294. Practical Course for Teachers: On the Rhythm of Life and Rhythmical Repetition in Teaching
27 Aug 1919, Stuttgart Tr. Harry Collison Rudolf Steiner |
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I have even had to see Hamlet, for instance, a pure work of art, explained in terms of theosophical cant like this: “This is Manas, this is the Ego—that is the astral body. This character represents one thing—that one another.” Such explanations were particularly in favour. |
294. Practical Course for Teachers: On the Rhythm of Life and Rhythmical Repetition in Teaching
27 Aug 1919, Stuttgart Tr. Harry Collison Rudolf Steiner |
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You will not only have to be teachers and educators at the Waldorf School, but if things go well you will also have to be protagonists of the whole Waldorf School system. For, of course, you will know far more exactly what the Waldorf School really means than can be conveyed to the neighbouring or more distant outside world. But to be the true protagonists of the aims of the Waldorf School and of its aims for civilization in general you will have to be in a position to conduct your defence against prevailing opinion wherever this shows itself antagonistic or even merely demurring. Consequently, I must introduce into these pedagogical-didactic reflections a chapter which will quite naturally connect with what we have already so far analysed in our discussions on method. You know that in the sphere of educational theory, as well as other spheres, much is expected at the present time from the so-called experimental psychology. Experiments are carried out on people to determine an individual's gift for forming ideas, for memorizing, even for willing, although this can naturally only be ascertained by a detour. The will fulfils itself in sleep, and the electrical apparatus in the psychological laboratory can only indirectly discover an individual's experiences during sleep, just as these cannot be observed directly by way of experiment. Such experiments, indeed, are carried out. Do not imagine that I object to such experiments as a whole. They can be valuable as tendrils of science, as offshoots of science. All kinds of interesting things can be learnt from such experiments and I have decidedly no desire to condemn them, lock, stock, and barrel. I should like everyone who is attracted to work of this kind to have the means of acquiring such psychological laboratories and of carrying out their experiments there. But we must consider for a moment the rise of this experimental psychology in the form in which it is especially recommended by the educationist, Meumann,1 who is really one of the Herbartian school. Why is experimental psychology practised to-day? Because people have lost the gift of studying man directly. They can no longer rely on the forces which inwardly bind one man to another—or, to the child. So they try to discover by external devices, by external experiments, what should be done with the growing child. Clearly our principles and methods of teaching take a much more inward course. This is, moreover, urgent and vital for the present day and the immediate future of mankind. Granted, then, on the one hand, the urge to experimental psychology, on the other hand, as a result of this experimental psychology, we get the misconstruction of certain simple facts of life. Let me illustrate this by an example. These experimental psychologists and educationists have lately been particularly interested in what they call the process of comprehension; for instance, the process of comprehension in reading, in the reading of a given passage. In order to ascertain this process of comprehension they have tried to work with “subjects,” as they are called. If we summarize the steps taken in great detail, this is the procedure. A “subject,” a child or an adult, is given a reading passage, and the investigation is now directed as to which is the most effective method for the child, for instance, to adopt, in order to arrive at the most rapid comprehension. It is discovered that the most effective method is first to “dispose” the reader to the reading passage, that is, first to introduce the person concerned to the meaning of such a reading passage. Then, after numerous tests, the “subject” carries out what is called “passive comprehension.” After having dealt with the meaning, by making “scheme” or plan, it is supposed to be passively comprehended. For through this passive assimilation of a reading passage there should occur what is called “learning to anticipate”: repeating once more in free spiritual activity what has just been worked out in scheme or plan and then passively assimilated. And then follows, as fourth act to this drama, the filling in of all that until now has remained uncertain, that is, of all that has not penetrated completely into the life of the human spirit and soul. If you let the subject carry out, in correct succession, first the process of familiarizing himself with the meaning of a reading passage, then of passive assimilation, then of learning to anticipate, then of returning to the as yet incompletely assimilated parts, you then see that a given reading passage is most effectively grasped, read, and remembered. Do not misunderstand me: I mention this procedure because it must be mentioned in view of the fact that people talk to-day so much at cross-purposes, for they may want to imply the same thing with diametrically opposed words. Accordingly, the experimental psychologists will say: “A scrupulously faithful method like this reveals exactly what should be done in education.” But those who have a profounder understanding of the life of the whole being know that this is not the way to true education—any more than you can put together again a living beetle from its separate parts after it has been dissected. It cannot be done. Nor can it be done by trying anatomy on the human soul-activity. It is interesting, of course, and in another connection it can be extremely valuable for science, to practise anatomy on the activity of the human soul—but it does not make educators. For this reason there can proceed from this experimental psychology no new true building up of education; this can only proceed from an inner understanding of man. I had to say this for fear lest you should misunderstand me when I make a statement which will naturally cause annoyance to a supporter of modern opinion. The statement is one-sided in its way, and its one-sidedness must, of course, be counterbalanced. What do the experimental psychologists get, when they have split up into atoms like this the soul of their subject and have made a martyr of him—this process is not pleasant if it is inflicted on you—what good do they get out of it? According to them they have obtained an extraordinarily valuable result, which is constantly being impressed by italics in educational textbooks as a conclusion arrived at. This statement, translated into decent German, runs roughly like this: You can remember a reading passage better when you have understood the meaning than when you have not understood the meaning. It has been “determined by research”—to use scientific jargon—that it is useful firstly to understand the meaning of a reading passage if you want to learn it easily. And here I must make the heretical declaration that, in as far as this theory is correct, I could have known it before, for I should like to know what person with a normal human intelligence does not know for himself that a reading passage can be remembered better when its meaning has been understood than when this has not been understood. Every single one of the conclusions of experimental psychology is an appalling platitude. The platitudes printed in the textbooks of experimental psychology are sometimes of such a kind that only those people can have anything to do with them who have already trained themselves in the pursuit of science to submit to intense boredom for an occasional striking point. You are easily trained to do this by the drill of the school-system—for even the elementary school has this defect, although it is less conspicuous here than at the universities. This heretical statement is meant particularly for the educationist: It is to some extent self-evident that one must first understand the meaning of a thing which is to be remembered. But there is this to consider: that what has been assimilated by understanding the meaning, only affects the observation, only affects thought-perception, and that this elevation of the human being to the level of sense-comprehension educates him one-sidedly to a mere observation of the world, to a thought-perception. And if we teach simply and solely in accordance with this theory we shall get nothing but weak-willed people. The statement, then, is in a sense correct—and yet not conclusively correct. It ought, as a matter of fact, to be further expressed in these terms: If you want to do the best possible thing for the thinking perception of the individual you can do it by analysing the meaning of everything that he absorbs. And, in fact, if we were to analyse merely the meaning of things, we could go very far in educating human observation of the world. But we should never educate a man's will—volitional man—for the will cannot be forced by simply throwing the light on the meaning of a thing. The will likes to sleep, and it does not wish to be fully awakened by what I should like to call the perpetual unchaste laying bare of the meaning. And the point is, that the very inevitability of life breaks in upon this simple truth of the value of revealing meanings, so that with the child, too, we must study subjects which do not lay bare the meaning. Then we shall educate his will. The mischievous effects of the one-sided application of the principles of explaining the meanings have been particularly active in movements like the Theosophical Movement. You know how much I have protested for years against a certain mischievous influence in Theosophical circles. I have even had to see Hamlet, for instance, a pure work of art, explained in terms of theosophical cant like this: “This is Manas, this is the Ego—that is the astral body. This character represents one thing—that one another.” Such explanations were particularly in favour. I protested against them because it is a sin against human life to interpret symbolically what is meant to be taken directly, in its elements, as art. It leads to a mischievous reading of a meaning into things, and this is dragged to the level of mere observation to which it should not be dragged. This all arises from the fact that the actual Theosophical Movement is a decadent movement. It is the furthest-flung offshoot of a declining culture; in its entire attitude it has nothing to do with Anthroposophy. Anthroposophy aims at being the opposite: at being an ascending movement, the beginning of an ascent. That is a radical difference. That is why so much is written in the field of Theosophy which is really an extreme symptom of decadence. But that there exist people at all who contrive to interpret Hamlet symbolically, character by character, is the result of the appalling way in which we have been educated only to look for meanings. Human life makes it indispensable that we should not only be educated in terms of the meaning, but from what the will experiences in the sleeping life: by rhythm, measure, melody, harmony of colours, repetition, in fact all spontaneous activity which does not seek to comprehend. When you let the child repeat sentences which he is far from understanding because of his tender age, when you encourage the child to take in these sentences just by memory itself, you certainly do not influence his comprehension—because you are unable to enter into their meaning, for that must only dawn later—but you influence his will, and that is what you should do; that is what you must do. You must try first of all to acquaint the child with things which are first and foremost artistic: music, drawing, plastic art, etc.; but on the other hand you must also give the child things which can have some abstract form of meaning in such a way that he does not, it is true, understand this at once, but only later in life. Then he will understand it because he has assimilated it by repetition, and can remember, and later understand, with his greater maturity, what he could not understand before. There you have worked upon his will. And quite especially you have worked upon his feeling—and you should not forget this. Just as feeling—this can be observed of the soul as well as of the spirit—lies between willing and thinking, so does the education of feeling lie midway between the methods of educating the thinking and those of willing. For the thinking knowledge or thinking perception we must definitely practise subjects concerned with revealing meanings: reading, writing, etc.; for action inspired by will we must cultivate everything which does not aim at a mere interpretation of meanings but at a direct impression through the whole being, for instance, of artistic subjects. What lies midway between the two (i.e. thought and will) will chiefly influence the development of feeling, the formation of its disposition. You can produce a strong effect on the education of the feeling nature when the child is made to assimilate something first of all only by rote, uncomprehended, without tampering with its meaning. For only after some time, when he has matured through other processes, and remembers it, can he understand what he absorbed earlier. This is a subtlety of education which must absolutely be respected, if we are to educate people with inner feelings. For feeling plays a peculiar role in life. In this sphere, too, people should make observations. But they do not observe rightly. I will indicate an observation which you can easily, with a little industry, make for yourselves. Suppose you are trying to get a clear idea of the state of Goethe's soul in 1790. You can do this by studying a selection of the works composed by Goethe in the year 1790. You find, of course, at the end of every edition of Goethe a chronological index of his poems, in their order of composition; so you take out the poems written in 1790 and the plays written in 1790 and study them. You remember that in precisely this year he finished the beautiful essay, Die Metamorphose der Pflanzen (“The Metamorphosis of Plants”); you recall that just at that time he conceived the first idea of the Farbenlehre (“Theory of Colour”); you imagine from all this the state of his soul in 1790 and ask yourselves: “What were the influences active on Goethe's psychic life in 1790?” You will only be able to answer this question if you cast a critical glance on all Goethe's previous experiences from 1749 to 1790 and on what followed after this year—of which Goethe at the time was still unaware, but which you now know—during the period from 1790 to 1832, that is, to his death. Then there emerges the remarkable realization that the actual state of his soul in the year 1790 was a combination of what was to come later, the conquests remaining for the individual to make, and those he had already experienced. This is an extraordinarily significant discovery. People only avoid it because it leads into provinces which they quite naturally do not like to enter for observations of this kind. Try to extend your observations in this way to the soul-life of an individual who died recently and whom you have known for some time. If you train yourself to a more careful study of the soul you will then find this: A man, a friend of yours, died, let us say, in 1918. You have known him for some time, so that you can ask yourselves: “What was the state of his soul in 1912?” If you consider everything that you know of him you will find that the state of his soul in 1912 was such that the preparation for his approaching death was unconsciously reflected in his psychic disposition at that time; it was unconsciously reflected in his feelings. Taken as a whole I call the life of the feelings the psychic disposition, “Mood of Soul” (Seelenstimmung). A man who is soon to die has a quite different inner disposition from one who has still long to live. You will now understand that people do not like to study these things, for it would create a very unpleasant impression—to put it mildly—if we were to observe the signs of approaching death in people's psychic disposition. These, however, can be observed. But in everyday life it is not wise for people to notice these things. That is why they are usually hidden from this life just as the will is withdrawn, as a sleeping power, even when we are awake, from the waking consciousness. But the educator must, after all, take up a position outside ordinary life to some extent. He must not be afraid to take up his stand detached from his usual life and to absorb truths for his teaching which are rather disturbing, rather tragic, for everyday life. In this connection there is lost ground to cover in the educational system of Central Europe. You know that especially the teachers in the universities in the early decades of this Central European system of education and teaching were people on whom the actual man of the world rather turned up his nose in scorn. Unworldly, pedantic fellows, who could not adapt themselves properly to the world, who always wore long, black frock-coats and never evening dress; these were the former educators of youth, especially the teachers of more mature youth. In these days things have changed. The university professors have begun to wear correct evening dress and to adapt themselves to worldly custom, and it is considered a great mark of progress that their former state is at last a thing of the past. It is a good thing. But it must be a thing of the past in other senses, too; it must in future be a thing of the past to the extent that the detachment from life does not merely consist, as it did formerly, in the teacher's wearing the invariable long pedantic frock-coat when other people did not. The detachment from life can remain to some extent, but it must be bound up with a profounder conception of life than that of people who wear evening dress for dinner. I am only speaking figuratively, of course, for I have nothing against “evening dress.” An educator must be able to study life more profoundly, otherwise he will never give appropriate and fruitful attention to the growing child. Consequently, he will have to accept, among others, such truths as I have just mentioned. Life itself, to a certain extent, demands the presence of mysteries. We need no diplomatic secrets in the near future. But for education we need the knowledge of certain mysteries of life. The old Mystery teachers withheld such secrets of life esoterically because these could not be revealed directly to life. But in a certain degree every teacher must know truths which he cannot impart directly to the world, because the world would be confused in normal progress, if it had access to such truths all the time. But you do not fully understand how to treat the growing child if you cannot estimate the influence on him of something imparted in such a way that he does not fully understand it at the time. He will understand when it is returned to later, and when he is told, not only what he then realizes, but what he had assimilated earlier. This makes a profound impression on the feelings and disposition. For this reason the custom should be followed in every school as faithfully as possible—wherever possible—of the teacher retaining his same pupils; of taking them over for the first form, of keeping them the next year in the second form, of going up with them again in the third year, etc., as far as this is possible in conjunction with outside regulations. The teacher, after finishing with the eighth class, should then begin anew with the first class. For one must sometimes be able to come back years later in a positive way to what was instilled into the children's souls years before. In any case, the formation of the disposition or feeling life suffers greatly when the children are passed every year to a fresh teacher who cannot himself develop what he instilled into children in earlier years. It is part of the teaching method itself that the teacher should go up with his own pupils through the different school-stages. Only in this way can we enter into the rhythm of life. And in the most comprehensive sense life has a rhythm. This manifests itself even in everyday decisions, in the rhythm of day to day itself. If you have accustomed yourself, for instance, only for a week, to eat a buttered roll every day at half-past ten in the morning, you will probably feel hungry for the buttered roll at the same time in the second week. The human organism conforms as closely as this to a rhythm. But not only the external organism, but the whole being, is rhythmically organized. For this reason, too, it is a good thing throughout life as a whole—and that is what we are concerned with when we educate and teach children—to be able to attend to rhythmical repetition. For this reason we do well to think that even every year is not too often to return to quite definite educational themes. Therefore select subjects for the children, make a note of them, and come back to something similar every year. Even in more abstract things this method can be followed. You teach, let us say, in a way suited to the child's disposition, addition in the first school year; you come back to addition in the second, and teach more about it, and in the third year you return to it in the same way, so that the same act takes place repeatedly, but in progressive repetition. To enter like this into the rhythm of life is of quite particular importance for all education and teaching—far more important than continuously repeating: Do build up your lessons according to the principle of meaning—thus inartistically pulling to bits whatever you deal with. You can only divine what is demanded here by gradually developing a feeling for life itself. But you will then part company very markedly, precisely as educationists, from the external experimental aims so frequent to-day even in education. Again, not to condemn, but to correct, certain tendencies which have proved detrimental to our spiritual culture, do I emphasize these things. You can embark on modern textbooks of education where the results are worked out which have been obtained through experiments on memory. The “subjects”—people experimented upon—are treated in a strange way. Tests are made on them to show how they can remember something of which they have understood the meaning; then they are given words written one after the other with no connecting sense, and they have to learn these, etc. These experiments for ascertaining the laws of the memory are practised very extensively to-day. Again a result has been obtained which is committed to formulae in scientific form. Just as, for instance, in physics, the Law of Gay-Lussac, among others, is formulated, people are anxious to formulate such laws in experimental education or psychology. You find, for example, very learnedly expounded, the gist of conclusions about a certain scientific yearning which is quite justified, namely, to prove the existence of types of memory. Firstly, the quickly or slowly assimilating memory; secondly, the quickly or slowly reproducing memory. So a “subject” is tormented to furnish evidence for the fact that there are people who memorize easily and people who memorize with difficulty; then other “subjects” are tormented to prove that there are people who can call back to mind easily, and people who can call back to mind only with difficulty, what they have once learnt. Now it has been determined by research that there are such types of memory; those showing a rapid or a slow assimilation, and those showing an easy or painful recollection or reproduction of what was assimilated. Thirdly, there are also types of memory which can be called “true and exact;” fourthly, there is a comprehensive memory; fifthly, a retentive and reliable memory, in opposition to the type which easily forgets. This answers very satisfactorily to the craving of modern science to systematize. The scientific result has now been obtained. We can ask: “What has been discovered scientifically in exact psychology about the types of memory?” And we learn: firstly, there is a type of memory which assimilates easily or laboriously; secondly, a type which reproduces easily or laboriously; thirdly, there is a true or exact memory; fourthly, a comprehensive memory, that is, there are people who can remember great passages of prose in contrast to those who can only remember short ones; fifthly, a retentive memory, which has perhaps remembered things from years ago, in contrast to the kind which forgets quickly. This scientific method of observation scrupulously and very conscientiously maltreats innumerable victims, and sets to work most ingeniously to obtain results, in order that education, too, after having tested the children in experimental psychology, may know what various types of memory are to be differentiated. But with all due respect for such a science, I should like to make the following objection. Anyone endowed with a little sound common sense must know that there are people who commit things to memory easily or with difficulty; there are also those who easily or laboriously recall things once known, and again there are people who can recount things truly and accurately, in contrast to those who muddle everything they try to tell. There are people with an extensive memory, who can remember a long story, in contrast to those who can only remember a short one; and there are also people who can remember a thing for a long time, even years, and people who have forgotten everything in a week! It is part, in fact, of the fairly ancient wisdom of sound common sense, but it is discovered again in a science which inspires us with respect, because the methods which it applies are so ingenious. There are two conclusions to be drawn from this: firstly, let us, above all, prefer to cultivate sound common sense in education and teaching, rather than expend it on such experimenting, which will, it is true, develop ingenuity very considerably, but which will not bring the teacher in touch with the quality of individuality in the child. But we can also draw a second conclusion: our age is actually in a sorry plight if we have to assume that the people who are going to become our teachers and educators have so little healthy human intelligence that they can only learn in this roundabout way that there are the different kinds of memory which we have just mentioned. Moreover, these things must undoubtedly be considered symptoms of the state of our present spiritual standard. I had to draw your attention to these things. For people will say to you: “Well, you have let yourself be appointed at this Waldorf School. It is only a dilettante institution; the people there don't even want to know anything about the greatest conquest of our time: about the methods of experimental psychology. The study of this experimental psychological method is for experts, but the methods of the Waldorf School are quackery in comparison!” You will have to realize that you will sometimes have to acknowledge the connection of science—which must not be respected any the less for that—with what remains to be built up by us on an inner educational theory and method, but which, compared with the external relations which are set up by experiment, inspires an inner loving attentiveness towards the child. Certainly this quality has not completely disappeared; it prevails even more than is realized. But it definitely prevails in opposition to the ever-encroaching aims of scientific educational theory. To a certain extent it is true that the pursuit of science can destroy a good deal in modern life, but it has not the power to drive out all healthy human intelligence. This healthy human intelligence or sound common sense should be our starting-point, and when this is properly cultivated it will produce an inner connection with the ideals of teaching. We must realize, of course, that we live at the beginning of a new age, and we must completely master this fact. Down to the middle of the fifteenth century the surviving traditions of the Greek and Latin-Roman times were preserved. After the middle of the fifteenth century these are only the clattering after traditional repetition. But the people whose life is in this “clattering” still feel, in certain sub-regions of their consciousness, the craving to return to the Graeco-Latin age, which we can admire profoundly in its place, of course, but whose persistence into our age is no longer a living thing. Just think for a moment how self-satisfied the person is in these days, who has learnt something and can descant on it in the following terms: “A good teacher must not merely bring out the rhythm, and the rhyme in a poem; he must comment technically on the text; he must introduce the meaning, and only when he has unravelled the meaning will the pupils absorb it as an inner activity.” After such a person has long held forth on the importance of starting with the meaning, he concludes with: “As the old Latin said: rem tene, verba sequuntur, if you have understood the question, words will follow of themselves.” These are tactics which you will frequently find in people who imagine that they have learnt a great deal, that they have gone far beyond dilettantism in enunciating something first as a piece of sublime contemporary wisdom, and then following it up with, “as the old Latin said. ...” And, of course, he has only to say it in Greek for people to believe implicitly that it is something quite extraordinary. For the fourth post-Atlantean period of civilization, this attitude was desirable; it is unbecoming in our age. The Greek did not introduce his children, first of all, to old grammar schools where they could learn, let us say, ancient Egyptian; he made them learn Greek. But to-day we begin by introducing people to ancient tongues before their own. That is a fact which must be realized.
