20. The Riddle of Man: New Perspectives
Tr. William Lindemann Rudolf Steiner |
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A person with a superstitious relationship to his dream-pictures can cloud his judgment in waking consciousness thereby. But our waking judgment can never damage our dreams. |
To seek it there would be like expecting one day to dream what a dream is in its essential nature. (Thinkers like Ernst Mach and others, in fact, foundered on the obstacle indicated here.) |
But, in so doing, it must act the same way the human soul does, in dreaming consciousness, when dealing with dream experiences; it lets the later go forth from the earlier. In actuality, however, the motive forces that conjure a subsequent dream picture out of the previous one are to be sought within the dreamer and not within the dream pictures. |
20. The Riddle of Man: New Perspectives
Tr. William Lindemann Rudolf Steiner |
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[ 1 ] The purpose of this book is to indicate germinal points in the world views of a series of thinkers from Fichte to Hamerling. The contemplation of these germinal points evokes a feeling that these thinkers drew from a source of spiritual experience from which much more can flow than they brought forth. What matters is not so much one's acceptance or rejection of what they expressed, but rather one's understanding of the character of their striving for knowledge and the direction of their path. One can then arrive at the view that there is something in this character and direction that is more promise than fulfillment. And yet it is a promise with innate power, bearing the guarantee of its fulfillment within itself. Through this one gains a relationship to these thinkers that is not one of adherence to the dogmas of their world views, but rather one leading to the insight that: Upon the paths they took, there lie living powers for seeking knowledge that did not take effect in what they themselves recognized but that can lead out of and beyond it. This need not mean returning to Fichte, Hegel, and the others in the hope that, by taking better paths from their starting points, one will thus arrive at better results. No, that cannot be the point for us—to be “motivated” by these thinkers in this way—but rather to gain access to the sources from which they drew and to recognize what still lies hidden within these sources as motivating powers, in spite of the work of these thinkers. [ 2 ] A look at the spirit of the modern, natural-scientific way of picturing things (Vorstellungsart) can make one feel how much the idealism in world views living in the above thinkers is a promise awaiting fulfillment. Through its results in a certain direction, this natural scientific way of picturing things has demonstrated the efficacy of its cognitive means. One can already find this way of picturing things essentially prefigured in a thinker who was at work when its development began—in Galileo. (In his vice-chancellor's address to the Vienna University in 1894, the Austrian philosopher and Catholic priest Laurenz Müllner discussed the significance of Galileo in the most beautiful way.) What was already indicated by Galileo reappears, in an evolved state, in the directions taken by the research of the adherents of the modern natural-scientific way of thinking. This way of thinking has attained its significance by letting the world phenomena arising in the field of sens e observation speak purely for themselves, within their own lawful interconnections, and by wishing to allow nothing of what the human soul experiences from these phenomena to flow into what this way of thinking admits as knowledge. No matter what view one might hold about the natural-scientific picture of the world—whose fulfillment of the above cognitive demand is already possible or even achieved today—this cannot detract from one's recognition that this demand provides a sound basis for a valid picture of natural existence. If the adherent of an idealistic or spiritual-scientific world view takes a negative stance toward this demand today, he shows by this either that he does not understand the meanings of this demand, or that something of a natural-scientific way of picturing things are under the misconception that through such a world view something or other of the results of natural science is called into question. [ 3 ] To anyone who penetrates into the true meaning of modern natural science, it is clear that this science does not undermine knowledge of the spiritual world, but rather supports and ensures it. One will not be able to arrive at this clarity, however, by imagining oneself, through all kinds of theoretical arguments, to be an opponent of a knowledge of the spiritual world, but rather by turning one's gaze upon what makes the natural-scientific picture of the world sensible and meaningful. The natural-scientific way of picturing things excludes everything from what it studies that is experienced through the inner being of the human soul. It investigates how things and processes relate to each other. What the soul, through its inner being, can experience about things serves only to reveal how things are, irrespective of these inner experiences. This is how the picture of purely natural occurrences comes about. This picture will in fact fulfill its task all the better, the more it succeeds in excluding this inner life. But one must now consider the characteristic traits of this picture. What one presents to oneself in this way as a picture of nature—precisely in the case where it fulfills the ideal of natural-scientific knowledge—cannot bear within itself anything that could ever be perceived by a human being nor any other soul being. The natural-scientific way of picturing things must provide a picture of the world that explains the relationship of natural facts but whose content would have to remain unperceivable. If the world actually were as pure natural science must picture it, then this world could never arise within a consciousness as a content of mental pictures. Hamerling is of the opinion: “Certain oscillations of the air produce sound in our ear. Sound, therefore, does not exist without an ear. A rifle shot, therefore, would not ring out if no one heard it.” Hamerling is wrong, because he has not grasped the determining factors of the natural-scientific picture of the world. If he did, he would say: When a sound arises, natural science must picture something that would not sound even if an ear were there ready to hear it sound. And natural science is acting correctly in this. In his lecture, “The Limits to Our Knowledge of Nature” (1872), the natural scientist, Du Bois-Reymond expresses himself quite aptly on this subject: “Silent and dark in itself, i.e., without any qualities” is the world for the view—gained by natural-scientific study—which, “instead of sound and light, knows only oscillations of a primal substance, without qualities, that has turned into weigh able matter here and into unweighable matter there”; but to this he adds the statement: “God's words in Moses' depiction—‘Let there be light’—are physiologically incorrect. Light first came into existence when the first red ‘eyespot’ of an infusorian [euglena] distinguished light from darkness for the first time. Without optical and aural substance this world around us, glowing with color and filled with sound, would be dark and silent.” No, this second statement cannot be made by someone who in fact understands the full implications of the first. For, this world, whose picture is correctly sketched out by natural science, would remain “silent and dark” even when confronted by optical and aural substance. One fools oneself about this only because the real world, from which one has gained the picture of a “silent and dark” world, does not actually remain silent and dark when one perceives in it. But I should no more expect this picture to correspond to the real world than I would expect the portrait of a friend to step out of his picture as a real person. Just look at the matter from all sides, without preconceptions, and you will certainly find that if the world were as natural science depicts it, no being would ever experience anything about it. To be sure, the world pictured by natural science is there, in a certain way, within the reality from which man perceives his sense world; but lacking in this picture is everything by which it could be perceived by some being. What this way of picturing things must posit as underlying light, sound, warmth does not shine, sound, or warm. Only by experience does one know that the pictures arrived at by this way of thinking were drawn from something shining, sounding, warming; one therefore lives in the belief that what one pictures is also something shining, sounding, and warming. This mistaken belief is the most difficult to penetrate when one is dealing with the sense of touch. There it seems to be enough that something material—precisely as something material—is spread out around us and, through its resistance, stimulates a tactile perception. But something material-spatial can also only exert pressure; the pressure, however, cannot be felt. What seems to be the case deceives us here the most. But one does have to do in fact only with what seems to be the case. What underlies tactile sensations also cannot be felt by touch. Let it be expressly stated here that we are not merely saying that the world lying behind sense impressions is in fact different from what our senses make out of it; we are emphasizing that the natural-scientific way of picturing things must think of this underlying world in such a way that our senses could make nothing out of it if it were in actuality as it was thought to be. From observation, natural science draws forth a world picture that through its own nature cannot be observed at all.1 [ 4 ] What we are dealing with here came to light in a world historic moment of spiritual evolution: When Goethe, out of the world view of German idealism that lay in his whole nature, rejected Newton's color theory. (For nearly three decades, the present writer has sought in various writings to draw attention to this decisive point in the assessment of Goethe's color theory. But what he said in an 1893 lecture in Frankfurt's “Independent German Academy” still holds good today: “The time will come when even for this question the scientific prerequisites for an understanding among scientists will be present. Today, precisely the investigations of physics are heading in a direction that cannot lead to Goethean thinking.”) Goethe understood that Newton's color theory could provide a picture representing only a world that is not luminous and does not shine forth in colors. Since Goethe did not involve himself in the demands of a purely natural-scientific world picture, his actual opposition to Newton went astray in many places. But the main thing is that he had a correct feeling for the fundamental issue. When a person, by means of light, observes colors, he is confronting a different world from the only one Newton is able to describe. And Goethe does observe the real world of colors. But if one enters a realm such as this—whether of colors or of other natural phenomena—one needs other ideas than those depicted in the “dark and silent world” imagined by the natural-scientific way of picturing things. In this picture, no reality is depicted that can be perceived. Real nature simply does in fact already contain within itself something that cannot be included in this picture. The “dark world” of the physicist could not be perceived by any eye; light is already spiritual. Within the sense-perceptible the spiritual holds sway.2 To wish to grasp this spiritual with the means of natural science is committing the same error as someone who demands of himself as a painter that he paint a man who can walk around in the world. For Goethe, even as a physicist, the ground on which he moved was the spiritual. The world view for which he used the term “in accordance with the spirit” (geistgemäss) made it impossible for him to find in Newton's color theory anything in the way of ideas about real light and real colors. But with the natural scientific way of picturing things, one does not find the spirit in the sense world. That the world view of German idealism had a correct feeling about this is one of its essential characteristics. It may be that what one or another personality has said out of this feeling is only a first germ of a complete plant; but the germ is there and bears within itself the power to unfold. [ 5 ] But to this insight—that in the sense world there is spirit which cannot be grasped by the natural-scientific way of picturing things—another insight must be added: modern natural science has already demonstrated, or is on its way to demonstrating, the dependency of ordinary human soul life—running its course in the sense world—upon the instrument of the body. One enters a realm here in which, as though by entirely obvious objections, one can seemingly be refuted in a crushing way if one declares one's belief in the existence of an independent spiritual world. For what could be clearer than that man's soul life, from childhood on, unfolds as the physical organs develop and declines to the extent that the organs age? What is clearer than that the crippling of certain parts of the brain also causes the loss of certain spiritual abilities? What seems clearer, therefore, than that everything of a soul-spiritual nature is bound to matter and without it can have no continued existence, at least not one about which man knows? One does not even need to take counsel on this from the brilliant results of modern natural science; De la Mettrie, in his book Man: A Machine (L'homme Machine) written in 1746, has already expressed in a sufficiently correct way what is so self-evident in this assertion. This French thinker says: “Since a feebleminded person, as one can usually observe, does not lack brains, his problem must be due to the faulty nature of this organ, its excessive softness, for example. The same applies to imbeciles; the flaws in their brains do not always remain hidden to our investigation; but if the causes of feeble-mindedness, imbecility, and so on are not always recognizable, where should one seek the causes for differences between all human spirits? These causes would escape lynx and Argus eyes. A nothing, a tiny fiber, a thing that even the finest anatomy cannot discover would have turned Erasmus and Fontenelle into two fools—an observation that Fontenelle himself makes in one of his best dialogues.” Now, the adherent of a world view in accordance with the spirit would show little insight if he did not acknowledge the telling and obvious force of such an assertion. He can take this assertion even further and say: Would the world ever have received what Erasmus's spirit accomplished if someone had killed him when he was still a child? If a world view in accordance with the spirit ever had to resort to denying such obvious facts or even to belittling their significance, it would be in a bad way. But such a world view can be rooted in ground that no materialistic objection can take away from it. [ 6 ] Human soul experience, as it manifests in thinking, feeling, and willing, is at first bound to the bodily instruments. And this experience takes shape in ways determined by these instruments. If someone asserts, however, that when he observes the manifestations of the soul through the body he is seeing the real life of the soul, he is then caught up in the same error as someone who believes that his actual form is brought forth by the mirror in front of him just because the mirror possesses the necessary prerequisites through which his image appears. Within certain limits this image, as image, is indeed dependent upon the form of the mirror, etc; but what this image represents has nothing to do with the mirror. In order fully to fulfill its essential being within the sense world, human soul life must have an image of its being. It must have this image in consciousness; otherwise it would indeed have an existence, but no picture, no knowledge of it. This image, now, that lives in the ordinary consciousness of the soul is fully determined by the bodily instruments. Without these, the image would not be there, just as the mirror image would not be there without the mirror. But what appears through this image, the soul element itself, is—in its essential being—no more dependent upon the bodily instruments than the person standing before the mirror is dependent upon the mirror. The soul is not dependent upon the bodily instruments; only the ordinary consciousness of the soul is so. The materialistic view of the human soul succumbs to a deception caused by the fact that ordinary consciousness, which is only there through the bodily instruments, is mistaken for the soul itself. The essential being of the soul flows just as little into this ordinary consciousness as my essential being flows into my mirror image. This essential being of the soul, therefore, also cannot be found in ordinary consciousness; it must be experienced outside of this consciousness. And it can be experienced, for the human being can develop a different consciousness within himself than the one determined by the bodily instruments. [ 7 ] Eduard von Hartmann, a thinker who has come forth from the world view of German idealism, has clearly recognized that ordinary consciousness is an outcome of the bodily instruments, and that the soul itself is not contained within this consciousness. But he did not recognize that the soul can develop a different consciousness, which is not dependent upon the bodily instruments, and through which the soul can experience itself. Therefore he believed that this soul-being lay within an unconscious element about which one can only make mental pictures by drawing conclusions, from ordinary consciousness, about a “thing-in-itself”—that itself actually remains unknown—of the soul. But in this, like many of his predecessors, Hartmann has stopped short before the threshold that must be crossed if a well-founded knowledge of the spiritual world is to be attained. One cannot cross this threshold, in fact, if one is afraid to give one's soul forces a completely different direction than they take under the influence of our ordinary consciousness. The soul experiences its own essential being within this consciousness only in the images produced for it by the bodily instruments. If the soul could experience only in this way, it would be in a situation comparable to that of a being who stands before a mirror and can see only its image, but can experience nothing about itself. The moment this being became livingly manifest to itself, however, it would enter into an entirely different relationship to its mirror image than before. A person who cannot resolve to discover something different in his soul life than is offered him by ordinary consciousness will either deny that the essential being of the soul can be known, or will flatly declare that this being is produced by the body. One stands here before another barrier that the natural-scientific way of picturing things must erect, out of its own thoroughly justified demands. The first barrier resulted from the fact that these demands must sketch the picture of a world that could never enter a consciousness through perception. The second barrier arises because natural-scientific thinking must rightly declare that the experiences of ordinary consciousness come about through the bodily instruments and therefore, in reality, contain nothing of any soul. It is entirely understandable that modern thinking feels itself placed between these two barriers, and out of scientific conscientiousness, doubts the possibility of arriving at a knowledge of a real spiritual world that can be attained neither through the picture of a “silent and dark” nature, nor through the phenomena of ordinary consciousness, which are dependent upon the body. And whoever—merely from some dim feeling or out of a hazy mysticism—believes himself able to be convinced of the existence of a spiritual world would do better to acquaint himself with the difficult situation of modern thinking than to rail against the “raw, crude” mental pictures of natural science. [ 8 ] One gets beyond what the natural-scientific way of picturing things can give only when one experiences in the inner life of the soul that there is an awakening out of ordinary consciousness; an awakening to a soul experience of a kind and direction that relates to the world of ordinary consciousness the way the latter relates to the picture-world of dreams. Goethe speaks in his way about awakening out of ordinary consciousness and calls the soul faculty thus acquired “the power to judge in beholding”. (anschauende Urteilskraft)3 In Goethe's view, this power to judge in beholding grants the soul the ability to behold that which, as the higher reality of things, conceals itself from the cognition of ordinary consciousness. In his affirmation of this human ability, Goethe placed himself in opposition to Kant, who had denied to man any “power to judge in beholding,” Goethe knew from the experience of his own soul life, however, that an awakening of ordinary consciousness into one with the power to judge in beholding is possible. Kant believed he had to designate any such awakening as an “adventure of reason,” Goethe replied to this ironically: “Since I had, after all, ceaselessly pressed on, at first unconsciously and out of an inner urge, toward that primal archetypal element, since I had even succeeded in building up a presentation of this which was in accordance with nature, nothing more could keep me then from courageously undertaking the adventure of reason, as the old man of Konigsberg himself calls it,” (The “old man of Konigsberg” is Kant, For Goethe's view on this, see my edition of Goethe's natural-scientific works.) 4 In what follows now the awakened consciousness will be called a seeing consciousness (schauendes Bewusstsein). This kind of awakening can occur only when one develops a different relationship to the world of thoughts and will than is experienced in ordinary consciousness. It is entirely understandable today that the significance of such an awakening would be regarded with mistrust. For, what has made the natural-scientific way of picturing things great is the fact that it has opposed the claims of any dim mysticism. And although only that awakening in consciousness has validity as spiritual-scientific research which leads into realms of ideas of mathematical clarity and consistency, people who wish to arrive in an easy way at convictions about the greatest questions of world existence confuse this valid awakening with their own mystical muddle-headedness, which they claim is based on true spiritual research. Out of the fear that any pointing to an “awakening of the soul” could lead to such mystical muddle-headedness, and through seeing the knowledge often presented by such mystical illuminati, people acquainted with the demands of the modern natural-scientific way of picturing things keep aloof from any research that wishes, by claiming an “awakened consciousness,” to enter the spiritual world.5 Now such an awakening is altogether possible, however, through one's developing, in inner (soul) experience, a certain activation differing from the usual—of the powers of one's soul being (thought and will experiences). The indication that with the idea of the awakened consciousness one is continuing in the direction taken by Goethe's world view can show that our study here wishes to have nothing to do with the mental pictures of any muddled mysticism. Through an inner strengthening, one can lift oneself out of the state of ordinary consciousness and in doing so experience something similar to the transition from dreaming into wakeful mental picturing. Whoever passes from dreaming into a waking state experiences how will penetrates into the course of his mental pictures, whereas in dreaming he is given over to the course of his dream pictures without his own will involvement. What occurs through unconscious processes when one awakens from sleep can be effected on a different level by conscious soul activity. The human being can bring a stronger exercise of will into his ordinary conscious thinking than is present there in his usual experience of the physical world. Through this he can pass over from thinking to an experience of thinking. In ordinary consciousness, thinking is not experienced; rather, through thinking, one experiences what is thought. But there is an inner work the soul can do that gradually brings one to the point of living, not in what is thought, but rather in the very activity of thinking itself. A thought that is not simply received from the ordinary course of life but rather is placed into one's consciousness with will in order that one experience it in its thought nature: such a thought releases different forces in the soul than one that is evoked by the presence of outer impressions or by the ordinary course of one's soul life. And when, ever anew within itself, the soul rouses that devotion 6 —practiced only to a small degree, in fact, in ordinary life—to thoughts as such, when the soul concentrates upon thoughts as thoughts: then it discovers within itself powers that are not employed in ordinary life but remain slumbering (latent), as it were. These are powers that are discovered only through conscious use. But they predispose the soul to an experience not present before their discovery. The thoughts fill themselves with a life all their own, which the thinking (meditating) person feels to be connected with his own soul being. (What is meant here by “seeing consciousness” does not arise from ordinary waking consciousness through bodily [physiological] processes the way ordinary waking consciousness arises from dream consciousness. In the awakening from this latter consciousness into day consciousness, one has to do with a changing engagement [Einstellung] of the body relative to outer reality. In the awakening from ordinary consciousness into seeing consciousness, one has to do with a changing engagement of one's soul-spiritual way of picturing things relative to a spiritual world.) [ 9 ] For this discovery of the life in thoughts, however, the expenditure of conscious will is necessary. But this cannot simply be that will which appears in ordinary consciousness. The will must also become engaged in a different way and in a different direction, so to speak, than for experience in mere sense-perceptible existence. In ordinary life one feels oneself to be at the center of what one wills or what one wants. For even in wanting, a kind of held-back will is at work. The will streams out from the “I” and down into desire, into bodily movement, into one's action. A will in this direction is ineffective for the soul's awakening out of ordinary consciousness. But there is also a direction of will that in a certain sense is the opposite of this. It is at work when, without any direct look at an outer result, a person seeks to direct his own “I.” This direction of the will manifests in a person's efforts to shape his thinking into something meaningful and to improve upon his feelings, and in all his impulses of self-education. In a gradual intensification of the will forces present in a person in this direction there lies what he needs in order to awaken out of his ordinary consciousness. One can particularly help oneself in pursuit of this goal by observing the life of nature with inner heart's (Gemüt) involvement. One seeks, for example, to look at a plant in such a way that one not only takes up its form into one's thoughts, but also, as it were, feels along with its inner life, which stretches upward in the stem, spreads out in the leaves, opens what is inside to what is outside with its blossom, and so on. In such thinking the will is also present in gentle resonance; and there, will is a will that is developed in devotion and that guides the soul; a will that does not originate from the soul, but rather directs its activity upon the soul. At first, one quite naturally believes that this will originates in the soul. In experiencing the process itself, however, one recognizes that through this reversal of the will, a spiritual element, existing outside the soul, is grasped by the soul. [ 10 ] When will is strengthened in this direction and grasps a person's thought-life in the way indicated, then, in actual fact, out of the circumference of his ordinary consciousness, another consciousness arises that relates to his ordinary one like this ordinary consciousness relates to a weaving in dream pictures. And this kind of a seeing consciousness is in a position to experience and know the spiritual world. (In a series of earlier books, the author of this work has presented in a more detailed way what is only indicated here briefly, as it were. In such a short presentation, objections, misgivings, etc., cannot be taken up; this has been done in my other books; and there one can find many things presented that provide the deeper foundations for what is expressed here. The titles of the relevant books are listed at the end of this book.7 A will that does not tend in the direction just indicated, but rather toward everyday desiring, wishing, and so on, cannot—when this will is brought to bear upon one's thought-life in the way described—lead to the awakening of a seeing consciousness out of the ordinary one; it can lead only to a dimming down of this ordinary consciousness into waking dreams, phantasmagoria, visionary states, and such like. The processes that lead to what is meant here by a seeing consciousness are entirely of a soul-spiritual nature; and their very description protects what is attained by them from being confused with pathological states (visions, mediumism, ecstasies, and so on). All these pathological states push consciousness down beneath the level it assumes in the waking human being who can fully employ his healthy physical soul organs.8 [ 11 ] It has often been indicated in this book how the science of the soul developed under the influence of the modern natural-scientific way of picturing things has moved away entirely from the significant questions of soul life. Eduard von Hartmann has written a book, Modern Psychology, in which he presents a history of the science of the soul in the second half of the nineteenth century. He states there: “Modern psychologists either leave aside the question of man's free will (Freiheit) entirely, or occupy themselves with it, in fact, only so far as is necessary to show that, on a strictly deterministic basis, just that amount of practical freedom arises which suffices for judicial and moral responsibility. Only in the first half of the period under discussion do a few theistic philosophers still adhere both to the immortality of a self-conscious soul substance and also to a residue of undeterministic freedom; but mostly they are content with wanting to found the scientific possibility of their heart's wish.” Now, from the point of view of the natural-scientific way of picturing things, one can actually speak neither about the true freedom of the human soul nor about the question of human immortality. With respect to this latter question, let us recall once more the words of the significant psychologist Franz Brentano: “The laws of mental association, of the development of convictions and opinions, and of the germinating of pleasure and love, all these would be anything but a true compensation for not gaining certainty about the hopes of a Plato and Aristotle for the continued existence of our better part after the dissolution of the body. ... And if the modern way of thinking really did signify the elimination of the question of immortality, then this elimination would have to be called an extremely portentous one for psychology:” Now for the natural-scientific way of thinking, only ordinary consciousness is present. This consciousness, however, in its entirety, is dependent upon the bodily organs. When these fall away at death, our ordinary kind of consciousness also falls away. But seeing consciousness, which has awakened out of this ordinary consciousness, can approach the question of immortality. Strange as this may seem to a way of picturing things that wishes to remain merely within natural science, this seeing consciousness experiences itself within a spiritual world in which the soul has an existence outside the body. Just as awakening from a dream gives one the consciousness that one is no longer given over to a stream of pictures without one's own will involvement, but now stands connected through one's senses with a real outer world, so the awakening into seeing consciousness gives one the direct and experienced certainty that one stands, with one's essential being, within a spiritual world, and that one experiences and knows oneself in something which is independent of the body, something which actually is the soul organism inferred by Immanuel Hermann Fichte, which belongs to a spiritual world and must still belong to it after the destruction of the body. And since, ill seeing consciousness, one becomes familiar with a consciousness rooted in the spiritual world and therefore different from ordinary consciousness, one can no longer revert to the opinion—because our ordinary kind of consciousness must indeed fall away along with its bodily instruments—that with the destruction of the body all consciousness must cease. In a spiritual science that regards the seeing consciousness as a source of knowledge, something becomes reality of which—out of the idealism of German world views—the school director of Bloomberg, Johann Heinrich Reinhardt, had inklings (see pages 54ff. of this book): that it is possible to know how the soul, “in this life already, is elaborating the new body” that it will then carry over the threshold of death into the spiritual world. (To speak of a “body” in this connection sounds materialistic; for, what is meant of course is precisely the soul-spiritual element that is free of the body; but it is necessary in such cases to apply to something spiritual names taken from what is sense-perceptible, in order to indicate sharply that one means something spiritually real, not just a conceptual abstraction.) [ 12 ] Relative to the question of human freedom,9 a particular conflict in our knowledge of the soul presents itself. Ordinary consciousness knows free human resolve as an inwardly experienced fact. Faced with this experience, ordinary consciousness cannot actually let any teaching take this freedom away from it. And yet it seems as though the natural-scientific way of picturing things could not acknowledge this experience. For every effect it seeks the causes. What I do in this moment seems to it dependent upon the impressions I have now, upon my memories, upon my inborn and acquired inclinations, and so on. Many things are working together; I cannot survey them all, therefore I appear free to myself. But the truth is that I am determined in my action by the working together of all these causes. Freedom would therefore appear to be an illusion. One does not escape this conflict as long as, from the standpoint of seeing consciousness, one does not regard ordinary consciousness as only a mirroring—effected by the bodily organization—of the true soul processes, and as long as one does not regard the soul as a being rooted in the spiritual world and independent of the body. Something that is merely a picture can, through itself, effect nothing. If something is effected by a picture, then this must occur through an entity that lets itself be determined by the picture. But the human soul is in this situation when it does something for which its only motivation is a thought present in ordinary consciousness. The image of myself that I see in a mirror effects nothing that I, with the image as motivation, do not effect. The matter is different when a person does not act according to a conscious thought but rather is driven, more or less unconsciously, by an emotion, or impulse of passion, while his conscious mental life only looks on, as it were, at the blind complex of driving forces. Since it is therefore the conscious thoughts in man's ordinary consciousness that allow him to act freely, he could after all know nothing through ordinary consciousness about his freedom. He would only look at the picture that determines his action and would have to ascribe to it a causal power. He does not do this, because instinctively, in his experience of inner freedom, the true being of the soul shines into ordinary consciousness. (The author of this book, in his Philosophy of Spiritual Activity (Philosophie der Freiheit), has sought to shed light upon the question of human freedom in a detailed way out of the observation of human soul experiences.) Spiritual science seeks, from the point of view of seeing consciousness, to shed light into that realm of the true soul life from which the instinctive certainty of man's inner freedom streams into ordinary consciousness. [ 13 ] Man experiences the picture-world of dreams through the fact that the level of life possessed by him in the sense world is toned down. A person with healthy thinking will not seek instruction from dreaming consciousness about waking consciousness; rather, he will make waking consciousness the judge over the world of his dream pictures. A spiritual science that takes the point of view of seeing consciousness thinks in a similar way about the relationship of seeing consciousness to ordinary consciousness. Through a spiritual science such as this, one recognizes that the material world and its processes are in truth only a part of a comprehensive spiritual world, of a spiritual world that lies behind the sense world in the same way the world of sense perceptible material processes and substances lies behind the picture-world of dreams. And one recognizes how the human being descends into sense existence out of a spiritual world; and how this sense existence itself is a manifestation of spiritual being and spiritual processes. It is understandable that many people, out of their habitual thinking, scorn a world view such as this because they consider it estranged from reality and because they believe it makes them less fit for life. It frightens such people to hear that, compared with a higher reality, ordinary reality has something dreamlike about it. But does anything about dream consciousness change through our seeking—from the vantage point of waking consciousness—to understand its nature in reality? A person with a superstitious relationship to his dream-pictures can cloud his judgment in waking consciousness thereby. But our waking judgment can never damage our dreams. In the same way, the adherent of a world view that does not wish to gain entry into the spiritual world can cloud his judgment about the spiritual world; but genuine insight into the spiritual world cannot adversely affect our true assessment of the physical world. Seeing consciousness, therefore, cannot reach disruptively into our life of ordinary consciousness; seeing consciousness will affect it only in a clarifying way. [ 14 ] Only a world view that acknowledges the point of view of seeing consciousness will be able to bring the same understanding both to the modern natural-scientific way of picturing things and to the cognitive goals of modern idealism in world views that works toward knowing the essential being of the world as something spiritual. (Further elaborations on the subject of knowledge of the spiritual world are not possible within the limits of this book. The author must therefore refer the reader to his other works. His purpose here is only to present the basic character of a world view that acknowledges the viewpoint of seeing consciousness insofar as is necessary to indicate the value for life of German idealism in world views.) [ 15 ] The natural-scientific way of picturing things is justified precisely through the fact that the viewpoint of seeing consciousness is valid. The natural scientist and thinker bases his cognitive work on the presupposition that this viewpoint is possible, even though, as a theoretical observer of his own world picture, he will not admit this. Only those theoreticians fail to see this who declare the world picture of the natural-scientific way of picturing things to be the only one justified in a world view. Theoretician and scientist can of course be combined in one person. For our seeing consciousness, sense-perceptions undergo something similar to what dream-pictures undergo when a person wakes up out of sleep. The working powers that bring about a world of pictures when he is dreaming must give way, when he wakes up, to those working powers by which he makes for himself pictures and mental pictures that he knows are conditional upon the reality surrounding him. When seeing consciousness awakens, a person ceases to think his mental pictures in terms of this reality; he knows now that he pictures things in terms of the spiritual world surrounding him. Just as dream consciousness regards its picture-world as reality and knows nothing of the environment of waking consciousness, so ordinary consciousness regards the material world as reality and knows nothing of the spiritual world. The natural scientist, however, seeks a picture of that world which manifests in the mental pictures of ordinary consciousness. But this world cannot be contained in the mental pictures of ordinary consciousness. To seek it there would be like expecting one day to dream what a dream is in its essential nature. (Thinkers like Ernst Mach and others, in fact, foundered on the obstacle indicated here.) As soon as the natural scientist begins to understand his own way of research, he cannot believe that his ordinary consciousness can enter into a relationship with the world that he depicts. In actuality, seeing consciousness enters into this kind of a relationship. But this relationship is a spiritual one. And the sense perception of ordinary consciousness is the revelation of a spiritual relationship that plays itself out—beyond this ordinary consciousness—between the soul and the world the natural scientist depicts. This relationship can only first be seen by our seeing consciousness. If the world depicted by the natural-scientific way of picturing things is thought of as material, it remains incomprehensible; if it is thought of in such a way that something spiritual is living in it which, as something spiritual, speaks to the human spirit in a way that can be known only by our seeing consciousness, then this picture of the world becomes comprehensible in its full validity. Ancient Indian mysticism is a kind of counterpart to the natural-scientific way of picturing things. Whereas natural science depicts a world that is unperceivable, Indian mysticism depicts one in which the knower does indeed want to experience something spiritual, but does not want to intensify this experience to the point of having the power to perceive. The knower does not seek there, through the power of soul experiences, to awaken out of ordinary consciousness into a seeing consciousness; rather, he withdraws from all reality in order to be alone with his knowing activity. He believes, in this way, to have overcome the reality that disturbs him, whereas he