77a. The Task of Anthroposophy in the Context of Science and Life: Knowledge of Nature and Knowledge of the Mind
27 Jul 1921, Darmstadt Rudolf Steiner |
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If one really studies the life of dreams, one notices in the course of the dreams many things, but one of the most essential characteristics of interesting dreams is their symbolism. |
This is an example of the symbolization of external events. But it is the same with internal states. We dream of a boiling oven and when we awaken we recognize that the boiling oven is the dream symbol that is placed before us for the pounding heart with which we awaken. The dream symbolizes the inner and the outer for us in the strangest way. But we will not be able to deny it: the dream realm represents that in which our ego, so to speak, loses itself again. |
77a. The Task of Anthroposophy in the Context of Science and Life: Knowledge of Nature and Knowledge of the Mind
27 Jul 1921, Darmstadt Rudolf Steiner |
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Dear fellow students, dear attendees! First of all, I would like to address the esteemed speakers who were kind enough to greet me in such a friendly manner. I assume that this greeting also applies to the spiritual matter that is to be represented here in the course of this college event. In response to these greetings, I would like to say that I am deeply gratified by them for two fundamental reasons that inspire me in all that I represent of what I call anthroposophical spiritual science. Of course, this anthroposophical spiritual science is still much attacked today, but it will be able to go the way it is meant to go through its inner strength if, among other things, two contemporary forces in particular stand by its side. And it is precisely from these two contemporary forces that your friendly greetings come. Firstly, from those who want to devote themselves to the cultivation of scientific life, and secondly, from the youth. Now, I am deeply convinced that, among the many different conditions that must be met if anthroposophical spiritual science is to go its way, two things are needed above all. The first is that people learn to recognize that this spiritual science, for its part, wants to work out of the strictest scientific spirit. And because it wants to do that, this welcome is particularly valuable to me. And secondly, I am deeply convinced that — however some people who are in the present life may still think about this anthroposophical spiritual science today — what is even more important is how young people think about it. For it is on what young people bring into human development in the coming decades that it will depend on whether we find our way out of the numerous forces of decline and into the forces of awakening. Working towards this goal should also be the aim of anthroposophical spiritual science. It must therefore be particularly satisfying for it to be welcomed by young people. And believe me – believe it, my honored greeters, and believe it, all of you sitting here: the anthroposophical spiritual science will never shy away from justified criticism, from what is above all a completely critical confrontation with itself. On the contrary, it will derive the greatest satisfaction from it when this criticism arises out of a real urge for knowledge and out of the urge to work practically on the goals of human development. Anthroposophical spiritual science is at the beginning of its development; it needs true and honest criticism. It does not need blind trust and cannot really use blind trust. It needs thinking evaluators. May these thinking judges grow up from the youth. Therefore, because this is my dearest wish, I would like to thank you from the bottom of my heart for the kind words that have just been dedicated to me as the representative of this anthroposophical spiritual science. Thank you very much for that and let me express the wish that what will be presented here in a rather makeshift way in the course of this week, i.e. in a relatively short time, may at least to some extent correspond to your prerequisites in an inspiring way. These prerequisites are certainly such that they are in line with what has just been said, otherwise the event could not have taken place. And in particular, I must express my heartfelt thanks for the kind invitation extended to me by the student body as a whole. I take this as an expression of the fact that more and more people are realizing that anthroposophical spiritual science, as I represent it, is the opposite of any sectarian endeavor, that it is also the opposite of anything that appeals to any narrow-minded belief or something similar. Therefore, I consider it a source of deep satisfaction to me that the general student body here in Darmstadt has accepted the invitation issued by the special anthroposophical groups. And for this invitation, let me express my heartfelt thanks to all those who have taken part. Now, dear fellow students, dear attendees, what is called anthroposophical spiritual science today is often judged by wider circles from points of view that could actually be done away with by considering the starting point from which this anthroposophical spiritual science originated. This starting point was certainly not a sectarian one, not a religious confession in the narrower sense of the time, or the like - although the religious denominations, for their part, will have every reason to engage with this anthroposophical spiritual science. The starting point was an examination of the scientific thinking of our more immediate present, the present that roughly encompasses the last decades of the 19th century and the first decades of the 20th century. The scientific way of thinking has not only taken hold within science itself, but has also conquered a wider sphere of human thought, actually only in recent times. It has been rightly emphasized by insightful minds that the luminaries of modern scientific thinking – let us say Newton, Copernicus, Galileo, even Kepler himself – started out with the followers of an old belief in revelation, as they found it within their own time. The great confrontation between the scientific way of thinking and the great questions of world view only really occurred in the course of the 19th century. And this scientific way of thinking has also taken hold of what is now called “spiritual science”, not on the basis of anthroposophy but in today's official science. It has taken hold of history, for example. If we look at the development of science on the one hand and the development of historical views on the other, then it must be said that anyone who, with all seriousness and from the inner experiences of the whole human being, the full human being, experienced the last stage of development of our spiritual life at the end of the 19th century and at the beginning of the twentieth century encountered, as it were, two cornerstones; two cornerstones, one of which once caused a great stir but is now almost forgotten, that is, forgotten from the point of view that it is no longer consciously remembered. But it lives on in the way in which questions of world view are treated today. This cornerstone is the once famous “Ignorabimus” – “We will never know” – of Du Bois-Reymond from the 1870s. Du Bois-Reymond, who was a representative natural scientist of his time, wanted to strictly define the boundaries of scientific thought, and he concluded the debates in which the natural scientist's ignorabimus was contained with the words: Natural science will never be able to fathom the essence of the material itself, that is, the essence of that which underlies the external world, the world that can be observed by our senses and dissected by our minds. In the face of this world, one must utter the ignorabimus — Du Bois-Reymond believed — because anything that would go beyond the indicated limits would lead to supernaturalism. This would lead to a kind of supersensible research — Du Bois-Reymond believes, by presenting the sentence in a monumental way, that where supernaturalism begins, science ends. So the great question that stood at the starting point of anthroposophical thinking and observation was: Is it really the end of all science where supersensible research should begin, or, as Du Bois-Reymond believes, supernaturalism? But that is only one of the cornerstones. The other cornerstone was provided not by a natural scientist but by a historian, the famous Leopold von Ranke. And again it was an Ignorabimus, a “We cannot and will not know!” Ranke, the great historian, tried with all objectivity to find his way into the course of human development that can be traced through historical documents. And he stated that what we see as the most far-reaching event in the course of the development of the earth, the event of the founding of Christianity, the appearance of Christ Jesus in the course of human development, reaches into this historical becoming. Ranke does not deny that this event was world-shaking in historical evolution; but he asserts that the historical approach must stop at the cause of the origin of Christianity, just as Du Bois-Reymond asserted that science must stop at the supersensible. That which flowed into historical development through the founder of Christianity – says Ranke, for example – belongs to the primal elements of historical becoming – so he expresses it – which methodical historical research cannot approach. Of course, many such primal elements could be pointed out. I have only emphasized the most important one for the Western world in the sense of Leopold von Ranke. That is the other cornerstone. It was erected for the reason that in the course of the 19th century, the education that scientific humanity has received over the last four to five centuries has also developed its powers in other scientific considerations. And even if Leopold von Ranke was far from combining his own historical perspective with natural science, it must be said that natural science, with its great and mighty triumphs and its rightful place in the modern intellectual development of humanity, has also asserted its authority in other fields. These had to, if I may say so, “resemble” it. And so, in essence, Leopold von Ranke's ignorabimus is nothing other than the historical answer to Du Bois-Reymond's scientific ignorabimus. A confrontation with what was alive in modern spiritual life and – because spiritual life is, after all, at the basis of all human cultural and civilizational development – with all of modern human life: such a confrontation with these two cornerstones stands at the starting point of what anthroposophical spiritual science wanted to become: a confrontation with the scientific way of thinking. And I say explicitly: with the scientific way of thinking. For when this starting point is mentioned, it is not a matter of going into individual scientific results – which have already been so gratefully addressed in the lectures that have been given so far – but rather of looking at the way way in which the scientific researcher wants to relate to reality, and to look in particular at what one has as a human being in terms of one's own human development in the present in the practice of scientific research or even just in the appropriation of scientific results. You will understand when I say that natural science, especially in the course of the 19th century – although it was prepared for earlier – has gradually developed research methods in which, in particular, those who is engaged in research in any branch of this natural science, acquires an inner scientific conscientiousness and an inner scientific discipline that cannot be acquired in any other way than in this natural scientific research work. And this inner mental discipline, this inner mental conscientiousness, which one can acquire in this way, we need in all of modern civilization and cultural life. The only question that arises is whether science can take what is being cultivated within humanity in terms of conscientiousness and inner discipline, and take it to its ultimate conclusion. No matter whether the results of scientific research are justified or not, and whether they need to be modified in the future or not – the relative lack of justification has indeed been put into perspective by some speakers at these events – the important thing is that even at the most radical extreme, to which science has turned more in the direction of theory than of practice or experiment, this conscientiousness and this inner discipline still underlie it. We have seen how scientific research has gradually been pushed to work itself out of the qualitative, more and more towards the quantitative. This is, as I said, debatable in terms of results – I am not talking about that now. But I am talking about the education that the researcher has been able to receive precisely from the extreme of this tendency, which has gone so far as to only accept in the field of scientific observation that which can be measured, counted or weighed, that which can be expressed in numbers, in measure or in weight. In certain circles, people profess the view that one can only achieve a certain objectivity if one only accepts as objective that which is subject to number, measure and weight. As I said, in terms of the results, this will be very disputable. I would now like to consider the other side, the side that may culminate in the question: What does a thinker, a researcher, himself gain by working towards achieving the objective through weight, measure and number? One gains by the fact that one is increasingly compelled to exclude from scientific investigation, from scientific experiment or scientific observation, everything that could flow from the subject, from the human personality itself, into the formulation of these scientific findings. Everything that comes from the human subject itself must go. The aim is to develop a completely objective picture of the world. But if we take this tendency to its logical conclusion, then, my dear audience, the very thing with which the researcher, as it were, moves away from his research, from his observation, from his experiment, with which he rises to the of the laws of nature, then that which he carries away, which he then keeps within himself, must not have any part, not the slightest part, in what he regards as the true external world, as the truly objective. And if we follow this train of thought to its conclusion, we are forced to say: If, in the strictest scientific sense, everything subjective is to be excluded, then what we ultimately carry in our minds, which has emerged from combinations of natural phenomena, must not be in any way part of this external world. But what then of this external world may be in us, that we carry within us when we research, when we are no longer in living interaction with this objectivity through our mental power, but when we only look back on what has worked subjectively in us while we were devoted to research? The subjective must not be stuck inside, it must be recognized as lying entirely within the human being himself. But in so far as the human being must also belong to objectivity, it must not be stuck in the objectivity of the human being himself either. We must therefore carry something of our research results, insofar as they are our soul-good, in us, which has nothing to do with our own objectivity, although it strives to represent a true image of the outside world. By thinking about nature, no kind of being, as we ascribe it to our own objectivity, may be present in this thinking about nature. Therefore, at the starting point of an epistemological consideration, the sentence must be: “I think, therefore I am not.” Only when we dare to contrast this sentence with the great Cartesian fallacy “I think, therefore I am,” only then do we really place ourselves on the ground of scientific thinking. Today it is necessary to make this turn, to move from the revered, one might say, starting point of modern thinking, from the “cogito, ergo sum” to the “cogito, ergo non sum”, “I think, therefore I am not”! For it is only by realizing the non-being of what we gain from objectivity that we become aware of how we must now address our subjective experience: we must address it as an image. If we understand our soul nature correctly, we live in the image. This is now, in a certain way, the cornerstone – in so far as it is a matter of thinking – of what stands at the starting point of anthroposophical spiritual science. But what has humanity as such achieved, in particular with regard to – if I may use Lessing's expression – the “education of humanity” through scientific thinking, through the characterized methodology and inner discipline? I would like to particularly point out what has actually been achieved in the course of more recent times. And if we want to appreciate and honor this in the right way, then we have to look back to older times in the development of humanity, to those times when there was not yet a scientific thinking in our present sense, when people did not draw such a strict, conceptual line between what man subjectively brought to the outer world and what is really objectively present in the outer world. Today, one need only take any literary work that wanted to have a scientific character and that still belongs to that older time, which did not have the scientific impact, and one will see how man was not yet able to really separate the subjective from the objective; but how he was also not able to develop something that is precisely one of the most important developmental forces of the latest phase of human history: full self-awareness, full human composure, that places itself in the universe and becomes more and more aware of itself as an individuality, as a personality in this universe. The growth of personality consciousness, the growth of the sense of self, the growth of composure, is what increases to the same extent that modern scientific consciousness arises. Man consolidates himself inwardly, one might say, in relation to all the forces with which he holds his personality together, precisely under the influence of this veneration of the principle of objectivity. Man becomes stronger inwardly as a personality, and his longing for free individuality grows to the same extent that scientific consciousness has developed in recent times. From this consideration alone, something can be inferred, which you will find confirmed when you penetrate into the now already somewhat widespread literature of our anthroposophical spiritual science. And what can follow from this consideration is this: the more man engages in the observation of the sense world and in the gradual processing of this sense world in a scientific way, the more he arrives at an inner consciousness of himself as I. With these two latter elements, that grows in man which securely places him as an I in his whole environment. This should be felt particularly by technicians, because one can develop a feeling there for how the human inner consciousness is changed by looking not only at the establishment of natural laws through observation, through experimentation, but at the weaving of natural laws into what one has to accomplish for the world in terms of instruments, tools, and entire undertakings. In this integration of natural laws into enterprise, in this integration of natural laws into reality, one can feel how human inner composure grows under the influence of a scientific way of thinking. If we understand this in the right way, my dear audience, then we may ask the question on the other hand: Under what circumstances does this composure decrease? Under what circumstances does one lose this sense of self? It is remarkable: with the expansion of material knowledge, the sense of self becomes stronger. If, so to speak, you are absorbed in material knowledge, you initially achieve the maximum of the ordinary sense of self. — When does it weaken? Well, you only need to recall the most ordinary, everyday phenomenon that shows when the sense of self weakens. I remind you of the dream, of dreaming. It is not necessary that something has an external reality meaning when you look at this something in order to recognize from it how to enter into true reality. Dreaming can ultimately be made the subject of extraordinarily interesting research, and Johannes Volkelt, a very important philosopher of modern times, published his book on dream fantasy as one of his first literary works. It is a pity that Volkelt then left the paths he had taken with it and through which he could have come very close to real spiritual scientific knowledge, under the power of the latest philosophy. If one really studies the life of dreams, one notices in the course of the dreams many things, but one of the most essential characteristics of interesting dreams is their symbolism. Let us say, for example, that there is some kind of fire alarm outside on the street, but we are still asleep and do not recognize the fire alarm as such. The dream sometimes symbolizes some event to us, which we then recognize when we awaken, as it is symbolic of what appears as an external fire alarm. This is an example of the symbolization of external events. But it is the same with internal states. We dream of a boiling oven and when we awaken we recognize that the boiling oven is the dream symbol that is placed before us for the pounding heart with which we awaken. The dream symbolizes the inner and the outer for us in the strangest way. But we will not be able to deny it: the dream realm represents that in which our ego, so to speak, loses itself again. It goes so far that we experience in our dreams what can only come from our own ego as if it were coming from an alien ego. The dream dissolves our ego, so to speak, as the chaotic manifestation of our soul life, our soul life that is not initially connected to the outside world. It brings us out of the composure into which we grow more and more, especially when we devote ourselves to material knowledge. And if we follow what initially still appears in dreams in a healthy state, if we follow this through all the phenomena that follow the dream life, through the faint-like states, through the notorious internal states, through many things that otherwise lead the human being from the imaginative to the fantastic and the rhapsodic, if we follow this path to its end, where — in a sense in other metamorphoses — what appears is what characterizes the dream in that the dream is no longer able to grasp reality adequately, but grasps it in the symbol, which is still striving to grasp reality but can no longer grasp it, — if we look at all these phenomena, these feverish phenomena, and also on everything that emerges as pathological states of the soul, one sees the other pole, the pole which, when the I develops according to it, has such an effect on this I that it dissolves, that it comes out of its composure, that it passes over into the unconscious. Now there is a remarkable connection between these inner experiences of the human being, which at first approach him in a healthy way in his dreams, and then, in the other cases I have listed, approach the pathological more and more. There is a remarkable connection between all these experiences, I would say, between the human being who is becoming egoless and what we can call: a soul life that is free from the body. This is shown simply by the ordinary observation that the actual soul life becomes freer from the body. So on the one hand we have this soul life that is becoming freer from the body. And if we then, as one could say, look for its scientific correlate, we come to something highly peculiar. There is now something that I want to mention here, which is well known in today's external science, but which is actually not always appreciated in its full value and significance. You all know, my dear attendees, what a great influence the Darwinian direction, the Darwinian type of modern developmental theory, has exerted on all recent intellectual and cultural life. Now there is a point within Darwinian developmental theory that touches in a very strange way on what I have just characterized as inner experience. What I mean is this: the true Darwinist, who has of course been superseded by true science in a sense, but whose way of thinking is still in today's thinking trends, says: the different forms of living beings have developed from each other, in that small, very slight changes , which something that can only be called chance has brought about, have added up more and more, so that finally a living being with certain, let us say morphological peculiarities has developed by transformation into another living being with quite different morphological peculiarities. As a specific example, let us take the development as conceived in Darwinism, that gill-breathing lower creatures would have developed into lung-breathing ones. It has been assumed that the organ that gradually transformed into the lungs was the swim bladder. It was assumed that the swim bladder had undergone a small change by some kind of accident, and that then, again, as a result of such changes accumulating, one organ with a very specific function for the outside world had gradually developed into another organ, so that the gill activity could gradually recede and the lung activity could occur through the swim bladder that had been transformed into the lung. But certain objections are repeatedly raised against this principle of small changes, and not by the least ingenious naturalists, in that it is emphasized that such changes are actually only pathological in nature due to the rigidity of a living being's organs. If, therefore, the deformation of the swim bladder is ever so slight, it is something pathological, it cannot prove expedient, it must be cast off again; and it is precisely because such slight deformations are to be understood as pathological that no transformations of animal or vegetable organisms can come about in this way. The important thing for this consideration is that in order to explain progress, one was obliged, in the external study of nature, to look at the pathological, at that which deviates from the strictly organized, from that which is strictly ordered by laws in objectivity. One can say – and especially when thinking technically, one will be able to develop a feeling for it – that which one can technically achieve, so that one can rely on it in terms of its usefulness, must be so thoroughly organized through the entire arrangement of the mechanical that it does not deviate anywhere from that which one has arranged according to law – precisely so that one can rely on it. Darwinism actually bases its principle of progress entirely on such deviations from the strict organization of nature itself, on deviations from what one might consider – for example in morphology – to be just as strictly organized or mechanized as the mechanism of a machine. It was therefore forced to base progress in the development of living things on deviations, on what many rightly regard as pathological. Is it any wonder that our ego — which draws itself to become a level-headed being precisely from that which is most highly ordered in the external world: from external phenomena — that our ego, when these external phenomena enter even a trace into the pathological, has as a mental antithesis the experience of the descent of consciousness, the loss of consciousness? We can see a remarkable parallelism, a connection between what wants to break out of the lawfulness, what wants to overcome what we have to recognize in external nature or in technology, and what tears the I away from the composure that it achieves precisely through the material observation of the cosmos. We see here a reference to the other pole. And it is this other pole that spiritual science now refers to with all its energy. For spiritual science opens up methods that can prevent the unconsciousness of the ego when this ego tears itself away from the ordinary organization prescribed for it by the body. All methods of spiritual scientific research work towards tearing the I away from the activity of the body, and yet not allowing it to drift into the unconscious, but consciously guiding it into a world into which it would unconsciously and pathologically enter if the organization were to deviate, without its intervention, from what must be recognized as its own laws. What has emerged in modern human consciousness is deeply significant: this clinging to the pathological as a principle of progress in development, and then looking at what occurs when there is a deviation from the fixed organization, at the fluttering of the I. The aim of the spiritual-scientific method is to prevent the ego from fluttering, to enable the development of soul and spiritual activity in a healthy and not in an unhealthy way. And this spiritual-scientific method is now being developed in the same strict way as the external scientific method is being developed. It is highly desirable, however, that those who want to do significant research in the spiritual realm have acquired the inner discipline and conscientiousness that I characterized at the beginning of my discussion as the inner discipline and conscientiousness acquired through scientific research. Those who have not undergone the training provided by modern science can basically only produce nebulous ideas in the field of spiritual science. What the anthroposophical spiritual science referred to here aims to achieve should not be confused with the vague and hazy products of mystics or the like, who proceed without this inner discipline, sometimes with downright indiscipline, without this inner conscientiousness, indeed with a lack of conscience, when they present their so-called spiritual experiences to the world, which unfortunately are only too easily believed by the undiscerning. A truly scientific method must be acquired in the same strict sense and on the same presupposition as that on which the training of the natural scientist is based, as is the natural scientific method itself. There are two things that must be considered first when developing the method of spiritual science. The first is what arises as a necessary force in our everyday soul life and also in our ordinary scientific research, namely the ability to remember or memory. Anyone who has studied the pathological conditions that overtake people when their memory is not intact, when, let us say, certain periods of time since their birth have been erased from their memory — you can find sufficient studies on this in psychiatric literature — anyone who has studied what people experience when their memory is interrupted, will see how this memory forms a basis for ordinary, healthy life. But what does this ability to remember mean? This is precisely what spiritual scientific research shows. We must have this ability to remember in our ordinary human life and also in ordinary science. But if we conduct psychological research, now with unbiased psychology, into what is actually contained in this ability to remember, if we research the development of this ability to remember from the first years of childhood, then we find that the 'ideas that emerge as memories emerge from the depths of our soul are what we have acquired through our experiences in the outside world, even if they appear in many metamorphoses, sometimes also transformed by justified or unjustified imagination. But if you study human development as a whole, you come to see in this memory something like a reflection of our experiential life in our own organism. Just as we see in the mirror what is in front of it — I am using a comparison here for what you will find amply substantiated in the anthroposophical literature —, just as we see in a mirror what is is in front of the mirror and you cannot see behind the mirror, then with ordinary consciousness you can, so to speak, see only as far as a mirror surface, a soul mirror surface, which reflects back the memory images. How the will plays into this cannot be touched upon today; perhaps in one of the next lectures. It is our own organism that reflects what we experience. And just as we cannot look behind the mirror when we stand in front of it, we cannot look inside our own organism and get to know it as a living organism. We have to get to know it from the corpse or from what it shows us in pathological and other deviations. We get to know it from the outside. We do not get to know this organism from the inside for the same reason that we cannot see behind the mirror. However, it is possible if one has first developed this ability to remember to such an extent that one can rely on it, through the special method of meditation as described in my books “How to Know Higher Worlds?” and in the second part of “Occult Science.” In other words, if one is not a nebulous mystic, but a reasonable human being, who is equal to every degree of inner research, so that he cannot be “twisted” when he goes further, — it is possible to “interrupt” the memory through meditation, just as one can break a mirror and then see what is behind it. If this is done through full willpower, in a level-headed manner and while maintaining self-awareness, it leads the person to see beyond memory. It does not lead to pathological states. When a person, through spiritual scientific methods – which I can only describe here in principle – develops lasting ideas that should not be reminiscences, when he devotes himself to meditatively easily comprehensible ideas, when he lets his soul rest on them, concentrating on it, but in such a way that everything is excluded that does not arise from the human application of will, and if he excludes all nebulous mysticism, then the human being does indeed manage to look beyond memory; he manages to come to real self-knowledge. This self-knowledge, which anthroposophical spiritual science must strive for with its empirical methods, is very different from the poetic, in a sense admirable mysticism of a John of the Cross or St. Therese. Those who devote themselves to the writings of these spirits feel the high poetry, feel what reigns in these wonderful images. Those who have become spiritual researchers in the anthroposophical sense know another, know that it is precisely with such spirits from the depths of human nature, into which ordinary consciousness does not look down, that special facts flare up into consciousness, one might say. In the case of a Saint Therese or a Saint John of the Cross, in the human organs, especially in the so-called physical human organs, in the liver, lungs and digestive organs — however prosaic or profane one may consider this, it is not profane for him who sees through the matter. In these physical organs, abnormal things are happening, which “bubble up” into consciousness and become images there, as they then play out in such personalities who are suited to them. But the true spiritual researcher breaks through the mirror of memory. He does not arrive at such nebulous self-knowledge, which is called mysticism and idolized, but he arrives at concrete self-knowledge. He arrives at a living conception of what the human organs are. There the way opens to a real knowledge of the human organization, the way by which spiritual science also leads over into the medical field. But that is only the beginning. For when one looks in this way, through spiritual and supersensible powers, into the actual material substance of the human organism, then one also overcomes the mere material observation of this human organism. For ultimately one sees how that which presents itself as material in man is not merely born out of the hereditary current with which it has only connected itself, but how it is born out of a world that man has passed through before his birth or conception. One looks into the pre-existent human life by means of a detour through material inner knowledge. The pre-existent life becomes a reality through supersensible knowledge. Ordinary mysticism, as it is idolized by uncritical minds, is more of an obstacle to real spiritual knowledge. — That on the one hand. Another human power that is necessary for life in the most eminent sense, and which must not be broken for this ordinary life, just as little as the power of memory or recollection, is the power of love. Now, you all know how this power of love is bound to the human organism in ordinary life. It only comes into being at a particular age in the way that it has its special significance for social life, namely when a person reaches sexual maturity; before that it is only a kind of preparation — but this love is only a special case of what we call 'love' in general. Just as sexual love is bound to the human organism, so too is love in the ordinary sense bound to the organism. But just as knowledge can be released when memory breaks down, so love can be freed from the human organism when it is developed spiritually and soulfully through a special methodology. We must not, however, call in a trivial sense every manifestation of “platonic love”, which is nothing more than some vapour from the organism, but this love must be developed in the higher sense through human self-discipline, again through exercises as they are given in the writings mentioned. This love, which in ordinary life is not a power of knowledge, can be developed so that it transforms itself into the power of knowledge of true intuition. When we take into our own hands that to which we otherwise only surrender in life, that which actually educates us in life, in self-discipline, when we become, so to speak, more and more our own companion in our self-education in a strictly methodical way, then we arrive at making love a free force in the human being, in the human organization, and then it becomes a power of knowledge. And just as we arrive at self-knowledge by overcoming memory, so we arrive at supersensible knowledge by making love a cognitive activity in relation to the external world. There must be limits to our knowledge of the external world, otherwise we would not be able to develop love in us. If we were not separate from the external world, we could not be so separate from person to person as to develop love in social life. But when we have developed this love to higher knowledge, when we have it in a sufficiently healthy degree, and then develop it to the power of recognition, then we attain knowledge of the world just as we attain self-knowledge in the other way. And this knowledge of the world leads us to the knowledge of that world in which we only live between falling asleep and waking up, when we have no consciousness, when consciousness again fades away. We experience a state that is in some ways similar to the one between falling asleep and waking up, but we experience this state in full consciousness. There we experience a new external world. We do not experience an atomistic world, which underlies the external sense world, but we experience a spiritual world. To educate ourselves in love means to take the step into the true reality of the external world, into spiritual reality; into the reality that our soul absorbs every evening when we fall asleep, when our ordinary consciousness, which is still bound to the body, becomes unconscious because of the longing to return to the body that lies in the bed. When we ascend to a higher consciousness, we become acquainted with the world that consciously receives us when we pass through the gate of death. Thus, the two ends of our human life initially confront us scientifically. Much more will be further characterized in a subsequent lecture. Today, I have only set myself the task of showing how what can be inwardly cultivated in the soul through natural science must be expanded if true spiritual knowledge is to be attained through true spiritual science. Therefore, because the soul wants to educate itself, not in some amateurish, dilettantish way, but in strict methodology, if it wants to ascend from nature-knowledge to spirit-knowledge, therefore one may also believe: Whoever is able to judge from the full humanity what material natural knowledge gives us, and who is able to recognize that we strengthened through material knowledge, will also be able to find his way into the contemplation that seeks this strengthening of the ego on the other, the spiritual side, into which we fall asleep, dream, or which we encounter in pathological states, but which we can develop in a completely healthy way, in order to then advance to a spiritual knowledge of the world. Therefore, I believe that anyone who can fulfill the recognition of nature in the right way will also ascend to a spiritual recognition that is accessible to every human being, but especially to those educated in natural science. Therefore, I believe that the recognition of spiritual science will come precisely through the strengthening of the scientific spirit and the recognition of nature. |
