73. Anthoposophy Has Something to Add to Modern Science: Can a method of gaining insight into spheres beyond the sense-perceptible world be given a scientific basis?
08 Oct 1918, Zürich Tr. Anna R. Meuss Rudolf Steiner |
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The mind realizes that where the senses see matter, they are in the same position as we are with the carbon dioxide. We actually see something that has been cut out of the spiritual world. This something, cut out from the spiritual world, so that it lives in the spiritual world the way these carbon dioxide bubbles do in water—this we call matter. |
73. Anthoposophy Has Something to Add to Modern Science: Can a method of gaining insight into spheres beyond the sense-perceptible world be given a scientific basis?
08 Oct 1918, Zürich Tr. Anna R. Meuss Rudolf Steiner |
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When it comes to the life of mind and spirit, people often think they can learn something from philosophers. Richard Wahle, an official representative of modern philosophy, has said something rather strange about philosophy, and not only modern philosophy but also the philosophy of earlier times. He said that earlier philosophers were like people owning restaurants where various chefs and waiters produced and presented unwholesome dishes. Modern philosophy, he said, was like a restaurant where chefs and waiters were standing about uselessly and no longer producing anything useful at all.96 By ‘chefs and waiters’ Richard Wahle meant philosophers. This is certainly a strange thing to say. In a sense, however, it was made in the state of mind which exists in our present time. Of course, we don’t have to be so naive as to think that the public at large would always follow or listen to the views of isolated prophets and reflective philosophers. The significance of what philosophers are telling us lies in another area. We must take what they say as symptomatic. In a sense, though in a special sense, it arises from the general state of mind in a given age. And the impulses that are behind their statements lie in the subconscious souls of people in any given time period. Their philosophies develop on this basis. In our present enquiry into the life which we live in mind and spirit it should also be possible to look at things differently from the way one would from certain natural scientific points of view. We should be under no illusion in this respect. The situation is that everything newly discovered, or of which people think that it might be found in the great philosophical questions, is considered from the natural scientific point of view by the world at large, at least at the sentient level. Even the things that well forth from the deepest depths of humanity’s ethical and religious life have to have their own justification, as it were, before the natural scientific way of thinking today. In a philosophy where insights are sought beyond the sphere of the senses we must therefore above all always consider the scientific requirements of natural science as it is today. But it is exactly here that confusion and misunderstanding arise only too easily, we might even say naturally, with regard to what is meant here by a science of the spirit with anthroposophical orientation. I would therefore like to begin this course of lectures by attempting to present the scientific foundations—at least in general terms—for the higher insights sought in this anthroposophy. I am afraid I have to ask your forgiveness especially for today’s lecture which will of necessity be less popular than the three that are to follow. Some of the things I’ll have to say today may sound rather abstract, although they are perfectly real experiences for anyone who works with this particular science of the spirit. Nor will it be possible to characterize every detail of the way in which proofs that will stand up to natural scientific scrutiny have to be found in the present time. The lectures that follow will have to provide individual evidence, especially also with reference to the element of proof in the science of spirit. Misunderstanding arises above all because investigators and thinkers committed to natural science, and people who imagine they are creating a philosophy based on natural science for themselves in a popular way, tend to think that anthroposophy is in opposition to natural science. I will try and show that the science of the spirit which is meant here is not only not in opposition to natural science but rather pursues the aims of natural science itself, right to its ultimate consequences, taking the spirit of the method of proving things that is used in natural science further than people do in natural science itself. Another objection that may easily come up, again is, I would say, the objection people will naturally raise when they confuse higher perceptive vision with all kinds of old-established traditions. This tends to come from people who only learn about these things superficially and from the outside, indeed from a long way outside. People will say that what one has in the science of the spirit are all sorts of mystic, that is—to their thinking—dark and unclear, notions and ideas that do not come from the part of the inner life where mature scientific thinking has its foundation. This is another objection which I need not deal with directly. It will have to disappear of its own accord when I am going to show where the starting point for the spiritual investigations under discussion lies, initially in the full inner life. Spiritual science with an anthroposophical orientation must start from two things that need to be deeply rooted in the inner life. The first is a living experience that we can have especially in the study of nature, the rightly understood observation of nature. If you enter closely into the living inner experiences which the observation of nature engenders in the human being, and the simple demands it makes, you will find that on the one hand it makes good sense to talk about limits set to all insight into nature, whilst on the other hand it loses itself completely in misunderstandings. If we approach modern scientific thinking in a non-theoretical way, not with a belief in specific dogmas but in a state of soul that is really sound, if we come alive in our scientific thinking as we observe nature, with direct perception of natural phenomena and objects, we will realize that this modern science, and indeed any insight into nature, must come up against particular limits. The question merely is if these limits to scientific insights are also limits to human knowledge and insight altogether. Anyone who does not see things rightly on this point will be able to raise all kinds of objections, especially to spiritual investigation. The task I want to set myself today is to show that although this spiritual science is intended to be the basis for a popular philosophy for everyone, whatever their level of education, it was necessary, before it was established, to give serious consideration to all questions concerning the limits of philosophy and natural science. Having set this task for myself, as I said, I must also specifically consider the questions as to the limits of scientific knowledge that arise in direct living experience when working with natural science, doing so in a seemingly abstract way. Observing nature we arrive at certain assumptions and these evoke ideas where we have to say: Here are the corner posts of natural scientific investigation; here we can go no further, here we cannot enter wholly into the phenomena with our thinking, here limits are indeed set to our insight. I could mention many natural scientific concepts that mark the boundaries of knowledge. However, we merely need to take the most commonplace natural scientific ideas and we will find that they are too dense, as it were, so that the questing human mind is unable to penetrate directly into what we have there. We need take only two ideas, for instance—the idea of energy and the idea of matter. We look in vain for clear mathematical concepts concerning the nature of energy and above all also of matter if we base ourselves strictly on observation of the natural world. When we come up against obstacles such as energy and matter, for instance, as we study and observe nature, we get the impression—though in a somewhat different way, in fact a radically different way from that of Kantianism—that such obstacles are met due to our human nature itself. We feel inclined not to investigate the world outside but above all to ask, with regard to these questions: How is the human being constituted? How does it come to be due to our human nature itself that we have to come up against such obstacles when observing nature? We then investigate—as I said, I am characterizing the route taken for conclusive evidence—what it is in the human soul that makes us come up against such limits. And you will find that there are indeed powers in the soul which prevent us from entering wholly into energy and matter, for instance, when seeking insight through thinking. The moment we truly want to enter wholly into them, the constitution of our own psyche prevents us from going all the way in our thinking. We need other powers of soul to take in such things as energy and matter and to unite with them. We need to bring in our sentient faculties, views, something related to feeling that cannot be reached in the immediate light of thought in our thinking. You then feel, in an immediate and living way, that this transition from thinking to dim feeling sets the limits for gaining ideas in natural science. We ask ourselves: How do those powers of soul benefit us by preventing us, as human beings who want to live in a healthy way in our human existence from birth to death, from going beyond the limits set in natural science? When we consider the character of those powers of soul we gain the impression that they are truly important and significant. Anyone wishing to be a spiritual investigator must get accustomed to making observations in the inner soul. With immediate observation in the soul we can perceive that the powers that do not allow us to penetrate energy and matter are powers that give us human beings the capacity to love others in the world. Let us consider the nature of love. Let us try and penetrate the constitution of the psyche so that we may come to know the powers that give us the capacity for love. We find them to be the powers that do not allow us to enter fully with mere thinking, with cold observation, into comer posts of natural scientific investigation such as energy, matter and many other things. We would need to be very differently constituted than the way we are as human beings. We would be bound, as human beings, to have no ability to develop love for other human beings, for other entities, if it were not for those limits set to natural science. It is because of our capacity for love that we must inevitably reach our limits in natural science. Someone with insight can see this immediately in connection with natural science. Then an epistemology arises which is much more alive than the abstract Kantian epistemology. Having gained this insight we look at the world and human insight into nature in a new and different way. We then say to ourselves: What would become of human beings if they did not have limits set to their natural science? They would be cold and without love! This is the first living experience that has to come for the spiritual investigator. A second one must come with regard to mysticism. Just as on the one hand he turns to natural science in order to pursue natural science and the observation of nature in the right sense, and comes to realize why this observation of nature has limits, so he turns on the other hand to mysticism, not to make biased judgements about it but to gain living experience from it and to be able to ask himself in a truly living way: Is it perhaps possible gain through mysticism what cannot be gained through natural science—a sphere that lies beyond the limits of sensory observation? Can we enter wholly into our own selves—which is the way of mysticism—and come closer to the riddles of non-physical existence? The spiritual investigator then discovers that there, too, a significant limit is set to human insight and perception. The inner way which exists to take human beings into the depths of the psyche does offer beatitudes; it also offers something like a prospect of uniting with the spiritual powers of cosmic existence. A spiritual investigator must, however, follow mystic experiences without bias. He will then find that his way cannot be that of ordinary mysticism, for above all such mysticism does not provide enlightenment on the essential nature of the human being as such. Why not? Entering wholly into our own inner life in the mystic way we find that certain powers strike back, I would say. We cannot go down. And someone who pursues observation in the psyche as seriously as one does in the science of the spirit of which we are speaking will be more critical in his approach than is the ordinary mystic. An ordinary mystic will very often believe that when he goes down into the depths of the soul he will find something that shines into those depths from a higher world, just like that, as one follows the way of ordinary mystic clairvoyance. A spiritual investigator who has developed a critical approach will know how memories, events that we recall, are always transformed in the ordinary life of the mind, and that these things are active and alive. People think that this element which bubbles up from remembrance of events is something that is not our own, something that takes us into a higher world as we pursue the mystic way. Spiritual research teaches us to perceive very well that essentially everything we meet as we go down there is our own life and activity. This has, however, had to go through many changes, so that we do not recognize things we have lived through years earlier. They appear in a different form. People imagine them to be original events. The potential for self deception in this area is enormous. When a true spiritual scientist investigates this approach he finds that he recognizes and respects limits in the mystic approach just as much as in the natural scientific approach. And again he would ask himself: What prevents us from going down into the depths of our own souls, making us unable to gain insight into ourselves by using the mystic approach? One finds that if we were able to gain such insight with this approach, if ordinary mysticism was not almost always delusion, if we were to find our own eternal nature by using the approach of ordinary mysticism, we would not have the human capacity for remembering things. The element in us which enables us to remember things, something with a certain power of striking back in us which holds the memories of past events, prevents us from penetrating to those depths with the powers of a mystic. We need the ability to remember for a healthy life on this earth, from birth to death, and mysticism therefore cannot be the true approach to investigation in the search for self knowledge. The spiritual investigator must therefore find the limits set in mysticism, and these exist in the place where human powers of memory well up. Just as it is true that we would not be human without the ability to remember and the ability to love, so it is true that, our organization being the way it is, we cannot find the supersensible that lies beyond the limit set to natural science in our ordinary conscious state of mind, nor can we find it by entering deeply into our own nature in the way of a mystic. In the spiritual investigation with anthroposophical orientation of which we are speaking, we therefore look for the way that shows itself when we have lived through everything we are able to gain for the soul’s constitution from these two experiences. These spur us on, and when they enter into the soul they urge it to observe. Initially the discovery made in the direction of insight into the natural world makes us ask ourselves: What is the situation in our dealings with nature? What is the essential nature of our insight into nature? Anyone who gains a clear, unbiased picture of this insight into nature will find that it arises when in our thinking we perceive what our senses are sending out in a living way towards existing nature. Wanting to gain insight we do not simply take existing nature as it is but penetrate it with our thoughts. We have a feeling of immediate justification in thus summing up our insights into nature in our thinking because the laws that govern events in nature shine out for us. We then have an immediate justifiable awareness that we are in a world that somehow is. In our perceptions we feel ourselves, too, to be entities that are in existence. Philosophically speaking, it would be possible to raise many objections to this statement. However, it is not meant to apply beyond wider limits than those which arise if one wants to say nothing more than what a person experiences as he perceives nature in a thinking way. The situation changes when we move away from sensory perception. It is something we do as human beings. We do not only perceive things through the senses but sometimes leave sensory perception aside. We are then reflecting, as we put it, taking our thoughts further. We live in an age where taking our thoughts further in this way, thinking without sensory perception, cannot be specifically developed on the basis of the kind of thinking that we can discipline ourselves to develop in the strict way of natural science. I am now speaking especially of a reflective way of thinking that has not arisen in an arbitrary way but arises exactly for someone who has accustomed himself to strict natural scientific observation of nature and to thinking those observations through. I am speaking of the kind of thinking in which we can train ourselves by means of natural scientific observation which is then taken further in reflection. It is a thinking that comes when we withdraw from observation but do so in full conscious awareness, and then also again look at whatever observation of the natural world gives us. This is the kind of thinking I mean. When you really enter into the nature of spiritual investigation with this way of thinking—in spiritual science everything is based on observation—an experience comes of which nothing less can be said but that people have had the wrong idea about it for centuries. An erroneous and therefore disastrous view about the experience one has to establish in the more recent spiritual science has arisen particularly among the most outstanding and astute philosophical minds. To show what I mean let me refer to a philosopher of glorious eminence, Descartes,97 the founder of modern philosophy. His philosophy had the same basis as that of Augustine.98 Both thinkers found thinking itself to be the great riddle of existence. The world perceived by the senses was full of uncertainties to them, but they believed that if they saw themselves immediately as souls, as human beings, in thinking, there could be no uncertainty in what arose in their thinking. If one saw oneself as thinking, even if doubting everything, if thinking was nothing but doubt and one had to say: I doubt in my thinking—then the philosophers thought, one is in that doubt. And they established the thesis which shines out like a beacon, I would say, through the ages: ‘I think, therefore I am.’ In the light of the immediate experience of genuine thinking which has been developed in the natural scientific discipline, nothing can be further from the truth than this. Anyone using the strictest form of thinking learned in natural science has to arrive at a different thesis: ‘I think’—and this refers specifically to thinking where one has withdrawn from the outside world—‘and therefore I am not.’ Any genuine position taken with regard to the spiritual world begins with realization of the truth that we get to know our non-existence as soul entities, the essential nature of our self, in so far as soon as we move to a thinking that is wholly abstracted we are not. The spiritual science of which I am speaking has a problem in finding its way to human hearts and minds because it does make strange demands on people. If one were to ask people to continue along familiar lines, saying that awakening could come if one continued in the way that one had started, that riddles of supersensible insight would be solved—if that were the prospect offered, then things would be easy, considering the thinking habits of many people today. But this science of the spirit demands a change to a wholly scientific approach, and this would arise from the immediate living experience gained in an unbiased state of mind. We now need to consider how the thesis ‘I think, therefore I am not’ can be established. For this, we energetically pursue in the science of the spirit the kind of thinking that leads to the erroneous thesis ‘I think, therefore I am’ (cogito, ergo sum). It would be as if we were attaining to thought and then not going any further. In the science of the spirit we cannot simply stop at thinking. Our thinking must be strengthened; we have to apply an inner activity to our thinking which may be called ‘meditation’. What is this meditation? It is a strengthening rather than a deepening of our thinking. Certain thoughts are brought to mind again and again until they have given our thinking so much inner density that thinking is not just thinking but becomes an event we experience like any other living experience that is more powerful than mere abstract thinking. That is meditation. Meditation calls for considerable effort. Depending on their individual disposition, people have to make great efforts, more or less, for months, years or even longer. The living experience of which I am speaking can, however, arise for everyone. It should provide the basis for spiritual investigation. It is not something arising from the living experience of the chosen few but something everyone can achieve. If we strengthen thinking in isolation, abstracted from sensory perception, it comes alive as much as do the events that happen in metabolism, for example. Again we have a surprising result, but a result that can present itself to the soul in sensory experience as clearly as do the plant cells which a botanist sees so clearly as he studies them under the microscope. It is, however, an unusual experience which we then have in our thinking. This inner experience, the inner state of soul which we gain when we strengthen our thinking, can only be compared to the sensation of hunger. This may sound strange and surprising, but it may be compared to a feeling of hunger, though it does not show itself in the way hunger does when we are in need of nourishment. It is a feeling which is above all limited to the human head organization. But it is only this which will show us how the human bodily organization relates to thinking. Anyone who does not have this experience may have all kinds of strange ideas about the way human thinking relates to the human body. Someone who does have it will never say: ‘This human body produces thinking,’ for—and the fact is evident—this human body does not have the impulses in its generative powers that give rise to thinking. Destructive processes happen in the body when we think, as destructive, I would say, as those which happen when we get hungry and body substance is broken down and destroyed. It has thus been rather strange that people whose thinking is more or less materialistic or mechanistic have arrived at the idea that the body gives rise to our thinking. It no more gives rise to it than do the powers that are its generative powers, powers that constitute the human being. If thinking is to happen, therefore, destruction must happen, as in the case of hunger. We must come to this surprising experience and only then will we essentially know what thinking is. We then know that thinking is not the unfolding of a reality of soul that may be compared with the outer reality perceived by the senses but that on entering into our own organization in our thinking we are entering into its non-real aspect and we cease to be as we enter into our thinking. Then the big, anxious question arises: How do we go on from here? The science of the spirit does not give you theoretical points in investigation but points of living experience, points that challenge you to continue your investigations with all the strength of living experience. No one will be able to penetrate into the world of the spirit in the right sense who has not had the living experience of which I have been speaking and who has not convinced himself that in thinking we enter into non-being: ‘I think, therefore I am not.’ Gaining insight into the world of nature thus has a remarkable result. We are unable to gain such insight without thinking. And so it is that something which presents itself to us as being in existence in a truly robust way, I might say, tells us of the non-existence of this, our own soul nature. When I come to speak of psychology the day after tomorrow, this line of thought will be taken further in a popular form. At present I have to refer to something that shows the same thing from the other side: I am not and I perceive that when I am thinking I am not in my thinking, that another experience is coming to meet this experience from a completely different side in the human soul. It comes to meet it in so far as something exists for the unbiased observer of soul that is not accessible to any form of thinking. Anyone who considers the history of philosophy with sound common sense, considering those who have seriously taken up the enigmas of human insight and life, will find that there is always and everywhere something in the life of the human soul where one has to say to oneself: However great your acuity may be as you apply perceptiveness trained in the natural scientific discipline, you cannot gain insight into anything that lies in your will. The enigma to which I am referring is usually hidden because people will enumerate all the problems connected with the idea of free will. Schopenhauer, who showed great acuity in some respects but always went only halfway or just a quarter of the way, pushed the forming of ideas, which has to do with thinking, to one side and the will to the other. He failed to give sufficient consideration to the experience which the human psyche has with the will, for our thinking always fights shy of the will. We simply cannot get to it. There is, however, one thing in human life—this is apparent if we are wholly objective and unbiased in observing the psyche—where the will impulses rush up into the life of the psyche exactly at a time when it has nothing to do with the kind of thinking that develops in observing the natural world. We might say that the thinking gained from observing the natural world and the thinking that comes from the will cannot come together in the ordinary life of the mind; the chemistry is wrong. These two avoid one another—thinking in terms of the natural world and everything that comes from the will. Because of this we perceive two completely separate spheres in the psyche—on the one hand our thinking, and especially reflective thinking in full conscious awareness; on the other hand the billows that rise up into the life of the psyche from unknown depths, coming from the will. We’ll consider those depths shortly. The billows that come up when the fully conscious thinking gained from the study of nature fades away play into our inner life in form of dreams when we are asleep. We discover that the dream images that rise up in the inner life and truly have nothing to do with the conscious mind, creating images as if by magic that exclude fully conscious thinking, come from the regions where the will, which also cannot be grasped, rises in depths where the human being lives together with nature. You might well say: You want to take us into the realm of dreams in a highly unsatisfactory way, Mr Spiritual Scientist! Yes, the sphere of dreams in indeed mysterious, and anyone who approaches it in a truly sound spirit of investigation will find vast numbers of things. Yet it is also a sphere which attracts people who want to find their way to the higher world as charlatans or in a superstitious way. Caution is therefore indicated. Above all it has to be said that anyone investigating the world of dreams with reference to the content of dreams is going in entirely the wrong direction. Many people are doing this today. Whole trends in science have thus been developed using inadequate means. If you study the life of dreams with reference to their content, careful observation must inevitably show that something happens between going to sleep and waking up, when fully conscious thinking falls silent. We cannot say if it is in the human being or in the world outside, but something happens and this rises up in dreams. People cannot, however, immediately say what it is that is happening. Sometimes it does not even come to conscious awareness. Without knowing it, you clothe something that does not come to conscious awareness in memories, reminiscences from everyday life in the conscious mind, memory images you can always find if you look with sufficient care and attention. Someone who wants to gain something from the content of dreams, either by wishing for a dream or by recall, is therefore always following the wrong track. It cannot be a matter of wanting to investigate something that corresponds to the content of dreams. The content of dreams really tells us no more about dreams than a child tells us when he wants to say something about the natural world. Just as we do not turn to a child’s mind when we want to find the explanation for something in nature, so we also cannot turn to what dreams tell us if we want to explore the region that is active and coming into its own beneath the surface of the dream. Approaches to gaining knowledge existed in earlier times of human evolution that can no longer be considered valid in the present age of natural science, possibilities of learning something of the world’s secrets from the content of dream life. Those times have passed, however. I will have something to say about this in the later lectures. Today, someone who has disciplined his thinking by the methods used to observe nature will specifically need to bring the kind of inner experience to mind which we have in our dreams. Just as enlightenment on reflective thinking can only be gained by meditation, so this enlightenment on the state of soul in which we are in our dreams is only gained by means of a specific activity in spiritual investigation. Just as we may call the other method meditation, so we may call this one contemplation. It is important to ignore all content of dream life, but try and experience inwardly how we are in the life of our dreams, how we then relate to the senses and their development, having on the one hand come free of the senses, but still having a specific connection with life in the senses, and how there is a specific connection with the whole of our inner organic nature. This strange activity and life of dreams can only be experienced if we try, privily, to go consciously in our mind through something that otherwise happens unconsciously in our dreams. The question now arises as to why so little of this happens in the ordinary life of the conscious mind. There human beings do not give themselves to such an experience of dream life. Quite the contrary, with the aid of subconscious powers they erroneously cover their dream experience over with all kinds of reminiscences and memories of life. If we begin to enter truly into the subtle activity in which we find ourselves when we dream, doing so contemplatively and in conscious awareness, we find ourselves in a different life experience. This is much lighter, not as heavy as our experience when we move and act in the natural world around us. Getting to know this life, we also learn to answer the question as to why human beings cover dream life over with all kinds of images taken from life, why they make wrong interpretations, and would rather accept wrong ideas about dreams than truly enter into the activity of dreams. We come to realize that in this dream life the whole constitution of our life relates to sleep, and this is in exactly the same way as with meditation we have come to know what happens in the organism when we are thinking. You come to realize that the human being does not want an unconscious feeling of antipathy to come up from certain subterranean depths with which he is connected. The dream impulse impinges on our soul nature and in doing so induces a subconscious feeling of antipathy in the soul. We might say that initially this is a feeling—this may sound strange but it is true—of surfeit which may be compared to the repugnance one has when there is a surfeit. People will not allow certain unconscious impulses of such antipathy to come up, suppressing them with images which they take from their own inner life and use to cover up their dream level of consciousness. We can only overcome the element which initially makes itself known there in feelings of antipathy, we can only learn to find the right attitude to this, if we use the state of soul which we have brought about by meditation on the one hand and by the contemplation I have just described on the other, to connect our thinking, of which we have truly perceived that it takes us into nothingness, with the element against which we first of all have that unconscious antipathy. These two things can be linked—thinking of which we have to say: ‘I think, therefore I am not’ which cannot enter into an inner soul experience that would be similar to the outside world perceived through the senses; this enters into the inner experience we gain when we first of all learn to overcome the antipathy I have described. Someone able to connect these two things—the antipathy which is felt and therefore covered over with dreams, and the element experienced in a hunger, a subconscious sympathy with something which we shall not get to know unless we get to know contemplation—is in the supersensible world. He will find the supersensible world through thinking, a thinking that initially took him to fearful cliffs, seeming to cast him down to the abyss of nonexistence, with the thinking in full conscious awareness which has been developed in modern science itself, and in the forming of ideas from which human beings shy away so much that they will cover them up with dreams. The way into the supersensible world is thus closely connected, as you can see, with inner experiences of the soul that we merely have to look for in the nature of the human organization itself. You see, they do seem to be far removed from what one would usually expect today. Think of the disappointments people have to go through especially in our present time with regard to their expectations. Who would have expected before 1914 the events which now affect the whole world? The science of the spirit calls for a degree of inner courage, of the will to have a change of heart, to consider something which addresses powers of soul that go deeper than we are used to in modern thinking. These powers will, however, fully meet the demands of modern science and do anything but take us into nebulous mysticism. If human beings learn truly to use the fully conscious thinking trained through modern science and enter into the world of which I have now been speaking, a world that is alive and active beneath the world of dreams, they will find it possible to gain a view—not a concept, but a view—of the will, free will. One must have wrestled with the problem of free will—I have shown this in my Philosophy of Spiritual Activity—and have been looking for immediate living experience of the way that hides so mysteriously behind a sphere in our inner life into which our thinking is quite evidently unable to penetrate. Having wrestled with this, you also find the way to a vision of free will. You then find the way into the world of the spirit. For the fully conscious thinking of which we speak in the science of the spirit makes it possible not to weave those childlike, erroneous images, making them into dreams that cover up an unknown reality. This thinking enters into the spiritual reality, the world of images, that lies beneath. Images then arise that are true reflections of the supersensible world of the spirit. Dreams cast shadows from the supersensible world into the world that has nothing to do with thinking. If we penetrate a little bit below the surface we can bring the reality which truly is there beneath the surface together with fully conscious thinking. Images then arise, but these are images of supersensible reality. And our thinking, which was already threatening to take us into non-being, arises again in the supersensible world through imaginative insight into the world of the spirit as I have called it in my book Knowledge of the Higher Worlds and also in my Occult Science. This image-based insight, which initially provides images of a supersensible world, images of the spirits and powers that are behind the world perceived through the senses—this image-based thinking is no dream. You can see that fully conscious thinking shines through it, thinking of such power that initially it admits to itself: ‘I think, therefore I am not.’ In choosing to make this transition, our thinking comes from the experience of non-existence to supersensible experience of existence in the spirit. This shows itself first of all in images, or imaginations, because we go down into the will. Because we then truly get to know the world which otherwise remains subconscious, we also penetrate beyond the images. We learn to manage the images in the way in which we otherwise learn to manage our inner life. Living in mere images then opens out into a form of life which I may called inspired insight. The term may meet with objections, because people connect it with all kinds of ideas from earlier times, though, as I have shown in Knowledge of the Higher Worlds, it has nothing to do with these. The true nature of the spiritual world begins to speak in the imagination, making itself known in its immediate reality. The imaginations are first of all images; but the human soul penetrates thinking, which was just about to founder in non-existence, with will experience. Ultimately we encounter the will. In the supersensible sphere, our supersensible will comes up against the supersensible will of the spiritual worlds and entities. Inspiration, inspired insight, comes. And the whole progression of imagination and inspiration can then also come to conscious awareness. I call the raising of imagination and inspiration to conscious awareness ‘true intuition'. It is not the nebulous intuition of which people tend to speak in everyday awareness, but true intuition, when one is right inside the world of the spirit. The later lectures will be about the different things we feel with regard to the human soul, with regard to the spirits and powers that are behind the natural world, behind our social, religious and historical life. Today I would still like to answer the question as to why this science of the spirit, which according to what has been said works with the kind of proofs that demand the best possible training in modern science, proofs that are entirely on the pattern of modern science—why is it so difficult for this science of the spirit to find a home in the minds of modern people. We have to investigate the obstacles to the science of the spirit. If we do this, we shall discover why the following question is not considered: ‘How does the science of the spirit actually provide proof of supersensible insights?’ You see, the way I have described the path to you, spiritual scientific investigation provides proof firstly on the basis of serious scientific thinking, and then also by a route that is wholly in continuation of the modern scientific way. In spite of this, people will find all kinds of logical reasons that sound very good indeed when they first get to know spiritual scientific investigation of the kind we are speaking of here. Especially as a spiritual investigator, you often feel real respect for the reasons given by your opponents. These opponents are not considered the least bit silly by a spiritual investigator. Nor does one in the usual sense answer those attacks with any degree of fanaticism. We respect our opponents for we often find their reasons not silly but on the contrary, perfectly intelligent. On the other hand conventional scientists may again and again raise the objection against the spiritual investigation of which we are speaking that there simply are limits set to spiritual investigation. We have seen why there have to be limits. It is because human beings need to be capable of love and memory. Just as we alternate between waking and sleeping in life, and the one cannot exist without the other, so spiritual investigation may take its place beside natural science, beside a life that needs to have the capacity for memory and love. The reason is that firstly, spiritual investigation makes no claim on anything that can be recalled—the day after tomorrow, when we will be talking about spiritual scientific psychology, we shall see what the situation truly is with regard to memory. The discoveries made in spiritual scientific research are the only thing the human soul is able to live in without a claim being made on something that otherwise is so essential in life—the power to remember. On the other hand we have to say with regard to the capacity for love that we increase our power of love by entering more deeply into the element which otherwise rises from the subconscious rather like antipathy, and that spiritual investigation therefore does not destroy the capacity for love but rather increases it. Just as waking and sleeping can exist side by side to maintain human health, so spiritual science may take its place by the side of natural science, for the reasons I have given. In spite of this, natural scientists or people who believe in gaining their popular view of the world on the basis of natural science will always point out, as clear proof, why there have to be those limits to natural scientific insight. We are considering the objections that are meant to defeat spiritual science as a supersensible science. When the spiritual investigator himself uses the observation of soul which is necessary in order to become aware of all the things which have been said today, when he enters into the human inner life with this self observation he will find the following. Firstly, because thinking tends to cast the human being into the abyss of non-existence—initially non-existence in relation to the outside world perceived with the senses—and because human beings have a certain horror, if I may use the term, of thus entering into thinking, in so far as this thinking gains its true form when truly entered into, people have no desire to enter truly into the nature of reflective thinking with the aid of spiritual science. They shy away from thus entering into the nature of reflective thinking. They fail to realize, however, why they shy away from it. They do so from a subconscious feeling that is no less active and which one is unable to control exactly because it is subconscious. It is a certain feeling of fear, a subconscious fear of starting from such non-existence. At its opposite pole this subconscious fear generates lack of interest in natural phenomena in its spiritual depths. People do not want to look at natural phenomena in all the places where they evidently cannot be explained out of themselves. One has to go further and find their complement in quite a different direction. Lack of interest, stopping where one should really go deeper—that is the opposite pole of the fear. Again it is a subconscious lack of interest. This, ladies and gentlemen, is the one side of it. On the other side there is this. How should one enter into that world where one feels one is losing oneself, into the subtle activity and essence which otherwise exists in sleep, in dreams? It is a world where we are no longer standing robustly in outside nature, no longer have the robust feeling of existence which we create for ourselves in the outside world perceived through the senses. You think you are losing your equilibrium, the firm ground under your feet. You no longer have the feeling that you had in relation to the world you perceived through the senses. In some way, if one is not prepared to move on, one gets into a state of weightlessness. One feels one is losing the ground under one’s feet. Again unconscious fear arises, and this is all the more effective because people do not have conscious awareness of it. The subconscious content assumes the form of moving images, ideas, masking itself. Just as in natural life the subconscious life of the mind masks itself in dreams, so do the subconscious fear and the subconscious lack of interest mask themselves. What is there in all truth in the so-called natural scientific view of the world when people reject spiritual investigation? In truth it is a subconscious lack of interest in nature itself. This assumes the mask of all kinds of excellent hypotheses, good logical reasons, speaking of limits of knowledge; only with all this one usually fails to note the real limits to knowledge, limits that have been presented to you today. The limits of knowledge often used as reasons, wrongly, in those views, are masking a subconscious lack of interest. And the good logical reasons, which, as I said, actually have to be respected by the spiritual investigator, because everything human can indeed be understood by him; these good logical reasons which actually always show a certain acuity of intellect—they too, are masks. People need something to suppress the subconscious, so that they will not feel or sense it—fear of the element into which the science of the spirit leads, though this alone holds the truth in it; this fear prevents people from penetrating to the grounds of existence with the science of the spirit. And this fear puts on the mask in human minds of logical reasons. The best possible logical reasons are produced. We cannot say anything against their logic; they are but mask for subconscious fear. Anyone able to see through the way in which truly excellent highly respectable logical reasons come up, the outcome in people’s minds of subconscious fear, with highly respectable reasons coming up for the limits of knowledge that are said to make spiritual investigation impossible, will see the great scheme of things differently. He will see above all the problems that must arise for a spiritual investigation where the aim is something which every human being is looking for at a deeply subconscious level, as we shall see in the later lectures. The science of the spirit is already presenting this to humanity in a view of the world that can be understood and will truly satisfy humanity for the future. Problems are still arising because people persuade themselves that they have good reasons to be against the science of the spirit, because they do not admit to their fear. They say there are good reasons why limits should not be exceeded in supersensible insight, and this is because they do not admit to their lack of interest in the actual phenomena of nature. Someone who sees through the veil that shrouds the truth will see the world in a different way. He will also see this human life in a different way. But just as it is true that at a certain time the Copernican view of the world had to take the place of an earlier one, for evolution demanded this, so must the spiritual scientific view of the world come to the fore now and for the future. It will come to the fore, in spite of the obstacles which I have characterized in depth; it will be possible for it to enter into human hearts and minds, in spite of all obstacles, as happened also with the Copernican view of the world. This is because of two evident facts which apply at the present time. On the one hand there is the fact that we have entered into the age of natural science. We shall see in the third lecture that it is exactly the more exact our knowledge of nature is and the less we limit ourselves arbitrarily to a biased view, the more will it be possible to penetrate into supersensible science. The more natural science advances beyond the limits that are still set for it today, moving towards its ideals, the more will it open for itself the gates to supersensible insight. This is the one thing. On the other hand we only have to look at the realities of life on earth today. We only have to consider the many surprises that recent times have brought for humanity to see what the present and the future demand of the human being in so far as he wants to be simply a human being on this earth. Human beings will have to rely on their own self in a much more intensive way, seeking much more intensively to find their inner equilibrium. This inner equilibrium has much in common in the soul with the equilibrium that has to be found when thinking enters into the world from which dreams will otherwise billow up—the supersensible world. Future humanity will need much more courage, much greater fearlessness also in the social sphere, in the general life of the world. At present humanity has gone asleep in a comfortable but biased way of thinking, forming ideas and developing feelings exactly on the basis of the great advances made in technology. There is hope that the time is not far off when many hearts and minds will find the strength and ability to focus on the inner life through the science of the spirit. The science of the spirit is not based on theories, nor on abstract ideas. It does not rest on fantasies but always on facts. Even when its prospects are considered we base ourselves on facts. Convinced that this science has evolved from a serious approach to natural science, one feels certain that the progress of natural science will make human minds appreciate spiritual science in due course. The intention is to let it grow out of life, the most inward and powerful life. This gives one the certainty that the science of the spirit will be increasingly called for by human beings who in life—the life of the present and also of the future—will find a real need for the powers to be gained by it and that this science must enable them to enter into such life. Questions and answers Following the lecture given in Zurich on 8 October 1918 Question. Would it possible to give an idea as to how matter and energy’ appear when seen from the spiritual world? We have only been given until 10 o’clock and I’ll therefore first of all speak about the first of the two, which is matter. If we apply the approach I have been characterizing today and this method of research to something such as matter, we find that human beings are always really between two submerged rocks—I have been characterizing these rocks in various ways today—two rocks where their whole relationship to the world is concerned. On the one people always feel the need to think of events and things in an anthropomorphic way, in human terms, applying their own inner experiences, and so on, to something outside them; or they feel the need to stay strictly with mere observation and not develop ideas at all. Most of you, ladies and gentlemen, will know how much these two rocks have challenged humanity with regard to human thinking through the ages. Especially when we come to something like matter and energy, we find that our usual views cannot get us past those rocks. You may imagine that when we approach these things, with the scientific approach completely changed, some things will prove to be exactly the opposite of the usual view. To approach the concept of matter in the spiritual scientific sense, we will do best, first of all, to get a picture of what it is. It will merely serve to illustrate. If we have a bottle of soda water with carbon dioxide bubbles in it, we see above all the bubbles. The carbon dioxide is really much thinner than the surrounding water, and the bubbles are embedded in the water. One would like to say, relatively speaking, of course: They are carbon dioxide, but there’s relatively less, compared to the water. So we really see an embedded nothing. We now have to take a big leap. The same thing happens with matter when we look at the world in terms of spiritual science. The senses see something which occupies spaces, and this we call matter. The mind realizes that where the senses see matter, they are in the same position as we are with the carbon dioxide. We actually see something that has been cut out of the spiritual world. This something, cut out from the spiritual world, so that it lives in the spiritual world the way these carbon dioxide bubbles do in water—this we call matter. We really have to say therefore: What we sense when we come upon matter is fundamentally the perception that this is where the spirit ends. In the terms of spiritual science, we therefore do not have to consider this to be the most important thing but only the fact that where the senses tell us that we have come up against matter, this is where the spirit ends. Matter—surprising though this may be—should be described as the hollow spaces in the spiritual element. Anyone who takes the analogy to its conclusion will know that hollow spaces also have an influence. One would not assume anything that is not filled out and therefore hollow, to have no effect. As you know, if the air is withdrawn from the recipient of an air pump, the vacuum has an effect on the surrounding air, which will whistle as it rushes in. In the sphere of things, therefore, being hollow does not mean being without effect. We need not be surprised then if we stub our toe against a stone, for in its materiality the stone is a hollow space in the spirituality that fills the world. So much to give an indication. It does not enlighten us about matter, but it shows the road we must follow to gain such enlightenment. Question. How does the principle which you called ‘will’ tonight relate to Bergson’s elan vital?" How does it relate intuitively to the methods of insight in spiritual science? What I called ‘will’ today is nothing but the principle which many people deny, though everyone knows it from direct observation. It can never be grasped by thinking about it, however. Psychologists who must be taken seriously, particularly because they are natural scientists—take Ziehen, for instance, or Wahle, or whoever you will—find it possible to show a degree of relationship between the structure of thinking and the structure of the nerves, the brain, and the like. You always see a degree of satisfaction when people succeed in expressing something which is spiritual in the structure of thinking in terms of organic structures, especially in scientific psychology. They are always wrong, of course. The day after tomorrow we’ll see how strange it is for people to believe that the life of the soul comes from the brain. It is just as if one were to believe—if this is a mirror and you go over there and think that the individual who is coming towards us—which is our own image—must be coming from behind the mirror. It depends on the nature of the mirror—if it is level or curved—what kind of image comes to meet us. Still, there’s nothing behind the mirror. Someone looking for something behind the limits set for us by nature, and behind the human brain, which merely mirrors the inner life, is just like the person who smashes the mirror in order to find the reason for the image that comes to meet him in it. I have thus called ‘will’ what we experience in our ordinary inner life; it is an inner perception, but is more and more considered to be beyond comprehension. ‘Scientific’ psychologists find that the forming of ideas, thinking, has a structure that relates to organic nature. However, as soon they move on from thinking and go just as far as feeling and then to the will, they will say: ‘Here we can at best speak of will or feeling as nuances’—Theodor Ziehen speaks of emotive colouring, ideal colouring—‘for here nothing can be found that might be analogous to sensory perception.’ The will is thus beyond comprehension, though it evidently exists. It is denied only by people who do not go by reality but by the things which they say they are able to grasp scientifically. Only causality has validity in natural science, and as the will does not function causally they will say it does not exist. Something is there, however, and does not go by what can be comprehended. That is merely human prejudice. I thus call ‘will’ a very real experience and have merely shown that something we know at the most common, everyday level can only be grasped if we use meditative thinking to go down into the world from which usually only dreams, which are remote from us, arise. Here a natural scientific method has merely been transferred to the spiritual sphere, but it does need to be understood in a different way from a mere fact perceptible to the senses. Bergson’s elan vital is mere fantasy, mere abstraction. Taking the sequence of phenomena, thinking is applied to what is happening. We do, of course, have many reasons to think our way into what is happening, but that is not the way of a true science of the spirit. That way is one where facts, even if only spiritual facts, everywhere point to where we can find something, where something lies. It is not a matter of taking hypotheses, things one has merely thought up, into the world of phenomena. Bergson’s intuition is essentially nothing but a special case of the way which I have firmly rejected today as not being fruitful in spiritual scientific terms. I characterized how the spiritual investigator will know the mystic way, and have the mystic experience, but will show that the mystic way cannot guide him to true insight. Bergson only uses thinking, on the one hand, though it is evident that this does not penetrate to true reality. He gives an extensive description, characterizing it in every respect. He then abandons this thinking. In the science of the spirit we do not abandon this thinking but experience, in all intensity, an abyss into which this thinking appears to lead. We do not deny this thinking, which is what Bergson ultimately does, but look for another way. This is the way of getting out of the abyss which I have characterized, the way to rise again in a spiritual, a supersensible reality. Bergson simply says that thinking does not take us to the reality. He therefore continues his search by pursuing a special mystic way through inward experience. The intuition at which Bergson arrives essentially does not lead to anything which is real. Today I have only been able to characterize the way of spiritual science. In the next three lectures I am going to characterize definite results, specific results that one gets, results that serve life and the whole of our humanity. Bergson keeps revolving around this: We cannot think, we must grasp the world inwardly. He keeps referring to intuition. But nothing enters into this intuition; it remains an indefinite, darkly mystical experience. Many people are comfortable with this today, for it means they do not have to undergo what I said was exactly what is demanded for the science of the spirit—a truly radical change of mind, where one does not just want to indulge oneself mystically, but seeks to penetrate in all seriousness into everything of which people are afraid in their minds, because of certain premises, and in which they are not interested, which is all subconscious. Essentially Bergson does not even overcome his lack of interest but actually encourages it. Nor does he let go of his fear. For these intuitions do not lead to real understanding of the spiritual world; they do not go beyond an inward experience.
