198. Roman Catholicism: Lecture III
06 Jun 1920, Dornach Tr. Unknown Rudolf Steiner |
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It is only through our senses that we are torn out of our dreams. And as soon as we silence our senses, then we really begin to dream. This dream activity has to be intensified. |
Now one of the many characteristics of the dream is that in many respects it is a liar. Or would you deny that the dream is a liar, that it represents things which are not true? It is, however, not due to the dream but to the subdued consciousness that when we dream we cannot test what is true and what is untrue. |
198. Roman Catholicism: Lecture III
06 Jun 1920, Dornach Tr. Unknown Rudolf Steiner |
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You will have noticed that all my lectures for years past have stressed the importance, both for the spiritual and social evolution of humanity, of the spread of what we spiritual scientists call the results of initiation research. You know also that by the word initiation, to use an ancient term, we understand a seeing into a spiritual world separated from our physical-sensible world by a kind of veil; a veil which may very easily lead to illusions. What is first given to man is the physical-sensible world, and he makes use of this either for the concerns of ordinary life or in pursuit of what today is called science. He combines his perceptions in the physical world with all kinds of concepts, ideas and so on; but all that does not lead him beyond the world of the senses; and we may say that the only means through which in ordinary life the human being can to a certain extent look beyond and above the sensible is in dreaming. The dream, as we experience it today in ordinary life, is only a poor imitation of what may be called experience in the super-sensible world. The super-sensible world has to be perceived not only with the same degree of consciousness that one has in ordinary life, a degree of consciousness which is not there in the dream condition, but with a consciousness of even higher degree. In order to experience the super-sensible world, one must enhance one’s consciousness, to come to a state which bears a similar relation to that of ordinary life, of ordinary consciousness, as that of ordinary consciousness bears to sleep consciousness, or at any rate to dream consciousness. Thus a kind of awakening out of the ordinary consciousness has to take place. Hence the dream is, of course, only a poor imitation of what is experienced in that other condition. But really the dream differs far less from ordinary thinking than is believed to be the case. When you become aware of the picture world of an ordinary dream, it is actually in its content essentially the same as what underlies one’s thoughts, only that in thinking the human being enters into the outer world through his senses; and therefore what is arranged in the dream by mere analogy, is in thinking ordered in accordance with quite external relationships, is ordered by the perception of the outer sense world, in accordance with what this world says to us. You can have a kind of proof of this if you sit down and shut your eyes, or let us say if you are lazy and just allow your thoughts to wander, and then notice how they have wandered, notice that as you recall them in your mind you can hardly find between them any more connection than one finds in the events of a dream. The ordinary uncontrolled flow of man’s ideas is in a certain sense subject to the same law as that of the dream. It is only through our senses that we are torn out of our dreams. And as soon as we silence our senses, then we really begin to dream. This dream activity has to be intensified. It has to be so organized that it becomes permeated by a higher consciousness than that which our ordinary senses confer. Then imaginative consciousness arises, and then by degrees comes inspired consciousness, of which I told you yesterday in my public lecture, that it is recognized by Thomism as a justified source of cognition. In our initiation science, then, we have the results of such an intensified condition of consciousness. The difficulty in the present evolution of humanity and in that of the near future is that humanity will most certainly need this science of initiation, and will not be able to get on without it, for if only the materialistic knowledge that has been developed in the last three to four centuries should continue to permeate human evolution, conditions such as we are now experiencing in the present social chaos of the civilized world will repeatedly recur, broken only by short intervals. What science has been able to give to humanity since the middle of the Fifteenth Century has certainly been sufficient for the making of technical discoveries; has been sufficient to spread over the earth a network of commerce and business intercourse, but it does not suffice for the creation of social arrangements really adapted to the consciousness of present-day humanity. That is something which has gradually to be realized. As long as the science of our universities, our recognized public education, rejects the science of initiation, as long as an external, material science is alone recognized, so long will humanity be perpetually in the grip of chaotic social conditions, such as we are now having. The science of initiation will alone be able to save humanity of the future from such chaotic social conditions. Above all, the science of initiation will be able to give those human beings who can approach it a consciousness of the fact that the life here on earth, which we enter through the gate of birth, is the continuation of a spiritual life which we have spent in the super-sensible world between the last death and this present birth. Now you know that this spiritual life which precedes our birth or conception is not spoken of in the churches of our modern civilized world. It is never spoken of, and for a quite definite reason. Because at a certain point of time, which coincides with that of the Greek evolution between Plato and Aristotle, all consciousness of a pre-natal spiritual life was lost. Plato speaks clearly of that life, but Aristotle vehemently defended the theory that every time a human being is born on the earth, a quite new soul unites with his physical body. The Aristotelian doctrine is that for each physically-born human being a new soul is created. Now if one holds such a view, one cannot say otherwise than that the life which begins with death, which a man begins by throwing off his physical body—and of this Aristotle also speaks—continues to exist and does not again descend to earth. For, of course, unless one can speak of a prenatal existence, one has no justification for believing otherwise than that after his death man remains forever in a spiritual world. That had already led Aristotle to draw some very weighty conclusions. For instance, he argued that if anyone between birth and death here on earth has led a life which burdens his soul with evil, that human being is for all eternity forced to look back on that evil, which can never again be blotted out or overcome. So that according to Aristotle’s view, when the man dies, he has to look back eternally on the one earth life for which he has to pay. This doctrine of Aristotle was taken over in its entirety by the Catholic Church, and when in the Middle Ages the Church sought for a philosophy which could carry its theology, it took over, as regards the life of the soul, this Aristotelian doctrine, and one can still today recognize its echo in the idea of eternal punishment in hell. Now, after having for thousands of years had this doctrine of the origin of the soul with the body impressed upon them, how is it conceivable that people can free themselves from it again and arrive at the truth? They can only do so by receiving a new spiritual science. Without this renewal of spiritual science mankind will not be able to accept a life before birth as a justified belief or, rather, before conception. Just think what it signifies for the whole evolution of humanity not to speak of a prenatal life. When in the churches of today we are told only of a life after death, that simply arouses instincts connected with man’s egotistical desire not to be extinguished at death. My dear friends, an essay, a thorough-going study is needed—“On the Cultivation of Human Egotism by the Churches”—In such a study one would have to explore the real motives which are worked upon in the sermons and doctrines of all the usual religious denominations, and one would everywhere find that appeal is made to the egotistical instincts of man, especially to the instinct for immortality after death. One could extend this study to cover more than a thousand years, and one would see that these religious denominations, by eliminating the life before birth under Aristotelian influence, have fostered in the highest degree the egotism in human nature. Churches, as cultivators of the deepest egotistical instincts, is a subject well worthy of study. By far the largest part of the religious life of the modern civilized world today panders to human egotism. This egotism can be felt in pronouncements which I could quote by the dozen. Again and again it is written, especially in pastoral letters, “that spiritual science busies itself with all kinds of knowledge about super-sensible worlds, but man does not need that. He only needs to have the childlike consciousness of his connection with Christ Jesus.” That is said both by pastors and by the faithful; this childlike connection with Christ Jesus is always emphasized. It is brought forward with immense pride against what is, of course, far less easy to attain—penetration into the concrete details of the spiritual world. It is preached over and over again. Again and again man is led to believe that he can be most Christian when he least exercises his soul forces, when he least strives to think something clear with what he calls his Christ consciousness. This Christ consciousness must be something which man attains by absolute childlikeness—so say these easy-going ones. And best of all they like to be told that Christ has taken all the sins of mankind on Himself, and has redeemed mankind through His sacrificial death, without men having to do anything themselves. All this points to the belief that through the sacrificial death of Christ, immortality is guaranteed after death; but that merely tends to nourish in humanity the most extreme egotism. By this cultivation of egotism on the part of the churches, we have finally brought about what is dawning today over all the civilized world. Because this egotism has been so widely cultivated, mankind has become what it is today. Just think if the human being, not merely theoretically with ideas and concepts, but with the whole inner life of his soul were to grasp the truth that this earthly life as he enters it through birth lays upon him the obligation of fulfilling a mission which he has brought with him from a life before birth! Just think how egotism would vanish if that thought were to fill our whole souls, if this earthly life were regarded as a task which must be fulfilled because it is linked to an over-earthly life through which we have previously passed! Egotism is combated by the feeling that stirs in us when we look upon life on earth as a continuation of an over-earthly life, just as it is fostered by the religious denominations which speak only of life after death. That is what is important for man’s social well being, to restore the fact of his pre-existence to the consciousness of mankind of the present and of the future, and of course the idea of reincarnation is inseparable from that of the pre-existence of the human soul. Thus we can say that the Catholic Church itself accepted the Aristotelian doctrine and made it into a dogma of her own; but this dogma must now be replaced by the higher knowledge of repeated earth lives, of pre-existence, which Aristotle was clearly the first to leave out of account. You see, if you can estimate what importance it has for mankind to absorb certain elements into its inmost life of soul, then you will recognize what it means for man’s life of feeling in its widest sense. It means that the human being gets quite another consciousness of himself. Now, my dear friends, let us add to what has just been said, the words of St. Paul, that this ordinary consciousness must become permeated more and more by the consciousness, “Not I, but Christ in me.” When we look upon ourselves as something different, Christ will also become different within us. If we look upon ourselves as something which, even as regards the soul-spiritual, has only originated at birth, then of course the Christ can only be in what has come into existence with this present birth, and will only have the task of carrying our souls through the gate of death and further through all eternity. But if we know that we have had a prenatal life, we can know also that it is the Christ Himself Who has laid on us a mission for this life on earth, that we have to develop our own forces, that we have to find Him in our forces, that we have to seek Him as the best we can have in us, the best in our spirit and soul. The Catholic Church, by doing away with the spirit in the Eighth Ecumenical Council in Constantinople in the year 869 has always taken care that those belonging to it should never think about the real psycho-spiritual nature of man. The Church laid down in that Council that man consists only of body and soul, though the soul has a few spiritual attributes; but that to regard man as consisting of body, soul and spirit is heretical, and when the Jesuit Zimmerman brought forward certain reproaches against spiritual science, he reckoned as its deepest sin that it seeks to re-establish the validity of trichotomy, by declaring that man consists of body, soul and spirit. For thereby the true nature of man and also his real relationship to the Christ must inevitably come to light. But what the Church worked for more and more was that man should not come to a true understanding of his real relationship to Christ. We may say, my dear friends, that the development of the western churches consists really in drawing an ever denser and denser veil over the real secret of Christ. You see, fundamentally, all institutions are built on external abstractions. When a state is young it has but few laws and people are relatively unfettered by them. The longer a state exists, and especially the longer the various parties in the state apply their clever arguments, the more laws are made until finally no one knows where he is, for there is no longer only one law, but everything is entangled in the meshes of intertwining laws from which one has the greatest difficulty in freeing oneself. That is the case also with the churches; when a church begins to make its way through the world, it has relatively few dogmas; but men must have something to do, and just as the statesman is always making laws, so do Churchmen create more and more dogmas, until finally everything becomes dogma, dogma becomes consolidated. It is only since the time when Scholasticism was at its height that this consolidation of dogma has been especially noticeable in modern civilization. Anyone who really studies thoughtfully the Scholasticism of Albertus Magnus and Thomas Aquinas will find that in their time everything to do with dogma was still fluid, still a matter for discussion, that discussion was still taken as a matter of course. True, in the Scholastic period there was already a certain opposition within the western church. There was the opposition between the Dominicans and the Franciscans. The Dominican Order, of which Scholasticism was the flower, developed its knowledge through strictly logical ideas. The Franciscan Order declined to do that; the Franciscans wanted to achieve everything through a childlike feeling. I will not now enter into the relation between Dominican and Franciscan teaching, but I should like you to imagine what it would be like if people fought as vigorously today about the content of Dominican and Franciscan doctrine as they did in the Middle Ages, when they discussed dogma so freely. Of course, the Roman bishop even at that time declared people to be heretics; and he could have gone on doing so for a long while, had not the secular governments come to his assistance and burnt the people whom he merely wanted to condemn. In this matter one has to admit that greater blame falls on the secular rulers. All this did not prevent there being free discussion in the Catholic Church at that time. This free discussion has gradually been completely eliminated. Free discussion was something which the Catholic Church, as time went on, could not stand. And why not? Because a quite new consciousness was arising in humanity. This was the transformation of consciousness in man, which took place, as I have often explained to you, in the middle of the Fifteenth Century. The human being wants ever more and more to form his own judgment from the depths of his own soul. In the Middle Ages that was not so. Man then had a kind of communal consciousness, and only a few learned people, the real scholars, could get beyond that. They were able to evolve out of this common uniform folk consciousness because they had been trained in Scholasticism. This also applies to a certain number who were trained in the Rabbinical teaching. In general, however, man’s consciousness was uniform. It was a community consciousness, a family consciousness. But the individual consciousness was developing more and more. Now, one thing that the Catholic Church had always had, because it had attracted highly educated people, was historical foresight. The Catholic Church knows quite well what I am now saying, that the principle of modern development is to foster the individual consciousness of man—but the Catholic Church is unwilling to let this individual consciousness arise. She wants to maintain that dull communal consciousness, from which only those will stand out who have received a scholastic education. Now, my dear friends, there is a very good way of maintaining this dull communal consciousness—it is always a dull one. And this is to damp down the ordinary consciousness which a person has whenever he makes use of his sense organs, to subdue it thoroughly. Just as the dream damps down the ordinary consciousness, similarly the consciousness is subdued for the purpose of making of it a dull communal consciousness. Now one of the many characteristics of the dream is that in many respects it is a liar. Or would you deny that the dream is a liar, that it represents things which are not true? It is, however, not due to the dream but to the subdued consciousness that when we dream we cannot test what is true and what is untrue. Hence it is one of the properties of this subdued consciousness that it takes away from human beings the possibility of distinguishing truth from untruth. Now if one is versed in these matters, what does one do? One relates to people under authority things which are not true, and one does this systematically. Thereby one subdues their consciousness to the dim state of the dream consciousness. Thereby one succeeds in undermining what since the middle of the Fifteenth Century has been seeking to emerge as individual consciousness in the souls of men. It is a fine undertaking so to work under authority as to write articles such as are now appearing in the “Katholischen Sonntagsblatt”; for thereby one succeeds in preventing men from developing in the way they should since the middle of the Fifteenth Century! Although the individual may not know it, the whole hierarchy is behind what happens in this respect, and has organized things extremely well. If one believes that these things happen out of mere naivety or purely from rancor, one is making a great mistake. Naturally, we must fight lying and untruth with all the means at our disposal, but we must not believe that these lies proceed out of simplicity or even out of the belief that what is said is the truth; for if these people spoke the truth, they would not attain what is their purpose to attain, which is to subdue consciousness by deliberately telling men lies, and that is a mighty and diabolical undertaking. Now, my dear friends, this, too, must be said quite frankly. The simplicity is entirely on the other side. Simplicity today is not on the side of the Catholic Church but on the side of their opponents. They do not believe that the Catholic Church is great in the direction I have described; they do not believe that the Catholic Church long ago foresaw that the social condition which has now come over Europe would some day come about, and that the Catholic Church took her own measures to make her influence felt in those social conditions. What the Catholic Church intends is to create a bridge between the most radical socialism, Communism, and its own domination. You see, this magnificent foresight is something one has to recognize in everything which has a real spiritual basis, a spiritual foundation that is rooted in a real spiritual life, and not in mere abstraction. You see, with all this modern enlightenment one arrives at nothing which can have a far-reaching significance in the course of human evolution. But the ceremonies practiced in the Catholic Mass are of far greater significance than all the sermons from evangelical pulpits, because they are deeds accomplished in the sensible world, and in their form they are at the same time something which enchants the spiritual world into the sensible world. For that reason the Catholic Church has never been willing to deprive herself of magical means of working on human beings. These magical means do exist. And we must not believe that anything other than re-entry into the spiritual world in all true inner sincerity and uprightness can be effective against these things. And as what one might call an external sign that the Catholic Church has always had a connection with the spiritual world, you can take something which I have already told a few of you. In the first decade of the Twentieth Century a Papal Encyclical was issued which declared various things to be heretical. Papal Encyclicals speak in such a way that they always adduce the doctrine in question and then say: “Whoever believes that is anathema.” Thus it quotes some doctrine taken from one of the books of Haeckel or someone, and then says: “Whoever believes that is anathema.” It does not state what is true, but says: “Whoever believes that is anathema.” Now, you see, the science of initiation makes it always possible to investigate such things, and I set myself the task of making certain investigations concerning this Encyclical. I am bound to say that here, as in so many other things, what was promulgated by the Pope “ex cathedra” at that time was really drawn from out of the spiritual world. I mean that what has flowed into that Encyclical did come down from the spiritual world. But in an extraordinary way it was completely reversed! Everywhere where there should have been a ‘yes’ there was a ‘no’, and vice-versa. That is something—and I could give other instances—which shows that the Roman Church has today some sort of real connection with the spiritual world but one that is extraordinarily harmful for mankind. Therefore, we need not be surprised that it sees in the rise of modern spiritual science something which it wishes at all costs to get rid of, for, my dear friends, what is the effect of this new spiritual science? It brings about a consciousness of a prenatal life, of pre-existence. That may not be! Under no circumstances shall that happen! So spiritual science must be condemned; for spiritual science calls man’s attention to his own being, makes him aware that he consists of body, soul, and spirit. Under no circumstances may that be; therefore spiritual science must be condemned. People would see, for example, that the dogma of eternal damnation in hell is an Aristotelian consequence of the creation of the soul at physical birth. Suppose a Catholic theologian today studies the connection between Aristotle and Scholasticism, and perceives that the Scholastics derived their proof of the origin of the soul together with the physical body from the philosophy of Aristotle! He would see behind the scenes of the origin of dogma. What is done to prevent this? The theologian is made to take the oath against Modernism. He is made to swear that it is part of his creed that he can never come to a historical conclusion contrary to dogmas which are given out from Rome. The fact that he has taken this oath works so strongly on his feelings that he is confused in his sober research and can never come to see that dogma is bound up with the historical evolution of humanity. Now things cannot remain in this state if the science of initiation arises, and therefore this science of initiation must under all circumstances be condemned. Why am I telling you these things, my dear friends? So that you may not take the matter too lightly. For in our anthroposophical spiritual science it is verily not a question of the sort of things which go on, for instance in the Theosophical Society. That the Theosophical Society is not to be taken seriously is clearly to be seen from the fact that one day it came to accept by a majority the whole farce of Krishnamurti as the reborn Jesus Christ of Nazareth. Such a comedy is only based on hypocrisy, even though this hypocrisy be taken seriously by many. But what should grow on the soil of Anthroposophy, of spiritual science, should be a search for truth, sincere through and through. It is therefore something which, as the Catholic Church is well aware, penetrates behind the scenes, to what must not be discovered if that church is to maintain the dominion in the world to which she lays claim. All that I am now saying is simply to show you that these things may not be taken lightly. For it must be recognized that the Catholic Church has shown great foresight. Though the individual sheep follows the lead and merely obeys orders, though he may be ignorant of what this systematic lying means for the whole evolution of mankind—though the individual knows nothing and does as he is told, the whole system is thoroughly well established, for the lying will be believed by large numbers. On the other side there is the naïve belief that all the external fabrication of natural laws which today forms the subject of our university education can be of significance for the further development of humanity, that all that nonsense about the conservation of matter and energy can be of significance for the further development of mankind! Today people cannot even look with an unprejudiced eye upon the snow which is spread before them every winter (if they are living in the temperate zone), yet through the covering of the forces of growth by the snow crust one part of the earth goes through a complete transformation; and folk consciousness which speaks of the purity of the snow knows far more than our modern science which talks of the conservation of matter and energy. Of course I can only say what I am now saying because I have spent many weeks in showing you how ill-founded are the modern laws of the conservation of matter and energy, how in fact in every human being matter and energy are destroyed, as they work up towards the head, and new matter and new energy arise. All these things are bound to be fiercely contested in some quarters, and the only thing which can help is for as many people as possible to become conscious of the present task of mankind—to be aware that the individual consciousness must lay hold of the world. It will do so, but it can either lay hold of the wisdom of the world or of the blind instincts. If it seizes hold of the blind instincts there will come about a completely antisocial condition, such as is now being prepared in Russia. That, my dear friends, will gradually evoke an antisocial condition against which the English or North American governments, not to speak of the French or any other, will be absolutely defenseless. It would be childish to believe that the English Parliament will be able to deal with what will then lay hold of humanity if the individual consciousness works merely by instinct. But there is one power which will be ready to deal with it, and that is the power of Rome. It is only a question of how it will be done. Rome can establish a dominion; it has the necessary means for this. Thus the only real question is not whether Bolshevism or the Anglo-Saxon bourgeoisie will get the upper hand; the question is whether there will be antisocial chaos, Roman domination, or the resolve on the part of mankind to fill itself with that spirit which in 869 at the Council of Constantinople the western Church declared it heretical to recognize. There is no other alternative than that mankind determine not to go on living in the way which is natural when there are only materialistic thoughts about the world. How does mankind live in a materialistic world? People earn their living in accordance with the fluctuations of the market; there is no other measurement for the social order. After that they may perhaps have a philosophy of life, as a sort of luxury, but only as a luxury. Those supposed to be still more profound say that one must raise oneself into the spiritual world and leave the evil material world behind; a really profound nature can have nothing to do with the material world; he must understand nothing about the material world, but become a mystic and live in the higher world! But even these profound natures as well as the less profound have children and have the notion that these children must “earn,” that it would be very, very wrong if the children were not sent to schools where they would be trained in present-day methods of earning a living. Thereby they have already come to terms with the existing state of things; thereby they hand on this materialism to the next generation. Now when someone talks like this he is an inconvenient person, and it is best simply to revile him, for to hear what I have just been telling you is for most people as if they were being irritated by vermin. Now people do not like being irritated in this way by psychic vermin and so they cover themselves with a thick skin which makes them impervious to what spiritual science has to say about our present culture. It is on this side then that the naivety lies; and when the Catholic Church saw that people were becoming so one-sided, they took care to have people specially trained, and in this they really were indirectly guided by spiritual impulses. And the foundation of the Jesuit Order by Ignatius Loyola as a result of fundamental influences from the spiritual world is one of the most significant events of metahistory, and in it one has to do with a strong spiritual efficacy. Now, my dear friends, we must, of course, among ourselves be able to speak frankly; hence I have been obliged to speak of the grand but questionable training of the Jesuits. I also dealt with this theme in the cycle From Jesus to Christ, which some misguided member has now delivered into the hands of a mudslinger and fabricator of nonsense. You know that in the Karlsruhe cycle I discussed the fundamental basis of Jesuit training. What, may I ask, is the use of stating in each cycle that it is printed as a manuscript for members only, when mudslingers have the cycle at their disposal and can use it for the preparation of all sorts of lies? This incident bears out in a remarkable way what I have already often said, that the time would come when one could no longer count on these cycles being restricted to a small circle, for mankind is not at present fit to be entrusted with anything. Of course, everything written in that quarter is rubbish and untrue, but it is written not on the basis of my public writings, but of private cycles which have been passed on, and I have good reason to believe that one of the first cycles given into the hands of the Catholic clergy was that very Karlsruhe cycle on the Jesuits. For they on their part are not inclined to let the truth about Jesuit training be known. The world must know nothing of how Jesuits are trained; the world must know nothing of their powerful discipline. Modern mankind in its simplicity is merely retarding its own consciousness. On the subject of the Jesuits there are absolutely no true ideas. There are numerous men within that Order of such spiritual capacity that if they were scattered about the world and did not spend their time in the way they do but were working at external science or painting or poetry, they would be honored as individual geniuses; they would be recognized as the great minds of mankind. Within the Jesuit Order there are countless men who would be great lights if they were to appear as individuals and were busy with something different—with, for instance, materialistic science. But these men suppress their very names; they submerge themselves in their Order, and one of the conditions of their strength is that the world should know nothing of the way in which many a head, clothed in black cassock and Jesuit cap, has been trained. These things are intended to show you how fundamentally different the whole form of consciousness is in different categories of human beings. But our modern simpletons, who consider themselves enlightened, will not take these things seriously. That must be emphasized again and again, and that, my dear friends, is what I had to speak to you about today. Now for the next two weeks while I am away we can have no more lectures here. In conclusion to what I have said, partly in public, partly in these private lectures, I had to add all that I have said here today in order that you should not ignore the importance of this misuse of our lecture cycles by our own members. Of course, when the cycles were given, I thought I had to do with people who would respect the undertaking which in a certain sense they had been given. But I was mistaken, and it is quite clear from the rubbish that appears in articles today who has all the cycles at his disposal! |
