204. Materialism and the Task of Anthroposophy: Lecture VIII
23 Apr 1921, Dornach Translated by Maria St. Goar Rudolf Steiner |
---|
Contained within us, measure and symmetry represent the transition from the etheric to the physical body. Finally, in the transition from the ego to the astral body lives what can be inwardly experienced as weight. I have often pointed out that the ego was actually born in the course of human evolution. |
The people in ancient India did not experience their ego, but they did sense that they were fettered by the Ahrimanic forces to the earth, that they were weighted down by them, and that, on the other hand, they were borne upwards, lifted up by the Luciferic forces. All this, they experienced as their position of equilibrium. If we were to study the ancient terms for the ego we would find that the above experience was contained in the formulation of the words themselves. |
204. Materialism and the Task of Anthroposophy: Lecture VIII
23 Apr 1921, Dornach Translated by Maria St. Goar Rudolf Steiner |
||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Today, I shall have to turn to a seemingly more remote topic that will fit in, however, with yesterday's and tomorrow's subjects. I have frequently mentioned that when the evolution of humanity is surveyed, people proceed too much from the premise that the general condition of human soul life has basically remained the same ever since any human development can be traced historically or in prehistory. However, this assumption simply does not correspond to the facts. It is difficult, of course, to ascertain what the successive metamorphoses of human soul evolution were like if one is merely in a position to study the facts recorded in historical documents. If, on the other hand, one is able to look back further than these facts allow, then even the historical traditions present themselves in a different light. It then becomes evident that the human soul condition was not always what it is today or what it was in the ages still discernible by external means. Above all, people believe the following: Human beings utilize something like geometry, like arithmetic, which, as we know, is mainly the theory of counting. Furthermore, they master the art of weighing, of determining weights of given objects. People then consider what measuring and measures represent and contemplate the way one counts and weighs things today. Then people think: Surely, in the age when, according to modern, prevalent opinion, human beings were still completely childlike, they were incapable of measuring, counting, and calculating anything. But ever since human beings were capable of that, these matters have been carried out approximately in the same way we execute them nowadays. This is not the case at all, and even though it will lead us into a more remote subject, as I said, we must acquire a more exact idea of measures, numbers, and weights before we go into the historical considerations about mankind. Even according to external historical tradition the views concerning numbers prevailing in the Pythagorean School differed somewhat from those of today. As all of you realize, the Pythagoreans connected certain ideas with the numbers one, two, three, four, and so no. They linked quite definite conceptions with an even and an odd number. In short, they spoke about numbers in a certain qualitative sense, not merely in a quantitative one. When the underlying reason for this is considered from the standpoint of spiritual science, we arrive at the realization that the Pythagorean School, which as yet was still a kind of esoteric school, represented basically only the last vestige of a much more ancient wisdom of numbers, going back to primordial times of which only the traditions have been preserved. And what is handed down to us concerning a science of numbers by Pythagoras is in fact already a decline from a much older teaching of numbers. When these matters are pursued further with the methods of spiritual science, we arrive by way of measure, number, and weight at concepts essentially different from those we possess today. As I said, even though it might create difficulties for some of you, we must make it somewhat clear to ourselves how these concepts of measuring, counting, and weighing are constituted today. Measuring—how do we measure? We can only have one measure and it must be assumed in some manner. We cannot claim that this measure on which we base everything, such as the metric measure today, is somehow determined absolutely. It is determined as a certain segment of the northern quadrant of the earth's meridian that passes through Paris, and this segment, the ten millionth part, is not even exactly contained in that original prototype meter located in Paris. It is assumed, however, and we say that we proceed from a certain measure. With it, we then measure other lengths or surface areas by forming a square measure out of the unit of length. Yet, the figures arrived at concerning the object being measured refer to something completely arbitrary that was at one time assumed. It is important to make it clear to ourselves that we actually take an arbitrary measure as the basis, hence, that we always arrive only at a relation of some object to this arbitrarily assumed measure when we measure an object. It is somewhat different in the case of numbers. In the abstract manner of our life today, we count, 1, 2, 3; we do this when counting apples or people, horses or chairs. To the object that is to be determined by the number it matters not what we designate as 1. We apply our peculiar way of counting to all things we count off, which, as a unit, represent an integrated totality. Please note that in measuring we proceed from an arbitrary measure and we then relate everything to this arbitrary unit of measure. This unit of measure is something, so to speak; it exists. It is even conceivable, as it were, almost like a thing, an object. The unit of numbers cannot be pictured in this way. The unit of number is a completely abstract concept applicable to anything. No matter whether we count years or people or stars, we are led into total abstraction, into something that cannot stand for any particular reality since it could stand for all realities. When we take the arithmetic unit as the basis, the minute objective element still retained in measuring is lost to us. When weighing something, we do not see the whole extent of what we take as the basis of weighing. There, the whole matter escapes us even more than in the case of numbers. When we count chairs, for example, and we say, “one,” “two,” “three,” we are at least finished when we come to the third chair that stands before us as a unit. In the case of a scale, on the other hand, we place a weight on one side of the scales—a weight in itself is nothing if it is not subject to earth's gravity, as we say—and the object we weigh is equal to the weight of the weights. Here, however, we are no longer by ourselves; basically, the whole earth is involved. Our point of reference here lies somehow completely beyond the realm we oversee. We enter into a complete abstraction when we say that something weighs five kilograms. Just think what you actually picture when you say that something weighs five kilograms. You place a five kilogram weight on a scale, but this weight by itself is really nothing! We are not dealing with a property of the thing itself. When I say, “one chair,” this one is at least integrated in the chair. The five kilograms, on the other hand, must relate themselves to the earth. You merely deal with something that relates to something else the whole extent of which you do not see at all, namely, the whole body of the earth. And when weighing the other object on the scale, which is to weigh five kilograms, again, you have something that escapes you completely, belonging again to a totality that is even less than an abstraction. Let us proceed from numbers. In former times, and here we actually go back as far as the second post-Atlantean epoch, all thinking concerning numbers was dealt with in a significantly different manner from the way we treat it today in the outside world. People then really had concepts of 1, 2, and 3. For us, 2 is nothing but the presence of two units of 1; 3 is the presence of three, 4 that of four units of 1. Thus we continue counting by always adding 1 more. hence repeating the same act of thinking. We can repeat it indefinitely. This was not the case in the second post-Atlantean epoch. Back then, people sensed the same difference between, let's say, two and three that we today feel only between different objects. In the number 3, one sensed a significantly different element from that in the number 2. Not only was it the addition of one unit; rather, one sensed something integrated in the 3, something where three things relate to one another. The 2 had an open element, something where two things lie indifferently side by side. People recalled this indifference in lying side by side when they said “two.” They did not sense this in the number 3, but only something that belongs together, where each thing relates to all the others. Concerning 2, a person could imagine that one thing escapes to the left, the other to the right. The 3 could not be pictured that way; instead, it was felt that if one unit would disappear, the remaining two would no longer be what they had been, for then, they would exist indifferently beside each other. The 3 combined the 2 in a totality, so to speak; it made them a whole. The form of arithmetic we have today, our elementary counting, this repetition of the same act, did not exist at all in those former times. Only now, through spiritual science, we are once again directed in a certain sense to the qualitative element of numbers. I can illustrate this with an example long since familiar to you so that you will realize that it is necessary to add not only 1 to 1, and so on, but to delve into the reality of existence with the numbers. In order to give you at least a very elementary idea of this matter, let me outline the following. In my book, Theosophy,1 the individual members of the human being are described:
To list the members of the human being side by side like this, however, signifies counting them off abstractly one after the other; it means that we do not delve into reality. Because these nine do not exist, we cannot count them like that at all: “1. physical body, 2. ether body, 3. astral body, 4. sentient soul.” You cannot count like that when you wish to comprehend the human organization and observe human beings today in their reality. In fact, it must be put like this: The physical body is delimited as an integrated whole, so is the etheric body. Pass on to the third member, on the other hand, it is not something self-enclosed. In the case of the actual human being, we cannot just add the sentient soul to the astral body. Instead, these two, the astral body and the sentient soul, must definitely be combined and thereby, passing from one to two to three in reality, we can, as it were, count off realistically, not merely finding in the 3 the simple addition of 1. What develops in us as the “astral body” and the “sentient soul,” which interact with each other, is simply a third element, abstractly speaking, but by passing in reality to this third element, a third unit can no longer merely be added to the first two. Instead, we must realize that this third element is in itself different from the first two. Then, the fourth member is counted off, which is actually the fifth, and again, in the modern human being, we must basically add together the sixth and seventh. Thus, we arrive at the way they are actually listed in my Theosophy: 3, 4, 5, 6, 7. We have seven actual components, which, when they are abstractly counted off, are nine: ![]() Based on reality, we learn to say: By proceeding according to their inherent rules, one thing is not indifferent to the others. Just because this is the third member (see above, 3), it is something different. Certainly, due to our customary abstract thinking about numbers, we have to illustrate this a little, for this older way of thinking about numbers is foreign to ordinary consciousness. In ancient times, on the other hand, in the first and second period of the post-Atlantean epoch, it would not have occurred to anybody to imagine an indifferent addition in progressing from one number to the next. Instead, people experienced something when they passed from, say, 2 to 3, just as we experience something here when we pass from 2 to 3 (see above list). Today you can barely sense it in this example, but not yet in the number itself. In those former times people could sense it in the numbers themselves. They spoke of numbers in reference to their mutual relationships. Anything that existed in twos, for example, was felt to have a quality of openness towards the world, of not being closed off. Something existing in threes, as an actual three, was something closed off. You might now say that depending on what is counted a distinction has to be made. When you count, one man, one woman, one child, man and woman are equal to a duality, hence not closed off to the world; the child closes this duality off, forms a totality. When you count apples, on the other hand, we can indeed not say that three apples are more closed off than two. It was true that external matters were merely sensed in this way, but the number itself was experienced quite differently. You might recall that certain aboriginal tribes still use their ten fingers to count, comparing to them the amount of objects present in their surroundings. So we could say that if we have three apples here, this is equal to three fingers. For 1, 2, 3, however, these primitive people would not have said—naturally in the words of their own language—“thumb,” “index finger,” and “middle finger.” Although the objects they counted off in the outside world remained undefined, what represented those objects inwardly was very clearly defined, for the three fingers differ from one another. Well, mankind has now advanced so splendidly in the fifth period of the post-Atlantean epoch—basically, it was already like this in the fourth period—that we no longer need to count by means of our fingers. Instead, we say, “one, two, three.” The genius of language is not taken into consideration anymore. For if you would listen to what is contained in the words, purely based on feeling you would say: “Eins, entzwei” (“one, in two—cut in two.”)T1 It is still retained in the language, and when you say: “Drei” (“three”), and you are sensitive to the sounds, you have something closed off. Three: when pictured correctly, three things can only be imagined as lying in a circle, connected to each other; two: into two (entzwei); three: self-enclosed, the genius of language still retains that. ![]() Well, as I said, we have “advanced so far” that we can abstractly add one unit to another. Then we feel that this is 2, that is 1; in case of 3, one more has been added, and so on. Yet, why is it that we can count in the first place? In reality, we don't accomplish it any differently from primitive peoples. Only they did it with their five physical fingers. We, too, count with the fingers, but with those of our etheric body, and we no longer know it. It takes place in our subconscious, and we leave that out of consideration. We actually count by means of the etheric body; in reality, a number is still nothing but a comparison with what is contained within us. The whole of arithmetic is in us; we brought it to birth within us through our astral body. It actually emerges from our astral body, our ten fingers being merely replicas of the astral and etheric. These two are only utilized by the external finger, whereas, when we do sums, we express in the etheric body what brings about the inspiration of numbers in the astral body; then we count by means of the etheric body, with which we think in the first place. Therefore, we can say that, outwardly, counting is something quite abstract for us today; inwardly, the reason we count is connected with the fact that we are counted in the first place, for we are counted out of universal being and are structured according to numbers. It is most interesting to trace the various methods of counting among the different folk groups in the world—according to the number 10, the decimal system, or the number 12—and how this relates to their different etheric and astral constitutions. Numbers are inborn into us, woven into us out of the cosmic totality. Outwardly, numbers are gradually becoming a matter of indifference to us; within us, this is not the case. Within ourselves, each number has its own definite quality. Just try and imagine that you could eliminate numbers from the universe and then see what things formed in numbers would look like if one thing were merely added to the other. Imagine the appearance of your hand, if the thumb were here, and the next finger would be added as the same unit and then the next, and so on. You would have five thumbs on your hand and five on the other! This would then correspond to abstract counting. The spirits of the universe do not count like that. They create forms according to numbers, and they do it in the manner formerly connected with numbers during the first and even the second period of the post-Atlantean epoch. The development of abstract numbers out of the quite concrete concept of the element and quality of numbers is something that only evolved in the course of humanity's evolution. We have to realize that it has profound significance that the tradition handed down to us from the ancient mysteries relates that the gods fashioned man according to numbers. The saying that the world abounds in numbers implies that everything is fashioned according to numbers and that the human being, too, is formed on the basis of numbers. Hence, the modern way of counting did not exist in those ancient times; on the other hand, an imaginative thinking in the qualities of numbers did exist. As I said, this leads us back to an age of long ago, namely, the first and second post-Atlantean periods, the ancient Indian and Persian eras, in which our present form of counting was not at all possible. In those times people connected something entirely different from two times one with the number 2. And likewise they associated something other than two plus one with three. As you can see, the human soul constitution has indeed changed considerably in the course of time. Turning now to the somewhat later period of time, the third period of the post-Atlantean epoch, we find that the measure was something quite different. Today, we measure on the basis of an assumed and arbitrary unit of measurement. Even in the third post-Atlantean period, for example, people did not really refer to such an arbitrary unit of measure. In measuring, they had in mind something quite pictorial. What they focused on may perhaps become clear to you from the following. Here, for instance, we see one column, there is another one (see sketch below); we look at these two columns. If we experience things abstractly, we say that the second column is twice as high as the first one; we measure it by the first one. ![]() That, however, is a very abstract conception. Picturing it concretely, we can interpret it in approximately the following manner: When we evoke a feeling for the column on the left, we experience it to be weak in comparison to the one on the right. We feel that it must grow, and when it grows and grows and reaches this point up here (pointing to the taller column), it has become something special. It has put so much energy into this growth that it now possesses a strength such that its two parts are both equally strong. You can sense something qualitative there. You can go further and say: I have a structure here; I measure it against the other one and thus arrive at the symmetry; the concept of the measure expands for me, entering into the picture. In this way, we gradually come to the idea that measure actually has to do with something that is still sensed dimly when we speak of moderationT2 in which case we are not thinking of measuring something. For example, when a person consumes only a certain quantity of some food, we might designate that as being moderate (maessig) without having measured the amount. We classify something else as immoderate (unmaessig). We are not measuring anything here, we make no comparison, measuring the stomach with what enters it, and so on. We don't measure the piece of meat and then eat it; we do not measure it against the size of the person. Instead, we refer to a quality when we speak of a moderate or immoderate intake of food. We arrive at something that is not so very different from what we term a measure today but it does show us that we refer to something abstract today when we speak of measure, namely, “the unit of measure contained in a certain quantity,” whereas formerly people defined it as something that was qualitatively connected with objects. Above all, people sensed the measured symmetry of each member of man in relation to the totality of the human being without thinking at that point of a unit. One thing has remained from this, namely, that it seems abhorrent to us if, as artists, we are supposed to measure anything; for, if an artist actually has to take measurements so that the nose, for example, does not turn out to be too long or too short, this is not considered artistic. But we consider the work artistic when we see that the thing has the proper size for an organism. Therefore, we do not deal with an abstract process here but with something related to the pictorial element. Finally, consider the unit of measure that still plays a certain role today, namely the so-called golden mean or golden section. It is not connected with measurements but only with a qualitative element. The smaller element is to the medium-sized one as the medium-sized one is to the whole. The smaller element may be any size, but it must always be to the medium-sized one as the medium-sized one is to the whole. We do not have a measurement in mind but something that reveals a certain interrelationship when we look at it. Yet, we speak of the harmonious measure that comes to expression in the golden mean. We cannot base the golden mean on any kind of unit of measure in the abstract sense as we do otherwise. Therefore, as we examine the various periods of humanity's evolution in regard to measuring, we find that in the fourth post-Atlantean period, the Greco-Roman age, this vivid awareness of measure and symmetry gradually transformed itself into abstract measuring. This was actually not the case until the fourth post-Atlantean period. In the third period people experienced the relationships of measure, the proportions, much more the way we only experience the golden mean. Likewise, as we go back into ancient times, our abstract counting can be traced back to an experience of the inner quality of numbers. In the case of weight, human beings are already far removed from what existed in the first post-Atlantean period as an experience of weight. You need only recall a well-known phenomenon that most of you have experienced in observing an athlete who lifts a heavy weight with the inscription, “200 kilograms”; he tries and tries to lift it, sweating all the while, and you almost perspire with him. Then, when he's let you sweat long enough, he suddenly lifts it up and carries it off. The whole thing really has no absolute weight; that has only been feigned. You feel the weight because of the abstract inscription “200 kilograms.” The experience of weight is something we are deprived of nowadays. Therefore, it is one of the most profound experiences when, in regard to natural phenomena, the experience of absolute weight appears in clairvoyant consciousness, as is indeed the case. It is really true that in the first post-Atlantean epoch, designated as the ancient Indian epoch, a human being still experienced something of weight relationships within himself. I have pointed out many times that our brain actually floats in the cerebral fluid and therefore—according to the well known law whereby a floating body seemingly becomes lighter by the amount of the weight of water it displaces—loses a considerable amount of its weight. Otherwise, the brain would crush the blood vessels lying underneath. The brain floats in the cerebral fluid, but people in their abstract awareness no longer notice this today; neither are they aware of any other relationships within themselves. We no longer experience weight, pay it no attention. There is a major difference between experiencing one's weight at age twelve, and when one is, say five times that age. Most people have forgotten, however, how heavy they appeared to themselves at age twelve, and therefore they cannot very well make the comparison. But let's assume that according to the scales you have the same weight at two ages. Yet this does not matter; what matters is the experience of the weight. This experience of weight that for people today is present only in regard to the earth, was something absolute during the first postAtlantean epoch. Today, we experience only a remnant of that in art but there in a very pronounced manner. I need only call your attention to the following. Let us assume that I draw two figures. According to my view, this is really something unclear and unresolved, something that should not be. Two objects like that side by side induce me to draw a third one. But I can shape the third object only in such a way that it appears larger, in a sense, holding the other two together. Then I have the feeling that the three are floating in air and can mutually support each other. ![]() When a painter nowadays draws three angels who are, after all, not viewed in connection with gravity, and he is concerned with composition, he distributes them in space in such a manner that they support each other, that one is borne by the other. Artistically, it would be the worst thing simply to draw three angels side by side on a canvas; such a painter would have no true artistic feeling. One must have a feeling for the weight of each one, how one thing carries the other. In artistic feelings, a slight touch has remained of what was mainly experienced inwardly by people in the post-Atlantean age as producing weight, as giving him weight. The experience of weight, number, and measure developed during the first three post-Atlantean periods according to the way human beings experienced themselves within the cosmos. And based on what had shaped them from out of the cosmos, the other matters were judged, namely, what they produced. When people observed what their astral body pushed into the etheric body, they had to tell themselves that the astral body counts, counts in a differentiating way thus forming the etheric body. Numbers are found between astral and etheric body and they are something alive and active within us. Something else is located between etheric body and physical body. Through the inner relationships something is formed out of the etheric body that we can then behold. Basically, even our organism is structured according to the golden mean: the forehead is to a certain other part of the head as that in turn is to the whole length of the head, and so on. All this is imprinted by the etheric body into our physical body out of the cosmos and its relationships. Contained within us, measure and symmetry represent the transition from the etheric to the physical body. Finally, in the transition from the ego to the astral body lives what can be inwardly experienced as weight. I have often pointed out that the ego was actually born in the course of human evolution. The people of the ancient Indian period did not yet experience such an ego. They did, however, experience within themselves something causing weight, the condition of possessing form; hence, they sensed this heaviness, this downward pull, as well as their buoyancy, their ascent. They sensed within themselves what is overcome when the child changes from a being that crawls on all fours to one that walks. The people in ancient India did not experience their ego, but they did sense that they were fettered by the Ahrimanic forces to the earth, that they were weighted down by them, and that, on the other hand, they were borne upwards, lifted up by the Luciferic forces. All this, they experienced as their position of equilibrium. If we were to study the ancient terms for the ego we would find that the above experience was contained in the formulation of the words themselves. Just as the words were fitted together in the verbs according to their inner configuration, so the ancient words for the ego contained the balance between floating and falling.
Weight, which isn't abstract anymore, for we confront something completely unknown; number, something quite abstract, for it is totally unrelated to what is being counted; measure, which has become increasingly abstract for us—these abstract conceptions of ours are actually projected from our inner being to the outside. Something that has very real significance within the human being since he is fashioned according to measure, number, and weight is transferred by him to the indifferent external things. In this process of abstraction the human being dehumanizes himself. It is therefore possible to say that mankind's evolution tends in the direction of losing the inner experiences of weight, number, and measure, retaining only a slight touch of them in the artistic realm. We no longer experience them in such a manner that we sense ourselves as having been formed out of the cosmos according to weight, number, and measure. The geometry we have when we compare congruent and similar figures, when we say that an ellipse is generated by a point so moving that its distance from a fixed point divided by its distance from a fixed line is a positive constant, is something abstract. There, we basically measure the distances and find that their sum is always equal to the large axis of the ellipse. Even if it was not pictured in any way, the ellipse was nevertheless experienced by people in the third post-Atlantean period in this peculiar relationship of two different quantities. In the relationship of one to the other they already sensed the elliptic element, just as they sensed the circle during the same age. And in the same way the nature of numbers was experienced. Humanity evolved in this way from concrete experience to something abstract, developing geometry out of the ancient experience of measure, arithmetic out of the former experience of numbers, and having completely lost the ancient experience of weight and thus having utterly dehumanized themselves, human beings developed only external observation out of it. All this slowly prepared the way for the increasing abstractness of inner human experience, a development that culminated in the nineteenth century. Thus, the human being became lost to his own conception. He can no longer comprehend himself; he no longer has any idea that he produces geometry because he has been formed according to measure out of the cosmos, that he counts through his very nature. He is surprised when the so-called savages use their fingers in order to compare external objects with them. He has forgotten that he has been fashioned according to numbers out of the cosmos. He does not know that in this regard he, too, always remains a “savage,” that his etheric body had imprinted the numbers into his astral body in accordance with the inner qualities of the numbers themselves so that he could later experience the numbers also outside himself. In the course of humanity's evolution, geometry, arithmetic, and the science of weight and weighing have all moved into the abstract domain and have contributed to the fact that the human being could henceforth only devote himself to a science and a form of scientific research that observes these matters externally. What do we do when we are involved in scientific research today? We measure, count, and weigh. Nowadays, you can indeed read of strange definitions of existence. We already have thinkers who state that existence, being, is that which is measurable. Yet, they naturally refer only to measuring with an arbitrary unit of measure. It is odd that existence is traced back to something actually based on arbitrariness. Therefore, the human being dwells in something that has been completely detached, excluded from him and in regard to which he has utterly lost the connection with himself. Due to such influences, the human being has lost himself in modern knowledge; something I have emphasized from a number of viewpoints, particularly during this lecture course. As I have often said, the human being has been lost in our perception of ourselves as merely the last step in the evolution of the animals. In society we have lost sight of the human being, for though we have invented extremely sophisticated machines, we are unable to integrate the significance of the people operating these machines into our social processes. We must learn to penetrate mankind's evolution; above all we must observe in this way how the process of man's intellectualization has come about. Just think how different people's frame of mind was in the first post-Atlantean period when they continuously experienced a changing equilibrium in placing one leg in front of the other. They always felt themselves become heavy, sensed a falling and floating. Picture how different it was when human beings felt that numbers permeate their own form, that they are built up according to measures. Think of how different that was from superficial measuring, counting, and weighing, leaving out the human being altogether. As I already indicated, at most it is possible for a person with a more sensitive awareness for language to gain some insight into the nature of numbers by means of what is in fact contained in the numerals, the words naming the numbers; or, from an artistic viewpoint, it is possible to sense that this, for example, in the sketch below is feasible: ![]() but that this is impossible in this connection: ![]() Such a person then has just a touch of the feeling for the inner condition of weight, the inner balance. If, by means of a line, I can follow some relationship in the other object, I have them balancing each other. However, if I sketch a protrusion over here, on the object on the right of second sketch, where there cannot be one, then I have no feeling for this balance. See how mankind has struggled to produce the external proportions out of its inner being, so to say, the outer appearance in contrast to the inward experience. Take a look at the painting by Raphael—it is actually true of all of Raphael's paintings but especially obvious in this one—depicting the “Marriage of Mary and Joseph,”2 and see how the figures are positioned and painted in such a way that they support each other and that the viewer thus loses the feeling that anything exerts a downward pull. In particular, however, when ancient painters drew some flying creature, study how that was motivated, how you can clearly discern from this figure that it is not pulled down by weight but, rather, supports itself somehow by means of the relationship to other elements in the painting. So, here we have the transition from the experience of the inner weighting to the external determination of weight: thus, here we have the course of mankind in the post-Atlantean epoch from inward experience to intellectualism, this struggling ascent to the intellect where everything experienced in our concepts is divorced from the human being; where we no longer experience the tearing in the word entzweien, (“to fall out with each other”; literally: “tearing in two”) when we say Zwei (“two”). All this comes about slowly. When this term is employed further, when we say, zweifeln, “to doubt,” we sense the derivation from entzweien. After all, one who doubts something implies: Perhaps this is correct, perhaps it is not. It is open in both directions, the feeling of entzweien is inherent in the conceptual act. It is also already contained in the word for the number 2, zwei. Three—there you cannot experience this in the same manner when you apply it to something. Apply it to a judgment, where you have the major premise, the minor premise and the conclusion: a triad, a matter enclosed within itself. Take the syllogism about the most famous logical personality, the one about Gaius Julius Caesar:
It all belongs together, the major and minor premise and the conclusion. However, if you take merely the first two, the matter remains open. Hereby, I only wished to indicate to you what mankind's path to abstraction was like and how, in fact, by losing himself, man brought the intellect into his evolution. We shall continue with this tomorrow. Today's subject was intended only as an episode, but you will see how it will fit in with further considerations.
