59. Metamorphoses of the Soul: Paths of Experience II: Laughing and Weeping
03 Feb 1910, Berlin Translated by Charles Davy, Christoph von Arnim Rudolf Steiner |
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Here we have two examples of a definite influence on the blood caused by the ego's relation to the outer world. Many other examples could be given of how the ego expresses itself in the astral, etheric and physical bodies. |
The tears are not merely an outflow; they are a sort of compensation for the stricken ego. The ego had formerly felt itself enriched by the outer world; now it feels strengthened by itself producing the tears. |
In spiritual science, the enduring element that informs the species is called the animal's group-soul or group-ego, and we regard it as a reality. Thus we say that the animal has its ego outside itself. We do not deny the animal an ego, but we speak of the group-ego which directs the animal from outside. |
59. Metamorphoses of the Soul: Paths of Experience II: Laughing and Weeping
03 Feb 1910, Berlin Translated by Charles Davy, Christoph von Arnim Rudolf Steiner |
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In a series of lectures on spiritual science, our subject today might well appear insignificant. But considerations which lead into the higher realms of being are often at fault in leaving aside the details of life and its immediate, everyday realities. When lectures set out to deal with eternal life, with the highest qualities of the soul or with great questions concerning the evolution of world and man, people generally are pleased, and well content to leave alone such apparently commonplace matters as those we are to examine today. But everyone who follows the path indicated here for penetrating into the spiritual worlds, will be convinced that to advance quietly, step by step, from the well known to the less known, is a very healthy way. Moreover, we can draw on many examples to show that eminent men have by no means regarded laughter and tears as merely commonplace. After all, the consciousness which is achieved in the legends and the great traditions of mankind—so often much wiser than the individual human consciousness—has endowed the great Zarathustra, who became so immensely important for Eastern culture, with the famous “Zarathustra smile”, for this consciousness it was particularly significant that this great spirit came smiling into the world. And with a deep understanding of world history, tradition adds that on account of this smile all creatures in the world exulted, while evil spirits and adversaries in all parts of the earth fled away from it. If we pass from these legends and traditions to the works of a single great genius, we might well call to mind the figure of Faust, into whom Goethe poured so many of his own feelings and ideas. When Faust, despairing of all existence, comes near to killing himself, he hears the Easter bells ring out and cries: “Tears spring forth, the earth holds me again.”11 Tears are used here by Goethe to symbolise the state of soul which enables Faust, after experiencing the most bitter despair, to find his way back into the world. Thus we can see, if we will only think about it, that laughing and weeping are related to things of great significance. But to speculate on the nature of spirit is easier than to seek the spirit where it is revealed in the world immediately around us. And we can find the spirit—and the human spirit in the first instance—precisely in those gestures of the soul that we call laughing and weeping. They cannot be understood unless we regard them as expressions of a person's inner spiritual life. But in order to do this we must not only accept man as a spiritual being, we have also to understand him. All the lectures in our present winter series have been devoted to this task. Hence we need give only a passing glance now at the being of man as seen by spiritual science. But that is the foundation on which we must build if we are to understand laughing and weeping. We have seen that man, when we observe him in his totality, possesses a physical body, which he has in common with the mineral realm; an etheric or life-body, which he has in common with the plants; and an astral body which he has in common with the animal kingdom. The astral body is the bearer of pleasure and pain, joy and sorrow, terror and amazement, and also of all the ideas which flow into and out of his soul from waking until he falls asleep. These are man's three external sheaths and within them lives the ego which makes him the crown of creation. The ego works in the soul-life on its three components, the sentient soul, intellectual soul and consciousness soul, and we have seen how it works to bring man ever nearer to fulfilment. What, then, is the basis of the ego's activities within the human soul? Let us look at some examples of its behaviour. Suppose that the ego, this deepest centre of man's spiritual life, encounters some object or being in the outer world. The ego does not remain indifferent towards the object or the being; it expresses itself in some way and experiences something inwardly, according to whether the encounter pleases or displeases it. The ego may exult at some occurrence or it may fall into deepest sadness; it may recoil in terror, or it may lovingly contemplate or embrace the source of the event. And the ego can also have the experience of understanding or not understanding whatever is involved. From our observation of the ego's activities between waking and falling asleep we can see how it tries to bring itself into harmony with the external world. If some entity pleases us and makes us feel that here we have something that warms us, we weave a bond with it; something from ourselves connects with it. That is what we do with our whole environment. During our entire waking life we are concerned, as regards our inner soul-processes, with creating harmony between our ego and the rest of the world. The experiences that come to us through objects or beings in the outer world and are reflected in our soul-life, work on the three constituents of the soul where the ego dwells but also on the astral, etheric and physical bodies. We have already given several examples of how the relation established by the ego between itself and any object or being not only stirs the emotions of the astral body and corrects the currents and movements of the etheric body but affects the physical body also. Who has not noticed how someone will turn pale when something frightening approaches? This means that the bond formed by the ego between itself and the frightening entity works into the physical body and affects the flow of the blood, so that the person concerned turns pale. We have mentioned also an opposite effect, the blush of shame. When we feel that our relationship with someone in our environment is such that we would like to disappear for a moment, the blood mounts to the face. Here we have two examples of a definite influence on the blood caused by the ego's relation to the outer world. Many other examples could be given of how the ego expresses itself in the astral, etheric and physical bodies. This search by the ego for harmony, or for a definite relationship between itself and its environment, results in certain consequences. In some cases we may feel that we have established a right relationship between the ego and the object or being. Even if we have good reason for feeling fear of a being, our ego may still feel that it has been in harmony with its environment, including fear itself—though we may not be able to see it in that light until afterwards. The ego feels especially in tune with its environment if it has been trying to understand certain things in the outer world and finally succeeds. Then it feels united with these things, as though it had gone out of itself and immersed itself in them, and can feel itself rightly related to them. Or it may be that the ego lives with other people in an affectionate relationship: then it feels happy and satisfied and in harmony with its surroundings. These feelings of contentment then pass over into its astral and etheric bodies. It may happen, however, that the ego fails to establish this harmony and so falls short of what we may call, in a certain sense, the normal. Then it may find itself in a difficult situation. Suppose the ego encounters some object or being it cannot understand; suppose it tries in vain to find a right relationship to this entity; yet it has to take up a definite attitude towards it. A concrete example: suppose we meet in the outer world a being we do not want to understand, because it seems not worthwhile for our ego to penetrate into its nature; we feel that to do so would mean surrendering too much of our own force of knowledge and understanding. In such a case we have to set up a sort of barrier against it so as to keep ourselves free from it. By turning our forces away from it we become conscious of them, while we enhance our own self-consciousness. The feeling that comes over us then is one of liberation. When this occurs, clairvoyant observation can see how the ego withdraws the astral body from the impressions which the environment or the being might make on it. The impressions will, of course, be made on our physical body unless we close our eyes or stop up our ears. The physical body is less under our control than the astral, so we draw back the astral from the physical and thus save it from being touched by impressions from the outer world. This withdrawal of the astral body, which would otherwise expend its energy on the physical body, appears to clairvoyant observation as an expansion of the astral: at the moment of its liberation it spreads out. When we raise ourselves above a being, we cause our astral body to expand like an elastic substance: we relax its normal tension. By so doing we liberate ourselves from any bond with the being we wish to turn away from. We withdraw into ourselves, as it were, and raise ourselves above the whole situation. Everything that occurs in the astral body comes to expression in the physical, and the physical expression of this expansion of the astral body is laughing or smiling. These facial gestures, accordingly, indicate that we are raising ourselves above what is happening around us because we do not want to apply our understanding to it and from our standpoint are right not to do so. It would be true to say, therefore, that anything we are not intending to understand will cause an expansion of our astral body and thus give rise to laughter. Satirical papers often depict public men with huge heads and tiny bodies, which is a way of expressing grotesquely the significance of these men for their time. To try to make sense of this would be futile, for there is no law which could unite a huge head with a tiny body. Any attempt to apply our reason to it would be a waste of energy and mental power. The only satisfying thing is to raise ourselves above the impression it makes on our physical body, to become free in the ego and to expand the astral body. For what the ego experiences is passed on in the first place to the astral body, and the corresponding facial gesture is laughter. It may happen, however, that we cannot find the relationship to our environment that our soul needs. Suppose that for a long time we have loved someone who is not only closely related to our daily life but is associated with particular soul-experiences that arise from this close attachment. Suppose, then, that this person is torn from us for a while. With that loss, a part of our soul-experiences is torn away; a bond between ourselves and a being in the outer world is broken. Because of the soul-condition created by our relationship with this other person, our soul has good reason to suffer from this breaking of a bond it has long cherished. Something is torn from the ego, and the effect on the ego passes over into the astral body. Since in this case something is taken from the astral, it contracts: or, more exactly, the ego presses the astral body together. This can always be clairvoyantly observed when a person suffers pain or grief from some loss. Just as the expanded astral body loses tension and creates in the physical body the gesture of laughing or smiling, so a contracted astral body penetrates more deeply into all the forces of the physical body and contracts it along with itself. The bodily expression of this contraction is a flow of tears. The astral body, having been left with gaps as it were, wants to fill them by contracting, while making use of substances from its environment. In so doing, it also contracts the physical body and squeezes out the latter's substances in the form of tears. What, then, are these tears? The ego has lost something in its grief and deprivation. It draws itself together, because it is impoverished and feels its selfhood less strongly than usual, for the strength of this feeling is related to the richness of its experiences in the surrounding world. We not only give something to those we love; we enrich our own souls by so doing. And when the experiences that love gives us are taken away and the astral body contracts, it seeks to regain by this pressure on itself the forces it has lost. Because it feels impoverished, it tries to make itself richer again. The tears are not merely an outflow; they are a sort of compensation for the stricken ego. The ego had formerly felt itself enriched by the outer world; now it feels strengthened by itself producing the tears. If someone suffers a weakening of self-consciousness, he tries to compensate for this by spurring himself on to an inward act of creation, manifest in the flow of tears. The tears give the ego a subconscious feeling of well-being; a certain balance is restored. You all know how people, when they are in the depths of grief and misery, find consolation, a kind of compensation, in tears. You will know, too, how people who cannot weep find sorrow and pain much harder to endure. The ego, then if it cannot achieve a satisfying relationship with the outer world, will either raise itself to inner freedom through laughter, or it will sink into itself in order to gain strength after a deprivation. We have seen how it is the ego, the central point in man, which expresses itself in laughing and weeping. Hence you will find it easy to understand that in a certain sense the ego is a necessary precondition of laughter and tears. If we observe a new-born child, we find that during its first days it can neither laugh nor weep. True laughing or weeping begins only around the 36th or 40th day. The reason is that although an ego from a former incarnation is living in the child, it does not immediately seek to relate itself to the outer world. A human being is placed into the world in such a way that he is built up from two sides. From one side he derives all the attributes and facilities acquired by heredity from father, mother, grandfather and so on. All this is worked on by the individuality, the ego that goes on from life to life, bearing with it its own soul-qualities. When a child enters existence at birth, we see at first only an undefined physiognomy, and quite undefined also are the talents, capacities and special characteristics which will emerge later on. But presently we are able to observe how the ego, with the powers of development it has brought from previous lives, works unceasingly on the infant organism and modifies the inherited elements. Thus the inherited qualities are blended with those which pass from one incarnation to another. That is how the ego is active in the child, but it is some time before the ego can begin to transform body and soul. During its early days, the child shows only its inherited characteristics. The ego, meanwhile, remains deeply hidden, waiting until it can impress on the undefined physiognomy the qualities it has brought from previous lives and will develop from day to day and year to year. Before the child has taken on the individual character that belongs to it, it cannot express a relationship to the outer world through laughing or crying. For this requires the ego, the individuality, which tries to place itself in harmony with the outer world. Only the ego can express itself in laughter or tears. So it is that when we consider laughing and weeping, we are dealing with the deepest and most inward spirituality of man. Those who refuse to admit any real distinction between men and animals will of course try to find analogies to laughing and weeping in the animal kingdom. But anyone who understands these things rightly will agree with the German poet who says that animals can rise at most only to howling, never to weeping; they can show their teeth in a grin but they never smile. Herein lies a deep truth which we can express in words by saying that the animal does not raise itself to the individual egohood which dwells in every human being. The animal is ruled by laws which appear to resemble those appertaining to human selfhood but remain external to the animal throughout its life. This essential difference between human beings and animals has already been mentioned here, and it was said that what interests us in the animal is comprised in the species to which it belongs. For example, there are no such great difference between lions and their progeny as we may find between human parents and their offspring. The main characteristics of an animal are those of its type or species. In the human realm every person has his own individual characteristics and his own biography, and this is what concerns us, whereas in animals it is the history of the species. Certainly there are many dog-owners and cat-owners who aver that they could write a biography of their pet, and I even knew a schoolmaster who regularly set his pupils the exercise of writing the biography of a pen. The fact that a thought can be applied to anything is not important; what matters is that we should penetrate with our understanding the essential nature of a being or a thing. Individual biography is significant for man, but not for animals, for the essential part of man is the individuality which goes on and develops from life to life, whereas in animals it is the species that lives on and evolves. In spiritual science, the enduring element that informs the species is called the animal's group-soul or group-ego, and we regard it as a reality. Thus we say that the animal has its ego outside itself. We do not deny the animal an ego, but we speak of the group-ego which directs the animal from outside. With man, by contrast, we speak of an individual penetrating right into his inmost part and directing each human being from within in such a way that he can enter into a personal relationship with the beings in his environment. The relationships that animals establish through the guidance of the external group-ego have a general character. What this or that animal likes or hates or fears is typical for its species, modified only in minor details among domestic animals and those which live with men. In human beings, what a person feels by way of love and hate, fear, sympathy or antipathy in relation to his environment springs from his individual ego. Thus the special relationship whereby man liberates himself from something in his environment and expresses his relief in laughter, or, in the opposite case, when he seeks for a relationship he cannot find and expresses his frustration in tears—all this can occur in man only. The more the individuality of the child makes itself evident above the animal level, the more does it show its humanity through laughter and tears. If we are to take a true view of life, we must not attach primary importance to such crude facts as the similarities of bone and muscle in men and animals or the resemblances between some other organs. We must look for man's essential characteristics as evidence of his status as the highest of earthly beings in subtler aspects of his nature. If anyone cannot see the significance of such facts as laughter and tears for bringing out the difference between men and animals, one has to say: Nothing can be done to help a person who cannot rise to the facts which matter most in coming to understand man in his spirituality. The facts we are now considering in the light of spiritual science can illuminate certain scientific findings, but only if the facts are placed in the context of a great spiritual-scientific whole. If we observe a person laughing or weeping, we can see that a change in the breathing process occurs. When sorrow goes as deep as tears, leading to a contraction of the astral body, and hence to a contraction also of the physical body, the in-breathing becomes shorter and shorter and the out-breathing longer and longer. In laughter the opposite occurs: the in-breathing is long and the out-breathing short. When a person's astral body is relaxed, and with it the finer parts of the physical body, the situation resembles that of a hollow space from which all the air is pumped out and immediately the outside air rushes in. A kind of liberation of the outer corporeality occurs in laughter, and then a long breath of air is drawn in. In weeping the opposite occurs. We press the astral together and with it the physical body, and the contraction causes an out-breathing in one long stretch. Here, again, we have an instance where a soul-experience is brought by the ego into connection with the physical, right down into the physical body of man. If we take these physiological facts, they will wonderfully illuminate an event which is recorded symbolically in the ancient religious records of mankind. You will remember the passage in the Old Testament which tells how man was raised to fully human status when Jahve or Jehovah breathed into him the breath of life and thereby endowed him with a living soul.12 That is the moment when the birth of selfhood is impressed on our attention. Thus in the Old Testament the breathing process is shown as an expression of true ego-hood and brought into relation with the soul-quality of man. If we then recall how laughing and weeping are a unique expression of the human ego, we see at once the intimate connection between the breathing process and the soul-nature in man; and then, in the light of this knowledge, we come to look on the ancient religious records with the humility that such a deep and true understanding must instil in us. For spiritual science these records are not necessary. Even if they were all destroyed in a great catastrophe, spiritual-scientific research has the means to discover for itself what lies at the root of them. But when the facts have been ascertained by this means, and when later the same facts are found to be unmistakably rendered in the symbolic-pictorial language of the old records, our understanding of the records is greatly enhanced. We feel that they must originate from seers who knew what the spiritual-scientific researcher discovers—spiritual vision meets spiritual vision across thousands of years, and from this knowledge we gain the right attitude towards these records. When we are told how God breathed his own living breath into man, whereby man would find his own in-dwelling ego, we can see from our study of laughter and tears how true to human nature is this symbolically recorded event. There is one other point I will mention, but only briefly, or it would lead us too far afield. Someone might say to me: you have started at the wrong end, you ought to have started with the external facts. The spiritual element should be sought where it appears purely as a natural occurrence—for example when a person is tickled. That is the most elementary fact about laughter. How do you reconcile that with all your fantasies about the expansion of the astral body and so forth? Well, it is just in such a case that an expansion of the astral body occurs, and everything I have described comes to pass, though on a lower level. If someone tickles himself on the soles of his feet, he knows very well what is happening and is not impelled to laugh. But if he is tickled on the sole by someone else, he will reject it as an alien incursion, not to be rationally understood. Then his ego will try to rise above it, to liberate itself and set the astral body free. This freeing of the astral from an inappropriate contact expresses itself in laughter without motive. That signifies precisely a liberation, a rescue of the ego on a fundamental level, from the attack made on us by the tickling of our feet. Laughing at a joke or at something comic is on the same level. We laugh at a joke because laughter brings us into a right relationship with it. A joke associates things which in serious life are kept apart; if the connection between them could be logically grasped, it would not be comic. A joke sets up relationships which—unless we are topsy-turvy minded—do not call for understanding but only for playing a sort of game. Directly we feel masters of the game, we free ourselves and rise above the content of the joke. This liberation, this raising ourselves above something, we shall always find when laughter breaks out. But this kind of relationship to the outer world may or may not be justified. We may rightly wish to liberate ourselves through laughter; or alternatively our own cast of mind may make us unwilling or unable to understand what is going on. Laughter will then derive from our own limitations, not from the nature of things. This is what happens when an undeveloped human being laughs at someone because he cannot understand him. If an undeveloped human being fails to find in another the commonplace or philistine qualities that he regards as right and proper, he may think he need not try to understand the other person and so he tries to free himself—perhaps because he does not want to understand. So it can easily become a habit to liberate oneself through laughter on all occasions. There are indeed certain people for whom it is quite natural to laugh and bleat at everything, without ever trying to understand anything; they fluff out their astral and so are continually laughing. Or it may be that attitudes currently in fashion make it seem that some everyday behaviour is not worth any attempt to understand it. Then people will allow themselves a smile, feeling that they are superior to this or that. Hence you will see that laughter does not always express a feeling of justified withdrawal; the withdrawal can also be unjustified. But the fundamental facts concerning laughter are not affected either way. It may happen also that someone makes calculated use of this form of human expression. Consider a speaker who calculates the effect his words will have on his hearers, whether they agree with him or not. Now it may be justified for him to refer to things so trivial or so far below the level of his audience that they can be described without weaving any intimate link between them and the souls of his hearers. In fact, by so doing he may help them to free themselves from the trivialities that surround the subject which he really wants to get them to understand. But there are also speakers who always want to get the laugh on their side. I have heard them saying: If I am to win I must stimulate laughter, so that I will have the laughers on my side—for if anyone has the laughers on his side, his case is as good as won! That may spring from inward dishonesty. For anyone who appeals to laughter is evoking a response which is intended to raise his hearers above something. But if he presents the matter in such a way that his hearers need not try to understand it but can laugh at it only because it has been brought down to a level where it appears trivial—then he is counting on human vanity, even though his hearers may not be aware of it. So you can see that this counting on laughter may involve a certain dishonesty. In the same way it is sometimes possible to win people over by stirring in them the feelings of comfort and well-being which I have described as being associated with tears. In such cases, when some loss is brought before a person in imagination only, he may indulge himself in craving for something he knows he cannot find. By contracting his ego he feels his selfhood strengthened; and often this kind of appeal to the emotions is really an appeal to human selfishness. All these forms of appeal can thus be grossly misused, because pain and grief, mockery and scorn, which may be accompanied by tears or laughter, are all connected with strengthening or liberating the ego and so with human egohood. When therefore such appeals are made, it may be our selfishness that is addressed, and it is selfishness that destroys the bonds between man and man. In other lectures we have seen that the ego not only works on the sentient soul, the intellectual soul and the consciousness soul, but through this work is itself made stronger and brought nearer fulfilment. Hence we can readily understand that laughing and weeping can be a means whereby the ego can educate itself and further strengthen its powers. No wonder, then, that among the great sources of education for human development we rank those dramatic creations which stimulate the soul-forces that find expression in laughter and tears. Our experience of tragic drama does in fact have the effect of pressing the astral body together and so imparting firmness and inner cohesion to the ego. Comedy expands the astral body, inasmuch as a person raises himself above follies and coincidences and thereby liberates the ego. Hence we can see how closely connected with human development are tragedy and comedy, when through artistic creations they come before our souls. Anyone who can observe human nature in its smallest details will find that everyday experiences can lead to an understanding of the greatest facts. Artistic productions, for example, can make us see that in human life there is a kind of pendulum which swings to and fro between laughter and tears. The ego can progress only by being in motion. If the pendulum were at rest, the ego would not be able to expand or develop; it would succumb to inward death. It is right for human development that the ego should be able to free itself through laughter and on the other hand to search for itself through tears. Certainly a balance between the two poles must be found: the ego will find completion only in the balance, never in swinging to and fro between exultation and despair. It will find itself only at the point of rest, which can swing over as easily to one extreme as to the other. The human being must gradually become the guide and leader of his own development. If we understand laughter and tears, we can see them as revelations of the spirit, for a human being becomes transparent, as it were, if we know how in laughter he seeks an outward expression of inner liberation, while in tears he experiences an inner strengthening after the ego has suffered a loss in the external world. To the question as to what laughter fundamentally is, we can reply: It is a spiritual expression of man's striving for liberation, in order that he may not be entangled in things unworthy of him but with a smile may rise above things to which he should never be enslaved. Similarly, tears are an expression of the fact that when the thread linking him to someone in the outer world has been broken, he still seeks for such a link in the midst of his tears. When he strengthens his ego through weeping, he is in effect saying to himself, I belong to the world and the world to me, for I cannot endure being torn away from it. Now at last we can understand how this liberation, rising above everything base and evil, could be expressed in the “Zarathustra smile”, at which all creatures on earth exulted, while the spirits of evil fled away. That smile is the symbol in world-history of the spiritual elevation of the ego above everything that might strangle it. And if the ego comes to an occasion when it feels that existence is worthless and that it wants to have no more to do with the world, and if then a power rises up in the soul which impels the ego to affirm, “The world belongs with me and I with the world”, then this feeling is rendered in Goethe's “The tears flow forth—the earth holds me again!” These words give voice to a conviction that we cannot be shut off from the earth and that even in our tears we assert our intimate connection with the world at the very moment when it seems to be taken from us. And for this assertion there is justification in the deep secrets of the world. Man's connection with the world is made known to us by the tears on his face, and his liberation from everything base by the smile upon his countenance.
