278. Eurythmy as Visible Singing: Choral Eurythmy
23 Feb 1924, Dornach Tr. Alan P. Stott Rudolf Steiner |
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And if we seek for Melos as such in the astral organization of the human being (and we seek for speech in the ego-organization), then we can perceive that which forms the fundamental basis of musical eurythmy. What you experience as astral human being usually remains stuck in a state of repose. |
278. Eurythmy as Visible Singing: Choral Eurythmy
23 Feb 1924, Dornach Tr. Alan P. Stott Rudolf Steiner |
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You will have seen that it is quite possible for a single individual to express in eurythmy the essence of the musical element as musical element. We have tried to show how, for instance, the triad and the progression of the phrase may be mastered by a single person. But the eurythmical expression of the musical element by a single person, from a certain point of view, is necessarily rather primitive, and is somewhat meagre when presented on the stage—although most beautiful and impressive performances can be given by a solo eurythmist. It is to be hoped that these solo performances will be valued, for they are a means whereby the actual essence of musical eurythmy may be revealed. In spite of this, it cannot be denied that a musical impression can also be given by means of the concerted working of a number of people, in other words by means of choral eurythmy. The point, however, is that we must not merely take these things schematically, but also enter somewhat into the quality of working together in artistic presentation. I have emphasized what doing eurythmy entails: it is work to raise (heraufarbeiten) the physical human being (which really only ‘sounds’ in beat) to the etheric and the astral human being [see Appendix 2, final quotations]. And if we seek for Melos as such in the astral organization of the human being (and we seek for speech in the ego-organization), then we can perceive that which forms the fundamental basis of musical eurythmy. What you experience as astral human being usually remains stuck in a state of repose. But when you proceed a step further and present to the world that which otherwise remains in repose in the astral human being, you show, as it were, your spirit and soul nature. And it is this power of making things manifest which constitutes the most predominant element of all artistic endeavour. At this point I will take the opportunity of alluding to a very, very remarkable contemporary phenomenon. My reason for doing so is, that if as eurythmists you can awaken a feeling for it, it would do much to help you in the actual artistic development of eurythmy. I have said that the actual musical element, the spiritual element in music, lies between the notes, in the intervals, constituting that which we do not hear. In speaking about atonal music Hauer touches on something that is very significant and true. He is of the opinion that the production of a note or chord is nothing more than an appeal to the emotions or the senses—merely a means to express externally the inaudible Melos, which presents the inmost life of the human soul. Now there is something so decadent and chaotic in the culture and civilization of the present day, especially where the arts are concerned, that your heart may well warm towards anyone who, with a certain instinctive flair, realizes that the music of today [1924] is not really music, but simply noise, and perceives that on which the musical element depends. It is, moreover, not difficult to understand that a man who has developed by himself out of all this can be absolutely furious with all European art. And this is true of Hauer. European art is absolutely repugnant to him. All this is very interesting, and I have long been interested in this man Hauer. At the time when I was trying to lead over the musical element into eurythmy, I had to seek for some things that appear in Hauer, and I had to say to myself ‘It is certain that you could never take Hauer's atonal Melos as a basis for the gestures of eurythmy.’ The movements of eurythmy could not be found in this way. I had to ask myself: ‘Why is this so? Why is it not possible to come to eurythmic movements in this way, when Hauer undoubtedly feels the movement of Melos with such inwardness, and sees so clearly what is essential in the musical realm?’ In the case of Hauer, the explanation is simple. Hauer hates that civilization which marks the beginning of European culture—a civilization which the rest of humanity admires tremendously. He hates the civilization of Greece. He is a man who hates to excess the civilization of Greece. Now it is interesting for once to come across a man who honestly and truly hates Greek civilization. There are any number of people who venerate it insincerely, by which I do not mean to imply that there are not others who venerate it with sincerity. To honour Sophocles and Aeschylus is a matter of course today, whereas to find anyone abusing Sophocles and Aeschylus as destroyers of art is an interesting phenomenon, and one which should not be overlooked. Hauer's view of the Greeks is based on the fact that, in his opinion, they brought everything that is related to art into the theatre, thus pouring everything that is audible into visibility: Now, after all, that is quite true. The question is whether we can also love the visible realm. If we are to find our way to eurythmy, we must of course be able to love what is visible. If we do not love the visible realm, honestly do not love it, preferring to remain in the audible realm, to stop with Melos, then we shall never be able to find any satisfaction in Greek culture, where everything was transferred into the sphere of what can be seen and understood. Now among the orientals there were inspired teachers who truly wanted to listen to the audible realm. Oriental architecture was really music in space; it has within it a great deal of eurythmy. You actually see Melos pouring itself into movement. Europe possesses very little understanding for a musical architecture, as has been built with the Goetheanum here in Dornach, for the Goetheanum was, in a sense, a revolt against Greek architecture. There was very little suggestion of Greek architecture about it; but the Goetheanum was musical, it was eurythmic. [34] Now, you see, Hauer actually hates speech, too, because speech does not stop with Melos, but (as I have already shown) does violence to it, pushing it into the outer world. For from the moment we utter sounds (and in so doing give ourselves up to what is demanded of us by the meaning of the sounds), from that moment onwards we become in a certain sense unmusical. The speaking of sounds is an art that in fact can only indicate a sounding of Melos. Melos may thus peep through, but it cannot be fully developed. You cannot form words according to the arrangement I proposed, as if the vowel sounds contained in them were really thirds or other intervals. You cannot do this, for the world does not permit it. When (let us say) you feel wonder, an ah, and just after experiencing this sound you experience some feeling (let's say) which lies in the interval of the third compared to the former feeling, the world does not allow you to feel it. It's not possible, wouldn't you agree?—Life continually destroys that which is musical. Nature too is unmusical, and it is not from nature that we are able to derive that which is musical. This destruction of what is musical extends to recitation and declamation. If there were only vowel sounds in speech, there would be no recitation or declamation, for the human being would always be yielding up his inner being (through pronouncing the vowels) to the outer world. There would be no declamation or recitation, for we would have to go along with the experiences of the world, and it would not be possible to conserve the musical element. That is why we have the consonants. The consonants are, as it were, the apology for the vowels. Man apologises to himself for the fact that, in the vowel sounds, he follows his own experiences. And when he fits in the consonants between the vowels, it is an apology for having become so foreign to himself. When you make the sound a follow an ah, forming thus either warte or balde (I have already spoken about these things) you have at the same time, in the consonants fitting themselves in between the ah and the a, an apology for the succession of the vowels. In the case of that particular poem by Goethe, however, the vowels really make a musical effect, and consequently this apology of the consonants is not so much needed. When listening to this poem, a subtle, musical impression would be received if the speaker could achieve a swallowing of the consonants as much as possible, so that only the vowels were audible, with the consonants merely indicated. Many other poems, however, really need the consonants. It may be said that the less musical a poem is, the more careful you must be to make the right use of the consonantal instrument (palate, mouth, lips, teeth, and so on). Then, in recitation and declamation, we have the apology for the offence committed by the vowels. This will demonstrate that with the vowel sounds, which are an externalization of what is inward, the human being places a kind of caricature into the world. He is no longer himself. The human being is himself as long as he remains musical. When he becomes a vowel sound, he places a caricature in the world. With the consonants he once again recasts this caricature into the human form, and is then outside. He lays hold of an image of himself This corresponds to the vowel when framed by the consonants. In music we go more and more inwards. In speech we go further and further outwards. It is infinitely important for eurythmists to feel and experience these things, to develop a rounding-off of the artistic process, which is more than simply making or copying movements. Taking this as your starting-point you will also be able to feel how choral eurythmy can be effective. In choral eurythmy we are dealing with a number of people. Let us first take the musical case: We have a metamorphosis of the motif, or phrase. We might express this metamorphosis of motifs in choral form by somehow grouping people together—three, let us say. We will let the first person present the first motif in eurythmy by moving in the form to the place of the second person, who will now take over the second metamorphosis of the motif. The first person remains standing. The second person moves on, passing the next metamorphosis of the motif over to the third person, who now continues the form to the place of the first (see Fig. 5). A kind of round dance can be brought about in this way. It is only necessary in such a case for those who remain to continue to carry out the corresponding motifs while standing. In this simple way (where one person develops the motifs by moving, while the others retain their original motifs in standing), we have introduced a new variation into the motifs by means of eurythmy. By means of the motif which is in motion and the motif which is formed, in eurythmy we are able to introduee into the musical realm something which could never be expressed by the pure musical element, for in the pure musical element the previous chord or motif can no longer be retained after the new one has begun to sound. Only think how often I have observed that, in the spiritual world, the past remains. In this development of the motifs through the chorus, the past remains (becomes engraved, so to speak, hardened), through the fact that the bearer of the motif in question carries out the movements while standing. This is one way. Another variation appears when we have chords in the progressions of the motif. Here you can arrange the chorus in such a way that the chord is carried out by several people, and the motif is carried over to another group of people. In this way, one group expresses the harmonic element, and the harmonic development is then expressed by letting the harmony flow over from one group to another. Here we reach something very significant and totally different in its effect. When the progression of the motif is expressed in movement (the chord can also be represented by a single person, and the progression of the motif can also be expressed in movement by an individual), the space in which the movement occurs, and all the metamorphoses and transformations of the music, are filled out by the physical human being. When making use of a chorus, however (we will suppose that you have one group of three people, and three more, and a further three, each carrying the progression of the motif from one group to the next), the element of visibility ceases to be [paramount], for when the motif is passed from one group to the next an invisible element wends its way through this choral dance. Here we approach very near to making this invisible element musical, very near especially to atonal music. Thus, by transferring to a chorus, the whole matter takes on quite a different aspect [from a solo performance]. In this way the aspect of the musical element which is becoming progressively unmusical, may be made musical once again by means of eurythmy, because movement makes it possible to appeal to that which is invisible. Thus, in this direction too, we shall possibly find that tone eurythmy is able to exert a corrective influence upon the musical element. Now in the continuation of a motif everything will naturally depend upon the movement, but when the chord is being represented by a group, the relative positions of the people are of importance. The people in question (even when their group is moving) must endeavour to retain their relative positions. Your feelings will have to tell you this. Let us now suppose that we have to represent a triad. You can't place yourselves one behind the other (left of the diagram). You can and have to feel that you place yourselves in such a way that the first person stands here, the second here and the third in the middle (see Fig. 6). Then, when the lowest note is taken by the first person, the next highest note by the second person, and the third note (if you wish, the fifth) by the third person, then you can tell by looking at it that the right thing has happened. The motif, when brought into movement, is carried over to the next group of people. And when the whole chorus is moving, each individual must endeavour to retain the right position in relationship to the others, so the whole design of the form (which is determinded by the relative positions of the people) may be expressed through this. If we have a combination of two notes, the people can only be placed in this way: We can feel that this is incomplete. But now for the four-note discord. When you consider the artistic effect of placing three people as we did for the triad, and observe the complete grouping (which really does make the triad stand before us), then you will say to yourself: Where shall I put the fourth person? Whoever has artistic feeling will not find a place for a fourth person. Indeed no such place can be found. The fourth person can only be provided for by letting him or her move around the third person. There is no other way of doing it. You come to this by direct intuition. So now you already have an indication for the discord in the grouping. The group, the fixed configuration, can only express concords. The moment a discord enters, movement must be introduced into the grouping. When you introduce movement into the grouping, you bring a challenge, and you can no longer remain still. The movement made by the fourth person (a movement necessary to the progression, to the resolution of the discord) is disclosed by its own nature. You see, we have to look at things in this way if we are to gain insight into the gestures as the essential matter. Having gained this insight, you will say to yourselves: ‘What we do is the outcome of an intrinsic necessity.’ This is no infringement of freedom, although it does not open the door for purely arbitrary ideas. What always remains is the freedom to carry out the movements beautifully. Choral eurythmy may be developed from the usual eurythmy which the individual presents. In particular, however, the following can be done. Let us suppose that in some piece of music we have the tonic, the dominant and the subdominant. To present this we take three groups of people and place the tonic with the first group, the dominant with the second group and the subdominant with the third, making those presenting the tonic have larger movements, whereas those presenting the dominant and subdominant make smaller ones. Now try to imagine how this would look. The frequent recurrence of the tonic is shown by the larger forms. The tonic is given prominence by the larger movements. It follows that the eurythmist who is moving these larger forms will quite naturally make larger gestures too, prompted by his or her feeling. The tonic, which recurs time and again, also recurs in the eurythmy forms. If these things are well practised in the way that has been explained, you will find that the character of each individual key [35] will be revealed, for you will be obliged to make the corresponding movements in the transitions. The difference between major and minor keys appears very clearly with this interplay between the different groups [see Steiner's lecture notes, p. 24]. And when, in addition, you take into consideration the fact that every time a sound goes higher there should be the feeling that the eurythmist has to approach nearer to the audience, whereas when the sound goes lower the eurythmist has to move more towards the back of the stage—when all this is added you will have the whole musical element in a visual image. There is still another point which belongs to this, that when a group comes to high notes, there must be a feeling that the movement has to be made more pointed, whereas when it is a question of lower notes, then it has to become rounder. Thus it may be said that a movement carried out with this gesture is lower, and a movement with this gesture is higher. You will say: ‘These things present us with a great deal to learn, for in actual practice they are very complicated.’ Quite true! But they are no more complicated than learning to play the piano, or learning to sing. I have indicated how the transition can be made from solo eurythmy to choral eurythmy. Real difficulties only make their appearance when we come to polyphonic music, but we shall speak about this tomorrow. In movement the whole affair will become even more disjointed than in the musical element as such. When we have a piece with many voices, therefore, we also have to make use of different people, and the quality of belonging together can only be achieved by means of a certain relationship in the form. At this point I should like to develop a brief, esoteric ‘intermezzo’ for you. It has to do with the fact that the eurythmist has to use his or her body as an instrument. Only think of all that goes into the making of an instrument and how we appreciate certain violins which today can actually no longer be made. [Instruments made by Stradivarius, Guarnerius, and so on. (Translator's note.)] Think of everything that is involved in an external musical instrument. Now it is true that the human being is, in a certain way, exempt from these demands, for the divine-spiritual powers have already built him as an exceedingly good instrument. But actually the case is not so rosy, for otherwise every individual would find his body were the most perfectly suitable instrument. The eurythmists sitting here will be well aware of the great difficulties they have in overcoming bodily hindrances and impediments, if it is a question of arriving at eurythmy that is really worthy of the art. The fact is that quite a bit can be done in order to work inwardly upon your body so that eurythmy to the sounds of speech and of music may gradually appear out of this body in a truly artistic, complete form. There is very little opportunity for this in the civilized life of Europe. European civilization has developed a view towards outer nature, but has not developed that which is necessary to give the human being a place in the world commensurate with true human dignity. And so people today have great difficulty feeling their real humanity within themselves. Now what I have to say in this direction will not be immediately clear. It will become apparent through doing it. What I want to say in this connection is as follows. Listen to this progression of notes, which will at first seem very strange to you: And now (to the pianist): Play the first two notes together and the next two notes consecutively, sustaining the last note for a long time. The first two notes, accordingly, played together and the last two notes one after the other, the final note sustained for a long time. Now will someone who can do it well show this in eurythmy, simply in standing: B, A, along with E and D; the E short, and sustaining the last note for a long time. And now I need somebody who will sing a word to this progression of notes; for there is a word which rings true when sung to this peculiar progression of notes, namely, the word ‘T A 0’. We are dealing here with the following: When expressing this in eurythmy (and here you must apply what has been given in these lectures) you have the seventh, the sixth, and only then the other notes. But you also have to feel the descending progression of notes, and then try to express this in eurythmy, not merely the notes. Hitherto you have become stuck in what is elementary, but you really have to express what I have said and then you will see that in the TAO you have a wonderful means of making your inner bodily nature flexible, inwardly supple, and able to be artistically fashioned for eurythmy. For when you lead the seventh and the sixth, as I have indicated them, down into the E and the D (that is to say you come into this second), you will see how by carrying this out you will gain an inner strength which you will be able to carry over into all your eurythmy. This is an esoteric exercise, and when it is carried out it means meditation in eurythmy. And when you ask someone else (either singing or speaking in a reciting or declamatory way) to accompany these gestures with declamation or singing of TAO, you will see that in connection with singing, eurythmy and recitation, this is something like that which meditation is for general human life. What I have given here is indeed an esoteric ‘intermezzo’, and it points the way to eurythmic meditation. We must go very far back, back to the ancient civilization of China, if we are to find our way into this meditation in eurythmy. [36] And you will understand that we can exercise a certain sympathy for someone who wants to get back to the ancient Orient in order to re-discover music, and whose feeling leads him to say: The Greeks have totally ruined music, and that is why the Greeks really had no proper musician—with the exception of the mythological figure, Orpheus. [12, end] On the other hand, we can love the Greek civilization for its way of entering into the sculptural, plastic element. But one thing is true, that the Greek culture with its sculpture gradually was led away from eurythmy. Here we must compare the forms of oriental architecture, which really did transpose music into movement, with the forms of Greek architecture, which basically exhibit a dreadful symmetry. Here this dreadful symmetry rules. This, too, had to make its appearance in the world at some point. The Greek culture did (I might almost say) tragically suffer the consequences of its civilization. It was a short-lived civilization, bringing about its own dissolution. The fault does not lie in the Greek culture: the fault lies in the fact that Greek culture is supposed to be forever reproduced in European civilization. It is, however, a kind of dissolution of this Greek element when we derive our movements directly from speech and singing, from the realms of speech and of music themselves. The difficulty people have in understanding eurythmy lies in the fact that European understanding has been, as it were, frozen into the reposing form, and is fundamentally no longer able to live in movement. The reposing form, however, should be left to. nature. When we come to the human being, we have to enter into movement, because the human being transcends the reposing, purely sense-perceptibly visible form. That is what I wanted to say to you today. |
279. Eurythmy as Visible Speech: The Plastic Formation of Speech
02 Jul 1924, Dornach Tr. Vera Compton-Burnett, Judith Compton-Burnett Rudolf Steiner |
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Here we master the form given to the breath. We permeate: it, as it were, with our ego; we do not permit the sound to scatter itself immediately, but compel it to retain its form for a time in the outer world. |
279. Eurythmy as Visible Speech: The Plastic Formation of Speech
02 Jul 1924, Dornach Tr. Vera Compton-Burnett, Judith Compton-Burnett Rudolf Steiner |
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My dear Friends, The possibilities inherent in eurhythmy will only be realized when the eurhythmist is able to create the movements, in all their detail, out of the nature of speech itself. In eurhythmy it is almost as important to have an intimate understanding of the sounds of speech as it is to have a knowledge of the actual eurhythmic movements. For this reason I will show you to-day the way in which the plastic formation of speech can definitely influence eurhythmy. Now the plastic, formative element is in the ordinary way not fully manifested, for it passes over into sound. It is the task of eurhythmy to bring the plastic element to visible expression. When we direct our attention to the plastic element in the sounds of speech, – and here we naturally take the consonants, for they lend themselves more particularly to plastic interpretation, imitating as they do the things and processes of the external world, – we find that the sounds divide up into four types. First we have the sounds which are quite definitely built up after the pattern of f or s; then we have the sounds of the type of b, p, d, or t. When you compare the sounds of these two groups you will find that they are completely different from one another. The s and f-sounds are formed by allowing the breath stream to be blown freely outwards. With the other sounds, d, t, b, p, the breath stream is first inwardly controlled, and it is released much more consciously; it is not blown out in this case, but thrust out. Thus we must distinguish between the ‘blowing’ or breath sounds, and the ‘thrusting’ sounds, or sounds of force. The nature of these two types is therefore completely different. The breath sounds yield up, as it were, the inner being of man more or less passively to the outer world. They make use of the outgoing stream of the breath in order to release the inbreathed air from the body. So that these out-breathing sounds entirely depend upon the fact that the air passes outwards. Now this breath stream always takes to itself the form, the shape of the body. 'It does not, however, assert itself in the outer world, but scatters itself abroad, so that the breath sounds, always have the characteristic of yielding themselves up to the world outside. It is essential to grasp the character of the breath sounds and to realize that they yield themselves up to the outer world. Man allows this outer world to do as it will with him not, naturally, as regards his physical body, but as regards the form which he has transmitted to the out-going breath stream. In the case of the consonants of force this is quite otherwise. Here we master the form given to the breath. We permeate: it, as it were, with our ego; we do not permit the sound to scatter itself immediately, but compel it to retain its form for a time in the outer world. Thus in the consonants of force man appears as master in his relation to the outer world, so that here, one cannot speak of a yielding oneself up to the outer world, but, of an assertion of one’s own inner being. These two types of sound comprise the great proportion of the consonants. In reality the breath sounds express sympathy with the outer world and sounds of force sympathy with oneself. The breath sounds are free from egoism; the sounds of force are egotistical. We shall always find that when we make use of the consonants of force we do so in order to express what needs, to be expressed in sharp outlines. You know already that there is a strong plastic element in the German language. And now, bearing this in mired, let us take a word beginning with a consonant of force: Baum, b. You will invariably notice that a consonant of force produces the effect of sharp outlines. The breath sounds, on the other hand, will never produce such outlines; they describe the reverse of everything clear-cut and definite. For instance s in the word: sei is a breath sound. One must of course keep strictly to essentials when dealing with such matters. You will naturally be able to find any number of words which seem as though they should be expressed by means of sharp outlines, and which, nevertheless, contain breath sounds. You will, however, usually discover in such a case, that you must try to introduce a more indefinite element into the movement, in spite of the necessity for sharp outlines which may also be present. Now the breath sounds are: h, ch, j, sch, s, w, v. The sounds of force are: d, t, b, p, g, k, m, and n. These latter are all consonants of force, sounds which express the more egotistical attitude of soul, the assertion of one’s own individual being, which one wishes to safeguard in the world outside. Then we have a sound which lends itself particularly well to the imitation of something which is turning, which is revolving. This is the r-sound, which is produced by a vibration in, the outgoing breath-stream. R is the vibrating sound. Then we have another sound in which, when articulated rightly, the tongue must imitate a storm-tossed sea: l. We must make undulating movements with the tongue. L is the wave-sound. Why do we need these two sounds? We need them when we wish to express, not merely the merging with the outer world, nor the strengthening of the self, but something which has movement actually inherent within it. Movement and form are, of course, expressed both in the breath sounds and the sounds of force, but these sounds are not to the same degree an embodiment of self-contained movement as such. When we understand the true nature of the r-sound, we find that it contains something which lies midway between the yielding up of oneself and self-assertion. The r expresses a certain reserve; it calls up a feeling of reserve in the spiritual and soul nature of man. For this reason we express with the r-sound everything which we are able to grasp and take hold of as we take hold of our own being, when forming a resolution, when making a resolve (raten). Resolve (Rat) is a word which illustrates particularly well the special characteristic of the sound r. When we make a resolution we turn something over and form a judgment. This feeling of turning something over in order to make a resolution is always to be found when we enter into the nature of r; so that we express with words containing the sound r those things in the outer world which have a certain similarity to this mood of turning something over and thereby forming a judgment. Thus the r-sound has an egotistical quality. It does not yield up what it has created to the outer world, but retains it for itself and in itself. And the l is the sound which expresses reaction, but reflection mingled with a certain yielding tendency. One would rather listen to what is said than come to a decision for oneself; one allows someone else to decide; a feeling of waiting lies in the inner experience of l. Now the point is to bring the plastic nature of these sounds to actual eurhythmic expression. The special characteristic of the breath sounds can best be shown in eurhythmy by moving the body in such a way that the sounds are carried with it, or, in other words, by trying to follow the direction of the sounds with the body. Try, for instance, to make an s, moving the body in such a way that it follows in the direction of the arms as they form the sound. Make the movement d or s, to begin, with quite quietly; now make it very clearly, so that one sees that you are following the movement with the body. If the movement tends in a forward direction, let the upper part of the body follow after it, if it tends backwards the upper part of the body must be thrown backwards also. You must have control over the whole body, and allow it to swing with the sound, to swing in the direction of the sound. Try this also with f, for example; let the body follow after the sound. Now we will turn to a consonant of force. Here, too, the point is to bring the nature of the sound into the movement of the body. In this case the body must not be allowed to move, but must bring about the desired effect by means of its posture. The body must show that it intends to come to rest, to fix, as it were, the movement which is indicated by the sound. Take b to begin with, make it just as you like; and now stiffen yourself, stand quite still and stiffen yourself, so that one can see clearly , that the sound is held. This stiffening of the body must be carried out in such a way that you actually feel it in your muscles. This inner rigidity gives to the consonants of force their special character. It is deeply interesting go consider such things, for in the breath sounds what really comes to expression is this: I will have nothing to do with Lucifer; everything which is Luciferic must disappear.