|
4. The Philosophy of Freedom (1964): The Idea of Freedom
Translated by Michael Wilson Rudolf Steiner |
---|
Now, what happens in this organization through the thinking has indeed nothing to do with the essence of thinking, but it has a great deal to do with the arising of the ego-consciousness out of this thinking. Thinking, in its own essential nature, certainly contains the real I or ego, but it does not contain the ego-consciousness. |
The “I” is to be found within the thinking; the “ego-consciousness” arises through the traces which the activity of thinking engraves upon our general consciousness, in the sense explained above. (The ego-consciousness thus arises through the bodily organization. However, this must not be taken to imply that the ego-consciousness, once it has arisen, remains dependent on the bodily organization. |
4. The Philosophy of Freedom (1964): The Idea of Freedom
Translated by Michael Wilson Rudolf Steiner |
---|
[ 1 ] For our cognition, the concept of the tree is conditioned by the percept of the tree. When faced with a particular percept, I can select only one particular concept from the general system of concepts. The connection of concept and percept is determined by thinking, indirectly and objectively, at the level of the percept. This connection of the percept with its concept is recognized after the act of perceiving; but that they do belong together lies in the very nature of things. [ 2 ] The process looks different when we examine knowledge, or rather the relation of man to the world which arises within knowledge. In the preceding chapters the attempt has been made to show that an unprejudiced observation of this relationship is able to throw light on its nature. A proper understanding of this observation leads to the insight that thinking can be directly discerned as a self-contained entity. Those who find it necessary for the explanation of thinking as such to invoke something else, such as physical brain processes or unconscious spiritual processes lying behind the conscious thinking which they observe, fail to recognize what an unprejudiced observation of thinking yields. When we observe our thinking, we live during this observation directly within a self-supporting, spiritual web of being. Indeed, we can even say that if we would grasp the essential nature of spirit in the form in which it presents itself most immediately to man, we need only look at the self-sustaining activity of thinking. [ 3 ] When we are contemplating thinking itself, two things coincide which otherwise must always appear apart, namely, concept and percept. If we fail to see this, we shall be unable to regard the concepts which we have elaborated with respect to percepts as anything but shadowy copies of these percepts, and we shall take the percepts as presenting to us the true reality. We shall, further, build up for ourselves a metaphysical world after the pattern of the perceived world; we shall call this a world of atoms, a world of will, a world of unconscious spirit, or whatever, each according to his own kind of mental imagery. And we shall fail to notice that all the time we have been doing nothing but building up a metaphysical world hypothetically, after the pattern of our own world of percepts. But if we recognize what is present in thinking, we shall realize that in the percept we have only one part of the reality and that the other part which belongs to it, and which first allows the full reality to appear, is experienced by us in the permeation of the percept by thinking. We shall see in this element that appears in our consciousness as thinking, not a shadowy copy of some reality, but a self-sustaining spiritual essence. And of this we shall be able to say that it is brought into consciousness for us through intuition. Intuition is the conscious experience—in pure spirit—of a purely spiritual content. Only through an intuition can the essence of thinking be grasped. [ 4 ] Only if, by means of unprejudiced observation, one has wrestled through to the recognition of this truth of the intuitive essence of thinking will one succeed in clearing the way for an insight into the psyche-physical organization of man. One will see that this organization can have no effect on the essential nature of thinking. At first sight this seems to be contradicted by patently obvious facts. For ordinary experience, human thinking makes its appearance only in connection with, and by means of, this organization. This form of its appearance comes so much to the fore that its real significance cannot be grasped unless we recognize that in the essence of thinking this organization plays no part whatever. Once we appreciate this, we can no longer fail to notice what a peculiar kind of relationship there is between the human organization and the thinking itself. For this organization contributes nothing to the essential nature of thinking, but recedes whenever the activity of thinking makes its appearance; it suspends its own activity, it yields ground; and on the ground thus left empty, the thinking appears. The essence which is active in thinking has a twofold function: first, it represses the activity of the human organization; secondly, it steps into its place. For even the former, the repression of the physical organization, is a consequence of the activity of thinking, and more particularly of that part of this activity which prepares the manifestation of thinking. From this one can see in what sense thinking finds its counterpart in the physical organization. When we see this, we can no longer misjudge the significance of this counterpart of the activity of thinking. When we walk over soft ground, our feet leave impressions in the soil. We shall not be tempted to say that these footprints have been formed from below by the forces of the ground. We shall not attribute to these forces any share in the production of the footprints. Just as little, if we observe the essential nature of thinking without prejudice, shall we attribute any share in that nature to the traces in the physical organism which arise through the fact that the thinking prepares its manifestation by means of the body.1 [ 5 ] An important question, however, emerges here. If the human organization has no part in the essential nature of thinking, what is the significance of this organization within the whole nature of man? Now, what happens in this organization through the thinking has indeed nothing to do with the essence of thinking, but it has a great deal to do with the arising of the ego-consciousness out of this thinking. Thinking, in its own essential nature, certainly contains the real I or ego, but it does not contain the ego-consciousness. To see this we have but to observe thinking with an open mind. The “I” is to be found within the thinking; the “ego-consciousness” arises through the traces which the activity of thinking engraves upon our general consciousness, in the sense explained above. (The ego-consciousness thus arises through the bodily organization. However, this must not be taken to imply that the ego-consciousness, once it has arisen, remains dependent on the bodily organization. Once arisen, it is taken up into thinking and shares henceforth in thinking's spiritual being.) [ 6 ] The “ego-consciousness” is built upon the human organization. Out of the latter flow our acts of will. Following the lines of the preceding argument, we can gain insight into the connections between thinking, conscious I, and act of will, only by observing first how an act of will issues from the human organization.2 [ 7 ] In any particular act of will we must take into account the motive and the driving force. The motive is a factor with the character of a concept or a mental picture; the driving force is the will-factor belonging to the human organization and directly conditioned by it. The conceptual factor, or motive, is the momentary determining factor of the will; the driving force is the permanent determining factor of the individual. A motive for the will may be a pure concept, or else a concept with a particular reference to a percept, that is, a mental picture. Both general concepts and individual ones (mental pictures) become motives of will by affecting the human individual and determining him to action in a particular direction. But one and the same concept, or one and the same mental picture, affects different individuals differently. They stimulate different men to different actions. An act of will is therefore not merely the outcome of the concept or the mental picture but also of the individual make-up of the person. Here we may well follow the example of Eduard von Hartmann and call this individual make-up the characterological disposition. The manner in which concept and mental picture affects the characterological disposition of a man gives to his life a definite moral or ethical stamp. [ 8 ] The characterological disposition is formed by the more or less permanent content of our subjective life, that is, by the content of our mental pictures and feelings. Whether a mental picture which enters my mind at this moment stimulates me to an act of will or not, depends on how it relates itself to the content of all my other mental pictures and also to my idiosyncrasies of feeling. But after all, the general content of my mental pictures is itself conditioned by the sum total of those concepts which have, in the course of my individual life, come into contact with percepts, that is, have become mental pictures. This sum, again, depends on my greater or lesser capacity for intuition and on the range of my observations, that is, on the subjective and objective factors of experience, on my inner nature and situation in life. My characterological disposition is determined especially by my life of feeling. Whether I shall make a particular mental picture or concept into a motive of action or not, will depend on whether it gives me joy or pain. These are the elements which we have to consider in an act of will. The immediately present mental picture or concept, which becomes the motive, determines the aim or the purpose of my will; my characterological disposition determines me to direct my activity towards this aim. The mental picture of taking a walk in the next half-hour determines the aim of my action. But this mental picture is raised to the level of a motive for my will only if it meets with a suitable characterological disposition, that is, if during my past life I have formed the mental pictures of the sense and purpose of taking a walk, of the value of health, and further, if the mental picture of taking a walk is accompanied in me by a feeling of pleasure. [ 9 ] We must therefore distinguish (1) the possible subjective dispositions which are capable of turning certain mental pictures and concepts into motives, and (2) the possible mental pictures and concepts which are in a position to influence my characterological disposition so that an act of will results. For our moral life the former represent the driving force, and the latter, its aims. [ 10 ] The driving force in the moral life can be discovered by finding out the elements of which individual life is composed. [ 11 ] The first level of individual life is that of perceiving, more particularly perceiving through the senses. This is the region of our individual life in which perceiving translates itself directly into willing, without the intervention of either a feeling or a concept. The driving force here involved is simply called instinct. The satisfaction of our lower, purely animal needs (hunger, sexual intercourse, etc.) comes about in this way. The main characteristic of instinctive life is the immediacy with which the single percept releases the act of will. This kind of determination of the will, which belongs originally only to the life of the lower senses, may however become extended also to the percepts of the higher senses. We may react to the percept of a certain event in the external world without reflecting on what we do, without any special feeling connecting itself with the percept, as in fact happens in our conventional social behaviour. The driving force of such action is called tact or moral good taste. The more often such immediate reactions to a percept occur, the more the person concerned will prove himself able to act purely under the guidance of tact; that is, tact becomes his characterological disposition. [ 12 ] The second level of human life is feeling. Definite feelings accompany the percepts of the external world. These feelings may become the driving force of an action. When I see a starving man, my pity for him may become the driving force of my action. Such feelings, for example, are shame, pride, sense of honour, humility, remorse, pity, revenge, gratitude, piety, loyalty, love, and duty.3 [ 13 ] The third level of life amounts to thinking and forming mental pictures. A mental picture or a concept may become the motive of an action through mere reflection. Mental pictures become motives because, in the course of life, we regularly connect certain aims of our will with percepts which recur again and again in more or less modified form. Hence with people not wholly devoid of experience it happens that the occurrence of certain percepts is always accompanied by the appearance in consciousness of mental pictures of actions that they themselves have carried out in a similar case or have seen others carry out. These mental pictures float before their minds as patterns which determine all subsequent decisions; they become parts of their characterological disposition. The driving force in the will, in this case, we can call practical experience. Practical experience merges gradually into purely tactful behaviour. This happens when definite typical pictures of actions have become so firmly connected in our minds with mental pictures of certain situations in life that, in any given instance, we skip over all deliberation based on experience and go straight from the percept to the act of will. [ 14 ] The highest level of individual life is that of conceptual thinking without regard to any definite perceptual content. We determine the content of a concept through pure intuition from out of the ideal sphere. Such a concept contains, at first, no reference to any definite percepts. If we enter upon an act of will under the influence of a concept which refers to a percept, that is, under the influence of a mental picture, then it is this percept which determines our action indirectly by way of the conceptual thinking. But if we act under the influence of intuitions, the driving force of our action is pure thinking. As it is the custom in philosophy to call the faculty of pure thinking “reason”, we may well be justified in giving the name of practical reason to the moral driving force characteristic of this level of life. The dearest account of this driving force in the will has been given by Kreyenbuehl4. In my opinion his article on this subject is one of the most important contributions to present-day philosophy, more especially to Ethics. Kreyenbuehl calls the driving force we are here discussing, the practical a priori, that is, an impulse to action issuing directly from my intuition. [ 15 ] It is clear that such an impulse can no longer be counted in the strictest sense as belonging to the characterological disposition. For what is here effective as the driving force is no longer something merely individual in me, but the ideal and hence universal content of my intuition. As soon as I see the justification for taking this content as the basis and starting point of an action, I enter upon the act of will irrespective of whether I have had the concept beforehand or whether it only enters my consciousness immediately before the action, that is, irrespective of whether it was already present as a disposition in me or not. [ 16 ] Since a real act of will results only when a momentary impulse to action, in the form of a concept or mental picture, acts on the characterological disposition, such an impulse then becomes the motive of the will. [ 17 ] The motives of moral conduct are mental pictures and concepts. There are Moral Philosophers who see a motive for moral behaviour also in the feelings; they assert, for instance, that the aim of moral action is to promote the greatest possible quantity of pleasure for the acting individual. Pleasure itself, however, cannot become a motive; only an imagined pleasure can. The mental picture of a future feeling, but not the feeling itself, can act on my characterological disposition. For the feeling itself does not yet exist in the moment of action; it has first to be produced by the action. [ 18 ] The mental picture of one's own or another's welfare is, however, rightly regarded as a motive of the will. The principle of producing the greatest quantity of pleasure for oneself through one's action, that is, of attaining individual happiness, is called egoism. The attainment of this individual happiness is sought either by thinking ruthlessly only of one's own good and striving to attain it even at the cost of the happiness of other individuals (pure egoism), or by promoting the good of others, either because one anticipates a favourable influence on one's own person indirectly through the happiness of others, or because one fears to endanger one's own interest by injuring others (morality of prudence). The special content of the egoistical principles of morality will depend on the mental pictures which we form of what constitutes our own, or others', happiness. A man will determine the content of his egoistical striving in accordance with what he regards as the good things of life (luxury, hope of happiness, deliverance from various evils, and so on). [ 19 ] The purely conceptual content of an action is to be regarded as yet another kind of motive. This content refers not to the particular action only, as with the mental picture of one's own pleasures, but to the derivation of an action from a system of moral principles. These moral principles, in the form of abstract concepts, may regulate the individual's moral life without his worrying himself about the origin of the concepts. In that case, we simply feel that submitting to a moral concept in the form of a commandment overshadowing our actions, is a moral necessity. The establishment of this necessity we leave to those who demand moral subjection from us, that is, to the moral authority that we acknowledge (the head of the family, the state, social custom, the authority of the church, divine revelation). It is a special kind of these moral principles when the commandment is made known to us not through an external authority but through our own inner life (moral autonomy). In this case we hear the voice to which we have to submit ourselves, in our own souls. This voice expresses itself as conscience. [ 20 ] It is a moral advance when a man no longer simply accepts the commands of an outer or inner authority as the motive of his action, but tries to understand the reason why a particular maxim of behaviour should act as a motive in him. This is the advance from morality based on authority to action out of moral insight. At this level of morality a man will try to find out the requirements of the moral life and will let his actions be determined by the knowledge of them. Such requirements are
[ 21 ] The greatest possible good of mankind will naturally be understood in different ways by different people. This maxim refers not to any particular mental picture of this “good” but to the fact that everyone who acknowledges this principle strives to do whatever, in his opinion, most promotes the good of mankind. [ 22 ] The progress of civilization, for those to whom the blessings of civilization bring a feeling of pleasure, turns out to be a special case of the foregoing moral principle. Of course, they will have to take into the bargain the decline and destruction of a number of things that also contribute to the general good. It is also possible, however, that some people regard the progress of civilization as a moral necessity quite apart from the feeling of pleasure that it brings. For them, this becomes a special moral principle in addition to the previous one. [ 23 ] The principle of the progress of civilization, like that of the general good, is based on a mental picture, that is, on the way we relate the content of our moral ideas to particular experiences (percepts). The highest conceivable moral principle, however, is one that from the start contains no such reference to particular experiences, but springs from the source of pure intuition and only later seeks any reference to percepts, that is, to life. Here the decision as to what is to be willed proceeds from an authority very different from that of the foregoing cases. If a man holds to the principle of the general good, he will, in all his actions, first ask what his ideals will contribute to this general good. If a man upholds the principle of the progress of civilization, he will act similarly. But there is a still higher way which does not start from one and the same particular moral aim in each case, but sees a certain value in all moral principles and always asks whether in the given case this or that principle is the more important. It may happen that in some circumstances a man considers the right aim to be the progress of civilization, in others the promotion of the general good, and in yet another the promotion of his own welfare, and in each case makes that the motive of his action. But if no other ground for decision claims more than second place, then conceptual intuition itself comes first and foremost into consideration. All other motives now give way, and the idea behind an action alone becomes its motive. [ 24 ] Among the levels of characterological disposition, we have singled out as the highest the one that works as pure thinking or practical reason. Among the motives, we have just singled out conceptual intuition as the highest. On closer inspection it will at once be seen that at this level of morality driving force and motive coincide; that is, neither a predetermined characterological disposition nor the external authority of an accepted moral principle influences our conduct. The action is therefore neither a stereotyped one which merely follows certain rules, nor is it one which we automatically perform in response to an external impulse, but it is an action determined purely and simply by its own ideal content. [ 25 ] Such an action presupposes the capacity for moral intuitions. Whoever lacks the capacity to experience for himself the particular moral principle for each single situation, will never achieve truly individual willing. [ 26 ] Kant's principle of morality—Act so that the basis of your action may be valid for all men—is the exact opposite of ours. His principle means death to all individual impulses of action. For me, the standard can never be the way all men would act, but rather what, for me, is to be done in each individual case. [ 27 ] A superficial judgment might raise the following objection to these arguments: How can an action be individually made to fit the special case and the special situation, and yet at the same time be determined by intuition in a purely ideal way? This objection rests upon a confusion of the moral motive with the perceptible content of an action. The latter may be a motive, and actually is one in the case of the progress of civilization, or when we act from egoism, and so forth, but in an action based on pure moral intuition it is not the motive. Of course, my “I” takes notice of these perceptual contents, but it does not allow itself to be determined by them. The content is used only to construct a cognitive concept, but the corresponding moral concept is not derived by the “I” from the object. The cognitive concept of a given situation facing me is at the same time a moral concept only if I take the standpoint of a particular moral principle. If I were to base my conduct only on the general principle of the development of civilization, then my way through life would be tied down to a fixed route. From every occurrence which I perceive and which concerns me, there springs at the same time a moral duty: namely, to do my little bit towards seeing that this occurrence is made to serve the development of civilization. In addition to the concept which reveals to me the connections of events or objects according to the laws of nature, there is also a moral label attached to them which for me, as a moral person, gives ethical directions as to how I have to conduct myself. Such a moral label is justified on its own ground; at a higher level it coincides with the idea which reveals itself to me when I am faced with the concrete instance. [ 28 ] Men vary greatly in their capacity for intuition. In one, ideas just bubble up; another acquires them with much labour. The situations in which men live and which provide the scenes of their actions are no less varied. The conduct of a man will therefore depend on the manner in which his faculty of intuition works in a given situation. The sum of ideas which are effective in us, the concrete content of our intuitions, constitutes what is individual in each of us, notwithstanding the universality of the world of ideas. In so far as this intuitive content applies to action, it constitutes the moral content of the individual. To let this content express itself in life is both the highest moral driving force and the highest motive a man can have, who sees that in this content all other moral principles are in the end united. We may call this point of view ethical individualism. [ 29 ] The decisive factor of an intuitively determined action in any concrete instance is the discovery of the corresponding purely individual intuition. At this level of morality one can only speak of general concepts of morality (standards, laws) in so far as these result from the generalization of the individual impulses. General standards always presuppose concrete facts from which they can be derived. But the facts have first to be created by human action. [ 30 ] If we seek out the rules (conceptual principles) underlying the actions of individuals, peoples, and epochs, we obtain a system of ethics which is not so much a science of moral laws as a natural history of morality. It is only the laws obtained in this way that are related to human action as the laws of nature are related to a particular phenomenon. These laws, however, are by no means identical with the impulses on which we base our actions. If we want to understand how a man's action arises from his moral will, we must first study the relation of this will to the action. Above all, we must keep our eye on those actions in which this relation is the determining factor. If I, or someone else, reflect upon such an action afterwards, we can discover what moral principles come into question with regard to it. While I am performing the action I am influenced by a moral maxim in so far as it can live in me intuitively; it is bound up with my love for the objective that I want to realize through my action. I ask no man and no rule, “Shall I perform this action?”—but carry it out as soon as I have grasped the idea of it. This alone makes it my action. If a man acts only because he accepts certain moral standards, his action is the outcome of the principles which compose his moral code. He merely carries out orders. He is a superior automaton. Inject some stimulus to action into his mind, and at once the clockwork of his moral principles will set itself in motion and run its prescribed course, so as to result in an action which is Christian, or humane, or seemingly unselfish, or calculated to promote the progress of civilization. Only when I follow my love for my objective is it I myself who act. I act, at this level of morality, not because I acknowledge a lord over me, or an external authority, or a so-called inner voice; I acknowledge no external principle for my action, because I have found in myself the ground for my action, namely, my love of the action. I do not work out mentally whether my action is good or bad; I carry it out because I love it. My action will be “good” if my intuition, steeped in love, finds its right place within the intuitively experienceable world continuum; it will be “bad” if this is not the case. Again, I do not ask myself, “How would another man act in my position?”—but I act as I, this particular individuality, find I have occasion to do. No general usage, no common custom, no maxim applying to all men, no moral standard is my immediate guide, but my love for the deed. I feel no compulsion, neither the compulsion of nature which guides me by my instincts, nor the compulsion of the moral commandments, but I want simply to carry out what lies within me. [ 31 ] Those who defend general moral standards might reply to these arguments that if everyone strives to live his own life and do what he pleases, there can be no distinction between a good deed and a crime; every corrupt impulse that lies within me has as good a claim to express itself as has the intention of serving the general good. What determines me as a moral being cannot be the mere fact of my having conceived the idea of an action, but whether I judge it to be good or evil. Only in the former case should I carry it out. [ 32 ] My reply to this very obvious objection, which is nevertheless based on a misapprehension of my argument, is this: If we want to understand the nature of the human will, we must distinguish between the path which leads this will to a certain degree of development and the unique character which the will assumes as it approaches this goal. On the path towards this goal the standards play their rightful part. The goal consists of the realization of moral aims grasped by pure intuition. Man attains such aims to the extent that he is able to raise himself at all to the intuitive world of ideas. In any particular act of will such moral aims will generally have other elements mixed in with them, either as driving force or as motive. Nevertheless intuition may still be wholly or partly the determining factor in the human will. What one should do, that one does; one provides the stage upon which obligation becomes deed; one's own action is what one brings forth from oneself. Here the impulse can only be wholly individual. And, in truth, only an act of will that springs from intuition can be an individual one. To regard evil, the deed of a criminal, as an expression of the human individuality in the same sense as one regards the embodiment of pure intuition is only possible if blind instincts are reckoned as part of the human individuality. But the blind instinct that drives a man to crime does not spring from intuition, and does not belong to what is individual in him, but rather to what is most general in him, to what is equally present in all individuals and out of which a man works his way by means of what is individual in him. What is individual in me is not my organism with its instincts and its feelings but rather the unified world of ideas which lights up within this organism. My instincts, urges and passions establish no more than that I belong to the general species man; it is the fact that something of the idea world comes to expression in a particular way within these urges, passions and feelings that establishes my individuality. Through my instincts and cravings, I am the sort of man of whom there are twelve to the dozen; through the particular form of the idea by means of which I designate myself within the dozen as “I”, I am an individual. Only a being other than myself could distinguish me from others by the difference in my animal nature; through my thinking, that is, by actively grasping what expresses itself in my organism as idea, I distinguish myself from others. Therefore one cannot say of the action of a criminal that it proceeds from the idea within him. Indeed, the characteristic feature of criminal actions is precisely that they spring from the non-ideal elements in man. [ 33 ] An action is felt to be free in so far as the reasons for it spring from the ideal part of my individual being; every other part of an action, irrespective of whether it is carried out under the compulsion of nature or under the obligation of a moral standard, is felt to be unfree. [ 34 ] Man is free in so far as he is able to obey himself in every moment of his life. A moral deed is my deed only if it can be called a free one in this sense. We have here considered what conditions are required for an intentional action to be felt as a free one; how this purely ethically understood idea of freedom comes to realization in the being of man will be shown in what follows. [ 35 ] Acting out of freedom does not exclude the moral laws; it includes them, but shows itself to be on a higher level than those actions which are merely dictated by such laws. Why should my action be of less service to the public good when I have done it out of love than when I have done it only because I consider serving the public good to be my duty? The mere concept of duty excludes freedom because it does not acknowledge the individual element but demands that this be subject to a general standard. Freedom of action is conceivable only from the standpoint of ethical individualism. [ 36 ] But how is a social life possible for man if each one is only striving to assert his own individuality? This objection is characteristic of a false understanding of moralism. Such a moralist believes that a social community is possible only if all men are united by a communally fixed moral order. What this kind of moralist does not understand is just the unity of the world of ideas. He does not see that the world of ideas working in me is no other than the one working in my fellow man. Admittedly, this unity is but an outcome of practical experience. But in fact it cannot be anything else. For if it could be known in any other way than by observation, then in its own sphere universal standards rather than individual experience would be the rule. Individuality is possible only if every individual being knows of others through individual observation alone. I differ from my fellow man, not at all because we are living in two entirely different spiritual worlds, but because from the world of ideas common to us both we receive different intuitions. He wants to live out his intuitions, I mine. If we both really conceive out of the idea, and do not obey any external impulses (physical or spiritual), then we cannot but meet one another in like striving, in common intent. A moral misunderstanding, a clash, is impossible between men who are morally free. Only the morally unfree who follow their natural instincts or the accepted commands of duty come into conflict with their neighbours if these do not obey the same instincts and the same commands as themselves. To live in love towards our actions, and to let live in the understanding of the other person's will, is the fundamental maxim of free men. They know no other obligation than what their will puts itself in unison with intuitively; how they will direct their will in a particular case, their faculty for ideas will decide. [ 37 ] Were the ability to get on with one another not a basic part of human nature, no external laws would be able to implant it in us. It is only because human individuals are one in spirit that they can live out their lives side by side. The free man lives in confidence that he and any other free man belong to one spiritual world, and that their intentions will harmonize. The free man does not demand agreement from his fellow man, but expects to find it because it is inherent in human nature. I am not here referring to the necessity for this or that external institution, but to the disposition, the attitude of soul, through which a man, aware of himself among his fellows, most clearly expresses the ideal of human dignity. [ 38 ] There are many who will say that the concept of the free man which I have here developed is a chimera nowhere to be found in practice; we have to do with actual human beings, from whom we can only hope for morality if they obey some moral law, that is, if they regard their moral task as a duty and do not freely follow their inclinations and loves. I do not doubt this at all. Only a blind man could do so. But if this is to be the final conclusion, then away with all this hypocrisy about morality! Let us then simply say that human nature must be driven to its actions as long as it is not free. Whether his unfreedom is forced on him by physical means or by moral laws, whether man is unfree because he follows his unlimited sexual desire or because he is bound by the fetters of conventional morality, is quite immaterial from a certain point of view. Only let us not assert that such a man can rightly call his actions his own, seeing that he is driven to them by a force other than himself. But in the midst of all this framework of compulsion there arise men who establish themselves as free spirits in all the welter of customs, legal codes, religious observances, and so forth. They are free in so far as they obey only themselves, unfree in so far as they submit to control. Which of us can say that he is really free in all his actions? Yet in each of us there dwells a deeper being in which the free man finds expression. [ 39 ] Our life is made up of free and unfree actions. We cannot, however, think out the concept of man completely without coming upon the free spirit as the purest expression of human nature. Indeed, we are men in the true sense only in so far as we are free. [ 40 ] This is an ideal, many will say. Doubtless; but it is an ideal which is a real element in us working its way to the surface of our nature. It is no ideal just thought up or dreamed, but one which has life, and which announces itself clearly even in the least perfect form of its existence. If man were merely a natural creature, there would be no such thing as the search for ideals, that is, for ideas which for the moment are not effective but whose realization is required. With the things of the outer world, the idea is determined by the percept; we have done our share when we have recognized the connection between idea and percept. But with the human being it is not so. The sum total of his existence is not fully determined without his own self; his true concept as a moral being (free spirit) is not objectively united from the start with the percept-picture “man” needing only to be confirmed by knowledge afterwards. Man must unite his concept with the percept of man by his own activity. Concept and percept coincide in this case only if man himself makes them coincide. This he can do only if he has found the concept of the free spirit, that is, if he has found the concept of his own self. In the objective world a dividing line is drawn by our organization between percept and concept; knowledge overcomes this division. In our subjective nature this division is no less present; man overcomes it in the course of his development by bringing the concept of himself to expression in his outward existence. Hence not only man's intellectual but also his moral life leads to his twofold nature, perceiving (direct experience) and thinking. The intellectual life overcomes this two-fold nature by means of knowledge, the moral life overcomes it through the actual realization of the free spirit. Every existing thing has its inborn concept (the law of its being and doing), but in external objects this concept is indivisibly bound up with the percept, and separated from it only within our spiritual organization. In man concept and percept are, at first, actually separated, to be just as actually united by him. One might object: At every moment of a man's life there is a definite concept corresponding to our percept of him just as with everything else. I can form for myself the concept of a particular type of man, and I may even find such a man given to me as a percept; if I now add to this the concept of a free spirit, then I have two concepts for the same object. [ 41 ] Such an objection is one-sided. As object of perception I am subjected to continual change. As a child I was one thing, another as a youth, yet another as a man. Indeed, at every moment the percept-picture of myself is different from what it was the moment before. These changes may take place in such a way that it is always the same man (the type) who reveals himself in them, or that they represent the expression of a free spirit. To such changes my action, as object of perception, is subjected. [ 42 ] The perceptual object “man” has in it the possibility of transforming itself, just as the plant seed contains the possibility of becoming a complete plant. The plant transforms itself because of the objective law inherent in it; the human being remains in his incomplete state unless he takes hold of the material for transformation within him and transforms himself through his own power. Nature makes of man merely a natural being; society makes of him a law-abiding being; only he himself can make of himself a free man. Nature releases man from her fetters at a definite stage in his development; society carries this development a stage further; he alone can give himself the final polish. [ 43 ] The standpoint of free morality, then, does not declare the free spirit to be the only form in which a man can exist. It sees in the free spirit only the last stage of man's evolution. This is not to deny that conduct according to standards has its justification as one stage in evolution. Only we cannot acknowledge it as the absolute standpoint in morality. For the free spirit overcomes the standards in the sense that he does not just accept commandments as his motives but orders his action according to his own impulses (intuitions). [ 44 ] When Kant says of duty: “Duty! Thou exalted and mighty name, thou that dost comprise nothing lovable, nothing ingratiating, but demandest submission,” thou that “settest up a law ... before which all inclinations are silent, even though they secretly work against it,”5 then out of the consciousness of the free spirit, man replies: “Freedom! Thou kindly and human name, thou that dost comprise all that is morally most lovable, all that my manhood most prizes, and that makest me the servant of nobody, thou that settest up no mere law, but awaitest what my moral love itself will recognize as law because in the face of every merely imposed law it feels itself unfree.” [ 45 ] This is the contrast between a morality based on mere law and a morality based on inner freedom. [ 46 ] The philistine, who sees the embodiment of morality in an external code, may see in the free spirit even a dangerous person. But that is only because his view is narrowed down to a limited period of time. If he were able to look beyond this, he would at once find that the free spirit just as seldom needs to go beyond the laws of his state as does the philistine himself, and certainly never needs to place himself in real opposition to them. For the laws of the state, one and all, just like all other objective laws of morality, have had their origin in the intuitions of free spirits. There is no rule enforced by family authority that was not at one time intuitively grasped and laid down as such by an ancestor; similarly the conventional laws of morality are first of all established by definite men, and the laws of the state always originate in the head of a statesman. These leading spirits have set up laws over other men, and the only person who feels unfree is the one who forgets this origin and either turns these laws into extra-human commandments, objective moral concepts of duty independent of man, or else turns them into the commanding voice within himself which he supposes, in a falsely mystical way, to be compelling him. On the other hand, the person who does not overlook this origin, but seeks man within it, will count such laws as belonging to the same world of ideas from which he, too, draws his moral intuitions. If he believes he has better intuitions, he will try to put them into the place of the existing ones; if he finds the existing ones justified, he will act in accordance with them as if they were his own. [ 47 ] We must not coin the formula: Man exists only in order to realize a moral world order which is quite distinct from himself. Anyone who maintains that this is so, remains, in his knowledge of man, at the point where natural science stood when it believed that a bull has horns in order to butt. Scientists, happily, have thrown out the concept of purpose as a dead theory. Ethics finds it more difficult to get free of this concept. But just as horns do not exist for the sake of butting, but butting through the presence of horns, so man does not exist for the sake of morality, but morality through the presence of man. The free man acts morally because he has a moral idea; he does not act in order that morality may come into being. Human individuals, with the moral ideas belonging to their nature, are the prerequisites of a moral world order. [ 48 ] The human individual is the source of all morality and the centre of earthly life. State and society exist only because they have arisen as a necessary consequence of the life of individuals. That state and society should in turn react upon individual life is no more difficult to comprehend than that the butting which is the result of the presence of horns reacts in turn upon the further development of the horns of the bull, which would become stunted through prolonged disuse. Similarly, the individual would become stunted if he led an isolated existence outside human society. Indeed, this is just why the social order arises, so that it may in turn react favourably upon the individual.
