98. Nature and Spirit Beings — Their Effects in Our Visible World: The Mysteries, a Christmas and Easter Poem by Goethe
25 Dec 1907, Cologne Tr. Antje Heymanns Rudolf Steiner |
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As was also everything that occurs among mankind, when people establish social communities, when they submit to moral rules and regulate their dealings through laws, when from the forces of nature they create tools for themselves—indeed they make these tools with the help of the forces of nature, but in a form in which they have not been directly provided by nature. |
What lay in the old Jehovah-principle, in the old law, the spiritual light of the Moon, was for the esoteric Christian the reflected spiritual light of the higher Christ Principle. |
The esoteric Christian was still conscious of the fundamental conviction and fundamental knowledge of the Mystery-pupils from the earliest times into the newer age. |
98. Nature and Spirit Beings — Their Effects in Our Visible World: The Mysteries, a Christmas and Easter Poem by Goethe
25 Dec 1907, Cologne Tr. Antje Heymanns Rudolf Steiner |
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If you were in the Cologne Cathedral last night you could have seen there in illuminated lettering: C.M.B. As is well known, these letters represent the names of the so-called Three Holy Kings, according to the tradition of the Christian Church called: Caspar, Melchior, Balthasar. For Cologne these names awaken quite special memories. An old legend tells us that the Three Holy Kings had become bishops and sometime after they had died their bones had been brought to Cologne. Related to this is another legend which tells that a Danish king had once come to Cologne, bringing with him three crowns for the Three Holy Kings. After he had returned home he had a dream. In his dream the three kings appeared to him and offered him three chalices—the first chalice contained gold, the second frankincense, and the third one myrrh. When the Danish king awoke the three kings had vanished, but the chalices had remained. There before him stood the three gifts which he had retained from his dream. In this legend there is profound meaning. It is hinted to us that the king in his dream attained a certain insight into the spiritual world by which he learnt the symbolic meaning of the three kings. These three Magi of the Orient brought offerings of gold, frankincense and myrrh at the birth of Jesus Christ. From his realisation he retained a lasting possession: those three human virtues, which are symbolised in the gold, the frankincense and the myrrh—self-knowledge in the gold; self-devoutness, that is the devoutness of the innermost self, or self-surrender, in the frankincense; and self-perfection and self-development, or the preservation of the eternal in the self, in the myrrh. How was it possible for the king to receive these three virtues as gifts from another world? He received this possibility because he had endeavoured to penetrate with his whole soul into the profound symbolism lying concealed in the three kings who brought their offerings to Jesus Christ. There are many features in this Christ legend which lead us deeply into the most diverse meanings of the Christ Principle, and what it is to bring about in the world. Among the profoundest features of the Christ-legend are the adoration and the sacrifice by the three Magi, the three Oriental Kings, and we must not approach this fundamental symbolism of Christian tradition without a deeper understanding. Later the view developed that the first king was the representative of the Asiatic peoples; the second, the representative of the European peoples; and the third king, the representative of the African peoples. Wherever Christianity was to be understood as the religion of earthly harmony, the three kings and their homage were more often seen as a union of the various streams and religious movements in the world into the one principle, the Christ principle. When this legend took shape, those who had penetrated into the mystery principles of esoteric Christianity saw in the Christ principle not only a force which had intervened in the course of human development, but they saw in the being that Jesus of Nazareth embodied a cosmic world-force—a force far transcending the humaneness that prevails merely in our present time. They saw in the Christ Principle a force that indeed represents for mankind a human ideal, part of a far distant future development, an ideal which can only be approached by man when he increasingly grasps the whole world in the spirit. They saw in man, in the first place, a small being, a small world, a microcosm, an image of the macrocosm, the great all-embracing world. This macrocosm comprises all that man can perceive with his external senses, see with his eyes, hear with his ears, but comprises, besides, all that the spirit could perceive including the perceptions of the least developed to those of the most clairvoyant spirit. This was how the world appeared to the esoteric Christian of the earliest times. All he saw in the firmament and on our Earth, all he saw as thunder and lightning, as storm and rain, as sunshine, as the course of the stars, as sunrise and sunset, as moonrise and the setting of the Moon—all this was for him a gesture, something like a facial expression, an external expression of inner spiritual processes. The esoteric Christian views the world structure as he views the human body. When he looks at the human body, he sees it as consisting of different limbs: the head, arms, hands, and so on. When he looks at the human body he sees hand movements, eye movements, movements of the facial muscles, but the separate limbs and their movements are for him the expression of inner spiritual and psychic experiences. In the same way as he looked at the human limbs and their movements and perceived that which is the eternal spiritual in man—the esoteric Christian regarded the movements of the celestial bodies, the light that streams down from the celestial bodies to humanity, the rising and setting of the Sun, the rising and setting of the Moon, as the external expression of divine-spiritual Beings pervading all space. All these natural phenomena were to him deeds of the Gods, gestures of the Gods, mimic expressions of those divine-spiritual Beings. As was also everything that occurs among mankind, when people establish social communities, when they submit to moral rules and regulate their dealings through laws, when from the forces of nature they create tools for themselves—indeed they make these tools with the help of the forces of nature, but in a form in which they have not been directly provided by nature. All that was done by man more or less unconsciously, was for the esoteric Christian the external expression of inner divine-spiritual sway. But the esoteric Christian did not confine himself to such general forms. He pointed to quite definite single gestures, single parts of the physiognomy of the universe, of the mimic of the universe, to see in these single parts quite definite expressions of the spiritual. When he pointed to the Sun he said, “The Sun is not merely an external, physical body. This external, physical solar body is the body of a psychic-spiritual Being who rules over those psychic-spiritual Beings who are the governors, the leaders of all earthly fate, the leaders of all external natural occurrences on Earth, but also of all that happens in human social life, in the lawful conduct of men among each other.” When the esoteric Christian looked up to the Sun, he revered in the Sun the external revelation of his Christ. In the first place the Christ was for him the Sun's soul, and the esoteric Christian said: “From the beginning the Sun was the body of the Christ, but human beings on Earth and the Earth itself were not yet matured for receiving the spiritual light, the Christ-light, which streams from the Sun. Mankind, therefore, had to be prepared for the Christ-light.” Then the esoteric Christian looked up at the Moon and saw that the Moon reflects the light of the Sun, but more feeble than the Sun's light itself; and he said to himself: “When I look at the sun with my physical eyes, I am blinded by its radiant light; if I look into the Moon I am not blinded; it reflects to a lesser degree the radiant light of the Sun.” In this weakened sunlight, in this moonlight pouring down upon the Earth, the esoteric Christian saw the physiognomic expression of the old Jehovah-principle, the expression of the religion of the old law. And he said: “Before the Christ Principle, the Sun of Righteousness, could appear on Earth, the Jahve Principle had to prepare the way by sending this light of Righteousness, toned down in the Law to the Earth .” What lay in the old Jehovah-principle, in the old law, the spiritual light of the Moon, was for the esoteric Christian the reflected spiritual light of the higher Christ Principle. And like the confessors of the ancient Mysteries, the esoteric Christian—until far into the Middle Ages—saw in the Sun the expression of the spiritual light ruling the Earth, the Christ-light. In the Moon they saw the expression of the reflected Christ-light, which would blind man in its full strength. In the Earth itself the esoteric Christian saw, like the confessors of the ancient Mysteries, that which at times disguised, and veiled for him the blinding sunlight of the spirit. The Earth was for him just as much the physical expression of a spirit, as was every other bodily form an expression of something spiritual. He imagined that when the Sun could be seen shining down on the Earth, when it sent down its rays, beginning in the spring and continuing through the summer, and called forth from the Earth all the budding and sprouting life, and when it had culminated in the long summer days—then the esoteric Christian imagined that the Sun maintained the external up-shooting life, the physical life. In the plants, springing from the soil, in the animals unfolding their fertility in these seasons, the esoteric Christian saw the same principle in an external physical form, that he saw in the beings whose external expression the Sun was. But when the days became shorter, when autumn and winter approached, the esoteric Christian said, the Sun withdraws its physical power more and more from the Earth. But to the same degree as the Sun's physical power is withdrawn from the Earth, its spiritual power increases and flows to the Earth most intensively when the shortest days come, with the long nights, that later were fixed by the Christmas festival. Man cannot see this spiritual power of the Sun. He would see it, said the esoteric Christian, if he possessed the inner power of spiritual vision. The esoteric Christian was still conscious of the fundamental conviction and fundamental knowledge of the Mystery-pupils from the earliest times into the newer age. During those nights, now fixed by the Christmas festival, the Mystery-pupils were prepared for the experience of inner spiritual vision, so that they could see inwardly, spiritually, that which at this time most withdraws its physical power from the Earth. In the long Christmas winter night, the Mystery-pupil was far enough advanced to have a vision at midnight. Then the Earth was no longer covering up the Sun,1 which stood behind the Earth. It became transparent for him. Through the transparent Earth he saw the spiritual light of the Sun, the Christ-light. This fact, which marks a profound experience for the Mystery-student, was captured in the expression, “To see the Sun at midnight”. There are regions where the churches, otherwise open all day, are closed at noon. This is a fact which connects Christianity with the traditions of ancient religious faiths. In ancient religious confessions the Mystery-students, on the strength of their experience, said, “At noon, when the Sun stands highest, when it unfolds the strongest physical power, the Gods are asleep, and they sleep most deeply in summer, when the Sun develops its strongest physical power. But they are widest awake on Christmas night, when the external physical power of the Sun is weakest.” We see that all forms of life which desire to unfold their external physical strength look up to the Sun when the Sun rises in spring, and strive to receive the external physical power of the Sun. But when, on a summer noon, the Sun's physical power pours most lavishly on to the Earth, the Sun’s spiritual power is weakest. In the winter midnight, however, when the Sun rays the least physical power down to the Earth, man can see the Sun's spirit through the Earth, which has become transparent for him. The esoteric Christian felt that by immersing himself in Christian esotericism he approached more and more that power of inward vision through which he could completely fulfil his feeling, thinking and his will-impulses by gazing into this spiritual sun. Then the Mystery-student was led to a vision of highly real significance: As long as the Earth is opaque, the separate parts appear to be inhabited by people of different confessions, but the unifying bond is not there. Human races are as scattered as the climates. Human opinions are scattered all over the Earth and there is no connecting link. But to the degree in which human beings begin to look through the Earth into the Sun by their inner power of vision, to the degree in which the “star” appears to them through the Earth, their confessions will reconcile to form one great united human brotherhood. And those who guided the great separated human masses in the truth of the higher planes, towards their initiation into the higher worlds, were known as “Magi.” Whilst in the various parts of the Earth most diverse powers come to be expressed, there were three Magi. Humanity had, therefore, to be led in different ways. But as a unifying power there appears the star, rising beyond the Earth. It leads the scattered individuals together, and then they bring offerings to the physical embodiment of the solar star, appearing as the star of peace. Thus was the religion of peace, of harmony, of universal peace, of human brotherhood, placed in context cosmically and humanely with the ancient Magi, who laid the best gifts they had for humanity before the cradle of the Son of Man incarnate. The legend has retained this beautifully, by saying that the Danish king attained an understanding of the Wise Men, of the three Kings, and because he had attained it they bestowed on him their three gifts: first the gift of wisdom, in self-knowledge; secondly, the gift of pious devotion, in self-surrender; and, thirdly, the gift of the victory of life over death, in the power and fostering of the eternal in the self. All those who have understood Christianity in this way, have seen in it the profound idea of spiritual science of the unification of religions. For they had the firm conviction that whoever understands Christianity thus, can rise to the highest grade of human development. One of the last of the Germans to understand Christianity esoterically in this way is Goethe. Goethe has laid down for us this kind of Christianity, this kind of religious reconciliation, this kind of Theosophy, in the profound poem, The Mysteries. Although it has remained a fragment2 the inner spiritual development of one who is penetrated and convinced by the feelings and ideas that were just described. We learn first, how Goethe invites us to follow the pilgrim-path of such a man, but indicates that this pilgrim-path may lead us far astray. It is not easy for man to find it, and one must have patience and devotion to reach the goal. Whoever possesses these will find the light that he seeks. Let us hear the beginning of the poem:
This is the situation into which we are put. We are shown a pilgrim who, if we were to ask him, would not be able to say, based on his understanding, what we have just explained to be the esoteric Christian idea—but a pilgrim, in whose heart and soul these ideas live transformed into feelings. It is not easy to discover everything that has been secreted into this poem called The Mysteries. Goethe has clearly indicated a process occurring within a person in whom the highest ideas, thoughts and conceptions are transformed into feelings and emotions. What causes this transformation to take place? We live through many embodiments, from incarnation to incarnation. In each one we learn things of many kinds; each one is full of opportunities for gathering new experiences. It is impossible to carry over everything in every detail from incarnation to incarnation. When man is born again, it is not necessary for everything that he has once learnt to come to life in every detail. But if someone has learnt a lot in one incarnation, dies and is born again, although there is no need for all his ideas to revive, but he will return to life with the fruits of his former life, with the fruits of what he has learned. His emotions and feelings correspond to the realisations of his earlier incarnations. In this poem of Goethe's we have a wonderful phenomenon: we encounter a man who, in the simplest words—as a child might speak, not in particularly intellectual or abstract terms—shows us the highest wisdom as a fruit of former knowledge. He has transformed this knowledge into feeling and experience and is thereby qualified to lead others who have perhaps learnt more in the form of concepts. Such a pilgrim with a mature soul that has transformed much of the knowledge it has gathered in earlier incarnations into direct feelings and emotions, such a pilgrim we have before us in Brother Mark. As a member of a secret Brotherhood he is sent out on an important mission to another secret Brotherhood. He wanders through many different districts, and when he is getting tired, he comes to a mountain. At last, he journeys up the path to the summit. Every feature in this poem has a deep significance. When he has climbed the mountain, he sees in a nearby valley a monastery. This monastery is the abode of the brotherhood to which he has been sent. Over the gate of the monastery, he sees something special. He sees the Cross, but in unusual guise; the cross is entwined with roses! And at this point he utters a significant word that only he can understand who knows how very often that passcode has been spoken in secret brotherhoods, “Who added to the Cross the wreath of Roses?” And from the middle of the cross, he sees three rays radiating out as if from the Sun. There is no need for him to place before his soul conceptually the meaning of this profound symbol. The feeling and emotion of it already live in his soul, in his mature soul, that knows its inner meaning. What is the meaning of the Cross? He knows that the Cross is a symbol for many things; among many others, for the threefold lower nature of man—the physical body, the etheric body, and the astral body. In him the “I”—the Self—is born. In the Rose-Cross we have the fourfold man: in the Cross the physical man, the etheric man, and the astral man, and in the roses the Self. Why roses for the Self?—The esoteric Christianity added roses to the Cross because it saw in the Christ principle a summons to raise the Self from the state in which it is born in the three bodies, to an ever higher and higher self. In the Christ Principle he saw the power to carry this Self up higher and higher. The Cross is the symbol of death in a quite particular sense. This, too, Goethe expresses in another beautiful passage3 when he says,
“Dying and becoming”—overcome what you have first been given in the three lower bodies—deaden it, but not out of a desire for death, but to purify what is in these three bodies so as to attain in your Self the power to receive an ever-greater perfection. By deadening, what is given to you in the three lower bodies, the power of perfection will enter into the Self. In the Christ Principle, the Christian is to take the power of perfection into his Self, right into the blood. This power must work right into the blood. Blood is the expression of the Self. In the red roses the esoteric Christian saw the power of the Christ Principle purifying and cleansing the blood, thus purifying the Self and so guiding man upwards to his higher being—he saw the power that transforms the astral body into the Spirit Self, the etheric body into the Life Spirit, the physical body into the Spirit Man. Thus, we encounter in the Rose-Cross connected with the triple beam a profound symbol of the Christ Principle. The pilgrim, Brother Mark, who arrives here, knows that he is at a place where the profoundest meaning of Christianity is understood.
The spirit of deepest Christianity which pervades this dwelling is expressed in the Cross entwined by roses. As the pilgrim enters, he is actually received in this spirit. As he enters, he becomes aware that in this house not this or that religion holds sway—but that here rules the higher Oneness of the religions of the world. Within the house he tells an older member of the Brotherhood who lives there, at whose behest and on what mission he has come. He is made welcome and hears that in this house lives in perfect seclusion a Brotherhood of twelve Brothers. These twelve Brothers are representatives of diverse human groups from all over the Earth; every one of the Brothers is the representative of a religious faith. None is to be found here, who is accepted while still young in years and immature. One will only be accepted when one has explored the world, when one has struggled with the joys and sorrows of the world, when one has worked and been active in the world and has wrestled with oneself upwards to gain a free survey beyond one’s narrowly confined domain. Only then is one placed and accepted into the circle of the Twelve. And these Twelve, of whom each one represents one of the world religions, live here in peace and harmony together. For they are led by a thirteenth who surpasses them all in the perfection of his human Self, who surpasses them all in his wide survey of human circumstances. And how does Goethe indicate that this thirteenth is the representative of true Esotericism, the carrier of the Rosicrucian confession? Goethe indicates this by one of the brothers saying, “He was among us. Now we are in deepest sorrow because he is about to leave us, he wishes to part from us. But he finds it is right to part from us now. He desires to rise to higher regions, where he no longer needs to reveal himself in an earthly body.” He may now ascend, for he has risen to the point that Goethe describes as follows: In every confession there is the possibility to come closer to the highest unity. When each of the twelve religions is matured to establish harmony, the Thirteenth, who has before brought about this harmony externally, can rise up. And we are beautifully told how we can achieve this perfection of the Self. First, the life-story of the Thirteenth is related. But the Brother who has admitted Mark knows many more details, which the great Leader of the twelve could not share. Several features of profound esoteric significance are now told by this brother to the pilgrim Mark. He learns, that when the Thirteenth was born a star appeared to herald his life on earth. Here there is a direct link to the star that guided the Three Holy Kings, and its meaning. This star has an enduring significance: it shows the way to self-knowledge, self-surrender, and self-perfection. It is the star which opens the understanding for the gifts which the Danish king received from the vision in his dream. The star which appears at the birth of anyone mature enough to absorb the Christ Principle into oneself. And other things became apparent. It became clear that he had developed to that height of religious harmony which brings peace and harmony of the soul. Profoundly symbolical in this sense is the vulture which swoops down at the birth of the Thirteenth, but instead of working destruction it spreads peace around it among the doves. We are told still more. While his little sister is lying in the cradle a viper winds itself around her. The Thirteenth, still a child, kills the viper. Hereby is wonderfully indicated how a mature soul—for only a mature soul can achieve such a thing after many incarnations—kills the viper already in early childhood: that means he overcame the lower astral nature. The viper is the symbol for the lower astral nature. The sister is his own etheric body, around which the astral body winds itself. He kills the viper for his sister. Then we are told how he submitted obediently to what at first the family demanded of him. He obeyed his harsh father. The soul transforms its realisations, ideas, and thoughts. Then healing-powers develop in the soul that can bring healing into the world. Miraculous powers develop; they find expression by him using his sword to strike a spring out of the rock. Intentionally, we are here shown how his soul follows the path of the Scripture. Thus gradually there matures the superior, the representative of humanity, the Chosen one, who works as the Thirteenth here in the society of the Twelve, the great secret Brotherhood which, under the sign of the Rose-Cross, has taken upon itself the mission for all mankind to harmonise the religions scattered throughout the world. This is how we are made acquainted, in a profound manner, with the soul-nature of the one who has so far led the Brotherhood of the Twelve.
This man who had overcome himself, that is, who had overcome that “I” which at first is allotted to man, has become the Superior of the chosen Brotherhood. And thus, he leads the Twelve. He has led them to a point at which they are mature enough for him to be allowed to leave them. Our Brother Mark is then conducted further to the rooms where the Twelve work. How did they work? Their activity is of an unusual kind, and we are told that it is an activity in the spiritual world. A man whose eyes observe only the physical plane, whose senses only see the physical and only that what is done by people in the physical world, cannot easily imagine that there is still other work. Work which under circumstances may even be far more vital and important than what is done externally on the physical plane. Work from the higher planes is far more important for mankind. Naturally, whoever wishes to work on the higher planes can only do so on condition that he has first completed his tasks on the physical plane. These Twelve had done so. For this reason, their combined activity is of high importance as a service to mankind. Our Brother Mark is led into the hall where the Twelve were accustomed to assemble. There he encounters in deep symbolic guise the nature of their combined activity. The individual contribution of each of the Brothers to this combined activity is expressed by a special symbol above the seat of each one of the Twelve. Symbols of many kinds are to be seen there, expressing meaningfully and in very different ways the contribution of each to the common task. This task consists in spiritual activity, so that these streams flow together here into a current of spiritual life that floods the world and invigorates the rest of mankind. There are such brotherhoods, such centres from where such streams emanate and impact on the rest of mankind. Above the seat of the Thirteenth, Brother Mark again sees the sign: the Cross entwined with roses. This sign is at the same time a symbol for the four-fold nature of man, and in the red roses the symbol for the purified Blood- or Self-principle, the principle of the higher man. Then we see that which is to be overcome by this sign of the Rose-Cross installed as a special symbol to the right and left of the seat of the Thirteenth. On the right Mark sees the fiery-coloured dragon, representing the astral nature of man. It was well known in Christian Esotericism that man's soul can surrender to the three lower bodies. If it succumbs to them, then it is dominated by the lower life of the threefold bodily nature. This is expressed in astral perception through the dragon. This is no mere symbol but a very real sign. The dragon expresses what first must be conquered. In the passions, in those forces of astral fire—which are part of man's physical nature—in this dragon, Christian Esotericism saw what mankind has received from the torrid zone, from the South. Christian Esotericism that has spread through Europe has inspired this poem. From the South stems what mankind acquired as fierce passions, tending chiefly towards the lower senses. The first impulse to fight and overcome was foreseen in the influences streaming from the cooler North. The influence of the cooler North, the descent of the I into the threefold physical nature of man, is expressed according to the old symbol taken from the Constellation of the Bear. It shows a hand thrust into the jaws of a bear. The lower physical nature expressed by the fiery dragon will be overcome. What has been preserved in the higher rank of animal life was represented by the bear. The I which has developed beyond the dragon nature was represented with profound appropriateness by the thrusting of a human hand into the bear's jaws. On both sides of the Rose-Cross there appears what must be overcome by it. It is the Rose-Cross which calls upon man to purify and raise himself up higher and higher. Thus the poem describes to us in fact the principle of esoteric Christianity in the profoundest manner and, above all, illustrates us what we ought to keep before our soul, particularly at a festival such as we are celebrating today. The eldest of the Brothers living here, belonging to the Brotherhood, tells the pilgrim Mark expressly that their combined activity is of the spirit, that it is spiritual life. This work for mankind on the spiritual plane means something special. The Brothers have experienced life's joys and sorrows, they have passed through conflicts outside; they have accomplished tasks in the world outside. Now they are here, but here also work is done continuously to further the development of mankind. The pilgrim Marcus is told, “You have seen as much now as can be shown to a novice to whom the first portal is opened. You have been shown in profound symbols what man's ascent should be. But the second portal hides greater mysteries—how from the higher worlds work is done on mankind. You can only learn these greater mysteries after lengthy preparation, only then can you enter through the other gate.” Profound secrets are expressed in this poem.
After a short sleep our Brother Mark learns to divine something at least of the inner mysteries. In powerful symbols he has let the ascent of the human Self work upon his soul. When by a sign he is awakened from his short rest he comes to a portal that he finds locked. He hears a strange threefold harmony sounding thrice, and the whole as if intermingled with the playing of a flute. He cannot look in, cannot see what is happening there in the room. We do not need to be told more than these few words to indicate in a profound way what awaits the man who approaches the spiritual worlds. When he is so far purified and perfected by his endeavours to develop his Self that he passed through the astral world and then approaches the higher worlds. In those worlds are to be found the spiritual archetypes of the things here on earth. When he approaches what is called in esoteric Christianity the world of heaven, he approaches it first through a world of flowing colour. Then he enters into a world of sound, into the harmony of the universe, the music of the spheres. The spiritual world is a world of sound. He who has developed his higher Self to the level of the higher worlds must become at home in this spiritual world. It is indeed Goethe who clearly expressed the higher experience of a world of spiritual sounds in his Faust, when he lets him be enraptured by heaven and the world of heaven reveals itself to him through sound.5
The physical Sun does not sing, but the spiritual Sun sings. Goethe retains this image when, after long wanderings, Faust is transported up into the spiritual worlds:
Through the symbolic colour world of the astral, man evolving higher approaches the world of the harmony of the spheres, the Devachanic domain, the spiritual music. Only softly, softly, does Brother Mark hear ― after passing through the first portal, the astral portal, the chiming sound of the inner world behind our external world. That inner world which transforms the lower astral world into that higher world is traversed by the harmonious triad. And by reaching the higher world a human being’s lower nature is transformed into the higher Trinity: our astral body is changed into the Spirit Self, the etheric body into the Life Spirit, the physical body into the Spirit Man. Brother Marcus has a premonition at first when in the music of the spheres he senses the triad of the higher nature. In becoming one with this music of the spheres he has the first presentiment of the rejuvenation of man who enters into union with the spiritual world. He sees, as in a dream, rejuvenated mankind in the form of the three youths bearing three torches floating through the garden. This is the moment when Mark's soul woke up in the morning from darkness, and where some darkness still remains as the light has not yet penetrated it. But precisely at such a time the soul can look into the spiritual world. It can look into the spiritual worlds just as it can look into them when the summer noon has passed, when the Sun is gradually losing in power and winter has come, and then at midnight the Christ Principle shines through the Earth in the Holy Night. Through the Christ Principle, man is exalted to the higher Trinity, illustrated for Brother Mark by the three youths who are representing the rejuvenated mankind. This is the meaning of Goethe's lines:
Every year anew, Christmas must remind those who understand esoteric Christianity that what happens in the external world is mimicry, are the gestures of inner spiritual processes. The external power of the Sun runs free in the spring and summer sunshine. In the Holy Scripture this external power of the Sun, which is only the proclamation of the inner spiritual power of the Sun, is represented by John the Baptist, but the inner, spiritual power by Christ. And while the physical power of the Sun continuously abates, the spiritual power rises and grows more and more in strength until it reaches its zenith at Christmas time. This is the meaning underlying the words in the gospel of St. John, “I must decrease, but He must increase”.7 And He increases and increases until He appears where the sun-force has again attained the outer physical power. So that man may henceforth be able to revere and worship in this external physical power the spiritual power of the Sun, he must learn the meaning of the Christmas festival. For those who do not learn to know this meaning, the new power of the Sun is nothing but the old physical power returning. But one who has familiarised himself with the impulses which esoteric Christianity and especially the Christmas festival should give him, will see in the growing power of the solar body the external body of the inner Christ which shines through the Earth, which gives it life and fruitfulness, so that the Earth itself becomes the bearer of the Christ-power, of the Earth-Spirit. Thus, what is born in every Christmas night will be born anew for us each time. Through Christ we shall perceive inwardly the microcosm in the macrocosm, and this perception will lead us higher and higher. The festivals, which have long ago become something external to man, will again appear in their deep significance for man, if he is led by this profound esotericism to the knowledge that the occurrences of external nature―such as thunder and lightning, sunrise and sunset, moonrise and the setting of the moon―are the gestures and physiognomy of spiritual existence. And at the significant points of the times marked by our festivals, man should realise that these are also times of important happenings in the spiritual world. Thus he shall be led to the rejuvenating spiritual power represented by the three youths, which the Self can only win by devoting itself to the outer world, and not by egotistically shutting itself away from it. But devotion to the outer world does not exist if that outer world is not permeated by the Spirit. That this Spirit should appear anew each year as a light in the darkness for all human beings, even for the weakest, must be written afresh each year into the hearts and souls of mankind. This is what Goethe wished to express in this poem, The Mysteries. It is at once a Christmas poem and an Easter poem. It aims to hint at profound secrets of esoteric Christianity. If we let what he wished to indicate of the deep mysteries of Rosicrucian Christianity work upon us, if we absorb its power even in part then for some few at least in our environment we shall become missionaries. We shall succeed in fashioning these festivals once more into something filled with spirit and with life.
