281. Poetry and the Art of Speech: Lecture VI
07 Jun 1922, Vienna Tr. Julia Wedgwood, Andrew Welburn Rudolf Steiner |
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In the morning it flourisheth, and groweth up: in the evening it is cut downe, and withereth. For we are consumed by thine anger: and by thy wrath are we troubled. |
The dayes of our yeeres are three-score yeeres and ten, and if by reason of strength they be fourescore yeeres, yet is their strength labour and sorrow: for it is soone cut off, and we flie away. Who knoweth the power of thine anger? |
281. Poetry and the Art of Speech: Lecture VI
07 Jun 1922, Vienna Tr. Julia Wedgwood, Andrew Welburn Rudolf Steiner |
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It is through declamation and recitation that the art of poetry is accorded its true value. So I shall allow myself – not, however, out of allegiance to any abstract principle or any wish to claim that a world-view which springs from the needs of our time must cast its reforming light in some way or other over everything – I shall allow myself on quite other grounds to say a little about recitation and declamation from the vantage-point of the life- and world-conception represented at this Congress. We shall only recapture an inner, a genuine soul-understanding of poetry when we are in a position to find our way to the real homeland of poetic art. And this real homeland of poetic art is in fact the spiritual world – though it is not that intellectual, that conceptual or ideational factor in the spiritual world particularly cultivated in our own time. For this more than anything else has a paralysing effect on poetry. We shall see most clearly what is meant by this when we are reminded that one of the most significant products of this art resounds to us out of the revolutions of time along with a particular avowal on the part of its creator, or perhaps creators. The Homeric epics invariably begin with the words “Sing, O Muse...” Nowadays we are only too inclined to treat such a phrase as more or less a cliché. But when it was first coined it was no cliché – it was an inner experience of the soul: whoever it was that conceived the poem out of the spirit, whence this phrase was also drawn, knew how he was immersed through his poetic faculty in a region of human existence and experience different to that in which we stand in immediatesense-perception, or when our power of intellect takes hold conceptually of sense-impressions. The poet knew that his inner being was seized by an objective spiritual force. That human consciousness has indeed undergone a change in this respect in the course of evolution has, I would say, been documented historically. When Klopstock, drawing upon the German spiritual life, wished to sing of the great deed of the Messiah, as Homer had sung the past events of Hellas, he did not say “Sing, O Muse...”, but “Sing, immortal soul, of sinful man’s redemption.” Here something of greater intensity is indicated, something connected directly with the human and its self-reliance. Here man has come to himself in his individual personality. Yet we can add: if the mode of consciousness which lives in our modern world of ideas and observations were the sole criterion, we should lose poetry and art altogether. All the same, it is necessary that here, too, what was suitable for mankind at one time should now assume other forms. But these new forms can only arise if the way into the spiritual world is rediscovered; for such a path alone makes it possible for the human “I” to be laid hold of again by the spiritual world – not as in former times, in an unconscious, dreamy fashion, but in accordance with the needs of the present day: in full consciousness. That this need not be bound up with a crippling of imaginative activity – this is not generally recognized today. It will come to be understood, however, as the world and life-conception put forward here gains more and more ground. If we enter into the spiritual world with circumspection – in full consciousness and with a developed feeling of personality – it will exert no crippling effect on our direct perception or on the vital participation in things and beings so necessary to poetry and art in general. If, however, we abstract ourselves from things in ideas, standing aside from them in purely intellectual concepts, our knowledge will yield nothing that can become a direct artistic creation. But if we plunge down into what pervades the world as a vibrant spiritual essence we will find again, along this spiritual path what poetry and art as a whole were fundamentally seeking all along. From such a spiritual approach the poet will have before his soul what recitation and declamation must re-create for his audience. The poet must submerge himself in the element of speech. This experience of submersion was still to be found among the Greeks, and even in earlier forms of Central European spiritual life, such as the Germanic. In primaeval ages of humanity, if one wished to receive the divine-spiritual and bring it to expression as it spoke in the soul, one dived down not only into the element of speech, but also into what flowed within speech, like the waves of the sea – into the breath. And in earlier times, when the ancient spiritual life was still valued above science, art or religion in isolation, in the period when that spiritual life came into being, poetry, too, was not isolated. It grew isolated at the stage when the felt vitality of the breath (as manifestation of the efficacy of man’s innermost will) was taken up into more exalted regions of organic life: into the element of speech. In due course today we have arrived at the element of thought. And from the thought-element we can experience only a sort of “upthrust” of the breath. What held sway in ancient times in Central Europe in the form of an unconscious feeling whenever man felt the poetic urge was the pulsating of the blood. Taking hold with the will, this formed the breathstream from within, into tone; whereas when the man of Greek or Graeco-Roman times waxed poetic he lived more in what flowed from the breathing-rhythm in the way of a picture or conception, and in what musically formed the sound, tone and line through metre, number and syllable. Goethe’s whole being, his essential soul-nature, was born from the spirit of Central Europe. The writings of his youth derived their imaginative, pictorial form from an experience, an instinctive feeling of how human breathing pushes up, through the will-pulsating waves of the blood, into the formation of tone and sound – and so into the expressivity of the human soul. In this way he attained the qualities we admire so much in his youth, even when he appears to be speaking in prose. We have the prose-poems of Goethe’s youth, like the marvellous Hymn to Nature, where the ruling principle is that where we feel the language permeated by a kind of breathing which pulsates on the waves of the blood. It was from some such sense that the young Goethe initially composed his Iphigeneia. In this composition we feel how something from the Nibelungenlied, or the Gudrunlied, still lives and weaves in the prose, welling up and working in its high and low intonations. It calls attention to the upward thrust of the will into what comes to be man’s head-experience. This rhythm, thrown upward into configurations of thought, is what we can admire in the poems of Goethe’s youth, including the first version of his Iphigeneia. But Goethe longed to get away to Italy. A time came when he could no longer come to terms with himself without undertaking a journey to Italy, which he did in the ’eighties. What was it that he longed for in his innermost being at that time? He longed to enter more deeply into human individuality – to enter into the whole human being with what lived in the high and low tones, creating in speech-formation an effect like the forms of a Gothic cathedral. He wanted to blend this with the even-measured flow he was seeking and believed was accessible only in the south, in Italy, in the wake of what had lived in Greek culture. Out of this, stemming from his feeling for such art as was still to be seen, came an understanding of Greek art He understood that the Greeks created their art in accordance with the same laws that govern the productions of nature; and of this he believed himself to have uncovered the clue. He believed, too, that he had traced these laws in speech-formation. He brought speech into a deeper connection with the breath. Then, in Rome, he refashioned his Iphigeneia accordingly. We must distinguish sharply between the northern Iphigeneia as first conceived and what came about when he refashioned it in Rome – even though the difference between the original and the Roman verse-Iphigeneia is really quite slight. It turned it into a poem that no longer lives simply in high and low tones; it became a work where in quite a different way – and not in any trivial sense, but as regards the whole of its speech-formation - the psychical experience of the blood-rhythm, the circulation with its deeper rhythm, plays over into the tranquil metre of the breathing-rhythm and the element of thought. In this way, what represented a declamatory form in the Nordic Iphigeneia is transformed in the Roman version into recitation. By juxtaposing the one Iphigeneia with the other in this way, we can clearly discern the difference between declamation and recitation. Recitation leads us more deeply into human nature, and creates, too, more from its depths, seizing upon the whole blood-circulation as well as the breathing. But because in declamation the will (as it surges in the depths) is caught up into the highest part of man’s spiritual and soul-being, into the breath, it appears to us as the more forceful – living as it does in high and low tones. It does not only engage the flow of rhyme and verse, but evokes something which goes out into the world – perhaps even with a certain belligerence – as alliteration. In this there is a beauty that is peculiar to the north. We do not wish today to give theoretical explanations, but to make known what should be present in an artistic sensibility. We will therefore firstly present the declamatory, in Goethe’s Nordic Iphigeneia; and then contrastingly the recitative, in the Roman composition. [Note 25] [The magnificent language of the Authorized Version puts it on a different level to any other translation in English. There can be no doubt of its own high literary qualities, and it furnishes us with fine examples of poetry for declamation, as in this version of the ninetieth Psalm: Lord, thou hast bene our dwelling place in all generations.
Before the mountaines were brought forth, or ever thou hadst formed the earth and the world: even from everlasting to everlasting thou art God.
Thou turnest man to destruction: and sayest, Returne yee children of men.
For a thousand yeeres in thy sight are but as yesterday when it is past: and as a watch in the night.
Thou carriest them away as with a flood, they are as a sleepe: in the morning they are like grasse which groweth up.
In the morning it flourisheth, and groweth up: in the evening it is cut downe, and withereth.
For we are consumed by thine anger: and by thy wrath are we troubled.
Thou hast set our iniquities before thee: our secret sinnes in the light of thy countenance.
For all our dayes are passed away in thy wrath: we spend our yeeres as a tale that is told.
The dayes of our yeeres are three-score yeeres and ten, and if by reason of strength they be fourescore yeeres, yet is their strength labour and sorrow: for it is soone cut off, and we flie away.
Who knoweth the power of thine anger? even according to thy feare, so is thy wrath.
So teach us to number our daies: that wee may apply our hearts unto wisedome.
Returne (O LORD) how long? and let it repent thee concerning thy servants.
O satisfie us early with thy mercie: that we may rejoyce, and be glad all our dayes.
Make us glad according to the dayes wherein thou hast afflicted us: and the yeeres wherein we have seene evil.
Let thy worke appeare unto thy servants: and thy glory unto their children.
And let the beautie of the LORD our God be upon us, and establish thou the worke of our hands upon us: yea, the work of our hands establish thou it. Metrical translations of the Psalms are numerous; but many of them have no aims beyond fitting the verses to a tune. The version begun by Sir Philip Sidney and completed by his sister, the Countess of Pembroke, however, brought all the literary resources of the classical tradition in Renaissance poetry to bear on the problem of making an authentically poetic translation. The result is that the ninetieth Psalm is here drastically transformed into a recitative vein: DOMINE REFUGIUM
Thou’our refuge, thou our dwelling, O Lord, hast byn from time to time: Long er Mountaines, proudly swelling, Above the lowly dales did clime: Long er the Earth, embowl’d by thee, Bare the forme it now doth beare: Yea, thou art God for ever, free From all touch of age and yeare.
O, but man by thee created, As he at first of earth arose, When thy word his end hath dated, In equall state to earth he goes. Thou saist, and saying makst it soe: Be noe more, O Adams heyre; From whence ye came, dispatch to goe, Dust againe, as dust you were.
Graunt a thousand yeares be spared To mortall men of life and light: What is that to thee compared? One day, one quarter of a night. When death upon them storm-like falls, Like unto a dreame they grow: Which goes and comes as fancy calls, Nought in substance all in show.
As the hearb that early groweth, Which leaved greene and flowred faire Ev’ning change with ruine moweth, And laies to roast in withering aire: Soe in thy wrath we fade away, With thy fury overthrowne When thou in sight our faultes dost lay, Looking on our synns unknown.
Therefore in thy angry fuming, Our life of daies his measure spends: All our yeares in death consuming, Right like a sound that, sounded, ends. Our daies of life make seaventy yeares, Eighty, if one stronger be: Whose cropp is laboures, dollors, feares, Then away in poast we flee.
Yet who notes thy angry power As he should feare, soe fearing thee? Make us count each vitall hower Make thou us wise, we wise shall be. Turne Lord: shall these things thus goe still? Lett thy servantes peace obtaine: Us with thy joyfull bounty fill, Endlesse joyes in us shall raigne.
Glad us now, as erst we greeved: Send yeares of good for yeares of ill: When thy hand hath us releeved, Show us and ours thy glory still. Both them and us, not one exempt, With thy beauty beautify: Supply with aid what we attempt, Our attempts with aid supply. Mary Herbert, Countess of Pembroke (1561-1621).]
Goethe followed up his incursion into the new poetic sphere of his remodelled Iphigeneia with works like his “Achilleis”, from which a passage will now be recited. Here in Goethe we find something that shows us how poetry springs from the whole man, how it should emerge from the whole man and take shape as recitation and declamation. I might seem, at first glance, to be propounding a mechanical interpretation of reciting and declaiming, if I were to point to something in the nature of man as the origin of recitation and declamation: this something is to be found, however, precisely along the spiritual path. As an art, poetry has the task of enlarging again what prose has atomized and contracted into the single word. The harmony of sounds, the melodious flow of sound in the picture-formation of speech, of mundane speech, is in this way “canopied over,” as we might say, by a second, spiritual speech. The prose-speaker clothes in words those thoughts he wants to convey, along with whatever of individual experience he can. The poet draws back from such rhetoric, to a much more profoundly inward human experience. [Note 26] He reverts to a level at which (as I have already indicated) the rhythms of breathing and the circulatory system become perceptible, as they vibrate through the language of poetry. We shall only get to the bottom of rhyme, metre, the pictorial and the melodic in speech, by comprehending human nature spiritually, even down to the physical. We have, then, as one pole of the rhythmical in man, the breathing; and as the other pole, circulation. In the interaction of breathing and circulation is expressed something which is first given, in its simplest ratio, when we attend to the resonance of breathing and circulation in the flow of human speech. In breathing, we draw a particular number of breaths every minute – between sixteen and eighteen. And over the same period we have, an average, about four times as many pulse‑beats. Circulation and breathing interact, so that the circulation plays into the breath, and the breath in turn weaves into the circulation its slower rhythm. It is an apprehension of such an harmonious interchange between pulse-beat and breathing that echoes on in speech. Formed and transformed in various ways, it produces the after-effect of a pictorial or a musical speech-formation, which is then brought to expression by the poet. I said – and the point has actually been raised – that the fundamental law of poetry, the interaction of breathing and circulation that I have elicited from human morphology might be considered mechanical and materialistic. But the spiritual life that holds sway and works in the world can only be grasped if we trace that life right into its material formations; only if the life of man’s spirit and soul is pursued to those depths where it lives out its expression in corporeal functions. These bodily workings will then act as a firm wall to hurl back, like an echo, what derives from the laws of a profounder spirituality – a spirituality of direct experience pouring itself out into speech. Goethe sensed how in earlier stages of human culture man stood in a deeper relation, as it were, to his own nature. He too sought to enter into an earlier epoch’s feeling for poetic forms and revivify them. It is actually of deep significance that at the highest point in the development of German poetry, Goethe pointed away from the crude, prosaic stress popularly taken for recitation and declamation, to a special kind of what can be called – and deservingly – a real speech-formation. To rehearse the iambics of his Iphigeneia, Goethe stood in front of the actors with his baton. He knew that what had to be revealed was, above all, the imagery he wanted to incorporate, while the prose-content was there merely as a ladder by which to scale the heights of the full, spiritual sense – the sound and the picture-quality of speech that must evolve from it. We must pierce through the given prose-content of a poem into the truly poetic. Schiller’s experience in his best creations, of an initially indefinable melody, a musicality onto which he then threaded the prose-content, was not a personal peculiarity. As regards the words, some of Schiller’s poems could even have had a different content to the one they currently possess. In a true poet there is everywhere, in the background of the rhetorical speech, a quality that must simply be felt. And only when it does justice to the musical in speech-formation will true poetry stand revealed. If we turn to what is often taught today as recitation and declamation, it is with a keen sense of something having, in these uncultured times, gone amiss. The voice itself is strengthened, and great value is attached to technical adjustment of the organism: this is because no-one is any longer able to live in a direct relationship with recitation and declamation (not to mention singing), and we transfer to material tampering with the body what should be experienced on a quite different plane. The important thing in teaching recitation and declamation is that the pupil should on no account be made to do anything but live with speech-formation as such and the soul-resonance of living with speech-formation, in such a way as to bring him to listen properly. For anyone who is capable of listening correctly to what may come over in poetry, the appropriate breathing, proper disposition of the body, etc., will come about of their own accord – as a response to proper listening. It is important to let the pupil live in the actual element of declamation and recitation, and leave all the rest to him. He must become absorbed in the objective realities of tone, in “musical pictoriality” and in authentically poetic formations. In this way alone, paradoxical as it may sound, can we get the pupil to develop an ear for what he hears declaimed to him and thereby sensitivity to what moves spiritually over the waves of sound he hears. Only when he experiences something in his surroundings, we might say, and not in himself – and even though to begin with this experience is illusory, it must be cultivated – only then will he be able to refer back to himself what he feels vibrant in the world around him. It is only through the recital of certain aesthetically fashioned word-sequences, which have a special relation to human morphology, that we ought to learn breath-control or anything else connected with the adjusting of the voice. In this way we shall best meet the requirements of Goethe’s artistic perception and the sensitivity we value so greatly. By way of illustration – not of any theory, but of the foregoing remarks there will now be recited a passage from Goethe’s “Achilleis”. [Note 27] [Since the hexameter in its true, classical form can only occasionally be reproduced successfully in English, C. Day Lewis performed the service of devising a metre which sounds convincingly like it. He used it to evoke the heroic and epic associations of classical poetry in relating, for example, an episode from the Spanish Civil War in “The Nabara”. This extract is from “Phase One”:
Freedom is more than a word, more than the base coinage Of statesmen, the tyrant’s dishonoured cheque, or the dreamer’s mad Inflated currency. She is mortal, we know, and made In the image of simple men who have no taste for carnage But sooner kill and are killed than see that image betrayed. Mortal she is, yet rising always refreshed from her ashes: She is bound to earth, yet she flies as high as a passage bird To home wherever man’s heart with seasonal warmth is stirred: Innocent is her touch as the dawn’s, but still it unleashes The ravisher shades of envy. Freedom is more than a word.
I see man’s heart two-edged, keen both for death and creation. As a sculptor rejoices, stabbing and mutilating the stone Into a shapelier life, and the two joys make one – So man is wrought in his hour of agony and elation To efface the flesh to reveal the crying need of his bone. Burning the issue was beyond their mild forecasting For those I tell of – men used to the tolerable joy and hurt Of simple lives: they coveted never an epic part; But history’s hand was upon them and hewed an everlasting Image of freedom out of their rude and stubborn heart. C. Day Lewis (1904-1972) An earlier solution to the problem was a rather more radical departure from the hexameter for a five-foot line, and the blank-verse pentameter remains the natural epic metre in English. Milton employed it in recreating many of the features of classical epic in Paradise Lost, as may be illustrated from the following passage (Book VI, 189-214):
So saying, a noble stroke he lifted high, Which hung not, but so swift with tempest fell On the proud Crest of Satan, that no sight, Nor motion of swift thought, less could his Shield Such ruin intercept: ten paces huge He back recoild; the tenth on bended knee His massie Spear upstayd; as if on Earth Winds under ground or waters forcing way Sidelong, had push’t a Mountain from his seat Half sunk with all his Pines. Amazement seiz’d The Rebel Thrones, but greater rage to see Thus foil’d their mightiest, ours joy find, and shout, Presage of Victorie and fierce desire Of Battel: whereat Michaël bid sound Th’ Arch-angel trumpet; through the vast of Heav’n It sounded, and the faithful Armies rung Hosanna to the Highest: nor stood at gaze The adverse Legions, nor less hideous join’d The horrid shock: now storming furie rose, And clamor such as heard in Heav’n till now Was never, Arms on Armour clashing bray’d Horrible discord, and the madding Wheeles Of brazen Chariots rag’d; dire was the noise Of conflict; over head the dismal hiss Of fiery Darts in flaming vollies flew, And flying vaulted either Host with fire. John Milton.] And now, to illustrate declamation, Goethe’s “Hymnus an die Natur” (abridged, as occasion demanded, for a Eurythmy performance).
Natur! Wir sind von ihr umgeben und umschlungen – unvermögend aus ihr herauszutreten, und unvermögend, tiefer in sie hinein zu kommen. Ungebeten und ungewarnt nimmt sie uns in den Kreislauf ihres Tanzes auf und treibt sich mit uns fort, bis wir ermüdet sind und ihrem Arm entfallen.
Sie schafft ewig neue Gestalten; alles ist neu, und doch immer das Alte. Sie baut immer und zerstört immer. Sie lebt in lauter Kindern; und die Mutter, wo ist sie? – Sie ist die einzige Künstlerin; sie spielt ein Schauspiel; es ist ein ewiges Leben, Werden und Bewegen in ihr. Sie verwandelt sich ewig, und ist kein Moment Stillestehen in ihr.
Ihr Tritt ist gemessen, ihre Ausnahmen selten, ihre Gesetze unwandelbar. Gedacht hat sie und sinnt beständig.
Die Menschen sind alle in ihr, und sie in allen. Auch das Unnatürlichste ist Natur, auch die plumpste Philisterei hat etwas von ihrem Genie.
Sie liebt sich selber; sie freut sich an der Illusion. Ihre Kinder sind ohne Zahl.
Sie spritzt ihre Geschöpfe aus dem Nichts hervor. Leben ist ihre schönste Erfindung, und der Tod – ihr Kunstgriff, viel Leben zu haben.
Sie hüllt den Menschen in Dumpfheit ein und spornt ihn ewig zum Lichte. Man gehorcht ihren Gesetzen, auch wenn man ihnen widerstrebt; man wirkt mit ihr, auch wenn man gegen sie wirken will. Sie macht alles, was sie gibt, zur Wohltat.
Sie hat keine Sprache noch Rede, aber sie schafft Zungen und Herzen, durch die sie fühlt und spricht. Ihre Krone ist die Liebe.
Sie macht Klüfte zwischen allen Wesen, und alles will sie verschlingen. Sie hat alles isoliert, um alles zusammenzuziehen.
Sie ist alles. Sie belohnt sich selbst und bestraft sich selbst, erfreut und quält sich selbst. Vergangenheit und Zukunft kennt sie nicht. Gegenwart ist ihr Ewigkeit. Sie ist gütig, sie ist weise und still. Sie ist ganz, und doch immer unvollendet.
Jedem erscheint sie in einer eignen Gestalt. Sie verbirgt sich in tausend Namen und ist immer dieselbe.
Sie hat mich hereingestellt, sie wird mich auch herausführen. Ich vertraue mich ihr. Alles hat sie gesprochen. Alles ist ihre Schuld, alles ist ihr Verdienst! [Perhaps the nearest parallel in English is the unrestricted and freely expansive rhythm of Blake. He celebrates not Nature, but the spirits (the Sons of Los) in Nature in these extracts from his Milton pl. 27,66 – 28,12; pl. 31, 4 – 22:
Thou seest the Constellations in the deep & wondrous Night: They rise in order and continue their immortal courses Upon the mountains & in vales with harp & heavenly song, With flute & clarion, with cups & measures fill’d with foaming wine.
Glitt’ring the streams reflect the Vision of beatitude, And the calm Ocean joys beneath & smooths his awful waves: These are the Sons of Los, & these the Labourers of the Vintage. Thou seest the gorgeous clothed Flies that dance & sport in summer
Upon the sunny brooks & meadows: every one the dance Knows in its intricate mazes of delight artful to weave: Each one to sound his instruments of music in the dance, To touch each other & recede, to cross & change & return: These are the Children of Los; thou seest the Trees on mountains, The wind blows heavy, loud they thunder thro’ the darksom sky, Uttering prophecies & speaking instructive words to the sons Of men: These are the Sons of Los: These are the Visions of Eternity, But we see only as it were the hem of their garments When with our vegetable eyes we view these wondrous Visions.
The Sky is an immortal Tent built by the Sons of Los: And every Space that a Man views around his dwelling-place Standing on his own roof or in his garden on a mount Of twenty-five cubits in height, such space is his Universe: And on its verge the Sun rises & sets, the Clouds bow To meet the flat Earth &the Sea in such an order’d Space: The Starry heavens reach no further, but here bend and set On all sides, & the two Poles turn on their valves of gold; And if he move his dwelling-place, his heavens also move Where’er he goes, & all his neighbourhood bewail his loss. Such are the Spaces called Earth & such its dimension. As to that false appearance which appears to the reasoner As of a Globe rolling thro’ Voidness, it is a delusion of Ulro. The Microscope knows not of this nor the Telescope: they alter The ratio of the Spectator’s Organs, but leave Objects untouch’d. For every Space larger than a red Globule of Man’s blood Is visionary, and is created by the Hammer of Los: And every Space smaller than a Globule of Man’s blood opens Into Eternity of which this vegetable Earth is but a shadow. William Blake.]
And now we will adduce some examples of the lyric – to be precise, from two poets, both Austrian: Robert Hamerling and Anastasius Grün. The lyric diverges from epic and dramatic poetry in that, as far as speech-formation is concerned, its aesthetic quality must be experienced directly. In a way, all lyric strives to obliterate the immediate content of consciousness – at any rate to some degree. It would restore to man’s being a sense of universal participation. One might say that in lyric there is always a damping down of conscious experience. With a poet like Hamerling, a once widely influential poet who compared with then is now largely forgotten, we can indeed observe how personal experience passes over into a lyrical experience. Here we have a personality whose soul wants to share inwardly with every fibre of its being in the entire life of the world. He wants to share in the life of colour that meets him from the world. And thus the unconscious elements of human life come to play a part in him. We can still see the after-effects of this colourful experience in him when he tries to give it shape by casting it in antique forms. Particularly in Hamerling’s lyric poetry we can feel the true Austro-German lyricism. He is in a sense perhaps the most representative of Austro-German poets. The German spoken in Austria, deriving as it does from several dialects to become the common parlance and also the so-called “literary language” of Austrian poetry – this language has something which marks it off from the other forms of German language, fine discriminations which are of special interest to poetry and speech-formation. Compared with other varieties of German we might say that Austrian German has a subdued quality: yet in this quality there lingers a delicate sense of humour; this language became that of Austrian poetry. This soft humorous sound and intimate soul-quality that comes across in Austrian speech is not readily found in other forms of German – except possibly dialects. And here we have something which brings us, so to speak, close to antiquity. It is at any rate remarkable that so outstanding a poet as Joseph Misson should have resorted to Austrian dialect for his “Da Naz, a niederösterreichischer Bauerbui geht in d’Fremd”, and that he arrived at a type of hexameter in which he felt artistically at home. We might add that the idealism of thought natural to someone who lives with Austrian German imparts an idealistic tinge to all the German inner feeling in this little piece of Central Europe. We encounter this even in the formation of speech in Hamerling’s lyrics, which convey the feeling as if on the wings of a bird, while continually catching the bird again in powerfully moulded forms. This is really possible only with the soft humour of Austrian German. If we recapture this in declamation by taking what lives in Hamerling’s lyrical poetry and allow it to be heard elsewhere, it strikes a German from a different region as being cornpletely German and yet he feels what is German in the language to have been idealized. This is what gives Hamerling’s lyricism its nobility and what makes his verve and colour genuinely artistic as well as spontaneous. How differently this appears in our other poet, Anastasius Grün! In accordance with the unique character of the Austrian disposition, he had a real feeling for what ought to mediate between East and West – for the mutual understanding of people all over the earth. The mood of 1848 finds expression most nobly and beautifully in Anastasius Grün’s poem Schutt – and in other of his poems too. It is this prologue to Schutt that will be recited. So, on the one hand we have, in Hamerling, a poet who really created more for declamation, yet found for it a metrical form and in Anastasius Grün a poet who takes over a recitative principle straight from the language. We would now like to demonstrate this in a poem by Anastasius Grün which, from its contents, might be entitled “West und Ost”; and in two poems by Robert Hamerling: “Nächtliche Regung” and “Vor einer Genziane”. WEST UND OST
Aug’ in Auge lächelnd schlangen Arm in Arm einst West und Ost; Zwillingspaar, das liebumfangen Noch in einer Wiege kost’!
Ahriman ersah’s, der Schlimme, Ihn erbaut der Anblick nicht, Schwingt den Zauberstab im Grimme, Draus manch roter Blitzstrahl bricht.
Wirft als Riesenschlang’ ins Bette, Ringelnd, bäumend, zwischen sie Jener Berg’ urew’ge Kette, Die nie bricht und endet nie.
Lässt der Lüfte Vorhang rollend Undurchdringlich niederziehn, Spannt des Meers Sahara grollend Endlos zwischen beiden hin.
Doch Ormuzd, der Milde, Gute, Lächlend ob dem schlechten Schwank, Winkt mit seiner Zauberrute, Sternefunkelnd, goldesblank.
Sieh, auf Taubenfitt’chen, fächelnd, Von der fernsten Luft geküsst, Schifft die Liebe, kundig lächelnd; Wie sich Ost and Westen grüsst!
Blütenduft und Tau und Segen Saugt im Osten Menschengeist, Steigt als Wolke, die als Regen Mild auf Westens Flur dann fleusst!
Und die Brücke hat gezogen, Die vom Ost zum West sich schwingt, Phantasie als Regenbogen, Der die Berge überspringt.
Durch die weiten Meereswüsten, Steuernd, wie ein Silberschwan, Zwischen Osts und Westens Küsten Wogt des Lieds melod’scher Kahn.
Anastasius Grün (1806-1876). [The poem that follows demonstrates the English sense of delicacy and restraint, and the subtle humour to which the language was in its own way particularly suited – perhaps especially around Marvell’s time: ON A DROP OF DEW
See how the Orient Dew, Shed from the Bosom of the Morn Into the blowing Roses, Yet careless of its Mansion new; For the clear Region where ’twas born Round in its self incloses: And in its little Globes Extent, Frames as it can its native Element. How it the purple flow’r does slight, Scarce touching where it lyes, But gazing back upon the Skies, Shines with a mournful Light; Like its own Tear, Because so long divided from the Sphear. Restless it roules and unsecure, Trembling lest it grow impure; Till the warm Sun pitty it’s Pain, And to the Skies exhales it back again. So the Soul, that Drop, that Ray Of the clear Fountain of Eternal Day, Could it within the humane flow’r be seen, Remembring still its former height, Shuns the sweat leaves and blossoms green; And, recollecting its own Light,
Does, in its pure and circling thoughts, express The greater Heaven in an Heaven less. In how coy a Figure wound, Every way it turns away; So the World excluding round, Yet receiving in the Day. Dark beneath, but bright above: Here disdaining, there in Love. How loose and easie hence to go: How girt and ready to ascend. Moving but on a point below, It all about does upwards bend. Such did the Manna’s sacred Dew destil; White, and intire, though congeal’d and chill. Congeal’d on Earth: but does, dissolving, run Into the Glories of th’ Almighty Sun.