– And the consonants of force express this feeling: I will hold fast to Ahriman, for if he escapes me he will poison everything; he must be held fast.– Thus the influence of Lucifer and of Ahriman has been implanted into these sounds. R can only be expressed fully when one tries to move the body, gently but with a certain swing and grace, in an upward and downward direction. In order to carry out the I-sound correctly there must be a free movement of the body forwards and backwards, not following the movement in this case, but showing two independent activities. When making the movement for a breath sound, the body must follow the direction of the arms; it must, as it were, accompany the movement. When making the wave-sound, the body must have an independent movement, free and rhythmic, – forwards, backwards, forwards, backwards. This rocking, which is carried out by changing the weight alternately from the heels to the toes, must be made externally visible. You will find how well you are able to do this if you imagine that you have a rod under your feet, and see-saw, as it were, to and fro, keeping the rod – which you may picture as rolling slightly, midway between the toes and the heels. The best way to practise it is to swing so far forward that you nearly fall, only just retaining your balance,– and then to swing so far backwards that you are once more in danger of falling. If you should happen really to fall it is of no consequence; it will only serve to impress upon you the feeling of the movement. If you practise the movement in this way it will gradually become habit, and you will be able to make the rocking so pronounced that you only stop at the very moment of falling, so that the onlooker would be inclined to say: How clever not to fall! With practice such skill may be attained in the carrying out of the l sound, that the onlooker is left with the impression: How clever to be able to do that without falling! By such means you will be able really to enter into and grasp the whole inner character of the sounds of speech. Now we can gain a further understanding of speech and language by trying to enter into the nature of the diphthongs. The diphthongs naturally consist of a combination of two separate and essential parts. (Frl. S.... will you demonstrate the movement for eu.)1 What lies in this sound? It consists of e and u; both these sounds are contained within the eu but are, as it were, left uncompleted. Try to indicate an e, and an u. Stop the e movement just as it is being formed. What would it become if it were formed completely? We will assume for the moment that the movement has been completed.... But now check the movement half-way.... You have not yet carried it out fully, and instead of doing so must lead it over into the u-sound. What do we do when completely forming an u? The arms approach one another so closely that they actually touch. The eu-movement must be carried out in such a way that the arms do not merely cross one another as in the case of the e-sound, but lie side by side, the definite contact being indicated by a feeling of trying to raise the arms up towards the head. This gives you the feeling for eu. Thus we begin to enter into the nature of the diphthongs. We bring together the two component parts, but in such a way that they are only suggested, not carried out completely. This, at the same time, leads you to an understanding of a very essential characteristic of speech, of sound as such. It is in the diphthongs that you can best study the transition from one sound to the next. And at this point we must consider what kind of text is most suited to the eurhythmic expression of such transitions. I know of an Austrian philosopher, Bartholomäus Carneri by name, who, during the last years of his life, wrote even his most difficult philosophical works in such a way that they could easily be expressed in eurhythmy. This philosopher would have been driven to distraction if he had come across such a sentence as the following, for example Lebe echte Empfindungen.—He would have thought it appalling. And why? He was simply disgusted when a word ending with a vowel was followed by another word beginning with a vowel. He asserted that such a thing should never be allowed to occur, but that wherever possible one should avoid a vowel sound at the end of one word being followed by a vowel sound at the beginning of the next. Indeed, he went so far as to write whole articles in which he endeavoured never to bring vowel sounds into juxtaposition, but always to let the transition from one word to the next be brought about by means of the consonants When two vowels, or a vowel and a consonant come together, and you wish to express this in eurhythmy, you will find that you have to do so by means of gentle, soft movements. On the other hand you will make the movements decided,—they will become decided by themselves,—when one word ends and the next word begins with a consonant, it is important in eurhythmy really to observe what takes place when different sounds, sounds of a different character come together. This can best be studied in the diphthongs, for the diphthong is only truly brought to expression when the movement for the first sound is shown in its beginning and then led over into the latter part of the movement for the second sound. Bearing this principle in mind, let us now form the ei-sound.2 Let us, in the first place, make the two sounds concerned,—’ that is to say the e and i sounds as such, Now try not to complete the e-sound, but to check it as it comes into being, leading it over immediately into the final stage of the movement for i. In this way we have really formed the ei. Take as an example : Main Leib ist meiner Seele Schrein.’ (My body is the shrine of my soul.) Do this in such a way that you take into consideration the order of the consonants. First two sounds of force, then the ‘wave’ sound, again a sound of force, then a breath sound, followed by three sounds of force, breath sounds ‘wave ‘ sound, breath sound, vibrating sound, and lastly a sound of force. Now you must fit the ei-sound satisfactorily in between. You see how these things bring movement and life into Eurhythmy, but they must be really carefully studied. Now we must try to realize the effect of the sound ei when it is specially strongly emphasized. (Frl. B. ... will you show us this example): Weiden neigen weit und breit. (Willows are swaying from side to side.) You must imagine that this picture of the swaying willows has to be portrayed in paradigmatic language. (I have omitted the word ‘sich’.) Thus we have w (English v), breath sound, then d, n, n, g, and again n, all sounds of force, again the breath sound w, followed by four sounds of force, t, n, d, b, then the vibrating sound r and lastly t, once more a sound of force. Try now to bring all this into the sentence you are showing and those of us who are looking on must observe carefully how the characteristic ei-sound makes its appearance again and again. ‘Weiden neigen weit und breit.’ We can take still another diphthong, the au.3 Here again we can let the first movement merge into the second. Try to hold the movement for a as it first arises, thus checking it when it is about half-formed and leading it over into the u. Make an a forwards and now turn it aside before reaching the final position, finishing with the movement for u. When you pass over directly from the a to the u, you get the movement for au. But this movement, although correct, will always lack character if we merely pass over from one sound into the other. The effect will not be sufficiently strong. On the other hand when you carry out the movement in such a way that you begin to form the a-sound with one arm, at the same time bring the other arm into contact with the body, thus forming an u,—when you do this, then you have a characteristic au. This is not the only way of making u (bringing the arms together)) but I have also made an u when I simply stand up and touch the body with the left arm, bringing it slowly downwards. Try to show these words in eurhythmy: Laut baut rauh.—The point here is not the sense of the words it is simply a eurhythmic exercise. All this must of course be studied. Naturally you can make au in all kinds of ways; for instance, you can make it by simply bringing one arm into contact with the body (right arm in the position for a, left arm laid across the breast). You must try really to penetrate into the spirit of these things. Now in order to enter further into the forms of the sounds and their connection with language, let us take the sound ö (as in vögels, the German word for birds). The movement is similar to the o, but accompanied by a spring. The o-movement is, as it were, torn apart. This tearing of the o-movement must be carried out with a certain lightness and grace,—and now add the spring. The spring must be made just as the o-movement is broken. Now we will make the sound ä.4 First make an a and then an e. Make the a with the legs in such a way that you step from the front backwards, at the same time making a with the arms. Thus you get the movement for ä. There still remains the ü. It is an u, but its special characteristic is that it is carried out with the backs of the hands laid against each other, thus indicating the i-sound also. You must show the u with the feet and at the same time you must suggest an i in the movement of the arms. Instead of making an i in this way (stretched movement), it must be shown more like this (backs of hands together, one slipping past the other), Then you have the ü.5 Take this sentence in order to see how beautiful it is when the ü-sounds are really brought out:
These words might well be taken as a eurhythmist’s motto
In this way we enter into the true nature of those sounds which we feet to be made up of more than one element. What then do these diphthongs represent in language? Where do we have a diphthong, where a modified vowel? What do the diphthongs, what do the modified vowels represent in language? Wherever we have the diphthongs or modified vowels we have some such feeling as this : Now everything is becoming vague, indistinct and nebulous. This very often occurs when the singular becomes plural. For instance one brother (Bruder) makes a quite definite impression, but if we take the plural, that is to say, several brothers (Brüder), the feeling immediately becomes more indefinite. Thus the modified vowel represents impressions which are less sharply defined, and the same may be said with regard to the diphthongs. If we enter into the nature of the diphthongs, we shall always find that something is present which cannot be looked upon as being entirely in the singular, but we are, as it were, given an impression of the plural, of things which are interwoven, bound together, or separated one from the other. We must always look for this in the diphthongs. This is why in eurhythmy it is so wonderful when the directly visible movements which we have for a, or for i, for example, take on in the movements for the diphthongs something of a fluidic nature, something shading off into the indefinite. Eurhythmy is really able to bring to expression the deepest elements of sound and language. Thus we see how the character of the individual sounds comes to visible expression in the movements of eurhythmy. Let us try the following exercise. We will ask Frl. Sch, and Frl. S ...to stand here) you (Frl. S. . . .) making the sounds i, e, u in succession, and you (Frl. Sob. . . .) making the two remaining vowels, a and o. Now in order to show the exercise quite clearly, will you (Frl. S. . . .), make an i, and you (Frl. Sch, . . ,), follow this with an a, and so on alternately, e, o, u. Do this in such a way that the character of the sounds is brought clearly to expression. Let us go back to the beginning and see what it is that we are doing (Frl. S. . . . i, Frl. Sch. . . . a.) The eurhythmist making i enters right into the form of the movement, while the eurhythmist making a, creates, as it were, the movement from outside. When Frl. S. . . makes the i-sound there is a flashing of fire, a flashing of fire outwards (this could, of course, also be done with the hand). When Frl. Sch, makes an a she attracts to herself from without the clouds and the winds. You see how warmth, fire lies in this sound (i), and how form lies in this sound (a). In the former you have a radiating outwards, and in the latter a plastic, form-giving element. Thus Frl. S. . . has shown us the true Dionysos, the Dionysian vowels, and Frl. Sob. . . . the true Apollo, the Apollonian vowels. This is clearly to be seen when the movements are properly carried out. So that one may say that when a poem consists mainly of vowels o and a, it is a plastic poem, a poem with little movement, an Apollonian poem. On the other hand, when a poem consists mainly of the vowels i, u, e, the fire-element is predominant; it is a Dionysian poem. From this you see how much may be expressed when we learn to read between the lines. One has only to say to Frl. S..... Make an i or an e, -and to Frl. Sch . . . make an a or an u, -and one has really said : You are a child of Dionysos; or: You are a child of Apollo.—In other words we may see in these vowels something of the cult of Dionysos, something of the cult of Apollo. When one really experiences such things as these, it becomes possible, through eurhythmy, to draw out in the most wonderful way the inherent characteristics of speech, and to enter int0 the whole being of man.
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291. Colour: The Luminous and Pictorial Nature of Colours
07 May 1921, Dornach Tr. Harry Collison Rudolf Steiner |
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Just think, yellow makes us gay; but being gay means, really, being filled with a greater vitality of soul. We are therefore more attuned to the ego through yellow, in other words we are spiritualized. So, if you take yellow in its original nature, that is, fading outwards, and think of it shining within you, because it is a luster-colour, you will have to agree: Yellow is the luster of the spirit. |
291. Colour: The Luminous and Pictorial Nature of Colours
07 May 1921, Dornach Tr. Harry Collison Rudolf Steiner |
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We tried yesterday to understand the nature of colour from a certain point of view and found on the way—white, black, green, peach-blossom colour; and in such a manner that we were able to say: these colours are images or pictures, they are already present in the world with the character of pictures; but we saw also that something essential proceeded from something else giving rise to the pictorial character of the colour. We saw, for example, that the living must proceed from the lifeless, and that in the lifeless the image of the living, the green arises. I shall continue today from our yesterday's experience, and in such a way as to differentiate between, so to speak, the receiver and the give, between that in which the picture is formed, and the originator of it. Then I shall be able to put the following division before you: I differentiate (you will understand the expression if you take the whole of what we did yesterday)—I differentiate the shadow-thrower from the Illuminant. If the shadow-thrower is the spirit, the spirit receives that which is thrown upon it; if the shadow-thrower is the spirit and if the illuminant (it is an apparent contradiction, but not a real one) is the dead, then black is pictured in the spirit as the image of the dead, as we saw yesterday. If the shadow-thrower is the dead, and the illuminant the living, as in the case of the plant, then, as we saw, you have green. If the shadow-thrower is the living and the illuminant the psychic, then, as we saw, you get the image of peach-colour. If the shadow-thrower is the psychic and the illuminant the spirit, you get white as the image. So you see, we have got these four colours with the pictorial character. We can therefore say: with a shadow-thrower and an illuminant, we get a picture. So we get here four colours—but you must reckon black and white among the colours—with the picture-character: black, white, green, peach-colour. When the lifeless appears in the Spirit you get black.
Now, as you know, there are other so-called colours, and we have to search also for their natures. We shall not search for them through abstract concepts any more than before, but approach the matter according to feeling, and then you will see that we come to a certain understanding of the colours if we put the following before our eyes. Think of a quiescent white. Then we will let beams of different colours from opposite sides play on to this quiescent white—it can be a quiet white room—from one side yellow and from the other blue. We then get green. In this way therefore we got green. We have to visualize exactly what happens: we have a quiescent white, into which we throw rays of colour from both sides, one yellow and the other blue and we get the green we have already found from another point of view. You see, we cannot look for the peach-colour as we looked for the green, if we confine ourselves to the living production of colour. We must seek it in another way, as follows: Imagine I paint here a black, below it a white, another black, below it a white and so on—black and white alternately—now imagine that this black and white was not quiescent—they would vibrate, as it were. In fact, it is the opposite of what we had up here: here we had a quiescent white and let beams of colour into it from both sides in a continuous process, yellow and blue from left and right. Now I take black and white; I cannot of course paint that at the moment, but imagine these undulating through each other; and just as I let in yellow and blue before, allow now this undulation, with its continual interplay of black and white, to be shone through, pierced with red: if I could select the right shade, I should, through this play of black and white into which I let the red shine, get peach-colour. Notice how we must resort to quite different methods of producing colours. With one we must take a quiescent white—and thus we must destroy one of the picture-colours in the scale we already have here—and let two other colours which we have not yet got play upon it. But here we have to go about it differently; here we have to take two of the colours we have, black and white, we must instill movement into them, take a colour we have not yet got, namely red, and let is shine through the moving white and black. You will also see something which will strike you if you observe life: green you have in nature; peach-colour you have (as I explained yesterday, in my sense) only in a fully healthy man. And, I said, the possibility is not easily present of reproducing this shade of colour. For one could really reproduce it only if one could represent white and black in motion and then let fall on them the beam of red. One would really have to produce a circumstance—it is after all present in the human organism—in which there was always motion. Everything is in movement and from that fact arises this colour of which we are speaking. So that we can get this colour only in a roundabout way, and for this reason the majority of portraits are really only masks, because flesh-colour can be realized only by means of all sorts of approximations. It could be achieved only, you see, if we had a continual wave movement of black and white, with red rays through it. I have here pointed out to you from the nature of things a certain difference in relation to colour. I have shown you how to use the colours which we get as pictorial colours, how in one case we used white, in a condition of rest, and by throwing upon it two colours which we have not yet got, we obtained another pictorial colour, namely, green. Again, we take two colours, black and white, in a scale of reciprocated movement, and let them be penetrated or illuminated by a new colour, that we have not yet got, and the result is another colour—peach-colour. We get peach-colour and green, therefore, in quite different ways. In one case we required red, in the other yellow and blue. Now we shall be able to go a step further towards the nature of colour if we consider another thing. Taking the colours we found yesterday, we may say as follows: By its own nature green always allows us to make it with definite limits. Green can be enclosed or limited: in other words it is not unpleasant to us if we paint a surface green and give is a circumscribed area. But just imagine this is the case of peach-colour. It does not agree with our artistic sense. Peach-colour can be represented really only as a mood, without reference to a defined area, without expecting one. If you have a sense of colour, you can feel that. If, for instance, you think of a green—you can easily think of green card-tables. Because a game is a limited pedantic activity, something very Philistine, one can think of such an arrangement—a room with card-tables covered in green. What I mean is that it would be enough to make you run away, if you were invited to play cards on mauve tables. On the other hand, a lilac coloured room, or a room furnished throughout in mauve, would lend itself very well, shall we say, to mystical conversation, in the best and the very worst sense. It is true, the colours in this respect are not anti-moral, but amoral. Thus we note that as a result of its own nature, colour has a inner character; whereby green allows itself to be defined, lilac and peach or flesh-colour tend to spread into vagueness. Let us try to get a the colours which we did not have yesterday, from this point of view. Let us take yellow, the whole inner nature of yellow, if we make here a yellow surface. Yes, you see, a defined surface of yellow is something disagreeable; it is ultimately intolerable for someone with artistic feeling. The soul cannot bear a yellow surface which is limited and defined in extent. So we must make the yellow paler towards the edges, and then still paler. In short we must have a full yellow in the centre and from there it must shade off to pale yellow. You cannot picture yellow in any other way, if you want to feel it with your own being. Yellow must radiate, getting paler all the time. That is what I might call the secret of yellow. And if you hem in the yellow, it is in fact as if you laughed at it. You always see the human factor in it, which has bounded the yellow. Yellow does not speak when it is bounded, for it refuses to be bounded, it wants to radiate in some direction or other. We shall see a case in a moment, where yellow consents to be bounded, but it will just go to show how impossible it is, considering its real inner nature. It wants to radiate. Let us take blue on the other hand. Imagine a surface covered equally with blue. One can imagine it, but it has something super-human. When Fra Angelico paints equal blue surfaces, he summons, as it were, something super-terrestrial into the terrestrial sphere. He allows himself to paint an equal blue when he brings super-terrestrial things into the terrestrial sphere. In the human sphere he would not do it, for blue as such, because of its own nature, does not permit a smooth surface. Blue by its inner nature demands the exact opposite of yellow. It demands that the colour is intensified on the circumference and shades off towards the center. It demands to be strongest at the edges and palest in the middle. Then blue is in its element. By this it is differentiated from yellow. Yellow insists on being strongest in the center, and then paling off. Blue piles itself up at the edges and flows together, to make a piled-up wave, as it were, round a lighter blue. Then it shows itself in its very own nature. We arrive therefore on all sides at what I might call the feeling or longing of the soul in face of colours. And these are fulfilled; that is, the painter really responds to them, if he paints in accordance with what the colour itself demands. If he consciously thinks—now I've dipped my brush in the green, now I must be a bit of a Philistine and give the green a sharp outline; if he thinks: now I am painting yellow—I must make that radiate, I must imagine myself the spirit of radiation; and if he thinks when painting blue: I draw myself in, into my innermost self and build, as it were, a crust round me, and so I must also paint by giving the blue a kind of crust: then he lives in his colour and paints in his picture what the soul really must want if it yields itself to the nature of colour. Of course, as soon as we touch upon art, a factor comes in which modifies the whole thing. I'll make circles here for you which I fill in with colour. (Diagram 1) One can of course have other figures than these; but the yellow must always radiate in some direction and the blue must always contract, as it were, into itself. The red I might call the balance between them. We can accept the red completely as a surface. We understand it best if we differentiate it from peach-colour, in which it is, you remember, incorporated as an illuminant. Take the two shades side by side, red and peach-colour. What happens when you let the red really influence your soul? You say, this red affects me as a quiet redness. It is not the case with peach-colour. That wants to split up, to spread. It is a nice difference between red and peach-colour. Peach-colour wants to disintegrate, it wants to get ever thinner and thinner till it has disappeared. The red remains, but its effect is one of surface. It does not want to radiate or pile itself up, or to escape; it asserts itself. Lilac, peach-colour, flesh-colour, do not really assert themselves: they want always to change their form, because they want to escape. That is the difference between this colour, peach, which we already have, and red, which belongs to those colours which we have not yet got. But we have not three colours together: blue, red and yellow. Yesterday we found the four colours: black, white, peach-colour and green; now red, blue and yellow are before us and we have tried to get inside these three colours with our feeling, to see how they interplay with the others. We let the red interplay with a motionless white and we shall easily find the distinction if we now examine what we have brought before the soul. We cannot make such a distinction in the colours we found yesterday as we now have made between yellow, blue and red. We were compelled today to let black and white move in and out of each other when we produced peach-colour. Black and white are “picture-colours” which can do this; let us leave it at that. Peach-colour we must also leave; it disappears of its own accord, we cannot do anything with it, we are powerless against it. Nor can it help itself, it is its nature to disappear. Green outlines itself, that is it nature. But peach-colour does not demand to be differentiated in itself, but to be uniform, like red; if it were differentiated it would level itself out at once. Just imagine a peach-coloured surface with lumps in it! It would be awful. It would promptly dissolve the lumps, for it always strives for uniformity. If you have an extra green on green, that is a different matter; green has to be applied evenly and has to be outlined. We cannot imagine a radiating green. You can imagine a twinkling star, can't you; but hardly a twinkling tree-frog. It would be a contradiction for a tree-frog to twinkle. Well—that is the case also with peach-colour and green. If we want to bring black and white together at all we must make them undulate into each other as pictures, even if as moving pictures. But it is different with the three colours we have found today. We saw that yellow wants, of its own nature, to get paler and paler towards the edges; it wants to radiate; blue wants to heap itself up, to intensify itself, and red wants to be evenly distributed without outline. It wants to hold the middle place between radiating and concentrating; that is red's nature. So you see there is a fundamental difference between colours that are in themselves quiet or mobile, quiet as green, or mobile as mauve, or isolated like black and white. If we want to bring these colours together, it must be as pictures. And red, yellow and blue, in accordance with their inner activity, their inner mobility, are distinguished from the inner mobility of lilac. Lilac tends to dissolve—that is not an inner mobility—it tends to evaporate; red is quiet—it is movement come to rest—but, when we look at it, we cannot rest at one point: we want to have it as an even surface, which, however, is unlimited. With yellow and blue we saw the tendency to vary. Red, yellow and blue differ from black, white, green and peach-colour. You see it from this: Red, yellow and blue have, in contrast to those other colours which have pictorial qualities, another character and if you consider what I have said about them you will find the term I apply to this different character justified. I have called the colours black, white, green and peach-colour pictures—“pictorial colours” (Bildfarben,) I call the colours yellow, red and blue “lusters”—luster colours. (Blanz-farben,) in yellow, red and blue, objects glisten: they show their surfaces outwards, they shine or glisten. That is the nature and the difference in coloured things. Black, white, green, peach-colour have a pictorial colour, they take their colour from something; in yellow, blue and red there is an inherent luster. Yellow, blue, red are external to something essential. The others are always projected