179. Historical Necessity and Freewill: Lecture II
09 Dec 1917, Dornach Translator Unknown Rudolf Steiner |
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The dream life extends itself over into our waking life. We are really continuously in a dream state from the moment of going to sleep to that of awakening, but only those dreams are remembered or enter our consciousness that are most strongly connected with our physical existence; dreaming continues on throughout the entire sleep life. |
And we know no more of the reality, of the actual content of the ordinary consciousness in the non-clairvoyant consciousness of our feeling life, than we know what actually occurs when the images of the dream life run their course before us. Therefore it was also stated in these lectures that the human being does not inwardly experience the content of what is termed “History” with waking consciousness, but dreams it through, goes through it in a dream. |
There would be something remaining over and above for the non-clairvoyant perception which can only have the appearance of a dream world, a world which can only be dreamed, which cannot live any more strongly in the consciousness than a dream. |
179. Historical Necessity and Freewill: Lecture II
09 Dec 1917, Dornach Translator Unknown Rudolf Steiner |
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As I have already remarked, we shall consider certain matters during these lectures which will then culminate, tomorrow or the next day, in an exposition of Historical Necessity and Free Will, will culminate by my having to show in what sense an historical event is necessary, and in what sense such an event—as something which, generally speaking, interferes in the soul-sphere of human life—could also be otherwise than it is. Indeed, at the present time—when such important occurrences are interfering in human life—this is a problem which is of very special, deeply penetrating significance; for, in face of the sad, catastrophic events of the present day (the war) every human being must indeed ask himself the question:—in how far are such happenings—and directly this present one—dependent on a certain necessity and in how far could the present occurrence have turned out differently, had it been able to assume a different aspect. As we indicated, it will be our aim during these lectures to reply to this large, inclusive question with means that we can have at our disposal now in the occult basis that is to be explained in public lectures. But we must proceed from a more inclusive consideration of human life. We must deepen ourselves somewhat, from a certain aspect, in human nature itself For, as you are perhaps able to gather directly from the public lectures held recently, in human life the forces of that world are playing in which the human being finds himself between death and a new birth. Into this life—much more intensely than one imagines—are the forces playing, in which the human being is embedded, as the so-called dead. We are, as human beings, so fashioned—in the last lecture I drew attention more to the physical aspect—that in reality, the threshold between the everyday physical world and the spiritual world, cuts right through our midst. If we hold in mind our everyday life, and what we have considered the last time more from the physical side, today more from the side of the soul, then we may say: While we are incarnated here in the physical body, our human life runs its course in such a way that we have active in us, first, everything that can be experienced through the senses during our life, everything that is outspread around us, so to say, as a tapestry of the sense impressions, and from which we receive knowledge through our senses. Upon this world, then, everything is built which we elaborate out of this sense world, but which we also, independently of it, are able to interpenetrate in our thought life. When, however, we unite sense life and thought life, we have in reality everything in which we live with our usual waking consciousness. From the moment we awaken in the morning until the moment we fall asleep, we are awake in reality only in our sense impressions and in our thought life. We are not awake at all, in the full sense of the word, in our feelings, in our feeling life. And there, between the thought life and the feeling life, practically unnoticed for the everyday consciousness, lies the threshold. For what interpenetrates our feeling life as a deeper reality does not actually come to consciousness at all in the human being. The feelings themselves do [not?] come to consciousness in him. They surge up and down out of a subconscious world. But the consciousness has really nothing more to do with feeling that we in sleep have to do with our dreams. Therefore it was possible recently to say here in Switzerland in public lectures:—While the human being lives in his feeling life, he is actually asleep and dreaming. The dream life extends itself over into our waking life. We are really continuously in a dream state from the moment of going to sleep to that of awakening, but only those dreams are remembered or enter our consciousness that are most strongly connected with our physical existence; dreaming continues on throughout the entire sleep life. Only in the deeper layers of our consciousness do we sleep, so to say, dreamlessly. But this dreaming and dreamless sleep life goes over into our feeling life, into the life of our affections. And we know no more of the reality, of the actual content of the ordinary consciousness in the non-clairvoyant consciousness of our feeling life, than we know what actually occurs when the images of the dream life run their course before us. Therefore it was also stated in these lectures that the human being does not inwardly experience the content of what is termed “History” with waking consciousness, but dreams it through, goes through it in a dream. History is what may be termed a cosmic dream of the human being. For the impulses that live in history live actually in feeling and emotional impulses. He dreams, while he inwardly experiences, history. Thus the life of feeling lies quite underneath the threshold of the real, waking consciousness. In this soul relationship also the boundary between the conscious and the unconscious life cuts right across the middle of the human being. In his will life the human being sleeps completely. For with his everyday consciousness he knows nothing about what actually lives in the will. His ordinary consciousness lives in the reality that expresses itself in the will in exactly the same way in which he lives in deep sleep. He follows consciously only that which, proceeding out of the will, has gone over into action. In this he awakens; in the execution of the will he cannot awaken. Therefore the philosophers continually quarrel about the freedom and the non-freedom of the will, because they are unable to penetrate into the region that can only be seen into with clairvoyant consciousness, the region out of which the will really draws its impulses. Thus—I accentuate it once more—in the soul relationship also, the threshold lies between the actual physical world of waking life and the world which remains subconscious for him, lies in the midst of the human being himself, for this human being. Now everything which the human being experiences and lives with between death and a new birth plays right into his life, insofar as it is the life of the feeling and the will—that is, insofar as it has been dreamt and slept through. What the dead live through is actually in the world in which we are living, in as far as we feel and will. Only we do not know with ordinary consciousness the realities that live in feeling and willing. If we could live through the reality which gives the basis of the feeling life, if we would live through especially the reality giving the basis of the willing life, just as in waking we live through the reality of the sense perceptions and the thought conceptions—the conceptions indeed to a minor degree, nevertheless to a certain degree—then would the departed, the man who has passed through the portals of death, be just as much beside us, in continual association with us, as someone who still walks about with us here on the physical plane, so that we are able to receive impressions from him in our waking consciousness by means of our senses and thought life. What is living in the impulses of the departed dead ascends continually within our feeling life, into the life of our will impulses. And only because we dream and sleep this away do we feel separated from the dead with whom we were associated. In reality, however, the world in which the so-called dead live is quite different from the world in which we live while we are incarnated in the physical body. For observe, when you ask quite seriously: what then exists for the waking non-clairvoyant consciousness from the time of waking until going to sleep? The answer is: Only that which can be lived through in the world which is spread out as a tapestry of the sense impressions and also in the world we fashion out of it for ourselves by means of our thought conceptions. From this world, in the first place, everything belonging to the so-called mineral kingdom, for which the sense organs are used in perceiving, is not directly existent for the dead. To this mineral world belong, for example, also the stars, the sun and moon; in general everything belongs to it that is perceptible to the senses, and to it belongs also a large region of the plant world. These are regions that primarily do not lie open to the spiritual- and soul-eyes of the dead. On the other hand there begins to open up already for the soul-eyes of the dead the world of which we are more or less unconscious when we direct our glance toward it—the glance which is of course veiled by the sense world—that is to say the world of impulses, of forces which live in the animals. This is for the dead the lowest world, in exactly the same way that the mineral world is the lowest world for us here in the physical body. Just as for us the plant world, which sprouts forth out of the mineral kingdom, builds itself up, so, for the dead, the human world, as soul world, erects itself upon the foundation that lives in the animal world. And just as the animal world forms the third category, which erects itself upon the mineral and plant world, so the kingdom of the Angels, Archangels, etc., forms a higher kingdom in the world of the dead. The entire environment into which the departed one is transposed is thereby different from the environment in which we ourselves live in the physical body. For just conceive for a moment how it would be, were everything you perceive with the senses taken out of the world which you perceive with your physical body, about which you, in your physical body, form concepts. There would be something remaining over and above for the non-clairvoyant perception which can only have the appearance of a dream world, a world which can only be dreamed, which cannot live any more strongly in the consciousness than a dream. But the distinction becomes clearer if we hold the difference in mind in yet another way. Just notice that as long as we are incarnated in the physical body, the essential thing that lends character to our lives (the chief characteristic) is that we (although inwardly the matter is difficult as you know from other lectures) are able to have the consciousness that whatever we do with the beings of the mineral and plant kingdoms—as a result of our intercourse with them—remains relatively a matter of indifference to them. We act indeed under the influence of this thought just expressed. We break the stone calmly and have the idea that we do not cause the stone pain, nor also give it any joy. You know that inwardly the matter is somewhat different: but in as far as we human beings are in touch with the surrounding mineral world, we think with a certain justification that joy and pain is not at once aroused when we break a stone to pieces or do something similar. In a like manner do we relate ourselves to the plant world. The human beings are now very rare who, for example, feel a sort of pain, have a somewhat similar feeling when a flower is plucked. The individuals, who in a certain sense still prefer to have the rose on the rosebush than to have the rose bouquet in the room, are not at all so numerous. It is only with the animal world that we begin to bring our human nature directly into relationship with the surrounding world. And yet let it be said once more:—the human beings are just now quite rare among present day people who have a feeling—only distantly similar to be sure—when plucking roses similar to the one they would have were the heads of animals being torn off in order to bind them together in a nosegay:—even among anthroposophists I have found that not everyone always prefers to have roses on the rose-bush—although indeed the feeling has already progressed so far that there has never been, let us say, a bouquet of nightingale heads presented in a hall! Now we are beginning to feel how the life that extends itself out of us continues on into our surrounding world. The departed has no such condition. For him nothing exists at all in the environment for which he could not have the feeling that if he were only to stretch out a finger—this is now expressed quite symbolically, in imagery—then what is accomplished—through the sticking out of his finger, indeed, through any action whatever, yes, through everything done by the dead—would not bring about, would not release joy and pain in the environment. He does not enter at all into relationship with his surroundings unless he awakens joy and pain, unless there exists an echo of joy and pain. If you do something after you have passed through the portals of death, then through your action, wherever it may be, pain or joy, tension or relaxation of something is continually occurring which is similar to the feeling life. If we knock on a table we feel that it does not pain the table. The one who is dead can never carry out an action without knowing that he lives and weaves, not only into the living element, but into the living element filled with feeling. The feeling-filled incitement is spread out over his entire environment. From another aspect you will find that described in the corresponding chapter of my book Theosophy. This world of incitement filled with feeling lives thus upon the lowest level there above in the animal kingdom. And just as we are acquainted with a certain external side of the mineral kingdom by means of our sense perceptions, so is the departed dead familiar, over the extent of his whole world, with the inner side, not with the outer form, but with the inner aspect of animal life. This animal life is the lowest basis upon which he lives, upon which he fashions himself, upon which he erects his existence. And a large amount of work of the dead consists in their placing themselves in direct relationship to the world of living animal creatures. Just as we here on earth, from childhood on, place ourselves in connection with the dead mineral world, so do we after death establish ourselves continually on a broad and expanding, growing relationship to the world of the living animal. This world the dead person learns to know on all sides. This world the departed learns to know through having to penetrate step by step all the secrets which here on earth are concealed from him, just as that is concealed from his soul which slumbers underneath his feeling life, for it is the same thing. Granted, such a question as the one I now intend to interject cannot be allowed as a proper scientific one. But it can nevertheless point toward something behind which real relationships exist. It can be asked: why then is there so much really concealed from the human being here in the physical world by the governing power of the all-penetrating world wisdom? We can ask, why is that concealed into which the dead must be initiated, the mysteries of the construction of the whole animal world? Directly when we attempt to answer such a question, we plunge into the deepest of all mysteries of existence. And in these considerations we shall have to try to understand this question also. In the first place, however, we must perceive how this comprehension of the inner side of the animal life really takes place. Here I might proceed, in order not to become theoretical, from a fact of recent history. You know that in a certain external way human historical consciousness has experienced a change in modern times through so-called Darwinism. There has been an endeavor to find the forces by means of which the organisms evolve from the so-called imperfect condition. The Darwinists have named several kinds:—primarily the principle of special selection, survival of the fittest, the adjustment to environment, etc., I do not intend to come to you with these things which you indeed can read in every handbook on Darwinism, even in every encyclopedia. But I wish to point out that those are external, abstract principles: that for those who look deeper, nothing at all is said thereby. What actually happens is not shown when it is said: the perfection occurs through the selection of the fittest, the others gradually dying out and the fittest surviving. Here nothing is actually said about the forces, about the impulses that actually live in the animal kingdom—in order that these creatures may be able not only first to perfect themselves but also to be able to frame their life correspondingly in the ordinary present-day world. What really acts in the forces of selection, in forces that are put forward by Darwinism as forces of selection, as forces that are of a purely mechanically purposeful character. It is the dead working there. It belongs to the most astonishing and impressive experiences which can be made in the circle of the dead, to discover that just as here there are smiths and joiners and others who work in the world of mechanics, in the handicrafts, and thereby create the physical sensible basis of life here, so in the spirit realm, beginning with the animal kingdom and upwards, do the dead work. While the animal kingdom here in many respects is such that we feel it to be an inferior one—however, the mineral world lies indeed still lower—yet the very basis of the work of the dead is the furthering of the animal kingdom. Therefore, the departed become accustomed to living in all the skillfulness that is concealed from him, through the fact of his world of feeling being plunged down into the life of animal existence, during the life between birth and death. You see, we come here to the point of view that until our age was held more or less secret by the brotherhoods that believed, partly justly, partly unjustly, that other men were not ripe enough for such things. If you gain the knowledge of what is related to the animal nature in the world of the dead, if you look about, you then see that all this belongs to the living element filled with feeling. The human being has also this living element filled with feeling in his soul. But in what way? Between birth and death he possesses it in such a way that were it not locked up in his subconsciousness he could at every moment employ this living element filled with feeling, which exists in the period between birth and death, for the destruction of the remainder of this element in the world. So just imagine what that really means. You yourself, in your personal life, live as a living-element-filled-with-feeling, which, however, is enclosed in the boundaries that are drawn into the physical human being. If human beings were to have this element generally, freely at their disposal—anthroposophists will already be more cultivated in this regard—then they could, in every instance, employ these concealed forces to destroy the living element filled with feeling that is lying in their environment. The animal nature in the human being is primarily, even in the most exact meaning of the word, a destructive one. And it is even endowed with the capacity to destroy. And when the individual has passed through death's door, then it is his task above everything to tear out of his soul all the impulses that have then become free in such a way that there is really a very great deal remaining of the desire to destroy the living, to kill the living. And it can be said, that to have respect and reverence for all living things is something that the departed must learn above everything else. This reverence for everything living is something that can be looked upon as the self-evident evolution of the departed. So just as we here with inner participation follow a child which as a matter of course evolves from a small infant onward, gradually from day to day, from week to week, just as we follow up with this child the way the soul takes hold of the fleshly bodily nature, having great joy in what happens without the cooperation of the so-called free will, in what occurs there through the pure organic forces of the soul; so in a similar manner, when we follow up the course taken by the departed from the day of his death onward through his life after death, we again behold the development of the deepest reverence for all living beings in the environment, a development from which free will has been withdrawn. This is something which, as it were, happens like an external side in the departed, just as with the child this occurs as an external side through its growing up, by its traits becoming more expressive. What increases externally in the child to our joy, in like manner increases in the departed by our discovering something radiating from him, more and more through his holding every living thing sacred in such an exalted way. But in this connection an important difference occurs between the life after death and the life here on earth. The life here has concealed by a veil just that in which the departed must deepen himself. We perceive the world through our senses and form for ourselves certain laws which we call the laws of nature, according to which we then form round about us our mechanical instruments, our tools. What we erect round about us according to the laws of nature is indeed essentially a world of the dead. We must even kill the plant, even the tree, when we wish to place its wood at the service of our mechanical arts. And again it belongs to the most staggering knowledge, that in reality everything which our senses teach us, when we apply it by means of our will, is something destructive and cannot be anything else but something destructive. Even when we create a work of art we must take part in the world of destruction. What we thus create first arises out of destruction. A beneficent world wisdom has only caused us at first to shrink back, as human beings, from placing what lives (generally speaking, from the animal-world upward) at the service of mechanical art. In a certain higher sense, however, everything lives in the world. You will already realize this from the various accounts given during the course of the year. But what do we do in reality when we place at the service of mechanical art that which we perceive through our senses and combine through our understanding? We continually carry death into life. Even a Raphael painting cannot come into being unless death is carried into life. Before a Raphael painting arises it contains more life than afterwards. In the universe this is compensated only through the fact that souls appear who enjoy the Raphael painting and receive from it an impulse, a strong impression. The impulse, the impression which the creating or enjoying soul receives, this alone can help to overcome the forces of death, even when the highest treasure, the so-called highest spiritual possessions of mankind are created here on the physical plane. Essentially, the earth will be destroyed because through their mechanical acts human beings carry death into the earth in such a strong measure. The earth will no longer be able to live, because the forces of death prevail over that which can be saved and carried over into the world of Jupiter, beyond the decay of the physical earth. But out of what human beings have created by weaving together death and life—out of what they have thus created—they will have regained a soul content which they will then carry over into the world of Jupiter. Death or the destruction of what is living, continually weaves into life, more than words can say; it weaves in human activity itself, through the fact that between birth and death [unreadable] human activity is intimately interwoven with the sense of [unreadable]. Indeed, consciousness arises because death weaves itself into life. Man would not accomplish his task on earth, as far as consciousness is concerned, were he not called upon to weave death into life. Even within ourselves we kill the life of the nerves the very moment in which we form a thought; for a really living nerve cannot form thoughts. In recent public lectures I have said that—“We enter into the life of our nerves through a constant death-process.” In this respect the life between death and a new birth is the exact opposite. There it is essential for the human soul to acquire the habit of holding holy all that is living, of permeating the living with ever more and more life. In this manner the life between birth and death is connected with death; the life between death and a new birth, with the life of the whole. An animal kingdom lives upon the earth only through the fact that man dies and sends his impulses from the spiritual world into the life of the animals. The second thing which man learns to know after death is the kingdom of the human soul itself, regardless of whether these human souls are embodied here in physical bodies or have already passed through the gate of death. After death, man faces the animal world with the feeling that when he carries out an action, something experiences joy, or another being, at least something possessing being, suffers pain. He knows that he strikes against living reality when his spiritual force alone hits against this. Here it is more a universal living and weaving within living reality. In regard to the familiarity with what exists in our own human sphere after we are dead, it is so, that when another soul enters into a relationship with us, after we ourselves have passed through the gate of death, we become aware that our own life-feeling is either strengthened or diminished, according to the way in which we face this soul. Through our relation to a certain soul, regardless of whether it dwells here upon the earth or in the spiritual world, we feel that we become inwardly strengthened. Our companionship with this soul strengthens us in a certain way; our inner forces become stronger and at the same time more alive. We meet this soul and feel that it makes us more awake than we would have been otherwise. An intimate sense of life streams toward us with a certain intensity, through our companionship with this soul. Instead, the relationship with another soul may weaken us in the direction of certain forces and dim down our life, as it were. Our companionship with souls consists therein that we feel our own life surging livingly in this relationship with the others. We live out our life of feeling and will as human beings between birth and death without knowing that the souls of the dead live in the waves of this life of feeling and will, which we sleep and dream away. They are always there; they live in the waves of our own feeling and will, and they live there in such a way that they experience this life with us. While we experience the surrounding world through our senses as something external, the dead live in the impulses of our feelings and will; they are far more intimately bound together with us than we, insofar as we are physically embodied, are bound together with our surroundings. It is so that this life—or better, this experiencing, this inner presence in life—of the dead, develops gradually in accordance with the conditions that have been spun out during our life here. Assuredly we live together with all souls after death; this is true, but we know nothing about it. Relationships set in slowly and gradually; namely, with souls with whom we have formed connections during our life between birth and death. We cannot form new relationships, original connections with other human beings during the life between death and a new birth; we can form no such connections originally and directly. When we have loved or hated someone here, i.e., when we were connected with him either in a positive or in a negative way, this again rises from a gray spiritual depth, in the gradual awakening of the life after death, so that we live within these souls, as I have just described. Thus, a great part of this experiencing, or this inner life-presence of the dead, consists in the fact that everything that exists in the form of a link with other souls, during our last or earlier incarnations, gradually rises up from a gray spiritual depth. This can widen out—and in the case of many departed souls it widens out very soon after death—but in an immediate way. Someone may die; he may have stood in some kind of relationship to a soul dwelling either on the earth or in the spiritual world. This relationship appears before him once more after death, as I have described just now. But this soul with whom he is linked up has relations with other souls, with whom, perhaps, he has never come into contact during any of his lives between birth and death. But here, after death, such souls can establish an indirect contact with the so-called dead soul, and thus enter into relationship with him. But, as I have already said, these are never direct connections, for they are always mediated by the souls with whom we are linked up karmically through our physical life. The connection with souls where no relationship has been established during physical life is always quite a different one, and is transmitted through the soul who was connected with us in physical life. You can easily realize, now, that first there are direct, then indirect relationships. Through the fact, however, that all souls are more or less connected with one another throughout the earth, and that during his long life between death and a new birth, man forms, indirectly at least, many new connections—through this fact, the human being enters a very wide field of mutual experience with other souls, if we also take into consideration these indirect relationships. Even when we are here on earth we have already within us this living-into other souls. In the spiritual world we have lived together with innumerable souls, over and over again. The feeling of being at one with all souls, which an abstract philosophy considers only abstractly, and discusses as an abstract at-oneness, has its quite concrete side. Namely, that souls are scarcely to be found over the whole earth with whom there is not at least a distant and indirect connection. We must grasp this fact as concretely as possible, then this will lead us to something real. What the departed experiences is thus a gradual growing into and awakening into a world based, in a wider sense, on his karma. An inward brightness that increases more and more spreads, as it were, over this world, as our experiences become richer in this second realm, which is based upon the animalic realm, just as our experiences in the plant realm are based upon the mineral realm. Our experiences become ever richer and richer. Imagine this experience extending in all concrete directions, and you will obtain a great deal of that which permeates the soul of the departed between death and a new birth; for all thoughts that connect us in any way with other souls are bound up with this experience. Herein lies an infinitely rich world. Essentially is it so (you will gather this from the cycle on Life Between Death and Rebirth) that during the first half of this life between death and a new birth, the development is more filled with wisdom, more permeated with wisdom. In a wise way man becomes accustomed to the connections that he gradually draws up again out of the spiritual depth. He becomes familiar with all this in a very wise way. Essentially, the threads leading to all karmic relationships of a direct or indirect nature begin in what I have called in the Mystery Plays “The Midnight Hour of Being.” Then follows the further working out, and then an element of force, similar to the will, but only similar, not exactly the same—enters into the life of the soul. This element of force, similar to the will, makes the human being stronger and stronger. Above all, it strengthens those impulses in him that are added to the wisdom-filled survey of the world, as elements and impulses pertaining to the will, as impulses of force. A certain form of will becomes active in man during the second half of the life between death and a new birth. If we observe this will (we can do this especially in the case of souls who, through this or that circumstance, have a shorter or a shortened life between death and new birth) we find that the will takes a peculiar direction, which may