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62. The World View of Herman Grimm
16 Jan 1913, Berlin Tr. Peter Stebbing Rudolf Steiner |
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Even in only reading a' book review by Herman Grimm, one has the impression as though it were cut out from a colossal work setting forth the whole development of humanity. One feels oneself positively placed before such a colossal work, having opened it, and as though one were reading a few pages in it. |
62. The World View of Herman Grimm
16 Jan 1913, Berlin Tr. Peter Stebbing Rudolf Steiner |
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Translated by Peter Stebbing It could easily appear as though what is set forth here as spiritual science stood in isolation to what is otherwise proclaimed and of a tone-setting nature in the cultural life of the present. However, it can only appear so to one who conceives of this spiritual science in a somewhat narrow-hearted sense, seeing in it nothing more than a sum of teachings and theories. On the other hand, whoever recognizes it as a spiritual stream open to new sources will become aware that parallels can be drawn to modern cultural life in various ways. It will be seen that this manner of viewing life called spiritual science can be applied to other, in some degree related directions. A direction of this sort is the subject of today's considerations—as represented by a prominent personality of modern cultural life, the art historian and researcher Herman Grimm. Herman Grimm [the son of Wilhelm Grimm of the Brothers Grimm] was born in 1828 and died in 1901. He appears indeed as a quite characteristic figure of modern life, and yet he is, at the same time, so distinctive and unique as to stand apart. Today's considerations can connect especially well onto this personality. To anyone having occupied himself with Herman Grimm, he appears as a kind of mediator between all that relates to Goethe, and to our own spiritual life. By reason of his marriage to the daughter of a personality, who stood close to the circle of Goethe, namely the sister of the romantic poet Clemons von] Brentano,[ Bettina Brentano [1785-1859], Herman Grimm was connected in a quite special sense with everything associated with the name of Goethe. Herman Grimm was related to her in that she was his mother-in-law, the same Bettina Brentano who had brought out Goethe's remarkable exchange of letters with a child. Bettina Brentano's unique memorial shows us Goethe enthroned like an Olympian, a musical instrument in his hands, while she presents herself as a child grasping at the strings. From the Frankfurt circle of La Roche, in her relation to Goethe she was able (like few others) to enter into Goethe's spirit. Even if some things as presented in the letters are inexact, being colourfully mixed together in various ways—a combination of poetry and truth—it still has to be said: Everything in this remarkable book, Goethes Brefwechsel mit einem Kinde [Goethe's Exchange of Letters with a Child], grew in a heartfelt manner out of sensing Goethe's whole outlook. In a wonderful way, it grants us an echo of his wisdom-imbued worldview. Bettina Brentano was married to the poet Achim von Arnim [l781-1831], who had contributed to bringing out the fine collection of folk poems called Des Knabens Wunderhorn [1806] [The Boy's Magic Horn]. By virtue of the connection with this circle—as mentioned, Gisela Grimm, Herman Grimm's wife, was one of the daughters of Bettina von Arnim—Herman Grimm grew up from youth onwards, as it were, amid personalities who stood in close proximity to Goethe. In all that he took up in his education, Herman Grimm absorbed something of an immediate, elemental spiritual breath of Goethe. Thus, he felt himself as belonging to all those who had stood personally close to Goethe, even though he was still a child the time of Goethe's death [in 1832J, rather than one who had “studied” Goethe and Goetheanism. Herman Grimm counted as having taken into himself, in a direct and personal way, something of Goethe's essential being, his magical power, his natural humanity. With inner participation, Herman Grimm experienced the development of German cultural life during the decades of the mid-nineteenth century. In doing so, he established, so to say, his own “kingdom” within this German cultural life. He can be called a spirit who, in an individual manner, starts out from whatever stimulated him, that furthered the development of his own powers. In this way, out of the whole range of cultural life, a realm subdivided itself for Herman Grimm that suited his aims, a realm in which he felt at home. Within this domain in which Herman Grimm felt himself at home, he understood himself to be, lo to say, the spiritual “governor” with respect to Goethe. Goethe's spirit appeared to him as though it lived on. And in seeking out what derived from Goethe and what was compatible with him in cultural life, entering into this, it was always the essence of Goethe that he sought. This then became a yardstick for him in evaluating everything in cultural life. These were decades of struggle in German cultural life, decades in which everything to do with Goethe receded, following his death. So much else of immediate everyday concern stood in the forefront, rather than what proceeded from Goethe. During that period, numerous other things asserted themselves in the cultural life of Germany, while little was heard of Goethe. On account of his connection with Goethe, Herman Grimm regarded himself as one whose task it was, quietly yet actively to cultivate and carry over Goethe's ethos to a future time that he certainly hoped would come, a time in which Goethe's star would shine out once more in the European spiritual firmament. In that he regarded himself as, so to say, the “governor” of Goethe's spiritual domain, Herman Grimm stood somewhat apart in his relation to cultural matters. It seemed appropriate, if not self-evident to see him as having the air of a “lord.” Even in his stature, his physiognomy, his gestures, in his conduct, there was something about him suggestive of an aristocrat. And, it can be said: For anyone not accustomed to looking up to someone as to a lordly personality, Herman Grimm's whole demeanour as though compelled acknowledgement of the aforementioned status. I still fondly recall being together with Herman Grimm in Weimar, which he often liked to visit. On one occasion, he invited me as his only guest to a midday meal. We spoke about various matters that interested him. We also talked—and I was pleased that he wanted to have this conversation with me—about his comprehensive life-plans. And when a certain time had passed after the meal, he said, in his inimitable, humorous and quite natural manner, such that one accepted it from him as something innate, “Now, my dear Doctor, I wish graciously to dismiss you!” As though a matter of course, it actually made a self-evident impression on me. And it accorded with Herman Grimm's whole manner of conducting himself, so that, one granted him a certain air of lordliness. Herman Grimm's whole lifework bears something of the same attribute. One cannot take up one of his major or minor writings, with their harmonious and so succinctly constructed sentences without feeling: all this affects one as though the author's personality stood behind it, regarding one with soulful participation. This contributes to the wonderful quality in Herman Grimm's writings. In every respect they are the product of his soul-imbued personality and have their immediate effect as such. In this way, his style takes on a certain justified, noble pathos. However, this noble pathos is mitigated everywhere by the individual, human element that breaks through. One accepts his style despite its elegance. Everywhere, one senses his origins in having sincerely absorbed Goethe's spirit. Yet this is not all; it becomes apparent that with him the Goethean element has undergone something of the development of German Romanticism. We sense in Herman Grimm's style a liberation from all that can broadly be termed “commonplace” or “customary.” We have the impression of a singular personality secluded within himself. Herman Grimm's orientation could possibly have led to a certain one-sidedness, had something else not played a part, binding him closely to tradition; Herman Grimm was, after all, the, son of Wilhelm Grimm and the nephew of Jakob Grimm. Known for inaugurating modern linguistic research, these two collected the German fairy tales that have in the meantime profoundly permeated German life. They listened to the sagas and fairy tales told them by simple folk, that were almost forgotten and remembered by only a few remaining souls. Brought to life again by the Brothers Grimm, they now live on. Despite a refined style in everything he produced, Herman Grimm also had close ties to popular tradition, combining this with what might otherwise have been a one-sided direction. We still have to stress something further by which he appears harmonious and complete. In taking up the works of Herman Grimm, we encounter something of his adaptability—a capacity to connect with the various spiritual phenomena in which he immersed himself in the course of his life. A certain isolation is required for someone to submerge themselves fully in the phenomena and facts of past centuries. This adaptability, this quality of “softness” with regard to Herman Grimm acquires its “skeleton,” however, its necessary “hardness,” by reason of something else that intervened in his upbringing. Both his father and his uncle belonged to the “Göttingen Seven,” who in the year 1837 submitted their proclamation protesting the abolition of their country's constitution. They were consequently expelled from the University of Göttingen. Thus, already as a child, Herman Grimm experienced a significant event and its aftermath. For there were consequences both for his father and his uncle, in that they not only lost their positions, bur their daily bread as well, at the time. Herman Grimm often referred to how he had experienced historical change in this way, even already as a nine-year old boy, and not merely via book-learning. At a time when little was said of Goethe in Germany, attention having been diverted to other things, Herman Grimm viewed himself as a representative of Goethe's ethos. But he did experience a resurgence of interest in Goethe and was himself able to contribute to it. At the beginning of the seventies of the nineteenth century, he was able to hold his famous Goethe lectures [“Goethe-Vorlesungen” 1874-75] at the University of Berlin, also published in book form. Anyone getting hold of it as a young person, and able to find the right relation to it, will undoubtedly speak of it in later years as being of special significance. And, as set forth in this book, Herman Grimm clearly shows himself as someone who knew the various ramifications of Goethe's soul life. We gain a clear sense of how Herman Grimm viewed a personality such as Goethe. We find nothing of a small-minded biographical compulsion—to flush out all manner of more or less indifferent traits. Rather do we find an immersion in everything that was important for Goethe's development—the endeavour to pursue what Goethe experienced in life, what lived in his soul, and how this re-constituted itself, taking on form to become a creation, of Goethe's phantasy. How, he asks, in forgetting everything of a particular life experience, did this re-arise for Goethe to become the product of creative phantasy—a new experience? Thus, in Herman Grimm's interpretation, Goethe raises his life-experiences a stage higher, to a sphere of pure spiritual contemplation. We see Goethe ascend to spiritual experiences. Herman Grimm demonstrates this with regard to each of Goethe's works. And we gladly follow him in pursuing this course, since with Herman Grimm nothing intrudes that can otherwise so easily enter into such a portrayal—that a single soul-force, e.g., reason or phantasy, becomes paramount, as it were, and one no longer feels the connection to immediate life. Herman Grimm goes no farther than he can go as an individual in contemplating Goethe's work. In the end, we are led by Herman Grimm to the point where the work takes its start from Goethe's life experience. One feels oneself transported everywhere into unmitigated spiritual life. Goethe becomes a sum of spiritual impulses. This breath of the spiritual extends throughout Herman Grimm's Goethe book. What Herman Grimm ascribed to Goethe in this way has its roots deep in Herman Grimm's spiritual configuration. Long before commencing these considerations that led to his lectures on Goethe, a grand, a colossal idea had stood before him—the idea of viewing occidental cultural life as a whole in the same way he had done, individually, with regard to Goethe. The idea stood before his mind's eye of following three millennia of western cultural life so as to reveal everywhere how human sensibility transforms everyday events in the physical world to what the human soul experiences upon ascending to the realm of “creative phantasy,” as Herman Grimm called it. Thus, he becomes a unique kind of historian. For Herman Grimm, history was, so to say, something altogether different from what it is for other modern historians. History is, after all, customarily studied in that documents, materials, are first collected, and from these the attempt is made to present a picture of humanity's development. Although materials, external facts, were of enormous importance for Herman Grimm, they were nonetheless not at all the main thing. He often entertained the thought: Could it not be that for some epoch or other precisely the most significant documents, the decisive ones, have disappeared without a trace—lost, so that one actually passes by the truth most of all in focussing too conscientiously and exactly on the documents? Hence, he was convinced that, in abiding most faithfully by external documents, one is least of all capable of providing a true picture of human development. Only a falsified picture could arise in keeping strictly to external documents alone. However, something else has arisen in the cultural life of humanity. What took place outwardly, what happened has, thanks to leading individualities, undergone a spiritual rebirth. This is evidenced by personalities who have transformed it artistically, who have utilized it for cultural purposes. Thus, in looking back for instance to the time of ancient Greece, Herman Grimm said to himself: Some documents exist concerning this Greek age, but these are insufficient to enable one to understand the Greek world. Yet what the Greeks experienced has found its rebirth in the works of Greek art, has been re-enlivened by significant Greek personalities. Immersing oneself in them, letting the Greek spirit affect one, a truer picture of the Greek world is attained than in merely assembling external facts. In this way, the facts themselves disappeared, so to say, for Herman Grimm. One is inclined to say, they melted away from his world-picture. What remained in his world-picture was a continuous stream of what he called the creations of “folk-phantasy.” In contemplating Julius Caesar, for example, he not only took account of the historical documents, he considered what Shakespeare had made of Caesar as of equal significance, comparable to what is contained in the existing documents. Through characteristic human beings he looked back at the age in question. For Herman Grimm, the course of humanity's development became something always handed on from one personality to another, seeing it as a spiritual process encompassed by what he termed creative phantasy. Proceeding from this point of view, he sought to gain a picture of the creative folk-phantasy at work in western culture—a sense of the actual course of events in the development of humanity, so as to be able to say: The epochs of western culture follow one upon the other, supersede each other—from the earliest epochs up to the present, i.e., from the oldest times to which he wished to return, up to his own period, the age of Goethe. They therefore represent an ongoing stream, the influence of folk phantasy within western cultures. Starting out from this urge, he turned his attention early on to that grandiose phenomenon of western cultural life, Homer's “Iliad.” This occupied him for a period of time during the 1890s, leading to his truly exemplary book, Homer. One gladly takes up this volume again and again in wanting, from a modern viewpoint, to immerse oneself in the beginnings of the Greek world. Adopting his general standpoint, it shows us Herman' Grimm from another side. His gaze is directed to the world of the gods as depicted in Homer's “Iliad”—to the battling Greek and Trojan heroes, and the question arises for him: How do matters actually stand with regard to this interplay of the world of the gods with the normal human world of warring Greek and Trojan heroes? This becomes a question for him. It is indeed striking, what a tremendous difference there is in the Homeric portrayal, between the humans walking around and the nature of those beings described as immortal gods. And Herman Grimm attempts to present the gods in Homer's sense as portraying, so to say, an “older” class of beings wandering on the earth. Even if Herman Grimm, in his more realistic way, sees these beings as “human beings,” he does look back into a culture that in Homer's time had long lost its significance, a culture that had been superseded by another, to which the Greek and Trojan heroes belong. Thus, Herman Grimm has an older and a younger class of humanity play into one another in Homer's “Iliad;” and what has remained over of real effects of a class of beings that had lived previously, enters for Herman Grimm (in Homer's sense) into what takes place between Greece and Troy. Herman Grimm saw the further progress of humanity in this way—as a continual supplanting of older cultural cycles by newer ones and an interplay of older cycles with newer ones. Each new cultural cycle has its task, that of introducing something new into the general development of humanity. The old remains extant for a while and still interacts with the new. It can be said that what Herman Grimm investigated, to the extent possible in the last third of the nineteenth century, has now to be set forth once more from the point of view of spiritual science. He did not look further back than the Greek age. For this reason, he was unable to arrive at what recent spiritual research describes in looking to the lofty, purely spiritual beings of primeval antiquity, exalted above the human being. He did, however, frequently touch upon results of recent spiritual research—as nearly as anyone can without conducting such research themselves. In going back to earlier stages in the development of humanity, we attempt, in spiritual research, to show that we do not arrive at the animal species in the sense of the Darwinian theory that is interpreted materialistically nowadays. Rather, we attempt to show that we come to purely spiritual ancestors of the human being. Prior to the cycle of humanity in which human souls live in physical bodies, there is another cycle of humanity in which human beings did not yet incorporate themselves in physical bodies. Herman Grimm leaves the question undecided, so to say, as to what was actually involved with the “gods,” before human beings stepped onto the earth. However, he does recognize the ordered sequence of such cycles of humanity. And this results in an important point of contact with what spiritual science presents. That he takes account of such regular periodic stages taking place ~~ brings him especially close to us. He attempts to extend his spiritual observations over three millennia. The first millennium for him is the Greek millennium. With Herman Grimm, one is inclined to say, there is something like an undertone in his manner of characterizing the Greeks, as though he were to say: In looking to the Greeks, they do not appear constituted like human beings of today, particularly in the oldest periods. Even someone like Alcibiades [ca. 450-404 B.C.] appears to us like a kind of fairy-tale prince, it is as though one beheld what is superhuman. Still, out of this Greek world that, as already mentioned, Herman Grimm presents as being altogether unlike the later human world, there towers ell that arose in the subsequent Greek world end in what follows, becoming the most important constituent of our cultural life. And finally, at the end of the first thousand years contemplated by Herman Grimm, the most significant impulse in humanity's development stands before his soul: the Christ impulse. Herman Grimm is sparing in what he has to say about the figure of Christ, just as he is restrained in various other matters. But the occasional observations he makes show that he would as little go along with those who would “dissolve” Christ, as it were, to the point of a mere thought impulse, as he would go along with those who want to see Christ Jesus only in human terms. He emphasizes that two kinds of impulses actually proceed from the figure of Christ—one of colossal strength, that continues to work on throughout the further development of humanity—and the other impulse which consists in immense gentleness. Herman Grimm sees the entire second millennium of western cultural development taking shape in such a way that the Greek world is as though absorbed by the Christ impulse and the resulting mixture of Christianity and Greekness is incorporated into the Roman world, overcoming it. Out of this something quite unique arises. That is his second millennium, the first Christian millennium. The Roman element is not the main thing for him, but rather the Christian impulses. Everything of a political or external nature disappears for Herman Grimm in this millennium. He looks everywhere at how the manifold Christ impulse makes itself felt. His conception of Christ is neither narrow. nor small, but broad. When a book on the life of Jesus, La Vie de Jesus [1863], by Ernest Renan was published, Herman Grimm referred to it in the periodical he edited at the time, “Künstler und Kunstwerke” [Artists and Works of Art]; he attempted to show how pictorial representations of the Christ figure had undergone changes over the centuries both in the visual arts and in literature. He sought to demonstrate how the Christ impulse undergoes changes. He pointed out that people had always conceived of the Christ impulse according to their own outlook. In Ernest Renan he saw an instance of someone in the nineteenth century who conceived of Christ once again in a narrow sense only. In Herman Grimm's view, Christianity needed about a thousand years to send its impulses into the rivulets and streams of western spiritual life. Then came the third millennium, the second Christian one, in which we still find ourselves today. It is the millennium at the dawn of which spirits such as Dante and Giotto arose, as also artists like Michelangelo, Leonardo da Vinci, Raphael and so on, followed by the works of Shakespeare and Goethe. These cycles in the development of humanity, an ongoing stream, he spoke of as an expression of the being of creative phantasy. Again and again Herman Grimm sought to present in lectures give to his students, this rhythmically subdivided, ongoing stream of humanity's development. Herman Grimm aimed to show how single creations had their place within the unbroken flow. Thus, for him, Michelangelo, along with Raphael, Savonarola, Shakespeare and others, such as Goethe, were in a manner of speaking the spiritual constituents that become explicable on seeing them against the background of the ongoing stream of creative phantasy. For Herman Grimm this was especially apparent at the source, in the ninth or the tenth century before our era, with Homer. Thus, Herman Grimm addresses himself in an immediate way to the human soul, in drawing our attention to a specific work of art—be it Raphael's “'Marriage of Mary and Joseph,” a painting, of the Madonna, or one of the creations of Leonardo da Vinci, or. later, of Goethe. He grants us the feeling of standing as though directly within the unique qualities of the particular work. In considering with him the arrangement of colours, the figures and their gestures, while standing inwardly before the work of art, there emerges for us something like a tableau of the entire progress of humanity—now called forth by a single entity in that onward-flowing, all-encompassing stream of creative phantasy—over three millennia. Thus, with Herman Grimm, one is first conducted into the intimate aspects of the work of art in question and is then led up to the summit from which the total stream can be surveyed. However, that is not something he considered in a theoretical manner. It seemed entirely natural for Herman Grimm to look at the totality of the onward flowing spiritual stream of humanity's development in this way. As he explained it to me, as mentioned at a midday meal, with his whole soul. he actually lived, as a matter of course, within this spiritual stream, and he could not look at a single phenomenon in any other way than as though it were excerpted from this mighty stream of humanity's development. The whole of western cultural development, seen as folk phantasy, stood before his soul, though not as a general abstract idea, but filled with real content. He saw himself as inwardly connected with this luminous content extending over millennia, such that everything he wrote appears to one as individual segments of an enormous work. Even in only reading a' book review by Herman Grimm, one has the impression as though it were cut out from a colossal work setting forth the whole development of humanity. One feels oneself positively placed before such a colossal work, having opened it, and as though one were reading a few pages in it. It is the same with an article or an essay by Herman Grimm. And one comprehends how Herman Grimm could say of himself, in the evening of his life, in writing the preface to his collection of Fragments, that the idea had floated before him of a portrayal of the ongoing stream of folk phantasy, and that therein the whole of western culture had appeared to him, A particular subject he had pursued appeared as if it had been taken out of a finished work. However, he placed no more value on what had been printed than on what he had only written down, and on what he had written down, no more value than on what lived in his thoughts. In referring to this, one would like to add a further impression, without putting it into an abstract formula—having been fond of Herman Grimm, remaining so, and in valuing his work and the kind of person he was. Herman Grimm was never able to reach the point of actually carrying out what stood before his mind's eye as something so beautiful, so colossal, so magnificent that even his works on Homer, on Raphael, on Michelangelo, on Goethe, appear to us as fragments of this comprehensive, unwritten work. We read the lines of the introduction to the Fragments mentioned above with a certain feeling of wistfulness. He states there that, though it would most likely not come about, it would perhaps be feasible to rework into a book what he had to say to his students year after year—and newly revised every year—concerning the progression of European cultural life in the last form these lectures took. One reads these lines today the more wistfully, as it did indeed not come to such a rewriting. We had to see Herman Grimm pass away, knowing what lived in his soul intended for present-day culture—having this sink with him into the grave. We have characterized the sweeping cultural horizons underlying Herman Grimm's written works. Spiritual science intends to show what can be gained in widening one's spiritual horizons. It can be said that for the purpose of gradually entering into the whole outlook inherent in spiritual research, anyone immersing himself in Herman Grimm's spirit has the finest precepts. Apart from the breadth of his horizons, we see how he approached the phenomena, how his thoughts and feelings led him to everything he wrote in his comprehensive works on Homer, Raphael, Michelangelo and Goethe. And, bearing in mind what is set forth in his other writings, one sees that Herman Grimm distinguishes himself in significant ways from other spirits, in possessing attributes belonging to the kind of soul-deepening we have spoken of in describing the path the soul has to take in order to enter the spiritual worlds. We have stressed that for the spiritual path, the intensity of soul-forces has to become greater. Deeper soul-forces are to be called forth that otherwise slumber. Inner strength, inner courage and boldness are required to a greater extent than in ordinary life; concepts are to be grasped more sharply. The soul needs to identify itself more fully with its own being, with the forces of thinking, feeling and willing. Initial signs of this are evident everywhere with Herman Grimm, by which he was, for example, in a position to describe works of art in such an intimate and personal way, as in the case of Raphael and Michelangelo. This is a precursor, however, to further illuminating the spiritual world. The basis of Herman Grimm's historical research does not lie in what is nowadays called “objectivity,” but in his allying himself with the cultural phenomena he portrays, as accords with the spiritual world. In this way, wholly forgetting itself and yet in a rare sense conscious of itself, the soul immerses itself in the corresponding cultural manifestation. This becomes particularly evident when he directs his attention to a single cultural phenomenon, such as Raphael, elevating this to the overall stream of human spiritual life. His impressions then become bold, powerful ideas—and what others do not venture to say with the same shade of feeling, or with the same subtlety of ideas, Herman Grimm does venture, becoming in this way a representative of the spirit. And he then stands before us with such boldness that we are sometimes reminded of the Gospel writers. It is just that they wrote more in keeping with mysticism, while Herman Grimm wrote in the sense of a modern spiritual discourse. Just as the Gospels reach upward to attain the horizon of mankind as a whole, so Herman Grimm reaches upward with his Raphael book to the horizon of mankind as a whole. It is miraculous when, in his audacious way—seemingly tearing his soul out of himself and striding as though alongside Raphael—as in an overall stream of evolution—he erupts in words that can truly tell us more than any mere presentation of world history: “Raphael is a citizen of world-history; He is like one of the four rivers that according to the belief of the ancient world flowed out of Paradise.” In letting such a sentence duly affect one, Herman Grimm's perception of Raphael takes on an altogether different character, compared to what other authors have to say. Hence, for Herman Grimm, the various personalities of history merge into the overall stream of spiritual life. It could also be said, he brings the highest spiritual spheres down to the personal element. And in speaking the following heartfelt words, Herman Grimm further expresses his relation to leading cultural figures: “If, by some miracle, Michelangelo were called from the dead, to live among us again, and if I were to meet him, I would humbly stand aside to let him pass; if Raphael came by, I would follow him, to see whether or not I might have the opportunity of hearing a few words from his lips. With Leonardo and Michelangelo one can confine oneself to reporting what they once were in their day; with Raphael one has to start from what he is for us today. Concerning the two others, a slight veil has passed over them, but not over Raphael. He belongs among those whose growth is as yet far from being at an end. we may imagine that Raphael will present ever new riddles to future-generations of humanity.” [Fragments, Vol. II, p.170] This counts as a characteristic mood, rather than as something normally objective in the sense of what is normally demanded nowadays. But if does describe matters in such a way that we feel ourselves transposed, in an immediate way to what had lived in Herman Grimm's soul in writing- such sentences. It becomes understandable that such a spirit had to struggle in coming to terms with such a world-historical figure as Raphael. Oddly, as he himself relates, it was quite different for him, in describing the life of Michelangelo. The portrayal of the life of Michelangelo by Herman Grimm is a marvellous document, though in some respects perhaps, it counts today as having been surpassed. Seen against the background of the life of that time, the figure of Michelangelo stands out significantly from other figures—as also from the unique description of the city of Florence. Herman Grimm places a tableau before us in contrasting two spiritual entities, Athens and Florence. With that, the weaving together of three millennia as characterized by Herman Grimm, appears as a mighty background upon which Dante and Giotto appear, along with other painters of that time—followed by figures such as Savonarola, and finally Michelangelo himself, evident. It becomes evident that Herman Grimm responded differently to Raphael and his surroundings than to Goethe, while presenting everything with no less familiarity. In the case of Herman Grimm's Goethe portrayal, we sense everywhere that he had grown up as a spiritual descendant of Goethe. With his Michelangelo portrayal, we feel how he enters into everything personally, wandering the streets, visiting every palace in Florence. ... other matters, as it were. Besides personally acquainting himself with other matters, he succeeds in standing as it were, before Michelangelo, and in depicting his actual manner of working. All this is as though cast from the same mould. This differs from what he presents concerning Raphael. There we sense a wrestling with the material, with the spiritual image of Raphael. It is as though Herman Grimm were never able to achieve satisfaction. He describes having taken up the material again and again, while nothing appeared adequate to him of what he had already published. That was true even of his last works—of what he finally attempted as a portrayal of Raphael's personality. This remained a fragment, appearing in the collection of essays entitled Raphael as a World Power, from which the sentences derive that were just read out. Why did Herman Grimm struggle with the material, precisely in the case of Raphael? It is because he could only present something to his own satisfaction in uniting himself completely with the material. In Raphael, however, he saw a spirit characterized in the words quoted: “Raphael is a citizen of world-history. He is like one of the four rivers that, according to the belief of the ancient world, flowed out of paradise.” And thus, with every statement applied to him, Raphael grew to giant size. Herman Grimm could never be satisfied, since he could not capture this “world-power” in a book. If the comprehensive breadth and grace of his spirit is evident in the portrayals of Homer, Michelangelo and Goethe with his Raphael discourse we see the profound uprightness, the profound honesty of Herman Grimm's personality. Whoever takes up his book on Homer will possibly find it not scholarly enough. But Herman Grimm states on the very first page, that this book is not meant to be a contribution to Homer research. As already set forth; here, Herman Grimm could conduct himself in this and similar matters much like a spiritual “lord.” Thus, it appears quite natural that, in collecting his ideas on Goethe for publication, he boldly started out from the view that every other book he had come across concerning Goethe fell short. What seems like brazenness to some, can be taken for granted in the context of his literary and artistic abilities. That is how he relates to everything in cultural life. Hence for those who adhere to the standpoint of erudite scholars, Herman Grimm's Homer book may seem intolerable. All the many questions that have been raised concerning Homer—whether or not he actually lived, whether the “Iliad” was put together from so and so many details, and so forth—all that did not concern him. He took it as it was. In this way, however, it became clear to him how wonderfully it is composed, how what comes later always refers to what preceded it. Everything that shows this inherent composition appears to us inwardly coherent. But apart from that, what appears most salutary for a spiritual researcher, is his immersion in the soul-life of the Homeric heroes. Everywhere, we see Herman Grimm's soul-imbued style extend to the soul-life of Homer's heroes. Everywhere we see the Achilles-soul comprehended, the Agamemnon-soul, the Odysseus-soul, and so on. As a description of souls, this book is overpowering in its effect, in spite of the familiarity of the stylistic presentation! We are led not only to the heights of historical contemplation, but also deep into the souls of the single Homeric figures, some scholars will inevitably say, Herman Grimm has taken the “Iliad” at face value, with disregard for the whole of Homer research and all preliminary study, accepting it verse for verse! Indeed, he does so—quite “amateurishly”—and the dry conclusion could then be: There someone has written a book without any preliminary study. Did Herman Grimm in fact write this book without any preliminary study? Anyone concerning himself with the works of Herman Grimm will find the preliminary studies, only they look different from the preliminary studies of the usual experts. The preliminary studies of Herman Grimm lay in soul studies, in immersing himself in the secrets of the human soul. And one can convince oneself that no one could have shed such light on the Homeric heroes without those preliminary studies. Herman Grimm looks for what held sway in Homer's Phantasy. But what he says reveals him to be the finest knower of human souls. We may expect remarkable things of him in considering the way viewed Homer's heroes—from Achilles to Agamemnon to Odysseus. How did he find the words to write, in his Homer book and other works, what can seem to the researcher so uncommonly spiritual? He was able to do so on account of quite definite preliminary studies. And these are to be found among the works of Herman Grimm's first period. Above all, we have the wonderful collection of novellas [1862] that is perhaps less read today than other modern products of its kind. However, these should be read by those who take an interest in spiritual things. As a collection of novellas, it is an intensive attempt to get to know human souls, to fathom human secrets and the soul's activity beyond the physical plane. The first of these novellas, “The Singer,” belongs to Herman Grimm's earliest phase as an author. In this work it is shown how a man acquires a deep, passionate yearning for a woman of a broad spiritual nature. However, these two personalities are never able to come together. The woman sends this ardent man away from her social circle, while everything lives on in the man's soul in the way of impulses that drew him to her. On the other hand, what proceeds from his soul saps at his bodily strength. Set forth as corresponds to spiritual research, we see him gradually destabilized in his soul. He is taken in by a friend to live on his estate, becoming, however, entangled again in the woman's “net.” The friend recognizes that it is high time to fetch this person his friend adheres to so completely. She does come—but too late. Whereas she is in front of the house, the individual concerned shoots himself. And now comes something, taken up unreservedly in spiritual research, which Herman Grimm so often touches upon in artistic expression, but allows to devolve into indefiniteness. Briefly and succinctly he describes how, in the singer's imagination the deceased lives on. The scene is unforgettable in which, feeling her entire guilt in the death of this man, she sees him approaching from the realm of the dead, night after night. This now fills the content of her soul. It is not described as being a mere figment of her imagination, but in the sense of someone who knows there are secrets that reach beyond the grave. It is a wonderful description, that tells how the friend plants himself in front of the woman when she says the deceased comes to her—continuing right up to her final letter to the friend, in which she expresses that she herself now feels close to death. For her, the deceased, to whom she was so closely bound, had drawn her towards him from the realm of the dead. Probably no modern author has found the right tone, in touching on the spiritual world with such sincerity. In spiritual research we present how, in going through the portal of death, what otherwise always remains united with the human being—also in sleep—the so-called etheric body, raises itself along with the higher soul-members, out of the physical body, passing over into the spiritual world. In the field of spiritual research, we draw a picture of how the corpse-remains behind and how the human being with his ether body loosens himself, step by step, one member after the other, from the physical body. The etheric body is then for a time the enclosure for the higher soul-members of the human being. That is an idea with which those who approach closer to spiritual research can become more and more conversant. In what follows we shall be able to consider in what an admirable way the artistic soul of Herman Grimm touches upon these facts of the spiritual world. This will lead us again to the question as to why, for deeper reasons, Herman Grimm did not develop his cultural discourse into a comprehensive work. Apart from his novella, Herman Grimm wrote a further work, a novel, Unüberwindliche Mächte [1867], [Insurmountable Powers], in which, as with his work in general, his refined style leads us to a contemplation of the world and of life. Particularly remarkable is what might be called the clash of two cultures in miniature. The one world adheres to title, status and rank. Deriving from an old lineage, an impoverished count lives in the afterglow of his hierarchical status. Wonderfully contrasted in this novel is the way in which the world of old prejudices and rankings encounters the New World. The quite different views and notions of America play into this. The individual identifying himself with hierarchical prejudices, whom Herman Grimm calls Arthur, encounters Americans. He meets Emmy, the daughter of Mrs. Forster, who has grown up with American values. We see this count passionately enraptured by Emmy. It would be impossible even to outline the rich content of this novel adequately. We encounter the whole contrast of Europe and America. In addition, there is the contrast of the old Prussian milieu and the newly constituted Prussian milieu arising as the outcome of wars. It is a tremendous cultural “painting” in which the characters are featured, and from which they emerge. Only this much can be indicated: that, as a result of the confluence of these streams, Arthur, the count, dies a tragic death right before he was to marry Emmy. A deluded relative considers himself the rightful heir to the count's lineage, seeing the count as a bastard. Stung with envy and jealousy, he opposes the count, and on the eve of his marriage, the count is shot down by this individual. Someone wanting to contemplate this novel merely rationalistically might consider it as concerned with the unbridgeable prejudice outstanding, However, the expression “insurmountable powers” can perhaps hardly seem more justified than when Herman Grimm, unintentionally indicates the idea of karma, the idea of the causal connection of destinies in human life—as though knotted together one after another. We see him depict forces at work in destiny that can only come into play in working over from earlier embodiments—from previous earth-lives. He does not describe this in speaking theoretically of “forces” or of “karma,” but in simply letting the facts speak for themselves, giving expression to these powers that, then appear in a certain way corresponding to the ideas of spiritual research. We see a karmic destiny unfold; we see insurmountable karmic powers come to expression. And we see something further: Emmy remains behind. The final glance that fell into Arthur's eyes as he lay there, his heart shot through, was when she bent over him and their eyes met in a certain expression. An utterance of Herman Grimm remains unforgettable, in saying, the spirit gave way at the moment his eyes assumed the peculiarity of appearing as no more than physical instruments. But now we encounter once more Herman Grimm's penetration of worlds that lie beyond death—what one would like to call his chaste penetration of worlds out of which souls work on, in remaining real once they have gone through the portal of death. In a brief concluding chapter, Herman Grimm shows us Emmy gradually becoming infirm. It is entirely characteristic of his close connection to matters of soul and spirit, that he describes Emmy's approaching death. She is brought to Montreux. Montreux and its surroundings are uniquely described. However, Herman Grimm does not describe Emmy's passing like authors who have no relation to spiritual matters, but rather as someone taking account of how the secrets of death, of the realm beyond, speak to the soul. I would render something incomplete if I did not add in conclusion Herman Grimm's own words on the death of Emmy: “This was Emmy's dream. “Between midnight and morning, she believed she woke up. “Her initial glance at the window, through which a pale light streamed in, was free and clear and she knew where she was. She also heard her mother, who slept next to her, breathing, However, a moment later, with a sense of pressure she had never felt before, overwhelming anxiety overcame her. It was no longer the thoughts that had tormented her during the last few days, but as though a giant hand were holding all the world's mountains over her by a thin thread, and that at any moment the fingers holding them could loosen, and the whole mass would fall down on her, to remain lying on her eternally. Her eyes wandered hither and thither looking for a glimmer of light, but there was none; the light of the window extinguished, her mother's breathing no longer audible, and stifling loneliness all around, as though she would never come alive again. She wanted to call out, but could not; she wanted to touch herself, but not a limb obeyed her. All was completely silent, completely dark; no thoughts could be grasped in this frightful, monotonous anxiety: even memory was taken from het—and then, at last a thought returned: Arthur! “And wondrously now, it was as if this one thought had transformed itself into a point of light that became visible to the eyes. And to the extent the thought grew to become boundless longing, this light grew, spreading out, and suddenly, as though it sprang apart and unfolded itself, it took on form—Arthur stood before her! She saw him, she recognized him at last. It was surely he himself. He smiled and was close beside her. She did not see whether he was naked, nor whether he was clothed: but it was him, she knew him too well; it was he himself, no mere phantom that had taken on his form.” Thus, Herman Grimm has the one who has long since gone through the portal of death approach her, now a seeress; at the moment of her death she approaches the deceased, addressing his soul: “She did not see whether he was naked, nor whether he was clothed: but it was him, she knew him too well; it was he himself, no mere phantom that had taken on his form.” “He stretched out his hand to her and said, ‘Cornel’ Never had his voice sounded as sweet and enticing as now. With all the strength she was capable of, she tried to raise her arms towards him, but she was unable to do so. He came still closer and stretched out his hand closer to her, ‘Come!’ he said again. “For Emmy it was as though the power with which she attempted to bring at least a word over her lips, would have been capable of moving mountains, but she was not able to say even this one word. “Arthur looked at her, and she at him. With only the possibility of moving a finger, she would have touched him. And now, most terrible of all: he appeared to shrink back again! ‘Come!’ he said for the third time. Sensing he had spoken for the last time, that the terrible darkness would break in again upon his heavenly gaze, filled now with a fear that tore at. Her as frost splits trees, she made a final attempt to raise her arms to him. It was impossible to overcome the weight and the cold that held her captive—but then, as a bud bursts open, from which a blossom grows before our eyes, there grew out of her arms, other shining arms, out of her shoulders, gleaming new shoulders. And lifting these arms toward Arthur's arms, his hands grasping her hands, and floating slowly backwards, drawing her after him, the whole magnificent figure with him, rose out of Emmy's.” The emergence of the etheric body out of the physical body cannot be described more wonderfully, in having been undertaken by a pure artist-soul. That was a spirit, that was a soul that lived in Herman Grimm, of which we may say that it came close to what we seek so eagerly in spiritual research. Herman Grimm provides evidence that, in approaching the -twentieth century, the modern human being sought paths to spiritual life. So we turn gladly to Herman Grimm, wanting only to continue further on the same path. We see him elevate the creations of Raphael, the creations of Michelangelo, the experiences of Goethe, the Greek-soul of Homer, to the stream that he sees flowing onward as “creative phantasy” through millennia. We then know how close Herman Grimm was, in his entire feeling and perception, to what lives and weaves as the soul-spiritual behind all physical reality. For when Herman Grimm refers to his “creative phantasy” we are not dealing with total abstraction. In so far as it is still perhaps a matter of residual abstraction, to that extent it can seem necessary to break through the thin wall separating Herman Grimm from the living spirit, effective not only as creative phantasy, but living as immediate spirits effective behind the entire sense world. It could appear a form of unwarranted restraint, to say no.- more than Herman Grimm in speaking of the continual onward working of the phantasy of humanity. After all, as an artist, he touched so intimately on the still living soul that has gone through the portal of death. Hence, it will not be difficult for us, where Herman Grimm speaks of creative phantasy, to see the living spirit that, as spiritual researchers, we seek behind the sense world. Perhaps it will not seem unjustified if it is even asserted that-, for a spirit that struggled so honestly and uprightly for truth—wanting to approach this creative phantasy ever and again—it was, after all, too much of an abstraction for him. It urged him to grasp the living spiritual element, and for that reason the great work he intended could not come about—since if it had been written, it would have had to become a work that portrayed the spiritual world not merely as creative phantasy, but as a world of creative beings and individualities. Spiritual research has not been placed into the modern age arbitrarily. It is demanded by seeking souls of our time—seeking souls to whom, as we have seen, Herman Grimm.so-clearly and. characteristically belongs. In this way we can become aware that with spiritual research we do not stand as alien and isolated in modern cultural life. We have been able to look to Herman Grimm as to a related spirit. Even if he does not share the same standpoint completely, we do nonetheless stand—or can at least stand, immeasurably near to him. It is better to contemplate such a figure as a whole, rather than scrutinizing every detail—to look at the harmony of soul with which Herman Grimm can affect us, its mildness and then again keenness and strength of soul, with which he can likewise affect us. We may treat this or that question differently from Herman Grimm, but I know that it is not altogether out of keeping with his style, if I summarize what I actually wanted to say in the following words; One could arrive at the thought—let us call it for that matter a delusory thought, one that could be entertained as a beautiful illusion: If higher spirits, other-worldly spirits wanted to acquaint themselves prefer with what happens on the earth by means of reading, they would prefer most of all to read such writings as those in which Herman Grimm depicts the earthly destinies of human beings. This feeling can reverberate as though from almost every line of Herman Grimm's writings, lifting one upwards to a sphere beyond the earth. One then feels so akin to this personality that, if one were to characterize what has been said today concerning Herman Grimm, a beautiful saying could come to mind that he himself employed in eulogizing his friend Treitschke [Heinrich von Treitschke, German historian, 1834-56] whom he valued so much. “With what existential joy did this human being stand in life. What courage he showed in battle. What a gift lie had for language. How new his latest book. How little could those take exception to his ‘elbows’ in the general exchange of ideas. They too will join in declaring: ‘Yes, he was one of ours!’” These words are at the same time the last words that Herman Grimm wrote and had printed, as we know from the publisher of his works, Reinhold Steig. And I should like also, in conclusion, to summarize this evening's considerations with the words: With what existential joy did Herman Grimm stand in life; how mild—and yet how individual! How little can even those distance themselves from him, if they but understand themselves aright, who differ from him in their ideas and in other ways! And, proceeding from whatever field of investigation, how closely allied to him must those feel who seek paths to the spirit! What kinship to him must they feel, when his mild figure appears before them—prompting them to break out in the words: Yes, he was one of ours! |
63. Voltaire from the Viewpoint of Spiritual Science
26 Feb 1914, Berlin Rudolf Steiner |
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While he faced Catholicism that way, he found himself cut-off from everything that could connect him with it. For he hated the facilities and customs of Catholicism, its rites. |
63. Voltaire from the Viewpoint of Spiritual Science
26 Feb 1914, Berlin Rudolf Steiner |