266-III. From the Contents of Esoteric Classes III: 1913–1914: Esoteric Lesson
09 May 1914, Kassel Tr. Unknown Rudolf Steiner |
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In ordinary day consciousness we know nothing about what's behind what we sense, imagine, think, feel and will. In our dream life we're in this living weaving that's the background of our day consciousness. One part of this world of which we can otherwise perceive nothing extends into our chaotic dream pictures. |
But we're really always dreaming. This living, weaving dream world is always around us and we're in it—we just don't know it. The strange thing about dreams is that it's easy to forget them, much easier than anything we experience with day consciousness. Most people only think about what they experience with their day consciousness, and their dreams reflect this. It's only when one fills one's soul with ideas and feelings that go beyond daily life that one can dream about something that has its origin in the spiritual world. |
266-III. From the Contents of Esoteric Classes III: 1913–1914: Esoteric Lesson
09 May 1914, Kassel Tr. Unknown Rudolf Steiner |
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Verse for Saturday. My dear sisters and brothers! In ordinary day consciousness we know nothing about what's behind what we sense, imagine, think, feel and will. In our dream life we're in this living weaving that's the background of our day consciousness. One part of this world of which we can otherwise perceive nothing extends into our chaotic dream pictures. If we could awaken out of our dreams half way we would experience a flowing wave around us in which our soul lives from the beginning of sleep. And then if we woke up completely we would bring a memory of living, weaving dream experiences into our day consciousness. However it's physically impossible to wake up half way; we must go into sense consciousness completely right away. That's why we know nothing about that other world. But we're really always dreaming. This living, weaving dream world is always around us and we're in it—we just don't know it. The strange thing about dreams is that it's easy to forget them, much easier than anything we experience with day consciousness. Most people only think about what they experience with their day consciousness, and their dreams reflect this. It's only when one fills one's soul with ideas and feelings that go beyond daily life that one can dream about something that has its origin in the spiritual world. A man who's immersed in his everyday consciousness knows nothing about this spirituality that's behind all of his thinking, feeling and willing. We can become aware of this spirituality from another side. A spiritual stream pours into the physical body at birth or conception as it's getting built up and gradually pulses through the whole organism. The life of the new soul core, the germ for the next life, that which survives death becomes created in the course of a life. But we know nothing of the spirit from the previous life that streams into physical existence or about the soul core that's the seed for the next life. So what do we know? Our life consists of two parts, one from birth to our earliest memory and another from this moment until death. If one is in one's 31st year and remembers back to that point, one then arrives at the boundary of the spirituality that's streaming in there. One perceives this boundary; one becomes aware of this boundary by bumping into it. Such collisions remain in our memory during our life and form our memories. Our memories collect in there. And that's our consciousness in physical life. Just as the seed of the new plant develops in a plant, so we work at the forces that shape our new life for the future. Happy are they who have stored up nice memories. The spirituality from the past life that streams and goes through the new body from birth on gradually dissipates during life. As was often said, a great memory tableau appears after death. On leaving the physical body one first arrives at this boundary where all the memories are stored up; we then see them as a great tableau before us. The memory of some experience can be forgotten all life long until it's suddenly drawn up into consciousness again. It was always there. It's as if one put salt in water and it falls to the bottom. This can be brought up again by stirring. Likewise our memories are a sediment that we can bring up again. If we pour seltzer into a glass we see little bubbles rising. The water, the actually real thing we don't see but only where there is nothing, the carbon dioxide bubbles. We see that, that seems to be reality to us. Likewise we only become aware of the boundary between the new soul core and the old spirituality; we become aware of something where they bump into each other. And this makes up our day consciousness. Consciousness arises through the contact between past and future. We can also make ourselves aware of this spirituality from a third side. It's not only men who think and their memories and thoughts remain as a sediment, but spiritual beings have thought and are still thinking. What high hierarchies thought in times long past, the memories that remained behind of these thoughts are what we perceive around us here as mountains, clouds, streams or in short nature. The physical sun is the remaining memory of the sun leader, of Christ, of the earth spirit who later went into the earth at the event of Golgotha. And the memories of what high beings on Moon thought are plants, animals and men's physical bodies. Spiritual beings there thought errors—which was appropriate there—but then didn't realize them. When we men think good and noble things they continue to exist; we see them in the distance, in the future as imperishable existential values. The errors, lies and dissolute things we think also survive and we see them standing before us in the distance as a waste product that serves as food for the seeds that emerge from well thought things—just as we feed ourselves from the erroneous thoughts of Moon spirits. The waste product in itself is unproductive, but it serves as food for the seeds developing out of good things, just as the mineral kingdom provides soil for plants and just as one thing always feeds on other things. Good feeds on evil like a sprouting seed that consumes corrupt things and perpetuates itself. But we should only think bad and evil things and mustn't let them be realized as deeds, for then they are always luciferic and ahrimanic. Lucifer is about at the stage where the Elohim were on old Moon and he still wants to carry out erroneous thinking in the way that those beings did back then while it was appropriate but is now wrong. But he can only let errors be thought in men. That's why there are errors and deceptions here, and we should become ever more aware of this. We become aware of something where the “memories” of those high hierarchies are. Through the fact that we bump into a wall that's the “memory” of Gods with our hand that's also a memory, the boundaries of these realities bump into each other, and we thereby become aware of this object. We feel reality, matter in day consciousness where this real thing ceases, and we feel the other thing as nothing. We feel neither our hand nor the wall, but only the boundary in between. A table isn't a reality—it's a hole in the spiritual world that's filled with wood. It's only in our ordinary consciousness that we look upon the table as a reality. If we could make ourselves strong enough through meditation and dampen this day consciousness so that we became completely aware of the nothingness of the surrounding world, then we with our souls would always experience the fact that we're in the spiritual world. Three meditation verses were given to us for this strengthening of our soul. It's a matter of meditating them correctly, of not simply saying the words but of hearing the expression that has to be placed into them if they are to work on our soul in the right way. (The verse in the lesson from March 5th 1914 in Stuttgart, is included here for reference.)
The first two lines in verse one are descriptive, then—resistance. Then descriptive again, and at the end is a request. Beginners can meditate this verse in the evening after the retrospect; those who already have an exercise can do it in their spare time. Special attention should be given to the question in the fourth line of the second verse. There's an entreaty at the end. Beginners should do it in the morning; others can do it at any musing time. A third verse is given us as a test to ask oneself once in a while whether one already feels the spiritual world as a reality. Everything that's inspired out of the spiritual world is revealed in numbers. The being who let these 7-lined verses flow in thereby helped people to distinguish between real and unreal things. By letting these verses pass through our soul repeatedly we give this being an opportunity to speak to our soul; thereby we get the right effect of the verses. These verses are expressed briefly in EDN, ICM, PSSR and also in: In the spirit lay the germ of my body ... |
36. On the Life of the Soul: The Human Soul on the Path to Self-Observation
04 Nov 1923, Tr. Samuel Borton Rudolf Steiner |
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In a dream the soul comprehends itself in a fleeting form, which is really a mask. In dreamless sleep it apparently loses itself entirely. |
A dream, however, arises out of sleep. Whoever undertakes to raise the dream up into the clear light of consciousness must also feel the incentive to go still further. |
One must wrest the dreaming soul from the twilight of the dream; then it will not evaporate into fantasies, but rather lay its mask aside so as to appear as a being active spiritually in the body. |
36. On the Life of the Soul: The Human Soul on the Path to Self-Observation
04 Nov 1923, Tr. Samuel Borton Rudolf Steiner |
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In a dream the soul comprehends itself in a fleeting form, which is really a mask. In dreamless sleep it apparently loses itself entirely. In spiritual self-contemplation [Anschaung], which is achieved through circumspect reconstruction [besonnen] of the dream-state, the soul comes into its own as a creative being, of which the physical body is the reflected image. A dream, however, arises out of sleep. Whoever undertakes to raise the dream up into the clear light of consciousness must also feel the incentive to go still further. He does this when he tries consciously to experience dreamless sleep. That seems to be impossible, precisely because in sleep consciousness ceases. The desire consciously to experience unconsciousness seems like folly. The folly, however, takes on another light when one confronts the memories one can follow from a given point of time backward to one's last awakening. To do so one must proceed in such a way as to connect the memory pictures vividly with that which they recall. Then, if one tries—working backward—to proceed to the next conscious memory picture before that, this will be found before the last falling asleep. If one has really made the connection vivid with what is recalled, there arises an inner difficulty. One cannot join up the memory picture after awaking with the one before falling asleep. Ordinary consciousness gets one over this difficulty by not vividly connecting what is recalled, but simply placing the waking image next to the image one has on falling asleep. The person who has raised his consciousness to a high degree of sensitiveness, however, through conscious imitation of the dream, finds that the two images fall apart from one another [fallen ausenander]. For him an abyss lies between them, but because he notices this abyss it already begins to fill itself up. For his self-awareness the dreamless sleep ceases to be an empty passage of time. Out of it there emerges like a memory a spiritual content of the “empty time,” like a memory, it is true, of something that ordinary consciousness had not contained before. Even so this memory points to an experience of one's own soul like an ordinary memory. The soul, however, really looks thereby into that which in ordinary experience—in dreamless sleep—occurred unconsciously. On this path the soul looks still more deeply within than it does in the condition that arises as a result of the conscious dream imitation. In this condition the soul beholds its own body-forming being. Through the conscious penetration of dreamless sleep, the soul perceives itself in its own being, completely detached from the body. Now, however, the soul beholds not only the forming of the body but also, beyond that, the formation of its own willing [Wollen]. The inner nature of the will remains as unknown to ordinary consciousness as the events of dreamless sleep. One experiences a thought that contains the intention of the will. This thought sinks into the obscure world of the feelings and disappears into the darkness of the bodily processes. It emerges again as the external bodily process of an arm movement that is comprehended anew through a thought. Between the two thought contents there lies something like the sleep between the thoughts before falling asleep and those after waking. Now as the inner working of the soul upon the body becomes comprehensible to the first level of vision, so does the will over and above the body to the second. The soul can follow the path to behold its inner working upon the body's organic development; and it can take the other path by which it learns to comprehend how the soul works on the body in such a way as to extract the will from it. And just as dreaming lies between sleeping and waking, so feeling lies between willing and thinking. On the same path that leads to the illumination of the will process lies the illumination of the world of feeling also. In the first kind of vision the soul's inner working on the organism is revealed. In the second the soul penetrates to the will. But an inner activity must precede the outward manifestation of the will. Before the arm can be raised, the creative current must flow into it so that in its metabolic processes, which run on quietly, processes are inserted that are clearly the result of feeling. Feeling is a willing that remains enclosed within the human being, a willing that is arrested at its inception. The processes inserted into the body for feeling and willing reveal themselves for the second stage of vision as processes that are in opposition to those that support life. They are destructive processes. In the constructive processes life prospers; but the soul withers in them. The life of the body, which itself is built up by the soul, must be broken down so that the nature and activity of the soul can unfold out of the body. To spiritual vision the working of the soul on the body is like a memory of something that the soul had first to accomplish before it could exist in its own activity. Thereby, however, the soul experiences itself as a purely spiritual being that has let the forming of the body take precedence to the soul's own activity in order to have the body become the basis for the soul's inherent, purely spiritual development. The soul first devotes its creative effort to the body so that, after this has been done sufficiently, the soul can manifest itself in free spirituality. And this development of the soul begins already with thinking that results from the perception of the senses. When one perceives an object, the soul commences its activity. It shapes the corresponding part of the body in such a way that it becomes adapted for developing, in the form of thought, a mirror image of the object. In experiencing this mirror image, the soul beholds the result of its own activity. One will never find the spiritual nature of the soul by philosophizing about the thoughts that arise before ordinary consciousness. The spiritual activity of the soul does not lie in these thoughts but behind them. It is true that the thoughts which the soul experiences are the result of the brain's activity. The brain's activity, however, is first the result of the spiritual activity of the soul. In misunderstanding this fact lies what is unsound in the materialistic world view. This view is right when it demonstrates from every possible scientific presupposition that thoughts are the result of the brain's activity. Any other view that seeks to contradict this will always run up against the claims of materialism. The activity of the brain, however, is the product of the activity of the spirit. To realize this it is not sufficient to look back into the inner being of man. In doing so one encounters thoughts. And these contain only a pictorial reality. This pictorial reality is the product of the physical body. In observing retrospectively one must bring to life reinforced and strengthened soul capacities. One must wrest the dreaming soul from the twilight of the dream; then it will not evaporate into fantasies, but rather lay its mask aside so as to appear as a being active spiritually in the body. One must wrest the sleeping soul from the darkness of sleep; then the soul does not lose sight of itself but faces itself as an actual spiritual entity, which in the act of willing, by means of the bodily organism, creates above and beyond this body. |
4. The Philosophy of Freedom (1964): The Act of Knowing the World
Tr. Michael Wilson Rudolf Steiner |
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From this point of view, even one's own personality may become a mere dream phantom. Just as during sleep there appears among my dream images an image of myself, so in waking consciousness the mental picture of my own I is added to the mental picture of the outer world. |
The critical idealist then comes to the conclusion that “All reality resolves itself into a wonderful dream, without a life which is dreamed about, and without a spirit which is having the dream; into a dream which hangs together in a dream of itself.” |
If the things of our experience were “mental pictures”, then our everyday life would be like a dream, and the discovery of the true state of affairs would be like waking. Now our dream images interest us as long as we dream and consequently do not detect their dream character. |
4. The Philosophy of Freedom (1964): The Act of Knowing the World
Tr. Michael Wilson Rudolf Steiner |
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[ 1 ] From the foregoing considerations it follows that it is impossible to prove by investigating the content of our observation that our percepts are mental pictures. Such proof is supposed to be established by showing that, if the process of perceiving takes place in the way in which—on the basis of naïve-realistic assumptions about our psychological and physiological constitution—we imagine that it does, then we have to do, not with things in themselves, but only with our mental pictures of things. Now if naïve realism, when consistently thought out, leads to results which directly contradict its presuppositions, then these presuppositions must be discarded as unsuitable for the foundation of a universal philosophy. In any case, it is not permissible to reject the presuppositions and yet accept the consequences, as the critical idealist does when he bases his assertion that the world is my mental picture on the line of argument already described. (Eduard von Hartmann gives a full account of this line of argument in his work, Das Grundproblem der Erkenntnistheorie.) [ 2 ] The truth of critical idealism is one thing, the force of its proof another. How it stands with the former will appear later on in the course of this book, but the force of its proof is exactly nil. If one builds a house, and the ground floor collapses while the first floor is being built, then the first floor collapses also. Naïve realism and critical idealism is related as ground floor to the first floor in this simile. [ 3 ] For someone who believes that the whole perceived world is only an imagined one, a mental picture, and is in fact the effect upon my soul of things unknown to me, the real problem of knowledge is naturally concerned not with the mental pictures present only in the soul but with the things which are independent of us and which lie outside our consciousness. He asks: How much can we learn about these things indirectly, seeing that we cannot observe them directly? From this point of view, he is concerned not with the inner connection of his conscious percepts with one another but with their causes which transcend his consciousness and exist independently of him, since the percepts, in his opinion, disappear as soon as he turns his senses away from things. Our consciousness, on this view, works like a mirror from which the pictures of definite things disappear the moment its reflecting surface is not turned toward them. If, now, we do not see the things themselves but only their reflections, then we must learn indirectly about the nature of things by drawing conclusions from the behavior of the reflections. Modern science takes this attitude in that it uses percepts only as a last resort in obtaining information about the processes of matter which lie behind them, and which alone really “are.” If the philosopher, as critical idealist, admits real existence at all, then his search for knowledge through the medium of mental pictures is directed solely toward this existence. His interest skips over the subjective world of mental pictures and goes straight for what produces these pictures. [ 4 ] The critical idealist can, however, go even further and say: I am confined to the world of my mental pictures and [cannot] escape from it. If I think of a thing as being behind my mental picture, then thought is again nothing but a mental picture. An idealist of this type will either deny the thing-in-itself entirely or at any rate assert that it has no significance for human beings, in other words, that it is as good as non-existent since we can know nothing of it. [ 5 ] To this kind of critical idealist the whole world seems a dream, in the face of which all striving for knowledge is simply meaningless. For him there can be only two sorts of men: victims of the illusion that their own dream structures are real things, and the wise ones who see through the nothingness of this dream world and who must therefore gradually lose all desire to trouble themselves further about it. From this point of view, even one's own personality may become a mere dream phantom. Just as during sleep there appears among my dream images an image of myself, so in waking consciousness the mental picture of my own I is added to the mental picture of the outer world. We have then given to us in consciousness, not our real I, but only our mental picture of our I. Whoever denies that things exist, or at least that we can know anything of them, must also deny the existence, or at least the knowledge, of one's own personality. The critical idealist then comes to the conclusion that “All reality resolves itself into a wonderful dream, without a life which is dreamed about, and without a spirit which is having the dream; into a dream which hangs together in a dream of itself.”1 [ 6 ] For the person who believes that he recognizes our immediate life to be a dream, it is immaterial whether he postulates nothing more behind this dream or whether he relates his mental pictures to actual things. In both cases life must lose all academic interest for him. But whereas all learning must be meaningless for those who believe that the whole of the accessible universe is exhausted in dreams, yet for others who feel entitled to argue from mental pictures to things, learning will consist in the investigation of these “things-in-themselves.” The first of these theories may be called absolute illusionism, the second is called transcendental realism by its most rigorously logical exponent, Eduard von Hartmann.2 [ 7 ] Both these points of views have this in common with naïve realism, that they seek to gain a footing in the world by means of an investigation of perceptions. Within this sphere, however, they are unable to find a firm foundation. [ 8 ] One of the most important questions for an adherent of transcendental realism would have to be: How does the Ego produce the world of mental pictures out of itself? A world of mental pictures which was given to us, and which disappeared as soon as we shut our senses to the external world, might kindle as earnest desire for knowledge, in so far as it was a means of investigating indirectly the world of the I-in-itself. If the things of our experience were “mental pictures”, then our everyday life would be like a dream, and the discovery of the true state of affairs would be like waking. Now our dream images interest us as long as we dream and consequently do not detect their dream character. But as soon as we wake, we no longer look for the inner connections of our dream images among themselves, but rather for the physical, physiological and psychological processes which underlie them. In the same way, a philosopher who holds the world to be his mental picture cannot be interested in the mutual relations of the details within the picture. If he allows for the existence of a real Ego at all, then his question will be, not how one of his mental pictures is linked with another, but what takes place in the independently existing soul while a certain train of mental pictures passes through his consciousness. If I dream that I am drinking wine which makes my throat dry, and then wake up with a cough,3 I cease, the moment I wake, to be interested in progress of the dream for its own sake. My attention is now concerned only with the physiological and psychological processes by means of which the irritation which causes me to cough comes to be symbolically expressed in the dream picture. Similarly, once the philosopher is convinced that the given world consists of nothing but mental pictures, his interest is bound to switch at once from this world to the real soul which lies behind. The matter is more serious, however, for the adherent of illusionism who denies altogether the existence of an Ego-in-itself behind the mental pictures, or at least holds this Ego to be unknowable. We might very easily be led to such a view by the observation that, in contrast to dreaming, there is indeed the waking state in which we have the opportunity of seeing through our dreams and referring them to the real relations of things, but that there is no state of the self which is related similarly to our waking conscious life. Whoever takes this view fails to see that there is, in fact, something which is related to mere perceiving in the way that our waking experience is related to our dreaming. This something is thinking. [ 9 ] The naïve man cannot be charged with the lack of insight referred to here. He accepts life as it is, and regards things as real just as they present themselves to him in experience. The first step, however, which we take beyond this standpoint can be only this, that we ask how thinking is related to percept. It makes no difference whether or no the percept, in the shape given to me, exists continuously before and after my forming a mental picture; if I want to assert anything whatever about it, I can do so only with the help of thinking. If I assert that the world is my mental picture, I have enunciated the result of an act of thinking. and if my thinking is not applicable to the world, then this result is false. Between a percept and every kind of assertion about it there intervenes thinking. [ 10 ] The reason why we generally overlook thinking in our consideration of things has already been given (see Chapter 3). It lies in the fact that our attention is concentrated only on the object we are thinking about, but not at the same time on the thinking itself. The naïve consciousness, therefore, treats thinking as something which has nothing to do with things, but stands altogether aloof from them and contemplates them. The picture which the thinker makes of the phenomena of the world is regarded not as something belonging to the things but as existing only in the human head. The world is complete in itself without this picture. It is finished and complete with all its substances and forces, and of this ready-made world man makes a picture. Whoever thinks thus need only be asked one question. What right have you to declare the world to be complete without thinking? Does not the world produce thinking in the heads of men with the same necessity as it produces the blossom on a plant? Plant a seed in the earth. It puts forth root and stem, it unfolds into leaves and blossoms. Set the plant before yourself. It connects itself, in your mind, with a definite concept. Why should this concept belong any less to the whole plant than leaf and blossom? You say the leaves and blossoms exist quite apart from a perceiving subject, but the concept appears only when a human being confronts the plant. Quite so. But leaves and blossoms also appear on the plant only if there is soil in which the seed can be planted, and light and air in which the leaves and blossoms can unfold. Just so the concept of a plant arises when a thinking consciousness approaches the plant. [ 11 ] It is quite arbitrary to regard the sum of what we experience of a thing through bare perception as a