The Child's Changing Consciousness and Waldorf Education: Foreword
Translated by Roland Everett Douglas Sloan |
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The Child's Changing Consciousness and Waldorf Education: Foreword
Translated by Roland Everett Douglas Sloan |
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Early in 1919 Rudolf Steiner was asked by the director of the Waldorf Astoria Tobacco Company in Stuttgart, Germany, to give lectures to the factory workers on the question of what new social impulses are necessary in the modern world. Responding to the lectures, the factory workers requested of Rudolf Steiner that he further help them in developing an education for their own children based on the knowledge of the human being and of society that he had opened up for them. By the end of April, that same spring, the decision had been made to establish a new school for the workers' children, the first Waldorf School. Today, the Waldorf school movement, as it is still known (or the Rudolf Steiner school movement, as it is also called), is one of the largest, and perhaps the fastest growing, independent school movements in the world. In 1984 there were over 300 schools worldwide, throughout Europe, in the United States, Canada, South America, South Africa, Australia, and New Zealand. By 1995, the seventy-fifth anniversary of the Waldorf movement, there were over 600 schools in almost forty countries. Based on a comprehensive and integrated understanding of the human being, a detailed account of child development, and with a curriculum and teaching practice that seek the unity of intellectual, emotional, and ethical development at every point, Waldorf education deserves the attention of everyone concerned with education and the human future. This book is a transcript of eight lectures plus an introduction to a eurythmy performance, taken originally in shorthand, given by Rudolf Steiner in April, 1923, at Dornach, Switzerland, to a group of Waldorf teachers and others from several European countries—he especially mentions the Czech representatives—who at this early stage had also become interested in Waldorf education. The reader today can readily sense the quality of active engagement that runs through these lectures as Rudolf Steiner explores the basic principles of Waldorf education, and at the same time, as required, confronts specific problems that arose in those early beginnings of the movement when the first school was not yet five years old. The reader is also carried immediately into a rich discussion of issues of central concern for education today. Perhaps the most helpful contribution this foreword can make to the reader is simply to underscore some of these issues. Rudolf Steiner's holistic understanding of the human being underlies all of Waldorf education. To be sure, nearly every educational reform movement in the modern world claims to be concerned with “the education of the whole child,” and in this way Waldorf education is no exception. In Waldorf education, however, this claim does not remain a generality. Rather, the many dimensions of the human being—physical, emotional, and intellectual, as well as the distinctive characteristics and myriad interrelationships of these dimensions—are presented with great care and precision. Further, their actual, concrete implications for the curriculum, the classroom, and the larger society are developed in detail and in a variety of ways. In talking about the whole human being, Rudolf Steiner frequently employs the traditional terminology of body, soul, and spirit. Despite its venerable tradition, this terminology may, for many modern readers, strike a strange note at first, especially for most modern educators. And yet, those same readers will just as likely have no trouble at all with the original Greek term for “soul,” psyche, which has acquired a firm and familiar place in the modern vocabulary just as its more recent equivalent, soul, has become somewhat strange and unfamiliar. And “psychosomatic” is the au courant expression for a sophisticated awareness of the mind-body relationship and its interaction—a term that is, however, seldom spelled out, and that often covers more than it reveals. The attentive reader will find that Rudolf Steiner makes use of traditional terminology in a precise, truly nontraditional way to explore and delineate essential dimensions and functions of the human being, which the fashionable Greek of psyche and psychosomatic tend to generalize and blur, and which much modern educational literature ignores altogether. At the very least the reader is well-advised to work with the traditional terminology and test whether or not it is indeed being used with precision and with real efficacy. Rudolf Steiner does not, however, limit himself by any means to traditional terminology. Many readers will immediately find themselves on familiar ground with Steiner's detailed account of child development. And they may recognize that many aspects of Steiner's description have been subsequently confirmed, and in certain areas filled out, by educational and developmental psychologists working independently of him (Gesell and Piaget come to mind). Readers may also notice some important differences that, together with obvious areas of overlap, invite more dialogue between Waldorf educators and non-Waldorf educators than has yet occurred. Likewise, the crucial importance that Steiner attributed to the early, preschool years—particularly as it relates to an individual's entire life—has since become a commonplace of almost all developmental psychology. No one, however, has explored the educational implications of these early years with the fullness and care for actual curriculum and classroom practice that marks Steiner's work. One example in these lectures is the care he gives to describing the educational and developmental importance of the child's learning to stand and walk, to speak, and to think—all on its own—and the unfolding implications that he indicates these early achievements have for the whole of an individual's life. Central to Steiner's account of child development is that the child comes to know the world in ways that are specific to the physical age and development of the child, and which serve as an essential foundation for other ways of knowing that follow. The primary way, Steiner points out, by which the very young, pre-school age child comes to know the world and others is through physical, sensory activity. This is an immediate, participative way of knowing by which the child through physical activity, and above all, through imitation, emulation, and play first comes to know and to make the world its own. There are many interesting potential points of contact between Steiner's description of the child's participative, imitative knowing, and the independent investigations accomplished since his death by others unacquainted with either Steiner's more general work or Waldorf education; these points of contact also offer the promise of a fruitful exchange between Waldorf education and others. For example, the importance, stressed by Steiner, of play, imitation, and activity as being the foundation for all subsequent knowing, even that of formal analytic cognition, which comes into its own with adolescence, has been explored in great detail by many developmental psychologists. Kurt Fischer, for instance, writes, “All cognition starts with action ...the higher-level cognition of childhood and adulthood derive directly from these sensorimotor actions....” And Piaget, early in his work wrote, “At this most imitative stage, the child mimics with his whole being, identifying himself with his model.” Many years before, in the lectures reprinted here, and with the actual implications for education much more at the center of his concern, Rudolf Steiner, in a stunning expression, said that “the young child, in a certain sense, really is just one great sense organ,” imitating and absorbing its whole environment. The kind of deep knowing Steiner describes here seems akin to the kind of knowing that the philosopher of science Michael Polanyi described later in terms of “tacit knowing”: a knowing-by-doing, a knowing that exists primarily in what psychologist Lawrence Kubie, and others, have called the “pre-conscious.” Moreover, Steiner's conception expressed in these lectures of the young child as “a sense organ” in which will forces are at work connects directly with all those investigators in the field of phenomenology for whom intentionality, or will, is central to all experience, including perception. As Steiner also emphasizes, this early participative knowing of the child encompasses the moral and the religious, because it involves participation with the environment, with other people, and with one's own experience in being. It is a kind of knowing that involves the being of the knower, and it is the essential foundation for what Philip Phenix has called, “learning to live well as persons.” It is a genuine knowing, which, as both Polanyi and Steiner stress, is always presupposed by more abstract, intellectual knowing. Indeed, Rudolf Steiner's description of the child's first experience of mathematics provides a vivid illustration of this crucially important point. Steiner indicates how the young child has first a lived, but pre-conscious experience of mathematics in its own early physical movements, an experience Steiner nicely describes as “bodily geometry,” a lived experience which then becomes the basis for the eventual development of abstract, mathematical conceptual thinking later on. It becomes clear how the full development of this pre-conscious, tacit knowing, grounded in lived experience is essential to the emergence of truly powerful and insightful abstract conceptuality in later years. More than any others who have dealt with it, Rudolf Steiner developed in considerable detail the implications of the young child's participative, tacit knowing (to use Polanyi's term for education). Positively, it means that the educator's primary task for the pre-school child is to provide an environment and people worthy of imitation by, and interaction with, the child. Negatively, it means that every attempt to teach young children analytical, conceptual thinking—the wide-spread efforts to teach reading, calculating, and computer skills at an ever earlier age—is premature, and a destructive intrusion that threatens the full development of the tacit knowing so necessary for truly powerful, creative, and self-confident thinking in later life. Although the dominant tendency in modern education is to continue to “hot house” young children to acquire adult reading and calculating skills, some important educators, like David Elkind, are beginning to point out, as Waldorf schools have always done, how destructive this is to the child's eventual educational growth and even physical health. In the primary school years, Rudolf Steiner points out, the child enters a new stage when the feeling life becomes dominant. The child lives in feelings, and these now become the child's primary way of knowing the world—through the feeling, pictorial, rich image-making capacities that the rhythmic, feeling life makes possible. One can say, perhaps, that while the intelligence of the pre-school child first awakens in the physical life of the child, the intelligence of the child in primary school now awakens mainly in the life of feelings. Steiner explicitly identified these years when the imagination emerges as central between the child's change of teeth and puberty. A few educators have apparently begun to recognize that the change of teeth may, indeed, be an important signal that the child is entering upon a new level of development. It is, Steiner said, a signal that the child's forces, previously involved in physical growth, now become available in a new way for imaginative thinking, and, therefore, need to be nourished and cultivated imaginatively. It is here that we see the importance of the image in all thinking. Whenever we want to explain, understand, or integrate our experience, we must have recourse to our images. Our images give us our world, and the kind and quality of our world depends on the kind and quality of the images through which we approach and understand it. During the school years when the child lives and knows the world through an imaginative, feeling life, a powerful image-making capacity is either developed or not. It is this vital picture-making capacity that gives life and insight to logical and conceptual thinking. The primary task of education in the primary school years is, therefore, to educate and nourish the imaging powers of the child, and to lead him or her into the development of strong, flexible, and insightful conceptual capacities, which only developed imagination makes possible. Here the moral dimension in knowing and education appears in yet another way. We are responsible for the kind of images we bring to bear on the world, and the ways we do it. And we are responsible for the care we take in helping children to develop their own strong image-making capacities. Much in modern American education, with its nearly exclusive emphasis on utilitarian, problem-solving skills, neglects entirely the development of the child's imagination. At the same time—through television, movies, literalistic picture books, and detailed toys, all of which leave nothing to the child's own imaginative powers—the children are made increasingly vulnerable to having their minds and feelings filled with readymade, supplied images—other people's images, often of the most banal, even violent and obsessive kind. Steiner stresses, therefore, the importance of an education during the primary school years that is thoroughly artistic in nature. In these lectures he explicitly criticizes any one-sided emphasis on emotional development that ignores the importance of intellectual development. He also criticizes as nonsense notions that all learning should be play. (In this he transcends the current split between the partisans of so-called cognitive education and affective education.) Rather than emphasizing artistic as opposed to intellectual subjects, his chief concern is to bring together intellect, emotion, and the tacit knowing of will activity in an integral unity. Every subject, especially including mathematics and science, therefore, is to be presented in an imaginative, artistic way that speaks to and nourishes the child's own imagination. In the education sought in Waldorf schools, sound, tone, stories, poetry, music, movement, handwork, painting and colors, and direct acquaintance with living nature and other people permeate the pedagogy and the curriculum of these primary school years. It is just such an artistic education in this fullest sense that leads to strong conceptual powers in the adolescent and adult years. Other people, such as the philosophers Alfred North Whitehead and John MacMurray, have recognized the centrality of the imaging, feeling life of the primary school child, and have urged that an artistic sensitivity and approach characterize all teaching during these years. Even John Dewey, in one of his more recent books, Art as Experience, and in some later essays, speaks of art as the primary model for all knowing, and of the importance of conceiving of “education as an art.” In these writings Dewey saw how essential an artistic education is to all thinking. Dewey wrote: “... the production of a work of genuine art probably demands more intelligence than does most of the so-called thinking that goes on among those who pride themselves on being intellectuals.” But Dewey never developed the educational implications of his own recognition of the centrality of the artistic-imaginative experience, and American education—although it has been enamored with Dewey's other, narrower stress on problem-solving skills—has totally ignored his later emphasis on artistic imagination and education as an art. Only now are there signs, as in the work of Elliot Eisner that some educators are beginning to recognize how essential an artistic, imaginative approach in education is. Here, once again, Waldorf education, with its seventy-five years of experience, can make an essential contribution to the current educational dialogue. At a time when increasing numbers of Americans are concerned that our schools do everything necessary to develop genuinely self-confident and creative thinking, the importance of the attention given in Waldorf education to the deepest sources of imagination, creativity, and self-confidence becomes more and more apparent. Perhaps two other elements in these lectures, which speak directly to current American educational concerns, should be briefly discussed. One has to do with the demand of many parents and public figures today that new attention be given in American schools to religious and moral education, and what is often called “teaching values.” In these lectures Rudolf Steiner stresses the importance of thinking about religious and moral education in a way very different from what is customary. At certain points in these lectures the reader will note that Rudolf Steiner and the first Waldorf schools had to grapple with difficult, specific problems posed by the current legal requirements in Germany regarding religious instruction. Even in the discussion of these specific issues, it is clear that Rudolf Steiner rejects any form of indoctrination or empty teaching of abstract religious concepts. Rather, he emphasizes the importance of the teacher. The child brings into life in its earliest years a natural gratitude for being—what Steiner suggestively terms a kind of natural “bodily religion.” And the religious-ethical task of the teacher is to respond in kind—to make available to the child an environment of things, people, and attitudes worthy of the child's grateful imitation; “the task of the teachers is through their actions and general behavior” to create a trustworthy reality for the children to live in. As the imaginative life flowers in the primary school child, the fundamental ethical-religious education is again to be sought in providing the children with an experience of beauty, fairness, a reverence for life, and a life-giving attitude and conduct on the part of the teacher. The truly ethical and religious dimensions of education have nothing to do with indoctrination, the teaching of empty concepts, “thou-shalt” attitudes, but with the actual experience of gratitude, love, wonder, a devoted interest in one's life tasks and conduct, and a recognition of the worth of the developing individual. Instead of concerning ourselves so much with teaching the children moral concepts, writes Steiner, “we should strive towards a knowledge of how we, as teachers and educators, should conduct ourselves.” And this points to another current concern within American education; namely, the need to recognize the essential importance of the person and being of the teacher (and the parent) in education. Many recent calls for reform in American education have pointed to the low standing of the teacher in our culture, and the necessity of rectifying this. In these lectures, as elsewhere, Rudolf Steiner has much of crucial importance to say. In this regard, his discussion of the complex, and necessary relationships between the child's experience of genuine authority (not authoritarianism) and the development of freedom and capacity for self-determination in later life is especially pertinent to current educational concerns. It should, perhaps, also be noted in concluding that in these lectures Rudolf Steiner was speaking to people who had at least an acquaintance with the view of the human being, on which his lectures were based. Occasionally, therefore, the word anthroposophy appears without explanation, and the reader who is meeting Rudolf Steiner and Waldorf education for the first time may have difficulty understanding what is meant. Anthroposophy was the term Rudolf Steiner used to characterize the approach to understanding the whole human being as body, soul, and spirit; while at first foreign to the modern eye, a moment's reflection will show that the term is no more difficult than the more familiar word, anthropology, except that, instead of the Greek word, logos—or “wisdom”—sophie is joined with the Greek word for “human being”—or anthropos. Elsewhere, Steiner expressed his hope that anthroposophy would not be understood in a wooden and literal translation, but that it should be taken to mean “a recognition of our essential humanity.” The ground of Waldorf education is precisely this recognition of the essential human being. Central to Waldorf education is the conviction that each pupil, each person, is an individual, evolving self of infinite worth—a human spirit, for the essence of spirit, Steiner insisted, is to be found in the mystery of the individual self. As the English Waldorf educator John Davy once observed, this is not a fashionable view in a skeptical age, but it is one that carries a natural affinity with all who care about the education and evolving humanity of our children. This foreword has attempted only to touch on some of the riches to be found in these lectures. Yet, this lecture cycle itself is far from an exhaustive account of Waldorf education. For those who want to explore further, the following lecture cycles by Rudolf Steiner are especially recommended as introductions to Waldorf education: The Education of the Child and Early Lectures on Education; The Spirit of the Waldorf School; and The Kingdom of Childhood. Steiner delivered other lecture series on education that require a deeper familiarity with Waldorf education and anthroposophy. [See pp. 210-211 for a more comprehensive list of titles.] Introductions to Waldorf education by others are also especially recommended: Mary Caroline Richards, “The Public School and the Education of the Whole Person” contained in Opening Our Moral Eye; A. C. Harwood, The Recovery of Man in Childhood: A Study in the Educational Work of Rudolf Steiner; Majorie Spock, Teaching as a Lively Art; and Frans Carlgren, Education Towards Freedom. Useful introductory articles will also be found in “An Introduction to Waldorf Education,” Teachers College Record, vol. 81 (Spring 1980): 322-370. DOUGLAS SLOAN |
The Child's Changing Consciousness and Waldorf Education: Foundations of Waldorf Education
Translated by Roland Everett Roland Everett |
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The Child's Changing Consciousness and Waldorf Education: Foundations of Waldorf Education
Translated by Roland Everett Roland Everett |
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THE FIRST FREE WALDORF SCHOOL opened its doors in Stuttgart, Germany, in September, 1919, under the auspices of Emil Molt, the Director of the Waldorf Astoria Cigarette Company and a student of Rudolf Steiner's spiritual science and particularly of Steiner's call for social renewal. It was only the previous year—amid the social chaos following the end of World War I—that Emil Molt, responding to Steiner's prognosis that truly human change would not be possible unless a sufficient number of people received an education that developed the whole human being, decided to create a school for his workers' children. Conversations with the Minister of Education and with Rudolf Steiner, in early 1919, then led rapidly to the forming of the first school. Since that time, more than six hundred schools have opened around the globe—from Italy, France, Portugal, Spain, Holland, Belgium, Great Britain, Norway, Finland and Sweden to Russia, Georgia, Poland, Hungary, Romania, Israel, South Africa, Australia, Brazil, Chile, Peru, Argentina, Japan, etc.—making the Waldorf School Movement the largest independent school movement in the world. The United States, Canada, and Mexico alone now have more than 120 schools. Although each Waldorf school is independent, and although there is a healthy oral tradition going back to the first Waldorf teachers and to Steiner himself, as well as a growing body of secondary literature, the true foundations of the Waldorf method and spirit remain the many lectures that Rudolf Steiner gave on the subject. For five years (1919-24), Rudolf Steiner, while simultaneously working on many other fronts, tirelessly dedicated himself to the dissemination of the idea of Waldorf education. He gave manifold lectures to teachers, parents, the general public, and even the children themselves. New schools were founded. The movement grew. While many of Steiner's foundational lectures have been translated and published in the past, some have never appeared in English, and many have been virtually unobtainable for years. To remedy this situation and to establish a coherent basis for Waldorf education, Anthroposophic Press has decided to publish the complete series of Steiner lectures and writings on education in a uniform series. This series will thus constitute an authoritative foundation for work in educational renewal, for Waldorf teachers, parents, and educators generally. |
125. The Christmas Festival In The Changing Course Of Time
22 Dec 1910, Berlin Translator Unknown Rudolf Steiner |
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125. The Christmas Festival In The Changing Course Of Time
22 Dec 1910, Berlin Translator Unknown Rudolf Steiner |
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When we wander at this time of year through the streets of large cities, we find them full of all sorts of things which our contemporaries want to have for their celebration of the approaching Christmas festival. Indeed, it is one of the greatest festivals of the year which humanity can celebrate: the festival which commemorates the most powerful impulse in the evolution of mankind. And yet, if we contemplate what will take place in the coming days in large cities such as ours, we may well ask: Does all of this correspond rightly to what is meant to flow through the souls and hearts of man? If we don't give ourselves up to illusions but simply face the truth, then perhaps we cannot help but admit to ourselves: All these preparations and celebrations of the Christmas festival which we see in our time fit in very poorly on the one hand with all other happenings of modern civilization around us; and on the other hand they fit in equally poorly with what should live in the depth of the human heart as a commemorative thought of the greatest impulse which humanity received in the course of its evolution. So it is perhaps no overstatement if we express the following view: There is a lack of harmony in what our eyes perceive, when we wish to permeate ourselves with the Christmas mood, and wish to receive this Christmas mood from what we can see in today's environment. There is a discord in seeing the streets bedecked with Christmas trees and other decorations in preparation for the festival, and then seeing modern traffic rushing through the midst of it all. And if modern man does not feel the full extent of this discord, the reason may well be that he has disaccustomed himself to be sensitive to all the depth and intimacy which can be connected with this approaching festival. Of all that the Christmas festival can do to deepen man's inner nature, basically no more is left today, especially for the city dweller, than a last faint echo. He is hardly in a position to feel even vaguely its former greatness. His habits prevent him from perceiving this greatness any longer, a greatness to which humanity had become accustomed in the course of centuries. It would be totally wrong if we would look with pessimism at the fact that times have changed, and that in our modern cities it has become impossible to develop that mood of profound intimacy which prevailed in earlier times with regard to this festival. It would not be right to allow such a pessimistic mood to arise, for at the same time we can feel an intimation—in our circles this feeling should certainly be present—that humanity can once again come to experience the full depth and greatness of the impulse which belongs to this festival. Seeking souls have every reason to ask themselves: “What can this ‘Christ festival’ mean to us?”. And in their hearts they can admit: Precisely through Spiritual Science something will be given to humanity, which will bring again, in the fullest sense of the word, that depth and greatness which cannot be any more today. If we don't succumb to illusion and phantasy we must admit that these can no longer exist at present. What has become often a mere festival of gifts cannot be said to have the same meaning as what the Christmas festival meant to people for many centuries in the past. Through the celebration of this festival the souls used to blossom forth with hope-filled joy, with hope-borne certainty, and with the awareness of belonging to a spiritual Being, Who descended from Spiritual heights, and united Himself with the earth, so that every human soul of good will may share in His powers. Indeed, for many centuries the celebration of this festival awakened in the souls of men the consciousness that the individual human soul can feel firmly supported by the spiritual power just described, and that all men of good will can find themselves gathered together in the service of this spiritual power. Thereby they can also find together the right ways of life on earth, so that they can mean humanly as much as possible to one another, so that they can love each other as human beings on earth as much as possible. Suppose we find it appropriate to let the following comparison work on our souls: What has the Christmas festival been for many centuries, and what should it become in the future? To this end, let us compare, on the one hand, the mood which social custom creates nowadays in certain parts of the world around us, with the mood that once permeated the Christmas festival. On the other hand, let us compare this mood of the present time with what can come about in the soul as a renewal of this festival, made as it were timeless, through Spiritual Science. For a modern urban dweller it is hardly possible to appreciate truly the full depth of what is connected with our great seasonal festivals. It is hardly possible to experience that magic which like a gentle breeze permeated the mood of soul of those who believed that they bore the Christ in their hearts during the great festivities surrounding Christmas or Easter. Today it has become very difficult indeed, especially for the city dweller, to sense anything of this magic, which permeated humanity like a gentle spiritual breeze during those seasons. For those who have had the opportunity of experiencing even a little of this magic wind which permeated the soul mood in those times this will most certainly be a wonderful, glorious memory. As a young child I was able to behold the last remnants of such a magic wind as it permeated the souls, the mood, of country folk in certain remote German villages. When the Christmas season approached I could behold how something arose in the deepest, innermost soul life of young and old, which differed essentially from the feelings and sentiments that prevailed during the rest of the year. When Christmas approached this could still be sensed quite distinctly in certain farming villages as recently as a few decades ago. The souls had then a natural way of making themselves inwardly beautiful. And they really felt something like this: “Into deepest night-enveloped darkness has the physical sunlight descended during autumn. More outer physical darkness has come about. Long have the nights become, shortened are the days. We must stay home much of the time. During the other seasons we used to go outside, to the fields, where we would feel the golden rays of the morning sun coming to meet us, where we could feel the warmth of the sun, where we could work with our hands during the long days of summer. But now, we must sit inside much of the time, we must feel much, much darkness around us, and we must often see, as we look outside through windows, how the earth is being covered with its winter garment.” It is not possible to depict in detail all the beautiful, the wonderful soul moods which awoke in the simplest farm homes on Sunday afternoons and evenings as the Christmas season approached. One would have to depict very intimate soul moods. One would have to tell how many, who had been involved in a good share of fights and mischief during the rest of the year, would feel a natural restraint in their souls, as a result of being filled with the thought: “The time of Christ draws near.” They would feel: Time itself is becoming too holy to allow mischief to occur during this season.—That is only a minor aspect of what was extensively present in past centuries, and what could still be seen in its last remnants in those remote villages in recent decades. When the celebration of Christmas retreated into the homes as a family festival you would see there no more than a little display representing the stable in Bethlehem. The children would enjoy everything connected with it, as they saw Joseph and Mary, with the shepherds in front, and the angels above, sometimes done in a very primitive way. In some villages you would find such a display of the “manger” in almost every home. What had thus retreated into the homes was more or less a last echo of something which we will touch upon later.—And when the main days of the Christmas festival, the 25th and 26th of December, had passed and Epiphany, the festival of the Three Kings, approached, you could still see a few decades ago small groups of actors wandering from village to village—the last actors to present plays of “the Holy Story.” The actual Christmas plays had already become quite rare, but a last echo of “The Play of the Three Kings” could often still be seen, as it might be even today (1910) in some remote villages. There were the “Three Holy Kings”, wearing strange costumes, different for each one, with paper crowns and a star on their heads. Thus would they move through the villages, seldom lacking humor, but with humor and reverence together. With their primitive voices they would awaken all those feelings which the soul should feel in connection with what the Bible tells of the great Christ Impulse of human evolution. The essential thing is that a mood prevailed during the Christmas season, the days and weeks surrounding the Christmas festival, to which the heart was given over, a mood in which the whole village would participate, and which enabled people to take in with simple immediacy all the representations that were brought before their souls. Grotesque, comedy-like presentations of sacred scenes, such as have become customary in our time in imitation of the Passion Plays of Oberammergau, would have met with no understanding in those days. The memory and the thought of the great periods of humanity were then still alive. It would have been impossible to find anyone willing to experience the events of the Holy Night and of the Three Kings during any other days of the year. And it would have been just as impossible to accept the Passion story at any other time but Easter. People felt united with what spoke to them from the stars, the weeks, the seasons, what spoke out of snow and sunshine. And they listened to tales of what they wanted to feel and should feel, when the so-called “Star-Singers” went around, wearing paper crowns on their heads, and lately wearing simply a white jacket. One of them used to carry a star, attached to a scissor-like device, so that he could project the star some distance out. Thus they would wander through the villages, stopping at various homes, to present their simple tales. What mattered most was that just at this time people's hearts were rightly attuned, so that they were able to take in everything that was supposed to permeate their souls during this season. I myself have still heard quite a few times these “Star-Singers”, reciting their simple poems as they wandered through the villages, and this is for me still a beautiful memory. An example follows *:
The whole village would take part in such things. As certain lines were recited the star would be projected far out. This star of Christmas, of the Three Kings, was an expression of the consonance of the season, the festivity, and the human hearts. That was a great thing, which had spread through centuries like a magic breath of air over large parts of the earth and into the simplest hearts and minds. We must try to place something like this before our souls. As seekers after spiritual knowledge we are able to do so, because through our years of contemplative work on this great event we were able to develop again a feeling for the real power which was thereby given for all of mankind and for the whole evolution of the earth. And it is to this event that our thoughts should be directed during this festival season. So we may expect to gain some understanding of how in times past the whole Christmas season was immersed in a festive mood, especially among the people of Germany and Western Europe, and how this festive mood was achieved by the simplest means. But perhaps only the spiritual seeker can understand today what was essential in those ancient Christmas plays. What I have presented to you just now as the “Star-Song” is, in fact, only a last remnant, a last ruin. If we would go back several centuries we would find vast regions where Christmas plays were performed when this time approached, in the presentation of which entire villages took part. As regards our knowledge of these Christmas plays we may well say that we were merely in a position of collecting something that was rapidly vanishing. I myself had the good fortune of having an old friend who was such a collector. From him I heard many stories of what he encountered as a scholarly collector of Christmas plays, especially in German-Hungarian regions. In certain “language islands” in Hungary the German language had been kept alive both as a mother tongue and for colloquial speech, up to the time of the so-called magyarization in the fifties and sixties of the nineteenth century, when the Hungarian language was imposed. There one could still find many of the Christmas plays and Christmas customs which had vanished long ago into the stream of oblivion in the German motherland. Individual colonists, who migrated into Slavic regions during the previous centuries, had preserved their ancient heritage of Christmas plays, and they renewed them, whenever they could find the right people to play the parts, always recruiting the players from among the villagers themselves. I can still well remember—and perhaps you will take my word for it—with how much enthusiasm the old professor Schröer spoke of these Christmas plays, when he told of having been present when these people performed these plays during the festival season. We can say without exaggerating, that an understanding of the inner nature of the artistic element in these plays can only be reached by actually visiting these village people and witnessing how they have given birth to the simple artistry of such Christmas plays out of a truly most holy mood. There are people today, who believe that they can learn the art of speech and recitation from this or that teacher. They will go to all sorts of places in order to learn certain breathing exercises which are considered to be the right ones for this purpose. And there exist nowadays dozens of “right” breathing methods for singing and for declamation. These people believe that it is essential for them to make a real automaton of their body or their larynx. Thus they cultivate art in a materialistic way. I would only hope that this strange view will never really take root in our circles; for these people have no idea how a simple, yet true art was born out of a most reverent mood, a prayerful Christmas mood. Such art was actually performed by village lads who engaged in good-for-nothing pranks and behaved in a very loose way during the rest of the year. These very same lads would act in the Christmas plays with a most profound Christmas mood in their souls and hearts. For, these simple people, who lived beneath their thatched roofs, knew infinitely more about the relation of the human soul, even the whole human being, and art, than is known today in our modern theaters or other art institutions, no matter how much ado surrounds these things. They knew that true art has to spring from the whole human being; and if it be sacred-art then it must spring from man's holy mood of devotion. That, indeed, these people knew! And this can be seen, for example, in the “four principle rules”, found in those regions which Schröer could still visit. As the months of October or November approached, in the regions of Upper Hungary, one person who knew the Christmas plays would gather those people who he felt were suitable to perform them. These plays were passed on by oral tradition. They were never committed to writing. That would have been considered a profanation. And during the Christmas season some people were considered suited, of whom one would perhaps not have thought so at other times: really roguish good-for-nothing lads, who had been involved in all sorts of mischief during the rest of the year. But during this time of the year their souls immersed themselves in the required mood. The participants had to abide by some very strict rules during the many weeks of rehearsals. Anyone who wanted to take part had to adhere strictly to the following rules.—Try to imagine life in these villages, and what it would mean not to be allowed to participate in these Christmas plays. “Anyone wishing to act in the plays must:
A fine will be levied for all violations, and also for each error in memorizing your lines.”2 Do you recognize in this custom something like a last echo of the kind of consciousness that prevailed at the holy sites of the ancient mysteries? There too, one knew that wisdom cannot be achieved by mere schooling. Likewise, an awareness prevailed here that the whole human being, including his mind and morals, must be cleansed and purified, if he wished to partake in art in a worthy way. These plays had to be born out of the whole human being! And the attunement to the Christmas mood brought about something like this, brought about that devotion and piety would take hold even of the most roguish lads. These Christmas plays, of which I have just told you, and which Schröer and others could still observe and collect, were the last remains of more ancient plays, indeed, merely the last ruins. But through these plays we can look back into earlier times, into the 16th, 15th, 14th century and even further, when the relations between villages and cities were quite different. Indeed, in the Christmas season the souls of village people would immerse themselves into an entirely different mood through what these plays would offer them, as they presented with the simplest, most primitive means the holy legend: the birth of Christ with all that belongs to it according to the Bible. And just as Christmas day, the 25th of December, was preceded in the church calendar by the “Day of Adam and Eve”, so what was considered the actual Christmas play was preceded by the so-called Paradise play, the play of Adam and Even in Paradise, where they fell victim to the devil, the snake. Thus in the most primitive regions where such plays were performed, people could gain an immediate insight into the connection between the descent of man from spiritual heights to the physical world—and that sudden reversal which was bestowed on man through the Christ Impulse, upward again towards the spiritual worlds. Suppose when reading the Epistles of St. Paul you would sense the greatness of the Pauline conception of man, who descended as Adam from the spiritual world to the world of the senses, and then, of the “new Adam and Christ, in whom man ascends again from the world of the senses into the world of the spirit. This can be sensed and felt in Paul in a grandiose way. The simplest people, even down to the children, could sense this in an intimate, loving, fulfilling way in the depth of their hearts and souls when they beheld in this season in succession first the fall of man in the Paradise play of Adam and Eve, and then the revelation of Christ in the Christmas play. And they felt profoundly the mighty turning point that had occurred in the evolution of humanity through the Christ Event. A reversal of the path of evolution, that was the way the Christ Event was experienced! One path, that led so to say from heaven to earth, was the path from Adam to Christ; another path, that leads from earth to heaven, is the oath from Christ to the end of earth time. That is what many thousands of people felt in a most intimate way, when the two plays which I have just characterized were so primitively performed before their eyes. These people really could then experience the complete renewal of the human spirit in its very essence through the Christ-Impulse. Perhaps you can feel in all of this a kind of echo of something that was once felt in regard to this reversal of the entire progress of humanity through certain words which have come down to us from very ancient times, from the first Christian centuries. These words were often spoken, even in the eighth, ninth, and tenth centuries, in those regions of Europe where Christianity had spread. There people felt something tremendous when words such as these were spoken:
When these words were spoken people felt man's path from heaven to earth through the Fall—and the ascent of man through Christ from earth to heaven. They felt this even in the names of the two female characters, the name Eva (Eve) and the name they associated with the mother of Jesus, with which one greeted her so to say: Ave! Ave is the reverse of the name Eva. When you spell Ave backwards you have Eva. That was felt in its full significance. These word; express what people sensed in the most elementary phenomena of nature, and at the same time, what they saw in the human elements of the Holy Legend:
In such simple words one felt the greatest mysteries, the greatest secrets of human evolution. And in the reversal of the name Eva to Ave people would feel in a subtle way that same truth which we can learn in a grandiose way from the Epistles of Paul when we read his words about Adam, the “old” Adam, and Christ, the “new” Adam. This was the mood in the days of the Christ-festival when these plays were performed one after the other in that primitive way: the “Paradise play” which shows us the Fall of man, and the “Christmas play” which awakens the hope for the future, in which each single human soul can share by taking up the force that lies in the Christ-Impulse. But it should be perfectly clear that to feel this requires a mood, an inner attunement, which simply cannot exist in this way anymore today. Times have changed. Back then it was not as impossible to look towards the spiritual worlds as it is today. For, that fundamentally materialistic trait, which permeates today the minds of the simplest as well as the most sophisticated people did not exist then. In those times the spiritual world was accepted as self-evident. And likewise a certain understanding was present of this spiritual world and how it differs from the world of the senses. Today people can hardly conceive how one could feel spiritually as late as the 15th or 16th century, and how an awareness of spirituality was present essentially everywhere. We intend to present such a Christmas play in our art center. It is one from the region known as the Upper Palatinate (Oberpfalz). If we succeed, understanding can again be awakened, also in the outer world, for the spiritual mood that lives in such plays. For us, certain lines in such a Christmas play should become signposts, as it were, by which we recognize the spiritual sensitivity of the people who were to understand the Christmas play at the festival season. For example, if in one or another Christmas play Mary, expecting the Jesus-child, says, “The time has come, I see a little child”, this means she clairvoyantly beheld the child in a vision in the days preceding the birth. Thus it is in many Christmas plays. And I wonder where you could find a similar tale today for such an occasion. The time when a conscious connection with the spiritual world was present is no more. You should appreciate this fact neither with optimistic nor with pessimistic feelings. Nowadays you would have to go very far afield, to the most remote and primitive rural areas, to find instances of a vision of the child that is to be born in a few days. But it does still happen! What people brought to the Christmas season by these primitive memories and thoughts of the greatest event of human evolution, this could only be carried by a mood such as we described. Therefore, we must find it quite understandable that in the place of this former poetry, this simple primitive art, we have today the prose of electric railways and automobiles, speeding forth so grotesquely between rows of Christmas trees. An aesthetically sensitive eye must find it impossible to view these two kinds of things together: Christmas trees, Christmas sales, and cars and electric trains running through their midst! Today this impossible situation is naturally accepted as a matter of course. But for an aesthetically sensitive eye it remains nevertheless something impossible. Even so, we want to be friends of our civilization, not enemies. We want to understand that it must be so as a matter of course. But we want to understand too how much this is connected with the materialistic trait which has pervaded not only those who live in the city, but those who live in the country as well. Oh, by listening carefully, we can actually detect how this materialistic mood has taken hold of human minds. When we go back to the 14th or 13th century we find that people knew full well that something spiritual is meant when such a thing as the tree of knowledge in paradise is mentioned. They understood rightly what was presented in the Paradise play. When they were shown the tree of knowledge or the tree of life they knew to what to relate it spiritually. For in those days superstition about such matters had not yet spread to the extent it did later, in the 15th, 16th and 17th centuries. In fact it can be historically documented that already in the 15th century, in the vicinity of the city of Bamberg, people went out into the apple orchards on Christmas night because they expected to see physically, materially, that a specially chosen apple tree would bloom that night. Thus people's minds became materialistic, in the period beginning in the 13th or 14th century and extending into the 16th and 17th century. This happened not only in the cities, but also in the souls of simple country folk. Even so, much of the ancient poetry found its way into the homes, with the Christmas tree. But what wafted through the ancient villages as a most sacred mood, like a mystery, has become merely external poetry, the poetry of the Christmas tree, still beautiful, yet merely an echo of something much greater. Why is this so? Because in the course of time humanity must evolve, because what is most intimate, what is greatest and most significant at one time, cannot remain so in the same way for all times. Only an enemy of evolution would want to drag what was great in one time over into other times. Each period of time has its own special mission. In each period we must learn how to enliven in ever new ways what should enter the souls and hearts of man. Our time can only appreciate that real Christmas mood, which I have sketched here in brief outline, if this mood is seen as a historic memory, a thing of the past. Yet, if we do accept the symbol of the Christmas tree also into our own festival gatherings, we do so precisely because we connect with Spiritual Science the thought of a new Christmas mood of mankind, of progressively evolving mankind. For Spiritual Science means to introduce the secrets of Christ into the hearts and souls of man in a way that is appropriate for our time. Even though modern conveyances rush past us when we step outdoors, or perhaps will even fly away with us through the air—and soon these things will awaken humanity quite differently to the most sobering and terrifying prose—nevertheless men of today must have a chance to find again the divine-spiritual world, precisely by an even stronger and more meaningful deepening of the soul. This is the same divine-spiritual world which in bygone centuries appeared before the eyes of those primitive minds when they saw at Christmas time the Holy Child in the manger. Today we need other means to awaken this mood in the soul. Certainly we may like to immerse ourselves in what past times possessed as ways to find the Christ Event, but we must also transcend what depends on time. Ancient people approached the secrets of Nature by merging with her through feeling. That was only possible in a primitive time. Today we need other means. I would still like to give you some idea how people felt their way into nature when the Christmas festival approached. They did this quite primitively, yet they could speak in a very real and living way out of their sensing and feeling of the elements of Nature. If I may share with you a little “Star Song”, you will perhaps feel only through one single line, how the elements of Nature spoke out of the soul—the rest of the song is rather primitive. But if you listen more carefully you will be able to observe this Nature mood in several other lines. Namely, when the one who gathered his actors for the Christmas play, or for the Three Kings play, would wander with them, and when they would then perform at some place, they would first extend a greeting to those who were assembled there. For, the sort of abstract attitude which prevails today between actors and audience did not exist in those earlier times. People belonged together, and the whole gathering was enveloped by an atmosphere of community. Therefore the actors would start by greeting in a primitive way those who were present, as well as those of the community who were not there. This really would bring out the Christmas mood. The Star-Song
Now I ask you, please notice what this means: to call upon Nature in such a way that one greets everyone whom one wishes to greet with a certain mood in one's heart, a mood which arises from: “the roots, large and small, which are in the earth, many and all.” That is empathy for Nature's own mood.—Thus we must recognize that people in those days were connected with all that was holy, with all that was great and spiritual, right down to the roots of trees and grass. If you can enter into such a feeling, then, through a line such as the one I have just cited, you will feel something grandiose in the secrets of the evolution of mankind. The times are past when such feelings were naturally present, when they were a matter of course. Today we need to make use of other means. We need ways which will lead us to a well-spring in human nature that lies deeper, to a wellspring of human nature which, in a certain sense, is independent of external time. For the course of modern civilization makes it impossible for us to be bound by the seasons. Therefore, if you truly understand the mood which was felt in olden times as the Christ mood of the holy Christmas night, you will also be able to understand our intent, as we attempt to deepen artistically what we can gain from Spiritual Science. We strive to enliven that well-spring in the human mind which can take in the Christ Impulse. No longer can we awaken this great impulse directly within our souls during the Christmas season, even though we would be happy if we could. Yet we constantly search for it. If we can see a “Christ-festival of the progress of humanity” in what Spiritual Science is intended to be for mankind, and if we compare this with what simple people could feel when the Child in the crib was displayed during the Holy Christmas Night then we must say to ourselves: Such moods and feelings can awake in us too, if we consider what can be born in our own soul when our inner-most wellspring is so well attuned to what is sacred, so purified through spiritual knowledge, that this wellspring can take in the holy mystery of the Christ Impulse. From this point of view we also try to discover true art which springs from the spirit. This art can only be a child of true devotion, a child of the most sacred feelings, when we feel in this context the eternal, imperishable “Christ festival of humanity”: How the Christ-Impulse can be born in the human soul, in the human heart and mind. When we learn to experience again through Spiritual Science that this Christ Impulse is a reality, something which can actually flow into our souls and hearts as a living strength, then the Christ Impulse will not remain something abstract or dogmatic. Rather this Christ Impulse, which comes forth from our spiritual movement, will become something able to give us solace and comfort in the darkest hours of our lives, able also to give us joy in the hope that when Christ will be born in our soul at the “Christmastide of our soul”, we may then look forward to the Eastertide, the resurrection of the spirit in our own inner life. In this way we must progress, from a material attitude which has entered and taken hold of all minds and hearts, towards a spiritual attitude. For, that renewal, which is necessary to counterbalance today's prosaic ways of life, can only be born out of the spirit. Outside, the traffic of cars may move by, electric trains may speed on, perhaps even balloons may fly across the sky. Nevertheless, in halls such as these, it will be possible that something of a holy mood lives and grows. This can however only happen as a result of what has flowed to us from spirit knowledge throughout the entire year. When this fruit of the entire year brings Christ closer to us, as could happen in former times in a much more childlike mood, then we may rightly hope that in a certain sense these halls will be “cribs”. We may then look upon these halls in a similar way as the children and the grown-ups used to look on Christmas eve upon the cradle that was set up for them at home, or in still earlier times, in the church. They used to look at the little Child, at the shepherds before Him, and at “the ox and also the ass which stand near the crib with straw and grass”. They felt that from this symbol strength would stream into their hearts, for all hope, for all love of man, for all that is great in mankind, and for all goals of the earth. If on this day, which shall be consecrated and dedicated to remembering the Christ Impulse, we can feel that our earnest spiritual scientific striving throughout the entire year has kindled something in our hearts, then on this day our hearts will feel: “These our meeting halls are truly cradles! And these candles are symbols! And just as Christmas is a preparation for Easter, so these cradles, by virtue of the holy mood that fills them, and these candles, through the symbolism of their light, are meant to be a preparation for a great era for humanity, the era of the resurrection of the most Holy Spirit, of truly spiritual life!” So let us try to feel that in this Christmas season our meeting halls are cradles, places in which, secluded from the outer world, something great is being prepared. Let us learn to feel that if we study diligently throughout the year, our insights, our wisdom, can be condensed on Christmas eve into very warm feelings, which glow like a fire, fueled by what we have gained throughout the whole year by immersing ourselves into great teachings. And let us feel that thereby we nurture our remembrance of the greatest impulse in human evolution. Let us also feel, therefore, that in these halls we may have faith that what now begins to burn within such a confined cradle as a holy fire, and as a light, filled with certainty of hope, will find its way to all mankind at some future time. Then this fire and this light will be strong enough to extend its power even to the hardest, most down to earth prose of life, to permeate it, to enkindle it, to warm it, to enlighten it! Thus can we feel here the Christmas mood as a mood of hope in anticipation of that World-Easter-mood which is to express the living spirit, needed for a renewal of humanity. We best celebrate Christmas when we fill our souls in the coming days with this mood: In our Christmas we spiritually prepare the “Easter festival of all mankind”, the resurrection of spiritual life. Yes indeed, cradles shall our places of work become at Christmas time! The child of light is to be born, whom we have nurtured throughout the entire year by immersing ourselves into the wisdom-treasures of Spiritual Science. In our places of work Christ is to be born within the human soul, in order that spiritual life may be resurrected at the great Eastertide of humanity. In its very essence humanity must come to feel spirituality as a resurrection, by virtue of what streams forth as Christmas mood from our halls into all humanity, in the present time as well as in the future.
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99. Theosophy of the Rosicrucian: Man's Communal Life Between Death and a New Birth. Birth into the Physical World
29 May 1907, Munich Translated by Mabel Cotterell, Dorothy S. Osmond Rudolf Steiner |
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Mother-love, to begin with, is a kind of natural-instinct, it has something of an animal-like character. As the child grows up this relationship becomes a moral, ethical spiritual one. When mother and child learn to think together, when they share experiences in common, natural instinct with draws more and more into the background; it has merely provided the opportunity for the forging of that beautiful bond of union which is present in the very highest sense in the mother's love for the child and the child's love for the mother. |
A being who is already in Devachan and whose presence, it is true, cannot be experienced by ordinary men, has, according to his stage of development, greater or less consciousness of communion with those who have remained behind on the earth. There are, indeed, means whereby consciousness of these bonds of communion can be intensified. If we send thoughts of love-but not of egotistic love-to the Dead, we strengthen the feeling of community with them. It is a mistake to assume that the consciousness of the human being in Devachan is dim or shadowy. This is not the case. The degree of consciousness once attained by a man can never be lost, in spite of darkenings which occur during certain periods of transition. |
99. Theosophy of the Rosicrucian: Man's Communal Life Between Death and a New Birth. Birth into the Physical World
29 May 1907, Munich Translated by Mabel Cotterell, Dorothy S. Osmond Rudolf Steiner |