pictures, always something shadowy. We can call them the shadow-colours. The shadow of the spiritual on the psychic is white. The shadow of the lifeless on the spirit is black. The shadow of the living on the lifeless is green. The shadow of the psychic on the living is peach-colour. “Shadow” and “picture or image” are akin. On the other hand with blue, red and yellow we have to do with something luminous, not with shadow, but with that by which the nature advertises itself outwardly. So that we have in the one case pictures or shadows and in the other, in the colours red, blue and yellow we have what are modifications of illuminants. Therefore I call them lustrous. The things shine, they throw off colour in a way; and therefore these colours have of their own accord the nature of radiation: yellow radiating outwards, blue radiating inwards, and red the balance of the two, radiating evenly. This even radiation shining on and through the combination of white and black in motion produces peach-colour. Letting yellow flash from one side on to stationary white and blue from the other side, produces green. You will observe, we come here upon things which upset Physics completely—you can take everything known today in Physics about colours. There one just writes down the scale: Red, orange, yellow, green, blue, indigo, violet. One does not mention the reciprocal interplay. Let us run along the scale. You will see that starting with the luster red, the lustrous property ceases more and more till we come to a colour in picture, in shadow-colour, to green. Then we come again to a lustrous colour of an opposite kind to the former, we come to blue, the concentrated luster-colour. Then we must leave the usual physical colour-scale entirely in order to get to the colour which can really not be represented at all except in a state of movement. White and black, pierced by rays of red give peach-colour. If you take the ordinary scheme of the physicist, all you can say is: All right—red, orange, yellow, green blue, indigo, violet ... Notice I start from a luster, go on to what is properly a colour, on again to a luster and only then come to a colour. Now, if I did not do that as it is on the physical plane, but were to turn it as it is in the next higher world, if I were to bend the warm side of the spectrum and the cold side so that I drew it like this (Diagram 2) red, orange, yellow, green, blue, indigo, violet; if I were to bend this stretched-out line of colour into a circle, then I should get my peach-colour up here at the top. Thus I return again to colour. Colour I and Colour II to and bottom, Luster III and Luster IV left and right. Now there still lurks hidden only that other colour—white and black. You see, if I go up here with the white (from the bottom upwards) it would stick in the green, so the black comes down here to meet it (from the top downwards,) and here at V they begin to overlap; thus, together with the rays from the red, they produce the peach-colour. I have therefore to imagine a white and a black, overlapping and interplaying (See Diagram 2) and in this way I get a complex colour combination, which however corresponds more closely to the nature of colours than anything you see in the books on Physics. Now, let us take luster: but luster means that something shines. What shines? If you take the yellow (and you must take it with your feeling and colour-sense, not with the abstract-loving understanding,) you need only say: In receiving the impression of yellow, I am really so moved by it that it lives on within me, as it were. Just think, yellow makes us gay; but being gay means, really, being filled with a greater vitality of soul. We are therefore more attuned to the ego through yellow, in other words we are spiritualized. So, if you take yellow in its original nature, that is, fading outwards, and think of it shining within you, because it is a luster-colour, you will have to agree: Yellow is the luster of the spirit. Blue, concentrating, intensifying itself outwards, is the luster of the psychic. Red, filling space evenly, is the luster of the living. Green is the picture of the living; red, the luster. You can see this very well if you try to look at a fairly strong red on a white surface; if you look away quickly, you see green as the after-image, and the same surface as a green after-image. The red shines into you and it forms its own picture within you. But what is the picture of the living in the inner being? You have to destroy it to get an image. The image of the living is the green. No wonder that red luster produces the green as its image when it shines into you. Thus we get these three colour-natures of quite different kinds. They are the active colour-natures. It is the thing that shines which contains the differentiation; the other colours are quiescent images. We have something here which has its analogy in the Cosmos. We have in the Cosmos the contrast of the Signs of the Zodiac, which are quiescent images, and that which differentiates the Cosmos in the Planets. It is only a comparison, but one which is founded on fact. We may say that we have in black, white, green and peach-colour something whose effect is static; even when it is in movement; something of the fixed stars. And in red, yellow and blue we have something essentially in motion, something planetary. Yellow, blue, red give a nuance to the other colours; yellow and blue tinge white to green, red gives peach colour when it shines into the combined black and white. Here you see the Colour-Cosmos. You see the world in its inter-action, and you see that we really have to go to colour if we want to study the laws of coloured things. We must not go from colours to something else, we must remain in the colours themselves. And when we have a grasp of colours, we come to see in them what is their mutual relationship, what is the lustrous, the luminous, and what is the shadow-giving, the image-producing element in them. Just think what this means to Art. The artist knows if he is dealing with yellow, blue and red that he must conjure into his picture something that has a dynamic character, that itself gives character. When he works with peach-colour and green on black and white, he knows that the picture-quality is already there. Such a colour-theory is inherently so completely living that it can be transferred directly form the psychic into the artistic. And if you so understand the nature of the colours that you recognize, as it were, what each colour wants—that yellow wants to be stronger in the middle and to pale off towards the edge, because that is the inherent quality of yellow—then you must do something if you want to fix the yellow, if you want to have a smooth, even yellow surface somewhere. What does one do then? Something must be put into the yellow which deprives it of its own character, of its own will. The yellow has to be made heavy. How can this be done? By putting something into the yellow which gives it weight, so that it becomes gilded. There you have yellow without the yellow, left yellow to a certain extent, but deprived of its nature. You can make an even gold background to a picture, but you have given weight to the yellow, inherent weight; you have taken away its own will; you hold it fast. Hence the old painters who had a susceptibility to such things found that in yellow they have the luster of the spirit. They looked up to the spiritual, to the light of the spirit in yellow; but they wanted to have the spirit here on earth. They had to give it weight, therefore. If they made a gold background, like Cimabue, they gave the spirit habitation on earth, they evoked the heavenly in their picture. And the figures could stand out of the background of gold, could grow as creations of the spiritual. These things have an inherent conformity to law. You observe, therefore, if we deal with yellow as a colour, of it sown accord it wants to be strong in the centre and shade off outwards. If we want to retain it on an evenly-coloured surface, it is necessary to metallize it. And so we come to the concept of metallized colour, and to the concept of colour retained in matter, of which we shall say more tomorrow. But you will notice one must first understand colours in their fleeting character before one can understand them in solid substantial form. We shall proceed to this tomorrow. We come in this to what ordinary people—and “extraordinary” people, for that matter—alone call colour. For they know only the colours which are present in solid bodies, and therefore they say—“If one speaks of the spirit, as, for instance, of thought (pretty sentence, isn't it?), then the spirit either is coloured—or not coloured.” Well, then, in this case there is not the least possibility of rising to the volatility of colour! You will observe that what I have been explaining provides a way to recognize the materialization of the colours in the physical colour-spectrum. It stretches right and left endlessly, that is indefinitely; in the spirit and in the psychic realm, everything is joined up. We must join up the colour-spectrum. And if we train ourselves to see not only peach-colour, but the movement in it; if we train ourselves not only to see flesh-colour in man, but also to live in it; if we feel that our bodies are the dwelling-place of our souls as flesh-colour, then this is the entrance, the gateway into a spiritual world. Colour is that thing which descends as far as the body's surface; it is also that which raises man from the material and leads him into the spiritual. |
107. History of the Physical Plane and Occult History
23 Oct 1908, Berlin Tr. Unknown Rudolf Steiner |
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The capacity of saying “I” to oneself, of feeling oneself as a self-conscious being, of feeling oneself as an “Ego” which is the essential thing in present day man, was completely lost to the Atlantean on leaving the physical world. |
107. History of the Physical Plane and Occult History
23 Oct 1908, Berlin Tr. Unknown Rudolf Steiner |
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“History” refers to the external physical world: By means of external documents and information we look back into past ages in the history of nations, of humanity. You know that through the recent discovery of many a document we can look back to thousands of years before the birth of Christ. Now from the lectures you have heard in the domain of Spiritual Science you can gather that by means of occult documents we can look back still further into unlimited distances of the past. Thus we know of the outer physical world by means of external history. When we speak regarding the habits of life, the knowledge above all, regarding the experience of the nations which lived in the centuries immediately behind us, when we speak of their discoveries and inventions we know that we must use a different language than we do when we go back one or two thousand years and speak of the habits and customs, the learning and power of discernment of nations which belong to the distant past. The further we go back into ages, the more different does history become. It behooves us perhaps to ask whether the word “history”, historical development, has only a meaning for this external physical world, whether only in the course of time the events, the aspect of events alters; or whether perhaps the word history can also have a significance for the other side of existence, for that side which we describe by means of occult science and which man has to live through in the time between death and a new birth. At first from a purely external point of view, we must say that from all we know, the life of man in those other worlds, invisible to man today, is a longer life than that in the physical world. Has the word “history” a significance for that world, for that other side of existence? Or are we to fall in with the idea that in the regions in which man lives between death and re-birth, everything remains permanently the same, that it is the same if we go back through the 18th and 17th centuries into the 8th, 7th and 6th centuries after the appearing of Christ Jesus upon the earth and even further into the centuries before Christ? The people who enter earthly existence meet with different conditions upon the earth at each new birth. Let us imagine ourselves within the soul of a man incarnated in ancient Egypt or ancient Persia,—Let us picture vividly the conditions of a man born in ancient Egypt facing the gigantic Pyramids and Obelisks and all the conditions of life which present themselves to us in ancient Egypt. Let us imagine these conditions during the time between birth and death. Now let us suppose that the man dies he goes through the period between death and a new birth and is then reborn in the 7th or 8th century of the post-Christian epoch. Let us compare the ages. In earthly existence how differently is the world presented to the soul in the ages before the external appearance of Christ Jesus on the physical plane! Further let us enquire into the experiences of a soul appearing in the first centuries of post-Christian times and then entering our physical plane at the present time. It now finds modern political arrangements of which at that time there was no question. It experiences that which our modern means of civilisation have brought about, in short, a very different picture is offered to such a soul. If we compare these separate incarnations we become conscious of how they differ from one another. Then is it not justifiable to enquire into the life conditions of a man between death and re-birth-between two incarnations? If a man previously lived in ancient Egypt and after death passed into the spiritual world, there he found definite facts, definite beings; then if he again entered physical existence during the first Christian centuries, and again died and passed into the other world, and so on, are we not justified in asking whether on the other side of existence “history” is not being enacted in all the experiences a man goes through there, does not something take place there as time rolls on? You know that when we describe the life of man between death and re-birth, we give a general picture of what this life is. Starting from the moment of death, we describe how after the man has developed the great memory tableau before his soul, he enters into a period in which the impulses, longings, passions, to be found in the astral body, in short, everything which still connects him with the physical world and is still present within him, how he passes through what is usually called “Kamaloca”, and how after he has stripped off that connection he passes on into Devachan, into a purely spiritual world. We further describe what is developed for the man in this period between death and re-birth, in this purely spiritual existence. You have seen that what we describe is always at first spoken of in connection with the fact that it is always related to the present, to our immediate life, as indeed it is. We must naturally have some starting point for our descriptions. Just as in describing the present we must start from the observations and experiences of the present, so also in descriptions of the spiritual world it is necessary to describe the picture which is offered to clairvoyant vision of the life between death and re-birth approximately as things are enacted in the present. To comprehensive occult observation it is absolutely proved that for that world also in which man lives between death and rebirth, the word “history” has a real significance. Even there something takes place just as here in the physical world. We relate distinctive events following one another, beginning from the 4th century before Christ and describing the events on into our post-Atlantean epoch. In the same way there is a “history” for the other period of existence, we must be aware that the life between death and a re-birth at the time of the Egyptian, the ancient Persian, the ancient Indian civilisations was not just as it is in our time. If in the first place we form a preliminary conception of our present time of the life in Kamaloca and of that in Devachan, it is well to extend these descriptions and advance to a historical consideration. We will bring forward something regarding the chapter of “occult history” and in order to make these matters clear we will keep to quite definite spiritual facts. In order to be able to understand we must begin far back, right back in the Atlantean period. Today we have progressed so far that when we speak of such an epoch we assume something known to you all. We ask ourselves how in that age when birth and death could first be spoken of, how the life of man played its part beyond the veil. The difference between that life and this was not the same as today. When the man of Atlantis died, what happened to his soul? It passed over into a condition in which it felt itself absolutely one with a spiritual world, in a world of higher individualities. We know that even here upon this physical earth the life of the Atlantean was quite different from our present life. The present alternation of waking and sleeping and the unconsciousness of the night, as it has often been described, did not exist in the Atlantean age. When man fell asleep and when the knowledge of physical things around him withdrew from his consciousness, he entered a world of the spirit. There appeared to him the vision of spiritual beings. Just as here by day he is together with plants, animals, and human beings, so over there during the sleep-consciousness there appeared a world of higher and lower spiritual beings according to the depth of his sleep. Man grew accustomed to this world; and when at death the Atlantean passed into the world beyond, this world of spiritual Beings, spiritual events, appeared all the more clearly. The man with his complete consciousness felt himself at home in these higher worlds in these worlds of spiritual events and spiritual Beings. If only we were to go back into the first Atlantean age we should find that people looked upon this physical existence—all your souls did so—as a visit to a world in which one tarries for a while and which is quite different from the real home. In the Atlantean Age there was however one peculiarity of this life between death—a re-birth—of which it is difficult for present day man to gain an idea, because he had so completely lost it. The capacity of saying “I” to oneself, of feeling oneself as a self-conscious being, of feeling oneself as an “Ego” which is the essential thing in present day man, was completely lost to the Atlantean on leaving the physical world. When he passed up into the spiritual world whether in sleep or to a higher degree in the life between death and re-birth, in place of the self-consciousness, instead of the feeling: “I am a self-conscious being, I am in myself,” arose the consciousness: “I am one with higher Beings, I plunge, as it were, into the life of these higher Beings”. The man felt himself one with the higher beings and in this feeling of oneness with them he there experienced an immense bliss. This bliss increased more and more the further he withdrew from consciousness of the physical sense existence. This was a life of bliss the further we go back into the ages. We have often heard wherein the purpose of the evolution of humanity in earthly existence consists. It consists in man becoming more and more enmeshed in the physical existence on our earth. In the Atlantean epoch, during the sleep condition man felt himself completely at home in the spiritual world, he felt that world to be bright, clear, and friendly, so his consciousness on this side was still partially dreamlike. There was as yet no real taking possession of the physical body. On waking he forgot to some extent the Gods and Spirits who were his companions during sleep but he did not enter so completely into physical consciousness as he does today. The objects around him had no clear outlines. To the Atlantean it was just as it is to us on a foggy evening when the street lamps appear surrounded by a halo, an aura of all sorts of colours; all the objects of the physical plane were indefinite. The consciousness of the physical plane was only dawning. The strong consciousness of the “I am” had not yet entered into man. Only towards the end of the Atlantean epoch did the human self-consciousness; the consciousness of the personality developed gradually in proportion as man lost his blissful consciousness during sleep. Man gradually conquered the physical world, as he learnt the use of his physical senses—the objects of the physical world gained firmer and more definite outlines. In proportion as man conquered the physical world, the consciousness in the spiritual world altered. We have followed the various epochs of the post-Atlantean age. We have looked back into the ancient Indian civilisation. We have seen how man then had so far conquered the external that he perceived it as “Maya”—he longed for the spheres of the ancient spiritual country. We have seen that in the Persian epoch the conquest of the physical plane had advanced so far that man wished to connect himself with the good forces of Ormuzd, in order to develop the forces of the physical world. Further we have seen that in the Egypto-Babylonian-Chaldean-Assyrian epoch in the art of measuring the land, which led to working upon the earth, also in star law, men found the means of advancing in the conquest of the external world. Finally we saw that the Graeco-Latin age went still further, that in Greece that beautiful union took place between man and the physical world, in the formation of Grecian cities and also in Greek Art. We saw too that in the fourth epoch the personal element which then came into existence for the first time, appeared in the ancient Roman laws. Whereas formerly man had felt himself part of a whole, part of a reflection of earlier spiritual Beings, the Roman for the first time felt himself to be a citizen of the earth. The concept “citizen” arose—the physical world was conquered little by little, therefore it had become dear to man. The desires and sympathies of man were connected with the physical world and in proportion as sympathy for the physical world grew, his consciousness was connected with physical things. In the same degree the consciousness of man was darkened on the other side, in the time between death and re-birth. That blissful feeling of being part of the existence of higher spiritual Beings was lost to man on the other side to the same extent as this side became dear to him in the course of the conquest of the physical world. Stage by stage man's conquest of the physical world advanced, he was always discovering new forces of Nature, he was always inventing new instruments. Life between birth and death gained an increasing value, and the old dim clairvoyant consciousness of that other world became obscured. It never completely ceased but darkened. As man was conquering the physical world, the history of the other world shows a decline. This descent is in connection with the ascent of civilisation; we observe man in early primitive stages of civilisation, when he grew his corn between two stones, and then see how he ascended stage by stage, how he made the first discoveries, learnt to make and to use implements, and continued to advance in the course of time. Life on the physical plane became ever richer. Man learnt to construct gigantic buildings. In following history through the Egypto-Babylonian-Chaldean-Assyrian age, through the Graeco-Latin age into our own time, we must realize a parting of the ways, if we wish to describe a progress in historical civilisation. In proportion we have to describe a declining path between the upper Gods and that which man was to render to them, that which he performed according to the spiritual world and in the midst of the spiritual world. We see how in later times man continued to lose his connection with the spiritual world and in the spiritual capacities. We have to describe for the other side a history of decline with regard to man, just as for this side we can describe a history of advance, of progressive conquests of the physical world. So may the physical world and the spiritual world be said to supplement one another, or rather to qualify one another. There is as you know a connection between the spiritual world and our physical world. We have often spoken of the great intermediaries between them, of the Initiates; those who certainly were incarnated in physical bodies, but whose souls towered up into the spiritual world between birth and death, when as a rule man is completely shut off from it; even in this period they were able to have experiences in the spiritual world, and be at home in it. What sort of men were these greater or lesser messengers of the spiritual world, the ancient holy Rishis of India, Buddha, Hermes, Zarathustra, Moses, or all those who in more ancient times were the great “messengers of the Gods”? When we speak of all these who were messengers of the Gods or spirits to men, what was their relation to the Physical world and the spiritual world? During their initiation and by means of it they experienced the conditions of the spiritual world. Not only could they see with their physical eyes and perceive with their physical intellect the events of the physical world but through their enhanced powers of perception they could also perceive those of the spiritual world. The Initiate not only lives on the physical plane with mankind but he can also trace what the dead are doing in the period between death and re-birth. To him they are just as familiar forms as are men upon the physical plane. From this you see that everything related as occult history flows from the experience of the initiates—A mometuous turning point for all history including that of our own time appeared upon the earth through the Coming of the Christ. And we gain an idea of the progress of history in the other world if we ask ourselves: What significance has the deed of Christ for the Earth? What significance has the mystery of Golgotha for the history of the other side? In many lectures at many places I have been able to point out the incisive significance of the Event on Golgotha for the evolution of the history of the physical plane. Now let us ask: How does the Event of Golgotha present itself when we observe it from the perspective of the other side?—We gain an answer to this question if we fix our eyes upon the point of time in evolution on the other side when men had reached the utmost height of development on the physical plane, when the consciousness of the personality was most strongly developed; the Graeco-Latin epoch. That was the point of time of the appearing of Christ Jesus upon the earth. On the one hand there was the most intense consciousness of the personality, the most intense joy in the material world, and on the other hand the strongest, the mightiest summons towards the other world in the Event of Golgotha, that great deed which represents the conquest of death by life. These things completely coincide if we fix our attention on the physical world. In the Grecian epoch there was truly great joy in external existence and enhanced sympathy with it. Such people alone were capable of building those wonderful Grecian Temples in which the Gods dwelt. Such a life was needed to produce those works of art and sculpture, showing a wonderful union of spirit with matter. Joy in the physical plane and sympathy with it contributed towards this. This only developed gradually and we plainly trace the advance in history if we compare the arising of the Greek in the physical in with the exalted conception of the world which the people of the first post-Atlantean epoch received from their holy Rishis. They had no interest in the physical world, they felt at home in the spiritual world; enraptured, they looked to the world of spirit to which they endeavoured to attain through the teachings and exercises given them by the holy Rishis. Between this disdain of the pleasures of the senses and the great joy in the sense-world of the Graeco-Latin age—that point of union of spirit and the sense-world, in which both had their rights—between these two points lies a long stretch of human history, yet did such counterpart of this conquest of the physical plane exist within the spiritual world in the Graeco-Latin age? He who is able to look into the spiritual world knows that it is no myth, but is actually founded on truth, related to us by the Greek Poets of the foremost men of their civilisation. How did the latter feel in the spiritual world, they who had been so completely in truth and sympathy with the physical world? It is absolutely in conformity with truth when the sages attributed the words to them: Better be a beggar in the upper world than a king in the realms of shades:! The dimmest weakest conditions of consciousness existed at this period between death and re-birth. With all his sympathies in the physical world man did not understand the existence in the world beyond. He felt as if he had lost everything and the spiritual world appeared valueless to him. In proportion as sympathy for the physical world increased did the Greek heroes feel themselves lost in the spiritual world. An Agamemnon, an Achilles, felt himself to be a depleted being, a Non-being in this world of shades. Of course there were intermediate periods—for the connection with the spiritual is never completely lost,—in which even these people took part with spiritual Beings and spiritual activities, but the condition of consciousness which has just been described certainly existed. Thus we have a history of the world on the other side, a history of descent, just as we have a history of ascent on this side. Those who were called the messengers of the Gods or spiritual messengers always had the power of going to and fro, from one world to the other. Let us try to picture what the spiritual messengers were upon the physical plane in the pre-Christian ages of humanity. They were those who from their experiences in the spiritual world were able to tell the people of the ancient world what the spiritual really was. Of course there they also experienced the extinguished consciousness of the physical earth man, but as compensation the whole spiritual world in its resplendent abundance was also open to them and they were able to bring to the men on earth the information that there was a spiritual world and what it looked like. They could bear witness of this spiritual world. This was specially important in the ages in which man stood forth more and more on the physical plane with his interests in it. The more man conquered the earth, the more his joy and sympathy were centered in the physical world—the more these messengers of the Gods had to emphasize the fact that the spiritual world existed. They could always speak in this way: You know this and that regarding the Earth, but there is also a spiritual world; of which such can be said—In short the complete picture of the spiritual world was revealed to man by the messengers of the Gods. This was known in the various religions. And always when the messengers of the Gods returned after their initiation or after a visit to the spiritual world, they could bring with them to the physical world, which was becoming more and more beautiful to those living on the physical plane—comfort and exaltation from the spiritual world, something of the treasures of the spiritual world. They brought the fruits of the spiritual life into physical life. And it was always the case that people were led into the spirit by means of that which the messengers of the Gods brought to them. The physical world, the world on this side, profited by the messengers of the Gods and what they brought. But these spiritual messengers could not work fruitfully in like measure for the world beyond. You can picture it in this way. When the initiate, the messenger of the Gods, passed over into the other world the beings there were his companions just as were the beings in the physical world. He could speak to them and give them information as to what was happening in the physical world. But the nearer the Graeco-Latin epoch approached, the less could the initiate, when he passed over from the earth to the other side, offer to the souls there anything of value, for they felt too keenly the loss of that upon which they had depended in the physical world. That which the initiate could impart to them was no longer of any value to them. Thus in pre-Christian times that which the initiates brought over as their messages to men in the physical world was in the highest degree fruitful, but that which they were able to take over from the physical world to the deceased was unfruitful for the spiritual world. Great as was the message which Buddha, Hermes, Zarathustra brought to men of the physical plane, they could accomplish but little on the other side, for they could bring little of what was satisfactory or animating as a message to the other side—Now let us compare that which came about for the other side through the Christ, that which took place in the period of deepest decadence, in the Graeco-Latin period, with that which previously came about by means of the initiates. We know what the Event of Golgotha signifies for the history of the earth. We know that it was the conquest of earthly death by the life of the spirits, the overcoming of all death through the evolution of the earth. Even if today we cannot enter into all that the Mystery of Golgotha signifies, we can summarize it in a few words: it signifies the final and incontestable proof of the fact that life has conquered death. When upon Golgotha life conquered death, spirit laid down the germ of the final conquest of matter! That which is related in the Gospel regarding that visit which Christ made after the Event upon Golgotha to the dead in the underworld is not a legend or a symbol. Occult investigation shows you that it is the truth. Just as truly as Christ wandered among men during the last three years of the life of Jesus, so did he cause the dead to rejoice by visiting them immediately after the Event of Golgotha. He appeared to the dead, to the souls of the deceased. This is an occult truth. He could then tell them that in the physical world spirit had incontestably gained the victory over matter. To the souls of the departed on the other side this was a flame of light which sprang up like spiritual electricity, and the dying consciousness of the Graeco-Latin age in the other world was stimulated, a completely new phase began for man between death and re-birth. And ever since that time clearer and clearer has grown the consciousness of man between death and re-birth. Thus if we describe history, we can supplement the statements regarding Kamaloca and the life in Devachan, and we must point out that with the appearing of Christ upon the earth a completely new phrase began for the life on the other side. The fruit of that which the Christ accomplished for the evolution of the earth was experienced in a radical change in the life beyond. This visit of Christ to the other side signified a revival of the life there between death and re-birth. since that time the departed who at that important point of the Graeco-Latin age, in spite of all the pleasure they had had in the physical world, had felt themselves mere shadows, so that they preferred to be beggars in the upper world rather than kings in the realm of shades—now began to feel more and more on the other side. Since that time man has grown more into the spiritual world, and a period of ascent, of blossoming, has dawned for the spiritual world. We shall always see what we acquire for the observation of human life upon the earth, if we place before us the true qualities of the spiritual world. |