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294. Practical Course for Teachers: The Teaching in the Ninth Year — Natural History — the Animal Kingdom
28 Aug 1919, Stuttgart Tr. Harry Collison Rudolf Steiner |
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When the child begins to move his limbs a little more consciously than before and to walk about, even if it is unsteadily, when he begins to move his arms and hands with a purpose, he is just beginning to be partially aware of his Ego, and will later be able to remember as far back as this moment, but no further. If you notice how normally (there are individual exceptions) the human being begins at this age to say “I,”—or perhaps a little later, because the activity of speech, that is, the will-element, must first have developed—you can see that the emergence in man of self-consciousness is distinctly perceptible at this stage, whereas the change is not so evident which takes place in the human consciousness round about the ninth year. |
294. Practical Course for Teachers: The Teaching in the Ninth Year — Natural History — the Animal Kingdom
28 Aug 1919, Stuttgart Tr. Harry Collison Rudolf Steiner |
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In these circumstances you will often have to rely on your gift for invention. You will have to fall back on many a simple device where the average town schools have abundant resources. That may, indeed, animate your teaching, but it will also make the teaching of some subjects thoroughly distasteful. You will feel this particularly when you have brought the children to the end of their ninth year and can really only continue your teaching provided you have adequate materials for it. You will then have to use drawing, and simple elementary painting, as a substitute for many a thing which, in ideal conditions, you would not convey by drawing or by painting, but by a study of the thing itself. I have made this preliminary observation because I should like to speak to you to-day about the transition in method which must be attended to just when the children have passed their ninth year. We shall only understand the curriculum at this point if we have trained ourselves in method so far that we have realized the nature of each individual child between seven and fifteen years. I should like to explain to you, as teachers, what you will have to make clear to children (in a rather different, more elementary way), just when they are between their ninth and tenth year. In some children this stage is reached even before the ninth year, with some it only occurs later, but on an average what I have to tell you to-day begins with the ninth year. When we approach this period in their lives we shall have to feel the need to introduce natural history into the timetable in addition to the other things. Before this the children have grown familiar with natural history in narrative form, in the same way as I took in our training class1 the relations of the animal world and the vegetable world to man. The method so far used to familiarize the child with natural history has been chiefly narrative, descriptive. But with actual natural history, before the Rubicon of the ninth year has been crossed you will hardly have started. Now here it is of great importance to know that the development to be aimed at in the child by means of natural history teaching is radically defeated unless the teaching of natural history starts with an exposition of man. You may say with justice: “The child at nine years of age can be told little natural history about man.” But be it never so little, the little that a child can be taught about man should be taught as a preparation for all other teaching in natural history. You must know, in the meantime, that in man we have, as it were, a synthesis, a compendium, of all three natural kingdoms, that the other three natural kingdoms merge in man on a higher plane. You will not need to tell the child this, but by the course of your teaching you will have to awaken in him the feeling that man is this consummation of all other kingdoms of nature. You will succeed in this if, in speaking of man, you lay sufficient emphasis on him; if, from your manner of referring to man, you produce in the child an impression of the importance of man within the entire world-order. You will perhaps start, when the child is nine, to describe the human form in its external aspect. You will draw his attention to the principal division of man into head, trunk, and limbs, but in so doing you will be more concerned with the outer appearance, with the outward form. You will be wise to use the drawing already practised to produce in the child, even at this early age, an idea of the most outstanding features of the human form: that the head is spherical, that it is slightly flattened underneath and rests on the trunk at the flattened spot, that is, that it is a sphere poised on the trunk. It is well to give the child this idea. It awakens simultaneously the elements of feeling and will, for the child starts by seeing the head artistically, as spherical. This is important. In this way you compass the whole human being, not merely the intellect. Then you try to arouse in the child the idea that the trunk is in a sense a fragment of the head. And then, for the limbs, you awaken the idea that they are appended to the trunk and affixed to it. There is much that the child will not be able to understand, but at least call up a vivid picture that the limbs are “fixed into” the human organism. At this point you must not go any further, for the limbs are continued internally in the morphological constitution of the human being, and are there connected with the digestive and sexual organs, which are simply a continuation, in an inward direction, of the limbs. But you evoke the clear idea in the children that the limbs are affixed to the organism from outside. This gives the child a first conception of the human form. Try further to excite in the child a first, if still elementary, primitive conception, that our gazing on the world is bound up with the spherical head. You can say to him: “You have your eyes, your ears, your nose, your mouth, in your head. You see with your eyes, you hear with your ears, you smell with your nose, you taste with your mouth. Most of what you know about the outside world you know through your head.” If you develop this thought further the child derives from it a conception of the formation and function of the head. Then you try to produce in him a conception of the trunk by saying: “What you taste with your tongue enters your trunk as food; what you hear with your ears goes into your trunk as sound.” It is well with children to evoke an idea of the organic system of the whole being. If you then suggest to the child that he has the respiratory organs in the chest and breathes through these, that in the lower part of the body he has the stomach with which he digests food, it is an excellent plan. And it is moreover a good thing to let the child reflect on how the human limbs serve, as feet for walking on, and as hands for free movement and work. It is well at the same time to awaken in the child an understanding for the different services rendered to the human body by the feet, which carry it and make it possible for the human being to work in the different places where he has to live—and, in contrast to this, by the arms and hands, with which the human being does not need to carry his own body but can work freely. While his feet stand on the ground, his hands can be extended in the air to work. In short, the child's attention must be clearly directed to the essential difference between human legs and feet, and human arms and hands. The difference between the service performed by the feet and legs, in carrying the human body, and that performed by the hands and arms in working, not for the human body but for the world—this difference between the egoistical service of the feet and the selfless service of the hands in labouring for the human world outside, ought to be impressed on the child early and through the feelings. Thus we ought to teach the child, by evolving ideas from form, as much as possible about man from natural history. Only then should you go on to the rest of natural history, and first of all to the animal kingdom. Here it would be a good plan to bring to the lesson—you will have to contrive this in some way or other—a cuttle-fish, a mouse, a lamb, or even a horse, something or other from the mammals, and then, in addition, perhaps, an example of a human being—now you ought to have enough specimens of human beings: you need only present one of the pupils to the others as a human object! You must be clear as to how to proceed. You will try to familiarize the class first of all with the cuttle-fish. You will tell them how it lives in the sea; you will describe, by studying or drawing it, its appearance; in a word, you will make the children acquainted with the cuttle-fish. They will feel, while you describe the cuttle-fish to them, that you are describing it in a particular way. Perhaps only later, when, for instance, you describe the mouse, the children will notice how differently you treat the subject of the mouse from that of the cuttle-fish. You must try to develop this artistic feeling in the children, which, from your different procedure in describing the cuttle-fish and the mouse, will be at the same time a feeling of the difference between these two creatures. With the cuttle-fish you must suggest how it feels its immediate surroundings: if it scents danger in its surroundings it at once emits its dark juice and envelops itself in an aura, to divert the attention of the approaching enemy. You can tell the child many things which help him to understand that the cuttle-fish, when protecting itself from its enemies, or, too, when feeding, always acts like the human being when he eats or looks at something. When the human being eats, he has a taste—a feeling which is conveyed to him through his tongue, through his taste-organ. Again, the human eye feels the constant need to look into light, and, when it does so, can adjust itself to light. Because the taste-organs of the human being desire to taste, they absorb what serves to nourish him. So describe the cuttle-fish in such a way that the child feels from your description the sensitiveness of the cuttle-fish, its fine perception of things surrounding it. You will have to work out for yourself an artistic description of the cuttle-fish so that the children really grasp it in this artistic description. Then describe the mouse. Describe how it has a pointed snout, how on this pointed snout there can be seen very strong whiskers, how, besides, you can see the gnawing-teeth protruding from the lower and upper jaws; describe the disproportionately large ears of the mouse, then come to its cylindrical body and to the fine velvety growth of hair. Then go on to describe the limbs, the smaller forefeet, the slightly larger hind-feet, which enable the mouse to leap. Then notice its tail, covered with scales, scurf, and less hairy. At the same time show the child that when the mouse is climbing or grasping something by its fore-feet, it supports itself on its tail, which it can use very skilfully because it is not hairy but scurfy, and therefore inwardly more sensitive. In a word, you again try to describe the mouse to the child by building up its physical form artistically. And you will succeed in this artistic construction if you evoke in the child a notion of how, for all the functions for which the cuttle-fish does not need limbs grown on to the body, the mouse needs limbs grown on. The cuttle-fish is sensitive in itself, in its own body; consequently, it does not need such big ears as the mouse. Its relation to its surroundings allows it to imbibe nourishment without the help of the pointed snout which the mouse has. Nor does it need such large grown-on limbs as the mouse, because it can use its own body to propel itself forward in the water. Sum up in artistic form what you are trying to show the child: that the cuttle-fish expresses itself less through its limb-organs than through its body. I have to describe all this to you first so that you can translate it into teaching, for you must first be conscious of what you must later introduce less consciously into artistically prepared lessons. In short, describe the mouse so that you gradually produce in the child the feeling that the mouse is completely adapted to serve the life of its trunk through its limbs. Then, too, make clear to the child that, after all, the lamb is so organized that its limbs serve its body, and the horse, when it lives wild, is organized so that with its limbs it can serve its body. For instance, show clearly why the mouse has such very pointed teeth; these teeth have to be sharp and pointed, or else the mouse would not be able to gnaw at objects, as it must, to nourish itself, and even to bore holes, in which it then lives. But in this way it is constantly wearing away its teeth. But the teeth of the mouse are arranged—like our nails—always to grow new again from inside, and the tooth-substance is constantly being renewed. Here you see, particularly with the teeth, which are, of course, also organs appended to the rest of the organism, that they are designed to enable the body of the mouse to live. In this way you have given the child a profound, if only rudimentary impression, through the feelings, of the cuttlefish, and you have also evoked in him a clear idea of the structure of the mouse. And now you return to the structure of the human being. You make clear to the child that if we now look for the ways in which man most resembles a cuttlefish, curiously enough we are brought to the human head. The part of man which most resembles the cuttle-fish is the head. It is prejudice which causes people to imagine that the head is their most perfect organ. The head is indeed very complex in formation, but it is really only a transformed cuttle-fish—I mean, a transformed lower animal, for the relation of the human head to its surroundings is that of the lower animals to theirs. It is in his trunk that man most resembles the higher animals: the mouse, lamb, horse. But, whilst the cuttle-fish can maintain its entire existence by means of its head, man cannot do this. The head must be poised on the trunk and rest upon it; it cannot move freely. But the cuttle-fish, which is really all head and nothing else, can move freely in the water. You must at least succeed in giving the children a feeling of how the lower animals are heads which can move freely, though they are not so perfect as the human head. And you must awaken in the children a feeling for the fact that the higher animals are chiefly trunk, and are endowed by nature with refined organs chiefly for the satisfaction of the needs of the trunk, which is much less true of man; as far as his trunk goes he is more imperfectly formed than the higher animals. You must then awaken in the child a feeling of the external feature in which man is the most perfect of all creatures. That is, his limbs. If you trace the higher animals up to the ape, you will find that the front limbs are not so very different from the hind limbs, and that the four limbs as a whole serve essentially to bear the trunk, to propel it forwards, etc. The wonderful differentiation of the limbs into feet and hands, into legs and arms, occurs for the first time in man, and is marked by the tendency to stand upright in his carriage and even in his structure. No animal species is so perfectly formed as man, from the point of view of the inter-organization of the limbs. Then introduce a quite graphic description of the human arms and hands: how they have been relieved of the weight of carrying the body, how the hands do not come in contact with the earth for the purposes of the body, but how they are transformed so as to be able to grasp objects, so as to perform labour. And then go on to the will-aspect, to the moral aspect. Produce in the child, through the feelings, not theoretically, this vivid idea: for instance, you take up chalk to write with; you can only take up the chalk because your hand is designed to perform labour, because it no longer has to carry the body. The animal cannot be lazy with its arms because it cannot really be said to have any. When people talk of apes as being four-handed it is only an incorrect way of talking, for the ape actually has four legs and feet shaped like arms, and not four “hands.” For when, after all, animals are formed to climb, their climbing is a function which serves the body, and their feet are shaped like hands so that they can support the body in climbing. For the human body, hands and arms are freed from the task of supporting it, expressing thus the most beautiful symbol of human freedom. In fact, no more beautiful symbol could exist for it than our hands and arms. Man can both work with his hands and arms for others and for the support of his own body. By this description of the cuttle-fish, the mouse, the lamb, the horse, and the human being himself, you gradually awaken in the child, by way of the feelings, a clear conception that the lower animals have the character of head, the higher animals of trunk, and the human being of the limbs. It only inculcates man with conceit to teach him perpetually that he is the most perfect creature in the world by virtue of his head. On hearing this he instinctively derives the notion that man is perfect through idleness, through laziness. For the human being knows instinctively that his head is a lazy-bones, that it rests on his shoulders, that it does not want to move itself through the world, that it lets itself be carried by the limbs. It is not true that man is the most perfect creature because of his head, because of his lazy-bones of a head, but because of his limbs, which are a part of the structure and work of the world. You make man in his inmost heart more moral if you do not teach him that he is perfect through his lazy head, but through his active limbs. For the creatures which are only head, like the lower animals, have to propel their own heads, and the creatures which only use their limbs in the service of the trunk are, compared with man, the less perfect creatures because their limbs are less fashioned for free use than are those of the human being. They are burdened from the start by a certain purpose; they invariably serve the body. In man, one pair of limbs, his hands, is completely liberated into the sphere of human freedom. You will only give man a sound experience of the world if you awaken in him the idea that he is perfect on account of his limbs, not on account of his head. You can do this very well by the comparative description of the cuttle-fish, the mouse or the lamb or the horse, and the human being. At the same time you will notice that you should never really omit the human being in describing anything in the natural kingdom, for in man you see all the activities of nature combined. We should always have man in the background when we are describing anything in nature. That is why, after reaching the child's ninth year, and going on to teach natural history, we should take man as our starting-point. In the study of childhood it is found that something happens just between the ninth and tenth year, though it is not so evident as at an earlier stage. When the child begins to move his limbs a little more consciously than before and to walk about, even if it is unsteadily, when he begins to move his arms and hands with a purpose, he is just beginning to be partially aware of his Ego, and will later be able to remember as far back as this moment, but no further. If you notice how normally (there are individual exceptions) the human being begins at this age to say “I,”—or perhaps a little later, because the activity of speech, that is, the will-element, must first have developed—you can see that the emergence in man of self-consciousness is distinctly perceptible at this stage, whereas the change is not so evident which takes place in the human consciousness round about the ninth year. At this point self-consciousness increases; you notice that the child understands much more intelligently what is said to him about the difference between man and the world. Before the Rubicon of the ninth year the child is far more merged in his surroundings than after this age. He then finds himself more separated from his surroundings. For this reason you can now begin to talk to the child a little about things of the soul, for which he would have shown little understanding before he reached the age of nine. When he is nine his self-consciousness both deepens and increases. Anyone with a feeling for such things will observe that at this age the child begins to use words much more inwardly than before, to become much more aware that words arise from his inner nature. Nowadays, when people are much more concerned with outer than inner nature, far too little attention is shown to this sudden change in the ninth or tenth year. But the teacher must pay attention to it. For his reason you will be able to address the child from a quite different background of feeling when you introduce him—not before this stage has been reached—to natural history, which must always compare man with the other kingdoms of nature. Whereas before, when the individual was more merged in nature, you could only speak to the child of the things of natural history in the form of stories, now that he is past nine years of age you can show him the cuttle-fish, the mouse, the lamb, or the horse, and the human being, and talk with him of their relationship to each other and to man. Before this stage you would stumble on something quite unintelligible to the child if you were to connect the functions of the head with the cuttle-fish, or the functions of the trunk with the mouse, or if you were to seek the distinguishing perfection of man in the human limbs. And now you are to use the very material offered to you by the child's age, for when you teach natural history in the way I have described, you plant in the child's soul moral concepts which are firm and strong. Moral concepts are not instilled into the child's soul by appealing to the reason, but by appealing to the feelings and the will. But you will be appealing to the feeling and the will in directing the child's thoughts and feelings to the way in which he himself is only fully human if he employs his hands in work for the world, and how this makes him the most perfect creature; further, how the human head is related to the cuttle-fish, and the human trunk to the mouse, sheep, or horse. Through feeling himself duly placed like this in the natural order the child absorbs feelings by which he will later know himself to be fully man. You can implant in the child's soul this quite particularly important moral element if you take pains to arrange your teaching of natural history so that the child has no suspicion that you intend to teach him anything moral. But you will never implant so much as a trace of morality in the children if your teaching of natural history is independent of man and describes the cuttle-fish for itself, the mouse or the lamb or the horse for itself, and even man for himself; these descriptions would simply be verbal-definitions. You can only describe man if you build him up from all other organisms and activities of nature. Schiller admired in Goethe his naive conception of nature, in the light of which he considered the human being composed of all the single entities of nature, as Schiller states in the beautiful letter which he wrote to Goethe at the beginning of the nineties in the eighteenth century. I have again and again brought this to your notice because it contains something which should permeate our civilization and our culture: the consciousness of the synthesis of all nature in man. Goethe is repeatedly expressing it like this: “Man is placed at the summit of nature and feels there that he is a whole nature;” or again: “The whole world reaches within man its own consciousness.” If you go through my writings you will find such utterances of Goethe's quoted again and again. I have not quoted them because they struck me as pleasing, but because such ideas should become part of the consciousness of our age. That is why I am always so grieved that one of the most important of educational writings has really remained quite unknown, or at least unfruitful in the actual sphere of education. Schiller, as a matter of fact, learnt good educational theory from Goethe's naive self-education, and introduced this educational theory into his work Briefe über die ästhetische Erziehung des Menschen (“Letters on the Aesthetic Education of Man”). These letters contain a tremendous wealth of educational theory; one only has to think out its implications to their logical conclusion. Schiller arrived at his discoveries, remember, through Goethe's vision. Just recall how Goethe, a product of civilization and yet rooted in nature, from his very earliest childhood opposed the educational principles in force around him. Goethe could never isolate the human being from his surroundings. He always took man in his setting of nature and felt himself, as a human being, one with nature. That is why, for instance, he took no pleasure in piano lessons as long as they were given to him in no kind of connection with the human being. He only began to take an interest in piano lessons when he was shown the function of the different fingers, when he heard: “That is the thumb; that is the index-finger, etc.,” and when he knew how the thumb and the index-finger are applied in playing the piano. He always wanted to see the whole being rooted in the whole of nature. And again—I have mentioned this before, too—at the age of seven he built his own altar to nature, taking for the purpose his father's music desk, laying minerals upon it, and plants from his father's rock-garden, and on top putting a little fumigating candle; then he caught up the beams of the morning sun in a burning-glass and offered a sacrifice to the great God of nature—a rebellion against what people wanted him to learn. Goethe was always a person who wanted to be educated as people ought to be educated now. And because Goethe was like this, after first struggling hard with himself towards that end, he won Schiller's great admiration and inspired in Schiller's Aesthetic Letters on education what you know to be the contents of these letters. My old friend and teacher, Schröer, once told me that he had to sit on a school commission to examine prospective teachers, but he had not been able to prepare the work demanded of the future teachers in the examination. So he questioned them on Schiller's Aesthetic Letters. They had learnt from A to Z everything about Plato and all else that was to be known, but when Schröer began to question them on Schiller's Aesthetic Letters they revolted! And all over Vienna the tale spread: Schröer had tried to examine the teachers on Schiller's Aesthetic Letters, while obviously no one on earth can make anything of them. But if we wish to turn to many a healthy and sound, if rudimentary suggestion, we have to go back to Schiller's Letters on Aesthetic Education, and also to Jean Paul's educational doctrines in Levana. This, too, contains very many practical hints for teaching. In recent times there have been many improvements, but it cannot be said that the potential influence of Schiller's Aesthetic Letters and Jean Paul's educational doctrines have really entered the educational system of our days. Things are often turned according to personal points of view. I have now tried to give you an idea of how it is possible to learn from a certain age in childhood, roughly the ninth year, the educational methods which ought to be adopted at this age. In the next lecture we shall see how the child's fourteenth and fifteenth years should be employed to give the child what satisfies the needs of his nature at that age. In this way we shall come near to winning insight into how the whole world appears to children between seven and fifteen years of age and into the obligations of the educator and teacher. From this insight will arise our curriculum. In these days people ask abstractly: “How are we to develop the child's latent possibilities?” But we must first know them, if all the oft-repeated phrases about teaching according to the “development of the child's possibilities” are to have any concrete meaning.
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299. The Genius of Language: The Inner Path of the Genius of Language
03 Jan 1920, Stuttgart Tr. Ruth Pusch, Gertrude Teutsch Rudolf Steiner |
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Later, the genius finds the pronouns within the word itself—Latin is a language at this level—and plucks them out, comes to a mirror image of itself, comes to ego consciousness, and then puts the I and the you up ahead of the verb. This growing sense of egoism, this arrival at self-visualization is reflected quite clearly in language development. |
299. The Genius of Language: The Inner Path of the Genius of Language
03 Jan 1920, Stuttgart Tr. Ruth Pusch, Gertrude Teutsch Rudolf Steiner |
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I have shown you a few characteristic examples of language development and believe that now you should be able to visualize the inner journeying of the language-forming genius. If you hope to find your way through the phenomena of language and its evolution, you will have to understand the guidelines such phenomena reveal. Of course, I have been able to show you only a few things; today I will point out only one important guideline, summarizing these basic thoughts. I hope we will be able very soon to continue this study.1 Certainly the main thing you will have understood is how the human beings in a primitive stage of language development were receptive, inwardly alive, to the consonance of sound and object. Whether this object is an inner feeling, an external event, an external thing, or an external fact doesn't matter. Whenever it is essential to form sounds that will express inner feelings or perceptions about whatever is outside us, then the sounds will be of vowel quality in the broadest sense. Vowel character in language denotes everything formed inwardly, everything that is being felt inwardly and that presses itself into the sound out of what we are experiencing in our feeling and will. Hence we will find in all the vowels and vowel forms the feelings and will-impulses that are called forth in us by the outer world and in a way are thrust into our larynx. In everything to do with consonants we will find gestures modeled on what we perceive in the outer world. Let us suppose we would like to speak about an angle. First, we have an image of a certain angle in mind. To describe the sides of the angle with our hand, we would do this [Rudolf Steiner makes a gesture]. What we do like this with our hand, we actually do with our organs of speech in forming certain consonants. Language is in this respect only the audible expression of gestures that are not being made externally with the limbs but with much finer parts of the human organism, our beneficent air-organism. If you think about these inner laws, you will gradually develop the insight that language imitates either the outer world directly or imitates what we experience in the outer world through our feelings and sense perceptions. Let us imagine ourselves facing two possibilities: We could do either one thing or the other. Instinctively we begin to turn over in our thoughts whether we should do this or that. If we are still more or less an “imitating animal,” as of course everyone is on a primitive level of language development, relationship to the outer world still transmits itself into an external gesture; we do this [gesture to the right and to the left]. We have to decide between our right side and our left side. That is, we are expressing the phenomenon that internally we are split in two, because two different, external facts are confronting us. We split ourselves into two parts in order to determine toward which side the stronger weight in our thinking tends. So we do this [repeats the gesture]. We separate, we decide, and also divide. But of course, if we are to come to a favorable decision we have to go back to the past as far as possible. Hence we not only divide ourselves (teilen, ‘to divide’) but we divide ourselves far back to the beginning (ur-teilen); we make an archetypal, original division. [See Lecture 4, page 52,53.] The word Urteil ‘judgment’ should definitely be understood as a gesture transformed inwardly into sound. All consonant-forming is gestureforming that has simply been transformed into speech sounds. When we search for the basis of this metamorphosis, we can trace it throughout the whole course of language development. At first human beings lived more fully outside themselves in their surroundings. Only gradually did they become inward beings. To begin with, they lived in the outer world, closely connected to the things around them, especially in the very ancient times when an original, primitive clairvoyance still existed. At this time human beings thought very little about themselves nor did they have any definite ideas about themselves. They knew, however, that there were all sorts of ghosts, all kinds of elemental spirits, which they perceived in what we now call external objects. Even in himself a person still saw an elemental being. “You,” he said to himself, “have come through your father and mother into this world.” He objectified himself. We find that on the first level of language-formation the language-forming genius, to begin with, brings about mainly consonant sounds. The primitive languages on the whole must have had consonantal character, because the primitive peoples were still without inwardness. Primitive peoples today, at least the ones who have remained at this original level, have rich consonant formations in their language; the consonant sounds show clearly the imitation of external events: for instance, Schnalzer [‘tongue-clickers’, both words good examples of an accumulation of consonants. Laurens van der Post, in The Lost World of the Kalahari, has described the Bushman’s language: “the sound of natural relish that the word ghwai Xkhwe makes on his lips is a joy to hear, and the click of the complex consonants flashes on his tongue as he utters them like a sparkle of sun on a burst of flower from our somber mountain gorse.”]. Certain African tribes are able to use the human organs of speech to produce sounds like the sharp snapping of a whip. “Tongue clicking' disappears when human beings begin to express more of their inner feelings through sound structure. Consonant formations must be considered the first step. Then the second step will be the vowel formations, but the inwardness found in vowel formations is actually a stage of transition. Finally signs of aging in the genius of language appear: the vowel-forming power recedes and the consonant-forming power comes to the fore again. Our human language journey involving the development of language proceeds essentially from outward to inward and then from inward to outward. We can observe this procedure directly in the sound-structure; it is the intrinsic essential fact throughout the whole forming of language. It is the intrinsic, essential fact to such a degree that we encounter it in every aspect of language. That first step of language development we meet everywhere: human beings, still selfless, unaware of themselves, create language. We are continually impelled to bring a word designating one thing towards another word in an external manner [as in early English: sea-horse, meaning ‘ship’]. On this level, human beings are altogether very lively in themselves. Later, when they become more inward and spiritual, a bit of this primitive liveliness is lost to them. They become more enclosed, more rigid, more abstract, and no longer have the strength to pour into the word itself what they see externally; instead, they add onto it [that is, using combining forms: prefixes and suffixes]. To study such phenomena, we should find the following characteristic examples exceedingly interesting. There is, for instance, in Old High German the verb salbom, in modern German ich salbe ‘I am anointing’; cognate, salve). You can take this through first, second, and third person:
In these six words conjugating the verb ‘to anoint’, you always have salbo as the verb proper, denoting the activity. What is added creates the designated person of the word, for I the m, for you in the singular the s for he or she the t for we the mes, for you in the plural the t for they the nt. The fact that these suffixal forms are still contained within the verb is understandable in the following sense: The contrasts of ‘I you, he we, you, they appear at this primitive step because human beings looked at them very much from the outside. They added the person-sounds directly to the sounds that express activity. They were still inwardly lively enough to connect the person-sounds in a living way with the verbal form for the action. We should consider this two-foldness: first, the early attention directed toward the outer world, and second, the addition of the main word itself to the inward, lively, transformative force. This I, you, he, she, it was not originally felt to be an organic part of the verb or to be something of inwardness. You can observe this in the related Sanskrit language where the person-designation is simply stuck onto the most important word; it is to be found as an independent designation for ‘I, you, he, she, it. The m in Old High German is simply the metamorphosis of mi ‘I' of Sanskrit; the s the metamorphosis of si ‘you’, singular, of Sanskrit; t the ti ‘he, she, it’; mes the masi ‘we’; t, the transformed tasi (‘you', plural); nt is the suffix -anti ‘they’, spoken somewhat hastily. You can still observe in Sanskrit that it is not at all a question of conjugating the central part of the main verb and then perceiving the change of form as a designation of person. No, at that time human beings were inwardly so alive that with their perception of the outer world, they were able to organize the grammar of personal pronouns into a sound-sequence expressing the main idea. That is an important difference. You might easily believe that at this primitive level there would be mainly an inward modulating of words. No, there is not. An inner aliveness in the people lets them connect the two components of a word together. This is a consonantal activity, not a vowel-forming one. When later a language like Latin reaches the next level, with the perception that the personal pronouns should be within the inner organism of the sound sequence, the language has arrived at a level corresponding to a greater inwardness of that particular language genius. Toward inwardness it has worked its way from outwardness where it has simply attached to the end of a word what it perceived as an external element: salbom, ‘I anoint’, salbos, ‘you anoint’. Just as on a primitive level people don't say Karl Meyer but the Meyer-Karl [peasant dialect], so it is with such verbs; whatever makes them specific is added at the end. Here, too, the specific pronoun is put at the end of the word. Repositioning the pronoun from the end of the word to the beginning and making it an independent word was the path to the greatest inwardness, the kind of inwardness that perceives how spiritually abstract our inner nature really is. Now the person is separated off and placed ahead of the verb. You can learn something important from this procedure if you go back to the primitive constructions of the language-forming genius that does not really know anything about an I or a you separated from external things, and that still presses into the word whatever has to be said about I or you. Later, the genius finds the pronouns within the word itself—Latin is a language at this level—and plucks them out, comes to a mirror image of itself, comes to ego consciousness, and then puts the I and the you up ahead of the verb. This growing sense of egoism, this arrival at self-visualization is reflected quite clearly in language development. One can say that becoming aware of oneself at a certain unconscious level has been achieved as the result of the ancient Apollonian precept “know thou thyself”; this was followed everywhere in the languages of the western world by taking the personal pronouns out of the verb forms. These forms could still express human inwardness; they had not yet separated themselves completely away from it. You really will not be able to study languages unless you do what I suggested yesterday: consider them as the expression of human soul development. You see, from language that is still alive it is quite possible to trace the ‘remnants” of the vowel-forming and consonant-forming powers. There is a quality in the verbs, the words of action, that gives them a vowel-forming character and makes the vowel in them the main element. With a little reflection you will realize that the verbs in which the vowel element—expressing inner sensitivity—is more important than the consonants are those that describe an activity we can connect ourselves with inwardly and wholeheartedly. Now observe that there is a difference between the state of your soul right now and how it was a little while ago. You are sitting here and you have been sitting quite a while. Whatever is expressed by this sitting is something you have connected yourself with; it is connected quite inwardly with you. You have come to sit here by setting yourself down. With the setting yourself down you are connected much less inwardly; it is more external. You can't continue to ‘set’ yourself down for any length of time because you cant connect yourself so closely with the act of dropping onto a chair, but you can sit for half an hour and even longer, because it is possible to connect yourself inwardly with sitting. It is really the case that you should experience the sound-sequence for sitting as vowel-articulated, and the one for setting as more external, more consonantal. If you are sensitive to vowel articulation, you will have the power—through the language-forming genius—to be creative with vowels; you will do this by adapting the word in various ways: sit, sat, sat [the German sitzen, sass, gesessen has one additional vowel change]. With the consonantal activity, expressed in setting, you keep the emphasis on the consonants instead of forming a vowel change to satting or something similar [the German setzen, setzte, gesetzt, ‘to set’, has no vowel change]. You are depicting something external with this by saying set. If you want to express the fact that this took place some time ago, you will say set-did (setzen tat). [The English verb to set is irregular and does not follow the German rule. We have substituted the verb to place in this discussion.] You will say place-did. You do place yourself, you did place yourself; in metamorphosis this becomes placed, for the -ed is the transformed did. People who still today have kept something of this language-forming strength in themselves will emphasize consonants just as happened in earlier times. If they belong to a more primitive level of culture, they have an unusual capacity to imitate outer life and activity with their consonantal sound-structures, using as few vowels as possible. You can hear something of this joining together of sound and outer action in the words of a somewhat simple peasant who had considered it an honor to have his son study at the university. He was asked what his son was doing at the university. For the time being, the son was using his inheritance not so much for steeping himself in the abstract and mental side of academic life but rather for giving himself over to more external aspects. And so the father, when asked what his son was doing, said, “Strolling around he does, loafing around he does, beer guzzling he does, whooping it up he does, but doing something he doesn't do (aber fun tut er nichts!).” A strong feeling of inwardness streams into the language-forming verb. In the sound structures that have retained their character, especially their conceptual character, you will always come to feel that the vowel change in verbal conjugations (an ablaut, as ‘come, came’) expresses something we are more inwardly connected with. On the other hand, we will not be able to develop the ablaut with verbs for which we have an inner mental image but with which we cannot connect ourselves inwardly, verbs that do not become something we feel but remain something merely observed. When you say, I sing, I sang, you have the ablaut. It is quite different when you say, I singe, ‘I burn something’. The word singe has its sound structure because fire sings. I singe = I am making something ‘sing’. If you are singing, you are connecting yourself inwardly with what you want to express through the sound-sequence. If you singe, you are not connecting yourself with it inwardly; you are looking at it by looking at yourself from outside—hence there is no vowel change: I singe, I singed [the corresponding words in German are singen, ‘sing’, and sengen, ‘singe’]. Whenever we fail to notice such things today it is because the words have changed so strongly that nothing of the kind is evident. We have to go back then to earlier forms of the sound structure. It is extremely important for us to follow these three steps: the connection of our life first with the outer world, then with growing inwardness, and finally the next step of inwardness where a human being explains his or her own inner world with words such as the personal pronouns. You will come to understand language formation much more easily for yourself if you follow this process. It seems that language is a flowing together of the thought element and the will element in the human being; it appears that on its first primitive level wherever the speech sound is still strongly connected with the mental image, it is even difficult to distinguish the thought element from the will element. Today our speaking, particularly in Modern German, is already bound to our will to an extraordinary degree. In German we speak with our will and learn to use our will as a matter of course when we learn to speak. We also accompany our speech with the ideas and images we have become used to bringing together with expressions of will. It is totally different in English. For someone who is impartial and can observe such things, it is an entirely different human activity to speak German than it is to speak English, though low German dialects have remained closer to English. In speaking English it is much more the case that thinking goes into the speaking, that is, into the development of the sounds. In German, thinking does not take place in the unfolding of the sounds but proceeds as a parallel phenomenon to the sound development. In general, the western languages have preserved themselves much more from this instinctive bringing together of sound and mental image than have the Central European languages. Therefore, the western European languages have taken on such a rigid structure. In them hardly anything can be formulated without someone saying, “You can' say it like that, you have to change it around.” This doesn't happen in German, where it’s possible to say it in almost any way. You can put the subject anywhere, at the beginning or at the end, for the thought goes somewhat separately from the sound-structure, parallel with it, further removed than in the Western languages. Only by turning back to the earlier stages of our German language development do we arrive at an increasingly strict connection between mental image and sound. Therefore the quality still present in the western languages is an atavistic throwback that can be studied by means of the earlier steps in German and in our dialects. If you feel your way vividly into language from this point of view, you will be led at the same time into the essential nature of the folk souls. Suppose you are looking at an object in front of you. As primitive people we have formed a sound sequence for this object out of consonant and vowel elements. So we say Wagen [‘wagon', ‘car’; Anglo-Saxon, wain] for something that can be put in motion. If we have in front of us the same object in the plural, that is, a number of such objects, we form the plural by saying die Wägen, by forming the ‘Umlaut’. It is true, die Wagen is also correct, but it belongs to literary language and was not really formed within the organism of the language. [The difference of pronunciation in English would be parallel to the vowels of far and vague.] Why do we form the umlaut? It was for the singular object that we put the sounds together, and in doing so our consciousness was sparked, lit up, enlivened; at that moment we were awake and attentive. When we formed the plural, we had less overview and therefore had the need to express it in a more nebulous way. We dimmed the pure /a:/ sound [as in ‘ah’] to a murky /e:/ (as in care). The original sound sequence is always formed by consciously observing the actual facts or sensations. Whatever attracts less attention or cannot be closely observed reveals itself as dulled.2 The important thing here is to see how something changes within the human being. The dialect of many German areas does not say der Wagen but der Wogn. Since the normal attention to sound sequence brought about an answering /o/, the dimming in the plural is expressed by die Woagen. You can follow this in many examples.3 One more thing I should like to call to your attention. As you know, lively mental images were the source of the consonantal forming of language in earlier times, and much of what was felt in the soul of ancient peoples flowed into this language forming; it can still be studied in what has been retained in primitive minds and feelings today. These perceptions, filled with an immense vitality at that time, were not only alive to the outer world through the senses but were also completely bound up with a kind of primitive clairvoyance. Otherwise there would not be all our sturdy, image-filled words that are happily still in existence. Here is an example: A person still living within the sphere of atavistic clairvoyance—no matter how weak—and possessing the ancient kind of perception was certainly able to perceive that the physical body of an ordinary human being contained something we call today the etheric body. Such a primitive person perceived the head [this and the following were illustrated on the blackboard] and, projecting beyond it, a second, etheric head. He felt that the head was the expression of thinking. Thus we can say that primitive human beings with their original clairvoyance named the human being from the standpoint of thinking—with a word very much related to ours—by the word Manas, for Mensch ‘human being, Man, person’. Mensch is the same as manas, of course, this is the human being we usually come across. But that early, atavistically clairvoyant person knew that it’s also possible to encounter other, somewhat different, people—here I'm joking about something one ought not to make too trivial—who do not have the supersensible ‘person’ closely connected to the physical person so snugly and prosaically. In cases where the supersensible does not quite fit into the rest of the human being, people felt: the etheric body is verrückt [‘shifted’, literally ‘moved off its place’, a word that means today ‘deranged’, ‘insane’, ‘crazy’]. This was then transferred to the whole person: Der Mensch ist verrückt ‘that person is shifted’, i.e., ‘crazy’. A purely external fact is described, the displacing of the etheric body. Just this sort of picturemaking, going back to the time when pictures of the spiritual world could still be observed, is exceedingly interesting. If people would only recognize this, if learned philologists were not so sound asleep, proceeding as they do quite superficially on their materialistic tracks! If they would enter instead into the inward soul element that finds its expression in external language-forming, philology would turn of itself into a science of the soul and then into spiritual science. For this reason it is a shame that philology has become so materialistic; young people actually have no opportunity to observe the effects of soul and spirit on the forming of language. I believe that in some way now what I've wanted to give you in the way of guidelines and examples can be useful to those of you who are teachers at the Waldorf School. Take them into your mind and soul; they will serve as a stimulus to observe the many elements of language that you can make use of in your teaching. If you have taken into yourself the spirit of looking at things in this way, it will definitely benefit your classes; speech will always be the connecting link between you and your students. It would be of enormous help to try on your own to bring back into words some of the original strength of feeling and image-making in language. Through this you will train yourself to a more lively perception than one otherwise is able to develop. Actually we modern people walk around much like living corpses, largely because our language has plunged so drastically out of our hearts and has fallen down somewhere below. It has become an unconscious element of will. We can no longer feel how our soul qualities are alive within the spoken /e/ and /u/ and /a/ and /m/. We no longer train ourselves to imbue the words that sound alike with the very same inward feelings. We are abstract not only in our understanding, in our thinking, but abstract also in our speaking. For a person who really has a lively feeling for language, much of what we speak today sounds like a record on a record-player, but the record had already been produced in ancient times. We must try to make a connection with our language again. However, for this a kind of self-education will be necessary, so that we learn to listen inwardly. Let us listen to the word rauh ‘rough’ and feel the sound combination inwardly. If we say on perceiving this figure [a four-sided figure is drawn on the board], “That is a Raute ‘rhomboid’,” then we can sense roughin such a way that we feel roughness in the perception of the corners. We can still make the effort today, when looking at such a figure, to experience the corners as related to rough, and the /t/ of Raute we will feel as tut ‘does. Whatever does rough is the Raufe. [We can approach this from many sides in English: even—evening; try triangle; hole-hold; flow-flower, etc.] Developing such imponderables would be an element of strength in teaching, if we tried not to allow sound-structure and mental image to diverge. I beg you to consider just what kind of a subtle background can we possibly sense when we talk to a child about this geometrical figure and say only, “This is a rhomboid”? We ourselves dont feel anything if we simply say, “This is a rhomboid.” How strong a foundation we could establish for the attentiveness of the students that we need in our class if we will re-educate ourselves through an understanding of the sounds of speech, and then feel the need to educate our children in the same direction! You can gain ideas for your self-education from just this view of language I have been talking about. But I've also wanted to show you something of method, my dear friends. My aim has been to guide you toward important ideas by means of characteristic, concrete examples. I believe that a truly modern university professor would probably expound in three volumes what I have developed in this short time. He would of course try for completeness, but it would be less possible for him to develop the guidelines to stimulate our thinking, our mental pictures, and our perceptions. If you proceed in the elementary school as we have proceeded in this language course, you will evolve a good basic method of your own. You will try at every point to look for thoroughly characteristic examples for what you are going to present to your students, and you will be able to combine what you see and feel in these characteristic examples with the perception of their spiritual quality. There is truly no better method of pushing children into materialism than by giving them abstract instruction. A spiritual way of teaching is through concrete examples, but you must not forget to allow qualities of soul and spirit to reveal themselves in these very concrete examples. Therefore I believe that what I have given you in this course can be a practical, methodological extension of the course I gave before the Waldorf School began.4 And 1 believe that you can accomplish a great deal by pondering, “How should I organize my class teaching, translating all this into what is right for children—for it is possible to adapt it in every subject—so that it follows this process of drawing in a spiritual quality by means of concrete examples?” If you do this, you will not easily run the risk almost all teaching does of not getting finished with the load of subject matter. It is only when subject matter is shredded into atoms and systematized that you don't get finished with it, because it is so tempting to take up the single, atomized parts that are uncharacteristic and pile them up, trying to show what is characteristic. Of course, there are uncharacteristic examples in all the school subjects; using these means that a great deal has to be strung together. If you make the effort, however, to choose characteristic examples and develop what is spiritual through your examples, you will achieve a certain necessary economy in your teaching. I would be happy, my dear friends—and let it be said in all friendship, especially to those who are teachers here at the Waldorf School—I would be happy if two things have been noted in these improvised talks: First, the stimulus toward educating yourselves in a kind of brotherly-sisterly alliance with the language genius; on the other hand, that the method of teaching is influenced to some extent by what I have just pointed out to you. It is to be hoped that when I come back, possibly very soon, we will continue this exploration into language.
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323. Astronomy as Compared to Other Sciences: Lecture VII
07 Jan 1921, Stuttgart Tr. Unknown Rudolf Steiner |
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But we must make a yet more subtle distinction. It is true that self-consciousness or Ego-consciousness, such as we have it in our ordinary life today, is only kindled in us in the moment of awakening. |
323. Astronomy as Compared to Other Sciences: Lecture VII
07 Jan 1921, Stuttgart Tr. Unknown Rudolf Steiner |
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You will have seen how we are trying in these lectures to prepare the ground for an adequate World-picture. As I have pointed out again and again, the astronomical phenomena themselves impel us to advance from the merely quantitative to the qualitative aspect. Under the influence of Natural Science there is a tendency, in modern scholarship altogether, to neglect the qualitative side and to translate what is really qualitative into quantitative terms, or at least into rigid forms. For when we study things from a formal aspect we tend to pass quite involuntarily into rigid forms, even if we went to keep them mobile. But the question is, whether an adequate understanding of the phenomena of the Universe is possible at all in terms of rigid, formal concepts. We cannot build an astronomical World-picture until this question has been answered. This proneness to the quantitative, abstracting from the qualitative aspect, has led to a downright mania for abstraction which is doing no little harm in scientific life, for it leads right away from reality. People will calculate for instance under what conditions, if two sound-waves are emitted one after the other, the sound omitted later will be heard before the other. All that is necessary is the trifling detail that we ourselves should be moving with a velocity greater than that of sound. But anyone who thinks in keeping with real life instead of letting his thoughts and concepts run away from the reality, will, when he finds them incompatible with the conditions of man's co-existence with his environment, stop forming concepts in this direction. He cannot but do so. There is no sense whatever in formulating concepts for situations in which one can never be. To be a spiritual scientist one must educate oneself to look at things in this way. The spiritual scientist will always want his concepts to be united with reality. He does not want to form concepts remote from reality, going off at a tangent,—or at least not for long. He brings them back to reality again and again. The harm that is done by the wrong kinds of hypothesis in modern time is due above all to the deficient feeling for the reality in which one lives. A conception of the world free of hypotheses, for which we strive and ought to strive, would be achieved far more quickly if we could only permeate ourselves with this sense of reality. And we should then be prepared, really to see what the phenomenal world presents. In point of fact this is not done today. If the phenomena were looked at without prejudice, quite another world-picture would arise than the world-pictures of contemporary science, from which far-fetched conclusions are deduced to no real purpose, piling one unreality upon another in merely hypothetical thought-structures. Starting from this and from what was given yesterday, I must again introduce certain concepts which may not seem at first to be connected with our subject, though in the further course you will see that they too are necessary for the building of a true World-picture. I shall again refer to what was said yesterday in connection with the Ice-ages and with the evolution of the Earth altogether. To begin with however, we will take our start from another direction. Our life of knowledge is made up of the sense-impressions we receive and of what comes into being when we assimilate the sense-impressions in our inner mental life. Rightly and naturally, we distinguish in our cognitional life the sense-perceptions as such and the inner life of ‘ideas’—mental pictures. To approach the reality of this domain we must being by forming these two concepts: That of the sense-perception pure and simple, and of the sense-perception transformed and assimilated into a mental picture. It is important to see without prejudice, what is the real difference between our cognitional life insofar as this is permeated with actual sense-perceptions and insofar as it consists of mere mental picture. We need to see these things not merely side by side in an indifferent way; we need to recognize the subtle differences of quality and intensity with which they come into our inner life. If we compare the realm of our sense-perceptions—the way in which we experience them—with our dream-life, we shall of course observe an essential qualitative difference between the two. But it is not the same as regards our inner life of ideas and mental pictures. I am referring now, not to their content but to their inner quality. Concerning this, the content—permeated as it is with reminiscences of sense-perceptions—easily deludes us. Leaving aside the actual content and looking only at its inner quality and character—the whole way we experience it,—there is no qualitative difference between our inner life in ideas and mental pictures and our life of dreams. Think of our waking life by day, or all that is present in the field of our consciousness in that we open our senses to the outer world and are thereby active in our inner life, forming mental pictures and ideas. In all this forming of mental pictures we have precisely the same kind of inner activity as in our dream-life; the only thing that is added to it is the content determined by sense-perception. This also helps us realize that man's life of ideation—his forming of mental pictures—is a more inward process than sense-perception. Even the structure of our sense-organs—the way they are built into the body—shows it. The processes in which we live by virtue of these organs are not a little detached from the rest of the bodily organic life. As a pure matter of fact, it is far truer to describe the life of our senses as a gulf-like penetration of the outer world into our body (Fig. 1) than as something primarily contained within the latter. Once more, it is truer to the facts to say that through the eye, for instance, we experience a gulf-like entry of the outer world. The relative detachment of the sense-organs enables us consciously to share in the domain of the outer world. Our most characteristic organs of sense are precisely the part of us which is least closely bound to the inner life and organization of the body. Our inner life of ideation on the other hand—our forming of mental pictures—is very closely bound to it. Ideation therefore is quite another element in our cognitional life than sense-perception as such. (Remember always that I am thinking of these processes such as they are at the present stage in human evolution.) Now think again of what I spoke of yesterday—the evolution of the life of knowledge from one Ice-Age to another. Looking back in time, you will observe that the whole interplay of sense-perceptions with the inner life of ideation—the forming of mental pictures—has undergone a change since the last Ice-Age. If you perceive the very essence of that metamorphosis in the life of knowledge which I was describing yesterday, then you will realize that in the times immediately after the decline of the Ice-Age the human life of cognition took its start from quite another quality of experience than we have today. To describe it more definitely; whilst our cognitional life has become more permeated and determined by the senses and all that we receive from them, what we do not receive from the senses—what we received long, long ago through quite another way of living with the outer world—has faded out and vanished, ever more as time went on. This other quality—this other way of living with the world—belongs however to this day to our ideas and mental pictures. In quality they are like dreams. Fro in our dreams we have a feeling of being given up to, surrendered to the world around us. We have the same kind of experience in our mental pictures. While forming mental pictures we do not really differentiate between ourselves and the world that then surrounds us; we are quite given up to the latter. Only in the act of sense-perception do we separate ourselves from the surrounding world. Now this is just what happened to the whole character of man's cognitional life since the last Ice-Age. Self-consciousness was kindled. Again and again the feeling of the “I” lit up, and this became ever more so. What do we come to therefore, as we go back in evolution beyond the last Ice-Age? (We are not making hypotheses; we are observing what really happened.) We come to a human life of soul, not only more dream-like than that of today, but akin to our present life of ideation rather than to our life in actual sense-perception. Now ideation—once again, the forming of mental pictures—is more closely bound to the bodily nature than is the life of the senses. Therefore what lives and works in this realm will find expression rather within the bodily nature than independently of the latter. Remembering what was said in the last few lectures, this will then lead you from the daily to the yearly influences of the surrounding world. The daily influences, as I showed, are those which tend to form our conscious picture of the world, whereas the yearly influences affect our bodily nature as such. Hence if we trace what has been going on in man's inner life, as we go back in time we are led from the conscious life of soul deeper and deeper into the bodily organic life. In other works; before the last Ice-Age the course of the year and the seasons had a far greater influence on man than after. Man, once again, is the reagent whereby we can discern the cosmic influences which surround the Earth. Only when this is seen can we form true ideas of the relations—including even those of movement—between the Earth and the surrounding heavenly bodies. To penetrate the phenomena of movement in the Heavens, we have to take our start from man—man, the most sensitive of instruments, if I may call him so. And to this end we need to know man; we must be able to discern what belongs to the one realm, namely the influences of the day, and to the other, the influences of the year. Those who have made a more intensive study of Anthroposophical Science may be reminded here of what I have often described from spiritual perception; the conditions of life in old Atlantis, that is before the last Ice-Age. For I was there describing from another aspect—namely from direct spiritual sight—the very same things which we are here approaching more by the light of reason, taking our start from the facts of the external world. We are led back then to a kind of interplay between the Earth and its celestial environment which gave men an inner life of ideation—mental pictures—and which was afterwards transmuted in such a way as to give rise to the life of sense-perception in its present form. (The life of the senses as such is of course a much wider concept; we are here referring to the form it takes in present time.) But we must make a yet more subtle distinction. It is true that self-consciousness or Ego-consciousness, such as we have it in our ordinary life today, is only kindled in us in the moment of awakening. Self-consciousness trikes in upon us the moment we awaken. It is our relation to the outer world—that relation to it, into which we enter by the use of our senses—to which we owe our self-consciousness. But if we really analyze what it is that thus strikes in upon us, we shall perceive the following. If our inner life in mental pictures retained its dream-like quality and only the life of the senses were added to it, something would still be lacking. Our concepts would remain like the concepts of fantasy or fancy (I do not say identical with these, but like them). We should not get the sharply outlined concepts which we need for outer life. Simultaneously therefore with the life of the senses, something flows into us from the outer world which gives sharp outlines and contours to the mental pictures of our every-day cognitional life. This too is given to us by the outer world. Were it not for this, the mere interplay of sensory effects with the forming of ideas and mental pictures would bring about in us a life of fantasy or fancy and nothing more; we should never achieve the sharp precision of every-day waking life. Now let us look at the different phenomena quite simply in Goethe's way, or—as has since been said, rather more abstractly—in Kizchhoff's way. Before doing so I must however make another incidental remark, Scientists nowadays speak of a “physiology of the senses”, and even try to build on this foundation a “psychology of the senses”, of which there are different schools. But if you see things as they are, you will find little reality under these headings. In effect, our senses are so radically different from one-another that a “Physiology of the senses”, claiming to treat them all together, can at more be highly abstract. All that emerges, in the last resort, is a rather scanty and even then very questionable physiology and psychology of the sense of touch, which is transferred by analogy to the other senses. If you look for what is real, you will require a distinct physiology and a distinct psychology for every one of the senses. Provided we remember this, we may proceed. With all the necessary qualifications, we can then say the following. Look at the human eye. (I cannot now repeat the elementary details which you can find in any scientific text-book.) Look at the human eye, one of the organs giving us impressions of the outer world,—sense-impressions and also what gives them form and contour. These impressions, received through the eye, are—once again—connected with all the mental pictures which we then make of them in our inner life. Let us now make the clear distinction, so as to perceive what underlies the sharp outline and configuration which makes our mental images more than mere pictures of fancy, giving them clear and precise outline. We will distinguish this from the whole realm of imagery where this clarity and sharpness is not to be found,—where in effect we should be living in fantasies. Even through what we experience with the help of our sense-organs—and what our inner faculty of ideation makes of it—we should still be floating in a realm of fancies. It is through the outer world that all this imagery receives clear outline, finished contours. It is through something from the outer world, which in a certain way comes into a definite relation to our eye. And now look around. Transfer, what we have thus recognized as regards the human eye, to the human being as a whole. Look for it, simply and empirically, in the human being as a whole. Where do we find—though in a metamorphosed form—what makes a similar impression? We find it in the process of fertilization. The relation of the human being as a whole—the female human body—to the