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We have come to the point in our studies where we heard that the human being who is descending from spiritual regions is clothed in an etheric body and has, for a brief moment, a pre-vision of the life that is awaiting him on earth. We have heard of the abnormalities and conditions to which this may give rise. Before proceeding, we will answer a question which may seem of importance to one who turns his spiritual gaze to Devacha: In what sense is there community of life among human beings between death and a new birth? For there is community of life, not only among men on the physical earth but also in the higher worlds. Just as the activities of human beings in the spirit-realm reach down into the physical world, so all the relationships and connections that are established between men on the earth stretch up into the spiritual world. We will take a concrete example of this, namely the relationship between mother and child. Is there a relationship between them which endures? There is indeed and moreover a much more intimate, much firmer relationship than can ever be established here on earth. Mother-love, to begin with, is a kind of natural-instinct, it has something of an animal-like character. As the child grows up this relationship becomes a moral, ethical spiritual one. When mother and child learn to think together, when they share experiences in common, natural instinct with draws more and more into the background; it has merely provided the opportunity for the forging of that beautiful bond of union which is present in the very highest sense in the mother's love for the child and the child's love for the mother. The mutual understanding and love which unfolds here continues on into the regions of the spiritual world, even although, as the result of the one dying earlier, the other seems for a time to be separated from the dead. After this period has passed, the link that was on earth is equally vital and intimate. The two are together, only all the purely natural, animal instincts must have been outlived. The feelings and thoughts which weave between one soul and another on earth are not hindered in yonder world by the encasements that exist here. Devachan actually assumes a particular appearance and structure as a result of the relationships that are woven here on earth. Let us take another example. Friendships and affinities are born from the kinship of souls; they continue on into Devachan, and from them the social connections for the next life develop. By establishing connections with souls here, we are therefore working at the form which Devachan receives. We have all of us worked in this way if bonds of love were forged between us and other men; thereby we create something that has significance not only for the earth but which also shapes conditions in Devachan. What happens here as the fruit of love, of friendship, of mutual inner understanding—all these things are building stones of temples in the spiritual region above and men who have this certainty cannot but be inspired by the knowledge that when, here on earth, bonds are forged from soul to soul, this is the foundation of an eternal “Becoming.” Let us suppose for a moment that on some other physical planet there were beings incapable of mutual sympathy, incapable of forming bonds of love among one another. Such beings would have a very barren Devachan. Only a planet where bonds of love are forged between one being and another can have a Devachan rich in content and variety. A being who is already in Devachan and whose presence, it is true, cannot be experienced by ordinary men, has, according to his stage of development, greater or less consciousness of communion with those who have remained behind on the earth. There are, indeed, means whereby consciousness of these bonds of communion can be intensified. If we send thoughts of love-but not of egotistic love-to the Dead, we strengthen the feeling of community with them. It is a mistake to assume that the consciousness of the human being in Devachan is dim or shadowy. This is not the case. The degree of consciousness once attained by a man can never be lost, in spite of darkenings which occur during certain periods of transition. The human being in Devachan has, through his spiritual organs, clear consciousness of what is happening in the sphere of the earth. Occultism reveals that the human being in the spiritual world lives together with what is taking place on the earth. Thus we see that life in Devachan, if viewed in its reality, loses every element of comfortlessness; that the human being, when he ceases to regard it from his earthly, egotistical standpoint, can experience it as a condition of infinite blessedness—even apart from the fact that all freedom from the physical body, freedom from the lower nature in which he is enclosed here, brings with it a feeling of intense relief. The fact that these encasements have fallen away—this in itself brings a feeling of beatitude. Devachan is thus a time of expansion and expression in all directions; there is a richness and an absence of restriction that are never experienced on the earth. We have heard that on his descent to a new birth, man is clothed with a new etheric body by Beings of a rank similar to that of the Folk-Spirits. This etheric body is not perfectly adapted to the reincarnating human being; still less perfectly adapted is the physical sheath he receives. We will now speak, in broad outline, of the incorporation of the human being into the physical world. Much of the subject baffles any attempt at outer description. We have heard that in accordance with his qualities, the human being clothes himself with an astral body. Through what is contained in this astral body he is attracted to certain human beings on the earth; through the etheric body, he is drawn to the folk and to the family in the wider sense, into which he is to be reborn. According to the way and manner in which he has developed his astral body, he is drawn to the mother; the essence, the substance, the Organisation of the astral body draws him to the mother. The ego draws him to the father. The ego was present even in ages of remote antiquity, when the soul descended for the first time from the bosom of the Godhead into an earthly body. This ego has developed through many incarnations; the ego, the “I,” of one human being is distinct from the ego of another and at the present stage of evolution gives rise to the force of attraction to the father. The etheric body attracts the human being to the folk, to the family; the astral body attracts him particularly to the mother; the “I” to the father. The whole descent to the new incarnation is guided in accordance with these principles. It may happen that the astral body is attracted to a mother but that the ego is not attracted to the corresponding father; in such a case the wandering continues until suitable parents are found. In the present phase of evolution, the “I” represents the element of will, the impulse of perceptivity. In the astral body lie the qualities of phantasy or imagination, of thinking. The latter qualities, therefore, are transmitted by the mother, the former by the father. The individuality who is approaching incarnation, seeks out through his unconscious forces the parents who are to provide the physical body. What has here been described takes place, in essentials, by about the third week after conception. True, this being who consists of “I,” astral body and etheric body is, from the moment of conception onwards, near the mother who bears within her the fertilised germ-cell; but it works in upon the germ-cell from outside. At about the third week the astral and etheric bodies take hold, as it were, of the germ-cell and now begin to participate in the work on the embryo; up to that time the development of the physical body proceeds without the influence of the astral body and etheric body. From then onwards these bodies participate in the development of the embryo and themselves influence the further elaboration of the human-germ. Therefore what was said about the etheric body holds good still more for the physical body and complete suitability is even less easy to obtain here. These significant facts shed light upon a great deal that happens in the world. Up to this point we have been speaking of the normal evolution of the average man of modern times; what has been said does not altogether hold good of a man in whom occult development began in a previous incarnation. The higher the stage to which he attained, the earlier does he begin to work upon his own physical body in order to make it more suitable for the mission he has to fulfil on the earth. The later he takes command of the physical germ, the less control he will have over the physical body. The most highly developed Individualities, those who are the guides and leaders of the spiritual life of the earth take command already at the time of conception. Nothing takes place without their collaboration; they direct their physical body right up to the time of their death and begin to prepare the new body directly the first impetus for this is given. The substances of which the physical body is composed are perpetually changing; after about seven years, every particle has been renewed. The substance is exchanged but the form endures. Between birth and death the substances of the physical body must continually be born anew; they are the ever-changing element. What we develop in such a way that death has no power over it, is preserved and builds up a new organism. The Initiate performs consciously, between death and a new birth, what the average human being performs unconsciously between birth and death; the Initiate consciously builds up his new physical body. For him, therefore, birth amounts to no more than an outstanding event in his existence. He exchanges the substances only once, but then fundamentally. Hence there is considerable similarity of stature and form in such Individualities from one incarnation to another, whereas in those who are but little developed there is no similarity of form whatever in their successive incarnations. The higher the development of a man, the greater is the similarity in two successive incarnations; this is clearly perceptible to clairvoyant sight. There is a definite phrase for indicating this higher stage of development; it is said that such a man is not born in a different body, any more than it is said of the average human being that he receives a new body every seven years. Of a Master it is said: he is born in the same body; he uses it for hundreds, even thousands of years. This is the case with the vast majority of leading Individualities. An exception is formed by certain Masters who have their own special mission; with them the physical body remains, so that death does not occur for them at all. These are the Masters whose task it is to watch over and bring about the transition from one race to another. Two other questions arise at this point, namely, that of the duration of the sojourn in the spiritual worlds, and that of the sex in consecutive incarnations. Occult investigation reveals that the human being returns to incarnation within an average period of from 1,000 to 1,300 years. The reason for this is that the human being may find the face of the earth changed on his return and therefore be able to have new experiences. The changes on the earth are closely connected with certain constellations of the stars. This is a most significant fact. At the beginning of spring the sun rises in a certain zodiacal constellation. The sun began to rise in the constellation of Aries (the Ram) 800 years before Christ; before that epoch it rose in the adjacent constellation of Taurus (the Bull). About 2,600 years are required for the passage through one constellation. The circuit through the whole twelve constellations is known in occultism as a Cosmic Year. The peoples of antiquity were deeply sensible of what is connected with this passage through the zodiac. With feelings of awe and reverence they said: When the sun rises in spring, nature is renewed after her winter repose; nature is awakened from deep sleep by the divine rays of the vernal sun. And they connected this young, fresh power of spring with the constellation from which the sun was shining. They said: This constellation is the bestower of the sun with its new vigour, it is the bestower of the new, divinely creative power. And so the Lamb was regarded as the benefactor of humanity by men who lived in an epoch now lying 2,000 years behind us. All the sagas and legends concerning the Lamb originated in that age. Conceptions of the Godhead were associated with this symbol. During the early centuries of our era, the Redeemer Himself, Christ Jesus, was depicted by the symbol of the Cross and underneath it the Lamb. Not until; the sixth century A.D. was the Redeemer portrayed on the Cross. This is the origin, too, of the well-known myth of Jason and the quest of the Golden Fleece. In the epoch preceding 800 B.C. the sun was passing through the constellation of Taurus; in Egypt we find the veneration of Apis the Bull, in Persia the veneration of the Mithras Bull. Earlier still, the sun was passing through the constellation of Gemini, the Twins; in Indian and Germanic mythology we find definite indication of the Twins; the twin goats drawing the chariot of the God Donar are a last remnant of this. Then, finally, we come back to the epoch of Cancer which brings us near to the time of the Atlantean Flood. An ancient culture passed away and a new culture arose. This was designated by a particular occult sign, the vortex, which is the symbol of Cancer and to be found in every calendar. Thus the peoples have always had a clear consciousness of the fact that what proceeds in the heavens runs parallel with the changes taking place on the earth beneath. When the sun has completed its passage through one constellation, the face of the earth has changed to such an extent that it is profitable for the human being to enter a new life. For this reason the time of reincarnation depends upon the progress of the vernal equinox. The period required by the sun for its passage through one zodiacal constellation is the period within which the human being is twice incarnated, once as a man and once as a woman. The experiences in a male and a female organism are so fundamentally different for spiritual life that the human being incarnates once as a woman and once as a man into the same conditions of the earth. This makes an average of 1,000 to 1,300 years between two incarnations. Here we have the answer to the question concerning the sex. As a rule, the sex alternates. This rule, however, is often broken, so that sometimes there are three to five, but never more than seven consecutive incarnations in the same sex. To say that seven consecutive incarnations in the same sex are the rule, contradicts all occult experience. Before we begin to study the karma of the individual human being, one fundamental fact must be borne in mind. There is a common karma, karma that is not determined by the single individual although it is adjusted in the course of his incarnations. Here is a concrete example:— When in the Middle Ages the Huns poured over from Asia into the countries of Europe and caused alarming wars, this too had spiritual significance. The Huns were the last surviving remnants of ancient Atlantean peoples; they were in an advanced stage of decadence which expressed itself in a certain process of decay in their astral and etheric bodies. These products of decay found good soil in the fear and the terror caused among the peoples. The result was that these products of decay were inoculated into the astral bodies of the peoples and in a later generation this was carried over into the physical body. The skin absorbed the astral elements and the outcome was a disease prevalent in the Middle Ages, namely, leprosy. An ordinary doctor would, of course, attribute leprosy to physical causes. I have no wish to dispute what such doctors say but their line of reasoning is as follows:—In a fight, one man wounds another with a knife; he had harboured an old feeling of revenge against him. One person will say that the cause of the wound was the feeling of revenge, another that the knife was the cause.—Both are right. The knife was the final physical cause but behind it there is the spiritual cause. Those who seek for spiritual causes will always admit the validity of physical causes. We see that historical events have a significant effect upon whole generations and we learn how, even in fundamental conditions of health, improvements extending over long periods of time can be brought about. As a result of technical progress in recent centuries there developed among the European peoples an industrial proletariat, and together with it, untold racial and class hatred. This has its seat in the astral body and comes to physical expression as pulmonary tuberculosis. This knowledge is yielded by occult investigation. It is often not within our power to help the individual among those who are subject to general karma of this kind. We are often compelled, with aching hearts, to see an individual suffering without being able to make him well or, happy because he is connected with the general karma. Only by working for the improvement of the common karma can we also help the individual. It should not be our aim to promote the well being of the single, egoistic self, but to work in such a way that we serve the well being of humanity as a whole. Another example, directly connected with topical events, is the following—Occult observations have revealed that among the astral beings who participated in the various battles of the Russian-Japanese war, there were dead Russians, working against their own people. This was due to the fact that during recent times in the development of the Russian people, many noble idealists perished in the dungeon or on the scaffold. They were men of high ideals, but they were not so far developed as to be able to forgive. They died with feelings of bitter revenge against those who had been the cause of their death. These feelings of revenge were lived out in their Kamaloca period, for only in Kamaloca is this possible. From the astral plane after their death, they filled the souls of the Japanese soldiers with hatred and revenge against the people to whom they themselves had belonged. Had they already been in Devachan they would have said: I forgive my enemies! For in Devachan, with the clouds of hatred and revenge confronting them from without, they would have realised how terrible and how unworthy such feelings are.—Thus occult investigation reveals that whole peoples stand under the influence of their forefathers. The idealistic strivings of modern times cannot attain their goals because they are willing to work only with physical means on the physical plane. So, for example, the Society for the Promotion of Peace, which sets out to bring about peace by physical methods alone. Not until we learn how to influence the astral plane too can we recognise the right methods; not until then can we work in such a way that when the human being is born again he will find a world in which he can labour fruitfully. |
323. Astronomy as Compared to Other Sciences: Lecture III
03 Jan 1921, Stuttgart Translator Unknown Rudolf Steiner |
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All that goes on without being held up by man's senses and brought into consciousness, all that lives in the celestial influences that stream towards us from all sides, must be sought for within our bodily organism. The organism must in a certain way reflect it all, and it does this in the unconscious and subconscious processes which can only be raised into consciousness in more complicated ways. We will now continue in a certain direction what we began yesterday. |
What the Sun here brings to the Earth comes to expression in the soul-life of man. But if we follow the growth of the child, particularly until the 7th year—the change of teeth—and go into all the details, we find how, notably in the first years of the child's development (less and less, the older the child becomes), it is plainly perceptible that the changing seasons, year by year, have just as much significance for human growth as for the sprouting and dying-down of the vegetation. |
323. Astronomy as Compared to Other Sciences: Lecture III
03 Jan 1921, Stuttgart Translator Unknown Rudolf Steiner |
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I have brought to your notice on the one hand how problematical it is to conceive the celestial phenomena in their mathematical and geometrical aspect alone. This is now being recognized by many people and from diverse angles. Only quite unadvanced thinkers still maintain that the world-picture of Copernicus and Galileo represents downright reality. Increasingly, we hear the voice of those who find this way of thinking of the celestial phenomena useful and practical, no doubt, for purposes of calculation, yet emphasize that it represents only a certain mode of understanding, and that quite other syntheses might be conceived. There are even those who say, somewhat as Ernst Mach used to say: In the last resort, one can uphold the Ptolemaic just as well as the Copernican world-system, and a third system might equally well be devised. These are but practical ways of correlating the observed facts. The entire realm should now be confronted with a far freer kind of outlook. You see from this that the problematical nature of the celestial charts, described but a short time ago as replicas of the real facts, is now conceded by the widest circles. On the other hand an escape from the manifest problems and uncertainties of this realm can only be found through such views as were brought forward in outline yesterday,—views which no longer remove Man from the whole cosmic background, but on the contrary, put him into it from the outset. We have to recognize the processes within Man himself in their connection with solar phenomena, lunar phenomena and terrestrial phenomena, thus taking as a starting-point all that goes on in Man, in order to find the way to what is going on out there in the Cosmos, the latter being in some sense the cause of the processes in Man. A path like this can of course only be trodden from the standpoint of Spiritual Science. Precisely when we try to bring Astronomy into connection with the most varied spheres of life, we shall find that we are being led through Astronomy itself into the views of Spiritual Science. Bear in mind that the visible celestial phenomena, perceptible to our senses and also to our re-inforced senses, appear at first a manifestation of something outside of man. Man confronts and, as it were, arrests with his senses whatever approaches him, introducing it into his conscious world-picture. But the impulses streaming towards us from all sides, certainly do not come to a standstill before our senses. All that goes on without being held up by man's senses and brought into consciousness, all that lives in the celestial influences that stream towards us from all sides, must be sought for within our bodily organism. The organism must in a certain way reflect it all, and it does this in the unconscious and subconscious processes which can only be raised into consciousness in more complicated ways. We will now continue in a certain direction what we began yesterday. Only an abstraction of our earthly world is dealt with in Geology or Mineralogy; the Earth as described by Geology consists of minerals has evolved in the mineral sphere; true as it is that forces are there in the Earth by virtue of which it brings forth the minerals; yet is is equally true that all that is living in plants, animals and physical human beings also belongs to the Earth. We only see the Earth in its totality when we do not simply cast aside what lives in plant, animal and man and have in mind the mere abstraction "mineral earth ", but bring it all into our consciousness. The living beings and entities that grow up out of the Earth are also part and parcel of the whole. Of all that belongs in this way to the Earth, let us first take the plant kingdom. We will approach it in order then to find the transition to what meets us in man. Whereas the mineral kingdom to a certain extent carries on an independent Earth-existence and is only related to the Cosmos outside the Earth in such a way as is shown, for example, in the changing of water into ice in winter, the plant kingdom retains a much greater inner connection with the cosmic surroundings of the Earth—with all that enters the Earth from the Cosmos. Through the plant-world the life of the Earth as it were opens itself to the Universe. In geographical regions where in a given season an intensive interaction is taking place between Earth and Cosmos. We must pay heed to a phenomenon like this, for it will lead us into the realm of Astronomy not only quantitatively, but qualitatively. We must be able to derive our ideas from such a thing as this, even as the astronomers of our time derive their ideas from angles, parallaxes and so on. Then we shall say to ourselves, for example:—The plant-life, covering a given region of the Earth, is a kind of sense-organ, sensitive to all that is revealed towards the Earth out of the Cosmos. At seasons when the interplay is more intense between a portion of the Earth's surface and the Universe, it is as though a human being were opening his eyes to the outer world to receive sense-impressions. And when the interplay is less intense between the Earth and the Cosmos, the consequent decline and inward closure of the vegetative life is like a closing of the eyes to the Cosmos. It is more than a mere comparison to say that through its vegetation a given territory opens its eyes to the Universe in spring and summer and shuts its eyes in autumn and winter, and as by opening and closing of our eyes we do in a way converse with the outer world, so too it is a kind of information or revelation from the Universe which the Earth receives by the opening and closing of its eyes through the life of plants. And to describe it a little more precisely, we may consider the vegetation of a given region of the Earth when exposed, as it were, so to speak, to the most vivid interplay with the solar life, and we may then turn our attention to the state of vegetation in this region when it is not thus exposed. The winter, I need hardly say, does not interrupt the vegetative life of the Earth. It goes without saying that the vegetative life continues through the winter. But it expresses itself in quite another way than when exposed to the intensive working of the Sun's rays—or, shall we say, of the Cosmos. Under the influence of the solar life, the vegetative life of the Earth shoots outward into form. The leaves unfold and grow more complex; flowers develop. But when this is followed by the closing of the eyes to the Universe, if we may call it so, the vegetative life goes back into itself—into the seed. Withdrawing from the outer world, it no longer shoots into outward form; it concentrates, if I may put it so, into a point; it becomes centered in itself. We may describe this contrast truly as a law of Nature. The interplay between the earthly and the solar life reveals itself in the Earth's vegetation. Under the solar influence the vegetative life shoots outward into form; under the influence of the earthly life it closes up into a plant,—it becomes seed or germ. In all this there is a quality of expansion and contraction or gathering into a center. Here we begin to apprehend the relationships of space itself in a directly qualitative aspect. This is the very thing which we must practice in the development of our ideas, if we would attain to really fruitful notions and perceptions in this sphere. And now we pass from plant-life to the life of man. Naturally, what comes to expression in the life of plants will find expression in man too. In what way will it do so? What we somehow perceive, my dear Friends, so outwardly and evidently in the life of plants—what we have visibly before our eyes if only we are attentive to the qualitative aspect—this we can recognize in man, properly speaking, only in the first years of childhood. Let us then trace the interaction of the solar and terrestrial life for man in the age of childhood, as we have just been doing for the plant kingdom. The little child opens through the senses to receive the impressions of the outer world. In doing so, the human being is really opening to receive the solar life. You only need see things in the proper light to recognize that what pours in upon our senses is inherently connected with what is brought about in the terrestrial sphere by the Cosmos. You can reflect upon the special case of light. When light and darkness succeed each other in the alternation of day and night, impressions are made upon our eyes by day, and no impressions are made by night. You can apply this also to other perceptions, though it is more difficult to make it clear. You will then say that a certain effect of the daily alternations, solar and earthly, expresses itself in man's soul-life. Man has an activity of soul through what arises in the rhythm of the day. What the Sun here brings to the Earth comes to expression in the soul-life of man. But if we follow the growth of the child, particularly until the 7th year—the change of teeth—and go into all the details, we find how, notably in the first years of the child's development (less and less, the older the child becomes), it is plainly perceptible that the changing seasons, year by year, have just as much significance for human growth as for the sprouting and dying-down of the vegetation. We will represent it diagrammatically. If, for example, we study carefully and intelligently the development of the human brain in the earliest stages from year to year, we shall find the following. We have the human skull with its brain-content. (Fig. 1) ![]() It remodels itself, and one can follow how it remodels itself through what in the course of the changing year. Something which works formatively and creatively upon the human head, molding it from outside in a corporeal, physical sense,—we find this intimately connected with the forces playing between Earth and Sun in the course of the year. In the daily rhythm we find what enters through the senses, independent of growth, to work on the soul and spirit of man. We see how what takes place in man by reason of the Sun's activity in the daily rhythm, has an inner effect which frees itself from the external world and becomes of a soul-and-spirit nature; it is what the child learns, what it assimilates through observation, what takes place in effect, in soul and spirit. Then we see how in a totally different tempo—from a different aspect—the brain remodels itself, organizes itself, and grows. That is the other activity, the yearly activity of the solar forces. We will say nothing yet of the changes occurring in the Universe between Sun and Earth; we will consider manifestations in man himself which are united with certain changes in the solar and terrestrial life. We consider the day and find the soul- and spirit-life of man connected with the course of the Sun. We consider the change of seasons through the year and find man's life of growth, the physical, corporeal life, connected with the course of the Sun. We can say: The change taking place between Earth and Sun in 24 hours has certain effects on the spirit and soul of man. What happens between Earth and Sun in the course of the year has certain effects on the physical, corporeal part of man. We shall have to bring these effects into connection with others and thence arrive at a world-concept which can no longer be deceptive, for it speaks to us of real processes within ourselves, no longer dependent on illusory sense-impressions or the like. Thus we must gradually draw near to what can give us a sure basis for the astronomical world-conception. We can only take our start from what appears in man himself. So we can say: the day is something in man's connection with the Cosmos that expresses itself in soul and spirit; the year is something in man's connection with the Cosmos that expresses itself in the physical-corporeal life, as for example in growth, and so on. Now let us look at another complex of facts, referred to yesterday. With human reproduction we must relate certain ideas referring to the life of the Cosmos. We indicated yesterday that the female organism shows in a striking manner how the monthly functions connected with the sex-life—though not, to be sure, coinciding with the Moon's phases—are yet a reflection of them in their time rhythm. The process wrests itself free from the Cosmos, as it were, but still reflects the Cosmic Moon-process in its periodic course. We have here an indication, my dear friends, of inner processes in the human organism which we can study better if we turn our attention to more familiar phenomena, such as may make these more remote phenomena easier to understand. There is something in the soul-life which actually reproduces in miniature the organic processes to which we have just alluded. Let us say, we have an outer experience which affects us through the senses and the mind,—perhaps also through our feelings. We retain a memory of the experience. The recollection—the retention of the experience—leads to the possibility of the picture of it emerging again at a later time. Anyone who considers these facts, not on the basis of fanciful theories, but with sound qualitative observation, will have to admit that in all that arises within us by way of memory, our physical bodily organization plays a part. The remembering itself is no doubt an event in the life of soul, but it needs the inner basis of the physical body in order to come into being. The activity of remembering is directly interrelated with bodily processes; though this has not yet been investigated sufficiently by external science. Comparing what occurs in the female organism in the monthly periods (it occurs in the male organism too, only it is less evident; it can be observed more in the etheric organism and this is not usually done)—comparing this with what happens in ordinary experience when we remember something, one will certainly find a difference. Yet if with sound inner perception one recreates the process in one's consciousness, one cannot but say that the activity of remembering, this soul-occurrence arising out of the physical organism, is similar to what takes place in the monthly functions of the female organism, only is in miniature and is more drawn into the realm of soul, less impressed upon the body. From this point of view you will be able to say: Inasmuch as man individualizes himself from the Cosmos, he develops the faculty of memory; inasmuch as he still lives within the Cosmos, developing more his sub-conscious functions, something in the nature of a common experience with the Cosmos arises, connected with the Moon-processes in the Cosmos. This experience remains, just as a past experience remains in our memory, and later it emerges in an inner constitutional process, like a remembrance which has been drawn into the body and has become organic. There is no other way, my dear friends, of understanding these matters than by thus proceeding from the simpler to the more complex. Just as it is not necessary for a recollection to coincide with a fresh outer experience, so it is not necessary for what appears in the female organism, as a memory of an earlier cosmic connection of the human organism with the phases of the Moon, to coincide in time with these phases. Nevertheless, it is connected with the Moon's phases no less essentially than is the recollection of an earlier experience with the experience itself. Here then we have an activity in the human organism, more on the psychological side and yet not unlike the effects—precipitated, as it were, into the life of time—of influences due originally to the Moon. For the organic periodicity of which we have been speaking embraces about 28 days, as you know. Now take the following. If we consider the daily influence of the Sun, we find an inner activity of soul and spirit; if we consider the yearly influence of the Sun, then we find laws of growth belonging to the outer physical body. Thus we can say, for the Sun life:
And now we come to the Lunar activity. We pass on to consider the lunar life, the life of the Moon. What I have just described as taking place in rhythm of 28 days belongs indeed to the soul and spirit; it has only impressed itself deeply into the body. Physiologically, there is really no difference, in a finer sense, between what takes place in the body on the arising of a memory with respect to the event to which the memory refers, and what takes place in the monthly periods of the female body with respect to what the female organism experienced long ago in conjunction with the phases of the Moon. Only the latter is a stronger, a more intensive experience,—a soul spiritual experience pressed more intensively into the body. Thus, for the Lunar life:
Let us now seek the corresponding phenomena for the physical body. What will they be? You can find it for yourselves by deduction. We will have bodily, physical effects with a 28-year period. As a day here corresponds to a year, we shall have 28 years.