has only withdrawn his consciousness from it, and, as it were, let it stand outside himself with its difficulties and riddles. He also believes himself to have become free of his “I” and, through selfless devotion to the spiritual world, to have become one with that world. The truth is that he has only darkened his consciousness of his “I” and is living unconsciously, in fact, altogether in his “I.” Instead of awakening out of ordinary consciousness, he falls back into a dreamlike consciousness. He believes himself to have solved the riddles of existence, whereas he is only holding his soul gaze averted from them. He has the contented feeling of knowledge, because he no longer feels the riddles of knowledge weighing upon him. What a knowing “perceiving” is can be experienced only in knowing the sense world. If it has been experienced there, then it can be further developed for spiritual perceiving. If a person withdraws from this kind of perceiving, he robs himself entirely of the experience of perception and takes himself back to a level of soul experience that is less real than sense perception. He regards not-knowing as a kind of deliverance from knowing and believes that, precisely through this, he is living in a higher spiritual state. He falls into merely living in the “I” and believes himself to have overcome the “I” because he has dimmed down his consciousness that he is weaving entirely within the “I.” Only the finding of his “I” can free the human being from ensnarement by his “I.” (See also the discussions on pages 117ff. of this book [Hamerling begins in an entirely Kantian way: ...]) One can truly have to say all this, and yet have no less understanding and admiration for the magnificent creation of the Bhagavad-Gita and similar productions of Indian mysticism than someone who regards what has been said here as proof that the speaker has “no organ, in fact,” for the sublimity of genuine mysticism. But one should not believe that only the unreserved adherents of a world view know how to value it. (I write this in spite of my awareness that I experience no less from Indian mysticism than any of its unreserved adherents.) [ 16 ] What Johann Gottlieb Fichte brings to expression lies in the direction of a knowledge relating to the world in the way characterized here. This is clear from the way he has to use the image of human dreaming in order to characterize the world of ordinary consciousness. He says: “Pictures exist: they are all that there is, and they know about themselves in the manner of pictures—Pictures that float past; without anything there for them to float past; pictures that relate to each other through pictures of pictures ... All reality transforms itself into a strange dream, without a life that is dreamed about, and without a spirit who is dreaming; transforms itself into a dream that is connected with a dream about itself.” That is a description of the world of ordinary consciousness; and it is the starting point for a recognition of the seeing consciousness which brings an awakening out of the dream of the physical world into the reality of the spiritual world. [ 17 ] Schelling wishes to regard nature as a stage in the evolution of the spirit. He demands that nature be known through an intellectual beholding, He therefore takes a direction whose goal can be seen only from the point of view of seeing consciousness. He takes note of the point where, in his consciousness of inner freedom (Freiheit), the seeing consciousness shines into ordinary consciousness. He seeks finally to go beyond the mere idealism in his Philosophy of Revelation by recognizing that ideas themselves can only be pictures of something, out of a spiritual world, that has a relationship with the human soul. [ 18] Hegel senses that within man's thought-world there lies something through which man expresses not only what he experiences from nature, but also what the spirit of nature itself experiences in him and through him. Hegel feels that man can become the spiritual onlooker of a world process playing itself out within him. Lifting what he thus senses and feels up to the point of view of seeing consciousness also lifts man's world picture—which for Hegel is only a reflecting upon the processes that occur in the physical world—up to the beholding of a real spiritual world. Karl Christian Planck recognizes that the thoughts of ordinary consciousness do not themselves participate in the working of the world, because, correctly viewed, they are pictures of a life; they themselves are not this life, Therefore, Planck is of the view that precisely the person who rightly understands this pictorial nature of thinking can find reality. Insofar as thinking wishes to be nothing itself but speaks about something that is, thinking points to a true reality. [ 19 ] Thinkers like Troxler and Immanuel Hennarm Fichte take up into themselves the forces of German idealism in world views without limitlng themselves to the views that this idealism brought forth in Johann Gottlieb Fichte, Schelling, and Hegel. Troxler and I.H. Fichte point already to an “inner man” within the “outer man,” to a spirit-soul man, therefore, which the viewpoint of seeing consciousness recognizes as an experienceable reality. [ 20 ] The significance of the viewpoint of seeing consciousness is particularly clear when one considers that tendency in world views which, as the modern teaching of evolution, stretches from Lamarck, through Lyell and others, to Darwin and the present-day view of life. This evolutionary teaching seeks to portray the ascent of the higher life forms out of the lower ones. It thereby fulfills a fundamentally valid task. But, in so doing, it must act the same way the human soul does, in dreaming consciousness, when dealing with dream experiences; it lets the later go forth from the earlier. In actuality, however, the motive forces that conjure a subsequent dream picture out of the previous one are to be sought within the dreamer and not within the dream pictures. Only seeing consciousness is in a position to sense this. Seeing consciousness, therefore, can no more consent to seeking in a lower life form the forces that cause a higher one to arise than waking consciousness can consider one dream really to emerge from the preceding one without considering the dreamer. While experiencing itself within true reality, man's soul being observes the soul-spiritual element that it sees working in present human nature as also working already in the evolutionary forms that led up to the present human being. This soul being will not anthropomorphically dream the present human entity into the phenomena of nature; but it will know that the soul-spiritual element that seeing consciousness experiences within present-day man is at work in all the natural happenings that have led up to man. Its knowledge will be such that the spiritual world becoming manifest to the human being also contains the origins of the natural configurations that preceded man. This represents a correct development of what Wilhelm Heinrich Preuss—out of the motive forces of German idealism—was striving for in his teaching which “rescues the concept of species insofar as is factually possible, but at the same time transfers the concept of evolution set up by Darwin into its realm and seeks to make it fruitful.” From the point of view of seeing consciousness, one cannot indeed say what Preuss said: “Now the center of this new teaching is man: the species homo sapiens that appears only once upon our planet”; rather, the center of a world view that encompasses human reality is the spiritual world that reveals itself within man. And seen in this way, what Preuss believes seems true: “Strange that earlier observers started with the objects of nature and then went so far astray that they did not find the path to man, which even Darwin in fact achieved only in a most sorry and thoroughly unsatisfactorily way by seeking the progenitor of the lord of creation among the animals,—whereas, the natural scientist would have to start with himself as human being in order, proceeding through the whole realm of existence and thinking, to return again to mankind. ...” The viewpoint of seeing consciousness cannot lead to an anthropomorphical interpretation of natural phenomena, for it recognizes a spiritual reality of which what appears in man is just as much the revelation as what appears in nature. This anthropomorphic dreaming of the human entity into nature was a forbidding specter for Feuerbach and the Feuerbachians. This forbidding specter became for them the obstacle to their recognition of a spiritual reality. [ 21 ] This forbidding specter worked on also in Carneri's activity as a thinker. It crept in disruptively when he sought the relationship of his ethical view of life, which was based upon the soul being of man, to the Darwinistically tinged view of nature. But the motive forces of German idealism in world views drowned out this disruption, and so it came about that he started with the soul-spiritual element in man, which is ethically predisposed, and, proceeding through the whole realm of existence and thinking, returned again to a mankind that is perfecting itself ethically. [ 22 ] The direction taken by German idealism in world views cannot flow into any acknowledgment of a teaching that dreams unspiritual motive forces into the evolution of higher forms of existence out of lower ones. For this reason, Hegel already had to say: “Thinking observation must rid itself of these nebulous mental pictures, which are basically taken from perception,—especially such pictures as the so-called emergence of plants and animals from the water, for example, and then the emergence of more developed animal organizations out of lower ones, and so on.” And the feelings with which Herman Grimm assigns the natural-scientific world picture its place in man's larger world view are born from this idealism in world views. Herman Grimm, the brilliant art historian, the stimulating portrayer of great interrelationships in the history of mankind, did not like to express himself on questions relative to world views; he preferred to leave this realm to others. But when he did speak about these things, he did so out of the direct sense of his own personality. With respect to his judgments, he felt secure in that field of judgment which encompassed the German idealistic world view and upon which he knew he stood. And from foundations of his soul like these there came the words he spoke in his twenty-third lecture on Goethe: “Long before, already in his (Goethe's) youth, the great Laplace-Kant fantasy about the rise and eventual downfall of our globe had taken effect. Out of the rotating world mist-children already get this in school—a central drop of gas takes shape from which the earth afterwards arises and, as a solidifying globe, through inconceivable ages of time, passes through all its phases—including the episode of its habitation by the I human race—in order finally, as burnt-out slag, to plunge back into the sun; a long process—but fully comprehensible to the public—needing for its realization no further I input from outside than the efforts of some external power or other to maintain the sun at the same temperature.—A more barren perspective for the future cannot be conceived than this expectation, supposedly forced upon us today by scientific necessity. A carrion bone, avoided even by a hungry dog, would be a refreshing and appetizing morsel compared to this final excrement of creation, the earth, as they picture it ultimately falling prey again to the sun; and the intellectual curiosity with which our generation takes up such things and professes to believe them is one sign of a sick imagination that scholars of future ages will one day have to expend much keen thought to explain as a historical phenomenon of our time.—Never did Goethe allow such bleak prospects to enter ... Goethe would have taken good care not to draw the conclusions of the Darwinian school from what he first discovered from nature in this direction and then expressed.” (With respect to Goethe's relationship to the natural-scientific way of picturing things, see my introductions to Goethe's natural-scientific writings in Kürschner's “German National Literature” and my book Goethe's World View.10 [ 23 ] Robert Hamerling's reflections also move in a direction that finds its justification in the viewpoint of seeing consciousness. From the human “I” that thinks itself, he leads his observation over to the “I” that experiences itself in thinking; from the will that works in man, he leads his observation over to the world-will. But the “I” that experiences itself can only be seen when, in soul experience, an awakening within spiritual reality occurs; and the world-will penetrates into our knowledge only when the human “I,” in experience, grasps a willing in which the “I”, does not make itself a point of departure but rather an end point, a goal, in which it directs itself toward unfolding what occurs within the world of one's inner life. Then the soul lives into the spiritual reality in which the motive forces of nature's development can also be experienced in their actual being, Passages from his Atomism of Will like the following show how Hamerling's reflections lead to a sense that one is justified in speaking of this kind of awakening of the “I” that knows itself to be within the spiritual world: “In the half-light of bold mysticism and in the light of free speculation, this riddle, this wonder, this mysterious ‘I,’ interprets and grasps itself as one of the countless forms of manifestation in which infinite being (Sein) attains reality, and without which the ‘I’ would be only a nothing, a shadow,” And: “To want to trace a thought in the human brain back to the activity of thoroughly lifeless, material atoms remains for all time a vain and foolish undertaking. Material atoms could never become the bearers of a thought if there did not already lie within them something that is of the same nature as the thought. And this original something, which is related in nature to living thinking, is also without a doubt the atoms' true core, their true self, their true being (Sein),” With this thought, Hamerling does confront the viewpoint of seeing consciousness, but with mere inklings of it. Certainly, to want to trace the thoughts of the human brain back to the activity of material atoms does remain “for all time a vain and foolish undertaking,” For this is no better than wanting to trace back the mirror image of a person merely to the activity of the mirror. But in ordinary consciousness thoughts appear, after all, as the mirroring—determined by the material element of the brain—of something living and full of being that works with power in these thoughts. but unconsciously as far as ordinary consciousness is concerned. Only from the viewpoint of seeing consciousness does this “something” first become comprehensible. It is that real element in which seeing consciousness experiences itself, and to which also the material element of the brain relates like a picture does to the being that is pictured. On the one hand the viewpoint of seeing consciousness seeks to overcome the “half-light of bold mysticism” by the clarity of a thinking that is logically consistent in itself and that has full insight into itself; on the other hand, it seeks to overcome the unreal (abstract) thinking of philosophical “speculation” by a cognitive activity that in thinking is at the same time the experiencing of something real. [ 24 ] Understanding for the experiences undergone by the human soul through the way of picturing things that manifests in the series of thinkers from Fichte to Hamerling will prevent a world view that regards the viewpoint of seeing consciousness as justified from falling back into attitudes of soul that, like the ancient Indian, seek an awakening into spiritual reality more through a dimming down of ordinary consciousness than through an intensification of it. (As the author of this book has indicated again and again in his books and lectures: that belief has gone astray which maintains that a modern person can gain anything for spiritual knowledge by reviving such older directions in world views as the Indian one; to be sure, this has not kept people from repeatedly confusing the spiritual-scientific world view advocated by him with such fruitless, anti-historical attempts at revival.) German idealism in world views does not strive for a dimming down of consciousness, but rather, within this consciousness, seeks the roots of those soul powers that are strong enough to penetrate, with full experience of the “I,” into spiritual reality. In German idealism the spiritual evolution of mankind has taken up into itself the striving, through strengthening the powers of consciousness, to arrive at knowledge of the world riddles. But the natural-scientific way of picturing things, which has led many people into error about the carrying power of this idealistic stream, can also acquire enough freedom from bias to recognize the paths to knowledge of the real world that lie in the directions sought by this idealistic world view. One will misunderstand both the viewpoint of German idealism in world views and that of seeing consciousness if one hopes through them to acquire a so-called “knowledge” that, through a sum of mental pictures, will lift the soul up out of all further questions and riddles and lead it into possession of a “world view” in which it can rest from all further seeking. The viewpoint of seeing consciousness does not bring cognitive questions to a standstill; on the contrary, it brings them into further movement, and in a certain sense increases them, both in number and in liveliness. But it lifts these questions into a sphere of reality in which they receive that meaning which man's knowing activity is already seeking unconsciously before it has even discovered this meaning. And in this unconscious seeking is created what is unsatisfying about those standpoints in world views which do not want to grant validity to seeing consciousness. From this unconscious seeking there also arises the view—which thinks itself to be Socratic but in actuality is sophistic—that that knowledge is the highest which knows only one truth: that there is no truth. There are people who worry when they think that man could lose his impulse for progress in knowledge as soon as he believes himself equipped with a solution to the riddles of the world. No one need have this concern with respect either to German idealism or to the viewpoint of seeing consciousness.11 [ 25 ] There are also other ways for a rightful appreciation of modern idealism in world views to root out the misunderstandings that confront it. Of course, one cannot deny that many adherents of this idealism in world views, through their own misunderstanding of what they believe, have given cause for opposition, just as the adherents of the natural scientific way of picturing things, by overestimating the carrying power of their views for knowledge of reality, have evoked undeserved rejection of their views, The significant Austrian philosopher (and Catholic priest) Laurenz Müllner, in an essay about Adolf Friedrich Graf von Schack, has expressed himself in a forceful manner, from the standpoint of Christianity, on modern natural science's thoughts about evolution. He rejects the assertions of Schack that culminate in the words: “The objections raised against the theory of evolution all stem from superficiality.” And after this repudiation he says: “Positive Christianity has no reason to act negatively toward the idea of evolution as such, if natural processes are not conceived merely as a causal mechanism based from all eternity upon itself, and if man is not presented as a product of such a mechanism.” These words came from the same Christian spirit out of which Laurenz Müllner spoke in his significant inaugural address, on Galileo, as president of the Vienna University: “Thus the new world view (he means that of Copernicus and Galileo) often came to appear as antithetical to beliefs declaring themselves, with very dubious justification. to be descendants of Christian teachings, It was much more a matter of the antithesis between the wider world consciousness of a new age and the more narrowly limited consciousness of classical antiquity; it was a matter of antithesis toward the Greek world view and not toward the rightly understood Christian world view, which, in the newly discovered world of the stars, could only have seen new wonders of divine wisdom through which the wonders of divine love accomplished on the earth could only attain greater significance.” Just as in Müllner we are presented with a Christian thinker's beautiful freedom from bias relative to the natural-scientific way of picturing things, so a similar freedom from bias is certainly possible relative to German idealism in world views. Such a freedom from bias would say: Positive Christianity has no reason to act negatively toward the idea, as such, of a spiritual experience in the soul, if this spiritual experience does not lead to the death of the religious experience of devotion and moral edification, and if the soul is not deified. And the other words of Laurenz Müllner, for an unbiased Christian thinker, could take the form: The world view of German idealism often came to appear as antithetical to beliefs declaring themselves, with very dubious justification, to be descendants of Christian teachings. It is far more a matter of the antithesis between a world view that acknowledges the spiritual being of the soul and a world view that can find no access to this spiritual being; it is a matter of antithesis to a misunderstood natural-scientific way of picturing things, and not toward the rightly understood Christian world view, which, in the genuine spiritual experiences of the human soul, could see only the revelations of divine power and wisdom, through which the experiences of religious devotion and moral edification—as well as the powers of human duty sustained by love—could only attain further strength. [ 26 ] Robert Hamerling felt the impulse toward idealism in world views to be the basic impulse in the being of the German folk spirit (Volkstum). The way he presented his search for knowledge in his Atomism of Will shows that for his age he is not thinking of a revival of any ancient Indian stream in world views. But he does think of German idealism as striving—out of the being of his folk spirit, in the way demanded by a new age—toward the spiritual realities that were sought in bygone ages by the strongest soul forces of Asiatic humanity of that time. And he does not think of the cognitive striving of this idealism in world views, with its direction toward spiritual realities, as dimming man's gaze upward into divine heights, but rather as strengthening it; he is filled with this belief because he sees this cognitive striving itself to be merged with the roots of the religious attitude. As Robert Hamerling is writing his German Migration in 1864, he is filled with thoughts about his people's task, which is an expression of this essential characteristic. This poem is like the depiction of a vision. In primeval times, the Germans migrate from Asia into Europe. The Caucasus is a resting place for the wandering people.
[ 27 ] And primal mother Asia reveals to Teut his people's future; she does not speak only hymns of praise; she speaks earnestly about the people's shadow and light aspects. But she also speaks about that essential trait of the people that shows cognitive striving to be in complete unity with an upward gaze to the divine:
[ 28 ] The introduction of these words of Robert Hamerling is not meant to indicate that the idealism in world views characterized in this book nor the view put forward by the viewpoint of seeing consciousness could in any way vie with the religious world view, let alone supersede it. Both would misunderstand themselves entirely if they wished to create religions or sects, or wished to impinge upon anyone's religious beliefs.
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179. Historical Necessity and Freewill: Lecture II
09 Dec 1917, Dornach Tr. Unknown Rudolf Steiner |
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The dream life extends itself over into our waking life. We are really continuously in a dream state from the moment of going to sleep to that of awakening, but only those dreams are remembered or enter our consciousness that are most strongly connected with our physical existence; dreaming continues on throughout the entire sleep life. |
And we know no more of the reality, of the actual content of the ordinary consciousness in the non-clairvoyant consciousness of our feeling life, than we know what actually occurs when the images of the dream life run their course before us. Therefore it was also stated in these lectures that the human being does not inwardly experience the content of what is termed “History” with waking consciousness, but dreams it through, goes through it in a dream. |
There would be something remaining over and above for the non-clairvoyant perception which can only have the appearance of a dream world, a world which can only be dreamed, which cannot live any more strongly in the consciousness than a dream. |
179. Historical Necessity and Freewill: Lecture II
09 Dec 1917, Dornach Tr. Unknown Rudolf Steiner |
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As I have already remarked, we shall consider certain matters during these lectures which will then culminate, tomorrow or the next day, in an exposition of Historical Necessity and Free Will, will culminate by my having to show in what sense an historical event is necessary, and in what sense such an event—as something which, generally speaking, interferes in the soul-sphere of human life—could also be otherwise than it is. Indeed, at the present time—when such important occurrences are interfering in human life—this is a problem which is of very special, deeply penetrating significance; for, in face of the sad, catastrophic events of the present day (the war) every human being must indeed ask himself the question:—in how far are such happenings—and directly this present one—dependent on a certain necessity and in how far could the present occurrence have turned out differently, had it been able to assume a different aspect. As we indicated, it will be our aim during these lectures to reply to this large, inclusive question with means that we can have at our disposal now in the occult basis that is to be explained in public lectures. But we must proceed from a more inclusive consideration of human life. We must deepen ourselves somewhat, from a certain aspect, in human nature itself For, as you are perhaps able to gather directly from the public lectures held recently, in human life the forces of that world are playing in which the human being finds himself between death and a new birth. Into this life—much more intensely than one imagines—are the forces playing, in which the human being is embedded, as the so-called dead. We are, as human beings, so fashioned—in the last lecture I drew attention more to the physical aspect—that in reality, the threshold between the everyday physical world and the spiritual world, cuts right through our midst. If we hold in mind our everyday life, and what we have considered the last time more from the physical side, today more from the side of the soul, then we may say: While we are incarnated here in the physical body, our human life runs its course in such a way that we have active in us, first, everything that can be experienced through the senses during our life, everything that is outspread around us, so to say, as a tapestry of the sense impressions, and from which we receive knowledge through our senses. Upon this world, then, everything is built which we elaborate out of this sense world, but which we also, independently of it, are able to interpenetrate in our thought life. When, however, we unite sense life and thought life, we have in reality everything in which we live with our usual waking consciousness. From the moment we awaken in the morning until the moment we fall asleep, we are awake in reality only in our sense impressions and in our thought life. We are not awake at all, in the full sense of the word, in our feelings, in our feeling life. And there, between the thought life and the feeling life, practically unnoticed for the everyday consciousness, lies the threshold. For what interpenetrates our feeling life as a deeper reality does not actually come to consciousness at all in the human being. The feelings themselves do [not?] come to consciousness in him. They surge up and down out of a subconscious world. But the consciousness has really nothing more to do with feeling that we in sleep have to do with our dreams. Therefore it was possible recently to say here in Switzerland in public lectures:—While the human being lives in his feeling life, he is actually asleep and dreaming. The dream life extends itself over into our waking life. We are really continuously in a dream state from the moment of going to sleep to that of awakening, but only those dreams are remembered or enter our consciousness that are most strongly connected with our physical existence; dreaming continues on throughout the entire sleep life. Only in the deeper layers of our consciousness do we sleep, so to say, dreamlessly. But this dreaming and dreamless sleep life goes over into our feeling life, into the life of our affections. And we know no more of the reality, of the actual content of the ordinary consciousness in the non-clairvoyant consciousness of our feeling life, than we know what actually occurs when the images of the dream life run their course before us. Therefore it was also stated in these lectures that the human being does not inwardly experience the content of what is termed “History” with waking consciousness, but dreams it through, goes through it in a dream. History is what may be termed a cosmic dream of the human being. For the impulses that live in history live actually in feeling and emotional impulses. He dreams, while he inwardly experiences, history. Thus the life of feeling lies quite underneath the threshold of the real, waking consciousness. In this soul relationship also the boundary between the conscious and the unconscious life cuts right across the middle of the human being. In his will life the human being sleeps completely. For with his everyday consciousness he knows nothing about what actually lives in the will. His ordinary consciousness lives in the reality that expresses itself in the will in exactly the same way in which he lives in deep sleep. He follows consciously only that which, proceeding out of the will, has gone over into action. In this he awakens; in the execution of the will he cannot awaken. Therefore the philosophers continually quarrel about the freedom and the non-freedom of the will, because they are unable to penetrate into the region that can only be seen into with clairvoyant consciousness, the region out of which the will really draws its impulses. Thus—I accentuate it once more—in the soul relationship also, the threshold lies between the actual physical world of waking life and the world which remains subconscious for him, lies in the midst of the human being himself, for this human being. Now everything which the human being experiences and lives with between death and a new birth plays right into his life, insofar as it is the life of the feeling and the will—that is, insofar as it has been dreamt and slept through. What the dead live through is actually in the world in which we are living, in as far as we feel and will. Only we do not know with ordinary consciousness the realities that live in feeling and willing. If we could live through the reality which gives the basis of the feeling life, if we would live through especially the reality giving the basis of the willing life, just as in waking we live through the reality of the sense perceptions and the thought conceptions—the conceptions indeed to a minor degree, nevertheless to a certain degree—then would the departed, the man who has passed through the portals of death, be just as much beside us, in continual association with us, as someone who still walks about with us here on the physical plane, so that we are able to receive impressions from him in our waking consciousness by means of our senses and thought life. What is living in the impulses of the departed dead ascends continually within our feeling life, into the life of our will impulses. And only because we dream and sleep this away do we feel separated from the dead with whom we were associated. In reality, however, the world in which the so-called dead live is quite different from the world in which we live while we are incarnated in the physical body. For observe, when you ask quite seriously: what then exists for the waking non-clairvoyant consciousness from the time of waking until going to sleep? The answer is: Only that which can be lived through in the world which is spread out as a tapestry of the sense impressions and also in the world we fashion out of it for ourselves by means of our thought conceptions. From this world, in the first place, everything belonging to the so-called mineral kingdom, for which the sense organs are used in perceiving, is not directly existent for the dead. To this mineral world belong, for example, also the stars, the sun and moon; in general everything belongs to it that is perceptible to the senses, and to it belongs also a large region of the plant world. These are regions that primarily do not lie open to the spiritual- and soul-eyes of the dead. On the other hand there begins to open up already for the soul-eyes of the dead the world of which we are more or less unconscious when we direct our glance toward it—the glance which is of course veiled by the sense world—that is to say the world of impulses, of forces which live in the animals. This is for the dead the lowest world, in exactly the same way that the mineral world is the lowest world for us here in the physical body. Just as for us the plant world, which sprouts forth out of the mineral kingdom, builds itself up, so, for the dead, the human world, as soul world, erects itself upon the foundation that lives in the animal world. And just as the animal world forms the third category, which erects itself upon the mineral and plant world, so the kingdom of the Angels, Archangels, etc., forms a higher kingdom in the world of the dead. The entire environment into which the departed one is transposed is thereby different from the environment in which we ourselves live in the physical body. For just conceive for a moment how it would be, were everything you perceive with the senses taken out of the world which you perceive with your physical body, about which you, in your physical body, form concepts. There would be something remaining over and above for the non-clairvoyant perception which can only have the appearance of a dream world, a world which can only be dreamed, which cannot live any more strongly in the consciousness than a dream. But the distinction becomes clearer if we hold the difference in mind in yet another way. Just notice that as long as we are incarnated in the physical body, the essential thing that lends character to our lives (the chief characteristic) is that we (although inwardly the matter is difficult as you know from other lectures) are able to have the consciousness that whatever we do with the beings of the mineral and plant kingdoms—as a result of our intercourse with them—remains relatively a matter of indifference to them. We act indeed under the influence of this thought just expressed. We break the stone calmly and have the idea that we do not cause the stone pain, nor also give it any joy. You know that inwardly the matter is somewhat different: but in as far as we human beings are in touch with the surrounding mineral world, we think with a certain justification that joy and pain is not at once aroused when we break a stone to pieces or do something similar. In a like manner do we relate ourselves to the plant world. The human beings are now very rare who, for example, feel a sort of pain, have a somewhat similar feeling when a flower is plucked. The individuals, who in a certain sense still prefer to have the rose on the rosebush than to have the rose bouquet in the room, are not at all so numerous. It is only with the animal world that we begin to bring our human nature directly into relationship with the surrounding world. And yet let it be said once more:—the human beings are just now quite rare among present day people who have a feeling—only distantly similar to be sure—when plucking roses similar to the one they would have were the heads of animals being torn off in order to bind them together in a nosegay:—even among anthroposophists I have found that not everyone always prefers to have roses on the rose-bush—although indeed the feeling has already progressed so far that there has never been, let us say, a bouquet of nightingale heads presented in a hall! Now we are beginning to feel how the life that extends itself out of us continues on into our surrounding world. The departed has no such condition. For him nothing exists at all in the environment for which he could not have the feeling that if he were only to stretch out a finger—this is now expressed quite symbolically, in imagery—then what is accomplished—through the sticking out of his finger, indeed, through any action whatever, yes, through everything done by the dead—would not bring about, would not release joy and pain in the environment. He does not enter at all into relationship with his surroundings unless he awakens joy and pain, unless there exists an echo of joy and pain. If you do something after you have passed through the portals of death, then through your action, wherever it may be, pain or joy, tension or relaxation of something is continually occurring which is similar to the feeling life. If we knock on a table we feel that it does not pain the table. The one who is dead can never carry out an action without knowing that he lives and weaves, not only into the living element, but into the living element filled with feeling. The feeling-filled incitement is spread out over his entire environment. From another aspect you will find that described in the corresponding chapter of my book Theosophy. This world of incitement filled with feeling lives thus upon the lowest level there above in the animal kingdom. And just as we are acquainted with a certain external side of the mineral kingdom by means of our sense perceptions, so is the departed dead familiar, over the extent of his whole world, with the inner side, not with the outer form, but with the inner aspect of animal life. This animal life is the lowest basis upon which he lives, upon which he fashions himself, upon which he erects his existence. And a large amount of work of the dead consists in their placing themselves in direct relationship to the world of living animal creatures. Just as we here on earth, from childhood on, place ourselves in connection with the dead mineral world, so do we after death establish ourselves continually on a broad and expanding, growing relationship to the world of the living animal. This world the dead person learns to know on all sides. This world the departed learns to know through having to penetrate step by step all the secrets which here on earth are concealed from him, just as that is concealed from his soul which slumbers underneath his feeling life, for it is the same thing. Granted, such a question as the one I now intend to interject cannot be allowed as a proper scientific one. But it can nevertheless point toward something behind which real relationships exist. It can be asked: why then is there so much really concealed from the human being here in the physical world by the governing power of the all-penetrating world wisdom? We can ask, why is that concealed into which the dead must be initiated, the mysteries of the construction of the whole animal world? Directly when we attempt to answer such a question, we plunge into the deepest of all mysteries of existence. And in these considerations we shall have to try to understand this question also. In the first place, however, we must perceive how this comprehension of the inner side of the animal life really takes place. Here I might proceed, in order not to become theoretical, from a fact of recent history. You know that in a certain external way human historical consciousness has experienced a change in modern times through so-called Darwinism. There has been an endeavor to find the forces by means of which the organisms evolve from the so-called imperfect condition. The Darwinists have named several kinds:—primarily the principle of special selection, survival of the fittest, the adjustment to environment, etc., I do not intend to come to you with these things which you indeed can read in every handbook on Darwinism, even in every encyclopedia. But I wish to point out that those are external, abstract principles: that for those who look deeper, nothing at all is said thereby. What actually happens is not shown when it is said: the perfection occurs through the selection of the fittest, the others gradually dying out and the fittest surviving. Here nothing is actually said about the forces, about the impulses that actually live in the animal kingdom—in order that these creatures may be able not only first to perfect themselves but also to be able to frame their life correspondingly in the ordinary present-day world. What really acts in the forces of selection, in forces that are put forward by Darwinism as forces of selection, as forces that are of a purely mechanically purposeful character. It is the dead working there. It belongs to the most astonishing and impressive experiences which can be made in the circle of the dead, to discover that just as here there are smiths and joiners and others who work in the world of mechanics, in the handicrafts, and thereby create the physical sensible basis of life here, so in the spirit realm, beginning with the animal kingdom and upwards, do the dead work. While the animal kingdom here in many respects is such that we feel it to be an inferior one—however, the mineral world lies indeed still lower—yet the very basis of the work of the dead is the furthering of the animal kingdom. Therefore, the departed become accustomed to living in all the skillfulness that is concealed from him, through the fact of his world of feeling being plunged down into the life of animal existence, during the life between birth and death. You see, we come here to the point of view that until our age was held more or less secret by the brotherhoods that believed, partly justly, partly unjustly, that other men were not ripe enough for such things. If you gain the knowledge of what is related to the animal nature in the world of the dead, if you look about, you then see that all this belongs to the living element filled with feeling. The human being has also this living element filled with feeling in his soul. But in what way? Between birth and death he possesses it in such a way that were it not locked up in his subconsciousness he could at every moment employ this living element filled with