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98. Nature and Spirit Beings — Their Effects in Our Visible World: The Elemental Kingdoms of Nature
04 Dec 1907, Munich Translated by Antje Heymanns Rudolf Steiner |
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For there are such Egos. Now I have earlier referred to Egos living on the astral plane—namely, to the group-souls of the animals. |
These Beings have their Ego upon the Devachan plane, and this Ego possesses a still higher body, which is not even condensed as far as warmth. |
These Egos work down from the astral plane, in the same way that the animal group-Egos work down upon the animals. |
98. Nature and Spirit Beings — Their Effects in Our Visible World: The Elemental Kingdoms of Nature
04 Dec 1907, Munich Translated by Antje Heymanns Rudolf Steiner |
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What has been generally designated as the Elemental Kingdoms, since the earliest times, is not so easy to understand as we are apt to imagine after a superficial examination. For these Elemental Kingdoms belong to what lies behind the world which we generally perceive—behind the world which forces itself immediately upon our senses. We can understand such things in the best way, if we proceed from what we can perceive through our senses—from the kingdoms of the sense-world, which are accessible to human observation. Here, in the physical sense-world, four kingdoms are spread out before our senses: the mineral kingdom, the plant kingdom, the animal kingdom, and the kingdom of man. This is common knowledge. Let us now try to form some clear idea as to the precise nature of these four kingdoms; for this is by no means clear to everyone. And for this same reason, it is also not so easy to gain an insight into the first, second and third elemental kingdoms. It is precisely when we speak of such difficult matters, that we must take great care, from the very outset, to realize that no true goal can be reached, if we believe that a concept which we have, as it were, driven like a stake into the ground, once formed it can be left rooted in this place. This may still be possible within the physical sense-world, for here, things stand one beside another; there is a division between them, just as this book, this piece of chalk, a rose, etc., are distinct and separate from one another. It is possible, in this case, to apply a term to a single object, for when we have named something, we can be sure that we have before us something distinct and limited. If, however, we went to the astral plane, that world which is immediately beyond our own, and permeates it, as the one nearest to it, we find that this no longer holds true, for the astral world is one of eternal movement. If you observe the astral body of man, which floats around him as his aura and is the expression of his desires and passions, etc., you will see that this astral body of man is in a constant motion—it is an ebb and flow fall of colours and forms, which change at every moment, for new colours shine forth and others disappear. This is what we find in the case of man. But there are other Beings which whirl about on the astral plane. Their astral bodies do not form part of a physical body, although they are no less changeable and variable, for at every moment they have a different shape, colour, or luminous force. Everything on the astral plane is the continual expression of the inner nature of these Beings. We would, indeed, find ourselves in a difficult position if we were to apply to the astral plane the rigid, unchangeable concepts of the physical world. We must learn instead to adapt ourselves to the mobility of these shapes—we must acquire mobile concepts. We should be able to use a concept, once in this way, and once in that. This is true of the higher worlds to a still greater degree. If we consider the world from a higher standpoint, we find that everything on the physical plane is an expression of forces emanating from these higher worlds. In everything we see about us, such forces and beings lie concealed. It is precisely what accounts for the great diversity among the beings of the physical world. Observe, for instance, the mineral kingdom. All apparently lifeless beings, all minerals, belong to this kingdom. You are told, to begin with, that these minerals on the Earth have no etheric body of their own, no astral body and no Ego. But this is true only within the physical world. We must know this, in order to reach a clear conception of what actually takes place upon the physical plane. But let us now suppose that someone were to say: “The mineral is something which has nothing but a physical body.” This statement is exactly as false, as on the other hand—it would be true, were someone to say: “The mineral kingdom is something which has, upon the physical plane, only a physical body.” For, in the light of a genuine spiritual method of observation, we find that here, upon the physical plane, the mineral has a physical body, but nothing more. If we wish to find its etheric body, we must ascend to the astral plane: there, its etheric body is to be found. The moment that a human being becomes astrally clairvoyant, he is able to see the etheric body of the mineral—there, on the astral plane—and here, on the physical plane, he sees merely its physical body. If we extend our observations still further, we find that the mineral has also an astral body. This body cannot be found, however, upon the astral plane, but must be sought in the lower regions of Devachan.1 Only in the higher Mental plane, in the Arupa-Mental2 plane, do we find the Ego of the mineral—and it is from here, that the mineral is directed by its Ego. If you wish to form a rough picture of this, you must say to yourselves: I will try to imagine a human being, whose clairvoyance reaches as far as the higher Devachan. To such a clairvoyant, who is able to see into Arupa, the minerals will appear like the fingernails of the human being—because the minerals are as it were the nails of Beings whose Ego dwells in higher Devachan. It is not possible to think of the fingernails without the human being; the same thing applies also to the minerals. Let us suppose that we observe a rock-crystal here on Earth. If we now look away for a moment, to the etheric body, which animates the physical body, there, in the astral world. Yet it would not be possible to perceive there, that any injury caused to the mineral, also causes it pain. The joy and gladness, pain and suffering of minerals can only be found on the Devachan plane—but entirely differently from the way in which we usually imagine this. A mineral's sensation of pain is not like that of an animal; we must not think that a mineral feels pain when we hammer it and break it into pieces. When workmen in a quarry break stone and they seem to harm it, this actually gives rise to a feeling of pleasure upon the Devachan plane—it is a true delight for the minerals. Thus, in their case, we find the very opposite of what takes place in the kingdom of man and in the animal kingdom. On the Devachan plane you can encounter the spirits of the minerals. Yet it is not merely one mineral which belongs, as it were, to a mineral personality, but rather a whole system—just as your fingernails do not each possess a separate soul. If someone were to imagine that everything of an astral nature must be found upon the astral plane, he would be under a delusion. It seems, of course, natural to look for the astral element upon the astral plane—nevertheless, the inner nature of a Being must be distinguished from the environment in which it lives. Just as your Ego has no physical nature, and lives nevertheless on the physical plane, so the astral body of the mineral does not live on the astral plane but in lower Devachan. We should not form schematic concepts, but must rather work our way through to a more precise determination of things. Let us now observe the plant, just as we see it before us. Here, on the physical plane, it has its physical body and its etheric body. It has these two bodies on the physical plane—but where are we to look for the astral body of the plant? We shall find it in the astral world—and the Ego, in the lower Devachan. Let us now go a step further, to the animal. The animal has, in the physical sense-world, a physical body, an etheric body, and an astral body—but its Ego is on the astral plane. That is to say: just as, here on the earth, we encounter the human being as an isolated person, as a single individuality, so you will find the Egos of the animals, as complete, self-contained personalities, on the astral plane. We must think of this in the following way: All groups of animals which have a similar form, have also a common Ego. Man, therefore, distinguishes himself from the animals, owing to the fact that every human being has an individual Ego. On the astral plane, we find for instance, the Ego of the lions, the Ego of the tigers, etc. There, they are single, self-contained Beings; the single animal group-egos inhabit the astral plane just as the human beings inhabit the physical-sensory world. For the human being it is true that for him the physical body, the etheric body, the astral body and the Ego have descended as far as to the physical plane. This is true, however, only when the human being is awake—when he is asleep it is otherwise. The physical and etheric bodies are then in the physical world, whereas the astral body and the Ego are on the astral plane. Thus, during sleep, the fourfold human being is separated into parts, and is to be found partly on the physical plane and partly on the one directly above this—the astral plane. On the physical plane, the human being is then of the same value as a plant (see table below). Now we have already learned to know, in previous lectures, the various ways in which the expressions “astral”, etc. must be used. But we shall only attain a comprehensive insight, if we realize clearly that these things cannot be pushed around like pieces on a chessboard. If we study the human being, we must observe him quite precisely, in the following way: We find in him the physical body, the etheric body, the astral body, and the Ego. It has often been emphasized here, how very important it is to form a clear conception concerning the relation of these four members. It is very easy to imagine that the physical body is the most imperfect and the lowest of these. From a certain aspect, however, it is the most perfect of all—for it has passed through four successive stages of evolution—on (ancient) Saturn, Sun, Moon, and on the Earth. The etheric body has only reached its third stage of perfection, for only on the Sun it was added to the physical body. In the future, it will indeed rise to a higher stage—although at present, it is not yet as perfect as the physical body. The astral body was only added on the Moon, it has reached the second stage of perfection. The Ego is the baby among the four members of man: for it was added only on Earth, and is thus only at the beginning of its evolution; it works continually in a corruptive way upon the other bodies. Anyone who studies, from an anatomical point of view, the wonderful organization of the physical body, is filled with wonder by the perfection of the heart and of the brain. How imperfect, on the other hand are the impulses and passions of the Ego! The Ego craves for wine, beer, etc., which exerts a destructive influence throughout life—nevertheless, the physical body withstands these attacks for decades! Let us now try to make clear to ourselves how the Ego was inserted, as it were, within the physical body and how it first arose. To begin with, there was the ancient Saturn-evolution. This was the first stage of evolution for the precursor of our present physical body. At that time man's physical body had the cosmic value of a mineral. If you look at a mineral today, you will see in it a retarded stage of existence; it has remained behind at the same stage which the physical body had reached on Saturn. But you must not think from this that the physical body had then the appearance of a mineral of today—this would be quite wrong. The present minerals are the youngest forms in evolution. On Saturn, the human body was not so dense; this density of the physical body of man was very slight indeed. Let us now consider the relation between the various stages of matter. The first is what we call earth—that is, everything which today may be called a solid body, iron, copper, zinc, etc. everything solid is earth. Secondly, everything liquid is water, for instance, Mercury. Even iron, in a liquefied state would be water. Every liquid metal is water in the sense of Spiritual Science. Thirdly, if you convert water or anything else into steam, it, even metal steam, becomes air. Spiritual Science goes still further, for it shows that the air may become still more rarefied—may become thinner still. In this case, we must go beyond what is physical today,—and there the spiritual scientist assumes a warmth-ether, or fire. For the spiritual scientist, fire is something distinct within itself, just like earth, water, and air—whereas modern science merely looks upon it as a state of matter. On Saturn, warmth was the substance of man's physical body. On the Sun, the physical body of man was condensed to air; then an etheric, or life-body, entered into it, transforming this physical body. We now have on the sun a physical human body, with an integrated etheric body consisting of one member. The physical body consists of two members. In the case of the physical body on the Sun, we must distinguish a more perfect and a less perfect part—that is to say, one part was not as yet permeated by the etheric body. When picturing to ourselves this physical body on the Sun, we must realize that the inner part of this physical body has received nothing from the etheric body; it has still the same value as the physical body had on Saturn. Thus, we have one part which has already attained to the stage of a plant, and this part is at the same time permeated by another part, which is still at the stage of a mineral: yet these two parts completely permeate one another. Let us now consider the physical body on the Moon. Here, it is already condensed to water. The etheric body and the astral body are incorporated in it. Thus, we must now distinguish three different parts: One part is permeated by the etheric and astral bodies; another part is permeated only by the etheric body; and a third part has remained at the mineral stage. And now, let us consider the physical body on the Earth. Here, the Ego is added. On the Earth, four members are interwoven. One part of the physical body is permeated by the etheric body, astral body and the Ego; a second part, by the etheric body and astral body; a third part, by the etheric body only; and a fourth part remains at the mineral stage. It has the same value as a mineral, and is still at the stage of Saturn. These four parts can be clearly distinguished in the physical body. The first part, which contains all four members, consists of the red blood corpuscles. Wherever we find red blood, these four members permeate one another. The nerves are the second member. Wherever nerves are found, there the physical, etheric and astral bodies permeate one another. Where glands are to be found, the physical and etheric bodies interpenetrate. All the instruments of the senses, all organs which have the character of a physical apparatus, have reached merely the mineral stage. They follow exactly the same laws as do the minerals. The eye and the ear, for instance, belong to these mineral inclusions; also in the brain, such mineral parts still exist. Thus you can see for yourselves how easily one may be tempted at times to become a materialist—because something that is mineral permeates the whole body. If a materialist declares that the brain is mineral, he is in part right—that is, if he considers merely one part of the brain. Particularly in certain parts of the frontal brain—which are, however, also permeated by other irradiations, solely mineral forces are active. And were we to study the bones and muscles, it would become still more complex. When the human Ego entered into man, it began to devise the sentient soul, the rational soul, and the consciousness soul; and at the same time, it worked out the bones and muscles. If we wish to observe these things exactly, we need years of study, only to be able to keep them distinct and separate. We must trace one thing after the other, with patience. If we now have before us a sleeping human being, his physical body and etheric body lie on the bed. But this physical body is very complicated. When the human being is awake, the astral body and the Ego work within his blood. But what happens when the physical body lies on the bed and the human being is asleep? The functions of the etheric body are indeed still carried on—yet the astral body and the Ego have to cooperatively work on the preservation of the blood. Hence, every night, the blood would be doomed to death, since it is dependent upon the Ego and the astral body, but these leave the body unfaithfully. Also the whole nervous system is abandoned disdainfully, on which the astral body must collaboratively work. Thus, we have before us the strange fact that in reality, the blood and the nervous system would have to die every night—they would fall a prey to death, if they would depend entirely upon the human being. Other Beings must come to their aid; other Beings must take over the work of man. From other worlds, other Beings must pour their activity into man, in order to preserve what he so disdainfully abandons. We shall now try to explain the nature of these Beings who become active when man is asleep, and to make it possible for him to preserve his blood intact. We can form an idea of these Beings, if we ask ourselves: where does the human Ego really live, when it lives here, upon the physical plane? In which one of the three kingdoms does it live? And we must ask ourselves further: how much can we really know, without clairvoyant perception?—We can gain knowledge only of the mineral kingdom. This is the peculiar characteristic of the human being—that he cannot even grasp the plant completely, as long as he is not astrally clairvoyant. Materialists declare that plants are merely a conglomerate of mineral processes—just because they can see only the plant's mineral nature. When the human beings will have progressed, in their work upon themselves, as far as the first stage of clairvoyance, the life of the plants and the laws of life will then appear to them just as clearly as do now the laws of the mineral world. If you construct a machine, or build a house, you do this in accordance with the laws of the mineral world. A machine is build according to these laws of the mineral world; but you cannot construct a plant in this way. If you wish to have a plant, you must leave this work to those Beings which form the foundations of Nature. In the future, it will be possible to produce plants in the laboratory, but only when human beings will regard this as a sacrament, as a holy rite. Only when man has become so earnest and purified, that he looks upon the laboratory-table as an altar, will he be permitted to produce living substance. Until this time has arrived, however, not even the slightest detail concerning the way in which living beings are constituted, will be revealed to him. In other words: The Ego lives, as a cognitive being, in the mineral kingdom, but it will ascend, in the future, to the plant kingdom, and it will learn to know this kingdom, just as today, it knows the mineral kingdom. Still later, it will learn to grasp also the laws of the animal kingdom; and finally, those of the human kingdom. All human beings will learn to know and to grasp the inner nature of plants, animals, and of man—these are prospects for the future. Whatever we really understand, we can also produce—for instance, a clock. But the human being of our day will never be able to produce anything belonging to the sphere of living Nature, without the help of the Beings that lie behind nature, as long as such a work has not become for him a sacramental rite. Only then will he be able to ascend from the mineral kingdom to the plant kingdom. The human being is already a human being, at the present time; but his knowledge is restricted to the mineral kingdom. The Ego of man lives within a human form, but when this human Ego looks out into the environment, its cognition is limited to the mineral kingdom. The Ego thus possesses only the capacity to vitalize the blood in a mineral fashion—it is unable to do more. Although the Ego lives within the blood, during the day—dwelling within it and vitalizing it—nevertheless it does this merely in a mineral way. How does it do this? If you look out into the world, your cognition will reveal to you the laws of the mineral kingdom. Try to observe for yourself the peculiar quality of this human activity. You look out into the world through your senses; you grasp the mineral laws, and during your waking hours, you impress these laws upon your blood—you force them into the entire substance of your blood, thus vitalizing it in a mineral way. This is the peculiar process which takes place during the act of cognition. Now imagine the human being in accordance with the following schematic drawing as shown below. The regularities of the mineral world stream into him from all sides. However, they do not remain only in his sense-organs; but stream, while the human being is awake, together with the blood through the whole human body. Now, what does the plant-world do? You will understand what takes place in the case of a plant, if you bear in mind the following: You have always been told that the Ego works upon the man's other bodies and transforms the astral body into the Spirit-Self. To the same degree that this takes place, do the laws of the plant kingdom stream into the human nervous system. When the human being has reached the next stage of clairvoyance, the laws of the animal kingdom will permeate his glandular system, and when he works upon the transformation of his physical body, the laws of the human kingdom itself will flow into the human body. All this should be thought of as applying to the waking state and to the various stages of a higher clairvoyant consciousness. Thus we can say that the human being has reached, at the present time, a stage where the Ego permits the laws of the mineral kingdom to stream into the blood. But it is able to do this only during the waking state because the mineral laws can enter the blood only while man is awake. While he is asleep however, the blood must also be cared for. And because this blood has been worked upon, throughout four successive stages (of evolution), three other powers must now step in with their activity. The first of these is a power which is the most closely related to the way in which the Ego works upon the blood—but it is a power which has not descended as far as the physical plane. The blood would be given over to death, did not another Ego work upon it, while the human being is asleep. Another Ego which has remained on the astral plane, and now intervenes by taking over the work upon the blood. If we observe the human blood, this “special juice”,3 we find that while the human being is awake, the Ego of man is active within it, here on the physical plane. During the night however, the blood is worked upon by an Ego which dwells upon the astral plane. For there are such Egos. Now I have earlier referred to Egos living on the astral plane—namely, to the group-souls of the animals. But in this case we are dealing with another species of Egos, dwelling upon the astral plane, which work upon the human being and vitalize his blood, when the Ego of man has abandoned it. By what means do they accomplish this? And what is it that they bring into the blood? They bring into it that which, ever since the time of Saturn, must always be present in the human body—namely fire, warmth. These are spirits which have never descended as far as the physical plane—spiritual Beings that live on the astral plane and have a body of fire. In the mineral kingdom, everything appears to us endowed with a certain degree of warmth. Warmth is met as a quality of solid, liquid, and gaseous bodies. Now try for a moment to think of warmth as something completely separate, which does not exist as such on the physical plane. But on the astral plane, you would find such a warmth, such a fire, flowing there and thither—such a fire which moves back and forth as a self-contained being—and within it, you would find embodied Beings such as we ourselves were on ancient Saturn. These Beings enter into the blood during the night, and vitalize it with their warmth. But something else must also take place—for the astral body also abandoned the blood, and this body too, is indispensable to it. Thus it is not sufficient if these Ego-beings alone approach man during the night and work upon him with their warmth-bodies—but other beings as well are needed, who can process the blood in the same way as the astral body does. These Beings have their Ego upon the Devachan plane, and this Ego possesses a still higher body, which is not even condensed as far as warmth. The Ego which I described first, did never descend even as far as the physical world, it remained on the astral plane. The second Ego descended even less, it has never entered the astral plane—it has remained in Devachan. It permeates the blood and brings about in it the same that the human astral body does during the day. Thus you may see how we are cared for and protected during the night by higher Beings which do not live in the mineral kingdom. The human Ego has descended as far as the mineral kingdom, and will later ascend to the plant kingdom, etc. These other Egos have remained behind the human kingdom during the successive stages of evolution; they form the hidden kingdoms, the Elemental Kingdoms, which lie behind our physical world, and which work down into it. The first Being which works in our blood during the night, has a warmth body—just as we have a physical body; it permeates the blood with warmth—and at the same time, lives upon the astral plane in its warmth body. Through this warmth-body, it belongs to the third Elemental Kingdom. These Beings, belonging to the third Elemental Kingdom, are the companions of the group-egos of the animals—they belong to the same region. And what are the capacities of these Egos? They need not have the same capacities as a human Ego, which has descended as far as the physical sense-world; but they are able nevertheless, to act as a substitute for the human Ego, from the astral plane. These Egos work down from the astral plane, in the same way that the animal group-Egos work down upon the animals. That is why we perceive them to be similar to animal group egos. This means they enliven man's astral body with impulses, desires, and passions. If we have before us an astral body—what lives within this astral body? In addition to the Ego, Beings live within it whose Ego dwells upon the astral plane. These Beings permeate the astral body just as maggots live in cheese. This is the third Elemental Kingdom: it is the kingdom which forms impulses and passions of an animal nature. But behind this kingdom lies another, namely the second Elemental Kingdom. This kingdom is active within a purer element, where it moulds and forms the shapes of the plants. But its activity extends also to the human being—to his many elements which have a plant-like character—nails, hair, etc. These are not permeated by the astral body, but merely by the etheric body; for this reason they feel no pain. The hair and nails are products from which the astral body has already withdrawn—it is possible to cut them, without causing pain. At an earlier time however, the astral body was also within these. Many things in the human being are of a plant-like nature, and within all these plants-like elements, the Beings of the second Elemental Kingdom are active. Hence, that which builds up the body of a plant consists of the forces belonging to the second Elemental Kingdom. Within the plant, the Plant-Ego, which permeates the etheric and astral bodies, and those Beings of the second Elemental Kingdom work together. The plant-Ego on the Devachan plane is a companion of the beings of the second Elemental realm. Whereas the Ego of the plants works upon the plant from within, these other Beings work upon it from without—forming it, making it grow and blossom. The whole plant is permeated by its etheric body. But it does not possess an astral body of its own; instead the entire astral body of the Earth planet forms the common astral body of the plants. The Ego of the plants is to be found at the centre of the Earth. All plant group-egos are centralised in the centre of the Earth. For this reason, if you pull up a plant by the roots you cause pain to the Earth; but, if you pick a flower, the Earth will have a feeling of well-being, as a cow has a feeling of well-being when her calf sucks her milk. It is also a wonderful experience when the seeds and grain is mowed in autumn, to see how great waves of well-being stream over the Earth! The Beings which work upon the plants, from out of the second Elemental Kingdom, and help them to take shape, fly toward the plant from all sides, like butterflies. The renewal and repetition of the leaves, blossoms, etc., is their work. This is what acts upon the plants from out of the second Elemental Kingdom. In like manner, there is a first Elemental Kingdom, which gives the minerals their form. The animals received their form determined by instincts and desires from the Beings of the third Elemental Kingdom. The leaves, etc., of the plants are formed by the second Elemental Kingdom; this work consists chiefly of repetitions. But the formative forces of the minerals, which work out of the formless element, are to be found in the higher Devachan. These three Elemental Kingdoms permeate one another, flow into one another. One who imagines everything distinct and separate, will never attain to a living understanding. In the plant kingdom, the plant and mineral kingdoms permeate one another. In the animal kingdom, the animal, plant and mineral kingdoms interpenetrate. And in a human being, the Ego is added to these. For, with the emergence of the Ego, the human kingdom first arose on the Earth. It is the Ego which first makes man a human being; it finds its expression in the blood. But the Ego can for the present, penetrate with its cognitive forces only into the mineral kingdom; it must leave the other kingdoms to the Beings of the Elemental Kingdoms. The mineral kingdom contains, besides this mineral kingdom itself, also the first Elemental Kingdom; for this reason, it takes on a clearly defined shape. The plant owes its form entirely to the second Elemental Kingdom—for, without it, it would be spherical. And the animal is endowed with instincts, etc., owing to the added activity of the third Elemental Kingdom. Our world consists of interpenetrating regions; only if we are able to make our concepts mobile and fluent, shall we gradually be able to understand such things. If we wish to form a concept of how the third Elemental Kingdom is connected with the animal kingdom, the following example may be helpful. You all know the migrations of the birds. The birds take quite definite routes in their migrations; from Northeast to Southwest and from Southwest to Northeast. But who directs these migrations? It is the group-souls of the birds. In these flights the urge for regular migrations over the Earth comes to expression. They are directed by the Souls of the Species, or Group-Souls, of the animal kingdom. On the other hand, the animals are given their form, which enables them to have certain instincts and so that it has a bearer for these instincts, by the Beings of the third Elemental Kingdom—the companions of the animal group-souls. If we wish to express this in a somewhat trivial manner, we may say: Those Egos which constitute the animal group-souls form one community on the astral plane; and the Beings of the third Elemental Kingdom form another. Nevertheless, they must work together in fair harmony—the one supplies the instincts, the other the bodies, forming and moulding them, so that the instincts can realise themselves. The physical forms of the plants originate from the Beings of the second Elemental Kingdom. And in everything which moulds and works upon the minerals, the Beings of the first Elemental Kingdom are to be found. The forces of the minerals, active as attraction and repulsion, the atomistic forces, proceed from the group-egos of the minerals. It is the Beings of the first Elemental Kingdom who form the minerals. Thus we obtain a perspective which reveals to us where we may seek for the effects of the various kingdoms in our world. We must however, observe these things very accurately. We may say to a plant: You are a living being; this you owe to the plant-ego. Your form, your shape however, is given to you by the Beings of the second Elemental Kingdom. Thus the distinct kingdoms are connected. There are seven of these. The first Elemental Kingdom provides the formative forces for the minerals—for instance for the crystals. The second Elemental Kingdom provides the formative forces that shape the plants. The third Elemental Kingdom cares for the blood during the night and at the same time forms the animals’ instinctive life. The mineral kingdom is the one in which an Ego in the mineral kingdom can be formative. The plant kingdom is such, that an Ego can form a plant world within it. The animal Kingdom is such that an Ego can form an animal world within it. The kingdom of man is the kingdom into which an Ego can shape a human world. From all this we can see that patience is necessary for the penetration of Spiritual Science. The world is constructed in a complicated way, and the highest truths are not the simplest. It is an utterly senseless way of speaking to declare that the highest things can be grasped with the simplest concepts. This is due only to convenience. It is admitted of course, that it is not possible to understand a clock at once, but the world, people want to understand immediately. If we wish to grasp the Divine, infinite patience is needed, for the Divine contains everything. In order to understand the world, people wish to apply the simplest concepts. This is simply convenience, no matter how reverently the soul may say it. The Divine element is profound, and an eternity is needed in order to grasp it. Man carries indeed, the spark of the Godhead within him, but the nature of the Godhead can be understood only by collecting a knowledge of the facts of the world. The great patience and renunciation which knowledge entails, is what we must learn first of all. We ourselves must gradually mature in order to form judgments. The world itself is infinite at every point. And we must be modest enough to say that everything is, in a certain sense, only a half-truth. We must transform everything into moral impulses, even the organisation of man's being into ten or twelve members.4 Spiritual Science gives us pictures which we should unite with our feelings. For Spiritual Science is of value only when we draw not only knowledge from it, but are filled with the noblest feelings for the profundity of the world that surrounds us. All the greater then, will be the longing for the Divine. The very fact that the Divine appears to man to be suspended in distant heights, should inspire him so much the more to become strong so that he can reach the Divine again.
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59. Spiritual Science and Speech
20 Jan 1910, Berlin Translated by George Adams Rudolf Steiner |
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Whereas formerly it was not worked upon by the Ego, it has become a product of the Ego. When the Ego carries out this work consciously,—as it is beginning to do in human evolution to-day,—we call the part of the astral body which has been consciously transformed from out of the Ego, ‘Spirit Self,’ or ‘Manas,’ to use a term of Oriental Philosophy. |
We must speak of the existence of spiritual activities in human beings preceding the activity of the Ego. We bear within us spiritual activities which are necessary preliminaries to those of the Ego and which were in operation before the Ego could intervene. |
All this takes place without the co-operation of the Ego. The Ego only later takes over this activity. Thus we can see how an activity, preceding that of the Ego, worked at the configuration which lies at the basis of man's faculty of expression in speech. |
59. Spiritual Science and Speech
20 Jan 1910, Berlin Translated by George Adams Rudolf Steiner |