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81. The Impulse for Renewal in Culture and Science: Anthroposophy and Philosophy
07 Mar 1922, Berlin Tr. Hanna von Maltitz Rudolf Steiner |
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However, when we have the word “Logic” in a sentence we don't use “Word” but rather think about “Thought,” as it operates in the human individual and its laws. Yet when we speak about “philology” we are aware that we are developing a science which is derived from words. |
He even tried to think about the human community, the social organism, only in such a way in which his thoughts would be analogous to the natural organism. Here he suddenly became cornered. |
So it is terribly moving for someone who enters on the one side into the Hegelian philosophy, with his whole being, and has the fundamental experience: that which can be grasped through the Logos, must be penetrated with the creative principle of the world. |
81. The Impulse for Renewal in Culture and Science: Anthroposophy and Philosophy
07 Mar 1922, Berlin Tr. Hanna von Maltitz Rudolf Steiner |
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My dear venerated friends! It is always difficult when you have a serious scientific conscience to translate the traditional expression of “Logos” into some or other younger language. We usually employ “Word” to translate “Logos” as is commonly found in the Bible. However, when we have the word “Logic” in a sentence we don't use “Word” but rather think about “Thought,” as it operates in the human individual and its laws. Yet when we speak about “philology” we are aware that we are developing a science which is derived from words. I would like to say: what we have today in the word “Logos” is basically in everything which is philosophic. When we speak about “philosophy”, we can, even though defined as experience in relation to the Logos, sense how a reflection of these undetermined experiences are contained in all that we feel in “philosophy”. Philosophy implies that the words—which no doubt came into question when philosophy was created, that only words were implied—indicate a certain inner personal experience; the word philosophy points to a connection of the Logos to “Sophia”; one could call it a particular, if not personal, general interest. The word philosophy is less directly referred to as possessing a scientific nature but rather an inner relationship to the wisdom filled scientific content. Because our feeling regarding philosophy is not as sure as in those cases when philosophy, on the one hand was included with, I'd rather not call it science, but scientific aims, and on the other hand with something which points to inner human relationships; so we have today an extraordinarily undefined experience when we speak about philosophy or involve ourselves with philosophy. This vague experience is extremely difficult to lift out of the depth of our consciousness if we try to do it through mere dialectical or external definitions, without trying to enter into the personal experience which ran its course in the consequential development. To such an examination the present will produce something special. If we look back a few decades at people in central Europe, the involvement they were looking for with philosophy was quite a different experience, in central Europe, as it is today in the second decade of the twentieth century, where we basically have lived through so much, not only externally in the physical but also spiritually—one can quietly declare this—than what had been experienced for centuries. When one looks back over the experiences, of—if I may use a pedantic and philistine expression—the philosophic zealot of the fifties, sixties and seventies of the nineteenth century, perhaps even later, which the central Europeans could have, it is essentially as follows. Looking at the time of German philosophy's blossoming, you look back at the great philosophic era of the Fichtes, Schellings, and Hegels; surrounding you there had been a world of the educated and the scholars, a world which this philosophic era thoroughly dismisses and which in the rising scientific world view sees what should be taking the place of the earlier philosophic observations. One admires the magnitude of the elevation of thoughts found in a Schelling, one admires the energy and force of Fichte's development of thoughts, one can perhaps also develop a feeling for the pure comprehensive, insightful thoughts of Hegel, but one would more or less consider this classical time of German philosophy as something subdued. Besides this is the endeavour to develop something out of science which should present a general world view, right from the striving of the “power/force and matter/substance people,” to those who carefully strive to find a philosophic world view out of natural scientific concepts, but who lean towards the former idealistic philosophy. There were all kinds of thoughts and research in this area. A third kind of thinker appeared in this sphere, who couldn't go along with the purely scientifically based world view but could on the other hand also not dive into solid thought of the Hegel type. For them a big question came about: How can a person create something within his thoughts, which originate in himself, and place this in an objective relationship to the outer world?—There were epistemologists of different nuances who agreed with the call “Back to Kant”, but this way to Kant was aimed in the most varied ways; there were sharp-witted thinkers like Liebman, Volkelt and so on, who basically remained within the epistemological and didn't get to the question: How could someone take the content of his thoughts and imaginative nature from within himself and find a bridge to a trans-subjective reality existing outside human reality? What I'm sketching for you now as a situation in which the philosophic zealots found themselves in the last third of the nineteenth Century, which didn't lead to any kind of solution. This was to a certain extent in the middle of some or other drama during a time-consuming work of art, to which no finality had been found. These efforts more or less petered out into nothing definite. The efforts ran into a large number of questions and overall, basically failed to acquire the courage to develop a striving for solutions regarding these questions. Today the situation in the entire world of philosophy is such that one can't sketch it in the same way as I've done for the situation in the last third of the nineteenth century, in its effort to determine reality. Today philosophic viewpoints have appeared which, I might say, have risen out of quite different foundations, and which make it possible for us to characterise it in quite a different way. Today, if we wish to characterise the philosophic situation, our glance which we have homed in the second half of the twentieth century comes clearly before our soul eyes, namely such sharply differentiated philosophic viewpoints of the West, of central Europe and Eastern Europe. Today things appear in quite a different way which not long ago flowed through our experience of the philosophical approach to be found in three names: Herbert Spencer—Hegel—Vladimir Soloviev. By placing these three personalities in front of us we have the representatives who can epitomise our philosophic character of today. Inwardly this had to some extent already been the case for some time, but these characteristics of the philosophic situation only appear today before the eyes of our souls. Let's look at the West: Herbert Spencer. If I want to be thorough I would have to give an outline of the entire course of philosophic development, how it went from Bacon, Locke over Mill to Spencer, but this can't be my task today. In Herbert Spencer we meet a personality who wanted to base his philosophy on a pure system of concepts, as is determined in natural science. We find in Spencer a personality who totally agrees with science and out of this agreement arrives at a conclusion: ‘This is the way in which all philosophic thought in the world must be won by natural science.’ So we see how Spencer searched in science to determine certain steps to understand concepts, like for example how matter is constantly contracting and expanding, differentiating and consolidating. He saw this for instance in plants, how the leaves spread out and how they drew together in the seed, and he tried to translate such concepts into clear scientific forms with which to create his world view. He even tried to think about the human community, the social organism, only in such a way in which his thoughts would be analogous to the natural organism. Here he suddenly became cornered. The natural human organism is connected to the confluence of everything relating to it from the surrounding world, through observations, through imagination and so on. Every single organism is bound to what it can develop under the influence of the nervous or sensory system (sensorium). In the human community organism Herbert Spencer couldn't find a sensorium, no kind of centralised nervous system. For this reason, he constructed a kind of community organism, totally based on science, as the crown of his philosophic structure. What lay ahead for the West with this? It meant that scientific thought could reach its fully entitled, one-sided development. What lay ahead was the finest observational results and experimental talents developing out of folk talents. What came out of it was interest created to observe the world in its outer sensory reality into the smallest detail, without becoming impatient and wanting to rise out of it to some encompassing concepts. What came out of it was also a tendency to remain within this outer sense-world of facts. There was what I could call, a kind of fear of rising up to one encompassing amalgamation. Because they could do nothing else but exist in what the sense world presented to them, simply being pushed directly into the senses here in the West, there appeared the belief that the entire spiritual world should be handed over to the singular faiths of individuals, and that these beliefs should develop free from all scientific influences. Religious content was not to be touched by scientific exploration. So we see with Herbert Spencer, who in his way took up the scientific way of thought consequentially right into sociology, earnestly separated, on the one hand, from science, which would proceed scientifically, and on the other hand with a spiritual content for people who wanted nothing to do with science. Let's go now from Herbert Spencer to what we meet with Hegel. It doesn't matter that Hegel, who belonged to the first third of the 19th Century, was outwitted during the second third for central European philosophy because what was characteristic for Middle Europe was most meaningful in what exactly had appeared in Hegel. Let's look at Hegel. Already in his, I could call it, emotional predisposition, lies a certain antipathy against this universalist natural scientific way with which to shape the world view as Herbert Spencer had done in the West, but of course had been prepared by predecessors, both by scientific researchers and philosophers as well. We see how Hegel could not stand Newton and was unsympathetic to his unique way by thinking of the world-all as totally mechanical, how he rejected Newton not merely in terms of the colour theory but also in his interpretation of the cosmos. Hegel took the trouble to go back to Kepler's planetary movement formulations, he analysed Kepler's formulations about planetary movements and found out for himself, that Newton had actually not added anything new because Kepler's formulation already contained the laws of gravitation. This he applied from the basis of a scientifically formulated thought, while with Kepler it had resulted more out of a spiritual experience, which he saw as encompassing and that one could try to grasp the outer natural scientific through the spirit. Kepler is for Hegel simply the personality who is capable of penetrating thoughts with the spirit and building a bridge between what is acceptable scientifically, and what simply has to be believed according to the West, and which is also capable of lifting science into the area which for the West is limited to belief. From this basis Hegel, in tune with Goethe, strongly opposed the Newtonian colour theory. We can see how the Hegelian system had a kind of antipathy against what appeared quite natural in the Newtonian system. For this Hegel had a decisive talent—to live completely in a thought itself. For Hegel Goethe's utterance to Schiller was obvious: “I see my ideas with my eyes.” It appears naive, however, such naivety, when considered correctly, comes out of the deepest philosophic wisdom. Hegel would simply not have understood how one could state that the idea of the triangle is not to be grasped, because Hegel's life went completely—if I might use the expression—according to the plan of thinking. For him there was also a higher world of revelations, a world of higher spirituality, which gradually casts its shadow images on a plane which is filled with thoughts. From up above the spiritual worlds throw their shadow images on the plane of the human soul, on which human thought can develop. Through this the idea of higher spirituality came about for Hegel, that on the plane of the soul it is shadowed as thoughts. Hegel was inclined to experience these thoughts as fully spiritual, and he also experienced natural events not in their elementary present time, but he saw them in mental pictures, thrown on to the plane of the soul. So it is impossible in Hegel's philosophy to separate, in an outer way, wisdom from belief, which was quite natural in the West. For Hegel his life task was the unification of the spiritual world (which the West wanted to simply refer to as part of the large sphere of belief) with the sensory physical world, into such a world about which one can have knowledge. This means there is no longer knowledge on the one hand and belief on the other; here the human soul faces the great, meaningful problem: How does one find during earthly life the bridge between belief and knowledge, between spirit and nature? To a certain extent it was the tragedy of Hegel that the problem he posed in such a grandiose manner, he wanted to understand actually only on the level of thinking, that he wanted to understand the experience of the inner power, the inner liveliness of thinking, but he could not grasp anything living from the content of thought. Consider Hegel's logic—he wanted to return repeatedly to the concept of the Logos! He felt that when we actually wanted to attain a true understanding of the Logos, then the Logos must be something which is not merely something thought, but a real activity which floods and works through the world. For him the Logos did not only have an abstract, logical content, but for him it became real world content. If we look at one of the three parts of his philosophy, namely his “logic” we only find abstract concepts! So it is terribly moving for someone who enters on the one side into the Hegelian philosophy, with his whole being, and has the fundamental experience: that which can be grasped through the Logos, must be penetrated with the creative principle of the world. The Logos must be “God before the creation of the world”—to use an expression of Hegel. This is on the one side. Now how did Hegel develop this idea of the Logos on the other side? He starts with “being” and arrives at “nothing”, goes from “becoming” to “existence.” He arrives at the goal through the causality, to the belief that certain phenomena are best explained in terms of purpose rather than cause. One can look at the all the concepts of Hegel's logic and ask oneself: Is that what, “before the beginning of creation as the content of the divine” could have been there? This is abstract logic, the demand of the creative, the logos as postulate, but as a purely human thought postulate! One finds this tragic. This tragedy goes further, for the Hegelian philosophy is deemed as valid. Yet it contains instances where through action new life can germinate. It contains sprouts. Hegel saw his redemption in this: being—nothing—becoming—existence. When people are presented with Hegel, they say: ‘This is a dark one, we don't need to be lured into it.’ However, when one makes the effort to allow one's inner soul to enter into it, to experience the concept inwardly, as Hegel tried to experience it, then all the ideas of empiricism and rationalism disappears, then thought experiences and the one who is thinking is directly thought of. Whoever goes along with it finds the impetus of loosening the thoughts from the abstraction, and take Hegel's logic as the sprouts which can become something quite different, when they become alive. For me Hegel's logic looks like the seed of a plant in which one can hardly see what it will become and yet still carries the most varied structures possible within it. For me it appears that when this seed sprouts, when one lovingly cares for it and plants it into the soul's earth through anthroposophical research, then what emerges is that thought can not only be thought but can be experienced as reality. Here we have the central European aspect. If we now go to the East, we have in Vladimir Soloviev a man who is able like no other philosopher, to become gradually more the content of our own philosophic striving, who must now become so important to us because we allow the particularities of his character to work in on us. We see in Soloviev both the European-eastern way of thinking, which is of course not Oriental-Asiatic. Soloviev absorbed everything which was European, he only developed it in an Eastern fashion. What do we see being developed in terms of human scientific striving? Here we see how actually this method of thinking, found mostly in the West by Herbert Spencer, which Soloviev basically looked down on, is something against which the truth and knowledge he was seeking, could so to speak be illustrated. In comparison, what he actually presents is a full experience of spirituality itself. It appeared in full consciousness to him, it appeared more atavistically, subconsciously, yet it is an experience in spirituality itself. It was more or less a dreamlike attempt to knowingly experience what in the West—here quite consciously—was transposed into the realm of belief. So we find in the East a discussion which can be experienced in an imprecise way, which looks like a one-sided experience which Hegel wanted to use to cross the bridge out of the natural existence to the spiritual world. If a person delves into the spiritual development of someone from central Europe, like Soloviev, then he will primarily have an extraordinary uncomfortable feeling. He is reminded of an experience of something misty, mystical; an overheated element in the soul life which doesn't arrive at concepts, which can externally leave him empty completely, but which can only be experienced inwardly. He senses the entirely vague mystical experience, but he also finds that Soloviev makes use of conceptual forms and means of expression which we know, from Hegel, Humes, Mills, even those of Spencer, but only as illustrations. Throughout one can say he doesn't remain stuck in the mist but through the way with which he treats religious aspects as scientific, how he searches for it everywhere and unfolds it as philosophy, he can evermore be measured and criticised according to the philosophic conceptual development of the West. So we find ourselves today in the following situation. In the West comes the striving to formulate a world view scientifically; science is on the one side and the spiritual on the other side and wrestle in the centre with the problem of how to create a bridge to include both, to express it imprecisely, as Hegel said: “Nature is Spirit in its dissimilarity,” “Spirit is the concept of when it has returned again to itself.” In all these stuttering expressions lie the tragedy that Hegel could only care for abstract ideas, which he strived for. Then in the East, with Soloviev we see how it was somewhat still maintained, how well the church fathers wanted to save it in terms of philosophy, before the Council of Nicaea. It places us completely back in the first three post Christian Centuries of the West. So we have in the East an experience of the spiritual world, which is not able to soar up into self-owned terminological formulations, formulations and concepts used by the West in which they express themselves, and as a result remain in vague, somewhat extraneous, foreign expressions. So we see how the threefold nature of the philosophic world view unfolded. By our tracing how the threefold philosophic world view was formed through the characteristics and abilities of humanity in the West, the centre and the East, we can see that we are obliged today—because science as something embracing must spread over all of mankind—to find something which can lift it above these various philosophic aspects which basically still provide elements where philosophy is still a human-personal matter. We see today in different ways in the West, central Europe and the East, how they love wisdom. We understand that in ancient times, philosophy could still be an inner condition of the soul. Now however, in recent times, where people are strongly differentiated, this way of loving wisdom expresses itself in a magnitude of ways. Perhaps we could realise due to this, what we have to do ourselves, particularly what we have to do in Central Europe, where the most tragic and intensified problem is raised even if it is not regarded in the same way by all philosophic minds. If I want to summarise all of what I have brought into a picture, I would like to express it as follows. Regarded philosophically Soloviev speaks like the old priest who lived in higher worlds and who had developed a kind of inner ability to live in these higher worlds: priestly speech translated philosophically is what one encounters all the time with Soloviev. In the West, with Herbert Spencer, speaks the man of the world who wants to enter practical life—as it has come out of Darwinian theory—to expand science in such a way that it becomes the practical basis of life. In the Middle we have neither the man of the world not the priest: Fichte, Schelling, Hegel have no priestly ways like a Soloviev. In the Middle we have the teacher, the educators of the people and it is also here where the German philosophy emerged, for example, from religious deepening; because the priest became the teacher once again. The educated also adheres to the Hegelian philosophy. We see recently—as with Oswald Külpe—how it has happened that philosophy, when it was already lost, is no more than a summary of the individual sciences. From inorganic science you can ask—what are the concepts? From organic science you can ask—what are the concepts? Likewise with history, with the science of religion, and so on. One collects these concepts and forms a separate abstract unit. I would like to say that the subject of the teaching in the separate sciences should create the totality of teaching. This is what the science in the Middle must basically come to after the entire assessment. If we look back at what has happened, we see with Herbert Spencer the unconditional belief in science, the belief for the necessity to cling to observation, experiment and a thinking mind, which can be experienced through the observation and experiment; and one is mistaken about the contradiction which appears here, when the acquired concepts can be applied to the social organism and—although these do not have the most important characteristics of a natural organism, the sensorium—they are nevertheless grasped with the same concepts which arise in natural existence. We see the inclination to the natural sciences so strong that some characters—like Newton—became one-sidedly stuck to the mechanistic and even satisfied their soul-striving with it. It is generally known that Newton had tried in a one-sided mystical way to clarify the Apocalypse; besides his scientific world view he had his own mystical needs. Let's look, for example, at everything which has arisen from natural science and what it gradually in the course of the 19th Century has subconsciously taken over in Central Europe; because in Central Europe science has simply followed the pattern of the Western scientific way of thinking. There is a tendency not to take notice of it, but still all points of view are modelled on the Western pattern. How wild the people become when someone tries to apply Goethe's way of thinking in physics in contrast to them taking shelter under Newton! How does the development happen in biology? Goethe created an organism for which the integration into its concepts depended on an understanding of a mathematical nature. Time was short to obtain a biology more appropriate to modern thinking than to that of olden times. The progress in the 19th Century in central Europe however brought about not the Goethean biology but Darwinism, which was interspersed with concepts contrary to those of Goethe, like the concepts of the 16th Century opposed to those of the 18th Century. Only in Central Europe did these concepts develop; in the West people remained with those concepts that sufficed for the understanding of nature. So it happened that certain concepts in the West simply were not available and simply got lost because people in Central Europe had adopted western thinking. For example, that a thought, a lively thought, can form a concept of grasping a reality, quite apart from empiricism, as it had happened with Hegel—this is not present in Central Europe; it got lost because the central European thinking was flooded by western thinking. So we have the task in Central Europe to look at what scientific thinking can be. Anthroposophists resent it when this scientific way of thinking is cared for with as much love as for the researcher himself. Nothing, absolutely nothing will be said by me in opposition to scientific thinking; if someone believes this then it is a misunderstanding. However, I must understand the scientific way of thinking in its purity and then also try to characterise it in its purity. Now these things are presented to those who confront scientific thinking with impartiality—somewhat like a western researcher will present them, like Haeckel in his genial way did it—these results are presented in a western way of research, when they are thus left and not reinterpreted philosophically, not given as solutions, not as answers, but are presented above all as questions. The totality of natural science does not gradually become an answer to a question for the impartial person, because it turns into the great world question itself. This is experienced everywhere: what is now being researched in the most beautiful way by these researchers—for my sake right up to atomic theory, which I don't negate but only want to put it in its correct place—this comes to a question and out of the West a great question is posed to us. Where does this question come from? When we link our gaze to the outer world and only turn to the observation of the given elements, we don't fathom its complete reality. We are born as human beings in the world, are constituted as such, as we already were before and take part in the reality by looking at ourselves in our own inner being. As we look then at the outer world, the sense perceptible objects—we find that part which is living in us, is missing in reality, as we can only through human struggle connect to the other half-reality, which observes us from the outside. If we look towards the West, so we see the half-reality is researched with particular devotion; however, it only provides a number of questions because it's only a half-reality. So on the one side there appears only one half of reality as a given; if one really looks at it, it raises questions. In Central Europe you discover examples of questions which Western thinking can answer and one tries to push through to thinking. That is the Hegelian philosophy. In the East one felt that which lives above the thought, which works down into the thought; but one couldn't come as far as awakening it to life, that so to speak the flesh could also sustain a skeleton. Soloviev was able to develop it in flesh, muscles and even blood in his philosophy—but the skeleton was missing. As a result, he took Hegel's concepts, those of Humes and others, and built in a foreign skeletal system. Only when one is in the position of not using a foreign skeletal system then something comes about which can be lived through spiritually. So, however, as it happened with Soloviev, it leads to a shadowed existence because it didn't manifest into a skeletal system which could as a result be descriptive. If one doesn't want to remain with building only an outer skeletal system, but live spiritually and prepare oneself through strong spiritual work, then one develops for oneself an inner skeleton within spiritual experiences; one develops the necessary concepts. For this, various exercises have been given in my writings, “Occult Science” and “Knowledge of the Higher Worlds” and in others. Here one develops what really can become a conceptual organism. This is then the other side of reality, and this side of reality has its seed in the eastern philosophy of Soloviev. In central Europe there is always the big problem of striking a bridge between nature and the spiritual. For us it has at the same time become a meaningful historical problem: to strike the bridge between West and East, and this task must stand before us in philosophy. This task also directs itself into Anthroposophy. If Anthroposophy becomes capable of inward thought experiences developing into living form, then it may on the other side experience quite materialistic natural phenomena as they are experienced in the West, because then it will not be through abstract concepts but through living scientific circles that the bridge is built between mere belief and knowledge, between knowing and subjective certainty. Then out of philosophy a real Anthroposophy will develop and philosophy can be fructified from both sides by these living sciences. Only then would Hegel's philosophy be awakened to life, when through the anthroposophical experience you let the blood of life be spiritually added to it. Then there won't be a logical base which is so abstract that it can't be “Spirit on the other side of Nature”, as Hegel wanted it, but that it really can be grasped, not as abstraction but as the living spirituality of philosophy. This gives Anthroposophy the following task. How must we, according to our present viewpoints, which lie decades behind Hegel, strike the bridge between what we call truth on the one side, which must encompass all of reality, and that which we call science on the other side, which also must encompass the entirety of reality? Briefly, the problem must be raised—and that is the most important philosophic problem in Anthroposophy: what is the relationship between truth and science? This is the problem I wanted to present in the introduction today at the start of our consideration, which I believe you will now understand. |
138. Initiation, Eternity and the Passing Moment: Lecture III
27 Aug 1912, Munich Tr. Gilbert Church Rudolf Steiner |
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The one consists of all the ideas we form about the natural world, about the forces and laws of nature. Side by side with all these ideas of ours, there exists in ordinary sensory life what we call the moral world order, the sum of our moral conceptions, thoughts and ideas. |
If we are describing a plant, we analyse it according to natural forces and natural laws. Let us suppose it is a poisonous plant. We do not confuse our description with the issue of whether or not it is morally responsible for being poisonous. |
In the ordinary world of sense existence, we have only one thing to remind us of a fundamental fact familiar to every clairvoyant, and that is when we speak in symbols and metaphors so that our words re-echo what in actual reality is only experienced in higher worlds. |
138. Initiation, Eternity and the Passing Moment: Lecture III
27 Aug 1912, Munich Tr. Gilbert Church Rudolf Steiner |
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If we would speak of initiation and its significance for human life and evolution, we must try to probe into the essential nature of all this with the concepts and modes of thought that are indispensable to any true description of super-sensible worlds. It is comprehensible that at every stage of its development the human soul should experience the deepest longing to discover the nature of the worlds more or less justifiably described as eternal. Surely it is also comprehensible that, at first, human souls should try to probe into higher worlds without much preparation and with the ordinary ideas and concepts of the life of the senses. I expressly say that this is comprehensible, and this may, to a certain extent, apply where the longing after eternity is satisfied by one or other of the religious faiths. But when it is a question of gaining a deeper insight into the course of all spiritual things, particularly into the course of all life of the soul in the real anthroposophical sense, we must gradually accustom ourselves to the necessity of submitting our ideas, concepts and modes of thought to a certain change before we are able to form correct ideas of the higher, super-sensible worlds. Because this is particularly necessary for an actual description of the Christ event, as we shall see in the next lectures, I may perhaps be allowed to say a few words today about the transformation and re-molding of man's conceptual life that is necessary if he would arrive at ideas about the super-sensible worlds. For this, we must become familiar with the idea that everything is different in the super-sensible world from what it is in the world of the senses because an exact repetition of any world existence is nowhere to be found in the universe. If everything is different, why should it be assumed that human conceptions and representations hold good in the higher worlds as they do in the life of the senses? They certainly do not. Anyone really pursuing the practical path into the worlds opened to him by initiation, anyone having actual experience of super-sensible life, well knows that not only must he transform many things in himself—I might equally say, leave them behind with the Guardian of the Threshold—but he must also lay aside many of his habits, representations and concepts before he can enter the higher worlds. We will proceed first of all from certain ideas to which we must all undoubtedly be subject in physical life. Here two concepts, or systems of concepts, have a decisive effect. In our life of the senses they stand side by side; they run parallel. The one consists of all the ideas we form about the natural world, about the forces and laws of nature. Side by side with all these ideas of ours, there exists in ordinary sensory life what we call the moral world order, the sum of our moral conceptions, thoughts and ideas. If a man takes accurate stock of himself, he must soon come to the conclusion that in the life of the senses these two systems of concepts natural order and moral world order—must be kept distinct. If we are describing a plant, we analyse it according to natural forces and natural laws. Let us suppose it is a poisonous plant. We do not confuse our description with the issue of whether or not it is morally responsible for being poisonous. We maintain that it is part of sound thinking in the life of the senses, when describing the world of nature, to rid ourselves of what we call moral concepts and ideas. We know that we must do the same, too, when we want to gain a clear and objective idea of the animal world. We feel, for instance, that it would be senseless to hold a lion responsible for its cruelty in the same way as we should a man. But if many modern naturalists are finding something like moral conceptions in the animal kingdom, I might say more as a matter of preference than from any real necessity, to a certain extent this may be justified. At the same time, we can at most speak of an echo, of a suggestion, of moral concepts in what animals do and in what happens in the animal kingdom. A simple development of the interpretation of nature requires that we should free ourselves from moral concepts so long as these interpretations are confined to the world of the senses. Then, however, as unprejudiced and thoughtful observation of oneself must affirm, the moral world order enters with authority into our life, making unconditional and absolute demands. We know it is his moral ideas that decide the world of a man, and indeed not only his worth in human social life. It also makes one able to say that even a man who is not moral, if he be granted grace at some special moment to reflect quietly about himself, will determine his own value as a human being according to the moral ideas that light up in his consciousness. It must repeatedly be emphasised that these two systems of concepts must be kept properly distinct. All this becomes quite different the moment the higher, super-sensible worlds are entered, and one gains the power of perceiving, observing, experiencing and living outside the physical body. When such observation is really attained, it takes place at first in the etheric body of which I spoke yesterday. Then, later, the world, or rather a second super-sensible world, is observed with the astral body. The further we rise into higher worlds, the more do the concepts and ideas that we have worked upon and acquired in the ordinary physical world lose their significance. They must be transformed if we are rightly to describe and understand what comes to meet us in the super-sensible worlds. In the ordinary world of sense existence, we have only one thing to remind us of a fundamental fact familiar to every clairvoyant, and that is when we speak in symbols and metaphors so that our words re-echo what in actual reality is only experienced in higher worlds. When the expression is used that greed or jealousy or hate “burns,” there is something in such an expression that belongs to the many wonderful mysteries of the creative activity of speech, where there shines down into primitive, elementary human consciousness what, in its reality, is only present in the higher worlds. Everyone knows that when he speaks of a “burning hate” he does not mean a burning like the burning of a fire in the external world. He knows that he is speaking figuratively, but that it would avail him nothing to try to explain the objects and processes of nature by calling moral ideas to his aid. In speaking, however, of processes in the higher worlds, it is not in the same metaphorical, figurative sense that we use such expressions. I may perhaps remind you that in my mystery play, The Guardian of the Threshold, certain processes of the soul, feelings and desires, are twice spoken of as “burning” in the higher world. This expression is not to be taken as a metaphor; it stands for something quite real and actual, a spiritual reality. Lucifer, for instance, would never say that something burned him in the same sense as a man in the physical world would speak of hate burning him. Lucifer would say it in a real and literal sense. For what in super-sensible worlds might be compared to the natural order, to the natural processes of the sense world, is far more intimately connected with what may be called the moral world within the super-sensible world, than is the case with these two ideas in the world of the senses. We can gain some idea of all this at once if we turn to man's etheric body. When speaking of the physical body, we can talk of raising a hand to perform a moral action. We can see the hand with our physical eyes and, to explain its functions, we can investigate it through knowledge belonging to the material world. This description of the hand in physical existence is not essentially different whether we have to do with a hand performing a moral or an immoral action. So far as we can give a description of the hand in physical life at all, we have no business to mix with the question of how the hand is formed and all that we bring to its explanation, the other question of whether it is the habit of performing moral actions or not. The matter is different where a man's etheric body is concerned. Suppose that to clairvoyant vision a man's etheric body, or some particular part of it, appears incompletely developed. On enquiring into the true cause of such being the case with some particular organ, we find that the reason for the imperfect development lies in a moral fault, in some moral deficiency in the man. Thus, man's moral qualities are actually expressed to some extent in his etheric body. They are still more distinctly and more intensively expressed in his astral body. While, therefore, in the case of a man, we should be doing him a great injustice by assuming that some physical deformity were the expression of something in his moral nature, in what concerns the moral world it is certainly true that if we think of the expressions natural order, natural processes and moral causes as merging into one another in the higher worlds, moral qualities are actual natural causes and are there expressed in forms and processes. To avoid any misunderstanding, I should like expressly to state that the perfect or imperfect development of man's higher organism—his etheric and astral bodies, his higher bodies if we may so call them—need have nothing to do with the perfect or imperfect development of his physical body. A man may even have some physical organ crippled from birth, while the corresponding etheric organ may not only show a perfectly normal development but, in certain circumstances, a more perfect development more complete in itself, when the corresponding physical organ is thus crippled or deformed. The idea, therefore, that moral qualities are faithfully expressed in the form of the body cannot be applied to physical existence, but it is nevertheless absolutely true of the part of man that belongs to super-sensible worlds. Thus we see that the natural order and the moral order, which apparently run side by side in the ordinary life of the senses, are interwoven in the super-sensible worlds, and in speaking of some part of the etheric body, we can well say that such and such a form is due to hate. Hate shows itself in this member of the etheric body in quite a different way from how love is expressed. We may speak thus where the super-sensible worlds are concerned, but it would have no meaning were we confined to a description of nature in the world of the senses. This necessity to change our concepts when the higher worlds are in question is a particularly distinctive feature as regards what, in ordinary sensory life are reckoned as cravings or desires. We may ask how cravings, desires and emotions appear to us in the life of the senses. They appear in such a way that we seem to see them arise from the very recesses of man's soul being. If we see any particular craving aroused in a man, we are then able to recognise something of his inner condition and how it causes this craving to arise. We can see that it is above all the inner nature of the soul that determines the character of the man's desires. We know quite well, for instance, that a piece of veal will call up quite different cravings in two different men. It does not depend on the veal, but on all that a physical man has in his soul. A Raphael Madonna may leave one man completely cold, while another may experience a whole world of feeling. We may thus say that man's world of desire is kindled within his inmost nature. All this is changed when we enter the super-sensible world. It is foolish to say that one cannot speak of desires and so forth in super-sensible worlds. They do actually exist, and they are determined in the great majority of cases by external things—by what a being sees and perceives. Hence, a clairvoyant in these worlds cannot get such a near view of the inner conditions of the being he meets when wanting to discover his desires and cravings, but he has to observe the super-sensible surroundings of the being in question. When, therefore, in the super-sensible world, he perceives a being having desires, longings, emotions, he does not look at the being himself, as we should do in the physical world, but he looks at the surroundings. He looks to see what other beings are present in the neighbourhood. He will always find that the nature of the being's desires and emotions vary according to the kind of beings who surround him because there, desires and emotions can always be explained by external things. A case in point may make all this clearer for you. Suppose a man enters the super-sensible worlds either through the first stages of initiation or by passing through the gate of death. A clairvoyant then observes him in the super-sensible worlds. Let us assume that the man had taken some imperfection belonging to his character with him out of physical existence—some kind of incapacity, a moral imperfection, perhaps some crime committed in the physical world that stays with him in the super-sensible worlds as a torturing memory. To make a search for this, it is not so much a question of the clairvoyant looking into the inner soul of the man, as it is of observing his surroundings. Why should this be? It is because this content of soul, this quality of soul that the man carries over with him as an imperfection or moral flaw performs something real, something actual. It guides the man and brings him to a particular place in the super-sensible world, to the very place where there is some being who possesses in perfection what is imperfect in the man who is newly arrived. Thus, this moral flaw, this consciousness of a faculty lacking, has an actual effect. It guides a man along a certain path and confronts him with a being possessing in perfection the very quality lacking in himself, and he is condemned to continual contemplation of this being. Thus, in the super-sensible worlds we come into the presence of beings who possess all that we ourselves do not possess, and they show us what we lack. We are not drawn to them by what in physical life are called desires, but by means of a real process. If the clairvoyant sees what kinds of beings surround a man there, he can, by objective observation tell what the man lacks and what are his failings. The being into whose presence the man comes, at whom he is condemned to go on gazing, stands there as a continual reproach, one might say. This reproach, standing outside him, has the effect of rousing within him what in super-sensible worlds might be called a craving, a desire, to become different. It arouses in him the activity and strength to work his own transformation, so that he may rid himself of his fault, of his imperfection. You need not exclaim that the super-sensible worlds must, therefore, always be able to show forth beings having in perfection all that we lack! The super-sensible worlds are indeed rich enough to be able to confront us with beings perfect in everything where we are in fault. They are far richer than we in physical life can imagine. Yes, indeed, the super-sensible world is always able to confront man with a being having in perfection everything in which he himself is imperfect! This gives some idea of how desires and cravings are real forces, determining our path in the super-sensible world. It is not as though our desires represented something objective in which we could remain stationary. But according to what we are, we are led on our way and placed where all that we lack appears before us as something real, or as an effective reproach. It might easily be said that if this is so man would be completely without freedom in super-sensible worlds because he would be confronted with an external world that would determine how he was to work upon himself. On further observation, however, in super-sensible worlds it turns out that while one being may feel the reproach and begin to work toward perfection, another may resist and fight against imitating what is thus placed as a reproach before him. But this resistance works quite differently in the super-sensible worlds from how it does in the world of the senses. When a being refuses thus to work on himself, he is driven back into other worlds that are strange to him, where he does not know the way, and where the necessary conditions of life are lacking. In other words, this being condemns himself to a kind of inward process of destruction. One may always either choose the fruitful, helpful process shown to one and behave oneself accordingly, or inoculate oneself with destructive forces by resisting it. One has this amount of freedom. But reciprocal action definitely takes place between what is moral and all that is going on in super-sensible space. A further example of this is that our conceptions of beauty and ugliness, quite in place in the world of the senses, can really no longer be applied when we ascend into super-sensible worlds. Indeed, there are manifold reasons why these conceptions can no longer be used there in the way in which they are used in the world of the senses. When we perceive in super-sensible worlds, we see above all a significant difference in the various beings that meet us. By virtue of the intuitive knowledge that will then be ours, we will be able to say that the being we are looking at is able, and has the will, actually to reveal in his external appearance all that is within him. Let us assume that such a being has an etheric light-body, that it is one of the beings who do not incarnate into the world of the senses but who only in higher worlds take on a light-body or something of that nature. This light-body may be the expression of what such a being is within. It is not like a man in the sense world who confronts us in a definite form and yet may be hiding within him the most manifold feelings and sentiments, so that he is able to say, “My feelings are for myself alone. What is seen of me externally is my natural form, and I am well able to conceal what appears in my soul.” That is not the case with certain beings in the super-sensible worlds; their external form is the most direct expression of what they bear within them. In their component parts, what they are lies fully open to view. But there are other beings unable directly to express, to manifest, their real nature in their external super-sensible appearance. Confronted by beings of this kind, clairvoyant consciousness has the feeling of something repellent, something from which it wants to get away, something oppressive that may even be offensive. Thus, we can distinguish two kinds of beings, those who are perfectly willing to expose their inner nature, to reveal what is within them, and beings who give one the feeling that what they expose is definitely distorted and what is within them is concealed and does not issue forth. In man's life of the senses, one cannot say to the same extent, when one person is capable of being secretive and another is perfectly frank, that the difference lies in their natures. Their features may be different, but they belong to the same world as far as their natures are concerned. In the super-sensible worlds, however, those who reveal all that they have within them, and those who do not, are two radically different kinds of beings. If we would use the words beautiful and ugly with approximately the meaning we have in the world of the senses, we must apply them to these two kinds of beings. In the super-sensible world we only come to the point by calling the beings who reveal everything, beautiful, for in front of them we feel just as we do before a beautiful picture. But the beings who do not reveal their natures in their external form are felt to be ugly. Thus, if we can put it so, beauty or ugliness depends upon the fundamental natures of the beings. What is the consequence of this? When clairvoyant consciousness enters a world where it must have these feelings about beauty and ugliness, much in its whole mode of feeling must undergo a change. It is quite natural for the clairvoyant to say that a being revealing all that he has within him is beautiful, and the other idea immediately arises that to be beautiful is to be upright and honest. A being is beautiful because he hides nothing, because he bears in his very countenance what is within him. True and beautiful are one and the same when we enter the super-sensible world. A being who does not reveal what is within him is ugly. That is immediately felt by clairvoyant consciousness. But there is the further feeling that he lies and does not show what he ought. What is ugly is at the same time untruthful! What is true, upright and honest is at the same time beautiful; what is ugly is untruthful. In the super-sensible worlds a point is reached when a separation between the concepts beautiful and true, in the one case, and between ugly and untrue in the other, loses all meaning. So the expression beautiful must be used of a being who is felt to be honest and upright, while the opposite feeling must be called ugly. We see here how moral and aesthetic concepts merge when the higher worlds are reached. It is a peculiar feature of this ascent into super-sensible worlds that concepts do thus merge into one another, that things to which we refer separately in the world of the physical senses become linked and fused together. Hence, other modes of feeling must be acquired if expressions of the sense world are to be used of super-sensible beings. One is almost always obliged to represent these things more simply, and still more in accordance with physical consciousness than really coincides with a strictly correct representation because they become so complicated. To my explanation of how the concepts true, upright and beautiful, in the one case, and ugly and untruthful in the other, become linked together, I must add something further. On making one's way into super-sensible worlds one may meet a being who, according to all ideas acquired in the life of the senses, must be called beautiful, perhaps even exquisite—beautiful, radiant and exquisite. There is the picture! But simply because this being appears in such a form, is no proof that it is also a good being; it may even be quite an evil being and yet stand before one in this sublime, angelic form. According to the idea of beauty that we have in the sense world, we should call such a being beautiful in its super-sensible appearance. How could we help it? Seeing it thus in the world of the senses we should be quite right in calling it beautiful. It may really be the ugliest being in existence, and yet, if one uses the expressions of the sense world, the word beautiful must be used. It may be an utterly evil being, containing hidden wickedness and untruthfulness, a very devil in the form of an angel; this is quite possible in super-sensible worlds. Still, in diverse ways of which we still have to speak, one may gradually get to the truth of the matter by approaching it in clairvoyant consciousness. One is confronted by this angelic form and if, during super-sensible vision, one has become capable of coherent thought, it is possible for one to say, “I must not let myself be deceived by the fact that I am looking at something angelic or a wonderful form of some kind; anything is possible; it may be an angel but also it could be a devil.” One may now begin with what must so often be undertaken on entering higher worlds, that is, a good examination of oneself. We may seek counsel with ourselves to find out how many bad points such as selfishness or egoism we possess. Then our soul becomes permeated with bitterness and remorse. But this bitterness, this pain, may be the very thing to lead us to purify and cleanse ourselves from our selfishness and egoism. When, through this, one comes to see how little one is free from self, and how necessary it is to struggle to be free, then the whole process in the soul lights up. Now, if we have got so far as not to lose our vision while taking stock of ourselves as usually happens at first, the angel in certain cases may be revealed as no angel at all, but may assume an ugly form. Then one can gradually reach the point of saying to oneself, “I myself gave this wicked being the power to express its wickedness by masquerading before me in a quite different form, but, by permeating myself with purer feelings, I have forced it to show me its true form.” Consequently, a process of the soul has a compelling force in the super-sensible world. We ourselves either make it possible for these beings to lie to us, or we compel them to show themselves in their true form. The appearance of the super-sensible world to us depends on how and with what qualities we enter it. What is called the source of illusion must be dealt with in quite a different way from what is customary. Someone may enter the super-sensible world and describe all sorts of glorious things. If you told him he had been deceived he would not believe it, for did he not see it all? But he did not see what he would have seen had he done what I have just described. Had he acted in this way he would at once have seen the truth: It is beautiful when a devil shows himself as a devil but it is ugly for him to appear in the form of an angel. When we enter the super-sensible world, we must above all rid ourselves of the habit of speaking of things according to the ideas we gained of them in the world of the senses. If we keep to these ideas we shall first say to the form appearing to us that it is a beautiful angel and afterwards that it is a hideous devil. But clairvoyant consciousness, if it is to give a correct description, cannot express it thus. On the contrary, it must say of the ugly devil that it is a beautiful devil, even though, according to material conceptions, it is quite hideous. We do not arrive at this point simply by turning upside down all the ideas gained from the life of the senses. That would certainly be an easy way. Anyone could then describe the devachanic plane, for instance, by putting beautiful for all that was ugly in the sense world, ugly for beautiful, red for green, white for black, and so forth. But that cannot be done; the concepts of the super-sensible worlds must be acquired by experience. We must acquire them gradually, as a growing child acquires sense conceptions, not by theory but by experience. When we become conscious that we are speaking in the language of the super-sensible world, it will no longer seem natural to call a devil ugly if he appears as a devil. Feelings of this kind must be acquired if we are to find our bearings in the super-sensible world and to know our way about there. From this it will be easy to form some idea of what is meant when, for the sake of simplicity, we say, “On the one side stands the world of the senses, on the other, the super-sensible worlds”. Super-sensible existence is entered by crossing the boundary of sensory life, but if it be entered with all that is gained from this life, if the conceptions and ideas acquired in the sense world are applied there, they are of no use and the wrong construction is put upon things. One must learn to transform one's knowledge at the boundary, not just theoretically but in a living way. Ideas acquired in the life of the senses cannot be used at all on crossing over; they must be left behind. So you see how at the boundary much must be left behind of all that is so intimately woven into us in the world of sense existence. I should like now to describe the matter not theoretically but from the point of view of concrete perception. Let us suppose that someone, having acquired the capacity for crossing the boundary of which we have been speaking, enters the super-sensible world from the world of the senses. At the boundary he asks himself, “What must I leave behind now, so as to feel at home in the super-sensible world?” After due reflection he will say, “I must really leave behind everything I have experienced, learned or acquired in my various earthly incarnations from primeval times up to the present. I must lay everything aside here because I am entering a world in which all that can be learned during incarnation has no further meaning.” It is quite easy to say such a thing, easy to hear and easy to grasp it in the abstraction of a concept. But it is an entirely new inner world really to experience such a thing, to feel it livingly, to lay aside like a garment all that one has appropriated during incarnations in sensory existence in order to enter a world where it no longer has any meaning. If this becomes a living feeling, then one has a living experience that really has nothing to do with theory. It is a living experience such as we have in the world of reality when we actually meet a man and make his acquaintance, and when he speaks and behaves in a certain manner toward us, so that we learn to know him in a way we should were we living with him, not just by making concepts about him. Here we stand at the boundary between the life of the senses and spiritual life, confronted not by a system of concepts but by a reality that only works super-sensibly, and as concretely and livingly as a human being. This is the Guardian of the Threshold. He is there as a concrete and real being. When we learn to know him, we know he belongs to those beings who, to a certain extent, have taken part in life since primeval times on earth, but who have not gone through what one experiences as a being of soul. This is the being who, in the mystery play, The Guardian of the Threshold, is meant to be expressed dramatically in the words:
This “to thy time and to thy kind” is something that proceeds indeed, from the very essence of the matter. Of other times and other kinds are the men, the beings, who since primeval times have in a certain sense separated themselves from the path of humanity on earth, and in each of these we meet a being of whom we may say, “I have a being before me who experiences and lives through a great deal in the world, but he does not concern himself with all the love and grief and pain that can be experienced on earth, nor yet with the failings and immorality there. He neither knows nor wishes to know anything of what has taken place up to now in the depths of man's nature.” Christian tradition expresses this in the words: “When confronted by the mystery of man's becoming, such beings veiled their faces.” A whole world is expressed in this contrast between such beings and human beings. Now a feeling arises as immediately as does the feeling we have on meeting a fair-haired man, that “he has fair hair.” There comes this feeling: In passing through various earthly cultures. I have naturally acquired faults, but I must get back again to my original state; I must retrace my steps on earth, and this being can show me the way just because he does not possess my faults. One has before one a being who stands there majestically as an actual reproach, but at the same time spurring one on toward all that one is not. The being shows one this most vividly, and one can feel one's own being completely filled with the knowledge of what he is and what he is not. There one stands before this living reproach. This being belongs to the rank of archangels. The meeting actually takes place, and has the effect of suddenly revealing to us what we have become as earthly man in sensory existence. This is direct self-knowledge in the truest and broadest sense. You see yourself as you are; you also see yourself as you ought to become! But it is not always fit for man to see himself thus. Today I have only spoken of the world of concept and idea that has to be discarded. But much else must be laid aside. When we reach the Guardian of the Threshold, we must really lay aside all that we know of ourselves, but we must still retain something to carry on with us. That is the chief thing. This knowledge that we have to leave everything behind at the threshold is an inner experience in itself to which one must have attained, and the preparation for this stage of clairvoyance must consist in schooling ourselves to bear what would otherwise be full of terror and fear. With proper schooling we need not speak of danger because such a schooling does away with danger. Powers of endurance must be attained through due preparation; they are the fundamental force necessary for all further experience. In ordinary life man is not capable of enduring all that he must endure when standing before the Guardian of the Threshold. The Guardian of the Threshold is there for a strange purpose. If it is not to be misunderstood, it has to be judged from the standpoint of the super-sensible world. In man, the activities of the super-sensible world are always at work, though he knows nothing of this. Whenever we think and feel and will, it always necessitates a certain activity of the, astral body and connection with the astral world. But man knows nothing of this; if he knew what his bodies really were he would not be able to bear it and would be stunned by it. So that when man meets this being without sufficient preparation, everything must be veiled from him, including the being. The being must draw a veil over the super-sensible world. He must do this for the protection of man who, while within the world of the senses, could not endure the sight. In this we really see a concept that, in the world of the senses, can only be judged morally, as the most direct ordering of nature. The protection of man from sight of the super-sensible world is the function of the Guardian of the Threshold. He must hold man back until he has completed the necessary preparation. We have here tried to gather up a few ideas that may help us to form a concept of the Guardian of the Threshold. I have tried to collect ideas, concepts and experiences of this kind in a little book, A Road to Self Knowledge, that will be in your hands in the course of the next few days. It may be helpful to you in conjunction with these lectures. The book will consist of a series of eight meditations, and is so conceived that should the reader carry them out, he will gain something definite for his life of soul. Today I have tried to deal with a few of the ideas that can lead us to the Guardian of the Threshold. Starting from this point we shall pass beyond the Guardian of the Threshold, and try to gain some degree of insight and perspective from which we can reach a yet deeper understanding of the Christ Being and of the Christ Initiation. |
298. Rudolf Steiner in the Waldorf School: The fourth official meeting of the Independent Waldorf School Association: How Teachers Interact with the Home in the Spirit of Waldorf Pedagogy
01 Jun 1924, Stuttgart Tr. Catherine E. Creeger Rudolf Steiner |
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It did not take superficialities as its starting point. It did not say that this or that social provision had to be made for the sake of the children. It did not say that children needed to be removed from their normal situations and placed in different ones. From the very beginning the spirit of Waldorf education was a purely pedagogical and methodological one. The social situation and the circumstances of the children’s lives are accepted for what they are, and everything that is to be accomplished through Waldorf education is striven for on the basis of the inner spiritual foundations of pedagogy itself. We can thus say, in effect, that wherever educational difficulties arise because of a childs social situation or other circumstances, these are accepted as destiny by the spirit of Waldorf education, and methods are put into effect that will allow the difficulties to be overcome out of the spirit and out of teaching practices that are individualized for the child in question to the greatest possible extent. |
298. Rudolf Steiner in the Waldorf School: The fourth official meeting of the Independent Waldorf School Association: How Teachers Interact with the Home in the Spirit of Waldorf Pedagogy
01 Jun 1924, Stuttgart Tr. Catherine E. Creeger Rudolf Steiner |
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Ladies and gentlemen! From the viewpoints the Waldorf School takes as its points of departure, there is not one path but many that lead away from the unnatural things that have been imposed on humanity, and especially on our public life, toward something natural that is being demanded by human nature in its broadest sense, so to speak. I intend to outline one such path, the path between the teacher and the parents” house, in the remarks I am going to present to you today. You may say that this path can be taken for granted, and yet, ladies and gentlemen, not only has the path teachers and educators take to the parents” house been found to be very difficult at times, but there are many, many significant views on education that pay no attention to it at all. I need only remind you of something that was experienced as a great event in the course of German cultural development—the appearance of Johann Gottlieb Fichte in all fields. Today, however, we will only mention his appearance in the field of education. During one of the most difficult times in German history, he gave his penetrating “Speeches to the German Nation” in which he pointed out that healing and re-enlivening German life after the humiliation of 1806 would have to happen through education.1 We can say that Johann Gottlieb Fichte, one of the noblest of all Germans, found the most beautiful and most significant words to say about education. However, he regarded it as a fundamental prerequisite for carrying out his pedagogical intentions that children be taken from their parents homes and cooped up together in special educational institutions that would be run according to strict principles and only by a unified state. After his time, we also witnessed a great variety of educational experiments in which children from certain circumstances were brought together in special places to be educated appropriately. In the course of humanity’s evolution we have seen numerous examples that necessitated the removal of children from their homes. Although Waldorf education and its spirit work with at least as much urgency and at least as much out-of-the-depths of the human soul as the educational experiments sketched briefly above, this spirit of Waldorf education took a very different direction from the very beginning. It did not take superficialities as its starting point. It did not say that this or that social provision had to be made for the sake of the children. It did not say that children needed to be removed from their normal situations and placed in different ones. From the very beginning the spirit of Waldorf education was a purely pedagogical and methodological one. The social situation and the circumstances of the children’s lives are accepted for what they are, and everything that is to be accomplished through Waldorf education is striven for on the basis of the inner spiritual foundations of pedagogy itself. We can thus say, in effect, that wherever educational difficulties arise because of a childs social situation or other circumstances, these are accepted as destiny by the spirit of Waldorf education, and methods are put into effect that will allow the difficulties to be overcome out of the spirit and out of teaching practices that are individualized for the child in question to the greatest possible extent. This means, however, that a school like the Waldorf School stands in the midst of actual life. In actual life, if we are dealing with a school that takes children at age six or seven, they are coming from home, and since we have no boarding facility they remain at home and in the care of their parents during the time when they are not in school. Thus the entire thrust of education in the Waldorf School is to work together with the parents. In particular, as we shall see, we must feel, sense, and think together with the parents. No doubt many of you have often been presented with the idea of the significance of the stages of life for the life of a child. There are two or three of life’s stages that are of concern to our theory of education. The first begins at birth and ends at the change of teeth, the second begins at the change of teeth and ends at puberty, and the third continues from there until approximately the twenty-first year of life. If we have an unprejudiced sense of how things are, each of these stages in the life of a child shows us the child in a totally different constitution of soul and of body. Let us first consider the child’s soul constitution. Until the change of teeth, the child is definitely dependent on imitation for learning what is taught. What you demonstrate to the child works like an outer stimulus that calls upon the child’s entire bodily organization—in some places more visibly, in others less visibly—to imitate the impression. To substantiate this, we need only keep in mind the decisive fact that children acquire their native language wholly through imitation, which works deeply into the organization of their bodies and souls. We must take into account that the vibration, the waves of movement, of any spoken sound is experienced much more intensely in childhood than it is later on in life. Even in speaking, when it is a person’s native language that is in question, any adjusting of the larynx, any inner ensouling of the organs, is based on imitation. This is how it is with everything in the child’s life until the change of teeth. Nowadays, when a misunderstanding, or rather numerous misunderstandings, generate great errors in our otherwise so admirable scientific world-view, we often talk about the hereditary basis of one or the other thing a child acquires in the first stage of life up to the change of teeth. But as far as the child is concerned, the only basis for this talk of heredity is the fact that the people who are talking about it have no real sense of observation. Otherwise they would find out that basically much of what we attribute today to this dark and mysterious heredity must actually be looked for in the child’s clearly comprehensible tendency to imitate. However, consider how close the child’s soul life, which arises out of this imitative activity, is to the life of the parents simply because the child is a being who imitates. If we really grasp how strong the tendency toward imitation is in the child, we come to have a holy awe and a profound respect for the child/parent relationship. And if we then look at the basis for all this in spiritual cosmic connections, then we are truly able to say that since a human being is a spiritual being prior to embarking on a physical existence, this person—in spite of being a free being—enters earthly existence with a very specific destiny with regard to the forms, if not the routines, of life. If we look on the one hand at how this destiny unrolls with an inner regularity from the smallest experiences of childhood to a ripe old age, and on the other hand at how the child grows close to the parents by being an imitative being, if we really see all this in the context of all the underlying spiritual connections, we begin to have sensations that are religious in character, you might say, about what is given to us as teachers and educators when a child is entrusted to us. And these almost religious sensations make us strongly inclined to want to understand, when a child is entrusted to us on entering school, precisely how this child is connected to his or her parents. It may be said that theoretical pedagogical considerations or abstract principles are truly not what determine how the spirit of Waldorf education sets out to meet the parents of the children. Rather, it is something living, just as everything else in the Waldorf school is meant to be something living. It is a living thing; it is the Waldorf teacher’s active need to be able not only to approach the child in spirit but also to find a way from the child to the parents through every expression of soul the child presents, through every motivating force, through every type of childish impulsiveness, and even through every gesture and every hand movement. This confirms our understanding of the child, which we Waldorf teachers need above all else if we are to teach by deriving our educational impulses from the very nature of the child in question. First and foremost, we can confirm that we are looking at a child in the right way by turning to the parents standing behind him or her. This is the case even when the parent/child relationship is not absolutely harmonious. In actual life what grows out of children and parents living together can manifest in the greatest possible variety of ways. Of course we have an inner feeling of happiness when we look at the destiny of a child who has the possibility of living in fully harmonious circumstances with exemplary parents. But may we not pose a counterquestion to this? If we observe life, either contemporary or historical life, without bias, do we not find that the greatest spirits, not only intellectual geniuses but also geniuses of virtue and moral action, have often sprung from grave disharmonies between child and parents? Waldorf teachers must acquire the habit of not criticizing the child/parent relationship, but of accepting it objectively, because their acquaintance with the parents can shed light on the child’s idiosyncrasies. Thus it is not some pedagogical principle that challenges the Waldorf teacher to find a way to get to know the parents, but rather an inner heartfelt need, just as Waldorf education in general is essentially a pedagogy of the heart. Let us now look at something else, namely the fact that teachers are now obliged to take on part of what used to be provided solely by the parents of children of elementary-school age. On entering elementary school, a child is going through the change of teeth. Nowadays children are sent to school somewhat too early; elementary-school age actually only begins with the change of teeth, but that is not the main point here. When a child is sent to school and entrusted to a teacher, the teacher must take on a part of education or child-rearing that acquires its specific character from the fact that the child’s entire soul life, the child’s entire constitution of soul and spirit, is also transformed at the change of teeth. After that, the child is no longer an imitative being, although the principle of imitation does persist for several years into the child’s time in elementary school. Fundamentally, however, the child is now no longer an imitative being, but a being who is stimulated by what it meets in the form of images, through our structuring what we present in an appropriate and artistic way, you might say. At this age, children no longer tend to apply themselves imitatively and with their entire constitution to what is presented to them. Instead, they shift to the principle of natural authority. Whereas earlier it was the children’s will that imitatively traced what was demonstrated to them in their entire constitution, now it is their feeling that likes or dislikes what their teacher presents to them in images, including the images of his or her entire personality and actions, of the composition of his or her speech, and so forth. And the authority that prevails in school between the change of teeth and puberty must not be arbitrarily imposed. It must be a matter of course. Without admitting this, it is impossible to look at how human life unfolds as a whole. It is so easy to say that we should always use visual aids in our lessons. I do not mean to say anything against visual aids, but they should not become a means of trivializing instruction. We cannot take it as a principle to reduce everything to the level the children are already on. The point is that only those things that directly nurture the children through visualization need to be cloaked in a visual representation. But take a circumstance from religious or moral life—how are we supposed to use visual aids in this case? Aside from that, however, the inner soul nature of the children is such that something is true because a teacher to whom they feel sympathetic, who is an authority to them as a matter of course, has pronounced it true. They feel something to be beautiful because a natural authority finds it beautiful; they find something good because this authority finds it good. The authority figure incorporates the true, the beautiful and the good. It is bad for a person to have to acquire a feeling for the true, the good, and the beautiful as a matter of principle, on the basis of abstract commandments or all kinds of rational rules, before having acquired it at the right age—the age between the change of teeth and puberty—by having it confront him or her in the person of another human being. We should first learn that something is true because a respected person declares it true, and only later recognize the inner abstract laws of truth, which actually can have an effect on us only after we achieve sexual maturity. Surely you do not expect someone who wrote 7he Philosophy of Freedom over thirty years ago to go to bat for the principle of authority in a place where it does not belong. However, the authoritative principle that children demand by their very nature absolutely does belong in the elementary school. Teachers themselves, with their rationality, their hearts and feelings, and their whole nature as human beings, are guidelines with regard to the true, the good, and the beautiful as the children are meant to embrace them. The human relationship that comes about reaches right into how the children construe the true, the good, and the beautiful. All this is presented in greater detail in various pedagogical writings on Waldorf education which are available for you to read.2 But let us now consider the position Waldorf teachers are in as a result of acknowledging this principle of natural authority and trying to apply it to its fullest extent. They depend on not having this natural authority undermined in any way. We must keep in mind that at the age when the change of teeth is taking place, even in families in which a lack of harmony prevails between the child and the parents, the child is inwardly close to the parents. This closeness is so strong that it basically outshines anything else that comes under consideration with regard to the being of the child at this age. This means that even if a child confronts his or her parents with antipathy, to use a severe term, a totally unshakable authoritative relationship to the parents is present subconsciously. I can present this only briefly here, but the matter can be verified in all its details. A true psychology, a true study of the soul, teaches us that even when children come into conflict with their parents and home when they are losing their baby teeth or in the years just after that, they are actually totally under the authority of the parents in the subtle, subconscious psychological layers of their being. And who would wish it otherwise? This is simply the relationship nature provides. If I were to depict the course that humanity’s evolution would follow if this were not the case, it would make a horrible picture. This means, however, that in their now completely different field of activity, where teachers are no longer examples to imitate but speakers who use their authority to present what enters the child, teachers must take a more subtle approach in influencing what the child has become in his or her inmost being as a result of parents and home. There is no other way of responding to the individuality of a child with your authority than by being able to link up fully consciously with what the child has become as a result of parents and home. The instinctive result of this in the Waldorf teacher is an inner urge to establish a connection to the parents. There is a very specific reason why this urge develops. The spirit of Waldorf education is not a one-sided one; it encompasses the spirit, the soul, and the body equally. It would be a total misunderstanding of the spirit of Waldorf Education to believe that the physical aspect, whether in a healthy or an unhealthy state, is in any way underestimated in comparison to the spiritual aspect. The spirit of Waldorf education takes into account the whole human being in a child. But because it takes the whole human being into account without actually having the whole human being—it only has the child during school hours and perhaps for a short time before and after—it must experience an inner need to be in the closest possible contact with the parents, with the home in which the child spends the rest of his or her time. It really is true with us—and I have often said this, particularly within the Waldorf School itself—that an educator does not need to be afraid of large classes. To set up small classes for pedagogical reasons means to count on a pedagogical weakness. That is not what is going on here. If it were desirable to work toward having smaller classes in the Waldorf school, the reason for it would be so that the teacher would have more possibility of establishing a connection to the parents of all the students in the class. That is what the teacher must do, out of the whole spirit of the Waldorf school. But let us consider something else, since I am only trying to highlight a few of life’s stages. Those who can observe children in real life find that there is an extremely important point in life between the ages of nine and ten, approximately. You can see this point approaching; a certain inner crisis makes its presence known. It is not that the children start asking especially rational questions, but this crisis becomes evident when otherwise lively children start to hang their heads, when quiet ones become loud, when they give evidence of all sorts of unhealthy conditions, and so on. What is going on here is that in the child’s subconscious—and a great deal in the being of a child is in the subconscious rather than in consciousness—a question appears, a question that is not formulated rationally, but is active only in perception: Is the natural authority that has given me what is true, good, and beautiful up to now, is the natural authority that is the personification of truth, goodness and beauty, actually that? The doubt need not be expressed out loud, but it is there; it infuses the life of the child in the way I have described. At this stage in a child's life, it is important for the teacher to have a healthy, independent gift of observation in order to find the right word and the right way of acting. Many things are needed—tact, instinct, intuition. Then you will be able to do something at this point in the child’s life that will be of wideranging significance for the entire earthly life that follows. If you find the comments, the actions and the relationship that can confirm for the child in an individually appropriate way that he or she was right in seeing a natural authority in you, then you have done something out of your inmost soul to become a true benefactor of that child. Lucky the person who after this point around the ninth or tenth year can continue to look up to and respect an authority as a matter of course! No individual can become a free being in the course of his or her life without first learning, before entering puberty, to arrange life in accordance with how a highly respected person acts. To submit out of inner instinctive freedom in this way, to face such a person, recognizing that it is right to do as he or she does—that is what starts to make something out of the potentials for freedom that are concealed in a person. In short, we as Waldorf teachers must maintain our natural authority in all respects and in the most subtle way. How can we do this? It is possible if our interaction with parents arouses the feeling in them that it is all right for them to influence their children to see the natural authority in the teacher. This may sound trivial, but it is true: Waldorf teachers should never pass up the opportunity to show themselves to the children’s parents in their true colors, so that the parents know who they are dealing with. This can sometimes be done in five minutes. The parent’s tone of voice, the nuance of each sentence they speak about the school, should be directed toward supporting natural authority in school. The connection between school and home cannot be close enough. Still a third thing: If you have in front of you two, three or four sets of curricula and school regulations, all of them very cleverly thought out, then you know what you have to do. You have the curriculum, you have the regulations; that is what you have to do. But that is not how things are in the Waldorf School. If we are thinking in the spirit of the Waldorf School, it is right to think that some things must be different than they are in public education. Many people today cannot grasp that. And cleverness is so prevalent in our times. I cannot emphasize enough how clever people in our times are in comparison to other times. But it is just this rational cleverness—and I mean this quite seriously.
I am not being ironic—that commits the greatest stupidities. Nevertheless, people are clever, and this is expressed in a great variety of ways. If thirty people sit together and plan a school reform, it can be so clever that it cannot be disputed. And then lay thinkers can say, “That’s brilliant, it would be impossible to create better schools than these people have done with their points 1, 2, 3, and 4.” But just try to take it further, and look at the schools that have been created through those points 1, 2, 3, and 4. The principles are very clever, the statutes and paragraphs are very clever, but you cannot do anything with them in real life. The only way to do anything in real life is to feel life itself pulsing within you and to create out of this pulsing life. This is where Waldorf teachers stand: They have no statutes and paragraphs, but only advice and suggestions which they must shape according to their own individualities. If you prescribe strictly what teachers have to do in school, then they should all be just alike. Just think of the consequences of that. If the regulations were seriously enforced, if we were to put into effect these very well-meaning abstract pedagogical principles that hold that there is only one way of teaching, then you would no longer be able to tell one teacher from another. You would meet one teacher and think it was some other one, because they would both be teaching according to the same abstract principles. But teachers are human beings. They are individuals. And they can only work if they can put themselves into it with the full independence of their being. Only then can they be really effective. But then they have to know life. You can only work in real live if you allow life to affect you. But what kind of life do you encounter in school? The parents’ life as it continues to work in the children. Our teachers are steered away from paragraphs and principles toward the real, immediate life of the children. This must flow into our methodology, into how we arrange all of our teaching. So, ladies and gentlemen, if you could be a fly on the wall and listen in on our teachers’ meetings sometimes, you would hear how all the details of home are actually being taken into account and how intimately they are discussed with regard to how they shed light on the children. And if you were that fly on the wall, you would also find out that these teachers’ meetings are an ongoing learning process, that our educational practices are constantly evolving toward higher and more subtle effectiveness. It cannot be different if the school is meant to be a living organism, rather than a dead one. This means that the Waldorf School, because it calls itself an independent school, is an institution whose innermost being points to parents and home with regard to understanding the child as a total being. Let us say that we get to know a child who is lacking in intellectual ability. That can happen. And there are many ways in which a lack of intellectual ability can be corrected, can be developed into something better. But we need a point of departure. Let us say that we get to know the child’s father and mother, and they are very intelligent. It does sometimes happen that children who are not intellectually gifted have very intelligent parents. It can also be just the opposite, that parents who are not intellectually gifted have highly gifted children. In any case, we will learn a very great deal about alleviating the child’s lack of intellectual ability if we look at the parents whom the child imitated up to the change of teeth. If we do so, we will find not only a theoretical explanation, but also suggestions for implementing what we have to do about it. The emotional life plays a very significant role in children of school age. It even plays into morality in that it receives the good only through sympathy for the good in the teacher. Children’s emotional life becomes transparent when we can see through their feeling into their parents’ particular variety of feeling life. This applies equally to the life of the will. People whose intelligence tells them that an individual must be like this and such because that is average and proper human nature need not consider the parents. However, if we know that things and beings have origins, if we look to the source rather than to something abstract, then we must consider the child’s parents and home. Waldorf education leads us along the path toward reality because it tries to live and breathe the spirit of reality, a spirit that is in accordance with nature and in accordance with the soul. And this path toward reality leads away from school and toward the parents’ home. This is the reason behind everything that can awaken the teacher’s interest in the parents and the parents’ interest in the teachers in the school. The parents’ evenings that are organized by the Waldorf School are there in order to create a bond between school and home. What we do in these parents’ evenings is meant to allow the parents to see the attitude and soul-constitution of the faculty. This, ladies and gentlemen, is the practical implementation of what is ultimately present as the highest—I cannot say principle, but the highest view in the spirit of Waldorf education. Out of the depths of their inner soul life and out of this spirit of Waldorf education, Waldorf teachers must realize that the parents are entrusting the school with the most precious thing they have when they send their children to us. These parents have had many experiences in life; perhaps they have been tested by life. This does not mean that they wish their children to remain untested, but they do wish them to be spared some of the difficult experiences that they themselves had to go through. For this and many other reasons, parents attach a great deal of hope to the moment when they entrust their child to a school. Out of the whole spirit of Waldorf education, our teachers know what is being entrusted to them. On the basis of views such as those I have characterized, they would like their effect on the children to be such that when the children are released from school and return to their parents, the parents can say, “We knew it all the time, ever since we first saw the school, that our hopes would be fulfilled.” However, this is not a conclusion they can come to at the last minute when their children graduate. It can mature gradually only through the interaction between school and home. Thus, we can turn our backs on many different educational experiments, and even on well-intentioned pedagogical ideals, and turn to the spirit of Waldorf education, realizing that there is an extremely healthy instinct at work in children being together with their parents, and that it must therefore also be healthy for the school to grow close to this relationship by finding the right way to approach the parents. Among the many things that the Waldorf School aspires to, which can all be characterized by saying that this school wants to rise above abstract principles and cleverness to a reality that is full of life, the main thing is that the Waldorf School wants to find a way to the most life-filled reality in the child’s existence. And in the existence of the small child, the child of school age, this reality is the parents. This school with its spirit wants to be, not a school of theories, abstractions, and inflexible theoretical principles, but one full of life and reality. That is why it tries to find its way into the reality of the parents’ home.
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323. Astronomy as Compared to Other Sciences: Lecture XVI
16 Jan 1921, Stuttgart Tr. Unknown Rudolf Steiner |
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Precisely these deviations from the normal association of sleep with the horizontal posture will help to indicate the underlying law. A careful study of these exceptions—due as they are to more or less palpable diseases (as in the case of asthmatic subjects for example)—will be indicative of the true laws in the domain. |
It is at this point that the relation emerges between a purely social science and the science of physiology, nor can we truly study economics if we disregard it. For us however at the present moment, the important thing is to observe this parallelism of movement in a horizontal surface with a certain kind of metabolic process. |
In our deliberate movements we have a process finding its characteristic expression in curves that run parallel to the surface of the Earth; we cannot but make curves of this direction. What have we taken as fundamental now, in this whole line of thought? We began with an inner process which takes its course in man. |
323. Astronomy as Compared to Other Sciences: Lecture XVI
16 Jan 1921, Stuttgart Tr. Unknown Rudolf Steiner |
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What we are doing, as you will have seen, is to bring together the diverse elements by means of which in the last resort we shall be able to determine the forms of movement of the heavenly bodies, and—in addition to the forms of movement—what may perhaps be described as their mutual positions. A comprehensive view of our system of heavenly bodies will only be gained when we are able to determine first the curve-forms (inasmuch as forms of movement are called curves), i.e. the true geometrical figures, and then the centres of observation. Such is the task before us along our present lines of study, which I have formed as I have done for very definite reasons. The greatest errors that are made in scientific life consist in this: they try to make syntheses and comprehensive theories when they have not yet established the conditions of true synthesis. They are impatient to set up theories—to gain a conclusive view of the thing in question,—they do not want to wait till the conditions are fulfilled, subject to which alone theories can properly be made. Our scientific life and practice needs this infusion badly,—needs to acquire a feeling of the fact that you ought not to try and answer questions when the conditions for an intelligent answer are not yet achieved. I know that many people (present company of course excepted) would be better pleased if one presented them with curves all ready made, for planetary or other movements. For they would then be in possession of tangible answers. What they are asking is in effect to be told how such and such things are in the Universe, in terms of the ideas and concepts they already have. What if the real questions are such as cannot be answered at all with the existing ideas and concepts? In that case, theoretic talk will be to no purpose. One's question may be set at rest, but the satisfaction is illusionary. Hence, in respect to scientific education, I have attempted to form these lectures as I have done. The results we have gained so far have shown that we must make careful distinctions if we wish to find true forms of curves for the celestial movements. Such things as these, for instance, we must differentiate: the apparent movements seen in the paths of Venus and of Mars respectively,—Venus making a loop when in conjunction, Mars when in opposition to the Sun. We came to this conclusion when trying to perceive how diverse are the forms of curves that arise in man himself through the forces that build and form him. We ascertained quite different forms of curve in the region of the head-nature and in the organization of the metabolism and the limbs. The two types of form are none the less related, but the transition from one to the other must be sought for outside of space,—at least beyond the bounds of rigid Euclidean space. Then comes a further transition, which still remains for us to find. We have to pass from what we thus discover in our own human frame, to what is there outside in Universal Space, which only looks to us plainly Euclidean. We think it nicely there, a rigid space, but that is mere appearance. As to this question, we only gain an answer by persevering with the same method we have so far developed. Namely we have to seek the real connection of what goes on in man himself and what goes on outside in Universal Space, in the movements of the celestial bodies. Then we are bound to put this fundamental question: What relation is there, as to cognition itself, between those movements that may legitimately be considered relative and those that may not? We know that amid the forming and shaping forces of the human body we have two kinds: those that work radially and those which we must think of as working spherically. The question now is, with regard to outer movements: How, with our human cognition do we apprehend that element of movement which takes its course purely within the Sphere, and how do we apprehend that element which takes its course along the Radius? A beginning has been made in Science as you know, even experimentally, in respect of these two kinds of spatial movement. The movements of a heavenly body upon the Sphere can of course be seen and traced visually. Spectrum analysis however also enables us to detect those movements that are along the line of sight, spectrum analysis enables us to recognise the fact. Interesting results have for example been arrived at with double stars that move around each other. The movement was only recognizable by tackling the problem with the help of Doppler's principle,—that is the experimental method to which I am referring. For us, the question now is whether the method which includes man in the whole cosmic system will give us any criterion—I express myself with caution—any criterion to tell whether a movement may perhaps only be apparent or whether we must conclude that it is real. Is there anything to indicate that a given movement must be a real one? I have already spoken of this. We must distinguish between movements that may quite well be merely relative and on the other hand such movements as the “rotating, shearing and deforming movements” (so we described them), the very character of which will indicate that they cannot be taken in a merely relative sense. We must look for a criterion of true movement. We shall gain it in no other way than by envisaging the inner conditions of what is moving. We cannot possibly confine ourselves to the mere outer relations of position. A trite example I have often given is of two men whom I see side by side at 9 am and again at 3 in the afternoon. The only difference is, one of them stayed there while the other went on an errand lasting six hours. I was away in the meantime and did not see what happened. At 3 pm I see them side by side again. Merely observing where they are outwardly in space, will never tell me the true fact. Only by seeing that one is more tired than the other—taking account of an inner condition therefore—shall I be able to tell, which of them has been moving. This is the point. If we would characterize any movement as an inherent and not a merely relative movement, we must perceive what the thing moved has undergone in some more inward sense. For this, a further factor will be needed, of which tomorrow. Today we will at least approach the problem. We must in fact get hold of it from quite another angle. If we in our time study the form and formation of the human body and look for some connection with what is there in cosmic space, the most we can do to begin with is in some outward sense to see that the connection is there. Man is today very largely independent of the movements of cosmic space; everything points to the fact that this is so. For all that comes to expression in his immediate experience, man has emancipated himself from the phenomena of the Universe. We therefore have to look back into the time when what he underwent depended less upon his conscious life of soul than in his ordinary, by which I mean, post-natal life on Earth. We must look back into the time when he was an embryo. In the embryo the forming and development of man does indeed take place in harmony with cosmic forces. What afterwards remains is only what is carried forward, so to speak. Implanted in the whole human organization during the embryonal life it then persists. We cannot say it is "inherited" in the customary sense, for in fact nothing is inherited, but we must think of some such process, where entities derived from an earlier period of development stay on. We must now look for an answer to the question: Is there still anything in the ordinary life we lead after our birth—after full consciousness has been attained—is there still any hint of our connection with the cosmic forces? Let us consider the human alternation of waking and sleeping. Even the civilized man of today still has to let this alternation happen. In its main periodicity, if he would stay in good health, it still has to follow the natural alternation of day and night. Yet as you know very well, man of today does lift if out of its natural course. In city life we no longer make it coincide with Nature. Only the country folk do so still. Nay, just because they do so, their state of soul is different. They sleep at night and wake by day. When days are longer and nights shorter they sleep less; when nights are longer the sleep longer. These aspects however can at most lead to vague comparisons; no clear perception can be derived from them. To recognize how the great cosmic conditions interpenetrate the subjective conditions of man, we must go into the question more deeply. So shall we find in the inner life of man some indication of what are absolute movements in the great Universe. I will now draw your attention to something you can very well observe if only you are prepared to extend your observation to wider fields. Namely, however easily man may emancipate himself from the Universe in the alternation of sleeping and waking as regards time, he cannot with impunity emancipate himself as regards spatial position. Sophisticated folk—for such there are—may turn night into day, day into night, but even they, when they do go to sleep, must adopt a position other than the upright one of waking life. They must, as it were, bring the line of their spine into the same direction as the animal's. One might investigate a thing like this in greater detail. For instance, it is a physiological fact that there are people who in conditions of illness cannot sleep properly when horizontal but have to sit more upright. Precisely these deviations from the normal association of sleep with the horizontal posture will help to indicate the underlying law. A careful study of these exceptions—due as they are to more or less palpable diseases (as in the case of asthmatic subjects for example)—will be indicative of the true laws in the domain. Taking the facts together, you can quite truly put it in this way: To go to sleep, man must adopt a position whereby his life is enabled in some respects to take a similar course, while he is sleeping, to that of animal life. You will find further confirmation in a careful study of those animals whose spinal axis is not exactly parallel to the Earth's surface. Here again I can only give you guiding lines. For the most part, these things have not been studied in detail; the facts have not been looked at in this manner, or not exhaustively. I know they have never been gone into thoroughly. The necessary researches have not been undertaken. And now another thing: You know that what is trivially called “fatigue” represents a highly complex sequence of events. It can come about by our moving deliberately. When we move deliberately, we move our centre of gravity in a direction paralleled to the surface of the Earth. In a sense, we move about a surface parallel to the Earth's surface. The process which accompanies our outward and deliberate movements takes its course in such a surface. Now here again we can discover what belongs together. On the one hand we have our movement and mobility parallel to the surface of the earth, and our fatigue,—becoming tired. Now we go further in our line of thought. This movement parallel to the surface of the Earth, finding its symptomatic expression in fatigue, involves a metabolic process—an expenditure of metabolism. Underlying the horizontal movement there is therefore a recognizable inner process in the human body. Now the human being is so constituted that he cannot well do without such movement—including all the concomitant phenomena, the metabolic expenditure of substance and so on. He needs all this for bodily well-being. If you're a postman, your calling sees to it that you move about horizontally; if you are not a postman you take a walk. Hence the relationship, highly significant for Economics, between the use and value of that mobility of man which enters into economic life and that which stays outside it—as in athletics, games and the like. Physiological and economic aspects meet in reality. In my critique of the economic concept of Labour, you may remember I have often mentioned this. It is at this point that the relation emerges between a purely social science and the science of physiology, nor can we truly study economics if we disregard it. For us however at the present moment, the important thing is to observe this parallelism of movement in a horizontal surface with a certain kind of metabolic process. Now the same metabolic process can also be looked for along another line. We think once more of the alternation of sleeping and waking. But there is this essential difference. The metabolic transformation, when it takes place with our deliberate movements, makes itself felt at once as an external process, even apart from what goes on inside the human being. If I may put it so, something is then going on, for which the surface of the human body is no exclusive frontier. Substance is being transformed, yet so that the transformation takes place as it were in the absolute; the importance of it is not only for the inside of man's body. (The world “absolute” must of course again be taken relatively!) That we get tired is, as I said, a symptomatic concomitant of movement and of the metabolic process it involves. Yet we also get tired if we have only lived the life-long day while doing nothing. Therefore the same entities which are at work when we move about with a will, are also at work in the human being in his daily life simply by virtue of his internal organization. The metabolic transformation must also be taking place when we just get tired, without our bringing it about by any deliberate action. We put ourselves into the horizontal posture so as to bring about the same metabolism which takes place when we are not acting deliberately,—which takes place simply with the lapse of time, if I may so express it. We put ourselves into the horizontal posture during sleep, so that in this horizontal position our body may be able to carry out what it also carries out when we are moving deliberately in waking life. You see from this that the horizontal position as such is of great significance. It is not a matter of indifference, whether or not we get into this position. To let our inner organism carry out a certain process without our doing anything to the purpose, we must bring ourselves into the horizontal position in which there happens in our body something that also happens when