Andrew Marvell (1621-1678).] NÄCHTLICHE REGUNG
Horch, der Tanne Wipfel Schlummertrunken bebt, Wie von Geisterschwingen Rauschend überschwebt. Göttliches Orakel In der Krone saust, Doch die Tanne selber Weiss nicht, was sie braust.
Mir auch durch die Seele Leise Melodien, Unbegriffne Schauer, Allgewaltig ziehn: Ist es Freudemahnung Oder Schmerzgebot? Sich allein verständlich Spricht in uns der Gott.
VOR EINER GENZIANE Die schönste der Genzianen fand ich Einsam erblüht tief unten in kühler Waldschlucht. O wie sie durchs Föhrengestrüpp Heraufschimmerte mit den blauen, prächtigen Glocken: Gewohnten Waldespfad Komm’ ich nun Tag um Tag Gewandelt und steige hinab in die Schlucht Und blicke der schönen Blume tief ins Aug’...
Schöne Blume, was schwankst du doch Vor mir in unbewegten Lüften so scheu, So ängstlich? Ist denn ein Menschenaue nicht wert Zu blicken in ein Blumenantlitz? Trübt Menschenmundes Hauch Den heiligen Gottesfrieden dir, In dem du atmest?
Ach, immer wohl drückt Schuld, Drückt nagende Selbstanklage Die sterbliche Brust und du, Blume, du wiegst In himmlischer Lebensunschuld Die wunderbaren Kronen: Doch blicke nicht allzu vorwurfsvoll mich an! Sieh, hab’ ich doch Eines voraus vor dir: Ich habe gelebt: Ich habe gestrebt, ich habe gerungen, Ich habe geweint, Ich habe geliebt, ich habe gehasst, Ich habe gehofft, ich habe geschaudert; Der Stachel der Qual, des Entzückens hat In meinem Fleische gewühlt; Alle Schauer des Lebens und des Todes sind Durch meine Sinne geflutet, Ich habe mit Engelchören gespielt, ich habe Gerungen mit Dämonen.
Du ruhst, ein träumendes Kind, Am Mantelsaum des Höchsten, ich aber; Ich habe mich emporgekämpft Zu seinem Herzen, Ich habe gezernt an seinen Schleiern, Ich habe ihn beim Namen gerufen, Emporgeklettert Bin ich auf einer Leiter von Seufzern, Und hab’ ihm ins Ohr gerufen: ‘Erbarmung!’ O Blume, heilig bist du, Selig und rein; Doch heiligt, was er berührt, nicht auch Der zündende Schicksalsblitz? O, blicke nicht allzu vorwurfsvoll mich an, Du stille Träumerin; Ich habe gelebt, ich habe gelitten!
Robert Hamerling (1830-1889).
[Something of the same fusion of lyric flight and precision of form can be felt in the following poem: THE MORNING-WATCH
O Joyes! Infinite sweetnes! with what flowres, And shoots of glory, my soul breakes, and buds! All the long houres Of night, and Rest Through the still shrouds Of Sleep, and Clouds, This Dew fell on my Breast; O how it Blouds, And Spirits all my Earth! heark! In what Rings, And Hymning Circulations the quick world Awakes, and sings; The rising winds, ‘And falling springs, Birds, beasts, all things Adore him in their kinds. Thus all is hurl’d In sacred Hymnes, and Order, The great Chime And Symphony of nature. Prayer is The world in tune, A spirit-voyce, And vocall joyes Whose Eccho is heav’ns blisse. O let me climbe When I lye down! The Pious soul by night Is like a clouded starre, whose beames though said To shed their light Under some Cloud Yet are above, And shine, and move Beyond that mistie shrowd So in my Bed That Curtain’d grave, though sleep, like ashes, hide My lamp, and life, both shall in thee abide.
Henry Vaughan (1621-1695).] And to close, we shall introduce part of the Seventh Scene from my Mystery Play, The Portal of Initiation. One is in a unique position when trying to give poetic form to the life of the super-sensible. For, to begin with, one seems to be withdrawing far from the solid ground of external reality. One is thus exposed to the additional danger, that anyone not readily familiar and quick with spiritual matters takes our intention to be allegorical or symbolic. Neither symbol nor allegory has any place in the aesthetic viewpoint arising from the sort of perception we advocate here. It is assuredly no more the abstractions of symbolism than it is a straw-stuffed allegory that we attempt, but a living portrayal of perceptions actually more distinct than our ordinary sense-perceptions, because apprehended by the soul directly, unmediated by bodily organs. Only for someone unable to rouse these perceptions to life in himself do they seem abstract or hollow. I hope to limit my remarks on this subject to a few words, for it does not do to dwell over much on one’s own accomplishments. These Mystery Plays concern the spiritual and soul development of Johannes Thomasius, who is to be brought little by little to a direct super-sensible experience of the spiritual world. This has to a certain extent been achieved when once he has succeeded in overcoming a range of inner obstacles, and made various advances. There then comes a moment at which he finds, in what has hitherto been known to him as the external world of the senses and the intellect (which infiltrates the senses only as the thinnest and most abstract spirituality), he comes upon a pervading activity of concrete spiritual beings and concrete spiritual events. The occurrences in a human soul who reaches this stage of initiation are complex. Everything so far experienced in light or sound, or in the other elements of the external world, figures for the higher mode of experience in a different guise. It is actually like a transformation in which the world is experienced as a drawing together and struggling up of the soul-forces of thinking, feeling and willing to another form of existence. As to how these soul-forces share in such a transformation of man, and how this participation stands in intimate relation to the entire cosmos – that is what is presented in the scene from the Mystery Drama. One of the characters – Maria – who has raised her life up into the spiritual, describes first how those forces come together which are to inspire the soul’s individual forces. Philia, Astrid and Luna are seen as the powers of the soul which hold sway in real, living people, and play a part in inspiring the man Johannes Thomasius. What the human soul may come to be, out of the whole world, out of the totality of the world what it can become in the moment that true understanding of spiritual life arises there: that is the subject of this representation. While one apparently withdraws in such a representation more than ever from the ground of reality, yet (as who should know better than their creator?) the characters formed in this way actually stand before the soul no less concretely than any external thing. Many people, of course, will not be drawn into such matters: they call everything allegorical that leads beyond sense-perception. In defence, Hamerling asked in his Ahasver: Can anyone help me out of this predicament – that Nero stands here and symbolizes cruelty? We introduce symbolism only to the extent that reality itself is a kind of symbol. It is exactly when we come to shape spiritual forms that we feel how every detail, down to the minuter shades, has been directly experienced. And we perceive a spiritual entity of this kind not in concepts, but in words, in nuances of sound. No-one, I believe, could create out of the energies of the spirit and attain to that degree of life who cannot himself enter vitally into language. He may then employ the spirit of language, with its wonderful inner wisdom, its wonderful formation of feeling and its impulses of will, to that end – so as to grasp things in their particularity. If he cannot put to use those unconscious spiritual pulsations which proceed from everyday life, he will not be able to avail himself of the language to present the spiritual world. We need not grow less poetic because our presentations take us into the spiritual world. For there we enter the native country of poetry and art. All poetry has originated from the soul and spirit. Since, therefore, man finds himself confronted by the spiritual essences of things, the lyric flight, the epic power and the dramatic form that live in him can never be lost. These cannot be destroyed if the art of poetry returns, as to its own proper home, to the realm of the spirit. From The Soul’s Probation, Scene 2: [Note 28] MARIA: Ihr, meine Schwestern, die ich In Wesenstiefen finde, Wenn meine Seele sich erweitet, Und in die Weltenfernen Sich selbst geleitet, Entbindet mir die Seherkräfte Aus Aetherhöhen, Und führet sie auf Erdenpfade; Dass ich im Zeitensein Mich selbst ergründe, Und die Richtung mir geben kann Aus alten Lebensweisen Zu neuen Willenskreisen.
PHILIA: Ich will erfüllen mich Mit strebendem Seelenlicht Aus Herzenstiefen; Ich will eratmen mir Belebende Willensmacht Aus Geistestrieben; Dass du, geliebte Schwester, In alten Lebenskreisen Das Licht erfühlen kannst.
ASTRID: Ich will verweben Sich fühlende Eigenheit Mit ergebenem Liebewillen; Ich will entbinden Die keimenden Willensmächte Aus Wunschesfesseln Und dir das lähmende Sehnen Verwandeln in findendes Geistesfühlen; Dass du, geliebte Schwester, In fernen Erdenpfaden Dich selbst ergriinden kannst.
LUNA: Ich will berufen entsagende Herzensmächte, Und will erfestigen tragende Seelenruhe; Sie sollen sich vermählen Und kraftendes Geistesleuchten Aus Seelengründen heben; Sie sollen sich durchdringen, Und lauschendem Geistgehör Die Erdenfernen zwingen; Dass du, geliebte Schwester, In weitem Zeitensein Die Lebensspuren finden kannst.
MARIA (after a pause): Wenn ich mich entreissen kann Verwirrendem Selbstgefühl, Und mich euch geben darf: Dass ihr mein Seelensein Mir spiegelt aus Weltenfernen: Vermag ich zu lösen mich Aus diesem Lebenskreise Und kann ergründen mich In andrer Daseinsweise.
(a longer pause and then the following)
In euch, ihr Schwestern, schau’ ich Geisteswesen, Die Seelen aus dem Weltenall beleben. Ihr könnt die Kräfte, die in Ewigkeiten keimen Im Menschen selbst zur Reife bringen. Durch meiner Seele Tore dürft’ ich oft Den Weg in eure Reiche finden, Und Erdendaseins Urgestalten Mit Seelenaugen schauen. Bedürftig bin ich eurer Hilfe jetzt, Da mir obliegt, den Weg zu finden Von meiner gegenwärtigen Erdenfahrt In langvergangne Menschheitstage. Entbindet mir das Seelensein vom Selbstgefühl In seinem Zeitenleben. Erschliesset mir den Pflichtenkreis Aus meiner Vorzeit Lebensbahnen.
From The Soul’s Probation, Scene 2: MARIA: You, my sisters, I find when in the depths of being my soul, expanding, guides itself into the reaches of the universe. Release for me the powers of seeing out of etheric heights and lead them down to earthly paths so that I may explore and find myself in course of time and give direction to myself to change old ways of life into new spheres of will.
PHILIA: I will imbue myself with striving light of soul out of the heart’s own depths; I will breathe in enlivening power of will out of the spirit’s urging; that you, beloved sister, within old spheres of life may feel and sense the light.
ASTRID: I will weave into one a selfhood’s feeling of itself with love’s forebearing will; I will release the burgeoning powers of will from fetters of desire, transform your languid yearning to certainty of spirit sensing; that you, beloved sister, on paths of earth far distant explore and find your Self.
LUNA: I will call forth renouncing strength of heart and will confirm enduring soul-repose. These shall unite and raise empowering spirit light out of the depths of soul; they shall pervade each other and shall subdue far distances of earth to the listening spirit ear; that you, beloved sister, in time’s wide ranges may find the traces of your life.
MARIA (after a pause): When I can tear myself away from the bewildering sense of Self and give myself to you so that you reflect to me my soul from world-wide distances: then I can free myself out of this sphere of life and can explore and find myself in other states of being.
(a long pause, then the following)
In you, my sisters, I see spirit beings that quicken souls out of the cosmos’ life. You bring to full maturity in man himself the forces germinating in eternities. Through portals of my soul I often could find my way into your realm and could behold with inner eyes the archetypes of earth existence. I now must ask your help: it has become my duty to find the way that leads from present life on earth to long past ages of mankind. Release my soul-life from its sense of self in time-enclosed existence. Open for me the sphere of duty, brought from my life journey in ancient days.
Trans. R. and H. Pusch. |
291. Colour: The Phenomenon of Colour in Material Nature
08 May 1921, Dornach Tr. Harry Collison Rudolf Steiner |
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In a coloured mineral, or any inanimate coloured object the effect of sunlight is that in the dark, when all cats are grey or black, we do not see the colours; it simply makes the colours visible. But the reason for the colour is, after all, inside. |
291. Colour: The Phenomenon of Colour in Material Nature
08 May 1921, Dornach Tr. Harry Collison Rudolf Steiner |
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We have differentiated colours in that out of their own nature we have got black, white, green and peach-colour as images, and from this pictorial character of colours we had to differentiate what I called the luminous nature of colours which we meet in blue, yellow and red. And we saw that just these colours, blue, yellow and red, possess what I might call certain properties of will, by reason of their being luminous. As you know, one perceives a colour as a so-called colour of the spectrum, such as we see in the rainbow, and we perceive colour in solid bodies. And we know also that we must make use of bodies as painting-colours, their bodily composition, mixture, etc., if we want to practice the art of colour which is painting. Here we are brought to the important question, the answer to which in the state of present-day knowledge, is nowhere to be found, the question namely: What is the relation of colour as such, which we have got to know as something volatile and fleeting, either as image or luster, to solid body, to matter? What makes matter as such appear to us coloured? Those who have looked into Goethe's Theory of Colour, will perhaps know that there, this question is not touched upon, from a certain intellectual honesty of Goethe, because from the means at his disposal he simply was not capable of getting as far as the problem—how is colour applied to solid matter? Moreover this is a question, in the highest sense, for the Art of Painting. For in painting we practice this phenomenon, at any rate for the purpose of outward appearance. We apply colour and through its application we try to call forth the impression of something painted. So, if we want to raise the study of the nature of colour to the plane of painting, we must be interested in this coloured appearance of material nature. Now since in recent times the physicists of colour have regarded the theory of colour as a part of Optics, we find also explanations of the colour of solids worthy of the new physics. We find, for example, the characteristic explanation of the question, Why is a body red? A body is red because it absorbs all other colours and reflects only red. This is the explanation so characteristic of the new Physics, for it is based approximately on the logical formula: Why is a man stupid? He is stupid because he absorbs all cleverness and radiates only stupidity outwards. If one applies this logical principle so common in colour-theory everywhere to the rest of life, you see what interesting things result. He pursued his problem as far as his means allowed him. Then he stopped in front of the question: How is matter coloured? Now let us recall how we first got the pictorial character of the first four colours we dealt with. We saw that we there have a property which produces on a medium its shadow or its image. We saw how the living forms its image or shadow in the lifeless and how thereby green results. We saw then how the psychic forms its image in the living and produces thereby peach-colour. We saw how the spiritual forms its image in the psychic, and thereby white is the result, and finally how the lifeless reflects its image or shadow in the spiritual and produces black. There we have all the colours which have a pictorial or image character. The rest have the luster or luminous character. The pictorial character we meet most visibly in the objective world is green. Black and white are to a certain extent frontier-colours and are for this reason no more regarded as colours. Peach-colour, we have seen, is to be understood really only in movement. So that green is the most typical. And this would be the colour applied to the external world, or, as we say, applied to the Vegetable Kingdom. And so in the Vegetable Kingdom we have expressed the real origin of applied colour as image. Now it is a question perhaps of examining this vegetable green in order to find the character, the essence of green. And here we must enlarge the problem contrary to what is usually recognized today. We know from our Occult Science that the Vegetable Kingdom was formed during the previous metamorphosis-condition of our earth. But we also know that at that time there was as yet no solid matter. We know it has been transformed during the evolution of our earth, and must have been made, during the evolution of the old moon, in a fluid state, for there existed nothing solid then. We can speak of colour matter floating in this fluid and permeating it. It need not be attached to anything, or at the most, to the surface. Only on the surface does the fluid matter tend to become solid. And so, if we look back at this stage of evolution, we might say: in the formation of vegetation we have to do with a fluid green, or, in act, with fluid colour-matter, and with something that is really a fluid element. And plants—as you can see in my Occult Science—could not have assumed their firm shape, could not have put on their mineral form, till the period of earth-evolution. It is possible that something was formed in vegetation which made it definite, and not fluid. So that what we call plants first appeared during the formation of the earth. It was then that colour must have taken on the character in plants such as we perceive today; it was then that it became a permanent green. Now a plant does not wear only this green—at least generally,—for you are aware how a plant in the course of its metamorphosis merges into other colours, as a plant has yellow, blue or red flowers, and as a green fruit—take for example, a melon, merges into yellow. A superficial observation shows you what is at work there when a plant takes on a colour other than green. When this happens—you can easily prove it—the sun is essential to the circumstances connected with the growth of these other colours,—direct sunlight. Just consider how plants, if they cannot hold up their flowers to the sunlight, in fact hide themselves, curl up, etc. And we shall find a connection,—superficially a connection,—between the absence of green colour in certain plant parts and the sun. The sun metamorphoses, one might say, the green. It brings the green to another condition. If we bring the manifold colouring of vegetation into relation with a heavenly body—as already said, in a superficial study—we shall not find it difficult to consult the statements of Occult Science, and to ask: What has it, from its observations, to say concerning possible other relationships of coloured plant-life to the stars? And here we have to ask ourselves the question: What kind of starry phenomenon is of the greatest effect on earth? What heavenly body is there whose influence would be contrary to the sun's, and could produce that in plant-nature which sunlight as it were metamorphoses, destroys, changes to other colours? What is there that can produce the green in the vegetable world? We arrive at that particular heavenly body which represents the polaric opposite of the sun, namely the moon. And Spiritual Science can establish the connection between the green of plants and this moon-nature (I will only just mention the subject today) as well as one can establish the connection of the rest of plant-life, with the sun. This it does by pointing to the properties of moonlight as opposed to sunlight, and above all, by pointing out how moon-light influences sun-darkness. If we consider vegetation, we get an interplay of lunar and solar influences. But at the same time we get an explanation why green becomes an image, and why green in plants is not luminous like the other colours. The other colours in plants are lustrous. They have a shiny character. Just look with proper understanding at the colour of flowers; they shine at one. Compare it with the green. It is “fixed” to the plant. You see in it nothing else but a copy of what you perceive in the Cosmos. Sunlight shines; moonlight is the pictorial image of sunlight. Thus you find again the image (or shadow, Ed.) of light, colour as the image of light, in the green of plants. And you have in the plant through the sun the colour of the luster. And you have the colour of the “fixation”; the colour of the image in the green. These things cannot be understood with the clumsy ideas of Physics. They have to be brought into the region of feeling and must be realized with spiritual sensibility. Then you automatically get what we have understood in this way, the transition into Art. Physics, with its clumsy methods of approaching the world of colour, has driven all artistic considerations from its study. So that actually the artist has not the least idea what to make of what Physics has to say concerning it. But if we regard the colour of plants in such a way that we know that cosmic forces play a part, that we have in the colour-formation of plants a conjunction of solar and lunar forces, we then have the first element by which we can understand how colour is attached to an object, at any rate primarily to a vegetable object, how it becomes an embodied colour. It becomes a embodied colour because it is not the luster which works on it cosmically, but already the image as such. In the plant we have to deal with that green which becomes an image because at one time in the evolution of the earth the moon was separated from this earth. In this separation we must see the real origin of the green in the vegetable world. Because of it the plant can no longer be exposed to the equivalent of lunar forces on the earth, but receives its image-character direct from the Cosmos. Our feeling is well acquainted with this cosmic interchange of relations in respect of vegetation, and if we question our feeling we shall be able to approach this character of green and other colours from this world of feeling by means of an artistic appreciation of the nature of colours. It is, you see, something peculiar. If you go back in the history of painting you will find that the great painters of former ages paint people and human situations, but seldom paint external nature, in so far as it consists of plant-life. You can of course also easily find the explanation for it; that in older times it was not so usual to observe nature and that therefore one did not paint it. But that of course is only a superficial explanation, though people today are easily satisfied with such superficial explanations. What lies behind it is different. Landscape painting arises really at that time in which materialism and intellectualism grip mankind, in which an abstract nature acquires more and more power over human civilization and culture. You may say that landscape painting is in fact a product of the last three or four centuries. If you take this into consideration you will have to say to yourself: only in the last three or four centuries has man reached a state of soul which enables him to comprehend the element necessary for painting nature in landscape. Why? If you look at the pictures of old times, we shall conclude that all these pictures have a quite definite character. Precisely if we differentiate (we will discuss it more exactly) in colour between the image-character and the luster-character, we find that the old artists did not make this distinction in their painting. And they paid no attention, as we had to do yesterday, to this inner will-nature of colour-luster. The old painters do not always take into consideration that yellow demands a shadowy edge. They take it into consideration when they carry their painting more into the spiritual; but not when they paint the everyday world. Nor did they pay attention to what we demanded of blue; possibly rather more so with red. You can see this in certain pictures by Leonardo, and also in others, for example, by Titian. But in general we can say that the old painters do not make this distinction between image and luster in the nature of colours. Why? They stand in a different relationship to the world of colours; they grasp what is luster in colour-nature. They grasp what is image and give it in painting an image-character. But if you give image-character to what in the world of colours is luster, if you have turned everything in the nature of colours into image, then you cannot paint a landscape of plants. Why not? Now suppose you want to paint a landscape of plant-life, and it is to give a real impression of life, you have to paint the plants themselves as well in their green as in their individual colours rather darker than they really are. You must make a green surface, in any case darker than it is. You must also make the red or yellow plant-life darker than reality. But then, after you have got your colour in this way in image-character, rather darker than it really is, you must cover the whole with an atmosphere, and this atmosphere must in a certain way be yellowish-white. You must get the whole in a yellowish-white light, and only then you get in the right manner what a plant really is. You have to paint a glow over the image; and therefore you must cross over to the luster-character of colour; you must have its luster-character. And I would ask you to look, from this point of view, at the whole effort of modern landscape painting, look how it has tried to get more and more at the secret of painting vegetation. If you paint it as it is out there, you don't get there. The picture does not create the impression of life. It does this only if you paint the trees, etc. darker in their colour than they are, and pour over them the glow, something yellowish-white, that is luminous. Because the old masters did not cultivate the painting of this glow, of this lit-up atmosphere, they could not paint a landscape at all. You notice particularly in painting towards the end of the nineteenth century, how they sought the means to comprehend landscape. Open air painting, all sorts of things have cropped up in order to comprehend landscape. They do it only if they resolve to paint the Vegetable Kingdom darker in its separate shades and then to cover it with the gleaming yellowish-white. Of course you must do this according to colour-composition, etc. Then you succeed really in painting on the canvas, or any other surface, something that gives you the impression of life. It is a matter of sensibility, and this sensibility leads you to paint in something that floods it as the expression of the shining Cosmos, of that which descends out f the universe on to earth as luster. In no other way can you get behind the secret of plant-life, that is, of nature clothed in vegetation. If you obey this law, you will also realize that everything painting seeks to achieve must also be sought in the nature of colours itself. What are in fact the media of painting? You have the surface, canvas or paper or what not, and on the surface you have to fix in pictorial form what is there. But if something refuses to be fixed in pictorial form, such as plant-nature, you must at least pour over it the luster-character. Observe, we have not yet reached the different coloured mineral substances, the lifeless objects. In this case particularly it is necessary to understand the matter with sensibility. The world of colour cannot be captured with the reason; we must apply our sensibility, and now I ask you to reflect if there is anything in the nature of colour itself which raises the question, when you are painting, something inorganic, i.e. walls or some other inanimate objects: is there any need to understand whatever you are painting from the colour itself? There is a strong necessity; for think for a moment what is tolerable and what is intolerable. You agree, don't you, that if I paint a black table on a white ground, that is quite tolerable. If I paint a blue table—just imagine a room full of furniture painted blue—if you have any artistic feeling, you would find it intolerable. Equally impossible is a room with yellow or red furniture, that is a painted room. You can, as I've said, paint a black table on a white ground, it is purely a drawing, but you can do it; in fact, one can put directly upon paper or canvas only something whereby the inorganic, the inanimate is to result, which at first has image-character in its colour. So we have to ask generally: What do the colours black, white, green and peach allow to inanimate objects? You must get from the colour what can be painted. And then it always results that when you paint according to the colour, that is the colour which is also an image, you still have not got the inanimate object. You would have only the image—the colour is already that. You would not evoke the representation of the chair, you would have the image of it, if you had to paint it purely from a colour which is image. So what must you do? You must try to give the image when you are painting still-life, the character of the luster. That is the point. You have to give the colours that have image-character, black, white, green and peach-colour, inner illumination, that is, luster-character. And then you can combine what you have thus vivified with the other lusters, with blue and yellow and red. So you must strip those colours of the image-character they have, and give them luster-character; which means that the painter, if he paints still-life, must really always bear in mind that a certain source of light, a dull source of light lies in the things themselves. He must so to speak think of his canvas or his paper as in a certain sense luminant. Here he requires on his surface the glow of the light which he has to paint on it. If he paints inanimate objects, he must bear in mind, he must contain in his mental make-up the idea, that a kind of illumination underlies inanimate objects, that in a way his surface is transparent and emits lights from within. Now you see we arrive at the point in painting where in applying the colour, in conjuring the colour on to the surface, we must give the colour the character of reflecting light; otherwise we are not painters. If we always strive more and more to produce a painting out of the colour itself, as after all later human development demands, we shall have to pursue this attempt further and further; namely to get to the root of the essential nature of colour, so as to compel a colour, if it is an image colour, to return and take on again its luster-character, to make it inwardly luminous. If we paint it otherwise, we get no endurable painting of inanimate nature. A wall which is not covered with paint so as to have this inward light is, as a painting, no wall, but only the image of one. We must bring the colours to glow inwardly, and thereby in a certain sense, they become mineralized. Therefore we shall have more and more to find a way of not painting from the palette, smearing the material colour on to the surface, for then we shall never be able to evoke the inner light in the right way, but of painting form the pot (tiegel); we shall have to paint only with that colour which has got the green of liquid because it is watery, (i.e. with liquid colours, Ed.) And generally speaking an inartistic element has been introduced into painting with the palette. Painting from the palette is materialistic, a failure to understand the inner nature of colour which, as such, is really never absorbed by the material body, but lives in it, and must proceed from it. Therefore, when I put it on the surface, I must make it shine. You are aware that in our building we have tried to bring out this light by using vegetable colours which can most easily be made to develop this inner glow. Any one who has feeling for these things will see how coloured minerals, in different degrees, it is true, show this inner light which we attempt to conjure up when we want to paint a mineral. When we want to paint a mineral according to its colour, we learn to look at it not as a model, naturalistically, but, as is necessary, as in the act of giving light from inside. Now, how does a mineral proceed to give light inwardly? If we have the coloured mineral, its colour appears to us because it is in sunlight. Sunlight in this case does much less than in the case of plants. In plants sunlight conjures up all the colours which occur besides green. In a coloured mineral, or any inanimate coloured object the effect of sunlight is that in the dark, when all cats are grey or black, we do not see the colours; it simply makes the colours visible. But the reason for the colour is, after all, inside. Why? How does it get there? Here we arrive again at the problem from which we started today. Now, to lead you to the green of plants, I have had to point out to you the breaking away of the moon, as you find it described in my Occult Science. Now I must point out to you the other similar events, which have taken place in the course of the earth's evolution. If you follow what I have explained in my Occult Science concerning the earth's development, you will find that those universal bodies which surround the earth and belong to its planetary system, were, as you know, in connection with the whole terrestrial planet; they were torn away just as the moon was. Of course that in itself is connected with the sun. But, generally speaking, if we look simply at the earth, we can regard this as an exodus. Observe that the internal colouring of inanimate objects is connected with this departure of the other planets. Solids become coloured, because the earth is freed from those forces which she had while the planets were tied to her, and they effect her from out of the Cosmos, and thereby evoke the inner force of the Cosmos in the coloured mineral bodies. This is, in fact, exactly what the minerals get from the forces which are no more there, but now shed their influence from out of the Cosmos. We see it is a much more hidden occult matter than with the plants' green. But here we have something which just because it is hidden, goes much deeper into its nature and therefore includes not only living vegetation but also the lifeless mineral. And so we are brought—I am only mentioning it here—if we are to consider the colouring of solids, to something of which modern Physics takes no account. We are brought to the workings of the Cosmos. We cannot explain the colouration of inanimate things in any way if we do not know that this is connected with what the terrestrial bodies have retained as inner forces since the other planets have been removed from the earth. For instance, we explain the reddish colour in some mineral or other by means of the earth's connection with some planet, for example, with Mars or Mercury; a mineral yellow, by means of the earth's connection with Jupiter or Venus, and so on. For this reason the colouration of mineral swill always remain a riddle until we come to think of the earth in conjunction with the extra-terrestrial bodies in the Cosmos. If we turn to living things, we must turn to sun and moonlight, and thus come to the one green surface colour, and to the surface colours which later become luster and luminosity emitted by the plant. But if we wish to understand that particular light that confronts us from the inside of substances, that element of the otherwise fluctuating spectrum which is constant inside solid bodies, we must remember that at one time what is now cosmic was in the interior of the earth and is thus the origin of those heavy elements in the earth's composition which are more or less liquid. We have to look outside the earth for the origin of what lies hidden under the surface of minerals. That is the essential thing. The surface of the earth admits of an easier terrestrial explanation than what lies under it, which requires an extra-terrestrial explanation. And thus the mineral component parts of our earth flash out at us in those colours which they have retained from the elements which have left the earth for the planets. And these colours remain under the influence of the corresponding planets of the cosmic environment. This is the reason why, when we apply the lifeless paint to a surface we must, as it were, get the light behind the surface, we must spiritualize the surface and create a secret inner radiance. I mean, we must try to get the downward-streaming planetary influence behind the surface on which we paint the picture, so that the painting gives us organically the impression of the essential, not merely of the pictorial, and so it will depend on imparting the spiritual to the colours, in order to paint inanimate nature. But how to do it? Recall the scheme which I have given you, in which I said: black is the image of the lifeless in the spiritual. We create the spiritual according to the luster and paint in it the lifeless. And in so far as we colour it, and convert it completely to a luster, we wake its essence. This is in fact the process which must be adopted for the painting of inanimate things. And now you will find that we can ascend again to the Animal Kingdom. If you want to paint a landscape in which the Animal Kingdom is especially conspicuous, you have something which works as follows—it can be grasped only with your feeling. If you want to introduce animals into your landscape, you must paint their colour rather lighter than reality, and you must spread over it a soft bluish light. Suppose you were painting red animals—rather a rare occurrence—you would have to have a soft bluish sheen over them, and everywhere where you had the animal and the vegetation together, you would have to blend the yellowish sheen into the bluish one. You would have to base this blending on the points of conjunction and then you get the possibility of painting the animal nature, otherwise it will always give the impression of inanimate representation. So that we may say that when we paint inanimate nature, it must be all luster, it must gleam from inside. When we paint the living plant-life, it must appear as luster-image. We first paint the image, and in fact paint so dark that we deviate from the natural colour. We present the image-character, in fact, by painting rather darker, and then overspreading it with luster, luster-image. If we paint creatures with souls and even animals, we must paint the image-luster. We must not go straight to the complete picture. This we achieve by painting lighter, that is, by leading the image over to the luster, and adding on top that which in a certain sense dulls the pure transparency. Thus we get the image-luster. And if we go to a step up to human beings, we must aspire to paint the pure image.
