness to the philistine view, such a soul, if it appears in its first youth as such, shows the width of the scope of view just by such peculiarities. Thus, one must not ignore it, if Tolstoy tells such things in one of his first writings, in which he gives reflections of his own development. We are not allowed to ignore when he says there things, which were absolutely valid for him, for example, when he shaved off his eyebrows and defaced his not very extensive beauty in such a way for a while. This is something that one can regard as a big outlandishness. However, if one thinks about it, it becomes an indication. Another example is that the boy imagines that the human being can fly if he presses the arms against the knees rather stiffly. If he did this, he would be able to fly, he thinks. He goes up once in the second floor and jumps out of the window, retaining the heels. He is saved like by a miracle and carries off nothing but a little concussion, which compensates one another by an 18-hour sleep again. He proved for his surroundings with it to be a strange boy. However, someone who wants to observe the soul and knows what it means to go out in his soul in the earliest youth from the track, which is predetermined on the left and on the right, does not disregard features in the life of a young person. Thus, this soul seems to be great and to have many talents from the start. Hence, we can understand that he was fulfilled with a certain disgust of himself when he was tired of the debaucheries of life, which were due to his social rank, in particular after a gamble affair. When he goes then to the Caucasus, we can understand that there his soul becomes fond of the simple Cossacks, of those people whom he gets to know and recognises that they have, actually, quite different souls than all those people whom he had got to know up to now basically. All the principles of his peers appeared to him so unnatural. Everything that he had believed up to now seemed to him so strange, so separated from the original source of existence. However, the human beings, whom he got to know now, were people whose souls had grown together with the sources of nature like the tree by the roots with the sources of nature, like the flower with the liquid of the ground. It impressed him enormously that they were grown together with nature, that they had not become foreign to the sources of existence, that they were beyond good and evil in their circles. In 1854, when he became a soldier, full of zest for action, to take part in the Crimean War, we see him with the most intensive devotion studying the whole soul life of the simple soldier. However, we see now a more specified feeling taking place in Tolstoy's soul, we see him being deeply moved by the naturalness of the simple human being on the one side, on the other side, also by the misery, poverty, the tortures, and depression of the simple human being. We see how he is fulfilled with love and desire to help, and that the highest ideals of human happiness, human welfare, and progress flash as shades in his mind, how he realises completely on the other side that the natural human beings cannot understand his ideals. This causes a conflict in his soul, something that does not allow him to penetrate to the basic core of his being. Thus, he is thrown back repeatedly from that life he leads and in which he is thrown just with the Danube army from one extreme to the other. A superior says, he is a golden human being whom one can never forget again. He works like a soul that pours out goodness only and, on the other hand, has the ability to amuse the others in the most difficult situations. Everything is different if he is there. If he is not there, everybody hangs his head. If he has plunged into life, he comes back with a terrible remorse, with awful regret to the camp. Between such moods, this great soul was thrown back and forth. From these moods and experiences those views and pictorial descriptions of his literary career come, which caused, for example, the most accepting review even from Turgenev (Ivan T., 1818–1883, Russian author), and which have found recognition everywhere. However, we see at the same time how in a certain way beside the real centre, the centre of his soul, always he looks at the big strength, at the basic spring of life, how he struggles for the concepts of truth and human progress. However, he cannot help saying at a being together with Turgenev: you all do not have, actually, what one calls conviction. You talk, actually, only to hide your conviction. One can say, life made his soul feel low, bringing it into heavy, bitter conflicts. Indeed, something most serious should yet come. At the end of the fifties, one of his brothers fell ill and died. Tolstoy had often seen death in war, had often looked at dying human beings, but he had not yet realised the problem of life to such extent as at the sight of the beloved dying brother. Tolstoy was not so fulfilled at that time with philosophical or religious contents that these contents could have supported him. He was in such a basic mood that expressed itself towards death possibly in such a way that he said, I am incapable to give life a goal. I see life decreasing, I see it running in my peers worthlessly; they do things which are not worth to be done. If one strings up an event to the other and forms ever so long rows, nothing valuable results.—At that time, he could also not see any contents and life goal in the fact that the lower social classes were in distress and misery. He said to himself at that time, such a life whose sense one searches in vain is finished by the futility of death and if the life of everybody and any animal ends in the futility of death, who is generally able to speak about the meaning of life? Sometimes, Tolstoy had already set himself the goal to strive for perfection of his soul, to search contents for the soul. He had not advanced so far that any contents of life could be roused in the soul even from the spirit. Therefore, the sight of death had put the riddle of life in such horrible figure before his spiritual eye. We see him travelling in Europe just in the same time. We see him visiting the most interesting cities of Europe—in France, Italy, Germany. We see him getting to know some valuable persons. He gets to know Schopenhauer (Arthur Sch., 1788–1860, German philosopher) personally shortly before his death, he gets to know Liszt (1811–1882, Austrian-Hungarian composer) and still some others, some luminaries of science and art. He gets to know something of the social life, gets to know the court life at Weimar. Everything was accessible to him; however, he looks at everything with eyes from which the attitude looks that has just been characterised. From all that he had gained only one: as well as it is at home, in the circles, which he has grown out of, it is also in Western Europe. Now a goal faces him in particular. He wanted to found a kind of model school, and he founded it in his hometown where every pupil should learn after his talents where it should not be a stencil. We cannot get involved with the description of the pedagogic principles, which one used there. However, this must be stressed that he had an ideal of education in mind, which should meet the individuality of the child. We see a kind of interregnum taking place, where in certain way the stormy soul experiences a kind of standstill, that soul in which the problems and the questions followed in rapid succession, into which the sensations and emotions have flowed in contradicting way. A calmer life prevails in it. This time begins with the marriage in the sixties. It was the time from which the great novels come in which he gave the comprising tremendous pictures of the social life of the present and the previous time: War and Peace (1869) and Anna Karenina (1873–1877). So much has flowed in from that which he had learnt onto these works. Thus, he lived until the seventies of the last century. Then comes a time of his life where he faces a crucial decision where all qualms, doubts, and problems come to life again which prevailed once like from dark spiritual depths. A comparison, a picture that he forms is rather typical of what his soul experienced. One needs to visualise this picture only and to know that it means quite another matter to a soul like Tolstoy's soul, as for another soul that is much more superficial. You need to visualise this picture only, and you can deeply look into the mind of Tolstoy. He compares his own life to an Eastern fable, which he tells possibly in such a way: There is a man, pursued by a beast. He flees, finds a dried out well and plunges into it to escape from the beast. He holds fast onto the branches, which have grown out on the sides of the well wall. In this way, he thinks he is protected against the pursuing monster. However, in the depth, he sees a dragon, and he has the feeling, he must be devoured by it if he gets tired only a little or if the branch breaks, onto which he holds fast. There he also sees on the leaves of the shrub some drops of honey from which he could feed himself. Nevertheless, at the same time he also sees mice gnawing away at the roots of the shrub onto which he holds fast. Two things to which Tolstoy adhered were family love and art. For the rest, he considered life in such a way that all tantalising worries of life pursue him. He escapes one and is welcomed by the other monster. Then one sees mice gnawing away the few things that one still.—One must take the picture deeply enough to see what goes forward in such a soul, what is shown there and what Tolstoy experienced in all thinking, feeling and willing in the most extensive way. The branches still pleased him. However, he also found various things, which had to gnaw away at the delight in them. If the whole life is in such a way, that one cannot find sense in it, that one looks for the meaning of life in vain, what does it mean to have a family, to build up descendants to whom one transfers the same futility? This was also something he had in mind. And art? If life is worthless, what about art, the mirror of life? Can art be valuable if it only is able to reflect that in which one looks for sense in vain? That just stood before his soul and burnt in him after an interregnum again. Where he looked around with all those who tried to fathom the meaning of life in great philosophies and in the most various worldviews, he nowhere found anything that could satisfy his searching. Recently it was in such a way that he turned his look to those people who were originally connected with the springs of life according to his opinion. These human beings had preserved a natural sense, a natural piety. He said to himself, the scholar who lives like me, who overestimates his reason finds nothing in all researching that could interpret the meaning of life to him. If I look at the usual human being who unites there in sects: he knows, why he lives, he knows the meaning of life. How does he know this, and how does he know the meaning of life? Because he experiences the sensation in himself, there is a will, the everlasting divine will as I call it. What lives in me devotes itself to the divine will. What I do from morning to evening is a part of the divine will. If I move the hands, I move them in the will of the divine. Without being brought by reason to abstractions, the hands move.—That faced him so peculiarly, that grasped him so intensely: if the human is deeply grasped in the soul. He said to himself, there are human beings who can answer the question of the meaning of life to themselves that they can use. It is even magnificent how he contrasts these simple human beings with those who he got to know in his surroundings. Everything is thought out of the monumental of the paradigms. He says, I got to know people who did not understand to give life any meaning. They lived by force of habit, although they could gain no meaning of life, but I got to know those who committed suicide, because they could not find any meaning of life.—Tolstoy himself was before it. Thus, he studied that category of human beings about whom he had to say to himself, it could not be talk of a meaning of life and of a life with a meaning. However, the human being, who is still connected with the sources of nature, whose soul is connected with the divine forces as the plant with the forces of life, can answer to the question: why do I live?—Therefore, Tolstoy came so far to search for a community with those simple human beings in the religious life. He became religious in certain way, although the outer forms made a repellent impression on him. He went to the Communion again. Now it was something in him that one can explain in such a way: he strove with all fibers of his soul to find and to feel a goal. Nevertheless, again his thinking and feeling impeded him everywhere in certain way. He was able to pray together with these human beings, who were believers in the naive sense and answered to the question of the meaning of life to themselves. He could pray—and this is tremendously typical—up to the point of a uniform way of feeling. However, he was not able to go further when they prayed: we confess ourselves to the Father, to the Son and to the Holy Spirit.—This made no sense to him. It is generally typical that he was able to come up to a certain point, looking for a religious life, which was based on brotherly feelings. This life in devoutness should produce a unity of feelings, unity of thoughts. However, he could not rise to the positive contents, the knowledge of the spirit, to the spiritual view, which gives reality. The traditional dogmatics meant nothing to him. He could not connect any sense with the words, which are given in the Trinity. Thus, he came, while all these things flocked together, to the mature period of his life, to the period in which he tried to delve completely into that which he could call true, real Christianity. He strove in such a way, as if he had wanted to comprise, to penetrate the liveliness of Christ's soul with his own soul. With this spirit of Christ's soul, he wanted to penetrate himself. A worldview should arise from it, and from this something like a transformation of all present life should result which he subjected to harsh criticism. Because he believes now to feel in his soul, what Christ had thought and felt, he feels strong enough to issue a challenge to all ways of life, to all ways of feeling and thinking of the present. He criticised harshly that out of which he has grown and which he could see in the farther environment of his time. He feels strong enough to put up the demand, on the other side, to let the spirit of Christ prevail and to get out a renewal of all human life out of the spirit of Christ. With it, we have characterised, so to speak, his maturing soul and have seen this soul having grown out of that which many of our contemporaries call the summits of life. We have seen this soul getting around to harshly criticise the summits of life, and to putting as its next goal the renewal of the spirit of Christ which it finds strange to everything that lives presently, in the renewal of Christ's life which it nowhere finds in reality. Therefore, in certain sense, Tolstoy says no to the present and affirms what he calls the spirit of Christ, which he could not find in the present but only in the first times of Christianity. He had to go back to the historical sources, which came up to him. There we have a representative of our present who has grown out of the present, saying no to this present. Now we have a look at the other man, who affirms most intensely, what Tolstoy denies most intensely, who reaches the same formula but applies it quite differently. There we see Carnegie, the Scotsman, growing out of that dividing line of modern times which we can characterise by the fact that trade, large-scale industry and the like sweep away the small trade from the social order. We really see Carnegie growing out of that dividing line of modern life, which a newer poet so nicely characterised with the words (poem by Heinrich von Reder, 1824–1909, Bavarian officer, poet, and painter):
One needs to wake only such a mood, and one illuminates brightly that dividing line in the cultural development of modern times, which has become so important to life. Carnegie's father was a weaver who had a good living at first. He worked for a factory. This went well up to the time when the large-scale industry flooded everything. Now we see the last day approaching, when Carnegie's father can still deliver the produced to the trader. Then poverty and misery enter in the weaver's family. The father does no longer see any possibility to make a living in Scotland. He decides to emigrate to America, so that both sons do not live in misery and die. The father finds work in a cotton factory, and the boy is employed as a bobbin boy in his twelfth year. He has to perform hard work. However, there is after one week of hard, heavy work a happy day for the 12-year-old boy. He gets his first wage: 1 dollar and 20 cents. Never again—so says Carnegie—he has taken up any income with such delighted soul as this dollar and twenty cents. Nothing made more joy to him later, although many millions went through his fingers. We see the representative of practical pursuit in our present that grows out of distress and misery that is natured in such a way to immerse himself in the present, as it is, and to become the self-made man in it. He struggles. He gains his dollar every week. Then somebody employs him in another factory with a better wage. Here he has to work even more, he must stand in the basement and has to heat and maintain a small steam engine with big heat. He feels that as a responsible post. The fear to turn the tap of the engine wrongly what could lead to an accident for the whole factory is dreadful to him. He often catches himself sitting in his bed at night and dreaming of the tap the whole night which he turned taking care of turning it in the right direction. Then we see him employed as a telegraph messenger in Pittsburgh after some time. There he is already highly happy with the small wage of the telegraph messenger. He has to work at a place where also books are which he had hardly seen before. Sometimes he also has newspapers to read. He has now only one worry: telegraph messengers are not to be needed in the city if they are not able to know all addresses of the companies by heart, which receive telegrams. He really manages to know the names and addresses of the Pittsburgh companies. He also already develops a certain independence. His consciousness is paired exceptionally with cleverness. He goes now a little earlier to the telegraph office, and there he learns to telegraph by own practicing. Thus, he can aim at the ideal that any telegraph messenger is allowed to have in a young, ambitious community: to become a telegraph operator once. He even succeeds in a special trick. When one morning the telegraph operator was not there, a death message comes in. He takes up the telegram and carries it to the newspaper to which it was determined. There are connections where one regards such an action, even if it succeeds, not as favourable. However, Carnegie thereby climbed up to the telegraph operator. Now something else presented itself to him. A man who dealt with railways recognises the talents of the young man and one day he makes the following proposal to him. He said to him, he should take over railway stocks of 500 dollars that had just become available. He can win a lot if he pursues these matters. Carnegie tells now—it is delightful how he tells this—how he raised 500 dollars really by the care and love of his mother, and how he bought his stocks. When he got the first revenue, the first payment of more than five dollars, he went with his fellows out to the wood. They looked at the payment and thought and learnt to recognise that there is something else than to be paid for work, something that makes money from money. That aroused big viewpoints in Carnegie's life. With it, he grew into the characteristic of our time. Thus, we see him immediately understanding when another proposal is made. It is typical how he grasps with complete presence of mind what appears before his soul for the first time. An inventive head shows him the model of the first sleeping car. Straight away, he recognises that there is something tremendously fertile in it, so that he takes part in it. He emphasises now again by what this consciousness, actually, grew. He did not have enough money to take part in suitable way in the enterprise of the first sleeping car society of the world. However, his ingenious head caused that he got money already from a bank: he issued his first bill of exchange. This is nothing particular, he says, but this is something particular that he finds a banker who accepts this bill of exchange. This was the case. Now he needed to develop this only to become completely the man of the present. Hence, we have not to be surprised that he became a steel tycoon when he got the idea to replace the many wooden bridges with iron and steel bridges, that he became the man who set the tone in the steel industry and acquired the countless riches. Thus, we really see the type of the human being in him who grows into the present, the present, which unfolds the most exterior life. He grows into the most outward of appearance. However, he grows into it by his own strength, by his abilities. He becomes the extensively rich person out of distress and misery, while he himself really acquired everything from the first dollar on. He is a pensive person who associates this whole impulse of his life with the progress and life of whole humanity. Thus, we see another strange Gospel growing out of his way of thinking, a Gospel that follows Christ. However, Carnegie immediately says at the beginning of his Gospel, it is a Gospel of wealth (essay Wealth or Gospel of Wealth, 1889). That is why his book shows how wealth is applied best of all to the welfare and to the progress of humanity. He opposes Tolstoy immediately about whom he says: he is a person who takes Christ in such a way as it is not suitable at all to our time, who regards him as a strange being of old past. One must understand Christ in such a way that one transfers Him to the present life.—Carnegie is a person who affirms the whole life of the present completely. He says: if we look back at the times when the human being were more alike than today, they were still less divided into those who had to assign a job and those who have to take a job, and if we compare the times, we see how primitive the single cultures were in those days. The king was not able in that old time to satisfy his needs in such a way as today the poorest person can satisfy them now. What happened had to happen. That is why it is right that one distributes the goods in such a way. Carnegie establishes a strange doctrine of the distribution or application of wealth. Above all, we find with him that ideas of the purely personal efficiency, of the nature of the efficiency of the human being originate in his soul who has worked his way in life up to that which he becomes in the end. At first Carnegie sees outward goods only, then also that the human being must be efficient, externally efficient. Someone has to apply his efficiency not only to acquire wealth but also to manage it in the service of humanity. Carnegie intensely draws the attention to the fact that quite new principles would have to enter, so to speak, in the social construction of humanity if welfare and progress should originate from the new progress and the distribution of goods. He says, we have institutions of former time that make it possible that by inheritance from the father to the son and the grandchildren goods, rank, title and dignities go over. In the life of the old time, this was possible.—He regards it as right that one can substitute with routine what the personal efficiency does not give: rank, title, dignities. Nevertheless, he is convinced by that life he has experienced that it requires personal, individual efficiency. He points to the fact that one had ascertained that five of seven insolvent houses became insolvent, because they demised to the sons. Rank, title, and dignities devolved from the fathers upon the sons, however, never business acumen. In those parts of modern life, where commercial principles prevail, they should not be transmitted simply from the testator to the descendants. It is much more important that someone builds up a personally efficient man, than to bequeath his wealth to his children. That is why Carnegie concludes in the absurd sentence: someone has to make sure that he applies the accumulated wealth to such institutions and foundations by which the human beings are promoted to the largest extent.—The sentence with which he formulates this, which can appear grotesque, which originates, however, from Carnegie's whole way of thinking is this: “Who dies rich dies dishonourably.” One could say in certain sense, this sentence of the steel tycoon sounds even more revolutionary than many a sentence of Tolstoy. ”He who dies rich dies dishonourably” means: someone dies dishonourably who does not apply the accumulated goods to endowments by which the human beings can learn something, can get the possibility to do further studies. If he makes many human beings efficient with his wealth during his life and does not hand it down to descendants, who can use it their way lacking any talent and only to their personal well-being, he dies not dishonourably. Thus, we see with Carnegie a very strange principle appearing. We see that he affirms the present social life and activity, that he gains, however, a new principle from it: the fact that the human being has to advocate not only the use of wealth, but also its management, as a manager of the goods in the service of humanity. This man does not at all believe that anything can devolve from the parents upon their descendants. Even if he knows the outward life only, he realises, nevertheless, that inside of the human being the forces have to originate which make the human being efficient to do his work in life. We see these two representatives of our present: that who harshly criticizes what has developed bit by bit and who wants to lead the soul to higher fields out of the spirit. On the other side, we see a man who takes the material life as it comes, and who is pointed to the fact that within the human being the spring of work and of the health of life is to be found. Nevertheless, one may find something just in this teaching of Carnegie that allows me to remark the following. If anybody does not look thoughtlessly and pointlessly at this soul life, but looks at the forces pouring out of the souls bit by bit, does look at the individual, and is clear in his mind absolutely that it is not handed down,—what has one then to look at? One has to look at the real origin, at that which comes from other sources. One finds if one comes to the sources of the present talents and abilities that these are caused in former lives. By the principle of reincarnation and of spiritual causing, karma, one finds the possibility to process such a principle meditatively that it has forced the practical life upon a practical person. Nobody can hope that from a mere externalisation of life anything could come that the soul satisfies, can bring the civilisation to the highest summits. Never can one hope that on those roads anything else would come than a distribution of wealth salutary in the external sense. The soul would become deserted, it would overexert its forces, but it would find nothing in itself if it could not penetrate to the sources of the spirit, which are beyond the external material life. While the soul is rejected by a material approach to life, it must find the spring, which can flow only from a spiritual approach to life. With such a life praxis, as Carnegie has it, that deepening and spiritualisation coming from spiritual science have to combine, so that the souls do not become deserted. On the one side, Carnegie demands that from the single soul, which makes it fit for the external life, on the other side, Tolstoy wants to give the single soul what it can find from the deep well of the spiritual being. As well as Carnegie grasps the being of the present with sure look from the material life, we find Tolstoy on the other side with sure look grasping the characteristic of the soul. Up to a certain limiting point, we see Tolstoy coming who affects us, indeed, strangely if we compare everything that lives in Tolstoy's worldview to that which faces us in particular in the West-European civilisation. One can examine work by work of Tolstoy and one sees one fact emerging above all. The matters, which one has gathered here in the West with an immense expenditure of philosophical reflection, academic pondering, and moving conclusions from pillars to post, appear to Tolstoy in such a way that they occur in five to six lines like flashes of thought and become conviction to that who can understand such a thing. Tolstoy shows, for example, how we have to find something in the human soul that is of divine nature that can visualise the divine in the world if it lights up in us. Tolstoy says there, around me, the academic naturalists live; they investigate what is real outdoors in the material, in the so-called objective existence. They search the divine primal ground of existence. Then such people try to compose the human being from all principles, substances, atoms et cetera that they search spread out outdoors in the space. Then in the end, they try to understand what the human being is, while they believe to have to combine all external science to find the primal ground of life. Such human beings, he says, appear to me like human beings who have trees and plants of the living nature round themselves. They say, this does not interest me. But there is a wood far away, I hardly see it; I want to investigate and describe this wood, then I also understand the trees and the plants which are around me, and I am able to describe them.—People appear to me that way who investigate the being of the animals with their instruments to get to know the nature of the human being. They have it in themselves; they only need to see what is in close proximity. However, they do not do this. They search the faraway trees, and they try to understand what they cannot see, the atoms. However, they do not see the human being. This way of thinking is so monumental that it is more valuable than dozens of insights and theories that are written out of old cultures. This is typical for the whole thinking of Tolstoy. To such things, he came, and in such things, one must look. To the West European this is extremely unsatisfactory; only by a devious route via Kant he gets around to it. With the assurance of his soul, Tolstoy is driven to pronounce what is not proved, but is true, what is recognised by immediate view and of which one knows if it is pronounced that it is true. His work On Life (1887) shows this monumental original springing of the deepest truth like from the spring of life, which he searched. His last writings just show this and what is in such a way that it can shine like an aurora to a rising future. Therefore, we have to say, the less we are inclined to take Tolstoy dogmatically, the more we are inclined to take up the gold nuggets of a primitive paradigmatic thinking, the more he becomes fertile. Of course, those who accept a personality only in such a way that they swear on their dogmas, who cannot allow to be fertilised by it, they do not have a lot from him. Something does not agree with them. However, someone who can allow to be fertilised by a great personality may receive a lot from Tolstoy. We see truth working in him, paradigmatically, and that this truth flows with strong forces onto his personal life. How does it flow in there? It is rather interesting to see that different views live in his family and tolerate each other. How was he able, however, to introduce his principles in the everyday life? By working, and not only with principles. Thereby he becomes a true pioneer of something that only must sprout in future. On the other side, Tolstoy is also a child of his time, even though he is a pioneer of the future. Perhaps, one can nowhere feel more impressively how he puts himself in the present than in that strange picture of the year 1848, when he was twenty years old. One looks only at the face of the 20-year-old, which expresses energy and willpower, also reticence at the same time. However, the spirited twinkle in the eyes reveals something that faces the riddles of life quizzically. He is volcanic inside but not able to cause the volcano to erupt. Indeed, we see mysterious depths of the soul expressing themselves in his physiognomy, and we get the expression of the fact that something tremendous lives in him but that he cannot yet express it completely in this hereditary organism. It is also that way with the variety of the forces which live in Tolstoy, and which could not be expressed so really. It is in such a way, as if they are expressed as caricatures, distorted in certain respect. One has also to recognise the character in him that is sometimes distorted grotesquely. Hence, it is quite wonderful if he is able to point to that which one calls something transient with the human beings normally: look at the human body. How often its substances have been exchanged! Nothing material is there that was there in the ten-year-old boy. Compare the usual consciousness to the image life of the fifty years old man: it has become completely different, until the soul structure. We cannot call it permanent, but everywhere we find the centre in it, which we may imagine possibly in the following way. The objects of the outside world are there. There is this, there is that, there a third one. Two human beings face the objects. The eyes see the same things, but they are to the one this way, to the other that way. The one says, I like this; the other says: I do not like this.—If in the outside world everything is the same, and if the one soul says, I like it, and the other says, I do not like it, if the way of life is different, a centre is there that is different from all appearance that remains constant, in spite of all change of consciousness and body. Something is there that was there before birth and is there after birth, my particular ego. This my particular ego has not begun with birth. It is not the point that anybody positions himself with the west-European habits to such a remark, but it matters that one has the sensation: one can do such a remark. Therein the greatness of the soul appears. It becomes apparent that the soul lives and how it lives. Immortality is guaranteed therein. Tolstoy just approaches the border of that which we get to know as the innermost being of the soul by spiritual-scientific deepening. He is wedged by the world against which he himself fights so much and cannot penetrate to true cognition of that which is there before birth, and of that which comes after death. He does not come to the teaching of reincarnation and karma. Just as little, he gets to the inner impulse of the soul like Carnegie who almost demands it. Therefore, we see whether now a human being is in contradiction to everything that lives and works in the present or whether someone complies with all life forms of the present: he is led to the gates of the anthroposophic approach to life. Tolstoy would be able to find the way to Carnegie, Carnegie never to Tolstoy. With this talk, I wanted to show that a worldview and an approach to life could be given which introduces into the immediate life praxis, which can transfer the newfound to the known, to the performed. Moreover, we see if we familiarise ourselves deeper and deeper with spiritual science that it brings that to the human beings of the one and the other view which, in the end, Tolstoy has found his way and Carnegie has found his way: a satisfying life. However, it does not depend on it that the immediate viewfinder finds the satisfactory life, and that those who search with him can find it. What Tolstoy and Carnegie have found for themselves as adequate, this can be found for all human beings only impersonally and spiritually if true spiritual knowledge of that is found which goes from life to life, which carries the guaranty of eternity in itself. |
58. Buddha and Christ
02 Dec 1909, Berlin Translator Unknown |
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But since it is the case that a certain trend of thought which exists within this sphere of Spiritual Science, is being more and more identified with Buddhism, namely, the conception of repeated lives on earth for the whole of humanity, and also the conception concerning that which passes onward from life to life as spiritual cause and effect,—one may as well say at once that it is really astonishing that this idea of Reincarnation should be designated as ‘Buddhism.’ The function of Anthroposophy, or of Spiritual Science is not to acknowledge allegiance to any particular name, but only to what is capable of investigation as a Truth, unconnected in our day with any names whatsoever. |
58. Buddha and Christ
02 Dec 1909, Berlin Translator Unknown |