we are moving by our deliberate will. A movement must therefore be going on in our body, which we do not bring about by our deliberate will. A movement which we do not bring about by our deliberate will must be of significance for our body. Try to observe and interpret the given facts and you will come to the following conclusion, although again—for lack of time—in saying this I must leave out many connecting links. Human movement, as we said just now, involves an absolute metabolic process or change of substance, so that what then goes on in our metabolism has, so to speak, real chemical or physical significance, for which the limits of our skin are in some sense non-existent;—so that the human being in this process belongs to the whole Cosmos. And now the very same metabolic change of substance is brought about in sleep, only that then its significance remains inside the human body. The change of substance that takes place in our deliberate movement takes place also in our sleep, but the outcome of it is then carried from one part of our body to another. During sleep, in effect, we are supplying our own head. We are then carrying out or rather, letting the inside of our body carry out for us—a metabolic process of transformation for which the human skin is an effective frontier. The transmutation so takes place that the final process to which it leads has its significance within the bodily organization of man. Once more then, we may truly say: We move of our own will, and a metabolic process (a transformation of substance) is taking place. We let the Cosmos move us; a transformation of substance is taking place once more. But the latter process goes on in such a way that the outcome of it—which in the former metabolic process takes its course, so to speak, in the external world—turns inward to make itself felt as such within the human head. It turns back and does not go flowing outward and away. Yet to enable it to turn back, nay to enable it to be there at all, we have to bring ourselves into the horizontal posture. We must therefore study the connection between those processes in the human body that take place when we move deliberately and those that take place when we are sleeping. And from the very fact that we are obliged to do this at a certain stage of our present studies, you may divine how much is implied when in the general Anthroposophical lectures I emphasize—as indeed I must do, time and gain,—that our life of will, bound as it is to our metabolism, is to our life of thought and indeation even as sleeping is to waking. In the unfolding of our will, as I have said again and again, we are always asleep. Here now you have the more exact determination of it. Moving of his own will and in a horizontal surface, man does precisely the same as in sleep. He sleeps by virtue of his will. Sleep, and deliberate or wilful movement, are in this relation. When we are sleeping in the horizontal posture, only the outcome is different. Namely, what scatters and is dispersed in the external world when we are moving deliberately, is received and assimilated, made further use of, by our own head-organisation when we are asleep. We have then these two processes, clearly to be distinguished from one another:—the outward dispersal of the metabolic process when we move about deliberately in day-waking life, and the inward assimilation of the metabolic process by all that happens in our head when we are sleeping. And if we now relate this to the animal kingdom, we may divine how much it signifies that the animal spends its whole life in the horizontal posture. This turning-inward of the metabolism to provide the head must be quite different in the animal. Also deliberate movement must be quite different in the animal from what it is in man. This is the kind of thing so much neglected in the Science of today. They only speak of what presents itself externally, failing to see that the same external process may stand for something different in the one creature and in the other. For example—quite apart now from any religious implication—man dies and the animal dies. It does not follow that this is psychologically the same in either case. A scientist who takes it to be the same and bases his research on this assumption is like a man who would pick up a razor and declare: This is a kind of knife, therefore the same function as any other knife; so I will use it to cut my dumpling. Put on this simple level, you may answer: No-one would be so silly. Yet have a care, for this is just what happens in the most advanced researches. This then is what we are led to see. In our deliberate movements we have a process finding its characteristic expression in curves that run parallel to the surface of the Earth; we cannot but make curves of this direction. What have we taken as fundamental now, in this whole line of thought? We began with an inner process which takes its course in man. In sleep this is the given thing, yet on the other hand we ourselves bring a like process about by our own action. Through what we do ourselves, we can therefore define the other. The possibility is given, logically. What is done to our bodily nature from out of cosmic space when are sleeping, this we can treat as the thing to be defined,—the nature of which we seek to know. And we can use as the defining concept what we ourselves do in the outer world—what is therefore well-known to as to its spatial relations. This is the kind of thing we have to look for altogether, in scientific method: Not to define phenomena by means of abstract concepts, but to define phenomena by means of other phenomena. Of course it presupposes that we do really understand the phenomena in question, for only then can we define them by one-another. This characteristic of Anthroposophical scientific endeavour. It seeks to reach a true Phenomenalism,—to explain phenomena by phenomena instead of making abstract concepts to explain them. Nor does it want a mere blunt description of phenomena, leaving them just as they are in the chance distributions of empirical fact and circumstance, where they may long be standing side by side without explaining one-another. I may digress a moment at this point, to indicate the far-reaching possibilities of this “phenomenological” direction in research. The empirical data are at hand, for us to reach the right idea. There is enough and to spare to empirical data. What we are lacking in is quite another thing, namely the power to synthesize them,—in other words, to explain one phenomenon by another. Once more, we have to understand the phenomena before w can explain them by each other. Hence we must first have the will to proceed as we are now trying to do,—to learn to penetrate the phenomenon before us. This is so often neglected. In our Research Institute we shall not want to go on experimenting in the first place with the old ways and methods, which have produced enough and to spare of empirical data. (I speak here not from the point of view of technical applications but of the inner synthesis which is needed.) There is no call for us to go on experimenting in the old ways. As I said in the lectures on Heat last winter, we have to arrange experiments in quite new ways. We need not only the usual instruments from the optical instrument makers; we must devise our own, so as to get quite different kinds of experiments, in which phenomena are so presented that the one sheds light on the other. Hence we shall have to work from the bottom upward. If we do so, we shall find an abundance of material for fresh enlightenment. With the existing instruments our contemporaries can do all that is necessary; they have acquired admirable skill in using them in their one-sided way. We need experiments along new lines, as you must see, for with the old kind of experiment we should never get beyond certain limits. Nor on the other hand will it do for us merely to take our start from the old results and then indulge in speculation. Again and again we need fresh experimental results, to bring us back to the facts when we have gone too far afield. We must be always ready to find ways of means, when we have reached a certain point in our experimental researches, not just to go on theorising but to pass on to some fresh observation which will help elucidate the former one. Otherwise we shall not get beyond certain limits, transient though they are, in the development of Science. I will here draw attention to one such limit, which, though not felt to be insurmountable by our contemporaries, will in fact only be surmounted when fresh kinds of experiment are made. I mean the problem of the constitution of the Sun. Careful and conscientious observations have of course been made by all the scientific methods hitherto available, and with this outcome: First they distinguish the inner most part of the Sun; what it is, is quite unclear to them. They call it the solar nucleus, but none can tell us what it is; the methods of research do not reach thus far. To say this is no unfriendly criticism; everyone admits it. They then suppose the Sun's nucleus to be surrounded by the so-called photo-sphere, the atmosphere, the chromosphere and the corona. From the photosphere onward they begin to have definite ideas abut it. Thus they are able to form some idea about the atmosphere, the chromosphere. Suppose for instance that they are trying to imagine how Sun-spots arise. Incidentally, this strange phenomenon does not happen quite at random; it shows a certain rhythm, with maxima and minima in periods of about eleven years. Examine the Sun-spot phenomena, and you will find they must in some way be related to processes that take place outside the actual body of the Sun. In trying to imagine what these processes are like, our scientists are apt to speak of explosions or analogous conditions. The point is that when thinking in this way they always take their start from premisses derived from the earthly field. Indeed, this is almost bound to be so if one has not first made the effort to widen out one's range of concepts,—as we did for instance when we imagined curves going out of space. If one has not done something of this kind for one' s own inner training, one has no other possibility than to interpret on the analogy of earthly conditions such observations as are available of a celestial body that is far beyond this earthly world. Nay, what could be more natural—with the existing range of thought—than to imagine the processes of the solar life analogous to the terrestial, but for the obvious modifications. Yet in so doing one soon encounters almost insuperable obstacles. That which is commonly thought of as the physical constitution of the Sun can never really be understood with the ideas we derive from earthly life. We must of course begin with the results of simple observation, which are indeed eloquent up to a point; then however we must try to penetrate them with ideas that are true to their real nature. And in this effort we shall have to come to terms with a principle which I may characterize as follows. It is so, is it not? Given some outer fact or distribution which we are able thoroughly to illumina with a truth of pre Geometry we say to ourselves: how well it fits: we build it up purely by geometrical thinking and now the outer reality accords with it. It hinges-in, so to speak. We feel more at one with outer reality when we thus find again and recognize what we ourselves first constructed, (yet the delight of it should not be carried too far. Somehow or other, one must admit, it always “hinges-in” even for those theorists who get a little unhinged themselves in the process: They too are always finding the ideas they first developed in their mind in excellent agreement with the external reality. The principle is valid, none the less.) The following attempt must now be made. We may begin by imagining some process that takes place in earthly life. We follow the direction of it outward from some central point. It takes its course therefore in a radial direction. It may be a kind of outbreak, such for example as a volcanic eruption, or the tendency of deformation in an earthquake or the like. We follow such a process upon Earth in the direction of a line that goes outward from the given centre. And now in contrast to this you may conceive the inside of the Sun, as we are want to call it, to be of such a nature that its phenomena are not thrust outward from the centre, but on the contrary; they take their course from the corona inward, via the chromosphere, atmosphere and photosphere,—not from within outward therefore, but from without inward. You are to conceive , once more,—if this (Fig. 2) is the photosphere, this the atmosphere, this the chromosphere and this the corona,—that the processes go inward and, so to speak, gradually lose themselves towards the central point to which they tend just as phenomena that issue from the Earth lose themselves outward in expanding spheres, into the wide expanse. You will thus gain a mental picture which will enable you to bring some kind of synthesis and order into the empirical results. Speaking more concretely, you would have to say: If causes on the Earth are such as to bring about the upward outbreak for example of an active crater, the cause on the Sun will be such that if there is anything analogous to such an outbreak, it will happen from without inward. The whole nature of the phenomenon holds it together in quite another way. While on the Earth it tends apart, dispersing far and wide, here this will tend together, striving towards the centre. You see, then what is necessary. First you must penetrate the phenomena and understand them truly. Only then can you explain them by one-another. And only when we enter thus into the qualitative aspect,—only when we are prepared, in the widest sense of the word, to unfold a kind of qualitative mathematics,—shall we make essential progress. Of this we shall speak more tomorrow. Here I should only like to add that there is a possibility, notably for pure mathematicians, to find the transition to a qualitative mathematics. Indeed this possibility is there in a high degree, especially in our time. We need only consider Analytical Geometry, with all its manifold results, in relation to Synthetic Geometry—to the real inner experience of Projective Geometry. True, this will only give us the beginning, but it is a very, very good beginning. You will be able to confirm this if you once begin along this pathway,—if for example you really enter into the thought and make it clear to yourself that a line has not two infinitely distant points (one in the one and one in the opposite direction) but only one,—fact of which there is no doubt. You will then find truer and more realistic concepts in this field, and from this starting-point you will find your way into a qualitative form of mathematics. This will enable you to conceive the polarities of Nature no longer merely in the sense of outwardly opposite directions, where all the time the inner quality would be the same; whereas in fact the inner quality, the inner sense and direction, is not the same. The phenomena at the anode and the cathode for example have not the same inner direction; an inherent difference underlies them, and to discover what the difference is, we must take this pathway. We must not allow ourselves to think of a real line as though it had two ends. We should be clear in our mind that a real line in its totality must be conceived not with two ends but with one. Simple by virtue of the real conditions, the other end goes on into a continuation, which must be somewhere. Please do not underestimate the scope and bearing of these lines of thought. For they lead deep into many a riddle of Nature, which, when approached without such preparation, will after all only be taken in such a way that our thoughts remain outside the phenomena and fail to penetrate. |
217. The Younger Generation: Lecture XIII
15 Oct 1922, Stuttgart Tr. René M. Querido Rudolf Steiner |
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The door to this knowledge was firmly barred in the nineteenth century, when man arrived at the law of the conservation of matter and of energy, and believed that matter is also conserved in the human organism. The establishment of the law of the conservation of matter is clear proof that the human being is no longer inwardly understood. |
George, who comes from outside, who is able to conquer the dragon, is a true spiritual knowledge which conquers this center of life (which, for man's inner being is a center of death)—the so-called law of the conservation of energy so that in his knowledge man can again become man in a real sense. Today we dare not; for so long as there is a law of the conservation of matter and of energy, moral law melts away in the universal death through warmth—and the Kant-Laplace theory is no mere phrase! |
217. The Younger Generation: Lecture XIII
15 Oct 1922, Stuttgart Tr. René M. Querido Rudolf Steiner |
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Naturally a great deal more could be said in conclusion to what I have put before you here. In speaking one is obliged to explain things in words and ideas. What is intended is the unity of character, the unity of force, that one would wish to make stream through the words and ideas. Let me sum up by using a half pictorial form to convey what I still wish to say to you. Elaborate it for yourselves and you will perhaps understand better what I mean. Now from various aspects I have drawn your attention to how every civilized human being today lives in intellectualism in a life of concepts, which in our epoch has developed in the most intense, penetrating way. Mankind has worked itself up to the most abstract concepts. You need only compare, for instance, how in an age preceding our own, Dante received descriptions of the world from his teacher. Everything was still permeated with soul, everything was still of a spiritual nature; it wafted like a magic breath through the whole of Dante's great poem. Then came the time when humanity molded what was experienced inwardly into abstract concepts. Men have always had concepts but, as I have already explained to you, they were revealed concepts, not concepts that no longer corresponded to inner revelations of the soul. Only when men had wrestled through to concepts no longer springing from revelations did they evolve concepts from observation of external Nature, and from outer experiments—only then did they allow validity to what was received from outside through mere observation. If we go deeply into the old world of thought, into that of the twelfth, thirteenth and fourteenth centuries, we have the feeling that it was united with the inner being of the soul. There was still an inner life then, a living from within outwards, an experiencing which arose in man because he had united himself with this life. The conceptual system even of the most primitive human being is acquired from outside today, from external Nature observed by the senses. And even those who still cling to the older concepts no longer hold to this belief with any depth of conviction, not even the peasant. When something is passed on from outside, something established scientifically and verified by Nature, it becomes the ideal towards which people strive. But concepts, ideas, arising out of the inner life of the soul, have the characteristic by thus struggling out of the soul, as I have already explained, of becoming dead concepts. And the human being feels it right that, in so far as they are born out of his inner being, these concepts shall die. But the strange thing that has come to pass during the last few centuries, reaching its culmination in the nineteenth century, is that the concepts dying in the inner being took on fresh life from the outer world. It can actually be proved by a historical phenomenon. Think how Goethe out of his inner being built up a whole conception of evolution. It reached its zenith in his concept of metamorphosis. We have the feeling that we are working out of the living into the dead, but that the human being has to work into what is dead because the living implies coercion. Freedom could only arise by concepts becoming dead. Yet these concepts have taken on new life from outer Nature. Inasmuch as Darwinism, for instance, has come upon the scene—even in our Middle European civilization—we have concepts and ideas which acquire new life from outer Nature. But it is a life which devours the human being. Today we must feel the full intensity of being surrounded by a thinking bound to Nature but which devours the human being. How does it devour the human being? With the ideas the most advanced kind of thinking draws from Nature, we can never understand man. What does our magnificent theory of evolution provide? It gives us a survey of how animals evolve from animals, and how man stands before us—but only as the culminating point in the ranks of the animal kingdom, and not what we are as men. This is what modern civilization tells us. Previous civilizations understood the kingdoms of Nature as arising out of man, modern civilization grasps man as arising out of Nature, as the highest animal. It does not grasp to what extent animals are imperfect men. If we fill our soul with what our thinking has become through Nature, there appears in the picture of the man-devouring dragon what is the most potent factor in modern civilization. Man feels himself confronting a being who is devouring him. Consider how this devouring has taken effect. Whereas from the fifteenth century onwards natural science has been triumphantly progressing, knowledge of man has been more and more on the downgrade. The human being could only keep going with difficulty, by preserving and handing on the old no longer living ideas and traditions. Only with difficulty could man protect himself from having his innermost life devoured by the dragon. And in the last third of the nineteenth century the dragon stood with particular intensity before the human being, threatening in the most terrible way to devour the individual life of the soul. Those who had within them a fully developed life of soul felt how the dragon, who was destined for death, had acquired fresh life in the new age through observation and experiment, but it was a life that devoured the human being. In more ancient times men played a part in producing the dragon, but endowed with the necessary amount of death-forces, they could master him. In those days man contributed to his experience only as much intellectuality as he could master through forces of the heart. Now, the dragon has become sternly objective; he meets us from outside and devours us as beings of soul. This is the essential characteristic of civilization from the fifteenth century on into the nineteenth. We see it correctly only when we consider the picture of the dragon; in olden times it had a prophetic meaning and pointed to what would come in the future. But olden times were conscious of having given birth to the dragon, and also of having given birth to Michael or St. George, to forces capable of overcoming the dragon. But from the fifteenth century and on into the nineteenth, humanity was powerless against this. It was the epoch that has gradually succumbed to complete belief in the material world. As a result it had become so paralyzed in its soul-life that in respect of the deepest treasures of the soul, truthfulness had gone. An era which made the world arise out of the Kant-Laplace primeval nebula which densifies into a globe, and in this process engenders living beings and finally man—could but say: Ultimately such activity must disappear into universal death by warmth, but that will also be the death of everything man has developed in the moral sphere! There have always been people who sought to prove that the moral world-order could find a place in a world-order as conceived by Kant-Laplace, ending with universal death, yet such a view is not sincere. And by no means sincere, by no means honest, was the view that considered moral development to originate in illusions and disappear when the universal death through warmth brings about complete annihilation. Why did such a view of the world ever arise? Why does it fundamentally live in all souls today? Because the dragon penetrates even to the remotest country cottage—though not consciously recognized—and slays the heart. Why is this so? It comes about because man can no longer understand man. For what takes place in man? There is taking place every moment in man what occurs nowhere else in the earthly world around us. He takes in the foodstuffs from the surrounding world. He takes them from the kingdom of the living and only to a small extent from what is dead. But foodstuffs as they pass through the digestive system are destroyed, even the most living ones. Man takes in living substance and completely destroys it in order to infuse his own life into what has been killed. And not until the foodstuffs pass into the lymph ducts is the dead made living again in man's inner being. One can see if one penetrates the being of man that in the human organic process, permeated as it is with soul and spirit, matter is completely destroyed and then created anew. In the human organism we have a continual process of destruction of matter so that matter within the human organism can be newly created. Matter is continually being changed into nothingness and newly created in us. The door to this knowledge was firmly barred in the nineteenth century, when man arrived at the law of the conservation of matter and of energy, and believed that matter is also conserved in the human organism. The establishment of the law of the conservation of matter is clear proof that the human being is no longer inwardly understood. But now consider how infinitely difficult it is today not to be considered a fool if one fights against what is regarded in modern physics as a definite fact. The law of the conservation of matter and of energy simply means that science has entirely barred the way leading to man. There the dragon has entirely devoured human nature. But the dragon must be conquered, and therefore the knowledge must gain ground that the picture of Michael overcoming the dragon is not merely an ancient picture but that it has reached the highest degree of reality just at this time! It was created in ancient times because men still felt Michael within themselves permeating their unconscious, and by which they unconsciously overcame what arose out of intellectualism. Nowadays the dragon has become quite external. Nowadays the dragon encounters us from outside, threatening continually to kill the human being. But the dragon must be conquered. He can be conquered only through our becoming aware how Michael, or St. George, also comes from outside. And Michael, or St. George, who comes from outside, who is able to conquer the dragon, is a true spiritual knowledge which conquers this center of life (which, for man's inner being is a center of death)—the so-called law of the conservation of energy so that in his knowledge man can again become man in a real sense. Today we dare not; for so long as there is a law of the conservation of matter and of energy, moral law melts away in the universal death through warmth—and the Kant-Laplace theory is no mere phrase! Man's shrinking away from this consequence is the fearful untruth that has penetrated right into the human heart, into the human soul, and has seized hold of everything in the human being, making him a being of untruth upon the earth. We must acquire the vision of Michael who shows us that what is material on earth does not merely pass through the universal death through warmth, but will at some time actually disperse. He shows us that by uniting ourselves with the spiritual world we are able to implant life through our moral impulses. Thus what is in the earth begins to be transformed into the new life, into the moral. For the reality of the moral world-order is what the approaching Michael can give. The old religions cannot do this; they have allowed themselves to be conquered by the dragon. They accept the dragon who kills man, and by the side of the dragon establish some special, abstractly moral divine order. But the dragon does not tolerate this; the dragon must be conquered. He does not suffer men to found something alongside him. What man needs is the force that he can gain from victory over the dragon. You see how profoundly this problem must be grasped. But what has happened in modern civilization? Well, every science has become a metamorphosis of the dragon, all external culture too is an outcome of the dragon. Certainly, the outer world-mechanism, which lives not only in the machine, but also in our social organism, is rightly called a dragon. But besides, the dragon meets us everywhere, whether modern science tells us about the origin of life, about the transformation of living beings, about the human soul, or even in the field of history—everywhere the result proceeds from the dragon. This had become so acute in the last third of the nineteenth century, at the turn of the nineteenth century and on into the twentieth, that the growing human being, who longed to know what the old had received, saw the dragon coming towards him in botany, zoology, history, out of every science—saw himself confronted in every sphere by the dragon waiting to devour the very core of his soul. In our own epoch the battle of Michael with the dragon has for the first time become real, to the highest degree. When we penetrate into the spiritual texture of the world, we find that with the culmination of the dragon's power there also came—at the turn of the nineteenth century—Michael's intervention with which we can unite ourselves. The human being can have, if he will, Spiritual Science; that is to say, Michael actually penetrates from spiritual realms into our earthly realm. He does not force himself upon us. Today everything must spring out of man's freedom. The dragon pushes himself forward, demanding the highest authority. The authority of science is the most powerful that has ever been exercised in the world. Compare the authority of the Pope; it is almost as powerful. Just think—however stupid a man may be yet he can say: “But science has established that.” People are struck dumb by science, even if one has a truth to utter. There is no more overwhelming power of authority in the whole of man's evolution than that of modern science. Everywhere the dragon rears up to meet one. There is no other way than to unite ourselves with Michael, that is to say to permeate ourselves with real knowledge of the spiritual weaving and being of the world. Only now does this picture of Michael truly stand before us; for the first time it has become our essential concern as man. In olden times this picture was still seen in Imagination. That is not possible today for external consciousness. Hence any fool can say that it is not true that external science is the dragon. But it is the dragon all the same. Yet some saw themselves confronting the dragon but were not able to see Michael: those who grew up with science and were not so bewitched by the dragon that they quietly let themselves be devoured, who reacted against the soul being investigated by apparatus for testing the memory—who found no answer to their search for man, because the dragon has devoured him. This lived in the hearts of many human beings at the beginning of the twentieth century—they felt instinctively that they saw the dragon, but could not see Michael. Hence they removed themselves as far as possible from the dragon. They sought for a land which could not be reached by the dragon; they wanted to know nothing more of the dragon. The young are running away from the old because they want to escape from the region of the dragon. That also is an aspect of the Youth Movement. The young wanted to flee from the dragon because they saw no possibility of conquering the dragon. They wanted to go where the dragon was not. But here there is a mystery and it consists in the fact that the dragon can exercise his power everywhere, even where he is not spatially present. And when he does not succeed in killing man directly through ideas and intellectualism, he succeeds by so rarefying the air everywhere in the world that one can no longer breathe. And this will certainly be the case—young people who ran from the dragon so as not to be injured, and who came into such rarefied air that they could not breathe the future, felt intensely the nightmare of the past because the air had become unwholesome where it was formerly possible to escape the immediate influence of the dragon. The nightmare that comes from within is, as regards human experience, not very different from the pressure that comes from without, from the dragon. In the last third of the nineteenth century, the older generation felt direct exposure to the dragon. The young people then experienced the nightmare of the air corrupted by the dragon—air that could not be breathed. Here, the only help is to find Michael who conquers the dragon. Man needs the power of the victor over the dragon, for the dragon receives his life out of a world quite different from that in which the human soul can live. The human soul cannot live in the world out of which the dragon receives his life-blood. But in the overcoming of the dragon the human being must acquire the strength to be able to live. The epoch from the fifteenth century to the nineteenth, which has developed the human being so that he has become quite empty, must be overcome. The age of Michael who conquers the dragon must now begin, for the power of the dragon has become great! But it is this above all that we must set going if we want to become true leaders of the young. For Michael needs, as it were, a chariot by means of which to enter our civilization. And this chariot reveals itself to the true educator as coming forth from the young, growing human being, yes, even from the child. Here the power of the pre-earthly life is still working. Here we find, if we nurture it, what becomes the chariot by means of which Michael will enter our civilization. By educating in the right way we are preparing Michael's chariot for his entrance into our civilization. We must no longer nurture the dragon by cultivating a science with thoughts unconcerned with penetrating into the human soul, into man, so as to develop him. We must build the chariot, the vehicle for Michael. This needs living manhood, a living humanity such as flows out of super-sensible worlds into the earthly life and manifests there, precisely in the early periods of human life. But for such an education we must have a heart. We must learn—speaking pictorially—to make ourselves allies of the approaching Michael if we want to become true teachers. More is accomplished for the art of education than by any theoretical principles, if what we receive into ourselves works so that we feel ourselves Michael's confederates, allies of the spiritual being who is entering the earth, for whom we prepare a vehicle by carrying out a living art of education of the young. Far better than all theoretical educational principles is to lift up our eyes to Michael who, since the last third of the nineteenth century, has been striving to enter our outworn dragon-civilization. This is the fundamental impulse of all educational doctrine. We must not receive this art of education as a theory, we must not take it as something we can learn. We should receive it as something with which we can unite ourselves, the advent of which we welcome, something which comes to us not as dead concepts but as a living spirit to whom we offer our services because we must do so, if men are to experience progress in their evolution. This means to bring knowledge to life again, it means to call forth in full consciousness what once was there in man's unconscious. My dear friends, in olden times when an atavistic clairvoyance was still natural to human beings, there were Mystery centers. In these Mystery centers, which were at the same time church, school, and center of art, the pupils sought also for knowledge, though more of a soul nature, in their development. Many things could be found in such centers—but libraries did not exist. Do not misunderstand me—no library in our own sense. Something existed akin to our library, that is to say, things were written down; but everything that was written down was read with the purpose of working upon the soul. Nowadays a great deal of what constitutes a library is only there to be stored up, not to be read. The bulk is used only when a thesis must be written because there such things are discussed. But people would prefer entirely to eliminate livingness. What is supposed to come into these theses must be quite mechanical. The aim is for the human being to enter into them as little as possible. Man's participation in spirituality has been wrested from him. Spirituality, but now in full consciousness, must become living again, that we do not merely experience what can be perceived by the senses but experience once more what can be perceived by the spirit. The age of Michael must begin. In fact everything that has fallen to man's lot since the fifteenth century has come to him from outside. In the age of Michael the human being will have to find his own relation to the spiritual world. And learning, knowledge, will acquire a quite different kind of value. Now in the ancient Mysteries what was in the libraries was more of the nature of monuments upon which was inscribed what was intended to pass into man's memory. These libraries contained what cannot be compared in any way with our books. For all leaders in the Mysteries directed their pupils to another kind of reading. They said: Yes, there is a library—but they did not call it so—and this library is out there in the human beings walking about. Learn to read them! Learn to read the mysteries that are inscribed in every man. We must return to this. Only we must come to it, as it were, from another side so that as teachers we know: All accumulation of learning, of knowledge, is worthless. As such it is dead and gets its life only from the dragon. We should have the feeling that in wishing “to know,” knowledge cannot be stored up here or there, for then it would at once fall apart. In literature, what is Spirit can only be touched upon lightly. How can you really find within a book what is Spirit? For the spiritual is something living. The spiritual is not like bones. The spiritual is like the blood. And the blood needs vessels in which to flow. What we recognize as spiritual needs vessels. These vessels are growing human beings. Into these vessels we must pour the spiritual in order that it may hold together. Otherwise we shall have the spirit so alive that it immediately flows away. We must so preserve our knowledge that it can flow into the developing human being. Then we shall make the chariot for Michael, then we shall be able to become Michael's companions. And what you seek, my dear friends, you will best attain through being conscious of wishing to become companions of Michael. You must once again be able to follow a purely spiritual Being who is not incarnated on the earth. And you will have to learn to have faith in a human being who shows you the way to Michael. Humanity must understand in a new and living way the words of Christ: “My Kingdom is not of this world.” For it is just through this that it is in the true sense “of this world!” For the task of man is to make the Spirit, which without Him would not be on earth, into a living content of this world. The Christ Himself came down to earth. He did not take man away to an earthly life in the heavens. The human being must permeate his earthly life by a mediating spirituality which gives him power to conquer the dragon. This must be understood so thoroughly that one can answer the question: Why did human beings tear each other to pieces during the second decade of the twentieth century?—They tore each other to pieces because they carried the battle into a region where it does not belong, because they did not see the real enemy, the dragon. To the conquest of the dragon belong the forces which, only when developed in the right way, will bring peace upon earth. In short, we must take seriously our entrance into the Michael age. With the means available at present, we shall have to guide man again to the experience of being surrounded by the picture of Michael, powerful, radiant; for Michael, through the forces developing in man towards a full life of soul, can overcome the dragon preying on humanity. Only when this picture can be received in a more living way than formerly into the soul, will there come forces for the development of inner activity out of man's knowledge that he is of the company of Michael. Only then shall we participate in what can lead to progress and bring peace between the generations, in what can guide the young to listen to the old, and the old to have something to say which the young long to receive and understand. Because the older generation dangled the dragon in front of youth, they fled to regions poor in air. A true youth movement will only reach its goal when instead of being offered the dragon, the younger generation finds in Michael the forces to exterminate the dragon. This will show itself by older and younger generations having something to say to each other and something to receive from each other. For, in fact, if the educator is a complete human being he receives as much from the child as he gives to the child. Whoever cannot learn from the child what he brings down from the spiritual world, cannot teach the child about the mysteries of earthly existence. Only when the child becomes our educator by bringing his message to us from the spiritual world will the child be ready to receive from us tidings of earthly life. It was not for the sake of mere symbolism that Goethe sought everywhere for things that suggest a breathing—outbreathing, inbreathing; outbreathing, inbreathing—Goethe saw the whole of life as a picture of receiving and giving. Everyone receives, everyone gives. Every giver becomes a receiver. But for the receiving and the giving to find a true rhythm it is necessary that we enter the Michael Age. So I want to conclude with this picture for you to see how the preceding lectures were actually meant. Their aim was that you should not merely carry away in your heads what I have said here, and ponder over it. What I should prefer is for you to have something in your hearts and then to transform what you carry in your hearts into activity. What the human being carries in his head will in time be lost. But what he receives into his heart, the heart preserves and carries into all spheres of activity in which man is involved. May what I have ventured to say to you not be carried away merely in your heads—for then it will certainly be lost—but if it is carried away in your hearts, in the whole of your being, then, my dear friends, we have been talking together in the right way. Out of this feeling, let me give you my farewell greeting today by saying: Take what I have tried to express as if I had wanted, above all, to let something that cannot be uttered in words penetrate to your hearts. If hearts have found some connection with what is meant here by the Living Spirit, then at least in part what we wanted to achieve in these gatherings will have been fulfilled. With this feeling we will separate today; with this feeling, however, we shall also come together again. Thus we shall find association in the Spirit, even though we work apart in different spheres of life. The chief thing will be that in our hearts we have found each other; then the spiritual, all that belongs to Michael, will also flow into our hearts. |
18. The Riddles of Philosophy: The Age of Kant and Goethe
Tr. Fritz C. A. Koelln Rudolf Steiner |
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He transferred all of nature into the human mind and transformed its laws into laws of this mind. He ejected the higher world order entirely from nature and placed this order on a purely moral foundation. |
[ 47 ] From this viewpoint, one can also look at man's social life. A man who follows his sensual desires is self-seeking. He would always be bent on his own well-being if the state did not regulate the social intercourse through laws of reason. |
“It would be the highest attainment to understand that all factual knowledge is already theory.” The blueness of the sky reveals the fundamental law of color phenomena to us. “One should not search for anything behind the phenomena; they, themselves, are the message.” |
18. The Riddles of Philosophy: The Age of Kant and Goethe
Tr. Fritz C. A. Koelln Rudolf Steiner |
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[ 1 ] Those who struggled for clarity in the great problems of world and life conceptions at the end of the eighteenth century looked up to two men of great intellectual-spiritual power, Kant and Goethe. Another person who strove for such a clarity in the most forceful way was Johann Gottlieb Fichte. When he had become acquainted with Kant's Critique of Practical Reason, he wrote:
And when, on the basis of Kant's conception, he had built his own Groundwork of all Scientific Knowledge, he sent the book to Goethe with the words:
A similar attitude to both representative spirits was taken by Schiller. He writes about Kant on October 28, 1794:
Schiller describes Goethe's conception in a letter addressed to him on August 23, 1794:
[ 2 ] Seen from the present age, Kant and Goethe can be considered spirits in whom the evolution of world conception of modern times reveals itself as in an important moment of its development. These spirits experience intensely the enigmatic problems of existence, which have formerly, in a more preparatory stage, been latent in the substrata of the life of the soul. [ 3 ] To illustrate the effect that Kant exerted on his age, the statements of two men who stood at the full height of their time's culture may be quoted. Jean Paul wrote to a friend in 1788:
Wilhelm von Humboldt makes the statement:
[ 4 ] This shows how Kant's contemporaries saw a revolutionary event in the development of world conception in his achievement. Kant himself considered it so important for this development that he judged its significance equal to that which Copernicus's discovery of the planetary motion holds for natural science. [ 5 ] Various currents of philosophical development of previous times continue their effect in Kant's thinking and are transformed in his thought into questions that determine the character of his world conception. The reader who feels the characteristic traits in those of Kant's writings that are most significant for his view is aware of a special appreciation of Kant for the mathematical mode of thinking as one of these traits. Kant feels that what is known in the way mathematical thinking knows, carries the certainty of its truth in itself. The fact that man is capable of mathematics proves that he is capable of truth. Whatever else one may doubt, the truth of mathematics cannot be doubted. [ 6 ] With this appreciation of mathematics the thought tendency of modern history of philosophy, which had put the characteristic stamp on Spinoza's realm of thoughts, appears in Kant's mind. Spinoza wants to construct his thought sequences in such a form that they develop strictly from one another as the propositions of mathematical science. Nothing but what is thought in the mode of thought of mathematics supplies the firm foundation on which, according to Spinoza, the human ego feels itself secure in the spirit of the modern age. Descartes had also thought in this way, and Spinoza had derived from him many stimulating suggestions. Out of the state of doubt he had to secure a fulcrum for a world conception for himself. In the mere passive reception of a thought into the soul, Descartes could not recognize such a support yielding force. This Greek attitude toward the world of thought is no longer possible for the man of the modern age. Within the self-conscious soul something must be found that lends its support to the thought. For Descartes, and again for Spinoza, this is supplied by the fulfillment of the postulate that the soul should deal with thought in general as it does in the mathematical mode of conception. As Descartes proceeded from his state of doubt to his conclusion, “I think, therefore I am,” and the statements connected with it, he felt secure in these operations because they seemed to him to possess the clarity that is inherent in mathematics. The same general mental conviction leads Spinoza to elaborate a world picture for himself in which everything is unfolding its effect with strict necessity like the laws of mathematics. The one divine substance, which permeates all beings of the world with the determination of mathematical law, admits the human ego only if it surrenders itself completely to this substance, if it allows its self-consciousness to be absorbed by the world consciousness of the divine substance. This mathematical disposition of mind, which is caused by a longing of the “ego” for the security it needs, leads this “ego” to a world picture in which, through its striving for security, it has lost itself, its self-dependent, firm stand on a spiritual world ground, its freedom and its hope for an eternal self-dependent existence. [ 7 ] Leibniz's thoughts tended in the opposite direction. The human soul is, for him, the self dependent monad, strictly closed off in itself. But this monad experiences only what it contains within itself; the world order, which presents itself “from without, as it were,” is only a delusion. Behind it lies the true world, which consists only of monads, the order of which is the predetermined (pre-established) harmony that does not show itself to the outer observation. This world conception leaves its self-dependence to the human soul, the self-dependent existence in the universe, its freedom and hope for an eternal significance in the world's evolution. If, however, it means to remain consistent with its basic principle, it cannot avoid maintaining that everything known by the soul is only the soul itself, that it is incapable of going outside the self-conscious ego and that the universe cannot become revealed to the soul in its truth from without. [ 8 ] For Descartes and for Leibniz, the convictions they had acquired in their religious education were still effective enough that they adopted them in their philosophical world pictures, thereby following motivations that were not really derived from the basic principles of their world pictures. Into Descartes's world picture there crept the conception of a spiritual world that he had obtained through religious channels. It unconsciously permeated the rigid mathematical necessity of his world order and thus he did not feel that his world picture tended to extinguish his “ego.” In Leibniz, religious impulses exerted their influence in a similar way, and it is for this reason that it escaped him that his world picture provided for no possibility to find anything except the content of the soul itself. Leibniz believed, nevertheless, that he could assume the existence of the spiritual world outside the “ego.” Spinoza, through a certain courageous trait of his personality, actually drew the consequences of his world picture. To obtain the security for this world picture on which his self-consciousness insisted, he renounced the self-dependence of this self-consciousness and found his supreme happiness in feeling himself as a part of the one divine substance. With regard to Kant we must raise the question of how he was compelled to feel with respect to the currents of world conception, which had produced its prominent representatives in Descartes, Spinoza and Leibniz. For all soul impulses that had been at work in these three were also active in him, and in his soul these impulses effected each other and caused the riddles of world and mankind with which Kant found himself confronted. A glance at the life of the spirit in the Age of Kant informs us of the general trend of Kant's feeling with respect to these riddles. Significantly, Lessing's (1729–1781) attitude toward the questions of world conception is symptomatic of this intellectual life. Lessing sums up his credo in the words, “The transformation of revealed truths into truths of reason is absolutely necessary if the human race is to derive any help from them.” The eighteenth century has been called the century of the Enlightenment. The representative spirits of Germany understood enlightenment in the sense of Lessing's remark. Kant declared the enlightenment to be “man's departure from his self-caused bondage of mind,” and as its motto he chose the words, “Have courage to use your own mind.” Even thinkers as prominent as Lessing, however, at first had succeeded in no more than transforming rationally traditional doctrines of belief derived from the state of the “self-caused bondage of mind.” They did not penetrate to a pure rational view as Spinoza did. It was inevitable that Spinoza's doctrine, when it became known in Germany, should make a deep impression on such spirits. Spinoza really had undertaken the task of using his own mind, but in the course of this process he had arrived at results that were entirely different from those of the German philosophers of the enlightenment. His influence had to be so much the more significant since the lines of his reasoning, constructed according to mathematical methods, carried a much greater convincing power than the current of Leibniz's philosophy, which effected the spirits of that age in the form “developed” by Wolff. From Goethe's autobiography, Poetry and Truth, we receive an idea of how this school of thought impressed deeper spirits as it reached them through the channels of Wolff's conceptions. Goethe tells of the impressions the lectures of Professor Winckler in Leipzig, given in the spirit of Wolff, had made on him.
About his occupation with Spinoza's writings, however, the poet tells us, “I surrendered to this reading and, inspecting myself, I believed never to have seen the world so distinctly.” There were, however, only a few people who could surrender to Spinoza's mode of thought as frankly as Goethe. Most readers were led into deep conflicts of world conception by this philosophy. Goethe's friend, F. H. Jacobi, is typical of them. He believed that he had to admit that reason, left to its own resources, would not lead to the doctrines of belief, but to the view at which Spinoza had arrived—that the world is ruled by eternal, necessary laws. Thus, Jacobi found himself confronted with an important decision: Either to trust his reason and abandon the doctrines of his creed or to deny reason the possibility to lead to the highest insights in order to be able to retain his belief. He chose the latter. He maintained that man possessed a direct certainty in his innermost soul, a secure belief by virtue of which he was capable of feeling the truth of the conception of a personal God, of the freedom of will and of immortality, so that these convictions were entirely independent of the insights of reason that were leaning on logical conclusions, and had no reference to these things but only to the external things of nature. In this way, Jacobi deposed the knowledge of reason to make room for a belief that satisfied the needs of the heart. Goethe who was not at all pleased by this dethronement of reason, wrote to his friend, “God has punished you with metaphysics and placed a thorn in your flesh; he has blessed me with physics. I cling to the atheist's (Spinoza's) worship of God and leave everything to you that you call, and may continue to call, religion. Your trust rests in belief in God; mine in seeing.” The philosophy of the enlightenment ended by confronting the spirits with the alternative, either to supplant the revealed truths by truths of reason in the sense of Spinoza, or to declare war on the knowledge of reason itself. [ 9 ] Kant also found himself confronted with this choice. The attitude he took and how he made his decision is apparent from the clear account in the preface to the second edition of his Critique of Pure Reason.