feeling, which exists in the period between birth and death, for the destruction of the remainder of this element in the world. So just imagine what that really means. You yourself, in your personal life, live as a living-element-filled-with-feeling, which, however, is enclosed in the boundaries that are drawn into the physical human being. If human beings were to have this element generally, freely at their disposal—anthroposophists will already be more cultivated in this regard—then they could, in every instance, employ these concealed forces to destroy the living element filled with feeling that is lying in their environment. The animal nature in the human being is primarily, even in the most exact meaning of the word, a destructive one. And it is even endowed with the capacity to destroy. And when the individual has passed through death's door, then it is his task above everything to tear out of his soul all the impulses that have then become free in such a way that there is really a very great deal remaining of the desire to destroy the living, to kill the living. And it can be said, that to have respect and reverence for all living things is something that the departed must learn above everything else. This reverence for everything living is something that can be looked upon as the self-evident evolution of the departed. So just as we here with inner participation follow a child which as a matter of course evolves from a small infant onward, gradually from day to day, from week to week, just as we follow up with this child the way the soul takes hold of the fleshly bodily nature, having great joy in what happens without the cooperation of the so-called free will, in what occurs there through the pure organic forces of the soul; so in a similar manner, when we follow up the course taken by the departed from the day of his death onward through his life after death, we again behold the development of the deepest reverence for all living beings in the environment, a development from which free will has been withdrawn. This is something which, as it were, happens like an external side in the departed, just as with the child this occurs as an external side through its growing up, by its traits becoming more expressive. What increases externally in the child to our joy, in like manner increases in the departed by our discovering something radiating from him, more and more through his holding every living thing sacred in such an exalted way. But in this connection an important difference occurs between the life after death and the life here on earth. The life here has concealed by a veil just that in which the departed must deepen himself. We perceive the world through our senses and form for ourselves certain laws which we call the laws of nature, according to which we then form round about us our mechanical instruments, our tools. What we erect round about us according to the laws of nature is indeed essentially a world of the dead. We must even kill the plant, even the tree, when we wish to place its wood at the service of our mechanical arts. And again it belongs to the most staggering knowledge, that in reality everything which our senses teach us, when we apply it by means of our will, is something destructive and cannot be anything else but something destructive. Even when we create a work of art we must take part in the world of destruction. What we thus create first arises out of destruction. A beneficent world wisdom has only caused us at first to shrink back, as human beings, from placing what lives (generally speaking, from the animal-world upward) at the service of mechanical art. In a certain higher sense, however, everything lives in the world. You will already realize this from the various accounts given during the course of the year. But what do we do in reality when we place at the service of mechanical art that which we perceive through our senses and combine through our understanding? We continually carry death into life. Even a Raphael painting cannot come into being unless death is carried into life. Before a Raphael painting arises it contains more life than afterwards. In the universe this is compensated only through the fact that souls appear who enjoy the Raphael painting and receive from it an impulse, a strong impression. The impulse, the impression which the creating or enjoying soul receives, this alone can help to overcome the forces of death, even when the highest treasure, the so-called highest spiritual possessions of mankind are created here on the physical plane. Essentially, the earth will be destroyed because through their mechanical acts human beings carry death into the earth in such a strong measure. The earth will no longer be able to live, because the forces of death prevail over that which can be saved and carried over into the world of Jupiter, beyond the decay of the physical earth. But out of what human beings have created by weaving together death and life—out of what they have thus created—they will have regained a soul content which they will then carry over into the world of Jupiter. Death or the destruction of what is living, continually weaves into life, more than words can say; it weaves in human activity itself, through the fact that between birth and death [unreadable] human activity is intimately interwoven with the sense of [unreadable]. Indeed, consciousness arises because death weaves itself into life. Man would not accomplish his task on earth, as far as consciousness is concerned, were he not called upon to weave death into life. Even within ourselves we kill the life of the nerves the very moment in which we form a thought; for a really living nerve cannot form thoughts. In recent public lectures I have said that—“We enter into the life of our nerves through a constant death-process.” In this respect the life between death and a new birth is the exact opposite. There it is essential for the human soul to acquire the habit of holding holy all that is living, of permeating the living with ever more and more life. In this manner the life between birth and death is connected with death; the life between death and a new birth, with the life of the whole. An animal kingdom lives upon the earth only through the fact that man dies and sends his impulses from the spiritual world into the life of the animals. The second thing which man learns to know after death is the kingdom of the human soul itself, regardless of whether these human souls are embodied here in physical bodies or have already passed through the gate of death. After death, man faces the animal world with the feeling that when he carries out an action, something experiences joy, or another being, at least something possessing being, suffers pain. He knows that he strikes against living reality when his spiritual force alone hits against this. Here it is more a universal living and weaving within living reality. In regard to the familiarity with what exists in our own human sphere after we are dead, it is so, that when another soul enters into a relationship with us, after we ourselves have passed through the gate of death, we become aware that our own life-feeling is either strengthened or diminished, according to the way in which we face this soul. Through our relation to a certain soul, regardless of whether it dwells here upon the earth or in the spiritual world, we feel that we become inwardly strengthened. Our companionship with this soul strengthens us in a certain way; our inner forces become stronger and at the same time more alive. We meet this soul and feel that it makes us more awake than we would have been otherwise. An intimate sense of life streams toward us with a certain intensity, through our companionship with this soul. Instead, the relationship with another soul may weaken us in the direction of certain forces and dim down our life, as it were. Our companionship with souls consists therein that we feel our own life surging livingly in this relationship with the others. We live out our life of feeling and will as human beings between birth and death without knowing that the souls of the dead live in the waves of this life of feeling and will, which we sleep and dream away. They are always there; they live in the waves of our own feeling and will, and they live there in such a way that they experience this life with us. While we experience the surrounding world through our senses as something external, the dead live in the impulses of our feelings and will; they are far more intimately bound together with us than we, insofar as we are physically embodied, are bound together with our surroundings. It is so that this life—or better, this experiencing, this inner presence in life—of the dead, develops gradually in accordance with the conditions that have been spun out during our life here. Assuredly we live together with all souls after death; this is true, but we know nothing about it. Relationships set in slowly and gradually; namely, with souls with whom we have formed connections during our life between birth and death. We cannot form new relationships, original connections with other human beings during the life between death and a new birth; we can form no such connections originally and directly. When we have loved or hated someone here, i.e., when we were connected with him either in a positive or in a negative way, this again rises from a gray spiritual depth, in the gradual awakening of the life after death, so that we live within these souls, as I have just described. Thus, a great part of this experiencing, or this inner life-presence of the dead, consists in the fact that everything that exists in the form of a link with other souls, during our last or earlier incarnations, gradually rises up from a gray spiritual depth. This can widen out—and in the case of many departed souls it widens out very soon after death—but in an immediate way. Someone may die; he may have stood in some kind of relationship to a soul dwelling either on the earth or in the spiritual world. This relationship appears before him once more after death, as I have described just now. But this soul with whom he is linked up has relations with other souls, with whom, perhaps, he has never come into contact during any of his lives between birth and death. But here, after death, such souls can establish an indirect contact with the so-called dead soul, and thus enter into relationship with him. But, as I have already said, these are never direct connections, for they are always mediated by the souls with whom we are linked up karmically through our physical life. The connection with souls where no relationship has been established during physical life is always quite a different one, and is transmitted through the soul who was connected with us in physical life. You can easily realize, now, that first there are direct, then indirect relationships. Through the fact, however, that all souls are more or less connected with one another throughout the earth, and that during his long life between death and a new birth, man forms, indirectly at least, many new connections—through this fact, the human being enters a very wide field of mutual experience with other souls, if we also take into consideration these indirect relationships. Even when we are here on earth we have already within us this living-into other souls. In the spiritual world we have lived together with innumerable souls, over and over again. The feeling of being at one with all souls, which an abstract philosophy considers only abstractly, and discusses as an abstract at-oneness, has its quite concrete side. Namely, that souls are scarcely to be found over the whole earth with whom there is not at least a distant and indirect connection. We must grasp this fact as concretely as possible, then this will lead us to something real. What the departed experiences is thus a gradual growing into and awakening into a world based, in a wider sense, on his karma. An inward brightness that increases more and more spreads, as it were, over this world, as our experiences become richer in this second realm, which is based upon the animalic realm, just as our experiences in the plant realm are based upon the mineral realm. Our experiences become ever richer and richer. Imagine this experience extending in all concrete directions, and you will obtain a great deal of that which permeates the soul of the departed between death and a new birth; for all thoughts that connect us in any way with other souls are bound up with this experience. Herein lies an infinitely rich world. Essentially is it so (you will gather this from the cycle on Life Between Death and Rebirth) that during the first half of this life between death and a new birth, the development is more filled with wisdom, more permeated with wisdom. In a wise way man becomes accustomed to the connections that he gradually draws up again out of the spiritual depth. He becomes familiar with all this in a very wise way. Essentially, the threads leading to all karmic relationships of a direct or indirect nature begin in what I have called in the Mystery Plays “The Midnight Hour of Being.” Then follows the further working out, and then an element of force, similar to the will, but only similar, not exactly the same—enters into the life of the soul. This element of force, similar to the will, makes the human being stronger and stronger. Above all, it strengthens those impulses in him that are added to the wisdom-filled survey of the world, as elements and impulses pertaining to the will, as impulses of force. A certain form of will becomes active in man during the second half of the life between death and a new birth. If we observe this will (we can do this especially in the case of souls who, through this or that circumstance, have a shorter or a shortened life between death and new birth) we find that the will takes a peculiar direction, which may be characterized by saying—the will arises in order to wipe out in some way the traces of our life, the traces of karma. Please grasp this quite clearly. Such a will, aiming at the effacement of the traces of karma, becomes more and more evident in man. This effacement of the traces of karma is connected with the deepest secrets of human life. Were man to have a continual and full survey of the wisdom which he can acquire very soon, comparatively soon, after death, then there would be numberless human beings who would prefer to wipe out the traces of their existence, rather than enter into new lives. The elaboration of our earlier lives into a karmic connection, which we achieve, can only be achieved because we are dulled by certain beings of the higher hierarchy during the second half of the life between death and a new birth; we are paralyzed in regard to the light of wisdom, so that we restrict our activity and our will- impulses more and more. And we must say that the aim of this is to restrict them in such a way that we create what can then become united with a physical human body in the stream of heredity, and can live out its earthly destiny in this physical body. We can only understand these thoughts fully when we consider earthly destiny itself. How dream-like this earthly destiny is for man on earth! As a child he accustoms himself gradually to the conditions of earthly life. What we call destiny comes to him in the form of single life experiences. Out of the woof of these life experiences, something is formed which is in reality man himself. For think what you would be as far as the present day, had you not lived through your own particular destiny! You can indeed say—I myself am what I have experienced as destiny. You would be quite another human being had you experienced a different destiny. And yet, how strange destiny seems to be, how little interwoven with what man calls his ego! In how many countless cases the ego feels itself struck by destiny! Why? Because what we ourselves do towards the molding of our destiny remains hidden in the subconsciousness. What we experience takes up its place in the world of sense-experience and in the world of thoughts. It merely strikes against our feeling life. Our feeling life remains passive to this. What we have in common with the realm of the dead springs forth actively out of our feeling life and out of the life of the will impulses. What springs forth in this way, and what we ourselves do without our consciousness, by dreaming and sleeping through it, this forms our destiny; we ourselves are this. We dream and sleep through all we do toward the molding of our own destiny. We wake in what we experience as our destiny, but only because it remains unconscious. What is it that remains in reality unconscious? That which sounds across as impulses, out of earlier incarnations on earth, and out of the life between death and a new birth in a purely spiritual way—out of the regions where also the dead are to be found—a region which we dream and sleep away. At the same time, these are forces that come also from ourselves. They are the forces with which we mold our destiny. We weave our destiny out of the same region that the dead inhabit in common with us. Think how we grow together with this world, of which we now know something to a certain extent—how we sleep through it and how we experience it—although we have not yet spoken of the experiences in connection with the beings of the higher hierarchies. This will also be considered. But what I wish to convey in a description of this kind is that we must place the realm of the so-called dead within the same realm in which we ourselves live, and we must become conscious of the fact that we feel separated from the dead (but in reality we are not separated from them) only because we dream and sleep away our feeling-life and will-life, where the dead are. However, something else can be found in this world that we dream and sleep away, something that man as a rule does not follow at all in his usual consciousness. Sometimes he becomes aware of this when it appears before him in specially striking cases; but these are exceptional, outstanding cases, which only draw attention to what is always permeating life and streaming through it. You yourselves will have heard of many cases resembling the following one:— Someone is in the habit of taking a daily walk; it leads him to a mountain slope. He goes there every day; it is his special pleasure. One day he goes there again as usual. Suddenly, while he is walking, he hears something like a voice, although it is not a physical voice, which tells him:—Why are you taking this walk? Can you really not do without this pleasure? It speaks more or less like this. He begins to hesitate and turns aside, in order to think over what has just happened to him. In this instant a piece of rock rolls down; it would quite certainly have struck him, had he not turned aside. This is a true story, but one that only points out sensationally something that is always present in our lives. How often you plan to do this or that—and this or that prevents you. Think how many things would have been different, even in the smallest experiences of life, had you started out at an appointed hour, instead of half an hour later, because something detained you. Think what changes have thus come into your life; what changes have also come into the lives of many other people! It is quite easy to picture this. Let us suppose that you have planned to take a walk at 3:30 PM; you were supposed to meet another person and to tell him some news that he, in his turn, would have told to someone else. Because you came too late you do not tell him this news; this was not done, and with a certain right. Here we see a universal order of laws that differs from the one that we describe as a necessity of Nature. It consists therein, that someone is prevented from continuing his walk because he hears a voice that causes him to turn aside, and thus saves him from being struck dead by the falling piece of rock. We feel that here a different world system is at work. But this world system permeates our existence always, not merely when such sensational events take place. Even in such matters, we are used to see only the sensational aspect of things. We do not notice this other world. Why? Because we turn our gaze toward the events that occur in our life and in our surroundings and not toward the events that do not occur, events that are continually being prevented, continually being hindered. From a certain moment in spiritual experience, that which does not happen is held back from us. That from which we are, as it were, prevented, can rise up in our consciousness in the same way as that which does happen; except that it comes to our consciousness as another world system. Try to place this world system before your souls by saying to yourselves: man is accustomed to look only at what happens and not at what has been prevented from happening. What he does not notice in this case is intimately connected with the realm in which the dead are, in which we ourselves are with our dreamlike feeling and sleeping will. Within us, we cut ourselves off from this other world because dream and sleep play also into our waking life. All that seethes, lives and weaves beneath the boundary which separates our thinking from our feeling contains, at the same time, the secrets that build not only the bridge between the so-called living and the so-called dead, but also the bridge between the realm of necessity and the realm of freedom and of so-called chance. |
325. European Spiritual Life in the 19th Century: Lecture II
16 May 1921, Dornach Tr. Harry Collison Rudolf Steiner |
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And if we look back to the teachers and the priests of these peoples we find that they were advanced spirits whose foremost task was to interpret what the individual saw in his dream-pictures, albeit dream-pictures which he experienced in his awake consciousness. They were interpreters of what the individual experienced. |
Thought was not hatched out of inner soul activity, as is the case to-day, but thought came to the human being of itself like a dream. Particularly was this the case in the East, and the Oriental spiritual life which had animated Greece and still animated Rome was not won through thinking, it came, even when it was thought, as dream pictures come. |
In all this there was always an element of delicate questioning which came from the spiritual world. People had to solve riddles half in dreams, had to carry out skillful actions, had to overcome something or other. It was always something of the riddle in this dream life. |
325. European Spiritual Life in the 19th Century: Lecture II
16 May 1921, Dornach Tr. Harry Collison Rudolf Steiner |
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I have tried to show how about the middle of last century a radical transformation took place in spiritual life, and how moreover the peculiar configuration of the nineteenth century thought and the spiritual life in general that underwent this transformation can be traced back to another crucial turning point in the west which we have to look for in the fourth century A.D. Now it might at first sight appear as if we were trying to show too close a connection between two periods that are so very widely separated in point of time. But this very thought will serve to call attention to certain interconnections in the history of humanity. To-day we will begin where we left off yesterday, with the downfall of ancient culture and of the Roman empire. We drew attention to a distinguishing feature of that time. We placed before our souls two representative personalities; one of them was Augustine, who grew entirely out of the South-West; and we compared them with another personality, that of the Gothic translator of the Bible, Wulfila, and with the spiritual stream out of which Wulfila sprang. We have to be quite clear that Augustine was altogether the child of the conditions which had developed in the south-western parts of the European-African civilization of the day. At that time men who sought a higher culture only found it through contact with the philosophy, literature, art and science which had for a long time been pursued in a certain upper level of society. We even have to think of Greek culture as the possession of an upper class which relegated its more menial work to slaves. And still less can we think of Roman culture without widespread slavery. The life of this culture depended upon its possessors being remote from the thought and feeling prevailing in the masses. But one must not think that there was therefore no spiritual life in the masses. There was an exceptionally strong spiritual life among them. This was of course derived more from the native stock left behind at an earlier stage of evolution than that of the upper class, but it was nevertheless a spiritual life. History knows very little about it, but it was very like what was carried into the southern parts of Europe by the barbarian tribes, forced to migrate by the forward pressure of the Asiatic hordes. We must try to form a concrete idea of it. Take, for instance, the people who over-ran the Roman Empire—the Goths, the Vandals, the Lombards, the Herules. Before the migrations had begun, thus before the fourth century A.D. which is for us such an important turning-point, these men had spiritual life away in the East which culminated in a certain religious insight, in certain religious ideas, which pervaded everything; and the effects of these experiences influenced every aspect of daily life. Before the migrations began these people have had a long period of settled life. It was while they were thus settled that they first experienced the southern oriental peoples, from whom the Indian, Persian and succeeding cultures sprang, had experienced at a much earlier time; they experienced what we can call a religion which was closely connected with the blood relationships of the people. It is only through spiritual science that this can be observed, but it is also echoed in the sagas and myths I lived in these peoples. What they worshipped were the ancestors of certain families. But these ancestors first began to be worshiped long after they had passed away, and this worship was in no way based upon abstract ideas, but upon what was instinctively experienced as dreamlike clairvoyant ideas, if I can use the expression without causing misunderstanding. For there were certain ideas which arose in quite another way from the way our ideas of to-day are formed. When we have ideas nowadays our soul life comes into play more or less independently of our bodily constitution. We no longer feel the seething of the body. These people had a certain intensive inward sense that in what took place in their bodies all sorts of cosmic mysteries were active. For it is not only in the chemical retorts that cosmic processes work according to law, but in the human body also. And just as to-day, by means of the processes which take place in their retorts chemists seek with their abstract reason to understand the laws of the universe, so these men too tried through what they had experienced inwardly, through their own organism, whose inner processes they felt, to penetrate into the mysteries of the cosmos. It was entirely an inner experience that was still closely bound up with ideas arising in the body. And out of these ideas which were called forth by what we might describe as the inward seething of the organism, there developed the pictorial imaginations which these men connected with their ancestors. It was their ancestors whose voices they heard for centuries in these dream formations. Ancestors were the rulers of people living in quite small communities, in village tribal communities. These tribes had still this kind of ancestor-worship, which had its life in dreamlike ideas, when they pressed forward from the east of Europe towards the west. And if we look back to the teachers and the priests of these peoples we find that they were advanced spirits whose foremost task was to interpret what the individual saw in his dream-pictures, albeit dream-pictures which he experienced in his awake consciousness. They were interpreters of what the individual experienced. And now the migrations began. During the period of the migrations it was their greatest spiritual consolation that they had this inner clairvoyant life which was interpreted by their priests. This spiritual life was reflected in sagas which have been handed down, notably in the Slav world, and in these sagas you will find confirmation of what I have just briefly outlined. Now shortly after the end of the fourth century these tribes settled down again. Some of them were absorbed into the peoples who had already for a long time inhabited the southern peninsulas, that is to say they were absorbed into the lower classes of these peoples, for their upper classes had been swept away in the time of Augustine. The Goths were among the tribes absorbed in this way, but mainly those Goths who peopled the countries of middle and western Europe; those who settled in the northern regions of southern Europe maintained their own existence and acquired a permanent home there. Thus we see that after the fourth century the possession of a fixed dwelling place becomes an essential characteristic of these peoples. And now the whole spiritual life begins to change. It is most remarkable what a radical change now takes place in the spiritual life of these people through their peculiar talent. They were gifted not only with special racial dispositions, but with a much greater freshness as a folk for experiencing spiritual reality in dreams; something which in the southern regions had long since been transformed into other forms of spiritual life. But now they have become settled, and through their peculiar endowment a new kind of spiritual life developed in them. What in earlier times had expressed itself in ancestor-worship, had conjured before the soul the picture of the revered forefather, now attached itself to the place. Wherever there was some special grove, some mountain which contained let us say, special treasures of metal, wherever there was a place from which one could watch storms and so on, there, with a depth of feeling left to them from their old ancestor-imaginations and dreams, men felt something holy to be connected with the place. And the gods that used to be ancestral became gods of place. Religious perceptions lost their time a character and took on a spatial character. Those who had been previously the interpreters of dreams, the interpreters of inner soul-experience, now became the guardians what one might call the signs c—the peculiar reflection of the sun in this or that waterfall or other feature of nature, the phenomena of the cloud-drifts in certain valleys and so on—these are now the objects of interpretation, something which then became transformed into the system of Runes cultivated in certain places, where twigs were plucked from trees and thrown down, and the signs read from the special forms into which the twigs fell. Religion underwent a metamorphosis into a religion of space. The entire spiritual life became attached to the place. Thus these tribes became more and more susceptible to the influence which the Roman Catholic Church, since it had become the state church in the fourth century, had been accustomed to exercise over the southern peoples, that is to say over the lower classes which had been left behind after the upper classes have been swept away. And what was it that the church had done? In these southern regions the period of transition from the time conception to the spatial conception of the world was long since past, and something of extraordinary importance always happens in a period of transition from a time outlook to a spatial outlook, a certain living experience passes over into an experience through symbol and cult. This had already taken place for the lower classes of the people in the southern regions. So long as men continue to live in their time-conceptions, the priests, those who in the sense of ancient times we can call learned men, our interpreters of a corresponding life of the soul. They were engaged in explaining what man experience. They were able to do that because men lived in small village communities, and the interpreter, who was in fact the leader of the whole spiritual life, could address himself to the individual, or to a small group. When the transition takes place from the time-outlook to the space-outlook, then this living element is more or less suppressed. The priest can no longer refer to what the individual has experienced. He can no longer treat of what the individual tells them and explain to him what he has experienced. What is something living is thus transformed into something bound to a place. And thus ritual gradually arises, the pictorial expression of what in earlier times was a direct experience of the super-sensible world. And at this point development begins again, so to say, from the other side. The human being now sees the symbol, he interprets the symbol. What the Roman Catholic Church built up as cult was built up with exact knowledge of this world-historic course of human evolution. The transition from the ancient celebration of the Last Supper into the sacrifice of the Mass arose, in that the living Last Supper became the symbolic rite. Into this sacrifice of the Mass, it is true, flowed primeval holy mystery usages which had been handed down in the lower classes of the people. These practices were now permeated with the new conceptions Christianity brought. They became, so to say, christianised. The lower classes of the Roman people provided good material for such a birth of ritual, which was now to reveal the super-sensible world in symbol. And as the northern tribes had also made the transition to a spiritual life associated with place, this ritual could also be implanted among them, for they began to meet it with understanding. This is the bases of one of the streams which start in the fourth century A.D. The other stream must be characterised differently. I have described how the ancient ancestor-worship lived on, rolling over from the east upon the declining Roman Empire. In the “Our Father” of Wulfila we see that in these nomadic peoples Christianity was absorbed into the ancestral cults and the cults connected with locality. And that constitutes the essence of Arian Christianity. The dogmatic conflict in the background is not so important. The important thing for this Arian Christianity, which traveled with the Goths and the other German tribes from the East towards the West by a path which did not lead through Rome, is that in it Christianity becomes steeped in a living spiritual life which has not yet reached the stage of ritual, that is closely related to the dream experience, to the clairvoyant experience, if you will not misunderstand the expression. On the other hand the Christianity that Augustine experienced had passed through the culture of the upper classes of the southern peoples, and had to encounter all sorts of oriental cults and religious ideas, which flowed together in a great city of Rome. The heathen Augustine had grown up amidst these religious ideas and had turned from them towards Christianity in the way I have described. He stands within a spiritual stream which was experienced by the individual in quite a different way from the stream I have already mentioned. The latter arose out of the most elemental forces of the folk-soul life. What Augustine experienced was something which had risen into the upper class through many filtrations. And this was now taken over and preserved by the Roman Catholic clergy. Moreover its content is far less important for the progress of history than the whole configuration of soul that constituted first Greco-Roman culture and then, through the adoption of Christianity, the culture of the Catholic clergy. It is essential to see this culture as it was at that time and as it then lived on through the centuries. Our present-day educational system is something which remains over from the real culture of that time. After one had mastered the first elements of knowledge, which we should to-day call primary education, one entered what was called the grammar class. In the grammar classes one was taught structure of speech; one learned how to use speech properly in accordance with the usages established by the poets and the writers. Then one assimilated all other knowledge that was not kept secret, for even at that time quite a lot of knowledge was kept secret by certain mystery schools. What was not kept secret was imparted through grammar, but through the medium of speech. And if anyone reached a higher stage of culture, as for example Augustine, then he passed on from the study of grammar to the study of rhetoric. There the object was to train the pupil above all in the appropriate use of symbol, how to form his sentences rightly, particularly how to lead his sentences to a certain climax. This was what the people who aspired to culture had to practice. One must be able to sense what such a training develops in a human being. Through this purely grammatical and rhetorical kind of education he is brought into a certain connection with the surface of his nature, he is within what sounds through his mouth far more than is under the influence of thought. He pays much more attention to the structure of speech and to the connection of thought. And that was the primary characteristic of this ancient culture, that it was not concerned with the inner soul experience, but with structure, the form of speech, with the pleasure it gives. In short, the man became externalised by this culture. And in the fourth century, at that time Augustine was a student, as we should say to-day, we can see clearly this process of externalization, this living in the turn of words, in the form of expression. Grammar and rhetoric were the things that students had to learn. And there was good reason for this. For what we to-day call intelligent thought did not at that time exist. It is a mere superstition very commonly to be found in history to suppose that men have always thought in the way they think today. The entire thought of the Greek epoch right up to the fourth century A.D. was quite different. I have gone into this to a certain extent in my Riddles of Philosophy. Thought was not hatched out of inner soul activity, as is the case to-day, but thought came to the human being of itself like a dream. Particularly was this the case in the East, and the Oriental spiritual life which had animated Greece and still animated Rome was not won through thinking, it came, even when it was thought, as dream pictures come. And the oriental and south-european scholars only differed from those of the north in that the pictures that came to the northerners at first stimulated ideas of their ancestors, and later were associated with particular localities and became more or less ritualistic. The ideas that were formed in Asia, in southern Europe, already had the character of thought, but they were not thoughts won by inner soul activity, inner intelligence, they were inwardly revealed thoughts. One experienced what one called knowledge and elaborated for oneself only the word, the sentence, the discourse. There is no logical activity. Logic arose through Aristotle, when Greece was already decadent. And what lived in beauty of speech, in rhetoric, was essentially Roman culture, and became the culture of Catholic Christianity. This habit of living not in oneself but in an external element expresses itself in the education that was given, and one can see how in this respect Augustine was a representative of his time. The correspondence between Jerome and Augustine is illuminating in this respect. It shows how differently these people conducted an argument in the fourth or beginning of the fifth century from the way we should do so to-day. When we discuss things to-day we have a feeling that we make use of a certain activity of thought. When these people discussed, one of them would have the feeling—“Well, I have formed my own view about a certain point, but perhaps my organism does not give me the right view. I will hear what the other man has to say; perhaps something else will emerge from his organism.” These men were within a much more real element of inner experience. This difference is seen also in Augustine's attitude in condemning heretics of various sorts. We see people deriving from the life of the common people, people like the priests of Donatism, like Pelagius and some others, specially coming to the fore. These people, although they believe themselves to be entirely Christian, stress the point that man's relation to justice, to sin, must come from the man himself. And thus we see a whole series of people one after the other who cannot believe that it has any sense to baptize children and thereby to bring about forgiveness of sins. We see objections made against the Christianity issuing from Rome, we see how Pelagianism wins adherents, and how Augustine, as a true representative of the Catholic element, attacks it. He rejected a conception of sin connected with human subjectivity. He rejects the view that a relation to the spiritual world or to Christ can come from an individual human impulse. Hence he works to bring about gradually the passing over of the Church into the external institution. The important question is not what is in the child, but what the Church as external ordnance bestows upon it. The point is not that baptism signifies something for the soul's experience, but that there exists an external ordnance of the Church which is fulfilled in baptism. The value of the human soul living in the body matters less than that the universal spirit that lives in the sacrament, so to say an astral sacrament, should be poured out over mankind. The individual plays no part, but the important thing is the web of abstract dogmas and ideas which is spread over humanity. To Augustine it seems particularly dangerous to believe that the human being should first be prepared to receive baptism, for it is not a question of what the human being inwardly wills, but it is a question of admitting into the Kingdom of God which has objective existence. And that is essentially the setting in which Athanasian Christianity lived, in contrast to the other background that originated in the north-east, in which a certain popular element lived. But the Church understood how to clothe the abstract element in the ritualistic form which again arose from below. It was this that made it possible for the Church to spread in this European element, from which the ancient culture had vanished. And above all it attains this expansion through the exclusion of the wide masses of the people from the essential substance of religious culture. It is a matter of tremendous significance that in the centuries which follow this substance is propagated in the Latin language. And from the fourth century A.D. onward Christianity is propagated in the Latin tongue. It is as it were a stream flowing over the heads of men. That goes on right up to the fifteenth century. For what history usually relates is only the outer form of what went on in the souls of men. Christianity was kept secret by those who taught at right up to the eleventh and twelfth centuries, in a far deeper sense than the ancient Mysteries were kept