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The Spiritual Science Movement has often, since its inception, been confused with various other tendencies in existence at the present time. It has been accused, in particular, of desiring to implant one or another of the Oriental spiritual influences—for example the Buddhistic—into western culture. For this reason, the subject of to-day's lecture should have a special interest for spiritual research, for it will present certain observations concerning the respective significance of Buddhism and Christianity from the standpoint of Spiritual Science. Anyone who has made himself in some degree acquainted with the nature of Buddhism, will be aware how its Founder, Gautama Buddha, evaded all questions concerning the evolution of the world, and the foundations of human existence. He would not speak of these. He would speak only of the means by which mankind could enter into a form of existence that was satisfying in itself. Therefore, one cannot, to begin with, regard Spiritual Science, which never avoids these questions concerning the source and origin of existence and the great facts of evolution, as being similar to Buddhism. But since it is the case that a certain trend of thought which exists within this sphere of Spiritual Science, is being more and more identified with Buddhism, namely, the conception of repeated lives on earth for the whole of humanity, and also the conception concerning that which passes onward from life to life as spiritual cause and effect,—one may as well say at once that it is really astonishing that this idea of Reincarnation should be designated as ‘Buddhism.’ The function of Anthroposophy, or of Spiritual Science is not to acknowledge allegiance to any particular name, but only to what is capable of investigation as a Truth, unconnected in our day with any names whatsoever. The fact that the teaching of Reincarnation, or repeated lives on earth, is also to be found in the teaching of Gautama Buddha, although in an entirely different form, is analogous, where present day Spiritual Science is concerned, to the fact that elementary geometry is also to be found in Euclid; and just as little as it is justifiable to accuse every teacher of geometry of perpetrating ‘Euclidism,’ so is it equally unjustifiable to accuse Spiritual Science, when it makes the teaching of Reincarnation its own, of being ‘Buddhism’ just because similar concepts were also taught by Buddha. Nevertheless, it is necessary to point out that Spiritual Science is the instrument which we must use in order to penetrate into and to test the source of every religion, whether it be the religion which is at the foundation of the whole of our European culture—Christianity, or whether it be Buddhism. If we would now, in the sense of Spiritual Science, enter thoughtfully and deeply into the spirit of Buddhism, so as to be able to compare it with the spirit of Christianity, we shall do better if we do not at once turn to the great doctrines—which can so easily be interpreted in different ways—but rather try to construct a picture of the immense significance and far-reaching results of Buddhism from various symptomatic facts which concern its whole disposition and presentment. This can best be done if we consider first of all a Buddhist scripture which is held in high esteem; and that is the questions which were put by King Milinda to the sage Nagasena. Here we are given a conversation which draws out the very spirit of the whole trend of Buddhistic thinking. The powerful, spiritually-minded King Milinda desires to question Nagasena, the sage. The King, who has never been at a loss in the presence of any sage because he always knew how to evade anything that was said in opposition to his own ideas, comes to Nagasena to speak with him about the meaning of the ‘Eternal,’—the meaning of the immortal part of human nature which passes onwards from incarnation to incarnation. Nagasena asks the King:—‘How dids't thou come hither? on foot, or in a carriage?’ ‘In a carriage.’ ‘Well,’ said Nagasena, ‘let us now consider what a carriage, is. Are the shafts the carriage? No. Is the seat you sat upon the carriage? No. Are the wheels the carriage? No. Is the yoke the carriage? No. And thus,’ said Nagasena, ‘one can enumerate all the parts of the carriage, but all the parts are not the carriage. And yet, all that is there enumerated is the carriage, only the carriage consists of all the parts put together; it is no more than a name for that of which all the parts make one whole. If we consider it apart from its separate constituents, it is nothing but a name!’ The sense—and the object—of what Nagasena said is this: that one must turn one's gaze away from everything that the eye can behold in the physical world. Nagasena wished to point out that actually nothing exists in the physical world which in itself constitutes what is collectively designated by a name, in order that he may thus reveal the worthlessness and meaninglessness of all the physical-material constituents of things. And, so as to make his use of this example clear, Nagasena says: ‘It is thus also with all that constitutes Man, and which passes onward from one earth-life to another. Are the hands, and the legs, and the head that which goes from life to life? No! What thou doest to-day, what thou doest tomorrow, is it these things which go from life to life? No! What is it then, which collectively is Man? It is Name and Form. But then, it is even so with the name and form of a wagon. If we gather the different parts together, we have only a Name. There is nothing there in particular except the parts!’ So that we may observe this still better, there is yet another analogy which the sage Nagasena showed to King Milinda. The King said:—‘Thou sayest, O wise Nagasena, that of that which stands before me as Man, Name and Form pass from life to life. Is it then the Name and Form of the self-same Being that appears again in a new embodiment upon the earth?’ And Nagasena replied: ‘See now,—the mango-tree bears a fruit. A thief comes and steals the fruit. The owner of the mango-tree says: “Thou hast robbed me of my fruit,” but the thief answers: “It is not thy fruit. Thy fruit was that which thou didst plant in the ground! it has transformed itself. That which was growing upon the mango-tree simply bears the same name—it is not thy fruit!”’ And then Nagasena continued: ‘It is true that it bears the same name and form; but it is not the same fruit. Still, one can punish the thief in spite of that! And so,’ said the sage, ‘it is even thus with what reappears in a later life on earth in relation to what was there in earlier lives. It is like the fruit of the mango-tree which was planted in the earth. But only because the owner had first planted the fruit in the earth was it possible for a fruit to grow upon a tree. Therefore we must say that the fruit belongs to him who buried the first fruit in the earth. Thus it is with man; his deeds and his destiny are the fruit and the effects of his earlier lives. But what appears is new, as the fruit of the mango-tree is new.’ So Nagasena showed how what is once there in any one earth-life strives to reappear transformed, as effects, in later lives. It is easier to gain a sensitiveness towards the whole spirit of Buddhistic teaching by such examples as this, than by a study of the main principles, for the latter can be interpreted in various ways. If we let the spirit of these analogies work upon us, we see clearly enough that the Buddhist desires to wean his adherents from the idea of what may be regarded as the separate individuality, the definite personality, and to point out above all things, that that which reappears in a new embodiment, is—it is true—the result of this personality, but that one has no right to speak of an uninterrupted ‘I,’ in the true sense of the word, as extending from one incarnation to another. Now if we turn from Buddhism to Christianity, we can—though such a comparison has never been selected before—use this instance of Nagasena in the Christian sense, and represent it somewhat as follows. Suppose we imagine that King Milinda and the Sage are reborn, and that the conversation takes place now. Were it fully dominated by the spirit of Christianity it would necessarily have to proceed as follows. Nagasena would say:—‘Behold the hand! Is this hand a man? No, the hand is not the man. For if there were only a hand, there would be no man. But if you cut the hand off a man's body, it dries up, and in three weeks' time there would be no hand left. Whence then is a hand a hand? By reason of a man! Is the head a man? No! Is the heart anything by itself? No! Because if we remove the heart from a man in a very short time it ceases to be a heart, and the man ceases to be a man. Therefore the heart is a heart by reason of the man; the man is a man by reason of his heart. And moreover, man is only man upon the earth because he possesses the heart as an instrument. So the living organism has parts, which in themselves are nothing, but are only something by reason of their co-existence within us. And when we consider what the separate parts are not, we find we have to fall back upon something which is invisible behind them, which rules them, holds them together and uses them as its instruments. And even when we behold all the separate parts together, still we have not found the Man himself, if we only look for him as the sum of the separate parts.’ And then Nagasena could look back upon the old analogy of the carriage, and could now say, speaking of course, out of the spirit of Christianity:—‘True it is that the shafts are not the carriage, for with the shafts alone thou coulds't not be conveyed. True it is that the wheels are not the carriage, for the wheels could not carry thee. True it is that the yoke is not the carriage, for the yoke could not carry thee. True it is that the seat is not the carriage, for that also could not carry thee! Though it is true that the carriage is only a name for the assembled parts, yet thou art not conveyed by the parts, but thou art conveyed by something that is not the parts, for by their means thou canst not travel.’ But by the ‘Name’ something particular is denoted. And thus we are led to something which is non-existent in any of the parts! Hence arises the striving of the Buddhistic spirit away, so to speak, from what is perceived, in order to surmount it and to deny the possibility that anything particular attaches to what is seen. The spirit which imbues the Christian way of thinking—and this it is that concerns us—perceives the separate parts of a carriage, or of any other object, in such a way that the tendency is to turn from the parts to a recognition of the whole. And because of this difference between the Buddhistic and the Christian conception of things, remarkable consequences arise out of each of them. Out of the Buddhistic, and this is the conclusion we are naturally led to from the foregoing indications, the following arises:— A man stands before us. He is constructed out of several parts. This man busies himself in the world, and performs various actions. And while he appears thus before us, his Buddhistic attitude of thought causes him to feel the worthlessness and unreality of everything around him. But he is led to free himself from his attachment to nothingness, so that he may rise to a higher existence in reality; to turn away from all that his eyes behold, and from everything that he can gain. by means of all possible human knowledge. Away from this world of the sense-perceptions! For everything that it offers, when it is conceived only as Name and Form, reveals itself in all its emptiness! There is no truth in anything belonging to the physical world! Now whither does the Christian conception lead us? It does not regard the separate parts as separate, but regards them in such a way that one indivisible unity and reality is perceived ruling among them. It regards the hand in such a way that it is seen to be a hand only because a man, using it as a hand, makes it a hand. Therefore here is something (a man) which as it stands before us, immediately and inevitably suggests that which stands behind it. Hence, something quite different from the Buddhistic arises from this way of thinking, so that we can say as follows:—‘Here stands a man. That which he is by reason of his different parts, and by means of his acts, can only be, because behind it all there stands, as Man, a Spiritual Being, who not only brings the parts into movement, but performs all the separate acts. That which is revealed in the separate parts, and lives itself out in them, has poured itself into all that is visible of the man; it is that which, within what is seen, will reap the fruits of actions and be able to draw out of the world of the senses something that we may call an ‘event’ and carry it onward into a later incarnation upon earth. There—behind the external appearance—stands the Doer—a Doer who does not spurn the outer world, but so handles it that its fruits are taken up and carried into a future life.’ When we, as knowers of Spiritual Science, consider Reincarnation from the Buddhistic standpoint, we must express it thus:—that that of which man is the unified expression in his earth-life, has no value, for his deeds alone have their effects in the following incarnation; while in the light of Christianity, that which makes man a unity in his earthly life is the fullness of his Ego. That has value; and that it is which carries the fruits of one incarnation onward into the next. Thus we can see that a certain quite definite configuration of thought, which is far more important than theories and principles, cleaves these two great world-conceptions most powerfully asunder. If we were less prone in these days to depend so much upon theories, we should find that we could far more easily arrive at an understanding of the main characteristics of various spiritual tendencies by turning our attention especially to their symptoms, to their methods of presentation. And that holds good both for the Buddhistic and the Christian conceptions. In the conversation described we have the very core of the Buddhistic conception as expressed by the great Founder of Buddhism himself. The theme of the present lecture is certainly not intended to develop a line of opposition against the Founder of the Buddhistic world-conception, but rather to portray his world-conception quite objectively and in, accordance with its true characteristics. The Buddha-legend describes clearly enough, even though in pictorial fashion, what the Founder of Buddhism intended. We are told that Gautama Buddha was born the son of King Suddhodana, and that he was brought up in a royal palace where he was surrounded by everything that could possibly serve to ennoble human life. During his early years he was not allowed to know anything at all of human sorrow and pain, but he lived in the midst of happiness, and joy, and distractions of all kinds. Then we are told how one day, when he was twenty-nine years of age, he left the palace, and for the first time in his life was confronted by sorrow and pain and all the dark shadows of existence. It is described how he met an old, old man whose life was ebbing away, and above all how he saw a corpse. And it dawned upon him that life must after all be utterly different from all that he had experienced in the palace, where he had known nothing but joy, where disease and death had never come near him, and where he had learned to believe that life could never ebb away nor cease. And now he discovered that life embraced both pain and sorrow. Heavily indeed, did this discovery weigh upon the great soul of Buddha! Life contained pain, sorrow and death. He had seen it for himself in the sick man, the aged man, and the corpse. ‘What is the value of life?’ he cried to himself, ‘if it bears sickness, old age, and death within it!’ And out of that cry there arose at last the monumental teaching of Buddha on the Sorrow of Life, which he gathered together in these words: ‘Birth is sorrow! Old age is sorrow! Sickness is sorrow! Death is sorrow! All existence is filled with sorrow!’ And as he later elaborated this theme still further:—‘That we cannot always be united with those we love, that is sorrow. That we must be joined to that which we love not, is sorrow. That we cannot obtain, in every circumstance of life, what we desire, is sorrow.’ Sorrow is everywhere, no matter whither we turn our gaze. And if Buddha's use of the word ‘sorrow’ has not quite the meaning that is imparted to it to-day, still it is intended to express that man is everywhere, and at all times, a prey to everything that comes against him, that assaults him from without, and that he is unable to unfold any active forces to meet it. ‘Life is sorrow,’ said Buddha, ‘therefore we must seek the causes of sorrow.’ There then arose before his soul the picture of what he called ‘the thirst for existence.’ Since we look out upon the world and see that sorrow is everywhere, we are compelled to say: Man is bound to have sorrow if he enters into this world of sorrow; but what is the cause of his suffering? The cause is this: that he desires, that he thirsts to be incarnated in this world. The passionate longing to forsake the Spiritual World and enter into a physical body, and in it to become aware of the outer material world—that is the cause of this sorrow-filled human existence. Hence there is only one way to escape from sorrow, and that is by conquering the thirst for life. And this thirst for existence can actually be overcome when, according to the teaching of Buddha, men can learn to unfold within themselves the so-called ‘Eight-fold Path,’ which, so it is generally said, consists of right judgment, right discrimination, right speech, right deed, right living, right aspiration, right thinking, right contemplation. Thus through the right attitude towards life, according to the great Buddha, there arises by degrees within men's souls something which destroys the passionate longing for existence, something which brings them so far that at last they are no longer compelled to descend into physical incarnation, but are liberated from an existence which is overwhelmed by sorrow. These things, according to Buddha, constitute the Four Noble Truths: viz., the knowledge of sorrow; the knowledge of the causes of sorrow; the knowledge of the necessity for liberation from sorrow; and, lastly, the knowledge of the means of liberation from sorrow. These are the Four Holy Truths which Buddha, after his enlightenment under the Bodhi-tree, gave out in the great sermon at Benares, about the fifth or sixth century before Christ. Liberation from the pain of existence! That is what stands in the forefront of Buddhism, and it is that which makes it possible to describe the religion of Buddha as a ‘religion of redemption’ in the highest sense of the words; a religion of redemption from suffering; and since all existence is bound up with suffering, a redemption above all, from the continuance of rebirth. That is entirely in accordance with the type of the presentation of Buddhism which is embodied in the Nagasena conversations. For in the moment that human thinking, which embraces the outer world of the senses, beholds its worthlessness, when that which is a mere gathering together of parts possesses for the thinker only Name and Form; when nothing passes from incarnation to incarnation save the results of existence, then it must be said that ‘true’ existence is only attained when man is able to overcome and transcend everything that is to be found in the external world of the senses. Now it is not correct—and this can be perceived even by the simplest method of observation—to say that Christianity is a ‘religion of redemption’ in the same sense as Buddhism. If we place Christianity in its correct relation to Buddhism, we can speak of it as a ‘religion of re-birth.’ For Christianity proceeds from the knowledge that everything which in its totality represents man in a single life, is fruitful, and these fruits have importance and value for the innermost being of man, and are carried over by him into a new life and brought, in that life, to a higher state of perfection than in the previous one. Everything that we experience and absorb in a single life always appears again and grows ever more and more perfect until it is revealed at last in its true spiritual form. What is apparently worthless in our existence, when it is taken hold of by the spiritual, has its resurrection in a degree more perfect than before ; is spiritually embodied. Nothing in existence is worthless, because it rises again if the spirit has entered into it rightly. The thought-content of Christianity is a religion of re-birth, a religion of the resurrection of the Best that we have experienced; a religion wherein no single thing that is round about us is a ‘nothingness,’ but wherein all things are building stones for the completion of a great edifice that is to arise through the gathering together of everything spiritual from out of the world of the senses. Buddhism is a religion of liberation from existence; while Christianity is the opposite, a religion of Rebirth upon a more spiritual level. This is revealed in the least as well as in the greatest of the forms of its presentation, no less than in its fundamental principles. And if we look for the actual reasons of this difference between the two religions, we can say that they arise out of the entirely opposite nature of the character of oriental and western culture. There is a very radical difference between the method of presenting things that spring from the culture that gave birth to Buddhism, and the method that springs from that culture into which Christianity poured itself. It is possible to describe this difference quite simply. It lies in the fact that all true oriental culture, which has not been fertilised by the West, is non-historical; whereas western culture is historical. That is the ultimate root of the difference between the Christian and the Buddhistic conceptions. The Christian conception recognises that not only are there repeated lives on earth, but that history rules in them; that is to say, that what to begin with, can be experienced at a higher and more perfect stage, can continue to become more and more perfect throughout the course of the succeeding incarnations. Where Buddhism sees the liberation from earth-existence in the ascent to Nirvana, Christianity sees, as the goal of its evolution, that everything engendered, everything achieved, in each single earth-life, ascends to ever higher and higher degrees of perfection until, spiritualised and transfigured, it consummates its resurrection at the end of the world. Buddhism is non-historical, precisely in accordance with the character of its cultural origin. It is non-historical for the simple reason that it merely places the external world in opposition to mankind, who acts within it. The Buddhist says:—‘We look back at past incarnations, or forward to future ones, but we stand opposed to the outer world!’ He does not ask: ‘Is it possible that man, in earlier days, was differently placed as regards the world? or may be perhaps differently placed in the future?’ Christianity does ask that question. But the Buddhist arrives at the conception that the relationship of man to the world in which he is incarnated is an unchanging one; that driven as he is by the thirst for existence into a physical embodiment, he enters a world of sorrow no matter whether he had been compelled to an embodiment in the past, or whether he is so compelled in the present. Always it is sorrow that the world brings to him. Thus the incarnations succeed each other, and there is no idea of evolution being brought under its true aspect as an historical conception. Thus the conception is clear that fundamentally the Buddhist finds his Nirvana, his state of bliss, solely in the relinquishing of repeated lives on earth; and thus also he sees that the source of misery itself is the external world. He says: ‘It is inevitable that if thou abandonest thyself to the physical world, suffering must be thy lot; for suffering comes from thence.’ That is not Christian. The Christian conception is through and through an historical, sequential one. It does not concern itself with the non-historical relationship of opposition to the physical world. But it says:—‘As man passes from incarnation to incarnation he is indeed placed in opposition to a physical world. But if this world brings him sorrow, if it offers him what does not satisfy him, what does not fill him with an inwardly harmonious life, that does not arise from the fact that earthly existence as a whole is such that suffering is inevitable, but it comes because man himself has brought with him a false relation to the external world, and does not place himself rightly within it.’ Christianity, and the Old Testament also, point to a definite occurrence whereby Man evolved something within himself that causes him, through his inner life, to make the world his source of sorrow. Hence it is not the external world in which we are ‘made flesh,’ not that which enters through our eyes, and echoes in our ears which brings us sorrow; it is that which the human race once unfolded within itself which placed it in a wrong relation to this external world. And this was an inheritance which passed from age to age, so that mankind to-day still suffers pain. Thus Christianity points out that this state of things arose when humanity itself was at the beginning of its earthly existence. We can enlarge upon these two aspects of the foundations of both religions. Buddhism for ever emphasises that the ‘world is Maya, is Illusion!’ Christianity asserts: ‘It is true that, to begin with, what man beholds of the world is illusion; but that arises from man himself, who has so formed his organs of perception that his vision cannot penetrate to the Spiritual World. The outer world is not the illusion, but the human outlook is the source of the illusion.’ Buddhism says: ‘Gaze upon all the events that surround you! They are illusion. Behold what flashes in the lightning, it is illusion I What roars as thunder—it is Maya, it is the Great Deception!’ ‘Not so,’ would the Christian spirit reply: ‘But until now the human race has not found it possible to open—(in Goethe's words)—the “spiritual eyes and ears,” for these would reveal the outer world in its true form!’ No; it is not that we are surrounded by Maya, but that man is so imperfect a being that he cannot perceive the true form of the world. And so Christianity seeks, in pre-historic ages, the event that made the human heart become incapable of creating the true conception of the physical world. Therefore, through many incarnations of development, we have—in the Christian sense—to re-attain the state of spiritual sight and hearing before the true form of the outer world can be perceived. Repeated incarnations are, therefore, not meaningless, but they are the way towards the perception, in the light of the Spirit, of that from which the Buddhist would escape: i.e. the way to the finding of the spiritual within the physical. To overcome this world, which appears to us now as a physical one, to overcome it with something which man does not yet possess, but which he can attain as a spiritual reality; to overcome human Error which sees the world as Maya—that is the inner impulse of Christianity. And so the Teacher of Christianity is not One Who says: ‘The world is the well-spring of sorrow! Escape from it to another that is utterly different—attain Nirvana!’ But Christianity sets before us as the mighty Impulse for the forward evolution of the earth, the Christ, Who pointed, in the strongest possible way, to the inner being of man, where from he could unfold the power to use every incarnation that he has upon earth in such a way that he can carry the fruits of it forward to his future incarnations through his own strength. Not to bring the course of his incarnations to a close and enter Nirvana, but to use all he can of them, to work further upon their results, so that he can spiritually experience Resurrection. There we have the great distinction which makes Buddhism on the one hand a non-historical, and Christianity on the other hand, an historical conception. The Christian idea seeks in the ‘fall’ the origin and source of man's pain and sorrow; and in a ‘resurrection’ the healing of them. ‘You will not be freed from pain and sorrow by departing from earth-existence; but you will be set free when you correct the Error which gives you a false relation to the world. The source of sorrow is in yourselves! If you perceive aright, you will know that the outer world indeed and in truth melts away like mist in the sun, but all the deeds that you have done in the world, all your experiences, it will bring to a resurrection in the Spirit!’ This is Christianity as a ‘religion of Re-birth,’ a religion of Resurrection. And only thus can it be placed beside Buddhism. That is to say, only in the sense of spiritual-scientific thought can these two be compared, and their deepest impulses understood. What has been indicated here can be verified in the minutest particulars. For instance, one can find in Buddhism something like the Sermon on the Mount. He that hears the Law—i.e. what Buddhism communicates as the Law—is blessed. He that can live with all creatures and does no evil towards them, is blessed. We can regard the Buddhistic beatitudes side by side with the Sermon on the Mount as it is given in the Matthew Gospel; but we must understand them aright. Let us compare them for a moment with what we find in St. Matthew. First we hear the mighty words: ‘Blessed are the poor in Spirit,1 for theirs is the Kingdom of Heaven.’ Here it is not only said ‘blessed are those who hear the Law,’ but another sentence is added: It is said, ‘Blessed are they who are poor in the Spirit, so that they must beg for the Spirit,—for theirs is the Kingdom of Heaven.’ What does that mean? Now one can only correctly understand such a sentence when one brings the whole of the historically conceived teaching of Christianity before the mind's eye, and then one recognises that all human soul-capacities have passed through a ‘history,’—that they have all evolved. Spiritual Science clearly and truly understands the word ‘evolution’ in the sense that what is present to-day, was not always present. It tells us that what we possess to-day as our reason, our scientific thought, was not in existence in primeval times; but instead, there was present in humanity what might be called a dark, dim clairvoyance. Men did not come to their knowledge of external things in the way they do to-day, but something arose within them like an archetypal wisdom, far surpassing what we ourselves can achieve. Whoever knows history, knows that such a primeval wisdom existed. Though men did not know how to construct machines and railways, and rule the surrounding world by means of the forces of Nature, yet they had a knowledge of the divine-spiritual foundations of the world infinitely transcending our own. But it would be quite wrong to suppose that their knowledge was gained by thinking. On the contrary, it rose up in their souls as though bestowed upon them, as revelation, as dim inspirations rising within them without their co-operation, but so that they were there as real images of the Spiritual World, a really present archetypal wisdom. Human progress, however, consisted in the fact that from incarnation to incarnation this shadowy clairvoyance, this wisdom, had to grow less and less, for it was necessary that it should be lost in order that man might learn at last to grasp the things of the world by his reason. In the future, man will be able to see clairvoyantly into the Spiritual World, and at the same time will possess the forms of his present knowledge. To-day we are in an intermediate state. The old clairvoyance is lost, and what we now possess has been developed through long ages. How has mankind arrived at a knowledge of the world through his reason, and from out of his own innermost self-consciousness? And when, more especially did self-consciousness appear? It was at the time (though as a rule the evolution of humanity is not observed with such exactitude as this) in which Christ-Jesus came to the earth. At that time, humanity stood at a turning-point in evolution when the old clairvoyance had gone, and which was the starting-point of that which has brought about our greatest achievements. The entrance of Christ into the world-evolution was the turning point from the Old age to the New, from the old to the new world-conception! And there is, moreover, a technical expression for that stage of achievement which it was then possible for mankind to experience, when men had begun to know the outer world through their own self-consciousness; an expression which is used by John the Baptist when he proclaims that ‘The Kingdom of Heaven is at hand!’ That means: ‘The knowledge of the world in ideas and concepts is at hand.’ In other words: ‘Man is no longer directed to the old clairvoyance, but he must, from out of his own being, learn to know and investigate the world.’ The tremendous impulse for that which man had to gain by means of his own Ego, and not through the Grace of Bestowal, that was given by Christ-Jesus. Thus, there are great depths of meaning hidden even in the first words of the Sermon on the Mount, which might well be expressed as follows. Humanity stands to-day at that stage when it is a ‘beggar for the Spirit.’ Previously, men possessed clairvoyant vision and could behold the Spiritual World. That is now lost. But a time is coming, through the power of the Ego, through the inner revelation of the Word, when men will find a substitute for the old clairvoyance. Therefore—‘blessed’ are not only those who in ancient times attained to the Spirit through dim inspirations, but also those are ‘blessed’ who have no clairvoyance, because to lose it is the course of their evolution. Oh!—they are not unblest, they who are beggars for the Spirit, because they are ‘poor in the Spirit’! Blessed are they, for theirs is that which is revealed to them by their own Ego, is that which they can attain through their own Self-consciousness! And further: ‘Blessed are they that mourn’; for even though the outer world causes suffering by reason of man's wrong attitude towards it, yet the time has now come when man, if he takes hold of his Self-consciousness, and unfolds the forces inherent in his Ego, will know the remedy for his pain. He will find within himself the possibility of comfort. The time has come when external means of comfort have lost their individual significance, because the ‘ I ’ is now to find the healing balm within. Blessed are they who can now no longer find in the external world what was once to be found there. And in this sense also, the fourth beatitude is to be understood: ‘Blessed are they that hunger and thirst after righteousness, for they shall be filled.’ The source of that righteousness which shall counterbalance the unrighteousness of the world, is now to be found in the Ego itself. Thus Christ appears as the Guide to the human Self. The Guide who points directly to the Divine in Man, and therewith gives the indication—‘Take that which lives in Christ into your own inner self; then shall ye find the force necessary for carrying the fruits of earthly existence from incarnation to incarnation.’ To this also belongs an event which at first appears as a wholly painful one in the Christian doctrine, namely, the death of Christ-Jesus, the Mystery of Golgotha. This death has not the usual significance of other deaths. On the contrary, Christ reveals the truth that this death is to be the starting point for an immortal and unconquerable Life. It is not merely an event which releases Christ-Jesus from life, but it is an event passed through because it leads to an ascending process, and an eternal and infinite ‘living’ flows from it. This is something (and it was so accepted by those who lived in the first centuries after Christ) that will become more and more recognised when the understanding of the Christ Impulse will have grown greater than it is to-day. When that time comes, men will understand that, six hundred years before the Christian era, one of the greatest of human beings, leaving his palace and finding a corpse-finding Death—could conceive of it thus: ‘Death is sorrow!’ ‘Liberation from death is Redemption,’ and that he could have nothing to do with what lay under the dominion of Death. Six hundred years pass, and we come to the time of Christ. And when yet another six hundred years have passed, a symbol is raised up for that which only the humanity of the future will understand. What is this symbol? It is not a Buddha; it is not any ‘Chosen One.’ No—simple men passing by saw the symbol of the Cross, and upon the Cross, a dead body; and they did not say, ‘Death is sorrow!’ They did not turn away from it, but they saw in this dead body what became for them a bulwark of the eternal in life; they saw what conquers all Death, and points to the transcendence of earthly things. The noble Buddha saw a corpse—and he turned from the material world with the judgment that all death is sorrow; while those men of simple nature who beheld the Cross and its dead burden did not turn away, but gazed upon it because they found in it a witness of the everlasting life that streams from the earthly death! And so six hundred years before the Christian era, Buddha stands before the corpse; and six hundred years after the death of Christ, the simple man of the world beholds that symbol which expressed what had happened with the founding of Christianity. Never in the whole history of human evolution has such a transformation taken place as this! And the more objectively these things are grasped, the more clearly will the great significance of Buddhism emerge. We have shown how mankind once possessed a primeval wisdom, and how in the course of many incarnations, this wisdom gradually declined. The appearance of Buddha marked the close of the old development; it was a mighty world-historical indication that the ancient archetypal wisdom was lost. In the historical sense this explains the ‘turning away’ from life. Whereas Christ marks the commencement of a new development which sees this life as the source of the eternal. Hitherto, there has been no explanation of these immensely important facts of human evolution. Therefore, and because these things are not yet understood, it sometimes happens that in our time there can be such beautiful and noble natures (as for instance, Theodor Schulze, who died at Potsdam in 1889) who, because they cannot find in any external concepts what truly fills their rich inner life, try to find satisfaction in Buddhism. And Buddhism reveals to them how, in a certain sense, the human being when he raises himself by developing his own inner forces above the world of the senses, can transcend his own nature. That, however, is only possible because the greatest impulse, the very essence of Christianity, is still so little understood. Spiritual Science must some day become the means by which the core of the whole presentation of the Christ-Impulse can be more and more deeply penetrated. It is just the evolution-idea which Spiritual Science approaches so honestly that will lead humanity to an exact and intimate grasp of Christianity, so that Spiritual Science may rest in the hope that the rightly comprehended Christian teaching will be unfolded more and more as against that form of it which is incorrectly apprehended, and moreover, without any transplanting of Buddhism into our modern times. It would, in fact, be a very shortsighted policy that would seek to establish Buddhism in Europe! For anyone who knows the conditions of the spiritual life of Europe, knows that even those tendencies which are apparently ranged against Christianity, have borrowed from it its whole arsenal of weapons. A Darwin, a Haeckel, would never have been possible—strange though this may sound—if it had not been for the educational systems of Christendom which alone made it possible for them to think the thoughts they did; if those particular forms of thought had not already been there which they, nourished in the Christian world, could then use, so to say, as weapons of offence against their own Mother. For what they and others, have to say, is often apparently directed against Christianity—that is, in the manner of its utterance. But the thoughts could never have been there without the Christian education. For this reason, a grafting of any oriental system upon our own culture would be of no avail; for it would oppose every condition of the spiritual life of the West. It is only necessary to think clearly about the fundamental teachings of the two religions. If the spiritual life is sufficiently closely observed it will certainly be seen that because of the unclearness that exists about these things, there are souls who, feeling sympathy with Buddhism, and who stand even on the highest of philosophical watch-towers, would like to teach the ‘renunciation of existence.’ Such an one was Schopenhauer. The whole tenour of his life might be described as ‘Buddhistic.’ Thus when he says, for instance, ‘The image of the highest type of mankind stands before us in one whom we call a “saint” ... one who has overcome everything in life that the outer world can give; one who stands there merely as a physical body, who conceals nothing of the Ideal of the World-environment within him; who desires naught, who merely waits until the body itself is destroyed, so that every trace may be wiped out of all that connected him with this physical world; so that, renouncing what is of the earth, he annihilates earth-existence; so that at last, nothing remains that in life leads from desire to pain, from fear to terror, from enjoyment to grief.’ That is an interpolation of Buddhism into our western world. Such a thing happens because of our misapprehensions; because we do not understand clearly enough what the deepest impulses of Christianity are, and what its content and its form denote. What have we achieved through Christianity? If we regard the impulse alone, we have achieved just that which shows what intensity of cleavage can exist between Schopenhauer and one of the most significant personalities of our time. While Schopenhauer sees his ideal in some one who has overcome all enjoyment and pain that proceeds from the outer life, who merely exists waiting until the last threads that bind his physical body together are severed—we find the very opposite in Goethe's picture of the struggling Faust, who strides from desire to enjoyment, and from enjoyment to desire, who at length purges himself so that all his passions are transformed, and that which was to him the highest and holiest that can irradiate human life, became itself a passion. Such was Faust—who did not say ‘I wait until the last traces of my earth-existence are obliterated,’ but who proclaims the stupendous words: ‘The relics of my earthly sojourn are indestructible throughout the Æons of Time.’ That was how Goethe expressed in his “Faust” the meaning and spirit of what, in his old age, he once described to his secretary Eckermann: ‘At least you will admit, that the conclusion of “Faust,” where the redeemed soul ascends, was very hard to portray; so that in dealing with a subject so far above the earthly, and so transcending conception, I might easily have succumbed to mere vagueness, if I had not confined my poetical intentions within the sharp outlines of Christian and ecclesiastical figure and imagery, and so given them a healthy form and solidity.’ And so Faust is made to ascend a rung of the ladder of existence which has its origin in Christian symbolism—the step from the mortal to the immortal, from death to life. In Schopenhauer we see unmistakable interpolations of the Buddhistic element into western thought-culture: ‘I wait till I have attained such perfection that with the death of my body the last traces of my earth-existence are obliterated!’ And he believed, also, that this world-conception would enable him to interpret the pictorial creations of Raphael and Correggio. Goethe, on the other hand, portrayed the upward-striving Individuality, that knew the sum-total of earthly achievements was permanent, was interwoven with Eternity: ‘The relics of my earthly sojourn are indestructible throughout the Æons of Time!’ That, indeed, is the true, the realistic, Christian impulse; for it leads to a re-awakening of earthly deeds as spiritual accomplishment. It is the re-awakening of the Best that can be achieved on earth. It is the Religion of Resurrection! It is in very truth a ‘realistic’ world-conception, which brings down out of spiritual heights, the loftiest content for existence into the world of the senses. Thus we can say that something like the light of a dawn shines out in Goethe—a self-comprehending Christianity of the Future, which, while acknowledging all the greatness and significance of Buddhism, yet negates its renunciation of earthly embodiments, and points upwards to a great acknowledgment of every single incarnation in the whole great sequence. And so Goethe, in the sense of the true Christian of modern times, looks out over a past world from whose womb all have been born, and upon a present world wherein, if its true results are grasped, we achieve something which time cannot annihilate. Thus, in linking mankind in true theosophical fashion with the Universe, he cannot do otherwise than forge the links on the other side which bind it to the true content of Christianity. He says therefore—
By expressing in this way man's connection with the outer world, he is inevitably pointing to this: that as man is born out of the constellations of existence, he becomes, in the world, what is not only indestructible but what must ultimately consummate his resurrection in a form that is spiritual. And so he had to add these words to the rest—
And we can also add.—There is neither any Power nor any Time that can annihilate what is achieved in Time itself and which ripens as Fruit for Eternity.
