The Rudolf Steiner Archive

It seems obvious to me today that what has been discussed here, from this point of view, during these days, the harmony of the subjective and the objective, is now emerging as an introduction to my lecture, also based, so to speak, on a feeling. Yesterday morning, the reflections concluded with the speech of Professor Römer, which gave me great satisfaction – that is the subjective aspect – for the reason that it showed how a specialist, who is thoroughly and fully immersed in his field, can feel the need for the spiritual science to shed light on such a specific subject. It will also have become clear to you from what Professor Römer has already been able to cite from his field of expertise today, that above all, for this interweaving, strong, vigorous work must be developed on the part of the relevant spiritual science itself. For what has been given so far - and this should be fully recognized - are initially individual guidelines that require verification with reference to external science.

In all that has been brought to me through this lecture to a certain subjective satisfaction, there was a consideration of the teeth. So yesterday we concluded with the teeth – now I come to the objective. And allow me to start with the teeth again today, though not with something that I want to tell you about the teeth on my own initiative, but with a saying that emerged from the scholarship of the 11th century, as it was in Central Europe at the time. This saying goes:

When thy tongue catcheth the wind

and draweth it into thy mouth,

and with thy teeth thou choosest

the word that thou shalt speak.

This means: just as the tongue catches the wind from its surroundings and draws it into the mouth, so it draws the word it speaks out of the teeth.

Now, that is a product of 11th-century Central European scholarship. It means that the tongue draws the word out of the teeth just as it draws air into the mouth from the outside world.

Now a sample of 19th-century scholarship, from the last third of the century, a word pronounced by the philologist Wilhelm Scherer, who was revered by a large number of students as a modern idol, and which you will find in his “Deutsche Sprachgeschichte” (History of the German Language), where he also uses this word that I have just read to you. The word he uses in contrast to this is this: “We laugh at such a word in the present”.

That is the scientific confession from the 19th century about this word from the 11th century; it expresses the scientific attitude that still prevails today in the broadest sense and that the representatives of the corresponding field are still likely to express today in further references.

If we first consider this contrast from the point of view that has been adopted here more often, that a complete change has taken place in relation to the state of mind of people since the first third of the 15th century, then we have in the time that lies between the first quoted saying and the saying of Wilhelm Scherer, we have contained approximately just what has elapsed in time since the dawning of that state of mind that existed until the beginning of the 15th century, and the direction that has emerged since then and has so far undergone a certain development.

Wilhelm Scherer now continues the sentences that he began by saying that he had to laugh at such a word from the 19th He says that all efforts in the present must be directed, with regard to linguistics, to bringing together what physiologists have to say about speaking and word formation based on the physiological organization of the human body with what philologists have to say about the development of language from ancient times to the present. In other words, physiology and philology should join hands in this field of science. And Wilhelm Scherer adds that unfortunately he has to admit that the philologists are very, very far behind and that it cannot be hoped that they will meet the physiologists halfway in terms of what they have to say about the physical organization for the formation of speech. So that physiology and philology are two branches of science whose lack of mutual understanding a man regarded as a man of his time acknowledges in no uncertain terms.

This points to a phenomenon that is a dominant one in our time: that the individual sciences with their methods do not understand each other at all, that they talk alongside each other without the person who is placed in the midst of this scientific activity and hears what the physiologists on the one hand and the philologists on the other have to say, and who hears what they say, is able to do something with it – forgive the perhaps somewhat daring comparison – other than to be skewered from two sides in relation to his soul by the formations of concepts.

In a sense, although I do not want to say much more with this than something analogous, a certain contrast is already expressed in the word designation, which, I would like to say, is unconsciously taken seriously by the newer currents of science. The word 'physiology' expresses the fact that it wants to be a logos about the physical in man, so to speak, that which grasps the physical in a logical, intellectual way; the word 'philology' expresses: love of wisdom, love of the Logos, love of the word; so the word designation is taken from an emotional experience. In one case the word designation is taken from a rational experience, in the other from an emotional experience. And what the physiologist wants to produce as a kind of intellectual Logos about the human body, that - namely the Logos - the philologist actually wants to love. As I said, I am only trying to make an analogy here, but if we pursue it further, if we follow it historically, it will take on a certain significance. I would advise us to follow it more closely historically.

But we can point out something else that comes to us from prehistory, from the forerunner of that which has emerged in human consciousness since the beginning of the 15th century. We know that what is called logic and which, in a certain respect, has its image in language, at least essentially, is a creation of Aristotle. And if one were to claim that, just as a person today who has not studied logic nevertheless lives logic in his soul activity, logic also lived in people's soul activity before Aristotle, one overlooks the fact that the transformation of the unconscious into the conscious nevertheless has a deeper significance in the course of human events. The elevation of the logical into consciousness is also a real process, albeit an inwardly real process, in the development of the soul of humanity: in older times there was an intimate relationship between the concept and the word. Just as there was such an intimate relationship between the concept or idea and the perception, as you will find explained in my “Riddles of Philosophy”, there was also an intimate connection, an interlocking, I would say, of words and ideas.

The distinction that we have to make today, psychologically, between the word and the content of the idea – particularly when considering mathematization, this emerges with all clarity – was not made in older times. And it was precisely this distinction that Aristotle first arrived at. He singled out, within the life of the soul, that which is conception or concept from the fabric of language and made it into something that exists separately for knowledge. But in doing so, he pushed that which lives in language further down into the unconscious than it was before. In a sense, a gulf was created for knowledge between the concept or the conception and the word.

The further back we go in the consideration of human language, the more we find that the word and the concept or idea are experienced as one and the same thing, that man, so to speak, hears inwardly what he thinks, that he has a word-picture, not so much a thought-picture. The thought is linked externally to the sense perceptions and internally to the word. But in this way, even in these early times, a certain intuitive perception was present, which can be characterized as follows: as people expressed themselves in words, they felt as if what resounded in their words had entered their speech directly from a hidden, subconscious, instinctive aspect of things. They felt, as it were, that a real process takes place between what lives in things, and especially in facts, and what inwardly forms the impulse for the sounding of the word. They felt such a real connection as a person today still feels a real connection between the substances that are outside, say egg, veal, lettuce, and what then happens inside with the content of these substances when they are digested. He will see a real process in this process, which unfolds from the outside of the substances to what happens inside in the digestion. He experiences this real process subconsciously. What one experienced in language was subconscious — even if much more clearly, already permeated by a certain dim awareness. One had the feeling that something living in the things is related to the sounds, to the words. Just as the substances of the materials one eats are connected with what happens internally in the metabolism of the human being, one felt an inner connection between what takes place in the things and facts, which is similar to words, and what sounds internally as a word. And in that Aristotle raised to consciousness what was felt to be a real process, where concepts come into play, the same was achieved for language as a person achieves when he reflects on what the substances of the materials in his organism do. Thinking about digestion is, of course, somewhat further removed from the actual process of digestion than thinking about language. But we can gain an idea of the relationship by clarifying this idea by moving from the more immediate to the more distant, and by becoming clearer in the distance.

Now, for us, if we replace today's abstract view of history with a more concrete one, the fact that things that happened in Greece in the pre-Christian era, also in the pre-Aristotelian era, happened later for the Central European population - who still perceived the Greeks as barbaric, that is, at a lower level of culture - is clear. And we will be right, and spiritual science gives us the guidance to raise this feeling to certainty, if we imagine that the mental state from which we speak is spoken emotionally, “the tongue draws the outer air into the mouth just as it draws the word out of the teeth,” that this way of looking at things , this remarkably pictorially expressed view was roughly the same as that which prevailed in pre-Aristotelian times within Greece, and in the place of which there arose what was bound to arise through the separation of logic, of the logos, through the separation of the conceptual from that which is expressed in language.

You are aware that in that erudition which developed first in the 15th century and from which the various branches of the individual specialized sciences have emerged, that in this erudition as education much has contributed what has asserted itself as late Greek culture. The philologists, in other words, those who are supposed to love the logos, were thoroughly influenced by what emerged from late Greek culture. And just imagine such a late Greek as a Germanic scholar, like Wilhelm Scherer, confronted with early Greek, and it tells him: the tongue pulls the language out of the teeth – then he naturally rejects it, then he wants nothing to do with it from his point of view. One must consider such facts in a light that tries to shine a little deeper into the historical context than what is often available in the ordinary popular science of history today, both in the field of external political or cultural history and in the field of language history.

Now the question is what paths must be sought in order to scientifically penetrate into the structure of the language organism itself, if I may express it in this way.

Even in external appearances, it is expressed how the soul, which has gradually been elevated into the realm of abstract concepts, has moved away from what was felt about language in the pre-Aristotelian period. What, for example, has been produced, as an opinion about the origin of language, by this research, which is in the sign of Aristotelism? Well, it was elevated into the abstract, and thus alienated from its direct connection with the external world, through which one could experience what really corresponds to the formed word in things. It was alienated from this, but still sought to understand what such a connection might look like, and it then also translated this connection into all kinds of abstractions. What she felt inwardly, she placed in the realm where concepts are formed externally, based on sensory or other external observations. Because it was impossible to delve into things to search for the process of how the word works from things into the human organization, an abstract concept was used in place of such an understanding, for example in the so-called Wauwau theory or in the Bimbam theory. The wauwau theory says nothing more than that what appears externally in the organic as sound is imitated. It is a completely external consideration of an external fact with the help of abstract concepts. The Bim-Bim theory differs from the Bow-Wow theory only in that it takes into account the inorganic way in which sound is released from itself. This sound is then imitated in an external way by the human being who is confronted with and influenced by external nature. And the transformation of that which children call — though not everywhere, but only in a very limited area of the earth — when they hear the dog bark: woof-woof, or that which comes into their sense of language when they hear the bell ring: ding-dong-dong, this transformation is then followed by a curious method. Thus, what has then formed into the organism of language can be seen in the indicated 'theories', which, it is true, have not been replaced by much better ones to this day.

We are therefore dealing with an inwardness of the observation of language. Above all, the aim of spiritual science, as it is meant here, is to make the study of language an inward one again, so that through what can be achieved in the ascent from sensory to supersensible knowledge, what was once thought about language through feeling and instinct can be found independently again, but now in a form appropriate to advanced humanity. And here I must point out (owing to the limited time I have only to indicate the directions in which the empirical facts can be followed) how spiritual science takes a strictly concrete path when it wants to understand how the human being develops from childhood to a certain age. You will find what I am trying to suggest here outlined, for example, in my booklet 'The Education of the Child from the Point of View of Spiritual Science'.

First of all, it must be pointed out how the entire soul-physical configuration of the human being in the period before the change of teeth is essentially different from what it becomes after the change of teeth. Anyone who has observed this fact knows how much is metamorphosed in the soul-physical life during the period when the second teeth replace the first. And anyone who does not seek the relationships between body, soul and spirit through abstractions such as the followers of psychophysical parallelism, but seeks them in concrete phenomena, seeks them according to a truly further developed scientific method, and is able to grasp the inner structure of the soul life in the concrete, will find just how what later, in a more soul-like way, in the peculiar configuration of conceptual life, in the implementation of that which is experienced conceptually, with will impulses, which then lead to the formation of the judgment, as something that has been working in the physical organization until the change of teeth. And he will not speculate about what can “work spiritually” in the physical organization from birth to the change of teeth. Rather, he will say to himself, what is then released during the change of teeth, released from a body in which it was previously latent, that has previously been active in a latent and bound state in the physical organization of the human being. And this particular type of physical organization, in which what can later be observed in the soul is active, comes to an end with the eruption of the second teeth, which you were also made aware of yesterday.

Now, the facts at hand must be considered not only from a physiological point of view, but also from the perspective of the human soul. Just as the physiologist, with his senses and the mind bound to them, penetrates into the physical processes of the human organism, so too does the soul, with its faculties of imagination and inspiration. If one really penetrates into these processes, then one must see in the real, which is first latent from birth to the change of teeth, and then becomes free, also in terms of imagination and knowledge. That is why my writing on “The Education of the Child from the Point of View of Spiritual Science”, in summarizing this process in a formulaic way, speaks of the fact that with the change of teeth, the etheric body of the human being, which previously worked in the physical body, is only born free to be active in the soul life. This “birth of the etheric body” is expressed in the change of teeth.

It is necessary to have such formulaic expressions at the starting point of anthroposophical spiritual scientific observation, such as “birth of the etheric body from the physical body”, which corresponds to an actual event. But when we seek to make the transition from spiritual science in the narrower sense — which is concerned with the observation of the human being's direct experience of the day — to the approach taken in the individual specialized sciences, then what is initially expressed in such a formulaic way becomes something similar to a mathematical formula: it becomes method, method for dealing with the facts. And that is why this spiritual science can have a fruitful effect on the individual sciences, without always merely continuing into the individual sciences that which, admittedly, must be clearly borne in mind at the starting point: that the human being is structured into a physical body, etheric body, and so on. At the beginning one can and must know such things; but if spiritual science is to bring about a fruitful influence, they must become active, they must become a method, a way of treating even the empirically given 'facts'. And in this respect spiritual science, because it rises from the inorganic, where it can do little, through the organic into the spiritual realm, I would like to say, not only in the way the individual sciences can fertilize can, but it will, as a result of its findings, have confirmations of facts to hand over to them, which will shed light on what is gained from the other side through sensory-physical observation and then seen through with the mind. Spiritual and sensory-physical research must meet. And it is one of the most important tasks for the future to ensure that this spiritual research and this sensory-physical research meet.

In the process that manifests itself externally during the change of teeth, it becomes clear that what is designated as the etheric body – but by taking a concrete view, not a word concept, into the eye of the soul – becomes freely active for the entire human organism, after previously having had an organizing effect in the physical body. Now it rises into the soul, becomes free and then consciously works back to the whole human being to a certain degree.

Something similar occurs again with what manifests externally as sexual maturity. There we see how, once again, something arises in human experience that expresses itself, on the one hand, in a certain metamorphosis of the physical organism and, on the other hand, in a metamorphosis of the spiritual. And an essential part of the spiritual researcher's work is to acquire a concrete way of looking at what occurs in the soul and spirit, just as someone who only wants to educate themselves through external observation acquires a concrete way of looking at what they can see with their eyes and combine with their mind. Soul cannot be looked at in this way, but can only be looked at in its reality through imagination. There is no true psychology that does not begin with imaginative observation, and there is no way to find the interrelationship of body and soul or physical body and spiritual soul other than to build a bridge between what is given to external physical sensory perception as the physical body, and what falls away from this perception, what can only be given as reality in the ascent to supersensible knowledge, the spiritual-soul.

If we now turn to what occurs during puberty, we must say: here we see, in a certain sense, the reverse process of what took place when the teeth changed. We see how what plays as the capacity for desire in man, what is the instinctive character of his will, takes hold of the organism in a way it did not take hold of it before. Summarizing the whole broad complex of facts that this involves in a formulaic way, it comes about that one says: the one in which the nature of desire slumbers, the astral body of the human being, becomes free when sexual maturity occurs. It is this body that now, if I may express it in this way, sinks freely into the physical organism, takes hold of it, permeates it, and thus materializes desire, which finds expression in sexual maturation.

Now, what does an appropriate comparison of these two processes show? We see, so to speak, when the change of teeth occurs, a liberation of the etheric body of the human being. How does what is happening actually express itself? It expresses itself in such a way that the human being becomes capable of further developing the formation of concepts, in general the movement in the life of ideas, which used to be more bound to his whole organism, bound to the organization of the head. To a certain extent we see, and spiritual science sees it not only to a certain extent but in its reality, that the etheric, which we ascribe to the human being as an etheric body, withdraws with the change of teeth to that which only lives in the rhythm of the human organism and in the metabolic limb-organism, and that it develops a free activity in the formation of the head, in the plastic formation of the head, in which the consciousness life of the human being participates in the imagination. In a sense, the organization of the head is uncovered during this time. And if I may express myself figuratively about a reality that certainly exists, I must say that what drives itself to the surface from the entire human organization in the second teeth is the soul-spiritual activity that previously permeates the entire bodily organization and then becomes free. Before, it permeated the whole human being right into the head. It gradually withdraws from the head; and it shows how it withdraws by revealing its no-longer-to-the-head activity in that it stops and produces the second teeth. You can visualize this almost schematically. If I indicate schematically what the human physical organization is with the white chalk, and what the etheric organization is with the red chalk, then the following would result schematically (see figure):

In the figure on the left, you see the human being in his spiritual, soul and physical activity as he stands before you until his teeth change. In the second figure, which is to your right, you see how the etheric element has withdrawn from the immediate effect of the head organization, how it has become free in a certain respect, so that from there it can freely affect the human head organism. And the last thing that happens in the physical organism as a result of this activity of the soul-spiritual is the eruption of the second teeth. I would say that you can observe in its image what is being communicated to you here as a spiritual view if you take the skulls that Professor Römer showed you yesterday, because you can compare the insertion of the first teeth with the insertion of the second teeth. If you want to follow this logically, then you have to take as a basis what has been gained here from spiritual science. Then you have to say to yourself, the first teeth, with all that is expressed in them, are taken out of the whole human organization, including the head organization. What is expressed in the second teeth is taken out after the inner soul organization, insofar as it concerns the etheric body, has slowly withdrawn into the rhythmic and metabolic organism and become free for the main head organization. In a similar way, we can say — as I said, I can only give guidelines — that something is happening with sexual maturity. What we call the astral body is sunk into the physical body, so that it finally takes hold of it and brings about what constitutes sexual maturity.

But now what happens in the human being takes place in the most manifold metamorphoses. Once one has truly understood a process such as that which is expressed through sexual maturity, which brings about a certain new relationship in human development, in the development of the human being to the outer world, once one truly understands such a process inwardly, one then also recognizes it when it occurs in a certain metamorphosis. What occurs at puberty, in that it takes hold of the whole person, in that it, so to speak, forms a relationship between the whole person and their environment, is, I would say, anticipated in a different metamorphosis at the moment when language develops in the child. Only what takes place with sexual maturation in the child takes place in a different metamorphosis in the formation of speech. What takes hold of the whole human being at sexual maturation and pours into his relationship with the outside world takes place between the rhythmic and limb human being and the human being's head organization. To a certain extent, the same forces that take hold of the whole person during puberty and direct their relationship to the outside world assert themselves between the lower and upper human beings. And as the lower human being learns to feel the upper human being in the way that the human being later learns to feel the outside world, he learns to speak. A process that can be observed externally in a person at a later age must be followed in its metamorphosis until it appears as an internal process in the human organism, in the learning to speak: the process that otherwise occurs in the whole person at puberty.

And once we have grasped this, we are able to comprehend how the interaction of the lower human being — the rhythmic and the limb-based human being — in its reciprocity develops an inner experience of something that is also present externally in the nature around us. This inward experiencing of what is outwardly present leads to the fact that what remains outwardly mute in things as their own language begins to resound as the human language in the human inner being. Please proceed from this sentence as from a regulative principle. Proceed from this sentence that what is in things, as they become external, material, falls silent, that in dematerialization it becomes audible in the human being and comes to speak. Then you will find the way in which you do not develop a yap-yap or a bim-bim theory, but on which you see that which is external to things – and cannot be perceived by external observation because it is silent and only exists in a supersensible way – as language in the human interior.

What I am saying here is like drawing a line to indicate the direction in which one would most like to paint a wide-ranging picture. I can only present this rather abstract proposition regarding the relationship between the things and facts of the external world and the origin of human language in the inner life. And you will see everything you can sense about language in a new light when you follow the path from this abstractly assumed sentence, which initially sounds formulaic, to what the facts connect for you in terms of meaning. And if you then want to apply what has been philologically obtained in this way to physiology, you will be able to learn about the connection between external sexual metamorphosis and linguistic metamorphosis by studying facts that are still present as a linguistic remnant of the sexual maturation metamorphosis in the change of the voice, that is, of the larynx in boys, and in some other phenomena that occur in women. If you have the will to engage with the facts and to draw the threads from one series of facts to another, not to encapsulate yourself in barren specialized sciences, but to really illuminate what is present in one science as fact , through the facts that come to light through other sciences, then the individual special sciences will be able to become what man must seek in them if he is to make progress on the path of his knowledge as well as on the path of his will.

In a context that might seem unrelated, we will see tomorrow in a very natural way how we can go from the change of teeth to the appearance of speech and then further back to what is the third on this retrogressive path: we see, so to speak, in what is expressed in the change of teeth, an interaction between the physical body and the etheric body. We see, in turn, in what is expressed in language, an interaction between the astral body and the etheric body. And thirdly, we must seek an interrelationship between the I and that which lives in man as an astral body, and we will be led to that which is the third in this retrospective consideration: to the embodiment of the spiritual-soul, to that which is born in the spiritual-soul. If one seeks the path from the change of teeth through the emergence of speech, the third stage is the stage of uniting the pre-existing human soul with the physical.

By walling up the way out of his consideration of the change of teeth to the consideration of language through his abstraction, Aristotle was forced to resort to the dogma that a new spiritual soul is born with each new human being. Due to a lack of will to continue on a path of knowledge, knowledge of human preexistence has been lost, and with it knowledge of all that truly leads to the knowledge of the human soul.

We see a historical connection, which, however, comes to expression in the treatment of certain problems, and we can say in conclusion: Today, according to the dictum of a philologist who is quite significant in the contemporary sense, philology and physiology are so opposed that they cannot understand each other. Why is this so? Because physiology studies the human body and does not come back to the mind in this study. If one pursues true physiology, then one finds the spiritual and psychological in man through the bodily in physiological observation. What happens when one pursues true philology? If one pursues true philology, then one does not reduce the logos to an abstraction, for which one then seeks to see through after-images, after-images in a scientific method, but one seeks to penetrate into that which one supposedly loves as a “philo”-logist, through imaginative and other forms of observation. But then, when one penetrates into that which has become shadowy and nebulous for today's philology, namely the genius of language, the creative genius of language, when one penetrates into it, then one penetrates through the spirit to the external corporeality.

Physiology finds the spirit by way of the inner body. Philology, when viewed correctly, finds what speaks and has fallen silent in things on the way out through the genius of language. It does not find bark and bim-bam, but rather finds the reason why words and language arise in us in the things that physically surround us. Physiology has lost its way because it stops at the body and does not penetrate inwardly through the body to the spirit. Philology has lost its way because it stops at the genius of language, which it then only grasps in the abstract, and does not penetrate into the inner being of the outer things from which what lives in the word resounds. If philology does not speak as if the wauwau and bimbam are imitated in an externally abstract way by man, but speaks about the external physicality in such a way that it becomes clear to it in imaginations, how the word arises from this external physicality, which echoes internally, so that when physiology has found spirit and philology has found physicality, they will find each other.

In this way I have traced the path that spiritual science in the anthroposophical sense wants to lead in conscientious work. I have only given a few hints in this particular field of introductory linguistics.

Now, these things are discussed among us, these things are striven for by us. While we strive for these things, so that they may bear witness to what is being striven for on a path of knowledge that arises entirely out of the spirit of our time. And while you can see from what is being striven for that there is probably a certain seriousness that can be measured against the seriousness that exists in other areas of life, Stuttgart, a meeting raged that trampled on most of our speakers, that had no intention of listening to anything, that did not want to engage with what we had to say, but that, through trampling and similar things, sought to crush what is being seriously pursued. And, addressing my fellow students, I may say: yesterday evening in Stuttgart, your colleagues were absent – not from the other faculty, but from the other attitude – they were not absent, they were present in the trampling.

Dear attendees, my dear fellow students! It will become ever clearer and clearer that there are those who, because they cannot be refuted – because they do not want to be refuted – because they do not want to engage with the new at all by inertly continuing with the old that has outlived itself, they will want to trample down on that with external force. Well, I would just like to appeal to you here in the sense that I do have faith in you, that you may say to yourself: We still have a say in this trampling down procedure! – But may this word become action.

Third evening of disputations

The questions did not relate to the theme of the day, “Linguistics”, but drew on problems dealt with earlier.

Dr. Steiner. Here is the question: It has been said that the three dimensions of space are not equal in structure – what is the difference?

In any case, the sentence was never formulated in this way: the three dimensions of space are “not equal in structure”, but what is probably meant here is the following. First of all, we have mathematical space, the space that we imagine – if we have an exact idea of it at all – as three mutually perpendicular dimensional directions, which we can thus define by the three mutually perpendicular coordinate axes.

In the usual mathematical treatment of space, the three dimensions are treated absolutely equally. We make so little distinction between the dimensions up-down, right-left, front-back that we can even think of these three dimensions as interchangeable. In the case of mere mathematical space, it does not matter whether, when we have the X-axis and the Z-axis perpendicular to each other, and the Y-axis perpendicular to them, we call the plane on which the Y-axis stands “horizontal” or “vertical” or the like. Likewise, we do not concern ourselves with the limitations of this space, so to speak. Not that we imagine it to be limitless. One does not usually ascend to this notion, but one imagines it in such a way that one does not concern oneself with its limits, but rather tacitly assumes that one can start from any point – let us say, for example, the X-direction and adding another piece to what you have already measured in the X-direction, to that again a piece and so on, and you would never be led to come to an end anywhere. In the course of the 19th century, much has been said against this Euclidean-geometric conception of space from the standpoint of meta-geometry. I will only remind you of how, for example, Riemann distinguished between the “unboundedness” of space and the “infiniteness” of space. And initially, there is no necessity for the purely conceptual imagination to assume the concept of “unboundedness” and that of “infiniteness” as identical. Take, for example, a spherical surface. If you draw on a spherical surface, you will find that nowhere do you come up against a spatial boundary that could, as it were, prevent you from continuing your drawing. You will certainly enter into your last drawing if you continue drawing; but you will never be forced to stop drawing because of a boundary if you remain on the spherical surface. So you can say to yourself: the spherical surface is unlimited in terms of my ability to draw on it. But no one will claim that the spherical surface is infinite. So you can distinguish, purely conceptually, between unlimitedness and infinity.

Under certain mathematical conditions, this can also be extended to space, can be extended to space in such a way that one imagines: if I add a distance in the X or Y axis, and then another and so on, and am never prevented from adding further distances, then this property of space could indeed speak for its unlimitedness, but not for the infinity of space. Despite the fact that I can always add new pieces, space does not need to be infinite at all; it could be unlimited. So these two concepts must be kept separate. So one could assume that if space were unbounded but not infinite, it would have an inward curvature in the same way as space does now, that is, in some way it would likewise recede into itself, like the surface of a sphere recedes into itself.

Certain ideas of newer metageometry are based on such assumptions. Actually, no one can say that there is much to be said against such assumptions; because, as I said, there is no way to derive the infinity of space from what we experience in space. It could very well be curved in on itself and then be finite.

Of course, I cannot go into this line of thought in detail, because it is almost the only one followed by the whole of modern metageometry. However, you will find sufficient evidence in the works of Riemann, Gauss and so on, which are readily available, to explore if you value such mathematical ideas.

From the purely mathematical point of view, therefore, this is what has been introduced into the, I would say rigid, neutral space of Euclidean geometry, which was only derived from 'unboundedness'. But what is indicated in the question is rooted in something else. Namely, that space, with which we initially calculate and which is available to us in analytical geometry, for example, when we deal with the three coordinate axes that are perpendicular to one another, that space is initially an abstraction. And an abstraction – from what? That is the question that must first be raised.

The question is whether we have to stop at this abstraction of “space” or whether that is not the case. Do we have to stop at this abstraction of space? Is this the only space that can be spoken of? Or rather, if this abstract concept of space is the only one that can legitimately be spoken of, then there is really only one objection that can be raised, and this is sufficiently addressed in Riemannian or any other metageometry. The fact of the matter is that, for example, Kant's definitions of space are based on the very abstract concept of space, in which one does not initially concern oneself with infinity or boundlessness, and that in the course of the 19th century, this concept of space was also shaken internally, in terms of its conceptual content, by mathematics. There can be no question of Kant's definitions still applying to a space that is not infinite but unlimited. In fact, much of the further development of the “Critique of Pure Reason” would be called into question, for example the doctrine of paralogisms, if one were obliged to move on to the concept of unlimited space curved in on itself.

I know that for the ordinary conception this concept of curved space causes difficulties. But from the purely mathematical-geometric point of view, nothing can be objected to what is assumed there, except that one is moving in a realm of pure abstraction that is initially quite far from reality. And if you look more closely, you will find that there is a strange circularity in the derivations of modern meta-geometry. It is this, that one starts out from the idea of Euclidean geometry, which is not concerned with the limitations of space. From this, one then gets certain derived ideas, let us say ideas that relate to something like a spherical surface. And then, in turn, by undertaking certain reconciliations or reinterpretations with the forms that arise, one can make interpretations of space from there. Actually, everything is said under the assumption of Euclidean coordinate geometry. Under this assumption, one arrives at a certain measure of curvature. One arrives at the derivations. All of this is done with the concepts of Euclidean geometry. But then one turns around, so to speak: one now uses these ideas, which can only arise with the help of Euclidean geometry, for example the measure of curvature, in order to arrive at a different idea that leads to a reorganization and can provide an interpretation for what has been gained from the curved forms. Basically, we are moving in an unrealistic area by extracting abstractions from abstractions. The matter would only be justified if empirical facts made it necessary to conform to the ideas of these facts according to what is obtained through such a thing.

The question, then, is: what is the experiential basis for the abstraction “space”? After all, space as such, as presented in Euclid, is an abstraction. What is the basis for what can be experienced, what can be perceived?

We must start from the human experience of space. Placed in the world, human beings, through their own activity of experience, actually perceive only one spatial dimension, and that is the dimension of depth. This perception, this acquired perception of the dimension of depth by the human being is based on a process of consciousness that is very often ignored. But this acquired perception is something quite different from the perception of the plane-like, the perception of extension in two dimensions. When we see with our two eyes, that is, with our total vision, we are never aware that these two dimensions come about through an activity of their own, through an activity of the soul. They are, so to speak, there as two dimensions. Whereas the third dimension comes about through a certain activity, even if this activity is not usually brought to consciousness. We actually have to first acquire the knowledge and understanding of how deep in space something lies, how far away from us any object is. We do not acquire the extent of the surface, it is given by observation. But we do acquire the sense of depth through our two eyes. The way in which we experience the sense of depth is indeed on the borderline between the conscious and the unconscious; but anyone who has learned to focus his attention on such things knows that the semi-unconscious or unconscious, never conscious, activity of judging the depth dimension is much more similar to an intellectual, or even a soul activity, an active soul activity than to everything that is only viewed on the plane.

Thus, the one dimension of three-dimensional space is already actively conquered for our objective consciousness. And we cannot say otherwise than: By observing the position of the upright human being, something is given in relation to this depth dimension — front-back — which is not interchangeable with any other dimension. Simply because a person stands in the world and experiences this dimension in a certain way, what he experiences there is not interchangeable with any other direction. For the individual, this depth dimension is something that cannot be exchanged for any other dimension. It is also the case that the grasping of two-dimensionality – that is, up-down, right-left, of course also when it is in front of us – is also tied to other parts of the brain, since it lies within the process of seeing, that is, within the sensory process of perception; while, with regard to localization in the brain, the emergence of the third dimension is quite close to those centers that are to be considered for intellectual activity. So here we can already see that in the realization of this third dimension, even in terms of experience, there is an essential difference compared to the other two dimensions.

But if we then move up to imagination, we get out of what we experience in the third dimension altogether: in imagination, we actually move on to two-dimensional representation. And now we have yet to work out the other imagination, the imagination of right and left, although this has been hinted at just as quietly as the development of the third dimension in objective imagining; so that there is again a specific experience in right and left. And finally, when we ascend to inspiration, the same applies to up and down.

For ordinary imagining, which is tied to our nervous sense system, we develop the third dimension. But when we turn directly to the rhythmic system by excluding the ordinary activity of the nervous sense system – which in a certain respect occurs when we ascend to the level of inspiration; it is not entirely precise to say this, but it does not matter for now – then we have the experience of the second dimension. And we have the experience of the first dimension when we ascend to inspiration, that is, when we advance to the third member of the human organization.

Thus that which we have before us in abstract space proves to be exact because everything we conquer in mathematics we extract from within ourselves. What arises in mathematics as three-dimensional space is actually something that we have within ourselves. But if we descend into ourselves through supersensible representations, it is not abstract space with its three equally valid dimensions that arises, but three different valences for the three different dimensions: front-back, right-left, up-down; they cannot be interchanged. From this follows yet another: if these three are not interchangeable, there is no need to imagine them with the same intensity. That is the essence of Euclidean space: that we imagine the X-, Y-, Z-axis with the same intensity – this is assumed for any geometric calculation.

If we hold the X-, Y-, Z-axis in front of us, then we must – if we want to stick with what our equations tell us in analytical geometry, but assume an inner intensity of the three axes – imagine this intensity as being of equal value. If we were to elastically enlarge the X-axis with a certain intensity, for example, the Y- and Z-axes would have to enlarge with the same intensity. That is to say, if I now grasp intensively that which I am expanding, the force of expansion, if I may say so, is the same for the X-, Y-, Z-axis, that is, for the three dimensions of Euclidean space. Therefore, applying the concept of space in this way, I would like to call this space rigid space.

Now, this is no longer the case when we take real space, of which this rigid space is an abstraction, when we take space as it is experienced by a human being. Then we can no longer speak of these three intensities of expansion being the same. Rather, the intensity is essentially dependent on what is found in the human being: the human proportions are entirely the result of the intensities of spatial expansion. And we must, for example, if we call the up-down the Y-axis, imagine this with a greater intensity of expansion than, for example, the X-axis, which would correspond to the right-left. If we were to look for a formulaic expression for this real space, if we were to express in formulaic terms what is meant by 'real' here, then again we would end up with a three-axis ellipsoid.

Now we also have the reason to imagine this three-axis space, in which supersensible thinking must live, in its three quite different possibilities of expansion, so that we can also recognize this space, through the real experience of the X-, Y- and Z-axis given to us with our physical body, as that which simultaneously expresses the relationship of the world bodies situated in this space.

When we imagine this, we must bear in mind that everything we think of out there in this three-dimensional cosmic space cannot be thought of as simply extending in different directions with the same intensity of expansion along the X-, Y- and Z-axes Z-axis, as is the case with Euclidean space, but we must think of space as having a configuration that could also be imagined by a triaxial ellipsoid. And the arrangement of certain stars certainly supports this. Our Milky Way system is usually called a lens and so on. It is not possible to imagine it as a spherical surface; we have to imagine it in a different way if we stick to a purely physical fact.

You can see from the treatment of space how little newer thinking is in line with nature. In ancient times, in older cultures, no one had such a conception as that of rigid space. One cannot even say that in Euclidean geometry there was already a clear conception of this rigid space with the three equal intensities of expansion, and also the three lines perpendicular to one another. It was only when people began to treat space in the manner of Euclidean geometry, in their calculations, that this abstract conception of space actually arose. In earlier times, quite similar insights had been gained, as I have now developed them again from the nature of supersensible knowledge. From this you can see that things on which people today rely so heavily, which are taken for granted, only have such significance because they operate in a sphere that is divorced from reality. The space that people use in their calculations today is an abstraction; it operates entirely in a sphere that is divorced from reality. It is abstracted from experiences that we can know through real experience. But today, people are often content with what abstractions are. In our time, when so much emphasis is placed on empiricism, abstractions are most often invoked. And people don't even notice it. They believe that they are dealing with things in reality. But you can see how much our ideas need to be rectified in this regard.

In every concept, the spiritual researcher does not merely ask whether it is logical. Although, in a certain sense, it is only a branch of Euclidean space, it is not really possible to grasp it conceptually, because one arrives at it through a completely abstract train of thought, in which one comes to a conclusion and, as it were, turns one's whole thinking upside down. When imagining, the spiritual researcher does not merely ask whether it is logical, but whether it is also in line with reality. That is the deciding factor for him in accepting or not accepting an idea. He only accepts an idea if this idea is in line with reality.

And this criterion of correspondence to reality will be given when one begins to deal with such ideas in an appropriate way, which is the justification for something like the theory of relativity, for example. It is logical in itself, I would like to say, because it only comprehends itself within the realm of logical abstraction, as logically as anything can be logical. Nothing can be more logical than the theory of relativity! But the other question is whether its ideas are realizable. And there you need only look at the ideas that are listed there as analogous, and you will find that they are actually quite unrealistic ideas that are just thrown around. It is only there for sensualization, they say beforehand. But it is not just there for symbolization. Otherwise the whole procedure would be in the air.

That is what I would like to say about the question. You see, it is not possible to answer questions that touch on such areas very easily. Now there is a question regarding the sentence: “The organism of an ancient Egyptian or Greek was quite different from that of modern man.

Dear attendees, I certainly did not say that! And at this point I must definitely draw attention to something that I often draw attention to, and really not out of immodesty: I am in the habit of expressing myself as precisely as I possibly can. And it is actually an extremely painful fact, not just for me personally, since it is tolerable, but from the point of view of the anthroposophical spiritual movement, that in the face of many things, for the formulation of which I have used all possible precautions to formulate the facts as adequately as possible, then everything possible is done, everything possible is said, and then these assertions are sent out into the world as “genuine anthroposophical teachings”. One of these assertions is that I am supposed to have said, “The organism of an ancient Egyptian or Greek was quite different from that of a modern man”.

It can be reduced to the following. I said: the modern way of thinking imagines too strongly that man, as a whole being, has basically always been as he is today, right down to a certain historical time. I usually only speak of “completely different,” of metamorphoses of man as such, where there are great differences, where man becomes “completely different” in a certain respect: in prehistoric times. But anyone who is able to penetrate to the subtleties of the structure and the innermost fabric – as a human being can in spiritual science – will find that a metamorphosis of the human being is constantly taking place, that, for example, the modern human being differs from the Egyptian or the Greek. Of course not in terms of external, striking characteristics, which are as striking as external physiognomy and the like. That is probably what is meant in the question, but that is not my opinion, because in terms of striking characteristics, modern man is of course not “completely different” from the Egyptian. But in terms of finer internal structural relationships, spiritual science comes to the following conclusion, for example. It has to be said that since the first third of the 15th century, humanity has become particularly adept at abstract thought, at moving more and more towards abstract trains of thought. This is also essentially based on a different structure of the brain. And through the method of spiritual science, the spiritual researcher can recognize the matter. Then it turns out that it is really the case that the brain has indeed changed in its finest structures since Egyptian times. The brain of the Egyptian was such that, to take one example, he also belonged to those of whom Dr. Husemann spoke, that the ancient Egyptian also had no sense for the blue color nuance and so on. In any case, we can see that the sense of abstraction occurs to the same extent as the nuances of blue emerge from mere darkness. What occurs in the life of the soul corresponds entirely to a physical metamorphosis. It is extremely important that we do not stop at the coarser aspects of human nature, as they are presented when we go back, for my sake, to the long periods of time that lie before history. Rather, if we want to consider human beings as humanity, we must also consider the finer structural changes during their historical existence.

Question: It would be interesting to hear, in a more intimate way, how this fact behaves.

Well, quite a lot has actually been said in these days, let us say, also through the things that Dr. Husemann has presented, about how this fact behaves. And if we were to go into other fields of fact, there would certainly be much that could be said about these other, very fine, intimate structural relationships of the human being.

Question: How do you explain the phenomenon of the well-known horse that solved all arithmetic and mathematical problems without difficulty, to the amazement of all scholars, and only then failed completely when the problems were written on pieces of paper in front of the examiner? If it is the case with the horse that none of those present in the room could see the problem, is this based on a strong suggestiveness on the part of the animal? And how does that come about?

I never want to talk about anything other than what I have investigated myself. And so, in answering this question, I would only like to share what I have experienced myself. For example, I don't know the famous Elberfeld horses. I also don't know the dog Rolf, I never had the honor of meeting him. Now, with regard to such things, I could always state that the story is all the more wonderful the less one is embarrassed by not really being able to see through it, to really get to know it. But I once saw Mr. von Osten's horse in Berlin. I can't say that the calculations that Mr. von Osten presented to the horse were extraordinarily complicated. But I was able to get an instant idea of what it was all about from what was going on there – although you had to look very closely.

I could only marvel at the strange theories that had been advanced about these things. There was a lecturer, I think his name was Fox or something like that, who was supposed to examine this whole story with the horse; and he now put forward the theory that every time the gentleman from the east gave some task, terribly small movements would occur in the eye or something like that. Another small movement would occur when Mr. von Osten says “three” like that, or when he says it like that; another movement would occur when he says “two”. So that a certain fine series of movements would come about if Mr. von Osten said, “three times two”; then the same sign of this movement would come again, six! And Mr. von Osten's horse should now be particularly predisposed to guess these fine movements, which the lecturer in question said he did not perceive in any way, but only assumed hypothetically. After all, the whole “theory” was based on the fact that Mr. von Osten's horse was much more perceptive, to a much greater extent in reality, than the lecturer who put forward this theory.

If you stick to the flashy blue thinking in hypothesizing, you can set up hypotheses in the most diverse ways. For those who have some insight into such matters, certain circumstances were of extraordinary value. During the entire time that Mr. von Osten presented his experiments to the amazed public with his horse, he gave the horse nothing but sweets – he had huge pockets in the back of his coat. And the horse just kept licking, and that's how it solved these tasks.

Now imagine that this has created a completely different relationship between the horse and Mr. von Osten himself. When Mr. von Osten continually gives the horse sugar, a very special relationship of love and intimacy develops between them. Now the animal nature is so extraordinarily variable due to the intimacy of the relationship that develops, both from 'animal to human and from human to animal'. And then effects come about that are actually wrongly described when they are called “mind reading” in the sense in which the word is often understood, but they are mediators for that which is not “subtle twitchings” that a private lecturer hypothetically posits, but which he himself says he does not see! No subtle twitches are needed to convey the solutions. It can be traced back to the following: imagine what went through the mind of Herr von Osten, who of course was vain enough to realize that the tension in the audience, made up of sensation-hungry people, was going through the most incredible twists and turns as he noticed it, and when he was then standing in front of the solution to the task, he gave the horse a piece of sugar. And add to that the effect on the horse of the mental relationship. It was truly not a command given by words or twitching, but an intimately given command that always went from Mr. von Osten to the horse when he gave him sweets to eat. Suggestion is probably not the right word. Relationships that take place between people cannot be transferred to every living being.

I have tried to show these things in concrete terms by highlighting a circumstance that many will consider trivial: the constant giving of sugar as something extraordinarily essential.

Question: Is there a possibility for pointing out a point of view that is just as stimulating for systematics in the field of mineralogy and crystallography as the idea of the primal plant is for botany or a new understanding of the periodic system of elements is for chemistry?

When we speak of crystal forms, we are dealing with forms that are actually different in their overall relationship to the cosmos, in their entire position in the world, than the forms that one can imagine in the Primordial Plant and, again, in the plant forms derived from the Primordial Plant, that is to say, in the possibility of real existence. For example, the principle applied to the design of the primeval plant could not be applied to the field of mineralogy or crystallogy. For there one is dealing with something that must be approached from a completely different angle. And one must first approach it by actually approaching the field of polyhedral crystal forms. And this approach, I can only hint at now. I have explained it in more detail in its individual representations in a lecture course that I gave for a smaller group. This approach is taken when one starts from the consideration, an internal dynamic consideration of the state of aggregation, let us say first of all from the gaseous state downwards to the solid. I can only draw the lines now; it would take too long if I were to explain it in detail, but I will hint at it. If one descends – if I may express it this way – from the gaseous state to the liquid state, then one must say: the liquid state of aggregation shows itself in that, as the one in the whole coherence of nature, a level-limiting surface, which is a spherical surface, and the degree of curvature of which can be obtained from any point on the surface by means of the transition to the tangent at that point. What you get there includes the shape that has its outer circumference in the spherical surface, and a point in the interior that is the same distance from this spherical surface everywhere.

If we now imagine the drop in an unlimited way, I do not say in an infinite way, but enlarged in an unlimited way, we get a level surface approaching the horizontal, and we have certain relationships in mind that are perpendicular to this level surface.

But we arrive at the same idea by observing the connections that arise when we simply regard our earth as a force field that can attract surrounding objects that are not firmly attached to it. If we regard the earth not as a center of gravity but as a spherical surface of gravity, then we arrive at the same result for this, I would say, gravitational figure as we need in another respect for the material constitution of the drop. So for a pure force context, we get something that corresponds to a material context. And in this way we arrive at a possibility for studying the formal relationships in the inorganic.

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So that we can say that in this context of forces, which is present in the whole body of the earth, we are always dealing with the horizontal plane. If we now move from this state of forces to one in which, let us say, there is not a point in the center to which the level surface refers as in the 'drop to the one center point', but rather several points, we would find a strangely composed surface. These relationships of the line to these 'centers' I would have to draw in the diagram in something like the following way: But if we now proceed—and now I am taking a great leap, which is well-founded, but in the short time available I can only hint at the true content—if we now proceed to assume these points not inside, within the system we are dealing with, but outside, then perhaps we would get a diagram that can be made diagrammatically in the following way: If we transfer the points into immeasurable distances, not into infinite distances, but into very great distances, then these curved surfaces, which are indicated here by curved lines, by curves, pass over into planes, and we would get a polyhedral form, which approximates to what we have before us in the known crystal forms.

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And indeed, spiritual scientific observation leads us to look at the crystal in such a way that we do not merely derive it from certain inner figurative forces in some material substance, but we relate it to the exterior of the cosmos, and we seek in the cosmos the directions that then, through the distribution of their starting points, result in what the individual crystal form is. In the individual crystal form, we actually get, so to speak, impressions of large cosmic relationships. All of this needs to be studied in detail. I fear that what I have been able to hint at, albeit only in a few very sparse lines, may already seem to you to be something very daring. But it must be said that today people have encapsulated themselves in their world of ideas in a very narrow area, and that is why they feel so uncomfortable when one does not stick to the conceptual world that is usually taken as a basis today, I would say is taken as a basis in all sciences. Spiritual science demands an - as experience makes necessary - immeasurable expansion of concepts compared to the present situation. And that is precisely what makes some people uneasy. They cannot see the shore, so to speak, and believe they are losing their way. But they would realize that what is lost through the expanse is gained again as a certain inner firmness and security, so that there is no need to be so afraid of what appears to be an expansion into the boundless.

Of course, it is much easier to make up some model or other — as was also mentioned today in a certain question — than to advance to such ideas. It is easier to say: the truth must be simple! — The reason why one says that the truth must be simple is not, in fact, that the truth really must be simple, because the human organism, for example, is incredibly complicated. Rather, the reason why it is said that the true must be simple is that the simple is convenient in thinking. That is the whole point. And it is necessary, above all, to advance to the fuller content if one really wants to understand reality bit by bit.

The question that was raised here still required that one should present three hours of theory. One cannot speak about the sun through “a brief answer to the question,” because one would be completely misunderstood. And I do not want that. — So, first of all, the answerable questions are answered provisionally.

Question: Does spiritual science find a transformation of the material earth with the entry of the Christ-Spirit into the earth? Is the effect of the power of Christ perhaps particularly expressed in one of the elements found in modern times?

What is the question? — Not true, one must only consider from which point of view such a question can be asked. The question is posed: Is the effect of the power of Christ expressed in the material earth? — You must only bear in mind that spiritual science, based on its research, has a very definite idea about the earth that does not coincide with what one imagines about the earth when one speaks of the “material earth” in the sense of the word “material” in today's language. So the question is actually without real content. If one speaks of something like an “influence of the power of Christ on the earth”, then, since this idea is in turn borrowed from spiritual science, one must also have the idea of the earth that applies to anthroposophy, to spiritual science. And how the power of Christ stands in a certain relationship to the whole metamorphosis of the earth can only be presented in the overall context that I have given in Occult Science. And there one also finds what is necessary to answer the question, if it is formulated correctly.

In response to requests from many course participants, a gentleman from Stuttgart will give a brief report on the lecture given the previous evening by the Pan-German General v. Gleich at a mass meeting in Stuttgart on “Rudolf Steiner as the prophet of a questionable teaching” (see Rudolf Steiner's reference to this at the end of the morning lecture, $. 139/140).

I would just like to add that the aforementioned General v. Gleich, quite a long time before, for weeks before, he proceeded to his lecture and to the writing of his pamphlet, wrote a letter to our friend Mr. Molt, as a concerned father, concerned about the misfortune that he, as the owner of a forty-year-old nobility, not only “handed over” his son to anthroposophy, but also to a completely un-noble lady who is an anthroposophist! As a concerned father, he wrote to our friend Molt, asking him to visit him. Mr. Molt did so, but said that he did not know what to do with him. This was clear to him from the fact that Mr. v. Gleich demanded that we “of the threefold social order movement” should henceforth pay the son of General v. Gleich, who was employed by us, so little that the young man would not be able to marry, and that we should at least protect General v. Gleich from this marriage of his son by paying him so little. After these events, it was understandable that one could not expect the best from General von Gleich's lecture. We then actually saw even the worst expectations exceeded! It was the case with this lecture that Gleich essentially presented the content of a brochure – somewhat more fully developed, we might say – that appeared in Ludwigsburg at the same time. It had already been arranged that this brochure should appear at the same time as the lecture. In this brochure, he makes various accusations against anthroposophy in the most uninformed way, without providing any evidence for what he says – anyone who reads this brochure can see that for themselves – by actually only using the opponents of anthroposophy. This is clear from the brochure's table of contents: a few references to literature where one can find out about anthroposophy. One would think that these would be the anthroposophical books, but no, there are about twenty opponents, with the most shameless one right at the front: Max Seiling! Von Gleich essentially brings nothing new to the table that cannot be found in Seiling's brochure, only in the way General von Gleich used to give his lecture. And it was the case that this lecture was announced “without discussion”. There were numerous followers of the anthroposophical movement in the audience. After he had finished the lecture, which was full of the harshest expressions and included some of the most crude slander, he simply left the hall without entering into any discussion. And when someone tried to get a word in edgewise, and when Mr. Molt, who was there and was also personally attacked several times in the lecture, shouted: “He hereby publicly declares – he shouted this into the hall, in which there was a raging was a raging crowd of Mr. v. Gleich's supporters, he did not consider it worth replying to anything. He had already left the hall. On the other hand, the supporters, who were equipped with whistles and other noisy instruments, tried to shout down the anthroposophists who wanted to object. And it was quite close to a brawl. It was very difficult to protest against the most serious defamations, since the whole meeting immediately took on a threatening character, and it was clear that it would come to a brawl.

There followed some reports about the previous lecture by v. Gleich in Ludwigsburg. Finally, a letter from General v. Gleich to his son was read out.

I would just like to say a few words. Can I have this letter again? I would just like to make a formal comment, a comment that does not concern the matter itself. So, in the letter from Mr. v. Gleich to his son, it says: “[...] If only God had willed that you, a decent Christian nobleman, had fallen for your fatherland, then I could at least mourn you with pride [...] I pray to God to take the blindness from you again, so that you may awaken from it again [...].” (space in the postscript).

As you can see, a lot has been said about Mr. von Gleich's own Christianity; I would like to emphasize this: his own Christianity, in comparison with the unreasonable demand that we have been made to pay our son so badly that he cannot marry. That seems to me a very Christian act! And I do not want to be distracted by these “little piquant matters”, which are also on this program, and talk about the seriousness of the situation. Because I know very well that what happened yesterday in Stuttgart is not an end, but a beginning, that behind it stands a strong organization. And it is precisely out of this feeling that I may thank such a personality as the one who has just spoken - out of a real inner feeling for what Anthroposophy at least wants to be. But I would like to point out the seriousness of the situation and the necessity to act in the spirit of this serious situation.

What I want to say must, of course, be distinguished from a certain understanding that one can also have of such Christians as General von Gleich, for example, who is a Christian! I do not want to make a comparison, not even a formal one, but I just want to say something that I had to remember with this kind of Christianity. There are, in fact, very different kinds of Christianity, even of Orthodox Christianity. When the criminal anthropologist Moritz Benedikt started working and writing in criminal anthropology, he initially found little understanding in Vienna. He then found extraordinary understanding in a director of a home for dangerous criminals in Hungary. He was given the opportunity to examine the skulls of criminals, including the skulls of the most dangerous Hungarian criminals. Among them were the strangest people, including a very devout Orthodox Christian, who, of course, could not behave towards Professor Benedikt in accordance with his Christian intentions. He was very angry with him because he was allowed to examine his skull. And he was especially angry about it because he had heard that the prison director had agreed that Professor Benedikt would get to study particularly characteristic criminal skulls after death. And since he was not released to the professor Benedikt in this institution, he wanted to be at least presented to this Benedikt in chains. During this presentation, he said that he could not admit that, given his Christian beliefs, he should allow his skull to be sent to the professor Benedikt in Vienna after his death; he would then be buried here, and his skull would lie around in Vienna! And he wanted to know how his body and his skull would be brought together at the resurrection. He believed so much in his bodily resurrection – he was a real criminal, I think even a murderer.

Anthroposophy and psychology. Spiritual scientific findings concerning the human soul

Reference to ‘anthroposophy’ in this lecture is not to something coming from a sectarian movement or spiritual stream, but to something much more general and human—a spiritual stream that arises with an inner necessity at this time from the scientific approach that has evolved into its present form in recent centuries.

Please do not, however, think of this approach, which we refer to as ‘anthroposophy’, as the kind of logical consequence arising from consistent judgements based on scientific postulates. No, the idea is that this anthroposophy must develop in its own right, as a living structure, living experience, in an age when we have to think scientifically about many issues in life and in the world. It is more like a live offspring—if I may put it like this—of the scientific way of thinking than just a logical conclusion drawn from it.

Ladies and gentlemen, I will have to try and make these four lectures on widely different fields in modern science into a whole. This means that individual lectures cannot be complete in themselves, and I would ask you to keep this very much in mind.

Beginning the series of lectures with a look at the relationship between anthroposophy and psychology seems natural and indeed obvious since in aiming to be orientated towards the world of the spirit, and seeking to obtain its findings from that world, we will have to be concerned in anthroposophy with the most inward affairs of the human being, that is, with human psychology. That is one side of it. On the other hand we have to consider that in the course of recent centuries, especially the 19th century, the science called psychology has taken on a very different character from that which it had just a short time before. It is exactly because scientific thinking has been applied in many spheres of life that psychology has become more of an enigma perhaps, has been found to be more full of riddles relating to life than any other field of scientific endeavour in recent times. It was only natural that in the light of the great, tremendous results achieved in scientific research, views and approaches based on scientific methods took hold, as it were, of everything that comes within the horizons of human knowledge. The scientific approach has therefore also extended its power, we might say, to the field of psychology in more recent times.

Let me immediately deal with a prejudice or misunderstanding that arises only too easily when it comes to anthroposophical research. People may say that those who do research with an anthroposophical orientation are not prepared to take account of the scientific advances made in recent times. The opposite is the case. The other lectures I will be giving here will show that modern science is in fact only given its proper due by providing it with the firm foundation which anthroposophy or the science of the spirit is able to provide for it. To some degree this will be evident as soon as we consider the relationship between anthroposophy and human psychology. Modern science is justified in making it an ideal to keep all natural processes that have been studied, the content of natural developments and facts of nature, separate from anything that has soul quality, never allowing anything that comes from subjective, psychological experience and therefore arises as inner experience, to be brought into scientific observations and experiments. That is the only way in which anyone using this modern scientific approach can hope that human beings will not cloud the objective view taken of facts in nature with anything they bring to nature out of inner inclinations or experiences.

It was only natural that such an ideal would give psychology a particular character, for in earlier times the soul did not relate to the outside world in the way it now must do in the scientific study of nature. Anyone who is seeking to get a feel for the scientific thinking and the views of the world held in earlier centuries, will find that in those earlier times people did not neatly keep the facts of nature which they sought to explain and understand apart from the soul’s inner response to these facts and to the symbolic, shall we say, or other ideas developed in relation to them. In a way, the experiences people had in relation to nature were mixed up with the objective facts of nature. However, as science itself was not yet free then from some of the things that came from the soul, people did not find themselves as puzzled as they do today when it comes to psychology. If you found soul qualities revealed in nature herself, and gained soul qualities as well as purely material facts from nature, you were also much more likely than now seems possible—when the aim is to consider nature in such a way that anything ‘subjective’, any soul quality, is ignored—to think that you might learn something about how soul quality was created in the nonphysical world so as to be in harmony with what you would observe in nature and world. If you have a scientific approach where the greatest ideal is thought to be that anything to do with the soul is excluded, so that concepts, ideas and methods must be developed that are based on exclusion of the soul element, how can you use such methods to study and gain any kind of insight in the sphere of the soul? How can anything learnt in modern science, where the soul element is excluded, be applied to a study of the inner life?

Nevertheless, we shall see in the third lecture how physiology and another science which has a great future and is currently in the process of having chairs established at universities—experimental psychology—will gain sound foundations if it proves possible to develop a psychology that is a science of the soul in spite of the modern scientific ideal. The approach which is to be presented here does not in any way go against everything that has come to the inner life out of modern science when this served as an aid. Quite the contrary! The work which has been done in psychology laboratories more recently will truly bear fruit and gain real significance when seen from a particular anthroposophical point of view.¹

Now we may ask ourselves: What do human beings really want when they approach the natural world using the methods applied, and rightly so, in modern science? What do people want to discover in that world? We could talk about this for hours; let me give a brief idea of how the question might perhaps be answered.

Human beings develop certain needs as their inner life evolves, for the simple reason that they have inner experiences in the psyche, whilst the realities of nature proceed outside them. Modern science is developing out of those needs. People want to be able to cope with the questions that arise inwardly, with the riddles and doubts that may arise in the psyche when they consider the world of nature. And they want to have an image of nature where justice is also done to their inner experiences. It is really the observer who establishes the directives, the trends in modern science. We only have to recall the words if Du Bois- Reymond² in his famous talk on the limits of science: ‘Insight is gained into nature when our need for causality is met—something subjective, therefore, something based in human experience.’ The postulate is, however, that such a subjective, personal inner experience, with its doubts and questions, comes up against the outer processes in the world of nature as though against a sphinx. Those natural events do not at first sight match the image we have of them in our souls. We can alter the first image which has arisen at first sight, doing so with the processes that occur in the soul, and exactly in this way arrive at modern science.

Can we do the same with regard to the inner life? This is a question we do not always answer with sufficient clarity and accuracy. We cannot relate to the psyche in the same way as we do to the natural world, posing our questions in our usual state of mind. The life of the psyche happens inside us. We can merely experience it, live through it. We will not gain anything, however, by categorizing whatever we have come to know there the way we do when we categorize the natural world according to laws so as to arrive at a science of nature. This inner life can be known as it occurs in ordinary everyday life; but in thus living in it there is really no reason for us to treat it in the same way as we do the facts of the natural world. These take us into the unknown, as it were, at every step, but when it comes to the inner life we are right inside it. We have to train ourselves to consider specific questions in natural science if with regard to the inner life we want to use a method similar to the one generally used in natural science.

Now we might say that with the natural world, the observer is inevitably someone on the outside, but when it comes to the inner life, there is no outside observer. This makes some people doubt that it will be possible to observe the inner life. They are unable to see how such a split might happen, so that one has the evolution of the inner life and at the same time is also an observer.

But it is exactly this strange paradox which has to come about if we want to develop a psychology that will rank equal with natural science, or, I would say, is in the spirit of the demands made in modern science. The question concerning the observer of the inner life must be taken seriously and considered in its full significance and depth. Nothing that lives in us can directly observe this inner life. Where scientists studying the natural world who want to be true to the ideal of modern science remove everything that has soul quality from their way of thinking, making the psyche stand aside completely, as it were, psychologists must go exactly the opposite way today. They must not take away anything that is inner experience but must bring something into those inner experiences; they must penetrate those inner experiences with something that does not exist in our ordinary conscious minds. Psychologists must go exactly in the opposite direction! Modern science has grown great by going its way, and because of this the psychologist must go the opposite way. The big and significant question is, how can this way be found?

Some of the things I am going to say now will sound strange. But perhaps you need to consider that anything new in the course of cultural development has always seemed strange to begin with. Just think of the great, revolutionary scientific achievements—how people felt about them, and the troubles and strife they caused. Human beings are very much closer to the psyche than they are to the natural world. No wonder then if with regard to psychology, as a more recent science, many things will come up again that have also been known in the evolution of natural scientific research.

With anthroposophically orientated psychology it has to be clear from the beginning that, as I said before, the conscious awareness we have in everyday life and which is also commonly used in ordinary scientific research, will not be enough. Psychology is going to be a challenge to conscious awareness. In a book published a year ago,³ I dealt with the subject of psychology as follows. If the soul is basically unable to know anything about its everyday experiences but is only able to live in them the way one lives in the natural world outside before one has gained an image of it through natural science, this indicates that the soul must change if it is to observe facts relating to itself. This will mean quite a few difficulties with today’s dominant school of thought. The current idea is not to touch the soul, whatever we do, but to leave it as we have received it ‘from the hands of nature herself’, as the saying goes, and to direct scientific study to what lives in the psyche. Psychology will, however, need to draw powers from deeper sources, from spheres that lie hidden from ordinary experience, to gain methods of observation and of forming ideas that differ from those we have in ordinary life.

Let me tell you briefly and simply what has to happen to the human psyche if it is to be a real observer of its own inner experiences or, to put it in a better way, awaken the inner observer who lies hidden in it, so that it may investigate its own inner life. Our thinking, all the ways of forming ideas we develop in the study of the natural world, will not be what we need when it comes to the psyche. You will soon note, especially if you struggle inwardly to gain insight, that all those ideas do not take us beyond the facts that can be observed in natural science; they do not get us anywhere near the realm of the psyche.

The situation changes the moment we reach the points—I call them the frontier posts in our search for knowledge—where the human being is full of doubt to begin with and keeps saying to himself: This is as far as we can go in our search for knowledge with what has been granted to humanity; we cannot go beyond this. Just consider how people whose thinking is wholly based on the modern scientific way and who seek to dig down deeper and deeper into existence in their thoughts then come to such frontier posts. Let me give you some examples to show how someone struggling to gain insight truly comes to quite specific points in his inner life.

The first example I would like to give is one I found with a seeker who may not be appreciated so much as a philosopher but is all the more highly esteemed as a person, and that is the well-known aesthetician Friedrich Theodor Vischer.⁴ In his review of Volkelt’s interesting small book on dream fantasy⁵ he put all his inner energies into raising the question as to what the relationship might be between human soul and human body.

There is a difference between considering the issue from a philosophical perspective, taking a conventional view and applying only the rational mind to it, or letting hard effort in thinking create the inner experience of truly facing something like a sphinx. It was out of such apprehensions—one can see it from the way it all goes—that Friedrich Theodor Vischer, known as ‘V Vischer’, asked himself this question. He wrote: ‘The human soul cannot be in the body; yet it also cannot be anywhere but in the body.’⁶ Completely contradictory! The contradiction arises, however, not because it has been dragged in by logic, but out of the fullness of inner thought, a contradiction one is wrestling with, a contradiction that may be the beginning of an inner drama in the struggle to gain insight. And we should not fight shy of such dramas that bring living inner experience if we want to develop a true psychology.

This, then, is one of the highly significant questions at the frontier posts of knowledge. There are many of them. Du Bois-Reymond spoke of seven riddles of the world.⁷ We might refer to hundreds of such questions, both lesser and greater. We may stop at them, saying that this is as far as the human ability to know things goes, but if we admit to this it merely means that we lack courage in the quest for knowledge. What matters here is that we must be able to let such questions live on in us, in the fullness of our inner life, not seeking to consider them rationally, bringing all our inner powers to bear, but to live through them and have the patience to wait and see if something of a revelation will not come from the outside. And this does happen.

If we do not seek to meet such questions with preconceived ideas but enter into the billows, as it were, which such questions raise in the human soul, we come to a completely new living experience which we cannot have in our ordinary state of mind. Let me give you an analogy for this living experience. It is an elementary experience in the psyche and an elementary experience for the genesis of an anthroposophically orientated psychology. We simply must take it in its full reality, not in an abstract, dead sense. Let us think—it does not matter here if the analogy has full justification or not, for it will tell us what it is meant to tell us—let us think of an animal that is very low down in the evolutionary scale, a creature that does not yet have a differentiated sense of touch relating to the outside world. It is more or less just rummaging around inside as it experiences life and bumps into physical objects that exist around it. Now imagine such a life form gaining perfection in terms of the theory of evolution. What can evolve in this case? Where a lower animal merely bumps into objects outside and experiences those bumps inwardly in a completely undifferentiated way, differentiation in the course of evolution causes this to develop into a sense of touch. In the scientific theory of evolution, the differentiation of life in the senses is, I would say, generally presented as bumping into things and differentiation developing from this. The process which here happens externally, physiologically, or physically if you like—with a differentiated sense of touch developing merely from bumping into things—repeats itself purely at the level of the soul, if we take things in a truly living way, as we arrive at those frontier posts of knowledge with the psyche fully involved in the process. First you will feel as if you were in the dark in the world of mind and spirit, bumping into things everywhere. The fact that questions like those asked by Vischer have arisen proves that we live in darkness of soul, in an existence that is grounded in the world of the spirit and touches on that world. But the element which thus comes up against the world of the spirit now needs to be differentiated.

If we truly live with such frontier issues, something enters into the soul, is brought to it by revelation, which previously existed as little for the soul as sensory perception based on a differentiated sense of touch existed for a creature that had not yet developed such a differentiated sense of touch but merely bumped into things. We have to live with and through those frontier issues, the countless, tormenting, sphinx-like questions, so that we may know that the methods we can gain through working with nature, the methods which truly meet the ideal of the modern scientific approach, only take us to the point, where soul and spirit are concerned, where we bump into those boundaries. From there, life itself must forward.

And it can move forward. This can only be empirical fact. I am talking about something which every thinker who bases himself on modern science has perceived only too clearly, too significantly. The time when the soul truly expands its sphere of life into these boundary areas of knowledge can only come slowly as we patiently feel our way. I have given examples of such boundary issues in a brief chapter I have just written in the book which is due to appear shortly.⁸

Let me refer to another such fundamental boundary issue which we find in the work of Friedrich Theodor Vischer. It is an example of how someone who is beginning to live with the drama of insight and knowledge in himself in a very real way comes to the matter I have just been characterizing, inwardly feeling his way and not yet outwardly differentiated in feeling one’s way in mind and spirit. When Friedrich Theodor Vischer was struggling with these issues, the time had not yet come for the soul to break through the boundaries it had met. Vischer wrote:

No mind without a nerve centre, nor a brain, say our opponents. We say: no nerve centre and no brain unless there has been preparation in countless stages, starting from below; it is easy to be derisory about the spirit bumbling about in granite and limestone—no harder than it would be for us to ask derisively how the protein in the brain manages to get to something as sublime as ideas. Human powers of insight lack the ability to establish levels or degrees. It will remain a secret how it comes about that nature, and the spirit must surely slumber beneath her, is there as such a perfect counter thrust of the spirit that we—please note his choice of term here—

get bumps and bruises from it; it is a forcible separation that seems so absolute that Hegel’s concepts of being other and being outside oneself, however brilliantly formulated, really say practically nothing, simply covering up the abruptness of the apparent dividing wall. Fichte gives proper recognition to the fine edge and impact in this counter thrust, but no explanation.⁹

There can be no more accurate description of this inner life. First it feels itself bumping into the world of the spirit when such boundary issues come up, and it longs to let this process of coming up against the world of the spirit become differentiated and be a real way of feeling one’s way in that world, with, to use Goethe’s words, a mental organ developing.¹⁰ Where Goethe spoke of eyes and ears of the mind, we might say that organs of touch¹¹ arise in the mind at a most elementary level as we live in these things. It is truly a vital process, a growth process; it is not a matter of simply applying what one has previously learnt in the sciences; it is something as real as the way a child grows, but it takes the soul into regions it has not known before.

People are often mistaken about this. Thus the philosopher Bergson,¹² who has grown famous, makes one of the absolutely basic errors in this field. Henri Bergson says we cannot comprehend the world with the analytical mind, and especially cannot comprehend the inner life in this way, for in the psyche, and in the whole of existence, everything is evolving, flowing, vital. What is he thinking? That what we need does already exist and we can look for it with powers we already possess. In this, however, he is greatly mistaken. It does not lead to anything that can truly explain the psyche, for the soul must go beyond itself; it must develop something it does not yet have. The soul does not think that the life which it is to explore does already exist, but that it must first be gained.

Many people are really scared—if I may use the term—of entering deeply into the inner drama of gaining insight and knowledge. They believe it will take them into the abyss of subjectivity, the abyss of individual nature. If they were really to enter into this abyss in the way which has just been described, they would find that in doing so they would find something inside themselves that is as objective as are the things we find when we consider the natural world. It is merely an illusion to think that in living through the drama of insight one person would find one thing, and another something else. In a certain respect individual experiences have to differ because they are different aspects, different views of the same thing seen from different sides. Yet if we take photographs of something from different angles and those photographs look different, this does not mean to say that the thing itself does not present something objective in those aspects. We should not be dogmatic about anything someone has gathered from the psyche in this way, making his particular formulation into dogma and believing in it as one believes in any dogma or law of nature. No, we have to be clear in our minds that however subjective something perceived with the mind’s organs of touch may be, seeing that it represents a particular angle—if the methods I have presented only in principle are developed further, organs will truly develop in soul and spirit that may be compared to eyes and ears of the mind—if the world of the spirit is characterized on the basis of a mind that has vision of the kind I referred to in my book,¹³ then something described by an observer may be a subjective aspect; but if we accept it we approach the world of the spirit in the same way as we have a true image of a tree even if it is only from one angle. This is something that needs to be understood, especially in this particular field.

When human beings go beyond themselves in their inner life, something arises which I have described in my book How to Know Higher Worlds. There you find a detailed description of what the soul has to do so that it may go beyond itself in this way. Today I have, of course, only been able to give the principles. If you take what it says in the book to a certain level you will discover why I called the experiences, which are of a completely new kind compared to our ordinary conscious awareness, ‘imaginations’, seeing in images, and referred to the level of awareness which develops as ‘imaginative awareness’.

This imaginative awareness has nothing to do with fantasy. Its content is new compared to what one has known before. ‘Imaginative awareness’ is a term like many others. What matters is that the imaginations or inner images we gain, enriching our inner life, clearly show that they are, well, let us say reflections of a non-physical reality, just as our usual ideas of things are reflections of outer physical reality.

I have now described the process in which the soul rises above itself at the first level to gain imaginative insight. With this imaginative insight one is in fact living in a state for which we have to use a paradoxical term, and this can of course be the subject of derision in view of general thinking habits today. It is that in uniting the soul with the living inner experiences thus gained we are living out of the body. This is the crux of the matter. And above all we learn to distinguish experiences which we have gained in this way, without making use of the body, from those gained in the outside world which we have perceived through the senses; above all, however, also distinguish them from anything by way of visions, hallucinations or illusions.¹⁴

For this is something we must always remember. The way which is shown here goes in the opposite direction to the one which we may call pathological, the way that leads to illusory and visionary life. Those who find their way to a life in images know that anything we perceive with the senses, perceive with normal senses in the world of nature, is of a higher quality than anything that may present itself in visions or hallucinations. If we give ourselves up to visions we enter more deeply into our living physical body, becoming more closely bound up with it; we bring soul quality into the living body but we do not come free of it.

In the third lecture we will consider the human being as part of the natural world, and we will then realize why the contents of visions can be confused with perceptions made in the spirit. Today we are talking about the inner life, the psyche, and it is important to make the distinction quite clear—a visionary goes down into the life of the body, whilst someone seeking imaginative insight enters into a life that is wholly in the soul sphere, and this leads to experience lived independently of the body.

As I said, this is highly unusual in present-day thinking. Someone wanting to reach the world of the spirit on an amateurish basis, with amateurish ideas, would greatly like to think of this world by taking external sensory perceptions for a model; he would greatly like—we can see this in spiritualism, which is so disastrous—to have factual things in the spirit, just as one sees factual natural effects if one performs a physical experiment in a laboratory. He wants a tangible spirit. Yet the things we find in imaginative perception do not compare with anything tangible. In my book¹⁵ I compared this—one can only offer an analogy, for it is not the same—with the memories of past events which we think we call up from the depths of our inner life. The tenuous nature of such memories, which are entirely nonphysical, having soul quality, is the only thing in which it is possible to experience the spirit in which the psyche has its roots. It is just that the images seen independently of the body do not relate to anything one has known in the physical world. They have their own content which tells us that we have entered into a new, non-physical world, a world we did not know before. One gradually has to familiarize oneself with a very different way of inner experience, for the I will not have the support of the physical organs through which we gain our sensory perceptions. It takes some time to get used to this kind of life.

Above all it is this: I may have compared the images gained in the new way with memories of past events, but everything that arises by way of such images, and which therefore is a reflection of a spiritual reality, has one peculiarity which it is hard to get used to, and that is the peculiarity that the more perfect such a non-physical perception is, the less are we able to recall it afterwards. We are used to remembering things that have gone through our minds. Those non-physical experiences do not generate an immediate power to remember. The process is very different. I described it in the above book. It goes like this: If you want to have a specific non-physical image you have to prepare for this, exercising the soul so that it will develop the inner powers by which the image may be revealed. We can remember the things the soul does, what it undertook to gain that image vision. It is then possible to call the image up again. So once you have had a spiritual experience in imaginative insight you will not easily remember it; you have to go through all the inner preparation again; this you can remember. You can say to yourself: you did this, and you did that; do it again and you’ll have the experience again. Only if we succeed in bringing copies of it, as it were, back to our ordinary conscious mind, to our ordinary thinking, as ideas will we be able to recall those copies. But the actual nonphysical image has to be new every time, otherwise it is not the real thing.

Another peculiarity is this. Ideas we gain in our life in the outside world are produced all the more easily the more often we produce them. We get a degree of practice in this, and these things become habit. This is not the case when we have living experience of non-physical images, genuine spiritual realities. It is rather the opposite. The more often we seek to have a non-physical image under the same conditions, the more vague does it grow. Hence you have the strange situation, really quite paradoxical, that students in the life of the spirit who make efforts to gain certain non-physical images will have them and then be surprised that they cannot have them again. The ability to produce something again is often lost very quickly, the second or third time, and we then have to make new efforts, over and over again, to call up something which is escaping us, as it were, having come to us just once from the world of the spirit.

You will find all the individual exercises that will help to overcome the problem in my book How to Know Higher Worlds, though even there it is just a brief outline of things I have said on the subject since.

Another peculiarity is that you will only manage to cope with such imaginative ideas if you have gone through inner training to develop a life of thinking, forming ideas, inner responses and of will that provide reference points, so that one may bring ideas into the non-physical images. If you do not pay careful attention to this, you may fall into inner confusion and darkness, though this would not be pathological. Again and again you come to say to yourself: Here you learn something out of the spirit which you cannot yet understand, for you have not developed concepts that go sufficiently deep for this. At that point you have to stop, you have to find another way, trying to take your ability to form ideas in the world of the senses further, so that you may on a later occasion understand what you have not been able to understand before.

In short, I could mention many more such characteristics. You come across lots of things that take you aback and are paradoxical compared to the inner experiences we have in our ordinary state of mind. Yet it is only when we have torn the soul element away, as it were, from the living body that we are in the world of the spirit. No one can deny this experience, which is spiritual.

With the development which I have been describing so far, you are able to gain certain insights. You come to see that apart from the physical body, which is part of us and which is the object of anatomy, physiology and of modern science altogether, something else is also truly our own. In my more recent books I have called it the ‘body of creative powers’, so that there may be no misunderstanding; previously I called it the ‘ether body’.¹⁶ It is really a second element in us, and can never be perceived by ordinary sensory perception, ordinary inner experience. It can only be perceived if this inner experience progresses to become the capacity for vision in images. For this body of creative powers does not exist in space; it is something which lives only in time, but lives in time in such a way that everything which is active in our physical body from birth or conception to death, let us say, wells forth from this body of creative powers. We have a second body in us, a body of creative powers. It becomes a reality for us when we gain the power of awareness in images.

This awareness will not, however, take us beyond the principle which is with us from birth to death as our body of creative powers. This may sound odd, but that does not matter. We are able to go beyond it if we find additional ways of inwardly strengthening the soul, which has now become free of the body. Exercises have to be done again and again, with patience, to develop a completely new relationship to the principle we call the life of ideas or concepts.

In ordinary life we bring objects around us to mind by forming ideas of them. When we have an idea of something we think we possess whatever we are inwardly able to have of such an external object. This is a notion we must abandon when we come to gain experience in the spiritual realm. We need to be able, as it were, to put ourselves in a position where we let our ideas of things be like forces and powers that fight one another in the inward drama of gaining insight and knowledge. We have to develop the ability to let one idea enter into conflict with another. We must long to characterize anything we have characterized from one point of view also from another. At this level terms like materialism, idealism, spirituality, sensuality, and so on, all become empty phrases, for all of them, woven from the webs of concepts we have, prove to be like photographs taken from different angles.

We come to realize that in the realm of the spirit we have to deal with our concepts the way we work with our sense organs in the sphere of the senses. We walk around objects. We do not consider concepts as snapshots but merely as something which characterizes objects for us from one perspective or another, giving a one-sided view.

The spiritual scientist will therefore develop an inner tendency to characterize things from one angle, and then to characterize them also from the opposite angle. He will above all feel a longing to develop certain ideas and then refute them again, thus truly going through this inner combat. I am just giving some important inner aspects which one has to make progressively come true when a certain point has been reached at the frontier post of knowledge and insight.

The soul then continues to develop. It manages to develop the faculty I have called ‘inspired insight’ in my books. Please leave aside all superstition or prejudiced ideas with regard to this. The soul then separates from the body to a higher degree. Having gained this level of insight and knowledge one is not merely able to perceive the body of creative powers which is with us in time, from birth to death, but also spiritual realities that are outside our bodies, just as we see physical realities with our physical eyes. In my next lecture I will be speaking of the spiritual reality outside the human being. Now I am first of all going to talk about what the human being sees with this inspired insight, a spiritual reality that lies within him.

Something arises in inspired insight which does not live in our existence between birth and death; it lived before us, before we entered into the earthly body at birth, or, let us say, conception. It will live with us when we enter into the world of the spirit at our death. It has united with the physical genetic material we have from our parents and ancestors; it has penetrated this physical material. Inspired insight will truly allow us to perceive what preceded our physical existence at the soul level, what happens after our physical death, for we learn to see, in the spirit, the part of us which is wholly independent of the physical body. The body of creative powers is still bound to our physical existence; it will disperse when it is cut off from this physical existence. The principle which inspired insight is able to perceive does not disperse; it remains by itself; it is the part of us which goes through births and deaths. In the field of inspired insight the human being is able to investigate properly what connects him with worlds that are wholly of the spirit, what works most powerfully so that he becomes this particular human being when physical genetic material connects with his spiritual part.

The third ability we acquire is called intuition. This is not the kind of vague idea generally called an ‘intuition’ but something else. I’ll just refer to it briefly. At the third level of spiritual insight you can become fully aware—this will happen at a particular point of time in our inner development—that you are someone else, that through the efforts you made as you progressed through vision in images and inspiration you have truly found an inner observer in you.

Something significant then occurs in the drama of insight and knowledge, as I have called it. At this point we may say: You can see that it is not only this physical body of ours which the spirit has helped to create; you come to see that our soul itself, with its feelings, tendencies, ambitions, affects and will qualities, has come to be what it is through spiritual processes. The drama thus becomes an inner stroke of destiny.

You may have destiny experiences in life that make you shout for joy or feel very low, you may know the worst and also great happiness—the things you experience when you perceive the development not only of the physical aspect but of also of the soul principle, are a stroke of destiny, an inner stroke of destiny that means more to someone who experiences it to the full in the drama of knowledge and insight than the highs and lows, pleasures and pain of destiny experiences in everyday life.

If this is possible, if there truly is this inner power to bring about change, so that the inner eye perceives not only the physical and bodily aspect out of the spirit but the soul principle itself within the process of spiritual evolution, then intuitive perception arises. A sphere is entered which encompasses repeated earth lives, the ability to look back on earlier lives on earth, and the certainty that this life on earth will be followed by others. Knowledge is gained that the whole of human life consists of successive lives on earth, with lives in the world of the spirit in between them that extend from death to rebirth.

With all this, the inner eye needs to be directed to something for which a relationship with the natural world outside has not really trained it. With reference to the natural world we always ask about the origin and cause of facts. When it comes to things of the spirit, questions as to origin and causes will not serve. When the realm of the spirit opens up to someone in the way I have mentioned, he finds that everything that has to do with growth, thriving, progression and development has retrogressive development mixed in with it, with existence progressively crumbling away and destruction in progress all the time. This is what made individuals who were able to see this—perhaps not in this modern way, but in the ways in which such things were known in the past—say that insight into the spirit takes us to the gates of death.¹⁷ You come to realize that conscious awareness, life in mind and spirit, and living in the spirit in full conscious awareness can only arise if a principle that makes existence crumble away enters into all our growth, healthy development and progression. You come to see that death is but a single major event which we can think of as divided up, broken up into its atoms, as it were, and happening in us all the time when we gain conscious awareness in physical life. In this world, to know is to enter a little bit into something that will come all at once when we go through the gates of death.

You get to know the relationship between the conscious mind and the process of dying. In doing so, you also get to know how this conscious awareness goes through the gates of death, and that death actually awakens us to a different conscious awareness. We enter into this when we lay aside our physical body. We lay this aside, as it were, merely in order to gain such insight in images, inspiration and intuition.

If you want to get a real idea of gaining insight in the spirit, you have to get used to seeing your relationship to the world in a very different way from the one you have been used to. Above all it is necessary to give up the idea that you can somehow find the spirit by interpreting the material world, looking at it critically in some way, and by finding laws based on the material world. The laws we discover in relation to the material world only apply in that world. You will not find the spirit by interpreting the world you perceive through the senses; when you are in the physical body you find the spirit in connection with the world of the senses; but you find it through independent life in the realm of the spirit.

Let me clarify this by using an analogy. When we read sequences of words, which are letters put in a row, we do not say: There’s a vertical line, there’s a horizontal line; we do not identify the letters but consider the row of letters or words as a whole, and an inner content then arises. This content has nothing to do with identification of the letters. You must have learned to read. And something quite different from the identity of individual letters arises in the reader’s mind. You cannot find the spirit which you discover from the letters by looking in the printers’ letter case. Nor can you find the life of the spirit by spelling out nature. You will only find it if you let the soul rise beyond itself and thus find the element which extends from the spirit itself into this physical life, in so far as the soul finds itself living in the physical world between birth and death.

You see, this leads to a psychology that can well hold its own side by side with the natural sciences. It does not transfer the methods developed in the study of nature to the psyche, nor does it stop at the inner life as we know it in everyday life. Instead it brings an objective principle into the inner life, and out of this the psyche experiences itself. The living body has also been born out of this principle, as we shall see in the third lecture.

These are first, elementary indications; you will have to refer to my books for the rest. They show how human beings can find the immortal element that lies in them, and how a psychology with this anthroposophical orientation truly guides us in this direction. Then such things as happened to Franz Brentano,¹⁸ the great psychologist who died in Zurich in March this year, need no longer happen. Brentano was a significant figure, but also a tragic one in the way he bore with his thinking. He came to the study of psychology at a time when the modern scientific way of thinking was developing. He wanted to apply this approach to the inner life. One can get no further with this approach, however, than to compare ideas as to how feelings want to rise in the soul, what attention is and so on in outer physical life. In his work on psychology from the empirical standpoint—in the first volume he wrote, which has remained the only one—Franz Brentano regretted the things psychology could not achieve, saying: What help is it to us, even if we are thoroughly scientific in our approach, to compare ideas, make associations of ideas, the way inclinations and disinclinations arise, and so on, if the great hopes held by Plato and Aristotle cannot be fulfilled. They hoped that with psychology we would gain insight into how the better part of our nature lives on when we have gone through the gates of death.¹⁹

Franz Brentano regretted the fact that he did not have the means of tackling these problems. It is remarkable to see how he struggled with them to the end of his life. The straight, honest nature of his struggles is evident especially from the tragic circumstance I referred to in an obituary for Franz Brentano which appears in the third chapter of my above-mentioned book. He was always saying he would continue his book on psychology, the first volume of which had been published. The work was intended to be in four or five volumes. The first volume appeared in the spring of 1874. He promised the second for the autumn of that year, to be followed by the rest. He did not publish any of those, however. He wanted to master the inner life with the modern scientific method; he wanted to set about this in a straight and honest way. If he had been able to do so, if the modern scientific method had not been like a dead weight on his powers of investigation because he misunderstood it, he would have been able to enter through the gates into a life in the spirit that gathers something from the depths of the soul that cannot be there if one has only the methods of modern science.

We can see from the tragedy of Franz Brentano’s life as a scientist—and of the lives of many others, but especially in his case, because he was such a significant figure who at the same time was absolutely honest—that there is a need for a psychology that can only be found through inner experiences gained out of the living body. Then the great problems can be considered again, issues that must be foremost in the minds of those who consider their own inner life—the problem of immortal life, if we find the truly immortal part by the methods I have described, and also the problem of free will, which we are going to consider later on in these lectures. These are the two most important and compelling problems. But look at the works on psychology published in recent years. These problems are completely left aside in them; indeed, they have disappeared from psychological studies, simply for the reasons we have been considering today.

There is more to it, however, than being able to work with those great questions. The insights psychologists are seeking with methods they have developed by going more deeply into the modern scientific approach can only be fully clear if one can consider them from the point of view which I have indicated. That is the way it is. Modern science will prove valid on the one hand, the science of the spirit and spiritual investigation on the other. But it is just the way it is when one is digging a tunnel from two sides and must have worked things out carefully in advance so that one may meet in the middle. Spiritual science and natural science must come together if the knowledge and insight sought by humanity is to be a whole.

Let me give you just one example of how ordinary psychology, too, can be conquered if we enter the higher regions which I have briefly outlined today. Among the questions considered by people who do research in psychology are those concerning memory or recall. It is enough to drive you to despair to see how the memory problem is dealt with in the ordinary approaches to psychology. There you can really see the frontier posts in the process of gaining insight. Someone has an idea which he develops from something he has perceived through the senses; this idea then ‘goes down’ into the soul sphere; it ‘vanishes’, as they say, and later the person is able to recall it. Where has it been?

I won’t go into everything that has been said on the matter for centuries. On the one hand people say that such ideas vanish into the unconscious and then come up again across the threshold to conscious awareness. I’d like to know someone who is able to find any real meaning in such words as he says them. All meaning is immediately lost when you talk of ideas ‘going down’ and ‘coming up’. You can say anything; but you cannot envisage it; for it does not relate to any kind of reality. Psychologists more inclined towards physiology will talk about ‘traces engraved’ in the nervous system or brain; these traces then ‘call’ the ideas ‘up again’. People try painfully to explain how the idea which has gone down is dug out from those traces. As I said, it can drive you to despair when you consider the different approaches to psychology. Just think of how much serious, noble, genuine research effort goes into working on these problems. We certainly would not deny that such honest and genuine work is being done.

In truth, however, this simple fact relating to the inner life can only be seen in the right light if we consider it with the power in our souls that has the spiritual organs to observe the ordinary inner life, too, from the point of view taken in the world of the spirit. You then find that there is no question of an idea which I have ‘going down’ to anywhere or ‘coming up’ again somewhere. People altogether have the wrong idea of memory. An idea I form on the basis of something perceived in the world around me does not live in me as something real at all, but as a mirror image which the soul creates by means of the body’s mirroring. We will go into this in the third lecture. And this idea lives only now! It is no longer there once I have lost it from the inner life. There is no such thing as ideas going down and coming up again, thus creating memories. The commonly held idea of memory is wrong.

What matters is this. Having sharpened the soul’s power to see things in the spirit, you see—you can observe this in the spirit just as you observe things in the world outside—that something else is going on at the same time as we form an idea based on something we have perceived. It is not the process of forming the idea but this other, unconscious process running parallel to it which produces something that does not come directly to conscious awareness but lives on in me. So if I have an idea, a subconscious process develops that is wholly bound up with the physical body. When occasion arises to call this process up again, the idea forms again because the soul now looks to this process, which is a purely bodily one. A remembered idea is a new idea created from the depths of the living body. It is like the earlier idea because it has been called up in the unconscious process that had been produced in the living body. The soul reads the engram engraved in the body, as it were, when it recalls an idea.

This, then, does correct the ideas ordinarily held by psychologists. You now have the right idea instead of something perceived in entirely the wrong way in ordinary experience. I could go through the whole of psychology with you and show you many points where genuine insight shows that the inner experiences which people think they have prove to be illusory. People have quite wrong ideas about the inner life, and these need to be corrected by the soul coming free of the body and then observing its life from a truly spiritual point of view.

It is exactly with ideas like these, which on the one hand really make the spirit accessible to scientific study, that on the other hand the fruits of faithful hard work with the modern scientific method in experimental psychology and physiological psychology as well as other fields find their right place. Anthroposophically orientated spiritual science is neither hostile nor unsympathetic towards such work. Knowing that the ordinary methods developed in the study of the physical world cannot solve but only raise questions, real questions, work done in spiritual science can make the results of natural scientific investigation truly fruitful by casting a new light on those questions.

The work done in anthroposophically orientated spiritual science is truly moving towards natural science, like digging a tunnel from opposite directions. Another example will show this. Scientists with a Darwinian orientation have recently made some very interesting findings, which I am going to tell you about in a minute. But first let me say that the unconscious activity which underlies memory recall is something different from the powers of heredity or of growth, but, having developed parallel to the forming of ideas, it is also related to those powers. Powers that take effect at an unconscious level when we form an idea on the basis of sensory perceptions are related to the powers that grow in us. They create dispositions in the living body that can later be read, leading to memory recall. Genuine observation in the soul gives us a clear idea of how the powers of memory relate to those of heredity and growth. A bridge is built—we will be saying more about such bridges in the next few days—between soul and spirit on the one hand and the living body on the other.

Consider how Darwinian Richard Semon starts with heredity in his very interesting book, with the emergence of characteristics, and then brings these hereditary powers together with the powers of memory.²⁰ The scientist thus sees a relationship between hereditary and memory powers. The psychologist has come to connect the unconscious powers that lie behind heredity with those of memory recall.

These things happen quite independently of one another. What Richard Semon called ‘mneme’ in his most interesting book agrees with the views held in anthroposophically orientated psychology, where consideration extends to regions in the human being that are also studied by modern scientific methods. We will speak of this in the third lecture.

What I have been saying today at an elementary level about the results of genuine spiritual experience in the soul that provide the basis for a more up-to-date psychology, must inevitably sound strange in many ways to people used to thinking in the way that is usual today. This is perfectly understood by someone who is in the midst of these things, yet perhaps one may also say that it needs more than just hearing an interesting lecture. You need to enter deeply into the serious process of spiritual scientific investigation. You will find that one’s powers are used differently from the way they are in natural science, but that the route followed in anthroposophical research is no less serious, no less demanding than the route taken in natural scientific research. The fact is, however, that the fruits, the results of natural science only provide the starting point for spiritual research. We come to concepts, ideas and natural laws when we want to investigate the natural world. We make it our premise that the work done in natural science takes us to the frontier posts from which we set out to make investigations in the science of the spirit and in anthroposophical psychology.

I would say, therefore, that psychology based on anthroposophy should not be said to go against the justifiable demands of today’s natural scientific way of thinking. Quite the contrary. It does not reject anything resulting from justifiable investigations in natural science. Nowhere does it oppose such justifiable science. However, it cannot stop at merely drawing logical conclusions from things that are already given in natural science. Spiritual science is not a philosophy where one merely wants to draw conclusions based on natural science. No! In anthroposophically orientated spiritual science we have to adopt a different device, the device that this spiritual investigation must follow from natural science not as an abstract logical conclusion, but as a live offspring.

The spiritual investigator holds the belief, which is stronger than the belief of many a natural scientist who rejects spiritual investigation, that natural science is sufficiently robust not only to lead to its logical consequences but to bring forth, from itself, as it were, something that is very much alive. This has its own vital energies and must thrive by having its own independent life. This is what the science of the spirit should be, a science which natural science itself demands.

Questions and answers

Several questions related to repeated lives on earth.

Ladies and gentlemen, the nature of the questions which have been asked is such that a brief answer cannot be satisfactory. One would indeed have to speak volumes to answer them in full. First of all we have the question:

What purpose does reincarnation serve?

Well, ladies and gentlemen, essentially the question as to purpose—I have to answer in a scientific way, otherwise it is just empty words—and the question as to reason—I am afraid I cannot go into the question as to whether teleology is justifiable or not—is a question arising in the physical world and therefore has validity in the physical world. Reincarnation—if we want to use this term for repeated lives on earth—I like to avoid jargon, which is why I spoke of ‘repeated lives on earth’—is governed by laws that belong to the world of the spirit and have significance in that world. This is something people find most difficult to get used to—that in moving from the physical world to the world of the spirit one must also change, or metamorphose, one’s concepts, and that concepts which apply in the physical world lose in significance, in importance, when we enter into the world of the spirit. Once you have started to know the nature of the spiritual world you do not really ask about the ‘purpose of the human being’ the way one would ask about the purpose of a machine, and certainly not about the ‘purpose of reincarnation’.

I said in my lecture that the way of thinking developed in the natural sciences is essentially the way of thinking developed in relation to the physical world around us. It will at best lead to the right questions being asked. One must then, however, seek to obtain the answers from the world of the spirit.

Someone asking: ‘What purpose does reincarnation serve?’ will of course have a reason for asking. There is a need to know, despite the fact that the question as to the purpose is not really applicable in the sphere one is dealing with. I would, however, ask you to consider the following. I would like to say that I have to bring together the building blocks needed to answer these questions. The science of the spirit is not like something you can quickly make your own by using a small handbook. It is in fact a very comprehensive field.

When we ask questions in life, one way is to continue with further questions until we come to an end. But this may not apply in every case. You see I am asked a question like this one hundreds of times. On many occasions I have said the following on the subject: People wanting to go from Zurich to Rome may want to know the route. And indeed, if no one in Zurich is able to give them the exact route, in every detail, they may decide that they don’t want to go to Rome after all. On the other hand there may be people who’ll be happy to know the route from Zurich to Lugano, and once in Lugano will be satisfied to learn how they should go on from there, and later on again how to go further. This is an analogy. It is meant to say that when we are in one life on earth, this has relevance for subsequent lives on earth. We have a progression. We are going to gain things in other lives on earth that we are not going to gain in this one. We go through experiences that present different trials and learning experiences. If we were able to answer all questions in this life on earth, then this life would not generate future lives on earth.

For the science of the spirit, it is therefore a matter of presenting the fact of reincarnation, if I am to use that term. Just as an individual gives purpose to a particular life on earth out of a free impulse, so he will give successive purposes, with one arising from the other, to repeated lives on earth. And he will not imagine that he can define the whole compass of human existence—which involves a number of lives one earth—in one of those lives. You altogether get out of the habit of producing definitions meant to be comprehensive when you enter into the true inner life in the spirit. Definitions are quite useful in ordinary physical life; in the life of the spirit, where it is all about perspectives, we are reminded, when someone just asks for definitions, of the example of a definition given in Greek literature. Asked how to define a human being, it was said—for definitions must always refer to individual characteristics—that a human being was a creature with two legs and no feathers.²¹ The next time someone brought along a cockerel which he had plucked—a ‘human being’!

Well, I do of course know the requirements for a proper logical definition. However, from the spiritual point of view, definitions show definite bias. So do all statements of purpose, of causality, and so on. Reality is something into which you find your way, in which you are alive and active, but you do not define it using biased terms. You will find the purposes in successive lives on earth. But when someone asks about the ‘purpose of reincarnation’, this lacks substance.

Question. Is reincarnation a product of ideas developed in the spiritual realm?

Well, ladies and gentlemen, one might say so. One will, however, have to take into account what I said in my book. The kind of ideas we have in our ordinary way of thinking are not really true ideas from the spiritual point of view. They have been deprived of life and are like corpses of ideas. This is the strange thing. Much more lives in the soul than does normally come to conscious awareness. Much of it is partly deprived of life because we would be unable to bear it in our ordinary way of thinking. It is then like the corpse of an idea. Hence the abstract notions we have. They are really only a reflection, something that arises and passes away again. We do not remember it at all, as I have shown in the lecture. Behind it, however, is the living, spiritual reality which enters into vision in images, which goes through death and does live in the powers of reincarnation. Perhaps this would answer the question.

Question. Does reincarnation follow absolute established laws rather than being the outcome of creative etheric powers?

Only life between birth and death, or rather conception and death, is the outcome of creative etheric powers. The principle we are calling ‘reincarnation’ is subject to much higher spiritual laws. It is difficult to say if it is ‘established law’; it is simply a fact. Repeated lives on earth are a fact. ‘Outcome of creative etheric powers?’ Human beings only acquire an ether body as they are moving towards conception; they lay it aside again after death; the body of creative powers is not eternal, as I said in my lecture. But the powers to be considered when we speak of the laws of reincarnation do not enter into the human I’s awareness nor do they enter into the sphere of the ordinary physical world.