We see here how Kant stands on a similar ground as Jacobi in regard to knowledge and belief. [ 10 ] The way in which Kant had arrived at his results had led through the thought world of Hume. In Hume he had found the view that the things and events of the world in no way reveal connections of thought to the human soul, that the human mind imagined such connections only through habit while it is perceiving the things and events of the world simultaneously in space and successively in time. Kant was impressed by Hume's opinion according to which the human mind does not receive from the world what appears to it as knowledge. For Kant, the thought emerged as a possibility: What is knowledge for the human mind does not come from the reality of the world. [ 11 ] Through Hume's arguments, Kant was, according to his own confession, awakened out of the slumber into which he had fallen in following Wolff's train of ideas. How can reason produce judgments about God, freedom and immortality if its statement about the simplest events rests on such insecure foundation? The attack that Kant now had to undertake against the knowledge of reason was much more far-reaching than that of Jacobi. He had at least left to knowledge the possibility of comprehending nature in its necessary connection. Now Kant had produced an important accomplishment in the field of natural science with his General Natural History and Theory of the Heavens, which had appeared in 1755. He was satisfied to have shown that our whole planetary system could be thought to have developed out of a ball of gas, rotating around its axis. Through strictly necessary mathematically measurable physical forces, he thought the sun and planets to have consolidated, and to have assumed the motions in which they proceed according to the teachings of Copernicus and Kepler. Kant thus believed he had proven, through a great discovery of his own, the fruitfulness of Spinoza's mode of thought, according to which everything happens with strict, mathematical necessity. He was so convinced of this fruitfulness that in the above-mentioned work he went so far as to exclaim, “Give me matter, and I will build you a universe!” The absolute certainty of all mathematical truths was so firmly established for him that he maintains in his Basic Principles of Natural Science that a science in the proper sense of the word is only one in which the application of mathematics is possible. If Hume were right, it would be out of the question to assume such a certainty for the knowledge of mathematical natural science, for, in that case, this knowledge would consist of nothing but thought habits that man had developed because he had seen the course of the world along certain lines. But there would not be the slightest guarantee that these thought habits had anything to do with the law-ordered connection of the things of the world. From his presupposition Hume draws the conclusion:
If we then place the world conception of Spinoza into the light of Hume's view, we must say, “In accordance with the perceived course of the processes of the world, man has formed the habit of thinking these processes in a necessary, law-ordered connection, but he is not entitled to maintain that this ‘connection’ is anything but a mere thought habit.” Now if this were the case, then it would be a mere deception of the human reason to imagine that it could, through itself, gain any insight into the nature of the world, and Hume could not be contradicted when he says about every world conception that is gained out of pure reason, “Throw it into the fire, for it is nothing but deception and illusion.” [ 12 ] Kant could not possibly adopt this conclusion of Hume as his own. For him, the certainty of the knowledge of mathematical natural science was irrevocably established. He would not allow this certainty to be touched but was unable to deny that Hume was justified in saying that we gain all knowledge about real things only by observing them and by forming for ourselves thoughts about their connection that are based on this observation. If a law-ordered connection is inherent in things, then we must also extract this connection out of them, but what we really derive from the things is such that we know no more about it than that it has been so up to the present time. We do not know, however, whether such a connection is really so linked up with the nature of things that it cannot change in any moment. If we form for ourselves today a world conception based on our observations, events can happen tomorrow that compel us to form an entirely different one. If we received all our knowledge from things, there would be no certainty. Mathematics and natural sciences are a proof of this. That the world does not give its knowledge to the human mind was a view Kant was ready to adopt from Hume. That this knowledge does not contain certainty and truth, however, is a conclusion he was not willing to draw. Thus, Kant was confronted with the question that disturbed him deeply: How is it possible that man is in possession of true and certain knowledge and that he is, nevertheless, incapable of knowing anything of the reality of the world in itself? Kant found an answer that saved the truth and certainty of human knowledge by sacrificing human insight into the grounds of the world. Our reason could never claim certainty about anything in a world lying spread out around us so that we would be affected by it through observation only. Therefore, our world can only be one that is constructed by ourselves: A world that lies within the limits of our minds. What is going on outside myself as a stone falls and causes a hole in the ground, I do not know. The law of this entire process is enacted within me, and it can proceed within me only in accordance with demands of my own mental organization. The nature of my mind requires that every effect should have a cause and that two times two is four. It is in accordance with this nature that the mind constructs a world for itself. No matter how the world outside ourselves might be constructed, today's world may not coincide in even a single trait with that of yesterday. This can never concern us for our mind produces its own world according to its own laws. As long as the human mind remains unchanged, it will proceed in the same way in the construction of the world. Mathematics and natural science do not contain the laws of the external world but those of our mental organization. It is, therefore, only necessary to investigate this organization if we want to know what is unconditionally true. “Reason does not derive its laws from nature but prescribes them to nature.” Kant sums up his conviction in this sentence, but the mind does not produce its inner world without an impetus or impression from without. When I perceive the color red, the perception, “red,” is, to be sure, a state, a process within me, but it is necessary for me to have an occasion to perceive “red.” There are, therefore, “things in themselves,” but we know nothing about them but the fact that they exist. Everything we observe belongs to the appearances within us. Therefore, in order to save the certainty of the mathematical and natural scientific truths, Kant has taken the whole world of observation in the human mind. In doing so, however, he has raised insurmountable barriers to the faculty of knowledge, for everything that we can know refers merely to processes within ourselves, to appearances or phenomena, not to things in themselves, as Kant expresses it. But the objects of the highest questions of reason—God, Freedom and Immortality—can never become phenomena. We see the appearances within ourselves; whether or not these have their origin in a divine being we cannot know. We can observe our own psychic conditions, but these are also only phenomena. Whether or not there is a free immortal soul behind them remains concealed to our knowledge. About the “things in themselves,” our knowledge cannot produce any statement. It cannot determine whether the ideas concerning these “things in themselves” are true or false. If they are announced to us from another direction, there is no objection to assume their existence, but a knowledge concerning them is impossible for us. There is only one access to these highest truths. This access is given in the voice of duty, which speaks within us emphatically and distinctly, “You are morally obliged to do this and that.” This “Categorical Imperative” imposes on us an obligation we are incapable of avoiding. But how could we comply with this obligation if we were not in the possession of a free will? We are, to be sure, incapable of knowledge concerning this quality of our soul, but we must believe that it is free in order to be capable of following its inner voice of duty. Concerning this freedom, we have, therefore, no certainty of knowledge as we possess it with respect to the objects of mathematics and natural science, but we have moral certainty for it instead. The observance of the categorical imperative leads to virtue. It is only through virtue that man can arrive at his destination. He becomes worthy of happiness. Without this possibility his virtue would be void of meaning and significance. In order that virtue may result from happiness, it is mandatory that a being exists who secures this happiness as an effect of virtue. This can only be an intelligent being, determining the highest value of things: God. Through the existence of virtue, its effect is guaranteed, and through this guarantee, in turn, the existence of God. Because man is a sensual being and cannot obtain perfect happiness in this imperfect world, his existence must transcend this sensual existence; that is to say, the soul must be immortal. The very thing about which we are denied possible knowledge is, therefore, magically produced by Kant out of the moral belief in the voice of duty. It was respect for the feeling of duty that restored a real world for Kant when, under the influence of Hume, the observable world withered away into a mere inner world. This respect for duty is beautifully expressed in his Critique of Practical Reason:
That the highest truths are not truths of knowledge but moral truths is what Kant considered as his discovery. Man has to renounce all insight into a supersensible world, but from his moral nature springs a compensation for this knowledge. No wonder Kant sees the highest demand on man in the unconditional surrender to duty. If it were not for duty to open a vista for him beyond the sensual world, man would be enclosed for his whole life in the world of the senses. No matter, therefore, what the sensual world demands; it has to give way before the peremptory claims of duty, and the sensual world cannot, out of its own initiative, agree with duty. Its own inclination is directed toward the agreeable, toward pleasure. These aims have to be opposed by duty in order to enable man to reach his destination. What man does for his pleasure is not virtuous; virtue is only what he does in selfless devotion to duty. Submit your desires to duty; this is the rigorous task that is taught by Kant's moral philosophy. Do not allow your will to be directed toward what satisfies you in your egotism, but so act that the principles of your action can become those of all men. In surrendering to the moral law, man attains his perfection. The belief that this moral law has its being above all other events of the world and is made real within the world by a divine being is, in Kant's opinion, true religion. It springs from the moral life. Man is to be good, not because of his belief in a God whose will demands the good; he is to be good only because of his feeling for duty. He is to believe in God, however, because duty without God would be meaningless. This is religion within the Limits of Mere Reason. It is thus that Kant entitles his book on religious world conception. [ 13 ] The course that the development of the natural sciences took since they began to flourish has produced in many people the feeling that every element that does not carry the character of strict necessity should be eliminated from our thought picture of nature. Kant had this feeling also. In his Natural History of the Heavens, he had even outlined such a picture for a certain realm of nature that was in accordance with this feeling. In a thought picture of this kind, there is no place for the conception of the self-conscious ego that the man of the eighteenth century felt necessary. The Platonic and the Aristotelian thought could be considered as the revelation of nature in the form in which that idea was accepted in the earlier age, and as that of the human soul as well. In thought life, nature and the soul met. From the picture of nature as it seems to be demanded by modern science, nothing leads to the conception of the self-conscious soul. Kant had the feeling that the conception of nature offered nothing to him on which he could base the certainty of self-consciousness. This certainty had to be created for the modern age had presented the self-conscious ego as a fact. The possibility had to be created to acknowledge this fact, but everything that can be recognized as knowledge by our understanding is devoured by the conception of nature. Thus, Kant feels himself compelled to provide for the self-conscious ego as well as for the spiritual world connected with it, something that is not knowledge but nevertheless supplies certainty. [ 14 ] Kant established selfless devotion to the voice of the spirit as the foundation of moral life. In the realm of virtuous action, such a devotion is not compatible with a surrender to the sensual world. There is, however, a field in which the sensual is elevated in such a way that it appears as the immediate expression of the spirit. That is the field of beauty and art. In our ordinary life we want the sensual because it excites our desire, our self-seeking interest. We desire what gives us pleasure, but it is also possible to take a selfless interest in an object. We can look at it in admiration, filled by a heavenly delight and this delight can be quite independent of the possession of the thing. Whether or not I should like to own a beautiful house that I pass has nothing to do with the “disinterested pleasure” that I may take in its beauty. If I eliminate all desire from my feeling, there may still be found as a remaining element a pleasure that is clearly and exclusively linked to the beautiful work of art. A pleasure of this kind is an “esthetic pleasure.” The beautiful is to be distinguished from the agreeable and the good. The agreeable excites my interest because it arouses my desire; the good interests me because it is to be made real by me. In confronting the beautiful I have no such interest that is connected with my person. What is it then, by means of which my selfless delight is attracted? I can be pleased by a thing only when its purpose is fulfilled, when it is so organized that it serves an end. Fitness to purpose pleases; incongruity displeases, but as I have no interest in the reality of the beautiful thing, as the mere sight of it satisfies me, it is also not necessary that the beautiful object really serves a purpose. The purpose is of no importance to me; what I demand is only the appropriateness. For this reason, Kant calls an object “beautiful” in which we perceive fitness to purpose without thinking at the same time of a definite purpose. [ 15 ] What Kant gives in this exposition is not merely an explanation but also a justification of art. This is best seen if one remembers Kant's feeling in regard to his world conception. He expresses his feeling in profound, beautiful words: Two things fill the heart with ever new and always increasing admiration and awe: The starred heaven above me and the moral law within me. At first, the sight of an innumerable world quantity annihilates, as it were, my importance as a living creature, which must give back to the planet that is a mere dot in the universe the matter out of which it became what it is, after having been for a short while (one does not know how) provided with the energy of life. On second consideration, however, this spectacle infinitely raises my value as an intelligent being, through my (conscious and free) personality in which the moral law reveals to me a life that is independent of the whole world of the senses, at least insofar as this can be concluded from the purpose-directed destination of my existence, which is not hemmed in by the conditions and limitations of this life but extends into the infinite. The artist now transplants this purpose-directed destination, which, in reality, rules in the realm of the moral world, into the world of the senses. Thus, the world of art stands between the realm of the world of observation that is dominated by the eternal stern laws of necessity, which the human mind itself has previously laid into this world, and the realm of free morality in which commands of duty, as the result of a wise, divine world-order, set out direction and aim. Between both realms the artist enters with his works. Out of the realm of the real he takes his material, but he reshapes this material at the same time in such a fashion that it becomes the bearer of a purpose-directed harmony as it is found in the realm of freedom. That is to say, the human spirit feels dissatisfied both with the realms of external reality, which Kant has in mind when he speaks of the starred heaven and the innumerable things of the world, and also with the realm of moral law. Man, therefore, creates a beautiful realm of “semblance,” which combines the rigid necessity of nature with the element of a free purpose. The beautiful now is not only found in human works of art, but also in nature. There is nature-beauty as well as art-beauty. This beauty of nature is there without man's activity. It seems, therefore, as if there were observable in the world of reality, not merely the rigid law-ordered necessity, but a free wisdom-revealing activity as well. The phenomenon of the beautiful, nevertheless, does not force us to accept a conception of this kind, for what it offers is the form of a purpose-directed activity without implying also the thought of a real purpose. Furthermore, there is not only the phenomenon of integrated beauty but also that of integrated ugliness. It is, therefore, possible to assume that in the multitude of natural events, which are interconnected according to necessary laws, some happen to occur—accidentally, as it were—in which the human mind observes an analogy with man's own works of art. As it is not necessary to assume a real purpose, this element of free purpose, which appears as it were by accident, is quite sufficient for the esthetic contemplation of nature. [ 16 ] The situation is different when we meet the entities in nature to which the purpose concept is not merely to be attributed as accidental but that carry this purpose really within themselves. There are also entities of this kind according to Kant's opinion. They are the organic beings. The necessary law-determined connections are insufficient to explain them; these, in Spinoza's world conception are considered not only necessary but sufficient, and by Kant are considered as those of the human mind itself. For an “organism is a product of nature in which everything is, at the same time, purpose, just as it is cause and also effect.” An organism, therefore, cannot be explained merely through rigid laws that operate with necessity, as is the case with inorganic nature. It is for this reason that, although Kant himself had, in his General Natural History and Theory of the Heavens, undertaken the attempt to “discuss the constitution and the mechanical origin of the entire world structure according to Newtonian principles,” he is of the opinion that a similar attempt, applied to the world of organic beings, would necessarily fail. In his Critique of Judgment, he advances the following statement: It is, namely, absolutely certain that in following merely mechanical principles of nature we cannot even become sufficiently acquainted with organisms and their inner possibility, much less explain them. This is so certain that one can boldly say that it would be absurd for man to set out on any such attempt or to hope that at some future time a Newton could arise who would explain as much as the production of a blade of grass according to natural laws into which no purpose had brought order and direction. Such a knowledge must, on the contrary, be altogether denied to man. Kant's view that it is the human mind itself that first projects the laws into nature that it then finds in it, is also irreconcilable with another opinion concerning a purpose-directed entity, for a purpose points to its originator through whom it was laid into such an entity, that is, to the rational originator of the world. If the human mind could explain a teleological being in the same way as an entity that is merely constituted according to natural necessity, it would also have to be capable of projecting laws of purpose out of itself into the things. Not merely would the human mind have to provide laws for the things that would be valid with regard to them insofar as they are appearances of his inner world, but it would have to be capable of prescribing their own destination to the things that are completely independent of the mind. The human mind would, therefore, have to be not merely a cognitive, but a creative, spirit; its reason would, like that of God, have to create the things. [ 17 ] Whoever calls to mind the structure of the Kantian world conception as it has been outlined here will understand its strong effect on Kant's contemporaries and also on the time after him, for he leaves intact all of the conceptions that had formed and impressed themselves on the human mind in the course of the development of western culture. This world conception leaves God, freedom and immortality, to the religious spirit. It satisfies the need for knowledge in delineating a territory for it inside the limits of which it recognizes unconditionally certain truths. It even allows for the opinion that the human reason is justified to employ, not merely the eternal rigorous natural laws for the explanation of living beings, but the purpose concept that suggests a designed order in the world. [ 18 ] But at what price did Kant obtain all this! He transferred all of nature into the human mind and transformed its laws into laws of this mind. He ejected the higher world order entirely from nature and placed this order on a purely moral foundation. He drew a sharp line of demarcation between the realm of the inorganic and that of the organic, explaining the former according to mechanical laws of natural necessity and the latter according to teleological ideas. Finally, he tore the realm of beauty and art completely out of its connection with the rest of reality, for the teleological form that is to be observed in the beautiful has nothing to do with real purposes. How a beautiful object comes into the world is of no importance; it is sufficient that it stimulates in us the conception of the purposeful and thereby produces our delight. [ 19 ] Kant not only presents the view that man's knowledge is possible so far as the law-structure of this knowledge has its origin in the self-conscious soul, and the certainty concerning this soul comes out of a source that is different from the one out of which our knowledge of nature springs. He also points out that our human knowledge has to resign before nature, where it meets the living organism in which thought itself seems to reign in nature. In taking this position, Kant confesses by implication that he cannot imagine thoughts that are conceived as active in the entities of nature themselves. The recognition of such thoughts presupposes that the human soul not merely thinks, but in thinking shares the life of nature in its inner experience. If somebody discovered that thoughts are capable not merely of being received as perceptions, as is the case with the Platonic and Aristotelian ideas, but that it is possible to experience thoughts by penetrating into the entities of nature, then this would mean that again a new element had been found that could enter the picture of nature as well as the conception of the self-conscious ego. The self-conscious ego by itself does not find a place in the nature picture of modern times. If the self-conscious ego, in filling itself with thought, is not merely aware that it forms this thought, but recognizes in thought a life of which it can know, “This life can realize itself also outside myself,” then this self-conscious ego can arrive at the insight, “I hold within myself something that can also be found without.” The evolution of modern world conception thus urges man on to the step: To find the thought in the self-conscious ego that is felt to be alive. This step Kant did not take; Goethe did. [ 20 ] In all essential points, Goethe arrived at the opposite to Kant's conception of the world. Approximately at the same time that Kant published his Critique of Pure Reason, Goethe laid down his creed in his prose hymn, Nature, in which he placed man completely into nature and in which he presented nature as bearing absolute sway, independent of man: Her own and man's lawgiver as well. Kant drew all nature into the human mind. Goethe considered everything as belonging to this nature; he fitted the human spirit into the natural world order: Nature! We are surrounded and enveloped by her, incapable of leaving her domain, incapable of penetrating deeper into her. She draws us into the rounds of her dance, neither asking nor warning, and whirls away with us until we fall exhausted from her arms... All men are in her and she is in them... Even the most unnatural is Nature; even the clumsiest pedantry has something of her genius ... We obey her laws even when we resist them; we are working with her even when we mean to work against her... Nature is everything... She rewards and punishes, delights and tortures herself... She has placed me into life, she will also lead me out of it. I trust myself into her care. She may hold sway over me. She will not hate her work. It was not I who spoke of her. Nay, it was Nature who spoke it all, true and false. Nature is the blame for all things; hers is the merit. This is the polar opposite to Kant's world conception. According to Kant, nature is entirely in the human spirit; according to Goethe, the human spirit is entirely in nature because nature itself is spirit. It is, therefore, easily understandable when Goethe tells us in his essay, Influence of Modern Philosophy:
We need not waver in this estimate of Goethe's attitude toward Kant, in spite of the fact that Goethe uttered many a favorable judgment about the philosopher of Koenigsberg. This opposition between Kant and himself would only then have become quite clear to him if he had engaged himself in a thorough study of Kant, but this he did not do. In the above-mentioned essay he says, “It was the introductory passages that I liked; into the labyrinth itself, however, I could not venture to go; I was kept from it now by my poetic imagination, now by my common sense, and nowhere did I feel myself furthered.” Goethe has, nevertheless, expressed his opposition distinctly on one occasion in a passage that has been published only from the papers of the residuary estate in the Weimar Goethe Edition (Weimarische Ausgabe, 2; Abteilung, Band XI, page 377). The fundamental error of Kant was, as here expressed by Goethe, that he “considers the subjective faculty of knowledge as an object and discriminates the point where the subjective and the objective meet with great penetration but not quite correctly.” Goethe just happens to be convinced that it is not only the spirit as such that speaks in the subjective human faculty of cognition, but that it is the spirit of nature that has created for itself an organ in man through which it reveals its secrets. It is not man at all who speaks about nature, but it is nature who speaks in man about itself. This is Goethe's conviction. Thus, he could say that whenever the controversy concerning Kant's world view “was brought up, I liked to take the side that gave most honor to man, and I completely agreed with all those friends who maintained with Kant that, although all our knowledge begins with experience, it nevertheless does not originate from experience.” For Goethe believed that the eternal laws according to which nature proceeds are revealed in the human spirit, but for this reason, they were not merely the subjective laws of the spirit for him, but the objective laws of the order of nature itself. It is for this reason also that Goethe could not agree when Schiller, under the influence of Kant, erected a forbidding wall of separation between the realms of natural necessity and of freedom. Goethe expressed himself on this point in his essay, First Acquaintance with Schiller: Schiller and some friends had absorbed the Kantian philosophy, which elevates the subject to such height while apparently narrowing it. It developed the extraordinary traits that nature had laid into his character and he, in his highest feeling of freedom and self determination, tended to be ungrateful to the great mother who had certainly not treated him stingily. Instead of considering nature as self-supporting, alive and productively spreading order and law from the lowest to the highest point, Schiller took notice of it only in the shape of a few empirical human natural inclinations. In his essay, Influence of Modern Philosophy, Goethe points to his difference with Schiller in these words. “He preached the gospel of freedom; I was unwilling to see the rights of nature infringed upon.” There was, indeed, an element of Kant's mode of conception in Schiller, but so far as Goethe is concerned, we are right in accepting what he himself said with regard to some conversations he had with the followers of Kant. “They heard what I had to say but they could not answer me or further me in any way. More than once it happened that one or the other of them admitted to me with a surprised smile that my conception was, to be sure, analogous to that of Kant, but in a curious fashion indeed.” [ 21 ] Goethe did not consider art and beauty as a realm that was torn out of the interconnection of reality, but as a higher stage of nature's order. At the sight of artistic creations that especially interested him during his Italian journey he wrote, “Like the highest works of nature, the lofty works of art have been produced by men according to true and natural laws. Everything that is arbitrary and merely imagined fades away before them. Here is necessity; here is God.” When the artist proceeds as the Greeks did, namely, “according to the laws that Nature herself follows,” then his works contain the same godly element that is to be found in nature itself. For Goethe, art is “a manifestation of secret natural laws.” What the artist creates are works of nature on a higher level of perfection. Art is the continuation and human completion of nature, for “as man finds himself placed at the highest point of nature, he again considers himself a whole nature and as such has again to produce a peak in himself. For this purpose he raises his own existence by penetrating himself with all perfections and virtues, produces choice, order, harmony and meaning, and finally lifts himself as far as to the production of the work of art.” Everything is nature, from the inorganic stone to the highest of man's works of art, and everything in this nature is ruled by the same “eternal, necessary and thereby divine laws,” such that “the godhead itself could not change anything about it” (Poetry and Truth, Book XVI). [ 22 ] When, in 1811, Goethe read Jacobi's book, On Things Divine, it made him “uneasy.”
[ 23 ] The realm of necessity in Spinoza's sense is a realm of inner necessity for Kant. For Goethe, it is the universe itself, and man with all his thinking, feeling, willing and actions is a link in this chain of necessities. In this realm there is only one order of law, of which the natural and the moral represent only the two sides of its essence. “The sun sheds its light over those good and evil, and to the guilty as to the best, the moon and the stars shine brightly.” [ 24 ] Out of one root, out of the eternal springs of nature, Goethe has everything pour forth: The inorganic and the organic beings, and man with all the fruits of his spirit, his knowledge, his moral order and his art.
[ 25 ] In these words Goethe summed up his credo. Against Hailer, who had written the lines, “Into nature's sacred center, no created spirits enter,” Goethe turns with his sharpest words:
[ 26 ] In following this world conception Goethe could also not recognize the difference between inorganic and organic nature, which Kant had ascertained in his Critique of Judgment. Goethe tended to explain living organisms according to the laws by which lifeless nature is explained. Concerning the various species in the plant world, the leading botanist of that time, Linné, states that there were as many species as there “have been created fundamentally different forms.” A botanist who holds such an opinion can only attempt to study the quality of the individual forms and to differentiate them carefully from one another. Goethe could not consent to such a view of nature. “What Linnaeus wanted with might and main to separate, I felt in the very roots of my being as striving into union.” Goethe searched for an entity that was common to all species of plants. On his Italian journey this general archetype in all plant forms becomes clearer to him step by step.
On another occasion Goethe expresses himself concerning this archetypal plant by saying, “It is going to become the strangest creature of the world for which nature herself shall envy me. With this model and the corresponding key, one is then capable of inventing plants to infinity, but they must be consistent in themselves, that is to say, plants that, even if they do not exist, at least could exist, and that are not merely shadows and schemes of a picturesque or poetic imagination, but have an inner truth and necessity.” As Kant, in his Natural History and Theory of the Heavens, exclaims, “Give me matter and I will build you a world out of it,” because he has gained insight into the law-determined interconnection of this world, so Goethe pronounces here that with the aid of the archetypal plant one could invent plants indefinitely that would be capable of existence because one would be in possession of the law of their origin and their development. What Kant was ready to acknowledge only for inorganic nature, that is, that its phenomena can be understood according to necessary laws, Goethe extends also to the world of organisms. In the letter in which he tells Herder about his discovery of the archetypal plant, he adds, “The same law will be applicable to all other living beings,” and Goethe applies it, indeed. In 1795, his persevering studies of the animal world led him to “feel free to maintain boldly that all perfect organic beings, among which we see fishes, amphibia, birds, mammals, and at the top of the ladder, man, were formed after one model, which in its constant parts only varies in one or another direction and still develops and transforms daily through propagation.” In his conception of nature as well, therefore, Goethe stands in full opposition to Kant. Kant had called it a risky “adventure of reason,” should reason attempt to explain the living with regard to its origin. He considered the human faculty of cognition as unfit for such an explanation.
Against Kantian arguments of this kind, Goethe answers:
[ 27 ] In his archetypal plant, Goethe had seized upon an idea “with which one can ... invent plants to infinity, but they must be consistent, that is to say, even if they do not exist, nevertheless they could exist and are not merely shadows and schemes of a picturesque or poetic imagination but have an inner truth and necessity.” Thus, Goethe shows that he is about to find not merely the perceptible idea, the idea that is thought, in the self-conscious ego, but the living idea. The self-conscious ego experiences a realm in itself that manifests itself as both self-contained and at the same time appertaining to the external world, because the forms of the latter prove to be moulded after the models of the creative powers. With this step the self-conscious ego can appear as a real being. Goethe has developed a conception through which the self-conscious ego can feel itself enlivened because it feels itself in union with the creative entities of nature. The world conception of modern times attempted to master the riddle of the self-conscious ego; Goethe plants the living idea into this ego, and with this force of life pulsating in it, it proves to be a life-saturated reality. The Greek idea is akin to the picture; it is contemplated like a picture. The idea of modern times must be akin to life, to the living being; it is inwardly experienced. Goethe was aware of the fact that there is such an inward experience of the idea. In the self-conscious ego he perceived the breath of the living idea. [ 28 ] Goethe says of Kant's Critique of Judgment that he “owed a most happy period of his life to this book.” “The great leading thoughts of this work were quite analogous to my previous creations, actions and thinking. The inner life of art and nature, the unfolding of the activity in both cases from within, was distinctly expressed in this book.” Yet, this statement of Goethe must not deceive us concerning his opposition to Kant, for in the essay in which it occurs, we also read, “Passionately stimulated, I proceeded on my own paths so much the quicker because I, myself, did not know where they led, and because I found little resonance with the Kantians for what I had conquered for myself and for the methods in which I had arrived at my results. For I expressed what had been stirred up in me and not what I had read.” [ 29 ] A strictly unitary (monastic) world conception is peculiar to Goethe. He sets out to gain one viewpoint from which the whole universe reveals its law structure—“from the brick that falls from the roof to the brilliant flash of inspiration that dawns on you and that you convey.” For “all effects of whatever kind they may be that we observe in experience are interconnected in the most continuous fashion and flow into one another.”
Thus, with the example of a fallen brick Goethe illustrates the interconnection of all kinds of natural effects. It would be an explanation in Goethe's sense if one could also derive their strictly law-determined interconnection out of one root. [ 30 ] Kant and Goethe appear as two spiritual antipodes at the most significant moment in the history of modern world conception, and the attitude of those who were interested in the highest questions was fundamentally different toward them. Kant constructed his world conception with all the technical means of a strict school philosophy; Goethe philosophized naively, depending trustfully on his healthy nature. For this reason, Fichte, as mentioned above, believed that in Goethe he could only turn “to the representative of the purest spirituality of Feeling as it appears on the stage of humanity that has been reached at the present time.” But he had the opinion of Kant “that no human mind can advance further than to the limit at which Kant had stood, especially in his Critique of Judgment.” Whoever penetrates into the world conception of Goethe, however, which is presented in the cloak of naiveté, will, nevertheless, find a firm foundation that can be expressed in the form of clear ideas. Goethe himself did not raise this foundation into the full light of consciousness. For this reason, his mode of conception finds entrance only slowly into the evolution of philosophy, and at the beginning of the nineteenth century it is Kant's position with which the spirits first attempt to come to clarity and with whom they begin to settle their account. [ 31 ] No matter how great Kant's influence was, his contemporaries could not help feeling that their deeper need for knowledge could not become satisfied by him. Such a demand for enlightenment urgently seeks after a unitary world conception as it is given in Goethe's case. With Kant, the individual realms of existence are standing side by side without transition. For this reason, Fichte, in spite of his unconditional veneration for Kant, could not conceal from himself the fact “that Kant had only hinted at the truth, but had neither presented nor proved it.” And further: This wonderful, unique man had either a divination for the truth without being aware of the reasons for it, or he estimated his contemporaries as insufficient to have these reasons conveyed to them, or, again, he was reluctant during his lifetime to attract the superhuman veneration that sooner or later would have been bestowed upon him. No one has understood him as yet, and nobody will succeed in doing so who does not arrive at Kant's results in following his own ways; when it does happen, the world really will be astonished. But I know just as certainly that Kant had such a system in mind, that all statements that he actually did express are fragments and results of this system, and have meaning and consistence only under this presupposition. For, if this were not the case, Fichte would “be more inclined to consider the Critique of Pure Reason the product of the strangest accident than as the work of a mind.” [ 32 ] Other contemporaries also judged Kant's world of ideas to be insufficient. Lichtenberg, one of the most brilliant and at the same time most independent minds of the second half of the eighteenth century, who appreciated Kant, nevertheless could not suppress significant objections to his philosophy. On the one hand he says, “What does it mean to think in Kant's spirit? I believe it means to find the relation of our being, whatever that may be, toward the things we call external, that is to say, to define the relation of the subjective to the objective. This, to be sure, has always been the aim of all thorough natural scientists, but it is questionable if they ever proceeded so truly philosophically as did Herr Kant. What is and must be subjective was taken as objective.” On the other hand, however, Lichtenberg observes, “Should it really be an established fact that our reason cannot know anything about the supersensible? Should it not be possible for us to weave our ideas of God and immortality to as much purpose as the spider weaves his net to catch flies? In other words, should there not be beings who admire us because of our ideas of God and immortality just as we admire the spider and silkworm?” One could, however, raise a much more significant objection. If it is correct that the law of human reason refers only to the inner worlds of the mind, how do we then manage even to speak of things outside ourselves at all? In that case, we should have to be completely caught in the cobweb of our inner world. An objection of this kind is raised by G. E. Schulze (1761–1833) in his book, Aenesidemus, which appeared anonymously in 1792. In it he maintains that all our knowledge is nothing but mere conceptions and we could in no way go beyond the world of our inner thought pictures. Kant's moral truths are also finally refuted with this step, for if not even the possibility to go beyond the inner world is thinkable, then it is also impossible that a moral voice could lead us into such a world that is impossible to think. In this way, a new doubt with regard to all truths develops out of Kant's view, and the philosophy of criticism is turned into scepticism. One of the most consistent followers of scepticism is S. Maimon (1753–1800), who, from 1790 on, wrote several books that were under the influence of Kant and Schulze. In them he defended with complete determination the view that, because of the very nature of our cognitive faculty, we are not permitted to speak of the existence of external objects. Another disciple of Kant, Jacob Sigismund Beck, went even so far as to maintain that Kant himself had really not assumed things outside ourselves and that it was nothing but a misunderstanding if such a conception was ascribed to him. [ 33 ] One thing is certain; Kant offered his contemporaries innumerable points for attack and interpretations. Precisely through his unclarities and contradictions, he became the father of the classical German world conceptions of Fichte, Schelling, Schopenhauer, Hegel, Herbart and Schleiermacher. His unclarities became new questions for them. No matter how he endeavored to limit knowledge in order to make place for belief, the human spirit can confess to be satisfied in the true sense of the word only through knowledge, through cognition. So it came to pass that Kant's successors strove to restore knowledge to its full rights again, that they attempted to settle through knowledge the highest needs of man. Johann Gottlieb Fichte (1762–1814) seemed to be chosen by nature to continue Kant's work in this direction. Fichte confessed, “The love of knowledge and especially speculative knowledge, when it has laid hold on man, occupies him to such an extent that no other wish is left in him but that to pursue it with complete calm and concentration.” Fichte can be called an enthusiast of world conception. Through this enthusiasm he must have laid a charm on his contemporaries and especially on his students. Forberg, who was one of his disciples, tells us: In his public addresses his speech rushes powerfully on like a thunderstorm that unloads its fire in individual strokes of lightning; he lifts the soul up; he means to produce not only good men but great men; his eye is stern; his step bold; through his philosophy he intends to lead the spirit of the age; his imagination is not flowery, but strong and powerful; his pictures are not graceful but bold and great. He penetrates into the innermost depths of his object and he moves in the realm of concepts with an ease that betrays that he not only lives in this invisible land, but rules there. The most outstanding trait in Fichte's personality is the grand, serious style of his life conception. He measures everything by the highest standards. In describing the calling of the writer, for instance, he says:
A man speaks in these words who is aware of his call as a spiritual leader of his age, and who seriously means what he says in the preface to his Doctrine of Science: “My person is of no importance at all, but Truth is of all importance for ‘I am a priest of Truth’.” We can understand that a man who, like him, lives “in the Kingdom of Truth” does not merely mean to guide others to an understanding, but that he intended to force them to it. Thus, he could give one of his writings the title, A Radiantly Clear Report to the Larger Public Concerning the Real Essence of the Newest Philosophy. An Attempt to Force the Readers to Understand. Fichte is a personality who believes that, in order to walk life's course, he has no need of the real world and its facts; rather, he keeps his eyes riveted on the world of idea. He holds those in low esteem who do not understand such an idealistic attitude of spirit.
Fichte wrote these words in the preface to the publication of the lectures in which he had spoken to the students of Jena on the Destination of the Scholar. Views like those of Fichte have their origin in a great energy of the soul, giving sureness for knowledge of world and life. Fichte had blunt words for all those who did not feel the strength in themselves for such a sureness. When the philosopher, Reinhold, ventured the statement that the inner voice of man could also be in error, Fichte replied, “You say the philosopher should entertain the thought that he, as an individual, could also be mistaken and that he, therefore, could and should learn from others. Do you know whose thought mood you are describing with these words? That of a man who has never in his whole life been really convinced of something.” [ 34 ] To this vigorous personality, whose eyes were entirely directed to the inner life, it was repugnant to search anywhere else for a world conception, the highest aim man can obtain, except in his inner life. “All culture should be the exercise of all faculties toward the one purpose of complete freedom, that is to say, of the complete independence from everything that is not we, ourselves, our pure Self (reason, moral law), for only this is ours. . . .” This is Fichte's judgment in his Contributions Toward the Corrections of the Public Judgments Concerning the French Revolution, which appeared in 1793. Should not the most valuable energy in man, his power of knowledge, be directed toward this one purpose of complete independence from everything that is not we, ourselves? Could we ever arrive at a complete independence if we were dependent in our world conception on any kind of being? If it had been predetermined by such a being outside ourselves of what nature our soul and our duties are, and that we thereby procured a knowledge afterwards out of such an accomplished fact? If we are independent, then we must be independent also with regard to the knowledge of truth. If we receive something that has come into existence without our help, then we are dependent on this something. For this reason, we cannot receive the highest truths. We must create them, they must come into being through us. Thus, Fichte can only place something at the summit of his world conception that obtains its existence through ourselves. When we say about a thing of the external world, “It is,” we are doing so because we perceive it. We know that we are recognizing the existence of another being. What this other being is does not depend on us. We can know its qualities only when we direct our faculty of perception toward it. We should never know what “red,” “warm,” “cold” is, if we did not know it through perception. We cannot add anything to these qualities of the thing, nor can we subtract anything from them. We say, “They are.” What they are is what they tell us. This is entirely different in regard to our own existence. Man does not say to himself, “It is,” but, “I am.” He says, thereby, not only that he is, but also what he is, namely, an “I.” Only another being could say concerning me, “It is.” This is, in fact, what another being would have to say, for even in the case that this other being should have created me, it could not say concerning my existence, “I am.” The statement, “I am,” loses all meaning if it is not uttered by the being itself that speaks about its own existence. There is, therefore, nothing in the world that can address me as “I” except myself. This recognition of myself as an “I,” therefore, must be my own original action. No being outside myself can have influence on this. [ 35 ] At this point Fichte found something with respect to which he saw himself completely independent of every “foreign” entity. A God could create me, but he would have to leave it to myself to recognize myself as an “I.” I give my ego-consciousness to myself. In this way, Fichte obtained a firm point for his world conception, something in which there is certainty. How do matters stand now concerning the existence of other beings? l ascribe this existence to them, but to do so I have not the same right as with myself. They must become part of my “I” if I am to recognize an existence in them with the same right, and they do become a part of myself as I perceive them, for as soon as this is the case, they are there for me. What I can say is only, my “self” feels “red,” my “self' feels “warm.” Just as truly as I ascribe to myself an existence, I can also ascribe it to my feeling, to my sensation. Therefore, if I understand myself rightly, I can only say, I am, and I myself ascribe existence also to an external world. [ 36 ] For Fichte, the external world lost its independent existence in this way: It has an existence that is only ascribed to it by the ego, projected by the ego's imagination. In his endeavor to give to his own “self” the highest possible independence, Fichte deprived the outer world of all self-dependence. Now, where such an independent external world is not supposed to exist, it is also quite understandable if the interest in a knowledge concerning this external world ceases. Thereby, the interest in what is properly called knowledge is altogether extinguished, for the ego learns nothing through its knowledge but what it produces for itself. In all such knowledge the human ego holds soliloquies, as it were, with itself. It does not transcend its own being. It can do so only through what can be called living action. When the ego acts, when it accomplishes something in the world, then it is no longer alone by itself, talking to itself. Then its actions flow out into the world. They obtain a self-dependent existence. I accomplish something and when I have done so, this something will continue to have its effect, even if I no longer participate in its action. What I know has being only through myself, what I do, is part and parcel of a moral world order independent of myself. But what does all certainty that we derive from our own ego mean compared to this highest truth of a moral world order, which must surely be independent of ourselves if existence is to have any significance at all? All knowledge is something only for the ego, but this world order must be something outside the ego. It must be, in spite of the fact that we cannot know anything of it. We must, therefore, believe it. In this manner Fichte also goes beyond knowledge and arrives at a belief. Compared to this belief, all knowledge is as dream to reality. The ego itself has only such a dream existence as long as it contemplates itself. It makes itself a picture of itself, which does not have to be anything but a passing picture; it is action alone that remains. Fichte describes this dream life of the world with significant words in his Vocation of Man:
In what a different light the moral world order, the world of belief, appears to Fichte:
[ 37 ] Because knowledge is a dream and the moral world order is the only true reality for Fichte, he places the life through which man participates in the moral world order higher than knowledge, the contemplation of things. “Nothing,” so Fichte maintains, “has unconditional value and significance except life; everything else, for instance thinking, poetic imagination and knowledge, has value only insofar as it refers in some way to the living, insofar as it proceeds from it or means to turn back into it.” [ 38 ] This is the fundamental ethical trait in Fichte's personality, which extinguished or reduced in significance everything in his world conception that does not directly tend toward the moral destination of man. He meant to establish the highest, the purest aims and standards for life, and for this purpose he refused to be distracted by any process of knowledge that might discover contradictions with the natural world order in these aims. Goethe made the statement, “The active person is always without conscience; no one has conscience except the onlooker.” He means to say that the contemplative man estimates everything in its true, real value, understanding and recognizing everything in its own proper place. The active man, however, is, above everything else, bent on seeing his demands fulfilled; he is not concerned with the question of whether or not he thereby encroaches upon the rights of things. Fichte was, above all, concerned with action; he was, however, unwilling to be charged by contemplation with lack of conscience. He, therefore, denied the value of contemplation. [ 39 ] To effect life immediately—this was Fichte's continuous endeavor. He felt most satisfied when he believed that his words could become action in others. It is under the influence of this ardent desire that he composed the following works. Demand to the Princess of Europe to Return the Freedom of Thought, Which They Have Heretofore Suppressed. Heliopolis in the Last Year of the Old Darkness 1792; Contributions Toward the Correction of the Public Judgment Concerning the French Revolution 1793. This ardent desire also caused him to give his powerful speeches, Outline of the Present Age Presented in Lectures in Berlin in 1804–5; Direction Toward the Beatific Life or Doctrine of Religion, Lectures given in Berlin in 1806; finally, his Speeches to the German Nation, 1808. [ 40 ] Unconditional surrender to the moral world order, action that springs out of the deepest core of man's nature: These are the demands through which life obtains value and meaning. This view runs through all of Fichte's speeches and writings as the basic theme. In his Outline of the Present Age, he reprimands this age with flaming words for its egotism. He claims that everybody is only following the path prescribed by his lower desires, but these desires lead him away from the great totality that comprises the human community in moral harmony. Such an age must needs lead those who live in its tendency into decline and destruction. What Fichte meant to enliven in the human soul was the sense of duty and obligation. [ 41 ] In this fashion, Fichte attempted to exert a formative influence on the life of his time with his ideas because he saw these ideas as vigorously enlivened by the consciousness that man derives the highest content of his soul life from a world to which he can obtain access by settling his account with his “ego” all by himself. In so doing man feels himself in his true vocation. From such a conviction, Fichte coins the words, “I, myself, and my necessary purpose are the supersensible.” [ 42 ] To be aware of himself as consciously living in the supersensible is, according to Fichte, an experience of which man is capable. When he arrives at this experience, he then knows the “I” within himself, and it is only through this act that he becomes a philosopher. This experience, to be sure, cannot be “proven” to somebody who is unwilling to undergo it himself. How little Fichte considers such a “proof” possible is documented by expressions like, “The gift of a philosopher is inborn, furthered through education and then obtained by self-education, but there is no human art to make philosophers. For this reason, philosophy expects few proselytes among those men who are already formed, polished and perfected. . . .” [ 43 ] Fichte is intent on finding a soul constitution through which the human “ego” can experience itself. The knowledge of nature seems unsuitable to him to reveal anything of the essence of the “ego.” From the fifteenth to the eighteenth century, thinkers arose who were concerned with the question: What element could be found in the picture of nature by means of which the human being could become explainable in this picture? Goethe did not see the question in this way. He felt a spiritual nature behind the externally manifested one. For him, the human soul is capable of experiences through which it lives not only in the externally manifested, but within the creative forces. Goethe was in quest of the idea, as were the Greeks, but he did not look for it as perceptible idea. He meant to find it in participating in the world processes through inner experience where these can no longer be perceived. Goethe searched in the soul for the life of nature. Fichte also searched in the soul itself, but he did not focus his search where nature lives in the soul but immediately where the soul feels its own life kindled without regard to any other world processes and world entities with which this life might be connected. With Fichte, a world conception arose that exhausted all its endeavor in the attempt to find an inner soul life that compared to the thought life of the Greeks, as did their thought life to the picture conception of the age before them. In Fichte, thought becomes an experience of the ego as the picture had become thought with the Greek thinkers. With Fichte, world conception is ready to experience self-consciousness; with Plato and Aristotle, it had arrived at the point to think soul consciousness. [ 44 ] Just as Kant dethroned knowledge in order to make place for belief, so Fichte declared knowledge to be mere appearance in order to open the gates for living action, for moral activity. A similar attempt was also made by Schiller. Only in his case, the part that was claimed by belief in Kant's philosophy, and by action in that of Fichte, was now occupied by beauty. Schiller's significance in the development of world conception is usually underestimated. Goethe had to complain that he was not recognized as a natural scientist just because people had become accustomed to take him as a poet, and those who penetrate into Schiller's philosophical ideas must regret that he is appreciated so little by the scholars who deal with the history of world conception, because Schiller's field is considered to be limited to the realm of poetry. [ 45 ] As a thoroughly self-dependent thinker, Schiller takes his attitude toward Kant, who had been so stimulating and thought-provoking to him. The loftiness of the moral belief to which Kant meant to lift man was highly appreciated by the poet who, in his Robbers, and Cabal and Love, had held a mirror to the corruption of his time. But he asked himself the question: Should it indeed be a necessary truth that man can be lifted to the height of “the categorical imperative” only through the struggle against his desires and urges? Kant wanted to ascribe to the sensual nature of man only the inclination toward the low, the self-seeking, the gratification of the senses, and only he who lifted himself above the sensual nature, who mortified the flesh and who alone allowed the pure spiritual voice of duty to speak within him: Only he could be virtuous. Thus, Kant debased the natural man in order to be able to elevate the moral man so much the higher. To Schiller this judgment seemed to contain something that was unworthy of man. Should it not be possible to ennoble the impulses of man to become in themselves inclined toward the life of duty and morality? They would then not have to be suppressed to become morally effective. Schiller, therefore, opposes Kant's rigorous demand of duty in the epigram:
[ 46 ] Schiller attempted to dissolve these “scruples of conscience” in his own fashion. There are actually two impulses ruling in man: The impulses of the sensual desire and the impulse of reason. If man surrenders to the sensual impulse, he is a plaything of his desires and passions, in short, of his egoism. If he gives himself completely up to the impulses of reason, he is a slave of its rigorous commands, its inexorable logic, its categorical imperative. A man who wants to live exclusively for the sensual impulse must silence reason; a man who wants to serve reason only must mortify sensuality. If the former, nevertheless, listens to the voice of reason, he will yield to it only reluctantly against his own will; if the latter observes the call of his desires, he feels them as a burden on his path of virtue. The physical nature of man and his spiritual character then seem to live in a fateful discord. Is there no state in man in which both the impulses, the sensual and the spiritual, live in harmony? Schiller's answer to this question is positive. There is, indeed, such a state in man. It is the state in which the beautiful is created and enjoyed. He who creates a work of art follows a free impulse of nature. He follows an inclination in doing so, but it is not physical passion that drives him. It is imagination; it is the spirit. This also holds for a man who surrenders to the enjoyment of a work of art. The work of art, while it affects his sensuality, satisfies his spirit at the same time. Man can yield to his desires without observing the higher laws of the spirit; he can comply with his duties without paying attention to sensuality. A beautiful work of art affects his delight without awakening his desires, and it transports him into a world in which he abides by virtue of his own disposition. Man is comparable to a child in this state, following his inclinations in his actions without asking if they run counter to the laws of reason. “The sensual man is led through beauty . . . into thinking; through beauty, the spiritual man is led back to matter, returned to the world of the senses” (Letters on the Esthetic Education of Man; Letter 18).