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It is fascinating to study from the point of view of Spiritual Science the different ways in which the being of man expresses itself,—that is to say Spiritual Science in our sense of the term. We can obtain a general survey of human life in its different phases and aspects by studying them as we have done in the course of these lectures. To-day we shall consider the expression of the spirit of man in speech, and in the next lecture, under the title of ‘Laughter and Weeping,’ an aspect of man’s power of expression which is indeed bound up with speech and yet fundamentally different from it. The whole being of man, his whole significance and dignity, is bound up with speech. Our innermost life, all our feelings and will-impulses flow out from us, linking us to our fellow-men through speech which enables us to expand and radiate into our environment. On the other hand, those who dare to penetrate into the inner life of some great individuality may feel that human speech is a kind of tyrant that exercises its power over the inner life. We are indeed aware, if we are only willing to admit it, that word and speech can only inadequately express the feelings, the thoughts, and all the intimate and individual colouring of everything that passes through the soul. We also realise that our own native language compels us to a definite kind of thinking. Do we not all realise how dependent our thinking is upon our speech? In more senses than one our concepts attach themselves to words, and an imperfectly developed man may easily mistake the word, or what the word infuses into him, for the concept. This is why so many people are incapable of building up a conceptual world of their own transcending what is imparted by the words current around them. We must surely realise that the character of a whole people speaking a common language is in a certain sense dependent on that language. Anyone who studies the more intimate connections between the characteristics of race and speech knows to what an extent the way a man is able to express the content of his soul in sound reacts upon the strength and weakness of his character, upon his temperament, indeed upon his whole outlook on life. Those who have knowledge will be able to learn a great deal about the character of a people from the configuration of their particular speech or language. Since, however, a language is common to a whole people, the individual is dependent on the community and on its average level. The individual is subject, as it were, to the tyranny and power of the community. But when we realise how our individual spiritual life on the one hand, and the common spiritual life on the other, are expressed in speech, the so-called ‘Mystery of Speech’ assumes great significance. It is certainly possible to understand something of the life of the soul by observing how a man expresses himself in words. The mystery of speech and its origin and development through the different epochs has always been a problem in certain domains of Science, but it cannot be said that specialists in our age have been very successful in fathoming this mystery. To-day, therefore, we shall try in a somewhat aphoristic manner, to throw light on the development of speech and its connection with the human being, from the point of view of Spiritual Science. What at first seems so mysterious when we designate an object or a process by a word, is how the particular sound-combination in the word or sentence is related to what comes forth from us, and how it expresses the phenomenon as a word. External Science has made many attempts to bring the most varied experiences together in different combinations, but this mode of observation has been felt to be unsatisfactory. There is one question which is really so simple, and yet so difficult to answer: how was it that man, confronted with something in the external world, produced, as from out of himself, an echo of the particular object or process in a definite sound? Some people thought this question quite simple. They imagined, for instance, that speech-formation took its start from the fact that man heard some external sound, either produced by animals, or caused by the impact of one object against another, and that he then imitated the sound through the inner faculty of speech, like a child, who, hearing the ‘bow-wow’ of a dog, imitates this sound and calls the dog ‘bow-wow.’ Word-formation of this kind may be called ‘onomatopoeia,’ an imitation of the sound. This kind of imitation was the basis of the original sound and word formation,—at least so it was stated by those who regarded the matter from this particular point of view. The question is of course still unanswered as to how man comes to give names to dumb entities from which no sound proceeds. How does he ascend from the sound uttered by an animal or caused by an occurrence which can be heard, to one which cannot? Max Müller, the famous Philologist, ridiculed this, calling it the ‘bow-wow’ theory, because he realised what an unsatisfactory piece of speculation it was. He advanced another theory in its place which his opponents in turn called ‘mystical,’ though they used the word in an unjustifiable sense. Max Müller really means that every single thing contains something of the nature of sound within itself; everything has sound in a certain sense, not only a glass we let fall, or a bell we strike, but every single thing. Man’s capacity to set up a relationship between his soul and the inner sound-essence of the object calls forth in the soul the power to express this inner sound-essence; the inner essence of the bell is expressed in some way when we ‘feel again’ its tone in the ‘ding-dong.’ Max Müller's opponents ridiculed him in return by calling his the ‘ding-dong’ theory. However many more combinations of this kind we might care to enumerate,—and they have been evolved with great diligence,—we should find that the attempts to characterise in this external way what man causes to resound like an echo from his soul to meet the essence of things, must always be unsatisfactory. We must, in effect, penetrate more deeply into the whole inner being of man. According to Spiritual Science man is a highly complex being. As he stands before us he has in the first place his physical body, which contains substances which are also found in the mineral world. As a second, higher member he has the etheric, or life body. Then he has the member which is the vehicle of joy and suffering, pleasure and pain, instinct, desire and passion,—the astral body. This astral body is, to Spiritual Science, as real a part of man's constitution as anything the eyes can see and the hands touch. The fourth member of the human being has been spoken of as the bearer of the Ego, and man's evolution, at its present stage, consists in working, from his Ego outwards, as it were, at the transformation of the other three members of his being. It has also been indicated that in a far-off future the human Ego will have transformed these three members to such an extent that nothing will remain of what Nature, or the spiritual powers existing in Nature, have made of them. The astral body, the vehicle of pleasure and pain, joy and suffering, of all ebbing and flowing ideas, feelings and perceptions, came into existence in the first place without our co-operation,—that is to say, without the activity of our Ego. The Ego works upon the astral body, purifying and refining it, gaining mastery over its qualities and activities. If the Ego has worked but little on the astral body, man is the slave of his instincts and desires. If, however, the Ego has refined the instincts and desires into virtues, has co-ordinated phantasmal thinking by the guiding threads of logic, a portion of the astral body is transformed. Whereas formerly it was not worked upon by the Ego, it has become a product of the Ego. When the Ego carries out this work consciously,—as it is beginning to do in human evolution to-day,—we call the part of the astral body which has been consciously transformed from out of the Ego, ‘Spirit Self,’ or ‘Manas,’ to use a term of Oriental Philosophy. When the Ego works in a different and more intense way, not only upon the astral body, but also upon the etheric body, we call the part of the etheric body which has been thus transmuted the ‘Life Spirit’ or ‘Budhi’ in Eastern terminology. And finally, although this belongs to the far-off future, when the Ego has become so strong that it transmutes the physical body and regulates its laws,—in such a way that the Ego is everywhere controlling all that lives in the physical body,—we give the name of ‘Spirit Man’ to that part of the physical body thus under the rulership of the Ego; and since this work begins with a regulation of the breathing process, the oriental term is ‘Atman,’ from which the German ‘atmen’ (to breathe) is derived. In the first place, then, we have man as a fourfold being, consisting of physical body, etheric body, astral body and Ego. And just as we may speak of three of the members of our being as being products of the past, so may we speak of three other members which as a result of the work of the Ego will gradually unfold in the future. Thus we speak of a sevenfold nature of the human being, adding Spirit Self, Life Spirit and Spirit Man to physical body, etheric body, astral body and Ego. But although we regard these three higher principles as belonging to a far-off future of human evolution, it must be said that in a certain sense man is preparing for them even to-day. Man will only begin consciously to transform the physical, etheric and astral bodies by means of the Ego in a distant future, but unconsciously, that is to say, without full consciousness, the dim activity of the Ego has already transformed these three members. A certain result has indeed already been achieved. Those inner members of man's being mentioned in previous lectures could only have come into existence because the work of the Ego upon the astral body has resulted in the development of the sentient soul as a kind of inner reflection of the sentient body. The sentient body conveys what we call ‘enjoyment’ (Genuss) and this is reflected in the inner soul-being as the desires we ascribe to the soul. (Sentient body and astral body are the same thing so far as man is concerned; without the sentient body there could be no ‘enjoyment.’) Thus astral body, and transformed astral body, or sentient soul, belong together in the same sense as enjoyment and desires. The Ego has also worked on the etheric body in the past. What it has unfolded there has brought about the fact that in his inner being man bears the intellectual, or mind-soul. The intellectual soul, which is also the bearer of the memory, is connected with a subconscious process of transformation of the etheric body proceeding from the Ego. And finally, the Ego has in past ages already worked at the transformation of the physical body in order that man may exist in his present form. The product of this is called the consciousness soul, through which man acquires knowledge of the things of the outer world. In this sense too, therefore, we may speak of the sevenfold human being: the three soul members, sentient soul, intellectual soul and consciousness soul have arisen as the result of a preparatory, subconscious. Ego activity. But here the Ego has worked unconsciously or subconsciously, upon its sheaths. Now we must ask: are not these three members, physical body, etheric body and astral body complicated entities? It is a most marvellous structure, this physical body of man! Closer examination would show that it contains far more than the mere portion which has been elaborated by the Ego into the consciousness soul, and which may be called the physical vehicle of the consciousness soul. Again, the etheric body is much more complicated than the vehicle of the intellectual or mind soul, and the astral body more complicated than the vehicle of the sentient soul. These elements are poor in comparison with what was already in existence before man possessed an Ego. Therefore Spiritual Science teaches us that in a primordial past the first germ of man's physical body was brought into existence by Spiritual Beings. To this was added the etheric body, then the astral body, and finally the Ego. The physical body of man has thus passed through four evolutionary stages. First of all the physical body existed in direct correspondence with the spiritual world, then it was elaborated, permeated and interwoven with the etheric body, and grew more complicated. Then it was permeated by the astral body and grew more complicated still. Then the Ego was added, and only when the Ego had worked on the physical body was a portion transformed into the vehicle of so-called ‘human consciousness,’ the faculty by which man acquires a knowledge of the external world. But this physical body has to do a great deal more than create a knowledge of the external world through the senses and brain. It has to carry out a number of activities lying at the basis of consciousness but taking their course entirely outside the region of the brain. And so it is with the etheric and astral bodies. When we realise that all around us in the external world is Spirit, that Spirit is at the basis of everything material, etheric, astral, we must say: just as the Ego itself, as a spiritual being works from within outwards while man's evolution proceeds in the three members of his being, so must Spiritual Beings, or spiritual activities, if you will, have worked upon his physical, etheric and astral bodies before the Ego asserted itself and elaborated a further fragment of what had already been prepared. Here we look back to past ages when an activity proceeding from without inwards was exercised upon the astral, etheric and physical bodies, just as now the Ego works from within outwards upon these three members. Thus it must be said that spiritual creation, spiritual activity has been at work on our sheaths, imparting form, movement, shape and so on before the Ego was able to take root therein. We must speak of the existence of spiritual activities in human beings preceding the activity of the Ego. We bear within us spiritual activities which are necessary preliminaries to those of the Ego and which were in operation before the Ego could intervene. Let us then for the moment eliminate all that has been elaborated by the Ego from the three members of our being (sentient soul, intellectual soul and consciousness soul) and consider the structure, inner movement and activity of the sheaths of the human being. Before the activity of the Ego, a spiritual activity was exercised upon us. Therefore in Spiritual Science we say that in man as he is to-day we have to do with an individual soul, with a soul permeated by an Ego which makes each single human being into an individuality complete in itself. We say that before man became this complete Ego-being, he was the product of a ‘Group-Soul,’ of a soul essence, just as we speak of Group-Souls to-day in the animal world. The individual soul in the human being is, in the animal kingdom, at the basis of a whole family or species. A whole animal species has one common animal Group-Soul. In man, the Soul is individualised. Thus before man became an individual soul, another soul worked in the three members of his being. This other soul—which we can only learn to know to-day through Spiritual Science—is the predecessor of our own Ego. This predecessor of the Ego, man's Group- or Species-Soul which gave over to the Ego the three members it had already elaborated, physical body, etheric body, astral body, in order that the Ego might further work upon them,—this Group-Soul similarly transformed, developed and regulated the three bodies from its inner centre. And the last activity which worked upon the human being before the bestowal of the Ego, the last influences immediately preceding the birth of the Ego, are to-day expressed in human speech. If, therefore, we take our start from our life of consciousness, intelligence and feeling, and look back to what has preceded this inner life, we are led to a soul activity as yet unpermeated by the Ego, the result of which is to-day expressed in speech. Now let us consider this fourfold being of ours, and what lies at its foundation. How is it expressed outwardly in the physical body? The physical body of a plant has a different appearance from that of a man. Why is this so? It is because the plant possesses only physical body and etheric body, whereas in the physical body of man astral body and Ego are working as well. And what is inwardly working there correspondingly forms and transforms the physical. What is it, then, that has worked in man's physical body in such a way that it has become permeated by an etheric or life body? The system of veins and glands is, in the human being and also in the animal, the outer physical expression of the etheric or life body; that is to say, the etheric body is the architect or moulder of the system of veins and glands. The astral body, again, moulds the nervous system. Therefore it is only correct to speak of a nervous system in the case of beings possessing an astral body. And what is the expression of the Ego in man? It is the blood system, and, in the human being, the blood which is under the influence of the inner, vital warmth. Everything that the Ego brings about in man, if it is to be moulded into the physical body, proceeds by way of the blood. Therefore it is that blood is such ‘a very peculiar fluid.’ When the Ego has elaborated the sentient soul, intellectual soul and consciousness soul, all that it is able to shape and fashion can only penetrate to the physical body by way of the blood. The blood is the medium for all the activities of astral body and Ego. Nobody will doubt, even if he only observes human life superficially, that as man works from his Ego in the consciousness soul, intellectual soul and sentient soul, he is also transforming and changing the physical body. The facial expression is surely an elaboration of what is working and living in the inner being. And is there anyone who would not admit that the inner activity of thought, if it lays hold of the whole soul, has a transforming effect on the brain, throughout the course of human life? Our brain adapts itself to our thinking; it is an instrument that moulds itself according to the requirements of our thinking. But, if we observe to what extent man is to-day able to mould his external being artistically from out of his Ego, we shall see that it is indeed very little. We can accomplish very little through the blood by setting it in movement from the “inner warmth.” The Spiritual Beings, whose activity preceded the activity of the Ego could do much more. They had a more effective medium at their disposal, and under their influence, man's form was so moulded that it has become, on the whole, an expression of what these Spiritual Beings made of him. What was the medium in which they worked? It was the air. Just as we work in the inner warmth, making our blood pulsate and thus bringing it to activity within our own form,—so did these Spiritual Beings work with regard to the air. Our true human form is the result of the work of these Beings upon us through the medium of the air. It may appear strange to say that spiritual activities worked upon man through the air in a far-off past. I have already said that we should not understand our own inner life of soul and spirit if we were to conceive of it merely as so many concepts and ideas, if we did not know that it has been bestowed by the whole external world. Anyone who stated that concepts and ideas arise within man, even though there may be no ideas in the external world, might just as well say that he can obtain water from an empty glass. Our concepts would be so much froth if they were anything else than what is living in the objects outside us and the laws within them. The elements brought to life in the soul are drawn from the world around us. We may say, therefore, that everything around us in the material world is permeated and woven through by Spiritual Beings. However strange it may appear, the air around us is not merely the substance revealed by Chemistry; spiritual beings, spiritual activities are working within it. Through the blood warmth proceeding from the Ego (for that is the essential point), we can to a very small extent mould our physical body. The spiritual beings preceding the Ego performed mighty things in the outer form of our physical body through the medium of the air. That is the important thing. It is the form of the larynx, and all that is connected with it, that makes us man. This marvellous organ and its relation to the other instruments of speech has been elaborated artistically out of the spiritual element of the air. Goethe said so beautifully in speaking of the eye: “The eye has formed itself from the light, for the light.” To say in the sense of Schopenhauer that “without an eye sensitive to the light, the impression of the light would not exist for us,” is only half a truth. The other half is that we should have no eyes if the light, in a primordial past, had not plastically elaborated the eye from undifferentiated organs. In the light, therefore, we must not merely see the abstract essence described to-day by Physical Science as light; we have to seek in the light the hidden essence that is able to create an eye. In another sphere, it is the same thing as if we were to say that the air is permeated and ensouled by a Being who at a certain epoch was able to mould in man the highly artistic organ of the larynx and all that is related to it. All the rest of the human form,—down to the smallest details,—has been so formed and plastically moulded that at the present stage man is, so to speak, a further elaboration of his organs of speech. The organs of speech are fundamental to the human form. Hence, it is speech that raises man above the animal. The Spiritual Being whom we call the “Spirit of the Air,” has indeed worked in and moulded the animal nature, but the activity did not reach the point of development of a speech organism such as is possessed by man. With the exception, for example, of what has been elaborated unconsciously by the Ego in the brain and in the perfecting of the senses,—everything, that is, except the products of Ego activity,—has proceeded from a higher activity preceding that of the human Ego, whose purpose it was to create man's body out of a further elaboration of his organs of speech. There is no time now to explain why the birds, for instance, in spite of their perfection of song, have remained at a stage where their form cannot, be an expression of the organs of speech. So far, then, as the instruments of speech are concerned, man was already inwardly organised before he arrived at the stage of thinking, feeling and willing as he does to-day. These latter processes are connected with the Ego. We can now understand that the higher Spiritual activities, having created the astral, etheric and physical bodies through the influences of the air, could only so mould the physical body that it ultimately became a kind of appendage of man's instruments of speech. When man had been thus presented with an organ responding to the so-called “Spirit of the Air” (in the same sense as the eye responds to the spiritual essence of the light), his Ego could project into this organ its own functions of intelligence, consciousness and feeling. A threefold subconscious activity,—an activity in the physical, etheric and astral bodies precedes the activity of the Ego. A keystone for the understanding of this is our knowledge that it was due to the “Group-soul,” which has, of course, worked upon the animal also, but imperfectly. This must be taken into consideration in our study of the spiritual activity in the astral body preceding that of the Ego. In such a study, we must eliminate any conception of the Ego itself, but bear in mind all that has been brought about by the Group-Ego from mysterious depths of being. Desire and enjoyment, in an imperfect, chaotic condition, confront each other in the astral body. Desire could become a soul-quality, could be transformed into an inner faculty, because it already had a precursor in the astral body of man. Similarly, the capacity for the formation of pictures, a symbol-creating faculty, inheres, in the etheric body, confronting outer stimuli. A distinction must be made between this pre-Ego activity of the etheric body and the Ego activity itself. When the Ego is functioning as intellectual soul, it seeks, at the present stage of human development, to present as Truth what is the most faithful image of external objects. Anything that does not correspond to outer objects is said to be ‘untrue.’ The spiritual activities preceding the operations of the Ego did not function in this way; they were more symbolical, picture-like, more or less like a dream. We may dream, for instance, that a shot is fired, and on waking find that a chair beside the bed has fallen down. The outer event and impression (the falling chair) are transformed in the dream into a sense image, the shot. The spiritual beings preceding the Ego “symbolised,” and this is what we ourselves do when we rise to higher spiritual activity through Initiation. At that stage, we try, but with full consciousness, to work our way from the merely abstract outer world into a symbolising, imaginative activity. These spiritual beings worked yet further on the human physical body, making man into an expression of the correspondence between outer happenings or facts, and imitation. In the child, for instance, we find imitation when the other members of the soul are as yet but little developed. Imitation is a process belonging to the subconscious essence of man's nature. Therefore, early education should be based on imitation, for it exists as a natural impulse in the human being before the Ego begins to regulate the inner activities of soul. The impulse to imitate in presence of outer activities, in the physical body, the symbolising process in the etheric body in response to outer stimuli, and the so-called correspondence between desire and enjoyment in the astral body,—all these things must be thought of as elaborated through the agency of the air. Their plastic, artistic impression has been worked into the larynx and the whole apparatus of speech. The Beings who preceded the Ego, then, formed and moulded man in this threefold sense, and thus the air can come to expression in the human being. When we study the faculty of speech in the true sense we must ask: is speech the “tone” that we produce? No, it is not. Our Ego sets in movement, and gives form to what has been moulded and incorporated in us through the air. Just as we set the eye in movement in order to receive the light that is working externally (the eye itself is there for the reception of light), so, within ourselves, from out of the Ego, those organs which have been elaborated from the spiritual essence of the air are set in movement; and then we must wait until the spirit of the air itself sounds back to us as the echo of our own “air activity,”—the tone. We do not produce the tone any more than the single parts of a flute produce the tone. We produce from our own being, the activity which the Ego is able to develop by using the organs which have been elaborated from out the spirit of the air. Then it must be left to the spirit of the air to set the air in movement again, by means of the same activity which has produced the organs. Thus the word sounds forth. Human speech is founded on the threefold correspondence, of which I have spoken. But what is it that must correspond? Upon what has imitation to be based in the physical body? Imitation in the physical body must be based upon the fact that, in the movements of our vocal organs, we imitate the outer activities and objects which we perceive and which make an impression upon us; that we produce the echo of what we have in the first place heard echoing as tone, imitating through the physical body the thing that has made an external impression upon us. The painter imitates a scene which is made up of quite other elements than colour and canvas, light and shade. Just as the painter imitates by manipulating light and shade, so do we imitate what comes to us from outside, by setting our organs in movement, imitatively,—organs which have been elaborated out of the element of the air. What we bring forth in the sound, is therefore an actual imitation of the essential being of things. Our consonants and vowels are nothing but reflections and imitations of impressions from outside. In the etheric body, we have a picture-forming, symbolising activity. Hence we can understand that although the earliest beginnings of our speech arose through imitation, a development took place in that the process tore itself loose, as it were, from the external impressions, and was then further elaborated. In symbolism,—as in the dream,—the etheric body elaborates something that no longer resembles the outer impressions, and the continued operation of the sound, consists in this. First of all, the etheric body works upon something that is mere imitation; this mere imitation is transformed by it, and becomes an independent process. So that what we have inwardly elaborated, corresponds only in a symbolical sense, as sense-imagery, to the outer impressions. Our activity is no longer merely imitative. Finally, there is a third element,—desire, emotion, everything that lives inwardly. This expresses itself in the astral body, and works in such a way, that it gives further form to the tone. These inner experiences stream from within outwards into the tone. Sorrow and joy, pleasure and pain, desire, wish,—all these things flow into it, and impart to it a subjective element. First there is the process of mere imitation. This is further developed as speech symbolism in the tone- or word-picture that has become an independent entity, and this is now again transformed by being permeated with man's inner experiences of sorrow and joy, pleasure and pain, horror, fright and so forth. It must always be an outer correspondence that first wrests itself from the soul, in the tone. But when the soul expresses its experiences, and allows them to sound forth, as it were, it has first to seek for the corresponding outer experience. The third element, then, where pleasure and pain, joy and sorrow, horror and so on, express themselves inwardly, psychically, in the tone, has first to seek for its correspondence. In imitation there is an after-copy of the external impression; the inner tone-picture, the symbol that has arisen, is the next development; but what man allows to sound forth, merely from inner joy, pain, and so on, would only be a radiation or emanation to which nothing could correspond. When children learn to speak, we can continually observe the correspondence between outer being and inner experience. The child begins to translate something it feels into sound. When it cries “Mamma,” “Papa,” this is nothing but an inner transfusion of emotion into sound, the externalisation of an inward element. When the child expresses itself thus, its mother comes to it and the child notices that an outer occurrence corresponds to the expression of joy poured into the sound “Mamma.” Naturally, the child does not ask how it happens that in this case its mother comes to it. The inner experience of joy, or pain, associates itself with the outer impression. This is the third way in which speech operates. It may therefore be said that speech has arisen just as much from without, inwards, through imitation, as through the association of external reality with the expression of the inner being. What has led to the formation of the words “Mamma,” “Papa,” from the expression of the inner being, which feels satisfaction when the mother comes, occurs in innumerable cases. Wherever the human being perceives that something happens as the result of an inner utterance, the expression of the inner being unites itself with the external fact. All this takes place without the co-operation of the Ego. The Ego only later takes over this activity. Thus we can see how an activity, preceding that of the Ego, worked at the configuration which lies at the basis of man's faculty of expression in speech. And because the Ego makes its entrance after the foundations for speech have already been created, speech, in turn, accommodates itself to the nature of the Ego. As a result, utterances corresponding to the sentient body are permeated with the sentient soul; the pictures and symbols corresponding to the etheric body are permeated with the intellectual soul. Man pours into the sound what he experiences in the intellectual soul, and this was at first, mere imitation. Thus, do those elements of our speech, which are reproductions of inner experiences of the soul, come gradually into existence. In order, therefore, to understand the essential nature of speech, we must realise that there lives within us, something that was active before the Ego, and any of its activities were there; into this, the Ego afterwards poured what it is able to elaborate. We must not demand that speech shall exactly correspond to what originates in the Ego, to all the spirituality and intimacies of our individual being. Speech can never be the direct expression of the Ego. The activity of the spirit of speech, is of a symbolical nature in the etheric body, imitative in the physical body. All this in conjunction with what is elaborated by the spirit of speech, from out the sentient soul,—for it projects the inner experiences from that domain, in such a way that we have in the sound an emanation of the inner life,—justifies us in saying that speech has not been elaborated by the methods of the conscious Ego, as we know it to-day. The development of speech, is indeed, only comparable to artistic activity. We cannot demand that speech shall be an exact copy of what it intends to present, any more than we can demand that the artist's imitation shall correspond to reality. Speech only reproduces the external, in the sense in which the artist's picture reproduces it. Before man was a self-conscious spirit, in the modern sense, an artist, working as the spirit of speech, was active. This is a somewhat figurative way of speaking, but it expresses the truth. It is a subconscious activity that has produced the speaking human being, as a work of art. By analogy, speech must be conceived of as a work of art, but we must not forget, that each work of art can only be understood within the scope of that particular art. Speech itself, therefore, must necessarily impose certain limits upon us. If this were taken into consideration, a pedantic effort, like Fritz Mauthner's ‘Critique of Speech,’ would have been impossible from the very outset. In that work, the critique of speech is built upon entirely false premises. When we examine human languages, says Mauthner, we find that they by no means, correctly reproduce the objective reality of things. Yes, but are they intended to do so? Is there any possibility of their doing so? No; no more than it is possible for the picture to reproduce external reality by the colours, lights and shades, on the canvas. The spirit of speech underlying this activity of man, must be conceived in an artistic sense. It has only been possible to speak of these things in bare outline. But when we know that an Artist, who moulds speech, is at work in humanity, we shall understand that however different the single languages may be, artistic power has been at work in them all. When this ‘spirit of speech,’ as we will now call the being working through the air, has manifested at a comparatively low stage in man, its action has been like that of the atomistic spirit, which would build up everything out of the single particles. It is then possible to build up a language where a whole sentence is composed of single sound-pictures. When in the Chinese language, for instance, we find the sounds ‘Shi’ and ‘King,’ we have two ‘atoms’ of speech formation, the one syllable ‘Shi,’ or song, and ‘King,’ book. Putting the two sound-pictures together—‘Shi-King,’ we should have the German ‘Liederbuch’ (English, Song-Book). This ‘atomising’ process results in something that is conceived of as one whole, ‘Song-Book.’ That is a small example of how the Chinese language gives form to concepts and ideas. If we elaborate what has been said to-day, we can understand how to study the spirit of so marvelously constructed a language as the Semitic, for instance. The foundation of the Semitic language lies in certain tone-pictures, consisting really, only of consonants. Into these tone-pictures, vowels are inserted. If, for the mere sake of example we take the consonants q—t—l, and insert an ‘ a ’ and again ‘ a ’, we obtain the word ‘qatal’ (German, töten, to kill), whereas the word consisting of consonants only is the mere imitation of an external sound impression. This is a remarkable permeation, for ‘qatal,’ to kill, has come into existence as a sound picture, through the fact that the outer happening or event has been imitated by the organs of speech; that is the original sound picture. The soul elaborates this, by adding something that can only be an inner experience. The sound picture is further developed and the killing referred to a subject. Fundamentally speaking, the whole Semitic language has been built up in this way. The working together of the different elements of speech-formation is expressed in the whole construction of the Semitic language, in the symbolising element that is pre-eminently active. The activity of the spirit of speech in the etheric body is revealed in the characteristics of the Semitic language, where all the single, imitated sound-pictures are elaborated and transformed into sense images by the insertion of vowels. All words in the Semitic language are fundamentally so formed, that they are related to the external world, as sense images. In contrast to this, the elements in the Indo-Germanic languages are stimulated more by the inner expression of the astral body, of the inner being. The astral body is already bound up with consciousness. When man confronts the outer world, he distinguishes himself from it. When he confronts the outer world, from the point of view of the etheric body, he mingles, and is one with it. Only when objects are reflected in the consciousness, does he distinguish himself from them. This activity of the astral body, with its wholly inward experience, is wonderfully expressed in the Indo-Germanic languages—in contrast to the Semitic—in that they include the verb ‘to be,’—the affirmation of what is there without our co-operation. This is possible because man distinguishes himself from what causes the outer impression. If, therefore, a Semitic language wants to express ‘God is good,’ it is not directly possible. The word ‘is’, which expresses existence, cannot be rendered, because it is derived from the antithesis of astral body, and external world. The etheric body, simply presents things. Therefore, in the Semitic language, we should have to say ‘God the Good.’ The confronting of subject and object is not expressed. In these Indo-Germanic languages there is differentiation from the outer world; they contain the element of a tapestry of perceptions spread out over the external world. These in turn, react on the human being, strengthening and giving support to the quality of ‘inwardness,’ that is to say, all that may be spoken of as the predisposition to build up strong individuality, a strong Ego. It may seem to many of you that I have only been able to give unsatisfactory indications, but it would be necessary to speak for a fortnight if a detailed exposition of speech were to be given. Only those who have heard many such lectures, and have entered into the spirit of them, will realise that a stimulus such as has been given to-day is not without justification. The only intention has been to show that it is possible to acquire a conception of speech and language in the sense of Spiritual Science, and this leads us to realise that speech can only be understood with the artistic sense which must first have been developed. All learning will be shipwrecked if it is not willing to recreate what the ‘artist of speech’ has moulded in man before the Ego was able to work within him. Only the artistic sense can understand the mysteries of speech; the artistic sense alone can recreate. Learned abstractions can never make a work of art intelligible. Only those ideas which are able fruitfully to recreate what the artist has expressed with other media,—colour, tone, and so on,—can shed light on a work of art. Artistic feeling alone can understand the artist; artists of speech alone can understand the creative Spiritual element in the origin of speech. This is one thing that Spiritual Science has to accomplish with regard to the domain of speech. The other thing has its bearing in practical life itself. When we understand how speech has proceeded from an inner, prehuman artist, we shall also realise that when we want to speak or express through speech, something that claims to be authoritative, this artistic sense must be allowed to come into play. There is not much realisation of this in our modern age, when there is so little living feeling for speech. To-day, if a man can speak at all, he imagines that he is at liberty to express everything. What should be realised is that we must recreate in the soul a direct connection between what we wish to express in speech, and how we express it. The artist of speech, ‘in all domains’ must be reawakened within us. To-day, people are satisfied with any form that is given to what they want to say. How many people realise that the artistic feeling for speech and language is necessary in every description or thesis? This, however, is absolutely essential in the domain of Spiritual Science. Examine any genuine writings in the sphere of Spiritual Science and you will find that a true Spiritual Scientist has tried to mould each sentence artistically; he does not place a verb arbitrarily at the beginning or end. You will find that every sentence is a ‘birth ‘ because it must be experienced, not merely as thought, but inwardly in the soul, as actual form. If you follow the coherence of what is written, you will find that in three consecutive sentences, the middle one is not merely an appendage of the first, and the third of the second. The third sentence is already there in germ, before the second is built up, because the force of the middle sentence must depend on what has remained of the force in the first, and this must in turn pass over to the third. In Spiritual Science, one cannot create without the artistic feeling for language. Nothing else is of any use. The essential point is to free ourselves from being slavishly chained to the words, and this cannot happen if we imagine that any word can express a thought, for our speech formation is then already at fault. Words which are coined wholly for the world of sense, can never adequately express super-sensible facts. Those who ask, ‘how can one describe the etheric or astral body concretely by a word,’ have understood nothing at all of these things. Only that man has understood who says to himself, ‘I will experience what the etheric body really is from the one aspect before I allow myself to write a single page about it, and I will realise that it is a question of artistic imagery. Then I will describe it from the other three aspects.’ In such a case, we have the matter presented from four different aspects, so that the presentations given through language are really artistic imagery. If this is not realised, we shall have nothing but abstractions and an emaciated repetition of what is already known. Hence, development in Spiritual Science will always be bound up with a development of an inner understanding of the plastic forces of speech. In this sense Spiritual Science will work fruitfully upon our present atrocious style of speech which reveals no indication of the nature of artistic power. If it were otherwise, so many people who can really hardly speak or write, would not rush into literary activity. People have long ago lost the realisation that prose writing, for instance, is a much higher activity than writing verse, only, of course, the prose that is written to-day is of a much lower order. Spiritual Science is there to impart, in every domain, the stimulus connected with the deepest spheres of human life. In this sense, Spiritual Science will fulfil the dreams of the greatest men. It will be able to conquer the super-sensible worlds through thought, and so to pour out the thoughts into sound pictures that speech can again become an instrument for communicating the vision of the soul in super-sensible worlds. Then Spiritual Science will fulfil, in ever-increasing measure, a saying relating to this important region of man's inner being: ‘Immeasurably deep is thought, and its winged instrument is the word.’ |
103. The Gospel of St. John: Esoteric Christianity
19 May 1908, Hamburg Translated by Maud B. Monges Rudolf Steiner |
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Thus it may be said that the human being has today not only the four members, physical, ether, and astral bodies, and ego, but through the activity of the ego within the astral body, he has now a member which is the actual creation of the ego itself. |
The ego then permeates the ether body, which becomes impregnated by Budhi or Life-Spirit and the physical body becomes entirely transfused by Atman or Spirit-Man, also the product of the ego. |
On the other hand, a divine Ego was present within them. They would not have been able to exist had not this divine Ego completely permeated them. |
103. The Gospel of St. John: Esoteric Christianity
19 May 1908, Hamburg Translated by Maud B. Monges Rudolf Steiner |