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Shortly after the death of Voltaire (pen name of François-Marie Arouet, 1694-1778) Lessing's (Gotthold Ephraim L., 1729-1781) writing The Education of the Human Race appeared (1780), and one would like to say that in this writing you can find the starting point of a historical consideration in the spiritual-scientific sense. I have mentioned this writing by Lessing repeatedly in these talks. It tries to find the causes for the view of the repeated lives from the consciousness of the eighteenth century. Someone who tries to think Lessing's discussions through to the end in this testament of his intellectual work realises that by the ideas of this writing coherence comes into the whole structure of the human historical becoming. We see successive epochs in this historical becoming of the human being, which differ from each other. If we look back at ancient epochs, we realise that the human soul experiences other things, that it searched its ideals in other things than in later epochs. We can say as it were that the different epochs of the historical becoming differ sharply from each other by the character of that what they can give to the human souls. Sense and coherence come in this historical becoming if one considers that this human soul—which could participate in cultural blessings and impressions of one epoch after the belief that the human being lives only once—that this human soul appears for Lessing and the modern spiritual science in repeated lives on earth. Thus, it gets out from any epoch what it can give. Then it experiences a life between death and the next birth in a wholly spiritual world. It appears in the next epoch again, of course with some divergences in the individual lives, to carry over the fruits, the results, and the impressions of the former epoch to the next one. Therefore, we can say that the human soul participates in all epochs through the historical development. Thereby one can really speak taking up the idea of Lessing once again of a kind of education of the human soul by the spirits of the successive epochs. If one goes once spiritual-scientifically even more exactly into that what exists as elementary beginnings already in Lessing's ideas about the education of the human race, then one is in the field of the interpretation of history, where above all our souls develop only so far as one believes to be today in the wholly scientific field. Then only one will have history. Only then, one brings sense and coherence in the historical becoming; one will recognise how an epoch builds itself up one after the other, what the souls gain from the different epochs, why they are positioned in the different epochs. Then that what spiritual science has to say no longer appears as something fantastic to many people. Then one smiles less about the fact that spiritual science assumes not only a physical-bodily cover of the human being, but that it must recognise an inner spiritual-mental being of the human being which one has to consider, however, in such a way that it develops its different formations and arrangements in the course of the epochs. Spiritual-scientifically, we distinguish three parts in the human soul, as it has developed up to the present epoch. One may say that the most primitive part of this arrangement is that in which the blind passions work and the desires and emotions pulsate, on which, however, also that works what provides the perception of the physical outside world for us. We call this part the sentient soul. Then as distinct from the sentient soul we speak of another soul part that shows us the human being already with bigger inwardness, shows him in such a way as he can grasp himself if he turns away the look from the physical surroundings and rises above his more unaware desires, emotions, and passions. We call this higher member of the human soul the intellectual or mind soul in which the spiritual life of the human being turns already more inward. We call the highest member of the human soul the consciousness soul, that member in which, above all, the full self-awareness of the human being, the purest ego-consciousness appears. If we speak about the three soul members—sentient soul, intellectual or mind soul and consciousness soul, we do not talk about abstractions or about arbitrarily constructed concepts and ideas; but we see at the same time how in the course of the historical development these three soul members gradually developing. If we went far back in the historical becoming, behind the times in which Homer and Hesiod sung in which the Greek tragic poets lived and the Greek philosophy originated, we would find what we recognise in the echoes of the ancient Egyptian and Chaldean cultures even today. The outer research has already brought many things of them to light. Spiritual science, however, shows that in the epoch that dates back behind the eighth to tenth centuries before our calendar until the second and third millennia the human souls, that means our souls experienced something that one cannot compare at all with the modern life. At that time, our modern thinking that appears as something natural to us in the scientific worldview would have still been impossible. It would have also been impossible that the human soul felt isolated and strictly separated from nature at the most important moments of its life. All that was still impossible at that time. The human being felt his soul like living in the whole universe, in the whole nature, felt like a piece of nature, as the hand had to feel as a part of the organism if it could have consciousness. Only with the help of spiritual science, we can imagine the quite different soul life just today that reached possibly until the eighth to tenth centuries before our calendar. If at that time the human being said, my desires drive me to put forward a foot, or if he said, I breathe—or if he felt hunger or saturation, he felt something in this transition of the inner experience into the movement of the body that he faced in such a way as he faced other experiences if he said to himself, it flashes, it is thundering, or, the wind blusters through the trees. The human being did not distinguish what he experienced emotionally from that what took action outdoors; he was with the whole inner life in nature. For it, however, that he felt himself still as a member in the big total organism, he had an original clairvoyance, he could behold in the spiritual world. He saw nature not in such a way as he sees her today, but ensouled by spiritual beings to which we work our way up again with the methods of spiritual science today. It was natural in those times that one experienced nature ensouled and spiritualised. However, one could not think such thoughts as we think the physical processes but one saw them like in pictures and the pictures were that what the physical principles are for us, and something of these pictures is preserved in the legends and mythologies of the nations, even in the real fairy tales until today. The human being had a pictorial imagination in ancient times. We can gain these things today not only with the help of spiritual science, but I hope that I have succeeded in the new edition of my World Views and Approaches to Life in the Nineteenth Century (final title:The Riddles of Philosophy, CW 20) in pointing to the fact that one can consider the spiritual life completely philosophically. Then one can realise that a pictorial imagination existed in primeval times which went over to the Greek-Latin imagination only gradually, and that the human soul felt projected in the total organism of the world by the old pictorial imagination that was felt ensouled. This took place mainly in the sentient soul. The Greek-Roman imagination lasting until the fourteenth, fifteenth centuries preferably demanded the intellectual or mind soul. I have already tried to show the quite different feeling and imagination of those times with the talks on Raphael and Michelangelo. I have explained how the Greek—later also the members of the Latin culture—felt completely one with his “soul body” because in the Greek world mainly the intellectual or mind soul was developed. He felt with his soul living within any single member of his body at the same time. While the preceding times of the sentient soul had a consciousness of the fact that the human being is a member of the whole nature, the Greek had a consciousness that that what lived in his whole body and what this body can give him is for him the immediate, true sight of nature at the same time. This became different in modern times; also even today, one does not realise these matters with full thoroughness because one does not yet want to penetrate into spiritual science. It changed in particular since the aurora of modern thinking, since Copernicus, Kepler, Galilei, and Giordano Bruno. For at that time the consciousness soul started developing. It started developing in such a way that the human being became a riddle to himself, while he started now feeling separated with his independent soul from the whole nature, while he felt his soul as something particular beside the body at the same time. As strange as it sounds, nevertheless, it is right that the human soul felt more separated from nature when the more materialistic tendencies appeared in natural sciences. What a time arose in the western culture since the fifteenth century? At this time, a net of lawfulness spreads out as it were which extends to unlimited spatial widths. It is great to see Giordano Bruno standing there in the aurora of modern times and imagining the power of physical laws extending into infinite widths. However, in these spatial widths one cannot find what the human being experiences in his soul. If the ancient Egyptian or Chaldean looked up at the stars, he felt that from the constellation of the stars a force arose which was connected with his own moral experience in this or that way. If the old astrologer looked up at the stars and felt the human destiny in them, this view of nature still allowed him to imagine the soul in the work of nature. Now, however, a time arose which made it to the human being more and more impossible to imagine the soul within nature. Since just with the appearance of modern natural sciences the human being had to struggle with the question: how have I to position myself to the work of nature from which no longer anything soul-like shines to me? The human soul had to get around to asking itself for the position of natural sciences to the own soul. With Giordano Bruno, we see this fight. He imagines the own soul as a monad. Although he imagines the world in the sense of modern natural sciences, he still imagines it as ensouled by monads. Leibniz (Gottfried Wilhelm L., 1646-1710) also imagines the soul as a monad, and he imagines it in such a way that it can suitably relate to the world. Leibniz asks, how must the human soul be to be able to exist in my view of nature? He cannot answer it without formulating this view of nature in a particular way at the same time. Leibniz considers everything as a combination of monads. If we look into anything of nature, we find the underlying ensouled monads. What we see is for Leibniz in such a way, as if we look at a swarm of mosquitoes which appears like a cloudscape; if we come closer, this cloudscape disintegrates in the single mosquitoes, and the swarm of mosquitoes appears to us first only in such a way because we do not look exactly at it. I have to imagine the view of nature, Leibniz said, in such a way that the human soul can exist in it. He was able to do this only if he imagined it as a monad among monads. Hence, he differentiates monads vaguely living from day to day, then sleeping, then dreaming monads, then those as it is the human soul. However, everything else that originates because everything that we see originating appears to us only in such a way as a swarm of mosquitoes appears to us as a cloud. We could enumerate the most brilliant spirits until our days. We would find that the fight for the knowledge of the human soul presents itself compared with the modern view of nature in such a way that the human soul feels, I must be able to get an idea of that what can arise as a view of nature, and what does no longer offer any ensoulment of nature. Compared with this fight is that what appears as a more or less materialistically coloured monism only an episode that will pass by. Nevertheless, the human soul that is separated from its view of nature will strive more and more to gain contents in itself, that means to arrive at that what it extracted from nature in old epochs. Hence, we can say: since the age of modern natural sciences everything aims at deepening the human soul in itself, and everything points to the modern spiritual science, which I represent here, that the human soul can get around—experiencing itself in a spiritual world—knowing to be carried by spiritual-divine powers whose outer expression the outer nature is. As true as the human being when he still lived in his sentient soul recognised himself as a piece of the whole nature, as true as the Greek-Latin age, which experienced itself still in the intellectual or mind soul, did not yet feel separated from the bodily, the modern human being experiences himself in the consciousness soul. However, his soul knows itself separated from nature, since it must get an idea of it that no longer contains anything mental. The human soul had to strengthen itself to conjure up the wealth of spiritual experiences from itself, which can return to that assurance which it had when it still felt as a member of the ensouled universe. Thus, the modern human soul experiences itself in the development of the consciousness soul since the fourteenth century. From the eighth, tenth pre-Christian centuries until the time of the fourteenth, fifteenth post-Christian centuries the development of the intellectual or mind soul lasted. We have to recognise that the spiritual life that the human soul conjures up from itself will be able to become wealthier and wealthier, so that it can live again in a spiritual realm. What we experience as the inner recognition of the consciousness soul began from the fourteenth to sixteenth centuries on. We live for about four centuries in this period. Voltaire lived in the middle of this period, in the middle between the emerging consciousness soul and us. You understand this spirit if you put him historically in this age of the self-experiencing consciousness soul. Since Voltaire with all his shining spiritual qualities, with his superior intellectual activity, with all the good qualities he had is a symptomatic expression of the pursuit of the consciousness soul, just as he is with all his bad, questionable qualities. Two matters must face him in this age. One is that a glorious view of nature developed during the last century that got its shine only in the modern natural sciences, in which however no place was for the human soul grasping itself. Besides, the most brilliant spirits attempted to solve that riddle: how does the human soul attain an idea by which it can assert itself compared to this modern view of nature? The view of nature becomes more and more glorious; the striving in the human soul to assert itself to get inner assurance appears more and more in such a way that we see it like surging up and down. Since we see the human soul, as if it wants to attempt repeatedly to find itself compared with the view of nature, but shies away from it repeatedly because it is helpless to find that in itself what the consciousness soul has to conjure up in this time. Thus, we are still fighting and that is the most important reason why spiritual science has to position itself in the fight for the inner universe about which I have spoken in these talks and which the human beings have to search. Thus, we see spirits like Descartes, Hume, Berkeley, and Locke attempting as it were to answer this riddle: what do I have to do with my soul compared with the view of the outside nature? One could link to each of these spirits who face us there. We want to link, for example, to Locke (John L., 1632-1704). Locke—who is a symptomatic expression of that what one searched in the English cultural life at the beginning of Voltaire's age to understand the soul—appears to us in the following way. Locke feels, so to speak, completely defeated by the power of the view of nature, so that he must say, we can find nothing in our soul except that, what the soul has taken up only from the outer nature by the senses. The view of nature works so immensely, so impressively that Locke wants to limit all human soul life, in so far it develops knowledge, to that, what the senses induce in it and what the reason can combine as a world view. He faces the world in such a way that he says to himself, we find nothing in the human soul that does not isolate it that does not show it as a “tabula rasa,” as a blank slate, before from the outer nature the sensory impressions come which work on the soul. We realise that the power of the view of nature is so big and immense that Locke loses the confidence to find something in the human soul generally. One must consider the moral-spiritual aspect of Locke's standpoint above all. Indeed, old traditions, the religions connected the human being with the spiritual world. Nevertheless, up to the times of modern natural sciences one believed to be connected with the spiritual of the world, also with the help of spiritual links. There was a view of nature now that worked so overpowering that the human soul did not dare to think anything about itself. Now the soul stood there—and the view with which it stood there originated from spirits like Locke above all. The human beings said to themselves, we can know nothing that is not delivered to us by the senses and by the reason limited to the senses. Now it mattered to develop so much mental force from the old traditions and emotions that one could recognise—beside that what one can recognise only as a picture of the outer nature—any spiritual-divine world from which one had to admit that one cannot attain it by knowledge, even if one believes in it. The view of nature assumed a form at first that cast off any cognitive connection of the human soul with the divine-spiritual primordial ground. Thus, that worldview and that attitude towards life originated in which Voltaire was put in his youth at first. He stood at first before the spirit of his time so that it made a tremendous impression on him when he fled soon to England because he had been pursued in France and became familiar there just with that philosophy of Enlightenment. This philosophy limited any human cognition generally to the consideration of the view of nature and still cherished a divine-spiritual world only because of the temperament of the soul. Thus, Voltaire's core was occupied, so to speak, by this world experience, by this soul feeling, and in his so worried and, however, so clever soul the immediate conviction emerged that one stands on sure ground only on the ground of the overpowering physical laws. However, the religious temperament was strong in him. The soul did not give up its faith in a connection with a spiritual-divine world. We see an infinitely extensive admiration of that originating what the modern natural sciences and the view of nature have brought on one side, and an admiration of the philosophical discussions that Locke, for example, raised. On the other side, we see the need originating in him to exert everything that the human spirit can exert as reasons for such a view of nature. Nevertheless, he adhered to the old idea of the immortality of the human soul, to a connection of the human being with the whole world existence, to the idea of freedom of the human soul in certain limits. Now a peculiar trait of Voltaire faces us that shows us how in him completely a symptomatic expression of that exists what lived in the whole time. What we face there becomes maybe most vivid if I mention another work that appeared almost at the same time as Lessing's Education of the Human Race, namely theCritique of Pure Reason by Kant. Kant lived since his youth in quite similar conditions concerning the view of nature, as Voltaire did. Kant was devoted to the spirit of Enlightenment in the sense of the word. The dictum is due to him: Enlightenment means that the human soul has the courage to use its reason. It is contained in the nice essay What is Enlightenment? (1784). As to Voltaire Kant is like the fullest consequence of the impulses of Enlightenment. Kant faces like Locke and later Hume the power of the view of nature that showed how the world and the human soul come about. Since one cannot reject what has come up as a view of nature. This worked impressively! This view of nature worked so impressively on Locke that he rejected everything for knowledge that could not come from the sensory impressions and the reason. Kant goes forward “in principle.” He is the thorough, principal man who must lead back everything to the principles, and, hence, he writes his Critique of Pure Reason. He shows in it how the human being can generally have knowledge only from the outer nature and how the human soul can get a practical but not deniable confidence that can arise from another side than that to which the outer knowledge is due. In the second edition of hisCritique of Pure ReasonKant betrayed his position in the preface: “I had to cancel the knowledge to make room for the faith.” Kant demands an area for the faith where the conscience projects where the categorical imperative speaks which does not give knowledge, however, an impulse to which the human being has to adhere, and leads to the idea of God and the idea of freedom. That is why Kant had to tackle with the matter in principle, while he put the question: if the human soul can attain no knowledge about itself already under the impulse of the modern view of nature, how can we receive a reasonable faith? He asserted a reasonable faith for the human being by the fact that he cast off the knowledge generally from the area where something is to be said about the human soul, while he limited the knowledge to the outer world. Voltaire did not yet have what Kant had to reduce to a principle without which he could not live which then the whole future lives on. He had the logical side only which said that any cognition limits itself to the physical knowledge. He had to take out from the power of his personality what Kant took out in a principle, from something quite impersonal. Thus, we see Voltaire conjuring up from his temperament, from his ramble mind in his whole life that is identical with a side of the cultural life of the eighteenth century what Kant tried to derive from a principle, the categorical imperative. We see him repeatedly endeavouring in his long life to exert his wit and cleverness to say to himself, we can know nothing compared with the view of nature. But now human soul, step into the breach and try with wit and cleverness to bring all reasons whichever they may be whether good or bad to maintain what must be maintained compared with the view of nature! Thus, in Voltaire's temperament and ramble mind that lived what had shrunk with Kant to an impersonal principle. Someone who wants to assess human souls must try to search into the structure of a soul with all its fights that as it were must maintain for a long life what can disappear from it by the power and importance of the view of nature perpetually. If we consider Voltaire in such a way and turn the glance at that which he created in detail, then he becomes understandable. Since as he stood there with his soul, he had a world against himself strictly speaking. Voltaire searched a spiritual worldview in which God, freedom, and immortality have space that can be up to the view of nature. Since Voltaire became a more and more ardent and biased confessor of the modern scientific view, and this striving lived and developed in him—because it was the basis of his nature with all the forms which assumed a surely unpleasant character sometimes in the course of his life. Just at the time in which we recognise Voltaire as the most spirited expression of the struggle of the human soul to find itself as consciousness soul it was almost impossible to realise how this struggle of the human soul relates to an older struggle of the human soul in former epochs. Voltaire could not get to a pure, noble image of the Greek culture, for example. The scientific way of thinking appeared to him much more important and greater than that which the Greeks had intended with their view of nature that contained the picture of the mental-spiritual life at the same time. Therefore, Voltaire had to misjudge an epoch as it were in which in any form of culture the affinity of the human soul with the remaining world expressed itself. One can still recognise this in the figures of Homer and the great Greek tragic poets, Aeschylus, Sophocles, and Euripides. As to Voltaire, one could not at all compare these Greek tragic poets to that which humanity reached in his time. To him the Greeks with their worldviews were human beings who had produced figments about nature; whereas the age of the great scientific researchers appeared as that which furthered the human beings in shorter time than all former epochs had done. Yes, in the age in which the human soul had to strive to maintain itself compared with the view of nature it had to become unfair compared with former ages in which the human soul could still extract its forces from the surrounding nature, so to speak, without its assistance. Thus, we see the relation of Voltaire to former times gets a tragic character as it were; and we see him positioned in his surroundings in entire opposition to the world which he had grown out, actually. If one surveys the French cultural life at the time of Voltaire, one can say that this world still cared less about the big riddles which the scientific way of thinking and the arising consciousness soul had to solve. This world still lived in those traditions that were given as it were to the world, so that it could develop in complete silence to the age of Enlightenment, to the age of the conception of itself. Voltaire saw himself surrounded with a world—and his French world was still filled with the most rigid intolerant Catholic principle—which wanted to extract anything mental-spiritual from the traditions, and which refused what was just dear to him: to be on his own towards the view of nature. A tremendous aversion emerged in Voltaire against the cultural world surrounding him, an aversion that caused a life full of vicissitudes. He was twice in the Bastille, in 1717 and 1726; then he had to flee to England in 1726 where he stayed up to 1729. Next he returned to France and lived since 1734 a longer time secluded at the castle of the marchioness du Chatelet in Cirey in Lorraine. At that time, he became engrossed especially in scientific studies that should show him how the worldview can be grasped in the sense of modern natural sciences. From that, he got an insight of the necessary spiritual basic conditions of modern times. One may argue ever so much against him that he flattered, that he lied, that he deceived his friends, that he tried often to achieve something with the lowest means, all that was not nice. However, a holy enthusiasm was in him that expressed itself through the often cynical-frivolous form in such a way: the impulses of the human soul demand that the soul finds a worldview from itself, renews itself in a worldview that it can put before itself. At first, he could only have the view of nature. Hence, ardent hatred arose in him against Catholicism. He wanted above all to penetrate with his worldview into that which opposed him. He used any means at his disposal. While he faced Catholicism that way, he found himself cut-off from everything that could connect him with it. For he hated the facilities and customs of Catholicism, its rites. He recognised no connection with that what resulted from his worldview that he wanted to support on natural sciences. The other matter was that he adhered to God, freedom, and immortality only because of his temperament, of his ramble and clever soul, however, only with abstract thoughts and ideas. If the Greek looked up to those regions, where from the human being got his impulses, he saw something divine-spiritual prevailing there. Let us look at the works of the Greek tragic poets. We see in them the human world shown, adjacent to a divine-spiritual world, we see the divine world working on the world and the destinies of the human beings influenced by the destinies of the spiritual beings. We see above all in the images of the old times a lively consciousness of these spiritual beings existing in poetry. Exactly the same way as human beings could come to life in the tragedy, in the epic, these contents of consciousness could come to life in poetry. They came to life in the poems of Homer! We see in the age, when the human soul struggled out of the other co-creatures that the connection with such beings got lost to it! We can pursue how the supersensible figures still living in the Greek poetry become more and more abstract, already from Vergil until the modern times—with the exception of Dante who wrote his Divine Comedy on basis of a clairvoyant inspiration, and with whom these figures are alive again, indeed, in the form as he could see them. Nevertheless, everywhere we see these figures growing paler and paler, and the human beings are left more and more to their own resources. We recognise that the poets must refrain more and more from a supersensible world that they do no longer face. Voltaire was too great to be able to refrain from the spiritual beings with his survey of life. His temperament was too big, too comprehensive. This was in his predisposition. Hence, the strange, the miracle which faces us as it were already in his youth epic, in theHenriade (1723) where he describes the destinies of King Henry IV of France. There we recognise that he cannot confine himself to what takes place in the outer world. However, we recognise on the other side that he feels restricted in his action everywhere, so that he is connected with the words from which he gets ideas of freedom, immortality and God only with abstractions. His soul had developed too far to show life in his Henriadein all the fights which were fought out at that time between the various religious and political parties like somebody who looks only as a human being with scientific view at it, and who grasps the other human life only as abstract ideas of God, freedom and immortality. His soul is too great for that. Hence, we see the longing projecting in Voltaire to connect the human soul with a supersensible world. However, we also realise that he cannot behold a humanly possible supersensible world from Catholicism that he hates. Since hagiography was only a collection of legends, and Christ was more or less a devout, good natured enthusiast to him. However, Voltaire could not accept that the human life runs during its most important events only in such a way, as it happened around Henry IV of France as it looks if one investigates it with the outer senses and deduces with the reason. Thus, strange figures appear in the Henriade like the Discord(e). Why this figure of Discord with the representative of Enlightenment, with Voltaire? She looks at the events of France that do not happen in such a way, as she wants it. She wants more and more disagreement among the human beings, so that she can achieve her goal. With annoyance, she looks down at what happens against Rome, and, therefore, she takes to the road to Rome to come to an understanding with Rome. Now one could say that all that is allegory. However, just from poetic impulses one has to say what I have just said: this Discord accepts completely realistic forms, so that one cannot consider her as mere allegory. Voltaire describes, for example, that she comes to the pope, that she is alone with him, and that she gets him around. There she behaves like a flirtatious person of the age of Voltaire; she carries out all possible arts of seduction. Just from the poetic impulses, I would like to say, I do not give an allegory credit for that it is able to sway the pope for the political party in France. With that what the pope can give her she returns to France, works as an agitator, appears in the figure of Saint Francis, as Augustine to the monks, goes from city to city, from village to village, and when she wants that Henry III does not win, she manages to seduce the Dominican monk Jacques Clement. Voltaire put everything into this portrayal what he had on his mind against Catholicism in the sense of his freethinking. It is interesting to recognise how far Voltaire goes in the representation of this Dominican monk who should be seduced by Discord, so that he causes the doom of Henry III and Henry IV. A prayer is stated in the Henriade, which Clement, the monk, sends to heaven. I would like to read out this prayer, so that you get the feeling for that what lived in his soul against Catholicism from which he expected that one of his devout followers sends the following prayer to heaven:
O God! Whose vengeful justice should descend To crush the tyrant, and thy faith defend Is murder now, and heresy thy care Thy wrath unjust, must we, thy children, bear? Too long the partial trial we endure, Too long a Godless monarch reigns secure. Raise thy dread arm, o God! Thy people save, Descend upon the king, thy anger gave; Spirits of ruin his approach proclaim, Ye Heav'ns announce his wrath in show'rs of flame! Their trembling host, avenging lightnings blast, Their chiefs, their soldiers perish to the last! Let their two kings expire before my eyes, Drive them like wither'd leaves, when storms arise; Sav'd by thy arm, thy League its voice shall raise And o'er their breathless bodies chant thy praise! Stopp'd by these accents in her mid career, Discord, in air suspended hung to hear; The dropt to Hell, and from its dungeon drew The fiercest fiend those fiery regions knew; Fanaticism!—Nature abhors the name, Unown'd the monster from Religion came; Nurs'd in her bosom, arm'd for her defence, His aim destruction, zeal his fair pretence.
The Dominican monk prays this to cause the death of Henry III and Henry IV, he prays to heaven, so that God sends death. Discord is attracted by this prayer of the monk, enters his cell, and calls “Fanaticism” as confederate from hell. Voltaire presents a figure again to us quite really! How does he speak of Fanaticism from which/whom he assumes that he finds his best support in the principles of the national disposition in modern times? He speaks about him:
'Twas he on Raba's plains, near Arnon's flood, Taught Ammon's wretched race the rites of blood; To Moloc's shrine, the frantic mother led, To slay her infant which her womb had bred! He form'd the vow which Jepthe's lips exprest, And plung'd his #8224 in his daughter's breast! 'Twas he, at Aulis, Calchas voice inspir'd, When Iphigenia's blood the priest requir'd; Thy forests, France, were long his dark abode, Where streams of blood to fierce Teutates flow'd; Still does affrighted memory retain The sacred murders of the Druid fane; Rome, falling, own'd the God' mysterious birth, From Pagan temples to the church retir'd, The fiend, with rage, Christ's meck disciples fir'd; Teaching the patient martyrs of his word, To brandish persecution's bloody sword. 'Twas he, that furious sect in London bred, By whom too good, too weak, a monarch bled! Madrid and Lisbon yet his rites disgrace; He lights those piles where Israel's hapless race, By Christian priests, in yearly triumph thrown, Their fathers' heav'n-taught faith, in flames atone! Robed in Religion's vestments to our eyes, Still from the church, he borrow'd his disguise ... (Translation published by Burton and Co., London, 1797)
Discord fetches this guy from the gorges of Hell. From this guy Clement gets the #8224 with which he wounds Henry III, so that he dies. We see spiritual powers working in Voltaire's poem that way. We realise that God sent down Louis the Saint, the ancestor of the kings, to encourage Henry IV, to instil wisdom into him as it were. Voltaire does not shrink back from putting words in the king's mouth what should happen in the history of France. We realise also that he links the time of Henry IV in an even worse sense to the fact that—after Henry had first advanced triumphantly and got tired then—he leads back this to the fact that Discord led him to the “temple of love” where he tired in unhappy love, until he is called again to a new fight. One reads this portrayal of the temple of love as he presents it as a kind of magic service that the adversaries of Henry IV are addicted to, as a kind of devil service with altars and rituals, which play a role with certain parties. One can say that Voltaire tends not by his reason, not by his intellect, not by that what he becomes from his fight for the consciousness soul but by his ramble temperament, by the sum of his emotions, to connect the whole human life with a spiritual world. However, in that struggle of the human soul, which takes place in the forecourt of the spiritual life, before one could think of spiritual science, is the tragedy of Voltaire that he must search the connection of the outer life with a spiritual world where he wants to show true experiences of the human life. Nevertheless, he can do it only insufficiently. Hence, the Henriade appears as an “unreadable” poem today because everything that Voltaire could exert along these lines is based on traditions which he hates because he feels unable to portray the secret forces anyhow which are working in the human evolution. The agility of Voltaire's soul was necessary to keep up itself towards the fact that it can get inner contents less and less from the outer view of nature. Already in the Henriade, with those figures which are mythological figures and do not appear at all as mere allegories one notes Voltaire's soul fighting and looking for something that it can tie the human life to, and still finding nothing. One must consider this side of Voltaire and will properly appreciate what he did to understand the human development. Therefore, his marvellous characteristic of Charles XII and Louis XIV is so exemplary, in spite of all defects because for him the biggest riddle was how one experiences historical becoming. Which forces work in it, which work in the environment of the human becoming? Because of the power that the view of nature exerted on him, he must express himself with all power and cynicism, besides, so to speak, kicking over the traces everywhere, for example, if he incriminates the Maid of Orleans of everything that he regards as superstition. But just Voltaire's soul is such by which one can recognise how souls feel which face the pulse of time in such a way that they do not hear it beating, but feel in the pulse of their own blood that an age comes to an end and a new age is not yet there.—One feels the tragic of this soul that asks, how do I find purchase compared with the new picture of nature? Today we would ask, how does the consciousness soul struggle out in the human being? We find the answer if we look at Voltaire who looks at everything that France could produce as outer culture and to whom the old traditional powers became abstract which are delivered from prehistory. He describes the heaven, the hell—the heaven even splendidly in a certain respect -, in which Henry IV is taken up by Louis the Saint. He describes how the spiritual forces divide the natural forces, how worlds work into each other,—and how all that gnaws, nevertheless, at the deepest subconscious soul grounds which search the hold where the soul can be anchored with its deepest divine being. However, Voltaire cannot find this anchor. When the decade approached in which Voltaire died, a seed was put in a soul to search the primary source of knowledge in the human being that immerses itself not only in nature but that can also become engrossed in the spiritual universe. When Voltaire had died, Goethe bore the idea of his Faustin himself. Goethe gets out a figure, actually, of that what Voltaire would have called the most superstitious image, a figure which shows us how to search the deepest longing, the deepest wanting and the highest cognition of the human soul. Under the influence of this look into the deepest depths of the human soul, Goethe put a figure that is rather similar to Voltaire: Mephistopheles, save that Faust who searches the birth of the consciousness soul in another way says to Mephistopheles: “In your Nothingness I hope to find my All!” (verse 6256). Strictly speaking, these words sound to Voltaire from Goethe who searched the striving of modern times for the consciousness soul and its anchorage in the spiritual worlds in another way than Voltaire did. Voltaire is like the star of a declining world to which any striving is directed to achieve the consciousness soul and into which the scientific worldview shines which very strongly forces to the consciousness soul. Voltaire is still the greatest star of this declining world, although he cannot find what extends the human soul again to a spiritual world. Nothing is more typical for Voltaire than a quotation that he did about Corneille (Pierre C., 1606-1684, French dramatist) in his history of Louis XIV. There he says that Corneille edited a French translation of the booklet The Imitation of Christ by Thomas à Kempis (~1380-1471), and he would have heard that the French translation would have had 32 editions. He cannot believe this and says: “for it seems to me so unbelievable that a healthy soul can read this book to an end only once.” There we see expressed how Voltaire could not find the possibility to open a source to the spiritual world in his inside. Today we say that spiritual science is a real continuation of that to which the scientific worldview forces the human being, but also that this spiritual science is a real continuation of the Goethean worldview. We speak of the fact that in the human being a second human being lives who can experience himself emotionally, we speak with the words of Goethe: “Two souls live, alas, in my breast.” Nevertheless, we speak of it in such a way that the spiritual-mental of the human being searches its spiritual-mental native country and can find it. We talk again in spiritual science of a spiritual world to which the human being belongs with his spiritual being as he belongs with his bodily physical to the physical world. However, the view of nature overpowers Voltaire so that he has no feeling for the “second human being” in the human being. While soon after him Goethe lets his Faust strive with all power for that second human being who strives from the physical-bodily human being to the spiritual worlds, we realise with Voltaire that he can understand nothing of such a second human being. A quotation relating to this second human being is very typical: “So much I have endeavoured to find that we are two, nevertheless, I have found in the end that I am only one.” He cannot admit that this second human being is in him. He has taken care, but this is his tragedy: in the end, he can only find that he is only one who is bound to his brain. This was his deep tragedy about which Voltaire himself helped by his cynicism, even by his frivolity. Subconscious soul depths, the second human being in the human being in connection with a spiritual world,—the upper consciousness was not allowed to confess that to itself. The upper consciousness needed numbing. He could find that in the outer experience because the outer experience dedicated itself to the magnificent, clever worldview that he could create within the most inconsistent soul experiences. Thus, we can understand that Voltaire had a rather rough ride to manage with himself, and that he wanted many a numbing. One must already look at the greatness of this man to understand such paradoxical matter that he feigned a severe illness and called for the priest one day—it was in Switzerland where he did so many benefits—,so that the priest came along to give him the last rites. After he had received the sacraments, he jumped up and said that to the priest, it was only a joke, and mocked him. However, one must even live in such “derived” world that does not have the real connection of the human soul with the spiritual worlds as Voltaire lived in such a world and could not come to the connection to which he wanted to come. If we look once again at Goethe, he takes a “vagrant”—Faust—to show how the deepest impulses arise in the human soul. If we pursue the whole life of Goethe, we realise how he tries to find the human character in its full juiciness in the simplest souls. Voltaire completely lives in a derived layer, in his educated class where everything is uprooted. There he cannot find what ties together the human soul with a spiritual world, and thus he can even speak to that derived layer. Today we can hardly understand that a spirit like Voltaire says: “I do not deign to write for shoemakers and dressmakers; to give those anything that they can believe in, apostles are good for that, not I.” He does not want his holiest conviction to be treated as we would want it today, namely that it penetrates into any human soul. However, he does the typical quotation that he writes only for the educated class because he grew out of it: “Only an upper class can understand heaven and earth which arise to my enlightened mind; the lowlife is in such a way that the silliest heaven and the silliest earth is just the best for it!” In this respect, Voltaire lives within a dying cultural sphere. This is his tragedy. However, such cultural spheres also have the possibility to develop maturity concerning certain tendencies. Voltaire developed that maturity. It expresses itself in his clever, urgent judgement that does not confuse itself, even in the joke, it expresses itself in his healthy way—even if he is frivolous—to work on the world and to relate to the world in a way. Thus, one can also understand that a spirit who was so great in many a respect, as Frederick the Great (1712-1786), could feel attracted to Voltaire, could push off him again, allowed him to return after some time repeatedly, saying about him, this Voltaire deserves, actually, nothing better than to be a learnt slave, but I estimate what he can give me as his French. He could still give him even more than only the element of language. I have tried to indicate this today. One can understand that the eighteenth century that had to put everything in the right light on one side what hampered the emerging consciousness soul what had to show a certain greatness, however, just in the downward spirit of the cultural current. One can understand that this had to be expressed in such a peculiar way just with Voltaire. You see Voltaire in the right light if you put that as a counter-image what we have found as the positive, as the continuing in the sense of Lessing or Goethe for the pursuit of the consciousness element. Indeed, what I have spoken about Voltaire today can serve only to cause a consciousness of how difficult it is to gain an objective picture just of this peculiar man: He fought for many things, he strove for live as something natural today in us—also in those who do not intend at all to read Voltaire's writings. Yes, one can say just with Voltaire that humanity can outgrow his writings; but it cannot outgrow what he was as a force because it has to remain always as a part of the spiritual striving of humanity. Since what had to result as the liberation of the human soul is based on the fact that at first something had to be cleared away by such a decomposing, one would like to say, Mephistophelian spirit like Voltaire. One is not surprised that similar applies to the historical picture of Voltaire what happened to his mortal remains. In the honorary burial parts of the Pantheon in Paris they were buried first; when another political current got the power, it was exhumed again and dissipated; then when the third political current replaced the previous one, the bones were collected again and buried. Some people state now that these bones fetched back again are not the real ones. The historical picture of Voltaire will be right which is portrayed from the one side like that of a liberator from bondage, like an apostle of tolerance, on the other side, however, is denigrated so much. With the whole complexity of Voltaire's personality, it can easily happen if one considers the historical picture of Voltaire objectively that then some people maybe say that it is not right, as the bones buried in the pantheon are not the real ones. Nevertheless, I say, if spiritual science can fulfil its task in the present and future, the picture of the great destroyer, of that who abolished so much, can maybe arise before spiritual science in its full objectivity.Since Voltaire is a human being—he pronounced it even towards Frederick the Great—with all mistakes of a human being and, one would even like to say, a human being with all “miracles” of a human being who is well-suited to fulfil the poet's saying:
By the parties' favour and hatred confused, His portrayal of character fluctuates in history. (Schiller in the prologue of “Wallenstein”)
His personality was such that his picture can only “fluctuate.” However, although it fluctuates, one has to confess compared with the picture of Voltaire with those to whom he is likeable as well as with those to whom he is unpleasant that he was, nevertheless, a great human being who filled a place in the ongoing education of the human race. |
65. Why is Spiritual Investigation Misunderstood?
26 Feb 1916, Berlin Tr. Unknown Rudolf Steiner |
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And they not only apply this opinion theoretically, but also give it practical effect in that they seek to eliminate what the soul has formed within itself, in that they do their utmost to suppress this element in the attempt they are making to give a picture of the world. Once the soul life has been thus cut off the materialistic world view becomes the ideal sought for. For what happens exactly when man rejects his inner life? Why, much the same as if one were to cut off one's own bodily life from the life of the soul. Just as the watch into which the watchmaker has worked his ideas, once it is finished and left to itself, will produce the same manifestations that were at first introduced into it by the watchmaker's ideas—so the life of the soul can continue in the brain, without the soul being there at all. |
65. Why is Spiritual Investigation Misunderstood?
26 Feb 1916, Berlin Tr. Unknown Rudolf Steiner |
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Ladies and Gentlemen,1 A few weeks ago, in my lecture on Soul Health and Spiritual Investigation,2 I put before you some of the answers that have been given to the question, "Why do people misunderstand Spiritual Investigation?" To-day, I should like to examine other points of view, which will give a more general answer to the question under discussion. There can, of course, be no question of my examining individual attacks which may have been made from one quarter or another on what we call Spiritual Investigation. Such a procedure would be quite out of key with the tone that you, ladies and gentlemen, have learnt to expect from these lectures. If, on occasions,3 frustrated ambition or some such motive has caused opposition to be raised in those very circles which formerly reckoned themselves perfectly good followers of Spiritual Research, this only serves to show how unimportant are these attacks in comparison to the great tasks which Spiritual Investigation has to fulfil. It will, therefore, be necessary to deal with individual points only occasionally, and on external grounds. That, moreover, is not my aim. My aim is this. To show how contemporary education and all that the mind may have assimilated of the habits of thought, the philosophic feeling, and the intellectual systems that characterise our present times—how all this may make it hard for the modern mind to bring the right spirit to the understanding of Spiritual Investigation. What, then, I wish to explain fundamentally are not the illegitimate attacks that have been made on Spiritual Investigation, but those that are, up to a point—one had almost said completely—legitimate; at any rate understandable to the modern Soul. For Spiritual Science has to deal not only with the attacks that are made upon other spiritual tendencies of our time; it has, in the special sense mentioned just now, every intellectual movement of the time against it. If the mechanistic, materialistic—or to use the more scholarly expression now in vogue—the monistic view of the universe is put forward, it will be found to have opponents who base themselves upon a certain spiritual idealism. The reasons which such spiritually-minded idealists adduce in defence of their views against materialism are, as a rule, extremely weighty and important. They are objections which can in every respect be shared by the Spiritual Investigator, reasons which he can grasp and understand in the same way as anyone who merely takes his stand upon a certain spiritual idealism. But the Spiritual Investigation speaks of the spiritual world, not merely as do, for example, idealists of the stamp of Ulrici, Wirth, Immanuel Hermann Fichte,4 though the last, as we saw yesterday,5 went more deeply into things than the others. The Spiritual Investigator does not merely speak in abstract concepts which point to a spiritual world beyond the world of the senses. On the contrary, he cannot leave this spiritual world undefined, cannot grasp it in mere concepts; he must go on to a real description of it. He is not content, as are the idealists, to accept a purely intellectual indication of a spiritual world, which, though it must exist, still remains unknown. No—the spiritual world which he has to show forth must be concrete and manifested in various individual types of being which have, not a physical, but a purely spiritual existence. In a word, he has to speak of a spiritual world which shall be as varied and as full of meaning as the physical, far fuller indeed, if it were but truly described. If, then, the Spiritual Investigator speaks of the spiritual world, not as of something which exists in general and can be proved intellectually, but quite definitely as of something to be believed in, as of something which can be perceived as the world of sense is perceived, he will find among his opponents not only the materialists, but also those who speak of the spiritual world only in abstract concepts from the standpoint of a certain spiritual and intellectual idealism. Finally, he will have as opponents those who believe that religious feeling of any kind will be threatened by Spiritual Investigation, that religion—their religion—will be endangered by the existence of a science of the spiritual world. And one could name many other movements which the Spiritual Investigator would find working against him—all fundamentally in the same way as has been described, and to-day more powerfully than ever. Weighty objections, objections which from a certain point of view and to a certain extent are justified. It is of these, therefore, that I wish to speak. And again and again it is the scientific view of the world which presents, especially in our day, the most considerable opposition to the aspiration of Spiritual Science, the view, namely, which seeks to erect a picture in the world on the foundations of those recent advances in science which may rightly be regarded as the greatest triumph of humanity. And again and again we must repeat that it is no easy task to realise that the true Spiritual Investigator does not really dispute anything in the world picture that can be legitimately deduced from the data of modern science, that on the contrary he does in the fullest sense of the word take his stand upon the ground of modern science, in so far as the latter supplies an adequate foundation for a cosmic or world-conception. Let us examine this recent scientific tendency from a particular contemporary point of view. For we can but pick out individual points of view for examination. Here, then, we stand before those men who quite legitimately raise difficulties against Spiritual Science by saying, "Does not modern science show us through the wonderful structure of the human nervous system and the human brain how dependent is that which man experiences mentally upon this structure and upon the action of this nervous system? "And one might easily expect the Spiritual Investigator to deny what the ordinary scientist is bound to maintain from his point of view. But this is just where so much mischief is done by the dilettante Spiritual Investigator, and by those who want to be Spiritual Investigators without being worthy to lay claim to so much as the name of dilettante. For ever and again true Spiritual Science is confused with charlatanism and dilettantism. It is no easy task to believe that just on this very subject of the meaning of the physical structure of the brain and nervous system, the Spiritual Investigator actually stands more firmly on scientific ground than the scientist himself. Let us take an example. I purposely choose one that is not very recent, although with the rapid advance of modern science things alter very quickly and the older discoveries are easily superseded by new ones. I purposely did not choose a very recent example, though it would have been easy enough to do so. I have selected the famous brain specialist and psychiatrist, Meynert,6 because I wish to take as my starting-point what, as a result of his researches on the brain, he had to say about the relation between the brain and the life of the soul. Meynert had a profound knowledge of the brain and of the nervous system, both in their normal and in their pathological conditions. His writings, which towards the end of the nineteenth century, were standard works on the subject, will inspire anyone who reads them with the feeling that it is supremely important to consider not only the pronouncements of purely positive research on the question under discussion, but also those of a man of this quality. The following point, however, must be borne in mind. When people who, for one reason or another, have lightly taken upon themselves a would-be Spiritual Scientific attitude, people who have never looked through a microscope or a telescope, ignoramuses who have never done anything that could give them the remotest conception of—say—the wonderful structure of the human brain—when such people talk about the baseness of materialism, then it is easy enough to understand that the conscientious thoroughness which informs the methods of modern scientific research should prevent its votaries from accepting the objections that have been put to them by those who parade as the champions of Spiritual Science. But when a man like Meynert, however, embarks upon the study of the brain, the first thing he finds is that the brain in its outer frame is a complicated agglomeration of cells (according to him about a milliard in number),7 which combine among themselves in the most intricate ways, which multiply and are distributed to the most various parts of the body, into the organs of sense where they become the nerves of the special senses, into the organs of movement, etc., etc. And to a scientist like Meynert it is revealed how connecting fibres lead from one set of nervous paths to another and he is thus led to the view that the brain takes in that which man experiences as the world of presentations, that which is broken up and bound together again in concepts and images when the external world impinges upon his senses. The brain takes all this in, works upon and transforms it, and according to the nature of the transformation, produces what we call the phenomena of the soul. Yes, say the philosophers, but these phenomena, these visions of the soul, these mental processes are something quite different from the movements of the brain, different from anything that goes on inside the brain. The answer to them is this. That the brain should produce what we call mental processes is for a scientist like Meynert no more wonderful than that, say, a watch should, in accordance with the nature of its internal mechanism, produce signs which tell us the time of day; no more wonderful than that a magnet should, in virtue of its purely physical properties, attract a body outside itself, should, as it were, work with invisible threads. The magnetic field reveals itself as active around the physical object. Why should not the life of the soul be something produced similarly, but in an infinitely more complicated manner, by the brain? The view, in short, is one that cannot be easily dismissed, nor can its claims be rejected without very careful examination. You may laugh at the idea that the brain should, by the mere unrolling of its processes, bring into being some highly complex psychic life. Yet there are plenty of examples in nature of processes where we would not at first glance be disposed to speak of the presence of soul life. Not by taking our stand upon preconceived opinions, but by realising how justified are many of the difficulties which many people feel to be standing in the path of Spiritual Investigation—thus, and thus alone, can we bring order and harmony into the bewildered conceptions of the world. Thus, ladies and gentlemen, there is nothing to disprove the possibility of that which in the ordinary sense of the word we call soul life having been produced by a purely mechanical process, in so far as it takes place in the brain and in the nervous system. The brain and the nervous system may be ordered in so complicated a manner that through the unrolling of their processes, the life of the soul can arise in man. No one, therefore, will reject the materialistic picture of the world given by Natural Science on the ground of considerations such as these, which merely rest upon the observations of nature. Indeed, Spiritual Science is hard put to it to-day to oppose Natural Science, just because the latter has been brought to such a pitch of perfection, and has achieved so legitimate an ideal in its own sphere. For the Spiritual Investigator must be able and willing to recognise to the full where the other side is in the right. That is why, once again, we can never hope to build up a spiritual view of the world by merely stressing those things which run counter to the claims of external observation, even when the latter extends to the sphere of our own human lives. If we want to reach the life of the soul, then we must experience it in ourselves, and our soul life must not flow from outer events. Then we shall not say that the brain cannot produce the processes of the soul, but we must experience these psychic processes ourselves. Now there is one sphere in which everyone has experience of his own soul, independently of brain processes, and that is the sphere of ethics, the sphere of the moral life. It is at once obvious that what shines before a man as a moral impulse cannot occur as the result of the unrolling of any mere brain processes. It must be clearly understood that I am speaking of the moral impulse in so far as the will and the feelings enter into it, in so far as the experience is really ethical. Thus, in the sphere where the soul becomes immediately aware of itself, everyone can assert that the soul has a life of its own, independently of the body and of anything corporeal. But not everyone is able to add to this inner realisation and growth in the moral life the idea that Goethe added to it in the essay which I mentioned yesterday8 on "Anschauende Urteilskraft," and in many other passages. Not everyone can say, like Goethe, from the depth of his own experience: If even in the world of sense man can rise to impulses which act independently of the corporeal, why should not this soul of his be able, in relation to other spiritual activities, to embark boldly upon the "adventure of reason."9 (This was the name given by Kant to anything that went beyond the moral standpoint.) This is where Goethe speaks in opposition to Kant. And it means that we must rise, not only to a spiritual soul life which springs, as do the moral impulses, from the depth of the soul, so that it cannot be ascribed to the life of the brain—no, we must also have other spiritual experiences, which will go to show that the soul perceives spiritually with spiritual organs just as we perceive physically with physical organs. But for this to happen there must be added to the ordinary everyday life, which we go through passively, a life of inner activity and doing. And this it is which escapes so many people to-day, who have become accustomed to the idea that if anything is true, then it must be dictated to them from some quarter or another. For men would rather take their stand upon any external manifestation than upon the firm ground of inner experience. What is experienced within the soul strikes them as something arbitrary, something unsure. Truth, so it seems to them, should be firmly rooted in external reality, in something to whose existence we have not ourselves contributed. Now this way of thinking is easy enough, at any rate in the sphere of scientific research. To add all manner of fantastic material to the testimony of the outer senses and to what experiment and method can make of this testimony, is to burden Natural Science unnecessarily. But we shall see in a moment that the same does not hold of Spiritual Investigation. And even if we admit that the standpoint of Natural Science is justified, we can see how it loses in strength for lack of the habit of inner energising, how enfeebled it shows itself when that activity is demanded of it which is simply indispensable for anyone wishing to make the smallest progress in Spiritual Science. In order to make progress in spiritual knowledge it is not necessary to go in for all sorts of hazy activities, nor to train oneself so as to have what are usually called clairvoyant experiences by means of hallucination, visions, etc. This comes neither at the beginning nor, as I pointed out in the lecture on Soul Health and Spiritual Science,10 does it come at the end of our quest. What is needful, however, in order to reach a deeper understanding of Spiritual Research (mind, I do not say in order to become a legitimate follower of its teaching), what is needful for a legitimate understanding is hard thinking. And hard thinking has suffered considerably from the fact that people have grown accustomed to do no more than observe how phenomena occur as to their form. They place implicit faith in the pronouncements of nature, whether in the outer world of sense, in external observation, or in experiment. They take their stand upon what the experiment says. They do not venture—and they are right so far as this particular field is concerned—they do not venture to establish as a comprehensive general law anything that has not been dictated from outside. But this attitude hinders the inner activity of the soul. Man gets into the way of being passive, of trusting only what is shown to him from outside. And his soul completely loses the faculty for seeking truth by an inner energising, an inner activity. Now, in approaching Spiritual Science, it is above all necessary that one's thinking should be thorough, so thorough that nothing will escape it, and that certain lightly-veiled objections which could be raised should spring up in one's mind. It is necessary, too, that one should anticipate such objections and face up to them oneself, so as to reach a higher standpoint from which, on looking back on these former objections, one shall find the truth. And at this point I would like to direct your attention to an example—one of many hundreds and thousands which could be found in Meynert. I do this, ladies and gentlemen, because I regard Meynert as a first-class scientist. When it comes to refuting criticisms I do not choose protagonists I despise, but critics for whom I have the highest regard. Thus one of the points of interest in Meynert is his account of how the conceptions of time and space arise in man. His view is as follows. Let us suppose (the example is particularly apposite at the moment) that I am listening to a public speaker. I shall get the impression that his words are spoken one after the other, i.e., that they are spoken in Time. And, Meynert asks, how do we get this impression that the words are spoken successively in Time? (Thus, ladies and gentlemen, you can all imagine that Meynert is speaking of you as you are taking in my words in such a way that they appear to you one after the other in Time.) And he answers: Time comes into being through the conception of the brain; it is as the brain receives it that one word can be thought of as coming after another. The words come to us through the sense organs and from these sense organs a further process sends them on to the brain. The brain has certain inner organs with which it works upon the sense impressions, and thus the conception of Time arises within through the activity of certain organs. And it is in this way that all conceptions are created out of the brain. That Meynert does not mean a subordinate activity by this can be seen from a certain remark which he makes in his lecture on the "Mechanics of the Brain Structure,"11 in which he gives his opinion of how the external world is related to man. The ordinary man in the street, says Meynert, assumes that the external world is there exactly as he creates it in his brain. The hypothesis, he continues, which Realism dares to make is that the world which appears to the brain is there before and after any brains existed. But the world as constructed in this way by a brain capable of consciousness gives the lie to the realistic hypothesis. That is to say, the brain builds up the world as man pictures it, as it is presented to him by his senses, as he has created it outwards from within through the processes of his brain. And in this way man creates, not only images, but also Time, Space, and Infinity. Certain mechanisms exist in the brain, says Meynert, which enable him to do this. Unfortunately in lectures of this sort, which must of necessity be short, one cannot enter into every detail of these ideas, which may, therefore, in many respects seem obscure. But we shall see in a moment that it is possible, nevertheless, to pick out the main line of thought in this matter. What seems clear is that as soon as one has taken a step along the path which leads to the view that the brain is the creator of the life of the Soul as it occurs in man, then what Meynert says will seem completely justifiable. It is what that path leads to; we are bound to end there. And the only way of avoiding such a conclusion is to have thought things out so thoroughly that the very simple objections to this view will immediately occur to one. For imagine what would be the consequences if Meynert's exposition were correct. You are all sitting there. You are listening to what I say. Through the structure of your brains what I am saying becomes ordered in Time. It is not merely that your auditory nerve transforms it into an auditory image, but it arranges for you in Time the words that I am speaking. Thus you all have, as it were, a dream picture of what is being said and also, naturally, of him who is standing before you. Behind this dream picture, says Meynert, Naive Realism assumes that there is a human being like yourselves, who is saying all this. But this is not necessarily so, for you have produced this man and his words in your brain, and there may be something quite different behind him. And yet I, too, am ordering my images in Time, so that Time is present not only in you but also in the fact that I am placing one word after another. Now this perfectly simple idea will not occur to anyone who digs himself into a certain line of thought. And yet it is easy to see in the case I have just described that Time has an objective existence, that it lives outside ourselves. But the man who has embarked upon a certain definite line of thought will see neither to right nor to left of him, but will go on and on in this same direction and reach the most extraordinarily subtle and highly remarkable results. But this is not the point. All the most subtle results which this line of thought will yield admit of vigorous proof. Each proof is linked to the other. You will never detect an error if you follow the stream of Meynert's thought. The point, however, is this, that you must have thought things out sufficiently to hit upon the instances that will not fit; the thinking finds out of itself that which will force the stream out of its bed. And it is just this act of making thought mobile and active which, among those in the other camp, interferes with that perfectly legitimate concentration upon the external world which is demanded of them by Natural Science. Thus the problem of Time gives rise here not to a subjective, but to a genuinely objective difficulty. And the same will be found to be the case in all kinds of departments of thought. For more than a hundred years philosophers have been chewing the old saying of Kant's with which he tried to rescue the conception of God from the dilemma in which he found it. If we merely think of a hundred coins,12 they are not a coin less than a hundred real coins. A hundred imagined, possible coins are supposed to be exactly the same as a hundred real coins! Upon this idea that conceptually a hundred possible coins contain everything that a hundred coins contain, upon this idea Kant bases the whole of his refutation of the so-called Ontological proof of the existence of God. Now, if our thinking is mobile, we shall immediately hit upon the objection: a hundred imaginary coins are for one with a mobile mind exactly a hundred coins less than a hundred real ones. Exactly a hundred coins less. The point is not merely to ask for a logical proof of what we are thinking, but to pay attention to how we are thinking. The web of Kant's ideas is, of course, so closely woven that it needs the utmost acumen to point to any logical error it may contain. The point is not only to bear in mind what arises within certain accustomed streams of thought, but to be so well drilled in thought that one remains firmly planted in the objective world. We must stand, not only with our thinking within ourselves, not only inside our own world of thought, but in the objective world outside us, so as to capture on the wing the instances that will refute the idea before us. The mind must be thoroughly trained, must have thought things out thoroughly before the instances will stream towards it. And only in this way will man attain to a certain kinship with the great Thought that animates the objective world. The point is, ladies and gentlemen, that we must think of the soul in its activity. If we want to grasp what the soul is, it is not enough to draw conclusions from the premise that it is impossible to develop the life of the soul from the brain and its processes. No, we must have immediate experience of the life of the soul independently of the life of the brain; then only can we speak of the life of the soul. This inner activity is what people nowadays regard as merely the work of fantasy. But the genuine Seeker knows exactly where fantasy ends and where in the development of his soul something else begins which he does not spin from fantasy but which binds him with the spiritual world, so that he can draw from this spiritual world that which he then coins into words or concepts, ideas or images. Only in this way will the soul attain to some knowledge of itself. I now propose to develop what may seem to be a very paradoxical view. But it is a view which must be expressed, because it can throw so much light upon the essential nature of Spiritual Investigation. You will have noticed that the Spiritual Investigator is and can be in no way inimical to the assumption that the brain can of itself produce certain images, so that what arises as soul life devoid of any inner co-operation can be regarded as merely a product of the brain. And a certain mental habit, due mainly to modern methods of education, causes men and women to behave in the following manner. They are unwilling—for the reasons given above—to seek for anything that they hold to be true by means of inner activity. This they condemn as fantasy or dreaming. And they not only apply this opinion theoretically, but also give it practical effect in that they seek to eliminate what the soul has formed within itself, in that they do their utmost to suppress this element in the attempt they are making to give a picture of the world. Once the soul life has been thus cut off the materialistic world view becomes the ideal sought for. For what happens exactly when man rejects his inner life? Why, much the same as if one were to cut off one's own bodily life from the life of the soul. Just as the watch into which the watchmaker has worked his ideas, once it is finished and left to itself, will produce the same manifestations that were at first introduced into it by the watchmaker's ideas—so the life of the soul can continue in the brain, without the soul being there at all. And the education of to-day forms this habit in people. They grew accustomed not only to deny the soul, but to eliminate it altogether, that is to say, instead of seeking after it with inner activity, they sink back, as on to a pillow, into the purely cerebral life. And the paradox I want to utter is that the materialistic view of the world is literally a brain product, it has actually been automatically produced by the self-moving brain. The external world mirrors itself in the brain, sets it in passive motion, and this gives rise to the world picture of the materialist. The curious thing is, that if and when he has eliminated the life of the soul, the materialist is, on his own ground, perfectly right. Having gone to sleep on the pillow of purely cerebral life, all he can see is this purely cerebral life which has produced the life of the soul; then, in Karl Vogt's13 coarse simile, the brain secretes thought as the liver secretes bile.14 These ideas, which arise in the field of materialism, do not, however, admit of being thought out. The simile is coarse, but they have literally come out of the brain as bile comes out of the liver. Hence the errors to which they give rise. For errors do not come about simply through people saying something false, but when they say something that is true, that holds good within a limited field, namely in the one and only field they will allow, the field of materialism. From this tendency to make no mental effort, this inability to intensify our thinking as was shown in the last lecture,15 this failure to achieve any liveliness in the soul—from this general inclination merely to trust to what the body can do comes the materialistic view of the world. The materialistic conception does not arise from a logical error, it comes from the mental tendency to shun all inner activity and to give oneself up to the dictates of the corporeal. And herein lies the secret of the difficulty of refuting materialism. For a man who refuses to bestir his soul cannot answer the objections that are raised against him except by undertaking this very inner activity; and if he shuts it out from the first and prefers the far more convenient alternative of producing simply what his brain produces, well, it is hardly to be wondered at if he remains firmly stuck in the closed circle of materialism. One thing he will never see, and that is that this brain of his (he may thank Heaven that he has one; he could not for all his materialistic philosophy have provided himself with one!)