122. Genesis (1959): Light and Darkness. Yom and Lay'lah
21 Aug 1910, Munich Tr. Dorothy Lenn, Owen Barfield Rudolf Steiner |
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All the activity of our souls, all that we develop in our thinking and feeling, all the ebb and flow of our passions—in short, all that happens through the fluctuating energies of our astral bodies and our egos, constitutes a continual using up of our physical bodies during day life. That is a very ancient occult truth, a truth to which even modern physiology comes if it knows how to interpret its own findings properly. |
122. Genesis (1959): Light and Darkness. Yom and Lay'lah
21 Aug 1910, Munich Tr. Dorothy Lenn, Owen Barfield Rudolf Steiner |
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If we recall what we have learnt so far about our earth's beginnings, we find many things which still need to be explained. What we have so far learnt does, however, make clear that we have to look for much more reality—many more Beings—in Genesis than the usual translations convey. We pointed out yesterday that the word yom does not indicate the abstract period of time which is what the word “day” means now, but refers to the Beings whom we call Spirits of Personality, Time-Spirits, Archai. This discovery enables us to enter more deeply into what I have already repeated several times: that behind the weaving life of elementary existence described in the Bible account of the creation, soul-spiritual Beings are everywhere to be seen. We may now see Being instead of empty abstractions behind much else that comes before us in the Genesis account. Of course it is easy to see Being when the Bible is referring to the Spirit of the Elohim—Ruach Elohim1—but if we wish to grasp the sense of the ancient tradition we have to look for Being not only in those expressions where probably even modern minds would be prepared to recognise it; we must be prepared to find it everywhere. For example we should be quite justified in raising the question in connection with such expressions (to use my own words) as “The inner activity was tohu wabohu” and “And darkness was upon the elementary material existence.” Have we not perhaps also to see something of the nature of Being behind what is described as “darkness”? We cannot understand the Genesis account unless we can answer such questions. Just as we have to see manifestations of the spirit behind all that appears in the positive direction, such as light, air, water, earth, warmth, so we shall perhaps have to see manifestations of a deeper spiritual nature in the more negative expressions. To get to the bottom of this, we must again go back to the earliest point we can reach in the development of our planet. As we have often said, we must think of the ancient Saturn existence as a condition of pure warmth, and that with the transition to the Sun there then took place on the one hand a densification to air or gas, on the other hand a rarefaction in the direction of the etheric, to light-ether. We have said that the passage in which the words ring forth And God (the Elohim) said, Let there be light; and there was light is describing a kind of repetition of this coming into existence of the light-ether. Now we may ask: Was the darkness there of itself; or does spiritual Being lie behind this also? If you read the relevant passages in my Occult Science you will come across something extremely important for the understanding of all development—the fact that at each stage of evolution certain Beings remain behind. Only a certain number of Beings reach their goal. I have often used a singularly bald illustration, pointing out that not only are some schoolboys backward, to the sorrow of their parents, but in the cosmic process, too, certain Beings do in fact lag behind, do not attain their appropriate goal. Thus we may say that during the ancient Saturn evolution certain Beings did not reach their proper goal, they lagged behind. During the Sun evolution they still remained at the Saturn stage. How could one recognise on the Sun the Beings who were still really Saturn Beings? By the fact that they had not acquired the light nature, which was of the very essence of the Sun state. But because these Beings were nevertheless there, the Sun, which I have described as an inweaving of light, warmth and air, had darkness as well as light in it. And this darkness was the mark of the Beings remaining at the Saturn stage, just as the weaving light indicated the Beings who had progressed regularly to the Sun stage. Thus, there was an interweaving of Beings who were still at the Saturn stage of development with Beings who had progressed normally to the Sun stage. From the inner aspect these Beings moved in and out among one another; and outwardly they manifested themselves as an interplay of light and darkness. We can call the manifestation of the more advanced Beings, light, and the manifestation of the Beings remaining behind at the Saturn stage, darkness. If we know this, we shall expect the relationship between advanced and backward Beings to reappear during the recapitulation of the Saturn and Sun epochs in earth evolution. And because the backward Saturn Beings represent an earlier stage of evolution, they will appear earlier than the light in the recapitulation also. Thus, quite rightly, in the first verse of Genesis we are told that darkness prevailed over the elementary substances. That is the recapitulation of the Saturn existence, now a backward one. The Sun existence has to wait; it comes later, it comes at the point where the Bible says: Let there be light. Thus we see that the Genesis story is in complete accordance with the recapitulation described in my Occult Science. If we would understand existence, we must be clear that what emerged at an earlier stage does not just go on for a time and then disappear. Something new is continually arising, but the old remains actual alongside the new and continues to work within it. And so even today we have co-existing the two stages of evolution which we can call light and darkness. Light and darkness permeate our existence. Here we come to a rather thorny subject. Possibly some of you may know that for the last thirty years or so I have been trying at intervals to show the deep significance and value of Goethe's Theory of Colour. Of course, anyone who supports this theory today must make up his mind that he will not gain the ear of his contemporaries. For those whose knowledge of physics would qualify them to understand its significance are today wholly unprepared for it. Modern physics, with its fantastic nonsense about ether vibrations and so on, is utterly incapable of penetrating to the real heart of Goethe's Theory of Colour. For this we shall still have to wait for several decades. Anyone who treats of the subject knows that. And the others—forgive me for saying this—those whose knowledge of occultism would perhaps equip them to understand the essential nature of the Goethean theory, know too little about physics for me to be able to discuss the subject in detail. Thus there is today no proper basis for such a discussion. The fundamental content of Goethe's theory of colour is the mystery of light and darkness, working together as two real polaric entities in the world. The concept of matter which is put forward today is simply a fantasy; it is an illusion. Matter is in reality a soul-spiritual being, which is to be traced everywhere where the polaric contrast of light and darkness is effective. The physical notion of matter which is generally accepted is, in truth, a chimera. In the regions of space where, according to physics, we are to look for a sort of apparition called “matter,” there is in actual fact nothing else but a certain degree of darkness. And this dark content of space is filled out with something of a soul-spiritual nature, something akin to what is intended in Genesis in the passage where “darkness” (the word used to denote the collective whole of this soul-spiritual entity) is described as weaving over the elementary existence. All these things are much more profound than modern natural science dreams! Thus when Genesis speaks of darkness, it is speaking of the manifestation of the backward Saturn Beings. And when it speaks of light, it is referring to the advanced Beings. They interact and interweave with one another. We said yesterday that the main lines, the main features, of evolution were laid down by Beings at the stage of the Exusiai, the Spirits of Form, so that these Beings plan the general direction of the activities of light. And further, we have seen that they make use of the Spirits of Personality as their servants, and that behind the expression yom, day, we have to see a Being of the rank of the Archai, appointed under the Elohim. We may also assume that, just as on the positive side these servants of the Elohim, these Spirits of Personality indicated by yom, are active, so also the backward spiritual Beings, who work in opposition to them in darkness, play their part. Indeed we may say that darkness is something that the Elohim find already there. Light is something they bring into being through their musing, their meditation. When they think out the two complexes from what has remained over from the earlier existence, it comes about that darkness is interwoven therein as the expression of the backward Beings. They themselves bestow the light. But just as out of the light the Elohim appoint the Beings represented by yom, day, so out of the darkness come Beings who are of the same rank as these, but Beings who have lagged behind at an earlier stage. Thus we can say that all that manifests itself as darkness stands together on one side in opposition to the Elohim And now we have to ask, who are the Beings who oppose the Archai, servants of the Elohim, the Beings indicated by the word yom? Who are the corresponding backward Beings in opposition to them? To avoid misunderstanding, it would be as well to clear up first another point—whether we have always to look upon these backward Beings as evil, as something wrong in the world-context. It is easy for the abstract man, the man who is concerned only with concepts, to feel something like indignation over the backward Beings; or he can make the mistake of being sorry for the poor things! We should not harbour feelings and ideas of such a kind as regards these tremendous realities of the universe. That would lead us completely astray. On the contrary we should remind ourselves that everything happens out of cosmic wisdom, and that whenever Beings remain behind at a particular stage of development, it means something; it has significance for the whole for Beings to remain behind, just as it has for them to attain their goal; in other words, there are certain functions which cannot be carried out by the advanced Beings, functions for which Beings are needed who remain at an earlier stage. They are in their proper place in their backwardness. What would become of the world if all those who ought to be teachers of young children were to become university professors? Those who do not become professors are much better where they are than the professors would be. Those who occupy academic chairs would probably turn out to be very badly suited for the instruction of seven-, eight-, nine- and ten-year-olds! Something of the same kind is true in cosmic relationships. There are certain tasks for which those who attain their goal would be little fitted. For certain tasks those who have remained behind—we could equally well say those who have renounced progress—must take their place. And just as the advanced Spirits of Personality, the Yamim, were given their task by the Elohim, so the backward Archai also, those Spirits of Personality who reveal themselves not through light, but through darkness, are made use of in order to evoke the laws of earthly development. They are allotted their proper place, so that they may make their contribution to the orderly development of our existence. How important that is we can see from an illustration borrowed from everyday life. The light of which Genesis speaks is not the light which we can see with our physical eyes—that is a subsequent form of light. In the same way what we designate as physical darkness, what surrounds us at night, is a later form of what is called darkness in Genesis. None of you will doubt that the physical daylight which we see nowadays is important both for man and for other living things. Take for example the plants! If you remove them from the light they deteriorate, become stunted in their growth. Light is an element of life for every living thing, and, so far as their external physical existence is concerned, it is a necessity for men too. But something else is also necessary as well as light. To understand what this is, we have to consider the rhythmic alternation of sleeping and waking. What does it really mean to be awake? All the activity of our souls, all that we develop in our thinking and feeling, all the ebb and flow of our passions—in short, all that happens through the fluctuating energies of our astral bodies and our egos, constitutes a continual using up of our physical bodies during day life. That is a very ancient occult truth, a truth to which even modern physiology comes if it knows how to interpret its own findings properly. What the soul unfolds as its inner life in the waking state continuously uses up the forces of the external physical body, the first rudiments of which were bestowed during the Saturn existence. The life of the physical body is quite different in sleep, when the astral body with its fluctuant inner life is outside it. Whereas in waking life there is a continuous consumption, or even a continuous destruction, of the forces of the physical body, in sleep these forces are being restored, being renewed and built up again all the time. So that in our physical and etheric bodies we have to distinguish destructive processes and processes of renewal—destructive processes which take place during waking life, processes of renewal which take place during sleep. But nothing which happens anywhere in space is isolated, it is always related to existence as a whole. And we must not think of those processes of destruction, which take place in our physical bodies from the time we awaken to the time we go to sleep again, as being confined within the limits of our skin. They are closely bound up with cosmic processes. They are merely a continuation of what flows into us from outside, so that during the waking life of day we are connected with the destructive forces of the universe, and during sleep with the forces of renewal. This destruction of our physical bodies which goes on during the waking life of day could not have happened during the Saturn evolution, otherwise the first rudiments of our physical body could never have been formed. For obviously one can build up nothing if one starts to destroy it. The Saturnian operation on our bodies had to be a constructive one. The destructive process takes place in the daytime under the influence of light, but on Saturn there was no light. Therefore the Saturn activity on our physical bodies was an up-building one, and had to be maintained at least for a time, even into the later period, when on the Sun light appeared. Then the up-building activity could only be maintained through Saturn Beings remaining behind to care for it. It was necessary for the Saturn Beings to be kept back in cosmic evolution, so that they could undertake the rebuilding of the physical body during sleep, while there was no light. Thus the backward Saturn Beings have their part to play in our existence; without them we should be exposed to nothing but destruction. There has to be an alternation, a co-operation, of Sun Beings and Saturn Beings, of light and darkness. Thus if the activity of the light Beings is to be rightly guided by the Elohim, they must inweave into their own work in an orderly fashion the work of the Beings of darkness. There can be no stability in cosmic activity unless the force of darkness is everywhere interwoven with the force of light. And in this complication of the forces of light and darkness lies one of the secrets of cosmic existence, of cosmic alchemy. This secret is touched upon in the seventh scene of my first Mystery Play, where Johannes Thomasius enters Devachan, and where one of Maria's companions, Astrid, is given the task of weaving the dark into the light. Throughout the conversation between Maria and her three companions you will find many cosmic mysteries concealed, which can well be pondered for a long, long time. Thus we must never forget that the interplay between the forces of sun-light and Saturn-darkness is a necessity of our existence. When therefore the Elohim placed the Spirits of Personality as their deputies in charge of the weaving of the light forces, of the work which is performed upon us men and upon other earthly beings while the light is affecting us, they had also to appoint the backward Saturn Beings as fellow-workers; they had to see that the whole work of the universe was carried on by the normally advanced and the backward Archai together. The backward Archai are active in the darkness. Hence the Elohim employ not only the Beings designated by yom, day, but they set in opposition to them Beings who weave in the darkness. And the Bible says with a wonderfully realistic description of the facts: And God called the light Day (yom), and the darkness He called Night (lay'lah).2 And lay'lah does not mean our abstract night, but lay'lah are the Saturn Archai, who at that time had not advanced to the Sun stage. And to this day it is they who are active in us during sleep, when they work upon our physical and etheric bodies, building them up. This mysterious expression lay'lah, which has given rise to all kinds of myths, is neither our abstract “night” nor is it anything which need lead to myth-making. It is simply the name of the backward Archai, who unite their activity with that of the advanced Archai. Thus we have paraphrased the appropriate words in Genesis somewhat as follows: The Elohim planned the main lines of existence; they deputed the advanced Archai to work under them, and appointed to help them those Archai who in resignation had remained in darkness at the Saturn stage, in order that existence could come about. Thus we have yom and lay'lah as two contrasted groups of Beings, who help the Elohim and who are at the stage of the Time-Spirits, the Spirits of Personality. We see existence being woven out of the Spirits of Form and the Spirits of Personality, out of advanced Beings and the backward Beings of these two hierarchies. Now that we have found an answer to these questions which satisfies us up to a certain point (there is of course much more behind all these things), another question will be on the tip of all your tongues. What of the other hierarchies? We distinguish among the hierarchies in descending order from the Spirits of Form, first the Archai, the Spirits of Personality, then the Archangeloi, the Archangels, or Fire-Spirits. Does Genesis say nothing of these? Let us look more closely to find out what the position is with regard to the Fire-Spirits. We know that they reached their human stage during the Sun evolution. They have advanced through the Moon stage to that of earth. They are the Beings who are inwardly connected with everything of a sun nature, for it was during the Sun evolution that they reached their human stage. And when during the Moon evolution it became necessary for the Sun to separate from the earth, which was at that time of a Moon nature, then these Beings, who had gone through their most important stage of development on the Sun, who were, so to say, by their very nature associated with the Sun, naturally remained united with the Sun. When therefore the Moon (later to become earth) separated from the Sun, these Beings remained, not with the separating Earth-Moon, but with the Sun. They are the principal Beings who work upon the earth from without. I have already indicated that in the evolution from Saturn to Sun, the highest form of life which could be reached on the Sun was the plant species. Before an animal nature with an inner life could come about there had to be a separation, a cleavage. Thus it was not until the Moon evolution that anything of an animal nature could arise. An influence from without was needed. Now in Genesis we are not told of anything being active from without up to the end of the third day of creation. The transition from the third to the fourth day is an important one, for we are told that on the fourth day light forces, Beings of light, began to be active from without. So that, just as in the Moon period the sun shone upon the Moon from without, so now both the sun and the moon shone upon the earth from without. It amounts to no less than this—up to this point all those forces which were themselves within the earth element could take effect. Up to this point it was possible for there to be a recapitulation of earlier stages of evolution, and for forces centralised in the earth itself to arise anew. Thus we saw yesterday how in the Spirit of the Elohim who brooded over the waters the warmth state was recapitulated; how in the moment designated by the words Let there be light the entry of light was recapitulated; how at the point where the forces of the sound-ether broke in and separated the upper from the lower, the sound-ether stage was recapitulated. That was on the second day of creation. Then we saw how the life-ether intervened on the third day, when out of the earth element, out of the new condition, there came forth all that can be brought about by the life-ether—the sprouting green. But in order for anything animal to find a place on the earth there has to be a repetition of the “being shone upon” (if I may use the expression), an influence of forces acting from without. Hence it is quite in accordance with the facts that there should be no mention in Genesis of anything of an animal nature until after we have been told of forces working upon the earth from cosmic space. Up to that time Genesis speaks only of the plant nature; all the beings on the earth were at the plant stage. The animal nature could not begin until light Beings were influencing the earth from its environment. What then came about is described in Genesis in words of which various translations exist. [The English Authorised Version is: And God said, ... let them be for signs, and for seasons, and for days, and years.] Now there are some commentators, some exegetists, who have begun to think. But at the present day, when people scorn to penetrate to fundamental realities, it is the wretched lot of commentators that they begin to think, but cannot think anything through to the end. I have known some of these commentators who have reached the point of acknowledging that the usual rendering is nonsense. I should like to meet the man who can really make any sense of these words. What really lies behind them? If we wish to render this passage faithfully with a real sense of the associations which the words would have had for the ancient Hebrew sage, and with philological thoroughness, we shall have to say that once more it is not a question of signs, but of the activity of living Beings making themselves known in the form of successive events in time. A correct translation would be: And the Elohim appointed Beings to regulate the course of time for the beings on earth, to regulate specific divisions of time (the word “day” is not mentioned at all), larger or smaller periods (usually given as “year” and “day”). Thus the reference is to those Beings who stand next below the rank of the Archai and who regulate life. The tasks performed by the Time-Spirits, the Archai, lie a stage lower than the tasks of the Elohim. Then come the regulators, the sign-fixers, for what has to be regulated, grouped, within the activity of the Archai. But these are none other than the Archangels. Thus we may venture to say that in the moment to which Genesis refers, when not only is something taking place in the body of the earth, but when forces are working into the earth from without, it becomes possible for Beings who are already united with the sun existence—the regulating Archangels, who are one stage lower than the Archai—to intervene. While the Archai themselves are still active as Aeons, for the deployment of their forces they make use of the Archangels, the light-bearers, who act from the circumference. That means that through the constellations of the light-Beings surrounding the earth, the Archangels work out of cosmic space in such a way that the great ordinances laid down by the Archai may be carried into effect. Those who were present at the course of lectures I gave in Christiania will remember that even today the Archai are still behind what we are accustomed to call the Spirit of the Age. If we look around at the way our own world has been organised, we find that each age has a number of peoples over whom for a specific period a Time-Spirit holds sway. Side by side with him and subordinated to him work the several Folk-Spirits. And just as today the Spirits of the Age or Time-Spirits are in control, and behind them are the Archai—I described that in my Christiania lectures3—so behind the Folk-Spirits are the Archangels; in a certain way they are the Folk-Spirits. Genesis points to the fact that even in times when man himself was really not yet there, these spiritual Beings were the organising powers. Thus we must say that it was the Elohim who brought light into existence; they manifested themselves through light. But for lesser activities within the light they appointed the Archai, who are indicated in Genesis by the word yom, and who ranked next below them among the hierarchies; and they placed beside the Archai the Beings who must of necessity be woven into the web of existence, in order that the requisite activity of darkness can come into association with the activity of light. Side by side with yom they placed lay'lah, which is usually translated “night.” Then it became a question of how to progress further and into greater detail. For this, other Beings from the ranks of the hierarchies are chosen. Thus when it has been said that the Elohim or Spirits of Form manifested themselves through light, and placed the affairs of light and darkness in charge of the Archai, one has to add that now they took another step and, specialising further, appointed the Archangels to activities which not only call an external plant life into existence, but which are now to call forth an inner life, an inner life capable of reflecting the outer; they entrusted to the Archangels the activity which has to stream upon our earth from without, so that not only can the plant species shoot up, but also the animal nature, weaving its inward life of image and sensation. Thus we see how, when we know how to interpret it, the Genesis account refers to Archangels too, quite in accordance with the facts. When you turn to the exegesis of the general run of commentators you will always feel dissatisfied. But if you turn for help to the same source from which the Genesis account came, if you turn to Occult Science, a flood of light will be thrown upon that account. It will all appear to you in a new light. And this ancient document, which otherwise would inevitably remain incomprehensible, because of the impossibility of translating the ancient living words into our language, will endure as a document which speaks to mankind for all time.