You see, the way would open up for many people even in this realm if we were only to look for it in the right way. The point is—and I have spoken of this with reference to individual instances—that experiences gained in the world of the spirit seem paradoxical compared to those we have in everyday life. In many respects the things you find in the other world are completely different from those we know in the physical world. We have to say that with their capacity for forming ideas based on experiences gained in natural life, through natural events, human beings are hardly able to go beyond ideas relating to space. Honest and more accurate self knowledge shows how little we are able to go beyond concepts of space. Just consider, how do we gain ideas of time? Really from ideas of space. Changes in space, the sun’s and moon’s changes in position, and indeed the hands of a clock in our case—that is how we gain our ideas of time. In reality they are ideas of space. The spiritual principle, on the other hand, lives in time even in its lowest form, which is the body of creative powers. Here we need a real idea of time!

Very few people are able to get a real idea of time today. And one is even less able to get a real idea of the different velocities—not times, therefore, but velocities—that apply in the realm of soul and spirit. Our inner life depends on the fact that our thinking, the forming of ideas, for instance, goes at quite a different speed from our feeling, and this again goes at a different speed from our doing. These things—that different velocities are layered one inside the other in the inner life—actually cause conscious awareness to arise in us. Conscious awareness only arises where something meets with interference. This is actually why it is also related to death—for death interferes with life. But it is altogether the situation that interference occurs. This is why Bergson’s view is so wrong, for instance, that one should always look to life and movement;²² instead we come to the nature of movement by impeding it, and to the nature of life by seeing how death takes hold of life. To enter into the essential nature of life is something different from having a view of life.

All this makes us realize that the nature of law itself changes when you enter into the life of the spirit, and many people find this highly inconvenient. They therefore do not even take courage and enter into that life with their concepts and ideas, for those concepts and ideas would have to change. In genuine spiritual investigation you essentially get to know this very, very well. I do not like to bring in anything personal, for personal elements have not much to do with being objective. But many years ago an important question arose for me which has proved fruitful in a particular field. Herbart²³ and other psychologists applied arithmetic or mathematics to research in their field; they tried to calculate facts relating to the psyche. Eduard von Hartmann²⁴ even tried to calculate facts that must be taken in a moral sense when he undertook to establish the basis of pessimism mathematically. He put all pleasures on the debit side of life and all negative experiences on the credit side, and then said: the negative experiences show a surplus; therefore life is bad.

I have shown the whole of this to be nonsense. You will find the proof I gave in my Philosophy of Spiritual Activity²⁵ written in 1894. If you want to speak of calculations, you have to make quite a different start, not establishing the balance by subtraction but writing a division, a fraction, making all pleasure, delight, experiences that prove elevating in life the enumerator and all pain and suffering the denominator. Let us look at this division. When would life seem to be no longer worth living? If the denominator were zero, if there were no pain at all, the figure would be infinitely great. But the denominator would have to be infinitely great if the fraction were to equal zero. This means that life would no longer seem worth living only if the pain was infinitely great. This cannot be decided by any kind of abstract reckoning but only by life itself. Life does its reckoning in this way.

When it comes to the psyche, we cannot do calculations about inner events the way Herbart or Hartmann wanted to do it. Life gives the result, and when you get up into the worlds of the spirit the result divides up—a sum into summands, a fraction into enumerator and denominator. You get exactly the opposite. Here in physical life, you have the individual summands and enumerators and denominators and then get your result. There it is the other way round. You have the result, it is inner experience, and the individual elements that lead to the result go into the world of the spirit. So you see, many of our ideas have to be completely rethought if we want to cross the threshold from the physical world to the world of the spirit.

Perhaps the things I have said in connection with this question will give you the idea that this science of the spirit really is not something straight off the bat, nor is it the offspring of fantasy. It is something which, as I said in the lecture, needs no less effort to gain than any other kind of scientific work. Only the powers needed for this belong to another sphere. We therefore have to say that there is a law to the progression of repeated lives on earth. But the nature of this law is something we must first of all get hold of. This is why I said it is not a matter of interpreting natural phenomena but of truly rising above them so that we may live freely in the spirit inwardly. This, then, answers the question.

Now a strange question—strange after this lecture: Question: Which are the spiritual organs of touch?

Well, we should not think of this as something physical. I made it quite clear that it is something that exists in the realm of soul and spirit and can only be compared with something that arises from memory. If you want the kind of answer where you have the specific ‘spiritual organs of touch’ and are then looking for a generic term, you’ll not achieve anything. Instead, we have to find our way through, as I have shown. The soul reaches limits, differentiates and develops ‘spiritual organs of touch’ which in the realm of soul and spirit can be compared to the organs of touch we have in the physical realm, just as we may compare ‘eyes of the spirit’ and ‘ears of the spirit’ with physical eyes and physical ears.

Question. Are there clear definitions of what we understand by 'belief’?

I would really need to give you the history and origins of the word ‘belief’ to make the answer complete, and then show how the different kinds of belief evolved from this. Let me say the following, however. In more recent times the meaning of the word ‘belief’ has been limited to ‘taking something to be true’ on a subjective basis—insight, therefore, that is not real insight but a subjective surrogate of insight. The word did not always have such a limited meaning. To understand the background to the idea of belief we have to consider the following.

In today’s lecture I mentioned just briefly that the soul related to reality in a different way in earlier times. It has only come to stand apart from the reality of the natural world in more recent times. In those earlier times, when the soul was still more closely connected with the spiritual reality and had developed an inner awareness of soul content that was other than it has to be now in modern anthroposophy, people knew that if they took something to be true, this was not just a theoretical attitude, for their believing something to be true also had the power of living reality in it. If I have an ideal and believe in my ideal, this is not just a matter of letting the idea of the ideal be present in the mind; a power of soul connects with the ideal. And this is part of the human being’s reality. Human beings are involved in creating reality. Here ‘belief’ means a positive way of generating inner power.

The concept ‘belief’ is presented in a similar way in Ricarda Huch’s interesting book on Luther’s faith.²⁶ There, too, the concept of belief is found to be not just believing something to be true but connecting oneself with the reality as it evolves. I would like to say that when one is in the power of belief, one has something in oneself like the seed which a plant holds in itself; it is not yet a real plant but has the power to grow into a real plant.

Belief thus should not be the image or reflection of an insight but an element in the realm of ideas that connects with a genuine power, so that we are wholly within reality with our belief. And if someone were to insist that belief gives him no insight, he would nevertheless have to admit that if he uses the concept ‘belief’ in this way, the reality in it places him in the real world.

These are just hints, brief comments.

• 1. See Steiner R. Von Seelenrätseln, IV. Skizzenhafte Erweiterungen des Inhalts dieser Schrift, 8. Ein oft erhobener Einwand gegen die Anthroposophie. GA 21.
• 2. Emil Du Bois-Reymond (1818–1896). Swiss-born professor of physiology in Berlin. Lecture entitled ‘Ueber die Grenzen des Naturerkennens’ given in Leipzig on 14 August 1872.
• 3. Steiner R. The Riddle of Man. Tr. W. Lindemann. Spring Valley: Mercury Press 1990.
• 4. Vischer, Friedrich Theodor (1807–1887). Altes und Neues. Stuttgart 1881, Erste Abteilung.
• 5. Volkelt, Johannes. Die Traum-Phantasie. Stuttgart 1875.
• 6. Vischer, Friedrich Theodor, loc. cit. I, S. 194: ‘The soul, as the highest union of all processes, cannot, however, be located in the body, though it does not exist anywhere but in the body.’
• 7. Du Bois-Reymond, as note 2. ‘The seven riddles of the world’ lecture was given at a public meeting at the Royal Academy of Sciences in Berlin to celebrate the Leibniz anniversary on 8 July 1880. Publ. Leipzig 1882.
• 8. See Von Seelenrätseln (note 1), Kap. IV, 6, S. 150 ff.
• 9. As note 4, S. 229 f.
• 10. ‘We learn to see with eyes of the spirit. Without them we stumble about blindly as in anything else and thus also in the study of nature.’ Goethe, Erster Entwurf einer allgemeinen Einleitung in die vergleichende Anatomie, ausgehend von der Osteologie VII, B (1795), in Naturwissenschaftliche Schriften herausgegeben und kommentiert von Rudolf Steiner in Kuerschners Deutsche National-Litteratur (1883-97), 5 Bände, Nachdruck Dornach 1975, GA Bibl.-Nr. la-e, Bd. 1, GA Bibl.-Nr. la, S. 262. With ref. to ‘ears of the spirit’, see also Goethe’s Faust 2, Act 1, Pleasing landscape, ‘Hark, the Hours, with furious winging, Bear to spirit-ears the ringing Rumours of the new day-springing.’ Tr. P. Wayne. Penguin Books 1959.
• 11. Spiritual organs of touch - see questions and answers following the lecture.
• 12. Bergson, Henri (1859–1941), French philosopher.
• 13. Steiner R. The Riddle of Man (note 3).
• 14. See also public lectures Errors in Spiritual Investigation given in Berlin on 6 March 1913; tr. WW. Ringwald, A. Wulsin. Spring Valley: Mercury Press 1983 (from GA 62), and ‘Die Wege der übersinnlichen Erkenntnis’, Berlin, 21 Nov, 1912, in Ergebnisse der Geistesforschung, GA 62. Lectures to members in Dornach on 1 and 2 July 1921 in Steiner R. Therapeutic Insights (from GA 205), tr. M. Laird-Brown, A. Wulsin, G. Kamow. Spring Valley: Mercury Press 1984.
• 15. See Von Seelenrätseln ( as note 1).
• 16. Also called ‘formative forces body’ by some translators. [Tr.] For basic details see Steiner R. Theosophy (various translations) I, 4; Steiner R. Occult Science (GA 13; various translations), chapter on essential nature of humanity, and subsection on human ether body.
• 17. In his Phaedo (67 d-e), Plato had Socrates say: "... people really do not seem to have an idea that men who are faithful followers of philosophy are in life, in their whole lives, concerned over nothing but their dying and their death. And if that is true, it would be entirely wrong to think of death all one's life and then in the hour of death turn against one’s own wish and goal." Sec also Rudolf Steiner on Arnold Fortlage in the lecture of 7 November 1917 in this volume.
• 18. Brentano, Franz (1838–1917), German psychologist and philosopher. Rudolf Steiner had written about Franz Brentano in an essay on the future of psychology in 1893 (in Methodische Grundlagen der Anthroposophie, GA 30), referring to his views on extending the natural scientific approach to certain areas, for instance in psychology. The essay concludes: ‘General acceptance of Brentano’s statement would for me mean the general decline and decay of philosophy.’ Rudolf Steiner also wrote extensively in appreciation of Brentano, e.g. in Von Seelenrätseln (note 1), and spoke about him in a lecture he gave in Berlin on 12 December 1911 (in A psychology of Body, Soul and Spirit, GA 115, tr. M. Spock; Hudson: Anthroposophie Press 1999).
• 19. The actual words are: ‘For the hopes Plato and Aristotle had of gaining certainty concerning the continued existence of the better part of us once the body has dissolved, the laws of association of ideas, the development of convictions and opinions and the budding and growth of pleasure and love would be anything but genuine compensation ... And if the difference between the two views did truly mean accepting or rejecting the question of immortality, it would have to be considered highly significant for psychology, and we would inevitably have to enter into a metaphysical investigation of substance as the vehicle for states and conditions.’ Psychologie vom empirischen Standpunkte, Leipzig 1874, S. 20.
• 20. Semon, Richard (1859–1919). Die Mneme als erhaltendes Prinzip im Wechsel des organischen Geschehens. Dritte Auflage, Leipzig 1911. Semon explored changes in organic matter (plant, animal, human) due to external stimuli. He called them engrams and the ‘sum of engrams an organism possesses’ its ‘engram resource’, distinction having to be made between an ‘inherited and an individually acquired engram resource’. ‘The name I give to the phenomena in an organism resulting from the presence of a particular engram or sum of engrams, is “mnemic phenomena”. The quintessence of an organism’s mnemic faculties I call “Mneme”.’ S. (page) 15. Semon deliberately avoided the terms ‘memory’ and ‘recall’, using instead a terminology that ‘permitted’ him ‘to abstract from this completely whether or not the material processes concerned manifest through higher conscious sentience in the given case or not.’ S. (page) 390.
• 21. Diogenes Laertius (2nd century AD), Greek writer. Peri bion doniaton kai apophthegmaton ton en philosophia endokimesanton (lives of the Greek philosophers). Book 6, ch. 2, 40: ‘When Plato made the definition that man is a two-legged featherless creature, and people applauded this, he [Diogenes of Sinope] plucked a cockerel and brought him to the school, saying: This is Plato’s man.’
• 22. Bergson, Henri (1859–1941), French philosopher and Nobel Prize winner. His views on our inability to grasp life, or anything that moves, in our thoughts are above all presented in La pensée et le mouvant. Essais et conférences, 3rd edn, Paris 1934, especially in the lecture given in Bologna on 10 April 1911, entitled ‘L’intuition philosophique’.
• 23. Herbart, Johann Friedrich (1776–1841), German philosopher and educationist. See his Psychologie als Wissenschaft neu gegruendet auf Erfahrung, Metaphysik und Mathematik, Koenigsberg 1824.
• 24. Hartmann, Eduard von (1842–1906), German philosopher.
• 25. See Steiner, Rudolf The Philosophy of Spiritual Activity (GA 4), Tr. R. Stebbing rev. Bristol: Rudolf Steiner Press 1963. ch. 13. A number of other translations have been published, the most recent being Intuitive Thinking as a Spiritual Path. A Philosophy of Freedom. Tr. M. Lipson. Hudson: Anthroposophic Press 1995.
• 26. Huch, Ricarda (1864–1947), German novelist and historian. Luthers Glaube, Briefe an einen Freund (Luther’s faith, letters to a friend), Leipzig 1916. See also Rudolf Steiner's lecture on Luther given in Berlin on 11 September 1917, in Karma of Materialism (GA 176) tr. R. Stebbing; New York & London: Anthroposophic Press & Rudolf Steiner Press 1985.

[ 1 ] We cannot understand Goethe's relation to the natural sciences if we confine ourselves merely to the single discoveries he made. I take as a guiding point of view for the study of this relation the words which Goethe wrote to Knebel from Italy, 18th August, 1787: “After what I have seen of plants and fishes at Naples and in Sicily I should be tempted, if I were ten years younger, to make a journey to India, not in order to discover anything new, but to observe, in my own way, what has already been discovered.” It appears to. me to be a question of the way in which Goethe coordinated the natural phenomena known to him in a view of Nature in harmony with his mode of thinking. Even if all his individual discoveries had already been made, and he had given us nothing but his view of Nature, this would not detract in the least from the importance of his Nature studies. I am of the same opinion as Du Bois-Reymond that “even without Goethe's participation, science would still be as far advanced as it is to-day” ... that “the steps attained by him would have been attained by others sooner or later.” (Goethe und kein Ende S.31.). I cannot, however, apply these words, as Du Bois-Reymond does, to the sum-total of Goethe's work in natural science. I limit them to the individual discoveries made during the course of his work. In all probability we should not be without a single one of them to-day even if Goethe had never occupied himself with botany, anatomy, and so forth. His view of Nature, however, emanated from his personality; none other could have achieved it. The single discoveries as such did not interest him. They arose of themselves during his studies, because in regard to the facts in question, views prevailed which were not reconcilable with his mode of observation. If he could have built up his views with what natural science had to offer he would never have occupied himself with detailed studies. He had to particularize because what was said to him by the investigators of Nature about the particulars did not correspond with his demands. The individual discoveries were made only accidentally, as it were, during the course of these detailed studies. For instance, the question whether man, like other animals, has an intermaxillary bone in the upper jaw-bone did not at first concern him. He was trying to discover the plan by which Nature develops the series of animals and, at its summit, Man. He wanted to find the common archetype which lies at the basis of all animal species and finally, in its highest perfection, at the basis of the human species also. The Nature investigators said: there is a difference between the structure of the animal body and that of the human body. Animals have the intermaxillary bone in the upper jaw, man has not. Goethe's view was that the human physical structure could only be distinguished from the animal by its degree of perfection, not details. For, if the latter were the case, there could not be a common archetype underlying the animal and the human organisations. He could make nothing of the assertion of the scientists, and so he sought for the intermaxillary bone in man—and found it. Something similar to this can be observed in the case of all his individual discoveries. For him they are never the end in itself; they had to be made in order to justify his ideas concerning natural phenomena.

[ 2 ] In the realms of organic Nature the important thing in Goethe's views is the conception he formed of the nature of life. It is not a question of emphasising the fact that leaf, calyx, corolla, etc., are plant-organs identical with each other and unfolding out of a common basic form. The essential point is Goethe's conception of the whole plant-nature as a living thing, and how he thought of the individual parts as proceeding from the whole. His idea of the nature of the organism is his central, most individual discovery in the realm of biology. Goethe's basic conviction was that something can be perceived in the plant and animal which is not accessible to mere sense observation. What the bodily eye can observe in the organism appears to Goethe to be merely the result of a living whole of formative laws working through one another, laws which are perceptible only to the ‘spiritual eye.’ He has described what his spiritual eye perceived in the plant and in the animal. Only those who are able to see as he did can recapture his idea of the nature of the organism; those who remain stationary at what the senses and experiments give, cannot understand him. When we read his two poems “The Metamorphosis of Plants,” and “The Metamorphosis of Animals,” it appears at first as if the words simply led us from one part of the organism to another, as if the intention was merely to unite external facts together. If, however, we permeate ourselves with what hovered before Goethe as the idea of the living being we feel ourselves transplanted into the sphere of organic Nature and the conceptions concerning the various organs develop from out of one central conception.

[ 3 ] When Goethe began to make independent reflections upon the phenomena of Nature it was the concept of life that claimed his attention above all else. In a letter from the Strasburg period, 14th July, 1770, he writes of a butterfly: “The poor creature trembles in the net, and its fairest colours are rubbed off; even if it is caught uninjured, in the end it perishes there, stiff and lifeless; the corpse is not the whole creature. Something else is required, indeed the essential part, and in this case as in every other, the most essential part: Life.” It was clear to Goethe from the beginning that an organism cannot be considered as a dead product of Nature; that something more exists within it over and above the forces which also live in inorganic Nature. When Du Bois-Reymond says that “the purely mechanical world-construction which to-day constitutes science was no less obnoxious to the princely poet of Weimar than, in earlier days, the ‘Système de la Nature’ to Friederike's friend,” he was undoubtedly right; he was no less right when he said that “Goethe would have turned away with a shudder from this world-construction which, with its primeval generation, borders on the Kant-Laplace theory; from man's emergence out of chaos as the result of the mathematically-determined play of atoms from eternity to eternity; from the icy world-end, from the pictures to which our race adheres with all the insensibility by means of which it has accustomed itself to the horrors of railway travel.” (Goethe und kein Ende. S.35. f.). Naturally Goethe would have turned away in disgust because he sought and found a higher concept of the living than that of a complicated, mathematically-determined mechanism. Only those who are incapable of grasping a higher concept of this kind and identify the living with the mechanical because they can only see the mechanical in the organism, will enthuse over the mechanical world-construction with its play of atoms, and regard without feeling the pictures which Du Bois-Reymond sketches. Those, however, who can assimilate the concept of the organic in Goethe's sense will dispute its justification as little as they dispute the existence of the mechanical. We do not dispute with those who are colour-blind concerning the world of colours. All views which represent the organic mechanically incur the judgment which Goethe puts into the mouth of Mephistopheles:

“Who would describe and study aught alive.
Seeks first the living spirit thence to drive;
Then are the lifeless fragments in his hand,
There only fails, alas! the spirit band.”

[ 4 ] The opportunity of concerning himself more intimately with plant life came to Goethe when Duke Karl August presented him with a garden (21st April, 1776). He was also stimulated by excursions in the Thuringian forest, where he could observe the living phenomena of lower organisms. Mosses and lichens claimed his attention. On October 31st he begged Frau von Stein to give him mosses of all kinds, if possible with the roots and moist, so that he could use them for observing the process of propagation. It is important to bear in mind that at the beginning of his botanical studies Goethe occupied himself with lower plant forms. He only studied the higher plants when later he was forming his idea of the archetypal plant. This was certainly not because the lower kingdom was strange to him, but because he believed that the secrets of plant-nature were more clearly manifested in the higher. His aim was to seek the idea of Nature where it revealed itself most distinctly and then to descend from the perfect to the imperfect in order to understand the latter by means of the former. He did not try to explain the complex by means of the simple, but to survey it at one glance as a creative whole, and then to explain the simple and imperfect as a one-sided development of the complex and perfect. If Nature is able, after countless plant forms, to create one more which contains them all, on perceiving this perfect form, the secret of plant formation must arise for the mind in direct perception, and then man will easily be able to apply to the imperfect what he has observed in the perfect. Nature investigators go the opposite way to work, for they regard the perfect merely as a mechanical sum-total of simple processes. They proceed from the simple and derive the perfect from it.

[ 5 ] When Goethe looked around for a scientific guide in his botanical studies he could find no other than Linnæus. We first learn of his study of Linnæus from his letters to Frau von Stein in the year 1782. The earnestness with which Goethe pursued his studies in natural science is shown by the interest he took in the writings of Linnæus. He admits that after Shakespeare and Spinoza he was influenced most strongly by Linnæus. But how little could Linnæus satisfy him! Goethe wanted to observe the different plant forms in order to know the common principle that lived in them. He tried to discover what it is that makes all these forms into plants. Linnæus was satisfied with classifying the manifold plant forms in a definite order and describing them. Here Goethe's naive, unbiased observation of Nature, in one special instance, came into contact with the scientific mode of thought that was influenced by a one-sided conception of Platonism. This mode of thought sees in the separate forms manifestations of original, co-existing Platonic Ideas, or creative thoughts. Goethe sees in the individual formation only one special form of an ideal archetypal being which lives in all forms. The aim of the former mode of thought is to distinguish the separate forms with the greatest possible exactitude in order to discern the manifoldness of the ideal forms or of the plan of creation; Goethe's aim is to explain the manifoldness of the particular from out of the original unity. That many things are present in manifold forms is clearly evident to the former mode of thought, because for it the ideal archetypes are already manifold. This is not evident to Goethe, for according to his view the many only belong together when a unity reveals itself in them. Goethe therefore says that what Linnæus “sought to hold forcibly asunder, had to strive for union, in order to satisfy the innermost need of my being.” Linnæus simply accepts the existing forms without asking how they have arisen from a basic form. “We count as many species as there are different forms that have been created in principle.” This is a basic statement. Goethe sought the active element in the plant kingdom that creates the individual through the specific modifications of the basic form.

[ 6 ] In Rousseau Goethe found a more naïve relationship to the plant world than was the case with Linnæus. He writes to Karl August, 16th June, 1782: “In Rousseau's Works one finds the most delightful letters on botany in which he gives a very clear and charming exposition of this science to a lady. It is a fine example of the way one ought to give instruction, and is a supplement to Emil. It makes me want to recommend the beautiful kingdom of flowers anew to my friends of the fair sex.” In the “History of my Botanical Studies” Goethe tells us what attracted him to Rousseau's botanical ideas: “His relation to plant lovers and connoisseurs, specially to the Duchess of Portland, may have widened his penetrating sight, and a spirit such as his, which felt called to prescribe law and order to nations, was forced to suppose that in the immeasurable kingdom of plants no such great diversity of forms could appear without a basic law, be it ever so concealed, which brings them back collectively to a Unity.” Goethe was seeking for a fundamental law which leads back the manifold to the unity from which it has originally proceeded.

[ 7 ] Two works of Freiherr von Gleichen, called “Russwurm,” came at that time to Goethe's knowledge. Both of them deal with the life of plants in a manner which proved fruitful for him; they are ‘Das Neueste aus dem Reiche der Pflanzen’ (Nürnburg, 1764), and ‘Auserlesene Mikroscopische Entdeckungen bet den Pflanzen’ (Nürnburg, 1777/1781.) These books deal with the processes of fructification in plants; pollen, stamens and pistils are minutely described and the processes of fructification presented in well-executed diagrams. Goethe himself now makes attempts to observe with his own eyes the results described by Gleichen-Russwurm. He writes to Frau von Stein, 12th Jan., 1785: “Now that Spring is approaching my microscope is set up in order to observe and check the experiments of Gleichen-Russwurm.” At the same time Goethe studied the nature of the seed, as may be gathered from an account which he gives to Knebel, 2nd April, 1785: “I have reflected on the seed substance as far as my experiences extend.” These observations of Goethe only appear in the right light when one considers that even at that time he did not stop at them, but tried to acquire a general perception of natural processes which should serve to support and strengthen them. On April 8th of the same year he tells Knebel that he is not merely observing facts, but that he has also made “fine combinations” of these facts.

[ 8 ] The share Goethe took in Lavater's great work, “Physiognomic Fragments for the furtherance of Human Knowledge and Human Love,” which appeared in the years 1775 to 1778, had a considerable influence on the development of his ideas concerning the workings of organic Nature. He himself contributed to this work, and his later mode of regarding organic Nature is already foreshadowed in the way he expresses himself in these contributions. Lavater goes no further than treating the form of the human organism as the expression of the soul. He wanted to indicate the character of soul from the forms of the body. Goethe began even then to observe the external form in itself, to study its own laws and formative force. He began at the same time to study the writings of Aristotle on physiognomy and endeavoured, on the basis of the study of the organic form, to confirm the distinction between man and the animals. He finds this in the prominence of the head which is determined by the human structure as a whole, and in the perfect development of the human brain to which all parts point as to an organ by which they are determined. In the animal, on the other hand, the head is merely appended to the spine; the brain and spinal cord comprise no more than is absolutely necessary for the execution of subordinate life-principles and sense-activities pure and simple. Goethe was already then seeking for the distinction between man and the animals, not in any one detail, but in the different degrees of perfection which the same basic form attains in one case or the other. Already there hovers before him the picture of a type which occurs both in the animal and in man, but which is developed in the former in such a way that the entire structure subserves animal functions, whereas in the latter the structure furnishes the scaffolding for the development of the spirit.

[ 9 ] Goethe's specific studies in anatomy grew out of such considerations. On Jan. 22nd, 1776, he writes to Lavater: “The Duke has sent me six skulls, and I have made some magnificent observations which are at your service if you have not already found the same things without me.” In Goethe's Diary, under the date, 15th Oct., 1781, we read that he studied Anatomy in Jena with Einsiedel, and in the same year began to enter more deeply into this science under the guidance of Loder. He speaks of this in letters to Frau von Stein, 29th Oct., and to the Duke, 4th Nov., 1781. He also had the intention of “explaining the skeleton” to the young people at the Drawing Academy, “and guiding them to a knowledge of the human body.” “I do it,” he says, “for my own sake as well as for theirs; the method I have chosen will give them this winter a real acquaintance with the basic structures of the body.” The Diary shows that these lectures were, in fact, given. During this time he also had many conversations with Loder concerning the structure of the human body. Again it is his general view of Nature which is the motive force and the real aim of these studies. He treats “the bones as a text to which all life and everything human may be appended.” (Letters to Lavater and Marck, 14th Nov., 1781.)

Goethe's mind was occupied at that time with conceptions relating to the workings of organic Nature and the connection between human and animal development. That the human form is simply the highest stage of the animal, and that man produces the moral world out of himself as a result of this more perfect stage of animal life, is an idea which is already expressed in the ode “The Divine”—written during the year 1782. “Let man be noble, helpful and good; for that alone distinguishes him from all the beings known unto us. According to laws mighty, rigid, eternal, must all we mortals complete the orbit of our existence.” [ 10 ] The “eternal, rigid laws” work in man just as they work in the rest of the world of organisms; in him alone they reach a perfection which makes it possible for him to be “noble, helpful and good.”

[ 11 ] While such ideas were establishing themselves in Goethe's being more and more firmly Herder was working at his “Ideas for a Philosophy of the History of Mankind.” All the thoughts of this book were discussed by the two men. Goethe was satisfied with Herder's comprehension of Nature; it harmonised with his own conceptions. Frau von Stein writes to Knebel, 1st May, 1784: “Herder's work makes it probable that we were first plants and animals. ... Goethe is now brooding profoundly over these things and whatever has passed through his mind becomes supremely interesting.” Goethe's words to Knebel, 8th Dec., 1783, afford the justification for arriving at his ideas from Herder's. “Herder is writing a Philosophy of History, fundamentally new, as you may well imagine. We read the first chapters together the day before yesterday—and very excellent they are.” Sentences such as the following entirely harmonise with Goethe's mode of thought: “The human race is the great coalescence of lower organic forces.” “And so we assume that man is the central creation among animals, i.e., the developed form wherein the features of all species around him are summed up superbly.” [ 12 ] The view of anatomists at that time that the tiny bone which animals have in the upper jaw, the intermaxillary bone which contains the upper incisors, is lacking in man, was of course irreconcilable with such conceptions. Sommering, one of the most noted Anatomists of the time, writes to Merck, 8th Oct., 1782: “I wish you had consulted Blumenbach on the subject of the os intermaxillane which, ceteris paribus, is the only bone which all animals possess from the apes onward, including even the orang-utan, but which is never to be found in man; with the exception of this bone there is nothing in man which cannot be attributed to the animals. I am sending you therefore the head of a hind in order to convince you that this os intermaxillane, as Blumenbach, or os incis as Campa calls it, also exists in animals which have no incisors.” That was the general view of the time. Even the famous Camper, for whom Merck and Goethe had the deepest respect, admitted it. The fact that the intermaxillary bone in man coalesces left and right with the upper jaw bone without any clear demarcation in the normally developed individual, led to this view. If the learned men were correct in this it would be impossible to affirm the existence of a common archetype for the structure of the animal and human organism; a boundary between the two forms would have to be assumed. Man would not be created according to the archetype which lies at the basis of the animal. Goethe had to remove this obstacle to his world-conception. This he succeeded in doing, in conjunction with Loder, in the Spring of 1784. Goethe proceeded according to his general principle that Nature has no secret which “she does not somewhere place openly before the eye of the attentive observer.” He found the demarcation between upper jaw and intermaxillary bone actually existing in some abnormally developed skulls. He joyfully announced his discovery to Herder and Frau von Stein (27th March). To Herder he wrote: “It should heartily please you also, for it is like the keystone to man; it is not lacking; it is there! But how?” “I have thought of it in connection with your ‘Whole’ and it will indeed be a fair link in the chain.” When Goethe sent the treatise he had written on the subject to Knebel in Nov., 1784, he indicated the significance which he attributed to this discovery in his whole world of ideas by the words: “I have refrained from pointing to the logical outcome which Herder already indicates in his ideas, that the distinction between man and the animal is not to be looked for in any single detail.” Goethe could gain confidence in his view of Nature only when the erroneous view about this fatal little bone had been rejected. He gradually found the courage to extend to all kingdoms of Nature, to her whole realm, his ideas concerning the manner in which, playing as it were with one basic form, she produces life in all its diversity. In this sense he writes to Frau von Stein in the year 1786.

[ 13 ] The book of Nature becomes more and more legible to Goethe after he has deciphered the one letter. “My long ‘spelling out’ has helped me; now at last it works, and my silent joy is inexpressible.” He writes thus to Frau von Stein, 15th May, 1785. He now regards himself capable of writing a small botanical treatise for Knebel. Their journey together to Karlsbad, in 1785, becomes a formal journey of botanical study. After their return the kingdom of fungi, mosses, lichens and algae were studied with the help of Linnæus. He informs Frau von Stein, 9th November: “I continue to read Linnæus, indeed I must, for I have no other book with me: it is the best way of reading a book conscientiously and I must cultivate the practice, for it is not easy for me to read a book to the end. This book is not compiled for reading but for repeated study, and is of the very greatest service to me because I have thought for myself on most of the points.” During these studies the basic form out of which Nature fashions all the manifold plant forms assumes separate contours in his mind, even if they are not yet quite definite. In a letter to Frau von Stein, 9th July, 1786, we find these words: “It is a perception of the form with which Nature is, as it were, always playing, and in her play producing life in its diversity.”

[ 14 ] In April and May, 1786, Goethe made microscopical observations of lower organisms which develop in infusions of different substances—plantain pulp, cactus, truffles, peppercorn, tea, beer, and so on. He carefully noted the processes which he perceived in these organisms and prepared drawings of them. It is apparent also from these notes that Goethe did not try to approach the knowledge of life through such observation of the lower and simpler organisms. It is quite apparent that he thought he could grasp the essential features of life-processes in the higher organisms just as well as in the lower. He is of the opinion that in the infusoria the same kind of law repeats itself as the eye of the mind perceives, for instance, in the dog. Observation through the microscope only yields information of processes which are, in miniature, what the unaided eye sees on a larger scale. It merely affords an enrichment of sense-experiences. The essential nature of life reveals itself to a higher kind of perception, and not to observation that merely traces to their minutest details, processes that are accessible to the senses. Goethe seeks to cognise this essential nature of life through the observation of higher plants and animals. He would undoubtedly have sought this knowledge in the same way, even if in his age the anatomy of plants and animals had advanced as far as it has to-day. If Goethe had been able to observe the cells out of which the bodies of plants and animals are built he would have asserted that these elementary organic forms reveal the same conformity to law as is to be perceived in the most complex. He would have explained the phenomena in these minute entities by means of the same ideas by which he interpreted the life-processes of higher organisms. [ 15 ] It is in Italy that Goethe first finds the thought which solves the riddle facing him in organic development and metamorphosis. On September 3rd he leaves Karlsbad for the South. In a few but significant sentences he describes in the History of my Botanical Studies the thoughts stimulated in him by the observation of the plant world up to the moment when, in Sicily, a clear conception comes to him of how it is that “a fortunate mobility and plasticity is bestowed on plant forms, together with a strong generic and specific tenacity, so that they can adapt themselves to the many conditions working upon them over the face of the earth and develop and transform themselves accordingly.” The “variability of plant forms” was revealed to him as he was crossing the Alps, in the Botanic Gardens of Padua, and in other places. “Whereas in the lower regions branches and stalks were stronger and more bounteous in sap, the buds in closer juxtaposition, and the leaves broader, the higher one got on the mountains the stalks and branches became more fragile, the buds were at greater intervals, and the leaves more lancelate. I noticed this in the case of a willow and of a gentian, and convinced myself that it was not a case of different species. So also near the Walchensee I noticed longer and thinner rushes than in the lowlands” (Italian Journey, 8th September). On October 8th, by the seashore in Venice, he finds different plants wherein the relation between the organic and its environment becomes specially clear to him. “These plants are all both robust and virile, succulent and hardy, and it is apparent that the old salt of the sandy soil, and still more the saline air, gives them this characteristic; they are swollen with juices like water-plants; they are fleshy and hardy like mountain-plants; if their edges have the tendency to form prickles, like thistles, they are exceedingly strong and highly pointed. I found such leaves on bushes; they appeared to me to resemble our harmless coltsfoot, but here they were armed with sharp weapons, the leaves like leather, as also the seed capsules and the stalk, everything very thick and succulent.” (Italian Journey). In the Botanical Gardens at Padua the thought of how all plant-forms could be developed out of one, assumes more definite shape in Goethe's mind. In November he writes to Knebel: “The little botany I know has for the first time become a pleasure to me in this land with its brighter, less sporadic vegetation. I have already made fine general observations which will subsequently be acceptable to you also.” On 25th March, 1787, there comes to him “considerable illumination regarding botanical phenomena.” He begs that “Herder may be told that he is very near to finding the archetypal plant.” Only he fears “no one will be willing to recognise the rest of the plant world therein.” On April 17th he goes to the Public Gardens “with a firm, calm determination to continue his poetical dreams.” But all of a sudden the plant-nature catches him up like a ghost. “The many plants which I was formerly only accustomed to see in pots and tubs, indeed only behind glass windows for most of the year, stand here fresh and gay under the open sky, and thus fulfilling their destiny, they become clearer to us. Amongst so many formations, some new, some familiar, the old fancy again occurred to me as to whether I could not discover among the multitude the archetypal plant. There must be such a thing: how otherwise should I recognise this or that form to be a plant if they were not all fashioned after one type?” He tries hard to distinguish the divergent forms, but his thoughts are guided ever and again to an archetype that lies at the basis of them all. Goethe starts a Botanical Diary in which he notes all his experiences and reflections on the subject of the plant world during the journey. (Goethe's Werke. Weimar Edition Bd. 17. S.273). These diary leaves show how untiringly he is occupied in seeking out specimens of plants fitted to lead him to the laws of growth and reproduction. When he thinks he is on the track of any law he first puts it into hypothetical form, in order to confirm it in the course of his further experiences. He makes careful notes of the processes of generation, of fructification, of growth. More and more it dawns upon him that the leaf is the basic organ of plants, and that the forms of all other plant organs are best understood if they are considered as transformed leaves. He writes in his Diary: “Hypothesis: all is leaf, and through this simplicity the greatest diversity becomes possible.” And on May 17th he writes to Herder: “I must further confide to you that I am very near to the secret of plant generation and organisation, and that it is the simplest thing conceivable. Under this sky the finest observations are possible. I have found clearly and indubitably the cardinal point where the germ is concealed: already I see everything else in its entirety, and only a few details have yet to become more definite. The archetypal plant is the most wonderful creation in the world, for which Nature herself should envy me. With this model, and its key, one can invent plants ad infinitum, and consequently, that is to say, plants which could exist, even if they do not exist, and are not as it were artistic or poetic shadows and fancies but have an inner truth and necessity. The same law may be applied to all else that lives. ... Forwards and backwards the plant is ever only leaf, so indissolubly united with the future germ that one cannot think of the one without the other. To grasp such a concept, to sustain it, to discover it in Nature, is a task which places us in a condition that is almost painful, despite its joy.” (Italian Journey).

[ 16 ] For an explanation of the phenomena of life Goethe takes a path entirely different from those which scientists usually travel. Investigators of Nature may be divided into two classes. There are those who advocate the existence of a life-force working in organic Nature, and this life-force represents a special, higher form of force compared with other Natural causes. Just as the forces of gravity, chemical attraction and repulsion, magnetism, and so on, exist, so there must also exist a life-force which brings about such an interaction in the substances of the organism, that it can maintain itself, grow, nourish and propagate itself. These investigators of Nature say: In the organism work the same forces as in the rest of Nature, but they do not work as in a lifeless machine. They are taken up, as it were, by the life-force and raised to a higher stage of activity. Other investigators oppose this view, believing that no special force works in the organism. They regard the phenomena of life as more highly complicated chemical and physical processes and hope that some time it will be possible to explain an organism just as it is possible to explain a machine, by reducing it to the workings of inorganic forces. The first view is described as the theory of vitalism, the second as mechanistic theory. Goethe's mode of conception differs essentially from both. It appears to him self-evident that in the organism something is active as well as the forces of inorganic Nature. He cannot admit a mechanical explanation of living phenomena. Just as little does he seek a special life-force in order to explain the activities in an organism. He is convinced that for the understanding of living processes there must be a perception of a kind other than that through which the phenomena of inorganic Nature are perceived. Those who decide in favour of the assumption of a life-force realise, it is true, that organic activities are not mechanical, but at the same time they are not able to develop in themselves that other kind of perception by means of which the organic could be understood. The conception of the life-force remains obscure and indefinite. A more recent adherent of the theory of vitalism, Gustav Bunge, thinks that “All the riddles of life are contained in the tiniest cell, and with the existing means at our disposal we have already reached the boundary line.” (Vitalismus und Mechanismus, Leipsig. 1886, S.17). One may answer, entirely in the sense of Goethe's mode of thinking: “That power of perception which only cognises the nature of inorganic phenomena has arrived at the boundary which must be crossed in order to grasp what is living.” This power of perception, however, will never find within its sphere the means adequate to explain the life of even the tiniest cell. Just as the eye is necessary for the perception of colour phenomena, so the understanding of life is dependent on the power of perceiving directly in the sensible a supersensible element. This supersensible element will always escape one who only directs his senses to organic forms. Goethe seeks to animate the sensible perception of the plant forms in a higher sense and to represent to himself the sensible form of a supersensible archetypal plant. (Geschichte meines botanischen Studiums. Kürschner Nat. Lit. Bd. 33. S.80). The Vitalist takes refuge in the empty concept of the “life-force” because he simply does not see anything that his senses cannot perceive in the organism; Goethe sees the sensible permeated by a supersensible element, in the same sense as a coloured surface is permeated by colour.

[ 17 ] The followers of the mechanistic theory hold the view that some day it will be possible to produce living substances artificially from inorganic matter. They say that not many years ago it was maintained that substances existed in the organism which could only arise through the activity of the life-force and not artificially. To-day it is already possible to produce some of the substances artificially in the laboratory. Similarly, it may one day be possible to produce a living albumen, which is the basic substance of the simplest organism, out of carbonic acid, ammonia, water and salts. The mechanists think that this will provide the irrefutable proof that life is nothing more than a combination of inorganic processes—the organism just a machine that has arisen in a natural way.

[ 18 ] From the standpoint of Goethe's world-conception it may be said that the mechanists speak of substances and forces in a way that has no justification in experience. And people have grown so accustomed to speak in this way that it becomes very difficult to maintain the clear pronouncements of experience in the face of such concepts. Let us, however, consider, without bias, a process of the external world. I/it us take a quantity of water at a definite temperature. How do we know anything about this water? We observe it, notice that it takes up space and is enclosed within definite boundaries. We put a finger or a thermometer into it and find that it has a definite degree of warmth. We press against the surface and find that it is fluid. This is what the senses tell us concerning the condition of the water. Now let us heat the water. It will boil and finally change into steam. Again one can acquire knowledge through sense-perception of the constitution of the substance, of the steam into which the water has changed. Instead of heating the water, it can be subjected to an electric current, under certain conditions. It changes into two substances, hydrogen and oxygen. We can learn about the nature of these two substances also through the senses. Thus in the corporeal world we perceive states, and observe at the same time that these states can, under certain conditions, pass over into others. The senses inform us of these states. When we speak of something else besides states which change we no longer keep to pure facts, but we add concepts to these. When it is said that the oxygen and the hydrogen which have developed out of the water as a result of the electric current were already contained in the water, but so closely united that they could not be perceived individually, a concept has been added to the perception—a concept by means of which the development of the two bodies out of the one is explained. When it is further maintained that oxygen and hydrogen are substances, as is shown by the fact that names have been given to them, again a concept has been added to what has been perceived. For, in reality, in the space occupied by the oxygen, all we can perceive is a sum of states. To these states we add, in thought, the substance to which they are supposed to belong. The substantiality of the oxygen and hydrogen that is conceived of as already existing in water is something that is added in thought to the content of perception. If we combine hydrogen and oxygen into water by a chemical process we can observe that one collection of states passes over into another. When we say: “the two simple substances have united to form a compound,” we have there attempted to give a conceptual exposition of the content of observation. The idea “substance” receives its content, not from perception but from thought. The same thing holds good with “force” as with “substance.” We see a stone fall to the earth. What is the content of perception? A sum-total of sense impressions, states, which appear at successive places. We try to explain this change in the sense-world and say: “the earth attracts the stone; it has a ‘force’ by which it draws the stone to itself.” Again our mind has added a conception to the actuality and given it a content which does not arise out of perception. We do not perceive substances and forces, but states and their transitions into each other. These changes of states are explained by adding concepts to perceptions. [ 19 ] Let us conceive of a being who could perceive oxygen and hydrogen but not water. If we combined oxygen and hydrogen into water before the eyes of such a being the states it perceived in the two substances would disappear into nothingness. If we now described the states which we perceive in water, such a being could form no idea of them. This proves that in the perceptual contents of hydrogen and oxygen there is nothing from which the perceptual content water can be derived. When one substance arises out of two or more different ones that means: Two or more perceptual contents have transformed themselves into a content which is connected with them but is absolutely new. [ 20 ] What would have been achieved if it were found possible to combine carbonic acid, ammonia, water and salt into a living albumenous substance in the laboratory? We should know that the perceptual content of many substances could combine into one perceptual content. But this latter perceptual content cannot in any sense be derived out of the former. The state of living albumen can only be observed in itself; it cannot be developed out of the states of carbonic acid, ammonia, water and salt. In the organism we have something wholly different from the inorganic constituents out of which it can be formed. The sensible contents of perception change into sensible-supersensible when the living being arises. And those who have not the power to form sensible-supersensible conceptions can as little know anything of the nature of an organism as they could experience water if the sensible perception of it were inaccessible to them.

[ 21 ] In his studies of the plant and animal world Goethe tried to conceive of germination, growth, transformations of organs, nutrition and reproduction of the organism, as sensible-supersensible processes. He perceived that this sensible-supersensible process is the same, ideally, in all plants and that it only assumes different forms in its outer manifestation. He was able to establish the same thing concerning the animal world. When man has formed in himself the idea of the sensible-supersensible archetypal plant he will find this again in all single plant-forms. Diversity arises because things, the same ideally, can exist in the perceptual world in different forms. The single organism consists of organs which can be traced back to one basic organ. The basic organ of the plant is the leaf with the nodes from which it develops. This organ assumes different forms in external appearance: cotyledon, foliage, leaf, sepal, petal, etc. “The plant may sprout, blossom, or bear fruit, but it is always the same organs which in manifold conditions and under frequently changed forms fulfil Nature's prescription.”

[ 22 ] In order to get a complete picture of the archetypal plant Goethe had to follow, in general, the forms which the basic organ passes through in the progress of the growth of the plant from germination to the ripening of the seed. In the beginning of its development the whole plant-form rests in the seed. In this the archetypal plant has assumed a form, through which it conceals, as it were, its ideal content in outward appearance.

“Simply slumbered the force in the seed; a germ of the future
Peacefully locked in itself, 'neath the integument lay,
Leaf and root and bud, still void of colour and shapeless;
Thus does the kernel, while dry, cover that motionless life.
Upward then strives it to swell, in gentle moisture confiding,
And from the night where it dwelt, straightway ascendeth to light.”

(Translation by A. E. Bowring).

[ 23 ] Out of the seed the plant develops its primary organs, the cotyledons, after it “has left behind its coverings more or less in the earth” and has established “the root in the soil.” And now, in the further course of growth, impulse follows impulse, nodes upon nodes are piled one above the other, and at each node we have a leaf.

The leaves appear in different forms, the lower still simple, the upper much indented, notched, and composed of many tiny leaves. The archetypal plant at this stage of development spreads out its sensible-supersensible content in space as external sense appearance. Goethe imagines that the leaves owe their progressive development and improvement to the light and the air. “When we find these cotyledons produced in the enclosing seed-walls, filled as it were with a crude sap, almost entirely unorganised, or at any rate only crudely organised and unformed, so do we find the leaves of those plants which grow under water more crudely organised than others that are exposed to the free air; indeed even the same plant species develops smoother and less perfect leaves if it grows in deep, moist places; whereas, on the contrary, in higher regions it produces fibrous and more finely developed leaves, provided with tiny hairs” (Goethe's Werke, Kürschner Nat. Lit. Bd. 33. S25.).

In the second epoch of growth the plant again contracts into a narrower space what was previously spread out.

“Less abundantly yielding the sap, contracting the vessels,
So that the figure 'ere long gentler effects doth disclose.
Soon and in silence is checked the growth of the vigorous branches
And the rib of the stalk fuller becometh in form.
Leafless however and quick the tenderer stem then upspringeth,
And a miraculous sight doth the observer enchant.
Ranged in a circle, in numbers that now are small, and now countless,
Gather the smaller-sized leaves, close by the side of their like,
And as the perfectest type, brilliant-hued coronals form.”

(Translation by A. E. Bowring).

[ 24 ] In the calyx the plant form draws itself together, and in the corolla again spreads itself out. The next contraction follows in the pistils and stamens, the organs of generation. In the previous periods of growth the formative force of the plant developed uniformly as the impulse to repeat the basic form. At this stage of contraction the same force distributes itself into two organs. What is separated seeks to re-unite. This happens in the process of fructification. The male pollen existing in the stamens unites with the female substance in the pistils, and the germ of a new plant arises. Goethe calls this fructification, a spiritual anastomosis, and sees in it only another form of the process which occurs in the development from one node to another. “In all bodies which we call living we observe the force to produce its like. When we perceive this force divided, we speak of the two sexes.”

The plant produces its like from node to node, for nodes and leaf are the simple form of the archetypal plant. In this form production means growth. If this reproductive force is divided among two organs we speak of two sexes. In this sense Goethe believes he has brought the concepts of growth and generation nearer to each other. At the stage of fruit-formation the plant attains its final expansion; in the seed it appears again contracted. In these six steps Nature accomplishes a cycle of plant development, and begins the whole process over again. Goethe sees in the seed only another form of the nodule which develops on the leaves. The shoots developing out of the node are complete plants which rest on a mother-plant instead of in the earth. The conception of the basic organ transforming itself stage by stage, as on a “spiritual ladder” from seed to fruit is the idea of the archetypal plant. In order to prove to sense perception, as it were, the transforming power of the basic organ, Nature, under certain conditions, at one stage allows another organ to develop instead of the one that should arise in conformity with the regular course of growth. In the double poppy, for example, petals appear in the lilace where the stamens should arise. The organ destined ideally to become a stamen has become a petal. In the organ that has a definite form in the regular course of plant development there is the possibility to assume another.

[ 25 ] As an illustration of his idea of the archetypal plant Goethe considers the bryophyllum calycinum, a plant species which was brought to Calcutta from the Molucca Islands, and thence came to Europe. Out of the notches in the fleshy leaves these plants develop fresh plantlets, which grow to complete plants after their detachment. In this process, sensibly and visibly presented, Goethe sees that ideally a whole plant slumbers in the leaf. (Goethe's Notes on Bryophyllum Calycinum. Weimar Edition, Part 2. Vol. VII.).

[ 26 ] One who develops the idea of the archetypal plant in himself, and keeps it so plastic that he can think of it in all possible forms which its content permits, can explain all formations in the plant kingdom by its help. He will understand the development of the individual plant, but he will also find that all sexes, species, and varieties are fashioned according to this archetype. Goethe developed these views in Italy and recorded them in his work entitled Versuch, die Metamorphose der Pflanzen zu erklären which appeared in 1790.

[ 27 ] In Italy Goethe also makes progress in the development of his ideas concerning the human organism. On January 20th he writes to Knebel: “As regards anatomy, I have only a very indifferent preparation, and it is not without some labour that I have succeeded in acquiring a certain knowledge of the human frame. Constant examination of the stages here leads one to a higher understanding. In our Academy of Medicine and Surgery it is merely a question of knowing the part, and for this a wretched muscle serves just as well. But in Rome the parts mean nothing unless at the same time they present a noble form. In the great hospital San Spirito they have prepared, for the sake of artists, a very beautiful body displaying the muscles, so that one marvels at its beauty. It could really pass for some flayed demi-god, for a Marsyas. Thus one does not study the skeleton as an artificially arranged mask of bones, but rather after the example of the ancients, with the ligaments by which it receives life and movement.”

After his return from Italy Goethe applied himself industriously to the pursuit of anatomical studies. He feels compelled to discover the formative laws of the animal form just as he had succeeded in doing in the case of the plant. He is convinced that the uniformity of the animal organisation is also based on a fundamental organ which can assume different forms in its external manifestation. When the idea of the basic organ is concealed the organ itself has an undeveloped appearance. Here we have the simpler organs of animals: when the idea is master of the substance, forming the substance into a perfect likeness of itself, the higher, nobler organs arise. That which is present ideally in the simpler organs manifests itself externally in the higher. Goethe did not succeed in apprehending in a single idea the law of the whole animal form as he did for the plant form. He found the formative law for one part only of this animal form—for the spinal cord and brain, with the bones enclosing these organs. He sees in the brain a higher development of the spinal cord. He regards each nerve centre of the ganglia as a brain which has remained at a lower stage (Weimar Edition, Part 2, Vol. 8.).

He explains the skull-bones enclosing the brain as transformations of the vertebrae surrounding the spinal cord. It had occurred to him previously that he must regard the posterior cranial bones (occipital, posterior and anterior sphenoid bones) as three transformed vertebrae; he maintains the same thing in regard to the anterior cranial bones, when in the year 1790 he finds in the sands of the Lido a sheep's skull, which is, by great good fortune, cracked in such a way that three vertebrae are made visible to immediate sense perception in a transformed shape in the hard palate—the upper jaw-bone, and the intermaxillary bone.

[ 28 ] In Goethe's time the anatomy of animals had not yet advanced so far that he was able to cite a living being which really has vertebrae in place of developed cranial bones, and which thus presents in sensible form that which only exists ideally in developed animals. The investigations of Karl Gegenbauer, published in the year 1872, made it possible to instance such an animal form. Primitive fish, or selachians, have cranial bones and a brain which are obviously terminal members of the vertebral column and spinal cord. According to this discovery a greater number of vertebrae than Goethe supposed, at least nine, appear to have entered into the head formation. This error in the number of vertebrae, and, in addition, the fact that in the embryonic condition the skull of higher animals shows no trace of being composed of vertebral parts but develops out of a single cartilaginous vesicle, has been adduced as evidence against the value of Goethe's idea concerning the transformation of the spinal cord and vertebrae. It is indeed admitted that the skull has originated from vertebrae, but it is denied that the cranial bones, in the form in which they appear in the higher animals, are transformed vertebrae. It is said that a complete amalgamation of vertebrae into a cartilaginous vesicle has taken place, and that in this amalgamation the original vertebral structure has entirely disappeared. The bony forms which are to be perceived in the higher animals have developed out of this cartilaginous capsule. These forms have not developed in accordance with the archetype of the vertebra, but in accordance with the tasks they have to fulfil in the developed head. So that in seeking an explanation of the forms of any cranial bone the question is not, “How has a vertebra been transformed in order to become the bones of the head?”—but “What conditions have led to this or that bony form separating out of the simple cartilaginous capsule?” It is believed that there is a development of new forms, in conformity with new formative laws, after the original vertebral form has passed over into an unorganised capsule. A contradiction between this view and Goethe's can only be found from the standpoint of “fact-fanaticism.” The vertebral structure that is no longer sensibly perceptible in the cartilaginous capsule of the skull does nevertheless exist in it ideally and re-appears as soon as the conditions for this appearance are there. In the cartilaginous skull-capsule the idea of the vertebral basic organ is concealed within matter; in the developed cranial bones it re-appears in outer manifestation.

[ 29 ] Goethe hopes that the formative laws of the other parts of the animal organism will be revealed to him in the same way as was the case with those of brain, spinal cord, and their enveloping organs. With regard to the Lido discovery he informs Herder, through Frau von Kalb, April 30th, that he “has come much closer to the animal form and its many transformations and indeed through a most curious accident.” He believes himself to be so near his goal that he wants to complete, in the very year of his discovery, a work on animal development which may be placed side by side with the “Metamorphosis of Plants” (Correspondence with Knebel, pp 98.).

During his travels in Silesia, July, 1790, Goethe pursues studies in Comparative Anatomy and begins to write an Essay On the Form of Animals (Weimar Edition, Part 2, Vol. 8, p. 261.). He did not succeed in advancing from this happy starting point to the formative laws of the whole animal form. He made many an attempt to find the Type of the animal form, but nothing analogous to the idea of the archetypal plant resulted. He compares the animals with each other, and with man, and seeks to obtain a general picture of the animal structure, according to which, as a model, Nature fashions the individual forms. This general picture of the animal type is not a living conception that is filled with a content in accordance with the basic laws of animal formation, and thus recreates, as it were, the archetypal animal of Nature. It is only a general concept that has been abstracted from the special appearances. It confirms the existence of the common element in the manifold animal forms, but it does not contain the law of animal nature.

“All the members develop according to Laws Eternal.
And the rarest of forms secretly preserves the Archetype.”

(The Metamorphosis of Animals.)

[ 30 ] Goethe could not evolve a uniform conception of how the archetype, through the transformation according to law of a basic member, develops as the many-membered archetypal form of the animal organism. The Essays on The Form of Animals and the Sketch of Comparative Anatomy proceeding from Osteology, which were written in Jena in 1795, as well as the later and more detailed work, Lectures on the first three Chapters of an Outline of a General Introduction to Comparative Anatomy, only contain indications as to how the animals are to be compared suitably in order to obtain a general scheme according to which the creative power “produces and develops organic beings,” in accordance with which these descriptions are worked out and to which the most diverse forms are to be traced back, since such a norm may be abstracted from the forms of different animals. In the case of plants, however, Goethe has shown how through successive modifications an archetype develops, according to law, to the perfect organic form.

[ 31 ] Even if Goethe could not follow the creative power of Nature in its formative and transforming impulse through the different members of the animal organism, yet he did succeed in finding single laws to which Nature adheres in the building of animal forms, laws which do indeed conform to the general norm but vary in their manifestation. He imagines that Nature has no power to change the general picture at will. If in some creature one member is developed to a high degree of perfection, this can only happen at the expense of another. The archetypal organism contains all the members that can appear in any one animal. In the single animal form one member may be developed, another only indicated; one may develop completely, another may be imperceptible to the senses. In the latter case Goethe is convinced that the elements pertaining to the general type that are not visible in an animal exist, nevertheless, in the idea. “If we behold in a creature some special excellence we have merely to question and find where something is lacking. The searching spirit will find somewhere the existence of a defect and at the same time the key to the whole of creation. Thus we can find no beast who carries a horn on its head and has perfect teeth in the upper bone of the jaw; the Eternal Mother, therefore, could never have created a lion with horns even by the exercise of all her power. For she has not enough substance to implant the full series of teeth and at the same time bring forth horns and antlers.” (Metamorphosis of the Animals.)

[ 32 ] All members are developed in the archetypal organism and maintained in equilibrium; the diversity arises because the formative force expends itself on one member and, as a result, another remains in an absolutely undeveloped state or is merely indicated in external manifestation. This law of the animal organism is called to-day the law of the correlation or compensation of organs.

[ 33 ] Goethe's conception is that the whole plant world is contained in the archetypal plant and the whole animal world in the archetypal animal, as idea. Out of this thought arises the question: How is it that in one case these definite plant or animal forms arise, and in another, others? Under what conditions does a fish develop out of the archetypal animal? under what conditions a bird? In the scientific explanation of the structure of organisms Goethe finds a mode of presentation that is distasteful to him. The adherents of this mode of conception ask in regard to each organ: What purpose does it serve in the living being in whom it occurs?—Such a question is based on the general thought that a divine Creator, or Nature, has predetermined a definite purpose in life for each being and has then bestowed upon it a structure which enables it to fulfil this purpose. In Goethe's view this is just as absurd as the question: To what end does an elastic sphere move when it is pushed by another? An explanation of the motion can only be given by discovering the law by which the sphere is set in motion through a blow or other cause. One does not ask: “What purpose is served by the motion of the sphere?” but, “Whence is the motion derived?” In Goethe's opinion one should not ask: “Why has the bull horns?” but rather: “How can he have horns?” Through what law does the archetypal animal appear in the bull as a horn-carrying form? Goethe sought for the idea of the archetypal plant and animal in order to find in them the reasons for the diversity of organic forms. The archetypal plant is the creative element in the plant world. If one wants to explain a single plant species then one must show how this creative element works in this special case. The thought that an organic being owes its form, not to the forces formatively acting in it, but to the fact that the form is imposed upon it from without for certain ends, was repulsive to Goethe. He writes: “In a pitiful, apostolically monkish declamation of the Zurich prophet I recently found this stupid sentence: ‘Everything that has life, lives through something outside of itself’—or words to that effect. Only a proselytiser of the heathen could write such a thing, and on revising it, his genius does not pluck him by the sleeve” (Italian Journey, 5th Oct., 1781). Goethe thinks of the organic being as a “little” world, a microcosm which has arisen through itself, and fashions itself according to its own laws. “The conception that a living being is produced from outside for certain extraneous ends, and that its form is determined by a purposive primeval force, has already delayed us many centuries in the philosophical consideration of Nature, and still holds us back, although individual men have vigorously attacked this mode of thought, and have shown the obstacles which it creates. It is, if one may so express it, a paltry way of thinking, which like all paltry things is trivial just because it is convenient and sufficient for human nature in general” (Weimar Edition, Part 2, Vol. 7, p.217). It is, of course, convenient to say that a Creator, when forming an organic species, has based it on a certain purposive thought, and has therefore given it a definite form. Goethe's aim, however, is not to explain Nature by the intentions of some supernatural being, but out of her inherent formative laws. An individual organic form arises because the archetypal plant or animal assumes a definite form in a special case. This form must be of such a kind that it is able to live in the conditions surrounding it. “The existence of a creature which we call fish is only possible under the condition of an element that we call water.” (Weimar Edition, Part 2, Vol. 7. p. 221). When Goethe is seeking to comprehend the formative laws which produce a definite organic form he goes back to his archetypal organism. This archetypal organism has the power to realise itself in the most manifold external forms. In order to explain a fish Goethe would investigate what formative forces the archetypal animal employs in order to produce this particular fish form from among all the forms which exist in it ideally. If the archetypal animal were to realise itself in certain conditions in a form in which it could not live it would not survive. An organic form can only maintain itself within certain conditions of life if it is adapted to them.

“Thus by the animal's form is its manner of living determined,
Likewise the manner of life worketh
back on every creature, And so the organised form firmly makes its appearance,
yet with the power to change, through outer conditions of Nature.”

(The Metamorphosis of Animals.)

[ 34 ] The organic forces surviving in a given life-element are conditioned by the nature of the element. If an organic form were to leave one life-element for another it must transform itself accordingly. This can happen in definite cases because the archetypal organism which lies at its base has the power of realising itself in countless forms. The transformation of one form into another is, however, according to Goethe's view, not to be conceived of in such a way that the external conditions immediately remould the form in accordance with their own nature, but that they become the cause through which the inner being transforms itself. Changed life-conditions provoke the organic form to transform itself in a certain way according to inner laws. The external influences work indirectly, not directly, on the living being. Countless forms of life are contained in the archetypal plant and animal ideally: those on which external influences work as stimuli come to actual existence.

[ 35 ] The conception that a plant or animal species can in the course of ages, as a result of certain conditions, be transformed into another, has its full justification in Goethe's view of Nature. Goethe's view is that the force which produces a new being through the process of procreation is simply a transformation of that force which brings about the progressive metamorphosis of organs in the course of growth. Reproduction is a “growing-beyond” the individual.

As the basic organ during growth undergoes a sequence of changes which are ideally the same, similarly, a transformation of the external form can also occur in reproduction, while the ideal archetype remains the same. If an original organic form existed, then its descendants in the course of great epochs of time could pass over through gradual transformations into the manifold forms peopling the earth at present. The thought of an actual blood-relationship uniting all organic forms flows out of Goethe's basic conceptions. He might have expressed it in its completed form immediately after he had formed his idea of the archetypal animal and plant. But he expresses himself with reserve, even indefinitely, when he alludes to this thought.

In the Essay, Versuch einer allgemeinen Vergleich-ungslehre, which was probably written shortly after the Metamorphosis of Plants, we read: “And how worthy it is of Nature that she must always employ the same means in order to produce and nourish a creature. Thus one will progress along just these paths, and just as one at first only regarded the inorganic, undetermined elements as vehicles of organised beings, so will one now progress in observation, and again regard the organised world as a union of many elements. The whole kingdom of plants, for example, will again appear to us like a great ocean, which is just as necessary to the limited existence of the insects, as the waters and rivers are to the limited existence of fishes, and we shall see that a vast number of living creatures are born and nourished in this ocean of plants; we shall, finally, again regard the whole animal world as a great element where one race maintains itself out of and through the other if not arising from it.” There is less reserve in the following sentence from Lectures on the first three Chapters of an Outline of Comparative Anatomy (1796): “We should also have come to the point where we could fearlessly maintain that all the more perfect organic beings, among which we reckon fishes, amphibia, birds, mammals, and at the summit of the last, Man, are formed according to one archetype, which only in its constituent parts inclines hither and thither and daily develops and transforms itself through procreation.” Goethe's caution regarding the thought of transformation is comprehensible. The epoch in which he elaborated his ideas was not unfamiliar with this thought. It had, however, been developed in the most confused sense. “That epoch,” writes Goethe, “was darker than one can conceive of now.” It was stated, for example, that man, if he liked, could go about comfortably on all fours, and that bears, if they remained upright for a period of time, could become human beings. The audacious Diderot ventured to make certain proposals as to how goat-footed fauns could be produced and then put into livery, to sit in pomp and distinction on the coaches of the mighty and the rich! Goethe would have nothing to do with such undue ideas. His aim was to obtain an idea of the basic laws of the living. It became clear to him here that the forms of the living are not rigid and unchangeable, but are subject to continual transformation. He had, however, no opportunity of making observations which would have enabled him to see how this transformation was accomplished in the single phenomenon. It was the investigations of Darwin and the reflections of Haeckel that first threw light on the actual relationship between the single organic forms. From the standpoint of Goethe's world-conception one can only give assent to the assertions of Darwinism in so far as they concern the actual emergence of one organic species from another. Goethe's ideas, however, penetrate more deeply into the nature of the organic world than modern Darwinism. Modern Darwinism believes that it can do without the inner impelling forces in the organism which Goethe conceives of in the sensible-supersensible image. Indeed it would even deny that Goethe was justified in arguing, from his postulates, an actual transformation of organs and organisms. Jul. Sachs rejects Goethe's thoughts by saying that he transfers “the abstraction evolved by the intellect to the object itself when he ascribes to this object a metamorphosis which, fundamentally speaking, is only accomplished in our concept.” According to this view Goethe has presumably gone no further than to reduce leaves, sepals, petals, etc., to one general concept, designating them by the name ‘leaf.’ “Of course the matter would be quite different if we could assume that the stamens were ordinary leaves in the ancestors of the plant-forms lying before us, etc.” (Sachs, History of Botany. 1875, p. 169).

This view springs from that “fact-fanaticism” which cannot see that the ideas belong just as objectively to the phenomena as the elements that are perceptible to the senses. Goethe's view is that the transformation of one organ into another can only be spoken of if both contain something in common over and above their external appearance. This is the sensible-supersensible form. The stamens of a plant-form before us can only be described as the transformed leaf of the predecessors if the same sensible-supersensible form lives in both. If that is not the case, if the stamen has developed in the particular plant-form simply in the same place in which a leaf developed in its predecessors, then no transformation has occurred, but one organ has merely appeared in the place of another. The Zoologist Oscar Schmidt asks: “What is it that is supposed to be transformed according to Goethe's views? Certainly not the archetype!” (War Goethe Darwinianer? Graz. 1871, p. 22.). Certainly the archetype is not transformed, for this is the same in all forms. But it is just because this remains the same that the external forms can be different, and yet represent, a uniform Whole. If one could not recognise the same ideal archetype in two forms developing out of each other, no relation could be assumed to exist between them. Only the conception of the ideal archetypal form can impart real meaning to the assertion that the organic forms arise by a process of transformation out of each other. Those who cannot rise to this conception remain chained within the mere facts. The laws of organic development lie in this conception. Just as Kepler's three fundamental laws make the processes in the solar system comprehensible, so can the forms of organic Nature be understood through Goethe's ideal archetypes.

[ 36 ] Kant, who denies to the human spirit the power of understanding, in the ideal sense, a Whole by which a multiplicity is determined in its appearance, calls it “a risky adventure of reason” to seek to explain the various forms of the organic world by an archetypal organism. For him man is only in a position to gather the manifold, individual phenomena into one general concept by which the intellect forms for itself a picture of the unity. This picture, however, exists only in the human mind and has nothing to do with the creative power by which the unity really causes the multiplicity to proceed out of itself. The “risky adventure of reason” consists in assuming that the Earth first allows the more simple organisms to proceed out of her womb and that these then produce from themselves forms with more deliberate purpose; that from these again, still higher forms develop, up to the most perfect living being. Kant holds that even if such a supposition is made, it can only be based on a purposive creative force, which has given evolution such an impulse that all its various members develop in accordance with some goal. Man perceives a multitude of different organisms; and since he cannot penetrate them in order to see how they themselves assume a form adapted to the life-element in which they develop, he must conceive that they are so adapted from without that they can live within these conditions. Goethe, however, claims the faculty of being able to recognise how Nature creates the particular from the whole, the outer from the inner. He is willing to undertake courageously what Kant calls the “adventure of reason” (cp. the Essay: Anschauende Urteilskraft Kürschner. Bd. 34.). If we had no other proof that Goethe regarded as justifiable the thought of a blood-relationship among all organic forms within the limits here specified, we should have to conclude it from this judgment of Kant's “adventure of reason.”

[ 37 ] A sketch, Entwurf einer Morphologie, which still exists, suggests that Goethe intended to present, in their sequence, the special forms which his archetypal plant and archetypal animal assume in the main forms of living beings. He wanted first to describe the nature of the organic as it appeared to him through his contemplation of animals and plants. Then he wanted to show how the organic archetypal being, “proceeding from a centre,” develops on the one side to the manifold plant world, on the other to the multiplicity of animal forms, and how particular forms of worms, of insects, of higher animals and the form of man can be derived from the general archetype. He intended even to shed light on physiognomy and phrenology. He made it his task to present the external form in its connection with the inner spiritual faculties. He was impelled to follow the organic formative impulse, which in the lower organisms is portrayed in a simple external appearance, in its striving to fulfil itself stage by stage in ever more perfect forms until it produces in man a form which makes him able to be the creator of spiritual production.

[ 38 ] This plan of Goethe's was never completed, any more than was another, the commencement of which is to be found in the fragment, Vorarbeiten zu einer Physiologie der Pflanzen (cp. Weimar Edition, Part 2, Vol. 6, pp. 286 ff.). Goethe tried to show how the various branches of material knowledge,—Natural History, Physics, Anatomy, Chemistry, Zöonomy and Physiology—must work together, in order to be applied in a higher mode of perception to explain the forms and processes of living beings. He wanted to bring forward a new science, a general morphology of organisms, new indeed “not in reference to its subject-matter, for this is known, but in its outlook and method, which must give an individual form to the doctrine as well as establish a place for it among other sciences.” What Anatomy, Natural History, Physics, Chemistry, Zöonomy, Physiology have to offer as the various laws of Nature, would be taken up by the living idea of the organic and placed on a higher level, just as the living being itself takes up the different processes of Nature in the cycle of its development and places them on a higher level of activity.

[ 39 ] Goethe reached the ideas which guided him through the labyrinth of living forms along paths of his own. The prevailing conceptions in regard to important regions of Nature's activity contradicted his own general world-conception. Therefore with regard to these regions he had to form for himself conceptions in accordance with his own being. He was convinced, however, that there was “nothing new under the sun,” and that one “could certainly find one's own perceptions already indicated in traditions.” For this reason he sent his work on the Metamorphosis of the Plants to learned friends, and begged them to tell him whether anything had already been written or handed down concerning the theme in question. He was glad to be told, by Friedrich August Wolf, of an “admirable precursor,” one Caspar Friedrich Wolf. Goethe became acquainted with his Theoria Generationis which had appeared in 1759. But this very work shows that it is possible to hold a correct view of the facts and yet that a man cannot come to the full idea of organic development unless he is capable of arriving at the sensible-supersensible form of life through a power of perception higher than that of the senses. Wolf was an excellent observer. He sought to discover the beginnings of life by means of microscopical investigations. He recognised transformed leaves in the calyx, corolla, pistils, stamens and seed. But he ascribed the process of transformation to a gradual decrease of the life-force, which diminishes in proportion to the length of time the plant exists, until it finally disappears. Calyx, corolla, etc., are, therefore, for him an imperfect development of the leaf. Wolf came forward as the opponent of Haller, who advanced the theory of Pre-formation or “Encasement.” According to this theory, all the members of a fully-grown organism are already represented on a small scale in the germ, and, indeed, in the same shape and mutual arrangement as in the developed living being. The development of an organism is thus simply an unfolding of what already exists. Wolf would only accept validity in what he saw with his eyes. And since the encased condition of a living being could not be discovered even by the most careful observations, he regarded development as an actually new formation. According to his view, the shape of an organic being is not yet present in the germ. Goethe is of the same opinion in reference to the external manifestation. He, too, rejects the “Encasement Theory” of Haller. For Goethe the organism is indeed pre-figured in the germ, not according to its external appearance but according to the idea. He regards the external appearance as a new formation, but reproaches Wolf with the fact that where he sees nothing with the eyes of the body, he also sees nothing with the eyes of the spirit. Wolf had no conception of the fact that something may still exist in the idea even if it does not pass into external manifestation. “Therefore he is always concerned with penetrating to the beginnings of the development of life by means of microscopical investigations and so following the organic embryos from their earliest appearance up to their development. However admirable this method may be, yet the excellent man did not think that there is a distinction between ‘seeing’ and ‘seeing,’ that the eyes of the spirit have to work in constant, living union with the eyes of the body because otherwise one may fall into the danger of seeing and yet overlooking. ... In the plant-transformation he saw the same organ continually contracting, continually diminishing, but he did not see that this contraction alternated with an expansion. He saw that it diminished in volume, but did not observe that at the same time it became more perfect, and he therefore absurdly attributed the path towards perfection to a process of impoverishment.” (Kürschner Nat. Lit. Bd. 33.).

[ 40 ] Until the very end of his life Goethe was in touch with innumerable scientific investigators, both in personal and written intercourse. He followed the progress of the science of living beings with the keenest interest; he saw with joy how modes of thought resembling his own gained entrance into this department of knowledge, and how his doctrine of metamorphosis was also recognised and made fruitful by individual investigators. In the year 1817 he began to gather his works together and to publish them in a periodical which he founded under the title, Zur Morphologie. In spite of all this, however, he made no further progress, through personal observation or reflection, in the growth of his ideas concerning organic development. On two other occasions only did he feel compelled to occupy himself more deeply with such ideas. In both cases he was attracted by scientific phenomena in which he found the confirmation of his own thoughts. The one case was the Course of Lectures held by K. F. Martius on “The Vertical and Spiral Tendency of Vegetation” at the Conference of Natural Scientists in the years 1828 and 1829, of which the periodical “Isis” published extracts; the other was a scientific dispute in the French Academy which broke out in the year 1830 between Geoffrey de Saint-Hilaire and Cuvier.

[ 41 ] Martius conceived of the growth of plants as being dominated by two tendencies by a striving in the vertical direction which governs the root and stem, and by another which causes the leaves, the organs of the blossoms and so on, to incorporate themselves into the vertical organs of the form of a spiral line. Goethe took these thoughts and brought them into connection with his idea of metamorphosis. He wrote a long essay (Kürschner Bd. 33), into which he collected all his experiences of the plant-world which appeared to him to point to the existence of these two tendencies. He believed that he had to merge these tendencies into his idea of metamorphosis. “This much we must assume: there prevails in vegetation a general spiral tendency, whereby, in union with the vertical striving of the whole structure, each formation in the plant is brought about in accordance with the laws of metamorphosis.” Goethe regarded the existence of spiral vessels in the various plant organs as a proof that the spiral tendency dominates the life of plants throughout. “Nothing is more in accordance with Nature than the fact that what she intends in the Whole she activates through the minutest detail.” “Let us in summer look at a stake planted in the soil up which a bindweed (convolvulus) climbs from below, winding its way to the heights and—clinging closely—maintains its living growth. Let us think now of the bindweed and stake as both equally living and ascending upwards from one root, producing each other alternately and so progressing unchecked. Those who can transform this picture into an inner perception will find the idea considerably easier. The twining plant seeks outside itself that which it should itself produce, but cannot.” Goethe uses the same comparison in a letter to Count Sternberg, 15th March, 1832, and adds these words: “Of course the comparison does not entirely fit, for in the beginning the creeper must wind itself round the stem in barely perceptible circles. The nearer it approaches the summit, however, the quicker must the spiral line turn in order finally (in the blossom) to collect itself in a circle on the disc. This process resembles the dances of one's youth, where half reluctantly one was often pressed in the close embrace of affectionate children. Pardon these anthropomorphisms!” Ferdinand Cohn remarks in reference to this passage: “If only Goethe had known Darwin! How pleased he would have been with this man, who through his strictly inductive methods knew how to find clear and convincing proofs for his ideas.” Darwin thinks that in nearly all plant organs he can show that in the period of their growth they have the tendency to spiral movements which he calls circummutation.

[ 42 ] In September, 1830, Goethe refers in an essay to the dispute between the two investigators, Cuvier and Geoffrey de Saint-Hilaire; in March, 1832, he continues this essay. In February and March, 1830, Cuvier, the “fact-fanatic” came forward in the French Academy in opposition to the work of Geoffrey de Saint-Hilaire, who, in Goethe's opinion, had attained to a “lofty mode of thought in conformity with the idea.” Cuvier was a master of the distinctions existing between the various organic forms. Saint-Hilaire tried to discover the analogies in these forms and to prove that the organisation of animals is “subject to a general plant only modified here and there, whence the differences can be derived.” He tried to acquire knowledge of the relationship between the laws and was convinced that the particular could develop stage by stage from the whole. Goethe regards Saint-Hilaire as a man of like mind with himself and he expresses this to Eckermann, 2nd August, 1830, in the words: “Geoffrey de Saint-Hilaire is now our ally, and with him all important followers and adherents in France. This occurrence is of inconceivable value to me and I justly rejoice at this final victory of a matter to which I have devoted my life and which is my own special concern.” Saint-Hilaire practises a mode of thought which is also that of Goethe, for he seeks to lay hold in experience of the idea of unity simultaneously with the sensible manifold. Cuvier clings to the manifold, to the particular, because in his observation of the particular the idea does not immediately arise. Saint-Hilaire had a right perception of the relation of the sensible to the idea; Cuvier had not. Therefore he describes Saint-Hilaire's all-inclusive principle as presumptive—nay even inferior. One can often experience, especially in the case of investigators of Nature, that they speak in a derogatory sense of something merely ideal, of something merely “thought.” They have no organ for the ideal, and therefore do not know its mode of working. It was because Goethe possessed this organ in a highly perfect state of development that he was led from his general world-conception to his deep insight into the nature of the living. His power of allowing the spiritual eye to work in constant living union with the eye of the body made it possible for him to behold the uniform sensible-supersensible essence which permeates organic evolution. He was also able to recognise this essence where one organ develops out of the other, and where, by its transformation, it conceals its relationship and similarity to its predecessor, even belying it, and changing, both in its function and in its form, to such a degree that no parallel, according to external characteristics, can be found with its earlier stages (cp. the essay on Joachim Jungius, Kürschner, Nat. Lit. Bd. 33.). Perception with the eye of the body imparts knowledge of the sensible and material; perception with the eye of the spirit leads to the perception of processes in human consciousness, to the observation of the world of thinking, feeling and willing; the living union of the spiritual and bodily eye makes possible the knowledge of the organic which, as a sensible-supersensible element, lies between the purely sensible and the purely spiritual.

[ 1 ] Those who struggled for clarity in the great problems of world and life conceptions at the end of the eighteenth century looked up to two men of great intellectual-spiritual power, Kant and Goethe. Another person who strove for such a clarity in the most forceful way was Johann Gottlieb Fichte. When he had become acquainted with Kant's Critique of Practical Reason, he wrote:

I am living in a new world. . . . Things I had thought could never be proven to me, for instance, the concept of absolute freedom and duty, now have been proven to me and I feel much happier because of it. It is incomprehensible what a high degree of respect for humanity, what strength this philosophy gives us; what a blessing it is for an age in which morality had been destroyed in its foundation, and in which the concept of duty had been struck from all dictionaries.

And when, on the basis of Kant's conception, he had built his own Groundwork of all Scientific Knowledge, he sent the book to Goethe with the words:

I consider you, and always have considered you, to be the representative of the purest spiritual force of feeling on the level of development that mankind has reached at the present time. To you philosophy rightly turns. Your feeling is its touchstone.

A similar attitude to both representative spirits was taken by Schiller. He writes about Kant on October 28, 1794:

I am not at all frightened by the prospect that the law of change, which shows no mercy to any human or divine work, will also destroy the form of the Kantian as well as every other philosophy. Its foundation, however, will not have to fear this destiny, for since the human race exists, and as long as there has been a reason, this philosophy has been silently acknowledged and mankind as a whole has acted in agreement with its principles.

Schiller describes Goethe's conception in a letter addressed to him on August 23, 1794:

For a long time I have, although from a considerable distance, watched the course of your spirit, and with ever increasing admiration I have observed the path you have marked out for yourself. You are seeking the necessary in nature, but you are seeking it along the most difficult road, which any spirit weaker than yours would be most careful to avoid. You take hold of nature as a whole in order to obtain light in a particular point; in the totality of nature's various types of phenomena, you seek the explanation for the individual. . . . Had you been born a Greek, or even an Italian, and from the cradle been surrounded by an exquisite nature and an idealizing art, your path would have been infinitely shortened; perhaps it would have been made entirely unnecessary. With the first perception of things you would have caught the form of the Necessary, and from your first experiences the grand style would have developed in you. But now, having been born a German, your Greek spirit having thus been cast into a northern world, you had no choice but that of becoming a northern artist yourself, or of supplying your imagination with what it is refused by reality through the help of your power of thought and thus, to produce a second Greece, as it were, from within and by means of reason.

[ 2 ] Seen from the present age, Kant and Goethe can be considered spirits in whom the evolution of world conception of modern times reveals itself as in an important moment of its development. These spirits experience intensely the enigmatic problems of existence, which have formerly, in a more preparatory stage, been latent in the substrata of the life of the soul.

[ 3 ] To illustrate the effect that Kant exerted on his age, the statements of two men who stood at the full height of their time's culture may be quoted. Jean Paul wrote to a friend in 1788:

For heaven's sake, do buy two books, Kant's Foundation for a Metaphysics of Morals and his Critique of Practical Reason. Kant is not a light of the world but a complete radiating solar system all at once.

Wilhelm von Humboldt makes the statement:

Kant undertook the greatest work that philosophical reason has perhaps ever owed to a single man. . . . Three things remain unmistakably certain if one wants to determine the fame that Kant bestowed on his nation and the benefit that he brought to speculative thinking. Some of the things he destroyed will never be raised again, some of those to which he laid the foundation will never perish; most important of all, he brought about a reform that has no equal in the whole history of human thought.

[ 4 ] This shows how Kant's contemporaries saw a revolutionary event in the development of world conception in his achievement. Kant himself considered it so important for this development that he judged its significance equal to that which Copernicus's discovery of the planetary motion holds for natural science.

[ 5 ] Various currents of philosophical development of previous times continue their effect in Kant's thinking and are transformed in his thought into questions that determine the character of his world conception. The reader who feels the characteristic traits in those of Kant's writings that are most significant for his view is aware of a special appreciation of Kant for the mathematical mode of thinking as one of these traits. Kant feels that what is known in the way mathematical thinking knows, carries the certainty of its truth in itself. The fact that man is capable of mathematics proves that he is capable of truth. Whatever else one may doubt, the truth of mathematics cannot be doubted.

[ 6 ] With this appreciation of mathematics the thought tendency of modern history of philosophy, which had put the characteristic stamp on Spinoza's realm of thoughts, appears in Kant's mind. Spinoza wants to construct his thought sequences in such a form that they develop strictly from one another as the propositions of mathematical science. Nothing but what is thought in the mode of thought of mathematics supplies the firm foundation on which, according to Spinoza, the human ego feels itself secure in the spirit of the modern age. Descartes had also thought in this way, and Spinoza had derived from him many stimulating suggestions. Out of the state of doubt he had to secure a fulcrum for a world conception for himself. In the mere passive reception of a thought into the soul, Descartes could not recognize such a support yielding force. This Greek attitude toward the world of thought is no longer possible for the man of the modern age. Within the self-conscious soul something must be found that lends its support to the thought. For Descartes, and again for Spinoza, this is supplied by the fulfillment of the postulate that the soul should deal with thought in general as it does in the mathematical mode of conception. As Descartes proceeded from his state of doubt to his conclusion, “I think, therefore I am,” and the statements connected with it, he felt secure in these operations because they seemed to him to possess the clarity that is inherent in mathematics. The same general mental conviction leads Spinoza to elaborate a world picture for himself in which everything is unfolding its effect with strict necessity like the laws of mathematics. The one divine substance, which permeates all beings of the world with the determination of mathematical law, admits the human ego only if it surrenders itself completely to this substance, if it allows its self-consciousness to be absorbed by the world consciousness of the divine substance. This mathematical disposition of mind, which is caused by a longing of the “ego” for the security it needs, leads this “ego” to a world picture in which, through its striving for security, it has lost itself, its self-dependent, firm stand on a spiritual world ground, its freedom and its hope for an eternal self-dependent existence.

[ 7 ] Leibniz's thoughts tended in the opposite direction. The human soul is, for him, the self dependent monad, strictly closed off in itself. But this monad experiences only what it contains within itself; the world order, which presents itself “from without, as it were,” is only a delusion. Behind it lies the true world, which consists only of monads, the order of which is the predetermined (pre-established) harmony that does not show itself to the outer observation. This world conception leaves its self-dependence to the human soul, the self-dependent existence in the universe, its freedom and hope for an eternal significance in the world's evolution. If, however, it means to remain consistent with its basic principle, it cannot avoid maintaining that everything known by the soul is only the soul itself, that it is incapable of going outside the self-conscious ego and that the universe cannot become revealed to the soul in its truth from without.

[ 8 ] For Descartes and for Leibniz, the convictions they had acquired in their religious education were still effective enough that they adopted them in their philosophical world pictures, thereby following motivations that were not really derived from the basic principles of their world pictures. Into Descartes's world picture there crept the conception of a spiritual world that he had obtained through religious channels. It unconsciously permeated the rigid mathematical necessity of his world order and thus he did not feel that his world picture tended to extinguish his “ego.” In Leibniz, religious impulses exerted their influence in a similar way, and it is for this reason that it escaped him that his world picture provided for no possibility to find anything except the content of the soul itself. Leibniz believed, nevertheless, that he could assume the existence of the spiritual world outside the “ego.” Spinoza, through a certain courageous trait of his personality, actually drew the consequences of his world picture. To obtain the security for this world picture on which his self-consciousness insisted, he renounced the self-dependence of this self-consciousness and found his supreme happiness in feeling himself as a part of the one divine substance.

With regard to Kant we must raise the question of how he was compelled to feel with respect to the currents of world conception, which had produced its prominent representatives in Descartes, Spinoza and Leibniz. For all soul impulses that had been at work in these three were also active in him, and in his soul these impulses effected each other and caused the riddles of world and mankind with which Kant found himself confronted. A glance at the life of the spirit in the Age of Kant informs us of the general trend of Kant's feeling with respect to these riddles. Significantly, Lessing's (1729–1781) attitude toward the questions of world conception is symptomatic of this intellectual life. Lessing sums up his credo in the words, “The transformation of revealed truths into truths of reason is absolutely necessary if the human race is to derive any help from them.” The eighteenth century has been called the century of the Enlightenment. The representative spirits of Germany understood enlightenment in the sense of Lessing's remark. Kant declared the enlightenment to be “man's departure from his self-caused bondage of mind,” and as its motto he chose the words, “Have courage to use your own mind.” Even thinkers as prominent as Lessing, however, at first had succeeded in no more than transforming rationally traditional doctrines of belief derived from the state of the “self-caused bondage of mind.” They did not penetrate to a pure rational view as Spinoza did. It was inevitable that Spinoza's doctrine, when it became known in Germany, should make a deep impression on such spirits.

Spinoza really had undertaken the task of using his own mind, but in the course of this process he had arrived at results that were entirely different from those of the German philosophers of the enlightenment. His influence had to be so much the more significant since the lines of his reasoning, constructed according to mathematical methods, carried a much greater convincing power than the current of Leibniz's philosophy, which effected the spirits of that age in the form “developed” by Wolff. From Goethe's autobiography, Poetry and Truth, we receive an idea of how this school of thought impressed deeper spirits as it reached them through the channels of Wolff's conceptions. Goethe tells of the impressions the lectures of Professor Winckler in Leipzig, given in the spirit of Wolff, had made on him.

At the beginning, I attended my classes industriously and faithfully, but the philosophy offered in no way succeeded in enlightening me. It seemed strange to me that in logic I was to tear apart, isolate and destroy, as it were, the intellectual operations I had been handling with the greatest ease since the days of my childhood, in order to gain an insight into their correct use. I thought I knew just about as much as the lecturer about the nature of things, the world and God, and on more than one occasion it seemed to me that there was a considerable hitch in the matter.

About his occupation with Spinoza's writings, however, the poet tells us, “I surrendered to this reading and, inspecting myself, I believed never to have seen the world so distinctly.”

There were, however, only a few people who could surrender to Spinoza's mode of thought as frankly as Goethe. Most readers were led into deep conflicts of world conception by this philosophy. Goethe's friend, F. H. Jacobi, is typical of them. He believed that he had to admit that reason, left to its own resources, would not lead to the doctrines of belief, but to the view at which Spinoza had arrived—that the world is ruled by eternal, necessary laws. Thus, Jacobi found himself confronted with an important decision: Either to trust his reason and abandon the doctrines of his creed or to deny reason the possibility to lead to the highest insights in order to be able to retain his belief. He chose the latter. He maintained that man possessed a direct certainty in his innermost soul, a secure belief by virtue of which he was capable of feeling the truth of the conception of a personal God, of the freedom of will and of immortality, so that these convictions were entirely independent of the insights of reason that were leaning on logical conclusions, and had no reference to these things but only to the external things of nature. In this way, Jacobi deposed the knowledge of reason to make room for a belief that satisfied the needs of the heart. Goethe who was not at all pleased by this dethronement of reason, wrote to his friend, “God has punished you with metaphysics and placed a thorn in your flesh; he has blessed me with physics. I cling to the atheist's (Spinoza's) worship of God and leave everything to you that you call, and may continue to call, religion. Your trust rests in belief in God; mine in seeing.” The philosophy of the enlightenment ended by confronting the spirits with the alternative, either to supplant the revealed truths by truths of reason in the sense of Spinoza, or to declare war on the knowledge of reason itself.

[ 9 ] Kant also found himself confronted with this choice. The attitude he took and how he made his decision is apparent from the clear account in the preface to the second edition of his Critique of Pure Reason.

Now let us assume that morality necessarily presupposes freedom (in its strictest sense) as a property of our will, pleading practical principles inherent in our reason that would be positively impossible without the presupposition of freedom. Speculative reason, however, having proven that this is not even thinkable, the former assumption, made on behalf of morality, would have to give way to the latter, whose opposite contains an obvious self-contradiction and therefore freedom, and with it morality, would have to give way to the mechanism of nature. But since, as the case lies, for the possibility of morality nothing more is required than that the idea of freedom be not contradictory in itself, and may at least be considered as thinkable without the future necessity of being understood, such that granting the freedom of a given action would not place any obstacle into the attempt of considering the same action (see in other relation) as a mechanism of nature. In this way, the doctrine of morality maintains its place . . . which could, however, not have happened if our critical philosophy had not previously enlightened us about our inevitable ignorance with respect to things in themselves, restricting all that we can know theoretically to mere phenomena. In the same way, the positive value of the critical principles of pure reason can be brought to light with regard to the concepts of God and of the simple nature of our soul, which I do, however, leave undiscussed here for the sake of brevity. I cannot even assume God, freedom and immortality for the use of practical reason if I do not at the same time deprive speculative reason of its pretensions to excessive insight. . . . I, therefore, had to suspend knowledge in order to make room for belief. . . .

We see here how Kant stands on a similar ground as Jacobi in regard to knowledge and belief.

[ 10 ] The way in which Kant had arrived at his results had led through the thought world of Hume. In Hume he had found the view that the things and events of the world in no way reveal connections of thought to the human soul, that the human mind imagined such connections only through habit while it is perceiving the things and events of the world simultaneously in space and successively in time. Kant was impressed by Hume's opinion according to which the human mind does not receive from the world what appears to it as knowledge. For Kant, the thought emerged as a possibility: What is knowledge for the human mind does not come from the reality of the world.

[ 11 ] Through Hume's arguments, Kant was, according to his own confession, awakened out of the slumber into which he had fallen in following Wolff's train of ideas. How can reason produce judgments about God, freedom and immortality if its statement about the simplest events rests on such insecure foundation? The attack that Kant now had to undertake against the knowledge of reason was much more far-reaching than that of Jacobi. He had at least left to knowledge the possibility of comprehending nature in its necessary connection. Now Kant had produced an important accomplishment in the field of natural science with his General Natural History and Theory of the Heavens, which had appeared in 1755. He was satisfied to have shown that our whole planetary system could be thought to have developed out of a ball of gas, rotating around its axis. Through strictly necessary mathematically measurable physical forces, he thought the sun and planets to have consolidated, and to have assumed the motions in which they proceed according to the teachings of Copernicus and Kepler. Kant thus believed he had proven, through a great discovery of his own, the fruitfulness of Spinoza's mode of thought, according to which everything happens with strict, mathematical necessity. He was so convinced of this fruitfulness that in the above-mentioned work he went so far as to exclaim, “Give me matter, and I will build you a universe!” The absolute certainty of all mathematical truths was so firmly established for him that he maintains in his Basic Principles of Natural Science that a science in the proper sense of the word is only one in which the application of mathematics is possible. If Hume were right, it would be out of the question to assume such a certainty for the knowledge of mathematical natural science, for, in that case, this knowledge would consist of nothing but thought habits that man had developed because he had seen the course of the world along certain lines. But there would not be the slightest guarantee that these thought habits had anything to do with the law-ordered connection of the things of the world. From his presupposition Hume draws the conclusion:

The scenes of the universe are continually shifting, and one object follows another in an uninterrupted succession, but the power of force which actuates the whole machine is entirely concealed from us and never discovers itself in any of the sensible qualities of body.

(Enquiry Concerning Human Understanding, Sec. VII, part 1.)

If we then place the world conception of Spinoza into the light of Hume's view, we must say, “In accordance with the perceived course of the processes of the world, man has formed the habit of thinking these processes in a necessary, law-ordered connection, but he is not entitled to maintain that this ‘connection’ is anything but a mere thought habit.” Now if this were the case, then it would be a mere deception of the human reason to imagine that it could, through itself, gain any insight into the nature of the world, and Hume could not be contradicted when he says about every world conception that is gained out of pure reason, “Throw it into the fire, for it is nothing but deception and illusion.”

[ 12 ] Kant could not possibly adopt this conclusion of Hume as his own. For him, the certainty of the knowledge of mathematical natural science was irrevocably established. He would not allow this certainty to be touched but was unable to deny that Hume was justified in saying that we gain all knowledge about real things only by observing them and by forming for ourselves thoughts about their connection that are based on this observation. If a law-ordered connection is inherent in things, then we must also extract this connection out of them, but what we really derive from the things is such that we know no more about it than that it has been so up to the present time. We do not know, however, whether such a connection is really so linked up with the nature of things that it cannot change in any moment. If we form for ourselves today a world conception based on our observations, events can happen tomorrow that compel us to form an entirely different one. If we received all our knowledge from things, there would be no certainty. Mathematics and natural sciences are a proof of this. That the world does not give its knowledge to the human mind was a view Kant was ready to adopt from Hume. That this knowledge does not contain certainty and truth, however, is a conclusion he was not willing to draw. Thus, Kant was confronted with the question that disturbed him deeply: How is it possible that man is in possession of true and certain knowledge and that he is, nevertheless, incapable of knowing anything of the reality of the world in itself?

Kant found an answer that saved the truth and certainty of human knowledge by sacrificing human insight into the grounds of the world. Our reason could never claim certainty about anything in a world lying spread out around us so that we would be affected by it through observation only. Therefore, our world can only be one that is constructed by ourselves: A world that lies within the limits of our minds. What is going on outside myself as a stone falls and causes a hole in the ground, I do not know. The law of this entire process is enacted within me, and it can proceed within me only in accordance with demands of my own mental organization. The nature of my mind requires that every effect should have a cause and that two times two is four. It is in accordance with this nature that the mind constructs a world for itself. No matter how the world outside ourselves might be constructed, today's world may not coincide in even a single trait with that of yesterday. This can never concern us for our mind produces its own world according to its own laws. As long as the human mind remains unchanged, it will proceed in the same way in the construction of the world. Mathematics and natural science do not contain the laws of the external world but those of our mental organization. It is, therefore, only necessary to investigate this organization if we want to know what is unconditionally true. “Reason does not derive its laws from nature but prescribes them to nature.” Kant sums up his conviction in this sentence, but the mind does not produce its inner world without an impetus or impression from without. When I perceive the color red, the perception, “red,” is, to be sure, a state, a process within me, but it is necessary for me to have an occasion to perceive “red.” There are, therefore, “things in themselves,” but we know nothing about them but the fact that they exist. Everything we observe belongs to the appearances within us. Therefore, in order to save the certainty of the mathematical and natural scientific truths, Kant has taken the whole world of observation in the human mind. In doing so, however, he has raised insurmountable barriers to the faculty of knowledge, for everything that we can know refers merely to processes within ourselves, to appearances or phenomena, not to things in themselves, as Kant expresses it. But the objects of the highest questions of reason—God, Freedom and Immortality—can never become phenomena. We see the appearances within ourselves; whether or not these have their origin in a divine being we cannot know. We can observe our own psychic conditions, but these are also only phenomena. Whether or not there is a free immortal soul behind them remains concealed to our knowledge. About the “things in themselves,” our knowledge cannot produce any statement. It cannot determine whether the ideas concerning these “things in themselves” are true or false. If they are announced to us from another direction, there is no objection to assume their existence, but a knowledge concerning them is impossible for us. There is only one access to these highest truths. This access is given in the voice of duty, which speaks within us emphatically and distinctly, “You are morally obliged to do this and that.” This “Categorical Imperative” imposes on us an obligation we are incapable of avoiding. But how could we comply with this obligation if we were not in the possession of a free will? We are, to be sure, incapable of knowledge concerning this quality of our soul, but we must believe that it is free in order to be capable of following its inner voice of duty. Concerning this freedom, we have, therefore, no certainty of knowledge as we possess it with respect to the objects of mathematics and natural science, but we have moral certainty for it instead. The observance of the categorical imperative leads to virtue. It is only through virtue that man can arrive at his destination. He becomes worthy of happiness. Without this possibility his virtue would be void of meaning and significance. In order that virtue may result from happiness, it is mandatory that a being exists who secures this happiness as an effect of virtue. This can only be an intelligent being, determining the highest value of things: God. Through the existence of virtue, its effect is guaranteed, and through this guarantee, in turn, the existence of God. Because man is a sensual being and cannot obtain perfect happiness in this imperfect world, his existence must transcend this sensual existence; that is to say, the soul must be immortal. The very thing about which we are denied possible knowledge is, therefore, magically produced by Kant out of the moral belief in the voice of duty. It was respect for the feeling of duty that restored a real world for Kant when, under the influence of Hume, the observable world withered away into a mere inner world. This respect for duty is beautifully expressed in his Critique of Practical Reason:

Duty! Thou sublime, great name that containest nothing pleasurable to bid for our favor, but demandest submission, ... proclaiming a law in the presence of which all inclinations are silenced although they may secretly offer resistance...