totality, as the whole thing, while that which reveals itself through thoughtful contemplation is regarded as a mere accretion which has nothing to do with the thing itself. If I am given a rosebud today, the picture that offers itself to my perception is complete only for the moment. If I put the bud into water, I shall tomorrow get a very different picture of my object. If I watch the rosebud without interruption, I shall see today's state change continuously into tomorrow's through an infinite number of intermediate stages. The picture which presents itself to me at any one moment is only a chance cross-section of an object which is in a continual process of development. If I do not put the bud into water, a whole series of states which lay as possibilities within the bud will not develop. Similarly I may be prevented tomorrow from observing the blossom further, and will thereby have an incomplete picture of it. [ 12 ] It would be a quite unobjective and fortuitous kind of opinion that declared of the purely momentary appearance of a thing: this is the thing. [ 13 ] Just as little is it legitimate to regard the sum of perceptual characteristics as the thing. It might be quite possible for a spirit to receive the concept at the same time as, and united with, the percept. It would never occur to such a spirit that the concept did not belong to the thing. It would have to ascribe to the concept an existence indivisibly bound up with the thing. [ 14 ] I will make myself clearer by an example. If I throw a stone horizontally through the air, I perceive it in different places one after the other. I connect these places so as to form a line. Mathematics teaches me to know various kinds of lines, one of which is the parabola. I know the parabola to be a line which is produced when a point moves according to a particular law. If I examine the conditions under which the stone thrown by me moves, I find the path traversed is identical with the line I know as a parabola. That the stone moves just in a parabola is a result of the given conditions and follows necessarily from them. The form of the parabola belongs to the whole phenomenon as much as any other feature of it does. The spirit described above who has no need of the detour of thinking would find itself presented not only a sequence of visual percepts at different points but, as part and parcel of these phenomena, also with the parabolic form of the path which we add to the phenomenon only by thinking. [ 15 ] It is not due to the objects that they are given us at first without the corresponding concepts, but to our mental organization. Our whole being functions in such a way that from every real thing the relevant elements come to us from two sides, from perceiving and from thinking. [ 16 ] The way I am organized for apprehending the things has nothing to do with the nature of the things themselves. The gap between perceiving and thinking exists only from the moment that I as spectator confront the things. Which elements do, and which do not, belong to the things cannot depend at all on the manner in which I obtain my knowledge of these elements. [ 17 ] Man is a limited being. First of all, he is a being among other beings. His existence belongs to space and time. Thus, only a limited part of the total universe can be given him at any one time. This limited part, however, is linked up with other parts in all directions both in time and in space. If our existence were so linked up with the things that every occurrence in the world were at the same time also an occurrence in us, the distinction between ourselves and the things would not exist. But then there would be no separate things at all for us. All occurrences would pass continuously one into the other. The cosmos would be a unity and a whole, complete in itself. The stream of events would nowhere be interrupted. It is owing to our limitations that a thing appears to us as single and separate when in truth it is not a separate thing at all. Nowhere, for example, is the single quality “red” to be found by itself in isolation. It is surrounded on all sides by other qualities to which it belongs, and without which it could not subsist. For us, however, it is necessary to isolate certain sections of the world and to consider them by themselves. Our eye can grasp only single colors one after another out of a manifold totality of color, and our understanding, can grasp only single concepts out of a connected conceptual system. This separating off is a subjective act, which is due to the fact that we are not identical with the world process, but are a single being among other beings. [ 18 ] The all important thing now is to determine how the being that we ourselves are is related to the other entities. This determination must be distinguished from merely becoming conscious of ourselves. For this latter self-awareness we depend on perceiving just as we do for our awareness of any other thing. The perception of myself reveals to me a number of qualities which I combine into my personality as a whole, just as I combine the qualities yellow, metallic, hard, etc., in the unity “gold.” The perception of myself does not take me beyond the sphere of what belongs to me. This perceiving of myself must be distinguished from determining myself by means of thinking. Just as, by means of thinking, I fit any single external percept into the whole world context, so by means of thinking I integrate into the world process the percepts I have made of myself. My self-perception confines me within certain limits, but my thinking is not concerned with these limits. In this sense I am a two-sided being. I am enclosed within the sphere which I perceive as that of my personality, but I am also the bearer of an activity which, from a higher sphere, defines my limited existence. Our thinking is not individual like our sensing and feeling; it is universal. It receives an individual stamp in each separate human being only because it comes to be related to his individual feelings and sensations. By means of these particular colorings of the universal thinking, individual men differentiate themselves from one another. There is only one single concept of “triangle”. It is quite immaterial for the content of this concept whether it is grasped in A's consciousness or in B's. It will, however, be grasped by each of the two in his own individual way. [ 19 ] This thought is opposed by a common prejudice very hard to overcome. This prejudice prevents one from seeing that the concept of a triangle that my head grasps is the same as the concept that my neighbor's head grasps. The naïve man believes himself to be the creator of his concepts. Hence he believes that each person has his own concepts. It is a fundamental requirement of philosophic thinking that it should overcome this prejudice. The one uniform concept of “triangle” does not become a multiplicity because it is thought by many persons. For the thinking of the many is itself a unity. [ 20 ] In thinking, we have that element given us which welds our separate individuality into one whole with the cosmos. In so far as we sense and feel (and also perceive), we are single beings; in so far as we think, we are the all-one being that pervades everything. This is the deeper meaning of our two-sided nature: We see coming into being in us a force complete and absolute in itself, a force which is universal but which we learn to know, not as it issues from the center of the world, but rather at a point in the periphery. Were we to know it at its source, we should understand the whole riddle of the universe the moment we became conscious. But since we stand at a point in the periphery, and find that our own existence is bounded by definite limits, we must explore the region which lies outside our own being with the help of thinking, which projects into us from the universal world existence. [ 21 ] The fact that the thinking, in us, reaches out beyond our separate existence and relates itself to the universal world existence, gives rise to the fundamental desire for knowledge in us. Beings without thinking do not have this desire. When they are faced with other things, no questions arise for them. These other things remain external to such beings. But in thinking beings the concept rises up when they confront the external thing. It is that part of the thing which we receive not from outside but from within. To match up, to unite the two elements, inner and outer, is the task of knowledge. [ 22 ] The percept is thus not something finished and self-contained, but one side of the total reality. The other side is the concept. The act of knowing is the synthesis of percept and concept. Only percept and concept together constitute the whole thing. [ 23 ] The foregoing arguments show that it is senseless to look for any common element in the separate entities of the world other than the ideal content that thinking offers us. All attempts to find a unity in the world other than this internally coherent ideal content, which we gain by a thoughtful contemplation of our percepts, are bound to fail. Neither a humanly personal God, nor force, nor matter, nor the blind will (Schopenhauer), can be valid for us as a universal world unity. All these entities belong only to limited spheres of our observation. Humanly limited personality we perceive only in ourselves; force and matter in external things. As far as the will is concerned, it can be regarded only as the expression of the activity of our finite personality. Schopenhauer wants to avoid making “abstract” thinking the bearer of unity in the world, and seeks instead something which presents itself to him immediately as real. This philosopher believes that we can never approach the world so long as we regard it as “external” world.
Schopenhauer considers himself entitled by these arguments to find in the human body the “objectivity” of the will. He believes that in the activities of the body he feels an immediate reality—the thing-in-itself in the concrete. Against these arguments it must be said that the activities of our body come to our consciousness only through percepts of the self, and that, as such, they are in no way superior to other percepts. If we want to know their real nature, we can do so only by a thinking investigation, that is, by fitting them into the ideal system of our concepts and ideas. [ 24 ] Rooted most deeply in the naïve consciousness of mankind is the opinion that thinking is abstract, without any concrete content; it can at most give us an “ideal” counterpart of the unity of the world, but never the unity itself. Whoever judges in this way has never made it clear to himself what a percept without the concept really is. Let us see what this world of percepts is like: a mere juxtaposition in space, a mere succession in time, a mass of unconnected details—that is how it appears. None of the things which come and go on the stage of perception has any direct connection, that can be perceived, with any other. The world is thus a multiplicity of objects of equal value. None plays any greater part in the whole machinery of the world than any other. If it is to become clear to us that this or that fact has greater significance than another, we must consult our thinking. Were thinking not to function, the rudimentary organ of an animal which has no significance in its life would appear equal in value to the most important limb of its body. The separate facts appear in their true significance, both in themselves and for the rest of the world only when thinking spins its threads from one entity to another. This activity of thinking is one full of content. For it is only through a quite definite concrete content that I can know why the snail belongs to a lower level of organization than the lion. The mere appearance, the percept, gives me no content which could inform me as to the degree of perfection of the organization. [ 25 ] Thinking offers this content to the percept, from man's world of concepts and ideas. In contrast to the content of percept which is given to us from without, the content of thinking appears inwardly. The form in which this first makes its appearance we will call intuition. Intuition is for thinking what observation is for percept. Intuition and observation are the sources of our knowledge. An observed object of the world remains unintelligible to us until we have within ourselves the corresponding intuition which adds that part of reality which is lacking in the percept. To anyone who is incapable of finding intuitions corresponding to the things, the full reality remains inaccessible. Just as the color-blind person sees only differences of brightness without any color qualities, so can the person without intuition observe only unconnected perceptual fragments. [ 26 ] To explain a thing, to make it intelligible, means nothing else than to place it into the context from which it has been torn by the peculiar character of our organization as already described. A thing cut off from the world-whole does not exist. All isolating has only subjective validity for our organization. For us the universe divides itself up into above and below, before and after, cause and effect, thing and mental picture, matter and force, object and subject, etc. What appears to us in observation as separate parts becomes combined, bit by bit, through the coherent, unified world of our intuitions. By thinking we fit together again into one piece all that we have taken apart through perceiving. [ 27 ] The enigmatic character of an object consists in its separateness. But this separation is our own making and can, within the world of concepts, be overcome again. [ 28 ] Except through thinking and perceiving nothing is given to us directly. The question now arises: What is the significance of the percept, according to our line of argument? We have learnt that the proof which critical idealism offers of the subjective nature of perceptions collapses. But insight into the falsity of the proof is not alone sufficient to show that the doctrine itself is erroneous. Critical idealism does not base its proof on the absolute nature of thinking, but relies on the argument of naïve realism, which when followed to its logical conclusion, cancels itself out. How does the matter appear when we have recognized the absoluteness of thinking? [ 29 ] Let us assume that a certain perception, for example, red, appears in my consciousness. To continued observation, this percept shows itself to be connected with other percepts, for example, a definite figure and with certain temperature- and touch-percepts. This combination I call an object belonging to the sense-perceptible world. I can now ask myself: Over and above the percepts just mentioned, what else is there in the section of space in which they appear? I shall then find mechanical, chemical and other processes in that section of space. I next go further and study the processes I find on the way from the object to my sense organs. I can find movements in an elastic medium, which by their very nature have not the slightest in common with the percepts from which I started. I get the same result when I go on and examine the transmission from sense organs to brain. In each of these fields I gather new percepts, but the connecting medium which weaves through all these spatially and temporally separated percepts is thinking. The air vibrations which transmit sound are given to me as percepts just like the sound itself. Thinking alone links all these percepts to one another and shows them to us in their mutual relationship. We cannot speak of anything existing beyond what is directly perceived except what can be recognized through the ideal connections of percepts, that is, connections accessible to thinking). The way objects as percepts are related to the subject as percept—a relationship that goes beyond what is merely perceived—is therefore purely ideal, that is, it can be expressed only by means of concepts. Only if I could perceive how the percept object affects the percept subject, or, conversely, could watch the building up of the perceptual pattern by the subject, would it be possible to speak as modern physiology and the critical idealism based on it do. Their view confuses an ideal relation (that of the object to the subject) with a process which we could speak of only if it were possible to perceive it. The proposition, “No color without a color-sensing eye,” cannot be taken to mean that the eye produces the color, but only that an ideal relation, recognizable by thinking, subsists between the percept “color” and the percept “eye”. Empirical science will have to ascertain how the properties of the eye and those of the colors are related to one another, by what means the organ of sight transmits the perception of colors, and so forth. I can trace how one percept succeeds another in time and is related to others in space, and I can formulate these relations in conceptual terms, but I can never perceive how a percept originates out of the non-perceptible. All attempts to seek any relations between percepts other than thought relations must of necessity fail. [ 30 ] What, then is a percept? The question, asked in this general way, is absurd. A percept emerges always as something perfectly definite, as a concrete content. This content is directly given and is completely contained in what is given. The only question one can ask concerning the given content is what it is apart from perception, that is, what it is for thinking? The question concerning the “what” of a percept can, therefore, only refer to the conceptual intuition that corresponds to this percept. From this point of view, the question of the subjectivity of percepts, in the sense of critical idealism, cannot be raised at all. Only what is perceived as belonging to the subject can be termed “subjective.” To form a link between something subjective and something objective is impossible for any process that is “real” in the naïve sense, that is, one that can be perceived; it is possible only for thinking. Therefore what appears for our perception to be external to the percept of myself as subject is for us “objective”. The percept of myself as subject remains perceptible to me after the table which now stands before me has disappeared from my field of observation. The observation of the table has produced in me a modification which likewise persists. I retain the faculty to produce later on an image of the table. This faculty of producing an image remains connected with me. Psychology calls this image a memory-picture. It is in fact the only thing which can justifiably be called the mental picture of the table. For it corresponds to the perceptible modification of my own state through the presence of the table in my visual field. Moreover, it does not mean a modification of some “Ego-in-itself” standing behind the percept of the subject, but the modification of the perceptible subject itself. The mental picture is, therefore, a subjective percept, in contrast with the objective percept which occurs when the object is present in the field of vision. Confusing the subjective percept with the objective percept leads to the misconception contained in idealism—that the world is my mental picture. [ 31 ] Our next task must be to define the concept of “mental picture” more closely. What we have said about it so far does not give us the concept of it but only shows us whereabouts in the perceptual field the mental picture is to be found. The exact concept of mental picture will make it possible for us also to obtain a satisfactory explanation of the way that mental picture and object are related. This will then lead us over the border line where the relationship between the human subject and the object belonging to the world is brought down from the purely conceptual field of cognition into concrete individual life. Once we know what to make of the world, it will be a simple matter to direct ourselves accordingly. We can only act with full energy when we know what it is in the world to which we devote our activity. Author's addition, 1918[ 32 ] The view I have outlined here may be regarded as one to which man is at first quite naturally driven when he begins to reflect upon his relation to the world. He then finds himself caught in a system of thoughts which dissolves for him as fast as he frames it. The thought formation is such that it requires something more than mere theoretical refutation. We have to live through it in order to understand the aberration into which it leads us and thence to find the way out. It must figure in any discussion of the relation of man to the world, not for the sake of refuting others whom one believes to be holding mistaken views about this relation, but because it is necessary to understand the confusion to which every first effort at reflection about such a relation is apt to lead. One needs to arrive at just that insight which will enable one to refute oneself with respect to these first reflections. This is the point of view from which the arguments of the preceding chapter are put forward. [ 33 ] Whoever tries to work out for himself a view of the relation of man to the world becomes aware of the fact that he creates this relation, at least in part, by forming mental pictures about the things and events in the world. In consequence, his attention is deflected from what exists outside in the world and is directed towards his inner world, the life of his mental pictures. He begins to say to himself: It is impossible for me to have a relationship to any thing or event unless a mental picture appears in me. Once we have noticed this fact, it is but a step to the opinion: After all, I experience only my mental pictures; I know of a world outside me only in so far as it is a mental picture in me. With this opinion, the standpoint of naïve realism, which man takes up prior to all reflection about his relation to the world, is abandoned. So long as he keeps that standpoint, he believes that he is dealing with real things, but reflection about himself drives him away from it. Reflection prevents him from turning his gaze towards a real world such as naïve consciousness believes it has before it. It allows him to gaze only upon his mental picture—these interpose themselves between his own being and a supposedly real world, such as the naïve point of view believes itself entitled to affirm. Man can no longer see such a real world through the intervening world of mental pictures. He must suppose that he is blind to this reality. Thus arises the thought of a “thing-in-itself” which is inaccessible to knowledge. So long as we consider only the relationship to the world, into which man appears to enter through the life of his mental pictures, we cannot escape from this form of thought. Yet one cannot remain at the standpoint of naïve realism except by closing one's mind artificially to the craving for knowledge. The very existence of this craving for knowledge about the relation of man to the world shows that this naïve point of view must be abandoned. If the naïve point of view yielded anything we could acknowledge as truth, we could never experience this craving. But we do not arrive at anything else which we could regard as truth if we merely abandon the naïve point of view while unconsciously retaining the type of thought which it necessitates. This is just the mistake made by the man who says to himself: “I experience only my mental pictures, and though I believe that I am dealing with realities, I am actually conscious only of my mental pictures of reality; I must therefore suppose that the true reality, the 'things-in-themselves', exist only beyond the horizon of my consciousness, that I know absolutely nothing of them directly, and that they somehow approach me and influence me so that my world of mental pictures arises in me.” Whoever thinks in this way is merely adding another world in his thoughts to the world already spread out before him. But with regard to this additional world, he ought strictly to begin his thinking activity all over again. For the unknown “thing-in-itself”, in its relation to man's own nature, is conceived in exactly the same way as is the known thing in the sense of naïve realism. One only avoids the confusion into which one falls through the critical attitude based on this naïve standpoint, if one notices that, inside everything we can experience by means of perceiving, be it within ourselves or outside in the world, there is something which cannot suffer the fate of having a mental picture interpose itself between the process and the person observing it. This something is thinking. With regard to thinking, we can maintain the point of view of naïve realism. If we fail to do so, it is only because we have learnt that we must abandon it in the case of other things, but overlook that what we have found to be true for these other things does not apply to thinking. When we realize this, we open the way to the further insight that in thinking and through thinking man must recognize the very thing to which he has apparently blinded himself by having to interpose his life of mental pictures between the world and himself. From a source greatly respected by the author of this book comes the objection that this discussion of thinking remains at the level of a naïve realism of thinking, just as one might object if someone held the real world and the world of mental pictures to be one and the same. However, the author believes himself to have shown in this very discussion that the validity of this “naïve realism” for thinking results inevitably from an unprejudiced observation of thinking; and that naïve realism, in so far as it is invalid for other things, is overcome through the recognition of the true nature of thinking.
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202. The Bridge Between Universal Spirituality and the Physical Constitution of Man: Soul-and-Spirit in Man's Physical Constitution
17 Dec 1920, Dornach Tr. Unknown Rudolf Steiner |
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If we adhere to the principles of spiritual-scientific thinking and do not indulge in fantasy, we shall not, of course, regard the pictures of dream-life as immediate realities in themselves, neither shall we seek in dreams for knowledge as we seek it in waking mental activity and perception. |
In other ways too, dreams assume definite configuration. A man may dream of coiling snakes when something is out of order in the intestines; or he may dream of caves into which he is obliged to creep, and then wakes up with a headache, and so on. Obscurely and dimly, dreams point to our inner organic life, and we can certainly speak of a kind of lower knowledge as being present in dreams. |
202. The Bridge Between Universal Spirituality and the Physical Constitution of Man: Soul-and-Spirit in Man's Physical Constitution
17 Dec 1920, Dornach Tr. Unknown Rudolf Steiner |
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Today I want to interpolate a theme which may possibly seem to you somewhat remote, but it will be of importance for the further development of subjects we are studying at the present time. We have been able to gather together many essential details which are essential for a knowledge of man's being. On the one side, we are gradually discovering man's place in the life of the cosmos, and on the other, his place in the social life. But it will be necessary today to consider certain matters which make for a better understanding of man's being and nature. When man is studied by modern scientific thinking, one part only of the being is taken into consideration. No account whatever is taken of the fact that in addition to his physical body, man also has higher members. But we will leave this aside today and think about something that is more or less recognized in science and has also made its way into the general consciousness. In studying the human being, only those elements which can be pictured as solid, or solid-fluidic, are regarded as belonging to his organism. It is, of course, acknowledged that the fluid and the aeriform elements pass into and out of the human being, but these are not in themselves considered to be integral members of the human organism. The warmth within man which is greater than that of his environment is regarded as a state or condition of his organism, but not as an actual member of his constitution. We shall presently see what I mean by saying this. I have already drawn attention to the fact that when we study the rising and falling of the cerebral fluid through the spinal canal, we can observe a regular up-and-down oscillatory movement caused by inhalation and exhalation; when we breathe in, the cerebral fluid is driven upwards and strikes, as it were, against the brain-structure; when we breathe out, the fluid sinks again. These processes in the purely liquid components of the human organism are not considered to be part and parcel of the organism itself. The general idea is that man, as a physical structure, consists of the more or less solid, or at most solid-fluid, substances found in him. Man is pictured as a structure built up from these more or less solid substances (see Diagram I). The other elements, the fluid element, as I have shown by the example of the cerebral fluid, and the aeriform element, are not regarded by anatomy and physiology as belonging to the human organism as such. It is said: Yes, the human being draws in the air which follows certain paths in his body and also has certain definite functions. This air is breathed out again.—Then people speak of the warmth condition of the body, but in reality they regard the solid element as the only organizing factor and do not realize that in addition to this solid structure they should also see the whole man as a column of fluid (Diagram II, blue), as being permeated with air (red) and as a being in whom there is a definite degree of warmth (yellow). More exact study shows that just as the solid or solid-fluid constituents are to be considered as an integral part or member of the organism, so the actual fluidity should not be thought of as so much uniform fluid, but as being differentiated and organized—though the process here is a more fluctuating one—and having its own particular significance. In addition to the solid man, therefore, we must bear in mind the ‘fluid man’ and also the ‘aeriform man.’ For the air that is within us, in regard to its organization and its differentiations, is an organism in the same sense as the solid organism, only it is gaseous, aeriform, and in motion. And finally, the warmth in us is not a uniform warmth extending over the whole human being, but is also delicately organized. As soon, however, as we begin to speak of the fluid organism which fills the same space that is occupied by the solid organism, we realize immediately that we cannot speak of this fluid organism in earthly man without speaking of the etheric body which permeates this fluid organism and fills it with forces. The physical organism exists for itself, as it were; it is the physical body; in so far as we consider it in its entirety, we regard it, to begin with, as a solid organism. This is the physical body. We then come to consider the fluid organism, which cannot, of course, be investigated in the same way as the solid organism, by dissection, but which must be conceived as an inwardly mobile, fluidic organism. It cannot be studied unless we think of it as permeated by the etheric body. Thirdly, there is the aeriform organism which again cannot be studied unless we think of it as permeated with forces by the astral body. Fourthly, there is the warmth-organism with all its inner differentiation. It is permeated by the forces of the Ego.—That is how the human as earthly being today is constituted.