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122. Genesis (1959): The Moon Nature in Man
25 Aug 1910, Munich Tr. Dorothy Lenn, Owen Barfield Rudolf Steiner |
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Today we distinguish in him four members, the physical, etheric and astral bodies and the bearer of the ego. We know that the physical and etheric bodies during sleep remain in the bed. When we are concerned with those ancient times which are described in the second and on into the third “day” of creation, we cannot speak of physical and etheric bodies as we know them today. |
122. Genesis (1959): The Moon Nature in Man
25 Aug 1910, Munich Tr. Dorothy Lenn, Owen Barfield Rudolf Steiner |
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Again and again in these lectures we have been able to show how the Genesis account, rightly interpreted, has corroborated the findings of clairvoyant investigation. There remain a number of points still to clear up in this regard. The first thing will be to show with still greater precision the point of time at which the Genesis account falls in terms of spiritual scientific findings as to the evolution of our earth. I have already said that I put the beginning of Genesis at the time when the sun and the earth were about to separate, but we shall have to go more closely into this. Those of you who have heard some of my earlier lectures, and also those who have studied the description of earth evolution in my Occult Science, will remember what great importance I attached to two significant moments in this evolution. The first was the separation of the sun from the earth. This was a very important event. It had to take place at some time, for had the two cosmic bodies remained united, as in the first stage of earth existence, the course of human evolution could not have given to man his true earthly meaning. All that we include in the word “sun”—thus not only the elementary or physical constituents in the body of the sun, but also the spiritual Beings who belong to it—had to withdraw from the earth, or, if you prefer, had to extrude the earth, because, had those Beings remained united with it, their forces would have worked too strongly for man's welfare. They had to mitigate their forces by removing themselves from the terrestrial scene and working upon it from without. We are therefore concerned with a point of time when a number of Beings transfer the scene of their operations to a distance, so as to moderate their influence on the development of both man and animal. From a certain point of time the earth is left to itself, and, because its finer, more spiritual forces have withdrawn with the sun, undergoes a certain coarsening. But man, such as he has become through the Saturn, Sun and Moon evolutions, still remained for a time with the earth. It was only very exalted Beings who withdrew with the sun and found their scene of activity outside. After this separation, the earth still had within it all the substances and forces which go to make up the present moon. Man therefore was exposed to conditions which were much grosser than earth conditions proper later became, for the substance of the moon is very crass, as it were. One result was that, after the separation of the sun from the earth, the earth forces became ever more moonlike, ever denser. Another, that man himself was now exposed to the danger of wilting away, of becoming mummified, or at any rate of becoming mummified astrally. While, so long as the sun remained with the earth, conditions had been too fine, they now became too coarse. Consequently, as the development of the earth proceeded, man could thrive less and less by maintaining his connection with it. This is described in detail in my Occult Science. We know from yesterday's lecture that men were still psycho-spiritual beings at this time, but that they were unable to unite with the earth on account of the density of the matter which streamed from the earth into its periphery so long as the moon remained with it. So it came about that the great majority of human souls had to relinquish their union with the earth. Here we come to something of great importance in the relationship between man and earth, something which happened during the time between the separation of the sun and that of the moon. During this interval human soul-spirits, except for a very small number, abandoned earthly conditions, and pressing upward into higher regions, continued their evolution upon the several planets belonging to our solar system, each according to the stage of his development. Some souls were fitted to pursue their evolution on Saturn, others on Mars, others again on Mercury, and so on. Only a very small number of the strongest soul-spirits remained in union with the earth. During this time the rest dwelt upon the earth's planetary neighbours. This came about at a time preceding (to use our own terminology) the Lemurian age. Then came that other important event, which took place as we know during the Lemurian time, whereby the moon with all its matter and all its forces was itself withdrawn from the earth. This brought about great changes in the earth, which now for the first time came into a condition in which the human being could thrive. Whereas the earth's forces would have been too spiritual had it remained united with the sun, they would have become too coarse had it remained with the moon. Hence the moon too withdrew, and both sun and moon Beings then worked upon the earth from without, thereby bringing it into a state of balance. And in this way the earth prepared itself to become the bearer of human existence. This all happened during the Lemurian age. Evolution now makes a further advance, and little by little the human soul-spirits who had escaped to the planets begin to return again. That went on far into the Atlantean epoch. What had crystallised out as man during the latter part of Lemuria and during Atlantis was gradually endowed with soul-spirits of differing characteristics, according to whether they came from Mars, or Mercury, or Jupiter and so on. This brought about great variety in earthly incarnations. Those of you who are familiar with the lectures I gave recently in Christiania know that this division of men into Mars-men, Saturn-men and so on was the origin of what later became racial differentiation. It is still possible today for the seer to recognise whether a man's soul has descended from this or that planet. But it has also been emphasised—and it has been fully discussed in my Occult Science—that by no means all human souls abandoned the earth. What we might describe as the toughest souls were able to go on using earthly matter, and to remain with the earth. I have even mentioned the startling circumstance that there was an outstanding pair of humans who survived the densification of the earth. Spiritual investigation impels us to accept what to begin with seems incredible—that there was such a couple as Adam and Eve, and that the races which arose out of the return of souls from the cosmos came about through their union with the descendants of that pair. If we bear all this in mind we shall be able to come to a conclusion as to the point of time in our spiritual scientific chronology to which the Bible account refers. Let me remind you that after the six or seven “days” of creation have been described, there comes what the superficial approach of modern biblical criticism takes for a second, separate account of creation; really it is quite consistent with the first. I have often described how during the progress of earthly evolution from the Lemurian to the Atlantean age a kind of cooling down of the earth took place. I went into this in detail in my Occult Science. During Lemuria we must think of the earth as a fundamentally fiery body, as having the element of fire spurting in it; the cooling-down process only began with the transition to Atlantis. During the Atlantean age the surface of the earth was still very different from what it became later; far on into the Atlantean age the surrounding atmosphere was still not water-free. The earth was completely covered with volumes of watery mist. The separation between rain and rain-free air which we have today did not exist in those ancient times. Everything was shrouded in watery mist, laden with all kinds of smoky fumes and other matter which had not at that time assumed liquid form. Much which today is solid at that time still permeated the atmosphere in the form of steam. And far on into Atlantis everything was permeated by those volumes of watery mist. But that was the very period when what had previously existed in a much more spiritual condition began to take on physical form. In the condition described as the third “day” of creation we must not think that the forms of individual plants, as we know them today, sprouted from the earth, but we must give full weight to the phrase “after his kind,” that is, in species form; the reference is rather to the group-souls of the plants which were present in the earth in an etheric-astral state. What was described on the third “day” as the creation of the plants would not have been visible to external senses, it would only have been seen by clairvoyant organs of perception. It was during the time lasting from the end of Lemuria right on into Atlantis, the time when a state of mist developed in the periphery of the earth, and then gradually grew lighter, that what previously had been etheric became transformed into a condition somewhat resembling what we know today. The etheric became more and more physical. Strange as it may sound, the plant kingdom visible to the external eye did not develop until much later than the time indicated in the account of the third “day” of creation. It did not come about until the time of Atlantis. The geological conditions necessary for the development of the visible plants of today cannot be ascribed to a very early period. The course of events from the end of Lemuria right on into the Atlantean time can be summarised as follows. The earth was enveloped in dense volumes of mist, charged with clouds of the smoke of various substances, later to be transformed into the crust of the earth. The beings “according to their kind,” visible to clairvoyant consciousness, had not yet been brought to physical densification; and the fertilising of the earth's soil with what still hovered in the atmosphere as water had not yet taken place; that only happened later. How could the Bible give this expression? It would have to say at a certain point: “Even after the conclusion of the seven days of creation, after the completion of what took place during Lemuria, still none of the plants we know today sprouted forth from the earth, the earth was still covered in mist.” The Bible does in fact say this. If you read on, after the description of the seven days, you find it mentioned that there were still no herbs, no shrubs, on the earth, although it had been said earlier that the forms of the plants had arisen in species form. On the first occasion the reference was to something of a group-soul nature, the second time to something which sprang forth from the earth as vegetation in individual physical form. And the Atlantean mist is described as in fact it was after the “days” of creation. The words For the Lord God had not caused it to rain upon the earth indicate that the condensation of the water in the atmosphere to rain only came about after the “days” of creation. Thus we find a profound wisdom here. But I can assure you that nothing from this document influenced the description given in my Occult Science. I purposely refrained from consulting the Bible, and I might say that there were times when I tried hard to reach results which differed from those of this ancient tradition. Modern materialistic ideas of the Bible make it inevitable that one should not readily read into it any of the facts of Spiritual Science. But Spiritual Science itself constrained us to find in the Bible what we have ventured to say in these lectures, and our own reluctance notwithstanding, we have at last been obliged to recognise in the Bible what spiritual investigation had previously discovered. Having made our position clear, we may now go on to ask where in the Genesis account we have to place the departure of human souls to the neighbouring planetary bodies, or planetary Beings, brought about by the hardening condition of the earth. We must put it at the point where it says that through the formation of the sound-ether the upper substances are separated from the lower. I went into that fully in my description of the second “day.” And when one follows it all with the eye of the seer one realises that along with what withdrew from the earth, which the Elohim called “heaven,” there withdrew at the same time the human souls. So it is the second “day” of creation which corresponds with the withdrawal of the human soul-spirits into the periphery of the earth at a definite time between the withdrawal of the sun and that of the moon. But we must bear in mind that there is an important corollary to this. What was it exactly that went out into the cosmos at that time? In which member of man have we to look for it today? Of course it does not exist today as it was at that time, but we can nevertheless find something corresponding to it in certain members of our present human organisation. Let us look at the human being for a moment. Today we distinguish in him four members, the physical, etheric and astral bodies and the bearer of the ego. We know that the physical and etheric bodies during sleep remain in the bed. When we are concerned with those ancient times which are described in the second and on into the third “day” of creation, we cannot speak of physical and etheric bodies as we know them today. These were only formed later out of earthly substance. All there was of the human being at that time belonged to the part of man which today withdraws in sleep from the other human members (grown denser since that time); it belonged to the astral being of man. It is the forces working in the astral body that we must have in mind, when we contemplate the human soul-spirit which at that time took leave of the earth in order to thrive better upon the surrounding planets. It is those forces we have when with our astral body we are outside our physical and etheric bodies, which we have to look for on the surrounding planets after the second “day.” We know, however, that when today man in the state of sleep is with his finer members outside his physical and etheric bodies, he is so to say articulated into the astral environment of our earth, into the forces and influences of the members of our planetary system. Man is then united with the planetary Beings. But in those far-away times man was not only united with the planets in some kind of sleep, but after his flight from the earth he was united with them all the time. Thus we have to bear in mind that during the third “day” of creation human souls—with the exception of those I have mentioned who stayed behind—were not on the earth, but in the region of the planets; there they had settled and there they developed further. But meanwhile, on the earth, those who, as the strongest, the toughest, had remained behind were developing. And their evolution consisted in clothing themselves more and more with earthly matter, so that there below on the earth, what we now have during the day as our physical and etheric bodies was being prepared. It was in order that these etheric and physical bodies should be able to play their part in every phase of earth development that some souls were preserved on the earth. By that means the etheric and physical bodies which were in course of preparation were propagated even while the moon forces were still united with the earth. If we bring before our souls a true picture of the state of things after the withdrawal of the sun, we have to say that for the most part what is of a soul-spiritual nature in man is on the neighbouring planets in the circumference of the earth. The sun had already departed, but if at that time a man had been able to stand upon the earth, he would have seen dense formations of misty, smoky and steaming cloud upon its surface. No trace of sun was to be seen. The sun with its forces was far away, and only little by little began to take effect on earth by causing this volume of smoky mist gradually to lighten, and to assume in the circumference of the earth the form which the development of humanity needed. And if a man had been able to look upon evolution from without, he would have seen that it was only very gradually that the fog and the smoke lifted and that the forces of the sun began, not only to act through the dark envelope of smoke, but truly to make themselves perceptible. Or let us say that we are coming to the fourth “day” of creation, and getting near to the event we call the separation of the moon. Had a man been living on the earth at that time, he would have seen the rays of the sun piercing through the masses of smoke and steam. And while this was happening the earth gradually came into a state favourable to human incarnation, a state in which human beings could once more live. From the physical descendants of those who had remained with the earth throughout, bodies could now be produced for the soul-spirits who were returning from the periphery of the earth. Thus we have two kinds of propagation. What later became the human physical and etheric body derives from those who remained on earth. The soul-spiritual element comes into it from the periphery. To begin with this approach from the neighbourhood of the planets was a spiritual influx. At the moment when the sun had penetrated the clouds of steam and smoke, after the moon had left it, the desire awoke in the soul-spirits of the neighbouring planets to come down again into this earthly region. When from the earth the sun became visible on the one hand and the moon on the other, the urge to descend to the earth grew more pressing in these souls. That is the reality lying behind the words used in describing the fourth “day” of creation: And God made two great lights; the greater light to rule the day, and the lesser light to rule the night: he made the stars also. For by the stars are meant the planets surrounding the earth. Thus the deed which brought about a kind of balance was produced on the one hand by the sun and on the other by the moon, and at the same time the human souls who wanted to incarnate on the earth prepared for their descent. This places the fourth “day” of creation at a point in the Lemurian age, after the exit of the moon, when those conditions come about which you find described in my Occult Science, and which you can summarise in the words: “The human soul-spirits are pressing back to earth again.” But now we must turn our attention for a little to the accompanying spiritual conditions. What we have just been considering is what afterwards became physical. We must become ever clearer that always behind the coarser lies a finer, and behind the physical lies a spiritual. With the exit of the sun the Elohim withdrew, transferring their scene of action to the exterior, so that they could work towards the earth from the periphery. But not all of them went. A part of the Elohim remained united with the earth, even while the earth still had the moon forces within it. And that part of the spiritual forces of the Elohim which remained united with the earth is in a certain way connected with all the good effects of the moon forces. For we must speak of good moon influences too. After the separation of the sun, everything on earth, human beings especially, would have been constrained towards a state of mummification, a hardened, woody condition. The human being would have been lost to the earth. The earth would have become a desert waste if it had retained the moon forces within its body. Within the earth the moon forces could never have been beneficial. Why was it that they had nevertheless to remain along with the earth for a time? Because humanity had to endure every phase of the earth's condition, because its toughest representatives had to survive the moon-densification. But then, after the moon had left the earth, its forces, which otherwise would have led to the death of the earth, became beneficial. After the withdrawal of the moon forces everything revived again, so that even weaker souls were able to descend and incarnate in human bodies. Thus by becoming her neighbour, the moon became earth's benefactor—which from within the earth it never could have been. The Beings who guided this whole series of events are the great benefactors of man. Who were they? They were the very Beings who had just united themselves with the moon, who then wrested the moon from the earth, in order to guide men further in earth evolution. We know from the Genesis account that the leading Guiding Powers were the Elohim. And the forces which brought about the mighty event of the moon's withdrawal and thereby enabled man to assume his proper nature were none other than the very forces which brought about the cosmic advancement of the Elohim to Jahve-Elohim. Part of the Elohim forces remained united with the moon and then withdrew it from our earth. Thus Jahve-Elohim is intimately bound up with what we find in creation as the body of the moon. Now let us picture to ourselves more closely what all this really signified for man in his earthly incarnation. If man had remained tied to an earth which had the sun within it, then he would have become a mere cipher, fettered to the Elohim; he would not have been able to sever himself, and attain to independent being. But because the Elohim withdrew with the sun, man was enabled to remain with the earth and to preserve his own soul-spiritual life. If it had stopped there, however, man would have become hardened, he would have met his death. Why had man to come into a condition which provided even the possibility of his death? In order that he might become free, in order that he might cut himself off from the Elohim, in order that he might become an independent being. In the moon element man has something within him which really leads to decay, to death, and he would have received too big a dose of this element, had the moon not withdrawn. But you see how it all follows that it is this moon element which, as cosmic substance, is closely connected with human independence. Present conditions on earth were brought about after the separation of the moon. The influence of the moon is thus not so strong now as it once was. But as far as the foundations of his physical and etheric bodies are concerned, man lived through the moon period too, he lived through the time when the earth was united with the moon, and therefore he has within him something of what is up there on the moon. He has preserved it in his physical and etheric bodies ever since. Thus man has the moon element within him. The earth could not have supported this moon element within it, but man has it in a certain way within him. Thus he has the disposition to be something other than a mere earth being. As men we have the earth under us; the moon had to be cast out of the earth, but not until the right dose of its nature had been injected into man himself. The earth contains no trace of moon in it; it is we who bear that within ourselves. What would have become of the earth if the moon had not been wrested from it? Look at the moon for once with rather different eyes. The whole constitution of its matter is different from that of the earth. The astro-physicist speaking from the material aspect says that the moon has no air, scarcely any water, which means that it is far denser than the earth. It therefore contains forces which would lead the earth beyond the degree of hardness which earth actually has. These moon forces would make the earth physically harder, more fissured. To get a picture of what the earth would become if the moon forces were still in it, think of a very wet, muddy road becoming dustier and dustier as the water in it evaporates. You can see the whole process happening when after a fall of rain the mud in the street gradually turns to dust. Something like that would have happened to the earth if the moon forces had remained within it—it would have cracked and crumbled into lumps of dust. Something like that will happen to the earth one day, when it has fulfilled its task—it will crumble into cosmic dust. Earthly matter will be dissolved in cosmic space as cosmic dust when man has passed through his evolution upon it. Thus we can say that the earth would have become dust, it had the tendency to become dust, to crumble into particles of dust. It has only been saved from doing so already by the withdrawal of the moon. But in man something has remained of this disposition towards dust. Through all the circumstances which I have described to you man receives into his being something of moony earth-dust. Those Beings connected with the moon have actually introduced into the human bodily nature something not derived from the earth which we have in our environment since the withdrawal of the moon; there has been imprinted into the human body something of the moon-earth-dust. But since Jahve-Elohim is united with this moon-nature, it means that it is Jahve-Elohim who has imprinted this moon-earth-dust into the human body. So there must have been a point in the course of earth evolution when it would be correct to say that in the cosmic progress of the Elohim Jahve-Elohim imprinted into the human body the earth-dust, the moon-earth-dust. These are the depths beneath that passage in the Bible which says that Jahve-Elohim formed man of the dust of the earth. For that is what it says. None of the translations which convey that Jahve-Elohim formed man out of “a clod of earth” make any sense. Jahve-Elohim imprinted into man the earth-dust.1 Not a few of the startling discoveries we have already made have filled us with awestruck veneration in face of the revelations uttered in the Bible by the ancient seers and rediscovered in our own day be spiritual scientific research. But here, in the words “And Jahve-Elohim imprinted in man's bodily nature the moon-earth-dust,” the tale told by the clairvoyant authors of the Genesis narrative may well inspire in us a sensation of almost overwhelming reverence. And if those ancient seers were aware how the tidings which made them vocal came to them out of the realm wherein the Elohim, and Jahve-Elohim, were active—if they knew themselves to be receiving their wisdom from the very region of the World-creators—then they could say: “There is streaming into us as knowledge, as wisdom, as intelligence, the very Same that once worked within those Beings, giving shape to the earth itself in the beginning.” Therefore we can look up in holy awe to those ancient seers, who themselves looked up into the regions whence their inspiration descended, into the realm of the Elohim and of Jahve-Elohim. By what name could they have called those Beings, who underpinned alike the creation itself and their own knowledge of it? What sort of word could they have had for them—unless it were one which filled their whole hearts in the moment of receiving this revelation of the world-creative powers? Looking up to these, they said to themselves: “Our revelation flows down into us from divine-spiritual Beings. We can find no word for those Beings, save only that one which expresses the holy awe we feel. ‘They that beget the holy awe we feel.’” If we translate that into ancient Hebrew how does it run? “They that beget the holy awe we feel”—it has the ring of Elohim—the Hebrew word for those before whom man feels a holy awe. And in such a way we may approach the link which is to be found between the feelings and perceptions of the ancient seers and the name of those Beings to whom they attributed the creation and also their own power of revealing the creation.
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122. Genesis (1982): Light and Darkness. Yom and Lay'lah
21 Aug 1910, Munich Tr. Dorothy Lenn, Owen Barfield Rudolf Steiner |
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All the activity of our souls, all that we develop in our thinking and feeling, all the ebb and flow of our passions—in short, all that happens through the fluctuating energies of our astral bodies and our egos, constitutes a continual using up of our physical bodies during day life. That is a very ancient occult truth, a truth to which even modern physiology comes if it knows how to interpret its own findings properly. |
122. Genesis (1982): Light and Darkness. Yom and Lay'lah
21 Aug 1910, Munich Tr. Dorothy Lenn, Owen Barfield Rudolf Steiner |
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If we recall what we have learnt so far about our earth's beginnings, we find many things which still need to be explained. What we have so far learnt does, however, make clear that we have to look for much more reality—many more Beings—in Genesis than the usual translations convey. We pointed out yesterday that the word yom does not indicate the abstract period of time which is what the word “day” means now, but refers to the Beings whom we call Spirits of Personality, Time-Spirits, Archai. This discovery enables us to enter more deeply into what I have already repeated several times: that behind the weaving life of elementary existence described in the Bible account of the creation, soul-spiritual Beings are everywhere to be seen. We may now see Being instead of empty abstractions behind much else that comes before us in the Genesis account. Of course it is easy to see Being when the Bible is referring to the Spirit of the Elohim—Ruach Elohim—but if we wish to grasp the sense of the ancient tradition we have to look for Being not only in those expressions where probably even modern minds would be prepared to recognise it; we must be prepared to find it everywhere. For example we should be quite justified in raising the question in connection with such expressions (to use my own words) as “The inner activity was tohu wabohu” and “And darkness was upon the elementary material existence.” Have we not perhaps also to see something of the nature of Being behind what is described as “darkness”? We cannot understand the Genesis account unless we can answer such questions. Just as we have to see manifestations of the spirit behind all that appears in the positive direction, such as light, air, water, earth, warmth, so we shall perhaps have to see manifestations of a deeper spiritual nature in the more negative expressions. To get to the bottom of this, we must again go back to the earliest point we can reach in the development of our planet. As we have often said, we must think of the ancient Saturn existence as a condition of pure warmth, and that with the transition to the Sun there then took place on the one hand a densification to air or gas, on the other hand a rarefaction in the direction of the etheric, to light-ether. We have said that the passage in which the words ring forth And God (the Elohim) said, Let there be light; and there was light is describing a kind of repetition of this coming into existence of the light-ether. Now we may ask: Was the darkness there of itself; or does spiritual Being lie behind this also? If you read the relevant passages in my >Occult Science you will come across something extremely important for the understanding of all development—the fact that at each stage of evolution certain Beings remain behind. Only a certain number of Beings reach their goal. I have often used a singularly bald illustration, pointing out that not only are some schoolboys backward, to the sorrow of their parents, but in the cosmic process, too, certain Beings do in fact lag behind, do not attain their appropriate goal. Thus we may say that during the ancient Saturn evolution certain Beings did not reach their proper goal, they lagged behind. During the Sun evolution they still remained at the Saturn stage. How could one recognise on the Sun the Beings who were still really Saturn Beings? By the fact that they had not acquired the light nature, which was of the very essence of the Sun state. But because these Beings were nevertheless there, the Sun, which I have described as an inweaving of light, warmth and air, had darkness as well as light in it. And this darkness was the mark of the Beings remaining at the Saturn stage, just as the weaving light indicated the Beings who had progressed regularly to the Sun stage. Thus, there was an interweaving of Beings who were still at the Saturn stage of development with Beings who had progressed normally to the Sun stage. From the inner aspect these Beings moved in and out among one another; and outwardly they manifested themselves as an interplay of light and darkness. We can call the manifestation of the more advanced Beings, light, and the manifestation of the Beings remaining behind at the Saturn stage, darkness. If we know this, we shall expect the relationship between advanced and backward Beings to reappear during the recapitulation of the Saturn and Sun epochs in earth evolution. And because the backward Saturn Beings represent an earlier stage of evolution, they will appear earlier than the light in the recapitulation also. Thus, quite rightly, in the first verse of Genesis we are told that darkness prevailed over the elementary substances. That is the recapitulation of the Saturn existence, now a backward one. The Sun existence has to wait; it comes later, it comes at the point where the Bible says: Let there be light. Thus we see that the Genesis story is in complete accordance with the recapitulation described in my Occult Science. If we would understand existence, we must be clear that what emerged at an earlier stage does not just go on for a time and then disappear. Something new is continually arising, but the old remains actual alongside the new and continues to work within it. And so even today we have co-existing the two stages of evolution which we can call light and darkness. Light and darkness permeate our existence. Here we come to a rather thorny subject. Possibly some of you may know that for the last thirty years or so I have been trying at intervals to show the deep significance and value of Goethe's Theory of Colour. Of course, anyone who supports this theory today must make up his mind that he will not gain the ear of his contemporaries. For those whose knowledge of physics would qualify them to understand its significance are today wholly unprepared for it. Modern physics, with its fantastic nonsense about ether vibrations and so on, is utterly incapable of penetrating to the real heart of Goethe's Theory of Colour. For this we shall still have to wait for several decades. Anyone