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54. Esoteric Development: Inner Development
07 Dec 1905, Berlin Translated by Gertrude Teutsch, Olin D. Wannamaker, Diane Tatum, Alice Wuslin |
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Neither should today's lecture be mistaken for a lecture concerning the general fundamentals of the anthroposophic movement. Occultism is not the same as anthroposophy. The Anthroposophical Society is not alone in cultivating occultism, nor is this its only task. |
54. Esoteric Development: Inner Development
07 Dec 1905, Berlin Translated by Gertrude Teutsch, Olin D. Wannamaker, Diane Tatum, Alice Wuslin |
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Translated by Gertrude Teutsch The concepts concerning the super-sensible world and its relationship with the world of the senses have been discussed here in a long series of lectures. It is only natural that, again and again, the question should arise, “What is the origin of knowledge concerning the super-sensible world?” With this question or, in other words, with the question of the inner development of man, we wish to occupy ourselves today. The phrase “inner development of man” here refers to the ascent of the human being to capacities which must be acquired if he wishes to make super-sensible insights his own. Now do not misunderstand the intent of this lecture. This lecture will by no means postulate rules or laws concerning general human morality, nor will it challenge the general religion of the age. I must stress this because when occultism is discussed the misunderstanding often arises that some sort of general demands or fundamental moral laws, valid without variation, are being established. This is not the case. This point requires particular clarification in our age of standardization, when differences between human beings are not at all acknowledged. Neither should today's lecture be mistaken for a lecture concerning the general fundamentals of the anthroposophic movement. Occultism is not the same as anthroposophy. The Anthroposophical Society is not alone in cultivating occultism, nor is this its only task. It could even be possible for a person to join the Anthroposophical Society and to avoid occultism altogether. Among the inquiries which are pursued within the Anthroposophical Society, in addition to the field of general ethics, is also this field of occultism, which includes those laws of existence which are hidden from the usual sense observation in everyday human experience. By no means, however, are these laws unrelated to everyday experience. “Occult” means “hidden,” or “mysterious.” But it must be stressed over and over that occultism is a matter in which certain preconditions are truly necessary. Just as higher mathematics would be incomprehensible to the simple peasant who had never before encountered it, so is occultism incomprehensible to many people today. Occultism ceases to be “occult,” however, when one has mastered it. In this way, I have strictly defined the boundaries of today's lecture. Therefore, no one can object—this must be stressed in the light of the most manifold endeavors and of the experience of millennia—that the demands of occultism cannot be fulfilled, and that they contradict the general culture. No one is expected to fulfill these demands. But if someone requests that he be given convictions provided by occultism and yet refuses to occupy himself with it, he is like a schoolboy who wishes to create electricity in a glass rod, yet refuses to rub it. Without friction, it will not become charged. This is similar to the objection raised against the practice of occultism. No one is exhorted to become an occultist; one must come to occultism of one's own volition. Whoever says that we do not need occultism will not need to occupy himself with it. At this time, occultism does not appeal to mankind in general. In fact, it is extremely difficult in the present culture to submit to those rules of conduct which will open the spiritual world. Two prerequisites are totally lacking in our culture. One is isolation, what spiritual science calls “higher human solitude.” The other is overcoming the egotism which, though largely unconscious, has become a dominant characteristic of our time. The absence of these two prerequisites renders the path of inner development simply unattainable. Isolation, or spiritual solitude, is very difficult to achieve because life conditions tend to distract and disperse, in brief to demand sense-involvement in the external. There has been no previous culture in which people have lived with such an involvement in the external. I beg you not to take what I am saying as criticism, but simply as an objective characterization. Of course, he who speaks as I do knows that this situation cannot be different, and that it forms the basis for the greatest advantages and greatest achievements of our time. But this is the reason that our time is so devoid of super-sensible insight and that our culture is so devoid of super-sensible influence. In other cultures—and they do exist—the human being is in a position to cultivate the inner life more and to withdraw from the influences of external life. Such cultures offer a soil where inner life in the higher sense can thrive. In the Oriental culture there exists what is called Yoga. Those who live according to the rules of this teaching are called yogis. A yogi is one who strives for higher spiritual knowledge, but only after he has sought for himself a master of the super-sensible. No one is able to proceed without the guidance of a master, or guru. When the yogi has found such a guru, he must spend a considerable part of the day, regularly, not irregularly, living totally within his soul. All the forces that the yogi needs to develop are already within his soul. They exist there as truly as electricity exists in the glass rod before it is brought forth through friction. In order to call forth the forces of the soul, methods of spiritual science must be used which are the results of observations made over millennia. This is very difficult in our time, which demands a certain splintering of each individual struggling for existence. One cannot arrive at a total inward composure; one cannot even arrive at the concept of such composure. People are not sufficiently aware of the deep solitude the yogi must seek. One must repeat the same matter rhythmically with immense regularity, if only for a brief time each day, in total separation from all usual concerns. It is indispensable that all life usually surrounding the yogi cease to exist and that his senses become unreceptive to all impressions of the world around him. He must be able to make himself deaf and dumb to his surroundings during the time which he prescribes for himself. He must be able to concentrate to such a degree—and he must acquire practice in this concentration—that a cannon could be fired next to him without disturbing his attention to his inner life. He must also become free of all memory impressions, particularly those of everyday life. Just think how exceedingly difficult it is to bring about these conditions in our culture, how even the concept of such isolation is lacking. This spiritual solitude must be reached in such a way that the harmony, the total equilibrium with the surrounding world, is never lost. But this harmony can be lost exceedingly easily during such deep immersion in one's inner life. Whoever goes more and more deeply inward must at the same time be able to establish harmony with the external world all the more clearly. No hint of estrangement, of distancing from external practical life, may arise in him lest he stray from the right course. To a degree, then, it might be impossible to distinguish his higher life from insanity. It truly is a kind of insanity when the inner life loses its proper relationship to the outer. Just imagine, for example, that you were knowledgeable concerning our conditions on earth and that you had all the experience and wisdom which may be gathered here. You fall asleep in the evening, and in the morning you do not wake up on Earth but on Mars. The conditions on Mars are totally different from those on Earth; the knowledge that you have gathered on Earth is of no use to you whatsoever. There is no longer harmony between life within you and external life. You probably would find yourself in a Martian insane asylum within an hour. A similar situation might easily arise if the development of the internal life severs one's connection with the external world. One must take strict care that this does not happen. These are great difficulties in our culture. Egotism in relation to inward soul properties is the first obstacle. Present humanity usually takes no account of this. This egotism is closely connected with the spiritual development of man. An important prerequisite for spiritual development is not to seek it out of egotism. Whoever is motivated by egotism cannot get very far. But egotism in our time reaches deep into the innermost soul. Again and again the objection is heard, “What use are all the teachings of occultism, if I cannot experience them myself?” Whoever starts from this presumption and cannot change has little chance of arriving at higher development. One aspect of higher development is a most intimate awareness of human community, so that it is immaterial whether it is I or someone else having the experience. Hence I must meet one who has a higher development than I with unlimited love and trust. First, I must acquire this consciousness, the consciousness of infinite trust toward my fellow man when he says that he has experienced one thing or the other. Such trust is a precondition for working together. Wherever occult capacities are strongly brought into play, there exists unlimited trust; there exists the awareness that a human being is a personality in which a higher individuality lives. The first basis, therefore, is trust and faith, because we do not seek the higher self only in ourselves but also in our fellow men. Everyone living around one exists in undivided unity in the inner kernel of one's being. On the basis of my lower self I am separated from other humans. But as far as my higher self is concerned—and that alone can ascend to the spiritual world—I am no longer separated from my fellow men; I am united with my fellow men; the one speaking to me out of higher truths is actually my own self. I must get away completely from the notion of difference between him and me. I must overcome totally the feeling that he has an advantage over me. Try to live your way into this feeling until it penetrates the most intimate fiber of your soul and causes every vestige of egotism to disappear. Do this so that the one further along the path than you truly stands before you like your own self; then you have attained one of the prerequisites for awakening higher spiritual life. In situations where one receives guidance for the occult life, sometimes quite erroneously and confusedly, one may often hear that the higher self lives in the human being, that he need only allow his inner man to speak and the highest truth will thereby become manifest. Nothing is more correct and, at the same time, less productive than this assertion. Just try to let your inner self speak, and you will see that, as a rule, no matter how much you fancy that your higher self is making an appearance, it is the lower self that speaks. The higher self is not found within us for the time being. We must seek it outside of ourselves. We can learn a good deal from the person who is further along than we are, since there the higher self is visible. One's higher self can gain nothing from one's own egotistic “I.” There where he now stands who is further along than I am, there will I stand sometime in the future. I am truly constituted to carry within myself the seed for what he already is. But the paths to Olympus must first be illuminated before one can follow them. A feeling which may seem unbelievable is the fundamental condition for all occult development. It is mentioned in the various religions, and every practical occultist with experience will confirm it. The Christian religion describes it with the well-known sentence, , which an occultist must understand completely, “Except ye become as little children, ye shall not enter the kingdom of heaven.” This sentence can be understood only by he who has learned to revere in the highest sense. Suppose that in your earliest youth you had heard about a venerable person, an individual of whom you held the highest opinion, and now you are offered the opportunity to meet this person. A sense of awe prevails in you when the moment approaches that you will see this person for the first time. There, standing at the gateway of this personality, you might feel hesitant to touch the door handle and open it. When you look up in this way to such a venerable personality, then you have begun to grasp the feeling that Christianity intends by the statement that one should become like little children in order to enter the kingdom of heaven. Whether or not the subject of this veneration is truly worthy of it is not really important. What matters is the capacity to look up to something with a veneration that comes from the innermost heart. This feeling of veneration is the elevating force, raising us to higher spheres of super-sensible life. Everyone seeking the higher life must write into his soul with golden letters this law of the occult world. Development must start from this basic soul-mood; without this feeling, nothing can be achieved. Next, a person seeking inner development must understand clearly that he is doing something of immense importance to the human being. What he seeks is no more nor less than a new birth, and that needs to be taken in a literal sense. The higher soul of man is to be born. Just as man in his first birth was born out of the deep inner foundations of existence, and as he emerged into the light of the sun, so does he who seeks inner development step forth from the physical light of the sun into a higher spiritual light. Something is being born in him which rests as deeply in most human beings as the unborn child rests in the mother. Without being aware of the full significance of this fact, one cannot understand what occult development means. The higher soul, resting deep within human nature and interwoven with it, is brought forth. As man stands before us in everyday life, his higher and lower natures are intermingled, and that is fortunate for everyday life. Many persons among us would exhibit evil, negative qualities except that there lives along with the lower nature a higher one which exerts a balancing influence. This intermingling can be compared with mixing a yellow with a blue liquid in a glass. The result is a green liquid in which blue and yellow can no longer be distinguished. So also is the lower nature in man mingled with the higher, and the two cannot be distinguished. Just as you might extract the blue liquid from the green by a chemical process, so that only the yellow remains and the unified green is separated into a complete duality, so the lower and higher natures separate in occult development. One draws the lower nature out of the body like a sword from the scabbard, which then remains alone. The lower nature comes forth appearing almost gruesome. When it was still mingled with the higher nature, nothing was noticeable. But once separated, all evil, negative properties come into view. People who previously appeared benevolent often become argumentative and jealous. This characteristic had existed earlier in the lower nature, but was guided by the higher. You can observe this in many who have been guided along an abnormal path. A person may readily become a liar when he is introduced into the spiritual world, because the capacity to distinguish between the true and the false is lost especially easily. Therefore, strictest training of the personal character is a necessary parallel to occult training. What history tells us about the saints and their temptations is not legend but literal truth. He who wants to develop towards the higher world on any path is readily prone to such temptations unless he can subdue everything that meets him with a powerful strength of character and the highest morality. Not only do lust and passions grow—that is not even the case so much—but opportunities also increase. This seems miraculous. As through a miracle, the person ascending into the higher worlds finds previously hidden opportunities for evil lurking around him. In every aspect of life a demon lies in wait for him, ready to lead him astray. He now sees what he has not seen before. As through a spell, the division within his own being charms forth such opportunities from the hidden areas of life. Therefore, a very determined shaping of the character is an indispensable foundation for the so-called white magic, the school of occult development which leads man into the higher worlds in a good, true, and genuine way. Every practical occultist will tell you that no one should dare to step through the narrow portal, as the entrance to occult development is called, without practicing these properties again and again. They build the necessary foundation for occult life. First man must develop the ability to distinguish in every situation throughout his life what is unimportant from what is important, that is, what is perishable from the imperishable. This requirement is easy to indicate but difficult to carry out. As Goethe says, it is easy, but what is easy is hard. Look, for instance, at a plant or an object. You will learn to understand that everything has an important and an unimportant side, and that man usually takes interest in the unimportant, in the relationship of the matter to himself, or in some other subordinate aspect. He who wishes to become an occultist must gradually develop the habit of seeing and seeking in each thing its essence. For instance, when he sees a clock he must have an interest in its laws. He must be able to take it apart into its smallest detail and to develop a feeling for the laws of the clock. A mineralogist will arrive at considerable knowledge about a quartz-crystal simply by looking at it. The occultist, however, must be able to take the stone in his hand and to feel in a living way something akin to the following monologue: “In a certain sense you, the crystal, are beneath humanity, but in a certain sense you are far above humanity. You are beneath humanity because you cannot make for yourself a picture of man by means of concepts, and because you do not feel. You cannot explain or think, you do not live, but you have an advantage over mankind. You are pure within yourself, have no desire, no wishes, no lust. Every human, every living being has wishes, desires, lusts. You do not have them. You are complete and without wishes, satisfied with what has come to you, an example for man, with which he will have to unite his other qualities.” If the occultist can feel this in all its depth, then he has grasped what the stone can tell him. In this way man can draw out of everything something full of meaning. When this has become a habit for him, when he separates the important from the unimportant, he has acquired another feeling essential to the occultist. Then he must connect his own life with that which is important. In this people err particularly easily in our time. They believe that their place in life is not proper for them. How often people are inclined to say, “My lot has put me in the wrong place. I am,” let us say, “a postal clerk. If I were put in a different place, I could give people high ideas, great teaching,” and so on. The mistake which these people make is that they do not enter into the significant aspect of their occupation. If you see in me something of importance because I can talk to the people here, then you do not see the importance of your own life and work. If the mail-carriers did not carry the mail, the whole postal traffic would stop, and much work already achieved by others would be in vain. Hence everyone in his place is of exceeding importance for the whole, and none is higher than the other. Christ has attempted to demonstrate this most beautifully in the thirteenth chapter of the Gospel of John, with the words, “The servant is not greater than his lord; neither he that is sent greater than he that sent him.” These words were spoken after the Master had washed the feet of the Apostles. He wanted to say, “What would I be without my Apostles? They must be there so that I can be there in the world, and I must pay them tribute by lowering myself before them and washing their feet.” This is one of the most significant allusions to the feeling that the occultist must have for what is important. What is important in the inward sense must not be confused with the externally important. This must be strictly observed. In addition, we must develop a series of qualities.1 To begin with, we must become masters over our thoughts, and particularly our train of thought. This is called control of thoughts. Just think how thoughts whirl about in the soul of man, how they flit about like will-o'-the wisps. Here one impression arises, there another, and each one changes one's thoughts. It is not true that we govern our thoughts; rather our thoughts govern us totally. We must advance to the ability of steeping ourselves in one specific thought at a certain time of the day and not allow any other thought to enter and disturb our soul. In this way we ourselves hold the reins of thought life for a time. The second quality is to find a similar relationship to our actions, that is, to exercise control over our actions. Here it is necessary to undertake actions, at least occasionally, which are not initiated by anything external. That which is initiated by our station in life, our profession, or our situation does not lead us more deeply into higher life. Higher life depends on personal matters, such as resolving to do something springing totally from one's own initiative even if it is an absolutely insignificant matter. All other actions contribute nothing to the higher life. The third quality to be striven for is even-temperedness. People fluctuate back and forth between joy and sorrow. One moment they are beside themselves with joy, the next they are unbearably sad. Thus, people allow themselves to be rocked on the waves of life, on joy or sorrow. But they must reach equanimity and steadiness. Neither the greatest sorrow nor the greatest joy must unsettle their composure. They must become steadfast and even-tempered. Fourth is the understanding for every being. Nothing expresses more beautifully what it means to understand every being than the legend which is handed down to us, not by the Gospel, but by a Persian story. Jesus was walking across a field with his disciples, and on the way they found a decaying dog. The animal looked horrible. Jesus stopped and cast an admiring look upon it, saying, “What beautiful teeth the animal has!” Jesus found within the ugly the one beautiful aspect. Strive at all times to approach what is wonderful in every object of outer reality, and you will see that everything contains an aspect that can be affirmed. Do as Christ did when he admired the beautiful teeth on the dead dog. This course will lead you to the great ability to tolerate, and to an understanding of every thing and of every being. The fifth quality is complete openness towards everything new that meets us. Most people judge new things which meet them by the old which they already know. If anyone comes to tell them something new, they immediately respond with an opposing opinion. But we must not confront a new communication immediately with our own opinion. We must rather be on the alert for possibilities of learning something new. And learn we can, even from a small child. Even if one were the wisest person, one must be willing to hold back one's own judgment, and to listen to others. We must develop this ability to listen, for it will enable us to meet matters with the greatest possible openness. In occultism, this is called faith. It is the power not to weaken through opposition the impression made by the new. The sixth quality is that which everyone receives once he has developed the first five. It is inner harmony. The person who has the other qualities also has inner harmony. In addition, it is necessary for a person seeking occult development to develop his feeling for freedom to the highest degree. That feeling for freedom enables him to seek within himself the center of his own being, to stand on his own two feet, so that he will not have to ask everyone what he should do and so that he can stand upright and act freely. This also is a quality which one needs to acquire. If man has developed these qualities within himself, then he stands above all the dangers arising from the division within his nature. Then the properties of his lower nature can no longer affect him; he can no longer stray from the path. Therefore, these qualities must be formed with the greatest precision. Then comes the occult life, whose expression depends on a steady rhythm being carried into life. The phrase “carrying rhythm into life” expresses the unfolding of this faculty. If you observe nature, you will find in it a certain rhythm. You will, of course, expect that the violet blooms every year at the same time in spring, that the crops in the field and the grapes on the vine will ripen at the same time each year. This rhythmical sequence of phenomena exists everywhere in nature. Everywhere there is rhythm, everywhere repetition in regular sequence. As you ascend from the plant to beings with higher development, you see the rhythmic sequence decreasing. Yet even in the higher stages of animal development one sees how all functions are ordered rhythmically. At a certain time of the year, animals acquire certain functions and capabilities. The higher a being evolves, the more life is given over into the hands of the being itself, and the more these rhythms cease. You must know that the human body is only one member of man's being. There is also the etheric body, then the astral body, and, finally, the higher members which form the basis for the others. The physical body is highly subject to the same rhythm that governs outer nature. Just as plant and animal life, in its external form, takes its course rhythmically, so does the life of the physical body. The heart beats rhythmically, the lungs breathe rhythmically, and so forth. All this proceeds so rhythmically because it is set in order by higher powers, by the wisdom of the world, by that which the scriptures call the Holy Spirit. The higher bodies, particularly the astral body, have been, I would like to say, abandoned by these higher spiritual forces, and have lost their rhythm. Can you deny that your activity relating to wishes, desires, and passions is irregular, that it can in no way compare with the regularity ruling the physical body? He who learns to know the rhythm inherent in physical nature increasingly finds in it an example for spirituality. If you consider the heart, this wonderful organ with the regular beat and innate wisdom, and you compare it with the desires and passions of the astral body which unleash all sorts of actions against the heart, you will recognize how its regular course is influenced detrimentally by passion. However, the functions of the astral body must become as rhythmical as those of the physical body. I want to mention something here which will seem grotesque to most people. This is the matter of fasting. Awareness of the significance of fasting has been totally lost. Fasting is enormously significant, however, for creating rhythm in our astral body. What does it mean to fast? It means to restrain the desire to eat and to block the astral body in relation to this desire. He who fasts blocks the astral body and develops no desire to eat. This is like blocking a force in a machine. The astral body becomes inactive then, and the whole rhythm of the physical body with its innate wisdom works upward into the astral body to rhythmicize it. Like the imprint of a seal, the harmony of the physical body impresses itself upon the astral body. It would transfer much more permanently if the astral body were not continuously being made irregular by desires, passions, and wishes, including spiritual desires and wishes. It is more necessary for the man of today to carry rhythm into all spheres of higher life than it was in earlier times. Just as rhythm is implanted in the physical body by God, so man must make his astral body rhythmical. Man must order his day for himself. He must arrange it for his astral body as the spirit of nature arranges it for the lower realms. In the morning, at a definite time, one must undertake one spiritual action; a different one must be undertaken at another time, again to be adhered to regularly, and yet another one in the evening. These spiritual exercises must not be chosen arbitrarily, but must be suitable for the development of the higher life. This is one method for taking life in hand and for keeping it in hand. So set a time for yourself in the morning when you concentrate. You must adhere to this hour. You must establish a kind of calm so that the occult master in you may awaken. You must meditate about a great thought content that has nothing to do with the external world, and let this thought content come to life completely. A short time is enough, perhaps a quarter of an hour. Even five minutes are sufficient if more time is not available. But it is worthless to do these exercises irregularly. Do them regularly so that the activity of the astral body becomes as regular as a clock. Only then do they have value. The astral body will appear completely different if you do these exercises regularly. Sit down in the morning and do these exercises, and the forces I described will develop. But, as I said, it must be done regularly, for the astral body expects that the same process will take place at the same time each day, and it falls into disorder if this does not happen. At least the intent towards order must exist. If you rhythmicize your life in this manner, you will see success in not too long a time; that is, the spiritual life hidden from man for the time being will become manifest to a certain degree. As a rule, human life alternates among four states. The first state is the perception of the external world. You look around with your senses and perceive the external world. The second is what we may call imagination or the life of mental images which is related to, or even part of, dream life. There man does not have his roots in his surroundings, but is separated from them. There he has no realities within himself, but at the most reminiscences. The third state is dreamless sleep, in which man has no consciousness of his ego at all. In the fourth state he lives in memory. This is different from perception. It is already something remote, spiritual. If man had no memory, he could uphold no spiritual development. The inner life begins to develop by means of inner contemplation and meditation. Thus, the human being sooner or later perceives that he no longer dreams in a chaotic manner; he begins to dream in the most significant way, and remarkable things reveal themselves in his dreams, which he gradually begins to recognize as manifestations of spiritual beings. Naturally the trivial objection might easily be raised that this is nothing but a dream and therefore of no consequence. However, should someone discover the dirigible in his dream and then proceed to build it, the dream would simply have shown the truth. Thus an idea can be grasped in an other-than-usual manner. Its truthfulness must then be judged by the fact that it can be realized. We must become convinced of its inner truth from outside. The next step in spiritual life is to comprehend truth by means of our own qualities and of guiding our dreams consciously. When we begin to guide our dreams in a regular manner, then we are at the stage where truth becomes transparent for us. The first stage is called “material cognition.” For this, the object must lie before us. The next stage is “imaginative cognition.” It is developed through meditation, that is through shaping life rhythmically. Achieving this is laborious. But once it is achieved, the time arrives when there is no longer a difference between perception in the usual life and perception in the super-sensible. When we are among the things of our usual life, that is, in the sense world, and we change our spiritual state, then we experience continuously the spiritual, the super-sensible world, but only if we have sufficiently trained ourselves. This happens as soon as we are able to be deaf and dumb to the sense world, to remember nothing of the everyday world, and still to retain a spiritual life within us. Then our dream-life begins to take on a conscious form. If we are able to pour some of this into our everyday life, then the next capacity arises, rendering the soul-qualities of the beings around us perceptible. Then we see not only the external aspect of things, but also the inner, hidden essential kernel of things, of plants, of animals, and of man. I know that most people will say that these are actually different things. True, these are always different things from those a person sees who does not have such senses. The third stage is that in which a consciousness, which is as a rule completely empty, begins to be enlivened by continuity of consciousness. The continuity appears on its own. The person is then no longer unconscious during sleep. During the time in which he used to sleep, he now experiences the spiritual world. Of what does sleep usually consist? The physical body lies in bed, and the astral body lives in the super-sensible world. In this super-sensible world, you are taking a walk. As a rule, a person with the type of disposition which is typical today cannot withdraw very far from his body. If one applies the rules of spiritual science, organs can be developed in the astral body as it wanders during sleep—just as the physical body has organs—which allow one to become conscious during sleep. The physical body would be blind and deaf if it had no eyes or ears, and the astral body walking at night is blind and deaf for the same reason, because it does not yet have eyes and ears. But these organs are developed through meditation which provides the means for training these organs. This meditation must then be guided in a regular way. It is being led so that the human body is the mother and the spirit of man is the father. The physical human body, as we see it before us, is a mystery in every one of its parts and, in fact, each member is related in a definite but mysterious way to a part of the astral body. These are matters which the occultist knows. For instance, the point in the physical body lying between the eyebrows belongs to a certain organ in the astral organism. When the occultist indicates how one must direct thoughts, feelings, and sensations to this point between the eyebrows through connecting something formed in the physical body with the corresponding part of the astral body, the result will be a certain sensation in the astral body. But this must be practiced regularly, and one must know how to do it. Then the astral body begins to form its members. From a lump, it grows to be an organism in which organs are formed. I have described the astral sense organs in the periodical, Lucifer Gnosis. They are also called Lotus flowers. By means of special word sequences, these Lotus flowers are cultivated. Once this has occurred, the human being is able to perceive the spiritual world. This is the same world he enters when passing through the portal of death, a final contradiction to Hamlet's “The undiscover'd country from whose bourn no traveler returns.” So it is possible to go, or rather to slip, from the sense world into the super-sensible world and to live there as well as here. That does not mean life in never-never land, but life in a realm that clarifies and explains life in our realm. Just as the usual person who has not studied electricity would not understand all the wonderful workings in a factory powered by electricity, so the average person does not understand the occurrences in the spiritual world. The visitor at the factory will lack understanding as long as he remains ignorant of the laws of electricity. So also will man lack understanding in the realm of the spirit as long as he does not know the laws of the spiritual. There is nothing in our world that is not dependent on the spiritual world at every moment. Everything surrounding us is the external expression of the spiritual world. There is no materiality. Everything material is condensed spirit. For the person looking into the spiritual world, the whole material, sense-perceptible world, the world in general, becomes spiritualized. As ice melts into water through the effect of the sun, so everything sense-perceptible melts into something spiritual within the soul which looks into the spiritual world. Thus, the fundament of the world gradually manifests before the spiritual eye and the spiritual ear. The life that man learns to know in this manner is actually the spiritual life he carries within himself all along. But he knows nothing of it because he does not know himself before developing organs for the higher world. Imagine possessing the characteristics you have at this time, yet being without sense-organs. You would know nothing of the world around you, would have no understanding of the physical body, and yet you would belong to the physical world. So the soul of man belongs to the spiritual world, but does not know it because it does not hear or see. Just as our body is drawn out of the forces and materials of the physical world, so is our soul drawn out of the forces and materials of the spiritual world. We do not recognize ourselves within ourselves, but only within our surroundings. As we cannot perceive a heart or a brain—even by means of X-ray—without seeing it in other people through our sense organs (it is only the eyes that can see the heart), so we truly cannot see or hear our own soul without perceiving it with spiritual organs in the surrounding world. You can recognize yourself only by means of your surroundings. In truth there exists no inner knowledge, no self-examination; there is only one knowledge, one revelation of the life around us through the organs of the physical as well as the spiritual. We are a part of the worlds around us, of the physical, the soul, and the spiritual worlds. We learn from the physical if we have physical organs, from the spiritual world and from all souls if we have spiritual and soul organs. There is no knowledge but knowledge of the world. It is vain and empty idleness for man to “brood” within himself, believing that it is possible to progress simply by looking into himself. Man will find the God in himself if he awakens the divine organs within himself and finds his higher divine self in his surroundings, just as he finds his lower self solely by means of using his eyes and ears. We perceive ourselves clearly as physical beings by means of intercourse with the sense world, and we perceive ourselves clearly in relation to the spiritual world by developing spiritual senses. Development of the inner man means opening oneself to the divine life around us. Now you will understand that it is essential that he who ascends to the higher world undergoes, to begin with, an immense strengthening of his character. Man can experience on his own the characteristics of the sense world because his senses are already opened. This is possible because a benevolent divine spirit, who has seen and heard in the physical world, stood by man in the most ancient times, before man could see and hear, and opened man's eyes and ears. It is from just such beings that man must learn at this time to see spiritually, from beings already able to do what he still has to learn. We must have a guru who can tell us how we should develop our organs, who will tell us what he has done in order to develop these organs. He who wishes to guide must have acquired one fundamental quality. This is unconditional truthfulness. This same quality is also a main requirement for the student. No one may train to become an occultist unless this fundamental quality of unconditional truthfulness has been previously cultivated. When facing sense experience, one can test what is being said. When I tell you something about the spiritual world, however, you must have trust because you are not far enough to be able to confirm the information. He who wishes to be a guru must have become so truthful that it is impossible for him to take lightly such statements concerning the spiritual world or the spiritual life. The sense world corrects errors immediately by its own nature, but in the spiritual world we must have these guidelines within ourselves. We must be strictly trained, so that we are not forced to use the outer world for controls, but only our inner self. We are only able to gain this control by acquiring already in this world the strictest truthfulness. Therefore, when the Anthroposophical Society began to present some of the basic teachings of occultism to the world, it had to adopt the principle: there is no law higher than truth. Very few people understand this principle. Most are satisfied if they can say they have the conviction that something is true, and then if it is wrong, they will simply say that they were mistaken. The occultist cannot rely on his subjective honesty. There he is on the wrong track. He must always be in consonance with the facts of the external world, and any experience that contradicts these facts must be seen as an error or a mistake. The question of who is at fault for the error ceases to be important to the occultist. He must be in absolute harmony with the facts in life. He must begin to feel responsible in the strictest sense for every one of his assertions. Thus he trains himself in the unconditional certainty that he must have for himself and for others if he wishes to be a spiritual guide. So you see that I needed to indicate to you today a series of qualities and methods. We will have to speak about these again in order to add the higher concepts. It may seem to you that these things are too intimate to discuss with others, that each soul has to come to grips with them on its own terms, and that they are possibly unsuitable for reaching the great destination which should be reached, namely the entrance into the spiritual world. This entrance will definitely be achieved by those who tread the path I have characterized. When? One of the most outstanding participants in the theosophical movement, Subba Row, who died some time ago, has spoken fittingly about this. Replying to the question of how long it would take, he said, “Seven years, perhaps also seven times seven years, perhaps even seven incarnations, perhaps only seven hours.” It all depends on what the human being brings with himself into life. We may meet a person who seems to be very stupid, but who has brought with himself a concealed higher life that needs only to be brought out. Most human beings these days are much further than it seems, and more people would know about this if the materialism of our conditions and of our time would not drive them back into the inner life of the soul. A large percentage of today's human beings was previously much further advanced. Whether that which is within them will come forth depends on many factors. But it is possible to give some help. Suppose you have before you a person who was highly developed in his earlier incarnation, but now has an undeveloped brain. An undeveloped brain may at times conceal great spiritual faculties. But if he can be taught the usual everyday abilities, it may happen that the inner spirituality also comes forth. Another important factor is the environment in which a person lives. The human being is a mirror-image of his surroundings in a most significant way. Suppose that a person is a highly developed personality, but lives in surroundings that awaken and develop certain prejudices with such a strong effect that the higher talents cannot come forth. Unless such a person finds someone who can draw out these abilities, they will remain hidden. I have been able to give only a few indications to you about this matter. After Christmas, however, we will speak again about further and deeper things. I especially wanted to awaken in you this one understanding, that the higher life is not schooled in a tumultuous way, but rather quite intimately, in the deepest soul, and that the great day when the soul awakens and enters into the higher life actually arrives like the thief in the night. The development towards the higher life leads man into a new world, and when he has entered this new world, then he sees the other side of existence, so to speak; then what has previously been hidden for him reveals itself. Maybe not everyone can do this; maybe only a few can do it, one might say to oneself. But that must not keep one from at least starting on the way that is open to everyone, namely to hear about the higher worlds. The human being is called to live in community, and he who secludes himself cannot arrive at a spiritual life. But it is a seclusion in a stronger sense if he says, “I do not believe this, this does not relate to me; this may be valid for the after-life.” For the occultist this has no validity. It is an important principle for the occultist to consider other human beings as true manifestations of his own higher self, because he knows then that he must find the others in himself. There is a delicate distinction between these two sentences: “To find the others in oneself,” and “To find oneself in the others.” In the higher sense it means, “This is you.” And in the highest sense it means to recognize oneself in the world and to understand that saying of the poet which I cited some weeks ago in a different connection: “One was successful. He lifted the veil of the goddess at Sais. But what did he see? Miracle of miracles! He saw himself.” To find oneself—not in egotistical inwardness, but selflessly in the world without—that is true recognition of the self.