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The first words of the Gospel of St. John touch, in fact, upon the deepest mysteries of the world. This can be seen when we allow the truths of Spiritual Science which lie at their very foundation to pass before our souls. And we must dip deeply into spiritual knowledge, if these first words of this Gospel are to appear to us in the right light. We must recall to memory much that is well known to those of you who for a long time have been occupying yourselves with the Anthroposophical world conception. But today we shall need to expand certain elementary truths of this conception by penetrating further into various significant cosmic mysteries. We need but briefly call to mind how the human being appears to us between the time of waking in the morning and the evening, when he again sinks into sleep. We know that he is composed of a physical body, an ether or life body, an astral body, and an ego. These four members of the human being, however, are in close relationship only during the waking state. It is quite necessary that we remember that during the night, while sleeping, the human creature is, in reality, entirely different from the same creature during the day, during waking day consciousness, for then his four members are assembled in a very different manner. When he sleeps, the physical and ether bodies lie in bed. The astral body and ego, in a certain sense, are loosened from their connections with the physical and ether bodies and are in fact outside of them—we must understand the word outside in a spiritual, not in a purely spatial sense. Therefore during the night the human being is a creature consisting of two parts, one that remains lying in bed and another part which separates from the physical and ether bodies. Now we must first of all clearly understand that if, during the night, from the moment of going to sleep to the moment of waking again in the morning, the physical and ether bodies lying in bed were completely abandoned by what fills them throughout the day—that is, the astral body and ego—they could not then exist at all by themselves. Here at this point we must enter a little more deeply into the cosmic mysteries. When we have the human physical body here before us, we should clearly understand that behind what we can see with the eyes and touch with our hands there is a long evolutionary process. It has passed through this process of evolution in the course of the entire development of our earthly planet. To those of you who have concerned yourselves a little with this subject, it is already well known that our earth has passed through previous states of existence and just as the human being has gone from one incarnation to another or, in other words, has passed through repeated earth lives, so too has the earth passed through other life-states before it reached the condition in which we find it today. There are previous incarnations of a planet just as there are previous incarnations of a human being. Everything in the great world and in the small world is subject to the law of repeated incarnations, and before the earth finally became this earth of ours it had passed through a condition of being which we call the “Ancient1 Moon,” so called because the present moon contains a portion of that ancient planet. So when we speak of the “Ancient Moon,” we do not at all mean the present moon, but a planet similar to the present earth in its earliest stages. Nov, just as there is a period between one incarnation and a new birth in the case of human beings, so also is there a period between the incarnation of this planet of ours which we call the Earth, and that one we designate as the Ancient Moon, and the same is true of that life-condition which we call the “Sun.” A state which we call the “Sun” preceded the Moon-state of our planet and again this Sun-state was preceded by a “Saturn” life-condition. Thus we can look back on three earlier incarnations of our planet but not as it is today. Our physical human body received its very first rudiments upon the ancient Saturn. Upon that ancient planet the very first germ of a physical body was at that time created, but, of course, one very different from the human body of the present. Besides the physical body, nothing that is a part of the human being of today was present on ancient Saturn. Only when Saturn was transformed into the Sun, that is to say, during the second incarnation of our Earth-planet, was the ether body added to the physical body, penetrating and impregnating it. And what was the result? The physical human body underwent a transformation, acquired another form and attained a very different state of existence. During the Sun incarnation of our Earth, the physical body stood at a second stage of its development. But how did it reach this second stage? By becoming an inwardly living body on the Sun, while on Saturn it was still machine-like and automatic. The ether body, which had slipped in, transformed the physical body. Then on the Moon, the astral body slipped into this union of physical and ether bodies. Thus the physical body was again transformed a third time and the ether body a second time. At last upon the Earth, the ego was added to the physical, ether and astral bodies and having now entered into this threefold union, the ego transformed this physical body again, so that at last it became the complicated structure which it is today. Therefore, what you have before you now as the human physical body is a many times transformed entity, and just because it has passed through four stages of evolution it has its present complicated appearance. If we say, when speaking of our present physical body, that it is composed of the same physical and chemical substances and forces to be found in the minerals out in the cosmos, it must, nevertheless, be quite clear to us that there is an enormous difference between this physical human body and the mineral. Speaking in very elementary terms, we emphasize the difference between the physical human body and the physical body of a mineral—for example, of a rock crystal—when we say that the rock crystal retains its form unless shattered from without. The human physical body, on the contrary, cannot of itself retain its form. It has its form only because and as long as there are within it an ether body, an astral body, and an ego. The moment the ether body, the astral body, and the ego are separated from it, it becomes something quite different from what it is between birth and death; it follows the laws of the physical and chemical substances and forces and decays, while on the other hand the physical body of the mineral remains unchanged. Something similar is the case with the ether body. Immediately after death the ether and astral bodies and the ego separate from the physical body; then after a time the ether body also leaves this union of astral body and ego and resolves itself into the cosmic ether, just as the physical body disintegrates and goes back into the earth kingdom. There remains behind only that extract of the ether body of which we have often spoken. This remains united with the human being. Therefore we may say that the physical human body is in a certain sense of the same nature as the mineral kingdom about us, nevertheless, we must keep in mind the great difference which exists between the mineral kingdom and the physical human body. One might say:—Indeed, but you have just stated that on Saturn our physical body was not yet permeated by an ether body, an astral body and an ego, for they were only added on the Sun, Moon and Earth. Therefore at that time, in fact—one might say—the physical body had the character of a mineral. That is true, but we have mentioned three metamorphoses of this physical body that one after the other have succeeded that early life-state of the Saturn period. Even the present mineral, which you have before you as a dead mineral, cannot possibly exist with only a physical body. Let us make it very clear that what has been said and must be repeated is true, that as far as the physical world is concerned, the mineral has only a physical body. Here in the physical world the mineral has only a physical body—however, that is not literally true. Just as the physical human body, standing before us, has within it its etheric and astral bodies and its ego which belong to it, so too has the mineral not only a physical body, but also an ether and an astral body, and an ego, however, these higher members of its being are to be found only in higher realms. The mineral has an ether body, but it is to be found in the so-called astral world; it has also an astral body, but it is in the so-called devachanic or heaven-world, and it has an ego, but this exists in a still higher spiritual world. Thus the physical human body differs from the physical body of a mineral in having here in this physical world, in a waking state, its ether and astral bodies and ego within it, while the mineral has not. We know that besides our world there are still other worlds. The world which we ordinarily perceive with our physical senses is permeated by the astral world and this again by the devachanic world which consists of an inferior and a superior region. In comparison with the mineral, the human being is an especially favored creature, because during waking-consciousness he has his other three members within him. The mineral does not contain these members within itself, so we must think of it as not existing wholly upon the physical plane. Think of a human finger-nail. You will concede that nowhere outside in Nature can you find this finger-nail existing as an independent entity, for if it is to grow, it presupposes the rest of the human organism—it cannot exist without this. Now imagine a tiny creature with eyes that can see only your finger-nail, but has no capacity to see the rest of your organism. Such a tiny creature would look out into the rest of space, but would see nothing besides your finger-nail. Thus the minerals on the physical plane are like the finger-nail and you only perceive them in their entirety when you rise into higher realms. There they have their ether and astral bodies and egos and here only their physical member. All this we must hold firmly in mind in order that it may be quite clear that in a higher reality there can be no entity that does not possess some kind of ether and astral body and ego. A purely physical being can have no existence; to exist at all it must have an ether and an astral body, and an ego. However, in all that has been said today there is in fact a certain contradiction. We have stated that the human being, in the night while asleep, is entirely different from the creature we see during the day when he is awake. By day he is quite comprehensible to us; we have him there before us as a four-fold being. But now let us approach him in sleep and observe his physical nature. Here we have the physical body and the ether body lying in bed—the astral body and ego outside. Thus arises the contradictory condition of having before us a being deserted by its astral body and ego. The stone does not sleep. Its ether and astral bodies and ego do not penetrate it, but remain constantly in the same relationship with it. With the human being, on the contrary, the astral body and ego depart each night and he does not concern himself about his physical and ether bodies, but leaves them to themselves. This fact is not always fully considered. Every night the human being, in his truly spiritual part, takes leave of his physical and ether bodies which he himself deserts. However, these bodies would not be able to exist by themselves, because no physical body, and for that matter no ether body, can exist by itself. Even the stone must be permeated by its higher members. Therefore you can easily comprehend that it is wholly impossible for your physical body and ether body to remain in bed at night without an astral body and ego. What occurs then during the night? Your own astral body and ego are indeed not within the physical and ether bodies, but present in their place there is another ego and another astral body. At this point, occultism calls your attention to a divine-spiritual existence and to higher spiritual powers. During the night, while your own ego and astral body are outside your physical and ether bodies, the astral body and ego of higher, divine-spiritual powers are actually active within them. And the reason for this is the following: When we consider the whole of human evolution from the Saturn stage through the Sun and Moon periods as far as the Earth, we might indeed say that upon Saturn only the physical human body existed, that there was no human ether body, no human astral body and no human ego within this physical body. But this physical body, at that time, could have no more existed by itself than the stone today can exist by itself. The physical body of that time could only exist because it was permeated by the ether and astral bodies and the ego of divine-spiritual beings which dwelt within it, and they still dwell there today. Then on the Sun, when our own ether body entered into this physical body, the smaller human ether body amalgamated, as it were, with the earlier ether body of divine-spiritual powers. Even upon Saturn the physical body was permeated by divine-spiritual beings. If we have now understood this properly, we come to a deeper comprehension of the present human being and we are in a position to repeat and to understand better what has been taught in Esoteric Christianity from the beginning. This Esoteric Christianity has always been fostered alongside the outer Christian exoteric teaching. I have often pointed out that Paul, the great apostle of Christianity, used his powerful, fiery gift of eloquence to teach Christianity to the people, but that at the same time he founded an esoteric school, the director of which was Dionysius, the Areopagite, mentioned in the Acts of the Apostles. In this Christian Esoteric School at Athens which was directly founded by Paul himself, the purest Spiritual Science was taught. And now, having brought together the necessary material in the above observations, we shall be able to place before our souls what was taught there. This school also taught that when we observe the human being standing before us in his waking state, we find him composed of physical body, ether body, astral body, and ego. It is of little importance that the names used were not exactly the same as those used today. Even at that time the stage of evolution at which humanity now stands was already predicated. This human being, consisting of these four members, has not always been as he now appears to us. If we wish to observe him composed of these four members only, then we must not observe him as he is today, but we must retrace our evolutionary steps back to the Lemurian period. It was at that time that the ego became united with the human being composed of physical, ether, and astral bodies. Thus one might truly say that then, in the real sense of the word, the human being consisted of physical, ether, and astral bodies, and ego. But since that time every human being has passed through many incarnations. What then is the significance of this evolution by means of incarnations? It is that from incarnation to incarnation the ego works upon and transforms the three members of its being. It begins by first transforming its astral body. In the average man of today the astral body is not just as it was in the first earthly incarnation before the ego had worked upon it. In the first incarnation upon the earth the ego, working from within outwardly, transformed certain thoughts, feelings, and passions which originally had been given to men, and from incarnation to incarnation these were changed more and more through the activity of the ego. Thus it may be said that the human being has today not only the four members, physical, ether, and astral bodies, and ego, but through the activity of the ego within the astral body, he has now a member which is the actual creation of the ego itself. In each human being of today, the astral body is two-fold; it has one part that has been transformed by the ego, and another part not so transformed. This will continue and a time will come for every human being when his entire astral body will become a creation of his ego. It is the custom in oriental wisdom to call that part of the astral body, which has already been transformed by the ego, by the name of Manas; in English, Spirit-Self. Although the human being is still composed of his four members, we can now distinguish five parts: physical, ether, and astral bodies, and ego; and as fifth member, the transformed part of the astral body, Manas or Spirit-Self. Thus we may say that in every human being the astral body contains within it Manas or Spirit-Self, the work of the ego, the product of the activity of the ego. The human being will continue to work upon himself. The Earth will pass through further incarnations and humanity will acquire by degrees the capacity—which today can be acquired by the initiate—of working also upon the ether body. It is true the average man today is already working upon his ether body and that part of it which is transformed into a product of the ego is called Budhi or Life-Spirit. He will finally reach the point where, by means of his ego, he will transform his physical body also. That part of the physical body which is transformed by the ego is called Atman or Spirit-Man. Let us allow our glance to sweep to the far distant future after the Earth has passed through other planetary forms, other incarnations, after—as occultism describes it—it has gone through the Jupiter, Venus, and Vulcan states of existence. The human being will then stand upon a very much higher level, and will have transformed his entire astral body into Manas or Spirit-Self, his entire ether body into Budhi or Life-Spirit and his whole physical body into Atman or Spirit-Man. Compare this human being as he will appear to us at the end of our earthly course with the same human creature as he appeared at its beginning. In the beginning there was only the physical body, and it was permeated by an ether and an astral body and an ego, but these belonged to divine higher beings who only dwelt within it. At the end of the Earth's evolutionary course, the human being will be entirely permeated by his ego. And this ego itself dwells within the astral body, when as Manas or Spirit-Self it permeates this astral body. The ego then permeates the ether body, which becomes impregnated by Budhi or Life-Spirit and the physical body becomes entirely transfused by Atman or Spirit-Man, also the product of the ego. What a tremendous difference between the creature at the beginning of this evolution and the same human being as he will be at the end of it! But by bringing this great difference clearly before our minds, what I purposely called a contradiction—the sleep state—then becomes comprehensible to us. The very form of the explanation in Esoteric Christianity makes it entirely intelligible to us. What then is this physical body that we shall have before us when the earth has reached the goal of its evolution? Will it be the present physical body? Not in any sense will it be the present physical body, but what the ego shall have made of it. This physical body, as well as the ether and astral bodies, will be wholly spirit-filled. But they were spirit-filled even before the human being transformed them into spirit through the activity of his ego. Even the stone, as we have said, is today permeated by the ether and astral bodies, and ego belonging to it, although they exist in higher spiritual realms. Thus we see that Esoteric Christianity has good reason for stating that the human being cannot yet master what he today possesses as physical body, because he has not yet reached the end of his evolution when his ego will have worked down even into the physical body. He also cannot yet master the ether body. He will only be able to master that when the Earth has reached the Venus state. Thus he cannot yet master physical and ether bodies through his ego. Only when he has developed Budhi and Atman will he be able to do this. But a physical and ether body of this kind must be controlled in a spiritual way. What the human being himself will some day be able to give to the physical and ether bodies must already be present within them. Those spiritual parts which the ego will at some time give to the ether and physical bodies must be there even now. They were already within the physical body in the beginning when the human creature was in the Saturn Evolution; they were in him when he was on the Sun, and they have continued to remain within him ever since. Thus Esoteric Christianity speaks truly when it says: When the human being has reached the summit of his evolution, what is now already within the human physical body, the divine Atman, a divine spiritual being, will then become a part of it. Budhi also is already within the ether body, but it is the divine Life-Spirit. The human astral body consists, as we have said, of two parts, one of which has been mastered by the human being and another which has not. What, then, is present there within that part which he cannot yet control? It is the Spirit-Self, but a divine Spirit-Self. The real spiritual life of mankind is only present in that part of the astral body in which the ego has already been active since the first incarnation. Thus we have the human being before us. Let us now look at him in his waking state. What shall we say? The physical body as it appears to us is only the exterior. Within, he is what may be called an atmic being. Interiorly, he is composed of and permeated by higher divine-spiritual beings. The same is true of the ether body. Exteriorly, it is what holds the physical body together; interiorly it is the divine Life-Spirit. And the astral body also is permeated by a divine being, the Spirit-Self. But out of this whole combination, the transformed portion of the astral body alone has been mastered by the ego. Let us now observe the human being while he sleeps. Here this contradiction disappears at once. We approach him when he is in this state and observe that, as astral body and ego, he is outside the physical body. He calmly abandons it and the ether body every night. Were he to leave the physical body without its being cared for by a divine-spiritual being, he would find it again, but in a shattered condition. A divine-spiritual physical and a divine-spiritual ether are present within the physical and ether bodies and they remain there while these bodies are lying in bed, with the astral body and ego outside. The physical body and ether body are permeated by beings of an atmic and budhic nature. Now, look back to the beginning of our earthly evolution when nothing in the human being had yet been mastered by the ego. Before his first incarnation the ego was not yet united with the three other members, the physical, ether, and astral bodies. These last came over from the Moon, but the ego did not enter them until the Earth period. On the other hand, a divine Ego was present within them. They would not have been able to exist had not this divine Ego completely permeated them. The astral body was permeated by a divine Spirit-Self, the ether body by a divine Life-Spirit and the physical body by a divine Atman or Spirit-Man. Let us look back still further to the Moon, Sun, and Saturn evolutions. Upon Saturn, the divine Life-Spirit—which still in the night dwells within the human being lying in bed—had the power to form the human body, as a matter of fact the physical body, into something like a mineral. During the Sun stage, this Life-Spirit transformed the physical body into something of the nature of a plant and on the Moon it was able to form this body into something that experiences pleasure and pain, but which could not yet say “I” to itself. The physical body passed through these lowest stages. Now, let us proceed to the real Earth incarnation. Here, by experiencing a further transformation, the physical human body became still more perfected than previously. What had it previously been unable to do? What was yet quite foreign to it? What had the divine Spirit kept within itself? What had it not yet entrusted to the human body? It was the power to express in sound the inner life of the soul. On the Moon, this human body, then at the animal stage, was mute. The capacity to permit the soul-life to express itself outwardly in sounds was still with the Divine. It was not yet entrusted to the body's own being. Although there are also animal creatures today able to utter cries, such sounds are, however, something very different from the human vocal sounds. These animals still exist under quite different conditions from the human creature,—they make sounds, it is true, but it is the Divine within them sounding forth. The power to express the inner feelings of the soul in words was only bestowed upon men here upon the Earth. Before this, they were mute; thus this capacity for speech came with life upon the earth. Let us consider now for a moment as a whole what we have today brought before our souls. The power of speech, namely the Word, was originally with the Divine, and the whole of evolution was so directed that the Godhead first created, as pre-requisite, a physical apparatus which only later acquired the power to allow this Word to sound forth out of itself. Everything was thus guided and directed. Like the flower within its seed, the tone-uttering human being, endowed with the Word or Logos, existed already in germ upon Saturn. Sound was concealed within this germ and developed out of it just as the whole plant grows out of the seed in which it has been hidden. Let us look back upon the physical human body as it existed upon Saturn and ask ourselves:—Whence came this physical human body? What was its primal source? What did it need to carry it through the whole of evolution?—It came from the Logos or the Word. For even as early as the Saturn period this physical human body was directed in such a way that it later became capable of speech, became a witness of the Logos. That you are formed as you are today, that this human body has its present shape, rests upon the fact that the “Word” lies at the very foundation of the whole plan of our creation. The whole human body has been constructed upon the Word and from the very beginning it was so endowed that at last the Word was able to spring forth from it. When, therefore, the esoteric Christian, looking at this physical human body, asked: What is its original prototype and what is its image? the answer was: This physical human body has its origin in the Word or Logos. This Word or Logos was active from the beginning within the physical human body—and it is still active there today when the physical body lies in bed deserted by the ego. During that time, the divine Logos is active within the members thus forsaken by the human soul. If we ask: What was the very first beginning of the physical body? then the answer is:—The Logos or the Word. We shall now follow evolution still further. Saturn passed over into the Sun Period; and then to the human physical body, the life or ether body was added. But what must have entered in order that such a step forward could be made? While on Saturn, the physical body was a kind of machine, a sort of automaton, wholly permeated and maintained, however, by the Logos; on the Sun, the life body was added within which the divine Life-Spirit was active. During the Saturn Period, the human body was an expression of the Logos; then Saturn disappeared, and this human body was reborn upon the Sun. To the physical body was added the life body, permeated by the Life-Spirit. The Logos became Life upon the Sun, while advancing the human creature to a higher stage. The Logos became Life upon the Sun! Let us now continue further. Upon the Moon, the astral body was added to this human creature. What is the astral body? It appears to the clairvoyant consciousness, even today, like an aura surrounding the human being. It is a body of light, only it cannot be seen in the present state of consciousness. But when seen with clairvoyant vision, it appears as Light, spiritual Light. Our physical light is only transformed spiritual Light and the physical sunlight is the embodiment of the divine-spiritual auric, cosmic Light which is its source. In the present world there is a light streaming down upon us from the sun. But there is yet another light which streams forth out of our own inner radiance. Upon the Moon, the human astral body still shone for the beings in its environment. Thus upon the Moon, the human astral body was united with the physical and ether bodies. Let us now observe the progress of evolution as a whole. Upon Saturn, we have the physical body as the expression of the Logos; upon the Sun, the ether body is added as an expression of the Life-Spirit. The Logos becomes Life. Upon the Moon, the light-body is added: Life becomes Light! Here we have the story of the evolution of the human body. When the human being began life upon the Earth, he was a creation of the divine-spiritual powers. At that time he existed because within his physical, ether, and astral bodies the Logos was living, the Logos which was Life and which became Light. What now occurred upon the Earth? In the human being and for the human being the ego now entered, and because of this, he was now able not only to live in Light and in Life, but also became capable of observing everything externally, capable of confronting the Logos, Life, and Light. Therefore everything became material to him and he acquired a physical material existence. Now that we have developed our train of thought thus far, we have approximately reached the point where we shall begin our next lecture, when we shall show how the human creature, born out of the Godhead, has developed into the present ego-being. For we see that prior to this present ego-being, there existed a divine pre-human creature. All that part which has been mastered by the ego is each night torn away from the physical and ether bodies, but the part which from the beginning has always been there within him remains and watches over these bodies when unconcerned, the soul faithlessly deserts them. This original divine-spiritual being remains firmly implanted there. All that we have been trying to present in the language of Esoteric Christianity, deep mysteries of existence familiar to those who were “servants of the Logos in the earliest times,” all this is presented unequivocally in sublime, clear-cut verses in the Gospel of St. John. One must, however, translate these first words in the right way, in conformity with their meaning. Properly translated, these words give the actual facts which have just been presented. Let us bring these facts again before our souls, in order that we may fully comprehend their value. In the beginning was the Logos which was the archetype of the physical human body, the foundation of all things. All animals, plants and minerals appeared later, for the human creature alone was present upon Saturn. In the Sun Period, the animal kingdom was added, in the Moon Period, the plant kingdom and upon the Earth the mineral kingdom appeared. Upon the Sun, the Logos became Life and upon the Moon, it became Light; then when the human creature became endowed with an ego, the Logos as Light confronted him. But he had to learn to know the nature of the Logos and learn in what form It eventually would make its appearance. First there was the Logos which became Life, then Light, and this Light lives in the astral body. Into the human inner being, into the darkness, into the ignorance, the Light shone. And the meaning of life upon Earth is this:—That men should overcome this darkness of the soul, in order that they may recognize the Light of the Logos. The first words of the Gospel of St. John are incisive, although, perhaps, very difficult to understand, as many may say. But should the most profound mysteries of the world be expressed in trivial language? Is it not a strange point of view, a real insult to what is Holy when one says, for example, that in order to understand a watch one must penetrate deeply into the nature of the thing with the understanding, but for a comprehension of the Divine in the world, the simple, plain, naive human intelligence should suffice? It is a very bad thing for present humanity that it has reached the point of saying, when reference is made to the profoundness of religious documents: 0! why all these complicated explanations? It should all be plain and simple. However, only those who have the good intention and good will to plunge down into the great cosmic facts can penetrate into the deep meaning of such words as those at the very beginning of the most profound of the gospels, this Gospel of St. John, words that are in fact a paraphrase of Spiritual Science. Let us now translate the introductory words of this Gospel:
How the darkness, little by little, comes to an understanding of the Light is recounted later on in the Gospels.
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105. Universe, Earth and Man: Lecture III
06 Aug 1908, Stuttgart Translated by Harry Collison Rudolf Steiner |
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When dealing with the physical world we have to allow that of all earthly beings man alone possesses an ego-nature; he alone in this physical world has a self-conscious ego. With animals it is quite different; the ego of animals is not in the physical world in the same way man's ego is. |
These group egos live as single individuals on the astral plane, just as human individual egos do here on the physical plane. |
Whereas we see the egos of animals in the circumference of the earth, we must turn to the centre of the earth for the egos of plants. |
105. Universe, Earth and Man: Lecture III
06 Aug 1908, Stuttgart Translated by Harry Collison Rudolf Steiner |
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The Kingdoms of Nature. Group-egos. The Centre of Man. The Kingdoms of Higher Spiritual Beings. If we are to bring the relationship of Universe, Earth, and Man before our minds in the following lectures, it will first be necessary to gather together many things that will furnish us with some kind of foundation. At the same time we must remember that if we only use our external senses and the intellect that is bound up with these, we shall see very little; this applies to the Earth as well as to man, and in a still higher degree to the Universe. We must realize that the greater part of what is most essential is hidden from the outer senses, and also from external intellectual observation. Therefore to begin with we will point out a few things appertaining to the beings that surround us, but which are hidden from view. Much will have to be said which many of you know already, but in order to grasp our vast subject thoroughly it will be necessary to recapitulate to a certain extent. We must in the first place consider the planet on which we live, and which forms the centre of our studies. Yesterday we considered one portion of the earth's evolution in connection with the whole. We saw how beings have been active in various ways, from the time when earth and sun still formed one body up to our own day. We saw also that in the various ages of the Post-Atlantean epoch man has repeated in knowledge and in religious consciousness all that the earth has passed through in the course of its evolution. We will now go more deeply into the various conditions on this our earth. We are surrounded in the first place by the four kingdoms of nature; the mineral, vegetable, animal, and human kingdoms. Man is not the mere material physical being of which the outer senses inform us, and which the scientific intellect describes and explains but he is a complicated being made up of physical body, etheric body, astral body, and ego. All this we know. When we allow our gaze to sweep over the beings of the other kingdoms of the earth we must be fully aware that the expressions physical body, etheric body, astral body, and ego are by no means meaningless in respect of them also. When dealing with the physical world we have to allow that of all earthly beings man alone possesses an ego-nature; he alone in this physical world has a self-conscious ego. With animals it is quite different; the ego of animals is not in the physical world in the same way man's ego is. If we consider the difference between animals and man we must acknowledge that whereas every human being has its individual “I” enclosed as a single individuality within its skin, not every animal has an “I,” but that certain groups of similarly formed animals have one “I,” or ego, in common. For example, all lions, or all bears, have a common ego, hence we call such an ego belonging to the animal kingdom a group-ego. The human ego is found in the physical world; although we may not see it with our eyes it is present within the skin of every human being. This is not the case with animals. We do not find their group-ego in the physical world. In order that you may form an idea of such a group-ego imagine that there is a partition before me, and in this partition ten holes. I put my ten fingers through the holes and move them. You see my fingers but not myself, and without much deep thought you say that these ten fingers do not move of themselves, but something hidden must be causing the movement; in other words you think of a being that belongs to the fingers. This comparison brings us to the group-nature or soul-nature in the case of animals. ![]() The various lions on the physical plane are beings which, in a certain sense, have also something hidden behind them. Just as the central being belonging to the ten fingers is hidden by the partition, so something is also hidden which is common to all lions. It is hidden because it is not present at all in the physical world. The same ego-nature which in the case of man is present in the physical world is to be found in the case of animals in the astral world. The group ego of animals is in the astral world. From each single animal there stretches a sort of continuation of its being into the astral world, there these continuations meet together and form the garment or covering for the animal-ego. These group egos live as single individuals on the astral plane, just as human individual egos do here on the physical plane. When the clairvoyant enters the astral plane he encounters the various animal egos as separate beings which stretch forth their principles into the physical world. One must not merely picture this diagrammatically, but must accustom oneself to picture these egos in their reality. It must be clearly understood that we do not have to go into another region to enter the astral world; the astral world permeates our physical world. It is only a case of our being able to look into it with opened astral senses. You may now ask what do the group-egos of animals look like? The group-ego of one of the higher orders of animals appears to the clairvoyant somewhat as follows: Along the spine of the animal he sees what resembles a brightly shining line. As a matter of fact our atmosphere is permeated not only by the material currents generally recognized, but also in every direction by astral currents, and in these currents the clairvoyant recognizes the group-egos of animals. A second question might now be asked: Have lower beings, such as plants for example, an ego? Yes, they have an ego. When the clairvoyant examines a plant he finds that the part visible in the physical world is nothing but a combination of the physical and etheric bodies of the plant. Imagine the surface of the earth on which plants grow, picture the root of a plant, the stem, the leaves, and flowers. That which grows has not in the physical world, like man, a physical body, an etheric body, astral body, and ego, but only a physical and etheric body. We must not conclude from this that the astrality with which we are filled, and which is active also in animals, is not active in the plant. To the opened eyes of the clairvoyant the plant is surrounded by a glow, and this comes from astral substances. It is this also which cooperates in the development of the flower. While the plant grows from leaf to leaf through the influence of the etheric body its growth terminates above in a flower through being surrounded by astral substance. The clairvoyant sees every growing plant thus surrounded by astral substance, but there is something else connected with the plant, namely its ego. If we wish to locate the ego of a plant we must seek it in the centre of the earth. There the ego of all plants is to be found; this is an important and essential truth. Whereas we see the egos of animals in the circumference of the earth, we must turn to the centre of the earth for the egos of plants. In fact, when clairvoyant vision has attained to such a view of the plant creation the earth, which otherwise confronts man merely as a material structure, expands to an organism having its ego in the centre; this ego includes all plant egos. The earth is ensouled by an ego and in the same way as your head is covered with hairs which grow from out your being, so plants grow from out the being of the earth, and belong to the whole organism of the earth. When one tears a plant up by the roots it hurts the whole earth, the soul of the plant experiences pain. This is a fact. On the other hand one should not think that the earth feels pain when a flower is plucked; exactly the reverse is the case. For example, when in autumn a reaper cuts corn the clairvoyant sees great currents of a feeling of well-being pass over the earth. Objections to this from the moral standpoint do not hold good. One might for example ask: Is it then a more trifling sin when a child plucks all sorts of plants uselessly than when a man transplants one carefully and with good intention? The fact remains the same: If a plant is uprooted the earth feels pain; if a plant is cut the earth feels pleasure. For the earth has pleasure in yielding up what it bears on its surface; also when animals pass over the earth grazing upon its plants the earth has a sensation of pleasure; much the same as a cow has when her calf draws milk. This is an absolutely occult fact. The sensation of the earth when plants spring from it and are beamed upon by the astral body is the same as that of animals when they yield their milk. These are not merely comparisons, but are actual facts. Anyone who with clairvoyant vision can see into the astral world still sees nothing of the ego of plants; to do this a higher clairvoyance is required, that by which it is possible to see into the devachanic world. We can say, therefore, that the group-ego of animals is in the astral world, whereas the ego of plants is in the devachanic world. The next question that naturally presents itself is: How is it with the mineral world? How is it with so-called lifeless minerals? Have they anything resembling an ego, or some other higher principle? If we observe a stone clairvoyantly we find that in the physical world it has only a physical body; the etheric body of minerals surrounds and envelops this on all sides. Take, for example, a rock crystal; you must imagine this entire form as hollowed out, that it resembles a hollow space, and that only where the physical substance ends does the etheric begin. Just as the upper part