who treats of the subject knows that. And the others—forgive me for saying this—those whose knowledge of occultism would perhaps equip them to understand the essential nature of the Goethean theory, know too little about physics for me to be able to discuss the subject in detail. Thus there is today no proper basis for such a discussion. The fundamental content of Goethe's theory of colour is the mystery of light and darkness, working together as two real polaric entities in the world. The concept of matter which is put forward today is simply a fantasy; it is an illusion. Matter is in reality a soul-spiritual being, which is to be traced everywhere where the polaric contrast of light and darkness is effective. The physical notion of matter which is generally accepted is, in truth, a chimera. In the regions of space where, according to physics, we are to look for a sort of apparition called “matter,” there is in actual fact nothing else but a certain degree of darkness. And this dark content of space is filled out with something of a soul-spiritual nature, something akin to what is intended in Genesis in the passage where “darkness” (the word used to denote the collective whole of this soul-spiritual entity) is described as weaving over the elementary existence.1 All these things are much more profound than modern natural science dreams! Thus when Genesis speaks of darkness, it is speaking of the manifestation of the backward Saturn Beings. And when it speaks of light, it is referring to the advanced Beings. They interact and interweave with one another. We said yesterday that the main lines, the main features, of evolution were laid down by Beings at the stage of the Exusiai, the Spirits of Form, so that these Beings plan the general direction of the activities of light. And further, we have seen that they make use of the Spirits of Personality as their servants, and that behind the expression yom, day, we have to see a Being of the rank of the Archai, appointed under the Elohim. We may also assume that, just as on the positive side these servants of the Elohim, these Spirits of Personality indicated by yom, are active, so also the backward spiritual Beings, who work in opposition to them in darkness, play their part. Indeed we may say that darkness is something that the Elohim find already there. Light is something they bring into being through their musing, their meditation. When they think out the two complexes from what has remained over from the earlier existence, it comes about that darkness is interwoven therein as the expression of the backward Beings. They themselves bestow the light. But just as out of the light the Elohim appoint the Beings represented by yom, day, so out of the darkness come Beings who are of the same rank as these, but Beings who have lagged behind at an earlier stage. Thus we can say that all that manifests itself as darkness stands together on one side in opposition to the Elohim And now we have to ask, who are the Beings who oppose the Archai, servants of the Elohim, the Beings indicated by the word yom? Who are the corresponding backward Beings in opposition to them? To avoid misunderstanding, it would be as well to clear up first another point—whether we have always to look upon these backward Beings as evil, as something wrong in the world-context. It is easy for the abstract man, the man who is concerned only with concepts, to feel something like indignation over the backward Beings; or he can make the mistake of being sorry for the poor things! We should not harbour feelings and ideas of such a kind as regards these tremendous realities of the universe. That would lead us completely astray. On the contrary we should remind ourselves that everything happens out of cosmic wisdom, and that whenever Beings remain behind at a particular stage of development, it means something; it has significance for the whole for Beings to remain behind, just as it has for them to attain their goal; in other words, there are certain functions which cannot be carried out by the advanced Beings, functions for which Beings are needed who remain at an earlier stage. They are in their proper place in their backwardness. What would become of the world if all those who ought to be teachers of young children were to become university professors? Those who do not become professors are much better where they are than the professors would be. Those who occupy academic chairs would probably turn out to be very badly suited for the instruction of seven-, eight-, nine- and ten-year-olds! Something of the same kind is true in cosmic relationships. There are certain tasks for which those who attain their goal would be little fitted. For certain tasks those who have remained behind—we could equally well say those who have renounced progress—must take their place. And just as the advanced Spirits of Personality, the Yamim, were given their task by the Elohim, so the backward Archai also, those Spirits of Personality who reveal themselves not through light, but through darkness, are made use of in order to evoke the laws of earthly development. They are allotted their proper place, so that they may make their contribution to the orderly development of our existence. How important that is we can see from an illustration borrowed from everyday life. The light of which Genesis speaks is not the light which we can see with our physical eyes—that is a subsequent form of light. In the same way what we designate as physical darkness, what surrounds us at night, is a later form of what is called darkness in Genesis. None of you will doubt that the physical daylight which we see nowadays is important both for man and for other living things. Take for example the plants! If you remove them from the light they deteriorate, become stunted in their growth. Light is an element of life for every living thing, and, so far as their external physical existence is concerned, it is a necessity for men too. But something else is also necessary as well as light. To understand what this is, we have to consider the rhythmic alternation of sleeping and waking. What does it really mean to be awake? All the activity of our souls, all that we develop in our thinking and feeling, all the ebb and flow of our passions—in short, all that happens through the fluctuating energies of our astral bodies and our egos, constitutes a continual using up of our physical bodies during day life. That is a very ancient occult truth, a truth to which even modern physiology comes if it knows how to interpret its own findings properly. What the soul unfolds as its inner life in the waking state continuously uses up the forces of the external physical body, the first rudiments of which were bestowed during the Saturn existence. The life of the physical body is quite different in sleep, when the astral body with its fluctuant inner life is outside it. Whereas in waking life there is a continuous consumption, or even a continuous destruction, of the forces of the physical body, in sleep these forces are being restored, being renewed and built up again all the time. So that in our physical and etheric bodies we have to distinguish destructive processes and processes of renewal—destructive processes which take place during waking life, processes of renewal which take place during sleep. But nothing which happens anywhere in space is isolated, it is always related to existence as a whole. And we must not think of those processes of destruction, which take place in our physical bodies from the time we awaken to the time we go to sleep again, as being confined within the limits of our skin. They are closely bound up with cosmic processes. They are merely a continuation of what flows into us from outside, so that during the waking life of day we are connected with the destructive forces of the universe, and during sleep with the forces of renewal. This destruction of our physical bodies which goes on during the waking life of day could not have happened during the Saturn evolution, otherwise the first rudiments of our physical body could never have been formed. For obviously one can build up nothing if one starts to destroy it. The Saturnian operation on our bodies had to be a constructive one. The destructive process takes place in the daytime under the influence of light, but on Saturn there was no light. Therefore the Saturn activity on our physical bodies was an up-building one, and had to be maintained at least for a time, even into the later period, when on the Sun light appeared. Then the up-building activity could only be maintained through Saturn Beings remaining behind to care for it. It was necessary for the Saturn Beings to be kept back in cosmic evolution, so that they could undertake the rebuilding of the physical body during sleep, while there was no light. Thus the backward Saturn Beings have their part to play in our existence; without them we should be exposed to nothing but destruction. There has to be an alternation, a co-operation, of Sun Beings and Saturn Beings, of light and darkness. Thus if the activity of the light Beings is to be rightly guided by the Elohim, they must inweave into their own work in an orderly fashion the work of the Beings of darkness. There can be no stability in cosmic activity unless the force of darkness is everywhere interwoven with the force of light. And in this complication of the forces of light and darkness lies one of the secrets of cosmic existence, of cosmic alchemy. This secret is touched upon in the seventh scene of my first Mystery Play, where Johannes Thomasius enters Devachan, and where one of Maria's companions, Astrid, is given the task of weaving the dark into the light. Throughout the conversation between Maria and her three companions you will find many cosmic mysteries concealed, which can well be pondered for a long, long time. Thus we must never forget that the interplay between the forces of sun-light and Saturn-darkness is a necessity of our existence. When therefore the Elohim placed the Spirits of Personality as their deputies in charge of the weaving of the light forces, of the work which is performed upon us men and upon other earthly beings while the light is affecting us, they had also to appoint the backward Saturn Beings as fellow-workers; they had to see that the whole work of the universe was carried on by the normally advanced and the backward Archai together. The backward Archai are active in the darkness. Hence the Elohim employ not only the Beings designated by yom, day, but they set in opposition to them Beings who weave in the darkness. And the Bible says with a wonderfully realistic description of the facts: And God called the light Day (yom), and the darkness He called Night (lay'lah).2 And lay'lah does not mean our abstract night, but lay'lah are the Saturn Archai, who at that time had not advanced to the Sun stage. And to this day it is they who are active in us during sleep, when they work upon our physical and etheric bodies, building them up. This mysterious expression lay'lah, which has given rise to all kinds of myths, is neither our abstract “night” nor is it anything which need lead to myth-making. It is simply the name of the backward Archai, who unite their activity with that of the advanced Archai. The “y” is consonantal, as in the word yellow. Thus we have paraphrased the appropriate words in Genesis somewhat as follows: The Elohim planned the main lines of existence; they deputed the advanced Archai to work under them, and appointed to help them those Archai who in resignation had remained in darkness at the Saturn stage, in order that existence could come about. Thus we have yom and lay'lah as two contrasted groups of Beings, who help the Elohim and who are at the stage of the Time-Spirits, the Spirits of Persönality. We see existence being woven out of the Spirits of Form and the Spirits of Personality, out of advanced Beings and the backward Beings of these two hierarchies. Now that we have found an answer to these questions which satisfies us up to a certain point (there is of course much more behind all these things), another question will be on the tip of all your tongues. What of the other hierarchies? We distinguish among the hierarchies in descending order from the Spirits of Form, first the Archai, the Spirits of Personality, then the Archangeloi, the Archangels, or Fire-Spirits. Does Genesis say nothing of these? Let us look more closely to find out what the position is with regard to the Fire-Spirits. We know that they reached their human stage during the Sun evolution. They have advanced through the Moon stage to that of earth. They are the Beings who are inwardly connected with everything of a sun nature, for it was during the Sun evolution that they reached their human stage. And when during the Moon evolution it became necessary for the Sun to separate from the earth, which was at that time of a Moon nature, then these Beings, who had gone through their most important stage of development on the Sun, who were, so to say, by their very nature associated with the Sun, naturally remained united with the Sun. When therefore the Moon (later to become earth) separated from the Sun, these Beings remained, not with the separating Earth-Moon, but with the Sun. They are the principal Beings who work upon the earth from without. I have already indicated that in the evolution from Saturn to Sun, the highest form of life which could be reached on the Sun was the plant species. Before an animal nature with an inner life could come about there had to be a separation, a cleavage. Thus it was not until the Moon evolution that anything of an animal nature could arise. An influence from without was needed. Now in Genesis we are not told of anything being active from without up to the end of the third day of creation. The transition from the third to the fourth day is an important one, for we are told that on the fourth day light forces, Beings of light, began to be active from without. So that, just as in the Moon period the sun shone upon the Moon from without, so now both the sun and the moon shone upon the earth from without. It amounts to no less than this—up to this point all those forces which were themselves within the earth element could take effect. Up to this point it was possible for there to be a recapitulation of earlier stages of evolution, and for forces centralised in the earth itself to arise anew. Thus we saw yesterday how in the Spirit of the Elohim who brooded over the waters the warmth state was recapitulated; how in the moment designated by the words Let there be light the entry of light was recapitulated; how at the point where the forces of the sound-ether broke in and separated the upper from the lower, the sound-ether stage was recapitulated. That was on the second day of creation. Then we saw how the life-ether intervened on the third day, when out of the earth element, out of the new condition, there came forth all that can be brought about by the life-ether—the sprouting green. But in order for anything animal to find a place on the earth there has to be a repetition of the “being shone upon” (if I may use the expression), an influence of forces acting from without. Hence it is quite in accordance with the facts that there should be no mention in Genesis of anything of an animal nature until after we have been told of forces working upon the earth from cosmic space. Up to that time Genesis speaks only of the plant nature; all the beings on the earth were at the plant stage. The animal nature could not begin until light Beings were influencing the earth from its environment. What then came about is described in Genesis in words of which various translations exist. [The English Authorised Version is: And God said, ... let them be for signs, and for seasons, and for days, and years.] Now there are some commentators, some exegetists, who have begun to think. But at the present day, when people scorn to penetrate to fundamental realities, it is the wretched lot of commentators that they begin to think, but cannot think anything through to the end. I have known some of these commentators who have reached the point of acknowledging that the usual rendering is nonsense. I should like to meet the man who can really make any sense of these words. What really lies behind them? If we wish to render this passage faithfully with a real sense of the associations which the words would have had for the ancient Hebrew sage, and with philological thoroughness, we shall have to say that once more it is not a question of signs, but of the activity of living Beings making themselves known in the form of successive events in time. A correct translation would be: And the Elohim appointed Beings to regulate the course of time for the beings on earth, to regulate specific divisions of time (the word “day” is not mentioned at all), larger or smaller periods (usually given as “year” and “day”). Thus the reference is to those Beings who stand next below the rank of the Archai and who regulate life. The tasks performed by the Time-Spirits, the Archai, lie a stage lower than the tasks of the Elohim. Then come the regulators, the sign-fixers, for what has to be regulated, grouped, within the activity of the Archai. But these are none other than the Archangels. Thus we may venture to say that in the moment to which Genesis refers, when not only is something taking place in the body of the earth, but when forces are working into the earth from without, it becomes possible for Beings who are already united with the sun existence—the regulating Archangels, who are one stage lower than the Archai—to intervene. While the Archai themselves are still active as Aeons, for the deployment of their forces they make use of the Archangels, the light-bearers, who act from the circumference. That means that through the constellations of the light-Beings surrounding the earth, the Archangels work out of cosmic space in such a way that the great ordinances laid down by the Archai may be carried into effect. Those who were present at the course of lectures I gave in Christiania will remember that even today the Archai are still behind what we are accustomed to call the Spirit of the Age. If we look around at the way our own world has been organised, we find that each age has a number of peoples over whom for a specific period a Time-Spirit holds sway. Side by side with him and subordinated to him work the several Folk-Spirits. And just as today the Spirits of the Age or Time-Spirits are in control, and behind them are the Archai—I described that in my Christiania lectures—so behind the Folk-Spirits are the Archangels; in a certain way they are the Folk-Spirits. Genesis points to the fact that even in times when man himself was really not yet there, these spiritual Beings were the organising powers. Thus we must say that it was the Elohim who brought light into existence; they manifested themselves through light. But for lesser activities within the light they appointed the Archai, who are indicated in Genesis by the word yom, and who ranked next below them among the hierarchies; and they placed beside the Archai the Beings who must of necessity be woven into the web of existence, in order that the requisite activity of darkness can come into association with the activity of light. Side by side with yom they placed lay'lah, which is usually translated “night.” Then it became a question of how to progress further and into greater detail. For this, other Beings from the ranks of the hierarchies are chosen. Thus when it has been said that the Elohim or Spirits of Form manifested themselves through light, and placed the affairs of light and darkness in charge of the Archai, one has to add that now they took another step and, specialising further, appointed the Archangels to activities which not only call an external plant life into existence, but which are now to call forth an inner life, an inner life capable of reflecting the outer; they entrusted to the Archangels the activity which has to stream upon our earth from without, so that not only can the plant species shoot up, but also the animal nature, weaving its inward life of image and sensation. Thus we see how, when we know how to interpret it, the Genesis account refers to Archangels too, quite in accordance with the facts. When you turn to the exegesis of the general run of commentators you will always feel dissatisfied. But if you turn for help to the same source from which the Genesis account came, if you turn to Occult Science, a flood of light will be thrown upon that account. It will all appear to you in a new light. And this ancient document, which otherwise would inevitably remain incomprehensible, because of the impossibility of translating the ancient living words into our language, will endure as a document which speaks to mankind for all time.
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122. Genesis (1982): The Moon Nature in Man
25 Aug 1910, Munich Tr. Dorothy Lenn, Owen Barfield Rudolf Steiner |
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Today we distinguish in him four members, the physical, etheric and astral bodies and the bearer of the ego. We know that the physical and etheric bodies during sleep remain in the bed. When we are concerned with those ancient times which are described in the second and on into the third “day” of creation, we cannot speak of physical and etheric bodies as we know them today. |
122. Genesis (1982): The Moon Nature in Man
25 Aug 1910, Munich Tr. Dorothy Lenn, Owen Barfield Rudolf Steiner |
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Again and again in these lectures we have been able to show how the Genesis account, rightly interpreted, has corroborated the findings of clairvoyant investigation. There remain a number of points still to clear up in this regard. The first thing will be to show with still greater precision the point of time at which the Genesis account falls in terms of spiritual scientific findings as to the evolution of our earth. I have already said that I put the beginning of Genesis at the time when the sun and the earth were about to separate, but we shall have to go more closely into this. Those of you who have heard some of my earlier lectures, and also those who have studied the description of earth evolution in my Occult Science, will remember what great importance I attached to two significant moments in this evolution. The first was the separation of the sun from the earth. This was a very important event. It had to take place at some time, for had the two cosmic bodies remained united, as in the first stage of earth existence, the course of human evolution could not have given to man his true earthly meaning. All that we include in the word “sun”—thus not only the elementary or physical constituents in the body of the sun, but also the spiritual Beings who belong to it—had to withdraw from the earth, or, if you prefer, had to extrude the earth, because, had those Beings remained united with it, their forces would have worked too strongly for man's welfare. They had to mitigate their forces by removing themselves from the terrestrial scene and working upon it from without. We are therefore concerned with a point of time when a number of Beings transfer the scene of their operations to a distance, so as to moderate their influence on the development of both man and animal. From a certain point of time the earth is left to itself, and, because its finer, more spiritual forces have withdrawn with the sun, undergoes a certain coarsening. But man, such as he has become through the Saturn, Sun and Moon evolutions, still remained for a time with the earth. It was only very exalted Beings who withdrew with the sun and found their scene of activity outside. After this separation, the earth still had within it all the substances and forces which go to make up the present moon. Man therefore was exposed to conditions which were much grosser than earth conditions proper later became, for the substance of the moon is very crass, as it were. One result was that, after the separation of the sun from the earth, the earth forces became ever more moonlike, ever denser. Another, that man himself was now exposed to the danger of wilting away, of becoming mummified, or at any rate of becoming mummified astrally. While, so long as the sun remained with the earth, conditions had been too fine, they now became too coarse. Consequently, as the development of the earth proceeded, man could thrive less and less by maintaining his connection with it. This is described in detail in my Occult Science. We know from yesterday's lecture that men were still psycho-spiritual beings at this time, but that they were unable to unite with the earth on account of the density of the matter which streamed from the earth into its periphery so long as the moon remained with it. So it came about that the great majority of human souls had to relinquish their union with the earth. Here we come to something of great importance in the relationship between man and earth, something which happened during the time between the separation of the sun and that of the moon. During this interval human soul-spirits, except for a very small number, abandoned earthly conditions, and pressing upward into higher regions, continued their evolution upon the several planets belonging to our solar system, each according to the stage of his development. Some souls were fitted to pursue their evolution on Saturn, others on Mars, others again on Mercury, and so on. Only a very small number of the strongest soul-spirits remained in union with the earth. During this time the rest dwelt upon the earth's planetary neighbours. This came about at a time preceding (to use our own terminology) the Lemurian age. Then came that other important event, which took place as we know during the Lemurian time, whereby the moon with all its matter and all its forces was itself withdrawn from the earth. This brought about great changes in the earth, which now for the first time came into a condition in which the human being could thrive. Whereas the earth's forces would have been too spiritual had it remained united with the sun, they would have become too coarse had it remained with the moon. Hence the moon too withdrew, and both sun and moon Beings then worked upon the earth from without, thereby bringing it into a state of balance. And in this way the earth prepared itself to become the bearer of human existence. This all happened during the Lemurian age. Evolution now makes a further advance, and little by little the human soul-spirits who had escaped to the planets begin to return again. That went on far into the Atlantean epoch. What had crystallised out as man during the latter part of Lemuria and during Atlantis was gradually endowed with soul-spirits of differing characteristics, according to whether they came from Mars, or Mercury, or Jupiter and so on. This brought about great variety in earthly incarnations. Those of you who are familiar with the lectures I gave recently in Christiania know that this division of men into Mars-men, Saturn-men and so on was the origin of what later became racial differentiation. It is still possible today for the seer to recognise whether a man's soul has descended from this or that planet. But it has also been emphasised—and it has been fully discussed in my Occult Science—that by no means all human souls abandoned the earth. What we might describe as the toughest souls were able to go on using earthly matter, and to remain with the earth. I have even mentioned the startling circumstance that there was an outstanding pair of humans who survived the densification of the earth. Spiritual investigation impels us to accept what to begin with seems incredible—that there was such a couple as Adam and Eve, and that the races which arose out of the return of souls from the cosmos came about through their union with the descendants of that pair. If we bear all this in mind we shall be able to come to a conclusion as to the point of time in our spiritual scientific chronology to which the Bible account refers. Let me remind you that after the six or seven “days” of creation have been described, there comes what the superficial approach of modern biblical criticism takes for a second, separate account of creation; really it is quite consistent with the first. I have often described how during the progress of earthly evolution from the Lemurian to the Atlantean age a kind of cooling down of the earth took place. I went into this in detail in my Occult Science. During Lemuria we must think of the earth as a fundamentally fiery body, as having the element of fire spurting in it; the cooling-down process only began with the transition to Atlantis. During the Atlantean age the surface of the earth was still very different from what it became later; far on into the Atlantean age the surrounding atmosphere was still not water-free. The earth was completely covered with volumes of watery mist. The separation between rain and rain-free air which we have today did not exist in those ancient times. Everything was shrouded in watery mist, laden with all kinds of smoky fumes and other matter which had not at that time assumed liquid form. Much which today is solid at that time still permeated the atmosphere in the form of steam. And far on into Atlantis everything was permeated by those volumes of watery mist. But that was the very period when what had previously existed in a much more spiritual condition began to take on physical form. In the condition described as the third “day” of creation we must not think that the forms of individual plants, as we know them today, sprouted from the earth, but we must give full weight to the phrase “after his kind,” that is, in species form; the reference is rather to the group-souls of the plants which were present in the earth in an etheric-astral state. What was described on the third “day” as the creation of the plants would not have been visible to external senses, it would only have been seen by clairvoyant organs of perception. It was during the time lasting from the end of Lemuria right on into Atlantis, the time when a state of mist developed in the periphery of the earth, and then gradually grew lighter, that what previously had been etheric became transformed into a condition somewhat resembling what we know today. The etheric became more and more physical. Strange as it may sound, the plant kingdom visible to the external eye did not develop until much later than the time indicated in the account of the third “day” of creation. It did not come about until the time of Atlantis. The geological conditions necessary for the development of the visible plants of today cannot be ascribed to a very early period. The course of events from the end of Lemuria right on into the Atlantean time can be summarised as follows. The earth was enveloped in dense volumes of mist, charged with clouds of the smoke of various substances, later to be transformed into the crust of the earth. The beings “according to their kind,” visible to clairvoyant consciousness, had not yet been brought to physical densification; and the fertilising of the earth's soil with what still hovered in the atmosphere as water had not yet taken place; that only happened later. How could the Bible give this expression? It would have to say at a certain point: “Even after the conclusion of the seven days of creation, after the completion of what took place during Lemuria, still none of the plants we know today sprouted forth from the earth, the earth was still covered in mist.” The Bible does in fact say this. If you read on, after the description of the seven days, you find it mentioned that there were still no herbs, no shrubs, on the earth, although it had been said earlier that the forms of the plants had arisen in species form. On the first occasion the reference was to something of a group-soul nature, the second time to something which sprang forth from the earth as vegetation in individual physical form. And the Atlantean mist is described as in fact it was after the “days” of creation. The words For the Lord God had not caused it to rain upon the earth indicate that the condensation of the water in the atmosphere to rain only came about after the “days” of creation. Thus we find a profound wisdom here. But I can assure you that nothing from this document influenced the description given in my Occult Science. I purposely refrained from consulting the Bible, and I might say that there were times when I tried hard to reach results which differed from those of this ancient tradition. Modern materialistic ideas of the Bible make it inevitable that one should not readily read into it any of the facts of Spiritual Science. But Spiritual Science itself constrained us to find in the Bible what we have ventured to say in these lectures, and our own reluctance notwithstanding, we have at last been obliged to recognise in the Bible what spiritual investigation had previously discovered. Having made our position clear, we may now go on to ask where in the Genesis account we have to place the departure of human souls to the neighbouring planetary bodies, or planetary Beings, brought about by the hardening condition of the earth. We must put it at the point where it says that through the formation of the sound-ether the upper substances are separated from the lower. I went into that fully in my description of the second “day.” And when one follows it all with the eye of the seer one realises that along with what withdrew from the earth, which the Elohim called “heaven,” there withdrew at the same time the human souls. So it is the second “day” of creation which corresponds with the withdrawal of the human soul-spirits into the periphery of the earth at a definite time between the withdrawal of the sun and that of the moon. But we must bear in mind that there is an important corollary to this. What was it exactly that went out into the cosmos at that time? In which member of man have we to look for it today? Of course it does not exist today as it was at that time, but we can nevertheless find something corresponding to it in certain members of our present human organisation. Let us look at the human being for a moment. Today we distinguish in him four members, the physical, etheric and astral bodies and the bearer of the ego. We know that the physical and etheric bodies during sleep remain in the bed. When we are concerned with those ancient times which are described in the second and on into the third “day” of creation, we cannot speak of physical and etheric bodies as we know them today. These were only formed later out of earthly substance. All there was of the human being at that time belonged to the part of man which today withdraws in sleep