You need only remember that 28 years is the period bringing us to our full inner maturity of growth. It is then that we first cease to be in the ascending scale of growth. Just as the Sun works upon us from outside in its yearly activity, in order to complete in us an outward process corresponding to the daily process in the inner life o soul and spirit, so something works in the Cosmos in a 28-year period, organizing us from outside even as the female human being is organized inwardly. (In her it is more obvious than in the male, for in the man the corresponding daily rhythm is more withdrawn into the etheric.) Here then a 28-day period impresses itself inwardly in the realm of the soul and spirit, and we can say: As the daily Sun-life is related to the yearly Sun-life in regard to man, so the 28-day Moon-life related to the 28-year Moon-life with respect to the whole man (the former belonging, in effect, more to the human head). You see how we place man, and rightly place him, into the whole Cosmos. We leave off speaking of Sun and Moon merely as if we stood isolated here on Earth, and only looked out with our eyes or with our telescopes to Sun and Moon. We speak of Sun and Moon as of something inwardly united with our very life, and we perceive the connection in the special configurations of our life in time. Until we place man again, my dear friends, into the picture of the doings of Sun and Moon, we shall not have evolved a firm foundation for true Astronomy. Thus a new science of Astronomy must be built upon a spiritual-scientific basis. It must be evolved out of a more intimate knowledge of man himself. We shall only be able to find a meaning in what is taught by the external Astronomy of today, when we are in a position to base our hypotheses on man himself. We shall then be able profitably to study the rather schematic statements made in Astronomy today and we shall also be able to make essential corrections in this external Astronomy. What follows from all this? It follows that in these processes—no matter, for the moment, what the underlying basis of them is—a universal life reveals itself. Whether it be (and we will speak of this later) that the daily and yearly rotations of the Earth underlie what I have here described as solar life with respect to the soul and spirit for the day, and to the physical bodily nature for the year; whether it be the movements of the Moon described by modern Astronomy or something very different;—we shall never reach an understanding of it merely by setting up the well-known picture taught in the Schools. But we must understand all that is expressed in this picture as being in reality a continuing, enduring universal life—a life which cannot be approached in its fullness by a mere series of diagrammatic pictures. We will now set to work in another way. We will begin to work from the standpoint offered us in the Astronomical ideas of a man who still had very much from the past. We do not want to return to the older ideas; we must work out of new ideas This man, however, still had much of the old qualitative virtues in his ideas. I refer to Kepler. Astronomy has become more and more quantitative in modern time, and it would be a delusion to look on Astrophysics as the entry of a qualitative element into Astronomy; of an universal life that lay behind the work of Kepler. In him a feeling still persisted that behind all that is manifest to ordinary astronomical observation there lies hidden something like the gesture of a vast cosmic life—a cosmic life that here reveals its presence. If we have a man before us and see him move a hand or an arm, we do not merely calculate the mechanics of the movement; we recognize it as the outer revelation of an inner life of soul and spirit. We understand as an expressive gesture something that can, after all, also be looked on from a purely spatial, mathematical point of view. The further back one goes in the history of man's approach to Astronomy, the more one find men conscious that the pictures they conceived of the path of the Sun or of the stars were no mere passive pictures of indifferent events but that these pictures were gestures of life and being. It is quite easy to discern in olden times this feeling of the gesture-like nature of the movements of the heavenly bodies. When my hand moves through the air I shall not merely calculate its path, but in this path I see an expression of the soul . So did the earlier observer see in the path of the Moon an expression. of a life of soul. In all the movements of the heavenly bodies he saw expressions of a soul-nature lie pictures it somewhat in this s way—If I could held an umbrella here so that only my hand were seen, my hand would make an inexplicable movement, for I am there behind the umbrella; only the hand is to be seen. Somewhat in this way the men of ancient times pictured that the movement of the Moon up in the sky was but the outer expression—a sort of terminal ‘limb’—end that the really active being stood behind it. So too in earlier times men did not speak of isolated heavenly bodies of the planets; they spoke of planetary spheres. They spoke of the several spheres, belonging to the heavenly bodies. Thus they distinguished the Moon-sphere, the Mercury-sphere, the Venus-sphere, the Sun-sphere, the Mars-sphere, the Jupiter-sphere, the Saturn-sphere, and then the eighth sphere—the Heaven of Fixed Stars They distinguished these eight spheres and saw in them something which expressed itself in outer gestures, so that a certain sphere expressed itself by lighting up now here, now there, and so on. The reality, for instance, was the sphere of the Moon. The Moon itself was not a separate entity,—only the gesture. Where the Moon appeared, the Moon-sphere was making a definite gesture I am relating this to show you the living nature of the old conceptions. Kepler still retained in his whole consciousness a feeling for this universal life in space Only on this account was he able to draw up his three famous Laws For modern Astronomy the three famous Laws of Kepler are purely of a quantitative nature, to be regarded simply from the aspect of spatial and temporal concepts. For a man who still worked out of such a life of ideas as Kepler did, this was not the case. Let us now call to mind these Laws of Kepler. They are:
Now as we said, to the modern, purely quantitative view these laws too are purely quantitative To anyone like Kepler, the very expression ‘elliptical’ and the corresponding curve signified a greater livingness when it only moves in a circle, for it must use an inner impulse in order continually to alter the radius. When something simply moves in a circle it need do nothing to alter the radius. A more intense inner life must be employed in the radius-vector is continually altered. The simple. statement: “The Planets move in ellipses round the central body and the central body is not in the mid-point but in one of the foci of the ellipse”, implied an element of greater livingness than when something moves in a perfect circle. Further: “The radius-vector describes equal sectors in equal periods of time”. We have here the transition from the line to the surface, to the plane. Please notice this.’ Inasmuch as at first only the ellipse is described, we remain in the line—the curve. When we are directed to the path that the radius-vector describes, we are led to the surface—the area. A more intensive condition in the planetary movement is disclosed, When the planet ‘rolls along’—if I may express so myself—it is not only expressing something within itself, but draws its tail after it, as it were. The whole area which the radius-vector describes belongs to it spiritually. Moreover, in equal periods of time equal areas are described, Special attention is thus drawn to the quality, the inherent character of the movement of the planets. The third Law above all relates to the life that plays its part between the various planets. This Law assumes a more complicated form. “The squares of the periods of revolution of the Planets are in proportion to the cubes of the semi-major axes” (or of the mean distance from the central body). This Law, you see, contains a great deal if one still understands it in Kepler's living way. Newton then killed the law. He did this in a very simple fashion. Take Kepler's Third Law. You can write it thus: $$t_1^2:t_2^2=r_1^3:r_2^3$$or written differently: $$\frac{t_1^2}{r_1}:\frac{t_2^2}{r_2}=r_1^2:r_2^2$$Now write it in a somewhat different form. Write it thus: $$\frac{1}{r_1^2}:\frac{1}{r_2^2}=\frac{r_1}{t_1^2}:\frac{r_2}{t_2^2}$$(I might of course also have written it in the reverse order.) What have we on the left-hand side of the equation, here in the left-hand ratio? No less than what is expressed by one half of Newton's Law, and on the other side the other half, the forces of Newton's Law. You need only write Kepler's Law thus differently and you can say: “The forces or attraction are inversely proportional to the squares of the distances.” Here then you have the Newtonian Law of Gravity deduced from the Law of Kepler. The force of gravity between the planets, the celestial bodies, is in inverse proportion to the squares of their distances apart. It is nothing else than the killing of Kepler's Third Law. In principle that is what it is. But now take the matter actively and livingly. Do not set before yourself the dead product “force of gravity”—“the forces of attraction decrease with the squares of the distances”,—but take what is living still in Kepler's form, the squares of the periods of time. Fill out the caput mortum of the Newtonian force of attraction, which is a mere external concept, with what is implied in the square of the period of time, and you will fill with inner life of the Newtonian concept, which is really the corpse of an idea! For inner life has to do with time. And here you have before you not only time in its simple course, you have time squared—time to the second power! We shall yet have to come back to what it means to speak of ‘time squared’ But you can realize that to speak of time to the second power is to speak or something of an inward nature. It is, indeed, time which in the life of man actually represents the course of his inner soul-life. The point is that we should look right through it dead concept of the Newtonian force of attraction to that which suddenly darts into the center, bringing time into it and therewith bringing in an element of inner life. Now look at the matter from another point of view. Notice that Kepler's first Law also has reference to the Earth. Not only does the Earth describe an ellipse, but you, since you are on the Earth, describe an ellipse together with it. What takes place outwardly is in you an inner process. Thus the arising of the ellipse from the circle, in the living way in which Kepler still conceived it, corresponds to a process in your own inner being. And inasmuch as you move in the line which is formed by the radius-vector describing equal sectors in equal times, it is you who continually relate yourself to the central body, placing yourself in relation to your own Sun. You, together with the curve, are describing a path in time, along which you are in continual relation to the Sun. If I may put it a little quaintly You must take care all the time that you do not ‘skid’ or side-slip, that you do not go too fast,—that your radius-vector does not describe too great an area. This outer point which moves in the ellipse must be continuously in the right relation to the Sun. There you have the movement you yourselves make, characterized as a pure line in space. The relation to the Sun is characterized in the Second Law. And if we pass on to the Third Law, you have an inner experience of the relation to the other planets—your own living connection with the other planets. Thus we not only have to find, in man himself, processes that lead us out again into the Cosmos. If we interpret rightly the mathematical pictures presented to us by the cosmic process, we also turn into an inner experience what is apparently external and quantitative. For the cosmic Mathematics indwells man. Man is himself in the midst of the living Mathematics. Of this we shall speak more tomorrow. |
295. Discussions with Teachers: Discussion Two
22 Aug 1919, Stuttgart Translated by Helen Fox, Catherine E. Creeger Rudolf Steiner |
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For example, suppose you have to teach or explain something to a sanguine child. The child has taken it in, but after some time you notice that the child has lost interest—attention has turned to something else. |
The ideal remedy would be to ask the mother to wake the child every day at least an hour earlier than the child prefers, and during this time (which you really take from the child’s sleep) keep the child busy with all kinds of things. |
When you consider something like the temperaments in working out your lessons, you must remember above all that the human being is constantly becoming, always changing and developing. This is something that we as teachers must have always in our consciousness—that the human being is constantly becoming, that in the course of life human beings are subject to metamorphosis. |
295. Discussions with Teachers: Discussion Two
22 Aug 1919, Stuttgart Translated by Helen Fox, Catherine E. Creeger Rudolf Steiner |
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A report was presented on the following questions: How is the sanguine temperament expressed in a child? How should it be treated? RUDOLF STEINER: This is where our work of individuating begins. We have said that we can group children according to temperament. In the larger groups children can all take part in the general drawing lesson, but by dividing them into smaller groups we can personalize to some extent. How is this individuating to be done? Copying will play a very small part, but in drawing you will try to awaken an inner feeling for form so that you can individuate. You will be able to differentiate by your choice of forms by taking either forms with straight lines or those with more movement in them—by taking simpler, clearer forms, or those with more detail. The more complicated, detailed forms would be used with the child whose temperament is sanguine. From the various temperaments you can learn how to teach each individual child. A report was given on the same theme. RUDOLF STEINER: We must also be very clear that there is no need to make our methods rigidly uniform, because, of course, one teacher can do something that is very good in a particular case, and another teacher something else equally good. So we need not strive for pedantic uniformity, but on the other hand we must adhere to certain important principles, which must be thoroughly comprehended. The question about whether a sanguine child is difficult or easy to handle is very important. You must form your own opinion about this and you must be very clear. For example, suppose you have to teach or explain something to a sanguine child. The child has taken it in, but after some time you notice that the child has lost interest—attention has turned to something else. In this way the child’s progress is hindered. What would you do if you noticed, when you were talking about a horse, for example, that after awhile the sanguine child was far away from the subject and was paying attention to something entirely different, so that everything you were saying passed unnoticed? What would you do with a child like this? In such a case much depends on whether or not you can give individual treatment. In a large class many of your guiding principles will be difficult to carry out. But you will have the sanguine children together in a group, and then you must work on them by showing them the melancholic pattern. If there is something wrong in the sanguine group, turn to the melancholic group and then bring the melancholic temperament into play so that it acts as an antidote to the other. In teaching large numbers you must pay great attention to this. It’s important that you should not only be serious and restful in yourself, but that you should also allow the serious restfulness of the melancholic children to act on the sanguine children, and vice versa. Let’s suppose you are talking about a horse, and you notice that a child in the sanguine group has not been paying attention for a long time. Now try to verify this by asking the child a question that will make the lack of attention apparent. Then try to verify that one of the children in the melancholic group is still thinking about some piece of furniture you were talking about quite awhile ago, even though you have been speaking about the horse during that time. Make this clear by saying to the sanguine child, “You see, you forgot the horse a long time ago, but your friend over there is still thinking about that piece of furniture!” A real situation of this kind works very strongly. In this way children act correctively on each other. It is very effective when they come to see themselves through these means. The subconscious soul has a strong feeling that such lack of cooperation will prevent a continuation of social life. You must make good use of this unconscious element in the soul, because teaching large numbers of children can be an excellent way to progress if you let your pupils wear off each other’s corners. To bring out the contrast you must have a very light touch and humor, so that the children see you are never annoyed nor bear a grudge against them—that things are revealed simply through your method of handling them. The phlegmatic child was spoken of. RUDOLF STEINER: What would you do if a phlegmatic child simply did not come out of herself or himself at all and nearly drove you to despair? Suggestions were presented for the treatment of temperaments from the musical perspective and by relating them to Bible history. Phlegmatics: Harmonium and piano; Harmony; Choral singing; The Gospel of Matthew; (variety) RUDOLF STEINER: Much of this is very correct, especially the choice of instruments and musical instruction. Equally good is the contrast of solo singing for the melancholic, the whole orchestra for the sanguine, and choral singing for the phlegmatic. All this is very good, and also the way you have related the temperaments to the four Evangelists. But it wouldn’t be as good to delegate the four arts according to temperaments; it is precisely because art is multifaceted that any single art can bring harmony to each temperament.1 Within each art the principle is correct, but I would not distribute the arts themselves in this way. For example, you could in some circumstances help a phlegmatic child very much through something that appeals to the child in dancing or painting. Thus the child would not be deprived of whatever might be useful in any of the various arts. In any single art it is possible to allocate the various branches and expressions of the art according to temperament. Whereas it is certainly necessary to prepare everything in the best way for individual children, it would not be good here to give too much consideration to the temperaments. An account was given about the phlegmatic temperament and it was stated that the phlegmatic child sits with an open mouth. RUDOLF STEINER: That is incorrect; the phlegmatic child will not sit with the mouth open but with a closed mouth and drooping lips. Through this kind of hint we can sometimes hit the nail on the head. It was very good that you touched on this, but as a rule it is not true that a phlegmatic child will sit with an open mouth, but just the opposite. This leads us back to the question of what to do with the phlegmatic child who is nearly driving us to despair. The ideal remedy would be to ask the mother to wake the child every day at least an hour earlier than the child prefers, and during this time (which you really take from the child’s sleep) keep the child busy with all kinds of things. This will not hurt the child, who usually sleeps much longer than necessary anyway. Provide things to do from the time of waking up until the usual waking hour. That would be an ideal cure. In this way, you can overcome much of the child’s phlegmatic qualities. It will not be possible very often to get parents to cooperate in this way, but much could be accomplished by carrying out such a plan. You can however do the following, which is only a substitute but can help greatly. When your group of phlegmatics sit there (not with open mouths), and you go past their desks as you often do, you could do something like this: [Dr. Steiner jangled a bunch of keys]. This will jar them and wake them up. Their closed mouths would then open, and exactly at this moment when you have surprised them, you must try to occupy them for five minutes! You must rouse them, shake them out of their lethargy by some external means. By working on the unconscious you must combat this irregular connection between the etheric and physical bodies. You must continually find fresh ways to jolt the phlegmatics, thus changing their drooping lips to open mouths, and that means that you will be making them do just what they do not like doing. This is the answer when the phlegmatics drive you to despair, and if you keep trying patiently to shake up the phlegmatic group in this way, again and again, you will accomplish much. Question: Wouldn’t it be possible to have the phlegmatic children come to school an hour earlier? RUDOLF STEINER: Yes, if you could do that, and also see that the children are wakened with some kind of noise, that would naturally be very good; it would be good to include the phlegmatic children among those who come earliest to school.2 The important thing with the phlegmatic children is to engage their attention as soon as you have changed their soul mood. The subject of food in relation to the different temperaments was introduced. RUDOLF STEINER: On the whole, the main time for digestion should not be during school hours, but smaller meals would be insignificant; on the contrary, if the children have had their breakfast they can be more attentive than when they come to school on empty stomachs. If they eat too much—and this applies especially to phlegmatic children—you cannot teach them anything. Sanguine children should not be given too much meat, nor phlegmatic too many eggs. The melancholic children, on the other hand, can have a good mixed diet, but not too many roots or too much cabbage. For melancholic children diet is very individual, and you have to watch that. With sanguine and phlegmatic children it is possible to generalize. The melancholic temperament was spoken of. RUDOLF STEINER: That was very good. When you teach you will also have to realize that melancholic children get left behind easily; they do not keep up easily with others. I ask you to remember this also. The same theme was continued. RUDOLF STEINER: It was excellent that you stressed the importance of the teacher’s attitude toward the melancholic children. Moreover, they are slow in the birth of the etheric body, which otherwise becomes free during the change of teeth. Therefore, these children have a greater aptitude for imitation; if they have become fond of you, everything you do in front of them will make a lasting impression on them. You must use the fact that they retain the principle of imitation longer than others. A further report on the melancholic temperament. RUDOLF STEINER: You will find it very difficult to treat the melancholic temperament if you fail to consider one thing that is almost always present: the melancholic lives in a strange condition of self-deception. Melancholics have the opinion that their experiences are peculiar to themselves. The moment you can bring home to them that others also have these or similar experiences, they will to some degree be cured, because they then perceive they are not the singularly interesting people they thought themselves to be. They are prepossessed by the illusion that they are very exceptional as they are. When you can impress a melancholic child by saying, “Come on now, you’re not so extraordinary after all; there are plenty of people like you, who have had similar experiences,” then this will act as a very strong corrective to the impulses that lead to melancholy. Because of this it is good to make a point of presenting them with the biographies of great persons; they will be more interested in these individuals than in external nature. Such biographies should be used especially to help these children over their melancholy. Two teachers spoke about the choleric temperament. Rudolf Steiner then drew the following figures on the board: ![]() What do we see in these figures? They depict another characterization of the four temperaments. The melancholic children are as a rule tall and slender; the sanguine are the most normal; those with more protruding shoulders are the phlegmatic children; and those with a short stout build so that the head almost sinks down into the body are choleric. Both Michelangelo and Beethoven have a combination of melancholic and choleric temperaments. Please remember particularly that when we are dealing with the temperament of a child, as teachers we should not assume that a certain temperament is a fault to be overcome. We must recognize the temperament and ask ourselves the following question: How should we treat it so that the child may reach the desired goal in life—so that the very best may be drawn out of the temperament and with the help of their own temperaments, children can reach their goals. Particularly in the case of the choleric temperament, we would help very little by trying to drive it out and replacing it with something else. Indeed, much arises from the life and passion of choleric people—especially when we look at history and find that many things would have happened differently had there been no cholerics. So we must make it our task to bring the child, regardless of the temperament, to the goal in life belonging to that child’s nature. For the choleric you should use as much as possible fictional situations, describing situations you have made up for the occasion, and that you bring to the child’s attention. If, for example, you have a child with a temper, describe such situations to the child and deal with them yourself, treating them in a choleric way. For example, I would tell a choleric child about a wild fellow whom I had met, whom I would then graphically describe to the child. I would get roused and excited about him, describing how I treated him, and what I thought of him, so that the child sees temper in someone else, in a fictitious way the child sees it in action. In this way you will bring together the inner forces of such a child, whose general power of understanding is thus increased. The teachers asked Rudolf Steiner to relate the scene between Napoleon and his secretary. Rudolf Steiner: For this you would first have to get permission from the Ministry of Housing! Through describing such a scene the choleric element would have to be brought out. But a scene such as I just mentioned must be described by the teacher so that the choleric element is apparent. This will always arouse the forces of a choleric child, with whom you can then continue to work. It would be ideal to describe such a situation to the choleric group in order to arouse their forces, the effect of which would then last a few days. During that few days the children will have no difficulty taking in what you want to teach them. Otherwise they fume inwardly against things that they should be getting through their understanding. Now I would like you to try something: we should have a record of what we have been saying about the treatment of temperaments, and so I should like to ask Miss B. to write a comprehensive survey (approximately six pages) of the characteristics of the different temperaments and how to treat them, based on everything I have spoken about here. Also, I will ask Mrs. E. to imagine she has two groups of children in front of her, sanguine and melancholic and then, in a kind of drawing lesson, to use simple designs, varied according to sanguine and melancholic children. I will ask Mr. T. to do the same thing with drawings for phlegmatic and choleric children; and please bring these tomorrow when you have prepared them. Then I will ask, let us say, Miss A., Miss D., and Mr. R. to deal with a problem: Imagine that you have to tell the same fairy tale twice—not twice in the same way, but clothed in different sentences, and so on. The first time pay more attention to the sanguine and the second time to the melancholic children, so that both get something from it. Then I ask that perhaps Mr. M. and Mr. L. work at the difficult task of giving two separate descriptions of an animal or animal species, first for the cholerics and then for the phlegmatics. And I will ask Mr. O., Mr. N., and perhaps with the help of Mr. U. to solve the problem of how to consider the four temperaments in arithmetic. When you consider something like the temperaments in working out your lessons, you must remember above all that the human being is constantly becoming, always changing and developing. This is something that we as teachers must have always in our consciousness—that the human being is constantly becoming, that in the course of life human beings are subject to metamorphosis. And just as we should give serious consideration to the temperamental dispositions of individual children, so we must also reflect on the element of growth, this becoming, so that we come to see that all children are primarily sanguine, even if they are also phlegmatic or choleric in certain things. All adolescents, boys and girls, are really cholerics, and if this is not so at this time of life it shows an unhealthy development. In mature life a person is melancholic and in old age phlegmatic. This again sheds some light on the question of temperaments, because here you have something particularly necessary to remember at the present time. In our day we love to make fixed, sharply defined concepts. In reality, however, everything is interwoven so that, even while you are saying that a person is made up of head, breast, and limb organizations, you must be clear that these three really interpenetrate one another. Thus a choleric child is only mostly choleric, a sanguine mostly sanguine, and so on. Only at the age of adolescence can one become completely choleric. Some people remain adolescents till they die, because they preserve this age of adolescence within themselves throughout life. Nero and Napoleon never outgrew the age of youth. This shows us how qualities that follow each other during growth can still—through further change—permeate each other again. What is the poet’s productivity actually based on—or indeed any spiritually creative power? How does it happen that a man, for example, can become a poet? It is because he has preserved throughout his whole life certain qualities that belonged to early manhood and childhood. The more such a man remains “young,” the more aptitude he has for the art of poetry. In a certain sense it is a misfortune for such a man if he cannot keep some of the qualities of youth, something of a sanguine nature, his whole life through. It is very important that teachers can become sanguine out of their own resolve. And it is moreover tremendously important for teachers to remember this so they may cherish this happy disposition of the child as something of particular value. All creative qualities in life—everything that fosters the spiritual and cultural side of the social organism—all of this depends on the youthful qualities in a human being. These things will be accomplished by those who have preserved the temperament of youth. All economic life, on the other hand, depends on the qualities of old age finding their way into people, even when they are young. This is because all economic judgment depends on experience. Experience is best gained when certain qualities of old age enter into people, and the old person is indeed a phlegmatic. Those business people prosper most whose other attributes and qualities have an added touch of the phlegmatic, which really already bears the stamp of old age. That is the secret of very many business people—that in addition to their other good qualities as business people, they also have something of old age about them, especially in the way they manage their businesses. In the business world, a person who only developed the sanguine temperament would only get as far as the projects of youth, which are never finished. A choleric who remains at the stage of youth might spoil what was done earlier in life through policies adopted later. The melancholic cannot be a business person anyway, because a harmonious development in business life is connected with a quality of old age. A harmonious temperament, along with some of the phlegmatic’s unexcitability is the best combination for business life. You see, if you are thinking of the future of humankind you must really notice such things and consider them. A person of thirty who is a poet or painter is also something more than “a person of thirty,” because that individual at the same time has the qualities of childhood and youth within, which have found their way into the person’s being. When people are creative you can see how another being lives in them, in which they have remained more or less childlike, in which the essence of childhood still dwells. Everything I have exemplified must become the subject of a new kind of psychology.
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184. The Polarity between Eternity and Evolution in Human Life
15 Sep 1918, Dornach Translated by Paul Breslaw Rudolf Steiner |
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In spiritual regions nothing develops in this way; we can only say of the child that he thinks, feels and wills differently from an old man; that the child is shifted into a different spiritual region where the battles between the various beings take place in other ways. |
There, everything is eternal and things do not happen in time, only in perspectives within which we see battles and changing relationships. The concept of time is inapplicable to the changing relationships in the higher hierarchies, and if we do use it, then we are only using it to make an illustration of the essential being of these hierarchies. |
So you can appreciate why the point of view that ordinary life provides makes it impossible to grasp in normal consciousness how things are the way I described them yesterday and today. Someone basing things on normal consciousness might say: “Yesterday, you outlined something about mankind that we can’t see, that isn’t reality at all, because people don’t develop the way you described; there are many people who are quite mature in their youth”, and so on. |
184. The Polarity between Eternity and Evolution in Human Life
15 Sep 1918, Dornach Translated by Paul Breslaw Rudolf Steiner |