of a plant is woven round by the astral, so the mineral is surrounded by the etheric. This etheric is at home in the astral world. Mark this well—we have an etheric that is at home in the astral world. Things are really more complicated than is generally supposed. It is not the case that in the astral world everything is astral; this is as little the case as that in the physical world everything is physical. For example, in the physical world you have the etheric body, the astral body, and even the ego of man; and the clairvoyant also sees the etheric body of minerals in the astral world. Now, let us ask: where is the astral body of minerals? This looks like peculiarly formed rays. Picture to yourselves forms of light, or rays, broadening out more and more, and piercing into the etheric body of the mineral. Astral rays stream thus from every mineral. They have no end, but stream out indefinitely into space. When a rock crystal is observed you see first the space which is filled out physically; clairvoyantly you see this physical form surrounded by the light of the etheric body, and this again as if pierced by all kinds of ray-formations which extend endlessly in all directions into space. Vision is led from each point of space that is filled by some substance into the infinite. There is no point of space that is not connected with the Universe, it is as if every single thing in the world hung on thousands and thousands of threads of spiritual light which stretch into infinite space, and you can imagine, if these extended more and more, how they would all ultimately mingle. In fact, when a mineral is examined clairvoyantly something like the following is presented to view: the physical part is seen rayed round by the light-forms of the etheric body, these rays of light appear to broaden and radiate continually into space till they ultimately disappear as if into a hollow globe. You can think of every mineral as being the centre of such a hollow globe, and that these are present everywhere in the world. These hollow globes interpenetrate each other, and if we can picture clairvoyant power enhanced more and more to where these rays unite we arrive at where the egos of the minerals stream towards us from every direction of space. These egos reveal themselves to clairvoyant capacity when it enters the higher regions of the devachanic plane. Whereas the rays which compose the astral body are in the lower regions, the ego is in the higher devachanic world. You have here been given a panoramic view of the different kingdoms. The ego of man is on the physical plane, that of animals on the astral plane, that of plants in the lower regions of the devachanic world, and the ego of minerals is in the higher regions of the same world. Therefore the minerals are in the opposite position to man. Man has his ego within him, it is enclosed within his skin; each human being is a centre in himself, a “man-centre.” Plants form a wider centre; taken together they form an “earth-centre”; and the egos of minerals form the circumference of the earth-sphere. Wherever a man is found the human ego is always the centre; the mineral ego is always in the circumference—exactly the opposite of man. You will now find it comprehensible when I tell you that the mineral soul is in an entirely different position to the human or to the animal soul. When a mineral is broken up it does not feel pain, on the contrary it feels pleasure, it has a sensation of well-being. Great currents of pleasurable feeling stream forth from a quarry where stones are broken to pieces; on the other hand were you to put all the broken pieces together again it would cause very great pain. The same fact may be observed in another process. Imagine that you have a glass of warm water into which you throw a piece of salt. When the salt dissolves not only does the substance dissolve, but feelings of well-being fill the warm water, feelings of pleasure on the part of the mineral at being dissolved. Again, if you cool the water so that the salt crystallizes, the process is connected with a feeling of pain. Initiates have always known these things and have told them to man; he has but to learn to understand what they say. One great Initiate spoke about this in a very significant manner. Let us picture how things were at one time in the earth's development. Today we walk on solid earth, but it was not always thus. When we trace the evolution of the earth backwards we find that it becomes ever softer and softer till at last its condition is fluidic or even vapoury. That which is solid today, namely, the mineral part, has crystallized from out the erstwhile fluidic earth. It had to become solid in order that man might walk upon it. It was necessary for human existence that the earth, as regards its mineral nature, should suffer infinite pain—for infinite pain was connected with the solidification of the earth. Paul said, referring to this: “The whole creation groaneth in pain awaiting the state of adoption,” meaning that the earth has to endure pain in connection with solidification, and formation of the mineral earth, in order that man may be adopted as the child of God. We need never lose respect for the writings of true Initiates when we come to understand them; every line of the inspired Biblical record fills us with profound awe when we learn its meaning with the help of Spiritual Science. Cosmic secrets are hidden in the saying of Paul quoted above. It is true that such truths as these will only again become fruitful for humanity when they enter into and affect men's feeling. They must not be only comprehended intellectually, but must be embodied in feeling if they are to become true knowledge. Let us turn now to the consideration of plants; let us think how their physical body grows, how the glow of the astral body surrounds this, and how the ego is in the centre of the earth. Let me point out once more what is essential in this. What does the astral body really do when it develops the flower from outside? It does something of great importance in the life of the plant, and we shall understand this if we go a little more deeply into the spiritual structure of our earth. In the last lecture we learnt that there was a time when the earth and the sun formed one body. Man was already there though he lived under entirely different conditions from those of today. He possessed a dim clairvoyant consciousness; and his organism was such that he could live in that earth-sun body. Today he is so organized that, when a sunbeam falls on his eye he “sees,” that is, he sees the sunbeam which penetrates to him from outside, and he sees by means of this sunbeam. This was not the case at the time when man was still one with the earth, in the sun. He then saw the sunbeams from within; he saw the soul-forces which permeated the sunbeams. What were these soul-forces? The forces permeating the sunbeams are the same as the forces within our astral bodies. Physical light is but the external body of the astral light which radiates from the sun, and the astrality gleaming about the upper part of the body of a plant is connected inwardly with the astral outpourings coming from the sun. You have wishes and impulses of will, because you possess an astral body. In the case of plants it is desire, feeling, and will that play round the blossoms. What does that which plays round the plant desire? It desires to absorb the soul of the sunbeam, and with the soul its purest part—its ego; and it is this purest part which passes through the plant to the centre of the earth. The activity of the plant's ego is expressed in the activity of the spiritual content of the sunbeam which passes through it to the centre of the earth. Thus earth, plant, and sun work together. The spiritual powers of the sun are in fact continually being led to the earth. And how? By means of the astral body playing round them; the blossoms, which long to absorb the soul of the sunlight, allow to sink through their bodies into the earth. That which is brought about outwardly in the physical world through the beams of the sun is but one side of its activity; the other works psychically in the plant, which longs for the soul of the light that streams to earth in the rays of the sun. Let us now try to understand the practical result of these things. Imagine a man of a far distant future who perceives in every plant what I have just told you of its longing to absorb the soul of the sun. This man will have, at a higher spiritual stage, something that the animal has at a lower stage—when grazing in a meadow it chooses the plants that are of use to it and leaves others alone—an unconscious instinct, but really it is higher spirits who guide the animal. The man of the future will approach plants that are of use to him consciously; not as now when he reflects on which yield the best substances for his body; he will then have a vital relationship to every plant, for he will know what it is they have absorbed, and what passes from them to him. Eating will not be to him a mean occupation, but an act consummated with soul and spirit, for he will know that everything he eats is the external form of something spiritual. In our immediate age, when men know little about the vital inward relations between themselves and the world, all kinds of substitutes are made use of. Why have the Initiates of all ages urged people to say grace before eating? The grace should be a token of the recognition that, together with the food, something spiritual enters into man. We have seen how sensation and feeling alter when man acquires true wisdom. With a certainty as sure as the instinct of animals at a lower stage man will know with shining clearness what he should do; he will know because he will recognize the soul of that which he absorbs into himself. Down to everyday details such as these we can trace the practical value of Spiritual Science for the future. Thus we can now consider the world with entirely different feelings; for we regard the earth not only as a body shone upon by the rays of the sun, but as a living being which absorbs the soul of the sun through the astral mantle of plants, and we see the entire Universe permeated by the egos of minerals, we see how all these things are ensouled and filled with spirit. We have now dealt with the four kingdoms of nature, the mineral, vegetable, animal, and human kingdoms, but the series does not end here; it goes farther. These are only the kingdoms which man can see in his normal development. We have already pointed out, however, that in the Atlantean epoch man was the companion of Beings who as their densest form had only an etheric body. Those figures which have remained as a memory in the legends of various peoples, the figures of Zeus, Apollo, etc., were actual to the ancient Atlanteans; they dwelt with them during sleep. Such Beings were to be found everywhere who had not descended so far as to embodiment in the flesh. Looking from man upwards to higher kingdoms, we have to begin with three kingdoms which interest us. In accordance with Christian esotericism, we call the kingdom immediately bordering on the human the realm of the Angels; they are also called Spirits of Twilight. Then there is a second kingdom, higher than the Angels, the kingdom of the Archangels; they are also called the Spirits of Fire. Lastly there is a still higher kingdom, that of the Archai (Original Forces or First Beginnings), called also the Spirits of Personality. These are the three kingdoms next above man. I will try to tell you a little about the life of these kingdoms; they play a very positive part in our life. Just as man plays a part in the life of plants when he tills the ground, so these higher kingdoms influence the human kingdom. We shall best understand this if we consider the following: Man has at the present time an ego, an astral body, an etheric body, and a physical body. How does further development come to pass? Through working continually upon himself. Today the ego of man is still in many respects powerless to affect the other principles of his being, he is in many ways unable to control his passions, but is therefore ruled by them, that is, by his astral body. There is a great difference between human beings in this respect. Compare a savage who eats his fellow men with a European and then think of a high idealist such as Schiller or Francis of Assisi. You see here an advancing development which consists in man learning more and more to control his astral body by his ego. A time will come when the ego will do this completely; it will irradiate the astral body completely. Man will then have formed a higher principle, this principle we call Manas, or Spirit-Self. It is nothing but the astral body, which has been transformed by the ego. When we observe a man of the present day clairvoyantly we see that his astral body really consists of two parts, namely, the part that is already under the control of the ego and the part he is not yet able to control. This latter is still filled with lower forces and impulses, and when the ego drives these out all kinds of powers are added to the astral body. In order that the astral body should not be destroyed by the lower forces it must always be permeated and suffused by higher beings who control it in the same way that man will control it in the future when he has attained the goal of his evolution. The beings whose task it is to control that part of the astral body which is still uncontrolled by man are one stage higher than he is, they are the Angels, or Spirits of Twilight. In fact one such Spirit watches over every human being, and this Spirit has power over the astral body; it is therefore no childish idea, but profound wisdom, to speak of guardian angels. These guardian angels have a great duty to perform. Let us consider the course of a human life in its entirety. We know that it passes through many incarnations. At a given time—at a certain point in earthly evolution—man began to live as a soul, as an ego, in his first incarnation on earth. He then died, there was an interval, then a new incarnation, and so it has gone on from incarnation to incarnation; and these will only come to an end at a far-off period of human evolution. Man will then have passed through all his incarnations, and he will also have attained power to control his astral body perfectly. This can not be done till he has passed through all his incarnations, at least not in normal evolution. Now, an Angel accompanies the inmost part of man's being and guides him from incarnation to incarnation, so that he may truly fulfil his mission on earth. It is, in fact, as if the human being had been able, since the beginning of his life on earth, to look up to an exalted Spirit who was his prototype, who could completely control his astral body, and who said to him: “Thou must be like unto me when in future thou passest out of this earthly evolution.” It is the task of Angels to guide the incarnations of men and whether we say that he looks up to his higher self, whom he must come to resemble more and more, or that he looks up to his Angel as his great pattern, it is exactly the same in a spiritual sense. As man works further upon himself he will transform the etheric body into Buddhi, or Life Spirit; one day he will do this consciously, even now he is working on it unconsciously. So even higher Spiritual Beings have to work today in all human etheric bodies; this is the task of the Fire Spirits. Now, human etheric bodies are not individually so different as are human astral bodies. Every man has his own particular virtue or vice, but in things connected with the etheric body there is a certain similarity. This can be seen in the qualities peculiar to a race or nation. Because of this we see that each individual human being does not have an Archangel in connection with his etheric body, but that whole nations and races are guided by higher or lower Spirits of Fire. The peoples and races of the earth are indeed guided as a whole by Archangels. Here our view expands to something which to many persons is entirely abstract, but for those who are able to see into the Spiritual world it is entirely concrete. If anyone today mentions a national spirit, or a national-soul, this is considered an abstraction. It is not so to the occult observer. To him the whole nation is as if embedded in Spiritual substance and this Spiritual substance is the body of a Fire-Spirit. From hoary antiquity until now our evolution has been led and guided from people to people, from race to race, by the Spirits of Fire, whose bodies are the souls of nations, and whose mission it is to guide the course of human evolution through the various races of the earth. There is, however, something else which is independent of tribe, nation, and race. In studying our present age we find much that is independent of such communities, yet that manifests itself simultaneously in many. For example, if we look back to the twelfth century we see how certain similar spiritual tendencies occurred in all the peoples of Europe, something that goes beyond the national-spirit. A word has been coined for this, it has been called the “Spirit of the Age.” This Spirit of the Age really exists, it forms the body for still Higher Beings, namely, the Spirits of Personality, or Archai. From all that has been said you can see that our earth is embedded in a spiritual atmosphere. From a mineral foundation plants spring forth, and animals and human beings walk on it; enveloping all this are exalted Spiritual Beings who guide individual men, and other spirits who are the leaders of communities of people and races; and, further, there are other Beings who guide the “Spirit of each Age” over from one epoch to another. In this lecture we have tried to give a panoramic view of our earth, of what it is also in a spiritual sense, and of man's connection with it all. At the same time a foundation has been laid on which we can build usefully what we have to say in the following lectures on the relationship between Universe, Earth, and Man. |
27. Fundamentals of Therapy: The Forming of the Human Body and Gout
Translated by E. A. Frommer, J. Josephson Rudolf Steiner |
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In the secretion of uric acid in the urine the astral body is mainly active, while the part played by the ego-organization is only subsidiary. In the secretion of uric acid in the brain, on the other hand, the ego-organization is the important factor and the astral body is in the background. [ 4 ] Now in the organism, the astral body is the intermediary between the activity of the ego-organization and the etheric and physical bodies. The ego-organization must carry lifeless substances and forces into the organs. |
Little uric acid is excreted, whereas more inorganic material in the sense of the ego-organization is deposited. [ 8 ] The ego-organization cannot master large quantities of uric acid; and thus they fall under the action of the astral body; small quantities, on the other hand, enter the organization of the ego and there provide the foundation for the forming of the inorganic in the sense of the ego-organization. |
27. Fundamentals of Therapy: The Forming of the Human Body and Gout
Translated by E. A. Frommer, J. Josephson Rudolf Steiner |
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[ 1 ] Ingestion of albumen is a process connected with one aspect of the inner activities in the human organism. This is that aspect which comes about on the basis of the absorption of physical substance. All such activities result in growth, creation of form, or new formation of material content. All that is related to the unconscious functions of the organism, belongs to this domain. [ 2 ] The processes of this kind are opposed by those which consist of excretion. These may be excretions directed outward; but they may also be processes of secretion where the product is further elaborated internally, in the forming or laying down of substances in the body. These are the processes of secretion where the product is further elaborated internally, in the forming or laying down of substances in the body. These are the processes which provide the material foundation of conscious experience. Through the first kind of processes the force of consciousness is muted if it exceeds that which can be held in balance by means of the second kind of processes. [ 3 ] A most remarkable excretory process is that of uric acid. The astral body is active in this excretion. This has to take place throughout the whole organism. It takes place to a particular degree through the urine. In a very finely divided way it takes place for example, in the brain. In the secretion of uric acid in the urine the astral body is mainly active, while the part played by the ego-organization is only subsidiary. In the secretion of uric acid in the brain, on the other hand, the ego-organization is the important factor and the astral body is in the background. [ 4 ] Now in the organism, the astral body is the intermediary between the activity of the ego-organization and the etheric and physical bodies. The ego-organization must carry lifeless substances and forces into the organs. Only through this impregnation of the organs with inorganic material can man become the conscious being that he is. Organic substance and organic force would lower human consciousness to the dim level of the animal. [ 5 ] The action of the astral body inclines the organs to receive the inorganic impregnations of the ego-organization. Its function is in fact to prepare the way. [ 6 ] We see, therefore, that in the lower parts of this human organism the activity of the astral body has the upper hand. Here the uric acid substances must not be received into the organism. They must be excreted copiously. Under the influence of this excretion the impregnation with inorganic material must be prevented. The more uric acid is excreted, the more lively is the activity of the astral body, while that of the ego-organization impregnating the body with inorganic materials is correspondingly diminished. [ 7 ] In the brain, on the other hand, the activity of the astral body is slight. Little uric acid is excreted, whereas more inorganic material in the sense of the ego-organization is deposited. [ 8 ] The ego-organization cannot master large quantities of uric acid; and thus they fall under the action of the astral body; small quantities, on the other hand, enter the organization of the ego and there provide the foundation for the forming of the inorganic in the sense of the ego-organization. [ 9 ] In the healthy organism there must be a correct economy in the distribution of uric acid in the different regions. Whatever belongs to the system of nerve-sense organization must be provided with as much uric acid as the ego-activity can make use of and no more; while, for the system of metabolism and the limbs, the ego-activity must be suppressed and the astral enabled to unfold its action in the more copious secretion of the uric acid. [ 10 ] Now since it is the astral body that makes way for the ego-activity in the organs, a correct distribution in the deposition of uric acid must be regarded as an essential factor in human health. For in this is expressed whether the correct relationship between the ego-organization and astral body exists in any particular organ or system of organs. [ 11 ] Let us assume that in some organ, in which the ego organization should predominate over the astral activity, the latter begins to gain the upper hand. This can only apply to an organ where the excretion of uric acid beyond a certain measure is impossible by virtue of structural arrangement of the organ. The organ becomes overloaded with uric acid uncontrolled by the ego-organization. Nevertheless, the astral body begins to bring about a secretion of uric acid. Since the organs of excretion are lacking in such a region, the uric acid is deposited not outwardly but in the organism itself. And if it finds its way to places in the body where the ego-organization is unable to take a sufficiently active part, we find inorganic substance i.e. something which is only proper to the ego-organization, but which the latter leaves to the action of the astral activity. Foci arise, where subhuman (animal) processes insert themselves into the human organism. [ 12 ] We are dealing with gout. If gout is frequently reputed to develop as a result of inherited tendencies, it is due to the simple fact that when the forces of inheritance predominate the astral-animal nature becomes especially active and the ego-organization is thereby repressed. [ 13 ] We shall, however, understand the matter more clearly if we look for the true cause of gout in this: substances are introduced into the human body in the process of nourishment, which the activity of the organism is not strong enough to divest of their foreign nature. The ego-organization, being weak, is unable to lead them over into the etheric body, and they thus remain in the region of astral activities. If an articular cartilage or a portion of connective tissue become over-charged with uric acid and, as a result, overburdened with inorganic materials and forces, it shows that in these parts of the body the ego's activity lags behind that of the astral. And since the whole form of the human organism is an outcome of the organization of the ego, this abnormality must necessarily give rise to a deformation of the organs. In effect, the human organism will then strive away from its true and proper form. |
312. Spiritual Science and Medicine: Lecture XIV
03 Apr 1920, Dornach Translator Unknown Rudolf Steiner |
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Now consider this. Let us begin with the ego—as it were the opposite extreme from the physical. The ego works upon the other human vehicles, and at the present stage of evolution its main sphere of action is on the physical body. |
If the mildest dilution of formic acid is made to work on the human being through bath water, you will cause a consolidation of the ego-scaffold coloured yellow in the Diagram. (See Diagram 25). This consolidation takes place because by means of the formic acid the ego is forcibly compelled to approach the framework so that it becomes penetrated with the ego. |
Wherever it is possible to observe a tendency to inflammation, you will find that it will be necessary to re-invigorate the ego's activity in the individual. If this be done, the ego will insert itself in the proper way into its phantom, its framework; for this framework will not disintegrate where the ego adequately takes hold of it. |
312. Spiritual Science and Medicine: Lecture XIV
03 Apr 1920, Dornach Translator Unknown Rudolf Steiner |
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I have carefully considered for some time whether or not to include today's chapter in this lecture series, for its subject matter can only be presented in outline. But I have decided to include it, even if only to prove once more how greatly such things may be misunderstood. For on the one side, some people have long endeavoured to prove that Anthroposophy and its doctrines are muddled nonsense. Recently, however, it appears to have dawned on some other people that this opinion can no longer be held, but that Anthroposophy appears to correspond with the results of additional research into the ancient mysteries. So the attack is now from the other side: I am represented as a betrayer of the mysteries. Thus people can always find a possibility of accusation and attack, whether on one score or the other. If they can no longer state that these things are false they can at least maintain that it is extremely wrong to say them. I must first of all repeat that the exclusively physical study of man only surveys a part and a comparatively small part of human nature This is for the simple reason that man contains the etheric body, the astral body and the ego, which are constantly working upon and moulding the physical organism, yet entirely inaccessible to external physical judgment—I use this term with intention and reference to what follows. At the same time it is not impossible for the human being to educate himself and evolve (granting steadfast effort) to the point of acquiring and assimilating a certain degree of clairvoyance into the operation of intellect and judgment. This will not yet mean the attainment of a proper clairvoyance associated with definite visual images, but it will be possible to attain a type of judgment capable of strong and reliable coincidence with the results of clairvoyance. Now consider this. Let us begin with the ego—as it were the opposite extreme from the physical. The ego works upon the other human vehicles, and at the present stage of evolution its main sphere of action is on the physical body. In mankind today the ego has as yet comparatively little capacity for governing the etheric body. During childhood, it has such power strongly but unconsciously. This ceases later on. Only in those who retain in later life a vivid imagination or fantasy, is there a strong ego influence over the etheric body. In general, however, in all persons who develop their intelligence as distinct from their imagination and become dry intellectualists, there is a strong ego-influence over the physical body and only a slight influence over the etheric. If you try to visualise this influence over the physical body, you will not need to go much further in order to picture in your minds as the work of the ego an intricate framework extending throughout the bodily organism; a delicate, weblike scaffolding. This scaffolding in the physical body, like a kind of phantom of man, is always present. We human beings carry with us through life, a framework imprinted into us through our ego-organisation; its structure is most delicate, and indeed it is the forces of the etheric body that insert it into the physical. But in the course of our lives, we gradually forfeit the power of consciously contributing to this structure. Only in people with creative imagination we find a half-conscious, dreamlike remnant of such power. As you will have easily conceived, this weblike framework which the ego “timbers” into the organism of man is actually in some sense a “foreign body.” And there is a constant tendency to resist it. Every night during sleep, the human organism seeks to tear down this structure. Although we remain unaware of it in everyday waking life, do not let us forget this tendency. For this continuous tendency on the part of the ego-framework to break up, to fall to pieces in the organism, is the secret and permanent source of inflammatory conditions. The concept of this kind of phantom-structure inserted by the ego into the human organism is of great importance, as is the realisation of the constant organic defensive reaction against it as a “foreign body,” and its continuous tendency to break up within the physical organisation. You will arrive at a visualisation which helps your judgment if you study psycho-physiologically the organisation of the human eyes. For all that takes place as between the eye itself and the external world, that is to say, between the soul and the external world by means of the eye, represents par excellence the erecting of this scaffold. There is an intimate interaction between the ego-framework proper and the results of the interplay of the eye with the world around it. I have often had occasion to study this interaction of eye and ego, in blind-born persons and in those who had lost their sight. Such cases reveal very plainly the mutual reactions of that phantom—normal to most people—which becomes incorporated in the organism by the mere fact of sight, and the other phantom which is the result of the ego's activity in the organism. Suppose that an attempt be made to represent all this in graphic form. Through sight, through the visual process, a phantom is incorporated into the organism: and the other ego-structure lies a little deeper within, a little more inward. (See Diagram 25. Yellow portion and white portion.) The latter, more deep-seated structure is so constituted as to be perceptibly tinged with physical forces. It is an almost physical phantom that the ego inserts and erects; a real scaffold, but what the eye transmits is still etheric. And here we come to a striking difference between short-sighted and long-sighted people. In people of short sight, these two frameworks approach one another; the portion coloured white in the diagram moves inwards, closer to the yellow. In long-sighted persons, on the other hand, the white framework moves outwards, away from the yellow. In fact, if you study the organisation of the eye in any human being you will have the material for a sound judgment of the person's etheric body; the etheric body which is so like what I have just termed a framework. You cannot better train yourself to divine something of the nature of an individual etheric body, than by attentive study of the organisation of the organ of vision. Having once grasped this, you will find that the rest will be easy. Acquire the habit of observing whether individuals focus their gaze at a distance or near by, and let this impression work on you; and you will cultivate a sensibility to the perception of the etheric body. Call meditation to your aid, and it will no longer be so difficult to ascend from a devoted attention to the effects of the eye-organisation to the contemplation of the etheric body itself. ![]() This will convince you that the process linked with the eye organisation is continuous, and it is the normal form of a process which may appear in an abnormal form. It is normal in the life of everyday, and it has its abnormal counterpart in cases of inflammation, indeed in all inflammatory conditions. So that you are justified in stating that a too vigorous development of this framework (which in the physical body is similar to the etheric) give rise to inflammations and to all the sequelæ of the inflammatory states. You can confirm your convictions in this matter by the external use of an animal product, formic acid. The best manner of studying the application of this substance is in its highest possible dilution, e.g., sprinkled in bath water. If the mildest dilution of formic acid is made to work on the human being through bath water, you will cause a consolidation of the ego-scaffold coloured yellow in the Diagram. (See Diagram 25). This consolidation takes place because by means of the formic acid the ego is forcibly compelled to approach the framework so that it becomes penetrated with the ego. And thus it is possible to counteract the tendency to inflammation for the framework only inclines to disintegrate in the inflammatory process if it is not properly permeated by the ego and restrained by it; for the ego and this framework belong together. They may be brought together by the use of bath fluid, but in extremely high dilution—for this stimulates the peculiar properties of formic acid. A certain amount of attention to symptomatology is necessary, if you wish to enter into these matters. For instance: observe carefully in treating inflammatory conditions, whether or not they appear in persons with a concurrent tendency to obesity. For it is only in such cases, where you find both sets of symptoms, the tendency to inflammations and also to adipose deposits, that any real benefit can accrue from the external formic acid treatment just described. You will always attain extremely good results, if you have sound reason to believe in the disintegration of the ego-framework—which may be deduced from other symptoms, to be described presently—and if there is a simultaneous tendency to excessive fat. For Spiritual Science is aware of something that shocks and offends contemporary mankind in its simple enunciation. It knows that what has to happen in the human organism, in order that the eyes shall be formed, and formed in the manner indispensable to human evolution—of course in the long run of this evolutionary history—is really a permanent process of inflammation, which is continually transferred into the normal and does not break out. Think of the processes inherent in inflammations, think of them held up, slowed down, and telescoped together, so to speak, and you will have before you the formative process of the human eye in the human organism. You are even able to obtain an idea of individual tendency to inflammatory conditions, or the reverse, by looking at the person's eyes. It is possible to see this if one trains one's judgment. Indeed the experiences we may meet with regard to human sight are closely linked with the observation of the etheric body of mankind. In referring to the existence of the etheric body and its conscious perception, we must distinguish two methods of approach. There is of course that inner process which leads to genuine clairvoyance, by way of meditation. And there is also an educative process working from outside. If we take the trouble to see and estimate the processes of nature aright, we shall acquire a visualisation of these things which is based on judgment. The actual organs of clairvoyance must be developed from within; but judgment is developed in contact with the world outside ourselves. If we develop the finer shades of judgment in the external world, this highly evolved judgment will come towards that more intimate process which passes outwards from within, in meditation. Perhaps some of you will ask—and quite justifiably ask—“Well, but cannot all these manifestations and reactions be observed in the animal world?” My friends, the fact is simply that the things that concern man cannot be found through the study of animals. I have often stressed this difference in public lectures, and should like to emphasise it still more here. People are in the habit of thinking: an eye is an eye, an organ is an organ, lungs are lungs, a liver is a liver, and so forth. But that is not so, the eye in man is the organ which also exists in the animal world as eye, but with a modification: it is changed by the fact that in man the ego has been incorporated. The same is the case with all other organs. And for the occurrences within the organs, especially in cases of disease, the permeation by the ego is of much greater importance than what happens in the animal's organs, where there is no such permeation. This essential difference is still far too little regarded and men persist in off-hand pronouncements of this sort: “here I have a knife; well, a knife's a knife, isn't it? One knife is the same as another, so both, being knives, must have the same origin.” But suppose that one of these “identical” knives is a table knife, the other a razor. In that case the simple proposition that “a knife's a knife” becomes untenable. It is making the same mistake to explain the human eye and the animal eye by the same methods and terms. It is simply nonsense to seek for the explanation of anything in its mere external aspect; moreover such an approach is entirely barren as a foundation for study. Study founded on animal “material” simply hinders the adequate study of certain conditions in mankind; for it is only possible to form a just estimate of the dissimilarity here, by realising that in man it is precisely the peripheral organs which are the most permeated by the ego and moulded by it. In a completely different way is the human ear formed. It is possible to train oneself to a discriminative grasp of the human ear, just as in the case of the eye. And in this manner we then approach the clairvoyant apprehension of the etheric body. We can train ourselves to understand the fact that the ear is incorporated into man as it is in animals, but that its structure is permeated by the human ego. If with this faculty we study the formation of the ear we shall find that it is connected with a process in the deeper interior of the human organism, in the same manner as the eye formation of the etheric body is connected with some more peripheral process. Thus we arrive at the insight that the ego is concerned in the formative process of the ear, just as in that of the eyes. The ego incorporates yet another framework into the organism, differing somewhat from that already described; and akin to this framework is the whole process lying at the base of the ear formation. In order to keep these separate frameworks distinct, I will colour the one just mentioned blue; it lies more inward than the yellow, and it extends less into the limbs, so that if it could be extracted and revealed to the light of day, it would have only stumps in the place of arms and legs. Thus we might say that this framework in its formation has remained at the stage of childhood. It is also much less differentiated towards the head than is the other one. But we shall find that it corresponds to the basic principle underlying the formative forces of the human ear and the whole process of hearing. This latter principle I will color violet in the Diagram. (See Diagram 25). This framework has also its specific characteristic in the human organism. It can become abnormal if the ego works too strongly; i.e., if its activity works too much internally. We have already touched on the reverse case, when the ego's activity is too strong in the periphery. The following suggestions may be of use, in the study of the problem before us. Again take the external symptoms as a starting point: consider cases where the tendency is to become more or less thin, and never put on fat. In these cases you see before you human beings in whom the ego works too strongly internally, and intensifies this latter framework. This framework, however, has a different tendency from the other one: the tendency to internal exuberance. The first framework inclines to disintegrate or to splinter itself; the last to exuberate internally. The treatment of this scaffold can proceed on two lines. Firstly, it can be so developed that exuberance does not ensue, because the ego as it were, shimmers out of it. For both exuberance and disintegration of the scaffolds always arise from the inadequate permeation by the ego, from it shimmering away from it. If the