This is what those painters have done who have not yet painted external Nature, they have merely created the pure image. And thus we come to the complete image; that is, we must now include those colours which we have met in pictures as lusters. That happens because we deprive them in a sense of their luster-character when we get to human beings; we treat them as images. This means we paint the surface anyhow and try somehow to find a reason for it. The yellow surface insists on being, as it were, washed out at the edge. In no other way is it permissible to have the yellow, it must be washed out at the edge. In a painting of human beings, one can remove its real colour-nature and convert it into an image. In this way one transforms the luster-colour into colour and thereby reaches the human; when one paints a human being one need worry about nothing except the pure transparency of the medium. It is true one must develop most particularly the feeling for what colour becomes after its transition into image-character. You see, one penetrates in fact the whole nature of colour—also in so far as this nature is expressed in painting—if one cultivates a sensibility to the difference between the pictorial and that which is to be found in luster. The pictorial really more nearly approaches the quality of thought, and the more so, the further we proceed in the pictorial. When we paint a man, we can really paint only our thoughts of him. But this thought of him must be made evident. It must be expressed in the colour. And one lives in the colour when one is, for example, in a position to introduce somewhere a yellow surface and to say to oneself: this ought really to be shaded off; I transform it into image, and I must therefore modify it where it touches neighboring colours. I must apologize, as it were, in my picture that I do not yield to the will of the yellow. Thus you see how in fact it is possible to paint from the colour itself; how it is possible to regard the world of colour as such as something which so develops in the procession of our earth's evolution that colour first irradiates the earth as light from the Cosmo; and then, since something in the earth departs from it and returns again as radiation, colour becomes incorporated in the object. And we follow this experience in colour—this cosmic experience, and attain thereby the possibility of ourselves living in the colour. It is living in the colour, when I have it dissolved in the pot, and by dipping the brush in it an applying it to the surface, transform it into something fixed and firm; whereas it is not living in the colour if I stand there with a palette and mix colours together, if, having the colours already solid and material on the palette, I then daub them on the surface. That is not living in the colour, but outside it. I live in the colour only when I must translate it from a fluid to a solid condition. Then I experience in a sense the same that the colour itself has experienced, in developing from the former lunar condition to the terrestrial condition and there becoming solid; for a solid can arise only with the earth. And then again there is this in my relation with colour. My soul must live with colour. I must rejoice with yellow, feel the dignity or seriousness of red; I must share with blue its soft, I might almost say, its tearful mood, I must be able to spiritualize colour, if I want to bring it to inner capabilities. I may not paint without this spiritual understanding for colour, especially not inorganic or lifeless objects This does not mean that one is to paint symbolically, that one must unfold the quite inartistic; this colour means one thing and that means another. The point is not that colours signify something other than themselves; but that one will be able to live with the colour. Living with the colour ceased when one left the pot colour for the palette colour and because of this change we have all the tailors' dummies which are painted by the portrait-painters from time to time on their respective canvases. They are dolls, dummies and so forth; there is nothing real, nothing with an inner impulse of life, which can be painted only if one understands what living with the colour is. Such are the few remarks I wanted to make to you in these three addresses. Naturally they could be enlarged endlessly, and this can be done at another opportunity in the future. For the present I wanted only to make these few remarks, and to provide a transition to such studies. One hears very often, after all, that artists have a proper fear of everything scientific, that they refuse to let knowledge or science interfere in their Art. Goethe already—although he could not get to the inner causes of colouration, still produced the elements of it—rightly said on the subject of this fear in painters: Up till now one has found in painters a fear and a decided antipathy towards all theoretic studies on colour and what belongs to it, with which one cannot reproach them, for till now the so-called theories were groundless, vacillating and tending to empiricism. We should like our efforts to do something to calm this fear and help to stimulate artists to put to practical proof the laws as laid down. If one proceeds in the right way consciously, one's knowledge becomes raised from the abstract to the concrete in Art, and this is particularly the case with such a fluctuating element as in the world of colour. And it is only the fault of the decadence of our Science that artists rightly have such a fear of theory. This theory is material-intellectual, especially this theory that we come across in modern physical Optics. The element of colour is fluctuating, and the most one can wish is that the painter should not solidify his colour as he does on the palette, but should leave it in a fluid state in the pot. But if the physicist comes along then and draws his lines on the board and says that from his strokes and lines run out here the yellow, there blue—this attitude is enough to drive one mad. That has nothing to do with Physics. Physics must be content with the light that is in the room. You cannot undertake the consideration of colour at all without first lifting it into the region of the soul. For it is sheer nonsense to say: Colour is something subjective which produces an effect on us And if one goes further and says,—and in doing so one conceives an inexact picture of the Ego—that there is some external objective inclination which affects us, our Ego, it is rubbish; the Ego itself is in the colour. The Ego and the human astral body are not to be differentiated from colour, they live in it and are outside the physical human body in proportion as they are bound up with colour out there; they only reproduce the colours in the physical and etheric body. That is the point. So that the whole question of the effect of an objective on a subjective colour is nonsense; for the Ego, the astral body, already exist in the colour, and they enter with it. Colour is the conveyer of the Ego and the astral body into the physical and into the etheric body. So that the whole method of study must come out. Thus everything which has crept into Physics, and which Physics includes in its diagrammatic lines, must come out. There should first of all be a period in which one abstains altogether from drawing, when one speaks of colour in a discussion on Physics; but one should try to understand colour in its fluctuation, in its life. That is the important thing. Then you pass of your own accord from the theoretical to the artistic. Then you produce a method of studying colour which the painter can understand; because, if he identifies himself with such a method, and lives wholly in it, it is then no theoretical process of thought, but an element in colour itself. And, since he lives in the colour, he receives from it each time the answer to the question: How am I going to apply it? Hence the possibility of conducting a dialogue with colours, for they tell you themselves how they want to be applied on the surface. It is this which makes a line of approach aspiring to attain reality enter the sphere of Art. Our Physics had ruined it for us; and therefore it must be emphasized today with all distinctness that such things which above all verge on Psychology and Aesthetics must not be allowed to be further corrupted by the physical view, but that it must be understood that quite another way and method must be employed. We see the spiritual and psychic elements in Goetheanism, which must be carried further. It has not yet, for instance, shown the differentiation of colours into images and lusters. We have to live Goetheanism thoughtfully, in order to proceed further and further. And this we can do only through Spiritual Science. |
292. The History of Art I: Cimabue, Giotto, and Other Italian Masters
08 Oct 1916, Dornach Tr. Unknown Rudolf Steiner |
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As we try to feel our way into what comes before us in Cimabue's work, we find ourselves directed to influences coming over from the East. I will try to cut a long story short, albeit this will inevitably involve all the inaccuracies which are unavoidable in such a brief description. |
292. The History of Art I: Cimabue, Giotto, and Other Italian Masters
08 Oct 1916, Dornach Tr. Unknown Rudolf Steiner |
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We shall show a series of lantern slides representing a period of Art to the study of which we may presume the human mind will ever and again return. For in the artistic evolution of this period we witness the unfolding of some of the deepest human relationships which the outward course of history reveals in any epoch—provided we perceive in history the outward picture of inner spiritual impulses. First you will see some picture by Cimabue. Under this name there go, or, rather, used to go—a number of pictures, church paintings, springing from a conception of life altogether remote from our own. Cimabue (or those who worked in the spirit of the school that is named after him)—Cimabue was working at about the time, let us say, of Dante's birth. For external history, what lies before this period in artistic evolution is veiled pretty much in darkness. So far as anything outwardly preserved is concerned, the work of Cimabue emerges in such a way that to begin with in the West, we can find no immediate historic predecessor. Not only so, but as you will presently bear witness for yourselves, in the history of European Art the school of Cimabue remained without succession. As we try to feel our way into what comes before us in Cimabue's work, we find ourselves directed to influences coming over from the East. I will try to cut a long story short, albeit this will inevitably involve all the inaccuracies which are unavoidable in such a brief description. We must not forget that the time of the origin of Christianity, and the following centuries until the beginning of the second millennium A.D. when Cimabue lived,—that this epoch, when Christianity was slowly finding its way into all spheres of human life and action, was characterised by a turning of man's spiritual faculties towards the Cosmic, the Spiritual that transcends the Earth. To a great extent, all man's thought and interest was directed to the question: How did the higher spiritual Powers break through into this earthly life? What was it that came into this earthly world from spheres beyond? Men wanted to gain a conception of these things. And if one desired to express in pictorial Art what was thus living in the souls of men, it could be no question of copying Nature directly in any sense, or of painting true to Nature, or following this or that artistic ideal. Rather was it a question of calling forth those forces in the human soul—those powers of imagination, among other things—which can, as it were, make visible to eyes of sense the things from beyond this Earth. Now Western humanity did not possess sufficient powers of imagination to bring forth really plastic works of art. We know from earlier lectures that the Romans were an unimaginative people. It was into the unimaginative Roman culture that Christianity, coming from the East, first had to spread. Nevertheless, Christianity as it came over brought with it, along with all the other fertilising influences from the East, the fruits of Oriental imagination. Thus, inner spiritual visions and imaginations were connected with the early Christian conceptions. Yonder in Greece vivid ideas arose, as to how one should portray the figures that are connected with the Mystery of Golgotha and with its workings. Witness the evolution of the forms in which they represented the person of the Redeemer Himself, or the Madonna, the angelic worlds beyond the Earth, the figures of saints and apostles transposed into higher realms. We can see quite clearly how, as Christianity found its way into the West, the Roman unimaginativeness, if I may so describe it, took hold of what came over, so rich in fancy and imagination, from the East. In the very earliest times of Christian Art we find the figure of Christ Jesus and the others around Him permeated still by the rich imagination of the Greeks. We find the Redeemer Himself portrayed in some instances with truly Apollonian features. Moreover, we know of a remarkable controversy that arose in the first Christian centuries. Should the Redeemer be represented in an ugly form, yet so, that through the ugly features there shone the inner life of soul, the mighty event that was being enacted in Him for mankind? This type of the Saviour, and similar types for the other characters connected with the Mystery of Golgotha, were evolved more in the East of Europe and in Greece. While in the West, in Italy, men were more of the opinion that the Saviour and all that were connected with Him should be represented beautifully. Strangely enough, this discussion went on into the time when in the West, under the influence of Rome, men had already lost the faculty to represent real beauty—a faculty which they had still possessed in former centuries under the more immediate influence of Greece. For outwardly though Greece was overcome, in a spiritual sense Rome herself had been conquered by the Grecian culture, which, however, subsequently fell into decay amid the unimaginative Romans. Thus in the succeeding centuries they lost the power to create true plastic beauty. Thus there came over from Eastern tradition the earliest representations, created, of course, by human imagination, in the effort to express the new world-impulses springing from the Mystery of Golgotha. Enriched by Oriental fancy, this early Christian art was transplanted into Italy. And now,—almost all the earlier work having been lost,—in Cimabue's paintings or in those that go by his name, we see what had become of these impulses by the time of Dante's birth. We see them, as it were, at a final culminating point. Cimabue's paintings are frescoes on a large scale and must be understood as such. The figures they portray appear before us in an altogether unnaturalistic form, their outlines conceived more out of the life of feeling—spread over great surfaces, conceived, as it were, in two dimensions—large surfaces covered with the most eloquent painting. Alas, it is no longer really visible today, not even where Cimabue's own works are before us, for his pictures were for the most part subsequently painted over. The full vividness of his colouring, with its wonderful two-dimensional conception, is probably no longer to be seen at any place. Hence Cimabue's pictures lose least of all when shown in lantern slides. We recognise their character as a whole; these remarkable figures—their outlines, as I said, inspired more out of the feeling-life; colossal figures, conceived at any rate on a colossal scale and with impressive grandeur, so that one would say: From other worlds they gaze into this earthly world; they do not seem to have arisen from this earthly world at all. Such are his pictures of the Madonna. Such, gazing down into this earthly world, are his representations of the Saviour and of saints and angels and the like. We must realise that all these paintings are born of an imagination, in the background of which was still a life of spiritual vision. Such vision knew full well that the impulses of Christianity had come to Earth from another world, and that this unearthly world could not be represented in mere naturalistic forms. We will now show some of Cimabue's pictures. His works are mostly to be seen in the Lower Church at Assisi; also in Paris and in Florence. We can only reproduce a very few: Look how the human eye, for instance, is drawn so that you can clearly see: It is not copied, but done by following with inner feeling the forces which were believed to be at work, moulding the eye organically in the body. The inner activity of the eye is feelingly traced out,—this is what inspires the forms. Plastically conceived, it is projected in the spirit on to the flat surface. In the background, as you can still see by these pictures, is the conception (far more familiar in the Orient than in the West) of something working in with abundant power from distant worlds. When in that time men let these pictures with their golden background work upon them, they had the feeling of a mighty overwhelming force pouring in from distant worlds into mankind. It was as though all the human confusion upon Earth was only there to be illumined by the Impulses proceeding from a reality beyond, which was pictured in this way. Once more a picture of the Madonna. This, then, is what we have of Cimabue. We now pass on to the study of an artist who, for the external history of art, is, in a sense, Cimabue's successor. The legend has it that Cimabue found Giotto as a shepherd-lad who used to draw on rocks and stones, with the most primitive materials, the animals and other creatures which he saw around him in the fields. Cimabue, recognising the great talents of the boy, took him from his father and trained him in painting. Such legends are often truer than the outward ‘historic’ truth. It is true, as the legend suggests, that Giotto—Cimabue's great follower in the further development of art—was inspired in his inner life by the whole world in which he found himself through all that had been created by those whom we include under Cimabue's name. It is true, indeed, that a whole world of things from beyond the Earth looked down upon Giotto from the walls around him. (All this is no longer extant, for reasons we shall afterwards discuss.) On the other hand, we must never forget that with Giotto an entirely new artistic world-conception arose in the West. Indeed, it is Giotto, above all, who in the realms of art represents the rise of the new age, the 5th post-Atlantean age. In painting, the 4th post-Atlantean age goes down with Cimabue; the 5th begins with Giotto. (I leave out of account whether all the works which a well-founded tradition ascribes to Giotto were actually painted by him; for that is not the main point. It is true that under Giotto's name many works are included of which we can but say that they are painted in his spirit. Here, however, I will not go into this question, but simply ascribe to Giotto what tradition has ascribed to him.) What was mankind entering into during that time, when we find Dante and Giotto side by side on the scene of history? It was entering into what I have always described as the fundamental characteristic of the 5th Post-Atlantean period: into a life in the midst of earthly-material realities. This must not be taken as a hostile criticism of Materialism. The time had to come to mankind to enter fully into the material reality, taking leave for a time of those things to which they had hitherto looked up and whose light we find reflected still in Cimabue's paintings. We may ask ourselves this question: Who was the first really genuine materialist? Who was it gave the very first impetus to materialism? Considering the matter from a somewhat higher point of view, we shall arrive at an answer which will, of course, sound paradoxical to modern ears. Nevertheless, for a deeper conception of human history it is fully justified. I mean that the first man to introduce the material way of feeling into the soul-life of mankind was St. Francis of Assisi. I admit it is a paradox to describe the holy man of Assisi as the first great materialist, and yet it is so. For one may truly say: the last great conceptions in which the evolution of mankind is still described from a standpoint beyond the Earth come before us in the Divina Commedia of Dante. Dante's great work is to be regarded as a last expression of a consciousness still directed more to the things beyond the Earth. On the other hand the vision of the soul turned to the Earth, the sympathy with earthly things, comes forth with all intensity in Francis of Assisi, who, as you know, was before Dante's time. Such things always appear in the soul-life of mankind a little earlier than their expression in the realm of art. Hence we see the same impulses and tendencies which seized the artistic imagination of Giotto at a later time, living already in the soul of Francis of Assisi. Giotto lived from 1266 to 1337. Francis of Assisi was a man who came forth entirely from that kind of outer world which Roman civilisation, under manifold influences, had gradually brought forth. To begin with, his whole attention was turned to outer things. He delighted in the splendour of external riches; he had enjoyment in all things that make life pleasant, or that enhance man's personal well being. Then suddenly, through his own personal experiences his inner life was revolutionised. It was at first a physical illness which turned him altogether away from his absorption in external things and turned him to the inner life. From a man who in his youth was altogether addicted to external comfort, splendour, reputation, we see him change to a life of feeling directed purely to the inward things of the soul. Yet all this took place in a peculiar and unique way. For Francis of Assisi became the first among those great figures who, from that time onwards, turned the soul's attention quite away from all that sprang from the old visionary life. He, rather, turned his gaze to that which lives and moves immediately upon the Earth, and above all to man himself. He seeks to discover what can be experienced in the human soul, in the human being as a whole, when we see him placed alone, entirely upon his own resources. St. Francis was surrounded by mighty world-events which also took their course on Earth, if I may put it so, in such a way as to sweep past the single life of man, even as the rich imaginations of an earlier Art had represented sublime Beings gazing down from beyond the Earth into this world of human feeling. For in his youth, and later, too, St. Francis was surrounded by the world-historic conflict of the Guelphs and Ghibellines. Here one might say there was a battling in greater spheres, for impulses transcending what the single man on Earth feels and experiences—impulses for which the human being on the Earth were but the great and herd-like mass. Right in the midst of all this life, St. Francis with his ever more numerous companions upholds the right of the single human individuality, with all that the inner life of man can experience in connection with the deeper powers that ensoul and radiate and sparkle through each human soul. His vision is directed away from all-embracing cosmic, spiritual spheres, directed to the individual and human life on Earth. Sympathy, compassion, a life in fellowship with every human soul, an interest in the experiences of every single man, a looking away from the golden background whose splendour, inspired by oriental fancy, had radiated in an earlier art from the higher realms on to the Earth. St. Francis and his followers, looking away from all these things, turned their attention to the joys and sufferings of the poor man on Earth. Every single man now becomes the main concern, every single man a world in himself. Yes, one desires to live in such a way that every single man becomes a world. The Eternal, the Infinite, the Immortal shall now arise within the breast of man himself, no longer hovering like the vast and distant sphere above the Earth. Cimabue's pictures are as though seen out of the clouds. It is as though his figures were coming from the clouds towards the Earth. And so, indeed, man had felt and conceived the Spiritual World hitherto. We today have no idea how intensely men had lived with these transcendent things. Hence, as a rule, we do not realise how immense a change it was in feeling when St. Francis of Assisi turned the life of the West more inward. His soul wanted to live in sympathy with all that the poor man was; wanted to feel the human being especially in poverty, weighed down by no possessions, and, therefore, valued by nothing else than what he simply is as a man. Such was St. Francis of Assisi; and this was how he sought to feel not only man but Christ Himself. He wanted to feel what Christ is for poor simple men. Out of the very heart of a Christianity thus felt, he then evolved his wondrous feeling for Nature. Everything on Earth became his brother and his sister; he entered lovingly not only into the human heart but into all creatures. Truly, in this respect St. Francis is a realist, a naturalist. The birds are his brothers and his sisters; the stars, the sun, the moon, the little worm that crawls over the Earth—all are his brothers and his sisters; on all of them he looks with loving sympathy and understanding. Going along his way he picks up the little worm and puts it on one side so as not to tread it underfoot. He looks up with admiration to the lark, calling her his sister. An infinite inwardness, a life of thought unthinkable in former times, comes forth in Francis of Assisi. All this is far more characteristic of St. Francis than the external things that are so often written about his life. So we might say, man's gaze is now made inward and centered upon the earthly life; and the influence of this extends, by and by, to the artistic feeling. For the last time, we might say, Dante in his great poem represents the life of man in the midst of mighty Powers from beyond the Earth; but Giotto, his contemporary and probably his friend, Giotto in his paintings already brings to expression the immediate interest in all that lives and moves on Earth. Thus we see, beginning with Giotto's pictures, the faithful portrayal of the individual in Nature and in Man. It is no mere chance that the paintings ascribed to Giotto in the upper church at Assisi deal with the life of St. Francis, for there is a deep inner connection of soul between Giotto and Francis of Assisi—St. Francis, the religious genius, bringing forth out of a fervent life of soul his sympathy with all the growth of Nature upon Earth; and Giotto, imitating, to begin with, St. Francis' way of feeling, St. Francis' way of entering into the spirit and soul of the world. Thus we see the stream of evolution leading on from Cimabue's rigid lines and two-dimensional conception, to Giotto, in whose work we see increasingly the portrayal of the natural, individual creature, the reality of things seen; we see things standing more and more in space, rather than speaking to us out of the flat surface. We will now give ourselves up to the immediate impression of Giotto's pictures, one by one. We shall see his growing appreciation of the individual human character and figure. Giotto shows himself with all the greater emphasis inasmuch as his pictures deal with the sacred legend, and so he tries to reproduce in the outward expression the inmost and intensest life of the soul. Now, therefore, we shall have before us a series of Giotto's pictures, beginning with those that are generally regarded as his earliest. You will still see in them the tradition of the former time, but along with it there is already the human element, in the way in which he knew it—the way that I have just described. Thus gradually the whole life of St. Francis was painted by Giotto; and everywhere in his artistic work we find a feeling similar to that of St. Francis himself. Even when you take the visionary elements in these pictures, you will see how his effort is in every case to paint them from within, so that the language of human feeling is far more in evidence than in the pictures of Cimabue, who was concerned only with the gazing inward of transcendent impulses from spheres beyond the Earth. Again, in the faces themselves you will no longer find the mere traditional expression, but you will see in every case: The man who painted these pictures had really looked at the faces of men. Look at these last two pictures. Their inherent tenderness recalls to us the beautiful fact that is related of the life of St. Francis. He had long been working at his Hymn to Nature—the great and beautiful hymn throughout which he speaks of his brothers and his sisters, of sisters Sun and Moon and the other planets, and of all earthly creatures. All that he had felt in loving, realistic devotion of his soul, in sympathy with Nature, is gathered up so wonderfully in this hymn. But the directness of his union with all earthly Nature finds expression most of all in this beautiful fact that the last verse wherein he addresses Brother Death was written in the very last days of his life. St. Francis could not sing the hymn of praise to Brother Death till he himself lay actually on his deathbed, when he called to his brothers that they should sing around him of the joys of death while he felt himself going out and out into that World which was now to receive his spirit. It was only out of the immediate, realistic experience that St. Francis could and would describe his tender union with all the world. Beautifully this is revealed in the fact that while he had sung the Hymn of Praise to all other things before, he only sang to Death when he himself was at Death's door. The last thing he dictated was the final verse of his great Hymn of Life, which is addressed to Brother Death, and shows how man, when he is thrown back upon himself alone, conceives the union of Christ with human life. Surely it cannot be more beautifully expressed than in this picture, revealing the new conception of human life that was already pouring from out St. Francis, and showing how directly Giotto lived in the same aura of thought and feeling. I have inserted this later picture, so that you may see the progress Giotto made in his subsequent period of life. You see how the figures here are conceived still more as single human individuals. In the period from which the former pictures were taken, we see the artist carried along, as it were, by the living impulses of St. Francis. Here in this picture, belonging as it does to a later period of his life, we see him coming more into his own. We will presently return to the pictures more immediately following his representations of St. Francis. This, too, is from his later period, showing a consideraby greater realism than before. Also of his later period. In such pictures we see how natural it was to the men of that age to express themselves in allegories. The conditions of life undergo immense changes in the course of centuries. It was a tremendous change when the life that had found expression in pictures at that time, passed over into that in which we live today, which takes its course more in thoughts and ideas communicated through the medium of books. This was a far greater revolution than is generally realised. The desire to express oneself in allegories was especially strong in that age. It is most interesting to see how in such a case artistic realism is combined with the striving to make the whole picture like a Book of the World in which the onlooker may read. This picture is related once more the earlier art of Giotto—springing as it does from his increasing entry into the whole world of feeling of St. Francis of Assisi. Beautifully we see how the artist seeks to represent the inner life of St. John, bringing forth out of his heart his inner connection with the great World. This, then, is St. John, writing, or at least conceiving, the Apocalypse. We will insert, directly after this Madonna by Giotto, the Madonna by Cimabue which we have already seen, so that you may recognise the immense difference in the treatment of the sacred figure. Observe—despite the obvious persistence of the old tradition—the realism of this picture, in the eyes, the mouth, and the whole conception of the Jesus child. We have before us human beings, copied from the reality of earthly life, looking out from the Earth into the World. Compare this with Cimabue's picture, where we rather have before us an original spiritual vision traditionally handed down—where Beings gaze from realms beyond the Earth into this world. However much in the composition is reminiscent of the former picture, you will see, even in the way the lines are drawn, the immense difference between the two. It is interesting to compare this picture with the “Mourning for St. Francis” which we saw before. The former was an earlier work, while this belongs to a very late period in Giotto's life. We will now insert the previous one once more so that you may see the great progression. This picture is taken from the chapel in Padua, where Giotto returned once more to the former legend. Here, then, you see how he treats a very similar subject so far as the composition is concerned, at an earlier and at a much later stage in his career. Observe the far greater freedom, the far greater power to enter into individual details which the later picture reveals. This picture, the Church Militant, is generally associated with the School of Giotto. Here you see the rise of that compositional element which was to play so great a part in the subsequent history of painting. Quite a new inner life appears before us here. We may describe the difference somewhat as follows: If we consider the evolution of Christianity until the time of Dante and Giotto, we shall find a strong element of Platonism in its whole way of feeling. Far be it from me to mislead you into the belief that it contained the Platonic Philosophy; but Platonism, that is to say, a feeling and conception of the world which also finds expression in the philosophy of Plato, where man looks up into a sphere beyond the Earth, and does not carry into it anything that proceeds from the human intellect. After Giotto's time a theological, Aristotelian element entered more and more into the Christian world of feeling. Once again I do not say the philosophy of Aristotle, but a theological, Aristotelian quality. Men tried, as it were, to see and summarise the world in systematic conceptions such as you see in this picture, rising upward from a world below to a middle and thence to a higher world. Thus was the whole of life systematised through and through in an Aristotelian manner. So did the later Church conceive the life of man placed in the universal order. Past were the times from which Cimabue still rayed forth, when men's conception of a world beyond the Earth proceeded still from the old visionary life. Now came a purely human way of feeling; yet the desire was, once more, to lead this human feeling upward to a higher life—to connect it with a higher life, only now in a more systematic, more intellectual and abstract way. And so, in place of the Earlier Art, creating as from a single centre of spiritual vision, there arose the new element of composition. See the three tiers, rising systematically into higher worlds from that which is experienced and felt below. Observing this in the immediate followers of Giotto, you will already have a premonition, a feeling of what was destined to emerge in the later compositions. For who could fail to recognise that the same spirit which holds sway in the composition of this picture meets us again in a more highly evolved, more perfect form, in Raphael's Disputa. See how the spiritual events and processes of earthly life are portrayed in the grouping of the human figures. It is the same artistic conception which emerges in Raphael's great picture, generally known as the 'School of Athens.' Human beings are placed together to express the relationships that hold sway in earthly life. I beg you especially to observe the unique way in which the fundamental idea comes to expression here: in the background the mighty building of the Church, and then, throughout the picture, the power going forth from the Church dignitaries, poured out into the world of the common people. Look at the expression of the faces. See how the artist's work is placed at the service of this grand idea: The rule of the Church raying out over the Earth. You may study every single countenance. Wonderfully it is expressed—raying outward from the centre—how each single human being partakes in the impulse that is thought to proceed from the Church through all the souls on Earth. The physiognomies are such that we see clearly: The whole thing was done by an artist who was permeated by this idea, and was well able to bring to expression in the countenance of men what the Church Militant would, indeed, bring into them. We see it raying forth from every single face. I beg you to observe this carefully, for in the later pictures which we shall see afterwards it does not come to expression with anything like the same power. Though the fundamental idea of the composition—expressed so beautifully here, both in the grouping of the figures and in the harmony between the grouping and the expressions of the faces—though the fundamental impulse was retained by later artists, nevertheless, as you will presently see for yourselves, it was an altogether different element that arose in their work. Look at the dogs down here: they are the famous Domini Canes, the hounds of the Lord, for the Dominicans were spoken of in connection with the hounds of Lord. Angelico represents these Domini Canes in many of his pictures. Here we come a stage further in artistic evolution. The following developments may be said to have proceeded from the stream and impulse of which Giotto was the great initiator. But from this source a two-fold stream proceeded. In the one, we see the realistic impulse emancipating itself more and more from the Spiritual. In Giotto and in the last two pictures the Spiritual still enters in, everywhere; for, after all, this impulse proceeding from the Church Militant throughout the World is conceived as a spiritual thing. Every single figure in the composition is such that we might say: Just as St. Francis himself lived after all in a spiritual world (albeit lovingly, realistically inclined through his soul to the earthly world around him), Giotto and his pupils, with 'however loving realism they grasped the things of this world, still lived within the Spiritual and could unite it with their conception of the single individual on Earth. But now, as we come on into the 14th and 15th century, we see the longing, faithfully to portray the individual and Natural, emancipating itself more and more. There is no longer that strong impulse to see the vision as a whole and thence derive the single figures, which impulse was there in all the former pictures, even where Giotto and his pupils went to the Biblical story for their subjects. Now we see the single figures more and more emancipated from the all-pervading impulse which, until then, had been poured out like a magic broach ever the picture as a whole. More and more we see the human figures standing out as single characters, even where they are united in the compositions as a whole. Look, for example, at the magnificent building here. Observe how the artist is at pains, not so much to subordinate his figures to one root-idea, as to represent in every single one a human individual, a single character. More and more we see the single human characters simply placed side by side. Though undoubtedly there is a greatness in the composition, still we see the single individuals emancipated naturalistically from the idea that pervades the picture as a whole. Even in this Biblical picture you can see how the expressions of the several figures are emancipated from the conception as a whole. Far more than heretofore, the artist's effort is to portray even the Christ in such a way that an individual human quality comes to expression