—that this brain of his has itself been created by the Wisdom of the World and that it can, therefore, go on working like a watch, that it is entirely material and can go on reproducing itself. This Wisdom is a sort of phosphorescence; a phosphorescence that is present in the brain itself brings out what is already placed there spiritually. But the materialist need have nothing to do with all this; he simply gives himself up to that which, from being spiritual, has, as it were, condensed into matter, and which now, like the watch, simply grinds out spiritual products. As you see, ladies and gentlemen, the Spiritual Investigator stands so firmly on the foundations of legitimate Natural Science that he is obliged to assert what to many will seem as paradoxical as what I have just been saying. But this will show you that if we want to pass judgment on Spiritual Science, we must reach down to the central nerve of the matter. And since what can be repeated is so well established, it is easy to see why so very many objections and misunderstandings have arisen. Genuine Spiritual Investigation, that takes itself seriously, is all too easily identified with all the dilettante activities that bear a superficial resemblance to the real thing. I have often been reproached with the fact that the books I have written and the lectures I have delivered on Spiritual Science were not sufficiently on popular lines—as the common phrase goes. Now, I do not write my books nor do I deliver my lectures in order to please people and give them the heart-to-heart talks that they enjoy. I write my books and deliver my lectures in the manner best fitted to present Spiritual Science to the world at large. Spiritual Science existed in the past, as I have often had occasion to point out,16 although it arose from sources that differ from those of the Spiritual Science of to-day, which has inevitably been altered by human progress. In the olden days only those were admitted to the places where Spiritual Science was taught who were considered sufficiently ripe. Such a procedure would be quite meaningless to-day. Nowadays our life is public and it goes without saying that all subjects of investigation must be brought out into the open and that it would be folly to practise any sort of secrecy. The only secrecy which can be admitted is that which is already customary in public life. Namely, that to those who have already begun to study the opportunity be given of hearing more in lectures addressed to smaller audiences. But this is done in Universities; it is what is practised in ordinary life. And it is as unwarrantable to speak of secrecy in this respect as it would be in connection with University lectures. But the books are written and the lectures are delivered in such a way that a certain effort is needed on the part of those to whom they are addressed, and a certain amount of thought is required of them in their approach to Spiritual Science. Otherwise, anyone who shirked the trouble of going into the matter seriously could understand, or rather imagine he understood it, from reading those popular works that are so palatable to him. I am well aware that much of what I say must seem bristling with scientific terms to those who do not want that sort of thing. But this has to be in order that Spiritual Science may take its place in the mental and spiritual culture of the day. And if here and there Spiritual Science is being cultivated by large or small groups of men and women who, having no conception of the advances of modern science, yet claim to speak with a certain authority, it is little wonder if Spiritual Science incurs the contempt and misunderstanding and calumny of men of science. Something special, something significant must, therefore, be felt even in the manner in which the subject is imparted. And it must be felt in the fact that inner activity and doing of the soul is necessary in order to grasp how the essential part of the soul really lives as something which can use the body as an instrument but is not one and the same as the body. If, then, we see things aright, how are we to account for the misunderstandings that have arisen? Well, when the soul begins to grow, when its dormant powers begin to awake, then the first of these powers which has to be developed is Thought, and it must be developed in the way we have often indicated and to-day again repeated. And for this a certain inner force, a certain inner strength is required. The soul must strive within itself. And this inner effort is just what, under the influence of the times, people do not want. Unless it be the artists. But in the realm of art, things have reached the point that people prefer simply to copy nature and have no inkling of the fact that, in order to add anything exceptional and new to nature pure and simple, the soul must be strengthened from within, must work upon itself a little. The power of Thought is, therefore, the first thing that has to be fortified. And then Feeling and Will, as was shown in the lectures of the last week.17 And this process of fortifying is only described by people saying that in Spiritual Science everything happens inwardly. People shrink from this, and from the idea of anything being strengthened inwardly, and they fail to grasp the obvious distinction which is required here between the conception of external nature and that of the spiritual world. Let us try to grasp this distinction more vividly. What exactly is it? With regard to external nature, our organs are already given. Our eyes have been given us. Goethe has said very beautifully, "Were not the eye sunlike, how could we behold the light?"18 Just as it is a fact that you would not hear me when I speak unless you met me half-way by listening in order to understand me so, in Goethe's view, it is a fact that the eye has been created out of the light of the sun by a devious path of hereditary and other complicated processes. And by this is meant, not merely that the eye creates light in Schopenhauer's sense, but that it is itself created by light. This must be firmly borne in mind. And those who are inclined to be materialists may, we suggest, thank God! They no longer need to create their eyes, for these eyes are created from the Spiritual. They already have them, and in taking in the world around them they are using these ready made eyes. They direct these eyes towards the outer impressions and the outer impressions mirror themselves, completely mirror themselves in the sense organs. Let us imagine that man could, with his present degree of consciousness, experience the coming into being of his eyes. Let us imagine him entering nature as a child with only a predisposition for eyes. His eyes would first reveal themselves to him through the action of the sunlight. What would happen in man's growth? What would happen would be that by means of the sun-rays, invisible as yet, the eyes would be called forth out of the organism. And when a man feels "I have eyes," he feels the light inside his eye; when he knows his eyes to be his own, he feels them as part of his own organisation, he feels his eyes living inside the light. And, fundamentally, sense-perception is as follows: Man experiences himself by experiencing light, by experiencing with his eyes what has been developed in sense-perception, where we already have eyes for which possession we, as was said above, may thank God! And so it must also be with Spiritual Science. There, too, the organic must be called forth from the as yet unformed soul. Spiritual hearing, spiritual vision must be called forth, to use Goethe's expressions19 once again: the spiritual eye and the spiritual ear must be called into being from within. Through the development of the soul we actually feel our way into the spiritual world, and as we do this, the new organs will come into being. And with these organs we shall experience the spiritual world in exactly the same way as we experience the physical world of sense with the organs of the physical body. Thus we must first create something analogous to that which man already possesses, for the purpose of sense perception. We must have the strength to begin by creating new organs of perception in order to experience the spiritual world with them. The obstacle to this—and there is no other—is what may be called the inner weakness of man, resulting from modern education. It is weakness that prevents man from so taking hold of his inner life (the expression is clumsy, but it will serve) that it becomes as active as it would if man had to create his own hands in order to touch the table before him. He creates his inner powers in order to touch that which is spiritual; with spirit he touches spirit. Thus it is weakness that holds man back from pressing forward in the pursuit of true Spiritual Investigation. And it is weakness that calls forth the misunderstanding which Spiritual Investigation is faced with, fundamental weakness of soul, the inability to see that we are still caught in the Faustian doom, powerlessness to transform the reality within into organs which will lay hold upon the spiritual world. That is the first point.20 And there is a second point, which will also be understood by those who wish to understand it. Man, in the face of the unknown, always experiences a peculiar feeling, primarily a feeling of fear. People are afraid of the unknown. But their fear is of a peculiar sort: it is a fear that does not become conscious. For what is the source of the materialistic, mechanistic world-view, or, as the more scholarly would have us say, what is the source of the monistic world conception? (Though even under this name it is still materialistic.) It arises from the fact that the soul is afraid of breaking through sense-perception, afraid that if it breaks through the sensuous into the spiritual, it will come into the unknown, into "Nothing," as Mephistopheles says to Faust. But, "In the Nothing," answers Faust, "I hope to find the All."21 It is fear of that which can only be guessed at as Nothing. But it is a masked fear. For we must become familiar with the fact that there is a luxuriant growth of hidden or unconscious processes in the depths of the soul. It is remarkable how people deceive themselves over this. A frequent example of such self-deception is that of people who, while animated by the grossest selfishness, refuse to admit it and invent all sorts of subterfuges to show how selfless, how loving they are in what they do. Thus do they put on a mask to cover their selfishness. This is very frequently the case with societies that are formed with the object of exercising love in the right way. One often has occasion to make a study of this masking of selfishness. I knew a man who was always explaining that what he did, he did against his own aims and inclination; he did it only because he deemed it necessary for the welfare of humanity. Again and again I had to say, "Don't deceive yourself! Pursue your activities from selfish motives and because you like doing it." It is far better to face the truth. One stands on a foundation of truth if one simply owns to oneself that one likes the things one wishes to undertake and if one ceases to hold a mask before one's face. It is fear which leads nowadays to the rejection of Spiritual Knowledge. But people will not own to this fear. It is in their souls, but they will not let it come into their consciousness, and they invent proofs and arguments against Spiritual Knowledge. They try to prove, for instance, that to leave the firm ground of sense-perception is inevitably to indulge in fantasy, etc. They invent the most complicated proofs. They invent whole philosophical systems which may be logically incontestable but which for anyone who has any insight in such matters go to show no more than that every one of these inventions misses the mark when it comes to Reality—and this, whether it calls itself Transcendental Realism, Empirical Realism, more or less Speculative Realism, Metaphysical Realism, or any other kind of "ism." People invent these "isms," and a lot of hard thinking goes to their making. But at bottom they are nothing but the soul's fear of embarking upon that which I have often characterised as "Feeling the Unknown in its Concreteness." These, then, are the two chief reasons for the misunderstandings which arise in relation to Spiritual Knowledge—weakness of soul and fear of what is presumed to be the unknown. And whoever possesses some knowledge of the human soul can analyse the modern world conceptions in the following way: on the one hand, they arise from men's inability so to strengthen their thought that all the relevant examples will at once occur to them; on the other hand, there is the fear of the unknown. And it often happens that because people are afraid of venturing into the so-called Unknown, they prefer to leave it as such. We grant, they will say, that behind the world of sense there is another, spiritual world. But man cannot enter into it. We can prove this, prove it up to the hilt. And most of them, when they wish to adduce these proofs, begin by saying, "Kant said," on the assumption, of course, that the person whom they are addressing understands nothing about Kant. Thus people invent proofs to show that the human spirit cannot enter into the world that lies beyond what is given in sensation. But these are simply subterfuges—clever though they be, they are attempts to escape from fear. It is assumed that something exists behind the world of sensation. But they call it the Unknown and prefer to lay down a form of Agnosticism of the Spencerian,22 or any other type, rather than find the courage really to lead the soul into the spiritual world. A curious philosophy has arisen of late—the so-called "World-Conception of the As-If." It has found root in Germany. Hans Vaihinger23 has written a large volume on the subject. According to the "World-Conception of the As-If," we cannot speak as though conceptions like "the unity of consciousness" actually corresponded to anything real, but must regard the appearances of the world "as if" there existed something which could be thought of as one undivided soul. Or again, the As-If philosophers cannot deny the fact that none of them has ever seen an atom or that an atom must be conceived precisely as something which cannot be seen. For even light itself is supposed to arise from the vibrations of atoms, and atoms would, therefore, have to be seen without light, since light first happens through the vibration of atoms! Thus the As-If philosophers do at least go the length of accepting atoms as real only in an intellectual sense (not to speak of the fantastic nonsense about atoms that dances about in some quarters). What they say, however, is this: It makes the world of sense easier to understand if we think of it "as if" there were atoms in it.24 Now whoever, ladies and gentlemen, has an active inner life, will notice that it is one thing actively to live and move as an individual soul within a realm of spiritual reality, and another quite different thing to apply outwardly and realistically the idea that human activities can be made to appear "as if" they belonged to an individual soul. At any rate, if we take our stand on the firm ground of practical experience, we shall not find it easy to apply the Philosophy as As-If. To take an example. Fritz Mauthner25 is to-day a highly esteemed philosopher, regarded by many as a great authority because he has out-Kantianised Kant. Whereas Kant still regards concepts as something with which we grasp reality, Mauthner sees in language alone that wherein our conception of the world actually resides. And thus he has been fortunate enough to complete his "Kritik der Sprache," (Critique of Language) to write a fat Philosophisches Wörterbuch26 (Dictionary of Philosophy) from this point of view, and, above all, to collect a following who look upon him as the great man. Now, I do not wish to deal with Fritz Mauthner to-day. All I want to say is that it would be a hard task to apply the As-If philosophy to this gentleman. One might say: Let us leave it an open matter whether the gentleman has or has not intelligence and genius. But let us examine his claim to be intelligent "as if" he had intelligence. And if we set about the task honestly we shall find, ladies and gentlemen, that it cannot be done. The "As-If" cannot be applied where the facts are not there. In a word, we must, as I have said before, reach the mainspring of Spiritual knowledge, and we must know what this teaching can regard as legitimate in the field in which misunderstandings can arise. For, while these misunderstandings really are misunderstandings, it is equally true that they are justified if the Spiritual Investigator is not fully capable of sharing the thought of the man of science. The Spiritual Investigator must be in a position to think along the same lines as the man of science, he must even be able to test him from time to time, especially if the man of science is one of those who are always insisting upon the necessity of standing firmly rooted in the data of empirical fact. At any rate, if one submits to a purely external test a philosophy that seems to be entirely positivistic and that rejects everything spiritual, the results are very remarkable. As you know, I in no wise underrate Ernst Haeckel.27 I fully recognise his merits. But when he begins to talk about World-Conception, he shows precisely that weakness of soul which renders it impossible for him to follow any current of thought except that upon which he has already embarked. We are here up against that extremely significant fact which is so baffling when one meets it in serious contemporary works. I mean the widespread superficiality of men's thought and the downright lie in their life. We find, for example, that one of the great men to whom Ernst Haeckel refers as one of his authorities is Carl Ernst von Baer.28 The name is always introduced as decisive in support of the purely materialistic World-Conception which Haeckel drew from his own researches. Now, how many people will take the trouble to acquire a real insight into what actually goes on in scientific thought and activity? How many people will pause and reflect when they read in Haeckel that Carl Ernst von Baer is one from whom Haeckel has deduced his own views? So, naturally, people think that Carl Ernst von Baer must have said something which led to Haeckel's views. And now, let me read you a passage from one of von Baer's works. "The terrestrial body is simply the breeding ground on which the spiritual part of man vegetates and grows, and the history of nature is nothing but the history of the continued victory of spirit over matter. This is the basic idea of creation, in virtue of which or rather for the attainment of which, individuals and species are allowed to vanish and the present (future) is built up upon the scaffolding of an immeasurable past."29 The man whom Haeckel is always quoting in support of his theories has a wonderfully spiritual conception of the world! The development of scientific thought should be carefully watched. If those whose business it is to trace this development only kept their eyes open, we should not have such a struggle to wage against that superficiality of thought that produces the innumerable prejudices and errors which as misunderstandings constitute an obstacle to such aspirations as those embodied in Spiritual Knowledge. Or again, ladies and gentlemen, let us take an honoured figure in the arguments about World-Conception in the nineteenth century, David Friedrich Strauss.30 An honourable man—so are they all, all honourable men! Having started from slightly different views he finally takes his stand quite firmly on the opinion that the soul is merely a product of matter. Man has arisen completely out of what modern materialism calls nature. When we speak of the will, there is no real willing present. All that happens is that the brain molecules spin round in some way or other and will arises as a sort of vapour. "In man," says Strauss, "nature has not only willed upwards, she has willed beyond herself."31 Thus, nature wills. We seem to have reached the point where the materialist, in order to be one, no longer takes his own words seriously. Man is denied will because he must be like nature, and then it is said that "Nature has willed." One can, of course, dismiss such things as unimportant, but any earnest seeker after a true World-Conception will see that herein lies the source of innumerable mistakes and errors with which public opinion becomes, as it were, inoculated. And from this inoculation arise the many ways in which true Spiritual Science and Spiritual Investigation are misunderstood. From another quarter we have those objections which are raised by the followers of this or that religious denomination, from those who think that their religion will be imperilled by the advent of a Spiritual Science. I must point out here once again, that it was people of exactly the same mentality who opposed Galileo and Copernicus on the ground that religion would be in danger if one had to believe that the Earth went round the Sun. And to such people there is always the retort: How timorous you are within the limits of your religion! How little you have grasped your own religion if you are so quickly convinced that it must be endangered by any fresh discovery! And, in this connection, I wish once again to mention the name of Laurenz Müllner,32 a good theologian, and one who, as he pointed out on his death-bed, remained to the end a faithful member of his church. When, in the 'nineties of last century, this theologian, whom I knew as a friend, was appointed Rector of the Vienna University, he said, in the inaugural address on Galileo33 which he held on this occasion: There were once men and women (within a certain religious body they continued to exist until the year 1822, when permission was granted to believe in the Copernican Cosmology)34—there were once men and women who believed that the religions could be imperilled by such views as those of Galileo or Copernicus. But nowadays—thus spoke this theologian, and priest, who remained within his church till the day of his death—nowadays, we must have reached the point where we find that religion is strengthened and intensified by the fact that men have looked into the glory of the divine handiwork, and learnt to know it better and better.35 These were deeply religious, these were Christian words indeed. And yet men will always rise up and say: This Spiritual Science says this or that about Christ, and it ought not to say it. We have our own conception of what Christ was like. Now, we would like to say to these people: We grant you everything that you hold about Christ, exactly as you put it; only we see in Him something more. We accept Him not only as a Being, as you do, but also as a cosmic Being, giving sense and meaning to the place of the Earth in the universe. But we must not say this. We must not go a step beyond what certain people regard as true. Spiritual Science gives knowledge. And knowledge of truth will never serve as the foundation for the creation of religion, although there will always be fools who say that Spiritual Science has come to found a new religion. Religions are founded in quite a different manner. Christianity was founded by its Founder, by the fact that Christ Jesus lived on earth. And Spiritual Science can no more found anything which is already there, than it can found the Thirty Years War through knowing facts about it. For religions are founded on facts, on events which have taken place. All that Spiritual Science can claim to do is to understand these facts differently—or rather not so much in a different, as in a higher sense—than can be done without its help. And just as in the case of the Thirty Years War, however lofty the standpoint from which we understand it, we do not found something by tracing it back to the Thirty Years War which was first merely known to us as a fact—so, in the same way, no religion is ever founded through that which is at first known to Spiritual Science as a fact. Here again it is a question of that superficiality which limits itself to sentiment and prevents the mind from really going into the matter in hand. If one really goes into the question of Spiritual Science, one will see that while the materialistic philosophy may very easily lead people away from religious feeling, Spiritual Science establishes in them the foundations of a deeper religious experience, because it lays bare the deeper roots of the soul, and thus leads men in a deeper way to the experience of that which outwardly and historically has manifested itself as religion. But Spiritual Science will not found a new religion. It knows too well that Christianity once gave meaning to the world. It seeks only to give to this Christianity a deeper meaning than can be given it by those who do not stand on the ground of Spiritual Science. Materialism, of course, has led to such discoveries as those, for example, of David Friedrich Strauss, who looked upon the belief in the Resurrection as insane. This belief in the Resurrection, he says, had to be assumed. For Christ Jesus had said many true and noble things. But the speaking of truths makes no particular impression on people. It needs the trimming of a great miracle such as the miracle of the Resurrection.36 There you have what materialism has to bring forward. But this will not be brought forward by Spiritual Science! Spiritual Science will endeavour to unearth and bring to light what is living in the mystery of the Resurrection so as to understand it, and place it in the right way before humanity, which has advanced with the years, and can no longer accept it in the old way. But this is not the place for religious propaganda. All I want to do is to bring to your notice the meaning of Spiritual Science and the misunderstandings which it has to meet—misunderstandings which come from those who presumably lead a religious life. At present (1916) men have not yet reached the stage when materialism can have an evil social result on a large scale. But this could very soon happen if men and women do not once again, through the help of Spiritual Science, find their way back to the fundamental spontaneity of the soul's inner life. And also the social life of humanity may find through Spiritual Science something which will, on a higher scale, bring about its own rebirth. We can only speak of these things in a general way. Time does not allow us to describe them in more detail. I have done my best to characterise some of the misunderstandings which are found again and again, whenever Spiritual Science is being judged. I do not really wish to discuss the results of the perfectly natural superficiality of our time—at any rate not in the sense of refuting anything. In many cases it is worth considering, as supplying material for amusement—even for laughter.37 ...As I have said, one cannot discuss this type of superficiality, widespread and, in a sense, influential though it be, for printer's ink on white paper still has so potent a form of magic. But what must be discussed are the cases where the objections raised, even if they are unimportant in themselves, insinuate themselves nevertheless into the public mind. And the misunderstandings which arise from this mental inoculation are what must be combated step by step by those who take anything like Spiritual Science at all seriously. We are always meeting with objections that do not arise from any sort of activity of the soul, but which have been, as it were, injected into the minds of those who make them by the prevailing superficiality of the times. But he who is right inside Spiritual Science knows full well that, as I have so often explained, the same thing must and will happen to this teaching as has happened to any new element that is incorporated into the development of humanity. This reception was up to a point accorded to the philosophy of modern Natural Science, until the latter grew powerful, and could exercise its influence by means of external power-factors, and no longer needed to work through its own strength. And then the time comes when people, without any activity on the part of their own souls, can build philosophies upon these power-factors. Is there, ladies and gentlemen, much difference between these two views? Those who nowadays found elaborate Monistic systems regard themselves as very lofty thinkers, infinitely superior to those whose philosophy, coloured perhaps by theological and religious considerations, they consider to be narrowly dogmatic and hidebound by authority. But in the eyes of one who knows something of how misunderstandings arise, it matters little in the soul's achievement whether men swear by a Church Father such as Gregory, Tertullian, Irenus or Augustine and accept him as authority, or whether they look upon Darwin, Haeckel and Helmholtz as authorities, and in so far as these are really their Church Fathers, give them their allegiance. The point is not whether we have given our allegiance to one or the other of these two, but how far we have got in working out a philosophy of our own. And what was true of a mere abstract idealism is true in a higher, a far higher sense, of Spiritual Science. To begin with, it is misunderstood and mistaken on all sides, and then, later, the very thing that at first appeared to be moonshine and fantasy is taken for granted. This is what happened to Copernicus, it is what happened to Kepler, it is what happens to everything that has to be incorporated into the spiritual development of humanity. First it is regarded as nonsense, then it is taken for granted. And this, too, is what is happening to Spiritual Science. But this Spiritual Science, as has been shown in previous addresses and re-stated in the present lecture, has a very important message. It points to that living reality which brings man to the fullness of his powers, not by offering itself to his passive contemplation, not by revealing itself to him from outside, but by requiring of him that he should seize hold of it alive so that through co-operation alone he may come to a knowledge of his own existence. He must overcome that weakness which makes him regard as fantasy everything whose existence cannot be felt by a mere passive surrender, but demands an inwardly active co-operation with the World-All. Only when man's knowledge is active will it tell him what he is and where he is going, what he is and what is his destiny. The spirit has strength enough of its own to fight its way through all the misunderstandings of the day, justifiable as they are in a certain sense, and it will fight its way through, especially in so far as these misunderstandings arise from the superficiality of the times. Very beautiful, in this connection, is Goethe's saying, uttered, on his own admission, in unison with the ancient sage:38
The Spiritual-divine that lives, moves and has its being throughout the world is that from which we originate, that from which we have sprung. Even the material element in us is born of the spiritual. And it is because it is already born and no longer needs to be proved or brought forth that man, if he is a materialist, believes in it alone. The spiritual must be grasped in living activity. The Spiritual divine must first weave itself into man, the spiritual sun must first create its own organs in him. Thus, altering Goethe's words, we may say: If the inner eye does not become spiritually sun-like, it will never look upon the light which is the very essence of man. To conclude these reflections. If the human soul cannot unite itself with that from which it has sprung from all eternity, with the Spiritual-divine whose being is one with its own, then it will never be able to rise as a gleam into the Spiritual; its spiritual eye will never come into being. The soul will then never be enraptured by the Divine, in the spiritual sense of the word, and human knowledge will find the world empty and desolate. For we can only find in the world that for which we have created organs of reception in ourselves. Were the outer physical eye not sun-like, how could we look upon the light? And if the inner eye does not become spiritually sun-like, we shall never look upon the spiritual light of quintessential humanity. If man's own inner activity does not itself become really spiritual-divine, then never can there pulsate through the soul of man that which alone brings him for the first time to true manhood, to the fullness of his human stature, to be a true man and to that which fills and animates the world, working and weaving through the All until in him it reaches human—if not divine—consciousness, the future Spirit of the World.
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67. The Eternal human Soul: Nature and Her Riddles in the Light of Spiritual Science
07 Mar 1918, Berlin Rudolf Steiner |
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The researcher Loeb took the substance of lower organisms, of hydroids, and cut out cubes of their substance arbitrarily. What happened? Upwards “feelers” grew in the head; downwards “feet” grew in such a way as the hydroids have them. No matter which form one cut out: upwards head and feelers grew, downwards feet. Now Loeb turned the substance, so that the feet were on top. |
There you have the quite undifferentiated; there you have that materially developed in the lower animal, in this case with the hydroids, what the spiritual researcher discovers on a higher level of existence for the human-mental in the body of formative forces. It is similar with another genus. One cuts with the razor at a certain place into the lower animal being; then there forms even a mouth with tentacles. |
67. The Eternal human Soul: Nature and Her Riddles in the Light of Spiritual Science
07 Mar 1918, Berlin Rudolf Steiner |
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The American science writer Carl Snyder (1869-1946) who has written a book (New Conceptions in Science, 1903) about the present scientific worldview speaks in almost mocking way about a talk, which Alfred Russell Wallace (1823-1913) held once. Wallace stated, although he was a naturalist, that after his view the human immortal soul has not only that significance which one can observe here in the life between birth and death, but that it extends with its hidden supersensible effect about the whole universe. Of course, a man like Carl Snyder can express himself from his more materialistic thinking about such a quotation only almost mockingly. Now one has to point out if one wants to envisage the cultural-historically interesting of this fact that Wallace got to those epoch-making ideas of evolution, even somewhat before Darwin, which Darwin popularised then. However, Wallace belongs to those who finally worked their way up to a view that just appears in such a quotation. Indeed, Wallace tried to get a confirmation of his conviction by the experimental method of spiritism. You may say that this pursuit to find a confirmation of a truth that refers to the spiritual world with such experimental art is a fallacy, because in this case one has to ask: could the outer experimental method, the spiritistic one, offer anything to Wallace for his conviction of the everlasting, universal significance of the human soul?—Today I would like to note about this question only so much: someone who has a spiritual insight of a physical process, and knows which results an experiment can deliver, is clear in his mind that such an outer experiment—even if various things may happen which remind you of spiritual manifestations—cannot deliver more about the everlasting significance of a being than any other magnetic, electric or other experiment. What appears in the sensory world can only give some indication of the sensory world. With this attempt, Wallace was indeed in error. However, his conviction could not be generated or confirmed with such an outer observation. Someone who knows the human soul knows that such a conviction must rise from below from the depths of the human soul that the process that leads it to such a conviction must be spiritual and has nothing to do with outer experiments. That is why one has also to suppose that Wallace, although he stood firmly on scientific ground, pronounced a knowledge emerging from the unconscious, from the depths of his soul, which referred to this everlasting significance of the human soul. Here I would like to remark the following only: somebody who tries to bring the will into his imagining so that it really proceeds under the influence of his will discovers something spiritual in the imagining. You have to say, the right method of meditation leads to the spirit in the usual imagining which is, otherwise, only a soul activity, as well as the naturalist finds in the sensation of hunger that expressed what forms the basis of hunger in the body as chemical or physical processes. Meditating means to let rest a very clear mental picture in the soul in which nothing subconscious, no memory is involved, so that you develop the power of imagining, of thinking as the contents of the mental picture. If you remain in such an activity over and over again, and feel the soul as it were in this activity of meditation, then something objective reveals itself gradually which does not depend on the own will. The own will can withdraw as it were from the activity of imagining, and you have lifted this activity as far into the consciousness as it is not lifted otherwise. You have thereby to begin the way to the spirit. You thereby get around to discovering that the spirit is involved in the imagining, while you tear the imagining away from the bodily more and more. This is only one of the ways at first, which the spiritual researcher has to go; others are similar to it. The point is that the activity of the human soul becomes so strong that it really tears itself away from the bodily. If you practise the appropriate exercises, you become gradually able to say what is the spiritually active, actually, in the human soul. You do the important, internally stupefying discovery that you get with your thinking to a point where you notice: now I cannot come through with my habitual way of thinking. It is with the thinking just in such a way, as if you see a weight lying there and think wrongly at first that you can lift it, and notice after that hands and arms are too weak to lift it. Here in the outer life it is obvious that the physical organs are too weak. The spiritual researcher can meet something quite similar, transferred into the spiritual-mental, if he has brought the thinking by meditating to the point that it is spirit-filled. Then he feels that he cannot advance, he feels that the brain is not ready to grasp a spirit-filled thought that he wants to grasp now. You must have experienced once how the brain or the body resists to properly appreciate the dependence of the usual consciousness on this body on one side, and to find out once on the other side that the body can be too weak to maintain a thought which is grasped in spirit. If you do such an experience that the body can be too weak, that the thought can be too strong, you know that there is something immediately experienceable spiritual that is independent of the body. Indeed, you get gradually to the immediate view of a spiritual world because you are with your soul activity beyond the physical body. You learn to recognise what it means to be fulfilled with the spirit in such a way as you are fulfilled, otherwise, in the usual imagining with bodily activity. You learn distinguish the soul life that is supported on the body and the soul life that is supported on the spirit. Then you can realise how the human being can become addicted to materialism by scientific views. Since one has to say this: on the way to the spirit the spiritual researcher can absolutely stop at materialism because he experiences that he is dependent with the usual consciousness on the body. If he is not able then to get to the real beholding of a supersensible consciousness being, then just the way to the spiritual puts him at the risk to become addicted to materialism. Someone who has never experienced this tremendous temptation to become addicted to materialism also does not stand with full energy in the spiritual world. Since you have to know on one side that this consciousness which accompanies us between birth and death is a soul activity, indeed, in its original force that it requires, however, the outer physical body in any smallest part of its activity, and that one can be detached from this connection with the physical body only for the purpose of spiritual research. Then there you discover that in this human being who lives between birth and death really a higher, spiritual-mental human being lives who goes through births and deaths. You get to know this spiritual-mental human being how he lives in an objective web of thoughts if he himself develops consciousness. Certain mental pictures that natural sciences can approach only hypothetically gain a real significance. Certain riddles of nature approach the human soul in a new form. I will point here at first only to one riddle in nature that has prepared so much brainwork for the naturalists because they approach it only from the outside. I mean the ether that the naturalists search as a subtler element of physical existence. It is strange how just in such areas the naturalists to be taken seriously come close to spiritual science from the other side. For you could hear from a very significant physicist recently: if one wants to ascribe qualities to the ether, these may be, in any case, no material ones. Today a physicist already says this; that means he moves the ether into that world in which non-material existence is to be found. However, to the physicist like to the naturalist generally this ether must remain a hypothesis. He can conclude it from the other physical processes. However, if the human being as spiritual researcher treats his soul as I have indicated it, he gets around to perceiving the being of the ether in himself at first and to noticing that an etheric body, a supersensible body forms the basis of his physical body. To this supersensible body that is immediately related which arises by true introspection. The mental experience is substantially an interaction of that human being with the ether who pulls himself out of the body and who can live in the sea of thoughts. Only via the etheric, while the etheric works again on the physical body, the soul works on the physical body, too. On one side, you discover this way that this etheric body that I have also called the body of formative forces in the magazine Das Reich forms the basis of the physical body and is an essential element of the higher human being. On the other side: while you have strengthened your soul capacity that you can clearly perceive this etheric body, you get to know the subtle figure of the human being in the etheric and find out also that the human soul is richer than that what he experiences in his everyday self-consciousness. This everyday consciousness is bound to the body; hence, it shows only a part of the general spirituality. In this general spirituality, you submerge like in a sea of thoughts, and thus you experience what forms the spiritual basis of the human body at first. However, because you have left this human body, you also get to know the spiritual bases of the physical-sensory surroundings. If you have advanced to this knowledge, something like an empirical fact appears that you cannot find any right sense in the search of the concealed beings of nature that you have to search another sense of this research. If you consider scientific research, you always find out, actually, that you do research in such a way, as if you had spread out that like a net before yourself which the observation of nature delivers, and then want to find something behind this net that is the essential basis of the externally observed, may it be in philosophical sense the “thing in itself” or the world of atoms. One always requires if one exceeds the only sensory facts that one can penetrate as it were this web of sensory facts. To the spiritual researcher who has got to know the spirit by immediate beholding seems such an aspiration to find a thing in itself or a world of atoms behind the sensory observation in such a way, as if anybody looks into a mirror, sees his picture and that of the surrounding objects in it and then breaks through the mirror to find out where from this picture comes. He will convince himself that behind the mirror nothing is that causes anyhow what he sees in the mirror. If you get to know the spirit really, you discover that you get to nothing by the penetration behind the sensory world. If you want to search the cause of that which appears there in the mirror, you have to look before the mirror, you have to search it in the living together with the world. You have to penetrate vividly into the world with which you live together before the mirror. It is with the riddles of the nature this way. If you get to know in the described way in what way you stand in the spiritual world, you know: what you recognise as the spirit in which you live is also the cause of the natural phenomena. Only the outer human organisation is responsible that we see these natural phenomena like a reflection spread round ourselves. Thus, the spiritual research gets around to speaking about the spirit if it generally wants to speak about something essential behind the natural phenomena that it gets to know as that into which the soul enters if it frees itself from the body and gets to know its own everlasting nature in the spiritual world. It is of big significance not to be held by scientific prejudices from looking at the relation that arises to the observer of the spirit. It is that what arises in such a way only brought up from the soul, while the soul submerges in the spiritual world. What can be brought up from the soul itself can be also rejected if this soul has prejudices. What should become a soul property can be taken away from the soul, while prejudices cloud the free view of the spiritual environment. The fact that somebody gets around to admitting such a thing depends on whether he does not develop opposite scientific prejudices in his soul. He who thinks in such a way that our physical-sensory world is the producer of the usual consciousness—that is true and spiritual research also confirms it—, and who possibly leads back this physical-sensory world in Kant-Laplace way to a mere primeval nebula, for him this speculative scientific worldview can become such a suggestion that it takes away the possibility from him completely to progress to the spirit. Maybe just because the scientific worldview has worked in the course of the last centuries so suggestively on humanity, humanity is less inclined to want any spiritual view. Indeed, from that what I have shown you see that you can advance to the being of nature only if you advance to the spirit. Since you find it then also as the essential in nature. However, you find not only generally that the spirit forms the basis of the natural phenomena, but you find this also in detail. That is why spiritual research cannot be represented in a readily comprehensible worldview, but it is to be represented gradually and slowly like any other science. If you learn to look at this etheric part of the human being that is integrated in the physical-sensory body, then this etheric human being is of quite different nature. Indeed, it is supersensible, it is similar to the mental, it is between the material and the mental, but it is not as differentiated as the physical body is. The physical body has the senses separated out of itself. The etheric body is not divided in this way, but while it faces the etheric world, it forms, stimulated by that which it faces, in such a way that the spiritual eyes, the spiritual ears are generated only if anything should be perceived in the spiritual world. Thus, one discovers another inner agility of this body of formative forces. One discovers above all that the body of formative forces is not dependent on the immediate physical surroundings. One finds out gradually that this etheric body is dependent from the whole universe, so that for it the vertical or horizontal directions mean something. It means something for it whether it is within the light mass that goes out from the sun or under the influence of the earth mass if it is in darkness, and so on. One notices that this etheric body is on a level where it is even more dependent on the whole universe, while the physical human body has this developmental state already behind itself and is now immediately dependent from the earth. It is a more ideal dependence on a more enclosing whole which this body of formative forces has than that of the physical-sensory body. Thus, one discovers the strange truth that the inner human being is a supersensible, spiritual being that creates its image here in the physical body that, however, this supersensible is on a higher level in certain respect than the physical-sensory, is still on a former developmental level. It arises immediately that the human being as a spiritual researcher says to himself, in you something lives that outranks, indeed, the whole outer nature because it is just spiritual-mental. However, as something spiritual-mental it is more imperfect than the outer physical, as something spiritual-mental it will be differentiated only in a later developmental state as the sensory-physical of the human being already is. Hence, if you want to find the spiritual-mental in an image in the physical life, you have to search it in the world of the lower organisms. The lower forms of the organisms appear in such a way that you say to yourself, they develop that materially what the human being develops mental-spiritually on a higher level. You see, the things are not as simple as the scientific view regards them. This inner agility and firmness of the formative forces of the etheric body by which it follows the vertical or the horizontal directions and directs his organs, or follows the light, or the gravity, and directs his organs correspondingly, this inner characteristic of the etheric body has to do nothing with the speculation about the outer physical existence. Now one would have to state, after one has convinced himself that this supersensible body has the qualities which I have just described, that just with the lower living beings something similarly undifferentiated would have to be found. It would have to turn out that they are mental-spiritually lower, indeed, than the mental-spiritual of the human being, that they are similar, however, in their physical configuration not to the physical body of the human being, but to his etheric body. Now it is strange that the further natural sciences progress with their quite different methods, they can give the best evidence of that which spiritual science has to require. That is the course that spiritual science says first that one has to find the material image of that in nature which is discovered in the supersensible world. Now you can just find a tip to very interesting scientific investigations in such a research context as it corresponds to the more materialist disposition of a man like Snyder, as Jacques Loeb (1859-1924, American physiologist) did, for example, who played a big role in all kinds of monistic unions in Europe once. There you find a quite strange experiment cited—I do not talk of whether it is humane or inhuman whether it is moral or immoral to carry out such experiments; this comes less into question for “science.” The researcher Loeb took the substance of lower organisms, of hydroids, and cut out cubes of their substance arbitrarily. What happened? Upwards “feelers” grew in the head; downwards “feet” grew in such a way as the hydroids have them. No matter which form one cut out: upwards head and feelers grew, downwards feet. Now Loeb turned the substance, so that the feet were on top. There grew out a new head and feelers and downwards feet. There you have the quite undifferentiated; there you have that materially developed in the lower animal, in this case with the hydroids, what the spiritual researcher discovers on a higher level of existence for the human-mental in the body of formative forces. It is similar with another genus. One cuts with the razor at a certain place into the lower animal being; then there forms even a mouth with tentacles. There you still have the undifferentiated substance as an image of that what lives spiritual-mentally in the human being on a higher level. There you find the connection between that which was discovered in the spirit whose participant the human being is on a higher, supersensible level, and that which expresses itself on a lower level in the matter. You see that the lower organic world is based on the fact that it retains that in the matter what the human being develops spiritual-mentally on a higher level because his higher developed organism can serve him as basis. You realise just there how spiritual science acts towards that what comes from natural sciences from the other side so that the spiritual and the natural meet in the middle. While you penetrate into such things, you get to know thoroughly that the usual consciousness does not hinder you from appreciating the everlasting, the immortal human soul. Since you get to know the possibility that the human being lives not only in this form of consciousness but also in other forms of consciousness. If one does not know other forms of consciousness, one can also not attain any idea of the constitution of the human being when he passes the gate of death. However, if you learn to recognise by spiritual research that the usual consciousness is only one of various forms of consciousness, you also learn to recognise that already the sleep is another form of consciousness. Then you open the way for yourself to penetrate into the spiritual-mental, while you take account of the eligible requirements of material research. Then you say to yourself, the further natural sciences advance, the more riddles they reveal, the more they urge to acknowledge the spirit and its science. They will acknowledge more and more that the usual consciousness needs something material of a lower level as basis, and that spirit and soul of the human being penetrate this lower element in supersensible way. Someone who does not figure this relation of spirit and nature out will be horrified about the unsubtle materialism if today a naturalist, namely with a certain right, says the following: what is, actually, the human cerebral mass? It is an organic matter, and the stimulation which appears in the usual consciousness with the help of this organic nervous substance is real nothing but a tendency of this organic matter to coagulate; and this coagulation of a phosphorous, fat-like substance which appears in our cerebral nervous system if we think, imagine, or perceive, can be compared with that which proceeds if, for example, a jelly prepared by the housewife becomes concrete by cooling. There the naturalist gets gradually around to thinking rather vividly materially, to saying rather clearly to himself—and the scientific view heads to this rightly: while in the soul the most different processes happen, the natural basis of which is the tendency of the nervous mass to coagulate. The spiritual researcher does not need to oppose this scientific approach what would be dilettantish because the legitimate scientific method must lead to such knowledge. However, while one recognises which simple material processes happen, while the spiritual-mental is active, one just thereby explains the independence of this spiritual-mental. You gradually find out for yourself not to think about the manifestations of nature as today, unfortunately, most people still think that they explain the essentiality of nature with some material bases, but one will recognise that the essential of nature is to be searched in the spiritual. While one figures this relation of the spiritual to the natural out, one recognises that the spiritual is active in nature everywhere, and that one has to look as it were at the physical facts like at the characters of a writing. If one describes them as characters, one does something right, but does not have something complete. You have to be able to read that what is expressed by the characters which are joined to words; you have to learn to read in nature, so that you understand the facts of nature gradually in such a way that you say to yourself: what the naturalists recognise leads rather to questions than to answers. The answers can be given only if one figures the spiritual bases out. Today one expects just if a natural philosopher writes about things and processes of nature that he gives answers. You will be right if you say to yourself, what one observes in nature induces the human being to put questions; the answers must come from that what can be grasped only spiritually. Thus, we could point to the most common processes that the spiritual must give the human being the instinct to treat the physical facts in the right way as questions. An everyday fact is the succession of sleeping and waking. Very interesting scientific theories on the nature of sleep exist by Johann Crüger (biographical data not available, Outline of Psychology, 1887), Ludwig Strümpell (1812-1899, philosopher, psychologist, On the Nature and Origin of Dreams, 1877), Preyer (William Thierry P., 1841-1897, physiologist, On the Causes of Sleep, 1877) and many others whom I would like to ignore now. All these investigations are very interesting, but they suffer above all from the fact that one does not know how to consider the basic facts that one can find only spiritual-scientifically that the alternating states of waking and sleeping really belong to the human life as the pendulum deflection. If you recognise that the human being is a natural being and spiritual being, you also recognise that he swings back and forth with his real self between the physical existence and the spiritual existence. In his awake life, he uses the physical body for the performances that he carries out with the usual consciousness. His physical body is more perfect because it has a longer development behind itself than his spiritual-mental being has which is on a higher level, but is more imperfect. Then he sleeps over with his spiritual-mental in another state of consciousness in which he is not yet able to perceive between birth and death in which he will only perceive when he has crossed the gate of death because he is different connected with the spiritual world without his physical body. This swinging back and forth is a fact that you have to regard as an inner necessity of life. Also in this respect, quite interesting scientific investigations are available. If you are able to go, for example, into some interesting explanations of memory and feelings which the Hungarian researcher Palágyi (Menihért P., 1859-1924, philosopher, physicist) did in his Lectures on Natural Philosophy: On the Basic Problems of Consciousness and Life (1908), you realise that also their natural sciences already approach that from the other side, what spiritual-science recognises. Indeed, I have to say that just the facts brought forward with reference to sleep research that are in the outer nature are not treated correctly as questions. How does one treat them? A much-respected naturalist of Haeckel's school (Preyer) wrote in a popular writing also about sleep. He states like other naturalists, too, that sleep happens, because the human being is tired, sleep follows tiredness. This is quite right; we will further immediately go into the matter. However, to indicate that the human being can no longer activate his senses, this naturalist points to what must happen, actually, that the human being falls asleep. This respected naturalist states that the tiredness of the senses causes that the human being discontinues because the sensory life stops, until the sensory life has rejuvenated by self-controlling. One considers the human being as a wholly physical being. Therefore, he states the following: what do we do if we fall asleep? We try to lock out the sensory stimuli possibly. We cover the windows of our bedrooms with curtains, so that it is very dark, we lock out the auditory stimuli, so that it is noiseless around us.