be characterized by saying—the will arises in order to wipe out in some way the traces of our life, the traces of karma. Please grasp this quite clearly. Such a will, aiming at the effacement of the traces of karma, becomes more and more evident in man. This effacement of the traces of karma is connected with the deepest secrets of human life. Were man to have a continual and full survey of the wisdom which he can acquire very soon, comparatively soon, after death, then there would be numberless human beings who would prefer to wipe out the traces of their existence, rather than enter into new lives. The elaboration of our earlier lives into a karmic connection, which we achieve, can only be achieved because we are dulled by certain beings of the higher hierarchy during the second half of the life between death and a new birth; we are paralyzed in regard to the light of wisdom, so that we restrict our activity and our will- impulses more and more. And we must say that the aim of this is to restrict them in such a way that we create what can then become united with a physical human body in the stream of heredity, and can live out its earthly destiny in this physical body. We can only understand these thoughts fully when we consider earthly destiny itself. How dream-like this earthly destiny is for man on earth! As a child he accustoms himself gradually to the conditions of earthly life. What we call destiny comes to him in the form of single life experiences. Out of the woof of these life experiences, something is formed which is in reality man himself. For think what you would be as far as the present day, had you not lived through your own particular destiny! You can indeed say—I myself am what I have experienced as destiny. You would be quite another human being had you experienced a different destiny. And yet, how strange destiny seems to be, how little interwoven with what man calls his ego! In how many countless cases the ego feels itself struck by destiny! Why? Because what we ourselves do towards the molding of our destiny remains hidden in the subconsciousness. What we experience takes up its place in the world of sense-experience and in the world of thoughts. It merely strikes against our feeling life. Our feeling life remains passive to this. What we have in common with the realm of the dead springs forth actively out of our feeling life and out of the life of the will impulses. What springs forth in this way, and what we ourselves do without our consciousness, by dreaming and sleeping through it, this forms our destiny; we ourselves are this. We dream and sleep through all we do toward the molding of our own destiny. We wake in what we experience as our destiny, but only because it remains unconscious. What is it that remains in reality unconscious? That which sounds across as impulses, out of earlier incarnations on earth, and out of the life between death and a new birth in a purely spiritual way—out of the regions where also the dead are to be found—a region which we dream and sleep away. At the same time, these are forces that come also from ourselves. They are the forces with which we mold our destiny. We weave our destiny out of the same region that the dead inhabit in common with us. Think how we grow together with this world, of which we now know something to a certain extent—how we sleep through it and how we experience it—although we have not yet spoken of the experiences in connection with the beings of the higher hierarchies. This will also be considered. But what I wish to convey in a description of this kind is that we must place the realm of the so-called dead within the same realm in which we ourselves live, and we must become conscious of the fact that we feel separated from the dead (but in reality we are not separated from them) only because we dream and sleep away our feeling-life and will-life, where the dead are. However, something else can be found in this world that we dream and sleep away, something that man as a rule does not follow at all in his usual consciousness. Sometimes he becomes aware of this when it appears before him in specially striking cases; but these are exceptional, outstanding cases, which only draw attention to what is always permeating life and streaming through it. You yourselves will have heard of many cases resembling the following one:— Someone is in the habit of taking a daily walk; it leads him to a mountain slope. He goes there every day; it is his special pleasure. One day he goes there again as usual. Suddenly, while he is walking, he hears something like a voice, although it is not a physical voice, which tells him:—Why are you taking this walk? Can you really not do without this pleasure? It speaks more or less like this. He begins to hesitate and turns aside, in order to think over what has just happened to him. In this instant a piece of rock rolls down; it would quite certainly have struck him, had he not turned aside. This is a true story, but one that only points out sensationally something that is always present in our lives. How often you plan to do this or that—and this or that prevents you. Think how many things would have been different, even in the smallest experiences of life, had you started out at an appointed hour, instead of half an hour later, because something detained you. Think what changes have thus come into your life; what changes have also come into the lives of many other people! It is quite easy to picture this. Let us suppose that you have planned to take a walk at 3:30 PM; you were supposed to meet another person and to tell him some news that he, in his turn, would have told to someone else. Because you came too late you do not tell him this news; this was not done, and with a certain right. Here we see a universal order of laws that differs from the one that we describe as a necessity of Nature. It consists therein, that someone is prevented from continuing his walk because he hears a voice that causes him to turn aside, and thus saves him from being struck dead by the falling piece of rock. We feel that here a different world system is at work. But this world system permeates our existence always, not merely when such sensational events take place. Even in such matters, we are used to see only the sensational aspect of things. We do not notice this other world. Why? Because we turn our gaze toward the events that occur in our life and in our surroundings and not toward the events that do not occur, events that are continually being prevented, continually being hindered. From a certain moment in spiritual experience, that which does not happen is held back from us. That from which we are, as it were, prevented, can rise up in our consciousness in the same way as that which does happen; except that it comes to our consciousness as another world system. Try to place this world system before your souls by saying to yourselves: man is accustomed to look only at what happens and not at what has been prevented from happening. What he does not notice in this case is intimately connected with the realm in which the dead are, in which we ourselves are with our dreamlike feeling and sleeping will. Within us, we cut ourselves off from this other world because dream and sleep play also into our waking life. All that seethes, lives and weaves beneath the boundary which separates our thinking from our feeling contains, at the same time, the secrets that build not only the bridge between the so-called living and the so-called dead, but also the bridge between the realm of necessity and the realm of freedom and of so-called chance. |
11. Cosmic Memory: Life on the Moon
Translated by Karl E. Zimmer Rudolf Steiner |
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[ 1 ] It is to be understood in this way if the Moon consciousness is now compared with one with which it has some similarity, namely with that of dream-filled sleep. Man attains the so-called image consciousness on the Moon. The similarity consists in that in the Moon consciousness as well as in dream consciousness, images arise within a being which have a certain relation to objects and beings of the outside world. |
Examples of these three types of dream experiences are easy to give. First, everyone knows those dreams which are nothing but confused images of more or less remote daily experiences. An example of the second type would be if the dreamer thinks he perceives a passing train and then, upon awakening, realizes that it was the ticking of the watch lying beside him which was perceptible in this dream image. An example of the third kind is that it seems to someone that he is in a room where ugly animals are sitting on the ceiling, and upon awaking from this dream he realizes that it was his own headache which expressed itself in this way. |
11. Cosmic Memory: Life on the Moon
Translated by Karl E. Zimmer Rudolf Steiner |
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[ 1 ] In the universal era of the Moon, which follows that of the Sun, man develops the third of his seven states of consciousness. The first had developed during the seven Saturn cycles, the second during the Sun development; the fourth is that which man is at present developing during the course of the earth; three others will come into being on subsequent planets. The condition of consciousness of Saturn man cannot be compared with any state of consciousness of present-day man, for it was duller than that of dreamless sleep. The Sun consciousness, however, can be compared to this condition of dreamless sleep, or to the present consciousness of the sleeping plant world. But in all these instances one is dealing only with similarities. It would be quite erroneous to think that in the great universal eras anything repeats itself in a completely identical manner. [ 1 ] It is to be understood in this way if the Moon consciousness is now compared with one with which it has some similarity, namely with that of dream-filled sleep. Man attains the so-called image consciousness on the Moon. The similarity consists in that in the Moon consciousness as well as in dream consciousness, images arise within a being which have a certain relation to objects and beings of the outside world. But these images are not likenesses of these objects and beings as in present-day man when he is awake. The dream images are echoes of the experiences of the day, or symbolical expressions for events in the dreamer's environment, or for what is taking place in the interior of the dreaming person. Examples of these three types of dream experiences are easy to give. First, everyone knows those dreams which are nothing but confused images of more or less remote daily experiences. An example of the second type would be if the dreamer thinks he perceives a passing train and then, upon awakening, realizes that it was the ticking of the watch lying beside him which was perceptible in this dream image. An example of the third kind is that it seems to someone that he is in a room where ugly animals are sitting on the ceiling, and upon awaking from this dream he realizes that it was his own headache which expressed itself in this way. [ 1 ] If one now wants to attain a conception of the Moon consciousness on the basis of such confused dream images, one must realize that while the image-like character is also present there, complete regularity instead of confusion and arbitrariness prevails. It is true that the images of the Moon consciousness have even less similarity than the dream images to the objects to which they are related, but on the other hand there is a complete correspondence of image and object. At present in the earth development, the conception is a likeness of its object; thus for instance the conception “table” is a likeness of the table itself. This is not the case with the Moon consciousness. Assume, for instance, that the Moon man approaches an object which to him is pleasing or advantageous. Then a colored image of a light tone arises in his soul; when something harmful or displeasing comes near him, he beholds an ugly, dark image. The conception is not a likeness. but a symbol of the object which corresponds to it in a quite definite and regular way. Hence the being which has such symbolical conceptions can direct its life in accordance with them. [ 1 ] The inner life of man's ancestor on the Moon thus took its course in images which have the character of the volatile, the floating and the symbolical in common with dreams of today, but are distinguished from these dreams by their completely regular character. [ 2 ] The basis for the development of this image consciousness in man's ancestors on the Moon was the formation of a third member in addition to the physical body and the ether body. This third member is called the astral body. [ 1 ] This formation, however, only occurred in the third smaller Moon cycle—the so-called third Moon round. The first two revolutions of the Moon must be seen merely as a repetition of what took place on Saturn and on the Sun. But this repetition must not be imagined as a re-enactment of all the events which took place on Saturn and on the Sun. That which repeats itself, namely the development of a physical body and of an ether body, at the same time is subject to such a transformation that in the third Moon cycle these two members of the nature of man can be united with the astral body, a union which could not have taken place on the Sun. [ 1 ] In the third Moon period-actually the process already starts around the middle of the second-the Spirits of Motion pour the astral element out of their own nature into the human body. During the fourth cycle—from the middle of the third onward—the Spirits of Form shape this astral body in such a way that its form, its whole organization can develop inner processes. These processes have the character of what at present in animals and man is called instinct, desire—or the appetitive nature. From the middle of the fourth Moon cycle onward, the Spirits of Personality begin with their principal task in the fifth Moon era: they inoculate the astral body with selfhood, as they have done in the preceding cosmic eras with respect to the physical and the ether body. But in order for the physical and the ether body to be so far advanced that they can harbor an independent astral body, at the time indicated, that is, in the middle of the fourth Moon cycle, they must first be brought to this point by the shaping spirits in the successive stages of development. This takes place in the following manner. The physical body is brought to the necessary maturity in the first course of the Moon (round) by the Spirits of Motion, in the second by those of Form, in the third by those of Personality, in the fourth by the Spirits of Fire, and in the fifth by those of Twilight. To be exact, this labor of the Spirits of Twilight takes place from the middle of the fourth Moon cycle onward, so that at the same time that the Spirits of Personality are engaged on the astral body the same is the case with the Spirits of Twilight with respect to the physical body. [ 1 ] In regard to the ether body the following is the case. Its necessary qualities are implanted in it in the first course of the Moon by the Spirits of Wisdom, in the second by those of Motion, in the third by those of Form, in the fourth by those of Personality, and in the fifth by those of Fire. To be exact, this activity of the Fire Spirits takes place concurrently with the labor of the Spirits of Personality on the astral body, that is, from the middle of the fourth course of the Moon, onward into the fifth. [ 3 ] If one considers the entire ancestor of man as he developed on the Moon at that time, there is this to be said: Starting from the middle of the fourth Moon cycle, man consists of a physical body in which the Sons of Twilight perform their labor, of an ether body in which the Spirits of Fire perform theirs, and finally of an astral body in which the Spirits of Personality perform theirs. [ 1 ] That the Spirits of Twilight work on the physical body of man in this period of development, means that they now rise to the level of humanity, as did the Spirits of Personality in the same cycle on Saturn and the Fire Spirits on the Sun. One must imagine that the “sensory germs” of the physical body, which by that time have become further developed, can be used by the Spirits of Twilight from the middle of the fourth course of the Moon onward in order to perceive external objects and events on the Moon. Only on the earth will man be so far advanced that, from the middle of the fourth cycle onward, he can make use of these senses. On the other hand, around the middle of the fifth course of the Moon, he reaches the point where he can be engaged unconsciously on the physical body. Through this activity in the dullness of his consciousness he creates for himself the first germinal predisposition to what is called “spirit self” (Manas). This “spirit self” attains its full unfolding in the course of the subsequent development of mankind. In its union with Atma, the “spirit-man,” and with Buddhi, the “life-spirit,” it is what later forms the higher, spiritual part of man. As on Saturn the Thrones or Spirits of Will permeated the “spirit-man” (Atma), and as on the Sun the Cherubim permeated the life-spirit (Buddhi) with wisdom, so now the Seraphim accomplish this for the “spirit-self” (Manas). They permeate it, and thereby implant in it a capacity which at later stages of development—on the earth—becomes that conceptualizing faculty of man by means of which, as a thinking being, he can enter into a relation with the world which surrounds him. [ 1 ] From the middle of the sixth course of the Moon onward, the “life-spirit” (Buddhi), from the middle of the seventh onward, the “spirit-man” (Atma) appear again, and these unite with the “spirit-self,” so that at the end of the whole Moon era the “higher man” has been prepared. Then, together with all else that has developed on the Moon, the latter sleeps through a period of rest (Pralaya), in order to continue the course of his development on the earth planet. [ 1 ] While from the middle of the fifth Moon cycle onward into the sixth, man is working on his physical body in dullness, the Spirits of Twilight are engaged on his ether body. As has been shown, through their work on the physical body in the preceding epoch (round), they have now prepared themselves for relieving the Fire Spirits in the ether body, who in turn take over from the Spirits of Personality the work on the astral body. At this time, these Spirits of Personality have ascended to higher spheres. [ 1 ] The work of the Spirits of Twilight on the ether body means that they connect their own states of consciousness with the images of the consciousness of the ether body. They thereby implant in these images the joy and the pain which are caused by things. On the Sun the scene of their corresponding activity had still been the merely physical body. Hence joy and pain were there connected only with the functions of this body and with its conditions. Now this becomes different. Joy and pain now become attached to the symbols which arise in the ether body. In the dim human consciousness the Spirits of Twilight thus experience a world of emotions. This is the same world of emotions which man will experience for himself in his earth consciousness. [ 1 ] At the same time, the Fire Spirits are active in the astral body. They enable it to carry on an active perception and feeling of the environment. Joy and pain, such as have been produced in the ether body by the Spirits of Twilight in the manner just described, have an inactive (passive) character; they present themselves as inactive mirrorings of the outside world. But what the Fire Spirits produce in the astral body are vivid emotions, love and hate, rage, fear, horror, stormy passions, instincts, impulses and so forth. Because the Spirits of Personality (the Asuras) have previously inoculated this astral body with their nature, these emotions now appear with the character of selfhood, of separateness. One must now represent to oneself how at that time the ancestor of man is constituted on the Moon. He has a physical body through which in dullness he develops a “spirit self” (Manas). He has an ether body, through which the Twilight Spirits feel joy and pain; and finally he possesses an astral body which, through the Fire Spirits, is moved by impulses, emotions, and passions. But these three members of the Moon man still completely lack the object consciousness. In the astral body images flow and ebb, and in these there glow the emotions named above. When the thinking object consciousness will make its appearance on the earth, this astral body will be the subordinate carrier or the instrument of conceptual thinking. Now however, it unfolds in its own entire independence on the Moon. In itself it is more active here, more agitated than later on the earth. If one wishes to characterize it, one can say that it is an animal man. As such, it is on a higher level than the present-day animals of earth. It possesses the qualities of animality in a more complete way. In a certain respect these are more savage and unbridled than present-day animal qualities. Therefore, at this stage of his existence, one can call man a being which in its development stands midway between present-day animals and man. If man had continued to advance in a straight line along this path of development, he would have become a wild, unrestrained being. The development of earth represents a toning down, a taming of the animal character in man. This is caused by the thinking consciousness. [ 4 ] If, as he had developed on the Sun, man was called plant man, the man of the Moon can be called animal man. That the latter can develop presupposes that the environment also changes. It has been shown that the plant-man of the Sun could only develop because an independent mineral realm was established alongside the realm of this plant man. During the first two Moon eras (rounds) these two earlier realms, plant realm and mineral realm, again emerge from the darkness. They are changed only in that they both have become somewhat coarser and denser. During the third Moon era a part of the plant realm splits off. It does not take part in the transition to coarseness. It thereby provides the substance out of which the animal nature of man can be formed. It is this animal nature which, in its union with the more highly formed ether body and with the newly developed astral body, produces the threefold nature of man which we have described above. The entire plant world which had been formed on the Sun could not develop into animality. For animals require the plant for their existence. A plant world is the basis of an animal world. As the Sun man could only elevate himself into a plant by thrusting a portion of his companions down into a coarser mineral realm, so this is now the case with the animal man of the Moon. A portion of the beings which on the Sun still had the same plant nature as himself, he leaves behind him on the level of coarser plantlike-ness. As the animal man of the Moon is not like the animals of today, but rather stands midway between present animal and present man, so too the mineral of the Moon lies between the mineral of today and the plant of today. The mineral of the Moon is something plantlike. The Moon rocks are not stones in the sense of today; they have an animated, sprouting, growing character. Similarly, the Moon plant has a certain character of animality. [ 5 ] The animal man of the Moon does not yet have firm bones. His skeleton is still cartilaginous. His whole nature is soft, compared to that of today. Hence his mobility too is different. His locomotion is not a walking, but rather a leaping, even a floating. This could be the case because the Moon of that time did not have a thin, airy atmosphere like that of present-day earth, but its envelope was considerably thicker, even denser than the water of today. He moved forward and backward, up and down in this viscous element. In this element also lived the minerals and animals from which he absorbed his nourishment. In this element was even contained the power which later on the earth was wholly transferred to the beings themselves—the power of fertilization. At that time man was not yet developed in the form of two sexes, but only in one. He was made out of his water air. But as everything in the world exists in transitional stages, in the last Moon periods, two-sexedness was already developing in a few animal man beings as a preparation for the later condition of the earth. [ 6 ] The sixth and seventh Moon cycles represent a kind of ebbing of all the processes we have described, but also the development of a kind of over-ripe condition, until the whole enters the period of rest (Pralaya) in order to pass in sleep into the existence of earth. [ 7 ] The development of the human astral body is connected with a certain cosmic process which must also be described here. When, after the period of rest which succeeds the cosmic era of the Sun, the latter again awakes and emerges from the darkness, then everything which lives on the thus developing planet still inhabits it as a whole. But this re-awakening Sun is nevertheless different from what it was before. Its substance is no longer luminous through and through, as it was previously; rather it now has darker portions. These separate out of the homogeneous mass, as it were. From the second cycle (round) onward, these portions appear more and more as an independent member; the Sun body thereby becomes biscuit-like. It consists of two parts, a considerably larger and a smaller one, which however are still attached to one another by a connecting link. In the third cycle these two bodies become completely separated. Sun and Moon are now two bodies, and the latter moves around the former in a circular orbit. Together with the Moon, all of the beings whose development has been described here, leave the Sun. The development of the astral body alone takes place on the split-off Moon. The cosmic process which we have characterized is the precondition of the further development described above. As long as the beings belonging to man absorbed their forces from their own solar habitat, their development could not attain the stage we have described. In the fourth cycle (round) the Moon is an independent planet, and what has been described concerning that period takes place on this Moon planet. [ 8 ] Here again, we shall present the development of the Moon planet and of its beings in a clearly summarized form.
[ 9 ] Toward the end of the whole universal era the Moon approaches more and more closely to the Sun, and when the time of rest (Pralaya) begins, again the two have become united in a whole, which then passes through the stage of sleep in order to awaken in a new universal era, that of the earth. |
20. The Riddle of Man: New Perspectives
Translated by William Lindemann Rudolf Steiner |
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A person with a superstitious relationship to his dream-pictures can cloud his judgment in waking consciousness thereby. But our waking judgment can never damage our dreams. |
To seek it there would be like expecting one day to dream what a dream is in its essential nature. (Thinkers like Ernst Mach and others, in fact, foundered on the obstacle indicated here.) |
But, in so doing, it must act the same way the human soul does, in dreaming consciousness, when dealing with dream experiences; it lets the later go forth from the earlier. In actuality, however, the motive forces that conjure a subsequent dream picture out of the previous one are to be sought within the dreamer and not within the dream pictures. |
20. The Riddle of Man: New Perspectives
Translated by William Lindemann Rudolf Steiner |
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[ 1 ] The purpose of this book is to indicate germinal points in the world views of a series of thinkers from Fichte to Hamerling. The contemplation of these germinal points evokes a feeling that these thinkers drew from a source of spiritual experience from which much more can flow than they brought forth. What matters is not so much one's acceptance or rejection of what they expressed, but rather one's understanding of the character of their striving for knowledge and the direction of their path. One can then arrive at the view that there is something in this character and direction that is more promise than fulfillment. And yet it is a promise with innate power, bearing the guarantee of its fulfillment within itself. Through this one gains a relationship to these thinkers that is not one of adherence to the dogmas of their world views, but rather one leading to the insight that: Upon the paths they took, there lie living powers for seeking knowledge that did not take effect in what they themselves recognized but that can lead out of and beyond it. This need not mean returning to Fichte, Hegel, and the others in the hope that, by taking better paths from their starting points, one will thus arrive at better results. No, that cannot be the point for us—to be “motivated” by these thinkers in this way—but rather to gain access to the sources from which they drew and to recognize what still lies hidden within these sources as motivating powers, in spite of the work of these thinkers. [ 2 ] A look at the spirit of the modern, natural-scientific way of picturing things (Vorstellungsart) can make one feel how much the idealism in world views living in the above thinkers is a promise awaiting fulfillment. Through its results in a certain direction, this natural scientific way of picturing things has demonstrated the efficacy of its cognitive means. One can already find this way of picturing things essentially prefigured in a thinker who was at work when its development began—in Galileo. (In his vice-chancellor's address to the Vienna University in 1894, the Austrian philosopher and Catholic priest Laurenz Müllner discussed the significance of Galileo in the most beautiful way.) What was already indicated by Galileo reappears, in an evolved state, in the directions taken by the research of the adherents of the modern natural-scientific way of thinking. This way of thinking has attained its significance by letting the world phenomena arising in the field of sens e observation speak purely for themselves, within their own lawful interconnections, and by wishing to allow nothing of what the human soul experiences from these phenomena to flow into what this way of thinking admits as knowledge. No matter what view one might hold about the natural-scientific picture of the world—whose fulfillment of the above cognitive demand is already possible or even achieved today—this cannot detract from one's recognition that this demand provides a sound basis for a valid picture of natural existence. If the adherent of an idealistic or spiritual-scientific world view takes a negative stance toward this demand today, he shows by this either that he does not understand the meanings of this demand, or that something of a natural-scientific way of picturing things are under the misconception that through such a world view something or other of the results of natural science is called into question. [ 3 ] To anyone who penetrates into the true meaning of modern natural science, it is clear that this science does not undermine knowledge of the spiritual world, but rather supports and ensures it. One will not be able to arrive at this clarity, however, by imagining oneself, through all kinds of theoretical arguments, to be an opponent of a knowledge of the spiritual world, but rather by turning one's gaze upon what makes the natural-scientific picture of the world sensible and meaningful. The natural-scientific way of picturing things excludes everything from what it studies that is experienced through the inner being of the human soul. It investigates how things and processes relate to each other. What the soul, through its inner being, can experience about things serves only to reveal how things are, irrespective of these inner experiences. This is how the picture of purely natural occurrences comes about. This picture will in fact fulfill its task all the better, the more it succeeds in excluding this inner life. But one must now consider the characteristic traits of this picture. What one presents to oneself in this way as a picture of nature—precisely in the case where it fulfills the ideal of natural-scientific knowledge—cannot bear within itself anything that could ever be perceived by a human being nor any other soul being. The natural-scientific way of picturing things must provide a picture of the world that explains the relationship of natural facts but whose content would have to remain unperceivable. If the world actually were as pure natural science must picture it, then this world could never arise within a consciousness as a content of mental pictures. Hamerling is of the opinion: “Certain oscillations of the air produce sound in our ear. Sound, therefore, does not exist without an ear. A rifle shot, therefore, would not ring out if no one heard it.” Hamerling is wrong, because he has not grasped the determining factors of the natural-scientific picture of the world. If he did, he would say: When a sound arises, natural science must picture something that would not sound even if an ear were there ready to hear it sound. And natural science is acting correctly in this. In his lecture, “The Limits to Our Knowledge of Nature” (1872), the natural scientist, Du Bois-Reymond expresses himself quite aptly on this subject: “Silent and dark in itself, i.e., without any qualities” is the world for the view—gained by natural-scientific study—which, “instead of sound and light, knows only oscillations of a primal substance, without qualities, that has turned into weigh able matter here and into unweighable matter there”; but to this he adds the statement: “God's words in Moses' depiction—‘Let there be light’—are physiologically incorrect. Light first came into existence when the first red ‘eyespot’ of an infusorian [euglena] distinguished light from darkness for the first time. Without optical and aural substance this world around us, glowing with color and filled with sound, would be dark and silent.” No, this second statement cannot be made by someone who in fact understands the full implications of the first. For, this world, whose picture is correctly sketched out by natural science, would remain “silent and dark” even when confronted by optical and aural substance. One fools oneself about this only because the real world, from which one has gained the picture of a “silent and dark” world, does not actually remain silent and dark when one perceives in it. But I should no more expect this picture to correspond to the real world than I would expect the portrait of a friend to step out of his picture as a real person. Just look at the matter from all sides, without preconceptions, and you will certainly find that if the world were as natural science depicts it, no being would ever experience anything about it. To be sure, the world pictured by natural science is there, in a certain way, within the reality from which man perceives his sense world; but lacking in this picture is everything by which it could be perceived by some being. What this way of picturing things must posit as underlying light, sound, warmth does not shine, sound, or warm. Only by experience does one know that the pictures arrived at by this way of thinking were drawn from something shining, sounding, warming; one therefore lives in the belief that what one pictures is also something shining, sounding, and warming. This mistaken belief is the most difficult to penetrate when one is dealing with the sense of touch. There it seems to be enough that something material—precisely as something material—is spread out around us and, through its resistance, stimulates a tactile perception. But something material-spatial can also only exert pressure; the pressure, however, cannot be felt. What seems to be the case deceives us here the most. But one does have to do in fact only with what seems to be the case. What underlies tactile sensations also cannot be felt by touch. Let it be expressly stated here that we are not merely saying that the world lying behind sense impressions is in fact different from what our senses make out of it; we are emphasizing that the natural-scientific way of picturing things must think of this underlying world in such a way that our senses could make nothing out of it if it were in actuality as it was thought to be. From observation, natural science draws forth a world picture that through its own nature cannot be observed at all.1 [ 4 ] What we are dealing with here came to light in a world historic moment of spiritual evolution: When Goethe, out of the world view of German idealism that lay in his whole nature, rejected Newton's color theory. (For nearly three decades, the present writer has sought in various writings to draw attention to this