|
58. Metamorphoses of the Soul: Paths of Experience I: Asceticism and Illness
11 Nov 1909, Berlin Translated by Charles Davy, Christoph von Arnim Rudolf Steiner |
---|
In addition we have a fourth part, one which makes man the crown of earthly creation: the ego. These last two parts split off during sleep from the physical and the etheric bodies. A simple consideration, as I said, can teach us that it is not irrational for Spiritual Science to declare that what we have as pleasure and pain, or as the ego's power of judgment, cannot vanish during the night and be reborn anew every morning, but must remain in existence. Think, if you will, of this withdrawal of the astral body and the ego as a mere picture; in any case it is undeniable that the ego and the astral body withdraw from what we call the physical and the etheric bodies. Now the peculiar thing is that these inmost parts of the human being, the astral body and the ego, within which we live through what we call soul-experience, sink down during sleep into an indefinite obscurity. |
58. Metamorphoses of the Soul: Paths of Experience I: Asceticism and Illness
11 Nov 1909, Berlin Translated by Charles Davy, Christoph von Arnim Rudolf Steiner |
---|
Human life swings between work and idleness. The activity we are to discuss today, known as asceticism, is regarded either as work or as idleness according to the preconceptions of one person or another. An objective, unbiased study, such as Spiritual Science demands, is impossible unless we observe how what is called asceticism—in the highest sense excluding misuse of the word—influences human life, and either helps or harms it. It is quite natural that most people today should have a somewhat false idea of what the word asceticism ought to mean. In its original Greek form it could apply as well to an athlete as to an ascetic. But in our time the word has acquired a particular colouring from the form taken by this way of life during the Middle Ages; and for many people the word has the flavour that Schopenhauer gave it in the 19th century.35 Today the word is again acquiring a certain colouring through the manifold influences of oriental philosophy and religion, particularly through what the West usually calls Buddhism. Our task in this lecture is to find the true origin in human nature of asceticism; and Spiritual Science, as characterised in previous lectures, is called upon to bring clarity into this discussion, the more so because its own outlook is connected with the original meaning of the Greek word, askesis. Spiritual Science and spiritual research, as they have been represented here for some years, take a quite definite attitude towards human nature. They start from the postulate that at no stage in the evolution of mankind is it justifiable to say that here or there are the limits of human knowledge. The usual way of putting the question, “What can man know, and what can he not know?”, is for Spiritual Science misdirected. It does not ask what man can know at a certain stage in his evolution; or what the boundaries of knowledge are at that stage; or what remains hidden because at that time human cognition cannot penetrate it. All these matters are not its immediate concern; for Spiritual Science takes its stand on the firm ground of evolution, in particular the evolution of human soul-forces. It says that the human soul can develop. As in the seed of a plant the future plant sleeps and is called forth by the forces within the seed and those which work on it from without, so are hidden forces and capacities always sleeping in the human soul. What we cannot know at one stage of development we may know later, when we have advanced a little in developing our spiritual faculties. Which are the forces that we can develop in ourselves for a deeper understanding of the world and the attainment of an ever-wider horizon? That is the question asked by Spiritual Science. It does not ask where the boundaries of our knowledge are, but how man can surpass the bounds that exist at any given period by developing his capacities. Not through vague talk, but in a quite definite way, it shows how man can surpass the cognitive faculties that have been bestowed on him by an evolutionary process in which his own consciousness has not participated. In the first instance, these faculties are concerned only with the world perceived by our senses and grasped by our reason. But by means of the forces latent in the soul, man is able to penetrate into the worlds which are at first not open to the senses and cannot be reached by a reason bound up with the senses. In order that we may from the beginning avoid the charge of vagueness, I will describe quite briefly what you will find given fully in Knowledge of the Higher Worlds: How is it Achieved? When we speak of passing beyond the ordinary bounds of knowledge, we must take care not to wander off into the blue, but rather find our way from the solid ground under our feet into a new world. How is it to be done? In the normal human being of today, we have an alternation of the two conditions called “waking” and “sleeping”.36 Without going into details, we may say that for ordinary knowledge the difference lies in this, that while man is awake, his senses and the sense-bound intellect are under constant stimulus. It is this stimulus which wakens his external cognition, and during waking hours he is given up to the external sense-world. In sleep we are removed from that world. A simple logical consideration shows that it is not irrational for Spiritual Science to maintain that there is something in human nature which separates itself during sleep from what we usually call the human body. We know that for Spiritual Science the physical body, which can be seen with the eyes and touched with the hand, is only part of man. He has a second part, the so-called etheric or life-body. When we are asleep, the physical and etheric bodies remain in bed, and we separate from them what we call the consciousness body or—don't be put off by the terminology—the astral body, the bearer of desire and pain, pleasure and sorrow, of impulse and passion. In addition we have a fourth part, one which makes man the crown of earthly creation: the ego. These last two parts split off during sleep from the physical and the etheric bodies. A simple consideration, as I said, can teach us that it is not irrational for Spiritual Science to declare that what we have as pleasure and pain, or as the ego's power of judgment, cannot vanish during the night and be reborn anew every morning, but must remain in existence. Think, if you will, of this withdrawal of the astral body and the ego as a mere picture; in any case it is undeniable that the ego and the astral body withdraw from what we call the physical and the etheric bodies. Now the peculiar thing is that these inmost parts of the human being, the astral body and the ego, within which we live through what we call soul-experience, sink down during sleep into an indefinite obscurity. But this means simply that this inmost part of the human being needs the stimulus of the external world if it is to be conscious of itself and of the external world. Hence we can say that at the moment of falling asleep, when this stimulus ceases, man cannot develop consciousness in himself. But if, in the normal course of his existence, a human being were able so to stimulate the inner parts of his being, so to fill them with energy and inner life, that he had a consciousness of them even when there were no sense-impressions and the sense-bound intellect was inactive and free from the stimulus of the external world, he would then be able to perceive other things than those which come through the stimulus of the senses. However strange and paradoxical it may sound, it is true that if a man could reproduce a condition which on the one hand resembles sleep, and yet is essentially different from it on the other, he could reach super-sensible knowledge. His condition would resemble sleep in not depending on any external stimulus; the difference would be that he would not sink into unconsciousness but would unfold a vivid inner life. As may be shown from spiritual-scientific experience, man can come to such a condition: a condition of clairvoyance, if the word is not misused, as it so often is today. I will give you briefly one example of the numerous inner exercises through which this condition can be attained. If we wish to experience this condition safely, we must always start from the external world. The external world gives us mental images, and we call them true if we find that they correspond with external facts. But this kind of truth cannot raise us above external reality. Our task, therefore, is to bridge the gulf between external perception and a perception which is independent of the senses and yet can give us truth. One of the first stages towards this form of knowledge is concerned with pictorial or symbolic concepts. As an example, let us take a symbol which is of use for spiritual development, and expound it in the form of a conversation between a teacher and his pupil. In order to make his pupil understand this kind of symbolic picture,37 the teacher might speak as follows: “Think of the plant, how it is rooted in the earth and grows from it, sends forth green leaf after green leaf and develops to flower and fruit.” (We are not here concerned with ordinary scientific ideas, for, as we shall see, we are not discussing the essential difference between man and plant, but trying to get hold of a useful pictorial idea). The teacher may continue: “And now look at man. He certainly has a great deal that is not present in the plant. He can experience impulses, desires, emotions, a whole range of concepts which can lead him up the ladder from blind sensation and instinct to the highest moral ideals. Only a scientific fantasy could attribute similar consciousness to plants and to men; but on a lower level a plant has certain advantages. It has certainty of growth, without possibility of error, while man can deviate at any moment from his right place in the world. We can see how in his whole structure he is permeated with instincts, desires and passions which may bring him into error, delusion and falsehood. In contrast, the plant is in substance untouched by these things; it is a pure, chaste being. Only when man has purified his whole life of instinct and desire can he hope to be as pure on his higher level as the plant is in its certainty and security on the lower level.” Then we can pass to a further picture. The plant is permeated with the green colouring matter, chlorophyll, which steeps the leaves in green colour. Man is permeated with the vehicle of instincts and emotions, his red blood. That is a sort of evolution upwards, and in its course man has had to accept characteristics not found in the plant. He must hold before his eyes the high ideal of one day attaining on his own level to the inner purity, certainty and self-control of which we have a picture at a lower level in the plant. So we may ask what we must do in order to rise to that level. Man must become lord and master of the instincts, passions and cravings which surge around, unsought, within him. He must grow beyond himself, kill within him all that normally dominates him, and raise to a higher level all that is dominated by the lower. This is how man has developed from the plant, and all that has been added since the plant stage he must look on as something to be conquered, in order to derive from it a higher life. That is the proper direction of man's future, indicated by Goethe in the fine stanza:
This does not mean that man must kill his instincts and emotions, but that he cleanses and purifies them by removing their mastery over him. So, in looking at the plant, he can say: “Something in me is higher than the plant, but I have to conquer and destroy it.” As a picture of what we have to overcome in ourselves, let us take that part of the plant which is no longer capable of life, the dry wood, and set it up in the form of a cross. The next task is to cleanse and purify the red blood, the vehicle of our instincts, impulses and cravings, so that it may be a pure, chaste expression of our higher being, of what Schiller meant when he spoke of “the higher man in man”. The blood will then be, as it were, a copy in man of the pure sap which flows through the plant. “Now”—the teacher will resume—“let us look at a flower in which the sap, rising up continuously, stage by stage, through the leaves, finally merges into the colour of the flower, the red rose. Picture the red rose as an image of your blood when your blood has been cleansed and purified. The sap of the plant pulses through the red rose and leaves it without impulses or desires; but your impulses and desires must come to be the expression of your purified ego.” Thus we supplement our picture of the wood of the cross, which symbolises what we have to overcome, by hanging a garland of red roses upon the cross. Then we have a picture, a symbol, which does not appeal only to dry reasoning, but by stirring our feelings gives us an image of human life raised to the level of a higher ideal. Someone may now say: Your picture is an invention which corresponds to nothing true. All that you conjure up, the black cross and the red rose is mere fancy. Yes, undoubtedly, this picture, as brought before the inner eye of anyone who wishes to rise into spiritual worlds, is an invention. That is just what it has to be! Its purpose is not to portray something that exists in the external world. If that were its function, we would not need it. We would be satisfied with the impressions of the outer world that come to us directly through our sense-perceptions. But the picture we create, though its elements are drawn from the external world, is based on certain feelings and ideas that belong to our own inner being. The essential thing is that we should be fully conscious of each step, so that we keep a firm hold on the threads of our inner processes; otherwise we should be lost in illusion. Anyone who wants to rise to higher worlds through inner meditation and contemplation does not live only in abstract pictures, but in a world of concepts and feelings which flow from these pictures he creates. The pictures call forth a number of activities in his soul, and by excluding every external stimulus he concentrates all his powers on contemplating the pictures. They are not meant to reflect external circumstances, but to awaken forces that slumber within him. If he is patient and perseveres—for progress comes slowly—he will notice that quiet devotion to pictures of this kind will give him something that can be further developed. He will soon find that his inner life is changing: a condition emerges that is in some respects akin to sleep. But while sleep brings a submergence of conscious soul-life, the devotion I have mentioned, and meditation on the symbolic pictures, cause inner forces to awaken. Very soon he feels that a change is going on within him, although he has excluded all impressions of the outer world. So through these quite unrealistic symbols he awakens inner forces, and he soon realises that he can put them to good use. Someone may object again by saying: “That is all very well, but even if we develop these forces and really penetrate into the spiritual world, how can we be sure that what we perceive is reality?” Nothing can prove this except experience, just as the external world can be proved to exist only by experience. Mere concepts can be very strictly distinguished from perceptions and the two categories will be confused only be someone who has lost touch with reality. Especially in philosophical circles today, a certain misunderstanding has been gaining ground. Schopenhauer,39 for instance, in the first part of his philosophy starts with the assumption that the world of man is a concept. Now you can see the difference between a percept and a concept by looking at your watch. As long as you are in contact with your watch, that is percept; if you turn round, you have a picture of the watch in your mind; that is concept. In practical life we very soon learn to distinguish between percept and concept, or we should go badly astray. If you picture a red-hot iron, however hot it is, you will not be burnt, but if you touch it you will soon realise that a percept is something other than a concept. It is the same with an example given by Kant;40 from a certain point of view it is justified, but during the last century it has been the source of much error. Kant tried to upset a certain concept of God by showing that there is no difference in content between the idea of a hundred shillings and a hundred real shillings. It is wrong, however, to maintain that there is no difference in the content, for then it is easy to confuse a perception, which gives us direct contact with reality, with the content of a mere concept. Anyone who has to pay a debt of a hundred shillings will soon find out the difference. It is the same with the spiritual world. When we awaken the forces and faculties which are latent within us, and when around us is a world we have not known before, a world which shines out as though from a dark spiritual depth, then someone who enters this realm uninitiated might well say that it is all illusion and auto-suggestion. But anyone who has had real experiences on this level will be well able to distinguish reality from fantasy, just as in ordinary life we can distinguish between an imaginary piece of hot steel and a real one. Thus we can see that it is possible to call forth a different form of consciousness. I have given you only one brief example of how inner exercises can work on the sleeping faculties of the soul. Of course, while we are still practising the exercises, we do not see a spiritual world; we are occupied in awakening the faculties required. In some circumstances this may last not merely for years, but for a whole life or lives. In the end, however, the result of these exercises is that the sleeping forces of cognition are awakened and directed towards a spiritual world, just as we have learnt to adapt the eye with the help of unknown spiritual powers to observing the external world. This work on one's own soul, this development of the soul to the stage of perceiving a world in which we are not yet living but to which we gain access through what we bring to it—this training can be called asceticism in the true sense of the word. For in Greek the word means working on oneself, making oneself capable of accomplishing something, transforming sleeping forces into active ones. This original meaning of the word can still be its meaning today if we refuse to be led astray by the false use of the term which has become common down the centuries. We shall understand the true meaning of asceticism as described here, only if we remember that the purpose of this working on oneself is to develop faculties which will open up a new world. Now, having discussed asceticism in relation to the spiritual world only, it will be helpful to see how the term applies to certain activities in the external world. There it can signify the training of certain forces and capabilities which are not going to be used immediately for their final purpose, but are first to be exercised and made ready for it. An example close at hand will illustrate this, and will also show how an incorrect use of the term can have harmful results. The term can be rightly applied to military manoeuvres; this is quite in keeping with the original Greek usage. The deployment and testing of military forces on these occasions, so that in real war they may be ready and available in the right numbers—that is asceticism exercise. Whenever forces are not used for their final purpose, but are tested in advance for efficiency and reliability, we have asceticism. Manoeuvres bear the same relation to warfare as asceticism does to life in general. Human life, I said earlier, swings between work and idleness. But there are all sorts of intermediate stages: for example, play. Play, when it really is play, is the opposite of asceticism. And from its opposite one can see very well what asceticism is. Play is the active use of energies in the outer world for the sake of immediate gratification. The material of play is not, so to speak, the hard, unyielding substance of the external world that we encounter during hours of work. In relation to our energies it is malleable, amenable to our exertions. Play is play only when we do not knock up against the resistance of outer forces, as we do in work. Play is concerned with a direct release of energies which are transformed into achievement, and therein lies the satisfaction we get from it. Play does not prepare us for anything; it finds fulfillment in and through itself. It is just the opposite with asceticism, if we take the term in its proper sense. In this case no gratification is gained from anything in the outer world. Whenever we combine things in asceticism, if only the cross and the red roses, the combination is not significant in itself, but only in so far as it calls our inner forces into activity, an activity which will find application only when it has ripened fully within ourselves. Renunciation comes in because we work inwardly on ourselves while knowing that at first we are not to be stimulated by the outer world. Our aim is to bring into activity our inner forces, so that they may be applied to the outer world later on. Play and asceticism, accordingly, are opposites. How does asceticism, in our sense of the word, enter practically into human life? Let us keep to a sphere where asceticism can be practised both in a right and in a wrong way. We will take the case of someone who makes it his aim to ascend into spiritual worlds. If, then, a super-sensible world comes by some means or other to his attention, whether through another person or through some historical document, he may say: There are statements and communications concerning the super-sensible worlds, but at present they are beyond my comprehension; I lack the power to understand them. Then there are others who reject these communications, refuse to have anything to do with them. What is the source of this attitude? It arises because a person of this type rejects asceticism in the best sense of the word; he cannot find in his soul the strength to use the means I have described for developing higher faculties. He feels too weak for it. I have repeatedly emphasised that clairvoyance is not necessary for understanding the findings of clairvoyant research. Clairvoyance is indeed necessary for gaining access to spiritual facts, but once the facts have been communicated, anyone can use unprejudiced reason to understand them. Impartial reason and healthy intellect are the best instruments for judging anything communicated from the spiritual worlds. A true spiritual scientist will always say that if he could be afraid of anything, he would be afraid of people who accept communications of this kind without testing them strictly by means of reason. He is never afraid of those who make use of unclouded intelligence, for that is what makes all these communications comprehensible. However, a man may feel too weak to call forth in himself the forces necessary for understanding what he is told concerning the spiritual world. In that case he turns away from all this through an instinct for self-preservation which is right for him. He feels that to accept these communications would throw his mind into confusion. And in all cases where people reject what they hear through Spiritual Science, an instinct of self-preservation is at work; they know that they are incapable of doing the necessary exercises—that is, of practising asceticism in the true sense. A person prompted by the instinct for self-preservation will then say to himself: If these things were to permeate my spiritual life, they would confuse it; I could make nothing of them and therefore I reject them. So it is with a materialistic outlook which refuses to go a step beyond the doctrines of a science it believes to be firmly founded on facts. But there are other possibilities, and here we come to a dangerous side of asceticism. People may have a sort of avidity for information about the spiritual world while lacking the inner urge and conscience to test everything by reason and logic. They may indulge a liking for sensationalism in this field. Then they are not held back by an instinct for self-preservation, but are driven on by its very opposite, a sort of urge for self-annihilation. If anyone takes something into his soul without understanding it, and with no wish to apply his reason to it, he will be swamped by it. This happens in all cases of blind faith, or when communications from the spiritual worlds are accepted merely on authority. This acceptance corresponds to an asceticism which derives not from a healthy instinct for self-preservation, but from a morbid impulse to annihilate the self, to drown in a flood of revelations. This has a significant shadow-side in the human soul: it is a bad form of asceticism when someone gives up all effort and chooses to live in faith and in reliance on others. This attitude has existed in many forms in many epochs. But we must not assume that everything which looks like blind faith is so. For example, we are told that in the old Pythagorean Mystery Schools41there was a familiar phrase: The Master has said. But this never meant: The Master has said, therefore we believe it! For his students it meant something like this: The Master has said; therefore it demands that we should reflect on it and see how far we can get with it if we bring all our forces to bear upon it. To “believe” need not always imply a blind belief springing from a desire for self-annihilation. It need not be blind belief if you accept communications springing from spiritual research because you trust the researcher. You may have learnt that his statements are in strictly logical form, and that in other realms, where his utterances can be tested, he is logical and does not talk nonsense. On this verifiable ground the student can hold a well-founded belief that the speaker, when he is talking about things not yet known to the student, has an equally sure basis for his statements. Hence the student can say: I will work! I have confidence in what I have been told, and this can be a guiding star for my endeavours to raise myself to the level of the faculties which will make themselves intelligible of their own accord, when I have worked my way up to them. If this healthy foundation of trust is lacking and a person allows himself to be stirred by communications from the invisible worlds without understanding them, he will drift into a very wretched condition that is not compatible with asceticism. Whenever a person accepts something in blind faith without resolving to work his way to an understanding of it, and if therefore he accepts another person's will instead of his own, he will gradually lose those healthy soul-forces which provide the inner life with a sure centre and endow us with a true feeling for what is right. Lies and a proneness to error will beset a person who is unwilling to test inwardly, with his reason, what he is told; he will tend to drown and to lose himself in it. Anyone who does not allow himself to be guided by a healthy sense of truth will soon find how prone he is to lies and deceptions even in the outer world. When we approach the spiritual world we need to reflect very seriously that through this surrender of our judgment we can very easily fall into a life which no longer has any real feeling for truth and reality. If we seriously practise the exercises and wish to train our inner powers, we must never give up bringing before our souls the kind of knowledge I have been describing. We can now penetrate further into what may be called the ascetic training of the soul in a deeper sense. So far we have considered only people who are not capable of developing these inner forces in a healthy way. In one case a sound instinct of self-preservation made a person refuse to develop these forces because he did not want to develop them; in the other case a person did not absolutely refuse to develop them, but he refused to bring his judgment and intelligence to bear on them. In all such cases the impulse is always to remain on the old level, at the old standpoint. But let us suppose a case where a person really does try to develop these inner faculties, and makes use of such forms of training as those we have described. Again there may be a dual result. It may be the result we always aim at, where Spiritual Science is taken seriously and worthily. A person will then be guided to develop his inner forces only in so far as he is capable of using them in a right and orderly way. Here, then, we are concerned with how a person has to work on himself—as is described in greater detail in my book, Knowledge of the Higher Worlds: How is it Achieved?—in order to awaken the faculties which will open the spiritual world to his inner sight. But at the same time he must be competent to discipline his faculties and to establish the right balance between his work on himself and his dealings with the outer world. The necessity of this has been proved by spiritual researchers down the ages. If a person fails to apply his inner forces properly to his handling of the outer world and gives way to an almost uncontrollable urge to develop his soul-powers more and more to bring about all possible movement in his soul, so that he may thereby open his spirit-eyes and spirit-ears; and if he is too indolent to absorb slowly and in the right way the available facts of Spiritual Science and to work on them with his reason, then his asceticism may do him great harm. A person can develop all sorts of faculties and powers and yet not know what to do with them or how to apply them to the outer world. This, indeed, is the outcome of many forms of training and it applies to those who fail to pursue energetically the methods we have described, whereby the student is continually strengthening himself. There are other methods with a different aim: they may be more comfortable but they can easily cause harm. Such methods aim at doing away with the hindrances imposed on the soul by the bodily nature, in order to enhance the inner life. This was in fact the sole endeavour of mediaeval ascetics, and it survives in part today. Instead of true asceticism, which sets out to give the soul an ever-richer content, false asceticism leaves the soul as it is and sets out to weaken the body and to reduce the activity of its forces. There are indeed ways of damping down these forces, so that the functioning of the body gradually weakens, and the result may then be that the soul, though itself remaining weak, gets the upper hand over the weakened body. A correct asceticism leaves the body as it is and enables the soul to master it; the other asceticism leaves the soul as it is, while all sorts of procedures, fasting, mortifications and so on, are used to weaken the body. The soul is then relatively the stronger and can achieve a kind of consciousness, although its own powers have not increased. That is the way of many ascetics in the Middle Ages: they kill the vigour of the body, lower its activities, leave the soul as it is, and then live in the expectation that the content of the spiritual world will be revealed to them with no contribution on their part. That is the easier method, but it is not a truly strengthening one. The true method requires a person to cleanse and purify his thinking, feeling and willing, so that these faculties will be strengthened and able to prevail over the body. The other method lowers the tone of the body, and the soul is then supposed to wait, without having acquired any new capacities, until the divine world flows into it. You will find plenty of references to this method under the heading of “asceticism” in the Middle Ages. It leads to estrangement from the world and is bound to do so. For at the present stage of human evolution there is a certain relationship between our capabilities of perception and the outer world, and if we are to rise above this stage we can do so only by heightening our capabilities and using them to understand the outer world in its deeper significance. But if we weaken our normal forces, we make ourselves incapable of maintaining a normal relationship with the outer world; and especially if we tone down our thinking, feeling and willing and give our souls over to passive expectation, something will then flow into our souls which has no connection with our present-day world, makes us strangers there, and is useless for working in the world. While the true asceticism makes us more and more capable in our dealings with the world, for we see more and more deeply into it, the other asceticism, associated with the suppression of bodily functions, draws a person out of the world, tends to make him a hermit, a mere settler there. In this isolation he may see all sorts of psychic and spiritual things—this must not be denied—but an asceticism of this kind is of no use for the world. True asceticism is work, training for the world, not a withdrawal of oneself into remoteness from the world. This does not imply that we have to go to the opposite extreme; there can be accommodation on both sides. Even though it is true in general that for our period in human evolution a certain normal relationship exists between the external world and the forces of the soul, yet every period tends to drive the normal to extremes as it were, and if we want to develop higher faculties we need pay no attention to opposition that comes from abnormal trends. And because we find the opposition in ourselves, we can under certain circumstances go rather further than would be necessary if the times were not also at fault. I say this because you have perhaps heard that many followers of Spiritual Science lay great stress on a certain diet. This does not at all imply that such a mode of life can do anything for the attainment or even the understanding of higher worlds and higher relationships. It can be no more than an external aid, and should be seen only in relation to the fact that anyone wishing to gain understanding of the higher worlds may find a certain obstacle in the customs and conventions he has to live with at the present day. Because these conventions have drawn us down too deeply into the material world, we must go beyond the normal in order to make the exercises easier. But it would be quite mistaken to regard this as a form of asceticism which can be a means of leading us to higher worlds. Vegetarianism will never lead anyone to higher worlds; it can be no more than a support for someone who thinks to himself: I wish to open for myself certain ways of understanding the spiritual worlds; I am hindered by the heaviness of my body, which prevents the exercises from having an immediate effect. Hence I will make things easier by lightening my body. Vegetarianism is one way of producing this result, but it should never be presented as a dogma; it is only a means which can help some people to gain understanding of the spiritual worlds. No-one should suppose that a vegetarian way of life will enable him to develop spiritual powers. For it leaves the soul as it is and serves only to weaken the body. But if the soul is strengthened, it will be able though the effects of vegetarianism to strengthen the weakened body from the centre of its own forces. Anyone who develops spiritually with the aid of vegetarianism will be stronger, more efficient and more resistant in daily life; he will be not merely a match for any meat-eater but will be superior in working capacity. That is the very opposite of what is believed by many people when they say of vegetarians within a spiritual movement: How sad for these poor folk who can never enjoy a little bit of meat! So long as a person has this feeling about vegetarianism, it will not bring him the slightest benefit. So long as a desire for meat persists, vegetarianism is useless. It is helpful only when it results from an attitude that I will illustrate with a little story. Not very long ago, someone was asked: “Why don't you eat meat?” He replied with a counter-question: “Why don't you eat dogs or cats?” “One just can't”, was the answer. “Why can't you?” “Because I would find it disgusting.” “Well, that is just what I feel about all meat.” That is the point. When pleasure in eating meat has gone, then to abstain from meat may be of some use in relation to the spiritual worlds. Until then, breaking the meat-eating habit can be helpful only for getting rid of the desire for meat. If the desire persists, it may be better to start eating meat again, for to go on tormenting oneself about it is certainly not the right way to reach an understanding of Spiritual Science. From all this you can see the difference between true and false asceticism. False asceticism often attracts people whose sole desire is to develop the inner forces and faculties of the soul; they are indifferent towards gaining real knowledge of the outer world. Their aim is simply to develop their inner faculties and then to wait and see what comes of it. The best way of doing this is to mortify the body as far as possible, for this weakens it, and then the soul, though itself remaining weak, can see into some kind of spiritual world, however incapable it may be of understanding the real spiritual world. This, however, is a path of deception, for directly a person closes off his means of return to the physical world, he encounters no true spiritual world, but only delusive pictures of his own self. And these are what he is bound to encounter as long as he leaves his soul as it is. Because his ego keeps to its accustomed standpoint, it does not rise to higher powers, and he puts up a barrier between himself and the world by suppressing the functions which relate him to the world. It is not only that this kind of asceticism estranges him from the world; he sees pictures which can deceive him as to the stage his soul has reached, and in place of a true spiritual world he sees a picture clouded over by his own self. There is a further consequence which leads into the realm of morality. Anyone who believes that humility and surrender to the spiritual world will set him on the right course of life fails to see that he is involving himself most strongly in his own self and becoming an egoist in the worst sense, for it means that he is content with himself as he is and has no wish to progress any further. This egoism, which can degenerate into unrestrained ambition and vanity, is the more dangerous because the victim of it cannot see it for himself. Generally he looks on himself as a man who sinks down in deepest humility at the feet of his God, while really he is being played on by the devil of megalomania. A genuine humility would tell him something he refuses to recognise, for it would lead him to say to himself: The powers of the spiritual world are not to be found at the stage where I am standing now: I must climb up to them; I must not rest content with the powers I already have. So we see the results of the false asceticism which relies primarily on killing off external things instead of strengthening the inner life: it conduces to deception, error, vanity and egotism. In our time, especially, it would be a great evil if this course were followed as a means of entering the spiritual world. It serves merely to engross man in himself. Today the only true asceticism must be sought in modern Spiritual Science, founded on the firm ground of reality. Through it a person can develop his own faculties and forces and thus rise to a comprehension of a spiritual world which is itself a real world, not one that a man spins round himself. This false asceticism has yet another shadow-side. If you look at the realms of nature around us, leading up from plants through animals to man, you will find the vital functions changing in character stage by stage. For example, the diseases of plants come only from some external cause, from abnormal conditions of wind and weather, light and sunshine. These external circumstances can produce illness in plants. If we go on to consider animals, we find that they also, if left to themselves are greatly superior to human beings in their fund of natural health. A human being may fall ill not only through the life he leads or through external circumstances, but also as a result of his inner life. If his soul is not well suited to his body, if the spiritual heritage he brings from earlier incarnations cannot adapt itself completely to his bodily constitution, these inner causes may bring about illnesses which are very often wrongly diagnosed. They can be symptoms of a maladjustment between soul and body. We often find that people with these symptoms are inclined to rise to higher worlds by killing off their bodily nature. This is because the illness itself induces them to separate their souls from bodies which the soul has not fully permeated. In such people the body hardens itself in the most varied ways and closes in on itself; and since they have not strengthened the soul, but have used its weakness in order to escape from the influence of the bodily nature, and have thus drawn away from the body the health-giving strengthening forces of the soul, the body is made susceptible to all sorts of ailments. While a true asceticism strengthens the soul, which then works back on the body and makes it resistant to illness coming from outside, a false asceticism makes a person vulnerable to any illness of that kind. That is the dangerous connection between false asceticism and the illnesses of our time. And it is this that gives rise in wide circles, where such things are easily misunderstood, to manifold errors as to the influence a spiritual-scientific outlook can have on those who adopt it. For people who seek to come to a sight of the spiritual world by way of a false asceticism are a fearful spectacle for onlookers. Their false asceticism opens up a wide field of action for harmful influences from the outer world. For these people, far from being strengthened to resist the errors of our time, are well and truly exposed to them. Examples of this can be seen in many theosophical tendencies today. Merely calling oneself a “Theosophist” does not automatically guarantee the ability to act as a spiritual impulse against the adverse currents of the present time. When materialism prevails in the world, it is to some extent in tune with the concepts which are formed in observing the sense-world. Hence we can say that the materialism which applies to the external world and knows nothing of a spiritual world is in a certain sense justified. But in the case of an outlook which sets out to impart something about the spiritual world and takes into itself a caricature of the materialistic prejudices of our day because it is not founded on a real strengthening of spiritual forces, the result is much worse. A theosophical outlook permeated by contemporary errors may in some circumstances be much more harmful than a materialistic outlook; and it should be remarked that thoroughly materialistic concepts have spread widely in theosophical circles. So we hear the spiritual spoken of not as Spirit, but as though the spirit were only an infinitely refined form of nebulous matter. In speaking of the etheric body, these people picture only the physical refined beyond a certain point, and then they speak of etheric “vibrations”. On the astral level the vibrations are still finer; on the mental level they are finer still, and so on. “Vibrations” everywhere! Anyone who relies on these concepts will never attain to the spiritual world; he will remain embedded in the physical world to which these concepts ought to be confined. In this way a materialistic haze can be thrown over the most ordinary occasions in daily life. For instance, if we are at a social gathering which has a pleasant atmosphere, with people in harmony, and someone remarks on it in those terms, that may be a humdrum way of putting it; but it is a true way and leads to a better understanding than if at a gathering of theosophists one of them says how good the vibrations are. To say that, one has to be a theosophical materialist with crude ideas. And for anyone with a feeling for such things, the whole atmosphere goes out of tune when these vibrations are said to be dancing around. In these cases one can see how the introduction of materialistic ideas into a spiritual outlook produces a horrifying impression on outsiders, who may then say: These people talk about a spiritual world, but they are really no different from us. With us, the light waves dance; with them the spiritual waves dance. It is all the same materialism. All this needs to be seen in its true light. Then we shall not get a wrong idea of what the spiritual-scientific movement has to offer in our time. We shall see that asceticism, by strengthening the soul, can itself lead to the spiritual world and so bring new forces into our material existence. These are forces that make for health, not for illness; they carry healthy life-forces into our bodily organism. Of course it is not easy to determine how far a given outlook brings healthy or unhealthy forces with it, for the latter are strongly evident, as a rule, while healthy forces are usually not noticed. However, a close observer will see how persons who stand in the stream of true Spiritual Science are fertilised by it and draw from it health-giving forces which work right down into the physical. He will see also that signs of illness appear only if something alien to a spiritual stream is introduced into it. Then the result can be worse than when the alien influence takes its course in the outer world, where people are shielded by conventions from carrying certain errors to an extreme. If we see things in this light, we shall understand true asceticism as a preparatory training for a higher life, a way of developing our inner forces; and we shall then be taking the good old Greek word in its right sense. For to practise asceticism means training oneself, making oneself strong, even “adorning” oneself (sich schmucken), so that the world can see what it means to be human. But if asceticism leads you to leave the soul as it is and to weaken the bodily organism, the effect is that the soul is sundered from the body; the body is then exposed to all sorts of harmful influences and the asceticism is actually the source of all manner of ailments. The good and bad sides of egoism will emerge when we come to consider its nature. Today I have shown how true asceticism can never be an end in itself, but only a means of reaching a higher human goal, the conscious experiencing of higher worlds. Anyone wishing to practise this asceticism must therefore keep his feet firmly planted on solid ground. He must not be a stranger to the world in which he lives, but must always be extending his knowledge of the world. Whatever he can bring back from higher worlds must always be measured and assessed in relation to his work in the world; otherwise those who say that asceticism is not work but idleness could well be right. And idleness can easily give occasion for false asceticism, especially in our time. Anyone, however, who keeps a firm foothold on the earth, will regard asceticism as his highest ideal in relation to so serious a subject as our human faculties. Our ideas can indeed rise high if we have before us an ideal picture of how our faculties should work in the world. Let us look for a moment at the opening of the Old Testament: “And God said, Let there be light.” Then we hear how God caused the physical sense-world to arise day by day from the spiritual, and how at the end of each day God looked at his creation and “saw that it was good.” Similarly we must maintain our healthy thinking, our reliable character, our unerring feelings on the firm ground of reality, in order that we may rise to higher worlds and discover there the facts which give birth to the entire physical world. Then, when as searchers we come to know the spirit, and when we apply to the world around us the forces we have developed and see how well adapted to it they are, we can see that this is good. If we test the forces we have acquired through true asceticism by putting them to work in the world, then we have the right to say: Yes, they are good.
