306. The Child's Changing Consciousness and Waldorf Education: Lecture V
19 Apr 1923, Dornach Tr. Roland Everett Rudolf Steiner |
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The etheric continually destroys material substance, and the physical body builds it up again. This statement contradicts the law of conservation of energy, which is generally accepted today. I am mentioning this only in passing, but it is a fact, nevertheless, that this law of conservation of energy is not compatible with the inner nature of the human being, and that it contradicts the truth. |
Logic is there only for the sake of reaching reality, and reality begins where logic ends. Awareness of these things is of fundamental importance. One must not make the mistake of wanting to prove to students, when they are going through this important stage in life, that the world is being truthfully interpreted for them. |
Whenever such feelings can be drawn out in children's souls, one enables them to discover something fundamental and significant—that is, color perspective. A child will feel that the reddening yellow comes towards us, and that mauve-blue takes us further away. |
306. The Child's Changing Consciousness and Waldorf Education: Lecture V
19 Apr 1923, Dornach Tr. Roland Everett Rudolf Steiner |
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Between the ages of seven and approximately fourteen, the teacher's main concern must be directed toward the students' evolving life of feeling. It is really very important that educators acquire the ability to create the kind of mental imagery that can guide pupils through the tender transitional stages characteristic of this period. When children enter school, remnants of the previous “bodily-religious mood,” as I call it, still exist. There is still a longing in children to absorb through the senses everything happening in their surroundings; this perceiving, which is transformed into imitation, then connects with listening for what comes from the natural authority of the teacher. Truth, at this stage, is not based on the child's judgment, but comes in the guise of what the naturally revered authority of the teacher says. Similarly, what is considered false simply agrees with what this freely accepted authority considers false. This also applies to what is seen as beautiful or ugly, good or evil. Children can only develop the faculty of independent judgment in adulthood if they have gone through the experience of looking up to the voice of authority with uncritical veneration. Of course I am not referring to any kind of enforced authority here; the authority I am speaking of must never be imposed externally. And if, in some cases, an authoritarian approach is necessary for the sake of general society, the child should not be aware of it. The child must always feel secure in looking up with total confidence to the teacher's authority or that of another adult in charge. Everything has to be supported by this tender relationship to authority from the day the child enters the first grade until the ninth year, and especially during the seventh to ninth years. This relationship should be preserved even longer, but between the ninth and tenth years it will necessarily change somewhat. Within this same context we must now look at another point. During the initial period of life—that is, from birth until the change of teeth—the child lives like one great multifaceted sense organ, but as a sense organ where will forces were working in every moment of life. For me to use the expression “a sense organ where will forces are working,” may sound strange, but this is only because of the complete inadequacy of what we are told by contemporary physiology and the popular ideas derived from it. Today one does not associate will forces with the function of the human eye, for example. Nevertheless, even in the eye, the perceived image is due to will activity. The same is true of the functioning of every other sense organ: will-substance is instrumental in creating the inner sense impressions. The task of a sense organ, first of all, is to expose itself, or the human being, passively to the external world's influences. But within every sense organ an inner activity also occurs that has a will nature. This will element works very intensively throughout the child's whole body until the change of teeth. It also remains active after this event, with the result that, between entering school and the ninth year, this predominant will element in the child will tolerate only an approach to external nature and to the human being that is entirely human and pictorial. This is why we introduce not aesthetics but a thoroughly artistic element, especially in the younger classes. We do this by allowing children to use liquid colors from the very beginning, even if this practice is likely to cause rather uncomfortable consequences in the classroom. We let children handle colors because, by putting them on paper next to one another—not according to preconceived notions, but simply from an instinctive sense of color; and through the ensuing inner satisfaction, they work in harmony with their own formative forces. When given this opportunity, children reveal a wonderful instinct for painting artistic color combinations, and these soon show the teacher how to direct children's efforts toward drawing with colored pencils from which writing can eventually evolve. But one thing children at this age cannot do is follow explanations; they have no understanding for this at all. If a teacher tries to explain the subjects during the first school years, the children will react by becoming blunted and dull. This approach simply does not work. On the other hand, everything will go smoothly if, rather than explaining the subject matter, one forms the content into a story, if words are painted with mental images, and if rhythm is brought into one's whole way of teaching. If the teachers' relationship to music is not restricted to music in a narrow sense, but if they can introduce a musical element into their teaching—if their lessons are permeated by beat, rhythm, and other less obvious musical qualities—then children will respond spontaneously and with acute understanding. On the other hand, if the teachers who introduce the world by appealing to feeling in their students were to speak now of the human being as a separate entity, the children would feel inwardly resentful. They would reject it; indeed, they could simply not bear it. What children really want during this stage is for everything they learn about—even if it is part of inorganic nature—to be presented in living, human terms. The inner horror (I think one can put it that strongly) of facing a description of the human being remains with the child until about the twelfth year. From the ninth to the twelfth year we can use what I described yesterday as the content for the lessons. As long as we present it imaginatively we can speak about the plant world in terms of hair growing out of the Earth, and we can introduce animal study by showing how in every animal form we can see a part of the human organism, but specialized in a one-sided way. At this stage, however, we must not study the human being directly as an object, because children are not yet ready for this. Only toward the twelfth year do they experience a dim longing to gather together the entire animal kingdom in order to discover synthesis of the animal world in the human being. This can form the new content for the classes, then, following the eleventh and twelfth years. For you to be told that teachers should relate parts of the human organization to certain animal forms before their pupils have reached the necessary maturity to study the human being as a separate entity may sound contradictory, but life is full of such apparent contradictions. It is correct, nevertheless, to proceed in this way until the great moment comes when teachers can show their students how what is concentrated within one single human individual, is spread out over all of the animal kingdom. To allow children to experience very intensely such decisive moments in life is tremendously important in teaching; and one of these moments is the realization, passing through the child's soul, that the human being as seen physically is both the extract and the synthesis of the entire animal world, but on a higher level. The inner experience of such a climb over a childhood peak—if I may use this comparison—is more important than acquiring knowledge step by step. It will have a beneficial effect for the rest of the child's life. But because of the way our times have developed in an external scientific direction, there is little inclination to look so intimately at human nature. Otherwise things would not happen as they do in our civilization, especially in modern spiritual life. You only need to consider what I emphasized in our first meeting. Until the seventh year, soul forces are working in all of the child's physical processes, concluding to a certain extent during the change of teeth. I have compared this with a solution that forms a sediment at the bottom of a container. The precipitate represents the denser parts, while a more refined solution remains above it. The two substances have separated from each other. Similarly, until the change of teeth, we can look at the child's physical and etheric bodies as still forming a homogeneous solution until the physical is precipitated, leaving the etheric free to work independently. But now too much soul substance might be retained by the physical body. Part of the soul substance must always remain behind, because the human physical body must be permeated by soul and spirit throughout life. But too much soul and spiritual substance could be retained so that too little of it remains in the upper region. The result is a human being whose physical body is over-saturated with soul substance and whose soul and spiritual counterpart has become too insubstantial. This condition is met far too frequently, and with the necessary insight one can see it clearly in children between seven and fourteen. But in order to see this, one must be able to distinguish exactly between the coarser and the more refined components of our human organization. It is essential today that our society develops a physiology backed by a strong enough psychology and a psychology that is not abstract, but supported by the necessary background of physiology. In other words, one has to be able to recognize the interrelationship between body and soul; otherwise an amateurish physiology and an equally amateurish psychology will result. Because of this lack of ability to see clearly through the human being, contemporary scientific life has produced two such dilettante branches of science. The reciprocal effect between them has resulted in “dilettantism squared,” or as it is also called, psychoanalysis. Just as a number multiplied by itself is that same number squared, so also a dilettante physiology, when multiplied by dilettante psychology, equals psychoanalysis. This is the secret behind the origin of psychoanalysis. I am not saying this to cast aspersions on psychoanalysis. Things could hardly have been otherwise because, due to our present day scientific climate, society lives in a time when psychology has become too diluted and physiology too dense. Seen in this light, physiology, rather than becoming a genuine branch of science, assumes the role of the precipitate from what should have remained as a homogeneous solution. This is only a picture, but I hope that you understand it. We cannot avoid the need to be clear about how the growing human being develops, and about how we have to give appropriate attention to each particular stage in the life of children. Thus, we find that between the ninth and twelfth years children are receptive to whatever comes to them as pictures. Until about the ninth year they want to participate in the formation of the picture—they will not yet play the role of spectators. During this time teachers have to work with their students in such a living way that their joint efforts, in and of themselves, already have a pictorial quality. It doesn't matter whether actual picture-making is involved, such as painting, drawing, or similar activities; all of the work, the lessons themselves, must form a picture. And then, between the ninth and tenth years, the children develop a new sense for a more external presentation of the pictorial element, and this is when we may appropriately introduce botany and animal study. Those two subjects in particular must be presented pictorially and imaginatively; and the more one can do this, the better one is as a teacher for children between nine and twelve—in contrast to what one finds in the usual textbooks on botany, where a great lack of imagery is displayed. Portraying the plant world in its many forms with true imagination is very rewarding, because to achieve this requires that one be “co-creative.” This sharing in the world's creativity is just the thing our present culture awaits. People in the middle of life come to me, again and again, full of despair because they cannot comprehend anything pictorially. This shortcoming can be traced back to childhood when their needs were not adequately met. It is much too easy for the world to laugh when we say that the human being consists of a physical body, etheric body, astral body, and I-being. As long as one merely evaluates these matters with the yardstick of ordinary science, one cannot help but laugh. This is very understandable. But considering the serious tangle of our civilization, one would expect at least some willingness to look for what cannot be found elsewhere. There are many instances of apparent conundrums. Of course, it is easy enough to denigrate the following description of the human being: The physical body is born at birth. It develops through body-bound religiosity, by imitation, until the change of teeth. During these early years the etheric body and all the other forces are fully engaged in working on the child's physical body; they are soul and spiritual forces working in the child. The astral body is born only at puberty, and gains its independent existence from that time on. And as far as the human I is concerned—this is something that can be spoken of with certain reservations only—the I is fully born only after the twentieth year of life. Although it may be wisest to remain silent about this last point when talking to young people engaged in their first years of academic study, it is nevertheless an unalterable fact. If one does not know the characteristic differences between the four members of the human being, one is likely to look at these differentiations as being nonsense—or at least, something highly superfluous. This changes, however, as soon as one knows about the whole human being. You see, if we look at physical matter we find that its main characteristic is its exertion of a certain pressure. I could equally say that it occupies space. It presses on other matter, pushing it. It also presses on our body, and we experience this pressure through the sense of touch. Physical matter exerts pressure. The nature of the etheric has a quality all its own. During the last forty or fifty years natural science has seen the etheric as a rather peculiar phenomenon. If one were to speak about all the theories formulated concerning the essence of the etheric, one would be kept busy for a long time. This has already reached the degree that many people assert that the etheric is essentially the same as the principles of mathematics and mechanics that work in space, existing merely as some kind of linear force. To many investigating minds, the essence of the etheric is not much more than differential quotients flying around in space, or at least something that is mathematically calculable. As you can see, much hard thinking has delved into the question of what the etheric is, and this in itself is admirable enough. However, as long as one continues along these lines, nothing of real significance will be discovered about the etheric. One has to know that the etheric has the characteristic of being the polar opposite of pressure; it has the effect of suction. It always has the tendency to expedite physical matter out of space, to annihilate it. This is the characteristic feature of the etheric. Physical matter fills up space, and the etheric gets rid of space-occupying matter. It could be called negative matter, but in a qualitative sense and not from a quantitative perspective. This applies also to the human etheric body. Our relationship to the physical and etheric bodies consists of our constantly destroying and renewing ourselves. The etheric continually destroys material substance, and the physical body builds it up again. This statement contradicts the law of conservation of energy, which is generally accepted today. I am mentioning this only in passing, but it is a fact, nevertheless, that this law of conservation of energy is not compatible with the inner nature of the human being, and that it contradicts the truth. Strictly speaking, this law applies only to the inorganic realm. Within the organic world it is only true of the iron particles in the blood serum, but not concerning the whole human being, in whom a constant oscillation occurs between the suction process of the etheric, whose forces destroy matter, and the restoration affected by the physical body. The astral body not only draws in space but—strange as it sounds—it draws in time! It has the quality of leading backward in time. This will be clearer to us if we consider an older person's life. Imagine that you were, let's say, fifty years old. In your astral body, forces are always at work, leading you back to earlier times in your life, taking you back to times before puberty. Fifty-year-olds do not experience their present age in their astral body, but actually experience themselves as eleven, twelve, thirteen, or fourteen again. These past ages radiate back to them through the backward-leading activity of their astral bodies. This is the secret of life. In reality we grow older only with regard to the physical body, and with the etheric body and its oscillations. The astral body, however, leads us back again and again to previous stages of life. Regarding the astral body we are all still “adult children.” If we imagine the course of our lives expressed symbolically in the form of a tube, and if we have reached a certain point, say aged fifty, then our adult childhood shines right into our fifties, because the astral body always takes us back in time. In the astral body, one always lives backward, but this retrospective life naturally begins only with the advent of puberty. If one can earnestly accept this in all earnestness, then one will appreciate its implications for education, and will give students something that will serve their later lives. Whatever one decides to do with them would then be seen in the context of their entire lives, even if they live to the age of ninety! This awareness will endow teachers with an appropriate sense of responsibility. It is this feeling of responsibility, arising from the knowledge of what one is really doing, that truly matters. However, this awareness can be developed only if teachers learn to recognize the hidden interconnections that affect human life. And if this happens, teachers will not assert that children should be taught only what they can comprehend fully. Such an attitude is truly appalling if one considers the true nature of the human being; pedagogical textbooks and handbooks written from the perspective of concrete demonstrations can lead one to despair. There the aim is always to come down to the level of the children's present stage of development and to treat everything so that they will see through them in every detail. This method deprives children of immensely important values for life, as anyone can see who recognizes how childhood is related to human life as a whole. Let's take the example of a child who, at the age of eight, has accepted something that could not yet be comprehended, accepted something simply on the strength of a love and respect for the teacher, simply because whatever the teacher says must be right and good. Here, love for the teacher—or sympathy—was the vehicle for inner acceptance; the child may not understand the matter fully until sometime around the age of thirty-five. It is not easy to speak about such things to modern people, because they tend to disagree with the idea that sufficient maturity is gained only in the thirty-fifth year of life for understanding certain matters. It is nevertheless the truth, however, that only in the thirty-fifth year is one mature enough to understand certain things, things that one accepted as a child out of love for a teacher. Again, at this age one has experiences that result from the astral body's regressive forces. Something arises from within, a kind of a mirror reflection that, in reality, is a return to the days of childhood. It is like the arising of an inner vision. One is thirty-five years old, has become mature, and from the depths of one's soul there comes the realization: Only now do I understand what I accepted on trust when I was eight. This ability to understand something that, permeated with love, has thus lived in one's being for many years, has a tremendously revitalizing effect on one's life. We can give this potential force of rejuvenation to children by safeguarding their inborn feeling for authority—so that such feeling can become a vehicle for love and sympathy—and also by giving children what they cannot yet fully comprehend, but will gradually ripen during the coming years of life. Such interconnections are not recognized by teachers who bring to their classes only what lies within their pupils' present capacity to understand. On the other hand, the opposite view is equally wrong and out of place. A teacher who knows human nature would never tell a child, “You cannot yet understand this.” One must never resort to such a remark, because one can always clothe what one has to say in an appropriate garment if the necessary rapport has been established with the students. If the pedagogy we are speaking of here becomes instinctive, one will know just what to say at the right moment. Above all, one will avoid sharply defined or rigid concepts. It is really appalling when a teacher's ideas and concepts have been worked out to the degree that they are no longer adaptable or flexible. They would have an effect similar to the effect of iron gloves forced onto a child's little hands, preventing them from growing naturally. We must not chain children's minds to finished concepts, but give them concepts that can grow and expand further. We must give them living concepts that can be transformed. But this can be achieved only through an imaginative approach in every subject, certainly until the twelfth year; then the method of teaching I have thus far sketched for you will encourage you to use language creatively, to draw helpful drawings on the blackboard or to take up a paintbrush to make colorful illustrations of what you want to communicate. But there must always be an awareness that everything a teacher brings has to be inwardly mobile and capable of remaining so; for one must recognize that, with the approach of the twelfth year (actually very close to the twelfth year), something new begins to develop, and that is the sense for cause and effect. Before the approach of the twelfth year, the concept of causality does not exist in the minds of children. They have an eye for what is mobile. They can apprehend ideas that are flexible, and they can perceive what comes in the form of pictures or music; anything connected with causality, however, makes no sense to them until about the twelfth year. Consequently, this concept must be avoided at all costs until this time, and then we may consider a newly emerging understanding for the relationship between cause and effect. Only at that time do children begin to have their own thoughts about various things. Previously they saw the world in pictures; but now something begins to dawn that will light up only at puberty—that is, the life of thinking and the ability to form judgments, which is closely connected with thinking. Between the change of teeth and puberty, children live primarily in the realm of feeling; before the change of teeth, they live in the region of the will, which, while still far removed from the sphere of thinking, is intimately connected with the fact that children imitate their surroundings. But what enters the child's being physically at that time also contains moral and spiritual forces, which became firmly established in the child's organism. This is why, during the tenth and eleventh years (and in most cases until the beginning of the twelfth year) it is impossible to communicate knowledge that demands an understanding of causality. Consequently, one should not introduce students to the mineral kingdom until around the twelfth year. Also, concepts connected with physics should not be explored before that age, although these have to be prepared for earlier through imagery that bypasses causality. Anything relating to cause and effect in the inorganic world can be grasped by children only around the twelfth year. This is one side of the problem. We meet the other side when teaching history. Around the twelfth year it is impossible to awaken in students an understanding of the complex fabric of historical interconnections. Until that age it is wise for teachers to present graphic descriptions of historical personages whose actions, due to their goodness, truth, and other qualities of greatness, will stimulate sympathy or, in the case of negative qualities, antipathy in the souls of children. At this stage, historical content should appeal, above all, to the students' feelings. This can be accomplished by a wise selection of historical personalities and events; these should, in themselves, present a complete story, which should nevertheless remain flexible in the students' minds (in the sense mentioned). Causal links between earlier and later historical events can be taught meaningfully only at the dawn of the regressive forces of the astral body; these forces come increasingly into their own after the fourteenth year. At about the twelfth year, children enter this reverse stream, and this is the time when one can begin to appeal to a sense of causality in history as well. When this is done earlier (and closely connected with the concept of cause and effect is the formation of judgments) one puts something into motion that can become very damaging in later life. At first there is only the child's etheric body. Toward the twelfth year, the astral body slowly begins its process of birth, which is completed at puberty. But the etheric body was already fully developed before that. If you ask students to make judgments (which always have a yes or no quality), or if you have them remember prefabricated concepts, these will enter the etheric body instead of the still unborn astral body. But what else does the astral body carry? As you may conclude from the facts of sexual maturity, the astral body also carries human love. Love is, of course, already active in children before puberty, but it has not yet reached an independent existence, has not yet been born fully. Thus, critical judgments, with their attendant yes-or-no qualities, are instilled in the child's etheric body instead of in the astral body. On the other hand, when made at the right time, the astral body's power of love and benevolence becomes an integral part in forming judgments or criticisms. If you make the mistake of forcing children to form critical judgments—of making them decide between yes and no—too early, then you fill their etheric bodies with immature judgments. But the ether body is not benevolent. It draws in whatever is in its way. Indeed, in this context, it is even malicious; it has a destructive effect. And this is what you do to children when you ask them to decide yes-or-no judgments prematurely, because a yes-or-no judgment is always behind the concept of causality. On the other hand, a historical process that is complete in itself, or historical characters who are vividly described, can simply be looked at in the way one looks at pictures. As soon as one links later historical periods to earlier ones, however, one has to make judgments, one has to reject or accept, and this choice always contains an element of yes or no. The final outcome of such premature judgment in children under the age of fourteen is an inner resentment toward judgments that are generally accepted by society. If the power of judging is developed too early, the judgments of others are received with a latent destructive force rather than with benevolence. These things demonstrate the importance of doing the right thing at the right time. Keeping this in mind, let us again compare the animal with the human being. When looking at the animal's outer appearance, its form indicates everything it does. We can also observe the animal's behavior. But in the case of the human being, we have to look for inner causes. Since children are only mature enough to look for causes in the twelfth year, this is the proper time to present the animal world as a “spread-out human being,” or the human being as the synthesis of the entire animal kingdom. This is an instance where the teacher is asked to affect an experience in the child that satisfies an inner demand and readiness at this particular stage. But now you have to acknowledge that this marks a powerful reversal in the child's nature between the change of teeth and puberty. In a certain sense, the child's soul now proceeds entirely from within outward. Recall that, until the twelfth year, children could not stand listening to a description of the human being, and now they are beginning to look at themselves as mirrors of the world—and they do this conceptually, in the form of ideas. This new readiness for a portrayal of the human being—that is, a portrayal of themselves—really does represent a complete about-face of children's nature between the second dentition and puberty. During this same time—roughly between the ninth and tenth years—another very important transition occurs in the child's life. Individually, this change can vary; in some children it doesn't happen until after the tenth year. Each child, instinctively, unconsciously, faces a kind of riddle of life. This change of direction from within outward, this new awareness of being a self surrounded by an external world—whereas previously these two aspects were woven together—is something the child does not experience consciously, but through inner doubts and restlessness, which make themselves felt at that time. Physically, the breathing becomes properly integrated into the blood circulation, as the two processes begin to harmonize and balance each other. The relationship between the pulse and breathing is established. This is the physical aspect. The soul and spiritual counterpart is a new kind of dependence of the child on help from teachers or educators. This appeal for help is not necessarily expressed by direct questions, but in a characteristic form of behavior. And now the teacher is called on to develop the skill necessary to correctly weigh this great, but unspoken, life question that lives in every student, although differently in each individual. What is this great life question? Up to this point, the child's natural sense of authority resulted from the image of the teacher as representative and mediator for the whole world. For the child, the stars moved because the teacher knew the stars' movement. Things were good or evil, beautiful or ugly, and true or false because this was the teacher's assessment. Everything that came from the world had to find the child through the teacher, and this represented the only healthy relationship between teacher and child. Now however, between the ninth and the tenth years—sometimes a little later—a question arises within the child's soul, not as a concept or idea, but as a feeling. “From where does my teacher receive all this knowledge?” At this moment the teacher begins to become transparent to the student, if I may say it pictorially. The child wants to see the world as living behind the teacher, who must not fail now to confirm the student's heartfelt conviction that the teacher is properly attuned to the world, and embodies truth, beauty, and goodness. At this stage, the unconscious nature of children tests the teacher as never before. They want to discover whether the teacher is truly worthy of representing the entire world. Again, all this has to remain unspoken. If a teacher were ever to mention or allude to it, through explanations or in other ways, this would appear only as a sign of weakness to the child, whose present state of consciousness has not yet developed a sense of causality; anything that requires proof only shows weakness and inner uncertainty. It is unnecessary to prove what is experienced powerfully in the soul. This is also true concerning the history of our civilization. I do not want to go into details now, but merely give you a dynamic impression; until a particular time during the Middle Ages, people knew the meaning of the Last Supper. For them there was no need for proof. Then the situation suddenly changed. When seen in the proper light, this just shows that a real understanding of this event no longer existed. If someone is caught red-handed, no one would have to prove that such person is a thief. But if a thief escapes unseen, then proof must be found before that person can be properly called a thief. Proof is always demanded in cases of uncertainty, but not for what the facts of life tell us directly. This is why it is so ludicrous whenever people try to find the inner connection between formal logic and reality. This is somewhat like looking for the inner connection between a path leading to a mountain, and the mountain itself; the path is there to allow the wanderer to reach the mountain, and then the mountain itself begins. Logic is there only for the sake of reaching reality, and reality begins where logic ends. Awareness of these things is of fundamental importance. One must not make the mistake of wanting to prove to students, when they are going through this important stage in life, that the world is being truthfully interpreted for them. When adjusting to this new situation in the classroom, one has to bring about in the pupils an unreasoned conviction that the teacher knows even more than they had previously imagined. The proper relationship between teacher and students can be established once again, perhaps while surprising the children with an amiable off-hand remark about something new and unexpected, which will make them sit up and listen; this can now happen if students feel that, until now, their teacher has not yet shown his or her true courage at all, and can truly reach unexpected heights. One has to save some things for just such moments, so that the teacher's image will continue to command respect. The solution to an important question of life lies within the students' feeling that their teacher can grow beyond even the boundaries of the personality. Here also are the comfort and strength one must give to children at this stage, so that one does not disappoint the hopeful expectations with which they come. Inwardly, such children were longing for reassurance from the one person for whom they had already developed sympathy and love. If this critical moment goes unnoticed, teachers will have to go through the bitter experience of losing their authority and hold over students around the ages of nine to ten. They may well feel tempted, therefore, to prove everything they do, and this dreadful mistake will only make matters worse. When this view of education has become second nature, one will also find other helpful guidelines. But whatever is presented in class has to cohere; it has to fit together. I have already told you that we allow our young children paint quite freely and naturally, out of their own formative forces—at first not with colored pencils but with liquid colors. Through this, one soon realizes how much children live within the world of colors. After a while, the young student will come gradually to experience something distant—something that draws us away into far distances—as blue. It goes without saying that the teacher must have experienced this quality of blue as well. Yellow and red seem to move toward the beholder. Children can already experience this in a very concrete way during the seventh or eighth year, unless they have been plagued with fixed tasks in drawing or painting. Of course, if you force children to copy houses or trees representationally, this color experience will soon be lost. But if one guides children so they can feel: Wherever I move my hand, there the color follows—then the type of material used is of secondary importance. Or: The color really begins to live under my fingers—it wants to spread a little further. Whenever such feelings can be drawn out in children's souls, one enables them to discover something fundamental and significant—that is, color perspective. A child will feel that the reddening yellow comes towards us, and that mauve-blue takes us further away. This is how one can livingly prepare the ground for something that must be introduced at a later stage—linear perspective; it is very harmful to teach this subject before students have had an intensive experience of color perspective. To teach them quantitative perspective without their first having inwardly absorbed qualitative perspective—which is inherent in the experience of color—has the thoroughly harmful effect of making them superficial. But there are even further implications. If you prevent children from having an intensive experience of color perspective, they will not develop the necessary incentive while learning to read (always remembering the reservation expressed yesterday, that it is unnecessary to push a child into reading at the earliest possible time). These color experiences will stimulate mobility in the child's mental imagery, suppleness in feelings, and flexibility in the will activities. The child's entire soul life will become more sensitive and pliable. It may well be that, if you use the method of painting-drawing and drawing-painting, the child will not learn to read as quickly. But when the right time comes, reading will not be anchored too loosely, which can happen, nor too tightly, as if each letter were making a kind of a scratch upon the tender soul-substance of the child. The important thing is that whatever is comprehended through soul and spiritual faculties should find its proper realm within the human being. We should never ask: What is the point of teaching the child to paint, if it will never be used in later life? This represents an entirely superficial view of life because, in reality, a child has every need for just this activity; if one wants to understand the complexity of a child's needs, one just has to know something about the spiritual background of the human being. Just as the expression “You can't understand this” should never be used when talking to children, so also there should never be a skeptical attitude among adults concerning what a child needs or does not need. These needs should be recognized as flowing from the human constitution itself; and if they are, one will respond with the right instinct. One will not worry unduly, either, if a child forgets some of what has already been learned, because knowledge is transmuted into capacities, and these are truly important later in life. Such capacities will not develop if you overload a child with knowledge. It is essential to realize—and actually practice—that one should impress in the student's memory only what is demanded by social life, that there is no purpose in overburdening the student's memory. This brings us to the question concerning the relationship between the individual and society, national or ethnic background, and humanity as a whole. When addressing this problem, we must try to avoid harming human nature when blending external demands with our educational practice. A question is asked regarding music lessons given to a seventeen-year-old girl. RUDOLF STEINER: The essential thing is what Mister Baumann has already presented to us.1 With the beginning of puberty and during the following years, a certain musical judgment takes the place of a previous feeling for music and of a general musical experience. The faculty of forming musical judgments emerges. This becomes very noticeable through the phenomenon characterized by Mister Baumann—that is, a certain self-observation begins to manifest, a self-observation of the student's own singing and, with it, the possibility of using the voice more consciously, and so on. This has to be cultivated methodically. At the same time, however, something else becomes noticeable—that is, from this stage on, natural musical memory begins to weaken a little, with the effect that students have to make more effort to remember music. This is something that has to be especially remembered during music lessons. Whereas, before puberty the children's relationship to music was spontaneous and natural, and because of this their musical memory was excellent, some of them now begin to encounter difficulties—not in taking in music, but in remembering it. This needs to be addressed. One must try to go over the same music several times, not by immediate repetition, but intermittently. Another characteristic sign at this particular stage is that, whereas previously the instrumental and vocal parts of a piece were experienced as a unity, after the sixteenth to seventeenth years they are listened to with clear discrimination. (From a psychological point of view there is a fine and intimate difference between these two ways of listening.) At this age, musical instruments are listened to far more consciously. There is also a greater understanding for the musical qualities of various instruments. Whereas earlier the instrument appeared to join in with the singing, it is now heard as a separate part. Listening and singing become two separate, though parallel, activities. This new relationship between singing and the appreciation of the part played by musical instruments is characteristic of this new stage, and the methods of teaching must be changed accordingly. What is important is not to introduce any music theory before this age. Music should be approached directly and any theoretical observations a teacher may wish to make should come from the students' practical experience of it. Gradually it should become possible for pupils of this age to make the transition toward forming musical judgments on a more rational basis. What Mister Baumann indicated at the end of his contribution is absolutely correct: one can make use of the ways pupils express themselves musically to increase certain aspects of their self-knowledge. For example, in the Waldorf school we let the older students do some modeling, and from the very beginning one can perceive individual characteristics in what they produce. (When you ask children to model something or other, their work will always display distinctly individual features.) But with regard to musical activities, the teacher cannot go into the pupils' more individual characteristics until the age of sixteen or seventeen. Then, to avoid one-sidedness, it is proper to address questions presented by too much attraction toward a particular musical direction. If pupils of that age develop a passion for certain types of music—for example, if they are strongly drawn to Wagner's music (and in our times many young people slide into becoming pure Wagnerians almost automatically)—then the teacher must try to counterbalance their tendency to be too emotionally swept away by music, rather than developing an appreciation of the inner configuration of the music itself. (This in no way implies any criticism of Wagner's music.) What happens in such a case is that the musical experience slips too easily into the emotional sphere and consequently needs to be lifted again into the realm of consciousness. A musician will notice this even in the quality of a pupil's singing voice. If music is experienced too much in the realm of feeling, the voice will sound differently from that of a young person who listens more to the formation of the tones, and who has a correct understanding of the more structural element in music. To work toward a balanced musical feeling and understanding is particularly important at this age. Of course, the teacher, who is still the authority, does not yet have an opportunity to work in this way before the student reaches puberty. After puberty, the teacher's authority no longer counts, but the weight of the teacher's musical judgments does. Until puberty, right or wrong is concurrent with what the teacher considers to be right or wrong. After puberty reasons have to be given—musical reasons also. Therefore it is very important to go deeply into the motivation of one's own musical judgments if there is an opportunity for continuing music lessons at this age. The whole night could be spent talking about this theme, if one wished to. Question: Is there not an element of dishonesty in asking a child a question if one knows the answer? RUDOLF STEINER: There is something very interesting at the bottom of this question. Usually, if I ask a question it is because I want to find an answer to something I don't know. If I now question a child—knowing the answer—I commit an untruth. However, in teaching there are always imponderables to be reckoned with, and sometimes it becomes necessary to become clear about this point. To do that, I often use the following example: If, as a teacher, one wants to speak about the question of immortality in a religious and imaginative way, one might choose the following procedure, and say to oneself: Since children cannot yet comprehend conceptual thoughts, I will use an image to convey the idea of the soul's immortality. As the teacher, I am the one who knows, and my students are uninformed. From my knowledge I will create a picture for them and say, “Look at a cocoon. When the time is right it opens, and a beautiful butterfly flies out. And just as the butterfly flies out of the cocoon, so the immortal soul flies out of the body when a human being dies.” This is one way to approach the subject. Fine; but if such is one's attitude, one may find that the chosen image does not make a deep impression in the children at all. This is because the teacher, with all ingenuity, does not believe the truth of this image, which is used only to illustrate the issue of immortality to “uninformed” children. But there is another possibility as well—that the teacher believes the truth of this picture. Then one's attitude could be: Despite my limited knowledge and wisdom, I am aware of what is real in the world, and I do believe the truth of this image. I know that I did not invent it, but that it was placed in the world through the powers that ordained the world. Through the butterfly creeping from the cocoon, what happens when the immortal human soul leaves the body is represented on a lower level, but in sense-perceptible form. And I can and do believe in this revelation. Notice the difference: If teachers believe in the truth of their images and the words used to describe them, their inner attitude will communicate itself to the students. Innumerable examples of this can be found. And so, similarly, imponderables play into the interesting question just raised. It's not important that, as the teacher, one has the opinion: I know my subject, the child does not know it; now I will ask my question, pretending that I want to hear the answer to something I do not know. It does make a great difference, after all, whether I ask the child a question, for example, about the Battle of Zabern, and I know the answer but the child does not, or whether I know the answer and the child also knows it. The untruth would be in asking something I already know. But I could also have a different attitude—that is, I am interested in how the child answers the question. I may phrase my question to find out what the child feels and thinks about a particular point. In this case I don't know in advance what the child will say. The child's answer could have many different shades or nuances. Let's assume that the teacher's ideal attitude—something I have often emphasized in my lectures—is that even the wisest is not beyond the capacity to learn, even from a tiny baby. For, no matter how far one may have advanced in scientific knowledge, a baby's cry can still teach one very much. If this is the ideal, the way a child answers each question will help teachers learn how to teach. If teachers ask questions, it does not imply that they want to hear something from their pupils that they already know, but that they themselves want to learn from the way a child answers. They will then also phrase their questions properly. For example, they may formulate a question like this: What does this mean to you? Even the tone of voice may indicate the teacher's interest in how the child will answer. It is a fact that much depends on the imponderables that affect what happens between teacher and child. If what is going on in the child's subconscious is known, one will also discover many other things. The whole question of untruth in the teacher is part of this theme also—that is, what we find when teachers stand before their classes teaching from books or written notes. It can certainly be very convenient for them, but such expediency has a very devastating effect on the actual teaching. This is because, in their subconscious, the children are continually forming the judgment: Why should we be made to learn what even teachers do not know? Why are we made to know what they are reading from their books? This is an even greater untruth that enters the classroom than if teachers ask questions. Even when dictating, teachers should avoid doing so from books. If one perceives what is happening in the child, and if the child can feel the teacher's genuine interest in the pupils, and thus not asking questions with false undertones, the whole situation is entirely different. Then teachers can safely ask their questions without fear of introducing an element of untruth into their lessons.
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57. The Bible and Wisdom (New Testament)
14 Nov 1908, Berlin Rudolf Steiner |
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The God of Abraham, of Isaac and Jacob—who in his spiritual physical figure gave Moses the law, the commandments because one did no longer have the spiritualised instinct—had to regulate the external order, the social living together by commandments, by laws. |
He announces himself in such a way that he orders the external order of the human beings, their living together by laws indirectly by Moses's vision. Humankind lived this way in the pre-Christian time in which the God was creating, in which the Yahveh God was forming, in which the “I am the I-am” lived, in which, however, humankind could not yet live consciously but according to the external law coming from the Yahveh God. |
Therefore, we realise how the sense of human development, which flows through these fundamental books of humankind, the Old and the New Testaments, is brought back to life again by spiritual science. |
57. The Bible and Wisdom (New Testament)
14 Nov 1908, Berlin Rudolf Steiner |
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The last talk should suggest with a few lines that spiritual science can investigate the deeper profundities and the truth of the biblical documents and that it can read that in the right sense again which is written in this document. With some simple lines should be shown how concerning the Bible such a right penetration is possible into the deeper sense of the Bible in a quite unexpected way and how it can lead many human beings to a recapture of this document of humankind. What could be said in the last talk about the position of our newer time, about its research, its criticism, its worldview compared with the Old Testament someone can also say concerning the New Testament. In addition, here we are able again to point to the fact that in the seventeenth, eighteenth centuries a criticism started which has analysed and cut the Gospel to pieces, a document of such an immense significance for countless human beings for centuries, and attacked its bases. One would have to tell a long story if one paid attention to this biblical criticism of the New Testament in detail. How could it be different, because since that time, after the invention of the art of printing, the Bible has come to all hands, and with it, the materialistic thinking got out of control! How could it happen other than that people recognised clearer and clearer that there are contradictions in the Gospels? For example, you need only compare the genealogies of Jesus in the Matthew Gospel and the Luke Gospel, if one adheres to the external letter of the matter, and you find that already the first chapters of both Gospels are contradictory. Not only that Luke and Matthew differently give the ancestors; also, the names do not comply. If you compare the single facts of the life of Jesus, you can find contradictions everywhere. In particular, people realise how extremely the first three evangelists, the writers of the Matthew, Mark, and Luke Gospels, on one side, and the writer of the fourth so-called John Gospel, on the other side, contradict. The result was that one tried to produce an accordance of the first three Gospels in a certain way. One believed to find that these three evangelists—even if they differ from each other in many details—give a picture of Jesus which is attractive to the whole view and to all ways of thinking of a newer time, at least to many personalities of our time. However, many people realised long-since concerning the fourth evangelist that there cannot be talk of a historical document at all. Not only that the writer of the John Gospel, who completely brings the facts differently grouped, above all, concerning the miracles that he describes quite differently; it also becomes apparent that his whole standpoint towards the centre of the whole world history is different. This sight has developed more and more. If we want—we cannot go into the details—to turn again to the sense of this research, it is approximately this that one says that the three Gospels could give the image of the superior Jesus, the founder of the Gospel, if one considers them as portrayals of the brilliant time. The fourth Gospel is a confessional document, a kind of hymn of that which the writer wanted to show concerning his faith in the crucified Jesus. He wanted to give no story, but a teaching writing. In particular, in the nineteenth century, this view settled in the souls of numerous people more and more due to the so-called Tübingen School, which the great Bible scholar, the brilliant Ferdinand Christian Baur (1792–1860) led. Baur's view is approximately this: the John Gospel is late; it was written very late whereas the other evangelists wrote earlier, still after certain reports of those who, perhaps, themselves had experienced or come to know it from persons who had witnessed the story in Palestine. However, the John Gospel originated only in the second century. Not from the original story, but influenced by the Greek philosophy and by that which had already appeared in the Christian communities, it were written, so that John created a picture of Christ Jesus, which could uplift the human beings in such a way that it is lyrical in certain ways. It teaches how one began to think and to feel like a Christian up to the second century, however, it was no longer able to inform about the events in the beginning of our era. Indeed, there were also souls who vindicated the opposite viewpoint. If one must say on the other side that Christian Baur and his students proceeded with tremendously critical astuteness, nevertheless, we are not allowed to forget a biblical scholar like the historian and academic Gförer (August Friedrich G., 1803–1861) who asserts that the Gospel is due to the apostle John himself. With diligence he shows how just this Gospel shows almost in each sentence that an eyewitness wrote it or that somebody who had received his message from eyewitnesses wrote it. Gförer goes so far that he says in his Swabian way that anybody who cannot believe in the fact that the Gospel is due to John is out of his mind. He is also out of sorts with those who say that it is not historical and who bear down on this Gospel with all possible arguments. The question that interests here is this: did really research, history cause this view in spite of all astuteness, in spite of all scholarship, which is never denied a moment?—Someone who can thoroughly explore not only the outside of history, but is able to immerse with his thinking and feeling, and with his whole view in the mental undergrounds of human development, notices something else. It was not only the historical sense, it was not only the so-called objective research, but they were the ways of thinking of the newer time, the beloved views that were spread more and more since the last century. They did not accept that the confidence and the ideas of the figure of Christ Jesus survived which prevailed for centuries, that not only a superior being was included in Jesus of Nazareth, but a universal being, a spiritual-divine being that is not only related to the whole humanity but to the whole development of the world generally. The confidence and the idea got lost that this spiritual-divine being worked in the mortal body of Jesus of Nazareth, and that we face a unique event there. This contradicts the ways of thinking so much that they had to be directed against such confidence. The critical research slipped in unconsciously to justify what the habitual ways of thinking wanted for the time being. More and more the sense came up, which could not endure that anything topped the normal human-personal, the sense that says to itself, yes, there have been great human beings in the world evolution: Socrates, Plato, or others. Indeed, we have to admit that Jesus of Nazareth was the greatest. Nevertheless, we must remain within this human level.—The fact that something could have lived in Jesus that one can compare to the normal human being contradicts the materialistic mental images, which settled down more and more. We can see this sense slipping in unconsciously and combining with that which the so-called historical research ascertained. Why did the first three evangelists become more and more the respected ones and the writer of the John Gospel the mere lyricist and confessional writer? Because they could say to themselves, the three evangelists, the Synoptics, describe an ideal human figure that does not top the human level, even if Jesus is an elevated one. It flatters the modern sense if one says what a modern theologian said: if we subtract everything supersensible and spiritual from Jesus of Nazareth, if we take the simple man of Nazareth, we are closest to Jesus. That is not possible with the John Gospel. It immediately begins with the words: “In the beginning the Word already was. The word was in God's presence,” before a material world existed. What there was in the spiritual primeval grounds became flesh; it walked around in Palestine in the beginning of our calendar.—The writer of the John Gospel applies the highest wisdom to understand this event and to bring it to understanding. In view of this matter, it is not appropriate to speak of the simple man of Nazareth. Hence, he was never allowed to deal with a historical document. These are not only scientific reasons, it is the development of the usual thoughts, emotions and sensations which have found their expression in that which the Bible criticism of the New Testament and the historical research claim today to have the unconditional or at least relative authority of these matters. However, there emerges another question from spiritual science. Let us position ourselves really on the ground on which some new researchers have positioned themselves. The ones wanted to portray an event that took place in the beginning of our calendar. They added mythical and legendary aspects. Assume that we positioned ourselves on this ground. There we must ask ourselves, is it yet possible to speak about Christianity as such under these conditions? Is it possible to speak about Christianity if we understand the documents, which tell about this Christianity, purely materialistically? Is it possible to behave towards the whole Bible in such a way?—Two things should be stated at first that prove that the question cannot be put different than it was put, and that it can be answered in outlines. Let us assume that Christian Baur's view is right that something took place in Palestine that one has to explain as the external historical, and that in the course of time the writers delivered that out of the prejudices of their time to the future generations what was in them. Let us assume that we have to presuppose such a research while we believe in the descent of a spiritual being from spiritual spheres that lived in Jesus of Nazareth, resurrected, won the victory of life over death—what we regard as the real essence of the Mystery of Golgotha. One has to break this doctrine, Baur says. One considers this view as a dogmatic one. This view must be cancelled. One has to investigate an event in Palestine like another historical event. Is it then possible to speak generally in the true sense of the word of Christianity, of the Bible as such a work which reports what has to appear? On the other hand, I would like to point to two facts. What is the first big and enclosing effect of the Christian worldview based on, an effect that nobody can deny? What is the sermon of Paul based on? Is it based on the interpretations of the Gospels by a new sober research? Never Paul's strength is based on an announcement of that which is to be exhausted by the means of history. Paul's whole efficacy is based on an event that you can understand only from supersensible, never from sensuous causes. Someone who checks Paul's writings sees that his whole teaching is based simply on the fact that he could win the conviction and the experience that Christ has risen, and that in the Mystery of Golgotha the life in spirit carried off the victory over death. Wherefrom does Paul take his conviction of the true nature of Christ Jesus? He does not take it, as for example the others who were round Christ Jesus, from an immediate instruction. He takes it, as you all know, from the event by Damascus. He takes it from this fact and he could say, I have seen Him who lived, suffered, and died in Palestine, I have seen Him living.—Paul means nothing but that he has seen Christ in spirit and has won the truth from the spiritual view that Christ lives. He announces Christ, whom he got to know in his spiritual view. In addition, he equates this appearance to the other phenomena, because he says to us, after death, Christ appeared to various persons, to the twelve disciples and others, and in the end to me as a mistimed birth.