That the highest truths are not truths of knowledge but moral truths is what Kant considered as his discovery. Man has to renounce all insight into a supersensible world, but from his moral nature springs a compensation for this knowledge. No wonder Kant sees the highest demand on man in the unconditional surrender to duty. If it were not for duty to open a vista for him beyond the sensual world, man would be enclosed for his whole life in the world of the senses. No matter, therefore, what the sensual world demands; it has to give way before the peremptory claims of duty, and the sensual world cannot, out of its own initiative, agree with duty. Its own inclination is directed toward the agreeable, toward pleasure. These aims have to be opposed by duty in order to enable man to reach his destination. What man does for his pleasure is not virtuous; virtue is only what he does in selfless devotion to duty. Submit your desires to duty; this is the rigorous task that is taught by Kant's moral philosophy. Do not allow your will to be directed toward what satisfies you in your egotism, but so act that the principles of your action can become those of all men. In surrendering to the moral law, man attains his perfection. The belief that this moral law has its being above all other events of the world and is made real within the world by a divine being is, in Kant's opinion, true religion. It springs from the moral life. Man is to be good, not because of his belief in a God whose will demands the good; he is to be good only because of his feeling for duty. He is to believe in God, however, because duty without God would be meaningless. This is religion within the Limits of Mere Reason. It is thus that Kant entitles his book on religious world conception.

[ 13 ] The course that the development of the natural sciences took since they began to flourish has produced in many people the feeling that every element that does not carry the character of strict necessity should be eliminated from our thought picture of nature. Kant had this feeling also. In his Natural History of the Heavens, he had even outlined such a picture for a certain realm of nature that was in accordance with this feeling. In a thought picture of this kind, there is no place for the conception of the self-conscious ego that the man of the eighteenth century felt necessary. The Platonic and the Aristotelian thought could be considered as the revelation of nature in the form in which that idea was accepted in the earlier age, and as that of the human soul as well. In thought life, nature and the soul met. From the picture of nature as it seems to be demanded by modern science, nothing leads to the conception of the self-conscious soul. Kant had the feeling that the conception of nature offered nothing to him on which he could base the certainty of self-consciousness. This certainty had to be created for the modern age had presented the self-conscious ego as a fact. The possibility had to be created to acknowledge this fact, but everything that can be recognized as knowledge by our understanding is devoured by the conception of nature. Thus, Kant feels himself compelled to provide for the self-conscious ego as well as for the spiritual world connected with it, something that is not knowledge but nevertheless supplies certainty.

[ 14 ] Kant established selfless devotion to the voice of the spirit as the foundation of moral life. In the realm of virtuous action, such a devotion is not compatible with a surrender to the sensual world. There is, however, a field in which the sensual is elevated in such a way that it appears as the immediate expression of the spirit. That is the field of beauty and art. In our ordinary life we want the sensual because it excites our desire, our self-seeking interest. We desire what gives us pleasure, but it is also possible to take a selfless interest in an object. We can look at it in admiration, filled by a heavenly delight and this delight can be quite independent of the possession of the thing. Whether or not I should like to own a beautiful house that I pass has nothing to do with the “disinterested pleasure” that I may take in its beauty. If I eliminate all desire from my feeling, there may still be found as a remaining element a pleasure that is clearly and exclusively linked to the beautiful work of art. A pleasure of this kind is an “esthetic pleasure.” The beautiful is to be distinguished from the agreeable and the good. The agreeable excites my interest because it arouses my desire; the good interests me because it is to be made real by me. In confronting the beautiful I have no such interest that is connected with my person. What is it then, by means of which my selfless delight is attracted? I can be pleased by a thing only when its purpose is fulfilled, when it is so organized that it serves an end. Fitness to purpose pleases; incongruity displeases, but as I have no interest in the reality of the beautiful thing, as the mere sight of it satisfies me, it is also not necessary that the beautiful object really serves a purpose. The purpose is of no importance to me; what I demand is only the appropriateness. For this reason, Kant calls an object “beautiful” in which we perceive fitness to purpose without thinking at the same time of a definite purpose.

[ 15 ] What Kant gives in this exposition is not merely an explanation but also a justification of art. This is best seen if one remembers Kant's feeling in regard to his world conception. He expresses his feeling in profound, beautiful words:

Two things fill the heart with ever new and always increasing admiration and awe: The starred heaven above me and the moral law within me. At first, the sight of an innumerable world quantity annihilates, as it were, my importance as a living creature, which must give back to the planet that is a mere dot in the universe the matter out of which it became what it is, after having been for a short while (one does not know how) provided with the energy of life. On second consideration, however, this spectacle infinitely raises my value as an intelligent being, through my (conscious and free) personality in which the moral law reveals to me a life that is independent of the whole world of the senses, at least insofar as this can be concluded from the purpose-directed destination of my existence, which is not hemmed in by the conditions and limitations of this life but extends into the infinite.

The artist now transplants this purpose-directed destination, which, in reality, rules in the realm of the moral world, into the world of the senses. Thus, the world of art stands between the realm of the world of observation that is dominated by the eternal stern laws of necessity, which the human mind itself has previously laid into this world, and the realm of free morality in which commands of duty, as the result of a wise, divine world-order, set out direction and aim. Between both realms the artist enters with his works. Out of the realm of the real he takes his material, but he reshapes this material at the same time in such a fashion that it becomes the bearer of a purpose-directed harmony as it is found in the realm of freedom. That is to say, the human spirit feels dissatisfied both with the realms of external reality, which Kant has in mind when he speaks of the starred heaven and the innumerable things of the world, and also with the realm of moral law. Man, therefore, creates a beautiful realm of “semblance,” which combines the rigid necessity of nature with the element of a free purpose. The beautiful now is not only found in human works of art, but also in nature. There is nature-beauty as well as art-beauty. This beauty of nature is there without man's activity. It seems, therefore, as if there were observable in the world of reality, not merely the rigid law-ordered necessity, but a free wisdom-revealing activity as well. The phenomenon of the beautiful, nevertheless, does not force us to accept a conception of this kind, for what it offers is the form of a purpose-directed activity without implying also the thought of a real purpose. Furthermore, there is not only the phenomenon of integrated beauty but also that of integrated ugliness. It is, therefore, possible to assume that in the multitude of natural events, which are interconnected according to necessary laws, some happen to occur—accidentally, as it were—in which the human mind observes an analogy with man's own works of art. As it is not necessary to assume a real purpose, this element of free purpose, which appears as it were by accident, is quite sufficient for the esthetic contemplation of nature.

[ 16 ] The situation is different when we meet the entities in nature to which the purpose concept is not merely to be attributed as accidental but that carry this purpose really within themselves. There are also entities of this kind according to Kant's opinion. They are the organic beings. The necessary law-determined connections are insufficient to explain them; these, in Spinoza's world conception are considered not only necessary but sufficient, and by Kant are considered as those of the human mind itself. For an “organism is a product of nature in which everything is, at the same time, purpose, just as it is cause and also effect.” An organism, therefore, cannot be explained merely through rigid laws that operate with necessity, as is the case with inorganic nature. It is for this reason that, although Kant himself had, in his General Natural History and Theory of the Heavens, undertaken the attempt to “discuss the constitution and the mechanical origin of the entire world structure according to Newtonian principles,” he is of the opinion that a similar attempt, applied to the world of organic beings, would necessarily fail. In his Critique of Judgment, he advances the following statement:

It is, namely, absolutely certain that in following merely mechanical principles of nature we cannot even become sufficiently acquainted with organisms and their inner possibility, much less explain them. This is so certain that one can boldly say that it would be absurd for man to set out on any such attempt or to hope that at some future time a Newton could arise who would explain as much as the production of a blade of grass according to natural laws into which no purpose had brought order and direction. Such a knowledge must, on the contrary, be altogether denied to man.

Kant's view that it is the human mind itself that first projects the laws into nature that it then finds in it, is also irreconcilable with another opinion concerning a purpose-directed entity, for a purpose points to its originator through whom it was laid into such an entity, that is, to the rational originator of the world. If the human mind could explain a teleological being in the same way as an entity that is merely constituted according to natural necessity, it would also have to be capable of projecting laws of purpose out of itself into the things. Not merely would the human mind have to provide laws for the things that would be valid with regard to them insofar as they are appearances of his inner world, but it would have to be capable of prescribing their own destination to the things that are completely independent of the mind. The human mind would, therefore, have to be not merely a cognitive, but a creative, spirit; its reason would, like that of God, have to create the things.

[ 17 ] Whoever calls to mind the structure of the Kantian world conception as it has been outlined here will understand its strong effect on Kant's contemporaries and also on the time after him, for he leaves intact all of the conceptions that had formed and impressed themselves on the human mind in the course of the development of western culture. This world conception leaves God, freedom and immortality, to the religious spirit. It satisfies the need for knowledge in delineating a territory for it inside the limits of which it recognizes unconditionally certain truths. It even allows for the opinion that the human reason is justified to employ, not merely the eternal rigorous natural laws for the explanation of living beings, but the purpose concept that suggests a designed order in the world.

[ 18 ] But at what price did Kant obtain all this! He transferred all of nature into the human mind and transformed its laws into laws of this mind. He ejected the higher world order entirely from nature and placed this order on a purely moral foundation. He drew a sharp line of demarcation between the realm of the inorganic and that of the organic, explaining the former according to mechanical laws of natural necessity and the latter according to teleological ideas. Finally, he tore the realm of beauty and art completely out of its connection with the rest of reality, for the teleological form that is to be observed in the beautiful has nothing to do with real purposes. How a beautiful object comes into the world is of no importance; it is sufficient that it stimulates in us the conception of the purposeful and thereby produces our delight.

[ 19 ] Kant not only presents the view that man's knowledge is possible so far as the law-structure of this knowledge has its origin in the self-conscious soul, and the certainty concerning this soul comes out of a source that is different from the one out of which our knowledge of nature springs. He also points out that our human knowledge has to resign before nature, where it meets the living organism in which thought itself seems to reign in nature. In taking this position, Kant confesses by implication that he cannot imagine thoughts that are conceived as active in the entities of nature themselves. The recognition of such thoughts presupposes that the human soul not merely thinks, but in thinking shares the life of nature in its inner experience. If somebody discovered that thoughts are capable not merely of being received as perceptions, as is the case with the Platonic and Aristotelian ideas, but that it is possible to experience thoughts by penetrating into the entities of nature, then this would mean that again a new element had been found that could enter the picture of nature as well as the conception of the self-conscious ego. The self-conscious ego by itself does not find a place in the nature picture of modern times. If the self-conscious ego, in filling itself with thought, is not merely aware that it forms this thought, but recognizes in thought a life of which it can know, “This life can realize itself also outside myself,” then this self-conscious ego can arrive at the insight, “I hold within myself something that can also be found without.” The evolution of modern world conception thus urges man on to the step: To find the thought in the self-conscious ego that is felt to be alive. This step Kant did not take; Goethe did.

[ 20 ] In all essential points, Goethe arrived at the opposite to Kant's conception of the world. Approximately at the same time that Kant published his Critique of Pure Reason, Goethe laid down his creed in his prose hymn, Nature, in which he placed man completely into nature and in which he presented nature as bearing absolute sway, independent of man: Her own and man's lawgiver as well. Kant drew all nature into the human mind. Goethe considered everything as belonging to this nature; he fitted the human spirit into the natural world order:

Nature! We are surrounded and enveloped by her, incapable of leaving her domain, incapable of penetrating deeper into her. She draws us into the rounds of her dance, neither asking nor warning, and whirls away with us until we fall exhausted from her arms... All men are in her and she is in them... Even the most unnatural is Nature; even the clumsiest pedantry has something of her genius ... We obey her laws even when we resist them; we are working with her even when we mean to work against her... Nature is everything... She rewards and punishes, delights and tortures herself... She has placed me into life, she will also lead me out of it. I trust myself into her care. She may hold sway over me. She will not hate her work. It was not I who spoke of her. Nay, it was Nature who spoke it all, true and false. Nature is the blame for all things; hers is the merit.

This is the polar opposite to Kant's world conception. According to Kant, nature is entirely in the human spirit; according to Goethe, the human spirit is entirely in nature because nature itself is spirit. It is, therefore, easily understandable when Goethe tells us in his essay, Influence of Modern Philosophy:

Kant's Critique of Pure Reason was completely outside my world. I attended many conversations concerning this book, and with some attention I could observe that the old main question of how much our own self contributed to our spiritual existence, and how much the outside world did, was renewed. I never separated them, and when I philosophized in my own way about objects, I did so with an unconscious naiveté, really believing that I saw my opinion before my very eyes.

We need not waver in this estimate of Goethe's attitude toward Kant, in spite of the fact that Goethe uttered many a favorable judgment about the philosopher of Koenigsberg. This opposition between Kant and himself would only then have become quite clear to him if he had engaged himself in a thorough study of Kant, but this he did not do. In the above-mentioned essay he says, “It was the introductory passages that I liked; into the labyrinth itself, however, I could not venture to go; I was kept from it now by my poetic imagination, now by my common sense, and nowhere did I feel myself furthered.”

Goethe has, nevertheless, expressed his opposition distinctly on one occasion in a passage that has been published only from the papers of the residuary estate in the Weimar Goethe Edition (Weimarische Ausgabe, 2; Abteilung, Band XI, page 377). The fundamental error of Kant was, as here expressed by Goethe, that he “considers the subjective faculty of knowledge as an object and discriminates the point where the subjective and the objective meet with great penetration but not quite correctly.” Goethe just happens to be convinced that it is not only the spirit as such that speaks in the subjective human faculty of cognition, but that it is the spirit of nature that has created for itself an organ in man through which it reveals its secrets. It is not man at all who speaks about nature, but it is nature who speaks in man about itself. This is Goethe's conviction. Thus, he could say that whenever the controversy concerning Kant's world view “was brought up, I liked to take the side that gave most honor to man, and I completely agreed with all those friends who maintained with Kant that, although all our knowledge begins with experience, it nevertheless does not originate from experience.” For Goethe believed that the eternal laws according to which nature proceeds are revealed in the human spirit, but for this reason, they were not merely the subjective laws of the spirit for him, but the objective laws of the order of nature itself.

It is for this reason also that Goethe could not agree when Schiller, under the influence of Kant, erected a forbidding wall of separation between the realms of natural necessity and of freedom. Goethe expressed himself on this point in his essay, First Acquaintance with Schiller:

Schiller and some friends had absorbed the Kantian philosophy, which elevates the subject to such height while apparently narrowing it. It developed the extraordinary traits that nature had laid into his character and he, in his highest feeling of freedom and self determination, tended to be ungrateful to the great mother who had certainly not treated him stingily. Instead of considering nature as self-supporting, alive and productively spreading order and law from the lowest to the highest point, Schiller took notice of it only in the shape of a few empirical human natural inclinations.

In his essay, Influence of Modern Philosophy, Goethe points to his difference with Schiller in these words. “He preached the gospel of freedom; I was unwilling to see the rights of nature infringed upon.” There was, indeed, an element of Kant's mode of conception in Schiller, but so far as Goethe is concerned, we are right in accepting what he himself said with regard to some conversations he had with the followers of Kant. “They heard what I had to say but they could not answer me or further me in any way. More than once it happened that one or the other of them admitted to me with a surprised smile that my conception was, to be sure, analogous to that of Kant, but in a curious fashion indeed.”

[ 21 ] Goethe did not consider art and beauty as a realm that was torn out of the interconnection of reality, but as a higher stage of nature's order. At the sight of artistic creations that especially interested him during his Italian journey he wrote, “Like the highest works of nature, the lofty works of art have been produced by men according to true and natural laws. Everything that is arbitrary and merely imagined fades away before them. Here is necessity; here is God.” When the artist proceeds as the Greeks did, namely, “according to the laws that Nature herself follows,” then his works contain the same godly element that is to be found in nature itself. For Goethe, art is “a manifestation of secret natural laws.” What the artist creates are works of nature on a higher level of perfection. Art is the continuation and human completion of nature, for “as man finds himself placed at the highest point of nature, he again considers himself a whole nature and as such has again to produce a peak in himself. For this purpose he raises his own existence by penetrating himself with all perfections and virtues, produces choice, order, harmony and meaning, and finally lifts himself as far as to the production of the work of art.” Everything is nature, from the inorganic stone to the highest of man's works of art, and everything in this nature is ruled by the same “eternal, necessary and thereby divine laws,” such that “the godhead itself could not change anything about it” (Poetry and Truth, Book XVI).

[ 22 ] When, in 1811, Goethe read Jacobi's book, On Things Divine, it made him “uneasy.”

How could the book of a so warmly beloved friend, in which I was to see the thesis developed that nature conceals God, be welcome to me! My mode of world conception—purely felt, deeply-seated, inborn and practised daily as it was—had taught me inviolably to see God in Nature, Nature in God, and this to such an extent that this world view formed the basis of my entire existence. Under these circumstances, was not such a strange, one-sided and narrow-minded thesis to estrange me in spirit from this most noble man for whose heart I felt love and veneration? I did not, however, allow my painful vexation to linger with me but took refuge in my old asylum, finding my daily entertainment for several weeks in Spinoza's Ethics, and as my inner education had progressed in the meantime, to my astonishment I became aware of many things that revealed themselves to me in a new and different light and affected me with a peculiar freshness.

[ 23 ] The realm of necessity in Spinoza's sense is a realm of inner necessity for Kant. For Goethe, it is the universe itself, and man with all his thinking, feeling, willing and actions is a link in this chain of necessities. In this realm there is only one order of law, of which the natural and the moral represent only the two sides of its essence. “The sun sheds its light over those good and evil, and to the guilty as to the best, the moon and the stars shine brightly.” [ 24 ] Out of one root, out of the eternal springs of nature, Goethe has everything pour forth: The inorganic and the organic beings, and man with all the fruits of his spirit, his knowledge, his moral order and his art.

What God would just push the world from without,
And let it run in circles on his finger?
Him it behooves to move it in its core,
Be close to nature, hug her to her breast
So that what lives and weaves in him and is,
Will never lack his power and his spirit.

[ 25 ] In these words Goethe summed up his credo. Against Hailer, who had written the lines, “Into nature's sacred center, no created spirits enter,” Goethe turns with his sharpest words:

“Into nature's sacred center,”
O, Philistine past compare
“No created spirits enter”
Wished you never would remind
Me and all those of my kind
Of this shallow verbal banter.
We think we are everywhere
With every step in Nature's care.
“Happy he to whom she just
Shows her dry external crust.”
I hear that repeated these sixty years
Curse under my breath so no one hears,
And to myself I a thousand times tell:
Nature has neither core nor shell,
Everything yields she gladly and well.
Nature is at our beck and call
Nature herself is one and all.
Better search yourself once more
Whether you be crust or core.

[ 26 ] In following this world conception Goethe could also not recognize the difference between inorganic and organic nature, which Kant had ascertained in his Critique of Judgment. Goethe tended to explain living organisms according to the laws by which lifeless nature is explained. Concerning the various species in the plant world, the leading botanist of that time, Linné, states that there were as many species as there “have been created fundamentally different forms.” A botanist who holds such an opinion can only attempt to study the quality of the individual forms and to differentiate them carefully from one another. Goethe could not consent to such a view of nature. “What Linnaeus wanted with might and main to separate, I felt in the very roots of my being as striving into union.” Goethe searched for an entity that was common to all species of plants. On his Italian journey this general archetype in all plant forms becomes clearer to him step by step.

The many plants I have heretofore been used to see only in buckets and pots, here grow merrily and vigorously under the open sky, and while they thus fulfill their destination, they become clearer to us. At the sight of such a variety of new and renewed forms, my curious and favorite idea again occurred to me. Could I not discover in this crowd the archetypal plant (Urpflanze)? There really must be such a thing. How should I otherwise know that this or that given form is a plant if they had not all been designed after one model?

On another occasion Goethe expresses himself concerning this archetypal plant by saying, “It is going to become the strangest creature of the world for which nature herself shall envy me. With this model and the corresponding key, one is then capable of inventing plants to infinity, but they must be consistent in themselves, that is to say, plants that, even if they do not exist, at least could exist, and that are not merely shadows and schemes of a picturesque or poetic imagination, but have an inner truth and necessity.” As Kant, in his Natural History and Theory of the Heavens, exclaims, “Give me matter and I will build you a world out of it,” because he has gained insight into the law-determined interconnection of this world, so Goethe pronounces here that with the aid of the archetypal plant one could invent plants indefinitely that would be capable of existence because one would be in possession of the law of their origin and their development. What Kant was ready to acknowledge only for inorganic nature, that is, that its phenomena can be understood according to necessary laws, Goethe extends also to the world of organisms. In the letter in which he tells Herder about his discovery of the archetypal plant, he adds, “The same law will be applicable to all other living beings,” and Goethe applies it, indeed. In 1795, his persevering studies of the animal world led him to “feel free to maintain boldly that all perfect organic beings, among which we see fishes, amphibia, birds, mammals, and at the top of the ladder, man, were formed after one model, which in its constant parts only varies in one or another direction and still develops and transforms daily through propagation.”

In his conception of nature as well, therefore, Goethe stands in full opposition to Kant. Kant had called it a risky “adventure of reason,” should reason attempt to explain the living with regard to its origin. He considered the human faculty of cognition as unfit for such an explanation.

It is of infinite importance for reason not to eliminate the mechanism of nature in its productions, and not to pass by this idea in their explanation because without it no insight into the nature of things can be obtained. Even if it is admitted to us that the highest architect has created the forms of nature as they have been forever, or predetermined those that form according to the same model in the course of their development, our knowledge of nature would thereby nevertheless not be furthered in the slightest degree because we do not know at all the mode of action and the ideas of this being that are to contain the principles of the possibility of the natural beings and therefore cannot explain nature by means of them from above.

Against Kantian arguments of this kind, Goethe answers:

If, in the moral realm through faith in God, virtue and immortality, we are to lift ourselves into the higher region and to approach the first Being, we should be in the same situation in the intellectual field, so that we, through the contemplation of an ever creative nature, should make ourselves worthy of a spiritual participation in its productions. As I had at first unconsciously and, following an inner instinct, insisted upon and relentlessly striven toward the archetypal, the typical, as I had even succeeded in constructing an appropriate picture, there was now nothing to keep me from courageously risking the adventure of reason, as the old man from Koenigsberg himself calls it.

[ 27 ] In his archetypal plant, Goethe had seized upon an idea “with which one can ... invent plants to infinity, but they must be consistent, that is to say, even if they do not exist, nevertheless they could exist and are not merely shadows and schemes of a picturesque or poetic imagination but have an inner truth and necessity.” Thus, Goethe shows that he is about to find not merely the perceptible idea, the idea that is thought, in the self-conscious ego, but the living idea. The self-conscious ego experiences a realm in itself that manifests itself as both self-contained and at the same time appertaining to the external world, because the forms of the latter prove to be moulded after the models of the creative powers. With this step the self-conscious ego can appear as a real being. Goethe has developed a conception through which the self-conscious ego can feel itself enlivened because it feels itself in union with the creative entities of nature. The world conception of modern times attempted to master the riddle of the self-conscious ego; Goethe plants the living idea into this ego, and with this force of life pulsating in it, it proves to be a life-saturated reality. The Greek idea is akin to the picture; it is contemplated like a picture. The idea of modern times must be akin to life, to the living being; it is inwardly experienced. Goethe was aware of the fact that there is such an inward experience of the idea. In the self-conscious ego he perceived the breath of the living idea.

[ 28 ] Goethe says of Kant's Critique of Judgment that he “owed a most happy period of his life to this book.” “The great leading thoughts of this work were quite analogous to my previous creations, actions and thinking. The inner life of art and nature, the unfolding of the activity in both cases from within, was distinctly expressed in this book.” Yet, this statement of Goethe must not deceive us concerning his opposition to Kant, for in the essay in which it occurs, we also read, “Passionately stimulated, I proceeded on my own paths so much the quicker because I, myself, did not know where they led, and because I found little resonance with the Kantians for what I had conquered for myself and for the methods in which I had arrived at my results. For I expressed what had been stirred up in me and not what I had read.”

[ 29 ] A strictly unitary (monastic) world conception is peculiar to Goethe. He sets out to gain one viewpoint from which the whole universe reveals its law structure—“from the brick that falls from the roof to the brilliant flash of inspiration that dawns on you and that you convey.” For “all effects of whatever kind they may be that we observe in experience are interconnected in the most continuous fashion and flow into one another.”

A brick is loosened from a roof. We ordinarily call this accidental. It hits the shoulder of a passerby, one would say mechanically, but not completely mechanically; it follows the laws of gravity and so its effect is physical. The torn vessels of living tissue immediately cease to function; at the same moment, the fluids act chemically, their elementary qualities emerge. But the disturbed organic life resists just as quickly and tries to restore itself. In the meantime, the whole human being is more or less unconscious and psychically shattered. Upon regaining consciousness the person feels ethically deeply hurt, deploring the interrupted activity of whatever kind it might have been, for man will only reluctantly yield to patience. Religiously, however, it will be easy for him to ascribe this incident to Providence, to consider it a prevention against a greater evil, as a preparation for a good of a higher order. This may be sufficient for the patient, but the recovered man arises genially, trusts in God and in himself and feels himself saved. He may well seize upon the accidental and turn it to his own advantage, thus beginning a new and eternally fresh cycle of life.

Thus, with the example of a fallen brick Goethe illustrates the interconnection of all kinds of natural effects. It would be an explanation in Goethe's sense if one could also derive their strictly law-determined interconnection out of one root.

[ 30 ] Kant and Goethe appear as two spiritual antipodes at the most significant moment in the history of modern world conception, and the attitude of those who were interested in the highest questions was fundamentally different toward them. Kant constructed his world conception with all the technical means of a strict school philosophy; Goethe philosophized naively, depending trustfully on his healthy nature. For this reason, Fichte, as mentioned above, believed that in Goethe he could only turn “to the representative of the purest spirituality of Feeling as it appears on the stage of humanity that has been reached at the present time.” But he had the opinion of Kant “that no human mind can advance further than to the limit at which Kant had stood, especially in his Critique of Judgment.” Whoever penetrates into the world conception of Goethe, however, which is presented in the cloak of naiveté, will, nevertheless, find a firm foundation that can be expressed in the form of clear ideas. Goethe himself did not raise this foundation into the full light of consciousness. For this reason, his mode of conception finds entrance only slowly into the evolution of philosophy, and at the beginning of the nineteenth century it is Kant's position with which the spirits first attempt to come to clarity and with whom they begin to settle their account.

[ 31 ] No matter how great Kant's influence was, his contemporaries could not help feeling that their deeper need for knowledge could not become satisfied by him. Such a demand for enlightenment urgently seeks after a unitary world conception as it is given in Goethe's case. With Kant, the individual realms of existence are standing side by side without transition. For this reason, Fichte, in spite of his unconditional veneration for Kant, could not conceal from himself the fact “that Kant had only hinted at the truth, but had neither presented nor proved it.” And further:

This wonderful, unique man had either a divination for the truth without being aware of the reasons for it, or he estimated his contemporaries as insufficient to have these reasons conveyed to them, or, again, he was reluctant during his lifetime to attract the superhuman veneration that sooner or later would have been bestowed upon him. No one has understood him as yet, and nobody will succeed in doing so who does not arrive at Kant's results in following his own ways; when it does happen, the world really will be astonished.

But I know just as certainly that Kant had such a system in mind, that all statements that he actually did express are fragments and results of this system, and have meaning and consistence only under this presupposition.

For, if this were not the case, Fichte would “be more inclined to consider the Critique of Pure Reason the product of the strangest accident than as the work of a mind.”

[ 32 ] Other contemporaries also judged Kant's world of ideas to be insufficient. Lichtenberg, one of the most brilliant and at the same time most independent minds of the second half of the eighteenth century, who appreciated Kant, nevertheless could not suppress significant objections to his philosophy. On the one hand he says, “What does it mean to think in Kant's spirit? I believe it means to find the relation of our being, whatever that may be, toward the things we call external, that is to say, to define the relation of the subjective to the objective. This, to be sure, has always been the aim of all thorough natural scientists, but it is questionable if they ever proceeded so truly philosophically as did Herr Kant. What is and must be subjective was taken as objective.”

On the other hand, however, Lichtenberg observes, “Should it really be an established fact that our reason cannot know anything about the supersensible? Should it not be possible for us to weave our ideas of God and immortality to as much purpose as the spider weaves his net to catch flies? In other words, should there not be beings who admire us because of our ideas of God and immortality just as we admire the spider and silkworm?”

One could, however, raise a much more significant objection. If it is correct that the law of human reason refers only to the inner worlds of the mind, how do we then manage even to speak of things outside ourselves at all? In that case, we should have to be completely caught in the cobweb of our inner world. An objection of this kind is raised by G. E. Schulze (1761–1833) in his book, Aenesidemus, which appeared anonymously in 1792. In it he maintains that all our knowledge is nothing but mere conceptions and we could in no way go beyond the world of our inner thought pictures. Kant's moral truths are also finally refuted with this step, for if not even the possibility to go beyond the inner world is thinkable, then it is also impossible that a moral voice could lead us into such a world that is impossible to think. In this way, a new doubt with regard to all truths develops out of Kant's view, and the philosophy of criticism is turned into scepticism.

One of the most consistent followers of scepticism is S. Maimon (1753–1800), who, from 1790 on, wrote several books that were under the influence of Kant and Schulze. In them he defended with complete determination the view that, because of the very nature of our cognitive faculty, we are not permitted to speak of the existence of external objects. Another disciple of Kant, Jacob Sigismund Beck, went even so far as to maintain that Kant himself had really not assumed things outside ourselves and that it was nothing but a misunderstanding if such a conception was ascribed to him.

[ 33 ] One thing is certain; Kant offered his contemporaries innumerable points for attack and interpretations. Precisely through his unclarities and contradictions, he became the father of the classical German world conceptions of Fichte, Schelling, Schopenhauer, Hegel, Herbart and Schleiermacher. His unclarities became new questions for them. No matter how he endeavored to limit knowledge in order to make place for belief, the human spirit can confess to be satisfied in the true sense of the word only through knowledge, through cognition. So it came to pass that Kant's successors strove to restore knowledge to its full rights again, that they attempted to settle through knowledge the highest needs of man.

Johann Gottlieb Fichte (1762–1814) seemed to be chosen by nature to continue Kant's work in this direction. Fichte confessed, “The love of knowledge and especially speculative knowledge, when it has laid hold on man, occupies him to such an extent that no other wish is left in him but that to pursue it with complete calm and concentration.” Fichte can be called an enthusiast of world conception. Through this enthusiasm he must have laid a charm on his contemporaries and especially on his students. Forberg, who was one of his disciples, tells us:

In his public addresses his speech rushes powerfully on like a thunderstorm that unloads its fire in individual strokes of lightning; he lifts the soul up; he means to produce not only good men but great men; his eye is stern; his step bold; through his philosophy he intends to lead the spirit of the age; his imagination is not flowery, but strong and powerful; his pictures are not graceful but bold and great. He penetrates into the innermost depths of his object and he moves in the realm of concepts with an ease that betrays that he not only lives in this invisible land, but rules there.

The most outstanding trait in Fichte's personality is the grand, serious style of his life conception. He measures everything by the highest standards. In describing the calling of the writer, for instance, he says:

The idea itself must speak, not the writer. All his arbitrary traits, his whole individuality, all the manner and art peculiar to himself must have died in his utterances so that the manner and art of his idea alone may live, the highest life it can obtain in this language and this age. Since he is free from the obligations of the oral teacher, he is also free to conform to the-receptivity of others without their excuses. He has not a given reader in mind but postulates the one who reads him, laying down the law as to how he must do so.

But the work of the writer is a work for eternity. Let future ages swing up to a higher level in the science he has deposited in his work. What he has laid down in his book is not only the science, but the definite and perfect character of an age in regard to this science, and this will retain its interest as long as there are human beings in this world. Independent of all vicissitude, his writing speaks in all ages to all men who are capable of bringing his letters to life and who are stirred by his message, elevated and ennobled until the end of the world.

A man speaks in these words who is aware of his call as a spiritual leader of his age, and who seriously means what he says in the preface to his Doctrine of Science: “My person is of no importance at all, but Truth is of all importance for ‘I am a priest of Truth’.” We can understand that a man who, like him, lives “in the Kingdom of Truth” does not merely mean to guide others to an understanding, but that he intended to force them to it. Thus, he could give one of his writings the title, A Radiantly Clear Report to the Larger Public Concerning the Real Essence of the Newest Philosophy. An Attempt to Force the Readers to Understand. Fichte is a personality who believes that, in order to walk life's course, he has no need of the real world and its facts; rather, he keeps his eyes riveted on the world of idea. He holds those in low esteem who do not understand such an idealistic attitude of spirit.

While in the narrow horizon that is given through ordinary experience, people think and judge more objectively and correctly than perhaps ever before, most are, nevertheless, completely confused and dazzled as soon as they are to go even one step further. Where it is impossible to rekindle the once extinguished spark of the higher genius, one has to leave them within the circle of their horizon and, insofar as they are useful and necessary in this circle, one can grant them their value in and for it without curtailment. But when they now demand of us to bring down to their level everything they, themselves, cannot reach up to, when they, for instance, demand that everything printed should be useful as a cookbook, or as a textbook of arithmetic, or as a book of general regulations and orders, and then decry everything that cannot be used in such a fashion, then they are very wrong indeed.

We know as well, and possibly better than they, that ideals cannot be presented in the real world. What we maintain, however, is that the reality has to be judged by them, to be modified through those who feel the necessary strength for it within themselves. Suppose they could not convince themselves of this necessity. Then they would lose very little of what they are by nature anyway, and humanity would lose nothing at all. Their decision would merely make clear that they alone are not counted on in the scheme of providence for mankind's perfection. Providence will doubtless continue to pursue its course; we commend those people, however, to the care of a kind nature, to supply them in due time with rain and sunshine, with wholesome food and an undisturbed circulation of their gastric juices, at the same time endowing them with clever thoughts!

Fichte wrote these words in the preface to the publication of the lectures in which he had spoken to the students of Jena on the Destination of the Scholar. Views like those of Fichte have their origin in a great energy of the soul, giving sureness for knowledge of world and life. Fichte had blunt words for all those who did not feel the strength in themselves for such a sureness. When the philosopher, Reinhold, ventured the statement that the inner voice of man could also be in error, Fichte replied, “You say the philosopher should entertain the thought that he, as an individual, could also be mistaken and that he, therefore, could and should learn from others. Do you know whose thought mood you are describing with these words? That of a man who has never in his whole life been really convinced of something.” [ 34 ] To this vigorous personality, whose eyes were entirely directed to the inner life, it was repugnant to search anywhere else for a world conception, the highest aim man can obtain, except in his inner life. “All culture should be the exercise of all faculties toward the one purpose of complete freedom, that is to say, of the complete independence from everything that is not we, ourselves, our pure Self (reason, moral law), for only this is ours. . . .”

This is Fichte's judgment in his Contributions Toward the Corrections of the Public Judgments Concerning the French Revolution, which appeared in 1793. Should not the most valuable energy in man, his power of knowledge, be directed toward this one purpose of complete independence from everything that is not we, ourselves? Could we ever arrive at a complete independence if we were dependent in our world conception on any kind of being? If it had been predetermined by such a being outside ourselves of what nature our soul and our duties are, and that we thereby procured a knowledge afterwards out of such an accomplished fact? If we are independent, then we must be independent also with regard to the knowledge of truth. If we receive something that has come into existence without our help, then we are dependent on this something. For this reason, we cannot receive the highest truths. We must create them, they must come into being through us. Thus, Fichte can only place something at the summit of his world conception that obtains its existence through ourselves. When we say about a thing of the external world, “It is,” we are doing so because we perceive it. We know that we are recognizing the existence of another being. What this other being is does not depend on us. We can know its qualities only when we direct our faculty of perception toward it. We should never know what “red,” “warm,” “cold” is, if we did not know it through perception. We cannot add anything to these qualities of the thing, nor can we subtract anything from them. We say, “They are.” What they are is what they tell us. This is entirely different in regard to our own existence. Man does not say to himself, “It is,” but, “I am.” He says, thereby, not only that he is, but also what he is, namely, an “I.” Only another being could say concerning me, “It is.” This is, in fact, what another being would have to say, for even in the case that this other being should have created me, it could not say concerning my existence, “I am.” The statement, “I am,” loses all meaning if it is not uttered by the being itself that speaks about its own existence. There is, therefore, nothing in the world that can address me as “I” except myself. This recognition of myself as an “I,” therefore, must be my own original action. No being outside myself can have influence on this.

[ 35 ] At this point Fichte found something with respect to which he saw himself completely independent of every “foreign” entity. A God could create me, but he would have to leave it to myself to recognize myself as an “I.” I give my ego-consciousness to myself. In this way, Fichte obtained a firm point for his world conception, something in which there is certainty. How do matters stand now concerning the existence of other beings? l ascribe this existence to them, but to do so I have not the same right as with myself. They must become part of my “I” if I am to recognize an existence in them with the same right, and they do become a part of myself as I perceive them, for as soon as this is the case, they are there for me. What I can say is only, my “self” feels “red,” my “self' feels “warm.” Just as truly as I ascribe to myself an existence, I can also ascribe it to my feeling, to my sensation. Therefore, if I understand myself rightly, I can only say, I am, and I myself ascribe existence also to an external world.

[ 36 ] For Fichte, the external world lost its independent existence in this way: It has an existence that is only ascribed to it by the ego, projected by the ego's imagination. In his endeavor to give to his own “self” the highest possible independence, Fichte deprived the outer world of all self-dependence. Now, where such an independent external world is not supposed to exist, it is also quite understandable if the interest in a knowledge concerning this external world ceases. Thereby, the interest in what is properly called knowledge is altogether extinguished, for the ego learns nothing through its knowledge but what it produces for itself. In all such knowledge the human ego holds soliloquies, as it were, with itself. It does not transcend its own being. It can do so only through what can be called living action. When the ego acts, when it accomplishes something in the world, then it is no longer alone by itself, talking to itself. Then its actions flow out into the world. They obtain a self-dependent existence. I accomplish something and when I have done so, this something will continue to have its effect, even if I no longer participate in its action. What I know has being only through myself, what I do, is part and parcel of a moral world order independent of myself. But what does all certainty that we derive from our own ego mean compared to this highest truth of a moral world order, which must surely be independent of ourselves if existence is to have any significance at all? All knowledge is something only for the ego, but this world order must be something outside the ego. It must be, in spite of the fact that we cannot know anything of it. We must, therefore, believe it.

In this manner Fichte also goes beyond knowledge and arrives at a belief. Compared to this belief, all knowledge is as dream to reality. The ego itself has only such a dream existence as long as it contemplates itself. It makes itself a picture of itself, which does not have to be anything but a passing picture; it is action alone that remains. Fichte describes this dream life of the world with significant words in his Vocation of Man:

There is nowhere anything permanent, neither within myself nor outside, but there is only a never ceasing change. Nowhere do I know of any being, not even of my own being. I, myself, do not know at all, and I am not. Pictures are; they are the only thing that is, and they know of themselves after the fashion of pictures; hovering pictures that pass by, without anything that they pass: interconnected through pictures of pictures, pictures without anything that is depicted in them, without meaning and purpose. I, myself, am one of these pictures; in fact, I am not even that but only a confused picture of pictures. All reality is changed into a strange dream without a life of which to dream, without a spirit to do the dreaming; it changes into a dream, which is held together by a dream of itself. Seeing—this is the dream; thinking—the source of all beings, of all reality, which I imagine, of my being, my strength of my purposes. This is the dream of that dream.

In what a different light the moral world order, the world of belief, appears to Fichte:

My will is to exert its effect absolutely through itself, without any tool that would only weaken its expression, in a completely homogeneous sphere, as reason upon reason, as spirit upon what is also spirit; in a sphere to which, however, my will is not to give the law of life, of activity, of progression, but which contains this in itself. My will, then, is to exert itself upon self-active reason, but self-active reason is will. The law of the supersensible world accordingly would be a will. . . . This sublime will, therefore, does not pursue its course separated from the rest of the world of reason in a detached fashion. There is a spiritual bond between the sublime will and all finite rational beings, and the sublime will itself is this spiritual bond within the world of reason. . . . I hide my face before you and I lay my hands on my lips. What you are for yourself and how you appear to yourself, I can never know as surely as I can never become you. After having lived through a thousand spirit worlds a thousand times, I shall be able to understand you as little as now in this house of clay. What I understand becomes finite merely through my understanding it, and the finite can never be changed into the infinite, not even through an infinite growth and elevation. You are separated from the finite not by a difference in degree but in kind. Through that gradation they will make you into a greater and greater man, but never into God, into the infinite that is capable of no measure.

[ 37 ] Because knowledge is a dream and the moral world order is the only true reality for Fichte, he places the life through which man participates in the moral world order higher than knowledge, the contemplation of things. “Nothing,” so Fichte maintains, “has unconditional value and significance except life; everything else, for instance thinking, poetic imagination and knowledge, has value only insofar as it refers in some way to the living, insofar as it proceeds from it or means to turn back into it.”

[ 38 ] This is the fundamental ethical trait in Fichte's personality, which extinguished or reduced in significance everything in his world conception that does not directly tend toward the moral destination of man. He meant to establish the highest, the purest aims and standards for life, and for this purpose he refused to be distracted by any process of knowledge that might discover contradictions with the natural world order in these aims. Goethe made the statement, “The active person is always without conscience; no one has conscience except the onlooker.” He means to say that the contemplative man estimates everything in its true, real value, understanding and recognizing everything in its own proper place. The active man, however, is, above everything else, bent on seeing his demands fulfilled; he is not concerned with the question of whether or not he thereby encroaches upon the rights of things. Fichte was, above all, concerned with action; he was, however, unwilling to be charged by contemplation with lack of conscience. He, therefore, denied the value of contemplation.

[ 39 ] To effect life immediately—this was Fichte's continuous endeavor. He felt most satisfied when he believed that his words could become action in others. It is under the influence of this ardent desire that he composed the following works. Demand to the Princess of Europe to Return the Freedom of Thought, Which They Have Heretofore Suppressed. Heliopolis in the Last Year of the Old Darkness 1792; Contributions Toward the Correction of the Public Judgment Concerning the French Revolution 1793. This ardent desire also caused him to give his powerful speeches, Outline of the Present Age Presented in Lectures in Berlin in 1804–5; Direction Toward the Beatific Life or Doctrine of Religion, Lectures given in Berlin in 1806; finally, his Speeches to the German Nation, 1808.

[ 40 ] Unconditional surrender to the moral world order, action that springs out of the deepest core of man's nature: These are the demands through which life obtains value and meaning. This view runs through all of Fichte's speeches and writings as the basic theme. In his Outline of the Present Age, he reprimands this age with flaming words for its egotism. He claims that everybody is only following the path prescribed by his lower desires, but these desires lead him away from the great totality that comprises the human community in moral harmony. Such an age must needs lead those who live in its tendency into decline and destruction. What Fichte meant to enliven in the human soul was the sense of duty and obligation.

[ 41 ] In this fashion, Fichte attempted to exert a formative influence on the life of his time with his ideas because he saw these ideas as vigorously enlivened by the consciousness that man derives the highest content of his soul life from a world to which he can obtain access by settling his account with his “ego” all by himself. In so doing man feels himself in his true vocation. From such a conviction, Fichte coins the words, “I, myself, and my necessary purpose are the supersensible.”

[ 42 ] To be aware of himself as consciously living in the supersensible is, according to Fichte, an experience of which man is capable. When he arrives at this experience, he then knows the “I” within himself, and it is only through this act that he becomes a philosopher. This experience, to be sure, cannot be “proven” to somebody who is unwilling to undergo it himself. How little Fichte considers such a “proof” possible is documented by expressions like, “The gift of a philosopher is inborn, furthered through education and then obtained by self-education, but there is no human art to make philosophers. For this reason, philosophy expects few proselytes among those men who are already formed, polished and perfected. . . .”

[ 43 ] Fichte is intent on finding a soul constitution through which the human “ego” can experience itself. The knowledge of nature seems unsuitable to him to reveal anything of the essence of the “ego.” From the fifteenth to the eighteenth century, thinkers arose who were concerned with the question: What element could be found in the picture of nature by means of which the human being could become explainable in this picture? Goethe did not see the question in this way. He felt a spiritual nature behind the externally manifested one. For him, the human soul is capable of experiences through which it lives not only in the externally manifested, but within the creative forces. Goethe was in quest of the idea, as were the Greeks, but he did not look for it as perceptible idea. He meant to find it in participating in the world processes through inner experience where these can no longer be perceived. Goethe searched in the soul for the life of nature. Fichte also searched in the soul itself, but he did not focus his search where nature lives in the soul but immediately where the soul feels its own life kindled without regard to any other world processes and world entities with which this life might be connected. With Fichte, a world conception arose that exhausted all its endeavor in the attempt to find an inner soul life that compared to the thought life of the Greeks, as did their thought life to the picture conception of the age before them. In Fichte, thought becomes an experience of the ego as the picture had become thought with the Greek thinkers. With Fichte, world conception is ready to experience self-consciousness; with Plato and Aristotle, it had arrived at the point to think soul consciousness.

[ 44 ] Just as Kant dethroned knowledge in order to make place for belief, so Fichte declared knowledge to be mere appearance in order to open the gates for living action, for moral activity. A similar attempt was also made by Schiller. Only in his case, the part that was claimed by belief in Kant's philosophy, and by action in that of Fichte, was now occupied by beauty. Schiller's significance in the development of world conception is usually underestimated. Goethe had to complain that he was not recognized as a natural scientist just because people had become accustomed to take him as a poet, and those who penetrate into Schiller's philosophical ideas must regret that he is appreciated so little by the scholars who deal with the history of world conception, because Schiller's field is considered to be limited to the realm of poetry.

[ 45 ] As a thoroughly self-dependent thinker, Schiller takes his attitude toward Kant, who had been so stimulating and thought-provoking to him. The loftiness of the moral belief to which Kant meant to lift man was highly appreciated by the poet who, in his Robbers, and Cabal and Love, had held a mirror to the corruption of his time. But he asked himself the question: Should it indeed be a necessary truth that man can be lifted to the height of “the categorical imperative” only through the struggle against his desires and urges? Kant wanted to ascribe to the sensual nature of man only the inclination toward the low, the self-seeking, the gratification of the senses, and only he who lifted himself above the sensual nature, who mortified the flesh and who alone allowed the pure spiritual voice of duty to speak within him: Only he could be virtuous. Thus, Kant debased the natural man in order to be able to elevate the moral man so much the higher. To Schiller this judgment seemed to contain something that was unworthy of man. Should it not be possible to ennoble the impulses of man to become in themselves inclined toward the life of duty and morality? They would then not have to be suppressed to become morally effective. Schiller, therefore, opposes Kant's rigorous demand of duty in the epigram:

Scruples of Conscience.

Gladly I serve my friends, but, alas, I do so with pleasure
And so I oftentimes grieve that I lack virtue indeed.

Decision.

There is no better advice; you must try to despise them
And with disgust you must do strictly as duty commands.

[ 46 ] Schiller attempted to dissolve these “scruples of conscience” in his own fashion. There are actually two impulses ruling in man: The impulses of the sensual desire and the impulse of reason. If man surrenders to the sensual impulse, he is a plaything of his desires and passions, in short, of his egoism. If he gives himself completely up to the impulses of reason, he is a slave of its rigorous commands, its inexorable logic, its categorical imperative. A man who wants to live exclusively for the sensual impulse must silence reason; a man who wants to serve reason only must mortify sensuality. If the former, nevertheless, listens to the voice of reason, he will yield to it only reluctantly against his own will; if the latter observes the call of his desires, he feels them as a burden on his path of virtue. The physical nature of man and his spiritual character then seem to live in a fateful discord. Is there no state in man in which both the impulses, the sensual and the spiritual, live in harmony? Schiller's answer to this question is positive. There is, indeed, such a state in man. It is the state in which the beautiful is created and enjoyed. He who creates a work of art follows a free impulse of nature. He follows an inclination in doing so, but it is not physical passion that drives him. It is imagination; it is the spirit. This also holds for a man who surrenders to the enjoyment of a work of art. The work of art, while it affects his sensuality, satisfies his spirit at the same time. Man can yield to his desires without observing the higher laws of the spirit; he can comply with his duties without paying attention to sensuality. A beautiful work of art affects his delight without awakening his desires, and it transports him into a world in which he abides by virtue of his own disposition. Man is comparable to a child in this state, following his inclinations in his actions without asking if they run counter to the laws of reason. “The sensual man is led through beauty . . . into thinking; through beauty, the spiritual man is led back to matter, returned to the world of the senses” (Letters on the Esthetic Education of Man; Letter 18).

The lofty freedom and equanimity of the spirit, combined with strength and vigor is the mood in which we should part from a genuine work of art; there is no surer test of its true esthetic quality. If, after an enjoyment of this kind, we find ourselves inclined to some particular sentiment or course of action, but awkward and ill at ease for another, then this can serve as infallible proof that we have not experienced a pure esthetic effect; this may be caused by the object or our mode of approach, or (as is almost always the case) by both causes simultaneously. (Letter 22.)

As man is, through beauty, neither the slave of sensuality nor of reason, but because through its mediation both factors contribute their effect in a balanced cooperation in man's soul, Schiller compares the instinct for beauty with the child's impulse who, in his play, does not submit his spirit to the laws of reason, but employs it freely according to his inclination. It is for this reason that Schiller calls the impulse for beauty, play-impulse:

In relation to the agreeable, to the good, to the perfect, man is only serious, but he plays with beauty. In this respect, to be sure, we must not think of the games that go on in real life and that ordinarily are concerned with material objects, but in real life we should also search in vain for the beauty that is meant here. The beauty existing in reality is on the same level as the play-impulse in the real world, but through the ideal of beauty, which is upheld by reason, an ideal is also demanded of the play-impulse that man is to consider wherever he plays. (Letter 15.)

In the realization of this ideal play-impulse, man finds the reality of freedom. Now, he no longer obeys reason, nor does he follow sensual inclinations any longer. He now acts from inclination as if the spring of his action were reason. “Man shall only play with beauty and it is only with beauty that he shall play. . To state it without further reserve, man plays only when he is human in the full sense of the word and he is only wholly human when he is playing.” Schiller could also have said: In play man is free; in following the command of duty, and in yielding to sensuality, he is unfree. If man wants to be human in the full meaning of the word, and also with regard to his moral actions, that is to say, if he really wants to be free, then he must live in the same relation to his virtues as he does to beauty. He must ennoble his inclinations into virtues and must be so permeated by his virtues that he feels no other inclination than that of following them. A man who has established this harmony between inclination and duty can, in every moment, count on the morality of his actions as a matter of course.

[ 47 ] From this viewpoint, one can also look at man's social life. A man who follows his sensual desires is self-seeking. He would always be bent on his own well-being if the state did not regulate the social intercourse through laws of reason. The free man accomplishes through his own impulse what the state must demand of the self-seeking. In a community of free men no compulsory laws are necessary.

In the midst of the fearful world of forces, and in the awe-demanding sanctuary of laws, the esthetic formative impulse is imperceptibly building a third delightful realm of play and appearances in which man is released from the fetters of all circumstances and freed from everything that is called compulsion, both in the physical and in the moral world. (Letter 27.)

This realm extends upward as far as the region where reason rules with unconditional necessity and where all matter ceases; it stretches below as far as the world in which the force of nature holds sway with blind compulsion.

Thus, Schiller considers a moral realm as an ideal in which the temper of virtue rules with the same ease and freedom as the esthetic taste governs in the realm of beauty. He makes life in the realm of beauty the model of a perfect moral social order in which man is liberated in every direction. Schiller closes the beautiful essay in which he proclaims this ideal with the question of whether such an order had anywhere been realized. He answers with the words:

As a need, it exists in every delicately attuned soul; as an actuality it can probably only be found, like the pure church and the pure republic, in a few select circles where, not the thoughtless imitation of heterogeneous customs, but the inherent beautiful nature guides the demeanor, where man goes with undismayed simplicity and undisturbed innocence through the most complicated situations without the need of offending the freedom of others nor of defending his own, without need of offending his dignity in order to show charm and grace.

[ 48 ] In this virtue refined into beauty, Schiller found a mediation between the world conceptions of Kant and Goethe. No matter how great the attraction that Schiller had found in Kant when the latter had defended the ideal of a pure humanity against the prevailing moral order, when Schiller became more intimately acquainted with Goethe, he became an admirer of Goethe's view of world and life. Schiller's mind, always relentlessly striving for the purest clarity of thought, was not satisfied before he had succeeded in penetrating also conceptually into this wisdom of Goethe. The high satisfaction Goethe derived from his view of beauty and art, and also for his conduct of life, attracted Schiller more and more to the mode of Goethe's conception. In the letter in which Schiller thanks Goethe for sending him his Wilhelm Meister, he says:

I cannot express to you how painfully I am impressed when I turn from a product of this kind to the bustle of philosophy. In the one world everything is so serene, so alive, so harmoniously dissolved, so truly human; in the other, everything is so rigorous, so rigid and abstract, so unnatural, because nature is always nothing but synthesis and philosophy is antithesis. I may claim, to be sure, to have in all my speculations remained as faithful to nature as is compatible with the concept of analysis; I may, indeed, have remained more faithful to her than our Kantians considered permissible and possible. I feel, nevertheless, the infinite distance between life and reflection, and in such a melancholy moment I cannot help considering as a defect in my nature what, in a more cheerful hour, I must regard as merely a trait inherent in the nature of things. In the meantime, I am certain of this at least: The poet is the only true man and, compared to him, the best philosopher is merely a caricature.

This judgment of Schiller can only refer to the Kantian philosophy with which he had had his experiences. In many respects, it estranges man from nature. It approaches nature with no confidence in it but recognizes as valid truth only what is derived from man's own mental organization. Through this trait all judgments of that philosophy seem to lack the lively content and color so characteristic of everything that has its source in the immediate experience of nature's events and things themselves. This philosophy moves in bloodless, gray and cold abstractions. It has sacrificed the warmth we derive from the immediate touch with things and beings and has exchanged the frigidity of its abstract concepts for it. In the field of morality, also, Kant's world conception presents the same antagonism to nature. The duty-concept of pure reason is regarded as its highest aims. What man loves, what his inclinations tend to, everything in man's being that is immediately rooted in man's nature, must be subordinated to this ideal of duty. Kant goes even as far as the realm of beauty to extinguish the share that man must have in it according to his original sensations and feelings. The beautiful is to produce a delight that is completely “free from interest.” Compare that with how devoted, how really interested Schiller approaches a work in which he admires the highest stage of artistic production. He says concerning Wilhelm Meister:

I can express the feeling that permeates me and takes possession of me as I read this book no better than as a sweet well-being, as a feeling of spiritual and bodily health, and I am firmly convinced that this must be the feeling with all readers in general. . . . I explain this well-being with the quiet clarity, smoothness and transparence that prevails throughout the book, leaving the reader without the slightest dissatisfaction and disturbance, and producing no more emotion than is necessary to kindle and support a cheerful life in his soul.

These are not the words of somebody who believes in delight without interest, but of a man who is convinced that the pleasure in the beautiful is capable of being so refined that a complete surrender to this pleasure does not involve degradation. Interest is not to be extinguished as we approach the work of art; rather are we to become capable of including in our interest what has its source in the spirit. The “true” man is to develop this kind of interest for the beautiful also with respect to his moral conceptions. Schiller writes in a letter to Goethe, “It is really worth observing that the slackness with regard to esthetic things appears always to be connected with moral slackness, and that a pure rigorous striving for high beauty with the highest degree of liberality concerning everything that is nature will contain in itself rigorism in moral life.”

[ 49 ] The estrangement from nature in the world conception and in all of the culture of the time in which he lived was felt so strongly by Schiller that he made it the subject of his essay, On Naive and Sentimental Poetry. He compares the life conception of his time with that of the Greeks and raises the question, “How is it that we, who are infinitely surpassed by the ancients in everything that is nature, can render homage to nature to a higher degree, cling to her with fervour and can embrace even the lifeless world with the warmest sentiments.” He answers this question by saying:

This is caused by the fact that, with us, nature has vanished out of humanity and we therefore find her in reality only outside humanity in the inanimate world. It is not our greater naturalness, but, quite to the contrary, the unnaturalness of our lives, state of affairs and customs that drives us to give satisfaction in the physical to the awakening sense for truth and simplicity, which, like the moral faculty from which it springs, lies without corruption and inextinguishably in all men's hearts because we no longer can hope to find it in the moral world. It is for this reason that the feeling with which we cling to nature is so closely related to the sentiment with which we lament the loss of the age of childhood and of the child's innocence. Our childhood is the only unspoiled nature that we still find in civilized humanity, and it is, therefore, no wonder that every footstep of nature leads us back to our own childhood.

This was entirely different with the Greeks. They lived their lives within the bounds of the natural. Everything they did sprang from their natural conception, feeling and sentiment. They were intimately bound to nature. Modern man feels himself in his own being placed in contrast to nature. As the urge toward this primeval mother of being cannot be extinguished, it transforms itself in the modern soul into a yearning for nature, into a search for it. The Greek had nature; modern man searches for nature.

As long as man is still pure nature and, to be sure, not brutal, he acts as an undivided sensual unity and as a harmonizing whole. His senses and his reason, his receptive and his self-active faculties, have not as yet separated in their function and certainly do not act in contradiction to each other. His sentiments are not the formless play of chance; his thoughts, not the empty play of his imagination. These thoughts have their origin in the law of necessity; the sentiments, in reality. As soon as man comes into the state of civilization, and as soon as art enters into his sphere of life, the sensual harmony is dissolved and he can now only act as a moral unity, that is to say, as striving for unity. The agreement between his perception and his thought, which in his former state was actual, is now merely ideal; it is no longer in him, but beyond him; as a thought whose realization is demanded, it is no longer a fact of his life.

The fundamental mood of the Greek spirit was naive, that of modern man is sentimental. The Greeks' world conception could, for this reason, be rightly realistic, for he had not yet separated the spiritual from the natural; for him, nature included the spirit. If he surrendered to nature, it was to a spirit-saturated nature. This is not so with modern man. He has detached the spirit from nature; he has lifted the spirit into the realm of gray abstractions. If he were to surrender to his nature, he would yield to a nature deprived of all spirit. Therefore, his loftiest striving must be directed toward the ideal; through the striving for this goal, spirit and nature are to be reconciled again. In Goethe's mode of spirit, however, Schiller found something that was akin to the Greek spirit. Goethe felt that he saw his ideas and thoughts with his eyes because he felt reality as an undivided unity of spirit and nature. According to Schiller, Goethe had preserved something in himself that will be attained again by the “sentimental man” when he has reached the climax of his striving. Modern man arrives at such a summit in the esthetic mood as Schiller describes it in the state of soul in which sensuality and reason are harmonized again.

[ 50 ] The nature of the development of modern world conception is significantly characterized in the observation Schiller made to Goethe in his letter of August 23, 1794:

Had you been born a Greek and been surrounded since birth by exquisite nature and idealizing art, your road would have been infinitely shortened; perhaps it would have been made entirely unnecessary. With the very first perception of things, you would have absorbed the form of the necessary, and with your first experience, the grand style would have developed within you. As it is now . . . since your Greek spirit was cast into this nordic creation, you had no other choice than either to become a nordic artist yourself or to supplement your imagination by means of thought for what reality fails to supply, and thus to give birth from within to another Greece.

Schiller, as these sentences show, is aware of the course that the development of soul life has taken from the age of the ancient Greeks until his own time, for the Greek soul life disclosed itself in the life of thought and he could accept this unveiling because thought was for him a perception like the perception of color and sounds. This kind of thought life has faded away for modern man. The powers that weave creatively through the world must be experienced by him as an inner soul experience, and in order to render this imperceptible thought life inwardly visible, it nevertheless must be filled by imagination. This imagination must be such that it is felt as one with the creative powers of nature.

[ 51 ] Because soul consciousness has been transformed into self-consciousness in modern man, the question of world conception arises: How can self-consciousness experience itself so vividly that it feels its conscious process as permeating the creative process of the living world forces? Schiller answered this question for himself in his own fashion when he claimed the life in the artistic experience as his ideal. In this experience the human self-consciousness feels its kinship with an element that transcends the mere nature picture. In it, man feels himself seized by the spirit as he surrenders as a natural and sensual being to the world. Leibniz had attempted to understand the human soul as a monad. Fichte had not proceeded from a mere idea to gain clarity of the nature of the human soul; he searched for a form of experience in which this soul lays hold on its own being. Schiller raises the question: Is there a form of experience for the human soul in which it can feel how it has its roots in spiritual reality? Goethe experiences ideas in himself that present themselves to him at the same time as ideas of nature.

In Goethe, Fichte and Schiller, the experienced idea—one could also say, the idea-experience—forces its way into the soul. Such a process had previously happened in the world of the Greeks with the perceived idea, the idea-perception.

[ 52 ] The world and life conception that lived in Goethe in a natural (naive) way, and toward which Schiller strove on all detours of his thought development, does not feel the need for the kind of universally valid truth that sees its ideal in the mathematical form. It is satisfied by another truth, which our spirit derives from the immediate intercourse with the real world. The insights Goethe derived from the contemplation of the works of art in Italy were, to be sure, not of the unconditional certainty as are the theorems of mathematics, but they also were less abstract. Goethe approached them with the feeling, “Here is necessity, here is God.” A truth that could not also be revealed in a perfect work of art did not exist for Goethe. What art makes manifest with its technical means of tone, marble, color, rhythm, etc., springs from the same source from which the philosopher also draws who does not avail himself of visual means of presentation but who uses as his means of expression only thought, the idea itself. “Poetry points at the mysteries of nature and attempts to solve them through the picture,” says Goethe. “Philosophy points at the mysteries of reason and attempts to solve them through the word.” In the final analysis, however, reason and nature are, for him, inseparably one; the same truth is the foundation of both. An endeavor for knowledge, which lives in detachment from things in an abstract world, does not seem to him to be the highest form of cognitive life. “It would be the highest attainment to understand that all factual knowledge is already theory.” The blueness of the sky reveals the fundamental law of color phenomena to us. “One should not search for anything behind the phenomena; they, themselves, are the message.”

The psychologist, Heinroth, in his Anthology, called the mode of thinking through which Goethe arrived at his insights into the natural formation of plants and animals, an “object-related thinking” (Gegenstaendliches Denken). What he means is that this mode of thinking does not detach itself from its objects, but that the objects of observation are intimately permeated with this thinking, that Goethe's mode of thinking is at the same time a form of observation, and his mode of observation a form of thinking. Schiller becomes a subtle observer as he describes this mode of spirit. He writes on this subject in a letter to Goethe:

Your observing eye, which so calmly and clearly rests on things, keeps you from being ever exposed to the danger of going astray in the direction where speculation and an arbitrary, merely introspective imagination so easily lose their way. Your correct intuition contains everything, and in a far greater completeness, for which an analytical mind searches laboriously; only because everything is at your disposal as a complete whole are you unaware of your own riches, for unfortunately we know only what we dissect. Spirits of your kind, therefore, rarely know how far advanced they are and how little cause they have to borrow from philosophy, which in turn can only learn from them.

For the world conception of Goethe and Schiller, truth is not only contained in science, but also in art. Goethe expresses his opinion as follows, “I think science could be called the knowledge of the general art. Art would be science turned into action. Science would be reason, and art its mechanism, wherefore one could also call it practical science. Thus, finally, science would be the theorem and art the problem.” Goethe describes the interdependence of scientific cognition and artistic expression of knowledge thus:

It is obvious that an. . . . artist must become greater and more erudite if he not only has his talent but is also a well-informed botanist; if he knows, starting from the root, all the influences of the various parts of a plant on its thriving and growth, their function and mutual effect; if he has an insight into the successive development of the leaves, the flowers, the fertilization, the fruit and the new germ, and if he contemplates this process. Such an artist will not merely show his taste through his power of selection from the realm of appearances, but he will also surprise us with his correct presentation of the characteristic qualities.

Thus, truth rules in the process of artistic creation for the artistic style depends, according to this view, “. . . on the deepest foundations of knowledge, on the essence of things insofar as it is permissible to know it in visible and touchable forms.” The fact that creative imagination is granted a share in the process of knowledge and that the abstract intellect is no longer considered to be the only cognitive faculty is a consequence of this view concerning truth. The conceptions on which Goethe based his contemplation's on plant and animal formations were not gray and abstract thoughts but sensual-supersensual pictures, created by spontaneous imagination. Only observation combined with imagination can really lead into the essence of things, not bloodless abstraction; this is Goethe's conviction. For this reason, Goethe said about Galileo that he made his observations as a genius “for whom one case represents a thousand cases . . . when he developed the doctrine of the pendulum and the fall of bodies from swinging church lamps.” Imagination uses the one case in order to produce a content-saturated picture of what is essential in the appearances; the intellect that operates by means of abstractions can, through combination, comparison and calculation of the appearances, gain no more than a general rule of their course. This belief in the possible cognitive function of an imagination that rises into a conscious participation in the creative world process is supported by Goethe's entire world conception. Whoever, like him, sees nature's activity in everything, can also see in the spiritual content of the human imagination nothing but higher products of nature. The pictures of fantasy are products of nature and, as they represent nature, they can only contain truth, for otherwise nature would lie to herself in these afterimages that she creates of herself. Only men with imagination can attain to the highest stages of knowledge. Goethe calls these men the “comprehensive” and the “contemplative” in contrast to the merely “intellectual-inquisitive,” who have remained on a lower stage of cognitive life.

The intellectual inquisitive need a calm, unselfish power of observation, the excitement of curiosity, a clear intellect . . . ; they only digest scientifically what they find ready-made.

The contemplative are already creative in their attitude, and knowledge in them, as it reaches a higher level, demands contemplation unconsciously and changes over into that form; much as they may shun the word “imagination,” they will, nevertheless, before they are aware of it, call upon the support of creative imagination. . . The comprehensive thinkers who, with a prouder name, could be called creative thinkers, are, in their attitude, productive in the highest sense, for, as they start from ideas, they express from the outset the unity of the whole. From then on, it is the task of nature, as it were, to submit to these ideas.

It cannot occur to the believer in such a form of cognition to speak of limitations of human knowledge in a Kantian fashion, for he experiences within himself what man needs as his truth. The core of nature is in the inner life of man. The world conception of Goethe and Schiller does not demand of its truth that it should be a repetition of the world phenomena in conceptual form. It does not demand that its conception should literally correspond to something outside man. What appears in man's inner life as an ideal element, as something spiritual, is as such not to be found in any external world; it appears as the climax of the whole development. For this reason, it does not, according to this philosophy, have to appear in all human beings in the same shape. It can take on an individual form in any individual. Whoever expects to find the truth in the agreement with something external can acknowledge only one form of it, and he will look for it, with Kant, in the type of metaphysics that alone “will be able to present itself as science.” Whoever sees the element in which, as Goethe states in his essay on Winckelmann, “the universe, if it could feel itself, would rejoice as having arrived at its aim in which it could admire the climax of its own becoming and being,” such a thinker can say with Goethe, “If I know my relation to myself and to the external world, I call this truth; in this way everybody can have his own truth and it is yet the same.” For “man in himself, insofar as he uses his healthy senses, is the greatest and most exact apparatus of physics that is possible. Yet, that the experiments separated, as it were, from man, and that one wants to know nature only according to the indications of artificial instruments, even intending to limit and prove in this way what nature is capable of, is the greatest misfortune of modern physics.” Man, however, “stands so high that in him is represented what cannot be represented otherwise. What is the string and all mechanical division of it compared to the ear of the musician? One can even say, ‘What are all elementary phenomena of nature themselves compared to man who must master and modify them all in order to be able to assimilate them to himself to a tolerable degree.’ ”

[ 53 ] Concerning his world picture, Goethe speaks neither of a mere knowledge of intellectual concepts nor of belief; he speaks of a contemplative perception in the spirit. He writes to Jacobi, “You trust in belief in God; I, in seeing.” This seeing in the spirit as it is meant here thus enters into the development of world conception as the soul force that is appropriate to an age to which thought is no longer what it had been to the Greek thinkers, but in which thought had revealed itself as a product of self-consciousness, a product, however, that is arrived at through the fact that this self-consciousness is aware of itself as having its being within the spiritually creative forces of nature. Goethe is the representative of an epoch of world conception in which the need is felt to make the transition from mere thinking to spiritual seeing. Schiller strives to justify this transition against Kant's position.

[ 54 ] The close alliance that was formed by Goethe, Schiller and their contemporaries between poetic imagination and world conception has freed this conception from the lifeless expression that it must take on when it exclusively moves in the region of the abstract intellect. This alliance has resulted in the belief that there is a personal element in world conception. It is possible for man to work out an approach to the world for himself that is in accordance with his own specific nature and enter thereby into the world of reality, not merely into a world of fantastic schemes. His ideal no longer needs to be that of Kant, which is formed after the model of mathematics and arrives at a world picture that is once and for all finished and completed. Only from a spiritual atmosphere of such a conviction that has an inspiring effect on the human individuality can a conception like that of Jean Paul (1763 – 1825) arise. “The heart of a genius, to whom all other splendor and help-giving energies are subordinated, has one genuine symptom, namely, a new outlook on world and life.” How could it be the mark of the highest developed man, of genius, to create a new world and life conception if the conceived world consisted only in one form? Jean Paul is, in his own way, a defender of Goethe's view that man experiences inside his own self the ultimate existence. He writes to Jacobi:

Properly speaking, we do not merely believe in divine freedom, God and virtue, but we really see them manifested or in the process of manifestation; this very seeing is a knowing and a higher form of knowing, while the knowledge of intellect merely refers to a seeing of a lower order. One could call reason the consciousness of the only positive, for everything positive experienced by sense perception does finally dissolve into the spiritual, and understanding carries on its bustle only with the relative, which in itself is nothing, so that before God all conditions of “more or less,” and all stages of comparison cease to be.

Jean Paul will not allow anything to deprive him of the right to experience truth inwardly and to employ all forces of the soul for this purpose. He will not be restricted to the use of logical intellect.

Transcendental philosophy (Jean Paul has in mind here the world view following Kant) is not to tear the heart, man's living root, out of his breast to replace it with a pure impulse of selfhood; I shall not consent to be liberated from the dependence of Love, to be blessed by pride only.

With these words he rejects the world-estranged moral order of Kant.

I remain firmly with my conviction that there are four last, and four first things: Beauty, Truth, Morality and Salvation, and their synthesis is not only necessary but also already a fact, but only in a subtle spiritual-organic unity (and for just this reason it is a unity), without which we could not find any understanding of these four evangelists or world continents, nor any transition between them.

The critical analysis of the intellect, which proceeded with an extreme logical rigor, had, in Kant and Fichte, come to the point of reducing the self-dependent significance of the real life-saturated world to a mere shadow, to a dream picture. This view was unbearable to men gifted with spontaneous imagination, who enriched life by the creation of their imaginative power. These men felt the reality; it was there in their perception, present in their souls, and now it was attempted to prove to them its mere dreamlike quality. “The windows of the philosophical academic halls are too high to allow a view into the alleys of real life,” was the answer of Jean Paul.

[ 55 ] Fichte strove for the purest, highest experienced truth. He renounced all knowledge that does not spring from our own inner source. The counter movement to his world conception is formed by the Romantic Movement. Fichte acknowledges only the truth, and the inner life of man only insofar as it reveals the truth; the world conception of the romanticists acknowledges only the inner life, and it declares as valuable everything that springs from this inner life. The ego is not to be chained by anything external. Whatever it produces is justified.

[ 56 ] One may say about the romantic movement that it carries Schiller's statement to its extreme consequence, “Man plays only where he is human in the full sense of the word, and he is only wholly human when he is playing.” Romanticism wants to make the whole world into a realm of the artistic. The fully developed man knows no other norms than the laws he creates through his freely ruling imaginative power, in the same way as the artist creates those laws he impresses into his works. He rises above everything that determines him from without and lives entirely through the springs of his own self. The whole world is for him nothing but a material for his esthetic play. The seriousness of man in his everyday life is not rooted in truth. The soul that arrives at true knowledge cannot take seriously the things by themselves; for such a soul they are not in themselves valuable. They are endowed with value only by the soul. The mood of a spirit that is aware of his sovereignty over things is called by the romanticists, the ironical mood of spirit.

Karl Wilhelm Ferdinand Solger (1780–1819) gave the following explanation of the term “romantic irony”: The spirit of the artist must comprise all directions in one sweeping glance and this glance, hovering above everything, looking down on everything and annihilating it, we call “irony.” Friedrich Schlegel (1772–1829), one of the leading spokesmen for the romantic turn of spirit, states concerning this mood of irony that it takes everything in at a glance and rises infinitely above everything that is limited, also above some form of art, virtue or genius. Whoever lives in this mood feels bound by nothing; nothing determines the direction of his activity for him. He can “at his own pleasure tune himself to be either philosophical or philological, critical or poetical, historical or rhetorical, antique or modern.” The ironical spirit rises above an eternal moral world order, for this spirit is not told what to do by anything except himself. The ironist is to do what he pleases, for his morality can only be an esthetic morality. The romanticists are the heirs of Fichte's thought of the uniqueness of the ego. They were, however, unwilling to fill this ego with a moral belief, as Fichte did, but stood above all on the right of fantasy and of the unrestrained power of the soul. With them, thinking was entirely absorbed by poetic imagination. Novalis says, “It is quite bad that poetry has a special name and that the poet represents a special profession. It is not anything special by itself. It is the mode of activity proper to the human spirit. Are not the imaginations of man's heart at work every minute?” The ego, exclusively concerned with itself, can arrive at the highest truth: “It seems to man that he is engaged in a conversation, and some unknown spiritual being causes him to develop the most evident thoughts in a miraculous fashion.

Fundamentally, what the romanticists aimed at did not differ from what Goethe and Schiller had also made their credo: A conception of man through which he appeared as perfect and as free as possible. Novalis experiences his poems and contemplation's in a soul mood that had a relationship toward the world picture similar to that of Fichte. Fichte's spirit, however, works the sharp contours of pure concepts, while that of Novalis springs from a richness of soul, feeling where others think, living in the element of love where others aim to embrace what is and what goes on in the world with ideas. It is the tendency of this age, as can be seen in its representative thinkers, to search for the higher spirit nature in which the self-conscious soul is rooted because it cannot have its roots in the world of sense reality. Novalis feels and experiences himself as having his being within the higher spirit nature. What he expresses he feels through his innate genius as the revelations of this very spirit nature. He writes:

One man succeeded; he lifted the veil of the goddess at Saris. What did he see then? He saw—wonder of wonders—himself.

Novalis expresses his own intimate feeling of the spiritual mystery behind the world of the senses and of the human self consciousness as the organ through which this mystery reveals itself, in these words:

The spirit world is indeed already unlocked for us; it is always revealed. If we suddenly became as elastic as we should be, we should see ourselves in the midst of it.

[ 1 ] Between birth and death man, at his present evolutionary stage, lives in ordinary life through three soul states: waking, sleeping, and the state between them, dreaming. Dreaming will be briefly considered later on in this book. Here let us first consider life in its two chief alternating states—waking and sleeping. Man acquires a knowledge of higher worlds if he develops a third soul state besides sleep and waking. During its waking state the soul surrenders itself to sense-impressions and thoughts that are aroused by these impressions. During sleep the sense-impressions cease, but the soul also loses its consciousness. The experiences of the day sink into the sea of unconsciousness. Let us now imagine that the soul might be able during sleep to become conscious despite the exclusion of all sense-impressions as is the case in deep sleep, and even though the memories of the day's experiences were lacking. Would the soul, in that case, find itself in a state of nothingness? Would it be unable to have any experiences? An answer to these questions is only possible if a similar state of consciousness can actually be induced, if the soul is able to experience something even though no sense-activities and no memory of them are present in it. The soul, in regard to the ordinary outer world, would then find itself in a state similar to sleep, and yet it would not be asleep, but, as in the waking state, it would confront a real world. Such a state of consciousness can be induced if the human being can bring about the soul experiences made possible by spiritual science; and everything that this science describes concerning the worlds that lie beyond the senses is the result of research in just such a state of consciousness.—In the preceding descriptions some information has been given about higher worlds. In this chapter—as far as it is possible in this book—we shall deal with the means through which the state of consciousness necessary for this method of research is developed.

[ 2 ] This state of consciousness resembles sleep only in a certain respect, namely, through the fact that all outer sense-activities cease with its appearance; also all thoughts are stilled that have been aroused through these sense-activities. Whereas in sleep the soul has no power to experience anything consciously, it is to receive this power from the indicated state of consciousness. Through it a perceptive faculty is awakened in the soul that in ordinary life is only aroused by the activities of the senses. The soul's awakening to such a higher state of consciousness may be called initiation.

[ 3 ] The means of initiation lead from the ordinary state of waking consciousness into a soul activity, through which spiritual organs of observation are employed. These organs are present in the soul in a germinal state; they must be developed.—It may happen that a human being at a certain moment in the course of his life, without special preparation, makes the discovery in his soul that such higher organs have developed in him. This has come about as a sort of involuntary self-awakening. Such a human being will find that through it his entire nature is transformed. A boundless enrichment of his soul experiences occurs. He will find that there is no knowledge of the sense world that gives him such bliss, such soul satisfaction, and such inner warmth as he now experiences through the revelation of knowledge inaccessible to the physical eye. Strength and certainty of life will pour into his will from a spiritual world.—There are such cases of self-initiation. They should, however, not tempt us to believe that this is the one and only way and that we should wait for such self-initiation, doing nothing to bring about initiation through proper training. Nothing need be said here about self-initiation, for it can appear without observing any kind of rules. How the human being may develop through training the organs of perception that lie embryonically in the soul will be described here. People who do not feel the least trace of an especial impulse to do something for the development of themselves may easily say, “Human life is directed by spiritual powers with whose guidance no one should attempt to interfere; we should wait patiently for the moment when such powers consider it proper to open another world to the soul.” It may indeed be felt by such human beings as a sort of insolence or as an unjustified desire to interfere with the wisdom of spiritual guidance. Individuals who think thus will only arrive at a different point of view when a certain thought makes a sufficiently strong impression upon them. When they say to themselves, “Wise spiritual guidance has given me certain faculties; it did not bestow them upon me to be left unused, but to be employed. The wisdom of this guidance consists in the fact that it has placed in me the germinal elements of a higher state of consciousness. I shall understand this guidance only when I feel it obligatory that everything be revealed to the human being that can be revealed through his spiritual powers.” If such a thought has made a sufficiently strong impression on the soul, the above doubts about training for a higher state of consciousness will disappear.

[ 4 ] Other doubts, however, can still arise about such training. We may say, “The development of inner soul capacities penetrates into the most concealed holy of holies of the human being. It involves a certain transformation of his entire nature. The means for such a transformation cannot, by its very nature, be thought out by ourselves. For the way of reaching higher worlds can only be known to him who knows the way into these worlds through his own experience. If we turn to such a personality, we permit him to have an influence over the soul's most concealed holy of holies.”—Whoever thinks thus would not be especially reassured even though the means of bringing about a higher state of consciousness were presented to him in a book. For the point of the matter is not whether we receive this information verbally or whether someone having the knowledge of this means presents it in a book that we then read. There are persons, however, who possess the knowledge of the rules for the development of the spiritual organs of perception and who are of the opinion that these rules ought not to be entrusted to a book. Such people usually do not consider it permissible to publish certain truths relating to the spiritual world. This view, however—considering the present stage of human evolution—must, in a certain sense, be declared outmoded. It is correct, in regard to the publication of the rules in question, that we may do so only to a certain point. Yet the information given leads far enough for those who employ it for soul training to reach a point in the development of their knowledge from which they can then continue on the path. One can only visualize the further direction of this path correctly by what one has experienced previously on it. From all these facts, doubts may arise about the spiritual path of knowledge. These doubts disappear if one holds in mind the nature of the course of development that is indicated by the training appropriate to our age. We shall speak here about this path. Other methods of training will only be briefly touched upon.

[ 5 ] The training to be described here places in the hands of the person who has the will for his higher development the means for undertaking the transformation of his soul. Any dangerous interference with the inner nature of the disciple would only occur were the teacher to undertake this transformation by means that elude the consciousness of the pupil. No proper instruction for spiritual development in our age employs such means. A proper instruction does not make the pupil a blind instrument. It gives him the rules of conduct, and he then carries them out. There is no need to withhold the reason why this or that rule of conduct is given. The acceptance of the rules and their employment by a person who seeks spiritual development need not be a matter of blind faith. Blind faith should be completely excluded from this domain. Whoever considers the nature of the human soul, as far as it is possible through ordinary self-examination without spiritual training, may ask himself after encountering the rules recommended for spiritual training, “How can these rules be effective in the life of the soul?” It is possible to answer this question satisfactorily prior to any training by the unprejudiced employment of common sense. We are able to understand correctly the way of working of these rules prior to their practice. But it can be experienced only during training. The experience, however, will always be accompanied by understanding if we accompany each step with sound judgment, and at the present time a true spiritual science will only indicate rules for training upon which sound judgment may be brought to bear. Anyone who is willing to surrender himself to such training only, and who does not permit himself to be driven to blind faith by prejudice of any kind, will find that all doubts disappear. Objections to a proper training for a higher state of consciousness will not disturb him.

[ 6 ] Even for a person whose inner maturity can lead him sooner or later to self-awakening of the spiritual organs of perception such training is not superfluous, but on the contrary it is quite especially suited to him. For there are but few cases in which such a person, prior to self-initiation, is not compelled to pass through the most varied, crooked and useless byways. Training spares him these deviations. It leads straight forward. If self-initiation takes place for such a soul, it is caused by its having acquired the necessary maturity in the course of previous lives. It may easily happen, however, that just such a soul has a certain dim presentiment of its maturity and through this presentiment is inclined to reject the proper training. This presentiment may produce a certain pride that hinders faith in a true spiritual training. It is possible that a certain stage of soul development may remain concealed up to a certain age in human life and only then appear, but training may be just the right means of bringing forth this stage. If the individual pays no heed to such training, it may happen that his ability remains concealed during his present life and will only reappear in some subsequent life.

[ 7 ] In regard to the training for supersensible knowledge described here, it is important to avoid certain obvious misunderstandings. One of these may arise through thinking that training would transform man into a different being in regard to his entire life-conduct. It cannot, however, be a question of giving man general instructions for his conduct of life, but of telling him about soul-exercises which, properly performed, will give him the possibility of observing the supersensible. These exercises have no direct influence upon the part of his life-functions that lies outside the observation of the supersensible. In addition to these life-functions the human being acquires the gift of supersensible observation. The function of this observation is as much separated from the ordinary functions of life as the state of waking is from that of sleeping. The one cannot disturb the other in the least. Whoever, for example, wishes to permeate the ordinary course of life with impressions of supersensible perception resembles an invalid whose sleep would be continually interrupted by injurious awakenings. It must be possible for the free will of the trained person to induce the state in which supersensible reality is observed. Training, to be sure, is indirectly connected with certain instructions concerning conduct in as far as, without an ethically determined conduct of life, an insight into the supersensible is impossible or injurious. Consequently, much of what leads to the perception of the supersensible is at the same time a means of ennobling the conduct of life. On the other hand, as a result of insight into the supersensible world, higher moral impulses are recognized that are also valid for the sensory-physical world. Certain moral necessities are only recognized from out this world.—A second misunderstanding would arise were it believed that any soul function leading to supersensible knowledge might produce changes in the physical organism. Such functions have nothing whatsoever to do with anything in the realm of physiology or other branches of natural science. They are pure soul-spirit processes, entirely devoid of anything physical, like sound thinking and perception. Nothing happens in the soul through such a function—considering its character—that is different from what takes place when it thinks or judges in a healthy fashion. Just as much or as little as sound thinking has to do with the body, so do the processes of true training for supersensible cognition have to do with the body. Anything that has a different relationship to man is not true spiritual training, but its distortion. What follows is to be taken in the sense of what has been said here. Only because supersensible knowledge is something that proceeds from the entire soul of man will it appear as if things were required for this training that would transform man into something else. In truth it is a question of instruction about functions enabling the soul to bring into its life moments in which the supersensible may be observed.

[ 8 ] The attainment of a supersensible state of consciousness can only proceed from everyday waking consciousness. In this consciousness the soul lives before its elevation. Through the training the soul acquires a means of lifting itself out of everyday consciousness. The training that is under consideration here offers among the first means those that still may be designated as functions of everyday consciousness. The most important means are just those that consist of quiet activities of the soul. They involve the opening of the soul to quite definite thoughts. These thoughts exercise, by their very nature, an awakening power upon certain hidden faculties of the human soul. They are to be distinguished from the visualizations of everyday waking life, which have the task of depicting outer things. The more truly they do this, the truer they are, and it is part of their nature to be true in this sense. The visualizations, however, to which the soul must open itself for the purpose of spiritual training have no such task. They are so constructed that they do not depict anything external but have in themselves the peculiarity of effecting an awakening in the soul. The best visualizations for this purpose are emblematic or symbolical. Nevertheless, other visualizations may also be employed, for it is not a question of what they contain, but solely a question of the soul's directing its powers in such a way that it has nothing else in mind but the visualized image under consideration. While the powers of everyday soul-life are distributed in many directions—the visualized mental representations changing very rapidly—in spiritual training everything depends upon the concentration of the entire soul-life upon one visualization. This visualization must, by means of free will, be placed at the center of consciousness. Symbolic visualized images are, therefore, better than those that represent outer objects or processes, for the latter have a point of attachment to the outer world, making the soul less dependent upon itself than when it employs symbolic visualizations that are formed through the soul's own energy. The essential is not what is visualized; what is essential is the fact that the visualization, through the way it is visualized, liberates the soul from dependence on the physical.

[ 9 ] We understand what it means to immerse ourselves in a visualized image if we consider, first of all, the concept of memory. If, for instance, we look at a tree and then away from it so that we can no longer see it, we are then able to re-awaken the visualization of the tree in the soul by recollecting it. This visualization of the tree, which we have when the eye no longer beholds the latter, is a memory of the tree. Now let us imagine that we preserve this memory in the soul; we permit the soul, as it were, to rest upon the visualized memory picture; and at the same time we endeavor to exclude all other visualizations. Then the soul is immersed in the visualized memory picture of the tree. We then have to do with the soul's immersion in a visualized picture or image; yet this visualization is the image of an object perceived by the senses. But if we undertake this with a visualized image formed in the consciousness by an act of independent will, we shall then be able by degrees to attain the effect upon which everything depends.

[ 10 ] We shall now endeavor to describe an example of inner immersion in a symbolic visualization. Such a visualization must first be fashioned in the soul. This may happen in the following way. We visualize a plant as it roots in the earth, as leaf by leaf sprouts forth, as its blossom unfolds, and now we think of a human being beside this plant. We make the thought alive in the soul of how he has characteristics and faculties which, when compared with those of the plant, may be considered more perfect than the latter. We contemplate how, according to his feelings and his will, he is able to move about hither and thither, while the plant is chained to the earth. Furthermore we say that the human being is indeed more perfect than the plant, but he also shows peculiarities that are not to be found in the plant. Just because of their nonexistence in the plant the latter may appear to me in a certain sense more perfect than the human being who is filled with desire and passion and follows them in his conduct. I may speak of his being led astray by his desires and passions. I see that the plant follows the pure laws of growth from leaf to leaf, that it opens its blossom passionlessly to the chaste rays of the sun. Furthermore, I may say to myself that the human being has a greater perfection than the plant, but he has purchased this perfection at the price of permitting instincts, desires, and passions to enter into his nature besides the forces of the plant, which appear pure to us. I now visualize how the green sap flows through the plant and that it is an expression of the pure, passionless laws of growth. I then visualize how the red blood flows through the human veins and how it is the expression of the instincts, desires, and passions. All this I permit to arise in my soul as vivid thought. Then I visualize further how the human being is capable of evolution; how he may purify and cleanse his instincts and passions through his higher soul powers. I visualize how, as a result of this, something base in these instincts and desires is destroyed and how the latter are reborn upon a higher plane. Then the blood may be conceived of as the expression of the purified and cleansed instincts and passions. In my thoughts I look now, for example, upon the rose and say, In the red rose petal I see the color of the green plant sap transformed into red, and the red rose, like the green leaf, follows the pure, passionless laws of growth. The red of the rose may now become the symbol of a blood that is the expression of purified instincts and passions that have stripped off all that is base, and in their purity resemble the forces active in the red rose. I now seek not merely to imbue my intellect with such thoughts but to bring them to life in my feelings. I may have a feeling of bliss when I think of the purity and passionlessness of the growing plant; I can produce within myself the feeling of how certain higher perfections must be purchased through the acquirement of instincts and desires. This can then transform the feeling of bliss, which I have felt previously, into a grave feeling; and then a feeling of liberating joy may stir in me when I surrender myself to the thought of the red blood which, like the red sap of the rose, may become the bearer of inwardly pure experiences. It is of importance that we do not without feeling confront the thoughts that serve to construct such a symbolic visualization. After we have pondered on such thoughts and feelings for a time, we are to transform them into the following symbolic visualization. We visualize a black cross. Let this be the symbol of the destroyed base elements of instincts and passions, and at the center, where the arms of the cross intersect, let us visualize seven red, radiant roses arranged in a circle. Let these roses be the symbol of a blood that is the expression of purified, cleansed passions and instincts.¹ Such a symbolic visualization should be called forth in the soul in the way illustrated above through a visualized memory image. Such a visualization has a soul-awakening power if we surrender ourselves to it in inward meditation. We must seek to exclude all other thoughts during meditation. Only the characterized symbol is to hover in spirit before the soul as intensely as possible.—It is not without significance that this symbol is not simply given here as an awakening visualized picture, but that it has first been constructed by means of certain thoughts about plant and man. For the effect of such a symbol depends upon the fact of its having been constructed in the way described before it is employed in inner meditation. If we visualize the symbol without first having fashioned it in our own souls, it remains cold and much less effective than when it has received, through preparation, its soul-illuminating power. During meditation, however, we should not call forth in the soul all the preparatory thoughts, but merely let the visualized picture hover vividly before our inner eye, at the same time letting the feeling hold sway that has appeared as a result of the preparatory thoughts. Thus the symbol becomes a token alongside the feeling-experience, and its effectiveness lies in the dwelling of the soul in this inner experience. The longer we are able to dwell in it without the intervention of other, disturbing, thoughts, the more effective is the entire process. It is well, nevertheless, for us, outside the period dedicated to the actual meditation itself, to repeat the construction of the symbol by means of thoughts and feelings of the above described kind, so that the experience may not fade away. The more patience we exercise in this renewal, the more significant is the symbol for the soul. (In my book, Knowledge of the Higher Worlds and Its Attainment, other examples of means for inner meditation are given. Especially effective are the meditations characterized there about the growth and decay of the plant, about the slumbering creative forces in the plant seed, about the forms of crystals, and so forth. In the present book, the nature of meditation was to be described by a single example.)

[ 11 ] Such a symbol, as is described here, portrays no outer thing or being that is brought forth by nature. But just because of this it has an awakening power for certain purely soul faculties. To be sure, someone might raise an objection. He might say, It is true, the symbol as a whole is certainly not produced by nature, but all its details are, nevertheless, borrowed from nature—the black color, the red roses, and the other details. All this is perceived by the senses. Anyone who may be disturbed by such an objection should consider that it is not the pictures of sense-perceptions that lead to the awakening of the higher soul faculties, but that this effect is produced only by the manner of combining these details, and this combination does not picture anything that is present in the sense world.

[ 12 ] The process of effective meditation was illustrated here by a symbol, as an example. In spiritual training the most manifold pictures of this kind can be employed and they can be constructed in the most varied manner. Also certain sentences, formulae, even single words, upon which to meditate may be given. In every case these means to inner meditation have the objective of liberating the soul from sense-perception and of arousing it to an activity in which the impression upon the physical senses is meaningless and the development of the inner slumbering soul faculties becomes the essential. It may also be a matter of meditation upon mere feelings and sensations. This shows itself to be especially effective. Let us take, for example, the feeling of joy. In the normal course of life the soul may experience joy if an outer stimulus for it is present. If a soul with normal feelings perceives how a human being performs an action that is inspired by kindness of heart, this soul will feel pleased and happy about it. But this soul may then meditate on an action of this sort. It may say to itself, an action performed through goodness of heart is one in which the performer does not follow his own interest, but the interest of his fellow-man, and such an action may be designated morally good. The contemplating soul, however, may now free itself from the mental picture of the special case in the outer world that has given it joy or pleasure, and it may form the comprehensive idea of kindness of heart. It may perhaps think how kindness of heart arises by the one soul absorbing, so to speak, the interests of the other soul and making them its own, and it may now feel joy about this moral idea of kindness of heart. This is not the joy in this or that process in the sense world, but the joy in an idea as such. If we attempt to keep alive such joy in the soul for a certain length of time, then this is meditation on inner feeling, on inner sensation. The idea is not then the awakening factor of the inner soul faculties, but the holding sway, for a certain length of time, of the feeling within the soul that is not aroused through a mere single external impression.—Since supersensible knowledge is able to penetrate more deeply into the nature of things than ordinary thinking, it is able through its experiences to indicate feelings that act in a still higher degree upon the unfolding of the soul faculties, when they are employed in inner meditation. Although this is necessary for higher degrees of training, we should remember the fact that energetic meditation on such feelings and sensations, as for example have been characterized in the observation of kindness of heart, is able to lead very far.—Since human beings are varied in character, so are the effective means of training varied for the individual man.—In regard to the duration of meditation we have to consider that the effect is all the stronger, the more tranquilly and deliberately this meditation is carried out. But any excess in this direction should be avoided. A certain inner discretion that results through the exercises themselves may teach the pupil to keep within due bounds.

[ 13 ] Such exercises in inner meditation will in general have to be carried on for a long time before the student himself is able to perceive any results. What belongs unconditionally to spiritual training is patience and perseverance. Whoever does not call up both of these within his soul and does not, in all tranquility, continuously carry out his exercises, so that patience and perseverance form the fundamental mood of the soul, cannot achieve much.

[ 14 ] It will have become evident from the preceding exposition that meditation is a means of acquiring knowledge about higher worlds, but it will also have become evident that not just any content of thought will lead to it, but only a content that has been evolved in the manner described.

[ 15 ] The path that has been indicated here leads, in the first place, to what may be called imaginative cognition. It is the first stage of higher cognition. Knowledge that rests upon sense-perception and upon the working over of the sense-perceptions through the intellect bound to the senses may be called, in the sense of spiritual science, “objective cognition.” Beyond this lie the higher stages of knowledge, the first of which is imaginative cognition. The expression “imaginative” may call forth doubts in those who think “imagination” stands only for unreal imaginings, that is, a visualization of something that has no corresponding reality. In spiritual science, however, “imaginative” cognition is to be conceived as something coming into existence through a supersensible state of consciousness of the soul. What is perceived in this state are spiritual facts and beings to which the senses have no access. Because this state is awakened in the soul by meditating on symbols or “imaginations,” the world of this higher state of consciousness may be named the “imaginative” world, and the knowledge corresponding to it “imaginative” cognition. “Imaginative,” therefore, means something which is “real” in a different sense from the facts and beings of physical sense-perception. The content of the visualizations that fill imaginative experience is of no importance, but of utmost importance is the soul faculty which is developed through this experience.