—He even points out that also the temperature does not let us fall asleep if it is too warm or too cold in the bedroom, and so on, briefly, he wants to show that, indeed, the causes of falling asleep are not to be found in swinging forth and back of life between body and spirit, but in the outer surroundings. May one put this question correctly this way? Does one regard the outer scientific facts correctly? Then something would not happen, for example, that I have observed numerous cases in my life where people do not at all produce noiseless surroundings or the most possible darkness covering the windows with curtains and so on, but where they fell asleep in bright halls after five minutes, even if the speaker spoke loud. There are not the conditions that the naturalist demands, and sleep still happens, of course only with single persons. It is just not the point that one has only right conditions complying with the facts, but that one can put these facts into the whole coherence to which they belong. If you know that the alternating states of waking and sleeping are based on the fact that the human being is thereby embedded in the spirit, and that he enjoys this body from without as long as he is not connected with the physical body, then you can also understand that you can exaggerate this enjoyment too. One gets to know the sleep as an independent, in itself founded demand on life, as another state of consciousness as it is which one has in the physical body. Now this state of consciousness has a certain significance for the physical body. You bring that in the physical body also which you experience enjoying from falling asleep up to awakening. Tiredness is thereby removed. This is quite right, but this is something different if anybody says, tiredness is the cause of sleep. It is something else to say, sleep removes tiredness, rather than, tiredness causes sleep. Indeed, if one considers the sleep spiritual-mentally, it may seem comprehensible that the human being longs for sleep if he is tired. There it is necessary to go over in the spiritual. However, tiredness does not cause sleep there but the desire to remove tiredness causes sleep. You see that that is trend setting for the solution of the riddles of nature what you can find in the spiritual. I would like to bring in an example that I have already presented in the appendix of my last book The Riddles of the Soul. The point is that normally if one speaks about the connection of the soul life with the bodily life today one says almost generally that this soul life is connected only with the nervous life. Those listeners who have listened to me many a time know that I pass personal remarks only reluctantly. However, here the personal is connected with the objective. Hence, I may say, just this problem to fix the relations of the spiritual-scientific with the scientific also externally has occupied me for thirty to thirty-five years for which I am able only now to find the right words; since spiritual research is not easier than the scientific one. What has arisen to me from spiritual research in the course of this time while perpetually considering and comparing the relevant scientific facts, has confirmed everywhere that one has to characterise the relations of mind and soul with the body unlike it often happens. Indeed rudiments are everywhere, so that I would not like to say that that what I have to pronounce here is original. However, today in this context natural sciences do not yet figure it out. It is the point that one can think soul and mind not only in a relation to a part of the body, to the nervous system, but that one has to imagine the whole spiritual-mental that enters the human body from the spiritual world at birth being connected with the whole body in the following way: We can divide the spiritual-mental first into perceiving and imagining, secondly into feeling and thirdly into will impulses that materialise then in actions, so that the spiritual-mental as it appears in the usual consciousness consists of this tripartism. The spiritual-scientific facts cause not to relate the imagining, perceiving life to something else in the body than to the nervous system. It is interesting that Theodor Ziehen because he relates the emotions only to the nervous system has the expression “feeling tone” for the emotional life only, as if the emotions were not anything independent in the soul, as if they were only tones of imagining. He denies an independent will life all the more. All these investigations are right if they relate only this part of the spiritual-mental, imagining and thinking, directly to the nervous system, to the brain. Indeed, natural sciences do not yet have concepts of these nervous processes generally because they do not consider them properly. I will speak about that in the talk on the Revelations of the Unconscious more thoroughly. Then, however, the emotional life is the second member of the spiritual-mental life. This emotional life is only indirectly related to the nervous system. It is directly related to the rhythmic life of blood circulation and respiration. If we pursue the nervous processes in ourselves, we have the bodily counter-image of perceiving and imagining. If we want to have a bodily counter-image of the emotional life, one has to envisage the rhythmical life as it happens in the interplay of respiration and blood circulation. Only because this rhythm approaches the nervous system it is generally possible that we also imagine our feelings. While we imagine our feelings, a direct relation of the emotional life with the imagining life comes about. However, there also a direct relation of that what forms the basis of the emotional life in the body as rhythm to the nervous system comes about. I know very well that now because there is an experimental psychology this relation of life rhythm to the emotional life is already indicated. However, it is not indicated correctly because that direct relation of the emotional life to the rhythms of life is not searched as one searches, otherwise, the direct relation of imagining to the nervous system. I know well that one can argue much against that what I have stated. I would need a lot of time to refute these objections. They all can be refuted. I want to point only to one thing. Anybody could say, look at the musical-aesthetic feeling, it comes about just by perceiving, imagining. - Thus, one could put many rebuttals forward. These things are just very subtle, and of course, they may be apparently refuted very easily if one looks at them as one often does it today. The true process of the musical-aesthetic feeling is that that which happens in the rhythmic life approaches that—the psychologist knows how this happens—which happens in the brain, while the tones are heard, and that only while the tone settles in the rhythm of the whole body the musical sensation, the aesthetic enjoyment is caused. A third element is the life in will impulses that materialise in actions. Just in such a way as imagining is connected with the nervous system, the emotional life is connected with the rhythms of respiration and blood circulation, the whole will life is attached to the metabolism. A metabolic process forms the basis of every will process. The things are confused only because everything in the human being interacts in a way, that, for example, the will is involved in the imagining, and thereby the metabolism is involved in the nervous system. However, one is allowed to relate that what happens there as metabolism to the imagining; quite different nervous processes form the basis of that, but one has always to relate it to the will. Thus, one has related the whole spiritual-mental—thinking, feeling and willing—to the three life processes in the human organism. Since if one goes into the human organism, its whole life exhausts itself to nothing but nervous processes, rhythmical processes and metabolic processes. The whole body is directly connected with the whole spiritual-mental. One can confirm this connection with many facts that are already recognised scientifically that are not put correctly as questions and, hence, one does not find the way to spiritual beholding with them that can only bring order in the scientific riddles. If you familiarise yourself with that in current physiological books what is known in natural sciences and disregard the prejudices which are brought in theoretically, then that is highly confirmed scientifically everywhere what spiritual science has to say. However, natural sciences do not apply their methods comprehensively. They specialise. That is why one does not transfer that which one properly applies to one field to another field. Does, for example, science understand the position of the magnetic needle physically in such a way that the directional forces work in the magnetic needle only? Rather science says rightly, the earth itself is a big magnet, the magnetic North Pole of the earth attracts one end of the magnet needle, the magnetic South Pole the other end. One puts the magnetic needle with its directional force in the whole universe. Imagine once if one transferred this on the organic science! In the organic science, one goes forward in such a way, as somebody would do who would look for the directional forces of the magnetic needle only in the magnetic needle. There one does embryology and observes how the egg of the chicken develops, one looks for its origin only in the chicken, or at most at its ancestors. If one transferred the physical method on embryology, one would recognise the developmental forces of the egg, of an embryo in the whole universe just like that. Spiritual science has to point to that. It will show more and more that the scientific facts already confirm today what spiritual science has to say. How can somebody like Loeb cut the substance of hydroids, observe how there on one side head and feelers form, on the other side the feet and so on and completely disregard the fact that there a similar inner relation of the formative forces to the universe exists, as it exists with the magnetic needle to geomagnetism? How can one overlook that miraculous confirmation of the fact which is found spiritually in the spiritual-scientific area that that which lives in the human being in supersensible way as a body of formative forces is integrated in a similar way in the whole universe that thereby cosmic forces are led into the human nature, so that the human being lives, indeed, in the imperishable everlasting universe at the same time? However, it should be talk of it in the next talks where I speak about the everlasting nature of the human being and about the destiny of the soul after death. It was my task today to show that spiritual science, while it leads to the spirit, also leads to the being of nature that it can really grasp the riddles of nature. Then one does not look back at a Kant-Laplace primeval nebula, but says to himself out of real spiritual knowledge: now you know what is connected in the human being with the whole universe what the higher being is in his wholly outer natural existence what forms the basis of the sensory body. Now you have to trace back this body how it was in primeval times on that level on which today the spiritual-mental is to advance then to other developmental levels. I can only indicate this. However, it becomes obvious from the whole sense of the today's explanations that one gets around not to imagining the primeval Kant-Laplace nebula as the initial state of the earth, but something spiritual-mental, so that you recognise the transition of the earth and of the human being from the spiritual to the material. Thus, you do not get to the lifeless primeval Kant-Laplace nebula but to the spiritual-mental origin and to the spiritual-mental final state of the earth. You really combine with the outer existence, not hypothetically. You have to grasp thoughts in such a way that they are realistic. I would like to point here to a very interesting lecture which Professor Dewar (Sir James D., 1842-1923, physicist and chemist) held at the beginning of this century. He calculates that after millions of years the state of the earth will be as follows: there at least a temperature of below 200 degrees centigrade would be; however, at this temperature quite different conditions prevail. Then the atmosphere of the earth will be liquefied. Then the current lighter gases form an air circulation, certain substances that are liquid today become solid as for example the milk. It becomes not only solid, but if it is exposed to light for a while, it will become luminescent. Hence, if one coats the walls with this lacto protein, one can read newspapers with this light! He also describes that one can no longer take photos because at this temperature the chemical forces of the beams of light will have got lost. Briefly, you could continue the picture completely after scientific methods rather well. The spiritual scientist who has learnt to think realistically knows where he has to stop with his thinking. Such research is just in such a way, as if you take any human organ, for example, the heart: you observe its changes for six to seven years and then you infer quite scientifically how the heart will have changed after 300 years. There you have the same method that Professor Dewar applies. While he extends the slow changes of our earth during a reasonable time to millions of years, he gets to the final state of the earth as one would get to a state of the human being after 300 years if one takes the change of an organ or of the total organism as basis during some years for the calculation without regarding the fact that the human being is dead then long since. Thus, the earth does no longer exist at the time, which Professor Dewar has calculated. One would like to ask who yet reads newspapers then at temperatures below 200 degrees centigrade, with these luminescent walls lacquered with lacto protein, which cows will give the solid milk and so on! Already a superficial consideration could point out if one has connected his thinking with reality that, as soon as one stops thinking with those thoughts that the physical reality gives, one has to proceed to the spiritual. Thus, spiritual science really delivers the ground from which a realistic approach emerges which is coming up to meet a healthy human thinking. It is still noteworthy how a healthy thinking is so designed which does not stand, indeed, on spiritual-scientific ground which faces, however, reality in healthy way, and how it relates to such thinking which is quite scientific which does not notice, however, that this scientificity stops at a certain point being in reality. As a sound feeling cannot defer to such scientific thinking, I would like to point to the explanations that Herman Grimm did about the Kant-Laplace theory, in his Goethe book, about the relation of this theory to Goethe's sound view. He says there: “The great Laplace-Kant imagination of the origin and future fall of the globe had already gained ground in his youth. From the rotating primeval nebula, the central gas drop forms from which the earth originates that experiences all phases, as a solidifying ball, for unfathomable periods, included the episode of the habitation by human beings, to fall finally as a burnt-out slag into the sun. It is a long, but for the public comprehensible process for whose realisation no other outer intervention is required than the effort of any outer force to maintain the hot temperature of the sun. One cannot imagine any more futile perspective for the future than that which should be forced upon us in this expectation as scientifically necessary today. A bone of a carrion around which a hungry dog creeps would be a refreshing appetising piece compared with this last excrement of creation as which our earth would become subject, in the end, to the sun again. It is the thirst for knowledge and a sign of ill imagination with which our generation accepts such things and believes them. Future scholars have to use a lot of astuteness to explain it as historical phenomenon.” If anybody says such a thing to us, it is a given if it is a usual human being, a fool, if it is Herman Grimm, a witty person who was misled, however, just by his imagination and could not penetrate because of his imaginative idealism just into the strict, exact method of natural sciences. Well! However, in the end, someone who applies correct scientific methods still needs the possibility to recognise where he leaves reality with his thinking, which is taken from the completely physical processes, and where he has to enter into the spirit to remain in reality. Then he convinces himself that the biggest riddles of nature, the initial and final states of earth lead to the spiritual that one does not have to regard the Kant-Laplace primeval nebula, Dewar's state of congelation, but the spiritual-mental origin and goal are the opposite ends of the earthly development. This spiritual-mental-physical earth corresponds to the spiritual-mental-physical life of the human being at the same time. Careful, serious naturalists already feel what spiritual science wants. However, there one is little inclined even today to deal with the things seriously. At Darwin's centenary a significant naturalist of the present, Julius Wiesner (1838-1916, Austrian botanist), wrote about the negative and positive aspects of Darwin's theory. Among the rest, you find a place in it about aberrations and the negative aspects of Darwin's theory that has evoked so much materialistic nuances in issues of worldview. Wiesner says the following: approximately the true naturalist is well aware of the borders of his scientific approach and knows that natural sciences can deliver, indeed, the stones of a worldview, however, never more than the stones. The picture is almost appropriate because one can explain it even further. Natural sciences really deliver stones only. If one takes stones, one cannot build a house with them. One has to take the laws of building a house from the outside, from the relation to gravity, from the relation to pressure, from everything that is not in the stones, the stones must comply with other laws. Indeed, then you realise that, while you have built the house according to the laws which are not in the stones themselves you have expressed something in the relations of pressure and gravity, of harmony of the house that can lead back you again to similar relations in nature from which the stones are quarried out. However, the house can only be built if you subject the stones to laws different from those, which are in themselves. Wiesner is completely right, natural sciences can deliver stones, but they must be subjected to laws different from those, which can be found in the sphere of physical existence. Where from the laws are taken with which spiritual science builds while it uses the scientific results investigating the spiritual life? Just in such a way as the architect has carried out the plan of the house and the house itself, just the spiritual scientist builds the worldview of natural sciences with that what refers to the spiritual in nature according to the laws which he has observed spiritually. As you can find something in the structure of the house that leads back to the structure of nature from which the stones are quarried out, we are again led back to nature by spiritual science. Spiritual science can lighten the physical life, but it must not believe, and natural sciences must also not believe that with the stones and their laws, with the immediate scientific results, a worldview can be developed for natural sciences. The today's considerations might justify it that I summarise them at the end with the short quotation: it becomes obvious just if one observes and considers the riddles of nature correctly that natural sciences themselves lead to the spirit, and that in the consideration of the spirit also the elements are given to solve the riddles of nature. Thus, you can formulate as a mnemonic: Nature cannot clarify itself but only the light that you attain in the spiritual world can lighten the processes and beings of nature. If you want to recognise nature, you have to take the way through the spirit. The spirit is the light that lights up its own being and can light up the riddles of nature on its own accord. |
73. Anthoposophy Has Something to Add to Modern Science: The spiritual scientific make-up of psychology
10 Oct 1918, Zürich Tr. Anna R. Meuss Rudolf Steiner |
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Concepts like death or dying are more or less treated in a way that would be like saying: A knife is a knife. And they give you a razor to cut up your meat. A knife may be a cutting tool, but a razor has to be used and handled differently from a table knife. |
73. Anthoposophy Has Something to Add to Modern Science: The spiritual scientific make-up of psychology
10 Oct 1918, Zürich Tr. Anna R. Meuss Rudolf Steiner |
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From the foundations of psychology to the vital questions concerning the boundaries of human existence It is understandable that in this scientific age people want to turn to a scientific psychology, especially with regard to the major riddles of life and the world, the riddles of the soul. However, if one is able to sum up the present situation in scientific psychology it has to be said that it is going through a kind of death, for its traditions come from ancient times and whilst it is meant to be in many ways a science, without bias, people are in fact working with those traditions. Speaking about the scientific basis of higher insight here the day before yesterday I mentioned the name of a present-day philosopher, Richard Wahle. 100 He is not very widely known. Yet his views are extraordinarily significant, especially what he says about modern scientific psychology in his books. I would say that the approach used by this philosopher is of symptomatic importance especially for those who are able to think scientifically today. I won’t say that he is someone likely to have much of an influence, nor that he has actually had much influence, but his approach is important from the symptomatic point of view. In many respects it could tell us the way in which we have to think today to be in accord with the demands generally made in science. I am therefore able to say that on the one hand the spiritual science of which we are speaking here can agree with what such a philosopher says with regard to psychology, although on the other hand, as we shall see today, it has to be the absolute opposite of such ideas. This philosopher is well versed in the way of thinking and the attitude to research which people can have now if they are highly educated in today’s scientific way. That is why anyone who tries to approach the life of the psyche with the ideas that are current in science today will of necessity come to realize that the psychology which is generally on offer is dying. In external terms this is evident from the fact that this philosophical psychology is gradually disappearing again from professorial chairs at universities, whilst at the same time there is a growing desire to put people who think in natural scientific ways, from physiology or another natural science, on the chairs previously held by philosophers. It is hoped by many that the enigmas of the psyche, which earlier on were to be investigated by a specific psychology, may be solved by considering the physiology of the brain, the physiology of nerve structures and the like. If we really go into all justifiable natural science to be found in psychology, we realize that in the usual psychology people speak of many things that really can no longer be said to be valid ideas today. They speak of forming ideas, of thinking as such, of feeling, of will impulses, memory, attention, and so on. And if we try in all honesty to go into the things this psychology offers in this respect, to meet the needs of the human soul, the vitality the human soul needs, all we have in the end are really just words. And we have to say that if we consider the historical evolution of human cultural life we can say to ourselves—I can only mention it here, for today’s lecture would be too long if I were to give the proof—that in earlier times, when those concepts of thinking, of memory, attention and so on were first created, people had very different ideas about natural phenomena, ideas that would indeed serve to understand the inner life in a way adequate to those earlier times. But things that were established then and have become like spectres that still haunt psychology, turn into mere word shell, mere word, in the light of the scientific thinking which all human beings have today, albeit subconsciously, if they have made any effort at all in culture and academic learning. Something else also comes into this. For centuries, we may reasonably say, psychology has developed in the academic caste, and within this academic caste has assumed the form we get today in the usual lectures or publications on psychology. Someone wanting to learn something out of the fullness of life about these most important existential questions which after all culminate in questions as to the divine nature of the cosmic order and as to immortality—someone seeking information concerning these questions in modern psychology will be disappointed. Franz Brentano,101 a serious and profound investigator of the psyche who died here in Zurich last year, made great efforts to gain insight in psychology, but remained caught up in the old ideas about the psyche that have become mere words. He said a very important thing: If we look at modern psychology it will be found that psychologists think they can try and establish insights concerning the development of ideas, concerning feelings and will impulses, and also concerning attention, love and hate; yet if they seek to stick to natural science they will not go beyond this circle. Franz Brentano went on to say that however much one might say about these elementary aspects of the inner life, none of it could replace the great question which Plato and Aristotle put long ago: whether it is possible to discover something about the part of our inner life that remains when the mortal bodies which hold that inner life pass away in death. This is what an acknowledged expert in modern psychology said. In the science of the spirit which takes its orientation from anthroposophy, the aim is to achieve a renewal of psychology on the basis of what I said here the day before yesterday. The aim is to go beyond mere word shells and investigate the reality of the inner life. The way this is done does, of course, still have to take fully into account today the objections and opposition that may come from conventional psychologists. One must be able to wrestle with everything that exists in the recognized approach to psychology. On the other hand the conditions I have outlined for the renewal of psychology should lead to knowledge of the psyche, a view of the psyche that can now truly feed the souls of striving humanity in a much wider sense and can—to use a commonplace term—be popular in the best and highest sense of the word. Psychology must be taken out of the academic caste where, to put it metaphorically, it has become guilty of falling into abstractions. These may be brilliant, but they cannot in any way provide psychologists with insights into the boundary issues of human existence which justifiably are of burning interest in the inner life of man. Human thinking has changed completely compared to earlier times, when the ideas used in psychology which have now become words originated. Because of this, the new psychology must also let go of the starting points people wanted to use in their desire to continue further and further into the realm of the psyche. There must be new starting points. These are such that having come to them we can only base ourselves on premises like those of which I spoke the day before yesterday, and that means remaining true to the way of thinking that has been trained in the natural sciences. We cannot simply ask: What is an idea? We cannot simply want to observe what ideas are, what thinking or will are, or what memory is, and so on. Just as modern natural science in laboratory and clinical practice starts from entirely different premises than the natural science of earlier times, so psychology must relate to the realities of life which, however, must first be distilled out, I would say, from the wholeness of human life. Initially there are two moments in human life where the newer psychology should come in. From there it can then go back again to concepts of idea, will and so on, so that they in turn will gain full soul value. These two starting points or moments are, however, most difficult to observe, truly no easier to observe than many a process in nature that will only reveal itself when one uses carefully prepared methods and experiments. These moments flit past in human life, and their nature is such, in a way, that it is impossible to take hold of them in conscious awareness. We must first train our minds, as it were, so that we can catch hold of them. They are the moments of going to sleep and waking up. Going to sleep and waking up are the moments in human life when the whole state of consciousness changes and the human being moves from one state of soul into another that is radically opposite. I need not say much to show that these brief moments are difficult to observe. For when we go to sleep our conscious awareness goes, and we therefore do not observe the moment of going to sleep. When we wake up, we can sense that we are tearing ourselves away from some kind of life in progress; but anyone who tries to pick up experiences he had in sleep with the conscious mind will very soon and very easily discover that he fails in this. Here we can only train soul observation, using the means I briefly referred to the day before yesterday and about which I am now going to say more, to observe the moments of going to sleep and waking up. This training must involve a degree of strengthening, greater power given first of all to the life of ideas itself, and then also to the life of will. But the inner processes, subtle processes in the psyche, that will give such strength and power to the life of will, do differ quite considerably from anything we are used to in our everyday inner life. The other day I called the process which strengthens the life of ideas meditation. If you use methods given in my Knowledge of the Higher Worlds and also in my Occult Science and other books to let ideas and conscious awareness be present in the mind, thinking not just in the usual sense but resting on your thinking, doing so more and more, you let your thinking enter into the soul and your soul into your thinking in a completely different way than you usually do. You then strengthen the life of ideas to such effect—as I said, details of the methods are given in my books—that you can form ideas in a way that is as lively and active as you normally know only when your mind is involved with sensory perceptions of the outside world. Goethe had an inkling, even if initially it was only an inkling, of this way of forming ideas—having taken up something Johann Christian Heinroth102 had said, for Goethe considered his own thinking too be too object-bound. He was able to say that he believed he was gradually able to think in such a living way that the inner strength and inner intensity of this thinking was equivalent to the mental activity which otherwise only exists when we consider the natural world outside us with our eyes, use our ears to follow events in the natural world, and so on. It is possible to strengthen the life of ideas so much and be so intensive in this that we may say: This life of ideas itself becomes a form of direct vision; the activity is like that of direct vision; and the life of the senses is taken into the sphere of ideas in such a way that the senses are not involved although the vitality of their life is retained. This is one aspect—strengthening the life of ideas. As you progress further and further in this a power of observation will indeed develop which is unknown in our ordinary state of mind. We need this if we are to investigate the moment of going to sleep and that of waking up in the way in which we investigate objects and events in everyday life using the methods of natural science. It will also be necessary to train the will in a certain way. This can only be done by self control as we pay attention to something in life that is usually little regarded. In ordinary life we go along, accompanying anything we perceive in the world outside with our inner life experience. Now it is necessary to go beyond this to something else. We must turn our attention to the fact that our inner life is changing, being transformed, developing year by year, month by month and indeed day by day and hour by hour. We do not normally bring this development process in the life of the psyche into the sphere of the will. We let it flow on. With a little bit of self education we do take care to get rid of habitual faults and acquire certain virtues, abilities and so on. Something very different will have to come into our life, however, if we are to gain the self control of the will of which I am speaking. People must be able to gain the inner insight that there is something in them which they can bring into the will, I might say, bringing it into the will in such a way that self cultivation, self control will look very difficult to them, yet at the same time also appear as desirable as only the acts of will relating to wholly inevitable drives in human life normally are. Let us look at this from another point of view. There are today particularly many people who consider themselves capable—well, maybe I am putting this in somewhat radical terms, but you’ll find such a radical view justifiable if you think more deeply about our present time—of reforming the whole world. They have ideas, as it were, as to what should happen so that people could live together happily, the social order in life was right, and so on. An enormous number of programmes exist in this area. In reality more or less everyone is a kind of reformer in his mind as soon as he begins to think about the outside world; it is just that the world does not give them the opportunity to bring their reforms or perhaps also their revolutionary ideas to realization. Here indeed the will impulse, the desire extends to the world outside. We must know, however, that there is something in the human being to which intentions and impulses may be directed just as well that will take the individual from one period of life to another, and indeed just from one week to the other. We must know that in no way do things get going on their own in the human being, the way he mostly wills it, but that human beings are able to use their will to follow their development in time. And when the will comes in with such method in that area, the way I have described it in the books I have mentioned, you get that inner strength, the inner vision, a direct vision of the will element which we will never gain in our relationship to the outside world. You get the direct vision of the will which has to be added to the strengthening in the life of ideas I have just mentioned if you are to be able to observe the moments of going to sleep and waking up. However, before you come to investigate those moments of going to sleep and waking up, having strengthened your inner life, you come to realize that the concepts humanity has today, and these cannot be the concepts of the old way of looking at nature, will only give you a view of the life of ideas that leads human beings to non-reality, their feeling life into confusion and their life of will to incomprehensibility. Essentially what we have to say has also been said by the philosopher I mentioned when he spoke of philosophy having come to an end, of philosophy dissolving, handing over to physiology, and the like. He already had a feeling, though it was not entirely clear, about the concepts we are able to have today, concepts that are infinitely useful in the study of the natural world around us and for introducing to human life what is really the most essential content of a new civilization. He felt that these concepts, useful as they are when applied to outside things, do not answer the question, when we want to study the soul: What are the ideas we have of things? But it is because of them that in the life of ideas we can directly come to the ‘I think, therefore I am not,’103 and discover the non-reality of the inner life. We come to realize that the more we enter into the life of ideas, the less are we able to say what the soul is if we consider the life of ideas merely the way it is in ordinary life and not in the way of which I have been speaking. We come to realize that the life of feelings we know in the ordinary life of the psyche is confused, and that the life of the will is wholly incomprehensible. Hence the interesting phenomenon that it is exactly people who think in the natural scientific way as they write works on psychology that are highly significant today believe they are able to say something about the life of ideas when they are in fact considering the physiology of the brain. They then reach a point, however, where they say to themselves that the physiology of the brain does not determine anything. Read the relevant chapters in Theodor Ziehen’s book on physiological psychology104 and you’ll find that what I have been saying is true for a renowned natural philosopher of our time. We have to say, therefore, that this natural scientific way of thinking more or less shows what Schopenhauer also did not perceive, or only half perceived, though he had an inkling of it. This is that the will is something we cannot reach with the ideas of recent times, and that it is something incomprehensible. It is a good preparation for the newer kind of psychology if we understand this non-reality of the soul in the life of ideas, this confusion in our life of feeling, this incomprehensibility of acts of will. Having gained clarity in this way—paradoxical though this may sound, but we have after all gained clarity about one thing—we can penetrate further. We can then use the thinking which has been made more acute, stronger, through meditation, and the life of the will that has subjected itself to self control to pay real attention to the moment, let us say, first of all of waking up. The moment of waking up can then enter into the field of observation in the soul in a quite specific way. We will experience something when considering the waking-up process that cannot be experienced in an untrained inner life. If we have gained the necessary calm by training in the way I have mentioned, we will be able to establish immediately after waking up that the whole of the inner life which was there in the unconscious on waking up has gone away. Only it does not have one quality, this life which the soul has in the time from going to sleep to waking up—it does not evoke memory of itself. You realize this when a significant moment arises: All the time you were asleep you let the soul flow in the same life in which is also flows when you are awake; but this flow of the soul in sleep does not become imprinted into your power of memory. It is therefore forgotten as you wake up. This is the essential point. Memory is important in everyday life—as I said the day before yesterday. Forgetting is equally important, with the soul’s experience such that it can also forget what it has lived through. It is important for the development of the soul principle, for its continued flow between birth and death, and so on. Indeed, it is only if we are able to observe the moment of waking-up in this way that we get an idea of the significance which sleep really has in the life of the human soul. We come to realize that our life could not continue if it were wholly filled with things that become memories and that the memory principle loses its power to let our life flow on. We need to fall asleep in order that we may forget what we live through in the time when we are asleep. Our ordinary, everyday inner life will feed the soul and give it life if it is forgotten, not if it is remembered. Remembering things depletes the soul. Forgetting restores the vital energies of the soul. This is how you get a definite insight into the vital process which is reflected in our waking up. And with this you perceive the inner life, though it really takes the form of a review in reverse. But now the ordinary conscious awareness was there between going to sleep and waking up is not poured out over it. You gain tremendously much in thus being able to perceive the inner life of the soul, for it will give you the basis for a level of understanding. No one can truly grasp what it means to say: I form an idea, and what it means to say: I develop a thought in my soul, unless he is actually able to observe the moment of waking. For when we progress from merely being awake, merely living our life in the waking state, to active thinking, to developing an idea of a thought, this is qualitatively, though to a lesser degree, exactly the same inner process as waking up. You need to strengthen the transition from the sleeping to the waking state in order to know the waking up, and you have then created a basis for yourself for the principle that will answer the question: What actually happens in my psyche when I form an idea? The power we develop in the soul when we form an idea is the same as the power we must develop, though much more powerfully so, when we wake up. When we wake up, it is the unconscious mind which does it. And what the unconscious does as we wake up comes to conscious awareness if we make the inner effort that lets us think and form ideas in conscious awareness and with a will. Here we get a quite specific view concerning the way in which ideas are formed. The mere shells of words that have come from an earlier psychology are given real content again. We realize that forming ideas is a weaker form of waking up that comes whilst we are in the waking state. This is an important insight. If we connect this insight into the nature of ideation with the nature of the waking-up process, it becomes possible to make the ideation in our everyday life, which otherwise really takes us into the non-reality of inner life, into something that is real. By connecting ideation with waking up, it becomes possible to relate to a factual element that does not depend on us. Having made the connection with this waking-up process and thus got to know the nature of ideation, let us turn to the moment of going to sleep. Just as meditation is a special help in exploring the moment of waking up, so self control over the will is a special help in exploring the moment of going to sleep. Control of the will makes it possible to enter into the process, observing our going to sleep, truly observing how something happens as we enter into sleep that is similar to the forgetting that comes on waking up, becoming aware that memory of the inner life is extinguished during sleep. Otherwise we may always be in dispute, saying that somehow the body is always involved in what the soul experiences in sleep. If we are able to grasp the moment of going to sleep consciously, by controlling the will, we find that we enter into the same inner life which we leave when we wake up, but that we enter into it in such a way that all possibility of perceiving things through the senses comes to an end. We then come to realize what it means to say that on going to sleep we enter into a realm that lies beyond the senses. We come to know this because we find that on thus entering into the other realm we experience something that cannot come to conscious awareness in the kind of conscious awareness we usually have in our inner life. This is bound to the organization, dependent on the organization, between birth and death. We find that we become independent on the organization, something about which illustrious people may be in dispute for ever. The matter needs to be observed; we then find that on going to sleep we enter into the realm that lies beyond the senses. And we then see the difference which exists between the inner life when we leave it on waking up and the inner life into which we enter on going to sleep. They are the same in so far as they are supersensible by nature; but by means of the observation I have characterized we note an essential difference. An analogy will help you to see this. The difference is like the way a child differs from an old person. Both are human beings, but they are at different stages of life, different age levels. In the same way both forms of inner life are supersensible by nature—the inner life from which we rise on waking up and the inner life into which we enter on going to sleep. However, the inner life into which we enter on going to sleep is the ‘child’, and the inner life from which we waken is the one which has grown ‘older’. We follow a road from going to sleep to waking up. The inner life changes so that—no analogy is ever perfect—the element into which we enter is similar to the one from which we wake the way a child is similar to a very old person, both being human. This is a subtle difference that has to be noted. It provides something of a basis on which we can come closer to an important element in our investigation of the inner life, and that is the life of feelings. The life of feelings, a mere collection of words in our customary psychology today, can only be truly understood if we study it on the basis of which I have been speaking, that is after we have come to perceive the supersensible inner life by observing the moments of waking up and going to sleep. There is one other important aspect of going to sleep which we must consider before we come to the life of feelings. We have to ask: What is it, really, that changes in a specific way in the inner life as we go to sleep? What is the effect of leaving the reality perceptible to the senses on going to sleep and entering into supersensible reality? It is the transformation of the will. And the process which is a more powerful one when I go to sleep also happens to a lesser degree when I resolve something in my will. We cannot grasp the will unless we do so on the basis of the going-to-sleep process. The reality of the will in the depth of our inner life is wholly beyond comprehension in our life of ideas, just like anything that happens during sleep. This is why you do not find anything about the will in natural scientific works on psychology. It cannot be grasped because the life of ideas does not go that far. But if we know the process of going to sleep, we know that our ordinary inner life becomes submerged in an act of will, though to a lesser degree than it does when we go to sleep. Every resolution is a lesser form of going to sleep that happens when we are fully awake. If we keep apart these two realities—waking up and going to sleep—one of which becomes explicable in relation to the life of ideas, the other with reference to the life of the will, which becomes explicable if we consider the process of going to sleep, we can begin to take a real look at the enigma presented by our life of feeling. A possibility arises of bringing clarity into the confusion which we usually see in the life of feelings. How do we bring clarity into something? By means of perceptive insight. There is nothing else. I could bring detailed epistemological proof, but that would take us too far today. With perceptive insight, clarity is brought into something if there is a clear and real distinction between the one who perceives, the one who is gaining insight, and the object perceived. This is what makes the life of feelings always confusing for our ordinary life in the psyche. In everyday life we do not need to distinguish between two things unless we wish to gain perceptive insight into the ordinary life of feelings. These are two things of intrinsic value and they are opposite to one another, just as we are opposite to the world we perceive outside through the senses—world perceived through the senses there, human being there. In the same sense two things are opposites in the life of feelings. Which are they? We can only perceive them, subject and object, if we are able to investigate them on the basis of ideas gained in the way I have been describing. We then come to perceive who it is who actually feels, and we discover what can actually be perceived in the life of feelings. The remarkable fact emerges that the one who feels is always the one—and this does seem a paradox—whom we have not yet lived through. If we feel something now, at this moment, it is the human being in us whom we are only now beginning to live and will continue to live tomorrow, the day after tomorrow, next year, and until we die. When we feel, the subject, which is otherwise unknown, is our life, which is in us from the moment when we have the feeling to our death. And we perceive the life we have lived through from birth to the moment when we feel—a vast prospect in investigation, that the life of feeling lies in this starting point. You can do a number of things—I would not talk about these things in this way if I had not done these investigations in many different fields; a large number of investigations and challenges lie in this field—you can do a number of things to prove what I have just been saying in a wholly natural-scientific way. You only need to take sensibly written biographies and relate them to the requirement I have just mentioned. Take a sensible biography of Goethe. Consider Goethe in 1790; study him the way he was from 1790 until his death in 1832. Try and get a clear picture of the specific things Goethe went through from 1790 until his death, and consider the way in which it would have been perceptible in Goethe’s life of feelings in 1790. Then consider his life, his inner life, the way the outside world touched him, from his birth in 1749 to 1790. And in getting a clear idea of how the Goethe from 1790 to 1832, who was already there, inwardly perceived during one moment in 1790 what he had lived through earlier—every feeling. Every feeling we have is such that our future essential nature perceives our past essential nature. You can also do other things. You might try and develop an eye for people whom you saw die, where you had the opportunity to share their life, perhaps for a short time, from a certain point in time until their death. Try and bring this clearly to mind—how they lived then and what their human nature was. And then try and get a clear picture—you’ll always be surprised by the result—for instance of the situation being one where death was approaching, the actual character, of how the essential nature was poured out over the life of feelings. These are two possible ways. Other things become apparent in a genuinely natural-scientific way, though this comes close to the most profound and inward interests of human nature when you investigate what I have so briefly referred to as the life of feelings. The life of feelings, the essential nature of feeling, will then not be the empty shell of words which we have in ordinary scientific psychology today. If you want to simply inwardly observe feeling in all its confusion, you cannot in fact observe anything. Just as you cannot scientifically observe water unless you separate it into hydrogen and oxygen, so you cannot observe the life of feelings in a scientific way unless you are able to separate it into what the human being was before he had the feeling and in what comes afterwards, unless you know the active principle which lies deep down in there like a seed, just as the seed is active in this year’s plant for the plant that will grow next year. Studying the life of feelings in this way you will find that your ideas come to be filled with real strength. And you will gain a psychology for the life of feelings which is alive from the very beginning, which we live everywhere, and which we fill with life ourselves. And if we know that anything we feel in a moment does not exist in isolation, then the moments in our inner life will also be connected with the whole process of our development from birth to death. Future and past in our development on earth will then come together in every single feeling, even the least of them. In the same way, though it is best to do so only after investigating the life of feelings, you can, under the conditions I have given, turn to the life of ideas. The results will be even more surprising, the reason being that people will consider them paradoxical because it is something they do not know, neither according to the ideas which arise in the ordinary way in our inner life nor according to the ideas held in modern science. If you discover that every forming of an idea, of a thought, is a attenuated form of waking up, and if in your inner observation you bring together the active element in the forming of ideas and the waking-up process, then connecting a mental image with waking up, which is a true activity, you enter into a current in your vision that carries you along, showing you that waking up, too, is an attenuated form of something more powerful. This other, more powerful element which you then perceive just as if, having seen the image of a person, you then meet the real person, is the insight that the forming of an idea and every waking up is a recapitulation, attenuated to become an image, of something we may call entering into life on earth through conception and birth. The thread you have thus spun simply widens out as an inner connection has been made in your perception between waking up and forming an idea. The power gained in this way widens out, so that you do not observe the two in isolation but in their whole context. It widens out because you realize that in forming ideas as such we do not live in reality but have an image. Yet the very insight that we have an image, something that is not real, gives us the strength to come to something that is real, and we find that every time the forming of an idea or waking up is a process of entering into the physical world, a process attenuating reality to image, going through the process of putting on a physical body, of going through conception and birth. You then realize where something comes from that has occupied the minds of serious investigators for a very long time. If you make the effort to consider what has occupied human minds from the time of Locke, Hume and Bacon, you will find that these investigators were never in a position to form adequate ideas about the way the life of ideas relates to the real world outside which we perceive through the senses. They were unable to find an answer to the question as to how, when we observe the reality outside, using the senses, the idea which is supposed to correspond to that reality enters into the human mind. If one has the preconditions of which I have spoken, you’ll realize that there is a problem about this question as a question. I might characterize this as follows. Let us assume someone makes the observation that carbon dioxide is exhaled by human beings. If he then assumes that the carbon dioxide comes from the lung and has therefore been produced there, he has the wrong idea. It is equally wrong if a superficial view, which is of course quite natural for our ordinary inner life, leads to the thought that the power to form ideas comes from the body. It certainly does not come from the body! Whatever may be active there in the body, in the inner life, it is only image attenuated to image on entering into the life of the senses. And the power we have in us when we form ideas is the same power—this is what you will discover—that was active before you ever came in contact with the world perceived through the senses at your conception. It is the power which shines across through time, from the period before birth and indeed conception. This is thinking in us, and not we ourselves in the here and now. This is why scientists were unable to discover how the forming of ideas comes to human beings. Because of this we also find that the forming of ideas is something unreal. From birth, or conception, the forming of ideas has transformed its reality into bodily life. The spiritual, supersensible principle active in us which can only show itself as we wake up and as we go to sleep, when we are not in our bodies, now lives powerfully in the forming of ideas. Gaining insight into the way ideas are formed we are taken to life before birth, to life outside the body. This is done in a wholly scientific way which we have learned to use in modern natural science. There is no need to malign the more recent science of the spirit with its anthroposophical orientation by saying that it rehashes old ideas taken from Buddhism and the like. It does not do so. Instead, inner strength is gained in the life of the psyche by consistently adhering to the natural scientific way of thinking. However, being thus consistent it takes us beyond what natural science itself can give. When we truly grasp the process of forming ideas, we see it to be image, an attenuated image of what we lived through before we were in a physical body, when we were in the world that lies beyond the physical before we were born or conceived. From the world of ideas a tangible bridge is created to the ability to grasp the supersensible and immortal human being. The boundary questions in our existence are found if we grasp the elementary phenomena of the inner life in the right way. It is this which truly matters. We can then also observe the following in more detail. How is it, really, with this pre-birth life that has faded to become ideation? We may ask ourselves: What would happen if what is not real but mere image in ideation were truly to enter into the life of the body, not as image but as reality? Now we come to something that is highly significant. Taken out of its spiritual scientific context it will of course seem rather odd at first, and I’ll therefore first look at something that is closer to hand. If we make the life of ideas into immediate reality we get something that is particularly common in natural scientific research, except that people doing such work do not see it in its whole cognitive context. For when we do experiments we are not looking at the natural world, we are looking at something the human mind has put together. However, whenever we force nature into our experiment we actually have to kill its living reality. We really have a nature before us that we have killed when we do an experiment; for the experiment is entirely made up according to the non-real methods the human mind uses in forming ideas. If we take this further, of course, it will help us to realize what would actually happen to us if the forming of ideas did not enter into our lives in an attenuated form, remaining merely an image of the pre-birth existence we had before conception, but if it were to be reality, the kind of reality we have in the field we perceive through the senses in life, it would immediately kill us. That is the situation in life. Something we live through in an image or an idea and which is an echo with image character, if I may put it like this, of our non-physical life before conception, would kill us if it were to become as real as the living human body. It would be a poison in us, penetrating us as we would be penetrated if we were to produce an artificial human being and force him through our blood and through our muscles. We see that in the natural context the non-physical enters into us as a reflection of itself in image form. We may then move on to consider the will, complementing the thought which is thus stimulated from the one side. We investigate the will by considering it in connection with going to sleep. We find that when we are awake during the day an attenuated going-to-sleep process is present in every act of will, so that we go down into the non-physical world. When we have established this link between the act of will and the process of going to sleep, we have again gained the power in our investigation to continue the steps we took in observing the psyche with regard to going to sleep. What we had so far gained in taking those steps then widens out, for our observation will extend not only to going to sleep but to death. And we come to perceive what dying means for the human being. In science, things like these are often taken the easy way today. Concepts like death or dying are more or less treated in a way that would be like saying: A knife is a knife. And they give you a razor to cut up your meat. A knife may be a cutting tool, but a razor has to be used and handled differently from a table knife. Death is today seen as something people want to investigate as such. The approach used in the science of the spirit is less easygoing, for here one aims for reality and does not seek to shape reality according to preconceived concepts and ideas. Here one must ask specifically: What is death in the plant world? What is death in the animal world? What is death in the human world? For death does not equal death, just as knife does not equal knife. People like to denigrate the science of the spirit by saying that its concepts are confused, dark and nebulous. Its distinguishing characteristic is, however, that one always seeks to enter into the most open fairway, and this science demands clarity, succinctness and unbiased observation as preconditions for human ideas. People who say that in the science of the spirit one works with confused ideas are merely bringing their own confused ideas