environment is, in a metamorphosed form, the same as the relation of the eye to the environment. To one who is ready to enter into these things it will be fully clear. Only translated, one might say, into the material domain, the female life is the life of fantasy or fancy of the Universe, whereas the male is that which forms the contours and sharp outlines. It is the male which transforms the undetermined life of fancy into a life of determined form and outline. Seen in the way we have described in today's lecture, the process of sight is none other than a direct metamorphosis of that of fertilization; and vice-versa. We cannot reach workable ideas about the Universe without entering into such things as these. I am only sorry that I can do no more than indicate them, but after all, these lectures are meant as a stimulus to further work. This I conceive to be the purpose of such lectures; as an outcome, every one of you should be able to go on working in one or other of the directions indicated. I only want to show the directions; they can be followed up in diverse ways. There are indeed countless possibilities in our time, to carry scientific methods of research into new directions. Only we need to lay more stress on the qualitative aspects, even in those domains where one has grown accustomed to a mere quantitative treatment. What do we do, in quantitative treatment? Mathematics is the obvious example; ‘Phoronomy’ (Kinematics) is another. We ourselves first develop such a science, and we then look to find its truths in the external, empirical reality. But in approaching the empirical reality in its completeness we need more than this. We need a richer content to approach it with, than merely mathematical and phoronomical ideas. Approach the world with the premises of Phoronomy and Mathematics, and we shall naturally find starry worlds, or developmental mechanisms as the case may be, phoronomically and mathematically ordered. We shall find other contents in the world if once we take our start from other realms than the mathematical and phoronomical. Even in experimental research we shall do so. The clear differentiation between the life of the senses and the organic life of the human being as a whole had not yet taken place in the time preceding the last Ice-Age. The human being still enjoyed a more synthetic, more ‘single’ organic life. Since the last Ice-Age man's organic life has undergone, as one might say, a very real ‘analysis’. This too is an indication that the relation of the Earth to the Sun was different before the last Ice-Age from what it afterwards became. This is the kind of premise from which we have to take our start, so as to reach genuine pictures and ideas about the Universe in its relation to the Earth and man. Moreover our attention is here drawn to another question, my dear Friends. To what extent is ‘Euclidean space’—the name, of course, does not matter—I mean the space which is characterized by three rigid directions at right angles to each other. This, surely, is a rough and ready definition of Euclidean space. I might also call it ‘Kantian space’, for Kant's arguments are based on this assumption. Now as regards this Euclidean—or, if you will, Kantian—space we have to put the question: Does it correspond to a reality, or is it only a thought-picture, an abstraction? After all, it might well be that there is really no such thing as this rigid space. Now you will have to admit; when we do analytical geometry we start with the assumption that the X-, Y- and Z-axes may be taken in this immobile way. We assume that this inner rigidity of the X, Y and Z has something to do with the real world. What if there were nothing after all, in the realms of reality, to justify our setting up the three coordinate axes of analytical geometry in this rigid way? Then too the whole of our Euclidean Mathematics would be at most a kind of approximation to the reality—an approximation which we ourselves develop in our inner life,—convenient framework with which to approach it in the first place. It would not hold out any promise, when applied to the real world, to give us real information. The question now is, are there any indications pointing in this direction,—suggesting, in effect, that this rigidity of space can not, after all, be maintained? I know, what I am here approaching will cause great difficulty to many people of today, for the simple reason that they do not keep step with reality in their thinking. They think you can rely upon an endless chain of concepts, deducing one thing logically from another, drawing logical and mathematical conclusions without limit. In contrast to this tendency in science nowadays, we have to learn to think with the reality,—not to permit ourselves merely to entertain a thought-picture without at least looking to see whether or not it is in accord with reality. So in this instance, we should investigate. Perhaps after all, by looking into the world of concrete things, there is some way of reaching a more qualitative determination of space. I am aware, my dear Friends, that the ideas I shall now set forth will meet with great resistance. Yet it is necessary to draw attention to such things. The theory of evolution has entered ever more into the different fields of science. They even began applying it to Astronomy. (This phase, perhaps, is over now, but it was so a little while ago.) They began to speak of a kind of natural selection. Then as the radical Darwinians would do for living organisms, so they began to attribute the genesis of heavenly bodies to a kind of natural selection, as though the eventual form of our solar system had arisen by selection from among all the bodies that had first been ejected. Even this theory was once put forward. There is this p to the whole Universe the leading ideas that have once been gaining some particular domain of science. So too it came about that man was simply placed at the latter end of the evolutionary series of the animal kingdom. Human morphology, physiology etc. were thus interpreted. But the question is whether this kind of investigation can do justice to man's organization in its totality. For, to begin with, it omits what is most striking and essential even from a purely empirical point of view. One saw the evolutionists of Haechel's school simply counting how many bones, muscles and so on man and the higher animals respectively possess. Counting in that way, one can hardly do otherwise than put man at the end of the animal kingdom. Yet it is quite another matter when you envisage what is evident for all eyes to see, namely that the spine of man is vertical while that of the animal is mainly horizontal. Approximate though this may be, it is definite and evident. The deviations in certain animals—looked into empirically—will prove to be of definite significance in each single case. Where the direction of the spine is turned towards the vertical, corresponding changes are called forth in the animal as a whole. But the essential thing is to observe this very characteristic difference between man and animal. The human spine follows the vertical direction of the radius of the Earth, whereas the animal spine is parallel to the Earth's surface. Here you have purely spatial phenomena with a quite evident inner differentiation, inasmuch as they apply to the whole figure and formation of the animal and man. Taking our start from the realities of the world, we cannot treat the horizontal in the same way as the vertical. Enter into the reality of space—see what is happening in space, such as it really is,—you cannot possibly regard the horizontal as though it were equivalent or interchangeable with the vertical dimension. Now there is a further consequence of this. Look at the animal form and at the form of man. We will take our start from the animal, and please fill in for yourselves on some convenient occasion what I shall now be indicating. I mean, observe and contemplate for yourselves the skeleton of an mammal. The usual reflections in this realm are not nearly concrete enough; they do not enter thoroughly enough into the details. Consider then the skeleton of an animal. I will go no farther than the skeleton, but what I say of this is true in an even higher degree of the other parts and systems in the human and animal body. Look at the obvious differentiation, comparing the skull with the opposite end of the animal. If you do this with morphological insight, you will perceive characteristic harmonies or agreements, and also characteristic diversities. Here is a line of research which should be followed in far greater detail. Here is something to be seen and recognized, which will lead far more deeply into realty than scientists today are wont to go. It lies in the very nature of these lectures that I can only hint at such things, leaving out many an intervening link. I must appeal to your own intuition, trusting you to think it out and fill in what is missing between one lecture and the next. You will then see how all these things are connected. If I did otherwise in these few lectures, we should not reach the desired end. Diagrammatically now (Fig. 2), let this be the animal form. If after going into an untold number of intervening links in the investigation, you put the question: ‘What is the characteristic difference of the front and the back, the head and the tail end due to?’, you will reach a very interesting conclusion. Namely you will connect the differentiation of the front end with the influences of the Sun. Here is the Earth (Fig. 3). You have an animal on the side of the Earth exposed to the Sun. Now take the side of the Earth that is turned away from the Sun. In one way or another it will come about that the animal is on this other side. Here too the Sun's rays will be influencing the animal, but the earth is now between. In the one case the rays of the Sun are working on the animal directly; in the other case indirectly, inasmuch as the Earth is between and the Sun's rays first have to pass through the Earth (Fig. 3). Expose the animal form to the direct influence of the Sun and you get the head. Expose the animal to those rays of the Sun which have first gone through the Earth and you get the opposite pole to the head. Study the skull, so as to recognize in it the direct outcome of the influences of the Sun. Study the forms, the whole morphology of the opposite pole, so as to recognize the working of the Sun's rays before which the Earth is interposed—the indirect rays of the Sun. Thus the morphology of the animal itself draws our attention to a certain interrelation between Earth and Sun. For a true knowledge of the mutual relations of Earth and Sun we must create the requisite conditions, not by the mere visual appearance (even though the eye be armed with telescopes), but by perceiving also how the animal is formed—how the whole animal form comes into being. Now think again of how the human spine is displaced through right angle in relation to the animal. All the effects which we have been describing will undergo further modification where man is concerned. The influences of the Sun will therefore be different in man than in the animal. The way it works in man will be like a resultant (Fig. 4). That is to say, if we symbolize the horizontal line—whether it represent the direct or the indirect influence of the Sun—by this length, we shall have to say; here is a vertical line; this also will be acting. And we shall only get what really works in man by forming the resultant of the two. Suppose in other words that we are led to relate animal formation quite fundamentally to some form of cosmic movement—say, a rotation of the Sun about the Earth, or a rotation of the Earth about its own axis. If then this movement underlies animal formation, we shall be led inevitably to attribute to the Earth or to the Sun yet another movement, related to the forming of man himself,—a movement which, for its ultimate effect, unites to a resultant with the first. From what emerges in man and in the animal we must derive the basis for a true recognition of the mutual movements among the heavenly bodies. The study of Astronomy will thus be lifted right out of its present limited domain, where one merely takes the outward visual appearance, even if calling in the aid of telescopes, mathematical calculations and mechanics. It will be lifted into what finds expression in this most sensitive of instruments, the living body. The forming forces working in the animal, and then again in man, are a clear indication of the real movements in celestial space. This is indeed a kind of qualitative Mathematics. How, then, shall we metamorphose the idea when we pass on from the animal to the plant? We can no longer make use of either of the two directions we have hitherto been using. Admittedly, it might appear as though the vertical direction of the plant coincided with that of the human spine. From the aspect of Euclidean space it does, no doubt (Euclidean space, that is to say, not with respect to detailed configuration but simply with respect to its rigidity.) But it will not be the same in an inherently mobile space. I mean a space, the dimensions of which are so inherently mobile that in the relevant equations, for example, we cannot merely equate the \(x\)- and the \(y\)-dimensions: \(y = ƒ(x)\). (The equation might be written very differently from this. You will see what I intend more from the words I use than from the symbols; it is by no means easy to express in mathematical form.) In a co-ordinate system answering to what I now intend, it would no longer be permissible to measure the ordinates with the same inherent measures as the abscissae. We could not keep the measures rigid when passing from the one to the other. We should be led in this way from the rigid co-ordinate system of Euclidean space to a co-ordinate system that is inherently mobile. And if we now once more ask the question: How are the vertical directions of plant growth and of human growth respectively related?—we shall be led to differentiate one vertical from another. The question is, then, how to find the way to a different idea of space from the rigid one of Euclid. For it may well be that the celestial phenomena can only be understood in terms of quite another kind of space—neither Euclidean, nor any abstractly conceived space of modern Mathematics, but a form of space derived from the reality itself. if this is so, then there is no alternative; it is in such a space and not in the rigid space of Euclid that we shall have to understand them. Thus we are led into quite other realms, namely to the Ice-Age on the one hand and on the other to a much needed reform of the Euclidean idea of space. But this reform will be in a different spirit than in the work of Minkowski and others. Simply in contemplating the given facts and trying to build up a science free of hypotheses, we are confronted with the need for a thoroughgoing revision of the concept of space itself. Of these things we shall speak again tomorrow. |
307. Education: Memory, Temperaments, Bodily Culture and Art
16 Aug 1923, Ilkley Tr. Harry Collison Rudolf Steiner |
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I have already said that during this period of life physical body, etheric body, astral body and Ego-organization are working in unison. The way in which the child works out by imitation everything he unconsciously observes around him has the effect of stimulating, even in the physical body itself, the forces underlying the development of memory. |
307. Education: Memory, Temperaments, Bodily Culture and Art
16 Aug 1923, Ilkley Tr. Harry Collison Rudolf Steiner |
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There are two sides to be considered in teaching and education. One is connected with the subject-matter of the lessons and the other with the child whose faculties it is our task to unfold in accordance with what we learn from a true observation of the human being. If we adopt the methods described in these lectures, our teaching will always appeal to the particular faculties that should be unfolded during the different life-periods. Very special attention, however, must be paid to the development of the child's memory and here it must be realized that on account of a deficient understanding of the being of man our predecessors have been prone to burden the memories of children and, as I said yesterday in another connection, there has been a reaction from this to the very opposite extreme. The tendency in the most modern systems of education is to eliminate memory almost entirely. Now both methods are wrong. The point really is that the memory ought to be left alone up to the time of the change of teeth, when in the ordinary way the child is sent to school. I have already said that during this period of life physical body, etheric body, astral body and Ego-organization are working in unison. The way in which the child works out by imitation everything he unconsciously observes around him has the effect of stimulating, even in the physical body itself, the forces underlying the development of memory. During these years of life therefore the memory must be left to develop without interference. On the other hand, from the time of the change of teeth, when the nature of soul and spirit is in a certain sense released from the body, systematic training of the memory is of the greatest importance. Through the whole of a man's life the memory makes claims on his physical body. Unless there is an all-round development of the physical body the memory will be impaired in some way. Indeed it is well known to-day that any injury to the brain at once results in defective memory. When we are dealing with children, it is not enough to notice how in illness an element of soul is involved. As teachers, we must always be on the alert for every little intimate effect that is being produced on the bodily nature of the child by the soul and spirit. An undue development of memory will injure the child for the whole of life, will even injure his physical body. How then can we rightly unfold the faculty of memory? Above all we must realize that abstract concepts, concepts built up by the rationalizing intellect, are a load on the memory in the period of life between the change of teeth and puberty. Perceptions of a living nature, plastic ideas conveyed to the child in his art lessons on the other hand call forth those living forces which play down even into the physical body and allow the memory to unfold in the right way. The best foundation for the full development of memory is laid when the whole teaching during the Elementary School period is informed with artistic quality. Art rightly taught leads to perfect control of bodily movement. If we are able to stimulate the child to self-activity in art, if as he paints, writes or draws, his bodily nature bestirs itself together with his qualities of spirit, we shall rightly unfold the forces that must proceed from the soul and come to the aid of memory in the physical body. In tomorrow's lecture I will explain how this is achieved in Eurhythmy. We must not fall into the error of believing that a complete elimination or an insufficient feeding of memory can ever be of benefit to the child. There are three golden rules for the development of memory: Concepts load the memory; Concrete artistic activity builds it up; activities of will strengthen it. We have splendid opportunities for applying these three golden rules if we teach nature-study and history in the way I have been indicating during these lectures. Arithmetic too may be used for the same end, for in arithmetic we ought always to begin with an artistic understanding of things. But when the children thoroughly understand the more simple operations with numbers up to ten or twenty, let us say, we need not be afraid of working upon the memory afterwards. It is not more right to overload the child with too many concrete pictures than it is to put too great a strain on his powers of memory, for concepts carried too far into complexity have the same effect. We must therefore carefully observe how the memory is unfolding in the case of each individual child. Here we see how necessary it is for the teacher and educationalist to have some understanding of tendencies to health and disease in the human being. Strange experiences have often come one's way in this connection. A gentleman whose whole life is concerned with education once came to visit the Waldorf School and I tried to explain the spirit underlying the teaching there. After a little while he said: “Yes, but if you work on those lines the teachers will have to know a great deal about medicine.” It seemed to him quite impossible that they could understand medicine to the extent necessary in such a school. I said that even though this would arise naturally out of a knowledge of the nature of man, a certain amount of medical instruction ought to form part of the training course for teachers. Questions concerning health ought not to be left entirely to the school doctor. I think we are particularly fortunate at the Waldorf School in that our school doctor himself is on the staff of the College of Teachers. Dr. Eugen Kolisko is a doctor by profession and besides looking after the children's health, he is also a member of the teaching staff. In this way everything connected with the bodily health of the children can proceed in fullest harmony with their education. This, in effect, is necessary: our teachers must learn to understand matters connected with health and sickness in the child. To give an example: a teacher notices a child growing paler and paler. Another child may lose his natural colour because his face begins to be excessively red. The teacher will find, if he observes accurately, that the latter child is showing signs of restlessness and peevishness. We must be able to connect all such symptoms in the right way with the spiritual nature. Abnormal pallor, or even the mere tendency to it, is the result of over-exertion of the memory. The memory of such a child has been overstrained and one must put a stop to this. In the case of a child with an abnormally high colour, the memory has not been given enough to do. This child must be given things to memorize and then we must make sure that he has retained them in his mind. The memory of a child who grows paler and paler must therefore be relieved, whereas in the case of a child with excessive colour, we must set about developing the memory. We only approach the whole human being if we are thus able to handle his nature of soul and spirit in intimate harmony with his physical body. In the Waldorf School, the child, the growing human being, is handled according to his qualities of spirit, soul and body, above all according to his particular temperament. In the classroom itself we arrange the children in a way that enables the various temperaments—choleric, sanguine, melancholic or phlegmatic—to be expressed and adjusted among themselves. The very best way is to make the choleric children or again the melancholic children sit together, for then they tone each other down. One must of course know how to judge and then deal with the different temperaments, for this in turn affects the very roots of bodily development. Take the case of a sanguine child, inattentive in his lessons. Every impression coming from the outer world immediately engages his attention but passes away again as quickly. The right treatment for such a child will be to reduce the quantity of sugar in his food, not unduly, of course. The less sugar he absorbs, the more will the excessively sanguine qualities be modified and a harmonised temperament take their place. In the case of a melancholic child who is always brooding, just the opposite treatment is necessary. More sugar must be added to his food. In this way we work right down into the physical constitution of the liver, for the action of the liver differs essentially according to whether a large or small quantity of sugar is taken. In effect, every activity of outer life penetrates deeply into the physical organism of man. At the Waldorf School we take the greatest care that there shall be an intimate contact between the teaching staff and the parents of the children. A really intimate contact of course is only possible to a certain degree, for it depends on the amount of understanding possessed by the parents. We try however to the greatest possible extent to induce the parents to come to the different teachers to obtain advice as to the most suitable diet for the individual children. This is just as important as what is taught in the classroom. We must not imagine in a materialistic sense that the body does everything, for obviously a child with no hands cannot be taught to play the piano. The role of the body is to be a suitable instrument. Just as one cannot teach a child with no hands to play the piano, one cannot rid a child whose liver is over-active, of melancholy, no matter what physical measures are employed by abstract systems of education. If, however, the action of the liver is regulated by increasing the quantity of sugar in the child's diet, he will be able to use this bodily organ as a fit instrument. Then only and not till then will spiritual measures begin to be effective. People often imagine that reforms can be introduced into education by the reiteration of abstract principles. All the world knows what is desirable in teaching and how education ought to proceed. Yet true education demands an understanding of the human being that can only be acquired little by little, and so, although I neither attack nor belittle the knowledge possessed by nearly everyone on the subject of education, I say that it is of no practical use. This kind of knowledge seems to me just like someone who says: “I want a house built; it must look nice, be comfortable and weather-proof ...” And then off he goes to someone who knows quite well that the house must have all these qualities and thinks he can set about building. But to know these things is of no practical use. That is approximately as much as people in general know about the art of education and yet they think they can bring about reforms. If I want a house properly built, I must go to an architect who knows in detail how the plans must be drawn, how the bricks are to be laid, how massive the girders must be to bear the weight upon them and so on. The essential thing is to know in detail how the human being is constituted, and not to speak vaguely about human nature in general as one speaks about a house being weatherproof, comfortable and beautiful to look at. The civilized world must realize that technique, a spiritualized technique of course, is necessary in every detail of the art of education. If it becomes general, this realization will indeed be a boon to all the very praiseworthy efforts in the direction of educational reform that are making themselves felt to-day. *** The significance of these principles is revealed above all when we come to consider the very different individualities of children. It has become the practice in schools not to allow children who cannot keep up with the work in a particular class to go on to the next. Now in an art of education where the child is taught in accordance with his particular age of life, it must gradually become out of the question to leave a child behind in a class, for then he will fall out of the sequence of the kind of teaching that is suited to his years. In the Waldorf School, of course, each class consists of children of one particular age. If therefore, a child who ought to go up to the fourth class is left behind in the third, the inner course of his education comes into variance with his age. As far as we can we avoid this in the Waldorf School. Only in very exceptional cases does it happen that a child stays behind in his class. We make every effort to handle each child individually in such a way that it will not be necessary for him to stay behind. Now as you all know, there are children who do not develop normally, who are in some way abnormal. At the Waldorf School we have instituted a special ‘helping’ class for these children. This helping class provides for children whose faculties of thinking, feeling and willing are under-developed and it has become very dear to our hearts. A child whom we cannot have in a class because of a weakness of some power of soul is taken into this separate class. And it is really delightful at the Waldorf School to find a kind of competition among the staff of teachers arising round a child when it is found necessary to move him from his normal class into the helping class. After all I have been saying, you will realize that there is the greatest harmony between the members of the teaching staff at the Waldorf School, but there is always a certain struggle when such a thing has to be done. It means that Dr. Karl Schubert to whom, on account of his wonderful qualities, the helping class has been entrusted has to face a regular onset! The teachers never like giving up a child to him. The children too feel it rather against the grain to have to leave their normal class and the teacher whom they love to go into the helping class. But again it is a blessing that before very long they do not want to leave the helping class because they have such a love for Dr. Schubert. He is extraordinarily well-fitted to have charge of this helping class on account of his qualities of character, temperament and his great capacity of love. This capacity of love, devotion and unselfishness—and they are really the foundation of the art of teaching—are specially needed when it is a matter of bringing on children in an isolated class of this kind to a point where they can again return to the class corresponding to their age; and this is the goal we set ourselves with the aid of the helping class. True knowledge of the nature of man brings the following facts to light. It is really nonsense to speak of abnormalities or disease of the spiritual part of man's being, although of course in colloquial language and for the purposes of everyday life there is no need to be fanatical and pedantic about such matters. Fundamentally speaking the spirit and the soul are never ill. Illness can only occur in the bodily foundation and what then passes over from the body into the soul. Since however in earthly existence the being of soul and spirit can only be approached through the instrument of the body, it is above all necessary in the treatment of so-called abnormal children to know that the body, precisely through its abnormality, makes this approach to the soul and spirit impossible. As soon as we overcome a defect of body or of body and soul in the child and are able to approach his nature of soul and spirit, we have done what is necessary. In this connection therefore our constant aim must be to perceive the delicate and intimate qualities and forces of the bodily nature of man. If we observe that a child is slow of apprehension, that something hampers him from connecting concepts and ideas, we must always realize that there is some irregularity in the nervous system. Individual treatment will do much in such a case, perhaps by going more slowly in the teaching or particularly in rousing the will and the like. When a child is abnormal, our treatment must always be individual and we shall do infinite good by such measures as I have indicated, perhaps by teaching slowly or stimulating the element of will into greater activity. Great attention of course must be paid to bodily training and culture in the case of such a child. Let me explain certain principles by giving you a simple example. Suppose it is difficult for a child to put together ideas. We shall achieve much by giving the child physical exercises in which his own body, his whole organic system is made to act in accordance with an activity in his soul. We may tell him for, instance, to touch the lobe of his left ear with the third finger of the right hand and make him quickly repeat the exercise. Then we may tell him to touch the top of his head with the little finger of the left hand. Then we may alternate the first and second exercises quickly, one after the other. The organism is brought into movement in such a way that the child's thoughts must flow swiftly into the movements he makes. Thus by stimulating the nervous system we make it into a good foundation for the faculty which the child must exercise when it is a question of connecting or separating ideas. In such ways we can experience how the spiritual nature of the child may be stimulated by the culture of the body. Suppose, for example, a child returns again and again to one fixed idea. This tendency is obviously a great weakness in his soul. He simply cannot help repeating certain words or returning over and over again to the same ideas. They take a deep hold of his being and he cannot get rid of them. If we observe such a child closely, we shall generally find that he walks too much on his heels and not with the toes and the front part of the foot. (All these symptoms of course take an individual form in each child and that is why a true knowledge of the human being, by means of which one can make individual distinctions, is so necessary.) Such a child needs exercises in which he must pay attention to every step he takes and these must be repeated until they gradually become a habit. And then, if it is not too late—in fact a great deal can be achieved in this direction between the seventh and twelfth years—we shall see an extraordinary improvement in the inner condition of the child's soul. We should, for example, understand too how movement of the fingers of the right hand influences the speech organism, and how movement of the fingers of the left hand works upon all that which comes to the help of thinking out of the speech organism. We must know too how walking on the toes or walking on the heels reacts upon the faculties of speech and thought, and specially on the will. The art of Eurhythmy, working as it does with normal forces, teaches us a great deal when we come to deal with the abnormal. The movements of Eurhythmy also, although they are founded upon that which is normal, are extremely valuable where the abnormal is concerned. For while for the normal human being they are artistic in their nature, for abnormality they can be adapted for therapeutic use. Since the movements are derived from laws of the human organism itself, the faculties of spirit and soul, which always need stimulus during the period of growth, are given an impulse that proceeds from the bodily nature. This proves how very necessary it is to realize the unity between spirit, soul and body when we have to deal with abnormal children at school. The excellent course of teaching that is being developed by Dr. Schubert in this branch of work at the Waldorf School is achieving really splendid results. A great power of love and unselfishness is of course necessary when it is a matter of individual treatment in every case. These qualities are absolutely essential in the helping class. In many cases, too, resignation is required if any results at all are to be achieved, for one can only work with what is there or can be brought out of the human being. If only a quarter or a half of what would make the child absolutely normal is attained, the parents are apt not to be quite satisfied. But the essential thing in all human action that is guided and directed by the spirit is to be independent of outer recognition and to become more and more deeply aware of the sustaining power that grows from a sense of inner responsibility. This power will increase step by step in an art of education that perceives in these intimate details of life the harmony between the child's spirit, soul and body. Insight, perception, observation, these are what the teacher needs; if he has these qualities, speech itself will come to life in his whole being. Quite instinctively he will carry over into his practical teaching, what he has learnt from observation of the human being. At a certain age, as I told you yesterday, the child must be led on from the plant- and animal-lore which he grasps more with his faculties of soul, to mineral-lore, to physics and chemistry, where greater claims are made on his conceptual faculties and intellect, but it is all-important that these subjects shall not be taught too soon. During this period of life when we are conveying the idea of causality to the child and he learns of cause and effect in nature, it is essential to balance the inorganic, lifeless elements in nature-study by leading him into the domain of art. If we are to introduce art to the child in the right way, not only must all our teaching be artistic from the beginning, but art