[ 16 ] An obvious objection to the employment of the characterized symbolic visualizations is that their fashioning corresponds to a dreamlike thinking and to arbitrary imagining and therefore can bring forth only doubtful results. In regard to the symbols that lie at the foundation of true spiritual training, doubts of this character are unjustified. For the symbols are chosen in such a way that their connection with outer sense reality may be entirely disregarded and their value sought merely in the force with which they affect the soul when the latter withdraws all attention from the outer world, when it suppresses all impressions of the senses, and shuts out all thoughts that it may cherish as a result of outer stimuli. The process of meditation is best illustrated by a comparison with the state of sleep. On the one hand it resembles the latter, on the other it is the complete opposite. It is a sleep that represents, in regard to everyday consciousness, a higher waking state. The important point is that through concentration upon the visualization or picture in question the soul is compelled to draw forth much stronger powers from its own depths than it employs in everyday life or in everyday cognition. Its inner activity is thereby enhanced. It liberates itself from the bodily nature just as it does during sleep, but it does not, as in the latter case, pass over into unconsciousness, but becomes conscious of a world that it has not previously experienced. Although this soul state may be compared with sleep in regard to the liberation from the body, yet it may be described as an enhanced waking state when compared with everyday waking consciousness. Through this the soul experiences itself in its true inner, independent nature, while in the everyday waking state it becomes conscious of itself only through the help of the body because of the weaker unfolding of its forces in that state, and does not, therefore, experience itself, but is only aware of the picture that, like a reflection, the body (or properly speaking its processes) sketches for it.

[ 17 ] The symbols that are constructed in the above described manner do, by their very nature, not yet relate to anything real in the spiritual world. They serve the purpose of detaching the human soul from sense-perception and from the brain instrument to which the intellect is bound at the outset. This detachment cannot occur in man prior to his feeling the following: I now visualize something by means of forces in connection with which my senses and my brain do not serve me as instruments. The first thing that the human being experiences on this path is such a liberation from the physical organs. He may then say to himself, “My consciousness is not extinguished when I disregard the sense-perceptions and ordinary intellectual thinking; I can lift myself out of them and then feel myself as a being alongside the one I was previously.” This is the first purely spiritual experience: the observation of a soul-spirit ego being. This, as a new self, has lifted itself out of the self that is only bound to the physical senses and the physical intellect. If without meditation the pupil had released himself from the world of the senses and intellect, he would have sunk into the “nothingness” of unconsciousness. The soul-spirit being, naturally, existed before meditation had taken place, but it did not yet have any organs of observing the spiritual world. It was somewhat similar to a physical body without eyes to see, or ears to hear. The force that was employed in meditation first has fashioned the soul-spirit organs out of the previously unorganized soul-spirit nature. The individual beholds first, therefore, what he has created. Thus, the first experience is, in a certain sense, self-perception. It belongs to the essence of spiritual training that the soul, through the practice of self-education, is at this point of its development fully conscious of the fact that at first it perceives itself in the world of pictures—imaginations—which appear as a result of the exercises described. Although these pictures appear as living in a new world, the soul must recognize that they are, at the outset, nothing but the reflection of its own being, strengthened through the exercises, and it must not only recognize this with proper discretion, but it must also have developed such a power of will that it can extinguish, can eliminate these pictures from consciousness at any time. The soul must be able to act within these pictures completely free and fully aware. This belongs to true spiritual training at this stage. If the soul were not able to do this it would be in the same circumstances, in the sphere of spiritual experience, in which a soul would find itself in the physical world, were its eyes fettered to the object upon which they gaze, powerless to withdraw them. Only one group of inner imaginative experiences constitutes an exception to this possibility of extinction. These experiences are not to be extinguished at this stage of spiritual training. They correspond to the kernel of the soul's own being, and the student of the spiritual recognizes in these pictures what, in himself, passes through repeated earth lives as his fundamental being. At this point the sensing of repeated earth lives becomes a real experience. In regard to everything else the independence of the experiences mentioned must rule, and only after having acquired the ability to bring about this extinction does the student approach the true external spiritual world. In place of what has been extinguished, something else appears that is recognized as spiritual reality. The student feels how he grows in his soul from the undefined into the defined. From the self-perception he then must proceed to an observation of an outer world of soul and spirit. This takes place when the student arranges his inner experiences in the sense that will be further indicated here.

[ 18 ] In the beginning the soul of the student of the spiritual is weak in regard to everything that is to be perceived in the spiritual world. He will have to employ great inner energy in order to hold fast in meditation to the symbols or other visualizations that he has fashioned from the stimuli of the world of the senses. If, however, he wishes besides this to attain real observation in a higher world, he must be able not only to hold fast to these visualizations, but he must also, after he has done this, be able to sojourn in a state in which no stimuli of the sensory world act upon the soul, but in which also the visualized imaginations themselves, characterized above, are extirpated from consciousness. What has been formed through meditation can only then appear in consciousness. It is important now that sufficient inner soul power be present in order really to perceive spiritually what has been formed through meditation, so that it may not elude the attention. This is, however, always the case with but weakly developed inner energy. What is thus constructed in the beginning as a soul-spirit organism and what is to be taken hold of by the student in self-perception is delicate and fleeting, and the disturbances of the outer world of the senses and its after-effects of memory are great, however much we may endeavor to hold them back. Not only the disturbances that we observe come into question here, but much more, indeed, those of which we are not conscious at all in everyday life.—The very nature of the human being, however, makes possible a state of transition in this regard. What the soul at the beginning cannot achieve in the waking state on account of the disturbances of the physical world, is possible in the state of sleep. Whoever surrenders to meditation will, by proper attention, become aware of something in sleep. He will feel that during sleep he does not “fall into a complete slumber,” but that at times his soul is active in a certain way while sleeping. In such states the natural processes hold back the influences of the outer world that the waking soul is not yet able to prevent by means of its own power. If, however, the exercises of meditation have already been effective, the soul frees itself during sleep from unconsciousness and feels the world of soul and spirit. This may happen in a twofold way. It may be clear to the human being during sleep that now he is in another world; or he may have the memory on awaking that he has been in another world. To the first belongs, indeed, greater inner energy than to the second. Therefore the latter will be more frequent for the beginner in spiritual training. By degrees this may go so far that the pupil feels on waking that he has been in another world during the whole sleep period, from which he has emerged on waking, and his memory of the beings and facts of this other world will become ever more definite. Something has taken place for the student of the spiritual in one form or another that may be called the continuity of consciousness. (The continuity of consciousness during sleep.) It is not at all meant by this, however, that man is always conscious during sleep. Much, however, has already been gained in the continuity of consciousness if the human being, who otherwise sleeps like ordinary man, has at certain times during sleep intervals in which he can consciously behold a world of soul and spirit, or if, after waking, he can look back again in memory upon such brief states of consciousness. It should not be forgotten, however, that what is described here may be only understood as a transitional state. It is good to pass through this state in the course of training, but one should certainly not believe that a conclusive perception in regard to the world of soul and spirit should be derived from it. The soul is uncertain in this state and cannot yet depend upon what it perceives. But through such experiences it gathers more and more power in order to succeed, also while awake, in warding off the disturbing influences of the physical outer and inner worlds, and thus to acquire the faculty of soul-spirit observation when impressions no longer come through the senses, when the intellect bound to the physical brain is silent, and when consciousness is freed even from the visualizations of meditation by means of which we have only prepared ourselves for spiritual perception.—Whatever is revealed by spiritual science in this or that form should never originate from any other soul-spirit observation than from one that has been made during the state of complete wakefulness.

[ 19 ] Two soul experiences are important in the process of spiritual training. Through the one, man may say to himself, “Although I now disregard all the impressions the outer physical world may offer, nevertheless, I do not look into myself as though at a being in whom all activity is extinguished, but I look at one who is conscious of himself in a world of which I know nothing as long as I only permit myself to be stimulated by sense impressions and the ordinary impressions of the intellect.” At this moment the soul has the feeling that it has given birth, in the manner described above, to a new being in itself as the kernel of its soul nature, and this being possesses characteristics quite different from those that previously existed in the soul. The other experience consists in now having the old being like a second alongside the new. What, up to the present, the student knew as enclosing him becomes something that now confronts him, in a certain sense. He feels himself at times outside of what he had otherwise called his own being, his ego. It is as though he now lived in full consciousness in two egos. One of these is the being he has known up to the present. The other stands, like a being newly born, above it. The student feels how the first ego attains a certain independence of the second, just as the body of the human being has a certain independence of the first ego.—This experience is of great significance. For through it the human being knows what it means to live in the world that he strives to reach through training.

[ 20 ] The second, the new-born ego, may now be trained to perceive within the spiritual world. There may be developed in this ego what, for the spiritual world, has the same significance the sense organs possess for the sensory-physical world. If this development has advanced to the necessary stage, then the human being will not only feel himself as a new-born ego, but he will now perceive spiritual facts and spiritual beings in his environment, just as he perceives the physical world through the physical senses. This is a third significant experience. In order completely to find his way about at this stage of spiritual training the human being must realize that, with the strengthening of soul powers, self-love and egotism will appear to a degree quite unknown to everyday soul-life. It would be a misunderstanding if someone were to believe that at this point only ordinary self-love is meant. This self-love increases at this stage of development to such a degree that it assumes the appearance of a nature force within the human soul, and in order to vanquish this strong egotism a rigorous strengthening of the will is necessary. This egotism is not produced by spiritual training; it is always present; it only comes to consciousness through spiritual experience. The training of the will must go hand in hand with the other spiritual training. A strong inclination exists to feel enraptured in the world that we have created for ourselves, and we must, in the manner described above, be able to extinguish, as it were, what we have striven to create with such great effort. In the imaginative world that has thus been reached the student must extinguish himself. Against this however, the strongest impulses of egotism wage war.—The belief may easily arise that the exercises of spiritual training are something external, disregarding the moral evolution of the soul. It must be said concerning this that the moral force that is necessary for the indicated victory over egotism cannot be attained unless the moral condition of the soul is brought to a corresponding level. Progress in spiritual training is not thinkable without a corresponding moral progress. Without moral force the described victory over egotism is not possible. All talk about true spiritual training not being at the same time moral training does not conform to facts. Only the person who does not know such an experience can make the following objection by asking, “How are we to know that we are dealing with realities and not with mere visions, hallucinations, and so forth, when we believe we have spiritual perceptions?”—The facts are such, however, that the student who has reached the characterized stage by proper training is just as able to distinguish his own visualization from spiritual reality as a man with a healthy mind is able to distinguish the thought of a hot piece of iron from an actual one that he touches with his hand. Healthy experience, and nothing else, shows the difference. In the spiritual world also, life itself is the touchstone. Just as we know that in the sense world the mental picture of a piece of iron, be it thought ever so hot, will not burn the fingers, the trained spiritual student knows whether or not he experiences a spiritual fact only in his imaginings or whether real facts or beings make an impression upon his awakened spiritual organs of perception. The general rules that we must observe during spiritual training in order not to fall victim to illusions in this regard will be described later.

[ 21 ] It is of greatest importance that the student of the spiritual has acquired a quite definite soul state when he becomes conscious of a new-born ego. For through his ego the human being attains to control of his sensations, feelings, thoughts, instincts, passions, and desires. Perception and thought cannot be left to themselves in the soul. They must be regulated through attentive thinking. It is the ego that employs these laws of thinking and through them brings order into the life of visualization and thought. It is similar with desires, instincts, inclinations, and passions. The ethical principles become guides of these soul powers. Through moral judgment the ego becomes the guide of the soul in this realm. If the human being now draws a higher ego out of his ordinary ego, the latter becomes independent in a certain sense. From this ego just as much of living force is withdrawn as is bestowed upon the higher ego. Let us suppose, however, the case in which the human being has not yet developed a sufficient ability and firmness in the laws of thought and in his power of judgment, and he wishes to give birth to his higher ego at this stage of development. He will be able to leave behind for his everyday ego only so much thought power as he has previously developed. If the measure of regulated thinking is too small, then there will appear a disordered, confused, fantastic thinking and judgment in the ordinary ego that has become independent. Because the new-born ego can only be weak in such a personality, the disturbed lower ego will gain domination over supersensible perception, and man will not show equilibrium in his power of judgment in observing the supersensible world. If he had developed sufficient ability in logical thinking, he would be able, without fear, to permit the ordinary ego to have its independence.—This is also true in the domain of the ethical. If the human being has not attained firmness in moral judgment, if he has not gained sufficient control over his inclinations, instincts, and passions, then he will make his ordinary ego independent in a state in which these soul powers act. It may happen that the human being in describing the knowledge he has experienced in the supersensible is not governed by the same high sense of truth that guides him in what he brings to his consciousness in the physical outer world. With such a demoralized sense of truth, he might believe anything to be spiritual reality that in truth is only his own fantastic imagining. Into this sense of truth there must act firmness of ethical judgment, certainty of character, keenness of conscience, which are developed in the lower, first ego, before the higher, second ego becomes active for the purpose of supersensible cognition.—What is said here must not discourage training, but it must be taken very seriously.

[ 22 ] Anyone who has the strong will to do what brings the first ego to inner certainty in the exercise of its functions need not recoil from the liberation of his second ego, brought about through spiritual training for the sake of supersensible cognition. But he must keep in mind that self-deception has great power over the human being when it is a question of his feeling himself “mature” enough for some step. In the spiritual training described here, man attains such a development of his thought life that it is impossible for him to encounter the dangers of going astray, often presumed to be inevitable. This development of thought acts in such a way that all necessary inner experiences appear, but that they occur in the soul without being accompanied by damaging aberrations of fantasy. Without corresponding thought development the experiences may call forth a profound uncertainty in the soul. The method stressed here causes the experiences to appear in such a way that the student becomes completely familiar with them, just as he becomes familiar with the perceptions of the physical world in a healthy soul state. Through the development of thought life he becomes, as it were, an observer of what he experiences in himself, while, without this thought life, he stands heedless within the experience.

[ 23 ] In a factual training certain qualities are mentioned that the student who wishes to find his way into the higher worlds should acquire through practice. These are, above all, control of the soul over its train of thought, over its will, and its feelings. The way in which this control is to be acquired through practice has a twofold purpose. On the one hand, the soul is to be imbued with firmness, certainty, and equilibrium to such a degree that it preserves these qualities, although from its being a second ego is born. On the other hand, this second ego is to be furnished with strength and inner consistency of character.

[ 24 ] What is necessary for the thinking of man in spiritual training is, above all, objectivity. In the physical-sensory world, life is the human ego's great teacher of objectivity. Were the soul to let thoughts wander about aimlessly, it would be immediately compelled to let itself be corrected by life if it did not wish to come into conflict with it. The soul must think according to the course of the facts of life. If now the human being turns his attention away from the physical-sensory world, he lacks the compulsory correction of the latter. If his thinking is then unable to be its own corrective, it must become irrational. Therefore the thinking of the student of the spiritual must be trained in such a manner that it is able to give to itself direction and goal. Thinking must be its own instructor in inner firmness and the capacity to hold the attention strictly to one object. For this reason, suitable “thought exercises” are not to be undertaken with unfamiliar and complicated objects, but with those that are simple and familiar. Anyone who is able for months at a time to concentrate his thoughts daily at least for five minutes upon an ordinary object (for example a needle, a pencil, or any other simple object), and during this time to exclude all thoughts that have no bearing on the subject, has achieved a great deal in this regard. (We may contemplate a new object daily, or the same one for several days.) Also, the one who considers himself a thinker as a result of scientific training should not disdain to prepare himself for spiritual training in this manner. For if for a certain length of time we fasten our thoughts upon an object that is well known to us, we can be sure that we think in conformity with facts. If we ask ourselves what a pencil is composed of, how its materials are prepared, how they are brought together afterward, when pencils were invented, and so forth, we then conform our thoughts more to reality than if we reflect upon the origin of man, or upon the nature of life. Through simple thought exercises we acquire greater ability for factual thinking concerning the Saturn, Sun, and Moon evolutions than through complicated and learned ideas. For in the first place it is not at all a question of thinking about this or that, but of thinking factually by means of inner force. If we have schooled ourselves in regard to factuality by a physical-sensory process, easily surveyed, then thought becomes accustomed to function in accordance with facts even though it does not feel itself controlled by the physical world of the senses and its laws, and we rid ourselves of the habit of letting our thoughts wander without relation to facts.

[ 25 ] The soul must become a ruler in the sphere of the will as it must be in the world of thought. In the physical-sensory world, it is life itself that appears as the ruler. It emphasizes this or that need of the human being, and the will feels itself impelled to satisfy these needs. In higher training man must become accustomed to obey his own commands strictly. He who becomes accustomed to this will be less and less inclined to desire the non-essential. Dissatisfaction and instability in the life of will rest upon the desire for things the realization of which we cannot conceive clearly. Such dissatisfaction may bring the entire mental life into disorder when a higher ego is about to emerge from the soul. It is a good practice if one gives oneself for months, at a certain time of the day, the following command: Today, at this definite time, I shall perform this or that action. One then gradually becomes able to determine the time for this action and the nature of the thing to be done so as to permit its being carried out with great exactness. Thus one lifts oneself above the damaging attitude of mind found in, “I should like this, I want that,” in which we do not at all consider the possibility of its accomplishment. A great personality—Goethe—lets a seeress say, “Him I love who desires the impossible.”² And Goethe himself says, “To live in the idea means to treat the impossible as though it were possible.”³ Such expressions must not be used as objections to what is presented here. For the demand of Goethe and his seeress, Manto, can only be fulfilled by someone who has trained himself to desire what is possible, in order then to be able, through his strong will, to treat the “impossible” so that it is transformed through his will into the possible.

[ 26 ] In regard to the world of feeling the soul should attain for spiritual training a certain degree of calmness. It is necessary for that purpose that the soul become ruler over expressions of joy and sorrow, of pleasure and pain. It is just in regard to the acquiring of this ability that much prejudice may result. One might imagine that one would become dull and without sympathy in regard to one's fellowmen if one should not feel joy with the joyful and with the painful, pain. Yet this is not the point in question. With the joyful the soul should rejoice, with sadness it should feel pain. But it should acquire the ability to control the expression of joy and sorrow, of pleasure and pain. If one endeavors to do this, one will soon notice that one does not become less sensitive, but on the contrary more receptive to all that is joyous and sorrowful in one's environment than one was previously. To be sure, if one wishes to acquire the ability with which we are concerned here, one must strictly observe oneself for a long period of time. One must see to it that one is able fully to sympathize with joy and sorrow without losing one's self-control so that one gives way to an involuntary expression of one's feelings. It is not the justified pain that one should suppress, but involuntary weeping; not the horror of an evil action, but the blind rage of anger; not attention to danger, but fruitless fear, and so forth.—Only through such practice does the student of the spiritual attain the tranquility of mind that is necessary to prevent the soul at the birth of the higher ego, and, above all, during its activity, from leading a second, abnormal life like a sort of Doppelganger—soul double—along side this higher ego. It is just in regard to these things that one should not surrender oneself to any sort of self-deception. It may appear to many a one that he already possesses a certain equanimity in ordinary life and therefore does not need this exercise. It is just such a person who doubly needs it. It may be quite possible to be calm when confronting the things of ordinary life, but when one ascends into a higher world, the lack of equilibrium that heretofore was only suppressed may assert itself all the more. It must be grasped that for spiritual training what one already appeared to possess previously is of less importance than the need to practice, according to exact rules, what one lacks. Although this sentence appears contradictory, it is, nevertheless, correct. Even though life has taught us this or that, the abilities we have acquired by ourselves serve the cause of spiritual training. If life has brought us excitability, we should break ourselves of the habit; if life has brought us complacency, then we should through self-education arouse ourselves to such a degree that the expression of the soul corresponds to the impression received. Anyone who never laughs about anything has just as little control of his life as someone who, without any control whatever, is continually given to laughter.

[ 27 ] For the control of thought and feeling there is a further means of education in the acquirement of the faculty that we may call positiveness. There is a beautiful legend that tells of how the Christ Jesus, accompanied by some other persons, passed by a dead dog lying on the roadside. While the others turned aside from the hideous spectacle, the Christ Jesus spoke admiringly of the animal's beautiful teeth. One can school oneself in order to attain the attitude of soul toward the world shown by this legend. The erroneous, the bad, the ugly should not prevent the soul from finding the true, the good, and the beautiful wherever it is present. This positiveness should not be confused with non-criticism, with the arbitrary closing of the eyes to the bad, the false, and the inferior. If you admire the “beautiful teeth” of a dead animal, you also see the decaying corpse. But this corpse does not prevent your seeing the beautiful teeth. One cannot consider the bad good and the false true, but it is possible to attain the ability not to be deterred by evil from seeing good, and by error from seeing truth.

[ 28 ] Thought linked with will undergoes a certain maturing if we permit ourselves never to be robbed by previous experiences of the unbiased receptivity for new experiences. For the student of the spiritual the following thought should entirely lose its meaning, “I have never heard that, I do not believe that.” It should be his aim, during specific periods of time, to learn something new on every occasion from everything and everybody. From every breath of air, from every leaf, from the babbling of children one can learn something if one is prepared to bring to one's aid a certain point of view that one has not made use of up to the present. It will, however, be easily possible in regard to such an ability to go wide of the mark. One should not in any way disregard, at any particular stage of life, one's previous experiences. One should judge what one experiences in the present by one's experiences of the past. This is placed upon one scale of the balance; upon the other, however, must be placed the inclination of the student continually to experience the new. Above all, there must be faith in the possibility that new experiences may contradict the old.

[ 29 ] Thus we have named five capacities of the soul that the student must make his own by correct training: Control of the direction of thought; control of the impulses of will; calmness in joy and sorrow; positiveness in judging the world; impartiality in our attitude toward life. Anyone who has employed certain consecutive periods of time for the purpose of acquiring these capacities will still be subject to the necessity of bringing them into harmonious concord in his soul. He will be under the necessity of practicing them simultaneously, in pairs, or three and one, and so forth, in order to bring about harmony.

[ 30 ] The exercises just characterized are indicated by the methods of spiritual training because by being conscientiously carried out they not only effect in the student what has been designated above as a direct result, but indirectly much else follows, which is needed on the path to the spiritual worlds. Whoever carries out these exercises to a sufficient degree will encounter in the process many short comings and defects in his soul-life, and he will find precisely the means required by him for strengthening and safeguarding his intellectual life, his life of feeling, and his character. He will certainly have need of many other exercises, according to his abilities, his temperament, and character; such exercises will follow, however, when those named are sufficiently carried out. The student will indeed notice that the exercises described yield, indirectly and by degrees, what did not in the first place appear to be in them. If, for example, someone has too little self-confidence, he will be able to notice after a certain time that through the exercises the necessary self-confidence has developed. It is the same in regard to other soul characteristics. (Special and more detailed exercises may be found in my book, Knowledge of the Higher Worlds and Its Attainment.)—It is significant that the student of the spiritual be able to increase the indicated abilities to ever higher degrees. He must bring the control of thought and feeling to such a stage that the soul acquires the power of establishing periods of complete inner tranquility, during which the student holds back from his spirit and heart all that everyday outer life brings of joy and sorrow, of satisfaction and affliction, indeed, of duties and demands. During such periods only those things should enter the soul that the soul itself permits to enter during the state of meditation. In regard to this, a prejudice may easily arise. The opinion might develop that the student might become estranged from life and its duties if he withdraws from it in heart and spirit during certain periods of the day. In reality, however, this is not at all the case. Anyone who surrenders himself, in the manner described, to periods of inner tranquility and peace will, during these periods, engender so many and such strong forces for the duties of outer life that as a result he will not, indeed, perform his duties more poorly, but, certainly, in a better fashion.—It is of great benefit if in such periods the student detaches himself completely from the thoughts of his personal affairs, if he is able to elevate himself to what concerns not only himself but mankind in general. If he is able to fill his soul with the communications from the higher spiritual world and if they are able to arouse his interest to just as high a degree as is the case with personal troubles or affairs, then his soul will gather from it fruit of special value.—Whoever, in this way, endeavors to regulate his soul-life will also attain the possibility of self-observation through which he observes his own affairs with the same tranquility as if they were those of others. The ability to behold one's own experiences, one's own joys and sorrows as though they were the joys and sorrows of others is a good preparation for spiritual training. One gradually attains the necessary degree of this quality if, after one has finished one's daily tasks, one permits the panorama of one's daily experiences to pass before the eyes of the spirit. One must see oneself in a picture within one's experiences; that is, one must observe oneself in one's daily life as though from outside. One attains a certain ability in such self-observation if one begins with the visualization of detached portions of this daily life. One then becomes increasingly clever and skillful in such retrospect, so that, after a longer period of practice, one will be able to form a complete picture within a brief span of time. This looking at one's experiences backward has a special value for spiritual training for the reason that it brings the soul to a point where it is able to release itself in thinking from the previous habit of merely following in thought the course of everyday events. In thought-retrospect one visualizes correctly, but one is not held to the sensory course of events. One needs this exercise to familiarize oneself with the spiritual world. Thought strengthens itself in this way in a healthy manner. It is therefore also good not only to review in retrospect one's daily life, but to retrace in reverse order, for instance, the course of a drama, a narrative, or a melody.—More and more it will become the ideal for the student to relate himself to the life events he encounters in such a way that, with inner certainty and soul tranquility, he allows them to approach him and does not judge them according to his soul condition, but according to their inner significance and their inner value. It is just by looking upon this ideal that he will create for himself the soul basis for the surrender of himself to the above described meditations on symbolic and other thoughts and feelings.

[ 31 ] The conditions described here must be fulfilled, because supersensible experience is built upon the foundation on which one stands in everyday soul life before one enters the supersensible world. In a twofold manner all supersensible experience is dependent upon the starting point at which the soul stands before it enters into this world. Anyone who, from the beginning, does not consider making a healthy judgment the foundation of his spiritual training will develop in himself supersensible faculties with which he perceives the spiritual world inexactly and incorrectly. His spiritual organs of perception will, so to speak, unfold incorrectly. Just as one cannot see correctly in the sense world with eyes that are faulty and diseased, one cannot perceive correctly with spiritual organs that have not been constructed upon the foundation of a healthy capacity for judgment.—Whoever makes the start with an immoral soul condition elevates himself to the spiritual world in a way by which his spiritual perception becomes stupefied and clouded. He stands confronting the supersensible worlds like someone observing the sensory world in a stupor. Such a person will, to be sure, make no important statements. The spiritual observer in his state of stupor is, however, more awake than a human being in everyday consciousness. His assertions, therefore, will become errors in regard to the spiritual world.

[ 32 ] The inner excellence of the stage of imaginative cognition is attained through the fact that the soul meditations described are supported by what we may call familiarizing oneself with sense-free thinking. If one forms a thought based upon observation in the physical sense world, this thought is not sense-free. It is, however, not a fact that man is able to form only such thoughts. Human thought does not need to become empty and without content when it refuses to be filled with the results of sense-observations. The safest and most evident way for the student of the spiritual to acquire such sense-free thinking is to make his own, in thinking, the facts of the higher world that are communicated to him by spiritual science. It is not possible to observe these facts by means of the physical senses. Nevertheless, the student will notice that they can be grasped mentally if he has sufficient patience and persistence. We are not able to carry on research in the higher worlds without training, nor can we make observations in that world; yet without higher training we are able to understand the descriptions of spiritual researchers, and if someone asks, “How can I accept in good faith what these researchers say since I am unable to perceive the spiritual world myself?” then this is completely unfounded. For it is entirely possible merely by reflecting on what is given, to attain the certain conviction that what is communicated is true, and if anyone is unable to form this conviction through reflection, it is not because it is impossible to believe something one cannot see, but solely because his reflection has not been sufficiently thorough, comprehensive and unprejudiced. In order to gain clarity in regard to this point we must realize that human thinking, when it arouses itself with inner energy, is able to comprehend more than is usually presumed. For in thought itself an inner entity is already present that is connected with the supersensible world. The soul is usually not conscious of this connection because it is accustomed to developing the thought faculty only by employing it in the sense world. It therefore regards communications from the super-sensible world as something incomprehensible. These communications, however, are not only comprehensible to a mode of thinking taught through spiritual training, but for every sort of thinking that is fully conscious of its own power and that wishes to employ it.—By making what spiritual research offers increasingly one's own, one accustoms oneself to a mode of thinking that does not derive its content from sense-observations. We learn to recognize how, in the inner reaches of the soul, thought weaves into thought, how thought seeks thought, although the thought associations are not effected by the power of sense-observation. The essential in this is the fact that one becomes aware of how the thought world has an inner life, of how one, by really thinking, finds oneself already in the region of a living supersensible world. span class="paragraphMarker">[ 33 ] One says to oneself, “There is something in me that fashions a thought organism; I am, nevertheless, at one with this something.” By surrendering oneself to sense-free thinking one becomes conscious of the existence of something essential flowing into our inner life, just as the characteristics of sense objects flow into us through the medium of our physical organs when we observe by means of our senses. The observer of the sense world says to himself, “Outside in space there is a rose; it is not strange to me, for it makes itself known to me through its color and fragrance.” One needs now only to be sufficiently unprejudiced in order to say to oneself when sense-free thinking acts in one, “Something real proclaims its presence in me that binds thought to thought, fashioning a thought organism.” But the sensations experienced by observing the objects of the outer sense world are different from the sensations experienced when spiritual reality manifests itself in sense-free thinking. The observer of sense objects experiences the rose as something external to himself. The observer who has surrendered himself to sense-free thought feels the spiritual reality announcing itself as though it existed within him, he feels himself one with it. Whoever, more or less consciously, only admits as real what confronts him like an external object, will naturally not be able to have the feeling, “Whatever has the nature of being in itself may also announce itself to me by my being united with it as though I were one with it.” In order in this regard to see correctly, one must be able to have the following inner experience. One must learn to distinguish between the thought associations one creates arbitrarily and those one experiences in oneself when one silences this arbitrary volition. In the latter case one may then say, “I remain quite silent within myself; I produce no thought associations; I surrender myself to what ‘thinks in me.’ ” Then one is fully justified in saying, “Something possessing the nature of being acts within me,” just as one is justified in saying, “A rose acts upon me when I see its red color, when I smell its fragrance.”—In this connection, there lies no contradiction in the fact that the content of one's thoughts is derived from the communications of the spiritual researcher. The thoughts are, indeed, already present when one surrenders to them; but one cannot think them if one does not, in every case, re-create them anew within the soul. What is important is the fact that the spiritual researcher calls up thoughts in his listeners and readers that they must first draw forth out of themselves, while the one who describes sense reality points to something that may be observed by listeners and readers in the sense world.

[ 34 ] (The path is absolutely safe upon which the communications of spiritual science lead us to sense-free thinking. There is, however, still another path that is safer and above all more exact, but it is also more difficult for many human beings. This path is presented in my books, A Theory of Knowledge Based on Goethe's World Conception, and Philosophy of Freedom. These writings offer what human thought can acquire if thinking does not give itself up to the impressions of the physical-sensory world, but only to itself. It is then pure thought, which acts in the human being like a living entity, and not thought that merely indulges in memories of the sensory. In the writings mentioned above nothing is inserted from the communications of spiritual science itself. Yet it is shown that pure thinking, merely active within itself, may throw light on the problems of world, life, and man. These writings stand at an important point intermediate between cognition of the sense world and that of the spiritual world. They offer what thinking can gain when it elevates itself above sense-observation, while still avoiding entering upon spiritual research. Whoever permits these writings to act upon his entire soul nature, stands already within the spiritual world; it presents itself to him, however, as a world of thought. He who feels himself in the position to permit such an intermediate stage to act upon him, travels a safe path, and through it he is able to gain a feeling toward the higher world that will bear for him the most beautiful fruit throughout all future time.)

[ 35 ] The object of meditation on the previously characterized symbolic mental images and feelings is, correctly speaking, the development of the higher organs of perception within the human astral body. They are created from the substance of this astral body. These new organs of observation open up a new world, and in this new world man becomes acquainted with himself as a new ego. The new organs of observation are to be distinguished from the organs of the physical sense world through the fact of their being active organs. Whereas eyes and ears remain passive, permitting light and sound to act upon them, the soul-spirit organs of perception are continually active while perceiving and they seize upon their objects and facts, as it were, in full consciousness. This results in the feeling that soul-spirit cognition is the act of uniting with the corresponding facts, is really a “living within them.”—The soul-spirit organs that are being individually developed may, by way of comparison, be called “lotus flowers,” according to the forms which they present imaginatively to supersensible consciousness. (Granted, it must be clear that such a designation has nothing more to do with the case than the expression “chamber” has to do with the case when we speak of the “chamber of the heart.”) Through quite definite methods of inner meditation the astral body is affected in such a way that one or another of the soul-spirit organs, one or another of the “lotus flowers,” is formed. After all that has been described in this book it ought to be superfluous to accentuate the fact that these “organs of observation” are not to be imagined as something that, in the mental representation of its sense-image, is a picture of its reality. These “organs” are supersensible and consist of a definitely formed soul activity; they exist only as far and as long as this soul activity is practiced. The existence of these organs in the human being produces nothing of a sensory character any more than human thinking produces some sort of a physical “vapor.” Whoever insists on visualizing the supersensory as something sensory becomes involved in misunderstandings. In spite of the superfluity of this remark, it is made here because again and again there are those who accept the supersensory as a fact, but who, in their thoughts, desire only what is sensory, and because again and again there appear opponents of supersensory cognition who believe that the spiritual researcher speaks of “lotus flowers” as though they were delicate, physical structures. Every correct meditation that is made in regard to imaginative cognition has its effect upon one or another organ. (In my book, Knowledge of the Higher Worlds and Its Attainment, certain methods of meditation, and exercises that affect one or another of the organs, are outlined.) Proper training sets up the several exercises of the student of the spiritual and arranges them to follow one another so that the organs are able to develop correspondingly, either singly, in groups, or consecutively. In connection with this development the spiritual student must have great patience and endurance. Anyone having only the measure of patience possessed, as a rule, by most human beings through the ordinary relationships of life will find that this does not suffice. For it takes a long time, often a very long time, before the organs are sufficiently developed to permit their employment by the spiritual student in perceiving the spiritual world. This is the moment when something occurs for him that may be called illumination, in contrast to the preparation or purification consisting of the exercises that develop the organs. (We speak of purification, because the corresponding exercises purify the student in a certain sphere of his inner life of all that springs only from the sensory world of observation.) It may happen that the student, even before his actual illumination occurs, may experience repeatedly “flashes of light” coming from a higher world. He should accept such experiences gratefully. Through them he can already become a witness for the spiritual world. But he should not waver if this does not occur during this period of preparation, which may perhaps seem to him altogether too long. If he exhibits any impatience whatever “because he does not yet see anything,” he has not yet gained the right attitude toward a higher world. This attitude can only be grasped by someone for whom the exercises performed in his training can be, as it were, an end in themselves. These exercises are, in truth, work performed on the soul-spirit nature, that is to say, on the student's own astral body, and although he “sees nothing,” he may “feel” that he is working on his soul-spirit nature. If, however, one forms a definite opinion right at the beginning of what one actually expects to “see,” one will not have this feeling. Then one will consider as nothing what in truth is of immeasurable significance. But one should be subtly observant of everything one experiences during the exercises and that is so fundamentally different from all experiences in the sense world. One will then certainly notice that one's astral body, upon which one is working, is not a neutral substance, but that in it there lives a totally different world of which one knows nothing in one's life of the senses. Higher beings are working upon the astral body, just as the outer physical-sensory world works upon the physical body, and one encounters this higher life in one's own astral body if one does not close oneself to it. If someone repeatedly says to himself, “I perceive nothing!” then, in most cases, he has imagined that spiritual perception must take place in this or that manner, and because he does not perceive what he imagines he should see, he says, “I see nothing!”

[ 36 ] If the student has acquired the right attitude toward the exercises of spiritual training, they will constitute something for him that he loves more and more for its own sake. He then knows that through the practice itself he stands in a world of soul and spirit, and with patience and serenity he awaits what will result. This attitude may arise in the consciousness of the student most favorably in the following words, “I will do everything that is proper in the way of exercises, and I know that just as much will come to me at the proper time as is important for me. I do not demand it impatiently, but I am ever ready to receive it.”

It is not valid to object that “the spiritual student must thus grope about in the dark, perhaps for an immeasurably long time; for he can only know clearly that he is on the right path in his exercises when the results appear.” It is untrue that only results can bring knowledge of the correctness of the exercises. If the student takes the right attitude toward them, he finds that the satisfaction he draws from the practice gives him the assurance that what he is doing is right; he does not have to wait for the results. Correct practice in the sphere of spiritual training calls forth satisfaction that is not mere satisfaction, but knowledge that is to say, the knowledge that he is doing something which convinces him that he is making progress in the right direction. Every spiritual student may have this knowledge at every moment, provided he is subtly attentive to his experiences. If he does not employ this attention then the experiences escape him, as is the case with a pedestrian who, lost in thought, does not see the trees on both sides of the road, although he would see them were he to direct his attention to them.—It is not at all desirable that a result be hastened different from the one that must always occur from correct practice. For this result might easily be only the smallest part of what should actually appear. In regard to spiritual development a partial success is often the reason for a strong retardation of the complete success. The movement among such forms of spiritual life that correspond to the partial success dulls the sensitivity in regard to the influences of the forces that lead to higher stages of evolution, and what we may have gained by having “peered” into the spirit world is only an illusion, for this “peering” cannot furnish the truth, but only a mirage.

[ 37 ] The psycho-spiritual organs, the lotus flowers, are fashioned so as to appear to supersensible consciousness, in the student undergoing training, as though located in the neighborhood of certain organs of the physical body. From among these soul organs the following will be mentioned here. First, the one that is felt between the eyebrows—the so-called two-petalled lotus flower; the one in the neighborhood of the larynx—the sixteen-petalled lotus flower; a third in the heart region—the twelve-petalled lotus flower; a fourth in the region of the solar plexus. Other similar organs appear in the neighborhood of other parts of the physical body. (The names “two-petalled” or “sixteen-petalled” may be used because the corresponding organs may be likened to flowers of a corresponding number of petals.)

[ 38 ] One becomes conscious of the lotus flowers through the astral body. The moment one has developed one or another of these organs, one is aware of its existence. One feels that one can employ it and through its use really enter into a higher world. The impressions that one receives from that world still resemble in many ways those of the physical-sensory world. He who possesses imaginative cognition will be able to speak of the new, higher world in such a way that he designates the impressions as sensations of heat or cold, as perceptions of tones and words, as effects of light and color, for he experiences them as such. But he is aware that these perceptions in the imaginative world express something quite different from sense reality. He recognizes that behind them stand not physical material, but soul-spirit causes. If he experiences something like an impression of heat, he does not, for instance, ascribe it to a piece of hot iron, but he considers it the outflow of a soul process that, up to the present, he has only known in his inner soul-life. He knows that behind imaginative perceptions stand soul and spiritual things and processes just as behind physical perceptions stand material physical beings and facts.—Beside this similarity of the imaginative with the physical world there is, however, a significant difference. Certain phenomena in the physical world appear quite different in the imaginative world. In the former can be observed a continual growth and decay of things, an alternation of birth and death. In the imaginative world a continual transformation of one thing into another takes the place of these phenomena. One sees, for example, the decay of a plant in the physical world. In the imaginative world, in proportion to the withering of the plant the growth of another formation makes its appearance that is not perceptible physically and into which the decaying plant is gradually transformed. When the plant has disappeared, this formation stands completely developed in its place. Birth and death are ideas that lose their significance in the imaginative world. In their place appears the concept of transformation of one thing into another.—Because this is so, the truths about the being of man become accessible to imaginative cognition, truths that have been described in Chapter 2 of this book, entitled “The Essential Nature of Mankind.” To physical-sensory perception only the processes of the physical body are perceptible. They occur in the “region of birth and death.” The other members of human nature—life body, sentient body, and ego—come under the law of transformation, and perception of them is acquired through imaginative cognition. Whoever has advanced to this point perceives the releasing itself from the physical body of what at death continues to live on in another state of existence.

[ 39 ] Development, however, does not stop with the imaginative world. The human being who might wish to stop in this world would perceive the beings undergoing transformation, but he would be unable to explain the processes of transformation; he would be unable to orientate himself in the newly attained world. The imaginative world is an unstable region. In it there exist everywhere constant motion and transformation; nowhere are there points of rest. Such points of rest are attained by man only when he has developed himself beyond the stage of imaginative cognition to the stage that may be called “cognition through inspiration.”—It is not necessary that a person who seeks cognition of the supersensible world develop himself in such a way that he advance first to the possession of a full degree of imaginative cognition, and then only advance to “Inspiration.” His exercises may be so arranged that what may lead to imagination and to inspiration proceeds hand in hand. He will then, after a certain time, enter a higher world in which he not only perceives, but in which he is able to orientate himself, and which he can interpret. To be sure, this progress will, as a rule, be of such a character that first of all some of the phenomena of the imaginative world manifest themselves to him; then after a time he will experience the feeling, “Now I am beginning to orientate myself.”—The world of inspiration is, nevertheless, something quite new in comparison with the world of mere imagination. Through the latter one perceives the transformation of one process into another; through the former one learns to know the inner qualities of beings who transform themselves. Through imagination one learns to know the soul-expression of beings; through inspiration one penetrates into their inner spiritual nature. One recognizes above all a host of spiritual beings and discerns a great number of relationships between one being and another. One has to deal with a multitude of individual beings also in the physical-sensory world; in the world of inspiration, however, this multitude is of a different character. There each being has a quite definite relationship to others, not as in the physical world through external influences, but through its inner constitution. If we perceive a being in the world of inspiration, there is no evidence of an outer influence upon another being, which might be compared with the effect of one physical being upon another, but a relationship exists between two beings through their inner constitution. Let us compare this relationship with a relationship in the physical world, by selecting for comparison the relationship between the separate sounds or letters of a word. Take, for instance, the word “man.” It is produced through the concordance of the sounds m-a-n. There is no impulse or other external influence passing over from the m to the a; both sounds act together within the whole through their inner constitution. Therefore observation in the world of inspiration may only be compared with reading,—and the beings in the world of inspiration act upon the observer like the letters of an alphabet, which he must learn to know and the interrelationships of which must unfold themselves to him like a supersensible script. Spiritual science, therefore, may call cognition through inspiration—speaking figuratively—the reading of secret or occult script.

[ 40 ] How we may read by means of this occult script, and how we may communicate what is read, will now be made clear by means of the preceding chapters of this book itself. How the human being takes shape out of various members was described at the very outset. It was then shown how the cosmic being, within which the human being develops, passes through the various states of Saturn, Sun, Moon, and Earth. The perceptions through which one can, on the one hand, cognize the members of the human being and, on the other, the consecutive states of the Earth and its preceding transformations, disclose themselves to imaginative knowledge. It is, however, also necessary that it be known what relationships exist between the Saturn state and the human physical body, the Sun state and the ether body, and so forth. It must be shown that the germinal human physical body has come already into existence during the Saturn state, and that it has evolved further to its present form during the Sun, Moon, and Earth states. It was necessary to show also, for example, what transformations have taken place within the human being as a result of the separation of the sun from the Earth, and similarly through the separation of the moon. It was necessary also to describe the powers and beings who co-operated in order that such transformations could occur in humanity as are expressed in the transformations during the Atlantean period and also during the successive periods of the ancient Indian, the ancient Persian, the Egyptian cultures, and the subsequent periods of culture. The description of these relationships does not result from imaginative perception, but from cognition through inspiration, by reading the occult script. For this sort of “reading” the perceptions of imagination are like letter symbols or sounds. This “reading,” however, is not only necessary for the purpose of explaining what has just been described, but it would be impossible to understand the life course of the whole human being were it only perceived through imaginative cognition. One would perceive, indeed, how the soul-spiritual members are released at death from what remains in the physical world, but one would not understand the relationships between what happens to the human being after death and the preceding and succeeding states, were one unable to orientate oneself within the imaginatively perceived.. Without cognition through inspiration the imaginative world would remain like writing at which we stare but which we cannot read.

[ 41 ] When the student of the spiritual advances from imagination to inspiration he soon sees how incorrect it would be to relinquish the understanding of the macrocosmic phenomena and to limit himself only to facts that, so to say, touch upon immediate human interests. Someone who is not initiated into these things might well say the following. “It appears to me only necessary to learn about the fate of the human soul after death; if I am told something about that, it will suffice; why does spiritual science wish to demonstrate such distant things as the Saturn or Sun state, and the sun and moon separation, and so forth?” Anyone properly informed about these things learns that real knowledge of what he wishes to know is never acquired without an understanding of what seems to him so unnecessary. A description of the human states after death remains completely unintelligible and worthless if man is unable to connect them with concepts that are derived from such remote matters. Even the simplest observation of the scientist of the supersensible makes his acquaintance with such things necessary. If, for example, a plant makes the transition from blossom to fruit, the human observer of the supersensible sees a transformation taking place in an astral being that during the period of flowering has overshadowed the plant from above and enclosed it like a cloud. Had the fructification not occurred, then this astral being would have made a transition into quite a different shape from the one it has assumed in consequence of fructification. Now one understands the entire process perceived by supersensible observation, if one has learned to understand its nature through the macrocosmic process through which the Earth and all its inhabitants have passed at the time of the sun separation. Before fructification, the plant is in a position similar to the entire Earth prior to the sun separation. After fructification, the plant blossom shows itself in a condition similar to the Earth after the sun had severed itself and the moon forces were still present in it. If one has made one's own the concepts that may be gained by studying the sun separation, one then understands adequately the meaning of the process of plant fructification. One will say that the plant is in a sun state before fructification, in a moon state after it. For it is a fact that even the smallest process in the world may be grasped only if we recognize that it constitutes a copy of macrocosmic processes. Otherwise its very nature remains unintelligible, just as Raphael's Madonna would remain unintelligible if nothing were to be seen but a small blue speck when the rest of the picture were covered up. Everything that occurs in the human being is a copy of macrocosmic processes that have to do with his existence. If one wishes to understand the observations of supersensible consciousness concerning the phenomena occurring between birth and death, and again between death and rebirth, one can do this if one has acquired the faculty of deciphering the imaginative observations through the concepts acquired by the study of the macrocosmic processes.—This study gives us the key to the comprehension of human life. Therefore, in the sense of spiritual science, observation of Saturn, Sun, and Moon is at the same time observation of man.

[ 42 ] Through inspiration one acquires the knowledge of the relationships between the beings of the higher world. It is possible through a higher stage of cognition to understand the inner nature of these beings themselves. This stage of cognition may be designated intuitive cognition. (Intuition is a word misused in everyday life for an obscure, uncertain insight into a fact, that is, for a certain idea which at times agrees with truth but the justification of which is at the time not provable. What is meant here has naturally nothing to do with this sort of intuition. Intuition denotes here a cognition of the highest, most illuminating clarity, and, if one has it, one is conscious in the fullest sense of its justification.)—To have knowledge of a sense-being means to stand outside it and to judge it according to the external impression. To have knowledge of a spiritual being through intuition means to have become completely one with it, to have become united with its inner nature. Step by step the student of the spiritual ascends to such knowledge. Imagination leads him to sense the perceptions no longer as outer characteristics of beings, but to recognize in them the outpouring of something psycho-spiritual; inspiration leads him further into the inner nature of beings. He learns through it to understand what these beings are to each other; with intuition he penetrates into the beings themselves.—The significance of intuition also may be shown by the descriptions given in this book. In the preceding chapters, not only the course of Saturn, Sun, and Moon evolutions was described, but it was told that beings participate in this development in the most varied ways. Thrones or Spirits of Will, Spirits of Wisdom, of Motion, and others were mentioned. In the Earth evolution mention was made of the spirits Lucifer and Ahriman. The construction of the cosmos was traced back to the beings who participate in it. What may be learned about these beings is won through intuitive cognition. This faculty is also necessary if one wishes to have a knowledge of the course of human life. What is released after death from the human bodily nature goes through various states in the subsequent period. The states directly after death might be described in some measure through imaginative cognition.

What, however, takes place when man advances further into the period between death and rebirth would have to remain quite unintelligible to imaginative cognition, if inspiration did not come to the rescue. Only inspiration is able to discover what may be said about the life of man in the land of spirits after purification. Then something appears for which inspiration no longer suffices, where it reaches, so to say, the limits of understanding. There is a period in human evolution between death and rebirth when the being of man is accessible only to intuition. This part of the being of man, however, is always present in him; and if we wish to understand it according to its true inner nature, we must investigate it by means of intuition also in the period between birth and death. Whoever wished to fathom the nature of man by means of imagination and inspiration alone, would miss the innermost processes of his being that take place from incarnation to incarnation. Only intuitive cognition, therefore, makes possible an adequate research into repeated earth lives and into karma. The truth communicated about these processes must originate from research by means of intuitive cognition.—If man himself wishes to have a knowledge of his own inner being, he can only acquire this through intuition. By means of it he perceives what progresses in him from earth life to earth life.

[ 43 ] Man is able to attain knowledge by means of inspiration and intuition only through soul-spirit exercises. They resemble those that have been described as meditation for the attainment of imagination. While, however, those exercises that lead to imagination are linked to the impressions of the sensory-physical world, this link must disappear more and more in the exercises for inspiration. In order to make clear to himself what has to happen there, let a person consider again the symbol of the rose cross. If he ponders upon this symbol he has an image before him, the parts of which have been taken from the impressions of the sense world: the black color of the cross, the roses, and so forth. The combining of these parts into a rose cross has not been taken from the physical sense world. If now the student of the spirit attempts to let the black cross and also the red roses as pictures of sense realities disappear entirely from his consciousness and only to retain in his soul the spiritual activity that has combined these parts, then he has a means for meditation that leads him by degrees to inspiration. One may place the following question before one's soul. What have I done inwardly in order to combine cross and rose into a symbol? What I have done—my own soul process—I wish to hold fast to; I let the picture itself, however, disappear from my consciousness. Then I wish to feel within me all that my soul has done in order to bring the image into existence, but I do not wish to hold the image itself; I wish to live quite inwardly within my own activity, which has created the image. Thus, I do not intend to meditate on an image, but to dwell in my own image-creating soul activity. Such meditation must be carried out in regard to many symbols. This then leads to cognition through inspiration. Another example would be the following. One meditates on the thought of a growing and decaying plant. One allows to arise in the soul the image of a slowly growing plant as it shoots up out of the seed, as it unfolds leaf on leaf, until it develops flower and fruit. Then again, one meditates on how it begins to fade until its complete dissolution. One acquires gradually by meditating on such an image a feeling of growth and decay for which the plant remains a mere symbol. From this feeling, if this exercise is continued with perseverance, there may arise the imagination of the transformation that underlies physical growth and decay. If one wishes, however, to attain the corresponding state of inspiration, one has to carry out the exercise differently. The student must recall his own soul activity that has gained the visualization of growth and decay from the image of the plant. He must now let the plant disappear completely from consciousness and only meditate upon what he has himself done inwardly. Only through such exercises is it possible to ascend to inspiration. In the beginning it will not be entirely easy for the student of the spirit to comprehend completely how he should go about such an exercise. The reason for this is that the human being who is accustomed to have his inner life determined by outer impressions immediately finds himself uncertain and wavering when he has to unfold a soul-life that has discarded all connection with outer impressions. In a still higher degree than in the acquiring of imagination the student must be clear, in regard to these exercises that lead to inspiration, that he ought only to carry them out when he accompanies them with all those precautionary measures that can lead to safeguarding and strengthening of his power of discrimination, his life of feeling, and his character. If he takes these precautions, then he will have a twofold result. In the first place, he will not, through these exercises, lose the equilibrium of his personality during supersensible perception; secondly, he will at the same time gain the faculty of being able actually to carry out what is required in these exercises. He will maintain in regard to them that they are difficult only so long as he has not yet acquired a quite definite soul condition, quite definite feelings and sensations. He will soon gain understanding and also ability for the exercises, if in patience and perseverance he fosters in his soul such inner faculties as favor the unfolding of supersensible knowledge. If he grows accustomed to withdrawing into himself frequently in such a way that he is less concerned with brooding on himself than with quietly arranging and working over his life-experiences, he will gain much. He will see that his thoughts and feelings are enriched if he brings one life-experience into relationship with another. He will become aware to what a high degree he experiences something new not only by having new impressions and new experiences, but also by permitting the old to work in him. If he sets to work in such a way that he lets his experiences, indeed, even his acquired opinions, play back and forth as though he were not at all involved in them with his sympathies and antipathies, with his personal interests and feelings, he will prepare an especially good soil for the forces of supersensible cognition. He will develop, in truth, what may be called a rich inner life. The question of chief importance here, however, is equanimity and equilibrium of the soul qualities. Man is only too easily inclined, if he surrenders himself to a certain soul activity, to fall into one-sidedness. For example, if he becomes aware of the advantage of inner meditation and of dwelling in his own thought world, he may develop such an inclination toward it that he begins to shut himself off from the impressions of the outer world. This, however, leads to the withering and devastation of the inner life. Those go the farthest who preserve, alongside the ability to withdraw inwardly, an open receptivity to all impressions of the outer world. One need not think here merely of the so-called important impressions of life, but every man in every situation—even in the poorest surroundings—may have sufficient experiences if he only keeps his mind sufficiently receptive. One need not seek the experiences; they are present everywhere.—Of special importance also is the way experiences are transformed in the human soul. For example, somebody may discover that a person revered by him or others has this or that quality that may be viewed as a fault of character. Such an experience may cause the human being to meditate in a twofold manner. He may simply say to himself, “Now, that I have recognized this fault, I can no longer revere this person in the same way as formerly.” Or he may pose the following question to himself, “How does it happen that this revered person is afflicted with this fault? Should I not consider that this fault is not merely a fault, but something due to the circumstances of this person's life, perhaps even to his great capacities?” A human being posing this question to himself will perhaps arrive at the result that his reverence is not in the least to be decreased by the discovery of such a fault. He will have learned something every time he goes through such an experience; he will have added something to his understanding of life. It would, however, certainly be disastrous to the human being were he to let himself be misled by the merit of such a view of life to excuse everything he possibly can in people and things for whom he has a preference, or even to form the habit of disregarding all faults because it brings him advantage for his inner development. This will not be the case if he has the subjective impulse not merely to censure faults but to understand them; it will occur when this attitude is demanded by the case in question, regardless of the gain or loss to him who judges. It is entirely correct that one cannot learn through condemning faults, but only through understanding them. If, however, because of understanding, one should entirely exclude disapproval, one would not get very far either. Here also it is not a question of one-sidedness in either direction, but of equanimity and equilibrium of the soul powers.—It is especially so with a soul quality that is of great significance for the development of the human being; this is what is called the feeling of reverence or devotion. Those who have developed this feeling in themselves or possess it from the outset through a fortunate gift of nature have an excellent basis for the forces of supersensible knowledge. The person who in childhood or youth has been able to look up with self-surrendering admiration to personalities as though to high ideals, possesses something at the foundation of his soul in which supersensible cognition thrives especially well. And whoever with mature judgment in later life looks upon the starry heavens and feels with wonder in complete surrender the revelation of exalted powers makes himself thus mature for knowledge of supersensible worlds. Something similar is the case with those who are able to admire the forces ruling in human life, and it is not of little importance if we, even as mature human beings, can have reverence to the highest degree for other men whose worth we divine or believe we know. Only where such reverence is present can the view into the higher world open up. The person who is unable to revere will in no way advance very far in his knowledge. Whoever does not wish to acknowledge anything in the world will find that the essential nature of things is closed to him.—The person, however, who permits himself to be misled, through an unrestrained feeling of reverence and surrender, to deaden in himself a healthy consciousness of self and self-confidence sins against the law of equanimity and equilibrium. The student will continually work on himself in order to make himself more and more mature; he is then justified in having confidence in his own personality and in having faith that its powers will continually increase. If he achieves correct feelings in this direction he may say to himself, “In me there lie hidden forces and I can draw them forth from my inner being. Therefore, when I see something that I must revere because it stands above me, I need not only revere it, but I may hope to develop myself to such a degree that I become similar to what I revere.”

[ 44 ] The greater the capacity of a human being to direct his attention to certain processes of life with which his personal judgment is not, at the outset, familiar, the greater the possibility for him to lay the foundation for a development into the spiritual worlds. An example may make this clear. A man is in a certain situation in life where he may perform a certain deed or leave it undone. His judgment suggests to him: Do this! But there may be a certain inexplicable something in his feelings that holds him back from the deed. Now it may be that he does not pay any attention to this inexplicable something that seeks to restrain him, but simply performs the deed, according to his capacity to judge. Or he may surrender to the urge of this inexplicable something and leave the deed undone. If he then follows up the matter further it may become evident that evil would have been the result had he followed his judgment, but that by non-performance of the deed, a blessing has ensued. Such an experience may lead man's thoughts into a quite definite direction. He may say to himself, “Something lives in me that is a better guide than my present capacity of judgment. I must hold my mind open to this ,something in me that cannot at all be reached by the present degree of my capacity of judgment.” The soul is benefited to the highest degree when it directs its attention toward such occurrences in life. It then becomes aware, as though in a state of healthy premonition, that something exists in man that transcends his present ability to judge. Through such attention the human being directs his efforts toward an extension of soul-life, but here also it is possible that one-sidedness may result that is dangerous. Whoever were to form the habit of disregarding his judgment because his “premonitions” impel him to this or that, would become the plaything of all sorts of uncertain impulses, and from such a habit it is not a great distance to complete lack of judgment and superstition.—Any sort of superstition is fatal to the student of the spiritual. He acquires the possibility of penetrating in a true way into the regions of spiritual life only by guarding himself carefully against superstition, fantastic ideas, and day-dreaming. No one can enter the spirit world in the right way who is happy in experiencing something that “cannot be grasped by the human mind.” A preference for the “inexplicable” certainly makes no one a student of the spirit. He must completely abandon the notion that “a mystic is someone who presumes wherever it suits him something inexplicable and unfathomable in the world.” The student shows the proper feeling by acknowledging this existence of hidden forces and beings everywhere, but also by assuming that the uninvestigated may be investigated if the necessary powers are present.

[ 45 ] There is a certain attitude of soul that is important for the student of the spirit at every stage of his development. This consists in not directing his desire for knowledge in a one-sided way by asking, “How may this or that question be answered?” but by asking, “How do I develop this or that ability in myself?” If then by inner patient work in himself this or that faculty is developed, the answer to certain questions is received. Students of the spirit will always foster this attitude of soul. Through this they are led to work on themselves, to make themselves more and more mature, and to renounce the desire to force answers to certain questions. They will wait until such answers come to them.—If, however, they become one-sided here also, they will not advance properly. The student may also have the feeling at a certain point of his development that he, with the degree of his ability, can himself answer the most sublime questions. Here also equanimity and equilibrium play an important role in the attitude of soul.

[ 46 ] Many more soul faculties could be described, the fostering and development of which are beneficial when the student strives by means of exercises to attain inspiration. In all of them, we should have to emphasize that equanimity and equilibrium are the soul faculties upon which everything depends. They prepare the understanding and the ability to carry out the exercises outlined for the purpose of acquiring inspiration.

[ 47 ] The exercises for the attainment of intuition demand that the student cause not only the images, to which he has surrendered himself in acquiring imagination, to disappear from his consciousness, but also the life within his own soul activity into which he has immersed himself for the acquirement of inspiration. He should then literally retain nothing in his soul of previously known outer or inner experiences. Were there to be, however, nothing left in his consciousness after this discarding of outer and inner experiences, that is to say, were his consciousness then entirely to disappear and he to sink down into unconsciousness, this would then make it clear to him that he had not yet made himself mature enough to undertake exercises for intuition; he would then have to continue the exercises for imagination and inspiration. A time will surely come when the consciousness is not empty after the soul has discarded all inner and outer experiences, but when, after this discarding, something remains in consciousness as an effect, to which we then may surrender in meditation just as we had previously surrendered to what owes its existence to outer or inner impressions. This something is of a quite special character. It is, in contrast to all preceding experiences, something entirely new. When one experiences it one knows, “This I have not known before. It is a perception just as the real tone, heard by the ear, is a perception, but this something can only enter my consciousness through intuition, just as the tone can only enter my consciousness through the ear.” Through intuition man's impressions are stripped of the last trace of the sensory-physical; the spiritual world now begins to open itself to cognition in a form that no longer has anything in common with the qualities of the physical world of the senses.

[ 48 ] Imaginative consciousness is attained through the development of the lotus flowers in the astral body. Through the exercises that are undertaken for acquiring inspiration and intuition, certain definite motions, forms, and currents appear in the human ether or life body that were not present previously. They are in fact the organs through which man adds to the scope of his faculties the “reading of the occult script,” and what lies beyond it. The changes in the ether body of a human being who has attained inspiration and intuition present themselves to supersensible cognition in the following manner. Somewhere in the neighborhood of the physical heart a new center becomes conscious in the ether body, which develops into an etheric organ. From this organ, movements and currents flow to the various members of the human body in the most manifold way. The most important of these currents flow to the lotus flowers, permeating them and their various petals, then proceeding outward, pouring themselves like radiations into external space. The more the human being is developed, the greater the sphere around him within which these radiations are perceptible. The center in the region of the heart does not, however, develop immediately at the start of correct training. It is first prepared. There appears, to begin with, a temporary center in the head; this then moves down into the neighborhood of the larynx and finally settles in the region of the physical heart. Were its development irregular, then the organ of which we have been speaking might immediately be formed in the neighborhood of the heart. In that case there would be danger that the student, instead of attaining quiet and factual supersensible perception, would become a visionary and fantast. As he develops further, the student acquires the ability to free the currents and structures of his ether body from his physical body and to use them independently. In doing this, the lotus flowers serve him as organs through which he brings the ether body into motion. Before this occurs, however, special currents and radiations must have formed in the sphere of the ether body, enclosing it like a fine network and making it into a self-contained being. If that has happened, the movements and currents taking place in the ether body are able to come into unhindered contact with the outer world of soul and spirit and to unite with it, so that outer occurrences in the realm of soul and spirit and inner events in the human ether body flow into one another. If that happens, the moment has arrived when man perceives the world of inspiration consciously. This cognition occurs in a different way from cognition in the sensory-physical world. In the latter we gain perceptions through the senses and form from them mental images and concepts. This is not the case with the knowledge derived from inspiration. What one knows is immediately present in the act; there is no reflection after perception. What sensory-physical cognition gains only afterwards in concepts is, in inspiration, given simultaneously with perception. Man would therefore merge with the environment of soul and spirit and would not be able to distinguish himself from it had he not developed the above characterized network in the ether body.

[ 49 ] If the exercises leading to intuition are carried out, their effect extends not only to the ether body, but right down into the supersensible forces of the physical body. One should not, however, think that in this way effects take place in the physical body that are accessible to everyday sensory observation. These are effects that only supersensory cognition can judge. They have nothing whatever to do with external cognition. They are the results of the maturity of consciousness, when the latter is able to have experiences in intuition, in spite of the fact that it has excluded all previously known outer and inner experiences.—The experiences of intuition are delicate, intimate, and subtle, and the human physical body is, at the present stage of its evolution, coarse in comparison. It offers therefore a strong hindrance to the success of intuition exercises. If these are continued with energy and persistence and with the requisite inner tranquility, the powerful hindrances of the physical body are finally overcome. The student notices this by the fact that gradually certain expressions of the physical body that formerly took place unconsciously now come under his control. He notices it also by the fact that for a short time he feels the need, for example, so to control the breath that it comes into a sort of concord or harmony with what the soul performs in the exercises or otherwise in inner meditation. The ideal of the development is that no exercises be made at all by means of the physical body itself, also no breathing exercises, but that everything that occurs in the physical body in this way should only come about as a consequence of pure intuition exercises.

[ 50 ] If the student of the spirit ascends upon the path into the higher worlds of knowledge, he notices at a certain stage that the cohesion of the forces of his personality assumes a different form from the one in the physical-sensory world, where the ego effects a uniform co-operation of the soul forces, of thinking, feeling, and willing. These three soul forces stand always in a certain relationship to each other in the conditions of ordinary human life. One sees, for example, a certain object in the outer world. It pleases or displeases the soul. That is to say, of necessity the visualizing of a thing will be followed by a feeling of pleasure or displeasure. One may, perhaps, desire the object or have the impulse to alter it in one way or another. That is, the power of desire and will associate with visualizing and feeling. [ 51 ] That this co-ordination takes place is caused by the ego uniting visualizing (thinking), feeling, and willing and in this way bringing order into the forces of the personality. This healthy order would be interrupted if the ego were to prove powerless in this regard; if, for example, desire should elect to go a different way from feeling or thinking. A human being would not be in a healthy soul condition who might think that this or that is right, but who might want something of which he is convinced that it is not right. The case would be similar if someone did not want what pleases him, but rather what displeases him. The human being now notices that on the path to higher knowledge thinking, feeling, and willing do indeed separate and each assumes a certain independence. For example, a certain thought has no longer an inward urge toward a certain feeling and willing. The matter is as follows. In thinking something may be perceived correctly, but in order to have any feeling or to come to a resolution of the will, we need again an independent impulse from ourselves. During supersensible perception thinking, feeling, and willing do not remain three forces that radiate from the common egocenter of the personality, but they become three independent entities, three personalities, as it were; one must now make one's own ego all the stronger, for it is not merely a matter of its bringing three forces into order, but of leading and directing three entities. This separation, however, must only exist during supersensible perception. Here again it becomes clear how important it is that the exercises for higher training be accompanied by those that give certainty and firmness to the power of judgment, and to the life of feeling and willing. For the person who does not bring these qualities with him into the higher world will soon see how the ego proves weak and unable to act as an orderly guide for thinking, feeling, and willing. If this weakness were present, the soul would be as though torn by three personalities in as many directions and its inner unity would cease. If, however, the development of the student proceeds in the right way the described transformation of forces signifies true progress; the ego remains master of the independent entities that now form its soul.—In the further course of this evolution the development continues. Thinking that has become independent stimulates the emergence of a special fourth soul-spirit being that may be described as a direct influx of currents into man, similar to thoughts. The entire cosmos then appears as a thought-structure confronting man as does the plant or animal world in the realm of the physical senses. Likewise, feeling and willing that have become independent stimulate two forces in the soul that act in it like independent beings. Still another seventh power and being appears that is similar to one's own ego itself.

[ 52 ] This entire experience is connected with yet another. Before his entrance into the supersensible world, man knew thinking, feeling, and willing only as inner soul experiences. As soon as he enters the supersensible world he perceives objects that do not express the physical-sensory, but the psycho-spiritual. Behind the characteristics of the new world now perceived by him stand soul-spirit beings. These now stand before him as an outer world, just as in the physical realm stones, plants, and animals stood before his senses. The student of the spiritual can now perceive an important difference between the world of soul and spirit that reveals itself to him, and the world that he was accustomed to perceiving through his physical senses. A plant in the world of the senses remains just as it is, whatever the human soul may feel or think about it. With the images of the world of soul and spirit this is, at the outset, not the case. They alter according to what the human being feels or thinks. In this way he gives them form that depends upon his own nature. Let us imagine that a certain picture appears before man in the world of imagination. If, at first, he remains indifferent to it in his soul, it then shows itself in a certain form. At the moment, however, when pleasure or displeasure is felt in regard to the picture, it changes its form. The pictures therefore, in the first instance, express not only what they are, independent of man, but they reflect what man is himself. They are permeated through and through by his own nature. The latter spreads like a veil over the supersensible beings. Although real beings confront him, he does not see them, but instead, his own creation. Thus he may have something true before him and, nevertheless, see something false. Indeed, this is not only the case in regard to what man notices in himself as his own essential nature, but everything that is in him affects this world. He may have, for example, hidden inclinations that do not come into evidence in life because of his education and character; they affect the world of the soul and spirit, which takes on a peculiar coloring through the whole being of man, no matter whether he himself knows much about this being or not.—In order to be able to advance further from this stage of development it is necessary that man learn to distinguish between himself and the outer spiritual world. It is necessary that he learn to eliminate all the effects of himself upon his soul-spirit environment. This cannot be done otherwise than by acquiring a knowledge of what he himself carries into the new world. It is therefore important that he first possess true, thoroughly developed self-knowledge, in order to be able to have a clear perception of the surrounding world of soul and spirit. Now, certain facts of human development demand that such self-knowledge must take place quite naturally at the time of the entrance into the higher world. Man develops his ego, his self-consciousness in the everyday physical-sensory world. This ego now acts as a center of attraction for everything belonging to man. All his inclinations, sympathies, antipathies, passions, and opinions group themselves, as it were, around his ego, and this ego is also the point of attraction for what may be designated as the karma of man. If this ego were to be seen unconcealed it would show that certain forms of destiny must still be encountered by it in this and in subsequent incarnations, according to the way it has lived in the preceding incarnations and has made this or that its own. Invested with all this, the ego must appear as the first image before the human soul when the latter ascends into the world of soul and spirit. This Doppelganger (double or twin likeness) of man must, according to a law of the spiritual world, emerge prior to everything else as his first impression in that world. One may easily make the law underlying this fact understandable if one considers the following. In the life of the physical senses man only perceives himself in so far as he experiences himself inwardly in his thinking, feeling, and willing. This, however, is an inner perception; it does not present itself to the human being like stones, plants, and animals. Also, man learns to know himself only partially through inner perception. He has something in himself that prevents his having more profound self-knowledge. This is an impulse to transform immediately a trait of character if he, as a result of self-knowledge, must admit to it and does not wish to deceive himself about himself.

[ 53 ] If he does not follow this impulse, if he simply turns his attention away from himself, remaining what he is, then he, naturally, also deprives himself of the possibility of self-knowledge in the point in question. If man, however, penetrates into himself and confronts himself without deception with this or that trait, then he will either be in the position to improve the trait, or he will be incapable of doing so under the present circumstances of his life. In the latter case a feeling will creep over his soul that must be described as a feeling of shame. This is indeed the reaction of healthy human nature: it feels through self-knowledge various kinds of shame. This feeling has even in ordinary life a quite definite effect. The normally thinking human being will take care that what fills him, through himself, with this feeling does not become evident outwardly in effects, does not manifest in outer deeds. Shame is thus a force that impels man to conceal something in his inner being and not allow it to become outwardly perceptible. If we give this due consideration, we shall find it comprehensible that spiritual research ascribes much farther reaching effects to an inner soul experience that is closely related to the feeling of shame. This research finds that there is, concealed in the depths of the soul, a sort of hidden shame of which the human being is not conscious in physical-sensory life. This concealed feeling, however, acts in a similar manner to the feeling of shame in everyday life; it prevents the innermost nature of the human being from appearing before him in a perceptible picture. If this feeling were not present, the human being would perceive before him what he is in truth; his thoughts, feelings, and will would not only be experienced inwardly, but would be perceived outwardly just as stones, animals, and plants are perceived. This feeling is thus the concealer of man from himself, and at the same time it is the concealer of the entire world of soul and spirit. Owing to the fact that his inner nature is concealed from him, he is also not able to perceive that by means of which he should develop inner organs in order to cognize the world of soul and spirit; he is unable so to transform his nature that it may unfold spiritual organs of perception.—If, however, through correct training man strives to acquire these organs of perception, what he himself is appears to him as first impression. He perceives his Doppelganger, his double. This self-perception is not at all to be separated from the perception of the rest of the world of soul and spirit. In everyday life of the physical-sensory world, the feeling characterized acts so as constantly to close the door of the world of soul and spirit to the human being. Even the mere attempt to penetrate into this world causes the feeling of shame—which arises immediately, but of which we do not become conscious—to conceal the part of the world of soul and spirit that strives to appear. The exercises characterized open the door to this world. It is a fact, however, that this concealed feeling acts like a great benefactor of man. For all that man acquires of power of judgment, feeling-life, and character without spiritual-scientific training does not enable him to bear without further preparation the perception of his own being in its true form. He would lose through this perception all self-esteem, self-confidence, and self-consciousness. That this may not happen, we must take the necessary precautions which we do undertake, alongside the exercises for higher knowledge, in the fostering of a healthy power of judgment, feeling-life, and character. Through this regular training man learns to know so much of spiritual science—as though without intention—and, moreover, so many means for the attainment of self-knowledge and self-observation become clear to him as are necessary in order to encounter his Doppelganger bravely. The student then only sees in another form, as a picture of the imaginative world, what he has already learned in the physical world. If he has first comprehended the law of karma properly in the physical world through his intellect, he will not be especially shaken when he now sees the beginnings of his destiny engraved in the image of his Doppelganger. If man has made himself acquainted through his power of judgment with the evolution of the cosmos and mankind and knows how, at a certain point of time of this evolution, the forces of Lucifer have penetrated into the human soul, he will bear it without difficulty when he becomes aware that the Luciferic beings with all their effects are contained within the image of his own nature.—We see from this how necessary it is that man does not demand entrance into the spiritual world before he has understood, through his ordinary power of judgment developed in the physical-sensory world, certain truths about the spiritual world. The knowledge given in this book prior to the discussion about “Cognition of the Higher Worlds” should have been acquired by the student of spiritual science by means of his ordinary power of thought in the regular course of development, before he has the desire himself to enter into supersensible worlds.

[ 54 ] In a training in which no attention is paid to the certainty and firmness of the power of judgment, of the life of feeling and character, it may happen that the student encounters the higher world before he possesses the necessary inner faculties. In that case the encounter with his Doppelganger would depress him and lead to error. If, however, the encounter were entirely avoided—something that might indeed be possible—and man nevertheless were led into the supersensible world, he would then be just as little in the position to recognize that world in its true shape. For it would be quite impossible for him to distinguish between what he carries over as projections of himself into things and what they are in reality. This distinction is only possible if one perceives one's own being as an image in itself, and if, as a result of this distinction, everything that flows from one's own inner nature becomes detached from the environment.—For man's life in the physical-sensory world, the Doppelganger's effect is such that he becomes immediately invisible through the feeling of shame characterized when man approaches the world of soul and spirit. As a result of this, he conceals the entire latter world also. Like a “guardian” he stands there before that world, in order to deny entrance to those who are not truly capable of entering. He may therefore be called the “guardian of the threshold that lies before the world of soul and spirit.”—Besides the described encounter with the guardian at the entrance into the supersensible world, man also encounters him when passing through physical death, and in the course of life between death and a new birth the guardian discloses himself by degrees in the evolution of soul and spirit. There, however, the encounter cannot depress the human being, because he then has knowledge of worlds quite different from those he knows in the life between birth and death. [ 55 ] If, without encountering the “guardian of the threshold,” man were to enter the world of soul and spirit, he might fall prey to deception after deception. For he would never be able to distinguish between what he himself has carried over into that world and what in reality belongs to it. A proper training must lead the student of spiritual science into the realm of truth only, not into the realm of illusion. This training will of itself be of such a nature that the encounter must of necessity take place sometime. For it is one of the precautionary measures, indispensable for the observation of supersensible worlds, against the possibility of falling prey to deception and the fantastic.—It belongs to the most indispensable measures that every student of spiritual science must take, to work carefully on himself in order not to become a fantast, a human being who might succumb to possible deception and self-delusion. Where the advice for spiritual training is correctly followed, the sources that may bring deception are at the same time destroyed. Naturally, we cannot speak at length here of all the numerous details that have to be considered in regard to such precautionary measures. The important points can only be indicated. Deceptions that have to be considered here are derived from two sources. They originate in part from the coloring of reality through one's own soul nature. In ordinary life of the physical-sensory world there is comparatively little danger from this source of deception; for here the outer world continually impresses its own form sharply upon our observation, no matter how the observer wants to color it according to his own wishes and interests. As soon, however, as man enters the imaginative world, its pictures are transformed through such wishes and interests, and he has before him, like a reality, what he himself has formed, or at least has helped in forming. This source of deception is removed by the student's having learned to recognize, through his encounter with the “guardian of the threshold,” his own inner nature, which he might thus carry into the world of soul and spirit. The preparation that the student of spiritual science undergoes before his entrance into the world of soul and spirit acts in such a way that he becomes accustomed to disregarding himself even when observing the physical-sensory world and to permitting the objects and processes to speak to him purely out of their own nature. If the student has thus prepared himself sufficiently, he can calmly await the encounter with the “guardian of the threshold.” This encounter will be the final test to determine whether he feels himself really in a position to disregard his own nature also when he confronts the world of soul and spirit.

[ 56 ] Besides this source of delusion, there is still another. This comes into evidence when one misinterprets an impression made on one. A simple example of this sort of delusion in the physical sense-life is the delusion that arises when a man sits in a railway coach moving in a certain direction and believes the trees and other objects of perception are moving in the opposite direction, while actually it is he himself who is moving with the train. Although there are numerous cases where such delusions In the physical sense-world are more difficult to correct than the simple one quoted, still, it is easy to see that within this world one also finds the means of disposing of such delusions when, with sound judgment, one takes into consideration all that may possibly contribute to an adequate factual explanation. The matter is different, however, as soon as one penetrates into the realms of the supersensible. In the world of the senses facts are not altered as a result of human delusion; therefore it is possible, by means of unprejudiced observation, to rectify the delusion by means of the facts. In the supersensible world this is not immediately possible. If one wants to observe a supersensible process and approaches it with false judgment, one carries this judgment over into the process and it becomes so interwoven with the fact that it is impossible to distinguish the judgment from the fact. The error is then not within the human being and the correct fact outside him, but the error itself is made a component of the outer fact. It cannot, therefore, be rectified simply by an unbiased observation of the fact. We are here pointing to what may be a superabundant source of delusion and the fantastic for those who approach the supersensible world without proper preparation.—The student of the spiritual, besides acquiring the ability to exclude the delusions that arise through the coloring of supersensible world-phenomena with his own nature, must also acquire the ability to make the second indicated source of delusion ineffective. He can exclude what comes from himself if he has first recognized the image of his own Doppelganger. He will be able to exclude the second source of delusion if he acquires the ability to recognize, from the inner quality of a supersensible fact, whether it is reality or delusion. If the delusion were to appear exactly like the actual facts, then a distinction would not be possible. This, however, is not the case. Delusions of the supersensible world have qualities in themselves by which they are to be distinguished from realities, and it is important that the student of the spiritual know by which qualities he can recognize realities. Nothing is more self-evident than the fact that anyone ignorant of spiritual training may ask, “How is it at all possible to protect myself against delusion, when its sources are so numerous?” And he may continue to ask, “Is there any proof for the student of the spiritual against the fact that all his professed higher knowledge is not something based on mere delusion and autosuggestion?” Anyone who asks such questions does not realize that in true spiritual training, through the very manner of its occurrence, the sources of delusion are stopped up. In the first place, in preparing himself the true spiritual science student will acquire sufficient knowledge about what may cause delusion and autosuggestion, and thus be in a position to protect himself from them. He has, in this regard, more opportunity than any other human being to make himself prudent and capable in judgment on the path of life. Everything that he experiences causes him to disregard indefinite premonitions and suggestions. This training makes him as careful as possible.

Besides this, all correct training leads first to concepts about great cosmic events, and thus to things that make necessary the exertion of sound judgment, which becomes, at the same time, more refined and acute. Only someone who might refuse to go into such distant realms and preferred to abide with “revelations” of a world near at hand might lose the strengthening of that sound judgment that gives him certainty in distinguishing between delusion and reality. All of this, however, is not yet the most important. That lies in the exercises themselves that are used in a correct spiritual training. These must be so arranged that the student is always consciously aware of what takes place in the soul during inner meditation. In order to bring about imagination, a symbol is first formed. In this symbol are still contained mental images of outer perceptions. The human being is not alone responsible for the content of these mental images; he does not make it himself. Thus he may delude himself in regard to its origin; he may interpret its origin incorrectly. But the student of spiritual science removes this content from his consciousness when he advances to the exercises of inspiration. Here he contemplates his own soul activity only, which has formed the symbol. Here also error is still possible. Through education, learning, and through other means man has acquired the character of his soul activity. He cannot know everything about its origin. The student of spiritual science now removes even his own soul activity from his consciousness. If now anything remains in his consciousness, nothing is attached to it that cannot be surveyed. Nothing can intermingle with it that is not to be judged in regard to its whole content. In intuition, the student of spiritual science has thus a criterion enabling him to recognize how a clear reality of the world of soul and spirit is constituted. If he now applies the signs of soul and spirit-reality thus recognized to everything that comes under his observation, he is able to distinguish between illusion and reality. He may be certain that by employing this law he will remain protected from illusion in the supersensible world just as it cannot happen to him in the physical-sensory world to mistake an imaginary piece of hot iron for one that really burns. It is taken for granted that one only takes this attitude toward the knowledge one regards as one's own experiences in the supersensible worlds, and not toward what one receives as communications from other persons and that one comprehends with one's physical intellect and sound feeling for truth. The student of the spiritual will take pains to draw an exact line between what he has acquired in the one way and what he has acquired in the other. He will receive willingly, on the one hand, the communications about the higher worlds and seek to understand them by means of his capacity to judge. If on the other hand he states something as his own experience, his own observation, he will have tested whether this has confronted him with precisely the qualities he has learned to perceive by means of unerring intuition.

[ 57 ] After the student of the spiritual has encountered the “guardian of the threshold,” further experiences await him as he ascends into supersensible worlds. First he will notice that an inner relationship exists between this “guardian of the threshold” and the soul-power that, in the above description, has resulted as the seventh, and has shaped itself into an independent principle. Indeed, this seventh principle is in a certain regard nothing else but the Doppelganger, the “guardian of the threshold” himself, and this principle sets the student of the spiritual a special task. He has to direct and lead with his newborn self what he is in his ordinary self and which appears to him in an image. A sort of battle against the Doppelganger will result. The latter will constantly strive for supremacy. To establish the right relationship to this Doppelganger and not permit him to do anything that is not under the influence of the newborn ego strengthens and fortifies man's powers.—In the higher world, self-knowledge is different, in a certain respect, from self-knowledge in the physical-sensory world. Whereas in the physical-sensory world self-knowledge appears only as an inner experience, the newborn self presents itself at once as an outer soul phenomenon. Man beholds his newborn self as another being standing before him, but he cannot perceive it completely. For whatever stage he may have reached upon the way into the supersensible worlds, there are always still higher stages. At these stages he will perceive ever more and more of his “higher self.” This “higher self” can thus only partially reveal itself to the student of the spiritual at any of these stages. The temptation is extremely great which overtakes the human being when he first becomes aware of some aspect of his “higher self,” to observe this “higher self,” so to speak, from the standpoint he has gained in the physical-sensory world. This temptation is even good and it must appear, if development is to proceed in the right way. We must observe what appears in the Doppelganger, the “guardian of the threshold,” and place it before the “higher self” in order to note the contrast between what we are and what we are to become. Through this observation the “guardian of the threshold” begins to take on quite a different form. He presents himself as an image of all the hindrances that the development of the higher self must encounter. The student will perceive what a load he must drag in the form of his ordinary self, and if he is not strong enough through his preparations to say, “I will not remain stationary here, but unceasingly strive to reach my higher self,” he will slacken his efforts and shrink back before what is in store for him. He has plunged into the world of soul and spirit, but now gives up his efforts. He becomes a prisoner of the form that, through the “guardian of the threshold,” now stands before the soul. What is important here is the fact that in this experience he does not have the feeling of being a prisoner. On the contrary, he believes he experiences something quite different. The form that the “guardian of the threshold” calls forth can be of such a nature that it causes the impression in the soul of the observer of having before him, in the pictures that appear at this evolutionary stage, the entire compass of all imaginable worlds, of having attained the pinnacle of knowledge, with no need of striving further. Instead of feeling to be a prisoner he may feel himself as the immeasurably rich possessor of all the world mysteries. The fact that one can have such an experience that depicts the very opposite of the actual facts will, however, not astonish a person who keeps in mind the fact that, when he experiences this, he stands already in the world of soul and spirit and that it is a peculiarity of this world that events may present themselves in reverse order. This fact was pointed out earlier in this book when life after death was discussed.

[ 58 ] The figure that one perceives at this stage of development shows the student of the spiritual something in addition to what appeared to him in the first instance as the “guardian of the threshold.” In this Doppelganger all the peculiarities were perceived that the ordinary self of man has in consequence of the influence of the forces of Lucifer. Now, however, in the course of human evolution another power has entered the human soul through the influence of Lucifer. This is the power that was designated in an earlier section of this book as the power of Ahriman. It is the power that prevents the human being during physical sense-existence from perceiving the soul-spirit beings of the outer world lying behind the veil of the sensory. The form the human soul has assumed under the influence of this power is shown in a picture by the shape that emerges in the experience described.—The person who is adequately prepared for this experience will be able to interpret it correctly; very soon thereafter another form will appear that we may call the “greater guardian of the threshold” in contrast to the already described “lesser guardian.” This greater guardian tells the student of the spiritual that he must not remain stationary at this stage but must energetically work on. He calls forth in the observer the consciousness that the world that is conquered becomes truth, and is not transformed into illusion, only if the work is continued in an adequate manner.—If, because of incorrect spiritual training, a person were to enter upon this experience unprepared, then, in the encounter with the “greater guardian of the threshold,” something would pour into his soul that only can be compared to the “feeling of immeasurable horror,” of “boundless fear.”

[ 59 ] Just as the student of the spiritual in his encounter with the “lesser guardian of the threshold” is afforded the possibility of testing whether or not he is protected against delusions arising from the intermingling of his own being with the supersensible world, so can he also test himself by the experiences that finally lead to the “greater guardian of the threshold” whether he is capable of mastering the delusions described above as coming from the second source. If he is able to withstand the gigantic illusion that has been conjured up before him—that the picture world he has gained is a rich possession, while in reality he is only a prisoner—if he is able to resist this delusion, he is then, during the progressing course of his development, guarded from mistaking illusion for reality.

[ 60 ] The “guardian of the threshold” will assume, to a certain degree, an individual shape for each human being. The encounter with him corresponds indeed to the experience by which the personal character of the supersensible observations is overcome and through which the possibility is given of entering a region of experience that is free from personal coloring and applies to every human being.

[ 61 ] If the student of the spiritual has had the above described experiences he is capable of distinguishing, within the surrounding world of soul and spirit, between himself and what lies outside him. He will then recognize that it is necessary to comprehend the cosmic process described in this book, in order to understand man and his life. Indeed, we understand the physical body only when we recognize how it has been fashioned during the Saturn, Sun, Moon, and Earth evolutions. We understand the ether body when we follow its formations through the Sun, Moon, and Earth evolutions. Moreover, we understand what at present is connected with the Earth evolution when we know how everything has unfolded itself step by step. Through spiritual training the student is placed in the position to recognize the relationship of everything that exists in the human being to corresponding facts and beings of the world outside him. For it is a fact that every member of the human organism stands in a relationship to the whole world surrounding it. In this book it has only been possible to indicate the facts in a sketchy outline. We must, however, consider that the human physical body, for example, was present during the Saturn evolution only in its rudimentary beginnings. Its organs—the heart, the lungs, the brain—developed later out of these beginnings during the Sun, Moon, and Earth evolutions. The heart, lungs, and the other organs are thus related to the Sun, Moon, and Earth evolutions. It is quite the same with the members of the ether and soul body, the sentient soul, and the other principles. Man is fashioned from the entire surrounding world, and every part of him corresponds to a process or being of the outer world. At the corresponding stage of his development the student becomes acquainted with this relationship between his own being and the great world. We may designate this stage of cognition as the becoming aware of the correspondence between the lesser world, the microcosm, which is the human being himself, and the greater world, the macrocosm. If the student has struggled through to such a stage of knowledge, a new experience may occur for him. He begins to feel as though he were intergrown with the entire cosmic structure, in spite of the fact that he feels himself in his complete independence. This feeling is a merging with the entire cosmos, a becoming one with it, but without losing one's own essential being. This stage of development may be designated as the “becoming one with the macrocosm.” It is significant that this becoming one, this union, is not to be thought of as though through it the individual consciousness were to cease and the human being were to flow out into the universe, merging with it. Such a thought would be merely the expression of an opinion springing from the untrained power of judgment.—The stages of higher knowledge, in the sense of the process of initiation that has been described in this book, may now be enumerated as follows:

1. Study of spiritual science, in which one employs one's power of judgment gained in the physical-sensory world.
2. Acquiring imaginative knowledge.
3. Reading the occult script-corresponding to inspiration.
4. Living into the spiritual environment—corresponding to intuition.
5. Knowledge of the relationships between microcosm and macrocosm.
6. Union with the macrocosm.
7. Total experience of all previous experiences as a fundamental mood of the soul.

[ 62 ] These stages need not be thought of as successive experiences. On the contrary, the training may proceed in such a way that, in accordance with the individuality of the student of the spiritual, he may have reached only a certain degree of perfection in a preceding stage when he begins exercises that correspond to a subsequent stage. It may well happen, for example, that the student has only gained a few imaginations with certainty, yet he already performs exercises leading to inspiration, intuition, or the cognition of the relationship between microcosm and macrocosm.

[ 63 ] If the student of the spiritual has experienced intuition, he not only knows the images of the psycho-spiritual world, he cannot merely read their connections in the “occult script,” but he attains to knowledge of the spiritual beings themselves through whose co-operation the world, to which the human being belongs, comes into existence. In this way he learns to know himself in the form he possesses as a spiritual being in the world of soul and spirit. He has struggled through to a perception of his higher ego, and he has become aware of how he has to continue his efforts in order to control his Doppelganger, the “guardian of the threshold.” He has, however, also encountered the “greater guardian of the threshold,” who stands before him as an ever present exhorter to further effort. This “greater guardian” becomes the ideal toward which he strives. If this feeling emerges in the student of the spiritual, he has then acquired the possibility of recognizing who it is that stands there before him as the “greater guardian of the threshold.” To the perception of the student of the spiritual this guardian now transforms himself into the form of the Christ, whose Being and participation in Earth evolution has been made clear in the previous chapters of this book. The student is now initiated into the exalted mystery that is linked with the name of the Christ. The Christ shows Himself to the student as the “great ideal of man on earth.”—If thus through intuition the Christ is recognized in the spiritual world, what occurred historically on earth in the fourth post-Atlantean evolutionary epoch—the Greco-Latin epoch—also becomes comprehensible. The way in which, at that time, the exalted Sun Being, the Christ, has intervened in the Earth evolution and how he continues to work within this evolution becomes the personally experienced knowledge of the student of the spiritual. It is thus a revelation of the meaning and significance of Earth evolution that the student receives through intuition. [ 64 ] The way to knowledge of the supersensible worlds, which is described here, is one that every human being can follow, no matter what the situation in which he may find himself within the present-day conditions of life. When describing such a path we must consider that the goal of knowledge and truth is the same in all ages of Earth evolution, but that the starting points of man have been different in different ages. If the human being wishes to tread the path to the spiritual world he cannot at present begin at the same starting point as, for example, the would-be initiate of ancient Egypt. Therefore, the exercises that were imposed upon the student of the spiritual of ancient Egypt cannot be carried out by the modern man without modification. Since that time, human souls have passed through various incarnations, and this advance from incarnation to incarnation is not without meaning and significance. The faculties and qualities of souls alter from incarnation to incarnation. Whoever considers human historical life, be it only superficially, is able to notice that since the twelfth and thirteenth centuries A.D. all life-conditions have changed when compared with previous centuries; that opinions, feelings, and also abilities of human beings have become different from what they were previously. The path to higher knowledge described here is eminently fit for souls who incarnate in the immediate present. It is one that places the point of departure for spiritual development just where the human being now stands in any situation presented by modern life.—Progressive evolution leads mankind in regard to the path to higher knowledge from period to period to ever changing forms, just as outer life changes its forms, and at all times a perfect harmony must prevail between outer life and initiation.

• 1. The point is not whether this or that idea of natural science finds the above thoughts justified or not. For it is a question of the development of such thoughts by means of plant and man that may be gained, without any theory, through simple, direct perception. Such thoughts have indeed their importance also, besides the theoretical ideas about the things of the outer world, which in other connections are of no less importance. Here thoughts do not have the purpose of representing a fact scientifically, but of constructing a symbol that proves itself effective in the soul, notwithstanding the objections that may occur to this or that individual in fashioning this symbol.
• 2. Goethe: Faust 11.
• 3. Goethe: Verses in Prose.

[ 1 ] We have seen from the foregoing chapters that the being of man is built up of four members: physical body, life-body, astral body, and the bearer of the Ego. The I or Ego of man works in the three other members and transforms them. Through this transformation arise at a lower stage sentient soul, intellectual soul and spiritual soul, while at a higher stage of man's existence Spirit-Self, Life-Spirit and Spirit-Man are evolved. These several members of man's nature stand in the most varied relations to the whole Universe. Their evolution is connected with the evolution of the Universe, and by a study of the latter we can gain insight into the deeper secrets of the being of man.

[ 2 ] It can easily be seen that the life of man is related in many different directions to the environment, to the dwelling place wherein he evolves. External science has already by its own recognized facts and data been driven to the conclusion that the Earth—this dwelling-place of man in the widest sense of the word—has itself undergone evolution. It can tell us of conditions that once prevails in the Earth, where man in his present form did not yet exist upon our planet, and can then go on to show how humanity has evolved, slowly and gradually, from quite simple conditions of civilization to those that obtain today. Thus has external science too been led to the idea that there is a connection between the evolution of man and that of the heavenly body on which he lives—the Earth.

[ 3 ] Spiritual science¹ traces this connection by means of a cognition that derives its facts from a perception that has been quickened by the spiritual organs. It follows man back on the path of his development, and perceives how the real, inner, spiritual being of man has passed through a succession of lives upon this Earth; and as it continues to pursue these researches, it arrives at length at a far distant point of time, when the inner being of man first entered upon an outward life (in the present-day meaning of the word.) It was in that earliest earthly incarnation that the I or Ego first began its activity within the three bodies—astral body, life-body and physical body; and it took with it, on into the life that followed, the fruits of this activity.

[ 4 ] When we go back in the way thus indicated, we become aware that at that distant point of time the Ego finds the Earth in a condition wherein the three bodies of man are already evolved and have a certain connection with one another. Now for the first time the Ego unites with the entity that consists of these three bodies, and from this point onwards partakes in their further evolution. Hitherto, they have been evolving without a human Ego and have in this way reached the stage at which the Ego finds them.

[ 5 ] Spiritual science must go still further back with its researches if it would find an answer to the question: How did the three bodies reach a stage of evolution such as enabled them to receive into themselves an I, and then too to the further question: How did the I itself come into being and how did it acquire the ability to work within the bodies?

[ 6 ] An answer to these questions is possible only by tracing the rise an devolution of the Earth-planet itself in the light of spiritual science. By means of such research we arrive at a beginning of this Earth-planet. The mode of thought which builds on the facts of the physical senses alone, cannot pursue its inferences far enough to deal at all with this beginning of the Earth. There is a theory which, by inferences of this kind, arrives at the result that all the substance of the Earth has evolved from a primeval nebula. There is no occasion for us to enter her into a discussion of such ideas as this. For spiritual research as to consider not merely the material processes of Earth evolution, but before all the spiritual causes which lie behind all matter and substance. If we see before us a man in the act of lifting up his hand, this can start us on two different lines of thought. We may investigate the mechanism of the arm and of the remained of the body with the intention of describing how the action takes place as a purely physical process. But we can also direct our mind's eye to that which is going on in the man's soul and constitutes his motive for lifting up his hand. In a similar way the scientist trained in spiritual perception sees spiritual processes behind all the processes of the world of the physical senses. For him, all the changes in the material nature of the Earth-planet are manifestations of spiritual forces which are there behind the material. And as his spiritual observation reaches farther and farther back in the Earth's life, he comes at length to a point in evolution where the material first begins to be. The material evolves out of the spiritual; until then, the spiritual alone existed. By the exercise of spiritual observation we perceive the spiritual, and note how, as time goes on, it partially condenses, so to speak, to the material. We watch this taking place and, but that the process is on a higher level, it is very much as though we might be looking at a vessel filled with water, where by a finely regulated cooling process, lumps of ice were gradually taking shape. We see the ice condense out of what was water through and through. Similarly, by spiritual observation we can trace how the material things, events and entities condense, as it were, out of a previous existence which was spiritual through and through.

Thus the Earth-planet has evolved out of a cosmic spiritual entity. Everything material connected with the planet has condensed out of what was once united with it spiritually. But we must not imagine that a time ever came when all spiritual being had been transformed into material. That which confronts us in the latter is never more than part of the original and spiritual. Even throughout Earth's material evolution, the spiritual always remains the guiding and directing principle.

[ 7 ] It stands to reason that the way of thought which would hold fast to the physical, sense-perceptible processes alone—and to what the intellect is able to infer from these—can say nothing whatever about the spiritual of which we are here speaking If a being could exist, endowed with senses to perceive only the ice and not the finer state of water from which the ice on cooling separates itself, then for such a being the water would not be there; he could perceive nothing of it until some of it was changed into ice. So too for the man who will admit only what presents itself to the physical senses, the spiritual which underlies the earthly processes must ever remain hidden. And if form the physical facts that he perceives today he is able to form correct conclusions as to earlier conditions of the planet, he will still reach back only to that evolutionary point where the spiritual began its partial condensation to the material. His mode of thought will not perceive the spiritual that preceded that process, any more than it can perceive the spiritual substance which even now holds sway, invisibly, behind the world of matter.