into the science of the spirit. Once the bridge has been built between the act of will and the process of going to sleep, looking at sensory perception takes you forward across this bridge to see what death is in the human being. You then find that the powers that take the human being out of the world perceived through the senses at the moment of death also take effect in the human act of will, though not in the fully developed but rather in a more embryonic form. Every time we will something, making our intentions come true in actions, we configure something that relates to dying the way the child relates to the old man in terms of being human. This also builds a bridge between the principle which in form of elementary soul phenomena dies in the will in our everyday conscious awareness, with this will an attenuated dying process just as forming ideas is an attenuated process of getting born and being conceived through the soul. It is merely that forming ideas has image quality, whilst will intent is embryonic. Will intent is a reality; it is not image but reality. But it is an act that is not as yet completed. If it were to be complete, if the act of will were to be fully grown, it would always be a process of dying. What makes the will into will is that whatever evolves in will intent remains embryonic and does not enter into existence in reality. For if it were to develop further from the embryonic state of will intent and gain full strength, it would always be a dying process. In our will intent we are potentially dying all the time. We bear the powers of death in us. And for someone able to penetrate the soul as an investigator, every act of will is an attenuated dying process that has remained embryonic. In the genuine observation of the psyche which has developed more recently, an elementary act of soul thus also makes the connection with the great boundary riddles of human existence. We then come to perceive not only the triad of being born, waking up and developing a thought but also the triad of will intent, going to sleep and dying. We can actually gain our orientation from the going-to-sleep process by investigating this process, where we enter into the sphere beyond the senses, withdrawing from the senses; here we have the process of dying in embryo. And we perceive dying to be a transition from the world perceived through the senses to the world that is beyond the senses. Will intent can only be perceived in its embryonic state because we have previously realized that on going to sleep it is the young life of the soul which the soul perceives. Otherwise we would never be able to bring the embryonic nature of will intent before the inner eye in any way whatsoever. You see that thinking, feeling and will intent are understood on the basis of facts. By becoming facts in the anthroposophically orientated psychology that must evolve, they take us at the same time to the great boundary issues of human soul life. No one is fantasizing about some kind of immortality but an investigation is made into the nature of ideation. This will in one respect take us to immortality, to life before birth. The will is investigated. It takes us to immortality after birth. And when these are taken together we come to immortality as a whole, the eternal quality of human nature which has its roots in the world beyond that perceived by the senses. Through meditative life—I can refer to it only briefly—we thus come to perceive more and more how unreal the ordinary I is, for it has wholly and entirely given over its existence to the body. And in pursuing this non-reality in a way similar to the way in which we have pursued the other elements that come into the inner life, we also gain insight into repeated lives on earth, an aspect which seems so incomprehensible to people today—the repeated lives on earth through which the human being goes, with lives in the world of the spirit coming in between. This general outline which, as I said, does still sound strange today, need not necessarily be taken to be the logical conclusion. For someone who takes the route of genuine study of the psyche which has been characterized today, the insights that take him through the forming of ideas and through the will and bring the non-physical to such immediate, factual reality out of the moments of going to sleep and waking up, lead to the realization that we go through repeated lives on earth. Having shown you how the connection can be made from a psychology that once again is concerned with realities to the great boundary issues of human existence, I still have to point out to you that the state of soul on which this is based and which must enter into scientific research again if we are to have a true psychology, must indeed evoke a quite specific constitution of the inner life for specific elements or moments in doing research, but not for the whole of everyday life. For to gain true insight in the way I have been describing today we must be able to attach special significance in life to our waking up and going to sleep. It means we should not merely live the inner life as something that happens by the way, which is how we live through it in the ordinary way. We must strengthen our thinking in the way I have described and gain self control in the will so that we live the inner life to a higher degree than we live our ordinary lives. The precondition for this investigation of the soul is a state of soul which is little known in everyday life. It will be easiest for me to characterize it in the following way. If you are really active in ordinary life and not a lazy person, you will after a certain number of hours during which you have been awake feel the need to sleep, to be at rest and sleep. Just as you live through this physical existence in your ordinary waking life, so you need to be able to live in such a natural, matter-of-course way through the inner life as an investigator of the psyche, an inner life that comes with strengthened thinking and self control in the will. Then it must also be possible for certain phenomena to occur. For example the kind of thinking which we are accustomed to in ordinary life can really go on and on without hindrance. Sometimes it might really give one the horrors, especially when one hears people gossiping over their tea cups or other things, to think of the ways in which people can go on thinking all the time, accompanying external life with their thoughts. This is something you cannot do with the inner life that takes you into the soul’s reality in the way I have described. When an investigator of the psyche works the way he is meant to do in anthroposophy, so that he will truly obtain the kind of results I have spoken of today, he will very soon feel—in the way he is working, for example, with regard to anything he seeks to elicit from the element or moment of going to sleep and waking up, so that he may then develop it further with greater acuity of thinking and to support the will—he will very soon feel, with as much necessity as we otherwise feel when we have done hard physical work with our muscles, hands and arms, that he cannot go on working. That is the inner feeling one gets after doing investigations in the way I meant today for just a short time. You can’t go on, you need to relax. And you find this relaxation in everyday life. Care is thus taken to see that the true psychologist does not turn into a dreamer or solitary visionary, an eccentric. If he investigates the soul in the right way, which I have described, he will speak of getting tired in the soul just as the physical body grows tired if we labour long and hard in the ordinary sense. And just as you need rest and sleep for this, so you need here to change to everyday life, the absolutely cheerful, hard-working and quite ordinary everyday life. We need this in a healthy way, not in the way of an eccentric. The investigator of soul and spirit needs this as much as we need sleep in ordinary life. Someone who does not dream up all kinds of fantastic and unreal things about the life of the psyche but enters into the true nature of it in the kind of serious way I have described, with simple phenomena taking us to the most sublime questions of immortality and indeed to accepting the truth of immortality, will never be someone who is useless in ordinary life. Entering into the world beyond that perceived through the senses demands that he stands firmly, robustly in waking life, taking it fully and soundly, just as sound waking life calls for a change in the form of sleep. This is the one thing, There are other things as well, which I must leave aside today. But I wanted to speak of these difficulties to show the kind of inner condition one has to develop if one wants to be a true psychologist in the newer, anthroposophical sense. I would have liked to have seen a possibility to speak directly about natural science, social science, about religion and history, which would complement this quite appropriately. But it is not to be, though there is a suggestion that further lectures may follow. You will have seen—this is what I'd like to say in conclusion—that with psychology, too, even if it is based on anthroposophy, it truly is not a matter of somehow just talking and talking, using confused ideas, but that even where we consider the question of immortality, it must be a matter of proceeding in a serious and properly trained way in the psychology that takes its orientation from anthroposophy. However, it will be possible for this serious, specially trained approach—where we still have to struggle today to come to terms with ordinary psychology and therefore use the kind of expressions I have been using today—gradually to take us closer and closer to the popular way of thinking. For this psychology will take matters of the soul out of the scholar’s study. It will be possible to offer the results of its investigations to every human heart and every human soul. We’ll not face the danger of really only counting on abstract, prepared questions such as What is the forming of ideas? What is will, memory, attentiveness? What is love and hate? Instead it will build a bridge from the ordinary everyday phenomena of forming ideas, feeling and doing things out of the will to life before birth and after death, to the life that exists beyond sensory perception, if I may put it like this, and human immortality. Such a psychology will be able to meet the hopes—as the psychiatrist Brentano105 called them, though he himself did not find them fulfilled—the hopes of Plato and Aristotle that psychology will help us to know something about the best part of our essential nature, something which remains when the mortal earthly body decays. Brentano, a great mind, attempted to develop such a psychology on the basis of scientific thinking. He did not want to move on to genuine investigation in the fields that go beyond sensory perception. Since he was however honest enough to go only as far as he was able to go, this led to the remarkable result that this scientist wrote the first volume of his psychology in 1873, promising his publisher—the first volume appeared in the spring—that the second would follow in the autumn, and then the third and the fourth. Those further volumes never appeared. To anyone who knows Brentano’s story—I described it in my obituary, which is the third chapter in my book Von Seelenrätseln—this was not only for external reasons but the fact that Brentano felt a need to approach phenomena of the psyche with concepts that were not the traditional ones. Yet for the reasons I discussed the day before yesterday, which still live in the subconscious of people today, he shrank back from making the transition to investigative work in the sphere beyond anything perceived by the senses. When this transition can be made, we shall have a psychology that will interest not only academics but can be grasped by the whole of humanity. It can be the basis for a truly healthy human life, for it will not stop at things that can only be made interesting in artificial ways in a scholar’s study but will pour forth on everything that wells up in every healthy human heart, the soul of every healthy human being as a need to gain insight in the spirit. The psychology of which I am speaking, a psychology that goes into spheres beyond those perceived by the senses will be a popular psychology for everyone as the basis for a healthy religious life. Anyone who knows psychology and its present situation will be able to say to himself—and I would like to conclude with this as something that throws a light, as it were, on our time and into the future—anyone who knows what can be gained with supersensible investigation in psychology will say that a psychology—and perhaps today’s attempt to characterize it has been very inadequate as yet—a psychology that truly takes us to the question of the soul’s immortality, to the most sublime phenomena of the soul, must be the psychology for the future. For as we have seen exactly from our look at psychology as it is current today, either it will have no future at all, as philosophers like Richard Wahle say, who are perfectly right about this, or this future will be the way it will have to be if it arises from the anthroposophical view of the world. Questions and answers Following the lecture given in Zurich on 10 October 1918 Question. How do feelings relate to bodily life, seen from the spiritual scientific point of view? This is the very question, and it is a most interesting one, which I have tried to consider in the appendix to my book Von Seelenrätseln. There I also said that in the science of the spirit, such questions must have highly significant preconditions. You can only talk in the right way about such issues—spiritual science is strongly connected with our personal life—by speaking of your own investigations. I may say that I have indeed been working with questions that go in this direction for more than 30 years, and that 1 considered these things from many different points of view before I dared to talk about them in public the way I did after 30 years in that book, just touching on the subject. For questions like this only find an answer if you go back to them again and again in your investigations—questions as to the essence of the whole life of the psyche, as to the way the whole life of the psyche relates to the bodily sphere. And I found—time is short; permit me therefore to give just a brief indication—that conventional science is altogether not investigating these relationships in an adequate way. The way people usually talk when they want to investigate these relationships is to put the soul on one side and bodily life on the other. But this causes total confusion. You don’t get anywhere at all. You will only get results—you’ll discover this if you carry out a serious investigation—if you place the life of the psyche on one side, that you truly differentiate it into living in one’s thinking, living in one’s feelings, living in one’s will intent. Once you have differentiated the life of the psyche so that you have a proper overview, you can relate it to bodily life. And you will find that every element in this life of the psyche has quite specific relationships to life in the body. First of all you have to consider the life of forming ideas, of thinking. This relates to life in the nerves if we understand it rightly in a scientific way. The mistake people usually make is to relate the whole life of the psyche to life in the nerves. Of course it is still quite unacceptable today to hear the truth on this subject. It will, however, soon be known. Today, people relate the whole life of the psyche, including feeling and will intent, to life in the nerves. But we should only relate thinking life to life in the nerves. This will also make it clear that there truly is a real connection—like the real connection between someone standing in front of a mirror and the mirror itself—between thinking and the life of ideas on the one hand and life in the nerves on the other. For someone who seeks the truth and not preconceived notions, it will be apparent that the life of feelings relates to something quite different, compared to the way in which thinking life relates to life in the nerves. The life of feeling demonstrably relates to life in the body in such a way that everything rhythmical in the life of the body corresponds to it—the whole life of rhythms, blood rhythm, respiration, and altogether everything that moves in rhythms. This is a direct connection, not one first mediated by the nerves. It is immediate. One should not presuppose that confused notions are used in spiritual science. Instead one is working towards much more sustainable ideas than those used in conventional science, where confusion often reigns. We need only to be factual, investigating such real things as an impression gained in music, for instance. The spiritual investigator knows all the objections that may be raised; he raises them himself and does not even need to hear them from people who want to raise them, for he has sufficient practice in raising them himself. People will say that we hear musical notes with our ears, and the experience therefore arises with an impression made on the senses. No. The matter is not as simple as that but rather completely different. The situation is that there is indeed a relationship between the actual musical experience, which we have in our feelings, and everything that is rhythmical in our bodies. You need only think of a hidden rhythm. Specific movements arise in the diaphragm, for instance, when we breathe in. As a result, the cerebrospinal fluid continually surges up and down in the head. This is a rhythmical inner process that corresponds to an experience of music in the soul. Because this rhythmical element, this rhythmical experience impacts on sensory impression, the experience of music arises in the harmony between the human bodily rhythm and the impression gained through the sense of hearing. The important point is, however, that an impression on the sense of hearing only becomes the experience of music if it comes up against the inner rhythm in the human soul. A psychological study of the experience of music is enormously interesting. It merely substantiates what I am saying, which is that the life of feeling relates to the life in rhythmic movement inside the human being. And the life of will—strange though it may also seem—relates to metabolism, metabolism in the widest sense. It appears to be most materialistic of all, although the life of will is actually the most supersensible of all. Energies enter into the life of matter. One day, when natural science sees itself in the right light, scientists will be able to take further—not actually generate, but take further—what I have said with regard to the life of will. They will find—the beginnings are already there—that with every act of will specific poisons arise out of the human organization itself, and that ‘in terms of the physical body’ what happens in the will process is really a toxic process. This will build a bridge between the act of will, which really is death in embryo being a toxic process, a kind of poisoning, and death itself, which is merely an act of will on a larger scale. I have thus shown how these three—will, feeling and thinking—relate to bodily experience. I could only do it briefly, so that I may now move on to the other question which exactly because of this last question is to some degree connected with what I have just been saying. Question. How does the science of the spirit relate to psychopathology’, that is, to diagnosing mental diseases and so on? There cannot be real diseases of the mind or soul—I can only say this briefly—and diseases of the psyche are really always in some way diseases of the organism. The organism cannot be used as an instrument in the right way. And just as we cannot perform the necessary function if the instrument is useless, so the organism, in living out the life of the psyche, cannot do so in the right way. This does not lead to materialism but actually to proper insight into the supersensible. One thing is particularly interesting here. It is interesting that insight gained in the science of nature, where we are more and more compelled to do experiments abstracted from nature, does indeed help us to gain the scientific insights that provide the basis for technology. But the more we experiment, I would say, the more do we come to the scientifically established conviction of which Goethe had an inkling when he said that all experimenting done with tools, external tools, really takes us away from the world of nature.106 Goethe also had the right feeling for the other thing, the opposite. This is most interesting. Whilst experimentation does not tell us anything worthwhile about the natural world at a deeper level but only about the most superficial connections in it, abnormal developments given in nature itself take us into those deeper backgrounds. An experiment pushes us out of those backgrounds, as it were; abnormal developments take us deeper into nature. Oddly enough, experimentation is singularly unfruitful in the psychology which seeks to base itself on physiology—not in all areas, but certainly in the areas that matter most. Something which is extraordinarily fruitful is observation of brain traumas and of other disorders in the organism which also make the life of the psyche appear abnormal. We are able to say that whilst experimentation separates us from the world of nature, observing the sick organism bring us together with it. Again a paradox, but we should not be afraid of reality, should not be afraid, even unconsciously so, when wanting to enter into the real world. The condition of the brain, also in the case of criminals, for example, takes us deeply into the secrets of nature. This branch of natural science is not fruitless, but it is connected with what the science of the spirit is able to establish—that everything connected with the will—and the will, though an independent entity, influences all else, including our thinking—is in a sense, in a certain respect, connected with the development of toxic states, abnormalities in the human organism. And if the misfortune should happen and the human organism grow abnormal, then because of the very fact that the supersensible is driven out of the abnormal organism—for it only fits rightly in a normal organism; if the brain is injured, therefore, the supersensible is driven out—then it is because of this that the person, who may otherwise continue to be connected with the supersensible, is unable to gain his orientation, he loses it. Things that are often considered to be pathological in the psyche are therefore due to a physical abnormality. We are thus able to say that we must really study the will in order to perceive why the study of abnormalities in the brain and so on gives such deep insight into certain conditions of the psyche. Just as we take everything supersensible out of the body on going to sleep and enter into the life of the psyche, but in a healthy way, so does an organism which has become abnormal push the supersensible out when there is pathology. We then enter into that life in a disoriented way, whilst we enter in a healthy way, which helps us to cope with the situation, when we enter into healthy sleep.
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73. The Philosophy of Thomas Aquinas: Comment V. The Application of Intelligence to the Human Body
Roman Boos |
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And if this form necessitates leaving something out, that does not worry the master: as a master who prepares a saw for cutting, makes it of steel, so that it is fit to cut; it does not occur to him to make it of glass, which is a more beautiful material, because such beauty would be an obstacle to its purpose. |
73. The Philosophy of Thomas Aquinas: Comment V. The Application of Intelligence to the Human Body
Roman Boos |
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“Thomas could get no further than the abstract affirmation that the psychic-spiritual really has its effect on every activity of the human organism.” [p. 96] This “abstract affirmation” is—as emerges from the trend of the three addresses—in no sense to be taken as a toying with concepts invalidated by the “pale cast of thought.” The whole drama which surges in the background of scholastic thought, lives in this “abstrahere,” this “abstracting,” in this up-building of the scholastic-gothic cathedral. In this mighty building there is this abstracting, from the bottom to the top; first, from the material things of the world, the “phantasmata,” the sensory images, through the activity of the senses; then from these images, the “species,” the special concepts, through the “intellectus agens,” and finally, the “universalia,” the general concepts, through the “intellectus possibilis.” But this “abstracting” from below upwards, through which man draws into his thought as it unfolds itself “post res,” what before lay “in rebus is to serve the purpose of fitting the created human reason into the spirit forms, through which the Creator's power which works” ante res acts from the top downwards. The innermost impulse of this “abstract affirmation” applied to the ideal transfiguration of the human body (which is found by Thomas to be a vision of the future real transfiguration of the risen body) appears in the works of Thomas Aquinas in the passage which Rudolf Steiner analyses as the dramatic climax: when the problems of creation, of human knowledge and of human individuality concentrate, as it were, in a knot. It is clearest in the answer to the question: Why one human soul differs from another. Since the soul as such (i.e. when abstracted from the body) is not composed of matter and form, the differentiation of one soul from another could only be formal, if they were differentiated only according to their existence as pure soul. But a formal differentiation involves a division of the species; (i.e. men would not then all belong to the same class, but each would be a species in himself, which Thomas grants to the Angels, but not to men). But the division according to mere number within one and the same species arises out of the material difference. And the soul cannot have this material difference from Nature, out of which it is created, but from matter in which it is created. Thus, we can presume the existence of many human souls, which are different within the same species according to their number, if they are united to bodies from their own beginning, (i.e. if they have not a pre-existence in the Kingdom of Nature, out of which they are created) so that their differentiation originates from union with the body as the material principle, even if their differentiation originates from God as the effective principle. (Quaestion Of the Might of God. III. 10.) In the chapter “Reincarnation of the Spirit and Destiny” of the book Theosophy, Rudolf Steiner carries on with compelling logic this Thomistic thought: “... The man who rightly ponders over the essence of biography, comes to see that spiritually every man is a species in himself” This means “secundam naturam ex qua fit,” according to the pre-existing individual “nature” which after previous incarnations enters on birth, the individual human being is a species of his own. The “materia in qua fit,” the bodily material, is no longer the “principle of individuation” though it may retain its full significance as the object, on which the spiritual individual, in accordance with his destiny, works. But this Thomistic train of thought is a necessary preliminary, from the point of view of spiritual history, to the spiritual individualism of Rudolf Steiner. The second of the foregoing quotations comes from the midst of the fight against Averroës. The “material individualism”—if one may call it so—of Thomas is a fortress built of earthly stone as a protection of human individuality against the doctrine of Averroës, who snuffs out the intellectus possibilis and individuality in a universal spirit. Man acquires—according to Thomas—his individual nature precisely by living in this earthly body, from which state (as one then pre-existing) God will after the day of Judgment vouch him eternal life in a transfigured body through the Grace promised by Christ [p. 180]. Each human body is, in the sense of Thomas, the concrete tool, by which God—if one may put it so—takes up the material with one hand from the realm of Nature, by Him created, and into which with the other hand, he impresses the anima humana through the first act of creation of each separate man. The so-called “Creationism”—the doctrine that every soul at birth is created by God absolutely anew—is the inevitable consequence of a thought-system which through “abstract affirmation” would allow heaven to triumph completely over the earth in man, without having the disposal even of the powers of the human Ego, which have been acquired with difficulty through centuries, during which the Ego had to find and assert itself without God or spirit in the universe of material reality, suppressed by Nominalism with its feeble abstractions. The whole force of “abstract affirmation which lives in Thomas' effort to find a knowledge of the body, is an expression of the will: to get an insight into the working of God's” right hand which by the preparation of the body of the newly-created human soul ordains the conditions of its individual form, and there with the conditions of its earthly and heavenly destiny. God as Perfect Creator of the Imperfect The effect pre-exists according to its power in the effective cause. To pre-exist in the power of the effective cause, does not mean, however, to pre-exist in a less perfect, but in a more perfect mode; even if pre-existence in the potentiality of the material cause is pre-existence in a less perfect mode, because matter as such is imperfect, whereas an “agent” as such is perfect. Now, since God is the first effective Cause of things, the perfections of all things must pre-exist in God in a still more eminent degree. And Dionysius touches this thought when he says of God, in the book Of Divine Names: “… He is certainly not this thing; but He is all things, being the Cause of all.” (S. Theol. /. 4. II.) Of the Creation of the Body of the First Man Since God is perfect in His works, He gave perfection to all creatures after their kind ... He Himself is perfect by reason of the fact that He prepossesses all things in Himself: not in the manner of something composed of different elements, but simply and solely, as Dionysius says: that is, in the manner in which different effects pre-exist in their causes, according to their single power. Thus, to the Angels He communicates His perfection in the knowledge of all natural things in divine forms, a perfection which is received by man after an inferior manner: for man has not the knowledge of all natural things. For he is to a certain extent composed of all things; from the type of spiritual substance he has the rational soul. From his likeness to the heavenly bodies he has the differentiation from the opposites by virtue of the extreme balance of his constitution. The elements, however, are substantial in him, and indeed in such wise that the higher elements predominate according to power, namely Fire and Air, since life is passed agreeably divided between warmth, the quality of Fire, and moisture, that of Air; but the lower elements prevail in him according to substance. For in no other way could there be a balance of the mixture, unless the lower elements, with their smaller power, outweighed the higher in man in quantity. And there is this justification, that the body of man is made from a clod of earth, for earth mixed with water is called a clod. Therefore, also, man is called a “small world” because all creatures of the world are somehow found in him. Man's body had to be created out of the matter of the four elements, so that man might be in agreement with the lower bodies—standing half-way between the spiritual and material substances. If Fire and Air, which are greater in effective power, were to predominate also in quantity in the composition of the human body, they would attract the other elements completely to themselves, and there could be no balance which in man's composition is necessary for the excellence of the sense of touch which is the basis of the other senses: for the organ of each sense may not have anything in reality contradictory, which the sense can test, but only in potentiality, either in such a manner that it is altogether free of every kind of this contradiction, as the pupil lacks colour, in order to be “in potentia,” towards all colours—which, however, was not possible with the sense of touch, since it consists of just those elements whose qualities it experiences—or else so that the organ might hold the middle place between the opposites, as is necessarily the case with touch. For the middle is “in potentia” to the extremes ... All natural things are created by divine art, and are therefore equally God's work. But every master endeavours to give his work the best form, not simply for itself, but with an eye to his general purpose. And if this form necessitates leaving something out, that does not worry the master: as a master who prepares a saw for cutting, makes it of steel, so that it is fit to cut; it does not occur to him to make it of glass, which is a more beautiful material, because such beauty would be an obstacle to its purpose. So God constructed every natural thing, also not simply for itself, but according to His arrangement for its particular purpose, as Aristotle says ... …The primary purpose of the human body is the rational soul and its accomplishments. For the matter is there for the sake of the form, and the tools are there for the sake of the efficiency of the worker. I say, therefore, that God has given the human body the best combination in the sense of fitting it to this form and these accomplishments. And if something is found to be lacking in the construction of the human body, it must be remembered that such a defect follows from the necessary arrangement of matter with regard to that which the body requires, so that there may be the right relationship of the body to the soul and its accomplishments. …The sense of touch, the basis of the other senses, is more perfect in man than in any other creature that has a soul; and for this purpose man had to receive the most temperate constitution. And man also exceeds the other creatures in the inner powers of the senses. (N.B.—The doctrine of the four inner senses—the social sense, imaginative power, capacity to reason, and the sense of memory, cannot be discussed shortly.) But from a certain necessity it appears that man falls short of the animals in some outer senses; thus, among all creatures with souls man has the worst sense of smell; for man had necessarily to have the largest brain among all in proportion to his body, so that the accomplishments of the inner sensory powers could develop more freely, which he needs for the achievements of the intellect—and also so that the coolness of the brain might moderate the warmth of the heart, which again must be large in man on account of his more erect posture. The size of the brain is an obstacle to the smell because of its moisture, for the sense of smell is dependent on dryness. And similarly the reason can be given why certain animals have a keener sight and a finer hearing than man—because of the retardation of these senses which is necessarily postulated in man through the complete balance of his constitution. The same reason can be adduced for certain animals being speedier than man, since an immoderate speed is contrary to the balance of his constitution. …Horns and claws, the weapons of certain animals, the thickness of the hide, of hair or feathers, which serve animals as covering, show the preponderance of earthly elements, which are contrary to the balance and delicacy of man's composition; and therefore they were not adapted to him. But instead he has reason and hands, wherewith he can arm himself with weapons and protection and other requirements of life in endless variety. So that Aristotle calls the hand “the organ of organs”—which, however, really applies still more to the power of reasoning, which is open to countless ideas, and gives him an illimitable capacity to make tools. …The erect posture was given man for four reasons: First, because man was given the senses not only to provide himself with the necessaries of life, like the other animals with souls, but also to appreciate. So while the other animals rejoice in the senses only in so far as they are concerned with nutriment and reproduction, man alone rejoices in the beauty of things as such. And because the senses live pre-eminently in the countenance, the other animals have bent their eyes to the ground, in order to search for food and find nourishment—but man has raised up his countenance in order to be able to appreciate freely material things on every side, heavenly as well as earthly, through the senses and especially through that of sight, which is the noblest and reveals the greatest number of varieties in things, so that he may reap the intelligible truth from all. Secondly, so that the inner senses might be more free for their accomplishments, by reason of the fact that the brain in which they are perfected is not depressed but raised above all other parts of the body. Thirdly, because man, if he were bent down, would have to use his hands as fore-feet, which would destroy their fitness for carrying out manifold works. Fourthly, because, if he were in this position, he would have to seize his food with his mouth; and for this he would have to have a prominent snout, and hard thick lips and a hard tongue, as one sees in animals in order not to be injured by things. But such a construction would completely prevent speech, the peculiar work of the understanding. Although man has an erect posture, still he is the furtherest removed from plants. For man has raised his upper part, his head, towards the upper part of the world, and his lower part is towards the lower part of the world, and is therefore arranged the best in accordance with the total arrangement. But plants have their upper part towards the lower part of the world (for the roots correspond to the mouth). Animals behave in a middle manner: for the upper part of an animal is that through which it takes in nourishment, and the lower part that through which it rejects waste. (S. Theol. Quaestio 91, from several articles.) …it was ordained that the woman should be formed from a rib of the man. First, as a sign that there should be a union of a special kind between man and woman; for woman is to be neither the lord over man—otherwise she would have been formed from his head—nor looked down upon by man as his slave—otherwise she would have been formed from his feet. Secondly, because of the Sacrament: for the Sacraments, namely, blood and water, out of which the Church (the Bride of Christ) has been erected, flowed from the side of Christ as he fell asleep on the Cross. (S. Theol. I. Quaestio 92. Art. III.) From Thomas' Teaching concerning the Heart Thomas' teaching concerning the heart is the heart of Thomism. In the heart intellectual activity comes to an end: in the “verbum cordis,” in the heart's word, each thought takes a definite shape. From the heart every movement of the body, and therefore also speech, the formation of the “verbum oris,” the mouth's word, originates. The rhythm of the pulse-beat follows the laws of the heavenly movements: but disturbances of the rhythm come from passions that rise in the earthly body. In the heart given to God passions are purified into virtues: as, for instance, the burning red of anger becomes the illuminant red of charity. Here is translated a passage from Thomas' Commentary on the Treatise of Aristotle “On the Soul,” which shows how through “abstract affirmation” Thomas attempts so to “intellectualize” the form and movement of the heart, that all the manifold facets can combine with the imaginative and conceptual image already there. Aristotle says that the prime mover in the organism must be of such a kind that in him must be both origin and end of the movement, as in a sort of circulation between a convex and a concave form, of which one is the result, but the other also the origin. For the concave appears as a reality, but the convex as an origin of the movement. By virtue of its concavity the heart is compressed, but by virtue of its convexity it expands. And because origin and end are contained in it, and the origin of every kind of movement must all the same be unmoved—as the arm remains still when the hand is moved, and the shoulder, when the arm is moved, and as every movement arises from some sort of non-movement—so there must be something at rest in the organ of movement, the heart, in so far as the heart is the origin of movement, but causing movement in something else, in so far as the movement attains its object in it. And these two, namely, the stationary and the moved are different in their behaviour, though inseparable according to their basis and their size. And that the heart must be at the same time origin and end of the movement, and consequently at the same time stationary and in motion is explained by the fact that every movement in a soul-endowed creature consists of thrust and pull. The thrust is that which gives motion, the origin of it, because that which thrusts something pushes it away from itself. In the pull is also that which gives motion, the objective of the movement, because the puller draws the pulled to itself. And therefore the first organ of the local movement must, in a soul-endowed being, be arranged at the same time as origin and objective of the movement. And there must be a stationary part in it, yet it must all the same be capable of starting movement; as in a circular movement. For a rotating body does not change its position as a whole except relatively, because its centre and its axis remain stationary and stay as far as the whole and its basis are concerned in the same spot. Its parts, however, change their position not only relatively but basically. Thus it is in every movement of the heart. For the heart remains fast in the same place in the body, but moves in the sense of expanding and contracting, in order to produce the movements of thrust and pull. In one way therefore it is moving, and in another stationary. With all this it must be carefully noted that the heart is not presented as a pump for the blood. Scholasticism has as yet no conception of the circulation of the blood. The movements of the heart's thrust and pull are rather regarded as a perpetually available supply, from which the soul when it desires to institute some definite thrust or pull in the body, transmits the necessary movement-action by means of the warmth that moves freely in the body, and the inner life-spirit, to the organ concerned. Noble and Ignoble Bodily Qualities The teaching of “the foundation of the senses,” the sense of touch, is very closely connected with the teaching concerning the heart. We differentiate between hard and soft, warm and cold, dry and moist, etc., not (like colours and sounds) through an organ which is itself without the qualities it perceives, but through our body which is provided with these qualities—but which has in the origin of the heart and lungs a general balance, and this enables it from “the golden mean,” to differentiate the extremes. The real organ of touch is, according to Thomas, the heart and lung region; the flesh is only a medium of touch—like the “transparent” in vision and the atmosphere in hearing. From the formation of this medium, through which we are connected with the elements—particularly, as “earth-clods,” with the heavy elements—deductions can be drawn concerning the “nobility” of individual man. In the Commentary on the 19th chapter of Aristotle's work on the sensibility of the senses (with respect to the treatment of the sense of smell) Thomas writes: Man has the most reliable sense of touch among all soul-endowed creatures, if in other senses he falls behind certain animals. Because of this he is the cleverest. And among the race of men we find from the quality of the sense of touch, and not of any other sense, that some people are endowed with talents and others not. For those people whose flesh is hard and who have in consequence a poor sense of touch are mentally ill-equipped; but those whose flesh is soft and whose sense of touch is consequently good, are mentally well-equipped. And the other beings endowed with souls have also harder flesh than man. To this it might be objected that the capacity of the spirit corresponds more with the excellence of sight than with that of touch, because sight is the more spiritual sense and reveals more numerous and more diverse sides of the senses. But against this must be said that for two reasons the excellence of the spirit corresponds with the excellence of the sense of touch: first, touch is the foundation of all the other senses; for the sense is obviously distributed throughout the whole body, and what is an instrument of every other sense is the instrument of touch. And touch is that by which anything is characterized as material. It follows from this that if someone has a better sense of touch, he has a more sensitive nature, and in consequence a better intellect; for excellence of the sense means a disposition to excellence of intellect. But from the fact that a man hears or sees better it does not follow that he plainly has more acute senses, or has a more sensitive nature, except in a particular respect. The other reason is that the excellence of the touch-sense follows the excellence of the whole constitution or of the balance. For since the instrument of touch cannot be free from the class of touchable qualities, because it is composed of the elements, it must thereby be “in potentia” to the extremes, so that it keeps the mean between them. Good composition of the body results in nobility of soul, because every form is proportioned to its matter. And from this follows that men with good sense of touch are of nobler soul and acuter mind. Touch is “Tactus,” tact! “Tact” as a psychophysical quality is for Thomas the basis of man's sense-nature, on which through the functioning of the intellectus agens and the intellectus possibilis he builds up the gothic cathedral of scholastic wisdom. How thoroughly “kneaded” the clod of earth is apportioned by God to each soul at birth—as delicate or coarse flesh—from this Thomas Aquinas, the scion of generations of highest nobility, the cousin of the Emperor Frederic II of Hohenstaufen, recognizes the “nobility of the soul” in each man. But this bodily delicacy is already a foretaste on earth of the quality of that spirit body which the blessed souls will receive after the day of Judgment, through the transfiguration of earthly bodies put off for a time at death: Because the Blessed soul will be noble and virtuous in the highest degree, in tune with the primeval principle of the world, the body united with it by God's disposition will be substantial in the noblest way, so that the soul can keep it completely in its control, wherefore it will be delicate and spiritual as a breath. It will also be distinguished by the noblest quality, the glory of clarity. And thanks to the virtue of the soul, this body will be incapable of being deflected from its construction by any agent; i.e. it will be impervious to all suffering. And because it will be completely obedient to the soul, as the tool is to the person who moves it, this body will be mobile. Transfigured bodies will therefore possess the four following characteristics: subtilitas, claritas, impassibilitas et agilitas ... (Compendium Theologica. Chap. 169.) A comparison of this “Anatomy” of transfigured bodies with Thomas' doctrine of the Hierarchies [p. 66 et seq.] shows that the transfigured body will resemble the Holy Ghost in spiritual substance, the first Hierarchy in the quality of light, the second in power, and the third in mobility. It will be “sicut Deus” and will have assumed the characteristics of pure Spirits. From Thomas' Teaching concerning the Passions But because substance, quality, virtue and mobility do not “in via,” on the earthly Pilgrim's road, have the perfection they will have “in patria,” in the Fatherland, the path to heaven must be fought for on earth by spiritual building as a guide to the soul's growth. In order to get at least an idea of the mighty edifice which in the second part of the Summa Theologica brings the whole medley of human passions under the influence of the virtues, some chapters from his Teaching concerning them are appended in conclusion. They make clear how Thomas throws the bridge from his knowledge of the body to the spirit world by means of “abstract affirmation.” Of Fear …in the passions of the soul the formal element is the movement of the power of desire itself, whereas the material element is the bodily metabolism; and both stand in a definite relationship with each other. Therefore, the bodily change begins after the likeness and standard of the desire-movement. Now Fear brings with it a certain contraction of the soul's desire-movement. The basis of it is that Fear arises from imagining a threatening Evil, which can with difficulty be driven away ... But that something can with difficulty be driven away comes from the inadequacy of strength ... The more inadequate the strength is, the less far can it reach. And so there results from the imagination itself, which produces Fear, a certain contraction in the desire; as we see in the dying, that nature withdraws into the inside on account of the insufficiency of strength, and as we see in the case of a community, that the citizens, when they are afraid, retire from the outer quarters of the town and concentrate as much as possible in the centre. And similarly with these contractions, which take place in the desires of the soul, there appears also in the body a contraction of warmth and life-spirits into the interior. ... but, as Aristotle says ... even if in one who is afraid the life-spirits are withdrawn from the outer organs to the inner, still the movement of the spirits in one who is afraid and one who is angry is not identical. For in an angry man on account of the warmth the subtlety of the life-spirits which arise from the desire for revenge, an inner movement takes place from the lower to the upper organs, whereby warmth and the spirits are collected round the heart. Hence it follows that the angry become skilful and bold to attack. But in the fearful, on account of the increased cold which arises from the imagined lack of strength, the spirits move from the upper to the lower organs, and so warmth and the spirits of life are not only not increased round the heart, but rather flee from it. Therefore, the fearful do not proceed promptly to attack, but run away. The man or animal that is always suffering, seeks every means to be rid of the trouble which causes him pain. Thus we see suffering animals belabouring themselves with mouth or horns. But the greatest help for everything, among animals, is warmth and the life-spirit; and therefore Nature in pain collects them into the inside, in order to use them in fending off the harmful. For this reason, Aristotle says ... that air is provided for the spirit and the warmth which are collected in the interior, through the voice; and therefore sufferers can scarcely suppress cries of pain. But in the fearful the movement is from the heart to the lower organs, and so Fear prevents the production of the voice, which takes place by the emission of the life-spirit upwards through the mouth. Hence Fear induces dumbness as well as trembling ... Danger of death works not only contrary to the soul's desires, but also contrary to Nature, wherefore in this kind of Fear there is not only a contraction of desire but also of the body's nature. The soul-endowed creature, when in imagining death, it withdraws the warmth inside behaves exactly as if it were in reality confronted with death; and therefore those who are a prey to the fear of death become pale ... But the evil which shame fears is not contrary to Nature, but only to spiritual desire, wherefore there follows a certain contraction in proportion to the spiritual desire, but not in proportion to bodily nature; and the soul keeps itself free from the movement of the life-spirits and the warmth, as if it were itself contracted, which results in their diffusion into the outer members. Hence those who are ashamed blush. ... the result of Fear is a contraction from the outer into the inner organs; wherefore the outer organs become cold. This gives rise to trembling, which is caused by the inadequacy of the strength which holds the limbs together. But such an inadequacy is chiefly the result of a lack of warmth, which is the instrument by which the soul produces movements, as Aristotle says. ... because with Fear the warmth leaves the heart, going from the upper to the lower organs, the fearful tremble most in the heart and in the limbs, which have a connection with the breast where the heart lies. Therefore, also the fearful tremble in voice particularly, because of the proximity of the windpipe to the heart; the lower lip also trembles and the whole lower jaw because of their connection with the heart. From this comes also the chattering of the teeth. For the same reason the arms and hands tremble ... but possibly also because these limbs are more flexible; which applies equally to the knees. In the category of bodily tools Fear as such is always of such a kind that it prevents the outer accomplishment on account of the lack of warmth, which through Fear occurs in the outer limbs. But in the sphere of the soul Fear, if it is moderate and does not confuse the reason too strongly, helps to produce good by causing a certain anxiousness and leads man to reflect and act more carefully. Nevertheless, if Fear so increases that it confuses the reason, it hinders accomplishment also in the province of the soul. (Summa Theologica, II. 1. Quaestio 44, from different sections.) Of Anger If we consider the nature of the genus—i.e., the nature of each man as a soul-endowed being, concupiscence is more natural to him than Anger, because by reason of a common Nature man has a certain tendency to desire what serves to maintain the life of his kind or of the individual. But if we consider human nature in the domain of the species, namely in so far as man is a rational being, then anger is more natural to him than desire, because anger is closer to reason than lust. ... If, finally, we consider the nature of one definite individual in accordance with his own temperament, then Anger is more natural than lust, because from a natural tendency to get angry, which comes from this temperament, Anger is much more easily let loose than lust or any other passion. For man is liable to be angry in proportion as his temperament is choleric. But among all juices, choler is the quickest roused, it—after all—resembles Fire; and so one who is liable to Anger because of his natural temperament, is quicker to become angry than one who is inclined to concupiscence is to become lustful ... … In the sphere of bodily temperament it is natural for man, according to his kind (as rational being), not to have any excess, either of Anger, or any other passion, because of the proper admixture of his temperament. But animals, since they are far removed from this temperate quality, and are extremes in one direction or another, are correspondingly addicted by Nature to excess of one or another passion, as the lion to boldness, the dog to anger, the hare to fear and others similarly. But in the domain of reason both anger and control are natural to man, since reason in one sense induces anger, by making the cause for it conscious, or in another sense assuages it, in so far as the angry man does not entirely obey the command of reason ... (Summa Theologica, I., i. Quaestio 46, 5.) …the bodily metabolism stands in a definite relationship to the rousing of desire ... Every desire strives more strongly towards its opposite, if it happens to be present [p. 123]. The rousing of anger, however, is caused by an inflicted insult, as well as by stubborn opposition, and thus the desire seeks to the utmost to retaliate for the insult by revenge. Hence the violence and impetuosity of irate movement. And because the movement does not occur in the manner of a retirement, corresponding with cold, but rather in the manner of an advance, corresponding with warmth, it causes in consequence a certain glow of the blood and life-spirits round the heart, which is the instrument of the soul's passions. For this reason, on account of the great Turmoil in the heart, which Anger implies, certain signs appear in the outer limbs of those who are angry. Thus Gregory says: “The heart inflamed by the pricks of Anger twitches, the body trembles, the tongue is tied, the face becomes hot, the eyes wild, and friends are no longer recognized; the angry man shouts with his mouth, but knows not what he says.” …Love is felt differently ... True, when a man experiences through insult a diminution of a beloved excellence, Love is felt more strongly; and the heart is more passionately stirred to banish whatever attacks the beloved object, as if the flame of love grew and became stronger through Anger. Nevertheless, the glow following the warmth of love is different from that of Anger; for the warmth of love is characterized by a certain sweetness and mildness; it extends to include the beloved possession, and so is assimilated to the warmth of the air and the blood. Wherefore those of sanguine temperament are more inclined towards Love; and it is also said that the liver, in which a certain blood-production takes place, urges one towards Love. The heat of Anger, on the other hand, is filled with a bitterness and desire to devour, because it urges one to punish what opposes it; and therefore it is assimilated to the heat of Fire and Choler. …As a large fire quickly goes out after the fuel is consumed, so Anger by its very violence, comes soon to an end. … although the reason makes use of no bodily organ for its own ends, bodily disturbances must nevertheless impede the rational judgment, because it is dependent for its functioning on the powers of the senses, whose activity is limited by bodily disturbance, as is seen in drunkenness or sleep. Now Anger produces a disturbance chiefly in the region of the heart, so that it is transmitted also to the outer limbs, and for this reason Anger of all the passions interferes most visibly with the judgment of reason. … one says of someone seized with sudden anger, that he is open, not because it is clear to him what to do, but because he acts openly without seeking any secrecy. This comes partly from the interference with the reason, which cannot differentiate what is to be hidden and what revealed, and cannot think sufficiently for the cunning required for concealment. But partly it comes also from the breadth of heart which is a quality of magnanimity and this is caused by Anger. Therefore, Aristotle also says of a man with large soul, in his Ethics, that he is an open hater and an open lover, and that he speaks and acts frankly. But concupiscence one calls underground and insidious, because for the most part the desired object of delight savours to a certain extent of disgracefulness and voluptuousness, and herein man prefers to remain unseen. But in those concerns which belong to manliness and excellence, man seeks to be frank. [Summa Theologica, II, 1. Quaestio 48, several sections.) Anger, like every other passion, according to Thomistic philosophy, is introduced into the Soul, not by reason of the Soul's own spiritual nature, but by reason of its being tied to the body—i.e., from outside, in so far as the whole, composed of soul and body, undergoes the passion. In the Paradisal condition of “justitia originalis,” the body was completely subject to the soul, whose lower powers, from which the passions rise, were subject to reason, and the reason to God. Through the Fall this condition of “original justice” was lost. Christ, who had no “passions” in the sense of Thomas' doctrine of the passions, because, for instance, his “Anger” was entirely the effluence of the Divine Will, and his “Love” entirely the “actio” of the presence of the Divine Spirit, has through his “Passion” opened up the way for man from out of the chains of the “passiones.” With the simple stress and the endless complexity of a Gothic cathedral, Thomas, in his doctrine of Virtue, with its base the Cross of the “passio Christi,” raises man towards heaven out of the fetters of their “passiones”—towards that condition of the future transfiguration, where the new body will be “impassibilis,” freed from the fetters of passion, [p. 180.] But Rudolf Steiner states that “in the 13th century the Christian principle of Redemption could not be found in the idea-world,” [p. 108.] Rudolf Steiner's Anthroposophy, the spiritual Goetheanum answers the question: “Where does Thomism dwell in the present day?” In the spirit of the Risen Christ, who in the form of a mighty wooden statue appears in the double-domed chamber of the Goetheanum, Rudolf Steiner in the last of his three Addresses could say: “The redeemed human reason, which has the real relationship with Christ, this forces itself upward into the spiritual world; and this process is the Christianity of the 20th century,—a Christianity strong enough to enter into the innermost recesses of human thinking and human soul-life.” [p. 108.] After seven centuries the Thomistic contribution to knowledge of the human intellect crucified in the body, towering up from the Gothic ground-plan of the Cross, gives way to the contribution of Rudolf Steiner, envisioning the body and releasing and awaking the soul, a contribution whose “Goetheanic” plan is related to the Gothic Cross, as Easter is to Good Friday. |
80b. The Threshold In Nature and In Man
01 Feb 1921, Basel Tr. Mary Adams Rudolf Steiner |
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Otherwise, since all the results that are arrived at in such institutions come from beyond the Threshold, man is thereby cut off from the world in a manner that is dangerous for him. He feels himself in the presence of an inner being of Nature which he can never approach on an external path, which he can approach only by becoming awake in his soul and pressing forward to the immortal part of his own being. |
80b. The Threshold In Nature and In Man
01 Feb 1921, Basel Tr. Mary Adams Rudolf Steiner |