|
32. Collected Essays on Literature 1884-1902: From The Modern Soul
27 Jan 1900, Rudolf Steiner |
---|
The philosophy of egoism teaches us with a raised finger that every altruistic act is only seemingly for the sake of the other, but in truth only for the satisfaction of one's own ego. Of course - of course! But with exactly the same right, every act of egoism can also be interpreted and recognized as an altruistic act! |
Julius Hart knows nothing about this, because he dismisses Stirner with words like: “The ego that he had in mind is ultimately still the wretched ego of crude and naive realism, wrapped in the darkest delusion of knowledge, which in the philosophy of the super human philosophy as Caliban, lusting after Prospero's magic cloak; but behind him rises a synthesis, more sensed than clearly recognized, of the purely ideal, absolute ego of Fichte and the real one-ego of Buddha and Christ. Stirner still does not fully understand the true nature of the ego, but he does sense its greatness, and he therefore pours a wealth of the deepest and most powerful truths over his readers. |
32. Collected Essays on Literature 1884-1902: From The Modern Soul
27 Jan 1900, Rudolf Steiner |
---|
I recently heard a witty writer say: when a book by one of the latest writers appears today, I read one from the good old days to console myself. This may sound paradoxical at first; it may be inspired by a prejudice against everything new. Nevertheless, there are many things that even those who are sympathetic to the new suggest a practice that is not inappropriately described by the above sentence. Three books have appeared in the last few months that are characteristic symptoms of our times: “The New God”, a look at the coming century by Julius Hart, “The Modern Soul” by Max Messer and “The Revolution of Lyric Poetry” by Arno Holz. It may be ventured to assert that it is advantageous for the critic of these three intellectual achievements to delve into an older work in the same field after each of them. After Hart's “New God”, one should read Friedrich Theodor Vischer's “Kritische Gänge”, for example; after Messer's “Moderne Seele”, one could read Moriz Carriere's not even very old treatise on Christ in the Light of Modern Science; and after Arno Holz's bold statements, the chapter on lyric poetry in Max Schaßler's “Ästhetik” would not be bad. Comparisons of this kind will lead you to some surprising insights. Julius Hart is undoubtedly a true philosopher. Those who read his book will gain more from it than from a dozen thick tomes written by the official representatives of philosophical science currently occupying university chairs. And they will also have the pleasure of receiving significant insights delivered in an enchanting lyrical diction. Compared to Vischer's great monumental trains of thought, however, Hart's ideas seem like miniature philosophies. And there is something else. In Hart's work, the emphasis on the importance of his ideas is almost annoying on every page. “In short, my work is an attempt to establish a new worldview,” Hart said in Hans Land's “New Century”. And he lets us know this throughout his book. Vischer never said anything like that. And yet, what greater perspectives, what depth does the older thinker have compared to the newer one! With Vischer, one has the feeling that a giant of the mind is speaking, who in each of his works gives a few mighty chunks from an immense abundance. We sense something inexhaustible in the personality that is being lived out. With Hart, we have the feeling of a very respectable thinker, but we do not suspect much more than he says. Yes, he stretches and expands the few thoughts he has, not only writing them down, but writing them down again, then again in a slightly different form, and then he summarizes the whole thing and underlines it three times. This will be proven in the following. Max Messer is a religiously feeling nature. One of those who are forced to seek a path into the depths of knowledge for themselves. One would have to have a heart of stone not to be moved by reading his “Modern Soul”. The intellectual innocence that reigns in it is touching, as is the naive awkwardness. One often has the feeling that a child is playing with the most fragile tasks of knowledge; and one worries that the delicate vessels of thought that it holds in its trembling hands will not slip out of its hands. One would like to give the young author the aforementioned Carriere book as a friendly gesture, so that some strength might enter his mind. And despite all the youth that is expressed in such works, there is also something in them that reminds one of old minds. There is too much criticism and rejection in the intellectual achievements of the present. The old ideas of idealism and materialism, mind and matter, good and evil, etc.; Messer says that peace can only return to the mind if reason, which has rationalized everything, is shown its limits. There was something more cheerful, more youthful in the minds that worked away at the opposites of spirit and matter, good and evil, to see how far they could get with it, and also in those who preferred to use their reason rather than criticize it. With Arno Holz, it is now a peculiar case. What he says in his writing “Revolution of Lyric” is as indisputable as the truths of elementary geometry. I have followed what has been objected to him from various sides. I always had the feeling that his opponents were roughly on the same level as someone who is fighting against someone who puts forward the Pythagorean theorem in a new formula. To put it bluntly: Holz's logic is so tightly knit, so clear, that a hundred professors and three hundred lecturers could hold fifty conferences and they would search in vain for a fallacy. And yet: there is something annoying about these explanations, something that makes the schoolmasterly thoughts of old Schaßler more pleasant than this cutting logic. Holz likes to refer to Lessing, indeed he says in the “preface” to his book: “Since Lessing, Germany has had no more critics. It had no Taine and has no Brandes. The gentlemen today are only reviewers.” There is indeed something of Lessing's spirit in Holzen's expositions. Anyone who really takes Lessing on today will perhaps be no less annoyed by Laocoon than by Holzen's “Revolution of Lyric Poetry”. Here, the three symptomatic books will be discussed in more detail. Julius Hart is of the opinion that the century just ended was the great dying century of Renaissance culture, which once took the place of the medieval and which swayed restlessly back and forth between all possible opposites without reaching a satisfactory worldview. “Since the dawn of the modern era, in the entire course of Renaissance culture, the contrasts of becoming and passing away have never been more clearly evident than in this last century. They clash harshly with each other, and if in the intellectual life of the sixteenth, seventeenth and eighteenth centuries, the last great unities are always revealed, our time is characterized precisely by its fragmentation and disunity. All forces are separating and striving apart. And thus this century proves to be a true century of great change; a decisive break is taking place between two worlds, as was last the case between the world of the Christian Middle Ages and the rebirth of Greco-Roman antiquity. Just as the entire content of the purely theological and theocratic man's view of the world, his thoughts and feelings, disintegrated before the new way of seeing, so the intellectual world of the Renaissance is also disintegrating before our eyes. We recognize all kinds of half-measures and incompleteness, we see contradictions that are destroying it.» («Der neue Gott», $. 26.) Hart thus feels dissatisfied when looking back on the century. He sees nothing but idols that have misled people. “Altruistic morality culminates in the sentence: Do not oppress, do not rape, do not rule! The Stirnerian egoist says: Do not let yourself be ruled, oppressed or raped. Whether you follow one or the other advice... the result for you and for the world will be exactly the same. Leave the dead words and look at the matter.» («The New God», p. 295.) But how, dear Mr. Hart, if the words you speak of do indeed point to things, and it is only because you do not see the things that the words are dead to you. You are making things a little too easy for yourself. You explain, not in a concise manner, but nevertheless not with very meaningful words: “Altruistic and egoistic morality are in full combat readiness. Each wants to eradicate the other. The philosophy of egoism teaches us with a raised finger that every altruistic act is only seemingly for the sake of the other, but in truth only for the satisfaction of one's own ego. Of course - of course! But with exactly the same right, every act of egoism can also be interpreted and recognized as an altruistic act! That should reveal the true relationship to you clearly enough. There are no contradictions at all. Egoism is altruism, altruism is egoism.” But don't you realize, Mr. Hart, what a terrible philosophy you are pursuing? Let me show you your way of thinking in another area, and you will see how you are sinning. Imagine that someone said that bees and flies both come from a common original insect that developed differently in one case and in the other. If you disregard the special characteristics of the bee and those of the fly, they are the same; they are insects: The bee is a fly; the fly is a bee. No, my critic of modern man, you cannot dissolve everything into a gray, undifferentiated sauce and then decree: “All the great and eternal opposites that have torn and splintered your thinking, feeling and believing – all of them – are in truth nothing but great and eternal identities.” Progressive civilization has differentiated things and phenomena from one another; it has worked out clear concepts through which it wants to come to an understanding of processes and beings. Selfless action has been analyzed psychologically, and so has egoistic action, and differences have been established. And since all things are in a necessary relationship, the relationship between egoism and selflessness has also been examined. A trace of egoism was found in the most selfless act, and a trace of selflessness in the most egoistic act; just as one finds something of the fly in the bee and something of the bee in the fly. It is quite certain that one cannot get on with distinguishing, with setting up opposites alone; one must seek the related in the phenomena. But first you have to have the details in clear outline before you, then you can go for their common ground. It is necessary to shine the light of knowledge on everything. Daylight is the element of knowledge. You, Mr. Hart, spread a night-time darkness over all opposites. Don't you know that all cows are black at night? You say, “World and I. They are only two different words for one and the same being.” No, my dear fellow, they are two words for two quite different beings, each of which must be considered in itself, and then their relationship, their real relation, must be sought. But you do not think of anything right with the words, and therefore everything blurs into an indefinite primeval soup. No, you rush too quickly over the ideas that have been generated over the centuries; you let the content slip away and keep the empty word shells in your hand, and then you stand there and declare: “Nothing is more barren than a fight for concepts.” Of course, if the concepts were the insubstantial things that you understand by them, then you would be right. Those who see nothing in “world and I” but themselves may always throw them together. But there are others who look out into the world of manifoldness that lies spread out before the senses, and which we try to comprehend by thinking; then they look into themselves and perceive something to which they say “I”; and then the great question comes to their mind: what is the relationship between this “I” and that world? You, Mr. Hart, are making yourself quite comfortable. “You see one and the same thing eternally from two opposite sides.” Oh no: we see two things: a world that surrounds us and an I. And we do not want to dogmatize away the difference between the two with talk, but we want to delve into both things in order to find the real, the actual unity in them. Selfless and egoistic actions are not the same. They are based on completely different emotional foundations of the soul. There is certainly a higher unity between them, just as there is a higher unity between a bee and a fly. I would like to quote a word from Hegel, Mr. Hart, which you do not seem to be familiar with. This man calls a way of thinking in which “everything is the same, good and evil alike” a way of thinking in the worst sense, which should not be spoken of among those who recognize, but “only a barbaric way of thinking can make use of ideas”. Hegel sought to clearly elaborate the ideas of freedom, justice, duty, beauty, truth, etc., so that each of them stands before us in a vivid, meaningful way. He sought to place them before our spiritual eye, as flowers and animals stand before our physical eye. And then he sought to bring the whole diversity of our mind's ideas into a whole - to organize the thoughts so that they appear to us as a great harmony in which each individual has its full validity in its place. Thus the individual flowers, the individual animals of reality also stand side by side, organizing themselves into a harmonious whole and totality. What does Julius Hart do? He explains about us people of the nineteenth century: “How have we allowed ourselves to be intoxicated by the sound of lofty words, such as freedom, equality, beauty, truth, concepts that dissolve into mist and smoke when you try to grasp and hold them, to translate them into sensuality and action, and to order life according to them?” No, dearest, that is your fault. You should not have allowed yourself to be intoxicated by the sound of lofty words. You should have delved deeper into the differentiated content that the thinkers of the nineteenth century gave to these words. It is painful to see how someone first turns the great minds of the century into miniature pictures of his own imagination and then holds a terrible judgment over this century. What a pygmy of a mind Julius Hart makes of Max Stirner! The latter has shone a bright torch into a region of which this interpreter seems to have no idea. Into a realm that neither our senses nor our abstract thinking can penetrate. He has shed light on a realm where we do not merely perceive the highest that exists for man with our senses, nor merely think it in terms of concepts, but where we experience it directly and individually. In the world of our ego, the essence of things becomes clear to us because we are immersed in a thing here. Schopenhauer also had a presentiment of this. That is why he did not seek the I of things in sensual perception or in thinking, but in what we experience within ourselves. However, he made a mistake at the next step. He tried to express this essence through an abstract, general concept. He said that this essence was the will. How much higher is Stirner's thinking than the “I”? He knew that this essence cannot be reached by any thinking, cannot be expressed by any name. He knew that it can only be experienced. All thinking only leads to the point where the experience of the inner must begin. It points to the I; but it does not express it. Julius Hart knows nothing about this, because he dismisses Stirner with words like: “The ego that he had in mind is ultimately still the wretched ego of crude and naive realism, wrapped in the darkest delusion of knowledge, which in the philosophy of the super human philosophy as Caliban, lusting after Prospero's magic cloak; but behind him rises a synthesis, more sensed than clearly recognized, of the purely ideal, absolute ego of Fichte and the real one-ego of Buddha and Christ. Stirner still does not fully understand the true nature of the ego, but he does sense its greatness, and he therefore pours a wealth of the deepest and most powerful truths over his readers. But the reader must go through the confused world of the “unique” with a very clear head and make the distinction between the concepts himself, which Stirner has not given. Although the word “I” appears a few times on every page, Stirner never approaches a firm and clear investigation of the concept and therefore often confuses the images that make it up.” It is not like that. Hart demands a clear investigation of the concept of the “I” and thus proves that he has no idea what Stirner is talking about. No name can name the “I”, no concept can express it, no image can depict it; all that can be done is to point to it. And when Stirner uses the word “I” a few times “on every page”, he is always referring to an inner experience. Hart cannot live this out and wants an idea, a concept, a notion. It is strange: in so many places in his book, Julius Hart warns us not to overestimate words and concepts, but to stick to things. And with Stirner, he has the opportunity to find words that are only intended to point to a thing. And here he wants words, concepts. But Hart doesn't want to know anything about the concrete, seen, experienced self in everyone's inner being; he dreams of an abstract “world self”, which is the idealized copy of the human individual self. He cannot therefore understand Stirner, just as he cannot understand Hegel, because he dreams of a grey, contentless unity, whereas Hegel strives for a manifoldness full of content. Julius Hart believes he is criticizing the century. He criticizes nothing more than the man that the century has made of Julius Hart. The century cannot be blamed for the fact that so little of its content could flow into Julius Hart. I now turn to the evidence that the “new worldview” that Julius Hart wants to “found” contains nothing, absolutely nothing, but elements from the worldviews of the past that he dismisses as outdated – no new idea, no new nuance of feeling, no new image of the imagination. In the “New God” we encounter nothing but very old, well-known gods, and we are constantly amazed that Julius Hart should rediscover what had long been discovered. The sentiments from which Julius Hart's “New God” is written are reminiscent of the inner life of Friedrich Heinrich Jacobi, whose world view Goethe felt repelled by, just as he was attracted to his personality. However, what can be explained in Jacobi's case by the intellectual state of his age can be attributed to a lack of philosophical imagination in Julius Hart. Jacobi saw the things that he felt to be the highest and most valuable destroyed by the progress of intellectual knowledge. The divine truths, the religious ideas could not exist in the face of the intellectual formation that occurred in the Age of Enlightenment in such a way that its results could not be doubted. To the intellect, all world events appeared to be the work of a cold, sober, mathematical necessity. What had previously been considered the work of a personal, divine will was now seen to be entirely governed by eternal, iron laws, which, as Goethe said, not even a deity could change. In the past, people had asked: what did the infinite wisdom, the creative deity, want when they wanted to explain a single thing, a single fact of nature? In Jacobi's time, reason viewed the phenomena of the world as a mathematical problem. According to this view, everything is necessarily connected like the limbs of such a problem. Jacobi had no objection to this rationalization. It was clear to him that reflection cannot lead to a different view of things. But his feelings would not let him rest. These needed the old God and the world order established by him. Therefore, he explains: as long as we look at the world, the mind has every right to search for eternal, iron laws; but before the fundamental truths, before the knowledge of the divine, this mind must stop; here, feeling, faith, comes into its own. We gain knowledge of nature through the mind. And there is no other view of nature than that which is derived from intellectual knowledge. But while it is true that correct knowledge of nature can be attained in this way, it is never possible to reach the highest, divine truths in this way. It was Jacobi's principle that Goethe encountered with the greatest antipathy. He had renounced all faith in the best days of his life; he recognized knowledge of nature as the only source of truth; but he strove to penetrate to the highest truths precisely from this knowledge. For him it was clear that everything that a bygone age had gained through supernatural revelation, and that Jacobi wanted to gain through faith, must result solely from a deepening of the eternal life of nature. He characterized his opposition to Jacobi aptly in a letter to him: “God has punished you with metaphysics and put a thorn in your flesh, while he has blessed me with physics... I adhere to the atheist's (Spinoza's) worship of God and leave you with everything that you call and may call religion. You believe in God; I see.” The man who said this felt the ability within himself to arrive at truths and ideas from the contemplation of nature that satisfy the human capacity for knowledge just as much as it has been satisfied by the divine truths of revelation. However, in order to gain such truths, something was needed that Jacobi completely lacked. It was the gift of being able to form vivid, colorful ideas about the things and phenomena of nature. Anyone who, when thinking about nature, could only come up with abstractions that were empty of content, arid and bloodless, would feel dissatisfied with their knowledge of nature and, in order to escape this dissatisfaction, would have to resort to the old beliefs. This was the case with Jacobi. However, Goethe had the ability to form a knowledge of nature that could compete with the beliefs in terms of content. When he reflected on the nature of plants, he found this essence in the primeval plant. This is not an empty, abstract concept. It is, as Goethe himself put it, a sensual-supernatural image. It is full of life and color, like every single perceptible thing. In Goethe's contemplation of nature, it was not just the abstracting intellect, the bloodless thinking, that prevailed, but the imagination. This is why Heinroth, in his anthropology of Goethe's thinking, was able to express the view that this was “objective thinking”. In doing so, he wanted to point out that this thinking does not separate itself from objects: that the objects, the views, are intimately interwoven with thinking, that Goethe's thinking is a viewing, his viewing a thinking. With such thinking, the contrast between abstract knowledge and sensory perception, between faith and idea, between science and art was overcome. This world view and the scientific thinking of the nineteenth century belong together. And the researcher who undoubtedly has the best judgment on the tasks of the natural sciences, on the nature of the scientific age, Ernst Haeckel, repeatedly emphasizes that we have to honor Goethe as one of the co-founders of the modern world view. The true form of the Goethean world view simply does not exist for Julius Hart. And he criticizes the nineteenth century, at the beginning of which this Goethean view is placed, for only producing critical minds that dissected and tore apart, that tore down; and he expects the future to produce creators, faithful souls, builders. And he wants to “found” this constructive worldview with his “new god”. Anyone who delves just a little into Goethe's way of thinking will find everything that Julius Hart presents as small and insignificant to be great and significant. The nineteenth century contains a culture that is eminently constructive; it has brought together a great deal, a great deal indeed, for this construction. Julius Hart takes a big mouthful and tells us that we have left behind us a purely Alexandrian century, a century of abstract knowledge, of erudition. And then he takes the same approach and announces a few general statements that are to form the basis for the culture of the coming century, for the “new god”. If Hart understood just a little of Goethe, if he understood the scientific worldview, he would have to find his general statements infinitely trivial, as truths that, in the light of Goethe's worldview, appear self-evident. No, Mr. Hart, what you want is nothing new; it is something that will be achieved when the best content of the culture of the nineteenth century experiences a natural continuation. For the small minds, which are in the majority, and which parrot “Ignorabimus” because they do not know how to achieve satisfaction through the paths of knowledge of the nineteenth century, Goethe and those who thought like him in his youth have pondered in vain. But if someone can only see these little minds, then he should not stand up and trumpet himself as the founder of a new worldview that has long since been established. What Julius Hart knows about the “new worldview” is just enough for him to sit down and study Goethe's worldview. He is prepared enough to achieve some success in such a study. But at such a preparatory stage, to “found” a new world view! You must be told, Mr. Hart, that there are many who could found world views like the one you found; but they are prevented from doing so only by the fact that they have learned a little more than you and therefore know that your world view has long been founded. Julius Hart's inner life is organized like Jacobi's. The contemporary thinker differs from Goethe's contemporary in only one respect. Hart has a definite longing for the world view that was expressed through the objective thinking developed in Goethe. He just does not have the ability, the intellectual imagination, to take a single step into this world view himself. He is only aware of abstract, bloodless intellectual concepts, not of meaningful, sensual-supernatural archetypes of things. He is just as opposed to the abstract world of the intellect as Jacobi is. There is no new nuance in these perceptions. And because he only longs for the world of vision that Goethe speaks of, and cannot create in it, he does not add any new ideas to the old ones through which humanity has so far understood the world. He does not have a thinker's imagination. We therefore look in vain in his book for something like Goethe's imaginative images: the primeval plant, the primeval animal, the primeval phenomenon are. The final chapter of the book “The Last God” is the unclear confrontation of a person who has an inkling of what “objective thinking” is, but lacks any clear idea of it, and above all completely lacks the awareness that in Goethe's thinking that which he seeks in vain comes into being. Julius Hart wants to overcome the “last god”. He understands this god to be the idea of cause and effect. “Why? The word with its question mark is the great pride of our human spirit. The hunger for the why has led us from victory to victory, from discovery to discovery, from invention to invention, from insight to insight for thousands of years. We have torn all the gods down from their clouds and mists; in the eternal questions of why, they have grown so pale and decrepit that they now only creep through the living world like shadows. Only the god of why remained eternally young and new, he drank the blood of the others and became ever more powerful and strong, until he sat down on the throne as sole ruler in our time... To every why there is a why, and therefore the great causality must appear as the great ruler of the universe. It gives us the weapons in our hands by which we make ourselves masters over other people, by proving to them that we are in the right, ... by virtue of reasons.» This description of the principle of causality is based on a genuine yearning. “Objective thinking”, “looking” is absorbed in the context of the world of appearances and seeks to recognize it through the senses and through the imagination of thought. This looking remains within the world of appearances, because when it considers things in their proper relationship, it finds in them their essence, everything it seeks. The question of “why” is still a remnant of that old world view that wanted to derive the essence of phenomena from something that lies behind these phenomena. The reason should explain a thing according to its origin, just as the world, according to its origin, should be explained from God. Those who have truly overcome the old worldview of the intellect do not see the ultimate wisdom in reducing all questions to the “why?” but rather see things and their relationships as they present themselves to their senses and their imaginative thoughts. A hint of this can be found in the words of Julius Hart: “You can only look at your world and not prove it. You can prove nothing – nothing. All knowledge is only a direct look. And understanding and reason are only the epitome of your sensory organs. Their knowledge does not extend further than your senses. There lie the boundaries of your humanity.” All that Hart darkly suspects, Goethe clearly presented when he uttered the sentence: ”The highest would be to understand that all factual is already theory. The blue of the sky reveals to us the basic law of color phenomena. Do not seek anything behind the phenomena; they themselves are the lesson.” Goethe contrasted his theory of colors, which adheres to the factual, which is already theory, with Newton's, which deals with the misunderstood concept of causality; and Goethe contrasted his view of the original plant with Linnaeus's view of reason. Goethe viewed the world from the standpoint that Julius Hart stammers towards. Julius Hart dreams of a world view in which “I and the world” no longer stand opposed to each other, but appear in a higher unity. Goethe treated the world of color processes from the standpoint of such a world view. Julius Hart repays him with the words: “The conviction of Goethe and all healthy people appears under the rays of Kant's eye as an Indian conception and is nothing but the impudent, uncritical assertion of a completely naive, crude realism that asserts something that cannot be proven.” I do not like to do it, but I have to speak in your own words, Mr. Hart. Your conviction is, in contrast to Goethe's world view, a “bold, uncritical assertion of a completely naive person” who has taken a few steps into a world view and who belittles the genius that has developed it to a certain perfection because he does not understand it. If Julius Hart could understand Goethe, he would have to take a similar position to the one I take in my book “Goethe's Weltanschauung”. In this book, I have shown that Goethe 'founded' the world view that Julius Hart now wants to make himself the superfluous founder of. Anyone who understands Goethe can only see Hart's book as a bottomless arrogance, arising from ignorance of what has been achieved so far in the great questions of world view. Rarely, perhaps never, have I written a review with such a heavy heart as this one. I value Julius Hart as one of the most outstanding poets of our time. The poet also comes to the fore in “The New God”. The book is a model of excellence in terms of presentation and style. I am very fond of Julius Hart personally. I may well confess that I would have been happy, and not for one reason, if I had been able to deliver a review of this book that was in every respect approving and appreciative. But unfortunately I must consider the book to be harmful. It can only envelop those in a vain self-satisfaction who do not have the ability to reach the heights of thought where the questions that come into consideration here may be discussed. It can only strengthen their feeling that something can really be done with such lightly-dressed chains of thought as Hart's. To the regret of all those who appreciate Julius Hart, it must be said that he unfortunately does not know the limits of his abilities. I maintain my claim that a true philosopher's spirit lives in Julius Hart. But he has not developed this spirit to the point where he could really contribute to the construction of a worldview. It is not acceptable to criticize things that one does not know. Julius Hart is guilty of contradicting his own assertions. He himself says: “The Ptolemaic system was a truth, a correct combination of many correct views. However, the human mind gained even richer and different ideas, and Ptolemy's truth was transformed into that of Copernicus. Do you think that this Copernican truth is the last and final truth? It is only the truth of today, and astronomy already possesses knowledge today that cannot be reconciled with it and points to a new truth for the future.” It was with this sentence in mind that I thought about the ‘New God’ before I read it. I believed that old truths would be overcome by Julius Hart and replaced by richer, different ones. Instead, I find a critique of old, richer truths, and then – old, poorer ones in their place. I put down the book by the young Max Messer, “The Modern Soul”, with a feeling of unease. It seems to me that a person is speaking here whose heart is not understood by his head and whose head is not understood by his heart. We encounter many people in the present who are like this. It is difficult to communicate with them. They are incapable of absorbing and mentally processing that which could restore the inner harmony of their soul forces. What they complain about is that our culture is to a large extent a culture of the head, of bright, clear, conscious thinking. They never tire of emphasizing the dark side of the culture of the head, of conscious rationality, and of pointing out the advantages of the unconscious, of elementary instincts. The clear thinker who wants to use reason to gain insight into the secrets of existence is a sign of decline and decadence to them. They praise the powers of the soul that work darkly and instinctively. When they encounter a personality who does not walk in the elements of crystal-clear ideas, but who produces dark and ambiguous thoughts, possibly wrapped in a mystical garment, then they are happy to join him. I see almost all of Nietzsche's followers in the crowd of modern souls that I describe. If this following could clearly visualize Nietzsche's thoughts, which they do not understand, they would flee from the prophet, whom they sing hymns to in their ignorance, in a stormy manner. It is an incontrovertible fact that the development of the human spirit consists in the gradual progression from unconscious, instinctive states of the soul to conscious states. And the person who is able to illuminate his drives and instincts with the torch of consciousness becomes not poorer but richer. Say it over and over again: compared to instinct, compared to the rich unconscious, the bare, bloodless, colorless thought appears empty and poor. You are wrong. It is because you cannot see the richness of the world of ideas. In the thought that appears in clear consciousness there is a content richer and more colorful than in all instinctive, unconscious elements. You only have to see this content. You feel cold when natural scientists present you with the abstract laws of stones, plants and animals. Your blood runs cold when the philosopher shares his pure ideas of reason about the secrets of the world with you. On the other hand, you feel good when you can indulge in an unconscious feeling, in a mystical dream. You don't want to get out of your emotional indulgence. “Silent music is the music of the being, of the unconscious, the soul of 'dead' things. It does not sound to the conscious. It is heard by the heart, not by the mind. All its heavenly melodies and voices sound to children and women, as well as to Christian men, as people who have overcome consciousness and become unconscious! (“The Modern Soul”, p. 70.) Before me stands the bust of a man who lived entirely in the realm of conscious ideas. His features speak to me of the blissful rapture of the spirit that ruled in the light. He saw all things in their full, fresh colors because he let the light of the idea fall on them. He only smiled at the sentimentalists who believe that they must lose their enthusiasm and warmth for the phenomena of the world when they rise to clear insight. He smiled at the weak-minded who need darkness in order to be able to feel with the universal soul of the world. Before me stands the bust of Hegel. No, thinkers are not colder, more sober natures than mystical dreamers. They are only braver, stronger. They have the courage to face the riddle of the world in broad daylight. They do not have your fear, which prevents you from raising to consciousness what lives in your instincts, in your unconscious. You do not know the warmth that thought radiates, because you do not have the courage, the strength, to face it with your eyes open. You are too cowardly to be happy in the world of consciousness. Or too childish to bear the light of day in a manly way. Max Messer's “Modern Soul” is an unmanly book. It was created out of a fear of clarity. The human spirit was born out of obscurity. It has struggled to achieve clarity. But it must now find its way back to obscurity. This is its content. “The intention of Christ and those who preach about the superhuman was to show all people the path of suffering, to make it easier for them, and to lead all people back to unconscious being through consciousness.” (“The Modern Soul,” p. 62.) Mankind will not take this path. It will not allow itself to be held back in its progress towards ever more conscious states. But it will increasingly gain the strength to derive the same satisfaction from consciousness as the undeveloped person derives from the unconscious. Trembling, with shaky legs, Max Messer stands before the world picture that spreads out before him in the light of knowledge. He would like the soothing twilight to spread over it. But it would be better if he practiced mental gymnastics, strengthened his nerves so that he would no longer tremble, so that he would learn to stand bravely upright in the bright light of day. Then he will also learn to understand me when I tell him: it is better to speak than to be silent; and nature does not allow the youth to mature into a man so that he looks back in sorrow at the ideals of lost youth. Books of the day's brightness are above all to be valued. But one can also take pleasure in books from the dawn. Our contemporaries, however, like to walk in the twilight after they have dozed through the day. Our present knowledge of nature is the day. Max Messer dozes through it; he half-closes his eyes to it. He cannot bear it. One would like to call out to him: Wake up! Then continue writing, just as honestly as you are now, as a dozer. I called Arno Holz's “Revolution of Lyric Poetry” an annoying book, although I consider all the claims made by the author in it to be as incontestable as the propositions of elementary geometry. I must emphasize from the outset that in my judgment I completely separate the latest phase of Holz's lyric poetry from what Holz argues theoretically about lyric poetry. I am very impressed by Holz's latest lyrical creations – not all of them, but many of them. And I must confess that I admire a poetic power that dispenses with the traditional, significant means of form, that spurns everything except the “last, lowest formal principle” of lyric poetry, and that expresses such greatness within this simple, final formal principle. I find it perfectly understandable that a personality with such a strong inner life can feel disgusted by the ever-recurring old forms. But Holz's theory seems like Spanish boots, in which his own poetry is constricted, and in which he basically wants to constrict all poetry. He has come forward with this Spanish boot theory. The venerable German critics, with their extraordinary artistic understanding, have tried to show that the Spanish boots are bad. Holz now had an easy game. He has written his “Revolution of Lyric Poetry” and shows his attackers that his Spanish boots are flawless, that the critics' exhibitions are foolish, that they understand nothing about boots. It is sad to see the enormous amount of foolishness that has been brought forward to refute Holz's theory. But he has made perfect Spanish boots; and there is nothing wrong with them. Let us take a closer look at Holz's theory. Our old lyric poetry expresses feelings and ideas. This expression has certain forms. These forms are added to the expression; they have nothing to do with it. If I want to express that I am standing in the forest, that there is peace all around, that the birds are silent, and that I will soon go to rest, I can do so in the way that Goethe did in his famous poem “Über allen Gipfeln ist Ruh”. But there is no doubt that the rhythm and verse structure are something other than the content expressed. Something that could also be different. This form cannot therefore be essential to lyrical creation. The essential is not this external form, but the inner rhythm of what is expressed. If we strip away everything that poetry has added over time to what is essential to it, what remains is Holz's definition of an original lyric: “which renounces all music through words as an end in itself and which, purely formally, is carried only by a rhythm that lives only through what struggles to express itself through it.” Anyone who objects to this definition simply does not know what is original about poetry and what is derived from it. If a poet remains with this original form of poetry, that is his business. The critic has only to understand him, not to patronize him. However correctly the original form of lyric poetry may be defined by Holz, it must not be tied to reality like a Spanish boot. The forms of lyric poetry to date are irrelevant to it. Yes. So it is nonsense to demand that it be recognized as something permanent, as essential to all lyric poetry. What follows from this? That it can be replaced by new forms. But not that they should be discarded and replaced by nothing at all. My skirt is unimportant to me. I can take it off. Holz is undoubtedly right so far. And it was stupid of his critics to want to forbid him to take off an old skirt. But does that mean that Holz has to go around completely naked? I think that when you take off an old coat, you put on a new one. It will be the same with the development of poetry. The old forms will fall away and new ones will take their place. Holz has taken the old poetry off its clothes. He leaves the poor thing wandering around without a covering. The critics come and explain: this naked poetry is false. Of course, he has an easy job of it. For it is simply nonsense to call the naked one false. But it is a defect that wood cannot find new clothes for the old ones. In reality, things do not expose themselves purely with their essence; they clothe themselves with all kinds of unessential things. Wood has only done half the work. It has separated the essential from the inessential; but it has not been able to find a new inessential. The new lyric will contain not only the essential but also the inessential, new forms. It would be like tying it into Spanish boots if one wanted to restrict it to the essential. When nature progressed from the ape to the human race, it created a new form of mammal. Man has many things that are not essential to him as a mammal. But nature did not go back from the ape to the original mammal in order to develop further. Holz does this, which is contrary to nature. He wants to develop lyric poetry. That is his right. But he goes back to the original form of lyric poetry. Nature would never do such a thing. That is why his view of development is misleading. And his theory, despite its incontrovertibility, is an annoying one. All theory is annoying, which, although correct, is incontrovertible, but which, narrow-minded, resists any expansion. It cannot be refuted because it is true. But there is another truth besides its truth. And the annoying thing is the denial of this expansion of truth. Holz had to expand his definition of original lyric poetry, which, purely formally, is carried by a rhythm that only lives through what it expresses, to the following: the new lyric poetry will retain only the rhythm of the old, which lies in the expression, but will seek a new, insignificant form that, like the old forms, presents a certain music through words as an end in itself, in addition to the expression. I have described the three books discussed as symptoms of certain intellectual currents of our time. These currents can be characterized by describing their proponents as superfluous reformers and revolutionaries. What they do is based on the fact that they have not sufficiently familiarized themselves with what intellectual culture has achieved so far. If Julins Hart had 370 lived in the world view of the Goethe era, he would not have “founded” his world view. He certainly would not have talked so much about the overthrow of the God of “causality” if he had considered that Schiller, by considering Goethe's points of view, had come to the conclusion much more perfectly than is possible from his world view: “In terms of its relation, it is the eternal endeavor of rationalism to ask about the causality of phenomena and to connect everything qua cause and effect; again, this is very commendable and necessary for science, but it is also highly detrimental due to its one-sidedness. I am referring here to your essay itself, which excellently criticizes this misuse, which the causal determination of phenomena causes.” Schiller expressed this view on January 19, 1798. Julius Hart expressed it much more imperfectly a century later. And now he wants to give the impression that he is reforming the world view. Max Messer has not yet had the time to familiarize himself with the world of thought of the nineteenth century. He therefore knows nothing of the satisfaction that can flow from such a familiarization for the modern soul. He should say to himself: the world of thought lies before me; I must see what it can offer to man. That is too difficult for him. He cannot really keep up. He would like it to be just as easy to immerse oneself in the educational content of the time as it was in earlier, more primitive cultural periods. He conjures up a theory out of his personal inability and writes a book about it. The time has too many conscious thought elements in it. It must become more unconscious again. If Max Messer had entered the spiritual world of consciousness and immersed himself in it, he would have written a different book. He would not have asked himself: how can we get out of consciousness to achieve satisfaction? But rather: how is it possible to achieve this satisfaction within the world of consciousness? Arno Holz seized upon the idea that spiritual life is also subject to the law of development and applied it to the evolution of lyric poetry. But he has grasped it too fleetingly. According to the idea of evolution, the development of mammals has progressed beyond apes to humans. Holz acts as if humans had not replaced apes, but rather primal mammals. Poetry will certainly shed its previous forms and reveal itself in new forms at a higher level of development. But it cannot become primal poetry in the course of development. This is what I have to say against Arno Holz's theory. I am not fighting it. I am simply arguing that it needs to be expanded. I see Holz, the poet of today, differently. The biogenetic law of development says that every higher species of organism passes through the stages in a shortened form in the embryonic state, which its ancestors have gone through as species over long periods of time. Poetry certainly develops into a higher form. Before its birth, it passes through the earlier forms in a kind of embryonic development in a new form. Holzen's poetry is a poetry embryo at a very early stage. He should not persuade himself and us that it is a fully developed child. He should admit that his embryo must develop further. Then we will understand him and - be able to wait. But if he wants to talk us into accepting his embryo as a fully developed being, then the midwives of criticism - he despises the gentlemen as “reviewers” - should make him aware that he is dealing with a miscarriage. |