As man is, through beauty, neither the slave of sensuality nor of reason, but because through its mediation both factors contribute their effect in a balanced cooperation in man's soul, Schiller compares the instinct for beauty with the child's impulse who, in his play, does not submit his spirit to the laws of reason, but employs it freely according to his inclination. It is for this reason that Schiller calls the impulse for beauty, play-impulse:
In the realization of this ideal play-impulse, man finds the reality of freedom. Now, he no longer obeys reason, nor does he follow sensual inclinations any longer. He now acts from inclination as if the spring of his action were reason. “Man shall only play with beauty and it is only with beauty that he shall play. . To state it without further reserve, man plays only when he is human in the full sense of the word and he is only wholly human when he is playing.” Schiller could also have said: In play man is free; in following the command of duty, and in yielding to sensuality, he is unfree. If man wants to be human in the full meaning of the word, and also with regard to his moral actions, that is to say, if he really wants to be free, then he must live in the same relation to his virtues as he does to beauty. He must ennoble his inclinations into virtues and must be so permeated by his virtues that he feels no other inclination than that of following them. A man who has established this harmony between inclination and duty can, in every moment, count on the morality of his actions as a matter of course. [ 47 ] From this viewpoint, one can also look at man's social life. A man who follows his sensual desires is self-seeking. He would always be bent on his own well-being if the state did not regulate the social intercourse through laws of reason. The free man accomplishes through his own impulse what the state must demand of the self-seeking. In a community of free men no compulsory laws are necessary.
Thus, Schiller considers a moral realm as an ideal in which the temper of virtue rules with the same ease and freedom as the esthetic taste governs in the realm of beauty. He makes life in the realm of beauty the model of a perfect moral social order in which man is liberated in every direction. Schiller closes the beautiful essay in which he proclaims this ideal with the question of whether such an order had anywhere been realized. He answers with the words:
[ 48 ] In this virtue refined into beauty, Schiller found a mediation between the world conceptions of Kant and Goethe. No matter how great the attraction that Schiller had found in Kant when the latter had defended the ideal of a pure humanity against the prevailing moral order, when Schiller became more intimately acquainted with Goethe, he became an admirer of Goethe's view of world and life. Schiller's mind, always relentlessly striving for the purest clarity of thought, was not satisfied before he had succeeded in penetrating also conceptually into this wisdom of Goethe. The high satisfaction Goethe derived from his view of beauty and art, and also for his conduct of life, attracted Schiller more and more to the mode of Goethe's conception. In the letter in which Schiller thanks Goethe for sending him his Wilhelm Meister, he says:
This judgment of Schiller can only refer to the Kantian philosophy with which he had had his experiences. In many respects, it estranges man from nature. It approaches nature with no confidence in it but recognizes as valid truth only what is derived from man's own mental organization. Through this trait all judgments of that philosophy seem to lack the lively content and color so characteristic of everything that has its source in the immediate experience of nature's events and things themselves. This philosophy moves in bloodless, gray and cold abstractions. It has sacrificed the warmth we derive from the immediate touch with things and beings and has exchanged the frigidity of its abstract concepts for it. In the field of morality, also, Kant's world conception presents the same antagonism to nature. The duty-concept of pure reason is regarded as its highest aims. What man loves, what his inclinations tend to, everything in man's being that is immediately rooted in man's nature, must be subordinated to this ideal of duty. Kant goes even as far as the realm of beauty to extinguish the share that man must have in it according to his original sensations and feelings. The beautiful is to produce a delight that is completely “free from interest.” Compare that with how devoted, how really interested Schiller approaches a work in which he admires the highest stage of artistic production. He says concerning Wilhelm Meister:
These are not the words of somebody who believes in delight without interest, but of a man who is convinced that the pleasure in the beautiful is capable of being so refined that a complete surrender to this pleasure does not involve degradation. Interest is not to be extinguished as we approach the work of art; rather are we to become capable of including in our interest what has its source in the spirit. The “true” man is to develop this kind of interest for the beautiful also with respect to his moral conceptions. Schiller writes in a letter to Goethe, “It is really worth observing that the slackness with regard to esthetic things appears always to be connected with moral slackness, and that a pure rigorous striving for high beauty with the highest degree of liberality concerning everything that is nature will contain in itself rigorism in moral life.” [ 49 ] The estrangement from nature in the world conception and in all of the culture of the time in which he lived was felt so strongly by Schiller that he made it the subject of his essay, On Naive and Sentimental Poetry. He compares the life conception of his time with that of the Greeks and raises the question, “How is it that we, who are infinitely surpassed by the ancients in everything that is nature, can render homage to nature to a higher degree, cling to her with fervour and can embrace even the lifeless world with the warmest sentiments.” He answers this question by saying:
This was entirely different with the Greeks. They lived their lives within the bounds of the natural. Everything they did sprang from their natural conception, feeling and sentiment. They were intimately bound to nature. Modern man feels himself in his own being placed in contrast to nature. As the urge toward this primeval mother of being cannot be extinguished, it transforms itself in the modern soul into a yearning for nature, into a search for it. The Greek had nature; modern man searches for nature.
The fundamental mood of the Greek spirit was naive, that of modern man is sentimental. The Greeks' world conception could, for this reason, be rightly realistic, for he had not yet separated the spiritual from the natural; for him, nature included the spirit. If he surrendered to nature, it was to a spirit-saturated nature. This is not so with modern man. He has detached the spirit from nature; he has lifted the spirit into the realm of gray abstractions. If he were to surrender to his nature, he would yield to a nature deprived of all spirit. Therefore, his loftiest striving must be directed toward the ideal; through the striving for this goal, spirit and nature are to be reconciled again. In Goethe's mode of spirit, however, Schiller found something that was akin to the Greek spirit. Goethe felt that he saw his ideas and thoughts with his eyes because he felt reality as an undivided unity of spirit and nature. According to Schiller, Goethe had preserved something in himself that will be attained again by the “sentimental man” when he has reached the climax of his striving. Modern man arrives at such a summit in the esthetic mood as Schiller describes it in the state of soul in which sensuality and reason are harmonized again. [ 50 ] The nature of the development of modern world conception is significantly characterized in the observation Schiller made to Goethe in his letter of August 23, 1794:
Schiller, as these sentences show, is aware of the course that the development of soul life has taken from the age of the ancient Greeks until his own time, for the Greek soul life disclosed itself in the life of thought and he could accept this unveiling because thought was for him a perception like the perception of color and sounds. This kind of thought life has faded away for modern man. The powers that weave creatively through the world must be experienced by him as an inner soul experience, and in order to render this imperceptible thought life inwardly visible, it nevertheless must be filled by imagination. This imagination must be such that it is felt as one with the creative powers of nature. [ 51 ] Because soul consciousness has been transformed into self-consciousness in modern man, the question of world conception arises: How can self-consciousness experience itself so vividly that it feels its conscious process as permeating the creative process of the living world forces? Schiller answered this question for himself in his own fashion when he claimed the life in the artistic experience as his ideal. In this experience the human self-consciousness feels its kinship with an element that transcends the mere nature picture. In it, man feels himself seized by the spirit as he surrenders as a natural and sensual being to the world. Leibniz had attempted to understand the human soul as a monad. Fichte had not proceeded from a mere idea to gain clarity of the nature of the human soul; he searched for a form of experience in which this soul lays hold on its own being. Schiller raises the question: Is there a form of experience for the human soul in which it can feel how it has its roots in spiritual reality? Goethe experiences ideas in himself that present themselves to him at the same time as ideas of nature. In Goethe, Fichte and Schiller, the experienced idea—one could also say, the idea-experience—forces its way into the soul. Such a process had previously happened in the world of the Greeks with the perceived idea, the idea-perception. [ 52 ] The world and life conception that lived in Goethe in a natural (naive) way, and toward which Schiller strove on all detours of his thought development, does not feel the need for the kind of universally valid truth that sees its ideal in the mathematical form. It is satisfied by another truth, which our spirit derives from the immediate intercourse with the real world. The insights Goethe derived from the contemplation of the works of art in Italy were, to be sure, not of the unconditional certainty as are the theorems of mathematics, but they also were less abstract. Goethe approached them with the feeling, “Here is necessity, here is God.” A truth that could not also be revealed in a perfect work of art did not exist for Goethe. What art makes manifest with its technical means of tone, marble, color, rhythm, etc., springs from the same source from which the philosopher also draws who does not avail himself of visual means of presentation but who uses as his means of expression only thought, the idea itself. “Poetry points at the mysteries of nature and attempts to solve them through the picture,” says Goethe. “Philosophy points at the mysteries of reason and attempts to solve them through the word.” In the final analysis, however, reason and nature are, for him, inseparably one; the same truth is the foundation of both. An endeavor for knowledge, which lives in detachment from things in an abstract world, does not seem to him to be the highest form of cognitive life. “It would be the highest attainment to understand that all factual knowledge is already theory.” The blueness of the sky reveals the fundamental law of color phenomena to us. “One should not search for anything behind the phenomena; they, themselves, are the message.” The psychologist, Heinroth, in his Anthology, called the mode of thinking through which Goethe arrived at his insights into the natural formation of plants and animals, an “object-related thinking” (Gegenstaendliches Denken). What he means is that this mode of thinking does not detach itself from its objects, but that the objects of observation are intimately permeated with this thinking, that Goethe's mode of thinking is at the same time a form of observation, and his mode of observation a form of thinking. Schiller becomes a subtle observer as he describes this mode of spirit. He writes on this subject in a letter to Goethe:
For the world conception of Goethe and Schiller, truth is not only contained in science, but also in art. Goethe expresses his opinion as follows, “I think science could be called the knowledge of the general art. Art would be science turned into action. Science would be reason, and art its mechanism, wherefore one could also call it practical science. Thus, finally, science would be the theorem and art the problem.” Goethe describes the interdependence of scientific cognition and artistic expression of knowledge thus:
Thus, truth rules in the process of artistic creation for the artistic style depends, according to this view, “. . . on the deepest foundations of knowledge, on the essence of things insofar as it is permissible to know it in visible and touchable forms.” The fact that creative imagination is granted a share in the process of knowledge and that the abstract intellect is no longer considered to be the only cognitive faculty is a consequence of this view concerning truth. The conceptions on which Goethe based his contemplation's on plant and animal formations were not gray and abstract thoughts but sensual-supersensual pictures, created by spontaneous imagination. Only observation combined with imagination can really lead into the essence of things, not bloodless abstraction; this is Goethe's conviction. For this reason, Goethe said about Galileo that he made his observations as a genius “for whom one case represents a thousand cases . . . when he developed the doctrine of the pendulum and the fall of bodies from swinging church lamps.” Imagination uses the one case in order to produce a content-saturated picture of what is essential in the appearances; the intellect that operates by means of abstractions can, through combination, comparison and calculation of the appearances, gain no more than a general rule of their course. This belief in the possible cognitive function of an imagination that rises into a conscious participation in the creative world process is supported by Goethe's entire world conception. Whoever, like him, sees nature's activity in everything, can also see in the spiritual content of the human imagination nothing but higher products of nature. The pictures of fantasy are products of nature and, as they represent nature, they can only contain truth, for otherwise nature would lie to herself in these afterimages that she creates of herself. Only men with imagination can attain to the highest stages of knowledge. Goethe calls these men the “comprehensive” and the “contemplative” in contrast to the merely “intellectual-inquisitive,” who have remained on a lower stage of cognitive life.
It cannot occur to the believer in such a form of cognition to speak of limitations of human knowledge in a Kantian fashion, for he experiences within himself what man needs as his truth. The core of nature is in the inner life of man. The world conception of Goethe and Schiller does not demand of its truth that it should be a repetition of the world phenomena in conceptual form. It does not demand that its conception should literally correspond to something outside man. What appears in man's inner life as an ideal element, as something spiritual, is as such not to be found in any external world; it appears as the climax of the whole development. For this reason, it does not, according to this philosophy, have to appear in all human beings in the same shape. It can take on an individual form in any individual. Whoever expects to find the truth in the agreement with something external can acknowledge only one form of it, and he will look for it, with Kant, in the type of metaphysics that alone “will be able to present itself as science.” Whoever sees the element in which, as Goethe states in his essay on Winckelmann, “the universe, if it could feel itself, would rejoice as having arrived at its aim in which it could admire the climax of its own becoming and being,” such a thinker can say with Goethe, “If I know my relation to myself and to the external world, I call this truth; in this way everybody can have his own truth and it is yet the same.” For “man in himself, insofar as he uses his healthy senses, is the greatest and most exact apparatus of physics that is possible. Yet, that the experiments separated, as it were, from man, and that one wants to know nature only according to the indications of artificial instruments, even intending to limit and prove in this way what nature is capable of, is the greatest misfortune of modern physics.” Man, however, “stands so high that in him is represented what cannot be represented otherwise. What is the string and all mechanical division of it compared to the ear of the musician? One can even say, ‘What are all elementary phenomena of nature themselves compared to man who must master and modify them all in order to be able to assimilate them to himself to a tolerable degree.’ ” [ 53 ] Concerning his world picture, Goethe speaks neither of a mere knowledge of intellectual concepts nor of belief; he speaks of a contemplative perception in the spirit. He writes to Jacobi, “You trust in belief in God; I, in seeing.” This seeing in the spirit as it is meant here thus enters into the development of world conception as the soul force that is appropriate to an age to which thought is no longer what it had been to the Greek thinkers, but in which thought had revealed itself as a product of self-consciousness, a product, however, that is arrived at through the fact that this self-consciousness is aware of itself as having its being within the spiritually creative forces of nature. Goethe is the representative of an epoch of world conception in which the need is felt to make the transition from mere thinking to spiritual seeing. Schiller strives to justify this transition against Kant's position. [ 54 ] The close alliance that was formed by Goethe, Schiller and their contemporaries between poetic imagination and world conception has freed this conception from the lifeless expression that it must take on when it exclusively moves in the region of the abstract intellect. This alliance has resulted in the belief that there is a personal element in world conception. It is possible for man to work out an approach to the world for himself that is in accordance with his own specific nature and enter thereby into the world of reality, not merely into a world of fantastic schemes. His ideal no longer needs to be that of Kant, which is formed after the model of mathematics and arrives at a world picture that is once and for all finished and completed. Only from a spiritual atmosphere of such a conviction that has an inspiring effect on the human individuality can a conception like that of Jean Paul (1763 – 1825) arise. “The heart of a genius, to whom all other splendor and help-giving energies are subordinated, has one genuine symptom, namely, a new outlook on world and life.” How could it be the mark of the highest developed man, of genius, to create a new world and life conception if the conceived world consisted only in one form? Jean Paul is, in his own way, a defender of Goethe's view that man experiences inside his own self the ultimate existence. He writes to Jacobi:
Jean Paul will not allow anything to deprive him of the right to experience truth inwardly and to employ all forces of the soul for this purpose. He will not be restricted to the use of logical intellect.
With these words he rejects the world-estranged moral order of Kant.
The critical analysis of the intellect, which proceeded with an extreme logical rigor, had, in Kant and Fichte, come to the point of reducing the self-dependent significance of the real life-saturated world to a mere shadow, to a dream picture. This view was unbearable to men gifted with spontaneous imagination, who enriched life by the creation of their imaginative power. These men felt the reality; it was there in their perception, present in their souls, and now it was attempted to prove to them its mere dreamlike quality. “The windows of the philosophical academic halls are too high to allow a view into the alleys of real life,” was the answer of Jean Paul. [ 55 ] Fichte strove for the purest, highest experienced truth. He renounced all knowledge that does not spring from our own inner source. The counter movement to his world conception is formed by the Romantic Movement. Fichte acknowledges only the truth, and the inner life of man only insofar as it reveals the truth; the world conception of the romanticists acknowledges only the inner life, and it declares as valuable everything that springs from this inner life. The ego is not to be chained by anything external. Whatever it produces is justified. [ 56 ] One may say about the romantic movement that it carries Schiller's statement to its extreme consequence, “Man plays only where he is human in the full sense of the word, and he is only wholly human when he is playing.” Romanticism wants to make the whole world into a realm of the artistic. The fully developed man knows no other norms than the laws he creates through his freely ruling imaginative power, in the same way as the artist creates those laws he impresses into his works. He rises above everything that determines him from without and lives entirely through the springs of his own self. The whole world is for him nothing but a material for his esthetic play. The seriousness of man in his everyday life is not rooted in truth. The soul that arrives at true knowledge cannot take seriously the things by themselves; for such a soul they are not in themselves valuable. They are endowed with value only by the soul. The mood of a spirit that is aware of his sovereignty over things is called by the romanticists, the ironical mood of spirit. Karl Wilhelm Ferdinand Solger (1780–1819) gave the following explanation of the term “romantic irony”: The spirit of the artist must comprise all directions in one sweeping glance and this glance, hovering above everything, looking down on everything and annihilating it, we call “irony.” Friedrich Schlegel (1772–1829), one of the leading spokesmen for the romantic turn of spirit, states concerning this mood of irony that it takes everything in at a glance and rises infinitely above everything that is limited, also above some form of art, virtue or genius. Whoever lives in this mood feels bound by nothing; nothing determines the direction of his activity for him. He can “at his own pleasure tune himself to be either philosophical or philological, critical or poetical, historical or rhetorical, antique or modern.” The ironical spirit rises above an eternal moral world order, for this spirit is not told what to do by anything except himself. The ironist is to do what he pleases, for his morality can only be an esthetic morality. The romanticists are the heirs of Fichte's thought of the uniqueness of the ego. They were, however, unwilling to fill this ego with a moral belief, as Fichte did, but stood above all on the right of fantasy and of the unrestrained power of the soul. With them, thinking was entirely absorbed by poetic imagination. Novalis says, “It is quite bad that poetry has a special name and that the poet represents a special profession. It is not anything special by itself. It is the mode of activity proper to the human spirit. Are not the imaginations of man's heart at work every minute?” The ego, exclusively concerned with itself, can arrive at the highest truth: “It seems to man that he is engaged in a conversation, and some unknown spiritual being causes him to develop the most evident thoughts in a miraculous fashion. Fundamentally, what the romanticists aimed at did not differ from what Goethe and Schiller had also made their credo: A conception of man through which he appeared as perfect and as free as possible. Novalis experiences his poems and contemplation's in a soul mood that had a relationship toward the world picture similar to that of Fichte. Fichte's spirit, however, works the sharp contours of pure concepts, while that of Novalis springs from a richness of soul, feeling where others think, living in the element of love where others aim to embrace what is and what goes on in the world with ideas. It is the tendency of this age, as can be seen in its representative thinkers, to search for the higher spirit nature in which the self-conscious soul is rooted because it cannot have its roots in the world of sense reality. Novalis feels and experiences himself as having his being within the higher spirit nature. What he expresses he feels through his innate genius as the revelations of this very spirit nature. He writes:
Novalis expresses his own intimate feeling of the spiritual mystery behind the world of the senses and of the human self consciousness as the organ through which this mystery reveals itself, in these words: The spirit world is indeed already unlocked for us; it is always revealed. If we suddenly became as elastic as we should be, we should see ourselves in the midst of it. |
98. The Mysteries
25 Dec 1907, Cologne Tr. Unknown Rudolf Steiner |
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All these natural phenomena were to him deeds of the gods, gestures of the gods, expressions in mime of those divine-spiritual Beings, as also was everything that occurs among mankind, when people establish social communities, when they submit to moral commandments and regulate their dealings through laws, when from the forces of nature they create instruments for themselves. |
When he pointed to the sun he said: The sun is not merely an external, physical body; this external, physical solar body is the body of a spiritual-psychic Being; one of those psychic-spiritual Beings who are the rulers, the leaders of all earthly fate, the leaders of all natural occurrences on the earth, but also of all that happens in human, social life, in the relationship of men among each other as determined by laws. When the esoteric Christian looked up to the sun he revered in the sun the external revelation of his Christ. |
And so what lay in the old Jehovah-principle, in the old Law—the spiritual light of the moon—was for the esoteric Christian the reflected spiritual light of the higher Christ-principle. |
98. The Mysteries
25 Dec 1907, Cologne Tr. Unknown Rudolf Steiner |
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If you were in the Cathedral last night you could have seen written there in illuminated lettering: C. M. B. As you will all know, these letters represent the names of the so-called Three Holy Kings, according to the tradition of the Christian Church: Caspar, Melchior, Balthasar. These names awaken quite special memories for Cologne. An old legend tells us that some time after they had become bishops and died their bones had been brought here. Another legend relates that a Danish king had once come to Cologne, bringing with him three crowns for the Three Holy Kings. After he had returned home he had a dream; in his dream the three kings appeared to him and offered him three chalices: the first chalice contained gold, the second frankincense, and the third one myrrh. When the Danish king awoke the three kings had vanished, but the chalices remained; they stood before him; the three gifts which he had retained from his dream. In this legend there is profound meaning. We are to understand that the king in his dream attained a certain insight into the spiritual world by which he learnt the symbolic meaning of these three kings, these three wise men of the East who brought offerings of gold, frankincense and myrrh at the birth of Christ Jesus. And from this realisation he retained a lasting possession: those three human virtues which are symbolised in the gold, the frankincense and the myrrh: self-knowledge in the gold; self-piety, that is the piety of the innermost self—which we can call self-surrender—in the frankincense; and in the myrrh self-consummation and self-development, or the preservation of the eternal in the self. It was possible for the king to receive these three virtues as gifts from another world because he had endeavoured to penetrate with his whole soul into the profound symbol lying concealed in the three kings who brought their offerings to Christ Jesus. There are many features in this legend which lead us a long way towards understanding the Christ-principle, and what it is to bring about in the world. Among its profound features are the Adoration and the Presentation by the three Magi, the three Oriental Kings, and only with the deepest understanding may we approach this fundamental symbolism of the Christian tradition. Later the idea was formed that the first king was the representative of the Asiatic races; the second, the representative of the European peoples; and the third, the representative of the African races. Wherever people wanted to understand Christianity as the religion of earthly harmony they saw in the three kings and their homage a union of the different lines of thought and religious movements in the world into the One principle, the Christian principle. When this legend received this form those who had penetrated into the principles of esoteric Christianity saw in Christianity not only a force which had affected the course of human development, but they saw in the Being embodied in Jesus of Nazareth a cosmic world-force—a force far transcending the merely human that prevails in this present age. They saw in the Christ-principle a force that indeed represents for mankind a human ideal lying in a far distant future, an ideal which can only be approached by our understanding the whole world more and more in the spirit. They saw in man, in the first place, a miniature being, a miniature world, a microcosm, an image of the macrocosm, the great, all-embracing world. This macrocosm comprises all that man can perceive with his external senses, see with his eyes, hear with his ears, but comprises, besides, all that the spirit could perceive from the perceptions of the least developed human spirit up to perceptions in the spiritual world. This was how the esoteric Christian of the earliest times regarded the world. All he saw in the firmament or on our earth, all he saw as thunder and lightning, as storm and rain, as sunshine, as the course of the stars, as sunrise and sunset, as moonrise and the setting of the moon—all this was for him a gesture, something like a mimicry, an external expression of inner spiritual processes. The esoteric Christian looks on the universe as he looks on the human body. When he looks on the human body he sees it as consisting of different limbs: the head, arms, hands, and so on. When he looks on the human body and sees the movements of hand, eye, etc., these are for him the expression of the inner spiritual and psychic experiences. In the same way as he looked through the human limbs, and their movements, into that which is eternal, spiritual in man, the esoteric Christian regarded the movements of the stars, the light that streams down from the stars to humanity, the rising and setting of the sun, the rising and setting of the moon, as the external expression of divine-spiritual Beings pervading all space. All these natural phenomena were to him deeds of the gods, gestures of the gods, expressions in mime of those divine-spiritual Beings, as also was everything that occurs among mankind, when people establish social communities, when they submit to moral commandments and regulate their dealings through laws, when from the forces of nature they create instruments for themselves. These implements, indeed, they make with the help of the forces of nature, but in a form in which they are not to be found directly. All that was done in humanity, more or less unconsciously, was for the esoteric Christian the external expression of inner divine-spiritual sway. But the esoteric Christian did not confine himself to such general forms, he pointed to quite definite single gestures, single parts of the physiognomy of the universe, of the mimes of the universe, in order to see in these single parts quite definite expressions of the spiritual. When he pointed to the sun he said: The sun is not merely an external, physical body; this external, physical solar body is the body of a spiritual-psychic Being; one of those psychic-spiritual Beings who are the rulers, the leaders of all earthly fate, the leaders of all natural occurrences on the earth, but also of all that happens in human, social life, in the relationship of men among each other as determined by laws. When the esoteric Christian looked up to the sun he revered in the sun the external revelation of his Christ. In the first place the Christ was for him the sun's soul, and the esoteric Christian said: “From the beginning the sun was the body of the Christ, but men on earth and the earth itself were not yet matured for receiving the spiritual light, the Christ-light, which streams from the sun. Men had, therefore, to be prepared for the Christ-light.” Then the esoteric Christian looked up at the moon and saw that the moon reflects the light of the sun, but more feebly than the sun's light itself; and he said to himself: “If I look with my physical eyes into the sun I am dazzled by its shining light; if I look into the moon I am not dazzled; it reflects in a feebler degree the shining light of the sun.” In this subdued sunlight, in this moonlight, pouring down on the earth, the esoteric Christian saw the physiognomical expression of the old Jehovah-principle, the expression of the religion of the old law. And he said: “Before the Christ-principle, the Sun of Righteousness, could appear on earth, the Jahve-principle had to send down on earth this light of righteousness, toned down in the Law, to prepare the way.” And so what lay in the old Jehovah-principle, in the old Law—the spiritual light of the moon—was for the esoteric Christian the reflected spiritual light of the higher Christ-principle. And with the pupils of the ancient Mysteries the esoteric Christian—until far into the Middle Ages—saw in the sun the expression of the spiritual light ruling the earth, the Christ-light, and in the moon the expression of the reflected Christ-light, which would blind man in its full strength. And in the earth itself the esoteric Christian saw with the pupils of the ancient mysteries that which at times disguised, and veiled for him, the blinding sunlight of the spirit. And for him the earth was just as much the physical expression of a spirit as was every other bodily form an expression of something spiritual. He imagined that when the sun looked visibly down on the earth, when it sent down its rays, beginning in the Spring and continuing through the summer, and called forth from the earth all the budding and sprouting life, and when it had culminated in the long summer days—then the esoteric Christian imagined that the sun cherished and maintained the external, up-shooting life, the physical life. In the plants, springing from the soil, in the animals unfolding their fertility in these seasons, the esoteric Christian saw the same principle, in an external, physical form, that he saw in the Beings whose external expression the sun was. But when the days became shorter, when autumn and winter approached, the esoteric Christian said: the sun withdraws its physical power more and more from the earth. But in the same degree as the sun's physical power is withdrawn from the earth, its spiritual power increases and flows to the earth most intensively when the shortest days come, with the long nights, in the season afterwards fixed by the Christmas festival. Man cannot see this spiritual power of the sun. He would see it, said the esoteric Christian, if he possessed the inner power of spiritual vision. And the esoteric Christian had still a consciousness of what was a fundamental conviction and experience of the Mystery-pupils from the earliest times into the newer age. In those nights, now fixed by the festival of Christmas, the Mystery-pupils were prepared for the experience of inner spiritual vision, so that they could see inwardly, spiritually, that which at this time withdrew its physical power from the earth most completely. In the long Christmas winter night the novice was far enough advanced to have a vision at midnight. The earth was then no longer a veil for the sun, which stood behind the earth. It became transparent for him. Through the transparent earth he saw the spiritual light of the sun, the Christ-light. This fact, which marks a profound experience for the mystery-novice, was recorded in the expression: To see the sun at midnight. There are places where the churches, otherwise open all day, are closed at noon. This is a fact which connects Christianity with the traditions of ancient religious faiths. In ancient religious faiths the Mystery-pupils said, on the strength of their experience: “At noon, when the sun stands highest, when it unfolds the strongest physical power, the gods are asleep, and they sleep the deepest sleep in summer, when the sun develops its strongest physical power. But they are widest awake on Christmas night, when the external physical power of the sun is weakest.” We see that all forms of life which desire to unfold their external physical power look up to the sun when the sun rises in the sky in Spring and strive to receive the external physical power of the sun. But when, on a summer noon, the sun's physical power pours most lavishly on to the earth, its spiritual power is weakest. In the winter midnight, however, when the sun rays the least physical power down to the earth, man can see the sun's spirit through the earth, which has become transparent for him. The esoteric Christian felt that through absorption in Christian Esotericism he approached more and more that power of inward vision through which he could imbue his feeling, thinking and his will-impulses in gazing into this spiritual sun. Then the Mystery-novice was led to a vision of the greatest importance: As long as the earth is opaque the separate parts appear inhabited by people of different confessions, but the unifying bond is not there. Human races are as scattered as the climates. Human opinions are scattered all over the earth and there is no connecting link. But in the degree in which men begin to look through the earth into the sun by their inner power of vision, in the degree in which the “star” appears to them through the earth, their confessions will flow together to one great united Brotherhood. And those who guided the great separated human masses in the truth of the higher planes, towards their initiation into the higher worlds, were known as “Magi.” They were three in number, as in the various parts of the earth various powers express themselves. Humanity had, therefore, to be led in different ways. But as a unifying power there appears the star, rising beyond the earth. It leads the scattered individuals together, and then they bring offerings to the physical embodiment of the solar star, appearing as the star of peace. Thus was the religion of peace, of harmony, of universal peace, of human brotherhood, connected cosmically and humanly with the ancient Magi, who laid the best gifts that they had in store for humanity before the cradle of the Son of Man incarnate. The legend has retained this beautifully, for it says: The Danish king attained an understanding of the Wise Men, of the three Kings, and because he had attained it they bestowed on him their three gifts: first the gift of wisdom, in self-knowledge; secondly, the gift of pious devotion, in self-surrender; and, thirdly, the gift of the victory of life over death, in the power and development of the eternal in the self. All those who have understood Christianity in this way have seen in it the profound idea in spiritual science of the unification of religions. For they had the firm conviction that whoever understands Christianity thus can rise to the highest grade of human development. One of the last of the Germans to understand Christianity in this way is Goethe, and Goethe has laid down for us this kind of Christianity, this kind of religious reconciliation, this kind of theosophy, in the profound poem, The Mysteries, which has, indeed, remained a fragment but which shows us in a deeply significant way the inner spiritual development of one who is penetrated and convinced by the feelings and ideas that I have just described. Goethe first invites us to follow the pilgrim-path of such a man, but indicates that this pilgrim-path may lead us far astray, that it is not easy to find it, and that one must have patience and devotion to reach the goal. Whoever possesses these will find the light that he seeks. Let us hear the beginning of the poem:—
This is the situation to which we are introduced. We are shown; a pilgrim who, if we were to ask him, would not be able to say in formal words what we have just seen to be the esoteric Christian idea—but a pilgrim in whose heart and soul these ideas live, transformed into feeling. It is not easy to discover everything that has been secreted into this poem called The Mysteries. Goethe has clearly indicated a process occurring in human life, in which the highest ideas, thoughts and conceptions are transformed into feelings and perceptions. How does this transformation take place? We live through many embodiments, from incarnation to incarnation. In each one we learn things of many kinds; each one is full of opportunities for gathering new experiences. It is impossible for us to carry over from one incarnation to the other everything in every detail. When we are born again it is not necessary for everything that we have once learnt to come to life in every detail. But if we have learnt a great deal in one incarnation, and die and are born anew, although there is no need for all our ideas to live again, we come to life with the fruits of our former life, with the fruits of what we have learnt. The powers of perception and feeling are in accord with our earlier incarnations. In this poem of Goethe's we have a wonderful phenomenon: a man who, in the simplest words—as a child might speak, not in definite intellectual or abstract terms—shows us the highest wisdom, which is a fruit of former knowledge. He has transformed this knowledge into feeling and experience and is thereby qualified to lead others who have perhaps learnt more in the form of concepts. Such a pilgrim, with a ripe soul, which has transformed into direct feeling and experience much of the knowledge which it has gathered in earlier incarnations—such a pilgrim we have before us in Brother Mark. As a member of a secret Brotherhood he is sent out on an important mission to another secret Brotherhood. He wanders through many different districts, and when he is getting tired he comes to a mountain. He journeys up the path at last—(every feature in this poem has a deep significance)—and when he has climbed the mountain he finds himself before a monastery. This monastery here indicates the other Brotherhood to which he has been sent. Over the gate of the jnonastery he sees something unusual. He sees the Cross, but in unusual guise; the cross is garlanded with roses! And at this point he utters a significant word that only he can understand who knows how again and again that motto has been spoken in secret Brotherhoods: “Who added to the Cross the wreath of Roses?” And round the Cross he sees the Triangle shine, radiating beams like the sun. There is no need for him to understand in ideas the meaning of this profound symbol. The experience and understanding of it live already in his soul, in his ripe soul. His ripe soul knows its inner meaning. What is the meaning of the Cross? He knows that the Cross is a symbol for many things; among many others, for the threefold lower nature of man; the physical body, the etheric body and the astral body. In him the “I,” the Self is-born. In the Rose-Cross we have the fourfold man: in the Cross the physical man, the etheric man and the astral man, and in the roses the Self. Why roses for the Self?—the esoteric Christian added roses to the Cross because by the Christ principle he felt called upon to develop the Self more and more from the state in which it is born in the three bodies, to an ever higher Self. In the Christ-principle he saw the power to develop this Self higher and higher. The Cross is the symbol of death in a quite particular sense. This, too, Goethe expresses in another beautiful passage when he says:
“Die and be re-born”—overcome what you have first been given in the three lower bodies: deaden it, not out of a desire for death, but purify what is in these three bodies so as to attain in your Self the power to receive an ever greater perfection. If you overcome what is given you in the three lower bodies, the power of consummation will live in the Self. In the Self must the Christian absorb in the Christ-principle this power of consummation down to the very blood. Right into the blood this power must work. Blood is the expression of the Self, the “I.” In the red roses the esoteric Christian saw the power of the Christ-principle purifying and cleansing the blood, thus purifying the Self, and so guiding man upwards to his higher being—he saw the power that transforms the astral body into the Spirit Self, the etheric body into the Life-Spirit, the physical body into Spirit Man. Thus the Rose-Cross in its connection with the triangle shows us the Christ-principle in profound symbolism. The pilgrim, Brother Mark, who arrives here, knows that he is at a place where the profoundest meaning of Christianity is understood.
The spirit of deepest Christianity which pervades this dwelling is expressed in the cross entwined by roses, and as the pilgrim enters he is actually received in this spirit. When he enters he becomes aware that in this house not this or that religion holds sway—but that there rules here the higher Oneness of the religions of the world. Within this house he tells an old member of the Brotherhood that lives there at whose behest and on what mission he has come. He is made welcome and hears that in this house there lives in perfect seclusion a Brotherhood of twelve Brothers. These twelve Brothers are representatives of different human races from all over the earth; every one of the Brothers is the representative of a religious faith. None is accepted here in the un-ripeness of youth, but only when he has explored the world, when he has struggled with the joys and sorrows of the world, when he has “worked and been active in the world and won his way to a free survey beyond his narrowly confined domain. Only then is he placed and accepted in the circle of the Twelve. And these Twelve, of whom each one represents one of the world religions, live here in peace and harmony together. For they are led by a thirteenth who surpasses them all in the perfection of his human Self, who surpasses them all in his wide survey of human circumstances. And how does Goethe indicate that he is the representative of true Esotericism? Goethe indicates, by the words the Brother speaks, that he is the bearer of the religion of the Rosy Cross. He said: “He was among us; now we are in deepest sorrow because he is about to leave us; he wishes to part from us. But he finds it right to part from us even now; he desires to rise to higher regions, where he no longer needs to reveal himself in an earthly body.” He is worthy to rise. For he has risen to the point that Goethe describes with the words: “In every religion there is the possibility of attaining the highest purity.” When each of the twelve religions is ripe to form a basis of harmony, the Thirteenth, who has before brought about this harmony externally, can pass away. And we are beautifully told how we can achieve this consummation of the Self. First, the life-story of the Thirteenth is related; but the Brother who has received Mark knows many details, which the great Leader of the Twelve cannot tell himself. Several features of profound esoteric significance are now recounted by one of the Twelve to Brother Mark. He learns that when the Thirteenth was born a star appeared to herald his life on earth. Here there is a direct connection with the star which guided the three holy kings, and with its inner meaning. This star has an enduring significance: it shows the way to self-knowledge, self-surrender and self-consummation. It is the star which opens the mind for the gifts which the Danish king received from the vision in his dream, the star which appears at the birth of anyone ripe enough to absorb the Christ-principle. And there were other signs. There were signs showing that he had developed to that height of religious harmony which brings the peace and harmony of the soul. Profoundly symbolical in this sense is the vulture which swoops down at the birth of the Thirteenth, but instead of destroying it spreads peace around it among the doves. We are told still more. While his little sister is lying in the cradle a viper winds itself round her. The Thirteenth, still a child, kills the viper. Hereby is wonderfully indicated how a ripe soul—for only a ripe soul can achieve such a thing after many incarnations—kills the viper in early childhood: that is to say he overcomes the lower astral nature. The viper is the symbol for the lower astral nature; the sister is his own etheric body, round which the astral body winds itself. He kills the viper to save his sister. Then we are told how he submitted obediently to every demand of his parents. He obeyed his stern father. The soul transforms its knowledge into ideas and thoughts; then healing-powers develop in the soul and can bring healing into the world. Miraculous powers develop: they are represented by the sword with which he strikes a spring out of the rock. We are here definitely shown how his soul follows the path of the Scriptures. Thus gradually there develops the higher man, the representative of humanity, the Chosen one, who works as the Thirteenth here, in the society of the Twelve, the great secret Brotherhood which, under the sign of the Rose-Cross has taken upon itself for all mankind the mission of harmonising the religions scattered in the world. This is how we are made acquainted, in a profound, manner, with the soul-nature of that one who has until now guided the Brotherhood of the Twelve.