Man regarded in a different way:
Let us think, for example, of the blood. Inasmuch as it is mainly fluid, inasmuch as this blood belongs to the fluid organism, we find in the blood the etheric body which permeates it with its forces. But in the blood there is also present what is generally called the warmth condition. But that ‘organism’ is by no means identical with the organism of the fluid blood as such. If we were to investigate this—and it can also be done with physical methods of investigation—we should find in registering the warmth in the different parts of the human organism that the warmth cannot be identified with the fluid organism or with any other. Directly we reflect about man in this way we find that it is impossible for our thought to come to a standstill within the limits of the human organism itself. We can remain within these limits only if we are thinking merely of the solid organism which is shut off by the skin from what is outside it. Even this, however, is only apparently so. The solid structure is generally regarded as if it were a firm, self-enclosed block; but it is also inwardly differentiated and is related in manifold ways to the solid earth as a whole. This is obvious from the fact that the different solid substances have, for example, different weights; this alone shows that the solids within the human organism are differentiated, have different specific weights in man. In regard to the physical organism, therefore, the human being is related to the earth as a whole. Nevertheless it is possible, according at least to external evidence, to place spatial limits around the physical organism. It is different when we come to the second, the fluid organism that is permeated by the etheric body. This fluid organism cannot be strictly demarcated from the environment. Whatever is fluid in any area of space adjoins the fluidic element in the environment. Although the fluid element as such is present in the world outside us in a rarefied state, we cannot make such a definite demarcation between the fluid element within man andr the fluid element outside man, as in the case of the solid organism. The boundary between man's inner fluid organism and the fluid element in the external world must therefore be left indefinite. This is even more emphatically the case when we come to consider the aeriform organism which is permeated by the forces of the astral body. The air within us at a certain moment was outside us a moment before, and it will soon be outside again. We are drawing in and giving out the aeriform element all the time. We can really think of the air as such which surrounds our earth, and say: it penetrates into our organism and withdraws again; but by penetrating into our organism it becomes an integral part of us. In our aeriform organism we actually have something that constantly builds itself up out of the whole atmosphere and then withdraws again into the atmosphere. Whenever we breathe in, something is built up within us, or, at the very least, each indrawn breath causes a change, a modification, in an upbuilding process within us. Similarly, a destructive, partially destructive, process takes place whenever we breathe out. Our aeriform organism undergoes a certain change with every indrawn breath; it is not exactly newly born, but it undergoes a change, both when we breathe in and when we breathe out. When we breathe out, the aeriform organism does not, of course, die, it merely undergoes a change; but there is constant interaction between the aeriform organism within us and the air outside. The usual trivial conceptions of the human organism can only be due to the failure to realize that there is but a slight degree of difference between the aeriform organism and the solid organism. And now we come to the warmth-organism. It is of course quite in keeping with materialistic-mechanistic thought to study only the solid organism and to ignore the fluid organism, the aeriform organism, and the warmth-organism. But no real knowledge of man's being can be acquired unless we are willing to acknowledge this membering into a warmth-organism, an aeriform organism, a fluid organism, and an earth organism (solid). The warmth-organism is paramountly the field of the Ego. The Ego itself is that spirit-organization which imbues with its own forces the warmth that is within us, and governs and gives it configuration, not only externally but also inwardly. We cannot understand the life and activity of the soul unless we remember that the Ego works directly upon the warmth. It is primarily the Ego in man which activates the will, generates impulses of will.—How does the Ego generate impulses of will? From a different point of view we have spoken of how impulses of will are connected with the earthly sphere, in contrast to the impulses of thought and ideation which are connected with forces outside and beyond the earthly sphere. But how does the Ego, which holds together the impulses of will, send these impulses into the organism, into the whole being of man? This is achieved through the fact that the will works primarily in the warmth-organism. An impulse of will proceeding from the Ego works upon the warmth-organism. Under present earthly conditions it is not possible for what I shall now describe to you to be there as a concrete reality. Nevertheless it can be envisaged as something that is essentially present in man. It can be envisaged if we disregard the physical organization within the space bounded by the human skin. We disregard this, also the fluid organism, and the aeriform organism. The space then remains filled with nothing but warmth which is, of course, in communication with the warmth outside. But what is active in this warmth, what sets it in flow, stirs it into movement, makes it into an organism—is the Ego. The astral body of man contains within it the forces of feeling. The astral body brings these forces of feeling into physical operation in man's aeriform organism. As an earthly being, man's constitution is such that, by way of the warmth-organism, his Ego gives rise to what comes to expression when he acts in the world as a being of will. The feelings experienced in the astral body and coming to expression in the earthly organization manifest in the aeriform organism. And when we come to the etheric organism, to the etheric body, we find within it the conceptual process, in so far as this has a pictorial character—more strongly pictorial than we are consciously aware of to begin with, for the physical body still intrudes and tones down the pictures into mental concepts. This process works upon the fluid organism. This shows us that by taking these different organisms in man into account we come nearer to the life of soul. Materialistic observation, which stops short at the solid structure and insists that in the very nature of things water cannot become an organism, is bound to confront the life of soul with complete lack of understanding; for it is precisely in these other organisms that the life of soul comes to immediate expression. The solid organism itself is, in reality, only that which provides support for the other organisms. The solid organism stands there as a supporting structure composed of bones, muscles, and so forth. Into this supporting structure is membered the fluid organism with its own inner differentiation and configuration; in this fluid organism vibrates the etheric body, and within this fluid organism the thoughts are produced. How are the thoughts produced? Through the fact that within the fluid organism something asserts itself in a particular metamorphosis—namely, what we know in the external world as tone. Tone is, in reality, something that leads the ordinary mode of observation very much astray. As earthly human beings we perceive the tone as being borne to us by the air. But in point of fact the air is only the transmitter of the tone, which actually weaves in the air. And anyone who assumes that the tone in its essence is merely a matter of air-vibrations is like a person who says: Man has only his physical organism, and there is no soul in it. If the air-vibrations are thought to constitute the essence of the tone, whereas they are in truth merely its external expression, this is the same as seeing only the physical organism with no soul in it. The tone which lives in the air is essentially an etheric reality. And the tone we hear by way of the air arises through the fact that the air is permeated by the Tone Ether (see Diagram III) which is the same as the Chemical Ether. In permeating the air, this Chemical Ether imparts what lives within it to the air, and we become aware of what we call the tone. This Tone Ether or Chemical Ether is essentially active in our fluid organism. We can therefore make the following distinction: In our fluid organism lives our own etheric body; but in addition there penetrates into it (the fluid organism) from every direction the Tone Ether which underlies the tone. Please distinguish carefully here. We have within us our etheric body; it works and is active by giving rise to thoughts in our fluid organism. But what may be called the Chemical Ether continually streams in and out of our fluid organism. Thus we have an etheric organism complete in itself, consisting of Chemical Ether, Warmth-Ether, Light-Ether, Life-Ether, and in addition we find in it, in a very special sense, the Chemical Ether which streams in and out by way of the fluid organism. The astral body which comes to expression in feeling operates through the air organism. But still another kind of Ether by which the air is permeated is connected especially with the air organism. It is the Light-Ether. Earlier conceptions of the world always emphasized this affinity of the outspreading physical air with the Light-Ether which pervades it. This Light-Ether that is borne, as it were, by the air and is related to the air even more intimately than tone, also penetrates into our air organism, and it underlies what there passes into and out of it. Thus we have our astral body which is the bearer of feeling, is especially active in the air organism, and is in constant contact there with the Light-Ether. And now we come to the Ego. This human Ego, which by way of the will is active in the warmth-organism, is again connected with the outer warmth, with the instreaming and outstreaming Warmth-Ether. Now consider the following. The etheric body remains in us also during sleep, from the moment of falling asleep to the moment of waking; therefore the interworking of the Chemical Ether and the etheric body continues within our being, via the fluid organism, also while we are asleep. It is different in the case of the astral body and feeling. From the moment of falling asleep to the moment of waking, the astral body is outside the human organism; the astral body and feeling do not then work upon the air organism, but the air organism that is connected with the whole surrounding world—is sustained from outside during sleep. And the human being himself, with his astral body and feeling, goes out of the body and passes into a world with which it is related primarily through the Light-Ether. While he is asleep man lives directly in an element that is transmitted to his astral body by the air organism during waking life. We can speak in a similar way of the Ego and the warmth-organism. It is obvious from this that an understanding of man's connection with the surrounding universe is possible only as the result of thorough study of these members of being, of which ordinary, mechanistic thinking takes no account at all. But everything in us interpenetrates, and because the Ego is in the warmth-organism it also permeates the air organism, the fluid organism, and the solid organism, it permeates them with the warmth which is all-pervading. Thus the warmth-organism lives within the air organism; the warmth-organism, permeated as it is with the forces of the Ego, also works in the fluid organism. This indicates how, for example, we should look for the way in which the Ego works in the circulating blood. It works in the circulating blood by way of the warmth-organism—works as the spiritual entity which, as it were, sends down the will out of the warmth, via the air, into the fluid organism. Thus everything in the human organism works upon everything else. But we get nowhere if we have only general, abstract ideas of this interpenetration; we will reach a result only if we can evolve a concrete idea of the constitution of man and of how everything that is around us participates in our make-up. The condition of sleep, too, can be understood only if we go much more closely into these matters. During sleep it is only the physical body and the etheric body that remain as they are during the waking state; the Ego and the astral body are outside. But in the sleeping human being the forces that are within the physical and etheric bodies can also be active—on the aeriform organism and the warmth-organism as well. When we turn to consider waking life, from what has been said we shall understand the connection of the Ego with the astral body and with the whole organism. During sleep, when the Ego and the astral body are outside, the four elements are nevertheless within the human organism: the solid supporting structure, the fluid organism, but also the air organism in which the astral body otherwise works, and the warmth-organism in which the Ego otherwise works. These elements are within the human organism and they work in just as regularly organized a way during sleep as during the waking state, when the Ego and the astral body are active within them. During the sleeping state we have within us, instead of the Ego—which is now outside—the spirit which permeates the cosmos and which in waking life we have driven out through our Ego which is part of that spirit. During sleep our warmth body is pervaded by cosmic spirituality, our air organism by what may be called cosmic astrality (or world-soul), which we also drive out while we are awake. Waking life and sleeping life may therefore also be studied from this point of view. When we are asleep our warmth-organism is permeated by the cosmic spirituality which on waking we drive out through our Ego, for in waking life it is the Ego that brings about in the warmth-organism what is otherwise brought about by the cosmic spirituality. It is the same with the cosmic astrality; we drive it out when we wake up and readmit it into our organism when we fall asleep. Thus we can say: In that we leave our body during sleep, we allow the cosmic spirit to draw into our warmth-organism, and the world-soul, or the cosmic astrality, into our aeriform organism. If we study the man without preconceived ideas, we acquire understanding not only of his relation to the surrounding physical world, but also of his relation to the cosmic spirituality and to the cosmic astrality. This is one aspect of the subject. We can now consider it also from the aspect of knowledge, of cognition, and you will see how the two aspects tally with each other. It is customary to call ‘knowledge’ only what man experiences through perception and the intellectual elaboration of perceptions from the moment of waking to that of falling asleep. But thereby we come to know man's physical environment only. If we adhere to the principles of spiritual-scientific thinking and do not indulge in fantasy, we shall not, of course, regard the pictures of dream-life as immediate realities in themselves, neither shall we seek in dreams for knowledge as we seek it in waking mental activity and perception. Nevertheless at a certain lower level, dreaming is a form of knowledge. It is a particular form of physical self-knowledge. Roughly, it can be obvious that a man has been 'dreaming' inner conditions when, let us say, he wakes up with the dream of having endured the heat of an intensely hot stove and then, on waking, finds that he is feverish or is suffering from some kind of inflammatory condition. In other ways too, dreams assume definite configuration. A man may dream of coiling snakes when something is out of order in the intestines; or he may dream of caves into which he is obliged to creep, and then wakes up with a headache, and so on. Obscurely and dimly, dreams point to our inner organic life, and we can certainly speak of a kind of lower knowledge as being present in dreams. There is merely an enhancement of this when the dreams of particularly sensitive people present very exact reflections of the organism. It is generally believed that deep, dreamless sleep contributes nothing at all in the way of knowledge, that dreamless sleep is quite worthless as far as knowledge is concerned. But this is not the case. Dreamless sleep has its definite task to perform for knowledge—knowledge that has an individual-personal bearing. If we did not sleep, if our life were not continually interrupted by periods of sleep, we would be incapable of reaching a clear concept of the ‘I,’ the Ego; we could have no clear realization of our identity. We should experience nothing except the world outside and lose ourselves entirely in it. Insufficient attention is paid to this, because people are not in the habit of thinking in a really unprejudiced way about what is experienced in the life of soul and in the bodily life. We look back over our life, at the series of pictures of our experiences to the point to which memory extends. But this whole stream of remembrances is interrupted every night by sleep. In the backward survey of our life the intervals of sleep are ignored. It does not occur to us that the stream of memories is ever and again interrupted by periods of sleep. The fact that it is so interrupted means that, without being conscious of it, we look into a void, a nothingness, as well as into a sphere that is filled with content. If here (Diagram IV) we have a white sphere with a black area in the middle, we see the white and in the middle the black, which, compared with the white, is a void, a nothingness. (This is not absolutely accurate but we need not think of that at the moment.) We see the black area, we see that in the white sphere something has been left free, but this is equally a positive impression although not identical with the impressions of the white sphere. The black area also gives a positive impression. In the same way the experience is a positive one when we are looking back over our life and nothing flows into this retrospective survey from the periods of sleep. What we slept through is actually included in the retrospective survey, although we are not directly conscious of it because consciousness is focused entirely on the pictures left by waking life. But this consciousness is inwardly strengthened through the fact that in the field of retrospective vision there are also empty places; this constitutes the source of our consciousness in so far as it is inward consciousness. We would lose ourselves entirely in the external world if we were always awake, if this waking state were not continually interrupted by sleep. But whereas dream-filled sleep mirrors back to us in chaotic pictures certain fragments of our inner, organic conditions, dreamless sleep imparts to us the consciousness of our organization as man—again, therefore, knowledge. Through waking consciousness we perceive the external world. Through dreams we perceive—but dimly and without firm definition—single fragments of our inner, organic conditions. Through dreamless sleep we come to know our organization in its totality, although dimly and obscurely. Thus we have already considered three stages of knowledge: dreamless sleep, dream-filled sleep, the waking state. Then we come to the three higher forms of knowledge: Imagination, Inspiration, Intuition. These are the stages which lie above the waking consciousness and as states of consciousness become ever clearer, yielding more and more data of knowledge; whereas below the ordinary consciousness we come to those chaotic fragments of knowledge which are nevertheless necessary for ordinary forms of experience. This is how we must think of the field of consciousness. We should not speak of having only the ordinary waking consciousness any more than we should speak of having only the familiar solid organism. We must speak to the effect that the solid organism is something that exists within a clearly demarcated space, so that if we think in an entirely materialistic way, we shall take this to be the human organism itself. We must remember that ordinary consciousness is actually present, that its ideas and mental pictures come to us in definite outlines. But we should neither think that we have the solid body only, nor that we have this day-consciousness only. For the solid body is permeated by the fluid body which has an inwardly fluctuating organization, and again the clear day-consciousness is permeated by the dream-consciousness, yielding pictures which have no sharp outlines but fluctuating outlines, for consciousness here itself becomes 'fluid' in a certain sense. And as well as the fluid organism we have the air organism, which during the sleeping state is sustained by something that is not ourselves, and hence is not entirely, but only partially and transiently, connected with our own life of soul—namely in waking life only; nevertheless we have it within us as an actual organism. We have also a third state of consciousness, the dark consciousness of dreamless sleep, in which ideas and thought-pictures become not only hazy but dulled to the degree of inner darkness; in dreamless sleep we cease altogether to experience consciousness itself, just as under certain circumstances, while we are asleep, we cease to experience the aeriform body. (Diagram V) So you see, no matter whether we study the man from the inner or the outer aspect, we reach an ever fuller and wider conception of his being and constitution. Passing from the solid body to the fluid body to the air body to the warmth body, we come to the life of soul. Passing from the clear day-consciousness to the dream-consciousness, we come to the body. And we come to the body in a still deeper sense through the knowledge of being within it through dreamless sleep. When we carry the waking consciousness right down into the consciousness of dreamless sleep and observe the human being in the members of his consciousness, we come to the bodily constitution. When we consider the bodily constitution itself, from its solid state up to its warmth-state, we pass out of the bodily constitution. This shows you how necessary it is not simply to accept what is presented to biased, external observation. There, on the one side, is the solid body, to which materialistic-mechanistic thought is anchored; and on the other side there is the life of soul which to modern consciousness appears endowed with content only in the form of experiences belonging to the clear day-consciousness. Thought based on external observation alone does not go downwards from this state of consciousness. (See Diagram V: Ego), for if it did it would come to the body. It does not go downwards from the spiritual body (warmth-body), for if it did it would be led to the solid body. This kind of thinking studies the solid body without either the fluid body, the air body or the warmth-body, and the day-consciousness without that which in reality reflects the inner bodily nature—without the dream-consciousness and the consciousness of dreamless sleep. On the basis of academic psychology, the question is asked: How does the soul-and-spirit live in the physical man?—In reality we have the solid body, the fluid body, the air body and the warmth-body. (Diagram V.) By way of the warmth-body the Ego unfolds the clear day-consciousness. But coming downwards we have the dream-consciousness, and still farther downwards the consciousness of dreamless sleep. Descending even farther (Diagram V, horizontal shading), we come—as you know from the book Occult Science—to still another state of consciousness which we need not consider now. If we ask how what is here on the right (Diagram V) is related to what is on the left, we shall find that they harmonize, for here (arrow at left side), ascending from below upwards, we come to the soul-realm; and here (arrow at right side) we come to the bodily constitution: the right and the left harmonize. But fundamentally speaking, the externalized thinking of today takes account only of the solid body, and again only of this state of consciousness (Ego). The Ego hovers in the clouds and the solid body stands on the ground—and no relation is found between the two. If you read the literature of modern psychology you will find the most incredible hypotheses of how the soul works upon the body. But this is all due to the fact that only one part of the body is taken into account, and then something that is entirely separated from it—one part of the soul. (Diagram VI, oblique shading.) That Spiritual Science aims everywhere for wholeness of view, that it must in very truth build the bridge between the bodily constitution on the one side and the life of soul on the other, that it draws attention to states of being where the soul-element becomes a bodily element, the bodily element a soul-element—all this riles our contemporaries, who insist upon not going beyond what presents itself to external, prejudiced contemplation. |
203. Jehovah, Christ, Lucifer and Ahriman
13 Mar 1921, Dornach Tr. Unknown Rudolf Steiner |
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But now the old Dream Wisdom decreased ever more and more; it only remained in man's dreams, and even there is found in utter decadence. |
That is all connected with just this very fact. It was through this Dream-Wisdom that men even comprehended the Mystery of Golgotha itself. But this Dream-Wisdom disappeared. |
When the Moon slowly arises in a dream-like light and pours this dream-light over everything, one might say:—“Man has spread a Jehovah character over the fields of the world.” |
203. Jehovah, Christ, Lucifer and Ahriman
13 Mar 1921, Dornach Tr. Unknown Rudolf Steiner |
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From the whole tendency of these presentations of Anthroposophical Spiritual Science you will see how essential it is to understand that in the various spheres of existence there are different Spiritual beings who have inserted themselves therein, taking part in the work, giving force and direction. It is necessary that humanity in our present age should be permeated with the knowledge that different spheres of existence are guided and directed by different Spiritual beings; for our civilisation has in the course of recent years lost this consciousness of the presence of concrete spirit in life. In general people will willingly talk of the Divine permeating everything, but such talk does not help one to an understanding of the World which can provide a sufficient basis for life. It is, of course, quite true that, in the last resort, everything recognised as spirit must tend towards unity; but if one perceives that unity too soon, one simply loses all real insight into the course of world-happenings; therefore, it is necessary to leave off speaking in general in such an abstract way about the Divine, and learn to know the concrete Spiritual guiding beings in Nature and History, as we have over and over again tried to do. It is from this point of view that I should like to point to-day, to certain really important and significant things at the base of the constitution of our world. I pointed out in the last lecture that certain Beings find themselves together when it comes to building up and animating man, they find themselves united in opposition in the world. We put the old truth of the opposition coming from the Luciferic and Ahrimanic Spiritual forces before our souls in the last lecture from a certain point of view, and now we will try to understand the matter from another aspect. Just that, in our newest civilisation, which is now involved in such catastrophic events, and manifests in such decadent forces, just that which is so characteristic in our modern civilisation, is the extension of intellectual thinking throughout the whole of humanity. One must really try to acquire an insight into the quite different mood of soul of civilised Europe before the 7th and 8th centuries. It is just that intellectual thought, which to-day is so prevalent everywhere, which permeates the entire soul-life of man and, from a certain aspect, will still continue to permeate it. The point now is, that one must seek to grasp what is externally comprehensible, and try to unite that with a more psychic concept; for it is well if, from the aspect of the spirit, one really seeks to grasp and permeate external and material existence itself. That which underlies our organism of thought consists in purely mineral processes occurring within us. Please understand me aright, my dear friends; those processes in us which are processes of our own human nature, and which we have in common with the animal and plant-nature, these are connected only indirectly but not directly, with the fact that we have become intellectual thinking human beings according to the modern idea of the development of man. The fact that we have in us a firmly consolidated mineral constitution gives us the capacity for intellectual thought. When we look at all those Kingdoms of Nature which are outside us in cosmic space, and which are also within us, we must say:—Let us first of all contemplate the sphere of warmth, of the Warmth-ether; we carry the effect of this Warmth-ether in our own blood, and the activity of our blood consists essentially in the fact that our blood, as the carrier of warmth guides these warmth-processes through our entire organism. Now our intellectual thinking does not depend on anything of what transpires in the sphere of warmth, it does not depend upon what transpires in us when we inspire and transmute the air in our organism. Thus, when we consider the warmth-processes in the Cosmos, we can say:—These warmth-processes are continued within the skin of our organism; but that which meets us in the Cosmos as warmth-processes, which specially meets one who regards the Cosmos in the condition when it showed itself exclusively in warmth processes, that which meets us in ourselves as warmth-processes, none of that stimulates us to intellectual thinking. Then if we look to the kingdom of the Air, there too we find events taking place; these processes are continued in our organism through our breathing process; everything we find represented thus is within us through air, but that again has nothing directly to do with our intellectual thinking. As a third sphere we can look to the phenomenon of water; we see outside in the Cosmos the processes in the fluid-sphere. These too are continued in our digestion in so far as it occurs in the fluids. Outside in nature we see the circulation of Fluids and in ourselves we also see a kind of circulation of fluids. All that transpires in us in that way, has again nothing to do with what is our intellectual thinking. But when we look out into the Cosmos and see how water condenses to ice, how certain mineral substances deposited as sediments, form stones and crystals, in short when we consider the processes of the mineral sphere and their corresponding processes in our own organism, we find that what transpires as mineral processes has to do with all that finally culminates in our intellectual thinking. We therefore as human beings, are incorporated into the Cosmos in these various spheres; but if we only incorporated in these different spheres without being envolved to special degree with the mineral kingdom, with those forces which appear in crystallisation, and in the deposits of salts, and which thus meet us in the external world, we should never have become the thinking beings we have become, especially since the middle of the 15th Century. It is an absolute fact—that since the middle of the I5th Century, it is this working of the mineral forces in the human organism which has become predominant. Previous to that, other forces, those of water, of air, and so on, were dominant to a special degree in man. Hence man's intellectual thinking was not then the most significant element in the works of man. Now, in everything which surrounds us in the various spheres in which we live, the realm of the solid Earth, of flowing water, of air and warmth, (for a moment we will look away from the higher spheres) in all these are working Divine Spiritual Beings. These spheres do not only consist in what we call material world-forces and entities, but all these spheres are permeated by various Spiritual beings. I will therefore make a diagram to represent an important fact in our connection with the Cosmos. Suppose I draw the sphere of the mineral world (see Diagram) as white; I must then characterise the sphere of the water as red, the sphere of the air as blue, and then finally the warmth-ether above as reddish. Now this is the remarkable characteristic; all those Spiritual beings which the pre-Christian age and especially the pre-Christian Judaism imagined as standing under the guidance of Jahve or Jehovah, and who were regarded by the Hebrew Initiates as belonging to the Realm of Jahve or Jehovah, extended their dominions over the three first Realms—Warmth, Air, Water. And so if I am to draw that sphere in the Cosmos which was under the rulership of Jehovah, I must say; It is this sphere—(the three upper layers). It was really the case that the Jehovah rulership embraced the spheres of Nature as we have them, with the exception of the physical-mineral sphere. It must be quite clear to you that when in the ancient Jewish writings, reference is made to the Divine, this always refers to the Jehovah sphere of Warmth, Air, and Water. That was a deep Initiation-Truth of the pre-Christian age, and is even Spiritually indicated in the story of Creation. It is clearly expressed there, and one has merely to understand the meaning of the Bible words aright to see how this is brought to expression. Jehovah devoted Himself, so to speak, to the Earth, and formed man out of the dust of the Earth. He took that which was not his own sphere, for the forming of external man. The Bible expresses that fact quite clearly. As I have said, in the pre-Christian Jewish Initiation knowledge, it was known as an Initiation-Truth, that Jehovah did not form external man out of His own sphere of power, but turned to the Earth, and from out of the earthly dust which was foreign to Him, He formed that human vessel which could not come from His own kingdom. Then He breathed that which comes from Him, the animal soul, the breath. That it is which He gave forth from Himself, and it came from the three spheres over which He ruled. It is the case that the superficial Bible investigator really does not for the most part, understand what stands in the Bible at all. If one understands the Bible, one sees that it speaks with extraordinary exactitude, one only has to take those sentences quite exactly: “Jehovah formed man out of the dust of the Earth.”