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Those who study the soul-spiritual1 life of mankind cannot make use of many of the concepts which are commonplace in every-day life and in our current way of thinking. One such idea which cannot be used is that of evolution or development – the idea that one thing, or better said one condition, arises from another. Now I don’t want to be misunderstood, so I should make it quite clear that I do not mean the concept of evolution is useless. Yesterday, for example, we made extensive use of it, when we needed the idea of evolution to speak about how soul-bodily life proceeds between birth and death. But we need quite different concepts if we want to talk about what soul-spiritual life really is. As you know, our experience of soul-spiritual life within outer sensory reality takes place in thinking, feeling and willing. To understand what is really happening soul-spiritually within the processes of thinking, feeling and willing, we must bear in mind the following: – If someone feels something and the feeling comes to expression via thinking, or if someone perceives something in the outer world and what is perceived comes to expression via thinking, or if someone does something so that the will is translated into action – in other words whenever someone lives in the soul-spiritual – then this must always be considered as relationships taking place between spiritual beings. Whenever we want to describe the soul-spiritual world within which the human soul exists, then we really can’t avoid speaking about these relationships between spiritual beings. Suppose that the human being were more of a thinking type, although in reality it is never the case that the activities of thinking, feeling and willing are completely separate. While one is thinking and forming thoughts, the will is at work within the process of thinking, because one actually performs the thinking. And while one is doing something, performing some action, the will is also at work, executing the ‘what-is-wanted’. When we think or contemplate, we do a little more thinking and less willing, and when we act or surrender ourselves to some feeling, we do more willing and less thinking. But so far everything that I have touched upon is in fact only an outer characteristic of the matter. To grasp the reality of these things we must speak about them quite differently. For example, I might perceive something in the outer world which prompts me to form mental images of it; I don’t do anything, but confine my will to direct my senses towards the outer world so that I can perceive and string thoughts together. I am therefore contemplating, actively perceiving. In reality this means that I shift myself into a spiritual region where ahrimanically inclined beings have the upper hand. Pictorially speaking, in a certain sense I stick my head into a region where ahrimanic beings rule. While on the face of it I say “I am contemplating something”, in reality I should say “I am busy in a spiritual region where certain beings have the upper hand, somewhat subduing other beings, and hold the balance which tends towards the ahrimanic.” When we describe things this way, at first it all seems rather vague and indefinite, because they take place in the spiritual realm, and our language is made for sensory reality. One can however express them pictorially by removing the human being somewhat from the process and moving it more into the cosmos. For this reason a situation which could be characterised externally by saying “Something stimulates me and I ponder upon it”, would be expressed pictorially by initiation knowledge in something like the following way: – The human being lives in and orients himself within the cosmos. As I have shown in the last few days, this is like a compass needle that points, cosmically speaking, north-south, its orientation not determined from within, but by the cosmos. This orientation varies so that it can follow the zodiac, alternating amongst Aries, Taurus, Gemini, Cancer, Leo, Virgo, Libra, Scorpio, Sagittarius, Capricorn, Aquarius and Pisces. (See Figure). There is also at first a fundamental state, taking this orientation of the zodiac as a basis, in which the human being points upwards according to his head-nature and downwards according to his limb-nature. All this can then be viewed as a kind of balance beam which separates what is above from what is below. ![]() Now what becomes of this human cosmic orientation if we were to look at someone who is neither thinking nor acting – I hope you are not doing this – someone who is casually given over to the feeling of being lulled by life, half asleep and half awake, neither active nor passive? Actually rather a lot happens to him, only he doesn’t notice it. And if we want to picture this condition – as I said, one that I hope you are not in right now – then we would say that the balance beam rested horizontally. But if we want to describe a state of mind which I hope you are now in – contemplative, stimulated and absorbing what I’m talking about – then we must picture the balance beam differently. We would say that all the souls sitting here – or at least some of the souls sitting here – are shifted into a region where certain spiritual beings raise one side of the balance beam. In the physical world, when a beam moves because of an imbalance, we say that it drops, but in the spiritual world we say that the beam rises. When someone is in a state of contemplation, he shifts to a different spiritual region, and ahrimanic beings there raise the beam away from Libra and towards Virgo (see ‘blue’ in Figure). So when someone is contemplating, it means that he takes advantage of his situation as a human being in the entire cosmos, exploiting those forces within which he oscillates, in order to shift into a spiritual region where a condition of balance once again holds sway. You start to contemplate, and while you are actively doing this, your spiritual space – if I can call it that – shifts to a region where a battle takes place, and then subsides. The beings here on the left fight against the beings on the right, and vice versa. But once you have achieved a state of contemplation, the battle is over, and peace is restored. This peace signifies that certain ahrimanically oriented beings have the upper hand, like when a tilted balance beam comes to rest, no longer oscillating because something is pulling at it. That would be the reality corresponding to contemplation, to thinking actively. In normal sensory existence, what we call thinking is only maya, an illusion. You have to describe cosmically what thinking really is, asking about the person’s whole situation within the cosmos. And the answer you get about the person’s cosmic situation reveals both what certain spiritual beings are doing and what contemplative thinking is. So you see that it is basically an illusion if we describe thinking as we do in normal life, because in reality we find ourselves in a certain region in which thoughts take place in our ‘thinking space’ through the fact that certain ahrimanically inclined beings have tilted the balance beam to one side. That is what really happens. Consider another event in human soul-spiritual life; we do something, not charging aimlessly around, but acting intentionally, an action filled with thought. How this is described in ordinary life is also a mere illusion, because when we are acting, we again shift into a specific cosmic region. But in this region there are certain luciferically inclined beings who raise the balance beam from its state of rest in the other direction, which we can picture with this arrow (see ‘red’ in Figure). So when we are acting intentionally, really willing our deeds, we are oriented in a region of the cosmos where the balance beam is held by certain luciferic beings. Now the state of rest is gone because we have shifted to a region where these luciferic beings begin to make the balance beam tremble, and we are transported into a kind of battle that takes place in the cosmos. Within our will the luciferic beings begin to fight against the ahrimanic beings, and this volatile situation expresses itself as the rocking of the balance beam. So what is called will in everyday language is also only maya, and is correctly described by saying that when we will something we are in a region where luciferic beings have raised the balance beam. We find exactly the region where the state of rest begins to change into rhythmical movement, and raising the beam takes place without our involvement. I have mentioned in the first of my mystery dramas – of course in dramatic form – that when we think or feel soul-spiritually, we should not have the idea that this only happens within us, because cosmic forces are also set in motion. This was expressed pictorially in a scene in which Capesius and Strader do something, and at the same time great cosmic events take place. They do not happen in the sensory world but in the super-sensible, so one can only make them perceivable in the sensory world in the way it is done in the drama. All the same, it is quite clearly expressed in the play that human action as we normally describe it, is only a reflection of reality, and when one thinks or wills the slightest thing in one’s soul, significant events happen in the cosmos. We can never think or will something without shifting ourselves into regions where spiritual battles are taking place, or spiritual battles are subsiding, or spiritual battles have already been fought and we move into the outcome of these struggles, and so on. What I have just described to you is present in the human soul-spiritual being, only it is hidden in the life we lead between birth and death; but it is the truth in the spiritual world. Recently I have spoken in other contexts about how modern man, behaving intellectually as is the custom today, really lives in hallucinations. Basically, the ideas we form about thinking, feeling and willing are hallucinations, and the reality that lies behind them is what we can illustrate pictorially in the way I have just done. So what we have just described lies behind our soul-spiritual events, and reveals itself to us as a reflection, appearing as thinking, feeling and willing. And as soon as we consider the human being as he really is soul-spiritually, the concept of development, of evolution, becomes inapplicable. For example, it would be complete nonsense to say that the human being becomes reasonable at a certain age, prior to which he is given over to a raging will, and that the one develops from the other. In spiritual regions nothing develops in this way; we can only say of the child that he thinks, feels and wills differently from an old man; that the child is shifted into a different spiritual region where the battles between the various beings take place in other ways. In spiritual regions, development, as we described it yesterday, does not take place. There we understand the past as a picture of battles, of relationships, of the changing circumstances of the spiritual beings that we look for behind the higher hierarchies. When we speak about the present there is a different picture of the interplay of the hierarchies, and there is yet another picture when we talk about the future. As we regard the past, present and future, so accordingly do we see different pictures in the relationships between the various beings of the hierarchies. And it would be absurd to suggest that the picture of the future battles develops out the picture of the past battles. These things belonging to the region of the spirit are in a certain relationship of juxtaposition, not one after the other. For this reason we cannot speak of development, only of spiritual perspective, as I have already told you in respect of other matters. What we can say is that when we consider the human being as a soul-spiritual being, then it makes no sense to speak of him first as a child who goes through the change of teeth, then puberty, and so on. So what appears as evolution, as development, in the region of the soul-bodily, cannot be spoken of as evolution when it is to do with the soul-spiritual. Instead it should be understood as transition from one picture to another within the changing relationships of the beings of the higher hierarchies. If you fail to bring into consideration the connections between what I explained yesterday and today then you will never really understand the relationship between the temporal and the eternal. I have already explained how the human being, as a soul-bodily being, is placed in temporal development in such a way that he needs to become an old man before he can first begin to understand what happened to him as a child. This has everything to do with the concept of evolution. But as a soul-spiritual being, we must recognize that the human being is not placed within evolution, that the concept of time as we know it in outer sensory life is totally inapplicable there, and that we make a mistake when we speak of the human soul-spiritual being and bring time into the sphere of the higher hierarchies. There, everything is eternal and things do not happen in time, only in perspectives within which we see battles and changing relationships. The concept of time is inapplicable to the changing relationships in the higher hierarchies, and if we do use it, then we are only using it to make an illustration of the essential being of these hierarchies. Hence you can follow in my Outline of Occult Science how carefully I suggest that what appears to be temporal must be presented in picture form. For example, where I speak about the stages of Old Saturn and Old Sun, I draw attention very clearly to the fact that the concept of time is only used pictorially to describe what preceded the Old Sun period and even into the first half of the Old Sun period itself. You can check all this in Occult Science where these apparently minor details in my book about spiritual science are of tremendous importance, because precisely in these details lies the basis for an understanding of the difference between what is temporal transitoriness and what endures eternally. If you think about what I have just said, then you will see that yesterday I tried to describe the being of man purely in time. The concept of time played a really major role there, because it depends on time whether someone has gained a certain understanding by living through to old age, or not if he is still in childhood. Yesterday when we described what forms the basis of the soul-bodily being of mankind in the light of the spirit, it was based firmly on the concept of time. Today I have described what forms the basis of the soul-spiritual being which can only be portrayed by describing it in the sphere of eternity, in which – and this is rather difficult – the concept of time is completely inapplicable. In this respect our being is indeed split in two, and insofar as we do develop through our lives, we do so on the one hand, by waiting calmly and patiently until we are mature enough in soul and body to understand something, while on the other hand we remain without development in the sphere of eternity, where to a certain extent we gaze simultaneously at our childhood in one region, and at our dotage in another. Here on earth, mankind lives in such a way that what happens in the sphere of eternity rays down into what happens in the temporal sphere, and vice versa, both being mixed up with each other. The task of initiation wisdom is to separate what is mixed up, because only by being held apart can it be understood. Initiation wisdom has always called what is in the sphere of eternity – Above, and what is in the sphere of transitoriness – Below. But as the human being lives here on earth, he views a mixture of Above and Below, and can never come to an understanding of his own being when he sees it mixed up in this way. He can only understand himself when he understands how to separate what is mixed up. So you can appreciate why the point of view that ordinary life provides makes it impossible to grasp in normal consciousness how things are the way I described them yesterday and today. Someone basing things on normal consciousness might say: “Yesterday, you outlined something about mankind that we can’t see, that isn’t reality at all, because people don’t develop the way you described; there are many people who are quite mature in their youth”, and so on. But this is an objection based on a deception, since reality is as I described it, and people today slip into dualism because they do not see what is Below as mobile and fluid in the way I presented it yesterday. The normal view is to look at a person as he stands before us, while the initiate considers the course of events that take place between birth and death and sees the human being in flux, taking the rigidity of what is Below and bringing it into flowing movement. On the other hand, when an initiate considers the fluidity of thinking, feeling and willing, he brings this movement to a halt, and what is bound to the physical body apparently happening in time, he views in the sphere of eternity, the region of spiritual juxtaposition. People strive towards initiation wisdom, and openly admit that the perceivable environment is maya, a great deception, an illusion. But when it gets serious, then they don’t accept it, and would rather describe the region Above with the same idea of maya that they use for the region Below. One should make beautiful schematic drawings based on the ideas of maya, and move about the spiritual world with them, up or down, above or below consciousness. People say to me: “Yes, but you’re not describing things so that I can understand”. But behind this lies “You challenge me with ideas and thoughts that are different from the ones in maya; you challenge me to come to grips with ideas which are in the sphere of reality.” As another objection, someone might say: “Yes, but in the end, what concerns me in all this is what happens here below! If we just use the concept of time seriously in relation to human development, or we gaze out from life into the sphere of eternity, then one can get by quite well, thank you very much”. You could say this if you remained in maya, and if you formed concepts from what is all mixed up; and yes, you can survive, you can of course continue to live albeit asleep by remaining only in the sphere of eternity. But here my first point is this. If you form concepts like these, which are sharp and which can stand up to modern scholarship, then you can just about live with them, but really only just live. What you cannot do with concepts like these is die. Nobody can die with concepts like these. And as soon as one touches upon this mystery, the full import of spiritual scientific knowledge begins to dawn on one, because concepts which are formed without initiation knowledge lead after death into an unlawful ahrimanic region. And if you spurn forming concepts like those in initiation wisdom, then after death you will not arrive in the region of humanity to which you are really predestined. In former times higher spiritual beings taught those people with an atavistic clairvoyant predisposition the concepts of initiation in supersensible ways. In those days, and essentially up until the year 333 after the Mystery of Golgotha, there was a kind of supersensible instruction available to people, which made them not only fit for life, but also fit for death. However, since that time the human being has had to prepare his soul, through his own effort here on earth, with concepts so that he can cross the threshold of death in the right way. For initiation wisdom there is nothing more frivolous than the comment: “Well, we can wait until we enter the region after death, then we’ll see what’s there”. The answer to this is: “Whoever waits, sins against life”, because you would be utterly terrified if, per impossibile, an initiate showed you what deformed creatures you would be if, throughout your life between death and rebirth, you had had the same attitude and said: “I’ll wait until I’m born on earth to see what kind of being is clothed with flesh and blood”. There, higher beings take care of you, and because of their benevolent influence, you cannot avoid preparing for yourself those forces which before your birth protect you from becoming a misbegotten creature. And those beings that teach us say: “This spiritual life between death and new birth is not merely here for our region, it is also here in order for the region Below to be lawfully prepared so that finely formed people can come into being there, and not mis¬begotten creatures.” Likewise life here on earth is not simply for the earth, but is here so that a person can die in the correct human way. And by adopting concepts from the higher region the human being can prepare his lower nature for this so that he does not enter an inappropriate ahrimanic region. There are of course appropriate ahrimanic regions, but those that are not in accordance with one’s humanity would be inappropriate. That is the first point. The second point is this. If you disregard the sphere of eternity, you can just about survive as an individual person – although in reality nobody can live in isolation – but you would not be able to live within the human social order which is led and directed by beings of the higher hierarchies. When you enter into even the most trivial relationship with another person – and our whole life consists of inter-personal relationships – and if what streams into this relationship does not flow from a consciousness of what lies in the spiritual sphere of eternity, then you ruin social integrity, and you contribute to catastrophic manifestations of destruction on the planet. In addition, any social or political point of view that does not stem from the spirit, will also work in this destructive way. Only a point of view that reckons with the sphere of eternity, that is alive to what is becoming, can be effective in political, social, and especially in inter-personal life. This is the great serious truth which must increasingly confront humanity through initiation wisdom. And the signs of the times confirm this, that those days up to 333AD are long past, when higher beings supersensibly taught a humanity that did not need to participate consciously, because it could be educated mostly in sleep or in dimmed consciousness. But today people can only receive what they need so much by experiencing it person to person within humanity itself. People must simply put aside that arrogance which lets them say they can always form their own opinions. In the sphere of transitoriness we should recognise that the old have something to say to the young which only the old can tell them. If we understand this, then why should we not also understand that there is an initiation wisdom which we take in inter-personally? This is a kind of leaven of the social life which must develop in the future, so that at any moment – we are speaking of the sphere of time here – if someone cannot recognise what he needs, then he will receive it from others. Yesterday I told you that our individual development in time makes it unnecessary for us to accept things merely by believing in authority; instead when we form an idea we can have it as a kind of conviction that flows from one’s own inner being. I have emphasized in a number of my books that belief in authority has no place in spiritual science. But it also needs to be clearly understood by all who are really grounded in spiritual science that someone cannot be initiated at any time of life simply by blowing his own trumpet and following his own convictions as is the fashion today. If that were the case people could draw up all manner of programmes that they believed in, that could rule the world, but which could never deliver the kind of wisdom that really flows into the life and workings of the world which increasingly need initiation knowledge. In past times initiation was a kind of thinking that was given to humanity. But in the future people must use their own willpower to turn towards what comes into the world through initiation, even though this counters many subconscious desires. It is very difficult for people to find the right way to summon up the required degree of seriousness to engage with everything that I have been talking about. It is becoming really hard to tell modern human beings how much goodwill they must have, because they often think that this goodwill is actually rather heartless. Whoever correctly penetrates the meaning of spiritual science knows that as we move towards the future, there is no alternative to the study of initiation wisdom for forming the soul substance that enables us to pass through the gate of death in the right manner, and which also allows us to stand properly within the social life of humanity. One can live into this, but then comes the contradictory thought: “Here’s someone in whose life there are people whom he loves for one reason or another, but they do not want to know anything about this great requirement of our time to turn towards the spiritual life. When he wishes that these people should also attain salvation, it seems to him heartless if the whole truth is spelled out”. But whoever really has goodwill towards these things knows that it is not goodwill at all to close one’s eyes and say: “Oh well, although they don’t want to know anything about the spiritual life, they can attain salvation anyway”. Instead one should say: “Every effort should be made to bring the spiritual life to the earth”. It is not about giving in to the thought which is so closely connected with our own wishes for dealing with those who don’t want to know anything about spiritual life. Rather we should positively strive towards dedicating ourselves with goodwill to the spiritual life, attempting to bring it into the world so that people can be – if I might use the expression – brought to blessedness. Behind what is often called a loving attitude, lies hidden not only superficiality, but also a misjudgment of the whole situation. Today if someone speaks out of initiation wisdom, he does so not to teach people theoretical knowledge, but with a warm heart, out of love of humanity, because he knows how much the signs of the times indicate that the next great task is to bring spiritual life to the soul, and to incorporate it into human life so that the spirit draws near to the soul. But it is also necessary to courageously face up to the challenge of humanity’s development in time. The views from Above and from Below which must be brought into the open today and clearly understood, if at all possible also need to be incorporated in the human soul. If life is looked at as it is today – in a prejudiced and illusionary way – then one is not speaking about the whole of life but only about a tiny part of it. I tested this in the following way. I know the various biographies of Goethe, which provide information about many of the things that Goethe did, what he was motivated by, considered, and thought about, between his birth and his death. But as soon as Goethe’s soul passed through the gate of death, what is described in these biographies with their illusionary point of view, has not the slightest significance for the region which the soul enters after death, and constitutes another mixing up of the sphere of eternity with the sphere of transitoriness. It is indeed transitory when, through a new birth, the human being again steps into existence, Everything that is recorded about life between birth and death in an illusionary biography based on an illusionary world view is of no use for the sphere which one enters through the gate of death. What matters is only the question: “How has the soul spoken to the cosmos?” Whatever somebody said to his neighbour, even if it was the most beautiful thing on earth, if it did not flow from spiritual knowledge, then it was not spoken to the cosmos. However, what Goethe lived through was spoken to the cosmos, when one considers his life described in seven-year periods. How Goethe changed from one seven year period to the next! How remarkable was that great change in his life which happened at the end of a seven-year period when he went to Italy, or at least decided to go there! Whatever happens from one seven-year period to the next, beneath the sphere which forms normal biographies, this is what speaks to the cosmos; and something can be done with this once the human soul has passed through the gate of death. What Goethe said that was influenced by beings of the sphere of eternity, described as I have been doing today, this too has a connection to the sphere that one enters after death. Picture to yourselves Goethe’s life from the point of view of yesterday’s consideration of successive seven-year periods – what he felt when he wrote maxims above particular chapters of his works, such as “What youth desires, age receives in abundance”. Looking at Goethe’s life from the point of view of transitoriness, of evolution, if you run across words like these used as a motto above that one chapter, and you meet these words with knowledge of spiritual science, then to a certain extent you will have encountered the eternal Goethe. And if again with a spiritual scientific attitude, you come across something that Goethe said, resounding with what flows from the sphere of eternity where the hierarchies have their interplay, there too is the eternal Goethe. By accepting initiation wisdom, the task that accrues to humanity from now onwards is to get to know not just what is temporal in the world but also what is eternal; this can only be learned by turning to spiritual science. What in former times was freely offered, must be seen by modern humanity in the light of what approaches us from modern initiation wisdom. Within the Catholic church today there is something that acts like a red rag to a certain kind of being. When the type of Catholic, who these days might often consider himself to be true-blue, chooses some world-view to twit, it is the doctrine of emanation. Any interpretation of the universe based on emanation is condemned – perhaps for himself personally a little less so – but certainly for those faithful little lambs to whom he is speaking or writing. All that’s needed is to be able to attach the description ‘emanating’ to any philosophy! According to dyed-in-the-wool Catholics, the doctrine of emanation is opposed to creationism, the philosophy of creation out of nothing. So here we have, in a kind of dualistic way, on one side the philosophy of emanation acting like a red rag, and on the other side creationism, the philosophy of creation from nothing. Creationism is accepted and the philosophy of emanation is rejected. Now the doctrine of emanation became known in Western culture indirectly through the Gnosis. However, the manner in which it became known in the West – the underlying literature has been largely destroyed – means that the doctrine of emanation has become distorted, because within Catholicism only its distortion is known, which gives rise to great misunderstanding. Because what one knows as the doctrine of emanation – the outcome of one eon from another, where the less perfect always stems from the more perfect, which is usually described exoterically as the Gnosis – is in fact already a distortion. It points back to a completely different world view, particularly to ancient times when it was possible for spiritual teachers to instruct mankind directly out of the supersensible. The doctrine of emanation – although a corruption – points back to a wisdom that in its old form referred to the sphere of eternity, to what is Above. As such, one can to a certain extent defend emanation, not in the corrupt form that we know, but in the form where only a perspective within time is described and not from the point of view of true evolution. But if it cannot speak about real evolution, then neither can it speak about creation from nothing, because that too is a kind of evolution, albeit an extreme case. The idea that something stems from something else – as we have discussed today – is inappropriate for describing the sphere of eternity which consists of interrelationships between spiritual beings. However, if we turn again to the sphere of transitoriness, then we can indeed speak about evolution, even about this extreme case, which basically has been implicit in much of what I have been speaking about these past few days. For when we say that present-day ideals are the seed of the future, and that present-day realities are the fruit of the past, isn’t that a continuous coming into being from what does not exist in the world? Rightly understood, this leads us to true, uncorrupted, creationism. The demand that goes out to humanity today is this: To understand in the correct light what was meant by the doctrine of emanation, and to apply it to the soul- spiritual world; and to rightly understand what is meant by true, uncorrupted, creationism, applying it, not to the creator, but to the created, to the soul-bodily. The salvation and resolution of this philosophy lies not in the nebulous confusion of dualism, but in recognising the duality and seeing through it, and by viewing correctly the spheres of eternity and of transitoriness, and being able to separate them. Then we will be able to say that in beholding reality as it exists before us, we see both a reflection and at the same time an effect; a reflection because it belongs to the sphere of transitoriness and is ruled by evolution, and an effect because it belongs to the sphere of eternity and is ruled by what we acquire when we comprehend the soul-spiritual life as described today. It is not correct to say that creationism is right and emanation is wrong, nor that emanation is right and creationism wrong, but that both are necessary factors for a true understanding of the totality of life. Overcoming dualism cannot be brought about theoretically, only by life itself. If you seek a resolution of what is Above with what is Below, of the sphere of transitoriness with the sphere of eternity, and look for it theoretically in concepts, thoughts, and ideas, then you will never manage it, you will arrive at a confused philosophy, because you would be seeking with the intellect what should really be sought in life itself. In life one can look for the truth only when one knows that one has to set one’s gaze both in the sphere of eternity, to recognise there what does not otherwise appear in outer reality, and then to consider all human and other beings in the sphere of transitoriness, in a way that actually contradicts outer reality. Armed with both of these, when one comes upon something real, it begins to flow as one experiences reality as alive, as living seeing, arising from the combination of effect in the sphere of eternity and reflection in the sphere of transitoriness. This is the way to grasp reality, if one does not want to hold a theoretical worldview that only lives in concepts and ideas. One can grasp it if one is willing to adopt two worldviews, one for the realm of the soul-spiritual and the other for the realm of the soul-bodily, and in the living interplay of the two, not in a theory, one will have something that nourishes and stimulates life. Only in this way can we escape from dualism. This is the challenge that faces humanity today. It has nothing to do with founders of religions appearing and teaching humanity about spiritualism; nor does it depend on founders of learned sects appearing and teaching humanity about materialism. But it does depend on us viewing matter as the material of evolution, that spirit is not matter and should be understood spiritually in the sphere of eternity, and that reality should be viewed as both of these. What must flow into a future world view is matter illuminated by the spirit, and the spirit substantiated by matter. It does not depend on philosophers appearing who offer mankind definitions of truth, or who offer definitions that in theory create a so-called monadic consistency, as the academics teach. But it does depend on recognising the duality between truth and knowledge, and actively looking for the relationship between these two in life itself, leading to a living epistemology, not a theoretical one. It is not truth or knowledge, but truth and knowledge – knowledge borne by the significance of truth, itself illuminated by the light of knowledge – recognising the human being himself as a duality in the world who, in his life and in his becoming, can only surmount what as duality must be surmounted. The future task of humanity is not Kantianism which believes that appearances in the outer world are not the ‘thing-in-itself’, but should be to achieve truth and knowledge in the intellectual sphere too; and that means recognising that what surrounds us is indeed maya; but it is maya because of the way we are placed in the world, and as long as we appear this way, we are a duality. We create maya by our being placed in this way, and we overcome it, not in some idea or theory, but in life itself by bringing our own selves to life. This is of course contained in my booklet Truth and Knowledge. It also appears in my book The Philosophy of Freedom, which in a few days’ time will appear in a new edition that you can get here. I have made some additions to it, not altering the original text, but considerably enlarging many of the notes. In conclusion therefore, what is important is to understand the signs of the times, and from them to nurture the spiritual life in the various areas of human endeavour.
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226. Man's Being, His Destiny and World-Evolution: Man's Being, His Destiny and World Evolution, Part II
20 May 1923, Oslo Translated by Erna McArthur Rudolf Steiner |
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A man in his twenties is an adult who does not feel himself as dependent upon his body as would a child were it to pass in full consciousness through the stages between change of teeth and puberty. There was still a feeling in comparatively recent ages that the human being matured gradually. |
As it were, their body began to bud and blossom during spring and summer, and went into decline during autumn and winter. Human life took part in the seasons, the changing air-currents ... And this perception of the changing air-currents, the changing seasons, was connected with another thing. |
Now, however, they had to believe that the Christ had moved away from their consciousness, that the Christ was no longer on earth. Thus they were plunged into deep sorrow, for they had seen the Christ-figure disappear in the clouds, that is, move away from their consciousness. |
226. Man's Being, His Destiny and World-Evolution: Man's Being, His Destiny and World Evolution, Part II
20 May 1923, Oslo Translated by Erna McArthur Rudolf Steiner |