in Him. Likewise the other figures. In this picture you can already lose the feeling of one idea pervading the whole. See, on the other hand, the wonderful expressions of the faces in Filippino Lippi's work, both in the central figure of the visionary and in the lesser figures. In every case the Human is brought out. Thus we see the one stream, proceeding from the source to which I just referred, working its way into an ever stronger realism, till it attains the wondrous inner perfection which you have before you in this figure of St. Bernard as he receives his vision. Here you see a wonderful progression in human feeling. Looking at this work of Masaccio's, you can take a keen interest in every single figure, in every single head of these disciples grouped around the Christ. Look, too, how the Christ Himself is individualised. Think of the tremendous progress in characterisation, from the pictures which we saw before, to this one. Observe the transition in feeling. Heretofore it was absorbed in the Christian cosmic conception. Now it has passed over to the renewed conception of the Roman power. Feel in this composition, in the expressions of the several figures, how the Roman concept of power is expressed. A little while ago we say the Rule of the Church Militant pouring out as a spiritual force over the whole. Here, for the most part, are highly individualised figures—men who desire power and who join together for the sake of power, while in the former case it was a spiritual light which shone through all their faces. In the earlier pictures, each was to be understood out of the whole, while here we can but grasp the whole as a summation of the individuals, each of whom is, in a sense, a power in himself. With all the greatness of the composition—the figures grouped around the mighty one, the Christ, mighty through His pure spiritual Being,—still you can read in the expressions of these men: ‘Ours is, indeed, a kingdom not of this world; yet it shall rule this world,’—and, what is more, rule it through human beings, not through an abstract spiritual force. All this is expressed in the figures of these men. So you see how the human and realistic element becomes more and more emancipated, while the artist's power to portray the individual increases. The sacred legends, for example, are no longer represented for their own sake. True, they live on, but the artists use them as a mere foundation. They take their start from the familiar story, using it as an occasion to represent the human being. See how the artist's attention is directed not to the Biblical story in itself but to the question: How will human beings look when they have been through the experience of Adam and Eve? We must admit that for his time the artist's answer is magnificent. I need scarce make a comment. With Ghirlandajo we come to a time when the faculty to portray man as man—to represent what is purely human in his life—has reached a high level of perfection. Henceforth the Last Supper is no longer merely represented (as in the picture that we saw just now) so that the vision of those that behold it may be kindled to an experience of the sacred action. No; the story of the Last Supper is now taken as an opportunity to represent the human beings. Though it is not yet so much so as in some later pictures, nevertheless, we can already study here the physiognomies of the disciples one by one, observing how their human characters are working under the impression that has been kindled in their souls. Such pictures bring home to us the immense change in the whole artistic conception. So, too, with the problem of the Madonna: the artists now are more concerned to bring out what is human and feminine in the Madonna than to represent the sacred fact. The sacred legend lives on; and, being familiar to all, is made use of to solve problems of artistic realism and to bring out the individual and human. In these artists, as the last pictures will illustrate, the Human impulse has already grown so strong that they no longer feel the same necessity to choose their subjects from the sacred legend. You can scarcely imagine the entry into Giotto's pictures of any other than a Christian subject. But when the Christian legend came to be no more than the occasion for the artists to portray the human being, they were presently able to emancipate the human subject from the Christian Legend. So we see them going forward to the art of the Renaissance, growing more and more independent of Christian tradition. Having shown a number of pictures representing the realistic stream, if so we may call it—the seizing of the Human on the Earth, liberated from the Supersensible—we now come to the second stream above-mentioned, of which Fra Angelico is one of the greatest representatives. It is, if I may so describe it, a more inward stream,a stream more of the soul. The artistic evolution which we followed hitherto was taken hold of more by the Spirit. In Fra Angelico we see the Heart, the soul itself, seeking to penetrate into the human being. It is interesting to see once more, in the wonderfully tender pictures of this artist, the attempt to grasp the individual and human, yet from an altogether different aspect, more out of the soul. Indeed, this lies inherent in the peculiar colourings of Fra Angelico, which, unhappily, we cannot reproduce. Here everything is felt more out of the soul, whereas the emancipation of the Human which appeared in the other realistic stream, came forth more out of the human Spirit striving to imitate the forms of Nature. It is by the path of the soul, as it were, that the soul-content of Christianity pours in through Fra Angelico. Hence the phenomenon of Fra Angelico is so intensely interesting. Formerly, as we have seen, a supersensible and spiritual content poured through the evolution of Christianity, and took hold also of the world of Art. Then the attention of man was turned to the world of Nature—Nature experienced by the soul of man. We have seen how the same impulses, living as a simple religious enthusiasm in St. Francis of Assisi, found artistic expression in Giotto. Henceforth, man's vision was impelled more and more to an outward naturalism. But in face of all this realism, his inner life seeks refuge, as it were, in the soul's domain, tending, again, rather to melt away the sharper lines of individuality, but striving all the more intensely to express itself, as a life of soul, in outer form. For the soul's life holds sway, pervading all the details in the work of Fra Angelico. It is as though the soul of Christianity took flight into these tender pictures, so widely spread abroad, though the most beautiful are undoubtedly in the Dominican Monastery at Florence. Thus while the Spirit that had once held sway in vision of the Supersensible was now expended on the vision of the Natural, the soul took refuge in this stream of Art, which strove not so much to seize the physiognomy—the Spirit that is stamped on the expressions of the human countenance and of the things of Nature—but rather to convey the life of soul, pouring outward as a living influence through all expression. You will remember the picture of the Last Supper which we showed just now. There, everything depended on an answer to the question: How does Nature reveal the Spirit? How does Nature impress on the external features of men the signature of their experience in this event? Here, on the other hand, you see how all the characters are concentrated on a single feeling, and yet this single quality of soul finds living expression in them all. Here is essentially a life of soul, expressed through the soul; while in the former picture it was a life of the Spirit, finding a naturalistic expression. Down to the very drawing of the lines you can see this difference. Look at the wonderful and tender flow of line. Compare it with what you will remember of the former picture of the Last Supper. See what a quality of soul is poured like a magic breath over this picture. It is interesting how in Botticelli the same artistic impulse, which we found in Fra Angelico, is transferred—if I may put it so—to altogether different motives. Botticelli, in a certain respect, is most decidedly a painter of the life of soul. Yet he again emancipates, within the life of soul, the Human from the general Religious feeling which pervades the work of Fra Angelico. He emancipates the human working once more towards a certain naturalism in the expressions of the soul. Compare this portrait with the head we saw before, by Ghirlandajo. In that case something essentially spiritual found naturalistic expression, while here we see an abundant life and content of the soul even in the drawing of the lines. Following on Fra Angelico, we have shown a series of Botticelli's so as to gain an impression of the progress in the painting of the soul's life, in contrast to the Spirit which we found in Masaccio and Ghirlandajo. These, then, were the two directions that grew directly out of the impulses proceeding from Giotto—impulses handed down through Giotto, and through Donatello in another sphere, down to these painters. In the further course of evolution on these lines, we now come to the great Renaissance painters, of whom I still wish to show you a few pictures in this lecture. When we have a picture like this of Botticelli's before us, we realise the extraordinary intensity of progress from the 14th to the 15th and on into the 16th century—from the portrayal of the purely Human, In such artists as Ghirlandajo we see the Spiritual, absorbed into the sphere of Nature, brought to a high level of expression. Here in this other stream we see a rich life of soul, come to expression, even in the draughtmanship. In course of time men had attained the knowledge of the human form, with all its powers of expression. It was as though, from the starting-point of Heaven, Earth had been conquered by mankind. That deepening of life which had come about through Christianity passed more and more into the background, and it was as though the object now were to understand man as such in a far deeper way. The heavenly domain became a path of progress, towards the more perfect expression of the inner being of man as it stamps itself upon his outer features, and upon all that comes forth outwardly in the relationships of men to one another, in their life together. It is the conquest of the realm of Man, by the most varied paths, which comes before us here so wonderfully. And now we see the union of all these impulses in the great artists, Leonardo, Michelangelo and Raphael. Let us observe a few of Leonardo's pictures. We shall find in him a synthesis of the varied strivings which came be ore us in the other pictures. For in a high degree, the Leonardo da Vinci, there is a working-together of the Spiritual with the life of the soul—in his drawing, in his composition and in his power of expression. To begin with I have selected some sketches and drawings by Leonardo, from which you may see how he endeavoured to study man in a fully realistic way. This, of course, was in a time when all that had been gained in the former periods was there to influence the artist. It is characteristic of Leonardo how radically he seeks to bring out the full expressiveness of man; he tries to seize the human being as a whole, and bring him forth to perfection in his drawing. He seeks to enhance his power of expression to the highest point by studying and holding fast all human needs. This was only possible in the flower of an artistic epoch containing all the works which we have seen today—the penetration of the human being in the Spirit and in soul. More, as I said, you see united all that had formerly been striven for by separate paths. These are the heads of the Apostles from the famous fresco at Milan,—the Last Supper, which, also, is scarcely visible today, for only isolated patches of colour now remain. We see that in this great artistic epoch the sacred legend merely provided a foundation for the working-out of human characters. Especially in his Last Supper, Leonardo is at pains to study the single human characters. We see him working very, very long at this wonderful picture, for he wanted to study the human characters in all detail. We know how often he disappointed his clients—the dignitaries of the Church. Thus, after long labour, he had not finished Judas Iscariot, and when the Abbot, high dignitary that he was, kept pressing him to finish it at last, his answer was that hitherto, alas, he had not been able to finish it since he lacked a model for Judas Iscariot; but now the Abbot himself, if he would kindly sit for him, would provide an excellent model for the purpose. We go on in this classical epoch. I beg you to observe this picture by Perugino, Raphael's teacher, to see how Raphael's art grew out of his predecessor's. In Perugino a new element makes its appearance:—a deep religious quality which tries to find expression in the composition, combined with a powerfully architectural imagination. On this, the greatness of Raphael very largely depended. Look at these two pictures: You will see the one actually growing out of the other; you will recognise how Raphael, starting from his teacher, attained his greatness, receiving the ripest fruits from the different streams which we have learned to know this evening; Raphael brings soul and Spirit into his pictures and combines them with that element of composition which came from his especial schooling. You will remember the earlier picture of the 'Vision of St. Bernard' which we saw this evening. Consider the great difference. In the former case there was an effort to make the Spirit powerfully active in all that was brought into the picture. Here we see a pure element of composition, contriving to express what is, indeed, the chosen motif of the picture but does not penetrate it fully. Perugino cannot yet deepen his composition so that a living soul speaks out of it. Nevertheless, we see how great a part this element of composition plays in his school of painting. Here, then, where Raphael receive' such powerful influences, we see the entry of an element of composition. You will, of course, see how great a part it plays in Raphael. In the former pictures we cannot speak of it in the speak of it in the same way as here. The composition was, rather, the result of a totality,—a totality which the artist felt more as a living organism. Man, too, after all, is composed; but though he is composed of head and arms and legs and so forth, we cannot really call this a 'composition'; for in man everything proceeds as from a centre, and we feel his composition—of arms and legs, of head and trunk—as a natural totality, a thing that goes without saying. Here in this picture you not feel it as a natural totality, a thing that goes without saying. You feel it definitely, purposely composed; whereas you will find the earlier compositions flowing more out of a single whole. Here, you see, the whole is placed together; it is literally composed. Proceeding, therefore, from the 13th, 14th, 15th centuries, we recognise the one stream which seeks to conquer Nature through the Spirit, and leads on to a higher stage of realism. Side by side with it we see another stream which seeks to conquer Nature from the aspect of the soul. And now, coming across from Central and Eastern Italy where Raphael and his predecessors had their home, we see this power of composition, this working from the single parts towards the whole, whereas all the former streams still contained an echo of the working from the whole into the single parts, a thing that you could see most strongly, for example, in that composition representing the spiritual rule of the Church pouring out into the world, where everything was conceived out of a given unity, and nothing was built up out of the single details, as it is in this case. See how the spiritual element finds its way into the soul of Raphael—I mean, all that has been achieved by that spiritual element which grew into Naturalism. I have inserted this last picture to show how the element of allegory still worked on. I drew attention to it in Giotto. It worked on along with all the other streams; indeed, it was the one thing that more or less remained of the earlier more spiritual conception. This one thing remains:—this element of abstract allegory which is especially to be found in the pictures in the Campo Santo at Pisa, magnificent as they are in many respects. It belongs, indeed, to an earlier time. Nevertheless, I wanted to show you how this allegorical element still worked on even in a later age. All these things, then, were living in the feeling of the human being,—a spiritual power and a life of soul poured out into Naturalism; and withal, no longer an ability to grasp the whole as such, but purposeful. composition. Lastly, the remnants of allegory. In this picture you see once more the working-on of allegory. It is intended to represent the influence of the scholastic doctrine, on the one hand downward to the Earth, even to the conquest of heresy, and on the other hand upward into the heavenly regions where the rays of what is living on the Earth are received into the midst of sacred beings. What was conceived working, as it were, in the spiritual substance of the Earth, is here expressed in allegory. It is an allegory, but one derived from the reality. Here, then, the last-named element—that of allegory—is taken as a starting-point, not for the mere sake of allegory in itself, but, rather, to express in allegory what they conceived as really working, even as they represented it. Thus we have tried to understand the different streams. I will once more repeat them: The Spirit striving into Naturalism; the life of soul, growing ever more realistic in its expressiveness, even as the artists grew more capable of portraying the soul's life in the outward expression; the element of composition, placing together single features in order that the whole might have a spiritual effect; and, lastly, the element of allegory. We have traced these influences, each and severally. Thus was built up what came at last to full expression in the creations of Raphael, Michelangelo and their successors. Throughout, we see a spiritual force, passing through man by varied ways and channels, seeking to conquer Nature. First we see the Spirit endeavouring to master what comes to expression in the human being through the human Spirit. Then the spiritual faculty of vision enters more and more into man's grasp of outer Nature. Then, in such artists as Fra Angelico and Botticelli, we see the entry of a life of soul. And when the composition was no longer given as a matter of course out of a spiritual vision, we witness the attempt to bring the Spirit to expression by composition deliberately placed together, in which direction Raphael achieved the highest eminence. Lastly, we see how the longing to give voice to the great cosmic process led to Allegory, and how Allegory itself grew into Realism, as you can see in this very picture. Indeed, in Raphael it grew once more into a perfectly natural spirituality, a spirituality that works as a matter of course. I beg you to remember such a composition as his 'St. Cecilia' at Bologna. Here we still see, a central figure is set down with obviously allegorical intention, seeking to represent the soul-life of the human being in its connection with the Universe. In Raphael's St. Cecilia there is the central figures standing in the midst; yet the thing has gone so far that the allegorical quality is completely overcome, obliterated, as it were, so much so that there is much argument today as to what this 'St. Cecilia' is meant to express, though they need only to look up their Calendars to see how closely the picture adheres to the tradition. For in the legends of the Saint you will find all that Raphael included in this wonderful creation. But to such an extent did he attain Nature's power to express the Spirit and the Soul in form, that we no longer notice all the Allegory that underlies the picture. And that, indeed, is the great thing in this epoch, attained by Michelangelo and Raphael. In all the former streams, the impulses from which they come are recognisable. Here, each and all, they are overcome to perfection, with the attainment of a pure and fresh and free (for that time fresh and free) vision and reproduction of the reality around us, in its natural material content and in its soul and Spirit. The works created by this age were based, indeed, on the preceding evolution which we have described. Here, above all, we recognise how such achievements must be preceded by many lines of evolution, which, only inasmuch as they take their start from the Spirit, lead to the recognition of the Spirit in the outer world. Man must first seek the Spirit, then will he find the Spirit in the outer world. Man must first feel and experience the Soul, then will he find them also in the external Nature. Thus we see how the Spiritual that was still at work in Cimabue, worked on after him in Giotto, who in turn carried it outward as a means to understand the forms of Nature. We see the spiritual content radiating still from Giotto's work, applied still further by his successors to apprehend the Spirit in the world of Nature. We see how the deep soul-impulse that came through Francis of Assisi, taking hold of the life of the soul in man himself, was expressed with a certain artistic perfection in the Christian piety of Fra Angelico. This impulse once again rays forth into the world; we have the essence of Botticelli. Then (if I may so express it), out of a kind of memory of the totality of vision which is lost, the artist tries to piece together the single features into a composition, thus creating a totality once more, so that the Spirit—which was lost to immediate vision, to be used in a new way in the taking hold of Nature,—might work again from the totality. And at length we see, in the quest of Allegory, the search for means of expression, leading in the last resort to the overcoming of all Allegory; to the finding the means of expression even in Nature herself. For to him who first sets out to seek it, the free and open-minded vision of the outer World itself will give what he desires. Nature herself is allegorical; yet does she nowhere impose her allegories on us, or let us see them outwardly as such. Man must learn what is there to be read in the book of Nature. But at first he often has to learn his reading in clumsy devious byways. In such a work as the picture of St. Thomas which we saw before, we witness still a clumsy and unskillful reading of the book of Nature. In Raphael's St. Cecilia, on the other hand, we have a reading which contains no longer any Allegory, no longer any of that abstract element which has not yet arisen to the full height of Art. Thus I think we shall have gained a conception, how the great epoch of the Italian Renaissance gradually came into being. Again and again, I think, the vision of man will be directed to these times, to this artistic evolution; for it lets us gaze so deeply into the life and working of piety, of Wisdom and of Love in the human soul, combined with the artistic fancy, striving to reproduce Nature with a fresh and open mind. It lies not in the mere imitation of Nature, but in the faculty of Man, with all that he has found in his own soul, to discover again in Nature what is already there in her, akin to the inmost experiences of the human soul. This, I venture to hope, our descriptions today—however brokenly, however imperfectly—may still have brought to light. |
292. The History of Art I: Rembrandt
28 Nov 1916, Dornach Tr. Unknown Rudolf Steiner |
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As the plants grow forth from the common soil under the influence of the common sunlight, so do the phenomena of history grow from cut a common soil, conjured forth by the activity of the Spiritual that ensouls humanity. In Rembrandt we must look for something elemental and original. |
292. The History of Art I: Rembrandt
28 Nov 1916, Dornach Tr. Unknown Rudolf Steiner |
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Continuing our series of lantern lectures, we will today pick out a single artist—albeit one of the very greatest in the artistic evolution of humanity. I refer to Rembrandt. In this case the former kind of introduction, indicating the historic background of the artist's life and times, would be a little out of place. With an individual artist such as Rembrandt, it is more important to give ourselves up to the immediate impression of his works—so far as is possible through some few reproductions. For only when we bring before our souls in sequence at least a few of his main works,—only then do we realise how unique a figure is Rembrandt in the history of mankind. We should, indeed, be adopting a false method if we tried—as in the case of Michelangelo, Raphael and others—to reveal the background of his creations more from the point of view of the history of his times. For Rembrandt, as a human phenomenon, stands, to a great extent, isolated. He grows out of the broad foundations of the race. In his case it is far more important to see how he himself stands in the stream of evolution—to see what radiates from him into the stream of evolution—than to attempt to describe him as a product of it. This is the essential point—to recognise the immense originality which is peculiar to Rembrandt. As an isolated phenomenon of history, he grows out of the broad mass of the European people, once more bearing witness to the truth that when we contemplate the creative work of human individualities, we cannot simply construct a succession of historic causes and effects. Sooner or later we must realise the fact that just as one plant in the garden, standing beside another in a row, has not its cause in the neighbouring plant, so the successive phenomena of history have not always their causes in the preceding ones. As the plants grow forth from the common soil under the influence of the common sunlight, so do the phenomena of history grow from cut a common soil, conjured forth by the activity of the Spiritual that ensouls humanity. In Rembrandt we must look for something elemental and original. Many people in Mid-Europe began to feel this very strongly about the end of the eighties and the beginnings of the nineties of last century. It was curious to see what a far-reaching influence a certain book had which was published about that time. The book was not exactly about Rembrandt, but took its start from Rembrandt. When I left Vienna at the end of the 1880s, I went out of an atmosphere in which everyone was reading and discussing this book Rembrandt as an Educator, by a German. Such was its title. I found the same atmosphere when I came to Weimar, and it went on for two or three years longer. Everyone was reading Rembrandt as an Educator. I myself—if I may interpolate this remark—found the book to some extent antipathetic. To me it was as though the author—undoubtedly a man of keen perceptions—had written down on scraps of paper in the course of time, all manner of ideas that had occurred to him. He might then have thrown them all together into a little box, shaken them up, and taken them out at random and so compiled his book. So confused were all the thoughts—so little logical sequence—so little system was there in the book. However unpleasing from this point of view, the book nonetheless expressed something of great significance, especially so for the close of the 19th century. People investigated in all directions to discover who the unknown author might be. He had at any rate succeeded in writing out of the hearts of very many people. He felt that the spiritual and intellectual life of men had lost connection, as it were, with the mother-soil of spiritual life. Human souls no longer had the force to penetrate to the heart and center of the Cosmic Order, to draw from thence something which could give them inner fullness and satisfaction. The anonymous writer was everywhere referred to as der Rembrandt Deutsche,—the Rembrandt—German. His desire was to bring the life of the human soul back again to an elemental and original feeling of what pulsates as the underlying heart of things—even in the phenomena of the great world. He wanted to bring them thoughts of an awakening—calling out aloud to mankind: “Remember once more what lives in the elemental depths of the soul! You have lost touch; you are trifling everywhere on the surface of things—in science and scholarship, and even in your cultivation of artistic taste. You have lost the Mother-Earth of spiritual life. Remember it once more!” To this end he would take his start from the phenomenon of Rembrandt and he therefore called his book Rembrandt as an Educator. He found the conceptions and ideas of men floating about on the surface; but in Rembrandt he saw an individuality who had drawn from the very depths of elemental human forces. If you look back on our lectures here at Dornach during the last few weeks, you will realise—what we cannot but realise—that the inner intensity of spiritual life had declined considerably in Europe in the last decades of the 19th century. In all directions it had become essentially a culture on the surface. Even the great figures of the immediate past were appreciated only in a superficial way. What, after all, did the late 19th century (I refer to wider circles, a few individuals always excepted) understand of such writers as Goethe or Lessing? They understood practically nothing of their greatest works. The “Rembrandt-Deutsche” felt, as I have said, that the soul's power of perception must be brought to feel and realise once more all that is elemental, all that is truly great in human evolution. True, if we feel, perhaps, in a still deeper way than he, what was and still is needful for our age, we cannot go all the way with him. Indeed, his limitations—bowed themselves in the subsequent course of his life. There was a deep sincerity of feeling in the “Rembrandt-Deutsche;” yet, after all, he was too much a child of his age to realise that a renewal of all spiritual life was necessary by a discovery of those fundamental sources which we, in our movement of Spiritual Science, are trying now to bring before our souls. All people of that time passed by unheeding—passed by what was “in the air,” if I may use the trivial expression: the need for a spiritual-scientific movement. Most of them, after all, continue to do so to this day. The “Rembrandt-Deutsche” made a brave beginning. “Look,” he said, “look what it means to wrest one's way through to such resources of humanity as Rembrandt reached!” Yet when all this had been living in his soul, he probably fell more and more into a kind of despair—despair of the presence of any such living sources in the evolution of mankind. Eventually he went over to Catholicism. Thus, after all, he tried to find in something from the past—in old tradition—a consolation for the vain quest on which he had so bravely started in his book. His impulse did not carry him far enough to reach that spiritual life which is needed to sustain the future. None the less, we cannot but feel with him what he felt about Rembrandt. (I may add that the name of the “Rembrandt-Deutsche” afterwards became known; his name was Langbehn.) Rembrandt is not at all dependent on that artistic movement which I have characterised in recent lectures as the Southern European stream. He is even less dependent than Dürer was. Truly, one might say that not in a single fiber of his soul was he in any way dependent as an artist on the Latin, Southern element. He stands on his own ground entirely, creating out of the Mid-European life—out of a source of life which he draws from the deep well-springs of the people. What was the time when Rembrandt lived and worked? It was when the Thirty-Years' War was ravaging Mid-Europe. Rembrandt was born in 1606; in 1613 the Thirty-Years' War began. Thus we may say that while the more southern nations of Middle Europe were being massacred in this War, Rembrandt, in his North-Western corner of the land, was bringing forth the unique creations of his genius out of the very essence of Mid-European humanity. He never even saw Italy. He had no relation to any nature like the Italian. He fertilised his imagination simply and solely out of the Netherlands nature that surrounded him. He made no studies as other painters of his country did—studies of Italian pictures or anything of that kind. Rembrandt stands out as the arch-representative of those who felt themselves in the 17th century so completely—albeit unconsciously—as citizens of the new Fifth post-Atlantean age. Let us pass in review before our souls what had happened from a certain moment onward until Rembrandt's time. Hermann Grimm, who undoubtedly had a feeling for such things, considered the creations of Art as the purest flowers that mark the historic evolution of mankind. From the aspect of artistic history, artistic evolution, he threw many a beautiful and brilliant search-light on the history of Europe—notably in that time when the Fourth post-Atlantean age was playing over into the Fifth. We ourselves, in recent lantern lectures, have brought before our souls the flowering of artistic life in that age. Hermann Grimm rightly says that to understand what took its start in that period we must go back to the Carolingian era. Nothing can teach us to understand so well what was living in the age of Charlemagne as the Song of Valthari, written by a monk of St. Gall in the 10th century, and relating how Mid-Europe was overwhelmed from Italy, telling of all the destinies that overcame Mid- Europe. (In style and form, however, the Song of Walthari—like many other works of Art which we have shown—betrays strong Latin, Roman influences.) Then we come to the gradual emerging of a new age. We find, developing in Mid-Europe, the Latin element in architecture and sculpture. We find the gradual penetration of the Gothic. We witness the life of this Gothic and Latin Art in the time of the poets in Wolfram von Eschenbach, and Walther von der Vogelweide. And we see how the Mid-European freedom of the cities—the culture of the free cities—comes to expression in the works—especially in the domain of sculpture—which we showed last time. At length we come to the Mid-European Reformation, expressing itself in the great figures of Albrecht Dürer, Holbein and others. Then, as we indicated when speaking of Michelangelo, there came the Counter-Reformation, spreading out over all Europe. Once more, this is visible in the realm of Art. Hermann Grimm rightly remarks that throughout this period, when the powers of mighty States were overwhelming Europe, sweeping away the political individualities, in this period of the great Principalities, there arose what is made visible in the Art of Rubens, Van Dyck, Velasquez. With all their greatness, when we call to mind these names we cannot but find expressed in them something connected with the Counter-Reformation—with the will to break up the Mid-European people. Rembrandt, on the other hand, is an artist who makes felt—as an artist—something that contains the highest and strongest assertion of human individuality and human freedom, and his creations spring from the deep originality of this same people. It is wonderful to see how in Rembrandt has continued what I have already explained in the case of Dürer—the weaving in the elemental play of light and darkness. What Goethe afterwards achieved for Science (although Science to this day does not accept it, not having yet advanced so far—but it will become so in good time)—the discovery in light and darkness of an elemental weaving on the waves of which the true origin of color itself is to be sought—this, I would say, lights up in the realm of Art for the first time in Dürer and finds its highest expression in Rembrandt. The greatness of the Italian Masters of painting lay in the fact that they raised the individual appearance to the sublime—to the typical. Rembrandt is the faithful observer of the immediate reality. But he observes it not in the spirit of Classical antiquity, for he belongs to the Fifth and not to the Fourth post-Atlantean age. How does Rembrandt observe the reality? He confronts the object as an outsider—really and truly as an outsider. Fundamentally speaking, even Leonardo, Michelangelo and Raphael, living as they did in the Fifth post-Atlantean age, could do no other than confront the object as men stand outside it. But they still let themselves be fertilised by what came over to them from antiquity. And thus, if I may say so, it was only half-outwardly that they confronted the object. Rembrandt confronted it altogether outwardly, and yet in such a way as to bring it—albeit from without—all his own full inwardness of soul. But to bring inwardness to the outer object in this way is not to carry all manner of things into it out of the egoism of one's human personality. It is, rather, to be able to live with that which works and weaves in space. Rembrandt was a man who wrestled on and on for decades,—we might almost say, from period to period of five years, and his pictures bear witness to his continual wrestling and his constant progress. This wrestling essentially consists in the ever more perfect working out of light and darkness. Color to him is only that which is born, as it were, out of the light and the darkness. What I said of Dürer—that he looked not for the color which wells forth from within the object, but for that color which is cast on it from outside—applies in a still higher degree to Rembrandt. Rembrandt lives in the surging and weaving of the light and dark. Hence he delights to observe how the play of light and dark brings forth its remarkable plastic painting effects in a crowd of figures. The Southern painters took their start from composition. Rembrandt does not do this, though in the course of his life, because of the elemental forces working in him so strongly, he rises to the possibility of a certain composition. Rembrandt simply sets down his figures; he lets them stand there and then he lives and weaves in the element of light and shadow, tracing it with inner joy as it pours itself out over the figures. And as he does so, in the very life and movement of the light and darkness, a Cosmic, universal principle of composition comes into his pictures. So we see Rembrandt (if I may so describe it) painting plastically but painting with light and darkness. And by this means, although he only directs his gaze to the outer reality—not to be the sublimer truth like the South-European painters, but to the actual reality—he still lifts his characters to a spiritual height. For that which floods through the realms of space as light and weaves in them is the element we must always seek in Rembrandt; by virtue of it he is the great and original spirit that he is. You will recognise this if you let pass before your mind's eye the whole succession of these pictures. Rembrandt is first of all an observer, trying faithfully to reproduce what Nature puts before him. Then he gets nearer and nearer to the secret of creating out of the light and the darkness, until at length his figures only provide him with the occasion, as it were, to reveal the working of the pure distribution of light and darkness in the realm of space. Then he is able to reveal the mysterious fashioning of sublimer forms out of the light and darkness. The plastic forms of outer reality only provide him with the opportunity. We see emerging more and more in Rembrandt's work as time goes on, the boldest imaginable distributions of light and dark. When we stand face to face with his creations we have the feeling: all these are no mere figures that stood before him in space, as models or the like. The essential thing is altogether different; it is something that hovers over the figures. The figures only provide the occasion for what Rembrandt was essentially creating. He created his great works by using his figures, as it were, to catch the light. The figures give him the opportunity to seize the light. The essential is the play of light and darkness which the figures enable him to grasp. The figures merely stand there as a background; the real work of Art springs from this intangible element which he attains by means of the figures. To look in Rembrandt's works for the particular subjects which the pictures represent, is