ego does this and at the same time is strong enough to keep itself at work within the organism, there arise certain consequences for the soul and the body. The consequence for the soul is hypochondria; for the body, constipation and similar phenomena. This is the one aspect. On the other hand it may be that the ego is too feeble to hold itself together when it glitters away from the scaffold, that it collapses in its essential quality as ego; and not owing to the faults in its physical vehicle, the scaffold, but to its own. Consider how strange this is: the ego is so feeble that its debris as it were become embedded in the organism. And this occurs because individuals of this particular constitution, when they fall asleep, are not able to take with them the whole of what shimmers and glitters away. Thus the debris remains within the body and proliferates as a sort of soul-like ego. And this type of individual constitution with these exuberations of the soul-like ego, which develop especially during sleep, is one that inclines to tumorous formations. This process is of infinite significance. Persons with tumorous tendencies are those who do not sleep properly, for the reason that remnants of the ego remain after they fall asleep. These remnants and debris are the real excitants of tumours, including malignant growths, and these growths are linked up with the whole complex of symptoms which I have just enumerated. It is a fact that we are faced on the one hand by hypochondria and constipation, and on the other hand, if the organism cannot help itself by making the individual suffer from hypochondria and constipation, it exuberates inwards and the most malignant growths appear. We shall deal with this subject further, but for the moment we are considering merely the general principle. You can reach the conviction that this is how things stand from a study of the external side, in indications given in a preceding lecture. As I have already remarked, it is possible to deal with the formative tendencies to inflammation by the use of very highly dispersed animal formic acid, in bath water. That is an external application; now try the same substance, suitably diluted, internally, and observe the effects it will have on thin people. It will disperse the tumorous tendencies in thin persons, and counteract the formation of growths. These matters must be observed macroscopically and they afford striking proof of the need to acquire this macroscopical view. One must learn to have a comprehensive vision of the whole stature and physique of a man, and the many marks of his individual constitutional type, and combine this with all the phenomena emerging in sickness. Thus we shall acquire also a sense of how to divide the treatment into external and internal respectively. To test and trace the effects of the same substance by the two different routes, will furnish most interesting information. Here again, spiritual science reveals something extremely enlightening in respect of these two parts of the organism. It knows that all the formative forces of the human ear are at an early stage on the same path of development as those forces which, finally, when they are allowed to go too far lead to the formation of internal tumours. The fact that we have a human auditory organ, is due to a process which is kept normal because the tumour-forming force has emerged in the right place. The ear is an internal tumour extended into the region of the normal. Just as the evolutionary process of the eye's formation is akin to the process of inflammation, so that of the ear's formation is allied to the tumorous. It is indeed a wonderful relationship between disease and health in man; for the processes are the same in both, only in the case of normal health they proceed at the right rate, and in the case of disease at an abnormal rate. If the inflammatory process were abolished in nature, no living creature would be able to see. Living creatures have the power of sight only because the inflammatory process is inserted into the whole of nature. But it has a certain velocity, a definite tempo. If it proceeds at a wrong speed then the abnormal process of inflammation results. Similarly, the process of tumorous formation has its significance in nature, at the right rate of development. If it were abolished no being in the world would be able to hear. If the rate is wrong, there results all that happens in cases of myoma, carcinoma, sarcoma. We will deal with this later. Those who are not in a position to find and recognise the healthy counterpart of every morbid process, cannot understand its place within the human organisation. For the human organisation is founded on the fact that certain processes dispersed throughout the periphery of nature become interiorised and centralised in man. Many things are discussed in our physiological text books: we should fix our attention elsewhere, on subjects whose existence is admitted but whose significance is constantly under-rated. Here is one instance. You are able to observe—quite macroscopically and as it were in a commonplace way—that the epidermis covers the human body, and has various inward folds or pockets; and its continuing membrane lines the parts situated to the interior. This is very important—the reversal of functions, as, e.g., we find it in passing from the cheeks and the external parts of the face, over the edge of the lips to the interior. There indeed one finds, in the external formation of man, the vestige of the process which where all development really proceeds by means of folding inwards and invaginations. In following up the differences in the reaction of the upper epidermis and the internal mucous membrane to preparations of formic acid, and fully realising the delicate differences in these results, one would reach tremendous results. For all the facts I here set before you are really nothing but specialisations of the elementary structural principle indicated. The study of these facts will bring before you the whole polar opposition of that external lining (also etherically) of the human organism and that which goes inside and becomes central in the same organism. This is of importance in the following. To what corresponds the second phantom indicated in the rough sketch? (See Diagram 25). The blue phantom is that physical framework within the organism, which tends to exuberate unduly. Its normal form is associated with the formation of the ear. Educate yourselves, train yourselves in the study of man so far as to have regard to this ear organisation and especially its interiorisation, and at the same time to the characteristics of the organ of sight. Then remember that the process of sight occurs in the etheric, the process of hearing in the air. This is a considerable difference. All that lies comparatively low in the ascending scale of ponderable and imponderable is associated and linked with the more deep-seated organs and functions in the interior of man's organism. All that is more akin to the etheric and imponderable, is situated towards the surface and periphery. The outlines coloured violet (See Diagram 25) define nothing less than that which lives in the human astral body. If you train your power of judgment, through the study of the ear, for the observation of man, you get a kind of substitute or preliminary apperception for the clairvoyant vision of the astral body. To learn to observe sight is training for the observation of the etheric body. To learn to observe hearing is training for the observation of the astral body. The most interesting observations can be made in persons who have been deaf from birth or have lost their sense of hearing; deeper connections of nature are then revealed. I suggest that you should try to study children who have been born deaf: if they had not been born with that defect, they would develop the most terrible tumours even at that early age. We stand here before outlets supplied by nature itself, and they are rooted not only in the single individual organisation between birth and death; but they reach out into and must be understood from the repeated earth lives in which the compensation is brought about. If we follow up these phenomena beyond a certain point, we shall arrive at some apprehension of repeated lives on earth. If you attempt to stimulate the peripheral areas in man, you will reinforce what has been dealt with in explaining the relationship of the ego to its framework. If you find it necessary to reinforce the human ego, there is a choice of methods; therapeutic or educational. Wherever it is possible to observe a tendency to inflammation, you will find that it will be necessary to re-invigorate the ego's activity in the individual. If this be done, the ego will insert itself in the proper way into its phantom, its framework; for this framework will not disintegrate where the ego adequately takes hold of it. An appreciable reinforcement and stimulus to this activity of the ego may be obtained, e.g., by baths containing a very finely distributed solution of rosemary—that is, of the juices extracted from the leaves of the rosemary. This solution stimulates the periphery to such a degree that the ego can act and function better in that which approaches man through the finely distributed rosemary juice. The results are quite remarkable. Now let us consider the human eye, and its specific insertion into the human organism. The process of sight depends on the power of the human ego to penetrate this isolated part in our organism. There is very little of the animal process in the eye, the sense of sight depends on the fact that man with his soul and spirit nature penetrates a region which has ceased to be animal; so that man can identify himself with the external world, not only with his internal processes. If you identify yourself with a muscle, you identify yourselves from inside, with the formative process of man. But if you identify yourself with the eyes, you really identify yourself with the external world. For this reason, I have already called this organ a gulf which the external extends physiology to neglect the facts, thereby engendering those foolish fairy stories of “subjectivity” and so forth. For it is the fashion today to ignore the fact that “objectivity” is intruded upon us and that within this “objectivity” we share in a part of the processes of the external world. For the last century and a half, every sort of sensory physiology has been founded upon subjectivity because there has been no inkling of the entry of the external world into these organic gulfs, by which we participate, through our senses, in the processes outside ourselves. To understand this rightly means also to understand the action of some foreign substance in this fine dispersal. Take the human skin, and its pores and all the processes linked with the pores. (See Diagram 26). Sprinkle very mild dilutions of rosemary juice in a bath, immerse the patient in it and you will not be surprised to know that a sensory interaction is set in train between the skin and the minute drops of the Rosemary juice. Through this stimulation, an effect is produced upon the sensory process. This stimulation of the sensory process works on the human ego and it becomes more closely inserted into its framework. A further benefit may accrue from the same method, if it is used in time and not postponed till too late. If the skin of the head is exposed to the stimulation of diluted rosemary juice, you may be able to arrest the peripheral process of loss of hair. Only, of course, it must be applied in the correct manner. Well, there again you have something active on the surface and periphery of the human organism. ![]() Let us suppose now, that the collaboration of the ego with the human organisation suffers a rupture from the outside world. The ego is, of course, not only a point, but a point active around itself; and this working abroad signifies the formative force of the whole human organisation; the ego-organising force spreads throughout the human organisation, permeating it throughout. Let us suppose that an external injury is inflicted on some area, interrupting this mutual action of ego and human organisation; in such cases it will be necessary to attract to this place something springing from the astral organisation (which stands a step below the ego-organisation); something which, working from out of the astral organisation, may so permeate the human organism as to enable the ego to develop its curative forces at the seat of the external injury. The astral body as I have indicated (See Diagram 25) lies nearer the centre of the total organism. Call it to your aid; not this time by means of immersion in any bath, but by a compress of arnica in woolen cloths—a proper arnica compress. The application of arnica compresses to any sprain or dislocation or similar lesion ‘ wherever the injury may have been inflicted—which impairs the efficiency of the ego's function, summons the astral body from inside; calls to it to come to the aid of the ego, and has a compensating effect on the peripheral area. In these phenomena we have a standard for comparison of the different substances available in the external world. They may have a great tendency towards expansion, and thus be of benefit to the peripheral regions, if administered in baths, for the support of the ego's action. Or again, they may belong to the group which includes especially arnica and are thus indicated when we wish to summon the astral body and draw on its power for the indirect support of the ego. It is impossible to understand the operation of such substances except as summoners of help from the ego and astral body. To recognise this principle must be indeed fundamental for a theory of therapeutics. both for internal and external treatment. |
98. The Elementary Kingdoms
04 Dec 1907, Munich Translator Unknown Rudolf Steiner |
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Man, therefore, distinguishes himself from the animals, owing to the fact that every human being has an individual Ego. On the astral plane, we find for instance, that the Ego of the lions, the Ego of the Tigers, etc. |
These Beings have their Ego upon the Devachanic plane, and this Ego possesses a still higher body, which is not even condensed as far as heat. |
These Egos work down from the astral plane, in the same way that the animal Group-Egos work down upon the animals; souls of the animals. |
98. The Elementary Kingdoms
04 Dec 1907, Munich Translator Unknown Rudolf Steiner |
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What has been the generally designated as the Elementary Kingdoms, since the earliest times, is not so easy to understand as we are apt to imagine after a superficial examination. For these Elementary Kingdoms belong to what lies behind the world which we generally perceive—behind the world which forces itself immediately upon our senses. We can understand such things in the best way, if we proceed from what we can perceive through our senses—from the kingdom of the sense-world, which are accessible to human observation. Here, in the physical sense-world, four kingdoms are spread out before our senses: the mineral kingdom, the vegetable kingdom, the animal kingdom, and the kingdom of man. This is common knowledge. Let us now try to form some clear idea as to the precise nature of these four kingdoms; for this is by no means clear to the average person. And for this same reason, it is also not so easy to gain an insight into the first, second and third elementary kingdoms. It is precisely when we speak of such difficult matters, that we must take great care, from the very outset, to realize that no true goal can be reached, if we believe that a concept which we have, as it were, driven like a stake into the ground, can then be left rooted in this place. This may still be possible within the physical sense-world, for here, things stand one beside another; there is a division between them, just as this book, this piece of chalk, a rose, etc., are distinct and separate from one another. It is possible, in this case, to apply a thought to a single object, for when we have named something, we can be sure that we have before us something distinct and limited. If, however, we send to the astral plane, that world which is immediately beyond our own, and permeates it, as the one nearest to it, we find that this no longer holds true, for, in the astral world, there is eternal movement. If you observe the astral body of man, which floats around him as his aura and is the expression of his passions, etc., you will see that this astral body of man is in a continual movement—it is an ebb and flow, a rise and fall of colors and forms, which change at every moment, for new colors shine forth and others disappear, at every moment. This is what we find in the case of man. But there are other Beings which whirl about on the astral plane. Their astral bodies do not form part of the physical body, although—at the same time—they are nonetheless changeable, for at every moment they have a different shape, color, or luminous force. Everything on the astral plane is the continual manifestation of the inner nature of these Beings. We would, indeed, find ourselves in a difficult position if we were to apply to the astral plane the rigid, unchangeable thoughts of the physical world. We must learn instead to adapt ourselves to the mobility of these shapes—we must acquire mobile thoughts. We should be able to use a concept, once in this way, and once in that. This is true of the higher worlds to a still greater degree. If we consider the world from a higher standpoint, we find that everything on the physical plane is an expression of forces emanating from these higher worlds. In everything we see about us, such forces and beings lie concealed. It is precisely this fact which explains the great variety among the beings of the physical world. Observe, for instance, the mineral kingdom. All apparently lifeless beings, all minerals, belong to this kingdom. You are told, to begin with, that these minerals upon the earth have no etheric body of their own, no astral body and no Ego. But this is true only within the physical world. We must know this, in order to reach a clear conception of what actually takes place upon the physical plane. But let us now suppose that someone were to say: “The mineral is something which has nothing but a physical body.” This statement is exactly as false, as on the other hand—it would be true, were someone to say: “The mineral kingdom is something which has, upon the physical plane, only a physical body.” For, in the light of a genuine spiritual method of observation, we find that here, upon the physical plane, the mineral has a physical body, but nothing more. If we wish to find its etheric body, we must ascend to the astral plane: there, its etheric body is to be found. The moment that a human being becomes astrally clairvoyant, he is able to see the etheric body of the mineral—there, on the astral plane—and here, on the physical plane, he sees merely its physical body. If we extend our observations still further, we find that the mineral has also an astral body. This body cannot be found, however, upon the astral plane, but must be sought in the lower regions of Devachan. Only in the higher Mental plane, is the Arupa-Mental plane, do we find the Ego of the mineral—and it is from here, that the mineral is directed by its Ego. If you wish to form a rough picture of this, you must say to yourselves: I will try to imagine a human being, whose clairvoyance reaches as far as the higher Devachan. To such a clairvoyance, who is able to see into Arupa, the minerals will appear like the fingernails of the human being—nails of Beings whose Ego dwells in higher Devachan. It is not possible to think of the fingernails without the human being; the same thing must be applied also to the minerals. Let us suppose that we are observing a rock-crystal here upon the earth. If we now look away for a moment, our clairvoyant gaze discovers the etheric body, which gives life to the physical body, there, in the astral world. Yet it would not be possible to perceive there, that any injury caused to the mineral, also causes it pain. The joy and gladness, pain and suffering of minerals can only be found upon the Devachanic plane—but entirely differently from the way in which we usually imagine this. A mineral's sensation of pain is not like that of an animal; we must not think that a mineral feels pain when we hammer it and break it into pieces. When workmen in a quarry break stone, this actually gives rise to a feeling of pleasure upon the Devachanic plane—it is a true delight for the minerals. Thus, in their case, we find the very opposite of what takes place in the kingdom of man and in the animal kingdom. On the Devachanic plane, it is not merely one mineral which belongs, as it were, to a mineral personality, but rather a whole system of minerals—just as, imaginatively speaking your fingernails do not each possessed a separate soul. If someone were to imagine that everything of an astral nature must be found upon the astral plane, he would be under a delusion. It seems, of course, natural to look for the astral element upon the astral plane—nevertheless, the inner nature of a Being must be distinguished from the environment in which it lives. Just as your Ego has no physical nature, and lives nevertheless upon the physical plane, so the astral body of the mineral does not live on the astral plane but in lower Devachan. We must not have delayed our thoughts according to a system, but must rather work our way through, with the aid of a more precise analysis and understanding of things. Let us now observe the plant, just as we see it before us. Here, on the physical plane, it has its physical body and its etheric body. It has these two bodies on the physical plane—but where are we to look for the astral body of the plant? We shall find it in the astral world—and the Ego, in the lower Devachan. Let us now go a step further, to the animal. The animal has, in the physical sense-world, a physical body, an etheric body, and an astral body—but it's Ego is on the astral plane. That is to say: just as, here on the earth, defined in the human being as an isolated person, as a single individuality, so you will find the Egos of the animals, as complete, self-contained personalities, upon the astral plane. But we must think of this in the following way: All groups of animals which have a similar form, have also a common Ego. Man, therefore, distinguishes himself from the animals, owing to the fact that every human being has an individual Ego. On the astral plane, we find for instance, that the Ego of the lions, the Ego of the Tigers, etc. There, they are single, self-contained Beings; the single animal group-souls inhabit the physical sense-world. But in the case of the human being, he must recognize the fact that the physical body, etheric body, astral body and the Ego have all descended as far as the physical plane. This is true, however, only when the human being is awake—when he is asleep it is otherwise. The physical and etheric bodies are then in the physical world, whereas the astral body and the Ego are on the astral plane. Thus, during sleep, the fourfold human being is separated into parts, and is to be found partly on the physical plane and partly on the one directly above this—the astral plane. On the physical plane, the human being is then of the same worth as a plant. Now we have already learned to know, in previous lectures, the nearest ways in which the expressions “astral”, etc. must be used. But we shall attain to a real penetration and insight into these things, only if we realize clearly that we cannot push them about like the men on a chessboard. If we study the human being, we must observe him quite precisely, in the following way: We find in him the physical body, the etheric body, the astral body, and the Ego. It has often been emphasized here, how very important it is to form a clear conception concerning the relation of these four members. It is very easy to imagine that the physical body is the most imperfect and the lowest of these. From a certain aspects, however, it is the most perfect of all—for it has passed through four successive stages of evolution—upon ancient Saturn, Sun, Moon, and upon the Earth. The etheric body has reached its third stage of perfection, for only upon the Sun was added to the physical body. In the future, it will indeed rise to a higher stage—although at present, it is not yet as perfect as the physical body. The astral body was added to the other two bodies upon the Moon, hence it has reached only the second stage of perfection. The Ego is the baby among the four members of man: for it was added only upon the Earth, and is thus only at the beginning of its evolution; it works continually in a corruptive way upon the other bodies. Anyone who studies, from an anatomical point of view, the wonderful organization of the physical body, must be filled with wonder by the perfection of the heart and of the brain. How imperfect, on the other hand are the impulses and passions of the Ego! The Ego craves for wine, beer, etc., whichever destructive influence throughout life—nevertheless, the physical body with stands these attacks for decades! Let us now try to make clear to ourselves how the Ego was inserted, as it were, within the physical body—how it first arose. To begin with, there was the ancient Saturn-evolution. This was the first stage of evolution for the precursor of our present physical body. At that time man's physical body had the cosmic value of a mineral. If you look at a mineral today, you will see in it a retarded stage of existence; it has remained behind at the same stage which the physical body had reached upon Saturn. But you must not think from this that the physical body had then the appearance of a mineral of today.—this would be quite wrong. The present minerals are the youngest forms in evolution. Upon Saturn, the human body was not so dense; this density of the physical body of man was very slight indeed. Let us now consider the relation between the various stages of matter. The first is what we call Earth—that is, everything which today may be called a solid body iron, copper, tin, etc. Everything solid is Earth. Secondly, everything liquid is Water for instance, quicksilver. Even iron, in a liquefied state would be Water. From the third-place, if you convert water into steam it becomes Air. Occultism, here goes still further, for it shows that the air may become still more rarefied—may become thinner still. In this case, we must transcend what is physical, in the modern sense—and here the occultist speaks of Warmth-Ether, or Fire. For the occultist, Fire is something distinct within itself, just like Earth, Water, and Air—whereas modern science merely looks upon the fire, or heat, as a state, work condition of matter. Upon Saturn, heat was the substance of man's physical body. On the Sun, the physical body of man was condensed to air; at the same time, an etheric, or life-body, entered into it, transforming this physical body. We now have a physical body, with an etheric body consisting of one member, and the physical body of two members. In the case of the physical body upon this Sun, we must distinguish a more perfect than the less perfect part—that is to say, one part was not as yet permeated by the etheric body. When picturing to ourselves the physical body upon the Sun, we must realize that the inner part of this physical body has received nothing from the etheric body; it has still the same value as the physical body had upon Saturn. Thus, we have one part which has already attained to the stage of a plant, and this part is at the same time permeated by another part, which is still upon the stage of a mineral: nevertheless, these two parts completely permeate one another. Let us now consider the physical body upon the Moon. Here, it is already condensed to water, and the astral body is incorporated within the etheric and physical bodies. Thus, we must now distinguish three different parts: One part is permeated by the etheric and astral bodies; another part is permeated only by the etheric body; and a third part has remained at the mineral stage. And now, let us consider the physical body upon the Earth. Here, the Ego is added. On the Earth, four members are interwoven. One part of the physical body is permeated by the etheric body, astral body and the Ego; a second part, by the etheric body and astral body; a third part, by the etheric body only; and a fourth part remains at the mineral stage. It has the same value as has a mineral, and is still on the stage of the Saturn. These four parts can be clearly distinguished in the physical body. The first part, which contains all four members, consists of the red blood corpuscles. Wherever we find red blood, these four members permit one another. The nerves are the second part, or member. Where nerves are found, there the physical, etheric and astral bodies permeate one another. Where glands are to be found, the physical and etheric bodies interpenetrate. All the instruments of the senses, all organs which have the character of a physical apparatus, have reached merely the stage of the mineral. They follow exactly the same laws as do the minerals. The eye and the ear, for instance, belong to these mineral parts; also in the brain, we find such mineral parts. Thus you can see for yourselves how easily one may be tempted at times to become a materialist—because of something mineral does actually permeate the whole body. If a materialist declares that the brain is mineral, he is in part right—that is, if he considers merely one aspect of the brain. Particularly in certain parts of the frontal brain—although these are, indeed, permeated by others—mineral forces alone are active. And were we to study the bones and muscles, it would become still more competition. When the human Ego entered into man, it began to work upon the sentient soul, the understanding soul, and the consciousness soul; and at the same time, it formed the bones and muscles. If we wish to observe these things exactly, we need years of study, only to be able to keep them distinct and separate. We must trace one thing after the other, with patience. If we now have before us a sleeping human being, his physical body and etheric body lie upon the bed. But this physical body is very complicated. When the human being is awake, the astral body and the Ego work within his blood. But what happens when the physical body lies on the bed, in the human being is asleep? The functions of the etheric body are indeed still carried on—yet there can be no blood, unless an astral body and an Ego are active within it. Hence, every night, the blood would be doomed to death, since it is dependent upon the ego and the astral body. But these as we know, leave the body—leave it mercilessly. Also the whole nervous system is mercilessly abandoned, for the nervous system is dependent upon the astral body. Thus, we have before us the strange fact that in reality, the blood and the nervous system would have to die every night—they would fall a prey to death, if they would be obliged to depend entirely upon the human being. Other Beings must come to their aid; other Beings must take over the work of man. From other worlds, other Beings must pour their activity into man, in order to preserve what he so treacherously abandons. We shall not try to explain the nature of these Beings who become active when man is asleep, and to make it possible for him to preserve his blood intact. We can form an idea of these Beings, if we ask ourselves: where does the human Ego really live, when it lives here, upon the physical plane? In which one of the three kingdoms does it live? And we must ask ourselves further: how much can we really know, without clairvoyant perception?—Without clairvoyance, we can, in reality, gain knowledge only of the mineral kingdom. This is the peculiar characteristic of the human being—that he cannot even grasp the plant completely, as long as he is not astrally clairvoyant. Materialists declare that plants are merely a conglomerate of mineral processes—just because they can see only the plant's mineral nature. When the human beings will have progressed, in their work upon themselves, as far as the first stage of clairvoyance, the life of the plants and the laws of life will then appear to them just as clearly as do now the laws of the mineral world. If you wish to construct a machine, or to build a house, you must do this in accordance with the laws of the mineral world. Initiates construct according to these laws of the mineral world; but you cannot construct a plant in this way. If you wish to have a plant, you must leave this work to those Beings which form the foundations of Nature. In the future, it will be possible to produce plants in the laboratory, but only when human beings will regard this as a sacrament, as a holy rite. Only when man has become so earnest and purified, that he looks upon the laboratory-table as an altar, will he be permitted to produce living substance. Until this time has arrived, however, not even the slightest detail concerning the way in which living beings are constituted, will be revealed to him. In other words: The Ego lives, as a cognitive being, in the mineral kingdom, but it will ascend, in the future, to the vegetable kingdom, and it will learn to know this kingdom, just as today, it knows the mineral kingdom. Still later, it will learn to grasp also the laws of the animal kingdom; and finally, those of the human kingdom. All human beings will learn to know and to grasp the inner nature of plants, animals, and of man—these are prospects for the future. Whatever we really understand, we can also produce—for instance, a clock. But the human being of our day will never be able to produce anything belonging to the sphere of living Nature, without the help of the Beings that lie behind nature, as long as such a work has not become for him a sacramental rite. Only then will he be able to ascend from the mineral kingdom to the vegetable kingdom. The human being is already a human being, at the present time; but his knowledge is restricted to the mineral kingdom. The Ego of man lives within a human form, but when this human Ego looks out into the world, its knowledge is limited to the mineral kingdom. The Ego thus possesses only the capacity to vitalize the blood in a mineral fashion—it is unable to do more. Although the Ego lives within the blood, during the day—dwelling within it and vitalizing it—nevertheless it does this merely in a mineral way. How does it do this? If you look out into the world, your cognitive forces will reveal to you the laws of the mineral kingdom. Try to observe for yourself the peculiar quality of this human activity. You look out into the world through your senses; you grasp the mineral laws, and during your waking hours, you impress these laws upon your blood—you force them into the entire substance of your blood, thus vitalizing it in a mineral way. This is the peculiar process which takes place during the act of cognition. Now imagine to yourselves the human being, in accordance with the following diagram (it cannot be produced here) ... the laws of the mineral world are streaming into him from all sides. They do not, however, remain merely within his sense-organs; but while the human being is awake, they stream together with the blood, throughout the whole human body. Now, what does the plant-world do? You will understand what takes place in the case of a plant, if you bear in mind the following fact: You have often been told that the Ego works upon the man's other bodies and transforms the astral body into the Spirit-Self. In the same degree that this takes place, do the laws of the vegetable kingdom stream into the human nervous system. When the human being has reached the next stage of clairvoyance, the laws of the animal kingdom will permeate his glandular system, and finally, when he is able to work upon the transformation of his physical body, the laws of the human kingdom itself will flow into the human body. All this should be thought of as applying to the waking state and to the various stages of a higher clairvoyant consciousness. Thus we can say that the human being has reached, at the present time, a stage where the Ego permits the laws of the mineral kingdom to stream into the blood. But it is able to do this only during the waking state—for, the mineral laws can enter the blood only while man is awake. While he is asleep however, the blood must also be cared for. And because this blood has been worked upon, throughout four successive stages of evolution, three other powers must now step in with their activity. The first of these is a power which is the most closely related to the way in which the Ego has worked upon the blood—but it is a power which has not descended as far as the physical plane. The blood would be given over to death, did not another Ego work upon it, while the human being is asleep ... another Ego which has remained upon the astral plane, and now intervenes by taking over the work upon the blood. If we observe the human blood, this “peculiar fluid”, we find that while the human being is awake, the Ego of man is active within it, here on the physical plane. During the night however, the blood is worked upon by an Ego which dwells upon the astral plane. For there are such Egos. Now I have referred, only recently, to Egos living upon the astral plane—namely, to the group-souls of the animals. But in this case we are dealing with another species of Egos, dwelling upon the astral plane, which work upon the human being and vitalize his blood, when the Ego of man has abandoned it. By what means do they accomplish this? And what is it that they bring into the blood? They bring into it that which, ever since the time of Saturn, must always be present in the human body—namely fire, heat. These are spirits which have never descended as far as the physical plane—spiritual Beings that live on the astral plane and have a body of fire. In the mineral kingdom, everything appears to us endowed with a certain degree of heat. Heat is met with as a quality of solid, liquid, and gaseous bodies. But now, try for a moment to think of heat, of warmth, quite independently, quite by itself ... it does not exist as such upon the physical plane. But upon the astral plane, you would meet with such warmth, or heat, streaming there and thither—heat as an independent being—and within it, you would discover Beings embodied, such as we were ourselves upon ancient Saturn. These Beings enter into the blood during the night, and vitalize it with their warmth. But something else must also take place—for the astral body also abandoned the blood, and this body too, is indispensable to it. Thus it is not sufficient if these Ego-beings alone approach man during the night and work upon him with their warmth-bodies—but other beings as well are needed, which work upon the blood in the same way as does the astral body. These Beings have their Ego upon the Devachanic plane, and this Ego possesses a still higher body, which is not even condensed as far as heat. The Ego which I described first, did not descend even as far as the astral plane—for it has remained in Devachan. It permeates the blood and carries on within it, an activity which corresponds to that of the astral body during the day. Thus you may see how we are cared for and protected during the night by higher Beings which do not live in the mineral kingdom. The human Ego has descended as far as the mineral kingdom, and will later ascend to the vegetable kingdom, etc. These other Egos have remained behind the human kingdom during the successive stages of evolution; they form the hidden kingdoms, the Elementary Kingdoms, which lie behind our physical world, and which work down into it. The first Being which works in our blood during the night, as a body of heat—just as we have a physical body; it permeates the blood with heat—and at the same time, lives upon the astral plane with its body of heat. Through this warmth-body, it belongs to the third Elementary Kingdom. These Beings, belonging to the third Elementary Kingdom, are the companions of the Group-Egos of the animals—they belong to the same region. And what are the capacities of these Egos? They need not have the same capacities as a human Ego, which has descended as far as the physical sense-world; but they are able nevertheless, to act as a substitute for the human Ego, from the astral plane. These Egos work down from the astral plane, in the same way that the animal Group-Egos work down upon the animals; souls of the animals. In other words, they fill man's astral body with impulses, desires, and passions. If we have before us an astral body—what lives within this astral body? In addition to the Ego, Beings live within it whose Ego dwells upon the astral plane. These Beings permeates the astral body just as maggots live in cheese. This is the third Elementary Kingdom: it is the kingdom which forms impulses and passions of an animal nature. But behind this kingdom lies another, namely the second Elementary Kingdom. This kingdom is active within a purer element, for it moulds and forms the shapes of the plants. But its activity extends also to the human being—to his many elements which have a plant-like character—nails, hair, etc. These are not permeated by the astral body, but merely by the etheric body; for this reason they feel no pain. The hair and nails are products from which the astral body has already withdrawn—it is possible to cut them, without causing pain. At an earlier time however, the astral body was also within these. Many things in the human being are of a plant-like nature, and within all these plants-like elements, the Beings of the second Elementary Kingdom are active. Hence, that which builds up the body of a plant consists of the forces belonging to the second Elementary Kingdom. Within the plant are active both the Plant-Ego, which permeates the etheric and astral bodies and these Beings