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70a. The Human Soul, Fate and Death: The Rejuvenating Power of the German National Soul
20 Feb 1915, Bremen |
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This is not said comparatively, but to express something that is as certain for anthroposophy as, for example, the biological results are for the external science. Spiritual science says that the way a person, with their soul, faces the things and entities of external nature, and how they form concepts and ideas about them, so there are truly real spiritual beings, invisible to the physical eye, above the human being, and for these beings, the human being with their soul is as much a thought, as it is an idea, as the objects of external nature are for the human being. |
70a. The Human Soul, Fate and Death: The Rejuvenating Power of the German National Soul
20 Feb 1915, Bremen |
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During each winter in the past years, I was allowed to give a lecture here on a spiritual-scientific topic. The local friends have also requested such a lecture for this year. And it will seem understandable that in these difficult, fateful and destiny-bearing times, such a reflection may lead to that which fills us all deeply, deeply in our hearts and souls. Our thoughts and feelings are directed towards the East and the West, to where the great events of our time are unfolding in such a significant, grand, powerful, and painful way; where the fate of humanity is not discussed with words, but with deeds, which find expression in courage, confidence, bravery, in death and suffering, but also in all the uplifting sacrifices that are so abundant in the time when something so significant is also happening for our Central European humanity. What can be stimulated in our present time regarding the relationship between the European national souls may be the subject of today's spiritual scientific reflection. It may be the subject of this reflection in the way that spiritual science can illuminate these very conditions. This spiritual science, which has indeed found little, truly little, favor and acceptance among the majority of contemporary people, but which, for those who are imbued with its innermost meaning, its innermost spirit, presents itself that it must take its stand for the whole movement for the whole life of the human spirit in the cultural movement for the present and the near future, just as the scientific movement for several centuries has taken its stand in cultural life. And it is precisely in the face of the deeply moving questions of life that spiritual science must prove itself. Among the concepts that have provoked the most ridicule and opposition in my first fundamental spiritual science book - in my “Theosophy” - is the concept of the folk soul not as an abstraction, as a mere idea and sum of characteristics that hold a group of people together, but as a real, active being. We have already reached a point where the habits of thought that have been formed over centuries no longer want to go along with spiritual science. Just as human beings, as the highest of earthly beings, stand in relation to the entities of the other natural kingdoms, just as the entities of the mineral, plant and animal kingdoms find their physical, sensory culmination in the human being, so spiritual science must show - however unusual it may be for present-day ideas - that the realms of beings are not limited to the visible, that there are other realms above the human being, which cannot be reached with the mind that is bound to our brain, or with our physical, sensory eyes and ears, but which can be reached with what Goethe called spiritual vision, spiritual eyes and ears. This is not said comparatively, but to express something that is as certain for anthroposophy as, for example, the biological results are for the external science. Spiritual science says that the way a person, with their soul, faces the things and entities of external nature, and how they form concepts and ideas about them, so there are truly real spiritual beings, invisible to the physical eye, above the human being, and for these beings, the human being with their soul is as much a thought, as it is an idea, as the objects of external nature are for the human being. Thus we are permeated and held by these spiritual beings. And to one of the next classes of these beings, spiritual science must count what for many is only the coincidence of the characteristics of a people: the folk souls. What matters is the relationship of the folk soul to the individual human soul. Spiritual science does not look at the soul like popular psychology. It regards it not as a product of the outer organization, but as the real creator of the outer organization. And not to make an easy classification, but out of the nature of things, the spiritual scientific researcher distinguishes three essential parts of the soul with the same justification - only of course transferred to another area - as one distinguishes in the rainbow spectrum the red color on one side, the green in the middle, and then the blue color. And just as one cannot grasp the interaction of light and colors without taking this structure, which is most clearly seen in the rainbow spectrum, so one cannot understand the human soul without the threefold nature that we describe as the sentient soul, the mind or emotional soul, and the consciousness soul. Just as the rainbow has the color red on one side, so the human being has the sentient soul on one side; in the middle, the human being has the mind or emotional soul; and just as the rainbow has the color blue, so the human being has the consciousness soul. As I said, this does not arise from arbitrariness, from a desire to classify, but is connected with the innermost nature of the soul. Let us first take the sentient soul: just as the red part of the spectrum primarily contains warmth, so the sentient soul contains more of the desires, the passions, the passionate forces of the soul, but at the same time, when the soul goes through the gate of death into the spiritual world, [withdraws into] that which are the eternal forces of the soul, which mysteriously hide behind the drives, the passions, the desires, which at the same time are what imprints the soul with the eternal character. But what exists in the soul as the mediation of the eternal self of the human being with the temporal-spatial human being corresponds to the green color, which primarily serves the light, just as the mind serves the spiritual, mediating the human being's relationship to his eternal and temporal. And the consciousness soul is what consumes the eternal between birth and death to work on the temporal; it is most turned towards the material world. The consciousness soul is what contains the soul powers that are least carried through the gate of death, that are least connected to the eternal self of man. In all that we distinguish as nuances of the soul life, the actual I of the human being lives as light lives in the nuances of the spectrum. As there is light in every color, so there is I in every part of the human soul; but at the same time, what permeates the human being like an invisible entity passes through the I into the soul's members: the soul of the people to which he belongs. The relationship between the national soul and the individual human soul varies greatly, and nations differ according to the nature of the relationship between the national soul and the individual human soul. There is not enough time in the world if I were to attempt to develop in full, on the basis of spiritual scientific research, the nature of the relationship between the national soul and the human soul. A comparison can be enlightening here, but it should be more than just a comparison; it should give a genuine spiritual-scientific result. If we look at a person in relation to the mineral, plant and animal world, we can distinguish three types of people. Firstly, there are people whose whole being is inclined only towards the external sense world, who cannot sharply concentrate their attention on something that withdraws from the sense world, who always need the impression of the outside world. They fall into indifference and inattention when they are supposed to have ideas that do not adhere to the outside world. There is another relationship to the environment that we encounter more in inward-looking, sensible natures, who go through the world in such a way that their senses are little attracted by external nature, who produce inwardly, who bring forth from the life of the soul what they experience. They go through the world of the senses raving and dreaming. These are very different types of people because the soul relates to itself and to the outer world in different ways. A third type is the one who has placed himself in history primarily through the representative of Germanness, through Goethe. A great thinker of his time called his thinking “representational thinking”. By this he meant that Goethe had the peculiarity of being just as oriented towards sensual things as he was, and that he could immerse himself in the spiritual that he was able to experience in and with things. The ideas of “spirit and body” were intimately interwoven in his soul. His thinking was objective and did not stray far from the objects, and when it did go to the objects, it did not stray from itself. Corresponding to this threefold relationship of man to the world around him, we also have three types of relationship of the folk soul to the individual human soul. For just as the human being relates to nature, so the folk soul relates to the individual human soul. There are folk souls that relate to individual souls in such a way that they are completely devoted to the individual human beings, as it were, that they completely slip into them and permeate them, that the individual soul is something that is the imprint of the folk soul. This is the preferred relationship for the souls that inhabit the west and south of Europe: the French, Italian and British people. The relationship is different for the Russian people. There we find that the folk soul remains, as it were, above the individual souls, that it does not enter into the being of the individual human being, which is expressed by the fact that the Russian people still have today - like a cloud spreading over the whole nation - the Byzantine religion, which does not connect with the individual soul. Such is the relationship of the folk soul to the individual Russian person. [Where, as in Western Europe, the national soul takes hold of the individual souls, it dominates the individual souls so that the individual soul is something like an imprint of the national soul. Just as the national soul in the West is within the individual soul, so the relationship of the Russian national soul is such that it does not descend. Like the person who lives only in his or her own soul, the national soul does not descend to the individual soul; the national soul, as it were, raves over the people. The Russian souls are not seized by the folk soul, but rather they are in anarchic confusion. Even when one thinks of the excellent representatives of the Russian people, of Tolstoy and so on, one sees how the folk soul hovers over them like a cloud and that the individual soul forces are not seized by it, but are in anarchic confusion. Let us now turn to the center of Europe: here we find such a relationship between the soul of the people and the individual soul that we can compare this relationship with Goethe's objective thinking. We have the soul of the people lovingly and intimately entering into the individual souls and yet, at the same time, rising above itself and being transported into the spiritual worlds in order to draw new strength and carry it down from the spiritual worlds. We have here the life of the soul of the people above the human being in the spiritual heights, and then again in the individual human souls. One can say: When you look at the people of Western Europe, a particular soul force is always taken hold of and ruled by the folk soul: in the Italians, the sentient soul; in the French, the mind or mind soul; in the British, the consciousness soul. All the qualities that the members of these nations have [precisely as members of these nations] immediately become clear and understandable when viewed from this perspective of the nature of the facts, which can be found through spiritual science. How powerfully passionate, how completely immersed in instinct, all of Italian life appears, right up to the greatness of Dante, who drafted his Divine Comedy from the images of the sentient soul. The Italian people become understandable when one knows that it is the folk soul that takes hold of the sentient soul here. The French nation becomes understandable when one recognizes that the folk soul directly takes hold of the intellectual soul. I read how a psychological society in a German city tried to explain the French national character. The result was: That is their mathematical disposition. This disposition becomes immediately understandable when one knows that the folk soul directly takes hold of the powers of the intellectual soul. Everything in this western nation is illuminated when one knows that it tends to take things in such a way that, despite all striving for personal freedom and national freedom, it is inwardly dogmatized and systematized to the point of artistic activity, to the point of the details of artistic activity. And we also find the other side there. I would like to say the negative pole of the dogma: that is criticism, the dissolving element. On the one hand, the rational soul wants to see everything in a system of dogmas, and if it cannot, it rebels against it, and so we have either dogmatism or Voltairism. The starting point of Descartes' philosophy is doubt down to the last detail. You can understand what is happening in the French people if you know this. I note that a number of prominent figures are sitting here who know that I have been dealing with these things for years and that they have not been formulated by the occasion of the present. But I believe that they can be enlightening for what we are now experiencing, which is so great, so meaningful and so painful. Now to the consciousness soul. The part that is most inclined towards the outer life and carries least into the eternal part of the human being is the consciousness soul, and in the British people it is most seized by the folk soul. The character of the British people as a trading nation and also the character of Shakespeare immediately becomes clear. For what is his greatness based on? That he has portrayed the individual human being in such a sharp characteristic, that they stand firmly on the physical plane, that he characterizes them in what does not pass through the gate of death. He is so great because he has succeeded in characterizing so sharply what is human in man that is not eternal about them, but what they develop for the physical world between birth and death. Now, the German national soul, or, as I could also say, Central European culture, is characterized by the fact that it does not take hold of the soul directly, but descends to the soul and takes hold of it in its entirety, as it were with that which flows from the sources of the spiritual world, for it has the gift of withdrawing into the spiritual worlds and drawing strength from there. Hence the peculiarity of the German soul to experience that which has the power of the eternal, which directly flows from the eternal into the individual souls. The individual soul must be able to feel that something in your soul lives through the national soul, which sinks into you, which is carried into you, and through which you are directly connected to what lives in spiritual heights. Hence the idealism, hence the ever-rejuvenating power of the German national soul. One can go through the products of German intellectual life and obtain the evidence that, in contrast to other nations, the German has this peculiar relationship to the folk soul: not the individual soul elements are seized, as in the western and eastern nations of Europe, but the ego, of which the German seems to be less developed. One is a Briton, a Frenchman; a German is to be made. It is an ideal because not a single power of the soul, but the whole soul is seized in the most profound life in the constant emergence of the different sides. Let us look back to the times when Christianity penetrated into the young, developing Germanic nation. How was it received? We can see this from the Old High German poem “Heliand”. What the individual - here the poet of “Heliand” - feels about the events, his personal experience, is directly related to the forces that surround him. What was only handed down to the Romans is reborn from the youngest germinal forces of the poet. And in other poems we find how Christianity not only becomes part of the German people, but is born out of the individual human being, as it becomes a personal matter for the individual. It is the soul of the people that does not allow what comes to the people to grow old, but rejuvenates it so that it lives like a plant in the soul and rises again. Furthermore, we see how a world view develops in the twelfth to fourteenth centuries that is called German mysticism, for example in the works of Tauler, Meister Eckhart, the unknown author of Theologia Deutsch, and so on. We see how the minds work in a peculiar way, how they relate to the spiritual world. The mystic Eckhart is convinced that the spiritual world must be experienced directly in the soul, that it must be left entirely to itself, that it must not move out of its own arbitrariness, but must give itself to the forces that are weaving and ruling through the world. Then something ignites in it, which is a spark, but in this spark lives God, the divine weaving and being. The place where God lives within, [where Christ is born within, which suffers] and dies when the individual soul goes the way of suffering and passion, / gap in the text] is where Meister Eckhart coined the word “Gemüt”. In the mind, the world is spiritually revived, and it is aware that what a person thinks, the Godhead thinks, what a person feels, the Godhead feels, what a person wills, the Godhead wills, if only he gives himself to his God. There we have something of the intimate coexistence of the individual with the German folk soul. And in the author of Theologia Deutsch we find a rejuvenation of the German Weltanschauung through a rhythmic beat of the life of the German national soul with the individual representatives of the German national soul. What in earlier times led to the resurrection of the life of Jesus, as if Jesus had wandered through Germany's countryside with his disciples as his servants, which so personally depicted the life of Jesus, which rejuvenated Christianity, that rejuvenates the worldview in German mysticism. And it is wonderful how deeply the German national soul intervenes in personal life! This becomes clear when we look at one of the disciples of mysticism, at Angelus Silesius, when we share a saying of this mystic, one of the deepest of the numerous sayings:
Oh, what depths, we say, only in relation to the thought of immortality! He who has done this feels the ruling divinity. When I die, it is just as much an act of the divinity as when I live, it is the divinity that lives in me. By letting God experience death in me, I am aware of my immortality. One can say: such ideas of immortality, which point to an immortal power in the human soul that is not grasped by reflecting on what lies beyond death, but is already grasped by it in life, are demonstrated by Jakob Böhme, the simple cobbler from Görlitz, the profound philosopher, who was fully inspired by the German folk spirit. He directed his enlightened gaze to that which is of the divine worlds in his own soul. He saw the courage of human striving on earth in the fact that the individual human soul, which is otherwise given over to emotional impressions, to those of the intellect and so on, always knows itself connected with its immortal core, with that which lives in death, that knows how to die by living out of direct knowledge. Jakob Böhme's goal was to experience death directly in earthly life, and that this is the seed for the experiences of life. An expression that appears to be the utterance of the German national soul through a single person is the following:
Those who do not grasp during their lifetime what lives in the soul as an immortal and thus pass through the gate of death, those who do not grasp death as the source of spiritual life, perish when they die. We see the highest philosophical view, but one that is also imbued with elemental soul power, rising to the highest heights of the spiritual. When we see such figures of German nationality before our minds, we perceive how the German national soul has a rejuvenating effect again and again, so that it must always take hold of spirit and soul as a fresh germ in order to go up the whole ladder, to go to the highest heights of spiritual fruit. And after the scorching and burning devastation of the Thirty Years' War, we see the German soul's strength once again intervening in the life of the people. [Gap in the text] How consciously Lessing points out that a truth does not need to be foolish because it originally occurred in people who had not yet been corrupted by the sophistries of the schools - he means the great truth of repeated earthly lives - that the entire earthly life proceeds in such a way that it passes through different earthly lives. He expresses this in his “Education of the Human Race”. The very clever people say: He has grown old when he wrote this. But he was aware that in the “Education of the Human Race” he presented the entire development, which is equally drawn from the elementary soul forces and at the same time leads to the highest heights of spiritual life. What arises in this way arises through the intimate interaction of the soul of the people with the entire soul forces.This is also the case with Herder, who provided a broad overview in his “History of Mankind”, encompassing the entire nature of the soul, from the most elementary soul forces to the highest philosophical powers. There are many, many ways in which the soul of a nation lives in Goethe's soul. It is remarkable that we realize that in turn a poetic work could arise in him that could not have arisen within any other culture. If the German folk soul has the peculiarity of grasping not the individual soul forces but the whole soul, then it grasps the immortal in the mortal, and the personality becomes the bearer of the eternal. Therefore, Goethe's “Faust” could only arise within German culture. It contains everything in the human soul, all the striving for the very beginnings of spiritual life, which are consciously sought again after all tradition has been cast off. How is this presented? Let us compare how the German soul power inspires the German people in relation to the French people. In both, the Greek is reviving. But how does it revive with the French poets? It is studied, the rules are adopted and so on. But how is it with Goethe? Even in “Iphigenia” the Greek is not adopted, but reborn anew, rejuvenated. And in “Faust” we have the union with what he regarded as Greek: Helen is reborn for Faust. He becomes young in order to unite with the representative of Greek culture. Faust, who has grown old, throws off the old and seeks the rejuvenating potion. What is historically given must be brought into connection with Faust in a rejuvenated form. This demands the full strength, the rejuvenating strength of the German national soul. We can trace it everywhere in all the details of German intellectual life! This is what comes to consciousness through an immersion in the substance of the German national soul. One sees, feels and senses an ever-renewing power in it. However present culture may change, this renewing power will remain, because its magic breath will be breathed again and again in different epochs. This is a peculiarity of Central European culture. This hope and confidence, which immediately becomes strength, is the basis not for superficial but for profound optimism in the German, which is also connected to idealism in all philosophies. Whoever is truly capable of approaching what the German national soul has produced cannot despair of humanity, but always comes to a belief in humanity, and indeed to a spiritual belief in humanity. This becomes very significant when one looks at spirits who turn their gaze to humanity in search of something that can give good hope for the further development of man, and who can find nothing, who believe that European culture has died out. No one can regard European culture as having grown old; they can understand the relationship between the soul of the people and the individual German soul. Anyone who considers European culture to be old does not understand that. That is why we have a Russian intellectual who has searched for what can make humanity happy and cannot find anything that has grown out of this culture of the national soul. He looks everywhere and finds nothing. I am talking about Herzen, the great Russian who became so small in his own eyes when he wanted to understand Central European culture. The following saying of Herzen immediately sheds light on the way the Eastern European, anarchic soul views desolation where flourishing life can be seen by those who can understand Central European soul life. He enters into an intellectual alliance with an Englishman, with Stuart Mill, and says:
That is what Herzen says, who has no understanding for what must fill the Central European with the highest vitality. And further he says:
If he had understood Goethe, such a statement would be impossible! Further Herzen says:
That the same force that brought forth the highest poetic and philosophical blossoms in Goethe is the same force that today brings forth countless victims, victims of death and suffering, that is what presents itself to us at the same time from the whole context of German life. And has German life always been so misunderstood in the world as it is now, when it is being shouted at from all sides that it is a life of “barbarians”? Not only is Central Europe being surrounded like a large fortress with the intention of starving it out, no, it is also being scolded and reviled from all sides. Here and there, friendly voices are raised, for example, by a Romanian who exclaims:
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67. The Eternal human Soul: The Historical Life of Humanity and Its Riddles
14 Mar 1918, Berlin |
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However, a famous historian said the one thing, a crazy representative of anthroposophy said the other, and it goes without saying in the present to whom one listens. The point is to recognise how one has to use the facts which one called history up to now so that it points you to the deeper currents of human development by this coherence between the human soul and that only dreamt spirituality which flows along as historical current. |
67. The Eternal human Soul: The Historical Life of Humanity and Its Riddles
14 Mar 1918, Berlin |
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In this time where so many people have the comprehensible need to orientate themselves about the earth-shaking events you often hear, history “teaches” this or that. One means that one could judge about any fact of the present because of similar facts of history. If we ask ourselves, which possibilities present themselves to the human beings to judge this or that on basis of historical experience, then, however, you get to a somewhat dubious judgement about what history “teaches.” I would like to point only to two things, but I could increase them a hundred times. I would like to point to the fact that at the beginning of this world disaster many people were of the opinion that these critical events would last four, in the extreme case six months. One regarded such a judgement as completely entitled. You cannot say that these human beings had not applied all logical precautions to deliver such a judgement. Now, the facts themselves have taught such people rather thoroughly the opposite of that what they have believed. Just at this example, one also sees how narrowly that which history should teach is associated with the judgement of the social or other world relations, so that you can expect from a consideration of the historical life of humanity that also some light falls on the judgement you have to exert for the social and economic living together of the human beings. However, I would like to bring in another example of the limited validity of the sentence, that history “teaches” this or that. An ingenious personality received a professorship of history at a German university more than hundred years ago. Really, from a brilliant conception of that which history gives and which one can apply to the human life, this man spoke the following words approximately: the single nations of Europe have become in the course of the human progress, as history teaches, a big family whose single members are still feuding, but can never tear each other apart. - Really, a significant personality believed to be able to judge in such a way out of his insight into the course of history at his inaugural lecture. This man was Friedrich Schiller (1759-1805). He spoke these words in the eve of the French Revolution which contributed so much to that what one can call the tearing of the European nations, and particularly if he could see what happens in our present. It seems to me that from such facts Goethe got the sensation, which he pronounced in a wonderful sentence: “The best that we have from history is the enthusiasm which it excites.” It seems, as if he did this quotation just to reject the other fruits of the so-called historical knowledge and to appreciate that only which can arise as enthusiasm, as a certain positive mood from the historical documents. Today we want to examine which position spiritual science has to take towards two opinions: history can be the great master of life, and the other: the best what one can have from history is the enthusiasm that it excites. At first it will be interesting just in case of the consideration of the historical life of humanity and the consequences which can be drawn from this consideration for the judgement of the social life to which view one has come in the present about the historical evolution beyond spiritual science. Since the historical life of humanity is attached to that what goes through every single person because every human being is cocooned in the historical evolution. And really, just in the present it is important to look at this judgement of the contemporaries because the judicious viewers of history think that also the judgement is in a crisis how one should found history. I would like to talk not in abstractions, but to attach my considerations to realities. There one must comply with examples that of course are single examples out of many. I would like to comply, for example, with the judgement about history, how it should be anew founded in the present, which the famous Professor Karl Lamprecht (1846-1915) has done. You can find that which one can feel from his monumental German History (1891-1909), in a comfortable way summarised in his lectures What is History? Five lectures on the Modern Science of History (1905) which Lamprecht held partly in St. Louis, partly in New York at invitation of the Columbia University. There he tries to summarise what has arisen to him about the kind how history should be taught out of the requirements of the present. It is even more comfortable to get an idea of that what this famous historian wanted to say, actually, by the fact that he treated a segment of the historical evolution of humanity exceptionally clear in the second of these lectures. Lamprecht briefly told the whole development of the German people from the first Christian centuries up to now to the Americans. He told that in such a way as he meant that science of history has to become according to the requirements of the present. Now you can judge such things, actually, only properly if you can compare them anyhow. There just a lecture by Woodrow Wilson (1856-1924) offers itself which he held on the development of the North American life, so that you can compare two spirits who are emotionally and spatially far from each other how they look as historians at the history of their peoples in each case. Forgive if I let—not by courtesy but for stylistic reasons—the considerations of Woodrow Wilson precede. None who knows me more exactly states that I overestimate Wilson. I am also allowed to point to the fact that I already made my judgement about Wilson in a series of talks, which I held in Helsinki before the war, indeed, at a time when Wilson was already president of the United States (1913). At that time I already said that it is very unfortunate that at a position from which so much depends for humanity a personality is who is so frightfully narrow-minded in his judgement. Since although in those days still numerous people worshipped Wilson enthusiastically, for example, because of his books The New Freedom (1913) and Mere Literature and Other Essays (1896), one could prove that his independent judgement flowing from his personality is very much limited internally. Without being swayed by the present political events, I stress what I said before the war about the so misjudged, that is overestimated personality. I have to say this in advance, so that one does not doubt the objectivity of that which I still want to say about Wilson as a historian. It is very strange if one compares how Wilson considers the history of his people with that what Lamprecht says about the history of Central Europe. One detects that he finds out the most succinct point almost instinctively to answer the question: when have we become, actually, Americans, and how have we become Americans? How has this happened in history? There he makes an exceptionally appropriate distinction between all those who were sooner in the union whom he considers, however, as “Not yet Americans” but as “New Englanders” who are because of their whole disposition, their mood “New Englanders,” and the later “real Americans.” There he distinguishes to a hair's breadth a prehistory of the union and lets the union start its historical becoming when the population crowded together on a narrow space in the east expands to the west of America when the people develop that disposition which he calls the disposition of the frontiersmen. Now he shows how America's history consists externally and mentally of the fact that the east expands to the west, and he shows rather obviously how the regulation of the land distribution, of the tariff question, even the regulation of the slave issue which he ascribes not to some principles of humaneness but to the necessities which arose from the settlement and the conquest of the west. All these questions are put in the development of modern America. The essentials of this talk consist in the fact that he shows how the historical becoming has grasped a sum of human beings from an outer situation, and that that which goes forward with these human beings can be understood strictly speaking from that what they had to undertake under the influence of the described conditions. Various things are interesting if one pursues just these considerations of Wilson, and that what Wilson has performed, otherwise, as a historian. Just to get some thoughts on various things that are associated with the topic of the today's talk, a comparison of that what Wilson says about the most different historical objects with that which the Europeans say is very useful. It has exceptionally astonished me at the most different places of Wilson's explanations that there is a strange correspondence—to me already strange because I would have preferred it would not be this way—of the contents of sentences, of the contents of thoughts what Wilson explains about the most different objects, and of that what, for example, the spirited Herman Grimm, often mentioned by me, said about various things of the historical course of humanity. If one considers Herman Grimm as brilliant as I do and Wilson as prudent, as I must do, it may be quite unpleasant to someone if he reads Wilson sometimes and says to himself: it is peculiar, there I read a sentence that I could also read with Grimm. Although this is in such a way, although I have tested it with judgements that Wilson and Grimm made about the same personalities, like Macaulay, Gibbon and others, nevertheless, in spite of the often almost literal accordance, without having any relation to each other, it is obvious that in reality the attitudes of both men are completely different. Just on such occasion it becomes obvious that two persons can say the same but they do this from quite different mental undergrounds. In this case, it is particularly interesting because the colouring that the judgement receives in the one and the other case is associated with the roots of the one or the other personality in his respective national character. Just while one notices such resemblances, one discovers that the one is American and the other is German. It can strike you quite externally, which difference exists there. There is a volume of essays by Grimm that contains as frontispiece a picture of Grimm as this happens today so often. The German issue of Wilson's essays Mere Literature also contains a picture of Wilson. One can compare the portraits. Already this proves something quite strange to someone who knows to judge such a thing. If you look at Grimm's portrait, after you were engrossed in what he says as a historian, then you can realise that every feature of his face expresses that every sentence and every turn is connected intimately with everything that this man has wrested from his soul. Then you look at the portrait of Wilson, after you have also read his book first: it seems as if this man could not have been present at all with that what was judged there in the book; a certain foreignness appears. If you realise this, a riddle of the way dawns how in this case two persons consider history, and you can ask yourself in what way is this resemblance and the strongly felt basic difference caused? Then there appears something very strange. Just that what Wilson says about the American people makes sense immediately, so that you know, this is true of the historical development of this people as he wants to show it. However, you get on gradually—only the psychological observation can prove that—: Wilson has not grown together so intimately with his judgement as we imagine this within Central Europe. Another relation between judgement and human being exists there than we are used. I know that I say something paradox, but it is intimately connected with that what I would like to explain about the historical development of humanity. If it did not sound so superstitious, I would say, you find out for yourself that somebody like Wilson himself does not judge if he makes such suitable judgements as in this interpretation of history and at other places, but he is possessed by something in his soul. I would like to express myself somewhat different: With such a personality like Wilson, you have the impression that in the soul something is that suggests this judgement from the inside of the soul. You do not have the impression that the own individuality has completely developed it; you rather have the feeling that something like a second personality, a second being is in the soul, which has suggested it. If one looks at Wilson's appropriate judgements about the character of the American people where he says:
if you envisage this characterisation of the Americans by Wilson, then they have something in themselves that oppresses them externally: not the sensibly looking, quiet eye—I could also adduce the other characteristics—, but the quickly movable eye is a sign of the fact that something oppresses the American from the inside, and such suggestions continue to have an effect if the judgement of Wilson is accurate. We compare what I had to say with an interpretation of history, which is spatially and mentally somewhat far away, with that what Lamprecht puts as his ideas about the historical development of Central Europe. These are original ideas. He tries to realise how this being of the Central European people has developed in the course of centuries, since the third century up to now. One notices that he has internally worked for everything that he says. One has not to agree with many things, in particular as a spiritual scientist; we will immediately have to speak of it. However, he gained everything from his immediate personality. It would be complete nonsense to say, any inner force would suggest something. He does not have it so easy. He has to grasp a thought bit by bit, has to overcome thoughts to get to a judgement. Only then, he gets to a conception of the historical development that is relatively new, even in the view of Ranke (Leopold von R., 1795-1886, German historian) and Sybel (Heinrich von S., 1817-1895, German historian), new insofar that Lamprecht understands historical development as the development of the whole soul. Lamprecht tries to pursue the mental dispositions of the people as mental expressions as the psychologist pursues the soul development of every single person. Up to the third century, the German people developed according to Lamprecht in such a way that one can say, this development shows a symbolising tendency. Also the outer actions, also the political development run in such a way that one realises that it comes from the desire to interpret the world phenomena as symbols, to realise symbols everywhere, even to make the heroes symbols and to revere them as living personal symbols. Then comes the period from the third century to the eleventh, twelfth centuries. Lamprecht calls it the categorising one. There is no longer the desire to use symbols, but to establish types. One revers those persons whom one reveres whom one obeys in such a way that they work not like single individualities, but as types of a whole clan, a whole city. Then the time comes from the twelfth to about the thirteenth centuries in which knighthood develops particularly; Lamprecht calls it the conventional time in which one judges and feels his will impulses in such a way as the convention demands it from human being to human being, from state to state, from people to people, the time of conventionalism. Then follows—it is important that Lamprecht notices this, although he does not figure the consequences out—the individualistic age with the turn of the fifteenth century where people really feel as individuals within a community. This lasts about up to the middle of the eighteenth century. There begins the age of subjectivism in which we still live where the human being tries to internalise himself, to work out of the depths of his personality, to work, to think and to want out of the depths of the subject. Lamprecht divides this age into two parts: the first lasts until the seventies of the nineteenth century to which the great classical period of Goethe, Schiller, and Herder belongs, and then since the seventies our time follows. It is strange now, that Lamprecht, as the maybe most significant historian of the present, is completely clear in his mind that he has to look for an impulse first to see how the course of history goes on, and he investigated incessantly how one should start lining up that which the documents, the monuments, and the archives give in such a way how to tell and describe them so that on can call it history. So the most important question of history, the question of existence, became topical to Lamprecht. He said to himself, one can get only to history—for he did not regard the historiography of Ranke, Sybel and others as history—if one tries to describe the mental development of a nation or of the whole humanity. Then one must have the possibility to observe this mental development to find some laws in this mental development. There it is interesting that a strange contradiction faces us in his whole approach after the habitual ways of thinking of the present. After the habitual ways of thinking, Lamprecht said to himself, the former merely individualistic approach cannot remain. How can one put the facts in order generally? There he says to himself, you have to look at the soul development in such a way that you describe it social-psychologically. This arises to him from a necessary way of thinking of modern time to take the social life, the common being together of human beings into consideration. He says this to himself on one side. Now he has no possibility to look at the social in the soul life or at the mental in the social life following a set pattern. He turns to the psychologists, asks how the psychologists look today at the single individual souls. Here they see in the individual soul the thoughts associating, the feelings ascending, the will impulses developing. Then he wants to apply this to the historical events, wants to investigate how the thought of the one human being works on the whole clan how the thoughts associate externally, as, otherwise, in the individual psychology a thought associates with the other. Thus, he wants to consider history social-psychologically according to the model of individual psychology. There arises, as I have already indicated, a very noteworthy contradiction. He wants to get away from the individual interpretation of history and to get to the social-psychological one; but he takes the means from the consideration of the individual psychology. A strange contradiction that he does not notice at all. Something else: if one is engrossed with that which this modern historian performs describing so clearly:
one has the feeling that the man misses the trees for the forest. I do not take stock in the saying that one misses the forest for the trees. I would like to know how somebody wanted to do that while he is in the forest and wanted to see the forest! One has to go far away to see the forest. One has the strange feeling that Lamprecht cannot exactly work out the differences of the single periods. Briefly, one gets to the result that he is a researcher who has gained a view of the historical development for himself who, however, could not find the means to present the question to himself: what is now, actually, this historical development of humanity? Is that already history what one attains from the documents, from the archives, or do we still search anything quite different? Here you have to start if you want to consider the historical life and its riddles spiritual-scientifically. You have to put the question to yourself: is the object of history already found in the usual consciousness? Does one know already what one wants to judge if one approaches history? To answer these questions, however, I have to adduce something from spiritual science that is attached to things, which I have said here in former talks. The human soul life is within the change of being awake and sleeping. However, the alternating states of sleeping and being awake are normally considered one-sidedly, while one says, the human being spends two thirds or also more of his life awake and a third sleeping. However, the things are not so simple. It is only obvious that the sleeping state continues into the awake life that we are only partly awake in a certain sense from awakening to falling asleep. We are in reality consciously awake only with the percepts of the outside world and the mental pictures that we form from these percepts. Compare only how the feelings are experienced. Someone who gradually learns to observe how feelings arise in the human soul,—I will come back to this issue in the next talk on the Revelations of the Unconscious and say something fundamental now only—, learns to compare the emotional life, the affects and passions with the dreams. The dreams put pictures before us that are not penetrated with logic and moral impulses that we have only in the awake life. The visions differ indeed from the feelings from the passions and affects surging up and down, but there is something in which both are similar concerning the soul: it is the degree of consciousness in which we are given away to the visions. We have the same degree of consciousness if we are given away to our feelings, save that we accompany our feelings with mental pictures at the same time. If we get an idea about a vision, the light of the mental picture falls on the dream; then the dream becomes completely conscious, then we integrate it properly into the human life. We are doing this perpetually with our emotional life. We integrate our feelings into life by the mental pictures running parallel, but one experiences these feelings are with similar intensity as the dreams, so that the dreams continue in our wake day consciousness and become our world of feelings. You can easily realise that, however, also the deep, dreamless sleep continues in our awake life, namely as our will impulses. We know in the usual awake consciousness about these will impulses only if they are accompanied by mental pictures. We probably imagine what we should do, but it remains unaware to our usual day consciousness how the mental picture changes into the will impulse and then into the action, as we remain unaware in the deepest sleep. Only because we can imagine our will impulses, we accompany these sleeping impulses with the awake life. Thus, the sleeping life continues perpetually in our awake day life. Even if our feelings, our affects, our passions are only dreamt by us, nevertheless, our emotional life is connected with something objective spiritual-mental as with our own spiritual-mental, with our mental pictures and percepts. However, the connections of the contents of feelings and will impulses with the objective spiritual are in the subconscious. We oversleep this connection with the spiritual-mental, and only that towers above the sea in which we are embedded this way, which we experience by our mental pictures and percepts. If you learn to behold in the spiritual world, you know: indeed, with the usual consciousness you cannot perceive the world in which our feelings submerge just with that part of our soul, which remains unaware to our usual consciousness, but you can it perceive with the beholding one. Since the soul can develop pictures from the contact with this spiritual world by the strengthened will or by the mental capacity strengthened by the will impulses. The Imaginative cognition forms in it. It is the first level of supersensible beholding by which you get to the real spiritual world. This Imaginative cognition is the completely conscious beholding in a spiritual reality, so that the Imaginations are no imaginations, but reproductions of spiritual reality, although the soul does not experience them denser than the visions, save that you know that the visions have no reality value that, however, the Imagination points to an objective spiritual reality beyond us. You learn to recognise that with which the world of human feelings is connected, which is only dreamt for the usual consciousness; you learn to recognise it in its reality with the Imaginative beholding of the world. In the same way, you learn also to recognise that on the second level of higher consciousness, with the Inspirative consciousness in which the will impulses are embedded. You get to know the spiritual world as far as the will impulses that usually remain subconscious are also embedded in an objective spiritual reality. If you have figured these things out and if you ask yourself for the real object of the historical course, then you realise what, actually, the historical development is. You do not experience this as that development which is experienced in the everyday life, while we get into contact with the object personally. No, this historical development is something else in which something strange is contained as it is contained in that, which the human being experiences as a feeling, as a will impulse. As the human being dreams his feelings, he dreams the real stream of the historical development. This knowledge is the stupefying result of that observation which turns away from the human being to historical development, and it shows that we cannot use these mental pictures, which control the outer conscious life, to grasp history anyhow. Since that which you experience in the everyday consciousness as a single human being is experienced in the awake state. However, in this awake day life history is not included at all. The human beings do not consciously experience history, but they dream it. History is the big dream of the development of humanity, and history never enters into the usual consciousness. You may have an astute usual consciousness, you may be the most significant naturalist with that reason which can arrange the things according to cause and effect, and you may have that attitude which is especially appropriate to look properly at nature and to show her lawfulness. If you learn to recognise the real stream of historical development, you say to yourself, with any mental capacity that can understand nature, you cannot look into the historical development. This is not experienced in the usual consciousness like nature, but only on that level of consciousness, which you have also in the dream. It will be once for the interpretation of history one of the most significant results if one gets on
History is in reality only behind the facts; these facts emerge only from the historical development and are not the historical development. Once Herman Grimm said to me, one could consider the historical life only if one pursued the developing imagination of the people. One can say that Herman Grimm was on the brink to doing a discovery, but he did not want to make the transition to spiritual science. Hence, it appeared to him to be the only fertile to look not only at the outer events and to line up them in such a way as the naturalist does it according to the laws of causality but to look at them in such a way that he saw through them really at the developing imagination of humanity. This was an imperfect expression of that which he could have recognised: the fact that the historical development also does not take place in that which imagination experiences, but is still much deeper in the subconsciousness in which the dreams are woven. As well as the depths of the sea surge up in the waves, the single events surge up in the course of history. If we apply our usual reason to the historical development, we strangely meet the forces of decline only. Herman Grimm asked himself once why the historian Gibbon (Edward G., 1737-1794) portraying the first centuries of Christianity describes the decay of the Roman Empire only, but not the rise of Christianity. Grimm made a right aperçu, however, did not get on the reason. The reason is that Gibbon, although he is profound, applied that reason only to the interpretation of history, which one applies, otherwise, to the consideration of nature. There he could look only at the decline, not at the rise since one can only dream the rise. In the course of history that which is rising, growing, and sprouting is connected vividly with that what is declining, what is dying. That is why one can look with the usual reason only at the dead in the course of history. What does you need if you want to recognise the growing, the prospering element in the historical development, that what furthers the human being? In ancient times, one looked deeper in this respect, but just in the ancient form. One did not tell history, one told myths and legends. These myths and legends that should describe the historical dreams of humanity were truer than the so-called pragmatic history. However, we cannot go back in the development of humanity to myths and legends, but we can do something else. We can make up our mind to bring up that what rests for the usual consciousness as dreams in the subconscious, while we apply the Imaginative knowledge to the historical development. With the historical development, humanity and science will recognise that it cannot even reach the object of consideration if it does not want to go over to the spiritual-scientific consideration. Below the consciousness, that remains which works in history, if one does not bring up the dream into the consciousness. Then, however, one has to bring up the dream in the supersensible consciousness that can imagine the spiritual. Imaginative cognition only will create history. Then someone who can get to the heart of spiritual science and gets involved with the struggle of a man like Lamprecht, will realise that there a way is searched to a goal. However, where is this goal? Why does Lamprecht try to adduce everything to find history generally and, nevertheless, gets to nothing but to the usual psychology, although he believes that one has to apply social psychology? However, what the human being experiences as a social being what becomes his history, he dreams this, this also does not penetrate the individual psychology. There one has to apply that new psychology which spiritual science only can give. You find the demand with Lamprecht, you find the answer of the riddle of historical development in spiritual science. What will become, however, from all that for a conception of history? You see that Lamprecht does not get away from the intellectual consideration of the consecutive events. He considers that what happens up to the third, up to the eleventh centuries and so on even if he considers it brilliantly. But he does not get on to judge the events in such a way that he reaches that what the human being only experiences as a dream. One can easily find proofs of that. I want to bring in one example only where Lamprecht advances to the modern time. Among the rest, he asks, which are the most significant cultural phenomena in these modern times? Consider that Lamprecht held the concerning talk in 1904! There he asks, which are the most significant cultural-historical moments that appear as achievements of humanity today? He wants to bring in the most significant soul phenomena of the beginning twentieth century. What does he bring in? The answer is very interesting, just for a man who attaches so much significance to the soul. First, he brings in the attempts to propagate unselfishness, an altruistic life of humanity, various societies for ethical civilisation that came especially from England and America to Europe in those days, and secondly, he brings in the peace movement as something especially outstanding. An approved historian of the present says this. Is such a conception of history on the right way, even if Lamprecht endeavours so much? About at that time I held a talk here about similar ideas and explained that the least of all typical ideas of the beginning twentieth century are just these both movements: the movements of ethical civilisation and especially the peace movement. At that time, I summarised my talk saying: this is just the typical that that time in which the peace movement appears especially loud will be the same time in which the biggest human wars will take place. However, a famous historian said the one thing, a crazy representative of anthroposophy said the other, and it goes without saying in the present to whom one listens. The point is to recognise how one has to use the facts which one called history up to now so that it points you to the deeper currents of human development by this coherence between the human soul and that only dreamt spirituality which flows along as historical current. One can do this only if one replaces Lamprecht's and all other conceptions of history with that which I call symptomatic conception of history if one is aware that one has to use everything that one can find out in the archives, in the documents, briefly, with the usual conscious reason that one evaluates and appreciates it, while one relates it to something that is a symptom, an expression of it. One does not consider the great men of history, their appearances, and actions, for their own sake if one wants to describe the historical development of humanity but only as symptoms. One is aware that one properly describes history if one is able to connect the right symptom with the underlying spiritual current of development. Symptomatic history will look quite different from history, which runs in such a way, that one only strings together the facts and tries to use individual psychology to the explanation and analysis of these facts as Lamprecht does it. Symptomatic history consists of the fact that one becomes aware of this attitude which Goethe had that one can approach, actually, a spiritual being only from all sides, that one can get to know it only by its symptoms if one realises that that at which one has looked as history up to now is only at the surface and positions itself quite strangely in life like dream contents. Observe the dream contents, and you will realise that you often dream something quite different from what is directly attached to the most significant events of your day life. Nevertheless, it is anyhow associated as memory with your life, but in a much-concealed way, and it is associated with deeper forces of life. There is a reason why just this or that which works in the subconscious emerges symptomatically, while we do not dream anything significant that seems to be significant in the awake life, but maybe just something that appears to us as externally unimportant. Symptomatic historical research has to consider events that control the situation for the outer reason as unimportant for the true history and apparently unimportant events as far-reaching symptoms. Only thereby, one will penetrate from the outside to the inside of the historical life. One cannot transfer the individual soul life to the historical development in such an external way. Of course, I can do here no enclosing interpretation of history to show how this symptomatic consideration grasps the essential in the development of humanity, but I can at least indicate something. I have said in a former talk, if the spiritual researcher learns to behold in the spiritual world and its development, then he notices that the results, as one expects them, normally do not happen this way. They happen as a rule different from one could expect them after the judgement that one has gained in the sensory world. I want to bring in an example: One could expect that the historical events run in such a way that one could compare them to the childhood, youth, mature period, and old age of the human being. Indeed, some historians were under this illusion. These analogising considerations can be rather witty but have nothing to do with reality. However, something else appears. The result of which I have to inform you here is attained really with the same seriousness with which another scientific result is attained; I can state it, however, only as a result. Lamprecht tries to find periods of historical development for the German people at first. I have already indicated: it is owed to a right impression that he determines a transition from an age to another around the turn of the fourteenth and fifteenth centuries. It is also very typical that he calls this time the individualistic age. To spiritual-scientific research, an important incision likewise appears around the turn of the fourteenth and fifteenth centuries. However, while one spiritual-scientifically beholds in the current of the historical development, it becomes obvious that one has to go back further and has to disregard the borders of tribes or peoples. One has to envisage the general historical development of humanity. There the events combine for centuries, namely from the fifteenth century A.D. until the seventh and eighth centuries B.C. This age from the seventh century before the Mystery of Golgotha to the fifteenth century after it has its own character. This character changes from inner reasons in the fifteenth century more than modern people believe. Lamprecht recognises this, but he does not recognise the whole scope of this fact. Others have already pointed out from different viewpoints that one has to explain not for outer reasons, not even because of the emergence of Renaissance et cetera, but because spontaneously that significant reversal arises from historical life, from the souls of the human beings, which asserts itself in this time almost across the whole earth, but particularly across Europe. It is remarkable that the most significant Germanist of the present, Konrad Burdach (1859-1936), has pointed to that in very nice essays. Burdach recognises from wholly literary-historical investigations that from the soul development of humanity something quite new has arisen in the spiritual configuration, in the activities of the human being. Now we live in the period from the fifteenth century on. Spiritual science is able to go further back. Now there something very strange appears. If you look at the impulses that control the human beings since the fifteenth century historically, they are different from those, which controlled the human beings in the preceding period. However, one cannot say, the impulses of the preceding period relate to those of the following period in such a way as in the individual human life any life period relates to the following one. This is not the case. Rather the weird turns out that today the historical works in particular in that in the individual human nature, which develops until the twenties of life. The secret of our present development is that we develop those forces by the historical conditions, which belong to our individual life during the twenties. In the preceding age, the historical life of humanity especially grasped the thirties. One can show the matter also different. One can say, today our souls are organised so that we develop from childhood to the twenties, and that we carry that which we have developed during the twenties into the rest of life, so that the human being feels that his developmental period is finished after the twenties. One can prove this with wholly external things. Scarcely anybody will state that somebody wants to learn earnestly today during his thirties, in a time where already the youngest people write essays in the newspapers. However, one will experience very easily that people say, one reads Goethe's Iphigenia, generally the classical writers, in the youth, nobody does that in his later life. One could still bring in other symptoms. However, if one goes back to the preceding period, one finds that the growing life lasted until the thirties. As paradox as it sounds today, it is in such a way, and one will once have this as a backed historical achievement. The Greek and Roman developed unlike the modern human being develops, and history happened in those days different because the human being remained longer able of development. Spiritual science shows that one gets, going back even further, to times where the human beings remained capable of development until the forties. So that one can say, one finds three consecutive periods in the historical life of humanity: one behind the eighth pre-Christian century in which we find human beings who feel young until the forties; then the period of the Greek and Roman cultures comes when the human beings remained young until the thirties; then the period in which they are capable of development until the twenties. If you reflect about that, you recognise that you cannot compare the historical development of humanity possibly with the course of the single individual life. In the individual life one grows older and older, humanity as such develops in reverse direction; it grows younger and younger, that is it remains younger and younger; it carries youth less and less into the later individual age. Hence, the civilisation makes a younger and younger impression in the consecutive periods; that means, the human being carries that which he gains to himself in his youth more and more into the old age. One could have believed that in the time before the eighth pre-Christian century, if one had taken prejudices as starting point, one just finds a younger humanity, then an older one, and that we have now become much riper and older. One has to answer the question first what in the course of development, not in the single life, maturity and age do mean. However, you can consider this developmental process of humanity only in such a way as I have indicated now. You see, something quite different results from what one normally imagines as inner laws of cultural development if one looks really symptomatically at the historical development. I want only to emphasise one thing in the end. One can also go into the whole attitude of the human beings in two consecutive periods. There you recognise that in the period which began with the eighth pre-Christian century another attitude was there than in the present period. If you consider the human soul spiritual-scientifically, you do not have the same comfort as the trivial psychology has it. Then you have to realise that there are three quite different shadings of the whole soul, and, hence, one distinguishes three soul members. I call one of them the sentient soul. In it the desires and passions are anchored, but it also connects the human being with the outer nature by his senses; then one distinguishes the intellectual or mind soul, and thirdly the consciousness soul in which the real self-consciousness is anchored. While now in the course of the historical development always other forces intervene in the human soul, the following turns out: during the period which lasts from the eighth pre-Christian up to the fifteenth post-Christian centuries where the European civilisation is coloured especially by the influence of the Greek-Latin culture particularly the intellectual or mind soul is working. Hence, everything faces us that the human being accomplishes in the course of the historical development and in the outer life, in the social and economic life, as if his mind worked instinctively, as if he grasped the outer world with body and mind equally strongly. The human body and mind are balanced in this time, and the mind itself works instinctively. This becomes different with the big reversal in the fifteenth century. There the self-consciousness appears. There the consciousness soul becomes especially strong, there the human being does no longer have the mind instinctively, but he has to reflect everywhere. There the individuality starts forming. There he does no longer feel instinctively if he meets another human being: you have to behave to him this or that way. There he reflects, there he turns to the inside of his personality. So that we can say, the whole historical structure since the fifteenth century is characterised by the fact that the consciousness soul works since that time, while before the more instinctive intellectual or mind soul has worked. You cannot understand the Roman Law, nothing that comes from antiquity properly if you do not envisage this difference between the instinctive mind and that what in modern times works in intellectualistic way. It arises that that which Lamprecht searches up to the fifteenth century is just the preparation of the consciousness soul in the German people. The German folk soul carried that into the coming period what flowed from the south, while it was just minded to further the stream of historical development from the intellectual or mind soul to the consciousness soul and its various nuances. If one learns to recognise what really works there, then this shines into the details. Then you can ask yourself again, what is that, for example, what Wilson describes as the real nature of the American people? This is another nuance of the consciousness soul. The western nuance is experienced in its archetypal phenomenon, in its original characteristic here in Central Europe. Here the struggling egoity of the human being is really experienced which relates to the consciousness soul quite consciously which wants to penetrate with all forces of personality that what wants to enter life wholly consciously. This appears in another nuance in the American people where the human soul is like possessed by itself. It is sometimes disagreeable to face the truth. However, just the catastrophic events of our time necessitate a certain objectivity. Into the character of the historian Wilson, the light shines which spiritual science can spread. Only in principle I could show which direction science of history has to take if it is fertilised by spiritual science in the same sense as I tried to show it for natural sciences eight days ago. Only if you consider history in such a way, you will realise how the human being is associated with that dreamt stream of the historical development that stirs him up. Then, however, it will appear that that which becomes known Imaginatively by the symptomatic interpretation of history is internally related to the human being as a historical being. Then you will realise that not the reason, but the subconsciousness, the dreamlike emotional life is connected with the historical development. Imagination will teach what works in the mood and in the will impulses of the human beings, while they are in the stream of the historical development. Then something else will arise than the belief that history can teach this or that. If it were able to teach as one normally imagines, then one would be able to find a connection between history and this usual reason. However, it does not exist. The connection is there with that what works in the depths of the soul, in the subconsciousness. The human being cannot learn, indeed, for his usual reason from history, but from the true history if he develops it more and more by the view of the spirit in history, then the historical impulses settle down in the feeling of the human being. If he faces a fact, if he is called for action or for the right feeling towards a fact within the social life, then his feeling will lead him properly. Then not his reason, but his whole soul is taught by such an interpretation of history. With it let me summarise this consideration briefly. Goethe suspected that history, if it is recognised truly, works in the mood, in the feeling that it works if enthusiasm originates in the right way if antipathies or sympathies originate for what should be done or be omitted in a social situation. Briefly, Goethe said out of a right notion of that which spiritual science has to bring to light: the best that we can have from history is the enthusiasm, which it excites. Certainly, we cannot feel the intellectual judgement but the enthusiasm as a fruit of history if we can recognise the real historical development. |
64. From a Fateful Time: The Human Soul in Life and Death
26 Nov 1914, Berlin |
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What I have today only been able to discuss in general terms, about the thought, its dying away and its revival in another sphere, about the spreading of the will over fate, and how it must work there in detail, I have presented in more detail in my book “How to Know Higher Worlds”, which has now been extensively revised and is available in a new and I have also tried to present it in a different way in the book 'The Riddles of Philosophy', which has now been published as a second edition of my 'World and Life Views in the Nineteenth Century' with a 'sketchy outlook on an anthroposophy' as a result of the entire spiritual-philosophical development of the West. Let it be emphasized once more: spiritual science does not give something that would not be there without it — just as natural science does not give something that would not be there without it. |
64. From a Fateful Time: The Human Soul in Life and Death
26 Nov 1914, Berlin |