[ 8 ] Not until the later chapters of this book will it be possible to speak of the paths whereby man attains the faculty to look back, in spiritual perception, to the earlier conditions of the Earth with which we are now dealing. Suffice it for the moment to point out that for spiritual research the facts of the most distant early times are not obliterated. When a creature has come into bodily existence, its bodily nature are not obliterated in the same way. They leave behind their traces, nay their exact images, in the spiritual foundation of the world. And if we are able to raise our faculty of perception and look through the visible world to the invisible, we arrive at length at a point where we have before us what may be compared to a mighty spiritual panorama wherein all the past events of the world are displayed. These abiding traces of all spiritual happenings may be called the “Akashic Records,” denoting as “Akasha-essence” that which is spiritually permanent in the world process, in contrast with the transient forms. Here once again it must be emphasized that researches in the supersensible realms of existence can only be made with the help of spiritual perception—that is to say, as regards the region we are now considering, by actual reading of the Akashic Records. Nevertheless here too, what has been said already in similar connections holds good: to investigate and discover the supersensible facts is possible only by supersensible perception; once found however, and communicated in the science of the supersensible, these facts can be understood with man's ordinary faculty of thought. There must only be the readiness to approach the subject with an open mind In the following pages the evolutionary conditions of the Earth according to the science of the supersensible will be communicated. The transformations of our planet will be followed down to the state of life in which it is today. Let anyone consider what he has before him today in pure sense-perception, and then give his attention to what supersensible knowledge tells of how this present has evolved from the primeval past. If he be truly open-minded, he will then be able to say to himself: In the first place, what this science tells is inherently logical; secondly if I assume the truth of what is communicated from supersensible research, I find I can understand how it is that things have eventually come to be such as they appear before me now.

The use of the word “logical” in this connection does not of course imply that errors in logic can never be contained in any particular statement from supersensible research. We are using the term here in no other way than it is used in ordinary life in the physical world, where logicality of statement is universally demanded—although some individual describing a particular set of facts may now and again be guilty of mistakes in logic. The situation is just the same in supersensible research. It may even happen that an investigator, able to perceive in supersensible domains, stumbles into errors in respect of logical description, and that a man who does not himself perceive supersensibly but has a good reasoning faculty, is subsequently able to correct him. As logic, however, no objection can be raised against the logic that is applied in supersensible research. Nor should it be necessary to emphasize that exception can never be taken to the facts themselves on merely logical grounds. Just as in the realm of the physical world one can never prove by logic whether or no a whale exists, but only by inspection, so it is with supersensible facts; they can be apprehended by spiritual perception and by that alone.

If cannot, however, be sufficiently stressed that for the student of supersensible realms it is a necessity, before he tries to approach the spiritual worlds with his own perception, to make sure that he is doing so from the right standpoint—the standpoint, that is, that he can reach through the above-mentioned logic and—what is no less important—through having come to recognize that, assuming the statements of Occult Science to be correct, the world wherever it is revealed to the senses appears intelligible. In effect, all conscious experience in the supersensible world remains uncertain, nay dangerous, a kind of groping in the dark, if the student disdains to undergo this preparation. And it is for this reason that the present book, before dealing with the actual path to supersensible knowledge, will communicate first the supersensible facts of Earth evolution.

One other point needs to be borne in mind in this connection. Someone who with pure thinking finds his way into what supersensible knowledge has to relate, is by no means in the same position as a man who listens to an account of some physical process which he is unable to witness for himself. Pure thinking is itself already a supersensible activity. True, inasmuch as it belongs to the life of sense, it cannot of itself take us to the supersensible events. But when applied to the supersensible events that are told out of supersensible perception, pure thinking does of itself grow into the supersensible world. Indeed one of the very best ways to attain perception of one's own in supersensible domains, is to grow into the higher world by thinking over what supersensible knowledge communicates. For with this way of entry the greatest clarity is ensured. Hence a certain school of spiritual-scientific research regards pure thinking as the soundest kind of first step in any spiritual-scientific training.

It will be readily understood that this book cannot set out to show, in connection with every detail of the Earth's evolution as perceived in the spirit, how the supersensible finds again and again its confirmation in the outwardly manifest. This certainly was not implied when we said that the hidden can everywhere be shown and proved in its manifest effects. Rather did we mean that everything man meets in life can become clear and intelligible to him, step by step, if he will but place the manifest events into the light that is made possible for him by Occult Science. Only in a few characteristic instances will reference be made in these pages to the confirmation of the hidden in the manifest, in order to show by a few examples how it is possible to find on every hand such confirmation in the practical pursuit of life, have we but the will to do so.

[ 9 ] Following back the evolution of the Earth with spiritual-scientific research, we come to a spiritual condition of our planet. If however we pursue the investigation still further, we find that this spiritual has already been in a kind of physical embodiment before. That is to say, we encounter a past physical planetary condition which afterwards became spiritual and then, becoming material once more, was at length transformed into our Earth. Our Earth thus appears as the re-embodiment of a primeval planet. But spiritual science is able to go even further back, and as it does so it finds the whole process repeated again twice over. Thus our Earth has passed through three previous planetary conditions, with intermediate states of spiritualization in between. The physical proves to be more and more fine and delicate, the farther back we trace the Earth's embodiment.

[ 10 ] Against the descriptions that will now follow it may quite naturally be objected: How can any reasonable person entertain the postulate of world-conditions so immeasurably remote? The answer is, that to a man who can look with understanding at the spiritual that is there now, hidden within what is manifest to the senses, insight also into former sates of evolution, however distant, cannot appear essentially impossible. If we do not recognize the hidden spiritual existence that is around us even at the present time, then it will indeed be meaningless to speak of an evolution such as is here in mind. But once we are able to recognize the presence of the spiritual here and now, we shall find the earlier condition given or implied in the immediate vision of the present, just as the condition of the one-year-old infant is implied in the appearance of a man of fifty. Yes, someone may say, but in this instance we have among us, beside people of fifty, children of a year of—and all the intermediate stages too. That is quite true; but the same is also true of the evolution of the spiritual to which we here refer. Anyone possessing clear insight and discrimination will recognize that a complete observation of the present—which will necessarily include its spiritual part too—cannot but perceive there also are evolutionary conditions of the past, preserved side by side with those stages of existence which have reached the present evolutionary level. Just as children of a year old are present side by side with men and women of fifty, so within all that goes on upon Earth at the present time we can still behold primordial happenings, if only we are able to hold distinct from one another the diverse stages of evolution.

[ 11 ] Man, in the form and figure in which he is now evolving, does not emerge until the fourth of the above planetary embodiments—the Earth proper. The essential feature of man's present form is that he consists of the four members: physical body, life-body, astral body and Ego. This form however could not have emerged at all, had it not been prepared by the preceding facts of evolution. The preparation took place through the gradual evolution, during the earlier planetary embodiment, of beings who had already three of the four members of the present human being, namely physical body, life-body and astral body. These beings, whom we may call in a certain respect the ancestors of man, had as yet no I, but they evolved the other three members and the mutual connections of these three up to the point where they were ripe, subsequently to receive the I. Thus on the preceding embodiment of the planet, man's ancestor had reached a certain degree of maturity in three members. With this he passed into the state of spiritualization, out of which the new planetary condition—that of the Earth—subsequently arose. In this Earth were contained, like seeds, the thus far matured ancestors of man. By undergoing entire spiritualization and re-appearing in a new form, the planet could give the seeds it contained within it, with their physical body, life-body and astral body, not only the opportunity to evolve again up to the height which had been theirs before, but the further possibility, having attained this height, to go beyond it by receiving in addition the I. Earth evolution falls accordingly into two parts. In the first the Earth appears as a re-embodiment of the earlier planetary condition, although by virtue of the spiritualized condition it has meanwhile undergone, this recapitulation represents a higher stage than that of the former embodiment. Within it the Earth contains the seeds of the ancestors of man which have come from the earlier planet. To begin with, the seeds evolve up to the level on which they were before. When they have reached it, the first period is at an end. And now, since its own evolution is at a higher stage, the Earth can bring the seeds also to a higher level; it can make them capable of receiving the I. Thus the second period of Earth evolution is characterized by the unfolding of the I in physical body, life-body and astral body.

[ 12 ] Through Earth evolution man is thus lifted a stage higher in his development. Now this was also the case in the former planetary embodiments. For something of the human being was already in existence on the very first of these. In order therefore to come to a clear understanding of man's present nature, we have to trace his evolution back to the far primeval past—to the above-mentioned first planetary embodiment. In supersensible research this first planetary embodiment may be called Saturn, the second may be designated Sun and the third, Moon; the fourth is the Earth. One thing, however, must be strictly borne in mind in regard to these designations. They must not, to begin with, be associated in any way with the identical names as applied to the members of our present solar system. “Saturn,” “Sun” and “Moon” are here intended simply as the names for past evolutionary forms which the Earth has gone through. As to the relation of these pristine worlds to the heavenly bodies that constitute our present solar system—that will emerge in the further course of our studies. Then too the reason for the choice of the names will become evident.

[ 13 ] The conditions on the four planetary embodiments will now be described. It can only be done in merest outline; for the events, the Beings and their destinies were truly no less manifold on Saturn, Sun and Moon than they are on Earth itself. Attention will be drawn to a few characteristic features that can help to illustrate how the present conditions of our Earth have evolved out of the former ones. The farther we go back in evolution, the less will the conditions be found to resemble those of the present time. Yet they can only be described by resorting to ideas and images derived from present conditions. Thus when we speak in this connection of light, warmth and the like, it must not be forgotten that what is thus referred to is not precisely the same as what we now call light and warmth. The notation is justified nevertheless, for the observer in the supersensible perceives in the earlier stages of evolution something from which the present light, warmth, etc. have come to be. And anyone who carefully follows the descriptions will be well able to gather, from the whole context into which things are placed, the kind of conceptions he will need in order to have pictures and images that truly convey the character of the events that took place in those remote ages of the past.

[ 14 ] The difficulty is, however, undeniably great for those planetary conditions which precede the Moon embodiment. For the conditions of the Moon period still show a certain likeness to those of the Earth, and in attempting to describe them these similarities with the present day give one a point of contact and enable one to express in clear ideas what has been supersensibly perceived. It is a very different matter when we come to describe the Saturn and Sun evolutions. What confronts the clairvoyant observer here is as different as possible from the things and beings that now belong to the horizon of man's life. This makes it exceedingly difficult even to bring the corresponding facts into the domain of the supersensible consciousness at all. But since the present human being cannot be understood without going back to the Saturn state, some description of it must none the less be given. And the description will not be misunderstood if it is borne in mind that the difficulty exists, and that many of the things here said are to be taken not so much as an exact description but more as a hint and indication of the facts.

[ 15 ] What has just been said, as well as what will be said in the following pages, might not unnaturally be held to contradict the statement made previously as to the persistence of the earlier conditions within the present. Nowhere, it might be said, is there a former Saturn, Sun or Moon condition existing side by side with the present Earth condition, still less a form of human being such as is here described as having existed in those earlier conditions. It is quite true: there are not Saturn, Sun or Moon men running about among Earth men in the way that little children of three run about among the men and women of fifty. But within the hum an being as he is on Earth these earlier conditions of mankind are indeed perceptible—supersensibly. To recognize that this is so, we need only have acquired a power of discernment extending to the full horizon of the facts of life. As the child of three is present beside the man of fifth, so are present, beside the alive and waking man of Earth, the corpse, the man asleep, and the dreaming man. Granted that these various forms of manifestation of man's being do not immediately reveal, as we see them before us, the several stages of his evolution, nevertheless clear and objective contemplation will behold in them the corresponding stages.

[ 16 ] Of the four present members of the human being the physical body is the oldest. Moreover it is the physical body which has attained the greatest perfection in its kind. Supersensible research shows that this member of the human being existed already in Saturn evolution. It is true, as will emerge in these descriptions, that the form it had on Saturn was utterly different from man's present physical body. The physical body of man as it is on Earth can only exist in its proper nature inasmuch as it is connected with a life-body, an astral body and an Ego, as has been described in earlier chapters of this book. On Saturn, there was ads yet no such connection. The physical body was passing through its first stage in evolution without a human life-body or astral body or Ego being incorporated in it. During Saturn evolution it was only maturing towards the stage of receiving a life-body, and before this could happen, Saturn had first to pass into a spiritual state and then be re-incarnated as the Sun. In the Sun embodiment of the Earth, what the physical body had become on Saturn unfolded once more, as from a seed. Only then could it be permeated with an etheric body. Through receiving into it an etheric body, its nature was changed: the physical body was raised to a second level of its perfection. A like thing happened during the Moon evolution when the ancestor of man, having evolved from Sun to Moon, received into himself the astral body. The physical body was thereby changed again; this time it was raised to a third level of perfection. The life-body too was changed; henceforth it stood upon its second level of perfection. On Earth, into the ancestor of man consisting now of physical body, life-body and astral body, the Ego was incorporated. Therewith the physical body reached its fourth degree of perfection, the life-body is third, the astral body its second; while the Ego even now is only at the first stage of its existence.

[ 17 ] If we really set out to consider man with an open mind, we shall have no difficulty in forming a right idea of the varying degrees of perfection of the several members. Compare, for example, the physical body with the astral in this respect. The astral body, it is true, being of the nature of “soul,” stands at a higher level in evolution than the physical; and when in future time the astral body has come to perfection, it will signify far more for man's whole being than the present physical body. Yet the latter in its kind has attained no mean height of development. Consider the structure of the heart, planned as it is in accordance with the highest wisdom! Or look at the miraculous structure of the brain; or at that of a single part only of some bone—the upper end of the thigh-bone, for example. We find there a network or scaffolding of tiny rods, arranged according to an inner principle. The structure of the whole is so compact as to produce with the minimum use of material the best possible effect at the joint-surfaces—the best distribution of friction, for example, hence affording the right kind of mobility. So do we fined in different parts of the physical body arrangements that give evidence of the working of a deep wisdom. And if we go on to observe the harmony that prevails in the co-operation of the parts within the whole, we shall surely agree that this member of the human being has reached a certain perfection of its kind. The fact that here and there seeming inefficiencies appear, or that disturbances in structure or in function can occur, is unimportant in comparison. Nay more, we can even find that such disturbances are in a sense only the necessary shadows cast by the light of a wisdom which is poured out over the organism as a whole.

And now compare with this the astral body as the bearer of joy and sorrow, of cravings and passions. How full of uncertainty it is in its joy and sorrow! What manifold cravings and passions work themselves out in it that are adverse to the higher aims of man, and are often meaningless! The astral body is only on the way to the achievement of that harmony and self-containedness which we see already before us in the physical. So too it could be shown how the etheric body in its kind proves more perfect than the astral body, but less so than the physical. And the same line of thought will show with no less certainty that the real kernel of man's being, namely the I or Ego, is now only at the beginning of its evolution. For how much has the Ego yet accomplished of its task, which is to transform the other members until these become a revelation of itself?

For one acquainted with spiritual science, the insight arrived at in this way by external observation is intensified by something else. It might well be argues that the physical falls a pretty to disease. Now spiritual science is able to show that a large proportions of illnesses are due to some fault or failing in the astral body being transmitted to the etheric, and, through the latter, disturbing the harmony of the physical body, which in itself is perfect. This deeper connection—which can here be no more than indicated—and with it the essential cause of many a disease, eludes that mode of science which would restrict itself to physical and sense-perceptible facts. More often than not, the connection is as follows. Injury to the astral body is followed by morbid symptoms in the physical, not in the same life in which the injury is done, but in a subsequent life. Consequently the laws that prevail here are significant only for those who are ready to admit the repetition of man's life on Earth. But even if one did not wish to concern oneself with these deeper realms of knowledge, common observation would reveal only too clearly that man gives himself up to cravings and enjoyments which undermine the harmony of the physical body. Now cravings, passions, enjoyment and the like have their seat not in the physical but in the astral body. In effect, the latter is in many respects still so imperfect that it can actually mar the perfection of the physical body.

Here again let it be emphasized that the connections indicated are by no means intended to prove the statements of spiritual science as to the evolution of the four members of man's being. The proofs are derived in every case from spiritual research, which reveals that the physical body has behind it a fourfold transformation to higher stages of perfection, and the other members less, as has been explained. It was only desired to point out that these communications from spiritual research are related to facts of which the consequences are even outwardly observable, in the degrees of perfection of physical body, life-body and the remaining members.

[ 18 ] If we would form an idea—pictorial, but approximating to reality—of the conditions during Saturn evolution, we must bear in mind that of the things and beings now belonging to the Earth and included in the mineral, plant and animal kingdoms of Nature, virtually nothing was in existence then. The beings of these three kingdoms arose only in later periods of evolution. Of the beings of the Earth which are physically perceptible today man alone was present at that time, and of him only the physical body. But even now there are, belonging to the Earth, not only the beings of the mineral, plant and human kingdoms, but other beings too, who do not manifest in physical corporeality. Such beings existed also in the Saturn evolution, and their activity upon the scene of Saturn resulted in the subsequent evolution of man.

[ 19 ] If we turn, first of all, with spiritual organs of perception, not to the beginning or end but to the middle period of evolution of the Saturn embodiment of the Earth, we find a condition consisting essentially of “warmth” alone. There is nothing to be found of gaseous or liquid, let alone of solid constituents. It is only in the later embodiments that these other states emerge. Let us assume that a human being with present-day sense-organs were to approach this Saturn as an observer. Of all the sense-impressions of which he is capable, nothing would meet him there, save the sensation of warmth. Imagine him approaching ever nearer and nearer. The most he would perceive as he reached it would be that the part of space occupied by Saturn was in a different warmth-condition from the remaining spatial environment. Nor would he find the Saturn space itself uniformly warm. Warmer and cooler portions would be alternating with one another in the most diverse ways. Along certain lines, radiant warmth would be perceived. Such lines would not simply go on and on in one direction; irregular figures would be arising from the differences of warmth. Thus he would have before him a kind of heavenly body, a being in the cosmos, inwardly organized and differentiated, appearing in manifold and constantly changing states, and composed of warmth alone.

[ 20 ] It will be difficult for man of today to imagine something that consists of warmth alone, for is not accustomed to recognize heat or warmth as existing in itself; he is accustomed only to perceive it in connection with hot or cold gaseous, liquid or solid bodies. To one who has entirely adopted the physical conceptions of our time it will appear senseless to speak of “warmth” in the way we have done. He may well reply that there are solid, liquid and gaseous bodies, but “heat” or “warmth” denotes no more than a condition pertaining to one or other of these three. When the smallest particles of a gas are in motion, he will say we perceive this motion as warmth, but where there is no gas there can be no such motion, therefore no warmth.

The researcher in spiritual science sees the matter differently. Warmth, to him, is something of which he can speak in the same sense as of a gas, or of a liquid or solid body. It is only a yet finer substance than gas. Moreover, to him the gas itself is none other than warmth condensed, in the sense in which a liquid is condensed vapor or a solid body condensed liquid. Thus the spiritual scientist speaks of warmth-bodies, just as he speaks of gaseous and vaporous bodies.

To follow the spiritual researcher into this sphere, it is only necessary to admit the existence of a perception belonging entirely to the soul. In the world that is presented to the physical senses, warmth undoubtedly appears as a condition of what is solid, liquid or gaseous. But this is no more than the external side of warmth, or we may say, its effect. And it is really of this effect of warmth alone that physicists speak, not of its inner nature. Let us try for once to look away from the warmth-effects that we receive from outside and fix out attention purely on the inner experience we have when we say the words: “I feel warm,” or “I feel cold.” It is this inner experience alone that can give an idea of what Saturn was in the above-described period of its evolution. We might have passed right through the part of space it occupied; there would have been no gas to exert pressure, no solid or liquid body from which impressions of light could be received. But at each point of space we should have felt, inwardly and without impressions from outside: “Here there is this or that degree of warmth.”

[ 21 ] In a heavenly body of this kind there are not the conditions for the animal, plant or mineral creation of our present world. (Hence it can hardly be necessary to remark that the suggested assumption could not possibly take place in fact. A man of the present day could not, just as he is, confront Old Saturn as an observer. The suggestion had only an explanatory purpose.)

The beings of whom supersensible cognition becomes aware when observing Saturn were at a very different stage of evolution from the present, sense-perceptible beings of the Earth. Beings appear there, to begin with, who had not a physical body like the body man has today. When “physical body” is spoken of, we must beware of thinking of man's present physical corporeality. For we have carefully to distinguish between physical body and mineral body. A physical body is one that is governed by the physical laws that are observable today in the mineral kingdom. The present physical body of man is not only governed by the physical laws; it is also permeated with mineral substance. On Saturn there can bas yet be no question of physical-mineral body of this kind. There, there is only a physical corporeality, governed by physical laws—which laws express themselves solely in warmth-effects. Thus the physical body on Saturn is a delicate, tenuous, ethereal body-of-warmth. And the entire Saturn consists of these warmth-bodies. They are the first beginnings of the present physical-mineral body of man, which has evolved out of the old warmth-body by receiving into it the gaseous, liquid and solid substances that developed only at a later stage.

Among the Beings who come before the supersensible consciousness in the moment when it is confronted by the Saturn stage of evolution, and of whom we may speak as dwellers upon Saturn in addition to man, there are for instance some who had no need of a physical body at all. On the other hand they had one member beyond the members of man's being. Man has the Spirit-Man as his highest member; these Beings have a still higher one, and between etheric body and Spirit-Man they have also all the other members that we find in man: astral body, Ego, Spirit-Self, and Life-Spirit. As our Earth is surrounded by an atmosphere, so too was Saturn, only with Saturn the atmosphere was of a spiritual kind.¹ For it consisted of Beings—those already mentioned, and other Beings too. And there was a continual interaction between these Beings and the warmth-bodies of Saturn. The Beings let down the members of their nature into Saturn's physical warmth-bodies. And while in these themselves there was no life, the life of the Beings that dwelt in their encircling sphere expressed itself in them. The warmth-bodies might indeed by compared to mirrors; only it was not the above-named Beings themselves that were mirrored in them, but their life-conditions. In Saturn itself one could not have discovered anything that was alive, and yet Saturn had a vivifying influence on its environment in the heavenly spaces, for it rayed back—sent back, as it were—an echo of the life which was sent down to it. The whole of Saturn appeared like a mirror of the heavenly life. Certain sublime Beings whose life Saturn rays back, may be called Spirits of Wisdom. (In Christian spiritual science they bear the name Kyriotetes, i.e. Dominions.) Their activity on Saturn does not be any means begin with the middle epoch of evolution which is here being described. Indeed in a certain sense it is by then already at an end. Before they could become conscious of the reflection of their own life, proceeding from the warmth-bodies of Saturn, they had first to make these bodies capable of bringing about such a reflection. Hence their activity began soon after the commencement of Saturn evolution, at a time when the Saturn corporeality was still chaotic substance which could not have reflected anything.

In setting out to contemplate this chaotic, undifferentiated substance, we have already transplanted ourselves in spiritual observation to the beginning of Saturn evolution. What can be observed there does not by any means bear the later character of warmth. To characterize it, we can only speak of a quality which may be compared to the human Will. Through and through, it is nothing else than Will. Here therefore we are dealing with a condition that is purely of the nature of the soul. If we look for the source of this Will, we find that it arises from the outpouring of sublime Beings who had, by stages scarcely to be even dimly divined, brought their evolution to such a height that when the Saturn evolution began, they were able to let Will pour forth from Their own being. When the outpouring has lasted for a certain time, the activity of the Spirits of Wisdom unites with the will, with the result that the Will, which up to now might be said to have no inherent properties of its own, gradually acquired the property of raying forth Life, raying it back into the heavenly spaces.

The Beings who find Their blessedness in pouring out Will at the beginning of Saturn may be called “Spirits of Will.” (In Christian esoteric science they are called the Thrones.)

When by the working together of Will and Life a certain stage of Saturn evolution has been reached, other Beings too begin to work. They also are in the surrounding sphere of Saturn. We may call them Spirits of Movement; in Christian terminology they are Dynamis or Mights. They have no physical body and no life-body; their lowest member is the astral body. When the Saturn bodies have attained the faculty of reflecting life, the life which is thus rayed back can become permeated with the properties which have their seat in the astral bodies of the Spirits of Movement. As a result, it appears as though expressions of emotion, feeling, and other soul-forces were being hurled out from Saturn into the heavenly spaces. The entire Saturn seems like a being that is ensouled, manifesting sympathies and antipathies. But these manifestations are not its own; they are but the reflection of the soul-activities of the Spirits of Movement.

When this too has lasted through a certain epoch, the activity of yet other Beings begins, whom we will call Spirits of Form. Their lowest member is also an astral body, but it is at a different stage in evolution from the astral body of the Spirits of Movement. The manifestations of feeling which the Spirits of Movement communicate to the life that is rayed back from Saturn are of a general kind, whereas the astral body of the Spirits of Form (in Christian language Exusiai or Powers) works in such a way that it seems as though manifestations are being hurled out into cosmic space from many single beings. The Spirits of Movement, we might say, make Saturn as a whole appear as an animate being endowed with soul. The Spirits of Form divide this life of Saturn into so many separate living entities, so that eventually it appears like a conglomeration of soul-beings.

Picture to yourself a mulberry or a blackberry, composed as it is of ever so many tiny berries. To the supersensible observer Saturn looks like this in the evolutionary epoch here described. It is composed of the single Saturn beings who have no life or soul of their own, but ray back the life and soul of the Beings that dwell around them.

And now at this stage in the evolution of Saturn certain Beings intervene, who again have the astral body for their lowest member, but have brought it on so far in its evolution that it works like a human I of the present time. Through them the I looks down from the surrounding spaces on to Saturn, and communicates its nature to the single “live” beings. Hence something is sent forth from Saturn into the heavenly spaces, that resembles the impression made by human personality in our present cycle of life. The Beings who bring this about may be called “Spirits of Personality” (in Christian terminology they are the Archai, First Beginnings, or Principalities.) These Beings communicate to the particles of the Saturn body a semblance of the character of personality. The Spirits of Personality have their real personality in the surrounding sphere. They cause their own being to be rayed back to them from the Saturn bodies, and this very process bestows upon the Saturn bodies the fine substantiality which was described above as “warmth.” Throughout the whole of Saturn there is no inwardness; but the Spirits of Personality behold and recognize the image of their own inwardness, in that it streams out to them as warmth from Saturn.

[ 22 ] While all this is happening, the Spirits of Personality are at the stage at which the human being is today. They are going through their “human” epoch. To see this fact in its true light, we must be ready to conceive that a being can be a “human” being without necessarily having the form and figure man has today. The Spirits of Personality are “men” upon Saturn. Their lowest member is not the physical body but the astral body with the Ego. Therefore they cannot express the experiences of their astral body in a physical and an etheric body in the same way as can the man of today. Nevertheless they not only have an I or Ego but are aware of it, for the warmth of Saturn, by raying back this Ego, brings it home to their consciousness. They are, in effect, “human beings” under conditions differing from the earthly.

[ 23 ] In the further course of Saturn evolution, facts of quite another kind ensue. Hitherto it was all a reflection of life and feeling that were outside; henceforth there is a kind of inner life. A life of light begins, flickering here and there within the Saturn world and dying down again. At some places a quivering of glowing light will appear, at others something more like rapid lightning-flashes. The Saturn warmth-bodies begin to glimmer and glisten, even to radiate light. The attainment of this stage affords once more the possibility for certain Beings to unfold their activity. These are the Beings who may be designated “Fire Spirits” (in Christian terminology, Archangeloi, Archangels.) They have an astral body of their own at this stage of their existence but they cannot by themselves give it any stimulus. They would be quite incapable of arousing any feelings or sensation were it not for the fact that they can work upon the warmth-bodies which have reached the stage here indicated. Working in this way makes it possible for them to perceive their own existence; they perceive it by the influence they exercise. They cannot say to themselves “I am,” rather would they have to say: “My environment enables me to be.” They have perception; indeed their perceptions consist in the above-described light-effects on Saturn. These are in a certain sense their I. This gives them a peculiar form of consciousness. We may describe it as a picture-consciousness. It may be conceived as of the nature of man's dream-consciousness; only we must imagine it far more vivid, far more animated than human dreaming. Nor is it a mere meaningless ebb and flow of pictures; the dream-pictures of the Fire Spirits and the warmth-bodies of Saturn, the seeds of the human sense-organs are first implanted in the stream of evolution. The organs whereby today man perceives the physical world light up in their first, delicate ethereal beginnings. Phantoms-of-man, revealing as yet no other outward sign than these “light” archetypes of the sense-organs, become perceptible in Saturn to the faculty of clairvoyance. Man's sense-organs are thus the fruits of the activity of the Fire Spirits. But these are not the only Spirits concerned in their creation. Simultaneously with the Fire Spirits, other Beings appear upon the scene—Beings so far advanced in evolution that they are able to make use of the seeds of the sense-organs for witnessing the cosmic processes of Saturn's life. These are the Beings whom we may designate “Spirits of Love” (In Christian language, Seraphim.) Were it not for them, the Fire Spirits could not have the consciousness above described; for they gaze upon the processes taking place in Saturn with a consciousness that enables them to transmit pictures of these processes to the Fire Spirits. For themselves they forgo all the advantage they might have through witnessing the Saturn events. They renounce every enjoyment it could afford them, every delight; they give that all up, so that the Fires Spirits may have it.

[ 24 ] These events are followed by a new period in Saturn's existence. To the play of light another thing is added. It may well seem quite made to many people when we tell what now confronts supersensible cognition. Within the Saturn body something like sensations of taste begin to go surging to and fro. Sweet, bitter, sour, etc. are perceived at diverse places in the interior of Saturn; while in the heavenly spaces without, all this gives the impression of sound, a kind of music. And in these processes, once more, Beings find it possible to unfold their activity on Saturn. These Beings may be called the “Sons of Twilight,” or “Sons of Life” (in Christian language they are the Angeloi or Angels.) They begin to interact with the surging, eddying forces of taste in the interior of Saturn, and by this means their etheric of life-body develops an activity that we may designate as a kind of metabolism. They bring life into the interior of Saturn; processes of nutrition and excretion begin to take place there. Not that the Beings themselves bring about these processes directly; the processes arise indirectly, through their activity. And now this inner life makes it possible for yet other Beings to enter the heavenly body. Let them be called the “Spirits of the Harmonies” (in Christian terminology called the Cherubim.) These Beings transmit to the Sons of Life a kind of dim consciousness of man today. It is like the consciousness that belongs to man in dreamless sleep, which is of such a low degree that in a manner of speaking it does not “come to consciousness” at all; man remains unaware of it. Yet it is there. It differs from day-consciousness in kind as well as in degree. Our present-day plants possess this “dreamless sleep” consciousness. It affords no perceptions of an outer world in the human sense of the word, but it regulates the life-processes and brings them into harmony with those in the outer Universe. At the Saturn stage with which we are here dealing, the Sons of Life cannot perceive the regulations; but the Spirits of the Harmonies perceive it. They therefore are the real regulators.

All this life goes on in what we have described as the phantoms-of-man. These therefore appear to the spiritual eye as though they were alive; and yet their life is but a semblance of life. It is the life of the Sons of Life who as it were make use of these phantoms in order to live out their own life.

[ 25 ] Let us now direct our attention to these phantoms-of-man with their semblance of life. During the period with which we have been dealing, they are of ever-changing form. Now they will resemble one shape, now another. In the further course of evolution the shapes become more definite, and sometimes even last for a while. This is due to their being now permeated by the influences of the Spirits who were at work in the very beginning of Saturn evolution, namely the Spirits of Will (the Thrones.) As a result, the phantom-of-man appears to be endowed with the simplest, darkest form of consciousness. We must conceive it as being yet more dim than that of dreamless sleep. Under present-day conditions, the minerals possess this consciousness. It brings the inner nature of the object or being into unison with the physical external world. On Saturn it is the Spirits of Will who regulate this unison, with the result that man appears like an impress of the Saturn life itself. What the Saturn life is on a large scale, man is now at this stage on a small. And with this the first seed is given of what is still only in the seedling stage even in the man of today, namely Spirit-man (Atman.) Inwardly—within Saturn—this dull human will manifests itself to the faculty of supersensible perception by effects which may be compared to “smells.” Outwardly—out into the heavenly spaces—there is a manifestation as of personality, a personality, however, that is not guided by an inner I, but regulated from outside like a machine. It is the Spirits of Will who regulate it.

[ 26 ] Surveying the above, we see that form the middle condition onward the stages of Saturn's evolution could be characterized by comparing their effects with sense-impressions of the present time. Thus it was possible to say: Saturn evolution manifests as warmth; afterwards a play of light is added, then a play of taste and sound, until at length there appears what reveals itself inwardly—to the interior of Saturn—in sensations of smell, and outwardly like a human I working in a machine-like way. How is it then with the manifestations of Saturn evolution before the state of warmth is reached? They cannot be compared with anything whatsoever that is accessible to outer sensation. The warmth-condition is preceded by one which man today experiences only in his inner being. When he gives himself up to ideas which he forms for himself within his soul without the occasion being thrust upon him by any impression from outside, then he has within him something which no physical senses can perceive—something which is accessible, as a perception, to higher spiritual sight alone. The warmth-condition of Saturn is in effect preceded by manifestations which exist only for one who can perceive the supersensible. Three such conditions may be named: pure warmth-of-soul, not outwardly perceptible; purely spiritual light, which outwardly is darkness; and spiritual being which is complete in itself. Pure inner warmth accompanies the appearance on Saturn of the Spirits of Movement, pure spiritual light that of the Spirits of Wisdom, while pure inward being is connected with the first outpouring of the Spirits of Will. Thus with the appearance of the Saturn warmth, our evolution first emerges from an inner life of pure spirituality, to an existence manifesting outwardly.

[ 27 ] One more thing must be added, with which the present consciousness may find it still more difficult to come to terms. With the warmth-conditions of Old Saturn there also first emerges what we call Time. The previous conditions are in fact not temporal at all. They belong to the realm which, in spiritual science, may be named Duration. All that is said in this book of conditions in the Realm of Duration must therefore be understood in this sense. It must be borne in mind that any expression implying time-relationships is used only for the sake of comparison and exposition. In human language even those things which, in a manner of speaking, precede time, can only be characterized with words in which the time-conception is implicit. We must remember that though the first, second and third Saturn states did not take place “one after the other” in the present-day sense of the words, we cannot, after all, avoid describing them in sequence. Moreover, in spite of their duration of simultaneity, they depend on one another, and the dependence is such as to be comparable with a succession in time.

[ 28 ] With this reference to the earliest evolutionary states of Saturn, light is also thrown on all further questionings as to the “whence” of these conditions. In a purely intellectual way it is possible, of course, in the case of every given origin, to ask again after its origin. But in relation to the facts this will not do. We can easily bring it home to ourselves by a comparison. If we see ruts in a road we may ask, “Whence do they come?” We may receive the answer, “From a carriage.” Then we can ask again, “Where did the carriage come from, and where was it going?” Here again an answer founded on facts is possible. We can still go on to ask, “Who was in the carriage? What were the intentions of the person using it? What was he doing?” But we shall at length reach a point where our questioning is brought to a natural conclusion by the facts themselves. And if we go on asking questions beyond this point, we are departing from the purpose of the original question; we only prolong the questioning, as it were, mechanically. In cases like the one here cited as an illustration, we can readily see where the facts themselves will put a natural end to questioning. With the great questions of the Universe it is not so easy. None the less, if we think it over carefully, we shall recognize that all questions of “Whence” must come to an end with the Saturn conditions we have been describing. For we have here reached a sphere where the beings and processes are no longer to be accounted for by reference to that from which they take their origins, but by what they are in themselves.

[ 29 ] The eventual result of Saturn evolution is to be seen in the fact that the seed of man has grown an developed to a certain point. It has attained the low, dim state of consciousness which was described above. We must not imagine that this began to evolve only in the last stage of Saturn. The Spirits of Will are working throughout all the conditions, but it is in the last period that the result of their activity is most apparent to supersensible perception. Altogether, no hard and fast line can be drawn between the activities of the several groups of Beings. When it is said: first the Spirits of will are active, then the Spirits of Wisdom, and so forth—it does not mean that they are active at that stage only. They work throughout the whole of Saturn evolution; their working is, however, most readily observed in the times thus indicated, when the several Beings have as it were their periods of leadership.

[ 30 ] The whole of Saturn evolution thus appears as an elaboration, by the Spirits of Wisdom, Movement, Form, etc. of that which was poured out in the beginning by the Spirits of Will. The spiritual Beings themselves undergo evolution in the process. The Spirits of Wisdom, for example, after having received their life rayed back to them from Saturn, are at another stage than before. Their own faculties have advanced to a higher level, and there follows for them something not unlike what sleep is for the human being. Periods of activity on Saturn are followed by times when they are living as it were in other worlds; and then their activity is turned away from Saturn. Consequently, supersensible perception sees in the Saturn evolution here described, a rise and fall. The former lasts until the state of warmth has developed and matured. Then, with the play of light, a waning process begins. And when through the working of the Spirits of Will the phantoms-of-man have taken shape and form, the spiritual Beings have by then all gradually withdrawn. Saturn evolution dies away into itself, and disappears as such. A kind of interval of rest begins. The germ or seed of man passes as it were into a state of dissolution; not that it vanishes entirely—rather it is in the condition of a plant seed which, resting in the Earth, will ripen by and by into a new plant. So does the seed of man rest in the bosom of the world, there to await a new awakening. And when the time for its awakening has come, then the spiritual Beings have on their part acquired—under different conditions—the faculties to work still further upon the seed of man. The Spirits of Wisdom have in their etheric body attained the power to do more than enjoy the reflection of Life—as on Saturn; they are now able to pour Life out of themselves, endowing other beings with it. The Spirits of Movement are now as far advanced as were the Spirits of Wisdom upon Saturn. Their lowest member upon Saturn was the astral body; henceforth they have in addition an etheric or life-body of their own. And the other spiritual Beings too have reached a further stage in their evolution. Hence in the further evolution of the seed of man these spiritual Beings can all work in quite another way than they did upon Saturn.

But now at the end of Saturn evolution the seed of man had, as it were, dissolved; and in order that the Spirit-beings—more highly evolved as they now are—may continue where they left off before, it must briefly recapitulate the stages it went through on Saturn. And this is precisely what shows itself to supersensible perception. Emerging once more from its hidden state, the seed of man begins to unfold by its own inherent faculty—by virtue of the forces with which it was imbued on Saturn. It comes forth out of the darkness as a being-of-will, and raises itself to the semblance of life, of soul-likeness and so forth, until it reaches the manifestation of machine-like personality which belonged to it at the close of Saturn evolution.

The second of the great evolutionary periods—the Sun stage—uplifts the human being to a higher level of consciousness than he attained on Saturn, although compared with man's present consciousness, his condition on the Sun might still be called unconsciousness. For it is well-nigh equivalent to the state in which he now finds himself in absolutely dreamless sleep. We might also compare it with the low degree of consciousness in which our world of plants is slumbering today. For supersensible perception there is, as a matter of fact, no such thing as unconsciousness there are but differing degrees of consciousness. Everything in the world is conscious.

Man attains this higher state of consciousness in the course of Sun evolution through the fact that the etheric or life-body is now incorporated in him. But this cannot take place until the Saturn conditions have been recapitulated. Such recapitulation has a quite definite meaning. When the interval of rest is over, what was previously Saturn emerges from the “cosmic sleep” as a new world-entity—as Sun. But the whole situation within which evolution takes place is now changed. The Spirit-beings whose working upon Saturn we described have progressed to new conditions. The seed of man, however, as it emerges on the newly formed Sun, appears, to begin with, just as it become on Saturn. It has accordingly first of all to transmute the several evolutionary stages it underwent on Saturn, in order to adapt them to the conditions on Sun. Hence the Sun epoch begins with a repetition of the Saturn events, but a repetition adapted to the changed conditions—the Spirits of Wisdom begin their work of pouring the etheric or life-body into the physical. The higher stage that man attains upon Sun may be characterized as follows. The physical body, formed already upon Saturn in its germinal beginnings, is raised to a second level of perfection, in that it now becomes the bearer of an etheric or life-body. The etheric or life-body itself attains, during the Sun evolution, the first degree of its perfection. But for these stages of perfection to be achieved—the second for the physical and the first for the life-body—the intervention of other Spiritual-beings too is needed, just as it was for the Saturn stage.

[ 32 ] When the Spirits of Wisdom begin with their inpouring of the life-body, the Sun entity, which until now was dark, begins to radiate light. Simultaneously the first signs of an inner quickening appear in the seed of man: life begins to be. What on Saturn had to be described as a mere semblance of life, is now becoming real life. The inpouring goes on for a time, and then an important change comes over the seed of man; it differentiates into two parts. Hitherto, the physical body and life-body have been in intimate union as a single whole; now, the physical begins to separate off as a distinct part—although it still remains permeated with the life-body. Thus we now have to do with a twofold human being. One part of man is physical body, permeated through and through with life-body; the other consists of life-body alone. This severance takes place during an interval of rest in the Sun life, when the light-radiance which had begun to appear dies down again. It happens during what may be called a “cosmic night.” This interval of rest is however far shorter than the aforesaid interval between the Saturn and Sun evolutions. When it is over, the Spirits of Wisdom continue for a while to work upon the two-fold human being, just as they worked on him before, when he was single and undivided. Thereafter, the Spirits of Movement come in with their activity; they permeate with their own astral body the life-body of the human being. The life-body thus attains the faculty to carry out certain inner movements in the physical—movements that are comparable to those of the saps and fluids in a plant of the present day.

[ 33 ] The whole of Saturn consisted of warmth alone. During Sun evolution this warmth-substance condenses to a state which may be likened to that of our present gas or vapor. It is the condition we can denote as Air. The first beginnings of it show themselves after the Spirits of Movement have come in with their activity. To supersensible consciousness the following appears. Within the warmth-substance delicate, tenuous structures emerge, which are brought into regular movement by the forces of the life-body. These structures make manifest the physical body of the human being as it is at this stage in its evolution. They are permeated through and through with warmth, and are also enveloped as if by an integument of warmth. Warmth-creations with air-forms incorporated in them, the latter engaged in regular and constant movement—so may be describe the human being, physically speaking, at this stage. If we want to maintain the suggested comparison with the plant of the present day, we must remember that we are not dealing with a compact plant but with a form consisting of air or gas, the movements of which are not unlike those of the sap in the present plant.¹

This evolution is then carried further. After a time an interval of rest once more ensues; and when this is over, the Spirits of Movement continue with their work, until it is supplemented by that of the Spirits of Form, as a result of whose activity the gaseous structures, hitherto constantly changing, now assume more permanent shape. This too is brought about through the Spirits of Form pouring their forces in and out of the life-body of the human beings. Previously, when the Spirits of Movement alone were working upon them, the gaseous bodies were in incessant motion; only for a moment did they ever maintain their shape. Henceforward they will now assume, for a time, distinguishable forms.

Once more, after a certain time, comes an interval of rest; and when that is over, the Spirits of Form resume their activity. Then, however, altogether new conditions appear within Sun evolution.

[ 34 ] For now the point is reached where Sun evolution has attained its middle epoch. It is the time when the Spirits of Personality, who reached their human level upon Saturn, rise to a higher stage of perfection, thus transcending the stage of humanity. They attain a consciousness which, in the regular course of evolution, present-day man does not yet possess. He will attain it when the Earth—the fourth of the planetary stages in evolution—has reached its goal and the next planetary period will have begun. At that time, man will no longer perceive around him merely what the present physical senses communicate to him; he will be able to observe in pictures the inner soul-condition of the beings that surround him. He will have picture-consciousness, still however retaining full self-consciousness. For in his picture-vision, there will be nothing dim or dreamlike. He will perceive things of the soul—in pictures it is true, yet so that the pictures will express realities just as physical colors and tones do today. In our time it is only by spiritual-scientific training that man can raise himself to this kind of seership. The training will be dealt with in a later chapter.

Such seership the Spirits of Personality attain as their normal gift of evolution in the middle of the Sun stage. And it enables them, during Sun evolution, to work upon the newly formed life-body of the human being in the same way as they worked upon his physical body during Saturn. As upon Saturn the warmth rayed back to them their own personality, so now the gaseous forms ray back to them in shining light the picture-visions of their seership. They behold—supersensibly—what is now taking place on Sun. Nor is their seeing by any means mere observation. For in the pictures that stream outward from the Sun, it is as though something of that force which man on Earth denotes as Love were making itself felt. And as we look—in soul—more closely, we find the cause of this. Into the light as it rays outward from the Sun, sublime Beings have mingled their activity. These are the “Spirits of Love” (in Christian language, Seraphim) already named in the preceding pages. Henceforth they work upon the human etheric body (or life-body) in co-operation with the Spirits of Personality. The combined activity of these Beings enables the life-body to take a further step on its path of evolution. It becomes capable not only of transforming the gaseous structures which are within it, but of so working upon them that the first suggestions of a reproductive process appear in the living human entities. Secretions are as it were driven forth—or we might say, “perspired”—by the already-formed gaseous organisms, and assume form in their turn in the likeness of their mother-organism.

[ 35 ] Before we can go on to describe the further evolution of the Sun, we must point to a fact which is of the greatest importance in the whole cosmic process. In the course of a given epoch not all the beings attain the goal of their evolution. Some fall short of it. During Saturn evolution, for example, not all the Spirits of Personality attained the “human” stage appointed for them. Nor did all the human physical bodies that developed upon Saturn reach the degree of maturity which could enable them to become the bearers on Sun of an independent life-body. As a result, beings and structures are present on the Sun, unsuited to the conditions that obtain there. These must now make good what they have missed on Saturn. During the Sun stage spiritual perceptions can therefore observe the following. When the Spirits of Wisdom begin with their in-pouring of the life-body, the whole body of the Sun becomes as it were clouded. For it is interspersed with structures which belong essentially to Saturn—warmth-structures that are unable to condense in the proper way to air. These are the human entities which have remained behind at the Saturn stage. They cannot become bearers of a normally developed life-body.

What is thus left behind of Saturn's warmth-substance, divides on the Sun into two portions. One is as it were absorbed by the human bodies, and constitutes henceforth, within the human being, a kind of lower nature. Thus on Sun the human being receives something into his bodily nature that corresponds in reality to the Saturn stage. Now as the Saturn body of man made it possible for the Spirits of Personality to rise to their “human” level, so on the Sun does this Saturn part of man render a like service to the Fires Spirits. These rise to their human stage by pouring their forces in and out of it, just as the Spirits of Personality did on Saturn. This too takes place during the middle epoch of Sun evolution, for then the Saturn part of the human being is sufficiently mature for the Fire Spirits (The Archangeloi) to pass through their human stage with its assistance.

Another portion of the Saturn warmth-substance separates off and comes to an independent existence alongside of and among the Sun human beings, constituting thus a second kingdom, developing a fully independent, but purely physical body—a body of warmth. There is therefore in this second kingdom no independent life-body to receive the activity of the fully evolved Spirits of Personality. But now certain Spirits of Personality have also stopped short at the Saturn stage; they did not attain there the level of humanity. Between them and this second kingdom of the Sun, there is a bond of attraction. They must now relate themselves to this retarded kingdom in the same way as their more advanced companions related themselves upon Saturn to the human beings. For upon Saturn these too had developed only a physical body. But on the Sun itself there is no possibility for this work to be done by the backward Spirits of Personality. They therefore separate themselves from the Sun and form an independent heavenly body outside it. From this heavenly body that has left the Sun, the retarded Spirits of Personality work upon the creatures of the second Sun kingdom.. The single cosmic entity that Saturn was before, has thus become two. Henceforth the Sun has a second heavenly body in its environment, representing a kind of re-birth of Saturn—as it were, a new Saturn. From this new Saturn the second kingdom of the Sun is endowed with the character of personality. Its beings have no personality upon the Sun itself; but they reflect to the Spirits of Personality on the new Saturn their personality. In among the human beings on the sun, supersensible consciousness can observe forces of warmth, whose working intermingles with the regular evolution of the Sun. Herein we have to perceive the Spirits of the new Saturn wielding their power.

Observation of the human being during the middle epoch of Sun evolution reveals it to be divided into a physical body and a life-body. The latter is the scene of activity for the more advanced Spirits of Personality, in unison with the Spirits of Love. The physical body is now intermingled with a portion of the retarded Saturn nature, and here the activity of the Fire Spirits is at work. In what the Fire Spirits achieve in this retarded Saturn nature, we have to recognize the forerunners of the present sense-organs of Earth man. (It will be remembered that already upon Saturn the Fire Spirits were concerned in elaborating within the warmth-substance the seeds of the human senses.) On the other hand, in that which is accomplished by the Spirits of Personality in union with the Spirits of Love (the Seraphim,) we have to perceive the first beginnings of man's present glandular organs.

But now the work of those Spirits of Personality who dwell on the new Saturn is not exhaustively described in what was said above. Their activity goes beyond the second kingdom of the Sun; they also establish a kind of connection between this second kingdom and the human senses. The warmth-substances of this second kingdom stream through the human senses in their germinal condition, pouring continually in and out of them. In this way the human being rises on Sun to a kind of perception of the lower kingdom that is there beside him. It is, in the nature of the case, a very dim perception—corresponding in all respects to the dull Saturn consciousness of which we spoke before. And it consists essentially in varying effects of warmth.

[ 38 ] All that has here been described as pertaining to the middle epoch of Sun evolution, lasts for a certain time; and then, once more there is an interval of rest. After the interval, things go on for awhile in the same way as before, until a point is reached in evolution when the human etheric body is mature for a united working of the Sons of Life (The Angeloi) and the Spirits of Harmony (the Cherubim.) To supersensible consciousness manifestations now appear within the human being which may be likened to perceptions of taste, and which reveal themselves outwardly as sounds. It will be remembered that we resorted to a similar comparison in our description of Saturn evolution. Here however, on Sun, all that does on in the human being is far more inward, is full of a more independent life.

The Sons of Life hereby attain the dim picture-consciousness which the Fire Spirits reached on Saturn. The Spirits of Harmony (Cherubim) are their helpers in this. They behold in spirit what is now taking its course in Sun evolution; but they deny themselves all the fruits of this their contemplation, all feeling of the Wisdom-filled pictures that arise there, and pour them like wondrous magic scenes into the dream-consciousness of the Sons of Life. These in turn weave the forms they behold into man's etheric body, which rises thereby to higher and higher stages in its evolution.

[ 39 ] Again there is an interval of rest. Again the whole arises out of the “sleep of worlds” and, after it has continued its course for a time, the human being is mature enough to be able to arouse within him the forces of his own. These are the forces which were poured into his being by the Thrones during the last epoch of Saturn evolution. The human being now continues his evolution in an inner life which, in its manifestation to consciousness, may be likened to an inward sensation of smell. Outwardly, over against the heavenly spaces, he reveals himself as a personality. We have already seen how at the end of Saturn evolution, personality manifested like a machine. Moreover, as at that time the first seed was developed of what is still in a seedling state even in the man of today, namely Spirit-Man or Atma, so now and in like manner the first seed is formed of Life-Spirit or Budhi.

After all this has gone on for a certain time, there is once more an interval of rest And, as has happened before, after the interval the former activity of the human being is resumed for a while. Then new conditions enter in, arising out of a fresh intervention on the part of the Spirits of Wisdom. Through this the human being becomes able to feel the first traces of sympathy and antipathy with his environment. It is as yet not real feeling; nevertheless, it is a forerunner of feeling. For the inner activity of life, the manifestations of which could be described as resembling perceptions of smell, reveals itself outwardly as if in a kind of primitive speech. When an agreeable smell or taste, glimmer of light, or other manifestation is inwardly perceived, the human being makes it known outwardly by a sound. Similarly too with an inwardly distasteful perception. And now, as a result of all these developments, the true meaning of Sun evolution for the being of man has been attained. He has reached a higher level of consciousness than was his Saturn. It is the consciousness of sleep.

After a while the point has also been reached when the higher Beings connected with the Sun stage must pass to other spheres, there to assimilate the potentialities they have implanted in themselves by the work they have done on the human being. A greater interval of rest supervenes, such as there was between Saturn and Sun. All that has been evolved on Sun passes into a condition like that of a plant when its forces of growth are resting in the seed. But as these come forth again to the light of day in a new plant, so after the interval of rest is over, all that was life upon the Sun emerges again out of the bosom of the worlds and a new planetary existence begins. We shall well understand the meaning of such an interval of rest or “sleep of worlds” if we turn our thought for a moment to some one of the above-named groups of Beings—the Spirits of Wisdom, for example. On Saturn, these Beings were not yet so far advanced as to be able to pour forth from themselves an etheric body. The experiences they underwent there served however to prepare them for this activity. During the interval they transmitted what had been prepared in them, into the actual faculty, with the result that on Sun they were ready to let the life stream out from them and so endow the human being with a life-body of his own.

When the interval of rest is over, what formerly was Sun comes forth again from the “sleep of worlds.” That is to say, it becomes perceptible once more to those powers of spiritual sight which had formerly been able to observe it but from which it vanished in the interval of rest. The planetary being emerging now in its new form shall be designated “Moon”—but we must not confuse it with that fragment of it which constitutes the present Moon, the satellite of the Earth. Two things are to be noted, as it re-emerges. In the first place, the new Saturn, which separated off during Sun, is now again within the planetary being. During the interval of rest, it has re-united with the Sun. The whole content of the original Saturn comes forth again to begin with as a single cosmic entity. Secondly, the life-bodies of the human beings, that were formed upon Sun, have been absorbed during the interval of rest by the planet's spiritual envelope—for such, as a sense, it is. Hence at this point of time the life-bodies do not appear in union with the human physical bodies; these emerge, to begin with, by themselves. Though bearing in their nature all that has been achieved in them on Saturn and on the Sun, they are still without the etheric or life-body. Nor indeed would they be able to receive it at once, for in the interval of rest the etheric body itself has undergone an evolution to which they are not yet adapted. And so now, at the beginning of Moon evolution, another repetition of the Saturn events takes place, in order to achieve this adaptation.

The physical life of man passes in recapitulation through the stages of Saturn evolution, but under altogether changed conditions. For on Saturn the forces of a warmth body alone were at work in it, whereas now there are also those of the gaseous body which it has assimilated. The latter do not however emerge at once. In the beginning of Moon evolution it is as though the human being consisted of warmth-substance alone, with the gaseous forces still asleep within it. Then follows a period when these emerge in their first indication. And at length, in the last period of the Saturn repetition, the human being has already the appearance he had when he was alive on Sun. Yet all “life” at this stage proves to be no more than a mere semblance of life. For there must first be an interval of rest, like the short intervals of rest during Sun evolution. Then begins once more the inpouring of the life-body, for which the physical body has now made itself mature. This inpouring takes place, as did the Saturn repetition, in three distinct epochs. In the second of these, the human being is so far adapted to the new Moon conditions that the Spirits of Movement can bring into action the faculty they have acquired. Out of their own nature they can now pour the astral body into the human beings. For this work they prepared themselves during Sun evolutions, and in the interval of rest between Sun and Moon they have transmuted what they had prepared into the actual faculty. This inpouring of the astral body lasts for a certain time, and then again one of the smaller intervals of rest ensues; after which the inpouring is continued, until the Spirits of Form enter with their activity. Through the Spirits of Movement pouring into him the astral body, the human being acquires his first qualities of soul. The processes that take place in him by virtue of the life-body—which in Sun evolution were still of a plant-like character—these he now begins to follow with sensation, feeling pleasure in them or disliking them. But the sympathies and antipathies thus aroused remain in ever-changing ebb and flow, until the Spirits of Form come in and play their part. Thereupon the ever-changing feelings become so transformed that there emerges in the human being what we may regard as a first sign of wish and craving. He strives for a repetition of what gave enjoyment, and seeks to avoid what roused a feeling of antipathy. Since however the Spirits of Form do not communicate their own nature to the human being but only cause their forces to pour in and out of him, this craving is without inwardness or independence. It is guided by the Spirits of Form, and gives the impression of being purely instinctive.

[ 40 ] On Saturn the physical body of the human being was a body of warmth; on Sun there was a condensation to the gaseous condition, to “air.” Now, in Moon evolution, when the Astral is poured in, the moment is reached when the physical attains a further stage of condensation. It comes into a condition comparable to that of a liquid in our time. This new state may be designated “water,” meaning however not our present water but any liquid form of existence. The human physical body comes now gradually to assume a form composed of three organic structures, distinct form one another in their substance. The densest is a “water body;” this is permeated through and through by airy currents, and warmth effects continue also to pervade the whole.

[ 41 ] But now, as on Saturn, so in the Sun stage too, not all the forms attain the corresponding maturity. Hence we find upon Moon, forms which are even now still at the Saturn stage, and some also which have reached but remain at the stage of Sun. Two other kingdoms thus emerge, beside the properly developed human kingdom. One consists of beings which, having remained at the Saturn stage, have physical body alone; and this physical body is not yet able, even now on Moon, to become the bearer of an independent life-body. These beings form the lowest kingdom. A second kingdom is composed of beings who have stopped short at the Sun stage, and are accordingly not ready on Moon to incorporate within them an independent astral body. They constitute an intermediate kingdom, between the aforesaid and the normally advanced human kingdom.

[ 1 ] A further event has now to be noted. The substances with forces of warmth alone, those also that have stopped short as forces of air, permeate the human beings too. These, therefore, on Moon, bear within them a Saturn and a Sun nature. Thereby a kind of split has come about in human nature, and in consequence of this, an event of great significance takes place in Moon evolution. Soon after the Spirits of Form have come in with their activity, a severance begins to be prepared for in the heavenly body of the Moon. A portion of the substances and beings is split off from the remainder. Out of the single heavenly body, two separate ones evolve. The first is taken for their dwelling-place by certain higher Beings, hitherto more intimately united with the heavenly body in its single state. The second is occupied by man, together with the two lower kingdoms above-mentioned and also certain higher Beings who do not pass over to the first. The former heavenly body, with the higher Beings, appears now as a Sun re-born and at the same time refined; the latter is henceforth the essentially new creation—“Old Moon,” as it has to be called—the third planetary embodiment of our Earth, following on the Saturn and Sun embodiments.

[ 1 ] Of the substances that have come into existence on Moon, the new-born Sun, as it goes forth, takes with it only warmth and air; while on the remained which is left behind as Moon, beside these two the watery state is also to be found. In consequence of the severance, the Beings who have gone forth with the new-born Sun are no longer hampered in their evolution by the denser beings of the Moon. They are now able to progress untrammeled in their own becoming, and they attain thereby the greater strength to work—now from without, from their dwelling-place, the Sun—upon the beings of the Moon. Thus do the Moon beings too attain new possibilities of evolution. What is for them particularly significant is that the Spirits of Form have remained united with them. These establish more firmly the desire-nature of the human being, and by degrees this comes to find expression in a further condensation of the physical body. Where hitherto it has been but watery, it begins to assume a more viscous form, and the structures of air and of warmth are densified to correspond. Similar changes take place also in the two lower kingdoms.

[ 42 ] In consequence of having separated from the Sun, the Moon is now related to the Sun in the same way as once was Saturn to the whole of the surrounding cosmic evolution. Saturn was formed out of the body of the Spirits of Will (Thrones.) From the Saturn substance rayed back into cosmic space all that was experienced in consciousness by the Spirit-beings in its environment. And through the events that followed, this raying-back gradually work to independent life. Such is the essence of all evolution. Independent being is first separated out from the life of the environment, then the environment engraves itself—as it were, by reflection—upon the separated being, and then the latter evolves further, independently.

So did the Moon body sever itself from the Sun, and, to being with, simply reflect the life of the Sun body. If, therefore, nothing else had happened, the situation in the cosmos would have been as follows. There would have been a Sun body, where spiritual Beings well adapted to its nature had their experiences in the elements of warmth and air. Over against it would have been a Lunar body, wherein other Beings were evolving, living a life of warmth and air and water. And the progress from the Sun to the Moon embodiment would have meant for the Sun Beings that in what was happening on Moon they would have beheld their own life as in a mirror, and would in this way have been able to receive it and enjoy it, which during the Sun embodiment had not yet been possible. But evolution took another turn. Something took place which was of the very deepest significance for all succeeding evolution. Certain beings, who were adapted to the Moon body, possessed themselves of the element of Will (a heritage from the Thrones) which stood at their disposal, and evolved therewith a life of their own, that grew up independently of the Sun life.

[ 43 ] Alongside the experiences on Moon which were entirely subject to the Sun's influence, independent experiences now arose—states of rebellion, as it were, or of opposition to the Sun Beings. And the various kingdoms that had arisen on Sun and Moon—above all, the kingdom of the forefather of man—became involved in these new conditions. Spiritually and materially, the Moon body contained now within it two kinds of life—one that was in intimate union with the Sun's life, and another which, having “fallen” from this, went on its own independent way. This division into a twofold life comes to expression in all the succeeding events of the Moon embodiment.

[ 44 ] That which presents itself to supersensible consciousness at this epoch in evolution, can be described in the following picture. The ground mass of the Moon was formed of a semi-live substance, which was in constant movement, sometimes sluggish, sometimes quick and lively. There is as yet no solid mineral mass like the rocks and other constituents of the Earth on which man treads today. We might describe it as a kind of plant-mineral kingdom. Only, we have to imagine the whole ground and body of the Moon consisting of this plant-mineral substance, just as the earth today consists of rocks and stones, arable soil, etc. As here and there rocks protrude from the Earth today, so in the Lunar mass, harder portions also were embedded. These might be likened to forms made of hard wood or horn. Moreover, as plants today spring from the mineral soil, so was the ground of the Moon bedecked, and also penetrates, by a second kingdom, consisting of a kind of plant-animal. The substance of this kingdom was softer than the ground and more mobile in itself. It spread over the lower kingdom like a turgid sea. And as for man himself, he might be described as animal-man. He had in his nature the constituents of the two other kingdoms; but his being was permeated through and through by a life-body and an astral body, upon which the forces of the higher Beings on the Sun were working, thereby ennobling his form and figure. The Spirits of form gave him a form and figure that adapted him to the Moon life; the Sun Spirits, on the other hand, made him a being that was lifted beyond this life. With the faculties bestowed on him by these Spirits, man had the power to ennoble his own nature; he could even lift up on to a higher level that within him which was akin to the lower kingdoms.

Seen in their spiritual aspect, these developments may be described as follows. Man's ancestor had also been ennobled by beings who had fallen away from the Sun kingdom. Their ennobling influence extended, above all, to everything that could be experienced in the watery element. Upon this element, the influence of the Beings of the Sun was not so great; they were rulers in the elements of warmth and air. The outcome of all this was that a twofold nature began to declare itself in man's organism. One part of it was permeated through and through by the influence of the Sun Beings; while in the other, the fallen beings, the Moon beings, were working. The latter part was thus more independent. In the former, no other states of consciousness could arise than those in which the Beings of the Sun were living, while in the latter there lived a kind of cosmic consciousness, such as had belonged to the Saturn state, but on a higher level. Through it man's ancestor saw himself as an “Image of the Universe,” while in the “Sun” part of his being he would feel himself only as an “Image of the Sun.”

These two natures in man began now to come into a kind of conflict. And for this conflict a balance was established by the influence of the Sun Beings making transient and frail the more material part of man's organism whereby he was enabled to have the independent World-consciousness. Henceforth this part had to be thrown off from time to time. During the process and for some while after, man's ancestor was a being subject to the Sun influence alone. His consciousness became less independent; he lived in utter devotion to the Solar life. Thereupon the independent—Moon—part would be renewed once more; and after a while the whole process be repeated. This happened time and again. Thus did the ancestor of man live on the Moon in alternating states of consciousness—now duller, now clearer; and the alternation was accompanied by a changing and renewal of his being in its material aspect. From time to time he would lay aside his Moon body, then after awhile put it on once more.

[ 45 ] Seen in their physical aspect, the aforesaid kingdoms of the Moon show great variety. The mineral-plants differ from one another, group by group; so do the plant-animals and the animal-men. This we shall readily understand if we recall that certain structures have remained behind at each of the preceding stages. Forms very varied in quality will thus had been embodied. Some there are which still reveal the initial properties of Saturn; others, those of its middle epoch; others again, those of its end. So too for all the successive evolutionary stages of the Sun.

[ 46 ] Nor is it only the forms and structures belonging to the heavenly body that remain behind as it goes forward in its evolution. The same applies to many of the Beings connected with it. With the advance of evolution to Moon, a number of different ranks of such Beings are to be found. There are Spirits of Personality who even on Sun did not attain their human level, while there are others who made good there what they and missed before, and rose to the human stage. The same with the Fires Spirits who should have become human beings on Sun: a number of these have also remained behind. And as in Sun evolution certain Spirits of Personality, having remained behind, withdrew from the Sun and made Saturn arise anew as a distinct heavenly body, so too in the course of Moon evolution do the Beings aforesaid remove themselves on to separate heavenly bodies. So far, we have spoken only of the separation into Sun and Moon, but in the same manner other heavenly forms were also separated from the Moon body which emerged after the great interval between the Sun and Moon stages of evolution; so that we have in time a whole system of heavenly bodies, the most advanced of which, as will readily be seen, must be the new Sun. And now, as in Sun evolution there was a bond of attraction between the backward Saturn kingdom and the Spirits of Personality on the new Saturn, so, in like manner, bonds of attraction now arise between the several heavenly bodies and the corresponding Moon beings. It would lead us much too far afield to trace here in detail all the heavenly bodies that emerged. Let is suffice to have pointed out the reason why, as time went on, from the single heavenly body which arose as Saturn in the beginning of human evolution, a whole number of heavenly bodies detached themselves one after another.

[ 47 ] After the Spirits of Form have come in with their activity, Moon evolution continues for a time along these lines. Then there is once more an interval, during which the coarser parts of the three Moon kingdoms remain in a kind of quiescent state, while the finer parts—and notably the astral bodies of the human beings—free themselves from these coarser structures. They come into a condition where the higher forces of the sublime Beings of the Sun can work upon them with peculiar intensity.

After this interval of rest, the finer portions penetrate once more into the parts of the human being that are of coarser substance. What with the strength they have acquired in their free condition during the interval, they can now make these coarser substances ready to receive the influence which, after a time, the normally progressive Spirits of Personality and the Fire Spirits will bring to bear on them.

[ 48 ] The Spirits of Personality have risen meanwhile to a stage at which they have the consciousness of Inspiration. Not only can they, as in their former picture-consciousness, perceive in picture form the inner states of other beings; they can behold their very inwardness, expressed in a language as it were of spiritual music. Meanwhile the Fire Spirits have risen to the consciousness which the Spirits of Personality possessed on Sun. Both kinds of Spirits are thus able to enter, and play their part in, the now more ripened life of the human being. The Spirits of Personality work on his astral body, the Fire Spirits on his etheric body. The astral body receives thereby the character of personality. Henceforth it not only experiences pleasure and pain, it also relates them to itself. Not yet does it rise to the full consciousness of “I” which says to itself “I am;” Rather does it feel sustained and sheltered by other beings in its environment. Turning its gaze upward, as it were, to these, it can exclaim: “This my environment upholds me in existence.”

Meanwhile the Fire Spirits work upon the etheric body. Under their influence the motion of the forces in this body becomes gradually more and more of an inward life activity. It finds physical expression in a movement of the saps and fluids and in phenomena of growth. The gaseous substances have been condensed to watery, and we may now begin to speak of a kind of nutrition—in the sense that what is received from without is inwardly transmuted and assimilated. If we imagine something intermediate between the nutrition and the breathing of today, we shall have a fair idea of what was taking place in this direction. The human being derived his “food-stuffs” from the animal-plant kingdom. These animal-plants we must imagine hovering and floating in a surrounding element (or sometimes also loosely rooted in the ground,) rather as the lower animals of today live in the water, or the terrestrial animals in the air. But the element in which the animal-plants lived was neither water nor air in the present sense; it was something intermediate between the two—a kind of dense vapor wherein the most diverse substances, being as it were dissolved in it, moved hither and thither in manifold currents. The animal-plants seemed like forms within this element that were only rather more regular and condensed. Physically they were often but little different from their surrounding element. Besides the process of nutrition, there was also a breathing process. But it was not as it is on Earth; it was more like an in-drawing and out-pouring of warmth. To the supersensible observer of these processes, it is as though organs were opening out and drawing to again, while a warmth-giving stream pours in and out of them, and air and water substances are conveyed inwards and outwards. And since the human being has already at this stage an astral body of his own, both breathing and nutrition are accompanied by inner feelings. A kind of pleasure is experienced when substances that are helpful for building the human being, are absorbed; discomfort is felt when harmful substances flow in, or even when they only come too near.

Now as the breathing process was during Moon evolution nearly related to that of nutrition, so was the process of ideation—the forming of mental images—to the reproduction process. The things and begins in Moon man's environment exercised no immediate effect on any human senses. Man's mental life was rather of the following character. In this dim twilight consciousness, pictures were called up by the presence of these things and begins; and the pictures were far more intimately related to the real inner nature of the environment than are our sense-perceptions, which reveal—in colors, sounds, smells, etc.—merely its outer aspect. To gain a better idea of Moon man's consciousness we should imagine him steeped in the vapor-like environment above described. Manifold processes are taking place within it. Substances are combining, substances are separating; some parts grow more condensed, others thin out, become more tenuous. All this goes on in such a way that though the human beings do not directly see or hear it, it calls forth pictures in their consciousness. These may be likened to the pictures of our dream-consciousness today. Let us say, an object falls to the floor. The sleeper does not perceive the real process, but instead some arbitrary picture—for example, he thinks a shot is being fired. The pictures of Moon consciousness, however, unlike our dream-pictures, are not arbitrary. Though they are not copies but symbols only of outer processes, nevertheless they correspond to them. For a particular outer process one picture will arise and no other. Moon man is thus in a position to order his conduct according to the pictures, just as today man orders his conduct according to his perceptions. Only, observe the difference; conduct based on our perceptions is subject to free choice whereas action under the influence of these pictures takes place as though impelled by a deep inner urge.

We must not however imagine that in this picture-consciousness we have no more than a symbolization of outer physical processes. Through the pictures, the spiritual Beings holding sway behind the physical facts—these spiritual Beings and their activities are also presented to consciousness. Thus in the creatures of the animal-like kingdom the Spirits of Personality are as it were made visible, while the Fires Spirits appear behind and within the mineral-plant beings. Other beings too appear, whom man can conceive without connection with anything physical; he beholds them rather as ethereal and soul-like forces. These are the Sons of Life.

The mental pictures of Moon consciousness being not copies but symbols of the outer beings, their influence on the inner life of the human being was on this very account all the greater; it was far greater than that of the mental pictures man has today, that are communicated by external perception. The pictures of Moon consciousness were capable of arousing his whole inner life to movement and action. The inner processes took shape to accord with them, they were formative forces in the true sense of the word. The human being became even as they formed him. He became, so to speak, the image of his own processes in consciousness.

[ 49 ] But now the farther evolution goes on in this way, the more does it entail a deeply incisive change for the human being. The power proceeding from the pictures in consciousness grows gradually less and less to extend over his whole bodily nature. Some members are subject in their formation to the formative plastic influences of the picture-consciousness, and become to a large extent an image of the mental life in the way that has been indicated; but there are other organs that withdraw themselves from this influence. In part of his being, man is as it were too dense—determined too much by other laws—for him to follow the pictures he has in his consciousness. These organs withdraw from his influence. But they come under another; they come under the influence of the sublime Sun Beings themselves. This stage in evolution is however seen to be preceded by an interval of rest, wherein the Sun Spirits gather up their forces, in order to work upon the beings of the Moon under these quite new conditions.

After the interval of rest, the human being is seen to be divided into two natures. One is withdrawn from the independent working of his picture-consciousness. It takes on a more definite shape and comes under the influence of forces which, though they proceed from the body of the Moon, can only arise there through the influence of the Sun Beings. This portion of man's being partakes increasingly in the life that is kindled by the Sun. The other rises out of this one, like a kind of head. It is mobile and pliable, shaping itself so as to express and sustain the dream-like consciousness in which man lives. The two portions are however intimately bound up with one another. They send each other their respective fluids, and the members of each extend into the other.

[ 50 ] While all this has been taking place, a relationship of Sun and Moon has arisen, which accords with the trend of this evolution. A significant harmony is thereby brought about.

It has already been shown how the spiritual Beings, as they go forward through the stages of their evolution, detach from the great cosmic mass various heavenly bodies, to be their dwelling-places. It is the Beings who radiate the forces by which the cosmic substances are organized and differentiated. The separation of Sun and Moon was thus a necessary event, to lead up to the provision of proper dwelling-places for the several spiritual Beings. But this determination of substance and of its forces by the Spirit goes still farther. For it is the spiritual Beings who give rise to certain movements of the heavenly bodies, revolutions one about another, with the result that the heavenly bodies change their relative positions; and every change in their relative position of one heavenly body to another means a change in the mutual influences of the Beings.

This is what happened with regard to Sun and Moon. A movement of the Moon about the Sun is induced, which at certain times brings the human begins more into the sphere of the Sun's influence, while at other, alternative times they are enabled to turn away from it and so be thrown more upon their own resources. The movement is an outcome of the above-mentioned “fall” of certain beings of the Moon, and of the balance established in settlement of the conflict which ensued. It is simply the physical expression for the spiritual relationship of forces that was engendered by the “fall.” Through the one heavenly body moving around the other, there arise in the Beings who inhabit them such alternative states of consciousness as were described above. It can indeed be said that the Moon alternatively turns her life towards the Sun and away from it. There is a sun time and a planetary time. During the latter the Moon Beings grow and evolve on a side of the Moon which is turned away from the Sun. It must however be added that something else comes into play on the Moon, beside this motion of the heavenly bodies. Supersensible consciousness, as it looks back, can see the Moon Beings themselves migrating round their planet at regular intervals of time. Sometimes they seek the regions where they can give themselves up to the Sun's influence, at other times they journey to regions where they are not subject to it—where they can, as it were, muse upon their own life and being.

[ 51 ] To complete the picture, it is moreover to be observed that in this epoch the Sons of Life attain their human stage. We have seen how the first beginnings of the human senses came into being upon Saturn. Even now on Moon, moan cannot yet use these senses for his own perception of external objects; at this stage, however, they can become instruments for the Sons of Life. The Sons of Life use them in order through them to have perception. Thus these senses, that belong to the physical body of man, enter into mutual relation with the Sons of Life. For the Sons of Life do not merely make use of them; they also work upon them and perfect them.

[ 52 ] Through these alternating relations to the Sun, recurring changes arise, as we have seen, in the life-conditions of man himself. It happens in the following way. Each time that he is subjected to the influence of the Sun, man devotes himself to the Sun life and its manifestations rather than to himself. At such times he feels the greatness and majesty of the Universe as expressed in the shining of the Sun. He inhales, at it were, sublime and cosmic greatness. It is then that the lofty Beings, who have their dwelling on the Sun, are exerting their influence upon the Moon. And the Moon, in turn, is working—not upon the whole human being, but chiefly upon those parts of him which have withdrawn from the influence of the pictures he has in his consciousness. The physical body and the life-body especially attain at these times a certain magnitude and a certain perfection of form. In the manifestations of consciousness, on the other hand, there is a decline. But when the life of the human being is turned away from the Sun, he occupies himself more with his own nature. Then inner life and mobility begin in the astral body, while the outer figure grows less comely, less perfect in formation.

There are therefore during Moon evolution two alternating states of consciousness, quite distinct from one another. The one during the Sun period is more dim; the other—in the epoch when life is thrown more on its won resources—is clearer. The former condition, while it is dimmer, is at the same time more selfless, for man then lives more in devotion to the outer world—to the Universe as reflected in the Sun This alternation in states of consciousness may be compared, in the man of the present day, both to the alternation of sleeping and waking, and also to that of life between birth and death on the one hand and, on the other, the more spiritual existence between death and a new birth. Man's awakening on Moon, when the Sun time draws to a close, might thus be described as something intermediate between the awakening of present-day man each morning, and his birth. So too the gradual dimming of consciousness as the Sun time approaches is like an intermediate state between our dying and our falling asleep; for it must not be supposed that an Old Moon there was yet a consciousness of birth and death such as man has today. In the Sun time the human being abandoned himself to the enjoyment of a kind of Sun-life. He was lifted away form his own life and lived more spiritually. We can do no more than attempt an approximate and comparative description of what he then experienced. He felt as if the very forces of the Universe, as if all their influences were streaming in upon him, throbbing through his being. He felt intoxicated by the cosmic harmonies in which his life participated. At such times his astral body was in a way freed from the physical, and with it part of the life-body too was drawn away; and this entity of astral body and life-body was like a delicate and wonderful musical instrument, upon the chords of which the cosmic Mysteries resounded. And the members of that part of man on which his consciousness had little influence were then shaped and molded in accordance with the harmonies of the Universe. For in these harmonies the Beings of the Sun were working. This part of man was thus in very truth shaped and formed by the tones of spiritual, cosmic sounds.

The transition from the brighter state of consciousness to the duller one was not so marked as in the transition from the waking condition to the dreamless sleep of man today. The picture-consciousness was not, indeed, as bright as waking consciousness today, neither was the other state of consciousness as dull as our dreamless sleep. Man had a certain apprehension, though a dim one, of the playing of the cosmic harmonies in his physical body and in that part of his etheric body which had remained united with the physical. And when the Sun was, as it were, no longer shining for him, the mental pictures came into his consciousness in place of the cosmic harmonies. Life was then kindled more in those members of the physical and etheric bodies which were subject to the direct influence of his own consciousness, while the other parts of man—the formative, creative forces no longer working on them from the Sun—went through a kind of withering and hardening process. And as the Sun time drew near once more, the old bodies fell away. They detached themselves from the human being, and out of his old bodily nature, as though out of a grave, man came forth once more—new-formed within, though crude as yet in outer shape and stature. The life-process in him had undergone renewal. After this, the new-born body—under the influence of the Sun Beings with their cosmic harmonies—grew and unfolded to its perfect state once more, and then the whole process was repeated.

Man felt this renewal like the putting-on of a fresh garment. He had not, with the kernel of his being, gone through an actual birth or death. He had but passed from a spiritual consciousness of cosmic Sound—when he was in a state of devotion to the outer Universe—to a consciousness that was directed upon his own inner being. He had cast his skin. The old body having grown unfit for use had been laid aside—and renewed.

Herewith we have also indicated more precisely what was characterized above as a kind of reproduction that was closely related to the life of ideation—the forming of mental images. In respect of certain parts of the physical and etheric body it is true to say that the human being brought forth his kind. But this does not mean that we have then a daughter-being fully distinct from the parent-being. The kernel of the latter passes over to the former, thus bringing forth—not a new being—but itself in a new shape. When the Sun time draws near, his mental pictures grow fainter and fainter, a sense of blissful devotion fills him, and in the peace and silence of his inner being the universal harmonies resound. Towards the end of this period the pictures in the astral body become alive again; man begins to be increasingly aware of himself. He feels as though he were awakening form the blissful rest in which he has been immersed during the Sun time. Another significant experience meets him here. With the renewed lighting-up of the pictures in consciousness, the human being sees himself enshrouded as it were within a cloud, which has descended on him like a Being from the great Universe. This Being, he feels, belongs to him, is a kind of completion of his own nature. He it is, he feels, that grants him his existence, that grants him his I. The Being is one of the Sons of Life. Man's feeling towards him can be expressed somewhat as follows—“In him I lived, even in the Sun time when I was given up to the sublime glory of the Universal All. Only, then he was not visible to me; now he is becoming visible.” And it is this Son of Life from whom the force proceeds that enables man to work upon his own bodily nature during the Sun-less time. Then, when the Sun time draws near once more, man feels as though he himself were becoming one with the Sun of Life. Even then he does not see him, but he feels deeply and inwardly united with him.

[ 53 ] The relation of the human beings to the Sons of Life was not such that each single human being had his Son of Life to himself, but a whole group would feel that a Son of Life belonged to it as a group. Men lived, on Moon, separated in this way into groups, and each group felt in common “group-Ego” in a Son of Life. The different between the groups made itself felt notably in the etheric body, which had a special form in each group. Since however the physical body takes its form from the etheric, the differences in the latter were impressed upon the former, and the several groups may be regarded as so many human species. When the Sons of Life looked down upon the human groups belonging to them, they saw themselves manifolded, as it were, in so many single human beings. And that gave them the feeling of their own Ego-hood. They saw the reflection of themselves in the human beings. Herein too lay the function of the human senses at that time. We have already seen that the senses did not yet transmit any perceptions of external objects, but at this stage they reflected the being of the Sons of Life. What the Sons of Life perceived through this reflection, gave them their “I” consciousness. And what was kindled in man's astral body by the same reflection—was none other than the picture-content of his dim Moon consciousness. The effect of this activity of man in mutual interaction with the Sons of Life finds expression in the physical body in the beginnings of the nervous system. The nerves make their appearance there like prolongations of the senses into the inward parts of the body.

[ 54 ] From all this a clear picture emerges of how the three kinds of Spirits—the Spirits of Personality, the Fire Spirits and the Sons of Life—worked upon Moon man. Fixing our attention on the main period—the middle epoch—of Moon evolution, we may say: The Spirits of Personality implant independence, the character of personality, in the human astral body. It is due to this that man is able, in the times when—so to speak—the Sun is not shining for him, to turn in upon himself and labor at his own formation. The Fires Spirits are at work in the etheric body, in so far as the same independent character becomes impressed upon it too. It is owing to their influence that after each renewal of this body man feels himself still the same being. This is because the etheric body is endowed by them with a kind of memory. The Sons of Life work on the physical body. They make it possible for the physical body to become an expression of the new independent astral body—to become, as it were, a physiognomical image of it. On the other hand, higher spiritual Beings are also working into the physical and etheric bodies in so far as in the Sun periods these bodies grow and develop apart from the independent astral body. This applied especially to the Spirits of Form and the Spirits of Movement. Their intervention takes place form the Sun, as has been described.

[ 55 ] Amid all these various influences, the human being matures to the point where he begins to develop within him the seed of Spirit-Self, just as the seed of Spirit-Man arose in the second half of Saturn evolution and the seed of Life-Spirit on Sun. And now all the conditions on Moon undergo change. Through the successive metamorphoses and renewals the human beings have been growing every nobler, purer and finer in their nature; at the same time they have also gained in strength. Hence they are able increasingly to preserve the picture-consciousness even on into the Sun periods, with the result that this consciousness gains influence on the formation of the physical and the etheric bodies, which formerly was effected through the working of the Sun Beings alone. All that happens upon Moon through the agency of the human beings and the Spirits connected with them, comes more and more to resemble what was formerly brought about by the Sun and the higher Beings that belong to it. In consequence of this, the Sun Beings are able to apply their forces more and more to their own evolution. The Moon too grew ready after a time to be united again with the Sun.

Spiritually regarded, these processes reveal themselves as follows. Little by little, the “fallen” Moon Beings have been overcome by the Sun Beings and must henceforth come into line with them. The deeds of the Moon Beings must become part and parcel of the deeds of the Sun Beings, to whom they are now subordinate. This change requires long epochs of time, during which the Moon periods grow ever shorter and shorter and the Sun periods longer and longer. And then there comes once more a period of evolution during which Sun and Moon form a single cosmic entity. The physical human body has now become entirely ethereal. When this is said, it must not however be imagined that under such conditions there is no physical body. That which has been evolved as physical body during the times of Saturn, Sun and Moon, remains as such. The fact is, we must not limit our recognition of the physical to where it manifests in an outwardly physical form. The physical can also exist in such a way as to present outwardly the form of the etheric, nay even of the astral. We must distinguish here between outward appearance and inner law and principle. A physical can become ethereal and astral, while still retaining the physical laws in its inner nature. And this is what happens when on the Moon the physical body of man has reached a certain stage in its perfection. It becomes ethereal in form. But when the supersensible consciousness that can perceive such things, turns its attention to this body, then, although ethereal in form, it shows itself to be imbued with the laws, not of the etheric but of the physical. In effect, the physical has then been received into the etheric, to rest in it as in a mother's womb and to be nurtured there. Afterwards it will emerge in a physical form once more, but on a higher level. If the human beings of Moon had had to maintain their physical bodies in gross physical form, the Moon could never have been reunited with the Sun. By assuming etheric form, the physical body becomes more akin to the etheric body, and is thus able to be imbued again more intimately with those portions of the etheric and astral bodies which had to be withdrawn from it in the Sun-time epochs of Moon evolution. Man, having appeared like a twofold being during the severance of Sun and Moon, now grows once more into a single whole. The physical takes on more of the quality of soul; and the soul-life is at the same time more bound up with the physical.

Upon this human being, single and coherent, the Spirits of the Sun into whose realm he has now entered can work quite differently than they could before, when they were sending their influences tot he Moon from without. Man is now living in an environment that is more of the soul and spirit. This enables the Spirits of Wisdom to come in with an activity of deep significance. They imbue man with Wisdom—ensoul him with Wisdom. Thereby he becomes in a sense an independent soul. Then to their influence is added that of the Spirits of Movement, who work above all upon the astral body. Under the influence of these high Beings, the astral body develops within it quickness of soul and a Wisdom-filled life-body. This Wisdom-filled etheric body is the germ of what was described in an earlier chapter—in respect of the man at present time—as intellectual soul, while the astral body, animated as it now is by the Spirits of Movement, is the seed and beginning of the sentient soul. And since all this is brought about in the human being at a time when his independence is enhanced, these beginnings of intellectual soul and sentient soul appear as the expression of the Spirit-Self. We must not make the mistake of imagining the Spirit-Self to be, in this period of evolution, a separate entity beside the intellectual and the sentient souls. The latter are only the expression of the Spirit-Self, which in its turn signifies their higher union and harmony.

[ 56 ] The intervention of the Spirits of Wisdom in this epoch is of peculiar significance. For they intervene not only for the human beings but for the other kingdoms too, which have developed upon Moon. When Sun and Moon are joined again, these lower kingdoms are also drawn into the realm of the Sun. All that was physical in them is etherealised. So now there are in the Sun not only human beings, but also mineral-plants and plant-animals. These other beings still maintain however their own nature, their own laws of being. Consequently they feel themselves strangers in their new surroundings. For they emerge there with a nature which is scarcely in accord with their environment. Since, however, they are etherealised, they too are accessible to the influence of the Spirits of Wisdom. Indeed, all that has come over from Moon into Sun is now permeated with the forces of these Spirits. That which the Sun-Moon entity has become during this time in evolution may accordingly be called “Cosmos of Wisdom.”

When after an interval of rest the system of our Earth emerges as the successor to this Cosmos of Wisdom, and the created beings that have come over from Moon as seeds come alive again on Earth, then all these beings reveal themselves as filled and permeated with Wisdom. And now we see how it is that Earth man, as he contemplates the things around him, is able to discover Wisdom in their very nature. We can admire the Wisdom in every leaf, in every bone of animal or man, or again in the marvelous construction of the brain and the heart. If man needs Wisdom to understand the things—if, that is, he can examine them and draw forth Wisdom from them—it proves that Wisdom is inherent in them. Try as he will to understand the things of the Earth with Wisdom-filled ideas, man could extract no Wisdom from them if Wisdom had not first been implanted in them. Anyone who would presume to grasp by Wisdom things of which he thinks that they have not first received that Wisdom, may just as well suppose that he can draw water form a glass into which water has not first been poured. Earth—as will be shown later—is Old Moon reborn. And it manifests as a creation filled with Wisdom, because in the epoch here described the Spirits of Wisdom imbued it with their forces.

[ 57 ] It will readily be understood that in the above account of Moon conditions it has only been possible to depict a few transient forms of this whole stage of evolution. Out of the whole course of events we have had to lay hold, as it were, on certain elements, singling them out for description. One might feel dissatisfied with a method of exposition that can give no more than isolated pictures, and regret that Moon evolution had not been brought into a nexus of well defined concepts. If objection is taken on this ground, all one can say is that these descriptions have purposely been given in concepts less sharp and definite. For the intention here is not so much to provide speculative concepts and built-up scheme of thought, but a mental picture of what can actually appear before the spiritual eye when supersensible vision is directed to the facts. And for Moon evolution this has far less of sharp and clear-cut outline than have our perceptions on Earth. In the Moon epoch we have to do much more with changing, varying impressions, with fleeting, mobile pictures and their transitions from one to another. It must moreover be borne in mind that we are considering an evolution that continues through long, long ages, and in any description of it we can after all do no more than hold fast momentary pictures here and there.

[ 58 ] The culminating point of the Moon epoch is reached at the moment when the human being, through the astral body which has been implanted in him, has advanced so far in evolution that his physical body gives to the Sons of Life the means to attain their human stage. For at this point the human being has also attained all that the Moon epoch can give him for himself, for his own inner begin, on his forward path. The ensuing time—the second half of Moon evolution—may therefore be described as a waning period. Yet in this time, as we have seen, something of great importance is nevertheless achieved, both for man's environment and also for man himself. Wisdom is implanted into the heavenly body of Sun-Moon. Moreover it is in this declining period that the seeds are sown of the intellectual and the sentient souls. Their unfoldment, however, and that of the spiritual soul—and withal, the birth of the I in free self-consciousness—does not take place until the Earth. At the Moon stage the intellectual and sentient souls do not by any means appear as though the human being were already expressing himself through them; rather do they seem like instruments for the Sons of Life who are associated with Man's being. If one wanted to describe how man felt in this respect on Old Moon, one would have to express his consciousness in some such words as these—“In me and through me lives the Son of Life. Through me he beholds the Lunar environment, the Moon; in me he thinks upon the things and beings that Moon contains.” Moon man, in fact, feels himself overshadowed by the Son of Life. He feels himself as the tool or instrument of this higher Being. During the severance of Sun and Moon, in the times when he is turned away from the Sun, he feels, it is true, more independent; he also feels as thought the I belonging to him—which in the Sun times vanished from his picture-consciousness—for so we may describe it—gives the human being on Moon the feeling: “In the Sun time my Ego soars away with me to higher realms, to Beings lofty and sublime; then it descends with me, when the Sun vanishes, into deeper worlds.”

[ 59 ] Moon evolution proper was preceded by a preparatory stage; a kind of repetition of Saturn and Sun evolutions took place. And now, in this declining period, after the reunion of Sun and Moon, we can similarly distinguish two epochs, during which there were to some extent even physical condensations. So do physical soul-spirited conditions of the Sun-Moon body alternate with one another. In the physical epochs the human being, and also the beings of the lower kingdoms, appear as though foreshadowing in “set forms that are without independence, what they will afterwards become in a more independent way during the Earth time.

Thus we have two preparatory epochs of Moon evolution and again two epochs in the declining time, Such epochs may be called “cycles” or “rounds.” In the intervening time, after the two preparatory epochs but before the epochs of decline—in the time, that is to say, when Moon and Sun are severed—we shall be able to recognize three distinct epochs. The middle one is the time when the Sons of Life reach their human stage. It is preceded by an epoch when the conditions are all leading up to this central event, and it ids followed by another, wherein the Sons of Life enter more fully into the new creations and carry their development further. These three epochs when taken together with the two of preparation and the two of decline, make seven rounds in all. Moon evaluation as a whole may therefore be said to take its course in seven rounds. Between the rounds are intervals of rest, such as we have already had frequent occasion to describe. But if we want to have a true picture of what happens, we must not imagine an abrupt transition from activity to interval of rest. The Sun Beings, for example, gradually withdraws from their activities on the Moon. A time begins for them which, seen from without, appears as their interval of rest, while on the Moon itself, quick, independent activity continues. In this way the period of activity for one kind of Being will often extend into the period of rest for another. Taking this into account, we may speak of a rhythmic waxing and waning of forces in cyclic epochs. Nay more, a similar division is also recognizable within each of the seven Moon cycles above indicated. The whole of Moon evolution may be described as one great—or planetary—cycle; the seven divisions within it as small cycles, and their sub -divisions are still smaller ones. This seven times sevenfold division can be observed also in Sun evolution, and even in the Saturn epoch there is a suggestion of it. It should however be borne in mind that the dividing lines are to some extent obliterated in the Sun epoch and still more so in Saturn. They grow increasingly distinct, the farther evolution proceeds towards the Earth epoch.

[ 60 ] At the close of the Moon evolution that has been described in outline in the foregoing pages, all the forces and Begins connected with it pass into a more spiritual form of existence, that is on an entirely different level both from the form of existence during the Moon period and also from that during the Earth evolution which follows. A being with faculties sufficiently highly developed to be able to perceive all the details of Moon and Earth evolutions, will not necessarily be able to see what takes place in the interval between the two. For him, the Beings and forces would, at the close of the Moon period, vanish as it were into the void, and then after a lapse of time emerge again from the dim twilight of the cosmic womb. Only a being with far higher faculties could trace the spiritual events that are enacted in the intervening time.

[ 61 ] When the interval is over, the Beings who took part in the evolutionary processes on Saturn, Sun and Moon reappear, endowed with new faculties. By their former deeds, the Beings who stand above man have attained the power to bring his evolution so far forward that in the Earth epoch which follows on the Moon he will be able to develop a new mode of consciousness, that stands at a stage higher than the picture-consciousness he had in the Moon epoch. But man must first be prepared to receive this new gift. During the Saturn, Sun and Moon evolutions he has incorporated into his being the physical body, the etheric body and the astral body. But these members received only those faculties and forces which enabled them to live for a picture-consciousness. The organs, and also the whole form and figure which would enable them to perceive a world of external objects are lacking. Just as a new plant will unfold no more than is contained, as potentiality, in the seed that comes from the old one, so too, at the beginning of the new stage in evolution, the three members of man's nature emerge with forms and organs such as allow of the development only of a picture- consciousness. For the unfolding of a higher stage in consciousness they will have first to be prepared.

The preparation takes place in three stages. During the first, the physical body is lifted to a height of development such as enables it to undergo the necessary change into a form and figure which can provide the basis for objective consciousness. This preliminary stage of Earth evolution may be described as a repetition of the Saturn period on a higher level. For in this period, as in the Saturn time, higher Beings are working upon the physical body alone. When the evolution of this physical body is far enough advanced, all the Beings have to pass once more into a higher form of existence, before the life-body can advance in its turn. The physical body has, as it were, to be re-cast, in order to be able to receive, when it unfolds again, the more highly evolved life-body. After this interval devoted to a higher form of existence, there follows a kind of recapitulation of Sun evolution on a higher level, for the further development of the life-body. And then—after a further interval—the like is done, in a recapitulation of Moon evolution, for the astral body.

[ 62 ] Let our attention now be turned to the events of evolution after the close of the third of these repetitions. All the Beings and forces have become spiritualized once more, rising during the process of spiritualization into far higher worlds. The lowest of the worlds where something of them is still to be perceived is the very world where man now sojourns between death and new birth—the several regions, namely, of Spiritland. Thereafter the Beings gradually descend once more into lower worlds. Before the physical evolution of the Earth begins, they have come down so far that their lowest manifestations can be beheld in the astral or soul-world.

[ 63 ] All that exists of man during this period is still in astral form. For a right understanding of this stage in his development it is important to realize that although man has in him physical body, life-body and astral body, the physical body is not yet present in a physical form. What makes this physical body physical at this stage is not physical form but the fact that while possessing astral form it bears within it physical laws. It is an entity with physical laws and principles in a form that is of the nature of soul—and the like holds good of the life-body.

[ 64 ] To the eye of the spirit the Earth at this stage in its evolution appears at first as a world-entity which is all soul and spirit—that is to say, in which even the physical and living forces show a soul-like form. In this world-entity is potentially contained all that is destined subsequently to metamorphose into the creatures of the physical Earth. It radiates light; but the light is not yet such as physical eyes could have perceived—even if they had existed then. It shines only for the opened eyes of the seer, shines for him in the light that is of the soul.

[ 65 ] Within this soul-entity there now takes place what may be described as a condensation, with the result that after a time in the very midst of the soul-entity a form of fire makes its appearance, even such a fiery form as Saturn was in its densest state. This form is woven-through with the influences of the various Beings who are partaking in the evolution. Like a surging forth and a diving down into the fiery sphere of the Earth—such is the interplay we can observe between the Beings and the heavenly body. We are not therefore to think of this fiery sphere of the Earth as being of the same substance throughout. Rather it is like an organism that is permeated with soul and spirit. As to those beings who are destined to become on Earth human beings in their present form, they can take very little share in this diving down into the fire-body. They are still in a condition that obliges them to remain almost entirely in the uncondensed surrounding sphere, where they are within the womb of higher spiritual Beings. At this stage they touch the fire-Earth with a single point only of their soul-form, with the result that the warmth condenses a portion of their astral form. Thereby Earth life is kindled in them. For the most part, their being still belongs to worlds of soul and spirit; only through this contact with the earthly fire does warmth of life begin to play around them. If therefore we would make us a picture—at once sensible and supersensible—of man at this beginning of the physical Earth, we must conceive a soul-form of egg-like shape, contained in the encircling sphere of Earth, and surrounded at its lower surface in the way an acorn is by a cup; only, the substance of this “cup” consists entirely of warmth or fire. Now as a consequence of this envelopment by warmth, not only is life kindled in the human being, but at the same time a change takes place in his astral body. Into it is implanted the first beginning of that which afterwards becomes the sentient soul. We may say therefore that, at this stage, man consists of sentient soul, astral body, life-body, and of a physical body that is woven of fire. In the astral body are surging up and down the spiritual Beings who partake in his existence. Through the sentient soul man feels himself bound to the Earth. He has in this time a predominating picture-consciousness where the spiritual Beings in whose womb he lies reveal themselves; and only like a point within this consciousness is the sensation man has of the body that belongs to him. It is as though he were looking down from the spiritual world upon an earthly possession, of which he feels: “That is thine.”