of the second Elementary Kingdom. Whereas the Ego of the plants works upon the plant from within, these other Beings work upon it from without—forming it, making it grow and blossom. The whole plant is permeated by an etheric body. But it does not possess an astral body of its own; instead the entire astral body of the Earth forms the common astral body of the plants. The Ego of the plants is to be found at the center of the earth. This is true for all plants. For this reason, if you pull up a plant by the roots you cause pain to the earth; but, if you pick a flower, the earth will have a feeling of well-being, as a cow has a feeling of well-being when her calf sucks her milk. It is also a wonderful experience when the corn is moved in the autumn, to see how great waves of well-being streamed over the earth! The Beings which work upon the plants, from out of the second Elementary Kingdom, and help it to take form, fly toward the plant from all sides, like butterflies. The renewal and repetition of the leaves, blossoms, etc., is their work. This is what acts upon the plants from out of the second Elementary Kingdom. In like manner, there is a first Elementary Kingdom, which gives the minerals their form. The animals received their shape, or form—a form determined by instincts and desires—from the Beings belonging to the third Elementary Kingdom. The leaves, etc., of the plants are formed by the second Elementary Kingdom; this work consists chiefly of repetitions. But performing, shaping forces of the minerals, which work out of the formless element, are to be found in higher Devachan, in Arupa-Devachan. These three Elementary Kingdoms permeate one another, flow into one another. One who imagines everything distinct and separate, will never attain to a living understanding. In the vegetable kingdom, the vegetable and mineral kingdoms permeate one another. In the animal kingdom, the animal, vegetable and mineral kingdoms interpenetrate. And in a human being, the Ego is added to these. For, with the income of the Ego, the human kingdom first arose upon the earth. It is the blood which first makes man a human being; all the kingdoms are contained within it. But the Ego can for the present, penetrate with its cognitive forces only into the mineral kingdom; it must leave the other kingdoms to the Beings of the Elementary Kingdoms. The mineral kingdom contains, besides this mineral kingdom itself, also the first Elementary Kingdom; for this reason, it takes on a clearly defined shape. The plant owes its form entirely to the second Elementary Kingdom—for, without it, it would be spherical. And the animal is endowed with instincts, etc., owing to the added activity of the third Elementary Kingdom. Our world consists of interpenetrating regions; only if we are able to make our thoughts mobile and fluent, shall we gradually be able to understand such things. If we wish to form a concept of how the third Elementary Kingdom is connected with the animal kingdom, the following example may be helpful. You all know the migrations of the birds! The birds take quite definite courses in their migrations; from the northeast to southwest and from southwest to northeast. But who directs these migrations? It is the Group-Soul of the birds! In these migrations instinct comes to expression. Essentially speaking, they are wedding-flights—for the birds take flight in order to breed in better climates. They are directed by the Souls of the Species, or Group-Soul, of the animal kingdom. On the other hand, the animals are given their form, which enables him to have certain instincts, and which is the bearer of these instincts, by the Beings of the third Elementary Kingdom—the companions of the animal Group-Souls. If we wish to express this in a somewhat trivial manner, we may say: Those Egos which constitute the animal Group-Souls form one company, upon the astral plane; and the Beings of the third Elementary Kingdom form another. Nevertheless, they must work together in harmony. The one supplies the instincts, the other the bodies, forming and moulding them, so that the instincts may live within them. The physical forms of the plants originate from the Beings of the second Elementary Kingdom. And in everything which molds and works upon the minerals, the Beings of the first Elementary Kingdom are to be found. The forces of the minerals, active as attraction and repulsion, the atomistic forces, proceed from the groups of minerals. But it is the Beings of the first Elementary Kingdom who form the minerals. Thus we obtain a perspective which reveals to us where we may seek for the activities of the various kingdoms within our world. We must however, observe these things very accurately. We may say to a plant: You are living being; this you owe to the Plant-Ego. Your form, your shape however, is given to you by the Beings of the second Elementary Kingdom. Thus we may sum up the four kingdoms as follows. The kingdom of man is the kingdom within which an Ego can work formatively into the human world; the vegetable kingdom is the one within which an Ego can work formatively in the plant world; the mineral kingdom, the one in which an Ego can build for itself forms in the mineral kingdom. The third Elementary Kingdom cares for the blood during the night, and forms at the same time, the instinctive life of the animals; the second Elementary Kingdom forms the plants; and the first Elementary Kingdom forms the minerals—for instance the crystals. From all this we can see that patience is necessary for the penetration into Spiritual Science. The world is constructed in a complicated way, and the highest truths are not the simplest. It is an utterly senseless way of speaking to declare that the highest things can be grasped with the simplest concepts. This is due only to laziness. It is admitted of course, that it is not possible to understand a clock at once, but the world, people believe, can be understood without any further trouble. If we wish to grasp the Divine, infinite patience is needed for the Divine contains everything. In order to understand the world, people wish to apply the simplest concepts, but this is simply laziness ... no matter how reverently the soul may say it. The Divine element is profound, and an eternity is needed in order to grasp it. Man dares, indeed, the spark of the Godhead within him, but the nature and Being of this Godhead can be understood only by collecting a knowledge of the facts of the world. The great patience and renunciation which knowledge entails, is what we must learn first of all. We ourselves must gradually mature in order to form judgments. The world is infinite at every point. And we must be modest enough to say that everything is, in a certain sense, only a half-truth. We must transform everything into moral impulses, even the classification of man's being into ten or twelve members. Spiritual Science gives us pictures which we should unite with our feelings. For, Spiritual Science is only of value when we draw from it not merely knowledge, but are filled with the noblest feelings for the profundity of the world around us. All the greater then, will be the longing for the Divine. The very fact that the Divine appears to man so far removed, in distinct height, should incite him so much the more to become strong, in order that he may again find his way thither. |
59. Metamorphoses of the Soul: Paths of Experience II: Spiritual Science and Language
20 Jan 1910, Berlin Translated by Charles Davy, Christoph von Arnim Rudolf Steiner |
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It has become transformed from a product in which the ego takes no part into a product of the ego. If the ego fulfils this work consciously, of which today only a start has been made in human evolution, we call this part of the astral body which has been consciously transformed by the ego the “spirit-self”, or, using a term from Oriental philosophy, “Manas”. |
When the ego transforms the sentient soul, the intellectual soul and the consciousness soul, then all the work that the ego achieves only penetrates into the physical body because the ego has the ability to affect the physical body via the blood. |
And because the ego took over when the basis for human language had already been created, language then ordered itself according to the ego. |
59. Metamorphoses of the Soul: Paths of Experience II: Spiritual Science and Language
20 Jan 1910, Berlin Translated by Charles Davy, Christoph von Arnim Rudolf Steiner |
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It is of some interest to observe from the point of view of spiritual science in the sense that the word is used here, the various ways by which the human being expresses himself.1 For in approaching human life from different sides, as it were, and observing its different aspects as we have done in these lectures, a comprehensive view of it can be gained. Today let us deal with that universal expression of the human spirit which is manifest in language; and next time, under the heading “Laughing and Weeping”, we will then look at a variation, as it were, of human expression which is connected with language but is fundamentally different from it all the same. When we speak of human language, we feel sufficiently how all the significance, dignity and the whole of the human being are connected with that which we call language. Our innermost existence, all our thoughts, feelings and impulses of the will flow outward to our fellow human beings and unite us with them through language. Thus we feel the possibility of expanding our being infinitely, the ability to make our being extend into our environment through language. On the other hand, anyone who can enter into the inner life of significant personalities will be able to feel particularly how language can also become a tyrant, a force which exercises power over our inner life. We can feel how our feelings and thoughts, those things of a special and intimate nature which pass through our soul, can be expressed only poorly and inadequately in the word, in language. And we can also feel how even the language within which we are placed forces us into specific modes of thinking. Everyone must be aware how the human being is dependent on language as far as his thinking is concerned. It is words to which our concepts are generally attached; and in an imperfect stage of development the human being will readily confuse the word or that which the word inculcates in him with the concept. Here lies the cause for the inability of some people to construct for themselves a conceptual framework which reaches beyond what is contained in the words commonly used in their environment. And we are aware how the character of a whole people who speak a common language is in a certain way dependent on that language. The person who observes national character more closely, the character of languages in their context, must realise that the way in which the human being is able to transform the content of his soul into sounds in turn acts back on the strengths and weaknesses of his character, on the way his temperament is expressed, even on his conception of existence as a whole. The configuration of a language can tell much about the character of a people. And since a language is common to a people, the individual is dependent on a common element, an average quantity, as it were, which prevails among that people. He is thus subject to a certain tyranny, to the rule of commonality. But if one realises that language contains on the one hand our individual spiritual life and on the other the spiritual life of the community, then one comes to see what might be called the “secret of language” as something of special significance. A considerable amount can be learnt about the soul-life of the human being if one observes how this being expresses itself in language. The secret of language, its origin and development at different periods, has always been the subject of investigation by certain specialist scientific disciplines. But it cannot be said that these disciplines have been particularly successful in our century in uncovering the secret of language. That is why today we will try to illuminate aphoristically so to speak, in broad outline, language, its development and its connection with the human being from a spiritual-scientific point of view as we have been applying it to man and his development. It is this connection which in the first instance seems so mysterious when we use a word to describe an object, an event, a process. What is the link between a particular combination of sounds which form a word or sentence and that which is within us which the object, expressed as word, means? In this respect outward science has tried to unite a wide range of observations in all kinds of ways. But the unsatisfactory nature of such a method has also been felt. The question is quite simple, and yet it is so difficult to answer: why did the human being, when faced with some object or event in the outside world, produce this or that particular sound from within himself as an echo of that object or event? From a certain point of view the matter was thought to be quite simple. It was thought, for example, that language was originally formed by an inner ability of our speech organs. This imitated those things which were heard outwardly as sound—the sounds of certain animals for example, or something knocking against something else; rather like when the child hears the dog bark “bow-wow” it calls the dog a “bow-wow”. Such word formation is called onomatopoeic, an imitation of the sound. This was held by certain directions of thought to be the original foundation of sound and word formation. Of course the question how the human being came to name beings which did not emit a sound remains unanswered. The great linguistic researcher Max Müller,2 realising the unsatisfactory nature of such a theory, ridiculed it by calling it the “bow-wow” theory. He set up another theory which his opponents in turn called “mystical” (giving the word a sense in which it should not be used). For Max Müller holds the view that each object contains within itself, as it were, something which is like a sound; everything in a certain sense has a sound, not only the glass which is dropped, not only the bell which is struck, but everything. And the ability of the human being to establish a relationship between his soul and this expressive element, which is like the essential nature of the object, calls forth the ability in the soul to express this inner sound-being of the object. Thus the essence of a bell can be experienced in the sounding of the “bim-bam”. And Max Müller's opponents returned his ridicule and called his theory the “bim-bam” theory. A more detailed examination would show that something unsatisfactory always remains in trying to characterise outwardly in this way the things which the human being experiences of the nature of things like an echo in his soul. A deeper penetration of the inner being of man is required. From the point of view of spiritual science the human being is fundamentally a very complex being. He has his physical body, which is governed by the same laws and has the same constitution as the mineral world. Then, from a spiritual-scientific aspect, the human being has a second, higher member of his being, the ether body or life body. Then there is the astral body, the bearer of pleasure and pain, joy and sorrow, of instincts, desires and passions; this is just as real a member of the human being for spiritual science, if not more real, than the one which one can see with the eyes and touch with the hands. And the fourth member of the human being we called the bearer of the ego. We further saw that at his present stage the development of the human being consists of the ego working on the transformation of the other three members of his being. We also pointed out that at a future time the ego will have transformed these three members in such a way that nothing will remain of what nature, or the spiritual forces which are active in nature, has made of these three human members. For the astral body, the bearer of pain and pleasure, of joy and sorrow, of all the surging power of the imagination, feelings and perceptions, was created initially without our participation, that is, without any contribution by our ego. But now the ego has become active and it works in such a manner that it purifies and cleanses and subordinates all the qualities and activities of the astral body. If the ego has worked only a small amount on the astral body, the human being is dominated by his instincts and desires; but if it purifies the instincts and desires into virtues, if it orders muddled thinking by the thread of logic, then a part of the astral body has become transformed. It has become transformed from a product in which the ego takes no part into a product of the ego. If the ego fulfils this work consciously, of which today only a start has been made in human evolution, we call this part of the astral body which has been consciously transformed by the ego the “spirit-self”, or, using a term from Oriental philosophy, “Manas”. When the ego works not only on the astral body, but in a different and more intensive way on the ether body, we call this part of the ether body transformed by the ego the “life-spirit”, or, with a term from Oriental philosophy, “Budhi”. And when finally the ego has become so strong—and this will happen only in the far distant future—that it transforms the physical body and regulates its laws and permeates it so that it rules over everything which lives in the physical body, we call this part of the physical body “spirit-man”, or also, because this work begins with controlling the breathing processes, with a term from Oriental philosophy, “Atman”. (Cf. German “atmen”—to breathe.) Thus we see the human being initially as a four membered being, consisting of a physical body, an ether body, an astral body and an ego. And similarly to the three members of our being which derive from the past, we are able to speak of three members of the human being developing into the future, created by the work of our ego. We can therefore speak of the seven-membered human being by adding to the physical body, ether body, astral body and ego the spirit-self, life-body and spirit-man. But when we consider these last three members as something distant, belonging to the future evolution of mankind, it must be added that the human being is prepared for such a development in a certain way already in the present. Consciously the human being will work with his ego on the physical, ether and astral bodies only in the far distant future; but in the subconscious, that is, without full consciousness, the ego is already transforming these three members of its being on the basis of a still dulled activity. The results are already in existence. What we described in previous lectures as inner members of the human being were only able to come about because of this work by the ego. From the astral body it fashioned the sentient soul as inner mirror-image, as it were, of the sentient body. Whilst the sentient body transmits gratification (sentient body and astral body are synonymous as regards man; without the sentient body we would have no gratification), this is mirrored internally in the soul as desire—and it is desire which we then ascribe to the soul. Thus the two things belong together: the astral body and the transformed astral body or sentient soul, as gratification and desire belong together. In a similar way the ego was working in the past already on the ether body. This created internally in the soul of the human being the intellectual or mind soul. Thus the intellectual soul, which is also the bearer of memory, is linked with the subconscious transformation of the ether body by the ego. And finally, the ego has been working in the past also on the transformation of the physical body in order to enable the existence of the human being in his present form. The result of that transformation is the consciousness soul, which permits the human being to gain knowledge about the things of the outside world. The seven-membered human being can therefore be characterised as follows: through the preparative, subconscious activity of the ego the three soul members have been created; the sentient soul, the intellectual soul and the consciousness soul. The question may now be asked: are not the physical body, ether body and astral body complex entities? What a miracle of construction is the physical human body! And if we examined it more closely, we would find that this physical body is much more complex than that part alone which the ego has transformed into the consciousness soul and which can be called the physical form of the consciousness soul. Similarly the ether body is much more complex than that which might be called the form of the intellectual or mind soul. And the astral body too is much more complex than the form of the sentient soul. These parts are poor in comparison to what was in existence before the human being had an ego. That is why in spiritual science we speak of the human being as having developed in the distant past from spiritual beings the first predisposition for a physical body. To this was added the ether body, then still later the astral body, and finally the ego. The physical body of the human being has thus passed through four stages of development. First there was a direct correspondence with the spiritual world; then it developed and was interwoven and transfused with the ether body. It therefore became more complex. Then it became interwoven with the astral body which made it more complex again. Then the ego was added. And only the work of the latter on the physical body transformed part of the physical body and made it into the bearer of human consciousness: the ability to gain knowledge of the outer world. But this physical body has more functions than providing us with a knowledge of the outside world by means of our senses and our brain. It has to fulfil a number of activities which form the basis of our consciousness but which take place completely outside the sphere of the brain. The same applies to the ether body and the astral body. If the fact is now quite clear that everything which surrounds us in the outside world is spirit, that there is a spiritual foundation to everything material, etheric and astral, as we have emphasised so often, then we have to say: the ego works as a spiritual being from the inside outwards, as the human being develops the three members of his being; in a similar manner—whether we call them spiritual beings or spiritual actions is not important—must have been working on our physical, ether and astral bodies before the ego emerged, which then took over this development. We are looking back at a time in which the same action on our astral body, ether body and physical body occurred as today is done by the ego outwards into these three members. That is to say, before the ego was ready to establish itself within them, spiritual creation, spiritual actions, worked on our sheaths and gave them form, movement, shape. There are spiritual actions in the human being which occur before the activities of the ego, if we exclude for a moment all that which our ego has transformed in the three members of our being as sentient soul, intellectual soul and consciousness soul, and regard the construction, the inner movement and action of these three sheaths of the human being. That is why in spiritual science we talk of the human being as he is today as being an individual soul, a soul transfused with an ego, which makes every human being into a self-contained individuality. Before the human being became such a self-contained ego-being, he was part of a “group-soul”, part of a quality of soul which we still refer to today in the animal world as group-soul.3 What occurs in the human being as individual soul in each person, that occurs in the animal world as the basis of the whole species or family. A whole species of animal has a common group-soul. The individual human soul is equivalent to the soul of the species in the animal. Thus before man became an individual soul another soul was working in the three members of his being of which we have knowledge today only through spiritual science, a soul which was the precursor of our individual ego. And this precursor of our ego, which then passed on to the ego the physical body, ether body and astral body in order that the ego might continue to transform them, this group-soul also transformed from within itself the physical body, ether body and astral body and ordered them according to itself. And the final activity of the human being before he was endowed with an ego, the final influence which lies before the birth of the ego, is present today in what we call human language. When we therefore consider what preceded the life of our consciousness soul, our intellectual or mind soul and our sentient soul, we come across an activity of the soul which is not yet transfused by the ego and its result is present today in the expression of language. What is the outward appearance of the four members of the human being? How are they expressed purely outwardly in the physical body? The physical body of a plant looks different from the physical body of a human being. Why? Because in the plant only the physical body and the ether body are present, whereas in the human physical body the astral body and the ego are present as well. This inward activity forms and refashions the physical body correspondingly. How is the physical body affected when it is permeated by an ether or life body? The glandular system is the outward physical expression in man and animal of the ether or life body; that is to say, the ether body is the architect of the glandular system. The astral body formed the nervous system. That is why it is correct to talk of a nervous system only in those beings where an astral body is present. What, now, is the expression in the human being of his ego? It is the circulatory system and specifically what might be called the blood under the special influence of the inner life warmth. All the work which the ego does on the human being when it transforms the physical body is channelled via the blood. That is why the blood is of such special nature. When the ego transforms the sentient soul, the intellectual soul and the consciousness soul, then all the work that the ego achieves only penetrates into the physical body because the ego has the ability to affect the physical body via the blood. Our blood is the mediator for the astral body and the ego and all their activity. There can be no doubt if we look at human life, even on a superficial level only, that the human being transforms the physical body with the ego in the same way as he transforms the consciousness soul, the intellectual soul and the sentient soul. Who would deny that the physiognomy expresses what lives and works inwardly. And who would deny that inward thinking, if it takes hold completely of the soul, transforms the brain even in the course of one life. Our brain is a tool which adapts to the requirements of our thinking. But if we consider the amount which the human being can transform, artistically fashion as it were, his outer being through the ego, it is very small. It is very little which we can do with our blood by setting the blood in motion with what we call our inner warmth. Those spiritual beings which preceded our ego managed to achieve more, for they were able to make use of a more effective means; thus the human form took shape under their influence in such a way that it is an overall expression of what those forces made of the human being. These beings used the substance of air. In the same way that we use the inner warmth to make our blood pulse—thus making the blood active in our own form—the beings working on us previous to our ego made the air serve their purpose. And the work of these beings on us through air created what gives us our form as human beings. It might seem strange that we speak of spiritual forces working on the human being in the far distant past through air. But it is not the first time I have said that it is a misjudgement to think of the soul and spirit life of our inner being only as product of the imagination, and not to realise that it has been taken from the outside world as a whole. Whoever states that concepts and ideas could arise in us without ideas existing in the outside world might just as well say that he can take water from a glass in which there is none. Our concepts would be nothing more than froth if they were anything other than what lives in outside things and what is present in those things as their laws. We fetch that which we allow to develop in our souls from our environment. That is why we can say: everything material which surrounds us is interwoven with spiritual beings. Strange as it may sound, what surrounds us as air is not merely the substance as shown by chemistry, but spiritual beings and spiritual forces are active in it. And in the same way that we can transform our physical body a small amount by the warmth which streams forth from our ego—that is the essential element—in the blood, the beings which preceded the ego formed in a powerful way the outer form of our physical being by means of the air. We are human beings because of our larynx and everything connected with that. The larynx, sculpted from outside into us as this wonderful artistic organ and connected with the other vocal and speech organs, was created from the spiritual element in the air. Goethe said very aptly with reference to the eye: “The eye is fashioned by the light for the light!”4 If, in the sense of Schopenhauer,5 it is now stressed that without an eye sensitive to light there would be no impression of light for us, then this is only half the truth. The other half is that we would have no eye if the light had not sculpted, as it were, our eyes from undefined organs in the far distant past. Light must therefore be seen not only as the abstract entity which is described today as physical light; but in light we have to search for that hidden being which is capable of creating the eye for itself. Similarly we can say in another respect that the air is full of beings which were able at certain times to create in the human being the intricate organ of the larynx and all that is connected with it. And the rest of the human form to the smallest detail has been formed and sculpted in such a manner that man in his present stage is a further development of his speech organs, as it were. The speech organs are something decisive for the human form in the first instance. That is why it is speech that transcends man above the animals. For the spiritual being which we call the spirit of the air also fashioned the animals, but not to such a level where they could develop the facility of speech such as the human being has it. We see that the human being had internally already developed his speech organs by the time that he developed his present thinking, his feelings and his will, that is to say, everything connected with his ego. Now it can be understood why these spiritual forces could only work on the physical body in such a manner that the human being finally became like an appendix to his speech organs, because they developed the astral body, ether body and physical body through the influence, the configuration of the air. After the human being had become capable of having within him an organ which corresponded to what we have called the spiritual beings of the air, in the same way that the eye corresponds to the spiritual beings of the light, he could fashion into this what the ego developed in itself as reason, as consciousness, feeling, emotion. Thus there is a threefold activity in the subconscious; activity on the physical body, the ether body and the astral body which existed previous to the ego. We can recognise this if we know that it was the group-soul and that the group-soul worked in an imperfect manner in the animal. This has to be taken into consideration if we regard the work of the spiritual forces occurring before the ego in the astral body. We have to exclude everything concerning the self and observe the work done by the group-self from dark foundations. Desire and gratification face each other in the astral body on a level of imperfection. Desire was able to become a soul quality, an inner faculty, because it already had a precursor in the astral body of the human being. Similar to desire and gratification in the astral body, imagery, symbolism, and outer stimulus face each other in the ether body. It is most important to distinguish the activity of our ether body preceding the ego from the activity of the ego in the ether body. When the ego is active as intellectual or mind soul, then, at the present stage of development of the human being, it seeks a truth which is as nearly as possible a true picture of the outer world. Those things which do not exactly correspond to outward things are not called “true”. The spiritual activities which lie before the advent of our ego do not work in this manner; they work more symbolically, in the image, rather like a dream works. A dream works in the following manner, for example, that someone dreams of a shot being fired; and when he wakes up he sees that the chair next to the bed has fallen over. What is outer happening and outer impression—the falling over of the chair—is transformed into an image in the dream, into the shot. In this way the spiritual beings preceding the ego work symbolically in the same way that we will work again when we achieve a higher spiritual activity by initiation; here we try—but this time with full consciousness—to work towards a symbolic view, an imaginative conception, away from the purely abstract outside world. Then the spiritual beings working in the human physical body transformed it into what might be called a correspondence of outer events, outer facts, and imitation. Imitation is something which we find in the child, for example, when the other soul members are still hardly developed. Imitation is something that belongs to the subconscious human nature. That is why education should start with imitation, because before the ego begins to create order in the human being, the drive to imitate is present as a natural drive. The drive to imitate in the physical body in contrast to outer activities, symbolising in the ether body in contrast to outer stimulus, and the correspondence of desire and gratification in the astral body all have to be considered as having been created with the aid of the tool of air—and having been created in such a manner that a sculpted, an artistic impression as it were, has been created in our larynx and in the whole of the speech apparatus. It can then be said: these beings preceding the ego worked on the human being in such a manner that they formed and ordered him such that the air could come to expression in him in this threefold direction. For when we look at language capability in the true sense of the word, we have to ask: does it consist of the sound which we utter? No, it is not the sound. Our ego sets in motion what has been created into us by the air. In the same way that we move the eye to take in the outward light, whilst the eye itself exists to take light in, our ego within us sets in motion those organs which have been formed by the spiritual beings in the air. We set the organs in motion by the ego; we activate the organs which correspond to the spirit of the air and we have to wait until the spirit of the air who formed the organs sounds back at us the tone as an echo of our action on the air. We do not produce the tone, just as the individual parts of a pipe do not produce the tone. Our ego develops activity by the use of those organs which have been created from the spirit of the air. Then we have to wait for the latter to set the air in motion again such that the word sounds by the original activity which produced the organs. Thus we can indeed see that human language must rest on the threefold correspondence which was mentioned. How does this correspondence work? Imitation in the physical body rests on the speech organs imitating those things which are outward activities, outward objects which make an impression on us, and producing them as sound in the same way that a painter imitates a scene which consists of quite different constituents than paint, canvas, light and dark. Similar to the painter who imitates with light and dark we imitate the environment with our organs which were formed from elements of the air. That is why what we produce in sound is a true imitation of the essence of an object; and our vowels and consonants are nothing but images and imitations of those things which make an impression on us from the outside. The next thing is the image in the ether body, what we might call symbolism. The first elements of our language were created by imitation, but then this developed further by tearing itself away, as it were, from outward impressions. The ether body assimilates—such as in the dream—those things which no longer correspond to outer experiences; that is the developing element in sound. Initially the ether body assimilates the pure imitation; then the imitation is transformed in the ether body so that it becomes something independent and, because it has been through an internal process, corresponds to outward impressions only symbolically as image: we are no longer merely imitators. And thirdly, desire, emotion, everything which lives internally is expressed in the astral body. This works in such a manner that it continues to transform the sound. The internal experiences flow from the inside into the sound: pain and pleasure, joy and sorrow, desires, wishes; all these things stream into the sound and bring the subjective element into it. What started as pure imitation was then transformed into the language symbol in the independent sound or word image and is now transformed further by the infusion of the human being's internal experiences. It always has to be an outward correspondence which provokes the sound in the soul; when the soul expresses its inward experiences, pleasure and pain, joy and sorrow and all the others, in sound it has to search for a corresponding outer form. At the first stage the outer impression is imitated. The inner sound image or the creation of the symbol is the next step. But the inner experiences, such as joy and sorrow, by their nature have no outer equivalent. This correspondence between outer being and inner experience can be observed with children as they learn to speak. One can see how the child begins to transform a feeling into a sound. When the child initially calls “ma” or “pa” then this is only the inner transformation of an emotion into sound. It is only the expression of something inward. But when the child expresses itself in this way and the mother, for example, comes, the child notices how its inward feeling of pleasure, which is transformed into the sound “ma”, corresponds to an outer event. Of course the child does not enquire how it happens that in this case there is a correspondence with the coming of the mother. The inner experience of pleasure or pain is allied with an outward impression and thus what streams out from the inside is united with the outer impression. That is the third way in which language acts. It is therefore true to say that language originated equally by internal imitation of the outside and by outward reality being linked to our inner experience. The process which happens in innumerable cases, and which is completed when the inner expression “ma” or “pa” is formed into the words “mama” or “papa”, and is satisfied when the father or mother responds. Every time that the human being realises that something happens as a result of an inner expression, the expression of that inner event unites for him with something outward. All this takes place without any participation by the ego. It is only at a later stage that the ego takes over this activity. Thus the forces in existence previous to the ego were at work in the configuration which lies at the base of the human language ability. And because the ego took over when the basis for human language had already been created, language then ordered itself according to the ego. Therefore the expression connected with the sentient body is transfused by the sentient soul; the images and symbols connected with the ether body are transfused by the intellectual soul: the human being fills the sound with the experiences of the intellectual soul, and similarly he fills it with the experiences of the consciousness soul, which were initially only imitation. By this process gradually those areas of our language came into existence which represents inner experiences of the soul. That is why, regarding the nature of language, it must be quite clearly understood that there is something in us which was there before the ego, which was then developed by the ego. But then, also, it cannot be claimed that language directly represents the ego, that it represents the spiritual aspect in us, everything which is intimate to our personality; but it must be understood that we can never see in language an immediate expression of the ego. The spirit of language works symbolically in the ether body, imitatively in the physical body; and this is linked with its creative activity in the sentient soul, forcing the inward experiences from it in such a manner that the sound is an expression of the inner life. In sum, language did not develop according to the conscious ego as it is today, but, if the development of language is to be compared to anything at all, its development can only be compared to artistic creation. Just as we cannot demand that the imitation of the artist corresponds to reality, we cannot demand that language copies those things which it is meant to represent. Language only imitates the outside world in a way similar to the picture, to the way that the artist as such imitates outside reality. Before the human being was a self-conscious being in the way that