This man who had overcome himself, that is, who had overcome that ego which is man's portion at first, has become the Head of the chosen Brotherhood. And thus he leads the Twelve. He has led them to a point at which they are matured enough for him to leave them. Our Brother Mark is then conducted further to the rooms where the Twelve work. How do they work? Their activity is of an unusual kind, and we are told that it is an activity in the spiritual world. A man whose eyes observe only physically, whose senses experience only the physical plane, and only what is done by people in the physical world, cannot easily imagine that there is still another task which may even be far more vital and important than what is done externally on the physical plane. Work from the higher planes is far more important for mankind. Naturally, whoever wishes to work on the higher planes can only do so on condition that he has first completed the tasks of the physical plane. These Twelve had done so. For this reason their combined activity is of great importance as a service to mankind. Our Brother Mark is led into the hall where the Twelve were accustomed to assemble, and there he sees in deep symbolic guise the nature of their combined activity. The individual contribution of each of the Brothers to this combined activity is expressed by an individual symbol above the seat of each one of the Twelve. Symbols of many kinds are to be seen there, expressing profoundly and in very different ways the contribution of each to the common task, which consists in spiritual activity, so that these streams flow together into a current of spiritual life which flows through the world and invigorates the rest of mankind. There are such brotherhoods, such centres from which such streams emanate and have their effect on the rest of mankind. Above the seat of the Thirteenth, Brother Mark again sees the sign: the cross entwined with roses; this sign, which is at the same time a symbol for the four-fold nature of man, and in the red roses the symbol of the purified Blood or ego-principle, the principle of the higher man. And then we see what is to be overcome by this sign of the Rose-Cross, portrayed in a symbol of its own, to the right and left of the seat of the Thirteenth. On the right Mark sees the fiery-coloured dragon, representing the astral nature of man. It was well known in Christian Esotericism that man's soul can surrender to the three lower bodies. If it succumbs to them it is dominated by the lower life of the threefold bodily nature. This is expressed in astral experience by the dragon. It is no mere symbol but a very real sign. The dragon represents what has first to be overcome. In the passions, in those forces of astral fire, which are part of man's physical nature, in this dragon, Christian Esotericism, which has inspired this poem and which has spread through Europe, saw what mankind has received from the torrid zone, from the South. It is the South that has bestowed on mankind the fierce passion, tending chiefly towards the lower senses. The first impulse to fight and overcome it was divined in the influences streaming from the cooler North. The influence of the cooler North, the descent of the Ego into the threefold physical nature of man, is expressed according to the old symbol taken from the Constellation of the Bear and shows a hand thrust into the jaws of a bear. The lower physical nature expressed by the fiery dragon is overcome; and what has been preserved, represented by the higher rank of animal life, was expressed in the bear; and the Ego, which has developed beyond the dragon nature, was represented with profound appropriateness by the thrusting of a human hand into the bear's jaws. On both sides of the Rose-Cross there appears what must be overcome by the Rose-Cross, and it is the Rose-Cross which calls upon man to purify and raise himself more and more. Thus the poem really describes the principle of Christianity in the profoundest manner and, above all, shows us what we ought to have before our mind's eye, particularly at a festival such as we are keeping to-day. The eldest of the Brothers living here, and belonging to the Brotherhood, tells the Pilgrim Mark expressly that their combined activity is of the spirit, that it is spiritual life. This work for mankind on the spiritual plane has a particular meaning. The Brothers have experienced life's joys and sorrows; they have passed through conflicts outside these walls; they have accomplished tasks in the world; now they are here, but that does not mean that their work is at an end; the further development of mankind is their unending task. He is told: “You have seen as much now as can be shown to a novice to whom the first portal is opened. You have been shown in profound symbols what man's ascent should be. But the second portal hides greater mysteries: those of the influence of higher worlds on mankind. You can only learn these greater mysteries after lengthy preparation, only then can you enter through the other gate.” Profound secrets are expressed in this poem.
After a short sleep our Brother Mark next learns to divine something at least of the inner mysteries; in the powerful symbols he has let the ascent of the human Self work upon his soul, and when he is awakened by a sign from his short rest he comes to a window, a kind of lattice, and hears a strange threefold harmony sounding thrice, and the whole as if intermingled with the playing of a flute. He cannot look in, cannot see what is happening there in the room. We do not need to be told more than these few words as an indication of what awaits the man who approaches the spiritual worlds, when he is so far purified and perfected by his endeavours to develop his Self, that he has passed through the astral world and approaches the higher worlds—those worlds in which are to be found the spiritual archetypes of the things here on earth. When he approaches what is called in esoteric Christianity the world of heaven, he approaches it through a world of flowing colour; he enters into a world of sound, into the harmony of the universe, the music of the spheres. The spiritual world is a world of sound. He who has developed his higher Self to the level of the higher worlds must become at home in this spiritual world. It is indeed Goethe who clearly expressed the higher experience of a world of spiritual sound in his Faust when he lets him be carried up to heaven and the world of heaven is revealed to him through sound. The sun-orb sings, in emulation The physical sun does not sing, but the spiritual sun sings. Goethe retains this image when, after long wanderings, Faust is exalted into the spiritual worlds (Faust, Second Part): “Sounding loud to spirit-hearing, see the new-born day appearing.” “Pealing rays and trumpet-blazes—eye is blinded, ear amazes: The Unheard can no one hear!” Through the symbolic world of the astral, man, if he evolves higher, approaches the world of the harmony of the spheres, the Devachanic domain, the spiritual music. Only softly, softly, does Brother Mark, after passing through the first portal, the astral portal, hear floating out to him the sound of the inner world behind our external world, of that world which transforms the lower astral world into that higher world which is pervaded by the triple harmony. And in reaching the higher world man's lower nature is transformed into the higher triad: our astral body is changed into the spirit-self, the etheric body into the life-spirit, the physical body into the spirit-man. In the music of the spheres he first senses the triple harmony of the higher nature, and in becoming one with this music of the spheres he has the first glimpse of the rejuvenation of man when he enters into union with the spiritual world. He sees, as in a dream, rejuvenated mankind float through the garden in the form of the three youths bearing three torches. This is the moment when Mark's soul has awakened in the morning from darkness, and when some darkness still remains; his soul has not yet penetrated it. But precisely at such a time the soul can gradually look into the spiritual world. It can look into the spiritual worlds as it can look when the summer noon is past, when the sun is losing in power and winter has come, and then at midnight the Christ-principle shines through the earth in the night of Christmas. Through the Christ-principle man is exalted to the higher trinity, represented for Brother Mark by the three youths who are the rejuvenated soul of man. This is the meaning of Goethe's lines:
Every year anew Christmas will indicate to the one who understands esoteric Christianity that what happens in the external world is the mimicry, the gestures, of inner spiritual processes. The external power of the sun lives in the spring and summer sunshine. In the Scriptures this external power of the sun, which is only the forerunner of the inner spiritual power of the sun, is represented by John the Baptist, but the inner, spiritual power by Christ. And while the physical power of the sun slowly abates, the spiritual power rises and grows in strength until it reaches its zenith at Christmas time. This is the meaning underlying the words in the gospel of S. John: “He must increase, but I must decrease.” And he increases until he appears where the sunforce has again attained the outer physical power. So that man may henceforth revere and worship in this external physical power the spiritual power of the sun, he must learn the meaning of the Christmas festival. For those who do not know this meaning the new power of the sun is nothing but the old physical power returning. But whoever has become familiar with the impulses which esoteric Christianity, and especially the Christmas festival, should give him will see in the growing power of the solar body the external body of the inner Christ which shines through the earth, which gives it life and fruitfulness, so that the earth itself becomes the bearer of the Christ-power, of the Earth-Spirit. Thus what is born in every Christmas night will be born for us each time anew. Through Christ we shall experience inwardly the microcosm in the macrocosm, and this realisation will lead us higher and higher. The festivals, which have long ago become something external to men, will again appear in their deep significance for mankind if they are led by this profound Esotericism to the knowledge that the occurrences of external nature, such as thunder and lightning, sunrise and sunset, moonrise and the setting of the moon, are the gestures and physiognomy of spiritual existence. And at the turning-points which are marked by our festivals we should realise that these are also times of important happenings in the spiritual world. Then we shall be led on to the rejuvenating spiritual power represented by the three youths, which the ego can only win by devoting itself to the outer world and not egotistically shutting itself away from it. But there is no devotion to the outer world if this external world is not permeated by the Spirit. That this Spirit shall appear every year anew for all men, even for the feeblest, as Light in the darkness, must be written every year afresh in the heart and soul of man. This is what Goethe wished to express in this poem, The Mysteries. It is at once a Christmas poem and an Easter poem. It would indicate profound secrets of esoteric Christianity. If what he wished to indicate of the deep mysteries of Rosicrucian Christianity is allowed to work upon our souls, if we absorb its power even in part, then for some few at least in our environment we shall become missionaries; we shall succeed in fashioning this Festival once more into something filled with spirit and with life.
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185. From Symptom to Reality in Modern History: Religious Impulses of the Fifth Post-Atlantean Epoch
02 Nov 1918, Dornach Tr. A. H. Parker Rudolf Steiner |
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Do not say in face of present eventsT1 that such a truth seems strange, for that would be to misunderstand the fundamental principle of spiritual wisdom, namely, that, paradoxically, external events often contradict their inner truth. |
This inspiration acts so powerfully within him that he cannot imagine the entire structure of social life otherwise than ordained by Christ the King, the Invisible Christ as sovereign of the social community. |
Wounded at siege of Pamplona 1521 and during convalescence read devotional books. 1522 retired to Manresa, devoted himself to prayer and meditation. Sketched the fundamentals of the Spiritual Exercises. Took the monastic vows, gathered a few companions (e.g. Francis Xavier, Peter Favre) who became nucleus of the Society of Jesus. |
185. From Symptom to Reality in Modern History: Religious Impulses of the Fifth Post-Atlantean Epoch
02 Nov 1918, Dornach Tr. A. H. Parker Rudolf Steiner |
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We have attempted so far to throw light from many different points of view upon the characteristic features of the fifth post-Atlantean epoch in which we are now living and which began in the early fifteenth century (1413) and will end in the middle of the fourth millennium. Now many of the symptomatic events of today are closely associated with the events which occurred at the beginning of this epoch. For reasons which will become evident in the course of the following lectures and which are connected with the whole of human evolution, the fifth post-Atlantean epoch can be subdivided into five stages. We have now reached a moment of particular importance, the decisive turning point when the first fifth of this epoch passes over into the second fifth. I propose to give you a general survey of the impulses which have determined the history of religions, in so far as they are symptomatic of this fifth post-Atlantean epoch. Many things which I shall say in the course of this survey cannot be more than pointers or indications. For when we embark upon a serious study of the religious impulses of mankind the facts we have to consider are so difficult to convey owing to the limitations of language that we can only discuss them approximately; we can only hint at them. And you must therefore endeavour to read between the lines of what I shall say today and tomorrow, not because I wish to be a mystery monger, but because language is too powerless to express adequately the multiplicity and variety of impulses of spiritual reality. Above all I must call your attention today to the fact that he who studies these things from the standpoint of spiritual science must really be prepared to think and reflect. Today mankind has more or less lost the habit of thinking. I do not mean, of course, the thinking that is the proud boast of modern science, but the thinking which is capable of distinguishing precisely between different forms of reality. In order to be able to study what we are now called upon to examine, I must remind you that I have already spoken of the two currents in the evolution of mankind. I do not know whether all those present here listened so carefully to the expressions I coined in the course of my previous lectures that they have already noticed what I wish to underline especially today, so that no misunderstanding shall arise in the following observations. In the evolution of post-Atlantean humanity I emphasized one thing in particular, namely that mankind of the postAtlantean epoch matures progressively at an ever earlier age. In the first post-Atlantean epoch, that of ancient India, men remained capable of developing physically up to the age of fifty; in the ancient Persian epoch development ceased at an earlier age, and in the Egypto-Chaldaean epoch at an even earlier age. In the Graeco-Latin epoch development was only possible up to the age of thirty-five and in our present epoch, as a consequence of natural development, men cease to develop beyond the age of twenty-eight. Any further development must be derived from spiritual impulses. Then, in the sixth post-Atlantean epoch, mankind will be unable to develop after the age of twenty-one—and so on. With the passage of time, therefore, mankind matures physically at an ever earlier age. It is important to bear in mind that this evolution I have just mentioned involves the whole of mankind. In relation to this first current of evolution, as I shall call it, we can say that mankind is at the stage of development which the individual experiences between the ages of twenty-eight and twenty-one. These are the years when the Sentient Soul especially is developed. We are therefore at a stage in evolution when mankind as a whole is in process of developing especially the Sentient Soul. Such is the one current of evolution. Now I have already spoken of another current of evolution. In this second evolution, in the first post-Atlantean epoch, that of ancient India, the individual developed his etheric body; in the second post-Atlantean epoch, that of ancient Persia, he developed the sentient body; in the Egypto-Chaldaean epoch the sentient soul, in the Graeco-Latin epoch the intellectual or mind soul, and in the present epoch the consciousness soul. Such is the second current of evolution. The first current of evolution which concerns the whole of mankind runs its course concurrently with the second evolution which concerns the isolated individual within the body of mankind. To repeat, the isolated individual develops the Consciousness Soul in the present epoch. The third current of evolution to be considered is that which shows the development of the different peoples over the whole earth. In this context I have already pointed out that the Italian people, for example, develops in particular the Sentient Soul, the French people the Intellectual or Mind Soul and the English speaking peoples the Consciousness Soul. This is the third current of evolution. These currents are loosely intermingled and I am unable to point to any particular principle that is characteristic of our present epoch.
These three currents of evolution meet and cross in every human being; they invade every individual soul. The world order is by no means simple! If, for your benefit, you want the world order to be explained in the simplest terms, then you must become either professor or King of Spain. You will recall the legend of the King of Spain who declared, when a much less complicated cosmic system than the one envisaged here was explained to him: had God entrusted the ordering of the world to him he would not have made it so complicated, he would have simplified things. And certain textbooks or other popular encyclopaedias have always followed the principle that truth of necessity must be simple! This principle is not adopted of course on rational grounds, but solely for reasons of convenience, I might even say, out of general human indolence. By systematic arrangement where everything is classified or catalogued one comes no nearer to reality. And those facile, I might even say, slick concepts much favoured today in the domain of the official sciences are light-years away from true reality. If we wish to understand all that plays into the souls of men of this fifth post-Atlantean epoch we must bear in mind the part-evolution that intervenes in the total evolution of mankind. For this part-evolution proceeds slowly and gradually. In order to examine briefly the religious development of this epoch it will be necessary to keep this threefold evolution to some extent in the background. About the time when the fifth post-Atlantean epoch began, not only many things, but also the religious life of mankind was caught up in a movement that has repercussions, a movement that is by no means concluded today. We must have a profound understanding of this movement if men really wish to make use of the Consciousness Soul. For only when men arrive at a clear insight and understanding of what is happening in evolution will they be able to participate in the further development of mankind on earth. Towards the beginning of the fifteenth century the first stirrings of the religious impulses are perceptible. Let us first look at these religious impulses in Europe for having seen them at work in Europe we shall also have a picture of their impact upon the rest of the world. The first religious stirrings had long been prepared—since the tenth century or even the ninth century in the spiritual life of Europe and the near East. And this was due to the fact that the after effect of the Christ impulse manifested itself in the civilized world in a very special way. This Christ impulse, as we know, is a continuous process. But this abstract statement—that the Christ impulse is a continuous process—says in reality very little. We must also ascertain in what way it acquires a distinct and separate character, in what way, in its differentiations, it is then modified, or better still, in what way it is metamorphosed and assumes widely different forms. That which began to awaken at the beginning of the fifteenth century and which still exercises a profound influence on men today—often unconsciously and without their suspecting it—is related to the catastrophic events of the present time. And this is explained by the fact that from the ninth and tenth centuries onwards it was possible for the ‘people of the Christ’ to emerge in a certain territory within the civilized world, a people that was endowed with the special inborn capacity to become the vehicle of the Christ revelation for future generations. We express a profound truth when we say that in this epoch and in readiness for later times a people had been specially prepared by world events to become the People of the Christ. This situation arose because, in the ninth century, that which continued to operate as the Christ impulse acquired, to some extent, a separate character in Europe and this differentiation is seen in the fact that certain souls showed themselves capable of receiving directly the revelation of the Christ impulse (i.e. this particular form of the Christ impulse), and that these souls were diverted towards Eastern Europe. And the consequence of the controversy between the Patriarch Photius1 and Pope Nicholas I was that the Christ impulse in its particular intensity was diverted to the East of Europe. As you know this led to the famous filioque controversy—the question whether the Holy Ghost proceeds from the Father and the Son, or from the Father only. But I do not wish to enter into disputes over dogma. I want to discuss that which has a lasting influence—that differentiation, that metamorphosis of the Christ impulse which is characterized by the fact that the inhabitants of Eastern Europe were receptive to the continual influx of the Christ impulse, to the continuous presence of the ‘breath’ of Christ. This particular form (or metamorphosis) of the Christ impulse was diverted to the East and in consequence, the Russian people, in the widest sense of the term, became, within the framework of European civilization, the People of the Christ. It is particularly important to know this at the present time. Do not say in face of present eventsT1 that such a truth seems strange, for that would be to misunderstand the fundamental principle of spiritual wisdom, namely, that, paradoxically, external events often contradict their inner truth. That this contradiction may occur here and there is not important; what is important is that we recognize which are the inner processes, the true spiritual realities. For example, we have here the map of Europe (points to a diagram on the blackboard); we see sweeping eastwards since the ninth century that spiritual wave which led to the birth of the People of the Christ. What do we mean by saying that the People of the Christ arose in the East? We mean by this—and it can be verified by studying the symptoms in external history; you will find, if you bear in mind the inner processes and not the external facts which often contradict reality that this statement is fully confirmed—we mean by this that a territory has been set apart in the East of Europe where lived men who were directly united with the Christ impulse. The Christ is ever present as an inner aura impregnating the thinking and feeling of this people. One cannot find perhaps any clearer or more direct proof for what I have said here than the personality of Solovieff, the most outstanding Russian philosopher of modern times. Read him and you will feel—despite the peculiar characteristics of Solovieff which I have already discussed from other points of view—you will feel how there streams into him directly what could be called the Christ inspiration. This inspiration acts so powerfully within him that he cannot imagine the entire structure of social life otherwise than ordained by Christ the King, the Invisible Christ as sovereign of the social community. To Solovieff everything is imbued with the Christ, every single action performed by man is permeated with the Christ impulse which penetrates even into the muscular system. The philosopher Solovieff is the purest and finest representative of the People of the Christ. Here is the source of the entire Russian evolution up to the present day. And when we know that the Russian people is the People of the Christ we shall also be able to understand, as we shall see later, the present evolution in its present form. That is the one metamorphosis prepared by the People of the Christ one example of the differentiations of the Christ impulse. The second differentiation of the Christ impulse was the work of Rome which, having diverted the authentic and continuous metamorphosis of the Christ impulse towards the East, transformed the spiritual sovereignty of Christ into the temporal sovereignty of the Church and decreed that everything relating to Christ had been revealed once and for all at the beginning of our era, that it had been a unique revelation never to be repeated. And this revelation had been entrusted to the Church and the task of the church was to bear witness to this revelation before the world. As a consequence, the Christian revelation became at the same time a question of temporal power and was taken over by the ecclesiastical authorities. It is important to bear this in mind because it meant no less than that the Christ impulse was thereby in part emasculated. The Christ impulse in its totality resides in the People of the Christ who transmit it in such a way that the Christ impulse actually continues to exercise a direct influence at the present time. The Church of Rome has interrupted this continuity, it has concentrated the Christ impulse upon a historical event at the beginning of our era and has attributed everything of a later date to tradition or written records, so that henceforth everything will be administered by the Church. Thus, amongst the peoples over whom the Church of Rome extended its influence, the Christ impulse was dragged down from the spiritual heights (in the East it had always remained at this level) and was put at the service of political intrigue and was caught up in that tangled relationship between politics and the Church which, as I have already described to you from other points of view, was characteristic of the Middle Ages. In Russia, although the Czar had been nominated ‘father’ of the Russian Orthodox Church, this troubled alliance between politics and the Church did not really exist, it was only apparent in external events. An important secret of European evolution is here concealed. The real confusion of questions of power and problems of ecclesiastical administration originated in Rome. This confusion of Power politics and ecclesiastical administration, by reason of inner grounds of historical evolution, had reached a critical stage for the Christ impulse towards the beginning of the fifth post-Atlantean epoch. As you already know this epoch is the epoch of the Consciousness Soul when the personality asserts itself and seeks to become self-reliant. Consequently it is particularly difficult, after the birth of the autonomous personality, to come to terms with the question of the personality of Christ Jesus himself. Throughout the Middle Ages and up to the fifteenth century the Church had maintained its dogmas concerning the union of the divine and spiritual with the human and physical in the person of Christ. These dogmas of course had assumed different forms without provoking hitherto deepseated spiritual conflicts. In those countries where Roman Catholicism had spread, these conflicts arose at a time when the personality, seeking to arrive at inner understanding of itself, also sought enlightenment upon the personality of Christ Jesus. In reality the controversies of Hus, Wyclif, Luther, Zwingli, Calvin, of the Anabaptists Kaspar Schwenkfeld, Sebastian Frank and others revolved round this question. They wanted clarification upon the relationship between the divine and spiritual nature of Christ and the human and physical nature of Jesus. This was the central question and of course it created a great stir. It raised many doubts about that current of evolution which had blunted the unbroken influence of the Christ impulse to such an extent that the Christ impulse was limited to a single event at the beginning of our era and was to be transmitted henceforth only by the Church authorities. And so we can say: ‘all those who came under the influence of Rome became the People of the Church.’ Churches and sects, etcetera, were founded which had a certain importance. But sects were also founded in Russia you will reply. Now to employ the same word which has different connotations in different areas is to lose all sense of reality. A study of Russian sects shows that they do not bear the slightest resemblance to the religious sects in the territories which at one time had been under the influence of the Church of Rome. It is not a question of designating things by the same term; what matters is the reality pulsating through them. For reasons I have already mentioned, the life and aspirations of men at the beginning of the fifteenth century are characterized by a spirit of Opposition to the uniformity of the Roman Church which operated through suggestionism. This assault of personality again provokes a reaction—the counter-thrust of Jesuitism which comes to the support of the Romanism of the Church. Jesuitism in its original sense (though everything today, if you will forgive the brutal expression, is reduced to idle gossip and Jesuitism is on everyone's lips) is only possible within the Roman Catholic Church. For fundamentally Jesuitism is based on the following: whilst in the true People of the Christ the revelation of the Christ impulse remains in the super-sensible world and does not descend into the physical world (Solovieff wishes to spiritualize the material world, not to materialize the spiritual world), the aim of Jesuitism is to drag down the Kingdom of God into the temporal world and to awaken impulses in the souls of men so that the Kingdom of God operates on the physical plane in the same way as the laws of the physical world. Jesuitism, therefore, aspires to establish a temporal sovereignty in the form of a temporal kingdom of the Christ. It wishes to achieve this by training the members of the Jesuit order after the fashion of an army. The individual Jesuit feels himself to be a spiritual soldier. He feels Christ, not as the spiritual Christ who acts upon the world through the medium of the Spirit, but he feels Him—and to this end he must direct his thoughts and feelings—as a temporal sovereign whom he serves as one serves an earthly King, or as a soldier serves his generalissimo. The ecclesiastical administration, since it is concerned with spiritual matters, will, of course, be different from that of a secular military regime; but the spiritual order must be subject to strict military discipline. Everything must be so ordained that the true Christian becomes a soldier of the generalissimo Jesus. In essence this is the purpose of those exercises which every Jesuit practises in order to develop in himself that vast power which the Jesuit order has long possessed and which will still be felt in its decadent forms in the chaotic times that lie ahead. The purpose of the meditations prescribed by Ignatius Loyola2 and which are faithfully observed by Jesuits is to make the Jesuit first and foremost a soldier of the generalissimo Jesus Christ. Here are a few samples. Let us take, for example, the spiritual exercise of the second week. The exercitant must always begin with a preliminary meditation in which he evokes in imagination ‘the Kingdom of Christ.’ He must visualize this Kingdom with Christ as supreme commander in the vanguard leading his legions, whose mission is to conquer the world. Then follows a preliminary prayer; then the first preamble. ‘1. It consists in a clear representation of the place; here I must see with the eyes of imagination the synagogues, towns and villages which Christ our Lord passed through on His mission.’ All this must be visualized in a complete picture so that the novice sees the situation and all the separate representations as something which is visibly present to him. ‘2. I ask for the grace which I desire. Here I must ask of our Lord the grace that I should not be deaf to His call, but should be prompt and diligent to fulfil His most holy will.’ Then follows the actual exercise. (What I have quoted so far were preparatory exercises.) The first part again includes several points. The soul is very carefully prepared. ‘ Point 1. I conjure up a picture of a terrestrial King chosen by God our Lord Himself to whom all Christians and all princes render homage and obedience.’ The exercitant must hold this before him in his imagination with the same intensity as a sensory representation. ‘Point 2. I observe how the King addresses all his subjects and says to them: “It is my will to conquer all the territories of the infidels. Therefore whosoever would go forth with me must be content with the same food as myself, the same drink and clothing, etcetera. He must also toil with me by day and keep watch with me by night so that he may share in the victory with me, even as he shared in the toil.”’ This strengthens the will, in that sensible images penetrate directly into this will, illuminate it and spiritualize it. ‘Point 3. I consider how his faithful subjects must answer a King so kind and so generous, and consequently how the man who would refuse the appeal of such a King would be deserving of censure by the whole world and would be regarded as an ignoble Knight.’ The exercitant must clearly recognize that if he is not a true soldier, a warrior of this generalissimo, then the whole world will look upon him as unworthy. Then follows the second part of this exercise of the ‘second week.’ ‘The second part of this exercise consists in applying the previous example of the terrestrial King to Christ our Lord in accordance with the three points mentioned above. ‘Point 1. If we regard an appeal of the terrestrial King to his subjects as deserving of our consideration, then how much more deserving of our consideration is it to see Christ our Lord, the Eternal King, and the whole world assembled before Hirn, to see how He appeals to all and each one in particular saying: “It is my will to conquer the whole world and to subjugate my enemies and thus enter into the glory of my Father. Whoever therefore will follow me must be prepared to labour with me, so that, by following me in suffering, he may also follow me in glory.”’ ‘Point 2 To consider that all who are endowed with judgement and reason will offer themselves entirely for this arduous service.’ ‘Point 3 Those who are animated by the desire to show still greater devotion and to distinguish themselves in the total service of their eternal King and universal Lord will not only offer themselves wholly for such arduous service, but will also fight against their own sensuality, their carnal lusts and their attachment to the world and thus make sacrifices of higher value and greater importance, saying: “Eternal Lord of all things, with Thy favour and help, in the presence of Thy infinite Goodness and of Thy glorious Mother and of all the saints of the heavenly Court, I present my body as a living sacrifice and swear that it is my wish and desire and my firm resolve, provided it is for Thy greater service and praise, to imitate Thee in enduring all injustice, all humiliation and all poverty, both actual and spiritual, if it shall please Thy most holy Majesty to choose me and admit me to this life and to this state.” ‘This exercise should be practised twice a day, in the morning on rising and one hour before lunch or dinner.’ ‘For the second week and the following weeks it is very beneficial at times to read passages from The Imitation of Christ or from the Gospels and lives of the Saints’ to be read in conjunction with those meditations which train especially the will through visualization. One must know how the will develops when it is under the influence of these Imaginations—this martial will in the realm of the Spirit which makes Christ Jesus its generalissimo! The exercise speaks of the ‘heavenly Court which one serves in all forms of submission and humility.’ With these exercises, which through the imagination train especially the will, is associated something which exercises a powerful influence upon the will when it is continually repeated. For the schooling of Jesuits is above all a schooling of the will. It is recommended to repeat daily the above meditation in the following weeks as a basic meditation and where possible in the same form, before the selected daily meditation, before the ‘contemplation.’ Let us take, for example, the fourth day. We have the normal preliminary prayer then a first preamble. ‘We visualize the historical event—Christ summons and assembles all men under His standard, and Lucifer, on the other hand, under his standard.’ One must have an exact visual picture of the standard. And one must also visualize two armies, each preceded by its standard, the standard of Lucifer and the standard of Christ. ‘2. You form a clear picture of the place; here a vast plain round about Jerusalem, where stands Christ our Lord, the sole and supreme commander of the just and good, with His army in battle order; and another plain round about Babylon where stands Lucifer, chief of the enemy forces.’ The two armies now face each other—the standard of Lucifer and the standard of Christ. ‘3. I ask for what I desire: here I ask for knowledge of the lures of the evil adversary and for help to preserve myself from them; also for knowledge of the true life of which our sovereign and true commander is the exemplar, and for grace to imitate Him.’ Now follows the first part of the actual exercise: the standard of Lucifer; the exercitant therefore directs his spiritual eye of imagination upon the army which follows the standard of Lucifer. ‘Point 1. Imagine you see the chief of all the adversaries in the vast plain around Babylon seated on a high throne of fire and smoke, a figure inspiring terror and fear.’ ‘Point 2. Consider how he summons innumerable demons, scattering them abroad, some to one City, some to another and thus over the whole earth without overlooking any province, place, station in life or any single individual.’ This despatch of demons must be visualized concretely and in detail. ‘Point 3. Consider the address he makes to them, how he enjoins upon them to prepare snares and fetters to bind men. First, they are to tempt men to covet riches, as he (Lucifer) is accustomed to do in most cases, so that they may the more easily attain the vain approbation of the world and then develop an overweening pride.’ ‘Accordingly, the first step will be riches, the second fame, the third pride. And from these three steps Lucifer seduces man to all the other vices.’ Second Part. The standard of Christ ‘In the same way we must picture to ourselves on the opposing side, the sovereign and true commander, Christ our Lord. ‘Point 1. Consider Christ our Lord, beautiful and gracious to behold, standing in a lowly place, in a vast plain about the region of Jerusalem.’ ‘Point 2. Consider how the Lord of the whole world chooses so many persons, apostles, disciples, etcetera, and sends them forth into all lands to preach the Gospel to men of all stations in life and of every condition.’ ‘Point 3. Consider the address which Christ our Lord holds in the presence of all His servants and friends whom He sends on this crusade, recommending them to endeavour to help all, first urging upon them to accept the highest spiritual poverty, and, if it should find favour in the eyes of His divine Majesty and if, should he deign to choose them, to accept also actual poverty; secondly to desire humiliation and contempt, for from these two things, poverty and humiliation, springs humility.’ ‘Accordingly there are three steps: first, poverty as opposed to riches, secondly, humiliation and contempt as opposed to worldly fame, thirdly, humility as opposed to pride. And from these three steps the ambassadors of Christ shall lead men to the other virtues.’ The spiritual exercises are practised in this way. As I have already said, what matters is that a temporal kingdom, and organized as such, must be represented as the army of Christ Jesus. Jesuitism is the most consistent, the best, and moreover extremely well organized expression, of what I referred to as the second current—the impulse of the People of the Church. We shall find in effect that fundamentally this impulse of the People of the Church is to reduce the unique revelation which occurred at Jerusalem to the level of a temporal Kingdom. For the end and object of the exercises is ultimately to bring the exercitant to choose himself as soldier serving under the banner of Christ and to feel himself to be a true soldier of Christ. That was the message entrusted to Ignatius Loyola through a revelation of a special kind. He first performed heroic deeds as a soldier, then as he lay on a sick bed recovering from his wounds was led as a result of meditations (I will not say by what power) to transform the martial impulse which formerly inspired him into the impulse to become a soldier of Christ. It is one of the most interesting phenomena of world history to observe how the martial qualities of an outstandingly brave soldier are transformed through meditations into spiritual qualities. Where the continuous influence which the Christ impulse had exercised within the People of the Christ had been blunted, it is clear that Jesuitism had to assume this extreme form. And the question arises: is there not another form of Christianity diametrically opposed to that of Jesuitism? In that event a force would have to emerge in the territory occupied by the People of the Church. From the different reactions of Lutheranism, Zwinglianism,3 Calvinism, Schwenkfeldism and the Anabaptists, from this chaos and fragmentation, a force would have to emerge which not only follows the line of Jesuit thought (for Jesuitism is only an extreme expression of Catholic dogma)—but which is diametrically opposed to Jesuitism, something which seeks to break away from this community of the People of the Church, whilst Jesuitism seeks to be ever more deeply involved in it. Jesuitism wishes to transform the Christ impulse into a purely temporal sovereignty, to found a terrestrial state which is at the same time a Jesuit state, and which is governed in accordance with the principles of those who have volunteered to become soldiers of the generalissimo Christ. What could be the force which is the antithesis of Jesuitism? The counter-impulse would be that which seeks, not to materialize the spiritual, but to spiritualize the material world. This impulse is a natural endowment amongst the true People of the Christ and finds expression in Solovieff4 though often tentatively. Within the territory of the true People of the Church there exists something which is radically opposed to Jesuitism, something which rejects any direct intervention of the spiritual in power politics and external affairs, and wishes the Christ impulse to penetrate into the souls of men, and indirectly through these souls to operate in the external world. Such an impulse might well appear in the People of the Church—because, in the meantime, much might tend in this direction; but it would seek to direct evolution in such a way that the spiritual Christ impulse penetrates only into the souls and remains to some extent esoteric, esoteric in the best and noblest sense of the term. Whilst Jesuitism wishes to tranform everything into a temporal kingdom, this other current would simply regard the temporal kingdom as something which, if need be, must exist on the physical plane, something, however, which unites men so that they can lift up their souls to higher realms. This current which is the polar opposite of Jesuitism is Goetheanism. The aim of Goetheanism is the exact opposite of that of Jesuitism. And you will understand Goetheanism from a different angle if you consider it as by nature diametrically opposed to Jesuitism. That is why Jesuitism is, and ever will be the sworn foe of Goetheanism. They cannot coexist; they know each other too well and Jesuitism is well informed on Goethe. The best book on Goethe, from the Jesuit standpoint of course, is that of the Jesuit father, Baumgartner.5 What the various German professors and the Englishman, G. H. Lewes,6 have written about Goethe is pure dilettantism compared with the three volumes by Baumgartner. He knows what he is about! As an adversary he sees Goethe with a more critical eye. Nor does he write like a German Professor of average intelligente or like the Englishman, Lewes, who depicts a man who was indeed born in Frankfurt in 1749; he is said to have lived through the same experiences as Goethe, but the man he depicts is not Goethe. But Baumgartner's portrait is reinforced with the forces of will derived from his meditations. Thus Goetheanism, which is destined to play a part in the future, is linked to something which is directly associated with the epoch beginning with the fifteenth century and leading via the Reformation to Jesuitism. I will discuss the third current tomorrow. I have described to you today the People of the Christ, the People of the Church and the third current which interpenetrates them and then the reciprocal action of these currents, in order to give you an insight into recent religious developments through a study of their symptoms. I will say more of this tomorrow.