Stage by stage the condensation of the Earth continues, and the above-described differentiation in man grows gradually more distinct. Then comes a moment in evolution when the Earth is so far condensed that only a part of it remains fiery, while another part has assumed a form of substance that may be described as “gas” or “air.” With man too a change is brought about. Henceforth not only is he touched by the warmth of Earth, but air-substance too begins to be imparted to his fire-body. And as the warmth kindled the life in him, so does the air as it plays around him evoke within him what can be described as—spiritual—sound. His life-body rings forth with sound. Simultaneously, a portion of his astral body becomes separated out as the first germinal beginning of the intellectual soul that emerges later.

To envisage what is going on at this time in the soul of man, we must remember that the higher Beings are continuously surging up and down in the air-and-fire body of the Earth. In the fire-Earth it is, to begin with, the Spirits of Personality that are of importance for man. And while he is being called to life by the Earth-warmth, his sentient soul says to itself: “These are the Spirits of Personality.” In the air too, higher Beings are in like manner making themselves known. They are the ones we have already named, following Christian esoteric usage, the Archangels; and it is their influence that man feels as inward sound when the air is wafted round him. Then does his intellectual soul say to itself: “These are the Archangels.” For what man perceives at this stage through his connection with the Earth does not yet consist of so many physical objects. He lives in the sensations of warmth that rise up to him, and in sounds; and within these streams of warmth and surging waves of sound he feels the presence of the Spirits of Personality and the Archangels. He cannot yet perceive these Beings directly, only through the veils, as it were, of warmth and sound. While the perceptions of warmth and sound are penetrating into his soul, pictures of the higher Beings in whose sheltering care he feels himself to be, are continually rising and falling within him.

[ 66 ] And now evolution continues, its progress finding expression once again in a further condensation. Watery substance is incorporated into the Earth-body, which consists now of three members: the fiery, the airy and the watery. But before this, an important event takes place. Out of the fire-air Earth an independent heavenly body splits off, which will in its further course become the present Sun. Hitherto Earth and Sun have been a single body. After the severance of the Sun , Earth still contains within it, to begin with, all that is in and on our present Moon. The separation of the Sun takes place because higher Beings—for their own evolution and for that which they have yet to do for the Earth—can no longer endure the matter which is now condensed as far as water. Out of the whole Earth-mass they separate the substances which alone are suited to their use, and take their departure to make themselves a new dwelling-place in the Sun. Henceforth they work on to the Earth from without, from the Sun. Man, on the other hand, needs for his further evolution a scene of action where matter will condense still more.

[ 67 ] Hand in hand with the incorporation of watery substance into the Earth-body, once again a change is wrought in man himself. Henceforth not only does the fire pour into him, and the air play around him, but watery substance too is incorporated into his physical body. Simultaneously his etheric part undergoes a change; he now begins to perceive it as a delicate body-of-light. Formerly, man felt streams of warmth rise upward to him from the Earth, while tones made him conscious of air being wafted towards him; now, his body is penetrated also by the watery element, whose inpouring and outpouring he beholds as waxing and waning light. Moreover, in his soul too a change has taken place. To the first beginning of sentient and then of intellectual soul, that of the spiritual soul has been added. In the element of water work the Angels; they are the real kindlers of light. For man it is as though they were appearing to him in light.

Certain higher Beings who were formerly in the Earth-body itself now act upon it from the Sun. In consequence of this, all influences that are at work on the Earth are changed. Man, fettered to the Earth, would no longer have been able to feel within him the influences of the Sun Beings, were his soul turned perpetually towards the Earth from which his physical body is derived. Henceforth he is brought into alternating states of consciousness. At certain times the Sun Beings tear his soul away from the physical body; so that he is now alternately in the lap of the Sun Beings in a pure life of soul and then again in a condition where, united with the body, he receives the influences of the Earth. When he is in the physical body, the streams of warmth flow up towards him, the airy masses resound around him, the waters pour in and out of him. When he is outside the body, the pictures of the higher Beings, in whose womb he is, go surging through his soul.

Earth at this stage of evolution lives through two alternating times. At one time it can play around the human souls with its substances and enwrap them with bodies; at another, the human souls have withdrawn from it and only the bodies are left. Earth with its human beings is then in a state of sleep. It is by no means out of keeping with the facts to say that in those pristine ages the Earth underwent a day-time and a night-time. (In terms of physical space this can be expressed as follows. Through the mutual influence of the Beings of Sun and Earth, the Earth comes into movement in relation to the Sun, and in this way the alternation of the above-described periods of night and day is brought about. It is day when the surface of the Earth where man is evolving is turned towards the Sun; when it is turned away it is night—that is, the time during which man's life is entirely a life of soul. But we must not imagine that the movement of the Earth around the Sun in that primeval age was like the movement it describes today. Conditions were altogether different. Nevertheless, it is good already at this point to begin to sense that the movements of the heavenly bodies into such relative movements and positions as enable the spiritual conditions to work themselves out in the physical.)

[ 68 ] Turning out gaze upon it during its nocturnal time, the body of the Earth would look to us like a corpse. For it is largely composed of the disintegrating bodies of human beings whose souls are in another form of existence. The watery and aeriform organic structures of which the human bodies consist disintegrate in the night and are dissolved in the remaining mass of the Earth. That part alone of the human body which was formed from the very beginning of Earth evolution by the interaction of fire with the human soul, and which then in course of time grew ever denser and denser—that part alone remains, but quite inconspicuous, like a seed. It will easily be seen that we must not imagine the “periods of day and night” here described as bearing very much resemblance to what these terms denote for the present Earth. When at the beginning of the day-time the Earth again comes under the immediate influence of the Sun, the human souls press forward into the region of physical life. Touching the seeds, they cause these to sprout and grow into an outer form which looks like an image of the human being such as he is in his soul-nature. Something not unlike a tender act of fertilization takes place here between man's soul and the seed-like body. Then do the souls thus incarnated begin once more to draw to themselves the air and water-masses and incorporate them into their bodies. The differentiated body expels and inhales the air—a first beginning of the later breathing process. The water too is absorbed and expelled; nutriment in a primeval form begins. These processes, however, are not yet perceived as outward happenings. Only in the case of the above-described “fertilization” do we find the soul engaged in a kind of external perception. As it touches the seed which the Earth is holding out towards it, the soul is dimly aware of awakening to physical existence. What it then perceives may be conveyed approximately in the words: “That is my form.” This feeling—we might also describe it as a dawning sensation of I—remains with the soul throughout the time of its union with the physical body. The absorption of the air, on the other hand, is still experienced in an entirely spiritual way. It appears in the form of sound-pictures surging and dying away, which “form” the seed that is undergoing differentiation. Surrounded on all hands by surging waves of sound, the soul feels how it is forming and shaping its own body according to the forces of these sound-tones. At this stage in evolution, human forms and figures begin to take shape, the like of which cannot be observed by present-day consciousness in any outer world. They evolve like plant and flower-forms of the most delicate texture; being inwardly mobile they give rather the appearance of waving, fluttering flowers. During his time on Earth, man lives through a blissful feeling of being fashioned into such forms as these. The absorption of the watery parts of the Earth is felt in the soul as an access of force, as an inner strengthening. Outwardly it appears in the physical entity of man as growth. As the direct working of the Sun declines, the human soul loses the power to control these processes. Little by little, they are cast aside. Only those parts remain, which bring about the maturing of what we described as the seed. Man himself deserts his body and returns into the spiritual form of existence. (Not all parts of the Earth are used up in the construction of the human bodies. We must not imagine that the Earth in its nocturnal time consists entirely of disintegrating corpses and seeds which await their re-awakening. These are embedded in other forms, fashioned out of the substance of Earth, the nature of which will be revealed later.)

[ 69 ] And now the condensation-process goes still further. To the watery element is added the solid—we may call it the element of “earth.” Man too begins during his Earth time to incorporate the earth-element into his body. And then it immediately becomes evident that the forces which his soul brings with it from the body-free condition no longer have the same power as heretofore. Formerly the soul fashioned its body from the fiery, airy and watery elements, according to the tones that rang out from them and the pictures of light that they set playing all around. Now that the form is solidified, the soul can no longer do this. Other powers enter into the forming process. That which remains behind when the soul departs from the body is no longer merely like a seed, to be kindled to life by the returning soul. Henceforth it actually contains within itself the quickening power. The soul at its departure leaves not merely its image behind on Earth but, implanted in the image, a portion also of this quickening power. At its reappearance upon Earth, it is no longer able ton its own to awaken the image to life. The calling-to-life must take place within the image itself. Henceforth the spiritual Beings who work on to the Earth from the Sun maintain the quickening force in the human body even when man himself is not upon the Earth. Now therefore the reincarnating soul is aware not only of the sounds and pictures-of-light that surge around, wherein it feels the higher Beings who are immediately above it; in receiving the earth-element the soul experiences the influence of those still higher Beings who have established their scene of action on the Sun.

Formerly, man felt himself belonging to the Beings of soul and spirit with whom he was united when free of the body. His I was still sheltered within their womb. From now on, the I confronted him during physical incarnation, along with all the other things that were around him. Independent images of man's soul and spirit existed henceforth on Earth. Compared to the present human body they were fine and delicate in substance. For only in a very rarefied state did “earth” enter into their composition—rather as when the man of today receives into his organ of smell the finely distributed substances of some outer object. The human bodies were like wraiths, like shadows. Distributed as they were over the whole Earth, they came under different kinds of Earthly influence at different parts of the Earth's surface. While the bodily images, being in accordance with the soul of man that quickened them, were heretofore essentially alike over the whole Earth, diversity began now to appear among the human forms. Thus was the way prepared for what afterwards showed itself in variety of race.

Now that the bodily man had grown more independent, the former intimate union between the Earthly human being and the world of soul and spirit was to some extent dissolved. Henceforth, when the soul left the body, the latter experienced something like a continuation of life.

Had evolution gone on in this way, the Earth would needs have hardened under the influence of its solid element. Supersensible cognition, looking back upon these conditions, sees the human bodies, when their souls depart from them, growing more and more solid. After a time, human souls returning to Earth would no longer have found any suitable material with which to unite. It would all have been used up in filling the Earth with the lignified relics of their incarnations.

[ 70 ] At this juncture an event took place which gave to the whole of evolution a new turn. Everything that could conduce to a permanent hardening in the solid substance of the Earth was eliminated. This was the time when our present Moon left the Earth. The influences that contributed to permanence of form and had hitherto worked directly from within the Earth, worked henceforth indirectly in a weakened manner from the Moon. The higher Beings upon whom this “forming of form” depends, had resolved to let their influences come no longer from within the Earth but from without As a result, there now appeared in the human bodily organisms a diversity which may rightly be regarded as the beginning of the separation into male and female. The delicately constituted human forms that previously inhabited the Earth had brought forth the new human form, their descendant, by the interaction within them of two forces—the seed-force and the life-giving, quickening force. These descendants now underwent a change. In one group of them worked more of the seed-force of the soul and spirit; in the other, more of the quickening seed-force. This was due to the fact that with the departure of the Moon from the Earth, the earth-element had toned down its power. The working of the two forces on upon the other now became more gentle, more tender than it had been when it took place within a single living body. Consequently the descendant organism too was more tender, more delicate. Entering upon its life on Earth in this tender condition, it only gradually assimilated the more solid parts. Thus, for the human soul returning to Earth, the possibility of union with the body was restored. The soul no longer called the body to life from without, for now the quickening process took place on Earth; but it united with the body and made it grow—although a certain limit was set to the body's growth. Owing to the separation of the Moon the human body became plastic for a while; but the longer it continued to grow on Earth, the more did the hardening forces gain the upper hand, until at length the soul could partake but feebly in its organization. Thereupon the body fell into decay, while the soul ascended to other—spiritual—modes of lie.

[ 71 ] Stage by stage, while this configuration of the Earth is proceeding, the forces man has been acquiring during Saturn, Sun and Moon evolutions, begin gradually to partake in his further development. First, the astral body—still containing the life-body and the physical body dissolved within it—is kindled by the Earthly fire. Then it separates into a finer, specifically astral part—the sentient soul—and a coarser, etheric part which will from now on be touched also by the earth-element. The etheric of life-body, hitherto latent, makes its appearance. And while in the astral man the intellectual and the spiritual soul are developing, the coarser parts, receptive to sound and light, are separated out in the etheric body.

Finally, in the moment when the etheric body condenses still more, so as to become—from a “light” body—a fire body, or body-of-warmth, the stage in evolution is reached when the solid earth-element begins to be incorporated in the human being. Having condensed to fire, the etheric body can now unite—by virtue of the forces of the physical body that have been implanted in it—with the substances into the body, which has in the meantime grown more solid. And this is where the higher Beings come in who dwell on the Sun. They breathe into man's body the air. Whereas by virtue of his past, man has within him the power to permeate himself with the Earth's fire, higher Beings have to guide the breath of air into his body. Before the hardening took place, the life-body of man, as the receiver of sound, guided the stream of air and permeated the physical body with life. Now man's physical body begins to receive a life that comes from outside. The consequence is that this life grows independent of the soul part of man. The soul of man, when withdrawing from Earth, leaves behind not a mere seed of his form, but a complete living image of himself. The Spirits of Form remain united with the image; they carry over to the descendants, when the soul has left the body, the life which they have bestowed. In this way what we may call “heredity” develops. And when the soul of man appears again on Earth, he feels himself within a body whose life has been transmitted from the ancestors. To such a body he feels especially attracted. Something like a memory evolves of the progenitor with whom the soul feels at one. Through the sequence of the descendants this memory continues like a common consciousness. The I flows downward through the generations.

[ 72 ] At this stage in his evolution man felt himself an independent being during his time on Earth. He felt the inner fire of his life-body united with the outer fire of the Earth. The warmth, as it flowed through him, he could feel as his own I. Here in these streams of warmth, woven through and through with life, we have the first beginnings of the circulation of the blood. But in the air that streamed into him man did not altogether feel his own being. For in the air the forces of higher Beings were at work. Nevertheless, part of the forces and influences within the air that poured through him still remained his own, namely, that portion which had already become his own through the etheric forces he had formerly developed. Man had, therefore, a portion of the airy currents under his command. Inasmuch as this was so, not alone higher Beings but he himself was working at his formation and configuration. He shaped the airy parts within him in accordance with the picture in his astral body. While air was streaming into his body from without, to become there the foundation of his breathing life, a portion of the air was differentiated off within him, into an organism inherent in his own nature. This became the basis of the later nervous system. Thus through warmth and air did man at this time have his connection with the surrounding world of the Earth.

On the other hand he was not sensible at all of the assimilation of the solid earth-element. Though this element also played its part at his incarnation, he could not perceive its introduction directly but only in a dimly conscious picture form, as a manifestation of Beings far above him—the entry into his body of the fluid element of Earth. Now that his earthly form has become denser, these pictures have undergone a change in his consciousness. The solid element being now mingled with the fluid, the introduction of that too must needs to be felt as proceeding from the higher Beings, working from without. Man can no longer have the power in his own soul to guide this assimilation, for the body which it has now to serve has been built up from outside. He would indeed spoil its form if he attempted to do so. Thus what he assimilates from without appears to him as guided by edicts proceeding from the higher Beings who work at the formation of his body. Man feels himself as an Ego; he has within him, as a part of his astral body, his intellectual soul, through which he experiences inwardly in pictures what is going on outside him, and with which he permeates his delicate nervous system. He feels himself as a descendant of forefathers, by virtue of the lie streaming through the generations. He breathes—and feels his breathing as brought about by the higher Beings who have been described as the Spirits of Form. To these he also feels beholden for all that through their impulses is brought to him from without, as nourishment. Darkest of all to him is his origin as an individual. The nearest he comes to any feeling of it is a sense of having an influence from the Spirits of Form, as they manifest in the forces of the Earth. Man is guided and directed in his relation to the outer world. This comes to expression in that he is conscious of activities of soul and spirit that are going on behind his physical world. He does not perceive the spiritual Beings in their own form, but he experiences sounds and colors and the like within his soul and knows that in this world of ideal images live the deeds of spiritual Beings. What they communicate sounds forth to him; what they reveal appears to him in pictures of light. The most inward feeling Earth man has of himself comes to him through the conceptions he gains of the element of fire or warmth. He can already distinguish his own inner warmth from the streams of warmth in his environment. In the latter the Spirits of Personality reveal themselves. But man has no more than a dim consciousness of what is there behind thee outer streams of warmth. He feels in them the influence of the Spirits of form. When mighty activities of warmth manifest in his environment, then the feeling arises in the soul: “Now, glowing through the Earth's horizon are the spiritual Beings, a spark of whose fire has detached itself to become the warmth that fills my inner being.”

In the workings of light, man does not yet distinguish in quite the same way an outer and an inner. When pictures of light emerged in his environment, they did not always give rise to the same feeling in the soul of man. There were times when he felt them as coming from outside. This was when he had descended from the body-free condition and entered into incarnation—periods, that is, of his growth on Earth. But as the time drew near, when the seed of the new Earth man was taking shape, the pictures faded and man retained no more than something like inner memories of them. In these pictures of light, the deeds of the Fire Spirits (Archangels) were contained. The Fires Spirits appeared to man as ministering spirits of the Warmth-Beings who planted a spark of fire in his inner nature. When these outer manifestations faded, man experienced them as mental images (as memories) within him. He felt united with their forces; and so indeed he was. For by virtue of what he had received from them he was able to work upon the sphere of air that surrounded him. Under his influence it began to ray forth light. That was a time when Nature forces and human forces were not yet separate from one another as they afterwards became. Whatever took place upon Earth proceeded still to a large extent from the forces of human beings. An observer, looking from beyond the Earth upon the events of Nature that were taking place there, would not have seen in these mere outer processes, independent of man; he would have recognized in them the influence also of human beings.

The perceptions of sound took yet another form for Earth man. From the very beginning of his Earthly life, he perceived them as coming from without. And while the light-pictures were so perceived only until the middle period of his existence on Earth, external sounds could still be heard even after this middle period. Only towards the end of his life did Earth man become insensitive to these; and then there remained to him still the inner memories of them. The sounds bore within them the manifestations of the Sons of Life (the Angels.) When towards the end of his life man felt himself inwardly united with these forces, he could then, by imitating them, call forth mighty activities in the water-element of the Earth. Under his influence arose a surging of the waters—within the Earth and over its surface.

Only in the first quarter of his Earthly life did man have any conscious experience of taste, and even then it appeared to his soul like a memory of experiences in his body-free condition. So long as he had the sense of taste, the solidification of his body by the absorption of outer substances continued. In the second quarter of his Earthly life, though growth might still continue, man's form and figure was already fully developed. At this period, he could only perceive other living beings beside himself through the warmth, light and sound. Effects that they produced. For he was not yet able to form any conception of the solid element. Of the watery he received only, in the first quarter of his life, the taste effects above mentioned.

[ 73 ] A reflection of this inner soul-condition of man could be seen in his external, bodily form. Those parts which contained the beginning of what afterwards became the form of the head, were the most perfectly evolved. The remaining organs appeared only as appendages, and were shadowlike and indistinct. But not all Earth men were alike in form and figure. Some there were in whom, according to the conditions under which they lived, the “appendages” were more, or less, developed—the variation depending upon their dwelling-place on Earth. Where they became more deeply involved in the Earth world, the appendages appeared more prominent. There were also human beings who at the beginning of the physical development of Earth had, by virtue of their preceding evolution, been the most mature and had accordingly experienced the contact with the fire-element at the very outset, when Earth had not yet condensed to air, and who were now able to develop more perfectly the beginnings of the head. These were, in their inner life, of all human beings the most harmonious. Others had not been ready for contact with the fire-element until the Earth had evolved within it also the air; they were more dependent on external conditions. The former kind were clearly aware through the warmth, of the Spirits of Form, and their feeling of themselves in Earthly life was as though they retained a memory of belonging to the Spirits of Form, of having been united with them in the body-free condition. The others had the memory of the body-free condition only to a lesser degree; they were chiefly aware of their membership of the spiritual world through the light-effects of the Spirits of Fire (Archangels.)

There was in addition a third kind of human being, still more deeply entangled in Earthly existence. These had not been able to be touched by the fire-element until such time as the Earth, already separated from the Sun, had received into it the element of water. The feeling they had of belonging to the spiritual world was slight, notably at the beginning of their Earthly life. Only when the working of the Archangels, and more especially of the Angels made itself felt in their inner mental life, did they become aware of it. On the other hand, at the beginning of their Earthly time they were full of eager impulse for action—for such actions, namely, as could be performed within the conditions of the Earth itself. In such human beings the other organs (the appendages) were especially developed.

[ 74 ] In the time when, before the separation of the Moon, the Moon forces were bringing about in the Earth a constantly increasing measure of solidification, it befell that among the descendants of the “seeds” left behind by men on Earth, there were some in whom the human souls returning from the body-free condition could no longer incarnate. Their form was much too hardened, and under the influence of the Moon forces had grown all too unlike the human figure to be able to receive the soul. This meant that certain human souls no longer found it possible to return to Earth. Only the most mature, only the strongest felt themselves equal to the task of so transforming the Earthly body during its growth that it could blossom forth into the true human form. Hence but a portion only of the human bodily descendants became vehicles for Earth men. Another portion, owing to their hardened form, could only receive souls that were at a lower level than the souls of men. Some of the human souls, on the other hand, being thus compelled to cease partaking in Earth evolution during that epoch, were brought into a different kind of life-history. Even at the time of the separation of the Sun, there had already been souls who could no longer find a place on Earth. These were transplanted for their further evolution to another planet. Under the guidance of cosmic Beings, this planet wrested itself free of the general World-substance which had been united with the physical evolution of Earth at its beginning, and out of which the Sun itself had also separated. This was the planet whose physical expression is known to external science as Jupiter. (Here we are speaking of heavenly bodies and planets and of their names, in precisely the same way as was customary in a science of former times. The meaning will e clear from the context. The physical Earth is but the physical expression for an organism of soul and spirit, and the same is true of every other heavenly body. He who perceives the Supersensible does not mean by the name “Earth” the mere physical planet, nor by “Sun” the mere physical fixed star. And in like manner, when he speaks of Jupiter, Mars, etc., he is referring to far-reaching spiritual complexes. Naturally, the heavenly bodies have since the times of which we are here telling undergone fundamental changes in their form and purpose—in a certain respect, even in their position in the heavenly spaces. Only one who is able to follow back their evolution into far distant ages, can recognize the connection of the present planets with their forebears.)

It was thus on Jupiter that such souls continued their evolution. Later one, when then Earth was inclining still more to the solid state, another dwelling-place had to be created for souls who, though able for a time to inhabit the hardened bodies, could no longer do so when the hardening had gone too far. For these, there arose in Mars a dwelling suited to their further evolution. Then again there were souls who at a still earlier time, when the Earth was united with the Sun and was incorporating in itself the air element, proved unadapted to partake in its evolution. These souls were affected too strongly by the Earthly corporeal form. They had therefore to be withdrawn, already at that time, from the immediate influence of the Sun forces. The Sun forces must work upon them from without. They found on Saturn a place for their further evolution. Thus in the course of its evolution the number of human forms on Earth steadily decreased. Forms began to appear in which human souls were not incarnated—forms which were able to receive only astral bodies, even as man's physical body and life-body had done on Old Moon. While Earth was growing waste and void as to human inhabitants, these beings now established themselves upon it. In the last resort, all human souls would have had to leave the Earth—had it not been for the severance of the Moon. This made it possible for human forms which at that time could still be humanly ensouled, to withdraw the human seed or embryo during their Earthly life from the Moon forces emanating directly from the Earth, and let it mature within themselves up to the point where it could safely be exposed to these forces. This meant that, while the seed or embryo was taking shape within the human being, it came under the influence of those Beings who guided by the Mightiest among them, had severed the Moon from the Earth, so as to carry Earth's evolution forward over a critical point.

[ 75 ] When the Earth had developed the air-element within it, there were astral beings in the sense of the above description—as relics from the Old Moon—who had remained farther back in the evolution than the lowest of human souls. These became the souls of the forms which had to be deserted by man even before the separation of the Sun, and were the forefathers of the animal kingdom. In course of time, they evolved especially those organs which in man existed as appendages. Their astral body had to work upon the physical and the life-body in the same way as was the case with man on Old Moon. This, then, is how the animals originated; and they had souls which could not dwell in the single creature. The soul extended its being to the descendant of the parent form. Animals that are in the main descended from a single form, have one soul together. Only when, as a result of special influences, the descendant departs from the parent form, does a new animal-soul come into incarnation. And it is in this sense that in spiritual science we speak of specific (or generic) souls, or “group souls” of the animals.

[ 76 ] Something not unlike this took place at the time of the separation of the Sun from the Earth. Out of the watery element forms emerged which were no farther on in their development than man had been before his evolution on Old Moon. Such forms were only able to receive an astral influence when it worked upon them from without; and this could not happen until after the departure of the Sun from the Earth. Each time that the Sun period of the Earth set in, the Astral of the Sun roused up these forms to build themselves their life-body from out of the Ethereal of the Earth. Then, when the Sun was turned away from the Earth, this life-body was dissolved once more in the common body of the Earth. As a result of this working together of the Astral of the Sun and the Ethereal of the Earth, physical forms arose out of the watery element which were the forebears of the present plant kingdom.

[ 77 ] Man has become on Earth an individualized soul-being. His astral body, poured into him on Old Moon by the Spirits of Movement, has been organized on Earth into the sentient, the intellectual and the spiritual soul. When his spiritual soul was so far developed as to be able, during Earth life, to build itself a body well adapted to contain it, the Spirits of Form endowed him with a spark of their own fire. The I was kindled in him. Every time he left the physical body, man was in the spiritual world, where he encountered the Beings who had given him his physical body, his life-body and his astral body during the Saturn, Sun and Moon evolutions, and had perfected these up to the Earth level of development. But now that the spark of fire of the I had been kindled in his life on Earth, a change had come about in the body-free life as well. Before this moment in his evolution, man had no independence in relation to the spiritual world. He did not in that world feel himself as a separate, single being, but as membered into the sublime organism composed of higher Beings above him. Now, however, the “I” experience on Earth began to work on into the spiritual world; there too, man began to feel himself as a single unit. Yet at the same time he also felt he was eternally united with that world. In the body-free condition he found again in a higher aspect the Spirits of Form whom he had perceived in their manifestation upon Earth through the spark of his own I.

[ 78 ] The severance of the Moon from the Earth involved also new experiences for the body-free soul in the spiritual world. For it was only through the transference from the Earth to the Moon of a portion of the form-building forces that it was made possible still to develop upon Earth such human forms as could receive a soul's individuality. Thereby the individuality of man was brought into the realm of the Moon Beings. And even in the body-free condition, the after-echo of Earthly individuality could only be effective inasmuch as there too the soul remained within the realm of those mighty Spirits who had brought about the separation of the Moon. It happened in the following way. Immediately after leaving the Earth, the soul could only see the sublime Beings of the Sun as it were in a reflected radiance cast by the Beings of the Moon. But until it had been sufficiently prepared by beholding this reflected radiance, did the soul come face to face with the sublime Sun Beings themselves.

[ 79 ] The mineral kingdom of the Earth also arose by being thrust out from the evolution of mankind. Its structures represent what was still left in a hardened condition when the Moon was separated from the Earth. The soul-nature that felt drawn to these structures was of a kind which, having remained at the Saturn stage, was fitted to create only physical forms. All the events of which we are speaking here—or will be speaking in the sequel—are to be thought of as taking place in the course of immense epochs, the precise determination of which is beyond our present scope.

[ 80 ] The above descriptions have given a picture of the evolution of the Earth from its external aspect. Seen from the aspect of the Spirit, the following emerges. The spiritual Beings who drew the Moon away from the Earth and bound up their own existence with it—becoming in this way Beings of the Earth's Moon—sent down their forces from that heavenly body to Earth and thereby determined the form and structure of man's organization. Their influence was directed to the I or Ego which man had by then acquired; it made itself felt in the interplay of the I with the astral, etheric and physical bodies. It was due to these Beings that the possibility arose in man, consciously to mirror in himself the wisdom-filled configuration of the World, and to portray it, as by reflection, in an act of knowledge. Let the reader recall here the description that was given of how in the Old Moon time, through the Moon's severance from the Sun, man had attained a certain independence in his organization—a freer state of consciousness than could proceed directly from the Sun Beings themselves. During the period of Earth evolution we are now describing, this free and independent consciousness appeared again—a heritage from Old Moon evolution. Under the influence of the Moon Beings, it could have been harmonized once more with the great Universe, and made into a faithful image of it. And this would indeed have come to pass had no other influence intervened. Man would have become a being with a consciousness whose content mirrored back the Universe in the pictures of the life of knowledge, as by natural necessity, not be his own free intention. But it did not happen so. At the very time of the Moon's severance, certain spiritual Beings intervened in human evolution, who had retained so much of their own Moon nature that they could not partake in the departure of the Sun from the Earth, while on the other hand they were also excluded from the influences of the Beings who worked on to the Earth from the Moon. These Beings with an Old Moon nature were banished, as it were, by an abnormal evolution, to the Earth. In their Moon nature was contained precisely that quality which had rebelled against the Spirits of the Sun during Old Moon, and had at that time been of real benefit to man, inasmuch as it had brought him to a free and independent consciousness. As a consequence of their peculiar evolution during the Earth epoch, they now became the opponents of those who, working from the Moon, desired to make man's consciousness an infallible knowledge-mirror of the World. The very same thing which on Old Moon had helped man to a higher level, proved itself now a factor of resistance to the new conditions that had been made possible in the course of Earth evolution. The opposing powers had brought with them from their Old Moon nature the faculty to work upon the human astral body in such manner as to make it—in the sense of the above descriptions—independent. This faculty they used; they gave the astral body—for the Earth epoch too—a certain independence, as against the unfree consciousness determined by necessity, that was being induced in it by the Beings of Earth-Moon.

It is not easy to express in ordinary language what the influence of these spiritual Beings was like in that primeval time. We must not conceive it to have been like the present-day influences of Nature, not yet like the influence of man on man, when by his words one man awakens in another forces of inner consciousness, whereby the other learns to understand something or is moved to some virtue or vice. The primeval influence to which we here refer was not a “natural” influence at all, but a purely spiritual one. It worked also in a spiritual way: it was transmitted, as a spiritual influence, from the higher Spirit Beings to the human being in a manner that accorded with his state of consciousness at that time. If we imagine it like an influence of Nature, we completely fail to perceive its real essence. If on the other hand, we say that the Beings with the Old Moon nature approached man with intent to win him over for their aims by “tempting” him, then we are using a symbolical expression, which is all right, so long as we are aware of its symbolic nature and realize that behind the symbol lies a spiritual fact.

[ 81 ] This influence on man, proceeding from Spirit-beings who had remained behind in the Old Moon condition, entailed for him a twofold consequence. His consciousness was divested of the character of a mere mirror of the Universe, for there was kindled in the human astral body the power to regulate and control the pictures in consciousness. Man became the master of his own faculty of cognition. On the other hand, since it was the astral body which was made the source of this control, the Ego, in spite of being in reality above the astral, fell into a state of perpetual dependence on it. This meant that for the future man was exposed to the constant influence of a lower element in his own nature. It was now possible for his life to sink beneath the high level on which the Earth-Moon Beings had placed him in the cosmic process. And in the sequel there remained the constant influence upon his nature of the abnormally developed Beings of the Moon. These latter may be called—in contrast to those who from Earth-Moon formed man's consciousness to be a mirror of the Universe, yet gave him no free will—the Luciferian Spirits. They brought man the power to unfold a free activity in his own consciousness, but brought him at the same time the possibility of error and of evil.

[ 82 ] As a result of these events, man came into a different relation to the Sun Spirits than was predestined for him by the Earth-Moon Beings. The latter wanted to evolve the mirror of his consciousness in such a way that the influence of the Sun Spirits would predominate in his entire life of soul. But this intention of theirs was frustrated, and in the human beings an opposition was set up between the influence of the Sun Spirits and the influence of the Spirits who were undergoing an irregular Moon evolution, with the result that man was rendered incapable of recognizing the physical influences of the Sun for what they were; they remained hidden from him behind the earthly impressions of the outer world. Filled with these impressions, the astral in man was drawn into the domain of the I. Had it not been for this, the I of man would have been content simply to feel the spark of fire bequeathed him by the Spirits of Form, remaining subject to their commands in all that appertained to the outer fire. But now the I began to use the fire-element, with which it had itself been informed, to influence the phenomena of warmth in the surrounding world. Thus a bond of attraction was established between the I and the Earth fire, and man became entangled, more than had been predestined for him, in the realm of earthly matter. Previously he had had a physical body, consisting as to its main parts of fire, air and water, and with only a shade or, as it were, a phantom of earth substance added. Now the body became more densely compact of earth. Previously, man had moreover been living—as a being rather delicately organized—in a kind of floating, soaring movement above the solid ground of Earth; now he had to descend from the surrounding sphere to the parts of Earth which were already more or less solidified.

[ 83 ] That such physical effects were possible as a direct outcome of spiritual influences, is explained by the fact that these influences were of the kind we have described. They were not Nature influences nor were they like the influences of soul that work from man to man. The latter do not extend their effects so far into the bodily as did the spiritual forces with which we are dealing here.

[ 84 ] Because man exposed himself to the influences of the outer world under the guidance merely of his own ideas, subject as these were to error, because moreover he lived by cravings and passions which he did not allow higher spiritual influences to regulate, the possibility of illness arose. And another marked effect of the Luciferian influence was the following. Henceforth man was unable to feel his single life on Earth as a continuation of body-free existence. He now received such Earthly impressions as he could experience through the astral element with which he had been inoculated, and these impressions joined themselves on to the forces that destroy life. Man experienced this as the doing away of his Earthly life. Death, brought about by human nature itself, now made its appearance. Here we touch a significant secret of man's nature—the connection of the human astral body with illness and death.

[ 85 ] Peculiar conditions now arose for the life-body of man. If was placed in such a position between the physical and astral bodies as to be withdrawn to a certain extent from the faculties man had acquired through the Luciferian influence. A portion of the life-body remained outside the physical body, and was accordingly controllable by higher Beings who, under the leadership of one of their sublime number had left the Earth at the separation of the Sun, to occupy another dwelling-place. Had this portion of the life-body remained united with the astral body, man would have seized on supersensible forces which had belonged to him before, and put them to his own use; he would have extended the Luciferian influence to these supersensible forces. In so doing man would in time have severed himself completely from the Beings of the Sun, and his Ego would have become an entirely Earthly Ego. For at the death of the physical body (or even during its disintegration) the Earthly Ego would have been obliged to take up its abode in another physical body—in a descendant body—without first passing through a time of union with higher spiritual Beings in a body-free condition. Man would thus have attained the consciousness of his I, but only as an Earthly I.

This result was averted by the special development described above in connection with the life-body, a development that was brought about by the Earth-Moon Beings. The true individual Ego was thereby loosed from the merely Earthly Ego, so that man during this earthly life felt himself only partly as his own I, while at the same time he felt that his Earthly Ego was a continuation of the Earthly Ego of his forefathers through the generations. Thus during life on Earth the soul felt a kind of Group Ego reaching back to distant ancestors, and the individual man felt himself a member of the group. It was only on entering into the body-free condition that the individual Ego could feel itself a single being. And even this individualization was impaired inasmuch as the Ego was still burdened with the memory of the Earthly consciousness—the consciousness, that is, of the Earthly Ego. This memory clouded man's vision of the spiritual world, which began to be veiled over between death and birth, as it was already for man's physical vision upon Earth.

[ 86 ] The many changes that took place in the spiritual world while human evolution was passing through these conditions, found physical expression in the gradual regulation of the mutual relationships of Sun and Moon and Earth—and, in a wider sense, of other heavenly bodies too. One consequence of these relationships may here be singled out: the alternation of day and night. (The movements of the heavenly bodies are regulated by the Beings who inhabit them. The movement of the Earth whereby day and night arise, was brought about by the mutual relations of the higher Spirit-Beings above humanity. And it was in like manner that the Lunar motion came about; for after the severance of Moon from Earth, the rotation of the former about the latter enabled the Spirits of Form to work upon the physical body of man in the right way—in the proper rhythm.) By day the Ego and astral body of man were working in the physical body and the life-body. By night this work ceased; the Ego and astral body left the physical and the life-body. During this time they were entirely within the domain of the Sons of Life (Angels,) the Fire Spirits (Archangels,) the Spirits of Personality and the Spirits of Form. The physical body and life-body were also received into their sphere of influence by the Spirits of Form, and in addition by the Spirits of Movement, the Spirits of Wisdom and the Thrones. In this way the harmful influences which had been brought to bear on man during the day through the aberrations of the astral body could be made good again.

[ 87 ] Human beings now began to multiply again on Earth, there was no longer any reason why human souls should not proceed to incarnate in the descendants. For the way in which the Earth-Moon forces were now working enabled the human bodies to take such shape as adapted them perfectly for the embodiment of human souls. Now therefore the souls, formerly translated on to Mars, Jupiter, etc., were guided once more to the Earth. For ever human descendant born in the sequence of the generations, a soul was thus made available. And so it went on or a long time: the coming of fresh souls to settle on the Earth corresponded to the increase in the population. And when these souls left the body through Earthly death, they retained like a memory, in the body-free condition, the echo of their Earthly individuality. This memory worked in such a way that when a body proper for its habitation was born again on Earth, the soul would incarnate in it once more. Thus is came about that among the progeny of men, there were some with souls coming from outside—appearing again on Earth for the first time since the primeval ages of its evolution—and others with souls that were not reincarnating. As evolution continued, the “young” souls appearing for the first time grew ever less and the reincarnated more in number. Nevertheless, for long ages of time the human race still consisted of these two kinds of human beings.

Henceforth, on Earth man felt himself united with his forefathers through the common Ego of the group. But the experience of the individual I was correspondingly intense in the body-free condition between death and a new birth. The souls who came fresh from heavenly spaces to take up their abode in human bodies were in a different situation from those who had one or more Earthly lives behind them. The former brought with them to physical life on Earth only those conditions of soul which they owed to the influence of the higher spiritual world and to the experiences they had undergone outside the Earth's domain. The others had, in earlier lives on Earth, added conditions of their own making. The destinies of the former souls were determined entirely by facts that lay outside the new Earth conditions, while those of the reincarnated souls depended also on what they themselves had done in their former lives under the conditions that prevailed on Earth. And so it came about that along with reincarnation, individual human Karma began to show itself.

Through the withdrawal of the human life-body from the influence of the astral body—in the way indicated above—the relationships of reproduction remained outside the horizon of man's consciousness, and were subject to the guidance of the spiritual world. Whenever a soul had to descend into the Earth sphere, the impulses for reproduction arose in man on Earth. For Earthly consciousness the whole process was veiled to some extent in mystery and darkness.

But now also during Earthly life this partial separation of the life-body from the physical had its results. Spiritual influence was able to effect a notable enhancement of the faculties inherent in the life-body, which manifested in a peculiar development of the power of memory. Independent logical thinking was only in its very first beginnings in that period of man's existence. But the power of memory was almost unlimited. Another effect showed itself in a more outward manner in the fact that man had an immediate “feeling” knowledge of the potent virtues of all living things. He could enlist in his own serve the forces of life and reproduction inherent in animal, and more especially in plant natures. He could withdraw from the plant the force that impels it in its growth, and use this force, just as nowadays forces are taken from lifeless nature—the latent force of coal, for instance—and used to set machines in motion. (Further details on this subject will be found in my book on Atlantis and Lemuria)¹

[ 1 ] Man's inner life of soul was also altered in diverse ways through the Luciferian influence; many kinds of feelings and emotions could be cited which owed their origin to it. Mention may here be made of a few of these changes. Previously the human soul, in whatever it had to do and create, worked in accordance with the aims of higher spiritual Beings. The plan for what had to be achieved was settled in advance. And in the measure in which his consciousness was evolved, man could even foresee how, in pursuance of the preconceived plan, things must necessarily develop in the future. This forward-seeing consciousness was lost when a veil of earthly perceptions was woven across the revelations of the higher Beings and hid from man's view the real forces of the Sun Beings. The future now became uncertain, and this meant that the possibility of feeling fear was implanted in the soul. Fear is a direct consequence of error.

[ 1 ] At the same time we see how with the Luciferian influence man became independent of certain forces to which he had hitherto been entirely subject. Henceforth he could make resolves—quite on his own. Freedom is thus the result of this influence. Fear, and feelings akin to fear, are but concomitant phenomena of man's evolution towards freedom.

[ 88 ] There is a spiritual aspect to this emergence of fear. Within the forces of the Earth, under whose influence man had been brought by the Luciferian powers, other powers were at work—powers which had begun to evince irregularity far earlier in evolution than the Luciferian. Along with the Earth forces, man began now to receive into his being the influences of these other powers. They instilled into feelings which without them would have worked quite differently, the quality of fear. We may name them here the Ahrimanic beings; they are the same as are called by Goethe, Mephistophelian.

[ 89 ] Now although at first the Luciferian influence made itself felt only in the most advanced human beings, it soon began to extend over others too. The descendants of the more advanced mingled with those of the less advanced, with the result that the Luciferian force penetrated also to these. Moreover the life-body of the souls returning from the planets could not be protected to the same extent as the life-body of the descendants of those who had remained on Earth. The protection of the latter was the work of a sublime Being who had the leadership in the Cosmos at the time when the Sun separated from the Earth. In connection with the development we are here considering, this Being appears as the Ruler in the kingdom of the Sun. With Him there journeyed to the Solar dwelling-place such sublime Spirits as had attained the necessary maturity in their cosmic evolution.

But there were also Beings who at the separation of the Sun had not reached this height of development. They had to look for other scenes of action. And these are the Beings through whom it had come to pass that Jupiter and other planets split off from the common World-substance which was in the physical organism of the Earth in the beginning. Jupiter became the habitation of Beings who had not matured to the level of the Sun. The most advanced among them became the leader of Jupiter. As the leader of the Sun evolution became the higher Ego, working in the life-body of the descendants of the human beings who had remained on Earth, so did the Jupiter leader become the higher Ego which passed like a common consciousness through other human beings—those, namely, who traced their descent to a mingling of the offspring of the men who had remained on Earth with those who had only appeared on Earth at the time of the air element and had then gone off to Jupiter. The latter may accordingly be named in spiritual science “Jupiter men.” They were those human descendants who in that ancient time had still been receiving human souls—souls, however, which at the beginning of Earthly evolution had not yet been mature enough to partake in the first contact with the fire-element. These were souls between the human and the animal kingdoms.

And there were still other Beings, who—once more under the leadership of a Highest among them—had separated Mars out of the common World-substance as their dwelling-place, and they exercised their influence upon a third kind of human being who had also arisen by intermingling, the “Mars men.” (This kind of knowledge throws light on the fundamental causes and origins of the planets in our solar system. All the heavenly bodies of this system have come into being through the varying degrees of maturity of the Spirits who inhabit them. Naturally. we cannot enter here into all the details of these cosmic differentiations.)

Those human beings on the other hand, who beheld the presence in their life-body of the high Being of the Sun Himself, may be called “Sun men.” The Being who lived in them as a higher Ego—only in the generations, needless to say, not in the single individuals—is the One to whom diverse names were subsequently given, when men acquired conscious knowledge of Him. To the men of the present time He is the One in whom the relation of the Christ to the Cosmos is revealed.

We can also distinguish “Saturn men.” In them there appeared as higher Ego a Being who, with his companions, had to leave the common substance of the World even before the separation of the Sun The Saturn men were a type of human being in whom, not only in the life-body but in the physical body too, there was a portion which remained withdrawn from the Luciferian influence.

[ 90 ] But now it was so, that in the lower kinds of human beings the life-body was after all too little protected, and could not sufficiently resist the encroachments of the Luciferian nature. Such human beings could so far extend the arbitrary power of the fiery spark of the I which was within them as to be able to call forth in their environment mighty workings of fire, of a harmful nature. This led eventually to a stupendous Earth catastrophe. A great portion of the then inhabited Earth was destroyed in these fire-storms, and with it perished also the human beings who had fallen into error. Only a very small number of them, having remained comparatively untouched by error, could save themselves by taking refuge on some region of the Earth that had so far been protected from the harmful influence of men. One land in particular proved suitable as such a dwelling-place for the new humanity. It was situated at the part of the Earth's surface which is now covered by the Atlantic Ocean. The portion of mankind that had remained most pure from error migrated thither. Other parts became inhabited only by stray remnants. The continent which then existed between the present Europe, Africa and America may be called in spiritual science, Atlantis. (The above-described period of human evolution, preceding the Atlantean, is dealt with from a certain aspect in the relevant literature. It is there called the Lemurian epoch of the Earth, whereas the time when the Moon forces had not yet unfolded their most powerful effects may be called the Hyperborean age. This epoch was preceded by yet another, which coincides with the very earliest time of physical Earth evolution. In Biblical tradition the time before the entry of the Luciferian beings is referred to as the time of Paradise, and the descent on to the Earth—man's entanglement in the world of the senses—as the expulsion from Paradise.)

[ 91 ] It was during evolution in the region of Atlantis that the actual separation of humanity into the men of Saturn, Sun, Jupiter and Mars took place. Previously, no more than the initial tendencies in this direction had shown themselves. The division also into the waking and the sleeping state now entailed yet other important consequences, which came strongly into evidence in Atlantean humanity. During the night, man's astral body and Ego were in the realm of the Beings above him, reaching as far as to the Spirits of Personality. Through the portion of his life-body which was not united with the physical he could have perception of the Sons of Life (the Angels) and the Fire Spirits (the Archangels.) For he could remain united, during sleep, with this portion of the life-body. His perception however of the Spirits of Personality remained indistinct, and this was directly due to the Luciferian influence. But with the Angels and Archangels, other beings also became visible to man in this condition. These were being who, having remained behind on Sun and Moon, had not been able to enter upon Earth-existence at all; they had had perforce to remain in the world of soul and spirit. Under the Luciferian influence, however, man drew them into the realm of his own soul when it was separated from the physical. Thus he came into touch with beings whose influence upon him was in the highest degree seductive. They multiplied in his soul the impulses that led him astray, especially the impulse to misuse the forces of growth and reproduction, which now stood at man's disposal owing to the partial separation of the physical body from the life-body.

[ 92 ] Now there were individual human beings of the Atlantean epoch who were to a large extent enabled to avoid entanglement in the world of the senses. Through them the Luciferian influence was changed from a hindrance in man's evolution into a means for his higher progress. For with its help they were enabled to unfold a knowledge of the things of Earth sooner than would otherwise have been possible, and in so doing, they strove to remove error from their mental life and to bring to light from out of the world's phenomena the primal intentions of the Spirit-Beings. They kept themselves free from impulses and cravings of the astral body directed merely to the world of the senses. Thus they became less and less liable to error, and were brought in this way into conditions of consciousness whereby they had perception purely in that part of the life-body which was separated from the physical. At these times it was as though the physical body's power of perception were extinguished and the body itself dead. But through the life-body these human beings were wholly united with the kingdom of the Spirits of Form, and could learn from them how they were led and guided by the sublime Being who had been the Leader in the severance of Sun and Earth, and through whom the understanding for the “Christ” was subsequently revealed to man. Such men were Initiates. But because the human individuality had now, as we have seen, come into the domain of the Moon Beings, even the Initiates could not, as a rule, be touched directly by the Sun Beings. He could be revealed to them only, as it were in reflection, through the Moon Beings. Thus they beheld not the Sun Being Himself, but His reflected radiance. These Initiates became the leaders of the rest of mankind, to whom they were able to communicate the secrets they saw. They trained up disciples, teaching them the paths to the attainment of the condition that leads to Initiation. The knowledge of what had formerly manifested through “Christ” was attainable only by such as belonged to the Sun humanity in the sense above described. These cultivated their secret knowledge and the ministrations which led up to it, at a special sanctuary which shall here be named the Christ—of the Sun—Oracle. (Oraculum meaning a place where the intentions of spiritual Beings are perceived.)

What is here said in reference to the Christ will be misunderstood unless the following is borne in mind. Supersensible knowledge has to recognize, in the appearance of Christ on Earth, an event to which those men of earlier ages who knew the meaning and purpose of Earth evolution could point, as to an event that was to come in the future. It would be a mistake to presume in those Initiates a relationship To Christ which has only been made possible by the event they prophesied. This much they could prophetically understand and bring home to their disciples: “Who so is touched by the might of the Sun Being, sees the Christ coming towards the Earth.”

[ 93 ] Other Oracles were called into life by the members of Saturn, Mars and Jupiter humanity, whose Initiates carried their vision no farther than to those Beings who could be revealed to them—as “higher Egos”—in their life-bodies. Thus there arose the adherents of the Saturn, the Jupiter and the Mars Wisdom. Beside those modes of Initiation, there were again still others, for human beings who had received into themselves too much of the Luciferic nature to permit of so great a part of the life-body being separated from the physical as was the case with the Sun humanity; more of it is held back there by the astral body. Human beings of this type were not able, even in their more advanced states of consciousness, to reach through to the prophetic Christ Revelation. Their astral body being more under the influence of the Luciferian principle, they had harder experiences to undergo in preparation, before they could receive, in a less body-free condition than the others, not indeed the revelation of the Christ Himself, but that of other sublime Beings; for there were Beings who, though they had left the Earth at the time of the separation of the Sun, were not upon so high a level as to be able to partake continuously in the Sun's evolution. After the severance of Sun and Earth they went forth again from the Sun, taking with them another separate dwelling-place and this was Venus. Their leader was the Being who now became the “higher Ego” for the above-described Initiates and their followers. A similar thing happened with the leading Spirit of Mercury in connection with still another kind of human being. And so there arose the Venus and the Mercury Oracles.

There was moreover a further class of human beings who had absorbed most of all the Luciferian influence. They could only reach up to a Spirit-Being who with his associates had been thrust forth again soonest of all from the evolution of the Sun. This Being has no special planet in the cosmic spaces but lives to this day in the surrounding sphere of the Earth itself, with which he re-united after his return thither from the Sun. The human beings to whom he revealed himself as their higher Ego may be called adherents of the Vulcan Oracle. Their vision was more directed than that of all the other Initiates to the phenomena of Earth. They laid the first foundation for what afterwards arose among men as arts and sciences. The Mercury Initiates, on the other hand, founded the science of things more supersensible; and to a still higher degree the Venus Initiates did the same. The Vulcan, Mercury and Venus Initiates differed from the Saturn, Jupiter and Mars Initiates in the following way. The latter received their secrets more as a revelation from above, more in a finished state, while the former were already receiving knowledge more in the form of thoughts and ideas that were their own. The Christ-Initiates stood between the two; together with the direct revelation, they received at the same time the faculty to clothe their secrets in the form of human concepts. The Saturn, Jupiter and Mars Initiates had to express themselves more in symbolic pictures; the Christ, Venus, Mercury and Vulcan Initiates could make their communications more in the form of ideas and thought-pictures.

[ 94 ] All that was given to Atlantean humanity in this way, came to them through their Initiates, but the rest of mankind also received special faculties through the working of the Luciferian principle, inasmuch as the great cosmic Beings turned to good what might otherwise have been quite detrimental. One such faculty is that of speech. Speech came to man through his condensation into physical materiality and through the separation of a part of his life-body from the physical body. In the times that followed the separation of the Moon, man, to begin with, felt himself united with his physical forefathers through the Ego of the group. But in course of generations this common consciousness, uniting descendants with their forefathers, was gradually lost. Thus with the later descendants the “inner memory” reached back only to a fairly recent ancestor, not any longer to the more ancient forefathers. It was only in conditions resembling sleep, where men came in contact with the spiritual world, that the memory of this or that ancestor would emerge. Then would a man often deem himself one with some such ancestor, whom he believed to have reappeared in himself. This was, in fact, a mistaken idea of reincarnation, which arose especially in the last period of Atlantis. The true teaching about reincarnation was to be found only in the schools of the Initiates. For the Initiates were able to behold how the human soul passes in the body-free condition from incarnation to incarnation. They alone could implant the truth to their pupils.

[ 95 ] In the far distant past of which we are here speaking, the physical form and figure of man was as yet very different from what it is today. It was still to a great extent the expression of qualities of soul. The human being was of a finer, softer materiality than he afterwards became. Where his members are now quite rigid, they were plastic, soft and pliable. A man more filled with soul and spirit was of gentle build, mobile, expressive. One who was less spiritually developed had coarser bodily forms, immobile, not so plastic. Improvement in the life of the soul tended to draw man's members together; such a man would remain small in stature. Backwardness of soul, entanglement in sensuality, came to expression in gigantic bodily proportions. While man was still in his period of growth, the body took shape according to what was growing in the soul—and this to an extent which must seem fabulous, indeed quite fantastic, to present-day ideas. Depravity of passion, or of instinct or desire brought with it a monstrous enlargement of the material in man. The present human form has arisen by the contraction, condensation, and rigidification of Atlantean man. Before the time of Atlantis, man had presented a faithful image of his soul, of his inner being, but the very events and processes that took place in Atlantean evolution contained the inner causes which led to the human being of post-Atlantean time, who in his physical form and statue is firm and well-established, comparatively little dependent on his qualities of soul. (The animal kingdom grew dense in its forms, in far earlier epochs than man.) The laws which at the present time underlie the molding and shaping of forms in the kingdoms of Nature can certainly not be extended to the more remote ages of the past.

[ 96 ] Towards the middle of the Atlantean period of evolution, a great calamity began gradually to overwhelm mankind. The secrets of the Initiates should have been carefully protected from those human beings who had not by due preparation purified their astral bodies from error. For is such attained insight into the hidden knowledge—into the laws whereby the higher Beings guided the forces of Nature—they might enlist these laws in the service of their own mistaken needs and passions. The danger was all the greater, since, as we have seen, men were coming into the realm of lower spirit-beings who were themselves unable to partake in the regular evolution of the Earth and therefore worked against it. These beings were perpetually influencing men, imbuing them with interests which worked against the true welfare of mankind. And then too, the men of that time still had the faculty to place at their own disposal the forces of growth and reproduction in animal and human nature.

Nor was it only the ordinary run of human beings, but some of the Initiates too succumbed to the temptations of lower spirit-beings, and even went so far as to employ the above-named supersensible forces for an end that was directly opposed to the evolution of mankind. For this purpose they gathered round them as associates men who were uninitiated and who applied the secrets of the supersensible working of Nature for decidedly lower ends. A widespread corruption of humanity ensued. The evil grew to greater and greater dimensions.

Now the forces of growth and reproduction, when torn from their mother-soil and independently employed, stand in a mysterious relationship to certain forces that work in air and water. Mighty and ominous powers of Nature were thus let loose by the deeds of men, leading eventually to the gradual destruction of the whole territory of Atlantis by catastrophes of air and water. Atlantean humanity—the portion of it, that is, which did not perish in the storms—was compelled to migrate. As a result too of the great storms, the whole face of the Earth changed. Europe, Asia and Africa on the one hand, and America on the other, began gradually to assume their present shape. Vast numbers of human beings migrated into these countries. For us in our time those above all are of importance who went eastward from Atlantis. Europe, Asia and Africa gradually became colonized by descendants of the Atlanteans. Peoples of many kinds took up their abode in these countries, people that stood at many different levels of evolution—and also of corruption. And in their midst went the Initiates, the Guardians of the secrets of the Oracles. In various regions the Initiates established holy places where the services of Jupiter, Venus, etc. were cultivated in a good—or in an evil—sense. Most detrimental of all was the betrayal of the Vulcan secrets. For the adherents of the Vulcan Mysteries had their attention concentrated upon things of Earth. By this betrayal was brought into a state of dependence upon spiritual things who in consequence of their preceding evolution were disposed to reject all that came from the spiritual world that had evolved through the separation of the Earth from the Sun. Such was the tendency they had developed, and they worked in accordance with it, precisely in that element which was arising in man inasmuch as he had sense-perceptions in the physical world—perceptions behind which the spiritual remained hidden. These beings now attained great influence over many of the human inhabitants of Earth, and the immediate outcome of it was to deprive man more and more of any feeling for things spiritual.

In those times, the size, form and plasticity of man's physical body were still largely determined by qualities of soul. Hence the results of the betrayal appeared in changes of this very kind in the human race. Where supersensible forces were placed in the service of lower instincts, passions and desires—where, that is, the prevalent corruption took this particular form—human figures would arise that were monstrous and grotesque in size and shape. These could not, however, survive beyond the Atlantean epoch; they died out. Physically speaking, post-Atlantean humanity evolved form Atlantean forebears whose bodily figure had already become firm enough not to give way to the soul-forces which had grown to be so contrary to their true nature. There was a period in Atlantean evolution when the laws prevailing in and around the Earth were such as to subject the human figure precisely to those conditions under which it had to grow firm. Human racial forms which had hardened before this time could continue to propagate themselves for a good while to come, but by degrees the souls incarnating in them found themselves so restricted that these races too had to die out. Many of the forms were nevertheless able to maintain themselves right into the post-Atlantean times; indeed, some of them that had remained mobile enough, survived in a somewhat altered condition for a very long time. On the other hand, the human forms which had retained their plasticity beyond the above-mentioned period, became bodies for those souls in particular who had suffered in a high degree the harmful influence of the betrayal. Such forms were destined to die out early.

[ 97 ] In consequence of these developments, other beings had, since the middle of the Atlantean time, been making themselves felt in the realm of human evolution, owing to whose influence man was induced to enter the world of the physical senses in an unspiritual manner. So much so that in place of the true form of this world, hallucinations could appear to him, phantasms, and delusions of all kinds. Man was thus exposed not only to the Luciferian influence but also to that of these other beings, to whose existence we have already alluded. The leader of them may be called after the name he received later on in the ancient Persian civilization, Ahriman. (Mephistopheles is the same being.) Through this influence man came after his death among powers which caused him to appear even there as a being whose inclination was entirely towards the things of Earth and of the life of the senses. The free and open outlook into all that was going on in the spiritual world—of this he was deprived more and more. He had to feel himself in the grip of Ahriman and to a certain extent excluded form community with the spiritual world.

[ 98 ] One Oracle sanctuary was of peculiar importance. Amid the general decline this sanctuary had preserved the ancient service in the purest form. It belonged to the Christ Oracles, and was accordingly able to preserve not only the secret of the Christ Himself but those of the other Oracles as well. For in the manifestation of the supreme Spirit of the Sun, the leaders of Saturn, Jupiter, etc. were also unveiled. In the Sun Oracle was known the secret of producing, in one or other human beings, life-bodies such as the best of the Initiates of Jupiter, Mercury, etc. had possessed. By means which they had in their power, but into which we cannot enter in further detail here, the Initiates of the Sun Oracle caused the impress of the best life-bodies of the old Initiates to be preserved, and then stamped on chosen human beings of a later time. The Venus, Mercury and Vulcan Initiates could also do the like with astral bodies.

[ 99 ] A time came when the leader of the Christ-Initiates saw himself left alone with a few associates, to whom he could, to a very limited degree, impart the secrets of the world. For they were men in whom, owing to their natural endowment, there was least of all of the separation between physical body and life-body. In that age of time such men were altogether the best suited for the further progress of mankind in those times. Conscious experiences in the realm of sleep were coming to them less and less. More and more did the spiritual world become closed to them. They also lacked understanding for all that had been revealed in more ancient times when man was not in his physical but only in his life-body which had formerly been separated from it. This reunion was now gradually taking place in mankind ads a whole, as a result of the transformation which their Atlantean dwelling-place and the Earth in general had undergone. The physical body and the life-body of man were tending more and more to coincide. This meant that the formerly unlimited powers of memory were being lost, and the life of thought was beginning. The portion of the life-body that had now united with the physical transformed the physical brain into the essential instrument of thought. And now at last did man really begin to feel his I within the physical body; now at last did self-consciousness awaken there. To begin with, this happened with a small portion only of mankind, first among whom were the companions of the leader of the Sun Oracle. The remaining masses of mankind, spread over Europe, Asia and Africa, preserved in varying degrees remnants of the ancient states of consciousness. They had therefore immediate experience of the supersensible world.

The companions of the Christ Initiate were men of highly developed intellect, while of all the people of that time they had the least experience in the supersensible domain. The Christ-Initiate journeyed with them from West to East, to a region of central Asia. He wanted to protect them as far as possible from contact with men who were less advanced than they in the evolution of consciousness. He educated them according to the hidden things that were to him open and visible, and worked in this way especially on their descendants. Thus did he train up a group of human beings who had received into their hearts the inner impulses that responded to the secrets of the Christ-Initiation. Out of this group he chose the seven best, that they might be able to have life-bodies and astral bodies corresponding to the impressions of the life-bodies of the seven best Atlantean Initiates. In this way he trained up a successor to each of the Christ, Saturn, Jupiter, etc., Initiates. These seven Initiates became the teachers and guides of those who in the time after Atlantis had settled in the South of Asia, more particularly in ancient India. Endowed as they were with after-images of the life-bodies of their spiritual predecessors, what these great teachers had in their astral bodies—namely, the knowledge and understanding which they had themselves assimilated and made their own—did not come up to what was revealed to them through their life-bodies. For these revelations to speak to them, they had to silence their own faculty of cognition. Then did there speak, from them and through them, the sublime Beings who had also spoken for their spiritual forebears. Save in the times when these great Beings were speaking through them, they were simple, unassuming men, endowed merely with such culture of intellect and heart as they had themselves acquired.

[ 100 ] In India there was living at this time a type of human being that had preserved to a marked degree a living memory of the ancient Atlantean soul-condition that permitted of conscious experience in the spiritual world. In very many of them remained also a strong urge of heart and mind towards such experiences in the supersensible world. By a wise guidance of destiny the main portion of this type of mankind, who were from the best of the Atlantean population, had found their way into Southern Asia. They were then joined by others who migrated thither at different times. Such was the complex of humanity to which the Christ-Initiate assigned his seven great disciples to be their teachers. These gave their wisdom and their commandments to this ancient Indian people. In many a one among these ancient Indians only slight preparation was required to kindle in him the scarcely extinct faculties that could lead to observation in the spiritual world. Indeed the longing for that world was to the Indian a fundamental, ever-present mood of soul. Within that world, he felt, was the primeval home of mankind. Man had been transplanted from it into this world which can endow him with external sense-perception and the intellect connected with it; but he felt the supersensible world as the true one and the sense-world as a fallacy of man's perception—an illusion, a maya—and strove by every means in his power to gain insight into the true world. In the illusory world of the senses he could summon up no interest—or only in so far as it manifests as a veil of the supersensible.

The power that could go out from the seven great Teachers to human beings such as these was tremendous. All that could be revealed through them entered deeply and livingly into the Indian soul. Gifted moreover as the Teachers were, by virtue of the life-bodies and astral bodies that had been bequeathed to them, with high spiritual forces, they were able also to work magically on their pupils. They did not really teach; they worked as though by magic from man to man. Thus arose a civilization permeated through and through with supersensible Wisdom. What is contained in the Wisdom-books of the Indians (the Vedas) reproduces, not the lofty Wisdom-teachings in their primal form—guarded as these were and cared for by the great Teachers in those ancient times—but only a faint echo of the same. The eye of seership alone, as it looks back, can detect behind the written, an unwritten, pristine Wisdom. One feature which especially emerges in this primal Wisdom is the harmonious sounding-together of the diverse Wisdoms of the Oracles of Atlantean time. Each of the great Teachers could unveil the Wisdom of one of these Oracles, and the different aspects of Wisdom gave together a perfect harmony, for behind them stood the fundamental Wisdom of the prophetic Christ-Initiation. The Teacher who was the spiritual successor of the Christ-Initiate did not, it is true, show forth what the Christ-Initiate did not, it is true, show forth what the Christ-Initiate himself had been able to unveil. The latter remained in the background of evolution. He could not, to begin with, transmit the high office to any member of post-Atlantean mankind. The Christ-Initiate who was with the seven Indian Teachers differed from him in this respect: he had been able, as we know, completely to assimilate to human concepts and ideas his vision of the Mystery of Christ. Whereas the Indian Christ-Initiate could but present a reflected radiance of this Mystery in signs and symbols, such power of ideation as he had been able to attain by his own effort being inadequate to comprehend it. Nevertheless, out of the union of the seven Teachers there arose in a sublime Wisdom-picture a knowledge of the supersensible world, only single parts of which had been able to be revealed in the ancient Atlantean Oracle. The Guiding Powers of the great cosmic world were unveiled; men learned, as it were in whispered tones, of the one great Sun Spirit, the Hidden One, enthroned above the Spirits who manifested through the seven Teachers.

[ 101 ] What is here to be understood by the term “ancient India” is not coincident with what the words are generally taken to mean. Of the time of which we are speaking no outer documentary records exist. The people now commonly known as Indians belong to a stage of historic evolution which developed long afterwards. We have thus to recognize a first post-Atlantean period of the Earth, in which the civilization here described as Indian was dominant. After it a second post-Atlantean period took shape, in which the civilization hereafter referred to as the ancient Persian became dominant. Still later, there evolved the Egypto-Chaldean civilization, also to be described in the following pages. During the development of these second and third post-Atlantean culture-epochs, ancient India lived through a second and a third epoch of its own, and the third is the one usually spoken of as “ancient India.” We must accordingly not confuse it with the description given here.

[ 102 ] Another feature of the ancient Indian culture was what subsequently led to the division of men into castes. The dwellers in ancient India were descendants of Atlanteans who belonged to the diverse kinds of humanity—Saturn men, Jupiter men, etc. The supersensible teachings they received made it quite plain to them that a soul has not been placed by chance into this or that caste, but by its own self-determination.

Nor was it difficult for the men of ancient India to accept this teaching, inasmuch as in many of them what has been described as “inner harmony” of their ancestors could still be called to life. Such memories were, however, also apt to lead all too easily to a mistaken idea of reincarnation. As in the Atlantean age, it had been through the Initiates alone that the true idea of reincarnation could be attained, similarly in ancient India it was attainable only by direct contact with the great Teachers. And it is undeniable that the erroneous idea became widely prevalent among the peoples who were scattered over Europe, Asia and Africa in consequence of the downfall of Atlantis. The Initiates who had gone astray during the Atlantean evolution had communicated this secret too to immature persons, and so it came to pass that men tended increasingly to confuse the true idea with the mistaken one. It must not be forgotten that a kind of dim clairvoyance had remained to these people as a heritage from Atlantean time. As the Atlanteans had in sleep entered into the region of the spiritual world, so did their descendants experience the same spiritual world in abnormal states, intermediate between sleeping and waking. Pictures then arose in them of that olden time to which their ancestors had belonged; and they believed themselves reincarnations of human beings of that time. Teachings on reincarnation, that were incompatible with the true ideas possessed by the Initiates, spread over the whole Earth.

[ 103 ] As a result of the prolonged migrations from West to East ever since the beginning of the Atlantean catastrophe, a group of peoples had settled in the regions of Western Asia, the descendants of whom are known to history as the Persians and kindred races. Supersensible knowledge must however look back to far earlier times than those of which history tells. We are here concerned with very early forefathers of the later Persians. Among these arose, following upon the Indian, the second great civilization-epoch of post-Atlantean evolution. The people of this epoch had a different task. Their longs and inclinations were not directed solely to the supersensible world. They were a people well fitted for the physical world of the senses. They learned to love the Earth. They valued what man can win for himself on Earth and what he can then also acquire by making use of its forces. Their achievements as a warlike nation and the means they invented to possess themselves of the treasures of the Earth, correspond with this trait in their character. Theirs was not the danger of yearning so intensely for the supersensible as to turn right away from the “illusion” of the physical world. Rather they were in danger of cherishing so strong a feeling for this physical world that their souls might lose all connection with the world of the supersensible. The Oracle-sanctuaries too, which had been transplanted hither from the ancient land of Atlantis, shared in the general character of the people. Of all the forces which men had once been able to acquire by conscious experience in the supersensible world and which—in certain lower forms—were still at their command, this people cultivated the power so to direct the phenomena of Nature that these may serve the personal interests of man. They still possessed great power over Nature-forces that subsequently withdrew from the control of human will. The Guardians of the Oracles were in command of inner forces connected with fire and other elements. They may indeed rightly be called magicians. The heritage of supersensible knowledge and supersensible forces which they had preserved from ancient times was feeble, no doubt, compared with what men had been able to attain in the far distant past. Nevertheless, it found expression in a multitude of forms, from noble arts which had in mind only the true weal of man, down to the most abominable practices. The Luciferian nature worked in these men in a peculiar way. It had brought them into connection with all that can divert man from the intentions of those higher Beings who, had Lucifer not intervened, would have had the sole guidance of human evolution. Some of them, who were still gifted with relics of the old clairvoyance that belonged to the condition between waking and sleeping, felt themselves strongly attracted to the lower beings of the spiritual world. A strong spiritual impulse needed to be given to this whole people, to counteract these qualities in their character. From the same fountain-head from which the ancient Indian spiritual life had proceeded, a leader was given them by the Keeper of the secrets of the Sun Oracle.

[ 104 ] The leader, whom the Guardian of the Sun Oracle assigned to the ancient Persian spiritual culture, may be called by the name that is familiar to us in history as Zoroaster or Zarathustra. It must however be emphasized that he belonged to a far earlier time than history attributes to the bearer of the name. Here, as you know, we are not concerned with outer historical research, but with spiritual science. Whoever feels bound to associate the bearer of the name Zarathustra with a later date, will be able to find himself in harmony with what spiritual science tells, when he realizes that he is thinking of a successor of the first great Zarathustra—one who took his name and labored in the spirit of his teaching.

The impulse Zarathustra had to give to his people may be described as follows. He showed them that the world of the physical senses is not void of spirit, as it appears to be when man allows himself to fall exclusively under the influence of the Lucifer Being. To this Being man owes his personal independence and his sense of freedom, but Lucifer has to work in him in harmony with the opposite spiritual Being. For the ancient Persians it was of first importance that they should keep alive their feeling for this opposite spiritual Being. Owing to their inclination to the physical world they were in danger of merging altogether into the Luciferian beings. Now Zarathustra had received form the Guardian of the Sun Oracle an Initiation that made it possible for the revelations of the sublime Beings of the Sun to be vouchsafed him. In special states of consciousness, to which he had been brought by his training, he could behold the Leader of the Sun Beings, who had taken the human life-body under His protection in the way that has been described. He knew that this Being had charge of the spiritual guidance of the evolution of mankind, but that the right time must be awaited before He would be able to descend from cosmic space on to the Earth. To this end it was necessary that He should be able to live in the astral body of a human being, even as He had worked in the life-body since the entry of the Luciferic influence. A human being must appear on Earth who had restored the astral body to a stage of development such as it would have attained, had it not been or Lucifer, at an earlier point of time—namely at the middle of the Atlantean evolution. Had Lucifer not come, man would have attained this stage more quickly, but without personal independence and without the possibility of inner freedom. Now he as to reach it even with the possession of these qualities.

Zarathustra in his moments of vision foresaw that a time would come in man's evolution when there would be a human being possessing an astral body of this kind. He knew also that until that time the spiritual forces of the Sun could not be found on Earth, but that supersensible vision could perceive them within the spiritual realm of the Sun; he himself could behold them when he looked upward to the Sun with the eye of seership. And he proclaimed to his people the nature of these forces which, although in the meantime they are discoverable in the spiritual world alone, are yet destined in the future to descend to Earth. Such was Zarathustra's prophecy of the great Sun Spirit of Spirit of Light (Ahura Mazdao, Ormuzd, the Aura of the Sun.) To Zarathustra and his disciples the Spirit of Light revealed Himself as the Being who from the spiritual world inclines His countenance to man and works within mankind, preparing the future. It was the Spirit revealing the nature of Christ before His appearance upon Earth, whom Zarathustra proclaimed as the Spirit of Light. In Ahriman (Angra mainyu) on the other hand, he described a Power whose influence, if man blindly gives himself up to it, works harmfully upon the life of soul. This Power is none other than the one described above, who had attained particular dominion on the Earth since the betrayal of the Vulcan secrets.

Together with his message of the God of Light, Zarathustra taught also of those spiritual Beings who are revealed to the pure vision of the seer as the companions of the Light-Spirit, in contrast to the tempters who become manifest to the unpurified remnants of the clairvoyance preserved from Atlantean time. For it had to be made clear to the Persian people of that olden time, how in the soul of man, in so far as he directs his energy to doing work in the physical world, a battle is raging between the power of the God of Light and the power of His Opponent; and man had to be shown how he must bear himself, so that the Adversary may not lead him down to the abyss, but on the contrary his evil influence be turned to good by the forces of the God of Light.

[ 105 ] A third civilization-epoch of post Atlantean time was born among people who in the great migrations had eventually come together in Asia Minor and Northern Africa. It evolved among the Chaldeans, Babylonians and Assyrians on the one hand, and among the Egyptians on the other. In these people the feeling for the physical world was developed in still another way than in the ancient Persians. They had received far more than other people of the spiritual predisposition which provides the right foundation for the development of thought, of that gift of intelligence that had begun to manifest in man since later Atlantean times. It is, as we know, the essential task of post-Atlantean mankind to unfold those faculties of soul which can be gained through awakened forces of thought and mind and feeling, forces not stimulated directly by the spiritual world, but arising out of the fact that man observes the world of sense, lives his way into it and works upon it. The conquest of the physical world by his own human faculties must be regarded as the mission of post-Atlantean man. Stage by stage the conquest advances. Even in ancient India the condition of man's soul was already such as to direct his attention to this world; but he still regarded it as illusion, and his spirit inclined towards the supersensible world. The ancient Persian people made the endeavor to conquer this physical world of the senses. To a large extent, however, they still relied on forces of soul that remained to them as heritage from a time when man was able to reach right up into the supersensible world. In the peoples of the third epoch, these supersensible faculties were by then in great measure lost to the soul. Man had now to search out in the world of sense that lay around him the manifestations of the Spiritual and continue his soul's development by discovering and inventing the means of civilization in what this world provides.

As man learned to elicit from the physical world of sense the laws of the Spiritual that underlies it, the sciences came into being; and as he came to recognize and manipulate the forces of this world, arts and crafts arose; man began to have his tools and his technique. To a man of the Chaldean and Babylonian peoples the world of the senses was no longer an illusion. In its various kingdoms, in mountain and ocean, in wind and water, it was a revelation of the spiritual deeds of Powers that were there behind it, whose laws he was studying to apprehend. To the Egyptian, the Earth was a field for his labor, given to him in a condition which it was his task so to transform by his own faculties of intelligence, that it might bear the stamp of man's ascendancy. The sanctuaries which had been transplanted from Atlantis into Egypt came chiefly from the Oracle of Mercury. There were, however, also others—Venus Oracles for instance. Into all that could be nurtured in the Egyptian people from these sacred places, a new seed of civilization was implanted. This was the work of a great leader, who had been trained within the Persian Mysteries of Zarathustra. (He was the reincarnation of a disciple of the great Zarathustra.) We may call him Hermes, taking once more an historic name. What he received form the Zarathustra Mysteries, enabled Hermes to find the right way of giving guidance to the Egyptian people In their life on Earth between birth and death they had been turning their minds towards the physical world so as to recognize in it the laws and workings of the underlying Spirit-world, but their immediate vision of the latter was decidedly restricted. The spiritual world could not therefore be described to them as a world into which they might find their way while living on Earth. In place of this, however, they could be shown how in the body-free condition after death man would be living in the world of Spirit-beings who during his time on Earth appear through their counterparts in the physical and sense-perceptible realm. Hermes taught them: In so far as man employs his forces upon Earth to work in it in accordance with the aims of the Spirit Powers, he fits himself to be united with these Powers after death; and those who between birth and death have worked the most zealously in this direction, will be united with Osiris, even with the sublime Being of the Sun.

On the Chaldean and Babylonian side of this stream of civilization, the inclination of men's minds towards the physical and sensible was stronger than it was on the Egyptian. They investigated the laws of this world; and although they turned their gaze from the sense-perceptible images or prototypes to the spiritual archetypes, these peoples remained in many ways entangled in the world of sense. Instead of the Spirit of the star, the star itself was placed in the foreground; instead of other Spirit-beings, their earthly images or idols. It was only the leaders who attained genuine and deep knowledge of the laws of the supersensible world and of its connection with the sensible. More so than anywhere else did a contrast make itself felt here between the wisdom of the Initiates and the mistaken beliefs of the people.

[ 106 ] Utterly different were the conditions that prevailed in those regions of Southern Europe and Western Asia where the fourth post-Atlantean epoch of civilization grew and blossomed. We may define it as the Graeco-Latin epoch. In these countries, descendants of human beings from the most diverse regions of the more ancient world had come together. Here were Oracle-sanctuaries, successors to the various Atlantean Oracles. Here too were men who inherited as a natural gift fragments of old clairvoyance, and others who by special training could with comparative ease attain the same. At select places not only were the traditions of the old Initiates preserved, but worthy successors to them arose, and the disciples who were trained by these were able to rise to high levels of seership. Moreover these people had in them an impulse to create within the world of sense a realm which should express the spiritual in the physical in perfect form. Among many other things, Greek Art was an outcome of this impulse. We have only to look with the eye of the spirit at a Grecian temple, and we can perceive how in this wonder-work of Art the sense-perceptible material has been so formed and fashioned by man that in its every detail it gives expression to the spiritual. The Grecian temple is a veritable “home of the spirit.” In its forms we behold what can otherwise be apprehended only by the spirit-vision of one who sees the supersensible. A temple of Zeus (or Jupiter) was so formed as to present to the outer eye a visible worthy abode for what the Guardian of the Zeus (or Jupiter) Initiation saw with the eye of the spirit. And it is the same with all the Art of Greece. The wisdom-treasures of the Initiates flowed by mysterious paths into the poets, artists and thinkers. In the cosmologies and philosophic edifices of the Greek thinkers we find again the secrets of the Initiates, in the form of concepts and ideas.

Manifold influences of the spiritual life—secrets of Asiatic and African places of Initiation—found their way into these peoples and their leaders. The great teachers of India, the associates of Zarathustra, the followers of Hermes, had all of them trained up disciples; and these disciples, or their successors, now founded places of Initiation in which the old wisdom-treasures came to life again in a new form. Such were the “Mysteries” of antiquity. Here pupils were prepared, so as to be brought in due time into those states of consciousness where they could attain vision into the spiritual world. (Some details concerning these Mysteries of antiquity will be found in my book Christianity as Mystical Fact. More will also be said about them in later chapters of the present work.) From these centers of Initiation flowed treasures of wisdom to those who in Asia Minor, in Greece and in Italy guarded the spiritual secrets. Within the Grecian world important centers of Initiation arose in the Orphic and Eleusinian Mysteries. In the Pythagorean School of Wisdom the mighty wisdom-teachings and methods of primeval times worked on. Pythagoras himself had in course of his great journeys been initiated into the secrets of the most diverse Mysteries.

[ 107 ] In post-Atlantean time the life of man between birth and death has had its influence also on the body-free condition after death. The more man turned his interest to the physical world, the greater was the possibility for Ahriman to find his way into the soul during earthly life, and then maintain his power over it after death. In the peoples of ancient Indian the danger was as yet very slight. During their life on Earth they had felt the world of the physical senses as an illusion; thereby they withdrew themselves after death from the power of Ahriman. The danger was correspondingly greater for the ancient Persian people, who in the time between birth and death had turned their gaze with interest upon the physical world. They would all too readily have fallen a prey to the snares of Ahriman, had not Zarathustra, with his teaching of the God of Light , impressed it so earnestly upon them that behind the world of the physical senses is the world of the Spirits of Light. According to the measure of what their souls received of the whole world-of-ideas which these teachings were capable of arousing, in such measure did they withdraw themselves from the clutches of Ahriman during earthly life and therewith also for their life after death, in which they would have to prepare themselves for a new life on Earth. In Earthly life the power of Ahriman misleads man into regarding the sense-perceptible, physical existence as the one and only reality, thus shutting himself off entirely from any kind of outlook into a spiritual world. In the spiritual world, Ahriman brings man to complete isolation, leading him to center all his interest upon himself alone. Men who at death are in the power of Ahriman are born again as egoists.

[ 108 ] In the spiritual science of our time, life between death and a new birth can be portrayed, such as it is when Ahriman's influence has to a certain extent been overcome. It has been so described by the present writer in other works, and in the first chapters of this book. And it is important that this should be done, so that man may be shown what he can indeed experience in yonder form of existence if he has gained the clarity of spiritual vision to behold what is actually present there. Whether a given individual experiences more or less, will depend upon how far he can overcome the Ahrimanic influence. Man is gradually approaching more nearly to what he can be in the spiritual world. How this, that he can be, is marred by other influences, must none the less be clearly envisaged when we are studying mankind's evolutionary course.

[ 109 ] Among the Egyptian people Hermes saw to it that men should prepare themselves during earthly life for communion with the Spirit of Light. In that time, however, the interests of men between birth and death were already such that they were able only to a slight extent to look through the veil of the physical. Consequently, the spiritual vision of their souls was apt to remain clouded after death. Their perception of the World of Light was dim.

But the overclouding of the spiritual world after death came to a climax for the souls who passed into the body-free condition out of a body of the Graeco-Latin culture. In earthly life they had cultivated the physical life of the senses so that it blossomed forth under their hands. In so doing they had condemned themselves to a shadow-like existence after death. Hence the Greek felt life after death as an existence of the Shades. It is no empty phrase but a real feeling of the truth when the Hero of that time, devoted to the healthy life of the senses, exclaims: “Better to be a beggar upon Earth than a king in the realm of Shades.” All this was still more marked in those of the Asiatic peoples who had in their very reverence and worship concentrated on the sensual images alone instead of on the spiritual archetypes. Such was indeed the situation of a great part of mankind during the Graeco-Latin epoch. The fact is here brought home to us that man's mission in post-Atlantean time—the conquest of the physical world—could not but lead to his estrangement from the spiritual world—could not but lead to his estrangement from the spiritual world. Thus is greatness on the one hand necessarily bound up with decline upon the other.

Man's connection with the spiritual world was meantime nurtured in the Mysteries. There the Initiates were able to special states of soul to receive revelations from the spiritual world. In greater or less degree, they were successors to the Atlantean Guardians of the Oracles. To them was unveiled what had been veiled by the impulses of Lucifer and Ahriman. Lucifer concealed from man all that of the spiritual world which had, until the middle of the Atlantean time, been pouring into the human astral body without any participation on his part. If the life-body had not been partially separated from the physical, man could have experienced within him this region of the spiritual world as an inner revelation of the soul. Owing to the Luciferian intervention it was only in special states of soul that he could do so. A spiritual world then appeared to him in the garment of the astral. The Beings of this world revealed themselves in forms that possessed the members only of man's higher nature, and made manifest in these, in astrally visible pictures, their several spiritual virtues. Superhuman Beings revealed themselves to man in this way.

After the intervention of Ahriman another kind of Initiation was added. Ahriman had, since the middle of the Atlantean epoch, veiled all that of the spiritual world which would, but for his intervention, have appeared behind the perceptions of the physical senses. This was now unveiled to the Initiates, inasmuch as they practiced in their souls all the faculties man had acquired since that time, beyond the measure needed for bringing about the clear impressions of the physical and sense-perceptible world. It was revealed to them that spiritual Powers underlay the forces of Nature. They could tell of spiritual Beings behind outer Nature. It was given them to behold the divine creative Powers underlying the forces that are at work in the realms of Nature beneath man. All that had worked on from Saturn, Sun and Moon, forming man's physical body, life-body and astral body, as well as the mineral, plant and animal kingdoms of Nature—all this made up the content of one kind of Mystery-secrets. These were the secrets over which Ahriman held his hand. What had led, on the other hand, to the sentient soul, intellectual soul and spiritual soul, was made manifest in a second kind of Mystery-secrets. But there was something of which the Mysteries could only tell prophetically, namely that in the fullness of time a human being would appear with an astral body such that, in spite of Lucifer, the Light-world of the Spirit and the Sun would come to consciousness in him through the life-body, apart from any special states of soul. And the physical body of this human being would be such that for him the realms of the spiritual world which Ahriman is able to conceal until physical death occurs would become manifest. Physical death can alter nothing in this human beings' life, will have no power over it. In such a human being the I shines forth with so strong a radiance that even in his physical life the spiritual comes to full manifestation. Such a being is the bearer of the Spirit of Light, to whom the Initiates had two ways of ascent, in that they were led in special states of soul either to the spirit of the superhuman realm or to the very essence of the powers of external Nature. Inasmuch as they foretold that in course of time such a human being would appear, the Initiates in the Mysteries were prophets of the Christ.

[ 110 ] One particular prophet in this sense arose within a nation who possessed by natural inheritance the qualities of the peoples of Western Asia, and by education the teachings also of the Egyptians. This was the nation of the Israelites, and the prophet to whom we refer was Moses. So abundantly had the influences of Initiation been received by Moses that in certain states of soul the Being revealed himself to him who had undertaken, from the Moon, a long while ago in the normal course of Earth's evolution, the function of shaping human consciousness. In thunder and lightning Moses recognized not mere physical phenomena but the manifestations of this Spirit. And at the same time the other kind of Mysteries had also worked upon his soul. These enabled him to behold in astral visions the Superhuman, and perceive how it becomes the human through the I. Thus He who was to come revealed Himself to Moses from two sides, as the highest form of the I.

[ 111 ] With Christ there appeared in human form and figure what the high Being of the Sun had prepared as the great pattern for humanity on Earth. And with this Appearance, all the wisdom of the Mysteries had in a certain respect to assume a new form. Hitherto this wisdom had existed only to enable man to bring himself into a state of soul where he could behold the realm of the Sun Spirit beyond the confines of Earthly evolution. From now on, the wisdom-contents of the Mysteries had a different mission; they had to make man capable of recognizing Christ-become-Man, and then of learning to understand—from this center of all wisdom—both the natural and the spiritual worlds.

[ 112 ] In the moment of His life when His astral body had within it all that which is capable of being veiled by the Luciferian intervention, Christ Jesus began to come forward as a Teacher of mankind. From this moment on, the possibility was implanted in human evolution of receiving the wisdom whereby the physical goal of Earth can gradually be attained. And in the moment when the Mystery of Golgotha was fulfilled, another faculty was instilled into mankind—the faculty whereby the influence of Ahriman can be turned to good. Out of his lie on Earth man can henceforth take with him through the Gate of Death that which will free him from isolation in the spiritual world. Not only for the physical evolution of mankind is the Event of Palestine the center and focal point; the same is true for the other worlds to which man belongs. When the Mystery of Golgotha had been accomplished, when the Death on the Cross had been suffered, then did the Christ appear in the world where the souls of men sojourn after death, and set limits to the power of Ahriman. And from this moment on, the region which the Greeks had called the “realm of Shades” was shot through by a spiritual lightning-flash announcing to its dwellers that Light was now returning to it again. What was achieved for the physical world through the mystery of Golgotha shed its light also into the spiritual world.

Hitherto the post-Atlantean evolution of mankind had meant for the physical world an ascent—but at the same time a decline for the spiritual world. Everything that flowed into the world of the senses came from sources that had existed in the spiritual world from the most ancient times. Since the Event of Christ, human beings who lift themselves to the Christ Mystery can carry with them into the spiritual world what has been gained here in the world of the senses. And from the spiritual world it flows back again, forasmuch as the human beings, when they reincarnate, bring with them what the Christ Impulse has become for them in the spiritual world between death and new birth.

[ 113 ] All that was conferred upon human evolution through the coming of Christ, has been working in it like a seed. Only by degrees can the seed ripen. Up to the present, no more than the minutest part of the depths of the new wisdom has found its way into physical existence. We are but at the beginning of Christian evolution. In the successive epochs that have elapsed since His appearance, Christian evolution has been able to unveil only so much of its inner essence as men and nations were capable of receiving, capable also of assimilating to their power of understanding. The first form into which this recognition could be case, may be described as an all-embracing ideal of life. As such it showed itself in striking contrast to the forms of life which had evolved in contrast to the forms of life which had evolved in post-Atlanteans humanity. We have described the conditions under which the evolution of mankind had been going forward since the re-population of the Earth in the Lemurian epoch. We saw how the human beings have to be traced back in their soul nature to diverse beings who, coming down from other worlds, incarnated in the bodily descendants of the old Lemurians. The varieties of race are a consequence of this. And when the souls reincarnated, all kinds of different interests arose in them, as an outcome of their Karma. While all this was working itself out, there could not exist for man the ideal of a “universal humanity.” Mankind went forth from unity in the beginning, but Earth evolution hitherto had led to diversity. In the figure of Christ live also the forces of the sublime Being of the Sun, and in these forces every human I will find its source and its foundation. Even the Israelites still felt themselves as a nation, with each man merely as a member of the nation. As man came to understand—to begin with, purely in thought—that in Christ Jesus lives the ideal Man, unaffected by any and every tendency to separation, Christianity became the ideal of universal brotherhood. Beyond all separate interests and kinships there arose the feeling that the inmost Self of man has in every one the same origin. (Beside all earthly ancestors appear the common Father of all men. “I and the Father are One.”)

[ 114 ] In the fourth, fifth and sixth centuries A.D. a new civilization-epoch was preparing in Europe. The actual beginning of it was in the fifteenth century, and we are still living in it now. Intended as it was by slow degrees to replace the fourth, the Graeco-Latin, this is the fifth post-Atlantean epoch. The peoples who after manifold wanderings and destinies came forward as the bearers of this epoch, were descended from those Atlanteans who had been least affected by what had taken place meanwhile in the four preceding epochs. They had not penetrated to the countries where the civilizations of these earlier epochs took root. They had instead transmitted the heritage of Atlantean civilizations in their own way. Among them were many who had preserved in large measure the heritage of the old dim clairvoyance—the intermediate state between waking and sleeping. Such men knew the spiritual world from their own experience and could tell their fellow-men of what goes on there. In this way there arose a world of stories about spiritual beings and events. The fairy-tales and sagas of the peoples came originally from these real experiences in the spirit; for in many human beings the dim clairvoyance lasted on into times by no means remote from the present. Others there were who, though they had lost the old clairvoyance, developed the new faculties in relation to the physical experiences of clairvoyance. And beside all this, the Atlantean Oracles also had their successors here; centers of the Mysteries were to be found on every hand. The Initiation-secret chiefly developed in these centers was of the kind that leads to the revelation of that spiritual world which Ahriman keeps hidden. The spiritual Powers underlying the elemental forces of Nature were revealed. In the mythologies of the European peoples can be found traces of what the Initiates in the Mysteries were able to make known to men. Yet these mythologies also contain the other secret, though in a less perfect form than either the Southern or Eastern Mysteries. The superhuman Beings were known in Europe too; but they were seen in perpetual warfare with the associates of Lucifer. The God of Light was indeed proclaimed, but not in such form and figure as would enable one to say with assurance that He would conquer Lucifer. Nevertheless these Mysteries too were irradiated by the figure of the Christ that was to come. Of Him it was prophesied that His Kingdom would replace the kingdom of that other God of Light. (The sagas that tell of the Twilight of the Gods, and kindred legends, originated in this knowledge of the European Mysteries.)

Influences such as these tended to produce in the man of the fifth civilization-epoch a duality of soul—a duality that has lasted on to this day and shows itself in many ways. From olden time these souls had preserved the leaning towards the spirit, yet not so strongly as to be able to maintain the inner link between the spiritual world and the world of the senses. They cherished the connection only in the devotion of the heart, in the life of feeling—not as an immediate beholding of the Supersensible. Meanwhile man's vision was increasingly directed to the world of the senses and to its conquest. And the forces of intellect awakened towards the close of the Atlantean epoch—all those forces in man, whose instrument is in the physical brain—were developed with this end in view: the understanding and the mastery of the world of the senses. Two worlds have been evolving, as it were, in the human breast.¹ The one is devoted to physical and sense-perceptible existence, the other is receptive to the revelations of the Spirit and though lacking direct vision, is ready to permeate the spiritual with feeling and emotion.

The inner tendencies to this duality of soul were already present when the Christ teaching found its way into the countries of Europe. The people received this new message of the Spirit into their hearts and drank it in with deep feeling, but could not build the bridge from it to what the intellect, directed to the senses, was discovering in outer physical existence. What we know today ad the antagonism between external science and spiritual knowledge is nothing but a consequence of this fact. The Christian mysticism of Eckhart, Tauler and others is an outcome of the permeation of heart and feeling with Christianity. The science that is directed solely to the outer world of sense and to the results that follow its application in life, is a consequence of the other tendency that lives in the soul. The achievements of our time in outer material civilization are unquestionably due to this division of tendency. Through being turned in a one-sided way towards the physical, those faculties of man whose instrument is in the brain could be so far enhanced as to make possible the science and technical civilization of today. And it was among the European peoples alone that this material civilization could originate. For they, among all the descendants of the Atlanteans, did not develop into actual faculties the inclination towards the physical world of sense until the inclination had reached maturity. Letting it slumber until then undisturbed, they lived on their inheritance of clairvoyance from Atlantis and on the communications of their Initiates. While outwardly their spiritual culture was devoted entirely to these influences, their aptitude for the material conquest of the world was all the time slowly ripening.

[ 115 ] And now, at the present time, the dawn of the sixth post-Atlantean epoch is already making itself felt. For whatever is to emerge at a certain time in human evolution, will always be slowly maturing in the preceding time. One thing can even now begin to evolve in its initial stages, namely the finding of the thread which will unite the two spheres that claim man's devotion—the material civilization, and life in the spiritual world. To this end it is necessary on the one hand that the results of spiritual seership be received and understood, and on the other, that in man's observations and experiences of the sense-world the revelations of the Spirit be recognized. The sixth civilization-epoch will bring to full development the harmony between the two.

Herewith the studies in this book have reached a point where we may turn from the perspectives of the past to those of the future. But it will be better to precede the latter by a study of the Knowledge of Higher Worlds and of Initiation. Then, after this study and in connection with it, we shall be able to indicate in brief the outlook for the future, in so far as that can be done within the framework of this book.

• 1. The term ‘spiritual science’ is here used—as will be evident from the whole context—with the same meaning as ‘Occult Science’—that is to say, the Science of the Supersensible.
• 1. If one wanted to express more precisely the inner experience one has in spiritual investigation, one would have to say not “Saturn was surrounded by an atmosphere” but “when the supersensible consciousness becomes aware of Saturn, there also appears before it an atmosphere of Saturn,” or “other Beings appear, of such and such kind.” To translate this into the wording ”this or that is there” is assuredly permissible, for in the last resort the very same change is made in applying the ordinary usages of speech to what the soul experiences in sense-perception. This point should nevertheless be borne in mind throughout the following description. It is indeed implicitly contained in the context.
• 1. The gas appears to supersensible consciousness through the light-effects which it sends forth. Hence we might also speak of forms of light presenting themselves to spiritual vision.
• 1. See the volume entitled Cosmic Memory: Prehistory of Earth and Man, published in 1959 by Rudolf Steiner Publications Inc., Englewood, New Jersey, U.S.A. The title of the corresponding volume in German is Aus der Akasha Chronik. (Note by Translators.)
• 1. An allusion to the line in Goethe's Faust: “Two souls, alas, reside within my breast.”

[ 1 ] From the foregoing considerations it may be seen that the being of man is composed of four members: physical body, life body, astral body, and is composed of four members: physical body, life body, astral body, and the vehicle of the ego. The ego is active within the three other members and transforms them. Out of this transformation, at a lower level, are developed sentient soul, intellectual soul, and consciousness soul. At a higher stage of human existence, spirit self, life spirit, and spirit man are formed. These members of the human being stand in the most manifold relationships to the whole cosmos and their evolution is bound up with cosmic evolution. By considering this cosmic evolution, an insight may be gained into the deeper mysteries of man's being.

[ 2 ] It is evident that human life is related in the most diverse ways to its environment, to the dwelling place in which it evolves. By means of existing facts even external science has been forced to the opinion that the earth itself, this dwelling place of man in the most comprehensive sense, has undergone an evolution. It points to the conditions of earth existence in which the human being, in his present form, did not yet exist upon our planet. It shows how mankind has slowly and gradually evolved from simple states of civilization to the present conditions. Thus, science also has come to the opinion that a relationship exists between the evolution of man and that of his heavenly body, the earth.

[ 3 ] Spiritual science¹ traces this relationship by means of knowledge that gathers its facts from perception sharpened by spiritual organs. It traces back the process of human development, and it becomes clear to it that the real inner spiritual being of man has passed through a series of lives upon this earth. Spiritual science thus reaches a point of time, lying far back in the remote past, when for the first time this inner being of man enters an external life in the present sense of the word. It was in this first earthly incarnation that the ego began to be active within the three bodies, astral body, life body, and physical body, and it then carried with it the fruits of this activity into the succeeding life.

[ 4 ] If one goes back in one's consideration to this point of time, in the manner indicated, one then becomes aware that the ego meets with an earth condition in which the three bodies, physical body, life body, and astral body, are already developed and have already a certain connection. The ego unites for the first time with the being composed of these three bodies. From now on, it takes part in the further evolution of the three bodies. Heretofore, these bodies developed without this human ego up to the stage at which the ego came in touch with them.