itself must play its proper part in education. That the plastic-pictorial arts are to be cultivated you can see if only from the fact that the writing lessons begin with a kind of painting. Thus, according to the Waldorf School principle, we begin to give painting and drawing lessons at a very tender age of childhood. Modelling too is cultivated as much as possible, albeit only from the ninth or tenth year and in a primitive way. It has a wonderfully vitalizing effect on the child's physical sight and on the inner quality of soul in his sight, if at the right age he begins to model plastic forms and figures. So many people go through life without even noticing what is most significant in the objects and events of their environment. Learning to see is what we must learn, if we are to stand rightly in the world. And if the child is to learn to observe aright, it is a very good thing for him to begin as early as possible to occupy himself with modelling, for what his head and eyes perceive is thus guided into the movements of fingers and hand. In this way we shall not only awaken the child's taste for the artistic around him, in the arrangement of a room perhaps, and distaste for the inartistic, but he will begin to observe those things in the world which ought to flow into the heart and soul of man. By beginning musical instruction with song, but leading on more and more to instrumental playing, we develop the element of will in the human being. This musical instruction is not only a means of unfolding his artistic qualities, but also his purely “human” qualities, especially those of the heart and will. We must of course begin with song, but we must pass on as soon as possible to an understanding of instrumental music in order that the child may learn to distinguish the pure element of music, rhythm, measure, melody from everything else, from imitative or pictorial qualities of music and the like. More and more he must begin to realize and experience the purely musical element. By leading the child into the sphere of art, by building a bridge from play to life through art, we can begin, between the eleventh and twelfth years, and that is the proper time, to teach him to understand art. In the principles of education which it is the aim of the Waldorf School to realize, it is of vital importance for the child to acquire some understanding of art at the right age. At the age when the child must realize that Nature is ruled by abstract law, by natural law to be grasped by the reason, when he must learn in physics the link between cause and effect in given cases, we must promote an understanding of art as a necessary counterpoise. The child must realize how the several arts have developed in the different epochs of human history, how this or that motif in art plays its part in a particular epoch. Only so will those elements which a human being needs for all-round development of his nature be truly stimulated. In this way too, we can unfold the qualities which are essential in moral instruction. If he acquires an understanding of art, the relation of the human being to his fellow-men will be quite different from what it could be without such understanding. For what is the essence of the understanding of the world, my dear friends? It is to be able at the right moment to reject abstract concepts in order to attain insight into and true understanding of the affairs of the world. The mineral kingdom and also the domain of physics can be understood in the light of cause and effect. When we come to the plant-world, however, it is impossible to grasp everything through logic, reason and intellect. The plastic principle of man's being must here come into play, for concepts and ideas have to pass into pictures. Any plastic skill that we develop in the child helps him to understand the formations contained in the plants. The animal kingdom can only be comprehended if the ideas for its understanding are first implanted and developed in us by moral education. This alone will activate such inner powers as enable us to understand the forces building up the animal structure from the invisible world. How few people, how few physiologists to-day know whence the form of an animal is derived! Indeed the origin of the animal form is the structure of organs which, in man, become the organs of speech and song. That is the origin of the organic forms and structure of the animal. The animal does not come to the point of articulate speech; it only comes to the point of song as we know it in the birds. In speech and song, form-giving forces stream outwards, giving shape to the air-waves, and sound arises. That which in the organism of speech and song develops from out of a vital principle passes back into the form of the animal. It is only possible to understand the form of an animal if we realize that it develops, musically as it were, from organs which at a later stage are metamorphosed in the human being into the organic structures connected with the element of music. To understand man we need an all-round conception of art, for the faculty of reason can only comprehend the inorganic constituents of man's being. If at the right moment we know how to lead over the faculty of mental perception to artistic feeling, then and only then is a true understanding of man possible. This understanding of man's being must be awakened by the teaching we give on the subject of art. If the teacher himself is possessed of true artistic feeling and can introduce the child to Leonardo's “Last Supper” or Raphael's “Sistine Madonna” at the right age, not only showing the definite relations between the various figures, but how colour, inner perspective and so forth were treated in the time of Leonardo or Raphael, in short, if nature and history alike are imbued with an inner quality of soul through teaching that conveys an understanding of art then we are bringing the human element into all education. Nothing must be left undone in the way of imbuing the child with artistic feeling at the right age in life. Our civilization will never receive an impulse of ascent until more art is introduced into schools. Not only must the whole teaching be permeated with art, but a living understanding of art, called into being by the teacher's own creative power, must set up a counterpoise to prosaic conceptions of nature and of history. We deem this an all-essential part of Waldorf School education. True indeed it is, and every artist has felt the same, that art is not a mere discovery of man but a domain wherein the secrets of nature are revealed to him at a level other than that of ordinary intelligence, a domain in which he gazes into the mysteries of the whole universe. Not until the moment when man realizes the world itself to be a work of art and regards Nature as a creative artist, not until then is he ready for a deepening of his being in the religious sense. There is profound meaning in these words of a German poet: ‘Only through the dawn gates of beauty canst thou pass into the realm of knowledge.’ It is so indeed; when we understand the whole being of man through art, we generate in others too an all-embracing conception of the world. That is why our aim in education should be to add to what is required by prosaic culture and civilization, the purely human element. To this end, not only must cur teaching itself be full of artistic feeling, but an understanding of art must be awakened in the children. Art and science will then lead on to a moral and religious deepening. But as a preliminary to religious and moral progress, education and teaching must set up this balance: in the one scale lie all those things that lead into prosaic life, that bind men to the earth; in the other scale lie the counterbalancing factors leading to art, factors that enable man at every moment of his life to sublimate and raise to the spirit what must first be worked out in the ‘prose’ of life. |
315. Curative Eurythmy: Lecture III
14 Apr 1921, Dornach Tr. Kristina Krohn, Anthony Degenaar Rudolf Steiner |
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You see how one can follow into the outermost fringes of man's experience what I have expressed for example, in The Riddles of Philosophy:1 this going out and taking hold in the external world of what man today already experiences entirely inwardly in his ego. The reason why spiritual science is not accepted on the grounds of such things is solely that the people of our civilization are in general too lazy. |
315. Curative Eurythmy: Lecture III
14 Apr 1921, Dornach Tr. Kristina Krohn, Anthony Degenaar Rudolf Steiner |
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In order to proceed in an appropriate manner, we will prepare the grounds today for certain matters to be deepened physiologically and psychologically tomorrow, considering the forms which consonants take in eurythmic movement. In what has been developed as the form involved in consonantal movement consideration has been truly given to everything which must be taken into account when man attempts to penetrate into the outer world through speech. The person who sets himself the task of observing speech will see that man's confrontation with the outer world must consist on the one hand of living into the world vigorously; of making himself selfless and living out into the world. In the vowels he comes to himself; in the vowels he goes within and unfolds his activity there. In the consonants he becomes in a way one with the outer world although to varying degrees. These varying degrees of unification with the world are manifest in certain practices within language as well. In the development of the consonantal element in eurythmy, particularly in reference to the sensible-super-sensible observation of which I so often speak in introducing eurythmy performances,—it is necessary to take into consideration whether the human being objectifies himself. To discover whether man extroverts himself completely in order to grasp the spiritual element in the things outside him in a spoken sound, or if, despite this objectification of himself, he remains more within and does not go completely out of himself but instead reproduces the external within himself. That is a major distinction, by reason of which I must ask Mrs. Baumann to be so good and show us first of all the movement for “H”. Now please disregard this H-movement altogether and Mrs. Baumann will demonstrate the F-movement. And now keep an eye on what you can observe here in these two different movements. You can observe what is present by virtue of the human instinct in the attempt to enunciate the sound in question. Consider the pronunciation of H: actually you say H-a, you follow up with a vowel. It is impossible to sound a consonant without it being tinged by a vowel, you follow it up with an “A”. The pure consonant is vocalized, combined with a vowel. If you consider the “F” you will find that man's linguistic instinct places an “E” in front of it: e-F. Here the opposite occurs: an E is set before it. Through the foregoing you will perceive that when man utters an “H” he makes a greater effort to uncover through speech the spiritual in the external object; when he utters an “F” his effort is directed more towards reexperiencing the spiritual within himself. Therefore the manner in which the consonant arises is entirely different, according to whether the vowel tinges the consonant from the front or from the back, if I may use this manner of expression in respect to the nature of consonantal articulation. This you will find conveyed in the form you have observed. Perhaps Miss Wolfram will do the “H” once again. H: here you have an energetic unfolding in the outer world, one doesn't wish to remain in oneself, one wants to go out and live in the external. F: you see the decided effort to avoid entering into the outer world too sharply, to remain in the inner. Now when one takes this into consideration, one can carry on from here to form a mental picture of various matters which, although they must become part of eurythmy, were, to begin with, unnecessary as far as we have been concerned with eurythmy as art, but which will become necessary the more this art is extended to other languages. The moment one says not “ef” but “fi”, in that moment it is a different matter; in that moment one attempts to embrace the external with the sound as well. This is indicative of an important historical fact: In ancient Greece people attempted to grasp the external even in those things in respect to which modern man has become inward. You see how one can follow into the outermost fringes of man's experience what I have expressed for example, in The Riddles of Philosophy:1 this going out and taking hold in the external world of what man today already experiences entirely inwardly in his ego. The reason why spiritual science is not accepted on the grounds of such things is solely that the people of our civilization are in general too lazy. They have to take too many things into account in order to come to the truth, and they want to make it easier for themselves. But that just won't do. They want to make everything easier for themselves; and that won't do. That, for the present, in respect to one element which flowed into the formation of the consonants. If we want to understand the formation of consonants in the field of eurythmy, then we should consider a second element which I believe people pay less attention to nowadays in teaching, even in physiology, speech physiology, than the third element which we will come to in a moment. In order to form an impression, I will ask you to compare once again. Here it is important that one form a contemplative picture. Naturally, one cannot penetrate to the very end of that which one has in such a picture, to the concept. Perhaps Mrs. Baumann will be so good and make the H again, and once the tone has faded away, Mrs. Baumann will make a D for us. One must pay attention in this case to the following: When you contemplate the H, you will find the movement for it deviates greatly to begin with from what takes place in speaking it; since—in respect to the characteristic of which I am thinking at the moment—the eurythmic element must be polar to the actual process in speech. You know that the speech process as I presented it the day before yesterday is a reflecting back from the larynx. The eurythmic process must express this outwardly. It expresses it in movement. In certain instances one must go over to the exactly opposite pole. This is particularly characteristic of H and D; in the case of other consonants this element must be toned down. Now, what sort of a sound is H? H is esentially a breath sound. The H is actually brought into being through blowing. In the case of H you have a decided shoving thrust2 in eurythmy where you have to blow. When you utter “D” you have this thrusting effect in the pronunciation. We must polarize this by transforming it into the characteristic movement that was present in D. Thus the thrusting quality of speech is lamed when one conveys the sound through movement. So you see that precisely this characteristic must be taken into particular account, when one has either a breath sound or a plosive sound. Now sounds are not only either breath or plosive sounds. But by what reason are they one or the other? You see, when one has a decided breath sound, one expresses by means of the blowing the fact that one really wants to go out of oneself; in the thrusting, that this going out of oneself is difficult, that one would like to remain within. For this reason the eurythmic transposition of the sound must take place in the manner you have seen. Now one also has sounds that carefully connect the inward with the outward; sounds that are actually physiologically so constituted that with them one states that one is bringing to a standstill, arresting, that in which one would like to be active in such a manner that the inward would immediately become outward, where one would enter into the movement immediately with the whole human being. This is decidedly evident in only one sound in our language: the R, which is, however, for this reason the most inclusive sound; one would like to run after the speech organism with every limb, as I would like to express it, when one says R. Actually with R one strives to bring this pursuit to rest. The lips want to follow when they pronounce the labial R, and bring this running-after to a halt, the tongue wants to follow when it speaks the lingual R, and finally the palate wants to follow when the palatal R sounds. These three R's are distinctly different from one another, but are nevertheless one; in eurythmy they are expressed thus (Mrs. Baumann: R). The bringing-in-swing of what one usually brings to a standstill is expressed. Thus it is precisely the running after the movement of the sound that comes to expression in the R. And when one wants to bring the other element to expression, one can express the labial R by carrying the movement further downwards; the lingual R can be made more in the horizontal and the palatal R rather more upwards. By this means one can modify the R-sound in the eurythmic movement. But you see that the form is determined by leaving the vibrations of the R in the background and bringing the “running-after” to expression. A similar sound where one has, not a vibrating, but a sort of wave in the movement is the L (Miss Wolfram: L). You sec that there is something of the same movement in it as in the R; but the running-after is mild and comes to rest. It is a wave rather than a vibration that comes to expression. That is what is connected innerly, physiologically, with the shading through the vowel element of the consonantal sound, and with the shading through feeling, which already leads to a greater extent into the physical. One arrives at the outermost division of the sounds by considering the organs; if we compare once again the respective movements we will arrive at the most extreme, the most external principles of division through our contemplative picture. (Mrs. Baumann: B) That is a B, and now we will continue directly perhaps with a T. (Mrs. Baumann: I). Now you can see from the position—which as the third element must be taken into account and which makes itself quite apparent to the sensible-super-sensible contemplation—that in the case of B we have to do with a labial sound and in the case of T with a dental sound. (Miss Wolfram: K) K: here one starts with the position and the essential lies in the movement. Isere we have to do with a palatal sound which in its pronounciation, in the tone in which it is spoken is the quietest, but which is transformed in movement into its polar opposite when performed outwardly in eurythmy. The consonants overlap in respect to their characteristics; one division extends into another. The following may serve as an aid. Take the labial sounds—I'll write out only the most distinctive of them: V, B, P, F, M. You can determine to what extent the vowel colouring is involved by pronouncing the sounds; I don't need to indicate that. Let us take the dental sounds D, T, S, Sh, L, the English Th, and N. And now the palatal sounds: G, K, Ch, and the French Ng, more or less. We will have to write the R in everywhere, since it has its nuances everywhere: Labial sounds: V, B, P, F, M R Dental sounds: D, T, S, Sh, L, (Th), N R Palatal sounds: G, K, Ch, Ng R Considering the process of division from the other point of view now, I will underline with white where we have to do with a definite breath sound: V, F, S, Sh and Ch as well, more or less. These would be the decided breath sounds. I will underline in red where we have to do with what are clearly plosive sounds: B, P, M, D, T, N, and then perhaps G and K. The vibratory sound is R. We have to do with a distinct undulent sound—which, because of the soft transformation in the movement, must be in a sense of an inward character—fundamentally only in the case of L. These three organizational principles—the vowel colouring, the blowing, thrusting, vibrating and undulating, and all that which has to do with the external division (into dental labial and palatal sounds; the ed.)—all this comes to expression in the forms given for eurythmy. It must be clear to you, of course, to what degree these principles of division affect each other, however. When we have to do with L, for example, we have to do with a distinct dental sound which must have all the characteristics of a dental sound, and then we have to do with a gliding sound, with an undulant sound, which must have the characteristics of a wave. Apart from that, it has a strong connection to the inward. We have to do with a colouring from within outwards, at least in our language. We don't say “le”, but “el”; here we have the transition from older forms in which people reached yearningly into the exterior world and where as a result a word was used in order to express such an event, in order to bring this going over into the external to proper expression. Thus in each of the letters we have to do with a likeness of that which is taking place inwardly. Before we consider the consonants individually, let us contemplate the following. Yesterday we were able to show that A—which we also studied in its metamorphosis—has to do with all those forces in man that make him greedy, which organize him according to animal nature: the A in fact lies nearest to the animal nature in man, and in a certain sense one can say that when the A is pronounced it sounds out of the animality of man. And certainly as spiritual investigation confirms A is the sound which was the very earliest to appear in the course of both the phylogenetic evolution as well as the ontogenetic evolution of man. In ontogenetic evolution it is somewhat hidden of course; there is a false evolution as well, as you know. The A was the first sound to appear in the evolution of mankind, however, resounding to begin with entirely out of the animal nature. And when we tend towards A with the consonants, we are still calling on what are animal forces in man. As you could see yesterday, the whole sound is actually formed accordingly. If we use the sound therapeutically in the manner in which it presented itself to our souls yesterday we can combat that which makes children, and grown-ups too, into smaller and larger animals. With such exercises we can have very respectable results in the de-animalization of man. And now let us go on to the sound U, for example. We said yesterday that this is the sound we use therapeutically when a person cannot stand. You saw hat yesterday. It is the sound which in a certain respect expresses its physiologic-pathologic connection already in the manner in which it is formed in speech. The U is spoken with the mouth and the openings between the teeth constricted to the greatest degree and with the lips somewhat extended, in such a way, however, that the mouth opening is narrowed and the lips can vibrate. You can see that in speaking one seeks an essentially outward movement with the U. In the pronounciation of U the attempt to characterize something moving predominates. Thus with the eurythmic U the physiologic opposite occurs: the ability to hold one's stand is called forth. This is present in the U in artistic eurythmy as well, at least as a suggestion. If you now take a look at the other vowels you will find a progressive internalization. In the case of the O you have the lips pushed together towards the front and the opening of the mouth reduced in size—there is at least an attempt to reduce the size. This is transformed into the polar opposite in the encompassing gesture of the 0-movement in eurythmy. Precisely in such things the natural connections are to be perceived. In the manner in which O is employed in speech certain forces are present. And in languages in which O predominates one will find that the people have the greatest propensity to become obese. That may really be taken as a guideline for the study of the physiologic processes connected with speech. If one were to develop a language consisting principally of modifications of O, where people had to carry out the characteristic mouth and lip formation of the O continuously, they would all become pot-bellied. If with the O, on the one hand, one has this propensity to become big-bellied, as I would like to call it, it is easy to understand why when reversed the O represents on the other hand that which combats this obesity when it is carried out eurythmically and in the metamorphosis demonstrated yesterday. The state of affairs is different with E, for example. A language that is rich in E will engender skinny people, weaklings. And that is related to what I said yesterday about the treatment of thin people, and thus of weaklings, in relation to the significance of E. You will remember that I said that in the case of weaklings particularly the E-movement with its given modification is to be applied. Now in respect to all these matters it is necessary to take one thing into account, however: if one considers the forms outwardly one does not come to the truth of the matter; one must grasp them inwardly in the process of their becoming. One must concentrate less on what comes to outward expression and more on the tendency involved. The tendency to become fat can be combated by means of the O and the tendency to remain thin by the E. Attention must be drawn to these matters because when eurythmy is used for therapeutic purposes, it is necessary to take the forces that are present in the upper man and tend to a widening, and the forces present in the lower man tending to the linear, more into consideration. Thus I must say that when man utters the O he actually broadens the living element. You see, when I draw it roughly, the head of man is in a way a sphere and spiritual-scientifically it is a proper reproduction of the earth sphere. It is a copy of all those forces that are centralized in the sphere of the earth and it is developed by that which lies in the forces of the moon. This latter builds it up in such a manner that it becomes a sort of earth-sphere. Of course, this is all actually connected with cosmology, cosmogeny. As the earth-phase proceeded out of the moon-phase, so out of the forces that are so powerfully at work in building up the human head—which of itself, of course, intends to become a sphere and is modified only by the breast and the other part of the body being attached to it and altering the spherical form—so out of the moon-building forces the head is formed. If it were left to itself the head would become a proper sphere. That is not the case because the other two parts of the human organism are connected with the head and influence its shape. When one pronounces the O one tries to bring that which finds its expression in the spherical form of the head to expression in the entire etheric head. One makes the effort to form a second head for oneself (see the violet in the drawing) and one can really say that in uttering the O man puffs himself up like his head—he puffs himself up, he blows himself out and awakens thereby the forces that give him at the other pole the tendency to become fat. These things can really be taken pictorially as well. His inflating of his own head gives him the tendency to become fat. When one wants to counteract this tendency to become, etherically speaking, a fat-head—not really a fat-head, but etherically a fat head—to become a big head, then one must attempt to round it off from the other side, to take it back into oneself. And that is the protest of the fathead. Therefore an O is fanned at the opposite pole. All the individual sounds have a nuance of feeling, namely, which is deeply established in the organism, because it lies in the unconscious; hence the import of the inner being of the sound. For the person who looks at the matter in a super-sensible manner the frog who would like to blow himself up into an ox, you see, is the one from whom a cannon-like O tone would continuously proceed if he were able to fulfill his intention. That is the peculiarity of it—one must explain by means of such things if one wishes to understand these matters inwardly. With the E it is distinctly the reverse. In E one wants to take hold of oneself inwardly, wants to contract together inwardly. For that reason there is the touching of oneself in the eurythmy, this becoming aware of oneself: you become aware of yourself, simply, when you place the right arm upon the left, just as when you feel an object outside yourself, when you take a hold of it, you become aware of yourself. It would be even more clearly expressed if you simply grasped the right arm with the left hand—in art only an indication of all these things can be given—when you grasp the right arm with the left hand you are feeling yourself. This contacting oneself has come to expression especially in the eurythmic E. And this touching oneself is carried out throughout the whole human organism. You can study this touching of oneself simply by studying the relationship of the nerve Process in the human back, those that ordinary physiology mistakenly call the motory nerves and those that are called sensory. Here where the motor nerve, which is basically a sensory nerve too, comes together with the sensory nerve, a similar sort of clasping occurs. The fact is that the nerve-strands on the human back continually form an E. In this forming of the E lies the way in which man's inward perception of himself which is factually differentiated, in the brain, comes into being. Yesterday we attempted to reproduce this E-building which actually takes place in a plane; you will find that what we attempted to reproduce shows through the outward movement and the position of the movement how this inward E-making in man sums itself up into the vertical. As the head puffs itself out and wants to become a horn-blowing cherub, this E-process, this pulling-oneselftogether-in-points, sums itself up in the vertical, in the upright line. It is a continuous and successive fastening together of E's which stand one above another; that expresses clearly what one observes taking place in weaklings. They have the tendency to continuously stretch their etheric bodies. They want to extend the etheric body rather than to pull it together into a point, which would be the real antithesis to the activity of the head. That is not the case however: they try to stretch the etheric body thereby making a repetition of the point. And this extension which makes its appearance in people who are becoming weak—not the extension in the physical, but in the etheric body—will be counteracted by shaping that E of which we spoke yesterday. So I believe you will see now how there is an inward connection between the eurythmic element involved and the human formative tendencies, how what is present in him as formative tendencies has been drawn out of the human being. The fact is that these formative tendencies which express themselves first in growth, in the forming of man, in his configuration, become specialized and localized once again in the development of the speech organism, this special organism. There these formative tendencies—which are otherwise spread out over the entire person—are to an ex-tent accumulated. In developing eurythmy we turn and go back again. We proceed from the localized tendency to the whole man, thus placing in opposition to the specialization of the human organization in the speech organism another specialization, the specialization in the will-organism. The whole human being is indeed an expression of his volitional nature insofar as he is metabolic and limb organism throughout. One can move this or that part of the head too, and therefore the head is also in a certain sense limb-organism. That can be demonstrated by those people who are capable in this respect of a hit more than others. People who can wiggle their ears and so on, they can show very clearly how the principle of movement of the limbs, how the limb-nature extends into the organization of the head. The whole human being is in this respect an expression of the volitional. When we go on to eurythmy we express that once again. Before we proceed to working out the sounds particularly, to the special manner of forming them and further to the combinations of sounds tomorrow, I would like to speak in closing of something historical. The movement of the will and the movement of the intellect, you see, constitute two sorts of evolution of power which proceed in man at different velocities. Man's intellect develops quickly in our age, volition slowly, so that as part of the whole evolution of mankind we have already surpassed our will with our intellect. In our civilization it is generally manifest that the evolution of the intellect has overtaken the evolution of the will. The people of today are intensely intellectual, which precisely does not imply that they can do much with their intellect; they are strongly intellectual, but they hardly know what to do with their intellect; for that reason they know so little intellectually. But what they do know intellectually they treat in such a manner as though within it they could function with a certain certainty. Will develops slowly. And to practise eurythmy is, apart from everything else, an attempt to bring the will back into the whole evolution of mankind again. If eurythmy is to appear as a therapy the following must be pointed out: It must be said that the over-development of the intellect expresses itself particularly in the organic side effects of the evolution of speech as well. Our speech development today in our modern civilization is actually already something which is becoming inhuman through its superhuman qualities insofar as we learn languages today in such a manner that we have so little living feeling left for what lies in the words. The words are actually only signs. What sort of feeling do people still have for that which lies in words? I would like to know how many people go through the world and become aware in the course of learning the German language for example, that the rounded form which I have just drawn is expressed in the word “Kopf” (Head), which has a connection with “Kohl” (cabbage), and for which reason one also says “Kohlkopf” (cabbagehead), which is actually only a repetition; the rounding is metamorphosed according to the situation. That is what is expressed here. In the Romance languages, “testa, testieren”, is expressed more what comes from within, the working of the soul through the head. People have no more feeling for the distinctions within language; language has become abstract. When you walk, you walk with you feet. Why do we say “Füsse” (feet)? You see, that is a metamorphosis of the word “Furche” (furrow) which came about because it was seen that one traces something like a furrow when one walks. The pictorial element in language has been completely lost; if one wishes to bring this pictorial element back into language, then one must turn to eurythmy. Every word that is experienced unpictorially is actually an inward cause of illness; I am speaking in coarse words now—but then we have only coarse words—of something which expresses itself in the finer human organism. Civilized mankind suffers chronically today from the effects which learning to speak abstractly, which the failure to experience words pictorially, has upon it. The results are so far-reaching that the accompanying organic side effects express themselves as a very strong tendency towards irregularities in the rhythmic system and a refusal to function of the metabolic system in those people who have made their language abstract. However, we can actually do something about what is being spoilt in man today through language, which he acquires of course in early childhood, and which, if it is acquired in an unpictorial way, really produces conditions leading later on to all kinds of illnesses. We can actually do something about overcoming this with the help of therapeutic eurythmy. Thus curative eurythmy may be introduced in a thoroughly organic manner into the course of therapy as a whole. It is truly so: the person who understands that developing oneself spiritually has always something to do with becoming ill—we must take becoming ill in the course of spiritual development into the bargain—must also taken into consideration that one can fight, not alone through outward physical studies, but also by outward means, this process of becoming ill which is due to our civilization. We put soul and spirit into the movements of eurythmy and combat thereby what, on the other side, soul and spirit do themselves, though often in earliest childhood, in such a manner that the effect of their activity when it develops in later life must be felt to be the cause of illness.