secret. For only the outer ritual penetrated the masses. And what was transmitted, which at the same time laid claim to all science coming from the ancient culture and clothed it in the Latin tongue, this was the Church, something which hovered above the essential evolution of humanity. And the centuries between the fourth and the fourteenth stand under the sign of these two parallel streams. The external history books, even the histories of the mind, only give the traditional description of what leaks out into greater publicity from the Latin ecclesiastical stream. Hence from present-day historical literature we get no idea of what took place among the wide masses of the people. What took place among the masses was something like this. At first there were only village communities; in the colonization of the whole of middle, western and even of southern Europe the towns played a very small part. The most significant life developed in small village communities; such towns as did exist were really only large villages; in these large village communities there was the Catholic Church, way over the heads of men, but through the ritual working suggestively upon them; however, these men who only saw the symbolic rite, who participated in the cult, who watched something which they could not understand, did nevertheless develop a spiritual life of their own. The very rich spiritual life developed throughout Europe at that time, a spiritual life which stood first and foremost under the influence of human nature itself. It was something quite apart from their participation in the spread of Catholic doctrine. For to associate everything with the personality of Boniface, for instance, is to place things a false light. What went on in these village communities was an inner soul life through which echoed the omens of the divinity or spirituality associated with the place. Everywhere people saw intimations from one or other of these. They developed a magical life. Everywhere human beings had premonitions, and told their fellows about them. These premonitions expressed themselves in sagas, in mysterious hints as to what one or another had experienced spiritually in the course of his work. But something very remarkable permeated this remains of an ancient prophetic and clairvoyant dream-life, which continued to flourish in the village communities whilst Catholic doctrine passed over their heads, and one can see that everywhere in Europe the organization of the human being was involved in this characteristic spiritual life. Something was at work which indicated a quite special disposition of soul in two respects. When people told of their weightiest premonitions, their most significant dreams (these were always associated with places), when they describe their half-waking, half-sleeping experiences, these dreams are always connected either with events, with questions which were asked them from out of the spiritual world, or with tasks which were imposed upon them, with matters in which their skill played a part. From the whole character of these stories, which were still to be found among the common people in the nineteenth century, one sees that when men began to ponder and to dream and to build up their legendary sagas in their mythologies, of the three members of the human being it was not so much the nerve-system—which is more connected with the outer world—but the rhythmic system which was active; and in that the rhythmic system was drawn forth out of the organism it showed itself in clairvoyant dreams which passed by word of mouth from one to another, and in this way the villagers shared with one another fear and joy, happiness and beauty. In all this there was always an element of delicate questioning which came from the spiritual world. People had to solve riddles half in dreams, had to carry out skillful actions, had to overcome something or other. It was always something of the riddle in this dream life. That is the physiological basis of the widespread spiritual experience of these men who lived in village communities. Into this, of course, penetrated the deeds of Charlemagne of which history tells you; but those are only surface experiences, though they do of course enter deeply into individual destiny. They are not the main thing. The important thing is what takes place in the village communities, and there, side by side with the economic life, a spiritual life developed such as I have described. And this spiritual life goes on right into the ninth, tenth, and eleventh centuries. Of course, something of what has developed in the heads of men in the upper strata of society gradually trickles down into the lower strata, and the ghostly and magical character of the stories men recount gets charmingly mixed with the Christ and His deeds, and what comes from the human being himself is sometimes overlaid with what comes from the Bible or the Gospel. But then we see that it is primarily into social thinking that the Christian element is received. We see it in ‘Der Heliand’ and other poems which arose out of Christianity but always we see something spiritual brought to the people, who meet it with a spirituality of their own. When we come to the tenth and eleventh centuries we see a change in the external life. Even earlier, but at this time more markedly so, we see life centering itself in the towns. That life of picture-like waking dreams which I have described to you is altogether bound up with the soil. As, therefore, in the ninth, tenth, eleventh and twelfth centuries the whole country became covered with larger towns, in these towns another kind of thinking began to develop. Men living in towns had a different kind of thought. They were cut off from the places in which their local cults had developed, their attention was more directed towards what was human. But the human element which developed of the towns was still under the influence of this earlier state of mind, for some of the people who settled in the towns came from the villages and they with very special spiritual endowment made their own contribution. What they brought with them was an inner personal life which was an echo of what was experienced in the country, but which now manifested itself in a more abstract form. These men were cut off from nature, they no longer participated in the life of nature, and although they still have forms of thought derived from nature, they already began to develop the kind of thinking which was gradually directed towards intelligence. In the towns of the eleventh, twelfth and thirteenth centuries there developed the first trace of that intelligence which we see arise in the fifteenth century among the leading European peoples. Because life in the towns was more abstract, the abstract ecclesiastical element, clothed in the Latin tongue, became mixed up with what sprang directly out of the people. Thus we see how this Latin element developed in the towns in a more and more abstract form. Then we see the great outburst of people from below upwards in various countries. There is a great to-do when Dante, assisted by his teacher, makes his way up into the world of culture. But even that is only one instance of many similar outbursts which happened because of the peculiar manner in which the Latin culture came up against the popular element in the towns. We must not forget that still other streams entered into what was taking place at that time. It is of course true that the main streams of spiritual life, which so to say carried the others, was the one that continued the spiritual tradition in which Augustine had lived; that controlled everything and finally not only gave the towns the bishops, who controlled the spiritual life, if somewhat abstractly and over the heads of the people, but also, little by little, because it took over everything from the constitution of the Roman empire, ended by giving the civil government also, and built up the alliance between Church and State which in the eleventh and twelfth centuries was very close. We see other events light up in this stream, we see crusades arise, which I need not describe to you, because I want to lay the greatest stress upon the things that external history places in a false light; and too little importance is attached to other currents that were present. First of all there is the commercial traffic which had in fact always existed in Europe between the Danube basin and the East. There was constant trading in both directions particularly in the middle of the middle ages. In this way oriental ideas in an advanced stage of decadence were brought over into Europe. And someone who had probably never been in the east himself but had only traded with men from the east, brought to the householder not only spices, but spiritual life, a spiritual life tinged with Orientalism. This traffic went on throughout the whole of Europe. It had less influence on Latin culture, far more on the wide masses of people who understood no Latin. In the towns and in the surrounding villages there was a living intercourse with the east which was not merely a matter of listening to tales of adventure that which deeply influenced spiritual life. And if you want to understand figures such as Jacob Boehme, who came later, Paracelsus and many others, then you must bear in mind that they sprang from people who had developed without any understanding of the Latin culture which passed over their heads, but who were in a certain way steeped in Orientalism. All that developed as popular alchemy, astrology, fortune telling, had developed out of the union of what I described above as the inner experience of the riddle, told in waking dreams, with what came over from the east as decadent oriental life. Nor within the Latin culture have the will to think been able to make any headway. The logic of Aristotle had appeared, as it were, like a meteor. We see that even Augustine was little influenced by this logic. By the fourth century interest had been withdrawn from Greece, and later the Emperor Justinian had closed the School of Philosophy at Athens. This led to the condemnation for heresy of Origen, who had brought with him into Christianity much of oriental culture, of the earlier spiritual life. And the Greek philosophers were driven out. The teaching that they had from Aristotle was driven into Asia. The Greek philosophers founded centre in Asia, and carried on the Academy of Gondishapur, which had for its main objective the permeation of the old decadent oriental spiritual culture with Aristotelianism, its transformation into an entirely new form. It was the Academy of Gondishapur wherein a logical form of thought developed with giant strides, that saved Aristotelianism. Aristotelianism was not transmitted through Christianity, it came into Latin-ecclesiastical life by way of Africa, Spain and the west of Europe. And thus we see how Gondishapur, this philosophic form of Arabism, which does contain a living world-conception, although it is quite abstract, brings its influence to bear upon the current which we have already described as passing over the heads of men. I have described to you both these streams, the one at work above, in the heads of men, the other in their hearts. They work together and it is very significant that the ancient culture was transmitted in a dying language. Of course there then flows into all this what came through the Renaissance. But I cannot describe everything to-day. I want to point out some of the main things which are of special interest to us. The two currents existed side-by-side right on into the fifteenth century. Then something happened of extraordinary importance. The thought of antiquity, inspired thought which was half vision, became gradually clothed in abstract forms of speech, and became Christian philosophy, Christian spiritual life, the Scholastic philosophy, out of which the modern university system developed. In this grammatical-rhetorical atmosphere not thought, but the garment of thought, Romanism lived on. But in the popular stream thinking was born, evoked through subjective activity—for the first time in human evolution. Out of this ghostly-magical element of presentiment, mingled with Orientalism, which above all had its life in the interpretation of natural phenomena, active thinking was born. And this birth of thought out of the dreamlike mystical element took place somewhere about the fifteenth century. But up to that time the system of Roman law, clothed in Latin form, gathers strength side by side with the Roman priesthood. This current over the heads of men had been able to spread everywhere in a most systematic way first in the villages, then in the towns, and now in the new age which dawned in the fifteenth century it joined forces with that other current which now arose. In the towns people were proud of their individualism, of their freedom. One can see this in the portraits painted at that time. But the village communities were shut off from all this. Then the medieval princes rose to power. And those who outside in the villages gradually came to be in opposition to the towns, found in the princes their leaders. And it was from the country, from the villages that the impulse came which drew the towns into the wider administrative structure, into which then came Roman law. There arose the modern state, made up of the country parishes; thus the country conquered the towns again, and became itself permeated by what came out of the Latin element has Roman law. Thus the latter had now become so strong that what was stirring among the common people could find no further outlet; what in the times of unrest, as they were called, had expressed itself among the Russian peasants in the Hussite movement, in Wycliffism, in the Bohemian Brotherhood, such movements could no longer happen; the only thing that could find expression was what merged with the Roman-administrative element. Thus we see that the folk-element which had won for itself the reality of thought, which held its own in opposition to the Roman-Latin element, remained to begin with a faint glow under the surface. There is a cleavage in the spiritual life. Out of the Latin element develops Nominalism, for which universal concepts are merely names. Just as this was an inevitable development from grammar and rhetoric, so, where there still remained a spark of the folk-element, as was the case with Albertus Magnus and Thomas Aquinas, there developed Realism, which experienced thought and expression of something real. But at first Nominalism had the victory. All that happened in the historical evolution of humanity is in a sense necessary, and we see that the abstract element becomes all the stronger because it is carried by the dead Latin language right up to the fifteenth and sixteenth centuries, and is then fructified by thought, has to reckon with the birth of thought, but clothes thought in abstractions. And the fifteenth, sixteenth, seventeenth, and eighteenth centuries are primarily under the influence of thought born from out of the ancient Gothic Germanic way of life, clothed however in Roman formulae, in grammatical, rhetorical formulae. But now that they have been fructified by thought, these formulae can be called logical formulae. That now becomes inward human thinking. Now one could think thoughts, but the thoughts had no content. All the old world-conceptions contained, together with the inward experience, at the same time cosmic mysteries. So that thought still had content right up to the fourth century A.D. Then came the time which as it were bore the future in its womb, the time in which rhetoric, grammar and dialectic developed further and further in a dead language. Then that was fructified by the force of thought which came from below, and men acquired mastery over that, but in itself it had no content. There was a dim perception of Realism but a belief in Nominalism, and with the aid of Nominalism next came the conquest of nature. Thought as inner soul life brought no content with it. This content had to be sought from without. Thus we see how from the fifteenth to the nineteenth century the conquest of natural law was the achievement of a thinking that was empty of all content, but was born as a capacity out of all that Europe had brought forth as her own. In the middle of the nineteenth century men began to be aware “With your thought you are conquering natural law, you are conquering the external world, but thought itself is making no progress.” And men gradually got into the way of eliminating from their thought everything that did not come from outside. They found their life in religious faith which was supposed to have nothing to do with scientific knowledge, because their thinking has become void of content and had to fill itself only with external facts and natural entities. The content of faith was to be protected because it had to do with the super-sensible. But because this empty thinking had no content, it could apply itself to the sense-perceptible. But this faith in which man lived could only fill itself with old traditions, with the content of the oriental culture of the past, which still lived on. It was the same with art. If one looks back to earlier times, one finds art closely associated with religion, and religious ideas find their expression in works of art. One sees how their ideas about the Gods find expression in the Greek dramatists or the Greek sculptors. Art is something within the whole structure of the spiritual life. But by the time of the Renaissance Art begins to be taken more externally. Indeed in the nineteenth century we see more and more how men are happy to be offered a pure phantasy in art, something which they need not accept as a reality, something which has nothing to do with reality. And such men as Goethe are like modern hermits. Goethe says “He to whom nature begins to unveil her open secrets feels an irresistible longing for her worthiest interpreter, art.” Art, says Goethe, is a revelation of nature's secret laws, laws which would never be revealed without her. And it is worthy of note that Goethe has a way of turning to the past, different from that of other men,—he speaks therein for a content, in the age of empty intellect, filled only with the impression of the external world of the senses. He yearns toward Greece. And when in Rome he finds still something of what Greek art has fashioned out of the depths of its philosophy, he writes “That is necessity, that is God.” Art unveiled for him the spirituality of the world which he was trying to experience. But more and more men have a obscure ill-defined feeling “This thinking of ours is all right for the external world, but it is not suited to attain to an inner spiritual content.” And thus we see the second half of the nineteenth century run its course. As I remarked yesterday, the winds of the first half of the nineteenth century, such as Hegel, Saint-Simon or even Spencer, still believed that they could reach a philosophy, even a social philosophy, out of their inner soul experiences. In the second half of the nineteenth century men thought that no longer. But something of what had given birth to thought out of the unconscious was still at work. Why was it that in the portentous dreams of village populations over the whole of Europe right up to the twelfth century there was always something of this riddle-solving element, this cleverness which expresses itself in all sorts of cunning? It was because thought, reflection, the work of thinking, was born. The foundation of thought was laid. And now we see how in the second half of the nineteenth century there is utter despair. Everywhere we find statements as to the boundaries of knowledge. And with the same rigidity and dogmatism with which once the scholastics had said that reason could not rise to the super-sensible, du Bois-Reymond, for example, said that scientific investigation could not penetrate to the consciousness of matter. I mean that previously the barrier had been set up in relation to this super-sensible; now it referred to what was supposed to hide behind the senses. But in all manner of other spheres we see the same phenomena emerge. Ranke the historian of the second half of the nineteenth century is very typical in this respect. According to him history has to investigate the external events, even of the time in which Christianity begins to spread; one has to pay attention to what is taking place in the world around one politically and socially and culturally. What however has taken place through Christ in the course of human evolution—that Ranke assigns to the original world (Urwelt), not in the temporal sense, but to the world behind what can be investigated. We have seen that the scientist du Bois-Reymond says ‘ignorabimus’ as regards matter and consciousness. Natural Science can go pretty far; but what is there where matter lurks, what is there where consciousness arises, there du Bois-Reymond formulates his seven universal riddles; they are he pronounces his ‘ignorabimus!’ And Leopold von Ranke, the historian who works in the same spirit says “Upon all the wealth of existing documents historical investigations can pour its light; but behind what is at work as external historical fact there are events which seem to be primeval.” Everything which thus lies at the base of history he calls the ‘Urwelt’, just as does du Bois-Reymond the world lying beyond the limits of natural science. Within that sphere lie the Christian mysteries, the religious mysteries of all peoples. There the historian says ‘ignorabimus’. ‘Ignorabimus’ alike from scientist and historian; that is the mood of the entire spiritual life of the second half of the nineteenth century. Wherever you meet the spiritual life, in Wagnerian music, in the cult of Nietzsche, everywhere this mood is to be found. The former is driven to take refuge in certain musical dreams, the latter suffers through what is taking place in the world of ‘ignorabimus’. Agnosticism becomes fashionable, becomes politics, shapes the state. And anyone who wishes to do anything positive but relies not on any kind of gnosticism, but upon agnosticism. The strategy of Marxism builds upon what lies in the instincts, not upon something which it wants to bring forth of super-earthly nature. We see how everywhere spirituality is driven back, how agnosticism becomes the formative reality. It is thus that we have to understand modern spiritual life. We shall only understand it aright if we follow its origin from the fourth century A.D., if we know that in it Nominalism is living, the purely legalistic and logical; and thought has been born in the way I have described. This thought, however, is still only so far born as to be able to make use of formalism, of empty thinking. It slumbers in the depths of civilised humanity. It must be brought out into the open. We learn how really to study history, if we illuminate with the light of spiritual investigation what has hovered over us since the fourth century. Then we can know what is above. And certainly thought has become fruitful and natural science because it has been fructified by thought born out of human nature in the way I have described. But now in the time of poverty, in the time of need, mankind needs to remember that thought which to begin with could only fructify formalism—empty thought that receives knowledge of nature from outside—has exhausted itself in natural scientific agnosticism, must strengthened itself, must become ripe for vision, must raise itself into the super-sensible world. This thought is there, it has already played a part in natural scientific knowledge, but its essential force still lies deep beneath the consciousness of human evolution. That we must recognize as a historical fact, then we shall develop trust in the inner force of spirituality, then we shall establish a spiritual science, not out of vague mysticism, but out of clarity of thought. And the thoughts of such a spiritual science will pass over into action, they will be able to work into the human social and other institutions. We are constantly saying that history should be our teacher. It cannot be our teacher by putting before us what is past and over, but by making it capable of discovering the new in the depths of existence. What goes forth from this place goes forth in search of such a new vision. And it can find its justification not only in the inculcation of spiritual scientific method, but also by a right treatment of history. |
11. Cosmic Memory: Life on the Moon
Tr. Karl E. Zimmer Rudolf Steiner |
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[ 1 ] It is to be understood in this way if the Moon consciousness is now compared with one with which it has some similarity, namely with that of dream-filled sleep. Man attains the so-called image consciousness on the Moon. The similarity consists in that in the Moon consciousness as well as in dream consciousness, images arise within a being which have a certain relation to objects and beings of the outside world. |
Examples of these three types of dream experiences are easy to give. First, everyone knows those dreams which are nothing but confused images of more or less remote daily experiences. An example of the second type would be if the dreamer thinks he perceives a passing train and then, upon awakening, realizes that it was the ticking of the watch lying beside him which was perceptible in this dream image. An example of the third kind is that it seems to someone that he is in a room where ugly animals are sitting on the ceiling, and upon awaking from this dream he realizes that it was his own headache which expressed itself in this way. |
11. Cosmic Memory: Life on the Moon
Tr. Karl E. Zimmer Rudolf Steiner |
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[ 1 ] In the universal era of the Moon, which follows that of the Sun, man develops the third of his seven states of consciousness. The first had developed during the seven Saturn cycles, the second during the Sun development; the fourth is that which man is at present developing during the course of the earth; three others will come into being on subsequent planets. The condition of consciousness of Saturn man cannot be compared with any state of consciousness of present-day man, for it was duller than that of dreamless sleep. The Sun consciousness, however, can be compared to this condition of dreamless sleep, or to the present consciousness of the sleeping plant world. But in all these instances one is dealing only with similarities. It would be quite erroneous to think that in the great universal eras anything repeats itself in a completely identical manner. [ 1 ] It is to be understood in this way if the Moon consciousness is now compared with one with which it has some similarity, namely with that of dream-filled sleep. Man attains the so-called image consciousness on the Moon. The similarity consists in that in the Moon consciousness as well as in dream consciousness, images arise within a being which have a certain relation to objects and beings of the outside world. But these images are not likenesses of these objects and beings as in present-day man when he is awake. The dream images are echoes of the experiences of the day, or symbolical expressions for events in the dreamer's environment, or for what is taking place in the interior of the dreaming person. Examples of these three types of dream experiences are easy to give. First, everyone knows those dreams which are nothing but confused images of more or less remote daily experiences. An example of the second type would be if the dreamer thinks he perceives a passing train and then, upon awakening, realizes that it was the ticking of the watch lying beside him which was perceptible in this dream image. An example of the third kind is that it seems to someone that he is in a room where ugly animals are sitting on the ceiling, and upon awaking from this dream he realizes that it was his own headache which expressed itself in this way. [ 1 ] If one now wants to attain a conception of the Moon consciousness on the basis of such confused dream images, one must realize that while the image-like character is also present there, complete regularity instead of confusion and arbitrariness prevails. It is true that the images of the Moon consciousness have even less similarity than the dream images to the objects to which they are related, but on the other hand there is a complete correspondence of image and object. At present in the earth development, the conception is a likeness of its object; thus for instance the conception “table” is a likeness of the table itself. This is not the case with the Moon consciousness. Assume, for instance, that the Moon man approaches an object which to him is pleasing or advantageous. Then a colored image of a light tone arises in his soul; when something harmful or displeasing comes near him, he beholds an ugly, dark image. The conception is not a likeness. but a symbol of the object which corresponds to it in a quite definite and regular way. Hence the being which has such symbolical conceptions can direct its life in accordance with them. [ 1 ] The inner life of man's ancestor on the Moon thus took its course in images which have the character of the volatile, the floating and the symbolical in common with dreams of today, but are distinguished from these dreams by their completely regular character. [ 2 ] The basis for the development of this image consciousness in man's ancestors on the Moon was the formation of a third member in addition to the physical body and the ether body. This third member is called the astral body. [ 1 ] This formation, however, only occurred in the third smaller Moon cycle—the so-called third Moon round. The first two revolutions of the Moon must be seen merely as a repetition of what took place on Saturn and on the Sun. But this repetition must not be imagined as a re-enactment of all the events which took place on Saturn and on the Sun. That which repeats itself, namely the development of a physical body and of an ether body, at the same time is subject to such a transformation that in the third Moon cycle these two members of the nature of man can be united with the astral body, a union which could not have taken place on the Sun. [ 1 ] In the third Moon period-actually the process already starts around the middle of the second-the Spirits of Motion pour the astral element out of their own nature into the human body. During the fourth cycle—from the middle of the third onward—the Spirits of Form shape this astral body in such a way that its form, its whole organization can develop inner processes. These processes have the character of what at present in animals and man is called instinct, desire—or the appetitive nature. From the middle of the fourth Moon cycle onward, the Spirits of Personality begin with their principal task in the fifth Moon era: they inoculate the astral body with selfhood, as they have done in the preceding cosmic eras with respect to the physical and the ether body. But in order for the physical and the ether body to be so far advanced that they can harbor an independent astral body, at the time indicated, that is, in the middle of the fourth Moon cycle, they must first be brought to this point by the shaping spirits in the successive stages of development. This takes place in the following manner. The physical body is brought to the necessary maturity in the first course of the Moon (round) by the Spirits of Motion, in the second by those of Form, in the third by those of Personality, in the fourth by the Spirits of Fire, and in the fifth by those of Twilight. To be exact, this labor of the Spirits of Twilight takes place from the middle of the fourth Moon cycle onward, so that at the same time that the Spirits of Personality are engaged on the astral body the same is the case with the Spirits of Twilight with respect to the physical body. [ 1 ] In regard to the ether body the following is the case. Its necessary qualities are implanted in it in the first course of the Moon by the Spirits of Wisdom, in the second by those of Motion, in the third by those of Form, in the fourth by those of Personality, and in the fifth by those of Fire. To be exact, this activity of the Fire Spirits takes place concurrently with the labor of the Spirits of Personality on the astral body, that is, from the middle of the fourth course of the Moon, onward into the fifth. [ 3 ] If one considers the entire ancestor of man as he developed on the Moon at that time, there is this to be said: Starting from the middle of the fourth Moon cycle, man consists of a physical body in which the Sons of Twilight perform their labor, of an ether body in which the Spirits of Fire perform theirs, and finally of an astral body in which the Spirits of Personality perform theirs. [ 1 ] That the Spirits of Twilight work on the physical body of man in this period of development, means that they now rise to the level of humanity, as did the Spirits of Personality in the same cycle on Saturn and the Fire Spirits on the Sun. One must imagine that the “sensory germs” of the physical body, which by that time have become further developed, can be used by the Spirits of Twilight from the middle of the fourth course of the Moon onward in order to perceive external objects and events on the Moon. Only on the earth will man be so far advanced that, from the middle of the fourth cycle onward, he can make use of these senses. On the other hand, around the middle of the fifth course of the Moon, he reaches the point where he can be engaged unconsciously on the physical body. Through this activity in the dullness of his consciousness he creates for himself the first germinal predisposition to what is called “spirit self” (Manas). This “spirit self” attains its full unfolding in the course of the subsequent development of mankind. In its union with Atma, the “spirit-man,” and with Buddhi, the “life-spirit,” it is what later forms the higher, spiritual part of man. As on Saturn the Thrones or Spirits of Will permeated the “spirit-man” (Atma), and as on the Sun the Cherubim permeated the life-spirit (Buddhi) with wisdom, so now the Seraphim accomplish this for the “spirit-self” (Manas). They permeate it, and thereby implant in it a capacity which at later stages of development—on the earth—becomes that conceptualizing faculty of man by means of which, as a thinking being, he can enter into a relation with the world which surrounds him. [ 1 ] From the middle of the sixth course of the Moon onward, the “life-spirit” (Buddhi), from the middle of the seventh onward, the “spirit-man” (Atma) appear again, and these unite with the “spirit-self,” so that at the end of the whole Moon era the “higher man” has been prepared. Then, together with all else that has developed on the Moon, the latter sleeps through a period of rest (Pralaya), in order to continue the course of his development on the earth planet. [ 1 ] While from the middle of the fifth Moon cycle onward into the sixth, man is working on his physical body in dullness, the Spirits of Twilight are engaged on his ether body. As has been shown, through their work on the physical body in the preceding epoch (round), they have now prepared themselves for relieving the Fire Spirits in the ether body, who in turn take over from the Spirits of Personality the work on the astral body. At this time, these Spirits of Personality have ascended to higher spheres. [ 1 ] The work of the Spirits of Twilight on the ether body means that they connect their own states of consciousness with the images of the consciousness of the ether body. They thereby implant in these images the joy and the pain which are caused by things. On the Sun the scene of their corresponding activity had still been the merely physical body. Hence joy and pain were there connected only with the functions of this body and with its conditions. Now this becomes different. Joy and pain now become attached to the symbols which arise in the ether body. In the dim human consciousness the Spirits of Twilight thus experience a world of emotions. This is the same world of emotions which man will experience for himself in his earth consciousness. [ 1 ] At the same time, the Fire Spirits are active in the astral body. They enable it to carry on an active perception and feeling of the environment. Joy and pain, such as have been produced in the ether body by the Spirits of Twilight in the manner just described, have an inactive (passive) character; they present themselves as inactive mirrorings of the outside world. But what the Fire Spirits produce in the astral body are vivid emotions, love and hate, rage, fear, horror, stormy passions, instincts, impulses and so forth. Because the Spirits of Personality (the Asuras) have previously inoculated this astral body with their nature, these emotions now appear with the character of selfhood, of separateness. One must now represent to oneself how at that time the ancestor of man is constituted on the Moon. He has a physical body through which in dullness he develops a “spirit self” (Manas). He has an ether body, through which the Twilight Spirits feel joy and pain; and finally he possesses an astral body which, through the Fire Spirits, is moved by impulses, emotions, and passions. But these three members of the Moon man still completely lack the object consciousness. In the astral body images flow and ebb, and in these there glow the emotions named above. When the thinking object consciousness will make its appearance on the earth, this astral body will be the subordinate carrier or the instrument of conceptual thinking. Now however, it unfolds in its own entire independence on the Moon. In itself it is more active here, more agitated than later on the earth. If one wishes to characterize it, one can say that it is an animal man. As such, it is on a higher level than the present-day animals of earth. It possesses the qualities of animality in a more complete way. In a certain respect these are more savage and unbridled than present-day animal qualities. Therefore, at this stage of his existence, one can call man a being which in its development stands midway between present-day animals and man. If man had continued to advance in a straight line along this path of development, he would have become a wild, unrestrained being. The development of earth represents a toning down, a taming of the animal character in man. This is caused by the thinking consciousness. [ 4 ] If, as he had developed on the Sun, man was called plant man, the man of the Moon can be called animal man. That the latter can develop presupposes that the environment also changes. It has been shown that the plant-man of the Sun could only develop because an independent mineral realm was established alongside the realm of this plant man. During the first two Moon eras (rounds) these two earlier realms, plant realm and mineral realm, again emerge from the darkness. They are changed only in that they both have become somewhat coarser and denser. During the third Moon era a part of the plant realm splits off. It does not take part in the transition to coarseness. It thereby provides the substance out of which the animal nature of man can be formed. It is this animal nature which, in its union with the more highly formed ether body and with the newly developed astral body, produces the threefold nature of man which we have described above. The entire plant world which had been formed on the Sun could not develop into animality. For animals require the plant for their existence. A plant world is the basis of an animal world. As the Sun man could only elevate himself into a plant by thrusting a portion of his companions down into a coarser mineral realm, so this is now the case with the animal man of the Moon. A portion of the beings which on the Sun still had the same plant nature as himself, he leaves behind him on the level of coarser plantlike-ness. As the animal man of the Moon is not like the animals of today, but rather stands midway between present animal and present man, so too the mineral of the Moon lies between the mineral of today and the plant of today. The mineral of the Moon is something plantlike. The Moon rocks are not stones in the sense of today; they have an animated, sprouting, growing character. Similarly, the Moon plant has a certain character of animality. [ 5 ] The animal man of the Moon does not yet have firm bones. His skeleton is still cartilaginous. His whole nature is soft, compared to that of today. Hence his mobility too is different. His locomotion is not a walking, but rather a leaping, even a floating. This could be the case because the Moon of that time did not have a thin, airy atmosphere like that of present-day earth, but its envelope was considerably thicker, even denser than the water of today. He moved forward and backward, up and down in this viscous element. In this element also lived the minerals and animals from which he absorbed his nourishment. In this element was even contained the power which later on the earth was wholly transferred to the beings themselves—the power of fertilization. At that time man was not yet developed in the form of two sexes, but only in one. He was made out of his water air. But as everything in the world exists in transitional stages, in the last Moon periods, two-sexedness was already developing in a few animal man beings as a preparation for the later condition of the earth. [ 6 ] The sixth and seventh Moon cycles represent a kind of ebbing of all the processes we have described, but also the development of a kind of over-ripe condition, until the whole enters the period of rest (Pralaya) in order to pass in sleep into the existence of earth. [ 7 ] The development of the human astral body is connected with a certain cosmic process which must also be described here. When, after the period of rest which succeeds the cosmic era of the Sun, the latter again awakes and emerges from the darkness, then everything which lives on the thus developing planet still inhabits it as a whole. But this re-awakening Sun is nevertheless different from what it was before. Its substance is no longer luminous through and through, as it was previously; rather it now has darker portions. These separate out of the homogeneous mass, as it were. From the second cycle (round) onward, these portions appear more and more as an independent member; the Sun body thereby becomes biscuit-like. It consists of two parts, a considerably larger and a smaller one, which however are still attached to one another by a connecting link. In the third cycle these two bodies become completely separated. Sun and Moon are now two bodies, and the latter moves around the former in a circular orbit. Together with the Moon, all of the beings whose development has been described here, leave the Sun. The development of the astral body alone takes place on the split-off Moon. The cosmic process which we have characterized is the precondition of the further development described above. As long as the beings belonging to man absorbed their forces from their own solar habitat, their development could not attain the stage we have described. In the fourth cycle (round) the Moon is an independent planet, and what has been described concerning that period takes place on this Moon planet. [ 8 ] Here again, we shall present the development of the Moon planet and of its beings in a clearly summarized form.