decisive point in the assessment of Goethe's color theory. But what he said in an 1893 lecture in Frankfurt's “Independent German Academy” still holds good today: “The time will come when even for this question the scientific prerequisites for an understanding among scientists will be present. Today, precisely the investigations of physics are heading in a direction that cannot lead to Goethean thinking.”) Goethe understood that Newton's color theory could provide a picture representing only a world that is not luminous and does not shine forth in colors. Since Goethe did not involve himself in the demands of a purely natural-scientific world picture, his actual opposition to Newton went astray in many places. But the main thing is that he had a correct feeling for the fundamental issue. When a person, by means of light, observes colors, he is confronting a different world from the only one Newton is able to describe. And Goethe does observe the real world of colors. But if one enters a realm such as this—whether of colors or of other natural phenomena—one needs other ideas than those depicted in the “dark and silent world” imagined by the natural-scientific way of picturing things. In this picture, no reality is depicted that can be perceived. Real nature simply does in fact already contain within itself something that cannot be included in this picture. The “dark world” of the physicist could not be perceived by any eye; light is already spiritual. Within the sense-perceptible the spiritual holds sway.2 To wish to grasp this spiritual with the means of natural science is committing the same error as someone who demands of himself as a painter that he paint a man who can walk around in the world. For Goethe, even as a physicist, the ground on which he moved was the spiritual. The world view for which he used the term “in accordance with the spirit” (geistgemäss) made it impossible for him to find in Newton's color theory anything in the way of ideas about real light and real colors. But with the natural scientific way of picturing things, one does not find the spirit in the sense world. That the world view of German idealism had a correct feeling about this is one of its essential characteristics. It may be that what one or another personality has said out of this feeling is only a first germ of a complete plant; but the germ is there and bears within itself the power to unfold. [ 5 ] But to this insight—that in the sense world there is spirit which cannot be grasped by the natural-scientific way of picturing things—another insight must be added: modern natural science has already demonstrated, or is on its way to demonstrating, the dependency of ordinary human soul life—running its course in the sense world—upon the instrument of the body. One enters a realm here in which, as though by entirely obvious objections, one can seemingly be refuted in a crushing way if one declares one's belief in the existence of an independent spiritual world. For what could be clearer than that man's soul life, from childhood on, unfolds as the physical organs develop and declines to the extent that the organs age? What is clearer than that the crippling of certain parts of the brain also causes the loss of certain spiritual abilities? What seems clearer, therefore, than that everything of a soul-spiritual nature is bound to matter and without it can have no continued existence, at least not one about which man knows? One does not even need to take counsel on this from the brilliant results of modern natural science; De la Mettrie, in his book Man: A Machine (L'homme Machine) written in 1746, has already expressed in a sufficiently correct way what is so self-evident in this assertion. This French thinker says: “Since a feebleminded person, as one can usually observe, does not lack brains, his problem must be due to the faulty nature of this organ, its excessive softness, for example. The same applies to imbeciles; the flaws in their brains do not always remain hidden to our investigation; but if the causes of feeble-mindedness, imbecility, and so on are not always recognizable, where should one seek the causes for differences between all human spirits? These causes would escape lynx and Argus eyes. A nothing, a tiny fiber, a thing that even the finest anatomy cannot discover would have turned Erasmus and Fontenelle into two fools—an observation that Fontenelle himself makes in one of his best dialogues.” Now, the adherent of a world view in accordance with the spirit would show little insight if he did not acknowledge the telling and obvious force of such an assertion. He can take this assertion even further and say: Would the world ever have received what Erasmus's spirit accomplished if someone had killed him when he was still a child? If a world view in accordance with the spirit ever had to resort to denying such obvious facts or even to belittling their significance, it would be in a bad way. But such a world view can be rooted in ground that no materialistic objection can take away from it. [ 6 ] Human soul experience, as it manifests in thinking, feeling, and willing, is at first bound to the bodily instruments. And this experience takes shape in ways determined by these instruments. If someone asserts, however, that when he observes the manifestations of the soul through the body he is seeing the real life of the soul, he is then caught up in the same error as someone who believes that his actual form is brought forth by the mirror in front of him just because the mirror possesses the necessary prerequisites through which his image appears. Within certain limits this image, as image, is indeed dependent upon the form of the mirror, etc; but what this image represents has nothing to do with the mirror. In order fully to fulfill its essential being within the sense world, human soul life must have an image of its being. It must have this image in consciousness; otherwise it would indeed have an existence, but no picture, no knowledge of it. This image, now, that lives in the ordinary consciousness of the soul is fully determined by the bodily instruments. Without these, the image would not be there, just as the mirror image would not be there without the mirror. But what appears through this image, the soul element itself, is—in its essential being—no more dependent upon the bodily instruments than the person standing before the mirror is dependent upon the mirror. The soul is not dependent upon the bodily instruments; only the ordinary consciousness of the soul is so. The materialistic view of the human soul succumbs to a deception caused by the fact that ordinary consciousness, which is only there through the bodily instruments, is mistaken for the soul itself. The essential being of the soul flows just as little into this ordinary consciousness as my essential being flows into my mirror image. This essential being of the soul, therefore, also cannot be found in ordinary consciousness; it must be experienced outside of this consciousness. And it can be experienced, for the human being can develop a different consciousness within himself than the one determined by the bodily instruments. [ 7 ] Eduard von Hartmann, a thinker who has come forth from the world view of German idealism, has clearly recognized that ordinary consciousness is an outcome of the bodily instruments, and that the soul itself is not contained within this consciousness. But he did not recognize that the soul can develop a different consciousness, which is not dependent upon the bodily instruments, and through which the soul can experience itself. Therefore he believed that this soul-being lay within an unconscious element about which one can only make mental pictures by drawing conclusions, from ordinary consciousness, about a “thing-in-itself”—that itself actually remains unknown—of the soul. But in this, like many of his predecessors, Hartmann has stopped short before the threshold that must be crossed if a well-founded knowledge of the spiritual world is to be attained. One cannot cross this threshold, in fact, if one is afraid to give one's soul forces a completely different direction than they take under the influence of our ordinary consciousness. The soul experiences its own essential being within this consciousness only in the images produced for it by the bodily instruments. If the soul could experience only in this way, it would be in a situation comparable to that of a being who stands before a mirror and can see only its image, but can experience nothing about itself. The moment this being became livingly manifest to itself, however, it would enter into an entirely different relationship to its mirror image than before. A person who cannot resolve to discover something different in his soul life than is offered him by ordinary consciousness will either deny that the essential being of the soul can be known, or will flatly declare that this being is produced by the body. One stands here before another barrier that the natural-scientific way of picturing things must erect, out of its own thoroughly justified demands. The first barrier resulted from the fact that these demands must sketch the picture of a world that could never enter a consciousness through perception. The second barrier arises because natural-scientific thinking must rightly declare that the experiences of ordinary consciousness come about through the bodily instruments and therefore, in reality, contain nothing of any soul. It is entirely understandable that modern thinking feels itself placed between these two barriers, and out of scientific conscientiousness, doubts the possibility of arriving at a knowledge of a real spiritual world that can be attained neither through the picture of a “silent and dark” nature, nor through the phenomena of ordinary consciousness, which are dependent upon the body. And whoever—merely from some dim feeling or out of a hazy mysticism—believes himself able to be convinced of the existence of a spiritual world would do better to acquaint himself with the difficult situation of modern thinking than to rail against the “raw, crude” mental pictures of natural science. [ 8 ] One gets beyond what the natural-scientific way of picturing things can give only when one experiences in the inner life of the soul that there is an awakening out of ordinary consciousness; an awakening to a soul experience of a kind and direction that relates to the world of ordinary consciousness the way the latter relates to the picture-world of dreams. Goethe speaks in his way about awakening out of ordinary consciousness and calls the soul faculty thus acquired “the power to judge in beholding”. (anschauende Urteilskraft)3 In Goethe's view, this power to judge in beholding grants the soul the ability to behold that which, as the higher reality of things, conceals itself from the cognition of ordinary consciousness. In his affirmation of this human ability, Goethe placed himself in opposition to Kant, who had denied to man any “power to judge in beholding,” Goethe knew from the experience of his own soul life, however, that an awakening of ordinary consciousness into one with the power to judge in beholding is possible. Kant believed he had to designate any such awakening as an “adventure of reason,” Goethe replied to this ironically: “Since I had, after all, ceaselessly pressed on, at first unconsciously and out of an inner urge, toward that primal archetypal element, since I had even succeeded in building up a presentation of this which was in accordance with nature, nothing more could keep me then from courageously undertaking the adventure of reason, as the old man of Konigsberg himself calls it,” (The “old man of Konigsberg” is Kant, For Goethe's view on this, see my edition of Goethe's natural-scientific works.) 4 In what follows now the awakened consciousness will be called a seeing consciousness (schauendes Bewusstsein). This kind of awakening can occur only when one develops a different relationship to the world of thoughts and will than is experienced in ordinary consciousness. It is entirely understandable today that the significance of such an awakening would be regarded with mistrust. For, what has made the natural-scientific way of picturing things great is the fact that it has opposed the claims of any dim mysticism. And although only that awakening in consciousness has validity as spiritual-scientific research which leads into realms of ideas of mathematical clarity and consistency, people who wish to arrive in an easy way at convictions about the greatest questions of world existence confuse this valid awakening with their own mystical muddle-headedness, which they claim is based on true spiritual research. Out of the fear that any pointing to an “awakening of the soul” could lead to such mystical muddle-headedness, and through seeing the knowledge often presented by such mystical illuminati, people acquainted with the demands of the modern natural-scientific way of picturing things keep aloof from any research that wishes, by claiming an “awakened consciousness,” to enter the spiritual world.5 Now such an awakening is altogether possible, however, through one's developing, in inner (soul) experience, a certain activation differing from the usual—of the powers of one's soul being (thought and will experiences). The indication that with the idea of the awakened consciousness one is continuing in the direction taken by Goethe's world view can show that our study here wishes to have nothing to do with the mental pictures of any muddled mysticism. Through an inner strengthening, one can lift oneself out of the state of ordinary consciousness and in doing so experience something similar to the transition from dreaming into wakeful mental picturing. Whoever passes from dreaming into a waking state experiences how will penetrates into the course of his mental pictures, whereas in dreaming he is given over to the course of his dream pictures without his own will involvement. What occurs through unconscious processes when one awakens from sleep can be effected on a different level by conscious soul activity. The human being can bring a stronger exercise of will into his ordinary conscious thinking than is present there in his usual experience of the physical world. Through this he can pass over from thinking to an experience of thinking. In ordinary consciousness, thinking is not experienced; rather, through thinking, one experiences what is thought. But there is an inner work the soul can do that gradually brings one to the point of living, not in what is thought, but rather in the very activity of thinking itself. A thought that is not simply received from the ordinary course of life but rather is placed into one's consciousness with will in order that one experience it in its thought nature: such a thought releases different forces in the soul than one that is evoked by the presence of outer impressions or by the ordinary course of one's soul life. And when, ever anew within itself, the soul rouses that devotion 6 —practiced only to a small degree, in fact, in ordinary life—to thoughts as such, when the soul concentrates upon thoughts as thoughts: then it discovers within itself powers that are not employed in ordinary life but remain slumbering (latent), as it were. These are powers that are discovered only through conscious use. But they predispose the soul to an experience not present before their discovery. The thoughts fill themselves with a life all their own, which the thinking (meditating) person feels to be connected with his own soul being. (What is meant here by “seeing consciousness” does not arise from ordinary waking consciousness through bodily [physiological] processes the way ordinary waking consciousness arises from dream consciousness. In the awakening from this latter consciousness into day consciousness, one has to do with a changing engagement [Einstellung] of the body relative to outer reality. In the awakening from ordinary consciousness into seeing consciousness, one has to do with a changing engagement of one's soul-spiritual way of picturing things relative to a spiritual world.) [ 9 ] For this discovery of the life in thoughts, however, the expenditure of conscious will is necessary. But this cannot simply be that will which appears in ordinary consciousness. The will must also become engaged in a different way and in a different direction, so to speak, than for experience in mere sense-perceptible existence. In ordinary life one feels oneself to be at the center of what one wills or what one wants. For even in wanting, a kind of held-back will is at work. The will streams out from the “I” and down into desire, into bodily movement, into one's action. A will in this direction is ineffective for the soul's awakening out of ordinary consciousness. But there is also a direction of will that in a certain sense is the opposite of this. It is at work when, without any direct look at an outer result, a person seeks to direct his own “I.” This direction of the will manifests in a person's efforts to shape his thinking into something meaningful and to improve upon his feelings, and in all his impulses of self-education. In a gradual intensification of the will forces present in a person in this direction there lies what he needs in order to awaken out of his ordinary consciousness. One can particularly help oneself in pursuit of this goal by observing the life of nature with inner heart's (Gemüt) involvement. One seeks, for example, to look at a plant in such a way that one not only takes up its form into one's thoughts, but also, as it were, feels along with its inner life, which stretches upward in the stem, spreads out in the leaves, opens what is inside to what is outside with its blossom, and so on. In such thinking the will is also present in gentle resonance; and there, will is a will that is developed in devotion and that guides the soul; a will that does not originate from the soul, but rather directs its activity upon the soul. At first, one quite naturally believes that this will originates in the soul. In experiencing the process itself, however, one recognizes that through this reversal of the will, a spiritual element, existing outside the soul, is grasped by the soul. [ 10 ] When will is strengthened in this direction and grasps a person's thought-life in the way indicated, then, in actual fact, out of the circumference of his ordinary consciousness, another consciousness arises that relates to his ordinary one like this ordinary consciousness relates to a weaving in dream pictures. And this kind of a seeing consciousness is in a position to experience and know the spiritual world. (In a series of earlier books, the author of this work has presented in a more detailed way what is only indicated here briefly, as it were. In such a short presentation, objections, misgivings, etc., cannot be taken up; this has been done in my other books; and there one can find many things presented that provide the deeper foundations for what is expressed here. The titles of the relevant books are listed at the end of this book.7 A will that does not tend in the direction just indicated, but rather toward everyday desiring, wishing, and so on, cannot—when this will is brought to bear upon one's thought-life in the way described—lead to the awakening of a seeing consciousness out of the ordinary one; it can lead only to a dimming down of this ordinary consciousness into waking dreams, phantasmagoria, visionary states, and such like. The processes that lead to what is meant here by a seeing consciousness are entirely of a soul-spiritual nature; and their very description protects what is attained by them from being confused with pathological states (visions, mediumism, ecstasies, and so on). All these pathological states push consciousness down beneath the level it assumes in the waking human being who can fully employ his healthy physical soul organs.8 [ 11 ] It has often been indicated in this book how the science of the soul developed under the influence of the modern natural-scientific way of picturing things has moved away entirely from the significant questions of soul life. Eduard von Hartmann has written a book, Modern Psychology, in which he presents a history of the science of the soul in the second half of the nineteenth century. He states there: “Modern psychologists either leave aside the question of man's free will (Freiheit) entirely, or occupy themselves with it, in fact, only so far as is necessary to show that, on a strictly deterministic basis, just that amount of practical freedom arises which suffices for judicial and moral responsibility. Only in the first half of the period under discussion do a few theistic philosophers still adhere both to the immortality of a self-conscious soul substance and also to a residue of undeterministic freedom; but mostly they are content with wanting to found the scientific possibility of their heart's wish.” Now, from the point of view of the natural-scientific way of picturing things, one can actually speak neither about the true freedom of the human soul nor about the question of human immortality. With respect to this latter question, let us recall once more the words of the significant psychologist Franz Brentano: “The laws of mental association, of the development of convictions and opinions, and of the germinating of pleasure and love, all these would be anything but a true compensation for not gaining certainty about the hopes of a Plato and Aristotle for the continued existence of our better part after the dissolution of the body. ... And if the modern way of thinking really did signify the elimination of the question of immortality, then this elimination would have to be called an extremely portentous one for psychology:” Now for the natural-scientific way of thinking, only ordinary consciousness is present. This consciousness, however, in its entirety, is dependent upon the bodily organs. When these fall away at death, our ordinary kind of consciousness also falls away. But seeing consciousness, which has awakened out of this ordinary consciousness, can approach the question of immortality. Strange as this may seem to a way of picturing things that wishes to remain merely within natural science, this seeing consciousness experiences itself within a spiritual world in which the soul has an existence outside the body. Just as awakening from a dream gives one the consciousness that one is no longer given over to a stream of pictures without one's own will involvement, but now stands connected through one's senses with a real outer world, so the awakening into seeing consciousness gives one the direct and experienced certainty that one stands, with one's essential being, within a spiritual world, and that one experiences and knows oneself in something which is independent of the body, something which actually is the soul organism inferred by Immanuel Hermann Fichte, which belongs to a spiritual world and must still belong to it after the destruction of the body. And since, ill seeing consciousness, one becomes familiar with a consciousness rooted in the spiritual world and therefore different from ordinary consciousness, one can no longer revert to the opinion—because our ordinary kind of consciousness must indeed fall away along with its bodily instruments—that with the destruction of the body all consciousness must cease. In a spiritual science that regards the seeing consciousness as a source of knowledge, something becomes reality of which—out of the idealism of German world views—the school director of Bloomberg, Johann Heinrich Reinhardt, had inklings (see pages 54ff. of this book): that it is possible to know how the soul, “in this life already, is elaborating the new body” that it will then carry over the threshold of death into the spiritual world. (To speak of a “body” in this connection sounds materialistic; for, what is meant of course is precisely the soul-spiritual element that is free of the body; but it is necessary in such cases to apply to something spiritual names taken from what is sense-perceptible, in order to indicate sharply that one means something spiritually real, not just a conceptual abstraction.) [ 12 ] Relative to the question of human freedom,9 a particular conflict in our knowledge of the soul presents itself. Ordinary consciousness knows free human resolve as an inwardly experienced fact. Faced with this experience, ordinary consciousness cannot actually let any teaching take this freedom away from it. And yet it seems as though the natural-scientific way of picturing things could not acknowledge this experience. For every effect it seeks the causes. What I do in this moment seems to it dependent upon the impressions I have now, upon my memories, upon my inborn and acquired inclinations, and so on. Many things are working together; I cannot survey them all, therefore I appear free to myself. But the truth is that I am determined in my action by the working together of all these causes. Freedom would therefore appear to be an illusion. One does not escape this conflict as long as, from the standpoint of seeing consciousness, one does not regard ordinary consciousness as only a mirroring—effected by the bodily organization—of the true soul processes, and as long as one does not regard the soul as a being rooted in the spiritual world and independent of the body. Something that is merely a picture can, through itself, effect nothing. If something is effected by a picture, then this must occur through an entity that lets itself be determined by the picture. But the human soul is in this situation when it does something for which its only motivation is a thought present in ordinary consciousness. The image of myself that I see in a mirror effects nothing that I, with the image as motivation, do not effect. The matter is different when a person does not act according to a conscious thought but rather is driven, more or less unconsciously, by an emotion, or impulse of passion, while his conscious mental life only looks on, as it were, at the blind complex of driving forces. Since it is therefore the conscious thoughts in man's ordinary consciousness that allow him to act freely, he could after all know nothing through ordinary consciousness about his freedom. He would only look at the picture that determines his action and would have to ascribe to it a causal power. He does not do this, because instinctively, in his experience of inner freedom, the true being of the soul shines into ordinary consciousness. (The author of this book, in his Philosophy of Spiritual Activity (Philosophie der Freiheit), has sought to shed light upon the question of human freedom in a detailed way out of the observation of human soul experiences.) Spiritual science seeks, from the point of view of seeing consciousness, to shed light into that realm of the true soul life from which the instinctive certainty of man's inner freedom streams into ordinary consciousness. [ 13 ] Man experiences the picture-world of dreams through the fact that the level of life possessed by him in the sense world is toned down. A person with healthy thinking will not seek instruction from dreaming consciousness about waking consciousness; rather, he will make waking consciousness the judge over the world of his dream pictures. A spiritual science that takes the point of view of seeing consciousness thinks in a similar way about the relationship of seeing consciousness to ordinary consciousness. Through a spiritual science such as this, one recognizes that the material world and its processes are in truth only a part of a comprehensive spiritual world, of a spiritual world that lies behind the sense world in the same way the world of sense perceptible material processes and substances lies behind the picture-world of dreams. And one recognizes how the human being descends into sense existence out of a spiritual world; and how this sense existence itself is a manifestation of spiritual being and spiritual processes. It is understandable that many people, out of their habitual thinking, scorn a world view such as this because they consider it estranged from reality and because they believe it makes them less fit for life. It frightens such people to hear that, compared with a higher reality, ordinary reality has something dreamlike about it. But does anything about dream consciousness change through our seeking—from the vantage point of waking consciousness—to understand its nature in reality? A person with a superstitious relationship to his dream-pictures can cloud his judgment in waking consciousness thereby. But our waking judgment can never damage our dreams. In the same way, the adherent of a world view that does not wish to gain entry into the spiritual world can cloud his judgment about the spiritual world; but genuine insight into the spiritual world cannot adversely affect our true assessment of the physical world. Seeing consciousness, therefore, cannot reach disruptively into our life of ordinary consciousness; seeing consciousness will affect it only in a clarifying way. [ 14 ] Only a world view that acknowledges the point of view of seeing consciousness will be able to bring the same understanding both to the modern natural-scientific way of picturing things and to the cognitive goals of modern idealism in world views that works toward knowing the essential being of the world as something spiritual. (Further elaborations on the subject of knowledge of the spiritual world are not possible within the limits of this book. The author must therefore refer the reader to his other works. His purpose here is only to present the basic character of a world view that acknowledges the viewpoint of seeing consciousness insofar as is necessary to indicate the value for life of German idealism in world views.) [ 15 ] The natural-scientific way of picturing things is justified precisely through the fact that the viewpoint of seeing consciousness is valid. The natural scientist and thinker bases his cognitive work on the presupposition that this viewpoint is possible, even though, as a theoretical observer of his own world picture, he will not admit this. Only those theoreticians fail to see this who declare the world picture of the natural-scientific way of picturing things to be the only one justified in a world view. Theoretician and scientist can of course be combined in one person. For our seeing consciousness, sense-perceptions undergo something similar to what dream-pictures undergo when a person wakes up out of sleep. The working powers that bring about a world of pictures when he is dreaming must give way, when he wakes up, to those working powers by which he makes for himself pictures and mental pictures that he knows are conditional upon the reality surrounding him. When seeing consciousness awakens, a person ceases to think his mental pictures in terms of this reality; he knows now that he pictures things in terms of the spiritual world surrounding him. Just as dream consciousness regards its picture-world as reality and knows nothing of the environment of waking consciousness, so ordinary consciousness regards the material world as reality and knows nothing of the spiritual world. The natural scientist, however, seeks a picture of that world which manifests in the mental pictures of ordinary consciousness. But this world cannot be contained in the mental pictures of ordinary consciousness. To seek it there would be like expecting one day to dream what a dream is in its essential nature. (Thinkers like Ernst Mach and others, in fact, foundered on the obstacle indicated here.) As soon as the natural scientist begins to understand his own way of research, he cannot believe that his ordinary consciousness can enter into a relationship with the world that he depicts. In actuality, seeing consciousness enters into this kind of a relationship. But this relationship is a spiritual one. And the sense perception of ordinary consciousness is the revelation of a spiritual relationship that plays itself out—beyond this ordinary consciousness—between the soul and the world the natural scientist depicts. This relationship can only first be seen by our seeing consciousness. If the world depicted by the natural-scientific way of picturing things is thought of as material, it remains incomprehensible; if it is thought of in such a way that something spiritual is living in it which, as something spiritual, speaks to the human spirit in a way that can be known only by our seeing consciousness, then this picture of the world becomes comprehensible in its full validity. Ancient Indian mysticism is a kind of counterpart to the natural-scientific way of picturing things. Whereas natural science depicts a world that is unperceivable, Indian mysticism depicts one in which the knower does indeed want to experience something spiritual, but does not want to intensify this experience to the point of having the power to perceive. The knower does not seek there, through the power of soul experiences, to awaken out of ordinary consciousness into a seeing consciousness; rather, he withdraws from all reality in order to be alone with his knowing activity. He believes, in this way, to have overcome the reality that disturbs him, whereas he has only withdrawn his consciousness from it, and, as it were, let it stand outside himself with its difficulties and riddles. He also believes himself to have become free of his “I” and, through selfless devotion to the spiritual world, to have become one with that world. The truth is that he has only darkened his consciousness of his “I” and is living unconsciously, in fact, altogether in his “I.” Instead of awakening out of ordinary consciousness, he falls back into a dreamlike consciousness. He believes himself to have solved the riddles of existence, whereas he is only holding his soul gaze averted from them. He has the contented feeling of knowledge, because he no longer feels the riddles of knowledge weighing upon him. What a knowing “perceiving” is can be experienced only in knowing the sense world. If it has been experienced there, then it can be further developed for spiritual perceiving. If a person withdraws from this kind of perceiving, he robs himself entirely of the experience of perception and takes himself back to a level of soul experience that is less real than sense perception. He regards not-knowing as a kind of deliverance from knowing and believes that, precisely through this, he is living in a higher spiritual state. He falls into merely living in the “I” and believes himself to have overcome the “I” because he has dimmed down his consciousness that he is weaving entirely within the “I.” Only the finding of his “I” can free the human being from ensnarement by his “I.” (See also the discussions on pages 117ff. of this book [Hamerling begins in an entirely Kantian way: ...]) One can truly have to say all this, and yet have no less understanding and admiration for the magnificent creation of the Bhagavad-Gita and similar productions of Indian mysticism than someone who regards what has been said here as proof that the speaker has “no organ, in fact,” for the sublimity of genuine mysticism. But one should not believe that only the unreserved adherents of a world view know how to value it. (I write this in spite of my awareness that I experience no less from Indian mysticism than any of its unreserved adherents.) [ 16 ] What Johann Gottlieb Fichte brings to expression lies in the direction of a knowledge relating to the world in the way characterized here. This is clear from the way he has to use the image of human dreaming in order to characterize the world of ordinary consciousness. He says: “Pictures exist: they are all that there is, and they know about themselves in the manner of pictures—Pictures that float past; without anything there for them to float past; pictures that relate to each other through pictures of pictures ... All reality transforms itself into a strange dream, without a life that is dreamed about, and without a spirit who is dreaming; transforms itself into a dream that is connected with a dream about itself.” That is a description of the world of ordinary consciousness; and it is the starting point for a recognition of the seeing consciousness which brings an awakening out of the dream of the physical world into the reality of the spiritual world. [ 17 ] Schelling wishes to regard nature as a stage in the evolution of the spirit. He demands that nature be known through an intellectual beholding, He therefore takes a direction whose goal can be seen only from the point of view of seeing consciousness. He takes note of the point where, in his consciousness of inner freedom (Freiheit), the seeing consciousness shines into ordinary consciousness. He seeks finally to go beyond the mere idealism in his Philosophy of Revelation by recognizing that ideas themselves can only be pictures of something, out of a spiritual world, that has a relationship with the human soul. [ 18] Hegel senses that within man's thought-world there lies something through which man