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In the first two lectures with which I began this winter lecture series, I tried to use the impulses that the great events of the time in which we live can give us to tie in with the essence of German spiritual culture as it presents itself in its great personalities. What I tried to elucidate through these reflections was that it is in the nature of this spiritual culture to become more and more imbued with the consciousness of the reality of the spiritual, of eternal existence. To a certain extent, I will try to give a special chapter from what spiritual scientific reflection has brought about in our time, in order to gain a basis for what should form the content of tomorrow's lecture: a reflection on the nature of the European folk souls. In doing so, I would like to suggest, at least with a few traits taken from spiritual science, what the latter has to say, from its point of view, to help us understand what is happening around us. The contemplation that is to be undertaken today about the human soul in life and death is, after all, always close to man as one of the greatest riddles of life – in our time, especially so – where we see the question of life and death way, where so many are intensely affected by this question through the reality of existence, where we see that — as it were through the facts — the noblest sons of the people are confronted with this question in every hour of their existence. In the lectures I have been privileged to give here over the years, I have often pointed out that we are living in a time when questions such as the nature of the human soul, the fate of the human soul and of man in general, and similar questions enter into a scientific approach, into an approach that is demanded by the development of that other scientific field that has been so greatly perfected in the last two to four centuries: the field of natural science. To place what can be known about the soul-spiritual in a truly scientific way alongside what has been scientifically conquered for humanity, that has often been described here as the task of spiritual science; and it has also been said that it should come as no surprise if this spiritual-scientific approach is still rejected by the vast majority of people today. This fate is shared by spiritual science with everything that wants to enter human spiritual and cultural development as something new, and it also shares it with natural science itself, which in its time appeared in exactly the same way, met with opposition after opposition, and which first had to prove - but could only prove it after centuries - what it is called upon to achieve for human development. Spiritual observation must relate to what we call knowledge and science in a completely different way to that of natural science. In order for spiritual contemplation to be called scientific in the true and best sense, it must proceed differently, it must approach the human being in a different way than what constitutes the essence of the scientific approach. In the scientific approach, we first turn our gaze outwards to the facts of nature and life, and from the abundance of the manifold that comes to us, we recognize the laws of life. What reaches us through the senses becomes an inner spiritual experience in us, it becomes thought, concept, idea. But who does not feel that with this ascent from the full contemplation of external diversity to the clarity — but also to the abstractness — of ideas and natural laws, the human soul with its inner experiences actually moves away from what one could call reality? We have the fullness of nature before us; we appropriate it in science, but we feel how, in principle, we present concepts and ideas that contain the laws of nature for us, and we feel how thin, one could say reality-less, we are in the face of external reality. And so we ascend from the abundance of external reality, which is spread out before our senses, to the — I would say — ethereally thin soul experience that we have when we have taken possession of the laws of nature in our world of ideas. In a sense, we distance ourselves from nature and its abundance; but we strive for this distance because we know that we can only recognize nature and its laws by distancing ourselves from it. This is the highest thing we strive for in science: the inner soul experience in ideas and thoughts. Spiritual research must take exactly the opposite path if it is to be scientific. The ultimate consequence of the inner experience of science in relation to external nature is preparation — merely preparation — for the knowledge of the spiritual, of the soul; and it would be a complete mistake to believe that spiritual science could proceed in the same way as natural science. What natural science ultimately strives for is the preparation for spiritual science: living in inner soul experience, immersing oneself in that which strengthens the soul inwardly and which it cannot obtain from external nature. In short, knowledge and science can only be a preparation for what one ultimately comes to: to beholding, to perceiving the spiritual world. One could say: in natural science, one strives for knowledge and science; in spiritual science, one prepares oneself through knowledge and science for what is to approach the soul, and everything that one can have in the way of knowledge and science remains, basically, in spiritual science an inner matter for the soul. But what the soul and spirit live through does not lead to something merely subjective, something that concerns only the individual soul of the person, but it leads to what is real, just as external nature is only real. I have often pointed out the way in which this preparation for beholding, for the real inner experience of spiritual reality, is designed. I will do so again today from a certain point of view. Only through this preparation can one lead the soul further and further, so that in the end what is spiritual reality spreads out around it. We leave nature; it is there. We go forward to the spirit. We must seek spiritual reality. We cannot start from it, it is not there at first; we can only prepare ourselves for its contemplation. But when we prepare ourselves inwardly for its contemplation, then it comes to us like a grace, spreading out of the spiritual twilight. We must acquire the ability to contemplate it. The first thing needed to experience the human soul in its reality, so to speak, is an inner experience — not paying attention, not just thinking, but an inner experience of that which we otherwise have only as a reflection of external reality – the world of thoughts, the world of feelings – that which we otherwise feel within us when we confront the external world, and which we regard as a reflection of nature, as an image in which nature is embedded. We have to experience this intensely and powerfully by turning our gaze away completely from external reality, by making ourselves blind and deaf to external sensory reality; we have to experience it so that we allow it to be intensely present as the only inner reality in the soul. The natural scientist seeks to extract a law of nature as a thought from the outer reality of the senses. The spiritual scientist gives himself up to a thought, or to a thought imbued with feeling, in inner experience; he lets, as it were, neither the eye nor the ear send out into the outer reality, and lets the inner interweaving and interworking of the soul and turns his most intense attention to this inner experience; he forgets himself and the world and lives only in what he, as it were, lets rise in his empty but alert consciousness from the depths of his soul. And then the strange thing happens: the thought to which we devote ourselves with infinitely increased attention over a long period of time, this thought, the stronger it becomes through our inner strength, the weaker it becomes precisely in relation to what it contains; it becomes more and more transparent and transparent, more and more ethereal and ethereal. One could say: the more the spiritual researcher endeavors to be present in the thought, which is called inner thought concentration, the more the content of the thought fades away. The more we endeavor to make the thought firm and, as it were, visible by devoting ourselves to it, the more this devotion leads to the thought fading away more and more, as if dissolving in a fog, and then disappearing completely from consciousness. One could also say, expressing a principle of this inner experience: the more the thought is experienced in its sharpness in the soul, the more it gains in energy through our own activity, the more it dies in the soul. To put it in an epigrammatic way, we can say: in order for the thought to reach the goal of spiritual research, it must die in the soul; and in dying, it undergoes an inner destiny, the destiny that also has the seed that is sunk into the earth to rot. But from its rotting, the strength for a new plant arises. When thought dies in us in the concentration of thought, it awakens to a completely different life; and one does not discover this different life until thought has died in inner sharp concentration. One must stop thinking in order to let the soul plant, that which arises from thought, germinate within oneself. And what then arises from the thought? It is difficult to express in human language what arises from the thought, because human language is created for the external sense experiences and not for the internal soul experiences. Therefore, in a certain respect, one can only hint at the inner experiences that come into question. As the thought, made energetic, dies away, the soul inwardly feels a burgeoning power, a power of which it becomes aware and of which it knows at the moment it becomes aware : This is spiritual-soul power; this is something that is not tied to your body; something that you carry within you without the mediation of your nervous system and your brain. But in grasping not the thought but the power of thought, there arises, as if by an inner necessity, the question that presents itself like a flash of lightning: “Where has the thought gone? After all, it was basically you yourself, in that you gave yourself over to it in sharp concentration of thought. You lived in the thought, and when it dissolved and died, it carried you away with it. Where has it gone? And where have you arrived now?” — Here one must choose a comparison. Just as we carry the thoughts we have of external nature within us, just as we know we have the thoughts, so we immediately perceive a state in ourselves through which we say: the thought as you had it has died in your concentration of thought; but through this it has awakened to another life – and has taken you with it. You are now thought of in the spiritual world! This is a harrowing, great, tremendously significant experience in the life of the spiritual researcher. For only in this way can one ascend into the spiritual world, by feeling itself grasped by it – as thought, if it were alive, would feel itself grasped by us. And basically, there is no other way to experience immortality than to appeal through our inner soul development to the invisible spiritual beings that always rule over us – just as the beings of nature visibly rule over us – and by appealing to our relationship with these spiritual beings, who begin to take the thought for themselves and think it for us the moment the thought fades. Now we begin to know: within the spiritual world there are beings whose existence goes beyond mere nature; as we human beings think with our thoughts, so our spiritual beings think, so these higher geniuses think the content of our soul. They hold us, they carry us; and through the fact that we are in them, our immortal being, which goes beyond our physical existence, is conditioned. We tell ourselves through spiritual science: If we cannot hold ourselves in death, if we lose what we have been able to create for ourselves in our existence between birth and death as inner experience through outer nature, then we pass through the gate of death and then see from the results of spiritual science that what is independent of us in the body is basically thought from higher beings. It is not the case that what we call the spiritual world expands around us in a similar way to the external nature – which many expect. External nature stands before us; we stand before it and we look at it. When we ascend into the spiritual world, it is different. There the spiritual world penetrates into our own experience, which we have only transformed; there we do not think about the spiritual world, there we must inwardly experience how we are thought. We are in the same situation vis-à-vis the spiritual world as our thoughts about external reality are vis-à-vis our soul. This is basically the most surprising thing about the external reality. It is the experience of spiritual reality that is reversed compared to that of sensual reality, that we say to ourselves: in the face of spiritual reality, when we really experience it, we feel the way nature should feel in the face of sensual reality; we do not think about the spiritual beings; we experience that when we have risen to them, we are thought of and held by them. If you want to express it pedantically and scientifically, we become the object of the spiritual world. Just as we are the subject in relation to the outer reality of nature, so we become the object in relation to the spiritual world. And just as the outer reality of nature stands before us as an object, so we rise to an experience of spiritual reality in which we ourselves are the object; for the spiritual reality comes to us as a subject — or as a multitude of subjects. This inner experience is very often, but always only by those who do not know it and who have no will to enter into it, presented as something subjective, as a purely personal matter. In a sense, the objection that is raised with this is quite correct. For what one can get to know in the first stage of spiritual research has a subjective character; this carries a personal nuance in all the struggles and inner conquests that one has to undergo in the process. And one can justifiably raise the objection that The researcher has the task of defining the limits of human knowledge, and he should be aware that what goes beyond the general limits imposed by external nature can basically only be subjective knowledge. The objection is justified, and none will recognize it as much as the spiritual researcher; but it is only valid up to a certain stage, and for the reason that in reality everything that one can go through subjectively, personally, is only preparation. In the moment when the preparation is sufficient, the objective spiritual reality comes to us as if by a grace that comes upon us as strength. What is experienced as preparation can basically be quite different for the most diverse people; but where they arrive in the end is the same for everyone. The objection is also often made that the spiritual researchers usually communicate what they communicate in a subjectively colored way; one says this about the facts of the spiritual world, the other that. That is quite right, but only right because many do not know how to communicate what presents itself through the grace mentioned, but because it is still their personal, subjective knowledge that they communicate, because they have not brought it to the point where the spiritual researcher arrives at a spiritual world that stands before him as objectively as the images of nature appear objectively before the human soul. The objections raised against spiritual scientific research — I have often said this here — are best understood by the spiritual researcher himself. When the spiritual world is reached by the spiritual researcher after sufficient preparation, then this spiritual researcher knows himself as experiencing an invisible, supersensible world. Knowledge has ceased to have meaning for him. This knowledge has been completely transformed into direct experience, into the most immediate inner perception. And now the spiritual researcher experiences what becomes immediate truth for him. He knows: Now you live in the world in which you are always during the course of twenty-four hours; you now live in the spiritual realm, in the soul's existence, in which you are otherwise always unconsciously during sleep. Through spiritual research one gets to know the state of sleep, learns to recognize that in it the human soul is really outside its body, that it has the body before it, as one otherwise only has the objects of the external world before it. How does one learn to recognize this? By the fact that one is now really in a state in which one is otherwise during sleep, only in a completely opposite way. In sleep, consciousness is depressed and darkness spreads around us. But now, as a spiritual researcher, one can look at this state because one experiences it – but not unconsciously, as in sleep, but consciously. One knows: One is, by having come out of the body – for one consciously comes out of the body – inwardly united with the spiritual world; one has become one with the spiritual world. And now the question is answered: Why is it then usually the case that the soul is unconscious during sleep? Why is it outside of its body in this dull, dark state? This question is answered for the spiritual researcher by the fact that he can now recognize what has been removed through his preparation in his inner soul being, and what is there for the soul when it is asleep. For the spiritual researcher arrives at a battleground, at an inner battleground, through his preparation, and it is difficult to find words to express what comes to man with tremendous intensity, with an inner tragedy, when he wants to bring the thought to extinction and to rebirth in another sphere. What takes hold of the human soul and can lead to the human soul being torn apart is that, if you do not properly control yourself, an inner opposition, an inner rebellion arises against what you do inwardly. For at the moment when the thought extinguishes itself inwardly, one feels: the more one lives out of one's own consciousness into the consciousness of the invisible spiritual beings that rule in the invisible, the more inner forces are awakened that lead the most fierce opposition against this rising out of one consciousness into another. One senses something coming that does not want to be done. And that inner discord, that rebellion against one's own act becomes the tragic inner struggle that every true spiritual research has to fight intensely. All words are too weak to really express what has to be lived through. For when one is so inwardly absorbed, one feels as it were removed from oneself, when one is lifted up into another sphere, then that opposition asserts itself, which says: “You do not want to lose yourself, but you do everything to lose yourself. It is indeed death that you are preparing for yourself; you do not live with your being in you, you become the thought of another. You die within yourself!” And everything that can be mustered with an enormous will, in protest against inner action, asserts itself as an opposition to this absorption. The next step is to gain control over this inner opposition, over what arises from the depths of the soul. One must first find it, which offers the possibility of getting out of this state. Once one has found it, the second step is to add to the concentration of thought, which, as it were, is subject to the second greatest spiritual law of the development of the human soul. One asks oneself: What is it in you that rebels? What is it that rears up like a terrible rebel? And just as one builds on the thought by having it and making it disappear and resurrect in another sphere, so too must one now build on what one already has. And that which one has, which one must build on, is what one can call human destiny. This human destiny approaches us in such a way that we experience its inner blows – whether good or bad – as coming from outside. How far removed are we in human experience from taking what fate is as something other than what “happens” to us, what “coincidence” is in the best sense of the word? But one can begin to take it differently. And by beginning to take fate differently, one becomes a spiritual researcher. One can start by asking oneself: What are you actually in relation to your fate? You can look back into your past, which you can survey in your youth or in the years you have lived through so far, and survey your destiny; you can look at the individual events of this destiny, as far as you can grasp them, in retrospective investigation, and you can ask yourself the question: What would you actually be if this destiny with all its “coincidences” had not befallen you? And if you look into this question, which must now be a very personal one, very deeply, you realize: however the blows of fate may lie, whether they have turned out well or badly, what we are now, we are through all the good and bad blows of fate; we are basically nothing other than the result of our fate. One wonders: what are you, then, other than the result of this fate? If this or that had not affected you, it would not have shaken and stirred your soul, and so you would not be what you are now. And when you then survey your entire destiny in this way, you find that you, with your present self and all your experiences, are basically connected with destiny in the same way that the sum in an addition is connected with the individual addends and addents. Just as the sum in an addition is nothing other than what flows together through the individual addends, so we are basically nothing other than the sum of all the good and bad blows of fate we have suffered, and we grow together with our destiny by contemplating it. The first feeling we can then give ourselves over to is: You are one with your destiny. And whereas we used to separate ourselves from our destiny, whereas we used to stand apart as a special ego, now the special ego flows into the stream of these events of destiny. But it flows into it in such a way that it does not just stand there like a result in the stream of the present; but by gradually experiencing this flowing together, our destiny takes our ego – that which we are – with it, so to speak. We look back on the course of our destiny and, as we look at our destiny, we find our own activity in it; we grow into the becoming of our destiny. We not only feel at one with our destiny, but we gradually grow into our destiny to such an extent that we unite with destiny and its deed. And now it is again one of the most significant, great inner experiences that, looking back on a stroke of fate, we do not say to ourselves: it hit us, it happened to us by chance, but that we say to ourselves: we were already involved in this fate; through it we have made ourselves into what we are today. Such a contemplation cannot be carried out only in thoughts, in ideas and images. Every step of such contemplation is filled with inner emotional, vital soul reality. The growing together with destiny is experienced; the I expands through destiny. And what expands – one learns to recognize it as something quite different from thought. As the other soul element, one learns to recognize it as present in us, as the will that is carried by feeling. We feel the thought as it concentrates, dies away and, as a force, rises up in a foreign spiritual world, from which we are, as it were, thought; our will, our will carried by feeling, grows back into the vastness of time, grows out of itself, so that it coincides with our destiny and becomes ever stronger. By feeling ourselves as one with our destiny, we do not experience dying in thought, but an ever-living and becoming-alive of the will. While the will is initially concentrated in the single point of our present, and we let it flow into our deeds and words, it expands, as from a small point of germination, in the stream of time to that which shines backwards, which, as it were, has created us ourselves. Our will – that is the second law that comes into play here – by giving itself to fate, by losing itself to fate, becomes stronger and stronger, more and more powerful. It moves from the state in which we usually have it to a completely different state. The thought dies in order to be reborn in a new existence. With the will, we stand in such a way that at a certain moment it is dead to our destiny; it is dead to the vicissitudes of fate. If we guide the will in inner meditation about our destiny, it becomes stronger and stronger – by sacrificing itself and, as it were, becoming more and more devoted to our destiny, by recognizing that we ourselves live in our destiny. The thought passes from its strength to its dying away and to its revival in another sphere; the will passes from its momentary effect to an enormous breadth, in that it becomes the bearer of our entire destiny. And here is where experience really expands into a realm that is not accessible to outer experience. Outer experience is only accessible to the extent of experiences where consciousness has awakened, where outer memory begins: in the third or fourth year of a person's life. But when we really live through ourselves with our will, so that we no longer regard our destiny as something alien, as something that is “outside,” then we no longer remain — and with time this inner experience develops — with the consciousness of the soul in our present life. Then we look back into the far, far distance, look back to the states of our soul that preceded our birth or conception, look back to times when our soul itself lived in the spiritual world before entering into physical earthly existence, look back to a state of the soul when it prepared forces to take hold of our body. Thus, by preparing the will to undergo the opposite of what is experienced in the concentration of thought, we grasp our own life beyond birth and death. If we want to grasp the thought, we must detach ourselves from external reality, we must become blind and deaf to the external sensory reality, we must withdraw completely into ourselves; then the thought is transformed so that we ourselves are thought by higher consciousnesses. With the will, we must do the opposite: we must spread into what is otherwise only outside of us. With our thoughts we go within ourselves; with our will we go out of ourselves, go into our destiny and through the passage through our destiny we find the way into the spiritual worlds, where we, according to the reality of our soul, stand in the most comprehensive reality, in that reality which has already taken hold of us before we descended to physical existence. What I am expounding here, seemingly theoretically, is only a description of the inner experiences that the spiritual researcher has to undergo in order to ascend to the knowledge of the spiritual world, to come to the vision of the spiritual world. In relation to external nature, nature precedes and knowledge follows; in relation to spiritual nature, knowledge — that is, something that proceeds like knowledge — precedes as preparation; the vision follows. And now we recognize ourselves in what basically always lives in us, but which humanity will also have to look at scientifically if the development of culture is to continue spiritually; but in order for this to enter consciousness through the progressive forces of development, the scientific grasping of these processes must precede. Of course — one should not even have to mention this — we do not “make” the soul experience by grasping it in this spiritual-scientific way; but we perceive that which is always within us. But just as in the knowledge of nature, experience and knowledge develop out of observation, so in spiritual science, if human evolution is to progress, then the knowledge of spiritual processes must develop into an understanding of the spiritual world. And what one recognizes is that which is independent of the outer physical body, which, as it were, attracts it by descending from the spiritual world into the physical. But even in our ordinary everyday life, we live out of our physical body, in that – for reasons that have been discussed here many times – we alternately enter into a state of sleep within the course of twenty-four hours. And when we consider the state of sleep, we can ask the question: Why does that which otherwise enters into spiritual consciousness become dulled during sleep? Why is there darkness around us then? And then, through spiritual science, we recognize precisely at the moment when the soul, through real preparation in concentration of thought and meditation, takes hold of itself powerfully, how this power enters the body, and we also recognize, because we then grasp the inner, immortal power, what obscures it in ordinary sleep, what makes it impossible to see spiritual reality in sleep when one is out of the body. When one examines this, when one beholds the spiritual reality, which is otherwise darkened, one notices: There is an excess of desire in the soul, an overgrowth of cravings, an emotional penetration of the most intense life of desire, a much stronger life of desire than is present when the soul submerges back into the body and wakes up. And what does the sleeping soul desire? This can be seen through spiritual scientific research: in sleep the soul desires to re-enter the physical body, into that which it has left, in an intense way. And because the desire to re-enter the body is overwhelmingly strong in the soul, this desire, like a fog that covers the clarity, extinguishes for the soul what it would otherwise perceive as belonging to the spiritual world: the consciousness of higher beings and their experiences, their — the soul's — inclusion in higher beings — and their inclusion in these before birth and death. But because the soul needs the forces that can come to it only from the spiritual world, just as the body needs the forces that can come from the world of atoms, it must immerge again and again into the spiritual world. But because it always desires to immerge into the body, its consciousness for the spiritual processes remains extinguished, even when it is free of the body in sleep. What a person experiences in his body, he will never be able to experience directly without this body. What he experiences in this body is that the little power he has in his soul to see the spiritual directly is overgrown in ordinary life by the desire for the body, and that this power in the body, where the soul has this power, becomes stronger and stronger. In the body, the soul learns to develop consciousness and self-awareness. That is the essence of this bodily life. The soul undergoes this life in the body, not as in a dungeon, not as a form of imprisonment, but as something necessary for its overall experience. For the soul can only become what it is meant to be through experience, and this experience changes from a dull to a brightly conscious one. But the conscious powers are first stimulated in the body. When the soul has, as it were, received its satisfaction, it devotes itself to being overshadowed by consciousness. This consciousness passes over into the soul as a power. And then — this is made especially clear by spiritual science — when the soul experiences 'becoming conscious' in the body, it retains the after-experience of this consciousness. Something comes into force that is higher than ordinary memory, but still similar to ordinary memory. In our lives, we remember through our ordinary memory what experiences we have gone through; we can call this up again in the soul. What the soul experiences in the body – this brightening of consciousness, this permeation with consciousness, this remembrance of self-awareness – occurs in the spiritual researcher when he undergoes what I have spoken of, so that he has the experience in his soul as in a memory. We must hold on to this. The spiritual researcher lives in a higher spiritual world; he becomes, as it were, a thought of higher beings. But by permeating himself with what spiritual research can give, what would otherwise become rebellion becomes such an inner experience that he now, by living in the spiritual world, remains afflicted with a memory of his bodily life. Now he knows: this physical life does belong to you after all. And now this rebellion is stripped away by the memory that one has gained through the expansion of one's destiny. One knows: now one is not exposed to spiritual death in the spiritual world. For however much one may merge into the consciousness of higher entities, one lives oneself up in such a way that although the thoughts are grasped by the higher entities, we remain in the power of inner experience; we preserve ourselves, we retain ourselves when we live ourselves up into the higher consciousnesses, how the thoughts are preserved in the consciousness of the higher entities. What we keep in our memory as a memory is not reality until we bring it up from our memory. How it is down there in the dull subconscious is of no interest to man at first; there it has no reality. That is why I called it what the spiritual researcher then has, something like a higher memory, which is similar to memory after all. It is as if we live ourselves up into the consciousness of higher beings, as if all our thoughts retained independent reality, and the stream of our experiences is not just like a stream for our memory, which is there for us to draw up into our memory, but as if the experiences in their own spiritual reality are floating in it. Thus, through the experience that has been hinted at, through the memories, we live our way up into a higher world, but these memories are ourselves, grasping us in our own remembering. It is hardly different from a parable, but it expresses the fact when one says: by developing itself further through meditation, through concentration of thought and through outpouring of the will over fate, the human soul becomes something for those entities which it takes up in its consciousness and which it holds in the regions in which it lives after death and before birth. But just as thoughts only have an existence that is borrowed from us, so we live our way up into the “thought-being” of the higher consciousnesses, and in that they look back on us, they look back on us as on entities that have remained independent. By taking hold of ourselves in our destiny, we maintain ourselves in the consciousness of higher entities. All that I express in this way is only the knowledge of the facts, which is always there for the soul. For what the spiritual researcher experiences is nothing other than the knowledge of what the soul experiences when it goes beyond the external reality through the gate of death. But as external natural events take place without our initially knowing about them, so too does death pass us by and makes the soul what it must make it. But in the course of human development, man must learn to know what death makes of the soul; through spiritual science he must acquire knowledge about what is called: the approach to the riddle of death. That is why what the spiritual researcher comes to in his inner soul development has been called, with a certain justification, “arriving at the gate of death”. From the observation made about sleep, it can be seen that the human soul, in its purely spiritual existence, is “dulled” by the desire for the body. When it passes through the gate of death and detaches itself from the body, it does not remain dulled by this desire. Rather, by withdrawing from the body, it is cured of the desire for the body; the desire pushes itself out of the soul, and the soul experiences being together with the spiritual world. The soul learns to experience itself in the spiritual world. But it would be dependent if it had not passed through death. The soul must pass through death because it is the greatest fact, the greatest experience for it. As we must enter the body through birth, so we must leave the body, pass through death, must die, in order to grasp ourselves as a self in the spiritual world through the experience of death and dying. We become a memory of higher consciousness by shedding the consciousness of the present that we have in the body; and after death, what our self gives us is presented to us in a different way than it is presented to us in the form of our self between birth and death. Between birth and death, we are so immersed in life that we lose our sense of self when consciousness is dulled, that we obscure what we experience in our sleep. Simultaneity exists between us and our body, but also between us and our self-awareness. After death, this changes. What in ordinary life between birth and death is, as it were, the ordinary spatial relationship to our spatial body, becomes after death a relationship to our being in time. After death, we look back on what we have gone through in our corporeal existence, and in this looking back, in this connection with our corporeal existence, we feel our self-awareness, we feel ourselves as selves. In time, the relationship to our self becomes. By looking at our spiritual surroundings, we merge into the higher beings in which we live. We retain our independence, our full self-consciousness after death, by immersing ourselves with our memories in the past life of the body — just as we immerse ourselves each day in the existence of space in order to arrive at our self-consciousness. Thus the human soul passes through the full experience, which includes death, to which death belongs as something necessary; for to self-awareness in the spiritual world belongs the experience of death in the sense world. With this, we can at the same time suggest – but only suggest; in the following lectures this winter, this will be explained in more detail – how this experience of death presents itself. Of course, when a person passes through the gate of death, he will remain unconscious of what he is experiencing. But as he becomes more and more familiar with the spiritual world, he strengthens himself with the forces that can flow to him from the spiritual world, and purifies himself from the forces that, between birth and death, as the desire for the body; and in this inner purification from dullness, the retrospect into one's own self arises, and with it, the insight into the spiritual world arises. The experience after death occurs, so to speak, in such a way that the memory of the experience of death gradually arises in the human soul only as the human being penetrates into the spiritual world after death. But then, when looking back on earthly life each time, it is the case for the human being that his self-awareness blossoms just as it blossoms within the sensory world when he normally awakens. What has been explained here cannot, of course, be proven externally. Therefore, it is very easy for those who do not want to engage in the true proof of the spiritual world to make objections. Anyone who demands that the spiritual world should be proved in the same way as the facts of external natural science and its laws, and who then, when that is not possible, is of the opinion that all talk about a spiritual world is only subjective talk, must be told: The spiritual world cannot speak to the general public in such a way that anyone can conduct the experiment, the observation. But that is why spiritual science does not remain mere subjective talk, but something that has value and significance for the general public; because there are methods, the workings of the soul, that lead every person to penetrate into the spiritual world when they go through them. Therefore, if someone says, “Your spiritual world is not clear to me; prove it to me according to the methods of external natural science,” the reply must be: You must obtain the proof for yourself by applying to your soul what is applicable to every human soul as the methods indicated by spiritual science! What I have today only been able to discuss in general terms, about the thought, its dying away and its revival in another sphere, about the spreading of the will over fate, and how it must work there in detail, I have presented in more detail in my book “How to Know Higher Worlds”, which has now been extensively revised and is available in a new and I have also tried to present it in a different way in the book 'The Riddles of Philosophy', which has now been published as a second edition of my 'World and Life Views in the Nineteenth Century' with a 'sketchy outlook on an anthroposophy' as a result of the entire spiritual-philosophical development of the West. Let it be emphasized once more: spiritual science does not give something that would not be there without it — just as natural science does not give something that would not be there without it. But the fact that man knows something presupposes that the facts of knowledge are there first. But when the facts are absorbed into consciousness, spiritual science will give the human soul what equips the soul with strength and power, as it will need it in the future. The soul has certainly had an awareness of its connection with the spiritual world in the past as well. But humanity continues to develop and evolve. And the results of spiritual scientific research will increasingly be part of what the soul will need for its inner strength, what will bring it to an awareness of itself, will be a real knowledge of the spiritual world, the world of the soul, which can only be imparted through research, just as knowledge of nature can only be imparted through research. Through this spiritual scientific research, the human soul is given what memory expands beyond the horizon, beyond which it can otherwise only roam. Today, this can only be hinted at. As the will expands to embrace destiny and the human being becomes one with destiny, and as the will in man grows to such strength that he grasps what blows of fate are in good and evil, and knows: I myself have formed all this —, memory grows back over earlier experiences, and also grows into those times that represent earlier human lives on earth. Only a hint can be given of what is to be explained in later lectures: intimately connected with the expansion of will over fate is the realization that man not only accomplishes one earth-life, but that this one life is the result of previous earth-lives, that this preparation of the will of fate has taken place in previous earth-lives. And so it presents itself in our consciousness that what we now grasp with our will is the cause for later earthly lives, and has an effect on later earthly lives. Especially in the spiritual culture of Central Europe, the stages by which outstanding leader spirits have grasped this connection between the human soul's experiences and the spiritual world have always emerged in their souls. And if it has been said today that the human soul can, through the concentration of thought, cause this thought to die away and to revive in a higher world, then reference can be made to a spirit to which I have already drawn