[ 9 ] Toward the end of the whole universal era the Moon approaches more and more closely to the Sun, and when the time of rest (Pralaya) begins, again the two have become united in a whole, which then passes through the stage of sleep in order to awaken in a new universal era, that of the earth. |
11. True and False Paths in Spiritual Investigation: Synopsis
Tr. A. H. Parker Rudolf Steiner |
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Today we set no store on the experiences of dreamless sleep. The kaleidoscopic life of dreams today—fantastic, pathological, symbolical, etc. It is possible through certain exercises to carry over the dream life into waking life. |
LECTURE NINE Dream life and somnambulism. The experiences of the dream and of somnambulism are normal conditions of ordinary life. |
The medium is united with the external world of nature, with the world of form; he “dreams in action.” The dreamer is immersed in the formless, the eternally changing; he “dreams within.” The Initiate must find his way consciously into the spiritual world. |
11. True and False Paths in Spiritual Investigation: Synopsis
Tr. A. H. Parker Rudolf Steiner |
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303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Health and Illness II
28 Dec 1921, Dornach Tr. Roland Everett Rudolf Steiner |
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When you consider the whole of human life as described in previous lectures, you can recognize this wisdom, especially if you have a sense for what children’s dreams can tell you. Adults tend to dismiss these dreams as childish nonsense, but if you can experience their underlying reality, children’s dreams, so different from adult dreams, are in fact very interesting. |
When adults dream, they carry daytime wisdom into their life at night, where it affects them in return. But when children dream, sublime wisdom flows through them. |
After all, such a reaction is a form of self-protection, preserving the child’s state of health. A dream about teachers would hardly be an elevating experience for young students, who can still dream of the powers of wisdom that permeate their whole being. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Health and Illness II
28 Dec 1921, Dornach Tr. Roland Everett Rudolf Steiner |
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It was not my intention in yesterday’s lecture to single out certain types of illnesses nor to specify differing degrees of health, nor is it my aim to do so today as we continue this subject. I merely wish to point out how important it is for teachers to learn to recognize both healing and harmful influences in the lives of their students. True educators, above all else, must have acquired real understanding of the entire human organization. They must not allow abstract educational theories or methods to cause them deviate from their natural or (as we could also call it) natural, intuitive understanding. Abstract theories will only hamper teachers in their efforts. They must be able to look at the children without preconceived ideas. There is a saying often heard in Central Europe (perhaps this is also known in the West): “There is only one health, but there are numerous illnesses.” Many people believe in this saying, but it really does not stand up to scrutiny. Human beings are so individualized that we all, including children, have our own specific states of health, representing individual variations of the general notion of health. One might just as well coin the saying, “There are as many kinds of health and illness as there are people in the world.” This alone indicates how we must always consider the individual nature of each person. But this is possible only when we have learned to see human beings in their wholeness. In every human being, soul and spiritual forces continually interact with physical forces, just as hydrogen and oxygen interact in water. We cannot see hydrogen and oxygen as separate elements in water, and similarly we cannot ordinarily see the human soul and spirit as separate from the physical and material aspects of a human being when we look at someone. To recognize the true relationship between the soul and spiritual aspect and the physical nature of a human being, one must first get to know them intimately, but we cannot do this through just our ordinary means of knowledge. Today we are used to seeing the human being from two points of view. One involves the study of physiology and anatomy, in which our image is not based on the living human being at all, but upon the human corpse, with the human soul and spirit excluded. The other point of view comes from psychology, the study of our inner life. But psychologists can form only abstractions, thin and cold concepts for our naturalistic and intellectualistic era. Such researchers warm up only when they try to plumb the depths of human emotions and will impulses. In their true essence, however, these are also beyond their grasp; in a vague way, they see only waves surging up from within. It is obvious that cold, thin, and pale concepts of the human psyche will not give us a true sense of reality. What I am about to say might seem strange from the modern point of view, but it is true nevertheless. People today adopt a materialistic attitude, because for them spirit has become too attenuated and distant; as a result, when people observe the human inner life, it no longer has any sense of reality. The very individuals who live with the most abstract thoughts have become the most materialistic people during our cultural epoch. Contemporary thinking—and thinking is a spiritual activity—turns people into materialists. On the other hand, those who are relatively untouched by today’s scientific thinking, people whose minds turn more toward outer material events, are the ones who sense some of the mystery behind external processes. Scientific thinking today leaves little room for life’s mysteries. Its thoughts are thin and transparent and, for the most part, terribly precise; consequently, they are not grounded in the realities of life. The material processes of nature, on the other hand, are full of mysteries. They need more than the clarity of intellectual thoughts, since they can evoke a sense of wonder, in which our feelings also become engaged. Those who have not been influenced by today’s sterile thinking and have remained aloof from the rigorous discipline of a scientific training are more open to the mysteries of the material processes of nature. But here there is a certain danger; in their longing to find spirit in nature, they look for the spiritual as if it, too, were only matter. They become spiritualists. Modern scientific thinking, on the other hand, will not produce people who are directed to the spiritual, but people who are materialists. A natural openness toward the material world, however, easily produces a spiritualistic approach, and here lies a strange contradiction typical of our time. But neither the materialistic view nor the spiritualistic view can provide a true picture of the human being. This is accomplished only by discriminating how—in every organ of the human being—the soul and spiritual element interacts with the material nature of the human being. People do talk about soul and spirit today, and they talk about our physical aspect. They then philosophize about the relationship between these two aspects. Experts have presented detailed theories, which may be ingenious but never touch reality, merely because we find reality only when we perceive the complete interpenetration of the soul and spiritual element and the physical, material element of the whole human being. If we look at the results of today’s investigations, both in physiology and in psychology, we always find them vague and colorless. Today, when people look at another person, they have the feeling they are confronted by a unified whole, because the other person is neatly wrapped up in skin. One generally fails to realize that this seeming singularity is the result of the cooperation of the most diverse organs. And if we say that this unity must not be assumed, opponents quickly arise and accuse us of destroying the idea that the human being is unified, which they consider fundamental. However, their concept of human oneness is still just an abstract thought unless they can harmonize the manifold members of the human being into a single organization. When people look inward, they sum up all that lives within them with the little word I. Eminent people such as John Stuart Mill worked hard to formulate theories about the nature of this inner feeling of identity, which we express with the word I. Just stop and think, however, how vague this idea of a point-like I really is. You will soon see that you no longer grasp concrete reality with this concept. In German, only three letters form this little word (ich), and in English even fewer. People seldom manage to get beyond the outer meaning of these letters, and consequently today’s knowledge of the human being remains vague, regardless of whether you look at the inner life or the physical constituents. It is the ability to see the spiritual and physical working together that enriches our efforts at comprehending the nature of the human being. There are many today who are inwardly satisfied by Goethe’s words, “Matter in spirit, spirit in matter.” It is good if these words make people happy, since they certainly express a truth. But for anyone who has the habit of seeing spirit and matter working together everywhere, these words express a mere triviality; they extol the obvious. The fact that so many receive this somewhat theoretical dictum with such acclaim just goes to show that they no longer experience its underlying reality. Theoretical explanations usually hide the loss of concrete inner experience. We find an example of this in history when we look at theories about the holy communion, theories that were widely discussed beginning at the very point in time when people had lost their ability to experience its reality. In general, theories are formed to explain what is no longer experienced in practice. The attitude of mind expressed so far will be helpful to those who wish to practice education as an art. It will enable you to acquire a concrete image of the manifold members of the human being instead of having to work with some vague notion of human oneness. An image of the human being as an organic whole will emerge, but in it you can see how the various members work together in harmony. Such a picture inevitably leads to what I have indicated in my book Riddles of the Soul: the discovery of the three fundamental human aspects, each different from the others in both functions and character. Externally, the head as an organization appears very different from, say, the organism of the limbs and metabolic system. I link these two latter systems together, because the metabolism shows its real nature in the activity of a person’s limbs. In morphological terms, we can see the digestive system as a kind of continuation (though perhaps only inwardly) of a person in movement. There is an intimate relationship between the limbs and the digestive systems. For instance, the metabolism is more lively when the limbs are active. This relationship could be demonstrated in detail, but I am merely indicating it here. Because of their close affinity, I group these two systems together, although, when each one is seen individually, they also represent certain polarities. Now let us look at the human shape, beginning with the head. For the moment, we will ignore the hair, which, in any case, grows away from the head and, because it is a dead substance, remains outside the living head organization. Human hair is really a very interesting substance, but further details of this would only lead us away from our main considerations. The head is encased in the skull, which is formed most powerfully at the periphery, whereas the soft, living parts are enclosed within. Now compare the head with its opposite, the limb system. Here we find tubular bones enclosing marrow, which is typically not considered as important for the entire organism as the brain mass in the skull. On the other hand, here we find the most important parts—the muscles—attached on the outside, and from this point of view we see a polarity characteristic of human nature. This polarity consists of the nerves and senses, centered primarily (though not exclusively) in the head, and the metabolism localized in the metabolic and limb systems. Despite this polarity, the human being is of course a unity. At this point, however, we must not be tempted to make up diagrams that divide the human being into three parts (as though these parts could exist separately), which we then define as the nervous-sensory system, a second part, which will be discussed shortly, and, finally, the metabolic and limb organization. It is not like this at all. Metabolic as well as muscular activities constantly take place in the head, and yet we can say that the head is the center of the organization of nerves and senses. Conversely, the organization of digestion and limbs are also permeated by forces emanating from the head, but we can nevertheless call it the seat of the “metabolic-limb system.” Midway between these two regions, we find what we can call the rhythmic system of the human being, located in the chest, where the most fundamental rhythms take place: breathing and blood circulation. Each follows its own speed; the rhythm visible in a person’s breathing is slower, and the blood circulation, felt as the pulse, is faster. This “rhythmic organization” acts as a mediator between the other two poles. It would be tempting to go into further detail, but since we have gathered to study the principles and methods of Waldorf education, I must refrain. However, if you can see the chest organization from the point of view just indicated, you find in every one of its parts—whether in the skeletal formation or in the structure of the inner organs—a transition between the head organization and the metabolic-limb system. This is the image that emerges when we observe human beings according to their inner structure rather than foggy notions about human unity. But there is more, for we are also led to understand the various functions within the human being, and here I would like to give you an example. One could mention countless examples, but this must suffice to show how important it is for real educators to follow the directions indicated here. Imagine that a person suffers from sudden outbursts of temper. Such eruptions may already occur in childhood, and then a good teacher must find ways of dealing with them. Those who follow the usual methods of physiology and anatomy might also consider the psychological effects in this person. Furthermore they may include the fact that, along with extreme anger, there is an excess of gall secretion. However, these two aspects—the physical and psychological—are not generally seen as two sides of the same phenomenon. The soul-spiritual aspect of anger and the physically overactive secretion of bile are not seen as a unity. In a normal person, bile is of course a necessary for the nutritive process. In one who is angry, this gall activity becomes imbalanced and, if left alone, such a person will finally suffer from jaundice, as you all know. If we consider both the soul-spiritual and the physical aspects, we see that a tendency toward a certain illness may develop, but this alone is still not enough to assess human nature, because, while bile is being secreted in the metabolism, an accompanying but polar opposite process occurs in the head organization. We are not observing human nature fully unless we realize that while bile is secreted, an opposite process is taking place at the same time in the head organization. In the head, a milk-like sap, produced in other parts of the body, is being absorbed. In an abnormal case, if too much bile is secreted into the metabolism, the head organization will try to fill itself with too much of this fluid; consequently, once the temper has cooled down, one feels as if one’s head were bursting. And whereas an excess of bile will cause this milky sap to flow into the head, once the temper has cooled down this person’s face may turn somewhat blue. If we study not just the external forms of bones and organs but also their organic processes, we certainly can find a polarity between the nervoussensory organization centered in the head and the limb-metabolic system. Between these lives the rhythmic system with its lung and heart activities, which always regulate and mediate between the two outer poles. If we keep our images flexible and avoid becoming too simplistic by picturing the various organs in a static way—perhaps by making accurate, sharp illustrations—we are certain to be captivated by the multifarious relationships and constant interplay within these three members of the human being. If we look at the rhythmic activity of breathing, we see how during inhalation the thrust is led to the cerebrospinal fluid. While receiving these breathing rhythms, this fluid passes the vibrations right up into the brain fluid, which fills the various cavities of the brain. This “lapping” against the brain, so to speak, caused by rhythmic breathing, stimulates the human being to become active in the nervous-sensory organization. The rhythms caused by the process of breathing are constantly passed on via the vertebral canal into the brain fluid. Thus the stimuli activated by breathing constantly strive toward the region of the head. If we look downward, we see how rhythmic breathing, in a certain sense, becomes more “pointed” and “excited” in the rhythm of the pulse and how the blood’s circulation affects the metabolism with each exhalation—that is, while the brain and cerebrospinal fluid push downward. If we look with lively, artistically sensitive understanding at the breathing process and blood circulation, we can follow the effects of the pulsing blood upon both the nervous-sensory organization and the metabolic-limb system. We see how, on the one side, the processes of breathing and blood circulation reach up into the brain and the region of the head, and, on the other, in the opposite direction into the metabolic-limb system. If we gradually gain a living picture of the human being in this way, we can make real progress in our research. We can form concepts that accord fully with the nature of the human central system. Such concepts must not be so simple that we can make them into diagrams; schemes and diagrams are always problematic when it comes to understanding the constant, elemental weaving and flowing of human nature. In the early days of our anthroposophic endeavors, when we were still operating within theosophical groups (permit me to mention this), we were faced again and again with all sorts of diagrams, generously equipped with plenty of data. Everything seemed to fit into elaborate, neat schematic ladders, high enough for anyone to climb to the highest regions of existence. Some members seemed to view such diagrammatic ladders as a kind of spiritual gym equipment, with which they hoped to reach Olympic heights; everything was neatly enclosed in boxes. These things made one’s limbs twitch convulsively. They were hardly bearable for those who knew that, to get hold of our constantly mobile human nature in a suprasensory way, we must keep our ideas flexible and alive. Fixed habits of thinking made us want to flee. What matters is that, in our quest for real knowledge of the human being, we must keep our thinking and ideation flexible, and then we can advance yet another step. Now, as we try to build mental images of how this rhythm between breathing and blood circulation becomes changed and transformed in the upper regions, we are led to the following idea, which I will sketch on the blackboard—not as a fixed scheme but merely as an indication (see drawing). Let the thick line represent the mental image of some sort of rope, which will help us imagine, roughly, the processes in our breathing and blood circulation. This is one way we can get hold of what exists beyond the physical blood in a much finer and imponderable substance of the “etheric nerves.” Now, using our imagination, we can go further by looking from the chest organization upward, feeling inwardly compelled, as it were, to “fray” our images and transform them into fine threads that interweave and form a delicate network. Thus we can grasp through mental images—turned upward and modified—something that occurs externally and physically. We find that we simply have to fray these thick cords into threads. Imagining this process, we gradually experience the white, fibrous brain substance under the grey matter. In our mental images we become as flexible as the very processes that pervade human nature. Directing your image making in the opposite direction, downward, you will find it impossible to split up or fray your mental images into fine threads to be woven into some sort of texture, as seen externally in the nervous system; such threads simply vanish, and you lose all traces of them. Otherwise, you would be led astray into forming images that no longer correspond to external reality. If you follow the brain as it continues downward into the spinal cord through the twelve dorsal vertebrae—through the lumbar and sacral vertebrae and so on—you find that the nerve substance, which now is white on the outside and grey inside, gradually dissolves toward the region of the metabolism. Somehow it becomes impossible to imagine the nerves continuing downward. We cannot get a true and comprehensive picture of the human being unless our images are able to transform; we must keep our images flexible. If we look upward, our mental pictures change from those we find when looking down. We can recreate in images the flexibility of human nature, and this is the beginning of an artistic activity that eventually leads researchers to what we find externally in the physical human being. So we avoid the schism caused by looking first at the outer physical world and forming abstract concepts about it. Rather, we dive right into human nature. Our concepts become lively and stay in harmony with what actually exists in the human being. There is no other way to understand the true nature of the human being, and this is an essential prerequisite in the art of education. To know the human being, we have to become inwardly flexible, and then we can correctly discover these three members of the human organization and how they work together to create a healthy equilibrium. We will learn to recognize how a disturbance of this equilibrium leads to all kinds of illnesses and to discriminate, in a living way, between the causes of health and illness in human life. If you look at the creation of the human being with the reverence it deserves, you will not oversimplify this intricate human organization by calling it a natural unity. And, when looking at the chest region, if you imagine coarse, rope-like shapes that become more refined as you approach the region of the head, until they fray into simple threads, you begin to reach the material reality. You find your imagination confirmed outwardly by the physical nerve fibers and by the way they interweave. This is especially important when we consider the entire span of human life, because these three members of the human organization are interrelated in different ways during the various stages of life. During childhood the soul-spiritual element works into the physical organization in a completely different way than it does during the later stages. It is essential that we pay enough attention to these subtle changes. How94 ever, if we are willing to develop the kind of mental images indicated here, we gradually learn to broaden and deepen previous concepts. It seem I offended many readers of my book The Spiritual Guidance of the Individual and Humanity when I pointed out that children have a kind of wisdom that adults no longer possess. I certainly do not wish to belittle adult wisdom and abilities, but just imagine what would happen if, at an early stage when the brain and the other organs are still relatively unformed, our whole organization had to come about and form itself by relying solely on our personal wisdom. I am afraid we would turn out rather poorly. Certainly, children form their brains and other organs entirely subconsciously, but there is great wisdom at work nonetheless. When you consider the whole of human life as described in previous lectures, you can recognize this wisdom, especially if you have a sense for what children’s dreams can tell you. Adults tend to dismiss these dreams as childish nonsense, but if you can experience their underlying reality, children’s dreams, so different from adult dreams, are in fact very interesting. Of course, children cannot express themselves clearly when speaking about their dreams, but there are ways of discovering what they are trying to say. And then we find that, through images of spirit beings in their dreams, children dimly experience the sublime powers of wisdom that help shape the brain and other physical organs. If we approach children’s dreams with a reverence in tune with their experience, we see a pervading cosmic wisdom at work in them. From this point of view (forgive this somewhat offensive statement), children are much wiser, much smarter than adults. And when teachers enter the classroom, they should be fully aware of this abundance of wisdom in the children. Teachers themselves have outgrown it, and what they have gained instead—knowledge of their own experience—cannot compare with it in the least. Adult dreams have lost that quality; they carry everyday life into their dreams. I have spoken of this from a different perspective. When adults dream, they carry daytime wisdom into their life at night, where it affects them in return. But when children dream, sublime wisdom flows through them. Though unaware of what is happening, children nevertheless retain a dim awareness upon awaking. And, during the day, when they sit in school, they still have an indistinct sense of this cosmic wisdom, which they cannot find it in the teacher. Teachers, on the other hand, feel superior to children in terms of knowledge and wisdom. This is natural, of course, since otherwise they could not teach. Teachers are conscious of their own wisdom, and from this point of view, they certainly are superior. But this kind of wisdom is not as full and sublime as that of the child. If we put into words what happens when a young child, pervaded by wisdom, meets the teacher, who has lost this primordial wisdom, the following image might emerge. The abstract knowledge that is typical of our times, and with which teachers have been closely linked for so many years of life, tends to make them into somewhat dry and pedantic adults. In some cases, their demeanor and outer appearance reveal these traits. Children, on the other hand, have retained the freshness and sprightliness that spring from spiritual wisdom. Now, when teachers enter the classroom, children have to control their high spirits. Teachers feel that they are intelligent and that their students are ignorant. But in the subconscious realms of both teachers and students, a very different picture emerges. And if dreams were allowed to speak, the picture again would be quite different. Children, somewhere in their subconscious, feel how stupid the teacher is. And in their subconscious, teachers feel how wise the children are. All this becomes a part of the classroom atmosphere and belongs to the imponderables that play a very important role in education. Because of this, children cannot help confronting their teachers with a certain arrogance, however slight, of which they remain completely unaware. Its innate attitude toward the teacher is one of amusement; they cannot help feeling this flow of wisdom pervading their own bodies and how little has survived in the teacher. Instinctively, children contrast their own wisdom with that of their teachers, who enter the classroom somewhat stiff and pedantic—the face grown morose from living so long with abstract intellectual concepts, the coat so heavy with the dust of libraries that it defies the clothes brush. Mild amusement is the uppermost feeling of a child at this sorry sight. This is how the teacher is seen through the eyes of a child, however unaware the child may be. And we cannot help seeing a certain justification in this attitude. After all, such a reaction is a form of self-protection, preserving the child’s state of health. A dream about teachers would hardly be an elevating experience for young students, who can still dream of the powers of wisdom that permeate their whole being. In a teacher’s subconscious regions, an opposite kind of feeling develops that is also very real, and it, too, belongs to the imponderables of the classroom. In the child, we can speak of dim awareness, but in the teacher, there lurks a subconscious desire. Though teachers will never admit this consciously, an inner yearning arises for the vital forces of wisdom that bless children. If psychoanalysts of the human soul were more aware of spiritual realities than is usually the case, they would quickly discover the important role that children’s fresh, vital growth and other human forces play in a teacher’s subconscious. These are some of the invisible elements that pervade the classroom. And if you are able to look a little behind the scenes, you will find that children turn away from the teacher because of a certain disenchantment. They dimly sense an unspoken question: In this adult, who is my teacher, what became of all that flows through me? But in teachers, on the other hand, a subconscious longing begins to stir. Like vampires, they want to prey on these young souls. If you look a little closer, in many cases you can see how strongly this vampire-like urge works beneath an otherwise orderly appearance. Here lies the origin of various tendencies toward ill health in young children. One only needs to look with open eyes at the psychological disposition of some teachers to see how such tendencies can result from life in the classroom. As teachers, we cannot overcome these harmful influences unless we are sustained by a knowledge of the human being that is imbued with love for humankind—knowledge both flexible and alive and in harmony with the human organism as I have described it. Only genuine love of humankind can overcome and balance the various forces in human nature that have become onesided. And such knowledge of the human being enables us to recognize not just the way human nature is expressed differently in various individuals, but also its characteristic changes through childhood, maturity, and old age. The three members of the human being have completely different working relationships during the three main stages of life, and each member must adapt accordingly. We need to keep this in mind, especially when we make up the schedule. Obviously, we must cater to the whole being of a child—to the head as well as the limbs—and we must allow for the fact that, in each of the three members, processes that spring from the other two continue all the time. For example, metabolic processes are always occurring in the head. If children have to sit still at their desks to do head work (more on this and classroom desks later), if their activities do not flow into their limbs and metabolism, we create an imbalance in them. We must balance this by letting the head relax—by allowing them to enjoy free movement later during gym lessons. If you are aware of the polar processes in the head and in the limbs and metabolism, you will appreciate the importance of providing the right changes in the schedule. But if, after a boisterous gym lesson, we take our students back to the classroom to continue the lessons, what do we do then? You must realize that, while a person is engaged in limb activities that stimulate the metabolism, thoughts that were artificially planted in the head during previous years are no longer there. When children jump and run around and are active in the limbs and metabolism, all thoughts previously planted in the head simply fly away. But the forces that manifest only in children’s dreams—the forces of suprasensory wisdom—now enter the head and claiming their place. If, after a movement lesson, we take the children back to the classroom to replace those forces with something else that must appear inferior to their subconscious minds, a mood of resentment will make itself felt in the class. During the previous lesson, sensory and, above all, suprasensory forces have been affecting the children. The students may not appear unwilling externally, but an inner resentment is certainly present. By resuming ordinary lessons right after a movement lesson, we go against the child’s nature and, by doing so, we implant the potential seeds of illness in children. According to a physiologist, this is a fact that has been known for a long time. I have explained this from an anthroposophic perspective to show you how much it is up to teachers to nurture the health of children, provided they have gained the right knowledge of the human being. Naturally, if we approach this in the wrong way, we can, in fact, plant all sorts of illnesses in children, and we must always be fully aware of this. As you may have noticed by now, I do not glorify ordinary worldly wisdom, which is so highly prized these days. That sort of wisdom hardly suffices for shaping the inner organs of young people for their coming years. If we have not become stiff in our whole being by the time we mature, the knowledge we have impressed into our minds through naturalistic and intellectual concepts—which is thrown back as memory pictures—all that would eventually flow down into the rest of our organism. However absurd this may sound, a person would become ill if what belongs in the head under ordinary conditions were to flow down into limb and metabolic regions. The head forces act like poison when they enter the lower spheres. Brain wisdom, in fact, becomes a kind of poison as soon as it enters the wrong sphere, or at least when it reaches the metabolism. The only way we can live with our brain knowledge—and I use this term concretely and not as a moral judgment—is by preventing this poison from entering our metabolic and limb system, since it would have a devastating effect there. But children are not protected by the stiffness of adults. If we press our kind of knowledge into children, our concepts can invade and poison their metabolic and limb system. You can see how important it is to recognize, from practical experience, how much head knowledge we can expect children to absorb without exposing them to the dangers of being poisoned in the metabolic-limb organization. So it is in teachers’ hands to promote either health or illness in children. If teachers insist on making students smart intellectually according to modern standards, if they crams children’s heads with all sorts of intellectuality, they prevent subconscious forces of wisdom from permeating those children. Cosmic wisdom, on the other hand, is immediately set in motion when children run around and move more or less rhythmically. Because of its unique position between head and limb-metabolism, rhythmic activity brings about physical unity with the cosmic forces of wisdom. Herbert Spencer was quite correct when he spoke of the negative effects of a monastic education aimed at making the young excel intellectually. He pointed out that in later years those scholars would be unable to use their intellectual prowess, because during their school years they had been impregnated with the seeds of all sorts of illnesses. These matters cannot be weighed by some special scales. They are revealed only to an open mind and to the kind of flexible thinking achieved through anthroposophic training; this kind of thinking must stay in touch with practical life. So much for the importance of teachers getting to know the fundamentals that govern health and illness in human beings. Here it must be emphasized again that, to avoid becoming trapped by external criteria and fixed concepts, you must learn to recognize the ever-changing processes of human nature, which always tend toward either health or illness. Teachers will encounter these things in their classes, and they must learn to deal with them correctly. We will go into more detail when we focus on the changing stages of the child and the growing human being. |
207. Cosmosophy Vol. I: Lecture IV
01 Oct 1921, Dornach Tr. Alice Wuslin, Michael Klein Rudolf Steiner |
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Our feelings are therefore what actually would be grasped if one were to look more deeply into man's inner being as an approach to dream pictures. Feelings are the waves that mount up from the day's dream life into our consciousness. We dream continuously, as I said yesterday, beneath the surface of the conceptual life, and this dream life lives itself out in feelings. |
The animal's soul life thus is much more actively at work on the organism than the soul life of man, which is more free of the organism through the clarity of the conceptual life. The animal actually dreams. Just as our dream pictures, those dream pictures that we form during waking consciousness, stream upward as feelings, so is the soul life of the animal based mainly on feeling. |
207. Cosmosophy Vol. I: Lecture IV
01 Oct 1921, Dornach Tr. Alice Wuslin, Michael Klein Rudolf Steiner |
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We saw yesterday how the human being in his consciousness approaches the world from two sides, as it were: when he is active from within and when he is active from without. The ordinary consciousness, however, is not able to grasp what lives within the human being, because consciousness strikes up against it. We have seen, moreover, how karma also lives in man from two sides between birth and death. On the one hand there is the moment of awaking when man plunges into his etheric body, where, while he is submerged, he can have the reminiscence of dreams in ordinary consciousness. Then he passes, as it were, the space between the etheric body and the physical body—he is in the physical body only when he has full sense perception—and there he passes through the region of the living thoughts active within him. These are the same thoughts that actually have taken part in building up his organism and that he has brought with him through birth into existence; they represent, in other words, his completed karma. On falling asleep, however, man strikes up against that which cannot become deed. What enters into deeds as our impulses of will and feeling is lived out during our lifetime. Something is always left behind, however, and this is taken by the human being into his sleep. Yet it is also present at other times. Everything in the soul life that does not pass into deed, that stops short, as it were, before the deed, is future karma, which is forming itself and which we can carry further through death. Yesterday I sought to indicate briefly how the forces of karma live in the human being. Today we will consider something of the human environment to show how the human being actually stands within the world, in order to be able to give all this a sort of conclusion tomorrow. We tried yesterday to examine objectively the human soul life itself, and we found that thinking develops itself in that region which is in fact the objective thought region between the physical body and the etheric body. We also found that feeling develops itself between the etheric and astral bodies, and willing develops itself between the astral body and the I or ego. The actual activity of the soul thus develops itself in the spaces between—I said yesterday that this expression is not exact, yet it is comprehensible—the spaces that we must suppose are between the four members of human nature, between the physical body, etheric body, astral body, and I. If we wish to view the spaces between objectively, they are the interactions among the members of the human being. Today we wish to look at something of the human environment. Let us bring to mind clearly how the human being is in a fully living dream life, how he has pictures sweeping through the dream life. I explained yesterday that the Imaginative consciousness can perceive how these pictures descend into the organization and how what works in these pictures brings about our feelings. Our feelings are therefore what actually would be grasped if one were to look more deeply into man's inner being as an approach to dream pictures. Feelings are the waves that mount up from the day's dream life into our consciousness. We dream continuously, as I said yesterday, beneath the surface of the conceptual life, and this dream life lives itself out in feelings. If we now look into the environment of the human being and consider first the animal world, we find in the animal world a consciousness that does not rise to thinking, to a life of thought, but that is developed actually in a sort of living dream life. We can form a picture of what reveals itself in the soul life of the animal through a study of our own dream life. The soul life of the animal is entirely a dreaming. The animal's soul life thus is much more actively at work on the organism than the soul life of man, which is more free of the organism through the clarity of the conceptual life. The animal actually dreams. Just as our dream pictures, those dream pictures that we form during waking consciousness, stream upward as feelings, so is the soul life of the animal based mainly on feeling. The animal actually does not have a soul life penetrated by the clear light of thought. What therefore takes place in us between the etheric body and the astral body is essentially what is taking place in the animal. It forms the animal's soul life, and we can understand animal life if we can picture it as proceeding from the soul life. It is important to form a certain image of these relationships, for then one will comprehend what actually takes place when, let us say, the animal is digesting. Just watch a herd lying in a field digesting. The whole mood of the creatures reveals the truth of what has come to light through spiritual research, namely, that the aroused activity taking place essentially between the etheric body and astral body of the animal presses upward in a living feeling and that the creature lives in this feeling. The animal experience consists essentially of an enhancement and a diminishing of this feeling, and, when the feeling is somewhat subdued, of a participation in its dream pictures, the picture taking the place of feeling. We can say, therefore, that the animal lives in a consciousness that is similar to our dream consciousness. If we seek for the consciousness that we ourselves have as human beings here on earth, we cannot look for it within the animal; we must seek it in beings who do not come to immediate physical existence. These we call the animal species-souls, souls that as such have no physical, bodily nature but that live themselves out through the animals. We can say that all lions together have such a species-soul, which has a spiritual existence. It has a consciousness such as we human beings have, not like that of the single animal. If we now descend to the plant world we find there not the same sort of consciousness as an animal's but a consciousness similar to the one we have between sleeping and awaking. The plant is a sleeping being. We also, however, develop this consciousness between the astral body and the I in willing. What is active in the plant world is of essentially the same nature as what lives in our willing. In our willing we actually sleep even when we are awake. The same activity that prevails in our willing actually prevails over the whole plant world. The consciousness that we develop as sleep consciousness is something that actually continues as an unconscious element inserted into our conscious element, forming gaps in our memory, as I described yesterday. Our consciousness is dull during sleep, however, indeed altogether extinguished for most people, just as is the case in plant consciousness. If we then look in plant life for what corresponds to animal life, we cannot seek it in the individual plant but must seek it in the whole earth-soul. The whole earth-soul has a dreaming consciousness and sleeps itself into the plant consciousness. Only insofar as the earth takes part in cosmic becoming does it flicker up in such a way that it can develop a full consciousness such as we human beings have in the waking state between birth and death. This is chiefly the case, however, in the time of winter, when there is a kind of waking of the earth, whereas the dull dream consciousness exists during the warm time, in summer. I have often explained in earlier lectures that it is entirely wrong to conclude that the earth awakes in summer and sleeps in winter. The reverse is true. In the stirring vegetative activity that develops during the summer, during the warm time of the year, the earth exists in a sleeping, or rather in a dreaming, state, while the waking state exists in the cold time of the year. If we now descend to the mineral realm we must admit that the consciousness there is still deeper than that of our sleep, a consciousness that indeed lies far from our ordinary human experience, going out even beyond our willing. Nevertheless, what lives in the mineral as a state of consciousness lies far from us only apparently, only for the ordinary consciousness. In reality it does not lie far from us at all. When, for instance, we pass from willing to real action, when we perform some action, then our willing cuts itself off from us. That within which we then swim, as it were, that within which we weave and live in carrying out the deed (which, in fact, we only picture [vorstellen]—our consciousness does not penetrate the action, we only picture it) but what penetrates the deed itself, the content of the deed, is ultimately the same as what penetrates the other side of the surface of the mineral in mineral nature and that constitutes the mineral consciousness. If we could sink still deeper into unconsciousness we would actually come to where the mineral consciousness is weaving. We would find ourselves, however, in the same condition as that in which our action itself is also accomplished. The mineral consciousness thus lies for us on the other side of what we as human beings are able to experience. Our own deed, however, also lies on the other side of what we human beings can experience. Insofar, therefore, as our deed does not depend on us, does not lie in the sphere of what is encompassed within our freedom, our deed is just as much an event of the world as what takes place in the mineral kingdom. We incorporate our deed into this event and thus actually carry man's relation to his environment to the point where man with his action even comes over to the other side of his sleeping consciousness. In becoming aware of the mineral world around him and seeing the minerals from the outside, the human being hits upon what lies beyond his experience. We could say that if this (see drawing) represents the circumference of what we see within the human realm, the animal realm, and the plant realm, and then we come here to the mineral realm, the mineral realm shows us only its outer side in its working upon our senses. On the other side, however, where we can no longer enter, the mineral realm develops—turned away from us, as it were—its consciousness (red). It is the consciousness that is developed there that is received from the inner contents of our deeds, that can work further in the course of our karma. Now let us pass on to the beings who do not stand beneath the human being in the ranks of the realms of nature but who stand above the human being. How can we receive a certain mental image of these beings; how, for the consciousness that we must establish through spiritual research, through anthroposophy, can a mental image of such higher beings be formed? You know from the presentation in my book, Knowledge of the Higher Worlds and its Attainment, and from lectures I have given on the subject that we can ascend from the day consciousness, which we call the objective consciousness, to Imaginative consciousness. If we ascend to Imaginative consciousness in a healthy way, we first become free of our bodily nature. We weave in the ether life. Our mental images will thereby cease to have sharp contours, they will be Imaginations flowing into one another. Moreover, they will resemble the thought life that I characterized yesterday and that we find on awaking between the etheric body and the physical body. We become accustomed to such a thought life. In this thought life to which we become accustomed in Imagination, we do not link one thought to another in free will; rather, the thoughts link themselves to one another. It is a thought organism, a pictorial thought organism to which we grow accustomed. This pictorial thought organism possesses, however, the force of life. It presents itself to us as being of thought substance, but also as actually living. It has a life of its own: not the individual life possessed by physical, earthly things but a life that fundamentally lives and weaves through all things. We live into a world that lives in imagining, whose activity is imagining. This is the world that is first experienced above the human being, this weaving world, this self-imagining world. What is woven in us between our etheric and physical bodies, which we can find on awaking and know to be identical with what enters through conception and birth into this physical world from the spiritual world, this we find only as a fragment, as something cut out of this weaving, self-imagining world. That world which is the self-imagining world finally dismisses us, and then it works still further after our birth in our physical body. There a weaving of thought takes place that is unrelated to our own subjective thought-weaving. This weaving of thought takes place in our growth. This weaving of thought is active as well in our nourishment. This weaving of thought is formed out of the universal thought-weaving of the cosmos. We cannot understand our etheric body without understanding that we have this universal thought-weaving of the world (see drawing, bright) and that our etheric body (red) is woven, as it were, out of this thought-weaving of the world through our birth. The thought-weaving of the world weaves into us, forms the forces that underlie our etheric body and that actually manifest themselves in the space between etheric body and physical body. They are drawn in, as it were, through the physical body, separated from the outer world, and then they work in us with the help of the etheric body, the actual body of formative forces. We thus can picture what is behind our world. The cognition next to ours is the Imaginative, and the next state of being that is in our environment is the self-imagining one, expressing itself in living pictures. Such an expression in living pictures underlies our own organization. In our etheric body we are entirely formed and fashioned out of the cosmos. As we have to ascribe to the animal in the realm below us a consciousness like our dreaming consciousness, so in rising upward we find what we then have subjectively in Imagination. What we cultivate inwardly as a web of Imaginations exists for us outwardly; we behold it, as it were, from outside. We imagine from within. The beings just above man imagine themselves from without, revealing themselves through Imagination driven outward, and we ourselves are formed out of this world through such an Imagination driven outward. Thus in fact a weaving of thoughts, a weaving of picture-thoughts, underlies our world, and when we seek the spiritual world we find a weaving of picture-thoughts. You know that in the development of our cognitional capacities the next stage is the stage of Inspiration. We can experience Imagination from within as a process of cognition. The next world beyond the world of self-imagining, however, is one that weaves and lives in the same element we hit upon with Inspiration, only for this world it is an “exspiration,” a spreading out of oneself, as it were. We inspire ourselves with knowing. What the next world does, however, is to “exspire” itself; it drives outward what we drive inward in Inspired cognition. By beholding from the reverse side what we experience inwardly as Inspiration, we thus arrive at the objectivity of the next higher beings, and so it is also with Intuition, with Intuitive cognition. I must first say, however, that if as human beings we were merely spun out of the thought-weaving of the world, we would not bring with us into this life the element of our soul that has gone through the life between the last death and this birth. What is spun out of the universal thought-weaving of the world has been assigned to us by the cosmos. Now, however, the soul element must enter it. The entry of the soul element is through such an activity of “exspiration,” through an activity that is the reverse of Inspiration. We are thus “exspired” from the soul-spiritual world. Inasmuch as the cosmos weaves around us with its thought-weaving, the soul-spiritual world permeates us in “exspiring” with the soul element. First, however, it must receive this soul element, and here we come to something that can be comprehended correctly only through the human being. You see, as human beings living in the world between birth and death we continuously receive impressions of the outer world through our sense perceptions. We form mental images about these and permeate our mental images with our feelings. We pass over to our will impulses and permeate all these. This forms in us at first, however, a kind of abstract life, a kind of picture life. If you look from within, as it were, at what the sense organs have formed inwardly as soul experience of the outer world, you find, in fact, the content of your soul. It is the soul content of the human being that in the higher waking consciousness presents what the outer world gives him between birth and death. His inner being receives it, as it were. If I sketch this inner being, in perception the world as it were enters (see next below, red), becomes inwardly penetrated by the forces of feeling and will, and presses itself into the human organism. We actually bear within us a view of the world, but we bear this view of the world through the effects, the impressions, of the world pressing into us. We are not able to understand fully in our ordinary consciousness the destiny of what actually goes on in us with these impressions of the world. What presses into us and—within certain limits—what is a picture of the cosmos is not only permeated by feelings and inner will impulses, which enter us in consciousness, but is pulsed through by all that otherwise,lives within the human being. In this way it acquires a certain tendency. For as long as we live, right up until death, it is held together by the body. In penetrating the portal of death, it takes with it from the body what one can call a wish to continue what it became in the body, a wish to accept the being of man. When we carry our inner soul life through death it acquires the wish to accept the being of man. That is what our soul life bears through death: the longing for the being of man. And this longing for the being of man is particularly strongly expressed in all that is dreaming and sleeping in the depths of our soul life, in our will. Our will, as it incorporates itself into the soul life, which arises out of the impressions of the outer world, bears within it as it goes through death into a spiritual world, into the weavings of a spiritual world, the deepest longing to become man. Our thought world, on the other hand, that world which can be seen in our memories, for example, which is reflected from us ourselves into our consciousness, bears within it the opposite longing. It has indeed formed a relationship with our human nature. Our thoughts have a strong relationship to our human nature. They then bear in themselves, when they go through death, the most intense longing to spread out into the world—to become world (see 1st diagram this lecture). We therefore can say that as human beings going through death our thoughts bear within them the longing to become world. The will, on the other hand, which we have developed in life, bears within it the longing to become man.