—With it, he thinks that he really beheld Him in a higher view, who carried off the victory over death, and that he knows since that time that Christ lives for someone who rises in the spiritual world. Here we already stand concerning the New Testament where the new spiritual science must separate from any only literal view of the Bible. What do you find as a rule in the writings of the so-called new research about the event of Damascus? Saul became Paul in an ecstatic condition, a condition into which one cannot look really. This escapes from the human research. Yes, it escapes from the external human research. We have emphasised this so often in spiritual science that the human being—what we can learn in the following talks—can ascend to the knowledge of a higher world which is round him in such a way, as the colours and the light are around a blind person. The human being can behold this higher world as the operated blind-born can learn to see colours and light. This takes place by the spiritual-scientific methods in the soul of the true pupil of spiritual science and enables him to behold into the spiritual worlds, to behold what is there. What takes place with this pupil, what every pupil can bear witness today and at all time, that took place with Paul. He received it: to hear with ears which are not sensuous ears to see with eyes, which are not sensuous eyes. Then he could also perceive Him who lived in Jesus of Nazareth. So Paul's whole strength extends into the supersensible realm. If you take the whole Paul as he is, you can say, what he said is set aglow by “Christ was raised. Hence, our faith is not futile” (1 Corinthians 15:17). If one goes just into the effects of Paul's sermons how he spread that form of Christianity, which went through the world, then one can never say, it does not depend on going back to any supersensible facts to investigate the facts about Jesus. One says that one must apply the usual scientific forms. Then one forgets not only the original facts in Palestine not only that which happened during 33 years, but also what happened for the dissemination of Christianity. One forgets that it is based on a supersensible event, and that this supersensible event is to be understood at first. However, in quite similar way we also find if we consider the matters only seriously and really that the Old Testament, at least its most important document, the Law, is based on something similar. We find that the whole mission of Moses, the whole strength of Moses by which he provided big services to his people is also based on a supersensible event. We had to say the day before yesterday that if the spiritual researcher develops higher, so that he becomes sighted in the spiritual world and is able to behold into the spiritual undergrounds of the things that he can survey the facts of the spiritual world in pictures, in imaginations. Yes, you can express the processes, which happen in you if you ascend to the spiritual fields, only in pictures, however, you must get clear that somebody who speaks in such pictures does not want to speak about the pictures as those, but thinks that one has these pictures as expressions of his supersensible experience. The supersensible experience by which Moses got his mission was clearly described in the phenomenon of the burning bush. There we see Moses, the leader of the people, facing his God, the God of Abraham, Isaac and Jacob, who issued the order to Moses to act for his people what we find happening then as the action of Moses. While we use this, we already face a basic issue of the whole Bible, namely the question: how have we generally to position ourselves in order to penetrate deeper into this document to these two supersensible facts, which make any merely external research impossible? How have we to behave to this basic issue of the Bible in the spiritual-scientific sense? We can penetrate if we bring the contents of the revelation or the experience of Moses home to ourselves. The most important traits are only cited. Moses faces the God of Abraham, Isaac and Jacob. God gives him the order at the same time to lead the people from Egypt, to increase it to a certain size and to teach it a certain attitude. If then Moses wants to have something by which he can exculpate himself before the people, so that he can say who he is and who sends him, God reveals his name: “I am the I-am.” Nobody can understand the word who is not able to go into the whole sense and the being of old naming. Old naming is unlike the modern naming. Old naming should absolutely express the being of the personality, the being of that who faces us. In “I am the I-am” the being of the God had to express itself in particular who faced Moses, and who calls himself “the Lord the God of Abraham, Isaac and Jacob.” Why does he call himself the Lord the God of Abraham, Isaac, and Jacob? There is a secret hidden behind it, which must be unravelled. We can unravel it only if we move up to it with the help of spiritual science. We have to emphasise it over and over again at various places that the human being consists of the members of his being, that we only face one part of the human being as the physical body, that we have higher members which are supersensible, which are the real bases, the creative principles. We must add the etheric body or life body, then the astral body and as the fourth the bearer of the ego. The human being has the physical body in common with the apparently lifeless beings, with the minerals, the etheric body with the plants and all living beings, the astral body with the animals, which can have passions and desires. Because of the ego, the human being towers above all sensuous beings, which surround him. Spiritual science has always recognized these four members of the human being. We have to point to the physical body that also has its spiritual primal ground and is only condensed from the spiritual. As well as ice originates from water, the physical originated from the spiritual. We must go far back in the view of the spiritual development if we want to look for the first spiritual origins of the physical human body. This fourth member is absolutely the oldest of the human members. Today the physical body is the densest. It emanated from the spirit in the distant past. It has become denser and denser, has experienced some changes, and has thereby taken on its physical figure. This is the oldest in the human being. A younger member is the etheric body or life body. It came later; hence, it is less condensed. The astral body is even younger. The ego is the youngest member, the bearer of the human self-awareness. All these members originated from spiritual primal grounds and spiritual beings, from divine-spiritual beings. We can say, spiritual science shows that this ego, by which the human being became the modern self-conscious being, immersed in the body. It was composed, before he became an ego-being, of the physical, etheric and astral bodies. The Bible also distinguishes those beings now who are the creators of these three human members. The teaching of Moses speaks about the creator of the human ego, of the creator of the bearer of the human self-awareness. Hence, the Bible also sees in the God who let the ego flow into the human being, so to speak, that God who was the last to come concerning the evolution of the human being. The divine beings, the Elohim, whom we have strictly distinguished from the God Yahveh or Jehovah, are the creators of the physical, etheric and astral bodies. They are exactly distinguished in the Bible from the God appearing last in our evolution, from the Yahveh God, from that who brought the ego to the human being. If we ask, where does the human being find the being of this God, this youngest of the creative gods about which the Bible starts speaking in the fourth verse of the second chapter of the Genesis? Spiritual science shows that where the human being finds his ego in himself, which differs so substantially, already after its name, from all other beings round us, that he there finds a drop of this divine being in himself. This is no pantheistic teaching, also no explanation of the fact that the human being has to find his God in himself. Asserting this would be like someone who asserts that a drop of water is the same being like the sea—and says: this drop of water is the sea. If we speak in the sense of spiritual science, we speak about something infinite, comprising, universal that is connected with the earthly development and the other things that belong to this earthly development. In our ego, we find a spark of this God Yahveh as we find the same being in the drop of water as in the sea. Nevertheless, it was a very long way the human development had to cover, while the God Yahveh started forming the human being in such a way that he could grasp the ego consciously. The strength of the ego had to work in the human being already well before, before he got the consciousness of the ego. Moses became the great precursor bringing the consciousness of the human being to the ego. However, these forces work and form in the human evolution already long before. They form in such a way that we can recognise their way if we deal with the evolution of the human consciousness itself. Let us look somewhat back in the development of the human consciousness. One uses the word development very often today, but as drastically, as intensely as spiritual science takes the word development seriously, it is the case with no other science. This human consciousness, as it is today, developed from other forms of consciousness. If we go back far to the origin of the human being, not in the sense of materialistic science, but in such a way, as I have explained it the day before yesterday, then we find that the human consciousness appears more and more different, the farther we go back. The consciousness that connects the various intellectual concepts, the external sensory perception in the known way originated firstly, even if in the far-off past, but it originated firstly. We can find a condition of the consciousness at that time, which was completely different from today because memory was completely different in particular. The memory of the modern human being is only a dilapidated rest of an old soul force, which existed quite differently. In old times when the human being did not yet have the inferring force of his today's mind, when he was not yet able to count in the today's sense, when he had not yet developed his intellectual logic, he had another soul force for it: he had developed a universal memory. This had to decrease, had to withdraw, so that at its cost our today's mind could develop. This is generally the way of development that a force takes a backseat, so that the other can appear. Memory is a decreasing force; mind and reason are increasing soul forces. For those who hear these talks already for some years, it cannot be something especially miraculous what I say now. For the others it will seem absurd if one speaks about the nature of memory in the following way. What is the appearance of the human memory? It is that which remembers yesterday, the day before yesterday and so on, until the childhood. Then, however, it discontinues once. The memory did not stop in old far-off past, not in childhood, not even at birth; but like the modern human being remembers what he himself has experienced in his personal life, the prehistoric human being remembered what his father, his grandfather had experienced through whole generations. Memory was a soul force through generations that extended really. For centuries, memory survived in the old far-off past, and another kind of naming was connected with the different formation of memory. We come to the question now: why is talk of individuals in the first chapters of the Bible who become hundreds of years old like Adam, Noah? Because it makes no sense to limit these human beings. Memory reached through generations up to the primal father. One gave this whole generation one name. It would have made no sense to give the name Adam to a single person. Thus, in those days one gave the name to that which remembered, holding on the same recollection, for centuries from generation to generation—Adam, Noah. What was this? It was that which goes through father, son and grandson, but maintained recollection. So faithfully, the biblical document maintains these secrets, which one can understand only with the help of spiritual science. If we look at the consciousness of the ego with which we comprehend the being of the Yahveh God, we see that the ego lives in us between birth and death, and that it maintains its kind between birth and death. Thus, the ego maintained for generations at that time, for centuries. As we speak today about the ego and know that it goes back as far as we can remember, the human being of primeval times said to himself: it makes no sense to call myself an ego. I recall my father, grandfather, and great-grandfather. His ego went through generations, and it had even a name. As we find an expression of God in our personal ego if we become engrossed in this ego, the ancient human being said to himself, looking up through the generations: God who lives in the ego lives for generations,—as a divinity which then Moses recognised in the higher worlds. The God was the same who lived as an ego from generation to generation in ancient times. One declared as ego, in the parlance of the past, what reproduced as an expression of the Yahveh God, with the Yahveh word “I am the I-am.” Moses learnt to recognise this in his spiritual revelation. In contemplating the burning bush this was revealed for the first time. The same God once lived from generation to generation, the God of Abraham, Isaac, and Jacob. He was the force, which lived in the memory and brought everything at the same time that founded the human order. Thus, we look up at the predecessors of Moses. In the biblical sense, we look up at the patriarchs, at those, in whom the God of Abraham, Isaac, and Jacob lived. These times needed no external commandments, no external laws. For that lived on with the lively memory, quite different from ours, which one had to do. According to what did one act in these primeval times? If you understand the Bible correctly, you find that the human beings did not act after commandments. One acted after that which memory said to one, what the father, the grandfather et cetera had done. With his blood, the human being got the direction to that which he had to do. In these ancient generations was something like a spiritualised instinct that one can compare with “acting instinctively” as we call it today. Not after a commandment the ancient human being acted, no, he acted after the character of his being, after his type. How did Abraham, Isaac and Jacob act? They acted in such a way as the blood running through generations induced them. They had brought down the God Yahveh with their egos, whether they waged war whether they lived in peace. They had no commandments; they had no law. The spiritualised instinct of God lived in them. At the time when Moses appeared, the human personality was on the first level of its development. There its consciousness broke away from this common generational consciousness. There the generational memory had already stopped quite thoroughly. There one did no longer have the spiritualised instinct of action. There something else had to replace it. The God of Abraham, of Isaac and Jacob—who in his spiritual physical figure gave Moses the law, the commandments because one did no longer have the spiritualised instinct—had to regulate the external order, the social living together by commandments, by laws. It is the same God who worked before as a natural force, who is now efficient as legislator to found the external order with laws. We see that it has a deep sense to read the words at this point: the God of Abraham, of Isaac and Jacob. The God who calls himself the God “I am the I-am” is the same as the fourth member of the human being, the same who let flow the ego into the human being. However, the human beings could not take up the spiritual nature of the ego in their consciousness. A longer preparation was necessary to it, and this takes place at the time, which is portrayed in the Bible as the Old Testament, at the time of Moses up to the Mystery of Golgotha. Hence, this time is a time of promise, which the new Gospel shows, the beginning of the “time of fulfilment.” The God announces himself to Moses as the “I am the I-am.” He announces himself in such a way that he orders the external order of the human beings, their living together by laws indirectly by Moses's vision. Humankind lived this way in the pre-Christian time in which the God was creating, in which the Yahveh God was forming, in which the “I am the I-am” lived, in which, however, humankind could not yet live consciously but according to the external law coming from the Yahveh God. More and more the time approached when humankind should become completely aware of the ego. For the whole antiquity, there was only one means for the human beings who could not yet behold, could not yet face God in the physical world. There was only one way how this God could become effective for them. This was the law, the order. This applied to the external world. Moreover, there was a supersensible way to get to know this God, and these were the mysteries or initiation. What was initiation? Everything that was delivered to certain personalities which were regarded as suitable to apply the methods of spiritual-scientific research to develop the forces and abilities slumbering in the human being, so that they could behold into the spiritual world. Hence, for the confessors of the Old Testament it would be in such a way to behold God spiritually from face to face who lives in the “I-am.” If they applied this method, they were able to see and to hear with spiritual eyes and ears independently what Moses had seen, when the God, the “I-am” gave him his mission. Only in the mysteries, only by initiation this was possible. However, there were also those who recognised the “I am the I-am,” but they had to go through the procedures, the methods with which the human being is transformed into an instrument of the higher vision, the vision in the spiritual world. So the God who already lived in Abraham, Isaac, and Jacob was concealed to the physical world. He ordered the world by law. To the initiate, the secret of the mysteries becomes visible in thinking. Then the time came when the Mystery of Golgotha should take place. What happened there, actually? Imagine what the initiate experienced in the old times. Only sketchily, I can describe the process of initiation by meditation, concentration and the other exercises. The soul of the neophyte was prepared for a long time. Then the processes of initiation were finished during three and a half days. There the sages of initiation prepared the neophyte prepared so far, so that he was transported to a state in which his physical body was completely sleeping. It was not only sleeping but it was like dead, so that the neophyte could not use his physical senses, his physical eyes, and ears. For it, however, he beheld with the organs of his spiritual members into the spiritual worlds. He could perceive there if he was outside his body if he was not connected with the physical organs. Then he could behold what lived invisibly in him as the “I am the I-am;” but he could behold it only in the depths of the mysteries. Then he was awoken—as everybody knows who has experienced these things—in his physical body and used the physical senses again. Now he had the full consciousness: I am the I-am, I was in the spiritual world. What has spoken to Moses, the “I am the I-am” faced me, and it is that which refuses eternity to me, which has entered my body. I was connected with it. I was connected with the divine primal bearer of the I-am whose reflection is my I-am. Thus, the initiate returned to the physical world and bore witness of the fact that something spiritual exists in the ego, because he had beheld it. He could give his listeners news and message of it. However, one could only behold the “I am the I-am” in the spiritual world. By the event of Golgotha, the same being descended to the human beings who had announced himself by Moses in the burning bush with the words “I am the I-am.” This complies completely with the sense of the John Gospel: the ego became flesh in the body of Jesus of Nazareth, lived in it, and walked around among the human beings. This primal force brought the human being to the height on which he stands today. The primal force became a human being; the human being became a divine being and walked around among the human beings. It was possible that on Golgotha that took place as a historical event within the evolution of humankind, which the initiates could behold only in spirit: the fact that the Christ-being carried off the victory over the death of matter. This is the historical-external-real fact, which the initiates often experienced in the mysteries. This was the course of initiation in the ancient times in the deep darkness of the mysteries with those who left their physical bodies for three and a half days, walked around in the spiritual world and recognised that a spiritual-divine being descends into the physical world, and that this event would take place once as a historical fact. This was the course of initiation. However, the time came now when humankind came to the event of Golgotha turning emotions, sensations, and thoughts to it by faith. Then the understanding originated from it. It was something new. One got as something external that one could have, otherwise, only by the rapture in the spiritual world. If one assumes this in such a way, we understand why Christ Jesus says: I am the I-am in a completely new figure. He says, look back at the primeval times, at that which lived as the everlasting in the human being that lived in Abraham, Isaac and Jacob that made known itself then in the Law of Moses. Now the time has come when the ego becomes aware in the single person, when the human being has to become aware in his ego, in the divine living in him. If it was in the old times in such a way that the human being looked up at the God that he beheld and could say to himself: what lives in me lives for generations,—it is now in such a way that he finds the divine in his ego if he beholds into himself. The divine from which any ego originated was embodied in Jesus of Nazareth, and someone understood this who wrote: In the beginning was the word, and the word was with God, and God was the word.—By these words, the being of the innermost human nature and at the same time the primary source of this innermost being is meant. He lets Christ Jesus say, what lives in me a spark of which is in every human being existed before the Gospel was.—The significant sentence in the John Gospel was “Before Abraham was, I am.”—Before Abraham was, the “I-am” was, this I-am which is not bound to any time which was before Abraham, was already in the spiritual primeval grounds of the human being. While he calls himself the primary source of this I-am, Christ spoke the significant words: “Before Abraham was, the I-am was.” Therefore, we realise how the sense of human development, which flows through these fundamental books of humankind, the Old and the New Testaments, is brought back to life again by spiritual science. In addition, we realise how to us the most important words become readable first if we fathom the sense of these books, regardless of the words, with the help of spiritual science. I give an example that gives something to think to the materialistic sense. I would like to remind you of the resurrection of Lazarus. There such a man like Gförer says: who asserts that the John Gospel is not written by John, helps himself saying, the writer wrote down a lot, as he experienced and understood it, but the Lazarus miracle must have been told to him. He cannot have been present. One must understand the Lazarus miracle only correctly. Let us understand it in such a way that Christ when he entered the world took on the body of Jesus of Nazareth. Let us believe, however, that that which prepared in the Old Testaments became expression in the New Testament. He had to have somebody who could understand him completely, who could penetrate in the deepest sense into what he could announce, and that means that he had to initiate a person in his way. Initiation stories are told to us secretly at all times. The Lazarus miracle is nothing else than the miraculous and tremendous representation how Christ created the first initiate of the New Testament. Christ waked up Lazarus as an initiate recalled the soul of his pupil to the body who was for three and a half days in a state similar to death, after he had walked around in the spiritual world. Someone can simply see through all that who understands something of it, because it is the language in which generally initiation stories are told. “This illness is not to end in death; through it God's glory is to be revealed and the Son of God is glorified” (John 11:4). This means: external appearance as revelation of the inside; so that one has to translate the sentence in truth: “The illness is not to end in death, but that the God manifests as an external appearance, so that He can also be revealed to the senses.” In Lazarus slumbers the deeper human being who has the ability and the strength that it could be developed in mysterious way in him, could be led up in the spiritual world, so that he could recognise the being of Christ, the Son of God. However, this strength had to develop first. Christ Jesus developed it in Lazarus, so that the divine that rested in Lazarus could be revealed, and could reveal the Son of God. Christ Jesus created in Lazarus the first to know from own inner observation who Christ Jesus is real. At the same time, this miracle shows—because it is to someone a real miracle who wants to accept the external physical principles only—what the pupil concerned has to go through during the three and a half days. Because this can be compared to a real death since the etheric and the astral bodies are raised out of the physical body and only the physical body lies there. Thus, we have understood even such a miraculous event like the Lazarus miracle—miraculous only to anyone who cannot explain it out of spiritual science. All that reveals itself to you in the Lazarus miracle if you have the light only, which illuminates it with the words: “His illness is not to end in death but to reveal the inside.”—If these abilities are woken in the human being, it is like a birth. As a child arises from the womb, the higher is born by the lower human being. In the same way, the illness of Lazarus is connected with the birth of the new life, of the divine human being, so that the divine human being is born in the physical human being, in Lazarus. So we could go through the John Gospel step by step and would experience that that which happens in the spiritual initiation had to be described quite different from that which we see in ancient times when with quite different spiritual powers the God of Abraham, Isaac and Jacob is working. If we look into the Bible in such a way, then it is the high universal book again, which lets shine to us what we have now found ourselves. While we must admit—we can say this—that only someone who has developed the higher spiritual forces can come to this truth, we have also to admit and say—if it faces us in the John Gospel—what brought it in these writings. While a new spiritual researcher approached the Gospel and the whole Bible, he learnt to see this and can say: the human beings will come to the true value of this document and recognise that only a materialistic prejudice can speak the words: “the simple man of Nazareth.” However, because of true knowledge we have recognised Christ as an overwhelming world being living in the body of Jesus of Nazareth. The first three Gospels appear to us in relation to the John Gospel possibly, as if three persons stand grouped on a slope of a mountain and every reports what he sees. Everybody sees a part. Someone who looks down from the higher vantage point surveys more and portrays more from this higher vantage point. We come to know not only what the others below describe, but also what can make the three understandable at the same time. That is why it is not difficult to say, who stood on the higher vantage point, but for us it is in such a way that the first three writers were also initiates in certain respects. However, the deep initiate, who could write much deeper, could look much deeper than the three others could and about the true spiritual facts of the matters, which lie behind the sensuous, this is the writer of the John Gospel. So the Gospels combine harmoniously and show that the Mystery of Golgotha cannot be understood as a usual historical event, but is only explicable by a process as we find it with Paul, who says: “the life I now live is not my life, but the life Christ lives in me” (Galatians 2:20). What the external research shows beside becomes also important in the spiritual research. If we look at Christianity, it is important to us to figure the clairvoyance of Moses out which is shown to us in the vision of the burning bush. It is this what one had to explain. I have to emphasise that this new spiritual science is able to form the picture of the world events of its own accord, to look at Christ, so to speak, spiritually from face to face and to find Him again and, hence, to find Him truly in the Gospels. That biblical scholarship is not really without presuppositions, which says, we want to investigate the Bible like any other story. For it assumes the dogma that there can be only usual, sensuous, natural facts. Only spiritual science is really without presuppositions, and this leads to a renewed recognition and high esteem of the Bible in all its parts. A time will come when maybe those are disgruntled who want to say today that only the simple mind is able to grasp the Bible. This wisdom must misjudge the Bible. The time will come when just the wisest wisdom estimates the highest what is given to us in the Bible because clairvoyance will face clairvoyance in the Bible. Then some word, which is written in the New Testament, appears in a new light. It will become apparent that a document like the Bible can lose nothing by impartial research. It would be sad if any research cut this Bible of its reputation, of its name. A research that cuts the Bible of its name has only not come far enough. Research that goes until the end will show the Bible again in its greatness. The human being is allowed to do research freely. Who has the view that by research religion could perish shows with it only that his piety stands on weak feet. The divine being put the impulse of research in the human being, so that he is active. It would be a sin against this impulse if one did not live researching. I recognise God by my research. God recognises Himself in my research. Truth is a good in the human development from which the religious life will never have anything to fear. However, this is a basic truth, which penetrates the New Testament completely. You should not take those into accounts who want to keep away the human beings from the Bible because of comfort, and who say, if you come to philosophers and interpret the Bible, these say, they want to know nothing about it.—However, such a research is based on comfort. However, that research is justified and right which says: we cannot go deeply enough to understand what is written in the Bible.—That research in the Bible is the right one that goes into it in free research and then understands the Bible in the right sense. These researchers understand the truth of the biblical saying: “you will know the truth, and the truth will set you free” (John 8:32). |
55. Supersensible Knowledge: Blood is a Very Special Fluid
25 Oct 1906, Berlin Tr. Rita Stebbing Rudolf Steiner |
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These particular problems are bound to increase as time goes on. The great social upheavals taking place make this evident to anyone. Demands causing anxiety are continually made, whether in the guise of the woman question, the labor question or the peace question. |
You will come to see that these basic ideas are the “above,” and that this “above” comes to expression in the laws that govern blood, as it does in all other laws, as if in a physiognomy. There are in the audience some who are acquainted with the basics of spiritual science; they will allow a brief repetition for the sake of others who are present for the first time. |
When substance possesses not only life, but also experiences inner sensation, it mirrors universal laws; it becomes a microcosm that dimly senses within itself the whole macrocosm. As the crystal is an image of cosmic form, so is sentient life an image of cosmic life. |
55. Supersensible Knowledge: Blood is a Very Special Fluid
25 Oct 1906, Berlin Tr. Rita Stebbing Rudolf Steiner |
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The title of today's lecture no doubt reminds you of a passage in Goethe's Faust, when Faust, representing striving man, enters into a pact with evil powers, represented by the emissary from hell, Mephistopheles. Faust is to sign the pact in blood. At first he regards this as a joke, but Goethe undoubtedly meant the words spoken by Mephistopheles at this point to be taken seriously: “Blood is a very special fluid.” Goethe1 commentators usually provide curious interpretations of this passage. You will be aware that so much has been written about Goethe's Faust that it can fill libraries. I naturally cannot go into what every commentator has said about this particular passage, but it all amounts more or less to what is said by a recent commentator, Professor Jacob Minor.2 Like others, he regards Mephistopheles' remark to be ironic, but Minor adds a curious sentence. I quote it in order to illustrate the amazing things said about Goethe's Faust. Minor states: “The devil is an enemy of blood.” He goes on to point out that as blood invigorates and sustains human life, the devil, being an enemy of the human race, must of necessity be also an enemy of blood. Minor is quite right when he further demonstrates that in sagas and legends blood always plays the kind of role it plays in Goethe's Faust. The oldest version of the Faust legend clearly describes how Faust makes a slight cut in his left hand with a penknife, dips a quill in the blood in order to sign the agreement, and as he does so, the blood, flowing from the wound, forms the words: “Oh man, escape!” This is all quite correct, but what about the remark that the devil is an enemy of blood and for that reason demands the signature written in blood? Can you imagine anyone wishing to possess the very thing he abhors? The only reasonable interpretation of the passage is that Goethe, as well as earlier writers of Faust legends, wishes to show that the devil regards blood as especially valuable, and that to him it is important that the deed is signed in blood rather than in neutral ink. The supposition must be that the representative of the powers of evil believes, or rather is convinced, that he will gain a special power over Faust by possessing at least a drop of his blood. It is quite obvious that Faust must sign in blood, not because the devil is his enemy, but because he wants to have power over him. The reason behind this passage is a strange premonition that if someone gains power over an individual's blood, one gains power over the person. In short, the feeling is that blood is a very special fluid and it is the real issue in the fight for an individual's soul between good and evil. A radical change must come about in our modern understanding and evaluation of the sagas and myths handed down since ancient times. We cannot go on regarding legends, fables and myths as childlike folklore or pretentiously declare them to be poetical expressions of a nation's soul. The poetic soul of a nation is nothing but a fantasy product of donnish officialdom. Anyone with true insight into the soul of a people knows with certainty that the contents of fables and myths, depicting powerful beings and wonderful happenings, is something very much more profound than mere invention. When with knowledge provided by spiritual research we delve into sagas and myths, allowing the mighty primordial pictures to act on us, we begin to recognize the profound ancient wisdom they reveal. To begin with, one naturally wonders how it was possible for primitive man, with his unsophisticated views, to depict in the form of fables and myths, cosmic riddles that are unveiled and described in exact terms by means of modern spiritual research. This at first seems very surprising. However, as further research reveals how these ancient fables and myths came into existence, one ceases to be amazed, and all doubt vanishes. One discovers that myths and fables, far from containing naive views, are filled with primordial wisdom. A thorough study of myths and fables yields infinitely more insight than today's intellectual, experimental sciences. Admittedly the approach to such a study must be with spiritual scientific methods. Whatever legends have to say about blood is important, because in earlier times an individual's inherent wisdom made him aware of the true significance of blood, this special fluid that in human beings is a stream of flowing life. Whence this wisdom came in ancient times is not our concern today; it will be the subject of a later lecture, though an indication will be given at the close of this one. Today we shall look at the significance of blood in human evolution and its role in cultural life. However, our discussion will not be from a physiological, or any other natural scientific point of view, but from that of spiritual science. It will be a help if before pursuing our subject we remind ourselves of a maxim that originated within the civilization of ancient Egypt, where the priestly wisdom of Hermes held sway. This maxim, which expresses a fundamental truth, is known as the Hermetic maxim and runs as follows: As above, so below. All kinds of trivial explanations of this saying are to be found, but the one that concerns us today is the following. It is obvious to spiritual science that the world accessible to our five senses, far from being complete in itself, is a manifestation of a spiritual world hidden behind it. This hidden world is called, according to the Hermetic axiom, the “world above, or the upper world.” The sense world spread all about us, perceptible to our senses and accessible to our intellect, is called the “world below,” and is an expression of the spiritual world above it. The physical world is therefore not complete to the spiritual researcher, but is a kind of physiognomic expression of the soul and spirit world behind it, just as when looking at a human face one does not stop short at its shape and features, but recognizes them as an expression of the soul and spirit behind them. What everyone does instinctively when faced with an ensouled being, the spiritual researcher does in regard to the whole world. The axiom, As above, so below, when applied to a human being, means that a person's soul impulses come to expression on the face. A hard, coarse face denotes coarseness of soul, a smile inner joy, and tears inner suffering. Let us now apply the Hermetic axiom to the question: What is wisdom? Spiritual science has often pointed to the fact that human wisdom is related to experience, particularly to painful experience. For someone actually in the throes of pain and suffering, the immediate experience will no doubt be inner discord. But when pain and suffering have been conquered, when only their fruits remain, a person will say that from the experience a measure of wisdom is gained. The happiness, enjoyment and contentment life brings one gratefully accepts; but more valuable by far, once it is overcome, is the pain and suffering, for to that people owe what wisdom they possess. Spiritual science recognizes in wisdom something like crystallized pain; pain transformed into its opposite. It is interesting that modern research, with its more materialistic approach, has come to the same conclusion. A book well worth reading was published recently about the mimicry of thought. The writer is not an anthroposophist, but a natural scientist and psychologist. He sets out to show that a person's thought life reveals itself in the physiognomy, and draws attention to the fact that a thinker's facial expression always suggest assimilated pain. Thus, you see emerging, interspersed with more materialistic views, a confirmation of an ancient maxim that originated from spiritual knowledge. This will happen more and more frequently; you will find ancient wisdom gradually reappearing within the framework of modern science. Spiritual research confirms that everything that surrounds us in the world: the configuration of minerals, the covering of vegetation, the world of animals, is the physiognomic expression of the life of spirit behind it. It is the “below” reflecting the “above.” Spiritual science maintains that what thus surrounds us can be properly understood only when one has knowledge of the “above,” that is, knowledge of the prototypes, the primordial beings from whom it all originated. Today we shall turn our attention to that which creates on earth its physiognomic expression in the blood. Once the spiritual background of blood is understood, it will be recognized that such knowledge must of necessity influence our spiritual and cultural life. The problems human beings are facing today are momentous and pressing—especially educational problems involving not only the young but also entire populations. These particular problems are bound to increase as time goes on. The great social upheavals taking place make this evident to anyone. Demands causing anxiety are continually made, whether in the guise of the woman question, the labor question or the peace question. These are all problems that become understandable once insight is gained into the spiritual nature of blood. Another question, similar in nature, which is again coming to the fore, is that of race. The racial problem cannot be understood unless one understands the mysterious effect when blood of different races is mingled. And finally, there is the problem of colonization that also belongs in this category. This problem has become even more pressing since attempts have been made to tackle it more consistently than was formerly the case. It arises when cultivated people are to share their lives with uncultivated people. Certain questions ought to be asked when attempts are made to tackle the problem: To what extent is it possible for a primitive people to assimilate a strange culture? Can a savage become civilized? What here comes under consideration are vital and far-reaching questions of existence, not just concern about doubtful morality. It is unlikely that one will find the right way of introducing a strange culture to a people if it is not known whether it is on an ascending or descending line of evolution; whether this or that aspect of its life is ruled by its blood. When the significance of blood is discussed, all these things come under scrutiny. The physical composition of blood will be known to you from science in general. In humans, and also in the higher animals, blood is truly the stream of life. Our inner bodily nature is in contact with the external world through the fact that we absorb into the blood the life-giving oxygen from the air, a process by which the blood is renewed. The blood that meets the instreaming oxygen acts as a kind of poison, as a kind of destroyer within the organism. This blue-red blood, by absorbing the oxygen, is transformed into red, life-giving blood through a process of combustion. This red blood that penetrates all parts of the organism has the task to absorb directly into itself substances from the outer world, and deposit them as nourishment along the shortest route within the body. Humans and the higher animals must of necessity first absorb nutritive substances into the blood, then, having formed the blood, absorb into it oxygen from the air and finally build up and sustain the body by means of the blood. A knowledgeable psychologist once remarked that the blood circulating through the body is not unlike a second person who, in relation to the one made of bone, muscle and nerve, constitutes a kind of outer world. And indeed our entire being constantly takes from the blood what sustains it, and gives back what it cannot use. One could say that a person carries in his or her blood a double (Doppelgänger) who, as a constant companion, furnishes him or her with renewed strength and relieves a person of what is useless. It is entirely justified to refer to blood as a stream of life and compare its importance with that of fibre. What fibre is for the lower organism. blood is for the human being as a whole. The distinguished scientist Ernst Haeckel3 has probed deeply into nature's workshop, and in his popular works he quite rightly points out that blood is the last to develop in an organism. When tracing the stages of development in a human embryo, one finds rudiments of bone and muscle long before there is any indication of blood formation. Only late in embryonic development does formation of blood and blood vessels become apparent. This leads natural science to rightly conclude that blood made its appearance only late in world evolution, and that forces already in existence had first to reach a stage of development comparable to that of blood before they could accomplish what was necessary in the human organism. When as embryos human beings repeat once more the earlier stages of human evolution, they adapt to what existed before blood first made its appearance, This a person must do in order to achieve the crowning glory of evolution: the enhancement and transmutation of all that went before into that special fluid that is blood. If we are to enter into the mysterious laws of the spiritual realm that hold sway behind blood, we must first take a brief look at some of the basic ideas of spiritual science. You will come to see that these basic ideas are the “above,” and that this “above” comes to expression in the laws that govern blood, as it does in all other laws, as if in a physiognomy. There are in the audience some who are acquainted with the basics of spiritual science; they will allow a brief repetition for the sake of others who are present for the first time. In any case, repetitions help to make these basic ideas clearer, as light will be thrown on them from a different aspect. In fact, what I am going to say may well appear as just a string of words to those who as yet know nothing about spiritual science, and are therefore unfamiliar with this outlook on life. However, when ideas behind words seem to have no meaning, it is not always the ideas that are at fault. In this context a witty remark made by Georg Christoph Lichtenberg4 is apt. He said: If a head and a book collide and the result is a hollow sound, it is not always the book's fault. So, too, when some of our contemporaries pass judgment on spiritual truths, which to them seem like a string of words, it is not always spiritual science that is at fault. However, those acquainted with spiritual science will know that the references made to higher beings are to beings that really do exist, even if they cannot be found in the physical world. Spiritual science recognizes that humans, as they appear in the sense world to physical sight, represent only a part of their true being. In fact, behind the physical body there are several more principles that are invisible to ordinary sight. Human beings have the physical body in common with the so-called surrounding lifeless mineral world. In addition, they have a life body, or ether body. What is here understood by ether is not that of which natural science speaks. The life body or ether body is not something speculative or thought out, but is as concretely visible to the spiritual senses of the clairvoyant as are physical colors to physical sight. The ether body is the principle that calls inorganic matter into life and, in lifting it out of lifelessness, weaves it into the fabric of life. Do not for a moment imagine that the life body is something the spiritual investigator thinks into the lifeless. Natural science attempts to do that by imagining something called the “principle of life” into what is found under the microscope, whereas the spiritual investigator points to a real definite entity. The natural scientist adopts, as it were, the attitude that whatever exists must conform to the faculties a person happens to have; therefore, what he or she cannot perceive does not exist. This is just about as clever as a blind person saying that colors are nothing but a product of fantasy. The person to pass judgment on something must be the one who has experienced it, not someone who knows nothing about it. Nowadays one talks of “ignorabimus” and “limits of knowledge”; this is possible only as long as human beings remain as they are. But, as spiritual science points out, we are constantly evolving, and once we develop the necessary organs, we will perceive, among other things, the ether body, and will no longer speak of “limits of knowledge.” Agnosticism is grave obstacle to spiritual progress because it insists that, as human beings are as they are, their knowledge can only be limited accordingly. All that can be said to this is that then human beings must change, and when they do they will be able to know things they cannot now know things they cannot now know. Thus, the second member of a person's being is the ether body, which one has in common with the vegetable kingdom. A human being's third member is the astral body. This name, as well as being beautiful, is also significant; that it is justified will be shown later. Those who wish to find another name only show that they have no inkling as to why the astral body is so named. In humans and animals, the astral body bestows on living substance the ability to experience sensation. This means that not only do currents of fluid move within it, but also sensations of joy, sorrow, pleasure and pain. This capacity constitutes the essential difference between plant and animal, although transitional stages between them do exist. A certain group of scientists believes that sensation should be ascribed also to plants, but that is only playing with words. Certainly some plants do react when something approaches them, but it has nothing to do with sensation or feeling. When the latter is the case, an image arises within the creature in response to the stimulus. Even if certain plants respond to external stimuli, that is no proof that they experience inner sensation. The inwardly felt has its seat in the astral body. Thus, we see that creatures belonging to the animal kingdom consist of physical body, ether or life body, and astral body. Human beings tower above the animal through a specific quality, often sensed by thoughtful natures. In his autobiography, Jean Paul5 relates the deep impression made upon him when, as a small child, standing in the courtyard of his parent's house, the thought suddenly flashed through his mind: “I am an ‘I,’ I am a being who inwardly calls himself ‘I.’ ” What is here described is of immense significance, yet generally overlooked by psychologists. A subtle observation will illustrate what is involved: In the whole range of speech, there is one small word that in its application differs from all others. We can all give a name to the objects in this room. Each one of us will call the table, “table,” the chairs, “chairs,” but there is one word, one name that can only refer to the one who speaks it: the little word “I.” No one can call someone else “I.” The word “I” must sound forth from the innermost soul to which it applies. To me, everyone else is a “you,” and I am a “you” to everyone else. Religions have recognized that the “I” is that principle in us that makes it possible for the human soul to express its innermost divine nature. With the “I” begins what can never enter the soul through the external senses, what must sound forth in its innermost being. It is where the monologue, the soliloquy, begins in which, if the path has been made clear for the spirit's entry, the divine Self may reveal itself. In religions of earlier cultural epochs, and still in the Hebrew religion, the word “I” was called: “The unutterable name of God.” No matter how it is interpreted according to modern philology, the ancient Hebrew name for God signifies what today is expressed by the word “I.” A hush went through the assembly when the initiate spoke the “Name of the Unknown God”; the people would dimly sense the meaning contained in the words that resounded through the temple: “I am the I am.” Thus, the human being consists of physical body, ether body, astral body and the “I” or the essential inner being. This inner being contains within itself the germ of the three further evolutionary stages that will arise out of the blood. They are: Manas or Spirit Self, in contrast to the bodily self; Buddhi or Life Spirit; and a human's true spiritual being: Atma or Spirit Man, which today rests within us as a tiny seed to reach perfection in a far-off future; a stage to which at present we can only look to as a far-distant ideal. Therefore, just as we have seven colors in the rainbow and seven tones in the scale, we have seven members of our being that divide into four lower and three higher. If we now look upon the three higher spiritual members as the “above” and the four lower as the “below,” let us try to get a clear picture of how the above creates a physiognomic expression in the below as it appears to physical sight. Take first what we have in common with the whole inorganic nature, that is, that which crystallized into the form of a person's physical body. When we speak of the physical body in a spiritual-scientific sense, it is not what can be seen physically that is meant, but the combination of forces behind it that constructed this form. The next member of our being is the ether body, which plants and animals also possess, and by means of which they are endowed with life. The ether body transforms physical matter into living fluids, thus raising what is merely material into living form. In animal and human the ether body is permeated by the astral body, which calls up in the circulating fluid inner participation of its movement, causing the movement to be reflected inwardly. We have now reached the point where the being of humans can be understood insofar as they are related to the animal kingdom. The substances, such as oxygen, nitrogen, hydrogen, sulphur, phosphorus, and so forth, out of which our physical body is composed, are to be found outside in inorganic nature. If the substances transformed by the ether body into living matter are to attain the capacity to create inner mirror images of external events, then the ether body must be permeated by the astral body. It is the astral body that gives rise to sensations and feelings, but at the animal level does so in a specific way. The ether body transforms inorganic substances into living fluids; the astral body transforms living substance into sensitive substance. But—and of this please take special note—a being composed of no more than the three bodies is only capable of sensing itself. It is only aware of its own life processes; its existence is confined within the boundaries of its own being. This fact is most interesting, and it is important to keep it in mind. Look for a moment at what has developed in a lower animal: inorganic matter is transformed into living substance, and living mobile substance into sensitive substance. The latter is to be found only where there is at least the rudiment of what at a higher stage becomes a developed nervous system. Thus, we have inorganic substance, living substance, and nerve substance capable of sensation. In a crystal you see manifest certain laws of inorganic nature. (A crystal can be formed only within the whole surrounding nature.) No single entity could exist by itself separated from the rest of the cosmos. If we were to be transferred a mile or two above the earth's surface, we would die. Just as we are conceivable only within the environment to which we belong, where the necessary forces exist that combine to form and sustain us, so too, in the case of a crystal. A person who knows how to look at a crystal will see it as an individual imprint of the whole of nature, indeed of the whole cosmos. Georges Leopold Chrètien Cuvier6 is quite right when he says that a competent anatomist is able to deduce from a single bone to what kind of animal it belongs, as each kind has its own specific bone formation. So you see that in the form of a crystal a certain aspect of the whole cosmos is reflected, just as an aspect of the whole cosmos is imprinted on living substance. The fluid circulating in a living creature is a small world that mirrors the great world. When substance possesses not only life, but also experiences inner sensation, it mirrors universal laws; it becomes a microcosm that dimly senses within itself the whole macrocosm. As the crystal is an image of cosmic form, so is sentient life an image of cosmic life. The dullness of consciousness in simple creatures is compensated by its immense range, for mirrored in it is the whole cosmos. The constitution of humans is simply a more intricate structure composed of the three bodies already found in simple sentient creatures. If you consider people while disregarding their blood, you have beings built up from the same substances as those to be found in their environment. Like the plant, human beings contain fluids that call mineral substances to life, which in turn incorporate a system of nerves. The first nerves to appear are those of the so-called sympathetic nervous system. In humans it extends along both sides of the vertebral column, forming a series of knots from which it branches out and sends threads to the various organs, the lungs, the digestive tract and so on. In the first instance, the sympathetic nervous system gives rise to the kind of sentient life just described. But a person's consciousness does not reach down far enough to experience the cosmic processes it mirrors. The surrounding cosmic world out of which the human being, as a living being, is created, mirrors itself in the sympathetic nervous system. There is in these nerves a dull inner life. If human beings could dive down consciously into the sympathetic nervous system, while the higher nervous system fell asleep, they would behold in a world of light the workings of the great cosmic laws. Human beings once had a clairvoyant faculty that has been superseded. However, it can still be experienced, if through certain measures the function of the higher nervous system is suspended, setting free the lower consciousness. When that happens, the world is experienced through the lower nervous system in which the environment is mirrored in a special way. Certain lower animals still have this kind of consciousness. As explained, it is extremely dull, but provides a dim awareness of a far wider aspect of the world than the tiny section perceived by humans today. At the time when evolution had reached the stage of the cosmos being mirrored in the sympathetic nervous system, another event occurred in human beings. The spinal cord was added to the sympathetic nervous system. The system of brain and spinal cord extended to the organs, through which contact was established with the outer world. Once their organisms had reached this stage, humans were no longer obliged to be merely a mirror for the primordial cosmic laws; the mirror image itself now entered into relationship with the environment. The incorporation of the higher nervous system in addition to the sympathetic nervous system denoted the transformation that had occurred in the astral body. Whereas formerly it participated dully in the life of the cosmos, it now contributed its own inner experiences. Through the sympathetic nervous system, a being senses what takes place outside itself; through the higher nervous system, what takes place within itself. In individuals at the present stage of their evolution, the highest form of the nervous system is developed; it enables people to obtain from the highly structured astral body what is needed to formulate mental pictures of the outer world. Therefore, a person has lost the ability to experience the environment in the original dull pictures. Instead, individuals are aware of their inner life, and build within the inner self a new world of pictures on a higher level. This world of mental pictures mirrors, it is true, a much smaller section of the outer world, but does so much more clearly and perfectly. Hand in hand with this transformation, another one occurred on a higher evolutionary level. The reorganization of the astral body became extended to the ether body. Just as the ether body through its reorganization became permeated with the astral body, and just as there was added to the sympathetic nervous system that of the brain and spinal cord, so what was set free from the ether body—after it had called into being the circulation of living fluids—now transformed these lower fluids into what we call “blood.” Blood denotes an individualized ether body, just as the brain and spinal cord denote an individualized astral body. And through this individualizing comes about that which expresses itself as the “I.” Having traced man's evolution up to this point, we notice that we are dealing with a gradation in five stages: First the physical body (or inner forces); second the ether body (or living fluids, to be found also in plants); third the astral body (manifesting itself in the lower or sympathetic nervous system); fourth the higher astral body emerging from the lower astrality (manifesting itself in the brain and spinal cord); and finally the principle that individualizes the ether body. Just as two of humanity's principles, the ether, and astral bodies, have become individualized, so will the human being's first principle, built up out of external lifeless substances, that is, the physical body, become individualized. In present day humanity there is only a faint indication of this transformation. We see that formless substances come together in the human body, that the ether body transforms them into living forms, that through the astral body the outer world is reflected and becomes inner sensation, and finally this inner life produces of itself pictures of the outer world. When the process of transformation extends to the etheric body, the result is the forming of blood. This transformation manifests itself in the system of heart and blood vessels, just as the transformation of the astral body manifests in the system of brain and spinal cord. And, as through the brain the outer world becomes inner world, so does this inner world become transformed through the blood into an outer manifestation as the human body. I shall have to speak in similes if I am to describe these complicated processes. The pictures of the external world made inward through the brain are absorbed by the blood and transformed into vital formative forces. These are the forces that build up the human body; in other words, blood is the substance that builds the body. We are dealing with a process that brings the blood into contact with the outer world; it enables it to take from it the most perfect substance, oxygen. Oxygen continually renews the blood, endowing it with new life. In tracing human development, we have followed a path that leads from the outer world to humanity's inner world and back to the outer world. We have seen that the origin of blood coincides with our ability to face the world as an independent being, a being able to form his or her own pictures of the external world from its reflection within the self. Unless this stage is reached, a being cannot say “I” to itself. Blood is the principle whereby “I-hood” is attained. An “I” can express itself only in a being who is able independently to formulate the pictures the outer world produces within the self. A being who has attained “I-hood” must be able to take in the outer world and recreate it within the self. If we possessed only a brain without a spinal cord, we would still reproduce within ourselves pictures of the outer world and be aware of them, but only as a mirror image. It is quite different when we are able to build up anew what is repeated within ourselves; for then what we thus build up is no longer merely pictures of the outer world; it is the “I.” A being who possesses brain and spinal cord will not only mirror the outer world, as does a being with only the sympathetic nervous system, but will also experience the mirrored picture as inner life. A being who in addition possesses blood will experience inner life within the self. The blood, assisted by oxygen taken from the outer world, builds up the individual body according to the inner pictures. This is experienced as perception of the “I”. The “I” turns its vision inwards into a person's being, and its will outwards to the world. This twofold direction manifests itself in the blood, which directs its forces inwards, building up a person's being, and outwards towards the oxygen. When humans fall asleep they sink into unconsciousness because of what the consciousness experiences within the blood, whereas when they, by means of sense organs and brain, form mental pictures of the outer world, then the blood absorbs these pictures into its formative forces. Thus, the blood exists midway between an inner picture-world and an outer world of concrete forms. This becomes clearer if we look at two phenomena. One is that of genealogy, that is, the way conscious beings are related to ancestors, the other is the way we experience external events. We are related to ancestors through the blood. We are born within a specific configuration, within a certain race, a certain family and from a certain line of ancestors. Everything inherited comes to expression in our blood. Likewise, all the results from an individual's physical past accumulates in the blood, just as within it there is prepared a prototype of that person's future. Consequently, when the individual's normal consciousness is suppressed, for example under hypnosis or in cases of somnambulism or atavistic clairvoyance, a much deeper consciousness becomes submerged. Then, in a dreamlike fashion, the great cosmic laws are perceived. Yet this perception is nevertheless clearer than that of ordinary dreams even when lucid. In such conditions all brain activity is suppressed, and in deep somnambulism even that of the spinal cord. In this condition what the person experiences is conveyed by the sympathetic nervous system; the individual has a dull, hazy awareness of the whole cosmos. The blood no longer conveys mental pictures produced by the inner life through the brain; it only conveys what the outer world has built including everything inherited from ancestors. Just as the shape of a person's nose stems from his or her ancestors, so does the whole bodily form. In this state of consciousness a person senses his ancestors in the same manner that waking consciousness senses mental pictures of the outer world. A person's blood is haunted by his ancestors; he dimly participates in their existence. Everything in the world evolves, also human consciousness. If we go back to the time when our remote ancestors lived, we find that they possessed a different type of consciousness. Today, during waking life we perceive external objects through the senses, and transform them into mental pictures that act an our blood. Everything a person experiences through the senses is working in not only his blood but also in his memory. By contrast, a person remains unconscious of everything bestowed by ancestors. We know nothing about the shape of our inner organs. In the past all this was different; at that time the blood conveyed not only what it received from outside through the senses, but also what existed in the bodily form, and as this was inherited, we could sense our ancestors within our own being. If you imagine such a consciousness enhanced, you will get an idea of the kind of memory that corresponded to it. When our experiences are confined to what can be perceived through the senses, then only such sense perceptible experiences are remembered. A person's consciousness comprises only his experiences since childhood. In the past this was different, because the inner life contained all that was brought over through heredity. A human's mental life depicted ancestors' experiences as if they were his own. A person could remember not only his own childhood, but his ancestors' lives, because they were contained in the pictures absorbed by his blood. Incredible as it may seem to the modern materialistic outlook, there was a time when human consciousness was such that an individual regarded both his and his forefathers' physical experiences as his own. When someone said: “I have experienced... ,” he referred not only to personally known events but also to events experienced by his ancestors. It was a dim and hazy consciousness compared with modern human waking consciousness, more like a vivid dream. However, it was much more encompassing, as it included not only his own life but the lives of ancestors. A son would feel at one with his father and grandfather, as if they were sharing the same “I.” This was also the reason he did not give himself a personal name but one that included past generations, designating what they had in common with one and the same name. Each person felt strongly that he was simply a link in a long line of generations. The question is how this form of consciousness came to be transformed into a different one. It happened through an event well-known to spiritual historical research. You will find that every nation the world over describes a significant moment in history when a new phase of its culture began—the moment when the old traditions begin to lose their influence, and the ancient wisdom that had flowed down the generations via the blood begins to wane, although the wisdom still finds expression in myths and sagas. A tribe used to be an enclosed unit; its members married among themselves. You will find this to be the case in all races and peoples. It was a significant moment in the history of mankind when this custom ceased to be upheld—the moment when a mingling of blood took place through the fact that marriage between close relations was replaced by marriage between strangers. Marriage within a tribe ensured that the same blood flowed through its members down the generations; marriage between strangers allowed new blood to be introduced into a people. The tribal law of intermarriage will be broken sooner or later among all peoples. It heralds the birth of the intellect, which means ability to understand the external world, to understand what is foreign. The important fact to bear in mind is that in ancient times a dim clairvoyance existed out of which arose sagas and legends, and that the clairvoyant consciousness is based on unmixed blood, whereas our awakened consciousness depends on mixed blood. Surprising as it may seem, marriage between strangers has resulted in logical, intellectual thoughts. This is a fact that will increasingly be confirmed by external research, which has already made a beginning in that direction. The mingling of blood extinguishes the former clairvoyance and enables humanity to reach a higher stage of evolution. When a person today goes through esoteric training and causes clairvoyance to reappear, that person transforms it to a higher consciousness, whereas today's waking consciousness has evolved out of the ancient dim clairvoyance. In our time, a person's whole surrounding world in which he acted came to expression in the blood; consequently, this surrounding world formed the inner in accordance with the outer. In ancient times it was more a person's inner bodily life that came to expression in the blood. A person inherited, along with the memory of his ancestors' experiences, also their good or bad inclinations; these could be traced in his blood. This ancestral bond was severed when blood became mingled through outside marriages. The individual began to live his own personal life; he learned to govern his moral inclinations according to his own experiences. Thus, ancestral power holds sway in unmixed blood; that of personal experience in mixed blood. Myths and legends told of these things: “That which has power over thy blood has power over thee.” Ancestral power over a folk came to an end when the blood, through being mingled with foreign blood, ceased to be receptive to its influence. This held good in all circumstances. Whatever power wishes to subjugate a person will have to exert an influence that imprints itself in his blood. Thus, if an evil power wishes dominance over an individual, it must gain dominance over his or her blood. That is the profound meaning of the quotation from Faust, and the reason the representative of evil says: “Sign your name to the pact in blood; once I possess your name written in your blood, I shall have caught you by the one thing that will hold man. I shall then be able to pull you over to my side.” That which possesses a person's blood possesses that person, and possesses the human “I. ” When two groups of human beings confront one another, as used to be the case in colonization, then only if there is true insight into evolutionary laws is there any possibility of foreseeing if the foreign culture can be assimilated. Take the case of a people that is very much at one with its environment, a people into whose blood the environment has as it were inserted itself. No attempt to graft upon it a foreign culture will succeed. It is simply impossible, and is also the reason why in certain regions the original inhabitants became extinct when colonized. One must approach such problems with insight and realize that anything and everything cannot be forced upon a people. It is useless to demand of blood more than it is able to endure. Modern science has discovered recently that if blood from one animal is mixed with that of another not akin to it, the two types of blood prove fatal to one another. This is something that has been known to spiritual knowledge for a long time. Just as unrelated types of blood if mixed cause death, so is the old clairvoyance killed in primitive humanity when blood from different lines of descent are mingled. Our modern intellectual life is entirely the outcome of the mingling of blood. Once this approach is adopted it will be possible to study what effect the mingling of blood has had on the various people in the course of history. Thus, when the blood of animals from different evolutionary stages is mixed the result is death, whereas that is not the case when the species are related. The human organism survives when, through marriage, blood is mingled with strange blood; here the result is the extinction of the original animal kind of clairvoyance, and the birth in evolution of a new consciousness. In other words, something happens in humans, but on a higher level, that is similar to what happens in the animal kingdom where strange blood kills strange blood. In the human kingdom strange blood kills the hazy clairvoyance that is based on kindred blood. Therefore, it is a destructive process that gave rise to the modern human wakeful day-consciousness. The kind of spiritual life that resulted from intermarriage has been destroyed in the course of evolution; while the very thing that destroyed it, that is, marriage between strangers, gave birth to the intellect and today's lucid consciousness. What is able to live in a person's blood lives in that person's “I.” Just as the physical principle comes to expression in the physical body, the ether body comes to expression in the system of living fluids, and the astral body in the system of nerves, so does the “I” come to expression in the blood. Physical principle, ether body and astral body are the “above” blood; the “I” forms the center; and physical body, living fluids and nervous system are the “below.” Therefore, whatever power wishes to dominate humans must take possession of their blood. These are things that must be taken into account if progress is to be achieved in practical life. For example, just because the “I” comes to expression in the blood, a people's racial character can be destroyed through colonization, when more is demanded than the blood can endure. Not till Beauty and Truth become part of a person's blood does he truly possess them. Mephistopheles wants power over Faust's “I”; that is why he seizes Faust's blood. So you see that the quotation, which is the Leitmotiv of this lecture, arose out of profound knowledge. Blood is indeed a very special fluid.