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276. The Arts and Their Mission: Lecture VIII
20 May 1923, Oslo Tr. Lisa D. Monges, Virginia Moore Rudolf Steiner |
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If you wish to understand phantasy, study the living force in plant forms, and in the marvelous inner configuratons of the organism as created by the ego; study everything creative in the wide universe, everything molding and fashioning and growing in the subsconscious regions of the cosmos; then you will have a conception of what remains over when man has advanced to a point in the elaborating of his own organism when he no longer needs the full quota of his power of growth and formative force. |
276. The Arts and Their Mission: Lecture VIII
20 May 1923, Oslo Tr. Lisa D. Monges, Virginia Moore Rudolf Steiner |
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The day before yesterday I tried to show that the anthroposophical knowledge which accompanies an inner life of the soul does not estrange one from artistic awareness and creation. On the contrary, whoever takes hold of Anthroposophy with full vitality opens up within himself the very source of such activity. And I indicated how the meaning of any art is best read through its own particular medium. After discussing architecture, the art of costuming, and sculpture, I went on to explain the experience of color in painting, and took pains to show that color is not merely something which covers the surface of things and beings, but radiates out from them, revealing their inner nature. For instance, I pointed out that green is the image of life, revealing the life of the plant world. Though it has its origin in the plant's dead mineral components, it is yet the means whereby the living shows forth in a dead image. It is fascinating that life can thus reveal itself. In that connection, consider how the living human figure appears in the dead image of sculpture; how life can be expressed through dead, rigid forms. In green we have a similar case in that it appears as the dead image of life without laying claim to life itself. I shall repeat still other details from the last lecture in order to show how the course of the world moves on, then returns into itself; and shall do this by presenting the colors which make up its various elements: life, soul, spirit. I said I would draw this complete circle of the cosmic in the world of color. As I told you before, green appears as the dead image of life; in green life lies, as it were, concealed. If we take the flesh color of Caucasian man, which resembles spring's fresh peach-blossom color, we have the living image of the soul. If we contemplate white in an artistic way, we have the soul image of the spirit. (The spirit as such conceals itself.) And if, as artists, we take hold of black, we have the spiritual image of death. And the circle is closed. I have apprehended green, flesh color, white and black in their aesthetic manifestation; they represent the self-contained life of the cosmos within the world of color. If, artistically, we focus attention upon this closed circle of colors, our feeling will tell us of the need to use each of them as a self-contained image. Naturally, in dealing with the arts I must concern myself not with abstract intellect, but aesthetic feeling. The arts must be recognized artistically. For that reason I cannot furnish conceptual proof that green, peach-blossom, white and black should be treated as self-contained images. But it is as if each wants to have a contour within which to express itself. Thus they have, in a sense, shadow natures. White, as dimmed light, is the gentlest shadow; black the heaviest. Green and peach-blossom are images in the sense of saturated surfaces; which makes them, also, shadowlike. Thus these four colors are image or shadow colors, and we must try to experience them as such. The matter is quite different with red, yellow and blue. Considering these colors with unbiased artistic feeling, we feel no urge to see them with well-defined contours on the plane, only to let them radiate. Red shines toward us, the dimness of blue has a tranquil effect, the brilliance of yellow sparkles outward. Thus we may call flesh color, green, black and white the image or shadow colors, whereas blue, yellow and red are radiance or lustre colors. To put it another way: In the radiance, lustre and activity of red we behold the element of the vital, the living; we may call it the lustre of life. If the spirit does not wish merely to reveal itself in abstract uniformity as white, but to speak to us with such inward intensity that our soul can receive it, then it sparkles in yellow; yellow is the radiance or lustre of the spirit. If the soul wishes to experience itself inwardly and deeply, withdrawing from external phenomena and resting within itself, this may be expressed artistically in the mild shining of blue, the lustre of the soul. To repeat: red is the lustre of life, blue the lustre of the soul, yellow the lustre of the spirit. Colors form a world in themselves and we understand them with our feelings if we experience the lustre colors red, yellow, blue, as bestowing a gleam of revelation upon the image colors, peach-blossom, green, black and white. Indeed, we become painters through a soul experience of the world of color, through learning to live with the colors, feeling what each individual color tries to convey. When we paint with blue we feel satisfied only if we paint it darker at the edge and lighter toward the center. If we let yellow speak its own language, we make it strong in the center and gradually fading and lightening toward the periphery. By demanding this treatment, each reveals its character. Thus forms arise out of the colors themselves; and it is out of their world that we learn to paint sensitively. If we wish to represent a spiritually radiant figure, we cannot do otherwise than paint it a yellow which decreases in strength toward its edge. If we wish to depict the feeling soul, we can express this reality with a blue garment—a blue which becomes gradually lighter toward its center. From this point of view one can appreciate the painters of the Renaissance, Raphael, Michelangelo even Leonardo, for they still had this color experience. In the paintings of earlier periods one finds the inner or color-perspective of which the Renaissance still had an echo. Whoever feels the radiance of red sees how it leaps forward, how it brings its reality close, whereas blue retreats into the distance. When we employ red and blue we paint in color-perspective; red brings subjects near, blue makes them retreat. Such color-perspective lives in the realm of soul and spirit. During the age of materialism there arose spatial perspective, which takes into account sizes in space. Now distant things were painted not blue but small; close things not red but large. This perspective belongs to the materialistic age which, living in space and matter, prefers to paint in those elements. Today we live in an age when we must find our way back to the true nature of painting. The plane surface is a vital part of the painter's media. Above everything else, an artist, any artist, must develop a feeling for his media. It must he so strong that—for instance—a sculptor working in wood knows that human eyes must be dug out of it; he focuses on what is concave; hollows out the wood. On the other hand, a sculptor working in marble or some other hard substance does not hollow out; he focuses his attention on, say, the brow jutting forward above the eye; takes into consideration what is convex. Already in his preparatory work in plasticine or clay he immerses himself in his material. The sculptor in marble lays on; the woodcarver takes away, hollows out. They must live with their material; must listen and understand its vital language. The same is true of color. The painter feels the plane surface only if the third spatial dimension has been extinguished; and it is extinguished if he feels the qualitative character of color as contributing another kind of third dimension, blue retreating, red approaching. Then matter is abolished instead of—as in spatial perspective—imitated. Certainly I do not speak against the latter. In the age which started with the fifteenth century it was natural and self-evident, and added an important element to the ancient art of painting. But today it is essential to realize that, having passed through materialism, it is time for painting to return to a more spiritual conception, to return to color-perspective. In discussing any art we must not theorize but (I repeat) abide, feelingly, within its own particular medium. In speaking about mathematics, mechanics, physics, we must kill our feeling and use only intellect. In art, however, real perception does not come by way of intellect, art historians of the nineteenth century notwithstanding. Once a Munich artist told me how he and his friends, in their youth, went to a lecture of a famous art historian to find out whether or not they could learn something from him. They did not go a second time, but coined an ironical derogatory phrase for all his theorizing. What can be expressed through the vital weaving of colors can also be expressed through the living weaving of tones. But the world of tones has to do with man's inner life (whereas the sculptor in three-dimensional space and the painter on a two-dimensional plane express what manifests etherically in space). With the musical element we enter man's inner world, and it is extremely important to focus attention upon its meaning within the evolution of mankind. Those of my listeners who have frequently attended my lectures or are acquainted with anthroposophical literature know that we can go back in the evolution of mankind to what we call the Atlantean epoch when the human race, here on earth, was very different from today, being endowed with an instinctive clairvoyance which made it possible to behold, in waking dreams, the spiritual behind the physical. Parallel to this clairvoyance man had a special experience of music. In those ancient days music gave him a feeling of being lifted out of the body. Though it may seem paradoxical, the people of those primeval ages particularly enjoyed the chords of the seventh. They played music and sang in the interval of the seventh which is not today considered highly musical. It transported them from the human into the divine world. During the transition from the experience of the seventh to that of the pentatonic scales, this sense of the divine gradually diminished. Even so, in perceiving and emphasizing the fifth, a feeling of liberating the divine from the physical lingered on. But whereas with the seventh man felt himself completely removed into the spiritual world, with the fifth he reached up to the very limits of his physical body; felt his spiritual nature at the boundary of his skin, so to speak, a sensation foreign to modern ordinary consciousness. The age which followed the one just described—you know this from the history of music—was that of the third, the major and minor third. Whereas formerly music had been experienced outside man in a kind of ecstasy, now it was brought completely within him. The major and minor third, and with them the major and minor scales, took music right into man. As the age of the fifth passed over into that of the third man began to experience music inwardly, within his bounding skin. We see a parallel transition: on the one hand, in painting the spatial perspective which penetrates into space; on the other, in music, the scales of the third which penetrate into man's etheric-physical body; which is to say, in both directions a tendency toward naturalistic conception. In spatial perspective we have external naturalism, in the musical experience of the third “internal” naturalism. To grasp the essential nature of things is to understand man's position in the cosmos. The future development of music will be toward spiritualization, and involve a recognition of the special character of the individual tone. Today we relate the individual tone to harmony or melody in order that, together with other tones, it may reveal the mystery of music. In the future we will no longer recognize the individual tone solely in relation to other tones, which is to say according to its planal dimension, but apprehend it in depth; penetrate into it and discover therein its affinity for hidden neighboring tones. And we will learn to feel the following: If we immerse ourselves in the tone it reveals three, five or more tones; the single tone expands into a melody and harmony leading straight into the world of spirit. Some modern musicians have made beginnings in this experience of the individual tone in its dimension of depth; in modern musicianship there is a longing for comprehension of the tone in its spiritual profundity, and a wish—in this as in the other arts—to pass from the naturalistic to the spiritual element. Man's special relationship to the world as expressed through the arts becomes clear if we advance from those of the outer world, that is architecture, art of costuming, sculpture and painting, to those of the inner world, that is to music and poetry. I deeply regret the impossibility of carrying out my original intention of having Frau Dr. Steiner illustrate, with declamation and recitation, my discussion of the poetic art. Unfortunately she has not yet recovered from a severe cold. During this Norwegian lecture course my own cold forces me to a rather inartistic croaking, and we did not want to add Frau Dr. Steiner's. Rising to poetry, we feel ourselves confronted by a great enigma. Poetry originates in phantasy, a thing usually taken as synonymous with the unreal, the non-existent, with which men fool themselves. But what power expresses itself through phantasy? To understand that power, let us look at childhood. The age of childhood does not yet show the characteristics of phantasy. At best it has dreams. Free creative phantasy does not yet live and manifest in the child. It is not, however, something which, at a certain age in manhood, suddenly appears out of nothingness. Phantasy lies hidden in the child; he is actually full of it. What does it do in him? Whoever can observe the development of man with the unbiased eye of the spirit sees how at a tender age the brain, and indeed the whole of his organism, is still, as compared with man's later shape, quite unformed. In the shaping of his own organism the child is inwardly the most significant sculptor. No mature sculptor is able to create such marvelous cosmic forms as does the child when, between birth and the change of teeth, it plastically elaborates his organism. The child is a superb sculptor whose plastic power works as an inner formative force of growth. The child is also a musical artist, for he tunes his nerve strands in a distinctly musical fashion. To repeat: power of phantasy is power to grow and harmonize the organism. When the child has reached the time of the change of teeth, around his seventh year, then advances to puberty, he no longer needs such a great amount of plastic-musical power of growth and formation as, once, for the care of the body. Something remains over. The soul is able to withdraw a certain energy for other purposes, and this is the power of phantasy: the natural power of growth metamorphosed into a soul force. If you wish to understand phantasy, study the living force in plant forms, and in the marvelous inner configuratons of the organism as created by the ego; study everything creative in the wide universe, everything molding and fashioning and growing in the subsconscious regions of the cosmos; then you will have a conception of what remains over when man has advanced to a point in the elaborating of his own organism when he no longer needs the full quota of his power of growth and formative force. Part of it now rises up into the soul to become the power of phantasy. The final left-over (I cannot call it sediment, because sediment lies below while this rises upward)—the ultimate left-over is power of intellect. Intellect is the finely sifted-out power of phantasy, the last upward-rising remainder. People ignore this fact. They see intellect as of greater reality. But phantasy is the first child of the natural formative and growth forces; and because it cannot emerge as long as there is active growing, does not express direct reality. Only when reality has been taken care of does phantasy make its appearance in the soul. In quality and essential nature it is the same as the power of growth. In other words, what promotes growth of an arm in childhood is the same force which works in us later, in soul transformation, as poetic, artistic phantasy. This fact cannot be grasped theoretically; we must grasp it with feeling and will. Only then will we be able to experience the appropriate reverence for phantasy, and under certain circumstances the appropriate humor; in brief, to feel phantasy as a divine, active power in the world. Coming to expression through man, it was a primary experience for those human beings of ancient times of whom I spoke in the last lecture, when art and knowledge were a unity, when knowledge was acquired through artistic rites rather than the abstractions of laboratory and clinic; when physicians gained their knowledge of man not from the dissecting room but from the Mysteries where the secrets of health and disease, the secrets of the nature of man, were divulged in high ceremonies. It was sensed that the god who lives and weaves in the plastic and musical formative forces of the growing child continues to live in phantasy. At that time, when people felt the deep inner relationship between religion, art and science, they realized that they had to find their way to the divine, and take it into themselves for poetic creation; otherwise phantasy would be desecrated. Thus ancient poetic drama never presented common man, for the reason that mankind's ancient dramatic phantasy would have considered it absurd to let ordinary human beings converse and carry out all kinds of gestures on the stage. Such a fact may sound paradoxical today, but the anthroposophical researcher—knowing all the objections of his opponents—must nevertheless state the truth. The Greeks prior to Sophocles and Aeschylus would have asked: Why present something on the stage which exists, anyhow, in life? We need only to walk on the street or enter a room to see human beings conversing and gesturing. This we see everywhere. Why present it on a stage? To do so would have seemed foolish. Actors were to represent the god in man, and above all the god who, rising out of terrestrial depths, gave man his will power. With a certain justification our predecessors, the ancient Greeks, experienced this will-endowment as rising up out of the earth. The gods of the depths who, entering man, endow him with will, these Dionysiac gods were to be given stage presentation. Man was, so to speak, the vessel of the Dionysiac godhead. Actors in the Mysteries were human beings who received into themselves a god. It was he who filled them with enthusiasm. On the other hand, man who rose to the goddess of the heights (male gods were recognized as below, female gods in the heights), man who rose in order that the divine could sink into him became an epic poet who wished not to speak himself but to let the godhead speak through him. He offered himself as bearer to the goddess of the heights that she, through him, might look upon earth events, upon the deeds of Achilles, Agamemnon, Odysseus and Ajax. Ancient epic poets did not care to express the opinions of such heroes; opinions to be heard every day in the market place. It was what the goddess had to say about the earthly-human element when people surrendered to her influence that was worth expression in epic poetry. “Sing, oh goddess, the wrath of Achilles, son of Peleus”: thus did Homer begin the Iliad. “Sing, oh goddess, of that ingenious hero,” begins the Odyssey. This is no phrase; it is a deeply inward confusion of a true epic poet who lets the goddess speak through him instead of speaking himself, who receives the divine into his phantasy, that child of the cosmic forces of growth, so that the divine may speak about world events. After the times had become more and more materialistic, Klopstock, who still had real artistic feeling, wrote his Messiade. Inasmuch as man no longer looked up to the gods, he did not dare to say: Sing, oh goddess, the redemption of sinful man as fulfilled here on earth by the Messiah. He no longer dared to do this in the eighteenth century, but cried instead: “Sing, oh immortal soul, of sinful man's redemption.” In other words, he still possessed something which was lifted above the human level. His words reveal a certain bashfulness about what was fully valid in ancient times: “Sing, oh goddess, the wrath of Achilles, son of Peleus.” Thus the dramatist felt as if the god of the depths had risen, and that he himself was to be that god's vessel; the epic poet as if the Muse, the goddess, had descended into him in order to judge earthly conditions. The ancient Greek actor avoided presentation of the individual human element. That is why he wore high thick-soled shoes, cothurni, and used a simple musical instrument through which his voice resounded. He desired to lift the dramatic action above the individual-personal. I do not speak against naturalism. For a certain age it was right and inevitable. For when Shakespeare conceived his dramatic characters in their supreme perfection, man had arrived at presenting, humanly, the human element. Quite a different urge and artistic feeling held sway at that period. But the time has come when, in poetic art also, we must find our way back to the spiritual, to presenting dramatic figures in whom man himself, as a spiritual as well as bodily being, can move within the all-permeating spiritual events of the world. I have made a first weak attempt in my Mystery dramas. There human beings converse not as people do in the market place or on the street, but as they do when higher spiritual impulses play between them, and their instincts, desires and passion are crossed by paths of destiny, of karma, active through millennia in repeated lives. It is imperative to turn to the spiritual in all spheres. We must make good use of what naturalism has brought us; must not lose what we have acquired by having for centuries now held up, as an ideal of art, the imitation of nature. Those who deride materialism are bad artists, bad scientists. Materialism had to happen. We must not look down mockingly on earthly man and the material world. We must have the will to penetrate into this material world spiritually; nor despise the gifts of scientific materialism and naturalistic art; must—though not by developing dry symbolism or allegory—find our way back to the spiritual. Symbolism and allegory are inartistic. The starting point for a new life of art can come only by direct stimulation from the source whence spring all anthroposophical ideas. We must become artists, not symbolists or allegorists, by rising, through spiritual knowledge, more and more into the spiritual world. It can be attained quite specially if, in the art of recitation and declamation, we transcend naturalism. In this connection we should remember how genuine artists like Schiller and Goethe formed their poems. In Schiller's soul there lived an indefinite melody, and in Goethe's an indefinite picture, a form, before ever they put down the words of their poems. Often, today, the chief emphasis in recitation and declamation is placed on prose content. But that is only a makeshift. The prose content of a poem, what lies in the words as such, is of little importance; what is important is the way the poet shapes and forms it. Ninety-nine percent of those who write verse are not artists. In a poem everything depends on the way the poet uses the musical element, rhythm, melody, the theme, the imaginative element, the evocation of sounds. Single words give the prose content. The crux is how we treat that prose content; whether, for instance, we choose a fast or slow rhythm. We express joyful anticipation by a fast rhythm. If we say: The hero was full of joyful anticipation, we have prose even if it occurs in a poem. It is essential, in such an instance, to choose a rapidly moving rhythm. When I say: The woman was deeply sad, I have prose, even in a poem. But when I choose a rhythm which flows in soft slow waves, I express sorrow. To repeat, everything depends on form, on rhythm. When I say, The hero struck a heavy blow, it is prose. But if the poet speaks in fuller, not ordinary tones, if he offers a fuller u-tone, a fuller o-tone, instead of a's and e's, he expresses his intention in the very formation of speech. In declamation and recitation one has to learn to shape language, to foster the elements of melody, rhythm, beat, not prose content. One has also to gauge the effect of a dull sound upon a preceding light sound, and a light sound upon the following dark one, thus expressing a soul experience in the treatment of the speech sounds. Words are the medium of recitation and declamation: a little-understood art which we have striven to develop. Frau Dr. Steiner has given years to it. When we return to artistic feeling on a higher level we return to speech formation as contrasted with the modern emphasis on prose content. Nothing derogatory shall be said against prose content. Having achieved it through the naturalism which made us human, we must keep it. At the same time we must again become imbued with soul and spirit. Word-content can never express soul and spirit. The poet is justified in saying: “If the soul speaks, alas, it is no longer the soul that speaks.” For prose is not the soul's language. It expresses itself in beat, rhythm, melodious theme, image, and the formation of speech sounds. The soul is present as long as the poem expresses rising and falling inner movements. I make a distinction between declamation and recitation: two separate arts. Declamation has its home in the north; and is effective primarily through the weight of its syllables: chief stress, secondary stress. In contrast, the reciting artist has always lived in the south. In recitation man takes into account not the weight but the measure of the syllables: long syllable, short syllable. Greek reciters, presenting their texts concisely, experienced the hexameter and pentameter as mirrors of the relationship between breathing and blood circulation. There are approximately eighteen breaths and seventy-two pulse-beats per minute. Breath and pulse-beat chime together. The hexameter has three long syllables, the fourth is the caesura. One breath measures four pulse beats. This one-to-four relation appearing in the measure and scanning of the hexameter brings to expression the innermost nature of man, the secret of the relation of breath and blood circulation. This reality cannot be perceived with our intellect; it is an instinctive, intuitive-artistic experience. And beautifully illustrated by the two versions of Goethe's Iphigenie when spoken one after the other. We have done that often and would have done so today if Frau Dr. Steiner were not indisposed. Before he went to Italy, Goethe wrote his Iphigenie as Nordic artist (to use Schiller's later word for him), in a form which can be presented only through the art of declamation, chief stress, secondary stress, when the life of the blood preponderates. In Italy he rewrote this work. It is not always noticed, but a fine artistic feeling can clearly distinguish the German from the Roman Iphigenie. Because Goethe introduced the recitative element into his Northern declamatory Iphigenie, this Italian, this Roman Iphigenie asks for an altered reading. If one reads both versions, one after the other, the marvelous difference between declamation and recitation becomes strikingly clear. Recitation was at home in Greece where breath measured the faster blood circulation. Declamation was at home in the North where man lived in his inmost nature. Blood is a quite special fluid because it contains the inmost human element. In it lives the human character. That is why the Northern poetic artist became a declamatory artist. As long as Goethe knew only the North he was a declamatory artist and wrote the declamatory German Iphigenie; but transformed it when he had been softened to meter and measure through seeing the Italian Renaissance art which he felt to be Greek. I do not wish to spin theories, I wish to describe feelings which anthroposophists can kindle for the world of art. Only so shall we develop a true artistic feeling for everything. One more point. How do we behave on a stage today? Standing in the background we ponder how we would walk down a street or through a drawing-room, then behave that way on the stage. It is all right if we introduce this personal element, but it does lead us away from real style in stage direction, which always means taking hold of the spirit. On the stage, with the audience sitting in front, we cannot behave naturalistically. Art appreciation is largely immersed in the unconsciousness of the instincts. It is one thing if with my left eye I see somebody walk by, passing, from his point of view, from right to left, while, from mine, from left to right. It is quite another thing if this happens in the opposite direction. Each time I have a different sensation; something different is imparted. We must relearn the spiritual significance of directions, what it means when an actor walks from left to right, or from right to left, from back to front, or vice versa; must feel the impossibility of standing in the foreground when about to start a long speech. The actor should say the first words far back, then gradually advance, making a gesture toward the audience in front and addressing both the left and right. Every movement can be spiritually apprehended out of the general picture, and not merely as a naturalistic imitation of actions on the street or in the drawing-room. Unfortunately people no longer wish to make an artistic study of all this; they have become lazy. Materialism permits indolence. I have wondered why people who demand full naturalism—there are such—do not adopt a stage with four walls. No room has three. But with a four-wall set how many tickets would be sold? Through such paradoxes we can call attention to the great desideratum: true art in contrast to mere imitation. Now that naturalism has followed the grand road from naturalistic stage productions to the films (neither philistine nor pedant in this regard, I know how to value something for which I do not care too much) we must find the way back to presentation of the spiritual, the genuine, the real; must refind the divine-human element in art by refinding the divine-spiritual. Anthroposophy would take the path to the spirit in the plastic arts also. That was our intention in building the Goetheanum at Dornach, this work of art wrested from us. And we must do it in the new art of eurythmy. And in recitation and declamation. Today people do breathing exercises and manipulate their speech organism. But the right method is to bring order into the speech organism by listening to one's own rhythmically spoken sentence, which is to say, through exercises in breathing-while-speaking. These things need reorientation. This cannot originate in theory, proclamations and propaganda; only in spiritual-practical insight into the facts of life, both material and spiritual. Art, always a daughter of the divine, has become estranged from her parent. If it finds its way back to its origins and is again accepted by the divine, then it will become what it should within civilization, within world-wide culture: a boon for mankind. I have given only sketchy indications of what Anthroposophy wishes to do for art, but they should make clear an immense desire to unfold the right element in every sphere. The need is not for theory—art is not theory. The need is for living, fully living, in the artistic quality while striving for understanding. Such an orientation leads beyond discussion to genuine appreciation and creation. If art is to be fructified by a world-conception, this is the crux of the matter. Art has always taken its rise from a world-conception, from inner world-experience. If people say: Well, we couldn't understand the art forms of Dornach, we must reply: Can those who have never heard of Christianity understand Raphael's Sistine Madonna? Anthroposophy would like to lead human culture over into honest spiritual world-experience. |
278. Eurythmy as Visible Singing: The Experience of Major and Minor
19 Feb 1924, Dornach Tr. Alan P. Stott Rudolf Steiner |
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When you are going out of yourself in speech, the astral body and ego leave the etheric and physical bodies, even if this only occurs partially and imperceptibly. It really is a falling-asleep while still awake when we utter a or oo, or when we do a or oo in eurythmy. |
278. Eurythmy as Visible Singing: The Experience of Major and Minor
19 Feb 1924, Dornach Tr. Alan P. Stott Rudolf Steiner |
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Speech eurythmy has been developed up to a certain stage, and it may be said that we have achieved something in this domain. Until now tone eurythmy has only been developed in its very first elements, and due to a remarkable fact which has recently come to my notice, I have been led to give this short course of lectures. From various quarters it is strongly apparent that people have frequently found tone eurythmy more pleasing than speech eurythmy and comparatively easy to appreciate, whereas speech eurythmy has seemed much more alien to them. This sad fact, that more significance is attached to something still in its infancy than to something more fully developed, is really a proof that at the present time the understanding for eurythmy has not made much headway. It is of the utmost importance that this understanding should be fostered, and therefore I should like today to begin with certain introductory remarks which in the light of such understanding may enable you to work for eurythmy. If we try to develop tone eurythmy out of eurythmy in the more general sense, the opportunity will arise of speaking about this understanding at least in an introductory way. It cannot be denied that on the part of eurythmists themselves, much can be done with a view to increasing a right understanding of eurythmy, for above all what is perceived by the onlooker must be borne in mind. The onlooker not only perceives the movement or gesture that is presented by the eurythmist, he also perceives what the eurythmist is feeling and inwardly experiencing. This makes it essential that the eurythmist actually experiences something while engaged in eurythmy, and especially that which is to be presented. In speech eurythmy this is the portrayal of the sound, and in tone eurythmy the portrayal of the musical sound. So far [1915–24], with the exception of the forms [Note 1] which have been created for certain pieces of music, this portrayal of musical sound has consisted of nothing but the bare notes, nothing but mere scale [Note 2] If in speech eurythmy we had no more than we have today in tone eurythmy, this roughly would amount to the range of the vowels ah, a, ee, o, oo. Just think how little we would have achieved artistically in speech eurythmy, if until now we had only been able to make use of the vowel sounds, ah, a, e, o, oo! But so far artistically we have actually had no more than this in tone eurythmy. This is why there is something depressing about the kind of judgements about tone eurythmy that reach us, which I have mentioned. And this is also why I believe it to be necessary that now we should at least begin to lay down the foundations of tone eurythmy. It is necessary, above all, that in eurythmy we should get beyond the mere making of gestures and producing of movements, and that in the realm of tone eurythmy, and in speech eurythmy too, the actual sounds should be really felt. You must permit me to make this introduction, for in our speech today, and especially in our writing, we no longer have any conception of what a sound really is. This is because we no longer give the sound a name, but at the most briefly touch it. We say ah. The Greek language was the last to say alpha. Go back to the Hebrew—aleph. The sound as such had a name then; the sound was something real. The further back we go in language, the more essentially real we find the sounds. When we name the first letter in the Greek alphabet, alpha, and trace back the significance of this word alpha (it is a word which really encompasses the sound), we find that even in the German language many words still exist closely related to what lies in the sound alpha or aleph—as, for instance, when we say Alp, Alpen—Alp, the Alps. And this leads us back to Alp-Elf, [the] Alp, [the] elf [but see Appendix 7. Translator's note], to a being in a state of constant activity, of becoming, of coming-into-being, of lively movement. The ah sound has completely lost all this because we no longer say alpha or aleph. If the alpha or aleph is applied to the human being, then we can really experience the sound ah. And how do we experience ah? A snail could neither be an aleph, nor yet an alpha. But a fish could be an alpha, an aleph. Why? Because the fish has a spine, and because the spine is really the starting point for the development of such a being as an aleph. It is from the spine that those forces proceed which embrace an alpha-being. Now try to understand that the spine is the point from which rays forth that which constitutes an alpha or aleph. Then you could roughly experience it by imagining that, as a human being, you could not receive much benefit from your spine [alone], if there were no ribs that go out from it, forming the body. If you then picture the ribs as detached and capable of movement, you get the arms. And then, if you consider it, you arrive at the eurythmic ah. Now you must not think that anyone watching eurythmy sees only this forked angle; if this were so, instead of stretching out your arms you might just as well open out a pair of scissors, or the firetongs! You cannot do this, however, for the onlooker must have a human being before him. And the human being has really to feel the alpha, the aleph, inside. He has to feel that he is opening himself to the world. The world approaches him and he opens himself to it. How do you open yourself to the world? You open yourself to the world most purely when you stand before the world in wonder. All knowledge, said the Greeks, begins with wonder, with amazement. And when you stand before the world in wonder you break out with the sound ah. When you have made the eurythmy movement for ah, you have brought your astral body into that position which is indicated by the angle formed by the stretched arms. But this gesture will not ring true if you have never tried to experience the feeling of this fork-like movement of the arms, as has already been mentioned in earlier instructions. Feeling must be in it. You actually have to feel that the sound ah is an abbreviation in the air, some sort of abstraction as opposed to the living reality which the human being experiences. When, let us say, we encircle something with rounded arms, we encircle it with love. When we open ourselves in the form of an angle, we receive the world in wonder. And this mood of wonder is felt by the astral body (contained as it is within the physical body, within the whole human being). This mood of wonder must be felt in practising, once or even repeatedly, if the ah is to be true. The making of signs is not the essential thing, but the feeling that it cannot be otherwise (corresponding to a specific inner experience) than that the arms assume a forked angle as you stand confronting the world. Let us pass on to the sound a. [Presenting this sound accurately] depends on being able to feel the a—which means holding yourself upright while facing something. In ah we open ourselves to the world in wonder; we let the world approach us. When we experience a we do not simply allow the world to approach us, but we offer some resistance; we confront the world. The world is there and we stand facing it. This is why the movement for a demands that we touch ourselves (crossed hands [in Austrian dialect die Hand can begin at the shoulder; consequently it can mean ‘arm’. Translator's note.]). We touch ourselves. We say, as we experience the a sound: ‘I too am here confronting the world’. And you will learn to understand the a when, in making the gesture, you feel: ‘I too am here confronting the world, and I want to feel that I too am here.’ The bringing of one limb into contact with the other awakens this feeling that I too am here. Now I would have liked things to have developed so that first what we call the letters or sounds would have been given, and then the urge would have inwardly arisen to develop these experiences out of the letters themselves, for then you would get hold of it. And certainly this has frequently happened subconsciously with many people, though it is not always definitely apparent. But the study of eurythmy must proceed from such things as these, too. Let us take o. In making the gesture for o, you form a circle with both arms. You must feel that while experiencing the o-gesture, you cannot experience a. With a you confirm your presence: I too am here confronting the world. With o you go out of yourself, enclosing something within yourself You embrace something. It is important in the a that that which you are addressing stays outside and you are inside, within yourself With o there is a kind of going to sleep while awake, in that you allow your whole being to go for a little walk into the space which you enclose with the o-gesture. But now that other thing you are addressing is also within this space. Thus, when experiencing the o, your feelings are such as these: I approach a tree; I embrace this tree with my arms, but I myself am the tree; [Note 3] I have become a tree-spirit, a tree-soul. There is the tree, and because I myself have become a tree-soul, because I have become one with the tree, I make this gesture. I go out of myself. That which is important for me is enclosed in my arms. This is the feeling of o. The feeling of oo is that of being bound up with something, yet wishing to get away from it; following the movement you make and going somewhere else, leaving yourself and preparing your way. I run along my arms when I make the movement for oo. I am convinced of it, that in oo I stream away, away, away—away in this direction. You see that this is speech. Speech poses questions. ‘How does the human being relate to the things of the world?’ Speech always asks: ‘How does the human being relate to the things of the world? Does the world fill him with wonder? Does he stand upright confronting the world? Does he embrace it? Does he flee before it?’ Speech is the relationship of the human being to the world. Music is the relationship of the human being, as a being of soul and spirit, to him- or herself. When, in the way I have just indicated, you try to enter into what may be experienced in the vowel sound o, let us say, or oo, then you have a distinct going-out of the soul from the body. This is also expressed in the pronunciation. Think of the way in which the sound o is spoken, right forward on the lips and with the lips clearly rounded: o. Oo is spoken with the lips pushed somewhat outwards: oo = away. We have, then, in the gestures made in the air by speech, this going-out-of-ourselves in the sounds o and oo. The musical element presents the exact opposite of speech. When you are going out of yourself in speech, the astral body and ego leave the etheric and physical bodies, even if this only occurs partially and imperceptibly. It really is a falling-asleep while still awake when we utter a or oo, or when we do a or oo in eurythmy. It is a falling asleep when awake. When you are going out of yourself in o or in oo, you really are going with your soul into the element of soul. And when I say that with the sounds o and oo I am going with my astral body out of my physical body, I am speaking in terms of speech. When I say: ‘In what I am now experiencing I am going with my soul into my spiritual being’ (for in spite of the fact that I go out, I am entering into my spiritual being; just as when falling asleep I enter into my spiritual being too, while forsaking my physical body), this is just the opposite [of what happens in speech]. Thus when I say: ‘I am entering into my spiritual being in o or in oo, I am speaking in musical terms. [Note 4] Now when I reflect upon the sound o or oo, I am naturally denying the musical element. But the point in question is: what is the musical experience in this going-out-of-ourselves of o and oo? What is it in music itself that corresponds to the out-going connected with o and oo? The musical experience which is contained in o and in oo is, in the most comprehensive sense, the experience of the major mood. In speaking of the experience of the major mood, it is certainly true that we experience this in the sounds o and oo. I cannot say that we change our interpretation into an experience of speech, but we change the way we live in this experience. Whenever the sounds o or oo are uttered, or when a word is uttered in which either of these two sounds is predominant, then, underlying the speech, we musically experience the major mood. When we reflect upon ah and a, where we may very clearly perceive the experience, underlying the sounds, of the astral body remaining within the physical body (indeed, we are here made particularly aware of the physical body), this produces a different musical experience. Pay attention, then, to this growing awareness of the physical body. When you speak the sound ah, or fashion it in eurythmy, you cause your astral body to sink down as much as it can into your physical body. This entails a feeling of well-being. It is as if you could feel your astral body flowing through your limbs like—I will say ‘sparkling wine’ for the less abstemious people, while for the more abstemious I ought perhaps to say lemonade’! Thus in uttering the sound ah you actually sense something like the flowing of some sparkling fluid through your physical body. What is the kind of feeling that now arises in the physical body? Ah—a feeling of comfort or well-being arises. Let us take the other sound. You stand upright confronting your surroundings and say: ‘I too am here.’ Now it is as if, let's say, you were to shelter from the cold by means of a protecting garment. You increase the intensity of your own existence. This feeling of being aware of something outside yourself and defending yourself against it, this reliance on yourself in the face of some other element, lies in the sound a. In both cases, in ah and in a, the physical body is taken hold of by the astral body. The same thing can be experienced musically, too. Musically this can occur in the experience of the minor mood in the most comprehensive sense. The minor mood is always a retreat into yourself with the soul and spirit part of your being; it is a laying hold of the bodily by the soul and spirit. You will most easily discover what is to be felt in the eurythmic gestures as the differentiation between the major and the minor moods when you draw the experience of the major out of the living experience of the sounds o and oo, and when you draw the experience of the minor, again with feeling, out of the experience of the sounds ah and a—not out of the sounds themselves, but out of the experience. When you enter into these things you will feel how little people today know about the nature of the human being. It must be said that in our modern world the understanding for such things is remarkably limited. But without this understanding, absolutely nothing productive can be achieved in so many realms. Unless such understanding is acquired, we shall never be able to stand with our whole being within the realm of art. Something artistic which has not been permeated with the whole human being is nothing; it is a farce. Something artistic can only endure when the whole human being has poured himself into it. But then we really have to feel the connection between the world and the human being; we must feel how speech brings us into a relationship with the outer world, and music into a relationship with ourselves; how, in consequence, all the movements of speech eurythmy are, as it were, drawn from the human being and transplanted into the outer world, whereas the gestures of music [eurythmy] have to flow back into the human being. Everything which goes out in speech eurythmy has to lead back into the human being in tone eurythmy. [Note 5] Today, as you know, the whole world of thought is chaotically fragmented. There is no living picture of anything. Take a person of what we call a sanguine temperament, one who lives intensely in what is outside himself. A sanguine person pleases us, that is, he makes an agreeable impression upon us, only when he utters the sounds o and oo. We get quite a bitter taste in the mouth when anyone of sanguine temperament speaks the sounds ah and a; it doesn't quite work. But people today do not possess such vivid perceptions, and this is why contemporary people create so little from the depths of their being. Now let us take a person of melancholic temperament. To anyone who has understanding for such things, a melancholic person seems to be an absolute caricature when he speaks the sounds o and oo. It only seems right when he speaks the sounds ah and a. Here we have the going over into the everlasting major mood of the sanguine person and into the everlasting minor mood of the melancholic person. Now let us think of a person who is simply bursting with health, as we say. Such an overwhelmingly healthy person is in the major mood, and for the most part his astral body makes movements which correspond to o and oo. His step is light; that is to say, he lives in a continuous oo. He takes on everything, because it pleases him; he can endure anything. He is continually in the feeling of oo; he is the major mood incarnate. Let us take a sick person. He is continually in a state in which, without the element of wonder, but through the very fact of his illness, he imitates the mood of ah or the mood of a—more especially the latter. A sick person is perpetually in the minor mood. And it is not exactly a metaphor or something of an analogy when we ask: What is fever? Fever is the sound ah transposed into the physical realm, which a eurythmist or someone who speaks the ah produces in the astral realm. The mood of the minor projected into the physical plane produces fever; it is the same process which takes place when you utter the sound ah, but in speaking this process takes place on a higher level—the level of soul and spirit. The sound ah is a fever. Either it is fever or it is tears, but it is always a process which the human being produces in himself. These things lead to a true knowledge of the human being only when they are understood through the feelings. And because the human being is partially healthy and partially ill, the development of that which is superabundantly healthy (which must be inherent in art) and the development of movements imbued with the power of healing are closely interwoven. The latter exists in the case of ill people. This close relationship exists because, in reality, the major and the minor moods are, on a higher plane, the same as health and illness—that is to say, the experience of health and illness. Now we must not think that because the minor mood is [connected with] illness, it is therefore something bad or in some way inferior. Being ill in the soul-world always signifies something quite different from being ill in the physical world. From all this, you will see that the moods of major and minor, when developed eurythmically, may in time bring about therapeutic results. So you see there is actually a bridge between speech eurythmy and music eurythmy. And when in speech eurythmy we experience the vowel sounds rightly, in the way I have described for ah and a on the one hand and for o and oo on the other hand, we really have something that leads us towards the experience of major and minor. But the important fact we could seriously bring home to ourselves is that we tend to push (schieben) the musical element more inwards, whereas the movements of speech eurythmy we have to push away (abschieben). Imagine the following: Take a step forwards with the right foot, trying to feel this step as vividly as you can; do it in such a way that you also express in feeling the involvement of the head: you take a step forward (your head not too far back, but more forward). This is the first gesture. Now we carry out a second gesture. Try to accompany the gesture you have just made with a movement of the right hand, palm outwards, as much as possible in the direction of the foot taking the step. Now you have made a second gesture. Take the first gesture: the stepping. Take the second: the movement. And now try to add a third gesture by making a light movement of the left arm, touching the right arm as if you wanted to push it away (left arm slightly pushing the right). You take a step forwards, following in the same direction with the right arm, and finally pushing the right arm with the left. Here you have a certain gesture in its most extreme form. You have the step and the movement, with what you add with the left arm bringing about a forming gesture—for when you follow on with the left arm, you arrest what you have poured into the movement in the right arm and hold fast the movement. We then have:
Here you are really involved in something threefold, and you are so much within this threefold occurrence that you will actually be able to feel this as a threefold occurrence. In the stepping you are in a position to discover an intimation of the outgoing of your astral body. In the following on of the movement, which you make with the right arm, this outgoing feeling is intensified. And in what I have described as the formation, you can feel how the movement is held fast. Now if you really feel what I have indicated in this gesture, if you put yourselves into it, having no other wish than to enter with your whole being into this step, movement and formation, then you have something that is threefold. And you will easily realize that the step is the foundation of everything; it is the starting point. The movement is felt as the continuation, and must be in harmony with the foundation. And the formation establishes the whole process. You must experience all this yourselves. You can experience it in the most varied ways if you take the notes into consideration; you can make the gesture in the upper, lower or middle zones. If you do it in such a way as to have C below, the E in the middle (thus beginning with the step, leading the movement over into E, and trying to confer the G in the formation) then in this step, movement and formation you have presented the major triad. Fashion the major triad quite naturally and objectively, and put the experience of the major triad into what you yourself present as a human being in the world. Just as in the gestures presenting the sounds of speech you have to feel the inner content of the sound, so here, in step, movement and formation, you have to experience the chord. This is a first element.