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It will be clear, I think, from what has been said on earlier occasions that the Spiritual Science cultivated at the Goetheanum has nothing sectarian about it, nor does it set out to found a new religion. It gives full recognition to the progress of natural science in modern times, drawing indeed, in a certain sense, the ultimate necessary consequences of the whole trend and spirit of modern science. This will be particularly evident when we come to consider questions concerning our inner life and our knowledge of the world; and to-day I will ask your attention for one such specific question. It embraces a very wide realm, and all I can do here is to give a few indications towards its solution. I shall try to give these in such a way as to throw light on what we consider to be the tasks of the Goetheanum in Dornach. The subject before us is concerned with two ideas that man can never contemplate without on the one hand feeling an intense longing awaken within him, and on the other being brought face to face with deep doubts and riddles. These two ideas are: the inner being of Nature and the inner being of the human soul. In his knowledge man feels himself outside Nature. What would induce him to undertake the labour of cognition, were it not the hope of penetrating beyond the immediate region within which he stands in ordinary life, of entering more deeply into the Nature that presents herself in her external aspect to his senses and his intellect? It is, after all, a fact of the life of soul, and one that becomes more and more apparent the more seriously we occupy ourselves with questions of knowledge, that man feels separated from the inner being of Nature. And there remains always the question—to which one or another will have a different answer according to his outlook on the world—whether it be possible for men to enter sufficiently deeply into the being of Nature to allow him to gain some degree of satisfaction from his search. We have at the same time the feeling that whatever in the last resort can be known concerning the being of Nature is somehow also connected with what we may call the being of man's soul. Now this question of the being of the human soul has presented itself to human cognition since very early times. We have only to recall the Apollonian saying: “Know thyself.” This saying sets forth a demand which the conscientious seeker after knowledge will feel is by no means easy of fulfillment. We shall perhaps be able to come to a clearer idea of the tasks of the present day in this connection if we go back to earlier ages and remind ourselves of conceptions that were intimately bound up, for the men of olden times, on the one hand with the knowledge of the inner being of Nature, on the other with the self-knowledge of man. Let us then look for a little at some of these conceptions, even though they will take us into fields somewhat remote from the ordinary consciousness of to-day. In olden times, these two aims—knowledge of Nature and knowledge of self—were associated in the mind of man with quite strange, not to say terrifying, conceptions. It was indeed not thought possible for man to continue in his ordinary way of life if he wanted to set out on the path to knowledge; for on that path he would inevitably find himself in the presence of deep uncertainties before he could come to any satisfying conviction. In our day we are not accustomed to think of the path of knowledge as something that leads us away from.the natural order of our life; it leaves us free to go forward in everyday life as before. And one must admit that the knowledge offered to us in our laboratories and observatories and clinics is not such as to throw us “right off the rails,” in the way attributed to the path of knowledge that the pupils of wisdom in early times had to tread. They beheld a kind of abyss between what man is and can experience in ordinary life, and what he becomes and is confronted with when he penetrates into the depths of world-existence, or into the knowledge of his own being. They described how man feels the ground sink away from under his feet, so that only if he be strong enough not to succumb to giddiness of soul can he go forward at all into the field of ultimate knowledge. To tread this path of knowledge unprepared would involve man in a harder test than he is able to meet. Serious and conscientious preparation was necessary before he dare bridge the abyss. In ordinary life man is unaware of the abyss; he simply does not see it. And that, they said, is for him a blessing. Man is enveloped in a kind of blindness that protects him from being overcome by giddiness and falling headlong into the abyss. They spoke too of how man had to cross a “Threshold” in order to come into the fields of higher knowledge, and of how he must have become able to face without fear the revelations that await him at the Threshold. Again, in ordinary life man is protected from crossing the Threshold. Call it personification or what you will, in those ancient schools of wisdom they were relating real experiences when they spoke of man being protected by the “Guardian of the Threshold,” and of undergoing beyond it a time of darkness and uncertainty before ultimately attaining to a vision of reality, a “standing within” spirit-filled reality. It is inevitable that in our day all manner of confused and hazy notions should connect themselves with such expressions as “Threshold,” “Guardian of the Threshold.” Let me say at once that mankind is undergoing evolution; nor is it only the outer cultural renditions that change and develop, but man's life of soul is changing all the time, moving onward from state to state; consequently the expressions which in olden times could be used to describe intimate processes in the life of soul, cannot bear the same meaning for present-day mankind. What man meant in olden times when he spoke of the Threshold and the Guardian of the Threshold was something different from the processes that take place in man to-day, when he resolves to go forward from ordinary knowledge to super-sensible knowledge; and it is only with a view to making more comprehensible what I shall have to say regarding these latter that I bring in a comparison with ancient conceptions. What was it of which the men of olden times were afraid? What was it for which the pupil in the School of Wisdom had to be prepared by means of an exact and thoroughgoing discipline of the will—a discipline that should make the will strong and vigorous, able to stand firm in extremely difficult and perplexing situations in Life? Strange though it may sound, it becomes clear to us if we are able to survey the course of human evolution, that what men feared in those times was actually none other than the condition of soul which mankind in general has reached to-day. They wanted to protect the pupil from coming all unprepared to the condition of mind and soul to which we have been brought by the scientific education of the last three or four centuries. Let me illustrate this for you in a particular case. We all accept to-day the so-called Copernican view of the universe. This view places the sun in the centre of our planetary system; the planets revolve round the sun, with the earth as a planet among the other planets. Ever since the time of Copernicus, this is the picture men have had. In earlier times, quite another picture of the world lived in the general consciousness of mankind. The earth was seen in the centre, and the sun and stars revolving round the earth. Man had, that is to say, a geocentric picture of the world. Copernicus replaced it with a heliocentric picture of the world. Man has now no longer the feeling of standing on firm ground; he sees himself being hurled through space, together with the earth, at a terrific speed. As for how it all looks to the eye, that, we are told, is a mere illusion, induced by relations of perspective and the like, to which human vision is subject. Now, this heliocentric picture of the world already existed in earlier ages. Plutarch is a writer from whom we can learn a great deal concerning the men of olden times, and how they thought about the world. Let me read you a passage translated from his writings. Plutarch is speaking of Aristarchus of Samos, and he describes the way in which Aristarchus conceived the world. We are therefore taken back into early Greek times, into an epoch many centuries before the Middle Ages, and before Copernicus. In the opinion of Aristarchus, says Plutarch, the universe is much bigger than it looks; for Aristarchus makes the assumption that the stars and the sun do not move, but that the earth revolves round the sun as centre, while the sphere of the fixed stars, whose centre is also in the sun, is so immense that the circumference of the circle described by the earth is to the distance of the fixed stars as is the centre of a sphere to its entire surface. We find thus in Greek times the heliocentric conception of the world; we find the very same picture as we have to-day of man's place in the planetary system and his relation to the heaven of the fixed stars. In olden times, however, this heliocentric conception of the world was a secret known only to a few, who had undergone a strict training of the will before such knowledge could be imparted to them. It is important to grasp the significance of this fact. What is common knowledge to-day, freely spoken of by everyone, was in earlier times a wisdom known to a select few. What such a wisdom-pupil knew, for example, concerning the sun and its relation to the earth was considered a knowledge that lay “beyond the Threshold”; man must needs first cross the Threshold before he can come into those fields where the soul discovers this new relationship to the universe. The very same knowledge that our whole education renders familiar and natural to us to-day, was for them on the other side of a Threshold that must not be crossed without due preparation. What we have shown with regard to the astronomical conception of the world could quite well be worked out for other spheres of knowledge. We should again and again find evidence of how the whole of mankind has in the course of evolution been pushed across what was for Olden times a Threshold on the path to higher knowledge. The apprehension that was felt in those times about the condition of soul evoked by such knowledge, has shown itself frequently in later centuries in the attitude of the churches, which preserve and tend to perpetuate the traditions of the past. Again and again the churches have rejected knowledge that has been attained in the progress of civilisation; and when, for example, the Roman Church refused to acknowledge the teaching of Copernicus (as it did until the year 1827), the reason was the same as [that which] in ancient times prevented the priests from giving out Mystery knowledge to the masses—namely, that the knowledge would bring man into uncertainty if he were not duly prepared beforehand. Now it is well-known that no power on earth can withstand for long the march of progress; and we in these days have to think in an entirely new way about what one may call the “Threshold of the Spiritual World.” Spiritual Science is no “warming up” of Gnostic or other ancient teaching, but works absolutely on the principles of modern natural science, as I think will have been evident from the example we have been considering. How was it that men of olden times feared knowledge which today is the common property of all mankind? In my book Die Ratsel der Philosophie1, I have described the changes that have come about in man's mind and soul since early Greek times. The Greek had not a self-consciousness that was fully detached from the external world. When he thought about the world, he felt himself, so to speak, “grown together” with it; he was as closely united with it as we are to-day in the act of sense-perception. For him thought was also, in a manner speaking, sense-perception. Red, blue, G, C sharp—these are for us sense-perceptions; but thought we ourselves produce by inner activity. For the Greek this kind of inner activity did not yet exist. Just as we get red, green, G, C sharp from sense-perception, so did he get the thoughts too from the external world. He had not yet the independence that comes from the comprehension of self. Only quite gradually has the perception and understanding of the self developed to what it is to-day. Self-consciousness has grown steadily stronger in the course of time, and man has thereby detached himself from surrounding Nature. He has learned to look into himself, inwardly to comprehend himself as something that acts independently. In doing so he has placed himself over against Nature; he stands outside her, that he may then contemplate her inner being from without. And with this detachment of thought from external objective life is connected also the birth of the feeling of freedom, that sense of freedom which is in reality a product only of the last few centuries. We have come to regard history more and more in its purely external aspect; but if we were to consider it, as we try to do in spiritual science, in a more inward way, we should discover that the experience we have to-day when we speak of “freedom” was not there for the Greek. Although we translate the corresponding word in their writings with our word “freedom,” the feeling we associate with the word was quite unknown to the Stoic, for example, and other philosophers. A careful and unbiased study of Greek times will not fail to make this clear. I laid stress in my Philosophie der Freiheit2 which was written in the early nineties, on the connection of the experience of freedom with what I called “pure thinking”—that thinking which is completely detached from the inner organic life, and which (if the expression be not misunderstood) becomes, even in ordinary life, cognition on a higher level. For when we permeate pure thinking with moral ideas and impulses—that is, with ideas and impulses that are not associated with desires, or with sympathies and antipathies, but solely with pure, loving devotion to the deed that is to be done—when we do this and allow the impulse to quicken in our soul to action, then the action we perform is truly free. One cannot really put the question concerning freedom in the way that is frequently done, when it is asked: Is man free or unfree? All one can say is that man is on the way to freedom. By cultivating self-evolution and self-knowledge, by achieving inner liberation from his accustomed attitude of mind and soul, man is treading a path that will enable him to rise to pure thinking; and on this path he becomes increasingly free. It is thus not a matter of “either—or,” but rather of gradual approach, or, shall we say, of both. For we are at once free and unfree; unfree where we are still governed by our desires, by what rises up out of our organism, out of the life of instinct; free, on the other hand, where we have grown independent of the instinctive life, where we are able to awaken within us pure love for the deed that has been envisaged in pure thinking. The condition of mind that leads to the experience of freedom—the condition, namely, of pure thinking, to which man is able to surrender himself—must necessarily, for present-day man, remain an ideal; an ideal, however, that is indissolubly bound up with his worth and dignity as man. We are on the way to such an ideal, and it is natural science that has set us upon the path. In all the development of natural science in modern times—and the results of this natural science carry authority in the widest circles and tend more and more to become the groundwork of our whole education and culture—one thing stands out clearly. Study the development of natural science and you will be struck with the growing recognition of the value and importance of the thought—the thought that is elaborated by man himself inwardly. This is true in the realm of the inorganic, from physics up to astronomy, as well as in the realm of the organic, and in spite of the fact that scientists base their results everywhere on observation and experiment. And through the work he does in thinking, man develops an enhanced self-consciousness; which means, that his detachment from the inner being of Nature grows. We can here take once more the example of Astronomy. What Copernicus did, fundamentally speaking, was to reduce to calculation the results of observation. In this way one arrives at a world system that is completely detached from man. The world systems of ancient times were not so; they were always intimately connected with the human being. Man felt himself within the world; he was part of it. In our time man is, so to speak, incidental. He sees himself hurled through universal space together with the planet Earth, and his picture of the whole structure of the world is completely divorced from himself; that which lives in his own inner being must on no account be allowed to play a part in his conception of the universe. Man becomes filled, that is to say, with a thought-content that is the means of detaching him from himself. True, he thinks his thoughts, and in thinking remains always united with his thoughts; but he thinks them in such a way that they have no sort of connection with what rises up out of his organism, out of his life of instinct. He is under necessity so to think that, although the thought remains united with him, it nevertheless wrests itself free from the human-personal in him, so that in his thoughts he becomes, in effect, completely objective. And this experience brings man to greater consciousness of self. The strenuous efforts required for finding one's way to clear conceptions in the field of astronomy or physics or chemistry to-day, or even only for following in thought the results of others' work, are bound to lead to a strengthening of the consciousness of self. In the ancient civilisations—and herein lies the great difference between them and our own—education was not directed to the strengthening of self-consciousness. Rather had it the tendency to make man's thinking correspond with what he saw with his eyes. So arose the Ptolemaic conception of the world, which in all essentials is a reproduction of what we perceive with the external senses. Man was not thrust so far out of himself as he is by the modern scientific outlook; hence his self-consciousness did not grow. He remained more within his body—held there, as it were, by enchantment. Consciousness of self he derived from his instincts, and from the feeling of life and vitality within him. Although in our age we have drifted into materialism, this living in the body has been overcome by the development of thinking; and the consciousness of self has grown correspondingly. The very fact that we have become materialists, and lost our awareness of the spiritual in the objects perceived by the senses, has contributed to the achievements of thought. In olden times it was feared that if a man were brought unprepared to the kind of thinking such as is necessary, for example, to grasp the heliocentric system, he would “faint” in his soul; his consciousness of self would not be strong enough to sustain him. This accounts for the emphasis on the training of the will; for a strong and vigorous will strengthens also the consciousness of self. The preparation of the pupil in the Wisdom School was therefore directed primarily to the will, in order that he might grow strong enough to endure, beyond the Threshold, that picture of the world for which a highly-developed consciousness of self is required. We see, then, what it was men feared in olden times for the pupil who was to be guided into the inner being of the things of the world, into the inner being of Nature. They were afraid lest he be hurt in his soul, through falling into a condition of uncertainty and darkness, a condition comparable, in the realm of soul, with physical faintness. This danger they hoped to avoid by a thoroughgoing discipline of the will. In ordinary life, they said, man must remain on this side of the realm where the dangerous knowledge is to be found; a Guardian holds him back from the region for which he is unfit, thus protecting him from being overcome by faintness of soul. And their description of the experiences the pupil had to undergo if he wanted to cross the Threshold and pass the Guardian correspond exactly to inner experiences of the soul. It was told how, when the pupil draws near the Threshold, he immediately has a feeling of uncertainty. If he has been sufficiently prepared, he is able to stand upright in the realm which would otherwise make him giddy; he passes the Guardian of the Threshold and, by virtue of the powers of his soul, enters into the spiritual world—which the Guardian would otherwise not allow him even to behold. But he must be able also to stay in the spiritual world with full consciousness. For the tremendous experiences that await him there call for strength and not for weakness, and if he were to let go, these experiences would have a shattering effect on his whole organisation; he would suffer grievous harm. And now the strange thing is that in course of evolution a knowledge that could be attained by pupils of the ancient Wisdom Schools only after most careful preparation has become the common property of all mankind. We stand to-day in our ordinary knowledge beyond what the men of old felt to be a Threshold. The purpose they had in view in the ancient Wisdom Schools was that the pupil, when he looked into his own inner being, should feel himself united there with the inner being of Nature. And believing that if he did so unprepared, he would sink into a kind of spiritual faintness, they would not allow him to attempt this exploration until he had received the right discipline and training. And yet in our age everyone penetrates into this region utterly unprepared! As a matter of fact man is experiencing to-day precisely what the ancients took such care to avoid. He acquires his knowledge of Nature; and he acquires also a strong consciousness of self that enables him to stand upright amid all the knowledge that is current to-day in astronomy, physics, chemistry, biology, etc. He imbibes this knowledge and can remain steadfast without losing his balance. Nevertheless there is a quality in his life of soul that the men of old would deeply deplore. Because in the course of evolution we have acquired thought and the feeling of freedom and a stronger selfconsciousness, therefore we do not lose ourselves when we study the results of natural science; but we do lose something, and the loss is only too manifest to-day in the soul-life of mankind everywhere. In this matter we labour under great illusion; we dream, and we cling to our dreams, and will not let them go. I have often spoken of how natural science brings conscientious students to a recognition of the boundaries of knowledge, boundaries man cannot pass without taking his power of cognition into forbidden—nay, into impossible—regions. A very distinguished scientist of modern times has spoken of the “Ignorabimus,” reading into the word a confession that however far we go in the knowledge we acquire from sense-observation and the intellect, we never penetrate to the inner being of Nature. I here touch on a subject that at once lands us in conflict, as was felt even at a time when natural science was far less advanced than it is to-day. It was Albrecht von Haller who expressed the “Ignorabimus” in the well-known lines: To Nature's heart Goethe, who used constantly to hear these words on the lips of those who shared Haller's attitude towards Nature, labeled such thinkers “Philistine.” For him they are men who do not want to rouse themselves to inner activity of soul; for by dint of inner activity the soul of man can kindle a light within—a light which, shining upon the heart of Nature, shall carry the soul into her innermost being. Goethe proclaims this in forcible and trenchant manner in his poem Allerdings, quoting to begin with the words to Haller: ‘To Nature's heart Still the cry goes, Look in your own heart, man, and tell Out of an instinctive feeling that was conscious and yet at the same time unconscious, Goethe rejected utterly the separation of the being of man's soul from the innermost being of Nature. He saw clearly that if the soul becomes conscious, in a healthy manner, of its own real being, then that consciousness brings with it the experience of standing within the innermost heart of Nature. This conviction it was that kept Goethe from accepting Kant's philosophy. They make a great mistake who assert that at one time of his life Goethe came very near to the philosophy of Kant. In contradistinction to what Kant recognised as the human faculty of cognition, Goethe postulated what he called “perceptive judgment.” This means that in order to form a judgment we do not merely pass in abstract reasoning from concept to concept; rather do we use inwardly for thought the kind of beholding we use outwardly in sense perception. Goethe says he never thought about thinking; what he set himself continually to do was to behold the living element in the thought. And in this beholding of the thoughts he saw a way to unite the human soul with the very being of Nature. Anthroposophical Spiritual Science would go further on the same path. This perceptive judgment—which, as presented by Goethe, was still in its beginnings—it sets out to develop in the direction indicated in my book How to Attain Knowledge of the Higher Worlds. Faculties of cognition, which in ordinary life, and in the pursuit also of ordinary science, remain latent in man, are led up to “vision,” to a “new beholding.” Just as man perceives around him with the physical eye colours, or light and darkness, so with the eye of the spirit does he now behold the spiritual. By the practice of certain intimate exercises of the soul, he calls forth and develops within him powers that usually remain hidden, and so lifts himself up to a higher kind of knowledge which is able to plunge into the very heart of external Nature. You have frequently heard me speak of the successive stages of this higher knowledge, and I would like here to say a little about their evolution from a particular point of view. We are accustomed to think of the course of our life as divided between waking and sleeping. These two conditions must, we know, alternate for us if we are to remain healthy in mind and body. How is it with us from the time of awakening to the time of falling asleep? The experiences of the soul are permeated with thoughts; the thoughts receive a certain colouring from the life of feeling; and there is also the life of will, which wells up from dim depths of our being under the guidance of the thoughts, and accomplishes deeds. In the other condition, that of sleep, we lie still; our thoughts sink into darkness; our feelings vanish and our will is inactive. The ordinary normal life of man shows these two alternating conditions. The picture is, however, incomplete; and we shall not arrive at any satisfactory idea of the nature of man if we are content to see the course of his life in this simple manner. We take it for granted that between waking up and falling asleep we are awake. But the fact is, we are not awake in our whole being. This is overlooked, and consequently we have no true psychology; we come to no right understanding of the soul. If, ridding ourselves of all prejudice, we try to observe inwardly what we experience when we feel, We discover that our feeling life is by no means so illumined with the light of consciousness as is the life of thought and ideation. It is dim, by comparison. For a sense of self, for an experience of self, the life of feeling is undoubtedly every bit as real as—even perhaps in some ways more real than—the life of thought: but clarity, light-filled clarity, is enjoyed by thought alone. There is always something undefined about the life of feeling. Indeed, if we examine the matter carefully, comparing different conditions of soul one with another, we are led finally to the conclusion that the life which pulsates in feeling may be compared with dream life. Study the dream life of man; consider how it surges up from unknown depths of his being; how it manifests in pictures, but in pictures that are vague and indeterminate, so that one does not see all at once exactly how they are connected with external reality. Has not the life of feeling the same quality and character? Feelings are, of course, something altogether different from dream pictures, but when we compare the degree of consciousness in both, we find it to be very much the same. The life of feeling is a kind of waking dream; the pictures that appear in the dream are here pressed down into the whole organic life. The experience is different in each case, and yet the experience is present in the soul in the same manner in both. So that in reality we are awake only in the life of ideation; in the feeling life we dream even while we are awake. With the life of the will it is again different. We do not as a rule give much thought to the matter, but is it not so that the impulse of will arises within us without our having any clear consciousness of its origin? We have a thought; and out of the thought springs an impulse of will. Then again we see ourselves acting; and then again we have a thought about the action. But we cannot follow with consciousness what comes between. How a thought becomes an impulse for the will and shoots into my muscle-power; how the nerve registers the movement of the muscles; how, in other words, that which has been sent down into the depths of my being as thought, comes to be carried out in action, afterwards to emerge again when I perceive myself performing the action—all this lives in me in no other way than do the experiences of sleep. In deep sleep we have in a sense lost our own being; we pass through the experiences of sleep without being aware of them; and it is the same with what comes about through the activity of the will-impulse in man. We dream in our life of feeling, and we are asleep in our willing; dreaming and sleeping are thus perpetually present in waking life. And in these unknown depths of being where the will has its origin, arises also that which we eventually gather up—focus, as it were—in consciousness of self. Man comes to a recognition of his full humanity only when he knows himself as a being that thinks and feels and wills. Ordinary life, therefore, embraces unconscious conditions. And it is just through the life of ideation becoming separated from the rest of the soul life and lifted up into consciousness, that a way is made for the development of the experience of freedom. Here, in a sense, we divide ourselves up. We are awake in a part of ourselves, in the life of ideation, whilst in relation to another part of us we are as unconscious as we are in relation to the inner being of Nature. It is at this point that Anthroposophical Spiritual Science steps in with its methods for attaining higher knowledge. This spiritual science is very far removed from any dreamy, obscure mysticism, nor does it support itself, like spiritualism, on external experiment. The foundation for the whole method of spiritual scientific research lies in the inner being of man himself; it can be evolved in full consciousness and will manifest the same clarity as the most exact material conceptions. The world of feeling, which generally, as we have seen, leads a kind of dream life, can become hooded with the same light that permeates thoughts and ideas—which, according to some schools of philosophy, themselves originate in the feelings. By means of exercises described in my book, How to Attain Knowledge of the Higher Worlds. this lighting up of the world of feeling is brought about, with the result that the region which is usually dreamlike in character now lives in the soul as “imaginative” consciousness. The moment man gives himself up to this imaginative consciousness, something is present for him in consciousness that remains generally beneath the Threshold. He thinks pictures, knowing, however, quite well that he is not dreaming them, but that they correspond to realities. Spiritual Science then leads on further, to “inspired” consciousness, and here we are taken into the realm of the will. Little by little, we are brought to the point of being able to behold clairvoyantly—please do not misunderstand the expression—how the whole human organisation functions when the will pulsates in it. We see what actually takes place in the muscle when the will is active. Such a knowledge is “inspired” knowledge. Man dives down into his own inner being and acquires a self-knowledge which is generally veiled from him. We come to know more of man than stands before us as “given” between birth and death. Feeling and willing being now also flooded with the light of consciousness, we can know man not only as a created being, perceiving in him that which wakes up every morning and enters again into a body ready-made; we can recognise in him also the creative power which comes down from spiritual worlds at the time of birth or conception, and itself forms and organises the body. In effect, at this further stage man comes to know his own eternal being which lives beyond birth and death; he attains to a direct beholding of the eternal and spiritual in his soul. As man learns in this way to know himself, not merely as natural man, but as spirit, he finds that he is also now within the inner being of Nature; in the spirit of his own nature he recognises the spirit of the Nature that is all around him. And at this point a fact of deep significance is revealed—namely, that with our modern knowledge of Nature we are already standing on the other side of the Threshold, in the old sense of the word. The men of olden times believed they would lose their self-consciousness if they entered this region unprepared. We do not lose our self-consciousness, but we do lose the world. The full clarity of thought and idea, to which man owes his consciousness of self, has been achieved by him only in modern times; and now this consciousness of self needs to be carried a step further. The men of old paid particular heed to the training of the will; we have now to press forward, as I emphasised in my “Philosophy of Spiritual Activity,” to pure thinking. We must develop our thinking; it must grow into Imagination, Inspiration and Intuition. And this will bring us once again to a Threshold, a new Threshold into the spiritual world. We must not remain in the world that offers itself for sense-perception and leaves the inner being of Nature beyond the boundaries of knowledge. We must cross another Threshold, the Threshold that lies before our own inner being. At this Threshold we shall no longer let our imagination run away with us and conjure up all manner of atoms and molecules to account for the impressions of colour and sound and heat; for when we come consciously to recognise, and be within, our own spirit, then we shall find we are also within the spirit of Nature. We shall learn to know Nature herself as spirit. In the region where to-day we talk of an atomistic world (we are really only postulating behind Nature a second equally material Nature), in the very region where to-day we are losing the world, we shall find the spirit. And then we shall have the right fundamental feeling towards the inner being of Nature and, also, the being of the human soul. It is, as you see, a different attitude we have to attain from that of olden times. We must be conscious that we are living in conditions the men of old wanted to avoid. This does not mean, however, that we are in danger of losing ourselves; our world of thought has been too strongly developed for that. And if we develop the world of thought still further, then we shall also not lose what we are in danger of losing. The men of olden times were threatened with the loss of self, with a kind of faintness of the soul. We are faced with the danger of losing the world for our ego-consciousness; of being so surrounded and overborne by purely mathematical pictures of the world, purely atomistic conceptions, that we lose all sense of the “whole” world in its infinite variety and richness. In order that we may find the world again—in order, that is, that we may find the spirit in the world—we must cross what constitutes for modern man the Threshold. We may even put it this way: if the men of olden times feared the Guardian of the Threshold, and needed to be fully prepared before they might pass him, we in our day must desire earnestly to pass the Guardian. We must long to carry knowledge of the spirit into those regions where hitherto we have relied only on external sense-perception in combination with the results of intellectual reasoning and experiment. Knowledge of the spirit must be taken into the laboratory, into the observatory and into the clinic. Wherever research is carried on, knowledge of the spirit must have place. Otherwise, since all the results that are arrived at in such institutions come from beyond the Threshold, man is thereby cut off from the world in a manner that is dangerous for him. He feels himself in the presence of an inner being of Nature which he can never approach on an external path, which he can approach only by becoming awake in his soul and pressing forward to the immortal part of his own being. As soon, however, as he does this, he is at that moment also within the spirit of Nature. He has stepped across the Threshold that lies in his own being, and finds himself in the presence of the spiritual in Nature. To point out to man this path is the task of Anthroposophical Spiritual Science. It has to give what the other sciences cannot give. And it may rightly claim to be Goethean, for to those who say: To Nature's heart Goethe replies: Nature is neither kernel nor shell, We are “shell” as long as we remain in the life of ideas alone. We sever ourselves from Nature, and all we can do is to talk about her. But the man who penetrates to his own inner “kernel,” and experiences himself in the very centre of his soul—he discovers that he is at the same time in the very innermost of Nature; he is experiencing her inner being. Such, then, is the kind of impulse that Anthroposophical Spiritual Science is ready to give to the whole of human life, and in particular to the several sciences. These several sciences need not remain the highly specialised fields that they have been hitherto; rather shall each be a contribution to that quest which man must ever follow if he would rise to a consciousness of his true dignity—the quest for the eternal in the human being. All that the individual sciences can teach to-day is still only a knowledge that looks on Nature from without. But if those who are working in them tread, as well as the outer, also the inner path of knowledge, then the knowledge acquired in the different fields can grow into a knowledge of man, a comprehensive knowledge of mankind. We need such a knowledge in our time if we are to guide the social problems of the future into paths where right and healthy solutions can be found—as I have explained in my book, “The Threefold Commonwealth.” One who carries deeply enough in his heart the development of spiritual science will find himself continually face to face with this question of the connection between the being of man and the inner being of Nature. The specialised sciences cannot help us here; they only spread darkness over the world. The darkness is to be feared, even as the men of olden times feared the region beyond the Threshold. But it is possible for man to kindle a light that shall light up the darkness; and this light is the light that shines in the soul of man when he attains to spiritual knowledge.
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80b. The Eternal Soul of Man From the Point of View of Anthroposophy
14 May 1923, Oslo Tr. Martha Keltz Rudolf Steiner |
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Now one feels that he really is in his etheric body, in his time-body as a member of the entire cosmos, and he has a concept that is very real: if I cut off a finger of my body then it is no longer a finger; the finger has meaning only in the context of the organism. |
80b. The Eternal Soul of Man From the Point of View of Anthroposophy
14 May 1923, Oslo Tr. Martha Keltz Rudolf Steiner |
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First, as in previous lectures here, I must take a moment to ask for apologies, as I cannot give the lecture in the language of this country. Since this is not possible for me, I must make the attempt to be understood in my customary language. Secondly, I beg to apologize as I've arrived here with a cold, and so perhaps there will also be interruptions here and there throughout the lecture. When one speaks in the present time of the question that has been announced for today's topic, a question that is indeed related to the deepest needs, the deepest yearnings of the human soul, then there emerges out of today's education the objection that questions so bereft of discovery cannot be spoken of scientifically at all, that one must be satisfied to let such questions remain within traditional beliefs, within the same things said about these things as are perception and feeling on the fingers. This is the familiar view nowadays, and therefore everything that is put forward from the point of view of a truly spiritual knowledge will be perceived as somewhat strange. Yet all that is brought forward here, that has arisen from valid points of view, can absolutely stand on the same ground as the accustomed scientific views over the course of the last three or four centuries, when the natural sciences actually climbed and arrived at the point of their highest success. But if one applies only the same methods of knowledge that are allowed by science today, then a way cannot be found into those areas for which answers must be sought, as far as is possible for people regarding such matters as those that we want to deal with today, questions of the soul's eternity, of the eternity of the innermost being of man. Now the point of view here submitted wants nothing further than to continue within those natural scientific methods set down, but not just to those points from which one can gain a glimpse into the supersensory world, from which alone a possible view into the eternal nature of the inner man can be won. One must initially want to succeed in the acquisition of such knowledge so as to set the sights overall on the expectation of the knowledge itself. One must ask whether the insight, the inner realization, will stop within the ordinary consciousness as we apply it towards the phenomena of nature by measuring, by experiments in balance, through counting, arithmetic and so on, or whether a further glimpse into the supersensory is possible; whether an entirely different cognitive perception ought to be gained or not. So that we understand by such means this different cognitive perception, allow me next to make a comparison. I do not from the start want to prove anything by this comparison, but only to make myself understandable so that what I want to add as more evidence of any nature can be captured in just the right way. Even in ordinary life we know of two states of consciousness within the human being that are strongly different from one another. We know the state of wakefulness, where we are from morning till night, and we know the state of sleep, in which we are outside of the ordinary circumstances of life, and from which arise colorful iridescent dreams. If we maintain a reasonable point of view, we do not attribute the same perspective of reality to these dreams that we experience in the waking state. But let us consider: by what means in general do we come to speak of the dreams that arise out of the sleeping state—in general so to speak—so that they often carry, namely, an interesting character, but have a lower reality value, or perhaps in a certain sense they do not quite have the reality value compared to what we experience when awake? We come to an assessment of the dream world only by the fact that we wake up, and by awakening we come to an entirely different state of consciousness. What happens because of this awakening? We switch our will on, especially in our body, in our physical tasks. These depend on the will. After all, what we perceive through the awakened senses is also essentially caused by the awakening of the will in the senses, in the switching on of the sense organs. To a certain extent this goes on in our entire organism, our entire organism is taken hold of; we are able to turn ourselves to the natural world through our organism. And by what we experience because of this activity we are quite capable of assessing the value of the dream's reality. We could never come within the dream to any other insight about the dream than that which the dream itself presents as full reality. So long as we dream we see everything as real, what the dream presents to us in its colorful, dazzling variety. Let us allow ourselves, once, to take up a certain correct, daring, paradoxical hypothesis. Allowing for this even once we would never awaken throughout our entire earthly life, but would constantly dream. Then we would fill ourselves during our conscious life on earth with all the ideas that we know only from our dreams. And one with such a problem could therefore definitely think that any force of nature—or by my account any spiritual being—could drive us to our actions, and in everything that we do from morning until evening our outer life thus proceeds as it proceeds. We would be accompanied not only with waking concepts, we would be doing something completely different of which we know nothing. However, we would dream our entire lives through, and we would come only to the thoughts that are not true reality. For that which occurs when we grasp things, when we see with the eyes, such as we have in the waking state, would not occur at all. Thus we know our dream state only from the point of view of the Guardian's judgement. If such a thing is taken seriously, if we do not pass lightly out of habit over the usual events of life, then there arises just opposite the deeper soul questions this hypothetical view: Yes, is it not then perhaps also possible to some extent from a higher point of view to turn from our habitual everyday Guardian and awaken to something new, to a higher state of consciousness? Can we not allow ourselves to think that, if we can wake up out of the dream into everyday reality, we can also awaken out of everyday reality into a higher consciousness? Just as a higher consciousness is given with which we can judge the reality of the everyday world—where we are from morning until evening—can we not also judge the reality value of the dream from the standpoint of wakefulness? I have put this before you first of all as a question, as an entirely hypothetical question. The same scientific point of view that I have here asserted now shows that it is actually possible for the human being to come to such a second awakening. Just as the shift from sleeping to dreaming in life occurs out of ordinary wakefulness, so this occurrence can increase to another higher level whereby one awakens out of this ordinary everyday life to a higher state and, from this, everyday life likewise appears as though out of dreams. Now in order to take such a point of view at all, something is necessary that I always call, in this context, intellectual humility. This intellectual humility, however, does not belong to present-day man. Indeed, present-day man says to himself: “Well, when I was a small child, I dreamed in a certain way within life. Then I left childhood, I had to do so, yes, and I came to parenting through becoming older, through life itself. I was then in my entire soul constitution a different person. Each intellectual point of view that I had won for myself I had not brought into the world, for I had first developed it within myself out of the dull, dreamy state of the child's consciousness.” This is indeed the man of today, but here he stops, and then he says: “Well, I have this point of view. What appears to me to be true from this point of view is true; what appears to me to be false from this point of view is false. Through this point of view that I once won for myself, I am the sovereign ruler over truth and falseness, error and accuracy.” Yes, one should not have this gesture of immodesty if one really wants to ascend to true knowledge of the supersensory world. So care must be taken: just as the human being has evolved out of the dull, dreamy soul-state of the child, so must it be presumed that from the standpoint of the soul—where he has already come once—he can continue to develop himself when he becomes an adult. Now it will be shown whether such a second awakening as I have hypothetically constructed is possible, whether such a development can be produced. First of all, we naturally use those cognitive and mental powers that are already there when we want to enter into true, exact spiritual research. For there is nothing else the human being can use in relation to his soul constitution than what is already there; this he can try to develop further. Now there is a soul force that the more perceptive philosophers admit to, even in respect to our day, and if one looks at this properly it is already pointing clearly to the eternal essence of man. This suggests, however, that man will not develop even this soul force further; he will merely engage in philosophical speculations about it. That is to say, he wants just enough to stop in ordinary reality, and it is as though he, the dreamer, does not want to wake up, but wants to dream further about the dream in order to give himself an insight about the dream. He does not want to wake up a second time. The soul force I refer to is indeed beyond the power of memory. I do not want to engage in wide-meshed philosophical arguments here—naturally there is no time for it; in other circumstances there could very well be—I want to remain entirely within the popular consciousness. Let us imagine once that this popular consciousness actually works in man just as the power of memory and the power of perception do. Events that we may have gone through decades ago are accordingly brought up from the depths of the soul—or, preferably, we should say out of the depths of the human being so that we do not present a hypothesis about the soul. Out of the depths of the human being thought pictures will be conjured before the human soul that are the same as those that perhaps years ago were experienced in all of their vitality. What is actually occurring here? There lies before us something in memory that is different from what had been perceived in the outer world. In order to perceive the outer world it must be there. When the eye sees, that which is seen must be there. When the ear hears, that which is heard must be there, and so forth. What is experienced by the one perceiving is provided by the perception. With memory we have something in the soul that is not now present. What began as a perception, perhaps a long time ago, but is now no longer there, is conjured up before our souls by the memory. From these facts intended here to emanate from spiritual science and not from philosophical speculation, connections can now be taken up and developed further through exercises of the soul. The question is this: if we are capable through ordinary memory of having something of the perceptions and the thoughts that are no longer there, but once were there in our earthly life, could we not perhaps also, through further development of such soul exercises, arrive at what refers to something that was never in earthly life, to something that is a more highly developed memory, yet is not actually a memory but an Imagination where the memory is so far advanced that something is presented that was not originally there? This can be achieved the more that we really develop the thought life that is used for ordinary consciousness. This is not to criticize, but only to show the facts of mental life. Because for natural science and for the ordinary consciousness of the practical human being, only the external impressions of his consciousness are taken into consideration, and it is entirely correct that he surrenders to and passively experiences the thoughts of these external impressions. However, through this second process the higher awakening of which I have spoken can come about, but one must surrender all of the work and activities of thought life, surrender the forces of thought. There then occurs that which should not be confused with what today is often called clairvoyance, which of course is based upon all possible associations dependent upon human organic functions. That which is acquired here presupposes that each step during practice is completed with as much prudence as the mathematician takes with his arithmetic for the mathematical sciences; so it is known exactly and precisely how to practice every forward step of the soul, just as the mathematician customarily carries out his work. Only the works of the mathematician are in objective forms, while here the work is to bring forward your own soul forces. In this manner you are finally led to remember. You live in an entirely different mental power than previously. Previously the power of thought was just abstract; you could think about something through your thoughts, but now, now you are internally experiencing the power of thought as a real force, just as you experience the pulsation of your blood. Now you experience thinking and action as a reality within you—now you see that the power of memory also lives in thought, only it is a dilution—if I may express myself figuratively—of that which is seen as a much greater power of thought, like the pulse of organic forces. You experience the reality of thought. And you can experience this reality of thought in so far as you really feel something that has not yet been felt. It has been felt in the physical body, and now one begins to feel a second, higher person. And this second, higher person then takes on a very definite shape. So you have more than life in this time-body, the head is free: you have a human being in the etheric cosmos. That which I now recognize and know only in its importance as the earthly human being—and it actually has the I-sense—this is the human being as earth man, this is only the physical body that evaporates in space. What we are as human beings as we go around in ordinary life, we are in that we carry a space-body with us, a fleshly space-body. Then we experience what I would call a time-body. One can also call this an etheric or formative forces body, as I have done in my books. We experience namely that which emerges as a powerful tableau, an overview of our previous life on earth, from the point of time that we have reached, going backwards until the beginning of childhood. As otherwise we experience only a space tableau, now we experience a time tableau that occurs suddenly and is an overview of the entire previous life on earth. This is the first supernatural experience that the human being can have, his own earth lives suddenly appearing before him as a tableau. Now someone can say: Yes, but perhaps this is only a somewhat complicated picture from memory. Indeed, one could likewise place together in thoughts what has been experienced and then form a continuous stream of memory; yes, one could just receive this picture as a memory picture. And perhaps we are brought to a state only of some self-deception here, to nothing other than such a memory picture from what you describe to us on the basis of your active guidance. This would assuredly be so if there were no differences in accordance with the content! Indeed, if these things were really faced as though one were a scientist, confronting scientific things in laboratories, in physical cabinets, at the clinic and so forth, and then considering: is this an ordinary memory image? Imagine how people have approached us, how they have done this or that to us, how this or that has touched us with sympathy or antipathy, and so on. This can perhaps also provide us with a memory image that represents how natural phenomena has approached us. But it is always this that comes to us: what the thing mainly is when it is merely recollected. In this tableau to which I have just drawn attention, it is not that the things draw near to us, but rather that everything comes out of us. This appears chiefly to be like that which we confront out of the inner forces of the soul as natural phenomena and the human being, yet everything appears from within us. This is real self-knowledge, real, concrete self-knowledge, which in fact occurs initially out of the previous earth life. And if we compare what we see overall, then we must say: that which we have produced from our previous life on earth does not behave like an ordinary recollection, but—like a sealing wax impression in a signet—it is the correct reverse image. And whoever simply makes this comparison will know that this is the first step of a new knowledge, of an increased memory that is not just more memory but represents an overall Imagination of a previous earth life. This is the first stage where one feels that he is this higher human being who carries within himself this time-body; this is not just something that the space-body has conjured out of itself, but something that has worked itself into this space-body ever since we have been on earth as human beings. For we recognize that the powers that lie in this space-body are of the same nature as the power of growth, the same kind that, in addition—for instance, when we were children—has wonderfully modeled our first—I want to say—unplastic, amorphous brain to the wonderful form that this brain gradually becomes, and so on. And in settling into this time-body of the human being, into this first stage of the supernatural experiences of the human being, what must be rejected are all of the narrow-minded notions of the ego that one has, such as that the I is resting inside of the human skin. Now one feels as though he belongs together with the entire cosmos. Now one feels that he really is in his etheric body, in his time-body as a member of the entire cosmos, and he has a concept that is very real: if I cut off a finger of my body then it is no longer a finger; the finger has meaning only in the context of the organism. So by focusing on this time-body, you have a clear awareness: as a human being within this higher being you have the sense of being a member of the entire etheric cosmos, you belong to the etheric cosmos. It is really correct that the I now recognizes itself in its significance as an earthly human being; knows that it is actually owing to the physical space-body that the human being has the I-sensations as earthly man. However, this is only the first stage of a super-sensible knowledge that can be acquired in order to feel the eternity of the human soul. The following higher stage actually leads, in truth, to a second awakening. For in the first stage we have reached nothing other than the self-knowledge of the earthly human being. The higher level will now be achieved with the same power with which one has initially, through active thinking, concentrated fully on concepts, and, with the same intensity of soul life, now carries away in turn such concepts from consciousness; only one has to come back to them time and again. In the handling of all of these processes there is nothing suggestive; it proceeds as something with the fullest deliberation, like the course of mathematical procedures. But still, the one who finds himself surrendering such concepts, such thoughts in a strong manner, the one who moves as in the described example into the center of his consciousness, this is the one who at first is wholly devoted to these concepts. And it is more difficult to get rid of these than the passively acquired ideas of ordinary consciousness. Therefore, in order to forget or carry away something from your consciousness, a stronger force must be applied than would otherwise be applied. But this is good, because through the fact that you apply this stronger force you can reach yet another higher state of consciousness. You need only think honestly about what occurs in human consciousness when the familiar, passively acquired conceptions stop. Think first of all about stopping these visual concepts and you know that the person will fall asleep—such attempts have indeed also been made in psychological laboratories. This is exactly what now occurs in the human being when he, as a spiritual investigator, has first concentrated all of the powers of his soul on certain conceptions and then clears them away again. There then occurs in him a state which I call the deepest silence of the human soul, empty consciousness. And within this deepest silence of the human soul something very significant is actually said. Thus, the concepts that were first brought into consciousness with all of your strength are again released, and then you have an empty consciousness. This is simply so. You can wait in mere wakefulness for that which the inner life of the soul then reveals, but in that which I can only describe as the deep silence of the soul, something else enters in. If we can agree on this soul experience, allow me to make the following comparison. Think to yourself: at first we are in one of the big, modern cities, where, if we go out onto the street, such real noise and tumult reign that we cannot understand our own words. Then, removed from the city, five minutes away, it is always silent, and another five minutes away it is even more silent, and more silent. Let us imagine then that we come to the deep, silent solitude of the forest. We can say: all around is silence. With the environment itself in silence our soul comes to silence.