[ 5 ] Spiritual science must go still further back in its research, if it wishes to answer the following questions: How did the three bodies reach the stage of evolution at which they were able to receive an ego into themselves, and how did this ego itself come into existence and acquire the capacity to be active within these bodies?

[ 6 ] An answer to these questions is only possible if one traces out the development of the earth planet itself, in the sense of spiritual science. By means of such research one arrives at the beginning of this earth planet. The mode of observation that relies merely upon the facts of the physical senses cannot come to conclusions that have anything to do with this beginning of the earth. A certain point of view, which makes use of such final conclusions, decides that all earthly substance has been formed out of a primeval mist. It cannot be the task of this work to enter into these ideas because for spiritual research it is a question of not merely considering the material processes of the earth's evolution, but chiefly of taking into account the spiritual causes lying behind matter. If we have before us a man who raises his hand, this raising of the hand can suggest two different ways of considering the act. We may investigate the mechanism of the arm and the rest of the organism and describe the process as it takes place purely in the realm of the physical. On the other hand, we may turn our spiritual attention to what is taking place in the human soul, to what constitutes the inner impulse of raising the hand. In a similar way the researcher, schooled by means of spiritual perception, sees spiritual processes behind all processes of the physical sense-world. For him, all transformations in the substances of the earth planet are manifestations of spiritual forces lying behind these substances. If, however, this spiritual observation of the life of the earth goes further and further back, it comes to a point in evolution where all matter has its primal beginnings. Matter evolves out of the spiritual. Prior to this, only the spiritual exists. By means of this spiritual insight, the spiritual is perceived, and on further investigation it can be seen how this spiritual element in part condenses, so to speak, into matter. Here we have before us, on a higher level, a process that may be likened to what would take place if we were observing a container of water in which lumps of ice were gradually forming by means of ingeniously controlled refrigeration. Just as we see here ice condensing from what was formerly water, so also, through spiritual observation, we are able to trace out the manner in which material things, processes, and beings are condensed from an element that was formerly spiritual.—In this way the physical earth planet has evolved out of a spiritual cosmic being, and everything material connected with this earth planet has condensed out of what was spiritually bound up with it previously. We must not imagine, however, that at any time all that exists of a spiritual nature is transformed into matter, but in matter we have before us transformed parts only of the primeval spiritual substance. Moreover, also during the period of evolution of matter, the spiritual remains the directing and guiding principle. [ 7 ] It is obvious that the mode of thought that restricts itself to the processes of the physical sense-world, and to what the intellect is able to infer from them, is incapable of giving information concerning the spiritual element in question. Let us imagine a being having only the senses that can perceive ice, not, however, the finer condition of water, out of which ice is formed by means of refrigeration. For such a being, water would be non-existent, and only when parts of this water had been transformed into ice would the water be at all perceptible to it. Thus the spiritual part lying behind the earth processes remains concealed to anyone who admits only what exists for the physical senses. If, from the physical facts he observes now in the present, he forms a correct conclusion concerning earlier conditions of the earth planet, he merely arrives at that point in evolution where a part of the preceding spiritual element condensed into matter. This method of observation perceives just as little of the preceding spiritual element as it does of the spiritual element that holds sway, also at the present time, invisibly behind the world of matter.

[ 8 ] Only in the last chapters of this work shall we be able to speak of the paths upon which man must travel to acquire the capacity for looking back, with spiritual perception, at those earlier conditions of the earth under discussion here. Here we only wish to indicate that for spiritual research the facts even of the remote past have not disappeared. When a being reaches corporeal existence, the substance of his body disappears with his physical death. The spiritual forces that have expelled these corporeal elements from themselves do not “disappear” in the same way. They leave their impressions, their exact counterparts, behind in the spiritual foundations of the world, and he who, penetrating the visible world, is able to lift his perception into the invisible, is finally able to have before him something that might be compared with a mighty spiritual panorama, in which all past world-processes are recorded. These imperishable impressions of all that is spiritual may be called the “Akashic Record,” thus designating as the Akashic essence the spiritually permanent element in universal occurrences, in contradistinction to the transient forms of these occurrences. It must be repeated, once more, that research in the supersensible realms of existence can only be carried on with the help of spiritual perception, that is, in the realm with which we are now dealing, only by reading the above-mentioned “Akashic Record.” Yet what has already been said in earlier parts of this work in a similar connection applies here also. Supersensible facts can be investigated only by means of supersensible perception; if, however, they have been investigated and are communicated through the science of the supersensible, they may then be comprehended by ordinary thinking, provided this thinking is really unprejudiced. In the following pages, information concerning the evolution of the earth will be imparted from the standpoint of supersensible cognition. The transformations of our planet will be traced down to the condition of life in which we find it today. If a person observes what he has actually before him in pure sense-perception, and then grasps what supersensible cognition has to say in regard to the way in which what exists at the present time has been evolving since time immemorial, he is then able to say, if he really thinks impartially: in the first place, the information imparted by this form of cognition is thoroughly logical; in the second place, I can understand that things have become what they now are, if I admit the truth of what has been communicated through supersensible research. Naturally, when we speak of logic in this connection, we do not infer thereby that it is impossible for errors in logic to be contained in some presentation of supersensible research. We shall here speak of logic only as that word is used in the ordinary life of the physical world. Just as logical presentation is demanded in the physical world, even though the individual person presenting a range of facts may fall into logical error, so it is also the case in supersensible research. It may even happen that a researcher who has the power of perception in supersensible realms may fall into error in his logical presentation, and that someone who has no supersensible perception, but who has the capacity for sound thinking, may correct him. Essentially, however, there can be no objection to the logic employed in supersensible research. Moreover, it should be quite unnecessary to emphasize the fact that nothing can be charged against the facts themselves on purely logical grounds. Just as in the realm of the physical world it is never possible to prove logically the existence of a whale except by seeing one, so also the supersensible facts can be known only by means of spiritual perception.—It cannot, however, be sufficiently emphasized that it is necessary for the observer of supersensible realms first to acquire a view by means of the above-mentioned logic, before he tries to approach the spiritual world through his own perception. He must also recognize how comprehensible the manifest world of the senses appears when it is assumed that the communications of spiritual science are correct. All experience in the supersensible world remains an insecure, even dangerous, groping, if the above-mentioned preparatory path is ignored. Therefore in this work the supersensible facts of earth evolution are first communicated, before the path to supersensible knowledge itself is dealt with.—We must also consider the fact that anyone who finds his way purely through thinking into what supersensible cognition has to impart is not at all in the same position as someone who listens to the description of a physical process that he himself is unable to observe, since pure thinking is itself a supersensible activity. Thinking, as a sensory activity, cannot of itself lead to supersensible occurrences. If, however, this thinking be applied to the supersensible occurrences described by supersensible perception, it then grows through itself into the spiritual world. In fact, one of the best ways of acquiring one's own perception in the supersensible realm is to grow into the higher world by thinking about the communications of supersensible cognition, for, entrance into the higher realms in this way is accompanied by the greatest clarity of perception. For this reason a certain school of spiritual-scientific investigation considers this thinking the most excellent first stage of all spiritual-scientific training.—It should be quite comprehensible that in this book the way in which the supersensible finds its verification in the outer world is not described in all the details of earth evolution as it is perceived in spirit. That is not what was meant when it was said that the hidden is everywhere demonstrable by its visible effects. The idea is, rather, that whatever is encountered can become entirely clear and comprehensible to man, if the manifest processes are placed into the light afforded by spiritual science. Only in a few characteristic instances will reference be made in the following pages to a verification of the concealed by means of the manifest, in order to show how it can be done at any point in the course of practical life.

[ 9 ] If we trace back the evolution of the Earth by means of the spiritual-scientific method of research mentioned above, we come to a spiritual state of our planet. If we continue still further back on our path of research, we find that this spiritual element previously existed in a sort of physical embodiment. Thus we come upon a past physical planetary state that later became spiritualized and then, later still, through repeated materialization, became transformed into our Earth. Our Earth appears, therefore, as a reincarnation of an ancient planet. But spiritual science is able to go still further back and it then discovers the whole process repeated twice more. This Earth of ours passed through three preceding planetary stages, and in between these stages there lie intermediate stages of spiritualization. The physical element appears ever more subtle, the further back we trace the Earth's incarnations.

[ 10 ] One may ask: How can a sound power of thought accept the existence of world stages lying so far back in the past, such as these that are spoken of here? This is a natural objection to the descriptions that are to follow. Our reply is that for anyone who with understanding is able to see the present hidden spiritual element in what is revealed to the senses, an insight into the earlier evolutionary states, however remote, presents no impossibility. Only for someone who does not acknowledge this hidden spiritual element finds that, in his perception of the present stage, the earlier ones are also contained, just as in his perception of a man of fifty the one-year-old child is still contained. But, you may say, in the latter case you have before you, besides the man of fifty, one-year-old children and all the possible intermediate stages. That is true, but it is also true for the evolution of the spirit as it is meant here. Whoever has come to an objective understanding in this field sees also that in a comprehensive survey of the present, which includes the spiritual, the past evolutionary stages have really survived, alongside the perfected stages of present-day evolution, just as alongside a man of fifty, one-year-old children are present. Within the earthly events of the present, the primeval happenings of the past may be seen if we are but able to distinguish between these different successive stages of evolution.

[ 11 ] In the form in which he is evolving at present man appears for the first time during the fourth of the planetary incarnations characterized above, the actual Earth itself. The essential nature of this form shows the human being to be composed of the four members: physical body, life body, astral body, and ego. Yet this form would not have been able to appear had it not been prepared through the preceding processes of evolution. This preparation took place because within the previous planetary incarnation there were beings evolving who already possessed three of the present four human members—the physical body, life body, and astral body. These beings, who in a certain sense may be called our human ancestors, did not yet possess an ego, but they developed these three other members and their inter-relationships to the degree that made them mature enough later on to receive the ego. Thus the human ancestor, in the previous planetary incarnation, reached a certain stage of maturity in his three members. This state passed over into a spiritual one and out of it a new physical planetary state developed, that of the Earth. Within this Earth, the matured human ancestors were present, as it were, in a germinal state. Because the entire planet had passed over into a spiritualized condition and had reappeared in a new form, it offered to the embryonic human entities contained within it, with their physical, life, and astral bodies, the opportunity not only of developing again to their previous level, but also the further possibility, after having attained this point, of reaching out beyond it through the reception of the ego. The Earth evolution, therefore, falls into two parts. In the first period, the Earth itself appears as a reincarnation of the previous planetary stage. This recapitulatory stage, however, stands at a higher level than that of the previous incarnation because of the intervening stage of spiritualization. The Earth now contains within itself the germinal nuclei of the human ancestors from the previous planet. These at first develop to their previous level; then, when they have attained this point, the first period is concluded, but because of its own higher stage of evolution, the Earth can now develop the nuclei still further, namely, by making them fit to receive the ego. The unfoldment of the ego within the physical, life, and astral bodies is characteristic of the second period of Earth evolution.^c5

[ 12 ] In this way, by means of the evolution of the Earth, man is brought a stage higher. This was also the case in the previous planetary incarnations, for even in the first of these incarnations some element of the human being was present. Therefore, light is shed upon the human being of the present if his evolution is traced back to the distant past of the very first of the planetary incarnations mentioned.—In supersensible research, the first of these planetary incarnations may be named Saturn, the second may be designated Sun, the third, Moon, and the fourth, Earth. It must be clearly understood, however, that these designations must not, at the outset, be associated with the same names that are used for the members of our present solar system. Saturn, Sun, and Moon are to be names for bygone evolutionary forms through which the Earth has passed.² The relationship that these worlds of the ancient past hold to the heavenly bodies constituting the present solar system will appear in the course of the subsequent descriptions. It will then become clear why these names have been chosen.

[ 13 ] The conditions of the four planetary incarnations mentioned can be described only in outline, because the processes and the beings and their destinies upon Saturn, Sun, and Moon are truly as manifold as upon the Earth itself. Therefore in our descriptions of these states only single characteristic points will be brought out that illustrate how the Earth's states have developed out of earlier ones. We must also consider the fact that the further back we go, the more do these states become dissimilar to those of the present. Yet in characterizing them, they can only be described by employing mental representations borrowed from present earthly relationships. When, for instance, we speak of light, heat, or other phenomena, in connection with these earlier states, we should not overlook the fact that we do not mean exactly what is meant by these words, light and heat, at the present time, and yet this terminology is correct, because for the observer of supersensible realms something appears in these earlier stages of evolution out of which the light and heat of the present have evolved. Those who follow the descriptions given here will indeed be well able to gather—from the connection in which these things are placed—what mental pictures are to be made in order to have characteristic images and symbols for things that have occurred in the distant, primeval past.

[ 14 ] To be sure, these difficulties become especially significant for the planetary conditions that preceded the Moon incarnation, for, during this latter period, conditions prevailed that still show a certain similarity to earthly conditions. He who attempts to describe these conditions has in this similarity to the present a certain starting point for expressing in clear mental pictures the supersensibly acquired perceptions. It is a different matter when the evolution of Saturn and Sun are to be described. What presents itself there to clairvoyant observation is very different from the objects and beings belonging at present to the sphere of human life, and this dissimilarity makes it difficult to the highest degree to bring the ancient matters in question within the scope of supersensible consciousness. Since, however, the present being of man cannot be understood unless we go back as far as the Saturn state, the description must nevertheless be given. Surely such a description will not be misunderstood by the one who holds the existence of such difficulties in mind and who remembers that much of what is said must of necessity be considered more in the light of an allusion and a reference to the corresponding facts than as an exact description of them.

[ 15 ] A contradiction might be found between what is given here and in the following pages, and what is said on page 109 concerning the continuation of the past into the present. One might imagine that nowhere does there exist, alongside the present Earth state, a previous Saturn, Sun, and Moon state, or even a human form such as is described in this exposition as having existed in these earlier stages. It is true that Saturn human beings, Sun and Moon human beings do not move about side by side with Earth humanity in the same way as three-year-old children move about alongside fifty-year-old men and women, but within the earthly human being the previous states of humanity are supersensibly perceptible. In order to know this we must have acquired the power of discrimination and extend it to include the full scope of the conditions of life. The three-year-old child exists alongside the fifty-year-old man; similarly, the corpse, the sleeping, and the dreaming human being exist alongside the living, waking Earth man. Although these various forms of existence of the being of man—as they are at present—do not directly correspond to the various stages of evolution, nevertheless a genuine perception sees in such forms of manifestation these various evolutionary stages.

[ 16 ] Of the present four members of the being of man, the physical body is the oldest. It is also the member that, in its own way, has attained the greatest perfection. Supersensible research shows that this human member was already in existence during the Saturn evolution. It will be seen in the course of this description that the form, however, which this physical body possessed upon Saturn was something quite different from the present human physical body. This earthly human physical body can only maintain its existence by reason of its connection with the life body, astral body, and ego, described in the preceding parts of this book. Such a connection did not yet exist upon Saturn. At that time the physical body passed through its first stage of evolution without having a human life body, astral body, or ego inserted into it. During the Saturn evolution it gradually matured so as to be able to receive a life body. To this end, Saturn had first to pass over into a spiritual state and then reincarnate as the Sun. During the Sun incarnation, what had become the physical body on Saturn unfolded again, as though from a germ of a past evolution, and only then could it draw into itself an etheric body. Through this insertion of an etheric body, the physical body changed its character. It was raised to a second degree of perfection. A similar thing occurred during the Moon evolution. The human ancestor, having evolved from the Sun to the Moon, received into himself the astral body, and thus the physical body became changed a third time; that is, it was raised to the third degree of its perfection. Moreover, the life body was likewise changed, and it stood now in the second stage of its perfection. Upon the Earth the ego was added to the human ancestor consisting of physical body, life body, and astral body. The physical body thereby reached its fourth degree of perfection, the life body its third, the astral body its second; the ego stands only in its first stage of existence.

[ 17 ] If we give ourselves up to an unprejudiced examination of the human being, there will be no difficulty in correctly picturing these various degrees of perfection of the individual members. We need only in this connection compare the physical body with the astral. Certainly it is true that the astral body, as a soul member, stands at a higher stage of evolution than the physical body, and when, in the future, the astral body will have perfected itself, it will have a much greater significance for the entire being of man than the present physical body. Still in its own way the physical body has reached a certain climax of evolution. In this connection one need but think of the structure of the heart, organized in accordance with the greatest wisdom, the marvellous structure of the brain and other organs, even that of an individual portion of a bone, for example, that of the upper part of the thigh bone, the great trochanter. There is within the end of this bone a net-like or trestle-like structure of delicate bony fibers, formed in harmony with the laws of mechanics. The whole is fitted together in such a manner that, with the least amount of material, the most advantageous effect on the articular surfaces is attained, for example, the most suitable distribution of friction and as a result a proper kind of mobility. Thus in the various parts of the human body structures are to be found full of wisdom, and if we consider further the harmonious co-operation between the parts and the whole, we shall certainly find that it is correct to speak of the particular perfection of this member of the human being. In this connection, the fact that in certain parts of the physical body seemingly inadequate phenomena may appear, or that disturbances may arise either in the structure or in the functions, is of no importance. We shall even be able to discover that these disturbances are, in a certain sense, only the necessary shadow side of the wisdom-filled light that is shed over the entire physical organism. Now compare with this the astral body as the bearer of joy and sorrow, of desire and passion. Oh, what insecurity reigns in this body in respect of joy and sorrow, what desires and passions are enacted within it, often meaningless and running counter to higher human purposes! The astral body is only in process of acquiring the harmony and inner completeness that we already find in the physical body. In like manner it is possible to show that the ether body, in its way, appears more perfect than the astral body, but less perfect than the physical body, and an adequate consideration will prove that the essential kernel of the human being, the ego, stands at present only at the beginning of its evolutions. For how much has this ego already accomplished of its task of transforming the other members of man's being in such a manner that they be a manifestation of its own nature? What results from external observation in this direction is made more acute for those who understand spiritual science by means of something else. One may quote the fact that the physical body can be overtaken by sickness. Spiritual science is in the position to show that a great part of all sicknesses originates from the fact that the perversity and mistakes of the astral body are transmitted to the etheric body, and in a roundabout way through the latter destroy the complete harmony of the physical body. The deeper connection which can only be touched upon here, and the actual cause of many disease processes elude the scientific mode of observation that confines itself only to physical sensory facts. In most cases it happens that the damaging of the astral body does not produce pathological tendencies of the physical body in the same life in which the damage has occurred, but only in a subsequent one. Therefore, the laws that apply here have a meaning only for those who are able to acknowledge the repetition of human life on earth, but even if there is no desire to gain such deeper knowledge, yet the ordinary view of life shows that the human being indulges himself altogether too much in enjoyments and desires that undermine the harmony of the physical body. Pleasure, desire, passion do not reside in the physical, but in the astral body, and this is in many respects still so imperfect that it can destroy the perfection of the physical body.—We wish to call attention to the fact that no attempt is made here to prove by such arguments the statements of spiritual science concerning the evolution of the four members of man's being. The proofs are taken from spiritual research, and this shows that the physical body has passed through a fourfold metamorphosis on to higher degrees of perfection, and that the other human members, as already described, have undergone fewer transformations. We only wished to point out that these communications of spiritual research relate to facts the effects of which show also in the outwardly observable degrees of perfection of the physical, life, and astral bodies.

[ 18 ] If we wish to form an approximately accurate pictorial idea of the conditions during the Saturn evolution, we must take into consideration the fact that during that period essentially nothing existed of the things and creatures that belong at present to the earth, and are counted among the mineral, plant, and animal kingdoms. The beings of these three kingdoms only came into existence in later periods of evolution. Of the present physically visible earth beings, only man existed at that time, and only that part of him, the physical body, as already described. At the present time, not only do these beings of the mineral, plant, animal, and human kingdoms belong to the earth, but there are also other beings who do not manifest in a physical body. These beings were also present during the Saturn evolution, and their activity on Saturn as a sphere of action resulted in the subsequent evolution of man.

[ 19 ] If one directs the spiritual organs of perception, not to the beginning and the end, but to the middle evolutionary period of this Saturn incarnation, a state appears consisting chiefly of “heat.” No gaseous, fluid, or solid elements are to be found there. All these conditions only appear in later cosmic incarnations. Let us imagine a human being with his present sense organs approaching this Saturn world as an observer. He would then experience none of the sense-impressions of which he is capable, except the sensation of heat. On reaching the space occupied by Saturn, he would only perceive that it had a condition of heat different from the rest of the surrounding space. He would not find this space uniformly warm throughout, but would find hot and cold regions alternating in the most varied manner. Heat would be perceived radiating according to certain lines, not straight lines, but in irregular forms, produced by the variations in heat. He would have before him something like an organized cosmic being, appearing in ever changing states, consisting only of heat.

[ 20 ] For man of the present day it must be difficult to imagine something that consists only of heat, since he is not accustomed to recognize heat as something in itself, but to perceive it only in connection with hot or cold gaseous, fluid, or solid bodies. Especially the man who has acquired the ideas of modern physics will look upon the above way of speaking about heat as pure nonsense. He will perhaps say that there are solid, fluid, and gaseous bodies; heat, however, denotes only the condition in which any one of these three bodily forms finds itself. When the smallest particles of a gas are in motion, this motion is perceived as heat. Where there is no gas, there can be no such motion, therefore also no heat.—The matter appears quite different to the researcher in spiritual science. For him, heat is something about which he can speak in the same sense he can speak of a gas, of a fluid, or of a solid body; it is for him only a substance still finer than gas, and gas is to him nothing else than condensed heat, in the same sense that a fluid is a condensed vapor, or a solid body a condensed fluid. Thus the spiritual scientist speaks of heat bodies just as he speaks of gaseous and vaporous bodies.—If someone wishes to follow the spiritual researcher into this realm, it is only necessary to grant that there exists spiritual perception. In the given world of the physical senses, heat exists entirely as a state of a solid, a fluid, or gaseous body. This condition, however, is only the external aspect of heat, or its effect. The physicists speak only of this effect of heat, not of its inner nature. Let us try to disregard all effects of heat that we receive through external objects, and picture to ourselves only our inner experience when we say, “I feel warm,” “I feel cold.” This inner experience can alone give us an idea of the Saturn state at the period of its development described above. It would have been possible to pass through the whole of the space occupied by Saturn without finding any sort of gas that could exert pressure, or any sort of solid or fluid body from which we could receive an impression of light. But in every point in space, without any impression from outside, we would have had the inner feeling that here there exists this or that degree of heat.

[ 21 ] In a cosmic body of such a character there are no conditions suitable for the animals, plants, and minerals of the present time. (It is, therefore, hardly necessary to state that what has just been described could never occur. A man of today, as such, cannot confront ancient Saturn as an observer. The exposition was only to serve as an illustration.) The beings of whom supersensible cognition becomes conscious while observing Saturn, were at a stage of evolution quite different from the present, sensorily-perceptible earth beings. Before this faculty of cognition beings appear who did not possess a physical body like that of present-day man. When we speak here of “physical body,” we must be careful not to think of the physical corporeality as it exists today. Rather, we must differentiate carefully between the physical body and the mineral body. A physical body is one that is ruled by physical laws observed today in the mineral kingdom. The present human physical body is not only ruled by these physical laws, but it is also permeated by mineral substance. It is impossible to speak of a physical-mineral body of this kind on ancient Saturn. At that time there existed only a physical corporeality governed by physical laws, but these physical laws manifested themselves only through heat effects. Thus the physical body was a fine, attenuated, etheric heat body, and the whole of Saturn consisted of these heat bodies. They were the first germinal beginnings of the present physical-mineral body of man. The latter fashioned itself out of the heat body as a result of the insertion into it of gaseous, fluid, and solid matter, which only came into existence later on. Among the beings perceived by supersensible consciousness when it becomes aware of the Saturn state and who, besides man, may be called inhabitants of Saturn, are those, for example, who have no need at all of a physical body. The lowest vehicle of these beings was an ether body; they had, however, besides this a higher member that transcended all the human vehicles. Man has as highest member spirit man. These beings have a still higher member, and between the ether body and spirit man they have all the members described in this book as belonging also to human beings: astral body, ego, spirit self, and life spirit. Just as our earth is surrounded by a sphere of air—an atmosphere—so was it also on Saturn, only this “atmosphere” was of a spiritual character.³ It consisted of the beings just mentioned and still others. Between the heat bodies of Saturn and these beings there was a constant reciprocal action. The latter submerged the members of their being into the physical heat bodies of Saturn and, although there was no life in these heat bodies themselves, the life of the beings in their environment was expressed, in them. They might be compared to mirrors, only it was not the images of the beings in question that were mirrored, but their life-conditions. Nothing living could have been discovered on Saturn itself, but through its activity Saturn vitalized the surrounding heavenly space by reflecting back, like an echo, the life sent down to it. The whole of Saturn appeared like a mirror of celestial life. Certain exalted beings whose life was radiated back by Saturn may be called “Spirits of wisdom.” (In Christian Esotericism they bear the name “Kyriotetes” or “Dominions.”) Their activity on Saturn does not begin with the middle period of its evolution just described, in fact, it had then already ceased. Before they had reached the ability to become conscious of the reflection of their own life from the heat bodies of Saturn, they had to develop these bodies to the point of being able to effect this reflection. Therefore their activity began soon after the beginning of the Saturn evolution. At that time the bodily nature of Saturn still consisted of chaotic substance that was unable to reflect anything—By considering this chaotic substance, one has transplanted oneself through spiritual perception to the beginning of the Saturn evolution. What is observable there does not yet bear sequent heat character. If we wish to characterize it, it is only possible to speak of a quality that may be compared with the human will. It is will, through and through. Thus we have to do here entirely with a soul state. If we wish to trace back the source of this will, we find that it originates from the emanations of exalted beings who brought their development, in stages that can only be divined, to such a height that they were able, when the evolution of Saturn began, to pour forth the will from their own being. After this emanation had lasted for a time, the activity of the already mentioned Spirits of Wisdom unites with the will. Thus will, previously wholly without attributes, now gradually acquires the ability to reflect life back into cosmic space.—These beings, who experience their supreme bliss in pouring forth will out of themselves at the beginning of the Saturn evolution, may be called the “Spirits of Will.” (In Christian esotericism they are called “Thrones.”)—After a certain stage of the Saturn evolution has been reached through the co-operation of will and life there begins the activity of other beings who are likewise present in the environment of Saturn. They may be called the ”Spirits of Motion.” (In Christian esotericism , “Dynameis,” or “Powers.”) They have no physical or ether body, but their lowest vehicle is the astral body. When the Saturn bodies have acquired the ability to reflect life, this reflected life is in a condition to be permeated with the qualities that reside in the astral bodies of the Spirits of Motion. The result of this is that it appears as though the manifestations of sensation and feeling and similar soul activities were flung out into celestial space from Saturn. The whole of Saturn appears like an ensouled being, manifesting sympathies and antipathies. These manifestations of soul-qualities, however, are in no way its own, but only the flung-back soul activities of the Spirits of Motion.—After this state has lasted a certain length of time, there begins the activity of still other beings that may be called the “Spirits of Form.” Their lowest member is also an astral body, but it stands at a stage of development different from that of the Spirits of Motion. Whereas these latter communicate only general expressions of feeling to the reflected life, the activity of the astral body of the Spirits of Form (in Christian esotericism, “Exusiai,” or “Authorities,”) is of such a nature that the expressions of feeling are flung back into cosmic space as though from individual beings. One might say that the Spirits of Motion cause Saturn as a whole to appear like an ensouled being. The Spirits of Form divide this life into individual living beings, so that Saturn now appears like an agglomeration of such soul beings.—In order to have a picture of this state, imagine a mulberry or a blackberry, and note how it is composed of small individual parts. For the observer of the spiritual world, Saturn, in the period of evolution just described, is similarly composed of a number of Saturn entities that, to be sure, do not possess a life and soul of their own, but that reflect the life and soul of the beings dwelling in them.—In this state of Saturn, beings now intervene who likewise have the astral body as their lowest member, but who have developed it to such a stage that it has the effect of a present-day human ego. Through these beings, the ego looks down upon Saturn from its environment and communicates its nature to the individual living beings of Saturn. Thus something is sent out into cosmic space from Saturn that appears similar to the activity of the human personality in the present cycle of life. The beings who bring this about may be called the “Spirits of Personality,” (“Archai,” “Primal Beginnings” in Christian Esotericism). They confer upon the small Saturn bodies the appearance of the character of personality. Personality does not exist on Saturn itself, however, but only its reflection, as it were, the shell of personality. The Spirits of Personality have their real personality on the periphery of Saturn. Just because these Spirits of Personality let their being be reflected back by the Saturn bodies in the manner indicated, the fine substance just described as “heat” is imparted to the latter.—In the whole of Saturn there is no inner life, but the Spirits of Personality recognize the image of their own inner life as it streams back to them from Saturn in the form of heat.

[ 22 ] When all this occurs, the Spirits of Personality stand at the stage at which the human being is at present. At that time they pass through their human epoch. If we wish to look at these facts with an unprejudiced eye, we must imagine that a being can be “man” not merely in the form borne by man at the present time. The Spirits of Personality are “human beings” on Saturn. They do not have the physical body as their lowest principle, but the astral body with the ego. Therefore they are not able to express the experiences of this astral body in a physical and ether body like that of the present-day man; yet they not only possess an ego, but are fully aware of it, because the heat substance of Saturn brings it to their consciousness in reflecting it back to them. They are “human beings” under conditions different from the earth state.

[ 23 ] In the further course of the Saturn evolution, events ensue that are different in character from anything existing heretofore. While up to the present time everything was a reflection of external life and sensation, now a kind of inner life begins. Here and there within the Saturn world a life of light begins, now flaring up, now darkening. Flickering glimmers of light appear in certain places, and in others something occurs like flashes of lightning. The Saturn heat bodies begin to glimmer, to sparkle, even to radiate. Because this stage of evolution has been reached, again certain beings have the possibility of becoming active. These are beings who may be called “Spirits of Fire,” (in Christian esotericism, “Archangeloi,” or “Archangels”). Although these beings have an astral body of their own, they are unable, at this stage of their existence, to stimulate it; they would not be able to awake any feeling or sensation if they could not work upon the heat bodies that had reached the Saturn stage already described. This activity exerted by them gives them the possibility of becoming aware of their own existence. They cannot say to themselves, “I exist,” but rather, “My environment permits me to exist.” They perceive, and their perceptions consist in the activities of light described as taking place on Saturn. These activities are in a certain sense their ego. This gives them a certain kind of consciousness that may be designated as picture consciousness. It can be thought of as a kind of human dream consciousness, only we must think of the degree of intensity of this dream consciousness as being much greater than in human dreaming, and we must realize that we are concerned not with unreal dream pictures surging up and down, but with dream pictures that have an actual relationship to the play of light on Saturn.—Within this reciprocal activity taking place between the Spirits of Fire and the Saturn heat bodies, the germinal human organs of sense are started on the path of evolution. The organs through which the human being at present perceives the physical world flash up in their first etheric inceptions. Human phantoms, as yet manifesting nothing but the primal light images of the sense organs, can be recognized within Saturn by means of clairvoyant perception.—These sense organs thus are the fruit of the activity of the Spirits of Fire, but the Spirits of Fire are not the only beings who participate in the formation of these organs. Together with these Spirits of Fire, other beings enter the field of Saturn, beings who are so far advanced in their evolution as to be able to employ these germinal senses to perceive the cosmic processes taking place in the life of Saturn. These beings may be called “Spirits of Love,” (in Christian esotericism, “Seraphim”). Were they not present, the Spirits of Fire could not have the consciousness described above. They behold the Saturn processes with a consciousness enabling them to convey these processes to the Spirits of Fire in the form of images. They forego all benefit they themselves might reap by perceiving the Saturn events; they renounce all enjoyment, all pleasure; they sacrifice all this in order that the Spirits of Fire might have it.

[ 24 ] A new Saturn period follows these occurrences. Something else is added to the play of light. It may seem madness to many when we speak of what here presents itself to supersensible cognition. The interior of Saturn appears like a billowing and surging of sensations of taste; sweet, bitter, sour may be observed at various points within Saturn, and outwardly, into cosmic space, this all appears as tone, as a kind of music.—Within these processes certain beings again find the possibility of developing an activity upon Saturn. They may be called the “Sons of Twilight, or Life,” (in Christian Esotericism, “Angeloi,” “Angels”). They enter into reciprocal activity with the surging forces of taste present within Saturn, and through it their ether or life body takes on an activity somewhat similar to metabolism. They bring life into the interior of Saturn. As a result, processes of nutrition and elimination take place. They do not directly produce these processes, but through their activities the processes indirectly come into existence. This internal life makes it possible for still other beings to enter the sphere of this cosmic body, beings who may be designated “Spirits of Harmony,” (in Christian Esotericism, “Cherubim”). They bestow upon the Sons of Life a dull kind of consciousness, duller and vaguer than the dream consciousness of the present-day human being, a consciousness similar to that he possesses in dreamless sleep. This consciousness is of such a low order that man is not aware of it. It is present, however, and differs from day consciousness in degree and also in kind. Plant life at present also has this “dreamless sleep consciousness.” Even though this consciousness does not excite perceptions of an outer world as they are understood today, nevertheless, it regulates the life-processes and brings them into harmony with the outer cosmic processes. At the Saturn stage under consideration, the Sons of Life cannot perceive this regulating process; the Spirits of Harmony, however, perceive it and are therefore the actual regulators.—All this life-activity takes place in the human phantoms, already characterized. These phantoms therefore appear to spiritual perception as though endowed with life, but their life is only a semblance. It is actually the life of the Sons of Life. These Sons of Life make use of the human phantoms, in order, as it were, to unfold themselves.

[ 25 ] Now let us consider these human phantoms with their semblance of life. During the Saturn period described, these phantoms have ever-changing forms, sometimes resembling this shape, sometimes that. During the further course of evolution these forms become more defined; occasionally they become permanent. The reason for this is that they are now permeated by the activities of the spirits who have to be taken into account already at the beginning of Saturn evolution, namely, the Spirits of Will (Thrones). As a result, the human phantom itself appears with the simplest, dullest form of consciousness. We must picture this form of consciousness as duller than that of dreamless sleep. Under present conditions, the minerals have this consciousness. It brings the inner being into harmony with the outer physical world. Upon Saturn, the Spirits of Will are the regulators of this harmony, and the human being appears like a small counterpart of the life of Saturn itself. What constitutes the Saturn life on a large scale, constitutes man, at this stage, on a small scale. This is the primary nucleus of what even in the modern human being exists only in a germinal state, namely, spirit man (atma). Within Saturn, this dull human will manifests itself to supersensible perception through effects that may be compared with “scents,” or “odors.” Toward the outside, toward celestial space, something is to be perceived like the manifestation of a personality that is, however, not controlled by an inner ego, but is regulated from without like a machine. The regulators are the Spirits of Will.

[ 26 ] If we survey the preceding description, it becomes apparent that, starting from the middle stage of Saturn evolution described at the very beginning, the stages of this evolution might be characterized by comparing their various effects with sense-impressions of the present. It was said that the Saturn evolution manifests as heat, then a play of light begins, followed by a play of taste and tone; finally, something arises that manifests within the interior of Saturn like the sensation of smell, and externally like a mechanically acting human ego.

One might ask what the manifestations of the Saturn evolution prior to this state of heat are. What existed before cannot in any way be compared with anything that is accessible to an outer sense-impression. Prior to the state of heat, a state existed that the human being can experience at the present time only in his inner nature. If he gives himself up to ideas that he himself forms in his soul without the impelling impulse of an external impression, he has something within himself that physical senses cannot perceive; on the contrary, it is only accessible to higher perception. The manifestations that preceded the state of heat of Saturn can be present only for him who possesses supersensible perception. Three such states may be mentioned: pure soul heat, which is outwardly imperceptible; pure spiritual light, which is external darkness; finally, a spiritual state of being that is complete within itself and needs no external being in order to become conscious of itself. Pure inner heat accompanies the appearance of the Spirits of Motion; pure spiritual light, that of the Spirits of Wisdom; pure inner being is bound up with the first emanation of the Spirits of Will.

[ 27 ] With the appearance of the Saturn heat, our evolution for the first time passes over from a purely spiritual, inner existence into one manifesting externally. It will be especially difficult for the present-day consciousness to accept the statement that with the Saturn state of heat what is called “time” first makes its appearance, for the preceding states are not at all temporal. They belong to the region that in spiritual science may be called “duration.” For this reason it must be understood that in all that is said in this work about such states in the “region of duration,” expressions referring to temporal relationships are only used by way of comparison and explanation. What precedes “time,” as it were, can only be characterized in human language by expressions containing the idea of time, for we must also be conscious of the fact that although the first, second, and third states of Saturn did not take place one after the other in the present sense of the word, we cannot do otherwise than describe them one after the other. Indeed, in spite of their duration or simultaneity, they are so inter-dependent that this dependence may be compared with a sequence in time.

[ 28 ] By thus pointing to these earliest evolutionary states of Saturn, light is also thrown upon all other questions about the “whence” of these states. From the purely intellectual standpoint it is naturally quite possible, in regard to any origin, to continue asking about the “origin of this origin.” But this is not permissible in the face of facts. We only need to make this clear by a comparison. If we find traces in a road, we may ask what has caused them. The answer may be: a wagon. We can then ask further: whence came the wagon and whither has it gone? An answer founded upon facts is again possible. We might then ask further: who was sitting in it? What was the intention of the person who was using it? What was he doing? Finally, however, we shall come to a point where the questioning through the very facts comes to an end. Whoever continues to question, deviates from the original intention of the question. He continues the questioning mechanically. We can easily see in cases like the one just cited for the sake of comparison where the nature of facts brings an end to the questioning. In respect of the great questions of the cosmos this is not so easily seen. By really exact observation, however, we shall notice that all questions concerning the “whence” must end at the above described Saturn states. For we have come to a sphere in which the beings and processes no longer justify themselves through their origin, but through themselves.

[ 29 ] The result of Saturn evolution is the development of the human germ to a certain stage; it has reached that low, dim consciousness spoken of above. It must not be imagined that the latter's development begins only in the last stage of Saturn. The Spirits of Will are active throughout all conditions of Saturn, but to supersensible perception the result in the last stage is most conspicuous. There exists no definite boundary line between the activities of the individual groups of beings. If it is said that in the beginning the Spirits of Will are active, then the Spirits of Wisdom, then another group of spiritual beings, it is not intended to mean that they were only active at that time. They are active throughout the whole of the Saturn evolution, but in the periods mentioned their activity can best be observed. The individual beings have then, as it were, the leadership.

[ 30 ] Thus the whole of the Saturn evolution appears like a fashioning, a working over of what has streamed out of the Spirits of Will by the Spirits of Wisdom, Motion, Form, and so forth. At the same time, these spiritual beings themselves undergo an evolution. For example, after having received their life reflected back to them from Saturn, the Spirits of Wisdom stand at a different stage from that at which they previously stood. The fruit of this activity enhances the capacities of their own being. The result is that after the completion of such activity something happens to them similar to what happens to man in sleep. After their periods of activity on Saturn follow other periods during which they live, so to speak, in other worlds. Their activity is then turned away from Saturn. Therefore, clairvoyant perception observes in the described evolution of Saturn an ascent and a descent. The ascent continues until the formation of the state of heat; then with the play of light an ebb tide sets in, and when the human phantoms have assumed a form through the activity of the Spirits of Will, the spiritual beings have gradually withdrawn. The Saturn evolution slowly dies and as such disappears. A period of rest then occurs. The germinal human being passes over into a condition of dissolution, not, however, one in which it entirely disappears, but one that is similar to that of a plant seed resting in the earth, preparing to grow into a new plant. In a similar manner the human germ rests in the bosom of the cosmos, awaiting a new awakening, and when the moment of this awakening comes, the above described spiritual beings have acquired, under other conditions, capacities for working further upon the germinal human being. The Spirits of Wisdom have acquired the capacity in their ether bodies not only of enjoying the reflection of life, as they did on Saturn, but also the ability of letting life stream forth from themselves and of endowing other beings with it. The Spirits of Motion are now as far advanced as were the Spirits of Wisdom on Saturn. The lowest principle of their being was then the astral body; now they possess an ether or life body. The other spiritual beings have correspondingly advanced to a higher stage of their evolution. All these spiritual beings, therefore, are able to work upon the further evolution of the germinal human being in another way than on Saturn.—But at the end of the Saturn evolution the germinal human being was dissolved. In order that the more evolved spiritual beings may continue from the point where they ended their previous activities, this germinal human being has briefly to recapitulate the stages through which it passed on Saturn. This is to be seen by supersensible perception. The germinal human being emerges from its concealment and, through the forces that have been implanted within it on Saturn, it begins to develop through its own power. It emerges out of the darkness as a being of will; it advances itself to a being possessed of a semblance of life, of a soullike nature and other characteristics, until it reaches the stage of automatic manifestation of personality that it possessed at the end of the Saturn evolution.

[ 31 ] The second of the great evolutionary periods alluded to, the “Sun stage,” effects the raising of man to a condition of consciousness higher than that which he attained on Saturn. Compared with the present consciousness of man, this Sun stage could, to be sure, be designated as “unconsciousness,” for it closely approximates the state in which the human being now exists during completely dreamless sleep. It might also be compared with the low degree of consciousness in which our plant world is at present slumbering. For supersensible perception there is no such thing as “unconsciousness,” but only varying degrees of consciousness. Everything in the world possesses consciousness.—The human being attains a higher degree of consciousness in the course of the Sun evolution because at that time his nature is invested with the etheric or life body. Before this can occur, however, the Saturn conditions must be recapitulated, as described above. This recapitulation has a quite definite significance. When the period of rest, of which we have spoken in the previous description, has come to an end, what was formerly Saturn issues forth out of “cosmic sleep” as a new cosmic being, the Sun. But as a result, the conditions of evolution are changed. The spiritual beings, whose activities on Saturn have been described, have now advanced to other conditions. The germinal human being, however, first appears on the newly formed Sun just as it was at the end of the Saturn evolution. It must first transform the various evolutionary stages that it had reached on Saturn, so that they conform with the conditions on the Sun. The Sun epoch, therefore, begins with a recapitulation of the occurrences on Saturn, but adjusted to the changed conditions of the life of the Sun. When the human being has developed to the point where the stage of his evolution acquired on Saturn conforms to the conditions of the Sun, the already mentioned Spirits of Wisdom, the Kyriotetes, begin to let the ether or life body flow into the human physical body. The more advanced stage that man attains on the Sun may be characterized by saying that the physical body, germinally formed already on Saturn, is raised to a second stage of perfection by becoming the bearer of an ether or life body. This ether or life body itself attains the first degree of its perfection during the Sun evolution. In order, however, that this second degree of perfection of the physical body and the first degree of perfection of the life body be attained, it is necessary in the further course of the life of the Sun that yet other spiritual beings interpose themselves in a way similar to what was already described for the Saturn stage.

[ 32 ] When the Spirits of Wisdom begin to pour the life body into man, the Sun, previously dark, now begins to radiate. At the same time the first signs of an inner activity appear in the germinal human being; life begins. What on Saturn had to be characterized as an appearance of life, now becomes actual life. This pouring in of the life body continues for a certain length of time, after which an important change takes place in the human germ, namely, it divides into two parts. Whereas previously the physical body and life body formed one closely-bound whole, the physical body now begins to detach itself as a separate part. This detached physical body, however, continues also to be permeated by the life body. We have now before us a twofold human being. One part is a physical body worked upon by a life body, the other part is pure life body. This separation takes place during an interval of rest in the life of the Sun. During this interval, the radiation that had already begun is again extinguished. The separation takes place, as it were, during a “cosmic night.” This interval of rest is much shorter than the interval of rest between the Saturn and Sun evolutions, of which we have spoken previously. After the expiration of this interval, the Spirits of Wisdom continue to work for a time upon the twofold human being just as they had worked before on the single-membered human being. The Spirits of Motion then begin their activity. They let their own astral body surge through the human life body. As a result, it acquires the capacity to carry on certain inner movements within the physical body. These movements may be likened to the movements of sap in our present-day plants.

[ 33 ] The Saturn body consisted solely of heat substance. During the Sun evolution this heat substance condenses to a state that may be compared with the present state of gas or vapor. It is the state that may be designated by the word “air.” The first appearance of such a state manifests itself after the Spirits of Motion have begun their activity. The following spectacle presents itself to supersensible consciousness. Within the heat substance something appears like delicate structures that are set into regular motion by means of the forces of the life body. These structures represent the human physical body at that stage of evolution. They are completely permeated by heat and enclosed by a mantle of heat. Physically speaking, this human being may be said to consist of heat structures into which air forms are articulated that are in regular motion. If we wish to keep to the above comparison with the plants of the present day, we must remain conscious of the fact that we are not dealing with a compact plant formation, but with a gaseous or aeroform structure, the movements of which may be compared with the movements of the sap in present-day plants. The gas appears to supersensible consciousness through the effect of light, which the gas permits to stream forth from itself. We might thus also speak of light structures that are perceptible to spiritual vision. This evolution then proceeds further. After a certain length of time a pause again ensues, after which the Spirits of Motion continue their activities until these are supplemented by the activities of the Spirits of Form, the effect of which produces permanency in the previously continuously changing gaseous forms. This, too, takes place through the fact that the Spirits of Form permit their forces to flow in and out of the human life body. Previously, when only the Spirits of Motion were acting upon them, these gaseous structures were in ceaseless motion, holding their form only momentarily. Now, however, they assume temporarily distinguishable shapes.—Again after a certain length of time there ensues a period of rest, at the end of which the Spirits of Form continue their activities. Then entirely new conditions arise within the Sun evolution.

[ 34 ] We have reached the point where the Sun evolution has arrived at the central stage of its development. It is at this time that the Spirits of Personality—who had reached their human stage on Saturn—rise to a still higher stage of perfection. They surpass their human stage and acquire a consciousness that our present earthly humanity has not yet attained in the regular course of its evolution. It will reach this stage of consciousness when the Earth—that is to say, the fourth planetary evolutionary stage—shall have reached its goal and passed over into the subsequent planetary period. Man will then not only be able to perceive in his environment what at present is transmitted to him by the physical senses, but he will be able to observe in pictorial images the inner soul states of the beings in his environment. He will possess a picture consciousness; but at the same time retain full self-consciousness. His pictorial perception will not be dreamy and dull. He will perceive the soul pictorially, yet at the same time these soul pictures will be the expression of realities just as now physical colors and tones are expressions of realities. At the present time, a human being can only develop such perception in himself through spiritual-scientific training. The nature of this training will be dealt with in a later part of this book.—During the Sun stage, the Spirits of Personality acquire this perception as a normal part of their evolution. Because of this they become, during the Sun evolution, capable of working upon the newly formed human life body just as they worked upon the physical body on Saturn. Just as at that time heat reflected back to them their own personality, so now the gaseous shapes reflect back to them in resplendent light the pictures of their perceiving consciousness. They behold supersensibly what takes place upon the Sun, and this perception is by no means mere observation. It is as though something of the force that on earth is called love were making itself felt in the images that stream forth from the Sun. If we observe more closely with our soul powers, the reason for this phenomenon may be discovered. Exalted beings are now working actively in the light radiating from the Sun. These beings are the already designated Spirits of Love—Seraphim. They work, henceforth, on the human ether or life body in co-operation with the Spirits of Personality. By means of this activity, the life body itself advances a stage on its evolutionary journey. It acquires the capacity, not only to transform the gaseous structures within it, but to fashion them in such a way that the first indications of a reproduction of the living human being appear. Exudations are driven out, sweated out of these gaseous structures, which assume shapes similar to their maternal forms.

[ 35 ] In order to characterize the further evolution of the Sun, it is necessary to draw attention to the important fact of cosmic history, that in the course of an epoch all the beings involved do not by any means reach the goal of their evolution. There are some who fall short of it. Thus during the Saturn evolution not all of the Spirits of Personality actually reach the human stage for which they were originally destined in the manner described. Likewise, not all of the human physical bodies, formed on Saturn, attain the degree of maturity that would have made them capable of becoming bearers of an independent life body on the Sun. The result is that upon the Sun there exist beings and formations that do not fit into its conditions. These have to retrieve, during the Sun evolution, what they failed to attain upon Saturn. Hence, during the Sun stage the following can be observed. When the Spirits of Wisdom begin to pour in the life body, the body of the Sun, as it were, becomes turbid—darkened. Structures are mingled with it that in reality would belong to Saturn. These are heat structures that are unable to condense properly to air. These are the human beings who have remained behind at the Saturn stage. They are unable to become bearers of a regularly developed life body.—The heat substance of Saturn, which remained behind in this way, divides itself into two sections on the Sun. One section is absorbed, as it were, by the human bodies and forms a kind of lower nature within the human being. This human being at the Sun stage thus takes into his corporeality something actually corresponding to the Saturn stage. Just as the human body of Saturn made it possible for the Spirits of Personality to rise to their human stage, so now this Saturn part of the human being performs on the Sun the same task for the Spirits of Fire. These Spirits of Fire rise to the human stage by allowing their forces to surge in and out of this Saturn part of the human being, just as this was performed by the Spirits of Personality on Saturn. This, too, happens at the central stage of the Sun evolution. At that time the Saturn part of the human being is so far matured that with its help the Spirits of Fire—Archangels—are able to pass through their human stage.—Another section of the Saturn heat substance acquires an independent existence alongside and in the midst of the human beings on the Sun. This then forms a second kingdom alongside the human kingdom, a kingdom that develops upon the Sun a fully independent, but purely physical, body, a body of heat. The result is that the fully developed Spirits of Personality cannot exert their activity upon an independent life body In the manner described. There are, however, certain Spirits of Personality who have remained behind at the Saturn stage. These had not at that time reached the human stage. Between them and the second kingdom, which became independent on the Sun, there exists a bond of attraction. Their behavior toward the retarded kingdom on the Sun must now be similar to the behavior of their advanced companions toward the human beings on Saturn. On the latter, the human physical body was alone developed. Upon the Sun itself, however, there is no possibility of a similar activity by the retarded Spirits of Personality. They, therefore, withdraw from the main body of the Sun and form an independent cosmic body outside of it. From it the retarded Spirits of Personality work back upon the beings of the Sun's second kingdom already described. Thus two cosmic bodies are formed out of the one that was formerly Saturn. The Sun has now in its environment a second cosmic body, one that represents a kind of rebirth of Saturn, a new Saturn. From this new Saturn, the character of personality is bestowed upon the second kingdom of the Sun. Hence in this second kingdom we are concerned with beings who have no personality of their own upon the Sun itself, but who reflect back to the retarded Spirits of Personality on new Saturn these spirits' own personality. By means of supersensible consciousness it is possible to observe the play of heat forces among the human beings on the Sun; these heat forces send their influence into the regular Sun evolution; in them may be seen the sway of the designated spirits of new Saturn.

[ 36 ] During the middle part of the Sun evolution the human being is organized into a physical body and a life body. Within him there takes place the activity of the advanced Spirits of Personality and the Spirits of Love. A part of the retarded Saturn nature is mixed with the physical body, within which the Spirits of Fire are active. In the effects of the activity of the Spirits of Fire upon the retarded Saturn nature the precursors of the sense organs of the present earth man can be seen. It has been shown how even on Saturn the Spirits of Fire were at work forming germinal sense organs in the heat substance. In what is accomplished by the Spirits of Personality in co-operation with the Spirits of Love we can discern the germinal beginnings of the present human glandular system.—The work of the Spirits of Personality dwelling upon the new Saturn is not exhausted in what has been described above. They extend their activity not only to the above-mentioned second Sun kingdom, but they effect a kind of connection between this kingdom and the human senses. The heat substances of this kingdom flow in and out through the germinal human sense organs. Through this fact the human being on the Sun acquires a mode of perceiving the lower kingdom existing outside himself. This perception is, of course, only a dull perception, corresponding wholly to the dull Saturn consciousness of which we have spoken above, and it consists essentially of various heat effects.

[ 37 ] Everything that has been described as existing in the middle of the Sun evolution lasts for a certain time. Then another period of rest begins, following which evolution goes on for a time in the same way until it reaches a stage when the human ether body is sufficiently matured to permit the beginning of a united activity of the Sons of Life, Angels—and the Spirits of Harmony—Cherubim. To supersensible consciousness, manifestations appear within the human being that may be likened to the perceptions of taste, which express themselves outwardly as tones. Something similar had to be described already for the Saturn evolution. Only here on the Sun everything, within the human being is more individual, fuller of independent life.—The Sons of Life acquire, as a result, the dull picture consciousness that the Spirits of Fire had attained on Saturn. In this the Spirits of Harmony are their helpers. The Cherubim actually perceive spiritually what is now taking place within the Sun evolution, but they renounce all the fruits of this perception; they forego the feelings produced by these wisdom-filled images that arise there; they allow these to flow into the dreamy consciousness of the Sons of Life as magnificent, magic visions. These Sons of Life in turn work the imagery of their visions into the human ether body, thus enabling it to reach ever higher stages of evolution.—Again a pause sets in; again the whole cosmos arises out of a “universal sleep,” and after a time the human being becomes mature enough to employ his own forces. These are the forces that streamed into him through the activity of the Thrones during the last part of the Saturn period. This human being now develops an inward life that manifests itself to consciousness in a way comparable to an inner perception of smell. Outwardly, however, toward cosmic space, this human being presents himself as a personality, yet as a personality not directed by an inner ego. It appears more like a plant giving the impression of personality. We have seen already at the end of the Saturn evolution that personality manifests itself like a machine. Just as at that time the first germ of spirit man (atma) was developed, which is still today only germinally present in man, so similarly here in the Sun period the primary nucleus of life spirit (buddhi) is formed.—At a certain time after this has occurred, another period of rest ensues; at its end, as in previous similar instances, human activity proceeds for a time. Then conditions arise that prove to be a new intervention of the Spirits of Wisdom, through which the human being becomes capable of experiencing the first traces of sympathy and antipathy toward his surroundings. In all this there is no actual sensation present, yet it is a forerunner of it, for the inner life-activity, which in its manifestation might be characterized as perceptions of smell, expresses itself outwardly as a kind of primitive language. If a pleasant scent, or taste, or glimmer of light is perceived inwardly, the human being expresses this outwardly by means of a tone, and this also occurs in regard to an inwardly antipathetic perception.—In fact, the actual meaning of the Sun evolution for the human being is gained by means of all the processes that have been described. This human being has now reached a higher stage of consciousness than on Saturn. This is the dreamless consciousness of sleep.

[ 38 ] After a time, the point of evolution is also reached when the higher beings bound up with the Sun stage must pass on to other spheres in order to assimilate what they have acquired for themselves through their activities on the being of man. A major period of rest ensues, similar to that that took place between the Saturn and Sun evolutions. Everything that was fashioned on the Sun passes over into a condition that may be likened to that of the plant when its powers of growth lie dormant in the seed. But just as these forces of growth come to the light of day in a new plant, so, after the rest period, all life upon the Sun comes forth again out of the cosmic womb and a new planetary existence begins. The significance of such a pause, such a cosmic sleep, can be well understood if we direct our spiritual gaze toward one of the orders of beings mentioned, for instance, toward the Spirits of Wisdom. On Saturn, they were not yet far enough advanced to be able to let an ether body flow out of themselves. Only through the experiences they passed through upon Saturn have they been prepared for this. During the pause, they transform into actual capacities what previously had only been prepared in their inner being. Thus upon the Sun they are so far advanced that they can let life flow out of themselves and endow the human entity with a life body of its own.

[ 39 ] Following the pause in outer activity, what was previously the Sun emerges again out of cosmic sleep, becoming once more perceptible to the powers of spiritual observation. It was previously perceptible to these powers, but had disappeared from view during the period of rest. A twofold element now appears within the newly emerging planetary being that shall be called the Moon. This Moon, however, must not be confused with the part of it that is at present the earth's moon. The first thing to be noted is that that part of the world mass which, during the Sun period, had detached itself as a new Saturn, is once more within the totality of the new planetary organism. During the pause, this new Saturn had again united itself with the Sun. Everything that was within the original Saturn reappears at first as one cosmic formation. The second thing to be noted is that the human life bodies formed upon the Sun were absorbed during the pause by what, in a certain sense, forms the spiritual sheath of the planet. Thus these life bodies do not appear at this time as something united with the corresponding physical human bodies, but these latter appear at first by themselves. They bear within their inner nature all that has been worked into them on both Saturn and Sun, but they lack an ether or life body. Moreover, they are unable to incorporate this ether body immediately into themselves, for during the pause the ether body itself has passed through a development to which the physical bodies are not yet adapted.—In order that this adjustment may be achieved, once more a recapitulation of the Saturn activities occurs at the beginning of the Moon evolution. The physical life of man recapitulates the stages of the Saturn evolution, but under quite changed conditions. On Saturn, only the forces of a heat body were active within the physical human being; now the forces of the acquired gaseous body are also active within him. The latter, however, do not appear at once at the beginning of the Moon evolution. At that time it is as though the human being consisted only of heat substance, while within the latter the gaseous forces slumbered. Then comes a time when the first indications of these gaseous forces make their appearance, and finally, in the last period of the Moon recapitulation of Saturn activities, the human being reappears as he was during his life-endowed state of the Sun. At this time, however, all life still appears as a semblance of life. Then a pause occurs similar to the short pauses occurring during the Sun evolution, after which the instreaming of the life body, for which the physical body has now become ripe, begins again. As in the case of the Saturn recapitulation, this influx takes place again in three distinctly separate epochs. During the second of these, the human being is so far adjusted to the new Moon conditions that the Spirits of Motion are able to employ their acquired ability. It consists in allowing the astral body to flow forth from their own essential nature into the human being. They prepared themselves for this task during the Sun evolution and, during the pause between the Sun and Moon evolutions, they transformed what had thus been prepared into the ability alluded to above. This influx of the astral body lasts again for a time, then one of the shorter pauses ensues, after which the instreaming of the astral body of the Spirits of Motion continues until the Spirits of Form begin their activity. Because the Spirits of Motion allow their astral body to flow into the human being, he acquires his first soul qualities. As a result, he now begins to accompany the processes, which occur in him through the possession of a life body and which during the Sun evolution were still plant-like, with sensations and to feel pleasure and displeasure through them; this remains a changing inner ebb and flow of pleasure and displeasure, until the intervention of the Spirits of Form. Then these changing feelings become transformed in such a way that the first traces of longing and desire appear in the human being. He seeks to repeat what has caused pleasure and strives to avoid what has caused sensations of antipathy. Since, however, the Spirits of Form do not give up their own nature to him, but only allow their forces to flow in and out of him, the impulse of desire lacks inwardness and independence. It is guided by the Spirits of Form and bears an instinctive character.

[ 40 ] On Saturn, the human physical body was composed of heat, which on the Sun was condensed to a gaseous state, or air. During the Moon evolution, when the astral flows into the physical body, the latter attains a further degree of condensation at a definite time and reaches a state that may be compared with the density of a present-day fluid. This state may be called “water.” We do not mean by this, however, our present water, but any fluid form of existence. The human physical body now gradually takes on a form composed of three substantial organisms. The densest is a water body. This is permeated by air currents, and all this is permeated by the activities of heat.

[ 41 ] During the Sun stage, too, not all organisms attain their full and proper maturity. As a result, on the Moon there are organisms that stand only at the Saturn stage, while others have only attained the Sun stage. Because of this, two other kingdoms arise alongside the regularly developed human kingdom. One of these consists of beings who have remained behind at the Saturn stage and therefore possess only a physical body, which, even on the Moon, is unable to become the bearer of an independent life body. This is the lowest of the Moon kingdoms. A second kingdom consists of beings who have remained behind at the Sun stage and who, therefore, on the Moon are too immature to incorporate into themselves an independent astral body. These form a kingdom intermediate between the one just mentioned and the regularly advanced human kingdom.—But something else takes place. The substances composed merely of the forces of heat, and those composed merely of air also permeate the human beings. Thus it happens that on the Moon the latter bear within themselves a Saturn and a Sun nature. As a result, a kind of cleavage arises in human nature, and through this cleavage, after the Spirits of Form begin their activity, some thing significant is called into existence within the Moon evolution. A cleavage begins in the cosmic Moon body. A part of the Moon's substances and beings separates from the rest. Two cosmic bodies are thus formed from one. Certain higher beings who, prior to this, were closely linked with the unitary cosmic body, now take up their abode on one of these parts. The remaining part, in contrast, is occupied by the human beings, by the two lower kingdoms just characterized, and by certain higher beings who did not go over to the first cosmic body. This latter cosmic body, occupied by higher beings, appears like a reborn, but refined sun; the other is now the actually new formation, the ancient Moon, the third planetary embodiment of our Earth that follows after the Saturn and Sun evolutions. The separating, reborn sun carries away with it, from the substances arising on the Moon, only heat and air. Besides these two substances, the liquid, watery state is to be found on what remains over as Moon. The result of this separation is that the beings, departed with the reemerging sun, are unhampered in their further development by the denser Moon beings. They are thus able to advance unhindered in their evolution. As a result they acquire a still greater degree of power with which to work down upon the Moon beings from their sun. These Moon beings likewise acquire new possibilities of evolution. The Spirits of Form, in particular, have remained united with them and have solidified the nature of passion and desire. This expresses itself gradually by a further condensation of the human physical body also. The former purely watery element of this body now takes on a viscous fluidic form, and the aeriform and heat formations condense correspondingly. Similar processes take place also in the two lower kingdoms.

[ 42 ] In consequence of the separation of the Moon from the sun body, the former has the same relationship to the latter that the Saturn body once had to the entire surrounding cosmic evolution. The Saturn body was formed from the body of the Spirits of Will—Thrones. From this Saturn substance everything was radiated back into cosmic space that the above-mentioned spiritual beings, living in the environment, experienced, and by means of the succeeding events, the reflecting radiation gradually awoke to independent life. The whole of evolution depends first upon the severance of independent being from surrounding life; the environment then imprints itself upon this severed being as though by reflection, and then this separated entity develops further independently.—In this way the Moon body severed itself from the sun body and then reflected back its life. Had nothing else happened, the following cosmic process would have to be described. There would be a sun body in which spiritual beings, adapted to it, would have their experiences in the heat and air element. Opposite this sun body there would be a Moon body in which other beings would evolve with heat, air, and water life. The progress from the Sun to the Moon embodiment would consist in the fact that the sun beings would have their own life before them, like a reflection, mirrored back to them from the Moon processes, and they would be able to enjoy it—an experience that during the Sun embodiment was still impossible for them.— [ 43 ] But the processes of evolution did not stop here. Something occurred that was of the deepest significance for all subsequent evolution. Certain beings, who were adapted to the Moon body, seized upon the will element—the heritage of the Thrones—that was then at their disposal, and by means of it developed their own life, which shaped itself independent of the life of the sun. Alongside the experiences of the Moon, which stand only under the sun influence, other independent Moon experiences occur—revolts or rebellions, as it were, against the sun beings. The various kingdoms that had come into existence on the sun and Moon, especially the kingdom of our human forebears, were drawn into these conditions. Thus the Moon body contained within itself, spiritually and materially, a twofold life: one that stood in close union with the life of the sun, and one that deserted it and went its own independent way. This division into a twofold life expresses itself in all subsequent events of the Moon embodiment.

[ 44 ] What this evolutionary period presents to supersensible consciousness may be characterized in the following pictures. The entire fundamental mass of the Moon is fashioned out of a half-living substance that is at times in sluggish, at times in animated movement. A mineral mass of rocks and earth elements, like that upon which the present human being treads, does not yet exist. We might speak of a kingdom of plant-minerals, only we must imagine that the entire foundational mass of the Moon is composed of this plant-mineral substance, just as the earth today consists of rocks, soil, and other matter. Just as at present we have towering masses of rocks, so at that time harder portions were embedded in the Moon's mass. These may be compared with hard, woody structures, or with horny forms. Just as plants spring up at present out of the mineral soil, so on the Moon the second kingdom—a sort of plant-animal—sprang up, covering and permeating the Moon ground. The substance of this kingdom was softer than the ground mass and more mobile in itself. This kingdom spread itself out over the other like a viscous sea. The human being himself may be called a kind of animal—man. His nature contained the essential elements of the other two kingdoms, but his being was completely permeated by an ether and an astral body, upon which the forces of the higher beings emanating from the severed sun were active. His form was thus ennobled. Whereas the Spirits of Form gave him a shape through which he was adapted to Moon life, the sun spirits made of him a being lifted above that life. By means of the capacities bestowed upon him by these spirits he had the power to ennoble his own nature, indeed, to lift to a higher stage that part of it that was related to the lower kingdoms.

The processes that have to be taken into consideration here, perceived spiritually, may be described in the following manner. The human forebear had been ennobled by beings who had deserted the sun kingdom. This ennobling extended especially to everything that could be experienced in the water element. The sun beings, who were rulers of the elements of heat and air, had less influence upon this water element, with the result that two kinds of beings were active in the organism of the human ancestor. One part of this organism was wholly permeated by the activities of the sun beings; in the other part, the seceded Moon beings were active. Through this fact, the latter part was more independent than the former. In the sun-part, only states of consciousness could arise in which the sun beings lived. In the Moon-part there existed a sort of cosmic consciousness, similar to the ancient Saturn state, only now at a higher stage. The human ancestor thus beheld himself as a copy of the cosmos, while his sun-part felt itself only as a copy of the sun.—These two kinds of beings began a sort of conflict within human nature, and through the influence of the sun beings an adjustment of this conflict was brought about by rendering the material organism, which made an independent cosmic consciousness possible, frail and perishable. It was necessary now for this part of the organism to be eliminated from time to time. During this elimination and for a certain time thereafter, the human ancestor was a being dependent only upon the influence of the sun. His consciousness became less independent; he lived in it in complete surrender to the life of the sun. The independent Moon part was then renewed. After a certain length of time, this process was repeated again and again. The human ancestor on the Moon thus lived in alternating conditions of clearer and duller consciousness, and this alternation was accompanied by a metamorphosis of the material aspect of his being. From time to time he discarded his Moon body and renewed it again later.

[ 45 ] Seen physically, a great variation appears in the kingdoms of the Moon described here. The mineral-plants, the plant-animals, and the animal-men are differentiated according to groups. This will be understood if we bear in mind that, because certain organisms have remained behind at each of the earlier stages of evolution, these organisms have been embodied, endowed with the most varied qualities. There are organisms that still display the characteristics of the first epochs of the Saturn evolution, some those of the middle periods, and some those of its end. This is also true of all the stages of the Sun evolution.

[ 46 ] Just as organisms connected with the progressively evolving cosmic body remain behind, so is this also the case with certain beings connected with this evolution. In the progressive development up to the appearance of the ancient Moon, several grades of such beings have already come into existence. There are, for instance, Spirits of Personality who, even on the Sun, have not yet attained their human stage; there are, however, others who, on the Sun, have retrieved their failure to rise to this stage. Many Fire Spirits, too, who should have become human on the Sun, have remained behind. Just as certain retarded Spirits of Personality withdrew during the Sun evolution from the body of the Sun and caused Saturn to arise again as a special cosmic body, so also in the course of the Moon evolution the beings described above withdrew to special cosmic bodies. Thus far we have spoken only of the separation into sun and Moon, but for the reasons given above, still other cosmic bodies detach themselves from the cosmic Moon body that made its appearance after the long pause between Sun and Moon evolutions. After a lapse of time there comes into existence a system of cosmic bodies, the most advanced of which, as may be easily seen, is the new sun. In much the same way that during the Sun evolution—as has already been described above—a bond of attraction was formed between the retarded Saturn kingdom and the Spirits of Personality on the new Saturn, now during the Moon evolution a bond is also formed between every such cosmic body and the corresponding Moon beings. It would carry us much too far to follow up in detail all the cosmic bodies that come into existence. It must suffice to have indicated the reason why a series of cosmic bodies is detached by degrees from the undivided cosmic organism that appeared in the beginning of mankind's evolution as Saturn.

[ 47 ] After the intervention of the Spirits of Form on the Moon, evolution proceeds for a time in the manner described. After this, another pause in outer activity ensues, during which the coarser parts of the three Moon kingdoms remain in a state of rest, but the finer parts—chiefly the human astral bodies—detach themselves from these coarser organisms. They enter a state in which the higher powers of the exalted sun beings can work upon them with special force.—After the rest period, they again permeate the parts of the human being composed of coarser substances. Through the fact that, during the pause, they have absorbed powerful forces in a free state, they are able to prepare these coarser substances for the influences that the regularly advanced Spirits of Personality and Spirits of Fire must, after a certain time, bring to bear upon them.

[ 48 ] These Spirits of Personality have attained a stage at which they possess the consciousness of inspiration. Not only are they able to perceive the inner state of other beings in pictures—as was the case in their former picture consciousness—but they are able to perceive the inner nature of these beings as a spiritual tone language. The Spirits of Fire, however, have risen to the degree of consciousness possessed by the Spirits of Personality on the Sun. As a result, both kinds of spirits are able to intervene in the matured life of the human being. The Spirits of Personality work upon his astral body, the Fire Spirits upon his ether body. The astral body thus receives the character of personality. It experiences henceforth not only pleasure and pain within itself, but it relates them to itself. It has not yet attained a full ego consciousness that says to itself, “I exist,” but it feels itself borne and sheltered by other beings in its environment. Looking up to them, as it were, it can say, “This, my environment, gives me existence.” The Fire Spirits work henceforth upon the ether body. Under their influence the movement of forces in this body becomes more and more an inner life activity. What thus comes into existence finds physical expression in a circulation of fluids and in phenomena of growth. The gaseous substances have condensed to a fluid. We can speak of a kind of nutrition in the sense that what is absorbed from without is transformed and worked over within. If we think perhaps of something midway between nutrition and breathing in the present day sense, then we shall have some idea of what happened at that time in this respect. The human being drew nutritive substances from the kingdom of the animal-plants. These animal-plants must be thought of as floating, swimming in—or even lightly attached to—a surrounding element in much the same way the present-day lower animals live in water or the land animals in the air. This element, however, is neither water nor air in the present sense of the word, but something midway between the two—a kind of thick vapor in which the most varied substances, as though dissolved, move hither and thither in the most varied currents. The animal-plants appear only as condensed, regular forms of this element, often differing physically very little from their environment. The process of respiration exists alongside the process of nutrition. It is not like what occurs on earth, but it is like an insucking and outpouring of heat. For supersensible observation it is as though, during these processes, organs opened and closed through which a warming stream flowed in and out. Through these organs the airy and watery substances are also drawn in and expelled, and because the human being at this stage of his evolution already possesses an astral body, this breathing and nutrition are accompanied by feelings, so that a kind of pleasure occurs when substances that are beneficial for the building up of the human being are drawn in from outside. Displeasure is excited when injurious substances flow in or even when they only approach the human being.—During the Moon evolution there was a kinship between the processes of breathing and nutrition, as described. Similarly the process of visualization was in close correspondence with the process of reproduction. Objects and beings in the environment of the humanity of the Moon did not produce immediate effects on any kind of senses. Visualization was of such a character that images were evoked in the dull dim consciousness by the presence of the things and beings in its neighborhood. These pictures had a much more intimate relationship with the actual nature of the environment than present-day sense perceptions which, through color, tone, and odor, only indicate the external aspects of things and beings. In order to have a clearer concept of this consciousness of the Moon humanity, let us imagine this humanity as being embedded in the above described vaporous environment. The most manifold processes occur within this mistlike element. Substances now unite, now separate. Certain parts condense, others become rarefied. All of this occurs in such a way that the human beings neither see nor hear it directly, but images are called forth by it in their consciousness. These may be compared to the images of present-day dream consciousness. For example, when an outer object falls to the ground and a sleeping man does not perceive the actual event itself, but instead experiences the rise of some kind of picture, he might, let us say, believe a shot was fired. The only difference is that the pictures of the Moon consciousness are not arbitrary as are the dream pictures of the present day. Although they are symbols, not copies, they correspond, nevertheless, to the outer events. A definite picture appears with a definite outer event. The Moon humanity is thus in the position to direct its actions in accordance with these pictures, just as present-day humanity directs its actions according to its perceptions. Notice, however, must be taken of the fact that conduct based on perception admits of freedom of choice, while action under the influence of the pictures indicated is impelled by a dull urge.—This picture consciousness is by no means one by which only outer physical processes are visualized, but through them the spiritual beings ruling behind the physical facts as well as their activities are imaginatively perceived. Thus the Spirits of Personality become, as it were, visible in the objects of the animal-plant kingdom; behind and within the mineral-plant beings the Fire Spirits appear. The Sons of Life appear as beings that the human being is able to picture mentally without connection with anything physical; he perceives them, as it were, as etheric soul forms.—Although these mental pictures of the Moon consciousness were not copies, but only symbols of the outer world, they did have a much more important effect upon the inner nature of the human being than the present visualizations of man transmitted through outer perception. They had the power to set the whole inner being in motion and activity. The inner processes shaped themselves in accordance with them. They were genuine formative forces. The human being took on the shape these formative forces gave him; he became, as it were, a copy of his processes of consciousness.

[ 49 ] The further that evolution continues in this manner, the deeper and more incisive is the change that in consequence takes place in the human entity. The power that proceeds from these consciousness-images is gradually no longer able to extend over the entire human corporeality. The latter divides into two parts, two natures. Members are fashioned that are subject to the formative effect of the picture consciousness, and to a great degree they become a copy of the life of mental images in the sense of the above description. Other organs, however, withdraw from this influence. The human being, in one part of his nature is, as it were, too dense, too much determined by other laws to be able to conduct himself according to the consciousness-pictures. These withdraw from human influence, but they become subject to the influence of the exalted sun beings themselves. A rest period precedes this stage of evolution, during which the sun spirits gather the power to work upon the Moon beings under wholly new conditions.—After this pause the human being is distinctly split into two natures. One of these natures, not subject to the independent activity of the picture consciousness, takes on a more definite form and comes under the influence of forces that, to be sure, proceed from the Moon body, but within which they arise only through the influence of the sun beings. This part of the human being participates increasingly in the life that is inspired by the sun. The other part rises out of the former like a kind of head. It is in itself mobile, plastic, and becomes the expression and bearer of the dull life of consciousness of the human being. Yet the two parts are closely bound together. They send their fluids into one another, and their members stretch from one into the other.

[ 50 ] A significant harmony is now achieved through the fact that, during the time in which all this happened, a relationship between sun and Moon has been developed that is in accord with the direction of this evolution.—It has already been pointed out in a previous paragraph (see page 150) how, as a result of their stage of evolution, the advancing beings sever their cosmic bodies from the general cosmic mass. They radiate the forces in accordance with which the substances form themselves. Sun and Moon have thus separated from one another in accordance with the necessity of establishing proper dwelling places for the corresponding beings. This conditioning of substance and its forces by means of the spirit, however, extends further. The beings themselves determine certain movements of cosmic bodies and their definite revolution around each other. In this way these bodies come into varying positions in, relation to each other. If the location or position of one cosmic body in relation to another is changed, then the effects of their corresponding beings upon one another are also changed. This happened with the sun and the Moon. Through the movement begun by the Moon around the sun, the human beings come now under the influence of the sun activity, now they turn away from this influence and are then more dependent upon themselves. The movement is a result of the secession of certain Moon beings already described and the adjustment of the conflict brought about by it. It is only the physical expression of the spiritual relationship of forces created by this secession. The revolution of one body around the other resulted in the previously described changing states of consciousness in the beings dwelling on the cosmic bodies. It can be said that the Moon alternately turns its life toward and away from the sun. There is a sun period and a Moon period; during the latter, the Moon beings develop on the side of the Moon that is turned away from the sun. For the Moon, however, something else was added to the movement of the heavenly bodies. The retrospective supersensible consciousness is able to see how the Moon beings themselves revolve around their own cosmic body in quite regular periods. At certain times they seek out the places where they can expose themselves to the influence of the sun. At other epochs they migrate to the regions where they are not exposed to this influence and where they can, as it were, reflect upon themselves.

[ 51 ] In order to complete the picture of these processes, we have also to consider that at this time the Sons of Life reach their human stage. The human being on the Moon cannot yet use his senses, the primal indications of which had come into existence already on Saturn, for his own perception of external objects. At the Moon stage of evolution, however, these senses become the instruments of the Sons of Life. The latter make use of these senses in order to perceive by means of them. These senses, which belong to the physical human body, enter in this way into reciprocal relationship with the Sons of Life, who not only make use of them, but perfect them as well.

[ 52 ] Through the changing relationships to the sun a change occurs, as described, in the conditions of life within the human being himself. Things shape themselves in such a way that each time the human being comes under the influence of the sun, he devotes himself more to the life of the sun and its phenomena than to himself. At such times he experiences the grandeur and majesty of the universe as this is expressed in the sun existence. He absorbs this. The exalted beings who have their habitation upon the sun exercise their power upon the Moon, which in turn has its effect upon the being of man. This effect does not extend to the entire human being; it affects particularly those parts of him that have withdrawn from the influence of his own picture consciousness. Thus the physical and ether bodies especially attain a certain size and form, but in order that this may occur, the phenomena of consciousness withdraw. When, now, the life of the human being is removed from the influence of the sun, he is occupied with his own nature. An inner vivacity begins chiefly in the astral body, but the external shape becomes less conspicuous, less perfect in form.—Thus during the Moon evolution there are these two clearly distinguishable, alternating states of consciousness—a duller state during the sun period and a clearer state during the period in which life is more dependent upon itself. The first state is, indeed duller, but it is for that reason also more selfless. Man surrenders himself more to the outer world, to the universe mirrored in the sun. There is an alternation in the states of consciousness that may be compared with the alternation of sleeping and waking in the present human being, as well as with his life between birth and death on the one hand, and with the more spiritual existence between death and a new birth, on the other. The awakening on the Moon, when the sun period gradually ceases, should be characterized as a state intermediate between our present waking every morning and our being born. Likewise, the gradual dimming of consciousness at the approach of the sun period may be likened to an intermediate state between going to sleep and dying, for a consciousness of birth and death similar to the one belonging to present-day man did not yet exist on the ancient Moon. In a kind of sun-life the human being surrendered himself to the enjoyment of this life. He was, during this time, withdrawn from his own life. He lived more spiritually. Only an approximate and comparative description of what the human entity experienced in these periods can be attempted. He felt as though the causative forces of the cosmos streamed into him, pulsated through him. He felt as though intoxicated with the harmonies of the universe of which he partook. At such times his astral body was as though freed from the physical body, and a part of the life body was likewise withdrawn from it. This organism composed of astral body and life body was like a marvelous, delicate musical instrument upon whose strings the mysteries of the universe resounded, and the members of that part of the human being upon which consciousness had but little influence took on forms in response to the universal harmonies, for in these harmonies the sun beings were active. Thus, through spiritual cosmic tones this human part was given form. The alternation between the brighter state of consciousness and this duller one during the sun period was not as abrupt as is the alternation between waking and a completely dreamless sleep for man today. The picture consciousness, to be sure, was not as clear as the present waking consciousness; the other consciousness, in turn, was not as dull as the dreamless sleep of today. Thus the human being had a vague notion of the play of universal harmonies in his physical body and in that part of the ether body that had remained united with it. At the time during which the sun was not shining, as it were, for the human being, the imaginative thought pictures pervaded his consciousness instead of harmonies. Especially those members of the physical and ether bodies that were under the direct power of consciousness were then vivified. In contrast, however, the other parts of the human being, upon which the formative forces from the sun now had no influence, passed through a kind of hardening and drying out process. When the sun period again drew near, these old bodies disintegrated; they severed themselves from the human being and then, as though from the grave of his old corporeality, he arose, inwardly newly formed, although he was still insignificant in this new shape. A renewal of the life-processes had taken place. Through the activity of the sun beings and their harmonies the new-born body again reached its perfection and the process described above repeated itself. Man experienced this renewal as the donning of a new garment. The kernel of his being had not passed through an actual birth or death, it only had shed its skin, as it were, by passing over from a spiritual tone-consciousness in which it yielded itself up to the external world, to one in which it was turned more toward the inner life. The old body had become unusable; it was cast off and then renewed. This characterizes more exactly what was described above as a kind of reproduction, and of which it was said that it is closely related to visualizing activity. The human being has generated his kind with respect to certain parts of the physical and ether bodies. Yet there is no engendering of a daughter being completely distinguished from its parent, but the essential kernel of the latter passes over into the former. This kernel does not produce a new being, but brings itself forth in a new form. Thus the Moon human being experiences a change of consciousness. When the sun epoch approaches, his visualizations become duller and duller, and a state of blissful surrender pervades him. Within his quiet inner being resound cosmic harmonies. Toward the end of this period the images in the astral body begin to revive. Man begins to feel and experience himself. He experiences something like an awakening from the blissfulness and quiet into which he was immersed during the sun period. In this connection yet another important experience occurs. With the new awakening of the picture consciousness the individual man perceives himself as though enveloped in a cloud that had descended upon him like a being from the cosmos. He feels this being as something belonging to him, as a completion of his own nature. He feels it as something that gives him his own existence; he feels it as his ego. This being is one of the Sons of Life. He feels toward this being somewhat as follows, “I lived in this being even during the sun period of the Moon when I had surrendered myself to the glory of the cosmos, but at that time it was invisible to me. Now, however, it becomes visible to me.” It is also from this same Son of Life that the power proceeds that produces the activity performed by man upon his own bodily nature during the sunless period. Then when the sun period again approaches, man feels as if he himself became one with the Son of Life. Even though he may not behold him, nevertheless he feels himself intimately united with the Son of Life.

[ 53 ] The relationship to the Sons of Life was of such a character that not each individual human being had a Son of Life for himself, but a whole group of human beings felt that one of these beings belonged to it. Thus on the Moon the inhabitants lived divided into such groups, and every group looked up to a Son of Life as the common group ego. The difference between the groups became apparent through each group having a different form, especially in its ether bodies. But since the physical bodies are formed in accordance with the ether bodies, the differences in the latter were imprinted upon the former, and the various human groups appeared as so many different types of men. When the Sons of Life looked down upon the human groups belonging to them, they saw themselves, as it were, manifolded in the individual human beings. In this way they experienced their own egohood. They mirrored themselves in the human beings. This was also the task of the human senses at that time. We have seen that these did not yet transmit any external objective perceptions. But they reflected the being of the Sons of Life. What these Sons of Life perceived through this reflection gave to them their ego consciousness. It was, however, the images of the dull, vague Moon consciousness that were aroused in the human astral body by this reflection.—The effect of this activity of man, achieved in reciprocal relationship with the Sons of Life, brought into existence the first traces of the nervous system in the physical body. The nerves represent a sort of extension of the senses into the inner nature of the human body.

[ 54 ] From this description it can be seen how the three categories of spirits, the Spirits of Personality, the Fire Spirits, and the Sons of Life, are active upon the Moon man. If the main period of the Moon evolution—the middle evolutionary period—is considered, we may say that it was then that the Spirits of Personality implanted independence, the character of personality, in the human astral body. It is due to this fact that during the time when the sun does not shine on the human being, as it were, he can turn in upon himself, is able to fashion himself. The Fire Spirits manifest themselves in the ether body to the degree that this body imprints upon itself the independent human structure. It is because of them that the human being feels himself to be again the same being each time after the renewal of his body. A kind of memory is thus given to the ether body through the Fire Spirits. The Sons of Life work upon the physical body in such a way that it is able to become the expression of the now independent astral body. They thus make it possible for this physical body to become a physiognomic copy of its astral body. On the other hand, higher spiritual beings, especially the Spirits of Form and the Spirits of Movement, intervene in the formation of physical and ether bodies insofar as these develop in the sun periods independent of the autonomous astral body. It is from the sun that their intervention occurs in the manner described above.

[ 55 ] Under the influence of such facts the human being gradually matures in order to develop in itself the germ of spirit self, just as in the second half of the Saturn evolution the human being developed the germ of spirit man, and on the Sun the germ of life spirit. Through this, all relationships on the Moon change. Through the successive changes and renewals human beings have become ever more noble and delicate. They have also gained in strength. As a result, the picture consciousness was increasingly preserved also during the sun cycles. In this way it acquires an influence over the formation of the physical and ether bodies that formerly happened only through the activity of the sun beings. What happened on the Moon through the human beings and the spirits united with them became more and more like the former achievements of the sun with its higher beings. As a result, these sun beings could increasingly apply their forces for the sake of their own evolution and because of this the Moon became ready, after a certain length of time, to be reunited with the sun.—Spiritually perceived, these processes appear as follows. The revolting Moon beings have been gradually overcome by the sun beings and must now adjust themselves by becoming subject to them, so that the functions of both are in mutual harmony.—This happened only after long preceding epochs in which the Moon cycles became shorter and shorter and the sun cycles longer and longer. A cycle of evolution now begins during which sun and Moon are again a single cosmic organism. At this time the physical human body has become wholly etheric.—When this is said, it must not be imagined that under such conditions we cannot speak of a physical body. What has been formed as physical body during the Saturn, Sun, and Moon evolutions still remains present. It is important to recognize the physical not only where it manifests outwardly physically. The physical can also be present in such a way that it can show externally the form of the etheric, and indeed, even show the form of the astral. It is important to differentiate between external appearances and inner laws. A physical body can become etherized or astralized, yet at the same time retain its physical laws. This is the case when the human physical body on the Moon has reached a certain degree of perfection. It becomes ether-like. When, however, supersensible consciousness—able to observe things of this kind—turns its attention to such an ether-like body, it appears to it permeated not by the laws of the etheric but by the laws of the physical. The physical is taken up into the etheric in order to rest there and be fostered as in a maternal womb. Later it appears again in physical form but at a higher stage. Were the human Moon being to keep its physical body in the grossly physical form, the Moon would never be able to reunite itself with the sun. By the acquisition of an etheric form, the physical body becomes more related to the ether body and it can, moreover, be permeated again more inwardly by those parts of the ether and astral bodies that, during the sun periods of the Moon evolution, had to withdraw from it. The human entity, which appeared like a double being during the separation of sun and Moon, becomes again a unified being. The physical becomes more soul-like, and the soul in turn more closely united with the physical.—The sun spirits, into whose direct sphere this unitary human being has now come, are able to work upon him quite differently from the time when they worked from without, downward upon the Moon. The human being is now more in a soul and spirit environment. Through this fact the Spirits of Wisdom can achieve a significant effect. They imprint wisdom in him. They ensoul him with wisdom. He becomes in this way in a certain sense an independent soul. To the influence of these beings is added that of the Spirits of Motion. They act especially upon the astral body in such a way that, under the influence of the beings described, it evolves a soul activity and a life of ether body filled with wisdom. The wisdom-filled ether body is the first germinal nucleus of what has been described in an earlier chapter as the intellectual soul in present-day humanity, whereas the astral body stimulated by the Spirits of Motion contains the germinal nucleus of the sentient soul. Because all this is brought about within the human entity in its increased state of independence, these germinal nuclei of the intellectual and sentient souls appear as the expression of spirit self. The mistake must not be made of thinking that, at this period of evolution, spirit self is something special, independent of the intellectual and sentient souls. These latter are only the expression of spirit self that signifies their higher unity and harmony.

[ 56 ] It is of special significance that during this epoch the Spirits of Wisdom intervene in the manner described. They do this not alone in respect of the human being but also of the other kingdoms that have developed upon the Moon. When the sun and Moon again become united, these lower kingdoms are drawn within the sphere of the sun. All that was physical in them becomes etherized. Thus, just as human beings are to be found on the sun, so there are also to be found mineral-plants and plant-animals. These other creatures, however, remain endowed with their own laws. They feel, therefore, like strangers in their new surroundings. They appear with a nature that has little in common with that of their environment. But since they have an etheric form, the activity of the Spirits of Wisdom can extend to them also. All that has come from the Moon into the sun is now permeated with the forces of the Spirits of Wisdom. Therefore what is fashioned from the sun-Moon organism within this evolutionary period may be called the “Cosmos of Wisdom.”—When our Earth system, as a descendant of this Cosmos of Wisdom, appears after a rest period, all the beings coming to life again upon the Earth, springing forth from their Moon nuclei, show themselves filled with wisdom. Thus we see the reason why the present earth man, looking attentively at the things about him, can discover wisdom in the nature of their being. We can marvel at the wisdom in each plant leaf, in each animal and human bone, in the miraculous structure of the brain and heart. When man needs wisdom in order to understand things, that is, when he extracts wisdom from them, it shows that wisdom exists in the things themselves. For however much the human being might try to understand the things by means of ideas filled with wisdom, he would be unable to extract any wisdom from them were it not already embodied in the things themselves. Anyone who wishes by means of wisdom to comprehend things that, as he thinks, have not first received wisdom, may also imagine that he can take water out of a glass into which none has previously been poured. The Earth, as will be seen later on in this book, is the resurrected ancient Moon. It appears as a wisdom-filled organism because in the epoch described it has become permeated by the forces of the Spirits of Wisdom.

[ 57 ] It will, it is hoped, appear comprehensible that in this description of the Moon conditions only certain transitory forms of evolution could be concentrated upon. Certain things in the progress of events had to be selected and emphasized for the description. This kind of description offers, to be sure, only single pictures, and the preceding descriptions of evolution may therefore seem lacking through not being woven into a web of definitely fixed concepts. In regard to such an objection attention may perhaps be drawn to the fact that the description has intentionally been given in less concise concepts. For it is not so much a question here of the construction of speculative concepts and ideas, but rather of a mental picture of what can present itself to the spiritual eye through supersensible perception directed to these facts. These facts do not appear in such sharp and definite outlines in the Moon evolution as is the case with the perceptions on our earth. In the Moon epoch we are concerned with vacillating, changing impressions, with fluctuating, mobile pictures, and with their transitions. Besides this, we must consider the fact that we are concerned with an evolution covering long, long periods of time and that in describing this, only momentary pictures can be seized on and fixed.

[ 58 ] At the point of time when the astral body implanted in the human being has advanced him so far in his evolution that his physical body gives the Sons of Life the possibility of attaining their human stage, the actual climax of the Moon epoch is reached. At that time the human being also has attained all that this epoch can give him for his inner development on the forward path. The following cycle, that is, the second part of the Moon evolution, can be designated as one of ebb-tide. But it can be seen that with respect to the human environment and also to man himself something most important transpires just at this period. It is then that wisdom is implanted within the sun-Moon body. We have seen that during this ebb-tide the nuclei of the intellectual and sentient souls are engendered. Yet it is not until the Earth period that their unfolding and that of the consciousness soul occurs together with the birth of the ego, of independent self-consciousness. At the Moon stage, the intellectual and sentient souls do not yet appear as though the human being himself were able to express himself through them, but as though they were instruments for the Sons of Life belonging to the human being. If we wish to characterize the feeling that man had on the Moon in regard to this, we would have to say that he felt as follows. “The Son of Life lives in and through me; he beholds the Moon environment through me; he thinks in me about the things and beings in this environment.” The Moon man feels overshadowed by his Son of Life, he experiences himself as the instrument of this higher being, and during the separation of sun and Moon, when the Moon was turned away from the sun, he had a feeling of greater independence. At the same time he also felt as if the ego belonging to him, which had disappeared from his picture-consciousness during the sun cycles, now became visible to him. This was for the Moon human being what we might call alternation in the states of consciousness. This gave him the feeling, “In the sun period my ego soars away with me up into higher regions to sublime beings, and, when the sun disappears, it descends with me into lower worlds.”

[ 59 ] A preparatory period preceded the actual Moon evolution. A kind of repetition of the Saturn and Sun evolution occurred at that time. Then, after the reunion of the sun and Moon in the ebb-tide period, two epochs can likewise be distinguished during which there take place, to a certain degree, even physical condensations. The psycho-spiritual states of the sun-Moon organism alternate with physical states. In these physical epochs the human beings, and likewise the beings of the lower kingdoms, appear in stiff forms, lacking independence, forms that were forecasts of what they were to become as more independent shapes later on in the Earth evolution. Thus we can speak of two preparatory periods of the Moon evolution and of two others during the time of ebb-tide. Such epochs can be called cycles. In what follows the two preparatory cycles, and that precedes the two cycles of ebb-tide—that is, in the time of the Moon separation—three epochs can also be distinguished. It is in the middle epoch of these three that the Sons of Life reach their human status. Prior to this there is an epoch during which all conditions lead to a concentration on achieving this main event. Then another epoch follows that can be described as a condition in which the beings become familiar with and develop the new creations. Thus the middle period of the Moon evolution is divided into three epochs. Together with the two preparatory and the two ebb-tide epochs, they make seven Moon cycles. It may thus be said that the entire Moon evolution runs its course in seven cycles. Between these cycles lie rest periods that have been mentioned previously. We shall arrive at a true conception of the situation only if we do not imagine abrupt transitions between periods of activity and those of rest. The sun beings, for example, withdraw, little by little, from their activity on the Moon. A time begins for them that, outwardly observed, appears like their period of rest, while upon the Moon itself, animated, independent activity reigns. Thus the period of activity of one kind of being extends into the rest period of other beings. If we take these things into account we can speak of a rhythmic rising and falling of forces in cycles. Indeed, similar divisions can also be observed within the seven Moon cycles described. We can then call the whole Moon evolution a great cycle, a planetary cycle; the seven divisions within one of these cycles, small cycles, and the divisions of these last again still smaller sub-cycles. This membering into seven times seven sections is already observable in the Sun evolution and is indicated also during the Saturn epoch. Yet we must consider the boundaries between the divisions as being blurred on the Sun and as being still more vague on Saturn. The boundary lines become more and more clearly defined the farther evolution proceeds toward Earth.

[ 60 ] After the conclusion of the Moon evolution described in the foregoing sketch, all beings and forces concerned appear in a more spiritual form of existence, a form that stands at a quite different level from that of the Moon period and also from that of the subsequent Earth evolution. A being who possessed such highly developed capacities of cognition that he could perceive all the details of the Moon and Earth evolutions would not necessarily be able also to perceive what happens between the two evolutions. For such an individual, the beings and forces at the end of the Moon period would disappear as though into nothingness and after the lapse of an interim make their appearance again out of the dim darkness of the cosmic womb. Only a being possessing still higher faculties could follow up the spiritual events that occur in this interim.

[ 61 ] At the end of the interval of rest from outer activity, the beings who had taken part in the evolutionary processes on Saturn, Sun, and Moon appear with new abilities and faculties. The beings standing above men have acquired, through their previous acts, the capacity to develop the human being to such a point that, during the Earth period following the Moon period, he can unfold in himself a degree of consciousness that stands one stage higher than the picture-consciousness possessed by him during the Moon period. Man, however, must first be prepared to receive what is to be bestowed upon him. During the Saturn, Sun, and Moon evolutions he invested his being with a physical, life, and astral body, but these members of his being have received only the capacities and forces that enable them to live in a picture-consciousness; they still lack the organs and structure enabling them to perceive a world of outer sense objects as it is required for the Earth stage. Just as the new plant only develops what is inherent in the seed coming from the old plant, so in the beginning of the new stage of evolution the three members of human nature appear with structures and organs that make possible the development of picture-consciousness only. They must first be prepared for the development of a higher stage of consciousness.—This takes place in three preliminary stages. In the first stage, the physical body is raised to a level where it is possible to make the necessary transformation that can be the basis for an objective consciousness. This is a preliminary stage of the Earth evolution, which may be termed a repetition of Saturn at a higher level, for during this period, just as during the Saturn evolution, higher beings work only upon the physical body. When the physical body has progressed far enough in its evolution, all beings must again pass over into a higher form of existence before the life or ether body can also advance. The physical body must be remodeled, as it were, in order to be able, when it unfolds again, to receive the more highly developed life body. After this intermediate period devoted to a higher form of existence, something like a repetition of the Sun evolution takes place on a higher level for the purpose of developing the life body. Again after an intermediate period something similar happens for the astral body in a repetition of the Moon evolution.

[ 32 ] Let us now turn to the events of evolution after the completion of the third of the recapitulation periods just described. All beings and forces have again become spiritualized. During this spiritualization they have ascended into sublime worlds. The lowest of these worlds in which something of these beings and forces can still be perceived during this period of spiritualization, is the same world in which the present human being dwells between death and re-birth. These are the regions of the land of spirits. The beings and forces then gradually descend again to lower worlds. Before the physical Earth evolution begins, they have descended so far that their lowest manifestations are to be perceived in the astral or soul world.

[ 63 ] Everything human existing at this period still possesses its astral form. In order to understand this state of humanity, special attention should be given to the fact that man possesses a physical body, a life body, and an astral body, but that the physical body as well as the life body do not yet exist in a physical or etheric form, but in an astral form. What at that time makes the physical body physical is not its physical form but the physical laws that are present in it, although it has an astral form. It is a being ruled by physical laws appearing in soul form. This is also true of the life body.

[ 64 ] At this stage of evolution the Earth stands before the spiritual eye as a cosmic being that is wholly soul and spirit, and in which the physical and life forces still appear in soul form. Within this cosmic structure everything that is to be transformed later into the creatures of the physical earth is contained in a germinal state. This cosmic Earth being is luminous, but its light is not one that physical eyes could perceive, even were they present, for it gleams with soul radiance only for the opened eye of the seer.