attention in earlier lectures: to Johann Gottlieb Fichte. He did not yet have spiritual science. But he was so immersed in German, Central European spiritual life that he saw the certainty of the human soul's place in eternity from the way he found himself placed in this spiritual life, as if from an elementary, impulsive consciousness. In many places in his works, Fichte has expressed what emerged to him, what he felt about the human soul's standing within the world of a higher consciousness; but perhaps there is no place where he expresses this connection of the human soul with eternity more intensely than in his appeal to the public, in which he defended himself against the false accusation of atheism. There he says – addressing external nature as “thou” and the I that comes to grasp itself as “I” – the following words: “You are changeable, not I; all your transformations are only my spectacle, and I will always float unscathed above the ruins of your forms. That the forces are already at work now that are intended to destroy the inner sphere of my activity, which I call my body, does not surprise me; this body belongs to you, and is transient, like everything that belongs to you. But this body is not me. I myself will hover over its ruins, and its dissolution will be my spectacle. That the forces are already in effect which will destroy my outer sphere, which has only just begun to become so in the next points — you, you shining suns all, and the thousand times thousand world bodies that roll around you, cannot alienate me; you are doomed to die at birth. But when, among the millions of suns that shine above my head, the youngest will have long since exhausted its last spark of light, then I will still be the same, unharmed and unchanged, as I am now; and when so many new solar systems have emerged from your debris will have streamed together as many times as there are of you, you shining suns above my head, and the youngest among all her last sparks of light will have long since been emitted, then I will still be, unharmed and unchanged, the same as I am today."These convictions are not merely theoretical realizations; these convictions are experienced. And that is what I wanted to bring to the feeling and emotion in the last of my lectures here, that precisely Central European, German intellectual life is the one that contains the best, the most beautiful, the most energetic seeds for this experience. Hence it is that out of this spiritual life itself there may flow the consciousness of its significance in the world, and that now, when in the outer life of Central Europe this spiritual life too is confronted with the question of being or non-being, this spiritual life can know from its own direct knowledge what its calling is and how it must live, and how it must not perish because it is necessary to form the bond between the human soul and the eternals. Then, especially from this spiritual life, flows that consciousness which sees, as it were, in an intense form when one now turns one's gaze to all – we may already say – heroic natures who stand between life and death in the stream of today's events. We look at the great riddle, at the great question of fate that is posed to us today by the epoch — also in this form in which it is posed to us by today's events: the question of life and death. And when we look from the point of view of spiritual science at what lives in the human body, lives in the knowledge that it is sheltered in the consciousness of higher beings, that it can believe itself to be preserved as a living, independent memory then, when this body is destroyed, — that which lives there, that is what must appear before our soul today, when we see so many bodies fall in sacrifice, in the great sacrifice of the time. We ask ourselves: When viewed from the perspective of spiritual science, do the events of the soul really impose themselves on the soul of the one from whom death is demanded by the events of the time, mostly at a young age? We look up to the one from whom death is demanded in the sacrificial service of time, we look at what we grasp spiritually as a soul-like measure of strength, and we know: The thread of life is torn from that which lives in the body in the bloom of youth, at a time when the soul and spiritual powers could still experience for a long time. But truly, when we have recognized these spiritual powers through spiritual science, then we know that they remain alive, that they pass over into a spiritual world, into a new context, when they detach themselves from the old one. And when we then think how we ourselves become memories and thoughts in higher consciousnesses, then this death of the times, which appears so tragic to us today, will appear to us in a higher light. So that we see the forces that we see taken from the body penetrating into higher consciousnesses – and see these higher consciousnesses looking down on physical life on earth. With their strengthened powers, they have absorbed everything that man has sacrificed to them. And because it is the higher consciousnesses that offer us spiritual nourishment, the powers for the fertilization of the soul, the powers of preservation and life, just as physical powers offer us physical nourishment, we can look up to those who today, through the events of the times, go into the spiritual world with a sacrificial death, as something that in the future will look down strengthening and invigoratingly on what is taking place on the physical plane of the earth. It acquires a real, a true meaning when it is said: the sacrifice on the battlefield acquires a meaning through the whole development of humanity. And what is meant by this becomes understandable when we know: just as we, as physical human beings, face nature and it gives us its nourishment, so we give ourselves to the spirits and gods for nourishment; but they themselves give us what we need for nourishment and for strengthening the soul. And when young forces, who die on the battlefield or languish from the consequences of their wounds, leave the body, then these young forces are refreshment forces for the human evolution of the future. It becomes very real when the one who sacrifices himself on the battlefield is imbued with the consciousness that he does not merely die, but lives in his death and will live differently than if he had died a different death, will live for the salvation and for the vigorous future of humanity. We look at the meaning of these sacrificial deaths by recognizing how the seeds are sown for the prosperity of humanity in the future, and by knowing how consciousness can permeate the warrior, that he experiences his death today, that he experiences his wounded fate today, but that he retains the strength through which he will remain united with that for which he dies throughout the future. Torn out of all sentimentality and placed in the simple reality, reality, is placed in what otherwise could so easily only be taken symbolically or figuratively. Such a spiritual contemplation, as we have undertaken today, about the life of the human soul in the outer existence and also in the supersensible existence, I believe, in the right sense, creates right impulses in that which we experience today as the “fate of the times”. And if, in the context of a significant spiritual experience, a poet — Robert Prutz — has spoken beautifully of the ideal deeds of his people, then we may, from the point of view of spiritual science, give these words an even deeper meaning in view of current events. Regarding what the human soul experiences in life and in death, we may ask: What is the meaning of the death and suffering that are now demanded of us by the times? And today, deepening the meaning of Robert Prutz's words, we can say to anyone who will sympathize with and experience what is demanded of us today: what Robert Prutz said in the face of an event less significant in world history:
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173a. The Karma of Untruthfulness I: Lecture III
10 Dec 1916, Dornach Translated by Johanna Collis |
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He also enthuses about Goethe's scientific writings and shows that he has drawn a little nearer to what we are coming to know as Anthroposophy; but in his case it is only a beginning. I might add, by the way, that his recent book about expressionism is full of praise for his Danzig friends—of course, so that they should stand out favourably in comparison with the Berliners. |
173a. The Karma of Untruthfulness I: Lecture III
10 Dec 1916, Dornach Translated by Johanna Collis |
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In order to examine, from our point of view, the subject we are dealing with at present, we must never lose sight of the manner in which spiritual-scientific observation—with all its significance for mankind's development in the fifth post-Atlantean period and for the preparation of the sixth—makes its appearance. For without paying attention to how materialistic man today is negligent with regard to a spiritual-scientific observation of the world, we cannot proceed to the source of present-day events. As a starting point for further discussions I want to show you the manner in which, in some individuals, a kind of compulsion comes about to look up to those worlds with which our spiritual science is concerned. It is important to realize that this compulsive winning-over of these people to a certain view of the world is only sporadic so far. Yet, even so, there is much in it that is extremely characteristic. A short time ago I mentioned to you that a certain Hermann Bahr had published a drama, The Voice, in which he attempts—though rather after the manner of the Catholics—to link the world that surrounds us and is accessible to our physical senses with spiritual events and processes. Not long before writing this drama, Hermann Bahr wrote a novel Ascension and this novel is really in some respects a historical document of today. I do not want to overstate its artistic and literary merit, but it is certainly a historical document of our time. As is the way with karma, it so happens that I have known Hermann Bahr, an Austrian, for a very long time, since he was a young student. This novel, Ascension, describes a romantic hero, as literary criticism would say. He is called Franz and he seems to me to be a kind of likeness—not a self-portrait, but a kind of likeness—of Hermann Bahr himself. A lot of interesting things take place in this novel, which was written during the war. It is obviously Hermann Bahr's way of taking issue with present-day events. Imagine that the hero of this novel represents a kind of likeness of a person living today, now fifty-two or fifty-three years old. He has joined in all the events of his day, being involved very intensely from a young age in all sorts of contemporary streams. As a student he was sent down from two different universities because of his involvement in these various streams, and he was always intent on joining his soul forces to all sorts of spiritual and artistic streams. This is not a self-portrait; the novel contains no biographical details of Hermann Bahr's life. But Bahr has definitely coloured his hero, Franz. A person is described who endeavours to come to grips with every spiritual direction at present to be found in the external world, in order to learn about the meaning of the universe. Right at the beginning we are told about all the places Franz has frequented in order to gain insight into universal matters. First he studies botany under Wiesner, a famous professor of botany at the University of Vienna. Then he takes up chemistry under Ostwald, who took over from Haeckel as president of the Monist Society. He studies in Schmoller's seminar, in Richet's clinic, and with Freud in Vienna. Obviously someone who wanted to experience present-day spiritual streams would have to meet psychoanalysis. He went to the theosophists in London and he met painters, engravers, tennis players and so on. He is certainly not one-sided, for he has been in Richet's laboratory as well as with the theosophists in London. Everywhere he tries to find his way about. His fate, his karma, continues to drive him hither and thither in the world, and we are told how here or there he notices that there is something in the background behind human evolution and discovers that he ought to pay attention to what goes on behind the scenes. I told you yesterday about one such background and I now want to show you how someone else was also won over to recognize such things. So I shall now read a passage from the book. Franz has made the acquaintance of a female person. She is particularly pious—Klara has her own kind of piety—but just now all I want to do is point out that this is of importance to Franz:
The pious men in this connection are Catholic priests, and he does attempt to discover whether their opinions and knowledge can help him find his way in the affairs of the universe. The book continues:
He had met a canon who had shown himself to be a man with few prejudices in any direction.
forgive me for reading this, but Hermann Bahr wrote it
You see, he is searching! We are shown a person who is a seeker. And although this is not an autobiography you may be quite certain that Hermann Bahr met this Englishman! All this is told from life.
As you see, Franz did not want to undertake these theosophical exercises; he did not want to find a transition to knowledge of the spiritual worlds by this means. But something about which we had to speak yesterday is beginning to dawn. People are being won over into recognizing the course of certain threads and they are beginning to notice that certain people make use of these threads. If only people like Hermann Bahr would approach this matter even more seriously than they do. Even the canon encountered by Franz did so more seriously. Franz was once invited to the home of this canon together with some rather unusual company which is described. We discover that the canon associates with all sorts, not only pious monks but also cynics and frivolous people of the world. He invites them all to his table. Franz noticed a number of things. The canon led him into his study while the others were conversing together. As we know, when dinner is over, something else always follows. So the canon led him into his study:
of course a canon needs theology least of all for himself
We can forgive the canon, can we not, for wanting everything to be ‘Catholic’; what is important for us is that he has turned to the natural scientific writings of Goethe.
Let us forgive the canon.
Goethe has good reason for this, of course!
You notice, even in these circles a different Goethe is sought, one who can follow the path into the spiritual world, a different Goethe for sure than that ‘insipidly jolly, common or garden monist’ described and presented to the world today by the Goethe biographers. As you see, the path trodden by Franz is not so very different from those you find interwoven in what we call our spiritual science and, as you also see, a certain modicum of necessity can be present. May I remind you—I have often mentioned it—that the death of the Archduke Franz Ferdinand of Austria is one of those concealed events of the present day, despite all that occurred on the external physical plane. I have stressed especially that if the physical and spiritual worlds are taken together, then for them as a totality there was something present before the assassination of Franz Ferdinand that became different after that event. It does not matter in such cases what things look like in external maya! What occurs inwardly is the important thing. As I told you: What rose up as the soul of Franz Ferdinand into the spiritual worlds became a focal point for very strong, powerful forces, and much of what is now happening is connected with the very fact that a unique transition took place between life and so-called death, so that this soul became something quite different from what other souls become. I said that someone who has lived through recent decades in a state of spiritual consciousness must know that one of the main causes of today's painful events is the fear in which the whole world was drenched, the fear that individuals had of each other, even though they did not know it, and above all the fear that the different nations had of one another. If people had seeing eyes with which to track down the cause of this fear, they would not talk as much nonsense as they do about the causes of the war. It was possible for this fear to be so significant because it is woven as a state of feeling into what I described to you yesterday by means of examples. Please regard this as a kind of sketch. But, drenching everything is this aura of fear. That soul was connected in a certain particular way with this aura of fear. Therefore that violent death was in no way merely an external affair. I told you this because I was able to observe it, because for me it was a particularly significant event that is connected with many aspects of what is going on at present. I do not suppose that such things, which obviously ought to be kept within our circle, have been talked about all over the place outside our circle. The fact is, however, that I have been speaking about these things in various branches since the beginning of the war. There are witnesses who could verify this. Hermann Bahr's book appeared much later, only quite recently. Yet in it there appears a passage that I shall quote in a moment, and I would ask you to pay attention to the following fact: Within the circle of our anthroposophical spiritual science, indications are given about an event that is spiritually very important; then a novel written at a later date is published, in which is found a character who always appears to be rather foolish. He is actually a prince in disguise, but he appears as a foolish person who performs lowly tasks. From a poster—he is living in a rural area—he learns of the assassination of Archduke Franz Ferdinand, whereupon he makes a remark which almost causes him to be lynched and leads to his being locked up; for any police force would naturally be convinced that somebody making such a remark immediately after an assassination must be a party to the plot. Though there are many miles in between, the one event having happened in Sarajevo and the other taking place in Salzburg, nevertheless to the police, in its wisdom, that man must be a party to the plot. It now emerges that this person is a prince in disguise and that he owns a deeply significant mystical diary. The reason for the remark he made also emerges. He was actually a prince, but had found the whole business of being a prince irksome and so had disguised himself as old Blasl who performed lowly tasks, behaved stupidly, even let himself be beaten by his master, and hardly ever spoke a word; he became talkative on certain occasions but usually he said nothing. Then when he was being investigated he was found to possess a mystical manuscript which he had written himself. The book continues:
‘The manner usual here’ denotes the manner usual on the physical plane: We were in communication with one another, though not after the manner of the physical plane.
For Franz was the only person in that town who could understand Spanish, and since the notebooks were written in Spanish he was asked to help out. There is a little gentle irony here too, since in Austria anything not immediately understandable is said to be ‘Spanish’. Since Blasl, or rather the Infante, was suspected of being a party to the plot, it was necessary to read the notebooks, and since Franz had once been in Spain, it was he who had to read them. For Hermann Bahr had also once been in Spain. So you see, since we must assume that Hermann Bahr had not been tipped off about this, that we have here an example of a remarkable winning-over of an invidual to a recognition of these things, of an inner need growing in him today to occupy himself with these things. I think it is justifiable to be somewhat astonished that such things appear in novels these days; it is something to do with the undercurrent of our time. Admittedly, to begin with, only people like Hermann Bahr are affected, people whose lives have been similar to that of Hermann Bahr, who went through all kinds of experiences during the course of time. Now that he is older, having for a long time been a supporter of impressionism, he is endeavouring to comprehend expressionism and other similar things. He is a person who has truly been capable in his soul of uniting himself outwardly and inwardly with the most varied streams. He really immersed himself in Ostwald's thoughts, in those of Richet, in those of the theosophists in London, struggling to enter fully into them. Only finally, when his perseverance failed him, did he happen upon Canon Zingerl, whom he now considers to be a Master. He did indeed immerse himself to the full in internal and external streams. When I first knew him he had just written his play Die neuen Menschen, of which he is now very ashamed; its mood was strictly social-democratic, and there was at that time no more glowing social-democrat than Hermann Bahr. Then he wrote a short one-act play which is rather insignificant. He then converted to the German nationalist movement and wrote Die grosse Sünde from their point of view. Again, there existed no more radical German nationalist than Hermann Bahr. Meanwhile, he had reached his nineteenth year and was called up to serve in the army; now he was filled to the brim with militaristic views and soldierly pride. He understood, you see, how to unite his soul with external streams, yet he never shirked coming to grips entirely seriously with those that are more inward as well. After his period as a soldier he went to Berlin for a short while and there edited a modern weekly journal, Die freie Bühne. Chameleon-like, he could turn himself into anything—except a Berliner! Then he went to Paris. He had hardly arrived, could not even conjugate a reflexive verb with être but used avoir with everything, when he started to write enthusiastic letters about the sunlike being Boulanger who would surely show Europe what true, genuine culture is. Then he went to Spain, where he became a burning opponent of the Sultan of Morocco against whom he wrote articles in Spanish. Finally he returned, not exactly a copy of Daudet but looking very like him. He told us about all this in the famous Griensteidl Café which has offered hospitality to all sorts of famous people since 1848 when Lenau, Anastasius Grün and others went in and out there. Even the waiters in this cafe were famous; everybody knew Franz, and later Heinrich, of Griensteidl's! Now it has been demolished, but because Hermann Bahr talked so much there about the way in which his soul had entered into the spirit of France and about that sunlike being Boulanger, someone else had grown rebellious, and when Griensteidl's was pulled down Karl Kraus wrote a pamphlet Literature Demolished. I still remember vividly how Hermann Bahr told us about the grand impressions he had gained and how he, the lad from Linz, had been the proud owner of the handsomest artist's face in the whole of Paris. He spoke enthusiastically about Maurice Barrès and stood up in the most intense way for the French youth movement; through the outpouring of a single heart filled with ardour we gained an experience of the total will-force of a whole literary movement. Then, in Vienna together with others, he founded a weekly journal himself, to which he contributed some really important articles. He became increasingly profound yet, with him, superficiality always seemed to go hand in hand with profundity. Thus he never stopped changing: from social democrat to German nationalist, from a militaristic disposition to a glowing admiration for Boulanger, then discipleship of Maurice Barrès and others; and after a later transformation he began to appreciate impressionist art. From time to time he returned to Berlin, but always departed again as quickly as possible; it was the one place he could not tolerate. Vienna, on the other hand, he loved dreadfully, and he expressed this love in many ways. In more recent years his beloved friends in Danzig have invited him a number of times to lecture on expressionism, something they are said to have understood exceedingly well; and the lectures are included in his book on expressionism. He also enthuses about Goethe's scientific writings and shows that he has drawn a little nearer to what we are coming to know as Anthroposophy; but in his case it is only a beginning. I might add, by the way, that his recent book about expressionism is full of praise for his Danzig friends—of course, so that they should stand out favourably in comparison with the Berliners. Lately it has been said that Hermann Bahr has converted to Catholicism. I don't suppose he will be all that Catholic though—perhaps about as much as he was boulangistic in days gone by. But he is a human being! You have now seen in his most recent novel that through his very worldliness, through his longing to learn about everything in his own way, he has now been touched by the necessity to discover something about man's ascent into the spiritual world and about the links between human beings that are different from those ordinary physical links; in other words, links of the kind we described yesterday. You can understand why I find it to some extent significant that such a novel should contain not only general echoes but should lead to a point as concrete as the death of Archduke Franz Ferdinand. This shows that these things are far more real than is generally supposed. Just such things as this must show us that what takes place on the physical plane is often no more than a symbol of what is really happening ‘behind the scenes of earthly life’. For if you read about what has occurred in connection with these events, in connection with this assassination, without appealing to the spiritual aspect, it will be impossible for you to understand that someone can be led to place such significance on the matter. But it is not yet possible today to speak about these things without some reservation; as yet, not everything connected with these things can be expressed. Attention may be drawn to some aspects only; to begin with, perhaps, the more external ones. Let us recall what was said yesterday about the world of the Slavs, about the soul of the Slavs. The testament of Peter the Great appeared on the scene in 1813, or perhaps a little earlier, and was disseminated for good reason as though it stemmed from Peter the Great himself. This document is used to seize hold of a natural stream, such as the stream of the Slav soul, in order to guide and lead it by means of suggestion. Whither is it to be led? It is to be led into the orbit of Russianism in such a way that the ancient Slav stream should become, in a way, the bearer of the idea of a Russian state! Because this is so, a clear distinction must be made between the spiritual Slav stream, the stream that exists as the bearer of the ancient Slav tradition, and that which strives to become an external vessel to encompass the whole of this Slav stream: Russianism. We must not forget that a large number of Slav peoples, or sections of these peoples, live within the boundaries of the monarchy of Austria-Hungary. The Austro-Hungarian monarchy encompasses—let me use my fingers to help me count—Germans, Czechs, Slavonians, Slovacs, Serbo-Croats, Croats, Poles, Romanians, Ruthenians, Magyars, Italians and Serbs; as you see, many more than Switzerland has. What really lives there can only be recognized by someone who has lived for quite a long time among these peoples and has come to understand the various streams that were at work within what is known as Austria-Hungary. As far as the Slav peoples are concerned there was, during the last decades of the nineteenth century, a paramount endeavour to find a way in which the various Slav peoples could live together in peace and freedom. The whole history of Austria-Hungary in recent decades, with all those bitter battles, can only be understood if it is seen as an attempt to realize the principle of the individualization of the separate peoples. This is of course exceedingly difficult, since peoples do not live comfortably side by side but are often enmeshed in complicated ways. Among the Germans in Austria there are very many who consider that their own well-being would be served by the individualizing of the various Slav peoples in Austria, that is, by finding a form in which they could develop independently and freely. Obviously such things need time to come about; but such a movement certainly does exist. Then, apart from the Slavs in Austria-Hungary, there are the Balkan Slavs who lived for a long time under Turkish dominion, which they have thrown off in recent decades in order to found individual states: Bulgaria, Serbia, Montenegro and so on. Yesterday I mentioned the Polish Slavs as those who have developed furthest in their spiritual life. I am mentioning only the more important sub-divisions, for I too can only work these things out gradually. In all these Slav peoples and tribes there lives what I called yesterday a consistent, primal folk element, which is something that is preparing for the future. Seen quite externally, why was Franz Ferdinand rather important? He was important because in his being, in all his inclinations—you must take the external manifestation as a symbol of what lived within—he was the external expression of certain streams. In him there lived something which, if only it had been able to free itself, bore the deepest understanding for the individual development of the Slav peoples. You might indeed call him an intense friend of all that belongs to the Slavs. He understood—or perhaps I should say: something living in him of which he was not fully aware understood—what forms would be necessary for the social life of the Slavs if they were to develop as individual peoples. We have to realize that karma had decreed that this karmic path should be extremely unusual. Let us not forget that there was once an heir to the throne, Archduke Rudolf, on whom great hopes were pinned, especially as regards the direction in which many liberal and free-thinking people of the day were tending. Those who knew the circumstances and the person, understood that something was working through his soul which would have brought about the application to the Austrian situation of what I yesterday called English political thinking, English ideas concerning the way in which states should be administered. This is what was expected of him and it was also what he himself was inclined to do. But you know how karma worked and how what should have happened was made impossible. So then something else became possible instead. Now a man tending in quite another direction grew in importance. It is indeed not without significance if our attention is drawn to this: ‘Here he could only promise; his life was only a prediction. Only now can it really happen. I have never been able to imagine him as a constitutional monarch, with parliamentarianism and all that humbug.’ Yet this is just how we should have imagined the other one to be! You see that karma is at work and we must see how this karma works in order to achieve further heights of understanding. The circumstances which could and should have been brought about—not because of the wishes of some person or other but because of the purpose of world evolution—by this soul who looked upon the Slav folk element with understanding (for the moment I am giving a purely abstract description), would truly have had a liberating effect on the Slav folk element. But it would, at the same time, have destroyed what Russianism wants to do with the Slav element. For Russianism wants to confine the Slav element within its own framework and use it as its tool. It wants to contain it within the confines of the testament of Peter the Great. The speed with which such things come to realization depends, of course, on all kinds of side-currents and peripheral circumstances. But it is important to have an eye for what is gathering momentum in any particular direction. Obviously, therefore, only those who understood the Slav element more deeply could understand what web was really being woven, and also that those who wanted to destroy the Slav element through Russianism had to work against more healthy endeavours. Matters become particularly delicate and tricky if they start interfering with streams and counting on methods that are connected in some way with the occult streams using the secret brotherhoods which exist all over the world. Some are more profound, as are those about which I shall speak tomorrow. Others only touch on these things but, even then, as they do touch on them, they must be seen as vessels through which occult streams flow. The society whose dissolution was demanded after the death of Archduke Franz Ferdinand, the Serbian society ‘Narodna Odbrana’, was the actual successor of an earlier secret brotherhood, having changed its methods only slightly. I am stating no more than facts. Here, then, is a contact between political strivings and a secret society which, though centred in Serbia, had threads leading in every direction to wherever Slavs were to be found, and also links with all kinds of other societies, but in particular an inner connection with western societies. In such a society things can be taught which are connected with occult workings throughout the world. Why do we have to make so many detours in order to reach even a partial understanding of what we actually have to understand? Do not be surprised that so many detours are necessary, for a superficial judgement is all too easily reached if insight is directed to immediate events in which we are involved with sympathy or antipathy; all too easily misunderstandings and false ideas come about. What often happens to all of us? We are perfectly entitled to have sympathies and antipathies in our soul; but often there are reasons why we do not admit this to ourselves. Perhaps we do not actually convince ourselves on purpose, but autosuggestion often gives us good reason to believe that our judgements are objective. If only we would calmly admit to sympathies or antipathies, we would also accept the truth. But because we want to judge ‘objectively’ we do not admit the truth but, instead, delude ourselves in regard to the truth. Why do people have this tendency? It is simply because, when they endeavour to understand reality, they easily meet with extraordinary contradictions. And when they meet these contradictions they attempt to come to terms with them by accepting one half of what is contradictory and rejecting the other half. Often this means a total lack of any desire to understand the truth. I will give you an example of how we can become entangled in a serious contradiction if we fail to understand the living connection between the contradiction and the full truth of the reality. In our anthroposophical spiritual science we understand Christianity to be something that is filled with the meaning of the Mystery of Golgotha, with the fact that Christ was condemned, died, was buried, but then also rose again in the true sense and lives on as the Risen One. This is what we call the Mystery of Golgotha and we cannot concede the right to anyone to call himself a Christian unless he recognizes this too. What, though, had to happen so that Christ was able to undergo, for human evolution, what I have just described? Judas had to betray Him and He had to be nailed to the cross. If those who nailed Him to the cross had not done so, then the Mystery of Golgotha would not have taken place for the salvation of mankind. Here you have a terrible, actual contradiction, a contradiction of gigantic proportions! Can you imagine someone who might say: You Christians owe it to Judas that your Mystery of Golgotha took place at all. You owe it to the executioner's men, who nailed Christ to the cross, that your Mystery of Golgotha ran its course! Is anyone justified in defending Judas and the executioner's men, even though it is true that the meaning of earthly history is owed to them? Is it easy to answer a question like this? Is one not immediately faced with contradictions which simply stand there and which represent a terrible destiny? Think about what I have placed before you! Tomorrow we shall continue. What I have just said is spoken only so that you can think about the fact that it is not so easy to say: When two things contradict one another I shall accept the one and reject the other. Reality is more profound than whatever human beings may often be willing to encompass with their thinking. It is not without reason that Nietzsche, crazed almost out of his mind, formulated the words: ‘The world is deep, deeper than day can comprehend.’ Now that I have endeavoured to indicate the nature of a real contradiction, we shall tomorrow attempt to penetrate more deeply into the subject matter we have so far touched on in preparation. |
164. The Value of Thinking for Satisfying our Quest for Knowledge: The Relationship Between Spiritual Science and Natural Science I
26 Sep 1915, Dornach |
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Those who once listened to a small lecture cycle that I then titled “Anthroposophy” will have seen that one cannot get by with five senses, but rather has to assume twelve senses. |
164. The Value of Thinking for Satisfying our Quest for Knowledge: The Relationship Between Spiritual Science and Natural Science I
26 Sep 1915, Dornach |
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Today I shall give neither a lecture nor a lecture, but rather discuss some things in the way that I believe is still missing in our branches. I will tie in with the brochure “Science and Theosophy” by F. vor Wrangell, published in Leipzig by Max Altmann in 1914. In doing so, I would like to show in particular how one can tie into such a writing can be linked to such a writing.1 The title 'Science and Theosophy' obviously touches on an issue that it is important for us to consider, because we will very often be confronted with the objection that our movement is not scientific or that scientists do not know what to do with it. In short, it will certainly be necessary for one or other of us to deal with science in some way, because he will have to face this objection and perhaps also be pointed to some individual points in doing so. Therefore, it will be good to start by considering the views of a man who believes that he is fully immersed in the scientific spirit of the present day, and of whom, having read his booklet, one can readily can say that he deals with the relationship between science and theosophy in a very astute way, and in such a way that he creates a relationship that many will try to create who are involved in the scientific work of our time. And with such people, who want to create a relationship between science and theosophy, we, or at least a certain number of us, must be able to think along the same lines. Furthermore, since the brochure is written favorably for Theosophy, we are not so much compelled to fall back on polemics and criticism, but can tie in with some of the author's thoughts, which arise from the specifics of our spiritual striving. Of course, if some of us were to write such a brochure, we might even avoid the title “Theosophy” after the various experiences we have had in such a debate. This is a question that may perhaps be examined in more detail in the course of reading the brochure itself. The brochure is divided into individual, easy-to-follow chapters and bears as its motto a saying of Kant's, which reads:
Taken out of context, there is certainly not much to be gleaned from this saying of Kant's. However, the author of this paper wants to refer to Kant in the opinion that Kant wanted to say with this saying that the world view that external science creates need not be seen as the only possible one. Here, perhaps, the author of this paper has not quite accurately captured Kant's opinion, because Kant basically means something different in the context of his saying. Kant means: When man reflects, metaphysically reflects, he can think of various real worlds, and then the question is, why of these various conceivable possible worlds, the one in which we live exists for us, while for the author of the booklet the question is: Is it possible to have other world views besides the materialistic one? Of course, he is of the opinion that precisely another, a spiritual world view must also relate to this world of ours. Then the writing begins with its first essay, which bears the title:
The author thus looks, as it were, at the hustle and bustle of intellectual work around him and finds that things have changed from the mid-19th century; that in the mid-19th century, scientific salvation was found in materialism, whereas now - in the time when this booklet was published, 1914 - a powerful spiritual movement has taken hold of European culture. Now he continues:
Thus the author of this booklet is one of those who not only believe that a metaphysical need of humanity has awakened in the 20th century, but also believe that there is a certain moral danger in the minds of people being seized by the materialistic world view.