from the other human members (grown denser since that time); it belonged to the astral being of man. It is the forces working in the astral body that we must have in mind, when we contemplate the human soul-spirit which at that time took leave of the earth in order to thrive better upon the surrounding planets. It is those forces we have when with our astral body we are outside our physical and etheric bodies, which we have to look for on the surrounding planets after the second “day.” We know, however, that when today man in the state of sleep is with his finer members outside his physical and etheric bodies, he is so to say articulated into the astral environment of our earth, into the forces and influences of the members of our planetary system. Man is then united with the planetary Beings. But in those far-away times man was not only united with the planets in some kind of sleep, but after his flight from the earth he was united with them all the time. Thus we have to bear in mind that during the third “day” of creation human souls—with the exception of those I have mentioned who stayed behind—were not on the earth, but in the region of the planets; there they had settled and there they developed further. But meanwhile, on the earth, those who, as the strongest, the toughest, had remained behind were developing. And their evolution consisted in clothing themselves more and more with earthly matter, so that there below on the earth, what we now have during the day as our physical and etheric bodies was being prepared. It was in order that these etheric and physical bodies should be able to play their part in every phase of earth development that some souls were preserved on the earth. By that means the etheric and physical bodies which were in course of preparation were propagated even while the moon forces were still united with the earth. If we bring before our souls a true picture of the state of things after the withdrawal of the sun, we have to say that for the most part what is of a soul-spiritual nature in man is on the neighbouring planets in the circumference of the earth. The sun had already departed, but if at that time a man had been able to stand upon the earth, he would have seen dense formations of misty, smoky and steaming cloud upon its surface. No trace of sun was to be seen. The sun with its forces was far away, and only little by little began to take effect on earth by causing this volume of smoky mist gradually to lighten, and to assume in the circumference of the earth the form which the development of humanity needed. And if a man had been able to look upon evolution from without, he would have seen that it was only very gradually that the fog and the smoke lifted and that the forces of the sun began, not only to act through the dark envelope of smoke, but truly to make themselves perceptible. Or let us say that we are coming to the fourth “day” of creation, and getting near to the event we call the separation of the moon. Had a man been living on the earth at that time, he would have seen the rays of the sun piercing through the masses of smoke and steam. And while this was happening the earth gradually came into a state favourable to human incarnation, a state in which human beings could once more live. From the physical descendants of those who had remained with the earth throughout, bodies could now be produced for the soul-spirits who were returning from the periphery of the earth. Thus we have two kinds of propagation. What later became the human physical and etheric body derives from those who remained on earth. The soul-spiritual element comes into it from the periphery. To begin with this approach from the neighbourhood of the planets was a spiritual influx. At the moment when the sun had penetrated the clouds of steam and smoke, after the moon had left it, the desire awoke in the soul-spirits of the neighbouring planets to come down again into this earthly region. When from the earth the sun became visible on the one hand and the moon on the other, the urge to descend to the earth grew more pressing in these souls. That is the reality lying behind the words used in describing the fourth “day” of creation: And God made two great lights; the greater light to rule the day, and the lesser light to rule the night: he made the stars also. For by the stars are meant the planets surrounding the earth. Thus the deed which brought about a kind of balance was produced on the one hand by the sun and on the other by the moon, and at the same time the human souls who wanted to incarnate on the earth prepared for their descent. This places the fourth “day” of creation at a point in the Lemurian age, after the exit of the moon, when those conditions come about which you find described in my Occult Science, and which you can summarise in the words: “The human soul-spirits are pressing back to earth again.” But now we must turn our attention for a little to the accompanying spiritual conditions. What we have just been considering is what afterwards became physical. We must become ever clearer that always behind the coarser lies a finer, and behind the physical lies a spiritual. With the exit of the sun the Elohim withdrew, transferring their scene of action to the exterior, so that they could work towards the earth from the periphery. But not all of them went. A part of the Elohim remained united with the earth, even while the earth still had the moon forces within it. And that part of the spiritual forces of the Elohim which remained united with the earth is in a certain way connected with all the good effects of the moon forces. For we must speak of good moon influences too. After the separation of the sun, everything on earth, human beings especially, would have been constrained towards a state of mummification, a hardened, woody condition. The human being would have been lost to the earth. The earth would have become a desert waste if it had retained the moon forces within its body. Within the earth the moon forces could never have been beneficial. Why was it that they had nevertheless to remain along with the earth for a time? Because humanity had to endure every phase of the earth's condition, because its toughest representatives had to survive the moon-densification. But then, after the moon had left the earth, its forces, which otherwise would have led to the death of the earth, became beneficial. After the withdrawal of the moon forces everything revived again, so that even weaker souls were able to descend and incarnate in human bodies. Thus by becoming her neighbour, the moon became earth's benefactor—which from within the earth it never could have been. The Beings who guided this whole series of events are the great benefactors of man. Who were they? They were the very Beings who had just united themselves with the moon, who then wrested the moon from the earth, in order to guide men further in earth evolution. We know from the Genesis account that the leading Guiding Powers were the Elohim. And the forces which brought about the mighty event of the moon's withdrawal and thereby enabled man to assume his proper nature were none other than the very forces which brought about the cosmic advancement of the Elohim to Jahve-Elohim. Part of the Elohim forces remained united with the moon and then withdrew it from our earth. Thus Jahve-Elohim is intimately bound up with what we find in creation as the body of the moon. Now let us picture to ourselves more closely what all this really signified for man in his earthly incarnation. If man had remained tied to an earth which had the sun within it, then he would have become a mere cipher, fettered to the Elohim; he would not have been able to sever himself, and attain to independent being. But because the Elohim withdrew with the sun, man was enabled to remain with the earth and to preserve his own soul-spiritual life. If it had stopped there, however, man would have become hardened, he would have met his death. Why had man to come into a condition which provided even the possibility of his death? In order that he might become free, in order that he might cut himself off from the Elohim, in order that he might become an independent being. In the moon element man has something within him which really leads to decay, to death, and he would have received too big a dose of this element, had the moon not withdrawn. But you see how it all follows that it is this moon element which, as cosmic substance, is closely connected with human independence. Present conditions on earth were brought about after the separation of the moon. The influence of the moon is thus not so strong now as it once was. But as far as the foundations of his physical and etheric bodies are concerned, man lived through the moon period too, he lived through the time when the earth was united with the moon, and therefore he has within him something of what is up there on the moon. He has preserved it in his physical and etheric bodies ever since. Thus man has the moon element within him. The earth could not have supported this moon element within it, but man has it in a certain way within him. Thus he has the disposition to be something other than a mere earth being. As men we have the earth under us; the moon had to be cast out of the earth, but not until the right dose of its nature had been injected into man himself. The earth contains no trace of moon in it; it is we who bear that within ourselves. What would have become of the earth if the moon had not been wrested from it? Look at the moon for once with rather different eyes. The whole constitution of its matter is different from that of the earth. The astro-physicist speaking from the material aspect says that the moon has no air, scarcely any water, which means that it is far denser than the earth. It therefore contains forces which would lead the earth beyond the degree of hardness which earth actually has. These moon forces would make the earth physically harder, more fissured. To get a picture of what the earth would become if the moon forces were still in it, think of a very wet, muddy road becoming dustier and dustier as the water in it evaporates. You can see the whole process happening when after a fall of rain the mud in the street gradually turns to dust. Something like that would have happened to the earth if the moon forces had remained within it—it would have cracked and crumbled into lumps of dust. Something like that will happen to the earth one day, when it has fulfilled its task—it will crumble into cosmic dust. Earthly matter will be dissolved in cosmic space as cosmic dust when man has passed through his evolution upon it. Thus we can say that the earth would have become dust, it had the tendency to become dust, to crumble into particles of dust. It has only been saved from doing so already by the withdrawal of the moon. But in man something has remained of this disposition towards dust. Through all the circumstances which I have described to you man receives into his being something of moony earth-dust. Those Beings connected with the moon have actually introduced into the human bodily nature something not derived from the earth which we have in our environment since the withdrawal of the moon; there has been imprinted into the human body something of the moon-earth-dust. But since Jahve-Elohim is united with this moon-nature, it means that it is Jahve-Elohim who has imprinted this moon-earth-dust into the human body. So there must have been a point in the course of earth evolution when it would be correct to say that in the cosmic progress of the Elohim Jahve-Elohim imprinted into the human body the earth-dust, the moon-earth-dust. These are the depths beneath that passage in the Bible which says that Jahve-Elohim formed man of the dust of the earth. For that is what it says. None of the translations which convey that Jahve-Elohim formed man out of “a clod of earth” make any sense. Jahve-Elohim imprinted into man the earth-dust. [The English Authorised Version says: And the Lord God formed man of the dust of the ground.] Not a few of the startling discoveries we have already made have filled us with awestruck veneration in face of the revelations uttered in the Bible by the ancient seers and rediscovered in our own day be spiritual scientific research. But here, in the words “And Jahve-Elohim imprinted in man's bodily nature the moon-earth-dust,” the tale told by the clairvoyant authors of the Genesis narrative may well inspire in us a sensation of almost overwhelming reverence. And if those ancient seers were aware how the tidings which made them vocal came to them out of the realm wherein the Elohim, and Jahve-Elohim, were active—if they knew themselves to be receiving their wisdom from the very region of the World-creators—then they could say: “There is streaming into us as knowledge, as wisdom, as intelligence, the very Same that once worked within those Beings, giving shape to the earth itself in the beginning.” Therefore we can look up in holy awe to those ancient seers, who themselves looked up into the regions whence their inspiration descended, into the realm of the Elohim and of Jahve-Elohim. By what name could they have called those Beings, who underpinned alike the creation itself and their own knowledge of it? What sort of word could they have had for them—unless it were one which filled their whole hearts in the moment of receiving this revelation of the world-creative powers? Looking up to these, they said to themselves: “Our revelation flows down into us from divine-spiritual Beings. We can find no word for those Beings, save only that one which expresses the holy awe we feel. ‘They that beget the holy awe we feel.’” If we translate that into ancient Hebrew how does it run? “They that beget the holy awe we feel”—it has the ring of Elohim—the Hebrew word for those before whom man feels a holy awe. And in such a way we may approach the link which is to be found between the feelings and perceptions of the ancient seers and the name of those Beings to whom they attributed the creation and also their own power of revealing the creation. |
102. The Influence of Spiritual Beings on Man: Lecture V
16 Mar 1908, Berlin Tr. Unknown Rudolf Steiner |
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If you compare this with our earlier studies, you will see that what is active last was always there first; for that which pressed into matter as “Word” was there the first of all. That which has given man his ego was there at the very beginning. If you try clearly to understand what has been said today you can also very readily find the facts again in the first sentences of St. |
102. The Influence of Spiritual Beings on Man: Lecture V
16 Mar 1908, Berlin Tr. Unknown Rudolf Steiner |
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In the last lecture we spoke in broad outline of the development of the human being in connection with the evolution of the cosmos. One can look at such things from most varied points of view. For when we let our spiritual gaze sweep back into the primeval past, then a no less rich manifoldness of events is presented to us than in our immediate present, and one must not think that when one has characterized phases of evolution with a few concepts and ideas that one has fully grasped the matter or presented it completely. It is necessary to characterize these past ages too, and up to our present day, from the most varied aspects. We then become increasingly clear about them, but must not let ourselves be misled by what appear here and there to be contradictions. Such apparent contradictions arise from the fact that even to spiritual vision a matter can be seen from very varied aspects. One can walk round a tree, for instance, and make a picture of it from many sides. Each picture is true and there may be a hundred of them. This is naturally only a comparison, but in a certain respect it is perfectly right for the ages of earthly evolution to be considered too from many different aspects. Today we will consider the evolution of our Earth in connection with the evolution of mankind from a different point of view, and will pay special attention to the human being himself. We will describe the processes which are presented in what we call the Akashic Record when we look back in spiritual vision to the past. We have often related that our Earth before it became “Earth” went through a series of embodiments. First came the Saturn period, the Sun period, the Moon period, and only then our actual Earth period. If we quite briefly look back to the time of ancient Saturn we remember that of the elements and bodily conditions which we find on the earth today, of the solid or earthy, the fluid or watery, the airy and the fiery, only warmth, fire, was present on ancient Saturn. We have the true picture of the first embodiment of the Earth if we realize the following: Saturn had nothing in it of the gaseous, the watery, nor of the earthy constituents. If you could have visited ancient Saturn, that is to say, supposing you could have been a modern human being at that time—as you neared old Saturn you would have found nothing of hardened, or watery, or any other substance, but a globe consisting purely of warmth; you would have gone into a sort of baking oven. You would have felt that you came into a different region of warmth. Thus old Saturn consisted purely of fire or warmth. On the Sun, which was the second embodiment of our Earth, the warmth had already reached such a densification that we can speak of a gaseous or airy condition. The Moon condition showed a watery stage of our substances in its earlier period, and I have already told you how the Sun-substance went out of the old Moon and how then there suddenly came about a powerful densification of all Moon-beings. The chief thing for us today is to be clearly conscious that at every later stage of evolution the earlier must in a certain way be recapitulated. So when we look back at the evolution of our Earth itself we have at the beginning a kind of Saturn stage, a repetition of the Saturn stage. Then we have a kind of Sun evolution, a repetition of the Sun stage, then a kind of Moon evolution, a repetition of the Moon stage, and only then really began the present embodiment of our Earth evolution. As our Earth came out of the Pralaya, the twilight condition which it passed through after being Moon, our Earth too was again only a ball of fire. I have given you a description of how the other planets had loosed themselves. Let us first hold fast to the fact that the Earth was purely a fiery ball containing nothing but warmth substance. Within this warmth ball of fire the human being was potentially already in existence. As the first rudiment of man was present on Saturn, so now in the recapitulation of the Saturn condition on the Earth, again man was present. There was no other kingdom. Man is the first-born of the Earth condition. At the beginning of our earthly evolution there was no plant kingdom, no animal kingdom, no mineral kingdom. Our Earth at the beginning of its evolution was in fact composed only of human bodies. What then is the difference between the old Saturn condition and its recapitulation on Earth? There is a considerable difference, for the human bodies which then came forth, as fresh plants develop from seeds, had passed through the three earlier stages of evolution. Their formation was essentially more diverse, more complex, for all the forces which were at work in Saturn were present in this first Earth condition. Within it too were the old Sun and old Moon. They united at the beginning of Earth evolution forming again a single body, the forces of Saturn, Sun and Moon worked in it together. And so this first humanity at the beginning of Earth evolution was much more complex than the human being of Saturn. In Saturn all was undifferentiated—everything then was Saturn man. Now in the newly-arisen Earth, Saturn, Sun, and Moon worked together. Man arose in his first rudiments, although these rudiments were very complex. When the Earth emerged and lifted itself, so to speak, out of the darkness of cosmic space, it was a space glowing with inner warmth, and living within it were the first forms of mankind as warmth-beings. When with clairvoyant sight you look back at what actually existed of man at that time you find at first these original human rudiments as if the whole warmth sphere had many, many currents in it. These currents go towards the surface of the newly-arisen Earth, sink into the surface, and form there masses warmer than the surroundings. The human being was distinct from the environment simply through the fact that one felt that certain spaces were warmer. It may be clearer for you to realize to what extent man was then in existence, if I record which of the human organs had been formed in its first rudiments at that time. Think of a new-born child which still has a quite soft place on the top of the head. Imagine this place quite open, and imagine a warmth-current coming from outside into this opening. Think of the warmth-current not densely material in blood-streams, but in streams of force going down and forming a kind of centre where your own heart is and taking its course in separate arteries—not blood arteries, but force-arteries. There you have the first rudiments of warmth-man. Later on, in the progress of evolution, the human heart with its blood vessels arose from this rudimentary warmth-man. The blood circulation has arisen from it, and the organ which existed for a long time in man's evolution and which later disappeared was a shining warmth-organ, though in its first rudiments. Much later in earthly evolution the human being still had such an organ. At the place still remaining soft in the head of an infant a kind of warmth-organ projected from man when as yet he was unable to see his surroundings. When he was still a sea-being and could not perceive in our present way, when he still swam about in the sea, he had to know of the temperature conditions, whether he might move to-wards a certain direction or not. He was made aware by this lantern-like organ whether he might go here or there. Man possessed this organ right into the third epoch, the Lemurian Age. I once told you that the legend of the Cyclops—the human being with the one eye—went back to this stage. It was no real eye and to describe it as an eye is not correct. It was a sort of warmth-organ which indicated the directions which might be taken. So we should have something like a goblet-shaped organ spreading out downwards to the first rudiments of the heart, and surrounded by something like prehensile arms, while up above one would have a sort of blood-organ. This was the appearance of the organ in the earliest periods. Now in the course of the evolution of the Earth some-thing very important entered. Matter, substance, became differentiated. The homogeneous warmth-matter was differentiated in such a way that air-matter arose while a part of the earlier warmth-matter remained. And here you must be aware of a law: you must be quite clear about it if you wish to consider these human beginnings in the course of evolution: Wherever the warmth-matter densifies to air, then at the same time light arises.—Warmth-matter is still dark, not permeated by light. But when a portion of the warmth in such a cosmic sphere condenses to gas or air, then a portion of this matter can let light come through. And so it was. Now we have the Earth in the second stage of its evolution. (All other aspects go parallel with it.) We have now an Earth which consisted partly of warmth, partly of air, and shining inwardly. And all that takes place is expressed at the same time in the development of man. What was formerly merely a rudimentary warmth-organ now began actually to shine. The human being was like a kind of lantern, he shone. One need not find this particularly marvellous, it is no longer anything extraordinary. A few centuries ago one would have been amazed to hear of luminous beings, but there is no cause for amazement today. Natural science knows that down in the ocean depths, where it is impossible for a ray of light to penetrate, there are beings which shine, shedding their own light. And thus at that time the human being began to radiate light. Now something extremely peculiar came about on this human formation, the rudiments were added for making use of the surrounding air. This was further developed later and the beginnings of a breathing process were formed. Thus we see a sort of breathing process added to the previous warmth process. It is important to be clear that with the deposit of air in the Earth the breathing process appeared, and that this in fact was the addition of air to the warmth-matter, permeating the warmth with little bubbles of air. This, however, is connected with something else, the effect of the light is there too and is manifested in the first beginnings of a nerve-system, an inner nerve-system. Not indeed a physical nerve-system, it is more a case of lines of force which have developed to densification. You must think of the whole as airy and only very fine air-currents can be there as lines of force. Thus we have now a rudimentary human being which in all fineness was still etherically a being of warmth and air and in which the first signs of a nervous system were shown. That was the stage of our earthly evolution when the Sun was still in the Earth. Imagine how this cosmic body appeared in universal space. Imagine that someone looked across at this cosmic body from outside. All the beings which we have just described as the human beings radiated an individual light, and this light became the total light that shone out into the uni-verse. If you could have examined the Saturn-condition you would have found that you could approach without seeing it; it could only be perceived through its warmth. But now you have to do with a Sun-body, inwardly warmed but sending its light out into space. Now gradually came the time which I have described to you as the departure of the sun. All the higher beings who were connected with the sun and who gave the human beings the capacities of which we have just spoken, detached themselves, together with the finer substances. The sun went out. It no longer shone and spread out light, it went out of the earth. So then we have a cosmic body which consisted of earth and moon, for the present moon was at that time still in the earth. And something very remarkable came about. Since all the finer forces had gone out with the sun, a very rapid—relatively rapid—densification resulted. What were earlier only lines of force took on a thicker form. And as the finer substances went away we see how the gaseous condition condensed to water. The whole body now consisted not only of fire and air but of water, too. The force of illumination had gone out with the departing sun and there was again darkness on the earth; the beings had kept for themselves inwardly only a portion of the light-force. This was an interesting stage of humanity's evolution. I. have shown that the light laid the foundation of the nervous system. The nervous system is a creation of the light. In all your nerves you have the original streaming-in of the light. Now the light, the sun, went out into cosmic space and substance therefore densified very rapidly. It was not yet the same as the nerve-substance of today, but it was denser than before, it was no longer a fine etheric substance. And the important thing was this: formerly it shone out-wards, now it became luminous inwardly. That means that man's first nerve-system had the power of creating inner light-pictures, visions; clairvoyant consciousness arose. Thus the sun went out of the earth, left the earth without light, but the beings created an inner light. Formerly they had shone out to the light that shone towards them; now they had lost the power of shining. The earth was no longer sun; but their inner consciousness was illumined as today in sleep you illumine your consciousness with the whole world of dreams. This inner shining consciousness, however, was at that time infinitely more significant, more living. And now we come again to an important matter. Just as light had arisen when the air arose, so now with the densification of air to water there likewise appeared a counterpart. As air is related to light, so is water related to sound, tone. Sound can of course pass through air, it sets the air vibrating and in that way it becomes audible. On the earth, however, sound arose—sound as such—side by side with the forming of water. And exactly as the action of light streamed through the air, so now the whole of the water to which the air had condensed was vibrated through and through by the currents of tone. The earth consisted then of warmth, air, water. The parts of the earth which had become fluid were in particular permeated by sphere-harmonies, by tones which streamed into the earth from the universe in every possible harmony. The result of this action of sound in the water-element was a very, very important one. You must picture to your-selves that in this original water, this fluid-earthly water, were contained all those substances which exist separately today as metals, minerals, and so on. It is extremely interesting to look back with spiritual vision to this ancient time and see how most varied shapes were formed. Tone created forms in the water. It was a quite amazing period of our earth's evolution. Something took place then on the grandest scale similar to what happens when you strew fine sand on a metal plate and stroke the plate with a violin bow. The Chladni sound-figures are formed and you know of course what regularly-shaped figures and formations appear. Thus the instreaming music from cosmic space gives rise to most manifold forms and figures, and the substances dissolved in the water which were them-selves watery, they listened to the cosmic music and arranged themselves in conformity to it. The most important formation of the dance of the substances to cosmic music is albumen, protoplasm, the foundation of all living growth. Materialists may think as they will of the mechanical construction of albumen from oxygen, nitrogen, carbon, and so on; the original protoplasm was formed of cosmic substance that had been formed from the harmonies of cosmic music. And thus the substances in the living were organized according to the world-music. The albuminous substance, protoplasm, now surrounded and entered into the fine structures, penetrating everything. The water, congealed to albumen according to cosmic tone, took its course along the lines which I described as lines of warmth and gradually passed over into blood formation. The congealed water established itself as albumen in the lines of the nerves. And in the first place the albumen formed a kind of sheath, cartilaginous gluten, one might say, as a protection from outside. All this actually took form from the dance of substances to the music of the spheres. This was all in existence before there was a single cell. The cell is not the origin of the organism, but what I have just described. The origin of the organism is spirit, first existing as warmth, then indicated more in lines of force, then what arose from the sphere-harmonies through the arrangement of substances, depositing itself in these lines of force, and only relatively later as the final formation the cell arose. The cell as the last excretion had to be born from a living creature. Organisms have never formed themselves out of cells, but the cell has first formed itself from the living. The anatomical is always a sequel of combination. We have all this at the beginning of the condition of the earth when it still contained the moon after the departure of the sun. But as long as the moon remained in the earth there was an increasing hardening of the albuminous formation, and the state that I have described to you as mummifying would have resulted if the coarsest substances and beings had not left the earth. The last developed portion of the human creature at that time were the nerves that went to the sense organs. But the sense organs had not yet opened. They had been formed from within outwards but as yet they were not open. And now the moon went out together with the coarsest substances. The consequence was that the human being could then gradually pass over to a higher condition. His senses were opened, the two heavenly bodies were now outside and could hold a mutual balance. Whereas they built up man as long as they were united with the earth, they now worked in from out-side; they opened his senses and made him a seeing, hearing being as he appears to us today. The departure of the moon was practically in the middle of the ancient Lemurian Age. We then have a human being who had not yet opened his sense-organs but who had a powerful gift of clairvoyance. I have already described how he could fill his consciousness with most varied color and warmth phenomena from within, all of which had real worth and significance, yet he could not perceive the objects in space. That only began after the moon had left the earth. If you consider this brief sketch which I have given you of the ancient earth-evolution you will see that present man actually took his starting point as earthly being from the heart outwards. The heart was of course not such an organ as it is today; that only developed much later, but the rudiments of the heart proceeded from the fire-element. Then were added the breathing system born of the air, the nerve-system born of the light. Then came the protoplasmic material which inserted itself into the organs and formed the whole to living matter through the cosmic tones congealing the fluid substances. In the final period, when the moon substance was still present in the earth, densification to the condition of earthy solidness came about. It was actually only shortly before the departure of the moon that what today we call the mineral kingdom arose, that is, the earth element out of the fluid element. Albumen is in fact a state midway between the solid and the fluid. But the earthy, the solid, actually arose only in the latest period. Why was that? It arose because under the influence of densification—for everything was involved in a continuous process of condensation—the elements themselves had become more and more material. Think for a moment of the beginning of Earth-evolution. What did the warmth-matter do there? It gave you for your bodily nature that which now pulsates in your blood. You must not think that when we speak of the earliest warmth condition of the Earth we are speaking of such a warmth as arises when you strike a match. That is mineral-fire and mineral-warmth. We are speaking of the fire and warmth that pulsates in your blood; that is living warmth. In fact there