expresses not only what he experiences from nature, but also what the spirit of nature itself experiences in him and through him. Hegel feels that man can become the spiritual onlooker of a world process playing itself out within him. Lifting what he thus senses and feels up to the point of view of seeing consciousness also lifts man's world picture—which for Hegel is only a reflecting upon the processes that occur in the physical world—up to the beholding of a real spiritual world. Karl Christian Planck recognizes that the thoughts of ordinary consciousness do not themselves participate in the working of the world, because, correctly viewed, they are pictures of a life; they themselves are not this life, Therefore, Planck is of the view that precisely the person who rightly understands this pictorial nature of thinking can find reality. Insofar as thinking wishes to be nothing itself but speaks about something that is, thinking points to a true reality. [ 19 ] Thinkers like Troxler and Immanuel Hennarm Fichte take up into themselves the forces of German idealism in world views without limitlng themselves to the views that this idealism brought forth in Johann Gottlieb Fichte, Schelling, and Hegel. Troxler and I.H. Fichte point already to an “inner man” within the “outer man,” to a spirit-soul man, therefore, which the viewpoint of seeing consciousness recognizes as an experienceable reality. [ 20 ] The significance of the viewpoint of seeing consciousness is particularly clear when one considers that tendency in world views which, as the modern teaching of evolution, stretches from Lamarck, through Lyell and others, to Darwin and the present-day view of life. This evolutionary teaching seeks to portray the ascent of the higher life forms out of the lower ones. It thereby fulfills a fundamentally valid task. But, in so doing, it must act the same way the human soul does, in dreaming consciousness, when dealing with dream experiences; it lets the later go forth from the earlier. In actuality, however, the motive forces that conjure a subsequent dream picture out of the previous one are to be sought within the dreamer and not within the dream pictures. Only seeing consciousness is in a position to sense this. Seeing consciousness, therefore, can no more consent to seeking in a lower life form the forces that cause a higher one to arise than waking consciousness can consider one dream really to emerge from the preceding one without considering the dreamer. While experiencing itself within true reality, man's soul being observes the soul-spiritual element that it sees working in present human nature as also working already in the evolutionary forms that led up to the present human being. This soul being will not anthropomorphically dream the present human entity into the phenomena of nature; but it will know that the soul-spiritual element that seeing consciousness experiences within present-day man is at work in all the natural happenings that have led up to man. Its knowledge will be such that the spiritual world becoming manifest to the human being also contains the origins of the natural configurations that preceded man. This represents a correct development of what Wilhelm Heinrich Preuss—out of the motive forces of German idealism—was striving for in his teaching which “rescues the concept of species insofar as is factually possible, but at the same time transfers the concept of evolution set up by Darwin into its realm and seeks to make it fruitful.” From the point of view of seeing consciousness, one cannot indeed say what Preuss said: “Now the center of this new teaching is man: the species homo sapiens that appears only once upon our planet”; rather, the center of a world view that encompasses human reality is the spiritual world that reveals itself within man. And seen in this way, what Preuss believes seems true: “Strange that earlier observers started with the objects of nature and then went so far astray that they did not find the path to man, which even Darwin in fact achieved only in a most sorry and thoroughly unsatisfactorily way by seeking the progenitor of the lord of creation among the animals,—whereas, the natural scientist would have to start with himself as human being in order, proceeding through the whole realm of existence and thinking, to return again to mankind. ...” The viewpoint of seeing consciousness cannot lead to an anthropomorphical interpretation of natural phenomena, for it recognizes a spiritual reality of which what appears in man is just as much the revelation as what appears in nature. This anthropomorphic dreaming of the human entity into nature was a forbidding specter for Feuerbach and the Feuerbachians. This forbidding specter became for them the obstacle to their recognition of a spiritual reality. [ 21 ] This forbidding specter worked on also in Carneri's activity as a thinker. It crept in disruptively when he sought the relationship of his ethical view of life, which was based upon the soul being of man, to the Darwinistically tinged view of nature. But the motive forces of German idealism in world views drowned out this disruption, and so it came about that he started with the soul-spiritual element in man, which is ethically predisposed, and, proceeding through the whole realm of existence and thinking, returned again to a mankind that is perfecting itself ethically. [ 22 ] The direction taken by German idealism in world views cannot flow into any acknowledgment of a teaching that dreams unspiritual motive forces into the evolution of higher forms of existence out of lower ones. For this reason, Hegel already had to say: “Thinking observation must rid itself of these nebulous mental pictures, which are basically taken from perception,—especially such pictures as the so-called emergence of plants and animals from the water, for example, and then the emergence of more developed animal organizations out of lower ones, and so on.” And the feelings with which Herman Grimm assigns the natural-scientific world picture its place in man's larger world view are born from this idealism in world views. Herman Grimm, the brilliant art historian, the stimulating portrayer of great interrelationships in the history of mankind, did not like to express himself on questions relative to world views; he preferred to leave this realm to others. But when he did speak about these things, he did so out of the direct sense of his own personality. With respect to his judgments, he felt secure in that field of judgment which encompassed the German idealistic world view and upon which he knew he stood. And from foundations of his soul like these there came the words he spoke in his twenty-third lecture on Goethe: “Long before, already in his (Goethe's) youth, the great Laplace-Kant fantasy about the rise and eventual downfall of our globe had taken effect. Out of the rotating world mist-children already get this in school—a central drop of gas takes shape from which the earth afterwards arises and, as a solidifying globe, through inconceivable ages of time, passes through all its phases—including the episode of its habitation by the I human race—in order finally, as burnt-out slag, to plunge back into the sun; a long process—but fully comprehensible to the public—needing for its realization no further I input from outside than the efforts of some external power or other to maintain the sun at the same temperature.—A more barren perspective for the future cannot be conceived than this expectation, supposedly forced upon us today by scientific necessity. A carrion bone, avoided even by a hungry dog, would be a refreshing and appetizing morsel compared to this final excrement of creation, the earth, as they picture it ultimately falling prey again to the sun; and the intellectual curiosity with which our generation takes up such things and professes to believe them is one sign of a sick imagination that scholars of future ages will one day have to expend much keen thought to explain as a historical phenomenon of our time.—Never did Goethe allow such bleak prospects to enter ... Goethe would have taken good care not to draw the conclusions of the Darwinian school from what he first discovered from nature in this direction and then expressed.” (With respect to Goethe's relationship to the natural-scientific way of picturing things, see my introductions to Goethe's natural-scientific writings in Kürschner's “German National Literature” and my book Goethe's World View.10 [ 23 ] Robert Hamerling's reflections also move in a direction that finds its justification in the viewpoint of seeing consciousness. From the human “I” that thinks itself, he leads his observation over to the “I” that experiences itself in thinking; from the will that works in man, he leads his observation over to the world-will. But the “I” that experiences itself can only be seen when, in soul experience, an awakening within spiritual reality occurs; and the world-will penetrates into our knowledge only when the human “I,” in experience, grasps a willing in which the “I”, does not make itself a point of departure but rather an end point, a goal, in which it directs itself toward unfolding what occurs within the world of one's inner life. Then the soul lives into the spiritual reality in which the motive forces of nature's development can also be experienced in their actual being, Passages from his Atomism of Will like the following show how Hamerling's reflections lead to a sense that one is justified in speaking of this kind of awakening of the “I” that knows itself to be within the spiritual world: “In the half-light of bold mysticism and in the light of free speculation, this riddle, this wonder, this mysterious ‘I,’ interprets and grasps itself as one of the countless forms of manifestation in which infinite being (Sein) attains reality, and without which the ‘I’ would be only a nothing, a shadow,” And: “To want to trace a thought in the human brain back to the activity of thoroughly lifeless, material atoms remains for all time a vain and foolish undertaking. Material atoms could never become the bearers of a thought if there did not already lie within them something that is of the same nature as the thought. And this original something, which is related in nature to living thinking, is also without a doubt the atoms' true core, their true self, their true being (Sein),” With this thought, Hamerling does confront the viewpoint of seeing consciousness, but with mere inklings of it. Certainly, to want to trace the thoughts of the human brain back to the activity of material atoms does remain “for all time a vain and foolish undertaking,” For this is no better than wanting to trace back the mirror image of a person merely to the activity of the mirror. But in ordinary consciousness thoughts appear, after all, as the mirroring—determined by the material element of the brain—of something living and full of being that works with power in these thoughts. but unconsciously as far as ordinary consciousness is concerned. Only from the viewpoint of seeing consciousness does this “something” first become comprehensible. It is that real element in which seeing consciousness experiences itself, and to which also the material element of the brain relates like a picture does to the being that is pictured. On the one hand the viewpoint of seeing consciousness seeks to overcome the “half-light of bold mysticism” by the clarity of a thinking that is logically consistent in itself and that has full insight into itself; on the other hand, it seeks to overcome the unreal (abstract) thinking of philosophical “speculation” by a cognitive activity that in thinking is at the same time the experiencing of something real. [ 24 ] Understanding for the experiences undergone by the human soul through the way of picturing things that manifests in the series of thinkers from Fichte to Hamerling will prevent a world view that regards the viewpoint of seeing consciousness as justified from falling back into attitudes of soul that, like the ancient Indian, seek an awakening into spiritual reality more through a dimming down of ordinary consciousness than through an intensification of it. (As the author of this book has indicated again and again in his books and lectures: that belief has gone astray which maintains that a modern person can gain anything for spiritual knowledge by reviving such older directions in world views as the Indian one; to be sure, this has not kept people from repeatedly confusing the spiritual-scientific world view advocated by him with such fruitless, anti-historical attempts at revival.) German idealism in world views does not strive for a dimming down of consciousness, but rather, within this consciousness, seeks the roots of those soul powers that are strong enough to penetrate, with full experience of the “I,” into spiritual reality. In German idealism the spiritual evolution of mankind has taken up into itself the striving, through strengthening the powers of consciousness, to arrive at knowledge of the world riddles. But the natural-scientific way of picturing things, which has led many people into error about the carrying power of this idealistic stream, can also acquire enough freedom from bias to recognize the paths to knowledge of the real world that lie in the directions sought by this idealistic world view. One will misunderstand both the viewpoint of German idealism in world views and that of seeing consciousness if one hopes through them to acquire a so-called “knowledge” that, through a sum of mental pictures, will lift the soul up out of all further questions and riddles and lead it into possession of a “world view” in which it can rest from all further seeking. The viewpoint of seeing consciousness does not bring cognitive questions to a standstill; on the contrary, it brings them into further movement, and in a certain sense increases them, both in number and in liveliness. But it lifts these questions into a sphere of reality in which they receive that meaning which man's knowing activity is already seeking unconsciously before it has even discovered this meaning. And in this unconscious seeking is created what is unsatisfying about those standpoints in world views which do not want to grant validity to seeing consciousness. From this unconscious seeking there also arises the view—which thinks itself to be Socratic but in actuality is sophistic—that that knowledge is the highest which knows only one truth: that there is no truth. There are people who worry when they think that man could lose his impulse for progress in knowledge as soon as he believes himself equipped with a solution to the riddles of the world. No one need have this concern with respect either to German idealism or to the viewpoint of seeing consciousness.11 [ 25 ] There are also other ways for a rightful appreciation of modern idealism in world views to root out the misunderstandings that confront it. Of course, one cannot deny that many adherents of this idealism in world views, through their own misunderstanding of what they believe, have given cause for opposition, just as the adherents of the natural scientific way of picturing things, by overestimating the carrying power of their views for knowledge of reality, have evoked undeserved rejection of their views, The significant Austrian philosopher (and Catholic priest) Laurenz Müllner, in an essay about Adolf Friedrich Graf von Schack, has expressed himself in a forceful manner, from the standpoint of Christianity, on modern natural science's thoughts about evolution. He rejects the assertions of Schack that culminate in the words: “The objections raised against the theory of evolution all stem from superficiality.” And after this repudiation he says: “Positive Christianity has no reason to act negatively toward the idea of evolution as such, if natural processes are not conceived merely as a causal mechanism based from all eternity upon itself, and if man is not presented as a product of such a mechanism.” These words came from the same Christian spirit out of which Laurenz Müllner spoke in his significant inaugural address, on Galileo, as president of the Vienna University: “Thus the new world view (he means that of Copernicus and Galileo) often came to appear as antithetical to beliefs declaring themselves, with very dubious justification. to be descendants of Christian teachings, It was much more a matter of the antithesis between the wider world consciousness of a new age and the more narrowly limited consciousness of classical antiquity; it was a matter of antithesis toward the Greek world view and not toward the rightly understood Christian world view, which, in the newly discovered world of the stars, could only have seen new wonders of divine wisdom through which the wonders of divine love accomplished on the earth could only attain greater significance.” Just as in Müllner we are presented with a Christian thinker's beautiful freedom from bias relative to the natural-scientific way of picturing things, so a similar freedom from bias is certainly possible relative to German idealism in world views. Such a freedom from bias would say: Positive Christianity has no reason to act negatively toward the idea, as such, of a spiritual experience in the soul, if this spiritual experience does not lead to the death of the religious experience of devotion and moral edification, and if the soul is not deified. And the other words of Laurenz Müllner, for an unbiased Christian thinker, could take the form: The world view of German idealism often came to appear as antithetical to beliefs declaring themselves, with very dubious justification, to be descendants of Christian teachings. It is far more a matter of the antithesis between a world view that acknowledges the spiritual being of the soul and a world view that can find no access to this spiritual being; it is a matter of antithesis to a misunderstood natural-scientific way of picturing things, and not toward the rightly understood Christian world view, which, in the genuine spiritual experiences of the human soul, could see only the revelations of divine power and wisdom, through which the experiences of religious devotion and moral edification—as well as the powers of human duty sustained by love—could only attain further strength. [ 26 ] Robert Hamerling felt the impulse toward idealism in world views to be the basic impulse in the being of the German folk spirit (Volkstum). The way he presented his search for knowledge in his Atomism of Will shows that for his age he is not thinking of a revival of any ancient Indian stream in world views. But he does think of German idealism as striving—out of the being of his folk spirit, in the way demanded by a new age—toward the spiritual realities that were sought in bygone ages by the strongest soul forces of Asiatic humanity of that time. And he does not think of the cognitive striving of this idealism in world views, with its direction toward spiritual realities, as dimming man's gaze upward into divine heights, but rather as strengthening it; he is filled with this belief because he sees this cognitive striving itself to be merged with the roots of the religious attitude. As Robert Hamerling is writing his German Migration in 1864, he is filled with thoughts about his people's task, which is an expression of this essential characteristic. This poem is like the depiction of a vision. In primeval times, the Germans migrate from Asia into Europe. The Caucasus is a resting place for the wandering people.
[ 27 ] And primal mother Asia reveals to Teut his people's future; she does not speak only hymns of praise; she speaks earnestly about the people's shadow and light aspects. But she also speaks about that essential trait of the people that shows cognitive striving to be in complete unity with an upward gaze to the divine:
[ 28 ] The introduction of these words of Robert Hamerling is not meant to indicate that the idealism in world views characterized in this book nor the view put forward by the viewpoint of seeing consciousness could in any way vie with the religious world view, let alone supersede it. Both would misunderstand themselves entirely if they wished to create religions or sects, or wished to impinge upon anyone's religious beliefs.
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325. European Spiritual Life in the 19th Century: Lecture II
16 May 1921, Dornach Translated by Harry Collison Rudolf Steiner |
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And if we look back to the teachers and the priests of these peoples we find that they were advanced spirits whose foremost task was to interpret what the individual saw in his dream-pictures, albeit dream-pictures which he experienced in his awake consciousness. They were interpreters of what the individual experienced. |
Thought was not hatched out of inner soul activity, as is the case to-day, but thought came to the human being of itself like a dream. Particularly was this the case in the East, and the Oriental spiritual life which had animated Greece and still animated Rome was not won through thinking, it came, even when it was thought, as dream pictures come. |
In all this there was always an element of delicate questioning which came from the spiritual world. People had to solve riddles half in dreams, had to carry out skillful actions, had to overcome something or other. It was always something of the riddle in this dream life. |
325. European Spiritual Life in the 19th Century: Lecture II
16 May 1921, Dornach Translated by Harry Collison Rudolf Steiner |
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I have tried to show how about the middle of last century a radical transformation took place in spiritual life, and how moreover the peculiar configuration of the nineteenth century thought and the spiritual life in general that underwent this transformation can be traced back to another crucial turning point in the west which we have to look for in the fourth century A.D. Now it might at first sight appear as if we were trying to show too close a connection between two periods that are so very widely separated in point of time. But this very thought will serve to call attention to certain interconnections in the history of humanity. To-day we will begin where we left off yesterday, with the downfall of ancient culture and of the Roman empire. We drew attention to a distinguishing feature of that time. We placed before our souls two representative personalities; one of them was Augustine, who grew entirely out of the South-West; and we compared them with another personality, that of the Gothic translator of the Bible, Wulfila, and with the spiritual stream out of which Wulfila sprang. We have to be quite clear that Augustine was altogether the child of the conditions which had developed in the south-western parts of the European-African civilization of the day. At that time men who sought a higher culture only found it through contact with the philosophy, literature, art and science which had for a long time been pursued in a certain upper level of society. We even have to think of Greek culture as the possession of an upper class which relegated its more menial work to slaves. And still less can we think of Roman culture without widespread slavery. The life of this culture depended upon its possessors being remote from the thought and feeling prevailing in the masses. But one must not think that there was therefore no spiritual life in the masses. There was an exceptionally strong spiritual life among them. This was of course derived more from the native stock left behind at an earlier stage of evolution than that of the upper class, but it was nevertheless a spiritual life. History knows very little about it, but it was very like what was carried into the southern parts of Europe by the barbarian tribes, forced to migrate by the forward pressure of the Asiatic hordes. We must try to form a concrete idea of it. Take, for instance, the people who over-ran the Roman Empire—the Goths, the Vandals, the Lombards, the Herules. Before the migrations had begun, thus before the fourth century A.D. which is for us such an important turning-point, these men had spiritual life away in the East which culminated in a certain religious insight, in certain religious ideas, which pervaded everything; and the effects of these experiences influenced every aspect of daily life. Before the migrations began these people have had a long period of settled life. It was while they were thus settled that they first experienced the southern oriental peoples, from whom the Indian, Persian and succeeding cultures sprang, had experienced at a much earlier time; they experienced what we can call a religion which was closely connected with the blood relationships of the people. It is only through spiritual science that this can be observed, but it is also echoed in the sagas and myths I lived in these peoples. What they worshipped were the ancestors of certain families. But these ancestors first began to be worshiped long after they had passed away, and this worship was in no way based upon abstract ideas, but upon what was instinctively experienced as dreamlike clairvoyant ideas, if I can use the expression without causing misunderstanding. For there were certain ideas which arose in quite another way from the way our ideas of to-day are formed. When we have ideas nowadays our soul life comes into play more or less independently of our bodily constitution. We no longer feel the seething of the body. These people had a certain intensive inward sense that in what took place in their bodies all sorts of cosmic mysteries were active. For it is not only in the chemical retorts that cosmic processes work according to law, but in the human body also. And just as to-day, by means of the processes which take place in their retorts chemists seek with their abstract reason to understand the laws of the universe, so these men too tried through what they had experienced inwardly, through their own organism, whose inner processes they felt, to penetrate into the mysteries of the cosmos. It was entirely an inner experience that was still closely bound up with ideas arising in the body. And out of these ideas which were called forth by what we might describe as the inward seething of the organism, there developed the pictorial imaginations which these men connected with their ancestors. It was their ancestors whose voices they heard for centuries in these dream formations. Ancestors were the rulers of people living in quite small communities, in village tribal communities. These tribes had still this kind of ancestor-worship, which had its life in dreamlike ideas, when they pressed forward from the east of Europe towards the west. And if we look back to the teachers and the priests of these peoples we find that they were advanced spirits whose foremost task was to interpret what the individual saw in his dream-pictures, albeit dream-pictures which he experienced in his awake consciousness. They were interpreters of what the individual experienced. And now the migrations began. During the period of the migrations it was their greatest spiritual consolation that they had this inner clairvoyant life which was interpreted by their priests. This spiritual life was reflected in sagas which have been handed down, notably in the Slav world, and in these sagas you will find confirmation of what I have just briefly outlined. Now shortly after the end of the fourth century these tribes settled down again. Some of them were absorbed into the peoples who had already for a long time inhabited the southern peninsulas, that is to say they were absorbed into the lower classes of these peoples, for their upper classes had been swept away in the time of Augustine. The Goths were among the tribes absorbed in this way, but mainly those Goths who peopled the countries of middle and western Europe; those who settled in the northern regions of southern Europe maintained their own existence and acquired a permanent home there. Thus we see that after the fourth century the possession of a fixed dwelling place becomes an essential characteristic of these peoples. And now the whole spiritual life begins to change. It is most remarkable what a radical change now takes place in the spiritual life of these people through their peculiar talent. They were gifted not only with special racial dispositions, but with a much greater freshness as a folk for experiencing spiritual reality in dreams; something which in the southern regions had long since been transformed into other forms of spiritual life. But now they have become settled, and through their peculiar endowment a new kind of spiritual life developed in them. What in earlier times had expressed itself in ancestor-worship, had conjured before the soul the picture of the revered forefather, now attached itself to the place. Wherever there was some special grove, some mountain which contained let us say, special treasures of metal, wherever there was a place from which one could watch storms and so on, there, with a depth of feeling left to them from their old ancestor-imaginations and dreams, men felt something holy to be connected with the place. And the gods that used to be ancestral became gods of place. Religious perceptions lost their time a character and took on a spatial character. Those who had been previously the interpreters of dreams, the interpreters of inner soul-experience, now became the guardians what one might call the signs c—the peculiar reflection of the sun in this or that waterfall or other feature of nature, the phenomena of the cloud-drifts in certain valleys and so on—these are now the objects of interpretation, something which then became transformed into the system of Runes cultivated in certain places, where twigs were plucked from trees and thrown down, and the signs read from the special forms into which the twigs fell. Religion underwent a metamorphosis into a religion of space. The entire spiritual life became attached to the place. Thus these tribes became more and more susceptible to the influence which the Roman Catholic Church, since it had become the state church in the fourth century, had been accustomed to exercise over the southern peoples, that is to say over the lower classes which had been left behind after the upper classes have been swept away. And what was it that the church had done? In these southern regions the period of transition from the time conception to the spatial conception of the world was long since past, and something of extraordinary importance always happens in a period of transition from a time outlook to a spatial outlook, a certain living experience passes over into an experience through symbol and cult. This had already taken place for the lower classes of the people in the southern regions. So long as men continue to live in their time-conceptions, the priests, those who in the sense of ancient times we can call learned men, our interpreters of a corresponding life of the soul. They were engaged in explaining what man experience. They were able to do that because men lived in small village communities, and the interpreter, who was in fact the leader of the whole spiritual life, could address himself to the individual, or to a small group. When the transition takes place from the time-outlook to the space-outlook, then this living element is more or less suppressed. The priest can no longer refer to what the individual has experienced. He can no longer treat of what the individual tells them and explain to him what he has experienced. What is something living is thus transformed into something bound to a place. And thus ritual gradually arises, the pictorial expression of what in earlier times was a direct experience of the super-sensible world. And at this point development begins again, so to say, from the other side. The human being now sees the symbol, he interprets the symbol. What the Roman Catholic Church built up as cult was built up with exact knowledge of this world-historic course of human evolution. The transition from the ancient celebration of the Last Supper into the sacrifice of the Mass arose, in that the living Last Supper became the symbolic rite. Into this sacrifice of the Mass, it is true, flowed primeval holy mystery usages which had been handed down in the lower classes of the people. These practices were now permeated with the new conceptions Christianity brought. They became, so to say, christianised. The lower classes of the Roman people provided good material for such a birth of ritual, which was now to reveal the super-sensible world in symbol. And as the northern tribes had also made the transition to a spiritual life associated with place, this ritual could also be implanted among them, for they began to meet it with understanding. This is the bases of one of the streams which start in the fourth century A.D. The other stream must be characterised differently. I have described how the ancient ancestor-worship lived on, rolling over from the east upon the declining Roman Empire. In the “Our Father” of Wulfila we see that in these nomadic peoples Christianity was absorbed into the ancestral cults and the cults connected with locality. And that constitutes the essence of Arian Christianity. The dogmatic conflict in the background is not so important. The important thing for this Arian Christianity, which traveled with the Goths and the other German tribes from the East towards the West by a path which did not lead through Rome, is that in it Christianity becomes steeped in a living spiritual life which has not yet reached the stage of ritual, that is closely related to the dream experience, to the clairvoyant experience, if you will not misunderstand the expression. On the other hand the Christianity that Augustine experienced had passed through the culture of the upper classes of the southern peoples, and had to encounter all sorts of oriental cults and religious ideas, which flowed together in a great city of Rome. The heathen Augustine had grown up amidst these religious ideas and had turned from them towards Christianity in the way I have described. He stands within a spiritual stream which was experienced by the individual in quite a different way from the stream I have already mentioned. The latter arose out of the most elemental forces of the folk-soul life. What Augustine experienced was something which had risen into the upper class through many filtrations. And this was now taken over and preserved by the Roman Catholic clergy. Moreover its content is far less important for the progress of history than the whole configuration of soul that constituted first Greco-Roman culture and then, through the adoption of Christianity, the culture of the Catholic clergy. It is essential to see this culture as it was at that time and as it then lived on through the centuries. Our present-day educational system is something which remains over from the real culture of that time. After one had mastered the first elements of knowledge, which we should to-day call primary education, one entered what was called the grammar class. In the grammar classes one was taught structure of speech; one learned how to use speech properly in accordance with the usages established by the poets and the writers. Then one assimilated all other knowledge that was not kept secret, for even at that time quite a lot of knowledge was kept secret by certain mystery schools. What was not kept secret was imparted through grammar, but through the medium of speech. And if anyone reached a higher stage of culture, as for example Augustine, then he passed on from the study of grammar to the study of rhetoric. There the object was to train the pupil above all in the appropriate use of symbol, how to form his sentences rightly, particularly how to lead his sentences to a certain climax. This was what the people who aspired to culture had to practice. One must be able to sense what such a training develops in a human being. Through this purely grammatical and rhetorical kind of education he is brought into a certain connection with the surface of his nature, he is within what sounds through his mouth far more than is under the influence of thought. He pays much more attention to the structure of speech and to the connection of thought. And that was the primary characteristic of this ancient culture, that it was not concerned with the inner soul experience, but with structure, the form of speech, with the pleasure it gives. In short, the man became externalised by this culture. And in the fourth century, at that time Augustine was a student, as we should say to-day, we can see clearly this process of externalization, this living in the turn of words, in the form of expression. Grammar and rhetoric were the things that students had to learn. And there was good reason for this. For what we to-day call intelligent thought did not at that time exist. It is a mere superstition very commonly to be found in history to suppose that men have always thought in the way they think today. The entire thought