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346. Lectures to Priests The Apocalypse: Lecture XIII
17 Sep 1924, Dornach Tr. Unknown Rudolf Steiner |
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I have already shown that the Apocalypse is built up on the number principle—one of the occult principles—from a certain view point. From my explanations about the fundamental rhythmic numbers in the universe and in man earlier today you may have seen how deeply numbers are grounded in the universe, to the extent that they can disclose rhythmical things. |
However, if I am the observer at any time and I know what I'm observing, and I'm able to go 7 impressions back from any given impression, then according to the laws of the spiritual world whatever makes the seventh impression explains the first one, and the fourteenth one explains both of these. |
We have the first, quiet, victorious advance, where the spreading out of Christianity depends on the victorious spirit and word, where Christianity spreads out in the sub-depths of the social life at that time. Then we have a second epoch, where the spread of, Christianity takes away a lot of what one could call peace from the world. |
346. Lectures to Priests The Apocalypse: Lecture XIII
17 Sep 1924, Dornach Tr. Unknown Rudolf Steiner |
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I have already shown that the Apocalypse is built up on the number principle—one of the occult principles—from a certain view point. From my explanations about the fundamental rhythmic numbers in the universe and in man earlier today you may have seen how deeply numbers are grounded in the universe, to the extent that they can disclose rhythmical things. The buildup in accordance with numbers is quite natural with occult revelations which are written in the way that the Apocalypse of John is. According to the modern principle of initiation the visions that the Apocalypticer speaks about arise if one has Imaginations before one and Inspiration speaks into them. Then one sees the Imaginations spread out before one in a pictorial way and Inspirations speak through them. However, when this occurs one has a number principle whereby the number 7 is always the most perfect one for all occultists. This is practically a tenet of occultism: 7 is the most perfect number. The number principle enables one to follow things up. You shouldn't think that this number 7 has much content or that its content is very important for one. But it is of very great importance when one is listening to Inspirations. If one lives in the number seven one can understand Inspirations in many different ways. I will give you an example. Let's suppose someone feels that there are important spiritual backgrounds behind his own age. Of course most people around the world feel the spiritual backgrounds in their own time; this is only natural from a human point of view, but it is rather arbitrary nevertheless. For if I am an observer in 1924, the observation year is 1924, whereas if someone else is an observer in the year 1905, that is the observation year, and so on. However, if I am the observer at any time and I know what I'm observing, and I'm able to go 7 impressions back from any given impression, then according to the laws of the spiritual world whatever makes the seventh impression explains the first one, and the fourteenth one explains both of these. So this is really a methodic principle to find one's way into what something can tell one. Just as one has to know the language which someone is speaking in order to understand him, so the main thing is to be able to live in this number seven. This is the way one has to look at these things. For this revelation of the number seven is very complicated. All kinds of things in the universe are arranged in accordance with the number seven, and to a lesser extent according to twelve and other numbers. One can follow up the events which explain things from every point through multiples of 7. We can do this precisely in connection with the fact that we indicate such an important point yesterday, which really seems to be extremely important in our age where Michael is regulating things in the world. We pointed out that John's significant vision of the woman clothed with the sun, the dragon under her feet, giving birth to a little boy will appear to men in a particular form in the near future. Therewith we have gained an extremely important point of departure; and from this point of view an apocalypse, every apocalypse and especially John's Apocalypse is the most impressive if one grasps what one is standing in in this way. When I tried to interpret the Apocalypse in Nuremberg in 1908 it was an entirely different time in the entire Anthroposophical movement. The main thing then was to interpret Anthroposophy by means of the Apocalypse, as it were. One can interpret a great deal through the Apocalypse, and the events in the world which it was important to mention at that time could already be seen in the Apocalypse. However, as I already mentioned a number of times, you should identify yourselves with the Apocalypse and realize that the Apocalypse describes a large number of events which proceed in accordance with multiples of seven. Since I pointed to the events which are connected with the woman clothed with the sun and the dragon under her feet, you will be able to tell in which Apocalyptic point of time we're living from the point of view of the experiences of the consciousness soul. My lectures in 1908 dealt more with the evolution of mankind in general, and with the evolution of the astral body, but with respect to the consciousness soul which doesn't run parallel with the other evolutionary processes, but pushes into them we're really living in the age of the trumpet sounds today. We're standing at the beginning of the development of the consciousness soul, and we only hear the trumpet sounds if this consciousness soul elevates itself to the point where it can have supersensible visions, because people do not interpret what goes on down below in a supersensible way today. The significant thing today is that people accept things indifferently and that they do not interpret them in a supersensible way. In Anthroposophical lectures I have often referred to a particular point in the 19th century in this connection, namely to the beginning of the 1840s. I said that the beginning of the forties is a significant incision into the development of the civilized world, from a spiritual viewpoint. It is the culmination of materialism, as it were. Everything that is connected with materialism was already decided in 1843/44. What happened after this until now is basically only an after effect of this, and everything that happens in the future will also be an after effect. This point in time at the beginning of the forties is really extremely important for what has happened to the civilized population of Europe and its American appendage, for the breaking in of Ahrimanic powers into human affairs was a tremendously intensive one. You can say: yes, but there were even worse events after the years 1843/44. However, this only seems to be the case. You have to remember that Ahriman is smarter than human beings. Ahriman did his most important work in 1843/44, and he arranged things in the way that he does this in accordance with his intelligence. This is the low point in the materialistic path, or the summit, if you prefer. Then men continued to go about their business, and the things they did later on are sometimes seemingly nastier, but they are not as terrible for the totality of human evolution. If one looks at them from a spiritual viewpoint, they are the after effects of what was projected at the beginning of the forties. The sixth angel began to blow his trumpet at the beginning of the forties and he will continue to sound until the events of which I spoke yesterday will begin at the end of the 20th century, when the seventh trumpet will begin to sound. We are definitely in the midst of the three woes. This is the second woe that civilized humanity is going through in the age of the consciousness soul, which was preceded by the fifth trumpet back to 150 years earlier. And if we follow the trumpets back with respect to the seven-foldness of the consciousness soul, we arrive at a somewhat earlier point in time. The consciousness age begins in 1413 down below here on earth; but things have shifted, and earlier times work into them. The trumpet sounds go back to about the age of the Crusades. In real occult centers one always looked upon this time of the Crusades up to our time as the age of the trumpet sounds, in a certain sense. You will be able to connect the stages which are described in the Apocalypse' with outer events. For instance, when Copernicanism takes hold and when materialism sets in one third of the human beings are killed, that is, they stop developing their full spirituality. And the plague of locusts which is described in the Apocalypse is really very shocking. Here one comes to something which one doesn't like to talk about, although of course it belongs to the things that priests must deal with. This plague of locusts is with us in a very prominent way from a purely consciousness standpoint. Of course such things should not be discussed when we speak in a theoretical way or when we speak to humanity in general, where cures for sick conditions can always occur. But if it's a question of priestly activities, then of course one must know with whom one is dealing, just as one has to know this for normal humanity. As a rule, the people who call themselves liberals or democrats are very glad if they can point to evidence that the number of people in a particular region on earth is increasing tremendously. An increase in the population is something which is very much desired, especially by politically minded democratic and liberal people, and also by people who think that they are free thinkers and intellectuals. Now first of all this is not quite correct, because the statistics are based on errors; people usually look at one part of the earth and they don't realize that the other parts of the earth were more densely populated in previous times than they are today. It is not quite correct; however, on the whole it is correct in the sense that there is a kind of a surplus of human beings who are already appearing in our time who have no egos, who are not really human. This is a terrible truth. They walk around and are not incarnations of an ego; they enter into the physical line of heredity and receive an etheric body and an astral body. In a certain way they are equipped with an Ahrimanic consciousness, and they look human if one doesn't look too closely, but they are not human beings in the full sense of the word. This is a terrible truth, which is present, it's a truth, and when the Apocalypticer speaks about the plague of locusts during the trumpets epoch he is referring directly to human beings. Here again one can see how good the Apocalypticer's vision is, for such men in their astral body look exactly the way the Apocalypticer describes them—like etheric locusts with human faces. One definitely has to think about such supersensible things in this way, and priests must know about such things. For a priest is a minister. Hence he must also be able to find words for everything that happens in such a soul. They're not always bad souls; they can just be souls who get to the soul stage but are lacking an ego. One will certainly realize this when one runs into these human beings. A priest has to know this, for after all there is fellowship among men with regard to such matters. People with normal souls suffer through their association with such persons who really go through the world like human locusts. The question can and must arise: How should one behave towards such human beings? It is often very difficult to relate to such people because they feel things deeply, they can feel things very deeply, but one notices that there is no real individuality in them. However, one must of course take care to keep the fact that they have no individualities from them, otherwise insanity will necessarily result. But even though one has to conceal this from them, it's a question of arranging things for such souls—after all they are souls, even though they're not spirits—in such a way that these people can develop in the company of others, that they can make connections with others and go along with them, as it were. These human beings display the nature and essence of human beings fairly closely until their 20th year. The intellectual or mind soul only emerges around age 20, and this makes it possible for the ego to live out its life on earth. Anyone who says that one shouldn't act in a sympathetic way to such ego-less, individuality-less people, since they won't incarnate again and because they have no individuality—is very much mistaken. He would also have to say that one shouldn't behave in a sympathetic way towards children. One must decide what is really inside such men in each individual case. Sometimes such men contain posthumous souls, that is, posthumous with respect to the actual or normal human souls that arose at a particular time in evolution and which incarnate repeatedly as men. These are souls which remained behind, or they are souls which returned belatedly from other planets, to which almost all human beings went during a certain age. Such souls may be present in such human bodies. Thus we must consciously educate such men like permanent children. All of this is really secreted in the Apocalypse. And if one takes these ideas in the Apocalypse that are given as Imaginations, they sometimes cut into one's heart in a terrible way. It's really horrible the way he talks about all kinds of suffering that will befall mankind on earth with regard to our age; we can only say that a great deal of this is already here as far as the spiritual aspects go. Then of course there are mildly grand ideas like the angels who come down with incense and a censer. There's a reference to the smoke of incense. Then our gaze immediately falls upon a great deal which happened at the time of the Crusades. The trumpets go back to the Crusades. What we see in the sphere of the consciousness soul enters the consciousness soul of humanity during the Crusades epoch. Here one finds that consciousnesses of individual personalities arise during the time of the Crusades and what is connected with this, who really had tremendously strong impressions from their experiences of the spiritual world. Here we really meet what I would like to call geniuses of piety. It's very important for us to realize that we meet geniuses of, religiousness there. If we go further back, we find that for the consciousness sphere the period between the Mystery of Golgotha and the time of the Crusades and everything that is connected with this is a smaller epoch that corresponds to the opening of the seven seals. One can only understand this completely if one realizes the following. Just think of how many personalities arise during the time of the Crusades who direct almost all of their religiousness into their depths, into their intensity of feeling, into an inner mystical experience. This begins at that time, whereas previously one looked up into the whole universe when one wanted to perceive the divine world; the previous state of affairs also existed in tone-setting places, although there was a continual battle with the stream that proceeded from Rome. They had an understanding for the God who lives, weaves and works in the sensory phenomena to which they looked up. However, at some point everything was more or less directed within. The great geniuses of mysticism appear. Previously one received divine revelations through the perception of the universe; afterwards we have a feeling of the, inner kindling of light which the human heart can feel, so that divine things can be illuminated from within men. The stages which the Apocalypse describes are also present here. We have the first, quiet, victorious advance, where the spreading out of Christianity depends on the victorious spirit and word, where Christianity spreads out in the sub-depths of the social life at that time. Then we have a second epoch, where the spread of, Christianity takes away a lot of what one could call peace from the world. Christianity participates quite a bit in the wars which take place in a second epoch. Then we see an epoch where a gradual dying out of the inner impulse of Christianity occurs, where Christianity becomes the state religion, which of course is a dying of the real Christian impulse. Then we have the period which corresponds to the fourth seal, when Islam breaks in in the way I described. And so it goes; seal after seal is opened, and then what occurs under the influence of significant religious geniuses and under the influence of the Crusades is something that one can observe if one follows up what really happened more exactly. In this respect all the history books are really a falsification of history. Up till the Crusades the spread of Christianity in a good sense through the repeated efforts of countless members of monastic orders and also in a more external and bad sense, occurred through the direct inspiration of the Palestinian stories. Of course, the gospels were only referred to by priests and not by laymen, but the things that happened were definitely influenced by what the priests learned from the gospels. The priests had the gospels and the cultic rites; the cult gradually became something that reflected the supersensible world in a sensory way. The priests looked upon the sacrifice in the mass as a direct portal to the supersensible world, and therefore they looked up to the starry heavens less and less for their divine, spiritual inspiration. All of the wonderful prophecies and wisdom which I mentioned this morning in connection with ancient astrology and astrosophy disappeared almost entirely by the time of the Crusades. During the time of the Crusades we suddenly see people appearing who travelled from east to west. Some of them are coming back from the Crusades, and others who came a little later had taken a deep interest in the secrets of the Orient. A large number of writings were brought from the east that were later lost or destroyed. They were definitely brought, but not many of them survived because people didn't watch their literary possessions as vigilantly then as one does today. However, the cosmic Christianity which they contained was handed down by word of mouth from about the time of the Crusades. People began to develop a deep interest in this at the time of the Crusades. A kind of 7th seal is opened here. And one could say that things have really changed with regard to people's respect for written things. For instance, it's still uncertain at the moment, but if this Italian professor really did find handwritten things by Livius, you can imagine what a storm the Italian state will kick up in order to acquire them. And yet you wouldn't have to go back too far to get to a time when the state would have been quite indifferent to whether or not this or that had been found. This is something which has only developed rather recently. I once witnessed a find like this. When I was at the Goethe and Schiller archives we received a letter by Goethe which looked rather odd; it was dirty and terribly torn. To us this was a real crime; that was no way to treat Goethe's letters. We tried to find out what was behind this. And we discovered that the letter had once been in the possession of Kuno Fischer, and he had simply sent Goethe's original letters to the printers with his notes and comments in the margins, without bothering to copy them. It was a bit miraculous that this letter had survived, since one generally doesn't keep manuscripts. Thus it's not too surprising that the Christianity that was still alive in the Orient, or the orientalism that helped to explain Christianity were spread by the Crusades. What we would call cabalistic truths spread and a few people who might have known much more than Jakob Boehme lived at a time when no one thought that this was strange, whereas during Jakob Boehme's time the fact that someone like him existed created a sensation. It is the time of the Crusades, where we want to point to what was going on in men's consciousnesses, and not so much to the outer events that are described in history books,—it's the time when the seal age gave way to the trumpet age. People with a little depth to them have always had a feeling about the time of the Crusades which made them say: Ah yes, the trumpet sounds; if I look at the thing from supersensible viewpoints it's really terrible what is going on there with respect to human souls. However, men on earth don't hear the trumpets, even though they're there. A great many people should be aware of this trumpet period, since we're living at the time of the 6th trumpet, and you know what the most important effects and characteristics of this trumpet are. We're told that a third part of the men are killed, as I mentioned. Of course this doesn't happen all at once. But this killing refers to the absence of an ego in those men who had already been prepared previously through their locust forms. These are things which force priests to look more deeply into the structure of what actually occurs. After all, priests are supposed to be dealing with supersensible things. We are surrounded by supersensible things in all directions, and what one can observe in human beings through the fact that they have a physical body is only one segment of human life. As soon as we press into the supersensible world we see that people do things of which they are often not aware. It could be that it's in someone's karma to behave in a particular way towards another human being in this earth life; and one can sometimes not know what it does to the other person's life if he goes by him without paying any attention to him. Of course later on karma will exert much more force and the thing will be adjusted; but maybe it could have been adjusted in this lifetime already. Someone who should have had something to do with another human being in this life cannot be moved to do it and he passes him by. One doesn't necessarily have to notice this in outer life on the physical plane. No real objections to this can be made, since the person concerned has done all of his duties, from a conventional outer viewpoint, but perhaps he did something that can strike terribly deep wounds into something which is connected with world evolution. Then one cannot say that one is dealing with super-terrestrial things, but with supersensible things, for supersensible things are constantly happening on earth. It will be necessary to understand the Apocalypse in a serious way, to the extent that the one whom I called the etheric Christ will make himself visible within humanity. Therefore, it was due to a very healthy feeling which came up out of your deepest sub-consciousness that you wanted to make the Apocalypse into the object of these studies. Perhaps you initially had a different idea about what I can give about the Apocalypse at this time, but that you wanted to hear something about the Apocalypse from me was definitely the voice of the times in your hearts. And one can say that the fact that the need arose in you to understand the Apocalypse shows that you have a certain relationship with John the Apocalypticer, since you priests belong together and have become united in such tendencies. Since this permeation with the spirit of the Apocalypse is very necessary for you, you will not find any contradiction in the fact that one can find various sevenfold epochs, that one can really begin them anywhere and that one then discovers how things proceed; but if one cannot look upon the number principle as the methodic thing one won't find any connections in world evolution at all. Therewith we have really touched upon the productive side of the Apocalypse for our time. Now we usually find other events sprinkled into the Apocalypse at the places where one set of seven goes over into the next one. that we run into here is very much in need of an explanation. If one only reads the Apocalypse in an external way one might think that there are so and so many numbers of human beings who have the seal of God on their foreheads in a particular epoch, so that they are among the fortunate ones who are rescued, or saved, or, however one wants to put it, whereas the others cannot be saved. This, is something which can be depressing if one reads the Apocalypse in a thoughtful way. However, one should realize that there is always a difference between racial development and individual development in ancient writings. One should realize that no one felt at all depressed in earlier times when one said that so and so many will be saved in a particular race, whereas the others will be destroyed. No one included himself among these because one thought in a realistic way. It's just like today, where everyone is anxious to have his life insured. Here one calculates how long one will probably live. Insurance companies don't accept people who will probably die soon because if they insured a lot of people who will soon die, their cash boxes would soon be empty. They want to have people who live a long time and make a lot of payments. Hence one must calculate the insured's probable life expectancy on the basis of past experience through probability calculus, which is a very interesting method of calculation. I have never found that anyone felt that he had to die at the moment he was supposed to according to the no doubt correct methods of the insurance companies. There's no such thing. One doesn't feel obliged to die. And this is based on a reality. As soon as one gets into numbers one is not grasping the stage of spirituality at which a particular human individuality is. When one says such things, one is touching upon a certain mystery and an occult secret. This is based on the fact that one thinks that if one has 1,2,3,4,5 individualities and one counts them and then uses the number—already in counting them—that this must also be of importance for the spiritual world. But it is not important in the same way. Numbers enter in at the moment when the spiritual world breaks through and becomes manifest. As for instance when it becomes manifest in the world year or in breathing, or wherever the spiritual world breaks through. So that if one ascends to a spiritual consciousness, one needs the number at the boundary or threshold into the spiritual world. One doesn't get further there if one doesn't have a number or something similar to a number. But once on has crossed the threshold and one wants to do something with numbers, nothing fits. Therefore, when an occult writer like the Apocalypticer speaks of racial development which takes place on earth, he can very well say that there are so and so many people in this category—and we will see next time what these numbers mean—but a single human individuality cannot feel that he is affected by this, because these numbers refer to the development of races and not to human individualities. We will go into how all of this is possible the next time. |
291. Colour: The Connection of the Natural with the Moral-Psychical. Living in Light and Weight
10 Dec 1920, Dornach Tr. Harry Collison Rudolf Steiner |
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I have frequently stated in public lectures that when man applies natural laws to the universe, and looks into past times, he says to himself: Everything surrounding me has come out of the past, out of some nebular condition, and thus out of something purely material, which then was somehow differentiated and transformed, giving rise to the mineral, the vegetable, the animal and the human Kingdoms; a condition however which would somehow, even if in another form than in the beginning, also obtain at the end of the universe. |
Awake he does not notice how he lives in weight. But it is so. The fundamental experience of man in sleep is the life in light. In sleep he is not psychically sensible of weight, of the fact of weight; weight is, as it were, taken away form him. |
And, again, there emerges from these depths, something which has such a devastating effect on the social life. We must summon up the courage to illumine these things with the right light. But for this it is necessary to cultivate an enthusiasm for an outlook on life which really does combine the moral and physical world-orders, in which the light-giving sun can be regarded not only as the concentration of crumbling thought-worlds, but also as that which springs forth from the depths of the earth as the preparation for what lives on into the future, seedlike, permeating the world in accordance with Will. |
291. Colour: The Connection of the Natural with the Moral-Psychical. Living in Light and Weight
10 Dec 1920, Dornach Tr. Harry Collison Rudolf Steiner |
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In our last exposition we discussed the possibility of seeing what connection there is, on the one hand, in the Kingdom of Nature with the moral or the soul, and on the other hand, to see, in the soul, that which pertains to Nature. On this point modern humanity faces a disquieting riddle. I have frequently stated in public lectures that when man applies natural laws to the universe, and looks into past times, he says to himself: Everything surrounding me has come out of the past, out of some nebular condition, and thus out of something purely material, which then was somehow differentiated and transformed, giving rise to the mineral, the vegetable, the animal and the human Kingdoms; a condition however which would somehow, even if in another form than in the beginning, also obtain at the end of the universe. But then what is born in us as morality, as our ideals, will be faded and forgotten and there will be the great graveyard of the physical and in this final condition of the physical that which has arisen in man like foam-bubbles of psychic development will have no meaning, just because it is only a kind of foam-bubble. The only reality then would be that which has developed physically out of the primeval mists into the marked distinctions of the various beings, only to return to the universal state of cinders. Such a view of things, to which one must come if one acknowledges honestly the modern outlook on nature, such a view can never build a bridge between the physical and the moral or psychic. Therefore this philosophy, if it is not to be completely materialistic, seeing physical events as the only thing in the world, requires as it were, a second world—created out of the abstract. This second world, if one recognizes the first as given only to science, would be given only to faith. This faith, again indulges in the thought: Surely everything moral that arises in the human soul must have its compensation in the world; there must be something which rewards good and punishes evil, and so on. However philosophically you look at it, the result is the same. And in our time there are certainly people who acknowledge both views, in spite of the fact that they exist side by side without a bridge between them. There are people who believe everything the purely natural scientific view has to say, who subscribe to the Kant-Laplace theory of primeval mist, and everything in favour of a final cindery, slaggy condition of our evolution; and at the same time they acknowledge some religious view of things—that good works somehow find their reward, and evildoers are punished, and so on. This fact, that today there are many people whose souls are influenced by both the one and the other arises because in our time there is no little real activity of the soul, for, if there were, the same soul could not simply assume on the one hand a world-order which excludes the reality of the moral, and on the other acknowledge some power which rewards good and punishes evil. Compare with this bridgeless and lazy thought of so many modern people—these moral and physical points of view—what I explained to you here last time as a product of Spiritual Science. I pointed out to you that we see around us, first of all, the world of light-phenomena, that we therefore see in the outer world everything which is apparent to us through what we call light. I pointed out to you how dying world-thoughts are to be seen in everything that surrounds us in the form of light: world-thoughts which one in the untold past were thought-worlds of definite beings, thought-worlds from which world-beings in their time drew their world-secrets. We meet these thoughts as light today, they are, as it were, the corpses of thought, world-though that is dying. This meets us as light. You know (to know it we need only open my Occult Science at the right place) that if we look back into the far distant past, man was not the same as we know him today; there was only a sort of sense-machine during the Saturn epoch, for instance. You know also that at that time the universe was inhabited, as it is also now. But these other beings occupied the position within the universe which man holds today. We know that those spirits which we call the Archai or Primeval Powers, stood during the old Saturn epoch on the plane of humanity; they were not like the human beings of today, but they were on a corresponding footing; during the old Sun epoch Archangels stood on the human plane, and so on. We look back therefore into the past and say: as we now go through the world as thinking men, these also went as thinking beings with human character through that world. That which lived then in them has become external world-thought; and that which lived then in them as thought, so that it would be visible from outside as their light-aura, that appears in the realities of light. So that in the realities of light we have to see dying thought-worlds. Now darkness interplays with these light-realities, and opposite to the light there lives in the darkness what psychically and spiritually can be called the will, or with a more oriental application, love. If we look out into the world therefore, we see on one side the light-world, if I may so call it; but we should not see this light-world, which was after all always transparent to the senses, unless the darkness was perceptible in it. And in darkness we have to seek on the first plane of the psychic that which lives in us as will. Just as the outer world can be regarded as a clash of darkness and light, so our own inner selves, in so far as they expand in space, can be regarded as light and darkness. Except that for our own consciousness light is thought, imagination; the darkness in us is will which becomes goodness, love and so on. You see, we get here a philosophy of the world in which the soul contains not only what is psychic, and nature contains not only what is natural. We get here a philosophy in which nature is the result of former moral events, where light is “the dying world of thought.” Therefore we can also say: when we carry our thoughts in us, in so far as they live in us as thoughts, they are produced from our past. But we continually penetrate our thoughts with the will, out of the rest of our organism. For precisely what we call purest thought is the remains of our ancient past, penetrated by the will. So that even pure thought is penetrated by the will—as I have clearly expressed in the new edition of my The Philosophy of Spiritual Activity. But what we carry in us goes on into distant futures, and then what now is laid in us as the first seed, will shine in external phenomena. There will then be beings who look out into the world as we do now, and they will say: Nature shines round about us; why? Because men acted in a certain way on earth. For what we see now around us is the consequence of seed borne by former dwellers on earth. We stand here now and survey Nature. We can stand like dry, barren, abstract creatures, as the physicists do, and analyze light and its phenomena: we will then analyze them, being inwardly as cold as laboratory-workers; in the course of it some very beautiful, very intelligent things will be found, but we do not stand face to face with the outer world as complete human beings. We do that only when we can feel the message of the dawn's red, of the blue sky and of the green plant, when we can experience the sound of plashing waves. For “light” does not refer only to what is apparent to the eye, but I use the expression for all sense-perceptions. What do we see in all we observe around us? We see a world which certainly can uplift our soul, and in a sense is revealed to our soul as the world that we must have in order to be able to look with our sense on to a physical world. We do not stand there as complete beings if our attitude is that of a dry physicist. We are complete beings only if we say to ourselves: there the light and the sounds are the last presentation of what in long ages past beings formulated in their souls: we have to thank them. Our view then is not that of dry physicists, but of gratitude to those beings who so many millions years ago, let us say during the old Saturn time, lived as human beings as we do today, and who felt and experienced in such a way that we have today the wonderful world around us. That is an important result of a philosophy, steeped in reality, which leads to our realization of this. You realized it with the necessary intensity, you fill yourself with this necessity for feeling gratitude towards our far distant predecessors because it is they who have created for us our surroundings. Not only are you filled with this thought, but you must make up your minds to say: We must regulate our thoughts and feelings, according to a moral ideal which floats before us, so that those beings who come after us may look upon a world for which they can be as thankful to us as we can be to our far-off predecessors who now literally surround us as spirits of light. A complete philosophy leads, you see, to this world-feeling or this cosmic concept. A philosophy that is not complete leads indeed to all kinds of ideas or conceptions and theories of the world, but it does not satisfy the complete man, for it leaves his feeling empty. The first has its practical side, though man today scarcely realizes it. The man who takes the world today seriously, and who knows that he may not let it head for collapse, should look at the school and university of the future, which people do not enter at eight o'clock in the morning with a certain feeling of slackness and indifferent, and leave at eleven or twelve or one o'clock in the same mood, or at most with a slight pride that they are so and so much wiser ... let us assume they are! But we can envisage a future in which those people who leave at eleven or twelve or one o'clock step out from their places of learning with feelings towards the world that reach out into the universal: because side by side with their cleverness there is planted in their souls the feeling of gratitude towards the far-off past in which beings have worked to form our surrounding Nature as it is; and a great feeling of responsibility towards the world to b e, because our moral impulses will later become shining worlds. Of course it remains a question of faith, if you want to tell these people that the primeval mist is real and the future state of slag or cinders is real, and in between there are beings creating moral illusions which rise in them as foam. Faith does not lay down the last, though to be honest, it should. It is not essentially different for a man to say: There is a kind of compensation, for Nature itself is so arranged that a compensation takes place; my thoughts will become shining light. The moral organization of the world is revealed. What at one period is moral organization, is at another physical organization; and what at one time is physical organization was once moral organization. All moral things are therefore destined to emerge into physical things. Does the man who looks at Nature spiritually need still another proof that the world is morally organized? No; in Nature itself, spiritually seen, lies the justification of the moral order. One rises to this image when one regards man in his complete manhood. Let us start from a phenomenon we all experience every day. We know that the phenomenon of sleeping and waking means that man is released in his ego and his astral body from the physical and etheric body. What does this mean in reference to the Cosmos? Let us imagine it in a diagram. Imagine physical and etheric body, astral body and ego bound together during wakefulness and separated during sleep: What now is—I might call it—the cosmic difference between the two? Now if you consider the state of sleep, you experience light. And by experiencing light, you experience the dying world of past thoughts; and in doing so, you have a tendency to become aware of the spiritual as it stretches out into the future. That man today has only a dim perception of it doesn't alter the fact. What is for the moment essential is that we are in this state susceptible to the light. Now if we dip down into the body we become inwardly psychic—by which I mean that we are souls and not scales—we become psychically sensitive to darkness in contradistinction to light. This contradistinction is not merely a negative one, but we become aware of something else: as in sleep we were receptive of light, so in wakefulness we are sensible of weight. I said we are not scales, we are not sensible of weight in the sense that we weigh our bodies; but by diving down into our bodies we become inwardly and psychically sensible of weight. Do not be surprised if this at first seems somewhat vague. The ordinary consciousness is, for real psychic experience, as dormant in wakefulness as in sleep. In sleep man today does not consciously notice how he lives in light. Awake he does not notice how he lives in weight. But it is so. The fundamental experience of man in sleep is the life in light. In sleep he is not psychically sensible of weight, of the fact of weight; weight is, as it were, taken away form him. He lives in imponderable light; he knows nothing of weight; he learns to recognize this only inwardly, above all subconsciously. But it reveals itself at once to the imagination; he learns to recognize weight by diving down into his body. For spiritual-scientific research this is shown in the following manner. When you have risen to the stage of knowledge known as Imagination, you can observe the etheric body of a plant. In doing so you will feel inwardly that his etheric plant-body draws you continually upward, it is without weight. On the other hand when you look at the etheric body of a man, it has weight, even for the imaginative picture. You simply have the feeling it is heavy. And from this point you come to realize that the etheric body of man, for instance, is something which transfers the weight to the soul within. But it is a super-sensible primeval phenomenon. Asleep, the soul lives in light, and therefore in lightness. Awake, it lives in weight. The body is heavy; this force transfers itself to the soul: the soul lives in weight. This means something which is now carried over into the consciousness. Think of the moment of waking: what is it? When asleep—you lie in bed, you do not move, the will is crippled. It is true, vision is also crippled, but only because the will is. Vision is crippled because the will is not in your own body, and does not make use of the senses. The main fact is the crippling of the will. What makes the will active? This: that the soul feels weight through the body. This combined life with the soul produces in earthly man the fact of the will. And the will ceases in man himself when he is in the light. Thus you have the two cosmic forces, light and weight, as the great antitheses in the Cosmos. In fact, light and weight are cosmic antitheses. Think of the planets: weight draws towards the central point, light goes out from it into the whole universe. One imagines light only as quiescent: in reality it is directed outwards from the planet. Whoever thinks of weight as a force of attraction, with Newton, really things very materialistically; or he imagines some sort of demon or something sitting in the middle of the earth and pulling the stone with an invisible string. One speaks of a force of attraction which no one can every prove except in imagination. Now people are not able to realize it actually, but they speak of it, with Newton as the force of attraction. In western civilization the time will come when whatever exists must be somehow represented materially. Thus, someone could say to these people: Well, you want to represent the force of attraction as an invisible string, but then you will have to represent light at best as a kind of swinging away, as a shooting off. One could then represent light as a force of dispersion. It is enough for him who prefers to remain nearer reality, if he can simply realize the opposition, the cosmic opposition of light and weight. And now, many things that concern man are based on what I have been saying. If we have considered the daily event of going to sleep and awaking, we say: In going to sleep, man passes out from the field of weight, into the field of light. By living in the field of light, when he has lived long enough without weight, he gets again a strong longing to feel weight around him, and he returns once more to weight—he awakes. It is a continuous oscillation between life in light and life in weight, between going to sleep and awakening. If a man has developed his powers of perception sufficiently, he will be able to feel this sort of rising from weight into light, and the feeling of being possessed again by weight on awaking, as a personal experience. Now, think of something else: think of this: between birth and death man is bound to the earth, because his soul, having lived a time in light always hungers again for weight, and returns to the condition of weight. When a condition has been set up—we shall speak further of this—in which this hunger for weight no longer exists, man will follow light more and more. He does this up to a certain point, and when he has arrived at the outermost periphery of the universe, he has exhausted that which gave him weight in his lifetime; then begins a new longing for weight and he begins his path over again, back to a new incarnation. So that in that interval also between death and a new birth, at the midnight hour of existence, there arises a kind of hunger for weight. This is man's longing to return to a new earth-life. Now while he is returning to earth he has to go through the spheres of the other adjacent heavenly bodies. Their effect on him is various and the result of these influences he brings with him into the physical life. So you see the question is important: What influence have the stars in the spheres through which he travels? For according to his passage through his stellar sphere, his longing for earth-weight is variously formed. Not the earth alone radiates, as it were, a certain weight which is the object of man's longing, but also the other heavenly bodies, through whose sphere he travels, as he moves towards a new life, influence him with their weights. So that man, while returning, can get into different situations, which justify one in saying this: Man while returning to earth longs once more to live in the earth-weight. But first he passes through the sphere of Jupiter, who also radiates a weight of such a kind as to add something joyful to the longing for the earth's weight. Thus the longing takes on a joyful mood. Man passes through the sphere of Mars. Mar's weight influences him also, and implants activity in his soul, which is joyfully longing for the earth's weight, so that he may use forcefully the next life from birth to death. The soul has reached the stage of possessing in its subconscious depths the impulse clearly to long for the earth's weight, and to use earthly incarnation forcefully, so that the joyful longing is expressed with intensity. Man passes also through the sphere of Venus. With this joy and strength and longing is mingled a loving understanding of life's tasks. You note, we are speaking of several different weights, issuing from the heavenly bodies, and are connecting them with the living contents of the soul. We are seeking, again, in looking out into universal space, to assess what is spread out in physical space in moral terms. Knowing that will lies in weight, and that light is the opposite of will, we may say that Mars radiates light, as do Jupiter and Venus also, and that in the forces of weight lies at the same time modification through light. We know, in light are dying world-thoughts, in the forces of weight lie worlds to come through the seeds of will. All this streams through the souls moving in space. We are looking at the world physically, and, at the same time, morally. The physical and moral do not exist side by side, but in his limitations, man is disposed to say: here, on one side, is the physical, there on the other, the moral. No, they are only different aspects, in itself the thing is one. The world which develops towards light, develops at the same time towards a compensating revelation. Moral world-order reveals itself out of the natural world-order. You must be clear that such a view of the universe is not reached through a philosophical interpretation, but that one grows into it by learning gradually through Spiritual Science to spiritualize physical concepts: for thus it takes on a moral quality of its own accord. And if you learn to look through the physical world into the world in which the physical has ceased to be and the spiritual exists, you will find the moral element is present. It would be possible even now to explain quite “learnedly” what I have just said. You have this line, which is not an ellipse, because it is more rounded, here. (See Diagram 2) [Dr. Steiner was here describing on the blackboard the three variations of the curve of Cassini. One of them is similar to an ellipse, the second to a figure of eight (Lemniskate) the third is composed of two separated parts. –Ed.] An ellipse would be like this: but that is only a special form of this line, this line could also, if we altered the mathematical equation, take this form. It is then the same line as the other: one time I go round like this and close here ... under certain conditions I do not go up here to the top like this—but round here—and return again, closing at the base. But the same line has still another shape. If I begin here, I must apparently close here also; now I must leave the level, the space, must cross here and return here. Now I must leave space again, continuing here, and closing at the base. The line is only modified somewhat; these are not two lines, but only one; it has also only one mathematical equation; it is a simple line, only I have gone out of space. If I continue this demonstration another possibility arises: I can simply take this line (Lemniskate) (figure 8), but I can also represent it so that half of it lies in space; by coming round here—I must leave space and finish it off so: here is the other half, but outside ordinary space, not inside. It is also there. And if one developed this method of perception which mathematicians, if they would, could certainly do today, one would come to the other conception—of leaving space and returning into it. That is something which corresponds to reality. For every time you undertake something, you think: before you will it, you go out of space, and when you move your you return again. In between, you are outside of space: then you are on the other side. This conception must be thoroughly developed—from the other side of space. Then you arrive at the conception of what is truly super-sensible, and above all at the conception of the moral element in its reality. Today it is so difficult, because people will divide everything they want to experience according to dimension, weight and number, whereas in fact the reality leaves space at every point, I might say, and returns again to it. There are people who imagine a solar system with comets in it. They say: the comet appears, traverses a huge ellipse, and after a long time returns. In the case of many comets that is not true. It is like this: comets appear, go out, disintegrate there, cease to be, but form themselves again on the other side and return again, describe in fact lines which do not return at all. Why? Because comets leave space and return at quite another place. This is certainly possible in the Cosmos, that comets somehow disintegrate out of space and return again at a totally different place. I must point out that Spiritual Science could deal with the most learned scientific concepts if it had the chance or possibility of permeating with spirit that which is today carried on without spirit, particularly in the so-called exact sciences. Unfortunately this possibility does not exist; things especially like Mathematics, etc., are pursued today for the most part in the most materialistic way. And therefore Spiritual Science is called upon to make itself known to educated laymen, there were many with pretensions to learning to reproach it. Spiritual Science can deal with the highest scientific conceptions, and this with full exactitude, because it is conscious of its responsibility. Among all its other tasks, Spiritual Science has the task of purging our mental atmosphere from those mists of untruthfulness which obtain not only in outward life, but which can be shown to exist in the very heart of every science. And, again, there emerges from these depths, something which has such a devastating effect on the social life. We must summon up the courage to illumine these things with the right light. But for this it is necessary to cultivate an enthusiasm for an outlook on life which really does combine the moral and physical world-orders, in which the light-giving sun can be regarded not only as the concentration of crumbling thought-worlds, but also as that which springs forth from the depths of the earth as the preparation for what lives on into the future, seedlike, permeating the world in accordance with Will. |
204. Materialism and the Task of Anthroposophy: Lecture II
03 Apr 1921, Dornach Tr. Maria St. Goar Rudolf Steiner |
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Difficult though it may be for modern thought to admit to errors in the events of nature—something that spiritual science has to do—it is obvious for people today to admit that there are actual errors in the results that arise in the course of the historical development and manifest themselves, so to speak, in the communal, social sphere. These errors cannot be corrected by mere logic, but demand comprehension based on the conditions that gave rise to them. |
In considering these three systems in the human being, we have, first of all, pointed out the fundamental difference between them. I have already drawn your attention yesterday to the fact that, by means of the same drawing, two men with entirely different world views wanted to clarify matters relating to the human head organization as well as to the processes of human thinking. |
We can only say that we observe the metabolic processes of the external world; we try to penetrate into them with the aid of the laws of objective perception. Thus we attain knowledge of the external metabolism in nature. The instant this outer metabolism is transformed and metamorphosed into out inner metabolism it becomes something quite different; it turns into something in which dwells the element that discloses itself only to Intuition. |
204. Materialism and the Task of Anthroposophy: Lecture II
03 Apr 1921, Dornach Tr. Maria St. Goar Rudolf Steiner |
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Before I begin, let me emphasize that this lecture does not form part of the sequence of lectures presented in the context of the courses,1 but in a certain respect is intended to relate to what I have outlined yesterday evening. There, we dealt with studying that particular form of development within humanity's historical evolution that occurred in the middle and also in the second half of the nineteenth century; the evolutionary impulse of materialism. I said that in these considerations our attention should not be turned so much to materialism in general, which calls for other viewpoints, but rather to theoretical materialism, to materialism as a world view. I drew attention to the fact that this materialism must be confronted with a sufficiently critical mind, but that, on the other hand, materialism has been a necessary phase of evolution in the history of mankind. We cannot simply speak of rejecting it and say that it is an aberration; materialism needs to be understood. For the one does not exclude the other. Particularly in these reflections it is important to extend the sphere of thoughts relating to truth and error further than is ordinarily the case. It is generally said that in the logical life of thoughts it is possible either to err or to find the truth. What is not mentioned is that under certain circumstances the glance we cast upon the external world may discover errors in outer reality. Difficult though it may be for modern thought to admit to errors in the events of nature—something that spiritual science has to do—it is obvious for people today to admit that there are actual errors in the results that arise in the course of the historical development and manifest themselves, so to speak, in the communal, social sphere. These errors cannot be corrected by mere logic, but demand comprehension based on the conditions that gave rise to them. In thinking, all we have to do is reject error. We have to extricate ourselves from error and, overcoming it, reach truth. But in the case of errors rooted in the factual realm we must always say that they also have a positive aspect and are of value in a certain sense for the development of mankind. Theoretical materialism of the nineteenth century should therefore not merely be condemned in a narrow, one-sided manner; instead, we should grasp its significance in human evolution. Theoretical materialism consisted in the fact—and what remained of it still consists in this—that man devotes himself to a conscientious and exact investigation of the external material facts, that in a certain sense he loses himself in this world of facts. Then, proceeding from this investigation of facts, he attains to a view of life that tends to the conclusion that there is no other reality except the world of facts, and that everything pertaining to soul and spirit is, after all, merely a product of the material course of events. Even a conception of life such as this was necessary during a certain epoch of time, and the only danger would be a rigid adherence to it so that it could influence the further development of humanity in an age when other contents have to enter human consciousness. Let us try today and investigate the actual basis of this evolutionary impulse leading to theoretical materialism. We come to it when, from a certain standpoint, we picture once more the threefold nature of the human organism.2 I have characterized it on many occasions. I have said: We must distinguish within the whole organization of the human being the part that, in regard to his physical being, may be designated as the organization of the senses and nerves. This is chiefly concentrated in the human head, but in a certain sense it extends over the whole human organism, also penetrating the other parts of it. As a second member we have the rhythmical organization. We encounter it chiefly in the rhythm of breathing and in the circulation of the blood. The third part in a wider sense is the metabolic organization of the human being, including the whole system of the human limbs. The human limb system is a system of movement, and every form of movement is basically an expression of our metabolic processes. One day, when people will investigate more closely what really takes place in the metabolic processes whenever the human being moves, they will discover the intimate connection between the limb system and the metabolic system. In considering these three systems in the human being, we have, first of all, pointed out the fundamental difference between them. I have already drawn your attention yesterday to the fact that, by means of the same drawing, two men with entirely different world views wanted to clarify matters relating to the human head organization as well as to the processes of human thinking. I pointed out that it so happened that I was once present at a lecture given by an extreme materialist. He wished to describe the life of the soul, but he actually described the human brain, the individual sections of the brain, the connecting fibers, and so on. He arrived at a certain picture, but this picture he drew on the blackboard was, for him, only the expression of what goes on materially and physically in the human brain. At the same time, he saw in it the expression of soul life, particularly the conceptual life. Another man, a philosopher of the school of Herbart, spoke of thoughts, of associations of thoughts, of the effect one thought has upon another, etc., and he said he could make use of the same picture on the blackboard. Here, quite empirically, I should say, we encounter something most interesting. It is this that somebody for whom the observation of the soul life is something quite real, at least in his thoughts—this must always be added in case of Herbartianism—clarifies to himself the activity of the soul life by using the same picture employed by the other lecturer, who depicts the soul life by trying to set forth only the processes in the human brain. Now, what lies at the foundation of this? The fact is that in its plastic configuration the human brain is indeed an extraordinarily faithful replica of what we know as the life of thought. In the plastic configuration of the human brain, the life of thought really does express itself, we might almost say, in an adequate manner. In order to follow this thought to its conclusion, however, something else is needed. What ordinary psychology and also Herbart's psychology designate as chains of thoughts, as thought associations in the form of judgments, logical conclusions and so on, should not remain a mere idea. At least in our imagination—even if we cannot rise to clairvoyant Imaginations—we should allow it to culminate in a picture; the tapestry of logic, the tapestry presented to us by psychology of the life of thought, the teaching of the soul life, should be allowed to culminate in a picture. If we are in fact able to transform logic and psychology in a picture-like, plastic way into an image, then the human configuration of the brain will emerge. Then we shall have traced a picture, the realization of which is the human brain. On what is this based? It is based on the fact that the human brain, indeed the whole system of nerves and senses, is a replica of an Imaginative element.3 We completely grasp the wonderful structure of the human brain only when we learn to investigate Imaginatively. Then, the human brain appears as a realized human Imagination. Imaginative perception teaches us to become familiar with the external brain, the brain we come to know through psychology and anatomy, as a realized Imagination. This is significant. Another fact is no less important. Let us bear in mind that the human brain is an actual human Imagination. We are indeed born with a brain, if not a fully developed one, at least with a brain containing the tendencies of growth. It tries to develop to the point of being a realized Imaginative world, to be the impression of an Imaginative world. This is, as it were, the ready-made aspect of our brain, namely, that it is the replica of an Imaginative world. Into this impression of the Imaginative world we then build the conceptual experiences attained during the time between birth and death. During this period we have conceptual experiences; we conceive, we transform the sense perceptions into thoughts; we judge, we conclude, and so on. We fit this into our brain. What kind of activity is this? As long as we live in immediate perception, as long as we remain in the interplay with the external world, as long as we open our eyes to the colors and dwell in this relationship with colors, as long as we open our organs of hearing to sounds and live within them, the external world lives on in us by penetrating our organism through the senses as through channels. With our inner life, we encompass this external world. But the moment we cease to have this immediate experience of the outer world—something I already called your attention to yesterday—the moment we turn our eye away from the world of colors, allow our ear to become inattentive to the resounding of the external world, the moment we turn our senses to something else, this concreteness—our interplay with the external world in perceiving—penetrates into the depths of our soul. It may then be drawn to the surface again in the form of pictures by memory. We may say that during our life between birth and death insofar as our thought life is concerned, our interplay with the external world consists of two parts: the immediate experience of the external world in the form of perceptions and the transformed thoughts. We surrender, as it were, completely to the present; our inner activity loses itself in the present. Then, however, this immediate activity continues. To begin with, it is not accessible to our consciousness. It sinks down into the subconscious but may be drawn to the surface again into memory. In what form, then, does it exist in us? This is a point that can be explained only by a direct view attainable in Imagination. A person who honestly pursues his way in his scientific striving cannot help but admit to himself that the moment the riddle of memory confronts him he cannot advance another step in his research. For due to the fact that the experiences of the immediate present sink down into the subconscious, they become inaccessible to ordinary consciousness; they cannot be traced further. But when we work in a corresponding way upon the human soul by means of the soul-spiritual exercises that have frequently been discussed in my lectures, we reach a stage where we no longer lose sight of the continuations of our direct life of perceptions and thoughts into conceptions that make memories possible. I have often explained to you that the first result of an ascent to Imaginative thinking is to have before your soul, as a mighty life-tableau, all your experiences since birth. The stream of experience normally flows along in the unconscious, and the single representations, which emerge in memory, rise up from this unconscious or subconscious stream through a half-dreamy activity. Those who have developed Imaginative perception are offered the opportunity to survey the stream of experiences as in one picture. You could say that the time that has elapsed since birth then takes on the appearance of space. What is normally within the subconscious is then beheld in the form of interconnected pictures. When the experiences that otherwise escape into the subconscious are thus raised to direct vision, we are able to observe this continuation of present, immediate perceptual and thought experiences all the way into conceptions that can be remembered. It is possible to trace what happens in us to any sort of experience we have in our mind, from the point in time when we first lose sight of it until the moment we recall it again. After all, between experiencing something and remembering it again something is taking place continuously in the human organism, something that becomes visible to imaginative perception. It is possible to view it in Imaginations, but it is now revealed in a quite special way. The thoughts that have lost themselves, as it were, in the subconscious region an activity connected with our life-impulses, our impulses of growth; they stimulate an activity in us that is related to our impulse of death. The significant result revealing itself to Imaginative perception in the way I could only allude to today is the following: Human beings do not connect the memory-activity, leading to the renewal of thinking, of thought and perceptual experiences, with what calls us into physical life and maintains digestion in this life, so that substances that have become useless are replaced by usable ones, and so on. The power of memory that descends into the human being is not related to this ascending life system in man. It is linked to something we also bear within us ever since our birth, something we are born with just as we are born with the forces through which we live and grow. It is connected with what then appears to us, concentrated into one moment, in regard to the whole organism in dying. Death only appears as a great riddle as long as it is not observed within the continuous stream of life from birth to death. Expressing myself paradoxically, I might say that we die not only when we die. In reality, we die at every moment of our physical life. By developing within our organism the activity leading to memory as recollective thinking—and in ordinary physical life every form of cognition is actually linked up with memory—insofar as this cognition is developed, we die continuously. A subtle form of death, proceeding from our head organization, is forever going on within us. By carrying out this activity that continues on into memory, we constantly begin the act of dying. But the forces of growth existing in the other members of the human organism counteract this process of death; they overcome the death forces. Thus we maintain life. If we only depended on our head organization, on the system of nerves and senses, each moment in life would really become a moment of death for us. As human beings we continuously vanquish death, which streams out, as it were, from our head to the remaining organism. The latter counteracts this form of death. Only when the remaining organization becomes weakened, exhausted through age or some kind of damage, thus preventing the counteraction against the death-bearing forces of the human head, only then does death set in for the whole organism. Indeed, in our modern thinking, in the thinking of today's civilization, we really work with concepts that lie side by side like erratic blocks, without being able to correctly recognize their interrelationship. Light must enter into this chaos of erratic blocks constituting our world of concepts and thoughts. On the one hand, we have human cognition which is so intimately tied to the faculty of memory. We observe this human cognition and have no idea of its kinship to our conception of death. And because we are completely ignorant of this relationship, what could otherwise be deciphered in life remains so enigmatic. We are unable to connect the experiences of everyday life with the great extraordinary moments of experience. The insufficient spiritual view over what lies around as fragmentary blocks in our conceptual world brings it about that despite the splendid achievements of the nineteenth century life has gradually become so obscure. Let us now consider the second system, the second member of the human organization, the rhythmical organization. It is also present in the human head organization. The interior of the human head breathes together with the breathing organism. This is an external physiological fact. But the breathing process of the human head lies, as it were, more within; it conceals itself from the system of nerves and senses. It is covered over by what constitutes the chief task of the head organization. Still, the human head has its own concealed rhythmical activity. This activity becomes evident mainly in the human chest organization, in those processes of the human organism that are centered in the organs of breathing and in the heart. When we observe the outward appearance of this organization, unlike in the case of the head organization, we cannot see in it a kind of plastic image for what exists as its counterpart in the soul, namely, the life of feeling. When we observe the soul experiences, our feelings manifest as something more or less undefined. We have sharp contours in our thoughts. We also have clear concepts of thought associations. In the details pertaining to our life of feeling we have no such sharp outlines. There, everything interpenetrates, moves and lives. You will not find an Herbartian who, in making an outline of the life of emotion, would characterize this in a sketch that might resemble one drawn by an anatomist or a physiologist for the lungs or the heart and circulatory system. Here, you find that such a relationship does not exist between the inner soul element and the outer aspects. This is also the reason why Imaginative cognition does not suffice to bring before the soul this relationship between the soul's life of feeling and the rhythmical system. For this we need what I have characterized in my books as Inspiration, Inspirative perception. This special form of perception through Inspiration attains to the insight that our emotional life has a direct link to the rhythmical system. Just as the system of nerves and senses is linked to the conceptual life, so the rhythmical life is linked to the life of feelings. But, metaphorically speaking, the rhythmical system is not the wax impression of the emotional life in the same way that the brain's configuration is the wax impression of the conceptual life. Consequently we cannot say that our rhythmical system is an Imaginative replica of our life of feeling. We must say instead that what unfolds and lives in us as the rhythmical system has come about through cosmic Inspiration, independently of any human knowledge. It is inspired into us. The activity carried out in the breathing and in the blood circulation is not merely something that lives within us enclosed by our skin; it is a cosmic event, like lightning and thunder. After all, through our rhythmical system, we are connected with the outer world. The air that is now within me was outside before; it will be outside again the next moment. It is an illusion to believe that we only live enclosed within our skin. We live as a member of the world that surrounds us, and the form of our rhythmical system, which is closely connected to our movements, is inspired into us out of this world. Summing this up, we can say: As the basis of the human head we have, first of all, the realization of an Imaginative world. Then, in a manner of speaking, below what thus realizes itself as an Imaginative world, we have the realm of the rhythmical system, an Inspired world. Concerning our rhythmical system, we can only say: An Inspirative world is realized within it. How do matters stand in regard to our metabolic system, our limb-system? Metabolism belongs together with the limb-system, as I have pointed out already. Our metabolic processes stand in a direct relationship with our volitional activity. But this relationship reveals itself neither to Imaginative nor to Inspirative perception. It discloses itself only to Intuitive cognition, to what I have described in my books as “Intuitive knowledge.” This explains the difficulty of seeing in the external physical processes of metabolism the realization of a cosmic Intuition. This metabolism, however, is also present in the rhythmical system. The metabolism of the rhythmical system conceals itself behind the life-rhythm, just as the life-rhythm conceals itself behind the activity of nerves and senses in the human head. In the case of the human head we have a realized Imaginative world; hidden behind it a realized Inspirative world in regard to the rhythm in the head. Still further behind this, there is the metabolism of the head, hence a realized Intuitive element. Thus we can comprehend our head, if we [see] in it the confluence of the realized Imaginative, Inspired, and Intuitive elements. In the human rhythmical system the Imaginative is omitted; there we have only the realization of the Inspired and Intuitive elements. And in the metabolic system Inspiration, too, is omitted; there, we are dealing only with the realization of a cosmic Intuition. In the threefold human organism, we thus bear within us first the organization of the head, a replica of what we strive for in cognition through Imagination, Inspiration, and Intuition. In trying to understand the human head, we should really have to admit to ourselves that with mere external, objective knowledge gained through the observation of the outer sensory world, which is not even Imagination and does not rise up to the Intuitive element, we should stop short of the human head. For the inner being of the human head begins to disclose itself only to Imaginative knowledge; behind this lies something still deeper that reveals itself to Inspiration. In turn, behind this, lies something that makes itself known to Intuitive knowledge. The rhythmical system is not even accessible to Imagination. It reveals itself only to Inspirative cognition, and what is concealed beneath it is the Intuitive element. Within the human organism, we certainly ought to find metabolism incomprehensible. The true standpoint in regard to the human metabolism can be none other than the following. We can only say that we observe the metabolic processes of the external world; we try to penetrate into them with the aid of the laws of objective perception. Thus we attain knowledge of the external metabolism in nature. The instant this outer metabolism is transformed and metamorphosed into out inner metabolism it becomes something quite different; it turns into something in which dwells the element that discloses itself only to Intuition. We would therefore have to say: In the world that presents itself to us as the sensory realm, the most incomprehensible of all incomprehensible problems is what the substances, with which we become familiar externally through physics and chemistry, accomplish within the human skin. We would have to admit: we must rise up to the highest spiritual comprehension if we want to know what really takes place within the human organism in regard to the substances we know so well in their external aspects in the world outside. Thus we see that in the structure of our organism there are, to begin with, three different activities. First of all, something that discloses itself to Intuitive knowledge is active in the structure of the human organism, building it up out of the world's substances. In addition something is active in this organism that reveals itself to Inspirative knowledge; it fits the rhythmical system into the metabolic organism. Finally, something is active in the human organism that reveals itself to Imaginative knowledge; it builds in the nervous system. And when this human organism enters through birth into the external physical world, all that is ready-made, as it were, by virtue of its own nature, then evolves further inasmuch as human beings develop objective knowledge between birth and death. Concerning this objective knowledge we have seen that it is tied to the activity of memory; it is not connected with constructive but with destructive forces. We have seen that this form of knowledge is a slow dying proceeding from the head. We may therefore say that the human organism was built up through what could be comprehended by means of Intuition, Inspiration, and Imagination. This dwells in this human organism in a manner inaccessible to present-day cognition. On the other hand, what is built into our organism between birth and death by means of our objective insights breaks down and destroys this organism. We actually think and form concepts on the basis of this destruction when we unfold our conceptual life, the life of thoughts. We really cannot be materialists when we comprehend what this knowledge, so intimately linked with the faculty of memory consists of. For if we wanted to be materialists, we would have to imagine that we are built up by forces of growth; that those forces are active that absorb the substances and transmit them to the various organs in order to bring about, in a wider sense, the digestive processes within our organism. We should have to picture this faculty, inherent in growth, digestion, and the constructive forces in general, continuing and culminating somewhere in the conceptual process, in thinking which arrives at objective knowledge. Yet this is not the case. The human organism is built up through something that is accessible to Intuition, to Inspiration, and to Imagination. Our organism is built up when it has absorbed these forces into itself. But then regression begins, the process of decay, and what brings this decay about is ordinary knowledge between birth and death. Through the processes of ordinary perception we do not build anything into the constructive forces; rather, by destroying what has been built up, we create, first of all, the foundations for a continuous element of death in ourselves. Into this continuing element of death we place our knowledge. We do not immerse ourselves in material elements when we think; no, we destroy the material element. We hand it over to the forces of death. We think our way into death, into the destruction of life. Thinking, ordinary perception, is not related to growing, budding life. It is related to death, and when we observe human perception, we do not find an analogy for it in the natural formations including the human brain. We discover an analogy only in the corpse that decays after death. For what the decaying body represents, I might say, intensively, in a certain greatness, must continuously take place within us when we perceive objectively in the ordinary sense of the word. Look upon death if you wish to comprehend the cognitive process. Do not look upon life in a materialistic manner; look upon what represents the negation, the elimination of life. Then you arrive at a comprehension of thinking. To be sure, what we call death then acquires an entirely different meaning; based on life it attains to a different significance. Even external phenomena enable us to grasp such things. Yesterday, I said to you that the culmination of the materialistic world view lies in the middle or in the last third of the nineteenth century. This culmination viewed death as something that must absolutely be rejected. In a sense people at that time felt noble by viewing death in this way, as ending life. Life alone they wanted to consider and wished to see it as ending with death. Frequently, one looks back somewhat disdainfully upon the “child-like folk-consciousness.” Take the word “verwesen,” (to decompose) which points to the process of what occurs after death. The prefix “ver” always indicates a movement towards what the word expresses. “Verbruedern” (to become like brothers, to fraternize) means to move in the direction of becoming brothers; “versammeln” (to gather together) indicates moving in the direction of gathering, of meeting. In the vernacular, “verwesen” does not mean decomposing, ceasing to be; it means moving in the direction of Wesen, of being, of life. Such word formations, connected with a spiritual way of grasping the world during the epoch of instinctive knowledge, have become exceedingly rare. In the nineteenth century people materialized everything; they no longer lived in the spiritual essence permeating the word. Many examples could be cited to show that the culmination of materialism became evident even in speech. We can therefore understand that after the human being had been developed, as I said yesterday, to a point of culmination by forces that disclose themselves to Inspiration, Intuition, and Imagination, he then attained to the highest culmination in the nineteenth century, followed in turn by a decadence. We can understand that the human being distanced himself, as it were, from the power enabling him to comprehend himself inwardly by developing in the strongest measure the forces that, as conceptual forces, are most akin to death, the forces of abstraction. It is from this point that it is possible, proceeding from today's lecture, to advance to what constitutes the actual, essential impulse within what we may call the materialistic impulse of knowledge in human history.