159. The Mystery of Death: The Path of the Human Being through the Gate of Death - A Transformation of Life
19 Feb 1915, Hanover Translator Unknown Rudolf Steiner |
---|
Then the individuality, consisting of astral body and ego, passes the spiritual regions between death and new birth. The etheric body, however, keeps on working, detached from the ego and astral body. |
The human being himself goes other ways with his ego and astral body—those ways which prepare him then for his next life on earth. But these etheric bodies separate from the human individualities, they go over into the being, the substance of the folk-souls. |
He uses up, so to speak, the forces of this etheric body the strongest to incorporate them in his ego and astral body. What makes the ascetic free from the physical, this is of benefit completely for his individuality, and this serves the transformation of his individuality. |
159. The Mystery of Death: The Path of the Human Being through the Gate of Death - A Transformation of Life
19 Feb 1915, Hanover Translator Unknown Rudolf Steiner |
---|
It is a time, in which in quick succession as a result of many deaths the connection of the human being with the spiritual world approaches us. It is the world the human being enters when he goes through the gate of death. Under quite special circumstances these quick successive, almost simultaneous deaths face us. These special circumstances are given because numerous earthly people go through the gate of death that could have lived still for decades on earth under the circumstances that one may assume for earthly people. And whenever the human being goes through the gate of death prematurely as it were, extraordinary conditions come also into being. We know that the human being going through the gate of death leaves behind, hands over as it were what falls off as his physical body from him to the earth element. We know that then the so-called etheric body is considered as the second that, however, also separates from the individuality. Then the individuality, consisting of astral body and ego, passes the spiritual regions between death and new birth. The etheric body, however, keeps on working, detached from the ego and astral body. This etheric body, which now enters the spiritual world next to us, the etheric world, is different with each human being. You may imagine that an etheric body of somebody who passes the gate of death prematurely looks differently as that of somebody who has lived his life till old age. For the etheric body which has to go with an early deceased human being through the gate of death would have the power to supply the physical body with life under normal conditions still for many years, decades. Now a force does not get lost in the spiritual world just as little as in the physical world. This force which supplies, otherwise, the physical body with life continues to exist. So that we can say: if now thousands go through the gate of death, nevertheless, almost every day, etheric bodies enter into the elemental world which are still capable of surviving, which have other forces in themselves than older etheric bodies have. What happens now with these etheric bodies still capable of surviving? Yesterday, I spoke of the real folk-soul in the public lecture. This folk-soul is a real being. It needs quite particular forces just in our time. It needs such forces also at other times, of course, but particularly in our time. This folk-soul takes up these etheric bodies still capable of surviving. The human being himself goes other ways with his ego and astral body—those ways which prepare him then for his next life on earth. But these etheric bodies separate from the human individualities, they go over into the being, the substance of the folk-souls. After such a destiny-burdened time as we now experience we go towards a time when the folk-soul contains the etheric bodies in itself—like forces living in it—which have been handed over by those who have gone in the battles through the gate of death. A time comes near when the spiritual scientist can know that that is not lost which was sacrificed on the altar of the big events. A time comes near when effective strength emits from the folk-soul into the individual souls, that simultaneously goes out from that which in the first, second, third decades of youth numerous people have taken up here on earth, which they could still have kept for many decades, which they have handed over, however, to the folk-soul. This is in the forces in future the folk-soul drips into the individual souls; that is not lost. Let us take that really to heart. Imagine how our consciousness of the connection with the spiritual may be enlivened in our feeling life if we keep in mind that we can speak of the folk-soul in future that the fruits of the sacrificial deaths are in it as effective forces. That is particularly important in the next time. In other times this would be different, for the next time; however, it will be significant because of a quite special reason. We lived in a bad time of materialism. The souls, who could not approach spiritual science, were immersed in a strong aura of materialism. To fight against this aura is the task of the folk-soul in the next time. Forces will flow towards this folk-soul for the fight of materialism by the fact that the etheric bodies of the early dead linger on in this folk-soul, just linger on as forces. These etheric bodies—sacrificed on the altar of human evolution—will be the strongest fighters against materialism. So we have to make a distinction between that which moves as a single human being through the regions of the spiritual world and remains united with the human individuality, from that which the etheric body delivers on its detour to the general community; which keeps on working in the spiritual general community in the sense cited here, in the substance of the folk-souls. That may stamp itself especially deeply in our souls if we put two human types concerning this spiritual difference before our souls: the warrior killed on the battlefield who goes, completely devoted to the task of his people, through the gate of death—who as it were at the moment when he enters the battlefield when he only resolves to enter the battlefield must also resolve to face death. Compare this human type with the ascetic. Just if you consider what the forces of the etheric body signify in human life, you get an idea of the difference of the warrior killed on the battlefield and the ascetic. The ascetic works on himself. He tries to work on himself in such a way that he overcomes the physical in himself completely, that he becomes still free from this physical during his lifetime. Since the ascetic works that way, a significant transformation also takes place in his etheric body. He uses up, so to speak, the forces of this etheric body the strongest to incorporate them in his ego and astral body. What makes the ascetic free from the physical, this is of benefit completely for his individuality, and this serves the transformation of his individuality. So that such a human being who becomes an ascetic can serve humankind only on the detour of that which he makes out of himself. He, however, who frees himself from the physical body in early youth, because he has to surrender to the requests of war, hands over the forces of his etheric body to the general community; he incorporates them to the general work. You have to feel this difference, it is a significant difference. It points us again a little bit to that which prevails as a reality in the human life. It is also significant to look just at the path through the gate of death concerning the etheric body. At the moment when the human being goes through the gate of death, he is still united with his etheric body. We have often described what happens to this. This connection with the etheric body gives the human being the possibility to live in all ideas that the last life aroused in him to merge completely like in a mighty tableau in everything that the last life has given him. But this is a kind of vision that lasts for a relatively short time; it fades away with the liberation of the etheric body from the ego and astral body. Yes, you can say, it immediately begins to fade away after the moment of death. The impressions become weaker and weaker which are still due to the possession of the etheric body. Then that makes itself felt which is authoritative after the physical death. What is authoritative there is properly imagined only to a lower degree by the people who want to get ideas about the life after death. It is even difficult to coin words for those quite different conditions, compared with the conditions we experience in our physical bodies. One thinks simply that the human being after he has gone through the gate of death has only again to get a consciousness for himself. It is not really that way. The human being experiences no lack of consciousness when he passes the gate of death. On the contrary, his soul experiences a superabundance of consciousness. He lives and weaves completely in consciousness, and as well as the strong sunlight dazes the eyes, he is dazed at first by consciousness, he has too much consciousness. First, this consciousness must be dampened, so that he can orientate himself in the life, into which he has entered after death. This lasts for a longer time; more and more moments happen in which the consciousness makes such an orientation possible. The soul becomes conscious for a more or less short time and then it again enters into a condition similar to sleep as you may call it. Then such moments become gradually longer and longer, the soul comes more and more in such conditions, until it is able to orient itself entirely in the spiritual world. Also this makes difficulties to get clear ideas of the way how the soul perceives his environment after it went through the gate of death. We buried a dear anthroposophical friend in the last week, and on account of the wish of the dead I had the task to make a funeral celebration for her friends at the place where she died. In the time I spoke and directed my words to the dead person, the dead person was as it were like sleeping. Then the heat had an effect, the flames seized the body, and at this moment a moment of consciousness came over the soul, like a moment of orientation. The dead had the whole image of the funeral celebration and the funeral speech before herself, as somebody has something spatial at the same time before himself. Time becomes there really space. You do not see the past as you see the past running in time during life, but you see the past as something spatial before yourself. So that that which had already run off, which had happened a quarter of an hour before, then stood before the soul of the dead like the first lighting up moment of consciousness. Then a state of daze came again in the flooding light of consciousness to go in this condition towards those other conditions in which the soul gradually learns to orientate itself in the spiritual world. It is important if we want to really get good ideas about the life after death for ourselves that we understand these quite different conceptions of time, that we see how there time is not something of which one can say, it has passed, and one remembers of the matters that happened in time, but the past stands there. Like the desk stands there and this desk does not go along with me when I go over there and look back at it, in the same way that remains after death which happened, which can be just only reminded, stands there; and the dead looks back at it as one looks back in the body at the spatial objects. This is very important to understand. Furthermore, that is of particular importance to understand that we really remain in connection, that our life on earth remains in connection with that what we experience between death and a new birth; at least it remains in close connection up to the point in time I called midnight hour in my last mystery drama.1 Nevertheless, I would not like to fail to give our friends ideas of these relations to be difficultly described bit by bit. At that which we as earthly people have experienced between birth and death the soul, which has gone to death, looks back—but not, as if that which one has experienced there only would be there, but some conditions of life of the dead play a part in a peculiar way. The condition of life of the dead is not the same as the condition of life between birth and death of living people. The condition is such a one that the human being feels enclosed by his skin and looks out into the world by means of his senses. As soon as one enters as a dead the spiritual world, he/she has flowed out into the whole spiritual world. The soul feels like fulfilling the whole spiritual world bit by bit. What the human being has experienced during his physical earth existence, he feels like something that remains to him—not as a physical body, of course, but as that which constitutes the form, the forces of the physical body. This remains after death, but the soul has it as somebody has the human eye in the physical body. As you have the eye for seeing, you have then yourself, the life on earth, which you have experienced, as a cosmic sense-organ to perceive the world with it. What our eye is now for our body, this is our life on earth for our spiritual life after death. Our life on earth is implanted to us as it were as an eye, as a sense-organ. You will understand gradually only after longer meditation what significant, actually, is pronounced that our life on earth becomes a sense-organ for our life between death and a new birth. That resembles to the process when the human being falls asleep and leaves the physical and etheric bodies with his ego and astral body. When initiation comes into being and the human being starts beholding in the spiritual world outside his physical and etheric bodies, then he knows: in the spiritual world you perceive like by means of a sense with the spiritual part of your physical body, and you think in the spiritual world with your etheric body. Your etheric body is real like your brain in the spiritual world and your former physical body is a sense-organ. However, you yourself are poured out with all your vital forces over the spiritual worlds. You have spread, you do not feel crowded together to one place because of your skin, and you feel poured out, extended over the spiritual world. This is a quite different existence. With it is connected that somebody who himself enters the spiritual world, either by death, or by initiation, lives united with the other beings of the spiritual world, with beings of higher hierarchies or with human souls, which live between death and a new birth. However, he lives united with them in such a way that he does not experience them as you meet earthly men outside where you are separated spatially from them. But he experiences them as being contained in a common spiritual space, penetrating each other. What another soul experiences one does not experience by the fact that it says something, like with earthly people, but that one settles in the other soul and witnesses its thoughts. Hence, it is also that you can only be certain to experience that in yourself really what, for example, a dead experiences if you know: you are as it were in the dead, you do not only report something that you hear after the model of something which you experience on earth, but you hear: the dead himself speaks through your being. I would also like to explain that to you by an example2. One of our members has recently died. Still before the cremation I felt the necessity to hear what this personality has to say after her death. For she was still united with her etheric body and could—as it were—express herself by her etheric body in earthly way, however, she subsumed everything that she had intensely witnessed of the anthroposophical world view and had woven into her soul. So we deal with a personality who had advanced in years, who has settled down in the last time of her life really intensely and with all forces of her heart into our spiritual-scientific world view. Then she went through the gate of death. Now she had still her etheric body. It was still before the cremation, and the etheric body was still there as a means to express herself. This gave the possibility to express myself still by earthly words because the etheric body could experience them. And the liberation from the body, from the earth existence, gave the possibility at the same time to subsume the whole being, which had been engraved by the heart in the soul. While it appeared to me how this personality who has gone through the gate of death wanted to pronounce her being—possibly during the second day, after death had entered,—formed the words of which I can inform you, words, which are to be regarded as words the dead had experienced. So that you have to imagine that here, during the second day after death, this being of the soul, which had gone through the gate of death, was fulfilled by the force of these words, expressed itself in the force of these words. And if one transported oneself into this soul, this being of the soul, this being of the dead expressed itself through him in these words. Therefore, I could do nothing better than to turn these words to the dead then just at the funeral, because these were the words which she herself spoke as it were to the friends, who surrounded her earthly rests. I can assure you: I have added nothing to these words, but I have tried to understand them from the being of the dead. Indeed, then later this happens I have called the daze of consciousness what you could call a kind of sleeping state. Now the dead would not have been able to express her being because now she missed the means of the etheric body. She will be able to do it again after some time, but that would be impossible immediately after death. The words read:
I would like to put this before your souls as a clear example of the mysterious course which the human soul takes just through the point in time which separates the life between birth and death from the life between death and a new birth, where everything that was still external experience to us in the life on earth becomes internal wealth of the soul and lives in us that way. Here one takes on spiritual science still as something external. Immediately after death, however, it appears how it lives in the soul, yes, we say, as well as muscular strength now lives in our physical bodies. You have to feel that once if you want to grasp the internal sense, the internal meaning of that which spiritual science can be for the human soul. Then bit by bit you get a conception—you must have patience—of the quite different relations in the spiritual world. If we form words and concepts of the relations in the sensory world, we can give symbols at most of that what is in the spiritual world. You must work in patience towards concepts and sensations and feelings which express that fairly correctly and truly what the relations of the spiritual world are. The logic of the life on earth—yes, there is only one logic of the life on earth—is already sometimes rather fragile for the life on earth. I have already stated how one can pass the real facts using the logic of the life on earth. I have often stated the example: assuming a person is walking along a brook. We see him falling into the brook. We rush over and find out that he is already dead. We see a stone where the person has fallen into the brook, and can now form a quite logical, but superficial judgment. We can say: the person has tripped over the stone, has fallen into the brook and drowned. He has died the death of drowning.—But this can be quite wrong. If one examines the matter purely anatomically, it can become apparent that the person had experienced a heart failure; thereby he fell in the water. The heart failure is the cause of his death. With the everyday correct logic we conclude wrongly. Such conclusions—this would be noted, only by the way—are made perpetually in human life and in particular in science. Science is full of such conclusions where cause and effect are mistaken. But the matter becomes important when questions of human destiny are considered. We have experienced such a stroke of fate in Dornach in autumn, which is instructive in the most important sense. One evening the little, seven-year-old son of our member, Theo Faiss, who was an exceptionally dear, bright child, was reported missing. It was just during an evening lecture. The mother searched for the child, it was not to be found. When the lecture was over, one heard, actually, only that the mother misses her boy, and one could imagine nothing else that the death of the boy were in connection with a removal van, which had toppled over. A member of our society had let send his pieces of furniture in a removal van, and this removal van had toppled over in the evening where the boy stood. It was ten a quarter clock in the evening and we applied everything to lift the carriage. The mobilised military met us to help, to lift this removal van. The removal van was lifted, and one found the boy crushed under the carriage. Now think, in this area a removal van did never go generally before; nor thereafter. The boy was here, one could state this later by all possible things one calls incidents and chances, just in the time—it has concerned only minutes, around a moment—where the removal van toppled over. However, it was strange that first of all those who were here where the carriage had toppled over were only concerned to bring the horses to safety. One had no idea that the removal van had fallen on the little boy. The child was dead. The materialist view may say: well, the removal van toppled over by chance there at this hour; the child got under it and was crushed. The materialist view will say that, of course. Before the spiritual view this is completely nonsense. For that what is there is the karma of the child, and this karma of the child steered all single circumstances. It has also steered the removal van there just at the hour when the child needed the death because the karma of the child wanted it. The karma of the child had expired. We deal here with the necessity to reverse cause and effect. By such relations and the view of them one is able to ascend bit by bit to the real view of life which persuades us to reverse that what the external appearance presents to the senses. We must often turn around this. But the matter becomes quite significant when one experiences after that what comes into being by such a fact. The soul of a human being goes through the gate of death. This soul was embodied for seven years in a physical body. Why could the little Theo not have become also seventy, eighty, ninety years, externally considered if the karma had not made it impossible? An etheric body is there which could have supplied life still for decades; an etheric body which was really filled by forces of the eternal, of the good. It was an excellent boy. You know that then the real individuality, the ego and astral body, go on their way. But the etheric body frees itself, this etheric body, in which all tender, nice forces are woven which have developed in the childhood, in which, however, all forces also live which come from the former incarnations. Now imagine what you have before you facing such an etheric body. The individuality comes from the former incarnations. It embodies itself anew in this incarnation; it implies what comes from previous incarnations. The life of this incarnation is as it were the fruit, realising that what was cause in a life in previous incarnations. Through the whole life these fruits could have enjoyed life to the full. Then everything would have gone into this etheric body what comes from the fruits of the former incarnations. This has not happened. In return everything is in this etheric body what still has causes in the former incarnations. And now the strangest thing is: somebody who tries to explore the aura of our Dornach construction finds this etheric body of the little Theo in the aura of the Dornach construction. There he is, there he hovers over, lives around the Dornach construction. He who has to deal with the Dornach construction or will still deal after that late autumn afternoon in which the little Theo went through the gate of death knows what has been changed in the spiritual aura of the Dornach construction by the fact that that etheric body was incorporated into this aura. This etheric body contains the forces which would else have been used for decades for the supply of a physical human body, and this etheric body is just poured out in this aura of the construction. So mysterious are the ways that wisdom flooding through the world has to experience with its creatures. There are only correct ideas of the kind how the whole human life runs—to which in the most remarkable sense the life between death and a new birth belongs—if one goes into details of these matters. Because our anthroposophical movement should really be not anything abstract, but something in which we are with our whole being, in which also those are who just belong to us, we are also allowed to speak of such matters. We unite not only like other societies with a certain program, but we want to be with our whole souls in our spiritual-scientific movement. We want to conceive this spiritual-scientific movement as a concrete stream to which everybody belongs who really bears witness to it in a feeling way. We can say: there we speak as somebody just speaks in an enlarged family about the relatives there or there. For that what touches us, so to speak, in an informally familiar way gives us the highest, the most significant, the most important explanations of the spiritual world at the same time. From such an attitude I would like to mention the death of one of our friends who are just often affected by deaths in the last time. Our infinitely dear friend Fritz Mitscher has recently gone through the gate of death. The necessity arose to me to subsume in words what the own soul felt, while it leant to the soul, which has just gone through the gate of death. Notice the difference between the preceding words which I have read out to you, and the words which I want to read out to you now. The words that I have read out just here are out of the soul of the dead. The words which I will read out to you now are stimulated in my own soul at the sight of the dead Fritz Mitscher, who was still combined with his etheric body. It is the impression which the dead made that is reported now in these words. Perhaps, you know that Fritz Mitscher was already as a young teacher at the most different place, especially in Berlin, active for our Anthroposophical Society. And many of us also know that he was just inclined in such a nice way to combine everything that he could acquire of earthly science and learning with the noblest, nicest anthroposophical consciousness. This also expresses itself after his death when in his whole being was combined what he was, and what shines now again after his death from the soul relieved of the body which still had its etheric body. And it seems to me that this had to be expressed what Fritz Mitscher was after death with the words, which I had to send on to him at the cremation.
These are the words which were sent to the dead out of the being of the dead. And then some time passed after these words were spoken at the cremation, and out of the being of the dead, not yet out of the well-organised consciousness, but like from the being sounding, there the following words sounded now from the dead in the night after the cremation.
The words sounded back that way. Only after that I myself found out that two stanzas which are in the middle can be converted immediately from “you” to “I” and from “to you” to “to me.” I did not know that before. Since I heard the stanzas as I read them to you first. And now they came back from the being of the dead, spoken by him: That shows that as well as in the time in which the consciousness does not yet have the shape which the soul has then again after this time through the whole realm between death and new birth, it shows as even in lively transformation, in meaningful transformation the words come from the dead. You have only to feel the spiritual-scientific world view becoming really alive creating the connection between the physical and the spiritual worlds. For it may run like a shiver through our souls when we feel at such an example how the words are called to the dead—and he returns them changed to us. Like we feel on one side that they went to the dead because they resound from him, not only like an echo, but meaningfully changed by him. These are matters that give us the certainty, the confidence also for our present that the souls living here in earthly bodies are connected with the spiritual powers weaving and prevailing in the world. In this stream of prevailing and weaving spiritual powers the deceased are woven, are in it, because in it they experience their further postmortal destinies. If we allow the connection of the physical and spiritual worlds to have an effect on our souls, we can contemplate various things. I pointed already once also here to the fact that with this cooperation of the physical and spiritual worlds proceeding in the concrete sense also the impulse of the Mystery of Golgotha comes near to us. We know that now we only start contemplating the sense and meaning of the Mystery of Golgotha and Christ Being by spiritual science completely. Up to now the human beings did that by means of reason. And what did result from this reason? If the effectiveness of Christ had depended in the human earth-life on that what the human beings have understood of it, the effectiveness of the Christ Impulse on earth could had been not very strong. The human beings have understood theological squabbling, all kinds of disputes in their reason, that was they understood of Christianity. But Christ has had an effect out of lively power. I have probably stated also here the example of the battle which Constantine fought against Maxentius, by which the fate of Europe was decided at that time. Thus Christianity was only accepted, actually, and became then the ruling power in Europe. This battle was not won through the art of strategy nor by the armies of Constantine. Maxentius had to defend Rome. By looking up in the Sibylline Books and by a dream, which he had, it was put in his head that he should lead his army out of Rome. Then he would destroy the enemies of Rome. His army was five times stronger than that of Constantine, who approached Rome. Now he really led his army out of Rome, strategically the most inept what he could do. Since according to strategy everything spoke well of letting his army in Rome and letting the hostile armies approach. However, he led his army out of Rome. Also on the side of Constantine who led his armies against Rome these were not warlike-scientific reasons which gave him the strength, but he also had a dream. The dream said to him: if you allow bearing the monogram of Christ in front of your army, you will defeat Rome.—At that time and still for later the whole map of Europe was transformed through the victory of Constantine with his weaker army. Also the spiritual life of Europe has thereby become different. That what people could understand in those days would not have been sufficient to accomplish these achievements. The Christ Impulse had an effect in the subconsciousness of the human beings, in that what lived in the depths of the souls what people only could dream of, what came up to them at most in dream pictures. We have a later, quite important example of the effectiveness of the Christ Impulse with the Maid of Orleans.3 Who studies history really, not as one often studies history today, but that one tries to recognise the real connections, he can know that again the fate of Europe was absolutely determined for the next centuries through that what the Maid of Orleans did. Neither strategy, nor the wisdom of the politicians, but that what the shepherd girl of Orleans did was vital for the destiny of Europe, especially also for the destiny of France. Now, however, the Christ Impulse worked in the Maid of Orleans, through its Michaelic representative. It worked into the soul of the Maid of Orleans. Her soul was completely infiltrated, inspired by the Christ Impulse. Exactly in the same way as in those days when the battle was decided between Constantine and Maxentius the Christ Impulse worked, without people knowing about it in their upper consciousness. The Christ Impulse also worked there, when the Maid of Orleans sent the French armies against the English armies. The whole continent would have changed, also England if at that time France had not won. Also England would not be that what she has become if she had not been defeated. However, the subconscious forces which came up in dream pictures caused the victory. The abilities of the Maid of Orleans were inspired by them. So that you can say: what the Maid of Orleans did was influenced through a more or less unaware initiation. It is of course an unaware, you may also say, an atavistic initiation. A clean psychic vessel had to be seized just unconsciously, as it was the Maid of Orleans through whom the Christ Impulse could work, by his Michaelic representative—a clean vessel. Let us look at the matter more exactly. If anybody today goes consciously through an initiation—there are rules for that. The ABC is in my book How Does One Attain Knowledge of the Higher Worlds?” There are rules by which one is able to develop gradually. One cannot speak of such a conscious initiation in the case of the Maid of Orleans. But a spirit which is otherwise not united with the human soul had to take its place in this human soul, to permeate this human soul. Especially favourable circumstances had to come into being. A spirit of higher spheres cannot always intervene in the souls who are enabled for it. Especially favourable circumstances must occur, so that a single human being comes in connection with higher worlds without initiation, without conscious work on himself. Especially favourable circumstances exist in the time when as it were the spirit of the earth is particularly awake: in the time from the 25th December to the 6th January. When in summer the sun stands highest, when the physical heat radiates mostly to the earth, then the conditions of initiation are the worst because then the spirit of the earth is sleeping. The spirit of the earth is the most awake in the winter darkness, at the winter solstice. Hence, it is not only a legend, but corresponds to a truth when it is told in old legends that during the thirteen nights which precede the 6th January certain particularly suitable souls were initiated, so that they could go into the spiritual world, that they could experience there what we call Kamaloka and devachan. We here in Hanover probably remember that the legend of Olaf Åsteson4 was once reported who—sleeping for these thirteen nights—went through the whole way which can be the way through Kamaloka and devachan. Olaf Åsteson tells then what he experienced during these thirteen days. If the external physical darkness of the earth is the strongest, the conditions are the most favourable to lead a soul into in the spiritual world. It would have been the most favourable for souls like the Maid of Orleans, who are initiated for the whole humankind for such an action not by directly conscious exercising but by especially favourable circumstances, if she could have slept during the thirteen nights. Thus she could have been brought into connection with the spiritual world; if she could have accomplished that in a sleeping state. The Maid of Orleans went really through such a sleeping state. For the Maid of Orleans spent these thirteen days up to the 6th January in the body of her mother in a condition in which the human being still sleeps. Since the human being only wakes up for the physical life when he is born and does the first gasp. With the Maid of Orleans the last sleeping nights of the embryo fall in the time of the thirteen nights, because she was born on the 6th January. There you have a deeply significant internally historical connection. There you have the basis of the mission of the Maid of Orleans, who was chosen to receive the initiation as this clean soul before her first gasp during the last thirteen nights of the pregnancy of her mother, in this sleeping state, just under the especially favourable circumstances of the earth-life. The calendar shows it simply to you. Open the calendar: on the 6th January you find the birthday of the Maid of Orleans. The calendar shows you how here a deeply intimate connection exists between the physical world and the processes in the spiritual world. Of course, it was necessary that the soul of the Maid of Orleans was prepared by her preceding incarnations. During the thirteen nights this soul and that what could come from this soul made it possible just at this point of the human development that the spiritual world was able to influence the physical world. The spiritual world with its ingredients is always there. The spiritual world is always among us. The ways of working in the physical world are manifold, which the spiritual world selects. And our consciousness of the connection with the spiritual world becomes stronger and stronger, the more we express the connections between the physical and spiritual worlds especially deeply in such details, while such connections stand vividly in front of our souls. On the other side, one must say: also that what happens here in the physical world may prepare a kind of connection with the spiritual world and our physical world. And if anybody who has taken up that as intensely as Fritz Mitscher what flows through our spiritual science, and then went across in the spiritual world in the thirtieth year of his life—on the 26th February his thirtieth birthday would be—and has infiltrated his soul with that what can penetrate as a strength into the soul by our spiritual science, then we have a powerful individuality who will further stay together with us in the spiritual world who is an assistant of the most immense kind. And if you imagine how difficult the striving for spiritual science is just in our time, in this time which is, nevertheless, completely impregnated with materialism. Then one may also say that he who is connected with all the fibers of his life with the spiritual world has the biggest hopes for those who can become spiritual assistants who become spiritual assistants after they have laid down their physical bodies. One does not need to say, of course, that the passage through the gate of death is never allowed to be a personal decision, but that it must be caused only by karma. These spiritual assistants are those who give us consolation and hope if we see how difficult it is, just in the present, to provide for our spiritual-scientific movement because of the manifold inhibitions. However, we know how higher spiritual forces have an effect on earth, so that the current of the spiritual worlds flows into the purposes of the physical earth. Thus the unused forces of the human souls come up to the spiritual worlds to work there just with their forces, combined with other forces. Hence, I said the words to our Fritz Mitscher in my obituary really from the bottom of my heart:
When we try to advance our spiritual movement to its purpose honestly, then we are aware that in the forces which we apply here on earth also those forces are working which our friends already brought through the gate of death into the spiritual world. We summarise now all that also for the understanding of the general situation of the world. On one side, the human souls who go now due to the destiny-burdened events through the gate of death carry their etheric bodies to the folk-souls. On the other side, they carry everything that they have summoned up in sacrificial devotion, while they have gone just by these events through the gate of death with their individualities. And all that will be poured out as effectiveness into the coming age. It is the matter of the human beings who then experience peace to produce the connection with that what will be there in the spiritual world. Those who today experience as mothers and fathers, as brothers and sisters or other relatives the death on the battlefield of a human being dear to them can take up the fact in their consciousness that with the etheric body something extremely significant passes over into the general effectiveness of the earthly humankind for the future. Not only that they can know that the individualities go invigorated by death to a later stronger life on earth, but they can also know: that what the warrior after death has handed over to the folk-soul weaves and lives really. Fathers and mothers, sisters and brothers have those who have gone young through the gate of death twice, one must say, now in the folk-soul and also as individuality. This idea will only be of great value when it has completely become feeling, so that one does not only speak of immortality, but that one knows in the feeling: the dead are there, are among us. If this bond is such a strong one that also for our feeling death will be, actually, an untruth. Since the dead can appear even more real than often in the physical embodiment if he can take together everything of his being and if he does no longer have his physical body as an obstacle. Immense currents of consolation, currents of internal strength of self-consolation go out from that what spiritual science can give to the souls in lively consciousness and lively sensations. When this is felt that way, then in particular those who bear witness to spiritual science can look full of consolation into the future. They can feel something like twilight in the turn of an era during these present, destiny-burdened events after which a time of sunny peace will also follow. But important will be in the spiritual effectiveness of this time of sunny peace that what is won through the sacrificial deaths of so many people. That can be made fruitful here on earth particularly creating a bridge, a connection between the living human beings who are incarnated in physical bodies here on earth and the souls who are above and want to radiate down that which they have taken with them. Here it is where the real understanding of spiritual science knocks on our hearts and asks us to do that what we can do from the consciousness we have gained by spiritual science what we can do feeling, so that the great, destiny-exciting, painful events of the present time, as far as we are concerned, contribute to the fertility and welfare of humankind. Those who know something about spiritual science can know feeling and feel knowing by which means the bridge is built up into the spiritual world: because the souls, who remained on earth, send the thoughts and sensations which can be enkindled by spiritual science. The horizon for that will be a horizon of peace. Above, the souls will be who send down spiritual beams of light. Below, human beings must be who have learnt to send such thoughts and feelings out of their souls from below which are stimulated by spiritual science. If there are really souls who turn their senses conscious of spirit to the spirit land, then the bridge will be built, then the time will have come when just through such painful, destiny-burdened events, as they happen in our time, an intimate bond must be woven between the physical and spiritual worlds, for which we strive by our spiritual science. So we summarise what should be our knowledge and our task and what should arouse confidence in the words:
|
62. The Poetry and Meaning of Fairy Tales: The Poetry and Meaning of Fairy Tales
06 Feb 1913, Berlin Translated by Ruth Pusch Rudolf Steiner |
---|
One possibility of remembering or understanding this relationship of our ego, for example, to the cosmos, at least to something significant in the cosmos is to look at the plants. |
Because of a fact that spiritual research has discovered, that the human ego, which in sleep is outside the plant-like body, unfolds for the body what the sun unfolds for the plant. The sun pours its light over the plant; the human ego shines too, resting spiritually over the sleeping body. And the human ego is related to the life of the sun; it is itself a kind of sun for the plant-like human body, engendering its growth during sleep, repairing its various forces that have been used up during the daytime. |
62. The Poetry and Meaning of Fairy Tales: The Poetry and Meaning of Fairy Tales
06 Feb 1913, Berlin Translated by Ruth Pusch Rudolf Steiner |
---|
There are several reasons why it would seem a somewhat risky enterprise to speak about fairy tales in the light of spiritual science. First of all, the subject is indeed difficult, for the source of what one can call the true fairy tale mood lies deep down within the human soul. The methods of spiritual science that I have often described must take their way along extremely convoluted and lengthy paths in order to find this source. We little suspect how deeply hidden lie the springs that have given rise through centuries of human history to all the enchantment of genuine fairy tale poetry. In the second place, it is just this poetic enchantment that causes one to feel strongly about fairy tales; studying them or trying to explain them with one's own ideas must surely destroy their fresh spontaneity, yes, even the whole effect of the tales. We often hear it said quite rightly that explanations and commentaries of poetry spoil the immediate, lively, artistic impression that a poem should give us; we want it to affect us simply on its own. All the more should this apply to the infinitely subtle and bewitching quality of the poetic tales arising from the deep, almost bottomless springs of the folk soul or from single human hearts. They flow out in such an original way that intruding our own strong judgment would seem like tearing a flower to pieces. Nevertheless, spiritual research does find it possible to throw some light into those regions of soul that give rise to the poetic mood of the fairy tale. In doing this, the second doubt will be allayed. Simply by searching out the sources and wellsprings from which fairy tales flow, deep down in human soul nature, we can be completely sure that the explanations of spiritual science will touch those depths so gently that they are not harmed. Just the opposite: the wonder of everything lying down there in the human soul is so new, so original, so individual that one has oneself to resort to a kind of fairy tale in speaking about it all; nothing else will do to describe these hidden springs. Goethe, for one, moving beyond his work as an artist in order to plunge fully into the wellsprings and sources of life, would not take to theoretical discussion nor destroy the fairy tale's living water with his scrutiny when he wanted to reveal one of the most profound insights into the human soul. No, as soon as he had won these insights, it seemed natural to use the fairy tale itself to describe what lives and comes to expression in the soul at its deepest level. In his Tale of the Green Snake and the Beautiful Lily, Goethe tried to express in his own way the extraordinary soul experiences that Schiller brought forward in a more abstract, philosophical style in the Aesthetic Education of Man. The very nature of fairy tale enchantment leads us to believe that explaining and trying to understand it will probably never destroy the creative mood; to dig down into those wellsprings with the resources of spiritual research is to discover something quite remarkable. If I were to talk about fairy tales as much as I'd like to do, I would have to give many lectures. Today it will be possible to bring only a few hints regarding the results of research. A person who attempts the spiritual exploration of the fairy tale sources will find that they lie in far more profound depths of the soul than those from which other works of art emerge, even for instance, the most awe-inspiring tragic drama. In a tragedy, the poet shows us how the human soul experiences the gigantic powers of fate that exalt as well as crush their victim. Fate is the cause of the ordeals and shocks of tragedy. We find that the tangled threads woven together and then unraveled in tragic drama belong more or less to what an individual has to suffer from the outside world. However difficult this may be to discern, requiring as it does our finding the way into the uniqueness of a human soul, it is nevertheless quite possible for anyone sensitive to the impact of life itself upon the soul. A tragedy, we feel, shows us how an individual is entangled in this or that fateful life-situation. However, the source of fairy tale mood and fairy tale poetry lies still deeper than the complexities of tragedy. For one thing, we can feel that tragedy concerns itself—as do other artistic creations—with an individual who in a certain period of life, at a certain age, is exposed to some kind of misfortune. We take it for granted that when tragic drama affects us, it is because a human being is brought through his own unique experiences to what is happening; we realize that it is one single person with his own special destiny that we must come to understand. Here, as in other works of art, we meet a particular, circumscribed sphere of life. It is altogether different, we feel, when we come knowingly to fairy tale poetry and its mood. The effect of a fairy tale on our soul is spontaneous, elementary, and therefore remains unconscious. When we try to get a feeling for it, however, we can find that what a fairy tale expresses is not about one person in a particular situation in life, is not a limited portion of life, but rather something so integrated in human experience that it has to do with the comprehensive truth of all mankind. It is not about some special individual who finds himself at a certain time of life in a singular dilemma; what the fairy tale describes lies so completely in everyone's soul nature that it represents actual experience to children in their early years to persons of middle age and even to old men and women. Throughout our whole lifetime the fairy tale happenings picture our most profound experiences of soul, even though the style is light, playful and picturesque. The artistic enjoyment of a fairy tale, in its correspondence to inner soul experiences, can be compared—a rather bold comparison—to the relationship of an enjoyable taste on the tongue to the hidden, complex proceedings in the rest of the body, where the food takes up its task of nourishing the organism. What lies in that further process, after our pleasure in its taste, is not at all evident to our observation or understanding. Both things seem at first to have little to do with each other; no one is able to say, from savoring a food, what its particular use will be in the life processes of the body. And so it is with our joy in the art of the fairy tale. It is far, far removed from what is happening at the same time, all unconsciously, deep in the soul. There the essence of the fairy tale is pouring forth, satisfying the soul's persistent hunger for it. Just as our body has to have nutritive substances circulating through the organism, the soul needs fairy tale substance flowing through its spiritual veins. Using the methods of research described in my books as a way to approach the higher worlds, you will discover, at a certain level of spiritual knowledge, the spiritual processes working unconsciously in the depths of the soul. In our ordinary life we are aware of these spirit impulses within our soul only when they surface as gentle dreams, caught at rare times by our waking consciousness. Now and then we may have such a special waking up that we realize: You are emerging out of a spiritual world where there is thinking and where there are intentions, and where something was happening down in the unapproachable grounds of your existence that was somehow akin to daily happenings; this something seems an intimate part of your own being but is completely hidden from your waking, everyday life. It is often the same story with the spiritual researcher, even when he has progressed as far as experiencing a world of spiritual beings and spiritual deeds. However much further he then advances, he nonetheless reaches again and again the same edge of a world out of whose deep unconsciousness there come towards him spiritual impulses, impulses connected with himself. They appear to his spiritual gaze like a Fata Morgana but they do not yield themselves up to him completely. This very peculiar experience is what awaits one on looking into the unfathomable spiritual relationships belonging to the human soul. It is fairly easy to follow attentively and understand certain intimate soul happenings, for example, the emotional conflicts that also lie there within the soul and that are revealed in art, in tragic drama. But far more difficult are the quite common human conflicts, which in our daily life we simply cannot imagine are there, and yet every one of us undergoes them at every period of our life. One such soul conflict discovered by spiritual research takes place without the ordinary consciousness being aware of it: our waking up every day, when the soul leaves the world it has been in during sleep and slips down into the physical body. As I said, we have normally not the slightest knowledge of this, yet every morning our soul is engaged in a battle that the spiritual researcher can catch only to a slight degree: it is the battle of the single, lonely human soul meeting the gigantic powers of nature. Thunder and lightning and everything else in the elements that we have to confront out in the world unload their great strengths on us as we stand there more or less helplessly. All that tremendous power, however, even when we meet it head on, is a small thing compared to the unconscious battle at the moment of waking up, when our soul—alive only to itself up to then—has to unite with the pressures and substances of a purely physical body. The soul needs this organism in order to use the bodily senses that are governed by the laws of nature and to use also the bodily limbs in which the powers of nature prevail. There is something like a yearning in the soul to dip down into this sheer natural state, a yearning satisfied each time by waking up, and yet at this very moment there is a shrinking back, a feeling of utter helplessness in the face of the eternal opposition existing between the soul and the nature-related physical body, into which one awakens. It may sound strange that this daily battle takes place in the depths of our soul—but then it takes place in complete unconsciousness. The soul knows nothing of what it has to undergo every single morning, but nevertheless it is burdened by the conflict, which affects its very nature and its individual character. There is something else happening in these depths, which can be caught on the wing by spiritual research; it occurs at the moment of falling asleep. The human soul withdraws from the sense world and from the bodily limbs and has more or less left behind the physical body in the physical-sense world. Then there comes to the soul what one may describe as an awareness of its inwardness. At that moment it begins to experience unconsciously the inner battles caused by its constraint in a physical body in the waking state, where it has to act in consequence of its entanglement in matter. It is aware of its bent toward the burdensome sense-world, which, however, represses its morality. In falling asleep and during sleep, the soul is alone with itself and pervaded unconsciously by so moral an atmosphere that it can hardly be compared to the morality we know in ordinary life. Besides other impressions, it is this that the soul experiences when it is outside the physical body and living a purely spiritual existence between falling asleep and waking up. We should not imagine that all these occurrences in our soul are simply absent when we are awake. Spiritual research can show one very interesting effect as an example: we do not dream only when we believe we are dreaming but we actually dream the whole day long. In truth, our soul is full of dreams all the time, even though we don't notice it, for our waking consciousness is more forceful than the dream consciousness. As a somewhat weak light is extinguished altogether in the presence of a stronger one, our day-consciousness extinguishes what is continually running parallel to it, the dream experience in the depths of our soul. We dream all the time, but we are seldom conscious of it. Out of those abundant and unconscious dream experiences—an infinitely greater number than our waking perceptions—a few rise up like single drops of water shaken out of an immense lake; these are the dreams we become conscious of. But the dreaming that stays unconscious is perceived by the soul spiritually. In its depths many things are being experienced. Just as chemical processes that we are unaware of take place in the body, there are spiritual experiences taking place within us in unconscious regions of the soul. We can throw more light into these hidden depths of soul life by adding something else to the facts we have mentioned. It has often been emphasized, and especially so in my last lecture, [Raphaels Mission im Lichte der Wissenschaft vom Geiste (January 30, 1913); The Mission of Raphael (unpublished MS).] that in the course of evolution on earth, human soul life has undergone a complete change. When we look far, far back into the past of humankind, we find the soul of ancient man having totally different experiences from those today. In earlier lectures we spoke about early mankind's primitive clairvoyance; we will speak further about it in the future. We look out at the world today in the wide-awake condition of soul that is normal, taking in sense impressions from outer stimuli, working on them with our intelligence, reason, emotions, and will forces—but this form of consciousness is merely the one that holds good for the present day. This modern consciousness has developed out of the earlier forms in ancient days that we can call—in the best sense of the word—clairvoyant; people were able in certain intermediate conditions between waking and sleeping quite normally to experience something of the spiritual worlds. At that time a person, even though he could not become really conscious of himself, would not find the experiences we have been describing as taking place in the depths of the soul at all unfamiliar or strange. In ancient times the human being could more fully perceive his union with the spiritual world outside himself. He saw how everything going on in his soul, the happenings deep in his soul, were related to certain spiritual realities alive in the universe. He saw these realities moving through his soul, felt closely related to the spirit-soul beings and realities of the universe. This was a characteristic of mankind's primeval clairvoyance. In ancient times, not only artists but quite primitive people frequently had a feeling that I am going to describe, which today we arrive at only in quite special moods. It can really happen that, living gently in the depths of the soul, as gently as anything can be, there is an experience of the spiritual realities mentioned above, one that does not come to consciousness. Nothing of it is perceived in the wide-awake life of the day. But something is there in the soul, just as hunger often is there in the physical organism, and just as we have a need for something to satisfy our hunger, we have also a need for something to satisfy this delicate need in our soul. It is at this moment that one feels urged either to come to a fairy tale or a legend that one knows, or else, perhaps, if one has an artistic nature, to create something of the kind oneself, even though one senses that all the words one could theoretically use would only reach a kind of stammering about such experiences. This is how the fairy tale images arise. The nourishment that satisfies the hunger we spoke of is just this conscious filling of the soul with fairy tale pictures. In the earlier times of mankind's evolution, the human soul was closer to a clairvoyant perception of its inner spiritual experiences; often, therefore, the simple country folk felt this hunger more distinctly than we do today, and this led them to search for nourishing pictures arising out of their creative soul life; we find these today in the fairy tales coming down to us as folk traditions in various parts of the world. In those earlier times the human soul felt its connection to spiritual existence and felt more or less consciously the inner battles it had to undergo, even without understanding them. The soul formed these into pictures and images which had only a distant resemblance to what was happening in its depths. But still one can feel that there is a connection between the happenings of a fairy tale and the unfathomable, profound experiences of the soul. It is evident—many can confirm this—that the heart of a child often succeeds in creating for itself a comrade or “friend” who is present only for that child and who stays at its side through all its coming and going. Probably everyone knows children with such invisible spirit-friends. These unseen playmates you have to imagine as being with the child wherever he is, sharing all his joys and sorrows. And then you see someone coming along, a so-called “intelligent” person, who hears about this invisible playmate and tries to talk the child out of it, even believes it's a healthy thing he's doing—but it has a bad effect on the child's feeling-life. A child will grieve for his soul-comrade and if he is susceptible to spiritual-soul moods, the grief will be weighty and can develop into a pining away or sickliness. This is actual experience, related to deep, inward happenings of the human soul. We can take to heart, without dispelling the fragrance of such a tale, the Grimms' story of the child and the paddock (a small frog). A little girl lets the paddock eat with her out of her bowl of bread and milk; the paddock only drinks the milk. The child talks to the little creature as to another human being, saying one day, “Eat the bread crumbs as well, little thing.” The mother hears this, comes out to the yard, and kills the paddock. And now the child loses her rosy cheeks, wastes away and dies. In this tale we can feel an echo of certain moods that really and truly are present in the depths of our soul. They are there not only at certain periods of our life, but whether we are children or adults, we recognize such moods because we are human beings. Every one of us can feel reverberating in us how this something we experience but don't understand, something we don't even bring to consciousness, is connected with the effect of the fairy tale on our soul like the taste of food on our tongue. And then the fairy tale becomes for the soul very much like nutritious food when it is put to use by the whole organism. It is tempting to search in these deep-lying soul experiences for what reverberates in each different tale. Of course it would be a tremendous task over a long time, given the great collections of fairy tales from everywhere in the world, to probe into them just for this. However, what can be looked at in a few tales can be used in a general way for all of them, if the few are genuine fairy tales. Take one of the stories that the brothers Grimm collected, “Rumpelstiltskin”. When a miller claims that his daughter can spin straw into gold, the king has him bring her to the castle in order to test her art. She comes to the king, is locked in a room with a bundle of straw and “there sat the poor miller's daughter and for the life of her could not tell what to do”. As she begins to weep, there appears a little man who says, “What will you give me if I spin the straw into gold for you?” The girl gives him her necklace and the little man spins the straw into gold. The king next morning is astonished and delighted but wants more; she should spin straw into gold again. She is locked in another room with even more straw, and when the little man appears again and asks, “What will you give me if I spin the straw into gold for you?” she gives him her ring. By morning all the straw is spun into glittering gold. But the king is still not satisfied. The manikin comes again, but now the girl has nothing more to give him. “Then promise me, if you should become queen, to give me your first child,” says the little man, and so she promises. And when, after a year, the child is there and the manikin comes and reminds the queen of her promise, she begs him to wait. “I will give you three days' time,” he replies. “If you know my name by that time, you shall keep your child.” The miller's daughter sends messengers far and wide. She must find every name and also the particular name of the little man. Finally, after several wrong guesses, she succeeds in naming the little man by his right name: Rumpelstiltskin. No other work of art gives us the feeling of utmost inner joy as the fairy tale with its unsophisticated pictures, yet we can also know the deep soul experience from which such a tale arises. It is a prosaic but accurate comparison to say, we can know a great deal about the chemistry of our food and still take pleasure in something delicious we're eating. And so we can know and understand something about these deep inner soul experiences in us that are felt but not “known”—and that emerge as the pictures of fairy tales. Indeed our solitary soul, this miller's daughter, is a lonely thing, both in sleep and in waking life, even though she is harbored in our body. The soul feels (but unconsciously) the great antithesis she has to live in; she experiences (but does not understand) her unending task, her own anchorage in divine worlds. The soul will always be aware of other insignificant abilities in comparison to those of outside nature. Nature is the mighty enchantress, who can transform one thing into another in a trice—something the soul would like to be and do. In everyday consciousness, one can submit with a good grace to this disparity between the human being and the omnipotent wisdom of the spirit of nature. In the depths of the soul, however, things are not so simple. The soul would certainly come to grief if she did not surmise that within her own conscious being a still deeper being is present, something she can trust, something she might be able to describe like this: You, Soul, are still at such an imperfect stage—but there is something in you, another entity, who is far more clever than you, who can help you to accomplish the most difficult tasks and give you wings to rise up and look over wide perspectives into an infinite future. Someday you will be able to do what is still impossible, for there is something within you that is far, far greater than the part of you now that “knows”; it will be a loyal helper if you can enter into an alliance with it. But you must truly be able to form a concept of this creature who lives within you and is so much wiser, cleverer, more skilful than you are yourself. When you try to imagine this conversation of the soul with itself, an unconscious conversation with the more capable part of the soul, you can then try to catch this nuance in the Rumpelstiltskin fairy tale: what the miller's daughter had to experience in not being able to spin straw into gold and then finding a loyal helper in the little manikin. It is impossible to blow away the fragrance of those pictures, even when we know their origin, deep down in our soul life. Let us take another tale. Please forgive me if it is connected with things that seem to have a personal coloring; it is not meant to be personal. It makes it somewhat easier to explain if I add this small personal note. In my book Occult Science [ An Outline of Occult Science, Anthroposophic Press, New York, 1972.] you will find a description of the evolution of the world. I don't intend to speak about it now—possibly on another occasion. During this evolution of the world our earth has passed through certain stages as a planet in the universe, and these stages can be compared to the stages of life in the individual human being. Just as individuals go through one life after another, the earth itself has had various planetary stages or embodiments. In spiritual science, for certain reasons, we speak about the earth—before its “earth” stage began—as having a “moon” stage and before that, a “sun” stage. There was a sun evolutionary period as a planetary pre-stage of our earth in the primordial past; an ancient sun was still united with the earth, from which—at a later stage—it split away. The moon also split away from what originally was the sun. Our sun today is not the original one but only a piece of it; we can speak of an ancient sun-stage of the earth and also of our present sun. Spiritual research can look back to the time in earth evolution when the second sun, our present one, developed as an independent body in the universe. In searching for the existence at that time of beings actually perceptible to the senses, it finds only the lower species up to the level of the fishes. You can read all this in more detail in Occult Science, and there you will be able to understand it. The actual details, however, can be found only through the scientific methods of spiritual research. At the time they were discovered and I wrote them down (more precisely, they were not discovered just when I wrote them down but they were, one can say, discovered for me and I wrote them down in Occult Science) the following fairy tale was quite unknown to me—and this is the personal note I wanted to add. I can verify the fact that it was unknown then, for I found it much later in Wundt's Elements of Folk Psychology and traced it then back to its source. Before I give you a short summary of the fairy tale, let me say this: Everything the spiritual researcher finds in the spiritual world—and what was just described had to be found in the spiritual world, for otherwise it would no longer exist—everything in that world is very much connected with the human soul. In the very deepest roots of our soul we are united with that world. It is always at hand; we enter it unconsciously as soon as we fall asleep in a normal way. In our union with that world, our soul holds within itself not only its sleep experiences but also all those experiences related to world evolution as we have described them. It is a paradox but one can say that the soul knows unconsciously that it experienced the stream of evolution from the original sun to its daughter, the sun we see shining in the sky, and to the moon that is also a child of the original sun. Moreover, the soul can recognize that it was living through a soul-spiritual existence at that time, for it was not yet united with earthly substance. It could look down then on earthly happenings, for example, when the highest animal organisms were the fish-prototypes, at the time when the present sun and moon developed by separating from the earth. In the unconscious, the soul is connected with these happenings. Now look at this short folk tale that can be found among several primitive peoples: There was once a man who was made of resin. He worked only at night. If he had worked in the daytime, the sun would have melted him. One day, however, he did go outside, for he wanted to catch some fish. And lo! the man made of resin melted away. His sons made up their minds to take revenge. They shot off their arrows. They shot so well that the arrows formed figures, towering one above the other. They became a ladder, reaching right up into the sky. The two sons climbed up the ladder, one by day, the other by night. And one son became the sun, the other son became the moon. It is not my custom to explain such tales with abstract, intellectual ideas. Everyone can realize, however, through spiritual research how the human soul is deeply connected with everything happening in the world, how the soul can be understood only through spiritual means, and how it hungers to enjoy the picture-images of its unconscious experiences—this is truly different. If you feel this, you will also feel, vibrating like an echo of this folk tale, just what human souls experienced at the time of the primordial sun and then at the origin of the sun and moon during the time of fish-development in earth evolution. It was for me a most important event—and this is the personal note—to discover, long after these things were described in Occult Science, this particular tale. Even though I would never wish to explain it in an abstract way, a certain feeling comes over me when I look at the evolution of the world, a feeling that is twin-brother to the one I get from immersing myself in the wonderful picture-images of the folk tale. We can look at another story, this one from the Melanesian Islands. Before we hear it, let us recall that according to spiritual research the human soul is closely connected to the present-day happenings and facts of the universe. It may be too picturesque, but nevertheless quite correct from the spiritual-scientific standpoint, to describe the life of the soul when it leaves the body in sleep as completely related to and united with the whole universe. One possibility of remembering or understanding this relationship of our ego, for example, to the cosmos, at least to something significant in the cosmos is to look at the plants. They can grow only when they have the light and warmth of the sun. They are rooted in the earth and consist, as spiritual science tells us, of a physical body interwoven by an etheric body. This is not enough, however, to cause the plants to unfold and blossom; they must also have the forces of the sun shining down on them. Looking at the human body during sleep, we see to some degree its equivalence to a plant. Our sleeping body is like a plant, in that it has the same power to grow. But the human being has freed himself from the cosmic order in which the plant is caught. A plant has to wait for sunlight to come to it, the rising and setting of the sun. It is dependent, as we humans are not, on the external cosmic order. Why are we not? Because of a fact that spiritual research has discovered, that the human ego, which in sleep is outside the plant-like body, unfolds for the body what the sun unfolds for the plant. The sun pours its light over the plant; the human ego shines too, resting spiritually over the sleeping body. And the human ego is related to the life of the sun; it is itself a kind of sun for the plant-like human body, engendering its growth during sleep, repairing its various forces that have been used up during the daytime. In perceiving this, we realize how much like the sun our ego is. As the sun moves across the sky—of course I am speaking of its apparent movement—the effect of the sun's rays changes according to the constellations of the zodiac from which they come to earth. In the same way, spiritual science shows us ever more clearly that the human ego passes through the various phases of its experience; the physical body is influenced according to each aspect. We perceive the sun's effect on earth, with the help of spiritual science, according to whether it is passing through Aries, or Taurus, or any other constellation. Rather than refer to the sun in general terms, it is preferable to describe the effect of the sun from one of the twelve constellations of the zodiac. As we consider the sun's passage through the constellations, we become aware of its relationship to the ever-changing ego. All this is described much more fully in Occult Science; it can be acquired as spirit-soul knowledge. We can perceive it as something that takes place unconsciously in the depths of the soul and yet takes place as an inward involvement with the spiritual powers of the cosmos alive in the planets and constellations. Let us compare these secrets of the universe, disclosed by spiritual science, with the following Melanesian tale, which I will sketch very briefly. In the road is a stone. The stone is the mother of Quatl, and Quatl has eleven brothers. After Quatl and his brothers were created, Quatl began to create the world. But in this world that Quatl created, there was no change of night and day. Quatl heard about an island where there was a difference between the day and the night. He traveled to that island and brought a host of beings back to his own land. And through the power of these beings, those in Quatl's land came into the alternation of sleeping and waking. Sunrise and sunset occurred for them as soul happenings. It is amazing what vibrates as echo from this story. If you read the whole thing, you will find that every sentence vibrates with the tones of world secrets, just as our soul vibrates in its depths when it hears how spiritual science describes those secrets. It is true: the source of fairy tale mood and fairy tale poetry lies in the depths of the human soul! The tales are simply pictures using external happenings to help characterize the soul experiences we have described; the pictures are nourishment for the hunger arising from these experiences. This must also be true: we are quite distant from the experience but nevertheless we can feel them echoing in the fairy tale picture-images. When all this has been said, we should not be surprised to find that the most beautiful and characteristic fairy tales have come to us from those very early times when human beings had a certain clairvoyant consciousness. Because of this, they were able to come close to the wellsprings of fairy tale mood and poetry; it is not at all strange that from those parts of the earth where souls are closer to spiritual sources than in the western world, for example in India or the Orient, fairy tales can have an especially distinctive character. Furthermore, in German we find Jacob and Wilhelm Grimm's Children's and Household Tales, which they collected by listening to their relatives or other more or less simple, unsophisticated people telling stories that remind us of the ancient European sagas; even the fairy tales contain elements of the great stories of heroes and gods. We should not be surprised to hear that the most significant fairy tales have now been proven older than the sagas. The hero stories, after all, describe someone at a certain time of life in a particular difficulty, while the fairy tales show us what is relevant to every single person at every period of life from his first breath to his last. Then we understand how a fairy tale can press into itself the deep-seated soul experience on awakening from sleep, of feeling completely inadequate in the face of the powers of nature; how, too, one feels equal to it only with the consoling knowledge that something greater than oneself is present in the soul that may even allow one to triumph over the forces of nature. When you have a feeling like this, you will understand why there are so many giants that have to be dealt with in the tales. Indeed, they make their appearance without fail as an image out of the soul's mood on waking up—of its wanting to enter the body and seeing the “gigantic” forces of nature alive there. The battle the soul has to undergo is exactly what corresponds—though this cannot be understood perhaps with the intellect—to the various descriptions of people having to fight giants. The soul realizes when confronted by battles with giants that it has only one advantage—and that is its cleverness. This is the soul's perception: You can slip into your body but what can you do about those tremendous forces of the universe? Why, there's one thing the giants don't have that you do have ... cleverness! reason! Unconsciously this lives in the soul even when it realizes the small strength it has; we find that the soul, put into this position, can express itself in the following pictures: A man was going along the road. He came to an inn, went in, and asked for a bowl of milk soup. Flies by the dozen were buzzing around; some fell into the soup, the others he swatted. When he counted a hundred dead flies on the table, he boasted, “A hundred with one blow!” The innkeeper hung a medallion around his neck that said: He killed a hundred with one blow. The man went further and came to a castle where the king was looking out of his window. When he caught sight of the wayfarer and his medallion, the king thought to himself, “This is a fellow I can make use of!” The king hurried out and took the man into his service to do a certain task. “There is a pack of bears coming ever and again into my kingdom. Look! if you've killed a hundred with one blow, you can put an end to those bears.” The man said, “I'll do it!” But first he demanded his wages and plenty of food before the bears should arrive, for he thought he might as well enjoy his life for a while, in case it should be cut short. Now came the time when the bears were expected; he collected together all the sweet things bears like to eat, and laid them ready. The bears came, ate up everything they found and were so well stuffed that they had to lie down to sleep off their greed. And now as they lay helpless, the man came and finished them off. When the King arrived, the man told him, “I simply chopped off their heads while they jumped over my stick!” The King was delighted with this brave fellow and gave him a still harder task. “Look! The giants will soon be coming back into my kingdom. You must help me with them.” The man promised and when the time came, he collected a great amount of good things to eat, which he took along with him, besides a young lark and a piece of cheese. Sure enough, he met the giants and began to boast about how strong he was. One of them said, “We'll show you how much stronger we are!” Taking up a stone, he squeezed it into a powder. “Do that likewise, little man, if you're as strong as we are.” The other giant aimed an arrow up into the sky, shot it off, and only after a very long time, it dropped down again. “Do that likewise, little man, if you're as strong as we are.” At that, the man who had killed a hundred with one blow told them, “I can do better than that.” He took up a stone, stuck his piece of cheese on it and said, “Watch me press water out of the stone!” Sure enough, when he squeezed, water squirted out of the cheese. The giants were astonished. Then the man took the lark and let it fly upwards, saying, “Your arrow came back, but mine will go up so high that it never comes back!” Sure enough, the lark did not return. The giants were so astonished that they decided that they would have to overcome him with cunning, for it seemed that they couldn't manage it with strength. However, they failed to get the better of the man with cunning, for he got the better of them. They lay down together to sleep and in the dark the man put over his head a pig's bladder that was blown up and filled with blood. The giants told one another, “We can't overcome him when he's awake, so we'll have to wait until he sleeps.” As soon as he was asleep, they attacked him with great blows on the head and broke the pig's bladder. The blood gushed out; the giants were sure they had finished him off. Therefore they laid themselves to rest and slept so peacefully that it was easy for the man to put an end to them. Just as it is in dreams, this fairy tale peters out in a somewhat vague, unsatisfactory way; nevertheless we do find in it the conflict of the human soul with the forces of nature, first with the “Bears” and then with the “Giants.” But something more is in the fairy tale. The man who “killed a hundred with one blow” stands out so clearly that we feel something vibrating in the unconscious depths of our soul to the utter trust he had in his cleverness, even in the face of those powerful forces he found so “gigantic.” It is wrong to try to explain in abstract detail the picture-images created with such artistry, and this is not the intention here. Nothing actually can disturb the character of a fairy tale if you feel how it echoes our inward soul processes. And these inner processes—however much one knows about them, however much as spiritual science itself can know about them—you do become ever and again entangled in them; then, experiencing them in a fairy tale, you see them in their most elemental, primary form. Knowledge of these soul-happenings, when it is present, does not destroy the ability to transform them into fairy tale magic. It is certainly stimulating for the spiritual researcher to discover in fairy tales just what the human soul has need of when confronting its innermost experiences. The fairy tale mood can never be disturbed, for research that is able to arrive at the wellsprings of the tales in subconscious life will find there something that becomes poorer for the ordinary consciousness when it is described abstractly. The fairy tale itself is the most perfect description of these deepest of soul experiences. Now one can understand why Goethe put into the manifold eloquent picture-images of his Tale of the Green Snake and the Beautiful Lily the rich experiences of life that Schiller expressed in abstract philosophical terms. It was pictures that Goethe wanted to use—even though he was otherwise very much given to thought—in order to express his most profound perception of the subconscious roots of human soul life. Because fairy tales belong to our innermost feeling and emotional life and to everything connected with it, they are of all forms of literature the most appropriate for children's hearts and minds. It is evident that they are able to combine the richest spiritual wisdom with the simplest manner of expression. One has the feeling that in the magnificent world of art there is no greater art than this one, which traces the path from the unknown, unknowable depths of the soul to the charming and often playful fairy tale pictures. When what is most difficult to understand is able to be put in the most clearly perceptible form, the result will be great art, intrinsic art, art that belongs at a fundamental level to the human being. Human nature in the child is linked to the life of the whole world in such a primary way that children must have fairy tales as soul-nourishment. The expression of spiritual force can move much more freely when it comes towards a child. It should not be entangled in abstract, theoretical ideas if the child's soul is not to become dry and disturbed, instead of remaining linked to the deep roots of human life. Therefore there is nothing of greater blessing for a child than to nourish it with everything that brings the roots of human life together with those of cosmic life. A child is still having to work creatively, forming itself, bringing about the growth of its body, unfolding its inner tendencies; it needs the wonderful soul-nourishment it finds in fairy tale pictures, for in them the child's roots are united with the life of the world. Even we adults, given to reason and intelligence, can never be torn away from these roots of existence; we are most connected with them just when we have to be fully involved with the life of the time. Therefore at various parts of our life, if we have a healthy, open-hearted mind, we will happily turn back to fairy tales. Certainly there is not a single age or stage of human life that can take us away from what flows out of a fairy tale, for otherwise we would be giving up the deepest and most important part of our nature; we would be giving up what is incomprehensible for the intellect: a sensing within ourselves, a sense for what is pictured in a simple fairy tale and in the simple, artless, primordial fairy tale mood. The brothers Grimm, and other collectors like them, devoted long years to bringing the world the somewhat civilized fairy tales they had gathered out of the folk tradition. Although they had no help from spiritual science, they lived wholeheartedly with these tales, convinced that they were giving human beings what belonged intrinsically to human nature itself. When you know this, you will understand that although the age of reason did its best for a hundred years or so to alienate everyone, even children, away from fairy tales, now things are changing. Fairy tale collections like the Grimms' have found their way to every person who is alive to such things; they have become the property and treasure of every child's heart, yes, property of all our hearts. This will grow even stronger when spiritual science is no longer considered just a theory but becomes a mood of soul, one that will lead the soul perceptively towards its spiritual roots. Then spiritual science, moving and spreading outwards, will be able to confirm everything that the genuine fairy tale collectors, fairy tale lovers, fairy tale tellers wanted to do. To sum up what spiritual science would like to say today in describing the fairy tale, we can take the poetic and charming tribute that a devoted friend of the tales [Ludwig Laistner (1848 – 1896)] liked to use in his lectures, some of which I was able to hear. He was a man who understood how to collect the tales and how to value them. “The fairy tale is like a good angel, given us at birth to go with us from our home to our earthly path through life, to be our trusted comrade throughout the journey and to give us angelic companionship, so that our life itself can become a truly heart- and soul-enlivened fairy tale!” |