So here the author points out that certain dangers for the moral life of human beings must arise as a consequence of a materialistic world view, and he says: This danger cannot be countered solely with the objection that those people who theoretically recognize a materialistic world view as theirs and as the right one themselves stand on a high level of moral conduct. The author touches here, from his own observations, on a point to which I have repeatedly referred in our spiritual science, I may well say, from a higher point of view. For if one says that a spirit such as Haeckel, who works in such an eminently theoretical and materialistic way, stands on the ground of high moral ideals and also shows a higher moral conception of life in his own conduct, and that therefore the materialistic world-view does not necessarily lead to a materialistic way of life, one forgets one thing – and I have pointed this out in various lectures that I have given – namely, one forgets that in the development of mankind, feelings and thoughts move at different speeds. If you look at just a short piece of human development, you will find that thoughts move relatively quickly. From the 15th and 16th centuries onwards, materialistic thinking, the living out of human theorizing in materialistic thought, has developed rapidly and all sciences have gradually been permeated theoretically by materialistic thought forms. Moral life, which is expressed in feelings, has developed less rapidly. At least people still show in their old feelings and emotions that feeling has not progressed as quickly. Therefore, people today still live in terms of the moral feelings that arose from the previous worldview, and that is why there is a dichotomy today between materialistic thinking and a non-materialistic life and a non-materialistic way of life that is still in the old sense. But the time is approaching when the consequences will be drawn from the materialistic-theoretical world view, so that what can be called is just around the corner: the moral life will be flooded by the consequence of the materialistic world view. One can therefore deepen one's understanding of the different speeds that feelings and thoughts have when viewed from a spiritual science perspective. Now it says further:
The author is therefore convinced that immoral consequences must follow from theoretical materialism, and that he can only expect salvation for humanity from morality. And so he wonders whether a materialistic world view, which must necessarily lead to immorality, not only shows errors, but has errors in itself when viewed critically. And so he continues:
This does, however, justify the author's claim to have something to say about the relationship between science and Theosophy, because he shows that he is familiar with science on a certain point and that his judgment must therefore be infinitely more valuable than the judgment of someone who, for example, reads Kant and says, that is all nonsense, we Theosophists do not need to read Kant, and who thus only reveals that he himself has perhaps not seriously read and thought through five lines of Kant. It continues:
The next essay describes in a few sentences what a materialistic-mechanical worldview is, the worldview that developed in the second half of the 19th century in such a way that there were and still are many who consider what the author describes here in a few sentences to be the only scientifically possible worldview. Let us consider what the author writes:
Now, what the author is trying to analyze here as the basic assumption of the materialistic-mechanical world view has often been said in the course of our lectures. But if you compare what the author says here with the way it is said in our lectures, you will notice the difference. And for those who want to familiarize themselves with our spiritual-scientific consciousness, it is good to become aware of this difference. Anyone who reads this first point, in which the materialistic-mechanical world view is characterized in a beautiful, astute and scientifically knowledgeable way, will see: that is very good; that hits the mark of the materialistic-mechanical world view. But when we try to give such a characterization in the lectures that are held for the purpose of our movement, it is attempted in just the opposite way, and it would be good if one would reflect on how differently we proceed in such matters. Herr von Wrangell, on the other hand, presents what might be called a materialistic-mechanical world view. He speaks a few sentences from his own perspective, summarizing the impressions he has gained from the matter. You will have noticed – if you are at all inclined to notice such things – that I usually do not proceed in this way, but quite differently. I usually start from something that is there, that is there as a result of a historical process. And so, if I wanted to characterize this point, I did not simply say such sentences about myself, but I chose one of the essential, and indeed good, authors to express in the words and manner of such an author what the matter in question is. Thus, I have often linked to the name Du» Bors-Reymond that which could serve as a basis for my lectures. As a result, you may often have gained the impression, if you do not see the whole in context, that I wanted to criticize Du Bois-Reymond. But I never want to criticize, I just want to pick out a representative characteristic example so that it is he who speaks, not I. This is what one might call the sense for facts that is necessary for us, the sense that we do not make assertions but let the facts speak. I have often related that Du Bois-Reymond gave a speech on the recognition of nature at the Leipzig Natural Science Convention in 1872. He also spoke about the way in which he had come to his view of the world through his scientific research. Du Bois-Reymond is a physiologist in his specific field of research. His main work is in the field of nerve physiology. He has often spoken in elegant terms about the world view of the natural scientists. At the Leipzig Naturalists' Assembly in 1872, for example, he spoke about the limits of the scientific world view, about the limits of natural knowledge, and in doing so he also spoke of Laplacean minds. What is that? Du Bois-Reymond characterized it at the time. This Laplacian mind is that of someone who is well versed in mathematics, physics, biology, chemistry, and so on in the present day and forms a world view out of these sciences. Such a Laplacian mind thus comes to form a world view that starts from so-called astronomical knowledge of reality. What is astronomical knowledge of reality, we might ask; what is astronomical knowledge? We can explain it in a few words. The astronomer visualizes: the sun, the planets, the moon, the earth; he visualizes the planets orbiting around the sun or moving in ellipses around it, he visualizes the force of attraction, the gravitation, acting on the planets, he visualizes an inertia, and from this inertia he visualizes that the planets orbit around the sun. Thus, the astronomer has in mind that he can follow what is going on around him in the universe as the great events; that he can follow them from the material entities that can be seen in space and from the forces that they exert on each other in space. The fact that the entities exert material forces on one another sets things in motion; that is, things come into motion when one imagines the solar system in this way and looks at it in this way. One has a picture of the things that are spread out in space and of the events that take place over time. Now, anyone who wants to form a world view that is in line with the times, in the sense of Du Bois-Reymonds, says the following. We have to assume that all matter consists of the smallest parts, of atoms. Just as a solar system consists of the sun, the moon and the planets, so does the smallest piece of matter consist of something similar to the sun with the planets. And just as the sun exerts forces and the planets exert forces on each other, so do the forces between the individual atoms. This sets the atoms in motion. So we have motion inside every material particle. The atoms, like the sun and the planets, are in motion. These movements are small, but they are such that we can compare them with the great movements performed by the heavenly bodies out in space, so that if we take the smallest piece of matter that we can see, something is going on inside it, like what the astronomer imagines out in space. And now natural science came to imagine everything in such a way that wherever something is really in motion, it stems from the fact that the atoms are guided by their forces. In the second half of the 19th century, especially the science of heat, as it was founded by Julius Robert Mayer, Joule, Tyndall and Helmholtz, and further developed by C. ausius and others, contributed to the formation of this world view. So, when you touch a body and feel warmth, you say: what you feel as the sensation of warmth is only an appearance. What really exists outside is that the smallest parts, the atoms of the substance in question, are in motion; and you know a state of warmth when you know how the atoms are in motion, when you have an astronomical knowledge of it, to use the words of Du Bois-Reymond. The ideal of the Laplacian mind is to be able to say: What do I care about heat? My world view depends on my being able to find out the motion of the atoms, which through their motion cause all that we have in the way of heat, light, etc. This Laplacian mind thus forms a world view that consists of space, matter with its effective forces, and motion. In the lecture he gave at the Leipzig Naturalists' Assembly on the limits of natural knowledge, Du Bois-Reymond posits this ideal of the Laplacian mind and asks: what would such a Laplacian mind be capable of? You see, his ideal is astronomical knowledge of the world. If a mathematician takes the image of our solar system as it is at any given point in time, he only needs to insert certain numbers into his formula and he gets an image of what it was like an hour, three hours, ten years, centuries ago. How does one go about calculating whether a solar or lunar eclipse took place at a certain time in the first decade of our era? In this case, we have well-developed formulas based on the current state of science. All you need to do is insert the corresponding numbers into the formula to calculate each individual state. You can calculate when a solar eclipse will occur, let's say in 1970 or in 2728. In short, you can calculate every state that precedes or follows in time. And now Laplace's mind should have the formula that encompasses this entire solar system. So anyone with Laplace's mind, which included the atoms in space and all their states of motion, could - and Du Bois-Reymond says the same thing - calculate today, for example, when Caesar crossed the Rubicon from the world formula that he has of the atoms and their present states of motion. He would only have to insert the necessary information into the formula. It would only depend on the position of the atoms at that time, and the fact would have to follow: Caesar crosses the Rubicon. - If you insert certain values into the formula, a certain picture of the current state of the atoms should result, and then, for example, you would be able to recognize the Battle of Salamis. One would only need to proceed from differential to differential and one would be able to reconstruct the entire Battle of Salamis. That is the ideal of Laplace's mind: a knowledge of the world, which is called astronomical. Occasionally something more can be added about these things. Now I will only mention a small experience for those who are attentive to it. As a boy, I once came across a school program. Such school programs are printed, after all. They usually contain an essay written by one of the teachers. At the time, this essay was not that easy for me to understand, because it was titled “The force of attraction considered as an effect of motion”. Even then, I was dealing with an author who, so to speak, had also set himself the ideal of Laplace's mind; and he had expounded many other things in the same direction. If you take all this together, you will see that I did not try to speak of an astronomical-materialistic world view as a mere idea, but to let the facts and the personalities speak for themselves. In a sense, then, I did strive to cultivate a style of presentation that excludes the personal. For if I were to relate what Du Bois-Reymond said on a particular occasion, I would let him speak for himself and not myself. My task is only to follow up what the personalities have said; I try to let the world speak. This is the attempt to exclude oneself, not to relate one's own views, but facts. When reading this point by Wrangell, one should be aware that our spiritual science already strives for the sense of fact in the way it presents the facts, the sense not merely to suckle at the objective, but the sense to immerse oneself in the facts, to really sink into them. Now you will recognize what I have peeled out of the facts if you let the following lines of the booklet sink in again: “All events that we observe through our senses and perceive mentally proceed according to the laws of nature, that is, every state of the cosmos is necessarily conditioned by the temporally preceding state and just as necessarily results in the states that follow it. All changes, i.e. all events, are inevitable consequences of the forces present in the cosmos. And now it says:
I would only use such a sentence in the rarest of cases, and only when something else has already been summarized. Remember that I once spoke of what is expressed in this sentence. It says: “It does not affect the essence of the question whether, for the sake of better clarity, one calls the carrier of the forces ‘Stofb’ or, according to the process of the monists, conceives of the concept ‘energy’ as the only effective thing...”. I would not put it that way, but would point out that Haeckel's and Büchner's students, above all, look at the material that is spread out in space. According to the Swabian Vischer, they were the “Stoffhuber,” the “material boosters.” Then came the man who is now the president of the Monistenbund: Ostwald. At a meeting of natural scientists, I believe it was the one in Kiel - I have spoken of it before - he gave a lecture on the overcoming of materialism through energetics, through energism. There he pointed out that it was not the matter that mattered, but the force. He thus replaced matter with force. Do you remember how I quoted his own words at the time? He said, in essence: when one person receives a slap in the face from another, it is not the matter of the substance that is dealt a blow, but the force with which the slap is dealt. Nowhere do we perceive the substance, but the force. And so, in place of substance, we find force, or, with a certain not merely descriptive but transformational meaning, energy. But this energism, which now calls itself monism, is nothing but a masked materialism. Again I have tried to show you by way of example how there really was a time when the “energy grabbers” took the place of the “substance grabbers”. I did not attempt to present a theoretical sentence, but tried to characterize from the real. And that must be our endeavor in any case. For it is only by having a sense for the real in the physical that we develop a sense for the real in the spiritual, and do not just mumble our own assertions. So the author of the booklet says: “It does not affect the essence of the question whether one calls the carrier of the forces ‘matter’ for the sake of better clarity, or, according to the process of the monists, imagines the concept of energy as the only effective thing... Heat is one way, as it were the tool, of receiving a box on the ears; light is the other way. And if we look at the different sensory organs, we have to say that the box on the ears works differently in each case. When they come to the eyes, for example, the same boxes on the ears work as light phenomena. That is also the theory. Just look again at the words: “It does not affect the essence of the question whether one - for the sake of better clarity - calls the carrier of the forces ‘Stofb or, according to the process of the monists, imagines the concept ’energy as the only effective thing that, although it presents different forms of appearance to the human senses, basically represents an unchangeable sum of latent or current possibilities of movement.”What the author means here by the expression “latent or actual possibilities of movement” can be explained as follows: Imagine some kind of counterweight here, and on top of it a tube, a glass tube, with water inside. This water presses on the floor here. In the moment when I pull away the counterweight, the water runs down. In the latter case, we are dealing with a current movement; before I pulled the support away, the same force was there, only it was not current, but at rest. Everything that then flowed down from the water and became current was previously latent, not current.
That is the necessary consequence of the Laplacian world view. The Laplacian brain concludes that if I put my hand there, that is an image of the moving atoms, and if the Laplacian brain can still calculate the image, as I have indicated, then this excludes the freedom of man, that is, the Laplacian brain excludes the freedom of man. This is the first point that Mr. von Wrangell makes on the basis of the materialistic-mechanical world view. The second point is as follows:
This second point expresses that when I think, feel and will, it is only a concomitant of the inner processes that the Laplacian mind selects. We are therefore not dealing with independent thoughts, feelings and impulses of the will, but only with accompanying phenomena. If you follow what I said, for example, in the lecture 'The Legacy of the 19th Century' and in similar other lectures, if you study some of the material contained in 'Riddles of Philosophy', you will see how many minds in the second half of the 19th century, this view was taken for granted, that man is actually nothing more than the structure of material processes and their energies, and that thoughts, feelings and will impulses are only accompanying phenomena. As the third point of the materialistic-mechanical world view, Mr. von Wrangell states the following:
This point can be understood by everyone as a consequence of the first point. The first point is the one that matters. The second and third are necessary consequences. In the next essay, Mr. von Wrangell discusses what he calls:
In this chapter, Mr. von Wrangell tries to make it clear to himself that there can be no morality if the materialistic-mechanical world view is the only correct one. Because if I have to do every moment of my life what is only a by-product of atoms, then there can be no question of freedom, nor of morality, because everything is done out of necessity. Just as one cannot say that a stone that falls to the earth is good and one that does not fall to the earth is not good, so one cannot say that people's actions are good or not good. In the case of a criminal, everything happens out of necessity; in the case of a good person, everything happens out of necessity. Therefore there is something correct in the sentence: “First of all, it should be noted that this idea of the unconditional, unexceptional lawfulness, i.e. necessity of all events, also in the spiritual realm, excludes the concept of morality, of good and evil; because to act morally means to choose the good, when evil could be chosen.” But one cannot choose when everything is constrained by material necessity. The next chapter is headed:
So Mr. von Wrangell is trying to make it clear here that it absolutely follows from the materialistic-mechanical world view that one cannot actually speak of freedom and morality. Now he is a scientific mind, and a scientific mind is accustomed to honestly and sincerely drawing the consequences of assumptions. Our time misses much that would immediately seem absurd to it if it had really already taken on the scientific conscience, if it did not stir and throw together all kinds of things without a scientific conscience. Mr. von Wrangell does not do that, but says: If we accept the materialistic world view, we can no longer speak of freedom and morality; because either the materialistic world view is correct, and then it is nonsense to speak of freedom and morality, or one speaks of freedom and morality, and then there is no sense in speaking of the materialistic-mechanical world view. But since Hetr von Wrangell is a scientist who is already accustomed to drawing the consequences of his assumptions – that is an important fact – he is not accustomed to having things so sloppy in his thinking; because it is a sloppiness of thinking when someone says, “I am a materialist” and does not at the same time deny morality. He does not want to be guilty of this sloppiness of thinking. On the other hand, he also has the habit that one has when one has become a scientist, namely to say: May the world go to pieces, what I have scientifically recognized must be true! Therefore, one cannot simply discard the materialistic view, but if the materialistic world view is true, then it must be accepted and then one is faced with the sad necessity of having to throw morality overboard. So it is not just a matter of asking: where does morality take us? – he says that is not enough – but the materialistic world view must be examined, quite apart from the consequences this has for morality. So we have to tackle a different kind of materialistic world view. The next chapter is called:
When we started our spiritual science movement, I had occasion to read some poems by the poet Marie Eugenie delle Grazie, who, one might say, has come to terms with a materialistic-mechanical world view and even as a poet really draws the consequences from it. That is why she formed poems like “A dirty whirlwind is existence.” — One must come to that conclusion if one is not sloppy in one's thinking, if one lets one's thinking affect one's feelings. And only because people are so sloppy and cowardly in their thinking do they not ask themselves: What becomes of life under the influence of the materialistic-mechanical worldview? But it must be shown that it is inherently false, otherwise one would simply have accepted the consequence of delle Grazie. Mr. von Wrangell continues:
Mr. von Wrangell thus points out that the greatest minds, poets and thinkers have endeavored to solve this question, and that it is unnecessary to say anything new about it. At most, it could be a hint at the train of thought that led to a subjective solution of this puzzle; that is, a hint at his own train of thought. In the next chapter, he examines where the idea comes from that what precedes always follows what comes after in a lawful manner. It is called:
So Mr. von Wrangell is asking here: Did man always believe in this unconditional law, or did people only come to it over time? Only then can one recognize the validity of this idea; for if man has always believed in it, then there must be something true about it that can be taken for granted; but if people have only just come to it, then one can examine how they have arrived at this idea. In this way one can form an opinion about its validity. He says further:
Now, as you can see from my countless lectures, it is clear how slowly people have come to this idea of conformity to law, from the old clairvoyance to the time when the idea of conformity to law has come. In truth, the idea of conformity to law is only four centuries old, because it basically comes from Galileo. I have often discussed this. If you go back before Galileo, there is no idea at all that everything is permeated by such a law. Mr. von Wrangell says: “This is an acquired, not an original insight... The idea of lawfulness has only gradually been taken from experience.” Now, I would like to know whether the child is compelled by its inner astral circumstances to reach for the sugar, that is, whether it is natural for it to do so, or whether the child thinks it already has a choice. I have told something like an anecdote before, which I would like to mention here as well. It was during my studies; I used to pace up and down in the lobby of Vienna's Südbahnhof with a fellow student. He was a hardened materialist and firmly held the view that all thinking is just a process in the brain, like the hands on a clock moving forward. And just as one cannot say that this is something special, but is connected with the mechanical substances and forces present in it, so he thought that the brain also makes these astronomical movements. That was a Laplacian head; we were eighteen to nineteen years old at the time. So I said to him once: But you never say “my brain thinks,” you say “I think.” Why do you keep lying then? Why do you always say “I think” and not “my brain thinks?” - Now, this fellow student had taken his knowledge, the ideas of volition and conformity to law, not from experience, but from complicated theories. He did not believe in inner arbitrariness, but he said “I think” and not “my brain thinks”. So he was in constant contradiction to himself. The next chapter is called:
Mr. von Wrangell says, then, that one cannot prove the truth of the freedom of human will through external experience, because one can only make one decision. If one wanted to prove it, then one would have to be able to make two decisions. Now, I have already mentioned that one does not refer to experience at all in this question, but rather constructs an experience. For example, they once imagined a donkey with a bundle of hay on each side, the same tasty, equally sized bundle of hay. The donkey, which is getting hungrier and hungrier, is now supposed to decide whether to eat from one or the other bundle of hay, because one is as tasty as the other and as large as the other. And so he does not know whether he should turn this way or that. In short, the donkey could not come to a proper decision and had to starve between the two bundles of hay. Such things have been constructed because it was felt that one cannot get there experientially by observing freedom. Mr. von Wrangell draws attention to this and then asks the question: But can the freedom of the will be refuted by experience? To answer this question, let us first recall some epistemological truths! To answer this question, Mr. von Wrangell now speaks of some epistemological truths in the next chapter. This chapter is called:
In this, Mr. von Wrangell is influenced by popular knowledge of the senses. Those who once listened to a small lecture cycle that I then titled “Anthroposophy” will have seen that one cannot get by with five senses, but rather has to assume twelve senses. Among these twelve senses is also the sense for the thinking of another person, for the other I. Therefore, anyone who has followed our spiritual scientific movement correctly can recognize the inadequacy of Wrangell's assertions. They are not incorrect, but they are only partially correct. We cannot say, “Man has direct consciousness only of himself.” That is incorrect. For then we could never perceive other I's. In recent times, however, there has been a very complicated view, which is held by all sorts of people. Perhaps the philosopher and psychologist Lipps could be cited as a characteristic personality among those who hold it. They are not aware when a person confronts them that they have a direct impression of his ego, but they say: When I confront a person, he has a face; it makes certain movements, and he says certain things, and from what he says and does, one should be able to conclude that there is an ego behind it. So the ego is something inferred, not something directly perceived. A new school of philosophy, however, which has Max Scheler as its most prominent representative, takes a different view. It has already made the observation that one can have an immediate impression of the ego of another person. And what has been written about the ego, more rigorously scientifically by Husserl, the philosopher, and then somewhat more popularly, especially in his more recent essays, by Scheler, shows that more recent philosophy is on the way to recognizing that direct consciousness can also know something of another consciousness. — One can therefore say that Mr. von Wrangell has been infected by popular epistemology when he says: “Man has direct awareness only of himself.” And further: “He feels desires, which he seeks to satisfy and which trigger impulses of will in him.” And then he describes how man perceives the world through his senses. I have already written about this sense physiology. Read in “Lucifer-Gnosis” and you will see that I tried to explain the impossibility of this sense physiology with the simple comparison of the seals. I said at the time: This sense physiology is materialistic from the very beginning. It proceeds from the assumption that nothing can enter into us from the outside, because it secretly conceives of the outside as materialistic. But it is the same as with the seal and the sealing wax: the seal always remains outside the sealing wax; nothing passes from the material of the seal into the sealing wax. But the name “Miller” engraved on it passes completely from the seal to the sealing wax. If we now place the main emphasis on what is spiritually expressed in the name Miller, and not on the material, of which nothing passes over, we can see that what is presented from the point of view of sensory physiology says nothing. But these are such horrible doctrines that have been hammered into people's brains that most people just don't follow them up, even if they want to become spiritualists. You can read more about this in my book “The Riddles of Philosophy”, in the chapter “The World as Illusion”. Then Mr. von Wrangell continues:
That's clear, you just have to get used to the fact that there is a bit of epistemological talk.
Otherwise, man would have to believe that if he turns his eye away not only from living but also from inanimate things, things cease to exist.
This is good to emphasize, because we not only have things that are inside, but also things that are outside.
It is very good to be made aware of something like this. So this is how Mr. von Wrangell answers the question of how it comes about that a person recognizes his own body among the things that are outside in a certain thing. Those who think sloppily simply say: thinking about something like this is nonsense; these people who think about something like this want to be scientists. But Wrangell says: When these two pieces of chalk collide, it doesn't hurt, but when I bump into something with my body, it hurts. That's the difference. And because one hurts and the other doesn't, I label the one as belonging to me and the other as not belonging to me. It is good to know that we have nothing but the consequence of this consciousness. Now, you see, my dear friends, I had intended to finish discussing this brochure today. But we have only got as far as page 10. An attempt should be made to find the connection between what is written in the world and what, in the strict sense, belongs to our spiritual science. But the next chapters are still too interesting: the formation of concepts, ideas of space and time; the principle of causality; the application of the idea of arbitrariness to the environment; observation of phenomena that occur uniformly; the essence of all science; astronomy, the oldest science; uniform motion; measurement; the principle underlying clocks. It is so interesting that perhaps we will continue the discussion tomorrow at seven o'clock.
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