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169. Toward Imagination: The Immortality of the I
06 Jun 1916, Berlin Tr. Sabine H. Seiler Rudolf Steiner |
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In a way, our celebration of Christmas follows the laws of the earth: when the nights are longest and the days shortest, when the earth is frozen, we withdraw into ourselves and seek the spiritual insofar as it lives in the earth. |
When he first came to the university in Vienna, he was heart and soul for socialism; he had a passion for it and was the most ardent social democrat you can imagine. One of the plays he now disavows, The New Humanity, is written from this socialist standpoint. I think it is out of print now. It has many pages of social democratic speeches that cannot be produced on stage. Then the German National Movement developed in Vienna, and Hermann Bahr became an ardent nationalist and wrote his Great Sin, which he now also repudiates. |
169. Toward Imagination: The Immortality of the I
06 Jun 1916, Berlin Tr. Sabine H. Seiler Rudolf Steiner |
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It would not be fitting to speak of Pentecost in our fateful time in the same way as in earlier days. We are living in a time of severe ordeals, and we cannot look only for the lofty feelings that warm our souls. If we have any right and true feeling at all, we cannot possibly, even for a moment, forget the terrible pain and suffering in our time. It would even be selfish for us to want to forget this pain and suffering and to give ourselves up to contemplations that warm our souls. Therefore it will be more appropriate today to speak of what may be useful in these times—useful insofar as we have to look for the reasons of the great sufferings of our time in our prevailing spiritual condition. As we have found in many of our previous talks here, we have to realize that we must work on the development of our souls particularly in these difficult times so that humanity as a whole can meet better days in the future. Nevertheless, I would like to begin with some thoughts that can lead us to an understanding of the meaning of Pentecost. In the course of the year there are three important festivals, Christmas, Easter, and Pentecost. Everyone will feel the great difference between them—everyone, that is, whose feelings have not become dulled, as in the case of most of our contemporaries, to the meaning of these festivals in the evolution of humanity and the universe. The difference in our feelings for these festivals is expressed in the external symbolism of the festivities connected with them. Christmas is pre-eminently celebrated as a festival for the joy of children, a festival that in our times—though not always—includes a Christmas tree, brought into our houses from snow- and ice-clad nature. And we remember the Christmas plays we have performed here on several occasions, plays that have for centuries uplifted even the simplest human hearts, guiding them to the mighty event that came to pass once in the evolution of the earth—the birth of Jesus of Nazareth in Bethlehem. The birth of Jesus of Nazareth is a festival connected almost by nature to a world of feelings that was born out of the Gospel of St. Luke, particularly out of its most popular parts that are easiest to understand. Thus, Christmas is a festival of what is universally human. It is understood, at least to a certain extent, by children and by people who have remained childlike in their hearts, and it brings into these hearts something great and tremendous that is then taken up into consciousness. Easter, however, although celebrated at the time of nature's awakening, leads us to the gates of death. We can characterize the difference between the two festivals by saying that while there is much that is lovely and speaks to all human hearts in Christmas, there is something infinitely sublime in Easter. To celebrate Easter rightly, our souls must be imbued with something of tremendous sublimity. We are led to the great and sublime idea that the divine being descended to earth, incarnated in a human body, and passed through death. The enigma of death and of the preservation of the eternal life of the soul in death—Easter brings all this before our souls. We can have deep feelings for these festivals only when we remember what we know through spiritual science. Christmas and the ideas it evokes are closely connected with all the festivals ever celebrated to commemorate the birth of a Savior. Christmas is connected with the Mithras festival, which celebrates the birth of Mithras in a cave. Thus, Christmas is a festival closely linked with nature, as symbolized by the Christmas tree. Even the birth it celebrates is a part of nature. At the same time, because Christmas celebrates the birth of Jesus of Nazareth, which has great significance particularly for us in spiritual science, it includes much that is spiritual. As we have often said, the spirit of the earth awakens in winter and is most active when nature appears to be asleep and frozen. Christmas leads us into elemental nature; the lighting of the Christmas candles should be our symbol of the awakening of the spirit in the darkness of winter, the awakening of the spirit in nature. And if we want to understand the relationship between Christmas and human beings, we have to think of what connects us to nature even when we are spiritually separated from it, as in sleep when our astral body and our I ascend as spirit into the spiritual world. The etheric body, though also spirit, remains bound to the outer, physical body. Elemental nature, which comes to life deep inside the earth when it is shrouded in wintry ice, is present in us primarily in the etheric body. It is not just a mere analogy, but a profound truth that Christmas also commemorates our etheric, elemental nature, our etheric body, which connects us with what is elemental in nature. If you consider everything that has been said over many years about the gradual paralyzing and diminishing of humanity's forces, you will be struck by the close relationship between all the forces living in our astral body and the events bringing us this diminishing and death. We have to develop our astral body during life and take in what is spiritual by means of it, and therefore we take into ourselves the seeds of death. It is quite wrong to believe that death is connected with life only outwardly and superficially; there is a most intimate connection between death and life, as I have often pointed out. Our life is the way it is only because we are able to die as we do, and this in turn is connected with the evolution of our astral body. Again, it is not just an analogy to say that Easter is a symbol of everything related to our astral nature, to that part of our nature through which we leave our physical body when we sleep and enter the spiritual world—the world from which the divine spiritual Being descended who experienced death in the person of Jesus of Nazareth. If I were speaking in a time when the sense for the spiritual was more alive than it is in ours, then what I have just said would quite likely be taken more as reality. However, nowadays it is taken as merely symbolic. People would then realize that the celebration of Christmas and Easter is also intended to remind us of our connection with elemental nature and with the nature that brings spiritual and physical death. In other words, the festivals are tokens reminding us that we bear a spiritual element in our astral and etheric bodies. But in our age these things have been forgotten. They will come to the fore again when people decide to work at understanding such spiritual things. In addition to the etheric and astral bodies, we bear another spiritual element in us—the I. We know how complex this I is and that it continues from incarnation to incarnation. Its inner forces build the garment, so to speak, that we put on with each new incarnation. We rise from the dead in the I to prepare for a new incarnation. It is the I that makes each of us a unique individual. We can say our etheric body represents in a sense everything birth-like, everything connected with the elemental forces of nature. Our astral body symbolizes what brings death and is connected with the higher spiritual world. And the I represents our continual resurrection in the spirit, our renewed life in the spiritual world, which is neither nature nor the world of the stars but permeates everything. Just as we can associate Christmas with the etheric body and Easter with the astral body, so Pentecost can be connected with the I. Pentecost represents the immortality of our I; it is a sign of the immortal world of the I, reminding us that we participate not only in the life of nature in general and pass through repeated deaths, but that we are immortal, unique beings who continually rise again from the dead. And how beautifully this is expressed in the elaboration of Christmas, Easter, and Pentecost! Just think, Christmas as we celebrate it is directly connected with earthly events; it follows immediately upon the winter solstice, that is, at the time when the earth is shrouded in deepest darkness. In a way, our celebration of Christmas follows the laws of the earth: when the nights are longest and the days shortest, when the earth is frozen, we withdraw into ourselves and seek the spiritual insofar as it lives in the earth. Thus Christmas is a festival bound to the spirit of the earth. It reminds us continually that as human beings we belong to the earth, that the spirit had to descend from the heights of the world and take on earthly form to become one of us children of the earth. On the other hand, Easter is linked to the relationship between sun and moon and is always celebrated on the first Sunday after the first full moon in spring, that is, the first full moon after the twenty-first day of March. We fix the date of Easter according to the relative position of sun and moon. You see how wonderfully Christmas is connected with the earth and Easter with the cosmos. Christmas reminds us of what is most holy in the earth, and Easter of what is holiest in the heavens. Our Christian festival of Pentecost is related in a beautiful way to what is above the stars: the universal spiritual fire of the cosmos, individualized and descending in fiery tongues upon the Apostles. This fire is neither of the heavens nor of the earth, neither cosmic nor merely terrestrial, but permeates everything, yet it is individualized and reaches every human being. Pentecost is connected with the whole world! As Christmas belongs to the earth and Easter to the starry heavens, so Pentecost is directly connected to every human being when he or she receives the spark of spiritual life from all the worlds. What all humanity received in the descent of the divine human being to earth is given to each individual in the fiery tongues of Pentecost. The fiery tongues represent what is in us, in the universe, and in the stars. Thus, especially for those who seek the spirit, Pentecost has a special, profound meaning, summoning us again and again to seek anew for the spirit. I think in our age we have to take these festive thoughts a step further and consider them more deeply than we would at other times. For how we will extricate ourselves from the sorrowful and disheartening events of our times will largely depend on how deeply we can grasp such thoughts. Our souls will have to work their way out of these events. In certain circles people are already beginning to feel that. And I would add that particularly people who are close to spiritual science should increasingly feel this necessity of our times to renew our spiritual life and to rise above materialism. We will overcome materialism only if we have the good will to kindle the flames of the spiritual world within ourselves and to truly celebrate Pentecost inwardly, to take it with inner seriousness. In our recent talks here we have spoken about how difficult it is for people to find what is right in this area of the renewal of spirituality under the conditions of the present age. We see nowadays a development of forces we cannot admire enough; yet we lack adequate feelings to respond to them. When feelings become as necessary for the spiritual, people will realize that it is important to celebrate and not neglect the inner Pentecost in our soul. Some people—of course, not you, my dear friends, who have after all participated in such studies for several years—might well think our recent talks here smack of hypochondria and carping.1 I think the very opposite is true, for it seems to me absolutely necessary to point out the things we talked about because people should know where to intervene spiritually in the course of human evolution. In fact, here and there other people also realize what is essential for our times. The grandson of Schiller, Alexander von Gleichen-Russwurm, has written a nice little book called Cultural Superstition.2 As I read it, I was reminded of many things I said to you here. For instance, I told you that spiritual science should not remain merely a lifeless theory. Instead, it must flow into our souls so that our thinking becomes really enlivened, truly judicious, and flexible, for only then can it get to the heart of the tasks of our age. In this connection, let me read you a few sentences from this booklet Cultural Superstition by Alexander von Gleichen-Russwurm.
And von Gleichen-Russwurm, this grandson of Schiller, traces the fact that we have forgotten how to think far back in history:
Then von Gleichen-Russwurm says we cannot do without thinking. He shows this by painting a strange picture of our present time, which we must always think about and cannot forget even for a moment.
This state of things compels Schiller's grandson to consider the necessity of enlivening thinking. However, I have not been able to find, either in this pamphlet or in his other writings, that he is looking in the right direction for the true sources of enlivened thinking. It is indeed not easy to celebrate Pentecost in our soul nowadays, not at all easy. Now I have here the book of a man who has taken great pains in the last few years to understand Goethe—as far as he found it possible—and who has gone to great lengths to understand our spiritual science.3 This very man, who has really tried to understand Goethe and is delighted that he is now beginning to do so, had earlier written nine novels, fourteen plays, and nine volumes of essays. His case is very characteristic of the difficulties people have nowadays in finding their way to spiritual life. In his latest book, the tenth volume of his essays, he says how glad he is to have found Goethe at last and to have the opportunity to try to understand him. One can see from this tenth volume of essays that the author is really trying very hard to comprehend Goethe. But think what it means that a man who has written so many novels, so many plays, and who is quite well-known, admits now when he is perhaps fifty or fifty-one that he is just beginning to understand Goethe. Now his latest book is called Expressionism. The writer is Hermann Bahr.4 Hermann Bahr is the man I just described. I haven't counted all his plays; he wrote still more, but he disavows the earlier ones. It is not difficult for me to speak about Bahr because I have known him since his student days; indeed I knew him quite well. You see, he wrote on every kind of subject, and much of his writing is very good. He says of himself that he has been an impressionist all his life, because he was born in the age of impressionism. Now let us define in a few words what impressionism really is. We will not argue about matters of art, but let us try to understand what people like Hermann Bahr mean by impressionism. Consider the work of artists such as Goethe, Schiller, Shakespeare, Corneille, Racine, Dante—or take whomever you want. You will find that what they considered great about their art was that they had perceived the external world and then worked with it spiritually. In art the perception of the outer world unites with what lives in the spirit. Goethe would have denied the status of “art” to all works that do not strive for such a union of nature and spirit. But in modern times what is called impressionism has emerged. Hermann Bahr grew up with it and is now aware that he has been an impressionist in all he did. When he discussed paintings—and many of his essays are about painting—he did so from the standpoint of impressionism. When he wrote about painting, he wanted to be an impressionist himself, and that is what he was, and still is in his own way. Now what does such a man mean by impressionism in art? He means by impressionism that the artist is utterly afraid to add anything out of his or her own soul to the external impression given by nature. Nothing must be added by the soul. Of course, under such conditions no music could be created; but Bahr excluded music. Neither could there be architecture. Music and architecture can therefore never be purely impressionist. However, in painting and in poetry pure impressionism is quite possible. Very well, as far as possible everything coming out of the artist's own soul was to be excluded. Thus, the impressionist painters tried to create a picture of an object before they had properly perceived it, before they had in any way digested the visual impression. In other words, looking at the object, and then right away, if possible, capturing it before one has added anything to the picture and the impression it evoked—that is impressionism! Of course, there are different interpretations of impressionism, but this is its essential nature. As I said in a public lecture in Berlin, Hermann Bahr is a man who champions whatever he thinks to be right at the moment with the greatest enthusiasm. When he first came to the university in Vienna, he was heart and soul for socialism; he had a passion for it and was the most ardent social democrat you can imagine. One of the plays he now disavows, The New Humanity, is written from this socialist standpoint. I think it is out of print now. It has many pages of social democratic speeches that cannot be produced on stage. Then the German National Movement developed in Vienna, and Hermann Bahr became an ardent nationalist and wrote his Great Sin, which he now also repudiates. By that time, after having been a socialist and a nationalist, Bahr had reached the age when men in Austria are drafted for military service, and so at nineteen he became a soldier. He had left behind socialism and nationalism and now became a soldier, a passionate soldier, and developed an entirely military outlook on life. For a year he was a soldier, a one-year volunteer. After this he went for a short time to Berlin. In Berlin he became—well, he did not become a fervent Berliner; he couldn't stand that, so he never became an ardent Berliner. But then he went to Paris where he became an enthusiastic disciple of Maurice Barrès and people of his ilk. He was also an ardent follower of Boulanger who just at that time was playing an important role.5 Well, I don't want to rake up old stories, and so I will not tell you of the passionate Boulangist letters the enthusiastic Bahr wrote from Paris at that time. Then he went to Spain, where he became inflamed with enthusiasm for Spanish culture, so much so that he wrote an article against the Sultan of Morocco and his rotten behavior toward Spanish politics. Bahr then returned to Berlin and worked for a while as editor of the journal Freie Bühne, but, as I said, he never became an ardent Berliner. Then he went back and gradually discovered Austria. After all, he was born in Linz. Oh, sorry, I didn't mention that before all this he had also been to St. Petersburg where he wrote his book on Russia and became a passionate Russian. Then he returned and discovered Austria, its various regions and cultural history and so on. Bahr was always brilliant and sometimes even profound. He always tried to convey what he saw by just giving his first impression of it, without having mentally digested it. As you can imagine, it can work quite well to give only the first impression. A socialist—nothing more than the first impression; German nationalist or Boulangist—nothing more than the first impression; Russian, Spaniard, and so on and so forth. And now to be looking at the different aspects of the Austrian national character—doubtlessly an extraordinarily interesting phenomenon! But just imagine: Bahr has now reached the age of fifty, and suddenly expressionism appears on the scene, the very opposite of impressionism. For many years Hermann Bahr has been lecturing in Danzig. On his way there he always passed through Berlin, but without stopping. He is fond of the people of Danzig and claims that when he speaks to them, they always stimulate him to profound thoughts, something that does not happen in any other German town. Well, the people of Danzig asked him to give a lecture there on expressionism. But just think what that means to Hermann Bahr, who has been an impressionist all his life! And only now does expressionism make its appearance! When he was young and began to be an impressionist, people were far from delighted with impressionist pictures. On the contrary, all the philistines, the petty bourgeois—and of course other people too—considered them mere daubing. This may often have been true, but we will not argue about that now. Hermann Bahr, however, was all aglow and whosoever said anything against an impressionist painting was of course a narrow-minded, reactionary blockhead of the first order who would have nothing unless it was hoary with age and who was completely unable to keep pace with the progress of mankind. That is the sort of thing you could often hear from Hermann Bahr. Many people were blockheads in those days. There was a certain coffee-house in Vienna, the Café Griensteidl , where such matters were usually settled. It used to be opposite the old Burgtheater on the Michaeler Platz but is now defunct. Karl Kraus, the writer who is also known as “cocky Kraus” and who publishes small books, wrote a pamphlet about this coffee-house, which back in 1848 had Lenau and Anastasius Grün among its illustrious guests.6 When the building was torn down, Kraus wrote a booklet entitled Literature Demolished.7 The emergence of impressionism was often the topic of discussion in this coffee-house. As we have seen, Hermann Bahr had been speaking for years about impressionism, which runs like a red thread through all the rest of his metamorphoses. But now he has become older; expressionists, cubists, and futurists have come along, and they in turn call impressionists like Hermann Bahr dull blockheads who are only warming over the past. To Hermann Bahr's surprise the rest of the world was not greatly affected by their comments. However, he was annoyed, for he had to admit that this is exactly what he had done when he was young. He had called all the others blockheads and now they said he was one himself. And why should those who called him a blockhead be less right than he had been in saying it of others? A bad business, you see! So there was nothing else for Hermann Bahr but to leam about expressionism, particularly as he had been asked by the people of Danzig, whom he loved so much, to speak about it. And then it was a question of finding a correct formula for expressionism. I assure you I am not making fun of Hermann Bahr. In fact, I like him very much and would like to make every possible excuse for him—I mean, that is, I like him as a cultural phenomenon. Hermann Bahr now had to come to terms with expressionism. As you will no doubt agree, a man with a keen and active mind will surely not be satisfied to have reached the ripe age of fifty only to be called a blockhead by the next generation—especially not when he is asked to speak about expressionism to the people of Danzig who inspire him with such good thoughts. Perhaps you have seen some expressionist, cubist, or futurist paintings. Most people when they see them say, We have put up with a great deal, but this really goes too far! You have a canvas, then dashes, white ones running from the top to the bottom, red lines across them, and then perhaps something else, suggesting neither a leaf nor a house, a tree nor a bird, but rather all these together and none in particular. But, of course, Hermann Bahr could not speak about it like this. So what did he do? It dawned upon him what expressionism is after much brooding on it. In fact, through all his metamorphoses he gradually became a brooding person. Now he realized (under the influence of the Danzig inspiration, of course!) that the impressionists take nature and quickly set it down, without any inner work on the visual impression. Expressionists do the opposite. That is true; Hermann Bahr understood that. Expressionists do not look at nature at all—I am quite serious about this. They do not look at anything in nature, they only look within. This means what is out there in nature—houses, rivers, elephants, lions—is of no interest to the expressionist, for he looks within. Bahr then went on to say that if we want to look within, such looking within must be possible for us. And what does Bahr do? He turns to Goethe, reads his works, for example, the following report:
Goethe could close his eyes, think of a flower, and it would appear before him as a spiritual form and then of itself take on various forms.
Now if you are not familiar with Goethe and with the world view of modern idealism and spiritualism, you will find it impossible to make something of this right away. Therefore, Hermann Bahr continued reading the literature on the subject. He lighted on the Englishman Galton who had studied people with the kind of inner sight Goethe had according to his own description.9 As is customary in England, Galton had collected all kinds of statistics about such people. One of his special examples was a certain clergyman who was able to call forth an image in his imagination that then changed of itself, and he could also return it to its first form through willing it. The clergyman described this beautifully. Hermann Bahr followed up these matters and gradually came to the conclusion that there was indeed such a thing as inner sight. You see, what Goethe described—Goethe indeed knew other things too—is only the very first stage of being moved in the etheric body. Hermann Bahr began to study such fundamental matters to understand expressionism, because it dawned on him that expressionism is based on this kind of elementary inner sight. And then he went further. He read the works of the old physiologist Johannes Müller, who described this inner sight so beautifully at a time when natural science had not yet begun to laugh at these things.10 So, Bahr gradually worked his way through Goethe, finding it very stimulating to read Goethe, to begin to understand him, and in the process to realize that there is such a thing as inner sight. On that basis he arrived at the following insight: in expressionism nature is not needed because the artist captures on canvas what he or she sees in this elementary inner vision. Later on, this will develop into something else, as I have said here before. If we do not view expressionism as a stroke of genius, but as the first beginnings of something still to mature, we will probably do these artists more justice than they do themselves in overestimating their achievements. But Hermann Bahr considers them artists of genius and indeed was led to admit with tremendous enthusiasm that we have not only external sight through our eyes, but also inner sight. His chapter on inner sight is really very fine, and he is immensely delighted to discover in Goethe's writings the words “eye of the spirit.” Just think for how many years we have already been using this expression. As I said, Bahr has even tried to master our spiritual science! From Bahr's book we know that so far he has read Eugene Levy's description of my world view.11 Apparently, Bahr has not yet advanced to my books, but that day may still come. In any case, you can see that here a man is working his way through the difficulties of the present time and then takes a position on what is most elementary. I have to mention this because it proves what I have so often said: it is terribly difficult for people in our age to come to anything spiritual. Just think of it: a man who has written ten novels, fourteen plays, and many books of essays, finally arrives at reading Goethe. Working his way through Goethe's writings, he comes to understand him—though rather late in his life. Bahr's book is written with wonderful freshness and bears witness to the joy he experienced in understanding Goethe. Indeed, in years past I often sat and talked with Hermann Bahr, but then it was not possible to speak with him about Goethe. At that time he naturally still considered Goethe a blockhead, one of the ancient, not-yet-impressionist sort of people. We have to keep in mind, I think, how difficult it is for people who are educated in our time to find the way to the most elementary things leading to spiritual science. And yet, these are the very people who shape public opinion. For example, when Hermann Bahr came to Vienna, he edited a very influential weekly called Die Zeit. No one would believe us if we said that many people in the western world whose opinions are valued do not understand a thing about Goethe, and therefore cannot come to spiritual science on the basis of their education—of course, it is possible to come to spiritual science without education. Yet Bahr is living proof of this because he himself admits at the age of fifty how happy he is finally to understand Goethe. It is very sad to see how happy he is to have found what others were looking for all around him when he was still young. By the same token, to see this is also most instructive and significant for understanding our age. That somebody like Hermann Bahr needs expressionism to realize that one can form ideas and paint them without looking at nature shows us that the trend-setting, so-called cultural world nowadays lives in ideas that are completely removed from anything spiritual. It takes expressionism for him to understand that there is an inner seeing, an inner spiritual eye. You see, all this is closely connected with the way our writers, artists, and critics grow up and develop. Hermann Bahr's latest novel is characteristic of this. It is called Himmelfahrt (“Ascension”).12 The end of the book indicates that Bahr is beginning to develop yet another burning enthusiasm on the side—all his other passions run like a red thread through the novel—namely, a new enthusiasm for Catholicism. Anyone who knows Bahr will have no doubt that there is something of him in the character of Franz, the protagonist of his latest novel. The book is not an autobiography, nor a biographical novel; yet a good deal of Hermann Bahr is to be found in this Franz. A writer—not one who writes for the newspapers; let's not talk about how journalists develop because we don't want the word “develop” to lose its original meaning—but a writer who is serious about writing, who is a true seeker, such as Hermann Bahr, cannot help but reveal his own development in the character of his protagonist. Bahr describes Franz's gradual development and his quest. Franz tries to experience everything the age has to offer, to learn everything, to look for the truth everywhere. Thus, he searches in the sciences, first studying botany under Wiessner, the famous Viennese botanist, then chemistry under Ostwald, then political economy and so on.13 He looks into everything the age has to offer. He might also have become a student of ancient Greek under Wilamowitz, or have learned about philosophy from Eucken or Kohler.14 After that, he studies political economy under Schmoller; it might just as well have been in somebody else's course, possibly Brentano's.15 After that, Franz studies with Richet how to unravel the mysteries of the soul; again it might just as well have been with another teacher.16 He then tries a different method and studies psychoanalysis under Freud.17 However, none of this satisfies him, and so he continues his quest for the truth by going to the theosophists in London. Then he allows someone who has so far remained in the background of the story to give him esoteric exercises. But Franz soon tires of them and stops doing them. Nevertheless, he feels compelled to continue his quest. Then Franz happens upon a medium. This psychic has performed the most remarkable manifestations of all sorts for years. And then the medium is exposed after Franz, the hero of the book, has already fallen in love with her. He goes off on a journey, leaving in a hurry as he always does. Well, he departs again all of a sudden, leaving the medium to her fate. Of course, the woman is exposed as a spy—naturally, because this novel was written only just recently. There are many people like Franz, especially among the current critics of spiritual life. Indeed, this is how we must picture the people who pronounce their judgments before they have penetrated to even the most elementary first stages. They have not gone as far as Hermann Bahr, who after all, by studying expressionism, discovered that there is an inner seeing. Of course, Hermann Bahr's current opinions on many things will be different from those he had in the past. For example, if he had read my book Theosophy back then, he would have judged it to be—well, never mind, it is not necessary to put it into Bahr's words.18 Today he would probably say there is an inner eye, an inner seeing, which is really a kind of expressionism. After all, now he has advanced as far as the inner seeing that lives today in expressionism. Well, never mind. These are the ideas Hermann Bahr arrived at inspired by the people of Danzig, and out of these ideas he then wrote this book. I mention this merely as an example of how difficult it is nowadays for people to find their way to spiritual science. This example also shows that anyone with a clear idea of what spiritual science intends has the responsibility, as far as possible and necessary, to do everything to break down prejudices. We know the foundations of these prejudices. And we know that even the best minds of our age—those who have written countless essays and plays—even if they are sincerely seeking, reach the most elementary level only after their fiftieth year. So we have to admit that it is difficult for spiritual science to gain ground. Even though the simplest souls would readily accept spiritual science, they are held back by people who judge on the basis of motivations and reasons such as the ones I have described. Well, much is going on in our time, and, as I have often said, materialistic thinking has now become second nature with people. People are not aware that they are thinking up fantastic nonsense when they build their lofty theories. I have often entertained you with describing how the Kant- Laplace theory is taught to children in school. They are carefully taught that the earth at one time was like a solar nebula and rotated and that the planets eventually split off from it. And what could make this clearer than the example of a drop: all you need is a little drop of oil, a bit of cardboard with a cut in the middle for the equatorial plane, and a needle to stick through it. Then you rotate the cardboard with the needle, and you'll see the “planets” splitting off just beautifully. Then the students are told that what they see there in miniature happened long ago on a much larger scale in the universe. How could you possibly refute a proof like this? Of course, there must have been a big teacher out there in the universe to do the rotating. Most people forget this. But it should not be forgotten; all factors must be taken into account. What if there was no big teacher or learned professor standing in the universe to do the rotating? This question is usually not asked because it is so obvious—too obvious. In fact, it is really a great achievement to find thinking people in what is left of idealism and spiritualism who understand the full significance of this matter. Therefore I have to refer again and again to the following fine passage about Goethe by Herman Grimm, which I am also quoting in my next book.19
Indeed, later generations will wonder how we could ever have taken such nonsense for the truth—nonsense that is now taught as truth in all our schools! Herman Grimm goes on to say:
As you know, a more spiritual understanding of Darwinism would have led to quite different results. What Grimm meant here and what I myself have to say is not directed against Darwinism as such, but rather against the materialistic interpretation of it, which Grimm characterized in one of his talks as violating all human dignity by insisting that we have evolved in a straight line from lower animals. As you know, Huxley was widely acclaimed for his answer to all kinds of objections against the evolution of human beings from the apes—I think the objections were raised by a bishop, no less.20 People applauded Huxley's reply that he would rather have descended from an ape and have gradually worked his way up to his current world view from there, than have descended in the way the bishop claimed and then have worked his way down to the bishop's world view. Such anecdotes are often very witty, but they remind me of the story of the little boy who came home from school and explained to his father that he'd just learnt that humans are descended from apes. “What do you mean, you silly boy?” asked the father. “Yes, it's true, father, we do all come from the apes,” said the boy, to which the father replied, “Perhaps that may be the case with you, but definitely not with me!” I have often called your attention to many such logical blunders perpetrated against true thinking and leading to a materialistic interpretation of Darwinism. But these days, people always have to outdo themselves. We have not yet reached the point where people would say they have gone far enough; no, they want to go still further and outdo themselves grandiosely. For example, there is a man who is furious about the very existence of philosophy and the many philosophers in the world who created philosophies. He rails at all philosophy. Now this man recently published a volley of abuse against philosophy and wanted to find an especially pithy phrase to vent his rage. I will read you his pronouncement so you can see what is thought in our time of philosophy, by which people hope to find the truth and which has achieved a great deal, as you will see from my forthcoming book: “We have no more philosophy than animals.” In other words, he not only claims we are descended from animals, but goes on to demonstrate that even in our loftiest strivings, namely in philosophy, we have not yet advanced beyond the animals because we cannot know more than the animals know. He is very serious about this: “We have no more philosophy than animals, and only our frantic attempts to attain a philosophy and the final resignation to our ignorance distinguish us from the animals.” That is to say, knowing that we know as little as cattle is the only difference between us and the animals. This man makes short work of the whole history of philosophy by trying to prove that it is nothing but a series of desperate attempts by philosophers to rise above the simple truth that we know no more of the world than the animals. Now you will probably ask who could possibly have such a distorted view of philosophy? I think it may interest you to know who is able to come up with such an incredible view of philosophy. As a matter of fact, the person in question is a professor of philosophy at the university in Czernowitz! Many years ago he wrote a book called The End of Philosophy and another one called The End of Thinking, and he just recently wrote The Tragicomedy of Wisdom, where you can find the sentences I quoted. This man fulfills the duties of his office as professor of philosophy at a university by convincing his attentive audience that human beings know no more than animals! His name is Richard Wahle, and he is a full professor of philosophy at the university in Czemowitz.21 We have to look at things like this, for they bear witness to how “wonderfully far” we have advanced. It is important to look a bit more closely at what is necessary in life, namely, that the time has come when humanity has to resolve to take the inner Pentecost seriously, to kindle the light in the soul, and to take in the spiritual. Much will depend on whether there are at least some people in the world who understand how the Pentecost of the soul can and must be celebrated in our time. I do not know how long it will be before my book is ready, but I have to stay here until it is finished, and so we may be able to meet again next week for another lecture.
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298. Rudolf Steiner in the Waldorf School: Address and discussion at a parents' evening
09 May 1922, Stuttgart Tr. Catherine E. Creeger Rudolf Steiner |
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What is prescribed for the second grade? How must the lesson be organized according to law?” A free school is one in which the teachers’ actions are underlain by a very specific knowledge of how children grow up, of which forces of body and soul are present in them and of which ones must be developed. |
Thus it is a matter of course for us to depend on the parents being in harmony with us and giving their time and attention to a method of education that derives from what is purely human. This is what we need today, and in a social sense, too. Social issues are not resolved in the way we often imagine today. They are resolved by putting the right people into public life, and this will happen only if people are able to grow up really healthy in body and soul. |
If they are capable of finding the right ways of working together with other people, then it will be possible to resolve the individual human and social issues. From the discussion A question Is asked about the Abitur: Dr. |
298. Rudolf Steiner in the Waldorf School: Address and discussion at a parents' evening
09 May 1922, Stuttgart Tr. Catherine E. Creeger Rudolf Steiner |
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Ladies and gentlemen! What I would like to do on this occasion is not actually to give a lecture, but rather to encourage as widespread an understanding as possible between those who are involved in the leadership and work of the Waldorf School and the parent body. The reason for this is that I really believe that this understanding, this working together of the parents with the teachers and others involved in the leadership of the school is something extraordinarily necessary and significant. Allow me to begin by describing an experience I had not long ago, an experience that will illustrate the importance of the issue I have just pointed out. Several weeks ago it was my task to take part in the festival in Stratford-on-Avon in England, a festival organized to celebrate the birthday of Shakespeare.1 This Shakespeare festival was one that took place wholly under the influence of education issues. It was organized by people who are deeply interested in the education of children and adults. It can also be said that during this entire festival the world of Shakespearean art merely provided a background, since the actual issues that were being dealt with were contemporary issues in education. On this occasion one of the small effects, or perhaps even one of the large effects, of the pedagogical course that I held at Christmas at our Goetheanum in Dornach became evident.2 Some of the people involved in this Shakespeare festival had taken part in this course. Now, not far from London there is a boarding school which is not very large yet, but which is headed by a person who was present at the Dornach course and who took from there the impulse to introduce what we can now call Waldorf pedagogy, the Waldorf system of education, into this boarding school and perhaps also to apply it in expanding the school.3 We were invited to see this educational establishment, and in the course of the visit various questions were raised regarding how the school is being run at present and what could be done to transplant the spirit of the system of education that is fostered here in the Waldorf School to their situation. One question in particular came up for discussion. The people in charge said that they were doing well with the children; each year they accept as many children as the small size of the establishment permits. The most difficult thing for them, however, was working together with the parents, and the reason for the difficulty—and this is certainly an international concern—was that nowadays the older generation everywhere has certain very specific views on how education is supposed to proceed. There are many reasons why parents send their children to one boarding school rather than another. But when there actually is a slight deviation from what they are accustomed to, it is very easy for disagreements to arise between the school and the parents. And this is something that really cannot be tolerated in an independent system of education. The boarding school in question was experiencing especially great difficulties in this regard. What I am attempting to do now is neither to criticize nor to make recommendations, but simply to state the facts. In this school, in spite of the fact that it is a residential facility, there are no domestic employees at all. All the work of maintaining the school is done by the children and teachers. Cleaning the hallways, washing the dishes, planting the vegetables, taking care of the chickens so that they provide eggs—the list could go on and on. The children are involved in all kinds of work, and you certainly get the impression that things are run very differently there than in most other boarding schools. The children also have to cook and do everything else, and this goes on from first thing in the morning until late in the evening. It is also evident that the teachers and residential staff put a lot of energy into doing these things with the children. As I said, my intention is neither to criticize nor to advocate what they are doing; I only want to present it to you. Now it can happen that when the children go home on vacation and tell their parents about everything they have to do, the parents realize that they had not imagined it like that, and they cannot understand it. That is why it is so difficult to sustain harmony with the parents in this case. I describe this case only in order to point out how necessary we feel it to be, if we take a system of education seriously, to work together in complete harmony with the children’s parents. Now of course our situation in the Waldorf School is different. We have no residential facility, we simply have a school where we naturally have to keep the principles of child-rearing in mind while providing academic instruction. Nevertheless, you can rest assured that working together with the parent body is a fundamental element in what we in the Waldorf School regard as our task. In running the school, an infinite number of questions constantly arise with regard to the weal and woe of the children, their progress, their physical and mental health—questions that can be solved only in partnership with the parents. This is why it will actually become more and more necessary for these parents’ evenings to evolve—and all the circumstances will have to be taken into account—and to become a more frequent event in the running of our school. Our Waldorf School is meant to be a truly independent school, not only in name but in its very essence, and simply because it is meant to be an independent school of this sort, we are dependent on help from the parent body to an extraordinary extent. It is my conviction that if we have the desire to work together with the parents, this will call forth nothing but the deepest satisfaction on the part of all the parents. The Waldorf School is an independent school. You see, ladies and gentlemen, what it actually means to be an independent school must be stated over and over again, and it cannot be stated strongly enough for the simple reason that in broader circles today it is scarcely possible to realize the extent of our need for independent schools of this sort. The prejudice of thousands of years is working against us, and this is how it works. We do not need to look back very far in humanity’s evolution to find a school system, especially a primary school system, that was independent to a very great extent. But at that time independence caused a lot of illiteracy because few people sought out formal education. Then, in the course of humanity’s evolution in civilized areas, the desire began to grow in people to promote a certain educational basis for our interactions in society. At this point I cannot go into how this desire arose, but it came about at a time when people had renounced their allegiance to the old gods and now expected to receive all the blessings of humanity’s evolution and everything needed to advance it from a new god, the god of the State. Central Europe in particular was an area where people were especially intent on seeing the god of the State as a universal remedy, especially in the education of children. In those times, the principle that was applied as a matter of course was that parliaments and large advisory bodies and so on were gatherings in which geniality could flourish, even if the individuals involved in these representative gatherings were not impressive in their degree of enlightenment. The opinion prevailed that by gathering together, people would become smart and would then be able to determine the right thing to do in all circumstances. However, some individuals with a very good and profound understanding of these matters, such as the poet Rosegger,4 for example, were of a different opinion. Rosegger coined the expression—forgive me for mentioning it—"“One person is a human being; several are people; many are beasts.” Although this puts it a bit radically, it does contradict the opinion that has developed in the last few centuries, namely that all things state-related will enable us to determine what is right with regard to educating children. And so our school system simply continued to develop in the belief that there was no alternative to having everything spelled out for the school system by the political community. Now, an independent school is one that makes it possible for the teachers to introduce into the educational system what they consider essential on the immediate basis of their knowledge of the human being and of the world and of their love for children. A non-independent school is one in which the teacher has to ask, “What is prescribed for the first grade? What is prescribed for the second grade? How must the lesson be organized according to law?” A free school is one in which the teachers’ actions are underlain by a very specific knowledge of how children grow up, of which forces of body and soul are present in them and of which ones must be developed. It is a school in which the teachers can organize what they have to do each day and in each lesson on the basis of this knowledge and of their love for children. People do not have a very strong feeling for how fundamentally different a non-independent school is from an independent school. The real educational abilities of the teachers can develop only in an independent school. That people actually do not have any real feeling for these things at present is the reason why it is so difficult to continue to make progress with an independent school system. We must not succumb to any illusions in this regard. Just a few hours before leaving to come here, I received a letter informing me that after a long time had been spent working to open a school similar to the Waldorf School in another German city, the request for permission had been turned down. This is a clear sign that the further evolution of our times will not favor an independent school system. This is something I want to ask the parents of our dear schoolchildren to take to heart especially: We must lavish care and attention on this Waldorf School we have fought for, this school in which the independent strength of the faculty will really make the children grow up to be allaround capable and healthy human beings. We must be aware that, given the contemporary prejudices we confront, it will not be easy to get something like a second Waldorf School. At the same time, it should be pointed out that this Waldorf School, which has not yet been in existence for three years, is something that is presently being talked about all over the civilized world. You see that it is nonetheless of significance—think about what I said about the school near London—that a group of people have gotten together to bring a Waldorf School into existence there. We can also look at this issue from the much broader perspective of the need to do something to restore the position of the essential German character in the world. You can be sure, however, that the significance of this German essence will be recognized only when its spiritual content, above all else, is given its due in the world. This is what people will ask for if they meet the world in the right way. They will become aware of needing it. For this to happen, we really need to penetrate fully into the depths of this German essence and to become creative on the basis of it. This is evident from something such as the vehement, sometimes tumultuous educational movement that could be experienced at the Shakespeare festival, which showed that there is a need all over the world for new impulses to be made available to the educational system. The impossibility of continuing with the old forms is a concern for all of civilized humanity. The fact of the matter is, the things that are being fostered in the Waldorf School give us something to say about educational issues that are being brought up all over the world. But we also have almost all of the world’s prejudices against us, and we are increasingly faced with the prospect of having our independence taken away, at least with regard to the lower primary school classes. It is extraordinarily difficult to combat these prejudices, and the Waldorf School can do so only by making its children grow up to be what they can beonly as a result of the independent strength of the faculty. For this, however, we need an intimate and harmonious collaboration with the parent body. At an earlier parents’ meeting I was able to attend, I pointed out that simply because we are striving for an independent school system, we are dependent on being met with understanding, profound understanding, on the part of the parents. If we have this understanding, we will be able to work properly, and perhaps we will also be able after all to show the true value of what is intended with the Waldorf School. At that time I emphasized that we must strive to really derive our educational content from an understanding of the being of the child and the child’s bodily nature. Since to observe the child is to observe the human being, it is possible to observe children in this way only if we are striving for an understanding of the human being as a whole, as anthroposophy does. We must say again and again that it is not our intention to introduce anthroposophy into the school. The parents will have no grounds for complaining that we are trying to introduce anthroposophy as a world-view. But although we are avoiding introducing anthroposophy into the school as a world-view, we are striving to apply the pedagogical skill that can come only from anthroposophical training as to how we handle the lessons and treat the children. We have placed the Catholic children at the disposal of the Catholic priest and the Protestant children at the disposal of the Protestant pastor. We have independent religious instruction only for those whose parents are looking for that, and it too is completely voluntary; it is set up only for those children who would otherwise probably not take part in any religious instruction at all. So you see this is not something we stress heavily. Whatever we have to say with respect to our world-view is strictly for adults. But I would like to say that what anthroposophy can make of people, right down to the skill in their fingertips, applies especially to teachers and educators. In dealing with children and with instructional content, what we should strive for is to have the children find their way quite naturally into everything that is presented to them in school, as a matter of course. We should assess carefully in each instance what is right at a particular stage of childhood. You know that we do not introduce learning to read and write in the same way that is often used today. When the children begin to learn to write, we develop the shapes of the letters, which are otherwise something foreign to them, out of something the children turn to with inner contentment as a result of some form of artistic activity, of their artistic sense of form. The reason why our children learn to write and read somewhat later is that if we take the nature of the child into account, reading must come after writing. Those who are accustomed to the old ways of looking at things will object to this, saying that the children here learn to read and write much later than in other schools. But why do children in other schools learn to read and write earlier? Because people do not know what age is good for learning to read and write. We should first ask ourselves whether it is altogether justified to require children to read and write with any degree of fluency by the age of eight. If we expand on these ways of looking at things, more comprehensive views develop, as we can experience in a strange way: Anyone who knows a lot about Goethe knows that if we had approached him with what is demanded academically of twelve-year-olds today, he would not have been able to do it at that age. He would not have been able to do it even at age sixteen, and yet he still grew up to be the Goethe we know of. Austria had an important poet, Robert Hamerling.5 As a young man, he did not set out to become a poet—that was something his genius did for him. He wanted to be a high school teacher, and he took the teacher certification exam. It is written in his certificate that he demonstrated an extremely good knowledge of Latin and Greek, but that he was not capable of handling the German language well and was thus only fit to teach the lowest class. But he went on to become the most important modern poet of Austria. And he wrote in the German language, not in Slovakian. Our educational impulses must take their standard from actual life. The essential thing about our method of education is that we keep the child’s whole life in mind; we know that if we present the child with something at age seven or eight, this must be done in such a way that it will grow with the child, so that it will still stay with the person in question at age thirty or forty, and even for the rest of his or her life. You see, the fact of the matter is that the children who can read and write perfectly at age eight are stunted with regard to certain inner emotional impulses that lead to health. They really are stunted. It is a great good fortune for a child to not yet be able to read and write as well at age eight as is expected today. It is a blessing for that child’s bodily and emotional health. What we need to foster must be derived from the needs of human nature. We must have a subtle understanding of this, and not merely know the right answer. It is easy to stand in front of a class of children and to figure out that this one said something right, but that one said something wrong, and then to correct the wrong thing and make it right. However, there is no real educational activity being practiced in that. There is nothing essential to the human development of a child in having the child do compositions and assignments and then correcting them so the child is convinced that he or she has made mistakes. What is essential is to develop a fine sense for the mistakes the children make. Children make mistakes in hundreds of different ways. Each child makes different mistakes, and if we have a fine sense of how different the children are with regard to the mistakes they make, then we will discover what to do to help them make progress. Isn't it true that our perspectives on life are all different? A doctor does not have the same perspectives on an illness that a patient has. We cannot ask a patient to fall in love with a particular illness, and yet we can say that a doctor is a good doctor if he or she loves the illness. In our case, it is a question of falling in love, in a certain respect, with the interesting mistakes the children make. We get to know human nature through these mistakes. Excuse me for expressing myself radically, but these radical statements are really necessary. For a teacher, keeping track of mistakes is more interesting than keeping track of what the children do right. Teachers learn a lot from the children’s mistakes. But what do we need in addition to all this? We also need a strong and active inner love for human beings, for children. This is indispensable for teachers. At this point innumerable questions arise. We are concerned about a particular child’s health of body and soul. We see this child for a few hours a day; for the rest of the time we must have confidence, complete confidence, in the child’s parents. This is why the teachers and educators of our Waldorf School always appeal to this confidence, and why they are so eager to work in harmony with the parents for the well-being of the children. As a rule, this is not something that is aspired to in a non-independent school to anywhere near the same extent; there people stick to observing the rules. That is why the very idea of independence in education often meets with very little understanding today. In some countries, if you talk about independent schools, people will tell you that while things may be like that in Germany, they do not need to found independent schools because their teachers are already free. Teachers themselves will tell you that. It is astonishing that they respond like that, because we can tell that the people who are answering no longer have any idea that they could feel unfree. They do what they are ordered to do. It does not occur to them that it could happen differently, so they do not even feel that things could be different. Just think of how different your situation is from other people’s with regard to understanding the Waldorf system of education. Other people have to make an effort to understand when we tell them we want to do things in a certain way because we believe it is the only right way. I believe that as parents of Waldorf School children you can see directly, in the beings that are dear to you, what is being done in the Waldorf School and how the relationship of the entire school to the child is conceived. It would be nice if there would come a time when it would be enough for parents simply to be content with what is being accomplished in an independent system of education. Today, however, all of you, who can see results in your own flesh and blood of how this Waldorf School is trying to work, must become strong and active defenders and promoters of the Waldorf system of education. We have many other difficulties in addition to this. You see, if we really could live up to our ideals, we would be able to say that according to our insight, we should do this particular thing when the children are six, seven and eight, and this other thing when they are nine, ten, eleven and twelve, and so on. The results would be the best if we were able to do that, but we cannot; in some respects we must accept a compromise, because we cannot deny these children, these human beings who are growing up, the possibility to take their place in life. So we have decided to educate the children from the time when they first enter primary school up to age nine in a way that is free of outer constraints, but while we are doing what human nature requires, at the same time we will support the children in a way that will enable them to transfer to another school [at the end of that time]. The same applies to age twelve and to age fourteen or fifteen. And if we have the good fortune to be able to continue adding grades, we must also make it possible for the young ladies and gentlemen who complete these grades to enter universities and technical colleges. We must make sure that the children will be able to enter these institutions of higher learning. I think it will be a long time before we are given the possibility of granting graduate or undergraduate degrees. We would accomplish much more if we were able to do that, but for the time being all we can do is to enable first the children and then the young men and women to learn what is required in public life in a way that does not inflict great damage upon them. We find ourselves in very serious difficulties in this regard. You see, if you assess the situation according to human nature, according to what is good for human beings, then you would say that it is simply terrible for young men and women to be in modern college-preparatory and vocational high schools at the age of fourteen, fifteen, sixteen, seventeen. It estranges them from all of life. We must do what is necessary, whatever we can do, to make sure at least that the body also achieves a degree of skill that makes it fit for life. I often mention that you meet grown men nowadays who are incapable of sewing on a button for themselves if one gets torn off. I say this only by way of example. There are other similar things that people also cannot do, and above all they do not understand anything about the world. Individuals need to stand there in the world with their eyes open so that their hands are free to do whatever is needed. You see, this is why at a certain age we need to introduce the elementary aspects of things like spinning and weaving. Now, however, when students graduate from ordinary schools, they are not tested in weaving and spinning or in other arts that are useful in life, and so we must do these things in addition to all kinds of things that are required for the exam. This means that we must arrange our lessons as economically as possible. There is a special art to this in teaching. Perhaps I may be permitted to introduce an example that happened to me personally. It was a long time ago. A family had entrusted their children to me for tutoring, and among them was an eleven-year-old boy who had been given up on as far as education was concerned. He was eleven years old, and for my information they