to look past the essential work of Art. It is only when we contemplate what is poured out over the figures that we see what is essential in Rembrandt. The figures are no more than the medium for what is poured out over them. Of such a nature is the delicate, intimate quality of the creations especially of his middle period. Unfortunately we cannot show this, because the reproductions are in black and white; but it is most interesting to see in the middle period of his work how really the colors in his pictures are created out of light and shade. The colors are everywhere born out of the light and the darkness. This artistic conception becomes so strong in Rembrandt that towards the end of his life's work, color recedes, as it were, into the background, and all painting becomes for him a problem of light and darkness. It is deeply touching from a human point of view, to witness what wrestles its way through to outward existence from decade to decade in Rembrandt's work. For it is undeniable—great as was his talent, his artistic genius from the very first—he was not yet profound; he could not yet reach into the depths of things. What he created to begin with is great in its way, yet it somehow is lacking in depth. Then about 1642, he suffered a grievous loss—a loss for his whole life. He lost the wife whom he loved so tenderly, and with whom he was so united that she was really like a second life to him. But this loss became for Rembrandt the source of a great, an infinite deepening of soul. Thus we see how his creations gain in depth from this time onward—grow infinitely richer in soul-content than before. Henceforth it is no longer merely Rembrandt, the man of genius—henceforth it is no longer merely Rembrandt, the man of genius—henceforth it is Rembrandt deepened in his own inner life and being. Considering Rembrandt comprehensively, we must say that here at last we have the painter of the beginning of the Fifth post-Atlantean epoch in the fullest sense of the word. For as you know, we describe the basic character of this epoch when we say that the Spiritual Soul, above all, is now wrestling its way into existence. What does this signify for Art? It signifies that the artist must stand over against his object from without. He lets the world work upon him objectively, yet in such a way that there is still a universal spirit in his contemplation, for otherwise he would be creating merely out of human egoism. The very fact that he confronts the world, and even man himself, as an outer object, gives him the possibility of seeing infinitely much that could not be seen in former ages. What, after all, would be the meaning of Art if it were only to produce the reality as human beings see it in ordinary life? It is the very purpose of Art to reproduce what is not seen in the everyday life. Now it is natural in the epoch of development of the conscious Spiritual Soul that man should turn his attention, above all, to man himself and to all that is expressible through man. The artist of the Fourth post-Atlantean age, as I have so often told you, created more out of an inner feeling of himself—out of an inward experience of his own being. The artist of the Fifth post-Atlantean age—and this is true in the highest degree of Rembrandt—creates from outward, contemplative vision. But this signifies for man an artistic process of self-knowledge. And I think we are pointing to no matter of chance when we recall the fact that Rembrandt painted so many portraits of himself. I think there is a deep and significant meaning in the fact that he had to seek again and again for self-knowledge as an artist. His own form was not merely the most convenient model at his disposal—certainly it was not the most beautiful, for Rembrandt was not a handsome man. No, for him the important thing was to become progressively aware of the harmony between what lives within and what can be observed from without—to become aware of this harmony at that very place where it can best be studied—in the self-portrait. Undoubtedly there is a deeper meaning in the fact that the first great painter of the Fifth post-Atlantean age painted so many portraits of himself. We might continue for a long time, my dear friends, making one observation or another about Rembrandt. The result would only be to make us realise more and more how he stands out as an isolated phenomenon through his age, though in this isolation he creates out of the very fountain-head, out of the well-spring of Mid-European spiritual life. For Rembrandt creates out of the spirit which is characteristic of Mid-Europe. To create, to look at the outward reality, not merely seeking to observe it realistically, but with a gaze that fertilizes itself with that by which man's gaze can, indeed, be fertilized—with the surging, weaving, elemental world. And for the painter, this signifies the light and dark, surging upon the waves of color, till the outward reality is merely the occasion to unfold this living and weaving in the light and dark and in the world of color. We will now consider a few of Rembrandt's characteristic pictures, and see how these things can be traced in his works: Here you see at once how what I indicated just now shows itself in actuality. In Rembrandt's work, even when we stand before the colored paintings, we have the feeling that what lives in color is already there potentially in the light and shade. This must always be borne in mind. When we let this or any other pictures of Biblical history by Rembrandt work upon our souls, we are struck by a peculiar difference between him and Rubens, for instance, or the Italian Masters. Their presentations of the Biblical figures are always somehow connected with the sacred Legends. Rembrandt's are quite obviously the work of a man who reads the Bible for himself. We can remember that the time of his creative work was near the climax of that period when Roman Catholicism, and, above all, Jesuitism, was waging an inexorable war on all Bible-reading. Bible-reading was anathema; it was forbidden. Meanwhile, on this Dutch soil which had just freed itself from Southern influence and Southern rulership, there arose the strong impulse to go to the Bible itself. They drew their inner experience from the Bible itself—not merely from Catholic legend and tradition. Such was the inspiration of the scenes which Rembrandt treats so wonderfully with his rays of light and dark. Even the dress is arranged in such a way as to express his favorite element of light and shadow. He even liked to use a metal collar on which the light could glisten. This portrait will certainly confirm what I said just now, and it will show you another thing at the same time. Under the influence of his artistic way of feeling—although the reality is by no means lifted into realms of fancy—the life of the soul comes to expression with great depth. The purest study in light and darkness. Here you will feel what I tried to characterise briefly in the introduction. All that you see here—the architectural and all the other features—merely provided the occasion for the real work of Art, which lies in the distribution of the light itself. Here we have a picture of Rembrandt and his wife; they are both looking into a mirror: It is interesting to hear of an experience which Hermann Grimm relates. He introduced the use of Lantern-slides in University lecturing. It is evident on other occasions, also, how much can be gained from the use of lantern slides and projectors in familiarising ourselves with the world of Art. But once when Hermann Grimm was lecturing on Rembrandt, the slides arrived a little late. He had not time to go through them beforehand, and saw them for the first time during the lecture, which thus became a kind of running conversation with his hearers, among whom there were always older people as well as students. Now I need scarcely remind you that in lecture halls, which are generally well lighted, a more or less wide-awake attention prevails—occasionally more, generally less: But the customary condition was changed in as much as the hall was darkened. And through the darkness and the effect of the Rembrandt pictures thrown upon the screen, people in the audience again and again had a peculiar impression, as Hermann Grimm himself relates. In effect, through the extraordinary vividness which Rembrandt can achieve, one really has the feeling that such a character is present here, among the people in the room. He is there—and if you imagined all the paraphernalia removed—if there were only the light-picture by itself—it would be all the more vivid. The number of people in the room is simply increased by one, so vividly does this figure live among us. Rembrandt attains this effect because he places his figures into that element in which man always lives—though he is unconscious of it—the element of light and dark. This light and dark which is common to us all, Rembrandt pours out over his figures, and so places them into this living interplay of light and darkness, thus endowing them with a common element—in which the onlooker himself is living. That is the wonderful thing in Rembrandt. Here you see there is a decided attempt at a composition. Yet the composition, as such, it must be admitted, is not a great success; at any rate it is by no means equal to what is called so in the Southern Art. But look at the characteristic Rembrandt quality once more. Infinite mysteries speak to us out of this picture, simply through the distribution of the masses of light. The composition is truly not very great, and yet I think the picture makes an extraordinary deep impression upon us. I should really have shown the next two pictures before this one, but I have purposely chosen the reverse order. I beg you to compare this picture with the two next, which most probably preceded this one in time. There is probably an interval of about two between this picture and the next but one. Showing the pictures in the reverse order, I wish to illustrate how Rembrandt perfected himself. He was constantly wrestling and striving. Compare this picture with the next but one—that of the Ascension—and you will see how he advanced. Compare them with respect to depth and inwardness. The next is the Resurrection. And now we come to: With the “Entombment,” which undoubtedly represents a considerable advance on this, we come near the year 1640—or, at any rate, the close of the 1630s. Now for an example of a landscape by Rembrandt: And now we come to some of the most famous of his pictures: The Amsterdam Citizen's Guard gathered round the drummers in the night—a whole host of individual figures. Rembrandt was not the only artist of his time to paint such pictures as this. Only he did so with an unique perfection. Such a picture shows us especially how this artist is rooted in the people. Look at this whole collection of men. Some Guild or other—people of one and the same class or calling, men who belonged together—ordered the picture jointly; each one paying his share. This man here, of whom only half the head is visible, made a great fuss. He was very angry and Rembrandt got into trouble because he did not find himself portrayed in his full glory. “The Night Watch” shows us in the most beautiful way how Rembrandt had progressed. Look at the wonderful distribution in this picture of the light and darkness. This is, indeed, the very time of the great deepening of Rembrandt's life. The picture dates from 1642, the same year that he lost the wife whom we saw in the portrait just now, and in the portrait of the two together. I think you will feel in these pictures a greater clarity, a more sublime quality than in the former ones. Now we would like to show a series of “self-portraits”: Then we have an “Adoration”: With all its simplicity, this is surely one of his most characteristic pictures. To show the reader in the light, the light itself is made of the subject-matter, as it were—the subject of the story the picture tells. A picture of great tenderness. We have now come to the year 1648. I may remark that in the vast majority of Rembrandt's pictures, the Christ is by no means beautiful. And now we come to that most beautiful picture: You would realise what Rembrandt is if you could see side by side with this picture the picture of a horse by Rubens, for example. Then you would see the whole difference in the conception of these two pictures. This horse is really moving; it is really a living horse. No horse by Rubens, ever really moves. Please do not think that this is unconnected with the artist's peculiar conception out of the element of light. He who aims at what is merely seen, he who merely tries to reproduce the “reality,” will, after all, never be able to produce more than the frozen form. However great his work may be, it will always contain just a little of what we might describe as a kind of cramp, or paralysis, poured out over the whole picture. But the artist who holds fast the single moment in the weaving, ever-moving element that plays round the figures—the artist who does not work merely “realistically,” but places his figures into the true reality which is the elemental world—he will achieve a real impression of movement. Look at this old woman. Is she not really cutting her nails? Here, again, we have a picture painted by special command of these great gentlemen. Yet it is one of his greatest masterpieces. See the wonderful simplicity with which they are presented here—the dignitaries of the Guild whose task it was to test the finished cloth and set their seal upon it as a sign that it was good. They are the Presidents of a Clothmakers' Guild—the Stall-Meisters. Of course, they club together to pay for the picture, but as these were especially high lords and masters, Rembrandt must see to it that this time no single face is eclipsed. Every face must come out properly in full relief. And with the high artistic perfection of this picture this is attained. These gentlemen did not go quite so far as the Professors of Anatomy with their half-dissected corpse; one of them holds in his hand a piece of paper on which their names are recorded. And now the work of a very old Rembrandt: And now I wish to show you the well-known picture of Faust. When we see this picture, we are reminded of what I said in one of our last lectures—how Goethe himself in his “Faust” portrays the figure of the 16th century in this weaving of the light.—But Rembrandt had revealed it before Goethe. I must not leave it unsaid that to know Rembrandt fully it is most necessary to be acquainted with his art as an etcher. The especial love for this Art is, indeed, characteristic of that stream to which Rembrandt wished, above all, to devote himself. He is no less great as an etcher co, than as a painter. Etchings by Rembrandt: This is the so-called Hundred Guilder Print: “Come unto me all you who labor and are burdened you ...” We see in it the real beauty of Rembrandt's art, especially in how these characteristic figures around the Christ figure are expressed. And now we want to add to the self-portraits we have shown you as a final scene, another etching: How different is Rembrandt from the other artists whose works we have seen during these lectures: It was only in Dürer that we saw the first lighting-up of what appears so wonderfully in Rembrandt. Rembrandt is a unique figure; he stands alone and isolated. In the continuous study of the history of Art, it is especially fascinating to dwell upon what is really characteristic in the creations of single individualities. Rembrandt, above all, makes us aware of the immediate individual presence of a strong and forceful, mighty personality, lighting forth in the seventeenth century. At a time like the present it is not without importance that we should turn our gaze to an epoch in which, beside all the devastation that was taking place in Europe, there was this immediate and original creation out of a human soul—a human soul of whom we may, indeed, believe that he was connected directly with the prime sources and elements of world-existence. I hope it will be given to us while we can still be here together to show some other aspects also of the continued development of Art. |
293. The Study of Man: Lecture VII
28 Aug 1919, Stuttgart Tr. Daphne Harwood, Helen Fox Rudolf Steiner |
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That is about as logical as to say: the razor (Rasermesser) is a knife (Messer), so let us cut our meat with it, for a knife is a knife. This is taking the concept from the verbal explanation. |
293. The Study of Man: Lecture VII
28 Aug 1919, Stuttgart Tr. Daphne Harwood, Helen Fox Rudolf Steiner |
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Your task is to gain an insight into what the human being really is. Up to now in our survey of general pedagogy we have endeavoured to comprehend this nature of man first of all from the point of view of the soul and then from that of the spirit. To-day we will continue from the latter point of view. We shall of course continually have to refer to the conceptions of pedagogy, psychology and the life of the soul, which are current in the world to-day; for in course of time you will have to read and digest the books which are published on pedagogy and psychology, as far as you have time and leisure to do so. If we consider the human being from the point of view of the soul, we lay chief stress on discovering antipathies and sympathies within the laws which govern the world; but if we consider the human being from the spiritual point of view, we must lay the chief stress on discovering the conditions of consciousness. Now yesterday we concerned ourselves with the three conditions of consciousness which hold sway in the human being: namely, the full waking consciousness, dreaming and sleeping: and we showed how the full waking consciousness is really only present in thinking-cognition; dreaming in feeling; and sleeping in willing. All comprehension is really a question of relating one thing to another: the only way we can comprehend things in the world is by relating them to each other. I wish to make this statement concerning method at the outset. When we place ourselves into a knowing relationship with the world, we are first of all observing. Either we observe with our senses, as we do in ordinary life, or we develop ourselves somewhat further and observe with soul and spirit, as we can do in Imagination, Inspiration and Intuition. But spiritual observation too is “observation,” and all observation requires to be completed by our comprehension or conception. But we can only comprehend if we relate one thing to another in the universe and in our environment. You can form good conceptions of body, soul and spirit if you have the whole course of human life clearly before you. Only you must take into account that in this relating of things to each other, as I shall now explain, you have only the rudiments of comprehension. You will need to develop further the conceptions you arrive at in this manner. For instance if you consider the child as he first comes into the world, if you observe his physical form, his movements, his expressions, his crying, his baby talk and so on—you will get a picture which is chiefly of the human body. But this picture will only be complete if you relate it to the middle age, and old age of the human being. In the middle age the human being is more predominantly soul, and in old age he is most spiritual. This last statement can easily be contended. People will certainly come and say: “But a great many old people become quite feeble-minded.” A favourite objection of materialism to those who speak of the soul and the spirit is that people get feeble-minded in old age, and, with true consistency, the materialists argue that even such a great man as Kant became feeble-minded in his old age. The statement of the materialists and the fact are quite right. Only they do not prove what they set out to prove. For even Kant, when he stood before the gate of death, was wiser than in his childhood; only in childhood his body was capable of receiving all that came out of his wisdom, and thereby it could become conscious in his physical life. But in old age the body became incapable of receiving what the spirit was giving it. The body was no longer a proper instrument for the spirit. Therefore on the physical plane Kant could no longer come to a consciousness of what lived in his spirit. In spite of the apparent force of the above-mentioned argument, then, we must be quite clear that in old age men become wise and spiritual and that they come near to the Spirits. Therefore in the case of people who, right into their old age, can preserve elasticity and life power for their spirit, we must recognise the beginnings of spiritual qualities. For there are such possibilities. In Berlin there were once two professors. One was Michelet the disciple of Hegel, who was over ninety years old. And as he was considerably gifted he only got as far as being Honorary Professor, but although he was so old he still gave lectures Then there was another called Zeller, the historian of Greek philosophy. Compared with Michelet he was a mere boy, for he was only seventy. But everybody said how he was feeling the burden of age, how he could no longer give lectures, or, in any case, was always wishing to have them reduced. To this Michelet always said: “I can't understand Zeller; I could give lectures all day long, but Zeller, though still in his youth, is always saying that it is getting too much of a strain for him!” So you see one may find isolated examples only of what I have stated about the spirit in old age; yet it really is so. If, on the other hand, we observe the characteristics of the human being in middle age, we shall get a first basis for our observations of the soul. For this reason, too, a man in middle life is more able, as it were, to belie the soul element. He can appear to be either soulless or very much imbued with soul. For the soul element lies within the freedom of man, even in education. The fact that many people are very soulless in middle life does not prove that middle age is not the age of the soul. If you compare the bodily nature of the child—kicking and sprawling and performing unconscious actions—with the quiet contemplative bodily nature of old age, you have on the one hand a body that shows its bodily side predominantly, in the child, and on the other hand you have a body that as it were withdraws its bodily side in old age, a body that to a certain degree belies its own bodily nature. Now if we turn our attention more to the soul life we shall say: the human being bears within him thinking-cognition feeling and willing. When we observe a child the impression we get of the child's soul shows a close connection between willing and feeling. We might say that willing and feeling have grown together in the child. When the child kicks and tumbles about he is making movements which precisely correspond to his feelings at the moment; he is not capable of keeping his movements and his feelings separate. With an old man the opposite is the case: thinking-cognition and feeling have grown together within him, and willing stands apart, independently. Thus human life runs its course in such a way that feeling, which is at first bound up with willing, gradually frees itself from it. And a good deal of education is concerned with this, with this freeing of the feeling from the will. Then the feeling which has been freed from willing unites itself with thinking-cognition. And this is the concern of later life. We can only prepare the child rightly for his later life if we bring about the proper release of feeling from willing; then in a later period of life as a grown man or woman he will be able to unite this released feeling with thinking-cognition, and thus be fitted for his life. Why is it that we listen to an old man, even when he is relating his life history? It is because in the course of his life he has united his personal feeling with his concepts and ideas. He is not telling us theories: he is really telling us about the feelings which he personally has been able to unite with his ideas and concepts. With the old man, who has really united his feelings with thinking-cognition, the concepts and ideas ring true; they are filled with warmth, and permeated with reality; they sound concrete and personal. Whilst with those who have ceased to develop beyond the stage of middle-aged manhood or womanhood the concepts and ideas sound theoretical, abstract, scientific. It is an essential factor of human life that the evolution of soul powers runs a certain course; for the feeling-willing of the child develops into the feeling-thinking of the old man. Human life lies between the two, and we can only give an education befitting this human life when our study of the soul includes this knowledge. Now we must take notice that something arises straight-away whenever we begin to observe the world—indeed in all psychologies it is described as the first thing that occurs in observation of the external world; and that is sensation. When any one of our senses comes into touch with the environment, it has a sensation. We have sensations of colour, tones, warmth and cold. Thus sensation enters into our contact with our environment. But you cannot get a true conception of sensation from the way it is described in current books on psychology. When the psychologists speak of sensation they say: in the external world a certain physical process is going on, vibrations in the light ether or waves in the air; this streams on to our sense organ and stimulates it. People speak of stimulus, and they hold to the expression they form, but will not make it comprehensible. For through the sense organ the stimulus releases sensation in our souls, the wholly qualitative sensation which is caused by the physical process (for example by the vibration of air waves in hearing). But how this comes about neither psychology nor present-day science can tell us. This is what we generally find in psychological books. You will be brought nearer to an understanding of these things than you will by these psychological ideas, if, having insight into the nature of sensations themselves, you can yourself answer the question: to which of the soul forces is sensation really most closely related? Psychologists make light of it; they glibly connect sensation with cognition, without more ado, and say: first we have a sensation, then we perceive, then we make mental pictures, form concepts and so on. This indeed is what the process appears at first to be. But this explanation leaves out of account what the nature of sensation really is. If we consider it with a sufficient amount of self-observation we shall recognise that sensation is really of a will nature with some element of feeling nature woven into it. It is not really related to thinking-cognition, but rather to feeling-willing or willing-feeling. It is of course impossible to be acquainted with all the countless psychologies there are in the world to-day, and I do not know how many of them have grasped anything of the relationship between sensation and willing-feeling or feeling-willing. It would not be quite exact to say that sensation is related to willing; rather it is related to willing-feeling or feeling-willing. But there is at least one psychologist, Moritz Benedikt of Vienna, who especially distinguished himself by his power of observation, and who recognised in his psychology that sensation is related to feeling. Other psychologists certainly set very little store by this psychology of Moritz Benedikt, and it is true that there is something rather peculiar about it. Firstly, Moritz Benedikt is by vocation a criminal-anthropologist; and he proceeds to write a book on psychology. Secondly, he is a naturalist—and writes about the importance of poetic works of art in education, in fact he analyses poetic works of art to show how they can be used in education. What a dreadful thing! The man sets up to be a scientist, and actually imagines that psychologists have something to learn from the poets! And thirdly, this man is a Jewish naturalist, a scientific Jew, and he writes a book on Psychology and deliberately dedicates it to Laurenz Mullner, a priest, the Catholic philosopher of the theological faculty in the University of Vienna (for he still held this post at that time). Three frightful things, which make it quite impossible for the professional psychologists to take the man seriously. But if you were to read his books on psychology, you would find so many single apt ideas, that you would get much from them, although you would have to repudiate the structure of his psychology as a whole, his whole materialistic way of thought—for such it is indeed. You would get nothing at all from the book as a whole, but a great deal from single observations within it. Thus you must seek the best in the world wherever it is to be found. If you are a good observer of details, but are put off by the general tendency of Moritz Benedikt's work, you need therefore not necessarily repudiate the wise observations that he makes. Thus sensation, as it appears within the human being, is willing-feeling or feeling-willing. Therefore we must say that where man's sense sphere spreads itself externally—for we bear our senses on the periphery of our body, if I may express it rather crudely—there some form of feeling-willing and willing-feeling is to be found. If we draw a diagram of the human being (and please note it is only a diagram) we have here on the outer surface, in the sphere of the senses, willing-feeling and feeling-willing. (see drawing further on) What then do we do on this surface when feeling-willing and willing-feeling is present, in so far as this surface of the body is the sphere of the senses? We perform an activity which is half-sleeping, half dreaming; we might even call it a dreaming-sleeping, a sleeping-dreaming. For we do not only sleep in the night, we are continually asleep on the periphery, on the external surface of our body, and the reason why we as human beings do not entirely comprehend our sensations, is because in these regions where the sensations are to be found we are only dreaming in sleep, or sleeping in dreams. The psychologists have no notion that what prevents them from understanding the sensations is the same thing as prevents us from bringing our dreams into clear consciousness when we wake in the morning. You see, the concepts of sleeping and dreaming have a meaning which differs entirely from that we would give them in ordinary life. All we know about sleeping in ordinary life is that when we are in bed at night we go to sleep. We have no idea that this sleeping extends much further, and that we are always sleeping on the surface of the body, although this sleeping is constantly being penetrated by dreams. These “dreams” are the sensations of the senses, before they are taken hold of by the intellect and by thinking-cognition. You must seek out the sphere of willing and feeling in the child's senses also. This is why we insist so strongly in these lectures that while educating intellect we must also work continually on the will. For in all that the child looks at and perceives we must also cultivate will and feeling; otherwise we shall really be contradicting the child's sensations. It is only when we address an old man, a man in the evening of his life, that we can think of the sensations as having already been transformed. In the case of the old man sensation has already passed over from feeling-willing to feeling-thinking or thinking-feeling. Sensations have been somewhat changed within him. They have more of the nature of thought and have lost the restless nature of will—they have become more calm. Only in old age can we say that sensations approach the realm of concepts and ideas. Most psychologists do not make this fine distinction in sensations. For them the sensations of old age are the same as those of the child, for sensations for them are simply sensations. That is about as logical as to say: the razor (Rasermesser) is a knife (Messer), so let us cut our meat with it, for a knife is a knife. This is taking the concept from the verbal explanation. This we should never do, but rather take the concept from the facts. We should then discover that sensation has life, that it develops, and in the child it has more of a will nature, in the old man more of an intellectual nature. Of course it is much easier to deduce everything from words; it is for this reason that we have so many people who can make definitions, some of which can have a terrible effect on you. On one occasion I met a schoolfellow of mine, after we had for some time been separated and had gone our several ways. We had been at the same primary school together; I then went to the Grammar School (Realschule) and he to the Teachers' Training College, and what is more to a Hungarian College—and that meant something in the seventies. After some years we met and had a conversation about light. I had already learnt what could be learnt in ordinary physics, that light has something to do with ether waves, and so on. This could at least be regarded as a cause of light. My former schoolfellow then added: “We have also learnt what light is. Light is the cause of sight!” A hotchpotch of words! It is thus that concepts become mere verbal explanations. And we can imagine what sort of things the pupils were told when we learn that the gentleman in question had later to teach a large number of pupils, until at last he was pensioned off. We must get away from the words and come to the spirit of things. If we want to understand something we must not immediately think of the word each time, but we must seek the real connections. If we look up the derivation of the word Geist (spirit) in Fritz Mauthner's History of Language to discover what its original form was, we shall find it is related to Gischt (“froth” or “effervescence”) and to “gas.” These relationships do exist, but we should not get very far by simply building on them. But unfortunately this method is covertly applied to the Bible and therefore with most people, and especially present-day theologies, the Bible is less understood than any other book. The essential thing is that we should always proceed according to facts, and not endeavour to get a conception of spirit from the derivation of the word, but by comparing the life in the body of a child with the life in the body of an old person. By means of this connecting of one fact with another we get true conception. And thus we can only get a true conception of sensation if we know that it is able to arise as willing-feeling or feeling-willing in the bodily periphery of the child, because compared with the more human inward side of the child's being this bodily periphery is asleep and dreaming in its sleep. Thus you are not only fully awake in thinking-cognition, but you are also only awake in the inner sphere of your body. At the periphery or surface of the body you are perpetually asleep. And further: that which takes place in the environment, or rather on the surface of the body, takes place in a similar way in the head, and increases in intensity the further we go into the human being into the blood and muscle elements. Here, too, man is asleep and also dreaming. On the surface man is asleep and dreaming, and again towards the inner part of his body he is asleep and dreaming. Therefore what is more of a soul nature, willing-feeling, feeling-willing, our life of desires and so on, remain in the inner part of our body in a dreaming sleep. Where then are we fully awake? In the intervening zone, when we are entirely wakeful. Now you see that we are proceeding from a spiritual point of view, by applying the facts of waking and sleeping to man even in a spatial way, and by relating this to his physical form so that we can say: from a spiritual point of view the human being is so constituted that at the surface of the body and in his central organs he is asleep and can only be really awake in the intervening zone, during his life between birth and death. Now what are the organs that are specially developed in this intervening region? Those organs, especially in the head, that we call nerves, the nerve apparatus. This nerve apparatus sends its shoots into the zone of the outer surface and also into the inner region where they again disperse as they do on the surface: and between the two there are middle zones such as the brain, the spinal cord and the solar plexus. Here we have the opportunity of being really awake. Where the nerves are most developed, there we are most awake. But the nervous system has a peculiar relationship to the spirit. It is a system of organs which through the functions of the body continually has the tendency to decay and finally to become mineral. If in a living human being you could liberate his nerve system from the rest of the gland-muscle-blood nature and bony nature—you could even leave the bony system with the nerves—then this nerve system in the living human being would already be a corpse, perpetually a corpse. In the nerve system the dying element in man is always at work. The nerve system is the only system that has no connection whatever with soul and spirit. Blood, muscles, and so on always have a direct connection with soul and spirit. The nerve system has no direct connection with these: the only way in which it has such a connection at all is by constantly leaving the human organisation, by not being present within it, because it is continually decaying. The other members are alive, and can therefore form direct connections with the soul and spirit; the nerve system is continually dying out, and is continually saying to the human being: “You can evolve because I am setting up no obstacle, because I see to it that I with my life am not there at all.” That is the peculiar thing about it. In psychology and physiology you find the following put forward; the organ that acts as a medium for sensation, thinking and the whole soul and spirit element, is the nerve system. But how does it come to be this medium? Only by continually expelling itself from life, so that it does not offer any obstacles to thinking and sensation, forms no connections with thinking and sensation, and in that place where it is it leaves the human being “empty” in favour of the soul and spirit, Actually there are hollow spaces for the spirit and soul where the nerves are. Therefore spirit and soul can enter in where these hollow spaces are. We must be grateful to the nerve system that it does not trouble about soul and spirit, and does not do all that is ascribed to it by the physiologists and psychologists. For if it did this, if for five minutes only the nerves did what the physiologists and psychologists describe them as doing, then in these five minutes we should know nothing about the world nor about ourselves; in fact we should be asleep. For the nerves would then act like those organs which bring about sleeping, which bring about feeling-willing, willing-feeling. Indeed it is no easy matter to state the truth about physiology and psychology to-day, for people always say: “You are standing the world on its head.” The truth is that the world is already standing on its head, and we have to set it on its legs again by means of spiritual science. The physiologists say that the organs of thinking are the nerves, and especially the brain. The truth is that the brain and nerve system can only have anything to do with thinking-cognition through the fact that they are constantly shutting themselves off from the human organisation and thereby allowing thinking-cognition to develop. Now you must attend very carefully to what I am going to say, and please bring all your powers of understanding to bear upon it. In the environment of man, where the sphere of the senses is, there are real processes at work which play their part unceasingly in the life of the world. Let us suppose that light is working upon the human being through the eye. In the eye, that is, in the sphere of the senses, a real process is at work, a physical-chemical process is taking place. This continues into the inner part of the human body, and finally indeed into that inner part where, once again, physical-chemical processes take place (the dark shading in the drawing). Now imagine that you are standing opposite an illumined surface and that rays of light are falling from this surface into your eye. There again physical-chemical processes arise, which are continued into the muscle and blood nature within the human being. In between there remains a vacant zone. In this vacant zone, which has been left empty by the nerve organ, no independent processes are developed such as that in the eye or in the inner nature of the human being; but there enters what is outside: the nature of light, the nature of colour. Thus, at the surface of our bodies where the senses are, we have material processes which are dependent on the eye, the ear, the organs which can receive warmth and so on: similar processes also take place in the inner sphere of the human being. But not in between, where the nerves spread themselves out: they leave the space free, there we can live with what is outside us. Your eye changes the light and colour. But where your nerves are, where as regards life there is only hollow space, there light and colour do not change, and you yourself are experiencing light and colour. It is only with regard to the sphere of the senses that you are separated from the external world: within, as in a shell, you yourself live with the external processes. Here you yourself become light, you become sound, the processes have free play because the nerves form no obstacle as blood and muscle do. Now we get some feeling of how significant this is: we are awake in a part of our being which in contrast to other living parts may be described as a hollow space, whilst at the external surface and in the inner sphere we are dreaming in sleep, and sleeping in dreams. We are only fully awake in a zone which lies between the outer and inner spheres. This is true in respect to space. But in considering the human being from a spiritual point of view we must also bring the time element of his life into relationship with waking, sleeping and dreaming. You learn something, you take it in and it passes into your full waking consciousness. Whilst you are occupying yourself with this thing and thinking about it, it is in your full waking consciousness. Then you return to your ordinary life. Other things claim your interest and attention. Now what happens to what you have just learnt, to what was occupying your attention? It begins to fall asleep; and when you remember it again, it awakens again. You will only get the right point of view about all these things when you substitute real conceptions for all the rigmarole's you read in psychology books about remembering and forgetting. What is remembering? It is the awakening of a complex of mental pictures. And what is forgetting? It is the falling asleep of the complex of mental pictures. Here you can compare real things with real experiences, here you have no mere verbal definitions. If you ponder over waking and sleeping, if you look at your own experience or another's on falling asleep, you have a real process before you. You relate forgetting, this inner soul activity, to this real process—not to any word—and you compare the two and say: forgetting is only falling asleep in another sphere, and remembering is only waking up in another sphere. Only so can you come to a spiritual understanding of the world, by comparing realities with realities. Just as you have to compare childhood with old age to find the real relationship between body and soul, at least the elements of it, so in the same way you can compare remembering and forgetting by relating it to something real, to falling asleep and waking up. It is this that will be so infinitely necessary to the future of mankind; that men accustom themselves to enter into reality. People think almost exclusively in words today; they do not think in real terms. How could a present-day man get at this conception of awakening which is the reality about memory? In the sphere of mere words he can hear of all kinds of ways of defining memory; but it will not occur to him to find out these things from the reality, from the thing itself. Therefore you will understand that when people hear of something like the Threefold Organism of the State, which springs entirely out of reality and not out of abstract conceptions, they find it incomprehensible at first because they are quite unaccustomed to produce things out of reality. They do not connect any of their conceptions with getting things out of reality. And the people who do this least are the Socialist leaders in their theories; they represent the last word, the last stage of decadence in the realm of verbal explanations. These are the people who most of all believe that they understand something of reality, but when they begin to talk they make use of the veriest husks of words. This was only an interpolation with reference to the current trend of our times. But the teacher must understand also the times in which he lives, for he has to understand the children who out of these very times are entrusted to him for their education. |