of the Greek epoch right up to the fourth century A.D. was quite different. I have gone into this to a certain extent in my Riddles of Philosophy. Thought was not hatched out of inner soul activity, as is the case to-day, but thought came to the human being of itself like a dream. Particularly was this the case in the East, and the Oriental spiritual life which had animated Greece and still animated Rome was not won through thinking, it came, even when it was thought, as dream pictures come. And the oriental and south-european scholars only differed from those of the north in that the pictures that came to the northerners at first stimulated ideas of their ancestors, and later were associated with particular localities and became more or less ritualistic. The ideas that were formed in Asia, in southern Europe, already had the character of thought, but they were not thoughts won by inner soul activity, inner intelligence, they were inwardly revealed thoughts. One experienced what one called knowledge and elaborated for oneself only the word, the sentence, the discourse. There is no logical activity. Logic arose through Aristotle, when Greece was already decadent. And what lived in beauty of speech, in rhetoric, was essentially Roman culture, and became the culture of Catholic Christianity. This habit of living not in oneself but in an external element expresses itself in the education that was given, and one can see how in this respect Augustine was a representative of his time. The correspondence between Jerome and Augustine is illuminating in this respect. It shows how differently these people conducted an argument in the fourth or beginning of the fifth century from the way we should do so to-day. When we discuss things to-day we have a feeling that we make use of a certain activity of thought. When these people discussed, one of them would have the feeling—“Well, I have formed my own view about a certain point, but perhaps my organism does not give me the right view. I will hear what the other man has to say; perhaps something else will emerge from his organism.” These men were within a much more real element of inner experience. This difference is seen also in Augustine's attitude in condemning heretics of various sorts. We see people deriving from the life of the common people, people like the priests of Donatism, like Pelagius and some others, specially coming to the fore. These people, although they believe themselves to be entirely Christian, stress the point that man's relation to justice, to sin, must come from the man himself. And thus we see a whole series of people one after the other who cannot believe that it has any sense to baptize children and thereby to bring about forgiveness of sins. We see objections made against the Christianity issuing from Rome, we see how Pelagianism wins adherents, and how Augustine, as a true representative of the Catholic element, attacks it. He rejected a conception of sin connected with human subjectivity. He rejects the view that a relation to the spiritual world or to Christ can come from an individual human impulse. Hence he works to bring about gradually the passing over of the Church into the external institution. The important question is not what is in the child, but what the Church as external ordnance bestows upon it. The point is not that baptism signifies something for the soul's experience, but that there exists an external ordnance of the Church which is fulfilled in baptism. The value of the human soul living in the body matters less than that the universal spirit that lives in the sacrament, so to say an astral sacrament, should be poured out over mankind. The individual plays no part, but the important thing is the web of abstract dogmas and ideas which is spread over humanity. To Augustine it seems particularly dangerous to believe that the human being should first be prepared to receive baptism, for it is not a question of what the human being inwardly wills, but it is a question of admitting into the Kingdom of God which has objective existence. And that is essentially the setting in which Athanasian Christianity lived, in contrast to the other background that originated in the north-east, in which a certain popular element lived. But the Church understood how to clothe the abstract element in the ritualistic form which again arose from below. It was this that made it possible for the Church to spread in this European element, from which the ancient culture had vanished. And above all it attains this expansion through the exclusion of the wide masses of the people from the essential substance of religious culture. It is a matter of tremendous significance that in the centuries which follow this substance is propagated in the Latin language. And from the fourth century A.D. onward Christianity is propagated in the Latin tongue. It is as it were a stream flowing over the heads of men. That goes on right up to the fifteenth century. For what history usually relates is only the outer form of what went on in the souls of men. Christianity was kept secret by those who taught at right up to the eleventh and twelfth centuries, in a far deeper sense than the ancient Mysteries were kept secret. For only the outer ritual penetrated the masses. And what was transmitted, which at the same time laid claim to all science coming from the ancient culture and clothed it in the Latin tongue, this was the Church, something which hovered above the essential evolution of humanity. And the centuries between the fourth and the fourteenth stand under the sign of these two parallel streams. The external history books, even the histories of the mind, only give the traditional description of what leaks out into greater publicity from the Latin ecclesiastical stream. Hence from present-day historical literature we get no idea of what took place among the wide masses of the people. What took place among the masses was something like this. At first there were only village communities; in the colonization of the whole of middle, western and even of southern Europe the towns played a very small part. The most significant life developed in small village communities; such towns as did exist were really only large villages; in these large village communities there was the Catholic Church, way over the heads of men, but through the ritual working suggestively upon them; however, these men who only saw the symbolic rite, who participated in the cult, who watched something which they could not understand, did nevertheless develop a spiritual life of their own. The very rich spiritual life developed throughout Europe at that time, a spiritual life which stood first and foremost under the influence of human nature itself. It was something quite apart from their participation in the spread of Catholic doctrine. For to associate everything with the personality of Boniface, for instance, is to place things a false light. What went on in these village communities was an inner soul life through which echoed the omens of the divinity or spirituality associated with the place. Everywhere people saw intimations from one or other of these. They developed a magical life. Everywhere human beings had premonitions, and told their fellows about them. These premonitions expressed themselves in sagas, in mysterious hints as to what one or another had experienced spiritually in the course of his work. But something very remarkable permeated this remains of an ancient prophetic and clairvoyant dream-life, which continued to flourish in the village communities whilst Catholic doctrine passed over their heads, and one can see that everywhere in Europe the organization of the human being was involved in this characteristic spiritual life. Something was at work which indicated a quite special disposition of soul in two respects. When people told of their weightiest premonitions, their most significant dreams (these were always associated with places), when they describe their half-waking, half-sleeping experiences, these dreams are always connected either with events, with questions which were asked them from out of the spiritual world, or with tasks which were imposed upon them, with matters in which their skill played a part. From the whole character of these stories, which were still to be found among the common people in the nineteenth century, one sees that when men began to ponder and to dream and to build up their legendary sagas in their mythologies, of the three members of the human being it was not so much the nerve-system—which is more connected with the outer world—but the rhythmic system which was active; and in that the rhythmic system was drawn forth out of the organism it showed itself in clairvoyant dreams which passed by word of mouth from one to another, and in this way the villagers shared with one another fear and joy, happiness and beauty. In all this there was always an element of delicate questioning which came from the spiritual world. People had to solve riddles half in dreams, had to carry out skillful actions, had to overcome something or other. It was always something of the riddle in this dream life. That is the physiological basis of the widespread spiritual experience of these men who lived in village communities. Into this, of course, penetrated the deeds of Charlemagne of which history tells you; but those are only surface experiences, though they do of course enter deeply into individual destiny. They are not the main thing. The important thing is what takes place in the village communities, and there, side by side with the economic life, a spiritual life developed such as I have described. And this spiritual life goes on right into the ninth, tenth, and eleventh centuries. Of course, something of what has developed in the heads of men in the upper strata of society gradually trickles down into the lower strata, and the ghostly and magical character of the stories men recount gets charmingly mixed with the Christ and His deeds, and what comes from the human being himself is sometimes overlaid with what comes from the Bible or the Gospel. But then we see that it is primarily into social thinking that the Christian element is received. We see it in ‘Der Heliand’ and other poems which arose out of Christianity but always we see something spiritual brought to the people, who meet it with a spirituality of their own. When we come to the tenth and eleventh centuries we see a change in the external life. Even earlier, but at this time more markedly so, we see life centering itself in the towns. That life of picture-like waking dreams which I have described to you is altogether bound up with the soil. As, therefore, in the ninth, tenth, eleventh and twelfth centuries the whole country became covered with larger towns, in these towns another kind of thinking began to develop. Men living in towns had a different kind of thought. They were cut off from the places in which their local cults had developed, their attention was more directed towards what was human. But the human element which developed of the towns was still under the influence of this earlier state of mind, for some of the people who settled in the towns came from the villages and they with very special spiritual endowment made their own contribution. What they brought with them was an inner personal life which was an echo of what was experienced in the country, but which now manifested itself in a more abstract form. These men were cut off from nature, they no longer participated in the life of nature, and although they still have forms of thought derived from nature, they already began to develop the kind of thinking which was gradually directed towards intelligence. In the towns of the eleventh, twelfth and thirteenth centuries there developed the first trace of that intelligence which we see arise in the fifteenth century among the leading European peoples. Because life in the towns was more abstract, the abstract ecclesiastical element, clothed in the Latin tongue, became mixed up with what sprang directly out of the people. Thus we see how this Latin element developed in the towns in a more and more abstract form. Then we see the great outburst of people from below upwards in various countries. There is a great to-do when Dante, assisted by his teacher, makes his way up into the world of culture. But even that is only one instance of many similar outbursts which happened because of the peculiar manner in which the Latin culture came up against the popular element in the towns. We must not forget that still other streams entered into what was taking place at that time. It is of course true that the main streams of spiritual life, which so to say carried the others, was the one that continued the spiritual tradition in which Augustine had lived; that controlled everything and finally not only gave the towns the bishops, who controlled the spiritual life, if somewhat abstractly and over the heads of the people, but also, little by little, because it took over everything from the constitution of the Roman empire, ended by giving the civil government also, and built up the alliance between Church and State which in the eleventh and twelfth centuries was very close. We see other events light up in this stream, we see crusades arise, which I need not describe to you, because I want to lay the greatest stress upon the things that external history places in a false light; and too little importance is attached to other currents that were present. First of all there is the commercial traffic which had in fact always existed in Europe between the Danube basin and the East. There was constant trading in both directions particularly in the middle of the middle ages. In this way oriental ideas in an advanced stage of decadence were brought over into Europe. And someone who had probably never been in the east himself but had only traded with men from the east, brought to the householder not only spices, but spiritual life, a spiritual life tinged with Orientalism. This traffic went on throughout the whole of Europe. It had less influence on Latin culture, far more on the wide masses of people who understood no Latin. In the towns and in the surrounding villages there was a living intercourse with the east which was not merely a matter of listening to tales of adventure that which deeply influenced spiritual life. And if you want to understand figures such as Jacob Boehme, who came later, Paracelsus and many others, then you must bear in mind that they sprang from people who had developed without any understanding of the Latin culture which passed over their heads, but who were in a certain way steeped in Orientalism. All that developed as popular alchemy, astrology, fortune telling, had developed out of the union of what I described above as the inner experience of the riddle, told in waking dreams, with what came over from the east as decadent oriental life. Nor within the Latin culture have the will to think been able to make any headway. The logic of Aristotle had appeared, as it were, like a meteor. We see that even Augustine was little influenced by this logic. By the fourth century interest had been withdrawn from Greece, and later the Emperor Justinian had closed the School of Philosophy at Athens. This led to the condemnation for heresy of Origen, who had brought with him into Christianity much of oriental culture, of the earlier spiritual life. And the Greek philosophers were driven out. The teaching that they had from Aristotle was driven into Asia. The Greek philosophers founded centre in Asia, and carried on the Academy of Gondishapur, which had for its main objective the permeation of the old decadent oriental spiritual culture with Aristotelianism, its transformation into an entirely new form. It was the Academy of Gondishapur wherein a logical form of thought developed with giant strides, that saved Aristotelianism. Aristotelianism was not transmitted through Christianity, it came into Latin-ecclesiastical life by way of Africa, Spain and the west of Europe. And thus we see how Gondishapur, this philosophic form of Arabism, which does contain a living world-conception, although it is quite abstract, brings its influence to bear upon the current which we have already described as passing over the heads of men. I have described to you both these streams, the one at work above, in the heads of men, the other in their hearts. They work together and it is very significant that the ancient culture was transmitted in a dying language. Of course there then flows into all this what came through the Renaissance. But I cannot describe everything to-day. I want to point out some of the main things which are of special interest to us. The two currents existed side-by-side right on into the fifteenth century. Then something happened of extraordinary importance. The thought of antiquity, inspired thought which was half vision, became gradually clothed in abstract forms of speech, and became Christian philosophy, Christian spiritual life, the Scholastic philosophy, out of which the modern university system developed. In this grammatical-rhetorical atmosphere not thought, but the garment of thought, Romanism lived on. But in the popular stream thinking was born, evoked through subjective activity—for the first time in human evolution. Out of this ghostly-magical element of presentiment, mingled with Orientalism, which above all had its life in the interpretation of natural phenomena, active thinking was born. And this birth of thought out of the dreamlike mystical element took place somewhere about the fifteenth century. But up to that time the system of Roman law, clothed in Latin form, gathers strength side by side with the Roman priesthood. This current over the heads of men had been able to spread everywhere in a most systematic way first in the villages, then in the towns, and now in the new age which dawned in the fifteenth century it joined forces with that other current which now arose. In the towns people were proud of their individualism, of their freedom. One can see this in the portraits painted at that time. But the village communities were shut off from all this. Then the medieval princes rose to power. And those who outside in the villages gradually came to be in opposition to the towns, found in the princes their leaders. And it was from the country, from the villages that the impulse came which drew the towns into the wider administrative structure, into which then came Roman law. There arose the modern state, made up of the country parishes; thus the country conquered the towns again, and became itself permeated by what came out of the Latin element has Roman law. Thus the latter had now become so strong that what was stirring among the common people could find no further outlet; what in the times of unrest, as they were called, had expressed itself among the Russian peasants in the Hussite movement, in Wycliffism, in the Bohemian Brotherhood, such movements could no longer happen; the only thing that could find expression was what merged with the Roman-administrative element. Thus we see that the folk-element which had won for itself the reality of thought, which held its own in opposition to the Roman-Latin element, remained to begin with a faint glow under the surface. There is a cleavage in the spiritual life. Out of the Latin element develops Nominalism, for which universal concepts are merely names. Just as this was an inevitable development from grammar and rhetoric, so, where there still remained a spark of the folk-element, as was the case with Albertus Magnus and Thomas Aquinas, there developed Realism, which experienced thought and expression of something real. But at first Nominalism had the victory. All that happened in the historical evolution of humanity is in a sense necessary, and we see that the abstract element becomes all the stronger because it is carried by the dead Latin language right up to the fifteenth and sixteenth centuries, and is then fructified by thought, has to reckon with the birth of thought, but clothes thought in abstractions. And the fifteenth, sixteenth, seventeenth, and eighteenth centuries are primarily under the influence of thought born from out of the ancient Gothic Germanic way of life, clothed however in Roman formulae, in grammatical, rhetorical formulae. But now that they have been fructified by thought, these formulae can be called logical formulae. That now becomes inward human thinking. Now one could think thoughts, but the thoughts had no content. All the old world-conceptions contained, together with the inward experience, at the same time cosmic mysteries. So that thought still had content right up to the fourth century A.D. Then came the time which as it were bore the future in its womb, the time in which rhetoric, grammar and dialectic developed further and further in a dead language. Then that was fructified by the force of thought which came from below, and men acquired mastery over that, but in itself it had no content. There was a dim perception of Realism but a belief in Nominalism, and with the aid of Nominalism next came the conquest of nature. Thought as inner soul life brought no content with it. This content had to be sought from without. Thus we see how from the fifteenth to the nineteenth century the conquest of natural law was the achievement of a thinking that was empty of all content, but was born as a capacity out of all that Europe had brought forth as her own. In the middle of the nineteenth century men began to be aware “With your thought you are conquering natural law, you are conquering the external world, but thought itself is making no progress.” And men gradually got into the way of eliminating from their thought everything that did not come from outside. They found their life in religious faith which was supposed to have nothing to do with scientific knowledge, because their thinking has become void of content and had to fill itself only with external facts and natural entities. The content of faith was to be protected because it had to do with the super-sensible. But because this empty thinking had no content, it could apply itself to the sense-perceptible. But this faith in which man lived could only fill itself with old traditions, with the content of the oriental culture of the past, which still lived on. It was the same with art. If one looks back to earlier times, one finds art closely associated with religion, and religious ideas find their expression in works of art. One sees how their ideas about the Gods find expression in the Greek dramatists or the Greek sculptors. Art is something within the whole structure of the spiritual life. But by the time of the Renaissance Art begins to be taken more externally. Indeed in the nineteenth century we see more and more how men are happy to be offered a pure phantasy in art, something which they need not accept as a reality, something which has nothing to do with reality. And such men as Goethe are like modern hermits. Goethe says “He to whom nature begins to unveil her open secrets feels an irresistible longing for her worthiest interpreter, art.” Art, says Goethe, is a revelation of nature's secret laws, laws which would never be revealed without her. And it is worthy of note that Goethe has a way of turning to the past, different from that of other men,—he speaks therein for a content, in the age of empty intellect, filled only with the impression of the external world of the senses. He yearns toward Greece. And when in Rome he finds still something of what Greek art has fashioned out of the depths of its philosophy, he writes “That is necessity, that is God.” Art unveiled for him the spirituality of the world which he was trying to experience. But more and more men have a obscure ill-defined feeling “This thinking of ours is all right for the external world, but it is not suited to attain to an inner spiritual content.” And thus we see the second half of the nineteenth century run its course. As I remarked yesterday, the winds of the first half of the nineteenth century, such as Hegel, Saint-Simon or even Spencer, still believed that they could reach a philosophy, even a social philosophy, out of their inner soul experiences. In the second half of the nineteenth century men thought that no longer. But something of what had given birth to thought out of the unconscious was still at work. Why was it that in the portentous dreams of village populations over the whole of Europe right up to the twelfth century there was always something of this riddle-solving element, this cleverness which expresses itself in all sorts of cunning? It was because thought, reflection, the work of thinking, was born. The foundation of thought was laid. And now we see how in the second half of the nineteenth century there is utter despair. Everywhere we find statements as to the boundaries of knowledge. And with the same rigidity and dogmatism with which once the scholastics had said that reason could not rise to the super-sensible, du Bois-Reymond, for example, said that scientific investigation could not penetrate to the consciousness of matter. I mean that previously the barrier had been set up in relation to this super-sensible; now it referred to what was supposed to hide behind the senses. But in all manner of other spheres we see the same phenomena emerge. Ranke the historian of the second half of the nineteenth century is very typical in this respect. According to him history has to investigate the external events, even of the time in which Christianity begins to spread; one has to pay attention to what is taking place in the world around one politically and socially and culturally. What however has taken place through Christ in the course of human evolution—that Ranke assigns to the original world (Urwelt), not in the temporal sense, but to the world behind what can be investigated. We have seen that the scientist du Bois-Reymond says ‘ignorabimus’ as regards matter and consciousness. Natural Science can go pretty far; but what is there where matter lurks, what is there where consciousness arises, there du Bois-Reymond formulates his seven universal riddles; they are he pronounces his ‘ignorabimus!’ And Leopold von Ranke, the historian who works in the same spirit says “Upon all the wealth of existing documents historical investigations can pour its light; but behind what is at work as external historical fact there are events which seem to be primeval.” Everything which thus lies at the base of history he calls the ‘Urwelt’, just as does du Bois-Reymond the world lying beyond the limits of natural science. Within that sphere lie the Christian mysteries, the religious mysteries of all peoples. There the historian says ‘ignorabimus’. ‘Ignorabimus’ alike from scientist and historian; that is the mood of the entire spiritual life of the second half of the nineteenth century. Wherever you meet the spiritual life, in Wagnerian music, in the cult of Nietzsche, everywhere this mood is to be found. The former is driven to take refuge in certain musical dreams, the latter suffers through what is taking place in the world of ‘ignorabimus’. Agnosticism becomes fashionable, becomes politics, shapes the state. And anyone who wishes to do anything positive but relies not on any kind of gnosticism, but upon agnosticism. The strategy of Marxism builds upon what lies in the instincts, not upon something which it wants to bring forth of super-earthly nature. We see how everywhere spirituality is driven back, how agnosticism becomes the formative reality. It is thus that we have to understand modern spiritual life. We shall only understand it aright if we follow its origin from the fourth century A.D., if we know that in it Nominalism is living, the purely legalistic and logical; and thought has been born in the way I have described. This thought, however, is still only so far born as to be able to make use of formalism, of empty thinking. It slumbers in the depths of civilised humanity. It must be brought out into the open. We learn how really to study history, if we illuminate with the light of spiritual investigation what has hovered over us since the fourth century. Then we can know what is above. And certainly thought has become fruitful and natural science because it has been fructified by thought born out of human nature in the way I have described. But now in the time of poverty, in the time of need, mankind needs to remember that thought which to begin with could only fructify formalism—empty thought that receives knowledge of nature from outside—has exhausted itself in natural scientific agnosticism, must strengthened itself, must become ripe for vision, must raise itself into the super-sensible world. This thought is there, it has already played a part in natural scientific knowledge, but its essential force still lies deep beneath the consciousness of human evolution. That we must recognize as a historical fact, then we shall develop trust in the inner force of spirituality, then we shall establish a spiritual science, not out of vague mysticism, but out of clarity of thought. And the thoughts of such a spiritual science will pass over into action, they will be able to work into the human social and other institutions. We are constantly saying that history should be our teacher. It cannot be our teacher by putting before us what is past and over, but by making it capable of discovering the new in the depths of existence. What goes forth from this place goes forth in search of such a new vision. And it can find its justification not only in the inculcation of spiritual scientific method, but also by a right treatment of history. |
68b. The Circular Flow of Man's Life within the World Of Sense, Soul And Spirit: The Western Ways of Initiation
02 Jun 1909, Budapest Rudolf Steiner |
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Steiner mentions four natural paths: 1. The entire world of dreams. First category. 2. Second category: presentiment, vision. 3. Second sight. 4. The Rosicrucian path. A dream is the atavistic residue of an ancient state of consciousness, as it were. Vision and presentiment lie in the subconscious. |
Steiner, dreams were originally a mediator of spiritual perceptions, but only later did they wither away into a world of unrealities. |
68b. The Circular Flow of Man's Life within the World Of Sense, Soul And Spirit: The Western Ways of Initiation
02 Jun 1909, Budapest Rudolf Steiner |
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Where do these insights into the spiritual worlds come from and what is the path to them in the present day? Dr. Steiner mentions four natural paths:
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True and False Paths in Spiritual Investigation: Synopsis
Translated by A. H. Parker Rudolf Steiner |
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Today we set no store on the experiences of dreamless sleep. The kaleidoscopic life of dreams today—fantastic, pathological, symbolical, etc. It is possible through certain exercises to carry over the dream life into waking life. |
LECTURE NINE Dream life and somnambulism. The experiences of the dream and of somnambulism are normal conditions of ordinary life. |
The medium is united with the external world of nature, with the world of form; he “dreams in action.” The dreamer is immersed in the formless, the eternally changing; he “dreams within.” The Initiate must find his way consciously into the spiritual world. |
True and False Paths in Spiritual Investigation: Synopsis
Translated by A. H. Parker Rudolf Steiner |
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207. Cosmosophy Vol. I: Lecture IV
01 Oct 1921, Dornach Translated by Alice Wuslin, Michael Klein Rudolf Steiner |
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Our feelings are therefore what actually would be grasped if one were to look more deeply into man's inner being as an approach to dream pictures. Feelings are the waves that mount up from the day's dream life into our consciousness. We dream continuously, as I said yesterday, beneath the surface of the conceptual life, and this dream life lives itself out in feelings. |
The animal's soul life thus is much more actively at work on the organism than the soul life of man, which is more free of the organism through the clarity of the conceptual life. The animal actually dreams. Just as our dream pictures, those dream pictures that we form during waking consciousness, stream upward as feelings, so is the soul life of the animal based mainly on feeling. |
207. Cosmosophy Vol. I: Lecture IV
01 Oct 1921, Dornach Translated by Alice Wuslin, Michael Klein Rudolf Steiner |