This is what goes with us through death. All that rules as will in the depths of our being bears in its deepest inner being the longings to become man. One can perceive this with Imaginative consciousness if one observes the sleeping human being, whose will is outside him, whose will with the I is outside him. In what is to be found outside the human body, the longing is already clearly expressed to return, to awake again, in order to take human shape within the extension of the human physical body itself. This longing, however, remains beyond death. Whatever is of a will nature desires to become man, whereas whatever is of a thought nature and must unite with the thoughts that are so near to the physical life, with the thoughts that actually form our human tissue and bear our human configuration between birth and death—that acquires the longing to be dispersed again, to disintegrate, to become world. This lasts until approximately the middle of the time that we spend between death and a new birth. The thought element in its longing to become world then has come, as it were, to an end. It has incorporated itself into the entire cosmos. The longing to become world is achieved, and a reversal comes about. Midway between death and a new birth this longing of the thoughts to become world slowly changes into the longing to become man again, again to interweave itself so as to become the thought-web that we can perceive next to the body when we awake. We can say, therefore, that in the moment that lies midway between death and a new birth—which I called the Midnight Hour of Existence in my Mystery Dramas—we have a rhythmic reversal from the longing of our thoughts to become world, now that it has been fulfilled, into the longing to become man again, gradually to descend in order to become man again. In the same moment that the thoughts receive the longing to become man again, the reverse appears in the will. The will at first develops the longing to become man in the spiritual element where we live between death and a new birth. It is this longing that predominantly fills the will. Out there between death and a new birth the will has experienced a spiritual image of the human being; now there arises in it the most vivid longing again to become world. The will spreads out, as it were; it becomes world, it becomes cosmos. By reason of this spreading out it extends even to the vicinity of the stream of nature that is formed through the line of heredity in the succession of generations. What works as will in the spiritual-physical cosmos and begins in the Midnight Hour of Existence to have the longing again to become world already lives in the flow of generations. When we then embody ourselves in the other stream that has the longing to become man, the will has preceded us in becoming world. It lives already in the propagation of the generations into which we then descend. In what we receive from our ancestors the will already lives, the will that wished to become world after the Midnight Hour of Existence. Through what in our thoughts has desired since the Midnight Hour of Existence to become man, we Meet with this will-desiring-to-become-world, which then incorporates itself into what we receive from our ancestors.
You see, therefore, that when we thus follow with spiritual vision what lives on the one hand in the physical and what lives on the other hand in the spiritual, we really picture man's becoming. Since we incline downward to our physical existence through the thought-web that longs to become man, however, we are there related to all the beings who live in the sphere just above man, beings who imagine themselves. We pass through the sphere of the beings who, as it were, imagine themselves. At the very moment when this reversal takes place, our soul, permeated with the I, also finds the possibility of living on in the two streams. They diverge, it is true, but the soul lives with them, cosmically lives, until, when the longing to become man again has been fully realized, it incarnates and becomes indeed an individual human being. The life of the soul is very complex, and here in the Midnight Hour of Existence it passes over the abyss. It is inspired, breathed in, out of our own past, that past at first lying between our last death and the Midnight Hour of Existence. We pass this Midnight Hour of Existence through an activity that resembles, experienced inwardly, an inspiring, and that outwardly is an “exspiration,” proceeding from the former existence. When the soul has passed the Midnight Hour of Existence we come together with those beings who stand at the second stage above man and who live, as I have said, in “exspiration.” The third stage in higher cognition is Intuitive cognition. If we experience it from within, we have experienced it from one side; if we experience it from without then we have an intuiting, a self-surrender, a true surrender of self. This self-surrender, this flowing forth into the outer world, is the nature of the hierarchy that stands at, the third stage above man, the “intuiting.” This intuiting is the activity through which the content of our former earthly life is surrendered to our present one, streams over, pours itself into our present life on earth. We exercise this activity continually, both on the way to the Midnight Hour of Existence and beyond it. This activity permeates all else, and through it, in going through repeated earthly lives, we participate in that world in which are the beings living in real Intuition, the self-surrendering beings. We, too, out of our former earthly life, surrender ourselves to the earthly existence that follows. We can thus gain a picture of the course of our life between death and a new birth in the environment of these three worlds. Just as here between birth and death we live in the environment of the animal, plant, and mineral worlds, so between death and rebirth we live in that world where what we otherwise grasp in Imagination lives in pictures formed from without. Hence what we carry out of the spiritual cosmos into our bodily form we can also grasp through Imagination. Our soul element, which we carry through the Midnight Hour of Existence, which lives in us principally as the activity of feeling, though dulled into the dreamlike, we can grasp through Inspired cognition, and this is also, when it appears as our life of feeling, permeated by such beings. In fact, we live fully as human beings only in our outer sense perception. As soon as we advance to thinking, something is objective for this thinking, which is given for Imagination in picture form. We raise into our consciousness only the abstract thoughts out of the picture-forming. Immediately behind our consciousness there lies the picture-weaving of thoughts. As human beings between birth and death, we come to freedom through the fact that we can raise the abstract thoughts out of this picture-weaving. The world of Imaginative necessity lies behind, and there we are no longer alone in the same way as we are here. There we are interwoven with beings revealing themselves through Imagination, as we are then in our feeling nature interwoven with beings revealing themselves through “exspiration,” through inspiring turned outward. In going from earthly life to earthly life we are interwoven with those beings who live by Intuition. Our human life thus reaches downward into the three realms of nature and reaches upward into the three realms of the divine, soul-spiritual existence. This shows us that in our view of the human being here we have only man's outer side. The moment we look at his inner being he continues toward the higher worlds, he betrays to us, reveals to us his relationship to the higher worlds. We live into these worlds through Imagination, Inspiration, and Intuition. With this we have gained some insight into the human environment. At the same time, however, we have discovered the world that stands as a world of spiritual necessities behind the world of physical necessities. We learn then to appreciate all the more what lies in the center: the world of our ordinary consciousness, through which we pass in the waking condition between birth and death. There we incorporate into our actual human nature what can live in freedom. Below us and above us there is no freedom. We bear freedom through the portal of death by taking with us the most essential content of the consciousness that we possess between birth and death. Indeed, the human being owes to earthly existence the mastery over what in him is the life of freedom. Then, at all events, it can no longer be taken from him, if he has mastered it by passing through life between birth and death. It can no longer be taken from him if he carries this life into the world of spiritual necessities. This earthly life receives its deep meaning precisely by our being able to insert it between what lies below us and above us. We thus rise to a grasp of what can be understood as the spiritual in the human being. If we wish to know about the soul element, we must look into the spaces between physical body, etheric body, astral body, and I; we must look into what is weaving there between the members of our being. If we wish to acquaint ourselves with man as a spiritual being, we must ask what man experiences with the beings who imagine themselves, with the beings who reveal themselves outwardly through Inspiration, or actually through “exspiration,” with the beings who reveal themselves through Intuition. If we therefore wish to examine the life of the soul we must look for the interaction developed among our human members, and if we wish to study man as a spiritual being we must look for the intercourse with the beings of the hierarchies. When we look down into nature and wish to view the human being in his entirety, then this human being unveils itself to spiritual vision the moment we can say from inner knowledge: the human being, as he is today, bears in himself physical body, etheric body, astral body, and I. One thus has learned to recognize what man is within nature. Now we become aware—at first in a subjective way through inner experience—of the weaving of the soul. We do not behold it, we stand within it. In rising to a view of the soul we must search between the members that we have discovered as the members of man's being in natural existence. What these members do with one another from within unveils itself for us as the objective view of the soul's life. Then, however, we must go further and must now not only seek the members of man and the effect of these members upon one another, but we must take the whole human being and see him in interaction with what lives in the widest circumference of the perceptible world environment, below him and above him. Then we discover what lives beneath him, as though sleeping in relation to what is above him, and what proves itself to be the actual spirituality of the human being—spirituality as experience of our activity with the beings of the higher hierarchies. What is experienced above as the actual spirituality and what is experienced below in nature is experienced as an alternation, a rhythmic alternation between waking and sleeping. If we go from the human consciousness, which is the waking consciousness, down to the animal consciousness, which is the dreaming consciousness, down to the plant realm, the sleeping consciousness, and if we go still deeper, we find what is deeper than sleep; if we go upward we first find Imagination as reality fulfilled. Therefore there is a further awakening in relation to our ordinary consciousness, a still further awakening with the higher beings through Inspiration and a fully awakened condition in Intuition, a condition of such awakeness that it is a surrendering to the world. Now I beg you to follow this diagram, which is of the greatest significance for understanding the world and man. Take this as the central point, as it were, of ordinary human consciousness. It first descends and finds the animal's dreaming consciousness; it descends further and finds the plant's sleeping consciousness; it descends further and finds the mineral's deeply sleeping consciousness. Now, however, the human being rises above himself and finds the beings who reveal themselves in Imaginations; he goes further upward and finds the beings who reveal themselves in Inspirations, actually through an “exspirating” being; he finally finds the beings who reveal themselves through Intuition, who pour themselves out. Where do they pour themselves? The highest consciousness pours itself into the deeply sleeping consciousness of the mineral realm. The mineral realm spread around us reveals one side to us. If you approached this one side and were really able to penetrate it—though not by splintering it into atoms—on the other side you would find, raying in from the opposite direction, that which, in Intuitive consciousness, streams into the deeply sleeping consciousness of the mineral realm. This process that we can fmd there in space we, as human beings, go through in time in our evolution through different earthly lives. We will speak further about these relationships tomorrow. |
329. The Liberation of the Human Being as the Basis for a Social Reorganization: The Spirit as a Guide Through the Senses and into the Super Sensible World
06 Nov 1919, Bern Rudolf Steiner |
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But the one who can properly study this dream world will never answer the question, “What is this dream world?” “This world of dreams is something that takes people beyond their ordinary external daily lives.” – Then, for the unbiased person, it is quite clear that all sorts of things must interfere in this dream world that come only from the lower, animal-like instincts of human nature. Consider Just consider what a person is capable of doing in a dream, how he tends towards the lower drives, how he often tends towards a life of crime in what he imagines in his dreams. Man must say to himself: he is not transported into some higher spiritual realm when he dreams, but on the contrary, he has descended into the subhuman. Truly, it is a dream itself when people today want to claim, want to claim quite willingly, that in their dreams they are transported into a higher world. |
329. The Liberation of the Human Being as the Basis for a Social Reorganization: The Spirit as a Guide Through the Senses and into the Super Sensible World
06 Nov 1919, Bern Rudolf Steiner |
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If you travel from here to Basel, take the electric train to Aeschenplatz and then the route to Dornach, you will find there on the neighboring hill a building that is not yet completed but already shows the intentions associated with it, even in its exterior. This building, which is called a free university for spiritual science, is intended to represent externally represent that which is striven for by this spiritual movement, which calls itself: an anthroposophically oriented spiritual-scientific movement. Now that the building has visibly manifested the existence of such a movement, one can already hear and read many things about the foundations of this spiritual cultural movement. Of course, there are still exceptions to be found, but in general, there are accurate descriptions of these endeavors. On the whole, however, it may still be said today that what is said or written about it in public is quite the opposite of what this movement is really striving for. It is very often described as an unscientific, obscure, and, in the worst sense, mystical movement. It is very often described as if it wanted to oppose this or that, societies, creeds, and the like. In truth, this movement and this Dornach building, the Goetheanum, through which it is represented, wants to serve those longings, those goals, which today often live so unconsciously in the human soul, in the human soul of the broadest masses, which in many respects have not yet found the form to express themselves, but which are connected with all that which should lead present and future humanity out of the cultural chaos, which can be perceived by anyone who is unbiased, and from which everyone who is unbiased must extricate themselves in the present. If one is to indicate from historical phenomena where, I would say, the main nerve of this movement lies, then perhaps to something that seems quite remote from today's man, that also seems to belong to quite abstract regions of thought and imagination, but which only needs to be developed for the most general and broadest human interests in order to lead us to the very thing that today's culture needs for its renewal, for its rebirth. I would like to point out what Goethe strove for, based on the full breadth and depth of his world view, which is still far from being sufficiently appreciated today. I would like to point out what he strove for as an insight into the living world in contrast to the dead, inanimate, inorganic world. What Goethe strove for in terms of knowledge was closely connected with his entire spiritual striving, and he drew the best that his world view contains from the contemplation of art, but he extended what he had gained from the contemplation of art to actual scientific knowledge, as he had to view it in the sense of the breadth and scope of his world view. Goethe allowed himself to be influenced, admittedly with regard to the plant world, which was so dear to him, and his contemplation of it, everything that could be available to him in relation to the plant world from the science of his time; but it can be said that nothing that he could find in the science of his time was sufficient to explain the essence of the secrets of this plant world. And so, out of the originality of his nature, he himself turned his comprehensive gaze over the whole plant world, as far as it was accessible to him, over all its forms, and sought a unity out of the diversity, out of the variety of plants. He sought that out of the variety of the plant which he called his primal plant. When you hear the definition of what he meant by his idea, it may seem abstract, but it is not. By his original plant, Goethe meant a unified image, of which every plant, whatever external form it may take, is an image, a unified, ideal, spiritual entity with which one can traverse the plant world and which is revealed, so to speak, in every single plant. “Such a primal plant - as Goethe wrote from Italy to his friends in Weimar - such a unitary plant, which can only be created in the mind and is nowhere to be seen in the external world, must surely exist - so he said, seemingly abstractly. How else could one know that a single is a plant? But it matters little what his abstract opinion of these things was. What matters more is that he had the faith, the profound and coherent belief in the essence of things, which is expressed in the following words. He said and wrote about this archetypal plant: “If you have grasped it in spirit, then it must be possible not only to compare and recognize with it the plant forms that are out there in the world, but it must be possible to inwardly and spiritually devise plant forms yourself that, even if they do not exist, could exist.” This is a weighty and momentous saying. For what does a man, a man of insight, who wishes to grasp such a spiritual idea want? He wants nothing less than to evoke in his soul a thought that can lead him, I might say, to use his own expression, to invent an external reality that can then take shape. He wants to become so inwardly related to what grows in plants, to what grows in living things in general, that he has in his own spirit, in his own thinking, in his own imagination, what is revealed outwardly in growth as power. He wants to immerse himself inwardly with his whole being in the outer world. This striving is much more significant than what Goethe achieved with it in detail. As I said, if we characterize it only in relation to the plant world, which may interest some but not others, and if we characterize it only in relation to the plant world, which Goethe wanted, it may seem abstract to some. But in this kind of spiritual endeavour there is something that can be extended to the whole extent of human knowledge, of the human view of the world. Then one rises from the contemplation of the individual, insignificant living creature to that of the whole human being, the human being who not only contains, when one ascends to his wholeness, that which today's external natural science observes, which in many ways the materialistic sense of the time regards as the only thing about man, but which encompasses body, soul and spirit. Goethe started from natural science. What is called anthroposophically oriented spiritual science, on the one hand, starts from Goethe, in that it seeks to develop the kind of world view that processes and allows to be revealed in the spirit that which is as intimately related to reality as Goethe's idea of the Primordial Plant is intimately related to the individual plant; on the other hand, this spiritual movement is in complete harmony with the true scientific attitude of our time, not with some obscure mysticism. And it is in complete harmony with a genuine, honest and contemporary religious endeavor of the human spirit in modern times. In past years, I have often spoken in this place of the fact that anthroposophy, the anthroposophically oriented spiritual science, by no means underestimates the importance of this natural science, with its enormous influence on modern culture. Indeed, it appreciates this natural science much better than many of those who want to stand on the ground of this natural science. Anyone who has not just adopted the popular prejudices about science and believes that they are a true scientist, but who has consciously immersed themselves in what science can achieve for the overall education of the human soul and mind, must say: if science, as it has developed over the past three to four centuries, but particularly in the course of the second half of the 19th century, would fully grasp itself in its own essence, would those who pursue it fully understand their own nature, then this natural science would already proclaim today of its own accord what anthroposophically oriented spiritual science wants to proclaim. This natural science would speak of itself as human soul and human spirit, of that which is of eternal value in the human being. Why does not natural science do this, although it so conscientiously, with such penetrating methods, penetrates into the outer sensual reality of nature? Why does not this natural science, on the other hand, rise in the same way as Goethe did for the plant world, to such an inner processing of the idea of nature that one becomes one with creative nature itself in one's inner being? To answer this question, one must look back a little on the historical development of humanity in modern times. In natural science itself, great and powerful progress has been made. We need only go back to the work of Copernicus and Galileo, to see how much our understanding of nature has developed up to the present day. But at the same time, we must consider how little this scientific work was actually completely free in terms of its entire rule, in terms of its entire work within the intellectual life of modern civilization. It was not, because not a unified world view emerged in the course of the more recent development of humanity, which, in addition to free, independent natural science, also tried to penetrate into the nature of the external sense world. In the external sense world there were monopolies, monopolies for the knowledge of soul and spirit. The religious world views continued to retain certain ideas about soul and spirit. And they managed to get the public to admit, more or less voluntarily, that only they had anything to say about the human soul, about the human spirit. Natural scientists, like other people, were influenced by what I would call a monopoly on knowledge about soul and spirit. And they limited themselves, because they did not dare to ascend from the knowledge of the world to the knowledge of the soul world, to the world of the spirit; they limited themselves to saying: Yes, natural science has its limits; it must limit itself to the sense world alone. A mind such as Goethe's, which was certainly imbued with a reverent religious impulse throughout his life, sensing a divine element in all of nature and in the whole world, always felt the necessity to shape his view of the physical, the , the soul and the spiritual. But we must consider the situation of natural science, which is to some extent under the influence of the monopoly of knowledge just mentioned. We must consider what natural science can give to man through its own efforts. Then one will understand such a unified striving for knowledge and spirit as was present in Goethe. Those who do not allow themselves to be oppressed, I would say, by the commandment, 'Thou shalt not know soul and spirit', will undergo a spiritual education precisely through the way in which the modern spirit tries to penetrate the secrets of natural science. And this education then gives the stimulus to continue the development of the human spirit to higher levels of development than those that one simply has by being born a human being. But to understand such stages of development, one needs a certain intellectual modesty. This intellectual modesty is very necessary for the present human being. This intellectual modesty must lead the present human being to say to himself: You are not only a being that may have developed from lower organisms in the process of the evolution of the world order to its present perfection, but you are a being that can develop itself further, has developed itself further in this life; so that the forces that you received at birth can experience a higher and ever higher education. You see, you have to be able to say the following. You have to be able to look impartially at a five-year-old child holding a volume of Goethe's lyric poems. This five-year-old child will truly not be able to do much with Goethe's volume of lyric poems, at least not what the adult human being knows how to do with Goethe's volume of lyric poems. It will perhaps tear the volume apart or do something else with it. It must first grow up, then it will treat the volume of Goethe's lyric poems in the right way. Its development must be taken into account. For although as a five-year-old child everything contained in the volume of lyric poems is before the eyes of this human being, the possibility does not yet exist for this human being to draw out of this volume of lyric poems everything that could be in it for him. Thus the human being of the present must learn to feel his way in relation to the whole expanse of nature and the world. He must be able to say to himself with intellectual modesty: You stand before nature in such a way that, owing to your present development, it cannot give you what it truly contains within itself; one must be able to assume the possibility of taking one's development into one's own hands, so that, by attaining a higher level of development attain a higher level of development than that which one simply acquires by birth, by then being able to treat what one always has before one, what one believes to recognize - like the five-year-old child who does not yet know what to do with it - in such a way that it reveals to one all the secrets it holds. The very effort that one makes when applying the scientific method today, when applying it intensively, the depth that one penetrates, can lead one to feel that, out of the effort of the spirit, a power is awakened that enables one to undergo such a development. It is truly not due to modern natural science that people are so reluctant to admit that man can undergo development! No, it is due to the pressure that I have just characterized, and which one must only look at without prejudice in order to be able to devote oneself freely to what lies in the scientific treatment of the world itself. Then one will feel that the soul is inwardly awakened precisely by looking at nature in the modern sense, that forces arise in it that were not there before. As a rule, it is precisely today's scientists who do not bring themselves to awaken these forces. But if they could bring themselves to do so, they would be in a position to proclaim what is sought in the problem of the immortality of the soul, the eternity of the human spirit. Scientific thinking and a scientific attitude can lead to an inner awakening of the human spirit. And this can then be continued and systematically developed. How this is possible, I have often outlined from this place and described in detail in my book “How to Know Higher Worlds?” and in the second part of my “Occult Science”. One can continue in full self-education that which one notices developing through modern scientific knowledge. One can apply to the spirit that which is called meditation, concentration of thought-life, of feeling, of will. One can develop that inner world of ideas to such an extent, or at least the ideas that one applies by observing stars, by working in a chemical-physical laboratory, by observing plants or people or animals externally; one can further develop the inner spiritual power that you apply by devoting your thoughts to such an extent that you only want to live in these thoughts until at least the thought leads the soul to grasp inner connections. You cannot grasp them if you do not allow your soul to develop such inner self-culture. It is possible to awaken an inner soul culture. You can indeed achieve such an awakening so that your ordinary life, which you live out in ordinary science, seems like a sleep from which you awaken. And from this awakening one can observe anew what surrounds one as the world. That is one thing that the modern human being can undergo. If he applies natural science in the right, I would say Goethean way, he will come to a religious realization, to a real spiritual realization. But also from the life of the modern human being itself emerges that leads to such a path and, I would say, to a corresponding goal for the future. Those who look at history superficially, as it is usually presented superficially today, do not have the real history in front of them. One must look more inwardly at the historical life of men. One must be able to compare, for example, how a person in the 9th or 10th century AD was in his entire state of mind, and how a person of the present day is, even if he is a person living in the simplest, most primitive way; for even the simplest person today differs quite significantly from the person of the 9th or 10th century AD. I do not want to go back any further. People are definitely in a state of development. Today, we have to take the word “development” not only in the limited sense in which natural science usually takes it. It must be possible to use it in a much broader sense if one wants to penetrate into the essence of human development. It must be possible to say that a number of centuries ago, that is, in the centuries I have just mentioned, people were much closer to each other within certain associations. Before this relatively short time, a person was connected to his neighbor through blood or tribal ties. This closeness, which brought people together into associations relatively recently, no longer exists in modern times. If you are unbiased, you can see this everywhere. Modern man is much more closed in on himself; I would go so far as to say that modern man has become much more of a loner in his soul. People in older times did not pass each other by as people in newer times do. People in newer times have become more estranged from each other. But I would like to say that something else arises from a spiritual conscience than arose for people centuries ago. It arises - again one can see it if one looks into one's own soul without prejudice and has a sense for such things, again one can perceive something like an inner voice - it arises as something like an inner obligation: You should now, since you no longer feel close enough to those immediately closest to you through blood or tribal ties, be able to come close to them through your soul development. You should take up his will in a real human love within you. You should not pass him by so that you can live socially with him, but you should be able to take up his will into yours, to make his thoughts your thoughts. You should be able to think, feel and want with his inner soul state in your inner soul state. You should be able to approach him spiritually and soulfully. Just as engaging with natural science represents a kind of awakening for the soul, a kind of waking up in the ordinary consciousness that one otherwise has in everyday life and in ordinary science, if one only looks at ordinary science correctly, then this ordinary science gives, I would say, inner social duties that awaken more and more in man. It represents something that can be described in contrast to this awakening – I will have to express it somewhat paradoxically now, but some of the truths that must be incorporated into cultural life today must still sound paradoxical – it can be described as a feeling that overcomes us when we feel inwardly: we must be close to our neighbor in spirit and soul, we must live in his will, his thoughts; it is something that feels like losing ourselves in people. This losing of self in our neighbor in his spiritual and soul life, this devotion to our neighbor, is actually the basis of the much caricatured process of social feeling in the present. And if one says: natural science can awaken us - this feeling, I would like to say, brings about the opposite state of mind, a strange state of mind, if one can only understand it. But just as little as one becomes aware of the awakening from the natural scientific method, just as little does one become aware of this feeling of empathy for one's neighbor. But modern man will be increasingly seized by it. Then, in contrast to the awakening through science, they will feel this like falling asleep, like resting in the surroundings, like the transition of one's own soul into the soul of the other. And just as the mysterious life of a dream awakens, full of life, out of natural sleep, so can awakening come out of this devotion to what is humanly and soulfully alive, which will increasingly take hold of modern humanity more and more as a duty of conscience. It is a kind of sleep in the human environment; but out of it rises something like a dream from natural sleep. And this dream from natural sleep can be compared to what will emerge more and more from the real, not the caricatured social feeling. This dream will give rise to that which tells the human being: See, by immersing yourself in the will that is developing alongside your will, by becoming one with the thought that develops alongside your thoughts, you know how you are inwardly connected to this person. Just as Goethe sensed something that was given to him through his idea of the primal plant, which he had to describe as a way of living into the whole power of the plant world itself, so one lives into the living environment of the human world, precisely through the most modern feeling. And again, something awakens in you from this living into the human world, which now arises like a new realization precisely from social life. You feel connected with the being of the other person. You feel as if something in you, as if a dream, is speaking through the being of the other person, bearing witness to you: you were already connected with this person in times gone by. From this real experience, from this genuinely modern experience, what has already grown for individual favored spirits, such as Lessing, will grow for newer humanity as a real experience, as a real experience. If you want to be pedantic, even if it is in a higher sense, you can say: Lessing, such a person was certainly great, but in his old age, when he was already half demented, he wrote his 'Education of the Human Race' and came up with the crazy idea that humanity lives in repeated lives on earth. But for those who are not pedants but who can really penetrate the development of a man like Lessing, it is quite clear that such a man was only the forerunner for all those who will come to know this peculiarity, this mighty experience, which will arise out of the rightly understood social feeling, will arise out of it, full of life, like a dream; but it will be a dream full of life, not just like dreaming, the having been connected with people whom one meets again in earthly life, the having been connected in earlier earthly lives, with looking at the fact that one will be together with them again in later earthly lives. The experience of repeated earthly lives will develop out of the right social life and feelings of modern man. Natural science, in its research, has already come to the conclusion that it no longer wants to be purely materialistic, at least in the case of some minds. But when the ordinary natural scientist wants to prove that something lives in man that is spiritual and soul-like, that is not merely an expression of the body, then he does not turn to such phenomena that he can prove, that he can present as one presents phenomena of the laboratory, the clinic and the like, but he turns precisely to the abnormal phenomena of human life. And I would like to say that it has become fashionable to examine the world of dreams, which awakens so mysteriously from its natural sleep, in order to point out how the human being also has a spiritual and a soul element within him. But that means examining everything that arises from the phenomena of suggestion, hypnosis, somnambulism, mediumship, and so on. Here too, it is tempting to confuse anthroposophically oriented spiritual science, which seeks to draw on a sound knowledge of nature and a sound experience of the human world, with that which would like to lean on such phenomena as hypnotism, somnambulism and the like for a real exploration of the human spiritual and soul nature. We can start from the world of dreams to get a little closer to these phenomena. We can point out how this world of dreams conjures up images before people, into the human soul, in the time between falling asleep and waking up, when the human being is not fully connected to his spiritual and soul life to the resting body. But the one who can properly study this dream world will never answer the question, “What is this dream world?” “This world of dreams is something that takes people beyond their ordinary external daily lives.” – Then, for the unbiased person, it is quite clear that all sorts of things must interfere in this dream world that come only from the lower, animal-like instincts of human nature. Consider Just consider what a person is capable of doing in a dream, how he tends towards the lower drives, how he often tends towards a life of crime in what he imagines in his dreams. Man must say to himself: he is not transported into some higher spiritual realm when he dreams, but on the contrary, he has descended into the subhuman. Truly, it is a dream itself when people today want to claim, want to claim quite willingly, that in their dreams they are transported into a higher world. No, in a dream we are brought into a lower world than the one we see through our senses. And especially when a person is subjected to the influence of some suitable fellow human being, so that he is placed in the sleep-like state of hypnosis, one can even, I might say, exert irresponsible influences on the person by acting in a kind of sleep-like state. Then he regards a potato as a pear and eats it as a pear, purely because he is being suggested, this idea is being given to him: this potato is a pear. And still completely different things can be given to him! It is only the extreme state, which also otherwise exists as, I would like to say, not a completely permissible state, where one counts on the damping down of consciousness by the other person, and wants to persuade him, I would like to say, to rape ideas. For those who work in the sense of true spiritual science, the question arises: what is the state of mind in which a person is in a dream? What is the state of mind in which a person is when he is in such a hypnotic or mediumistic - which is also similar to a hypnotic state - when he is in such a hypnotic state and can experience such influences from any fellow human being or from other surroundings? In a hypnotic state, it is indeed possible for thought transfers to occur over long distances; they can be demonstrated and proven experimentally. But the question arises as to what regions a person, with his entire human, physical, mental and spiritual being, is brought when one descends into these regions. One then brings him into a region that is subhuman, that represents the animalistic in man. In fact, man is being hypnotized down, profaned down into that which plays in him as animalistic. And it is precisely through this that one gets to know the animal in man, which is nevertheless something quite different from the animal in the animal series; but one enters into the region of the subhuman. In contrast to all that is presented here, the anthroposophically oriented spiritual science referred to here would like to lead to the attainment of the soul-spiritual in man, not by dampening what is already in man in order to seemingly feel something spiritual-soul, but that one develops up what is already there in the sense world to a higher insight by educating thought, will, feeling through meditation, concentration, as it is presented in my book “How to Know Higher Worlds?” Anthroposophical spiritual science aims to lead people beyond themselves, in a healthy way, beyond what is already there in sensory perception and ordinary science. In this way, it enters into a region that is quite new compared to the external sensory world. This is very important in order to realize that man becomes dependent when he is placed in a hypnotic, a somnambulistic, or a mediumistic state, or even when he merely surrenders himself to the dream-world of fantasy, that he becomes dependent on his outer sensory environment in a way in a way that he is no longer dependent when he surrenders to normal sensory life; when we surrender to sensory life in an awake state, then our will can avert our eyes from something that we do not want to look at, can even pay a little attention to what we hear. In short, we are more powerful through our will when we relate to our surroundings through the senses. What is placed in the freedom of our will, what brings us into a free relationship when we perceive sensually in an awake state, becomes a relationship of compulsion, as it is in animality, when we are subdued in the waking state through hypnosis. In this state we do not discover the soul in man, but that in us which is animalistic and which is otherwise veiled by our free spirituality. What is otherwise veiled comes to the surface and dominates the person. Man is organized down to the animal. Only one does not recognize - since the human being does not behave like the animal, but expresses himself more spiritually - that it is nevertheless a