—That means out of the mineral sphere foreign to Him, and then He gave to that form from out of His own sphere, the breath of the soul. And so, that which lives in man as the Jehovah Outflow, is what is indicated when it is said that Jehovah breathed the living breath into man. And so man developed, and while he developed himself further in the mineral kingdom, he developed an element foreign to Jehovah. That kingdom then, in the recent age, since the 5th Post Atlantean epoch, became especially dominant in man, because it formed the basis for his intellectual civilisation. So that we can say: As long as the intellectual civilisation was not predominant in man, so long could a rulership prevail such as that of Jehovah. Then, however, the mineral nature began to make itself felt, from the founding of Christianity up to the beginning of the 5th Post-Atlantean epoch. Humanity had then to be helped from another side. Now you can see how necessary it was for humanity at the time when the mineral Nature became essential, that it should receive the Christ Impulse; because the old Jahve Jehovah-impulse was no longer sufficient. You must connect what I have just told you with certain definite facts. Just consider the fact that man would not think intellectually, with a fully waking consciousness, if he were merely subject to the Jehovah-influence, which has no influence on the mineral nature. And so, if we wish chiefly to consider the activity of Jehovah in man, we must not look to what is in our external intellectual culture, but simply to what expresses itself in our dreams. That which is dreamt, which does not pass into sharply contoured intellectual concepts which can be grasped by our soul but is dreamt,—that is our Jehovah-life. Everything which moves in the fluidic elements of the more fantastic or imaginative side, everything which can be compared externally with the Moon-influence on man, that is the, Jehovah-nature in man. Opposed to the Jehovah-nature is man's acute thinking; but that he owes to the circumstances that there are salt deposits in him; that there is in man, a mineral activity. Now just consider the fact that, fundamentally, the old Jehovah religion lost its significance with the Mystery of Golgotha. It had lost its significance because the time had come in the evolution of man, when the mineral nature became predominant in him. But when the Mystery of Golgotha appeared there was still sufficient left of the ancient Dream-Wisdom wherewith to understand it. And those persons who had somewhat transcended the ancient Dream-Wisdom, and who through various kinds of Initiations had, like Saul-Paul, already attained some intellectual culture, for them a special influence was necessary, such as Paul received through the Event of Damascus, in order to grasp the Mystery of Golgotha. It is of a great and deep significance, that in the Christian tradition we are told that, in order to understand the Mystery of Golgotha it was necessary for Saul-Paul, who had in a certain sense been initiated before the Mystery of Golgotha, into the Hebraic Mysteries, for him it was necessary that he should be snatched into that knowledge which did not work in sharp contours, but which expressed itself in the more flowing element of the dream; and thus Paul experienced the certainty that Christ had been present in Jesus through the Mystery of Golgotha. With the old Dream-Wisdom it was still possible to grasp something of the Event of Golgotha, and if, through a special influence such as was the case with Paul, a man was snatched into that Dream-region, he could then understand the Mystery of Golgotha. But now the old Dream Wisdom decreased ever more and more; it only remained in man's dreams, and even there is found in utter decadence. As the I5th Century approached, the culture in Europe was tending more and more to the purely intellectual element; and, under the influence of this intellectual element, our modern natural Science developed. Now, consider the following:—The old Jewish religion must not be grasped merely with reference to external worlds, that would only be a materialistic religious understanding; we must grasp it in its inner spirit. As an historical phenomenon—the point that strikes us is, that the Jehovah-god was simply the God of one tribe, and outside the limits of the Jewish race Jehovah was no longer the Jehovah-God. That is the essence of the Jehovah Divinity; he did not embrace the whole of humanity, but only one portion of mankind. Fundamentally this feeling of Divinity has passed over to our own age, and in particular one could see it again during the World-War, when every Nation spoke of how Divine Providence or, as many said, the Christ, was helping them! Each Nation wanted so to say, to go forth under the guidance of Christ, against every other Race. But because one utters the Name of `Christ,' that does not mean that one has met, contacted the Christ; for the Christ is only contacted when in one's whole feeling one turns to that Being Who has the Christ Nature. One may say a thousand times over: “We will fight in the name of Christ;” but as long as one is fighting for one Nation alone, one is giving a false name to that being of whom one speaks, one may call him Christ, but it is a false name. In calling that being Christ, one only means the Jehovah-God. In that War-Catastrophe all the Races fell back into a Jehovah-religion, only, there were a great many Jehovahs; every Race worshipped a God who was honoured quite in the character of a Jehovah; Christ completely disappeared from the consciousness of humanity. One could see in those catastrophic events how utterly Christ had disappeared out of the consciousness of man. We can also see this in other things. A quite modern scientific civilisation has now grown up. Our modern scientific culture, how far does it extend? Fundamentally, it is limited to what is mineral-physical. Just consider how uncomfortable a modern scientist immediately becomes, if one asks him to speak of anything but what is mineral or physical. As soon as the conversation turns to anything else—for instance, to the principle of life, the modern scientist asserts that one can only explain the mineral and chemical processes in the living. He will not enter into the element of life itself and still less into the element of soul. Thus this modern Science has altogether developed within just that sphere which was not included in the Jehovah religion, in an element foreign to Jehovah,—that of the mineral—physical life. This Science, in order that it might become an element of civilisation, had, as it were, to depend on receiving the Divine Spiritual from quite another side. In the old Jewish religion when man spoke of any sort of cognition, it was always a Dream-cognition. These prophets who had the very highest knowledge, are described as the Dreamers of prophetic dreams. That is all connected with just this very fact. It was through this Dream-Wisdom that men even comprehended the Mystery of Golgotha itself. But this Dream-Wisdom disappeared. The Mystery of Golgotha was indeed transmitted historically and spoken of in the traditional Church Communities, but a true understanding of it could no longer be found. In place of it, Modern Science grew up into an element which knew not Jehovah, a spiritual-less, God-less element; and, because its understanding could not yet expand to the Christ-element, it developed into that physical mineral element, utterly devoid of spirit. Now this Science, must to its uttermost particle, again be permeated by a Spiritual element. It is spiritless because it can no longer be Jehovistic. External civilisation has attempted to carry on some sort of religious culture, by means of a religious `false coinage,' as when it gave the name of Christ to Jehovah during the War; but this religious element has been carried on through a sort of religious, `false coinage.' But Science has turned entirely away from the Spiritual; it only gives descriptions of the physical-sensible, because man has not yet been able to press forward to an understanding of the Christ, and at most the old Jehovah understanding still prevails, when men storm against each other as they did in the War; but not when they investigate facts of Nature, for then we have a Spiritless Science, and intellectual Science, devoid of spirit. Thus we are surrounded by a sphere in which the Jehovah element still rules. It permeates us; but we are not aware of it, because it permeates us chiefly through those conditions which are our sleeping-conditions. If, when we withdraw into the element of sleep, we could suddenly wake up outside our bodies, we should clearly perceive around us the spirit-nature under the leadership of Jehovah. Then, as it were, on the waves of a Jehovah-Sea, we should see our dreams coming to us out of this Jehovah element. Again in our Will, of which I have often told you that we are asleep within it, there again the Jehovah Nature rules. In the whole assimilatory system of man, the Jehovah Nature rules, whereas the feelings arise out of the assimilatory system and permeates the rhythmic system, in like manner do certain feelings emerge, coming out of the Jehovah Sea on the waves like our dreams. But, when we live in that sphere which can become comprehensible to us through our understanding and reason, there Jehovah has no share. When the Moon slowly arises in a dream-like light and pours this dream-light over everything, one might say:—“Man has spread a Jehovah character over the fields of the world.” When however, the Sun arises, shining clearly on every stone, spreading itself outwardly on every object and giving it sharp contours, so that we are able to grasp it with our understanding, then the Sun-nature,—which is not a Jehovah-nature, expresses itself, and we can only permeate that with spirit if we can perceive the Christ-Being, if we so look into this world as to see the Christ-Being in it. Modern Science has had no eye for this Christ-Being, and that which is Not Jehovistic but Sun-illumined, and can be grasped in the sharp contours of the intellect, it has taken up and beheld as devoid of spirit. Now see, that is the deeper connection. What kind of a sphere is it then, which meets man in the mineral? Now, I told you in the last lecture that on the one side within the sphere of Jehovah, because they have remained at an earthly stage of evolution, Luciferic beings appear when we are present in the Jehovah sphere let us say in sleep, then the Luciferic beings make themselves felt in our feelings and impulses of Will. That sphere which we must dominate with our intellect and which is spread out around us as the mineral spheres, that is a sphere foreign to Jehovah and into that those beings have penetrated, who belong to the Ahrimanic sphere. The Ahrimanic beings however, because Jehovah could not, so to speak, keep them away from Him, have penetrated into that mineral sphere. (lower part of Diagram, blue on white) And so, when we turn our gaze to this sphere, we are every moment in danger of being taken by surprise, to our confusion, because of the Ahrimanic beings. These Ahrimanic beings—I have tried to present an image of this in the wooden group which will stand in our Goetheanum—these Ahrimanic beings can in reality only feel at home in the sphere which surrounds us in the mineral world. These Ahrimanic beings are specially intellectually-gifted beings. That Mephistophelian figure which you see below in our wooden group, that Mephistophelian-Ahrimanic figure is extremely clever, utterly and wholly permeated with intellect. But that which is really Jehovistic, and which lives in the human metabolic system, in so far as it is not affected by the salts or altogether mineral,—with all that is of a fluid-nature, which lives in our breathing in our warmth condition, with all that, these Ahrimanic beings have no direct relationship. Now, these Ahrimanic beings strive to get into man. Man was created of the dust of the Earth. The mineral element is the true sphere of Ahriman, he can enter that sphere, and feel comfortable there; he feels very comfortable whenever he can permeate us through that which is mineral in us. You secrete salts in your body, and thereby you are able to think; through the deposit of salt, through all the mineral processes valid and operative in you,—you become thinking-beings. Ahriman seeks to enter that sphere, but in reality he has only a part in the mineral. Therefore, he is fighting to get a share also in man's blood, in his breathing, and in his assimilation. He can only do this if he can inject certain characteristics into the soul of man; if for instance, he can inject into the human soul a tendency to a dry, barren understanding which seeks an outlet in materialism, and mocks all truths permeated by feeling. If he can permeate man with intellectual pride, then he can approach man's blood, his breath, his assimilation; then he can, as it were creep out of the salts and mineral in man and creep into his blood breathing and digestion. That is the conflict being fought from the side of Ahriman in the world, through the very being of man. You see, when Jehovah turned to the Earth and created man out of the Earth in order to evolve him further than he could have done within His own body. He had to create man out of an element foreign to Himself, and only to inoculate, to inspire, his own element into him. In so doing, Jehovah had to take something to His aid, something to which these Ahrimanic beings have access; and Jehovah has thereby become involved, as regards earthly evolution, in this conflict with the Ahrimanic element, which with the help of man, seeks to get the world for itself by means of the mineral processes. As a matter of fact, much has been attained by the Ahrimanic beings in this sphere; because, when man is born into physical existence, or is conceived, he descends, he comes down from the Spiritual psychic worlds and surrounds himself with physical matter. But in the present state of our civilisation and according to the customs of all the traditional Churches, man would like to forget his existence in a Spiritual psychic sphere before Birth. He does not wish to admit it. He would like, in a sense, to wipe out of human life any pre-birthly existence. Pre-Existence is being gradually declared heretical in the traditional Confessions. It is wished to limit man to starting with physical birth or conception, and then to link on to that, what follows after death. If this belief in a mere post-mortem condition, in an after-death condition, were to be finally forced on man, the Ahrimanic powers would then win their conflict; because if man only regards what he experiences between birth and death, and does not look to a pre-existence, to a life before birth, the Ahrimanic element would gradually overpower man from out of his mineral processes. Thereby everything of a Jehovistic nature would be thrown out of earthly evolution, everything which has come over from Saturn, Sun, and Moon, would be wiped away. A new creation would thus begin with the Earth, which would deny everything which had preceded it. For that reason, the perception which denies pre-existence must be fought with all possible energy. Man must realise that he existed before he was born or conceived into physical life. In all veneration and holiness, he must receive that which was allotted to him from Divine Spiritual worlds before his earthly existence. If he adds to the belief of the after-death condition a knowledge of pre-birthly existence, he can thereby prevent his soul from being devoured by Ahriman. It follows therefore, from what I have said, that (it is necessary that we should gradually take into our speech, a certain word which we have not yet got:—Just as we speak of immortality (Deathlessness) when we think of the end of our physical existence, so we must speak of un-bornness (ungeborenheit) for even as we are immortal, so also we, as human beings, are in reality unborn. But just seek everywhere in civilised language for a practicable word for “Birthlessness.” We have the word Immortal, everywhere, but “unborn” we have not got. We need that word;—it must be just as valid a word as the word immortal to-day. It is just in this that the Ahrimanising of our modern civilisation reveals itself; it is one of the most important symptoms of the Ahrimanising of modern civilisation, that we have no word for this “not-being born.” For, just as we do not fall a prey to death when we `die' as it is called neither do we first come into our so-called `birth.' We must have a word which points clearly to pre-existence. One must not undervalue the significance which lays in the word. You see, my dear friends, no matter how acutely one thinks, there is something in you, something in man, of an intellectual nature, but the moment the thought is expressed in a word, even the moment the word as such in only thought, as in the words of a meditation, that same moment one word is imprinted into the ether of the Cosmos. Thought, as such, does not imprint itself into the ether of the Cosmos, otherwise we could never become free beings in the sphere of pure thought. We are bound the moment something imprints itself. We are not made free through the word, but through pure thought. You can read now about this in my “Philosophy of Freedom.” The word imprints itself into the ether. Now just consider this. The Science of Initiation knows that it is true that in the whole Ether of the Earth, because in the civilised language there is no word for “Un-bornness” (ungeborenheit), this “Birthlessness,” which is so important for humanity, is not imprinted into the Cosmic ether. Now everything which in such important words is imprinted in the Cosmic ether, signifies for the Ahrimanic beings a terrific fear. The word immortality the Ahrimanic beings can very well bear to find inscribed in the World-ether; they are quite pleased, because immortality means that they can start a new creation, with man, and wander forth with humanity. It does not irritate Ahrimanic beings when they shoot through the Cosmic ether, to play their game with man, and they find that from all pulpits immortality is being spoken of; that does not irritate them, it pleases them. But it is a terrible shock for them if they find the word Un-bornness inscribed in the World ether; it extinguishes the light in which these Ahrimanic being move. Then they can go no further, they lose their direction, they feel as though they were falling into an abyss, a bottomless pit. You can see by this that it is an Ahrimanic deed which restrains humanity from speaking of un-bornness. No matter how paradoxical it may appear to modern humanity that one should speak of these things, modern civilization requires that these things should be spoken of. Just as Meteorology describes the Wind, or Geography the Gulf Stream, so one must describe what is going on around us Spiritually, and how these Ahrimanic beings are permeating our environment; and one must describe how well they feel in everything connected; and with dying, even a negation of death itself is not admitted; and how they are filled with a terrible fear of darkness when one speaks of anything connected with the negation of Birth, with growth and thriving. He must learn to speak scientifically of these things, just as that Jehovah-forsaken mineral-sphere can be spoken of scientifically in our modern Science. You see, this is in reality, neither more nor less than the conflict with the Ahrimanic powers, which we ourselves must take upon us and finally, whether people like to know it or not, that which is so often brought against Anthroposophical Spiritual Science, is at the same time the fight of Ahriman against that which as Spiritual Science, must ever repeat more and more emphatically what is now necessary for modern humanity. Of course, my dear friends, when one experiences such things as the recent attacks, is it not obvious that these people themselves do not approach Spiritual Science? I have spoken to you recently of the especially ruthless and ugly attack which appeared recently in Germany, in the decent paper, “Frankfurter Zeitung,” in which that paper indeed took up a really disgraceful attitude. It did indeed accept our rejoinder, but only in order to put before it a whole column of its own nonsensical remarks. These things are all part of those which it is either too lazy or not capable of studying. You see, my dear friends, if you consider such attacks in the light of what I have told you, in connection with these Ahrimanic beings, you will see through them a little. In scientific circles to-day there are a great number of persons who can apparently think quite clearly. And why, my dear friends? Because Ahriman, who permeates the mineral world, permeates them; therefore, you need not be surprised that these people develop a great deal of intellect and power. That is Ahriman within them, it is far more comfortable to allow Ahriman to think in one, than to think for oneself. A man can pass his exams far more easily, he can become a tutor or University Professor with far greater facility if he allows Ahriman to think for him. And because so many people allow Ahriman to think in them, these attacks naturally come from an Ahrimanic side. These things have an inner Spiritual connection, which we must see through. Therefore, people must not be so foolish as to blame us over and over again, if we are forced with sharp words to beat back that which would fain nullify Spiritual Science from its very roots. |
203. The Responsibility of Man for World Evolution: Lecture IV
13 Mar 1921, Dornach Tr. Unknown Rudolf Steiner |
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But now the old Dream Wisdom more and more decreased; it only remained in man's dreams, and even there in a completely decadent form. |
It is all connected with just this very fact. It was through this Dream-Wisdom that men even comprehended the Mystery of Golgotha itself. But this Dream-Wisdom disappeared. |
When the Moon rises slowly in a dream-like light and pours this dream-light over everything, one might say: “Man has spread a Jehovah character over the fields of the world.” |
203. The Responsibility of Man for World Evolution: Lecture IV
13 Mar 1921, Dornach Tr. Unknown Rudolf Steiner |
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From the whole character of these presentations of anthroposophical Spiritual Science you will see how essential it is to understand that in the various spheres of existence different Spiritual Beings have inserted themselves, taking part in the work of those spheres, giving force and direction. It is necessary that humanity in our present age should be fully alive to the knowledge of this—that different spheres of existence are guided and directed by different spiritual Beings; for our civilisation has in the course of recent years lost this consciousness of the presence of concrete Spirit in life. In general, people will willingly talk of the Divine permeating everything, but such talk does not help to an understanding of the world which can provide a sufficient basis for life. It is, of course, quite true that in the last resort, every recognition of the spiritual must tend towards a unity: but if one perceives that unity too soon, one simply loses all real insight into the course of world-happenings. It is necessary, therefore, to leave off speaking in general in such an abstract way about the Divine, and learn to know the concrete spiritual guiding Beings in Nature and History, as we have done over and over again in the course of time. It is from this point of view that I should like to point today to certain really important and significant things at the basis of the constitution of our world. I pointed out in the last lecture that certain Beings find themselves together in the world for the purpose of building up and animating man, but that they find themselves in conflict. The old truth of the opposition coming from the Luciferic and Ahrimanic spiritual forces—this we put before our souls in the last lecture from a certain point of view, and now we will look at the matter once more from another aspect. If we take our modern civilisation, which is now involved in such catastrophic events and manifests in such decadent forces, we shall find that what is essentially characteristic of it is the extension of intellectual thinking throughout the whole of humanity. One must really try to acquire an insight into the quite different constitution of man's soul throughout civilised Europe seven or eight centuries ago. It is intellectual thought which today is so prevalent everywhere, which permeates the entire soul-life of man and, from a certain aspect, will still continue to permeate it. The point now is that one must seek to unite with what is externally comprehensible concepts that belong more to the soul and spirit; for it is well if, from the aspect of the spirit, one really seeks to grasp and permeate external and material existence itself. That which underlies thought in our organism consists in purely mineral processes that take place within us. Please understand me aright; those processes in us which are specifically of a human character, and those which we have in common with the animal and plant-nature, these are all connected only indirectly, and not directly, with the fact that we have become intellectual thinking human beings according to the modern idea of the development of nan. The fact that we have in us a firmly consolidated mineral constitution gives us the capacity for intellectual thought. When we look at all those kingdoms of nature which are outside us in cosmic space, and which are also within us, we must say: Let us first of all contemplate the sphere of Warmth, of the warmth-Ether; we carry the effect of this Warmth-Ether in our own blood, and the activity of our blood consists essentially in the fact that our blood, aa the carrier of warmth, guides these warmth-processes through our entire organism. Now our intellectual thinking does not depend in any way upon what happens in the sphere of warmth. Thus, when we consider the warmth-processes in the cosmos, we can say: These warmth-processes are also continued within the skin of our organism; but that which meets us in the cosmos as warmth-processes—and specially meets one who is able to regard the cosmos in the condition when it showed itself exclusively in warmth processes, during the Saturn evolution—none of that stimulates us to intellectual thinking. Then if we look to the kingdom of the Air, there too we find events taking place; these processes are continued in our organism through our breathing process; but that again has nothing directly to do with our intellectual thinking. As a third sphere we can look to the phenomenon of water; we see outside in the cosmos the processes in the fluid sphere. These too are continued in our metabolism, in so far as it occurs in the fluids. Outside in nature we see the circulation of fluids, and in ourselves too we see a kind of circulation of fluids. All that takes place in us in that way has again nothing to do with what is our intellectual thinking. But when we look out into the cosmos and see how water condenses to ice, how certain mineral substances are deposited