is not only the mineral warmth that arises externally in space, but there is a very different one, a living warmth which you have in yourselves. That was present at the beginning of the Earth and from it were formed the first rudiments of man. But even this living warmth gradually became lifeless with the continuous densification. That was connected with the densifying process which came about when the sun went out and the moon was united with the earth. The mineral warmth first appeared as the process of combustion. Here we come to something important which I ask you particularly to note. It is true that at the beginning we can talk of a condition of fire, of warmth, but we cannot speak actually of combustion. That would not be correct. We should speak only of what we feel pulsing warmly in our own blood. The warmth that comes from an external mineral combustion appeared only when the sun had gone out and the earth was alone with the moon. And through the combustion process, formerly not there at all, a substance was separated off within the earth-mass which is described in occultism as “ash.” When you burn something it gives rise to ash. The ash embedded itself in the structure of the earth when earth and moon were united. Evolution had now got so far that through the cosmic tone which pressed in and brought the substances to dance, the protoplasmic masses inserted themselves. There were beings where fine protoplasmic substances had earlier become organized along the lines of force, this protoplasm being similar in outer formation to the formation of the present albumen. There were also denser substances which acted as a protection, surrounding the beings like a sort of glutinous sheath. What is lacking in these beings? The hard bone substance! If I may express myself popularly, everything was still more of a glutinous mass, and anything of a mineral nature was entirely absent from them up to the time I have now described to you. Now you must think how different these beings were. You have nothing in your physical body today that is not permeated by mineral substance. The human body as it is today has arisen only relatively late. It consists not only of bones but of muscles and blood, mineral substance has embedded itself in everything. Think the mineral substance away, think of the whole Earth and its beings as yet without mineral substance—and then by a combustion process the deposit of ash, ash of the most varied mineral substances. In the human beings, therefore, which up to then had in fact only arrived at a glutinous density, ash constituents became embedded in every direction. And the beings absorbed the ash as formerly they had taken up the albumen and organized themselves in their own way—took up the mineral element from the dense bones to the fluid blood. You can easily form an idea of what was embedded—all that remains behind as ash when the body is burnt or decays. What actually remains behind as ash is what originated the last of all. Everything in you that does not remain behind as ash was there previously; it stored up the ash in itself. One who observantly regards the ash derived from a moldering corpse must say to himself: that is the mineral substance in me, which was last of all absorbed by what existed previously. Thus the mineral arose last in the course of the earth's development and the other kingdoms stored it up in themselves, having previously consisted entirely of other substances. We can ask what was the reason of this incorporation of the ash. We carry ash within us the whole time, only it is distributed and is left behind when our corpse is burnt or decays. How did the ash press into the lines which were filled by albuminous substance? We have seen that originally there was fire and the rudiments of the heart were formed from it. Then the rudimentary stage of breathing was produced by the air, light entered and formed the rudiments of the nerves. Then came sound and produced the living substance by causing the materials to dance. But what caused the ash-element, the mineral, to stream into this substance? What pressed ash into the human bodies was now henceforth thought, which made the sound, the tone, into the word. Even in Atlantean times, when everything was immersed in mist, what the human being spoke was not the only articulated language, but man understood the speech of the rustling trees, the rippling springs and founts. All that today is articulated language and all that was expressed in it, formed the dance; tone, the musical element in it, formed the materials into living substance. The sense, the significance, of the word pressed into this living substance the ash that formed out of the combustion process. And to the degree in which the bony system gradually condensed towards the end of the Atlantean Age man was penetrated by thoughts, by self-consciousness. His intellect dawned and he became increasingly a self-conscious being. The things that exist in us are created from outside: First, the rudiments which develop into the human heart; second, our nervous system with the rudiments of breathing; third, the glandular organs, arising out of the living; fourth, the bony structure, permeated by ash; finally, man becomes a self-conscious being. Such was the course of evolution within our own Earth-embodiment, and we have now arrived in our description nearly at the end of the Atlantean time. If you compare this with our earlier studies, you will see that what is active last was always there first; for that which pressed into matter as “Word” was there the first of all. That which has given man his ego was there at the very beginning. If you try clearly to understand what has been said today you can also very readily find the facts again in the first sentences of St. John's Gospel. In one of our next lectures we must show how our studies which have swept out into cosmic space are beautifully presented in the Gospel of St. John and also in the first sentences of Genesis. All these things are regained for us when we consider the course of evolution. One thing, however, will plainly emerge: When we look at the facts, our human evolution is seen to be very different from what materialistic fantasy imagines. Materialists think that man has been produced from coarse matter and that his spiritual faculties have been developed out of it. You see now that the actual mission of earthly evolution, that in which Love comes to expression in man, was laid down first in what we possessed as warmth organ, which emerged the first of all. Before anything organic, Spirit was there in the form of lines of force, then came the incorporation of the organic under the wonder-working of world music. Then only was the whole impregnated with mineral substance, solid matter, through the Word or thought. The densest arises the latest. Man develops out of the Spirit, and this is seen too if we study the course of earthly evolution. Man has his origin and primal state—as every genuine study of the universe has always shown—not in matter but in Spirit. Matter embedded itself in the human being later than the spiritual forces, and this becomes increasingly clear from what we have been studying. |
120. Manifestations of Karma: Karmic Effects Of Our Experiences As Men and Women. Death and Birth In Relationship to Karma
26 May 1910, Hanover Tr. Unknown Rudolf Steiner |
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Thus we may compare the generic soul to the human Ego. It knows neither birth nor death; it is continually aware of what takes place before birth, and it sees continually what follows death. |
120. Manifestations of Karma: Karmic Effects Of Our Experiences As Men and Women. Death and Birth In Relationship to Karma
26 May 1910, Hanover Tr. Unknown Rudolf Steiner |
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As I have several times pointed out, the great karmic laws can be here only briefly referred to, so that your interest in this almost infinite domain shall be stirred. If you reflect upon all that has been said within the last days, you will no longer be astonished at the idea that man is urged to seek in the external world for compensating effects of karmic causes which he himself has incorporated within his organism. He may, for instance, be driven to a place where he will encounter an infection which will offer him the compensation sought for, or he may even be driven by this need for compensation to what might be termed a ‘fatal accident.’ How does it affect the karmic course, if through some kind of measures we are able to prevent the person from seeking this adjustment? Let us suppose that by certain hygienic measures we render impossible certain causes, certain maladies towards which the karma of a person draws him. We have already shown that the taking of such measures in no wise rests with him. We have seen, for instance, that in a certain period a need for cleanliness is felt simply because this inclination that had disappeared in earlier periods, reappears by its reversed repetition in evolution. From this we see that it is in accordance with the great laws of human karma that we at definite periods adopt this or that measure. But it is easy to understand why such measures were not invented before our epoch, for humanity in an earlier epoch was in need of such epidemics from which the world is now delivered by these measures. With regard to the great plans of life, human evolution is subject to definite laws, and we are not in a position to adopt such measures until they will be of significance and utility for the whole of human evolution. For these measures do not spring from the fully conscious life, from the rational life, between birth and death, but they spring rather from the general mind of humanity, so we need only remember that when mankind is ripe for it, and not before, these inventions or discoveries will make their appearance. A brief summary of the history of human evolution upon earth may prove useful. Let us not forget that our ancestors—that is to say our own souls—dwelt upon the Atlantean continent in bodies quite different from the present human body. This continent was then submerged and it was only after a definite period that the inhabitants upon the one half of the earth which had emerged were brought into contact with these of the other half. It is only recently that the peoples of Europe have been able again to reach those territories that had emerged on the other side of the submerged Atlantean continent. Indeed, such matters are ordered by great laws. The discovery of one thing or another, the adoption of measures which make it possible to intervene in the realm of karma—these things are not dependent upon the caprice or the will of mankind, but they arrive when they are due to arrive. But notwithstanding, we can influence a person's karma by removing certain causes which would otherwise have existed, and which would have come to him as a karmic fulfilment. This ‘influencing’ does not mean that we have removed it, but merely that we have changed its direction. Let us suppose that a certain number of people are impelled by karma to seek for certain conditions which would represent to them a karmic compensation. Through hygienic measures these conditions have been removed and can no longer be met. These beings, however, will not be liberated from the karmic effect evoked by their inner being, but rather are they urged to seek other effects. Man cannot escape his karma. Through such measures he is not freed from that which he would otherwise have sought. From this we may conclude that if the karmic reparation is escaped in one direction, it will have to be sought in another. When we abolish certain influences, we merely create the necessity of seeking other opportunities and influences. Let us assume that many epidemics and diseases can be traced to the fact that victims are seeking to remove what they have karmically fostered within themselves. This is the case, for instance, with smallpox which is the organ of uncharitableness. Although we may be in a position to remove the possibility of this disease, still the cause of uncharitableness would remain, and the souls in question would then be forced to seek another way for karmic compensation either in this or in another incarnation. The following will help us to understand what actually takes place. It is a fact that, at the present time, many influences and causes are removed which would otherwise have been sought for as adjustment for certain karmic matters with which mankind had burdened itself in earlier periods. But, in removing these influences we only remove the possibility of man's succumbing to their external effects. We make his external life more pleasant, and also more healthy, but what he would otherwise have sought as a karmic adjustment in the corresponding disease, will now have to be sought in another direction. People who to-day are saved in regard to health, are at the same time condemned to seek a karmic adjustment in another way. If life to-day is healthier and more agreeable, the soul receives an influence in the opposite sense. Little by little it discovers a certain emptiness—or frustration. If this state of things continued in such a way that the external life became ever more pleasant and healthy, in the materialistic sense of these words, then such souls would have but little inducement to inner progress and there would result an emptiness of the soul. This can be observed even today by anyone who examines life more closely. There has been hardly a single epoch in which so many people have had such pleasant external conditions as is the case today and yet go about with such stagnant and empty souls. That is why such people rush from sensation to sensation. When means permit, they travel from town to town in order to see something, or if they are forced to remain in the same town, they rush night after night from pleasure to pleasure. Yet for all this the soul remains empty, realises the void, and in the end does not know what to seek in the world to fill it. In a life spent in external and physically pleasant conditions the tendency towards materialism is specially marked. Thus souls become increasingly diseased as external life is rendered more healthy. Least of all should an anthroposophist complain at this because anthroposophy teaches us a true understanding of these matters, and thus gives us knowledge as to where the compensation may be sought. Souls can remain empty only to a certain stage; then through their own elasticity, they rush on to the opposite direction. They seek for something akin to their own souls, and they will then see how greatly they stand in need of an anthroposophical world conception. We see from this how the results of a materialistic conception of life may well ease external life, but creates difficulties in our inner life, leading us finally from the depths of sufferings to seek spiritual truths. The spiritual world conception as it is today presented by Spiritual Science, thus addresses itself to those souls who cannot find satisfaction through impressions with which the external world can provide them. Souls will continue in their search, and seek ever again for new impressions until their elasticity will act so strongly in the other direction, that they will feel themselves again drawn to a spiritual life. Thus there exists a relationship between hygiene and the future hopes of the world conception of Spiritual Science. Even today this can be observed in a small way. Today there exist people who add to other superficialities a new superficiality, namely, an interest in the anthroposophical world conception and who take up the anthroposophical world conception as a new sensation. It is inevitable that what is of profound inner significance also appears as fashion, as sensation, and this tendency can be traced in every current of human evolution. But those souls who are truly ripe for anthroposophy are those who fail to find satisfaction from external sensations, and who realise that external science in spite of all its explanations cannot explain certain facts. These are the souls who through their general karma are so prepared that they become united to anthroposophy with the innermost members of their soul life. Spiritual Science forms part of mankind's general karma, and as such will take its place there. It is thus that we can give an orientation to human karma, but to the extent to which it is the effect of past actions we cannot prevent the reaction upon the individual souls. In some way it comes home. We can show how logical is the working out of karma in the world, by considering karma where its activity is still independent of morality—where we see it manifest in the universe, without concerning itself with the moral impulses emanating from the soul of man and leading him to moral or immoral deeds. We shall set before ourselves an aspect of karma in which morality plays no part, but in which something neutral appears as karmic link. Let us suppose that a woman lives in a certain incarnation. It cannot be denied that this woman, by reason of her sex, will undergo experiences which differ from those of a man, and that these are not merely dependent on her inner soul life, but for the most part they are connected with external happenings, with circumstances in which she will find herself simply because she is a woman, and which will again react upon the whole of the condition and disposition of her soul. We see, therefore, that certain deeds of woman are most intimately connected with the fact of her womanhood. Only in the realm of spiritual companionship is there any equality between man and woman. The further we penetrate into the purely spiritual and into the outer aspect of the human being, the more is accentuated the difference between man and woman in relation to their lives. We can say that woman differs from man also in certain qualities of the soul, and that she inclines more towards those impulses which must be termed emotional. For this reason we find that psychic experiences come to her more easily than to man. Intellectuality and materialism are, on the contrary, more natural to man's life, and these strongly influence the soul life. So the psychic and emotional predominate in woman and the intellectual and materialistic in man. Thus it is that there are certain shadings in woman's soul life by virtue of her womanhood. It has already been described how the qualities we experience in our souls force their way between death and a new birth into our next bodily organism. That which is psychically and emotionally the strongest and that which in the life between birth and death penetrates most deeply into the soul, will have a greater tendency to enter more profoundly into the organism, and to impregnate it far more intensively. And because woman absorbs psychical and emotional impressions, she also receives the experiences of life into the profounder depths of the soul. Man may have richer and also more scientific experiences, but they do not penetrate his soul life as deeply as do those of woman. The whole of the world of her experiences is deeply graven into a woman's soul. Therefore those experiences will have a stronger tendency to affect the organism, to modify the organism more closely in the future. Thus woman's life absorbs the tendency towards deeper intervention in the organism by means of the experiences of one incarnation, and thereby towards the formation of the organism itself in the next incarnation. A deep working into and working through the organism will bring forth a male organism. A male organism appears when the forces of the soul desire to be more deeply graven into matter. From this we see that the effect of woman's experiences in one incarnation results in a male organism in the next incarnation. Occult teaching here shows that there is a connection which lies outside the bounds of morality. For this reason occultism states ‘Man is woman's karma.’ The male organism of a later incarnation is the result of the experiences and events of a preceding female incarnation. At the risk of arousing in some of those present reflections which may possibly be uncongenial (it always happens that modern man is terrified of incarnating as woman), since these matters are facts, I must illuminate them objectively. What happens in the case of man's experiences? We shall best understand them if we base them on what has been said before. In man's organism the inner man has penetrated thoroughly into matter, and has embraced it more closely than has woman. Woman retains more spirituality. She does not penetrate so deeply into matter, but keeps her materiality more flexible. It is characteristic of woman's nature that she retains a greater degree of free spirituality, and for that reason does not penetrate so profoundly into matter, and especially keeps her brain more flexible. Therefore it is not surprising that women have a special inclination for what is new, especially in the spiritual realm. And it is not by accident, but in accordance with a profound law, that in a movement whose very nature deals with spirituality, there should be found a greater number of women than of men. Any man knows that the male brain is frequently an intractable instrument. On account of its rigidity it offers terrible resistance when one would use it for more flexible lines of thought. It refuses to follow and must be educated by all sorts of means before it can lose its rigidity. With all men this can be a personal experience. Man's nature is more condensed, more concentrated; it has been compressed more, rendered more rigid and hard by his inner being of a man; it has been made more material. A more rigid brain is first and foremost an instrument for the intellectual, rather than for the psychic. For intellectuality deals mainly with the physical plane. In this respect we might speak of a brain being frozen to a certain degree and if it is to deal with the finer channels of thought, it must first be thawed. Therefore a man will be inclined to absorb less of those experiences that are connected with the depths of his own soul life, and what he does absorb does not so deeply. We have an external proof of this in the shallowness of external science, and its comparative failure to comprehend the inner being. Although much thought is expended in a wide circumference, facts are concentrated with but little thoroughness. Let us quote an example of the superficiality of modern science: Let us suppose a young man is in a college where a rabid Darwinian is lecturing. This is how the advocate of the theory of selection will characterise certain facts: Whence does a cock derive his beautiful iridescent feathers of bluish tints? This is to be traced back to sexual, natural selection; for the cock attracts the hens by his colours, and the hens will choose those from among the cocks who possess these bluish iridescent feathers. In this way the other cocks are ignored, and the consequence is that one particular species is developed. This is progress; this is ‘natural selection’! And the student is glad to know how progressive development is brought about. Now he goes to the next hall, where physiology of the senses is dealt with. It may well happen that the student in this second hall will hear the following: Experiments have been made which show how the various colours of the spectrum affect various beings. It can be proved that of the whole colour spectrum, hens, for instance, can only see the colours ranging from green to orange, and red to ultra-red, but not those ranging from blue to violet. Now a student, if he wants to combine these two statements which really are taught to-day, is forced to regard things superficially. The whole of the theory of natural selection is based on the fact that hens perceive the variegated colours of cocks and that these colours afford them special pleasure. This is not the case, for the colours to them appear raven black. This is merely an example, but anyone willing to investigate really scientifically will encounter instances of this kind at every step. This will demonstrate that intellectuality does not penetrate very deeply into life but that it remains on the surface. I intentionally chose the more marked examples. It is not so easy to believe that intellectuality remains external and affects the inner being of man but slightly. And a materialistic mind affects the soul life even less. The consequence of this is that the being on quitting an incarnation in which he has lived but little in the soul, carries with him the tendency between birth and death to penetrate less deeply into the organism in the next incarnation. He has but little power to do this, and that is why in the next incarnation the organism is less impregnated. So comes the inclination to build up a female body in the next incarnation, and it is therefore correct when occultism says that ‘Woman is man's karma.’ In this neutral moral domain we see that what we prepare in one incarnation will be an organising force for our body in the next. And these influences intervene profoundly not only in our inner life, but also in our external experiences and deeds. Thus we must say that the fact of having man's or woman's experiences in one incarnation, in one way or another determines our external deeds in the next incarnation. Through woman's experiences we shall be disposed to form a male organism, and, conversely, through man's experiences a female organism. Only in rare cases will an incarnation in the same sex be repeated, and at most it can be repeated seven times. The rule is, however, that every male organism will in the following incarnation strive to become female, and conversely. All repugnance is of no avail, for it is not a question of our wishes in the physical world, but rather of our inclinations during the period between death and a new birth, and these are determined by much wiser reasons than a possible horror conceived during a male incarnation of reincarnating as woman. From this it is clear that our later life is karmically determined by the earlier, and also that the deeds of a later life may be thus ordered. It is important that we should learn to understand that yet another karmic connection will be essential if we are to throw light upon the important discussions of the next few days. Let us, therefore, look back upon a remote epoch of human evolution when human incarnations began upon earth. This was in the ancient Lemurian period. It was then that the luciferic influence first acted effectively upon man, and that this then evoked the ahrimanic influence. Let us try to set before our souls how this luciferic influence acted externally in human life. The fact that man reached the stage in those ancient times in which he could absorb this luciferic influence, and also permeate his astral body with the luciferic influence, had the effect that his astral body was inclined to penetrate far more deeply into the organism, into the material part of the physical body, and to do so in quite a different way. Through the luciferic influence man became more material. Had this influence not been active, the human tendency to descend into the material world would have been far weaker, and man would have remained in higher spheres of existence. Thus there came about a far stronger penetration of external and internal man, than would have been possible without the luciferic influence. This penetration was the first cause of our failure to remember the events preceding our incarnation. The birth through which we entered existence was of such a nature that we became closely united with matter, thereby effacing all memory of earlier experiences. Otherwise we should have retained the memory of our spiritual experiences before birth. Through the luciferic influence we were robbed of our memory of the preceding experiences and for this reason, we are forced during our lifetime to depend upon the external world for knowledge and experiences. It would be a grave error to believe that only the coarser substances which we absorb act upon us. Not only do victuals and nutritious forces act upon us, but also other experiences, which flow into us by way of our senses. But through coarser union with matter, victuals affect us in a different way. Suppose that there had been no luciferic influence; then everything, from victuals to the sense impressions, would have a far more refined influence upon us. Everything experienced by us as our relation to the outer world, would be permeated with what we experienced between death and a new birth. Because we have condensed matter, we are inclined to absorb what is denser. Thus the luciferic influence is taking effect in such a way that through the condensation of matter, we also attract towards us out of the external world denser matter than we should otherwise have done and the effects are far different. The less dense substances would have retained a memory of our earlier life, and would also have given us the certitude that all our experiences between birth and death will bear results for time without end. We should know that although there may be death, yet everything happening continues in its effect. Because man had to absorb dense substances, he creates from birth onward a strong reciprocal activity between his own bodily nature and the external world. What results from this reciprocity? The spiritual world is eclipsed at birth. Before man can again live in the spiritual world, his earlier condition must be restored to him. Everything of dense matter entering us from outside, will be taken from us. Because we have acquired a denser materiality, we are forced, in order to re-enter the spiritual world, to await that period where the external material body will be taken from us. Denser matter penetrating us, from our birth onward, gradually destroys our human body. That which flows in destroys the body more and more, until it has been completely destroyed, so that it can no longer exist. From the moment of our birth, due to the luciferic influence, we absorb a denser materiality and we slowly destroy our body until, at the moment of death, it has become altogether useless. From this we conclude that the luciferic influence is the karmic cause of man's death. If birth had not this character then death too would not be for man what it is. We should, but for the luciferic influence approach death with an assured prospect of what lies before us. Death is the karmic effect of birth, and birth and death are karmically connected. Without birth, as experienced by us today, death as we experience it would not exist. I have said before, that we cannot speak of karma for animals in the same sense as for human beings. Were someone to say that in the case of animals also, birth and death are karmically connected, such a person would be ignorant of the fact that the birth and death of a human being is entirely different from that of an animal. That which outwardly appears identical, differs inwardly. It is the inner experience and not the physical event which is significant in birth and death. In the case of an animal, only the generic or group soul has experiences. For the group soul the death of an animal resembles somewhat our experience at the approach of summer, when we have our hair cut shorter, which will then slowly grow again. The group soul of a species feels the death of an animal like the death of a limb which will gradually be replaced. Thus we may compare the generic soul to the human Ego. It knows neither birth nor death; it is continually aware of what takes place before birth, and it sees continually what follows death. To speak of an animal's birth and death in the same way as we speak of man's would be absurd, because they are preceded by quite different causes. And it would be a denial of the activity of the spirit, if we believed that what appears identical externally is due to identical inner causes. Identity of external events never points with certainty to identical causes. If we would consider a little how outward appearances may be identical whilst inner experiences are not so in the least, we could arrive in a methodical and logical way at the conclusion that this is so. Suppose, for instance, we arrived at a certain place at 9 o'clock, and there saw two people standing together. Later, we arrived at the same spot, and these two people were again standing in the same place. Now we might conclude: ‘A’ is still standing in the same place: ‘B’ is still standing in the same place where he stood at 9 o'clock. If we enquire, however, into what these two people have done meanwhile, we may perhaps find that the one has been standing there all the time while the other has walked a long distance, and has become tired. We are here dealing with entirely different events. And just as it would be foolish to say, if two people at a later hour are again standing at the same spot, that they must have had identical experiences, it would be equally foolish when we find two cells of the same shape to conclude from their structure an identity of their inner function. It is necessary to know the whole connection of the facts that have brought the one cell to the place in question. That is why the modern cellular physiology which sets out from an examination of the inner structure of the cells is taking the wrong course. Never can the external appearance prove the inner nature of a thing. We must make reflections of this kind if we are to comprehend conclusions arrived at by occultists through occult observation—such as the difference between birth and death in the case of man and animals or birds. The study of these matters will be possible only when we occupy ourselves with what spiritual investigation has to tell us. As long as this is not generally done, external science, which adheres to external appearances and external facts, brings to light very beautiful facts, but all the opinions people can form upon suppositions concerning such facts will never be decisive for reality. That is why all our modern theoretical science is a creation of fantasy which has come about through combinations of external facts, having regard only to their outward appearance. In many departments external facts actually impel us towards a true interpretation, but modern opinion stands in the way. Today we have allowed two neutral domains of karmic law to act upon us, and we shall see that they will be the foundation of our further discussions. We have realised that woman's organism is the karmic result of man's experiences, and man's organism the karmic result of woman's experiences; and we also have realised that death is the karmic result of birth in human life. If we try gradually to understand this, it may lead us to penetrate more profoundly into the karmic connections of human life. |