[ 65 ] In this cosmic being something now takes place that may be called a condensation, which after a time results in a fire form appearing in the midst of this soul structure, a form similar to Saturn in its densest condition. This fire form is interwoven with the activities of the various beings who participate in evolution. What may be observed as a reciprocal activity between these beings and the celestial body is like an emerging from the Earth fire-ball and a reimmersing in it. Therefore the Earth fire-ball is by no means a uniform substance, but something like an organism permeated with soul and spirit. The beings who are destined to become human beings in our present form on the Earth are still in a condition in which they participate the least in the activity of immersion in the fire-body. They still remain almost wholly in the non-condensed environment. They still are within the bosom of the higher spiritual beings. At this stage they touch the fire Earth only with one point of their soul form, with the result that the heat causes a part of their astral form to condense. Through this fact, Earth life is enkindled within them, but the largest part of their being still belongs to the world of soul and spirit. Only through the contact with the Earth fire does the warmth of life play around them. If we wish to form a sensible-supersensible picture of this human being in the beginning of the physical Earth period, we must imagine an egg-shaped soul form, existing in the surroundings of the Earth enclosed by a cup at its lower end like an acorn. But the substance of the cup consists purely of heat or fire. The enkindling of life within the human being was not the only result of this enclosure in heat, but simultaneously with it a change in the astral body occurred. Inserted into it is the primal nucleus of what later becomes the sentient soul. Therefore, it may be said that at this stage of his existence man consists of sentient soul, astral body, life body, and physical body woven of fire. The spiritual beings who take part in human existence surge up and down in the astral body; through the sentient soul man feels himself bound to the body of the Earth. At this time, therefore, he has a preponderant picture-consciousness in which the spiritual beings manifest themselves. He lies within their bosom, and the sensation of his own bodily existence appears only as a point within this consciousness. From the spiritual world he looks down, as it were, upon an earthly possession about which he feels, “That is mine.”—The condensation of the Earth advances further and further and with it the characterized organizing of man becomes ever more distinct. At a definite point of time in its evolution the Earth becomes condensed to such a degree that only a part remains fiery. Another part has taken on a substantial form that may be represented as gas or air. A change now takes place also in man. Not only the Earth heat touches his organism, but air substance is drawn into his fire body. Just as heat has enkindled life in him, so air playing about him produces an effect that may be likened to spiritual tone; his life body resounds. At the same time the astral body detaches a part of itself; this becomes the primal nucleus of what appears later as the intellectual soul.—In order to form a picture of what is taking place at this time within the human soul, we must realize that beings higher than men surge up and down within the air-fire body of the Earth. In the fire Earth we have first the Spirits of Personality who are of importance to man, and when the latter is aroused to life by the Earth heat, his sentient soul says to itself, “These are the Spirits of Personality.” Likewise, the beings who have been called Archangels—in the sense of Christian esotericism—proclaim themselves in the air body, and when the air plays about the human being it is their activities that he experiences in himself as tone; the intellectual soul says to itself, “These are the Archangels.” Thus, at this stage man does not yet perceive through his connection with the Earth what might be called an aggregation of physical objects, but he lives in sensations of heat arising in him and in sounding tone; in these heat streams and tone waves he perceives the Spirits of Personality and the Archangels. He cannot, however, perceive these beings directly; he can only sense them through the veil of heat and tone. While these perceptions coming from the Earth penetrate his soul, still rising and falling within it are the images of the higher beings in whose bosom he feels his existence.

[ 66 ] The evolution of the Earth now advances further and its continuation expresses itself again in condensing. The Earth receives the watery substance into its body, which now consists of three members—the fiery, the airy, and the watery elements. Prior to this an important event takes place. An independent cosmic body severs itself from the fire-air Earth. This becomes in its subsequent evolution the present sun.⁴ Previously, Earth and sun were one body. After the separation of the sun, the Earth⁵ still contains within it all that comprises the present moon. The separation of the sun takes place because exalted beings can no longer endure the matter now condensed to water in their own evolution and in their task for the advancement of the Earth. They extract from the general Earth mass the substance alone suited to their purposes and withdraw in order to establish a new habitation in the present sun. They now send down their activities from the sun to the Earth. Man, however, needs for his further development a place of action in which substance continues to condense.

[ 67 ] The incorporation of the watery substance into the Earth body is accompanied by a change in the human being. Not only does fire stream into him and air play about him, but watery substance is incorporated into his physical body. At the same time his etheric part undergoes a change and he perceives it now as a delicate body of light. Previously he felt the streams of heat arising from the Earth, he experienced air pressing upon him through tones. Now the watery element also penetrates his fire-air body, and he perceives its instreaming and outstreaming as a flashing up and dimming of light. In his soul also a change has taken place. To the germs of the sentient and intellectual souls is now added that of the consciousness soul. In the water element the Angels are active; they are also the actual producers of light. The human being feels as though they appeared to him in light.—Certain higher beings who were previously within the Earth body now work down upon it from the sun; through all this there is a change in the effects on the Earth. Man chained to the Earth would no longer be able to sense the effects of the sun beings within himself if his soul were constantly turned toward the Earth from which he has received his physical body. An alternation now takes place in the states of human consciousness. The sun beings tear the human soul away from the physical body at certain times so that man now lives alternately within the bosom of the sun beings, purely as a soul, and at other times in a condition where he is united with the body and receives the influences of the Earth. If he is in the physical body, the streams of heat surge up to him; the air masses sound around him; the waters flow in and out of him. If he is outside his body, his soul is then permeated by the images of the higher beings in whose bosom he lives.—At this stage of its evolution the Earth experiences two alternating periods. During the one, it is permitted to weave its substances around the human souls and invest them with bodies; during the other, the souls desert it and only the bodies remain. It, together with the human beings, is in a sleeping state. It is entirely possible to say that at this time of the far distant past the Earth passes through a day and a night period. (This expresses itself physically and spatially in the movement of the Earth in relation to the sun as a result of the mutual action of the sun and Earth beings. In this way the alternation in the characterized day and night period is effected. The day period occurs when the Earth surface upon which man is evolving is turned toward the sun. The night period, that is, the time during which man leads a purely soul existence, occurs when this surface is turned away from the sun. It should not, however, be imagined that in that primeval epoch the Earth's movement around the sun was at all like that of the present. The conditions were then quite different. It is, however, useful to realize here that the movements of the heavenly bodies arise as a result of the relationships the spiritual beings inhabiting them bear to one another. The heavenly bodies are brought into such positions and movements through soul and spirit causes that the spiritual states are enabled to unfold themselves in the physical world.)

[ 68 ] Were we to turn our glance toward the Earth during its night period we would see its body in a corpse-like state, for it consists in large part of the decaying bodies of human beings whose souls dwell in another state of existence. The organic, watery, and aeriform structures constituting the human bodies fall into decay and resolve themselves into the rest of the Earth mass. Only that part of the human body, which at the very beginning of the Earth evolution took form through the co-activity of fire and the human soul, and in consequence became continually denser, remains in existence like an outwardly inconspicuous germinal nucleus. What is said here about day and night should, therefore, not be taken to be at all similar to what is indicated by these terms at the present earth stage. If at the beginning of the day period the Earth again is a participant in the direct effect of the sun, then the human souls penetrate into the realm of physical life. They come in contact with the nuclei mentioned above and cause them to germinate so that the latter assume an external form that appears like a copy of the human soul nature. It is something like a gentle fructification that occurs between the human soul and the germinal human body. These souls thus embodied now begin also to draw in the surrounding air and water masses and to incorporate them into their bodies. The air is expelled from the organized body and then drawn in again; this is the first indication of what is later to become the breathing process. The water is also drawn in and then expelled; this is the origin of the process of nutrition. These processes are not yet externally perceived. A kind of outer perception occurs through the soul only in the already mentioned fructifying process. Then the soul feels dully its awakening into physical existence by coming in contact with the germinal body the Earth offers it. It hears something that may be expressed in the words, “That is my form!” and this feeling, which might also be called a dawning of the ego-feeling, remains in the soul during its entire connection with the physical body. The process of assimilating air, however, is felt by the soul as something entirely of a soul-spirit nature, entirely pictorial. It appears in the form of an up and down undulating tone-configuration that gives shape to the developing embryonic body. The soul feels itself surrounded completely by undulating tone, and it is conscious of how it fashions its own body according to these tone forces. Thus, at that stage, human forms took shape that are not observable by present-day human consciousness in an external world. They fashion themselves in plant and flowerlike structures of delicate substance that are inwardly mobile, appearing like fluttering flowers, and during the Earth period the human being experiences the blissful feeling of being fashioned into such forms. The absorption of the watery parts is felt in the soul as a source of power, as an inner strengthening. Seen from without it appears as growth of the physical human structure. With the waning of the direct effect of the sun the human soul also loses the power to control these processes. By degrees they are discarded. Only those parts remain that permit the above characterized germinal nucleus to ripen. The human being, however, forsakes his body and returns to the spiritual state of existence. (Since not all parts of the Earth body are used in fashioning human bodies, it should not be imagined that during the night period the Earth consists solely of decaying corpses and germinal nuclei awaiting to be wakened. All of these are embedded in other forms that take shape from the substances of the Earth. The condition of these will be shown later.)

[ 69 ] The process of Earth-substance condensation now continues. The solid element, which may be called “earthy,” is added to the watery element. With this the human being also begins to invest his body with the earthy element during his sojourn on Earth. As soon as this investing process begins, the forces that the soul brings with it from the time it is freed from the body no longer have the same power as previously. Formerly, the soul fashioned the body for itself from the fiery, airy, and watery element according to the tones sounding around it and the light shapes playing about it. The soul is unable to do this with the solidified form. Other powers now intervene in the fashioning process. In the part of the human being that remains when the soul abandons the body, now not only a germinal nucleus is present, which is quickened by the returning soul, but an organism is present that contains also the vivifying force itself. By its severance, the soul does not leave behind on Earth merely a likeness of itself, but It also implants a part of its vivifying power into the likeness. When the soul reappears on Earth, it can no longer only awaken the likeness to life, but the quickening must take place in the likeness itself. The spiritual beings who affect the Earth from the sun sustain the quickening force in the human body although man himself is not on Earth. By incarnating, the soul feels not only the resounding tones and light shapes in which it senses the presence of the beings standing next above it, but through the intake of the Earth element it feels the influence of the still higher beings who have established their field of activity on the sun. Previously man felt himself belonging to the beings of soul and spirit with whom he was united when body-free. His ego still existed within their bosom. This ego now confronts him during physical embodiment while at the same time the surrounding world encompasses him. Independent likenesses of the soul-spirit nature of the human being were now on Earth, likenesses that, when compared with the present human bodies, were structures composed of delicate substantiality, for the earthy parts mingled with them only in the finest state, in a way comparable to the modern human being's absorption of the finely diffused substances of an object with his organ of smell. Human bodies were like shadows. Since they were distributed over the whole Earth, however, they became subject to the Earth influences, which varied at different points of its surface. While previously the bodily likenesses corresponded to the soul-men who animated them and, for that reason, were essentially similar to one another over the whole Earth, now variations appear among human forms. In this way what later emerged as race differentiation was prepared.—Coincident with the growing independence of the human bodily being there was a loosening of the previous close connection between the earth man and the soul-spirit world. When the soul now left the body, the latter lived on in a sort of continuation of life.—If evolution had continued in this way, the Earth would have had to harden under the influence of its solid element. Supersensible knowledge, looking back upon these conditions, perceives how the human bodies abandoned by their souls solidify more and more. After a time the souls returning to Earth would have found no usable material with which they might unite. All the substances suitable for the human being would have been employed in filling the Earth with the woodlike remains of incarnations.

[ 70 ] An event then occurred that gave a different direction to the whole process of evolution. Everything was eliminated that could contribute to permanent induration in the solid Earth substance. At that time our present moon⁶ withdrew from the Earth, and what had previously contributed directly to the fashioning of permanent forms in the Earth worked now indirectly in a diminished way from the moon. The higher beings upon whom this fashioning of form depends had decided no longer to bestow their effects upon the Earth from within it, but to bestow them upon it from the outside. As a result there appeared a variation in the bodily human structure that must be regarded as the beginning of the separation into two sexes, male and female. The human structures composed of fine substance that previously inhabited the Earth, permitted—through the co-operation within themselves of both these forces, the germinal and the engendering force—the new human form, their descendant, to come into existence. These descendants now transformed themselves. In the one group of such descendants, the soul-spirit germ force was more effective; in the other group it was the life-giving, engendering force that was more effective. This was caused by the weakening of the power of the Earth element through the withdrawal of the moon from the Earth. The interworking of both forces became more delicate than it was previously when it occurred in a single living individual. As a result the descendant, too, was more delicate, finer. He entered the earth⁷ existence in a delicately formed structure and only by degrees did the more solid substances pervade it. This gave the possibility for the soul—returning to earth—to unite itself again with the body. Now the soul quickened the body no longer from without, for this quickening occurred on the earth itself, but it united itself with it and caused it to grow. A certain limit, however, was set to this growth. As a result of the moon separation, the body had for a time become flexible, but the longer it continued to grow on the earth, the more the solidifying forces gained the upper hand. Finally, the soul was less and less able to participate in the organization of the body. The latter decomposed as the soul ascended to soul-spirit existence.

[ 71 ] It is possible to trace how the forces that man gradually appropriated during the Saturn, Sun and Moon evolutions participate by degrees in human advancement during the fashioning of the earth just described. First, it is the astral body—which also contains both the life or ether body and physical body in a condition of dissolution within itself that is enkindled by the earth fire. Then this astral body is organized into a rarefied astral part, the sentient soul, and into a coarser part, the etheric, which is now affected by the earth element. With this the previously formed ether or life body makes its appearance. While the intellectual and consciousness souls fashion themselves within the astral human being, the coarser parts of the ether body, which are susceptible to tone and light, organize themselves within it. It is at the time when the ether body condenses itself still further, so that it is transformed from a light body into a fire or heat body, that the stage of evolution is reached in which, as described above, the parts of the solid earth element are incorporated into the human being. Because the ether body has condensed itself to the density of fire, it is now able through the forces of the physical body previously implanted in it to unite itself with the substances of the physical earth that have become attenuated to a condition of fire. It would, however, be unable by itself to infuse the body, which has become more dense in the meantime, also with the airy substances. Here, as indicated above, the higher beings dwelling on the sun interpose and breathe the air into it. Whereas man, by virtue of his past, has thus the power to infuse himself with earthly fire, higher beings guide the instreaming breath of air into his body. Before solidification, the human life body, as a receiver of tone, was the guide of the air stream. It permeated its physical body with life. This physical body now receives life from without. In consequence of this, this life becomes independent of the soul part of the human being who, by leaving the earth, not only leaves his germinal form behind, but also a living likeness of himself. The Spirits of Form remain united with this likeness; they lead the life bestowed by them upon the individual over to the descendants also after the human soul has left the body. Thus, what may be called heredity is developed. When the human soul appears again on earth, it feels itself in a body, the life of which has been transferred to it from the ancestors. It feels itself especially attracted to just such a body. As a result something is formed like a memory about the ancestor with whom the soul feels itself at one. Such a memory passes like a common consciousness through the line of descendants. The ego flows down through the generations.

[ 72 ] At this stage of evolution, man felt himself during his earth existence as an independent being. He felt the inner fire of his life body united with the external fire of the earth. He was able to feel the heat streaming through him as his own ego. In these currents of heat, interwoven with life, the first tendency to form a blood circulation is to be found. The human being did not, however, quite feel his own being in what streamed into him as air. In this air the forces of the already described higher beings were active. But that part of the effective forces within the air streaming through him, which belonged to him already by virtue of his previously created ether forces, had remained. He was ruler in one part of these air currents and to the degree that this was so, not only did the higher beings operate in fashioning him, but he himself also assisted in his own formation. According to the images of his astral body he fashioned the air portions. While air thus streamed into the human being from without, becoming the basis of his breathing, a part of the air he contained developed into an organism that was then impressed into him; this became the foundation of the later nervous system. Thus man of that time was connected with the external world of the earth by warmth and air. On the other hand, he was unconscious of the introduction into his organism of the solid element of the earth; this element co-operated in bringing about his incarnation on earth, yet he was unable to perceive directly its infusion into himself, but could only perceive it in a dull state of consciousness in the pictures of higher beings who were active in this element. In such a picture form—as an expression of beings standing above him—man had previously perceived the introduction of the liquid earth elements into himself. As a result of the densification of his earth form, these pictures have now undergone a transformation in his consciousness. The liquid is admixed with the solid element. The infusion of this latter element also must thus be felt as something proceeding from higher beings acting from without. The human soul no longer possesses the power to infuse this element into itself, for this power must now serve the human body, which is built up from outside. Man would spoil its form were he to direct the introduction himself. What he infuses into himself from outside appears to him to be directed by the command of the higher beings who work on the fashioning of his bodily structure. Man feels himself as an ego, he has his intellectual soul within himself as a part of the astral body, through which he experiences inwardly in pictures what is taking place externally, and which permeates his delicate nervous system. He feels himself as the descendant of ancestors by virtue of the life flowing, through generations. He breathes and feels it as the effect of the higher beings, described as Spirits of Form, and he accepts what is brought to him through their impulses from the external world as nourishment. What is most obscure to him is his own origin as an individual. In regard to this he is only aware of having experienced an influence from the Spirits of Form expressing themselves in the forces of the earth. He was directed and guided in his relationship to the external world. This is expressed by his possession of a consciousness of the activities of spirit and soul taking place behind his physical environment. He does not perceive the spiritual beings in their own form, but in his soul he feels the presence of tone, of color, and other manifestations, and he knows that the deeds of spiritual beings live in this world of mental images. What these beings communicate to him, resounds to him; their manifestations are revealed to him in pictures of light. Through mental images received from fire and heat the earth man is most inwardly conscious of himself. He already distinguishes between his inner heat and the heat radiations of the earthly environment. In the latter the Spirits of Personality manifest themselves. The human being, however, has only a dim consciousness of what exists behind the radiating outer heat. He feels in these radiations the influence of the Spirits of Form. When powerful heat effects appear in the human environment, the soul feels within itself: “Now spiritual beings are sending their glow around the earth; from this a spark has been liberated, warming my inner being through and through.”—In the phenomena of light, the human being does not yet differentiate in the same way between the outer and inner worlds. When light images arise in the surroundings, they do not always produce the same feeling in his soul. There were times when he felt these pictures of light as something external. This was at the time when he had just descended from the body-free state into incarnation. It was his period of growth upon the earth. When the time approached for the fashioning of the germ for the new earth man, these pictures faded, and the human being only retained something like memory pictures of them. In these light pictures the deeds of the Fire Spirits, the Archangels, were contained. The latter appeared to man as the servants of the beings of heat who introduced a spark into his inner nature. When their external manifestations were extinguished, he felt them as memory pictures in his inner nature. He felt himself united with their forces, and this was indeed the fact. For he was able to act upon the surrounding atmosphere through what he had received from them. The atmosphere began to shine through this influence. This was a time when nature forces and human forces were not yet separated as they were later. What occurred on the earth proceeded to a large degree from the forces of man himself. Anyone who might have observed the processes of nature on the earth from the outside would not have seen in them merely something that was independent of the human being; he would have perceived in them the effects of human activity. The perceptions of tone took place in a different way for the earth man. From the beginning of earth life they were perceived as outer tones. Whereas the air images were perceived from without right up to the middle period of human earth existence, the outer tones could still be heard after this middle period. Only toward the end of life was the earth man no longer sensitive to them. The tone memories remained with him. In them were contained the revelations of the Sons of Life, the Angels. If the human being toward the end of his life felt himself united inwardly with these forces, then he was able by means of imitation of these forces to produce powerful effects on the water element of the earth. The waters surged in and over the earth under his influence. The human being had notions of taste only during the first quarter of his life, and even then they appeared to the soul like a memory of the experiences passed through in the body-free state. As long as he possessed this memory, the solidification of his body through absorption of outer substances continued. In the second quarter of earth life growth continued, although man's form was already completely developed. At this time he could perceive other living beings beside him only through their warmth, light, and tone effects, for he was not yet capable of visualizing the solid element. Only from the liquid element he obtained, in the first quarter of his life, the described effects of taste.

[ 73 ] The external bodily form was an image of this inner soul condition of man. The parts that contained tendencies toward the subsequent head form were developed most perfectly. The other organs gave the impression of appendages. They were shadowy and unclear. The earth men, however, were varied in regard to form. In some the appendages were more or less developed according to the earthly conditions under which they lived. They were varied according to the earthly dwelling places of the human beings. Wherever the latter were entangled in the earth world to a greater degree, the appendages appeared more in the foreground. Those human beings who, as a result of their previous development, were the most mature at the beginning of physical earthly evolution, who right at the beginning—before the Earth had condensed to air—experienced the contact with the fire element, could now develop the head capacities most perfectly. These were the human beings who were most harmonious in their nature. Others were ready to come into contact with the element of fire only when the Earth had already developed the air element. These human beings were more dependent upon outer conditions than those described above who were able to feel the Spirits of Form clearly by means of heat and who during their earth life felt—as though preserved in a memory—that they belonged to these spirits and were united with them in their body-free condition. The second type of human being had only a slight memory of the body-free state; this type felt its relationship to the spiritual world chiefly through the light activity of the Fire Spirits, the Archangels. A third type of human being was still more entangled in earth existence; it was the type that could be affected by the fire element only when the Earth was separated from the sun and had received the watery element into its composition. The feeling of relationship to the spiritual world was especially weak in human beings of this type at the beginning of earth life. Only when the effect of the activity of the Archangels, and chiefly of the Angels, made itself evident in the inner mental life, did they feel this connection. On the other hand, at the commencement of the earth epoch they were full of active impulses for deeds that can be carried out in earthly conditions. These human beings were especially strongly developed in their appended organs.

[ 74 ] Prior to the separation of the moon from the Earth, when the latter, through the presence of the moon forces, tended more and more toward solidification, it happened that because of these forces there were some among the descendants of the abandoned germinal human beings left behind on earth, in which the human souls, returning from the body-free state of existence, could no longer incarnate. The form of such descendants was too solidified, and, because of the moon forces, had become too dissimilar to the human form to be able to receive a human soul. Certain human souls, therefore, found it no longer possible under such circumstances to return to the Earth. Only the ripest and strongest souls were able to feel themselves equal to the task of remodeling the Earth body during its growth so that it blossomed forth bearing the form of a human being. Only a part of the bodily human descendants attained the ability to bear the earthly man. Another part, on account of the solidified form, was only able to receive souls of an order lower than the human being. A number of the human souls were compelled to forego Earth evolution at that time. They were, therefore, led to another course of life. There were souls who had been unable, even at the time when the sun separated from the Earth, to find a place in the latter. In order to develop further they were removed to a planet that, under the guidance of cosmic beings, had been severed from the common universal substance that at the beginning of physical Earth evolution was bound up with it, and from which the sun also had detached itself. This planet is the one whose physical expression is known to modern science as Jupiter. (We speak here of the celestial bodies, planets, and their names in exactly the same way as was the custom of a more ancient science. What is meant becomes clear from the context. Just as the physical earth is only the physical expression of a soul-spirit organism, so is that the case with every other celestial body. The supersensible observer does not intend to designate merely the physical planet by the name earth, not merely the physical fixed star by sun, but he has in mind a much wider spiritual connotation; this is also true when he speaks of Jupiter, Mars, and the other planets. The celestial bodies have changed essentially in regard to their configuration and task since the time spoken of here; in a certain respect, even their location in heavenly space has changed. Only someone who has traced back, with the penetration of supersensible knowledge, the evolution of these heavenly bodies right into the distant primeval past is capable of recognizing the connection between the present-day planets and their ancestors.) The souls described evolved further on Jupiter, and later on, as the earth showed an increasing tendency to become more solidified, still another dwelling place had to be fashioned for souls who, although they found it possible to inhabit these solidifying bodies for a certain length of time, could no longer do so when the solidification had advanced too far. For these a place on Mars was provided for their further evolution. Even at the time when the Earth was still bound to the sun and its air element had been inserted into its constitution, it became evident that certain souls proved to be unfit to participate in Earth evolution. They were too strongly affected by the earthly body configuration. Thus even at that time they had to be withdrawn from the direct influence of the sun forces. The latter had to act on them from without. For these souls, a place on Saturn was created for their further development. Thus in the course of Earth evolution the number of human shapes diminished; configurations appeared in whom human souls did not incarnate. They could receive only astral bodies in the same way the human physical and life bodies had received them on the ancient Moon. While the earth became a waste in regard to its human inhabitants, these beings colonized it. All human souls would have been compelled to forsake the earth finally, had not the withdrawal of the moon from the earth made it possible for the human forms—in which human souls at that time were still able to incarnate—to withdraw the germinal human being during their earth life from the influence of the moon forces that came directly from the earth and to let it mature within themselves as long as necessary until it could be surrendered to these moon forces. As long as the germinal human being then shaped Itself within the inner human nature, it came under the influence of the beings who had, under the guidance of their mightiest companion, separated the moon from the earth in order to carry the evolution of the latter over a critical point.

[ 75 ] After the Earth had developed the air element within itself, there were astral beings, as described above, left over from the ancient Moon, who were greater laggards in evolution than the lowest human souls. These became the souls of the forms that had to be forsaken by human beings even before the separation of the sun from the Earth. These beings are the ancestors of the present animal kingdom. In the course of time, they developed the organs especially that were present in the human being only as appendages. Their astral body had to affect the physical and ether bodies in the same way that this was the case for human beings on the ancient Moon. The animals thus created had souls that could not reside in the individual animal. The soul extended its nature upon the inheritors of the forebear's form. The animals originating from a single configuration have a common soul. Only when the descendant under especial influences departs from the form of its forebear does a new animal soul commence its embodiment. We may speak in this sense in spiritual science in regard to animal souls of a species or group soul.

[ 76 ] Something similar occurred at the time of the separation of the sun from the Earth. Forms emerged from the watery element that were no further evolved than the human being prior to evolution on the ancient Moon. They were able to receive the effect of the activity of an astral element only when this influenced them from outside. That could only occur after the separation of the sun from the Earth. With every repetition of the sun period of the Earth, the sun's astral element animated these forms in such a way that they constructed their life bodies from the Earth's etheric element. When the sun again turned away from the Earth, this life body dissolved into the common body of the Earth. As a result of the co-operation of the astral element of the sun with the ether element of the Earth there emerged from the watery element the physical structures that formed the ancestors of the present-day plant kingdom.

[ 77 ] Upon the earth the human being has become an individualized soul-being. The astral body, which had flowed into him through the Spirits of Motion during the Moon evolution, became tripartite as sentient soul, intellectual soul, and consciousness soul upon the earth. When his consciousness soul had advanced far enough so that during earth life it could form a body fit to receive it, the Spirits of Form endowed the human being with a spark of their own fire. The ego, the I, was enkindled within him. Every time the human being left the physical body he found himself in the spirit world in which he encountered beings who had given him his physical body, his life or ether body, and his astral body during the Saturn, Sun, and Moon evolutions and had brought them up to the level of the Earth evolution. Since the enkindling of the fire spark of the ego during earth life, a change had taken place also for the body-free life. Prior to this point in the evolution of his nature, man had no independence in regard to the spirit world. Within this spirit world he did not feel himself as an individual, but as a member of an exalted organism composed of the beings standing above him. The ego experience on earth now extends itself also into the spirit world. Man feels himself now to a certain degree as a unity in this world, but he feels also that he is constantly united with the same world. In the body-free state he finds again in a higher configuration the Spirits of Form whom he had perceived on earth in their manifestation through the spark of the ego.

[ 78 ] With the separation of the moon from the earth, experiences that were connected with that separation developed also for the body-free soul in the spirit world. Only because a part of the shaping forces had been transferred from the earth to the moon was it possible to reproduce, on the earth, the human shapes that were able to receive the individuality of the soul. Through this fact the human individuality entered the sphere of the moon beings. The reflection of the earth individuality could only be effective in the body-free state through the fact that in this state also the soul remained in the sphere of the mighty spirits who had caused the moon separation. The process took place in such a way that immediately after the soul had forsaken the earth body it could perceive the exalted sun beings only in the reflected splendor of the moon beings. It was only after gazing at this splendor for a considerable length of time that the soul was sufficiently prepared to behold the sublime sun beings themselves.

[ 79 ] The earth's mineral kingdom also came into existence through having been expelled from the general evolution of mankind. Its structures are what remained solidified when the moon separated from the earth. Only that part of soul nature felt itself attracted to these forms that had remained on the Saturn stage and is thus fit only to fashion physical forms. All events under consideration here and in the following pages occurred in the course of vast lengths of time. We cannot, however, enter here into a discussion of chronology.

[ 80 ] The events described here present Earth evolution from the external side. When observed spiritually it can be said that the spiritual beings who withdrew the moon from the earth and united their own existence with it, thus becoming earth-moon beings, caused a certain configuration of the human organism to take place by sending forces from this cosmic body down upon the earth. Their activity was directed upon the ego acquired by the human being. This activity made itself felt in the interplay between this ego and the astral body, ether body, and physical body. As a result it became possible for man to reflect within himself consciously the wisely fashioned configuration of the world, to reflect it as though in a mirror of knowledge. It may be remembered in our description how, during the ancient Moon period, the human being acquired through the separation of the sun at that time a certain independence in his organism and a less restricted degree of consciousness than could be derived directly from the sun beings, This free, independent consciousness reappeared during the characterized period of Earth evolution as a heritage of the ancient Moon evolution. But this very consciousness, brought again into harmony with the cosmos through the influence of the earth-moon beings referred to above, could be made into a copy of it. This would have happened had no other influence made itself felt. Without such an influence man would have become a being in whom the content of consciousness would not have reflected the cosmos in the images of cognitional life through his own free volition, but as a necessity of nature. This did not occur. Certain spiritual beings took an active part in the evolution of mankind just at the time of the moon separation, beings who had retained so much of their Moon nature that they could not participate in the separation of the sun from the earth; they were excluded also from the activity of the beings who, from the earth-moon, directed their activity upon the earth. These beings with the ancient Moon nature were confined with their irregular development to the earth. In their Moon nature lay the cause of their rebellion during the ancient Moon evolution against the sun spirits, a rebellion that was at that time beneficial to the human being by its having led him to an independent state of consciousness. The consequences of the peculiar development of these beings during the Earth epoch entailed their becoming—during that time—enemies of the beings who, from the moon, wished to turn human consciousness into a universal mirror of knowledge under the compulsion of necessity. What on the ancient Moon had helped man to a higher state proved to be in opposition to the possibilities that had developed through Earth evolution. The opposing powers had brought with them, out of their Moon nature, the force to work on the human astral body, namely, in the sense of the above descriptions, to make it independent. They exercised this force by giving the astral body a certain independence now also for the earth period—in contrast to the compelled (unfree) state of consciousness that was caused by the beings of the earth-moon. It is difficult to express in current language how the activity of the characterized spiritual beings affected human beings in the indicated primeval period. We may neither think of this activity as something like a present-day nature force, nor as something like the action of one man upon another when with words the first man calls forth in the second inner forces of consciousness, through which the second learns to understand something or is stirred to perform a moral or immoral deed. The effect described as taking place in the primeval age was not a nature effect but a spiritual influence, having spiritual effects, transferring itself spiritually from the higher beings to the human being in accordance with his state of consciousness at that time. If we think of this matter as a nature activity then we miss entirely its true, essential character. If we say, on the other hand, the beings endowed with the ancient Moon nature approached the human being in order to “seduce” him for their own ends, we employ a symbolic expression that is good as long as we remain conscious of its symbolical character and are at the same time clear in our own minds that behind the symbol stands a spiritual fact, a spiritual reality.

[ 81 ] The effect that proceeded from the spiritual beings who had remained behind in their ancient Moon state had a twofold consequence for man. His consciousness was divested of the character of a mere reflector of the cosmos, because the possibility was aroused in the human astral body to regulate and control, by means of it, the images arising in the consciousness. Man became the master of his knowledge. On the other hand, it was just the astral body that became the starting point of this control, and the ego, set above this body, became thus steadily dependent upon it. As a result the future human being was exposed to the continuous influences of a lower element in his nature. It was possible for him during his life to sink below the height at which he had been placed by the earth-moon beings in the course of world events. The continuous influence of the characterized irregularly developed Moon beings remained with him throughout the subsequent periods. These moon beings, in contrast to the others who from the earth-moon satellite fashioned human consciousness into a cosmic mirror but gave no independent will, may be called Luciferic spirits. These spirits brought to the human being the possibility of unfolding a free activity in his consciousness, but at the same time also the possibility of error, of evil.

[ 82 ] The consequence of these processes was that man came into quite a different relationship with the sun spirits from the one for which he was predestined by the earth-moon spirits. The latter wished to develop the mirror of his consciousness in such a way that the influence of the sun spirits would be the dominant one in the whole of human soul life. These processes were thwarted, and in the human being the contrast was created between the sun spirit influence and the influence of the spirits with an irregular Moon evolution. Through this contrast the human being became unable to recognize the physical sun activity as such; it remained concealed behind the earthly impressions of the outer world. The astral nature of man filled by these impressions was drawn into the sphere of the ego. This ego, which otherwise would have felt only the spark of fire bestowed on it by the Spirits of Form, and in everything that concerned the outer fire would have subordinated itself to the commands of these spirits, this ego now—because of the astral element injected into it—exerted its influence also upon the outer heat phenomena. Through creating a bond of attraction between itself and the earth fire, the ego entangled man in earthly matter more than was predestined for him. Whereas previously he had a physical body, which in its principal parts consisted of fire, air, and water, and to which was added only something like a shadowy semblance of earth substance, now the body became denser because of the presence of earth substance. Whereas man existed previously like a finely organized being swimming, hovering over the solid earth surface, he was compelled now to descend from the earth's environment down upon such parts of the earth as were already more or less solidified.

[ 83 ] That such physical effects could result from the above described spiritual influences becomes comprehensible through the fact of their being of the sort described above. They were neither nature influences nor soul influences acting from one human being upon another. The latter do not extend their effects as far into the bodily nature as do the spiritual forces that are here under consideration. [ 84 ] Because the human being exposed himself to the influences of the outer world through his own visualizations subject to error, because he lived under the impulsion of desire and passion that did not permit of regulation by higher spiritual influences, the possibility of disease appeared. A special effect of the Luciferic influence, however, was that man could now no longer feel his single earth life as a continuation of the body-free existence. He received now earth impressions that could be experienced through the inoculated astral element and that united themselves with the forces destroying the physical body. Man felt this as the dying out of his earth life, and through it death, caused by human nature itself, made its appearance. With this a significant mystery in human nature is indicated, namely, the connection of the human astral body with sickness and death.

[ 85 ] Special relationships now appeared for the human life body. It was placed in a relationship to the physical and astral bodies that, in a certain sense, deprived it of the faculties the human being had acquired through the Luciferic influence. A part of this life body remained outside the physical body, so that it could not be controlled by the human ego, but only by higher beings. These higher beings were the same who, at the time of the sun separation, had forsaken the earth under the leadership of one of their exalted companions in order to take up another dwelling place. If the characterized part of the life body had remained united with the astral body, man would have put supersensible forces to his own use that formerly were his own. He would have extended the Luciferic influence also to these forces. As a result man would have thus gradually separated himself entirely from the sun beings, and his ego would have become completely an earth-ego. Consequently, after the death of the physical body—indeed even during its deterioration—this earth-ego would have been obliged to inhabit another physical body—the body of a descendant—without going through a union with higher spiritual beings in a body-free condition. Man would have become conscious of his ego, but only as an earth-ego. This was averted by the above-mentioned event, involving the life body, caused by the earth-moon beings. The actual individual ego was released from the mere earth-ego to such a degree that man felt himself only partially as his own ego during earth life; at the same time he felt that his own earth-ego was an extension of the earth-ego of his forebears throughout the generations. In earth life the soul felt the existence of a sort of group ego right back to the earliest ancestor and man felt himself as a member of the group. Only in the body-free state was the individual ego able to feel itself as an independent being. But this state of separateness was impaired because the ego was afflicted with the memory of the earth consciousness, the earth-ego. This darkened the vision of the spirit world, which began to cover itself with a veil between death and birth as was the case for physical vision on earth.

[ 86 ] The physical expression of all the changes that occurred in the spirit world while human evolution went through the described conditions was the gradual regulation of the reciprocal relationships of sun, moon, and earth, and in a broader sense also of the other heavenly bodies. The alternation of day and night can be emphasized as being one consequence of these relationships. (The movements of the heavenly bodies are regulated by the beings inhabiting them. The movement of the earth through which day and night occur was caused by the reciprocal relationships of the various spirits standing above man. In like manner also the movement of the moon was caused, in order that after its separation from and the revolving around the earth the Spirits of Form could act in the right way, with the right rhythm, upon the physical human body.) During the day the human ego and astral body worked in the physical and life bodies. At night this activity ceased. The ego and astral body left the physical and life bodies. They entered during this period entirely into the realm of the Sons of Life (the Angels), of the Spirits of Fire (the Archangels), of the Spirits of Personality, and the Spirits of Form. Besides the Spirits of Form, the Spirits of Motion, the Spirits of Wisdom, and the Thrones included at that time the physical and life bodies in their sphere of action. It was thus possible that the injurious influences, which during the day were exercised upon the human being through the errors of the astral body, could be repaired.

[ 87 ] As the human beings now multiplied again on earth, there was no longer any reason why human souls should not have incarnated in their descendants. The influence of the earth-moon forces of that time permitted human bodies to develop, that were thoroughly fit to embody human souls. The souls who previously were removed to Mars, to Jupiter, and to other planets, were led to the earth. There was in consequence a soul present for every human descendant born within the cycle of generations. This continued through long periods, so that the soul migrations to the earth corresponded to the increase in the number of human beings. The souls who left the body at death retained in the body-free state the echo of the earthly individuality like a memory. This memory acted in such a way that when bodies corresponding to the souls were born on earth, they reincarnated in them. As time went on, there were among, the human offspring human beings who had souls coming from the outside, who had for the first time since the earliest ages of the Earth appeared again upon it, and there were others having earthly-reincarnated souls. In the subsequent period of the Earth evolution, there were fewer and fewer of the young souls appearing for the first time and more and more of the reincarnated souls. Nevertheless, for long ages the human race consisted of the two kinds of human beings resulting from these facts. On earth, man felt more united by a common group-ego with his forebears. The experience of the individual ego was, however, all the stronger in the body-free state between death and a new birth. The souls who came from celestial space and entered human bodies were in a different position from those who already had one or more earth lives behind them. The former brought along with them for the physical earth life only the conditions to which they were subjected by the higher spiritual world and by their experiences made outside the earth region. The others had themselves in previous lives added new conditions. The destiny of the former souls was determined only by facts that lay outside the new earth relationships. The destiny of the reincarnated souls was also determined by what they themselves had done in previous lives under earthly conditions. With reincarnation there appeared at the same time individual human karma.—Through the fact that the human life body was withdrawn from the influence of the astral body, in the manner indicated above, the conditions of reproduction also were not within the scope of human consciousness, but were subject to the dominion of the spiritual world. If a soul was to sink down to the sphere of the earth, the reproductive impulses of the human earth being appeared. To earthly consciousness the entire process was to a certain degree enveloped in a mysterious obscurity.—But the consequences of this partial separation of the life body from the physical appeared also during earth life. The capabilities of this life body could be easily increased by means of spiritual influence. In the life of the soul this expressed itself through an especial perfection of memory. Independent, logical thinking was at this period only in its very beginnings. The capacity of memory was, on the other hand, almost limitless. Externally, it was evident that the human being had direct knowledge—tinged with feeling of the active forces of every living thing. He was able to employ in his service the forces of life and reproduction of animal nature, and chiefly those of plant nature. He could extract, for example, the force that causes plant growth and employ it in much the same way that the forces of inanimate nature are used at the present time, for example, the way the forces slumbering in coal are extracted and employed to set machines in motion.—Also the inner soul life of man was changed through the Luciferic influence in the most manifold way. Many examples of feelings and sensations due to it could be given. Only a few instances, however, will be described. Prior to the advent of the Luciferic influence, the human soul carried out all its activities in line with the intentions of higher spiritual beings. The plan of all that should be accomplished was determined from the beginning, and to the degree that human consciousness was developed it could foresee how, in the future, evolution would be compelled to proceed in accordance with the preconceived plan. This prophesying consciousness was lost when the veil of earthly perceptions was woven over the manifestation of higher spiritual beings and the real forces of the sun nature concealed themselves in these perceptions. The future now became uncertain. With this uncertainty, the possibility of the sense of fear implanted itself in the soul. Fear is the direct result of error.—But we also see how under the Luciferic influence man became independent of certain forces to which he previously submitted himself without will. Now he could make decisions by himself. Freedom is the result of this influence, and fear and similar feelings are only the accompanying phenomena of the progress of man to freedom.

[ 88 ] Seen spiritually, the way fear appears indicates that within the earth forces—under the influence of which the human being had come through the Luciferic powers—other powers were active that had followed an irregular course in evolution much earlier than the Luciferic powers. With the earth forces man absorbed the influence of these powers into his being. They gave the character of fear to feelings that would have manifested quite differently without the presence of these powers. These beings may be called “Ahrimanic.” They belong to the category called, in the Goethean sense, “Mephistophelian.”

[ 89 ] Although the Luciferic influence made itself felt at first only in the most advanced individuals, it soon spread out also to others. The descendants of these advanced human beings intermingled with the less advanced described above. By this means the Luciferic power injected itself also into the latter. But the ether body of the souls returning from the planets could not receive the same degree of protection enjoyed by the ether body of the descendants of those who had remained on earth. The protection of these latter life bodies came from an exalted Being in whose hands rested the leadership of the cosmos at the time the sun withdrew from the Earth. This Being appears in the realm here under consideration as ruler of the kingdom of the sun. With Him exalted spirits who through their cosmic evolution had attained the necessary maturity migrated to the sun abode. There were, however, other beings who had not, at the time of the sun separation, attained such heights. They were compelled to seek other abodes. It was through these very beings that Jupiter and the other planets broke loose from the common world substance that originally composed the physical Earth organism. Jupiter became the dwelling place of the beings who had not reached maturity enough to attain the heights of the sun. The most advanced of these became the leader of Jupiter. In just the same way that the leader of the sun development became the higher ego that was active in the life body of the descendants of the human beings who had remained on earth, this Jupiter leader became the higher ego that permeated, as a common consciousness, the human beings who had originated from an interbreeding of the offspring of those who had remained on the earth and those other human beings who, in the way described above, had appeared upon the Earth only at the time of the advent of the air element and who had then gone over to Jupiter as a dwelling place. These human beings are designated by spiritual science as “Jupiter men.” They were human descendants who in that ancient time still had received human souls into their nature, but who at the beginning of Earth evolution were not mature enough to come in contact with the fire. They were souls standing at the stage midway between the realm of human and animal souls. There were also beings who under the leadership of one of their most exalted members had separated Mars from the common world substance as a suitable dwelling place. They exerted their influence upon a third kind of man, who had come into existence through interbreeding, the “Mars man.” (From this knowledge a light is thrown upon the origin of the planets of our solar system. For, all bodies of this system have originated through the various stages of maturity of the beings dwelling on them. It is, however, not possible here to enter into a discussion of all the details of cosmic organization.) The human beings who, in their life body, perceived the presence of the lofty Sun Being Himself may be designated “sun men.” The Being Who lived in them as “Higher Ego”—naturally only in the whole race, not in the individual—is the One to Whom later, when man acquired a conscious knowledge of Him, various names were given. He is the Being in Whom the relationship that the Christ has to the cosmos manifests itself to the human beings of our time. We can, in addition, distinguish “Saturn men.” With them there appeared a being as higher ego who with his associates had been compelled to forsake the common world substance prior to the sun separation. In this species of human being not only the life body had remained partly untouched by the Luciferic influence, but also the physical body.

[ 90 ] In the case of the inferior kinds of human beings, however, the life body was not sufficiently protected to enable it to withstand the Luciferic influence. These human beings could extend the unruly power of their ego's fire spark to such a degree that they were able to call forth in their environment powerful, destructive fire effects. The consequence was a tremendous terrestrial catastrophe. The fire storms caused a large part of the inhabited earth of that time to perish and with it the human beings who had lapsed into error. Only the smallest part who had remained partly untouched by error was able to escape to a district of the earth that had remained until then protected from corrupting human influence. Such a dwelling place, which was especially appropriate for the new mankind, appeared in the land that existed on the spot of the earth now covered by the Atlantic Ocean. It was to this place those human beings withdrew who were most untouched by error. Only scattered human groups inhabited other regions of the earth. The earth region existing at that time, situated between modern Europe, Africa, and America, is called “Atlantis” by spiritual science. (In the corresponding literature reference is made, in a certain way, to the phase of human evolution characterized above that precedes the Atlantean period. The name “Lemurian age” is given to the period of the earth that preceded the Atlantean age. On the other hand, the age in which the moon forces had not yet unfolded their chief activity is designated the “Hyperborean.” Preceding this age there was still another that coincides with the very first period of the physical Earth evolution. In the biblical tradition, the period before the influence of the Luciferic beings was active is described as the age of Paradise, and the descent of the human being out of this region to the earth, and his subsequent entanglement in the world of the senses, as the expulsion from Paradise.)

[ 91 ] Evolution on Atlantis is the time of the actual separation of mankind into the Saturn, Sun, Jupiter, and Mars men. Before that, there had been only the predisposition toward this separation. The division into waking and sleeping states had special consequences for the human being that appeared especially in Atlantean humanity. During the night, man's astral body and ego were in the realm of the beings standing above him—right up to the realm of the Spirits of Personality. By means of that portion of the life body not united with the physical body, the human being was able to have a perception of the Sons of Life (the Angels), and the Spirits of Fire (the Archangels). For he was able to remain united during sleep with the part of the life body not permeated by the physical body. The perception of the Spirits of Personality remained indistinct because of the Luciferic influence. Beside the Angels and Archangels, other beings also became visible to man when in the state described above, beings who, having remained behind on the sun and moon, could not enter earth existence. They had to remain in the world of soul and spirit. Man, however, drew them—by means of the Luciferic nature—into the realm of his soul that was separated from the physical body. Thus he came in contact with beings who worked upon him in a corrupting way. They increased the urge toward error in his soul, especially the urge toward the misuse of the forces of growth and reproduction that were under his control through the separation of the physical and life body.

[ 92 ] It was possible, however, for individual men of the Atlantean period to entangle themselves to a small degree in the realm of the senses. Through them the Luciferic influence was transformed from an obstacle to human evolution into an instrument of higher advancement. Through this Luciferic influence they were in the position of unfolding the knowledge of earthly things earlier than would otherwise have been possible. In doing so, these human beings sought to remove erroneous ideas from their thought life, and through the phenomena of the world to fathom the original purposes of spirit beings. They kept themselves free from the impulses and desires of the astral body, which were only inclined toward the world of the senses. In this way they became ever freer from the errors of the astral body. This produced conditions in them by means of which they perceived only with that part of the ether body that was separated from the physical body in the manner described. In these conditions the physical body's power of perception was practically extinguished and the body itself was as though dead. These human beings were then completely united through the ether body with the realm of the Spirits of Form and were able through them to learn how they were being led and guided by the exalted Being Who held the leadership at the time of separation of sun and Earth. Later, through this exalted Being an understanding of the Christ unfolded itself in human beings. Such men were initiates. But since the individuality of man had, as already described above, entered the region of the moon spirits, these initiates also remained, as a rule, untouched directly by the Spirit of the Sun. He could be shown to them only by the moon spirits as though in a reflection. Thus they did not see the Being of the Sun directly, but saw only His splendor. They became the leaders of the other portion of mankind to whom they could communicate the mysteries they beheld. They trained disciples to whom they indicated the paths leading to the state resulting in initiation. The knowledge, previously revealed through Christ, could be attained by human beings only who belonged—in the way described—to the order of “sun men.” They cultivated their mysterious wisdom and the functions leading to it in a special place on the earth, which will be called here the Christ or Sun oracle—oraculum meaning the place where the purposes of spiritual beings are heard. What is said here about the Christ will only be understood if we keep in mind the fact that supersensible knowledge perceives in His appearance on earth an event that was foreseen for ages by wise men as taking place at some future time, wise men who were familiar, long before this event, with the meaning of Earth evolution. We would be in error were we to presuppose in the case of these initiates a connection with the Christ that was made possible only through this event. But they could comprehend prophetically and make their disciples understand that whoever is touched by the power of the Sun Being sees the Christ approaching the earth.

[ 93 ] Other oracles came into being through the members of the Saturn, Mars, and Jupiter humanities; their initiates directed their vision only up to the beings who could reveal themselves in their ether bodies as the corresponding higher egos. There thus arose adherents of Saturn, Jupiter, and Mars wisdom. Besides these methods of initiation, there were others for human beings who had acquired too much of the Luciferic nature to allow as large a portion of their ether body to be separated from the physical body as was the case with the sun men. Their astral body retained a greater part of the life body in the physical body, nor could they be brought, by means of the described state of initiation, to a prophetic revelation of the Christ. On account of their astral body, which was considerably influenced by the Luciferic principle, they were compelled to go through more complicated preparations, and then, in a less body-free state than the others, they were unable to behold the manifestation of the Christ Himself, but only that of other higher beings. There were certain spiritual beings who at the time of the sun separation had forsaken the Earth, but who had not yet attained a sufficiently high development to enable them to participate permanently in the sun evolution. After the separation of sun and Earth they withdrew a portion of the sun as a dwelling place. This we know as Venus. The leader of these spiritual beings became the higher ego of the above described initiates and their adherents. Something similar occurred in regard to the leading spirit of Mercury for another kind of human being. In this way the Venus and Mercury oracles had their origin. Certain human individuals who were affected most by the Luciferic influence were able to reach up only to a certain being who, with his associates, had been the earliest to be expelled from the sun development. This being has not a special planet in the cosmos, but lives in the environment of the earth itself, with which he has been again united since his return from the sun. The human beings to whom this being manifested himself as higher ego may be called members of the “Vulcan oracle.” Their eyes were turned more toward earth phenomena than was the case with the other initiates. They laid the first foundation for what appeared later on among human beings as “science” and “art.” The Mercury initiates, on the other hand, laid the basis for the knowledge of the more supersensory things, and to a still higher degree, this was done by the Venus initiates. The Vulcan, Mercury, and Venus initiates distinguished themselves from the Saturn, Jupiter, and Mars initiates through the fact that the latter received their mysteries more as a revelation from above, in a more finished state, whereas the former received their knowledge revealed more in the form of their own thoughts, of their own ideas. In the middle stood the Christ initiates. They received, together with the direct revelation, the ability to clothe their mysteries in the form of human concepts. The Saturn, Jupiter, and Mars initiates had to express themselves by way of symbols; The Christ, Venus, Mercury, and Vulcan initiates were able to make their communications in the form of definite concepts.

[ 94 ] What was attained in this manner by the Atlantean humanity came about in an indirect way through the initiates. But the rest of humanity also gained special abilities through the Luciferic principle, because through the lofty cosmic beings certain faculties, which might otherwise have led to disaster, were transformed into a blessing. One such faculty is speech. It was bestowed upon man through his solidification within physical matter and through the separation of a part of his ether body from the physical body. During the time after the moon separation the human being felt himself at first united to his physical forebears through the group ego. This common consciousness, however, which united descendants with forefathers, was gradually lost in the course of generations. The later descendants had then an inner memory reaching back only to a not very distant ancestor, not any longer to the earlier forebears. Only in a state similar to sleep, in which the human beings came in touch with the spiritual world, did the picture of this or that ancestor emerge again in memory. Human beings, in certain instances, then felt themselves at one with this ancestor whom they believed had reappeared in them. This was an erroneous concept of reincarnation, which emerged chiefly in the last part of the Atlantean period. The true teaching about reincarnation could only be learned in the schools of the initiates. These latter perceived how, in the disembodied state, the human soul passes from one incarnation to another, and they alone could impart the truth about it to their disciples.

[ 95 ] The physical form of man was, in the primeval past that is under discussion here, still widely different from the present human shape. It was to a high degree still the expression of soul faculties. The human being consisted of a finer, softer substance than the one he acquired later. What today is solidified was in the limbs soft, supple, and easily molded. A human being who expressed more intensely his soul and spiritual nature had a delicate, active and expressive body structure. Another with less spiritual development had crude, immobile, less easily molded bodily forms. Advancement in soul qualities contracted the limbs; the figure remained small. Retardation in soul development and entanglement in the world of the senses expressed itself in gigantic size. While man was in the period of growth, the body, in accordance with what occurred in the soul, assumed forms of a certain kind that to the present-day human mind must appear fabulous, indeed, fantastic. Moral corruption through passions, impulses, and instincts resulted in an enormous increase in the material substance in man. The present-day human physical form has come into existence through contraction, condensation, and solidification of the Atlantean; whereas before the Atlantean age the human being was a faithful copy of his soul nature, the processes of the Atlantean evolution bore the causes in themselves that led to the post-Atlantean human being who in his physical shape is solid and little dependent on soul qualities. (The animal kingdom became denser in its forms at much earlier periods of the earth than the human being.) The laws that lie at present at the foundation of form-fashioning in the kingdoms of nature are not valid under any circumstances for the more distant past.

[ 96 ] Toward the middle of the Atlantean period of evolution a great evil gradually began to manifest itself within mankind. The mysteries of the initiates ought to have been carefully guarded from individuals who had not purified their astral bodies of error through preparation. When such human beings acquire a certain insight into mystery knowledge, into the laws by which the higher beings guide the forces of nature, they then place these laws at the service of their perverted needs and passions. The danger was all the greater, since human beings, as already described, came into the realm of lower spiritual beings who, unable to carry out the regular Earth evolution, acted contrary to it. These spiritual beings influenced human beings constantly by arousing in them interests that were, in truth, directed against the welfare of mankind. But human beings had still the ability to use the forces of growth and reproduction of animal and human nature for their own purposes.—Not only ordinary human beings, but also a number of the initiates succumbed to the temptations of lower spiritual beings. They went so far as to use the described supersensible forces in a way that ran counter to the development of mankind, and for this activity they sought associates who were not initiated and who—for lower ends—seized upon the mysteries of the supersensible working of nature. The consequence was a great corruption of mankind. The evil spread further and further, and since the forces of growth and reproduction, when diverted from their natural functions and used independently, stand in a mysterious connection with certain forces that work in air and water, mighty, destructive nature forces were unfettered by human deeds. This led to the gradual destruction of the Atlantean region through terrestrial catastrophes of air and water. The Atlantean humanity—insofar as it did not perish in the storms—was compelled to emigrate. At that time the earth received through these storms a new face. On the one side, Europe, Asia, and Africa received gradually the shapes they bear today. On the other side, America. To these lands went great migrations. For our present day the most important of these migrations were those that went eastward from Atlantis. What is now Europe, Asia, Africa, became gradually colonized by the descendants of the Atlanteans. Various folk established their abode in these continents. They stood at varying degrees of development, but also at varying degrees of depravity. In the midst of these migrating peoples marched the initiates, the guardians of the oracle mysteries. These guardians founded in various regions of the earth institutions in which the services of Jupiter, Venus, and other oracles were cultivated in a good, but also in an evil manner. The betrayal of the Vulcan mysteries exercised an especially adverse influence, because the attention of their adherents was chiefly directed toward earthly matters. Mankind, through this betrayal, was made dependent upon spiritual beings who, in consequence of their previous development, held a negative attitude toward everything that came from the spiritual world, which had evolved through the separation of the Earth from the sun. According to the capacity thus developed, they acted in the element that was formed in the human being through his having perceptions of the sense world, behind which the spirit is concealed. These beings acquired henceforth a great influence over many human inhabitants of the earth, and this influence made itself evident through the fact that the human being was more and more deprived of the feeling for the spirit. Since in these times the size, form and flexibility of the human physical body was still affected to a large degree by the qualities of the soul, the consequence of this betrayal of the mysteries came to light in changes in the human race in this respect also. Where the corruption of the human beings became especially evident through the placing of supersensible forces at the service of lower impulses, desires, and passions, grotesque human shapes were created, monstrous in size and structure. These were not able to continue in existence beyond the Atlantean period. They died out. The post-Atlantean humanity has fashioned itself physically after the model of the Atlantean ancestors in whom already such a solidifying of the bodily shape had taken place that this did not surrender to the influence of soul forces that had become contrary to nature.—There was a certain period of time in the Atlantean evolution in which, through the laws holding sway in and around the earth, conditions prevailed for the human form under which it had to solidify itself. To be sure, the human racial forms that had solidified prior to this period were able to reproduce themselves for a long time; nevertheless, the souls incarnating in them gradually became so narrowly confined that such races had to die out. Many of these racial forms, however, continued in existence on into the post-Atlantean period; certain forms that had remained sufficiently supple continued to exist in a modified form for a long time. Human forms that had remained flexible beyond the characterized period now became chiefly the bodies for souls that experienced intensively the detrimental influence of the betrayal of the Vulcan mysteries as already indicated. They were destined to die out quickly.

[ 97 ] Thus, since the middle of the Atlantean period of evolution, beings had asserted themselves within the realm of human development whose activity affected mankind in such a way that it became acquainted with the physical sense world in a non-spiritual manner. In certain instances this went so far that instead of the true shape of this world manifesting itself, it appeared to the human being in phantoms, chimeras and illusions of all sorts. Not only was man exposed to the Luciferic influence, but also to the influence of the other beings about whom we have spoken above, and whose leader may be called Ahriman in accordance with the designation he received later on in the Persian cultural period. (Mephistopheles is the same being.) After death man came through this influence under powers that allowed him to appear also in that realm only as a being who is inclined toward earthly-sensory conditions. The free view into the processes of the spiritual world was by degrees taken away from him. He was obliged to feel himself in the power of Ahriman and to a certain degree had to be excluded from union with the spiritual world.

[ 98 ] Of special significance was one oracle sanctuary that in the universal decline had preserved the ancient cultus in its purest form. It belonged to the Christ oracles, and on account of this it was able to preserve not only the Christ mystery itself, but also the mysteries of the other oracles. For through the manifestation of the most exalted Sun Spirit, the regents of Saturn, Jupiter, and other oracles, were also revealed. The sun oracle knew the secret of producing, for this or that individual, the kind of human ether bodies that were possessed by the highest initiates of Jupiter, Mercury, and other oracles. With the means at their disposal, which are not to be discussed any further here, counterparts of the most perfect ether bodies of the ancient initiates were preserved and later implanted into the individuals best fitted for the purpose. Through the Venus, Mercury, and Vulcan initiates, such processes could take place also for the astral bodies. [ 99 ] There came a time when the leader of the Christ initiates found himself isolated with some of his associates to whom he was able to communicate the mysteries of the world only to a very limited degree. For the associates were the kind of human beings upon whom nature had bestowed physical and etheric bodies with the least degree of separation between them. Such men were the best suited, in this epoch, for the further advancement of mankind. Gradually they had fewer and fewer experiences in the realm of sleep. The spiritual world had become more and more closed for them. But they were also lacking the understanding for all that had unveiled itself in ancient times when man was not in his physical but only in his ether body. The human beings in the immediate neighborhood of this leader of the Christ oracle were the most advanced in regard to the union of the physical body with that part of the ether body that previously had been separated from it. This union appeared by degrees in mankind in consequence of the transformation of Atlantis and the earth generally. The physical and ether bodies of human beings coincided more and more with one another. As a result, the previous unlimited faculty of memory was lost and human thought life began. The part of the ether body bound to the physical body transformed the physical brain into the actual organ of thought, and only from that time onward did the human being feel his ego in the physical body. Only then did self-consciousness awake. At the outset, this was the case with a small portion of mankind only, chiefly with the immediate companions of the leader of the Christ oracle. The other groups of human beings who were scattered over Europe, Asia, and Africa, preserved in the most varied degrees the remnants of the ancient states of consciousness. They, therefore, experienced the supersensible world directly.—The companions of the Christ initiate were human beings with highly developed intelligence, but of all human beings of that time their experiences in the realm of the supersensible were the least. With them, this Christ initiate migrated from west to east, toward a certain region in inner Asia. He wished to protect them from coming in contact with the people of less advanced states of consciousness. He educated these companions in accordance with the mysteries revealed to him, and chiefly worked in this way upon their descendants. Thus he trained a host of human beings who had received into their hearts the impulses that corresponded to the mysteries of the Christ initiation. From this host he chose the seven best in order that they might have ether and astral bodies corresponding to the counterparts of the ether bodies of the seven greatest Atlantean initiates. He thus trained initiates to be the successors of the Christ initiate, of the Saturn, of the Jupiter, and of the other oracle initiates. These seven initiates became the teachers and leaders of the people who in the post-Atlantean epoch had settled in the south of Asia, chiefly in ancient India. Since these great teachers were endowed with the counterparts of the ether bodies of their spiritual ancestors, what was contained in their astral bodies, that is to say, their own self-wrought knowledge and understanding, did not extend to what was revealed to them through their ether body. They had to silence their own knowledge and understanding when these revelations strove to manifest in them. Then out of them and by means of them the high beings spoke who had spoken also for their spiritual ancestors. Except during the periods when these high beings spoke through them, they were simple men gifted with the degree of understanding and sympathy that they themselves had acquired.

[ 100 ] In India there lived at that time a kind of human being which had preserved chiefly a living memory of the ancient soul state of the Atlanteans, a state which permitted experiences in the spiritual world. In a large number of these human beings there was also present a tremendous urge of the heart and mind to experience this supersensible world. Through the wise guidance of destiny the main body of this kind of men, representing the best sections of the Atlanteans, had reached South Asia. Besides this main body, other sections had settled there at various times. The Christ initiate already mentioned appointed his seven great disciples as teachers for this assemblage of human beings. They gave their wisdom and their laws to this people. For many of these ancient Indians little preparation was needed to arouse in them the scarcely extinct faculties that led to a perception of the supersensible world. For the longing for this world was a fundamental mood of the Indian soul. The Indian felt that in this supersensible world was the primeval home of mankind. From it he was removed into a world that is revealed only through the perceptions of the outer senses and grasped by the intellect bound to these perceptions. He felt the supersensible world as the true one and the sensory world as a deception of human perception, an illusion (Maya). By all possible means the human being strove to gain insight into the true world. He was unable to develop any interest in the illusory sense world, or at least only insofar as it proved to be a veil over the supersensible world. It was a mighty power that the seven great teachers exercised upon such people. What could be revealed through this power penetrated deeply into the Indian souls. Since the possession of the transmitted life and astral bodies endowed these teachers with sublime powers, they were able to act magically upon their disciples. They did not actually teach. They produced their effects from person to person as though through magic powers. Thus a culture arose that was completely permeated by supersensible wisdom. What is contained in the books of wisdom of India—in the Vedas—is not the original form of the exalted wisdom, which in the most primeval ages was fostered by the great teachers; it is but a feeble echo of this wisdom. Only supersensible retrospection can discover an unwritten primeval wisdom behind the written records. A particular characteristic of this primeval wisdom is the harmonious concordance of the wisdom of the various oracles of the Atlantean age. For each of these great teachers was able to unveil the wisdom of one of these oracles, and the different aspects of wisdom produced a perfect concordance because behind them stood the fundamental wisdom of the prophetic Christ initiation. The teacher, however, who was the spiritual successor of the Christ initiate did not present what this Christ initiate himself was able to reveal. The latter had remained in the background of evolution. At the outset, he could not transmit his high office to any member of the post-Atlantean civilization. The difference between the Christ initiate of the seven great Indian teachers and the Christ initiate of the Atlantean sun oracle was that the latter had been able to transform completely his perception of the Christ mystery into human concepts, whereas the Indian Christ initiate could only represent a reflection of this mystery in signs and symbols. This was so because his humanly acquired conceptual life did not extend to this mystery. But the result of the union of the seven teachers was a knowledge of the supersensible world, presented in a great panorama of wisdom, of which in the ancient Atlantean oracles only the various parts could be proclaimed. Now the great regencies of the cosmic world were revealed, and the one great Sun Spirit, the “Concealed One,” was gently alluded to—He Who was enthroned above those other regents who were revealed by the seven teachers.

[ 101 ] What is meant here by the “ancient Indians,” is not what is usually understood by the use of that term. There are no external documents of that period of which we are speaking here. The people usually designated as Indian corresponds to an evolutionary stage of history that came into existence a long time after the period under discussion here. We are able to recognize a primal post-Atlantean epoch in which the characterized Indian culture was dominant. Then a second post-Atlantean epoch began in which the dominant culture, as spoken of in this book, was the ancient Persian; still later, the Egypto-Chaldean culture evolved; both of these have still to be described. During the unfolding of these second and third post-Atlantean cultural epochs, ancient India also experienced a second and a third cultural period. What is usually spoken of as ancient India originated in this third epoch. Therefore, what is presented here should not be confused with the ancient India of history.

[ 102 ] Another aspect of this ancient Indian culture is what later led to a division of men into castes. The inhabitants of India were the descendants of Atlanteans who belonged to various human races: Saturn men, Jupiter men, and other planetary men. By means of supersensible teaching it was understood by these ancient Indians that it was not by accident that a soul was placed in this or that caste, but rather by self-determination. Such a comprehension of the supersensible teaching was facilitated especially through the fact that many human beings could arouse the above characterized inner remembrance of their ancestors, which, however, led easily to an erroneous idea of reincarnation. Just as in the Atlantean period the true idea of reincarnation could be acquired only by coming in contact with the initiates, in the most ancient India it could be obtained only by becoming in direct contact with the great teachers. The above-mentioned erroneous idea of reincarnation was spread most widely among the peoples who, as a result of the submergence of Atlantis, were scattered over Europe, Asia, and Africa, and because certain initiates, who during the Atlantean evolution had followed false paths, had also communicated this mystery to immature disciples, human beings mistook more and more the false doctrine for the true. In many instances these human beings retained a sort of dreamlike clairvoyance as an inheritance of the Atlantean period. Just as the Atlanteans entered the region of the spiritual world during sleep, so their descendants experienced this spiritual world in an abnormal intermediate state between waking and sleeping. Then there arose in them images of an ancient time to which their ancestors had belonged. They considered themselves reincarnations of human beings who had lived in such an age. Teachings about reincarnation that were in contradiction to the true ideas of the initiates spread over the whole earth.

[ 103 ] In the regions of the Middle East a community of people had settled as a result of the long continued migrations that had spread from the west eastward since the beginning of the destruction of Atlantis. History knows the descendants of these people as the Persians and their related tribal branches. Supersensible knowledge, however, must go back much further than the historical periods of these people. At the outset we have to consider the earliest ancestors of the later Persians, from whom—after the Indian—the second great cultural period of the post-Atlantean evolution arose. The peoples of this second period had a different task from the Indian. In their longings and inclinations they did not turn merely toward the supersensible; they were eminently fitted for the physical-sensory world. They grew fond of the earth. They valued what the human being could conquer on the earth and what he could win through its forces. What they accomplished as warriors and also what they invented as a means of gaining the earth's treasures is related to this peculiarity of their nature. Their danger did not lie in the fact that because of their love of the supersensible they might turn completely away from the “illusion” of the physical-sensory world, but because of their strong inclination toward the latter they were more likely to lose their soul connection with the supersensible world. Also the oracle establishments that had been transplanted into this region from their homeland, ancient Atlantis, carried in their methods the general character of the Persians. By means of forces, which man had been able to acquire through his experiences in the supersensible regions and which he was still able to control in certain lower forms, the phenomena of nature were employed to serve personal human interests. This ancient people still possessed, at that time, a great power with which it controlled certain nature forces that later were withdrawn from all connection with the human will. The guardians of the oracles controlled inner powers that were connected with fire and other elements. They may be called Magi. What they had preserved for themselves from ancient times as heritage of supersensible knowledge and power was, to be sure, insignificant in comparison with what the human being had once been able to do in the far distant past. It took on, nevertheless, all sorts of forms, from the noble arts whose purpose was only the welfare of mankind, to the most abominable practices. In these people the Luciferic nature ruled in a special manner. It had brought them into connection with everything that led the human being away from the intentions of higher beings who, without the Luciferic influence, would have simply advanced human evolution. Those sections of this people who were still endowed with the remnants of ancient clairvoyance—that is to say, with the remnants of the above described intermediate state between waking and sleeping—felt themselves also much attracted to the lower beings of the spiritual world. To this people a special spiritual impetus had to be given that counteracted these characteristics. A leadership was given to this people from the same source from which the ancient Indian spiritual life had also sprung, that is, from the guardian of the mysteries of the sun oracle.

[ 104 ] The leader of the ancient Persian spiritual culture who was chosen by the guardian of the sun oracle for the people now under consideration may be called by the same name that history knows as Zarathustra or Zoroaster. But it must be emphasized that the personality designated here belongs to a much earlier age than the historical bearer of this name. It is not a question here of outer historical research but of spiritual science, and whoever must think of a later age in connection with the bearer of the name Zarathustra, may reconcile this fact with spiritual science by realizing that the historical character represents a successor to the first great Zarathustra whose name he assumed and in the spirit of whose teaching he worked.—Zarathustra gave his people an impulse by pointing out that the physical world of the senses is not merely something devoid of spirit that confronts man when he comes under the exclusive influence of the Luciferic being. Man owes to this being his personal independence and his sense of freedom, but this Luciferic being should work within him in harmony with the opposing spiritual being. It was important for the prehistoric Persian to be aware of the presence of this spiritual being. Because of the Persian's inclination toward the physical sense world he was threatened by a complete amalgamation with the Luciferic beings. Zarathustra, however, had been initiated by the guardian of the sun oracle and through this initiation the revelations of the exalted sun beings could be imparted to him. In exceptional states of consciousness, into which his training had brought him, he was able to perceive the leader of the sun beings who had taken under his protection the human ether body in the previously described manner. He knew that this Being directs human evolution, but also that He could descend to the earth from cosmic space only at a certain point in time. In order that this might come about it was necessary that He should affect the astral body of a human being to the same degree that He affected the human ether body since the beginning of the interference of the Luciferic being. For that purpose a human being had to appear on earth who had retransformed the astral body to a condition to which this body, without Lucifer, would have attained in the middle of the Atlantean evolution. Had Lucifer not appeared, the human being would have attained this same condition much earlier, but without personal independence and without the possibility of freedom. Now, however, despite these characteristics the human being was to regain this same high condition. Zarathustra was able to foresee by means of his clairvoyance that in the future of mankind's evolution it would be possible for a definite human personality to possess such a required astral body. He knew also that it would be impossible to find the spiritual sun powers on earth prior to this future age, but that it was possible for supersensible perception to behold them in the region of the spiritual sun. He was able to behold these powers when he directed his clairvoyant glance toward the sun, and he divulged to his people the nature of these powers that, for the time being, were to be found only in the spiritual world and that later were to descend to the earth. This was the proclamation of the sublime Sun or Light Spirit—the Sun Aura, Ahura Mazdao, Ormuzd. This Spirit of Light reveals Himself to Zarathustra and his followers as the Spirit who turns His countenance from the spiritual world toward mankind and who prepares the future within mankind. It is the Spirit who points to the Christ before His advent on earth, whom Zarathustra proclaims as the Spirit of Light. On the other hand, Zarathustra represents in Ahriman—Angra Mainju—a power whose influence upon the life of the human soul causes the latter's deterioration when it surrenders itself one-sidedly to it. This power is none other than the one previously characterized who, since the betrayal of the Vulcan mysteries, had gained especial domination over the earth. Besides the evangel concerning the Spirit of Light, Zarathustra also proclaimed the doctrine of the spiritual beings who become manifest to the purified sense of the seer as the companions of the Spirit of Light and to whom a contrast was formed by the tempters who appeared to the unpurified remnants of clairvoyance that was retained from the Atlantean period. Zarathustra strove to make clear to the prehistoric Persian how the human soul, as far as it was engaged in the activities and strivings of the physical-sensory world, was the field of battle between the power of the Light God and His adversary and how the human being must conduct himself so as not to be led into the abyss by this adversary but whose influence might be turned to good by the power of the Light God.

[ 105 ] A third post-Atlantean cultural period began with the peoples who, by participation in the migrations from Atlantis, had finally assembled in the Middle East and North Africa. Among the Chaldeans, Babylonians, Assyrians on the one hand and the Egyptians on the other, this culture was developed. Among these peoples the understanding for the physical world of the senses was evolved in a way different from that of the prehistoric Persians. They had developed, much more than others, the spiritual capacity that is the foundation for the ability to think, for intellectual endowment, which had come into existence since the last Atlantean epochs. It was the task of the post-Atlantean humanity to unfold in itself the soul faculties that could be gained through the awakened powers of thought and feeling that are not directly stimulated by the spiritual world, but come into existence by man's observation of the sense world, by becoming familiar with it, transforming it. The conquest of this physical-sensory world by means of these human faculties must be considered the mission of post-Atlantean humanity. From stage to stage this conquest advances. Although in ancient India the human being was directed toward this world by means of his soul state, he still considered this world an illusion and his spirit was turned toward the supersensible world. In contrast to this, there arose in the prehistorical Persian people the desire to conquer the physical world of the senses, but this was attempted, to a large measure, with the powers of soul that had remained as heritage of a time when man could still reach up directly into the supersensible world. In the peoples of the third cultural epoch the soul had lost to a large degree its supersensible faculties. It had to investigate the revelations of the spirit in the sensory surroundings and by means of discovery and invention of the cultural means, springing from this world, develop itself. Human sciences arose by means of research within the physical sense world into the spiritual laws standing behind it; human technique and artistic activities and the tools and instruments used to advance them were developed by recognizing the forces of this world and the need of employing them. For the human being of ancient Chaldea and Babylonia the sense world was no longer an illusion, but with its nature kingdoms, its mountains and seas, its air and water, it was a revelation of the spiritual deeds of powers standing behind these phenomena, whose laws he endeavored to discover. To the Egyptian the earth was a field of activity given to him in a condition which he had to transform through his own intellectual capacity, so that it bore the imprint of human power. Oracle establishments of Atlantis, originating chiefly from the Mercury oracle, had been transplanted into Egypt. There were, however, others also, for example, the Venus oracle. A new cultural germ was planted into what could thus be fostered in the Egyptian people through these oracle establishments. It originated with a great leader who had undergone his training within the Persian Zarathustra mysteries. He was the reincarnation of a personality who had been a disciple of the great Zarathustra himself. If we wish to adhere to a historical name, he may be called “Hermes.” By absorbing the Zarathustra mysteries he could find the right path on which to guide the Egyptian people. This folk, in earth life between birth and death, directed its mind to the physical sense world in such a way that although it could behold the spiritual world behind the physical only to a limited degree, it recognized in the physical world the laws of the spiritual world. Thus the Egyptian could not be taught that the spiritual world was a world with which he could become familiar on earth. But he could be shown how the human being would live in a body-free condition after death with the world of the spirits who during the earth period appear through their imprint in the realm of the physical-sensory. Hermes taught that to the degree the human being employs his forces on earth in order to act within it according to the aims of spiritual powers, it is possible for him to be united after death with these powers. Especially those who have been most zealously active in this direction during life between birth and death will become united with the exalted Sun Being—with Osiris. On the Chaldean-Babylonian side of this cultural stream the directing of the human mind to the physical-sensory was more marked than on the Egyptian side. The laws of this world were investigated and from the sensory counterparts perception was directed to the spiritual archetypes. The people, nevertheless, remained stuck fast in the world of the senses in many respects. Instead of the spirit of the star, the star itself, and instead of other spiritual beings, their earthly counterparts were pushed into the foreground. Only the leaders acquired really deep knowledge of the laws of the supersensible world and their interaction with the sense world. Here a contrast between the knowledge of the initiates and the erroneous beliefs of the people came into evidence more strongly than anywhere else.

[ 106 ] Quite different conditions prevailed in Southern Europe and Western Asia where the fourth post-Atlantean cultural epoch flourished. We may call this the Greco-Latin cultural epoch. In these countries the descendants of human beings of the most varied regions of the ancient world had gathered. There were oracle establishments that followed the example of the various Atlantean oracles. There were men who possessed, as a natural faculty, the heritage of ancient clairvoyance, and there were some who were able to attain to it with comparatively little training. In special places the traditions of the ancient initiates were not only preserved, but there arose worthy successors who trained pupils capable of raising themselves to exalted stages of spiritual perception. Simultaneously, these people bore the impulse in themselves to create a realm within the sense world that expressed in perfect form the spiritual within the physical. Beside much else, Greek art is a consequence of this impulse. One need only penetrate into the Greek temple with spiritual vision to recognize that in such a marvel of art the physical material is transformed by the human being in such a way that every detail is an expression of the spiritual. The Greek temple is the “dwelling place of the spirit.” In its forms is to be seen what otherwise only the spiritual vision of supersensible perception can recognize. A Zeus or Jupiter temple is shaped in such a way that for the physical eye it represents a worthy abode for what the guardian of the Zeus or Jupiter initiation perceived with the spiritual eye. Thus it is with all Greek art. In mysterious ways the wisdom of the initiates poured into poets, artists, and thinkers. In the cosmogonies of the ancient Greek philosophers we find again the mysteries of the initiates in the form of concepts and ideas. The influence of spiritual life and the mysteries of the Asiatic and African centers of initiation flowed into these peoples and their leaders. The great Indian teachers, the companions of Zarathustra, and the adherents of Hermes had trained their pupils. These or their successors now founded initiation centers in which the ancient knowledge was revived in a new form. These are the mysteries of antiquity. Here the pupils were prepared to reach states of consciousness through which they were able to attain a perception of the spirit world.⁸ From these initiation centers wisdom flowed to those who fostered spiritual impulses in Asia Minor, in Greece, and Italy. (In the Greek world the important initiation centers of the Orphic and Eleusinian mysteries arose. In the Pythagorean school of wisdom the after-effects of the great doctrines and methods of the wisdom of primeval ages appeared. In his wide journeying Pythagoras had been initiated into the secrets of the most varied mysteries.)

[ 107 ] The life of man between birth and death—in the post-Atlantean age—had, however, its influence also upon the body-free state after death. The more the human being turned his interest toward the physical-sensory world, the greater was the possibility of Ahriman penetrating into the soul during earth life and of his retaining power beyond death. Among the peoples of ancient India this danger was still insignificant, because they had, during earth life, felt the physical world of the senses to be an illusion. As a result, they were able to elude the power of Ahriman. The danger of the prehistoric Persian people was much greater, because in the life between birth and death they had turned their interest toward the physical world of the senses. They would have fallen prey to Ahriman to a high degree, had Zarathustra not through his teaching about the God of Light drawn attention in an impressive manner to the fact that behind the physical-sensory world there exists the world of the Spirits of Light. In proportion to the absorption into the soul of this visualized world by the people of the Persian culture did they escape from the clutches of Ahriman during earth life and likewise during the life after death, when they prepared for a new earth life. During earth life the power of Ahriman leads to the consideration of physical-sensory existence as the only one, thus barring all outlook into the spiritual world. In the spiritual world this power leads the human being to complete isolation, to concentration of all interests only upon himself. Human beings who at death are in the power of Ahriman are reborn as egotists.

[ 108 ] At present we are able in spiritual science to describe life between death and a new birth as it is when the Ahrimanic influence has been overcome to a certain degree. In this way it has been described by the writer of this book in other writings and in the first chapters of this book, and thus it must be described in order to make plausible what the human being can experience in this state of existence when he has gained the true spiritual perception of what really exists. Whether the individual experiences it to a greater or lesser degree depends on his victory over the Ahrimanic influence. Man approaches more and more what is possible for him to be in the spiritual world. How this degree of attainment can be impaired by other influences must here be held clearly in mind in considering the path of human evolution.

[ 109 ] It was the task of Hermes to see that the Egyptians prepared themselves during earth life for companionship with the Spirit of Light. Since, however, during that time human interests between birth and death were already shaped in such a way that it was possible only to a slight degree to penetrate the veil of the physical-sensory, the spiritual perception of the soul remained also clouded after death. The perception of the world of light remained dim.—The veiling over of the spiritual world after death reached a climax for the souls who entered the body-free state from an incarnation in the Greco-Latin culture. During earth life they had brought the culture of the sensory-physical existence to full flower, and they had thus doomed themselves to a shadow existence after death. The Greek, therefore, felt that his life after death was only a shadow-like existence; and it was not mere empty talk but the feeling for truth when the hero of that age, turning toward the sense world, says, “Rather a beggar on earth than a king in the realm of the shades.” This was still more evident among those Asiatic peoples who also in their reverence and adoration had only directed their gaze toward the sensory counterparts instead of toward the spiritual archetypes. During the time of the Greco-Latin cultural period a large part of mankind was in the condition here described. We can see how the mission of man in the post-Atlantean epoch, which consisted of his mastery of the physical sense world, had to lead of necessity to an estrangement from the spiritual world. Thus what is great on the one hand is of necessity connected with what is decadent on the other.—In the mysteries, the connection of the human being with the spiritual world was fostered. The initiates of these mysteries were able, in special states of the soul, to receive the revelations of this world. They were more or less the successors of the Atlantean guardians of the oracles. What was concealed through the impulses of Lucifer and Ahriman was unveiled to them. Lucifer concealed from the human being that part of the spiritual world that, without his cooperation, had poured into his astral body right up to the middle of the Atlantean epoch. If the ether body had not been partially separated from the physical, man would have been able to experience this region of the spirit world as an inner soul revelation. Because of the Luciferic impulse he could only experience it in special states of the soul. Then a spiritual world appeared to him in the vesture of the astral. The corresponding beings revealed themselves in shapes that bore only the higher members of human nature, and in these members they carried the astrally visible symbols of their special spiritual powers. Superhuman forms manifested themselves in this way. After the encroachment of Ahriman another kind of initiation was added to this one. Ahriman has concealed all that part of the spiritual world that would have appeared behind physical sense-perception, if his encroachment had not occurred after the middle of the Atlantean epoch. The initiates owed the revelation of this part of the spiritual world to the fact that they practiced in their souls all those faculties that the human being had acquired since that time to a degree far greater than the one required in order to gain the impressions of sensory-physical existence. Through it the spiritual powers lying behind the forces of nature were revealed to them. They were able to speak of the spiritual beings behind nature. The creative powers of the forces active in nature below the human being revealed themselves to them. What had continued to be active from the Saturn, Sun and the ancient Moon evolutions and had formed the human physical, ether, and astral bodies, as well as the mineral, plant, and animal kingdoms, formed the content of one type of mysteries. These mysteries were under Ahriman's influence. What had led to the development of sentient, intellectual, and consciousness soul was revealed in a second type of mystery. What, however, was only possible to be prophesied by the mysteries was that in the course of time a human being would appear with an astral body in which, despite Lucifer, the light world of the Sun Spirit would become conscious through the ether body without special soul states. And the physical body of this human being must be of such a nature that that part of the spiritual world would be manifest to him that Ahriman is able to conceal up to the time of physical death. Physical death cannot change anything for this human being during life; that is to say, physical death cannot have any power over him. In such a human being the ego manifests in such a way that the physical life contains at the same time the whole spiritual life. Such a being is the bearer of the Spirit of Light, to Whom the initiate lifts himself in a twofold way, either by being led to the spirit of the super-human or to the being of the powers of nature in special states of the soul. Since the initiates of the mysteries predicted that such a human being would appear in the course of time, they were the prophets of Christ.

[ 110 ] As special prophet in this sense, a personality arose in a people that through natural heritage bore within itself the characteristics of the peoples of the Middle East and, through education, the teachings of the Egyptians; these people were the Israelites. The prophet was Moses.. So many influences of initiation had entered the soul of Moses that in special states of consciousness the spiritual being who had assumed, in the normal course of Earth evolution, the role of molding human consciousness from the moon, manifested himself to him. In thunder and lightning Moses recognized not only the physical phenomena, but the manifestations of the spirit just described. At the same time, however, the other kind of mysteries had affected his soul to such a degree that he perceived in astral visions how the super-human spirit becomes human through the ego. Thus the Being Who had to come revealed Himself to Moses from two directions as the highest form of the Ego.

[ 111 ] With Christ there appeared in human form what the high Sun Being had prepared as the exalted paragon of earthly man. With this appearance all mystery wisdom had in a certain regard to assume a new form. Previously this wisdom existed exclusively in order to enable the human being to bring himself to a soul state that allowed him to behold the kingdom of the Sun Spirit outside of earthly evolution. Now mystery wisdom was allotted the task of making the human being capable of recognizing the Christ Who had become man, and from this center of all wisdom to understand the natural and spiritual world.

[ 112 ] At the moment in the life of Christ Jesus, when His astral body contained everything that the Luciferic impulse can conceal, He assumed His mission as teacher of mankind. From this moment onward the aptitude was implanted in human earth evolution for receiving the wisdom through which the physical earthly goal can by degrees be attained. At the moment when the event of Golgotha was accomplished, the other aptitude was injected into mankind by which it is possible to turn the influence of Ahriman to good. Henceforth the human being is able to carry with him out of life through the portals of death what releases him from isolation in the spiritual world. The event of Palestine is not only the center of the physical evolution of mankind, but it is also the center of the other worlds to which the human being belongs. When the “Mystery of Golgotha” was accomplished, when “Death on the Cross” was suffered, the Christ appeared in the world in which souls tarry after death, and in that region He set bounds to the power of Ahriman. From this moment the realm that was named by the Greeks the “kingdom of the shades” was illuminated by that spiritual lightning flash that showed its inhabitants that henceforth light would again appear in it. What was attained through the Mystery of Golgotha for the physical world threw its light into the spiritual world.—Thus the post-Atlantean human evolution was, up to this event, an ascent for the physical world of the senses, but it was at the same time a descent for the spiritual. Everything that flowed into the world of the senses poured forth from what had already existed in the spiritual world from primeval ages. Since the Christ event, human beings who elevate themselves to the Christ mystery are able to carry with them into the spiritual world what they have acquired in the sense world. It flows back again from the spiritual world into the earthly-sensory world by human beings bringing back with them into reincarnation what the Christ impulse has become for them in the world of spirit between death and rebirth.

[ 113 ] What the Christ event bestowed upon mankind's evolution acted within it like a seed. The seed can ripen only gradually. Only the very smallest part of the new wisdom's profundity has penetrated physical existence up to the present. This existence stands just at the beginning of Christian evolution. During the succeeding centuries that have elapsed since that event, Christian evolution has been able to unveil only as much of Its inner nature as human beings, peoples, were capable of receiving, were capable of absorbing with their mental capacities. The first form into which this knowledge could be poured may be described as an all-encompassing ideal of life. As such it opposed what in the post-Atlantean humanity had fashioned itself as modes of life. We have already described the conditions that prevailed in the evolution of mankind since the repopulation of the earth in the Lemurian age. The human beings, as to their soul nature, may thus be traced back to various beings who, returning from other worlds, incarnated in the bodily descendants of the ancient Lemurians. The various human races are a result of this fact, and, in consequence of their karma, the most varied life-interests appeared in the reincarnated souls. As long as the after-effects of all this prevailed, the ideal of a “common humanity” could not exist. Mankind proceeded from a unity, but Earth evolution up to the present has led to differentiation. In the Christ-concept an ideal is given that counteracts all differentiation, for in the human being Who bears the name of Christ live also the forces of the exalted Sun Being in Whom every human ego finds its origin. The Israelites felt themselves still as a folk, the human being as a member of this folk. At the outset the fact that in the Christ Jesus lives the ideal man Who is not touched by the conditions of separation was only comprehended in thought, and Christianity became the ideal of an all-encompassing brotherhood. Disregarding all separate interests and separate relationships, the feeling arose that the inmost ego of every human being has the same origin. (Alongside all earthly forefathers the common father of all human beings appears. “I and the Father are One.”)

[ 114 ] In Europe in the fourth, fifth, and sixth centuries A.D. a cultural age was prepared that began in the fifteenth century and still continues today. It was gradually to replace the fourth, Greco-Latin, period. It is the fifth post-Atlantean culture period. The peoples, which after various migrations and most manifold destinies had made themselves pillars of this age, were descendants of those Atlanteans who had had the least contact with what had occurred in the meantime in the four preceding cultural epochs. They had not penetrated into the regions in which the cultures in question took root, but they had in their way continued the Atlantean cultures. There were among them many people who had preserved to a high degree the heritage of the ancient dreamlike clairvoyance, the intermediate state between waking and sleeping already described. Such individuals were acquainted with the spiritual world through their own experience and were able to communicate what takes place in that world to their fellow-men. A treasure house of narrative about spiritual beings and spiritual events was built up. The treasures of folk fairy tales and myths arose originally from such spiritual experiences. For the dreamlike clairvoyance of many people lasted right on into times not far removed from our present day. There were other human individuals who had lost their clairvoyance but who acquired the faculties of perception in the sensory-physical world through feelings and sensations that corresponded to these clairvoyant experiences. Here, also, the Atlantean oracles had their successors. There were mysteries everywhere. In these mysteries, however, the kinds of secrets of initiation were predominantly developed that led to the revelation of the region of the spirit world that Ahriman keeps concealed. It is the spiritual powers behind the forces of nature that were revealed in these mysteries. In the mythologies of the European nations are contained the remnants of what the initiates of these mysteries were able to communicate to human beings. These mythologies, however, contained also the other concealed wisdom, although in less complete form than it was contained in the Southern and Eastern mysteries. Superhuman beings were also known in Europe. Yet they appeared in a state of constant strife with the companions of Lucifer. The God of Light was proclaimed, but in such a form that it was impossible to say whether He would overcome Lucifer. But as a compensation for this, the future Christ form shone also into these mysteries. It was proclaimed that His kingdom would replace the kingdom of the other God of Light. (All myths about the Twilight of the Gods—the Gotterdammerung—and similar events have their origin in this knowledge of the European mysteries. Such influences caused a cleavage in the soul of the human beings of the fifth cultural epoch that still continues on into the present and shows itself in the most manifold phenomena of life. The soul did not preserve from ancient times the urge toward the spirit so strongly that it would have been able to retain the connection between the spirit and sense worlds. It retained it merely in the development of its feelings and sensations, but not, however, as a direct perception of the supersensible world. On the other hand, the attention of the human being was directed more and more toward the world of the senses and its control. The powers of the intellect that awoke in the last part of the Atlantean epoch, all the forces in the human being of which the physical brain is the instrument were developed for the sense world and for its knowledge and control. Two worlds, so to speak, developed in the human breast. One is turned toward sensory-physical existence, the other is receptive to the revelation of the spiritual in order to penetrate it through feeling and sensation, but without perceiving it. The tendencies toward this cleavage of the soul were already present when the teaching of Christ streamed into the regions of Europe. This evangel of the spirit was received into human hearts, penetrated sensation and feeling, but could not find the connection with what the intellect, directed toward the senses, explored in the physical-sensory existence. What we know today as the contrast of outer science and spiritual knowledge is but a consequence of this fact. The Christian mysticism of Eckhardt, Tauler, and others, is a result of the permeation of feeling and sensation with Christianity. The science of the sense world and its results in life are the consequences of the other side of the soul's capacities. We owe the progress in the field of outer material culture entirely to this separation of capacities. Because the human faculties that have the brain as their instrument turned one-sidedly to physical life, they were able to attain to the increase in power that made possible modern science and technology. This material culture could originate only among the nations of Europe, for they are the descendants of Atlantean ancestors who developed the tendency for the physical sense world into faculties only when this tendency had attained a certain maturity. Previously these descendants let it slumber, and they were nourished by the heritage of Atlantean clairvoyance and the communications of their initiates. While outwardly spiritual culture had yielded only to these influences, the sense for the material domination of the world gradually matured.

[ 115 ] At present, however, the dawn of the sixth post-Atlantean cultural period already proclaims itself. For what is to arise in human evolution at a certain time begins to ripen in the preceding age. What is already able to show its beginnings at present is the discovery of the link that unites the two impulses in the human breast: material culture and life in the world of the spirit. For this purpose it is necessary that the results of spiritual perception are comprehended, and also that the manifestations of the spirit are recognized in the observations and experiences of the sense world. The sixth cultural epoch will bring the harmony between these two impulses to complete development. With this, the considerations of this book have advanced to a point where they can pass over from a view of the past to one of the future. It is, however, better if this view is preceded by a consideration of the knowledge of the higher worlds and of initiation. Then we shall have an opportunity to present briefly this view of the future, as far as this is possible within the framework of this book.

• 1. The term “spiritual science,” as is apparent from the context, is here synonymous with the terms “occult science” and “supersensible knowledge.”
• c5. In certain chapters of this book it has been indicated how the world of man and the human being himself pass through the states that have been designated by the names Saturn, Sun, Moon, Earth, Jupiter, Venus, Vulcan. Indications have also been given concerning the relationship between human evolution and celestial bodies co-existing with the earth, such as Saturn, Jupiter, Mars, and so forth. These latter celestial bodies naturally go through their evolution also. In the present age they have reached a stage in which their physical parts are shown to perception as what is called in physical astronomy Saturn, Jupiter, Mars, and so forth. If now, in the sense of spiritual science, the present Saturn is studied, it shows itself, so to speak, as a reincarnation of ancient Saturn. It has come into existence because, before the separation of the sun from the earth, certain beings were present who were unable to participate in this separation, since they had absorbed into themselves so many of the characteristics belonging to the Saturn state that they could not abide in an environment where especially the sun characteristics were unfolded. The present Jupiter has arisen, however, through the presence of beings who possessed characteristics that can only unfold on the future Jupiter of general cosmic evolution. An abode came into existence for them in which they are able to anticipate this future evolution. Similarly, Mars is a celestial body on which beings dwell who have passed through the Moon evolution in such a way that the earth could offer them no further advancement. Mars is a reincarnation of the ancient Moon at a higher stage. The present Mercury is the dwelling place of beings who, by having developed certain earth characteristics in a form higher than it can occur on this earth planet, are in advance of the evolution of the Earth. In a similar way the present Venus is a prophetic anticipation of the future Venus state. From all this we are justified in choosing the designations for the states that have preceded the Earth and that will follow it from their present representatives in the cosmos. It is self-evident that there will be many objections to what has been brought forth here by those who wish to subject the paralleling of the supersensibly perceived Saturn, Sun and other cosmic states of evolution with the similarly named physical celestial bodies to the judgment of an intellect trained in outer observation of nature. But just as it is possible, by means of mathematical concepts, to place the solar system before the soul as an image of time-space occurrences, so is it possible for supersensible cognition to permeate the mathematical picture with a soul content. Then it takes on a form that justifies the above indicated parallels. This permeation with a soul content is a natural consequence of the further application of a strictly natural scientific mode of observation. This latter mode of observation limits itself at present to seeking a reciprocal relationship between the solar system and the earth according to purely mathematical-mechanical concepts. By doing so, the natural science of the future will of itself be driven to concepts that will extend the idea of a mechanical cosmos to one endowed with soul. To show—which could very well be done—that such an extension ought already to occur on the basis of modern natural scientific concepts would require the writing of another book. Here the matter in question can only be indicated; as a consequence, this indication is exposed to misunderstandings of one sort or another. The disagreement of spiritual science with natural science is often only apparent, because the latter science still refuses at present to form thoughts that are not only demanded by supersensible cognition but also, in truth, by a cognition that adheres strictly to the physical-sensory. An unprejudiced observer is able to see everywhere in the results of modern natural scientific observation allusions to other fields of purely physical-sensory observation, which will have to be investigated in the future in a purely natural scientific manner and which will show that what supersensible perception reveals is completely verified by a physical observation of nature insofar as supersensible cognition is concerned with those supersensible cosmic occurrences to which physical-sensory manifestation corresponds.
• 2. In order to make clear the difference between the designations of the Planetary Evolutions and our present planetary bodies, which bear the same names, the following system has been worked out. Saturn, Sun, Moon, Earth, Jupiter, Venus, Vulcan printed in italics with initial capitals designate the great cosmic planetary cycles of evolution. In the Sun evolution, after the separation of the main cosmic body into two parts, the designation is Sun and Saturn, spelt with initial capitals, but not with italics. In the Moon evolution, when a separation takes place, the remaining main body is spelt Moon, with an initial capital, the separating planetary sun is spelt with small letter. In the Earth evolution, the separated planetary bodies are spelt as is customary, that is, the planets Saturn, Jupiter, Mars, Venus, Mercury with initial capitals; sun, moon, earth with small letters. (Tr.)
• 3. Instead of saying, “Saturn was surrounded by an atmosphere,” a precise mode of speech, in order to express exactly the inner experience of spiritual research, would have to say, “In becoming conscious of Saturn by means of supersensible cognition, this consciousness is confronted by a Saturn atmosphere,” or, “by beings of this or that sort.” The use of the expression: “this or that is present,” must be permitted, for this is also the usage employed for the actual soul experience in sensory perception, but we are obliged to keep this in mind in the following exposition; it already follows from the context.
• 4. The early stage of our present sun, now spelt with small s. (Tr.)
• 5. Earth spelt thus, with a capital E, means the cosmic body containing the moon and other planets after the sun separation. (Tr.)
• 6. The early stage of our present moon, hereafter spelt with small m. (Tr.)
• 7. The early stage of our present earth, hereafter spelt with a small e. (Tr.)
• 8. More detailed descriptions of these mysteries of antiquity are to be found in my book, Christianity as Mystical Fact. More on this subject is given in the last chapter of this book.