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We saw yesterday how the human being in his consciousness approaches the world from two sides, as it were: when he is active from within and when he is active from without. The ordinary consciousness, however, is not able to grasp what lives within the human being, because consciousness strikes up against it. We have seen, moreover, how karma also lives in man from two sides between birth and death. On the one hand there is the moment of awaking when man plunges into his etheric body, where, while he is submerged, he can have the reminiscence of dreams in ordinary consciousness. Then he passes, as it were, the space between the etheric body and the physical body—he is in the physical body only when he has full sense perception—and there he passes through the region of the living thoughts active within him. These are the same thoughts that actually have taken part in building up his organism and that he has brought with him through birth into existence; they represent, in other words, his completed karma. On falling asleep, however, man strikes up against that which cannot become deed. What enters into deeds as our impulses of will and feeling is lived out during our lifetime. Something is always left behind, however, and this is taken by the human being into his sleep. Yet it is also present at other times. Everything in the soul life that does not pass into deed, that stops short, as it were, before the deed, is future karma, which is forming itself and which we can carry further through death. Yesterday I sought to indicate briefly how the forces of karma live in the human being. Today we will consider something of the human environment to show how the human being actually stands within the world, in order to be able to give all this a sort of conclusion tomorrow. We tried yesterday to examine objectively the human soul life itself, and we found that thinking develops itself in that region which is in fact the objective thought region between the physical body and the etheric body. We also found that feeling develops itself between the etheric and astral bodies, and willing develops itself between the astral body and the I or ego. The actual activity of the soul thus develops itself in the spaces between—I said yesterday that this expression is not exact, yet it is comprehensible—the spaces that we must suppose are between the four members of human nature, between the physical body, etheric body, astral body, and I. If we wish to view the spaces between objectively, they are the interactions among the members of the human being. ![]() Today we wish to look at something of the human environment. Let us bring to mind clearly how the human being is in a fully living dream life, how he has pictures sweeping through the dream life. I explained yesterday that the Imaginative consciousness can perceive how these pictures descend into the organization and how what works in these pictures brings about our feelings. Our feelings are therefore what actually would be grasped if one were to look more deeply into man's inner being as an approach to dream pictures. Feelings are the waves that mount up from the day's dream life into our consciousness. We dream continuously, as I said yesterday, beneath the surface of the conceptual life, and this dream life lives itself out in feelings. If we now look into the environment of the human being and consider first the animal world, we find in the animal world a consciousness that does not rise to thinking, to a life of thought, but that is developed actually in a sort of living dream life. We can form a picture of what reveals itself in the soul life of the animal through a study of our own dream life. The soul life of the animal is entirely a dreaming. The animal's soul life thus is much more actively at work on the organism than the soul life of man, which is more free of the organism through the clarity of the conceptual life. The animal actually dreams. Just as our dream pictures, those dream pictures that we form during waking consciousness, stream upward as feelings, so is the soul life of the animal based mainly on feeling. The animal actually does not have a soul life penetrated by the clear light of thought. What therefore takes place in us between the etheric body and the astral body is essentially what is taking place in the animal. It forms the animal's soul life, and we can understand animal life if we can picture it as proceeding from the soul life. It is important to form a certain image of these relationships, for then one will comprehend what actually takes place when, let us say, the animal is digesting. Just watch a herd lying in a field digesting. The whole mood of the creatures reveals the truth of what has come to light through spiritual research, namely, that the aroused activity taking place essentially between the etheric body and astral body of the animal presses upward in a living feeling and that the creature lives in this feeling. The animal experience consists essentially of an enhancement and a diminishing of this feeling, and, when the feeling is somewhat subdued, of a participation in its dream pictures, the picture taking the place of feeling. We can say, therefore, that the animal lives in a consciousness that is similar to our dream consciousness. If we seek for the consciousness that we ourselves have as human beings here on earth, we cannot look for it within the animal; we must seek it in beings who do not come to immediate physical existence. These we call the animal species-souls, souls that as such have no physical, bodily nature but that live themselves out through the animals. We can say that all lions together have such a species-soul, which has a spiritual existence. It has a consciousness such as we human beings have, not like that of the single animal. If we now descend to the plant world we find there not the same sort of consciousness as an animal's but a consciousness similar to the one we have between sleeping and awaking. The plant is a sleeping being. We also, however, develop this consciousness between the astral body and the I in willing. What is active in the plant world is of essentially the same nature as what lives in our willing. In our willing we actually sleep even when we are awake. The same activity that prevails in our willing actually prevails over the whole plant world. The consciousness that we develop as sleep consciousness is something that actually continues as an unconscious element inserted into our conscious element, forming gaps in our memory, as I described yesterday. Our consciousness is dull during sleep, however, indeed altogether extinguished for most people, just as is the case in plant consciousness. If we then look in plant life for what corresponds to animal life, we cannot seek it in the individual plant but must seek it in the whole earth-soul. The whole earth-soul has a dreaming consciousness and sleeps itself into the plant consciousness. Only insofar as the earth takes part in cosmic becoming does it flicker up in such a way that it can develop a full consciousness such as we human beings have in the waking state between birth and death. This is chiefly the case, however, in the time of winter, when there is a kind of waking of the earth, whereas the dull dream consciousness exists during the warm time, in summer. I have often explained in earlier lectures that it is entirely wrong to conclude that the earth awakes in summer and sleeps in winter. The reverse is true. In the stirring vegetative activity that develops during the summer, during the warm time of the year, the earth exists in a sleeping, or rather in a dreaming, state, while the waking state exists in the cold time of the year. If we now descend to the mineral realm we must admit that the consciousness there is still deeper than that of our sleep, a consciousness that indeed lies far from our ordinary human experience, going out even beyond our willing. Nevertheless, what lives in the mineral as a state of consciousness lies far from us only apparently, only for the ordinary consciousness. In reality it does not lie far from us at all. When, for instance, we pass from willing to real action, when we perform some action, then our willing cuts itself off from us. That within which we then swim, as it were, that within which we weave and live in carrying out the deed (which, in fact, we only picture [vorstellen]—our consciousness does not penetrate the action, we only picture it) but what penetrates the deed itself, the content of the deed, is ultimately the same as what penetrates the other side of the surface of the mineral in mineral nature and that constitutes the mineral consciousness. If we could sink still deeper into unconsciousness we would actually come to where the mineral consciousness is weaving. We would find ourselves, however, in the same condition as that in which our action itself is also accomplished. The mineral consciousness thus lies for us on the other side of what we as human beings are able to experience. Our own deed, however, also lies on the other side of what we human beings can experience. Insofar, therefore, as our deed does not depend on us, does not lie in the sphere of what is encompassed within our freedom, our deed is just as much an event of the world as what takes place in the mineral kingdom. We incorporate our deed into this event and thus actually carry man's relation to his environment to the point where man with his action even comes over to the other side of his sleeping consciousness. In becoming aware of the mineral world around him and seeing the minerals from the outside, the human being hits upon what lies beyond his experience. We could say that if this (see drawing) represents the circumference of what we see within the human realm, the animal realm, and the plant realm, and then we come here to the mineral realm, the mineral realm shows us only its outer side in its working upon our senses. On the other side, however, where we can no longer enter, the mineral realm develops—turned away from us, as it were—its consciousness (red). It is the consciousness that is developed there that is received from the inner contents of our deeds, that can work further in the course of our karma. ![]() Now let us pass on to the beings who do not stand beneath the human being in the ranks of the realms of nature but who stand above the human being. How can we receive a certain mental image of these beings; how, for the consciousness that we must establish through spiritual research, through anthroposophy, can a mental image of such higher beings be formed? You know from the presentation in my book, Knowledge of the Higher Worlds and its Attainment, and from lectures I have given on the subject that we can ascend from the day consciousness, which we call the objective consciousness, to Imaginative consciousness. If we ascend to Imaginative consciousness in a healthy way, we first become free of our bodily nature. We weave in the ether life. Our mental images will thereby cease to have sharp contours, they will be Imaginations flowing into one another. Moreover, they will resemble the thought life that I characterized yesterday and that we find on awaking between the etheric body and the physical body. We become accustomed to such a thought life. In this thought life to which we become accustomed in Imagination, we do not link one thought to another in free will; rather, the thoughts link themselves to one another. It is a thought organism, a pictorial thought organism to which we grow accustomed. This pictorial thought organism possesses, however, the force of life. It presents itself to us as being of thought substance, but also as actually living. It has a life of its own: not the individual life possessed by physical, earthly things but a life that fundamentally lives and weaves through all things. We live into a world that lives in imagining, whose activity is imagining. This is the world that is first experienced above the human being, this weaving world, this self-imagining world. What is woven in us between our etheric and physical bodies, which we can find on awaking and know to be identical with what enters through conception and birth into this physical world from the spiritual world, this we find only as a fragment, as something cut out of this weaving, self-imagining world. That world which is the self-imagining world finally dismisses us, and then it works still further after our birth in our physical body. There a weaving of thought takes place that is unrelated to our own subjective thought-weaving. This weaving of thought takes place in our growth. This weaving of thought is active as well in our nourishment. This weaving of thought is formed out of the universal thought-weaving of the cosmos. ![]() We cannot understand our etheric body without understanding that we have this universal thought-weaving of the world (see drawing, bright) and that our etheric body (red) is woven, as it were, out of this thought-weaving of the world through our birth. The thought-weaving of the world weaves into us, forms the forces that underlie our etheric body and that actually manifest themselves in the space between etheric body and physical body. They are drawn in, as it were, through the physical body, separated from the outer world, and then they work in us with the help of the etheric body, the actual body of formative forces. We thus can picture what is behind our world. The cognition next to ours is the Imaginative, and the next state of being that is in our environment is the self-imagining one, expressing itself in living pictures. Such an expression in living pictures underlies our own organization. In our etheric body we are entirely formed and fashioned out of the cosmos. As we have to ascribe to the animal in the realm below us a consciousness like our dreaming consciousness, so in rising upward we find what we then have subjectively in Imagination. What we cultivate inwardly as a web of Imaginations exists for us outwardly; we behold it, as it were, from outside. We imagine from within. The beings just above man imagine themselves from without, revealing themselves through Imagination driven outward, and we ourselves are formed out of this world through such an Imagination driven outward. Thus in fact a weaving of thoughts, a weaving of picture-thoughts, underlies our world, and when we seek the spiritual world we find a weaving of picture-thoughts. You know that in the development of our cognitional capacities the next stage is the stage of Inspiration. We can experience Imagination from within as a process of cognition. The next world beyond the world of self-imagining, however, is one that weaves and lives in the same element we hit upon with Inspiration, only for this world it is an “exspiration,” a spreading out of oneself, as it were. We inspire ourselves with knowing. What the next world does, however, is to “exspire” itself; it drives outward what we drive inward in Inspired cognition. By beholding from the reverse side what we experience inwardly as Inspiration, we thus arrive at the objectivity of the next higher beings, and so it is also with Intuition, with Intuitive cognition. I must first say, however, that if as human beings we were merely spun out of the thought-weaving of the world, we would not bring with us into this life the element of our soul that has gone through the life between the last death and this birth. What is spun out of the universal thought-weaving of the world has been assigned to us by the cosmos. Now, however, the soul element must enter it. The entry of the soul element is through such an activity of “exspiration,” through an activity that is the reverse of Inspiration. We are thus “exspired” from the soul-spiritual world. Inasmuch as the cosmos weaves around us with its thought-weaving, the soul-spiritual world permeates us in “exspiring” with the soul element. First, however, it must receive this soul element, and here we come to something that can be comprehended correctly only through the human being. You see, as human beings living in the world between birth and death we continuously receive impressions of the outer world through our sense perceptions. We form mental images about these and permeate our mental images with our feelings. We pass over to our will impulses and permeate all these. This forms in us at first, however, a kind of abstract life, a kind of picture life. If you look from within, as it were, at what the sense organs have formed inwardly as soul experience of the outer world, you find, in fact, the content of your soul. It is the soul content of the human being that in the higher waking consciousness presents what the outer world gives him between birth and death. His inner being receives it, as it were. If I sketch this inner being, in perception the world as it were enters (see next below, red), becomes inwardly penetrated by the forces of feeling and will, and presses itself into the human organism. We actually bear within us a view of the world, but we bear this view of the world through the effects, the impressions, of the world pressing into us. We are not able to understand fully in our ordinary consciousness the destiny of what actually goes on in us with these impressions of the world. What presses into us and—within certain limits—what is a picture of the cosmos is not only permeated by feelings and inner will impulses, which enter us in consciousness, but is pulsed through by all that otherwise,lives within the human being. In this way it acquires a certain tendency. For as long as we live, right up until death, it is held together by the body. In penetrating the portal of death, it takes with it from the body what one can call a wish to continue what it became in the body, a wish to accept the being of man. When we carry our inner soul life through death it acquires the wish to accept the being of man. ![]() That is what our soul life bears through death: the longing for the being of man. And this longing for the being of man is particularly strongly expressed in all that is dreaming and sleeping in the depths of our soul life, in our will. Our will, as it incorporates itself into the soul life, which arises out of the impressions of the outer world, bears within it as it goes through death into a spiritual world, into the weavings of a spiritual world, the deepest longing to become man. Our thought world, on the other hand, that world which can be seen in our memories, for example, which is reflected from us ourselves into our consciousness, bears within it the opposite longing. It has indeed formed a relationship with our human nature. Our thoughts have a strong relationship to our human nature. They then bear in themselves, when they go through death, the most intense longing to spread out into the world—to become world (see 1st diagram this lecture). We therefore can say that as human beings going through death our thoughts bear within them the longing to become world. The will, on the other hand, which we have developed in life, bears within it the longing to become man.
This is what goes with us through death. All that rules as will in the depths of our being bears in its deepest inner being the longings to become man. One can perceive this with Imaginative consciousness if one observes the sleeping human being, whose will is outside him, whose will with the I is outside him. In what is to be found outside the human body, the longing is already clearly expressed to return, to awake again, in order to take human shape within the extension of the human physical body itself. This longing, however, remains beyond death. Whatever is of a will nature desires to become man, whereas whatever is of a thought nature and must unite with the thoughts that are so near to the physical life, with the thoughts that actually form our human tissue and bear our human configuration between birth and death—that acquires the longing to be dispersed again, to disintegrate, to become world. This lasts until approximately the middle of the time that we spend between death and a new birth. The thought element in its longing to become world then has come, as it were, to an end. It has incorporated itself into the entire cosmos. The longing to become world is achieved, and a reversal comes about. Midway between death and a new birth this longing of the thoughts to become world slowly changes into the longing to become man again, again to interweave itself so as to become the thought-web that we can perceive next to the body when we awake. We can say, therefore, that in the moment that lies midway between death and a new birth—which I called the Midnight Hour of Existence in my Mystery Dramas—we have a rhythmic reversal from the longing of our thoughts to become world, now that it has been fulfilled, into the longing to become man again, gradually to descend in order to become man again. In the same moment that the thoughts receive the longing to become man again, the reverse appears in the will. The will at first develops the longing to become man in the spiritual element where we live between death and a new birth. It is this longing that predominantly fills the will. Out there between death and a new birth the will has experienced a spiritual image of the human being; now there arises in it the most vivid longing again to become world. The will spreads out, as it were; it becomes world, it becomes cosmos. By reason of this spreading out it extends even to the vicinity of the stream of nature that is formed through the line of heredity in the succession of generations. What works as will in the spiritual-physical cosmos and begins in the Midnight Hour of Existence to have the longing again to become world already lives in the flow of generations. When we then embody ourselves in the other stream that has the longing to become man, the will has preceded us in becoming world. It lives already in the propagation of the generations into which we then descend. In what we receive from our ancestors the will already lives, the will that wished to become world after the Midnight Hour of Existence. Through what in our thoughts has desired since the Midnight Hour of Existence to become man, we Meet with this will-desiring-to-become-world, which then incorporates itself into what we receive from our ancestors.
You see, therefore, that when we thus follow with spiritual vision what lives on the one hand in the physical and what lives on the other hand in the spiritual, we really picture man's becoming. Since we incline downward to our physical existence through the thought-web that longs to become man, however, we are there related to all the beings who live in the sphere just above man, beings who imagine themselves. We pass through the sphere of the beings who, as it were, imagine themselves. At the very moment when this reversal takes place, our soul, permeated with the I, also finds the possibility of living on in the two streams. They diverge, it is true, but the soul lives with them, cosmically lives, until, when the longing to become man again has been fully realized, it incarnates and becomes indeed an individual human being. The life of the soul is very complex, and here in the Midnight Hour of Existence it passes over the abyss. It is inspired, breathed in, out of our own past, that past at first lying between our last death and the Midnight Hour of Existence. We pass this Midnight Hour of Existence through an activity that resembles, experienced inwardly, an inspiring, and that outwardly is an “exspiration,” proceeding from the former existence. When the soul has passed the Midnight Hour of Existence we come together with those beings who stand at the second stage above man and who live, as I have said, in “exspiration.” The third stage in higher cognition is Intuitive cognition. If we experience it from within, we have experienced it from one side; if we experience it from without then we have an intuiting, a self-surrender, a true surrender of self. This self-surrender, this flowing forth into the outer world, is the nature of the hierarchy that stands at, the third stage above man, the “intuiting.” This intuiting is the activity through which the content of our former earthly life is surrendered to our present one, streams over, pours itself into our present life on earth. We exercise this activity continually, both on the way to the Midnight Hour of Existence and beyond it. This activity permeates all else, and through it, in going through repeated earthly lives, we participate in that world in which are the beings living in real Intuition, the self-surrendering beings. We, too, out of our former earthly life, surrender ourselves to the earthly existence that follows. We can thus gain a picture of the course of our life between death and a new birth in the environment of these three worlds. Just as here between birth and death we live in the environment of the animal, plant, and mineral worlds, so between death and rebirth we live in that world where what we otherwise grasp in Imagination lives in pictures formed from without. Hence what we carry out of the spiritual cosmos into our bodily form we can also grasp through Imagination. Our soul element, which we carry through the Midnight Hour of Existence, which lives in us principally as the activity of feeling, though dulled into the dreamlike, we can grasp through Inspired cognition, and this is also, when it appears as our life of feeling, permeated by such beings. In fact, we live fully as human beings only in our outer sense perception. As soon as we advance to thinking, something is objective for this thinking, which is given for Imagination in picture form. We raise into our consciousness only the abstract thoughts out of the picture-forming. Immediately behind our consciousness there lies the picture-weaving of thoughts. As human beings between birth and death, we come to freedom through the fact that we can raise the abstract thoughts out of this picture-weaving. The world of Imaginative necessity lies behind, and there we are no longer alone in the same way as we are here. There we are interwoven with beings revealing themselves through Imagination, as we are then in our feeling nature interwoven with beings revealing themselves through “exspiration,” through inspiring turned outward. In going from earthly life to earthly life we are interwoven with those beings who live by Intuition. Our human life thus reaches downward into the three realms of nature and reaches upward into the three realms of the divine, soul-spiritual existence. This shows us that in our view of the human being here we have only man's outer side. The moment we look at his inner being he continues toward the higher worlds, he betrays to us, reveals to us his relationship to the higher worlds. We live into these worlds through Imagination, Inspiration, and Intuition. With this we have gained some insight into the human environment. At the same time, however, we have discovered the world that stands as a world of spiritual necessities behind the world of physical necessities. We learn then to appreciate all the more what lies in the center: the world of our ordinary consciousness, through which we pass in the waking condition between birth and death. There we incorporate into our actual human nature what can live in freedom. Below us and above us there is no freedom. We bear freedom through the portal of death by taking with us the most essential content of the consciousness that we possess between birth and death. Indeed, the human being owes to earthly existence the mastery over what in him is the life of freedom. Then, at all events, it can no longer be taken from him, if he has mastered it by passing through life between birth and death. It can no longer be taken from him if he carries this life into the world of spiritual necessities. This earthly life receives its deep meaning precisely by our being able to insert it between what lies below us and above us. We thus rise to a grasp of what can be understood as the spiritual in the human being. If we wish to know about the soul element, we must look into the spaces between physical body, etheric body, astral body, and I; we must look into what is weaving there between the members of our being. If we wish to acquaint ourselves with man as a spiritual being, we must ask what man experiences with the beings who imagine themselves, with the beings who reveal themselves outwardly through Inspiration, or actually through “exspiration,” with the beings who reveal themselves through Intuition. If we therefore wish to examine the life of the soul we must look for the interaction developed among our human members, and if we wish to study man as a spiritual being we must look for the intercourse with the beings of the hierarchies. When we look down into nature and wish to view the human being in his entirety, then this human being unveils itself to spiritual vision the moment we can say from inner knowledge: the human being, as he is today, bears in himself physical body, etheric body, astral body, and I. One thus has learned to recognize what man is within nature. Now we become aware—at first in a subjective way through inner experience—of the weaving of the soul. We do not behold it, we stand within it. In rising to a view of the soul we must search between the members that we have discovered as the members of man's being in natural existence. What these members do with one another from within unveils itself for us as the objective view of the soul's life. Then, however, we must go further and must now not only seek the members of man and the effect of these members upon one another, but we must take the whole human being and see him in interaction with what lives in the widest circumference of the perceptible world environment, below him and above him. Then we discover what lives beneath him, as though sleeping in relation to what is above him, and what proves itself to be the actual spirituality of the human being—spirituality as experience of our activity with the beings of the higher hierarchies. What is experienced above as the actual spirituality and what is experienced below in nature is experienced as an alternation, a rhythmic alternation between waking and sleeping. If we go from the human consciousness, which is the waking consciousness, down to the animal consciousness, which is the dreaming consciousness, down to the plant realm, the sleeping consciousness, and if we go still deeper, we find what is deeper than sleep; if we go upward we first find Imagination as reality fulfilled. Therefore there is a further awakening in relation to our ordinary consciousness, a still further awakening with the higher beings through Inspiration and a fully awakened condition in Intuition, a condition of such awakeness that it is a surrendering to the world. Now I beg you to follow this diagram, which is of the greatest significance for understanding the world and man. Take this as the central point, as it were, of ordinary human consciousness. It first descends and finds the animal's dreaming consciousness; it descends further and finds the plant's sleeping consciousness; it descends further and finds the mineral's deeply sleeping consciousness. ![]() Now, however, the human being rises above himself and finds the beings who reveal themselves in Imaginations; he goes further upward and finds the beings who reveal themselves in Inspirations, actually through an “exspirating” being; he finally finds the beings who reveal themselves through Intuition, who pour themselves out. Where do they pour themselves? The highest consciousness pours itself into the deeply sleeping consciousness of the mineral realm. The mineral realm spread around us reveals one side to us. If you approached this one side and were really able to penetrate it—though not by splintering it into atoms—on the other side you would find, raying in from the opposite direction, that which, in Intuitive consciousness, streams into the deeply sleeping consciousness of the mineral realm. This process that we can fmd there in space we, as human beings, go through in time in our evolution through different earthly lives. We will speak further about these relationships tomorrow. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Health and Illness II
28 Dec 1921, Dornach Translated by Roland Everett Rudolf Steiner |
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When you consider the whole of human life as described in previous lectures, you can recognize this wisdom, especially if you have a sense for what children’s dreams can tell you. Adults tend to dismiss these dreams as childish nonsense, but if you can experience their underlying reality, children’s dreams, so different from adult dreams, are in fact very interesting. |
When adults dream, they carry daytime wisdom into their life at night, where it affects them in return. But when children dream, sublime wisdom flows through them. |
After all, such a reaction is a form of self-protection, preserving the child’s state of health. A dream about teachers would hardly be an elevating experience for young students, who can still dream of the powers of wisdom that permeate their whole being. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Health and Illness II
28 Dec 1921, Dornach Translated by Roland Everett Rudolf Steiner |
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It was not my intention in yesterday’s lecture to single out certain types of illnesses nor to specify differing degrees of health, nor is it my aim to do so today as we continue this subject. I merely wish to point out how important it is for teachers to learn to recognize both healing and harmful influences in the lives of their students. True educators, above all else, must have acquired real understanding of the entire human organization. They must not allow abstract educational theories or methods to cause them deviate from their natural or (as we could also call it) natural, intuitive understanding. Abstract theories will only hamper teachers in their efforts. They must be able to look at the children without preconceived ideas. There is a saying often heard in Central Europe (perhaps this is also known in the West): “There is only one health, but there are numerous illnesses.” Many people believe in this saying, but it really does not stand up to scrutiny. Human beings are so individualized that we all, including children, have our own specific states of health, representing individual variations of the general notion of health. One might just as well coin the saying, “There are as many kinds of health and illness as there are people in the world.” This alone indicates how we must always consider the individual nature of each person. But this is possible only when we have learned to see human beings in their wholeness. In every human being, soul and spiritual forces continually interact with physical forces, just as hydrogen and oxygen interact in water. We cannot see hydrogen and oxygen as separate elements in water, and similarly we cannot ordinarily see the human soul and spirit as separate from the physical and material aspects of a human being when we look at someone. To recognize the true relationship between the soul and spiritual aspect and the physical nature of a human being, one must first get to know them intimately, but we cannot do this through just our ordinary means of knowledge. Today we are used to seeing the human being from two points of view. One involves the study of physiology and anatomy, in which our image is not based on the living human being at all, but upon the human corpse, with the human soul and spirit excluded. The other point of view comes from psychology, the study of our inner life. But psychologists can form only abstractions, thin and cold concepts for our naturalistic and intellectualistic era. Such researchers warm up only when they try to plumb the depths of human emotions and will impulses. In their true essence, however, these are also beyond their grasp; in a vague way, they see only waves surging up from within. It is obvious that cold, thin, and pale concepts of the human psyche will not give us a true sense of reality. What I am about to say might seem strange from the modern point of view, but it is true nevertheless. People today adopt a materialistic attitude, because for them spirit has become too attenuated and distant; as a result, when people observe the human inner life, it no longer has any sense of reality. The very individuals who live with the most abstract thoughts have become the most materialistic people during our cultural epoch. Contemporary thinking—and thinking is a spiritual activity—turns people into materialists. On the other hand, those who are relatively untouched by today’s scientific thinking, people whose minds turn more toward outer material events, are the ones who sense some of the mystery behind external processes. Scientific thinking today leaves little room for life’s mysteries. Its thoughts are thin and transparent and, for the most part, terribly precise; consequently, they are not grounded in the realities of life. The material processes of nature, on the other hand, are full of mysteries. They need more than the clarity of intellectual thoughts, since they can evoke a sense of wonder, in which our feelings also become engaged. Those who have not been influenced by today’s sterile thinking and have remained aloof from the rigorous discipline of a scientific training are more open to the mysteries of the material processes of nature. But here there is a certain danger; in their longing to find spirit in nature, they look for the spiritual as if it, too, were only matter. They become spiritualists. Modern scientific thinking, on the other hand, will not produce people who are directed to the spiritual, but people who are materialists. A natural openness toward the material world, however, easily produces a spiritualistic approach, and here lies a strange contradiction typical of our time. But neither the materialistic view nor the spiritualistic view can provide a true picture of the human being. This is accomplished only by discriminating how—in every organ of the human being—the soul and spiritual element interacts with the material nature of the human being. People do talk about soul and spirit today, and they talk about our physical aspect. They then philosophize about the relationship between these two aspects. Experts have presented detailed theories, which may be ingenious but never touch reality, merely because we find reality only when we perceive the complete interpenetration of the soul and spiritual element and the physical, material element of the whole human being. If we look at the results of today’s investigations, both in physiology and in psychology, we always find them vague and colorless. Today, when people look at another person, they have the feeling they are confronted by a unified whole, because the other person is neatly wrapped up in skin. One generally fails to realize that this seeming singularity is the result of the cooperation of the most diverse organs. And if we say that this unity must not be assumed, opponents quickly arise and accuse us of destroying the idea that the human being is unified, which they consider fundamental. However, their concept of human oneness is still just an abstract thought unless they can harmonize the manifold members of the human being into a single organization. When people look inward, they sum up all that lives within them with the little word I. Eminent people such as John Stuart Mill worked hard to formulate theories about the nature of this inner feeling of identity, which we express with the word I. Just stop and think, however, how vague this idea of a point-like I really is. You will soon see that you no longer grasp concrete reality with this concept. In German, only three letters form this little word (ich), and in English even fewer. People seldom manage to get beyond the outer meaning of these letters, and consequently today’s knowledge of the human being remains vague, regardless of whether you look at the inner life or the physical constituents. It is the ability to see the spiritual and physical working together that enriches our efforts at comprehending the nature of the human being. There are many today who are inwardly satisfied by Goethe’s words, “Matter in spirit, spirit in matter.” It is good if these words make people happy, since they certainly express a truth. But for anyone who has the habit of seeing spirit and matter working together everywhere, these words express a mere triviality; they extol the obvious. The fact that so many receive this somewhat theoretical dictum with such acclaim just goes to show that they no longer experience its underlying reality. Theoretical explanations usually hide the loss of concrete inner experience. We find an example of this in history when we look at theories about the holy communion, theories that were widely discussed beginning at the very point in time when people had lost their ability to experience its reality. In general, theories are formed to explain what is no longer experienced in practice. The attitude of mind expressed so far will be helpful to those who wish to practice education as an art. It will enable you to acquire a concrete image of the manifold members of the human being instead of having to work with some vague notion of human oneness. An image of the human being as an organic whole