—But you see, we have not yet attained that silence which I now speak of as the deep silence of the soul. When one speaks of the silence of the forest over the din of the city, it is said that sounds very gradually cease. At the state of zero—having arrived at the zero state over the loud din—we call this, then, rest. But there is something that goes beyond the zero! Distract yourself, once, with one who has a fortune; he gives continuously of this wealth until he has little, yes, until he has less than nothing. Nowadays we see that one does not particularly stop when he has nothing, but goes further. How does he do this? He goes below the zero, goes—as the mathematician says—into the negative, into debts that are made against the assets, into that which is negative in respect to zero, which is less than zero. Regarding the silence, think of this: we can go from the loud roar to the rest—zero—yet we can go still further, so that we enter into the regions of silence where the silence is stronger than the mere zero-silence. And the life of the soul enters into such regions, where there is a greater peace within than the mere zero-silence. If this occurs as I have indicated, the complex concepts of the consciousness are first powerfully extinguished; then the soul moves into the growing emptiness toward the inner experiences. There then emerges from the deep silence of the soul, contrary to the opposite sensual world, the objective spiritual world. Thus the spiritual researcher has arrived at the level I have described, and from the deep silence of the soul he meets the spiritual world, and he is gradually within the spiritual world, just as the human being through his eyes, through his ears, is in the physical-sensory world. And in the deep silence of the soul the objective spiritual world is revealed. And then one can go further in the exercises. Just as one can get rid of a concept, so can one get rid of this entire picture of life that he had at the first stage of his super-sensible cognition, as I have described it, and that was experienced as real self-knowledge. This he can now clear away with all of his strength, clear away this time-person just as when, in the moment of realization when he had come to the time-person, he had already rid himself of the space-person with his strong I-feeling. Now the time-person can be removed. And out of the silence of the soul one is inflamed when one compares his own self-knowledge, the real self-knowledge, to the waking consciousness that has come in the deep silence of the soul. There is now revealed nothing spiritual, but through the outer work of his time-person he enters into the same world where he was before he descended to take on the physical body that had been prepared by his parents and forefathers. And from the deep silence of the soul there is revealed, in addition to the simultaneous spiritual world events, one's own spiritual and soul being, what he was before he descended to this earthly existence. Now he looks into the life that he went through with others before an earthly garment, if I may call it so, was accepted, purely spiritual-soul beings. The existence of the human being prior to birth or prior to conception actually occurs before the soul seeks to connect with others. It is this that is the point of view represented here. One does not begin to speculate on any viewpoints so as to determine whether or not the soul is immortal. Nothing can be expected from this, because that would be as though one had pulled oneself out of the dreams, out of the dream that had won enlightenment. One must awaken in order to educate himself about the dream. Now one can awaken in the deep silence of the soul to a higher stage and clarify what life on earth is. It is formed from that existence that he had gone through before the step through birth—or rather through conception—and the descent to this earthly existence. Spiritual science in the sense meant here wants to show the methods by which the vision of the eternal can be acquired by the human soul. This however is the second stage of spiritual knowledge by which we can climb to the secrets of the world, and which can also give us, in addition, the secrets of our own being. A third stage is scaled through the fact that something is now a power of knowledge, although it is not a power of knowledge in ordinary consciousness, nor is the power of memory an actual power. We remember what we have experienced. Just as little is another power of the soul a power of cognition. And when I say it is to be a power of cognition, then any scientist who sits here—I can understand quite well, because you have first to think as a scientist about these things, I know very well, and no one should actually speak with full responsibility about the exact spiritual knowledge asserted here who is not fully familiar with the usual scientific methods. So if scientists do not receive from the above the silent "goose bumps," they will at least receive a little if I now also claim that a force which otherwise plays a huge role in ordinary life—but should not be scientifically availed upon in ordinary life—that this will be now be taken as a power of knowledge for the soul to complete: the power of love. Yes, certainly love plays a huge role in existence, but it is said that she is blind. It may not be taken as some sort of complete power of knowledge. But if one has driven the power of knowledge so far that we have come to the deep silence of the soul, then there occurs above all within this deep silence of the soul what one might call a distinct impression: When you want to see you have first to deprive your sight of the outer sense world. You must pull it out of your physical body, pull it out even from the time-body. And then it fades so to speak, that coarser part that is bound to the physical body; the I-feeling very strongly goes yet further, as I have described earlier, where you feel that the time-body is already one with the entire cosmic existence. But if—through the exercises that are described in detail in the books mentioned—you become acquainted with this deprivation, in which there occurs, in a very real sense, deprivation of the physical, deprivation of the time-body—if you look to existence as it was before you descended into physical existence on earth then you will experience something like a deep pain of the soul. And the true higher knowedge is actually born out of this pain. Do not believe, if you are honest, that you can describe higher knowledge as being born out of desire! It is born out of pain. And you must gradually acquire the endurance to win against this pain. If one acquires the endurance to win against the pain, then he will learn as a spiritual researcher to turn back repeatedly to physical-sensory existence in a slightly different way. Because he will understand, yes, that he will have what I have described as a higher knowledge—that may be acquired in the characterized example—for only a very short time. It is not about getting caught in a higher world if you are a spiritual researcher, for when you have stepped through the higher world you must return ever and again to the ordinary physical-sensory world. However, one returns from the moments of higher intuition in which one has first learned, in deepest pain, to do without this physical-sensory world. Then you get a very different stance with respect to this physical-sensory world, since you actually get to know what may be called the feeling of being a victim. One really has this feeling, that remains within, of being a victim, and with full awareness—not only out of instinct but with full awareness—he surrenders himself to other beings or even to other natural processes. While the instinct of love so acts that the sensation of love is felt to a certain extent in the physical body, then the love can be so developed that it runs in bodily-free activity if it is carried up and formed as a sacrifice to the other, in the spiritual world and also in the physical-sensory world. Then this love itself gradually becomes the power of knowledge. And then you get to know just what you can really only know when love becomes the power of knowledge. You see, through love we come into a relationship with another being who may at first be foreign to us, and we feel ourselves standing next to the other being if we carry across our own existence into that existence. We need the certainty of the sense of our building a bridge to the unknown being through love. If love—at a higher level, I would like to say—so awakens as I have just indicated, then we obtain our ego again, like a foreign being that—yes—we have lost along the way, as I have described. But how do we obtain our ego? As the one whom we were in former earth lives, who is as strange to us in this earth life as a different personality, taken to a higher scale by the spiritualized, refined level of love. Our ego is not given back earlier to us, not until we can grasp it in love as entirely foreign. We have not desired to see this ego as it has lived in former lives on earth, and then passed through the time that lies between death and a new birth. However, we discover our ego where we are able to perceive ourselves out of the deep silence of the soul, before we descended to earth life, and look back to the previous earth life as it was before this purely spiritual-soul life. But, I want to say—we must first have developed an entirely selfless higher love as a power of knowledge; this then gives us an unsought insight into a former life on earth. Then we know that we had to go through these former lives on earth. And we have so risen that we can see the ego, how it was and how it had a body other than the body that we have now, that has carried us since birth to this point of time in earthly life. Then we have arrived at this moment, to be able to really comprehend ourselves as entirely free of the body—that is, recognizing the moment to live through that we then live through as real when we pass through death. For we have placed the physical body into reality. In the stage of knowledge that is gained in love, we remove the physical body of knowledge and we experience ourselves in the same elements where we will be with our eternal inner being when we pass through the gate of death into the spiritual world, from which we have descended into physical existence on earth. And so we experience immortality when we—forgive me when I use the term—first recognize the experience of unbornness. But the eternity of the human soul consists of these two: from unbornness, for which we do not even have a word in our contemporary educated language, and from immortality. Only when one comprehends these two as two sides of the eternity of the human soul can one really approach understanding. In the intellectual conceptions of today, people unfortunately treat these things with a certain egoism. They say to themselves—without having to voice this—more unconsciously they say to themselves: Well, that which has preceded our life on earth does not interest us, for we are here. It interests us that we are here. But we are interested in what happens after death because we do not yet know this. This is egotism, but the results are not knowledge. Knowledge results only from unegotistical essence. Therefore, no one can gain a real knowledge of the immortality of the soul who does not have the will to achieve knowledge of the soul's unbornness. Because the eternity of the human soul is composed of the soul's unbornness and the soul's immortality. This also results in the outlook of repeated earth lives, as indicated at the third level of knowledge after full awakening out into the spiritual world; the memory not only extends into premortal existence, it also extends into the stages of existence in the previously-lived earth life. Thus we know that there really is before us a second awakening of the soul. Out of the dreams we switch our will on in the body. As a result we live in the world of space while the images otherwise proceed, and we accept these passing dream images as realities; we recognize the awakened nature of the image. But by what means are the images images? By the fact that they stand as images. As we awaken, we switch on our bodily functions. I want to say, we see red as red, the same whether we are awake or asleep; we hear tones the same way, whether we are dreaming or awake. But while we are awake, having turned our will on to bodily functions, we go over to some extent to the realities—in crossing over the hard things we are not speaking now of philosophical speculations, but are entirely within the popular consciousness. Thus to a certain extent when we are awake we do not retain the picture in sensory perceptions, but cross broadly over the hard things. We are switched on to the same element that presents to us the things of the world, in the sense of physical existence. Now we have gradually switched into a new world as a spiritual researcher. Why have we done this? When you compare the thinking, the feeling, and the will of the human being as they exist in the soul and also in the waking state, they are actually a dream. We actually only wake up with sensory thoughts and ideas together in the outer world, and these are combined as sensory perceptions. As soon as we look within ourselves with ordinary consciousness, we are dreaming. Even our thoughts, when we turn inward, are more or less dream perceptions. This remains so dreamlike, even the will is asleep. For when we have decided upon any action we know how this action that we initially had as an idea continues down into our limbs as an idea, so that we begin to move the limbs. Only through spiritual science can one see what is going on in the muscles, what is going on in the entire organism; usually that which is a voluntary action remains inhibited during sleep. First we have only the idea. Then it all goes down into an unconscious state. Then the idea of the action occurs again. And what the soul by itself can only dream about even in the waking state, we gradually switch on through reinforced thinking, through the deep silence of the soul, through the power of knowledge awakened by love in the spiritual existence of the human being, as we switch on the ordinary awakening of the will in bodily existence. Thus we learn to judge the eternal in the human being from the point of view of the ordinary physical-sensory life that we absolve between birth and death, as we judge the content of the dream from the point of view of physical-sensory life. We advocate recognizing the eternal in this way! Again and again I have to say on such an occasion: of course the objection is given that these things only apply to those who want to be a spiritual researcher, who look into these worlds.—No, ladies and gentlemen, the spiritual researcher actually has these things for himself as a human being only slightly, when he brought them down with the usual introduction into ordinary language, into ordinary life. And this can happen as well for everyone who hears these things from the spiritual researcher. Just as one has grown accustomed to accept the things that the botanist or the astronomer has explored with his difficult methods, so one will gradually have to get used to the things that the spiritual researcher has explored after he gives an account of his method, as I have described today—to accept, to accept more readily, for there is the same relationship between ordinary common sense and these truths as there is between the right aesthetic taste and a beautiful picture. You have to be a painter to paint a beautiful picture, but you do not have to be a painter to judge the beauty of its image! One needs only to have healthy taste. One must be a spiritual researcher in order to know the things as they have been portrayed. But just as little as one needs to be a painter in order to judge the beauty of a picture, just as little does one need to be a spiritual researcher in order with complete common sense to be in agreement with what the spiritual researcher says. Apart from this, for people today at a certain level it is possible that each one can be a spiritual researcher. The one who delves into the books I have mentioned, who does the corresponding exercises, can today—no matter in what profession, in what life situation—get as far at the least as to control in a completely satisfactory manner that of which I have spoken this evening, and many other things. What is this knowledge that leads into the eternal soul? It is a realization that is not only grasped in the head of the human being, it affects the entire person. For that which is the world of color, the eye will grasp. For that which is the world of tone, the ear will grasp. For that which is the law of nature, the human mind will grasp. For that, however, which is the spiritual world—as I have indicated here today—that will be grasped by the entire human being. Hence, allow me in conclusion to say something personal by way of illustration, although this is not meant to be personal, but is meant rather to be entirely objective. If you really want to capture that which is disclosed by the spiritual world, you need presence of mind, because it slips so to speak, turns away quickly; it is fleeting. That which is to a certain extent advanced through an improvement in the power of memory imprints itself only with difficulty upon the ordinary memory. One must use all of his strength to bring down what he beholds in the spiritual world, to bring this down to ordinary language, to ordinary memory-thought. I would not be able to lecture about these things if I did not try by all means to bring down what arises in me of what can be beheld in the spiritual world, especially to really bring these thought-words down into physically audible regions. One cannot comprehend with the mere head, because the entire human being must to a certain extent become a sense organ, but a spiritually developed sense organ. Therefore I attempt every time—it is my custom, another has another one—I attempt every time if something is given to me from the spiritual world, not merely to think it through as I receive it from the spiritual world, but to write it down as well, or to record it with some characteristic stroke, so that the arms and hands are involved as well as the soul organs. So something else other than the mere head, which remains only in abstract ideas, must be involved in these findings: the entire person. I have in this way entire truckloads of fully-written notebooks that I never again look at, which are only there in order to be descriptions, in order to provide preliminary work in the physical world for that which is from the spiritual world, so that the spiritually beheld world can then really be clothed in words; whereby the thoughts of which memories are usually formed or that usually apply in life can actually be penetrated—Thus one obtains a science that relates to the whole person. I will have to show you tomorrow how this science provides us with the opportunity not only to understand the cultural development of humanity, but it might also socially promote namely a foundation, a true, real foundation for a true, real education, for a true, genuine pedagogy, for Waldorf education. These things, how the development of the humanity and the education of humanity in light of this spiritual-scientific world view is excluded, this I will have to describe tomorrow. Today I wanted only to evoke the idea of how this spiritual-scientific point of view, through knowledge, is based to a certain extent on a second awakening, the soul of the human being in its eternity again returning to the full life. Yes, we have to experience this out of our awareness of time, that scholarship has just spoken of a doctrine of the soul without soul, in a certain sense.—I will have to touch upon this question tomorrow—even of religion without God. Spiritual science as it is meant here wants in turn to enter into the fullest intensity of the soul of the human being, into the eternity of the soul; it wants religious consciousness, the godly-religious content to enter again into the development of humanity and the education of humanity, precisely so that man can come through awareness to his full dignity. And he, conscious of his dignity which results from his knowledge of the connection of his soul with the eternal, with the ur-eternal powers of the world, realizes that this is part of his true nature, as the physical body, as something that stands in everyday life, is connected with him, is part of his life. This is that which people themselves have followed as knowledge, and already many, many of them crave the equivalent, if it is not fully conscious to them. That which today torments people, what they feel as the uneasiness of life that makes them basically nervous about what drives them so that they feel undermined in their whole existence, this is the burning question of the eternal forces underlying the temporal forces that we need to develop in normal and in social life. This spiritual science is here so that people who want to have knowledge of these eternal forces—that spiritual science here intends—can find methods to lead others to this realization, so that others can also engage in this knowledge in social life; that they and their fellow man not only see something as it were that is borne by the stream of life on earth, to be born with birth and die with death, but that they learn rather of something that will go through all eternity, guided by the stars and the aims of people through the cosmic goal so that this cosmic goal gives the correct meaning to all earthly goals. Anthroposophy wants to speak to people of this cosmic sense, the sense of the goals of earth. This is what it would awaken in souls again as feeling and sensation in the relationship of the human soul with all of the forces of eternal life, for people of the present and of the future. And this, ladies and gentlemen—if you are going on honest advice you will have to admit—is what one needs as a human being at the present time. And what one will need more and more as a human being of the future. |
83. The Tension Between East and West: Natural Science
01 Jun 1922, Vienna Tr. B. A. Rowley Rudolf Steiner |
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Instead of always submitting, in our thinking, to the course of external events, we bring into the centre of our consciousness, with a great effort of will, clear-cut concepts which we have formed ourselves or have been given by someone expert in the field, and in which no associations can persist of which we are not conscious; we shut out all other consciousness, and concentrate only on this one subject. |
83. The Tension Between East and West: Natural Science
01 Jun 1922, Vienna Tr. B. A. Rowley Rudolf Steiner |
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This congress has been announced as a Congress on the philosophy of life, and no doubt you will take it as such. Anyone who wishes to talk about philosophical questions today, however, cannot ignore natural science, and in particular the philosophical consequences that natural science has brought with it. Indeed, for centuries—since the fifteenth or sixteenth century, we may say—science has increasingly come to dominate human thinking in the civilized world. Now it would take a great many words to survey the triumphs of science in the field of human knowledge, and the transformation of our whole life brought about by the achievements of scientific research. And it would be merely a repetition of what you all know already. Philosophically speaking, what is interesting about science is something quite different. I mean the function it long ago assumed of educating the civilized world. And it is precisely in discussing this educational rôle in the development of modern man that we come up against two paradoxes, as I should like to call them. Let me begin with these paradoxes. The first thing that has followed from the scientific method of research is a transformation of human thinking. Any impartial observer of earlier philosophical trends must conclude that, because of the conditions which then determined man's development, thinking inevitably added something subjective to what was given by experiment and the observation of nature. We need only recall those now outmoded branches of knowledge, astrology and alchemy, to perceive how nature was approached in former times—how human thinking as a matter of course added to what was there something that it wished to express, or at any rate did not suppress. In face of the scientific attitude of recent times, this has ceased. Today, we are virtually obliged simply to accept the data given us by observation and experiment, and to work them up into natural laws, as they are called. Admittedly, to do so we make use of thought; but we make use of it only as a means of arranging phenomena so that through their own existence they manifest to us their inner connection, their conformity to law. And we make it our duty not to add any of our own thought to our observation of the world. We see this, indeed, as an ideal of the scientific attitude—and rightly so. Under these conditions, what has become of human thinking? It has actually become the servant, the mere tool of research. Thought as such has really nothing to contribute when it comes to investigating the conformity to law of external phenomena. Here, then, is one of my paradoxes: that thought as a human experience is excluded from the relationship that man enters into with the world. It has become a purely formal aid for comprehending realities. Within science, it is no longer something self-manifesting. The significance of this for man's inner life is extraordinarily great. It means that we must look upon thinking as something which must retire in wisdom and modesty when we are contemplating the outside world, and which represents a kind of private current within the life of the soul. And it is precisely when we now ask ourselves: How, in turn, can science approach thinking? that we come up against the paradox, and find ourselves saying: If thinking has to confine itself to the working-up of natural processes and can intervene only formally, in clarification, combination and organization, it cannot also fall within the natural processes themselves. It thus becomes paradoxical to raise the question (which is certainly justified from the scientific point of view): How can we, from the standpoint of scientific law, understand thinking as a manifestation of the human organism? And to this, if we stand impartially and seriously within the life of science, we can only reply today: To the extent that thinking has had to withdraw from the natural processes, contemplation of them can go on trying to encompass thinking, but it cannot succeed. Since it is methodologically excluded, thinking is also really excluded from the natural processes. It is condemned to be a mere semblance, not a reality. Not many people today, I believe, are fully conscious of the force of this paradox; yet in the depths of their subconscious there exists in countless numbers of people today an awareness of it. Only as thinking beings can we regard ourselves as human; it is in thinking that we find our human dignity—and yet this, which really makes us into human beings, accompanies us through the world as something whose reality we cannot at present acknowledge, as a semblance. In pointing to what is noblest in our human nature, we feel ourselves to be in an area of non-reality. This is something that burdens the soul of anyone who has become seriously involved with the research methods both of the inorganic sciences and of biology, and who wishes to draw the consequences of these methods, rather than of any individual results, for a philosophy of life. Here, we may say, is something that can lead to bitter doubts in the human soul. Doubts arise first in the intellect, it is true; but they flow down into the feelings. Anyone who is able to look at human nature more deeply and without prejudice—in the way I shall be demonstrating in detail in the lectures that follow—knows how the state of the spirit, if it endures long enough, exerts an influence right down to the physical state of the person, and how from this physical state, or disposition, the mood of life wells up in turn. Whether the doubt is driven down into our feelings or not determines whether we stride courageously through life, so that we can stand upright ourselves and have a healthy influence among our fellow-men, or whether we wander through life disgruntled and downcast—useless to ourselves and useless to our fellow-men. I do not say—and the lectures which follow will show that I do not need to say—that what I have just been discussing must always lead to doubt; but it can easily do so, unless science is extended in the directions I shall be describing. The splendid achievements of science vis-ä-vis the outside world make extraordinary demands on man's soul if, as from the philosophical standpoint here expounded he certainly must do, he adopts a positive attitude to science. They demand that he should be capable of meeting doubt with something stronger and more powerful than would otherwise be needed. Whilst in this respect science would appear to lead to something negative for the life of the soul, yet—and this brings me to my second paradox—on the other hand it has resulted in something extremely positive. Here, I express once more a paradox that struck me particularly when, more than twenty years ago now, I worked out my The Philosophy of Spiritual Activity and attempted, whilst maintaining a truly scientific outlook on life, to fathom the nature of human freedom.1 For, with its conformity to law, science does easily lead, in theory, to a denial of human freedom. In this respect, however, science develops theories that are just the opposite of its practical effect. When we go further and further into the semblance nature of thinking and, by actually pursuing the scientific attitude—not scientific theories—arrive at a right inward experience of that nature, then we conclude: if it is only a semblance and not a reality, then the process of thought does not, like a natural force, have a compelling effect. I may thus compare it—and this is more than a mere comparison—to a combination of mirror-images. Images before me cannot compel me. Existent forces can compel me, whether they are thought of as existing outside me or inside me; images cannot compel me. If, therefore, I am able to conceive my moral impulses within that pure thinking which science itself fosters in us by its methods; if I can so shape moral impulses within me that my attitude to their shaping is that to which science educates me, then in these moral impulses conceived by pure thinking I have, not compelling forces, but forces and semblances that I myself am free to accept or not. That is to say: however much science, from its very premises, is bound, and with some justification, to deny freedom, yet in educating him to semblance thinking it educates the man of our culture to freedom. These are the two poles, the one relating to the life of thought and the other to the life of the will, with which the human soul is confronted by present-day scientific opinions. In distinguishing them, however, we indicate at the same time how the scientific view of life points beyond itself. It must take up some attitude towards human thinlting; yet it excludes that thinking. By so doing, it suggests a method of research that can be fully justified in the eyes of science and yet lead to a comprehensible experience of thinking. It suggests, on the other hand, that because it cannot itself arrive theoretically at freedom, the scientific attitude must be extended into a different region, precisely in order to attain the sphere of freedom. What I am presenting as a necessity deriving from science itself—an extension into a region that science, at least as understood today, cannot reach—is attempted by the philosophy of life I am here advocating. Today, of course, since it stands at the beginning of its development, it can achieve this extension only imperfectly. Yet the attempt must be made, because more and more people in the civilized world today are being affected by the problems of thinking and freedom that I have described. It is no longer possible for us today to believe that only those in some way involved with science are faced with demands and questions and riddles of this kind. Even the remotest villages, to which no scientific results of any consequence penetrate, are nevertheless brought by their education to the kind of thinking that science demands; and this brings with it, though quite unconsciously as yet, uncertainty about human freedom. It is therefore not only scientific questions that are involved here, but quite clearly general human ones. What it comes to is this: taking our stand on the ground of scientific education, can we penetrate further along the path of knowledge than does present-day science? The attempt to do so can be made, and made in such a way that the methods used can be justified to the strictest scientist, and made by paths that have been laid down in complete accordance with the scientific attitude and with scientific conscientiousness. I should like now, at the start of my lectures, to go on to speak of these paths. Yet, although many souls already unconsciously long for it, the present-day path of knowledge is still not easy to explain conceptually. In order that we may be able to understand one another this evening, therefore, I should like to introduce, simply as aids to understanding, descriptions of older paths that mankind has followed in order to arrive at knowledge lying beyond the ordinary region science deals with today. Much of what, it is believed today, should just remain an article of faith and is accepted as ancient and honourable tradition, leads the psychologically perceptive observer of history back into age-old epochs of humanity. There, it turns out that these matters of faith were sought after, as matters of knowledge suited to their time, by certain individuals through the cultivation of their own souls and the development of hidden spiritual powers, and that they thus genuinely constituted matters of knowledge. People today no longer realize how much of what has emerged historically in man's development was once actually discovered—but discovered by earlier paths of knowledge. When I describe these paths, I do so, of course, with the aid of methods I shall outline later; so that in many cases those who form their picture of the earlier epochs of mankind only from outward historical documents, and not from spiritual documents, may take exception to my description. Anyone who examines impartially even the outward historical documents, and who then compares them with what I shall have to say, will nevertheless find no real contradiction. And secondly, I want to emphasize that I am not describing these older paths of knowledge in order to advocate them today. They suited earlier epochs, and nowadays can even be harmful to man if, under a misapprehension, he applies them to himself. It is simply so that we shall understand each other about present-day ways of knowledge that I shall choose two earlier ways, describe them, and thus make clear the paths man has to walk today, if he wishes to go beyond the sphere of scientific knowledge as it is now understood. As I have said, I could select others from the wealth of earlier ways of knowledge; but I am selecting only two. First, then, we have a way which in its pure form was followed by individuals in ancient times in the East—the way of yoga. Yoga has passed through many phases, and the aspect to which I shall attach the greatest value today is precisely one that has come down to later epochs in a thoroughly decadent and harmful state. What I shall be describing, the historian will thus be forced, when considering later epochs, to present as something actually harmful to mankind. But in successive epochs human nature has experienced the most varied developments. Something quite different suited human nature in ancient epochs and in later ones. What could, in earlier times, be a genuine means of cognition was later perhaps used only to titillate man's itch for power over his fellow-men. This was certainly not true of the earliest periods, the ones whose practice of yoga I am describing. What did it comprise, the way of yoga, which was followed in very ancient times in the Orient by individuals who were scholars, to use the modern term, in the higher sphere? It comprised among other things a particular kind of breathing exercise. (I am singling out this one from the wealth of exercises that the yoga pupil or the yoga scholar, the yogi, had to undertake.) When nowadays we examine our breathing, we find that it is a process which for the most part operates unconsciously in the healthy human organism. There must be something abnormal about the man who is aware of his breathing. The more naturally the process of breathing functions, the better it is for ordinary consciousness and for ordinary life. For the duration of his exercises, however, when he wished to develop cognitive powers that are merely dormant in ordinary consciousness, the yogi transformed the process of respiration. He did so by employing a length of time for inhaling, for holding the breath and for exhaling, different from that used in ordinary, natural breathing. He did this so as to make conscious the process of respiration. Ordinary respiration does not become conscious. The transformed respiratory rhythm, with its timing determined by human volition, is entirely conscious. But what is the result? Well, we have only to express ourselves in physiological terms to realize what the yogi achieved by making conscious his respiration. When we breathe in, the respiratory impulse enters our organism; but it also goes via the spinal cord into the brain. There, the rhythm of the respiratory current combines with those processes that are the physical carriers of mental activity, the nerve and sense processes. Actually, in our ordinary life, we never have nerve and sense processes alone; they are always permeated by our respiratory rhythm. A connection, interaction, harmonization of the nerve and sense processes and of respiration always occurs when we allow our minds to function. By transmitting his altered respiratory rhythm into the nerve and sense process in a fully conscious way, the yogi also made a conscious connection between the respiratory rhythm and the thought rhythm, logical rhythm or rather logical combination and analysis of thoughts. In this way he altered his whole mental activity. In what direction did he alter it? Precisely because his breathing became fully conscious, his thoughts permeated his organism in the same way as did the respiratory current itself. We could say that the yogi set his thoughts moving on the respiratory currents and, in the inner rhythm of his being, experienced the union of thought and breath. In this way, the yoga scholar raised himself above the mass of his fellow-men and was able to proclaim to them knowledge they could not gain for themselves. In order to understand what was really happening here, we must look for a moment at the particular way in which knowledge earlier affected the ordinary, popular consciousness of the masses. Nowadays, when we look out at the world, we attach the greatest value to seeing pure colours; to hearing pure sounds, when we hear sounds; and similarly to obtaining a certain purity in the other perceptions—such purity, that is, as the sensory process can afford. This was not true for the consciousness of men in older civilizations. Not that, as a certain brand of scholarship often mistakenly believes, people in earlier times projected all sorts of imaginings on to nature: the imagination was not all that unusually active. Because of man's constitution at that time, however, it was quite natural for older civilizations not to see only pure colours, pure sounds, pure qualities in the other senses, but at the same time to perceive in them all something spiritual. Thus, in sun and moon, in stars, in wind and weather, in spring and stream, in the creatures of nature's various realms, they saw something spiritual where we today see pure colours and hear pure sounds, the connection between which we only later seek to understand with the aid of purified thinking. And there was a further consequence of this for earlier humanity: that no such strong and inwardly fortified self-consciousness as we have today existed then. Besides perceiving something spiritual in everything about him, man perceived himself as a part of this whole environment; he did not separate himself from it as an independent self. To draw an analogy, I might say: If my hand were conscious, what would it think about itself? It would conclude that it was not an independent entity, but made sense only within my organism. In some such way as this, earlier man was unable to regard himself as an independent entity, but felt himself rather a part of nature's whole, which in turn he had to see as permeated by the spiritual. The yogi raised himself above this view, which implied the dependence of the human self. By uniting his thought-process with the process of respiration that fills all man's inner substance, he arrived at a comprehension of the human self, the human I. The awareness of personal individuality, implanted in us today by our inherited qualities and, if we are adults, by our education, had in those earlier times to be attained, indirectly, through exercises. The consequence was that the yogi obtained from the experience of self something quite different from what we do. It is one thing to accept something as a natural experience, as the sense of self is for us, and quite another to attain to it by the paths that were followed in early Eastern civilization. They lived with what moves and swells and acts in the universe; whereas today, when we experience all this from a certain elevation, we no longer know anything of the universe directly. The human self, therefore, the true nature of the human soul manifested itself to the yogi through his exercise. And we may say: since what could be discovered in this way passed over as revelation into the general cultural consciousness, it became the subject-matter of extremely important early products of the mind. Once again, let me mention one of many. Here we have an illumination from the ancient Orient, the magnificent song Bhagavad-Gita. In the Gita we have the experience of self-awareness; it describes wonderfully, out of the deepest human lyricism, how, when by experiencing he recognizes it and by recognizing he experiences it, this self leads man to a sympathy with all things, and how it manifests to him his own humanity and his relationship with a higher world, with a spiritual and super-sensible world. In ever new and marvellous notes, the Gita depicts this awareness of the self in its devotion to the universal. To the impartial observer of history, who can immerse himself in these earlier times, it is clear that the splendid notes of the Gita have arisen from what could be experienced through these exercises in cognition. This way of attaining knowledge was the appropriate one for an earlier epoch of civilization in the Orient. At that time, it was generally accepted that one had to retire into solitude and a hermit's life if one sought connection with super-sensible worlds. And anyone who carried out such exercises did condemn himself to solitude and the life of the hermit; for they bring a man into a certain state of sensibility and make him over-sensitive towards the robust external world. He must retire from life. In earlier times it was just such solitary figures who were trusted by their fellow-men. What they had to say was accepted as knowledge. Nowadays, this no longer suits our civilization. People today rightly demand that anyone they are to trust as a source of knowledge should stand in the midst of life, that he should be able to hold his own with the robustness of life, with human labour and human activity as the demands of the time shape them. The men of today just do not feel themselves linked, as the men of earlier epochs did, to anyone who has to withdraw from life. If you reflect carefully on this, you will conclude: present-day ways of knowledge must be different. We shall be speaking of these in a little while. But before doing so, and again simply by way of explanation and not with any idea of recommending it, I want to describe the principles underlying a way that was also appropriate to earlier times—the way of asceticism. The way of asceticism involved subduing and damping down bodily processes and needs, so that the human body no longer functioned in its normal robust fashion. Bodily functions were also subdued by putting the external physical organism into painful situations. All this gave to those who followed this ascetic path certain human experiences which did indeed bring knowledge. I do not, of course, mean that it is right to inhibit the healthy human organism in which we are born into this life on earth, where our aim is to enable this organism to be effective in ordinary life. The healthy organism is unquestionably the appropriate one for external sensuous nature, which is after all the basis of human life between birth and death. Yet it remains true that the early ascetics, who had damped down this organism, did in fact gain pure experience of their spirituality, and knew their souls to inhabit a spiritual world. What makes our physical and sensuous organism suited for the life between birth and death is precisely the fact that, as the ascetics' experiences were able to show, it hides from us the spiritual world. It was, quite simply, the experience of the early ascetics that by damping down the bodily functions one could consciously enter the spiritual worlds. That again is no way for the present. Anyone who inhibits his body in this way makes himself unfit for life among his fellow-men, and makes himself unfit vis-à-vis himself as well. Life today demands men who do not withdraw, who maintain their health and indeed restore it if it is impaired, but not men who withdraw from life. Such men could inspire no confidence, in view of the attitude of our age. Although the path of asceticism certainly did lead to knowledge in earlier times, it cannot be a path for today. Yet what both the way of yoga and the ascetic way yielded in knowledge of the sensible world is preserved in ancient and, I would say, sacred traditions, and is accepted by mankind today as satisfying certain needs of the soul. Only people are not interested to know that the articles of faith thus accepted were in fact discovered by a genuine way of knowledge, if one no longer suited to our age. Today's way of knowledge must be entirely different. We have seen how the one way, yoga, tried to arrive at thinking indirectly, through breathing, in order to experience this thinking in a way in which it is not perceived in ordinary life. For the reason already given, we cannot make this detour via breathing. We must therefore try to achieve a transformation of thinking by other means, so that through this transformed thinking we can reach knowledge that will be a kind of extension of natural knowledge. If we understand ourselves correctly, therefore, we shall start today, not by manipulating thinking indirectly via breathing, but by manipulating it directly and by doing certain exercises through which we make thinking more forceful and energetic than it is in ordinary consciousness. In ordinary consciousness, we indulge in rather passive thinking, which adheres to the course of external events. To follow a new super-sensible way of knowledge, we place certain readily comprehended concepts at the centre of our consciousness. We remain within the thought itself. I am aware that many people believe that what I am now going to describe is present already in the later way of yoga, for example in that of Patanjali. But as practised today, it certainly does not form a part of Eastern spirit-training—for, even if a man carried out the yoga exercises nowadays, they would have a different effect, because of the change in the human organism, from the effect they had on the people of earlier epochs. Today, then, we go straight to thinking, by cultivating meditation, by concentrating on certain subjects of thought for longish periods. We perform, in the realm of the soul, something comparable to building up a muscle. If we use a muscle over and over again in continuous exertion, whatever the goal and purpose, the muscle must develop. We can do the same with thinking. Instead of always submitting, in our thinking, to the course of external events, we bring into the centre of our consciousness, with a great effort of will, clear-cut concepts which we have formed ourselves or have been given by someone expert in the field, and in which no associations can persist of which we are not conscious; we shut out all other consciousness, and concentrate only on this one subject. In the words Goethe uses in Faust, I might say: Yes, it is easy—that is, it appears so—yet the easy is difficult. One person takes weeks, another months, to achieve it. When consciousness does learn to rest and rest continually upon the same content, in such a way that the content itself becomes a matter of complete indifference, and we devote all our attention and all our inward experience to the building up and spiritual energization of mental activity, then at last we achieve the opposite process to what the yogi went through. That is, we tear our thinking away from the process of respiration. Today, this still seems to people something absurd, something fantastic. Yet just as the yogi pushed his thinking into his body, to link it with the rhythm of his breath and in this way experience his own self, his inner spirituality, so too we release thinking from the remnant of respiration that survives unconsciously in all our ordinary thinking. You will find the systematic exercises described in greater detail in my book Knowledge of the Higher Worlds and Its Attainment, or in another one, Outline of Occult Science, or again in Riddles of the Soul and other books of mine. By these means, one gradually succeeds not only in separating the thought sequence from the respiration process, but also in making it quite free of corporeality. Only then does one see what a great service the so-called materialistic, or rather mechanistic, outlook on life has rendered to mankind. It has made us aware that ordinary thinking is founded on bodily processes. From this can stem the incentive to seek a kind of thinking no longer founded on bodily processes. But this can only be found by building up ordinary thinking in the way described. By doing so, we arrive at a thinking set free from the body, a thinking that consists of purely psychic processes. In this way, we come to know what once had a semblance nature in us—as images only to begin with, but images that show us life independent of our corporeality. This is the first step towards a way of knowledge suited to modern man. It brings us, however, to an experience that is hidden from ordinary consciousness. Just as the Indian yogi linked himself in his thinking with the internal rhythm of respiration, and so also with his spiritual self which lives in the respiratory rhythm, just as he moved inwards, so we go outwards. By tearing our logical thinking away from the organism to which it is actually connected, we penetrate with it into the external rhythm of the world, and discover for the first time that such a rhythm exists. Just as the yogi made conscious the inner rhythm of his body, so we become conscious of an external world rhythm. If I may express myself metaphorically: in ordinary consciousness, what we do is to combine our thoughts logically and thus make use of thinking to know the external sensuous world. Now, however, we allow thinking to enter a kind of musical region, but one that is undoubtedly a region of knowledge; we perceive a spiritual rhythm underlying all things; we penetrate into the world by beginning to perceive it in the spirit. From abstract, dead thinking, from mere semblance thinking, our thinking becomes a vitalized thinking. This is the significant transition that can be made from abstract and merely logical thinking to a vital thinking which we clearly feel is capable of shaping a reality, just as we recognize our process of growth as a living reality. With this vital thinking, however, we can now penetrate deeper into nature than with ordinary thinking. In what way? Let me illustrate this from present-day life, although the example is a much-disputed one. Nowadays, we may direct our abstract mental activity, by observation and experiment, on to a higher animal, for instance. With this thinking, we create for ourselves an internal image of how the organs of the animal are arranged: the skeleton, musculature, etc., and how the vital processes flow into one another. We make a mental image of the animal. Then, with the same thinking, we pass to man, and once again make a mental image of him—the configuration of his skeleton, his musculature, the interaction of his vital processes, etc., etc. We can then make an external comparison between the two images obtained. If we tend towards a Darwinian approach, we shall regard man as being descended from animals through an actual physical process; if we are more spiritually and idealistically inclined, we imagine the relationship differently. We will not go into that now. The important point is that there is something we cannot do: because our thinking is dead and abstract, we are not in a position—once we have formed a mental image of the animal—out of the inner life of thinking itself to pass over from that into the image of man. Instead, we have first to extract our ideas, or mental images, from the sensory realities, and then to compare these ideas with one another. When, on the other hand, we have advanced to vital thinking, we do indeed form a mental image still, but now it is a living mental image, of the skeleton, the musculature, and the interaction of vital processes in the animal. Because our thought has now become a vital one, we can pursue it inwardly as a living structure and pass over in the thought itself to the image of man. I might say: the thought of the animal grows into the thought of the man. How this works I can only suggest by means of an example. Faced with the needle of a magnet, we know that there is only one position in which it remains at rest, and that is when its axis coincides with the North-South direction of the earth's magnetism. This direction is exceptional; to all other directions the needle is indifferent. Everything in this example becomes for vital thinking an experience about total space. For vital thinking, space is no longer an aimless juxtaposition, as it is for dead and abstract thinking. Space is internally differentiated, and we learn the significance of the fact that in animals the spine is essentially horizontal. Where this is not the case, we can demonstrate from a more profound conformity to law that the abnormality is particularly significant; but essentially an animal's spine lies in the horizontal plane—we may say, parallel to the surface of the earth. Now it is not immaterial whether the spinal cord runs in this direction or in the vertical direction to which man raises himself in the course of his life. In vital thinking, accordingly, we come to know that, if we wanted to set upright the line of the animal, that is to orientate it differently in the universe, we should have to transform all its other organs. Thought becomes vital simply through the rotation of ninety degrees from the vertical to the horizontal orientation. We pass over in this way, by an inward impulse, from the animal to the human shape. Thereby, we enter into the rhythm of natural process and so reach the spiritual foundation of nature. We attain, in our vital thought, something with which we can penetrate into the growth and progress of the external world. We reach once more the secrets of existence, from which we departed in the course of human development with the unfolding of ego-consciousness, the feeling of self. Now you can all raise a weighty objection here. You can say, for example: there have indeed been individuals with this kind of thinking, ostensibly vital; but the present time, with its insistence on serious research, has rightly turned away from “vital thinking” as it was expounded, for instance, by the philosopher Schelling or the natural philosopher Oken. I myself agree entirely with those who raise this kind of objection; there is something quite fantastic, something that leaves reality behind and breathes no actuality, about the way in which mental images gained from external processes and substances are inwardly vitalized by Oken and Schelling and then applied to other natural facts and creatures, in order to see “in the manner of nature.” So long as our vital thinking does not pass on to a mode of knowledge other than this we cannot, even with its aid, reach any assurance of reality. Only by adding exercises of will to the exercises of thought do we secure in vital thoughts a guarantee of spiritual reality. Exercises of the will can be characterized as follows. Let us be quite honest with ourselves. In ordinary life, if we think back ten or twenty years, we have to conclude: in the actual content of the life of our soul, we have in many ways become different people; but we have done so by submitting more or less passively, as children to heredity, environment and education, and in later life to life itself. Anyone who wishes to attain knowledge of spiritual reality must take in hand, if I may use this somewhat coarse expression, by an inner education and discipline of the will, what is usually experienced rather passively. Here again you will find the relevant exercises, which are intimate exercises of the soul, described in the books I have named. Today, I can only indicate briefly what is involved. At present, we have certain habits that perhaps we did not have ten years ago, since life has only recently imposed them on us. Similarly, we can decide to adopt these or those qualities of character. The best thing is to assume qualities of character for whose shaping you have to work on yourself for years on end, so that you must direct attention over and over again to that strengthening and fortifying of the will which is connected with such self-discipline. If you take in hand the development of your will like this, so that you in part make of yourself what the world would otherwise make of you as a person, then the vital thoughts into which you have found your way by meditation and concentration take on a quite special aspect for your experience. That is, increasingly they become painful experiences, inward experiences through suffering, of the things of the spirit. And in the last analysis nobody can attain to higher knowledge who has not passed through these experiences of suffering and pain. We must pass through and conquer these experiences, so that we incorporate and go beyond them, gaining an attitude of indifference to them once more. What is going on here can be represented as follows: take the human eye (what I am saying here could be expounded scientifically in every detail, but I have time only for a general outline): as light and colours affect it, changes occur in its physical interior. Earlier mankind undoubtedly perceived these as suffering and mild pain; and if we were not so robust and did not remain indifferent to them because of our make-up, we could not help also experiencing the changes in eye and ear as mild pain. All sensory perception is ultimately grounded on pain and suffering. In thus permeating the entire life of our soul painfully and in suffering with vital thought, we do not permeate the body with pain and suffering as does the ascetic; we keep it healthy to suit the demands of ordinary life; but we inwardly and intimately experience pain and sorrow in the soul. Anyone who has gone some way towards higher knowledge will always tell you: The pleasure and joy that life has brought me I gratefully accept from fate; but I owe my knowledge to my pain and suffering. In this way, life itself prepares the seeker after knowledge for the fact that part of the path he travels involves the conquest of suffering and pain. For if we overcome this suffering and pain, we make our entire psychic being into a “sense-organ,” or rather a spirit-organ, just as through our ordinary senses we look into and listen to the physical world. I do not need to discuss epistemological considerations today. I am naturally familiar with the objection that the external mode of knowledge must first also be investigated; but that does not concern us today. What I want to say is simply this: that, in the same sense in which in ordinary life we find the external physical world authenticated by our sensory perceptions, we find, after the soul's suffering has been conquered, the spiritual world authenticated by the soul-organ or spirit-organ which as a complete spiritual being we have become. Let us call this way of looking “modern exact clairvoyance,” by contrast with all earlier nebulous clairvoyant arts, which belong to the past. With it, we can also penetrate into the eternal substance of man. We can penetrate with exactitude into the meaning of human immortality. But consideration of this must be reserved for tomorrow's lecture, where I shall be speaking about the special relationship of this philosophy of life to the problems of man's psyche. Today, I wished to show how, in contrast to earlier ways of knowledge, man can attain a modern super-sensible way of knowledge. The yogi sought to move into the human substance and reach the self; we seek to move out to the rhythm of the world. The ancient ascetic depressed the body in order to ex-press spiritual experience and allow it to exist independently. The modern way of knowledge does not incline to asceticism; it avoids all arts of castigation and addresses itself intimately to the very life of the soul. Both the modern ways, therefore, place man entirely inside life. Whereas the ways of asceticism and yoga drew men away from life. I have tried today to describe to you a way that can be followed by developing powers of knowledge, now sleeping in the soul, in a more spiritual sense than they were formerly developed. By doing this, however (I should like to suggest in conclusion), we also reach deeper into the essence of nature. The philosophy of life of which I speak stands in no sort of opposition to the science of today. On the contrary, it takes precisely the genuine mood of enquiry which is there in scientific research and, through its exercises, develops this as a separate human faculty. Science today seeks exactness and feels particularly satisfied if it can achieve it by the application of mathematics to natural processes. Why is this? It is because the perceptions with which external nature provides us, through the senses, for observation and experiment are wholly outside us. We permeate them with something we develop solely in our innermost human entity—with mathematical knowledge. And Kant's saying is often quoted and even more often practised by scientific thinkers: In all true knowledge there is only so much science as there is mathematics. This is exaggerated if we are thinking of ordinary mathematics. And yet, when we apply these to lifeless natural phenomena, and nowadays even regard it as an ideal, for instance, to be able to count the chromosomes in the blastoderm, we reveal how satisfied we are if we can permeate with mathematics what otherwise stands outside us. Why? Because mathematics is experienced inside us with immediate certainty: we often have to represent this experience to ourselves by means of diagrams, but the diagrams are not essential to the certainty, the truth. Things mathematical are seen and discovered within us, and what we find within us we connect with what we see outside. In this way we feel satisfied. Anyone who perceives this process of cognition in its entirety must conclude: things can satisfy man as knowledge and lead to a science only if they rest on something he can really experience and observe through his inner powers. With the aid of mathematics, we can penetrate into the facts and structures of the inanimate world; but we cannot move more than a little way at most, and that somewhat primitively, into the organic world. We need a way of looking as exact as that of mathematics with which to penetrate into the higher processes of the outside world. Even one of the outstanding representatives of the school of Haeckel has expressly admitted that we must advance to an entirely different type of research and observation if we wish to move up from the inorganic into the organic realm of nature. For the inorganic, we have mathematics, geometry; for the organic, the living, we have nothing as yet that corresponds to a triangle, a circle, or an ellipse. By vital thinking we shall achieve them: not with the ordinary mathematics of numbers and figures, but with a higher mathesis, a qualitative approach working creatively, one which—and here I must say something which many people will find abominable—which touches the realm of the aesthetic. By penetrating with mathematics of this kind into worlds that we cannot otherwise penetrate, we extend the scientific attitude upwards into the biological sphere. And we may be sure that eventually the epoch will come when people will say: earlier times rightly emphasized that the amount of science extracted from inorganic nature is proportional to the amount of quantitative mathematics, in the broadest sense, that can be applied to it; the amount of science extracted from the vital processes is proportional to the extent to which we can probe them with a living thought structure and an exact clairvoyance. People will not believe how close this modern kind of clairvoyance is, in reality, to the mathematical outlook. Eventually, when it is realized how, from the spirit of modern knowledge of nature, knowledge of spirit can be gained, this spiritual science will be found to be justified precisely from the standpoint of our modern knowledge of nature. It has no wish to run counter to the important and imposing results of natural science. It seeks to attempt something different: we can look with our external senses at the physical form of someone standing before us—his gestures, his play of feature, the individual expression of his eyes—and yet perceive merely externals, unless we look through all this to something spiritual in him, by which alone the whole man stands before us. In the same way, unless we travel the ways of the spirit, we look with science only at the external physiognomy of the world, its gestures and its mask. Only when we penetrate beyond the outward physiognomy that natural phenomena present to us, beyond the mask and gestures, into the spiritual region of the world, do we recognize something to which we are ourselves related, something of the eternal in the world. That is the aim of the spiritual science whose methods I have sought to describe to you today by way of introduction. It does not wish to oppose triumphant modern science, but to accept it fully in its importance and substance, just as we accept fully the external man. But just as we look through the external man at the soul, so it seeks to penetrate through natural laws, not in a lay and dilettante fashion, but with a serious approach, to the spiritual element underlying the world. And so this spiritual science seeks not to create any kind of opposition to natural science, but to be its soul and spirit.
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