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We cannot fully estimate the nature of man's being, as it appears at present, without fixing our eyes on extended periods through which he has passed in the course of his evolution. This will become evident when considering the facts described by me during recent days. Our souls undergo repeated earth-lives that are always separated from one another by the life between death and a new birth. In this manner our souls have passed through the most manifold periods of human evolution. By reflecting on these things, we shall clearly recognize that the nature of the human being can be comprehended only when we consider extended periods during which our souls have repeatedly lived on earth. These matters have been discussed by me in previous Kristiania (Oslo) lectures, dealing with the sequence of evolutionary epochs, such as those that preceded and those that followed the Mystery of Golgotha. Today I wish to discuss this subject from a particular standpoint. Mankind has undergone great changes in the course of its evolution. This fact is not sufficiently appreciated. People know that a Greek period existed, an Egyptian period, and other earlier periods. But, although they are aware of evolving culture-impulses, they believe that human beings in regard to their soul-life were just the same (at least, in historic ages) as they are today. This is not true. At a certain stage we come to a stop in this historic retrospect. We come to a long pause leading to a period which present-day scientists are very fond of describing as that of man's supposedly ape-like ancestors. Mankind's evolution, however, was not in the least as people now imagine it. In order to understand the changes it has undergone, let us envisage the relatively great dependency, existing in the present age during the human being's first years of life, of the spirit and soul organism on the physical-bodily one. You need only to consider the stage of early childhood until the change of teeth, and the extensive transformation accompanying the change of teeth which must strike every unprejudiced observer. The child's entire soul-constitution becomes different. We then find another life period lasting until puberty. We all know that at this age the development of spirit and soul is dependent on the development of the body. And, if we observe these things without prejudice, we notice the same dependence of spirit and soul on the body also at a later age lasting until the twenties, although today, in the time of youth movements (this is not said in a critical sense) it is just the young people who do not like to emphasize this dependence. Naturally, they consider themselves, at sixteen or seventeen, fully developed young women and young men; and those vaunting unusual mental faculties write newspaper articles at twenty-one. These young people would thus like to hush up the fact that their spirit and soul is greatly dependent on their bodily organism. At any rate, the present-day human being becomes more or less independent of the body once he has reached a certain age. A man in his twenties is an adult who does not feel himself as dependent upon his body as would a child were it to pass in full consciousness through the stages between change of teeth and puberty. There was still a feeling in comparatively recent ages that the human being matured gradually. It was then clearly realized that the so-called apprentice had to be treated differently from the journey-man; and a master's rank could not be attained until relatively late in life. As regards present-day man, however, it can be asserted that after a certain age, his spirit and soul are no longer greatly dependent on his body. Of course, on reaching a venerable age, we notice a renewed dependence on our physical organism. When the legs become shaky, when the face becomes wrinkled, when the hair becomes grey, we cannot then deny the influence of the body. This, however, is not ascribed to a genuine parallelism of body and soul. People of today feel that, even though the bodily forces decline, soul and spirit remain, and must remain, more or less independent of the bodily-physical. Yet this was not always the case. If we go back to earlier epochs of mankind's evolution, we find the human being even in his old age remaining as intensely dependent on his body as does a child's soul today remain dependent on its body between the change of teeth and puberty. And if we are enabled—not by external history, but by spiritual science—to go back to the first period of evolution after the great Atlantean catastrophe which caused a new configuration of the earth's continents, we come to what I called in my Occult Science the primeval Indian epoch. The human being then felt himself, even after having reached his fifties, to be just as dependent on the physical as the child's soul is dependent on the change of teeth, and the youthful person's soul on puberty. This means: Just as we experience today during childhood the ascending line of growth, so ancient man experienced, in his fifties, the descending line within spirit and soul. Then things happened in such a way that a man, on reaching his fifties, matured inwardly just by becoming older, in a similar manner as modern man matures on attaining puberty. And at that time, seven or eight thousand years before the Mystery of Golgotha, human beings eagerly looked forward, during their whole life, to this stage of existence. For everyone could say to himself: Something will be revealed to me out of my bodily constitution that I could not experience in younger years, before I became forty-nine or fifty. Naturally, such an idea is bound to shock modern men most profoundly. You only need to think of a present-day man who is absolutely sure of being a finished product after reaching the twenties. What could be said if he had to wait until the age of maturity revealed something to him which he could not know before, which he could not feel, and experience before! In ancient India, however, man's bodily constitution enabled him to feel, already in his fifties, something like a gradual separation of the physical body from spirit and soul. He felt more and more how the physical approximated, as it were, the corpse-like. And he felt in this estrangement of the physical body, in this approach of the physical body to the earth-elements, a liberation of spirit and soul. By considering the body merely as a garment, he felt its relationship to the earth, to all that would belong to earth after death. It was less amazing to ancient than to modern men that the body had to be discarded, delivered to the earth-forces. For ancient man passed slowly and gradually through this process of discarding the body. This sounds paradoxical, because it implies the terrifying conception of having a physical body that is slowly becoming a corpse. Ancient man, however, did not think of his body as a burdensome object passing, as it were, into a kind of putrefaction. Instead, he thought of it as an independent sheath or shell which, even though becoming earth-like, was yet full of life. Yet the physical body, at the age of fifty, assumed a sheath-like, shell-like character. This gradual becoming similar to the earth taught ancient man something that can be known today only through abstract science. The inner nature of metals, for instance, became known to him. At the age of fifty, he was instinctively able to differentiate between copper, silver, and gold. He felt the resemblance of these metals to his own organism gradually turning to earth. A rock-crystal called forth in him other feelings than furrowed soil. By aging, man gained wisdom concerning terrestrial matters. This fact influenced primeval civilization. The young, looking up to the old, said to themselves: These ancients are wise. Once I have become as old as they are, I shall also be wise. Such an attitude caused a profound veneration and a tremendous respect for old age. In those ancient days of mankind's evolution (the epoch of primeval India), a lofty civilization, connected with a wondrous veneration, a wondrous respect for old age, existed in a certain part of the world (not in that part, however, inhabited by men with receding foreheads, such as are excavated today by anthropologists). And we must ask ourselves: How did it actually happen that men passed through these experiences? It did happen, because primeval man lived less intensively in his physical body than we do. Today man crawls into the very core of his physical body, the experiences of which he shares. Thus he feels himself to be identical, at one with his physical body. And we must undergo a common destiny with whatever is felt to be at one with us. Because, in those ancient times, men felt themselves more self-dependent within the physical body; because their thinking was more imaginative; because their feeling was like an inward weaving and living in the world of reality—for all these reasons their physical body from the beginning seemed to them like a sheath in which they were encased. This sheath began to harden as life drew near its end. A man in his fifties could feel how the body developed increasingly in accord with the outer world, thus becoming a mediator that could instill in him wisdom concerning the outer world. The situation changed when civilized mankind of those days passed into the next age, called by me in my Occult Science the primeval Persian. Then a man in his fifties could no longer experience this dependence of his physical body upon the earthly. Instead, the aging physical body exerted a different influence on those still in their forties, from the forty-second or forty-third year to the forty-ninth or fiftieth. During these years, they participated intensively in the change of seasons. They experienced spring, summer, autumn, winter within their body. As it were, their body began to bud and blossom during spring and summer, and went into decline during autumn and winter. Human life took part in the seasons, the changing air-currents ... And this perception of the changing air-currents, the changing seasons, was connected with another thing. Man felt that his speech was being transformed into something no longer belonging essentially to him. Just as the primeval Indian felt that, once he had attained the fifties, his whole physical body did not really belong to him, but more or less to the earth, so the primeval Persian felt that the body, by producing speech, belonged to the people around him. At fifty, a member of primeval Indian culture no longer said: I am walking. If expressing his own feelings, he would say: My body is walking. He did not say: I enter through the door; but instead: My body carries me through the door. For he experienced his body as something related to the outer world, to the earth. And, five or six millennia before the Mystery of Golgotha, a member of the Persian civilization felt that speech came forth by itself, that he had it in common with his whole surroundings. At that time, people all over the world did not live in such an international way as today, but as members of definite folk communities. They felt how speech became alienated from them; how, if expressing their real feelings, they could say: “It is speaking within me.” It was really the case that people after attaining the forties expressed the following in a certain, very respectful sense: Divine-spiritual forces are speaking through me. And the human being also felt as if his breath did not belong to him any longer, but was dedicated to the surrounding world. On reaching his late thirties, a member of the Egypto-Chaldaean culture—which lasted from the third or fourth millennium until the eighth or ninth pre-Christian century—had a similar feeling with regard to his thoughts, his mental images. The Egyptian or Chaldaean felt in his thirty-fifth year as if his mental images were connected with heavenly forces, the course of the stars. As the primeval Indian, at the end of his life, felt the connection of his body with the earth, as the primeval Persian felt the connection of his speech, his breath, with the seasons and the surrounding world, so a member of ancient Egyptian, of ancient Chaldaean culture felt that his thoughts were directed by the course of the stars. And he felt how divine star-powers were interwoven with his thoughts. In Egypto-Chaldaean culture, the human being felt this dependence of his thoughts upon heavenly powers until his forty-second or forty-third year. Subsequently no new element entered into human development. The primeval Persian, too, felt as if his thoughts had been given to him by the stars; but he attained, moreover, in his forties the relationship to speech that I have described. Likewise, the primeval Indian, from his thirty-fifth year, possessed this relationship to the star-powers. Therefore he considered astrology as something self-evident. In his forties, he also attained the dependence of speech upon his surroundings. In his fifties, moreover, he experienced how his physical body became objective, became shadow-like. He accustomed himself, as it were, to the dying, because dying had approached him already in his fifties. The soul was less firmly joined to the body. Hence outer conditions could bring forth these bodily changes. This fact was perceived by the soul, experienced by the soul. And thereby man, as he grew older, merged himself more and more with the world. Then came the Graeco-Latin era, which lasted from the eighth pre-Christian century until the fifteenth post-Christian century, for until then, the echo of Graeco-Latin culture still resounded in all civilized countries. This marked the age when man felt himself until his thirties still dependent upon his physical body, but no longer dependent on the stars, the seasons, the earth. He felt himself firmly entrenched within his physical body. The Greek felt a concord, a harmony between the soul and spirit element and the bodily-physical. Only this bodily-physical element no longer separated itself from him. This is all very difficult to express, for we are prevented, by the customary and totally inadequate historical teaching given to us in school, from forming a conception of these changes in mankind's evolution. There then came the time when the human being became connected with his physical body in such a way that his physical body was committed no longer to participate in the course of the universe directed by spiritual laws. Now man was completely bound to his physical body. Mankind did not reach this stage until the eighth pre-Christian century. Thus a great transformation of mankind's whole evolution occurred in as far as it concerned civilized mankind. Although the human being on reaching the thirties felt himself still at one with his physical body, he no longer was separated from it. He felt himself united with his physical body. It could no longer unveil to him the world's mysteries. During this period, therefore, mankind attained an entirely new relation to death. At an earlier time, when the human being prepared himself for dying, as it were, by undergoing a separation from his physical body, this dying signified for him nothing but a transformation in the midst of life; for, in his fifties, he became familiar gradually with the process of dying. He experienced dying as a process which merged him, in a wisdom-filled and blissful way, with the universe. He experienced death as something guiding him into a world in which he had already lived during his earth-life. Death at that time was something entirely different from what it became later. It might be said: More and more the human being was confronted by the possibility that soul and spirit might participate in death. Let us compare Hellenism with the primeval Indian epoch. In primeval India, the body gained independence. The individual was aware of being something else besides his body which became independent and sheath-like. He could not have possibly conceived the thought that death might be the end. Such a thought did not exist among human beings of the primeval Indian period. Only by degrees, and most decisively in the eighth pre-Christian century, did man say to himself (still out of an unconscious feeling, because he was unable to think about these things in a rationalistic way): My body dies; but, with regard to soul and spirit, I am at one with my body. No longer did he notice the difference between the bodily and the spirit and soul element. The human being became dominated by a thought that terrified him when it first arose out of dark spiritual depths in the ninth or eighth century before the Mystery of Golgotha. It was the thought: Might not my soul pursue the same path as my body—die, as my body dies? This thought which in the primeval Indian epoch would have been totally inconceivable now came more and more to the fore. Out of this mood emerged words like those famous ones of the Greek hero: Better a beggar in the upper world than a king in the realm of the shades. This was the time when mankind nurtured a mood that grew in the right way towards the Mystery of Golgotha. For, what brought forth in ancient human beings the ability to preserve a freshness of soul which made it impossible for them to conceive that the soul might take the same path of death as the body? This freshness of soul, this independence of soul with regard to feeling, was given to ancient man by this knowledge: I have had a life—for he could look into this life—which was pre-earthly; through it I passed with my soul and spirit before I descended to the physical world. While dwelling in this higher world, I was united with the exalted Sun-Being. The ancient Mysteries had evolved a teaching which pointed out that man, in his pre-earthly existence, was united with the spirit of the sun, just as in earth-life his body is united with the physical light of the sun. The teachers in the ancient Mysteries told the following to their pupils who, in their turn, told it again to others (they did not designate the exalted Sun-Being as the Christ, but He was the Christ, and we may therefore be permitted today to use this name): The Christ is a Being Who shall never descend to the earth. You, however, dwelt in your pre-earthly existence, before descending to earth, within spiritual worlds in communion with the Christ. And the force of the Christ has given you the faculty of making your soul independent of the body. This instinctive memory of a pre-earthly existence was lost through the soul's increasing identification with its physical body. And, in the Greek epoch, earthly man could employ his instinctive consciousness-forces only by looking at physical life. The Greek was able to live such a harmonious earth-life, because his outlook into the divine worlds of the spirit had faded away. He was so successful in subduing the sensible-physical that the spiritual vanished more or less from his life's horizon. No longer did civilized men have a consciousness of the fact that before descending to earth, they dwelt in the presence of the exalted Sun-Being Who was later called the Christ. Now darkness encompassed those who looked at pre-earthly, prenatal existence. And thus arose the mystery of death. What happened henceforth must be envisaged as something concerning not only mankind but also the gods. The divine-spiritual powers who sent the human being down to earth gave him the impulses towards the development that I have just described. Since his spirit and soul became increasingly merged with the physical body; since, as it were, his spirit and soul became identical with the physical, and since, therefore, the mystery of death confronted also the spirit and soul, the divine-spiritual powers who had sent the human being down to earth were threatened with the danger that he might be lost to the gods, that his soul, as well as his body, might die. Yet man would never have become a free, independent being, had he not grown into his body during this epoch. Man could only become free in evolution if his view of the pre-earthly was dimmed. He was obliged to stand on earth—totally forsaken, as it were—within his physical body's abode. Thus his independent ego could radiate and gleam up. For this shining forth of the independent ego can be best accomplished by the human being entering completely into his physical body. When man grows upward into the worlds of spirit and soul, his ego retreats; he is being merged with the objective element of spirit and soul. Man could become a free ego-being only if given the impulse by the gods to merge himself more and more with his physical body. He was thus, however, confronted by the mystery of death; for the physical body was bound to be claimed by death. Now, if man's vision had not been awakened in another way, all of mankind on earth would have become more and more convinced that the soul and physical body were both dying together. And, if nothing else had happened; if history had continued its course in a straight line, all of us today would have come to the common conviction that the soul as well as the body are doomed to be laid in the grave. At this point, the divine-spiritual powers decided to send down on earth the exalted Sun-Being, the Christ, in order that men, who no longer had any knowledge of their communion with the Christ during pre-earthly existence, could gain consciousness of their communion with the Christ after He had descended on earth and had shared on Golgotha and in Palestine their human destiny in the body of Jesus of Nazareth. The God descended into the earthly world at the moment of mankind's world historic evolution when men had lost their feeling of communion with the Sun-Being beyond the earthly world. Why did the Christ come down on earth? Because human beings, having fought their way to the attainment of complete ego-consciousness, needed Him on earth. Men had to experience the presence of a victor, who could die and resurrect himself—be the vanquisher of death. In the course of history, this mystery had to be set before mankind at a time when man, no longer able to look back into pre-earthly existence, was granted a view of his communion with the giver of man's immortality, with the Christ. It is a divine event, and not merely for mankind, that the Christ was sent down on earth from higher worlds. For the human race would have fallen away from the gods, had they not sent down upon earth the loftiest among them, in order that He undergo a human destiny, a human existence, thus interweaving a divine event with earthly-human events and mankind's entire world evolution. The Mystery of Golgotha cannot be comprehended unless we regard it not only as a human event, but also as a divine event. The fact must be grasped that something which could be envisaged previously only in the divine worlds could now be envisaged in the earthly world. Possibly you might raise the objection: Not all men have become followers of the Christ; many do not believe in the Christ. Must all these have the opinion that at death their soul would be laid in the grave with the body? This, however, is not the way in which the Mystery of Golgotha may be interpreted. It is valid through all the centuries preceding ours that the Christ, in His infinite compassion overflowing with grace, died not only for His immediate followers, but for all men in all ages, everywhere on earth. All men on earth have been redeemed from the riddle of death by the Christ. At first, this deed did not touch human consciousness. It is natural, however, that some men were found who could consciously grasp the grandeur and significance of the Mystery of Golgotha. Yet the Christ did die and did rise as much for the Chinese, Japanese, and Hindus as for the Christians. Just because since the fifteenth century human evolution must increasingly regard intellectualism as its highest soul-force, and just because this intellectual impulse will become more and more powerful in the future, have we approached an epoch when it is incumbent upon the earth's entire population to grasp, with its ever growing consciousness, what was brought forth by the Mystery of Golgotha. Thus it will become necessary that the Mystery of Golgotha be penetrated by a knowledge that can be really understood by all men on earth. In preceding centuries, Christianity developed in a way that still conformed to the peculiarities of ancient ethnic religions. Christian development had not yet attained universality. The Christian missionaries who went among the followers of other religions found little or no understanding, because the Christ was presented as a separate god who had the same qualities as those possessed by the ancient heathen folk deities. This was the manner in which Christianity had been disseminated. Why had Constantine, why Chlodvig, accepted Christianity?—Because they believed that the Christian god would be a more powerful helper than their former gods. They exchanged, as it were, their former gods for the Christian god. Hence the Christ had to take on many qualities of the ancient folk deities. These qualities have adhered to the Christ through the centuries. In this way, however, Christianity could not become a universal religion. On the contrary, it had to retreat more and more before intellectualism. And we have seen, particularly in the nineteenth century, many a theological development which understood nothing whatsoever of the Christ-event in its super-sensible aspect. Here the desire was to speak only of Jesus, the man, although conceding that as man he towered above all other men. Yet, henceforth, the desire was only to speak of Jesus, the man, and not of Christ, the God. We must, nevertheless, be able to speak again of Christ, the God, because this Christ, while undergoing His destiny through the Mystery of Golgotha, manifested to men on earth what He had formerly signified to them, before they had descended to earth from the high heavens. Hence, we must state that the ancient folk religions were primarily local religions. People prayed to the god of Thebes, to the god on Mount Olympus. They were local deities who could be worshipped only in near-by places. Thus, from the beginning, these ancient faiths were bound to certain territories. Later the local gods, who had their abode in a definite spot, were replaced by gods bound to the personalities of single men, of the guiding folk heroes. Yet a people's god was either a still living folk hero or his surviving soul, the ancestral folk soul. All religious faiths had a restricted character. With Christianity, however, there appeared a world religion which bestowed a spiritual element upon the whole earth, just as the sun bestows a physical element upon the whole earth. The climate in the vicinity of Mount Olympus is different from the climate in the vicinity of Thebes; the latter, in its turn, is different from the climate in the vicinity of Bombay. If a religious faith nestles close to a locality, it cannot spread beyond this locality. The sun, however, sheds its light on all the earth's localities, shines upon all men as the same sun. When, however, the human form was taken on by that God Whose physical reflection shone forth in the sun's radiance, then the human race received a God who could be accepted as God by all men on earth. If the possibility is found of penetrating the being of this Christ-Divinity, we shall be able to represent Him as the God acceptable to all mankind. Today we stand only at the beginning of anthroposophical teachings. As it were, we are still stammering the language of Anthroposophy. Yet Anthroposophy will continue to develop more and more. And a part of this development will consist in its capability of finding words to describe the Mystery of Golgotha—words of a kind that spiritual science can bring to the Hindus, the Chinese, to all men on earth; and which will elucidate the Mystery of Golgotha in such a way that the Hindus, the Chinese, the Japanese will be unable to reject what is told them concerning the Mystery of Golgotha. For this purpose, we must attach a genuinely serious significance to all that represents Christian tradition. Throughout the centuries, people have subjected themselves more or less to the words of the Gospels. They have studied these Gospels in a way commensurate with their understanding of these ancient books. We have certainly no intention of speaking against the validity of the Gospels. Our cycles on each of the Gospels attempt to penetrate, by means of special anthroposophical interpretation, into the deeper meaning of these Gospels. Yet one thing must be said: Why is the passage at the end of one Gospel taken so lightly? There it is written: 1 have still many things to say unto you, but ye cannot bear them now. And why are the words of another Gospel not taken more seriously: And, lo, I am with you always, even unto the end of the earth-cycles? For the Christ spoke the full truth. He could have said to men other things than those recorded in the Gospels. Only those Christ-words are recorded in the Gospels, for the understanding of which the men of that epoch—few in number—were ready. But mankind must become more and more mature in the course of earthly evolution. From the Mystery of Golgotha on, the Christ dwelt among men as the Living Christ, and not as the dead Christ. And He is still present among us. If we learn to speak His language, we shall recognize His presence; we shall recognize the truth of His words: And, lo, I am with you always, even unto the end of the earth-cycles. And the anthroposophical world view desires to speak His language, His spiritual language. The anthroposophical world view desires to speak in such a way of nature, of all the beings on earth, of the starry sky and the sun that, by means of this language, the Mystery of Golgotha may be understood; that the Christ may be experienced as the One Who is ever present. And, also after the Mystery of Golgotha, we may regard as Christ-words all that we have gained from the spiritual world; aided by that power which, through the Mystery of Golgotha, descended from heaven to earth. If as men we speak of the spiritual worlds, we may make true the word of St. Paul: Not I, but the Christ in me. For today we have entered an age in which we cannot even emulate the Greeks who, although feeling themselves still at one with their physical body, yet felt this physical body as something harmonious and independent. Today we penetrate at a still earlier age than the Greeks into that which underlies our physical body, thus separating ourselves from the spiritual around us. We can deepen our being only by seeking the union with the God Who descended from heaven to earth. And we can feel ourselves united only with that God Who entered the earthly sphere, because men on earth could no longer enter the heavenly sphere with their immediate and ordinary consciousness. By finding the Christ, we also find anew the approach to the super-sensible world; not now, however, by means of the physical body (this was the case in ancient times), but by means of heightened soul-power. And today, when the parallelism between the development of body and soul lasts only up to the age of twenty (later on it will last a still shorter period), this heightened soul-power can be attained alone by immersing ourselves, in the midst of the sensible events of earthly evolution, into the knowledge of a super-sensible event: the Mystery of Golgotha. Everything on earth took place in a sensible way. Only in the Mystery of Golgotha something super-sensible mingled with earthly events. And this can be understood only out of a super-sensible knowledge. Hence the union with the Christ awakens in our human souls the powerful faculty of attaining a relationship to the super-sensible world—a relationship formerly attained by human beings through being connected with their physical body in such a way that the body could become sheath-like. Thus, feeling the approach of death before physical death occurred, they merged themselves with the spirit prevailing in their surroundings. We must attain by means of the soul what could be attained, in earlier days, through the mediation of the body. For, although we admire in the highest degree what has been preserved of Indian writings—which did not originate, however, from the earliest primeval Indian epoch, but from a later period—although we admire what has been bequeathed to us through the glory of the Vedas, the grandeur of the Vedanta-philosophy, the radiant splendor of the Bhagavad-Gita, we must, nevertheless, recognize the fact that this could be attained in ancient times only because the body reflected to the human being, as he grew older, a certain spirituality. Ancient man was compensated for the waning of his physical existence, which set in after the thirty-fifth year, by having, as it were, the spirit pressing out of his body, as the latter became hard, withered and wrinkled. And this spirit was perceived by the human being. The great philosophical poems of ancient times were not composed by youths, but by patriarchs who had acquired wisdom. It resulted from what was given by the body. In the present stage of human evolution, which differs from the ancient ones, we must receive from the soul, as it grows more powerful, what was formerly contributed by the body. Our body becomes old. We must remain united with it. We cannot let the spirit emerge from this body, because we have utilized it since early childhood. If we did not do this, we could never be free men. This must be accepted as our rightful earthly destiny. One fact, however, must be made clear to us: Our soul has to gain strength. Since the spiritual strength formerly corresponding to the waning body flows to us no longer we must attain it by strengthening our soul through our own effort. And we shall experience this strengthening of the soul by looking, in a genuine and living way, toward a great and powerful event: The divine event that took place as the Mystery of Golgotha in the midst of earthly life. In beholding the Mystery of Golgotha and becoming conscious that its after-effect is still dwelling among us, is still existing in the spiritual-super-sensible sphere, our spirit and soul become strengthened and approach the spiritual world anew. The Christ has descended to earth in order that men, who no longer see Him in heaven by means of their memory, may be permitted to see Him on earth. Seen from today's viewpoint, this is what rightly places the Mystery of Golgotha before our spiritual eye. The disciples, who had preserved a remnant of ancient clairvoyance, could still have the Christ as their teacher when He dwelt among them after the resurrection in the spiritual body. Yet this power gradually fell away from them. And its complete disappearance is symbolically represented through the Festival of the Ascension. The disciples sank into profound sadness, because they were forced to believe that the Christ was no longer among them. They had taken part in the event of Golgotha. Now, however, they had to believe that the Christ had moved away from their consciousness, that the Christ was no longer on earth. Thus they were plunged into deep sorrow, for they had seen the Christ-figure disappear in the clouds, that is, move away from their consciousness. But every genuine knowledge is born out of sorrow, of suffering, of grief. True, profound knowledge is never born out of joy. True, profound knowledge is born out of suffering. And out of the suffering, which encompassed the disciples of the Christ at the Festival of the Ascension, out of this deep soul-anguish arose the Mystery of Pentecost. The disciples could no longer view the Christ by means of their outer, instinctive clairvoyance. But the force of the Christ unfolded within them. The Christ had sent to them the spirit enabling their soul to experience the Christ-existence in their innermost depths. This experience gave meaning to the first Festival of Pentecost occurring in human evolution. The Christ, Who had disappeared from the outer, clairvoyant view still clinging to the disciples as a heritage of ancient evolutionary periods, appeared at Pentecost within the disciples' inner experience. The fiery tongues signify nothing but the arising of the inner Christ in the souls of His pupils, the souls of the disciples. Out of inner necessity, the Festival of Pentecost had to follow the Festival of the Ascension. |
150. The World of the Spirit and Its Impact on Physical Existence: Earthly Winter And Solar Spirit Victory
21 Dec 1913, Bochum Rudolf Steiner |
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We learn to understand how they lived in a way that went beyond what could be seen immediately, when we explain to ourselves, in our own terms, the reasons why we feel such deep, heartfelt love for the Child of Bethlehem. We may call the Jesus child, the one from the Nathanic line of the House of David, in the most beautiful sense, in the most beautiful sense, “the child of humanity, the child of man”. |
And the great genius of love, that was what lived in the child. He could not learn much of what human culture has achieved in earthly life. The Nathanian Jesus Child was able to experience little of what had been achieved by people over the course of thousands of years until he was twelve years old. |
That which is the highest on earth, and which we can only glimpse in its purity in the still innocent gaze of the human being, in the eye of the child, that is what the human child brought with him to the highest degree. That which can be achieved on earth as the highest, that is what Zarathustra contributed to this human child. |
150. The World of the Spirit and Its Impact on Physical Existence: Earthly Winter And Solar Spirit Victory
21 Dec 1913, Bochum Rudolf Steiner |