showed me a sketchbook in which he had demonstrated his drawing ability. This sketchbook had a gigantic hole in the middle of the first page. He had done nothing but erase; that was all he could do. He had also once taken the test for entry into the first grade, and could do nothing at all. With regard to his other behavior, he often did not eat at the table but went into the kitchen and ate the potato peels, and there were difficulties in many other respects as well. It was a question of accomplishing as much as possible in the shortest possible time. I often had to work for three hours to get the materials together for what I would present to the boy in fifteen minutes. After two years he had progressed to the point where he could enter the Gymnasium. He was a hydrocephalic, with a huge head that steadily became smaller. I mention this case because it shows what I mean by economy of instruction. Economy of instruction means never spending more time on something with the children than is necessary according to the requirements of physical and mental health. Nowadays it is especially important to practice this economy of instruction because life demands so much. Our Latin and Greek teachers, for example, are in a difficult situation because we have much less time to spend on these things, and yet they still have to be fostered in a way that meets the legitimate demands of cultural life. In all subjects, we must seek the art of never overburdening the children. And I must say that in all these things, we need to be met with understanding on the part of the parents; we need to work together in harmony with the parent body. Really, the genuine successes that are of the greatest significance for life do not lie in accomplishing something amazing on behalf of one or the other gifted student. Genuine successes lie in strength for life. Thus it is always deeply satisfying to me when it happens that someone says that a certain child should be moved from one class to another so that this or that can be accomplished. The teacher fights for each and every child from time to time. These are real successes that take place within the loving interaction between the faculty and the children. Something can come of this, and things on which such great value is placed, such as whether the children are a little ahead or a little behind, fade into the background in comparison. We are already being confronted with the fact—again, I would like to put it radically—that we cannot possibly be praised by those who hold the usual opinions about today’s school system, who are coming from these opinions. There is always something wrong in believing that something would be accomplished if people who think like this were to praise us. If that was how things were, if we were praised by today’s school authorities or by people who believe that these authorities are doing the right thing, then we would not have needed to start the Waldorf School at all. Thus it is a matter of course for us to depend on the parents being in harmony with us and giving their time and attention to a method of education that derives from what is purely human. This is what we need today, and in a social sense, too. Social issues are not resolved in the way we often imagine today. They are resolved by putting the right people into public life, and this will happen only if people are able to grow up really healthy in body and soul. We can do very little to influence what is specific to an individual, what an individual is capable of learning on the basis of his or her particular abilities, because in order to be of service at all in educating a person to become the best he or she can be—if we had to teach a Goethe, for example—we as teachers would have to be at least the equal of the person we are teaching. We can do nothing about what an individual becomes through his or her own nature; there are other factors determining that. What we can do is to remove obstacles so that individuals find the strength within themselves to live up to their potentials. This is what we can do if we become real educators and if we are supported by our contemporaries. First and foremost, we can be supported by the parent body. We have found an understanding body of parents. Certainly, what I have to say tonight is filled with a feeling of gratitude. That so many of you have appeared tonight gives me great satisfaction. I hope we will be able to talk about details in the discussion period to follow; our teachers are prepared to answer any questions you may ask. Before that, however, I would still like to point out certain characteristic traits. Recently the Waldorf faculty and I held a college-level course in Holland.6 The afternoon session in which pedagogical issues were discussed was led by Fraulein von Heydebrandt of the Waldorf School.7 This was one of the most interesting afternoons because we saw that today’s educational questions are of concern all over the world. Of course we know that we have no right to harp on how wonderful it is that we have come so far; we are not trying to emphasize our accomplishments. The way things are today, many people recognize the impulse behind our school. What is still lacking, however, is for them to stand energetically behind us so that this cause can win additional support and become more widespread. Of course we realize that the first concern of parents is to have the best for their children. But with things as they are today, the parents should also help us. Going through with this is difficult for us. We need help in every respect; we need the support of an ever growing circle so that we can overcome the prejudice against our method of education. I say the following with a certain reserve; I certainly want to remain convinced that those who are sitting here have done everything they can financially. I am speaking under this assumption so that none of you will think that I want to step on your toes. Nonetheless, the fact remains that if we want to go forward, we need money. Yes, we need money! Now people are saying, “Where is the idealism in that? What are you anthroposophists doing, telling us you need money and pretending to be idealists?” Ladies and gentlemen! Idealism does not stand on firm ground if it makes grandiose statements but says, “I am an idealist, and since I am an idealist, I despise my wallet. I do not want to get my fingers dirty; I am much too great an idealist for that!” It will scarcely be possible to make ideals into reality if people are such great idealists that they are unwilling to get their fingers dirty when it comes to making financial sacrifices. We must also learn to strike the right note in public in suggesting to people that they give us some support in this matter, which is still a great and terrible cause of concern for us. After all, the Waldorf School is big for a single school; it has enough students. It is almost not possible to maintain an overview any more. This is a concern that has to be taken very seriously. We certainly do not want the school to grow larger in its present circumstances; we are going to give in to the need for physical expansion. But then the number of students will increase, as will the number of teachers. And since teachers cannot live on air, this requires the means to support them. I am assuming, ladies and gentlemen, that each of you has already done whatever you can. It is now a question of spreading the idea further in order to find the idealists out there. There must be a decision on the part of the parent body to help the Waldorf School with regard to its material basis, or I am afraid that in the near future, if we want to continue to take care of things properly, our worries will become so great that they prevent us from sleeping, and I am not sure that the teachers in the school will be the kind you want to have there if they are no longer able to sleep at night! Some people may have the feeling that I have been too radical in my choice of some of the things I have pointed out today, but I hope to have been understood on some of these points. I especially hope that I have not been understood merely on details. I would like to be understood on the farreaching issue of our need to be in cordial harmony with the parent body if we are to function effectively in the Waldorf School. T particularly wanted to point out the need for this because it actually already exists to such a great extent, and we will be best able to find possibilities for progress in this area if the groundwork has already been laid. Out of the details of our aspirations, which can be addressed in the discussion to follow, out of all the details that come up in these parents’ meetings, let us take with us the impulse for cordial harmony among teachers and educators and the parent body. You parents certainly have a profound vested interest in this harmony because you have entrusted the most precious thing you have to the faculty. Out of this awareness, out of our awareness of the faculty’s responsibility toward what is most precious to the parents who are associated with us, out of this collaboration may the spirit which has showed itself in the Waldorf School to such a satisfying degree continue to flourish. The more this unity thrives, the more this spirit will also grow and thrive. And the more this is the case, the more we will also achieve that other thing, that best of all possible human goals: to educate the young people entrusted to the Waldorf School for their life in human society. These people will need to stand up to the storms of life. If they are capable of finding the right ways of working together with other people, then it will be possible to resolve the individual human and social issues. From the discussionA question Is asked about the Abitur: Dr. Steiner: I myself have only this to say: On the whole, the principle I have already presented applies. Through economy of instruction, we must get to the point where what we can achieve for the children at the most important stages in life will enable them to fit into what is demanded today. We cannot set these standards or decide whether or not we think they are right; we must submit to them. We are not being asked the question of whether or not what the Abiturrequires is justified. This will have to be accomplished through economy, and as of now we are not yet in a position to do this, but I fully believe that it will be possible to achieve this goal, even though it does not yet look like it in the case of the people in question. Our principle, however, is to make the children able to take the exam at the appropriate age. But there are also external difficulties to be overcome; the school must be approached without bias. Naturally, I know that it would be possible for someone to flunk boys or girls even though we had brought them to the point of being able to take the exam. I gave you the example of how it would be easy for me to flunk the commissioners themselves. We are striving to have our students be able to take the exam, regardless of what we think of it. We want our teaching to be in line with real life and not with some eccentric idea. As much as possible, we must try to introduce our students to life in the right way. Something along these lines is still possible in Central Europe, while in Russia that is no longer the case. We must be glad for what we have. If we introduce it to the children now, more will be possible in the next generation. I am emphasizing explicitly that we are not crazy characters who say that our children are only allowed to do this thing or that. We will go along with what is asked for in the exams, even if we are not always in agreement with it. Meanwhile, we are still taking everything into account that we deem necessary for the sake of humanity’s salvation. Question: Would it not be possible to have school only in the mornings? Dr. Steiner: There is always more than one viewpoint to consider in questions like this, isn't there? It has been said that instruction should take place between seven o'clock and one o'clock. Now let me point out some of the principles involved. In the question-and-answer sessions during my course of lectures at Christmas, the question of fatigue was raised, and I mentioned that the intent of our educational method was to refrain from fragmenting and dissipating the children’s attention by having an hour of religion followed by an hour of zoology and so on. The point is to teach in such a way that the children’s attentiveness can be concentrated. That is why a particular subject is taught for a longer part of the school day and over several weeks on end. This view is derived from specific knowledge of the nature of the child. It was asked if the children do not get tired. I must draw your attention to the fact that in principle in our way of teaching we do not count on head work at all when dealing with children between seven and twelve years of age. That would be wrong. Instead, we count on the involvement of the rhythmic system and of the emotions connected to the rhythmical system of breathing and circulation. If you think about it, you will realize that people get tired, not through their rhythmic system, but through their head and limb systems. If the heart and lungs were to get tired, they would not be able to be active throughout an entire lifetime. The other systems are the ones that get tired. By counting on the rhythmic system during these years, we do not make the children as tired as they would get otherwise. Thus, when experimental psychology investigates fatigue and states as a result of its experiments that children are so tired after three quarters of an hour that they need a change, this only proves that the teaching was done in the wrong way, tiring the children unjustifiably. Otherwise, the time limit arrived at would be different. The point is to conduct the lesson in such an artistic way that this kind of fatigue does not set in. We can achieve this only slowly and gradually, because new educational practices along these lines can be developed only gradually. You see, ladies and gentlemen, it is possible to prevent the children from tiring to a very great extent by teaching in the right way. This is not the case with the teachers, however, because they have to work with their heads. And if we want to do the pedagogically correct thing and keep the instruction in the hands of one person, I would like to know what the teacher would look like who is supposed to teach from seven o'clock in the morning straight through until one in the afternoon. This is the main thing we have to consider. These teachers would be exhausted by ten o’clock if they had been teaching since seven, and it is not a matter of indifference whether or not we would continue to wear them out. That is not desirable, regardless of how much I might wish that the children from out of town would not have to make a two hour trip for one lesson in school. But that is the exception; it is exaggerated. Secondly, there are some things that must simply be accepted for the sake of achieving anything at all. Of course we cannot arrange the lessons for all the children in the way that would be desirable for the ones who live so far out of town. Of course that cannot happen. In such things, therefore, we have to deal with the actual circumstances. In any case, we have arranged things so that the lessons that address the children in spirit and soul are given in the morning, to the extent that this is feasible. The afternoon is for eurythmy and artistic lessons. Instruction has been integrated into the times of day in a way that corresponds to the children’s age and nature. It would be a mistake to hold school from seven o’clock in the early morning until one in the afternoon, and this mistake would arouse a great deal of discontentment. It would require a complicated and completely different system [of scheduling]. Then, too, I would like to see what would happen if we had the children in the Waldorf School from seven to one and they were left to their own devices for the rest of the day. I would like to see what kind of notes and complaints would come from home because the children were coming back from their afternoons with all kinds of bad behavior. We would have to deal with both sleepiness and bad manners on the part of the children. Add that to the sleepiness of the teachers, and those notes would be full of bad things. There are several points of view to be considered. I appeal to you to consider as a matter of course that since we could not avoid having school in session in the afternoon, the reasons we took into account took precedence. A father asks that the students taking the Abitur be tested by a committee of Waldorf teachers. Dr. Steiner: This is actually not an issue of education, and our work is with educational impulses. The point for us is doing what I mentioned—taking into account what is in accordance with the nature of the human being and making sure that the children are not forcibly excluded from actual life. Given the way things are, there may be certain possibilities for us in the first years. But I ask you to consider that we are exposed to certain risks in assessing whether or not a child will be able to pass the exam. What do you think would happen if we were to guarantee that no boy or girl who graduates from this school would flunk the exam? In some cases, the parents have anticipated that the child would have difficulties with the exam and sent him or her to us for that very reason. As teachers attempting what I have indicated, we will continue to make progress toward the possibility of the children passing the exam. Those who do not wish us well, however, would be able to prove systematically that this is not the case. It is not up to us to make sure that an officially certified commissioner is present at the exam. If the parents want the exam to be administered by Waldorf teachers, then the parents would have to take the initiative to bring this about. It is not something that is inherent in Waldorf education. This is an issue of opportunity that would also have to be resolved as the opportunity presents itself, and perhaps by the parents. It is not that we want to be excluded from issuing valid diplomas, it is only that we will have to look at the matter from the educational point of view. I would like someone to prove to me that it makes sense from an educational point of view to subject the students to a school-leaving exam when you have been together with them for years. I would like someone to prove that it makes sense. We know what we have to say about each of our students when they have reached school-leaving age. If this needs to be officially documented for other reasons, then that can happen, but it is not actually an educational issue. Those who have experience in this field know that we can tell what a student is fit for better without exams than with them. We have no reason to work toward the goal of being allowed to administer the exams because this does not follow naturally from what underlies our educational methods. A question is asked about discipline and the attitude of respect toward the teachers. Dr. Steiner: If you ask whether respect exists wherever Waldorf pedagogy is notbeing applied... It is extremely important to have devotion or respect or love for the teachers come about in a natural way. Otherwise it is worth nothing. Enforced respect, respect that is laid down in the school’s regulations, so to speak, is of no value in the development of an individual. It is our experience that when children are brought up in a way that allows their own being to set the standards, they are most likely to respect their teachers. This is no grounds for complaint. Of course it cannot be denied that some individual instances do not exactly give evidence of respect. It all depends on how much the respect that grows out of love is worth, and how much more the other kind is worth if it is only demonstrated to the teachers’ face and not so much when they turn their backs. You must not imagine this as a situation in which each child does what he or she wants. It is a case of the children developing ever greater confidence in the faculty. The progress in this particular respect is quite extraordinary. Anyone who is in a position to make the comparison will find that our progress with regard to discipline has been extraordinarily great in the past two years. The fact of the matter is that when we first got the children here, we had to think about how we would maintain discipline and so on. Now we have arrived at quite a different standpoint, actually. We have accomplished the most by having the relationship between teacher and child be a natural one. There is a great difference between how discipline is maintained at present and the situation a year and a half ago. These things cannot be judged from a point of view that is brought in from outside; you must consider the Waldorf School itself. Respect cannot be beaten into someone—by which I do not mean to say that anything else can be. Respect must be won in a different way. In this regard, your apprehensions are understandable, but it is also necessary to break the habit of apprehension and look more closely at the results that are becoming evident in the Waldorf School. If our school is still in existence after another couple of years, we will talk again about whether we have reached the point where our graduates can take the exams. Let us discuss it then. We are convinced that in principle this should be possible. By then we will also be convinced that there was no reason to fear that our method of education would bring about what is so very evident in the schools where compulsion is strongest, where I have seen in both the lowest and highest grades that things are in a bad way when it comes to respect. I do not think that we can take it as gospel that respect only thrives where there is compulsion in education, and that meanwhile our children are thumbing their noses behind their teachers” backs. If you deal with a child in the right way with a friendly warning, that is better than a box on the ear.
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298. Mysticism at the Dawn of the Modern Age: About the Author, the People, and the Background of this Book
Paul Marshall Allen |
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Here—particularly in Steiner's Introduction—is to be found a vitally fundamental exposition of the science of the spirit, embracing the path of spiritual knowledge suited to the needs and capacities of modern men and women. |
In one of his sermons Tauler reflects the religious-social spirit he had found in the way of life of the Friends of God: “One can spin, another can make shoes, and all these are gifts of the Holy Ghost. |
Although he had promised to pay Paracelsus' fee in the event of a cure, von Lichtenfels now refused to do so. Eventually the matter was taken into a court of law, where the judges found in favor of von Lichtenfels. Noted for his quickness of temper and outspokenness, Paracelsus candidly told the judges his opinion of them, their conduct of the case, and their method of administering the law. |
298. Mysticism at the Dawn of the Modern Age: About the Author, the People, and the Background of this Book
Paul Marshall Allen |
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Shortly before the beginning of the present century, Rudolf Steiner arrived in Berlin to assume the post of editor of the well-known Magazin für Litteratur which had been established by Joseph Lehmann in 1832, the year of Goethe's death. Steiner was well qualified for this position, having already edited and written commentary on the natural scientific writings of Goethe for the Kurschner and the Weimar Editions of Goethe's works, a task for which he had been originally recommended by the celebrated Goethe scholar, Karl Julius Schröer, under whom Steiner had studied at the University of Vienna. Steiner also had edited the works of Schopenhauer and Jean Paul Richter for the well-known Cotta Library of World Literature series. Steiner's work as a writer for various periodicals in Vienna, Weimar and Berlin included observations on current affairs, reviews of books and plays, and comment on scientific, social, and philosophical developments. As an author in his own right, Steiner had already produced his Grundlinien einer Erkenntnistheorie der Goetheschen Weltanschauung, Theory of Knowledge in Goethe's Conception of the World, in 1886 at the age of twenty-five. In this book he revealed his comprehensive grasp of the deeper implications of Goethe's way of thinking. During his Weimar residence while working at the Goethe-Schiller Archives as a free collaborator on the Weimar Edition of Goethe, Steiner developed lines of thought which he later expressed in his Goethes Weltanschauung, Goethe's Conception of the World, published in 1897. These two works, together with his introductions and commentary on Goethe's scientific writings, established Steiner as one of the outstanding exponents of Goethe's methodology. In 1891 Steiner received his Ph.D. at the University of Rostock. His thesis dealt with the scientific teaching of Fichte, and is evidence of Steiner's ability to evaluate the work of men whose influence has gone far to shape the thinking of the modern world. In somewhat enlarged form this thesis appeared under the title Wahrheit und Wissenschaft, Truth and Science, as the preface to Steiner's chief philosophical work, Philosophy of Spiritual Activity as the title of the English translation of this book. Steiner's contact with the circle of Friedrich Nietzsche led to his work in the Nietzsche Archives and Library. Out of the profound impression the ideas of Nietzsche made upon him, he wrote his Friedrich Nietzsche, Ein Kämpfer gegen seine Zeit, now published for the first time in English translation as Friedrich Nietzsche, Fighter for Freedom, as a part of the Centennial Edition of the Major Writings of Rudolf Steiner, 1861–1961. With Steiner's arrival in Berlin, his lecturing activity which had begun years before in Vienna, and had been continued in Weimar, was extended and increased. Eventually this work was to occupy the major portion of his time, and was to take him on repeated lecture tours throughout Western Europe. These journeys extended from Norway, Sweden, and Finland in the north to Italy and Sicily in the south, and included several visits to the British Isles. From about the turn of the century until his death in 1925, Steiner gave well over 6,000 lectures before audiences of most diverse backgrounds and from every walk of life. Steiner's written works, which eventually included over fifty titles, together with his extensive lecturing activity, brought him into contact with increasing numbers of people in many countries. The sheer physical and mental vigor required to carry on a life of such broad, constant activity is sufficient to mark him as one of the most creatively productive men of our time. The present book, Mysticism at the Dawn of the Modern Age, is a fruit of Steiner's lecturing activity. The substance of it was contained in a series of lectures he gave in Berlin beginning just after Michaelmas in 1900, when he was thirty-nine. Steiner wrote later, “By means of the ideas of the mystics from Meister Eckhart to Jacob Boehme, I found expression for the spiritual perceptions which, in reality, I decided to set forth. I then summarized the series of lectures in the book, Mysticism at the Dawn of the Modern Age.” The term mysticism, as Steiner uses it in this book, is a further development of what Goethe indicated in his aphoristic description of mysticism in relation to poetry and philosophy. “Poetry,” said Goethe, “points to the riddles of nature, and tries to solve them by means of the image. Philosophy directs itself to the riddles of reason, and attempts to solve them by means of the word. Mysticism considers the riddles of both nature and reason, and seeks to solve them through both word and image.” This book is significant in the life-work of Rudolf Steiner because it is a first result of his decision to speak out in a direction not immediately apparent in his earlier, more philosophical writings, mentioned above. Here—particularly in Steiner's Introduction—is to be found a vitally fundamental exposition of the science of the spirit, embracing the path of spiritual knowledge suited to the needs and capacities of modern men and women. This subject occupied Steiner increasingly during the whole of the first quarter of this present century, and to it he devoted his entire talents as lecturer and writer. Rudolf Steiner indicated that the present book is not intended to be a history of mysticism. It deals with a problem that had occupied him for decades, and which today has become a cardinal concern of all mankind: the impact of modern scientific thinking upon the experiences of man's inner, spiritual life. In the conflict between reason and revelation which reached its climax in the nineteenth century, but which had its origins in much earlier times, Steiner saw the seed of a still greater conflict to come, a conflict which involves humanity's struggle against the sub-human in modern technical developments. It is now generally realized that the impact of the atomic age challenges man's inner convictions, his spiritual striving, and ultimately his ability to live a truly satisfying life. In this book Steiner tells how eleven men whose lives bridge the four centuries from the Gothic time to the mid-seventeenth century, solved the conflict between their inner spiritual perceptions and the world of individual freedom, invention, and discovery then coming to birth. He explains the positive contribution of their ideas to an understanding and preservation of the humanity of modern men and women in face of contemporary events. In order that the reader may better appreciate Steiner's presentation of the leading thoughts of these men, a brief sketch of their times and their life stories is given in the following pages. The period covered by the lives of the men whose ideas are discussed in this book links such diverse personalities as Dante Alighieri, who expressed the strivings of the Age of Faith in his Divina Commedia, and George Fox, whose experience of the inner light established the spiritual path of the Society of Friends in a century of skepticism and growing materialism. Great changes in human thinking took place in these four hundred years. The world of chivalry and knighthood, of pious hermit and wandering minstrel, of religious pilgrimage and miracle play, so characteristic of the medieval time, gave way to the new learning, the humanism, the centralized governments, the scientific investigation, the expanding horizons, both physical and mental, of the Renaissance. And no single part of human life was untouched by the change. In the political, religious, social, intellectual spheres the Renaissance worked its wonders, and the dream of the Middle Ages awakened to the glorious colors of the dawn of a new world. The transformation in men's minds included a break with their former way of looking at the earth beneath their feet, at their fellow-men, and at the blue vault arching over their heads. From a conception of nature that saw the animate in everything—even in stones—new systems of classification, ways of analysis, of explanation, based more and more upon the evidence of the physical senses, and less and less upon folk-lore and tradition, came into being. The new cosmopolitanism, the recovery of the art and philosophy of ancient Greece, the breaking up of old parties and practices in the social and political life led ultimately to man's growing consciousness of himself, and of his intrinsic worth as a being among other beings. The discovery of the shape of the earth, the rebirth of geographic learning lost in the dimness of forgotten ages, finally brought men to think of the possibility of worlds beyond this world, of whole solar systems beyond ours, and the word infinite began to assume a new importance. In the genius of language is revealed the momentous change that took place in these centuries. One need only recall that to the medieval mind the word reality referred exclusively to spiritual, heavenly things, to see how far-reaching was the change that occurred at the dawn of the modern world. Today, when modern technical developments have extended their sphere of activity to include interstellar space, and space travel is regarded as a rapidly approaching accomplishment, one can recall that to men of the Middle Ages even the high places of the earth itself were regarded with reverence as dwelling-places of Divinity. Medieval man disliked even to approach high mountains, and to climb them would have required a daring inconceivable to him. As Ruskin said, “Men of the Middle Ages believed that mountains were agreeable things enough, so long as they were far away.” With the rise of the new thinking of the Renaissance, however, men began to lose their awe of high mountains, and one of the pioneer mountain climbers was Petrarch, the Italian poet. With his brother Gherado, Petrarch climbed Mount Ventoux, a six thousand foot peak near Avignon, on April 26, 1336. All seems to have gone well until at the summit Petrarch discovered that the very clouds of heaven were beneath his feet. Overcome with excitement not unmixed with concern, he took out of his pocket a copy of Augustine's writings he always carried with him. Opening the book at random his eye fell upon a sentence which struck through him like lightning, for it sternly warned man never to lift his head out of the dust of earth, but always to remember his entire subservience to his Maker. Deeply moved, Petrarch descended the mountain filled with secret shame that he had had the temerity to trespass upon a place denied man by the teaching of the Church Fathers. As men of the Middle Ages believed the mountains to be sacred, so they also regarded the human body as something set apart as the dwelling-place of man's immortal soul. Therefore to them the anatomical studies practiced by Renaissance investigators like Leonardo da Vinci would have seemed blasphemous in the highest degree. As Renaissance man learned to take possession of the earth with his thinking, he reached out to embrace its far places physically as well. The age of discovery and exploration was followed by a period of conquest and colonization. Parallel with the humanistic impulses of the Renaissance ran the current of the Reformation, with the accompanying strife and violence of the Counter-Reformation. Finally, as the four centuries covered by the lives of the men considered in this book drew to a close, strong national states emerged, with cultural, political, and social activities closely interrelated. The year Meister Eckhart was born, Louis IX, known to posterity as Saint Louis of France, leader of the last Crusade, died. When Angelus Silesius died, the Grand Monarque, Louis XIV, destined to rule France for seventy-two years, was thirty-nine years of age, in the full strength of his manhood. From the foregoing can be seen that the period covered by the lives of these men is the time when humanity, particularly in the Western world, evolved into a condition of consciousness in which the things of the sense world dominate all other considerations, in contrast to the preceding age, when the things of the spirit prevailed to such an extent that no sacrifice of earthly things was considered too great if, for example, it would enhance the miraculous, heaven-aspiring glory of a rising Gothic cathedral. 1.In year 1260 while Marco Polo was on his way to China thus giving birth to new East–West relationships, and Niccolo Pisano was calling deathless beauty to life in his sculpture in Pisa, Johannes Eckhart was born in the little Thuringian village of Hochheim near Gotha, in Germany. His father was a steward in a knight's castle, hence Johannes' boyhood was passed in the midst of the then fading pageantry of medieval life. Eckhart was born in the time of transition between the end of the Hohenstaufen rule and the beginning of the reign of the Austrian Hapsburgs in Germany. The one hundred and sixteen years of Hohenstaufen rule (1138–1254) was probably the most interesting period in medieval Germany, and its influence was still active during Eckhart's boyhood, though the last Hohenstaufen had died six years before Eckhart's birth. This was an age of great contrasts. On the one hand were men of strong, vigorous mind, filled with love for all that the world contained of beauty and adventure. On the other were men whose character was equally strong, but whose lives were spent in a continual struggle of rejection of the world and all its gifts. These were the years when these two opposed attitudes toward the world began a conflict which was to lead to the Renaissance in Germany, and at last to the Reformation. Typical of the Hohenstaufen rulers was Frederick II, considered the most brilliant of all German kings. He was a lover of poetry, art, literature, and was a most capable ruler as well. Crowned at Aix-la-Chapelle in July, 1215, Frederick combined the traditional knightly ideals with worldly activity. The rule of the Hohenstaufens corresponded with the golden age of the German Minnesinger, and was a time of architectural development, which included many beautiful churches as well as the famous castle of the Wartburg. At about the age of fifteen, around the year 1275, Eckhart entered the Dominican monastery at Erfurt, where he remained for nine years in preparation for the priesthood. He completed his studies in the year that Philip IV, known as “the Fair” began his fateful reign in France. From Erfurt, Eckhart went to Cologne to take the studium generale at the Dominican institution where the eminent scholastic, Albertus Magnus was a leading teacher until his death in 1280. Through his instructors at Cologne, Eckhart came under the influence of Albertus Magnus' ideas, as well as those of Thomas Aquinas, whose work had advanced Scholasticism to a place of first importance within the Dominican Order. The year 1300 was famous as the Year of Jubilee proclaimed by Boniface VIII, whom Dante criticized by placing him in the Inferno during the Pope's lifetime. In this same year Eckhart is mentioned as “Brother Eckhart, Prior of Erfurt, Vicar of Thuringia” in Dominican records. He was now in his fortieth year, and about this time he produced a little book which bears the charming title, Daz sint die rede der unterscheidunge, die der Vicarius von Düringen, der prior von Erfort, bruoder Eckehart predier ordens mit solichen kinden hete, diu in dirre rede frâgten vil dinges, dô sie sâzen in collationibus mit einander, These are the Instructions which the Vicar of Thuringia, Prior of Erfurt, Brother Eckhart of the Preaching Order, gave for those of his flock who asked him about many things as they sat together at the evening meal. At this time Eckhart was sent to one of the colleges in Paris, where he frequently entered into disputation with Franciscans in defense of Dominican points of view in theology. In his disputations he had to defend the writings of Thomas Aquinas and Albertus Magnus against any charges of heresy which the Franciscans chose to bring forward against them. Thirteenth century Paris was a place of great attraction for scholars, and was the center of European cultural life. Over one hundred fifty years before, Pierre Abèlard had written of his intense desire to visit Paris, the city where logical argumentation, beloved by the medieval scholarly mind, had been raised to the level of a fine art. John of Salisbury, Bishop of Chartres, eminent as a humanist long before the Renaissance, the secretary and counsellor of Thomas Becket of Canterbury, whose assassination he witnessed and whose life he recorded, loved Paris for its generous supply of food, the gaiety of its inhabitants, their appreciation of culture and religion, and the atmosphere of scholarship he found there. He summed up his feelings about Paris in the exclamation, “Indeed the Lord is in this place, and I did not know it!” Years later Eckhart described his Paris activities in terms which perhaps explain why the Franciscans cherished no particular liking for him. With regard to his disputations with the Franciscans, Eckhart said, “When I preached at Paris, I said, and I dare repeat it now, that with all their learning the men of Paris are not able to conceive that God is in the very least of creatures, even in a fly!” Words like these help one to understand Eckhart's popularity with the public of his time. For above all, Eckhart wished to reach the man in the street, the humble peasant, the shepherd from the mountains, the charcoal burner from the forest, the simplest of the simple, rather than the scholar in the cloister. Therefore he used colloquial German in all his writings and discourses rather than the usual theological Latin. Thus the German language was enhanced by the writings of this Dominican, just as the Italian language was enriched by his contemporary, Dante Alighieri. Eckhart was always conscious of his indebtedness to the other great Dominicans who had preceded him, and although he did not follow their learned forms in his sermons and books, he never failed to recognize their superiority in learning. For example, his frequent quotations in his oral and written discourse were invariably introduced by the words, “A Master says,” and the “Master” almost always meant Thomas Aquinas, whom he looked upon as a spiritual father. Though his genius for adapting learned, subtle arguments to simple, aphoristic form resulted in his being understood by the every-day mind, nevertheless this ultimately led to the condemnation of his teaching as heretical. In 1302, the year after the famous Duns Scotus became professor of theology at Oxford, Eckhart received the Licentiate and Master's degree from the University of Paris. Ever since then he has been known as Meister Eckhart. At this time Boniface VIII, who had been informed of the brilliant preaching of this Thuringian Dominican, invited Eckhart to Rome to defend the cause of the papacy against the attacks of the French king, Philip the Fair, which were soon to result in the “Babylonian Captivity” of the Popes at Avignon. In 1304, the year of the birth of Petrarch, Eckhart was appointed provincial of the Dominicans for Saxony. Three years later he was appointed vicar-general for Bohemia, at the moment the arrest and terrible persecution of the Order of the Knights Templar began in France under the direction of Philip the Fair, and with the passive agreement of the French-born Pope, Clement V, who in the meanwhile had succeeded Boniface VIII in the papacy. This was a busy period in the life of Meister Eckhart. His burden of administrative work in the service of the Church and of his Order was increased by his activity as a writer. At this time he composed one of his best-known works, Das Buch der Göttlichen Tröstung, The Book of Divine Comfort, supposedly written to bring consolation to Agnes, daughter of the King of Hungary, whose mother and sister-in-law died and whose father was murdered—all within the space of a few years. The Book of Divine Comfort opens with an enumeration of the three kinds of tribulation Eckhart conceives may happen to one: damage to external goods, to friends near one, to oneself, bringing “disgrace, privation, physical suffering, and mental anguish” in their train. As “comfort” in the midst of such tribulation, Eckhart sets forth “certain doctrines” from which he derives “thirty teachings, any one of which should be enough to comfort.” Whether the suffering of the Queen of Hungary was assuaged by Eckhart's effort in her behalf is not known, but the book brought Eckhart himself considerable tribulation, for it is his one work most strenuously attacked by the Inquisition. This book is evidence of Eckhart's careful study of the famous classic born in the twilight of the ancient Roman world, De Consolatione Philosophiae, The Consolations of Philosophy, by Boethius, loved by Alfred the Great, who translated it into Anglo-Saxon; by Chaucer, who was to translate it into English before 1382; by Queen Elizabeth, who rendered it in the English of her time, and by many others. Aside from its theological teachings, his Book of Divine Comfort shows Eckhart's appreciation of Boethius and other classical writers. The constant travel necessitated by his administrative work brought Eckhart into contact with people and events in central, southern and western Germany, in France, and in Italy. As a result, it is natural that the heads of the Order felt that Meister Eckhart was the ideal man to assume the post of Superior of the entire Dominican Province in Germany. However, a certain conservatism within the Order itself, apparently based on fear of Eckhart's skill as an orator and disputant, his broad knowledge of places, and familiarity with the ways of men in all walks of life prevailed, and his nomination was never finalized. In 1318, the year that Dante completed his Divina Commedia, Eckhart seems to have reached the summit of his development as a preacher. He was in Strassburg at this time, where he served as a preacher and prior. Two years later, in 1320, at the age of sixty, Eckhart received a most important honor: he was called by the Franciscan, Heinrich von Virneberg, Archbishop of Cologne, to assume a professorship in the college there. However, the brightness of this distinction was not long to remain undimmed. Already in the shadows the agents of the Inquisition waited, listening, watching, preparing for the day when this eloquent preacher of the Gospel, this scholar and author, so beloved by the common people who flocked to his sermons, would overstep the limits of prescribed dogma. And it was not long before they believed that they had evidence sufficient to convict him of heresy. By 1325 several charges had been brought against Meister Eckhart in letters addressed to the Superiors of the Dominican Order at its headquarters in Venice. A few months later, the Archbishop of Cologne who already had had sufficient trouble with so-called “mystical societies” which had sprung up along the Rhine in areas under his jurisdiction, decided that heresy certainly could not be allowed to set foot within the precincts of the college itself. Therefore he agreed that the moment had arrived when charges against this too-popular preacher should be laid before the Inquisition. However, a Dominican managed to obtain the task of investigating Meister Eckhart, and naturally it did not take long for the former to report that he found his fellow-Dominican entirely without guilt or taint of heresy. But the matter did not stop there. Perhaps sensing that if Franciscans had undertaken the examination things might have turned out differently, the Archbishop called in two experts in heresy, the Franciscans Benherus Friso and Peter de Estate. They were given the task to thoroughly examine Eckhart's writings and the reports of his sermons. It was not long before an extensive list of “errors” in doctrine had been assembled, and Eckhart in turn replied by means of his famous Rechtferigungsschrift, Defense. On January 24, 1327 Eckhart was required to answer the charges brought against him before the court of the Archbishop of Cologne. About three weeks later he preached in a Cologne church in defense of his ideas, and said that if there were any errors of faith in his writings or sermons, he would retract them gladly, for he certainly considered himself no heretic, and he appealed to Rome, as he was entitled to do under the rights of his Order. However, on February 22, Eckhart was informed that his application to Rome had been refused. On March 27, 1329 Pope John XXII issued a bull describing certain of Meister Eckhart's teachings as contrary to church dogma. But Eckhart was no longer alive to know of his condemnation as one who had been led astray “by the father of lies, who often appears as an angel of light.” This official fiat would doubtless have seriously shaken the soul of one whose life had been devoted to a defense and practise of the tenets from which that organized power had drawn its life-breath. 2.When Meister Eckhart was forty years of age, Johannes Tauler was born in the city of Strassburg in the Papal Jubilee year of 1300, two years before the death of the painter, Cimabue. At the age of fifteen he entered the Dominican monastery where Eckhart was professor of theology. One can imagine the effect of the older Dominican teacher upon the impressionable mind of the young student, who well may have listened to those evening mealtime conversations Eckhart brought together in the little book mentioned above. Eventually Tauler entered the Dominican college in Cologne not long before Eckhart was named professor in that institution. The year 1324 saw the climax of a struggle between Louis IV, king of Germany, and Pope John XXII, which had been increasing steadily for nearly a decade. Fearing that the German king's policy of personal ambition would lead to a weakening of the papal position in France as well as Germany, the Pope called upon the German ruler to abdicate, saying that no one could rightfully wear the German crown who did not have the Pope's express approval to do so. Louis angrily refused, with the result that the Pope declared him deposed and excommunicate. Therefore, in this year 1324, Strassburg, along with other cities and towns of Germany, was placed under a papal interdict. But the times were against the Pope and his French ally, Charles IV, whom he hoped to see on the German throne. The German princes condemned in no uncertain terms the papal interference in German affairs, and the Electors sided with the princes. This attitude was also shared by many of the clergy in Germany, for despite the papal ban, church services continued in some places, and the sacraments were administered to the people. Johannes Tauler was among those in Strassburg who refused to discontinue their priestly functions of celebrating the Mass and preaching to their congregations. With great courage, in defiance of both papal ban and agents of the Inquisition, he said, “While the Church can refuse us the sacrament externally, nobody can take away the spiritual joy of our oneness with God, and nobody can rob us of the privilege of taking the sacrament spiritually.” In 1339, the year before the birth of Geoffrey Chaucer in London, Tauler left Strassburg for a journey which was to have important results for his life work. On his travels he came into contact—particularly in Basel—with Swiss and German members of the famous group of mystics called the Gottesfreunde, The Friends of God. The struggle for power between rival rulers in Germany, together with the interdict of the Pope, brought great hardship to the people. Some areas of the country were not freed from the papal ban for as much as twenty-six years, and the people were in great distress for lack of spiritual help and consolation. Abnormal natural phenomena also began to appear, as though the forces of Nature had joined with spiritual and temporal rulers to make the lot of men as hard as possible. Torrential rains repeatedly destroyed the crops, just before harvest time. The rivers rose in devastating floods several years in succession, making spring planting difficult if not impossible. The winters were severely cold, so that men and animals suffered exceedingly. As a consequence, a series of famines swept the countryside, taking, dreadful toll of human life. Convinced that they were living in the “last days” of the earth, men saw in all the events around them the fulfillment of prophecies of the Apocalypse of John. During these years southern Germany and Switzerland were visited by repeated earthquakes, one of which shook Basel with such force that the city was reduced to a heap of ruins. In the heavens appeared “signs and wonders” prophesied by the Scriptures: mysterious lights flashed upon the skies, men reported strange conditions of cloud and mist, and the stars seemed about to cast themselves upon the earth. Visited by these dire external events, harassed by doubt and insecurity on every side, men withdrew more and more into themselves, seeking the sources of piety and devotion in their hearts. Lacking spiritual consolation from the church, suffering the desolation wrought by food and famine, sword and fire, the people sought the essential truths of life in their personal experience. And in their search for the verities of existence, men reached out to one another in fraternal love and a spirit of true humanity. Thus the Friends of God came into being. It was a free association of human beings in the sense that it was not a sect, had no dogma, no common form of religious devotion or practice, no common political outlook. The only desire the Friends of God shared in common was to strengthen one another in their living relationship with God and the spiritual world. They established “brotherhood houses” as retreat centers in certain areas where a number of the Friends of God were living. One of the outstanding figures among the Friends of God was the wealthy banker of Strassburg, Rulman Merswin. His story is somewhat typical of that of many another layman who found himself drawn to the Friends of God. Born of a good family of Strassburg in 1307, Rulman Merswin was a man of business and high moral and ethical principles. By the time he was forty, due to his business acumen he had amassed a considerable fortune, and had married the daughter of one of the leading families of Strassburg. But although he had everything to give him pleasure, he was far from happy, and just after his fortieth birthday he decided that the time had come for him to take leave of the world, to devote himself and his wealth to the service of God, and to live as a celebate. His wife joined him on his mystical path. A few months later, on the day of Saint Martin, November 1l, 1347, Merswin was walking in his garden in the evening, meditating on the way he and his wife had chosen, when suddenly he experienced a tremendous feeling of exaltation so that, as he later described it, it was as though he was whirled round and round his garden for sheer joy. But as quickly as the mood of exaltation came upon him, it left, and he slipped into a condition of despondency bordering upon despair. He began severe ascetic disciplines with the thought that these might relieve his inner struggle, but no light came. At this time Johannes Tauler became his confessor, and Merswin told him of his suffering and his ascetic practices. Tauler at once forbade him to continue his self-imposed tortures, saying, “We are told to kill our passions, not our flesh and blood.” Merswin obeyed, and only a short while later a Friend of God came to him and led him forward on the road to the spirit. He learned to depend quietly upon the guidance of the spirit alone, to subject himself to no code or rule of conduct, but to cultivate true humility, to seek anonymity, to cease self-assertion, to regard himself as a “captive of the Lord,” to preserve the calmness of his soul like a stainless mirror, to attach less and less importance to himself in a worldly sense, and to think of himself only as “a hidden child of God.” On October 9, 1364 Rulman Merswin had a dream in which he was told that a most important man would shortly visit him, and that in three years he would purchase land which would make a home of peace and rest for the Friends of God in Strassburg. Not long after this, Merswin was visited by a mysterious man whose name is most intimately connected with the whole story of the Friends of God. Called simply, “The Friend of God from the Oberland,” he was long identified with the famous Nicholas of Basel, a noted Friend of God, who suffered martyrdom at the stake in Vienna for his convictions. Others have identified him with Rulman Merswin himself, as a sort of “double,” while others believe that he never lived at all, but was a kind of ideal portrait of what the true Friend of God should be. In any case, The Friend of God from the Oberland visited Merswin and told him that he had had a dream that Merswin would establish a retreat for the Friends of God at Strassburg. Merswin told him that he himself had had the same dream, and the Friend of God from the Oberland told him to wait quietly, to listen for the guidance of the Holy Spirit, and that at the end of three years he would know what was to be done. In the Ill River near Strassburg was a little island called daz Grüne Woerth, The Green Island. In the twelfth century a convent had been established there, but had long since been deserted and had fallen into ruins. Early in October, 1367, just three years after his dream and his talk with the Friend of God from the Oberland, Merswin was walking by the river and saw the little island. Suddenly the realization flashed through him that this was the place he was to buy, that here he was to establish a house for the Friends of God. He promptly sought out the owner, paid him five hundred ten silver marks as the purchase price, and soon the convent building was repaired and a little chapel was constructed. Finally, on November 25, 1367 Merswin opened the house of the Friends of God on the Green Island, which became the center of a group of laymen who wished to live a purely mystical, religious life but without subjecting themselves to any external rule or official religious Order. Five years later Merswin completed arrangements whereby the group was acknowledged as a branch of the Knights of Saint John of Jerusalem, and the place became known as “The House of Saint John of the Green Island.” Not long after this Merswin's wife died, and he spent his remaining years on the Green Island, devoting himself to the Friends of God who came there from far and near. Rulman Merswin died in the House of St. John of the Green Island on July 18, 1382. Four days after his death a sealed chest was opened which had been discovered in his room. Inside was a collection of manuscripts and letters, many of them in an unknown handwriting, giving details of instructions and advice by the Friend of God from the Oberland. One of these manuscripts contained The Story of the Master of Holy Scripture, later included in a collection titled, The Great Memorial. According to the Story of the Master of Holy Scripture, the Friend of God from the Oberland one day arrived at a great city where a famous preacher was expounding the Bible to crowded and enthusiastic congregations. The Friend of God attended the sermons each day for five days. At the conclusion of the fifth day, he sought out the preacher and asked, “Reverend Sir, will you preach tomorrow on a theme I would suggest to you?” The clergyman agreed, and asked what the subject should be. The Friend of God from the Oberland replied, “How to attain the highest degree of spiritual life.” The preacher delivered a brilliant exposition the next morning. Starting from the Gospels he branched out into the Church Fathers, dipped deep into Dionysius, and concluded with a tremendous display of erudition. The congregation was enthralled by his words, but at the end of the service the theologian saw the Friend of God walk away silently and alone, with head bowed as though in deep thought. The next day the Friend of God went to the clergyman and gave him a scathing criticism of the sermon, even saying that if that was the best he could do, then he was not capable of teaching about the spiritual life at all. The preacher's anger knew no bounds, but suddenly an inner voice told him to calm himself and to listen to the stranger's words. Having regained possession of himself once more, he quietly asked the Friend of God what help he could give him. Then the layman gave the Master of the Holy Scriptures twenty-three sentences, saying, “These are the ABC of religion; master these, and events will show their worth.” The theologian withdrew from active service and spent a long time in meditation and prayer. His power of preaching left him, so that he could hardly speak an intelligible sentence, let alone deliver a whole sermon. His congregations deserted him; everywhere he was scorned and ridiculed. After two years he was led by an inner voice which told him to enter the pulpit to preach during the service. Quietly he did so, noting the scorn and derision on the faces of the people as he faced them. For a long moment there was silence, then suddenly without any premeditation at all he gave out as his text, “Behold the Bridegroom cometh; go ye out to meet him!” And the spiritual power which flowed with his words was so great that it is said that forty persons fainted from sheer excitement and joy. Tradition has long connected the “Master of Holy Scripture” with Johannes Tauler, and indicates that this is the account of his meeting with the Friend of God from the Oberland. Tauler became intimately acquainted with leading Friends of God in many places on his travels, and was deeply impressed with their way of life. As he said in a sermon at about this time, “The theologians of Paris study great tomes and turn over many pages, but the Friends of God read the living Book where everything is life.” Among the Friends of God whom Tauler met were Henry of Nordlingen, one of the outstanding representatives of the mysticism of the time, Hermann of Fritzlar, and two pious nuns, Christina Ebner, prioress of the Engelthal Convent near Nuremberg, and Margaretha Ebner, of the Convent of Maria Medingen in Swabia. One of the letters from the famous correspondence between Henry of Nordlingen and Margaretha Ebner is dated 1348, and asks that she “Pray for Tauler, who lives as a matter of course in the midst of great trial and testing because he teaches the truth and lives in conformity with it as perfectly as a preacher can.” Having visited Friends of God in many places during his seven years' absence from Strassburg, Tauler was convinced that a layman has tasks to perform which basically are as spiritually important as those of the clergy. In one of his sermons Tauler reflects the religious-social spirit he had found in the way of life of the Friends of God: “One can spin, another can make shoes, and all these are gifts of the Holy Ghost. I tell you, if I were not a priest, I would esteem it a great gift that I was able to make shoes, and I would try to make them so well that they would be a model to all.” One of the documents which has come down to us from the Friends of God is a public announcement which probably originated in Strassburg, and may have been written by Rulman Merswin himself. It was copied and recopied, and was circulated very widely in southern and western Germany during Tauler's lifetime. It is of interest because it gives a picture of the kind of appeal which was made to the public by the Friends of God in the latters' search for others who might be minded to join them:
In 1348 Strassburg was visited by the Black Death. All who could leave the city fled before the dread disease, and soon few except the sick were left behind. Even relatives, nurses and physicians left for fear of the pestilence. But among those who stayed in the city to care for the sick, to comfort the dying, and to bury the dead, was Johannes Tauler. Week after week, month after month, this fearless Dominican stood in his pulpit in defiance of papal ban and the Black Death and bore witness to the truth that was in him. In one of his sermons He pointed out that “In all the world God desires and requires but one thing: that He find the noble ground he has laid in the noble soul of man bare and ready, so that He may do His noble divine work therein.” Hence it is necessary that men “let God prepare their ground, and give themselves wholly to God and put away the self in all things.” But Tauler had no illusions about the trials that await man on his path of purification, on his way to the spirit: “When our heavenly Father determines to grace a particular soul with spiritual gifts, and to transform it in a special way, He does not purge it gently. Instead, He plunges it into a sea of bitterness, and deals with it as He did with the prophet Jonah.” He knew that “No teacher can teach what he has not lived through himself,” and he continued his work at Strassburg against all odds, encouraging others by his Christianity in action. He had said, “Never trust a virtue which has not been put into practice.” Now he was practicing the virtue of a Friend of God, the virtue of devotion to his fellow-men. It is no wonder that Luther was to write of him, “Never in either the Latin or German language have I found more wholesome, purer teaching, nor any that more fully agrees with the Gospel.” Tauler's words were tried and purified in the fire of personal experience. It is related that the Friend of God from the Oberland gave Tauler two prayers which he was to use every morning and evening. They are significant examples of the spirit which animated the mystical striving of the Friends of God. “In the morning you are to say, ‘O Lord, I wish to keep from all sin today. Help me to do everything I do today according to Thy divine will and to Thy glory, whether my nature likes it or not.’ In similar fashion every evening you are to say, ‘O Lord, I am a poor, unworthy creature. Be merciful to me, forgive my sins, for I repent of them and sincerely desire Thy help that I may commit no more.’” Tauler's writings have great appeal even today because of their freshness, their closeness to everyday life, their common sense. They are not primarily Scholastic speculations like much of Eckhart's writing, but are nearer to the vigorous directness of the Reformers. Although Tauler loved, as he described it, “to put out into the deep and let down the nets” into the world of study and meditation, at the same time he cautioned that such “spiritual enjoyments are food of the soul, and are only to be taken for nourishment and support to help us in our active work.” This thought was echoed in the spirit of the Reformation. In the years following the Black Death and the papal ban, Tauler continued to make Strassburg the center of his work. He kept up his correspondence with many of the Friends of God, especially with Margaretha Ebner. His services were crowded, and his sermons were held in the highest regard by his congregations. On the fifteenth of June, 1361 in the Convent of Saint Nikolaus in Strassburg, Johannes Tauler died at the age of sixty-one. Tradition relates that for him the moment of death was an experience of pure joy, for as he said in one of his last sermons, “Eternity is the everlasting Now.” 3.Linked with the name of Johannes Tauler as a Friend of God and a continuer of the work of Meister Eckhart is that of yet another Dominican, Heinrich Suso. Suso was born in 1295, five years before the birth of Tauler, in the town of Ueberlingen on the Lake of Constance. When he was still a small boy his parents decided he should study for the Church, and his preparatory education began at Constance, and was continued at Cologne, where he came under the influence of the teaching of Meister Eckhart. Suso has revealed himself in his autobiography as a deeply emotional man, with a very unusual gift of expression. In his “glowing, vivid language,” as it has been described, Suso pictures his mystical experiences in great detail, in contrast to the silence in which many other mystics have shrouded their strivings. At about the age of eighteen, in 1313, the year Boccaccio was born in Florence, Suso entered a monastery in Constance. There he voluntarily subjected himself to the most severe ascetic ordeals. He centered his affection in an ideal which he personified under the name of the Eternal Wisdom. He relates how this figure appeared before him and said, “My son, give me your heart.” He took a knife and cut deep into his chest the letters of the name Jesus, so that the scar-traces of each of the letters remained all his life, “about the length of a finger-joint,” as he says. Suso once saw a vision of angels, and asked them in what manner God dwelt in his soul. The angel told him to look within. He did so, and as he gazed he saw that “his body over his heart was as clear as crystal, and in the center sat tranquilly, the lovely form of the Eternal Wisdom. Beside her sat, filled with heavenly longing, the servitor's own soul, which, leaning lovingly toward God's side, and encircled by His arms, lay pressed close to His heart.” Suso wrote his autobiography in the third person, and referred to himself as “the servitor of the Divine Wisdom,” much as Swedenborg in a later century was to refer to himself in his writings as “the servant of the Lord Jesus Christ.” Heinrich Suso took the expression, “No cross, no crown,” with terrible literalness. He imposed fearful penances upon himself, and consumed sixteen long years in cruel austerity. For example, he relates how he donned a hair shirt, and bound himself with a heavy iron chain, but at length he had to give these up, since the loss of blood they occasioned was too much for his strength to bear. Instead he fashioned a crude night-shirt which he wore next to his skin this garment he sewed a series of leather straps in which sharp tacks were fitted to that they pierced his skin with his slightest movement. Later he made a cross of wood as tall as himself, and the cross-beam the length of his outstretched arms. Into this he drove thirty nails, and wore the cross fastened to his bare back, the nails pointing into his flesh. He bore this instrument of torture for some eight years, day and night. Finally, after sixteen years of agony, Suso had a vision at Whitsuntide in which he was assured that God no longer wished him to continue his austerities. Only then did he abate the severity of his asceticism, and threw his instruments of self-torture into a running stream near the monastery. In his autobiography Suso relates that one time he prayed that God would instruct him how to suffer. In response, he had a vision of Christ on the cross in the likeness of a seraphic being with six wings. On each pair of wings the legend was inscribed, “Receive suffering willingly; Bear suffering patiently; Learn suffering in the way of Christ.” The result of this almost unbelievable “receiving, bearing, learning” of suffering was a man whose gentleness and calm, lyric beauty of speech won hearts to his teaching. The fires of affliction had nearly consumed him to ashes, yet, phoenix-like, his spirit rose anew in a sweetness of expression and a grandeur of soul which one could scarcely resist. In 1335, the year Giotto began his work on the Cathedral at Florence, Suso set out on his wanderings through Swabia as a traveling preacher. He advanced the spiritual teachings of Eckhart, but through his mystical fervor they were permeated by a newness, a spontaneous grace and a transcendent beauty. And something of this spirit which was reborn in Suso comes down to us today in his autobiography, issued in 1365, which has established itself as a unique work of its kind, and as “one of the most interesting and charming of all autobiographies.” Suso's preaching was especially popular among the nuns of the convents he visited. Their hearts were deeply impressed by the obvious, overwhelming sincerity and fervor of his manner and words. Heinrich Suso's writings are among the classics of mysticism. His first work, Das Büchlein der Wahrheit, The Little Book of Truth, was written in Cologne in 1329, and springs directly from the mystical teachings of Meister Eckhart. Somewhat later, in Constance he wrote of the more practical aspects of mysticism in his Das Büchlein der Ewigen Weisheit, The Little Book of Eternal Wisdom. This book has been called “the finest fruit of German mysticism.” Something of the romanticism of the troubadour of the Ages of Faith, the charm of days gone by, the sad evanescence of the dream of chivalry and the heroic ideals of knighthood lives in the mystical expressions of Suso. He develops a mood of gentleness, of tender, delicate imagery which sets him apart from all the other men whose lives we are considering here. Concerning his books, Suso wrote, “Whoever will read these writings of mine in a right spirit can hardly fail to be stirred in his heart's depths, either to fervent love, or to new light, or to longing and thirsting for God, or to detestation and loathing of his sins, or to that spiritual aspiration by which the soul is renewed in grace.” These words gain “fearful symmetry,” to use Blake's phrase, when we recall that they were written by one who, for example, had practiced such abstinence in eating and drinking, that often as he stood with his brother monks in choir at Compline, when the holy water was sprinkled over the group during the service, he opened his parched mouth toward the aspergillum in the hope that even a single drop of water might cool his burning thirst. Such a man can write about “longing and thirsting” as very few who have walked this earth have been able to do. About 1348, his wandering in central and southern Germany having come to an end, this love-inspired Swabian poet-knight of the spirit, singer of the glories of Eternal Wisdom, settled at last in Ulm on the river Donau. There he died on the Day of Damascus, the anniversary of St. Paul's first mystical vision of the Risen Christ, January 25, 1366, at the age of seventy-one. Through the Dominican stream the Scholasticism of Thomas Aquinas came to Meister Eckhart in the form of ideas which he shaped and fashioned into aphoristic expression by means of his remarkable powers of thinking; in the hands of Johannes Tauler Scholasticism was transformed into Christian action, into practical deeds of will; in the golden warmth of his loving, devoted heart Heinrich Suso bathed Scholasticism in a lyric splendor of poetic imagery so that it became a thing of transcendent, eternal beauty. 4.Jan van Ruysbroeck was born in the little village of Ruysbroeck on the Senne between Brussels and Hal in 1293, the year after the death of the English Franciscan philosopher and scientist, Roger Bacon. When Jan was eleven years old he decided to run away from home in order that he might more completely dedicate himself and his life to God. He went to the house of his uncle, Jan Hinckaert in Brussels, and asked if the latter would undertake to educate him to the service of God. The uncle, who was a Canon of the Church of Saint Gudale in Brussels, arranged that the boy would live in his home and study with his friend, the learned priest, Franc van Coudenberg, and himself. Eventually Jan took the four year course in the Latin School of Brussels, and from there he attended the well-known theological school in Cologne. At the age of twenty-four Jan van Ruysbroeck was ordained a priest, and was appointed chaplain to his uncle in Brussels. His life for the next two decades seems to have been that of a dedicated pastor, who served his congregation to the best of his ability, but was not otherwise particularly distinguished, at least externally. However, as Jan van Ruysbroeck's fiftieth birthday approached, he had a remarkable experience. He felt that the time had come when he was to withdraw from active work in the world, and that he was called to devote himself entirely to spiritual matters. At about the same time his uncle was deeply confused and depressed one day, and an inner voice directed him to go into the church. As he did so, he saw that a visiting missionary priest had just mounted the pulpit to preach to the congregation. Now the uncle knew that this priest had a serious speech defect. To the uncle's astonishment, as the missionary opened his mouth, the words flowed out in a river of eloquence! At this, the preacher turned to where the uncle was standing and said, “This miracle has happened for the sake of that man standing there, in order that he will repent and turn to God.” In similar manner, van Coudenberg also had a spiritual experience, and was filled with the deep desire to live a more dedicated life. At Easter, 1343 the three men resigned their work in Brussels and went deep into the forest of Soignes where they found a deserted hunting-lodge called Grönendal, The Green Valley. The place had not been used for over a generation, and the men set to work to make a home for themselves there, and soon had built a chapel. Others joined them, and before long a small community had developed. After about six years the community decided to take on the rule and habit of the Augustinian canons. And the moving spirit was Jan van Ruysbroeck himself, who was as devoted to practical tasks as he was to spiritual matters. Whether it was necessary to repair a stove, load a manure cart, discuss deep problems of theology, or nurse the sick, he was always ready and cheerfully willing to do whatever was to be done. The fame of the little forest community spread, and visitors came from far places to see the life that was being lived there. One day two young priests, theological students from the University of Paris, arrived and asked to speak with Jan van Ruysbroeck. They wished his advice concerning their spiritual development, and begged that he would help them to find the way to the spirit, and would speak with them about the condition of their souls. His reply was to the point: “You are as spiritual as you have the desire to be, that is all.” They were somewhat annoyed at the abruptness of his words, and turned away. At once he spoke to them in a loving tone: “My very dear children, I said your spirituality was what you wish it to be so that you would understand that your spirituality is entirely in proportion to your good will. Then enter into yourselves; don't ask others about your progress. Examine your good will, and from that alone you will discover the measure of your spirituality.” One of the guests at Grönendal was Johannes Tauler, who was much impressed with the life he saw there. In turn, Tauler doubtless told Jan van Ruysbroeck about his experiences with the Friends of God. In 1378, the year after Gregory XI condemned John Wycliffe, translator of the Vulgate into English, as a heretic, the famous lay-preacher, Gerard Groote visited the community of Grönendal and had many conversations with Jan van Ruysbroeck. Gerard Groote was born in the town of Deventer, about sixty miles from Amsterdam in 1340. His parents were wealthy, and at the age of fifteen Gerard was sent to the University of Paris. In three years he was given his Master's degree, and then was called to teach at Cologne, where he was soon advanced to the position of professor of philosophy, and also received important appointments of a civil nature. One day Groote was standing with a crowd watching a game in a Cologne square when a modestly dressed stranger, with a serious, sincere face approached him and spoke to him softly: “Why are you standing here? You ought to become another man.” Soon after this incident Groote fell seriously ill, and his life was despaired of. However, when matters were at their worst, he recalled the words of the stranger, and at once promised Heaven that he would do everything in his power to become “another man” if he was allowed to regain his health. Groote recovered, and not long after was sought out by his former teacher from the University of Paris, Henry de Kalkar, who for some years had been the prior of a Carthusian monastery near Deventer. This dedicated man had come to Groote, impelled by an inner urge to call the latter to a new life. Groote retired from the world, and dedicated himself to the pursuit of spiritual things. Eventually the time came when his studies entitled him to be ordained a priest. This he refused, and refused repeatedly to the end of his life. In 1379 Groote sensed a spiritual call to go out into the countryside as an itinerant lay-preacher. The Bishop of Utrecht granted him a license as a preacher, allowing him to speak anywhere in his diocese. According to all accounts Groote was a speaker of marked excellence. He differed radically from other preachers of his time in that he never threatened his hearers with punishments of hell nor sought to bribe them with the bliss of heaven. He spoke simply and directly to them of the love of God, the great way of salvation, the search for the good, and always about the wonderful possibilities of a life lived in consonance with God. He spoke only from his personal experience, never used any Latin phrases in his discourses, and employed only the simplest, most direct forms of expression. The result was that for five years people flocked to hear him wherever he went. In the course of his wanderings Groote visited Grönendal, and was deeply impressed by everything he saw, and most of all by the entirely practical attitude toward life which Jan van Ruysbroeck manifested. The result was that Groote was inspired to form a community, a kind of Christian brotherhood, which would be bound by no permanent vows as were monks, but would consist of individuals who freely chose to live together in poverty, chastity, obedience, simplicity and piety, holding all possessions in common as the early Christians had done, and working together to earn their own livelihood. Groote was soon surrounded by a group of men who enthusiastically wished to take up this life, and who took the name, “The Brotherhood of the Common Lot” or “the Common Life.” The first community house was established at Deventer, and was called a “brother house.” Soon “sister houses” for women were also established. Groote loved books, and therefore he freely gave his fortune for the purchase of rare books which the brothers and sisters copied by hand—this of course was before the invention of the printing press—and the money received from the sale of these volumes was used for the maintenance of the communities. The Brothers and Sisters of the Common Life mingled freely with the world, and soon came to be recognized everywhere in Holland, Belgium and in the German Rhine valley by their plain grey habit and their simple, unassuming manners. Their life was devoted to the care of orphan children, the spreading of knowledge through the sale of books that they copied, and in the teaching of reading and writing to adults. Their method of instruction of children was based on practical life, and was directed toward moral and spiritual improvement. They taught the children under their care to earn a living, but never encouraged them to enter a profession which would give them undue wealth. Jan van Ruysbroeck's last days were spent quietly in the community at Grönendal, and many stories were told of his remarkable spiritual development. For example he was missing one day, and at last was found sitting beneath a tree in the forest, sunk in deep meditation, while according to the tale, the tree itself was surrounded by a heavenly brightness of shimmering colors. He knew the force of directness in conversation. A man once tried to draw him out on the subject of the dreadful wickedness in the world. His only remark was, “What we are, that we behold; and what we behold, that we are.” Like all mystics, he loved animals and flowers, and his greatest earthly joy was in the song of the birds of the forest. His death took place in 1381, the year of the outbreak of the Peasant Revolt in England under the leadership of Wat Tyler, and the priest, John Ball. Stories tell how at the moment of his death, the bells of the churches in neighboring villages began to toll all by themselves, and how after several years when his corpse was exhumed it showed no decomposition, but gave off a sweet odor which healed the sick who were brought near. Gerhart Groote survived Jan van Ruysbroeck by three years Meanwhile, a young man had joined the circle of the Brotherhood of the Common Life who is known as the author of one of the most important books of devotion in the world. His name was Thomas a Kempis, and his Imitatio Christi, Imitation of Christ, is a classic which has inspired men throughout the centuries since it first appeared. Thomas also was the biographer of Gerhard Groote, and his impression of the Brotherhood of the Common Life was, “I never before recall having seen men so devout, so full of love for God and their fellow-men. Living in the world, they were altogether unworldly.” At the conclusion of Thomas' Life of Gerhard Groote is a collection of aphorisms which he attributes to the latter as among the basic teachings of the Brotherhood of the Common Life: “Conquer yourself. Turn your heart from things, and direct your mind continually to God. Do not for any cause allow yourself to lose your composure. Practice obedience, and accept things that are difficult. Continually exercise yourself in humility and moderation. The further one knows himself to be from perfection, the closer he is to it. Of all temptations, the greatest is not to be tempted at all. Never breathe so much as a word to display your religion or learning. Nothing is a better test of a man than to hear himself praised. Above all, and first of all, let Christ be the basis of your study and the mirror of your life.” Years after the deaths of Jan van Ruysbroeck and Gerhard Groote, a twelve-year old boy was brought to the Brethren of the Common Life at Deventer, and was placed in the school there. Destined to be one of the most important figures of the Reformation period, Desiderius Erasmus, became famous for his modesty, his temperance and wisdom. These qualities are no doubt traceable to the early training he received at the hands of the Brethren of the Common Life. Erasmus of Rotterdam advised moderation and tolerance, even when the opposite qualities ran high, as for example in his famous letter in reply to the Pope's invitation to come to Rome in order to advise him on how to deal with Luther and his followers: “You ask me what you should do. Some believe there is no remedy but force. I do not believe this, for I think there would be dreadful bloodshed ... If you intend to try prison, lash, stake and scaffold, you do not need my help ... Discover the roots of the disease and clean them out first of all. Punish nobody, but let what has happened be considered as a visitation of Providence, and extend a general amnesty to all.” Had the moderation counselled in this letter, typical of the spirit of the Brotherhood of the Common Life, been followed, how different might the course of history have been! 5.In 1401, when Ghiberti's Baptistry doors, “worthy to be the gates of Paradise,” were first shown to the admiring eyes of his fellow Florentines, and the English Parliament decreed that all proven heretics were to be burned at the stake, Nicolas Chrypffs was born at Cusa on the Moselle River. Nicolas was to be known as “the last great philosopher of the dying Middle Ages,” and was to fling wide the doors of men's minds to the concept of a universe which is infinite. As a student he made a brilliant record in his study of law and mathematics at the renowned University of Padua, and followed this with a course in theology at Cologne where, as we have seen, he was preceded by Meister Eckhart, Tauler, Suso, van Ruysbroeck, and Groote. Eventually Nicolas became Archdeacon of Liege at about the time that Joan of Arc was burned at the stake in Rouen. The Council of Basel, which had convened intermittently since 1417, was beginning its last ten years of existence when Nicolas attended its sessions in his official capacity as Archdeacon of Liege, in 1437. These sessions took place at the time when Cosimo de Medici was making preparations for the opening of his famous Platonic Academy in Florence, the institution renowned as a center of the revival of the learning of the classical world. Shortly after his attendance at the Council of Basel, Nicolas was sent to Constantinople to try his efforts toward the solution of one of the most vexing problems of the time, the reunion of the churches of East and West. His work at Basel and Constantinople attracted the attention of the Pope, so that in 1440 Nicolas was sent to Germany as papal legate at a very critical moment in the relations between Germany and the Church of Rome. When Nicolas arrived in Germany, Frederick, Duke of Styria was chosen king to rule as Frederick IV. Just at that time the Council of Basel had appointed an “anti-pope,” called Felix V, in opposition to Pope Eugenius IV. In the fact that soon after his election, Frederick decided to extend his influence to the support of Eugenius in opposition to the Council of Basel, one perhaps can see the fruit of the work of Nicolas of Cusa as papal legate in Germany. It also seems something more than coincidence that in 1448, when Frederick IV and Pope Nicolas V signed the Concordat of Vienna, by which the German church was firmly rebound to Rome, Nicolas of Cusa was raised to the rank of Cardinal. Two years later he was appointed Bishop of Britten. The reactionary character of the Concordat of Vienna made impossible any reform of conditions within the German church. The clergy in Germany who had hoped for some easing of the repressive measures of the papacy, were doomed to disappointment. On the other hand, the Concordat of Vienna was one of the principal links in the chain of events that finally culminated on All Saints' Day, 1517, when Martin Luther nailed his theses to the door of the church in Wittenberg, and the German Reformation became a fact. The sixteen years (1448–1464) of the Cardinalate of Nicolas of Cusa coincide with remarkable developments in the social and cultural life of the Western world. The year 1452 is notable as the year of the birth of two men of marked divergence of outlook. The first was Girolamo Savonarola, the Dominican monk, leader of the reaction against the Renaissance, the dogmatic eschatologist from Ferrara, who as “dictator of Florence” held a brief sway over the minds and bodies of men of his time. Also in 1452 was born the genius of the Renaissance, the archetype of the “new man,” the very incarnation of the spirit of progress, of universality, of investigation, of freedom from traditionalism and conservatism—Leonardo da Vinci. At this same time a host of the world's most famous Greek scholars left Constantinople in fear of the advancing Turks under Mohammed II, who finally took the city the following year, which also marked the end of the Hundred Years' War in Western Europe. In 1454, as a kind of picture of things to come in the field of technical development and invention, Johannes Gutenberg issued his first texts printed with movable type, and before two more years were completed, published his edition of the Vulgate Bible at Mainz. 1456 is notable as the year the Turks captured Athens and subsequently all Greece, thus marking the end of the last vestiges of classicism remaining in that country. Pico della Mirandola, famous Renaissance scholar and writer, collector of precious books and manuscripts, master of Greek, Latin, Hebrew, Chaldee and Arabic, student of the mysticism of the Kabbalah and other mystical writings, was born in 1463. The following year, on the 11th of August, Nicolas of Cusa died, renowned as a distinguished prince of the Church, and as a diplomat traveling in the service of the Pope. Today Nicolas of Cusa is remembered for his cosmological conceptions, his originality and breadth of thought, and his courage as a thinker at a time when the rationalized dogmatic system of Scholasticism was breaking down in face of the impact of the new age. As the famous French mathematician and philosopher, Renè Descartes was to write nearly two hundred years after Nicolas' death, “The Cardinal of Cusa and several other theologians have supposed the world to be infinite, and the Church has never condemned them for it. On the contrary, it is thought that to make His works appear very great is one way to honor God.” Nicolas of Cusa's work was appreciated by such men as Giordano Bruno, philosopher, poet, and martyr, Johannes Kepler, the astronomer, and Descartes, to name but a few. The courage necessary for a thinker to grasp the implications of the new age was present in Nicolas of Cusa, and the scope of his investigations in the world of thought is evidence of his importance and stature. 6.The year 1487 is regarded by some as the year of the beginning of the Renaissance. By others it is remembered as the time the Portuguese navigator, Bartholomeu Diaz, sailing along the African coast on a voyage of exploration, discovered the Cape of Good Hope and thereby opened the passage to India and China. Still others recall that this was the year of the birth of one Henry Cornelius, generally known as Agrippa of Nettesheim, in the city of Cologne on September 14, 1487. His family was honored for its service to the royal house of Hapsburg, but little is known of his childhood and youth. Like others whom we have considered, Henry Cornelius studied at the University of Cologne. He also learned eight languages, and passed some time in France while still a young man. In 1486, the year before Henry Cornelius was born, the son of Frederick IV, whom Nicolas of Cusa had supported in signing the Concordat of Vienna, came to the throne of Germany as Maximilian I. The latter was heir to great areas of Austria, was administrator of the Netherlands, and not long after he came to the throne of Germany he united the country, and through the marriage of his son Philip to the heiress of the Spanish kingdoms, his influence soon spread to that country as well. Thus Maximilian exercised a power in Europe as had no German ruler for centuries. While he was still a young man, Henry Cornelius was appointed secretary in the service of Maximilian, and his life of travel and adventure began almost at once. However, the life of the battlefield and he court did not suit him, and not long afterward we find him at the University at Dôle as a lecturer on philosophy. This appointment was made in 1509, the year that Erasmus wrote his Chiliades adagiorum, by which his reputation as an author was established. But Henry Cornelius' lectures did not long escape the attention of the Inquisition, and he went to England on a diplomatic mission for Maximilian as the result of an attack made upon him by the monk, John Catilinet who was lecturing at Ghent. In London Henry Cornelius was a welcome guest in the home of Dr. John Colet, friend and later the patron of Erasmus, student of the teachings of Savonarola, former lecturer at Oxford, at that time dean of St. Paul's Cathedral. In his later life, Colet was to preach on the occasion of Wolsey's installation as Cardinal, and was to become chaplain to Henry VIII. He did much to introduce the humanist teachings of the Renaissance into England, and was an outspoken opponent of auricular confession and the celibacy of the clergy of the Catholic Church. After his return to the Continent, Henry Cornelius went to Italy with Maximilian on one of the latter's expeditions against Venice. During his stay in Italy in 1512, the year the Medici were recalled to Florence, and Martin Luther was made a Doctor of Theology, he attended the Council of Pisa as a theologian. This council had been called by a group of Cardinals in opposition to militaristic plans of Pope Julius II who had laid the cornerstone for the new basilica of St. Peter's in Rome six years before. In all, Henry Cornelius remained in Italy about seven years, and they were a very eventful time, for they coincided with some of the most important events of the Renaissance period. In these years the Aldine edition of Plato appeared in Venice, Niccolo Machiavelli wrote The Prince, a landmark in the history of political thought, and Erasmus published his New Testament in Greek. Julius II died during this period, and Giovanni de Medici, made Cardinal at fourteen, now became Pope Leo X, whose famous exclamation, “Since God has given us the papacy, let us enjoy it,” set a pattern for the Renaissance, while his permission to sell indulgences for the benefit of the construction of St. Peter's led to the upheaval of the Reformation. Henry Cornelius was active as a physician during his first years in Italy, first in the household of the Marquis of Monferrato, later in that of the Duke of Savoy. In 1515 he accepted an invitation to lecture at the University of Pavia on one of the works of the ancient world beloved by the adherents of the new learning of the Renaissance, the Pimander of Hermes Trismegistus. This was the year when Sir Thomas More wrote his Utopia, and Leonardo da Vinci left Rome for the last time enroute to his three year exile and death in France. The university lectures on the Pimander were suddenly broken off as a result of the victorious advance into Italy by the armies of Francis I of France. Henry Cornelius returned to Germany, and in 1518, the year Zwingli began the Reformation among the Swiss, he was appointed town advocate of Metz. But he was not left in peace for long. First, the death of Maximilian at the beginning of 1519 and the subsequent election of Charles V, King of Spain, Naples, Sicily, ruler of the Netherlands, Austria, Burgundy, and of dominions in the New World, to be ruler of Germany brought changes in the life of Henry Cornelius. Second, a woman was tried in Metz for witchcraft. In his position as town advocate Henry Cornelius went to her defense, with the result that he became involved in a serious controversy with one of the most dreaded agents of the Inquisition, the notorious Nicholas Savin. Finally, in 1520, the year of Magellan's voyage around the world, of the death of the painter, Raphael, and of Luther's burning of the papal bull, Henry Cornelius quietly left Metz for Cologne, where he remained in discreet retirement for about two years. He appeared in public life once more, first in Geneva, afterward in Freiburg, where he practiced as a physician. In 1524, a year before Tyndale's English translation of the New Testament appeared, he went to Lyons to accept a post as physician to Louise of Savoy, mother of Francis I. But the unsettled times—now accentuated by the terrible sack of Rome by the armies of Constable Bourbon in 1527—caused him to relinquish the position in favor of some post further north which might offer greater security for his study and work. That Henry Cornelius was considered an able scholar is evidenced by the fact that at about this time he was offered the opportunity to participate in a disputation concerning the legality of the divorce action between Henry VIII of England and Catherine of Aragon, which was then taking place. However, he accepted an offer to be archivist and historian to Charles V, which Louise of Savoy obtained for him. The death of Louise of Savoy in 1531 weakened his position, and in addition to all of the other ferment of the time, the news that Henry VIII had declared himself “Supreme Head of the Church of England” only increased the uncertainty of conditions. Henry Cornelius also had published several works which had attracted the attention of the Inquisition, and for a time he was imprisoned in Brussels. However, despite the publication of his De occulta philosophia, Concerning Secret Science, written about 1510, printed in Antwerp 1531, which the Inquisition did their best to prevent, Henry Cornelius was able to live for some time at Cologne and Ronn under the personal protection of the great Hermann von Wied, Archbishop of Cologne, who recognized and appreciated his remarkable qualities as a scholar and man. At the very end of his life, while he was visiting Paris, Francis I had him arrested on the strength of a report that he had spoken badly of the reputation of the queen mother. The charge was proven false and he was released after a brief imprisonment, but the strain of the experience was too great for him to bear, and he died suddenly at Grenoble on February 18, 1535 at the age of forty-nine. His death took place in the same year as that of Sir Thomas More, and five years after that of Erasmus. Henry Cornelius was married three times, and was the father of a large family of children. His memory—despite attacks on his reputation and teachings by the Inquisition long after his death—has been kept alive through the years because of his writings, mainly his De occulta philosophia. A man of unusual courage and in some ways a kind of universal genius, Henry Cornelius was typical of the men whose lives spanned the period that opened the way to the modern age. 7.Columbus had reached America on his western voyage; Lorenzo de Medici had died in Florence; the Spaniard, Rodrigo Borgia, along with his mistress and children now inhabited the Vatican as Pope Alexander VI, whose frankly pagan orgies were more fitting to the later Roman emperors than to the Vicar of Christ upon earth; and in the little Swiss town of Einsiedeln in Canton Schwyz, the local physician, illegitimate son of a Grand Master of the Teutonic Order, was in turn the father of a son whom he named Theophrastus Bombast von Hohenheim. Later the son himself chose the name by which he is known to history—Paracelsus. The boy's early education was in the hands of his father; at the age of sixteen he entered the University of Basel. However, his restless nature and his independent thinking made formal study most unattractive to him, and he determined to seek an education in his own way. About this time he heard of the great Benedictine scholar, Johannes Trithemius, originally Abbot of the Monastery of Wurzburg, later of Sponheim near Kreuznach. The Abbot of Sponheim was celebrated for the remarkable library he had collected, for his studies in cryptography, for his writings on history, and for his researches in alchemy and related sciences. This same Abbot of Sponheim had greatly influenced Henry Cornelius in the latter's work on his De occulta philosophia. Paracelsus decided to apply to the Abbot of Sponheim for the opportunity to study science with him. He was accepted, but the association did not last very long. Led by a desire to learn more about the nature and properties of minerals first-hand, he went to the Tyrolean mines owned by the famous merchant-administrators and bankers to the German Emperors, the Fuggers. Paracelsus felt at home among the miners. He soon came to the conviction that what he gained through direct observation was the best education of all. He learned about the processes involved in mining operations, the nature of ores, the properties of mineral waters, and the stratification of the rocks of the earth. Meanwhile he came to know the home life of the miners, studied their illnesses and the types of accidents to which they were most prone. In brief, from his experiences in the mines he concluded that formal schooling is not education in the mysteries of nature. He was convinced that only by reading the book of nature first-hand and through personal contact with those who work with nature can one come to anything like truly natural scientific knowledge. This point of view followed Paracelsus throughout his life, and colored his relationships with those scholars with whom he came into contact. He based his work entirely on the results of his own observation and experience, and not on theories acquired from others. Paracelsus wandered over a great part of central Europe in order that he might come to a direct personal knowledge of things. He once said that the physician must read the book of nature, and that to do so he must “walk over its pages.” He came to the conclusion that since the temperaments, constitutions and activities of different peoples are different, the diseases from which they suffer must also be different. Therefore he believed that it was incumbent upon the physician to know other peoples as the key to understanding his own. The summation of Paracelsus' method of study is contained in his questions, “From where do I obtain all my secrets, from what authors? It would be better if one asked how the animals have learned their skills. If nature can teach irrational animals, can it not much more teach men?” In all, Paracelsus spent nearly a full decade in his wanderings in search of knowledge. At the end of his travels, while the mass of information he had gathered lacked order and coherence, there is no doubt that here was a man whose experiences, observations of peoples, places and events, as well as knowledge of the elements and processes of nature gave his words and deeds the weight of direct evidence. His superiority to his contemporaries was unquestionable. When Paracelsus returned to Basel in 1527 he was appointed city physician, and also was made professor of physic, medicine, and surgery at the University. He undertook to give a course of lectures in medicine, but the latter provoked a storm of protest because they were so unconventional, as might have been expected from one holding his views on education. First of all, Paracelsus lectured in German, not Latin, which was unheard of in academic circles of the time. Then his lectures were composed of statements derived from his experience, and presented his own methods of cure, based upon his personal points of view. But worst of all to the traditionalists, Paracelsus' lectures dealt with cure of the diseases current among the peoples of Europe in the year 1527, and not only did not include comment on the classic medical texts of Galen or Avicenna, an accepted part of every medical lecture worthy of the name, but they attacked these sacrosanct authorities and ridiculed those who followed their teachings. Above all, Paracelsus plead for a medical practice which met the needs of the time, which followed the results of direct observation, and which did away with the ignorance and greed of physicians which hid behind a mask of pompousness and reliance upon the dicta of men who had been dead for centuries. Paracelsus also was hard at work proving the practical worth of his knowledge in curing the sick. His success was phenomenal. Maladies previously considered incurable were healed quickly and efficiently by his methods. Case after case which had been given up by other physicians of Basel and the surrounding towns, was brought to him and cured. For two or three years Paracelsus' reputation spread far and wide. Never before had such a physician practiced in Basel! But this success did not last. At first, his learning, derived from his practical experience, his appeal to the common sense of his hearers, captured the imagination of his students. His successful practice was proof of the correctness of his teaching, and all opposition based on traditionalism was pushed aside. Slowly, however, the tide began to turn; the waters of opposition gathered their strength. No single detail escaped the vigilant eyes of his enemies; nothing was too insignificant to throw into the scale against him. There was the matter of his having no degree; the conservatives demanded that he be forced to prove his qualifications before continuing his teaching and practice. And his prescriptions were a source of annoyance to the pharmacists of Basel, for Paracelsus had worked out his own system of drug compounding, which differed radically from that generally employed by other physicians. Therefore the apothecaries attacked Paracelsus, because he did not use their products as did the Galenists. On the other hand, Paracelsus requested the city authorities to keep close watch on the purity of the drugs sold in Basel, to be certain that the apothecaries really knew their work, and, above all, to be watchful of the commercial relationships between the apothecaries and physicians. At last the day came for which the enemies of Paracelsus had long been waiting. Among his patients was one Canon Cornelius von Lichtenfels, who had called upon Paracelsus for professional aid when his own physician had given up his case. Although he had promised to pay Paracelsus' fee in the event of a cure, von Lichtenfels now refused to do so. Eventually the matter was taken into a court of law, where the judges found in favor of von Lichtenfels. Noted for his quickness of temper and outspokenness, Paracelsus candidly told the judges his opinion of them, their conduct of the case, and their method of administering the law. When he left the court, Paracelsus' friends advised him to leave Basel without delay, for his enemies would surely see to it that he be severely punished for his speech before the justices. Paracelsus took this advice, and departed from Basel in haste. Once again Paracelsus resumed his wandering life. For a brief time he remained in Esslingen, then went to Colmar, but the pinch of poverty drove him from town to town in search of work. Twelve years were passed in these journeyings, Paracelsus never remaining in one place for more than a year. Finally, in 1541 when Paracelsus was forty-eight, he received an invitation which seemed to be the fulfillment of his longing for a permanent home where he could pursue his work undisturbed and in peace. Archbishop Ernst of Salzburg offered Paracelsus his protection if the latter would come to that city and take up his professional activities there. But Paracelsus was in Salzburg only a few months when he died at almost the same time Michelangelo completed his painting of the Last Judgment in the Sistine Chapel at Rome. Even the reports of Paracelsus death reflect the efforts of his enemies to defame him. One tale recounts that his death was caused by a drunken brawl in which he was a participant. A report with sinister implications tells that Paracelsus did not die a natural death, but was thrown over a steep cliff at night by assassins in the employ of the apothecaries and physicians, whose vengeance followed him through all his years of exile. One of Paracelsus' most far-reaching concepts is that of Signatures, that is, the idea that each single part of the microcosmic world of man corresponds with each single part of the macrocosmic world outside man. This leads directly to his teaching concerning Specifics. He realized that the latter were not to be discovered in the labyrinth of often fantastic nostrums and combinations of substances prescribed in the writings of the Galenists. Through careful observation extending over many years, Paracelsus concluded that mineral, plant and animal substances contain within themselves what he called “active principles.” It was his conviction that if a method of purification and intensification could be discovered whereby these substances could be caused to release their “active principles,” the latter would be infinitely more efficacious and safer in producing a cure than would their crude and often dangerous originals. Paracelsus died before he could discover the method which could unlock the potency, the healing power latent in mineral, plant and animal substances. This problem was not solved until two and a half centuries later when another physician, Samuel Hahnemann, discovered a method of so handling mineral, plant and animal substances that their innate healing powers were enhanced and made available to a medical practice in line with the highest ideals of cure envisioned by Paracelsus. This method of preparation of substances and the manner of their selection and administration to the sick, Hahnemann called Homeopathy. The first of Paracelsus' extensive works was published in Augsburg in 1529, memorable as the year when the Reformers' presentation of a protest to the Diet of Spires won them the name of Protestants. Throughout the extensive writings of Paracelsus, repeated again and again in every one of the more than two hundred separate publications of his works which appeared between 1542 and 1845, a single theme is to be observed: The life of man cannot be separated from the life of the universe; therefore, to understand man, understand the universe; to understand the universe, understand man. Only upon such an understanding—universal in its scope—Paracelsus believed a medical art worthy of the name could be built. To the proclamation of such a goal of medicine he devoted his life. In one of his writings, Paracelsus says, “There is a light in the spirit of man ... by which the qualities of each thing created by God, whether it be visible or invisible to the senses, may be perceived and known. If man knows the essence of things, their attributes, their attractions, and the elements of which they consist, he will be a master of nature, of the elements, and of the spirits.” Robert Browning expressed Paracelsus' thoughts in the well-known lines:
8.Eight years before the death of Paracelsus, Valentine Weigel was born at Naundorff, near Grossenheim in the district of Meissen. This year 1533 was also the year of the birth of Montaigne, the skeptic, of the completion of the rape of Peru by the most notorious of all Spanish conquistadores, Francisco Pizarro, of the proclamation of Anne Boleyn, soon to be the mother of Elizabeth, as Queen of England by Henry VIII, and of the final preparation of Luther's complete German Bible which was published the next year. The details of Weigel's childhood are obscure, but in course of time he received his Bachelor's and Master's degrees at the University of Leipzig. He continued his studies at the University of Wittenberg until 1567, three years after the death of Michelangelo. In that year he was ordained a Lutheran pastor and was called to the church at Zschopau, not far from Chemnitz in eastern Germany. His life was passed entirely in this place, and he continued as pastor of this church until his death in 1588, the year the English defeated the Spanish Armada. While the external events of Weigel's life are few and somewhat unimpressive when compared with some of the biographies discussed thus far, his inner development and his dedication to his pastoral tasks are very remarkable. He is remembered as a loving, devoted man, a true shepherd of his flock, a man whom all his parishioners loved, and who loved them in return. Twenty-one years after the death of their pastor, his parishioners came to know that in addition to the Valentin Weigel they knew, another man, as it were, had been active all the years in Zschopau. This was Valentin Weigel, student, mystic, and author. Weigel had long been a close student of the writings of Paracelsus, whose work he deeply admired, but whose fate he was determined not to share. Therefore while he studied and wrote a great deal during his lifetime, he never revealed his interest in mysticism to anyone, and left instructions that his writings were not to be published until sometime after his death. So while Pastor Weigel stood in his pulpit and preached to his flock Sunday after Sunday without interruption for twenty-one years, he never shared his most cherished interests and convictions with them. Weigel was well acquainted with the works of Eckhart and Tauler and also with such classical mystics as Dionysius and the Neo-Platonists. But with all his study he recognized that the ultimate truth of things is not acquired from without, but is to be found within each man. He wrote, “Study nature, physics, alchemy, magic, and so on, but it is all in you, and you become what you have learned.” In 1609, twenty-one years after Weigel's death, the year Henry Hudson sailed up the river that now bears his name, Weigel's book that was to greatly influence English mystics after its translation into English in 1648, was published. It bore the title, Von den Leben Christi, das ist, vom wahren Glauben, Of the Life of Christ, that is, of True Faith, and one of its outstanding passages is, “Faith comes by inward hearing. Good books, external preaching, have their place; they testify to the real Treasure. They are witnesses to the Word within us. But faith is not tied to books; Faith is a new birth, which cannot be found in books. The one who has the inner Schoolmaster would lose nothing of his salvation, even though all the preachers should die and all books be burned.” When one considers the theological ideas prevailing in his time, one of Weigel's interesting concepts deals with the location of heaven and hell. In an age when basically materialistic descriptions of heavenly wonders were contrasted with equally materialistic portrayals of hellish tortures, and men were assured by their pastors that these were definite places, Weigel's conviction, which probably he never voiced from his pulpit, is surprisingly modern. He wrote that “Heaven and Hell are in the soul of man, after all; both Trees of the Paradise, the Tree of Knowledge of Good and Evil, as well as the Tree of Life, flourish in the human soul.” (See Weigel's Erkenne dich Selbst, Know Thyself) Like Luther and others, Weigel prized and edited the little book, Theologia Germanica, or The Golden Book of German Theology, as Henry More called it, and spoke of it as “A precious little book, a noble book.” Weigel also loved the sermons of Johannes Tauler because “they testify to the experience of the Heavenly Jerusalem within us.” For Weigel, the immanence of the spiritual world was a profound conviction, born of his personal experience. His expression of this is one of the classic statements of mysticism: “God is nearer to us than we are to ourselves.” 9.Jacob Boehme was born on April 24, 1575 in the little German village of Alt Seidenberg on a hillside south of Goerlitz, near the Bohemian border. Jacob was the fourth child of his parents, of old German peasant stock, noted for their honesty and devoutness. The Boehme family were staunch Lutherans, and the children were brought up according to the family faith. Jacob was a sickly child, and was not thought strong enough to work in the fields. Therefore his childhood summers were spent watching the herds, and in winter he received the rudiments of reading, writing, simple arithmetic and a little Latin. His favorite reading was his Bible, which he carried with him in the fields, and came to know as few other men have. When he was fourteen, his father apprenticed him to the village cobbler for three years, since it was clear that Jacob's health would never permit him to be a farmer. In 592 Jacob Boehme began his journeyman's wanderings. Abraham von Franckenberg, whom we shall meet again as the friend of Johannes Scheffler (Angelus Silesius), knew Jacob Boehme, and described the latter's appearance in these years: “Jacob's body was worn and plain. He was short, with low forehead, wide temples, his nose slightly crooked, his eyes grey, lighting up at times like the windows of Solomon's Temple. He had a short beard, somewhat thin, a slight voice, but very gentle in conversation. His manner was modest, mild and humble. He was of patient heart, and his spirit was lightened by God beyond anything to be found in nature.” In the chapter in this book dealing with Jacob Boehme, Rudolf Steiner relates the famous story of the stranger and the pair of shoes, which took place during Boehme's apprentice days, sometime before 1599. In May of that year Boehme was officially made a citizen of Goerlitz, became established as a master shoemaker there, and soon afterward married Catherina Kuntzsch, daughter of a butcher of Goerlitz, by whom he had four children. In the year 1600, when Jacob Boehme was twenty-five, he had the remarkable spiritual experience which Rudolf Steiner mentions in this book. Boehme saw the sunlight reflected on the surface of a polished pewter dish, and it was suddenly as though he could penetrate into the most secret depths of the universe, could probe the secrets of nature, and could fathom the essential being of everything in creation. This is comparable to Paracelsus' observation: “Hidden things which cannot be perceived by the physical senses may be discovered by means of the sidereal body, through whose organism we can look into nature just as the sun shines through a glass.” Boehme later explained his spiritual experience or “illumination” in the introduction to his book, Aurora: “In a quarter of an hour I observed and knew more than if I had attended a university for many years. I recognized the Being of Beings, both the Byss and Abyss the eternal generation of the Trinity, the origin and creation of this world and of all creatures through the Divine Wisdom. I saw all three worlds in myself: first, the Divine World; second, the dark world and the source of fire; third, the external, visible world as an outbreathing of the inner or spiritual worlds. I also saw the fundamental nature of evil and good, and how the pregnant Mother, the eternal genetrix, brought them forth. My experience is like the evoking of life in the presence of death, or like the resurrection from the dead. My spirit suddenly saw all created things, even the herbs and grass, in this light. I knew who God is, what He is like, and the nature of His Will. Suddenly in that light my will was seized by a mighty impulse to describe the Being of God.” For ten long years after this spiritual experience, to which Boehme referred repeatedly throughout the remainder of his life, he meditated on his vision. He came to believe that what he had to tell others was entirely unique with him, and that his mission was to purify Christianity, which he thought had become corrupt once again. He had no use for theology born of reason, nor for creeds and dogmas established on purely intellectual foundations. He was convinced that only one's personal experience of the reality of the spiritual world can enable one to overcome evil and advance into genuine knowledge of the spirit. In 1610, the year when Galileo discovered the satellites of Jupiter by means of the newly-invented telescope, Jacob Boehme knew that the moment had come when he could write down an account of what he had seen a decade before: “To write these things was strongly urged upon my spirit, however difficult they might be for my outer self to understand, and for my pen to express. Like a child beginning school I was compelled to start my work on this very great Mystery. Within myself I saw it well enough, as in a great depth, but the describing and explaining of it seemed impossible.” Boehme wrote in the early morning before he went to his cobbler's bench, and in the evening after he returned home from his work. And at last, after two years of diligent effort, Jacob Boehme produced his Aurora one of the masterpieces of mystical literature. That Boehme knew that the twenty-six chapters of his Aurora are not easy to read, and are not for everyman, is clear from his words: “If you are not a spiritual overcomer, then let my book alone. Don't meddle with it, but stick to your old ways.” “Art was not written here, nor did I find time to consider how to set things down accurately, according to rules of composition, but everything followed the direction of the Spirit, which often hastened so that the writer's hand shook. As the burning fire of the Spirit hurried ahead, the hand and pen had to follow after it, for it came and went like a sudden shower.” Handwritten copies of the manuscript were made by Carl Ender von Sercha, Boehme's friend and student. Sercha believed that in Boehme's work a prophecy of Paracelsus had been fulfilled, which announced that the years between 1599 and 1603 would bring about a new age for mankind, a time of “singing, dancing, rejoicing, jubilating.” Therefore many who heard of Boehme's remarkable spiritual experience when he had, to use his own words, “wrestled in God's presence a considerable time for the knightly crown ... which later, with the breaking of the gate in the deep center of nature, I attained with much joy,” believed that in him the words of Paracelsus had come true. Their enthusiasm, however, was not universally shared. A copy of the manuscript of Aurora fell by chance into the hands of the Lutheran Pastor Primarius Gregorius Richter of Goerlitz. After the clergyman read the pages that John Wesley was later to describe as “sublime nonsense, inimitable bombast, fustian not to be paralleled,” and the celebrated English Bishop Warburton characterized as something that “would disgrace Bedlam at full moon,” he went to his pulpit the next Sunday and poured out his indignation upon Boehme's work. Among the congregation that morning sat Jacob Boehme himself, listened quietly and without a shadow of emotion to the stern denunciations of his pastor. Afterward he went to Richter and attempted to explain the passages of Aurora to which the latter took most violent exception. But the clergyman would have neither Boehme nor his book, asked the town council to expel Boehme from Goerlitz. His effort failed, but the justices warned Boehme that since he was a shoemaker, he must abandon writing and stick to the trade for which he was licensed. Boehme, who had said, “In Yes and No all things consist,” accepted their injunction, and entered upon still another time of silence. This period lasted from 1612, the year the King James Version of the English Bible was issued, until 1619, when a Dutch ship landed in Jamestown, Virginia, with the first African slaves to be sold in North America. Meanwhile, Boehme's fame was spreading as more and more people read the manuscript copies of his Aurora, which were circulated by his admirers. Among the latter were the physician of Goerlitz, the learned Dr. Tobias Kober, the director of the Elector of Saxony's chemical laboratory at Dresden, Dr. Balthazar Walther, the nobleman Carl Ender von Sercha, and the Paracelsus student, who was to be Boehme's biographer, Abraham von Franckenberg. Again and again these men urged Boehme to ignore the order of the magistrates of Goerlitz, and to continue his writing, but he consistently refused. However, early in 1619 their urgings met with success, and Boehme resumed his writing, and continued with increasing zeal during the following years. As he wrote, “I had resolved to do nothing in future, but to be quiet before God in obedience, and to let the devil with all his host sweep over me. But with me it was as when a seed is hidden in the earth. Contrary to all reason, it grows up in storm and rough weather. In the winter, all is dead, and reason says, ‘Everything is ended for it.’ But the precious seed within me sprouted and grew green, oblivious of all storms, and, amid disgrace and ridicule, it has blossomed into a lily!” Through all the following years Boehme remained faithful to his original conviction that everything he wrote was not the fruit of his own intellectual creativeness, but was the gift of the spiritual world. In 1620, the memorable year of the Pilgrim Fathers at Plymouth, he said, “I did not dare to write other than as I was guided. I have continued writing as the Spirit directed, and have not given place to reason.” Boehme was one of those people who suffer much from the enthusiasm and admiration of their friends The latter were responsible for the attack by Pastor Primarius Richter, because of their circulating copies of Aurora, as we have seen. Again, toward the end of 1623, Boehme's friend, Sigismund von Schweinitz published three small works of Boehme, the first of the latter's writings to appear in print. Immediately the enemy in the person of clergyman Richter attacked Jacob Boehme, and once again complained to the magistrates of Goerlitz. This time, since he had broken their injunction against his writing, they ordered Boehme to leave town. Before receiving the sentence of the magistrates, however, Boehme had been invited to visit the Court of the Elector of Saxony in Dresden. Therefore, early in May the shoemaker, exile from Goerlitz arrived in Dresden to attend “a conference of noble people,” as he described it. Boehme was fast becoming famous. The second attack upon him by Pastor Primarius Richter was known widely, and the sale of his writings, which were rapidly appearing in print, steadily increased. He was convinced that in only a short time “the nations will take up what my native town is casting away.” He regarded the invitation to the Elector's Court as an opportunity to defend his works before some of the leading theologians and scholars of his time, and he was right. His devoted student, Dr. Balthazar Walther, had arranged that Boehme was to be a guest in the home of Dr. Benedict Hinckelmann, Walther's successor as director of the Elector's laboratory, and the court physician. Boehme's reception in Dresden was all that his most devoted friends could have desired. He was entertained with consideration and appreciation, and found that important members of the court circle had studied his writings, and welcomed this opportunity to discuss them with him. One of the prominent noblemen of the Elector's household, Joachim von Loss, invited Boehme to visit his castle in order that they might have conversation together. Major Stahlmeister, chief master of horse to the Elector, did everything possible to inform the Elector favorably concerning Boehme's work. Finally, at the request of the Elector, Boehme was examined orally by six eminently learned doctors of theology, and by two mathematicians. As a contemporary account describes it, “The illustrious Elector found great satisfaction in Boehme's answers. He asked Boehme to come to him privately, spoke with him, extended many favors to him, and gave him permission to return to his home in Goerlitz.” At the conclusion of his visit, which lasted nearly two months, Boehme left Dresden, his teachings at least partly accepted. He did not return directly to Goerlitz, but visited three of his noblemen friends on the way. At the home of one of them he was taken ill, and as soon as possible, he hastened home to Goerlitz, where his friend and physician, Dr. Tobias Kober undertook his care. It was not long, however, before Dr. Kober, realizing that Jacob Boehme's death was near, arranged that he should receive the sacrament of the Lord's Supper after he had made a confession of faith. This was done on November, 15 1624. It was nearly two o'clock in the morning of the following Sunday that Jacob Boehme asked his son, Tobias, “Do you hear that beautiful music, my son?” Tobias replied that he did not. Then Boehme said, “Open the door then, so we can hear it better.” He inquired as to the hour, and when he was told that it was not yet three o'clock, he replied, “Then my time has not yet come.” With the first faint touches of Aurora on the eastern sky, Jacob Boehme spoke words of farewell to his wife and children, and with a smile of joyful expectancy on his face, breathed out his spirit with the words, “Now I go to Paradise.” A great crowd of the everyday people of Goerlitz, the shoemakers, tanners, craftsmen, along with devoted students of Boehme's writings, attended his funeral. The pall-bearers were shoemakers of Goerlitz, and the funeral service was conducted by the Lutheran clergyman who succeeded Richter. On the tombstone of porphyry are inscribed the words, “Jacob Boehme, philosophus Teutonicus.” Jacob Boehme once described life as “a curious bath of thorns and thistles,” and his experience witnessed the truth of his words. But all the difficulties of his comparatively short life of forty-nine years were more than compensated by his vision of the greatness of man and of man's destiny. As he wrote, “Man has a spark of the spirit as a supernatural gift of God, to bring forth by degrees a new birth of that life which was lost in Paradise. This sacred spark of the divine nature within man has a natural, strong, almost infinite longing for that eternal spirit of God from which it came forth. It came forth from God, it came out of God; therefore it is always in a state of return to God. All this is called the breathing, the quickening of the Holy Spirit within us, which are so many operations of this spark of life, tending toward God.” 10.In 1548, the year Michelangelo was made chief architect of St. Peter's in Rome, Giordano Bruno was born beneath the shadow of Mount Vesuvius in the little village of Cicala near Nola. His boyhood was passed in the midst of earthquakes, plagues and famine, while robbers and outlaws frequented the hills and fields of his native countryside. His father was a soldier, and the boy was named Philip. At the age of fifteen he was enrolled in the Dominican monastery in Naples, the same cloister where Thomas Aquinas had lived three hundred years before. There he was given the name Giordano, which had been the name of one of the intimate companions of St. Dominic himself. For nearly thirteen years he studied in this monastery, and became learned in the works of the ancient philosophers, particularly of Plotinus and Pythagoras. He was of an independent spirit, and gave considerable concern to his censor on this account. For example, he removed the saints' pictures from his cell, leaving only the crucifix on the wall. When he discovered a monk reading The Seven Joys of Mary, he advised him to read something more rational. He also questioned points in the Church dogma such as the Transsubstantiation, the Trinity, and the Immaculate Conception. At an early age he was deeply impressed with the scientific writings of Copernicus, and after some twenty years of reading them recalled that the force of their teaching still worked strongly upon him. The teachings of the Neo-Platonists and of Nicolas of Cusa formed the basis of his own philosophy, and during his early years he wrote considerable poetry as well. In 1572, when Bruno was twenty-four, he took holy orders, read his first Mass, and began to perform the other priestly functions. About this time he took some of his companions into his confidence, and frankly told them some of the questions he entertained on matters of Church dogma. They lost no time in informing their superiors, and soon the Holy Office of the Inquisition reprimanded Bruno sharply. Plans were made to bring him before a court of the Inquisition, but Bruno secretly left Naples and went to Rome, where he stayed in the Della Minerva Monastery. However, he was not long left in peace. Fra Domenico Vito, provincial of the Order, charged him with heresy, and orders for his arrest were sent to Rome. Letters from friends informed Bruno that soon after his departure from Naples his books which he had hidden, had been discovered, including works by Chrisostom and Hieronymous, with notes by Erasmus. Bruno's situation was very serious, and he left the monastery, divested himself of his Dominican habit, and wandered over the Campagna in the vicinity of the ruins of Hadrian's villa dressed as a poor beggar, which indeed he was. These events occurred in 1576–1577, at about the time of the birth of the painter, Peter Paul Rubens. Now began Bruno's years of wandering, during which he sought to make known the new teachings about the universe as set forth by Copernicus. He also continued his own writings, creating philosophical masterpieces and poetic works of unusual mystical depth and content. He took passage in a ship bound for Genoa, but was unable to land because of the plague and civil war. Therefore he stopped at Noli, on the Riviera, where he taught boys grammar and delivered lectures on the work of Copernicus, the plurality of worlds, and the shape of the earth. But this was too much for the local clergy, and once again Bruno wandered to Turin, where he hoped to obtain an opportunity to lecture in the University through the celebrated patron of scholars, Duke Emmanuele Filberto. However, the latter was under the influence of the Jesuits, and once again Bruno was denied the post he sought. Bruno reached Venice after traveling across northern Italy from Turin, but here too he found that the deadly plague had done its work as in Genoa, and a large part of the inhabitants—including the painter Titian at the age of ninety-nine—had died. However, Venice was the center of the publishing activities of Italy, and Bruno braved the plague in order to have some of his work printed there. Shortly afterward he visited the Dominicans at Padua, and “they persuaded me to wear the habit again, even though I would not profess the religion it implied, because they said it would help in my travels to be thus dressed. And so I put on the white cloth robe and the hood which I had kept by me when I left Rome.” When Bruno arrived in Geneva, the Marchese Galeazzo Carraciola, nephew of Pope Paul IV, also a refugee from persecution by the church, and a member of the Calvinist Protestant religion, befriended him. The Marchese asked him to cease wearing the Dominican habit and to assume the usual dress of the lay scholar, and Bruno did so, never again wearing a religious habit. During his stay in Geneva, Bruno found himself in trouble with Antoine de la Faye, a member of the Academy, because he took exception to one of the latter lectures, and attacked some twenty points in it. Bruno was arrested and imprisoned for a short time, and after his release was informed that he must either adopt Calvinism or leave the city. Shortly after this Bruno entered France, visiting Lyons and afterwards Toulouse. In the latter place he received his Doctors degree, and held the position of professor of philosophy in the university for two years, lecturing to appreciative hearers on astronomy and general philosophical subjects. But again the clergy interfered with his work, and he left Toulouse for Paris, where he arrived in 1581. Henry III, king of France, had heard of Bruno's great gifts as a lecturer, and of his unusual learning, eloquence and memory. Therefore he wished to appoint Bruno to the faculty of the Sorbonne, but before doing so, it was necessary for Bruno to confess and attend Mass as a professing Catholic. Bruno fearlessly and uncompromisingly refused, and so greatly did his honesty and sincerity impress the king that the latter allowed him to assume the position without regard to his scruples concerning religion. The Paris lectures of Giordano Bruno were based on his study of the famous treatise, the Ars Magna, which Raimon Lull, the eminent Majorcan author, Arabic scholar, mystic, educational reformer, and traveler, had written in 1275. In addition, Bruno discussed logic, general philosophy, astronomy, the symbolism of Pythagoras, and the teachings of Copernicus. After two years' teaching in Paris, Bruno was offered the post of secretary to Michel de Castelnau, sieur de Mauvissiere, ambassador to England. Bruno found London in a ferment of excitement, since attempts had recently been made on the life of Queen Elizabeth. Added to this were constant rumors that the Spanish were preparing to launch a massive invasion attempt against the coasts of England, and after Bruno had been in England for about a year, these rumors were confirmed by accurate information that a great Armada was gathering in the Tagus with designs upon England. But politics, rumors of invasion, and tales of military exploit did not interest Bruno. He visited Oxford, and was disappointed with what he found there. From the time he first landed in the country, he had been repelled by what he considered the brutality of English manners in contrast with those he had known in Italy and France. In Protestant Oxford Bruno found a narrowness and sectarian dogmatism entirely foreign to the ideas of objective freedom he believed should prevail among scholars. The presence of the distinguished Polish Prince Johann a Lesco at Oxford was the occasion for a debate in which Bruno defended his new cosmology based on the teachings of the Polish Copernicus, against a group of theologians. Bruno won easily, but was soon forbidden to continue his lectures in Oxford. While Bruno found the manners of the British distasteful, and the attitude of the Oxford scholars hopelessly bigoted, in the person of the Queen he found something to admire. He was frequently invited to private conversations with Elizabeth, who was always happy when she could display her knowledge of Italian, and who appreciated Bruno's learning and charm. In London, Bruno met the brilliant statesman, Sir Philip Sydney, to whom he dedicated one of his works, Lord Bacon of Verulam, and other prominent figures of the Elizabethan court. Bruno's duties at the embassy apparently were not arduous, since he seems to have had time to mingle with the court, to form acquaintances with the leading men of the time (there is a tradition that he met Shakespeare in the printing shop of Thomas Vautrollier), to hold lectures at Oxford, and, most important for posterity, to devote himself to writing. In 1584 while Sir Walter Raleigh's expedition in Virginia was taking place, and the plot involving Mary Queen of Scots was fast coming to a head, Bruno wrote his two most famous metaphysical works, De la Causa, Principio, ed Uno, and D l'Infinito, Universo, e Mondi. Early in 1585, with the plans for an English invasion of the Netherlands taking shape, and the raids on the Spanish American coasts by Sir Francis Drake making certain a crisis with Spain, the French ambassador decided he should return to France for a time. Therefore Bruno left England, probably not too unwillingly, though the years of his English residence were among the most productive and happiest of his life. Bruno's ideas were found acceptable to the superiors of the college of Cambrai, and he found a temporary place among the lecturers there. However, his outspokenness brought him into trouble, for he prepared a thesis of one hundred twenty articles, in which he attacked the philosophy of Aristotle. His works and teaching evoked enthusiasm such as had not been witnessed in academic circles in France since the times of Abèlard. Bruno's theses were printed by permission of the censor, and the debate on them was held on May 5, 1588, at Whitsuntide. At once after his triumph, Bruno left France for Germany, where he hoped to find freedom to lecture. In Marburg he was disappointed, but in Wittenberg he was welcomed, and found the atmosphere congenial to his creative activity. There he produced several more written works. In 1588, with Europe ablaze with the tale of the defeat of the Spanish Armada, and with it the hope of Philip II to crush English Protestantism under the tread of invading Spanish Catholic armies, Bruno decided to visit Prague. From there he went to the university at Helmstadt where he remained for a year, but at the end of that time was driven out by the attacks of Boethius, Lutheran Rector of Helmstadt. Bruno decided to go to Frankfort, where he hoped to prepare and publish several works, but he was not allowed to enter the city. Instead he found refuge in a Carmelite cloister just outside the city, through the kind assistance of the famous publishers, Wechel and Fischer. In the cloister he worked with feverish haste, and produced a number of works which were published. The Prior of the monastery recalled Bruno as “a man of universal mind, skillful in all sciences, but without a trace of religion.” During this period—when he wrote his Seven Liberal Arts—the Frankfort Fair took place, and many publishers from foreign countries were present. There Bruno met the Venetian booksellers, Bertano and Ciotto, and it was the latter who took Bruno's writings to Venice. There these were found by a young nobleman, Giovanni Mocenigo, who read them with great interest, and inquired for details about the author. Sometime later, when Bruno was in Zurich a letter reached him from the young Mocenigo, inviting him to visit him in Venice, promising him safe conduct for the journey. As soon as Bruno's friends heard of the invitation, they urged him not to accept it, for they feared for his safety at the hands of the Inquisition. But Bruno brushed their fears aside. He had confidence in this young nobleman, a member of one of the finest and most honorable families of Venice. Therefore, Bruno crossed the Alps and descended into Italy, arriving in Venice in October, 1591. The first months after Bruno's arrival were filled with scholarly activity. He began to tutor the young Mocenigo, and also lectured privately to German students at Padua, where he was soon to be followed by Galileo. Bruno frequented the Venetian philosophical and literary societies, and was welcomed in the home of Andrea Morosini and of his student Mocenigo. Finally, after some time Bruno decided that he would like to return to Frankfort in order to publish some of his works there. But this was not to be. From the moment he had arrived in Italy the spies of the Inquisition were on his track, and Giovanni Mocenigo cooperated with them. And now that Bruno wished to leave the country, Mocenigo had him arrested, and thrown into the prison of the Inquisition. He was charged with many heresies, most serious being his teaching of the infinity of the universe. Bruno was kept in the prison at Venice for nine months, and at the end of that time was taken in chains to the Bridge of Sighs, and was conveyed through the lagoons to Ancona, where he remained until he was taken to Rome. After torture and solitary confinement at Ancona, Bruno was turned over to the Roman Inquisition, and for seven years he experienced the terrors of the prison of the Holy Office. To the last he refused to give up his beliefs, and defied his opponents in all they brought against him. On February 9, 1600 Bruno was excommunicated with the cries of “Anathema.” On February 6th in the Campo dei Fiori, a Roman flower market, Giordano Bruno was burned at the stake. He was hardly fifty years of age, and his body showed signs of dreadful torture. With his head erect, his eyes showing full consciousness, he walked unassisted to the stake. Rudolf Steiner said in a lecture on January 12, 1923, “The flaming pyre in which Giordano Bruno was put to death in the year 1600 was an outer sign of a most significant phase of inner development ... The flames in Rome are a glorious memorial in history, as Giordano Bruno himself indicated. While he was burning, he said, Something will come into being. And what was destined to come into being, what drew forth the cry, You can put me to death, but not through centuries will my ideas be able to be put to death,—that is precisely what must live on.” 11Shortly after the beginning of the Thirty Years' War, in the year Virginia became a royal colony, with governor and council appointed by the British crown, and two years after New Netherlands was established as a Dutch colony in America, Johannes Scheffler was born in the German city of Breslau in Silesia, in 1624, the year Jacob Boehme died. When Johannes was five, his mother enrolled him and his brother at the Elizabeth Gymnasium in Breslau, shortly before her death. At the age of nineteen Johannes Scheffler matriculated at the University of Strassburg, where he intended to study medicine and law. After a year at Strassburg, he entered the University of Leyden and remained there two years. While he was at Leyden Scheffler discovered the works of Jacob Boehme, which had been published at Amsterdam in 1642. As he expressed it, “When one is in Holland, all sorts of things come one's way.” From Leyden, Scheffler went to the greatest medical school at that time, the University of Padua, where he received his degree of Doctor of Medicine and Philosophy in 1648. At about this time he wrote in the album of one of his fellow students, Mundus nihil pulcherrimum, The world is a very beautiful Nothing. In 1649 Johannes Scheffler was appointed Court physician to the strict Lutheran Duke Sylvanus Nimrod at Oels in Württemberg. Shortly before Scheffler arrived in Oels, the town of four thousand inhabitants had been reduced to less than two thousand, due to an action which had been fought there in the Thirty Years' War. The cattle had been killed, crops destroyed, houses ruined, and even the castle of the Duke was slightly damaged. At the same time that Scheffler came to Oels, an older man also arrived in the town. He had been born there fifty-six years before, and was destined to play an important role in the life of Scheffler. This man was Abraham von Franckenberg, whom we have already met as the friend and biographer of Boehme; as Scheffler's friend he was to guide the latter on his spiritual path. Years before, von Franckenberg had given over his estate to his eldest son, and had reserved only two small rooms in the house for himself, where he studied and lived. During the plagues which swept over the district from time to time, he was of great help to the sick. It was at a time of plague that he met Jacob Boehme, and eventually printed the latter's writings at his own expense. Von Franckenberg studied Kaballa, alchemy, the works of Giordano Bruno and Copernicus, with the single aim of solving the secrets of the science of nature. Because of his studies von Franckenberg was attacked by the Lutheran clergy, and finally left Oels in 1641, and went to Danzig where he lived for eight years as the guest of the famous astronomer, Helvelius. From Danzig he returned to Oels in 1649. When he was asked by the Duke if he was a Catholic, a Lutheran, or a Calvinist, von Franckenberg answered, “I am the heart of all these religions.” Johannes Scheffler was attracted to von Franckenberg at their first meeting, and soon the young physician became the devoted student of the older scientist. Long hours were spent by the two of them in von Franckenberg's little rooms discussing Boehme, alchemy, astronomy, the mystics of medieval times, and so on. Two and one-half years after their meeting, von Franckenberg died, and bequeathed many of his precious books and manuscripts to Scheffler. Among these works, which Scheffler referred to as “a real pharmacy of the soul,” were the Theologia Germanica, the writings of Boehme, Weigel, Paracelsus, Bruno, Tauler and Rulwin Merswin. One volume of this collection is preserved, and bears the date 1652 inscribed on the flyleaf, and in the handwriting of Scheffler, the words, “From my faithful friend, Abraham von Franckenberg.” Another volume from this collection also contains extensive notations in Scheffler's handwriting. Shortly after von Franckenberg's death, Scheffler decided to write a book composed of passages from his favorite mystical authors. This he intended to issue as a New Year gift volume. As a matter of course the printer submitted the book to Christoph Freytag, court chaplain and censor. Freytag struck out long passages, and not only refused to give his imprimatur, but also declined to so much as speak with Scheffler about it. This was a turning-point in Scheffler's spiritual life. He realized that the Lutheran church could no longer be his religious home. He resigned his post, left Oels immediately, and returned to Breslau. Among the writers whom Scheffler had quoted in his book, many were Catholic. Now he began to read Catholic books more and more, spending some months in Breslau in thorough study of them. On June 12, 1653 Johannes Scheffler embraced the Roman Catholic faith. As Abraham von Franckenberg had been a strong influence in Scheffler's life at one point, now a second man exerted a powerful effect upon him. This was Sebastian von Rostock, born the son of a poor ropemaker, now the vicar general of the diocese of Breslau. As a simple parish priest in the village of Niesse he had witnessed the hardships of the Thirty Years' War. For example, when the Lutheran armies rounded up many Catholics and imprisoned them in buildings, he risked his life by climbing in the windows to give them spiritual consolation. One day while he was walking through the forest, he was set upon by a Lutheran cavalryman. He drew his sword, which all men, clergymen or not had to wear at that time for self-protection, returned the attack, and killed his opponent. However, the instant the cavalryman fell from his horse, von Rostock rushed to him in order to give him absolution that he might die in a state of grace. In the Catholic Counter-Reformation of 1653–1654, von Rostock was extremely severe on the Lutherans, with the result that over two hundred fifty churches were returned to Catholic use in Silesia alone. At this point, however, von Rostock wished to have some proof that Lutherans were finding it possible to embrace the Catholic faith without pressure or force. Therefore the free conversion of the celebrated former court physician, Johannes Scheffler, was precisely the example he was looking for. He sought out Scheffler, who by this time had decided to change his name. First he adopted the name of Johannes de Angelis, a Spanish mystic of the sixteenth century, calling himself Johannes Angelus. But he discovered that there existed a certain Protestant doctor of theology, Johannes Angelus of Darmstadt, so he added “Silesius” from his birthplace, calling himself Johannes Angelus Silesius, by which he is known to posterity. Sebastian von Rostock invited Angelus Silesius to his palace, and after talking with him arranged that the Austrian Emperor, Frederick III would give him the title of Court physician, but without either duties or salary. Nevertheless the title alone gave Angelus Silesius good reputation in Catholic circles particularly. More important, however, is the fact that von Rostock give his imprimatur to Angelus Silesius' Geistreiche Sinn und Schlussreime, Witty Sayings and End-Rhymes, which, when it was reprinted in 1674 was given the name by which it has since become famous, Cherubinischer Wandersmann, The Cherubinean Wanderer. The book was approved in July, 1656, but was not published until 1657, the year before the birth of the English composer, Henry Purcell. In 1674 Angelus Silesius' collection of some two hundred poems was published under the title, Heilige Seelenlust, oder geistliche Hirtenlieder der in ihren Jesum verliebten Psyche, Holy Ecstasies, or Sacred Shepherd Songs in Adoration of Jesus. From this collection, several poems were eventually included in the Lutheran hymnal, and today are among the best-loved hymns of the Protestant church. Angelus Silesius became extremely zealous in developing the activities of the Catholic church in Breslau. Now a Franciscan priest, he organized the first Catholic procession held in Breslau for well over a century. And to drive the lesson home to observers, Angelus Silesius himself carried the cross and wore the crown of thorns in the procession. The next twelve years were a period of intense controversy, for in that time Angelus Silesius wrote and published some fifty-five attacks on Protestantism, most of them extremely bitter. Finally he was persuaded to give up this activity by the superior of his Order. In 1664 Angelus Silesius was appointed marshal and counsellor to Sebastian von Rostock, who meanwhile had become Prince-Bishop of Breslau. Seven years later the Prince-Bishop died suddenly, and a sadness settled upon Angelus Silesius which did not leave him until death. Just as Sebastian von Rostock had appeared after the death of Abraham von Franckenberg, now a third man befriended Angelus Silesius. This was Bernard Rose, Abbot of the Cistercian monastery of Grüssau, and Vicar General of the Cistercians in Silesia. Abbot Rose was a man of great strength, kindness of heart, a stern disciplinarian in his monastery, and a firm supporter of the Counter-Reformation. The monastery of Grüssau was located about fifty miles from Breslau, and was noted for its hospitality to all who knocked at its gates. Angelus Silesius was received with warmth and kindliness at Grüssau. He found understanding, support, and comfort, of inestimable value to him, since now he was a dying man. The months he lived at Grüssau were spent in writing, meditation, and prayer. There he completed his last work, the Ecclesiologia, which he dedicated to Abbot Bernard Rose, his friend. The last three months of Angelus Silesius' life were marked by severe suffering, but through it all he was able to maintain an attitude of inner calm, of lofty spiritual vision, and of clear consciousness. He died on July 9, 1677, and to the last moment of his life he never ceased to manifest the spirit of love and peace which had settled upon him during his severe illness. In his last days Angelus Silesius repeated again and again, “Tranquillity is the best treasure that one can have.” In the Loggia di San Paolo on the south side of the square, opposite the Church of Santa Maria Novella in Florence is a famous terra cotta relief created by Andrea della Robbia sometime around 1492. Influenced by a work of Fra Angelico, it depicts the historic meeting between St. Francis and St. Dominic. When one contemplates what is represented there, one is reminded of the Scripture, “Mercy and truth are met together.” An Italian, whose life-work was centered in a love which is ever merciful, embraces a Spaniard, whose striving for truth was expressed in knowledge of the eternal spirit. Rudolf Steiner once observed that “External events, which at first glance seem to be trifling occurrences in the course of history, are deeply and inwardly rooted in the evolution of mankind.” In this sense, this artistic creation, fashioned at the moment of emergence of the modern world, portraying the meeting of the founders of two great streams of spiritual aspiration which arose in the Middle Ages, bearing the classic Platonic and Aristotelian impulses into later times, expresses their significance in the development of mankind. The series of eleven men around whom this book is created, begins with Meister Eckhart, a Dominican, and concludes with Angelus Silesius, a Franciscan. Midway between the two Rudolf Steiner places Henry Conelius, Agrippa of Nettesheim, typical of the “new man” of the Renaissance: scholar, courtier, diplomat, physician, master of the “new learning” which came to the fore at the dawn of the modern age. Between the Dominicans, for whom the ideal picture of the world was embodied in the word Order, and the Franciscans, for whom the essence of creation was expressed in the word Love, Rudolf Steiner has placed the figure whom he calls “a protagonist for a genuine science of nature.” In the lives of these eleven men is united the progressive unfoldment of ideas and events at a moment of supreme importance in the course of man's life on earth. Their struggles, tensions, and resolutions epitomize the historical process as it unveiled itself in the important development then taking place in the evolution of humanity. In their life-experiences we see the birth-pangs of the appearance of a new stage in the life of mankind—the dawn of the modern age. |
30. Individualism and Philosophy: Individualism in Philosophy
Tr. William Lindemann Rudolf Steiner |
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[ 1 ] If the human being were a mere creature of nature and not a creator at the same time, he would not stand questioningly before the phenomena of the world and would also not seek to fathom their essential being and laws. He would satisfy his drive to eat and to propagate in accordance with the inborn laws of his organism and otherwise allow the events of the world to take the course they happen to take. |
But the human spirit does not want to acknowledge this origin to itself. The human being submits himself to his own laws, but he regards these laws as foreign. He establishes himself as ruler over himself. Every religion establishes the human “I” as regent of the world. |
The world of objects surrounding us is as it must be in accordance with the laws of connection lying ready in our soul. Aside from these laws we do not know how this world is “in-itself.” |
30. Individualism and Philosophy: Individualism in Philosophy
Tr. William Lindemann Rudolf Steiner |
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[ 1 ] If the human being were a mere creature of nature and not a creator at the same time, he would not stand questioningly before the phenomena of the world and would also not seek to fathom their essential being and laws. He would satisfy his drive to eat and to propagate in accordance with the inborn laws of his organism and otherwise allow the events of the world to take the course they happen to take. It would not occur to him at all to address a question to nature. Content and happy he would go through life like the rose of which Angelus Silesius says:
[ 2 ] The rose can just be like this. What it is it is because nature has made it this way. But the human being cannot just be like this. There is a drive within him to add to the world lying before him yet another world that springs forth from him. He does not want to live with his fellowmen in the chance proximity into which nature has placed him; he seeks to regulate the way he lives with others in accordance with his reason. The form in which nature has shaped man and woman does not suffice for him; he creates the ideal1 figures of Greek sculpture. To the natural course of events in daily life he adds the course of events springing from his imagination as tragedy and comedy. In architecture and music, creations spring from his spirit that are hardly reminiscent at all of anything created by nature. In his sciences he draws up conceptual pictures through which the chaos of world phenomena passing daily before our senses appears to us as a harmoniously governed whole, as a structured organism. In the world of his own deeds, he creates a particular realm—that of historical happenings—which is essentially different from nature's course of events. [ 3 ] The human being feels that everything he creates is only a continuation of the workings of nature. He also knows that he is called upon to add something higher to what nature can do out of itself. He is conscious of the fact that he gives birth out of himself to another, higher nature in addition to outer nature. [ 4 ] Thus the human being stands between two worlds; between the world that presses in upon him from outside and the world that he brings forth out of himself. His effort is to bring these two worlds into harmony. For, his whole being aims at harmony. He would like to live like the rose that does not ask about the whys and wherefores but rather blooms because it blooms. Schiller demands this of the human being in the words:
[ 5 ] The plant can just be what it is. For no new realm springs forth from it, and therefore the fearful longing can also not arise in it: How am I to bring the two realms into harmony with each other? [ 6 ] The goal for which man has striven throughout all the ages of history is to bring what lies within him into harmony with what nature creates out of itself. The fact that he himself is fruitful becomes the starting point for his coming to terms with nature; this coming to terms forms the content of his spiritual striving. [ 7 ] There are two ways of coming to terms with nature. The human being either allows outer nature to become master over his inner nature, or he subjects this outer nature to himself. In the first case, he seeks to submit his own willing and existence to the outer course of events. In the second case, he draws the goal and direction of his willing and existence from himself and seeks to deal in some way or other with the events of nature that still go their own way. [ 8 ] Let us speak about the first case first. It is in accordance with his essential being for man, above and beyond the realm of nature, to create yet another realm that in his sense is a higher one. He can do no other. How he relates to the outer world will depend upon the feelings and emotions he has with respect to this his own realm. Now he can have the same feelings with respect to his own realm as he has with respect to the facts of nature. He then allows the creations of his spirit to approach him in the same way he allows an event of the outer world, wind and weather, for example, to approach him. He perceives no difference in kind between what occurs in the outer world and what occurs within his soul. He therefore believes that they are only one realm, i.e., governed by one kind of law. But he does feel that the creations of his spirit are of a higher sort. He therefore places them above the creations of mere nature. Thus he transfers his own creations into the outer world and lets nature be governed by them. Consequently he knows only an outer world. For he transfers his own inner world outside himself. No wonder then that for him even his own self becomes a subordinate part of this outer world. [ 9 ] One way man comes to terms with the outer world consists, therefore, in his regarding his inner being as something outer; he sets this inner being, which he has transferred into the outer world, both over nature and over himself as ruler and lawgiver. [ 10 ] This characterizes the standpoint of the religious person. A divine world order is a creation of the human spirit. But the human being is not clear about the fact that the content of this world order has sprung from his own spirit. He therefore transfers it outside himself and subordinates himself to his own creation. [ 11 ] The acting human being is not content simply to act. The flower blooms because it blooms. It does not ask about whys and wherefores. The human being relates to what he does. He connects feelings to what he does. He is either satisfied or dissatisfied with what he does. He makes value judgments about his actions. He regards one action as pleasing to him, and another as displeasing. The moment he feels this, the harmony of the world is disturbed for him. He believes that the pleasing action must bring about different consequences than one which evokes his displeasure. Now if he is not clear about the fact that, out of himself, he has attached the value judgments to his actions, he will believe that these values are attached to his actions by some outer power. He believes that an outer power differentiates the happenings of this world into ones that are pleasing and therefore good, and ones that are displeasing and therefore bad, evil. A person who feels this way makes no distinction between the facts of nature and the actions of the human being. He judges both from the same point of view. For him the whole cosmos is one realm, and the laws governing this realm correspond entirely to those which the human spirit brings forth out of itself. [ 12 ] This way of coming to terms with the world reveals a basic characteristic of human nature. No matter how unclear the human being might be about his relationship to the world, he nevertheless seeks within himself the yardstick by which to measure all things. Out of a kind of unconscious feeling of sovereignty he decides on the absolute value of all happenings. No matter how one studies this, one finds that there are countless people who believe themselves governed by gods; there are none who do not independently, over the heads of the gods, judge what pleases or displeases these gods. The religious person cannot set himself up as the lord of the world; but he does indeed determine, out of his own absolute power, the likes and dislikes of the ruler of the world. [ 13 ] One need only look at religious natures and one will find my assertions confirmed. What proclaimer of gods has not at the same time determined quite exactly what pleases these gods and what is repugnant to them? Every religion has its wise teachings about the cosmos, and each also asserts that its wisdom stems from one or more gods. [ 14 ] If one wants to characterize the standpoint of the religious person one must say: He seeks to judge the world out of himself, but he does not have the courage also to ascribe to himself the responsibility for this judgment; therefore he invents beings for himself in the outer world that he can saddle with this responsibility. [ 15 ] Such considerations seem to me to answer the question: What is religion? The content of religion springs from the human spirit. But the human spirit does not want to acknowledge this origin to itself. The human being submits himself to his own laws, but he regards these laws as foreign. He establishes himself as ruler over himself. Every religion establishes the human “I” as regent of the world. Religion's being consists precisely in this, that it is not conscious of this fact. It regards as revelation from outside what it actually reveals to itself. [ 16 ] The human being wishes to stand at the topmost place in the world. But he does not dare to pronounce himself the pinnacle of creation. Therefore he invents gods in his own image and lets the world be ruled by them. When he thinks this way, he is thinking religiously. [ 17 ] Philosophical thinking replaces religious thinking. Wherever and whenever this occurs, human nature reveals itself to us in a very particular way. [ 18 ] For the development of Western thinking, the transition from the mythological thinking of the Greeks into philosophical thinking is particularly interesting. I would now like to present three thinkers from that time of transition: Anaximander, Thales, and Parmenides. They represent three stages leading from religion to philosophy. [ 19 ] It is characteristic of the first stage of this path that divine beings, from whom the content taken from the human “I” supposedly stems, are no longer acknowledged. But from habit one still holds fast to the view that this content stems from the outer world. Anaximander stands at this stage. He no longer speaks of gods as his Greek ancestors did. For him the highest principle, which rules the world, is not a being pictured in man's image. It is an impersonal being, the apeiron, the indefinite. It develops out of itself everything occurring in nature, not in the way a person creates, but rather out of natural necessity. But Anaximander always conceives this natural necessity to be analogous to actions that proceed according to human principles of reason. He pictures to himself, so to speak, a moral, natural lawfulness, a highest being, that treats the world like a human, moral judge without actually being one. For Anaximander, everything in the world occurs just as necessarily as a magnet attracts iron, but does so according to moral, i.e., human laws. Only from this point of view could he say: “Whence things arise, hence must they also pass away, in accordance with justice, for they must do penance and recompense because of unrighteousness in a way corresponding to the order of time.” [ 20 ] This is the stage at which a thinker begins to judge philosophically. He lets go of the gods. He therefore no longer ascribes to the gods what comes from man. But he actually does nothing more than transfer onto something impersonal the characteristics formerly attributed to divine, i.e., personal beings. [ 21 ] Thales approaches the world in an entirely free way. Even though he is a few years older than Anaximander, he is philosophically much more mature. His way of thinking is no longer religious at all. [ 22 ] Within Western thinking Thales is the first to come to terms with the world in the second of the two ways mentioned above. Hegel has so often emphasized that thinking is the trait which distinguishes man from the animal. Thales is the first Western personality who dared to assign to thinking its sovereign position. He no longer bothered about whether gods have arranged the world in accordance with the order of thought or whether an apeiron directs the world in accordance with thinking. He only knew that he thought, and assumed that, because he thought, he also had a right to explain the world to himself in accordance with his thinking. Do not underestimate this standpoint of Thales! It represents an immense disregard for all religious preconceptions. For it was the declaration of the absoluteness of human thinking. Religious people say: The world is arranged the way we think it to be because God exists. And since they conceive of God in the image of man, it is obvious that the order of the world corresponds to the order of the human head. All that is a matter of complete indifference to Thales. He thinks about the world. And by virtue of his thinking he ascribes to himself the power to judge the world. He already has a feeling that thinking is only a human action; and accordingly he undertakes to explain the world with the help of this purely human thinking. With Thales the activity of knowing (das Erkennen) now enters into a completely new stage of its development. It ceases to draw its justification from the fact that it only copies what the gods have already sketched out. It takes from out of itself the right to decide upon the lawfulness of the world. What matters, to begin with, is not at all whether Thales believed water or anything else to be the principle of the world; what matters is that he said to himself: What the principle is, this I will decide by my thinking. He assumed it to be obvious that thinking has the power in such things. And therein lies his greatness. [ 23 ] Just consider what was accomplished. No less an event than that spiritual power over world phenomena was given to man. Whoever trusts in his thinking says to himself: No matter how violently the waves of life may rage, no matter that the world seems a chaos: I am at peace, for all this mad commotion does not disquiet me, because I comprehend it. [ 24 ] Heraclitus did not comprehend this divine peacefulness of the thinker who understands himself. He was of the view that all things are in eternal flux. That becoming is the essential beings of things. When I step into a river, it is no longer the same one as in the moment of my deciding to enter it. But Heraclitus overlooks just one thing. Thinking preserves what the river bears along with itself and finds that in the next moment something passes before my senses that is essentially the same as what was already there before. [ 25 ] Like Thales, with his firm belief in the power of human thinking, Heraclitus is a typical phenomenon in the realm of those personalities who come to terms with the most significant questions of existence. He does not feel within himself the power to master by thinking the eternal flux of sense-perceptible becoming. Heraclitus looks into the world and it dissolves for him into momentary phenomena upon which one has no hold. If Heraclitus were right, then everything in the world would flutter away, and in the general chaos the human personality would also have to disintegrate. I would not be the same today as I was yesterday, and tomorrow I would be different than today. At every moment, the human being would face something totally new and would be powerless. For, it is doubtful that the experiences he has acquired up to a certain day can guide him in dealing with the totally new experiences that the next day will bring. [ 26 ] Parmenides therefore sets himself in absolute opposition to Heraclitus. With all the one-sidedness possible only to a keen philosophical nature, he rejected all testimony brought by sense perception. For, it is precisely this ever-changing sense world that leads one astray into the view of Heraclitus. Parmenides therefore regarded those revelations as the only source of all truth which well forth from the innermost core of the human personality: the revelations of thinking. In his view the real being of things is not what flows past the senses; it is the thoughts, the ideas, that thinking discovers within this stream and to which it holds fast! [ 27 ] Like so many things that arise in opposition to a particular one-sidedness, Parmenides's way of thinking also became disastrous. It ruined European thinking for centuries. It undermined man's confidence in his sense perception. Whereas an unprejudiced, naive look at the sense world draws from this world itself the thought-content that satisfies the human drive for knowledge, the philosophical movement developing in the sense of Parmenides believed it had to draw real truth only out of pure, abstract thinking. [ 28 ] The thoughts we gain in living intercourse with the sense world have an individual character; they have within themselves the warmth of something experienced. We unfold our own personality by extracting ideas from the world. We feel ourselves as conquerors of the sense world when we capture it in the world of thoughts. Abstract, pure thinking has something impersonal and cold about it. We always feel a compulsion when we spin forth ideas out of pure thinking. Our feeling of self cannot be heightened through such thinking. For we must simply submit to the necessities of thought. [ 29 ] Parmenides did not take into account that thinking is an activity of the human personality. He took it to be impersonal, as the eternal content of existence. What is thought is what exists, he once said. [ 30 ] In the place of the old gods he thus set a new one. Whereas the older religious way of picturing things had set the whole feeling, willing, and thinking man as God at the pinnacle of the world, Parmenides took one single human activity, one part, out of the human personality and made a divine being out of it. [ 31 ] In the realm of views about the moral life of man Parmenides is complemented by Socrates. His statement that virtue is teachable is the ethical consequence of Parmenides's view that thinking is equitable with being. If this is true, then human action can claim to have raised itself to something worthily existing only when human action flows from thinking, from that abstract, logical thinking to which man must simply yield himself, i.e., which he has to acquire for himself as learner. [ 32 ] It is clear that a common thread can be traced through the development of Greek thought. The human being seeks to transfer into the outer world what belongs to him, what springs from his own being, and in this way to subordinate himself to his own being. At first he takes the whole fullness of his nature and sets likenesses of it as gods over himself; then he takes one single human activity, thinking, and sets it over himself as a necessity to which he must yield. That is what is so remarkable in the development of man, that he unfolds his powers, that he fights for the existence and unfolding of these powers in the world, but that he is far from being able to acknowledge these powers as his own. [ 33 ] One of the greatest philosophers of all time has made this great, human self-deception into a bold and wonderful system. This philosopher is Plato. The ideal world, the inner representations that arise around man within his spirit while his gaze is directed at the multiplicity of outer things, this becomes for Plato a higher world of existence of which that multiplicity is only a copy. “The things of this world which our senses perceive have no true being at all: they are always becoming but never are. They have only a relative existence; they are, in their totality, only in and through their relationship to each other; one can therefore just as well call their whole existence a non-existence. They are consequently also not objects of any actual knowledge. For, only about what is, in and for itself and always in the same way, can there be such knowledge; they, on the other hand, are only the object of what we, through sensation, take them to be. As long as we are limited only to our perception of them, we are like people who sit in a dark cave so firmly bound that they cannot even turn their heads and who see nothing, except, on the wall facing them, by the light of a fire burning behind them, the shadow images of real things which are led across between them and the fire, and who in fact also see of each other, yes each of himself, only the shadows on that wall. Their wisdom, however, would be to predict the sequence of those shadows which they have learned to know from experience.” The tree that I see and touch, whose flowers I smell, is therefore the shadow of the idea of the tree. And this idea is what is truly real. The idea, however, is what lights up within my spirit when I look at the tree. What I perceive with my senses is thus made into a copy of what my spirit shapes through the perception. [ 34 ] Everything that Plato believes to be present as the world of ideas in the beyond, outside things, is man's inner world. The content of the human spirit, torn out of man and pictured as a world unto itself, as a higher, true world lying in the beyond: that is Platonic philosophy. [ 35 ] I consider Ralph Waldo Emerson to be right when he says: “Among books, Plato only is entitled to Omar's fanatical compliment to the Koran, when he said, ‘Burn the libraries; for their value is in this book.’ These sentences contain the culture of nations; these are the cornerstone of schools; these are the fountain-head of literatures. A discipline it is in logic, arithmetic, taste, symmetry, poetry, language, rhetoric, ontology, morals, or practical wisdom. There was never such range of speculation. Out of Plato come all things that are still written and debated among men of thought.”2 Let me express the last sentence somewhat more exactly in the following form. The way Plato felt about the relationship of the human spirit to the world, this is how the overwhelming majority of people still feel about it today. They feel that the content of the human spirit—human feeling, willing, and thinking—does stand at the top of the ladder of phenomena; but they know what to do with this spiritual content only when they conceive of it as existing outside of man as a divinity or as some other kind of higher being such as a necessary natural order, or as a moral world order—or as any of the other names that man has given to what he himself brings forth. [ 36 ] One can understand why the human being does this. Sense impressions press in upon him from outside. He sees colors and hears sounds. His feelings and thoughts arise in him as he sees the colors and hears the sounds. These stem from his own nature. He asks himself: How can I, out of myself, add anything to what the world gives me? It seems to him completely arbitrary to draw something out of himself to complement the outer world. [ 37 ] But the moment he says to himself: What I am feeling and thinking, this I do not bring to the world out of myself; another, higher being has laid this into the world, and I only draw it forth from the world—at this moment he feels relieved. One only has to tell the human being: Your opinions and thoughts do not come from yourself; a god has revealed them to you—then he is reconciled with himself. And if he has divested himself of his belief in God, he then sets in His place the natural order of things, eternal laws. The fact that he cannot find this God, these eternal laws, anywhere outside in the world, that he must rather first create them for the world if they are to be there—this he does not want to admit to himself at first. It is difficult for him to say to himself: The world outside me is not divine; by virtue of my essential being, however, I assume the right to project the divine into the outer world. [ 38 ] What do the laws of the pendulum that arose in Galileo's spirit as he watched the swinging church lamp matter to the lamp? But man himself cannot exist without establishing a relationship between the outer world and the world of his inner being. His spiritual life is a continuous projecting of his spirit into the sense world. Through his own work, in the course of historical life, there occurs the interpenetration of nature and spirit. The Greek thinkers wanted nothing more than to believe that man was already born into a relationship which actually can come about only through himself. They did not want it to be man who first consummates the marriage of spirit and nature; they wanted to confront this as a marriage already consummated, to regard it as an accomplished fact. [ 39 ] Aristotle saw what is so contradictory in transferring the ideas—arising in man's spirit from the things of the world—into some supersensible world in the beyond. But even he did not recognize that things first receive their ideal aspect when man confronts them and creatively adds this aspect to them. Rather, he assumed that this ideal element, as entelechy, is itself at work in things as their actual principle. The natural consequence of this basic view of his was that he traced the moral activity of man back to his original, moral, natural potential. The physical drives ennoble themselves in the course of human evolution and then appear as willing guided by reason. Virtue consists in this reasonable willing. [ 40 ] Taken at face value, this seems to indicate that Aristotle believed that moral activity, at least, has its source in man's own personality, that man himself gives himself the direction and goal of his actions out of his own being and does not allow these to be prescribed for him from outside. But even Aristotle does not dare to stay with this picture of a human being who determines his own destiny for himself. What appears in man as individual, reasonable activity is, after all, only the imprint of a general world reason existing outside of him. This world reason does realize itself within the individual person, but has its own independent, higher existence over and above him. . [ 41 ] Even Aristotle pushes outside of man what he finds present only within man. The tendency of Greek thinking from Thales to Aristotle is to think that what is encountered within the inner life of man is an independent being existing for itself and to trace the things of the world back to this being. [ 42 ] Man's knowledge must pay the consequences when he thinks that the mediating of spirit with nature, which he himself is meant to accomplish, is accomplished by outer powers. He should immerse himself in his own inner being and seek there the point of connection between the sense world and the ideal world. If, instead of this, he looks into the outer world to find this point, then, because he cannot find it there, he must necessarily arrive eventually at the doubt in any reconciliation between the two powers. The period of Greek thought that follows Aristotle presents us with this stage of doubt. It announces itself with the Stoics and Epicureans and reaches its high-point with the Skeptics. [ 43 ] The Stoics and Epicureans feel instinctively that one cannot find the essential being of things along the path taken by their predecessors. They leave this path without bothering very much about finding a new one. For the older philosophers, the main thing was the world as a whole. They wanted to discover the laws of the world and believed that knowledge of man must result all by itself from knowledge of the world, because for them man was a part of the world-whole like all other things. The Stoics and Epicureans made man the main object of their reflections. They wanted to give his life its appropriate content. They thought about how man should live his life. Everything else was only a means to this end. The Stoics considered all philosophy to be worthwhile only to the extent that through it man could know how he is to live his life. They considered the right life for man to be one that is in harmony with nature. In order to realize this harmony with nature in one's own actions, one must first know what is in harmony with nature. [ 44 ] In the Stoics' teachings there lies an important admission about the human personality. Namely, that the human personality can be its own purpose and goal and that everything else, even knowledge, is there only for the sake of this personality. [ 45 ] The Epicureans went even further in this direction. Their striving consisted in shaping life in such a way that man would feel as content as possible in it or that it would afford him the greatest possible pleasure. One's own life stood so much in the foreground for them that they practiced knowledge only for the purpose of freeing man from superstitious fear and from the discomfort that befalls him when he does not understand nature. [ 46 ] A heightened human feeling of oneself runs through the views of the Stoics and Epicureans compared to those of older Greek thinkers. [ 47 ] This view appears in a finer, more spiritual way in the Skeptics. They said to themselves: When a person is forming ideas about things, he can form them only out of himself. And only out of himself can he draw the conviction that an idea corresponds to some thing. They saw nothing in the outer world that would provide a basis for connecting thing and idea. And they regarded as delusion and combated what anyone before them had said about any such bases. [ 48 ] The basic characteristic of the Skeptical view is modesty. Its adherents did not dare to deny that there is a connection in the outer world between idea and thing; they merely denied that man could know of any such connection. Therefore they did indeed make man the source of his knowing, but they did not regard this knowing as the expression of true wisdom. [ 49 ] Basically, Skepticism represents human knowing's declaration of bankruptcy. The human being succumbs to the preconception he has created for himself—that the truth is present outside him in a finished form—through the conviction he has gained that his truth is only an inner one, and therefore cannot be the right one at all. [ 50 ] Thales begins to reflect upon the world with utter confidence in the power of the human spirit. The doubt—that what human pondering must regard as the ground of the world could not actually be this ground—lay very far from his naive belief in man's cognitive ability. With the Skeptics a complete renunciation of real truth has taken the place of this belief. [ 51 ] The course of development taken by Greek thinking lies between the two extremes of naive, blissful confidence in man's cognitive ability and absolute lack of confidence in it. One can understand this course of development if one considers how man's mental pictures of the causes of the world have changed. What the oldest Greek philosophers thought these causes to be had sense-perceptible characteristics. Through this, one had a right to transfer these causes into the outer world. Like every other object in the sense world, the primal water of Thales belongs to outer reality. The matter became quite different when Parmenides stated that true existence lies in thinking. For, this thinking, in accordance with its true existence, is to be perceived only within man's inner being. Through Parmenides there first arose the great question: How does thought-existence, spiritual existence, relate to the outer existence that our senses perceive? One was accustomed then to picturing the relationship of the highest existence to that existence which surrounds us in daily life in the same way that Thales had thought the relationship to be between his sense-perceptible primal thing and the things that surround us. It is altogether possible to picture to oneself the emergence of all things out of the water that Thales presents as the primal source of all existence, to picture it as analogous to certain sense-perceptible processes that occur daily before our very eyes. And the urge to picture relations in the world surrounding us in the sense of such an analogy still remained even when, through Parmenides and his followers, pure thinking and its content, the world of ideas, were made into the primal source of all existence. Men were indeed ready to see that the spiritual world is a higher one than the sense world, that the deepest world-content reveals itself within the inner being of man, but they were not ready at the same time to picture the relationship between the sense world and the ideal world as an ideal one. They pictured it as a sense-perceptible relationship, as a factual emergence. If they had thought of it as spiritual, then they could peacefully have acknowledged that the content of the world of ideas is present only in the inner being of man. For then what is higher would not need to precede in time what is derivative. A sense-perceptible thing can reveal a spiritual content, but this content can first be born out of the sense-perceptible thing at the moment of revelation. This content is a later product of evolution than the sense world. But if one pictures the relationship to be one of emergence, then that from which the other emerges must also precede it in time. In this way the child—the spiritual world born of the sense world—was made into the mother of the sense world. This is the psychological reason why the human being transfers his world out into outer reality and declares—with reference to this his possession and product—that it has an objective existence in and for itself, and that he has to subordinate himself to it, or, as the case may be, that he can take possession of it only through revelation or in some other way by which the already finished truth can make its entry into his inner being. [ 52 ] This interpretation which man gives to his striving for truth, to his activity of knowing, corresponds with a profound inclination of his nature. Goethe characterized this inclination in his Aphorisms in Prose in the following words: “The human being never realizes just how anthropomorphic he is.” And: “Fall and propulsion. To want to declare the movement of the heavenly bodies by these is actually a hidden anthropomorphism; it is the way a walker goes across a field. The lifted foot sinks down, the foot left behind strives forward and falls; and so on continuously from departing until arriving.” All explanation of nature, indeed, consists in the fact that experiences man has of himself are interpreted into the object. Even the simplest phenomena are explained in this way. When we explain the propulsion of one body by another, we do so by picturing to ourselves that the one body exerts upon the other the same effect as we do when we propel a body. In the same way as we do this with something trivial, the religious person does it with his picture of God. He takes human ways of thinking and acting and interprets them into nature; and the philosophers we have presented, from Parmenides to Aristotle, also interpreted human thought-processes into nature. [ 53 ] Max Stirner has this human need in mind when he says: “What haunts the universe and carries on its mysterious, ‘incomprehensible’ doings is, in fact, the arcane ghost that we call the highest being. And fathoming this ghost, understanding it, discovering reality in it (proving the ‘existence of God’)—this is the task men have set themselves for thousands of years; they tormented themselves with the horrible impossibility, with the endless work of the Danaides, of transforming the ghost into a nonghost, the unreal into a real, the spirit into a whole and embodied person. Behind the existing world they sought the ‘thing-in-itself,’ the essential being; they sought the non-thing behind the thing.” [ 54 ] The last phase of Greek philosophy, Neo-Platonism, offers a splendid proof of how inclined the human spirit is to misconstrue its own being and therefore its relationship to the world. This teaching, whose most significant proponent is Plotin, broke with the tendency to transfer the content of the human spirit into a realm outside the living reality within which man himself stands. The Neo-Platonist seeks within his own soul the place at which the highest object of knowledge is to be found. Through that intensification of cognitive forces which one calls ecstasy, he seeks within himself to behold the essential being of world phenomena. The heightening of the inner powers of perception is meant to lift the human spirit onto a level of life at which he feels directly the revelation of this essential being. This teaching is a kind of mysticism. It is based on a truth that is to be found in every kind of mysticism. Immersion into one's own inner being yields the deepest human wisdom. But man must first prepare himself for this immersion. He must accustom himself to behold a reality that is free of everything the senses communicate to us. People who have brought their powers of knowledge to this height speak of an inner light that has dawned for them. Jakob Böhme, the Christian mystic of the seventeenth century, regarded himself as inwardly illumined in this way. He sees within himself the realm he must designate as the highest one knowable to man. He says: “Within the human heart (Gemüt) there lie the indications (Signatur), quite artfully set forth, of the being of all being.” [ 55 ] Neo-Platonism sets the contemplation of the human inner world in the place of speculation about an outer world in the beyond. As a result, the highly characteristic phenomenon appears that the Neo-Platonist regards his own inner being as something foreign. One has taken things all the way to knowledge of the place at which the ultimate part of the world is to be sought; but one has wrongly interpreted what is to be found in this place. The Neo-Platonist therefore describes the inner experiences of his ecstasy like Plato describes the being of his supersensible world. [ 56 ] It is characteristic that Neo-Platonism excludes from the essential being of the inner world precisely that which constitutes its actual core. The state of ecstasy is supposed to occur only when self-consciousness is silent. It was therefore only natural that in Neo-Platonism the human spirit could not behold itself, its own being, in its true light. [ 57 ] The courses taken by the ideas that form the content of Greek philosophy found their conclusion in this view. They represent the longing of man to recognize, to behold, and to worship his own essential being as something foreign. [ 58 ] In the normal course of development within the spiritual evolution of the West, the discovery of egoism would have to have followed upon Neo-Platonism. That means, man would have to have recognized as his own being what he had considered to be a foreign being. He would have to have said to himself: The highest thing there is in the world given to man is his individual “I” whose being comes to manifestation within the inner life of the personality. [ 59 ] This natural course of Western spiritual development was held up by the spread of Christian teachings. Christianity presents, in popular pictures that are almost tangible, what Greek philosophy expressed in the language of sages. When one considers how deeply rooted in human nature the urge is to renounce one's own being, it seems understandable that this teaching has gained such incomparable power over human hearts. A high level of spiritual development is needed to satisfy this urge in a philosophical way. The most naive heart suffices to satisfy this urge in the form of Christian faith. Christianity does not present—as the highest being of the world—a finely spiritual content like Plato's world of ideas, nor an experience streaming forth from an inner light which must first be kindled; instead, it presents processes with attributes of reality that can be grasped by the senses. It goes so far, in fact, as to revere the highest being in a single historical person. The philosophical spirit of Greece could not present us with such palpable mental pictures. Such mental pictures lay in its past, in its folk mythology. Hamann, Herder's predecessor in the realm of theology, commented one time that Plato had never been a philosopher for children. But that it was for childish spirits that “the holy spirit had had the ambition to become a writer.” [ 60 ] And for centuries this childish form of human self-estrangement has had the greatest conceivable influence upon the philosophical development of thought. Like fog the Christian teachings have hung before the light from which knowledge of man's own being should have gone forth. Through all kinds of philosophical concepts, the church fathers of the first Christian centuries seek to give a form to their popular mental pictures that would make them acceptable also to an educated consciousness. And the later teachers in the church, of whom Saint Augustine is the most significant, continue these efforts in the same spirit. The content of Christian faith had such a fascinating effect that there could be no question of doubt as to its truth, but only of lifting up of this truth into a more spiritual, more ideal sphere. The philosophy of the teachers within the church is a transforming of the content of Christian faith into an edifice of ideas. The general character of this thought-edifice could therefore be no other than that of Christianity: the transferring of man's being out into the world, self-renunciation. Thus it came about that Augustine again arrives at the right place, where the essential being of the world is to be found, and that he again finds something foreign in this place. Within man's own being he seeks the source of all truth; he declares the inner experiences of the soul to be the foundations of knowledge. But the teachings of Christian faith have set an extra-human content at the place where he was seeking. Therefore, at the right place, he found the wrong beings. [ 61 ] There now follows a centuries-long exertion of human thinking whose sole purpose, by expending all the power of the human spirit, was to bring proof that the content of this spirit is not to be sought within this spirit but rather at that place to which Christian faith has transferred this content. The movement in thought that grew up out of these efforts is called Scholasticism. All the hair-splittings of the Schoolmen can be of no interest in the context of the present essay. For that movement in ideas does not represent in the least a development in the direction of knowledge of the personal “I.” [ 62 ] The thickness of the fog in which Christianity enshrouded human self-knowledge becomes most evident