as sediments, how stones and crystals take form—in short, when we consider the processes of the mineral sphere and their corresponding processes in our own organism, then we find that the mineral processes in us have to do with all that finally culminates in our intellectual thinking. We, therefore, as human beings, are incorporated into the cosmos in these various spheres; but if we were only incorporated in all these different spheres without being involved in any special degree with the mineral kingdom, with those forces which appear in crystallisation and in the deposits of salts, and which meet us in these manifestations in the external world, we should never have become the thinking beings we have become, especially since the middle of the fifteenth century. It is an absolute fact that since the middle of the fifteenth century, it is this working of the mineral forces in the human organism that has become predominant. Previous to that, other forces, those of water, air and so on, were dominant to a special degree in man. Hence intellectual thinking was not then the most significant element in human activity. Now, in everything which surrounds us in the various realms in which we live, the realm of solid earth, of flowing water, of air and of warmth—for a moment we will disregard the higher kinds of ether—in all these are working divine spiritual beings. These realms consist not only in what we call material world-forces and entities, but they are all permeated by different spiritual beings. I will therefore make a diagram to represent this important fact in our connection with the cosmos. Suppose I sketch here (see diagram) the realm of the mineral world (black); I will then here characterise the realm of the water (red), the realm of the air here (blue), and then finally the warmth-ether (reddish-violet). Now this is the characteristic of all those spiritual beings whom the pre-Christian age—and especially pre-Christian Judaism—conceived as standing under the guidance of Jahve or Jehovah, and who were regarded by the Hebrew initiates as belonging to the Realm of Jahve or Jehovah. They extended their dominion essentially over the three first realms—warmth, air, water. And so if I am to draw that region in the cosmos that was under the rulership of Jehovah, I must say: It is this region (the three upper layers). It was really the case that the Jehovah rulership embraced the realms of Nature as we have enumerated them, with the exception of the physical-mineral realm. You must be quite clear that when in the ancient Jewish writings, reference is made to the Divine, this always refers to the Jehovah realm of warmth-ether, air and water. That was a deep initiation-truth of the pre-Christian age, and is very cleverly indicated in the story of Creation. One has merely to understand the meaning of the Bible words aright to see how this is plainly brought to expression. Jehovah betook himself, so to speak, to the earth, and formed man out of the dust of the earth. He took that which was not his own kingdom, for the forming of external man. The Bible expresses that fact quite clearly. As I have said, in the pre-Christian Jewish initiation, it was known as an initiation-truth that Jehovah did not form external man out of his own sphere of power, but turned to the earth, and from out of the earthly dust, which was foreign to him, he formed the human sheath which could not come from his own kingdom. Then he breathed into it that which comes from him—the animal soul, the Nephesch. That it is which he gave forth from himself and it came from the three realms over which he ruled. The superficial Bible investigators really do not, for the most part, understand what stands in the Bible at all. If one understands the Bible, one sees that it speaks with extraordinary exactitude, one only has to take its sentences quite exactly. “Jehovah formed man out of the dust of the earth,” that means out of the mineral kingdom foreign to him, and then he gave to man out of his own sphere the breath of the soul. Thus, what lives in man as an emanation from Jehovah is indicated when it is said that Jehovah breathed the living Odem into man. Man developed, and as he evolved further in the mineral kingdom, he developed in an element foreign to Jehovah. And it was that kingdom which then, in more modern times, since the fifth post-Atlantean epoch, became especially dominant in man, because it formed the basis for his intellectual civilisation. We can say, therefore, that as long as the intellectual civilisation was not predominant in man, so long could a rulership prevail such as that of Jehovah. Then, however, the mineral nature began to make itself felt, from the founding of Christianity up to the beginning of the fifth post-Atlantean epoch. Humanity had then to be helped from another side. Now you can see how necessary it was for man at the time when the mineral nature became so important to him that he should receive the Christ Impulse, because the old Jahve or Jehovah-impulse was no longer sufficient. You must connect what I have just told you with certain definite facts. Just consider the fact that man would not think intellectually, with a fully waking consciousness, if he were merely subject to the Jehovah influence, which has no influence on his mineral nature. And so, if we wish chiefly to consider the activity of Jehovah in man, we must not look to what is in our external intellectual culture, but to what expresses itself in our dreams. That which is dreamt, which does not pass into sharply contoured intellectual concepts such as can be grasped by the soul but is dreamt—that is our Jehovah-life. Everything which moves in the fluidic elements of the more fantastic or imaginative nature, everything which can be compared externally with the Moon-influence on man, that is his Jehovah-nature. Opposed to the Jehovah-nature is man's clear-cut thinking; but that he owes to the circumstance that there are salt deposits in him, that there is in him a mineral activity. Now just consider the fact that, fundamentally, the old Jehovah religion lost its significance with the Mystery of Golgotha. It had lost its significance because the time had come in the evolution of man when the mineral nature became predominant in him. But when the Mystery of Golgotha appeared, there was still enough left of the ancient Dream Wisdom through which it could be understood. And those persons who had somewhat transcended the ancient Dream-Wisdom and who through various kinds of initiation had, like Saul (Paul), already attained some intellectual culture—for them a special influence was necessary, such as Paul received through the Event of Damascus, in order to grasp the Mystery of Golgotha. It is of great and deep significance, that in the Christian tradition we are told that in order to understand the Mystery of Golgotha it was necessary for Saul, who had in a certain sense been initiated before the Mystery of Golgotha into the Hebraic Mysteries—it was necessary for him that he should be carried away into that knowledge which did not work in sharp contours, but which expressed itself in the more flowing element of the dream; for it was in this way that Paul experienced the certainty that Christ had been present in Jesus through the Mystery of Golgotha. With the old Dream Wisdom, it was still possible to grasp something of the Event of Golgotha, and if, through a special influence ouch as was the case with Paul, a man was snatched into that Dream region, he could then understand the Mystery of Golgotha. But now the old Dream Wisdom more and more decreased; it only remained in man's dreams, and even there in a completely decadent form. As the fifteenth century approached, the culture of Europe was tending increasingly to the purely intellectual element; and under the influence of this intellectual element our modern natural science has developed. Now consider the following. The old Jewish religion must not be grasped merely with reference to the external words—that would only be a materialistic understanding of religion; we must grasp it in its inner spirit. As an historical phenomenon the point that strikes us is that the Jehovah-God was simply the God of one people, and outside the borders of the Jewish people Jehovah was no longer the Jehovah-God. That is the essence of the Jehovah Divinity; he did not embrace the whole of humanity, but only one portion of mankind. In fact, this perception of God has passed over to our own age, and in particular one could, see it again during the World War when every nation spoke of how Divine Providence or, as many said, the Christ, was helping them. Each nation wanted, so to say, to go forth under the guidance of Christ against every other. But because one utters the Name of `Christ', that does not mean that one has met, has contacted, the Christ; for the Christ is only contacted when in one's whole feeling one turns to that Being Who has the Christ Nature. One may say a thousand times over: “We will fight in the Name of Christ”; but as long as one is fighting for one nation alone, one is giving a false name to the Being of Whom one speaks; one calls the Being Christ, but one means only the Jehovah-God. In the great catastrophe of the War (1914-1918) all the peoples fell back into a Jehovah religion—only, there were a great many Jehovahs; each people worshipped a God who was honoured entirely in the character of a Jehovah; Christ completely disappeared from the consciousness of humanity. One could see in those catastrophic events how utterly Christ had disappeared out of the consciousness of man. We can see this also in other things. An altogether scientific civilisation has now grown up. Our modern scientific culture, how far does it extend? Fundamentally, it is limited to what is mineral and physical. Just consider how uncomfortable a modern scientist immediately becomes if one asks him to speak of anything but what is mineral or physical. As soon as the conversation turns to anything else—for instance, to the principle of life—the modern scientist asserts that one can only explain the mineral and chemical processes in the living. He will not enter into the element of life itself, and still less into the element of soul. Thus, this modern science has developed entirely within just that sphere which was not included in the Jehovah religion, in an element foreign to Jehovah—the element of the mineral physical. This science, in order that it might become an element of civilisation had, as it were, to depend on receiving the Divine Spiritual from another side. When one spoke among the ancient Jews of any sort of knowledge, it was always a dream-knowledge. The Prophets who had the very highest knowledge are described as the Dreamers of prophetic dreams. It is all connected with just this very fact. It was through this Dream-Wisdom that men even comprehended the Mystery of Golgotha itself. But this Dream-Wisdom disappeared. The Mystery of Golgotha was indeed still transmitted historically and spoken of in the traditional Church communities, but a true understanding of it could no longer be found. In place of it, modern science has grown up in the element foreign to Jehovah, a spirit-less, God-less element; and, because its understanding could not yet expand to the Christ-element, it developed entirely within that physical mineral element—utterly devoid of spirit. Now this science must, to its uttermost particle, again be permeated by a spiritual element. It is empty of spirit because it can no longer be Jehovistic. External civilisation has attempted to carry on some sort of religious culture by means of a religious `false coinage,' as when it gave the name of Christ to Jehovah during the War. But science has turned entirely away from the Spirit, it gives descriptions of the physical-sensible alone, because man has not yet been able to press forward to an understanding of the Christ. At most the old Jehovah understanding still prevails when men storm against each other as they did in the War; but not when they investigate facts of nature, for then we have a spirit-less science, an intellectual science devoid of spirit. Thus we are surrounded by a sphere in which the Jehovah element still rules. It permeates us; but we are not aware of it, because it permeates us chiefly through those conditions which are our sleeping conditions. If, when we withdraw into the element of sleep, we could suddenly wake up outside our body, we should clearly perceive around us a spiritual nature, under the leadership of Jehovah. Then, as it were, on the waves of a Jehovah-Sea, we should see our dreams coming to us out of this Jehovah element. Again in our Will—I have often told you that we are asleep within it—there again the Jehovah nature rules. In the whole metabolism of man, the Jehovah nature rules. As feelings arise out of the metabolic system and permeate the rhythmic system, so do certain feelings emerge, coming out of the waves of the Jehovah-Sea—like our dreams. But when we live in that realm which can only become comprehensible to us through our intellect, our understanding, there Jehovah has no share. When the Moon rises slowly in a dream-like light and pours this dream-light over everything, one might say: “Man has spread a Jehovah character over the fields of the world.” When the Sun rises, shining clearly on every stone, spreading over every object and giving it sharp contours, so that we are able to grasp it with our understanding, then the Sun-nature—which is not a Jehovah-nature—expresses itself. We can only permeate the world with spirit if we can perceive the Christ-Being, if we so look into this world as to see the Christ-Being in it. Modern science has had no eye for this Christ-Being. That which is not Jehovistic but Sun-illumined and can be grasped in the sharp contours of the intellect—this has been seen by modern science as devoid of spirit. That is the deeper connection. What kind of a realm is it, then, which meets man in the mineral? Now, I told you in the last lecture that on the one side, within the realm of Jehovah, because they have remained at an earlier stage of evolution, the Luciferic beings appear. When we are present in the Jehovah sphere, let us say in sleep, then the Luciferic beings make themselves felt in our feelings and impulses of Will. That realm which we must dominate with our intellect is spread out around us as the mineral kingdom. That is a kingdom foreign to Jehovah, and into it those beings have penetrated who belong to the Ahrimanic realm. The Ahrimanic beings, however, because Jehovah could not, so to speak, keep them away, have penetrated into that mineral realm (see diagram—green). And so, when we turn our gaze to this realm, we are every moment in danger of being taken by surprise, to our confusion, because of the Ahrimanic beings. These Ahrimanic beings—I have tried to present an image of this in the carved wooden Group which is to stand in our Goetheanum—these Ahrimanic beings can in reality only feel at home in the realms which surround us in the mineral world. They are predominantly intellectually-gifted beings. The Mephistophelean figure which you see below in our wooden Group, that Mephistophelian-Ahrimanic figure is extremely clever, utterly end wholly permeated with intellect. But with what is really Jehovistic—with what lives in the human metabolic system, in so far as it does not deposit salts or is of a mineral nature but of a fluid nature, consisting in the metabolism of fluids, with all that lives in our breathing and in our warmth condition—with all this the Ahrimanic element has no direct relationship. These Ahrimanic beings strive, however, to get into man. Man was created out of the dust of the earth. The mineral element is the true sphere of Ahriman, he can enter that sphere, and feel comfortable there; he feels very comfortable whenever he can permeate us through whatever is mineral in us. You secrete salts, and through this you are able to think; through the deposit of salts, through all the mineral processes prevailing in you, you become a thinking being. Ahriman seeks to enter that sphere, but in reality he has a definite relation only to the mineral. Therefore he is fighting to get a share also in man's blood, in his breathing, and in his metabolism. He can only do this if he can inject certain characteristics into man's soul; if, for instance, he can inject into the human soul a special tendency to a dry, barren understanding which seeks an outlet in materialism and mocks all truths permeated by feeling. If he can permeate man with intellectual pride, then he can make the human blood, the breath and metabolism also inclined to him, and then he can, as it were, slip out of the salts and mineral in man and slip into his blood and breathing. That is the conflict in the world being fought on the part of Ahriman through the very being of man. You see, when Jehovah turned to the earth and created man out of the earth in order to develop him further than he could have done within his own realm, he created man out of an element foreign to himself, and only implanted, breathed, his own element into him. But in so doing, Jehovah had to take something to his aid, something to which these Ahrimanic beings have access. Jehovah has thereby become involved, as regards earthly evolution, in this conflict with the Ahrimanic element which, with the help of man, seeks to get the world for itself by means of the mineral processes. As a matter of fact, much has been attained by the Ahrimanic beings in this sphere, because when man is born into physical existence, or is conceived, he descends from the worlds of soul and spirit and surrounds himself with physical matter. But in the present state of our civilisation and according to the customs of the traditional Churches, man would like to forget his existence in a sphere of soul and spirit before birth. He does not wish to admit it; he would like, in a sense, to wipe out of human life any prenatal existence. Pre-existence has gradually been declared heretical in the traditional Confessions. It is desired to restrict man to the belief that he begins with physical birth or conception, and then to link on to that what follows after death. If this belief in a mere after-death condition were to be fully and finally forced on to mankind, the Ahrimanic powers would then have won their conflict; because if man regards only what he experiences from his earthly nature between birth and death and does not look to a pre-existence, to a life before birth, but only to a continuance of life after death, the Ahrimanic element in his mineral processes would gradually overpower him. Everything of a Jehovistic nature would be thrown out of earthly evolution, everything which has come over from Saturn, Sun and Moon would be wiped away. A new creation would thus begin with the earth, which would deny everything that had preceded it. For that reason, the perception which denies pre-existence must be fought with all possible energy. Man must realise that he existed before he was born or conceived into physical life. In all veneration and holiness, he must receive that which was allotted to him from divine spiritual worlds before his earthly existence. If he adds to the belief of the after-death condition a knowledge of pre-birth existence, he can prevent his soul from being devoured by Ahriman. It follows therefore from what I have said that we need gradually to take into our speech a certain word which we have not yet got. Just as we speak of immortality (deathlessness) when we think of the end of our physical existence, so we must learn to speak of un-bornness, for even as we are immortal, so also are we, as human beings, in reality unborn, look where you will in the language of civilised peoples for a practicable word for “birthlessness!” We have the word “immortal” everywhere, but “unborn” we have not got. We need that word; it must be just as valid a word in civilised languages as the word “immortal” is today. It is just in this that the Ahrimanising of our modern civilisation reveals itself; for it is one of the most important symptoms of the Ahrimanising of modern civilisation that we have no word for “not being born.” For as we do not fall a prey to the earth with death, just as little do we first originate with our birth or conception. We must have a word which points clearly to pre-existence. One must not undervalue the significance which lies in the word. For no matter how much and how clearly one thinks, that is something in yourself, something in man, of an intellectual nature. But the moment the thought is expressed in a word, even the moment the word as such is only thought, as in the words of a meditation, that same moment the word is imprinted into the ether of the cosmos. Thought as such does not imprint itself into the ether of the cosmos, otherwise we could never become free beings in the sphere of pure thought. We are bound, we are no longer free, the moment something imprints itself into the ether. We are not made free through the word, but through pure thought. You can read further about this in my “Philosophy of Spiritual Activity”; the word, however, imprints itself into the ether. Now consider this. Initiation science knows it to be true that because in civilised languages there is no word for “unbornness,” therefore this “birthlessness,” which is so important for humanity, is not imprinted into the cosmic ether. Now everything which in great significant words is imprinted in the cosmic ether referring to originating, to all that concerns man in his childhood, youth, signifies for the Ahrimanic powers a terrific fear. The word “immortality” the Ahrimanic beings can very well bear to find inscribed in the world ether; they are quite pleased, because immortality means that they can start a new creation with man and carry it forward. It does not irritate the Ahrimanic beings when they shoot through the ether to play their game with man and find that from every pulpit immortality is being spoken of; that thoroughly pleases them. But it is a terrible shock for them if they find the word “unbornness” inscribed in the world ether; it entirely extinguishes the light in which these Ahrimanic beings move. Then they can go no further, they lose their direction, they feel as though they were falling into an abyss, a bottomless pit. You can see by this that it is Ahrimanic action that restrains humanity from speaking of unbornness. No matter how paradoxical it may appear to modern humanity that one should speak of these things, modern civilisation requires that they should be spoken of. Just as meteorology describes the wind, or geography the Gulf Stream, so one must describe what is going on around us spiritually, and how these Ahrimanic beings are moving through our environment; one must describe how well they feel in everything connected with death, even when dying is denied; and how they are filled with a terrible fear of darkness when one speaks of anything connected with being born, connected with growth and thriving. We must learn to speak scientifically of these things, just as that Jehovah-forsaken mineral sphere can be spoken of scientifically in our modern science. You see, this is in reality nothing less than the conflict with the Ahrimanic powers which we must take upon ourselves. Ultimately, whether people like to know it or not, that which is so often brought against Anthroposophical Spiritual Science is at the same time the fight of Ahriman against what must be repeated ever more emphatically by Spiritual Science as necessary to modern humanity. When one experiences such things as the recent attacks that have been made upon Spiritual Science, is it not obvious that these people themselves simply do not approach it? I have spoken to you of the especially ruthless and hateful attack which appeared recently in Germany, in the highly respected paper “Frankfurter Zeitung,” when that paper took up a really disgraceful attitude. It did indeed insert our rejoinder, but only in order to put before it a whole column of its own nonsensical remarks. These things are all characteristic of those people who would like the science of Anthroposophy to disappear, who are either too lazy to study or not capable of it. These people seize upon such attacks as the recent one in Germany in order to cast suspicions on what they cannot refute. When you consider the matter in the light of what I have told you in connection with these Ahrimanic beings, you will see through things a little. In scientific circles today there are a great number of persons who can apparently think quite clearly, and why? Because Ahriman permeates the mineral world; and you therefore need not be surprised that these people develop a great deal of intellect. That is Ahriman within them; it is far more comfortable to allow Ahriman to think in one than to think for oneself. A man can pass his examinations far more easily, he can become a tutor or university professor with far greater facility if he allows Ahriman to think for him. And because so many people allow Ahriman to think in them, these attacks naturally come from an Ahrimanic direction. These things have an inner spiritual connection, which we must see through. Therefore, people must not be so foolish as to blame us over and over again if we are forced to strike back with very cutting remarks at what would fain nullify Spiritual Science from its very roots. |
202. Course for Young Doctors: Soul and Spirit in the Human Physical Constitution
17 Dec 1920, Dornach Tr. Gerald Karnow Rudolf Steiner |
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If we adhere to the principles of spiritual-scientific thinking and do not indulge in fantasy, we shall not, of course, regard the pictures of dream-life as immediate realities in themselves, neither shall we seek in dreams for knowledge as we seek it in waking mental activity and perception. |
In other ways too, dreams assume definite configuration. Another person may dream of coiling snakes when something is out of order in the intestines; or she may dream of caves into which she is obliged to creep, and then wakes up with a headache, and so on. Obscurely and dimly, dreams point to our inner organic life, and we can certainly speak of a kind of lower knowledge as being present in dreams. |
202. Course for Young Doctors: Soul and Spirit in the Human Physical Constitution
17 Dec 1920, Dornach Tr. Gerald Karnow Rudolf Steiner |
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Today I want to bring up a theme which may seem somewhat remote, but it will be important for the further development of subjects we are studying. We have been able to gather together many essential details for a knowledge of the human being. On the one side, we are gradually discovering its place in the life of the cosmos, and on the other, its place in the social life. But it will be necessary today to consider certain matters which make for a better understanding of the human being and nature. When the human being is studied by modern scientific thinking, generally only one part of the being is taken into consideration. No account whatever is taken of the fact that in addition to the physical body, there are also higher members. We will leave this aside today and consider something that is more or less recognized in science and has also made its way into the general consciousness. In studying the human being, only those elements which can be pictured as solid, or solid-fluidic, are regarded as belonging to his organism. It is, of course, acknowledged that the fluid and the airy elements pass into and out of the human being, but these are not in themselves considered to be integral members of the organism. The warmth of the organism which is greater than that of the environment is regarded as a state or condition of the organism, but not as an actual component. We shall see what I mean by saying this. I have already drawn attention to the fact that when we study the rising and falling of the cerebral fluid through the spinal canal, we can observe a regular up-and-down oscillatory movement caused by inhalation and exhalation; when we breathe in, the cerebral fluid is driven upwards and strikes, as it were, against the brain; when we breathe out, the fluid descends. These processes in the purely liquid components of the human organism are not considered to be part and parcel of the organism itself. The general idea is that, as a physical structure, the human organism consists of the more or less solid, or at most, solid-fluid substances found in it. It is generally pictured as a structure built up from these more or less solid substances (Illustration I). The other elements, the fluid element, as I have shown by the example of the cerebral fluid, and the airy element, are not regarded by anatomy and physiology as belonging to the human organism as such. It is said: Yes, the human being draws in the air which follows certain paths in his body and also has certain definite functions. The air is breathed out again.—Then people speak of the warmth-condition of the body, but in reality they regard the solid element as the only organizing factor and do not realize that in addition to this solid structure they should also see the whole organism as a column of fluid (blue), as being permeated with air (red) and as having a definite degree of warmth (yellow).(Illustration II) More exact study shows that just as the solid or solid-fluid constituents are an integral component of the organism, so the fluid should not be thought of as so much uniform fluid, but differentiated and organized—though the process here is a more fluctuating one—and having its own particular significance. In addition to the solid components, therefore, we must bear in mind the 'fluid' and also the 'air'. For the air that is within us, in regard to its organization and its differentiations, is an organism in the same sense as the solid organism, only it is gaseous, airy, and in motion. And finally, the warmth in us is not a uniform warmth extending over the whole human being, but is also delicately organized. As soon, however, as we begin to speak of the fluid organism which fills the same space that is occupied by the solid organism, we realize immediately that we cannot speak of this fluid organism in the earthly human without speaking of the etheric body which permeates this fluid organism and fills it with forces. The physical organism exists for itself, as it were; it is the physical body; in so far as we consider it in its entirety, we regard it, to begin with, as a solid organism. (blue) This is the physical body. We then come to consider the fluid organism, which cannot, of course, be investigated in the same way as the solid organism, by dissection, but which must be conceived as an inwardly mobile, fluidic organism. It cannot be studied unless we think of it as permeated by the etheric body. Third, there is the airy organism which again cannot be studied unless we think of it as permeated with forces by the astral body. Fourth, there is the warmth organism with all its inner differentiation. It is permeated by the forces of the Ego.—That is how the human as earthly being today is constituted.