293. The Study of Man: Lecture VIII
29 Aug 1919, Stuttgart Tr. Daphne Harwood, Helen Fox Rudolf Steiner |
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If we never differentiated, the whole world would remain vague, just as all cats are grey at night. Hence people who want to grasp everything in terms of abstract unities see the world grey in grey. |
293. The Study of Man: Lecture VIII
29 Aug 1919, Stuttgart Tr. Daphne Harwood, Helen Fox Rudolf Steiner |
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We saw yesterday that we can only understand memory, the power of remembering, if we connect it with sleeping and waking, which are more open to outer observation. You will see from this that it must be our constant endeavour in our pedagogy to connect the unknown with the known, even in the formation of spiritual ideas. You may say that sleeping and waking are actually even more obscure than remembering and forgetting, and therefore will not help much towards a comprehension of remembering and forgetting. Nevertheless, anyone who can observe carefully what man loses in disturbed sleep, can form some idea of the disturbance introduced into the soul when forgetting is not in a right relation to remembering. We know how in ordinary life if we do not sleep long enough the ego-consciousness becomes weaker and weaker, it becomes hypersensitive, too much given up to all the impressions of the outer world. Even when there is a relatively slight disturbance through sleep, or rather through lack of sleep, you can see that this is the case. Let us suppose that during one night you did not sleep well. I am supposing that your lack of sleep was not because you were particularly diligent and spent the night in working; then matters are different. But let us suppose that your sleep was disturbed by some bodily condition or by mosquitoes, in short by something more outside your soul. Then you would see that perhaps even on the next day things affect you more unpleasantly than usual. It has made you to some extent susceptible in your ego. It is the same if we allow forgetting and remembering to play into our soul life in the wrong way. But when do we do this? When we cannot regulate our remembering and forgetting with our own will. There are very many people—and the disposition is seen even in early childhood—who doze through life. The outer things make an impression on them, and they give themselves up to these impressions, but they do not attend to them rightly; they allow the impressions to dart past them, as it were. They do not connect themselves properly with these impressions through their ego. And if they are not rightly given up to the outer world, then they also doze half asleep with regard to the mental pictures which rise up freely in them. They do not try of their own free will to call up the treasure of their mental pictures, when they are in need of it, in order properly to understand this or that; but they allow the thoughts, the mental pictures, which rise up from within to rise up of themselves. Sometimes this mental picture comes, sometimes that; but their own will has no special say in the matter. This is indeed the soul condition of many men, a condition which appears especially in this way in childhood. It will help us to bring remembering and forgetting ever more under our control, if we know that in remembering and forgetting, conditions of sleeping and waking are playing into the waking life. How does remembering come about? It comes about in this way, that the will, in which we are asleep, takes hold of a mental picture down in the unconscious and raises it into consciousness. Just as the human ego and the astral body, when outside the physical and etheric bodies from the time of falling asleep until waking up, collect force in the spiritual world in order to refresh the physical and etheric bodies, so what is effected through the process of remembering comes from the force of the sleeping will. But the will is indeed “asleep.” and therefore you cannot give a child a direct training in the use of his will. For to try and make a child use his will, would be like admonishing him to be very good in his sleep, in order to bring this goodness into his life when he awakes again in the morning. Thus it is impossible to demand that this sleeping part, the sleeping will, should exert itself directly in single actions in order to regulate memory. What then can we do? Naturally we cannot demand that a person should by a single effort regulate his memory, but we can educate the whole man in such a way that he will develop habits in soul, body and spirit which conduce to such an exertion of the will on particular occasions. Let us look at this more in detail. We will suppose that through our special treatment of the subject we awaken in the child a vivid interest in the animal kingdom. We shall naturally not be able to do this in a day. We must so plan our lessons that the interest we arouse for the animal world becomes greater and greater. The greater the interest such lessons arouse the more they affect the child's will; so that, when mental pictures of animals and ideas about them are required by the normally regulated memory, the will has the capacity to bring them forth from the subconscious, from the region of forgetting. Only by working through the force of habit and custom in man can you give order to his will and therewith also to his memory. In other words, you must understand how everything that awakens an intense interest in the child also contributes to a very great extent towards making his memory strong and efficient. For the power of the memory must be derived from the feeling and will and not from mere intellectual memory exercises. But you will have seen from what I have explained that everything in the world, especially in the human world, is in a certain sense separated into different parts, and yet these parts work together. We cannot understand the human being with regard to his soul life if we do not divide the soul into thinking, or thinking-cognition, feeling and willing. But neither pure thinking-cognition, nor pure feeling, nor pure willing is ever present alone; the three always work together, weave together into a unity. And this is true of the whole human being even in the physical body. I have pointed out to you that the human being is principally head in the head region, but that he is really all head: he is principally chest as a chest being, but he is all chest or breast-man, for the head too partakes of the chest nature, and so does the limb-man. The limb-man is principally limb-man, but really the whole human being is limb-man: for the limbs partake of the head nature and also of the chest nature: they take part, for example, in the breathing through the skin and if we want to come near to reality, especially the reality of human nature, we must be clear that all separation proceeds from unity: if we were only to recognise an abstract unity then we should learn to know nothing whatever. If we never differentiated, the whole world would remain vague, just as all cats are grey at night. Hence people who want to grasp everything in terms of abstract unities see the world grey in grey. On the other hand if we only differentiated, if we only separated, keeping everything apart, we should never come to a real knowledge: for then we should only understand the different parts, and knowledge would elude us. Thus everything in man is partly of a knowing nature, partly of a feeling nature and partly of a willing nature. The knowing is principally knowing, but also of a feeling and willing nature; the feeling is principally feeling, but also of a knowing and willing nature: and the same is true of willing. We are now in a position to apply this to what we characterised yesterday as the sphere of the senses. In striving to understand what I am now going to bring before you, you must really lay aside all pedantry, otherwise you may perhaps find the most glaring contradiction to what I said before. But reality consists in contradictions. We do not understand reality unless we see the contradictions in the world. The human being has altogether twelve senses. The reason that only five, six or seven senses are recognised in ordinary science, is that these five, six or seven senses are the most conspicuous, and the others which complete the twelve less conspicuous. I have often spoken of these twelve senses of the human being; we will call them to mind once more to-day. Usually people speak of the senses of hearing, warmth, sight, taste, smell, touch—and it even happens that the senses of warmth and touch are considered as one, which, in the realm of external objects would be something like regarding “smoke” and “dust” as one because they have the same-external appearance. It ought not to be necessary now to say that the senses of warmth and touch are two completely different ways in which a human being can relate himself to the world. But these are the senses differentiated by present-day psychologists with possibly the addition of the “sense of balance.” Some add yet another sense, but even so a complete physiology and psychology of the senses is not reached, because people do not observe that when a man perceives the ego of another human being he has a relationship to his environment similar to that which he has in the perception of a colour by the sense of sight. In the present day people are inclined to mix everything up. When a man thinks of his conception of the ego, he thinks at once of his own soul-being and that usually satisfies him. Psychologists do almost the same thing. They do not consider in the least that it is one thing if I describe as “I” all that I experience as myself, the sum indeed of this experience, and that it is a completely different thing when I meet a man and through the kind of relationship I have with him describe him as an ego, an “I.” These are two quite different activities of the soul and spirit. In the first instance when I sum up the activities of my life in the comprehensive synthesis “I,” I have something purely inward; in the second instance when I meet another man and through my relationship to him discover that he too is something of the same kind as my ego, I have an activity before me which takes place in the interplay between me and the other man. Hence I must realise that the perception of my own ego within me is something different from the recognition of another man as an ego. The perception of the other ego depends upon the ego-sense just as the perception of colour depends upon the sense of sight, and the perception of sound upon the sense of hearing. The organ of seeing is open to our sight, but nature does not make it so easy for a man to see the organ which perceives the ego. But we might well use the word “to ego” (German: ichen) for the perception of other “I's” or egos as we use the word “to see” for the perception of colour. The organ for the perception of colour is external to man; the organ for the perception of egos is spread out over the whole human being and consists of a very fine substantiality, and on this account people do not talk about this “organ for perceiving the ego.” And this “organ for perceiving the ego” is a different thing from that whereby I experience my own ego. There is indeed a vast difference between the experience of my own ego and the perception of the ego in another. For the perception of the ego of another is essentially a process of knowledge, at least a process which is similar to knowledge, whereas the experience of a man's own ego is a process of will. We have now come to the point where a pedant might feel very pleased. He might say: yesterday you said that the activities of all the senses were pre-eminently activities of the will: now you construe the ego sense and say that it is principally a sense of knowledge. But if you characterise the ego sense as I have tried to do in the new edition of my Philosophy of Freedom you will realise that this ego sense really works in a very complicated way. On what does the perception of the ego of the other man really depend? The theorists of the present day say things that are quite extraordinary. They say: you see the form of the outward man, you hear his voice, and moreover you know that you look human yourself like the other man, and that you have within you a being who thinks and feels and wills, who is thus also a man of soul and spirit. So you conclude by analogy: as there is in me a thinking, feeling and willing being, so is there also in the other man. A conclusion is drawn by analogy from myself to the other. This conclusion by analogy is simply foolishness. The inter-relationship between the one man and the other contains something quite different. When you confront another man something like the following happens. You perceive a man for a short time; he makes an impression on you. This impression disturbs you inwardly; you feel that the man, who is really a similar being to yourself, makes an impression on you like an attack. The result is that you “defend” yourself in your inner being, that you oppose yourself to this attack, that you become inwardly aggressive towards him. This feeling abates and your aggression ceases; hence he can now make another impression upon you. Then your aggressive force has time to rise again, and again you have an aggressive feeling. Once more it abates and the other makes a fresh impression upon you and so on. That is the relationship which exists when one man meets another and perceives his ego: giving yourself up to the other human being—inwardly warding him off; giving yourself up again—warding him off; sympathy—antipathy; sympathy—antipathy. I am not now speaking of the feeling life, but of what takes place in perception when you confront a man. The soul vibrates: sympathy—antipathy; sympathy—antipathy: they vibrate too. (You can read this in the new edition of Philosophy of Freedom.) This however is not all. In that sympathy is active you sleep into the other human being; in that antipathy is active you wake up again, and so on. There is this quick alternation in vibrations between waking and sleeping when we meet another man. We owe this alternation to the organ of the ego sense. Thus this organ for the perception of the ego is organised in such a way that it apprehends the ego of another in a sleeping, not in a waking will and then quickly carries over this apprehension accomplished in sleep, to the region of knowledge, i.e., to the nervous system. Thus when we view the matter truly, the principal thing in the perception of another man is after all the will, but essentially a will which acts in a state of sleep, not waking. For we are constantly weaving moments of sleep into the act of perception of another ego. What lies between them is indeed knowledge that is immediately carried over into the domain of the nervous system. So that I can really call the perception of another a process of knowledge, but I must know that this process of knowledge is only a metamorphosis of a sleeping process of the will. Thus this sense process is really a process of the will, only we do not recognise it as such. We do not experience in conscious life all the knowledge which we experience in sleep. As the next sense, but separated from the ego sense and from all other senses, we have to consider what I call the thought sense. The thought sense is not the sense for the perception of one's own thoughts, but for the perception of the thoughts of other men. Here too psychologists evolve most grotesque ideas. Above all, people are so very much influenced by the ideas of the connection of thought and speech that they believe that thought is always conveyed by means of speech. This is an absurdity. For with your thought sense you could perceive thoughts in external spatial gestures, just as easily as in spoken speech. Speech only mediates for the thoughts. You must perceive the thoughts in themselves through a special sense. And when the Eurythmy signs for all sounds are fully developed you need only see them done in Eurythmy to read the thoughts from the eurythmic movements, just as you take them in through hearing when they are spoken. In short, the thought sense is different from what is at work in the sense of sound for speech-sound. For next we have the sense of speech proper. Then come the sense of hearing, the sense of warmth, the sense of sight, the sense of taste, the sense of smell and the sense of balance. We have, indeed, a sense-like consciousness that we live in balance. Through a certain inward sense like perception we relate ourselves to right and left, to forward and backward, we hold ourselves in balance so that we do not fall over. If the organ of our sense of balance is destroyed, we do fall over; we cannot then balance ourselves, any more than we can gain a contact with colour if the eye is destroyed. But not only have we a sense for the perception of balance, we have further a sense for our own movement, whereby we can tell whether we are at rest or in movement, whether our muscles are flexed or not. Thus besides the sense of balance we have the sense of movement and further still we have the sense of life, for the perception of the well-being of the body in the widest sense. Many people are indeed very dependent on this sense of life. They perceive if they have eaten too much or too little, and feel comfortable or uncomfortable accordingly, or they perceive whether they are tired or not, and again feel comfortable or uncomfortable as the case may be. In short the perception of the conditions of one's body is reflected in the sense of life. Thus we get the table of the senses as twelve senses. The human being actually has twelve senses. Now that we have disposed of the possibility of making pedantic objections to the knowledge character of some of the senses by recognising that this knowledge character rests in a subtle way upon the will, we can differentiate the senses yet further. First we have four senses; the sense of touch, sense of life, of movement and of balance. These senses are mainly penetrated by will activity. In the perception of movements by means of these senses the will works in. Feel how the will works into the perception of your movements, even when you carry out these movements while you are standing. The will at rest also works into the perception of your balance. It works very strongly into the sense of life and it also works into the sense of touch, for when you touch anything it is really something taking place between your will and the environment. In short, you can say that the sense of balance, the sense of movement, the sense of life and the sense of touch are, in a limited aspect, senses of will. In the sense of touch a man sees externally that, for instance, he moves his hand when he touches anything, hence it is apparent to him that he has this sense. But it is not so apparent that he possesses the senses of life, of movement, and of balance. For since they are in special sense “will senses,” man is asleep with regard to these senses because he is asleep in his will. Indeed in most books on psychology you do not find these senses cited at all, because science itself is contentedly asleep to many things. The next senses—sense of smell, sense of taste, sense of sight, sense of warmth—are chiefly feeling senses. It seems quite evident to ordinary consciousness that smelling and tasting are connected with feeling. This is not felt in the case of sight and warmth, and for a special reason. People do not perceive that the sense of warmth is very closely related to feeling rather they confuse it with the sense of touch. Things are wrongly confounded and wrongly differentiated. In reality the sense of touch belongs much more to the realm of will, whereas the sense of warmth is in the realm of feeling only. If people do not recognise the sense of sight as a feeling sense, it is because they have not carried out observations such as those for example, described in Goethe's Theory of Colour. There you have clearly set forth all that relates colour to feeling, and leads finally even to impulses of will. But how is it that people overlook the fact that in the sense of sight we have chiefly to do with feeling? Actually we see things in the following way: in presenting an arrangement of colours to us, they show also the boundaries of these colours—lines and forms. But we do not usually attend to the way we actually perceive. If a man perceives a coloured circle he simply says: I see the colour, I see also the curve of the circle, the form of the circle. But there we have two completely different things looked upon as one. What you immediately perceive through the real activity of the eye apart from the other senses, is only the colour. You see the form of the circle by making use of the sense of movement in your sub-consciousness, and you make the form of the circle unconsciously in your etheric body, in your astral body, and then you raise it into knowledge. It is because the circle which you have taken in by means of your sense of movement comes up into knowledge, that what you have recognised as a circle connects itself with the colour which you perceive. Thus you call forth the form from your whole body by appealing to the sense of movement, which extends throughout your body. This matches what I have already explained to you: the human being actually executes geometrical forms in the cosmos and then raises them into knowledge. Official science of the present day does not rise to an observation so fine as to distinguish between the seeing of colour and the perception of form with the help of the sense of movement, rather it mixes everything up. But in the future it will be impossible to educate through such confusion. For how is it possible to educate a child to use his sense of sight without knowing that the whole human being pours himself into the act of seeing by way of the sense of movement? This leads us on to another point: You are dealing with the act of seeing when you perceive coloured forms. This act of seeing, this perception of coloured forms is a complicated act. But since you are a unity you can re-unite in yourself what you have perceived in the two ways, through the eye and through the sense of movement. You would look at a red circle in a dull and blank way if you could not perceive the red in one way and the form of the circle in quite a different way. But you do not look upon it in a blank way because you look at it from two sides, the colour through the eye and the form with the help of the sense of movement, and life compels you to join the two together inwardly. There you form a judgment. And now you understand judgment as a living process in your own body, which comes about through the fact that the senses bring the world to you analysed into members. The world brings you what you experience divided into twelve separate members, and in your judgment you join the things together again because the separate parts do not want to continue as separate parts. The form of the circle is not content to remain mere form as it is to the sense of movement, neither is colour content to remain mere colour as it is perceived by the eye. The things compel you to combine them inwardly and you declare yourself to be inwardly ready to combine them. Thus the function of judgment becomes an expression of your whole being. Now you see into the deep meaning of our connection with the world. If we had not twelve senses we should look at our environment like dullards, we should not be able to experience an inward judgment. But since we have twelve senses we have a fair number of possibilities of uniting what is separate. What the ego sense experiences we can connect with the other eleven senses, and that is true of each sense. In this way we get a large number of permutations in the combinations of the senses. Besides that, we have a great many possibilities through the fact that we can connect the ego sense for example with the thought sense and the speech sense and so on. There we see in what a mysterious way the human being is connected with the world. Through his twelve senses things are separated into their component parts, and the human being must attain the power to re-unite these component parts. In this way he participates in the inner life of the things. From this you will understand how infinitely important it is that man should be so educated that one sense should be developed with the same care as another, for then the connections between the senses, between the perceptions, will be sought quite consciously and systematically. I have yet to add that the ego sense, thought sense, sense of hearing, and sense of speech are predominantly knowledge senses because the will in them is really sleeping will, the true sleeping will, in whose manifestations there vibrates also a cognitive activity. Thus willing, feeling and knowing are to be found even in the ego zone of man, and they live there with the help of waking and sleeping. Let us be quite clear about this; to know the human being you must contemplate him from three points of view. When you are considering the spirit it is not enough to say, “Spirit! Spirit! Spirit!” Most people speak of spirit perpetually and are at a loss to handle what is given from the spirit. You can only handle it rightly if you treat it as conditions of consciousness. The spirit must be grasped by means of conditions of consciousness such as waking, sleeping and dreaming. The soul in man is grasped by means of sympathy and antipathy that is by means of conditions of life. These hold sway continuously in the unconscious. Actually the soul is in the astral body, life is in the etheric body, and within us there is always a correspondence between the two, so that of itself the soul comes to expression in the life conditions of the etheric body. And the body is perceived through conditions of form. Yesterday. (i.e., in another series of lectures published under the title Practical Course for Teachers) I used the spherical form for the head, the moon form for the breast and the linear form for the limbs; and we shall have more to say about the true morphology of the human body. But we can only speak truly of the spirit if we describe how it finds expression in conditions of consciousness. We can only speak truly of the soul if we show how it lives between sympathy and antipathy, and of the body if we conceive of it in actual forms. |
293. The Study of Man: Lecture XII
03 Sep 1919, Stuttgart Tr. Daphne Harwood, Helen Fox Rudolf Steiner |
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The plant does breathe a little, especially in the night, but to say that plants can really breathe shows a superficial observation, and is like saying: “Here is a razor, I will cut meat with it.” The process of breathing in plants is different from the process of breathing in men and in animals, just as the razor is different from the table knife. |
293. The Study of Man: Lecture XII
03 Sep 1919, Stuttgart Tr. Daphne Harwood, Helen Fox Rudolf Steiner |
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When we consider the human body, we must relate it to the physical sense-world that surrounds it and maintains it, for there is a constant interplay between the physical body and the world, through which it is sustained. When we look out into the physical sense-world around us, we perceive mineral beings, plant beings, animal beings. Our physical body is related to the beings of the minerals, plants and animals. But the peculiar nature of this relationship is not immediately evident to superficial observation; we must penetrate deeply into the character of the kingdoms of nature if we are to understand this relationship. When we regard the human being as physical body, what we first perceive is his solid bony frame and his muscles. When we penetrate further into him we perceive the circulation of the blood with the organs which belong to it. We perceive the breathing, we perceive the processes of nourishment. We see how, the organs are built up out of the most varied vascular forms—as they are called in natural science. We perceive brain and nerves, the sense organs. We have now to co-ordinate these various organs of the human being and their functions with the external world. Let us begin with that part of the human being which at first appears to be the most perfect (we have already seen how the matter really stands), let us begin with the brain and nervous system which is closely linked with the sense organs. This part of the human organisation shows the longest earthly evolution behind it, so that it has passed beyond the form which the animal world has developed. Man has passed through the animal world, as it were, in relation to this, his head system, and he has gone beyond the animal system to the real human system—which indeed is most clearly expressed in the formation of the head. Now we spoke yesterday of how far the formation of the head takes part in individual human evolution, how far the shape, the form of the human body proceeds from the forces which are to be found in the head. And we saw how the work of the head reaches a kind of conclusion with the change of teeth towards the seventh year. We should make clear to ourselves what really happens through the interplay between the human head, the chest organs and the limb organs. We should answer the question: what does the head really do in carrying out its work in connection with the chest-trunk system and the limb-system? It is continually forming, shaping. Our life really consists in this, that in the first seven years an intense forming force streams from the head right down into the physical form; and the head continues its aid by preserving the form, by ensouling it, by spiritualising it. The head is involved in shaping the human form. But does the head build up our truly human shape? No, indeed it does not. You must learn to accept the view that your head is constantly trying, in secret, to make something different out of you from what you are. There are times when the head would like to shape you so that you would look like a wolf; at other times it would like to shape you so that you would look like a lamb. Then again, so that you would look like a serpent; it would like to make you into a serpent, a dragon. All the shapes which your head really designs in you, you find spread out in nature, in the different animal forms. If you look at the animal kingdom you can say to yourself: that am I; but when the head produces the wolf form, for instance, my trunk system and my limb system constantly do me the favour of changing this wolf form into the human form. They are perpetually within themselves overcoming the animal element. They so master it as to prevent it attaining complete existence within them, they metamorphose it, they transform it. Thus the human being has a relationship to the animal world around him through the head system. But it is such that he is continually carried beyond the animal world in the creation of his body. What, then, really remains in you? You can look at a human being. Imagine that you have a man before you: you can make this interesting observation. You can say: there is the man. There is his head, and in the head a wolf is actually stirring, but it does not develop into a wolf; it is immediately dissolved by the trunk and the limbs. In the head a lamb is actually stirring; it is dissolved by the trunk and the limbs. The animal forms are continually moving supersensibly in the human being, and are being dissolved. What would happen if there were a super-sensible photographer who could retain this process, who could preserve this process on a photographic plate, or on a series of photographic plates? What should we see on these plates? We should then see the thoughts of man. These thoughts of the human being are indeed a super-sensible correlate to that which does not come to expression in the sense-world. This continual metamorphosis out of the animal, streaming down from the head, is not expressed in the senses, but it works in man supersensibly as the process of thought. In reality this is present as a super-sensible process. Your head is not merely the lazy-bones on your shoulders, it is that which would really like to maintain you in animality. It gives you the forms of the whole animal kingdom; it would like animal kingdoms continually to arise. But by means of your trunk and your limbs you prevent a whole animal kingdom from arising through you in the course of your life: you transform this animal kingdom into your thoughts. Such is our relationship to the animal kingdom. We allow this animal kingdom to arise supersensibly within us, and then we do not allow it to come to sensible reality, but hold it back in the super-sensible. The trunk and the limbs do not allow these evolving animal forms to enter their sphere. If the head has too strong an inclination to produce something of this animal nature, the remaining organism struggles against accepting it, and then the head has to resort to migraine or to some similar head complaint in order to exterminate it again. The trunk system is also related to our environment—not in this case, to the animal world but to the whole range of the plant kingdom. There is a mysterious connection between the trunk system of man, the chest system, and the plant world. The most important processes in the circulation of the blood, also in breathing and nourishment, all take place in the chest or trunk system. All these processes are in active interchange with what takes place outside in the physical sense-world of the plants, but in a very special way. Let us first take the breathing. What does a man do in breathing? You know that he takes in oxygen, and through his life processes he changes oxygen into carbon dioxide by connecting it with carbon. Carbon is in the organism from the transformed foodstuffs. This carbon takes up the oxygen, and carbon dioxide gas arises through the union of the oxygen with the carbon. Now when man has the carbon dioxide within him it would be a splendid opportunity for him not to let it out, but to keep it there. And if he could free the carbon again from the oxygen, what would happen? Let us say that a man breathes in oxygen through his life processes, and allows it to form carbon dioxide by uniting with carbon; if now he were in a position to separate off the oxygen again within, and to work upon the carbon, what would then arise in the man? The plant world. The whole vegetable kingdom would suddenly grow up in man. It really could grow there. For if you consider a plant, what does it do? Of course it does not breathe in oxygen in the same regular way as man, but it assimilates carbon dioxide. By day the plant is bent on getting carbon dioxide, it gives up oxygen. It would be bad if it did not do this; for then neither we nor the animals would have it. But the plant retains carbon, and out of this it forms starch and sugar and everything else it consists of. From this it builds up its whole organism. The plant world arises by building itself up from carbon which plants in their process of assimilation separate off from the carbon dioxide. When you look at the plant world, it is metamorphosed carbon, which is separated off by the process of assimilation, and this process corresponds to the human process of breathing. The plants also breathe to a certain extent, but it is different from the breathing process in man. The plant does