matter of a downward organization to animality. In contrast to this, what anthroposophical spiritual science wants is to raise the human being to a higher level of consciousness, and only through this does one recognize that which presents itself at a lower level of consciousness. For when man develops his spiritual nature as I have described in my book “How to Know Higher Worlds,” then a different relationship to the world also arises. But not the world that presents itself when we are hypnotized or in a mediumistic state, or when we become somnambulant, not the world of our ordinary sensory surroundings presents itself, but a new world, a spiritual world, a world which man has not known before, but which presents itself to him as a real one, just as the outer sense world presents itself to the senses as a real world. You see, the human being can undergo this development by ascending from the human into a superhuman, just as he descends from hypnosis, from somnambulism, into an inhuman. This development can be undergone, and in this way the human being can ascend to an immediate perception, an immediate experience of the spiritual. In this way, the spirit can enter into human consciousness. Now one can certainly say that in a book such as this one, “How to Know Higher Worlds,” it is shown which development one must undergo in order to comprehend that the true world, which one gets to know in this way, is the real one, as I have described it. But not everyone can become a spiritual researcher themselves, not everyone can enter this spiritual world themselves so that they can make statements from this spiritual world. However, the one who reaches that development, which, where one knows about the existence of a spiritual, a supersensible world, has always been called the world beyond the threshold of ordinary consciousness, who enters this world, in which he has the spiritual around him as one has the sensual around him for ordinary consciousness, he makes his discoveries in the spiritual. He knows, for example, through these discoveries, that through that which appears today in man, by having him in a hypnotic, somnambulant state, by becoming a medium, his ordinary consciousness is subdued. What appears in man as the subhuman, that in truth represents an earlier stage of human development, and that which today develops as his sensory perception, his intellectual perception, that represents a later stage of development. And even that can be recognized - you can read about it in “Occult Science” - that today, when a person is put under hypnosis, it becomes apparent in an abnormal way how he was in his environment in an evolution of the earth world that lies far behind what geological external science presents to us as the evolution of the earth. One can even learn something about a much more spiritual state of the Earth, in which man also already existed and perceived his surroundings as he perceives his surroundings today when his consciousness is dulled. We recognize something of the past of the earth, which was not as the Kant-Laplace theory presents it, but was as a spiritual-soul being itself, in which man was embedded as a being of the senses. And on the other hand, man of the earthly future will recognize where the earth will be more spiritual again, where man, through his natural condition, will recognize as one recognizes today when one develops the soul further, as I have described it. These knowledge, although it is a need of the newer, the modern man, will initially, I would say, only be attained by individual people. Individual people will enter into that region of life that lies beyond the threshold of ordinary consciousness. So much is necessary if one really wants to come to these higher realizations. You see, I will give you a simple higher realization. But in this simple higher realization, the one who comes to it sees, for example, what the attainment of higher realizations, the discovery of higher realizations, is actually based on. In the usual story, it is not known today that basically the development of all humanity is just as internally conditioned as the development of the individual human being. Who would not find it ridiculous today if someone were to say: a person who lives to be seven, fourteen, twenty years old and so on is always the result of what he eats and drinks; what he eats causes the child to develop further and further from childhood on, making it an adult. Everyone knows that this is not the case, that a person goes through certain stages of development that even lead to certain leaps in natural development. We have such a clear leap, for example, around the seventh year, when the teeth change. Those who have an understanding of such things know what powerful revolutions take place in the human organism, for example, when sexual maturity occurs; later on, the changes are no longer as clearly and distinctly perceptible, but they are nevertheless present. Something develops in man that springs from the depths of his being. But it is the same for all of humanity. And so it was around the middle of the 15th century of our era that humanity took a leap in its development. The state of mind of people has become quite different. What I have characterized today as the fact that man feels lonely in relation to other people, that he is closed in on himself, that he no longer feels close to people through mere blood relationship as he used to. This growing independence, this becoming personal, has developed in step with the change of teeth, the onset of sexual maturity, in the individual human being, in the individual human organization. So, out of the whole evolution of mankind, something came in the middle of the 15th century. Such knowledge can only come from the spiritual world. And only when one has gained such knowledge, as an inner fact of experience, can one also have an opinion about the realities of repeated earthly lives, about the path of the spirit in human development, about the life of the spirit in natural existence, and so on. But everything that can be done to arrive at such knowledge can be prepared for through meditation, concentration, and the devotion of thoughts, feelings, and impulses of the will, as described in “How to Know Higher Worlds.” One can develop and then say to oneself, “You are now ready to receive higher knowledge.” But then one must wait. The nature of spiritual science does not allow one to go out and collect knowledge; one can only prepare one's own soul; then one must wait. Then one must, I might say, wait for the moment, which one feels like a gracious effect from the spiritual world; one must wait until the illumination comes. That illuminations from the spiritual world occur in one person but not in another. That is why the truths arise in some people, who must communicate them to their fellow human beings. Even when such simple realizations arise, such as the turning point in the whole development of humanity in the 15th century, one must have become acquainted with them in one's pure soul life today. One must have learned to renounce the forcible conquest of the spiritual world; one must have worked only on the development of the soul in order to prepare oneself to receive the truths. Then they come, come at the appropriate moment. One must limit oneself to accepting them as such individual truths. One must only be clear about one thing: if one wants to draw consequences from them, as some people do, then one only brings forth caricatures of the spiritual world. Let us suppose that some man has made various inner discoveries; he comes to an idea; then he builds a whole system out of it, a system of nature, a system of history, an economic or a social system, or something. Men are not satisfied with making such individual spiritual experiences, but continue to draw their conclusions, building systems upon them. The one who is experienced in the spiritual world only works on his spiritual development so that he is ready to receive what reveals itself to him. Then he again accepts such an individual experience and waits for another to arise. Just as in the external, sensory reality, one must wait for the new experience to approach, one must always be inwardly filled with resignation, through which one can wait until the individual inner realizations arise. Otherwise one often produces figments of the imagination. And because most people only have such hazy fantasies, they think that the laws that come into play only come from fantasies. But in truth, no figments of the imagination arise when a person makes an effort to move forward. Only when he does not make an effort to gain ideas about the invisible does he arrive at figments of the imagination. But only if he strives to let all thoughts and development, all work in the spirit, aim solely at the spirit becoming more and more perfect in its cognitive faculty, then he can get sufficiently far; when he has learned to wait, then the discoveries in the spiritual world present themselves to him through that which is to be communicated in the spiritual world. Man can, of course, come to discoveries himself if his fate, I might say, is favorable in this respect and he learns to wait. But above all, he can come to recognize as truth what spiritual discoverers tell him, and to acquire the judgments through such an inner development that he can also he receives from the other person as the truth. This is the secret of life that people will live when the spirit becomes their guide in the world of the senses and in the supersensible world. This will be the peculiarity that human coexistence will become more intimate. Today we see an illusory, a misunderstood socialism, we see how people want to work socially, but actually become more and more socially distant from each other. But then, when people realize that they can develop to the point where they can acknowledge what the other person comes to through the intimacies of his inner life, through which he makes spiritual discoveries, then they will be able to enrich themselves spiritually in their lives together. Then one will realize that it is precisely when the spirit will be the guide in the sensory realm of man that the social life will be able to receive its true meaning through this spirit. If one really wants to consciously cross the threshold, penetrating into spiritual worlds presupposes that one, in a sense, becomes fearless in the face of the experiences of the spiritual world. The ordinary world of the senses allows us, I would say, to be cradled in a certain sense of security. But the one who crosses over from this world of the senses, over the threshold of the spiritual world, into the real spiritual worlds that underlie our world of the senses, experiences the fact that, as it were, the comfortable, firm ground is no longer under him. The spiritual world does not have the same forces of gravity and the like as this world of the senses. Within the spiritual world, man feels as if he were on a surging sea, and the security that one otherwise has through a fixed point of view in the external world of the senses, through ordinary life, this security must be provided by inner strength, through which one steers through the spiritual world. Furthermore, you must bear in mind that when you enter this spiritual world, you are not initially adapted to it. You are adapted to a world as a human being between birth and death; you are not adapted to that which reveals itself as eternal to human nature when you enter the spiritual world. You are adapted to this world, to the world here. When one enters the spiritual world after having developed in order to enter it, one feels, as long as one is still in the body and has not yet passed through the portal of death, that one is not yet adapted for the whole process of development. One often feels this as a burning pain, I might say. Many shrink from it. Only if one prepares well to experience one thing or the other, can one rise above oneself, can one venture out onto the open sea of spiritual knowledge, on which one must have the guide, the spiritual guide within oneself. But it is already possible for every person today, if they observe such things as I have presented in “How to Attain Knowledge of Higher Worlds », to see from his own conviction, not through reasoning, that what the spirit-discoverers, the modern seers, can really reveal to the world is based on truth and taken from reality. Human coexistence will result from the fact that we can learn to see when the other person develops the ability to fully recognize what has been discovered. A spiritual coexistence will arise that will provide the basic power for a life that humanity will need in the future, especially if some structures in the social organism are to be overcome that have emerged from old forces and which can only be overcome by new spiritual forces that develop from soul to soul. Precisely because the spiritual will become a reality for people, precisely because of this people will come closer together. One only has to consider whether a person discovers this or that in the spiritual world; that depends on the way his life is. Isn't it true that a person's knowledge of the external world of the senses differs depending on whether he was born in Europe or America or Asia. In the same way, every person's knowledge of the spiritual world differs, depending on whether he is a spiritual explorer, a seer. The knowledge of the other person, who in turn has different knowledge, is a supplement to his own knowledge. People will know different things from the spirit. But they will be able to complement each other. In the face of real spiritual knowledge, as it is meant and presented here today, there is truly no shame or anything degrading if one person, in a truly social existence, simply accepts what is transmitted to him from the spiritual world, while another person is able to discover it. There is no need to fear that some man who becomes a spiritual discoverer will shine through immodesty within his community of fellow human beings. On the contrary, anyone who wants to penetrate into the spiritual world must first acquire what I have called intellectual modesty in the corresponding high power, and he knows very well, especially when he begins to know something of the spiritual world, how little he actually knows. There is no danger of those who recognize spiritual things becoming particularly proud. Those who talk about the spiritual world in empty phrases, who talk about the spirit without knowing anything about it, who talk about it through mere philosophical conclusions, they may become proud. But those who penetrate into the spiritual worlds also know how small they are as human beings in the face of this spiritual world, which wants to realize itself through them, and they truly know that they should neither be arrogant nor dogmatic. Now I would like to mention something else. On the one hand, it must be said that for the sake of the future of humanity, it is necessary today that those who have not yet discovered certain truths listen to those who have discovered them, and that this is by no means shameful, degrading to freedom, it can also be pointed out that even the one who can perhaps recognize to a high degree, who is a seer, learns tremendous things from his fellow human beings. That is the remarkable thing, that in this direction one gains a completely new relationship to one's fellow human beings precisely through seership, precisely through the development of the soul-spiritual. We must not forget that things can reveal themselves even in a simple, elementary way of life. We experience them, we have the sense to penetrate into what, as mysterious soul-spiritual depths, are also revealed, for example, through a child. This gives us cause, if only we do not interpret it symbolically, if only we do not brood over it, but give ourselves to it in love, to recognize spiritually that afterwards, when the seer has exercised such love for the simple, the blessed moment comes for him to recognize something great. And every great, real spiritual seer will be able to tell you about those moments when, not through the interpretation of what he has just seen, but through the actual experience of this power within him, he has subsequently learned something different from some human being, by choosing the spirit as his guide. You get to know a person. What they share with you from their experiences, from their experiences, perhaps as the simplest, most primitive person, leads you into the depths of the soul, if you are able to recognize correctly, to find the right context. You make the discovery that what people experience, what people learn, can lead to a revelation in every person. Yes, over the whole wide circumference of human beings, when we choose the spirit as our guide to the world of the senses and the supersensible world, every human being can give us something of what he has gained from the world, and something can be revealed in us that is absolutely necessary for his further development. We often notice that people themselves do not apply to their lives with their inadequate powers what they believe they have in their consciousness, in their conscious soul life; they think it is something highly unimportant because people are inadequate to see through their own judgment to see the supersensible. If one looks into the depths of the human soul, if one has acquired the sense in this way, as I have described it today, then, as a spiritual researcher, one can also gain so much in modern natural science, through the way in which natural science works in clinics, in observatories, in chemical and physical laboratories. If we accept what the researchers, with their power of judgment, often understand from their own very inadequate understanding when they describe their work and their results, which they themselves do not really achieve with what they say about it, cannot reveal in its depths, if we accept what we are told about the work in the scientific workshops, then deep natural secrets are revealed to us. And precisely through what spiritual science does in this field, what medicine so often strives for today, what it cannot achieve with its own means, what is connected with what I have described, that medical science and natural science can be fertilized by spiritual science. But social life will also be able to be fertilized when the spirit can become a guide through the sensual world and into the supersensible world. And there is no need to believe that the religious element, which should be one of the fundamental forces of every human being, will suffer from the knowledge of spiritual life, from the fact that spiritual life is taking hold among us and that the spirit is becoming a guide for people in the world of people! No, quite the opposite is the case. Precisely what the religious denominations themselves have sought, they could not attain to because of the needs that have arisen from healthy scientific life, in that they have preserved old traditions. As a result, they could only achieve what they wanted to create as a belief in the soul and spirit through dogmatic commandments, while in truth, when people come to make the spirit their guide in the world of the senses, they will be at one with their soul life in the spiritual. But people who recognize the spirit, people who live with their ideas, with their perceptions in the spirit, they will also be able to worship the spirit, they will be able to find the way to truly religious worship. Those people who know nothing of the spirit will not be religious people even if they belong to a “word religion.” Those who have the spirit as their guide do not fear that Christianity could be damaged by the spirit being imbued with modern spiritual science. Oh no, those who say that spiritual knowledge should not come because it will undermine religious sentiment and Christianity show themselves to be small. He who truly recognizes the spirit cannot think so little of the power of the Christ impulse, which has been working in the world since the Mystery of Golgotha. He must think much higher. He must think in such a way that he says to himself: Whatever insights may come, the more one penetrates into the spirit, the better one will learn to worship that which can only be elevated in its significance for people by being recognized ever better and better recognized. Not spiritual science will hinder the real religious development of mankind, but the desire to remain stuck beyond real knowledge and spiritual progress will have a hindering effect on religious development. And it could be that in the not too distant future, many people will realize where the obstacles to religious development actually come from. They will come from the fact that the denominations no longer want to live with what is present in the innermost human being as a need. You see, I just wanted to show how the spirit can become man's guide through the world of the senses and into the supersensible world. I can only do this in a sketchy way in such a lecture as I was allowed to give here. Man comes to know that within him which is eternal and immortal, which passes through birth and the gates of death, precisely by developing the spirit within him to which he belongs. He comes to recognize that through his soul and his spirit he belongs to the spiritual world, just as he belongs to this world through his body. Today, however, the fact that I have characterized is fully alive in the depths of the subconscious. But the one who sees through things today knows that there are many people who long for such a spiritual fellowship; but in people's consciousness this is often not the case. In the broadest circles, I might say, there is still an aversion, an antipathy to such spiritual leadership. But anyone who is inside such a spiritual movement looks at the way in which spiritual movements or even external cultural movements have been met with in the course of the historical development of humanity! And if today one is wholeheartedly attached to the idea that something like the Dornach building, the School of Spiritual Science, the Goetheanum, as an external representative – it is not yet finished, it is only just being built, but hopefully it will be finished in the not too distant future – that something like this should stand as a visible sign of the spiritual movement that I have characterized in today's lecture, then one has to remember history in the face of various disparaging judgments. Imagine what today's world would look like if, at the time when Columbus wanted to equip a few ships to steer westward into regions of which he truly knew nothing, and which the others knew nothing about either, if the opinion had triumphed. You can read about it in history that this opinion was very much present – that it regarded Columbus's intention as folly, as madness! But in the end, he won. Imagine what would have happened in modern times if it had not been the cleverness of those who refused Columbus's ships that had won, but the “madness” of Columbus that had won. For many people, this madness of Columbus is what anthroposophical spiritual science wants. Even today, for many people it is madness. But this madness does not just include that which is only a spiritual realization; no, this madness includes such a development of the spirit through which one also becomes a truly practical person, through which one becomes such a person that one can practically attack a voyage of discovery into real life. A real voyage of discovery into life is to be inaugurated through that for which this Dornach building is to be the external representative. Therefore, many people may see madness in what is to be undertaken with it. Those who, through inner insight, have connected their hearts and minds with what is to be a symbol of the beginning of the spirit's guidance in the development of humanity through the sensual world and into the supersensible world, know that out of this “madness” must develop that which many people, and ultimately all people of the civilized world, must seek, so that we may emerge from some of what is sensed by the unprejudiced as chaotic, as cultural confusion, in order to arrive at that which numerous people and numerous souls long for after all, long for more than the contemporaries of Columbus longed for India in his time, long for the light that is to dawn for humanity, so that it can truly strive towards higher cultural goals in humanity. |
347. The Human Being as Body, Soul and Spirit: The Life Body of a Human Being – Brain and Thought
05 Aug 1922, Dornach Tr. Automated Rudolf Steiner |
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We actually only perceive dreams at the moment of waking up. You can very easily visualize the fact that we only perceive dreams at the moment of waking up by taking a good look at a dream. |
Yes, gentlemen, if I had not pushed the chair over, I would not have had the dream at all, the dream would not have existed! The fact that the dream became precisely such an image only happened at the moment of waking up, because the pushed-over chair was what woke me up in the first place. |
From this you can see that what is pictorial in the dream is only formed in the single moment in which I wake up, just as what is pictorial in the dream must be formed in the single moment of falling asleep. |
347. The Human Being as Body, Soul and Spirit: The Life Body of a Human Being – Brain and Thought
05 Aug 1922, Dornach Tr. Automated Rudolf Steiner |
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Good morning, gentlemen! Today, too, I will have to continue with what we have discussed, because the reason is that the matter can only be fully understood if one penetrates further and further into it. You see, it depends on the human being, as you have seen, that he takes his nourishment from the earth, thereby feeding himself – that he takes care of his breathing from what surrounds the earth, from the air, only through this does he actually come to life, only through this is he able to become a sentient and feeling being -, and as we have seen, he takes forces from the whole world, only through this does he become a thinking being and only through this does he actually become a complete human. So man must be able to nourish himself, man must be able to breathe, thereby becoming a sentient being - and he must be able to take the forces from the universe to thereby become a thinking being. He does not become a thinking being by himself, just as he cannot speak by himself. Man cannot think himself, just as he cannot eat himself. Now let us take a closer look at how these things actually happen. Let us begin by clarifying how this process actually occurs when we absorb nutrients, have them in a dead state, so to speak, within our intestinal organism, and then they are revived again by the lymph glands and transferred by the lymph into the blood, the blood is renewed through breathing. The blood, or rather the force of the blood, the breath, then rises through the spinal cord into the brain and connects there with that which is brain activity. You only have to consider how a child's nutrition differs from that of an adult to gain a great deal of insight into the human being as a whole. As you know, a child must drink a lot of milk in the very earliest period of life. At first, it feeds exclusively on milk. What does it actually mean for a child to feed exclusively on milk? We can visualize this if we consider what milk actually consists of. Milk consists of 87 percent water. So when we drink milk as children, we actually drink 87 percent water, and only the last 13 percent is something else. Of these last 13 percent, only 4 percent is protein; 4 percent is fat in milk, and then there are some residual other substances, salts and so on. But essentially, that is what the child absorbs with the milk. So it is actually mainly water that it absorbs. Now I have already told you that a human being consists mainly of fluid. The child must always increase this fluid. It must grow and therefore needs a great deal of water, which it takes in with the milk. You may say: It would be the same if we gave the child only this 13 percent nutrition and the rest as water. Yes, you see, the human body is not designed for that. What we get with milk is not 13 ordinary percent of protein and fat and so on, but all of that, protein and fat, is dissolved in milk, dissolved in water, if it is milk. So it is the case that when the child drinks the milk, it gets the substances it needs in a dissolved state. And that is different from when the body first has to do the work that occurs during dissolution. If you recall what I have already said about nutrition, you will say: we also have to dissolve the nutrients that we take in through our mouths first. We actually only have permission from nature to get solid nutrients into our mouths; then we dissolve them with our own fluids. The rest of the body, stomach, intestines and so on, can only use what has been dissolved. The child must first acquire this ability to dissolve; it must first develop it. So it cannot do it itself from the beginning. So it is dissolved beforehand. You can see this best from the fact that if a child is fed too much with any artificial food that is composed, it will still stunted. Now you might say: What if I could create artificial milk after all, what if I could combine the 13 percent of protein, fat and so on contained in water with the water in such a way that it would be similar to milk on the outside, would that be a milk that would be just as good for the child as the milk it usually gets? Yes, you see, gentlemen, that is simply not the case. The child would waste away if it were given such artificial milk. And since people can only produce according to need, we will also have to refrain from producing such milk. It would be a means of corrupting humanity. For who can supply, as a solvent, what the child needs? You see, only life itself can do that. Animals could do it in a makeshift way, but not all animals. But for the very early days, when the child depends on it – because it cannot yet dissolve properly itself – these nutrients, protein and fat, can only be properly digested if they are already properly dissolved, and the child can only be properly nourished with human milk itself. And of other milks, donkey milk is the one most similar to human milk, and so, if there is no way to feed the child through self-breastfeeding or breastfeeding at all, the child can still be fed to the greatest extent with donkey milk. This is admittedly very strange, but donkey's milk is actually most similar to human milk, so that if the right human breast cannot be provided, then in a pinch, breastfeeding could also be provided by keeping a donkey and a she-donkey and in this way providing the child with milk. But of course this is only something I say as a hypothesis, so that you can see how things are connected in nature. If you now compare milk, for example, with the chicken egg as food, you will find that the chicken egg contains about 14 percent protein, which is actually four times more than what milk contains. If we begin to give the child food containing more albumen, then the child must already have the power of dissolving. It must already be able to dissolve. You can see from this how necessary it is for the child to receive liquid nourishment. But what kind of liquid nourishment? A liquid nourishment that has already passed through life and, since the child is nursed directly at the mother's breast, is still alive. In the case of a child, it can be clearly seen that when it drinks milk and the milk passes through the mouth and oesophagus into the stomach – only then is it killed in the human body – that it can then be revitalized in the intestines. So we see directly from the child that the life must first be killed. And because the life is still little changed, the child needs less strength to revive when it drinks milk than when it enjoys something else. So you see how close man is to life. But it shows something else as well. If you really think about it, what do you actually come to? Start thinking correctly about this point right now. You see, if we say to ourselves: The child must therefore take in living food that it can kill and revive itself, and we then say: the human being consists for the most part of fluid – may we then say that the human being consists of water, of the water that we find outside in nature, in inanimate nature? Then this water, which we find in inanimate nature, should be able to work in the child in the same way as it works in the adult, who has already accumulated more vital forces! From this, however, you can see that the water we carry in us as our almost 90 percent water is not ordinary, lifeless water, but that it is revitalized water. So there is something else that a person carries within them: they carry revitalized water. And this revitalized water is the same water that we have out there in inanimate nature, permeated with what permeates the whole world as life, only asserting itself just as little in inanimate water as human thinking asserts itself in a dead corpse. So when you say: water – here I have water in the stream and water in the human body, you can understand this in the same way as when you say: here I have a corpse and here I have a living person; the water in the stream is the corpse of the water that is in the human body. That is why we say: Man not only has this dead part in him, this physical part, but he also has a life body, a life body within him. This is what real thinking really gives: man has this life body within him. And how this continues to work in man, we can realize if we really observe man in connection with nature. But then we must actually visualize that we first look out into nature and then look into the human being. When we look out into nature, we find the components, the parts of which the human being consists, only that the human being processes these parts from nature in his own way. So, to understand this, let us go to the very smallest animals. You will notice, as I talk, how I have already spoken similarly about what is in man in the same way that I now have to speak about the smallest and lowest living creatures out in nature. You see, there are very small animal creatures in the water, in the seawater. These little creatures are actually just little lumps of mucus, usually so small that they can only be seen through a strong magnifying glass. I am now drawing them enlarged (see drawing, left). These little lumps of mucus swim in the surrounding water, in the liquid. If there were nothing else but a lump of mucus and water all around, the lump of mucus would remain at rest. But if, let's say, some small grain of some substance floats by, for example such a small one (see drawing, right) floats by, then this animal, without anything else being there, spreads its mucus so far that now this grain is inside its mucus. And of course it has to spread this mucus by pulling itself away. This makes the little lump move. So it is because this little creature, this little mucus of life, surrounds a grain with its own mucus that we see it moving at the same time. But the other grain there is now dissolved inside it. It dissolves and the little animal has eaten this grain. Now, however, such an animal can also eat several such grains. Imagine there is this little animal, there a grain, there also a grain, there and there also a grain (see drawing), then the little animal extends its feelers here, there, and there, and where it has extended them the most, where the grain was largest, it then pulls itself along and pulls the others with it. So this little animal moves in such a way that it feeds at the same time. Now, gentlemen, when I describe to you how these little lumps of mucus swim around in the sea and feed at the same time, you will remember how I described the so-called white blood cells in humans. They are initially exactly the same in humans. Such small animals also swim around in human blood and feed and move in this way. We come to an understanding of what is actually swimming around in human blood by looking at what is swimming around out there in the sea in the form of such small animals. We therefore carry this within us. And now that we have remembered how we actually have, in a sense, such creatures swimming around in our blood, creatures that are spread out in nature, living in our blood on all sides, let us try to understand how our nervous system, namely our brain, is constructed. Our brain also consists of the smallest parts. If I draw these smallest parts for you, you will see that they also represent a kind of lumpy, thick mucus. Rays emanate from this mucus (see drawing), which consist of the same substance as the mucus. You see, there is a cell, as it is called, from the brain. It has a neighboring cell. It stretches out its little feet or arms here, and touches the others there. There is a third such cell; it stretches out its little feet here, touches there. They can become very long. Some go almost through half the body. It borders on another cell. When we look at our brain through the microscope, it appears to consist of such dots, where the mucus is more concentrated. And then thick tree branches extend from here; they repeatedly enter into one another. If you would imagine a dense forest with thick treetops that have widely spreading branches that would touch one another, you would have an idea of what the brain looks like under the microscope, under the magnifying glass. But, gentlemen, you can say now: So he has described these white blood cells that live in the blood. And what is described as the brain is quite similar; lots of little bodies settle there that are in the blood. If I could take all the white blood corpuscles out of a person without killing him, and then put them into the skullcap, after I had first taken out his brain, then I would have made a brain out of his white blood corpuscles. But the strange thing is that before we could make a brain out of his white blood cells, these white blood cells would have to die halfway. That is the difference between the white blood cells and the brain cells. The white blood cells are full of life. They are always moving around each other in the human blood. I told you that they surge like blood through the veins. That's where they come out. As I explained, they become gourmets and go up to the body's surface. They crawl all over the body. But if you look at the brain, these cells, these corpuscles, remain in place. They are at rest. They only stretch out their branches and always touch the next one. So the ones that are in the body and are in full motion, they come to rest in the brain and are indeed half dead. Imagine this little animal crawling around in the sea, eating one time too many. If it eats too much, then the story goes like this: Then it stretches out its arm, its branch, takes this and that, and has eaten too much. It cannot tolerate this; now it splits in two, diverges, and we have two instead of one. It has multiplied. Our white blood cells also have this ability to multiply. Some always die and others are created by multiplication. In this way, the brain cells that I have drawn for you cannot multiply – our white blood cells within us are fully independent and alive. The brain cells that interlock in this way cannot multiply; two brain cells will never develop from one brain cell. When a person gets a bigger brain, when the brain grows, cells from the rest of the body must always migrate into the brain. The cells must grow into it. It is not that this ever happens in the brain, that the brain cells multiply; they just accumulate. And as we grow, new cells must always migrate in from the rest of the body so that when we are adults, we have a brain that is large enough. And from the fact that these brain cells cannot reproduce, you can see that they are half dead. They are always dying, these brain cells, always, always dying. If we really look at this properly, we see that human beings have a wonderful contrast: in their blood they carry cells full of vitality in the white blood cells, which want to live forever, and in their brain they carry cells that actually want to die forever, that are always on the path to dying. This is also true: through his brain, man is always on the path to dying; the brain is actually always in danger of dying. Now, gentlemen, you will have heard, or perhaps experienced yourself – it is always unpleasant when you experience it yourself – that people can also faint. When people faint, they enter into a state as if they were about to fall. They lose consciousness. What actually happens in a person when they lose consciousness in this way? You will also know that, for example, people who are quite pale, such as girls who are anemic, are most likely to faint. Why? Well, they faint because they have too many white blood cells in relation to the red blood cells. A person must have a very precise ratio, as I have indicated, between white blood cells and red blood cells in order to be consciously aware in the right way. So what does it mean when we become unconscious? For example, when we faint, but also when we sleep, we become unconscious. This means that the activity of the white blood cells is much too active, much too strong. When the white blood corpuscles are too active, when a person has too much life in him, then he loses consciousness. So it is very good that a person has cells in his head that constantly want to die; because if these white blood corpuscles in the brain were still alive, then we would not be able to have any consciousness at all, then we would always be sleeping beings. We would always be sleeping. And so you may ask: why do plants sleep all the time? — Plants sleep all the time simply because they do not have such living beings, because they actually have no blood at all, because they do not have this life that exists in our inner being as an independent life. If we want to compare our brain with something in nature outside, we again have to compare our brain only with plants. The brain, which basically continually undermines our own life, and in doing so creates consciousness. So we get a completely contradictory concept for the brain. It is contradictory: the plant does not get consciousness, the human being gets consciousness. This is something that we still have to explain through long deliberation, and we now want to set out to be able to explain it. We become unconscious every night when we sleep. So something must be going on in our body that we now have to learn to understand. What is going on in our body then? Yes, you see, gentlemen, if everything in our body were the same when we are sleeping as when we are awake, we would not sleep. When we sleep, our brain cells begin to live a little more than they do when we are awake. So they become more similar to the cells that have their own life in us. So you can imagine: When we are awake, these brain cells are very quiet; but when we sleep, these brain cells cannot move very far from their location because they are already localized, because they are held in place from the outside; they cannot move