Let us think, for example, of the blood. Inasmuch as it is mainly fluid, inasmuch as this blood belongs to the fluid organism, we find in the blood the etheric body which permeates it with its forces. But in the blood there is also present what is generally called the warmth-condition. But that ‘organism’ is by no means identical with the organism of the fluid blood as such. If we were to investigate this—it can also be done with physical methods of investigation—we would find in registering the warmth in the different parts of the human organism that the warmth cannot be identified with the fluid or with any other organism. As soon as we reflect in this way we find that it is impossible for our thought to come to a standstill within the limits of the human organism itself. We can remain within these limits only if we are thinking merely of the solid organism which is shut off by the skin from the outside. Even this, however, is only apparently so. The solid structure is generally regarded as if it were a firm, self-enclosed block; but it is also inwardly differentiated and is related in manifold ways to the solid earth as a whole. This is obvious from the fact that the different solid substances have, for example, different weights; this alone shows that the solids within the human organism are differentiated, have different specific weights. In regard to the physical organism, therefore, the human being is related to the earth as a whole. Nevertheless it is possible, according at least to external evidence, to place spatial limits around the physical organism. It is different when we come to the second, the fluid organism that is permeated by the etheric body. This fluid organism cannot be strictly demarcated from the environment. Whatever is fluid in any area of space adjoins the fluid element in the environment. Although the fluid element as such is present in the world outside us in a rarefied state, we cannot make such a definite demarcation between the fluid element within and the fluid element outside the human organism, as in the case of the solid organism. The boundary between the inner fluid organism and the fluid element in the external world must therefore be left indefinite. This is even more emphatically the case when we come to consider the airy organism which is permeated by the forces of the astral body. The air within us at a certain moment was outside us a moment before, and it will soon be outside again. We are drawing in and giving out the airy element all the time. We can really think of the air which surrounds our earth, and say: it penetrates into our organism and withdraws again; but by penetrating into our organism it becomes an integral part of it. In our airy organism we actually have something that constantly builds itself up out of the whole atmosphere and then withdraws again into the atmosphere. Whenever we breathe in, something is built up within us, or, at the very least, each indrawn breath causes a change, a modification, in an upbuilding process within us. Similarly, a destructive, partially destructive, process takes place whenever we breathe out. Our airy organism undergoes a certain change with every indrawn breath; it is not exactly newly born, but it undergoes a change, both when we breathe in and when we breathe out. When we breathe out, the airy organism does not, of course, die; it merely undergoes a change; but there is constant interaction between the airy organism within us and the air outside. The usual trivial conceptions of the human organism can only be due to the failure to realize that there is but a slight degree of difference between the airy organism and the solid organism. And now we come to the warmth organism. It is of course quite in keeping with materialistic-mechanistic thought to study only the solid organism and to ignore the fluid organism, the airy organism, and the warmth organism. But no real knowledge of the human organism can be acquired unless we are willing to acknowledge this membering into a warmth organism, an airy organism, a fluid organism, and an earth organism (solid). The warmth organism is paramountly the field of the Ego. The Ego itself is that spirit-organization which imbues with its own forces the warmth that is within us, and governs and gives it configuration, not only externally but also inwardly. We cannot understand the life and activity of the soul unless we remember that the Ego works directly upon the warmth. It is primarily the Ego in man which activates the will, generates impulses of will.—How does the Ego generate impulses of will? From a different point of view we have spoken of how impulses of will are connected with the earthly sphere, in contrast to the impulses of thought and ideation which are connected with forces outside and beyond the earthly sphere. But how does the Ego, which holds together the impulses of will, send these impulses into the organism? This is achieved through the fact that the will works primarily in the warmth organism. An impulse of will proceeding from the Ego works upon the warmth organism. Under present earthly conditions it is not possible for what I shall now describe to you to be there as a concrete reality. Nevertheless it can be envisaged if we disregard the physical organization within the space bounded by the human skin, if we disregard also the fluid organism, and the airy organism. The space then remains filled with nothing but warmth which is, of course, in communication with the warmth outside. But what is active in this warmth, what stirs it into movement, makes it into an organism—is the Ego. The astral body contains the forces of feeling; it brings these forces of feeling into physical operation in the human airy organism. The constitution of the human as earthly being is such that, by way of the warmth organism, the Ego gives rise to what comes to expression when we act in the world as a being of will. The feelings experienced in the astral body and coming to expression in the earthly organization manifest in the airy organism. And when we come to the etheric body, we find within it the conceptual process, insofar as this has a pictorial character—more strongly pictorial than we are consciously aware of to begin with, for the physical body still intrudes and tones down the pictures into mental concepts. This process works upon the fluid organism. This shows us that by taking these different organisms into account we come nearer to the life of soul. Materialistic observation, which stops short at the solid structure and insists that in the very nature of things water cannot become an organism, is bound to confront the life of soul with complete lack of understanding; for it is precisely in these other organisms that the life of soul comes to immediate expression. The solid organism itself is, in reality, only that which provides support for the other organisms. The solid organism stands there as a supporting structure composed of bones, muscles, and so forth. Into this supporting structure is membered the fluid organism with its own inner differentiation and configuration; in this fluid organism vibrates the etheric body, and within this fluid organism the thoughts are produced. How are the thoughts produced? Through the fact that within the fluid organism something asserts itself in a particular metamorphosis—namely, what we know in the external world as tone. Tone is, in reality, something that leads the ordinary mode of observation very much astray. As earthly human beings we perceive the tone as being borne to us by the air. But in point of fact the air is only the transmitter of the tone, which actually weaves in the air. And anyone who assumes that the tone in its essence is merely a matter of air-vibrations is like a person who says: Man has only his physical organism, and there is no soul in it. If the air-vibrations are thought to constitute the essence of the tone, whereas they are in truth merely its external expression, this is the same as seeing only the physical organism with no soul in it. The tone which lives in the air is essentially an etheric reality. And the tone we hear by way of the air arises through the fact that the air is permeated by the Tone Ether (see diagram III) which is the same as the Chemical Ether. In permeating the air, this Chemical Ether imparts what lives within it to the air, and we become aware of what we call the tone. This Tone Ether or Chemical Ether is essentially active in our fluid organism. We can therefore make the following distinction: In our fluid organism lives our own etheric body; but in addition there penetrates into it (the fluid organism) from every direction the Tone Ether which underlies the tone. Please distinguish carefully here. We have within us our etheric body; it works and is active by giving rise to thoughts in our fluid organism. But what may be called the Chemical Ether continually streams in and out of our fluid organism. Thus we have an etheric organism complete in itself, consisting of Chemical Ether, Warmth Ether, Light Ether, Life Ether, and in addition we find in it, in a very special sense, the Chemical Ether which streams in and out by way of the fluid organism. The astral body which comes to expression in feeling operates through the air organism. But—still another kind of Ether by which the air is permeated is connected especially with the air organism. It is the Light Ether. Earlier conceptions of the world always emphasized this affinity of the outspreading physical air with the Light Ether which permeates it. This Light Ether that is borne, as it were, by the air and is related to the air even more intimately than tone, also penetrates into our air organism and it underlies what there passes into and out of it. Thus we have our astral body which is the bearer of feeling, which is especially active in the air organism, and is in constant contact there with the Light Ether. And now we come to the Ego. This human Ego, which by way of the will is active in the warmth organism, is again connected with the outer warmth, with the instreaming and outstreaming Warmth Ether. Thus we obtain the following relations:
Now consider the following. The etheric body remains in us also during sleep, from the moment of falling asleep to the moment of waking; therefore the interworking of the Chemical Ether and the etheric body continues within our being, via the fluid organism, also while we are asleep. It is different in the case of the astral body and feeling. From the moment of falling asleep to the moment of waking, the astral body is outside the human organism; then the astral body and feeling do not then work upon the air organism, but the air organism—connected as it is with the whole surrounding world—is sustained from outside during sleep. And the human being, with astral body and feeling, goes out of the body and passes into a world with which it is related primarily through the Light Ether. While asleep we live directly in an element that is transmitted to our astral body by the air organism during waking life. We can speak in a similar way of the Ego and the warmth organism. It is obvious from this that an understanding of our connection with the surrounding universe is possible only as the result of thorough study of these members of being, of which ordinary, mechanistic thinking takes no account at all. But everything in us interpenetrates, and because the Ego is in the warmth organism it also permeates the air organism, the fluid organism, and the solid organism; it permeates them with the warmth which is all-pervading. Thus the warmth organism lives within the air organism; the warmth organism, permeated as it is with the forces of the Ego, also works in the fluid organism. This indicates how, for example, we should look for the way in which the Ego works in the circulating blood. It works in the circulating blood by way of the warmth organism—works as the spiritual entity which, as it were, sends down the will out of the warmth, via the air, into the fluid organism. Thus everything in the human organism works upon everything else. But we will get nowhere if we have only general abstract ideas of this interpenetration; we will reach a result only if we can evolve a concrete idea of our constitution and of how everything that is around us participates in our make-up. The condition of sleep, too, can be understood only if we go much more closely into these matters. During sleep it is only the physical body and the etheric body that remain as they are during the waking state; the Ego and the astral body are outside. But in the sleeping human being the forces that are within the physical and etheric bodies are then also active on the airy organism and the warmth organism as well. When we turn to consider waking life, from what has been said we shall understand the connection of the Ego with the astral body and with the whole organism. During sleep, when the Ego and the astral body are outside, the four elements are nevertheless within the human organism: the solid supporting structure, the fluid organism, but also the air organism in which the astral body otherwise works, and the warmth organism in which the Ego otherwise works. These elements are within the human organism and they work in just as regularly organized a way during sleep as during the waking state, when the Ego and the astral body are active within them. During the sleeping state we have within us, instead of the Ego—which is now outside—the spirit which permeates the cosmos and which in waking life we have driven out through our Ego which is part of that spirit. During sleep our warmth-body is permeated by cosmic spirituality, our air organism by what may be called cosmic astrality (or world-soul), which we also drive out while we are awake. Waking life and sleeping life may therefore also be studied from this point of view. When we are asleep our warmth organism is permeated by the cosmic spirituality which on waking we drive out through our Ego, for in waking life it is the Ego that brings about in the warmth organism what is otherwise brought about by the cosmic spirituality. It is the same with the cosmic astrality; we drive it out when we wake up and readmit it into our organism when we fall asleep. Thus we can say: By leaving our body during sleep, we allow the cosmic spirit to draw into our warmth organism, and the world-soul, or the cosmic astrality, into our airy organism. If we study the human being without preconceived ideas, we acquire understanding not only of our relation to the surrounding physical world, but also of our relation to the cosmic spirituality and to the cosmic astrality. This is one aspect of the subject. We can now consider it also from the aspect of knowledge, of cognition, and you will see how the two aspects tally with each other. It is customary to call 'knowledge' only what one experiences through perception and the intellectual elaboration of perceptions from the moment of waking to that of falling asleep. But thereby we come to know our physical environment only. If we adhere to the principles of spiritual-scientific thinking and do not indulge in fantasy, we shall not, of course, regard the pictures of dream-life as immediate realities in themselves, neither shall we seek in dreams for knowledge as we seek it in waking mental activity and perception. Nevertheless at a certain lower level, dreaming is a form of knowledge. It is a particular form of physical self-knowledge. Roughly, it can be obvious that a man has been 'dreaming' inner conditions when, let us say, he wakes up with the dream of having endured the heat of an intensely hot stove and then, on waking, finds that he is feverish or is suffering from some kind of inflammatory condition. In other ways too, dreams assume definite configuration. Another person may dream of coiling snakes when something is out of order in the intestines; or she may dream of caves into which she is obliged to creep, and then wakes up with a headache, and so on. Obscurely and dimly, dreams point to our inner organic life, and we can certainly speak of a kind of lower knowledge as being present in dreams. There is merely an enhancement of this when the dreams of particularly sensitive people present very exact reflections of the organism. It is generally believed that deep, dreamless sleep contributes nothing at all in the way of knowledge, that dreamless sleep is quite worthless as far as knowledge is concerned. But this is not the case. Dreamless sleep has its definite task to perform for knowledge—knowledge that has an individualpersonal bearing. If we did not sleep, if our life were not continually interrupted by periods of sleep, we would be incapable of reaching a clear concept of the ‘I’, the Ego; we could have no clear realization of our identity. We would experience nothing except the world outside and lose ourselves entirely in it. Insufficient attention is paid to this, because people are not in the habit of thinking in a really unprejudiced way about what is experienced in the life of soul and in the bodily life. We look back over our life, at the series of images of our experiences to the point to which memory extends. But this whole stream of remembrances is interrupted every night by sleep. In the backward survey of our life the intervals of sleep are ignored. It does not occur to us that the stream of memories is ever and again interrupted by periods of sleep. The fact that it is so interrupted means that, without being conscious of it, we look into a void, a nothingness, as well as into a sphere that is filled with content. If here we have a white sphere with a black area in the middle, we see the white and in the middle the black, which, compared with the white, is a void, a nothingness. (This is not absolutely accurate but we need not think of that at the moment.) We see the black area, we see that in the white sphere something has been left free, but this is equally a positive impression although not identical with the impressions of the white sphere. The black area also gives a positive impression. In the same way the experience is a positive one when we are looking back over our life and nothing flows into this retrospective survey from the periods of sleep. What we slept through is actually included in the retrospective survey, although we are not directly conscious of it because consciousness is focused entirely on the pictures left by waking life. But this consciousness is inwardly strengthened through the fact that in the field of retrospective vision there are also empty places; this constitutes the source of our consciousness insofar as it is inward consciousness. We would lose ourselves entirely in the external world if we were always awake, if this waking state were not continually interrupted by sleep. But whereas dream-filled sleep mirrors back to us in chaotic pictures certain fragments of our inner, organic conditions, dreamless sleep imparts to us the consciousness of our organization as human—again, therefore, knowledge. Through waking consciousness we perceive the external world. Through dreams we perceive—but dimly and without firm definition—fragments of our inner, organic conditions. Through dreamless sleep we come to know our organization in its totality, although dimly and obscurely. Thus we have already considered three stages of knowledge: dreamless sleep, dream-filled sleep, the waking state. Then we come to the three higher forms of knowledge: Imagination, Inspiration, Intuition. These are the stages which lie above ordinary waking consciousness and as states of consciousness become ever clearer, yielding more and more data of knowledge; whereas below the ordinary consciousness we come to those chaotic fragments of knowledge which are nevertheless necessary for ordinary forms of experience. This is how we must think of the field of consciousness. We should not speak of having only the ordinary waking consciousness any more than we should speak of having only the familiar solid organism. We must speak to the effect that the solid organism is something that exists within a clearly demarcated space, so that if we think in an entirely materialistic way, we shall take this to be the human organism itself. We must remember that ordinary consciousness is actually present, that its ideas and mental pictures come to us in definite outlines. But we should neither think that we have the solid body only, nor that we have this day-consciousness only. For the solid body is permeated by the fluid body which has an inwardly fluctuating organization, and again the clear day-consciousness is permeated by the dream-consciousness, yielding pictures which have no sharp outlines but fluctuating outlines, for consciousness here itself becomes 'fluid' in a certain sense. And as well as the fluid organism we have the air organism, which during the sleeping state is sustained by something that is not ourselves, and hence is not entirely, but only partially and transiently, connected with our own life of soul—namely in waking life only; nevertheless we have it within us as an actual organism. We have also a third state of consciousness, the dark consciousness of dreamless sleep, in which ideas and thought-pictures become not only hazy but dulled to the degree of inner darkness; in dreamless sleep we cease altogether to experience consciousness itself, just as under certain circumstances, while we are asleep, we cease to experience the airy body. So you see, no matter whether we study the human being from the inner or the outer aspect, we reach an ever fuller and wider conception of its nature, and constitution. Passing from the solid body to the fluid body to the air body to the warmth body, we come to the life of soul. Passing from the clear day-consciousness to the dream-consciousness, we come to the body. And we come to the body in a still deeper sense through the knowledge of being within it through dreamless sleep. When we carry the waking consciousness right down into the consciousness of dreamless sleep and observe the human being in the members of its consciousness, we come to the bodily constitution. When we consider the bodily constitution itself, from its solid state up to its warmth-state, we pass out of the bodily constitution. This shows you how necessary it is not simply to accept what is presented to biased, external observation. There, on the one side, is the solid body, to which materialistic-mechanistic thought is anchored; and on the other side there is the life of soul which to modern consciousness appears endowed with content only in the form of experiences belonging to the clear day-consciousness. Thought based on external observation alone does not go downwards from this state of consciousness. (See diagram I: Ego), for if it did it would come to the body. It does not go downwards from the spiritual body (warmth-body), for if it did it would be led to the solid body. This kind of thinking studies the solid body without either the fluid body, the air body or the warmth body, and the day-consciousness without that which in reality reflects the inner bodily nature—without the dream-consciousness and the consciousness of dreamless sleep. On the basis of academic psychology, the question is asked: How does the soul and spirit live in the physical body?—In reality we have the solid body, the fluid body, the air body and the warmth body. (Diagram V.) By way of the warmth body the Ego unfolds the clear day-consciousness. But coming downwards we have the dream-consciousness, and still farther downwards the consciousness of dreamless sleep. Descending even farther (diagram V, horizontal shading), we come—as you know from the book Occult Science—to still another state of consciousness which we need not consider now. If we ask how what is here on the right (diagram V) is related to what is on the left, we shall find that they harmonize, for here (arrow at left side), ascending from below upwards, we come to the soul-realm; and here (arrow at right side) we come to the bodily constitution: the right and the left harmonize. The externalized thinking of today takes account only of the solid body, and again only of this state of consciousness (Ego). The Ego hovers in the clouds and the solid body stands on the ground—and no relation is found between the two. If you read the literature of modern psychology you will find the most incredible hypotheses of how the soul works upon the body. But this is all due to the fact that only one part of the warmth body is taken into account, and then something that is entirely separated from it—one part of the soul. (Diagram VI, oblique shading.) That Spiritual Science aims everywhere for wholeness of view, that it must build the bridge between the bodily constitution on the one side and the life of soul on the other, that it draws attention to states of being where the soul element becomes a bodily element, the bodily element a soul element—all this riles our contemporaries, who insist upon not going beyond what presents itself to external, prejudiced contemplation. |
69e. The Humanities and the Future of Humanity: How to Justify Theosophy?