breathe a little, especially in the night, but to say that plants can really breathe shows a superficial observation, and is like saying: “Here is a razor, I will cut meat with it.” The process of breathing in plants is different from the process of breathing in men and in animals, just as the razor is different from the table knife. The human process of breathing corresponds in the plants to the reverse process, that of assimilation. From this you will understand that if you continued in yourself the process by which carbon dioxide has arisen, that is, if the oxygen could be given up again and the carbon dioxide could be transformed into carbon, as is done by nature in the world around you, then you could let the whole vegetable world grow up in you. You would have the materials for this within yourself and you could bring it about that you would suddenly blossom forth as plant world. You would disappear and the whole plant world would arise. This capacity of producing a plant world is indeed inherent in man, but he does not allow it to come to this point. His chest system has a strong inclination continually to produce the plant world. Head and limbs do not allow this to happen, they defend themselves against it. And so man drives out the carbon dioxide, and does not allow the plant kingdom to arise within himself. He allows the plant kingdom to arise out of the carbon dioxide in the outside world. This is a remarkable interplay between the trunk-chest system and the sense physical world around us; for outside there is the kingdom of the vegetables, and the human being is continually having to prevent the process of vegetation from arising within him; if it does arise he must immediately send it out again so that he may not become a plant. Thus, in so far as the chest-trunk system is concerned, man is able to create the counter kingdom to the plant world. If you conceive the plant kingdom as positive, then man produces the negative of the plant kingdom. He produces, as it were, reversed plant kingdom. What happens when the plant kingdom begins to behave badly in him, and head and limbs have not the power to nip it in the bud, to drive it out? Then the man becomes ill. The internal illnesses which come from the trunk system are ultimately due to this, that a man is too weak to check the plant-like growth as soon as it begins to arise within him. The moment there arises in us even a vestige of plant-like nature, the moment we fail to ensure that the plant kingdom which endeavours to grow in us shall be cast out to form its kingdom outside us—in that moment we become ill. And thus the essential nature of disease must be sought in this tendency towards plant growth in man. Naturally it is not true plants that grow, for after all the human interior is not a very pleasant surrounding for a lily. But through a weakening of the other systems of the trunk there can result a tendency towards the growth of the plant kingdom, and then man becomes ill. Thus if we look at the whole plant world of man's environment we must say to ourselves: in a certain sense the plant kingdom presents pictures of all our illnesses. It is the wonderful secret in man's relationship to surrounding nature that not only (as we have shown on other occasions) do the plants represent pictures of his development up to adolescence, but in the plants around him, especially in so far as these plants are fruit bearing, he can see the pictures of his illnesses. This is a thing we may perhaps not like to hear, because it is natural to love the plant world aesthetically; and, when the plant unfolds in the world outside, this aesthetic attitude is justified. But the moment the plant seeks to unfold within man, the moment vegetation sets up within him, then what works outside in the many-coloured beautiful plant kingdom, works in man as the cause of illness. Medicine will become a science when it is able to show how each individual illness corresponds with some form in the plant world. Actually it is true that when man breathes out carbonic acid gas, he is, for the sake of his own existence, constantly breathing out the whole of the plant world which wants to arise in him. Hence it need not seem strange to you that when the plant begins to extend—beyond its ordinary plant nature, and produces poisons, these poisons are bound up with the processes of man's health and sickness. At the same time all this is bound up with the normal process of nourishment. Indeed, nourishment, like the process of breathing, takes place in the chest-trunk system, at least in its initial stages, and must be considered in exactly the same way as breathing. In the processes of nourishment man also takes in substances from the world around him, but he does not leave them as they are; he changes them. He changes them with the help of the oxygen which he breathes in. As man transforms the substances taken up in nourishment, they combine with oxygen. This appears as a process of combustion, and it looks as though the human being were constantly burning within. This moreover is what natural science frequently says, that a process of combustion is going on in the human being. But it is not true. What takes place in the human being is no true process of combustion, but is a process of combustion (notice this carefully)—it is a process of combustion which lacks both beginning and end. It is merely the middle stage of the process of combustion; it lacks the beginning and end of it. The beginning and the end of the process of combustion must never take place in the human body, only the intervening part. It is destructive to the human being if the first stages of the process of combustion, such as take place in the forming of fruit, are carried on in the human organism; for instance when a man eats unripe fruit. The human being cannot carry out this initial process similar to combustion. The human being cannot endure this in himself, it makes him ill. And if he can eat a great deal of unripe fruit, like strong country people for instance, then he must be very closely related to the nature around him, for otherwise he would not be able to digest unripe apples and pears as he can the fruit which has been ripened by the sun. Thus it is only the middle process which he can carry out. In the processes of digestion the human being can only take part in the middle stage of all the combustion processes. Again, if the process is carried to its conclusion, to where, in the outer world, the ripe fruit would rot, the human being can have no part in it. Thus he cannot take part in the end stage either. He must excrete the food stuffs before this stage is reached. It is actually the case that the human being does not carry on the processes of nature as they take place around him, but he only goes through the middle part; within himself he cannot fulfil the beginning or the end. Now we will look at something most remarkable. Consider breathing. It is the opposite to everything which takes place in the plant world around us. It is in a certain way the anti-plant kingdom. The breathing of man is the anti-plant kingdom, and it is inwardly connected with the process of nourishment which is the middle stage of the combustion process of the outer world. You see, there are two processes in our bodily chest-trunk system; this anti-plant process, which takes place through the breathing, is always at work in connection with the central portion of the other external processes. These two are constantly interrelated in their work. Here, you see, body and soul are combined. That which takes place through the breathing unites with the remaining nature processes, which however, as they take place in man, represent only the middle portion of Nature's processes. And this means that the soul life, which is the anti-plant process, unites with the humanised bodily life, namely the middle portion of the processes of Nature. Science may well search for a long time for the mutual relationship between body and soul unless it seeks it in the mysterious connection between the breath, which has become soul, and the middle part of the processes of Nature, which has become body. These processes of Nature neither arise nor decay in man. They take their rise outside him and only after he has excreted them should they decompose. Man unites himself in body with a central part only of the processes of Nature; and in the breathing processes he fills these Nature processes with soul. Here there arises that delicate inter-weaving of processes to which the medicine and the hygiene of the future will have to devote very special attention. The hygiene of the future will have to ask: how are the different degrees of warmth interrelated in the world outside? How does warmth act when passing from a cooler place to a warmer, and vice versa? There are warmth processes at work in the external world; how does such a warmth process act in the human organism when this organism is placed into it? Man finds an interplay of air and water in the external process of vegetation. He will have to study how that works on the human being when he is placed in it, and so forth. With regard to things of this kind the medicine of to-day has only made the very smallest beginning, scarcely even a beginning. When there is an illness the medicine of to-day sets the greatest value on finding the bacilli, the kind of bacteria which causes the illness. Then, when it has found that, it is satisfied. But it is much more important to know how it comes about that, at a particular moment of a man's life, he is prone to develop some suggestion of a vegetative process, so that the bacilli scent a comfortable place of sojourn. The important thing is to keep our bodily constitution in such a condition that it is not an agreeable hostelry for all vegetable pests; if we do this, these gentlemen will not be able to bring about too great a devastation in us. Now there remains the question: in considering the human being physically in his relation to the outer world, what part do the bony skeleton and muscles really play in the human life process as a whole? We now come to something which, in the science of today, is hardly regarded at all; but it is absolutely essential that you should grasp it if you want to understand the human being. Please notice what happens when you bend your arm. Through the contraction of the muscle which bends your forearm you are bringing into play a machine-like process. Imagine that it simply comes about in the following way. First of all, you have a position where upper and lower arm (or two corresponding laths or poles) lie in one and the same direction (drawing a). Then this position (drawing b) represents the bent arm. Suppose now you stretch a band (c) and then begin to roll it up. This lath here would carry out the movement indicated by the arrow in the drawing. It is a thoroughly machine-like movement. You also carry out mechanical movements of this kind when you bend your knee and when you walk. For in walking the whole mechanism of your body is brought into continuous movement, and forces are continuously at work. They are pre-eminently forces of leverage, but forces are actually at work. Imagine to yourselves that by some kind of photographic trick you could arrange that, when a man was walking, all the forces and nothing of the man, should be photographed; I mean the forces which he applies to raise his knee, to put it down again, to bring the other leg in front. Nothing of the man would be photographed except the forces. If in the photograph you could see these forces developing, it would be a photograph of a shadow, and even in walking itself you would have a whole series of shadows. You make a great mistake if you believe that you live with your ego in your muscles and flesh. Even when you are awake you do not live with your ego in your muscles and flesh, you live with your ego principally in the shadow which you photograph in this way, in the forces used by your body when it moves. Grotesque though it may sound, when you sit down and press your back against the back of the chair, you live with your ego in the force which is developed in this pressure. When you stand up you live in the force with which your feet press the ground. You live continually in forces. It is not in the least true that we live with our ego in our visible body. We live with our ego in forces. We only carry our visible body about with us; drag it along with us during our physical earth life until death. Even in the waking condition we live only in a force body. And what does this force body really do? It continually sets itself a peculiar task. It is true, is it not, that when you are eating you take in all kinds of mineral substances? Even if you do not make your soup very salty, the salt is nevertheless in the food, and you are taking in mineral substance. It is necessary that you should take in mineral substance. What do you do with it? Your head cannot do much with it. Neither can your trunk-chest system. But your limb system prevents these mineral substances from taking on their own crystal forms in you. If you did not develop the forces of your limb system, then when you ate salt you would become a salt crystal. Your limb system, your skeleton and your muscular system have a constant tendency to work against the mineral formation of the earth, that is, to dissolve the minerals. The forces which dissolve the minerals in the human being come from the limb system. If a morbid disturbance goes beyond the merely vegetable process, that is, if the body has the tendency not only to allow plant life to appear, but also the process of mineral crystallisation, then a more severe, a more destructive form of illness is set up; for instance, diabetes. Then the body is not able to apply the force of the limbs which it receives from the universe to dissolve the mineral. In reality it should be constantly dissolving the mineral. If to-day men cannot master those forms of illness which arise from unhealthy mineralisation in the human body, it is largely because we cannot adequately apply the antidote which we must find in connection with the sense organs, the brain, the nerve fibres, etc. In order to overcome gout, diabetes and similar illnesses, we ought to be able to use in some form the apparent substances (* German: Scheinstoge)—I call them apparent substances advisedly—we ought to use this decaying matter, which is in the sense organs, in the brain and nerves. What is really healing for humanity in this sphere will only be reached when the relationship between man and nature has been thoroughly investigated from the point of view which I have given you to-day. The human body is only to be explained when we know the processes that take place in it: when we know that the human being must dissolve within him the mineral, must reverse within him the plant kingdom, must raise above him, that is, must spiritualise, the animal kingdom. And all that a teacher ought to know about the evolution of the body has—as its foundation—what I have placed before you here in these anthropological, anthroposophical considerations. |
293. The Study of Man: Lecture XIII
04 Sep 1919, Stuttgart Tr. Daphne Harwood, Helen Fox Rudolf Steiner |
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And if the spirit is not strong enough to do it we have to cut off bits of ourselves, e.g. the finger nails—because the spirit, coming from without, seeks to devour and destroy them. |
293. The Study of Man: Lecture XIII
04 Sep 1919, Stuttgart Tr. Daphne Harwood, Helen Fox Rudolf Steiner |
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The insight we have won through these lectures will enable us to understand man in his relationship to the world around him. It will enable us also to deal with the child in his relationship to the world. It is only a question of being able to apply this insight in life in the right way. We have to think of the relation of man to the outside world as twofold, for we have found that the constitution of the limb man is in complete contrast to that of the head man. We must accustom ourselves to the difficult thought that the only way to understand the forms of the limb man is to imagine the head forms turned inside out like a glove or stocking. And in this is an expression of something of great significance in the whole life of man. If we were to draw it as a diagram we might say: the head is formed as though it were pressed outwards from within, is “bulged” outwards from within. The limbs of man we can picture as pressed inwards from without through being turned inside out at the forehead. (This turning inside out is a process of great significance in the life of man.) Consider your forehead, and imagine that your inner being is striving from within outwards towards your forehead. Now on the palm of your hand or on the sole of your foot, a kind of pressure is being exercised, like the pressure on your forehead from within, only in the reverse direction. So that when you hold your hand with the palm facing outwards, or when you place the sole of your foot on the ground, there streams from without through your sole, or through your palm, what streams towards your forehead from within. This is a fact of remarkable importance. It is so very important because it enables us to see the actual disposition of the spiritual-soul element in man. This spirit-soul element, as you now see, is a stream. The spirit-soul passes through man as a stream, as a current. And what is man in respect to this soul and spirit? Imagine a flowing stream of water stopped by a dam, so that it is checked and floods back on itself. So does the spirit and soul gush over in man. The human being is like a dam for the spirit and soul. They might flow through him unhindered, but he retards and keeps them back. Man causes spirit and soul to be dammed up within him. Now this process, which I have likened to a stream, is a very remarkable one. I have likened the active flow of spirit and soul through man to a stream. But actually—what is it from the point of view of the external bodily nature? It is a perpetual suction of the human being. Man confronts the external world. Spirit and soul are continuously striving to absorb him, to suck him in. This is why we continuously shed flakes and bits of ourselves. And if the spirit is not strong enough to do it we have to cut off bits of ourselves, e.g. the finger nails—because the spirit, coming from without, seeks to devour and destroy them. The spirit destroys everything, and the body checks this destructiveness of the spirit. And in man a balance must be created between the destructive spirit and soul and the continually constructive activity of the body. The chest abdomen system is inserted amidst this stream. And it is this chest abdomen system which throws itself against the destructive onset of spirit and soul, and which permeates the human being with the material substance it produces. From this you will see that the limbs of man which reach out beyond the chest abdomen system are really the most spiritual thing of all, for there is less of the substance-creating process going on in the limbs than anywhere else in man. The only thing that brings a material element into the limbs is that part of the metabolic process which is sent into the limbs by the chest abdomen system. Our limbs are spirit to a high degree, and it is the limbs which consume our body when they move. And the task of the body is to develop in itself what is potentially in man from his birth. If the limbs move too little or move in the wrong way, they do not consume enough of the body. The abdomen chest system is then in the fortunate position—fortunate, that is, for itself—that an insufficient quantity of it is consumed by the limbs. It uses what is left over to produce surplus substantiality in man. This surplus substantiality then permeates what is native to man from his birth, that is, the bodily nature proper to him as a being born of spirit and soul. It permeates what he ought to have with something he ought not to have, with a substantiality which belongs to his earthly nature only, a substantiality having no tendency to spirit and soul in the true sense of the words: it permeates him with fat. Now when this fat is deposited in man to an abnormal extent it causes too much obstruction to the incoming consuming process of spirit and soul; with the result that the path of this spirit and soul process to the head system is made difficult. For this reason it is not right to allow children to have too much fat producing food. It causes their heads to be separated off from the soul-spiritual stream. For fat obstructs soul and spirit, and renders the head empty. It is a question of having the tact to co-operate with the child's home life and see to it that he does not get too fat. Later in life getting fat depends on all kinds of other things, also some abnormally constituted children tend to get fat because they are weak—but with normal children it is always possible to prevent excessive fat by giving a suitable diet. We shall not, however, have the right feeling of responsibility towards these things unless we appreciate their very great significance. We must realise that if we allow the child to accumulate too much fat we are encroaching on the work of the world process. The world has a purpose to achieve in man, which it signifies by letting soul and spirit flow through him. We definitely encroach on a cosmic process if we let the child get too fat. Now something very remarkable happens in man's head: as all spirit and soul is dammed up there it splashes back like water meeting a weir. It is like this: the spirit and soul brings matter with it, as the Mississippi brings sand, and this matter sprays back right inside the brain; thus where spirit and soul is dammed up we have streams surging one over the other. And in this beating back of the material element matter is continually perishing in the brain. And when matter, which is still permeated with life, collapses and is driven back, as I described, there then arises the nerve. Nerve comes into existence wherever matter which has been driven through life by the spirit perishes and decays within the living organism. Hence nerve is decayed matter within the living organism: life gets jammed, as it were, gets dammed up in itself, matter crumbles away and decays. Hence arise channels in all parts of the body filled with decayed matter, these are the nerves. Here spirit and soul can play back into man. Spirit and soul sprays through man along the nerves; for spirit and soul makes use of the decayed matter. It causes matter to decay, to flake off on the surface of man's body. Indeed spirit and soul will not enter man's body and permeate it until matter has died within it. The spirit and soul element in man moves within him along the nerve channels of lifeless matter. In this way we can see how spirit and soul actually operates in man. We see it pressing upon him from outside, developing, as it does so, a devouring, consuming activity. We see it penetrating into him. We see how it is checked, how it splashes back, how it kills matter. We see how matter decays in the nerves, and how this enables the spirit and soul to make its way even to the skin, from within outwards, along the pathways of its own making. For spirit and soul cannot pass through what has organic life. Now, how can you picture the organic, the living element? You can picture it as something that takes up spirit and soul into itself, that does not let them through. And you can picture the dead material, mineral element as something that lets the spirit and soul through. So that you can get a kind of definition for the living-organic element and a definition for the bone-nerve element, and indeed for the material-mineral element as a whole. For the living-organic element is impermeable for the spirit. The dead physical element is permeable for the spirit. “Blood is a very special fluid,” for as opaque matter is to light, so is blood to the spirit. It does not let the spirit through. It retains the spirit within it. Nerve substance is a very special substance, also. It is to spirit as transparent glass is to light. As transparent glass lets the light through, so, too, physical matter, material nerve substance lets the spirit through. Here we have the difference between two component parts of the human being, that in him which is mineral, which is permeable to the spirit, and that in him which is more animal, more of a living organism, and which retains the spirit within him—that which causes the spirit to produce the forms which shape the organism. From this many things follow for the treatment of the human being. For example, when a man does bodily work he moves his limbs. This means he is entirely immersed, he is swimming about in the spirit. This is not the spirit that has dammed itself up within him, this is the spirit that is outside him. If you chop wood, or if you walk—whenever you move your limbs in work of some sort—whether useful or not—you are constantly splashing about in spirit; you are concerned constantly with spirit. This is very important. And, further it is important to ask ourselves: What if we are doing spiritual work, if we are thinking or reading—how is it then? Well, this is a concern of the spirit and soul that is within us. Now it is not we who splash about in spirit with our limbs, but the spirit and soul is at work in us and continuously makes use of our bodily nature; that is, spirit and soul come to expression wholly as a bodily process within us. And here within us by means of this damming up, matter is constantly being thrown back upon itself. In spiritual work the activity of the body is excessive, in bodily work, on the other hand, the activity of the spirit is excessive. We cannot do spiritual work, work of soul and spirit, except with the continuous participation of the body. When we do bodily work the spirit and soul within us takes part only in so far as our thoughts direct our walking, or guide our work. But the spirit and soul nature takes part in it from without. We continuously work into the spirit of the world, we continuously unite ourselves with the spirit of the world when we do bodily work. Bodily work is spiritual; spiritual work is bodily, its effect is bodily upon and within man. We must understand this paradox and make it our own, namely that bodily work is spiritual and spiritual work bodily, both in man and in its effects on man. Spirit is flooding round us when do bodily work. Matter is active within us when we do spiritual work. We must know such things, my dear friends, if we are to think with understanding about work—whether spiritual or bodily work—and about recreation and fatigue. We can only do this if we have a thorough grasp of what I have just described. For, suppose a man works too much with his limbs, that he does too much bodily work, what is the result? It brings him too much into relation with the spirit. For spirit continually floods round him when he does bodily work; consequently the spirit gains too much power over man, the spirit that comes from outside. We make ourselves too spiritual when we do too much bodily work. From without we let ourselves be made too spiritual. And it follows that we need to give ourselves up to the spirit for too long, in other words, we have to sleep too long. And too much sleep in turn promotes too much bodily activity, the bodily activity of the chest abdomen, not of the head system. This activity over-stimulates life, we become feverish, too hot. Our blood pulses in us too strongly its activity in the body cannot be assimilated, if we sleep too much. Nevertheless through excessive bodily work we produce in ourselves the desire to sleep too much. But what about lazy people who love to sleep, and who sleep so much? Why are they like this? It is due to the fact that man can never really stop working. When a lazy person sleeps it is not because he works too little, for a lazy person has to move his legs all day long, and he flourishes his arms about, too, in some fashion or other. Even a lazy person does something. From an external point of view he really does no less than an industrious person—but he does it without sense or purpose. The industrious man turns his attention to the outside world, He introduces meaning into his activities. That is the difference. Senseless activities such as a lazy person carries on are more conducive to sleep than are activities with a purpose in them. In intelligent occupation we do not merely splash about in the spirit: if there is meaning in the movements we carry out in our work we gradually draw the spirit into us. When we stretch out our hand with a purpose we unite ourselves with the spirit; and the spirit, in its turn, does not need to work so much unconsciously in sleep, because we are working with it consciously. Thus it is not a question of whether man is active or not, for a lazy man too is active, but the question is how far man's actions have a purpose in them. To be active with a purpose—these words must sink into our minds if we would be teachers. Now when is a man active without purpose? He is active without purpose, senselessly active, when he acts only in accordance with the demands of his body. He acts with purpose when he acts in accordance with the demands of his environment and not merely in accordance with those of his own body. We must pay heed to this where the child is concerned. It is possible, on the one hand, to direct the child's outer bodily movements more and more to what is purely physical, that is, to physiological gymnastics, where we simply enquire of the body what movements shall be carried out. But we can also guide the child's outer movements so that they become purposeful movements, movements penetrated with meaning, so that the child does not merely splash about in the spirit in his movements, but follows the spirit in his aims. So we develop the bodily movements into Eurythmy. The more we make the child do purely physical gymnastics the more he will be at the mercy of excessive desire for sleep; and of an excessive tendency to fat. We must not entirely neglect the bodily side, for man must live in rhythm, but having swung over to this side we must swing back again to a kind of movement which is permeated with purpose—as in Eurythmy, where every movement expresses a sound and has a meaning—the more we can alternate gymnastics with Eurythmy the more we shall bring harmony into the need for sleeping and waking; the more, too, shall we maintain normal life in the child's will, in his relations to the outer world. That gymnastics, moreover, has become void of all sense or meaning, that we have made it into an activity that follows the body entirely, is a characteristic phenomenon of the age of materialism. And the fact that we seek to “raise” this activity to the level of sport, where the movements to be performed are derived solely from the body, and not only lack all sense and meaning, but are contrary to sense and meaning—this fact is typical of the endeavour to drag man down even beyond the level of materialistic thinking to that of brute feeling. The excessive pursuit of sport is Darwinism in practice. Theoretical Darwinism is to assert that man comes from the animals. Sport is practical Darwinism, it proclaims an ethic which leads man back again to the animal. One must speak of these things to-day in this radical manner because the present-day teacher must understand them; for, not only must he be the teacher of those children entrusted to his care, he must also work socially, he must work back upon mankind as a whole to prevent the increasing growth of things which would tend indeed to have an animalising effect upon humanity. This is not false asceticism. It comes from the objectivity of real insight, and is as true as any other scientific knowledge. Now what is the position with regard to spiritual work? Spiritual work, thinking, reading and so on, is always accompanied by bodily activity and by the continual decay and dying of organic matter. When we are too active in spirit and soul we have decayed organic matter within us. If we spend our entire day in learned work we have too much decayed organic matter in us by the evening, This works on in us, and disturbs restful sleep. Excessive spiritual work disturbs sleep just as excessive bodily work makes one sleep-sodden. But when we exert ourselves too much over soul-spiritual work, when, for instance, we read something difficult, and really have to think as we read (not exactly a favourite occupation nowadays), if we do too much difficult reading we fall asleep over it. Or if we listen, not to the trite platitudes of popular speakers or others who only say what we already know, but to people whose words we have to follow with our thoughts because they are telling us what we do not yet know—we get tired and sleep-sodden. It is well known that people who go to a lecture or concert because it is “the thing to do”, and do not give real thought or feeling to what is put before them, fall asleep at the first word, or the first note. Often they will sleep all through the lecture or concert which they have attended only from a sense of duty or of social obligation. Now here again are two kinds of activity. Just as there is a difference between outward activity which has meaning and purpose and that which has no meaning, so there is a difference between the inner activity of thought and perception which goes on mechanically and that which is always accompanied by feelings. If we so carry out our work that continuous interest is combined with it, this interest and attention enlivens the activity of our breast system and prevents the nerves from decaying to an excessive degree. The more you merely skim along in your reading, the less you exert yourselves to take in what you read with really deep interest—the more you will be furthering the decay of substance within you. But the more you follow what you read with interest and warmth of feeling the more you will be furthering the blood activity, that is, that activity which keeps matter alive. And the more, too, you will be preventing mental activity from disturbing your sleep. When you have to cram for an examination you are assimilating a great deal in opposition to your interest. For if we only assimilated what aroused our interest we should not get through our examinations under modern conditions. It follows that cramming for an examination disturbs sleep and brings disorder into our normal life. This must be specially borne in mind where children are concerned. Therefore for children it is best of all, and most in accordance with an educational ideal, if we omit all cramming for examinations. That is, we should omit examinations altogether and let the school year finish as it began. As teachers we must feel it our duty to ask ourselves: why should the child undergo a test at all? I have always had him before me and I know quite well what he knows and does not know. Of course under present-day conditions this must remain an ideal for the time being. And I must beg you not to direct your rebel natures too forcibly against the outside world. Your criticism of our present-day civilisation you must turn inwards like a goad, so that you may work slowly—for we can only work slowly in these things—towards making people learn to think differently; then external social conditions will change their present form. But you must always remember the inner connection of things. You must know that Eurythmy, external activity permeated with purpose, is a spiritualising of bodily activity, and the arousing of interest in one's teaching (provided it is genuine) is literally a bringing of life and blood into the work of the intellect. We must bring spirit into external work, and we must bring blood into our inward, intellectual work. Think over these two sentences, and you will see that the first is of significance both in education and in social life, and that the second is of significance both in education and in hygiene. |
270. Esoteric Lessons for the First Class II: Fifteenth Hour
21 Jun 1924, Dornach Tr. Frank Thomas Smith Rudolf Steiner |
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The Guardian of the Threshold is at the abyss, warning us with his right hand extended, asking us questions which cut deeply into our souls. We sense that to each question a threefold answer comes from us: Christ's answer, Lucifer's answer, Ahriman's answer. |
270. Esoteric Lessons for the First Class II: Fifteenth Hour
21 Jun 1924, Dornach Tr. Frank Thomas Smith Rudolf Steiner |