around very well, they cannot swim around very well because they would immediately bump into something else, but they acquire a kind of will to move. The brain becomes restless internally. This is how we enter into an unconscious state, because the brain is inwardly restless. Now we have to ask: where does this thinking actually come from in us humans? That is, how is it that we can absorb forces from the whole wide universe into ourselves? With our organs of nutrition, we can only absorb earthly forces with the substances. With our respiratory organs, we can only absorb air, namely with oxygen. In order to absorb all the forces from the wide world with our head, it is necessary that it is very quiet inside, that the brain is completely calm. But when we sleep, the brain begins to become active; then we absorb fewer of these forces that are out there in the wide universe, and we become unconscious. But now the story is like this: Imagine that work is being done in two places; here, let's say, work is being done by five workers, and there by two workers. These are then combined, these works, and each batch continues to do a part of the work. But suppose it becomes necessary to stop work for a bit because too many parts of one kind have been made and not enough of the other. What do we do then? We ask one of the five laborers to go over to the two laborers. Now we have three workers there and four of the five here. We transfer the work from one side to the other if we do not want to increase anything. Man has only a very limited amount of strength. He has to distribute it. So when the brain becomes more active during sleep at night, when it works more, that strength has to be drawn from the rest of the body. This work has to be taken from there. Now, where is it taken from? Yes, you see, it is taken from some of the white blood cells. Some of the white blood cells begin to live less during the night than during the day. The brain lives more. Some of the white blood cells live less. That is the compensation. But now I have told you: the fact that the brain slows down a bit and becomes calm is how a person begins to think. So when these white blood cells become calm at night, then the person should begin to think wherever the white blood cells become calm. He should begin to think with his body. Now let us ask ourselves: Does a person perhaps think with his body at night? — That is a ticklish question, isn't it, whether a person perhaps thinks with his body at night! Well, he knows nothing about it. For the time being he can only say that he knows nothing about it. But the fact that I know nothing about something is no proof that it is not there. Otherwise, everything that people have not yet seen would have to be denied. Just because I don't know something, that is no proof that it is not there. The human body could indeed think at night, and one simply knows nothing about it and therefore believes that it does not think. Now we have to examine whether man perhaps has signs that while he thinks with his head during the day, at night he begins to think with his liver and his stomach and his other organs, and perhaps even with his intestines. We have certain indications of this. Every person has indications that this is the case. Because just imagine where it comes from, that something is there and yet we know nothing about it. Imagine I am standing there, talking to you, and I am turning my attention to you, that is, I am not seeing what is behind me. Strange things can happen. For example, I may be accustomed to sitting down here on the chair from time to time while I am talking. Now I turn my attention to you, and during that time someone takes the chair away from me. I didn't see the whole thing, but it happened anyway, and I notice the consequences when I want to sit down now. You see, the thing is that one must not judge merely according to what one usually knows, but one must judge according to what one might be able to know in a completely indirect way. If I had looked around quickly, I probably wouldn't have settled on the ground. If I had looked around, I would have prevented it. Now let us take a look at human thinking in the body. You see, natural scientists like to talk about the limits of human knowledge. What do they actually mean by that? When natural scientists talk about the limits of knowledge, they mean that what they have not yet seen – whether through a microscope or a telescope or at all – is not there. But with knowledge, people just keep settling on the ground, because not seeing something is no proof that it is not there. That is the case. Now, that which I am to become aware of must not only be conceived by me, but I must also observe the conceived. Thinking could be a process that always happens, sometimes in the head, sometimes in the whole body. But when I am awake, I have my eyes open. The eyes not only see outwards, but the eyes also perceive inwards. Likewise, when I taste something, I not only taste what is on the outside, but I also perceive inside, for example, if, let's say, I am sick all over, and what tastes pleasant to someone else becomes disgusting to me. So the inside always determines. The inner perception must also be there. Now imagine we wake up quite normally. Our brain cells slowly calm down. They come to rest very slowly, and the thing is that I gradually learn to use my senses, that is, I use my senses again. The waking up process follows the cycle of life quite appropriately. That can be the one case. But the other case can also be that I calm my brain cells too quickly due to some circumstance. I calm them down much too quickly. Now something else happens when I calm them down too quickly. Let's say that if one of the five workers directs the movement, as I said, he takes the fifth one away and puts him over there. If one of them directs it, it may go very smoothly. But suppose one of them has to take it away from one person and put it back with another, then all sorts of trouble can arise, especially if the two of them start arguing about whether it is right or not. If the brain cells in my brain now start to calm down too quickly, then the white blood cells that have now come to rest during sleep will not be able to get moving again so quickly. And it will happen that while I am already calm in my brain, while I have already calmed all my movement in my brain that was there during sleep, the white blood cells down there in the blood will not want to get up yet. They will still want to persist in their calm. They don't want to get up. It would be truly wonderful if we could perceive these still-lazy blood cells – I am speaking only figuratively, of course – that still want to remain in bed. If we could, they would look at each other just as the quiet brain cells look at each other, and we would perceive the most wonderful thoughts. Just at the moment when we wake up too quickly, we would perceive the most wonderful thoughts. You can easily understand that, gentlemen, if you understand the whole story of the connection between man and nature. If you were to wake up quickly, if nothing else were to prevent it, you would be able to perceive the most wonderful thoughts in your body. But you can't. Why is that not possible? Well, you see, between these lazy, still-sleeping white blood corpuscles, and between that with which we perceive them, which we can only do with our heads, that is where all the breathing is going on. The red blood corpuscles are in there. Breathing is going on, and we have to look at this thought process that is going on in us through the whole breathing process. Imagine I wake up; this calms my brain. Down there (it is drawn), the white blood cells are somewhere in the blood. I would also perceive them as calm, and I would see the most beautiful thoughts in there. Yes, but now in between there is the whole breathing process. It is just as if I want to look at something and I look at it through cloudy glass; then I see it indistinctly, everything becomes blurred. This breathing process is like cloudy glass. All the thinking that is down there in the body becomes blurred to me. And what arises from it? Dreams. Dreams arise from it: indistinct thoughts that I perceive when the brain activity in my body calms down too quickly. And again when falling asleep, if I have an irregularity, so if the brain comes into activity too slowly when falling asleep, then the story happens in such a way that I, due to the fact that the brain comes into activity too slowly, still has the ability to perceive something – that I can observe the thinking that already begins down there during sleep, when falling asleep. And so it happens that a person perceives in dreams what actually remains unobserved by him throughout the night, when he is waking up and falling asleep. We actually only perceive dreams at the moment of waking up. You can very easily visualize the fact that we only perceive dreams at the moment of waking up by taking a good look at a dream. Suppose I am sleeping and there is a chair next to my bed. Now I can dream the following: I am a student and meet another student somewhere, to whom I say some rude word. The other student has to react to it – it's called a 'comment' – and then he has to react to this rude word, and it comes to the point that he challenges me. Sometimes it can be something very trivial, that's how students have to challenge each other. Now, everything is dreamt: the seconds are chosen, you go out into the forest in a dream, and you have arrived outside; you start shooting. The first one shoots. I still hear the shot in my dream, but I wake up and have just knocked over the chair with my arm next to the bed. That was the shot! Yes, gentlemen, if I had not pushed the chair over, I would not have had the dream at all, the dream would not have existed! The fact that the dream became precisely such an image only happened at the moment of waking up, because the pushed-over chair was what woke me up in the first place. So in this single moment of waking up, the image arose, what is going on in me became unclear. From this you can see that what is pictorial in the dream is only formed in the single moment in which I wake up, just as what is pictorial in the dream must be formed in the single moment of falling asleep. But if such images form, and if I can perceive something with such images, then thoughts must be there for it. What do we come to then? We come to understand sleeping and waking a little. So let's ask ourselves: What is it like to sleep? When we sleep, our brain is more active than when we are awake; when we are awake, our brain calms down. Yes, gentlemen, if we could say that our brain becomes more active when we are awake, then, you see, we could be materialists, because then the physical activity of the brain would mean thinking. But if we are reasonable people, we cannot say that the brain is more active when we are awake than when we are sleeping. It must just calm down when we are awake. So physical activity cannot give us thought. If physical activity gave us thought, that thought would have to consist in stronger physical activity than non-thought. But non-thought consists in stronger physical activity. So you can say: I have lungs; the lungs would be lazy if the external oxygen did not come over them and set them in motion. But my brain becomes lazy during the day; so something external must come for the brain that sets it in motion. And so we have to recognize that in the world — just as oxygen sets the lungs in motion or sets them in action — during the day the brain is brought to thinking by something that is not in the body itself, that does not belong to the body itself. We must therefore say to ourselves: If we do real science, we are led to assume something incorporeal, something soul-like. We see that it is there. We see it, so to speak, flying in when we wake up, because what is thinking cannot come out of the body. If it came out of the body, one would think better at night. We would have to lie down and fall asleep, and then thinking would arise in our brain. But we don't. So we see, as it were, what our soul and spiritual being flies in. So that one can say: Science has indeed made great strides in recent times, but it has only come to know that which is not actually suited to life and to thinking, while it has not grasped life itself, and has grasped thinking even less. And so, if you really do natural science, you are led, not by superstition, but precisely by this real natural science, to say: just as there must be oxygen for breathing, so there must be something spiritual for thinking. More about this next time, because it cannot be decided so easily. There will still be all kinds of counterforces in many of you against what I have said. But it must be said that anyone who does not talk like this simply does not understand the whole story in man. So it is not a matter of spreading superstition, but of creating complete clarity. That is what it is about. |
181. Earthly Death and Cosmic Life: The Present Position of Spiritual Science
22 Jan 1918, Berlin Tr. Harry Collison Rudolf Steiner |
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Anyone who believes that historical impulses can be grasped by means of the intellect, which can very well serve us in natural science, will never discover the historical impulses; for these work in human evolution in a similar way to the dreams in our own dream-life. They do not enter the ordinary consciousness which we use in everyday life or in natural science; but these impulses work like that which only plays into our dream-life. We may say: Historical becoming is a great dream of mankind, but what plays into our dreams like transient pictures becomes clear and distinct in the imaginations of spiritual science. |
If we really understood the ideas which have come to the surface in socialism, we should find that they are in a sense historical ideas, dreams of humanity;—but what kind of dreams? One must have a feeling for this ‘being dreamt’ of the historical events of humanity. |
181. Earthly Death and Cosmic Life: The Present Position of Spiritual Science
22 Jan 1918, Berlin Tr. Harry Collison Rudolf Steiner |
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An Introduction to the Winter's Lectures, 1918 I need not tell you what pleasure it gives me to be with you again at this difficult time so full of trials. As this is the first occasion for a long time that we have had the opportunity of discussing subjects connected with spiritual science, it is obvious that we should call to mind that spiritual science is far from being merely a theory, rather should it be a firm and substantial support, uniting the souls of men; not only the souls of those living here on the physical plane, but also the souls of those living in the spiritual world. This is a question we have very much at heart at the present time when innumerable souls have left the physical plane under circumstances to which we have often alluded, a time when so many are being subjected to the severest trials perhaps ever inflicted on man in the whole history of the world. Besides all the usual ideas which flow through our souls at the beginning of these lectures here and elsewhere, we will to-day try individually to direct our sentiments and feelings to those who are outside, as well as to those who, in consequence of these events have passed through the portals of death.
With reference to those too who have passed through the portal of death.
May that spirit Whom we have sought to approach by means of the spiritual science we have striven to acquire, He who willed to pass through the Mystery of Golgotha for the salvation of the Earth, and for the freedom and progress of humanity, may He be with you in your heavy tasks. The severe time of trial through which humanity is now passing may perhaps be one which will bring home to us more and more closely the significance of a spiritual deepening of the human soul. If so it will not have been in vain for the present and future of humanity; but the feeling arises that the time has not yet come, that mankind has not yet learnt lessons enough from the seriousness of the events of the present time. This is not said by way of criticism, but to appeal to right and true feeling. One feels that the Spirit of the Age must speak more and more distinctly to human hearts and souls; for not only do human voices speak to-day, other voices are heard too, ringing forth mysteriously from weighty and significant events as well as from other sources. I shall endeavour to put before you to-day what has particularly struck me during my recent journey through Switzerland, with respect to the relation of our spiritual movement to the tasks of the age. Anyone who has carefully studied the course of lectures I gave in Vienna before the war, on the experiences of human beings between death and rebirth, and what I said with respect to human life as a whole, will know that reference was being made—before the war—to the deeper causes, the deeper-lying foundations of what has lately worked out in the terrible events of the times. We may say that everything that can be experienced below the surface then, is to-day externally revealed as living proof of the correctness of what was said at that time. The universal disease of the age was then unequivocally described, as you know, as a social cancer. Here and there it can be seen that some few lessons have been learnt from the great events that have occurred; but on the other hand, it is clearly evident, particularly when apparently insignificant things are taken together, how rigid human thought has become on the physical plane during the last few centuries, and how slow men are to arrive at decisions of any weight. By way of introduction I should like to tell you some of my experiences during my Swiss tour, for it seems to me necessary that those who are interested in our Movement should form some idea of its connection as a whole. I shall only give a few points. It must be regarded as a very satisfactory sign that during my recent stay in Switzerland a number of young students from the High School at Zurich desired a course of lectures referring to and combining the various branches of academic science. I therefore gave four lectures in Zurich; the first of which referred to the relation of our anthroposophical spiritual science to Psychology, the science of the soul; the second referred to the relation of spiritual science to History; the third referred to its relation to Natural Science, and the fourth to its relation to Social Science, to the great social and judicial problems of the people in our day. Though far from being all that we might wish, one cannot but see that a certain interest was shown in this drawing together of the threads of academical sciences. It was evident that these latter were awaiting completion, as one might say awaiting that which can only come from anthroposophical spiritual science, and that the part-sciences of the present day will remain but half or even quarter sciences, unless they can have that completion. Wherever I was allowed to give lectures in Switzerland I did not fail to let it be seen what it is that is lacking in this respect, and what it is our age must acquire for these tendencies to be guided in the right direction. One may say that although at first there was in Switzerland a strong opposition to our endeavours—and certainly this opposition is not growing less but rather increasing—yet side by side with this a lively interest is developing; and it may well be that karma has placed our building in Switzerland because the work may have a special significance for that land; particularly if our work is directed, as I hope it will be, in such a way that our activity will also bear witness to the sources of spiritual scientific investigation, which, alas, are in many respects disregarded and unnoticed in the spiritual life of Germany. That is a feeling which, while on the one hand it stirs one to-day with a certain tragic feeling of sorrow, yet, on the other, fills one with deep satisfaction. We may say that anyone who takes into consideration the fact that in four-fifths of the world the spiritual life, of which Germany is so proud, is to-day much calumniated and really abused, and if he seriously considers the gravity of this fact, as is not always done, while on the one hand he may feel sorrowful, yet on the other he may feel satisfaction in the hope that anthroposophical science may yet render it possible for the German spiritual life to make its voice heard in the other world—as it must, if the development of the world is not to be injured. A way can be found to speak to all men, no matter what their nationality, if one speaks to them in the true meaning of the word, of the spirit, that is, of the true sources of spiritual life. It may strike a sorrowful note, too, that while the efforts made by spiritual science are successful in winning a little ground in some places, such a country as Switzerland is finding it increasingly difficult to stand up against the attacks made to-day. It is no easy matter in the face of the pressure exercised by four-fifths of the world, to form an impartial opinion; nor indeed is it easy to find the right words in which to say all that must be said, in a country in which, although neutral itself, those four-fifths of the world still play an important part. This has now reached a very acute crisis. One great advantage to us in that country is that the mere words and teaching are there supported by the forms and creations of our building at Dornach, which place before the outer vision what it is that our spiritual science desires, and how it is able to show that when allowed to intervene in practical life and not crudely rejected, it is capable both of mastering and utilizing life, which at the present time makes such great demands on humanity. In speaking to-day of the relation between the Spiritual Science of anthroposophy and other knowledge and wants of the world, it is really necessary to place quite new and unaccustomed ideas before one's hearers. In the profoundest depths of their consciousness people are dimly convinced that something new must come from somewhere or other. They are, however, extremely rigid as regards thinking, extremely slow to take in new ideas. Indeed it is a characteristic feature of our age that while life is lived at so rapid a pace, people are so dreadfully slow in thinking. We come across this in the smallest things. For instance, the threads of anthroposophical science were drawn towards the academical sciences in Zurich, although I had spoken publicly in Basel before I did so in Zurich. Just before I had to leave Switzerland, a request came from Basel, asking me to speak in an academical assembly on the relation of anthroposophical Spiritual Science to the other sciences. It was then, of course, too late to do so; the subject could not then be discussed. I mention this for two reasons: First because it would have been of great importance to speak of Spiritual Science in a hall dedicated to academical science and established by the students of Basel; and secondly because those people were so slow as to come to a conclusion only at the eleventh hour. That is characteristic, for elasticity of thought, capacity for quick decision might have brought about an earlier decision. It is necessary to discuss these things among ourselves, so that we may behave accordingly. To-day I need only refer to one of the subjects of which I have been speaking lately, to make clear the significance of what has to come about. In Zurich I spoke, among other things, of the threads that can unite anthroposophical Spiritual Science and the science of history, the historical life of man. We to-day possess a history, which is taught to children and in college; but what is this history of ours? It is something which has not the remotest idea of the forces governing the historical life of mankind, for the simple reason that the whole object of the intellectual life of the present day is to set man's intelligence in motion, to set the ordinary so-called fully conscious concepts and ideas going, and with the help of these, to understand all things. External perceptible nature can certainly be understood by these means, so too can that thought which has triumphed in the domain of natural science; but if this mode of thought is applied to history, that means making history a natural science. Endeavours were being made in the nineteenth century to regard history in the same way as natural science regards the things perceptible to the senses. This, however, is not possible—for the simple reason that the facts of history are quite differently related to life. What is it that we meet in historical life? What are the impulses at work in history? Anyone who believes that historical impulses can be grasped by means of the intellect, which can very well serve us in natural science, will never discover the historical impulses; for these work in human evolution in a similar way to the dreams in our own dream-life. They do not enter the ordinary consciousness which we use in everyday life or in natural science; but these impulses work like that which only plays into our dream-life. We may say: Historical becoming is a great dream of mankind, but what plays into our dreams like transient pictures becomes clear and distinct in the imaginations of spiritual science. Therefore there is no history which is not a spiritual science, and the history taught to-day is not history at all. Hermann Grimm was struck with the fact that the historian, Gibbon, in describing the early days of the Christian era, describes the fall of the Roman Empire, but not the gradual ascent of Christianity, its growth and prosperity. Of course he did not know the reason why a good historian can always describe a decline, but not a growth and a becoming. The reason is that the present-day method of learning history can only lead to an understanding of what is declining, not of what is growing. Growth plays a like part in the development of mankind as do dreams in the life of man; it can therefore only be described by a person able to have Imaginations. If a man does not possess this power, even though he be a Ranke or a Lamprecht, he can only depict the corpse of history, not the reality of its growth. The impulses of historical growth only enter our consciousness in dreams; if the ordinary consciousness tries to grasp the historical, it can only do so when the historical has already passed into the subconsciousness. Modern times present interesting examples of this. If we follow these up, we see how in the last few decades, interest in the great questions of the world as one coherent whole has practically died out—or become mere pedantry, which is almost the same thing. There is a deep connection between the pedantry of the age and the fact that a schoolmaster, at present at the head of the greatest republic, wants to lay down the law to mankind. If we ask ourselves: Where, during the last few decades, has there been a feeling for a great drawing together of mankind, for ideas having almost a religious character although of a crude kind, when everything else was more or less moribund? The answer, if we look the circumstances in the face, must be: in socialism. Ideas were there, but such as never tended to a spiritual life, only to a crude material life and alas, these ideas encountered no other world of ideas to stand against them. If we really understood the ideas which have come to the surface in socialism, we should find that they are in a sense historical ideas, dreams of humanity;—but what kind of dreams? One must have a feeling for this ‘being dreamt’ of the historical events of humanity. I tried to make this clear to the people in Switzerland by saying: If one seeks as leading and guiding personalities only those who are very clever but are without any understanding whatever for what I call dream impulses, it will be seen how far this leads. In this respect one should try to answer practically the question: How quickly can a commonwealth be systematically ruined? Contrive to set up therein a parliament of scholars! They need not be skilled professors, they might even be socialistic leaders;—in that movement there are professors enough. With a perception for such things, one will ask oneself: How has the whole comprehensive theory of socialism come about? If it could really be put into practice, it could only bring about ruin (and perhaps a sorrowful proof of this may yet be found in the East, if it does not stop, but tries to proceed with it further). How has it come about that these socialistic ideas have taken root in men's minds? What exactly are these theories? To know this, one must be acquainted with the history of the last four centuries, especially that of the 18th and 19th. One must know that real history is very different from that contained in history books; one must know that such books, especially in regard to the last two centuries form a picture of human class and social contention; Karl Marx, for instance, has simply set up as theories what humanity dreamt in those centuries, something which actually did exist, but which, like a dream, ceased in the new period and gave place to theories. The theories of socialism which arose as soon as the fact of it was lost in dream, show that the intellect uses what has already perished, what has already become a corpse, directly it takes the matter in hand with such means of knowledge as are quite valid—e.g., in natural science. From such cognitions one must see that the world really stands at a turning point in time where the comprehension of the historical development (for the present has also become historical, and as man lives into the future he also experiences historical development) must be understood in the sense of Spiritual Science. One does not obtain a true picture of even the most recent events if Spiritual Science is left out of account. I shall relate an oft-quoted example. (Among ourselves as members such matters may be discussed; though people outside often laugh at such things—they will not always do so however). An important incident of European life in the Middle Ages is the fact that at that time the knowledge of the Western quarter of the globe was lost to Europe. There was indeed always an inner connection, especially between Ireland and England, and the territory now called America. A certain connection was always kept up between Europe and the West, and only in the century following the “discovery of America,” intercourse with that continent was forbidden by a Papal document (of course it was not called ‘America’ then). This connection with America only ceased with its so-called ‘discovery’ by a Spaniard, but outer history is so inaccurate that people are under the impression that in Europe America was not known at all before the year 1492. Almost everyone believes this. Many similar facts can be brought forward which Spiritual Science has to make valid from its own sources. We are standing at a turning point in time when historical life must be considered from the aspect of Spiritual Science. Someone might ask: If Spiritual Science as we understand it can only unfold in our time, how then was it in earlier times? When we look back into earlier times, we find something different, something comparable with what in Spiritual Science is called Imaginations; we find myths and legends, and from their forces, which were pictures, impulses could be derived; even political impulses, which were more real, more in accordance with facts, than the abstract teaching of modern history, social economy, and so forth. It is not necessary to understand in abstract ideas what holds people together and makes the conditions of communal life. In earlier times this was brought to expression in myths. We to-day can no longer produce myths; we must come to Imaginations, and with these comprehend historical life, and from that again coin political impulses which will be truly different from the fantastic impulses of which so many dream to-day, which are, as we might say, impulses of the schoolmaster. It is certainly very difficult to tell people that historical life is something which, as regards the ordinary ideas, runs its course in the subconsciousness; but on the other hand, this hidden life of mankind knocks at the door of events, at the door indeed of all human impulses. It may be said—as the Zurich lectures have shown—that everywhere to-day one would like to meet this pursuit of knowledge, which also aims at the spirit, though with wholly inadequate means. In Zurich we made acquaintance with psycho-analysis, the analytical psychology, already qualified as academical; and, connected with those very lectures, the most remarkable discussions have taken place on psycho-analysis in relation to anthroposophical Spiritual Science. The psycho-analyst, however, comes to the world of Spiritual Science spiritually blindfold, and can find nothing in it. Yet this world raps at the door which ought now to be opened to man. In Zurich there is a professor named Jung, who has quite recently written another pamphlet on psycho-analysis and the many problems connected with it. He is the author of many works on the subject: he shows, however, that he can only lay hold of it with inadequate means. One fact will show what is meant. Jung brings forward an example cited by the greater number of psychoanalysts. The following happened to a woman. She was invited to an evening party. As soon as supper was over, her hostess, not being very well, was to start for one of the spas. Supper came to an end and the hostess started, the guests leaving with her. They walked, as people sometimes do on leaving an evening party, not on the pavement, but in the middle of the road. Presently a cab came round the corner. The guests all beat a retreat to the pavement, except the lady of the story, who ran to the middle of the road just in front of the horse; the driver shouted at her, but she ran on until she came to a bridge across a river. Then, in order to escape from this unpleasant situation, she decided to throw herself from the bridge into the river. This she did, and was rescued by the guests, who ran after her, and the house where the party had been held being the nearest, she was taken back there. She met there her hostess's husband and spent a few hours with him. Let us reflect what a man with insufficient data can make of such an occurrence. If he approaches the matter with the methods of the psycho-analyst, he discovers those mysterious provinces in the soul which tell us that this soul, in the seventh year of her life, had an experience with horses, so that the sight of the cab horses called up an earlier experience from her subconsciousness and so bewildered the lady that she did not spring to the side but ran on before the cab. Thus to the psycho-analyst, the whole transaction is the result of the connection of a present experience with ‘unsolved riddles of the soul,’ from the domain of education, and so forth. This is a pursuit of the subject with inadequate means, because the psycho-analyst does not know that the subconscious ruling in man has more real existence than is supposed; it is also much more subtle and much more clever than anything man gets from his conscious intellect. This subconsciousness is often much braver and more determined. The psycho-analyst does not know that a ‘daimon’ dwelt in the soul of this lady who started out, from the first, with the unconscious intention of being alone with the husband after his wife had started on her journey. This was all arranged in the most subtle manner by the subconsciousness, for one does everything with far greater certainty if the consciousness has nothing to do with it. The lady ran before the horse simply in order to be intercepted when matters had reached a certain point; and she conducted herself to that end. Into these things the psycho-analyst does not penetrate because he does not suppose that there is a spiritual psychic world everywhere, to which the human soul stands in relation. Jung, however, has some inkling of this. From innumerable things that appear before him, he divines that the human soul stands in relation to numberless others. Still he must remain a materialist, or cease to be one of the clever men of the day. What then does he do? He says that the human soul stands everywhere in connection with spiritual facts outside itself (this is shown, he said, by the things which take place within), it is in connection with super-psychic, spiritual facts. But as a materialist he cannot admit the existence of these facts and therefore falls back upon the following theory:—The soul has a body, derived from other bodies which again are derived from others. Then there is heredity, and Jung construes that the soul in accordance with that conforms to all that has been experienced in relation to the heathen Gods, for instance. Through inheritance these experiences remain in the soul, creating an ‘isolated province of the soul,’ which only needs to be questioned if man desires to be rid of it. Jung even conceives that it is necessary for the human soul to have connection with this isolated province, and that it ruins the nervous system if it is not drawn up into the consciousness. Therefore he enunciates the proposition, which is quite justifiable according to the modern philosophy of life; that unless the soul is in relation to a divine being, it must inwardly perish. He is just as sure of this as he is that there is no divine being at all. The question of the relation of the human soul to God has not the least connection with the question of the existence of God in his mind. So it is written in his book. Let us think what is really under consideration. It is scientifically proved that the human soul must construct a relation to God, but it is equally certain that it would be foolish to assume the existence of a God. Thus the soul for its own health is condemned to invent a God for itself. Pretend that there is a God, or thou wilt be ill! That is actually stated in the book. We see from this what great enigmatic problems knock at the door, and how the present time opposes these things. If men were courageous enough, this truth would gradually come to be perceived to-day, but they are not so courageous. I do not say all this in hostility to Jung, for I believe he is more courageous in his thinking than all the others. He says what he has to say according to the assumptions of the present. Others do not say it; they have less courage. We must reflect on all these things in order to understand the real meaning of the statement, ‘Spiritual science brings forward a truth such as: What takes place in the historical life of man, and consequently in the life of political impulses, has nothing to do with the ordinary consciousness, it can have nothing to do with it; but can only be understood and applied through imaginative consciousness.’ We might even say as regards the most distinctive representatives of the anti-social historic conception, that President Wilson's view must be replaced by an imaginative knowledge of the truth. And Wilson's ideas are very widespread (far more people are of his way of thinking than is supposed). Names are of no moment, only the facts under which men live are of consequence. I may be allowed to be somewhat outspoken about Wilson, because in the course of lectures given in Helsingfors before the war, already then I pronounced my judgment of him and did not need to wait for the war to learn of what spirit he is who sits on the throne of America. At that time fulsome praise of Woodrow Wilson could be heard everywhere; it has not long ceased. The world is now very much wiser, and knows that the man who now occupies the throne of America drafted his most powerful republican document from one issued by the late Emperor of Brazil, Don Pedro, in 1864. Wilson copied this exactly except that the passage, ‘I must intervene in the interests of South America’ is altered to ‘I must intervene in the interests of the United States of America,’ etc., with the necessary recasting. When in their time Wilson's two books, The New Freedom and Mere Literature appeared in our own country, there was no less fulsome praise. This was only about five or six years ago. In this matter of Wilson's influence people have certainly learned a few things; but as regards many other things they could only be learnt from the incisive events of the present time. For this reason it is necessary that many things which can only flourish on the ground of spiritual scientific cognition, should be taken very earnestly. People lightly reproach anthroposophical Spiritual Science as being merely ‘theoretical;’ and concerning itself with cosmic evolution rather than with love. They do not see that cosmic evolution is the expression of love, but prefer to talk of ‘love,’ of universal love, of how and what man should love, and they have been talking thus thousands of years. Many do not understand that at the present time the fruition of love is to be comprehended through the study of cosmic evolution. Let us for a few moments allow Spiritual Science to take hold of the human soul, and we shall see how love will arise in the human heart. Love cannot be preached; it grows if properly cultivated; it is a child of the spirit. Even among men it is a child of true knowledge—knowledge reaching to the spirit, not to matter only. In this introductory lecture I have wished to do no more than indicate a few perceptions which will be very significant at this period. All that can awaken power, courage, and hope in the human soul is to be reviewed in these lectures, and I should like especially to speak of all the gifts mankind can receive from Spiritual Science, other than those which have been given during past centuries. I should like to speak of Spiritual Science as something living, as something which is no theory, but which brings to birth in us a second man, a spiritual man who bears and maintains the other in the world. I believe above all that the, present time needs this. There was a time, in the Middle Ages, when many had a fantastic longing to make gold. Why did they wish to make gold? They wanted something which may not be realised under ordinary earthly conditions. Why? Because they perceived that ordinary earthly conditions, unless spiritualised and permeated by spiritual impulses, cannot give man any true satisfaction. In the end that is the content of the teaching of the Gospels also, only people usually overlook the most important points; they criticise the view of the Gospels that the Kingdom of God has come; yet is it not present? It is, but not to outward appearances. It must be understood inwardly. It must not be denied, as is done in our time. We shall speak of this descent of the Kingdom of the Spirit in our next lecture. To-day I only wished to strike the keynote. Our epoch is directed to build the bridge to the kingdom in which the dead are living. The number of those now passed through the gate of death can be reckoned by millions. They live among us and we can find them. The way in which we can find them will be discussed from another point of view. |