29 Nov 1911, Stuttgart Rudolf Steiner |
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For the student, inner experiences come, at first like a dream that cannot be grasped. One then feels a resistance from one's own brain. This gradually gives way. |
They were therefore very busy with the son. After months, both parents dreamt the same dream. The son appeared to them and told them that he had been buried alive. They told each other about the dream the next morning, and it turned out that they had both experienced the same thing in their dream, that they had both had the same dream. |
Unfortunately, the authorities prevented the digging, but the fact remains that both had the same dream. Now a dream is not yet reality, but in such cases dreams are the realization of what shines into consciousness from the supersensible worlds. |
69e. The Humanities and the Future of Humanity: How to Justify Theosophy?
29 Nov 1911, Stuttgart Rudolf Steiner |
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It could be called frivolous if we first tried to refute Theosophy and then tried to justify it, since the lecturer apparently does not believe in the refutation itself. But I believe in it in all seriousness! It is not a matter of refuting refutations for me, but rather I would like to use it to point out important things about great riddles of knowledge. In a certain sense, I believe in the correctness and weight of the objections raised. To illustrate what I mean, I would like to tell you a little story. In a village, the young son of a family was chosen to get the daily rolls needed for the family from the baker. He was always given [ten] kreutzers for the trip. This young son was not very good at math and therefore didn't care much about how many rolls he got for the six kreutzers. Now, however, a foster son came to live with the family for a while, and he was good at math. This foster son now started calculating how many rolls he could get for six. Since a roll cost two kreutzers in that town, he should have gotten five rolls. But the boy had brought six rolls. The foster son was surprised and said: “That's not right, two times five is ten. So he only gets five rolls.” But the next day there were six rolls again, despite the foster son's correct calculation. How did this fit together? It was customary in that place to give a roll for every ten kreutzers. There the puzzle was solved. So it was true, even though the calculation was correct. The result of the calculation had nothing to do with the correctness of the matter. Both were correct in themselves, although they did not agree with each other. Just as I myself believed in the correctness of the calculation as the little boy I was, so I also believe today in the correctness of the objections to Theosophy that I put forward. Objections and refutations have a certain quality, namely that they can be correct without the matter itself necessarily being wrong. Perhaps I will be reproached for one thing, namely, that I present some things in a lively way and speak with the same pathos for and against. But if the things themselves are right, then they can also be presented with the same vivacity. It is generally easier and more convenient to criticize than to justify. I would like to illustrate this with an example. The editor-in-chief of a major newspaper had the intention of publishing an interesting weekly supplement. However, there were only a few suitable editors for such a paper who could write in a witty and interesting enough way to really captivate the audience he was aiming for. But since he was a clever man, he knew how to help himself. A number of talented young gentlemen were employed to do nothing all week but sit in coffee houses and read newspapers, and then they simply had to refute every article that interested them. With what was collected, the man filled his weekly paper, and it was read with pleasure and sold well, because a witty critique is something that appeals to people. Something of a critic tingles in every soul. In this occupation, the young gentlemen have all become brilliant polemicists and some of them now hold respected positions. This is to show that it is not at all difficult to refute something, to criticize it, if you don't want anything more. Our task today is more difficult, because we want to show how to establish the theosophy. Let us first address the objection that it is amateurish to assume that an etheric body should be added to the physical body. I would remind you of what has been said about the life force theory, which has long been scientifically overcome. When it became possible to assemble material structures in the laboratory, the way was clear for the displacement of the life force. And it may be said that a time will come when it will also be possible to chemically produce higher and highest organic structures in laboratories. Therefore, it can only be described as ignorance when, in the face of such scientific progress, Theosophy still talks about a completely superfluous ether or life body. However, one point should be emphasized. Many people consider the great Gotthold Ephraim Lessing to be an especially enlightened mind. Furthermore, one would certainly subscribe to the following sentence today: No one can be considered enlightened who is not opposed to belief in ghosts. But now Lessing says the following:
There is no evidence against it, only our thought patterns have changed. The same applies to the life force theory. Our thought patterns about it have changed. However, this does not provide any proof against it. And the same applies to the scientific objection: we do not need an etheric body. That is also just a change in thinking, which can change again into the opposite, as we can see often enough. In the past, people even believed that they could artificially create a whole, small human being, the so-called homunculus. Nevertheless, the above objection would apply even more, since we see that it is precisely the homunculus-believing human race that completely believes in a supernatural world. In a room with a lot of dirt, there are usually a lot of flies. In the past, this was explained by assuming that the flies came from the dirt. Now we know that dirt only creates the conditions; it makes it easy for flies to enter. In the same way, owing to different habits of thought, it was formerly easy for the supersensible to enter into the sphere of human activity. By chance I bought a Freidenkerkalender (Freethinker's Calendar) the other day, in which I found an essay by a freethinking person. This man is not opposed to Theosophy, of which he hopefully knows nothing, but he is against teaching children from an early age to believe in a supernatural world. Before falling asleep, one prays with them that a divine spirit will protect them, and so on. This is nonsense, against which the man seems to be very much opposed. He rails against it and says that today we should not want to force things on children that children do not have of their own accord. — It can only be recommended that we draw the obvious conclusion from this. Children do not come up with language on their own either. Therefore, the man should actually be opposed to teaching children language. But why has the man not drawn such conclusions? The reason is that this man is simply extremely opposed to everything supernatural. He wants to prove everywhere the falsity of the supersensible and therefore does not pay attention to logical arguments. To condemn everything supersensible has become a habit of thinking that he cannot get out of, even if he wanted to - but he does not want to. This is often the case in life. In the end, it is not logical arguments that decide the matter, but habits of thinking. This raises the question: Is there a way to develop such thinking habits that can be developed into justified habits? Real science posits the principle that only those things should be put forward by the scientist that can be verified by anyone at any time. According to modern science, this is precisely what Theosophy cannot do. For Theosophy refers to sources that the soul develops through itself through the means of meditation. Intimate inner processes transform the soul, and then spiritual eyes and spiritual ears awaken in it. One no longer judges with the ordinary sensory instruments that are accessible to everyone. But strict science must exclude precisely what has only subjective validity. This is an objection that can only be decided through experience. It must therefore be determined, firstly, whether it is true that science only decides objectively. Secondly, is it true that spiritual science decides subjectively? Now, the first requirement does not apply to scientific research everywhere. In mathematics, for example, not everyone can verify the matter at any time. Everyone knows that the Pythagorean theorem is correct. But not everyone needs to be able to verify it. However, those who cannot verify it because they do not understand enough mathematics do not prove anything against it. Mathematics, however, only brings truths that relate to relationships. But whether the results of mathematical science also relate to and prove true in the objective world [...] depends on other things. Mathematical structures do not occur in nature. There is no such thing as a triangle in itself, nor a mathematically correct circle, and so on. This can never be represented externally, but it can be calculated and imagined internally. Does this not agree with clairvoyant experience? [Only the lowest levels of the soul experience appear subjective. Those who go further always come to the same experiences. Mathematics is regarded as a living factor in the supersensible worlds, as Plato and others felt. It can be said that the human organism is “I-ized” in the same way that one can say that God “geometrizes”. I would like to give you an example of the effectiveness of the supersensible in the physical body. If we observe a person who strives for knowledge - not just a scientist, but a searching, wrestling, internalized soul - when we see such a person again after not having seen him for ten years, we notice a change in his features. We see, then, how the relatively small amount of supersensible work is externally imprinted on his body. Such a change can even indicate a certain kind of inner struggle to the psychologist. But there is a limit to the elasticity of the body. When there is no more room for the outer transformation of the features, then the solutions to the riddles with which one has been struggling come to the person. This can be clearly stated. Inner experience first expresses itself in the outer sensory world of the human being, only then can it enter into consciousness. How does this compare to the experiences of a student of spiritual science? The clairvoyant training must create conscious sleep states. By making consciousness possible even during sleep, it can bring powers into consciousness that would otherwise be too weak to do so. So only will-ideas that are not stimulated by anything external. Such training can take a long time. But when it becomes effective, a certain experience can be determined. For the student, inner experiences come, at first like a dream that cannot be grasped. One then feels a resistance from one's own brain. This gradually gives way. Then comes the time when one can transform what one has sensed into concepts. At first it is like a child, one does not really know about it, then it gradually increases to a conscious experience. The clairvoyant then experiences things that present themselves through themselves inwardly as immediate certainty, as inwardly objective. And all clairvoyants experience the same thing in this. So what is spiritual science based on? Not on something that can be verified by everyone, but on the fact that there is a possibility to grow into the spiritual being itself and thereby draw truth directly from our inner being. Once you have realized that there is a supernatural, then the objections to it are quite different. They are objectively correct objections that cannot be refuted. Take, for example, the objection that the theosophical explanation for the sleeping state is not needed at all because the self-regulator theory explains the processes much more simply. But there are other self-regulators besides sleep. The clock, for example, is an excellent self-regulator, but – as no one will deny – it can only come about through the activity of thought, through the mind of the watchmaker. Why should the same not also apply to humans? We see, then, that the objection itself is correct, but that it is not at all applicable, since nothing can be decided by it. But there are still the ethical and moral objections to Theosophy. What about them? The objection to the doctrine of karma, that it can lead to selfishness because good deeds are followed by reward and bad deeds by punishment, is in a way true. It can lead to someone not doing good for the sake of good, but for the sake of reward. Now Schopenhauer once said: “Preaching morality is easy, justifying morality is difficult.” With a mere moral sermon that man should do good, you won't achieve much in general. It's a bit like if someone were to say to the stove: “Dear stove, it is your destiny, your moral duty, to heat the room; so please, be so good and act accordingly.” If nothing else happens, it will probably remain cold inside the stove. But if you take wood and light a fire in the stove, you will achieve the purpose of the stove more quickly and effectively. Of course, preaching helps people a little more than a stove, but usually not much more. Justifying morals – igniting the inner fire in people – is more important. So let the law of karma first quietly work on people's selfishness and thus ignite them for good. The main thing is that the purpose is achieved. One could also say of a couple that they only educate their children well out of selfishness. Should they therefore rather not do so? The main thing is that the children become well-behaved people as a result of the good education. Even if the parents have only thought of themselves and the personal comforts that well-behaved children can bring them, love for the educational work will come naturally. Thus, goodness can initially arise from selfish motives, and then, through the habit of doing good, selflessness will arise naturally from selfishness. Now, let us take the case of someone who says, “We will come back anyway, so why bother now? I want to enjoy my life now, I still have time in later life to become a decent person.” If we believe in the law of karma, we must realize that such an attitude will have its consequences for the next life. The consequence will be that his present behavior, even his intention to become decent, will make it difficult for him. Then we have other objections. It is said that the clairvoyant borrows his ideas only from the physical world, just as in hallucinations. These are only reminiscences of ordinary sensual things, but clothed in fantastically confused form, just as, for example, primitive religions derive their idea of God from man, and so on. Now, however, a spiritual connection between three people can be proven by clairvoyance, one of whom is dead. There are many such well-attested experiences. I will tell you, as I always do, only one real event that happened exactly as it happened and can be verified. A couple lived with their son, but the son became ill and died after one day. That was a heavy blow for the parents. They were therefore very busy with the son. After months, both parents dreamt the same dream. The son appeared to them and told them that he had been buried alive. They told each other about the dream the next morning, and it turned out that they had both experienced the same thing in their dream, that they had both had the same dream. They now wanted to be sure and have it dug up. Unfortunately, the authorities prevented the digging, but the fact remains that both had the same dream. Now a dream is not yet reality, but in such cases dreams are the realization of what shines into consciousness from the supersensible worlds. How this is to be understood can be seen from the well-known dream of the farmer's wife who, in her dream, seems to hear an edifying sermon by the pastor and, upon awakening, hears the cock crow that has awakened her and thereby, in the returning consciousness of a sermon, has aroused the image of a sermon, since she had thought of the pastor's edifying words before falling asleep. Dream images are determined by our attitudes and experiences. From this it is clear that even clairvoyant descriptions, despite being given in everyday images, can contain correct, supersensible experiences. Otherwise one could also say: I see nothing in a book but black letters and printer's ink. What you read from it, I cannot find in it at all. This may be true for someone who cannot read within, but in terms of content, it is out of the question for someone who has learned to read. We now come to the religious objections: from the self-deification of man through theosophy. The fact that one transfers God into one's own inner being, while true religiosity requires devotion to an external God, leads to self-exaltation, in that it tempts man to say: I am a god myself. This is again a not entirely unjustified objection. But we can also say what, based on a living feeling, expresses the theosophical truth. You have a divine spark within you, undeveloped, in a germinal state. You must develop this more and more. It is therefore a breach of duty against the God in you if you do not constantly strive for perfection. It is not enough for the theosophist to passively surrender to God – as some pious Christians do – but he must demand active devotion, as the Pauline saying goes: “Not I, but the Christ in me”. So then, deification looks somewhat different, because it constantly leads to impulses for perfection, transforming man's self-righteousness into an eternal imperative of duty. Here again you see: the objection need not be refuted, nevertheless what Theosophy has to say stands on solid ground. For it is true: the seeking soul does not have to deny itself when it longs for immortality, but finds outside what lives within itself. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Artist Education
06 Aug 1898, Rudolf Steiner |
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A few days ago, I had a dream. I dreamt of an editorial in the "Zukunft". I read very clearly a sentence about Kant in an argument about the justification of the Farmers' Union, Stirner, Nietzsche and the monarchical feeling. I couldn't believe my eyes, but this sentence literally said: "the category of the imperative". I was - in a dream - very surprised, because Maximilian Harden doesn't give himself any such airs. He once wrote a sentence in an editorial in the "Zukunft" in which he showed that he had no real concept of Kant's "Categorical Imperative"; but that he even wrote "The Category of the Imperative" instead of "The Categorical Imperative": that astonished me - even in my dream. |
They will probably be right, my dreams. Because Alfred, my Kerr, once told me: I don't really want to get down to business and rant to my heart's content. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Artist Education
06 Aug 1898, Rudolf Steiner |
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A few days ago, I had a dream. I dreamt of an editorial in the "Zukunft". I read very clearly a sentence about Kant in an argument about the justification of the Farmers' Union, Stirner, Nietzsche and the monarchical feeling. I couldn't believe my eyes, but this sentence literally said: "the category of the imperative". I was - in a dream - very surprised, because Maximilian Harden doesn't give himself any such airs. He once wrote a sentence in an editorial in the "Zukunft" in which he showed that he had no real concept of Kant's "Categorical Imperative"; but that he even wrote "The Category of the Imperative" instead of "The Categorical Imperative": that astonished me - even in my dream. I woke up, rubbed my eyes and said to myself: oh, you dreamer, that came again from such anger about writing. You are so terribly annoyed by all the nonsense you see every day in the "Knights of the Pen" that the anger haunts you in your sleep. But my dreams exaggerate. It is not true that "The category of the imperative" ever appeared in an editorial in the "Future". They will probably be right, my dreams. Because Alfred, my Kerr, once told me: I don't really want to get down to business and rant to my heart's content. It must be the bitter resentment that haunts me in my sleep as a nightmare. I got dressed, drank some coffee, and then I had to get something from a store on Potsdamer Strasse. I saw the two sculptural "works of art" erected on the Potsdamer Brücke for the first time. A staid, jovial man sits there with mild features. I could take him for a well-behaved foreman of a factory where cable ropes and electrical appliances are manufactured. He is supposed to be Werner Siemens, the greatest electrical engineer. As I had not gone out to study the secrets of the plastic arts, I passed by, not particularly dissatisfied at not having found them. C. Moser had made the monument. I reached the other end of the bridge. There sits another man. A schoolmaster who is thinking about how to teach the children their ABCs. But no - it's supposed to be Hermann Helmholtz. I have always believed that a sculptor should pass on a man's significance to posterity along with his external features. And in Helmholtz's case, it doesn't seem so difficult to me. Anyone who delves into his writings will get a clear idea of this man's personality. And anyone who compares this idea with the features of his face will recognize the harmony of his physical and mental physiognomy, which was so striking in him. And Helmholtz also wrote memoirs. Anyone who has ever seen him must think of the researcher's outward appearance with every line. The man who, sculpted by Max Klein, is supposed to adorn one end of the Potsdam Bridge is in no way reminiscent of the writer of this memoir. But even more. Like few researchers, Hermann Helmholtz is a type within a certain scientific movement of the present day. He is not a genius like his great teacher Johannes Müller. He did not provide the initial impetus for the discoveries and inventions that are associated with his name. If you don't want to believe me, read about it in the memoirs I mentioned. With great perspicacity and tireless work, he drew the conclusions from the achievements of his predecessors. I would like to single out the invention of the ophthalmoscope. When Helmholtz began the investigations that led him to this invention, the work carried out by his predecessors had progressed so far that only a small detail was needed to construct the important instrument, a final step on a path that had been precisely mapped out. And it was the same in the other fields in which Helmholtz worked. He lived in a time that was ripe for very specific scientific discoveries, because there was an abundance of preparatory work for them. This time demanded precise scientific workers who, through astutely constructed tools, careful laboratory work and tireless experimentation, carried out the scientific ideas of a previous era in detail. Johannes Müller, Purkinje and others gave leading ideas in the first half of the century; Helmholtz, Brücke, Ludwig, Du Bois-Reymond came to epoch-making individual discoveries from the points of view they adopted. The keen eye for the details of natural phenomena, for experimental research, for tireless observation are the characteristics of the type of natural scientist that Helmholtz represents. If you want to visualize this type by its contrast, you need only remember Ernst Haeckel. He is quite different from those belonging to this group. He too drew the consequences of a great predecessor. But he not only went beyond Charles Darwin in detail. He constructed a building for which his predecessor had provided the substructure; Helmholtz and the others mentioned provided the furnishings for a finished building, albeit one that was still empty inside. This typical significance of Helmholtz should be illustrated by the pictorial representation of his figure. But to do so, the artist who was given such a task would have had to study the scientific nature and significance of Helmholtz from his works. I am naïve enough to believe that every artist does this before depicting a man. However, the Helmholtz monument on Berlin's Potsdamer Brücke convinced me of the opposite. There were books at the researcher's feet, on top of which was a book on the spine - O physicist, quickly turn your eye away before it gets too offended - "The Physiology of Optics." So the visual artist didn't even get as far as the title page - or even the spine of a bound copy - of Helmholtzens "Physiological Optics". What my dream of a writer only led me to believe: a visual artist turned it into reality. Because saying "The physiology of optics" instead of "Physiological optics" is just like saying "The category of the imperative" instead of "Categorical imperative". But not even an editorial writer does that. We writers are better people than that. But "The Physiology of Optics" is not the only thing that characterizes the "education" of a visual artist. Beneath this "Physiology of Optics" lies another book. This one is about four centimeters thick. On its spine it says: "The Conservation of Force." Helmholtz wrote a treatise of only a few pages on this concept that dominates modern physics. Mr. Max Klein did not even glance at Helmholtz's existing works, but he saw a non-existent one in his mind. The scholars of the Berlin newspapers have rebuked the sin against the spirit of all education; and therefore the - one of the mistakes has been made good. I do not know whether the words that were to be read at the Helmholtz monument for a few days to the annoyance of passing educated people in order to conceal the disgrace have been changed to the correct reading at nightfall. Today, however, we read the corrected version: "The physiological optics." On the other hand, a benevolent proofreader will have to make another effort because of the second "mistake". It will not be possible to make this second book thinner; but you can ask a better newspaper reader, and he will advise you to go for this work: "Tonempfindungen", because a better newspaper reader knows that Helmholtz wrote a "Lehre von den Tonempfindungen". Whoever calls me a petty grumbler for writing this, I reply: I don't really care what is written on the monuments on the Potsdam Bridge, but to me it seems like a sad symptom. What must the "education" of visual artists be like if such "mistakes" happen to them? And what image can an artist pass on to posterity of a man whom he knows as well as the creator of the Helmholtz monument knows his writings? Just listen to them, the visual artists, when they are amused by the omissions that writers make about their works. And if you are a writer walking across the Potsdamer Brücke in Berlin, take comfort in the fact that a "writer" is unlikely to write the same kind of nonsense about a "visual artist" as a "visual artist" has written about a "writer" here. Yes, yes, we writers are better people, and it cannot happen to any of us that, however thoroughly ignorant we may be of Kant's philosophical views, we write "The category of the imperative" instead of "Categorical imperative". Only a wicked, malicious dream can make us believe such a thing. |