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61. Turning Points Spiritual History: Christ and the 20th Century
25 Jan 1912, Berlin Tr. Walter F. Knox Rudolf Steiner |
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It is especially difficult for mankind in these modern times to realize that circumstances of fundamental historic significance are directly connected with this outstanding incident, and which are of such momentous import as to form what might be termed the true centre of human evolution. |
Further, in the mind of man there must dawn a clear understanding of the fundamental idea in redemption in addition to mere apprehension of causative factors in life. It will be a task of the twentieth century to gain general acceptance of the concepts pertaining to Redemption, Deliverance and Reincarnation, among the external sciences. |
He will no longer believe that the world as depicted by science is a mere physical creation, for he will realize that God’s laws are ever operative in such manner as to bring about his gradual unfoldment. If only natural science would extend its sphere of action beyond a mere portrayal of the perceptual world and rightly educate mankind, so that the human soul might break away from a position which is untenable, and rise to a state which would permit of its rebirth into a more exalted life—and if man could but know how glorious would then be the freedom from that restraint which ever hinders his upward progress, he would indeed have developed within himself those things fundamental to a true world concept of the Christ-Impulse. |
61. Turning Points Spiritual History: Christ and the 20th Century
25 Jan 1912, Berlin Tr. Walter F. Knox Rudolf Steiner |
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It cannot be denied, even by those who have made only a slight study of spiritual life, that the subject chosen for our consideration to-day has aroused an interest in the widest circles, and we might add, that this desire for knowledge is of a scientific character. On the other hand, there seems to be an ever increasing tendency toward the formation of a world-philosophy, in which such questions as are associated with the name of Christ find no true and proper place. A previous lecture that I gave some few weeks ago in this building under the title, ‘The Origin of Man’, and a continuation of the same, upon ‘The Origin of the Animal World’ (delivered in the Architektenhaus) will doubtless have made clear to you a point to which I shall now again draw your attention. In every age, including the present period, the general conceptions and sentiments concerning such fundamental questions as ‘The Origin of Man’ and others of a similar nature, including those relative to that Being to Whom the name of Christ has been given, are directly rooted in, and dependent upon the accepted concepts of some prior age. We have already seen while considering various matters connected with man’s origin, that as a matter of fact, those theoretical ideas and conceptions which have sprung from the general mode of thought prevailing in our time are fundamentally at variance with the actual results of scientific research. On the other hand, it is just in this relation that we find the conclusions arrived at through the medium of Spiritual Science, which traces man’s origin back to spiritual forms, and not merely to that which is external and physically perceptible, are in full harmony with the results obtained in the field of Natural Science. Perhaps nowhere do we find this want of accord so marked between that current cosmic concept, which is so general in the thoughts and hearts of the people of our day, and that which science has been constrained to adopt, as in the case of the Christ-conception. This divergence may well be due to the fact that the questions involved belong to the greatest of all those concerning the cosmos. However, since the coming of the Christ-Movement into the world’s history, man’s power of conception concerning the Christ-Being and the form which it has taken, has ever been such as was best adapted to a particular period, or as one might say, was best suited to that section of humanity which was occupied with such thoughts. During the first centuries which followed the advent of Christianity into the world’s history, we realize in connection with a certain trend of ideas and spiritual tendency which has been called Gnosis [a term denoting a higher spiritual wisdom claimed by the Gnostics], that grand and mighty concepts were formed with regard to that Being whom we term The Christ. We find, however that the universal acceptance of these exalted gnostical conceptions continued for only a relatively short period as compared with that idea of The Christ which was, as one might say, generally approved and spread among the people, and later became the essence of the Church movement. It will be enlightening to consider briefly those lofty Christ-concepts which were evolved in the form of gnostical conceptions during the first centuries of the Christian era—not, be it understood, because Spiritual Science would seek to cloak those ideas which it has to put forward with regard to The Christ beneath a mantle of gnostic notions; such an assertion could only be made by those who because of the immaturity of their development in the field of Spiritual Science, are wholly incapable of truly differentiating between the nature of the various events and conditions which are met with in spiritual life. In many ways the concepts of the Spiritual Science of to-day, which will be recapitulated in this lecture, extend far beyond the ancient gnosis of those early Christian times; but this very fact makes it the more interesting that we should at least touch upon these old spiritual conceptions. There are many different points of view in connection with this by-gone higher wisdom, and various degrees of light and shade in that olden spiritual trend of thought, and we will draw attention to one of its most important aspects and which harmonizes best with the teachings of Spiritual Science in our time. During the first few centuries of the Christian era, this ancient gnosis put forward the most profound ideas concerning the Christ-Being—momentous indeed in relation to that enlightenment which came with the dawn of Christianity. This higher spiritual wisdom maintained that the Christ-Being was eternal, and not alone associated and concerned with the evolution and development of humanity, but with the surrounding world of the cosmos taken in its entirety. When considering the question of the Origin of Man we found that we were taken back to a form of humanity which floated or hovered, as it were, entirely in spiritual heights and which was not yet familiar with, nor embodied in, an outer material covering. We have seen that during the process of the earth’s evolution, mankind, starting from a purely spiritual state, gradually changed into that of a lower and denser form which we now call man; and that owing to the materialistic outlook of the present theory of evolution, which merely follows man’s earthly history backwards, his beginning has been traced to external animal forms. Spiritual Science, on the other hand, leads us directly to previous states which approach ever nearer and nearer to the immaterial soul, and finally points definitely to a spiritual origin. The old gnosis sought the Christ-Being in that region in which mankind hovered before he had assumed his material existence, and where he felt himself surrounded alone by spiritual life and spiritual reality. If we understand this ancient gnosis rightly, then must we look upon it from the gnostic point of view, that when man had so far developed as to have reached a point when his Etheric Body should be enclosed within a material covering in order that he might take part in the general course of physical evolution, there remained behind in the purely spiritual realms what might be termed a by-gone companion of man or ‘alter ego’, in the form of an element of the Christ-Being, which did not descend with him into the physical world. Further, according to this conception, mankind was destined to undergo a process of continued development in the material plane, and it was his mission to show evidence of achievement and progress. Hence, according to the gnosis, this Christ-Element continues to dwell in the spiritual realms while mankind undergoes his period of material evolution, so that during the whole time of man’s earthly history, the Christ-Being is not to be sought in that region to which man is related as a physical perceptual entity, but alone in the realms of pure spirit. That particular period which we call The Birth of Christianity, the ancient gnosis considered of especial import in the evolution of mankind upon Earth. It was regarded as that glorious moment when the Christ-Being entered the physical perceptual world in order to give an impulse to spiritual activity, for man had of himself retarded the soul’s development after he had descended upon the material plane. The gnosis looked upon primeval man during the very beginning of his evolution as a spiritual being bound to a world in which The Christ was then active, and it considered that He again descended upon our earth, where already for a long space humanity had been undergoing material evolution, at that particular period from which we now reckon our time. The question now arises—How did the ancient wisdom actually look upon this descent of a purely spiritual being into the evolution of humanity? It was regarded in the following manner:—According to the gnosis, an especially highly developed human individuality to Whom historical research has given the name of Jesus of Nazareth, had achieved such exceptional spiritual maturity that at a particular period definite soul conditions had come about, in virtue of which this singular personality had the power to absorb certain Divine qualities and wisdom from the Spirit-World, which up to then no man could acquire. From this time on, so the gnosis states, the soul of this especially selected personality felt itself sufficiently advanced to surrender to the indwelling of that Divine Being, Who up to that moment had had no part in the actual progress and development of humanity—namely, The Christ. That event which took place on the banks of the Jordan when Jesus of Nazareth was baptized by John, and which is recorded in the Bible (Mark i, 9 to 11), was regarded by this ancient gnosis as a manifestation of the entering of the Christ-Being into the course of human evolution. The gnosis further declared that some very singular spiritual condition had been engendered with regard to Jesus through this sacred baptism, which event we may consider as wholly symbolical or otherwise. We can obtain an idea of what underlies this gnostic concept if we pursue a line of thought somewhat as follows:—We begin with a realization of the fact that if we carefully observe the lives of other people, using those methods of thought which lead us to the very depth of the soul, and not the superficial mode so general in our time, we shall often find in the experience of such persons moments fraught with epoch-making events, when they feel that they stand at a turning-point in their lives. A situation of this nature may arise through some deep-lying sorrow or other trial of earthly origin. Then indeed they may say:—‘That which has now befallen me differs from all my previous experiences, for it causes me to look upon myself as a man transformed.’ Certain it is that in the case of many people there occurs at times something in the nature of a crisis, such as might be described as an awakening and renewing of special and distinctive forces of soul-life. If we imagine an experience of the above kind as representing in very imperfect and elementary manner an inner event similar to that which the gnosis regarded as having taken place at the time of the baptism of Jesus in Jordan (St. Mark i, 9), we can then readily conceive an entirely different form of happening hitherto unknown in connection with human existence, and quite unlike any which may break in upon men’s souls and is born merely of earthly trials and vicissitudes. That Divine power and supreme spiritual quality which flamed up in the soul of Jesus of Nazareth manifested in wholly new indwelling attributes, and therefrom arose a Godlike inner life shedding fresh light upon all forms of human culture quickened by its example. It was that Divine Essence which entered into the innermost being of Jesus of Nazareth—that glorious and most Holy Spirit creating in Him a new-born life, that the ancient gnosis termed THE CHRIST. The gnosis clearly realized that through The Christ there had come to mankind something in the nature of a new impulse, an impulse differing utterly from any that had been before. For all that Godlike stimulating power which was brought forth and unfolded in Jesus during the three years subsequent to His baptism by John was such as had never up to that time found place in the evolution of humanity. The gnosis states quite definitely that we must not consider a particular man [Jesus of Nazareth] as The Christ [as is oft-times done], but that we must realize and look for The Christ in the Divine Spirit which manifested IN Jesus, through those sublime and singular qualities that were latent within his innermost being. We have characterized this ancient spiritual wisdom concerning The Christ in the above manner, in order that it may be easy of comprehension. In the example previously cited of a special turning-point occurring in the life of a human soul, we have an instance at least in some ways analogous to the Christ-Event expressed in its most elementary form. It is especially difficult for mankind in these modern times to realize that circumstances of fundamental historic significance are directly connected with this outstanding incident, and which are of such momentous import as to form what might be termed the true centre of human evolution. When we compare this gnostical concept with various statements of Spiritual Science brought to your notice during these lectures, we find that it has in truth, no matter how we regard the facts, not only a grand and glorious conception of the Christ-Being, but it also evinces an exalted idea of man’s being, for it regards him as involved in an impulse, coming directly from the spiritual realms, and brought to bear upon the actual course of his historic growth and development. It is therefore not to be wondered at that this ancient gnostical conception was unpopular. Anyone who has obtained even a slight insight into the circumstances connected with the progress of mankind during the early centuries of the Christian era and onwards, the existing state of the human soul and the various conditions of social life at different periods, must at once admit that such concepts imply a loftiness of sentiment that was certainly not destined to find favour among the people. In order to appreciate this point we have only to consider the spiritual life of the present day. Whenever conversation turns upon any idea similar in character to this ancient higher spiritual wisdom, the majority of people at once say:—‘That is all an abstraction, a purely visionary notion—what we want is reality, something which directly affects our actual material life.’ Thus it is that even in our time mankind for the most part regards the old gnostical conception, as outlined, merely in the light of a wholly abstract impression. Humanity is still far from experiencing the feeling of greater satisfaction which comes of spiritual thought, and of realizing how much more true is the substantiality of all that underlies those spiritual concepts to which we may raise ourselves, than is that of things which most men regard as perceptual, concrete, and as having absolute reality. If it were otherwise we would not find, as is the case in the arts and professions, that man is ever urged toward what may be touched and seen, while all that is of the spirit, and calls for inner upliftment of the soul for its apprehension, is pushed aside and regarded as abstract and visionary. It is not possible in a few words to explain just how the popular conception of the Christ-Being evolved in the minds of the people. But it may be said that an echo of the true Christ-Concept, which pictures a Divine Being incarnate and abiding in the man Jesus of Nazareth, has lived on through the centuries side by side with that simple idea of Jesus, which looks upon Him as born in marvellous manner and as ever approaching mankind with divine tenderness and love; a theme which is developed even in the story of his childhood. In this concept we find Jesus of Nazareth hailed by humanity as its loving Saviour. And it is in that holy sense and feeling evoked by the deeds of this beloved Redeemer that we find a dim echo of the ancient gnostic Christ-Concept. During the whole course of what we might call the external history of Jesus, there is found an upturned vision which realized the presence of some great secret truth, some awe-inspiring mystery, which even as Jesus walked the earth endowed His personality with superhuman attributes. And this superhuman quality has been termed The Christ. Further, we find that as time went on humanity became ever less and less capable of understanding that bold concept, The gnostic Christ, and this ever-increasing inability of comprehension has continued even up to the present day. Already in the Middle Ages we note, that Science only dared to reason concerning that which is external and directly apparent to the senses, or about those things which it conceived as lying beyond our sense-perception in a kind of world governed by natural laws. It did not feel itself called upon to probe into those factors and influences which have entered into and played their respective parts in man’s evolution, in the form of noble and uplifting spiritual impulses. Thus it was that in the Middle Ages, questions concerning the origin and evolution of man in which the Christ-Impulse made itself felt, became solely objects of belief. This spiritual faith, however, continued on among the people from that time, side by side with all that was regarded as Science and absolute knowledge, but which took heed only of the lower order of cosmic matters and events. At this point it is of interest to note, that from the sixteenth century onward, this twofold method of thought has ever more and more tended toward a crisis, and for the reason that mankind was always prone to direct and confine his powers of cognition to the perceptual world alone, and to assign all matters of spiritual origin and dependent upon spiritual progress and evolution to the category of mere dogma. We cannot, however, enter upon this subject at the present time, for it is more essential that I now draw your attention to the fact that in the nineteenth century the course of development led mankind to a point where, as one might say, all true conception of The Christ was wholly lost, at least to a very large proportion of the people. But, nevertheless, we must admit that among a small section of the community the ancient gnostic concepts still lived on, and were yet further developed after a manner which we might regard as bringing about a deeper insight into the Christ-Impulse. In the case of the majority, even among the scientific theological circles, there was a general renunciation of the true Christ-Concept. An attempt was made to centre all in the personality of Jesus of Nazareth, and to look upon Him as One possessed of singular attributes, and especially chosen because of His profound and all-embracing comprehension of the laws and conditions of human evolution, and the Divine inner nature of mankind—but even so, to be considered as a man—although a man transcendent in all things. Thus it came about that in those days in place of the old Christology, there grew up what might be called a mere Jesus-life-research. The results of this mode of thought and study became ever more and more incredible, when considered in the light of all those Divine qualities which dwelt within the being of The Chosen One, Jesus of Nazareth. For according to these investigations Jesus was to be regarded as One specifically selected as endowed with supreme and unique spiritual attributes, but nevertheless possessed of human individuality. The crowning point in this class of conception is reached in such works as that entitled The Nature of Christianity, by Adolf Harnack, and other similar attempts in the direction of what we have termed Jesus-life-research, and which have appeared in many and varied forms. For the present, however, it is only necessary to merely draw attention to the results obtained from deep and earnest study along these lines, and since this subject is the most modern of any with which we are concerned we can do so very briefly. We would say that the methods employed during the nineteenth century in order to authenticate historically those events which occurred at the beginning of the Christian era, have led to no actual positive conclusions. It would take us much too far to enter into any kind of detail respecting this particular trend of thought; but anyone who will make a careful investigation into the results achieved in modern times in this connection, will know that an endeavour has been made to apply the ordinary methods of external research, to prove that the personality of Jesus of Nazareth actually lived at the beginning of our Christian spiritual life. Now this attempt to demonstrate the existence of Jesus by such historical means as may be applied in other cases has merely led to the following admission:—‘It is impossible to confirm the personality of Jesus of Nazareth by external material methods.’ But it by no means follows that the negative assumption, which claims that Jesus never lived, is thereby proved. These material investigations have simply shown that we cannot employ the same historical means in order to verify the life of Jesus of Nazareth, as may be used to demonstrate the existence of Aristotle, Socrates or Alexander the Great. But that is not all, for of late this field of inquiry has led to serious difficulties being experienced in quite another direction. It is only necessary to refer to such works as those by William Benjamin Smith, published by Diederich of Leipzig, to realize that the result of painstaking and exact research into Biblical and other documentary records relating to Christianity has again revealed the fact that [in many instances] these venerable documents cannot be referring to those matters to which, during the greater part of the nineteenth century, it was generally supposed they had reference. A special attempt was made to reconstruct the life of Jesus of Nazareth from the results of philological investigations into these ancient chronicles; but in the end it was found that in the very writings themselves there was evidence of an underlying significance of quite a different nature from that which appeared upon the surface. It became apparent that in spite of every effort to picture the life of Jesus by employing the most carefully chosen and exact methods, the Biblical records, those Christian documents wherein mankind feels itself upon a firm and truly Christian foundation, hardly mention Jesus of Nazareth as a human being. External science is thus driven to the following statement:—‘The ancient records scarcely ever allude to Jesus of Nazareth as a man, they refer to Him as a God ‘; and again to this remarkable anomalous assertion: ‘It is an error to believe that any proof may be found in the original Christian documents of the existence of Jesus of Nazareth as an actual human personality. Rather do we come to the conviction that what the evangelical and other olden sacred writings state is, that in the very beginning of the Christian era was a Deity, and only when we recognize this fact, does all that is written in these aged chronicles become of true significance and import.’ Now is not this all very extraordinary? According to the investigations of our period, when we allude to Jesus of Nazareth, we must speak of a Deity; but this same period and same line of research admits of no reality in this God or purely Spiritual Being. How, then, does present-day science regard The Christ? He is looked upon as a visionary creation, a mere ideal concept which insinuated itself into the history of mankind, and was called into being by a folk fantasy born of mental impulse. According to the latest investigations in this field, The Christ is to be regarded not as a reality, but as a kind of imaginary god. To put it plainly, we would say:—Modern scientific research is brought face to face with something for which it has absolutely no use; for what can it do with a God in Whom it has no faith? External science has merely proved that the Bible records speak of a Deity, but it knows of naught else to do with this Deity, than to ascribe to Him a place in the category of visionary concepts. We will now compare the attitude of external Science as characterized above, with what Spiritual Science has to say upon the matter. At this point I should like to mention a book entitled Christianity as Mystical Fact, of which I am the author. The fundamental idea underlying this work has been but little understood. I have therefore endeavoured to set forth its object more clearly in a preface to the second edition. My intention was to show that the history of mankind—World History—is not complete in that picture which we can generally obtain from external history and external documents, and for this reason:—Throughout all human evolution spiritual impulses are at work, spiritual factors are present, and these we must attribute to the agency of spiritual beings. If with this concept we compare the whole nature and method of the historic world-conception put forward by Leopold von Ranke and others, we can only say:—The highest point to which the Science of History has as yet reached is, that it actually speaks of historical ideas as if they were subject to the intrusion of abstract impressions coming, as one might say, from without during the course of human evolution and the development of Nations and of Peoples. That is the utmost extent of general belief in this direction. But ‘ideas’ are not what historians consider them to be, and do not develop force and exhibit power. The whole process of human evolution would be lifeless and spiritless if it proceeded merely historically, and if it were not that those ideas which enter into the souls of mankind are the expression of invisible and supersensible impulses, which rule and govern the whole field of human growth and development. Behind all that is revealed in this external progression, there still remains something which can only be unveiled by those supersensible means at the disposal of Spiritual Science, where the methods are applicable to things which are beyond the powers of our sense-perception. Attention has already been drawn to this subject in a previous lecture, and we shall again refer to it at some future date. I could demonstrate to you how the Christ-Impulse entered historically into the evolution of humanity in such manner that it proved itself to be an actual continuation of that self-same influence which played its part in the spiritual development of mankind in the by-gone days of the ancient mysteries; the actual nature of which is even yet but little understood. A true comprehension of all that was accomplished in pre-Christian times by the olden mysteries in connection with the laying down of spiritual foundations for the development of nations and of peoples can only come, when, through the methods of modern Spiritual Science, man has gained an understanding of that particular form of development through which the soul is transformed into an instrument capable of apprehending that Spirit-World which lies behind all things material and perceptual. In these lectures I have many times referred to transformations of this character. We now know that mankind, who in these days is in a sense confined and only interested in the immediate experiences of his intimate soul-life, may verily raise himself above his present state and assume a more perfect form of soul-being which can live in the Spirit-World, even as the human counterpart lives in the physical world. Through the study of history in the light of Spiritual Science, we learn that the possibility of thus raising the soul-being to spiritual heights through a process of purely intimate individual soul development, has come about gradually during the evolution of mankind, and was not known in primeval times. Whereas the soul may now through its own effort and measures rise freely, and while still possessed of its individual quality acquire the power of spiritual discernment, in pre-Christian times such was not the case; for the soul was then dependent upon an impulse born of certain modes and procedures, which were a part of the rites performed in the Sanctuaries of the Mysteries. In my book entitled Christianity as Mystical Fact, I have presented a somewhat detailed account of those ancient rites which were conducted by the priests in connection with the soul. These ceremonies took place in the various Temples of the Mysteries, as they were then considered to be, but which in this lecture we will regard more as Temples assigned to spiritual instruction. What actually took place in these sanctuaries may be briefly outlined as follows:—By means of certain methods and observances the soul was freed from its bodily covering, and it was made possible for it to remain for a time in a condition similar to, though in many ways differing from, the ordinary sleep-state. When we consider the sleep-state in the light of present-day Spiritual Science, we look upon it that while the human frame remains quiescent and sleeping, the actual centre of man’s Etheric Being is situated outside the recumbent figure, and that during such state the power of the true inner essence of this etheric nucleus is so low that unconsciousness supervenes, and the nucleus becomes, as it were, enveloped in darkness. The methods employed during these ancient mystic rites in order to affect the human soul were as follows:—Through the influence of certain advanced personalities, who had themselves passed through similar mystical initiation, a species of sleep-state was first induced. This was of such nature that the inner forces of the soul were thereby strengthened and intensified. When a certain stage was reached the soul left the body, which was then in a condition of deathlike sleep, and for a time entered upon a psychic existence, a kind of sleep-life, during which it could look upon the Spirit-World with full consciousness. While this sleep-life continued, the soul was able to realize its true position as an inhabitant of the spiritual realms. When, in due course, the soul was brought back once again to ordinary mundane conditions, there came to it recollections of all those things which it had observed and experienced while freed from the body. It was then that it could [while active within the human form] come before the people and stand forth as a prophet, bringing to them proofs of the existence of a Spirit-World and of an eternal life to come. In those olden days it was in the manner above indicated that the soul was enabled to take part in the life of the spiritual realms; and in the mysteries were found the canons to which it must submit, and for a long period, in order that the supreme spiritual leaders in the ancient Mystery Sanctuaries might bring about the final consummation of the soul’s desire. We will now ask this question:—Whence came those ancient standards of human conduct which have been passed on by peoples spread throughout the world during the course of man’s evolution; and those flashes of spiritual enlightenment proclaiming his Godlike origin and the eternity of the soul? The answer comes through Spiritual Science; from it we learn that this olden wisdom originated with those who had themselves undergone initiation after the manner we have outlined. There is a reflection of these primeval moral precedents, manifested in strange and curious fashion, in connection with Myths and Legends and various graphic portrayals of the past; for in these very fables we find depicted many of the same experiences which came, as if in a living dream, to the initiates in the Mystery-Sanctuaries. Indeed, we first begin to understand Mythology rightly, when we regard the forms and figures there presented, as pictorial representations of things which appeared to the spiritual vision of the Initiates during the time of their participation in the secret rites. If we would establish a relation between the mythological conceptions of olden times and the religious teachings of an earlier age, we must hark back to the ancient mysteries and ponder upon all that lay concealed therein, deep hidden from a profane external world. Mysteries revealed to those alone, who, through severe trials and unswerving observance of that secrecy and restraint imposed upon all, had truly fitted themselves to take part in the dark ceremonies of initiation. We cannot, however, at this point enter into the actual circumstances which led to the close veiling of the mystic rites performed in that now remote grey past. But when we turn our gaze backward and follow the course of spiritual development in pre-Christian times, we realize that it was ever in the dim obscurity enshrouding the inscrutable observances of that by-gone age, that man’s soul unfolded and was strengthened. The souls of men were not so fully developed in the past that they could of themselves and of their own efforts rise upward and enter the realms of the spirit, while merely dependent upon their immediate powers and unaided by the ministrations of the temple priests. In my book, Christianity as Mystical Fact, I have pointed out that even while external history ran its course a change was taking place; and it has there been my object to show how the whole plan and design underlying human evolution was such, that when the turning-point was reached which marked the birth of Christianity mankind was already prepared to enter upon a new era. This change had come about because of all that man had experienced and absorbed through repeated reincarnations, and through knowledge gained from initiates concerning the Spirit-World. From then on he would have the power of upliftment to spiritual heights within his own innermost soul, which could henceforth rise of its own effort, free from all external influence and unaided by those means which it was the custom to employ in the by-gone days of the mysteries. According to the views which we now hold, the most outstanding event that came to pass in Palestine, in connection with the spiritual progress of mankind was the final perfecting of the soul, so that it should be fitted for what we might call Self-Initiation. This ultimate consummation had been approached gradually and the necessary preparation had extended over possibly hundreds of years; yet the end came just about the very time when that special turning-point was reached which marked the beginning of the Christian era. The soul was then so far perfected that it was ready for self-initiation, during which act it would be merely guided by those having knowledge of the true path and of the trials that must be endured; henceforth self-initiation might be achieved without external aid rendered by Temple priests, or by leaders having understanding of the mysteries. And further, through the founding of Christianity all those other rites and observances which were performed time and time again in the innermost sanctuaries of the Temples, memories of which are still preserved in Legends, Myths and Mythologies connected with folklore, are found to have a place in that Grand Plan which underlies the world’s history. If we would indeed understand the Gospels, we should ask ourselves the following question:—‘What experiences were essential to a candidate for initiation in the days of the ancient Persians or Egyptians, who desired so to uplift his soul that it might gaze directly upon the Spirit-World?’ Injunctions concerning such matters were clearly set forth and formed the basis of what we might term a Ritual of Initiation. These commands and instructions covered a time extending from a certain event designated by some as The Baptism, and by others as The Temptation, up to that moment when the soul was led forth and blessed with a true discernment of the spiritual realms. When we compare such Initiation Rituals with the most important statements contained in the Gospels, then (as I have shown in the book to which I have just referred) we find that in the Gospels there appear once again detailed narratives concerning ancient initiation ceremonies, but here the descriptions have reference to that great outstanding historical character, Jesus of Nazareth. It further becomes clear that whereas in previous times an Initiation Candidate was raised to spiritual heights in the seclusion of the Temples of the Mysteries, Jesus of Nazareth, because of the course which history had taken, was already so far advanced that He not only remembered His experiences in the Spirit-World and thus brought enlightenment to humanity, but He became unified in spirit with One, to Whom no earthly being had as yet become united, namely, The Christ-Being. Thus we find a great similarity between the narrative of the spiritual development of Jesus of Nazareth up to that moment when The Christ entered into His soul and during the following three years when He drew inspiration and wisdom from this Divine source, and the descriptions of the wonted course of the ancient forms of initiation. In the accounts which tell us of all the trials and experiences which Jesus of Nazareth underwent in those olden days, we find the events connected with His initiation clearly marked by the magnitude and Godlike nature of the spiritual facts which underlie the historical descriptions. This is especially noticeable in the Gospel of St. John. While in previous times countless aspirants had taken part in the sacred rites, they had only advanced to that point when they could testify as follows:—‘The spiritual world is a reality, and to such a world does the human soul belong.’ But when it came to pass that Jesus was Himself initiated, He became actually unified and at one with the most significant and outstanding of all spiritual beings ever remembered by former initiates; and it was toward this supreme initiation that the ordered plan underlying all ancient forms and ceremonies had its trend. Thus do we behold The Mystery of Golgotha emerging from those secrets which were hidden in the dark mysteries of the past, to take its place in that grand design so fundamental to the world’s history. As long as man refuses to believe that in a certain locality and at a definite time Jesus of Nazareth was blessed with Divine initiation, and imbued with the spirit of The Christ in such manner that this Almighty influence could stream forth and act as an impulse upon all future generations—just so long will he remain unable to realize the true import and meaning of the Christ-Impulse in its relation to the evolution of mankind. When through the study of the basic principles of Spiritual Science the reality of great spiritual events such as we have portrayed is admitted, then will first dawn a true comprehension of all that has come to human evolution through the advent of the Christ-Impulse; and we shall no longer degrade the Gospels by discovering in them four separate rituals of initiation in which matters and circumstances concerning Jesus of Nazareth are hidden away and mysteriously concealed. When we come to understand these things rightly we shall realize that everything which followed as a result of the event in Palestine, held a deep significance for all later periods in human evolution. Now, although what we may term man’s deepest life-centre has always been, so to speak, near at hand, nevertheless this very life-centre was something the awareness of which had not up to the time of that great happening really penetrated into the consciousness of mankind. It was ordained that through The Mystery of Golgotha men’s eyes should be opened and a new era entered upon, in which it would be realized that in the life-centre, the Ego, there manifests an element which is common to both individual man and the entire cosmos. If we would know in what manner that great and vital change which was wrought in the world’s history by the coming of the Christ-Impulse, is regarded when viewed in the light of Spiritual Science, then we must first realize that:—Man, in respect of his being, consists of a Physical Body, an Etheric or Life Body, an Astral Body, and deep within and underlying all is the veritable Ego1—that true I, which continues on from incarnation to incarnation. Now, an awareness of the presence of this ultimate centre of life broke in upon man’s consciousness last of all. So that in pre-Christian times he had no thought of its existence. Even as the Physical Body is directly united and in contact with the Physical World, and the Astral Body with the Astral World, so is man’s deepest life-centre, the Ego, born of that Spirit-World which passeth man’s uttermost understanding. Hence, that great message which Christianity and the Christ-Impulse brought to mankind may be thus expressed:—Seek not the Deity and the Godlike primordial principle in the Astral Body, but in man’s innermost being, for there abideth the true Ego. Previous to the advent of Christianity man would exclaim:—‘My soul is indeed rooted in the Divine. It is the Divine quality alone which can extend the vision and bring unto me true enlightenment [through the powers of those who have a deeper knowledge of spiritual matters].’ But now he is learning to say:—‘If thou would’st truly know where thou canst unveil the profoundest depths of all that is Divine and active throughout the world; then look of thyself within thine Ego, for therein lieth the channel through which cometh unto thee the Word of God. His voice will break in upon thy conscious state if thou but rightly understandest that because of the Mystery of Golgatha, the powers which are of God have entered into mankind; and if thou wilt but realize that then indeed was a glorious initiation truly consummated—to stand forth as a grand historical event. But especially does God speak unto thee, if thou but exaltest thyself and makest thy soul to be as an instrument, able and fitted, to apprehend that which is of the spiritual realms.’ Before that supreme act came to pass at Golgatha, the way of those who would enter upon the life of the spirit, lay through the deep mysteries of the Temple Sanctuaries. The actual awakening of the Divine consciousness which speaks through the Ego is the very essence of the Christ-Impulse; and the growth and development of the ancient Initiation-Principle paved the way and made it possible that this great impulse should come to humanity. During the whole future course of evolution, because of the Mystery of Golgatha, there will enter into men’s souls an ever-increasing clarity of understanding and discernment of the Divine Spirit to which man is so truly united. That same Holy Spirit which even now speaks through the Ego, when man has indeed freed himself from all earthly conditions and circumstances. He who can understand the Gospels from this point of view will realize the wonderful evidence of racial development and preparation for those coming events which were brought about in the past by the powers of the Spirit-World. It will be apparent that throughout the ancient Hebrew evolution, mankind was ever being made ready to hear the voice which would later speak through the deep centre of man’s being, the Ego-centre; even as the spirit of the old Hebrew race spoke to Judaism. But the people of other nations had heard no such voice, for they were only conscious of the Divine Spirit as it held converse with the soul in the case of those who were truly initiated. It had become clear to Judaism that the evolution of mankind is a continuous process of development and progress, and that deep within man’s Ego there dwell those mystic forces which appertain to his innermost being. Hence the Jew became conscious of this thought:—‘When as an isolated personality, a part of the ancient Hebrew race, I look back upon the course of man’s evolution from the time of Abraham, and realize that Supreme Deity who has ruled over all things from generation to generation, there comes over me a vague undefinable feeling that everything which is Divine and of that Holy spiritual power which has fashioned the individual qualities of mankind, lives in me.’ It was in this way that the separate members of the old Hebrew race felt that they were united and at one with Abraham—their father. But Christianity definitely states that all such thoughts and conceptions concerning the Godlike qualities in man are lacking in completeness and fail to picture him in his most perfect form; even though he believe within himself that – ‘I AM THAT AM’. A true realization of those Divine attributes and forces which are active deep within mankind can only come when there is a clear apprehension of those things which are of the spirit and lie beyond all human generations. Therefore if we would give the above words their fuller and truer meaning we should say:—Before Abraham, was the I AM. This implies that man’s Ego is eternal; and that in the beginning was the same Godlike element which has continued on throughout all generations and will be for evermore. To this the Hebrew would add:—‘Look not upon that which fadeth away and is of man’s material being, but regard only the Divine Essence which has lived and flowed in the blood of all descendants of Abraham, who was indeed our father. See to it that ye shall know and discern this Holy Spirit in each one of God’s children. But seek it not in the bond which uniteth brother and sister, but in that which abideth in each one of you and cometh to the light when man, in very solitude, shall know himself in his innermost soul, and cry out, I AM.’ Christ Jesus uttered words of similar intent and which we must interpret in like manner; with one modification they are as follows:—‘If any man come to me, and forsaketh [‘Hate’, see Luke xiv, 26] not his father, and mother, and wife, and children, and brethren, and sisters, yea, and his own life also, he cannot be my disciple:2 We must not regard the significance of the above passage as in any way conflicting with the just claims of relationship and child love, but rather as indicating that The Christ had brought into the world that Principle of Divine Spirit which each individual man, because he is man, may find if he but seek steadfastly in the very centre of his being. It was because of this transcendent deed that, henceforth, mankind would enter into ever closer contact with the very heart of Christianity. Then would this most sacred principle rise up supreme, and while overcoming all diversity and error, bring about the realization of that universal quality which all may discern who but look deep within. The Gods of old were national gods—gods of the peoples—and had relation to certain racial peculiarities. We still find something of this nature in the East among the Buddhists. But the God who stands revealed through Christianity is One who will raise mankind above all human discord and divergence, and lead him on to that which he truly is, because he is indeed MAN. He who would gain knowledge of the fundamental character of the Christian Doctrine must necessarily regard those spiritual powers and impulses which have guided supreme events in world history as realities [he cannot aver that all was begotten of mere chance actions and purely human mental activity]. He must break away from previous concepts of what is basic and of primary historic import; for happenings which have long been so regarded are in reality but upon the surface of the world’s actual growth. Underlying and controlling all human progress and development are beings far above man’s normal powers of sense-perception who are just as real as is the animal and the man in our material world. Supreme and preeminent among those spirit mentors who govern and direct the growth and development of mankind is THE CHRIST—that Christ, who, according to the ancient gnosis, was active in the body of Jesus of Nazareth during a period of three years. Once again do we realize that Spiritual Science has attained to a concept and an understanding that enables it to throw light upon matters which have already claimed the attention of external science. The latter has been forced to admit that [in respect of The Christ] we are not merely concerned with a man, but with a Divine Being who, while He ruled and gave guidance must, nevertheless, in a certain sense, be considered as active within the man, Jesus. Here, however, we come upon a situation with which external science is unable to cope. Spiritual Science, on the other hand, leads us to the direct contemplation of beings thus acted upon and made subservient to divine spiritual powers, in the manner indicated, and regards such states as of actual occurrence; hence it can approach this sphere of modern investigation in a proper and logical manner. An amazing feature of twentieth-century spiritual development will be that external science will recognize and acknowledge that the concepts of the nineteenth century were in error, in so far as an attempt was then made to reduce the life of Christ Jesus to a life of Jesus of Nazareth only. Further it will be found that the final result of all research in this field will prove that in Christ Jesus we are concerned with a God; and when any science proclaims this truth it is a sign that it has begun to follow the true path. Spiritual Science would merely add that if mankind once admits the verity of the above statement, it may go forward ever assured that it is upon a certain and absolute foundation. The concept expressed in the above assertion is certainly in direct opposition to that material monistic cosmic conception, which has been formed in modern times. In two of my previous lectures to which I have already referred, namely, ‘The Origin of Man’, and ‘The Origin of the Animal Kingdom’, we have seen that Spiritual Science was in complete accord with the actual facts brought to light by external Science. We would here say that in the matter we are now considering, Spiritual Science is again disposed to associate itself with the results of conscientious scientific research; but where there is doubt and divergence, it will be found that external Science will fall short of that goal which may be reached through the methods of Spiritual Science. In these days man regards human life and human understanding, as they appear to him in the physical world, as if they were irreconcilable with a closely associated and actual outer spiritual realm. He further believes that at the uttermost, man’s greatest fault can only lie in forming wrong conceptions of the material world, or in doing something which is looked upon as detrimental or malicious, and which does not conform with outer and apparent progress. It is the custom at the present time in connection with the existing cosmic concept, to seek the origin of phenomena only in that which is close at hand; and it has become more and more clear the further man penetrates into spiritual life, that a point has now been reached with regard to this method where a complete change in ideas has become necessary. Both natural science and history have come to a stage where there is a definite scepticism concerning all spiritual matters, and these external sciences are now merely employed in collecting and associating outer perceptual facts, wholly regardless of that underlying spiritual reality which may be apprehended in all phenomena capable of sense-perception. One might almost say, that our present period has reached a point where scientific thought must be reversed, and assume a directly opposite attitude. The soul, through its constant inner striving, will in the end lead ultra materialism and ultra materialistic monism to adopt a concept, which as yet has played but a small part in man’s ideas concerning the cosmos. But in future investigations into the origin of things there will enter thoughts and ideas, so far, not generally accepted. In my two works, Philosophy of Spiritual Activity and Truth and Science, I have explained that man has been compelled to assume that the position in which he finds himself relatively to the world, is not his true position; and that he must first undergo a development of inner-life so that he may recognize reality in natural phenomena, in order to be able to place himself in just and ethical relation to such phenomena. Further, in the mind of man there must dawn a clear understanding of the fundamental idea in redemption in addition to mere apprehension of causative factors in life. It will be a task of the twentieth century to gain general acceptance of the concepts pertaining to Redemption, Deliverance and Reincarnation, among the external sciences. The position which man has himself assumed as expert and judge of the world does not represent reality; for he can only arrive at true concepts after he has freed himself from his present false ideas, risen to a higher standard of thought, and overcome those barriers which cause him to view all things in distorted and unreal form—such a consummation would be Perceptive-Redemption. Moral-Redemption comes about when man feels that the position which he occupies in his relation to the world is not his veritable standing, and when he realizes that he must seek a path leading over those obstacles which tower above him, blocking the way to all things appertaining to his true place in life. Concepts of the soul’s rebirth upon a higher plane, will yet be evolved from the wonders which come to light through the investigations of natural science, and the results of historical research. Man will then know, if he pictures the world as in a photographic image and conjures forth a vision of the scientific and historic progress of mankind, that this vision does not represent the material world alone, for underlying all human advancement there is clear evidence of a mighty spiritual plan of earnest training and development. He will no longer believe that the world as depicted by science is a mere physical creation, for he will realize that God’s laws are ever operative in such manner as to bring about his gradual unfoldment. If only natural science would extend its sphere of action beyond a mere portrayal of the perceptual world and rightly educate mankind, so that the human soul might break away from a position which is untenable, and rise to a state which would permit of its rebirth into a more exalted life—and if man could but know how glorious would then be the freedom from that restraint which ever hinders his upward progress, he would indeed have developed within himself those things fundamental to a true world concept of the Christ-Impulse. He would realize that he has power to look back into the grey mists of the past, to a period to which we have often referred, when his true being dwelt in a purely spiritual realm, later to descend into the material world that he might there of his own effort further his growth and advancement. Then would mankind understand the reason why it became imperative, that at a certain definite period in earthly progress a complete change of thought, a reversal of ideas, be brought about; he would know that it was in order that all might be empowered to tear themselves away from those false deceptive material concepts, which have entered so deeply into man’s consciousness. It is the Christ-Impulse which has checked man’s fall, and has saved humanity from being utterly immersed in those things which are but of the material world [and have neither value nor reality]. With respect to the evolution of humanity, The Christ is to be regarded objectively as the [Divine Principle] which is the source of our experience of a sacred power and quality entering the soul when reborn, and freed of all those primal transgressive tendencies which seek to find expression when man is associated with external earthly progress. It is this most holy essence, flowing in upon the world, which is indeed that manifestation we know as The Christ. If the twentieth century would but regard the glorious realities of man’s inner life in a serious light it would understand the Christ-Event, and no more be in conflict with the concept and verity of those happenings which take place during the soul’s rebirth into a higher sphere. Spiritual Science would then prove that the same actual principles underlie all historic progress and development, as obtained in the case of external natural phenomena and occurrences. With regard to man’s ideas concerning the cosmos, he has fallen into that very error which finds expression in the words of Schopenhauer:—‘The world is my own conception.’ This statement implies that we are surrounded by a universe of colour, sound, and so forth, dependent entirely upon the action of the eye and other sense organs for its being. But if we seek to comprehend the world in its totality, it is not true to say:—‘All colour has existence only in virtue of the physical constitution of the eye.’ For the organ of sight would not be there, if the light had not first conjured it into being. If, on the one hand, it is true that the sensation of light be determined by the eye’s structure, then, on the other hand, it is equally true that the eye has been created by the light through the sun’s action. Both of these verities must therefore be involved in one incomprehensible reality. Thus do we realize the truth underlying Goethe’s words, when he says:—
From animal matter the light has brought forth a corresponding instrument suitable to receive its impressions. Thus has the eye formed itself in the light, so that it may be sensible of its touch in order that the illumination which is within may meet and blend with the rays which come from without. Even as the eye has been fashioned through the light’s action, and apprehension of the latter comes through the agency of this organ of vision, so was the fulfilment of man’s inner Christ-Experience and rebirth of soul, brought about by that supreme Christ-Event—The Mystery of Golgatha. Spiritual Science tells us that before the advent of the Christ-Impulse, such inner experience could occur only under the stimulus of an external influence wrought through the agency of the mysteries, and not as is now the case, through a form of self-initiation induced within man’s very being. There is a certain similarity between the relation of the colours and the light waves to the eye, and the profound mystery of the inner Christ-Experience; for as the eye apprehends the bright radiance of the light, so in man’s deepest being does he become conscious of the Divine Essence—The Christ. That his soul can rise up, and of its own effort transcend all previous limitations, is now possible because the resplendent sun—that grand Mystery of Golgotha—has shed its glorious rays upon the world’s history. If it were not for that supreme objective event, and the objective Christ, there could be no such mysterious subjective inner experience as will enter into the life of mankind during the twentieth century, to be regarded earnestly and from a truly scientific stand-point. The twentieth century will see the dawn of those conditions necessary to a veritable understanding of the Christ-Impulse. It will be proved how absolute was its reality as a Divine centre of spiritual radiance, shining forth with a light which awakens an inner realization of that great truth reflected in Goethe’s words:—
Now, because of that spiritual bond between man’s latent capacity to overcome self, The Mystery of Golgotha, and the glorious Christ-Impulse, it follows that only by thus conquering can man know his being as it truly is, and knowing, he will henceforth regard his earthly nature as a quality from which he must be wholly freed. Further, he will realize that the attainment of a true standard of conduct and all genuine cognition and discernment can alone come to one who has sought and found redemption. It will be through an understanding of inner salvation that mankind will at last learn the true meaning of the concept of redemption as related to life’s historic evolution. Finally, we would say, that during the twentieth century there will spread abroad a great illumination which will bring to humanity a clear comprehension of the Christ-Impulse, and this new knowledge will be in complete accord with the significance of Goethe’s fuller message3:—
Notes for this lecture: 1. See lecture on Moses; footnote 2. 2. What is here implied is that the longing to be at one with the Christ Spirit which came into the world through Jesus of Nazareth, should be so intense that each of His disciples must be ready to sacrifice all ties of human love so that he may devote his life and being to the absolute service of THE CHRIST Who manifests within. Judging from the context the word ‘Hate’ which is in Luke xiv, 26, would appear to be of doubtful origin. [Ed.] 3. Von der Gewalt, die alle Wesen bindet, |