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My dear friends, Today we will also begin with the mantric verse which rings out to human beings from all sides of cosmic events and cosmic beings, if they can truly understand with inner heart and soul what certain cosmic beings and events may tell them. O man, know thyself! My dear sisters and brothers, my dear friends, because various Class members have come today who have not been present previously, it will be necessary to say certain things which, only for the sake of coherence, are necessary in order to grasp with full understanding what the content of these Class lessons are meant to be. We have so far covered, my dear sisters and brothers, how the pictures of life appear before the soul when with real knowledge we approach the abyss which opens between the world in which we live, which surrounds us here, and that world in which we have our true being, our humanity. We become aware, if we perceive the world around us correctly, how this world demands our intense attention. We look down at the lowest creatures and up at the glowing, sparkling stars in the sky. We look all around at the kingdoms of nature, much of what is derived from them being part of us. And we have every reason to deeply feel in our hearts and souls the sublimity, the cosmic importance and the majesty of all this. And participation in any kind of esoteric, in any spiritual science, should not tempt us to engage in false asceticism – to reject either the lowly worm or the majestic stars because they belong to the visible world – and not feel their greatness, their majesty and sublimity, nor feel the importance they have for us. As true adherents of spiritual science, we should feel that we are a part of the world around us. But we should also be aware – and we can be aware of it if we put our hearts and souls into the phenomena and beings and events of the world in the right way – we can and should be conscious of the fact that our true highest human self cannot be found in all the kingdoms of nature; that it cannot be found in the sunlit shining world, despite it's grandeur and nobility; that we must seek it in a world separated from our perception by an abyss; and that what is beyond that abyss in the world from which we really originate, appears to us at first as the blackest darkness. It stands like a wall before us, with the abyss in front of it. The first being we encounter stands at this abyss. Every night when we sleep we find ourselves in the realm to which we belong with the most inner, true being of our humanity; we are really within it, that must be emphasized. But we may only consciously enter this realm in full maturity. The Guardian of the Threshold is there to warn us that we may not enter immaturely. He is the first spiritual being we meet if we have the earnest, real will to look into and to enter the world of our origin. It is the Guardian of the Threshold himself who speaks the first words to us if we wish to take thepath over the abyss into the realm of spirituality from which we originate. For it is the Guardian of the Threshold who first admonishes us to look back at our own self in order to seek the foundation of cosmic knowledge in self-knowledge. This is all given in mantric verses for those who have participated in these lessons, and leads to what was put forth in the previous lesson. Now we to situational meditation: how to see ourselves already on the other side of the abyss, but still under the influence of the Guardian of the Threshold's admonishment, whose words enable us to understand our situation once we have flown over the abyss into the realm which at first is dark to us. As long as we are here, in the realm in which we did not originate, we have the solidity of the earth under us – which bears and supports us, which we touch with our whole bodies when we are on it – the first, the earth-element. We contain in us, by what is called “water” in spiritual science, but which entails all liquidity which forms us, which makes us grow, from which all our organs are formed – the second, the water-element. The Guardian of the Threshold's admonishment also refers to this water-element, which is also the blood-element. Regarding what we inhale through our breathing, the air-element, in regard to what we take in through warmth, through the active fire in us, the Guardian of the Threshold also directs important words to us. And the cosmic powers act in us, in order that an answer forms in us to what the Guardian of the Threshold is asking. This answer, which the cosmic-powers themselves activate in us, can come from Christ: then it will be the right answer. It can come from Lucifer: then it will be the wrong answer. It can come from Ahriman: then it will again be the wrong answer. Christ's council will always be shaped in conjunction with each of the elements, so that we may feel ourselves to be completely in the spiritual world, completely in harmony with the spiritual element – but also so that we know that as long as we are earthly beings we must always return over the abyss as earthly beings and that we do not want the characteristics of the spiritual world to claim us longer than our presence in that spiritual world endures. Christ will always speak to us, counseling: as long as we are in the spiritual world we should be one with this spiritual world; when we come back we should live as real earthly beings, for only with the spirit should we wish to be in the spiritual world. Lucifer will always spur us on and tempt us to want to stay in the spiritual world, to merge with it, to merge with the feeling of wellbeing of the spiritual world. Ahriman will always tempt us to enter into his service by dragging the spiritual world over into the physical. We must let such things resonate in our souls so that we correctly feel the situation of the human being when he faces the spiritual world. Therefore, let us imagine that we are already in the spiritual world on the other side of the abyss, still in utter darkness. The Guardian of the Threshold is at the abyss, warning us with his right hand extended, asking us questions which cut deeply into our souls. We sense that to each question a threefold answer comes from us: Christ's answer, Lucifer's answer, Ahriman's answer. The Guardian speaks: Where is the earth's solidity, which supported you? Lucifer in us answers: The Guardian speaks: Where is water's forming force, which pervaded you? Christ in us answers: Lucifer in us: Ahriman in us speaks: The Guardian speaks: Where is air's energizing power, which awakened you? Christ in us: Lucifer in us: Ahriman in us: The Guardian speaks: Where is the fire's cleansing, that enflamed your I? Christ in us: Lucifer in us: Ahriman in us: We are tested by the Guardian's questions as to how we will comport ourselves in respect to the earth's firm support, to the formative force of the fluids in us, to the astrality of the creative forces of air in us, to the I-bearing force of fire in us. And Christ answers in us to correctly energize the humanity in us. Lucifer answers temptingly in us, as though we wished to adhere to the beatitude forever, which we should only possess during the moments we give ourselves over to the spirit. And Ahriman answers in us as though we wished to transfer to the realm of earth what we shared in the spirit-land. We must let what is active in the soul be what is possible for the soul. We must not only expose ourselves to the voice of Christ, but also to those of Lucifer and Ahriman. In meditation we must imagine ourselves in this situation. Then, my dear sisters and brothers, because we are called in the innermost depths of soul, we will be liberated to the extent that, in this liberating spirit-experience, we can really make the spiritual element our own. Today we must review this situation again. We must strongly feel ourselves on the other side of this threshold of the abyss, the warning Guardian of the Threshold at our side; in us the voices which pull human beings in different directions: Lucifer and Ahriman; the voice of Christ in us, which shows us the right direction, while Lucifer on one side and Ahriman on the other try to lead us into error. Then we will hold to the orientation which makes it possible to make a start in the spiritual world with the right feelings. We can only achieve this, my dear sisters and brothers, if we gradually acquire the ability to feel about the higher spiritual beings as we do about the three kingdoms of nature here in the world of the senses. When we stand here in the physical world, we feel outside of us the essence of stone, of the mineral kingdom, and we say: this mineral essence also exists in us. We have salt in us in which the mineral element exists, and which enables us to be human beings within the earthly realm. We look at the world of plants. We know: we take into ourselves the essence of plants, we have it in our earthly being within the confines of our skin, we bear it in our growth process, in all that forms our organism, also in all that we evolve in sleep. We feel the essence of plants in us as we observe the plants around us. We look at the animals and know that we bear the essence of animality in our astrality, in our breathing process. We look at the immense variety of animals and say: we feel identified with this animality because we bear it in ourselves. Only we elevate it to the level of humanity. Thus we find ourselves here in the sensible world standing among the three kingdoms of nature. We must also learn to feel when we are in the spirit-world among its beings with our spiritual-psychical humanity, as we feel when we are here with our etheric-physical humanity among the kingdoms of nature. Just as we must learn to be physical beings among other physical beings, so must we learn to be spirit-soul beings among other spirit-soul beings. We have learned about the spirit-soul world, which touches us as men in the form of three hierarchies, just as we have learned to know the beings within the three kingdoms of nature. We belong to the three kingdoms of nature with our etheric-physical nature. We belong to the three kingdoms of the hierarchies with our spirit-soul being. When we are here in the sensible world it is natural for us to belong to the three kingdoms of nature and to let them flow through us, to be among them. When we are in the spirit-soul world, it must be natural for us to belong to that world and to the beings of the higher hierarchies for the time we have there, and to realize that we are among these beings of the higher hierarchies, just as we do in respect to the beings of the kingdoms of nature. The Guardian indicates this to us again. And the mantric words, brought forth from the spiritual world through the magical force of the Guardian's voice, must resound repeatedly, again and again, in our souls in meditation. Then they will have the force, through the simple way they are formulated and the repetitions contained in them, to awaken in our souls the sensation of standing in the spiritual world among the hierarchies. Therefore, we are to imagine the mantras which the Guardian now speaks in the following way. We are still in darkness on the other side of the threshold in the spiritual world. We first learn to feel in the spiritual world before we learn to see. The Guardian speaks again with respect to the elements – at first earth, water and air; fire will be the subject of the next lesson – So first the Guardian speaks about the earth, water and air elements, about everything in us which is solid; everything that is fluid in us, especially our blood and tissue fluids; about everything in us which is airy, the inhaled air. The Guardian speaks about all that. And he calls out what resounds from the world of the hierarchies. After the Guardian has spoken to us, the hierarchies speak one after the other. The third hierarchy with the first mantra: first the Angeloi, then Archangeloi, and thirdly the Archai. We feel ourselves to be in this situation. The Guardian of the Threshold speaks to us. The words resound from out of the darkness, as if they came from under the earth, yet resounding deeply in our souls. The Guardian speaks: What becomes of the earth's solidity, which supported you? The Angeloi from the third hierarchy: The Archangeloi from the third hierarchy: The Archai from the third hierarchy: From the cosmos we are receiving an important threefold teaching about the Guardian of the Threshold's questions. His words call forth the answers from the Angeloi, the Archangeloi and the Archai with magical force. What do the Angeloi teach us? We humans think. At first we believe that we are experiencing our thoughts alone. But as our thoughts are passing through our minds, the Angeloi really live in them. And when we feel with our senses – as when we grasp something – the Angeloi live in our thinking; it is their feeling. They bring it to our consciousness. And just as the Angeloi feel in our thinking, the Archangeloi experience in our feeling, and the Archai perceive in our willing. When a thought is passing through your minds, my dear sisters and brothers, then feel that in this thought a being from the hierarchy of the Angeloi feels something. The Angeloi touch something when you think. When you are feeling, a being from the hierarchy of the Archangeloi experiences something. When you are willing, while your willing is unfolding, a being from the hierarchy of the Archai perceives something. Human thinking, human feeling, human willing, are not mere processes in humanity. While we are thinking, the Angeloi are feeling; while we are feeling, the Archangeloi are experiencing; while we are willing, the Archai are perceiving. [The first part of the mantra is written on the blackboard – always in italics.] The Guardian: What becomes of the earth's solidity, which supported you? From the hierarchy of the Angeloi [the answer] resounds: Angeloi: From the hierarchy of the Archangeloi resounds: Archangeloi: From the hierarchy of the Archai resounds: Archai: This is what replaces the earth-element in the spiritual world. For the solidity of the earth is not there. The earth's ground is gone. Everything solid is gone. The third hierarchy of Angeloi, Archangeloi, Archai do not create solidity the way minerals do. In our thinking we would not only sink downward but to all directions if the Angeloi did not act in it, if it did not have their feeling in it. We would be thrown formlessly in all directions if the Archangeloi did not live in our feeling. We would disappear into nothingness in our willing if we did not have the Archai's strengthof perception in this willing. Second is water, which provides us with formative force: the liquid element in us. Again we image that we are standing beyond the abyss in the spiritual world still in darkness. First we learn feeling. The Guardian speaks in admonishment, questioning. But now the beings of the second hierarchy, the Exusiai, Dynamis, Kyriotetes, answer about the force of fluids, the element of water. The Guardian speaks: What becomes of water's formative force, which pervaded you? From the second hierarchy the Exusiai answer: The Dynamis of the second hierarchy: The Kyriotetes of the second hierarchy: By this means we become aware that in our surroundings we do not stand alone. We should learn to feel that in the physical existence within the boundaries of our skin lives a portion of cosmic being. The second hierarchy is in us, acts in us as though we were cosmic beings, beings which belong as members to the cosmos. By means of these mantras, we should become aware that we stand within the cosmic process, and that everything, from the most minute vibrations of our cells to the powerful, sublime wave movement of our blood, to the rhythm of our breathing system, to the rhythm that allows day to change into night, that it is all not only a process in us, but is also part of the cosmic process. [The second part of the mantra is written on the blackboard.] The Guardian: What becomes of the water's formative force, which pervaded you? The Exusiai from the second hierarchy answer: Exusiai: The Dynamis from the second hierarchy answer: Dynamis: The Kyriotetes from the second hierarchy answer: Kyriotetes: An exactness exists in these mantric verses. Therefore, the question may arise: Why do we have here “body's-being” in contrast to “cosmic process”? We must feel each word exactly if a mantric verse is to work correctly in our souls. Outside of us the cosmic process carries on, in that we feel it to be a process. This cosmic-process is everywhere expanding, filling the universe. – Translators' note: The German word “Welt” can refer to world, cosmos/cosmic, or universe. With few exceptions, Rudolf Steiner always said “Welt”. I have used the variation which I consider to best meet the requirements of his meaning. – In that it continues in us, is in us, we feel it to be a closed entity because we are enclosed within our skin and feel ourselves to be complete and enclosed. We do not feel everything within us as weaving, waving and undulating, as we do outside us. Therefore, “process” and “being” are in contrast, whereas the repetitions “creation” “creation” and “life” “life” [in the previous lines] are correct. In respect to the air-element, the Guardian of the Threshold raises his questions. The beings of the first hierarchy – Thrones, Cherubim, Seraphim – answer. They admonish us that we should be conscious of how the cosmos works in us. From merely being conscious, the beings of the first hierarchy lead us to being self-conscious. The Guardian speaks: What becomes of air's stimulating force, which awakened you? The Thrones answer from the first hierarchy: The Cherubim answer from the first hierarchy: The Seraphim answer from the first hierarchy: Now we are exhorted to waken self-consciousness at a higher level, in that we have felt our merging in the cosmos, our dedication to the cosmos, through the magical words of the second hierarchy. [The third part of the mantra is written on the blackboard.] The Guardian: What becomes of the air's stimulating force, which awakened you? The cosmic answer resounds from the first hierarchy: Thrones: Cherubim: Seraphim: Yes, my dear sisters and brothers, if we do not feel the effect of this last mantra, how it resounds from the fiery, lightning-strong Seraphim: “Awaken within inner-light in your divine-cosmic-light”, how these fiery words resound from the flaming lightning of the Seraphim, we will not sense how a force must awaken in our own souls with which, where we are standing in darkness beyond the abyss, still trying to orient ourselves, we feel the universe gradually approaching us – so that by and by a glimmer emerges, then becoming lighter, a continual expansion of the glimmer in space. And as the glimmer grows more glowing and shining, and through our own power the night-enveloped darkness beyond in the spiritual world gradually gets lighter. That is how it must be. We must try to develop the kindling force of our own selves, the kindling fiery force of our own humanity – for it is light in what was at first a night-enveloped spiritual land. Thus we feel integrated in that threefold spirit-world of the Angeloi, Exusiai, Thrones and so forth, just as we feel integrated here in the sensible world of the three kingdoms of nature. And we learn as truly human to feel at home in spiritual surroundings just as sense-perceptible beings we feel at home in sense-perceptible surroundings. We learn as we ascend from the third hierarchy – who unfold the spirit in us, our own spirit, in which they live – to the second hierarchy, who develop the spirit in us, creating, living, shaping; and finally to the first hierarchy, where we again have support, but support of spirit, which is above and not below, where we have the mighty wisdom of the Cherubim who bring to our self-consciousness what can warm our inner life with self-knowledge, self-feeling, self-warming – and this warmed self becomes the shining-element, so that what was previously dark for us becomes light. Thus we are standing at the Guardian of the Threshold's side deeply feeling that admonition which resounds from all the cosmic beings, from all the cosmic events, so that we can gain, from self-knowledge, cosmic-knowledge, and from cosmic-knowledge, human-knowledge, so that we can stand in the realm of nature, but also in the realm of spirit, and realize our Self from both sides of reality: from the side of nature and from the side of the spirit. Then a new form resounds – not different in words, but in our feeling, strengthened by the admonishments from all the hierarchies of the spiritual world, from which we originated. O man, know thyself! |
270. Esoteric Lessons for the First Class III: Fourth Recapitulation
13 Sep 1924, Dornach Tr. Frank Thomas Smith Rudolf Steiner |
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If the finger could feel for itself it would say: I am only a finger as long as I am a part of the human body, when the human body's blood is my blood, when the human body's pulsation is my pulsation. If I am cut off, I cease being a finger. The finger loses its meaning when separated from the organism to which it belongs and only as part of which it can be a finger. |
270. Esoteric Lessons for the First Class III: Fourth Recapitulation
13 Sep 1924, Dornach Tr. Frank Thomas Smith Rudolf Steiner |
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My dear sisters and brothers, It is not possible every time to give the corresponding introduction about the task and meaning of the School and about membership in the School. Therefore, although a large number of new members are again present, I will not give the introduction, but will continue from where we left off last time, and I must remind the members who are to give the previous mantras to the newcomers in the usual way, that they must to do so under the conditions which I will mention at the end of this lesson. They should also describe the conditions for acceptance in this School. * We shall begin by again letting our souls hear the words which are spoken by all the Beings and processes of the world to the human being who wishes to be worthy of the name, and who has an unbiased sense that in them lies the exhortation to seek true self-knowledge, a self-knowledge that leads to knowledge of the world. And we are exhorted from all sides, from all the Beings of all the kingdoms of nature and all the kingdoms of spirit to this self-knowledge in the true sense of the word, which is the path to world-knowledge. Thus, all the Beings of nature and of the spirit exhorted humans in the past, exhort them in the present, and will exhort humans in the future. These exhorting words that urge the soul of man, if he wants to hear them, from all sides, from the east and the west, from the south and the north, from above and below, may also today begin to describe what this Michael-School should mean: O man, know thyself! * We have seen how the seeker of knowledge approaches the Guardian of the Threshold, how—after the seeker of knowledge has stood there shattered by the impression of the three beasts, which show the true nature of his present willing, feeling and thinking as they appear before the visage of the spiritual world—how he is gradually lifted up by the Guardian of the Threshold. And we have already heard what the Guardian of the Threshold speaks to the one he wants to lift up, how he points, on the one hand, above, where a battle is taking place between the light and the dark powers in the realm from which the force of our thinking streams into our humanity. The Guardian of the Threshold thinks that we need this image. We need—if we wish to feel in the right way, by seeking knowledge, the origins of our thinking, the force of our thinking in our humanity—to look up to that realm from which our thinking comes, where however a terrible battle rages between the powers of light, the light which wants to guide thinking along the right track, and the powers of darkness, who want to divert thinking from the right track and lead it along paths of aberration. Our thinking is rooted above. We must know it to be so rooted if we want to be knowledgeable in the battle between light and darkness. And then, if we understand what striving towards the light is, we find that we must remain erect. And we must know that we are involved with the battle between light and darkness: The light wants to bring us to a state of spiritual powerlessness, so to speak; the darkness wants to make us lose ourselves in matter. But we must seek the state of equilibrium between them—not letting ourselves be overtaken by light, nor letting the darkness transform us into matter, but to stand firmly in our selfhood and find the equilibrium for our thinking between light and darkness. And then when we consider our feeling, we must see—in that realm which reaches out into the horizontal, into the cosmic distances—how we are involved in the battle between the warmth of soul and the coldness of soul. In the warmth of soul are working all the luciferic powers, the powers of beauty, the powers of brightness, the powers who want to give us divine forces without our own effort. We would be unfree and lacking independence if they were to catch us. But on the other side are the powers of cold, the coldness of soul that is permeated by ahrimanic Beings who would cause us to lose our Selves in the cold. We must find the equilibrium between that spiritual blissfulness into which the forces of warmth, the forces of heat, of fire wish to bring us, and that region into which, with enormous all-embracing intellectuality, the ahrimanic powers wish to seduce us with coldness. We must maintain our equilibrium between both of them in order to find the right sense of feeling for knowledge. Then, when we observe our willing, we must look below. There is the realm of the earth and of gravity from which the force of our will comes for our earthly life. For the earth does not only contain the force of gravity; spiritually, it also contains the force of human will. Once again, we stand face to face with two powers—the powers of life and the powers of death. We can succumb with our willing to the powers of life. Then it is as though the powers of life want to seize us, use our will forces in the cosmos. We must hold our Self erect, and find the equilibrium between these powers of life and the powers of death, the latter wanting to confine us in a constricted space in order to eternally interweave our will with materiality. The Guardian of the Threshold exhorts us at this point to maintain ourselves in equilibrium between light and darkness, in equilibrium between warmth and cold, in equilibrium between life and death. For we may not only belong to the power of the light. In light alone we would be benumbed, dazzled. We may not devote ourselves to the darkness alone, for then we would lose ourselves in the substance of darkness. We must strive for what is striven for in all the world. Wherever you look, my sisters and brothers, light and darkness intermingle. Look at your hair. The light plants it in your head. But it must be permeated with darkness, otherwise your hair would be entirely rays of light. Look at your whole body: it is woven of light. But it could have no solidity if darkness were not also interwoven in it. Look at any object, my sisters and brothers! Blossoming plants: they are created from light; but the powers of darkness must press up from the soil so that from light and darkness what the plants represent in their solid consistency—the nature of plants on earth—can be found. Just as in all of nature a balance between light and darkness is found, so must the human being strive psychically for it in the spiritual world if he wants to be a real seeker after knowledge. And it is also the case for equilibrium between warmth and cold, and for equilibrium between life and death. So, there we are at the yawning abyss of being, still looking, as behind us the gleaming colorful kingdoms of nature, to which we belong with our senses, become darker and darker as it becomes clear to us that our real being is not revealed by all of wondrous sensory nature, nor is it what leads us to self-knowledge. In front of us, like a black wall, is still the border of the dark realm, into which we must go so that there will be light within by means of the force which we ourselves bring. We are still standing at the yawning abyss of being, but have become bolder in confidence that through the Guardian's admonitions we will grow wings to cross the abyss in order to enter the darkness, and there is light in the darkness. This is one of the last of the Guardian's admonitions: The light does battle with powers of darkness [The mantra is written on the blackboard.] The Guardian at the abyss exacting equilibrium: The light does battle with powers of darkness You will find, my dear sisters and brothers, that if you devote yourselves to these mantric worlds with the right conviction and with peace in your souls, with a feeling of sacrificial devotion to the spirit, you will find that what instills equilibrium in the soul is present in the words themselves. As seekers after knowledge, we stand now before the Guardian of the Threshold at the yawning abyss of being. Next the Guardian of the Threshold teaches us how we, in wanting to choose the right direction between light and darkness, warmth and cold, life and death, can find our own Self. In no other way can we do this, my dear sisters and brothers, than by pondering the following: In order to achieve true knowledge it is necessary that we become one with the world, that we have a feeling respecting the world as a finger would if it could feel for itself, feel itself to be a part of the entire human body. If the finger could feel for itself it would say: I am only a finger as long as I am a part of the human body, when the human body's blood is my blood, when the human body's pulsation is my pulsation. If I am cut off, I cease being a finger. The finger loses its meaning when separated from the organism to which it belongs and only as part of which it can be a finger. The human being must learn to feel in this way in respect to the entire world. We are members of the spirit-soul organism of the entire world, and only seem to be separated from the spirit-soul organism of the world. We must connect in the right way to the spirit-soul organism of the world and must know that around us the elements earth, water, air, fire are spread, and we must learn to feel that our bodily nature—for it is composed of these elements—is at one with these elements. The Guardian of the Threshold teaches us that we should do this, and how. Just consider exactly what learning streams in those mantric verses the Guardian of the Threshold has given us, which have brought us to the abyss of being. My dear sisters and brothers, think that you tentatively touch some object with your finger. You know that the object is there where you touch it. You touch an object. You have the feeling of being at one with this object, because at the moment you touch it the sense of touch is what makes a finger, or whatever you touch it with, at one with the object. Now think that you as a whole are like a finger, a touching finger. You are standing on the earth, on the element earth. You are standing here because the earth's main property is the element of gravity. You are touching the earth with the soles of your feet, regardless of whether you are standing on the floor of a room or outside on the bare earth. The point is that you feel, in standing, that you are touching the earth's gravitational element. You could be standing above on a mountain, or on a tower: you sense—just as you sense at the tip of your finger the hard and the soft, the warm and the cold—in the process of touching you sense the unity in your soles of your feet, where you sense the weight of gravity. The Guardian of the Threshold says this when he admonishes us in the following way: O man, touch within your body's entire being That earthly forces are our support, that the earthly element supports us so we don't sink down, is what the Guardian of the Threshold is telling us now. Then he leads us further, so that we not only feel that we are like a whole finger, but that we also feel what is within the finger: it is the element of water, of fluid. For everything which is in the human being—something also known by physical science—is born from the fluid element. Solid is isolated from fluid, as ice is from water. We must rise to the sensation of the element of water. Out in the world everything is of a fluid nature. Our own formative forces are formed in us by the fluid element. Just as we feel the earth as our support, we also feel, in that we feel our organs, that we are formed as human beings out of the fluid element. It creates the formative forces for us. Our lungs and our livers are solidly formed, but they solidify from out of the fluid element, from out of the element of water. Just as we feel the earth to be our support, we also feel, in that we feel our organs, that the water element forms us as human beings. The water forces are our sculptors; the earth is our support. Therefore, the Guardian of the Threshold admonishes us: O man, experience in the circle of your touch (We can touch everywhere, but when we feel the touching itself ...) O man, experience in the circle of your touch, Now the Guardian of the Threshold continues to admonish us. He teaches us how we can also unite with the powers of air. We breathe in the air. We know that if we breathe in the air in the wrong way we feel it; so, it has to do with our feelings. We have feelings that make us fearful, that breech the coherence of our existence. Just as the water element shapes us, so do does the air element care for us. The Guardian of the Threshold admonishes us: O man, now feel in all your life's interweaving Now the Guardian leads us farther on to the warmth element. We feel ourselves united internally with warmth. We feel the earth outside of us as support. We know little about how the water forces shape us, during growth, for example; that stays in the subconscious. The powers of air thrust themselves in only when they are abnormal, when they don't work normally. But we feel united with warmth when we have the right amount in us. Our souls and our whole being become warm when we feel warmth from without. We stiffen when we must experience cold from without. Warmth and cold are at one with us in a completely different way in the elemental world. There they are neither merely supporters, nor our sculptors, nor our caregivers—they are our true helpers in physical existence. The Guardian of the Threshold admonishes us: O man, think in all the streams of feeling, If we heed all that is entailed in these demands, we will find the path to conscious unification of our corporeality with the elements. And in different degrees our corporeality is one with the elements. At first the earth-element supports us in an exterior, mechanical way. The earth-element is support for us; it is mechanical and exterior. It will become more inward, but still consists of formations which do not reach the soul; water-beings form us, are our “sculptors”. When we become one with the air-elements, we rise to the level of morality. The air-element is no longer a mere exterior designer, it is our caregiver. And our feelings are of anxiety if we do not breathe in the right way. The powers of air are “caregivers”; warmth and cold are “helpers”, enabling us to be earthly beings. They are fire-powers, now wholly at the moral level. The summation of the Guardian of the Threshold's admonitions with respect to the escalation of the elements: O man, observe yourself in the elemental kingdom. [The mantra is written on the blackboard.] The Guardian's teaching: O man, touch within your body's entire being We have here the escalation [the words are underlined on the blackboard.]: “support”, “sculptors”, “caregivers”, “helpers”. We also have another escalation. For in a mantric verse every word is in the right place, and there is no word there that only serves to fill an empty space. Everything coincides with its inner meaning with which we should unite ourselves in meditation on the mantric verse. We have an escalation [underlined on the blackboard] “touch”, “experience”, “feel”, “think”. It is a special escalation. So in meditation we must also sense the inner, meaningful structure of such a mantric verse. Once the Guardian has said this, he sums it up again in one line: [It is written on the blackboard:] O man, observe yourself in the elemental kingdom. Thus, the Guardian leads us to an inner experience of the verses, through which we can unite our corporeality with the elements to which it belongs. Then he guides us further on to the soul. Here he doesn't point us to the elements earth, water, air, fire; here he points us to the planets. He points out to us how we should feel about what mutually draws the planets' orbits around the earth, how one planet or another draws the orbit. The orbits have a relationship and speak to each other when the human being rises in his soul to this secret of the universe-pointing, planetary powers. Then he lives with his soul in the spiritual kingdom of the cosmos, just as he had previously lived with his body in the elemental kingdom. We can only psychically feel to be at one with the cosmos if we bring ourselves to live into the kingdom of the planets and their orbits. The Guardian of the Threshold tells us this with these words: O man, let rule within your depths of soul [It is written on the blackboard.] O man, let rule within your depths of soul
Again, the Guardian of the Threshold sums up the direction-giving forces in these two lines for how the soul can feel to be at one with the secrets of the planets: [written on the blackboard] O man, become yourself... The cosmic orbits of the various planets are drawn together into one cosmic orbit. We have thereby felt body and soul to be at one with the cosmos: the body with the earthly elements, the soul with the planets. If we want the spirit to feel at one with the universe, we can neither look to the elements nor to the secrets of the planets, rather must we look to the stars. For there is the power with which we must feel our spirit to be at one with in the distant universe, if we wish to feel ourselves to be members of this universe in the true sense. There the cosmos begins to intone the music of the spheres. Therefore, the Guardian of the Threshold admonishes us: O man, preserve within your spirit's creation [It is written on the blackboard.] O man, preserve within your spirit's creation Again, the Guardian of the Threshold summarizes the requirement in one line: O man, create yourself through heaven's wisdom. [It is written on the blackboard.] At every moment our spiritual existence is a creation of our Self. If we sense and feel this in the right way, we are internalized by the Guardian of the Threshold. We recall how the words of self-knowledge were intoned from all creation still in an abstract form, how they rang out to us from all sides of natural and spiritual existence. But now the phrase: “O man, know thyself”, is clarified in all its parts. It now consists of one, two, three, four, five, six, seven, eight, nine parts. “O man, know thyself” should be seen as nine rays of light, so to speak. Then it will be filled with what our meditation needs. That is how we should feel. And, in a certain sense, we should pledge to the Guardian of the Threshold that we will adhere to his admonition: O man, touch within your body's entire being We make a kind of pledge to the Guardian of the Threshold that we will always adhere to his admonitions, letting them run through our soul as mantras. Again, and again we look back, and at every step we feel bound to remember what is happening on this side of the threshold. And on this side of the threshold every stone and every plant, every tree, every cloud, every spring, every rock, every lightning, every thunder has called to us: O man, know thyself! Thus, when these words of the Guardian of the threshold ring out with full spiritual force in this room—words which he as the serving member of Michael's power, the reigning power of our time—when these words ring out we can be certain, because this esoteric school has been founded by Michael's might itself, that Michael is present with his force, with his spirit, with his love, that Michael is psycho-spiritually present among us. And that can be confirmed—here where responsibility is felt by the leadership of the School towards the power of Michael—that nothing else streams through this School than what is present in the holy will of Michael. It may be confirmed by Michael's sign and Michael's seal; this Michael-Sign [in red]: and the Michael-seal, which confirms that Michael-Power enters into the true Rosicrucian training and is thus conjoined with what is being taught in the Michael School with Michael's seal, which the Rosicrucian endowment seals in the Rosicrucian verse accompanied by the seal-signs: Ex deo nascimur [seal gesture] In Cristo morimur [seal gesture] Per spiritum sanctum reviviscimus [seal gesture] and that means: I revere the Father [first seal gesture] I love the Son [middle seal gesture] I unite with the Spirit [third seal gesture] “I revere the Father”: in saying “Ex deo nascimur”, this feeling passes through our soul; “I love the Son”: in saying “In Cristo morimur”, this feeling passes silently through our soul; “I unite with the Spirit”: is silently felt when saying “Per spiritum sanctum reviviscimus”. The mantric verses come to you, my sisters and brothers, with the sign and seal of Michael: [Michael Sign] [Together with the seal gestures is spoken:] Ex deo nascimur In Cristo morimur Per spiritum sanctum reviviscimus. * Only those who have been accepted as members of this School may possess the verses which are imparted here. Those who cannot be present during a lesson when verses have been given, may receive them from those who have received them in the School itself. However, in order to receive the verses, permission must first be granted by either Dr. Wegman or by me. The request to Dr. Wegman or to me can only be made by the one who wants to give the verses to another. Therefore, the one who wants to receive them should not request them; it would serve no purpose. He can go to someone and ask that he be given them; but the one who gives them must ask permission in every case. This is not an administrative rule, but an occult arrangement which must be followed, because the handing over must begin with this real act. The request may not be done in writing—it has happened, so I must be clear about it—but must be done orally, except when exceptional circumstances make an oral understanding impossible. Least of all in esoteric matters should even the hint of bureaucracy exist. Everything must be alive, just as it should be in the Anthroposophical Society. Furthermore, whoever writes down more than the verses is obliged to keep what has been written for only one week and then to burn it. For it is not good that they somehow remain longer. They can go in all possible directions. Esoteric material must be handled in this way; it is not an arbitrary rule. In esoterica, everything is determined from true occult foundations. And if esoteric mantric verses are revealed in an incorrect way by the members who have the right because they either received the verses here during a lesson or by the correct way as described—if they are received by others in an incorrect way, they lose all their spiritual force. That is an occult law. And in the spiritual world there are laws which may not be ignored without punishment. So, this is not an arbitrary rule, but one which obeys an occult law. * Now for some announcements. Tomorrow at 9:30 a.m. the course about Pastoral Medicine will continue, then at 12 noon the course for Speech Formation and drama; in the afternoon at 3:30 p.m. the course for Theologians. At 5 p.m. there will be an eurythmy performance. The next Esoteric Lesson, in which the Michael teachings will be rounded out, will take place on Monday at 8:30. |