will emerge, but in it you can see how the various members work together in harmony. Such a picture inevitably leads to what I have indicated in my book Riddles of the Soul: the discovery of the three fundamental human aspects, each different from the others in both functions and character. Externally, the head as an organization appears very different from, say, the organism of the limbs and metabolic system. I link these two latter systems together, because the metabolism shows its real nature in the activity of a person’s limbs. In morphological terms, we can see the digestive system as a kind of continuation (though perhaps only inwardly) of a person in movement. There is an intimate relationship between the limbs and the digestive systems. For instance, the metabolism is more lively when the limbs are active. This relationship could be demonstrated in detail, but I am merely indicating it here. Because of their close affinity, I group these two systems together, although, when each one is seen individually, they also represent certain polarities. Now let us look at the human shape, beginning with the head. For the moment, we will ignore the hair, which, in any case, grows away from the head and, because it is a dead substance, remains outside the living head organization. Human hair is really a very interesting substance, but further details of this would only lead us away from our main considerations. The head is encased in the skull, which is formed most powerfully at the periphery, whereas the soft, living parts are enclosed within. Now compare the head with its opposite, the limb system. Here we find tubular bones enclosing marrow, which is typically not considered as important for the entire organism as the brain mass in the skull. On the other hand, here we find the most important parts—the muscles—attached on the outside, and from this point of view we see a polarity characteristic of human nature. This polarity consists of the nerves and senses, centered primarily (though not exclusively) in the head, and the metabolism localized in the metabolic and limb systems. Despite this polarity, the human being is of course a unity. At this point, however, we must not be tempted to make up diagrams that divide the human being into three parts (as though these parts could exist separately), which we then define as the nervous-sensory system, a second part, which will be discussed shortly, and, finally, the metabolic and limb organization. It is not like this at all. Metabolic as well as muscular activities constantly take place in the head, and yet we can say that the head is the center of the organization of nerves and senses. Conversely, the organization of digestion and limbs are also permeated by forces emanating from the head, but we can nevertheless call it the seat of the “metabolic-limb system.” Midway between these two regions, we find what we can call the rhythmic system of the human being, located in the chest, where the most fundamental rhythms take place: breathing and blood circulation. Each follows its own speed; the rhythm visible in a person’s breathing is slower, and the blood circulation, felt as the pulse, is faster. This “rhythmic organization” acts as a mediator between the other two poles. It would be tempting to go into further detail, but since we have gathered to study the principles and methods of Waldorf education, I must refrain. However, if you can see the chest organization from the point of view just indicated, you find in every one of its parts—whether in the skeletal formation or in the structure of the inner organs—a transition between the head organization and the metabolic-limb system. This is the image that emerges when we observe human beings according to their inner structure rather than foggy notions about human unity. But there is more, for we are also led to understand the various functions within the human being, and here I would like to give you an example. One could mention countless examples, but this must suffice to show how important it is for real educators to follow the directions indicated here. Imagine that a person suffers from sudden outbursts of temper. Such eruptions may already occur in childhood, and then a good teacher must find ways of dealing with them. Those who follow the usual methods of physiology and anatomy might also consider the psychological effects in this person. Furthermore they may include the fact that, along with extreme anger, there is an excess of gall secretion. However, these two aspects—the physical and psychological—are not generally seen as two sides of the same phenomenon. The soul-spiritual aspect of anger and the physically overactive secretion of bile are not seen as a unity. In a normal person, bile is of course a necessary for the nutritive process. In one who is angry, this gall activity becomes imbalanced and, if left alone, such a person will finally suffer from jaundice, as you all know. If we consider both the soul-spiritual and the physical aspects, we see that a tendency toward a certain illness may develop, but this alone is still not enough to assess human nature, because, while bile is being secreted in the metabolism, an accompanying but polar opposite process occurs in the head organization. We are not observing human nature fully unless we realize that while bile is secreted, an opposite process is taking place at the same time in the head organization. In the head, a milk-like sap, produced in other parts of the body, is being absorbed. In an abnormal case, if too much bile is secreted into the metabolism, the head organization will try to fill itself with too much of this fluid; consequently, once the temper has cooled down, one feels as if one’s head were bursting. And whereas an excess of bile will cause this milky sap to flow into the head, once the temper has cooled down this person’s face may turn somewhat blue. If we study not just the external forms of bones and organs but also their organic processes, we certainly can find a polarity between the nervoussensory organization centered in the head and the limb-metabolic system. Between these lives the rhythmic system with its lung and heart activities, which always regulate and mediate between the two outer poles. If we keep our images flexible and avoid becoming too simplistic by picturing the various organs in a static way—perhaps by making accurate, sharp illustrations—we are certain to be captivated by the multifarious relationships and constant interplay within these three members of the human being. If we look at the rhythmic activity of breathing, we see how during inhalation the thrust is led to the cerebrospinal fluid. While receiving these breathing rhythms, this fluid passes the vibrations right up into the brain fluid, which fills the various cavities of the brain. This “lapping” against the brain, so to speak, caused by rhythmic breathing, stimulates the human being to become active in the nervous-sensory organization. The rhythms caused by the process of breathing are constantly passed on via the vertebral canal into the brain fluid. Thus the stimuli activated by breathing constantly strive toward the region of the head. If we look downward, we see how rhythmic breathing, in a certain sense, becomes more “pointed” and “excited” in the rhythm of the pulse and how the blood’s circulation affects the metabolism with each exhalation—that is, while the brain and cerebrospinal fluid push downward. If we look with lively, artistically sensitive understanding at the breathing process and blood circulation, we can follow the effects of the pulsing blood upon both the nervous-sensory organization and the metabolic-limb system. We see how, on the one side, the processes of breathing and blood circulation reach up into the brain and the region of the head, and, on the other, in the opposite direction into the metabolic-limb system. If we gradually gain a living picture of the human being in this way, we can make real progress in our research. We can form concepts that accord fully with the nature of the human central system. Such concepts must not be so simple that we can make them into diagrams; schemes and diagrams are always problematic when it comes to understanding the constant, elemental weaving and flowing of human nature. In the early days of our anthroposophic endeavors, when we were still operating within theosophical groups (permit me to mention this), we were faced again and again with all sorts of diagrams, generously equipped with plenty of data. Everything seemed to fit into elaborate, neat schematic ladders, high enough for anyone to climb to the highest regions of existence. Some members seemed to view such diagrammatic ladders as a kind of spiritual gym equipment, with which they hoped to reach Olympic heights; everything was neatly enclosed in boxes. These things made one’s limbs twitch convulsively. They were hardly bearable for those who knew that, to get hold of our constantly mobile human nature in a suprasensory way, we must keep our ideas flexible and alive. Fixed habits of thinking made us want to flee. What matters is that, in our quest for real knowledge of the human being, we must keep our thinking and ideation flexible, and then we can advance yet another step. Now, as we try to build mental images of how this rhythm between breathing and blood circulation becomes changed and transformed in the upper regions, we are led to the following idea, which I will sketch on the blackboard—not as a fixed scheme but merely as an indication (see drawing). Let the thick line represent the mental image of some sort of rope, which will help us imagine, roughly, the processes in our breathing and blood circulation. This is one way we can get hold of what exists beyond the physical blood in a much finer and imponderable substance of the “etheric nerves.” Now, using our imagination, we can go further by looking from the chest organization upward, feeling inwardly compelled, as it were, to “fray” our images and transform them into fine threads that interweave and form a delicate network. Thus we can grasp through mental images—turned upward and modified—something that occurs externally and physically. We find that we simply have to fray these thick cords into threads. Imagining this process, we gradually experience the white, fibrous brain substance under the grey matter. In our mental images we become as flexible as the very processes that pervade human nature. ![]() Directing your image making in the opposite direction, downward, you will find it impossible to split up or fray your mental images into fine threads to be woven into some sort of texture, as seen externally in the nervous system; such threads simply vanish, and you lose all traces of them. Otherwise, you would be led astray into forming images that no longer correspond to external reality. If you follow the brain as it continues downward into the spinal cord through the twelve dorsal vertebrae—through the lumbar and sacral vertebrae and so on—you find that the nerve substance, which now is white on the outside and grey inside, gradually dissolves toward the region of the metabolism. Somehow it becomes impossible to imagine the nerves continuing downward. We cannot get a true and comprehensive picture of the human being unless our images are able to transform; we must keep our images flexible. If we look upward, our mental pictures change from those we find when looking down. We can recreate in images the flexibility of human nature, and this is the beginning of an artistic activity that eventually leads researchers to what we find externally in the physical human being. So we avoid the schism caused by looking first at the outer physical world and forming abstract concepts about it. Rather, we dive right into human nature. Our concepts become lively and stay in harmony with what actually exists in the human being. There is no other way to understand the true nature of the human being, and this is an essential prerequisite in the art of education. To know the human being, we have to become inwardly flexible, and then we can correctly discover these three members of the human organization and how they work together to create a healthy equilibrium. We will learn to recognize how a disturbance of this equilibrium leads to all kinds of illnesses and to discriminate, in a living way, between the causes of health and illness in human life. If you look at the creation of the human being with the reverence it deserves, you will not oversimplify this intricate human organization by calling it a natural unity. And, when looking at the chest region, if you imagine coarse, rope-like shapes that become more refined as you approach the region of the head, until they fray into simple threads, you begin to reach the material reality. You find your imagination confirmed outwardly by the physical nerve fibers and by the way they interweave. This is especially important when we consider the entire span of human life, because these three members of the human organization are interrelated in different ways during the various stages of life. During childhood the soul-spiritual element works into the physical organization in a completely different way than it does during the later stages. It is essential that we pay enough attention to these subtle changes. How94 ever, if we are willing to develop the kind of mental images indicated here, we gradually learn to broaden and deepen previous concepts. It seem I offended many readers of my book The Spiritual Guidance of the Individual and Humanity when I pointed out that children have a kind of wisdom that adults no longer possess. I certainly do not wish to belittle adult wisdom and abilities, but just imagine what would happen if, at an early stage when the brain and the other organs are still relatively unformed, our whole organization had to come about and form itself by relying solely on our personal wisdom. I am afraid we would turn out rather poorly. Certainly, children form their brains and other organs entirely subconsciously, but there is great wisdom at work nonetheless. When you consider the whole of human life as described in previous lectures, you can recognize this wisdom, especially if you have a sense for what children’s dreams can tell you. Adults tend to dismiss these dreams as childish nonsense, but if you can experience their underlying reality, children’s dreams, so different from adult dreams, are in fact very interesting. Of course, children cannot express themselves clearly when speaking about their dreams, but there are ways of discovering what they are trying to say. And then we find that, through images of spirit beings in their dreams, children dimly experience the sublime powers of wisdom that help shape the brain and other physical organs. If we approach children’s dreams with a reverence in tune with their experience, we see a pervading cosmic wisdom at work in them. From this point of view (forgive this somewhat offensive statement), children are much wiser, much smarter than adults. And when teachers enter the classroom, they should be fully aware of this abundance of wisdom in the children. Teachers themselves have outgrown it, and what they have gained instead—knowledge of their own experience—cannot compare with it in the least. Adult dreams have lost that quality; they carry everyday life into their dreams. I have spoken of this from a different perspective. When adults dream, they carry daytime wisdom into their life at night, where it affects them in return. But when children dream, sublime wisdom flows through them. Though unaware of what is happening, children nevertheless retain a dim awareness upon awaking. And, during the day, when they sit in school, they still have an indistinct sense of this cosmic wisdom, which they cannot find it in the teacher. Teachers, on the other hand, feel superior to children in terms of knowledge and wisdom. This is natural, of course, since otherwise they could not teach. Teachers are conscious of their own wisdom, and from this point of view, they certainly are superior. But this kind of wisdom is not as full and sublime as that of the child. If we put into words what happens when a young child, pervaded by wisdom, meets the teacher, who has lost this primordial wisdom, the following image might emerge. The abstract knowledge that is typical of our times, and with which teachers have been closely linked for so many years of life, tends to make them into somewhat dry and pedantic adults. In some cases, their demeanor and outer appearance reveal these traits. Children, on the other hand, have retained the freshness and sprightliness that spring from spiritual wisdom. Now, when teachers enter the classroom, children have to control their high spirits. Teachers feel that they are intelligent and that their students are ignorant. But in the subconscious realms of both teachers and students, a very different picture emerges. And if dreams were allowed to speak, the picture again would be quite different. Children, somewhere in their subconscious, feel how stupid the teacher is. And in their subconscious, teachers feel how wise the children are. All this becomes a part of the classroom atmosphere and belongs to the imponderables that play a very important role in education. Because of this, children cannot help confronting their teachers with a certain arrogance, however slight, of which they remain completely unaware. Its innate attitude toward the teacher is one of amusement; they cannot help feeling this flow of wisdom pervading their own bodies and how little has survived in the teacher. Instinctively, children contrast their own wisdom with that of their teachers, who enter the classroom somewhat stiff and pedantic—the face grown morose from living so long with abstract intellectual concepts, the coat so heavy with the dust of libraries that it defies the clothes brush. Mild amusement is the uppermost feeling of a child at this sorry sight. This is how the teacher is seen through the eyes of a child, however unaware the child may be. And we cannot help seeing a certain justification in this attitude. After all, such a reaction is a form of self-protection, preserving the child’s state of health. A dream about teachers would hardly be an elevating experience for young students, who can still dream of the powers of wisdom that permeate their whole being. In a teacher’s subconscious regions, an opposite kind of feeling develops that is also very real, and it, too, belongs to the imponderables of the classroom. In the child, we can speak of dim awareness, but in the teacher, there lurks a subconscious desire. Though teachers will never admit this consciously, an inner yearning arises for the vital forces of wisdom that bless children. If psychoanalysts of the human soul were more aware of spiritual realities than is usually the case, they would quickly discover the important role that children’s fresh, vital growth and other human forces play in a teacher’s subconscious. These are some of the invisible elements that pervade the classroom. And if you are able to look a little behind the scenes, you will find that children turn away from the teacher because of a certain disenchantment. They dimly sense an unspoken question: In this adult, who is my teacher, what became of all that flows through me? But in teachers, on the other hand, a subconscious longing begins to stir. Like vampires, they want to prey on these young souls. If you look a little closer, in many cases you can see how strongly this vampire-like urge works beneath an otherwise orderly appearance. Here lies the origin of various tendencies toward ill health in young children. One only needs to look with open eyes at the psychological disposition of some teachers to see how such tendencies can result from life in the classroom. As teachers, we cannot overcome these harmful influences unless we are sustained by a knowledge of the human being that is imbued with love for humankind—knowledge both flexible and alive and in harmony with the human organism as I have described it. Only genuine love of humankind can overcome and balance the various forces in human nature that have become onesided. And such knowledge of the human being enables us to recognize not just the way human nature is expressed differently in various individuals, but also its characteristic changes through childhood, maturity, and old age. The three members of the human being have completely different working relationships during the three main stages of life, and each member must adapt accordingly. We need to keep this in mind, especially when we make up the schedule. Obviously, we must cater to the whole being of a child—to the head as well as the limbs—and we must allow for the fact that, in each of the three members, processes that spring from the other two continue all the time. For example, metabolic processes are always occurring in the head. If children have to sit still at their desks to do head work (more on this and classroom desks later), if their activities do not flow into their limbs and metabolism, we create an imbalance in them. We must balance this by letting the head relax—by allowing them to enjoy free movement later during gym lessons. If you are aware of the polar processes in the head and in the limbs and metabolism, you will appreciate the importance of providing the right changes in the schedule. But if, after a boisterous gym lesson, we take our students back to the classroom to continue the lessons, what do we do then? You must realize that, while a person is engaged in limb activities that stimulate the metabolism, thoughts that were artificially planted in the head during previous years are no longer there. When children jump and run around and are active in the limbs and metabolism, all thoughts previously planted in the head simply fly away. But the forces that manifest only in children’s dreams—the forces of suprasensory wisdom—now enter the head and claiming their place. If, after a movement lesson, we take the children back to the classroom to replace those forces with something else that must appear inferior to their subconscious minds, a mood of resentment will make itself felt in the class. During the previous lesson, sensory and, above all, suprasensory forces have been affecting the children. The students may not appear unwilling externally, but an inner resentment is certainly present. By resuming ordinary lessons right after a movement lesson, we go against the child’s nature and, by doing so, we implant the potential seeds of illness in children. According to a physiologist, this is a fact that has been known for a long time. I have explained this from an anthroposophic perspective to show you how much it is up to teachers to nurture the health of children, provided they have gained the right knowledge of the human being. Naturally, if we approach this in the wrong way, we can, in fact, plant all sorts of illnesses in children, and we must always be fully aware of this. As you may have noticed by now, I do not glorify ordinary worldly wisdom, which is so highly prized these days. That sort of wisdom hardly suffices for shaping the inner organs of young people for their coming years. If we have not become stiff in our whole being by the time we mature, the knowledge we have impressed into our minds through naturalistic and intellectual concepts—which is thrown back as memory pictures—all that would eventually flow down into the rest of our organism. However absurd this may sound, a person would become ill if what belongs in the head under ordinary conditions were to flow down into limb and metabolic regions. The head forces act like poison when they enter the lower spheres. Brain wisdom, in fact, becomes a kind of poison as soon as it enters the wrong sphere, or at least when it reaches the metabolism. The only way we can live with our brain knowledge—and I use this term concretely and not as a moral judgment—is by preventing this poison from entering our metabolic and limb system, since it would have a devastating effect there. But children are not protected by the stiffness of adults. If we press our kind of knowledge into children, our concepts can invade and poison their metabolic and limb system. You can see how important it is to recognize, from practical experience, how much head knowledge we can expect children to absorb without exposing them to the dangers of being poisoned in the metabolic-limb organization. So it is in teachers’ hands to promote either health or illness in children. If teachers insist on making students smart intellectually according to modern standards, if they crams children’s heads with all sorts of intellectuality, they prevent subconscious forces of wisdom from permeating those children. Cosmic wisdom, on the other hand, is immediately set in motion when children run around and move more or less rhythmically. Because of its unique position between head and limb-metabolism, rhythmic activity brings about physical unity with the cosmic forces of wisdom. Herbert Spencer was quite correct when he spoke of the negative effects of a monastic education aimed at making the young excel intellectually. He pointed out that in later years those scholars would be unable to use their intellectual prowess, because during their school years they had been impregnated with the seeds of all sorts of illnesses. These matters cannot be weighed by some special scales. They are revealed only to an open mind and to the kind of flexible thinking achieved through anthroposophic training; this kind of thinking must stay in touch with practical life. So much for the importance of teachers getting to know the fundamentals that govern health and illness in human beings. Here it must be emphasized again that, to avoid becoming trapped by external criteria and fixed concepts, you must learn to recognize the ever-changing processes of human nature, which always tend toward either health or illness. Teachers will encounter these things in their classes, and they must learn to deal with them correctly. We will go into more detail when we focus on the changing stages of the child and the growing human being. |
277b. The Development of Eurythmy 1918–1920: Eurythmy Address
01 May 1920, Dornach Rudolf Steiner |
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They do not carry out movements. Only images fill the dream, and we only imagine movements in our dreams. Eurythmy play is the opposite pole to dreaming; it is a stronger awakening of the human being. Just as in dreams movements are suppressed and only the imagined shoots into the picture, so in eurythmy play the imagined recedes and the movement comes out. |
It is truly not right in a serious spiritual movement to lull people into a mystical dream. That is an aberration. All dream-like mysticism is an aberration from what must be willed today out of the true tasks of the time. |
277b. The Development of Eurythmy 1918–1920: Eurythmy Address
01 May 1920, Dornach Rudolf Steiner |
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Dear Ladies and Gentlemen. Allow me to say a few words today, as always, before these eurythmy performances. It is not done to explain the content of the performances themselves, because artistic work must of course be effective through direct impression and sending an explanation in advance would actually be somewhat inartistic. However, an attempt is being made with what we call eurythmy here to find new possibilities for artistic work, new possibilities for movements, [namely] that eurythmy strives for a kind of real mute language. On the stage you will see movements of the individual human being and of groups of people in relation to one another. What is expressed by the individual human being or by groups of people is not meant to be a play of gestures or pantomime or anything else of a mimic nature, which has been found by chance to express the poetry or music that is accompanying it. Rather, what is presented here as movement is derived from the whole organization of the human being as logically as speech sounds are derived. Just as the individual sound cannot be interpreted through mimicry, so too the individual gestures that appear in eurythmy cannot be interpreted through mimicry or dance. Rather, the aim is to use sensory-supersensory observation, to use a Goethean expression, to discover the laws of phonetic language, so to speak. When I speak to you here, the movement is transmitted through the air. These movements are, however, initially small tremors. They are only the continuation of the movements that speech sounds produce in the larynx and the other speech organs. But these initial real movements of the larynx and the other speech organs are based on movement tendencies. We can summarize, as it were, the movements that underlie phonetic language in terms of movement tendencies, in the same way that we can summarize the coils of a helix, by taking the axis of the helix as a movement tendency. And these movement tendencies can be transferred to the whole human being according to Goethe's principle of metamorphosis; so that, as it were, the whole human being or groups of people appear before you like a living larynx, a mute larynx.This is the unique feature of eurythmy: it has not grown out of some random flights of fancy, but out of a lawfulness that contains just as much inner necessity as the lawfulness of speech or song itself. So when we hear eurythmy accompanied by recitation and the spoken language expresses the recitation, the poem – or something musical is expressed through the instrument or also through singing, the eurythmic presentation is just another form, just another language. But it is a language that can be said to bring about, in many respects, those artistic aspirations that are sought by a large proportion of those who are artistically striving today. Today, all kinds of artistic endeavors are being explored. Many of them are quite insignificant, because even today, as a painter or sculptor, one is not yet able to discover the forms from colors and shapes that can approach the elementary sources from which art flows for people in a new way. In eurythmy, we have the strange fact that we use the human being himself as the tool through which it is expressed. And just as the human being appears to the world as a whole as a microcosm, as a small world, so when we use the limbs, which otherwise arise out of the satisfaction of the egoistic or social will, as a means of means of expression for what the human soul experiences, for example through poetry, through music, then the fact that the human being himself is a means of expression in this representation, in which one focuses one's gaze on the human being himself, one obtains a sensual image. And this sensuous image is through and through, because it is formed by the human being himself, is inspired, spiritualized. Indeed, a sense-perceptible and supersensible reality appears immediately: a physical reality – the human being in motion – at the same time in such a way that we know that what is depicted in space is animated by soul and spirit. This makes it possible to unfold the sensual and the supersensible before us. And the sensual and the supersensible must indeed be the content of all true art. When art is saturated with ideas, with thoughts, it becomes inartistic. The more the element of thought is present in art, the less artistic the art is. Therefore, language, spoken language, precisely because it is developing more and more, is becoming less and less suitable for poetry. And much of what one feels today about poetry is actually only the feeling of the literal content of prose. The time is already behind us when, in the early 19th century, in certain Romantic circles people found pleasure in listening to poetry that they did not understand literally, but only delighted in the rhythm and meter, in what is actually artistic in poetry. We must even, by allowing the eurythmic to accompany the recitation, lead the recitation back to its good old forms. Today, people see perfection in recitation when the content is delivered in the right way, as they say, quite inwardly, from within the person. Goethe himself still rehearsed his “Iphigenia” with his actors with a baton like a conductor, placing much more emphasis on the iambic meter and verse than on the literal content. Today, we have more or less abandoned this purely artistic approach. Now, you see, you feel this too if you want to let the individual human being work. You feel it in language when you are to pour that which is the content of the will into the word forms. Perhaps it seems paradoxical to many of the honored listeners, but it is nevertheless the case: for those who have a certain fine empathy for what one can feel today at an advanced stage of human development, what one can experience inwardly when one wants to express it in conventional language, then it is as if what one experiences more or less gets stuck in one's throat. Only people who have a certain talent for merging into the conventional, even if they are poets, find satisfaction in the phonetic language as a whole. One can say: this spoken language compels us to become inartistic everywhere, because it enters into the thought element, which becomes more and more conventional as civilization advances, because it favors the thought element. This conceptual element is only present in the accompanying recitation, but this must also go back to the artistic element, otherwise it would not be able to keep pace with the eurythmic performance. In contrast, in the eurythmic performance, we have the human will of a poem or a musical element, and we have the possibility to express the purely artistic. Therefore, eurythmy, which is initially a mute language, has the very possibility of becoming artistic in the most direct of representations, in that what is represented is completely sensual and at the same time completely spiritual. This is the requirement for something that is to be truly artistic. Thus we believe that our eurythmy is particularly helpful in an area that has been sought after in a wide variety of artistic fields for some time now. Through eurythmy, we can go back to the deepest human feelings, which cannot be expressed through language but can be expressed very individually through the silent language of eurythmy. One might say: When a person dreams, they are, to a certain extent, in a sub-human consciousness. When a person dreams, they are at peace as a whole human being. They do not carry out movements. Only images fill the dream, and we only imagine movements in our dreams. Eurythmy play is the opposite pole to dreaming; it is a stronger awakening of the human being. Just as in dreams movements are suppressed and only the imagined shoots into the picture, so in eurythmy play the imagined recedes and the movement comes out. This is a stronger awakening, an elevation of consciousness. This is something our time must strive for. It is truly not right in a serious spiritual movement to lull people into a mystical dream. That is an aberration. All dream-like mysticism is an aberration from what must be willed today out of the true tasks of the time. And it is precisely out of the true tasks of the time that this art form of eurythmy has been brought forth. It is not a muffling, not a damping down of human consciousness into dreaming, it is an upward development of human consciousness into a strong waking. Therefore, it will have a significance for education. This eurythmy, as children's eurythmy, of which you will also see samples today, has a direct educational effect on the initiative of the human will, which is not the case with ordinary, purely physiological gymnastics. And so, in the future, this didactic moment will be judged differently in relation to eurythmy than it is today. But we are our own harshest critics, and today, as always, I ask for your forbearance. We are only at the beginning of a development and we know full well that there is still much to be done. Those of our esteemed listeners who were here months ago and saw our performances will be able to see how we have progressed, particularly in the development and artistic design of the forms. Little by little, all mimicry will disappear and the artistic will come to the fore. Nothing symbolic must remain, as it may have happened in the beginning and may not have disappeared completely even today. But we will find a way to eliminate symbolism and allegory altogether and to express the creative awareness that is the moving language of eurythmy artistically. Then it will be seen that, although this eurythmy is still in its infancy, as those in the audience who were there earlier will see, it has already progressed, and that we are convinced that what is still imperfect today is capable of greater perfection. So that eurythmy as an art will one day stand in such a way – perhaps it will no longer be developed by us, but by others in this way – that eurythmy will be able to present itself as a complete art alongside its older, fully-fledged sister arts. |