52. Epistemological Foundation of Theosophy II
04 Dec 1903, Berlin Rudolf Steiner |
---|
Or I take my brain: if I could investigate under the microscope how the sensation came into being in the brain, I would have nothing before myself than an object which I have to transform again to an image in my consciousness. The idea of the ego is also an image; it is generated like any other. Dreams pass me, illusions pass me—this is the world view of illusionism which appears inevitably as the last consequence of Kantianism. |
He had developed an own view from Kant’s critique of reason: if we look at the world, we find contradictions there. Let us have a look at the own ego. Today it has these mental pictures, yesterday it had others, tomorrow it will have others again. What is this ego? It meets us and is fulfilled with a particular image world. At another moment it meets us with another image world. |
52. Epistemological Foundation of Theosophy II
04 Dec 1903, Berlin Rudolf Steiner |
---|
With the remark that the present, in particular the German philosophy and its epistemology makes it difficult to its supporters to find access to the theosophical world view I have started these talks before eight days, and I added that I try to outline this theory of knowledge, this present philosophical world view and to show how somebody with an absolutely serious conscience in this direction finds it hard to be a theosophist. On the whole, the theories of knowledge which developed from Kantianism are excellent and absolutely correct. However, one cannot understand from their point of view how the human being can find out anything about beings, generally about real beings which are different from him. The consideration of Kantianism has shown us that this view comes to the result in the end that everything that we have round ourselves is appearance, is only our mental picture. What we have round ourselves is no reality, but it is controlled by the laws which we ourselves prescribe to our surroundings. I said: as we must see with coloured glasses the whole world in this colour nuance, in the same way the human being must see the world—after Kant’s view—coloured as he sees them according to his organisation no matter how it may be in the external reality. That is why we are not allowed to speak of a “thing-in-itself,” but only of the quite subjective world of appearance. If this is the case, everything that surrounds me—the table, the chairs et cetera, is an image of my mind; because they all are there for me only, in so far as I perceive them, in so far as I give form to these perceptions according to the law of my own mind, prescribe the laws to them. I cannot state whether still anything exists except for my perception of the table and the chairs. This is basically the result of Kant’s philosophy in the end. This is not compatible, of course, with the fact that we can penetrate into the true nature of the things. Theosophy is inseparable from the view that we can penetrate not only into the physical existence of the things, but also into the spiritual of the things; that we have knowledge not only of that which surrounds us physically, but that we can also have experiences of that which is purely spiritual. I want to show you how a vigorous book of the world view which is called “theosophy” today represents that which became Kantianism later. I read up a passage of the book that was written a short time before Kantianism was founded. It appeared in 1766. It is a book which—we can say it absolutely that way—could be written by a theosophist. The view is represented in it that the human being has not only a relationship to the physical world surrounding him, but that it would be proved scientifically one day that the human being belongs also to a spiritual world, and that also the way of being together with it could be scientifically proved. Something is well demonstrated that one could assume that it is proved more or less or that it is proved in future: “I do not know where or when that the human soul is in relation to others that they have effect on each other and receive impressions from each other. The human being is not aware of that, however, as long as everything is good.” Then another passage: “Indeed, it does not matter whichever ideas of the other world we have, and, hence, any thinking about spirit does not penetrate to a state of spirit at all ...” and so on. The human being with his average mental capacity cannot realise the spirit; but it is said that one can assume such a common life with a spiritual world. With such a view Kant’s epistemology is not compatible. He who wrote the foundation of this view is Immanuel Kant himself. That means that we have to register a reversal in Kant himself. Because he writes this in 1766, and fourteen years later he founds that theory of knowledge which makes it impossible to find the way to theosophy. Our modern philosophy is based on Kantianism. It has taken on different forms, those from Herbart and Schopenhauer to Otto Liebmann and Johannes Volkelt and Friedrich Albert Lange. We find more or less Kantian coloured epistemology everywhere according to which we deal only with phenomena, with our subjective world of perception, so that we cannot penetrate to the being, to the root of the “thing-in-itself.” At first I would like to bring forward to you everything that developed in the course of the 19th century, and what we can call the modified epistemology of Kant. I would like to demonstrate how the current epistemology developed which looks with a certain arrogance at somebody who believes that one can know something. I want to show how somebody forms a basic epistemological view whose kind of view is based on Kant. Everything that science has brought seems to verify the Kantian epistemology. It seems to be so firm that one cannot escape from it. Today we want to roll up it and next time we want to see how one can find the way with it. First of all physics seems to teach us everywhere that that is no reality the naive human being believes that it is reality. Let us take the tone. You know that the oscillation of the air is there outside our organ, outside our ear which hears the tone. What takes place outside us is an oscillation of the air particles. Only because this oscillation comes to our ear and sets the eardrum swinging the movement continues to the brain. There we perceive what we call tone and sound. The whole world would be silent and toneless; only because the external movement of our ear is taken up by the ear, and that which is only an oscillation is transformed; we experience what we feel as a sound world. Thus the epistemologist can easily say: tone is only what exists in you, and if you imagine it without this, nothing but moved air is there. The same applies to the colours and the light of the external world. The physicist has the view that colour is an oscillation of the ether which fulfils the whole universe. Just as the air is set swinging by the sound and nothing else than the movement of the air exists if we hear a sound, light is only an oscillatory movement of the ether. The ether oscillations are a little bit different from those of the air. The ether oscillates vertically to the direction of the propagation of the waves. This is made clear by experimenting physics. If we have the colour sensation “red,” we have to do it with a sensation. Then we must ask ourselves: what is there if no feeling eye exists?—It should be nothing else of the colours in space than oscillatory ether. The colour quality is removed from the world if the feeling eye is removed from the world. What you see as red is 392 to 454 trillions oscillations, with violet 751 to 757 trillions oscillations. This is inconceivably fast. Physics of the 19th century transformed any light sensation and colour sensation into oscillations of the ether. If no eye were there, the whole colour world would not exist. Everything would be pitch-dark. One could not talk about colour quality in the outer space. This goes so far that Helmholtz said: we have the sensations of colour and light, of sound and tone in ourselves. This is not even like that which takes place without us. We are even not allowed to use an image of that which takes place without us.—What we know as a colour quality of red is not similar to about 420 trillions oscillations per second. Therefore, Helmholtz means: what really exists in our consciousness is not an image but a mere sign. Physics has maintained that space and time exist as I perceive them. The physicist imagines that a movement in space takes place if I have a colour sensation. It is the same with the time image if I have the sensation red and the sensation violet. Both are subjective processes in me. They follow each other in time. The oscillations follow each other outside. Physics does not go so far as Kant. Whether the “things-in-themselves” are space-filled whether they are in space or follow each other in time, we cannot know—in terms of Kant; but we know only: we are organised this and that way, and, therefore, something—may it be spatial or not—has to take on spatial form. We spread out this form over that. For physics the oscillatory movement has to take place in space, it has to take a certain time ... The ether oscillates, we say, 480 trillions times per second. This includes the images of space and time already. The physicist assumes space and time being without us. However, the rest is only a mental picture, is subjective. You can read in physical works that for somebody who has realised what happens in the outside world nothing exists than oscillatory air, than oscillatory ether. Physics seems to have contributed that everything that we have exists only within our consciousness and except this nothing exists. The second that the science of the 19th century can present to us is the reasons which physiology delivers. The great physiologist Johannes Müller found the law of the specific nerve energy. According to this law any organ reacts with a particular sensation. If you push the eye, you can perceive a gleam of light; if electricity penetrates it, also. The eye answers to any influence from without in such a way as it just corresponds to it. It has the strength from within to answer with light and colour. If light and ether penetrate, the eye answers with light and colour sensations. Physiology still delivers additional building stones to prove what the subjective view has put up. Imagine that we have a sensation of touch. The naive human being imagines that he perceives the object. But what does he perceive really? The epistemologist asks. What is before me is nothing else than a combination of the smallest particles, of molecules. They are in movement. Every particle is in such movement which cannot be perceived by the senses because the oscillations are too small. Basically it is nothing else than the movement only which I can perceive, because the particle is not able to creep into me. What is it if you put the hand on the body? The hand carries out a movement. This continues down to the nerve and the nerve transforms it into a sensation: in heat and cold, in softy and hard. Also in the outside world movements are included, and if my sense of touch is concerned, the organ transforms it into heat or cold, into softness or hardness. We cannot even perceive what happens between the body and us, because the outer skin layer is insensible. If the epidermis is without a nerve, it can never feel anything. The epidermis is always between the thing and the body. The stimulus has an effect from a relatively far distance through the epidermis. Only what is excited in your nerve can be perceived. The outer body remains completely without the movement process. You are separated from the thing, and what you really feel is produced within the epidermis. Everything that can really penetrate into your consciousness happens in the area of the body, so that it is still separated from the epidermis. We would have to say after this physiological consideration that we get in nothing of that which takes place in the outside world, but that it is merely processes within our nerves which continue in the brain which excite us by quite unknown external processes. We can never reach beyond our epidermis. You are in your skin and perceive nothing else than what happens within it. Let us go over to another sense, to the eye, from the physical to the physiological. You see that the oscillations propagate; they have to penetrate our body first. The eye consists of a skin, the cornea, first of all. Behind this is the lens and behind the lens the vitreous body. There the light has to go through. Then it arrives at the rear of the eye which is lined with the retina. If you removed the retina, the eye would never transform anything into light. If you see forms of objects, the rays have to penetrate into your eye first, and within the eye a small retina picture is outlined. This is the last that the sensation can cause. What is before the retina is insensible; we have no real perception of it. We can only perceive the picture on the retina. One imagines that there chemical changes of the visual purple take place. The effect of the outer object has to pass the lens and the vitreous body, then it causes a chemical change in the retina, and this becomes a sensation. Then the eye puts the picture again outwardly, surrounds itself with the stimuli which it has received, and puts them again around in the world without us. What takes place in our eye is not that which forms the stimulus, but a chemical process. The physiologists always deliver new reasons for the epistemologists. Apparently we have to agree with Schopenhauer completely if he says: the starry heaven is created by us. It is a reinterpretation of the stimuli. We can know nothing about the “thing-in-itself.” You see that this epistemology limits the human being merely to the things, we say to the mental pictures which his consciousness creates. He is enclosed in his consciousness. He can suppose—if he wants—that anything exists in the world which makes impression on him. In any case nothing can penetrate into him. Everything that he feels is made by him. We cannot even know from anything that takes place in the periphery. Take the stimulus in the visual purple. It has to be directed to the nerve, and this has to be transformed anyhow into the real sensation, so that the whole world which surrounds us would be nothing else than what we would have created from our inside. These are the physiological proofs which induce us to say that this is that way. However, there are also people who ask now why we can assume other human beings besides us whom we, nevertheless, recognise only from the impressions which we receive from them. If a human being stands before me, I have only oscillations as stimuli and then an image of my own consciousness. It is only a presupposition that except for the consciousness picture something similar to the human being exists. Thus the modern epistemology supports its view that the outer content of experience is merely of subjective nature. It says: what is perceived is exclusively the content of the own consciousness, is a change of this content of consciousness. Whether there are things-in-themselves, is beyond our experience. The world is a subjective appearance to me which is built up from my sensations consciously or unconsciously. Whether there are also other worlds, is beyond the field of my experience. When I said: it is beyond the field of experience whether there is another world, it also beyond the field of experience whether there are still other human beings with other consciousnesses, because nothing of a consciousness of the other human beings can get into the human being. Nothing of the world of images of another human being and nothing of the consciousness of another human being can come into my consciousness. Those who have joined Kant’s epistemology have this view. Johann Gottlieb Fichte also joined this view in his youth. He thought Kant’s theory thoroughly. There may be no nicer description of that than those which Fichte gave in his writing On the Determination of the Human Being (1800). He says in it: “nowhere anything permanent exists, not without me not within me, but there is only a continuous transformation. I nowhere know any being, and also not my own. There is no being.—I myself do not know at all, and I am not. Images are there: they are the only things that exist, and they know about themselves in the way of images—images which pass without anything existing that they pass; which are connected with images to images. Images which do not contain anything, without any significance and purpose. I myself am one of these images; yes, I myself am not this, but only a confused image of the images.” Look at your hand which transforms your movements to sensations of touch. This hand is nothing else than a creation of my subjective consciousness, and my whole body and what is in me is also a creation of my subjective consciousness. Or I take my brain: if I could investigate under the microscope how the sensation came into being in the brain, I would have nothing before myself than an object which I have to transform again to an image in my consciousness. The idea of the ego is also an image; it is generated like any other. Dreams pass me, illusions pass me—this is the world view of illusionism which appears inevitably as the last consequence of Kantianism. Kant wanted to overcome the old dogmatic philosophy; he wanted to overcome what has been brought forward by Wolff and his school. He considered this as a sum of figments. These were the proofs of freedom, of the will, of the immortality of the soul and of God’s existence which Kant exposed concerning their probative value as figments. What does he give as proofs? He proved that we can know nothing about a “thing-in-itself” that that which we have is only contents of consciousness that, however, God must be “something-in-itself.” Thus we cannot necessarily prove the existence of God according to Kant. Our reason, our mind is only applicable to that which is given in the perception. They are only there to prescribe laws of perception and, hence, the matters: God—soul—will—are completely outside our rational knowledge. Reason has a limit, and it is not able to overcome it. In the preface of the second edition of Critique of Pure Reason he says at a passage: “I had to cancel knowledge to make room for faith.” He wanted this basically. He wanted to limit knowledge to sense-perception, and he wanted to achieve everything that goes beyond reason in other way. He wanted to achieve it on the way of moral faith. Hence, he said: in no way science can arrive at the objective existence of the things one day. But we find one thing in ourselves: the categorical imperative which appears with an unconditional obligation in us.—Kant calls it a divine voice. It is beyond the things, it is accompanied by unconditional moral necessity. From here Kant ascends to regain that for faith which he annihilates for knowledge. Because the categorical imperative deals with nothing that is caused by any sensory effect, but appears in us, something must exist that causes the senses as well as the categorical imperative, and appears if all duties of the categorical imperative are fulfilled. This would be blessedness. But no one can find the bridge between both. Because he cannot find it, a divine being has to build it. In doing so, we come to a concept of God which we can never find with the senses. A harmony between the sensory world and the world of moral reason must be produced. Even if one did enough in a life as it were, nevertheless, we must not believe that the earthly life generally suffices. The human life goes beyond the earthly life because the categorical imperative demands it. That is why we have to assume a divine world order. How could the human being follow a divine world order, the categorical imperative, if he did not have freedom?—Kant annihilated knowledge that way to get to the higher things of the spirit by means of faith. We must believe! He tries to bring in on the way of the practical reason again what he has thrown out of the theoretical reason. Those views which have no connection apparently to Kant’s philosophy are also completely based on this philosophy. Also a philosopher who had great influence—also in pedagogy: Herbart. He had developed an own view from Kant’s critique of reason: if we look at the world, we find contradictions there. Let us have a look at the own ego. Today it has these mental pictures, yesterday it had others, tomorrow it will have others again. What is this ego? It meets us and is fulfilled with a particular image world. At another moment it meets us with another image world. We have there a development, many qualities, and, nevertheless, it should be a thing. It is one and many. Any thing is a contradiction. Herbart says that only contradictions exist everywhere in the world. Above all we must reproach ourselves with the sentence that the contradiction cannot be the true being. Now from it Herbart deduces the task of his philosophy. He says: we have to remove the contradictions; we have to construct a world without contradiction to us. The world of experiences is an unreal one, a contradictory one. He sees the true sense, the true being in transforming the contradictory world to a world without contradictions. Herbart says: we find the way to the “thing-in-itself,” while we see the contradictions, and if we get them out of us, we penetrate to the true being, to true reality.—However, he also has this in common with Kant that that which surrounds us in the outside world is mere illusion. Also he tried in other way to support what should be valuable for the human being. We come now, so to speak, to the heart of the matter. Nevertheless, we must keep in mind that any moral action makes only sense if there is reality in the world. What is any moral action if we live in a world of appearance? You can never be convinced that that which you do constitutes something real. Then any striving for morality and all your goals are floating in the air. There Fichte was admirably consistent. Later he changed his view and got to pure theosophy. With perception we can never know about the world—he says—anything else than dreams of these dreams. But something drives us to want the good. This lets us look into this big world of dreams like in a flash. He sees the realisation of the moral law in the world of dreams. The demands of the moral law should justify what reason cannot teach.—And Herbart says: because any perception is full of contradictions, we can never come to norms of our moral actions. Hence, there must be norms of our moral actions which are relieved of any judgment by mind and reason. Moral perfection, goodwill, inner freedom, they are independent of the activity of reason. Because everything is appearance in our world, we must have something in which we are relieved of reflection. This is the first phase of the development of the 19th century: the transformation of truth to a world of dreams. The idealism of dreams was the only possible result of thinking about being and wanted to make the foundation of a moral world view independent of all knowledge and cognition. It wanted to limit knowledge to get room for faith. Therefore, the German philosophy has broken with the ancient traditions of those world views which we call theosophy. Anybody who calls himself theosophist could have never accepted this dualism, this separation of moral and the world of dreams. It was for him always a unity, from the lowest quantum of energy up to the highest spiritual reality. Because as well as that which the animal accomplishes in desire and listlessness is only relatively different from that which arises from the highest point of the cultural life out of the purest motives, that is only relatively different everywhere which happens below from that which happens on top. Kant left this uniform way to complete knowledge and world view while he split the world in a recognisable but apparent world and in a second world which has a quite different origin, in the world of morality. In doing so, he clouded the look of many people. Anybody who cannot find access to theosophy suffers from the aftermath of Kant’s philosophy. In the end, you will see how theosophy emerges from a true theory of knowledge; however, it was necessary before that I have demonstrated the apparently firm construction of science. Science seems to have proved irrefutably that there are only the oscillations of the ether if we feel green or blue that we sense tone by the aerial oscillations. The contents of the next lecture will show how it is in reality. |
201. Man: Hieroglyph of the Universe: Lecture XI
02 May 1920, Dornach Translated by George Adams, Mary Adams Rudolf Steiner |
---|
During that time you are a physical human being, and you are moreover a complete human being, possessing physical body, etheric body, astral body and Ego. Now consider your condition from falling asleep until awaking. Then you have only physical body and etheric body. |
It is the remainder of the whole man, left behind when the Ego and astral body have gone away; and only by virtue of the fact that these will return before the physical and etheric bodies can actually reach the plant stage—it is only because of this that you do not die every night. |
He is then like the Earth in summer; and when the Ego and astral body return and man awakes, he becomes like the Earth in winter. So that we may say that the time between awaking and falling asleep is our winter, and that between falling asleep and awaking is our summer. |
201. Man: Hieroglyph of the Universe: Lecture XI
02 May 1920, Dornach Translated by George Adams, Mary Adams Rudolf Steiner |
---|
I drew attention yesterday to the fact that what is present in man points to something correspondingly present in the Cosmos outside him. What we have now to notice especially in man is the relation of the head to a world beyond the Earth—a world that lies outside the world upon which the rest of the human organism is dependent. The head points clearly to the world through which we passed between death and rebirth, its whole organisation being so modeled that it forms a distinct echo of our sojourn in the spiritual world. Now let us look for the corresponding phenomenon in the Cosmos. We need only compare the behaviour of Saturn, who stands far out in the Universe, with that of the Earth, to notice a certain difference. Astronomy recognises this difference by saying that Saturn goes round the Sun in 30 years, the Earth in one year. We will not now stop to discuss whether these assertions are correct or whether they show a superficial view. We will only point to the fact that the observation which can be gained by following Saturn in cosmic space and comparing the rapidity of his progress with that of the Earth, brings us to the conclusion that according to the astronomical system of Copernicus and Kepler, Saturn needs 30 years and the Earth only one year, in which to go round the Sun. Looking at Jupiter, we assign to him a revolution lasting 12 years. Much shorter is that of Mars. And when we come to the other planets, Venus and Mercury, we find that they have even shorter periods of rotation than the Earth. All these conclusions are obviously well thought out, worked out on the basis of observations made in one way or another. I have pointed out that we only gain a clear insight into these things by comparing what takes place in the far distances of cosmic space with what goes on within the boundary of our skin, in our own organism. Reflect for a moment and you will find that what is called the period of rotation of the Earth round the Sun, corresponds to something in yourself. In the foregoing lecture we showed that in order to represent the daily series of events, we have to use a certain curve, a certain line that turns back upon itself. In a similar way must the curved line corresponding to the yearly motion of the Earth be imagined. It is quite immaterial whether man's view is that the movement of the Earth is at the same time a movement round the Sun or no; for what have we here? Let us think. We have our own daily cycle of life, which we will consider now, not in its correspondence to the Cosmos, but as it presents itself in man, so that we can also include those whose sleeping and waking do not correspond with the alternation of day and night—idlers as well as all those who do not live by rule! Let us consider this daily round of man on the basis already established, that is to say, representing it in thought as a line in which the points of sleeping and waking lie upon one another, as I have pointed out. There are many reasons, but one will suffice for an unprejudiced judgement to understand that we are bound to place the point of waking over that of falling asleep. Consider the remarkable fact that when we look back over our life, it appears to us as an unbroken stream. We do not feel compelled to regard life in such a way as to say: Today I have lived and have been conscious of my environment from the moment of waking; before that all was darkness; before that again, my falling asleep of yesterday was preceded by life, I lived again, back to the moment of waking; but then darkness again. You do not picture the stream of memory like this, you picture it so that the moment of awaking and the moment of falling asleep really unite in your conscious recollection. That is a plain fact. This fact can be expressed in that the curve representing the daily round in man comes out as a spiral, with the point of awaking always crossing the point of falling asleep. If the curve were an ellipse or a circle, then awaking and falling asleep would have to be separate, they could not possibly be joined. In this way alone therefore can we picture the daily round of man. Now let us try to see exactly what this means in man himself. Your waking time runs from your awaking to your falling asleep. During that time you are a physical human being, and you are moreover a complete human being, possessing physical body, etheric body, astral body and Ego. Now consider your condition from falling asleep until awaking. Then you have only physical body and etheric body. You are physical man, but you are not man; you have only physical body and etheric body. Strictly speaking, such a thing should not be. Your physical body and etheric body become really an untruth, for a being so composed should be a plant. It is the remainder of the whole man, left behind when the Ego and astral body have gone away; and only by virtue of the fact that these will return before the physical and etheric bodies can actually reach the plant stage—it is only because of this that you do not die every night. Now let us examine what is left lying on the bed. What happens with it? It suddenly becomes of the nature of the plant. Its life is comparable to what takes place on Earth from the moment when plants sprout in spring until the autumn, when they die down. The plant-nature springs up and puts forth leaf in man, so to say, from falling asleep to awaking. He is then like the Earth in summer; and when the Ego and astral body return and man awakes, he becomes like the Earth in winter. So that we may say that the time between awaking and falling asleep is our winter, and that between falling asleep and awaking is our summer. For the year of the Cosmos—in so far as the Earth is part of it—corresponds with man's day. The Earth wakes in winter and sleeps in summer. The summer is the Earth's sleeping time, the winter her waking time. Outer perception obviously gives a false analogy, presenting summer as the Earth's waking time and winter as her time of sleeping. The reverse is the case, for during sleep we resemble the blossoming, sprouting plant-life; like the Earth in summer. When our Ego and astral body re-enter our physical and etheric bodies, it is as though the summer sun withdrew from the plant-laden Earth and the winter sun began to work. Thus the whole year is at different times represented in any one part of the Earth's surface. The case of the Earth is different from that of the individual man, but only apparently so. In respect to the Earth, in whichever part of it we may dwell, a year's course corresponds to the daily course of the individual man. The course of a year in the Cosmos corresponds to a man's day. Thus we have the direct fact that when we look up to the Cosmos, we have to say: A year—that is for the Cosmos sleeping and waking; and if our Earth is the head of the Cosmos, it expresses in winter the waking of the Cosmos, and in summer its sleeping. If we now consider the Cosmos, which as we see manifests waking and sleeping—for the plant-covering of the Earth is an outcome of cosmic working—we shall find that we have to think of it as a great organism. We must think of what takes place in its members as organically fitted into the whole Cosmos, just as what takes place in one of our own members is fitted into our organism. And here we come to the significance of the difference expressed by astronomy in the shorter periods of Venus' and Mercury's revolutions as compared with the longer periods of Mars, Jupiter and Saturn. When we consider the so-called outer planets, Saturn, Jupiter and Mars, then the Sun, Mercury, Venus and the Earth, we find this apparently long period of revolution in the case of the outer planets stretching beyond a year, thus beyond the mere waking time. Let us consider Saturn with his 30-year period, the apparent time of his revolution round the Sun; how can we express his 30 years in the language of the Cosmos according to which its daily revolution is a year? If a year is the daily revolution of the Cosmos, then the so-called period of Saturn's revolution is approximately 30 days, a cosmic month, a cosmic four weeks. Thus we may say that if we regard Saturn as the outermost planet (the other two, Uranus and Neptune, regarded today as of equal standing with Saturn, are really fugitives that have wandered in), then we must say that Saturn bounds our Cosmos; and, in his apparent slowness, in his limping behind the Earth, we behold the life of the Cosmos in 4 weeks or a month, as compared to the life it displays in the course of the year, which for the Cosmos is like a falling asleep and awaking. From this it may be seen that Saturn, if his apparent path is regarded as the outermost limit of our planetary system, is inwardly related to it in a different way from, let us say Mercury; Mercury needing less than 100 days for his apparent revolution, moves quickly, he is active inwardly, he has a certain celerity; whereas Saturn moves slowly. To what exactly does this correspond? In the movement of Saturn you have something comparatively slow, in that of Mercury something that is very much quicker, an inner activity of the cosmic organism, something that stirs the Cosmos inwardly. It is as if you had, let us say, a kind of living, mucilaginous organism, itself revolving, but having besides within it an organ which is revolving more quickly. Mercury separates itself from the movement of the whole by its quicker revolution. It is, as it were, an enclosed member; so too is the movement of Venus. Here we have something analogous to the relation of the head in man to the rest of his organism. The head separates itself off from the movements of the rest of the organism. Venus and Mercury emancipate themselves from the movement set by Saturn. They go their own way; they vibrate in the whole system. What does this signify? They have something extra as compared with the whole system; their more rapid movement shows this. What is the corresponding thing to this extra in our head? Our head has something extra, namely its co-ordination to the super-sensible world; only, our head is at rest in our organism, just as we are at rest in a coach or a railway carriage, while it is moving. Venus and Mercury act differently; they do the exact opposite as regards their emancipation. Whereas our head is quiescent, like we are when we sit still in a railway carriage, Venus and Mercury emancipate themselves from the whole planetary system in the opposite way. It is as though we, sitting in the railway carriage, were impelled by something to move all the time much faster than the railway train itself. This is due to the fact that Venus and Mercury, which show a much quicker apparent movement, are related on their past not to space alone, but to that to which our head is also related; only these relations take opposite courses—our head being brought to rest, Venus and Mercury on the other hand becoming more active. They are the two planets through which our planetary system has a relation to the super-sensible world. They incorporate our planetary system into the Cosmos in a different way than do Jupiter and Saturn. Our planetary system is spiritualised through Venus and Mercury, more intimately adapted to the spiritual Powers than happens through Jupiter and Saturn. Things that are real often appear quite differently when studied in accordance with true reality instead of in accordance with generally received opinion. Just as, when we judge externally, we call winter the sleeping time of the Earth, and summer her waking time, whereas it is the reverse; in the same way, judging externally, Saturn and Jupiter might be regarded as more spiritual than Venus and Mercury. This is not the case; for Venus and Mercury stand in more intimate relation to something behind the whole Cosmos than do Jupiter and Saturn. Thus we may say that in Venus and Mercury we have something which places us outwardly, as a member of the planetary system, in relation to a super-sensible world. Here, while we live, we are brought into connection with a super-sensible world through Venus and Mercury. We might say: When we are incorporated by birth into the physical world, we are carried into it by Saturn and Jupiter; while we live from birth to death, Venus and Mercury work within us and prepare us to carry our super-sensible part back again through death into the super-sensible world. In fact, Mercury and Venus have just as much share in our immortality after death as Jupiter and Saturn have in our life before death. It is really so, we have to see something in the Cosmos which corresponds to the relation between the comparatively more spiritual organisation of the head and the rest of the human organisation. Now let us suppose that Saturn pursues his movement also in a like curve (lemniscate)—only, of course, his path is different through cosmic space—with the 30 times less rapid movement than the Earth; if we picture these two curves, we must realise that each Cosmic body which follows such a path (lemniscate) is obviously moved in this path by forces, but each one by forces of a different kind. Then we come to an idea which is extremely important and which, if taken rightly, will probably at once strike you as true. If it does not, it is only because, under the influence of the materialism of the last centuries, people are not accustomed to connect such things with the facts of the Universe. To the modern materialistic view of the Cosmos, Saturn is observed merely as a body moving about in cosmic space; and the same with the other planets. This is not the case; for if we take Saturn, the outermost Planet of our Universe, we must represent him as the leader of our planetary system in cosmic space. He directs our system in space. He is the body for the outermost force which leads us round in the lemniscate in cosmic space. He is the driver and the horse at the same time. Saturn is thus the force in the outermost periphery. Were he alone to work, we should continually move in a lemniscate. But there are other forces in our planetary system which show a more intimate adjustment to the spiritual world—the forces that we find in Mercury and Venus. Through these forces our path is continually raised. Thus, when we look upon the path from above, we have the lemniscate, but when we look at it from the other side, we obtain lines which are continually rising upwards; there is a progression. ![]() This progression corresponds in man to the fact that during sleep what we have taken into us, though it may not pass over at once into consciousness, is elaborated; during sleep we work upon it. It is principally during sleep that we work on what we have absorbed through our life, our training and education. During sleep Mercury and Venus communicate that to us. They are our most important night-planets, as Jupiter and Saturn are our most important day-planets. Hence the old instinctive atavistic wisdom was right in connecting Jupiter and Saturn with the formation of the human head, Mercury and Venus with the formation of the human trunk, with the rest of the organism. These things arose from an intimate knowledge of the