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for the inauguration of the Vidar branch. A number of friends from out of town have come to visit our friends in Bochum to see the branch of our spiritual endeavor that has been established here under the Christmas tree. And there is no doubt that all those who have come from out of town to celebrate the opening of this branch with our Bochum friends feel the beauty and spiritual significance of our Bochum friends' decision to found this place of spiritual endeavor and feeling here in this city, in the middle of a field of material activity, in the middle of a field that, so to speak, mainly belongs to the outer life. And in many ways, each of our dear branches, here in this area more than anywhere else, can be a symbol for us of the significance of our kind of anthroposophical spiritual life in the present day and for the future development of human souls. We are truly not in a situation where we can look critically or disparagingly at what is going on around us when we are in the midst of a field of the most modern material activity, because we are rather in a field that shows us how it must become more and more in later outer life on earth. We would only show ourselves to be foolish if we wanted to say: ancient times, when one was more surrounded by forests and meadows and the original life of nature than by the chimneys of the present, should come back again. One would only show oneself to be unintelligent, for one would prove that one has no insight into what the sages of all times have called “the eternal necessities in which man must find himself.” In the face of the material life that covers the earth, as the 19th century in particular has brought about and which later times will bring to mankind in an even more comprehensive way, in the face of this life there is no justified criticism based on sympathy with the old, but there is only and alone the insight that this is the fate of our earth planet. From a certain point of view, one may call the old times beautiful, one may look upon them as a spring or summer time for the earth, but to rage against the fact that other times are coming would be just as foolish as it would be foolish to be dissatisfied with the fact that autumn and winter follow spring and summer. Therefore, we must appreciate and love it when, out of an inwardly courageous decision, our friends create a place for our spiritual life in the midst of the most modern life and activity. And it will be right if all those who have only come to visit our branch for the sake of today leave with a grateful heart for the beautiful activity of our Bochum friends, which is carried out in a truly spiritual scientific way. What is so endearing about what we have been calling our “branch initiations” for years is that on such occasions, friends from outside the circle that has come together in a particular place often come from far and wide. As a result, these friends from afar can ignite the inner fire of gratitude that we must have for all those who found such branches, and that, on the other hand, these friends from afar can take with them a vivid impression of what they have experienced, which keeps the thoughts alive, which we then turn to the work of such a branch from everywhere, so that this work can be fruitful from all sides through the creative thoughts. We know that the spiritual life is a reality, we know that thoughts are not just what materialism believes, but that thoughts are living forces that, when we unite them in love, for example over any place of our work, there they unfold, there they are help. And I would like to be convinced that those who have brought their visit here will also take with them the impulse from today's get-together to think often and often of the place of our work, so that our friends here can feel when they sit together in silence, into that which, by the grace of the hierarchies, becomes spiritual knowledge for us, so that our friends, when they sit together in silence again, may cherish the feeling that creative thoughts are coming from all sides into their working space, their spiritual working space. Looking at what is, and not practicing an unjustified criticism of existence, is something we are gradually learning through our anthroposophical worldview. There is no doubt that the earth is undergoing a development. And when we, equipped with our anthroposophical knowledge, yes, when we look back with understanding, with what we can know outside of anthroposophical knowledge, to earlier times in the development of the earth, then earlier times appear to us in relation to the earth, which is is riddled with telegraph wires and swept by those electric currents, these times of the earth appear to us like spring and summer time, and the times we are entering appear to us like the autumn and winter time of the earth. But it is not for us to complain about this, but for us to call this a necessity. Nor is it for us to complain, just as it is not for a person to complain when summer comes to an end and autumn and winter arrive. But when autumn and winter come, the human soul has been preparing for centuries to erect the sign for the living word to enter into the evolution of the earth in the depths of the winter night. And in this way the human heart, the human soul, showed that what is created from the outside by summer without human intervention must be created by human intervention from within. When we rejoice in the sprouting, sprouting forces of spring, which are replaced by gentle summer forces from the outside, without our intervention, winter, with its blanket of snow, covers what would otherwise, without our intervention, please us during the summer and always brings new proof that divine-spiritual forces prevail throughout the world, so we receive during the cold, dark winter time, we receive what is placed in winter as the summer hope for the future, which tells us that just as spring and summer come after every winter, so too, once the earth has reached its goal in the cosmos, a new spiritual spring and summer will come, which our creative powers help shape. Thus the human heart erects the sign of eternal life. In this very sign of eternal spiritual life, we feel united today with our friends in Bochum, who some time ago founded their branch here. It is wonderful that we can inaugurate it just before Christmas. Perhaps to some who at first glance look at it superficially, all that has been discovered about Christ Jesus through our spiritual science, and all that has been revealed to it about Christ Jesus, will look at it superficially, it may seem as if we are replacing the former simplicity and childlikeness of the Christmas festival, with its memories of the beautiful scenes from the Gospels of Matthew and Luke, with something tremendously complicated. We must draw people's attention to the fact that at the beginning of our era two Jesus-children entered into earthly evolution; we must speak of how the ego of one Jesus-child moved into the bodies of the other Jesus-child; we must speak of how, in the thirtieth year of Jesus' life, the Christ-being descended and lived for three years in the bodies of Jesus of Nazareth. It might easily appear as though all the love and devotion which men through the centuries have been able to summon up for their own salvation, when they were shown the Christ Child in the manger, surrounded by the shepherds, when the wonderfully moving Christmas carol sounded to their ears, when the Christmas plays were celebrated here and there, when the lights appeared on the Christmas tree, delighting the most childlike hearts, it might appear that in the face of all what so immediately kindles the human heart to intimacy, to devotion, to love, when the warm feeling, the warm sensation, should fade away when one has yet to take in the complicated ideas of the two Jesus children, of the passing over of the one ego into the body of the other, of the descent of a divine spiritual being into the bodily shell of Jesus of Nazareth. But we must not indulge in such thoughts, for it would be a bad thing if we did not want to submit to the law of necessity in this area. Yes, my dear friends, in the places that lay outside the forest or in the middle of the fields and meadows, the snow-capped mountains and distances or the wide plains and lakes spoke down and into them. In those places that were not traversed by railroad tracks and telegraph wires, hearts could dwell there that were immediately ignited when the manger was built and when one was reminded of what the Gospels of Matthew and Luke told of the birth of the wonderful child. What is contained in these narratives, what has happened on earth in such a way that these narratives bear witness to it, lives and will continue to live. It just takes time, which occurs, we may say, in the “earthly winter”, a time of railways and telegraph wires and meals, stronger forces in the soul, to ignite warmth and intimacy in the heart in the face of the external mechanism, in the face of the external materiality. The soul must grow strong in order to be so inwardly convinced of the truth of what has happened in preparation for the Mystery of Golgotha that it lives firmly in the heart, however outwardly the mechanical natural order may intervene in earthly existence. The knowledge of the child in Bethlehem must penetrate differently into the souls of those who are allowed to live on the edge of the forest, on mountain slopes, by the lakes and in the midst of fields and meadows; the knowledge of the same being must penetrate differently to those who must have grown to the newer conditions of existence. For this reason, for our own time, those whom we call the Masters of Wisdom and of the Harmony of Feelings tell us of those higher contexts that we must consider when speaking of the Child of Bethlehem. With our newer insights, we stand no less soul-filled before the Christmas tree because we must know something different from what earlier times knew. On the contrary, we come to a better understanding of those earlier times, we come to understand why the hope and joy of the future spoke from the eyes of young and old at the Christmas tree and at the manger. We learn to understand how they lived in a way that went beyond what could be seen immediately, when we explain to ourselves, in our own terms, the reasons why we feel such deep, heartfelt love for the Child of Bethlehem. We may call the Jesus child, the one from the Nathanic line of the House of David, in the most beautiful sense, in the most beautiful sense, “the child of humanity, the child of man”. For what do we feel when we look at this child, whose essential nature shines through even in the descriptions of Luke's Gospel? Humanity took its origin with the origin of the earth. But much has passed humanity in the course of the Lemurian, Atlantean and post-Atlantean times. And we know that this was a descent, that in primeval times there was an original knowledge and original looking, an original connection with the divine-spiritual powers, an old inheritance of a knowledge of the connection with the gods. What lived in the souls of human beings from divine beings has increasingly become less and less. Over time, people have come to feel their connection with the divine spiritual source less and less through their direct knowledge. They were increasingly thrown out into the field of mere material observation, of sensuality. Only in the early years of life, in childhood, did people know how to revere and love innocence, the innocence of the human being who has not yet taken up the descending forces of the earth. But how, now that we know that with the Jesus child an entity came to earth that had not previously been on earth as such, that was a soul that had not gone through the rest of the evolution of mankind on earth — which I have indeed presented in my “Occult Science Outline», was held back, as it were, in the innocent state before the Luciferic temptation, that such a soul, a childlike human soul in a much, much higher sense than is usually meant, came to earth, how can one not recognize this human soul as the «child of humanity»? What we human beings, even in the most tender childhood, may no longer have in us, because we carry within us the results of our previous incarnations, which we cannot recognize in any of us, even in the moment when we first open our eyes on the field of the earth, is presented in the child who entered the earth as the St. Luke's Boy Jesus. For in this child there was a soul that had not previously been born on earth out of a human body, that had remained behind when the evolution of humanity began anew on earth, and that appeared on earth at the very beginning of our era, in the infancy of humanity. Hence the marvelous event that the Akasha Chronicle reveals to us: that this child, the Nathanic Jesus-child, immediately after his birth, uttered intelligible sounds to his mother only, sounds that were not similar to any of the spoken languages of that time or of any time, but from which sounded for the mother something like a message from worlds that are not the earthly worlds, a message from higher worlds. That this child Jesus could speak, could speak immediately at his birth, that is the miracle! Then it grew up as if it were to contain, concentrated in its own being, all the love and loving ability that all human souls together could muster. And the great genius of love, that was what lived in the child. He could not learn much of what human culture has achieved in earthly life. The Nathanian Jesus Child was able to experience little of what had been achieved by people over the course of thousands of years until he was twelve years old. Because he could not, the other ego passed into him in his twelfth year. But everything he touched from the earliest, most tender childhood was touched by perfected love. All the qualities of the mind, all the qualities of feeling, they worked as if heaven had sent love to earth, so that a light could be brought into the winter time of the earth, a light that shines into the darkness of the human soul when the sun does not unfold its full external power during this winter time. When later the Christ moved into this human shell, we must bear in mind that this Christ-being could only make itself understood on earth by working through these shells. The Christ-Being is not a human being. The Christ-Being is an Entity of the higher Hierarchies. On earth It had to live for three years as a human being among human beings. For this purpose, a human being had to be born to It in the way I have often described for the Nathanian Jesus child. And because this human child could not have received — since it had not previously set foot on earth, had no previous education from earlier incarnations — because it could not have received what external culture had worked for on earth, so a soul entered this child that had, in the highest sense, worked for what external culture can bring: the Zarathustra soul. And so we see the most wonderful connection when Jesus Christ stands before us. We see the interaction of this human child, who had saved the best human aspiration, love, from the times when man had not yet fallen into Luciferic temptation, until the beginning of our era, when it appeared on earth for the first time, embodied, with the most developed human prophet Zarathustra, and with that spiritual essence which, until the Mystery of Golgotha, had its actual home within the realms of the higher hierarchies, and which then had to take its scene on earth by entering through the gate of the body of Jesus of Nazareth into its earthly existence. That which is the highest on earth, and which we can only glimpse in its purity in the still innocent gaze of the human being, in the eye of the child, that is what the human child brought with him to the highest degree. That which can be achieved on earth as the highest, that is what Zarathustra contributed to this human child. And that which the heavens could give to the earth, so that the earth might receive spiritually, which it receives anew each summer through the intensified power of the sun, that the earth received through the Christ-being. We will just have to learn to understand what has happened to the earth. And in the times to come, the soul will be able to swell with intimacy, the soul will be able to strengthen itself through a power that will be stronger than all the powers that have so far been connected to the Mystery of Golgotha, in a time that can offer little outward support to the strengthening of those forces that tend towards man's true source of power, towards man's innermost being, towards an understanding of how this being flows from the spiritual-cosmic. But in order to fully understand such, we must first understand ourselves as one once understood the Christ Child on Christmas Day; we must first rise to the knowledge of the spirit. Times will come when, as it were, one will look at earthly events with the eye of the soul. Then one will be able to say many a thing to oneself that one cannot yet say to oneself in the broadest circles today, for which only spiritual science enables us today, so that we can already say many a thing to ourselves that one cannot yet say to oneself in the broadest circles today. We see spring approaching. During the approaching spring, we see the plants sprouting and sprouting from the earth. We feel our joy igniting in what comes out of the earth. We feel the power of the sun growing stronger and stronger to the point where it makes our bodies rejoice, to the point of the Midsummer sun, which was celebrated in the Nordic mysteries. The initiates of these mysteries knew that the Midsummer Sun pours itself over the earth with its warmth and light to reveal the workings of the cosmos in the earth's orbit. We see and feel all this. We also see and feel other things during this time. Sometimes lightning and thunder crash into the rays of the spring sun when clouds cover these rays. Irregular downpours pour over the surface of the earth. And then we feel the infinite, uninfluenced, harmonious regularity of the sun's course, and the — well, we need the word — changeable effectiveness of the entities that work on earth as rain and sunshine, as thunderstorms, and other phenomena that depend on all kinds of irregular activity, in contrast to the regular, harmonious activity of the sun's path through space and its consequences for the development of plants and everything that lives on earth, which cannot be influenced by anything. We feel the infinite regular harmony of the sun's activity and the changeable and fickle nature of what is going on in our atmosphere like a duality. But then, when autumn approaches, we feel the dying of the living, the withering of that which delights us. And if we have compassion for nature, our souls may become sad at the dying of nature. The awakening, loving power of the sun, that which regularly and harmoniously permeates the universe, becomes invisible, as it were, and that which we have described as the changeable weather then prevails. It is true what earlier times knew, but what has faded from our consciousness due to our materiality: that in winter, the egoism of the earth triumphs over the forces that permeate our atmosphere, flowing down from the vast cosmic being to our earth and awakening life on our earth. And so the whole of nature appears to us as a duality. The activity of spring and summer is quite different from that of autumn and winter. It is as if the earth becomes selfless and gives itself up to the embrace of the universe, from which the sun sends light and warmth and awakens life. The earth in spring and summer appears to us as showing its selflessness. The earth in autumn and winter appears to us as showing its selfishness, conjuring forth from itself all that it can contain and produce in its own atmosphere. Defeating the working of the sun, the working of the universe through the selfishness of earthly activity, the winter earth appears to us. And when we look away from the earth and at ourselves with the eye that spiritual research can open for us, when we look beyond the material and see the spiritual, then we see something else. We know that, yes, in the elemental forces of the earth's atmosphere, which appear to be at work only in the unfolding of the sun's forces, in the spring and summer struggles that take place around us, the elemental spirits live, innumerable spiritual entities live in the elemental realm that swirl around the earth, lower spirits, higher spirits. Lower spirits, which are earthbound in the elemental realm, have to endure during the spring and summer season that the higher spirits, which stream down from the cosmos, exercise greater dominion, making them servants of the spirit that streams down from the sun, making them servants of the demonic forces that rule the earth in selfishness. During the spring and summer season of the earth, we see how the spirits of earth, air, water and fire become servants of the cosmic spirits that send their forces down to earth. And when we understand the whole spiritual context of the earth and the cosmos, then during spring and summer these relationships open up to our souls and we say to ourselves: You, earth, show yourself to us by making the spirits, which are servants of egoism, servants of the cosmos, of the cosmic spirits, who conjure up life out of your womb, which you yourself could not conjure up! Then we move towards autumn and winter time. And then we feel the egoism of the earth, feel how powerful those spirits of the earth become, which are bound to this earth itself, which have detached themselves from the universe since Saturn, Sun and Moon time, feel how they close themselves off from the working that flows in from the cosmos. We feel ourselves in the egoistically experiencing earth. And then we may look within ourselves. We examine our soul with its thinking, feeling and willing, examine it seriously and ask ourselves: How do thoughts emerge from the depths of our soul? How do our feelings, affects and sensations emerge first? Do they have the same regularity with which the sun moves through the universe and lends the earth the life forces that emerge from its womb? They do not. The forces that reveal themselves in our thinking, feeling and willing in everyday life are similar to the changeable activity in our atmosphere. Just as lightning and thunder break in, so human passions break into the soul. Just as no law governs rain and sunshine, so human thoughts break out of the depths of the soul. We must compare our soul life with the changing wind and weather, not with the regularity with which the sun rules our earth. Out there it is the spirits of air and water, fire and earth, that work in the elemental realm and that actually represent the egoism of the earth. Within ourselves, these are the elemental forces. But these changing forces within us, which regulate our everyday life, are embryos, germinal beings, which, only as germs, but as germs, resemble the elemental beings that are found outside in all the vicissitudes of the weather. We carry the forces of the same world within us as we think, feel and will, which live as demonic beings in the elemental realm in the wind and weather outside. When the times approached in which people, who were at the turning point of the old and the new times, felt: there will come a time reminiscent of the wintertime on Earth. Indeed, there were teachers and sages among these people who understood how to interpret the signs of the times and who pointed out: Even if our inner life resembles the changeable activity of the outer world, and just as man knows that behind the activity of the outer world, especially in autumn and winter, the sun still shines, the sun lives and moves in the universe, it will come again - so man may also hold fast to the thought that, in the face of his own fickleness, which lives in his soul, there is a sun, deep, deep in those depths where the source of our soul gushes forth from the source of the world itself. At the turn of the ages, the sages pointed out that just as the sun must reappear and regain its strength in the face of the earth's selfishness, so too must understanding develop from those depths of our soul for that which can reach this soul from the sources, where this soul is connected in its life itself with the spiritual sun of the world, just as earthly life is connected with the physical sun of the world. At first this was expressed as a hope, pointing to the great symbol that nature itself offered. It was expressed in such a way that the winter solstice was set as the celebration for the days when the sun regains its strength, the time when it was said: however the selfishness of the earth may unfold, the sun is victorious over the selfishness of the earth. As if through the darkness of a Christmas in the world of elemental spirits, which represent the egoism of the earth, the spirits that come from the sun and show us how they make the egoistic spirits of the earth their servants. At first it felt like a glimmer of hope. And when the great turning point had come, when nothing but desolation and despair should have been felt in human souls, the Mystery of Golgotha was preparing itself. It showed in the spiritual realm that, yes, there are forces at work within the human being that can only be compared to the changeable forces of the earth's atmosphere, to earthly egoism. They manifested themselves in ancient times, when people still carried within them the legacy of the ancient powers of the gods, like the forces that show themselves in spring and summer: they were servants of the old hierarchies of the gods. But in the time when it was heading towards the Mystery of Golgotha, the inner forces of human souls became more and more like the outer demonic elemental spirits in autumn and winter. These forces within us were to break away from the old currents and workings of the gods, just as the changeable forces of our earth withdraw from the activity of the sun in winter. And then, for man in his evolution on earth, what had always been symbolically depicted in the hope that it would come about in the victory of the sun over the winter forces, the winter solstice of the world began, in which the spiritual sun underwent for the whole evolution of the earth what the physical sun always undergoes at the winter solstice. These are the times in which the Mystery of Golgotha occurred. We must really distinguish between two periods on earth. A time before the Mystery of Golgotha, when the earth is heading towards autumn through its summer, when the inner forces of human beings become more and more similar to the changeable forces of the earth, and the great Christmas festival of the earth, the time of the Mystery of Golgotha, when breaks over the earth, which is indeed winter time for the earth, but where out of the darkness the victorious spirit of the sun, the Christ, approaches the earth, bringing the souls within what the sun brings to the earth externally in the way of growth forces. So we feel our whole human earthly destiny, our innermost human being, when we stand at the Christmas tree. So we feel intimately connected with the human child, who brought message from that time, where humanity had not yet fallen into temptation and thus the disposition to decline, brought the message that an ascent will begin again, as in the winter solstice the rise begins. On this day in particular, we feel the intimate relationship of the spiritual within the soul with the spirit that permeates and flows through everything, that expresses itself externally in wind and weather, but also in the regular, harmonious course of the sun, and inwardly in the course of humanity across the earth, in the great festival of Golgotha. Should humanity not develop a new piety out of these thoughts, a piety that is not meant to remain a mere thought but can become a feeling and an intuition, a piety that cannot become dulled even by the most extreme mechanism, as it must unfold more and more on earth? Should not Christmas prayers and Christmas songs be possible again, even in the abstract, telegraph-wired and smoke-filled earth's atmosphere, when humanity will learn to feel how it is connected with the divine spiritual powers in its depths, by intuiting in its depths the great Christmas festival of the earth with the birth of the boy Jesus? It is true, on the one hand, what resounds through all human history on earth: that the great Christmas festival of the earth, which prepared the Easter festival of Golgotha, had to come one day. It is true that this unique event had to occur as the victory of the spirit of the sun over the fickle earth spirits. On the other hand, it is true what Angelus Silesius said: “A thousand times Christ may be born at Bethlehem, and not in thee, thou art still lost forever.” It is true that we must find within us, in the depths of our soul, that through which we understand the Christ Jesus. But it is also true that in the places at the edge of the forest, on the lakeshore, surrounded by mountains, people, after a summer spent in the fields and pastures, were able to look forward to the symbol of the Christ Child , that they felt something else in their souls than we do, who must also feel the power to sense the Christmas message in the face of our smoky, dry, abstract and mechanical times. If these strong thoughts, which spiritual science can give us, can take root in our hearts, then a solar power will emerge from our hearts that will be able to shine into the bleakest external surroundings, to shine with the power that will be like when in 'our inner being itself light kindled light on the tree of our soul life, which we, because its roots are the roots of our soul itself, are to transform more and more into a Christmas tree in this winter time. We can do it if we absorb, not just as theory, but as direct life, what the message of the spirit, what true anthroposophy can be for us. So I wanted to bring the thoughts of Christmas from our spiritual science into the space that we want to consecrate today for the work that our dear friends here have been doing for a long time. In the name of that deity who is regarded in the north as the deity who is supposed to bring back rejuvenating powers, spiritual childhood powers of aging humanity, to which Nordic souls in particular tend when they want to speak of what, flowing from the Christ Jesus being, can bring our humanity a new message of rejuvenation, to this name our friends here want to consecrate their work and their branch. They want to call it the “Vidar Branch”. May this name be as auspicious as it is auspicious for us, who want to understand the work that is being done here, what has already been achieved and is intended by loving, spirit-loving souls here. Let us truly appreciate what our Bochum friends are attempting here, and let us give their branch and their work the consecration that is also intended to be a consecration for Christ today, by unfolding our most beautiful and loving thoughts here for the blessing, for the strength and for the genuine, true, spiritual love for this work. If we can feel this way, then we will celebrate today's festival of the naming of the “Vidar” branch in the right spirit with our friends in Bochum. And let us let our feelings reach up to those whom we are naming as the leaders and guides of our spiritual life, to the Masters of the Wisdom and the Harmony of Feelings, and let us implore their blessing for the work that is to unfold here in this city through our friends:
We would like to send this up as a prayer to the spiritual leaders, the higher hierarchies, at this moment, which is solemn in two respects. And we may hope that what has been promised will prevail over this branch, despite all the resistance that is piling up more and more, despite all the obstacles and opposition, what has been promised for our work: that through it the mystery of Christ will be incorporated anew into humanity in the way it must happen. That this may prevail, that may be our Christmas gift today: that this branch too may become a living witness to what flows as strength into the evolution of humanity from higher worlds and can ever more and more give human souls the consciousness of the truth of the words:
Our dear friends in Bochum will return to their work here imbued with this feeling. Those who, through their meeting with them, are now aware of their work will think of it often and with great intensity. These thoughts can unfold their special power all the more because we were able to consecrate the work immediately before Christmas this year, before the festival that can always be a symbol for us of all that the spirit has achieved in victory over the material, over all the obstacles that it can and must face in the world. |
62. Fairy Tales in the Light of Spiritual Investigation: Fairy Tales in the light of Spiritual Investigation
06 Feb 1913, Berlin Translated by Peter Stebbing Rudolf Steiner |
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The soul is in truth always full of dreams, only the human being does not notice this, since day consciousness is stronger as compared to dream consciousness. Just as a weaker light is drowned out by a stronger one, so what continually takes place in the course of waking consciousness as an ongoing dream-experience is drowned out by day consciousness. |
Quite often one can witness how badly it affects the child's soul disposition when a “sensible” person comes, hears the child has such a soul companion, and now wants to talk it out of this soul companion, even perhaps considering it salutary for the child to be talked out of it. The child grieves for its soul companion. And if the child is receptive for soul-spiritual moods, this grieving signifies still more. |
62. Fairy Tales in the Light of Spiritual Investigation: Fairy Tales in the light of Spiritual Investigation
06 Feb 1913, Berlin Translated by Peter Stebbing Rudolf Steiner |
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A number of things make it seem precarious to speak about fairy tales in the light of spiritual investigation. One of them is the difficulty of the subject itself, since the sources of a genuine and true fairy tale mood have in fact to be sought at deep levels of the human soul. The methods of spiritual research often described by me must follow convoluted paths before these sources can be discovered. Genuine fairy tales originate from sources lying at greater depths of the human soul than is generally supposed, speaking to us magically out of every epoch of humanity's development. A second difficulty is that, in regard to what is magical in fairy tales, one has to a considerable extent the feeling that the original, elementary impression, indeed the essential nature of the fairy tale itself is destroyed through intellectual observations and a conceptual penetration of the fairy tale. If one has the justified conviction in regard to explanations and commentaries that they destroy the immediate living impression the fairy tale ought to make in simply letting it work on one, then one would far rather not accept explanations in place of their subtle and enchanting qualities. These well up from seemingly unfathomable sources of the folk-spirit or of the individual human soul-disposition. It is really as though one were to destroy the blossom of a plant, if one intrudes with one's power of judgment in what wells up so pristinely from the human soul as do these fairy tale compositions. Even so, with the methods of spiritual science it proves possible nonetheless to illumine at least to some extent those regions of the soul-life from which fairy tale moods arise. Actual experience would seem to gainsay the second reservation as well. Just because the origin of fairy tales has to be sought at such profound depths of the human soul, one arrives as a matter of course at the conviction that what may be offered as a kind of spiritual scientific explanation remains something that touches the source so slightly after all as not to harm it by such investigation. Far from being impoverished, one has the feeling that everything of profound significance in those regions of the human soul remains so new, unique and original that one would like best of all to bring it to expression oneself in the form of a fairy tale of some kind. One senses how impossible any other approach is in speaking out of these hidden sources. It may be regarded as entirely natural that someone like Goethe who attempted, alongside his artistic activity, to penetrate deeply into the background, into the sources of existence, in having something to communicate of the soul's profoundest experiences, did not resort to theoretical discussion. Instead, having gained insight into the underlying sources, he makes use of the fairy tale once again for the soul's most noteworthy experiences. This is what Goethe did in his Fairy Tale of the Green Snake and the Beautiful Lily, wanting, in his fashion, to bring to expression those profound experiences of the human soul that Schiller set forth in a more philosophical-abstract form in his Letters Concerning the Aesthetic Education of the Human Race. It lies in the nature of what is magical in fairy tales that explanations cannot ultimately destroy their productive mood. For, whoever is able to arrive at the aforementioned sources from the standpoint of spiritual investigation, discovers a peculiar fact. (If I were to say all that I should like to say about the nature of fairy tales, I would have to hold many lectures. Hence, it will only be possible today to put forward a few indications and results of investigation.) That is to say, whoever seeks to come to the aforementioned sources from the standpoint of spiritual research finds that these fairy tale sources lie far deeper down in the human soul than do the sources of creativity and artistic appreciation otherwise. This applies even with regard to the most compelling works of art—the most moving tragedies for instance. Tragedy depicts what the human soul can experience in connection with powers the poet tells us derive from the tremendous destiny uplifting it, while overwhelming the individual. The shock-waves of tragedy derive from this destiny, but such that we can say: The entanglements, the threads spun in the course of the tragedy and unraveled again are inherent in definite experiences of the human soul in the external world. These are in many respects hard to foresee, since for the most part we penetrate only with difficulty into the particular make up of the individual. Still, they can be surmised and fathomed in sensing what takes place in the human soul in consequence of its relation to life. In experiencing something tragic, one has the feeling, in one way or another, a particular soul is entangled in a particular destiny, as this is presented to us. The sources of fairy tales and of the moods out of which they arise lie deeper than these entanglements of tragedy. The tragic, as well as other forms of artistic expression, results for us, we may feel, in seeing the human being—for instance at a particular age, a particular period of life—at the mercy of certain blows of destiny. In being affected by a tragedy, we necessarily assume that the human being is led to the corresponding involvements of destiny as a result of particular inner experiences. We sense the need to understand the specific human beings presented to us in the tragedy with their particular sets of experiences. A certain circumscribed range of what is human comes to meet us in the tragedy, as in other works of art. In approaching fairy tales with sympathetic understanding, we have a different feeling than the one just described, since the effect of the fairy tale on the human soul is an original and elemental one, belonging to effects that are hence unconscious. In sensing what comes to meet us in fairy tales we find something altogether different from what a human being in a particular life situation may become involved in. It is not a matter of a narrowly circumscribed range of human experience, but of something lying so deep, and so integral to the soul, as to be “generally human.” We cannot say, a particular human soul at a particular age of life, in a certain situation, encounters something of the kind. Rather, what comes to expression in the fairy tale is so deeply rooted in the soul that we identify with it no matter whether as a child in the first years of life, whether in our middle years, or whether in having grown old. What comes to expression in the fairy tale accompanies us throughout our lives in the deepest recesses of the soul. Only, the fairy tale is often a quite freewheeling and playful, pictorial expression of underlying experiences. The aesthetic, artistic enjoyment of the fairy tale may be as far removed for the soul from the corresponding inner experience—the comparison can be ventured—as say, the experience of taste on the tongue when we partake of food is removed from the complicated, hidden processes this food undergoes in the total organism in contributing to building up the organism. What the food undergoes initially evades human observation and knowledge. All the human being has is the enjoyment in tasting. The two things have seemingly little to do with each other in the first instance, and from how a particular food tastes, no one is capable of determining what purpose this food has in the whole life-process of the human organism. What we experience in the aesthetic enjoyment of the fairy tale is likewise far removed from what takes place deep down in the unconscious, where what the fairy tale radiates and pours forth out of itself joins forces with the human soul. The soul has a deep-rooted need to let the substance of the fairy tale run through its spiritual “veins,” just as the organism has a need to allow the nutrients to circulate through it. Applying the methods of spiritual research that have been described for penetrating the spiritual worlds, at a certain stage one acquires knowledge of spiritual processes that continually take place quite unconsciously in the depths of the human soul. In normal everyday life, such spiritual processes unfolding in the soul's depths surface only occasionally in faint dream experiences caught by day-consciousness. Awakening from sleep under especially favorable circumstances, one may have the feeling: You are emerging out of a spiritual world in which thinking, in which a kind of pondering has taken place, in which something has happened in the deep, unfathomable background of existence. Though apparently similar to daytime experiences, and intimately connected with one's whole being, this remains profoundly concealed for conscious daily life. For the spiritual researcher who has made some progress and is capable of initial experiences in the world of spiritual beings and spiritual facts, things often proceed in much the same way. As far as one advances, one still arrives again and again, so to speak, only at the boundary of a world in which spiritual processes approach one out of the deep unconscious. These processes, it must be said, are connected with one's own being. They can be apprehended almost the same way as a fata morgana appearing to one's spiritual gaze, not revealing themselves in their totality. That is one of the strangest experiences—this peering into the unfathomable spiritual connections within which the human soul stands. In attentively following up these intimate soul occurrences, it turns out that conflicts experienced in the depths of the soul and portrayed in works of art, in tragedies, are relatively easy to survey, as compared to the generally-human soul conflicts of which we have no presentiment in daily life. Every person does nonetheless undergo these conflicts at every age of life. Such a soul conflict discovered by means of spiritual investigation