Now let us try to step backwards with the left foot, allowing the head to follow [in the same direction]. And now try to follow this with the left arm. You must follow your backward step with the left arm, taking care to hold the palm of the hand inwards. Be really relaxed as you start. Make the backward step together with the movement of the head and arm (hand on the chest) trying to achieve completion by putting the right arm across. Try to hold fast this position. The whole gesture should be done in such a way that it can actually be seen how the left arm is led inwards towards the body, the left hand being brought to the body, and how the right hand is carried over towards the left hand as though to hold it fast [Hand is probably Austrian dialect for ‘arm’. Translator's note].
You have presented the minor triad, and when you keep these gestures in view and have repeatedly tried to keep them in view, you will come to the conclusion that these basic elements of music, the major triad and the minor triad, can be presented in no other way. It is only when you have become convinced that there is absolutely no other way of expressing the matter that you will really have felt it. You may try as you like to find some other way of doing it; it is only when another method pleases you less than the gestures shown here that you can really be said to have realized what dwells in them. Now you see, you have basically expressed in the realm of music what is expressed for the vowel sounds in speech eurythmy. If I ask you to produce an ah in speech eurythmy it is really the same (in speech eurythmy) as when I asked you just now to produce a major, or a minor, triad. It is simply doing vowels. Now there is one thing which I have not yet characterized. I said that we can experience the major mood as such in o and oo, and the minor mood as such (which unlikely as it appears, is really the case) in ah and a, but I have not yet mentioned the fact that there can be something which lies between. Consider the transition. Try to experience the transition from the mood of wonder to the embracing feeling in the sound o, or, vice versa, the transition from the embracing feeling of o to the mood of wonder. Here you go from without inwards; you pass from the ‘going out’ of the astral body to a ‘diving down’ of the astral body. Here you pass from illness to health, from health to illness. This is the ee. Ee is always the neutral feeling of yourself between the experience of going outwards and the experience of being within—both in relation to the physical body. Thus ee stands between ah and a on the one side, and o and oo on the other side. And now try (you can think these things over before tomorrow and apply them for yourselves) to pass over from the experience of minor to the experience of major by simply changing [direction]. You first produce the experience of the minor, then you change it by placing yourself forward. Simply incline the head somewhat forward (in the minor experience it lies in a backward direction), and incline yourself forward, thereby changing the whole movement of the muscles. Instead of the step backwards with the left leg, you would now have to step forwards with the right leg; you simply bring that which you have in front out of the minor into the major; that is to say, you pass out of the major into the minor mood, or out of the minor into the major mood. The experience underlying this transition corresponds to the experience of ee in speech eurythmy. You will already sense the interesting variety of life underlying this transition from the major to the minor mood if you really carry out what I have just indicated. You see, the point is this. When we initially enter into the nuances which lie in the major and the minor moods and the transition between them, we are really entering into what, in the realm of music, corresponds to the vowel sounds. You must take deeply into your soul this first principle, as I have described it. The gestures you have made for the major and the minor moods and the transition from the one to the other are the musical way of doing the vowels. The starting point is taken from the major and the minor moods. The musical realm carries the fundamental moods corresponding to the vowels throughout its entire tonal configuration, through tension, resolution, and so on. [Note 6] And just as we can pass over from the spoken vowel sounds into words, so we may also pass over from the understanding of the elements of music (as, for instance, the simple chordal nature of the major and minor triads) into eurythmic understanding of the musical realm, the inner musical configurations. Tomorrow at this time we shall continue. |
107. The Being of Man and His Future Evolution: Original Sin
08 Dec 1908, Berlin Tr. Pauline Wehrle Rudolf Steiner |
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Then you still see the etheric body, the astral body and the ego aura. You have suggested away the physical body through strongly negative attention. Now if someone has taken a mineral medicament, you can remove everything from your attention and just direct your clairvoyant vision to the mineral or metal that he now has within him. |
107. The Being of Man and His Future Evolution: Original Sin
08 Dec 1908, Berlin Tr. Pauline Wehrle Rudolf Steiner |
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We will keep to our set programme, and in the group meetings this winter we will work through a series of apparently widely divergent aspects of human health and illness. And later on these various aspects will group themselves into a whole and culminate in an understanding of certain things towards which we will gradually work our way. In the first lecture of this series we made a kind of classification of illness types, and last time we attempted to portray the text of The Ten Commandments. All that goes beyond this text will follow in the course of the coming meetings. Our main concern last week was to acquaint ourselves with the content and the actual trend of the Commandments. Today we want to speak of other aspects that will not appear to be directly connected with the preceding or following talks, for they are a series of aspects the comprehensive meaning of which will not dawn on us until later. We will start today by looking at an important moment in man's earthly evolution. Those of you who have been working in the anthroposophical movement for some time have long been familiar with it; the others will gradually accustom themselves to this way of thinking. The moment in human evolution we want to recall lies a long way back. If we go back through post-Atlantean times and then through Atlantean times as far as ancient Lemuria we come to that moment when the division of the sexes took place in the kingdom of man on earth. You know that before this we cannot speak of such a division of the sexes in the human kingdom. I want to emphasise that we are not speaking of the very first appearance altogether of two sexes in earthly evolution or in evolution as a whole, in so far as it comprises the kingdoms that are around us. Phenomena that doubtlessly belong to bisexuality occur earlier. But what we call the human kingdom did not divide into two sexes until Lemurian times. Prior to that the human shape was formed differently, and both sexes were in a way contained within it undifferentiated. We can form an external picture of the transition from dual sexuality to the division into sexes if we visualise how the earlier dual sexed human being gradually developed in such a way that in one group of individuals the characteristics of the one sex, the female, became more pronounced, whilst in the other group the characteristics of the male sex developed more strongly. This was still a long time before the sexes separated, when there was progressive development in one direction or the other, at a time when man still lived in a very insubstantial material body. We have focused our attention on this moment in time to start with, because we want to enquire into the meaning of the arising of the two sexes. It is only when we have a spiritual scientific basis that we can enquire into such a meaning, for physical evolution receives its meaning from higher worlds. As long as we are in the physical world, if we consider it let us say philosophically, it is somewhat childish to talk of purposes. And Goethe and others were right to make fun of the people who talked of the purposes in nature, as though nature in her wisdom had created cork so that man could make stoppers with it. This is a childish way of looking at things and can only lead to our missing the main point at issue. This view would be similar to thinking of a clock as having little demonic beings behind it wise enough to make the hands go round. In actual fact if we want to know how the clock works we must go to the mind that produced it, namely the clockmaker. And similarly, when we want to understand purpose in our world, we must step beyond the physical world and enter the spiritual. Thus purpose, meaning and goal are words that we can apply to evolution only when we consider them on a spiritual scientific basis. It is in this sense that we ask the question: What is the meaning behind the two sexes gradually developing and then inter-working? The meaning will become clear to you when you see what we call fructification, the reciprocal influence of the sexes, (as) replacing something else that had previously existed. You must not think that fructification appeared for the first time at the moment when the division into sexes occurred in human evolution. That was not so. We must picture to ourselves that in the times preceding bisexuality this fructification took place in quite a different way. Clairvoyant vision can see that there was a time in mankind's earthly evolution when fructification happened in connection with the intake of food, and those beings which in those early times were male-female received fructifying forces with their food. This food was still of course of a much more delicate nature, and when human beings partook of nourishment in those times there was something else contained in these nourishing fluids which gave these beings the possibility of bringing forth another being of like kind. You must realise, however, that the nourishing fluids taken from the substance of their surroundings did not always contain these fructifying fluids, but only at quite definite times. This depended on the changes that took place, comparable to today's seasonal changes, changes of climate, and so on. The nourishing foods imbibed from the surroundings by these beings of bisexuality had the power of fructification as well at quite definite times. If with clairvoyant consciousness we look further back still, we find another peculiarity in the propagation of ancient times. What you know (of) today as the difference between the various individualities, which expresses itself in the multiformity of life in our present cycle of humanity, these differences did not exist before the arising of the sexes. A great uniformity was there then. The beings that arose then were similar to one another and to their forefathers. All these beings that were still undivided into two sexes were outwardly very similar, and their characters were more or less the same too. That men were so much alike did not have the disadvantage in those times that it would have at the present time. Just imagine how infinitely dull human life would be if people were to come into the world today with identical appearance and character, and how little could actually happen in human life, as everybody would want to do the same thing as everybody else. But in ancient times this was not the case. When man was still as it were more etheric, more spiritual, and not so firmly embedded in matter, then at birth and on into childhood human beings were really very similar to one another, and the teachers would not have needed to notice whether the one child was a scamp and the other a gentle little being. Although the people were different in character at different times, they were in a certain way all fundamentally alike. Each person, however, did not remain the same throughout his life. Because man was still in a softer, more spiritual body he was much more open to the permanent influences coming from the environment, so that in those ancient times these influences brought about tremendous changes in him. Man became in a certain way individualised because, having a nature as soft as wax, he became more or less an impress of his surroundings. At a quite definite time in his life, which would coincide nowadays with puberty, it became possible for him to let everything that happened in his environment work upon him. The difference between the various times that were comparable to our present day seasons was very great, and it was of great importance to a man whether he lived in one part of the earth or another. If he traveled just a short distance over the earth, that had a great influence on him. If people go on a long journey nowadays, however much they see, they return on the whole the same as when they went away, unless they are very impressionable. This was different in olden times. Everything had the greatest influence on people, and so long as they had a body of soft material they could actually become gradually individualised in the course of life. Then this possibility ceased. Something further that reveals itself to us is that the earth itself became denser and denser, and to the same extent as the substance, let us say the earthy nature of the earth intensified, this uniformity became harmful. For this gradually reduced mans capacity to change. He became as it were very dense at birth. This is the reason why men nowadays change so little during their life. And this led Schopenhauer to think that men were absolutely incapable of bringing about any basic changes in their character. The reason for this is that men are embodied in such dense substance. They cannot easily work on the substance or change it. If, as once was the case, men could still alter their limbs at will, and make them long or short according to their need, then man would, of course, still be very impressionable. Then he would really be able to take into his individuality the power to change himself Man always has an inner contact with his environment, especially his human environment. To make this quite clear I would like to tell you something that you may not have noticed before but which is nevertheless true. Imagine you are sitting facing someone and speaking to him. We are referring to ordinary human relationships in the normal course of life and not to someone who is specially deeply schooled in occultism. Two people are sitting together, one talking and the other just listening. It is generally imagined that the one who is listening is doing nothing. But that is not true. In things like this we still see the influence of the environment. It is not noticeable to outer perception, but inwardly it is very clear, in fact striking, that the one who is merely listening is joining in everything the other one is doing. He even imitates the movements of the vocal cords, and speaks with the speaker. Everything you hear you also say with a gentle movement of the vocal cords and the other speech organs. It makes a great difference whether the speaker has a croaky voice and those are the movements you have to imitate, or whether he has a pleasant voice. In this respect the human being does everything the other person is doing, and as this is really happening all the time, it has a great influence on a man's whole development, though only in this limited respect. If you imagine this last remains of man's participation with his surroundings vastly increased, you get an idea of how the man of ancient times lived and felt with his environment. Man's faculty of imitation, for instance, was developed on a tremendous scale. If one person made a gesture, then everyone else made the same gesture too. Only a few insignificant things in certain particular directions remain of this today, like for instance when one person yawns, other people do too. But remember that in these ancient times it was entirely a question of their having a dim consciousness with which this power of imitation was connected. Now as the earth and everything upon it became denser and denser man became less and less capable of transforming himself through the influence of his environment. In comparatively late Atlantean times a sunrise, for instance, had a powerfully creative effect upon man, because he was completely open to its influence and underwent sublime inner experiences, which, if they continually recurred, changed him tremendously in the course of his life. This diminished more and more and gradually disappeared altogether the more humanity progressed. In Lemurian times, before the moon left the earth, mankind was in a dangerous predicament. It was in danger of becoming rigid to the point of mummification. Through the gradual departure of the moon from the evolution of the earth this danger was averted. At the same time as the moon departed, however, the division into sexes took place, and with this division came a new impulse for the individualisation of man. If it had been possible for human beings to propagate without the two sexes, this individualising would not have taken place. The present diversity among men is due to the inter-working of the sexes. If there was only the female element, human individuality would be extinguished, and men would all become alike. Through the co-operation of the male element human beings are individual characters from birth. So the significance and meaning of the inter-working of the sexes is to be found in the fact that through the separating off of the male element the individualising of man at birth has replaced the old kind of individualisation. What was achieved in earlier times by the whole surrounding environment was compressed into the inter-working of the sexes, so that individualisation was pushed back to the arising of the physical human being at birth. That is the significance of the inter-working of the two sexes. Individualisation happens by way of the effect of the male sex on the female. Now this came about at the expense of something else, and when I describe the situation I beg you to take it as applying strictly to human beings, for when we are based on spiritual science we must not assume that what applies to man also applies to animals. Health and illness, in their more delicate aspects, are subject to quite different causes in human beings than in animals. So what is being said applies solely to man, and we will begin by looking at the finer aspects. Imagine yourself actually there in those ancient times when man was entirely given up to his surroundings, and the surroundings entered into him and on the one hand fructified him with the nourishing juices it offered him, and on the other hand he became individualised through its influence upon him. Now we know when we base ourselves on spiritual science that everything around us which influences us, be it light or sound, heat or cold, hardness or softness or this or that colour, is the revelation, the external expression of something spiritual. And in those ancient times man did not at all perceive external sense impressions, he perceived the spiritual. When he looked up to the sun he did not see the physical ball of the sun but that which is preserved in the Persian religion as ‘Ahura Mazdao, the Great Aura’. The spiritual part, all the spiritual sun beings appeared to him, and it was the same with the air, water and the whole environment. Today when you drink in the beauty of a picture, you can have something that is as it were distilled from it, only in those times it was far richer. If we wanted to speak as they did in those times we would not be able to say: ‘This or that tastes in some particular way’; but we would have to say: ‘This or that spirit does me good!’ This is what it was like when men were eating—an activity quite different from what it is today—and quite different, too, was the time when the forces of fructification were received: it was a phenomenon of the spiritual environment. Spirits overshadowed man and stimulated him to bring forth his kind, and this was also experienced and seen as a spiritual process. Then little by little it became impossible for men to see the spiritual in their environment. It became more and more veiled from sight, especially during their day consciousness. Little by little men lost sight of the spirit behind things, and they only perceived the external objects which are the outer expression of these. They learnt to forget the spiritual background, and the influence of the spirit grew less and less the denser man's body became. Through this densification man became a more and more independent being and shut himself off from his spiritual surroundings. The further we go back into these ancient times the more spiritually godlike was this influence that came from the surroundings. Human beings were really organised in such a way that they were a likeness of the spiritual beings hovering round them in their environment; images of the gods who in older times were present on earth. Through the inter-working of the two sexes in particular this was lost more and more, and the spiritual world withdrew from men's sight. Men beheld the sense world more and more clearly. We must picture this situation vividly: Just imagine, in those times man was fructified from the spiritual world of the gods. It was the gods themselves who gave forth their forces and made men like themselves. That is why in those ancient times what we call illness did not exist. There was no inner disposition to illness, and it could not be there because everything that was in man and that worked upon him came from the health giving divine-spiritual cosmos. The divine-spiritual beings are full of health, and in those days they made men in their image. Man was healthy. But the nearer he came to the time when the inter-working of the sexes came about and together with it the withdrawal of the spiritual worlds, and the more independent and individual man became, the more the health of divine-spiritual beings withdrew from him and something else took its place. What happened in reality was that this inter-working of the sexes was accompanied by passions and instincts aroused in the physical world. We must look for this incitement in the physical world after human beings had reached the point when the two sexes were sensually attracted to one another. This was a long time after the sexes already existed. The effect of the sexes one upon the other—even in Atlantean times—happened when physical consciousness was actually asleep, during the night. It was not until the middle of Atlantean times that what we call the attraction of the sexes began, what we might call passionate love; that is, sensual love that mingled with pure super-sensual or platonic love. There would be much more platonic love if sensual love did not enter into it. And whereas everything that formerly helped to form man came from the divine-spiritual environment it now came more from the passions and instincts of the two sexes working one upon the other. The kind of sensual longing that is stimulated by seeing the outer appearance of the opposite sex is bound up with the working together of the two sexes. And therefore something was incorporated into man at birth that is connected with the particular kind of passions and feelings human beings have in physical life. Whilst in earlier times man still received what was in him from the divine-spiritual beings of his surroundings, he now acquired something through the act of fructification which, as an independent, self-contained being, he had taken into himself from the world of the senses. After human beings had been separated into two sexes they passed on to their descendants what they themselves experienced in the sense world. So we now have two types of human being. These two types live in the physical world and perceive the world through their senses, and this leads them to develop various externally aroused impulses and longings, especially those arising from their own externally stimulated sensual attraction to one another. What now confronts man in an external way has been drawn down into the sphere of the independent human being, and it is no longer in full harmony with the divine-spiritual cosmos. That is imparted to men through the act of fructification, it is implanted into them. And this worldly life of theirs, received not from the world of the gods but from the external side of the divine-spiritual world, is passed on to their offspring through fructification. If a man is bad in this respect, then he passes worse qualities on to his descendants than another person who is good and pure. And this is the true meaning of ‘original sin’. That is the concept of original sin. Original sin is brought about by man coming to the point of transferring to his offspring his own individual experiences in the physical world. Every time the sexes glow with passion the ingredients of the two sexes combine in the human being who is descending from the astral world. When a human being incarnates he comes down from the Devachanic world and forms his astral sphere in accordance with his particular individuality. Something of what belongs to the astral bodies of his parents—their impulses, passions and desires—combines with this astral sphere so that he thereby shares in the experiences of his forefathers. What descends through the generations in this way, what is actually acquired as human attribute through the generations and is handed down as such, is what we have to understand as the concept of original sin. And now we come to something else: an entirely new impetus entered humanity through the individualisation of man. In earlier times the divine-spiritual beings—and they were absolutely healthy—made man in their own likeness. But now man, as an independent being, detached himself from the all-embracing harmony of divine-spiritual health. In a certain respect he set himself up in his individualism against the whole of this divine-spiritual environment. Imagine that you have a being developing entirely under the influence of his environment. What he expresses will be the environment. Imagine, though, that he shuts himself off in his skin, then in addition to the characteristics of his environment he has his own characteristics as well. And indeed, with the division into sexes men became individual and developed their own individual characteristics. And there was contradiction between the great divine-spiritual harmony with its health and the individualism of man. And through this individuality continuing to work, through it becoming a really effective factor, the possibility of becoming ill has entered into human evolution. This is the moment when the possibility of illness first occurred in human evolution, for it is bound up with the individualisation of man. When man was still connected with the divine-spiritual world the possibility of illness did not exist. It came about at the same time as individualisation, and that is the same time as the division into sexes. This holds good for human evolution, and you must not apply it in the same way to the animal world. Illness is indeed a result of these processes I have just described, and you can see that it is really the astral body in particular that is originally influenced in this way. The human being draws the astral body into his organism himself to begin with as he comes down from the Devachanic world, and there it encounters what flows into it through the inter-working of the two sexes. So the astral body is the part of man that shows most clearly the non-divine. The etheric body is more divine, for man does not have so great an influence on that, and the physical body is the most divine of all; it is God's temple, for it is completely withdrawn from man's influence. Whereas in his astral body man seeks all kinds of pleasures and can have all sorts of desires that have a harmful effect on the physical body, even today his physical body is still such a wonderful instrument that it can withstand heart poisons and other harmful influences of the astral body for decades. And so we have to admit that because of all these things that occur in the human astral body it has become the worst part of man. Whoever looks deeper into human nature will find that the deepest causes of illness lie in the astral body and in its bad effects on the etheric body, and by way of the etheric body on the physical body. Now we will understand a number of things that cannot be understood otherwise. I will now speak of ordinary mineral medicaments. A medicament from the mineral kingdom works in the first place on man's physical body. Now what is the significance of man giving his physical body a mineral medicament? Please note that we are not going to speak of any plant medicaments but purely mineral ones, what is prescribed in the way of metals and salts and so on. Suppose someone takes one or another mineral medicament. Something very remarkable is then seen by clairvoyant consciousness. This clairvoyant consciousness can carry out the following feat—it always has the ability to divert its attention away from something. It is possible to divert the attention from the whole physical body. Then you still see the etheric body, the astral body and the ego aura. You have suggested away the physical body through strongly negative attention. Now if someone has taken a mineral medicament, you can remove everything from your attention and just direct your clairvoyant vision to the mineral or metal that he now has within him. That is, you suggest away everything in him of the nature of bone, muscle, blood and so on, and turn your attention solely to the particular mineral substance that has permeated him. Something very remarkable presents itself to clairvoyant consciousness. This mineral substance has become very thinly diffused and has itself acquired the human form. You have before you a human form, a human phantom consisting of the substance taken in by the man. Supposing the person has taken antimony, you have before you a human form of very finely diffused antimony, and it is the same with every mineral medicament a man takes. You create a new man within you consisting of this mineral substance; you incorporate it. Now let us ask ourselves what the purpose and significance of this is? The significance is that if you were to leave a man as he is and withhold from him the medicine he really needs, then because of certain bad forces in his astral body the astral body would work on the etheric body and the latter on the physical body and gradually destroy it. You have put a double into the physical body. This works to prevent the physical body obeying the influences of the astral body. Imagine you have a bean plant. If you give it a prop it winds up it and is no longer blown by the wind. This double made out of the incorporated substance is a prop like this for the man. It attaches the physical body to itself and removes it from the influences of the astral and etheric body. In this way you make the human being's physical body independent as it were of his astral and etheric body. This is the effect of a mineral medicament. But you will immediately see the bad side of it, for it has a very serious drawback. Since you withdraw the physical body artificially from its connection with the other bodies you have weakened the influence of the astral and etheric body on the physical body and have made the physical body independent. And the oftener you take such medicines the more the influence of the astral and the etheric body disappears, making the physical body a hardened, independent being, subject to its own laws. Imagine what people are doing who take mineral medicaments of this sort all their lives. A man who has in course of time taken a lot of these mineral medicaments has within him a phantom of all these minerals, a round dozen of them. It is as though the physical body were surrounded by solid walls. And what kind of influence can the astral and etheric body still have on it? Such a person is actually dragging his body around with him and has very little power over it. If a man who has been dosing himself in this way for a long time applies for treatment to someone who wants to treat him psychologically and work especially on his finer bodies, he will discover that he has become more or less unreceptive to psychological influences. For by making his physical body independent in the first place, he has deprived it of the possibility of being affected by anything that might take place in his finer bodies. And this has happened mainly because the human being has so many phantoms in him that are not in harmony, that they pull him hither and thither. If the human being has deprived himself of the possibility of working from out of his soul and spirit, he need not be surprised if spiritual treatment is not very successful either. In cases of psychological treatment, therefore, you should always give consideration to the kind of person the patient is. If he has made his astral or etheric body powerless by making his physical body independent, then it will be very difficult to help such a person by means of spiritual treatment. So now we understand how mineral substances affect a man. They create doubles in him that preserve his physical body and remove it from the possible harmful effects of his astral or etheric body. Because materialistic medicine is ignorant of man's higher members, almost all our present-day medicine works in the direction of treating the physical body in some way or another only. We have begun today by looking at the effects of mineral substances. Some time we shall have to speak of the effects of plant forces and animal substances on the human organism, and then we shall go on to those influences or remedies that work from one being to another in a psychic or spiritual way. But you will see that it is essential for our studies for us to acquire once again such concepts as the concept of original sin and understand it correctly. With certain things nowadays people just do not see what lies in front of them and show no understanding for them at all. |