connection between man and the Universe. Now I will ask you carefully to consider the following. It is first of all necessary to understand from inner grounds the movement of the Earth. We must recognise the influence upon it of the Venus and Mercury forces, which themselves bear the lemniscate on further, so that it progresses, and its axis becomes itself a lemniscate. We have thus for the Earth an extremely complicated movement. And now I come to what I wish to point out. Suppose we have to draw this movement. Astronomy tries to do so. Astronomy wants to have a planetary system; it wants to draw the solar system and explain it by calculation. Planets such as Venus and Mercury, however, have relation to the extra-spatial, the super-sensible, the spiritual, to that which does not originally belong in space, but has, as it were, come into it. Thus if you have the paths of Saturn, Jupiter, Mars, and, in the same space, draw in also the paths of Mercury and Venus, you will get at most a projection of the Mercury or of the Venus orbit, but in no sense the orbits themselves. If we employ the three-dimensional space to sketch in the orbits of Jupiter, Saturn and Mars, we come at most to a boundary, where we get something like a path of the Sun. But if we wish to draw the others, we can no longer do so in the three-dimensional space, we can only get shadow-pictures of these other movements in it; we cannot draw the path of Venus and that of Saturn in the same space. From this we see that all delineations of the solar system where the same space is used for Saturn as for Venus, are only approximate, they do not suffice for a solar system. Such drawings are as little possible as it would be to explain the whole being of man according to purely natural forces only. This shows why no solar system is adequate. A non-astronomer such as Johannes Schlaf could easily prove to quite well-established astronomers the impossibility of their solar system by very simple facts, pointing out that if the Sun and the Earth are so related that the latter revolves round the former, the Sun-spots could not show themselves as they do, the Earth being at one time behind the Sun, at another in front, and then going round it again. That, however, is in no wise the case. No drawing of our solar system that is inscribed into one space of the ordinary three dimensions will be right. We must understand this. Just as in the case of man, in order to understand him as a whole we must pass from physical to super-sensible forces; so in the same way, to understand the solar-system, we must pass from the three dimensions into other dimensions. That is to say, we cannot delineate the ordinary solar system in the three-dimensional space. Planetary ‘globes’ and so forth we have to look at in this way: If here we have Saturn on the globe and there Mercury, then it is not the true Mercury but its shadow only, its projection. These are things that must be brought to light by Spiritual Science. They have quite disappeared. About six or seven centuries before the Christian era, the ancient primeval wisdom began gradually to disappear, until replaced by Philosophy from the middle of the fifteenth century. But men such as Pythagoras, for instance, still knew so much of the ancient wisdom that they could say: We dwell on the Earth, we belong through the Earth to a cosmic system, to which Jupiter and Saturn also belong; but if we remain in these three dimensions, then we shall not belong in the same way to Venus and Mercury. We cannot belong to the two latter directly, as we do to Saturn and Jupiter; but if our Earth is in one space with Saturn and Jupiter, there must be a ‘counter-Earth’ which is in another space with Venus and Mercury. Hence ancient astronomers spoke of the Earth and the counter-Earth. Of course the modern materialist would say: “Counter-Earth? I see nothing of that!” He is like a person who weighs a man, having first charged him to think about nothing, and weighs him again when he has charged him to think a specially clever thought, and then says: I have weighed him, but I have not found the weight of his thought. Materialism rejects what has no weight or cannot be seen. Remarkable things however shine out of the atavistic primeval wisdom to which we can return by the inner vision of Spiritual Science. It is of urgent necessity that we should work our way through now to that which is entirely new and which has yet been on Earth all the time, and has only now in these days to be acquired in full consciousness. Unless we do, this we shall lose the very possibility of thinking. I called attention yesterday to the fact that in social thought men strive for mono-metalism for the sake of free trade-and Protection comes! No true social order will arise out of what is being striven for on the foundation the thinking man possesses To-day; a true social order can only come about through a thinking trained in a science which does not draw a planisphere showing Saturn and Venus in the same space. For the view of the Universe which we are giving here does not merely mean that we hold something up before us, but also that, in a sense, we learn to think. What exactly does this mean? Remember what I have said: When our bodily organisation is remodeled in the next incarnation, it not only goes through a change, but is turned inside out; as a glove is turned from a left-hand to a right-hand glove by turning it inside out so too what is now inside—liver, heart, kidneys—becomes the outer sense-organs, eye, ear and so on. It is all turned inside out. This corresponds to another turning inside out: Saturn on the one side, and wholly outside his space, Venus and Mercury. A reversal in itself. If we do not observe this, what happens? It is the same, when we do not observe the turning inside out in the case of the human head, or when we do not observe the Universe under this law of reversal; we do something very peculiar. We do not in that case think with our head at all. And this is something to which the fifth post-Atlantean epoch is tending, in so far as it is descending and not seeking to ascend again by means of Spiritual Science. Man would like to wrest his head free and think only with the rest of the organism; that mode of thought is abstract. He wants to set free the head. He has no desire to lay claim to what has resulted from the foregoing incarnations. He wants to reckon only with the present one. Not only do men wish to deny the theory of successive Earth-lives, but carrying their head as it were with external dignity, they would like to set it as lord over the rest of the organism, they would have it like a man riding in a carriage. And they do not take that rider in the carriage in earnest; they carry him about with them, but make no claim upon his innate capacities. They make no practical use of their repeated Earth-lives. This tendency has virtually been developing ever since the beginning of the 5th post-Atlantean epoch, and we can only oppose it by adopting Spiritual Science. One might even define Spiritual Science as that which brings man to take his head in earnest once more! From one point of view the essential part in Spiritual Science is really that it takes the human head in earnest, not merely regarding it as an addition to the rest of the organism. Europe especially, as it so rapidly approaches barbarism, would like to free the head. Spiritual Science must disturb this sleep. It must make its appeal to humanity: ‘Use your heads!’ This can only be done by taking the belief in repeated Earth-lives seriously. One cannot talk of Spiritual Science in the way that is usually done, if one takes it in earnest. One must say what is; and to what is belongs something which appears as sheer madness, belongs the fact that men disown their heads. They would rather not believe this, they prefer to regard truth as madness. This has always been so. Things in human evolution come about in such a way that men are taken unawares by the new. And so they must of course be shocked and astonished by this emphasis on the necessity for using the head. Lenin and Trotsky say: Do not use your head, act for the rest of your organism. The rest of the organism is the vehicle of the instincts. Men are to be led by instincts alone. And they carry it out. It is their practice that nothing that arises from the human head should enter the modern Marxist theories. These things are very serious—how serious they are has to be emphasised again and again. |
322. The Boundaries of Natural Science: Lecture IV
30 Sep 1920, Dornach Translated by Frederick Amrine, Konrad Oberhuber Rudolf Steiner |
---|
One must not only pursue the Hegelianism that I sought to depict in my Riddles of Philosophy;5 one must also learn to give Stirner his due, for in Stirner's philosophy there lies something that rises out of consciousness to reveal itself as the ego. And if one simply gives rein to this ego that comes forth out of instinctive experiences, if one does not permeate it with that which manifests itself as moral imagination and Imagination, this ego becomes antisocial. |
One must have the courage to pass through the instinctive ego Stirner describes in order to reach Imagination, and one must also have the courage to confront face-to-face the psychology of association that Mill, Spencer, and other like-minded proponents have sought to promulgate, a psychology that seeks to comprehend consciousness in a bare concept but cannot. |
322. The Boundaries of Natural Science: Lecture IV
30 Sep 1920, Dornach Translated by Frederick Amrine, Konrad Oberhuber Rudolf Steiner |
---|
Yesterday's considerations led us to conclude that at one boundary of cognition we must come to a halt within phenomena and then permeate them with what the phenomena call forth within our consciousness, with concepts, ideas, and so forth. It became apparent that the realm in which these ideas are most pure and pellucid is that of mathematics and analytical mechanics. Our considerations then climaxed in showing how reflection reveals that everything present in the soul as mathematics, as analytical mechanics, actually rests upon Inspiration. Then we were able to indicate how the impulses proceeding from Inspiration are diffused throughout the ancient Indian Vedanta: the same spirit from which we now draw only mathematics and analytical mechanics was once the source of the delicate spirituality of the Vedanta. We were able to show how Goethe, in establishing his mode of phenomenology, always strives to find the archetypal phenomenon while remaining within the phenomena themselves and that his search for die archetypal phenomenon that underlies complex phenomena is, inwardly, the same as the mathematician's search for the axiom underlying complex mathematical constructs. Goethe, therefore, who himself admitted that he had no conventional mathematical training, nevertheless sensed the essence of mathematics so clearly that he demanded a method for the determination of archetypal phenomena rigorous enough to satisfy a mathematician. It is just this that the Western wind finds so attractive in the Vedanta: that in its inner organization, in its progression from one contemplation to the next, it reveals the same inner necessity as mathematics and analytical mechanics. That such connections are not uncovered by academic studier of the Vedanta is simply a consequence of there being so few people today with a universal education. Those who engage in pursuits that then lead them into Oriental philosophy have too little comprehension—and, as I have said, Goethe did have this—of the true inner structure of mathematics. They thus never grasp this philosophy's vital nerve. At the one pole, then, the pole of matter, we have been able to indicate the attitude we must assume initially if we do not wish to continue weaving a Penelope's web like the world view woven by recent science but rather to come to grips with something that rests upon a firm foundation, that bears its center of gravity within itself. On the other side there stands, as I indicated yesterday, the pole of consciousness. If we attempt to investigate the content of consciousness merely by brooding our way into our souls in the nebulous manner of certain mystics, what we attain are actually nothing but certain reminiscences that have been stored up in our consciousness since birth, since our childhoods. This can easily be demonstrated empirically. One need think only of a certain man well educated in the natural sciences who, in order to demonstrate that the so-called “inner life” partakes of the nature of reminiscences, describes an experience he once had while standing in front of a bookstore. In the store he saw a book that captured his attention by its title. It dealt with the lower form of animal life. And, seeing this book, he had to smile. Now imagine how astonished he was: a serious scientist, a professor, who sees a book title in a bookstore—a book on the lower animals at that!—and feels compelled to smile! Then he began to ponder just whence this smile might have come. At first he could think of nothing. And then it occurred to him: I shall close my eyes. And as he closed his eyes and it became dark all around him, he heard in the distance a musical motif. Hearing this musical motif in the moment reminded him of the music he had heard as a young lad when he danced for the first time. And he realized that of course there lived in his subconscious not only this musical motif but also a bit of the partner with whom he had hopped about. He realized how something that his normal consciousness had long since forgotten, something that had not made so strong an impression on him that he would have thought it possible for it to remain distinct for a whole lifetime, had now risen up within him as a whole complex of associations. And in the moment in which his attention had been occupied with a serious book, he had not been conscious that in the distance a music box was playing. Even the sounds of the music box had remained unconscious at the time. Only when he closed his eyes did they emerge. Many things that are mere reminiscences emerge from consciousness in this way, and then some nebulous mystics come forth to tell us how they have become aware of a profound connection with the divine “Principle of Being” within their own inner life, how there resounds from within a higher experience, a rebirth of the human soul. And thereby vast mystical webs are woven, webs that are nothing but the forgotten melody of the music box. One can ascribe a great deal of the mystical literature to this forgotten melody of the music box. This is precisely what a true spiritual science requires: that we remain circumspect and precise enough to refrain from trumpeting forth everything that arises out of the unconscious as reminiscences, as mysticism, as though it were something that could lay claim to objective meaning. For it is just the spiritual scientist who most needs inner clarity if he wishes to work in a truly fruitful way in this direction. He needs inner clarity above all when he undertakes to delve into the depths of consciousness in order to come to grips with its true nature. One must delve into the depths of consciousness itself, yet at the same time one must not remain a dilettante. One must acquire a professional competence in everything that psychopathology, psychology, and physiology have determined in order to be able to differentiate between that which makes an unjustifiable claim to spiritual scientific recognition and that which has been gained through the same kind of discipline, as, for example, mathematics or analytical mechanics. To this end I sought already in the last century to characterize in a modest way this other pole, the pole of consciousness, as opposed to the pole of matter. To understand the pole of matter requires that we build upon Goethe's view of nature. The pole of consciousness, on the other hand, was not to be reached so easily by a Goetheanistic approach, for the simple reason that Goethe was no trivial thinker, nor trivial in his feelings when it was a matter of cognition. Rather, he brought with him into this realm all the reverence that is necessary if one seeks to approach the springs of knowledge. And thus Goethe, who was by disposition more attuned to external nature, felt a certain anxiety about anything that would lead down into the depths of consciousness itself, about thinking elaborated into its highest, purest forms. Goethe felt blessed that he had never thought about thinking. One must understand what Goethe meant by this, for one cannot actually think about thinking. One cannot actually think thinking any more than one can “iron” iron or “wood” wood. But one can do something else. What one can do is attempt to follow the paths that are opened up in thinking when it becomes more and more rational, to pursue them in the way one does through the discipline of mathematical thinking. If one does this, one enters via a natural inner progression into the realm that I sought to consider in my Philosophy of Freedom. What one attains in this way is not a thinking about thinking. One can speak of thinking about thinking in a metaphorical sense at best. One does attain something else, however: what one attains is an actual viewing [Anschauen] of thinking, but to arrive at this “viewing of thinking,” it is necessary first to have acquired a concrete notion of the nature of sense-free thinking. One must have progressed so far in the inner work of thinking that one attains a state of consciousness in which one recognizes one's thinking to be sense-free merely by grasping that thinking, by “viewing” it as such. This is the path that I sought to follow—if only, as I have said, in a modest way—in my Philosophy of Freedom. What I sought there was first to make thinking sense-free and then to present this thinking to consciousness in the same way that mathematics or the faculties and powers of analytical mechanics are present to consciousness when one pursues these sciences with the requisite discipline. Perhaps at this juncture I might be allowed to add a personal remark. In positing this sense-free thinking as a simple fact, yet nevertheless a fact capable of rigorous demonstration in that it can be called forth in inner experience like the structure of mathematics, I flew in the face of every kind of philosophy current in the 1880s and 1890s. It was objected again and again: this “sense-free thinking” has no basis in any kind of reality. Already in my Theory of Knowledge Implicit in Goethes World Conception,4 however, in the early 1880s, I had pointed to the experience of pure thinking, in the presence of which one realizes: you are now living in an element that no longer contains any sense impressions and nevertheless reveals itself in its inner activity as a reality. Of this thinking I had to say that it is here we find the true spiritual communion of humanity and Union with reality. It is as though we have grabbed the coat-tails of universal being and can feel how we are related to it as souls. I had to protest vigorously against what was then the trend in philosophy, that to which Eduard von Hartmann paid homage in 1869 by giving his Philosophy of the Unconscious the motto: “Speculative Results Following the Method of Scientific Induction.” That was a philosophical bow to natural science. I wrote to protest against this insubstantial metaphysics, which arises only when we allow our thinking to roll on beyond the veil of sense as I have described. I thus gave my Philosophy of Freedom the motto: “Observations of the Soul According to the Scientific Method.” I wished to indicate thereby that the content of a philosophy is not contrived but rather in the strictest sense the result of inner observation, just as color and sound result from observation of the outer world. And in experiencing this element of pure thought—an element that, to be sure, has a certain chilling effect on human nature—one makes a discovery. One discovers that human beings certainly can speak instinctively of freedom, that within man there do exist impulses that definitely tend toward freedom but that these impulses remain unconscious and instinctive until one rediscovers freedom in one's own thinking. For out of sense-free thinking there can flow impulses to moral action which, because we have attained a mode of thinking that is devoid of sensation, are no longer determined by the senses but by pure spirit. One experiences pure spirit by observing, by actually observing how moral forces flow into sense-free thinking. What one gains in this way above all is that one is able to bid farewell to any sort of mystical superstition, for superstition results in something that is in a way hidden and is only assumed on the basis of dark intimations. One can bid it farewell because now one has experienced in one's consciousness something that is inwardly transparent, something that no longer receives its impulses from without but fills itself from within with spiritual content. One has grasped universal being at one point in making oneself exclusively a theater of cognition; one has grasped the activity of universal being in its true form and observed how it yields itself to us when we give ourselves over to this inner contemplation. We grasp the actuality of universal being at one point only. We grasp it not as abstract thought but as a reality when moral impulses weave themselves into the fabric of sense-free thinking. These impulses show themselves to be free in that they no longer live as instinct but in the garb of sense-free thinking. We experience freedom—to be sure a freedom that we realize immediately man can only approach in the way that a hyperbola approaches its asymptote, yet we know that this freedom lives within man to the extent that the spirit lives within him. We first conceive the spirit within the element of freedom. We thereby discover something deep within man that weaves together the impulses of our moral-social actions—freedom—and cognition, that which we finally attain scientifically. By grasping freedom within sense-free thinking, by understanding that this comprehension occurs only within the realm of spirit, we experience that while performing this we are indeed within the spirit. We experience a mode of cognition that manifests itself simultaneously as an inner activity. It is an inner activity that can become a deed in the external world, something entirely capable of flowing over into the social life. At that time I sought to make two points absolutely clear, but at that time they were hardly understood. I tried above all to make clear that the most important thing about following such a cognitional path is the inner “schooling” [Erziehung] that we undertake. Yes, to have attained sense-free thinking is no small thing. One must undergo many inner trials. One must overcome obstacles of which otherwise one has hardly any idea. By overcoming these obstacles; by finally attaining an inner experience that can hardly be retained because it escapes normal human powers so easily; by immersing oneself in this essence, one does not proceed in a nebulous, mystical way, but rather one descends into a luminous clarity, one immerses oneself in spirit. One comes to know the spirit. One knows what spirit is, knows because one has found the spirit by traveling along a path followed by the rest of humanity as well, except that they do not follow it to its end. It is a path, though, that must be followed to its end by all those who would strive to fulfil the social and cognitional needs of our age and to become active in those realms. That is the one thing that I intimated in my Philosophy of Freedom. The other thing I intimated is that when we have found the freedom that lives in sense-free thinking to be the basis of true morality, we can no longer seek to deduce moral concepts and moral imperatives as a kind of analogue of natural phenomena. We must renounce everything that would lead us to ethical content obtained according to the method of natural science; this ethical content must come forth freely out of super-sensible experience. I ventured to use a term that was little understood at the time but that absolutely must be posited if one enters this inner realm and wishes to understand freedom at all. I expressed it thus: the moral realm arises within us in our moral imagination [moralische Phantasie]. I employed this term “moral imagination” with conscious intent in order to indicate that—just as with the creations of the imagination [Phantasie]—the requisite spiritual effort is expended within man, regardless of anything external, and to indicate on the other hand that everything that makes the world morally and religiously valuable for us—namely moral imperatives—can be grasped only within this realm that remains free from all external impressions and has as its ground man's inner activity alone. At the same time I indicated clearly in my Philosophy of Freedom that, if we remain within human experience, moral content reveals itself to us as the content of moral imagination but that when we enter more deeply into this moral content, which we bear down out of the spiritual world, we simultaneously enter the external world of the senses. If you really study this philosophy, you shall see clearly the door through which it offers access to the spirit. Yet in formulating it I proceed in such a way that my method could meet the rigorous requirements of analytical mechanics, and I placed no value on any concurrence with the twaddle arising out of spiritualism and nebulous mysticism. One can easily earn approbation from these sides if one wants to ramble on idly about “the spirit” but avoids the inner path that I sought to traverse at that time. I sought to bring certainty and rigor into the investigation of the spirit, and it remained a matter of total indifference to me whether my results concurred with all the twaddle that comes forth from nebulous mystical depths to represent the spirit. At the same time, however, something else was gained in this process. If one pursues further the two paths that I described on the basis of actual observation of consciousness in my Philosophy of Freedom, if one goes yet further, takes the next step—then what? If one has attained the inner experiences that are to be found within the sphere of pure thought, experiences that reveal themselves in the end as experiences of freedom, one achieves a transformation of the cognitional process with respect to the inner realm of consciousness. Then concepts and ideas no longer remain merely that; Hegelianism no longer remains Hegelianism and abstraction no longer abstraction, for at this point consciousness passes over into the actual realm of the spirit. Then one's immediate experience is no longer the mere “concept,” the mere “idea,” no longer the realm of thought that constitutes Hegelian philosophy—no: now concepts and ideas transform themselves into images, into Imagination. One discovers the higher plane of which moral imagination is only the initial projection; one discovers the cognitional level of Imagination. While philosophising, one remains caught within a self-created reality; now, after pursuing the inner path indicated by my Philosophy of Freedom, after transcending the level of imagination [Phantasie], one enters a realm of ideas that are no longer dream-images but are grounded in spiritual realities, just as color and tone are grounded in the realities of sense. At this point one attains the realm of Imagination, a thinking in pictures [bildliches Denken]. One attains Imaginations that are real, that are no longer merely a subjective inner experience but part of an objective spiritual world. One attains Inspiration, which can be experienced when one performs mathematics in the right way, when this performance of mathematics itself becomes an experience that can then be developed further into that which one finds in the Vedanta. Inspiration is complemented at the other pole by Imagination, and only through Imagination does one arrive at something enabling one to comprehend man. In Imaginations, in pictorial representations [bildhafte Vorstellungen]—representations that have a more concrete content than abstract thoughts—one finds what is needed to comprehend man from the point of view of consciousness. One must renounce proceeding further when one has reached this point and not simply allow sense-free thinking to roll on with a kind of inner inertia, nor believe that one can penetrate into the secret depths of consciousness through sense-free thinking. Instead one must have the resolve to call a halt and confront the “external world” of the spirit from within. Theo one will no longer spin thoughts into a consciousness that can never fully grasp them; rather, one will receive Imagination, through which consciousness can finally be comprehended. One must learn to call a halt at this limit within the phenomena themselves, and thoughts then reveal themselves to one as that within cognition which can organize these phenomena; one needs to renounce at the outward limit of cognition and thereby receive the spiritual complement to phenomena in the intellect. In just this way one must renounce in the process of inner investigation, one must come to a halt with one's thinking and transform it. Thinking must be brought inwardly to a kind of reflection [Reflexion] capable of receiving images that then unfold the inner nature of man. Let me indicate the soul's inner life in this way [see illustration]. If through self-contemplation and sense-free thinking I approach this inner realm, I must not roll onward with my thinking lest I pass into a region where sense-free thinking finds nothing and can call forth only subjective pictures or reminiscences out of my past. I must renounce and turn back. But then Imagination will reveal itself at the point of reflection. Then the inner world reveals itself to me as a world of Imagination. ![]() Now, you see, we arrive inwardly at two poles. By proceeding into the outer world we approach the pole of Inspiration; by proceeding into the inner world of consciousness we approach the pole of Imagination. Once one has grasped these Imaginations it becomes possible to collate them, just as one collates data concerning external nature by means of experiments and conceptual thinking. In this manner one can collate inwardly something real, something that is not a physical body but an etheric body informing man's physical body throughout his whole life, yet in an especially intensive manner during the first seven years. At the change of teeth this etheric body takes on a somewhat different configuration [Gestalt], as I described to you yesterday. By having attained Imagination one is able to observe the way in which the etheric or life-body works within the physical body. Now, it would be easy to object from the standpoint of some philosophical epistemology or other: if he wishes to remain logical, man must remain within the conceptual, within what is accessible to discursive thinking and capable of demonstration in the usual sense of the term. Fine. One can philosophise thus on and on. Yet however strong one's belief in such an epistemological tissue, however logically correct it may be, reality does not manifest itself thus; it does not live in the element of logical constructs. Reality lives in pictures, and if we do not resolve to achieve pictures or Imaginations, man's real nature shall elude our grasp. It is not at all a matter of deciding beforehand out of a certain predilection just what form knowledge must take in order to be valid but rather of asking reality in what form it wishes to reveal itself. This leads us to Imagination. In this way, then, what lives within moral imagination manifests itself as the projection into normal consciousness of a higher spiritual world that can be grasped in Imagination. And thus, ladies and gentlemen, I have led you, or at least sought to lead you, to the two poles of Inspiration and Imagination, which we shall consider more closely in the next few days in the light of spiritual science. I had to lead you to the portal, as it were, beforehand, in order to show that the existence of this portal is well founded in the normal scientific sense. For it is only upon such a foundation that we later can build the edifice of spiritual science itself, which we enter through that portal. To be sure, in traversing the long path, in employing the extremely demanding epistemological method I described to you today—which many may feel is difficult to understand—one must have the courage to come to grips not only with Hegel but also with “anti-Hegel.” One must not only pursue the Hegelianism that I sought to depict in my Riddles of Philosophy;5 one must also learn to give Stirner his due, for in Stirner's philosophy there lies something that rises out of consciousness to reveal itself as the ego. And if one simply gives rein to this ego that comes forth out of instinctive experiences, if one does not permeate it with that which manifests itself as moral imagination and Imagination, this ego becomes antisocial. As we have seen, Philosophy of Freedom attempts to replace Stirner's egoism with something truly social. One must have the courage to pass through the instinctive ego Stirner describes in order to reach Imagination, and one must also have the courage to confront face-to-face the psychology of association that Mill, Spencer, and other like-minded proponents have sought to promulgate, a psychology that seeks to comprehend consciousness in a bare concept but cannot. One must have the courage to realize and admit to oneself that today we must follow another path entirely. The ancient Oriental could follow a path no longer accessible to us, in that he formulated his experiences of an inner mathematics in the Vedanta. This path is no longer accessible to the West. Humanity is in a process of constant evolution. It has progressed. Another path, another method, must be sought. This new method is now in its infancy, and its immaturity is best revealed when one realizes that this psychology of association, which seeks to collate inner representations according to laws in the same way one collates the data of natural phenomena, is nothing but the inertia of thinking that wants to break through a boundary but actually enters a void. To understand this one must come to know this psychology of association for what it really is and then learn to lead it over through an inner contemplative viewing [Schauung] into the realm of Imagination. Just as the Orient once saw the Vedanta arise within an element of primal mathematical thought and was able to enter thus into the spirituality of the external world, so we must seek the spirit in the way in which it tasks us today: we must look within and have the courage to proceed from mere concepts and ideas to Imaginations, to develop this pictorial consciousness within and thereby to discover the spirituality within ourselves. Then we shall be able to bear this spirituality back out into the external world. We shall have attained a spirituality grasped by the inner being of man, a spirituality that thus can bear fruit within the social life. The quality of our social life shall depend entirely on our nurturing a mode of cognition such as this, which can at the same time embrace the social. That this is the case I hope to show in the lectures yet to follow.
|
92. Richard Wagner in the Light of Anthroposophy: Lecture Two
05 May 1905, Berlin Translator Unknown Rudolf Steiner |
---|
The soul is referred to as water; possession, implying power, is still guarded by the surging astral forces, by the Daughters of the Rhine. The Ego, or egoism coming out of Atlantis is gradually prepared. But this human being who was originally a soul-being possessed something which he must renounce: it is love, which does not, as yet seek another being outside, but finds its satisfaction within itself. |
The inner temple of the soul must be built by man himself ever since he has become an Ego. The creative Godhead still contains love, it is still creative in the outer temple. The myth explains this in the passage where Wotan wishes to take away the Ring from the giants, and Erda appears advising him to abstain from this. |
92. Richard Wagner in the Light of Anthroposophy: Lecture Two
05 May 1905, Berlin Translator Unknown Rudolf Steiner |
---|
During the course of these lectures we shall see how in his works Wagner rose up to the gods and at the same time came down to the human beings, in order to set forth, within the human race itself, redemption and salvation. There were Mysteries also in the North. A special being, Wotan, plays a prominent part in these Mysteries. Particularly in the countries inhabited by the Celts the last traces of the old Druid Mysteries have been preserved. In England we may still find them at the time of Queen Elizabeth. The old sagas relate first of all of Siegfried, an initiate, who was able, after a certain number of incarnations, to give up his body to an old Atlantean initiate for a dwelling. This we may find in all the Mysteries. Even Jesus sacrificed his body to a higher individuality when he was baptized by John the Baptist. Wotan was initiated stage by stage, in order to bring about the higher development of the Northern tribes. After the transmigration of the surviving Atlantean peoples to the desert of Gobi, a few tribes had remained behind in the North. Whereas four sub-races were continuing their development in the South, four other sub-races developed in the North. Here, too, we find four stages of evolution; the last one is the Twilight of the Gods. The northern sagas tell us about this, and these legends were conceived by the four preparatory races. Wotan passes four times through an initiation within these four sub-races, and each time he rises by one degree. He hangs upon the cross for nine days; he learns to know the things connected with Mimir's head, the representative of the first sub-race. Also in this case crucifixion brings redemption. During his second initiation he wins Gunlöd's draught of wisdom. In the form of a serpent he must creep into a subterranean cave, where he dwells for three days before he obtains the draught. During his third initiation, corresponding to the third sub-race, he is obliged to sacrifice one of his eyes in order to win Mimir's draught of wisdom. This eye is the legendary eye of wisdom, reminding us of the one-eyed Cyclops, who are the representatives of the Lemurian race. This eye has withdrawn long ago, and modern men do not possess it; sometimes, in the case of newly-born children, a faint trace of this eye may still be seen. It is the eye of clairvoyance. Why was Wotan obliged to sacrifice it? Every root-race must recapitulate the whole course of evolution. This also applies to the third northern sub-race. Clairvoyance has to be sacrificed once again, in order that something new might arise, which appeared for the first time in Wotan. This new element is the intellectual capacity, the characteristic way in which the Europeans contemplate the world. Wotan's fourth incarnation is Siegfried, the descendant of gods. Human initiates now take the place of gods. Siegfried passes through an initiation. He must awaken Brunhilde, the higher consciousness, by passing through the flames, the fire of passion. In this way he experiences a catharsis, a purification. Before his purification he has killed the dragon, the lower passions. He has become invulnerable. There is only one point between the shoulders where he can be wounded. This vulnerable point symbolizes that the fourth sub-race still lacks something which Christianity alone can give. The coming of One was necessary, who was invulnerable where Siegfried was still vulnerable—the coming of the Christ, Who carries the Cross resting between his shoulders at the very point where Siegfried could be wounded to death. Christianity was called upon to check yet another onset of the Atlanteans. The peoples led by Atli (Attilas) are of Atlantean origin. The attack of these Mongolian races must give way to Christianity, personified in Leo, the pope. Thus the myths described the course of evolution in symbolical images. The same thing applies to the myth of Baldur. Also in Baldur we have before us an initiate. In this myth we find that all the conditions of initiation are fulfilled. The riddle of Baldur conceals a truth. The strange position of Loki in this northern saga can only be understood if we bear in mind this fact. You know that Baldur's mother, alarmed by evil dreams, made every living being promise to do no harm to Baldur. An insignificant growth, the mistletoe, is forgotten, and out of this mistletoe, which was not bound by any promise, Loge made the arrow which he gave to the blind god Hodur, when the gods were playfully hurling arrows at Baldur. Baldur is killed by this mistletoe arrow. You know that another evolution preceded the evolution of the earth; namely, the kingdom of the Moon. At that time matter resembled our present living substance. Some of the Moon-beings remained behind upon the Moon-stage of development, and penetrated into the new world in this form. They cannot grow upon a mineral soil, they can only grow upon a living foundation, upon another living being. The mistletoe is one of these Moon-plants. Loge is the god of the Moon. He comes from the Moon-period and is now the representative of something imperfect, of Evil. This occult connection with the Moon-period also explains Loge's double nature, male and female at the same time. As you know, the division of the sexes coincides with the Moon's exit from the common planet. The Sun-god Baldur is the head of the new creation. The new and the old creation, the kingdoms of the Moon and of the Sun collide, and Baldur, the representative of the civilisation of the Sun, is the victim. Hodur is the blind inevitable force of Nature. Guilt contains a certain progressive element. Thus Baldur had to be called into life again in the Mysteries, after having been killed by Loge through Hodur. These are the feelings which fill our soul when we penetrate into Richard Wagner's creations. Man comes down to the earth as a soul-being; his body is formed out of the ether-earth; the human being is not yet man and woman, and he has no idea of possession or power. The soul is referred to as water; possession, implying power, is still guarded by the surging astral forces, by the Daughters of the Rhine. The Ego, or egoism coming out of Atlantis is gradually prepared. But this human being who was originally a soul-being possessed something which he must renounce: it is love, which does not, as yet seek another being outside, but finds its satisfaction within itself. Alberich must renounce this self-contained love; the human being must attain love by becoming united with another individual being. As long as the two sexes were united, the Ring was not needed; when the human being renounced psychical love, or the two sexes in one, then the Ring had to unite externally what had thus become severed. The Ring is the union of individual human beings, the union of the sexes in the physical world. When Alberich conquers the Ring he must renounce love. Now comes the time when the human being is no longer able to work within a united sphere encompassing everything. Once upon a time, soul, spirit and body were one; now the Godhead creates the body from outside. The sexes face one another in a hostile way; the two giants Fafner and Fasolt symbolized this. The human bodies are now endowed with one sex instead of two; they create external life. The human body is represented in every religion as a temple: the Godhead builds it from outside. The inner temple of the soul must be built by man himself ever since he has become an Ego. The creative Godhead still contains love, it is still creative in the outer temple. The myth explains this in the passage where Wotan wishes to take away the Ring from the giants, and Erda appears advising him to abstain from this. Erda is the clairvoyant collective consciousness of humanity. The god must not keep the Ring encircling what should become free, in order to unite it again upon a higher stage, when the sexes shall have become neutral. Thus the prophetic, clairvoyant power of earth-consciousness prevents Wotan from securing the Ring, which remains the property of the giants. Ever since, every human being has one sex only. (The giant represents the physical bodily structure.) Now the giants begin to build Walhalla. During a quarrel over the Ring, Fasolt is killed by Fafner. This is the contrast between male and female: one sex must first be killed within every human being: the man kills the woman, and the woman kills the man within themselves. |