takes place for example, without ordinary consciousness knowing anything of it, every day on awakening, when the soul emerges from the world in which it unconsciously resides during sleep and immerses itself once again in the physical body. As already mentioned, ordinary consciousness has no notion of this, and yet a battle takes place every day in the soul's foundations, glimpsed only in spiritual investigation. This can be designated the battle of the solitary soul seeking its spiritual path, with the stupendous forces of natural existence, such as we face in external life in being helplessly subjected to thunder and lightning—in experiencing how the elements vent themselves upon the defenseless human being. Though arising with stupendous force, even such rare occurrences of Nature experienced by the human being are a trifling matter as compared with the inner battle taking place unconsciously upon awakening. Experiencing itself existentially, the soul has now to unite itself with the forces and substances of the physical body in which it immerses itself, so as to make use of the senses and of the limbs once again, these being ruled by natural forces. The human soul has something like a yearning to submerge itself in the purely natural, a longing that fulfils itself with every awakening. There is at the same time, as though a shrinking back, a sense of helplessness as against what stands in perpetual contrast to the human soul—the purely natural, manifesting in the external corporeality into which it awakens. Strange as it may sound that such a battle takes place daily in the soul's foundations, it is nonetheless an experience that does transpire unconsciously. The soul cannot know precisely what happens, but it experiences this battle every morning, and each and every soul stands under the impression of this battle despite knowing nothing of it—through all that the soul inherently is, the whole way it is attuned to existence. Something else that takes place in the depths of the soul and can be apprehended by means of spiritual investigation presents itself at the moment of falling asleep. Having withdrawn itself from the senses and from the limbs, having in a sense left the external body behind in the physical sense-world, what then approaches the human soul may be called a feeling of its own “inwardness.” Only then does it go through the inner battles that arise unconsciously by virtue of its being bound to external matter in life—and having to act in accordance with this entanglement. It feels the attachment to the sense world with which it is burdened as a hindrance, holding it back morally. Other moral moods can give us no conception of what thus transpires unconsciously after falling asleep, when the human soul is alone with itself. And all sorts of further moods then take their course in the soul when free of the body, in leading a purely spiritual existence between falling asleep and waking up. However, it should not be supposed that these events taking place in the soul's depths are not there in the waking state. Spiritual investigation reveals one very interesting fact in particular, namely that people not only dream when they think they do, but all day long. The soul is in truth always full of dreams, only the human being does not notice this, since day consciousness is stronger as compared to dream consciousness. Just as a weaker light is drowned out by a stronger one, so what continually takes place in the course of waking consciousness as an ongoing dream-experience is drowned out by day consciousness. Though not generally aware of it, we dream all the time. And out of the abundance of dream experiences, of dreams that remain unconscious, presenting themselves as boundless in relation to the experiences of day consciousness, those dreams of which the human being does actually become conscious, separate themselves off. They do so much as a single drop of water might separate itself from a vast lake. But this dreaming activity that remains unconscious is a soul-spiritual experience. Things take place there in the soul's depths. Such spiritual experiences of the soul located in unconscious regions take their course much as chemical processes, of which we are unconscious, take place in the body. Connecting this with a further fact arising from these lectures, additional light may be shed on hidden aspects of the soul-life spoken of here. We have often stressed—this was emphasized again in the previous lecture—that in the course of humanity's development on the earth, the soul-life of human beings has changed. Looking back far enough, we find that primeval human beings had quite different experiences from those of the human soul today. We have already spoken of the fact—and will do so again in coming lectures—that the primeval human being in early periods of evolution had a certain original clairvoyance. In the manner of looking at the world normal today in the waking state, we receive sense impressions from an external stimulus. We connect them by means of our understanding, our reason, feeling and will. This is merely the consciousness belonging to the present, having developed out of older forms of human consciousness. Applying the word in the positive sense, these were clairvoyant states. In an entirely normal way, in certain intermediate states between waking and sleeping, human beings were able to experience something of spiritual worlds. Thus, even if not yet fully self-conscious, human beings were by no means as unfamiliar in their normal consciousness with experiences taking place in the depths of the soul, such as those we have spoken of today. In ancient times human beings perceived more fully their connection with the spiritual world around them. They saw what takes place in the soul, the events occurring deep within the soul, as connected with the spiritual in the universe. They saw spiritual realities passing through the soul and felt themselves much more related to the soul-spiritual beings and facts of the universe. This was characteristic of the original clairvoyant state of humanity. Just as it is possible today to come to a feeling such as the following only under quite exceptional conditions, in ancient times it occurred frequently—not only in artistic, but also in quite primitive human beings. An experience of a quite vague and indefinite nature may lie buried in the depths of the soul, not rising into consciousness—an experience such as we have described. Nothing of this experience enters the conscious life of day. Something is nonetheless there in the soul, just as hunger is present in the bodily organism. And just as one needs something to satisfy hunger, so one needs something to satisfy this indefinite mood deriving from the experience lying deep within the soul. One then feels the urge to reach either for an existing fairy tale, for a saga, or if one is of an artistic disposition, perhaps to elaborate something of the kind oneself. Here it is as though all theoretical words one might make use of amount to stammering; and that is how fairy tales arise. Filling the soul with fairy tale pictures in this way constitutes nourishment for the soul as regards the “hunger” referred to. In past ages of humanity's development every human being still stood closer to a clairvoyant perception of these inner spiritual experiences of the soul, and with their simpler constitution people were able—in sensing the hunger described here far more directly than is the case today—to seek nourishment from the pictures we possess today in the fairy tale traditions of various peoples. The human soul felt a kinship with spiritual existence. Without understanding them, it sensed more or less consciously the inner battles it had to undergo, giving pictorial form to them in pictures bearing only a distant similarity to what had taken place in the soul's substrata. Yet there is a palpable connection between what expresses itself in fairy tales and these unfathomable experiences of the human soul. Ordinary experience shows us that a childlike soul disposition frequently creates something for itself inwardly, such as a simple “companion”—a companion really only there for this childlike mind, accompanying it nonetheless and taking part in the various occurrences of life. Who does not know, for instance, of children who take certain invisible friends along with them through life? You have to imagine that these “friends” are there when something happens that pleases the child, participating as invisible spirit companions, soul companions, when the child experiences this or that. Quite often one can witness how badly it affects the child's soul disposition when a “sensible” person comes, hears the child has such a soul companion, and now wants to talk it out of this soul companion, even perhaps considering it salutary for the child to be talked out of it. The child grieves for its soul companion. And if the child is receptive for soul-spiritual moods, this grieving signifies still more. It can mean the child begins to ail, becoming constitutionally infirm. This is an altogether real experience connected with profound inner occurrences of the human soul. Without dispersing the “aroma” of the fairy tale, we can sense this simple experience in the fairy tale which tells of the child and the toad, related by the Brothers Grimm.1 They tell us of the girl who always has a toad accompany her while eating. The toad, however, only likes the milk. The child talks to the animal as though with a human being. One day she wants the toad to eat some of her bread as well. The mother overhears this; she comes and strikes the animal dead. The child ails, sickens, and dies. In fairy tales we feel soul moods reverberate that do absolutely in fact take place in the depths of the soul, such that the human soul is actually not only cognizant of them in certain periods of life, but simply by virtue of being human, irrespective of being a child or an adult. Thus, every human soul can sense something re-echo of what it experiences without comprehending it—not even raising it into consciousness—connected with what in the fairy tale works on the soul as food works on the taste buds. For the soul, the fairy tale then becomes something similar to the nutritional substance as applied to the organism. It is fascinating to seek out in deep soul experiences what re-echoes in various fairy tales. It would of course be quite a major undertaking actually to examine individual fairy tales in this regard, collected as they are in such numbers. This would require a lot of time. But what can perhaps be illustrated with a few fairy tales can be applied to all of them, in so far as they are genuine. Let us take another fairy tale also collected by the Brothers Grimm, the fairy tale of “Rumpelstiltskin.” A miller asserts to the king that his daughter can spin straw into gold and is requested to have her come to the castle, so the king can ascertain her art for himself. The daughter goes to the castle. She is locked in a room and given a bundle of straw with which to demonstrate her art. In the room she is quite helpless. And while she is in this helpless state, a manikin appears before her. He says to her: “What will you give me, if I spin the straw into gold for you?” The miller's daughter gives him her necklace and the little man thereupon spins the straw into gold for her. The king is quite amazed, but he wants still more, and she is to spin straw into gold once again. The miller's daughter is again locked in a room, and as she sits in front of all the straw, the little man appears and says, “What will you give me, if I spin the straw to gold for you?” She gives him a little ring, and the straw is once more spun into gold by the little man. But the king wants still more. And when she now sits for the third time in the room and the little man again appears, she has nothing further to give him. At that the little man says, if she becomes queen one day, she is to grant him the first child she gives birth to. She promises to do so. And when the child is there, and the little man comes and reminds her of her promise, the miller's daughter wants a postponement. The little man then says to her: “If you can tell me what my name is, you can be free of your promise.” The miller's daughter sends everywhere, inquiring after every name. In learning every name, she wants to find out what the little man's name is. Finally, after a number of vain attempts, she actually succeeds in discovering his name—Rumpelstiltskin. With really no work of art other than fairy tales does one have such a sense of joy over the immediate picture presented, while yet knowing of the profound inner soul-experience out of which the fairy tale is born. Though the comparison may be trivial, it is perhaps still apt: Just as a person can be aware of the chemistry of food and still find a bite to eat flavorful, so it is possible to know something of the profound inner experiences of soul that are only experienced, not “known,” and that come to expression in fairy tale pictures in the manner indicated. In fact, unknowingly the solitary human soul—it is after all alone with itself during sleep, as also in the rest of life even when united with the body—feels and experiences, albeit unconsciously, the whole disparate relation in which it finds itself in regard to its own immense tasks, its place within the divine order of the world. The human soul does indeed feel how little it is capable of in comparing its ability with what external Nature can do, in transforming one thing into another. Nature is really a great magician, such as the human soul itself would like to be. In conscious life it may light-heartedly look past this gulf between the human soul and the wise omniscience and omnipotence of the spirit of Nature. But at deeper levels of soul experience, the matter is not done away with so easily. There, the human soul would necessarily go to rack and ruin if it were not after all to feel within it a more profound being inside the initially perceptible one, a being it can rely on, of which it can say to itself: As imperfect as you now still are—this being within you is cleverer. It is at work within you; it can carry you to the point of attaining the greatest skill. It can grant you wings, enabling you to see an endless perspective spread out before you, leading into a limitless future. You will be capable of accomplishing what you cannot as yet accomplish, for within you there is something that is infinitely more than your “knowing” self. It is your loyal helper. You must only gain a relation to it. You have really only to be able to form a conception of this cleverer, wiser, more skillful being than you yourself are, residing within you. In calling to mind this discourse of the human soul with itself, this unconscious discourse with the more adroit part of the soul, we may feel reverberating in this fairy tale of “Rumpelstiltskin” what the soul experiences in the miller's daughter who cannot spin straw into gold, but finds in the little man a skillful, loyal helper. There, deep in the substrata of the soul—in pictures, the distinctive aura of which is not destroyed through knowing their origin—the profound inner life of soul is given. Or, let us take another fairy tale.—Please do not take it amiss, however, if I connect this with matters having an apparently personal tinge, though not at all meant in a personal sense. The essential point will become clear in adding a few observations. In my Esoteric Science you will find a description of world evolution. It is not my intention to talk specifically about this now—that can be left for another occasion. In this world evolution our earth is spoken of as having gone through certain stages as a planet in the cosmos, comparable to human lives that follow one upon the other. Just as the individual human being goes through lives that follow each other sequentially, so our earth has gone through various planetary life-stages, various incarnations. In spiritual science, we speak, for certain reasons, of the earth as having gone through a kind of “Moon” existence before beginning its “Earth” existence, and prior to this a kind of “Sun” existence. Thus, we may speak of a Sun-existence, a planetary predecessor existence of our Earth-existence, as having been present in a primeval past—an ancient Sun, with which the earth was still united. Then, in the course of evolution a splitting off of Sun and earth took place. From what had originally been “Sun,” the moon separated itself off as well, and our sun of today, which is not the original Sun, but only a piece of it, so to speak. Thus, we may speak, as it were, of the original Sun and of its successor, the sun of today. And we may also refer to the moon of today as a product of the old Sun. If spiritual scientific investigation follows the evolution of the earth retrospectively to where the second sun, the sun of today, developed as an independent cosmic body, it has to be said that at that time, of the creatures that might have been externally perceptible to the senses, among the animals, only those existed that had developed to the stage of the fishes. These things can all be looked up more precisely in Esoteric Science. They can be discovered only by means of spiritual scientific investigation. At the time they had been discovered and written down by me in EsotericScience, the fairy tale in question was quite unknown to me. That is the personal factor I should like to add here. I am able to establish with certainty that it was quite unknown to me, since I only later came across it in Wilhelm Wundt's Ethnic Psychology,2 whose sources I only then followed up further. Before briefly outlining the fairy tale, I should like to say one thing in advance: Everything the spiritual researcher is able to investigate in this way in the spiritual world—and the things just referred to do have to be investigated in the spiritual world, since they are otherwise no longer extant—everything investigated in this way presents a world with which the human soul is united even so. We are connected with this world in the deepest recesses of our souls. It is always present, indeed we unconsciously enter this spiritual world in normal life upon falling asleep. Our soul is united with it and has within it not only the soul's experiences during sleep, but also those relating to the whole of evolution referred to here. Were it not paradoxical, one would like to say: in the unconscious state, the soul knows of this and experiences itself in the ongoing stream issuing from the original Sun and subsequently from the daughter sun we now see shining in the sky, as well as from the moon, also a descendant of the original Sun. And in addition, the soul experiences the fact that it has undergone an existence, soul-spiritually, in which it was not yet connected with earthly matter, in which it could look down on earthly processes; for instance, on the time in which the fish species were the highest animal organisms, where the present sun, the present moon, arose and split off from the Earth. In unconscious regions, the soul is linked to these events. We shall now briefly follow the outline of a fairy tale found among primitive peoples, who tell us: There was once a man. As a human being, he was, however, actually of the nature of tree resin and could only perform his work during the night, since, had he carried out his work by day, he would have been melted by the Sun. One day, however, it happened that he did go out by day, in order to catch fish. And behold, the man who actually consisted of tree resin, melted away. His sons decided to avenge him. And they shot arrows. They shot arrows that formed certain figures, towering one over the other, so that a ladder arose reaching up to heaven. They climbed up this ladder, one of them during the day, the other during the night. One of them became the sun, and the other became the moon. It is not my habit to interpret such things in an abstract way and to introduce intellectual concepts. But it is a different matter to have a feeling for the results of investigation—that the human soul in its depths is united with what happens in the world, to be grasped only spiritually, that the human soul is connected with all this and has a hunger to savor its deepest unconscious experiences in pictures. In citing the fairy tale just outlined, one feels a reverberation of what the human soul experienced as the original Sun, and as the arising of sun and moon during the fish epoch of the Earth. It was in some respects a quite momentous experience for me—this is once more the personal note—when I came across this fairy tale, long after the facts I have mentioned stood printed in my Esoteric Science. Though the notion of interpreting the whole matter abstractly still does not occur to me, a certain kindred feeling arises when I consider world evolution in the context of another, parallel portrayal—when I give myself up to the wonderful pictures of this fairy tale. Or, as a further example, let us take a peculiar Melanesian fairy tale. Before speaking of this fairy tale, let us remind ourselves that, as shown by spiritual investigation, the human soul is also closely linked to prevailing occurrences and facts of the universe. Even if stated rather too graphically, it is still nonetheless true in a certain respect, from a spiritual scientific point of view, if we say: When the human soul leaves the physical body in sleep, it leads an existence in direct connection with the entire cosmos, feeling itself related to the entire cosmos. We may remind ourselves of the relationship of the human soul, or for example, of the human “I” with the cosmos—at least with something of significance in the cosmos. We direct our gaze to the plant world and tell ourselves: The plant grows, but it can only do so under the influence of the sun's light and warmth. We have before us the plant rooted in the earth. In spiritual science we say: the plant consists of its physical body and of the life-body which permeates it. But that does not suffice for the plant to grow and unfold itself. For that, the forces are required that work on the plant from the sun. If we now contemplate the human body while the human being sleeps, this sleeping human body is in a sense equivalent to a plant. As a sleeping body it is comparable to the plant in having the same potential to grow as the plant. However, the human being is emancipated from the cosmic order which envelops the plant. The plant has to wait for the sun to exert its influence on it, for the rising and setting of the sun. It is bound to the external cosmic order. The human being is not so bound. Why not? Because what spiritual science points out is in fact true: the human being exerts an influence from the “I”—outside the physical body in sleep—upon the plant-like physical body, equivalent to what the sun exerts on the plant. Just as the sun pours its light out over the plants, so does the human “I” pour its light over the now plant-like physical body when the human being sleeps. As the sun “reigns” over the plants, so the human “I” reigns, spiritually, over the plant-like sleeping physical body. The “I” of the human being is thus related to the sun-existence. Indeed, the “I” of the human being is itself a kind of “sun” for the sleeping human body, and brings about its enlivening during sleep, brings it about that those forces are replenished that have been used up in the waking state. If we have a feeling for this, then we recognize how the human “I” is related to the sun. Spiritual science shows us in addition that, just as the sun traverses the arc of heaven—I am of course speaking of the apparent movement of the sun—and in a certain respect the effect of its rays differs according to whether it stands in this or that constellation of the zodiac, so the human “I” also goes through various phases in its experience. Thus, from one phase it works in one way, from a different phase it works in another way on the physical body. In spiritual science one acquires a feeling for how the sun works differently onto the earth according to whether it does so, for example, from the constellation of Aries, or from the constellation of Taurus, and so on. For that reason, one does not speak of the sun in general, but of its effect in connection with the twelve signs of the zodiac—indicating the correspondence of the changing “I” with the changing activity of the sun. Let us now take everything that could only be sketched here, but which is developed further in Esoteric Science, as something to be gained as soul-spiritual knowledge. Let us regard it as what takes place in the depths of the soul and remains unconscious but takes place in such a way that it signifies an inner participation in the spiritual forces of the cosmos that manifest themselves in the fixed stars and planets. And let us compare all this, proclaimed by spiritual science as the secrets of the universe, with a Melanesian fairy tale, that I shall again outline only briefly: On a country road lies a stone. This stone is the mother of Quatl. And Quatl has eleven brothers. After the eleven brothers and Quatl have been created, Quatl begins to create the present world. In this world he created, a difference between day and night was still unknown. Quatl then learns that there is an island somewhere, on which there is a difference between day and night. He travels to this island and brings a few inhabitants from this island back to his country. And, by virtue of their influence on those in his country, they too come to experience the alternating states of sleeping and waking, and the rising and setting of the sun takes place for them as a soul experience. It is remarkable what reverberates once again in this fairy tale. Considering the fairy tale as a whole there re-echoes, with every sentence, so to speak, something of world secrets, something of what, in the sense of spiritual science, the soul experiences in its depths. One then has to say: The sources of fairy tale moods, of fairy tales generally, lie in hidden depths of the human soul. These fairy tales are presented in the form of pictures, since external happenings have to be made use of in order to provide what is to be spiritual nourishment for the hunger that wells up as an outcome of the soul's experiences. Though we are far removed from the actual experiences in question, we can sense how they reverberate in the fairy tale pictures. With this in mind, we need not wonder that the finest, most characteristic fairy tales are those handed down from former ages when people still had a certain clairvoyant consciousness and found easier access to the sources of these fairy tale moods. Further, it need not surprise us that in regions of the world where human beings stand closer to spirituality than do the souls of the Occident, for example in India, in the Orient in general, fairy tales can have a much more distinctive character. Neither need we be surprised that in the German fairy tales that Jacob and Wilhelm Grimm collected in the form told them by relatives and others, often simple people, we come upon accounts reminiscent of the periods of European life in which the great heroic sagas arose. Fairy tales contain attributes found in the great heroic sagas. It need not surprise us to hear that it belatedly came to light that the most significant fairy tales are even older than the heroic sagas. Heroic sagas after all show human beings only at a particular age of life and in particular situations, while what lives in fairy tales is of a generally-human nature, accompanying human beings at every age, from their first to their last breath. It need not surprise us if the fairy tale also insistently depicts, for example, what we have referred to as a profound experience of the soul, the feeling of the soul's inadequacy on awakening in regard to the forces of Nature it helplessly faces and is only a match for, if it has the consolation of knowing at the same time: Within you, there is something that transcends your personal self, and makes you in a certain respect the victor once again over the forces of Nature. In sensing this mood, one has a feeling for why human beings so often find themselves up against giants in fairy tales. Why do these giants appear? Well, as an image, these giants arise as a matter of course from the whole tone of the soul in wanting to make its way into the body again in the morning, seeing itself confronted by the “giant” forces of Nature occupying the body. What the soul senses there as a battle, what it then feels is altogether real—not in rational terms, but as corresponds to depictions of the manifold battles of the human being with giants. When all this comes to meet it, it clearly senses how it possesses only one thing, its shrewdness, in this whole battle—in its stand in confronting giants. For, this entails the feeling: You could now reenter your body, but what are you, as against the immense forces of the universe! However, you do have something not there in these giants, and that is cunning—reason! This does in fact stand unconsciously before the soul, even if it has also to say to itself, that it can do nothing against the immense forces of the universe. We see how the soul transposes this literally into a picture in giving expression to the mood in question: A man goes along a country road and comes to an inn. In the inn he asks for milk-soup (blancmange). Flies enter the soup. He finishes eating the milk-soup, leaving the flies. Then he strikes the plate, counts the flies he has killed, and brags: “A hundred at one blow!” The innkeeper hangs a sign around his neck: “He has killed a hundred at one blow.” Continuing along the country road, this man comes to a different region. There a king looks out the window of his castle. He sees the man with the sign around his neck and says to himself: I could well use him. He takes him into his service and assigns him a definite task. He says to him: “You see, the problem is, whole packs of bears always come into my kingdom. If you have struck a hundred dead, then you can certainly also strike the bears dead for me.” The man says: “I am willing to do it!” But, until the bears are there, he wants a good wage and proper meals, for, having thought about it, he says to himself: If I can't do it, I shall at least have lived well until then.—When the time came, and the bears were approaching, he collected all kinds of food and various good things bears like to eat. Then he approached them and laid these things out. When the bears got there, they ate until they were full to excess, finally lying there as though paralyzed; and now he struck them dead one after the other. The king arrived and saw what he had accomplished. However, the man told him: “I simply had the bears jump over a stick and chopped off their heads at the same time!” Delighted, the king assigns him another task. He says to him: “Now the giants will soon also be coming into my land, and you must help me against them as well.” The man promised to do so. And when the time approached, he again took a quantity of provisions with him, including a lark and a piece of cheese. On actually encountering the giants, he first entered into a conversation with them about his strength. One of the giants said: “We shall certainly show you that we are stronger,” taking a stone and crushing it in his hand. Then he said to the man: “That is how strong we are! What can you do as compared to us?” Another giant took an arrow, shooting it so high that only after a long time did the arrow come down again and said: “That's how strong we are! What can you do as compared to us?” At this, the man who had killed a hundred at one blow said: “I can do all that and more!” He took a small piece of cheese and a stone, spreading the stone with cheese, and said to the giants: “I can squeeze water out of a stone!” And he squashed the cheese so that water squirted out of it. The giants were astonished at his strength in being able to squeeze water from a stone. Then the man took the lark and let it fly off, saying to the giants: “Your arrow came back down again, the one I have shot, however, goes up so high that it does not come back down at all!” For the lark did not return at all. At that, the giants were so amazed, they agreed among themselves that they would only be able to overcome him with cunning. They no longer thought of being able to overcome him with the strength of giants. Nonetheless, they did not succeed in outwitting him; on the contrary, he outwitted them. While they all slept, he put an inflated pig's bladder over his head, inside which there was some blood. The giants had said to themselves: Awake, we shall not be able to get the better of him, so we shall do it while he sleeps. They struck him while he slept, smashing the pig's bladder. Seeing the blood that spurted out, they thought they had finished him off. And they soon fell asleep. In the peaceful quiet that overcame them, they slept so soundly that he was able to put an end to them. Even though, like some dreams, the fairy tale ends here somewhat indefinitely and on an unsatisfactory note, we nonetheless have before us a portrayal of the battle of the human soul against the forces of Nature—first against the “bears,” then against the “giants.” But something else becomes evident in this fairy tale. We have the man who has “killed a hundred at one blow.” We have an echo of what lives at the deepest unconscious levels of the soul: the consolation in becoming aware of its own shrewdness over against these stronger, overwhelming forces. It is not a good thing when what has been presented artistically in pictures is interpreted abstractly. That is not at all what matters. On the other hand, nothing of the artistic form of the fairy tale is diminished if one has a feeling for the fact that the fairy tale is an after-echo of events taking place deep within the soul. These events are such that we can know a great deal about them, as much as one can come to know by means of spiritual investigation—yet, in immersing ourselves in fairy tales and experiencing them, they still remain original and elementary. In researching them, it is certainly agreeable to know that fairy tales present what the soul needs on account of its deepest experiences, as we have indicated. At the same time, no fairy tale mood is destroyed in arriving at a deeper recognition of the sources of subconscious life. Presented only abstractly, we find these sources are impoverished for our consciousness, whereas the fairy tale form is really the more comprehensive one for expressing the deepest experiences of the soul. It is then comprehensible that Goethe expressed in the significant and evocative pictures of the Fairy Tale of the Green Snake and the Beautiful Lily what he was abundantly able to experience, and which Schiller chose to express in abstract-philosophical concepts. Thus, despite having thought a great deal, Goethe wanted to say in pictures what he felt concerning the deepest underlying strata of human soul-life. And because the fairy tale relates in this way to the innermost soul, it is precisely the form most suited to the child. For it may be said of fairy tales that they have brought it about that what is most profound in spiritual life is expressed in the simplest possible form. In fact, one gradually comes to feel that in all conscious artistic life there is no greater art than that which completes the path from the uncomprehended depths of soul-life to the delightful, often playful pictures of the fairy tale. An art capable of expressing in the most self-evident form what is hard to comprehend is the greatest and most natural art, an art intimately related to the human being. And just because, in the case of the child, the essential human being is still united in an unspoilt way with the whole of existence, with the whole of life, the child especially needs the fairy tale as nourishment for its soul. What depicts spiritual powers can come alive more fully in the child. The childlike soul may not be enmeshed in abstract theoretical concepts if it is not to be obliterated. It has to remain connected with what is rooted in the depths of existence. Hence, we can do nothing of greater benefit for the soul of the child than in allowing what unites the human being with the roots of existence to act upon it. As the child still has to work creatively on its own physical formation, summoning the formative forces for its own growth, for the unfolding of its natural abilities, it senses wonderful soul nourishment in fairy tale pictures that connect it with the roots of existence. Since, even in giving themselves over to what is rational and intellectual, human beings can still never be wholly torn away from the roots of existence, they gladly turn again at every age to the fairy tale, provided they are of a sufficiently healthy and straightforward soul disposition. For there is no stage of life and no human situation that can estrange us altogether from what flows from fairy tales—in consequence of which we could cease having anything more to do with what is most profound in human nature or have no sense for what is so incomprehensible for the intellect, expressed in the self-evident, simple, primitive fairy tale and fairy tale mood. Hence, those who have concerned themselves for a long time with restoring to humanity the fairy tales that had been rather glossed over by civilization, individuals such as the Brothers Grimm, understandably had the feeling—even if they did not adopt a spiritual scientific view—that they were renewing something that belongs intimately to human nature. After an intellectual culture had done its part over a period of centuries to estrange the human soul, including the soul of the child, such collections of fairy tales as those of the Brothers Grimm have quite properly found their way again to all human beings receptive for such things. In this way they have become once more the common heritage of children's souls, indeed of all human souls. They will do so increasingly, the more spiritual science is not just taken as theory, but becomes an underlying mood of the soul, uniting it more and more in feeling with the spiritual roots of its existence.3 In this way, by means of the dissemination of spiritual science, what genuine fairy tale collectors, those truly receptive for fairy tales as well as those who present them have declared, will prove well-founded. This is what a certain individual, a true friend of fairy tales, often said in lectures I was able to hear.4 It is a wonderfully poetic utterance which at the same time summarizes what results from such spiritual scientific considerations as we have presented today. It may be formulated in words this man spoke—knowing as he did how to love fairy tales, collecting them, and appreciating them. He always liked to add the saying:
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