121. The Mission of the Individual Folk-Souls: The Five Root Races of Mankind
12 Jun 1910, Oslo Tr. A. H. Parker Rudolf Steiner |
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Thus, if all these seven Spirits of Form could work in accordance with their declared intention, then collectively they would fashion the real Ego-being. But as other spiritual Beings cooperate with them and diversify this uniform humanity, it was found necessary to make special preparations in the Cosmos. |
121. The Mission of the Individual Folk-Souls: The Five Root Races of Mankind
12 Jun 1910, Oslo Tr. A. H. Parker Rudolf Steiner |
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It is a very complicated matter, as you may well imagine, when the Spirits of the different Hierarchies have to coordinate their forces in such a way that the mission of the Earth can be fulfilled and ultimately a state of balance or equilibrium be achieved. You will understand therefore that statements such as those made in our last lecture are valid only in so far as they refer to a definite period in evolution and that the whole picture changes immediately one depicts evolution at another period. Hence in order to arrive at a fuller understanding of these complex problems a particular course of lectures cannot be isolated from the rest. I shall here draw attention to one point only and what I am about to say is to be taken as footnote or addendum to the lectures on the Spiritual Hierarchies.1 In creating the harmony or equilibrium of our Earth the whole cooperation of the Hierarchies is involved and we must envisage the Spirits of Will, the Cherubim and Seraphim, which we described yesterday as the highest Hierarchy, as raying outward from the Earth. We must envisage these Beings as originally working inward from the Universe towards the centre of the Earth. Man does not become aware of these forces in the former aspect but only in the latter aspect when they are reflected from the Earth's centre. You will only be able, therefore, to form a complete picture of the very intimate processes which here take place if you compare what was said in my last lecture with the more detailed information about the Hierarchies in the lecture-course given at Dusseldorf, in which a comprehensive picture was given of the cosmic activity of the three Hierarchies. These things are by no means so simple, and in order to make the mission of the Earth comprehensible we must approach this problem in such a way that we are prepared to accept that the Spirits of these Hierarchies are reflected in the elements of Earth existence. If you bear this in mind then you will also sense the infinite wisdom inherent in a universe of relationships. To a certain extent you will also feel that the field of knowledge must be continually enlarged, that it is unlimited, since things are so complicated that when we imagine we have grasped one point of view we immediately reject it in favour of another which throws light on the problem from a different angle. We can only advance step by step in our knowledge: Nevertheless from the indications given in the last lecture) especially at the close of that lecture, you will have a clearer understanding of the cooperation between the normal and abnormal Spirits of Form, a cooperation which ensures that the population of the Earth should not be limited to a single homogeneous species spread over the whole Earth, but that a diversity of individual races should be possible. In order to achieve that corporate humanity, which is only possible to man in the course of Earth-evolution, it would have been necessary for the normal Spirits of Form to act independently. These are the same spiritual Beings who in Genesis are called the Elohim. In the whole Universe which surrounds the Earth and together with the Earth forms a single whole, we can distinguish seven of these normal Spirits of Form. There are therefore seven Spirits of Form or seven Elohim. If we wish to form a conception of these seven Elohim with their various missions and their task of establishing Harmony or Love as the ultimate mission of the Earth, we must clearly understand that these seven Spirits of Form cooperate in such a way that what we described in Lecture Four as “man in the second third of his life” would become a reality. Thus, if all these seven Spirits of Form could work in accordance with their declared intention, then collectively they would fashion the real Ego-being. But as other spiritual Beings cooperate with them and diversify this uniform humanity, it was found necessary to make special preparations in the Cosmos. If today you wish to find in the Cosmos the sphere of activity of the normal Spirits of Form—those Beings who, as I described yesterday, shine down upon us in the light from our present Cosmos—then you must seek for them in the Sun. You must always look towards the Sun sphere for that cosmic “Lodge”, that community in the Universe, where these Spirits of Form plan to establish the earthly harmony and to fulfil the mission of Earth-evolution. Lest the activity of the abnormal Spirits of Form should provoke too great a disharmony amongst mankind, one of the Spirits had to detach Himself from the community. In reality, therefore, only six Spirits of Form or Elohim work from the Sun; one of these Spirits had to detach Himself lest the simultaneous activity of the abnormal Spirits of Form, who are really Spirits of Movement should disturb the balance or harmony. It was the Spirit who in the Bible, in Genesis, is called Jahve or Jehovah. If you wish to follow His activity in the Universe you must look for it, not in the Sun sphere, but in the Moon sphere at a particular epoch. I have touched upon this in my Occult Science—an Outline from another angle, where I have shown that the Spirits of Form withdraw with the separation of the Sun, but in the special disposition following upon the separation of the Moon, the preliminary conditions were first established for the further evolution of man. For if the Moon had remained united with the Earth the evolution of man could not have taken place. This further evolution of man has only been made possible because one of the Elohim, Jahve, accompanied the separation of the Moon—while the other six Spirits remained in the Sun—and because Jahve cooperated with His six colleagues to counteract the forces of the backward Spirits of Movement. Now the separation of the Sun was a necessity for the following reasons: after certain older Spirits of Movement who possessed more potent forces than the Spirits of Form—for they stand higher in the rank of the Hierarchies—had decided to remain behind, the normal Spirits of Form were obliged to modify their activity by detaching one of their members, otherwise they would not have been able to establish the balance or harmony necessary for further evolution. If we wish to have a clear idea of the activities of these normal Spirits of Form it is best to think of them as streaming down to us in the sunlight. If, however, we wish to understand how the abnormal Spirits of Form cooperate with the normal Spirits of Form who are centred in the Sun (for Jahve withdrew towards the Moon sphere solely for the purpose of establishing the equilibrium), then we must imagine that a certain Sun-force, which streams towards us in the normal Spirits of Form is modified by the force that rays down to us from the abnormal Spirits of Form who are really Spirits of Movement. These have their centre in the other five planets, in Saturn, Jupiter, Mars, Venus and Mercury, speaking in terms of the seven heavenly bodies of ancient astronomy. When you look out into the Cosmos you have now a picture of the distribution of the normal and abnormal Spirits of Form. Six of the normal Spirits of Form are centred in the Sun and one of them, Jahve or Jehovah, from the sphere of the Moon acts as a counterpoise by virtue of this function as Regent and Guide of that sphere. The activities of these Spirits of Form are influenced by the activities proceeding from Saturn, Jupiter, Mars, Venus and Mercury. The forces of the abnormal Spirits stream down upon the Earth are arrested by the Earth and ray outward again from the Earth-centre as was described at the close of the last lecture. Thus if the Elohim or normal Spirits of Form, operating from the Sun, are active in a particular region of the Earth's surface, then only the normal ‘I’, that which determines man's normal being, his general make-up, would come into existence in that particular region. Now the forces of Mercury, for example, mingle with these forces of the normal Spirits of Form which, but for the state of equilibrium, would “dance” upon the surface of the Earth. Hence in that which here manifests in the potent forces of the Spirits of Form, there dance and vibrate not only the normal forces but also that which intermingles with the normal forces of the Elohim or Spirits of Form, namely that which emanates from the abnormal Spirits of Form who are centred in the several planets. Thus we see that through these abnormal Spirits of Form there are five potential centres of influence where these reflected planetary forces are concentrated and produce in effect what we know as the five Root Races of the Earth. Let us now look more closely into the centre which, in Lecture Four, we situated in the interior of Africa. If we state that the Negro race was born of the cooperation between the normal Spirits of Form and the abnormal Spirits of Form centred in Mercury) then from an occult standpoint we are perfectly correct in describing the Negro race as the “Mercury race”. Let us now continue along the line joining the centres or focal points from which the individual races spread outward. We then come to Asia, which is the seat of the “Venus race” or the Malayan race. We then move northward across the wide expanse of Asia and we find the Mongolian race, which is formed by the Mars forces. Then we cross over into Europe and find the Europeans who in their original racial character are “Jupiter men”. If we cross the ocean to America which is the centre where civilizations or races die, we find there dark “Saturn's race”, the original Red Indian race. The American Indian race is the “Saturn race”. Thus if you look into the matter more closely from an occult standpoint you will become aware of the five centres where the planetary forces are concentrated and are manifested in the external world. With a progressively more definite and concrete conception of this racial distribution you will develop an inner understanding of the racial characteristics peculiar to the peoples spread over the Earth, an understanding of this unique cooperation of the normal and abnormal Spirits of Form. We have thus sketched the picture, as we are able to capture it at a definite moment in time. But what I have said about the different centres on the Earth is again only valid for a specific epoch of evolution. It is valid for the epoch when, at a definite moment of time in the old Atlantean evolution, the peoples began to migrate from a centre in Atlantis and sought the particular centre where they could receive the: training appropriate to their race. Hence in my book Occult Science, I pointed out that in old Atlantis specific Mystery Centres called the Atlantean Oracles were responsible for directing this distribution of peoples over the Earth, so that in effect that state of balance or equilibrium could be achieved which led to the proper distribution of the races. In one such Mystery Oracle the truths of which we are now speaking were always investigated and originally man took his direction entirely from them. In this manner the events on Earth were determined in accordance with these spiritual centres. The wave of peoples who swept across Africa and crystallized into the Ethiopian race is an expression of an impulse from the Mercury Oracle in which one could clearly observe the cooperation of the normal Spirits of Form (the six Elohim and Jahve or Jehovah) and also the participation of the abnormal Spirits of Form working from the Mercury Centre. The Centre of equilibrium on Earth was selected in accordance with the right astrological conjunction of planetary forces at the various centres and the point of radiation for the race in question was determined thereby. The formation of the other races was determined in a similar way. In accordance with these determining factors the grand design is drawn up, charting the cosmic influences in relation to peoples, families, etc. It is an image of cosmic activity and reflects the planetary forces which stream down into the Earth, ray outwards from the Earth and determine man's destiny. Now how do we look upon a member of the Ethiopian race, of the Mercury race? We see him as one who was originally chosen, who was predestined by the Elohim to express the quintessence of the all-human. But from the Mercury Centre the potent influences of the abnormal Spirits of Form intervened and modified the form of man to such an extent that the Ethiopian race arose. And such was the case with each individual race. The migrations of the peoples were specifically directed from the original centre; this is indicated by the line linking the focal points or centres in my diagram a few days ago. You must therefore imagine the Spirits of Form radiating from a centre, which, we must assume, existed at a definite moment of time in old Atlantis. These Spirits of Form rayed down into the Atlantean continent and fashioned it in such a way that the human souls were brought under the dominion of the corresponding abnormal Spirits of Form. In this way the broad foundations of the races were laid, and when man looks up into the infinite expanse of the Macrocosm he must seek there the forces out of which he was built up. He is fashioned by their spiritual rays reflected from the Earth-centre. And when he looks up to the normal Spirits of Form, the Elohim, he is looking up to that which actually makes him into man. When he looks up to the forces concentrated in the individual planetary Spirits (with the exception of the Sun and Moon) he perceives the forces which determine his membership of a particular race. Now how do these Race Spirits work in and upon man? They work in a very unique way; they permeate his vital energies, they penetrate even down into his physical body. Now you know that the four fundamental members of man find their impress and are reflected in corresponding parts of the physical body: the ‘I’ finds its impress in the blood, the astral body in the nervous system, the etheric or life-body in the glandular system. Only the physical body is self-sufficient; it is a reflection of its own inner being which for the man of the present is subject to its own fixed laws. Now those spiritual Beings who are stirring in man and determine his racial character cannot at first work directly into his higher vehicles. They are active first of all in these reflections of the higher vehicles in the physical body. They cannot as yet enter directly into the physical body, but they are active in the three other members, in the blood which is the reflection of the ‘I’; in the nervous system, the reflection of the astral body; and in the glandular system which is the reflection of the etheric body. The Race Spirits, the abnormal Spirits of Form, are active in these three systems, which are part of man's organic system, but are reflections of the higher vehicles. Thus the physical body of man is determined from within. These various spiritual Beings invade those members of the physical body, which are the preliminary drafts, the suggestions of the higher vehicles. Now where, for instance, does Mercury make his influence felt? Under Mercury, I include all the abnormal Spirits of Form to be found in Mercury. He makes his influence felt by cooperating with others, especially in the glandular system. He is active in the glandular (or lymphatic) system where are manifested the forces born of that preponderance of the Mercury forces which are present in the Ethiopian race. Everything which gives the Ethiopian race its distinctive character stems from the ferment of the Mercury forces in the glandular system of this people. What transforms the undifferentiated universal human from into the distinctive Ethiopian type with his black pigmentation and woolly or frizzy hair is the consequence of their activity. If you now move over to Asia you will find there likewise the planetary forces of Venus, an abnormal development of the Spirits of Form. By transferring their point of attack principally to what we call the impress of the astral body, these Venus forces work in the nervous system. They work upon the nervous system however in a peculiar way, not directly as Venus spirits. For the nervous system can be worked upon indirectly in two ways. One way is through the respiration. By working especially upon the respiration, these activities of the Venus Spirits are localized in the respiratory and nervous system and give it a definite form. In this indirect way the abnormal Spirits of Form whom we may call Venus Beings work through the respiratory and nervous system in the Malayan race, in the yellowish-brown races found in Southern Asia and in the direction of the Malay Archipelago. Just as the glandular type is found distributed over Ethiopia, so in these regions is found the type of man in whom the abnormal Spirits of Form work upon the nervous system indirectly through the respiratory system. In the nervous system is prepared that which, with special modifications, produces the more or less yellow skinned racial types. The transformation wrought in these races manifests itself more in that part of the nervous system covered by the term ‘solar plexus’—not in the higher or central nervous system therefore, but in that mysterious part of the nervous system which runs in two cords parallel with the spinal medulla and branches out in various directions to form a network. This part of the nervous system therefore which from our point of view is not yet associated with higher mental activity, is worked upon indirectly through the respiratory system. The unconscious organism is deeply stirred by these Venus forces which work in these racial types. Let us now move northward to the wide Mongolian plains where are largely concentrated those Spirits of Form who work indirectly through the forces of the blood. In this geographical area is prepared in the forces of the blood that which brings about a modification of the human species and determines the basic character of the race. There is however a very peculiar feature attaching to the Mongolian race; the Mars Spirits enter into the blood. But they work in the blood in a specific manner. They are able to counteract the influence of the six Elohim who are centred in the Sun. In the Mongolian race, therefore, they work in opposition to these six Elohim. At the same time they actively oppose the influence of Jahve or Jehovah who has withdrawn His field of action from that of the six Elohim. But apart from this interaction of the Mars Spirits with the six Elohim and Jahve which produces the Mongolian race there is another factor of paramount importance which must be taken into consideration. Just as in the one case, the Mars Spirits in opposition to the six Elohim from the Sun and Jahve from the Moon create the Mongolian race, so in another case, we must assume that the Jahve forces from the Moon sphere meet and cooperate with the Mars Spirits and thus a special kind of modification arises, namely, the Semitic race. Here is the occult explanation for the origin of the Semites. The Semitic people are an example of a modification of collective humanity. Jahve or Jehovah shuts Himself off from the other Elohim and invests this people with a special character by cooperating with the Mars Spirits, in order to bring about a special modification of his people. You will now understand the peculiar character of the Semitic people and its mission. In a profound occult sense the Biblical writer was able to claim that Jahve or Jehovah had made this people his own. If you add to this the fact that Jahve cooperated with the Mars Spirits who worked principally in the blood, you will understand why racial continuity through the blood-stream was of particular importance to the Semitic-Hebrew people and why Jahve describes Himself as the God who is present in the blood of the generations, in the blood of Abraham, Isaac and Jacob. When he declared himself to be the God of Abraham, Isaac and Jacob, He proclaimed that He was present in the blood stream of the Patriarchs. Whatsoever works in the blood, whatsoever must be determined through the blood—the cooperation with the Mars Spirits—that is one of the mysteries, which give us a deep insight into the wise guidance of all mankind. The blood of mankind is thus subject to a twofold influence; two races emerge, the Mongolian race and the Semitic race. This points to the existence of an important polarity in mankind and we must emphasize the immense importance of this polarity if we wish to plumb the depths of the Folk Souls. We must now turn our attention to the Western centre and trace the way in which dynamic forces of the Spirits and Beings who are centred in Jupiter operate in man. These elect to work directly upon the nervous system via the outer life of the senses. This is the one way. In the other, the planetary forces work into the sympathetic nervous system, entering indirectly into the solar plexus through the respiratory system. Now the Jupiter forces work indirectly through the sense-impressions and from there radiate to those parts of the central nervous system which are situated in the brain and spinal cord. Here is the seat of those forces which determine the particular racial character of those races belonging to the Jupiter humanity. This applies more or less to the Aryans, to the peoples of Asia Minor and Europe whom we regard as members of the Caucasian race. In these peoples the modification of the generic character which stems from the abnormal Spirits of Form is accounted for by the influence upon the senses of the abnormal Spirits whom we may describe as Jupiter Spirits. The Caucasians therefore are determined through the senses. Now you will also understand why a people like the Greeks who were consciously under the special influence of Jupiter or Zeus and who felt themselves to be a focal point for the Zeus influence, were predominantly determined by what flows into the nervous system via the senses. The Greeks, of course, were also influenced by the forces of the Elohim, which stream in from the Sun. But the Greeks dedicated everything that acts upon the senses to the service of Jupiter or Zeus and so achieved greatness. To them all external forms, all forms of external life were imbued with deeper meaning. They perceived the spiritual in the physical and hence became the chief exponents of sculpture and architectonic forms. We have here indicated the very special mission of the Greek people who are so preeminently the people of Jupiter or Zeus. Even at the time when) especially under the influence of the new planetary constellation, the cooperation of the Jupiter or Zeus forces with the universal Elohim forces took place, they felt themselves to be the people of Zeus. All the peoples of South-West Asia, and especially the European peoples are, on the whole, modifications of this Jupiter influence and you can well imagine that as man has many senses, many modifications are possible and that in the formation of the individual peoples within this root race, peoples who were formed by the influence of the senses upon the nervous system, one or other of the senses may predominate. Consequently the various peoples may assume the most diverse forms. According as the eye or the ear or one of the other senses predominates, so will the different peoples respond in this or that way to the particular national tendency within the racial character. In consequence of this they are faced with quite specific tasks. The particular task of the Caucasian race is to find the way to the spirit through the senses, for this race is orientated chiefly towards the sense-world. Here is disclosed something that introduces us to the deeper secrets of occultism; it shows how, in those peoples who are subject to the Venus forces, the initial steps in development, even in occult development, must be concentrated on the respiratory system. Amongst the peoples living more in the Western Hemisphere, on the other hand, the initial steps must start from an enrichment and a spiritualisation of the life of the senses. This is experienced by those peoples inhabiting countries more towards the West in their stages of higher cognition, in Imagination, Inspiration and Intuition, in so far as the Jupiter Spirit originally modified the character. Hence these two geographical centres were always present in human evolution; the one presided over by the Spirits of Venus, the other by those of Jupiter. The Jupiter Spirits in particular were perceived in those Mysteries in which—as those of you will know who attended my lecture-course in Munich last year2—the three Individualities ultimately came together, the three spiritual Beings, Buddha, Zarathustra or Zarathas in his later incarnation, and that great leader of humanity, Skythianos. This is the “Council” or spiritual conference which, under the guidance of One still greater, set itself the task of investigating the mysterious forces which must be developed for the evolution of humanity, forces which originated from that centre initially connected with the Jupiter forces and which was pre-ordained in the chart of the cultural centres already mentioned. Finally, the abnormal Spirits of Form who have their centre in Saturn work indirectly via all the other systems into the glandular system. In the Saturn race, therefore, in everything to which we must ascribe the Saturn character, we must expect to find the combination of the forces leading to the twilight of mankind, forces which set the seal upon its development and sow the seeds of its ultimate decline. This action and its effect upon the glandular system can be seen in the American Indian race and was the cause of its ultimate extinction. The Saturn influence finally works via all the other systems into the glandular system which secretes the hardest parts of man. This slow decline is characterized by a kind of ossification which is clearly reflected in the external form. If you look at the pictures of the old American Indians the process of ossification described above is evident in the decline of this race. In a race such as this everything pertaining to the forces of the Saturn evolution has become realized in a special manner; then Saturn withdrew into itself, abandoned man to his bony system and thus hastened his decline. One feels something of this truly occult activity if one observes how, in the nineteenth century, a representative of these old American Indians still preserves a memory of that great Atlantean civilization which could not adapt itself to later evolution. There exists a description of a beautiful scene in which a chieftain of this moribund Red Indian race confronts a European colonist. Imagine the conflicting emotions when two such men confront each other, the one representing those who came from Europe, and the other those who, in the earliest ages, at the time of the separation of the races, moved Westward. The Red Indian brought over to the West all that was great in the Atlantean culture. What the Red Indian valued most highly was that he was still able dimly to sense something of the former greatness and majesty of a period which existed in the old Atlantean epoch when the separation of the races had hardly begun, when man could look up to the Sun and perceive the Spirits of Form through a sea of mist. Through an ocean of mist the Atlantean was clairvoyantly aware of the seven Spirits of Form acting in concert. And this cooperative activity was called by the Atlanteans the Great Spirit who revealed himself to man in ancient Atlantis. The Atlantean had not assimilated all that the Venus, Mercury, Mars and Jupiter Spirits brought about in the East, to whom we owe all the civilizations which reached their zenith in Europe in the middle of the nineteenth century. The descendant of the brown race did not participate in this development. He held firm to the Great Spirit of the primeval past. He became aware of achievements of the Europeans (who, in a remote past, had also known the Great Spirit) when a piece of paper was laid before him on which were many little symbols, letters, of which he understood nothing. All that was alien to him, for in his soul still dwelt the Great Spirit. The speech he made has been preserved to us and it is noteworthy because it provides evidence of what we have already indicated. It runs somewhat as follows: “Here in the soil, trampled beneath the feet of the conquerors the bones of my brothers lie buried. Why are the feet of our conquerors allowed to desecrate the graves of my brothers? Because they are in possession of that which makes the White Man great. But there is something else which makes the Brown Man great; it is the Great Spirit who speaks to him in the soughing of the wind, in the murmuring of the forest, in the surging of the waves, in the purling of the brook, in thunder and in lightning! That is the Spirit who to us speaks truth. Yes, from the lips of the Great Spirit comes truth. But your spirits here on paper and who express what to you is great, they do not speak the truth.” Thus spoke the Indian chieftain from his point of view. “Redskin is servant of the Great Spirit; Paleface is servant of the spirits who, in black shapes resembling pygmy beings”—he was referring to the letters—“dance on the paper; they do not speak the truth”. This dialogue of historic importance was exchanged between the conqueror and the last of the great chieftains of the Red Indians. Here we have an example of the Saturn forces and their activity and of what follows from the cooperation between Saturn and other Spirits at such a moment as this when two contrasting civilizations meet. Thus we have seen how here on Earth the birth of universal humanity was prepared by the Elohim or the normal Spirits of Form, how then the five principal races of human evolution detach themselves from the collective body of mankind, from the teaming mass of humanity, and how these five races are related to the guiding Spirits in the Hierarchy of the abnormal Spirits of Form, races whom we must name after the five planets, whereas the normal Spirits of Form are centred in the Sun and in the Moon. From here we shall pass on to something which will be easier to understand, because we shall be able to relate it to something familiar to us, namely, to tribes and peoples.
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