he is today, an artist was at work in him, active as the spirit of language, and our ego is embedded in a place where previously an artist was at work. This in itself is put rather in the form of an image, but it expresses the truth in this field. We observe an unconscious activity and feel that here there is something which created the human being as a work of art. In this respect we must not forget that we can only examine each work of art as permitted by the methods of that art. If this were born in mind, it would preclude from the beginning such pedantic works as Fritz Mauthner's “Kritik der Sprache”.6 Here the critique of language is based on quite wrong premises; namely, that if we regard human languages they do not in any way represent objective reality. But is that their function in the first place? There is just as little possibility for language to represent reality as there is of the picture representing outward reality in the colours on the canvas and the use of light and shadow. The spirit of language which lies at the foundation of human activity has to be grasped with artistic feeling. Only a brief outline of these things has been given. But if one knows that an artist who formed language was active in mankind then one can understand—as different as the various languages may be—that even in the individual human languages the artistic element was at work in all sorts of differing ways. Then it can be understood how the spirit of language—let us call this being working in the air the spirit of language—when it reveals itself on a relatively low level in the human being works in an atomistic way by wanting to construct everything from the single parts. That is how it comes about that the individual sounds combine to form a whole sentence. If, for example, we take the sounds “shi” and “pian” in Chinese, we have two atoms of language formation; the one syllable “shi” means song, poem, and “pian” means book. If we combine the two sounds, “shi-pian”, then this would be the same as creating the combination “poem-book” in English; something results from the particles which, seen as a whole, produces poetry book. This is only one example of how the Chinese language forms its concepts and ideas. If we reflect on the things which we have considered today, we can also now understand how a wonderfully formed language such as a Semitic one must be considered in its essence. In Semitic languages we have certain sounds as a foundation which are really only constituted of consonants. And then the human being inserts vowels in between these consonants. If we thus take the consonants q, t, l, just as an example, and insert an a and then another a, then, whilst the word formed purely from the consonants is only an imitation of an outward sound, the word “qatal”, to kill, is created by the addition of the vowels. We thus have a noteworthy development in that “to kill” as a complex of sounds comes about initially by the speech organs simply imitating the outward process. Then the soul continues the process and the inward experience is added with the vowels: the complex of sounds is further developed so that “to kill” is referred back to a subject. This is basically the constitution of the Semitic languages and in it is expressed the combination of the various elements in language formation within the framework of language. Symbolism (i.e. that which is found at work in the ether body as the spirit of language), which is the primary agent in Semitic languages, demonstrates the particular aspect of the Semitic languages which takes the individual imitative sounds one step further and transforms them into symbols by the insertion of vowels. That is why fundamentally all words in Semitic languages are formed in such a way that they relate to the surroundings of the outside world as symbols. In contrast, everything which appears in the Indo-Germanic languages is prompted more by what we have called the inner expression of the astral body, the inner being. For the astral body is something which is already connected with the consciousness. When one faces the outside world one contrasts oneself with it. If one faces the outside world from the point of view of the ether body one fuses with it, is one with it. Only when things are reflected in the consciousness does a difference exist between oneself and things. This working of the astral body with all its inner experiences can be seen in the Indo-Germanic languages in contrast to the Semitic languages in that they have the verb “to be”: a reflection of independent existence. That is possible because we are able to separate ourselves from outward impressions with our consciousness. If, therefore, we want to say for example “God is good” in Semitic, then this is not immediately possible because there is no way of producing the word “is” as an expression of being, for this originates in the contrast of astral body and outside world. The ether body simply states. That is why in the Semitic languages one would have to say “God the good”. The contrast of subject and object is not a characteristic element. The languages which are in contrast with the outside world, which contain as an essential element the perception of an outside world, are particularly the Indo-Germanic languages. They in turn affect the human being in such a way that they support inwardness, i.e. all those things which provide the foundations for developing a strong personality, a strong ego. This is already evident in the language. All the things which I have spoken about might be considered by some to be only unsatisfactory indications for the simple reason that one would have to speak for two weeks if one wanted to describe everything in this field in detail. Nevertheless, those who have attended these lectures more regularly and who have penetrated into the essential nature of the matter will see that such indications are not unjustified. They are only intended to show how a spiritual-scientific view of language can be provoked which fundamentally shows that language cannot be understood in any other way than in an artistic sense, which must be developed. That is why all scholarship must fail if it is not willing to participate in the creative act which was undertaken by the forces creating language in the human being before the ego became active in us. Only a creative faculty can grasp the secret of language, because only a creative faculty as such can recreate. No learned abstraction can ever bring about comprehension of a work of art. Only those ideas illuminate a work of art which are able to recreate in a fruitful way as ideas the things which the artist expresses by other means paint, sound, etc. Creative feeling alone can comprehend the artist, and a creative feeling for language alone can understand the spiritual creativity in the origin of language. That is one of the tasks which spiritual science is called upon to do in respect of language. The other task is something which is of significance on a practical level. If we understand how language originated from an inner pre-human artist, then we can also elevate ourselves to make this creative feeling become active where we want to express something of validity in language. But there is little feeling for that in our present time, where not much progress has been achieved in fostering a living feeling for language.7 Today everyone who opens his mouth feels that he is able to express all things. But it must be understood quite clearly that we have to create again in our soul an immediate connection between what we want to express and how we want to express it. We have to re-awaken the linguistic artist in us in all areas. Today human beings are satisfied if what they want to say comes out in any way, no matter what form it takes. How many people realise—which is absolutely necessary in the field of spiritual science—that an artistic feeling for language is necessary to express anything? If true presentations of spiritual-scientific material, for example, are examined,8 it will be found that the true spiritual scientists who have written these things also seriously worked on them to form each sentence creatively, that the position of the verb is not an arbitrary decision. Each sentence will be seen as a birth, because it must be experienced inwardly in the soul as immediate form, not simply as a thought. And the sentences are connected not only consecutively, but the third one has to be formed in essence at the same time as the first one because they are interconnected in their effect. In spiritual science it is impossible to work without a creatively active sense of language. Everything else is inadequate. It is important to free oneself of being slavishly tied to words. But we cannot do that if we think that any word is suitable to express a given thought; that already is an error in our linguistic creativity. The expression of super-sensible facts cannot be gained from words which are coined only with a view to the sense world. If the question is asked “How is one to express the ether body or the astral body in a concrete manner in reality by means of a word?” nothing of this has been understood. Only the person has understood something of this who says: I will understand what the ether body is if in the first instance I investigate from one particular aspect and it is quite clear that I am dealing with artistically formed reflected images; and then I investigate three more aspects. The matter has then been presented from four different sides. When it is thereafter expressed in language, in walking round the topic as it were, we are presenting an artistic image of the matter. If one is not aware of this, nothing will be achieved but abstractions and a sclerotic reproduction of what is previously known. That is why development in spiritual science will always be connected with what might be called “development of the inward sense and the inward creative power of language”. In this sense spiritual science will have a fruitful effect on style in language, will transform the terrible linguistic style of today which is ignorant of the creativity of language, and fewer people, who can hardly speak and write, will embark on literary careers. The awareness has been lost today, for example, that to write prose is something much more elevated than writing in verse; only the prose which is written today is on a much lower level. But it is the purpose of spiritual science to act as a stimulus in those fields which are connected with the deepest secrets of mankind. For spiritual science will be active in those areas in such a way that it fulfils the visions of the greatest personalities. Spiritual science will conquer the super-sensible worlds through the thinking, will become capable of decanting the thought in such a way into the sound structure that our language too can again become a means of communication of the experiences of the soul in the super-sensible.9 Then spiritual science will have become the agent which makes real what is expressed about an important realm of the inner human being in the words:
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313. Anthroposophical Spiritual Science and Medical Therapy: Lecture IV
14 Apr 1921, Dornach Translated by Gerald Karnow Rudolf Steiner |
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What brings this about? In truth, this is brought about by the ego. The ego alone is sufficiently powerful to stretch out its feelers, you could say, right into the forces of outer substances. |
But in the period between the change of teeth and puberty, which culminates between the ninth and tenth years, the ego that works from out of the lower human being, the lower ego, must meet the higher ego. In the child it is always the ego working from the upper man that works through the substances until the time indicated. Of course, I am referring to the instruments of the ego. The ego is indeed ultimately a unity. But the instruments of the ego, the polarity of the ego—that is the meeting of the lower ego with the higher—only establish a proper relationship in the way I have described. |
313. Anthroposophical Spiritual Science and Medical Therapy: Lecture IV
14 Apr 1921, Dornach Translated by Gerald Karnow Rudolf Steiner |
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Yesterday I said that certain complexes of symptoms are condensed in the phenomena of falling asleep and awakening. It is most important first to study the symptoms that are condensed in the process of falling asleep. To fall asleep inadequately always indicates that the astral body is clinging to the physical and etheric organs, especially to the latter. (I will use these terms this time since you are now all quite familiar with them.) The astral body is too strongly bound up with these other members. This clinging of the astral body is at once evident to the spiritual investigator because, when sleep should appear, the physical and etheric organs continue to function as in the waking state, whereas in the normal person their function is clearly dampened down. Ordinarily we cannot learn the real significance of this inadequate falling asleep; hence we must acquire a comprehensive view of the phenomena in the waking state that accompany this inadequate falling asleep. We then may notice that everything revealing an involuntary functioning of the organism is a concomitant of falling asleep inadequately. Thus any involuntary twitching of the lips or blinking of the eyelids, any excessive movement of the fingers and the like—any movement that is not an expression of an inner process, any fidgeting—all these are waking concomitants of not falling asleep properly. Obviously this process can be observed only when it manifests outwardly. When such fidgetiness occurs with regard to the internal organs, a certain capacity to perceive such things must be acquired so that one understands how to relate ertain phenomena. For example, in patients suffering from anemia you may hear rushing sounds in the blood vessels on the right and left sides of the neck. These murmurs or bruits are noticeable in every person when he turns his head far to the left or right, therefore initiating a powerful unfolding of his astrality. Such an unfolding of astrality always arises when a movement that would normally be carried out voluntarily is carried out involuntarily. Whenever an otherwise voluntary movement—that is, a movement dependent on the ego—is made involuntarily, the astrality is too strongly exerted, too strongly engaged, is too strongly pressed into the organ. This is what we are dealing with in fidgety movements. Thus through such indirect observations, attention can be directed to the fidgetiness of the internal organs. Now we must add that in patients who fall asleep inadequately there is always an underlying irregularity that cannot be countered by direct, outer methods. This irregularity is not closely connected with what I had to say yesterday about magnetic and electric fields, for example. Such things have very little to do with everything accompanying inadequate sleep. Thus in such cases it is necessary to make use of remedies. If we encounter a complex of symptoms that can be grouped together under the formula, “falling asleep inadequately,” we must apply remedies, and in particular plant substances in which processes must first be called forth by cooking, burning, etc. Such remedies will play a large role in cases of inadequate falling asleep, when the disease is in the human thoracic cavity, because there we always find an irregular clinging of the astral body to the organs. All remedies obtained by combustion, by reducing the substance to ashes, or extracted from the roots by boiling will be very valuable here. Everything that remains as force in root extracts and plant ash should play a very important part in such cases. On the other hand, everything that I described yesterday will play a significant role in cases of inadequate awakening. To wake up inadequately always shows that the astral body enters too little into the organs. In diseases of the chest, this incomplete penetration by the astral body means something different from what it means in generalized diseases of the human organism. In the latter, one must try to bring in the entire astral body. This has to do with what I said about the effects of arsenic. Arsenic is effective when we have to treat an astral body already permeated by the ego, whereas when we want to treat the astral body alone, it will be especially important to apply the methods about which I spoke yesterday. In cases of inadequate awakening, we will always find something accompanying the waking process, what might be called numbness, a tendency to hold on to a dulled state of consciousness. Thus the symptoms that accompany inadequate awakening are essentially soul phenomena. Therefore it is particularly important in cases that show some defect or other in the chest organism—and at the same time the accompanying soul phenomena—to use the magnetic or electric fields curatively. At this point I will try to answer a question put to me yesterday concerning the difference between treatment by direct current and by alternating current. (In the course of these lectures I will try to answer all your questions, so far as time permits.) In cases where one is treating a weakened individual—that is a person clearly suffering from malnutrition or the like—where the disturbance proceeds more from the lower portion of the middle human being, it is better to use an alternating current. If the disturbance clearly proceeds from the upper human being, it is better to use a direct current. However, the difference is not very great, and if you use one in one case and the other in another case you cannot make too great a mistake. You will have noticed that in this realm of human health and illness dietary considerations can become quite important. This is because a subtle transition appears here from effects of a more dynamic kind, effects applied to the human being from outside, and those effects worked through by the human being himself in the transformation of plant substances. However, you will understand that because we are dealing with the region of rhythm, with phenomena based on the rhythmic functions in the human organism, there is no place for fanaticism in judging the healthy or diseased individual. There must really be no fanaticism of any kind in medical art—for example, fanatical adherence to an uncooked diet. A raw food diet also entails the exclusion of cooked plant substances obtained from the part of the plant lying toward the root, and this generally has definite consequences for the human organism: it slowly undermines the health of the respiratory system. A destructive influence on the human organism of this kind can continue for a long time, since it is not so easy to destroy this organism, but fanatical adherence to uncooked food will in time lead to shortness of breath or similar symptoms. Someone may reply, “That may be true, but I have had excellent results with a fruit diet.” But you must then note that fruits are not roots; fruits have been worked upon strongly by outer sunlight. In them an extra-terrestrial process has been intensely brought to completion. One comes very close to the process of cooking when making use of what is dynamically present in fruits. Thus if you let certain patients eat fresh fruits rather than raw roots, you do much less harm. It is best not to be fanatical in either direction; both directions must be dealt with individually. There may well be cases in which it can be clearly determined that the irregularity in the chest system comes from the circulation and not from the respiratory rhythm; it can be proven that this problem derives from the circulation rather than the respiratory rhythm. Then it is necessary to pay attention to what plays into the circulation from the digestive activities. In such cases, what is lacking can be properly assisted by a diet of raw fruits. It is quite correct, in this individual case, a diet of raw fruits could be indicated. On the other hand, if I have a patient whose symptoms suggest that the cause of the inadequate functioning of his chest system is in the breathing, I will not be able to achieve anything by such means, and in fact I may only do harm. In this case I must instead prescribe a diet of boiled roots. In dealing with this very labile system we come to realize how serious the consequences of fanaticism can be in one direction or another. In this first stage of our studies we must take into account one further thing in order to understand this system completely and not have to return to it. This is a process in the human organism that frequently escapes outer observation entirely and remains unnoticed to the detriment of human health. We should consider this here, in the first stage of our studies, this being the more pathological-therapeutic stage, whereas the next part should be more therapeutic-pathological in character. In my more public lectures I have had occasion to speak on philology; I haven't had the opportunity to introduce this in the scientific courses, but it could equally well have been considered there. In the public lectures I said that the peculiar processes that come to more outward expression in the organism during puberty discharge themselves more inwardly during the time between birth and the change of teeth, when the child is learning to speak. These processes that occur between the astral body and the human etheric and physical bodies underlie the acquisition of speech and all the changes in the human organism connected with learning to speak. These processes should be carefully observed in the child as learning to speak runs parallel with changes in the rest of the organism. One ought to follow these changes backward toward birth, that is, from the radical change at the second dentition to the time of acquiring speech. However, in addition to the change of teeth there is an equally significant change, only it is more inward and does not express itself as obviously as the change of teeth or the acquisition of speech, which can be observed by anyone because they appear outwardly. This other change is almost more important than these in human health and illness, though they are given more attention because they are outwardly manifest. This other change is actually much more significant and occurs between the change of teeth and puberty. It is a process that lies midway between those events and is due to the fact that the ego—which, in the sense explained elsewhere, is completely born exoterically only around the twentieth year—is born inwardly in the same way that the astral body is born in the acquisition of speech. This process reaches its culmination between the ninth and tenth years of life. Please consider now the following: What is latent in the human being regarding his ego, waiting to unfold, is almost entirely overlooked. The ego dwelling in the human organism really does something quite special. Everything else—the physical, the etheric, and also the astral in the human being, which only comes into contact from within with what is outside the human being by means of oxygen—all these components of the human entity are very strongly bound to the inner aspects of the human being. During sleep the ego takes only the astral with it out of the human organism. The astral body has a strong affinity for the physical, and especially for the etheric body. But this is not the case with the ego. It is here, taking into account the ego especially in its relation to the outer world, that the far-reaching difference between the human being and the animal is revealed. In taking up nourishment we introduce substances from the outer world into ourselves. These must be transformed within us. What is it that brings about this fundamental transformation of outer substances? What brings this about? In truth, this is brought about by the ego. The ego alone is sufficiently powerful to stretch out its feelers, you could say, right into the forces of outer substances. To put it schematically, an outer substance possesses certain forces that must first be destroyed (dekombiniert) if they are to be re-constituted in the human organism. The etheric and astral bodies only walk around the substances, as it were; they have no power to penetrate to the inner aspect of the substances, so they just circumvent them. It is the ego alone that really has to do with the penetration of substances, with truly entering into the substance. If you introduce food substance into the human organism, it is at first inside the human being. But the ego overlaps the entire human organism and enters directly into the food substance. The inner forces of the food substance and the ego begin to interact. Here the outer world in regard to chemistry and physics and the inner world in regard to “anti-chemistry” and “anti-physics” overlap. This is the essential aspect. Now in a child, this penetration of substances is regulated from the head until the change of teeth begins. The child is born in such a way that forces received by way of his head during embryonic development are then active in the human being in working through substances from within. But in the period between the change of teeth and puberty, which culminates between the ninth and tenth years, the ego that works from out of the lower human being, the lower ego, must meet the higher ego. In the child it is always the ego working from the upper man that works through the substances until the time indicated. Of course, I am referring to the instruments of the ego. The ego is indeed ultimately a unity. But the instruments of the ego, the polarity of the ego—that is the meeting of the lower ego with the higher—only establish a proper relationship in the way I have described. Thus the ego must enter the human organization at this time in the same way that the astral body must penetrate the human organization in learning to speak. With all this in mind, observe the phenomena that can be seen in children from about the eighth or ninth to the twelfth or thirteenth year. Study from this viewpoint just those phenomena that it is so necessary to observe in children of elementary school age. You will find their outer expression in a seeking of the human organism for a harmony, a harmony that must be established during life between the substances taken in and the inner organization of the human being. Observe carefully how the head can be reluctant, at this time, to take in the inner forces of the substances, and how this comes to expression in headaches at about the ninth, tenth, or eleventh year. Observe further the accompanying metabolic disturbances in the secretion of gastric acid, for instance. Observe all this, and you will see that there are children who suffer continually from this inadequate adjustment of the ego from below and from above. If such matters are carefully noted, one learns how to deal with them and as a rule they then disappear. They correct themselves gradually after puberty, when the astral body appears and makes good what the ego cannot do. They die away gradually between the fourteenth or fifteenth year and the twentieth or twenty-first year. Children who are sickly between the change of teeth and puberty can afterward become extraordinarily healthy. It is very instructive to observe this. You will often have found that sickly children, especially those whose illness is manifested outwardly in digestive ailments, in an irregular digestion, become quite healthy later if carefully treated. It is especially important in dealing with such cases to be extremely careful as to the diet prescribed. Splendid results can be achieved if the parents or teachers of such a child do not continually overload him with all kinds of food and with continuous persuasion to eat. That just makes the matter worse. Rather try to find out what the child can digest easily and give this frequently in small portions throughout the day. One can do these children a great service in this way. On the other hand, it is quite wrong to believe that anything is achieved by overfeeding. People often complain that we give very little homework at the Waldorf School. We have good reason for this. A system of education corresponding to reality does not heed the abstract principles—or abstractions generally—applied in many spheres of life today. Instead it takes into account everything that has to do with the real development of the human being, and it is important, above all, not to burden children with homework. Homework is frequently the concealed cause of bad digestion. These things are not always manifested outwardly until later, but they nevertheless have their influence. It is remarkable that super-sensible study of the human being leads one to see an indication in an early stage of life of what is being prepared for a later period. There is always a danger of the ego not being properly interlinked—if I may express it in this way—with the organism from below upward. This danger is really very great for almost all people, and especially for those in our time who are not of robust peasant stock. There is still a marked difference between those of peasant stock and the rest of the earth's population. One must draw a dividing line here. The rest of the population is very susceptible to the dangers arising when the ego is inadequately interlinked with the organism. The organism is then fundamentally ruined before the ego ought to insert itself. With regard to the respiratory system—also the head system—the female is more sensitive to the peculiarly labile equilibrium present there. The male is more robust regarding his chest organs, that is, less sensitive though not more stable. The same troubles can appear, but their outer expression is weaker. The female is more sensitive to the troubles arising there. What I have described as a seeking for the proper interlinking of the ego ends in a healthy human being or in anemia. Anemia (Bleichsucht) is a direct continuation of everything that happens abnormally in this way in the period from age seven onward. Anemia does not appear until later, but it is an intensified result of what was not observable in this direction in the preceding period of life. In this regard, we must now point to an exceptionally important distinction. When we study the circulatory system, we must distinguish the actual circulation—which is a sum of movements—from the metabolism which is intimately interwoven with this circulation, inserting itself into it in a sense. In the circulatory system there is an equilibrium between the metabolic system and the rhythmic system, whereas in the respiratory organism we find the equilibrium between the rhythmic organism and the nerve-sense organism. Thus when you study this middle aspect of the human being, the chest system, you must realize that it is organized polarically in two directions. Through the breathing it is organized toward the head, and through the circulation it is organized toward the metabolic-limb system. Everything within the metabolism itself, or that is intimately connected with the metabolism in man's capacity for movement—which is of great importance especially during the first or ascending half of life—inserts itself as metabolic forces into the forces of circulation. This insertion upward from the metabolism must then advance a stage further. Hence, in the process I have described we have to do with an advance, with a further stage of the activity developed by the ego in metabolism, already in the taking up of substances and then in laying hold of their inner forces. What we are dealing with here is a movement upward through the circulation and breathing into the head system, and all this must be properly coordinated in the period between the change of teeth and puberty. The egö s grasp of forces of outer substances must move upward through circulation and breathing to a proper intervention in the head system. It is a very complicated process we are dealing with here. We can really study this process by trying to grasp its influence within the “outer” digestive tract, where the substances are still quite similar to their outer states, where the substances are grasped only weakly by man's inner being. For what is the first stage in dealing with outer substances? What does the ego do when it first takes hold of outer substances? The first activity of the ego in laying hold of the forces of outer substances is accompanied by sensations of taste. Tasting—that is, working through outer substances in a way that finds subjective expression in tasting—is the first stage of laying hold of the outer forces. It then proceeds further inward. But tasting also extends further inward. The “inner” digestive organism that lies on the other side of the intestines and transfers substances into the blood is still a tasting, but a tasting that grows ever weaker. It extends upward until, in the head organism, the tasting is opposed and thereby dampened down. The activity of the head in regard to tasting consists in the damping down of tasting, it opposes it. This process must take place properly. Then, of course, the ego lays hold of the substances as they proceed further; the ego grasps them more strongly than is the case in tasting, which is subjective and merely external. This process that takes place in the outer digestive tract is strongly influenced by mineral salts. You will be able to harmonize every aspect of what I am now saying with what I said in the last course. You will see that what I am now saying is essentially bringing to completion what was said then. We have to ask ourselves, “What really is a remedy from the outer kingdoms of nature?” This is a fundamental question for medicine. What is a remedy? Anything that the organism can digest in its healthy state is not a remedy. We can only speak of a remedy when we introduce into the organism something it cannot digest in a healthy state but is able to digest only in an abnormal condition, that is able to be digested, therefore, only in an abnormal human organism. We provoke the abnormal human organism to digest something that the healthy human organism does not digest. The healing process is a continuation of digestion, but a digestion carried step by step into the interior of the human organism. Among the symptoms accompanying the condition seen in its most pronounced form in anemia we find these: fatigue, lassitude, and inadequate falling asleep and awakening. If all these symptoms appear, as can happen with most children during the period of development mentioned today, then it is necessary first to experiment with the outer digestive tract. There one must apply the mineral element, and yet not completely mineral. If you do this, you will obtain results. In the first place, these things could be observed through the symptoms that arise. For example, you may find that definite symptoms arise, all of which point to the need for the ego to take hold outwardly of the forces of outer substances. This process could be assisted by carbonate of iron. Ferrum carbonicum is a remedy that can act as a support for the weakness when the ego ought to be taking hold outwardly. Let us go a stage further and consider an inadequate intervention of the ego within the circulatory organism. We will notice that this inadequate intervention of the ego in the circulatory organism can be supported by ferrous chloride (ferrum muriaticum)—that is, by a still more purely mineral remedy. Let us go a stage further still, to what we encounter in the breathing organism. Here we can find special support for the ego through plant-acids. And if we go yet further, to the head system, we can support the ego by pure metals. These, of course, must not be used in their outer form as pure metals, for they then have no proper relation to the human organism. We must apply the finest forces of these metals. Last year I therefore said that the human organism does not allow itself to be treated with metals allopathically. The organism itself acts homeopathically; it breaks up the metals itself as they move from the digestive system to the head organism. The organism can, of course, be supported in this activity through potentization. You will see, however, that we can learn from this something about potentization. (We will return to these things later from another viewpoint.) First one must form a mental picture of the real center of the deficiency. The deeper this center lies—the farther from the head organization—the lower the potency required. The nearer this center lies to the head organization, the higher the potency we must apply. Of course, what approaches the head organization can come to expression outwardly in all kinds of ways. If you proceed properly from this viewpoint—that is, from the ego's laying hold of outer substances—you will be able to gain insight into the symptoms you encounter. This leads us back to what I have said today and have often emphasized elsewhere: that the human organism is not simply something we can draw with lines; that is only the solid part. The human organism in essence is organized fluid, organized air, organized warmth, and the ego has to intervene in these various members of the organization. The ego's intervention in the warmth conditions of the body is especially subtle and important; it does this in the following way: When a person is born we have initially an imprint of the ego and this is present in the head. This imprint is active during childhood. In order to do this, the ego must offer its being [Sein] from below upward. It must intervene in this way. This finds expression in the ego-imprint, that we have in the head, permeates the organism with warmth during childhood. It has something to do with the human organism being suffused with warmth. But this warming follows a descending curve; it is strongest at birth, since it proceeds from the head, and then moves in a descending curve. As human beings we are compelled in later life to compensate from below upward for what unfolds there in the warmth curve. We have to maintain its proper level from below through the ego's intervention in these warmth conditions. We must later oppose the descending curve by this other ascending curve. The latter depends essentially on the ego laying hold of the ascending forces of substance gained in food and leading them over into the circulation, the breathing, and then into the head system. Now imagine that this is not taking place in the right way, that the transference of the inner forces of the outer world's substances into the human organism is too weak, that it is not developed with sufficient intensity. Then insufficient warmth is introduced into the organism by way of the ego. The head, which is now only developing the descending curve, lets the body become cold. This occurs at first at the periphery. You should observe that those individuals who suffer from this further development of the condition of lassitude, due to all I have described, have cold hands and feet. This is palpable, for you can sense here how the process that was accomplished in childhood from above downward through the imprint of the ego is not being met in the necessary way by the active ego, by the ego that must be developed and that carries warmth right into the outermost periphery of the limbs. This will show you that we have what you could call pictures in what manifests outwardly in this way; for as soon as you apply yourself to perceiving things pictorially, as soon as you take into account the interplay in the human being of the various forces above with the forces below—if you consider these so delicately that you arrive at a pictorial impression—you have pictures. In cold hands and feet you have pictures of something that is taking place in the entire human organism and appears in this way. One learns to make use of symptoms so that from them there springs forth a knowledge of the whole human being. If a person has cold hands and feet, it is a profound sign that the ego is not intervening properly in later stages of life. If we are attentive to such things, if only we enter into what spiritual science has to say out of its considerations, we gain a connection with the human organism. Otherwise we will see that through inattention we gradually lose touch with a real, penetrating insight into the human organism. If only we can enter into what spiritual science has to offer, we receive a connection with the human organism, we grow into it. Consider the following, for instance: Spiritual science continually impresses upon us the fact that in mari s power to hold himself erect there lies something connected with the development of the ego from below upward. This power of holding himself erect is at first expressed only outwardly in a certain sense. It is supported by what streams from above downward. When the change of teeth is accomplished, when this force of erectness has done its work in the proper way, this elementary force of erectness comes to a full stop and now transfers its influence to the inside. Now the balance of the forces that work upward from below and downward from above must be created within. Then the forces from above downward and from below upward appear in contrast. They meet each other. In this one-dimensional encounter, as you could call it, between forces from above and forces from below, one can see especially what is taking place in this period. Just observe what especially fatigues people with a tendency to anemia. They become most tired when they climb stairs, not when they walk on the horizontal. This points directly to the phenomena that we have been studying. People with a tendency to anemia will always complain about climbing stairs. Thus by looking at the symptoms, by observing what comes to living expression in a process of becoming, we can get a hold of what stands spiritually behind the human being. Then we can come to the point where we learn simply to read what needs to be done in response to these abnormal conditions from what we have gained through diagnostic pathology. We will take this further tomorrow. |