through the fact that the Western spirit, out of itself, could not take even one step on the path to this self-knowledge. The Western spirit needed a decisive push from outside. It could not find upon the ground of the soul what it had sought so long in the outer world. But it was presented with proof that this outer world could not be constituted in such a way that the human spirit could find there the essential being it sought. This push was given by the blossoming of the natural sciences in the sixteenth century. As long as man had only an imperfect picture of how natural processes are constituted, there was room in the outer world for divine beings and for the working of a personal divine will. But there was no longer a place, in the natural picture of the world sketched out by Copernicus and Kepler, for the Christian picture. And as Galileo laid the foundations for an explanation of natural processes through natural laws, the belief in divine laws had to be shaken. [ 63 ] Now one had to seek in a new way the being that man recognizes as the highest and that had been pushed out of the external world for him. [ 64 ] Francis Bacon drew the philosophical conclusions from the presuppositions given by Copernicus, Kepler, and Galileo. His service to the Western world view is basically a negative one. He called upon man in a powerful way to direct his gaze freely and without bias upon reality, upon life. As obvious as this call seems, there is no denying that the development of Western thought has sinned heavily against it for centuries. Man's own “I” also belongs within the category of real things. And does it not almost seem as though man's natural predisposition makes him unable to look at this “I” without bias? Only the development of a completely unbiased sense, directed immediately upon what is real, can lead to self-knowledge. The path of knowledge of nature is also the path of knowledge of the “I.” [ 65 ] Two streams now entered into the development of Western thought that tended, by different paths, in the direction of the new goals of knowledge necessitated by the natural sciences. One goes back to Jakob Böhme, the other to René Descartes. [ 66 ] Jakob Böhme and Descartes no longer stood under the influence of Scholasticism. Böhme saw that nowhere in cosmic space was there a place for heaven; he therefore became a mystic. He sought heaven within the inner being of man. Descartes recognized that the adherence of the Schoolmen to Christian teachings was only a matter of centuries-long habituation to these pictures. Therefore he considered it necessary first of all to doubt these habitual pictures and to seek a way of knowledge by which man can arrive at a kind of knowing whose certainty he does not assert out of habit, but which can be guaranteed at every, moment through his own spiritual powers. [ 67 ] Those are therefore strong initial steps which—both with Böhme and with Descartes—the human “I” takes to know itself. Both were nevertheless overpowered by the old preconceptions in what they brought forth later. It has already been indicated that Jakob Böhme has a certain spiritual kinship with the Neo-Platonists. His knowledge is an entering into his own inner being. But what confronts him within this inner being is not the “I” of man but rather only the Christian God again. He becomes aware that within his own heart (Gemüt) there lies what the person who needs knowledge is craving. Fulfillment of the greatest human longings streams toward him from there. But this does not lead him to the view that the “I,” by intensifying its cognitive powers, is also able out of itself to satisfy its demands. This brings him, rather, to the belief that, on the path of knowledge into the human heart, he had truly found the God whom Christianity had sought upon a false path. Instead of self-knowledge, Jakob Böhme seeks union with God; instead of life with the treasures of his own inner being, he seeks a life in God. [ 68 ] It is obvious that the way man thinks about his actions, about his moral life, will also depend upon human self-knowledge or self-misapprehension. The realm of morality does in fact establish itself as a kind of upper story above the purely natural processes. Christian belief, which already regards these natural processes as flowing from the divine will, seeks this will all the more within morality. Christian moral teachings show more clearly than almost anything else the distortedness of this world view. No matter how enormous the sophistry is that theology has applied to this realm: questions remain which, from the standpoint of Christianity, show definite features of considerable contradiction. If a primal being like the Christian God is assumed, it is incomprehensible how the sphere of human action can fall into two realms: into that of the good and into that of the evil. For, all human actions would have to flow from the primal being and consequently bear traits homogeneous with their origin. Human actions would in fact have to be divine. Just as little can human responsibility be explained on this basis. Man is after all directed by the divine will. He can therefore give himself up only to this will; he can let happen through him only what God brings about. [ 69 ] In the views one held about morality, precisely the same thing occurred as in one's views about knowledge. Man followed his inclination to tear his own self out of himself and to set it up as something foreign. And just as in the realm of knowledge no other content could be given to the primal being—regarded as lying outside man—than the content drawn from his own inner being, so no moral aims and impulses for action could be found in this primal being except those belonging to the human soul. What man, in his deepest inner being, was convinced should happen, this he regarded as something willed by the primal being of the world. In this way a duality in the ethical realm was created. Over against the self that one had within oneself and out of which one had to act, one set one's own content as something morally determinative. And through this, moral demands could arise. Man's self was not allowed to follow itself; it had to follow something foreign. Selflessness in one's actions in the moral field corresponds to self-estrangement in the realm of knowledge. Those actions are good in which the “I” follows something foreign; those actions are bad, on the other hand, in which it follows itself. In self-will Christianity sees the source of all evil. That could never have happened if one had seen that everything moral can draw its content only out of one's own self. One can sum up all the Christian moral teachings in one sentence: If man admits to himself that he can follow only the commandments of his own being and if he acts according to them, then he is evil; if this truth is hidden from him and if he sets—or allows to be set—his own commandments as foreign ones over himself in order to act according to them, then he is good. [ 70 ] The moral teaching of selflessness is elaborated perhaps more completely than anywhere else in a book from the fourteenth century, German Theology. The author of this book is unknown to us. He carried self-renunciation far enough to be sure that his name did not come down to posterity. In this book it is stated: “That is no true being and has no being which does not exist within the perfect; rather it is by chance or it is a radiance and a shining that is no being or has no being except in the fire from which the radiance flows, or in the sun, or in the light. The Bible speaks of faith and the truth: sin is nothing other than the fact that the creature turns himself away from the unchangeable good and toward the changeable good, which means that he turns from the perfect to the divided and to the imperfect and most of all to himself. Now mark. If the creature assumes something good—such as being, living, knowing, recognizing, capability, and everything in short that one should call good—and believes that he is this good, or that it is his or belongs to him, or that it is of him, no matter how often nor how much results from this, then he is going astray. What else did the devil do or what else was his fall and estrangement than that he assumed that he was also something and something would be his and something would also belong to him? That assumption and his “I” and his “me,” his “for me” and his “mine,” that was his estrangement and his fall. That is how it still is. For, everything that one considers good or should call good belongs to no one, but only to the eternal true good which God is alone, and whoever assumes it of himself acts wrongly and against God.” [ 71 ] A change in moral views from the old Christian ones is also connected with the turn that Jakob Böhme gave to man's relationship to God. God still works as something higher in the human soul to effect the good, but He does at least work within this self and not from outside upon the self. An internalizing of moral action occurs thereby. The rest of Christianity demanded only an outer obedience to the divine will. With Jakob Böhme the previously separated entities—the really personal and the personal that was made into God—enter into a living relationship. Through this, the source of the moral is indeed now transferred into man's inner being, but the moral principle of selflessness seems to be even more strongly emphasized. If God is regarded as an outer power, then the human self is the one actually acting. It acts either in God's sense or against it. But if God is transferred into man's inner being, then man himself no longer acts, but rather God in him. God expresses himself directly in human life. Man foregoes any life of his own; he makes himself a part of the divine life. He feels himself in God, God in himself; he grows into the primal being; he becomes an organ of it. [ 72 ] In this German mysticism man has therefore paid for his participation in the divine life with the most complete extinguishing of his personality, of his “I.” Jakob Böhme and the mystics who were of his view did not feel the loss of the personal element. On the contrary: they experienced something particularly uplifting in the thought that they were directly participating in the divine life, that they were members in a divine organism. An organism cannot exist, after all, without its members. The mystic therefore felt himself to be something necessary within the world-whole, as a being that is indispensable to God. Angelus Silesius, the mystic who felt things in the same spirit as Jakob Böhme, expresses this in a beautiful statement:
And even more characteristically in another one:
[ 73 ] The human “I” asserts its rights here in the most powerful way vis-à-vis its own image which it has transferred into the outer world. To be sure, the supposed primal being is not yet told that it is man's own being set over against himself, but at least man's own being is considered to be the maintainer of the divine primal ground. [ 74 ] Descartes had a strong feeling for the fact that man, through his thought-development, had brought himself into a warped relationship with the world. Therefore, to begin with, he met everything that had come forth from this thought-development with doubt. Only when one doubts everything that the centuries have developed as truths can one—in his opinion—gain the necessary objectivity for a new point of departure. It lay in the nature of things that this doubt would lead Descartes to the human “I.” For, the more a person regards everything else as something that he still must seek, the more he will have an intense feeling of his own seeking personality. He can say to himself: Perhaps I am erring on the paths of existence; then the erring one is thrown all the more clearly back upon himself. Descartes' Cogito, ergo sum (I think, therefore I am) indicates this. Descartes presses even further. He is aware that the way man arrives at knowledge of himself should be a model for any other knowledge he means to acquire. Clarity and definiteness seem to Descartes to be the most prominent characteristics of self-knowledge. Therefore he also demands these two characteristics of all other knowledge. Whatever man can distinguish just as clearly and definitely as his own existence: only that can stand as certain. [ 75 ] With this, the absolutely central place of the “I” in the world-whole is at least recognized in the area of cognitive methodology. Man determines the how of his knowledge of the world according to the how of his knowledge of himself, and no longer asks for any outer being to justify this how. Man does not want to think in the way a god prescribes knowing activity to be, but rather in the way he determines this for himself. From now on, with respect to the world, man draws the power of his wisdom from himself. [ 76 ] In connection with the what, Descartes did not take the same step. He set to work to gain mental pictures about the world, and—in accordance with the cognitive principle just presented—searched through his own inner being for such mental pictures. There he found the mental picture of God. It was of course nothing more than the mental picture of the human “I.” But Descartes did not recognize this. The idea of God as the altogether most perfect being » brought his thinking onto a completely wrong path. This one characteristic, that of the altogether greatest perfection, outshone for him all the other characteristics of the central being. He said to himself: Man, who is himself imperfect, cannot out of himself create the mental picture of an altogether most perfect being. Consequently this altogether most perfect being exists. If Descartes had investigated the true content of his mental picture of God, he would have found that it is exactly the same as the mental picture of the “I,” and that perfection is only a conceptual enhancement of this content. The essential content of an ivory ball is not changed by my thinking of it as infinitely large. Just as little does the mental picture of the “I” become something else through such an enhancement. [ 77 ] The proof that Descartes brings for the existence of God is therefore again nothing other than a paraphrasing of the human need to make one's own “I,” in the form of a being outside man, into the ground of the world. But here indeed the fact presents itself with full clarity that man can find no content of its own for this primal being existing outside man, but rather can only lend this being the content of his mental picture of the “I” in a form that has not been significantly changed. [ 78 ] Spinoza took no step forward on the path that must lead to the conquest of the mental picture of the “I”; he took a step backward. For Spinoza has no feeling of the unique position of the human “I.” For him the stream of world processes consists only in a system of natural necessity, just as for the Christian philosophers it consisted only in a system of divine acts of will. Here as there the human “I” is only a part within this system. For the Christian, man is in the hands of God; for Spinoza he is in those of natural world happenings. With Spinoza the Christian God received a different character. A philosopher who has grown up in a time when natural-scientific insights are blooming cannot acknowledge a God who directs the world arbitrarily; he can acknowledge only a primal being who exists because his existence, through itself, is a necessity, and who guides the course of the world according to the unchangeable laws that flow from his own absolutely necessary being. Spinoza has no consciousness of the fact that man takes the image in which he pictures this necessity from his own content. For this reason Spinoza's moral ideal also becomes something impersonal, unindividual. In accordance with his presuppositions he cannot indeed see his ideal to be in the perfecting of the “I,” in the enhancement of man's own powers, but rather in the permeating of the “I” with the divine world content, with the highest knowledge of the objective God. To lose oneself in this God should be the goal of human striving. [ 79 ] The path Descartes took—to start with the “I” and press forward to world knowledge—is extended from now on by the philosophers of modern times. The Christian theological method, which had no confidence in the power of the human “I” as an organ of knowledge, at least was overcome. One thing was recognized: that the “I” itself must find the highest being. The path from there to the other point—to the insight that the content lying within the “I” is also the highest being—is, to be sure, a long one. [ 80 ] Less thoughtfully than Descartes did the two English philosophers Locke and Hume approach their investigation of the paths that the human “I” takes to arrive at enlightenment about itself and the world. One thing above all was lacking in both of them: a healthy, free gaze into man's inner being. Therefore they could also gain no mental picture of the great difference that exists between knowledge of outer things and knowledge of the human “I.” Everything they say relates only to the acquisition of outer knowledge. Locke entirely overlooks the fact that man, by enlightening himself about outer things, sheds a light upon them that streams from his own inner being. He believes therefore that all knowledge stems from experience. But what is experience? Galileo sees a swinging church lamp. It leads him to find the laws by which a body swings. He has experienced two things: firstly, through his senses, outer processes; secondly, from out of himself, the mental picture of a law that enlightens him about these processes, that makes them comprehensible. One can now of course call both of these experience. But then one fails to recognize the difference, in fact, that exists between the two parts of this cognitive process. A being that could not draw upon the content of his being could stand eternally before the swinging church lamp: the sense perception would never complement itself with a conceptual law. Locke and all who think like him allow themselves to be deceived by something—namely by the way the content of what is to be known approaches us. It simply rises up, in fact, upon the horizon of our consciousness. Experience consists in what thus arises. But the fact must be recognized that the content of the laws of experience is developed by the “I” in its encounter with experience. Two things reveal themselves in Hume. One is that, as already mentioned, he does not recognize the nature of the “I,” and therefore, exactly like Locke, derives the content of the laws from experience. The other thing is that this content, by being separated from the “I,” loses itself completely in indefiniteness, hangs freely in the air without support or foundation. Hume recognizes that outer experience communicates only unconnected processes, that it does not at the same time, along with these processes, provide the laws by which they are connected. Since Hume knows nothing about the being of the “I,” he also cannot derive from it any justification for connecting the processes. He therefore derives these laws from the vaguest source one could possibly imagine: from habit. A person sees that a certain process always follows upon another; the fall of a stone is followed by the indentation of the ground on which it falls. As a result man habituates himself to thinking of such processes as connected. All knowledge loses its significance if one takes one's start from such presuppositions. The connection between the processes and their laws acquires something of a purely chance nature. [ 81 ] We see in George Berkeley a person for whom the creative being of the “I” has come fully to consciousness. He had a clear picture of the “I's” own activity in the coming about of all knowledge. When I see an object, he said to himself, I am active. I create my perception for myself. The object of my perception would remain forever beyond my consciousness, it would not be there for me, if I did not continuously enliven its dead existence by my activity. I perceive only my enlivening activity, and not what precedes it objectively as the dead thing. No matter where I look within the sphere of my consciousness: everywhere I see myself as the active one, as the creative one. In Berkeley's thinking, the “I” acquires a universal life. What do I know of any existence of things, if I do not picture this existence? [ 82 ] For Berkeley the world consists of creative spirits who out of themselves form a world. But at this level of knowledge there again appeared, even with him, the old preconception. He indeed lets the “I” create its world for itself, but he does not give it at the same time the power to create itself out of itself. It must again proffer a mental picture of God. The creative principle in the “I” is God, even for Berkeley. [ 83 ] But this philosopher does show us one thing. Whoever really immerses himself into the essential being of the creative “I” does not come back out of it again to an outer being except by forcible means. And Berkeley does proceed forcibly. Under no compelling necessity he traces the creativity of the “I” back to God. Earlier philosophers emptied the “I” of its content and through this gained a content for their God. Berkeley does not do this. Therefore he can do nothing other than set, beside the creative spirits, yet one more particular spirit that basically is of exactly the same kind as they and therefore completely unnecessary, after all. [ 84 ] This is even more striking in the German philosopher Leibniz. He also recognized the creative activity of the “I.” He had a very clear overview of the scope of this activity; he saw that it was inwardly consistent, that it was founded upon itself. The “I” therefore became for him a world in itself, a monad. And everything that has existence can have it only through the fact that it gives itself a self-enclosed content. Only monads, i.e., beings creating out of and within themselves, exist: separate worlds in themselves that do not have to rely on anything outside themselves. Worlds exist, no world. Each person is a world, a monad, in himself. If now these worlds are after all in accord with one another, if they know of each other and think the contents of their knowledge, then this can only stem from the fact that a predestined accord (pre-established harmony) exists. The world, in fact, is arranged in such a way that the one monad creates out of itself something which corresponds to the activity in the others. To bring about this accord Leibniz of course again needs the old God. He has recognized that the “I” is active, creative, within his inner being, that it gives its content to itself; the fact that the “I” itself also brings this content into relationship with the other content of the world remained hidden to him. Therefore he did not free himself from the mental picture of God. Of the two demands that lie in the Goethean statement—“If I know my relationship to myself and to the outer world, then I call it truth”—Leibniz understood only the one. [ 85 ] This development of European thought manifests a very definite character. Man must draw out of himself the best that he can know. He in fact practices self-knowledge. But he always shrinks back again from the thought of also recognizing that what he has created is in fact self-created. He feels himself to be too weak to carry the world. Therefore he saddles someone else with this burden. And the goals he sets for himself would lose their weight for him if he acknowledged their origin to himself; therefore he burdens his goals with powers that he believes he takes from outside. Man glorifies his child but without wanting to acknowledge his own fatherhood. [ 86 ] In spite of the currents opposing it, human self-knowledge made steady progress. At the point where this self-knowledge began to threaten man's belief in the beyond, it met Kant. Insight into the nature of human knowing had shaken the power of those proofs which people had thought up to support belief in the beyond. One had gradually gained a picture of real knowledge and therefore saw through the artificiality and tortured nature of the seeming ideas that were supposed to give enlightenment about other-worldly powers. A devout, believing man like Kant could fear that a further development along this path would lead to the disintegration of all faith. This must have seemed to his deeply religious sense like a great, impending misfortune for mankind. Out of his fear of the destruction of religious mental pictures there arose for him the need to investigate thoroughly the relationship of human knowing to matters of faith. How is knowing possible and over what can it extend itself? That is the question Kant posed himself, with the hope, right from the beginning, of being able to gain from his answer the firmest possible support for faith. [ 87 ] Kant took up two things from his predecessors. Firstly, that there is a knowledge in some areas that is indubitable. The truths of pure mathematics and the general teachings of logic and physics seem to him to be in this category. Secondly, he based himself upon Hume in his assertion that no absolutely sure truths can come from experience. Experience teaches only that we have so and so often observed certain connections; nothing can be determined by experience as to whether these connections are also necessary ones. If there are indubitable, necessary truths and if they cannot stem from experience: then from what do they stem? They must be present in the human soul before experience. Now it becomes a matter of distinguishing between the part of knowledge that stems from experience and the part that cannot be drawn from this source of knowledge. Experience occurs through the fact that I receive impressions. These impressions are given through sensations. The content of these sensations cannot be given us in any other way than through experience. But these sensations, such as light, color, tone, warmth, hardness, etc., would present only a chaotic tangle if they were not brought into certain interconnections. In these interconnections the contents of sensation first constitute the objects of experience. An object is composed of a definitely ordered group of the contents of sensation. In Kant's opinion, the human soul accomplishes the ordering of these contents of sensation into groups. Within the human soul there are certain principles present by which the manifoldness of sensations is brought into objective unities. Such principles are space, time, and certain connections such as cause and effect. The contents of sensation are given me, but not their spatial interrelationships nor temporal sequence. Man first brings these to the contents of sensation. One content of sensation is given and another one also, but not the fact that one is the cause of the other. The intellect first makes this connection. Thus there lie within the human soul, ready once and for all, the ways in which the contents of sensation can be connected. Thus, even though we can take possession of the contents of sensation only through experience, we can, nevertheless, before all experience, set up laws as to how these contents of sensation are to be connected. For, these laws are the ones given us within our own souls. We have, therefore, necessary kinds of knowledge. But these do not relate to a content, but only to ways of connecting contents. In Kant's opinion, we will therefore never draw knowledge with any content out of the human soul's own laws. The content must come through experience. But the otherworldly objects of faith can never become the object of any experience. Therefore they also cannot be attained through our necessary knowledge. We have a knowledge from experience and another, necessary, experience-free knowledge as to how the contents of experience can be connected. But we have no knowledge that goes beyond experience. The world of objects surrounding us is as it must be in accordance with the laws of connection lying ready in our soul. Aside from these laws we do not know how this world is “in-itself.” The world to which our knowledge relates itself is no such “in-itselfness” but rather is an appearance for us. [ 88 ] Obvious objections to these Kantian views force themselves upon the unbiased person. The difference in principle between the particulars (the contents of sensation) and the way of connecting these particulars does not consist, with respect to knowledge, in the way we connect things as Kant assumes it to. Even though one element presents itself to us from outside and the other comes forth from our inner being, both elements of knowledge nevertheless form an undivided unity. Only the abstracting intellect can separate light, warmth, hardness, etc., from spatial order, causal relationship, etc. In reality, they document, with respect to every single object, their necessary belonging together. Even the designation of the one element as “content” in contrast to the other element as a merely “connecting” principle is all warped. In truth, the knowledge that something is the cause of something else is a knowledge with just as much content as the knowledge that it is yellow. If the object is composed of two elements, one of which is given from outside and the other from within, it follows that, for our knowing activity, elements which actually belong together are communicated along two different paths. It does not follow, however, that we are dealing with two things that are different from each other and that are artificially coupled together. Only by forcibly separating what belongs together can Kant therefore support his view. The belonging together of the two elements is most striking in knowledge of the human “I.” Here one element does not come from outside and the other from within; both arise from within. And here both are not only one content but also one completely homogeneous content. [ 89 ] What mattered to Kant—his heart's wish that guided his thoughts far more than any unbiased observation of the real factors—was to rescue the teachings relative to the beyond. What knowledge had brought about as support for these teachings in the course of long ages had decayed. Kant believed he had now shown that it is anyway not for knowledge to support such teachings, because knowledge has to rely on experience, and the things of faith in the beyond cannot become the object of any experience. Kant believed he had thereby created a free space where knowledge could not get in his way and disrupt him as he built up there a faith in the beyond. And he demands, as a support for moral life, that one believe in the things in the beyond. Out of that realm from which no knowledge comes to us, there sounds the despotic voice of the categorical imperative which demands of us that we do the good. And in order to establish a moral realm we would in fact need all that about which knowledge can tell us nothing. Kant believed he had achieved what he wanted: “I therefore had to set knowledge aside in order to make room for faith.” [ 90 ] The great philosopher in the development of Western thought who set out in direct pursuit of a knowledge of human self-awareness is Johann Gottlieb Fichte. It is characteristic of him that he approaches this knowledge without any presuppositions, with complete lack of bias. He has the clear, sharp awareness of the fact that nowhere in the world is a being to be found from which the “I” could be derived. It can therefore be derived only from itself. Nowhere is a power to be found from which the existence of the “I” flows. Everything the “I” needs, it can acquire only out of itself. Not only does it gain enlightenment about its own being through self-observation; it first posits this being into itself through an absolute, unconditional act. “The ‘I’ posits itself, and it is by virtue of this mere positing of itself; and conversely: The ‘I’ is, and posits its existence, by virtue of its mere existence. It is at the same time the one acting and the product of its action; the active one and what is brought forth by the activity; action and deed are one and the same; and therefore the ‘I am’ is the expression of an active deed.” Completely undisturbed by the fact that earlier philosophers have transferred the entity he is describing outside man, Fichte looks at the “I” naively. Therefore the “I” naturally becomes for him the highest being. “That whose existence (being) merely consists in the fact that it posits itself as existing is the ‘I’ as absolute subject. In the way that it posits itself, it is, and in the way that it is, it posits itself: and the ‘I’ exists accordingly for the ‘I,’ simply and necessarily. What does not exist for itself is no ‘I’ ... One certainly hears the question raised: What was I anyway, before I came to self-awareness? The obvious answer to that is: I was not at all; for I was not I... To posit oneself and to be are, for the ‘I,’ completely the same.” The complete, bright clarity about one's own “I,” the unreserved illumination of one's personal, human entity, becomes thereby the starting point of human thinking. The result of this must be that man, starting here, sets out to conquer the world. The second of the Goethean demands mentioned above, knowledge of my relationship to the world, follows upon the first—knowledge of the relationship that the “I” has to itself. This philosophy, built upon self-knowledge, will speak about both these relationships, and not about the derivation of the world from some primal being. One could now ask: Is man then supposed to set his own being in place of the primal being into which he transferred the world origins? Can man then actually make himself the starting point of the world? With respect to this it must be emphasized that this question as to the world origins stems from a lower sphere. In the sequence of the processes given us by reality, we seek the causes for the events, and then seek still other causes for the causes, and soon. We are now stretching the concept of causation. We are seeking a final cause for the whole world. And in this way the concept of the first, absolute primal being, necessary in itself, fuses for us with the idea of the world cause. But that is a mere conceptual construction. When man sets up such conceptual constructions, they do not necessarily have any justification. The concept of a flying dragon also has none. Fichte takes his start from the “I” as the primal being, and arrives at ideas that present the relationship of this primal being to the rest of the world in an unbiased way, but not under the guise of cause and effect. Starting from the “I,” Fichte now seeks to gain ideas for grasping the rest of the world. Whoever does not want to deceive himself about the nature of what one can call cognition or knowledge can proceed in no other way. Everything that man can say about the being of things is derived from the experiences of his inner being. “The human being never realizes just how anthropomorphic he is.” (Goethe) In the » explanation of the simplest phenomena, in the propulsion of one body by another, for example, there lies an anthropomorphism. The conclusion that the one body propels the other is already anthropomorphic. For, if one wants to go beyond what the senses tell us about the occurrence, one must transfer onto it the experience our body has when it sets a body in the outer world into motion. We transfer our experience of propelling something onto the occurrence in the outer world, and also speak there of propulsion when we roll one ball and as a result see a second ball go rolling. For we can observe only the movements of the two balls, and then in addition think the propulsion in the sense of our own experiences. All physical explanations are anthropomorphisms, attributing human characteristics to nature. But of course it does not follow from this what has so often been concluded from this: that these explanations have no objective significance for the things. A part of the objective content lying within the things, in fact, first appears when we shed that light upon it which we perceive in our own inner being. [ 91 ] Whoever, in Fichte's sense, bases the being of the “I” entirely upon itself can also find the sources of moral action only within the “I” alone. The “I” cannot seek harmony with some other being, but only with itself. It does not allow its destiny to be prescribed, but rather gives any such destiny to itself. Act according to the basic principle that you can regard your actions as the most worthwhile possible. That is about how one would have to express the highest principle of Fichte's moral teachings. “The essential character of the ‘I,’ in which it distinguishes itself from everything that is outside it, consists in a tendency toward self-activity for the sake of self-activity; and it is this tendency that is thought when the ‘I,’ in and for itself, without any relationship to something outside it, is thought.” An action therefore stands on an ever higher level of moral value, the more purely it flows from the self-activity and self-determination of the “I.” [ 92 ] In his later life Fichte changed his self-reliant, absolute “I” back into an external God again; he therefore sacrificed true self-knowledge, toward which he had taken so many important steps, to that self-renunciation which stems from human weakness. The last books of Fichte are therefore of no significance for the progress of this self-knowledge. [ 93 ] The philosophical writings of Schiller, however, are important for this progress. Whereas Fichte expressed the self-reliant independence of the “I” as a general philosophical truth, Schiller was more concerned with answering the question as to how the particular “I” of the simple human individuality could live out this self-activity in the best way within itself. Kant had expressly demanded the suppression of pleasure as a pre-condition for moral activity. Man should not carry out what brings him satisfaction; but rather what the categorical imperative demands of him. According to his view an action is all the more moral the more it is accomplished with the quelling of all feeling of pleasure, out of mere heed to strict moral law. For Schiller this diminishes human worth. Is man in his desire for pleasure really such a low being that he must first extinguish this base nature of his in order to be virtuous? Schiller criticizes any such degradation of man in the satirical epigram (Xenie):
No, says Schiller, human instincts are capable of such ennobling that it is a pleasure to do the good. The strict “ought to” transforms itself in the ennobled man into a free “wanting to.” And someone who with pleasure accomplishes what is moral stands higher on the moral world scale than someone who must first do violence to his own being in order to obey the categorical imperative. [ 94 ] Schiller elaborated this view of his in his Letters on the Aesthetic Education of the Human Race. There hovers before him the picture of a free individuality who can calmly give himself over to his egoistical drives because these drives, out of themselves, want what can be accomplished by the unfree, ignoble personality only when it suppresses its own needs. The human being, as Schiller expressed it, can be unfree in two respects: firstly, if he is able to follow only his blind, lower instincts. Then he acts out of necessity. His drives compel him; he is not free. Secondly, however, that person also acts unfreely who follows only his reason. For, reason sets up principles of behavior according to logical rules. A person who merely follows reason acts unfreely because he subjugates himself to logical necessity. Only that person acts freely out of himself for whom what is reasonable has united so deeply with his individuality , has gone over so fully into his flesh and blood, that he carries out with the greatest pleasure what someone standing morally less high can accomplish only through the most extreme self-renunciation and the strongest compulsion. [ 95 ] Friedrich Joseph Schelling wanted to extend the path Fichte had taken. Schelling took his start from the unbiased knowledge of the “I” that his predecessor had achieved. The “I” was recognized as a being that draws its existence out of itself. The next task was to bring nature into a relationship with this self-reliant “I.” It is clear: If the “I” is not to transfer the actual higher being of things into the outer world again, then it must be shown that the “I,” out of itself, also creates what we call the laws of nature. The structure of nature must therefore be the material system, outside in space, of what the “I,” within its inner being, creates in a spiritual way. “Nature must be visible spirit, and spirit must be invisible nature. Here, therefore, in the absolute identity of the spirit in us and of nature outside of us, must the problem be solved as to how a nature outside of us is possible.” “The outer world lies open before us, in order for us to find in it again the history of our spirit.” [ 96 ] Schelling, therefore, sharply illuminates the process that the philosophers have interpreted wrongly for so long. He shows that out of one being the clarifying light must fall upon all the processes of the world; that the “I” can recognize one being in all happenings; but he no longer sets forth this being as something lying outside the “I”; he sees it within the “I.” The “I” finally feels itself to be strong enough to enliven the content of world phenomena from out of itself. The way in which Schelling presented nature in detail as a material development out of the “I” does not need to be discussed here. The important thing in this essay is to show in what way the “I” has reconquered for itself the sphere of influence which, in the course of the development of Western thought, it had ceded to an entity that it had itself created. For this reason Schelling's other writings also do not need to be considered in this context. At best they add only details to the question we are examining. Exactly like Fichte, Schelling abandons clear self-knowledge again, and seeks then to trace the things flowing from the self back to other beings. The later teachings of both thinkers are reversions to views which they had completely overcome in an earlier period of life. [ 97 ] The philosophy of Georg Wilhelm Friedrich Hegel is a further bold attempt to explain the world on the basis of a content lying within the “I.” Hegel sought, comprehensively and thoroughly, to investigate and present the whole content of what Fichte, in incomparable words to be sure, had characterized: the being of the human “I.” For Hegel also regards this being as the actual primal thing, as the “in-itselfness of things.” But Hegel does something peculiar. He divests the “I” of everything individual, personal. In spite of the fact that it is a genuine true “I” which Hegel takes as a basis for world phenomena, this “I” seems impersonal, unindividual, far from an intimate, familiar “I,” almost like a god. In just such an unapproachable, strictly abstract form does Hegel, in his logic, expound upon the content of the in-itselfness of the world. The most personal thinking is presented here in the most impersonal way. According to Hegel, nature is nothing other than the content of the “I” that has been spread out in space and time. Nature is this ideal content in a different state. “Nature is spirit estranged from itself.” Within the individual human spirit Hegel's stance toward the impersonal “I” is personal. Within self-consciousness, the being of the “I” is not an in-itself, it is also for-itself; the human spirit discovers that the highest world content is his own content. Because Hegel seeks to grasp the being of the “I” at first impersonally, he also does not designate it as “I,” but rather as idea. But Hegel's idea is nothing other than the content of the human “I” freed of all personal character. This abstracting of everything personal manifests most strongly in Hegel's views about the spiritual life, the moral life. It is not the single, personal, individual “I” of man that can decide its own destiny, but rather it is the great, objective, impersonal world “I,” which is abstracted from man's individual “I”; it is the general world reason, the world idea. The individual “I” must submit to this abstraction drawn from its own being. The world idea has instilled the objective spirit into man's legal, state, and moral institutions, into the historical process. Relative to this objective spirit, the individual is inferior, coincidental. Hegel never tires of emphasizing again and again that the chance, individual “I” must incorporate itself into the general order, into the historical course of spiritual evolution. It is the despotism of the spirit over the bearer of this spirit that Hegel demands. [ 98 ] It is a strange last remnant of the old belief in God and in the beyond that still appears here in Hegel. All the attributes with which the human “I,” turned into an outer ruler of the world, was once endowed have been dropped, and only the attribute of logical generality remains. The Hegelian world idea is the human “I,” and Hegel's teachings recognize this expressly, for at the pinnacle of culture man arrives at the point, according to this teaching, of feeling his full identity with this world “I.” In art, religion, and philosophy man seeks to incorporate into his particular existence what is most general; the individual spirit permeates itself with the general world reason. Hegel portrays the course of world history in the following way: “If we look at the destiny of world-historical individuals, they have had the good fortune to be the managing directors of a purpose that was one stage in the progress of the general spirit. One can call it a trick of world reason for it to use these human tools; for it allows them to carry out their own purposes with all the fury of their passion, and yet remains not only unharmed itself but even brings forth itself. The particular is usually too insignificant compared to the general: individuals are sacrificed and abandoned. World history thus presents itself as the battle of individuals, and in the field of this particularization, things take their completely natural course. Just as in animal nature the preservation of life is the purpose and instinct of the individual creature, and just as here, after all, reason, the general, predominates and the individuals fall, thus so do things in the spiritual world also take their course. The passions mutually destroy each other; only reason is awake, pursues its purpose, and prevails.” But for Hegel, the highest level of development of human culture is also not presented in this sacrificing of the particular individuals to the good of general world reason, but rather in the complete interpenetration of the two. In art, religion, and philosophy, the individual works in such a way that his work is at the same time a content of the general world reason. With Hegel, through the factor of generality that he laid into the world “I,” the subordination of the separate human “I” to this world “I” still remained. [ 99 ] Ludwig Feuerbach sought to put an end to this subordination by stating in powerful terms how man transfers the being of his “I” into the outer world in order then to place himself over against it, acknowledging, obeying, revering it as though it were a God. “God is the revealed inner being, the expressed self, of man; religion is the festive disclosing of the hidden treasures of man, the confessing of his innermost thoughts, the public declaration of his declarations of love.” But even Feuerbach has not yet cleansed the idea of this “I” of the factor of generality. For him the general human “I” is something higher than the individual, single “I.” And even though as a thinker he does not, like Hegel, objectify this general “I” into a cosmic being existing in itself, still, in the moral context, over against the single human being, he does set up the general concept of a generic man, and demands that the individual should raise himself above the limitations of his individuality. [ 100 ] Max Stirner, in his book The Individual and What Is His (Der Einzige und sein Eigentum), published in 1844, demanded of the “I” in a radical way that it finally recognize that all the beings it has set above itself in the course of time were cut by it from its own body and set up in the outer world as idols. Every god, every general world reason, is an image of the “I” and has no characteristics different from the human “I.” And even the concept of the general “I” was extracted from the completely individual “I” of every single person. [ 101 ] Stirner calls upon man to throw off everything general about himself and to acknowledge to himself that he is an individual. “You are indeed more than a Jew, more than a Christian, etc., but you are also more than a man. Those are all ideas; you, however, are in the flesh. Do you really believe, therefore, that you can ever become ‘man as such’?” “I am man! I do not first have to produce man in myself, because he already belongs to me as all my characteristics do.” “Only I am not an abstraction alone; I am the all in all;... I am no mere thought, but I am at the same time full of thoughts, a thought-world. Hegel condemns what is one's own, what is mine ... ‘Absolute thinking’ is that thinking which forgets that it is my thinking, that I think, and that thinking exists only through me. As ‘I,’ however, I again swallow what is mine, am master over it; it is only my opinion that I can change at every moment, i.e., that I can destroy, that I can take back into myself and can devour.” “The thought is only my own when I can indeed subjugate it, but it can never subjugate me, never fanaticize me and make me the tool of its realization.” All the beings placed over the “I” finally shatter upon the knowledge that they have only been brought into the world by the “I.” “The beginning of my thinking, namely, is not a thought, but rather I, and therefore I am also its goal, just as its whole course is then only the course of my self-enjoyment.” [ 102 ] In Stirner's sense, one should not want to define the individual “I” by a thought, by an idea. For, ideas are something general; and through any such definition, the individual—at least logically—would thus be subordinated at once to something general. One can define everything else in the world by ideas, but we must experience our own “I” as something individual within us. Everything that is expressed about the individual in thoughts cannot take up his content into itself; it can only point to it. One says: Look into yourself; there is something for which any concept, any idea, is too poor to encompass in all its incarnate wealth, something that brings forth the ideas out of itself, but that itself has an inexhaustible spring within itself whose content is infinitely more extensive than everything this something brings forth. Stirner's response is: “The individual is a word and with a word one would after all have to be able to think something; a word would after all have to have a thought-content. But the individual is a word without thought; it has no thought-content. But what is its content then if not thought? Its content is one that cannot be there a second time and that consequently can also not be expressed, for if it could be expressed, really and entirely expressed, then it would be there a second time, would be there in the ‘expression’... only when nothing of you is spoken out and you are only named, are you recognized as you. As long as something of you is spoken out, you will be recognized only as this something (man, spirit, Christian, etc.).” The individual “I” is therefore that which is everything it is only through itself, which draws the content of its existence out of itself and continuously expands this content from out of itself. This individual “I” can acknowledge no ethical obligation that it does not lay upon itself. “Whether what I think and do is Christian, what do I care? Whether it is human, liberal, humane, or inhuman, unliberal, inhumane, I don't ask about that. If it only aims at what I want, if I satisfy only myself in it, then call it whatever you like: it's all the same to me ...” “Perhaps, in the very next moment I will turn against my previous thought; I also might very well change my behavior suddenly; but not because it does not correspond to what is Christian, not because it goes against eternal human rights, not because it hits the idea of mankind, humanity, humaneness in the face, but rather—because I am no longer involved, because I no longer enjoy it fully, because I doubt my earlier thought, or I am no longer happy with my recent behavior.” The way Stirner speaks about love from this point of view is characteristic. “I also love people, not merely some of them but everyone. But I love them with the consciousness of egoism; I love them because love makes me happy; I love because loving is natural for me, because I like it. I know no ‘commandment of love’ ...” To this sovereign individual, all state, social, and church organizations are fetters. For, all organizations presuppose that the individual must be like this or like that so that it can fit into the community. But the individual will not let it be determined for him by the community how he should be. He wants to make himself into this or that. J. H. Mackay, in his book Max Stirner, His Life and Work, has expressed what matters to Stirner: “The annihilation, in the first place, of those foreign powers which seek in the most varied ways to suppress and destroy the “I”; and in the second place, the presentation of the relationships of our intercourse with each other, how they result from the conflict and harmony of our interests.” The individual cannot fulfill himself in an organized community, but only in free intercourse or association. He acknowledges no societal structure set over the individual as a power. In him everything occurs through the individual. There is nothing fixed within him. What occurs is always to be traced back to the will of the individual. No one and nothing represents a universal will. Stirner does not want society to care for the individual, to protect his rights, to foster his well-being, and so on. When the organization is taken away from people, then their intercourse regulates itself on its own. “I would rather have to rely on people's self-interest than on their ‘service of love,’ their compassion, their pity, etc. Self-interest demands reciprocity (as you are to me, thus I am to you), does nothing ‘for nothing,’ and lets itself be won and—bought.” Let human intercourse have its full freedom and it will unrestrictedly create that reciprocity which you could set up through a community after all, only in a restricted way. “Neither a natural nor a spiritual tie holds a society (Verein) together, and it is no natural nor spiritual association (Bund). It is not blood nor a belief (i.e., spirit) that brings it about. In a natural association—such as a family, a tribe, a nation; yes, even mankind—individuals have value only as specimens of a species or genus; in a spiritual association—such as a community or church—the individual is significant only as a part of the common spirit; in both cases, what you are as an individual must be suppressed. Only in a society can you assert yourself as an individual, because the society does not possess you, but rather you possess it or use it.” [ 103 ] The path by which Stirner arrived at his view of the individual can be designated as a universal critique of all general powers that suppress the “I.” The churches, the political systems (political liberalism, social liberalism, humanistic liberalism), the philosophies—they have all set such general powers over the individual. Political liberalism establishes the “good citizen”; social liberalism establishes the worker who is like all the others in what they own in common; humanistic liberalism establishes the “human being as human being.” As he destroys all these powers, Stirner sets up in their ruins the sovereignty of the individual. “What all is not supposed to be my cause! Above all the good cause, then God's cause, the cause of mankind, of truth, of freedom, of humaneness, of justice; furthermore the cause of my folk, of my prince, of my fatherland; finally, of course, the cause of the spirit and a thousand other causes. Only my cause is never supposed to be my cause.—Let us look then at how those people handle their cause for whose cause we are supposed to work, to devote ourselves, and to wax enthusiastic. You know how to proclaim many basic things about God, and for thousands of years have investigated ‘the depths of the Divinity’ and looked into His heart, so that you are very well able to tell us how God Himself conducts ‘the cause of God’ that we are called to serve. And you also do not keep the Lord's conduct secret. What is His cause then? Has He, as is expected of us, made a foreign cause, the cause of truth and love, into His own? Such lack of understanding enrages you and you teach us that God's cause is, to be sure, the cause of truth and love, but that this cause cannot be called foreign to Him because God is Himself, in fact, truth and love; you are enraged by the assumption that God could be like us poor worms in promoting a foreign cause as His own. ‘God is supposed to take on the cause of truth when He is not Himself the truth?’ He takes care only of His cause, but because He is the all in all, everything is also His cause; we, however, we are not the all in all, and our cause is small and contemptible indeed; therefore we must ‘serve a higher cause.’—Now, it is clear that God concerns Himself only with what is His, occupies Himself only with Himself, thinks only about Himself, and has His eye on Himself; woe to anything that is not well pleasing to Him. He serves nothing higher and satisfies only Himself. His cause is a purely egoistical cause. How do matters stand with mankind, whose cause we are supposed to make into our own? Is its cause perhaps that of another, and does mankind serve a higher cause? No, mankind looks only at itself, mankind wants to help only mankind, mankind is itself its cause. In order to develop itself, mankind lets peoples and individuals torment themselves in its service, and when they have accomplished what mankind needs, then, out of gratitude, they are thrown by it onto the manure pile of history. Is the cause of mankind not a purely egoistical cause?” Out of this kind of a critique of everything that man is supposed to make into his cause, there results for Stirner that “God and mankind have founded their cause on nothing but themselves. I will then likewise found my cause upon myself, I, who like God am nothing from anything else, I, who am my all, I who am the single one.” [ 104 ] That is Stirner's path. One can also take another path to arrive at the nature of the “I.” One can observe the “I” in its cognitive activity. Direct your gaze upon a process of knowledge. Through a thinking contemplation of processes, the “I” seeks to become conscious of what actually underlies these processes. What does one want to achieve by this thinking contemplation? To answer this question we must observe: What would we possess of these processes without this contemplation, and what do we obtain through this contemplation? I must limit myself here to a meager sketch of these fundamental questions about world views, and can point only to the broader expositions in my books Truth and Science (Wahrheit und Wissenschaft) and The Philosophy of Spiritual Activity (Die Philosophie der Freiheit). [ 105 ] Look at any process you please. I throw a stone in a horizontal direction. It moves in a curved line and falls to earth after a time. I see the stone at successive moments in different places, after it has first cost me a certain amount of effort to throw it. Through my thinking contemplation I gain the following. During its motion the stone is under the influence of several factors. If it were only under the influence of the propulsion I gave it in throwing it, it would go on forever, in a straight line, in fact, without changing its velocity. But now the earth exerts an influence upon it which one calls gravity. If, without propelling it away from me, I had simply let go of it, it would have fallen straight to the ground, and in doing so its velocity would have increased continuously. Out of the reciprocal workings of these two influences there arises what actually happens. Those are all thought-considerations that I bring to what would offer itself to me without any thinking contemplation. [ 106 ] In this way we have in every cognitive process an element that would present itself to us even without any thinking contemplation, and another element that we can gain only through such thinking contemplation. When we have then gained both elements, it is clear to us that they belong together. A process runs its course in accordance with the laws that I gain about it through my thinking. The fact that for me the two elements are separated and are joined together by my cognition is my affair. The process does not bother about this separation and joining. From this it follows, however, that the activity of knowing is altogether my affair. Something that I bring about solely for my own sake. [ 107 ] Yet another factor enters in here now. The things and processes would never, out of themselves, give me what I gain about them through my thinking contemplation. Out of themselves they give me, in fact, what I possess without that contemplation. It has already been stated in this essay that I take out of myself what I see in the things as their deepest being. The thoughts I make for myself about the things, these I produce out of my own inner being. They nevertheless belong to the things, as has been shown. The essential being of the things does not therefore come to me from them, but rather from me. My content is their essential being. I would never come to ask about the essential being of the things at all if I did not find present within me something I designate as this essential being of the things, designate as what belongs to them, but designate as what they do not give me out of themselves, but rather what I can take only out of myself. Within the cognitive process I receive the essential being of the things from out of myself. I therefore have the essential being of the world within myself. Consequently I also have my own essential being within myself. With other things two factors appear to me: a process without its essential being and the essential being through me. With myself, process and essential being are identical. I draw forth the essential being of all the rest of the world out of myself, and I also draw forth my own essential being from myself. [ 108 ] Now my action is a part of the general world happening. It therefore has its essential being as much within me as all other happenings. To seek the laws of human action means, therefore, to draw them forth out of the content of the “I.” Just as the believer in God traces the laws of his actions back to the will of his God, so the person who has attained the insight that the essential being of all things lies within the “I” can also find the laws of his action only within the “I.” If the “I” has really penetrated into the essential nature of its action, it then feels itself to be the ruler of this action. As long as we believe in a world-being foreign to us, the laws of our action also stand over against us as foreign. They rule us; what we accomplish stands under the compulsion they exercise over us. If they are transformed from such foreign beings into our “I's” primally own doing, then this compulsion ceases. That which compels has become our own being. The lawfulness no longer rules over us, but rather rules within us over the happenings that issue from our “I.” To bring about a process by virtue of a lawfulness standing outside the doer is an act of inner unfreedom; to do so out of the doer himself is an act of inner freedom. To give oneself the laws of one's actions out of oneself means to act as a free individual. The consideration of the cognitive process shows the human being that he can find the laws of his action only within himself. [ 109 ] To comprehend the “I” in thinking means to create the basis for founding everything that comes from the “I” also upon the “I” alone. The “I” that understands itself can make itself dependent upon nothing other than itself. And it can be answerable to no one but itself. After these expositions it seems almost superfluous to say that with this “I” only the incarnate real “I” of the individual person is meant and not any general “I” abstracted from it. For any such general “I” can indeed be gained from the real “I” only by abstraction. It is thus dependent upon the real individual. (Benj. R. Tucker and J. H. Mackay also advocate the same direction in thought and view of life out of which my two above-mentioned books have arisen. See Tucker's Instead of a Book and Mackay's The Anarchists. [ 1110 ] In the eighteenth century and in the greater part of the nineteenth, man's thinking made every effort to win for the “I” its place in the universe. Two thinkers who are already keeping aloof from this direction are Arthur Schopenhauer and Eduard von Hartmann, who is still vigorously working among us. Neither any longer transfers the full being of our “I,” which we find present in our consciousness, as primal being into the outer world. Schopenhauer regarded one part of this “I,” the will, as the essential being of the world, and Hartmann sees the unconscious to be this being. Common to both of them is this striving to subordinate the “I” to their assumed general world-being. On the other hand, as the last of the strict individualists, Friedrich Nietzsche, taking his start from Schopenhauer, did arrive at views that definitely lead to the path of absolute appreciation of the individual “I.” In his opinion, genuine culture consists in fostering the individual in such a way that he has the strength out of himself to develop everything lying within him. Up until now it was only an accident if an individual was able to develop himself fully out of himself. “This more valuable type has already been there often enough: but as a happy chance, as an exception, never as willed. Rather he was precisely the one feared the most; formerly he was almost the fearful thing;—and out of fear, the opposite type was willed, bred, attained: the domestic animal, the herd animal, the sick animal man, the Christian ...” Nietzsche transfigured poetically, as his ideal, his type of man in his Zarathustra. He calls him the Superman (Übermensch). He is man freed from all norms, who no longer wants to be the mere image of God, a being in whom God is well pleased, a good citizen, and so on, but rather who wants to be himself and nothing more—the pure and absolute egoist.
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